SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX REPORT
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number
0000076721
PAX WORLD FUNDS SERIES TRUST I
(Exact name of registrant as specified in charter)
30 Penhallow St, Ste. 400
Portsmouth, NH 03801
(Address of principal executive offices)
Registrant's Telephone Number, Including Area Code:
(800) 767-1729
Pax World Management LLC
30 Penhallow Street, Suite 400
Portsmouth, NH 03801
Attn: Joseph F. Keefe
(Name and address of agent for service)
Date of fiscal year end: December 31, 2011
Date of reporting period: July 1, 2010 - June 30, 2011
========================PAX WORLD BALANCED FUND============================
Item 1: Proxy Voting Record
Fund Name : Pax World Balanced Fund
07/01/2010 - 06/30/2011
3M Company
Ticker Security ID: Meeting Date Meeting Status
MMM CUISP 88579Y101 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Linda Alvarado Mgmt For For For
2 Elect George Buckley Mgmt For Against Against
3 Elect Vance Coffman Mgmt For For For
4 Elect Michael Eskew Mgmt For For For
5 Elect W. James Farrell Mgmt For For For
6 Elect Herbert Henkel Mgmt For For For
7 Elect Edward Liddy Mgmt For For For
8 Elect Robert Morrison Mgmt For Against Against
9 Elect Aulana Peters Mgmt For For For
10 Elect Robert Ulrich Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For Against Against
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
Altera
Corporation
Ticker Security ID: Meeting Date Meeting Status
ALTR CUISP 021441100 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Daane Mgmt For Against Against
2 Elect Robert Finocchio, Jr. Mgmt For Against Against
3 Elect Kevin McGarity Mgmt For Against Against
4 Elect T. Michael Nevens Mgmt For Against Against
5 Elect Krish Prabhu Mgmt For Against Against
6 Elect John Shoemaker Mgmt For Against Against
7 Elect Susan Wang Mgmt For Against Against
8 Amendment to the 2005 Equity Mgmt For Against Against
Incentive
Plan
9 Amendment to the 1987 Employee Stock Mgmt For For For
Purchase
Plan
10 Elimination of Supermajority Mgmt For For For
Requirement
11 Adoption of Delaware as the Mgmt For Against Against
Exclusive Forum for Certain
Disputes
12 Right to Call a Special Meeting Mgmt For For For
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
America Movil
SAB de
CV
Ticker Security ID: Meeting Date Meeting Status
AMX CUISP 02364W105 04/27/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Directors (Series L) Mgmt For Abstain Against
2 Election of Meeting Delegates Mgmt For Abstain Against
American Express
Company
Ticker Security ID: Meeting Date Meeting Status
AXP CUISP 025816109 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Daniel Akerson Mgmt For For For
1.2 Elect Charlene Barshefsky Mgmt For Withhold Against
1.3 Elect Ursula Burns Mgmt For For For
1.4 Elect Kenneth Chenault Mgmt For Withhold Against
1.5 Elect Peter Chernin Mgmt For Withhold Against
1.6 Elect Theodore Leonsis Mgmt For Withhold Against
1.7 Elect Jan Leschly Mgmt For Withhold Against
1.8 Elect Richard Levin Mgmt For For For
1.9 Elect Richard McGinn Mgmt For Withhold Against
1.10 Elect Edward Miller Mgmt For Withhold Against
1.11 Elect Steven Reinemund Mgmt For For For
1.12 Elect Robert Walter Mgmt For Withhold Against
1.13 Elect Ronald Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
6 Sharehoholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special
Meeting
American Tower
Corporation
Ticker Security ID: Meeting Date Meeting Status
AMT CUISP 029912201 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Raymond Dolan Mgmt For Against Against
2 Elect Ronald Dykes Mgmt For Against Against
3 Elect Carolyn Katz Mgmt For Against Against
4 Elect Gustavo Lara Cantu Mgmt For Against Against
5 Elect JoAnn Reed Mgmt For Against Against
6 Elect Pamela Reeve Mgmt For Against Against
7 Elect David Sharbutt Mgmt For Against Against
8 Elect James Taiclet, Jr. Mgmt For Against Against
9 Elect Samme Thompson Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Elimination of Supermajority Mgmt For For For
Requirement
12 Advisory Vote on Executive Mgmt For Against Against
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
AMGEN Inc.
Ticker Security ID: Meeting Date Meeting Status
AMGN CUISP 031162100 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Baltimore Mgmt For Against Against
2 Elect Frank Biondi, Jr. Mgmt For Against Against
3 Elect Francois de Carbonnel Mgmt For Against Against
4 Elect Vance Coffman Mgmt For Against Against
5 Elect Rebecca Henderson Mgmt For Against Against
6 Elect Frank Herringer Mgmt For Against Against
7 Elect Gilbert Omenn Mgmt For Against Against
8 Elect Judith Pelham Mgmt For Against Against
9 Elect J. Paul Reason Mgmt For Against Against
10 Elect Leonard Schaeffer Mgmt For Against Against
11 Elect Kevin Sharer Mgmt For Against Against
12 Elect Ronald Sugar Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
Baker Hughes
Incorporated
Ticker Security ID: Meeting Date Meeting Status
BHI CUISP 057224107 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Larry Brady Mgmt For Withhold Against
1.2 Elect Clarence Cazalot, Jr. Mgmt For Withhold Against
1.3 Elect Chad Deaton Mgmt For Withhold Against
1.4 Elect Anthony Fernandes Mgmt For Withhold Against
1.5 Elect Claire Gargalli Mgmt For Withhold Against
1.6 Elect Pierre Jungels Mgmt For Withhold Against
1.7 Elect James Lash Mgmt For Withhold Against
1.8 Elect J. Larry Nichols Mgmt For Withhold Against
1.9 Elect H. John Riley, Jr. Mgmt For Withhold Against
1.10 Elect J.W. Stewart Mgmt For Withhold Against
1.11 Elect Charles Watson Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Reapproval of Performance Goals Mgmt For For For
under the Annual Incentive
Compensation
Plan
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Becton,
Dickinson and
Company
Ticker Security ID: Meeting Date Meeting Status
BDX CUISP 075887109 02/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Basil Anderson Mgmt For Withhold Against
1.2 Elect Henry Becton, Jr. Mgmt For Withhold Against
1.3 Elect Edward DeGraan Mgmt For Withhold Against
1.4 Elect Claire Fraser-Liggett Mgmt For For For
1.5 Elect Christopher Jones Mgmt For For For
1.6 Elect Marshall Larsen Mgmt For Withhold Against
1.7 Elect Edward Ludwig Mgmt For For For
1.8 Elect Adel Mahmoud Mgmt For For For
1.9 Elect Gary Mecklenburg Mgmt For For For
1.10 Elect Cathy Minehan Mgmt For Withhold Against
1.11 Elect James Orr Mgmt For Withhold Against
1.12 Elect Willard Overlock, Jr. Mgmt For Withhold Against
1.13 Elect Bertram Scott Mgmt For Withhold Against
1.14 Elect Alfred Sommer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt N/A 1 Year N/A
Executive
Compensation
5 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
BlackRock, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLK CUISP 09247X101 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Murry Gerber Mgmt For Withhold Against
1.2 Elect James Grosfeld Mgmt For Withhold Against
1.3 Elect Sir Deryck Maughan Mgmt For Withhold Against
1.4 Elect Thomas Montag Mgmt For Withhold Against
1.5 Elect Linda Gosden Robinson Mgmt For Withhold Against
1.6 Elect John Varley Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
BMC Software, Inc
Ticker Security ID: Meeting Date Meeting Status
BMC CUISP 055921100 07/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Robert Beauchamp Mgmt For For For
2 Elect Jon Barfield Mgmt For For For
3 Elect Gary Bloom Mgmt For For For
4 Elect Meldon Gafner Mgmt For For For
5 Elect Mark Hawkins Mgmt For For For
6 Elect Stephan James Mgmt For For For
7 Elect P. Thomas Jenkins Mgmt For For For
8 Elect Louis Lavigne, Jr. Mgmt For For For
9 Elect Kathleen O'Neil Mgmt For For For
10 Elect Tom Tinsley Mgmt For For For
11 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
12 Ratification of Auditor Mgmt For For For
BorgWarner Inc.
Ticker Security ID: Meeting Date Meeting Status
BWA CUISP 099724106 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Robin Adams Mgmt For Against Against
2 Elect David Brown Mgmt For Against Against
3 Elect Jan Carlson Mgmt For Against Against
4 Elect Dennis Cuneo Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Cisco Systems,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CSCO CUISP 17275R102 11/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Carol Bartz Mgmt For Against Against
2 Elect M. Michele Burns Mgmt For For For
3 Elect Michael Capellas Mgmt For For For
4 Elect Larry Carter Mgmt For For For
5 Elect John Chambers Mgmt For Against Against
6 Elect Brian Halla Mgmt For For For
7 Elect John Hennessy Mgmt For Against Against
8 Elect Richard Kovacevich Mgmt For Against Against
9 Elect Roderick McGeary Mgmt For Against Against
10 Elect Michael Powell Mgmt For For For
11 Elect Arun Sarin Mgmt For For For
12 Elect Steven West Mgmt For For For
13 Elect Jerry Yang Mgmt For For For
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Formation of Environmental
Sustainability
Committee
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Internet
Fragmentation
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Restricting Sales to
China
Cognizant
Technology
Solutions
Corporation
Ticker Security ID: Meeting Date Meeting Status
CTSH CUISP 192446102 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Robert Howe Mgmt For Against Against
2 Elect Robert Weissman Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Increase of Authorized Common Stock Mgmt For Against Against
6 Amendment to the Certificate of Mgmt For For For
Incorporation to Reduce
Supermajority
Requirement
7 Amendment to the Bylaws to Reduce Mgmt For For For
Supermajority
Requirement
8 Ratification of Auditor Mgmt For For For
Companhia de
Concessoes
Rodoviarias
Ticker Security ID: Meeting Date Meeting Status
CCRO3 CINS P1413U105 02/16/2011 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Change of Company Name Mgmt For For For
4 Election of Directors Mgmt For Against Against
5 Election of Alternate Directors Mgmt For Against Against
6 Elect Newton Brandao Ferraz Ramos Mgmt For For For
7 Election of Alternate Supervisory Mgmt For For For
Council
Member
Companhia de
Concessoes
Rodoviarias
Ticker Security ID: Meeting Date Meeting Status
CCRO3 CINS P1413U105 04/19/2011 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Capital Expenditure Budget Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Election of Directors Mgmt For Against Against
8 Remuneration Policy Mgmt For Against Against
9 Election of Supervisory Council Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
Companhia de
Concessoes
Rodoviarias
Ticker Security ID: Meeting Date Meeting Status
CCRO3 CINS P1413U105 09/27/2010 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Amendments to Articles Mgmt For For For
ConocoPhillips
Ticker Security ID: Meeting Date Meeting Status
COP CUISP 20825C104 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Armitage Mgmt For For For
2 Elect Richard Auchinleck Mgmt For Against Against
3 Elect James Copeland, Jr. Mgmt For Against Against
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Ruth Harkin Mgmt For For For
6 Elect Harold McGraw III Mgmt For Against Against
7 Elect James Mulva Mgmt For For For
8 Elect Robert Niblock Mgmt For For For
9 Elect Harald Norvik Mgmt For For For
10 Elect William Reilly Mgmt For Against Against
11 Elect Victoria Tschinkel Mgmt For Against Against
12 Elect Kathryn Turner Mgmt For Against Against
13 Elect William Wade, Jr. Mgmt For Against Against
14 Ratification of Auditor Mgmt For Against Against
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 2011 Omnibus Stock and Performance Mgmt For Against Against
Incentive
Plan
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Adopting Gender Identity and
Expression Anti-Bias
Policy
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Lobbying
Report
21 Shareholder Proposal Regarding ShrHoldr Against For Against
Safety
Report
22 Shareholder Proposal Regarding ShrHoldr Against For Against
Louisiana
Wetlands
23 Shareholder Proposal Regarding ShrHoldr Against For Against
Reporting and Reducing Greenhouse
Gas
Emissions
24 Shareholder Proposal Regarding the ShrHoldr Against For Against
Financial Risks of Climate
Change
25 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Oil Sands
Operations
Corn Products
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CPO CUISP 219023108 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Almeida Mgmt For Withhold Against
1.2 Elect Gregory Kenny Mgmt For Withhold Against
1.3 Elect James Ringler Mgmt For For For
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Corning
Incorporated
Ticker Security ID: Meeting Date Meeting Status
GLW CUISP 219350105 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Seely Brown Mgmt For Against Against
2 Elect John Canning Jr. Mgmt For Against Against
3 Elect Gordon Gund Mgmt For Against Against
4 Elect Kurt Landgraf Mgmt For Against Against
5 Elect H. Onno Ruding Mgmt For Against Against
6 Elect Glenn Tilton Mgmt For Against Against
7 Advisory Vote on Executive Mgmt For Against Against
Compensation
8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
10 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
Cummins Inc.
Ticker Security ID: Meeting Date Meeting Status
CMI CUISP 231021106 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Theodore Solso Mgmt For Against Against
2 Elect N. Thomas Linebarger Mgmt For For For
3 Elect William Miller Mgmt For For For
4 Elect Alexis Herman Mgmt For Against Against
5 Elect Georgia Nelson Mgmt For For For
6 Elect Carl Ware Mgmt For For For
7 Elect Robert Herdman Mgmt For For For
8 Elect Robert Bernhard Mgmt For For For
9 Elect Franklin Chang-Diaz Mgmt For For For
10 Elect Stephen Dobbs Mgmt For For For
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUISP 244199105 02/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charles Holliday, Jr. Mgmt For For For
2 Elect Dipak Jain Mgmt For For For
3 Elect Joachim Milberg Mgmt For For For
4 Elect Richard Myers Mgmt For Against Against
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
Diana Shipping
Inc.
Ticker Security ID: Meeting Date Meeting Status
DSX CUISP Y2066G104 08/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Lawes Mgmt For Withhold Against
1.2 Elect Konstantinos Psaltis Mgmt For Withhold Against
2 Appointment of Auditor Mgmt For For For
Digital Realty
Trust,
Inc.
Ticker Security ID: Meeting Date Meeting Status
DLR CUISP 253868103 04/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Magnuson Mgmt For Withhold Against
1.2 Elect Michael Foust Mgmt For Withhold Against
1.3 Elect Laurence Chapman Mgmt For Withhold Against
1.4 Elect Kathleen Earley Mgmt For Withhold Against
1.5 Elect Ruann Ernst Mgmt For Withhold Against
1.6 Elect Dennis Singleton Mgmt For Withhold Against
1.7 Elect Robert Zerbst Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
EMC Corporation
Ticker Security ID: Meeting Date Meeting Status
EMC CUISP 268648102 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Michael Brown Mgmt For Against Against
2 Elect Randolph Cowen Mgmt For Against Against
3 Elect Michael Cronin Mgmt For Against Against
4 Elect Gail Deegan Mgmt For Against Against
5 Elect James DiStasio Mgmt For Against Against
6 Elect John Egan Mgmt For Against Against
7 Elect Edmund Kelly Mgmt For Against Against
8 Elect Windle Priem Mgmt For Against Against
9 Elect Paul Sagan Mgmt For Against Against
10 Elect David Strohm Mgmt For Against Against
11 Elect Joseph Tucci Mgmt For Against Against
12 Ratification of Auditor Mgmt For Against Against
13 Amendment to the 2003 Stock Plan Mgmt For Against Against
14 Amendment to Right to Call a Special Mgmt For For For
Meeting
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Emerson Electric
Co.
Ticker Security ID: Meeting Date Meeting Status
EMR CUISP 291011104 02/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Farr Mgmt For Withhold Against
1.2 Elect Harriet Green Mgmt For Withhold Against
1.3 Elect Charles Peters Mgmt For Withhold Against
1.4 Elect Joseph Prueher Mgmt For Withhold Against
1.5 Elect Rozanne Ridgway Mgmt For Withhold Against
2 Re-approval of the Performance Mgmt For For For
Measures under the 2006 Incentive
Shares
Plan
3 2011 Stock Option Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Sustainability
Report
Ensco
International
plc
Ticker Security ID: Meeting Date Meeting Status
ESV CUISP 29358Q109 05/31/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Merger/Acquisition Mgmt For For For
Ensco plc
Ticker Security ID: Meeting Date Meeting Status
ESV CUISP 29358Q109 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect J. Roderick Clark Mgmt For Against Against
2 Elect Daniel Rabun Mgmt For Against Against
3 Elect Keith Rattie Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
5 Appointment of Statutory Auditor Mgmt For For For
6 Authority to Set Auditor's Fees Mgmt For For For
7 Payment of Historic Dividends Mgmt For For For
8 Release of Shareholders from Claims Mgmt For For For
Regarding Historic
Dividends
9 Release of Shareholders from Claims Mgmt For Against Against
Regarding Historical
Dividends
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
EQT Corporation
Ticker Security ID: Meeting Date Meeting Status
EQT CUISP 26884L109 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Thorington Mgmt For Withhold Against
1.2 Elect David Porges Mgmt For Withhold Against
1.3 Elect James Rohr Mgmt For Withhold Against
1.4 Elect David Shapira Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2011 Executive Short-Term Incentive Mgmt For For For
Plan
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
7 Amendment to Articles of Mgmt For For For
Incorporation Concerning the
Process for Board
Vacancies
8 Elimination of Preemptive Rights Mgmt For Against Against
Expeditors
International
Of Washington,
Inc.
Ticker Security ID: Meeting Date Meeting Status
EXPD CUISP 302130109 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Mark Emmert Mgmt For Against Against
2 Elect R. Jordan Gates Mgmt For Against Against
3 Elect Dan Kourkoumelis Mgmt For Against Against
4 Elect Michael Malone Mgmt For Against Against
5 Elect John Meisenbach Mgmt For Against Against
6 Elect Peter Rose Mgmt For Against Against
7 Elect James Wang Mgmt For Against Against
8 Elect Robert Wright Mgmt For Against Against
9 Advisory Vote on Executive Mgmt For Against Against
Compensation
10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
11 2011 Stock Option Plan Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
GameStop Corp.
Ticker Security ID: Meeting Date Meeting Status
GME CUISP 36467W109 06/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stanley (Mickey) Steinberg Mgmt For Withhold Against
1.2 Elect Gerald Szczepanski Mgmt For Withhold Against
1.3 Elect Lawrence Zilavy Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 2011 Incentive Plan Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
General Mills,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GIS CUISP 370334104 09/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Bradbury Anderson Mgmt For Against Against
2 Elect R. Kerry Clark Mgmt For Against Against
3 Elect Paul Danos Mgmt For For For
4 Elect William Esrey Mgmt For For For
5 Elect Raymond Gilmartin Mgmt For Against Against
6 Elect Judith Richards Hope Mgmt For For For
7 Elect Heidi Miller Mgmt For For For
8 Elect Hilda Ochoa-Brillembourg Mgmt For For For
9 Elect Steve Odland Mgmt For For For
10 Elect Kendall Powell Mgmt For For For
11 Elect Lois Quam Mgmt For Against Against
12 Elect Michael Rose Mgmt For Against Against
13 Elect Robert Ryan Mgmt For For For
14 Elect Dorothy Terrell Mgmt For For For
15 Executive Incentive Plan Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Advisory Vote on Executive Mgmt For Against Against
Compensation
Gilead Sciences,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUISP 375558103 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Cogan Mgmt For For For
1.2 Elect Etienne Davignon Mgmt For For For
1.3 Elect James Denny Mgmt For For For
1.4 Elect Carla Hills Mgmt For For For
1.5 Elect Kevin Lofton Mgmt For Withhold Against
1.6 Elect John Madigan Mgmt For Withhold Against
1.7 Elect John Martin Mgmt For For For
1.8 Elect Gordon Moore Mgmt For Withhold Against
1.9 Elect Nicholas Moore Mgmt For Withhold Against
1.10 Elect Richard Whitley Mgmt For For For
1.11 Elect Gayle Wilson Mgmt For For For
1.12 Elect Per Wold-Olsen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 162(m) Bonus Plan Mgmt For For For
4 Elimination of Supermajority Mgmt For For For
Requirement
5 Right to Call a Special Meeting Mgmt For For For
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Google Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOG CUISP 38259P508 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Larry Page Mgmt For Withhold Against
1.2 Elect Sergey Brin Mgmt For Withhold Against
1.3 Elect Eric Schmidt Mgmt For Withhold Against
1.4 Elect L. John Doerr Mgmt For Withhold Against
1.5 Elect John Hennessy Mgmt For Withhold Against
1.6 Elect Ann Mather Mgmt For For For
1.7 Elect Paul Otellini Mgmt For Withhold Against
1.8 Elect K. Ram Shriram Mgmt For For For
1.9 Elect Shirley Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Plan Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Formation of Sustainability
Committee
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Conflict of Interest
Report
H & M Hennes &
Mauritz
AB
Ticker Security ID: Meeting Date Meeting Status
HM-B CINS W41422101 04/28/2011 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Profits/Dividends Mgmt For For For
14 Ratification of Board and Management Mgmt For Against Against
Acts
15 Board Size Mgmt For For For
16 Directors and Auditors' Fees Mgmt For Against Against
17 Election of Directors Mgmt For Against Against
18 Nomination Committee Mgmt For Against Against
19 Amendments to Articles Mgmt For For For
20 Compensation Guidelines Mgmt For Against Against
21 Non-Voting Agenda Item N/A N/A N/A N/A
H & M Hennes &
Mauritz
AB
Ticker Security ID: Meeting Date Meeting Status
HM-B CINS W41422101 10/20/2010 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Election of Presiding Chairman Mgmt For For For
6 Voting List Mgmt For For For
7 Agenda Mgmt For For For
8 Election of Individuals to Check Mgmt For For For
Minutes
9 Compliance with Rules of Convocation Mgmt For For For
10 Employee Incentive Program Mgmt For For For
11 Amendment to Compensation Guidelines Mgmt For Against Against
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
Hansen Natural
Corporation
Ticker Security ID: Meeting Date Meeting Status
HANS CUISP 411310105 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Rodney Sacks Mgmt For Withhold Against
1.2 Elect Hilton Schlosberg Mgmt For Withhold Against
1.3 Elect Norman Epstein Mgmt For Withhold Against
1.4 Elect Benjamin Polk Mgmt For Withhold Against
1.5 Elect Sydney Selati Mgmt For Withhold Against
1.6 Elect Harold Taber, Jr. Mgmt For Withhold Against
1.7 Elect Mark Vidergauz Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2011 Omnibus Incentive Plan Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Hospitality
Properties
Trust
Ticker Security ID: Meeting Date Meeting Status
HPT CUISP 44106M102 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Harrington Mgmt For Against Against
2 Elect Barry Portnoy Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
Ingersoll-Rand
Plc
Ticker Security ID: Meeting Date Meeting Status
IR CUISP G47791101 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ann Berzin Mgmt For For For
2 Elect John Bruton Mgmt For Against Against
3 Elect Jared Cohon Mgmt For Against Against
4 Elect Gary Forsee Mgmt For Against Against
5 Elect Peter Godsoe Mgmt For For For
6 Elect Edward Hagenlocker Mgmt For For For
7 Elect Constance Horner Mgmt For Against Against
8 Elect Michael Lamach Mgmt For For For
9 Elect Theodore Martin Mgmt For For For
10 Elect Richard Swift Mgmt For For For
11 Elect Tony White Mgmt For Against Against
12 Senior Executive Performance Plan Mgmt For For For
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Authority to Repurchase Shares Mgmt For For For
16 Ratification of Auditor Mgmt For Against Against
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUISP 458140100 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charlene Barshefsky Mgmt For Against Against
2 Elect Susan Decker Mgmt For Against Against
3 Elect John Donahoe Mgmt For Against Against
4 Elect Reed Hundt Mgmt For Against Against
5 Elect Paul Otellini Mgmt For Against Against
6 Elect James Plummer Mgmt For Against Against
7 Elect David Pottruck Mgmt For Against Against
8 Elect Jane Shaw Mgmt For Against Against
9 Elect Frank Yeary Mgmt For Against Against
10 Elect David Yoffie Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2006 Equity Mgmt For Against Against
Incentive
Plan
13 Amendment to the 2006 Stock Purchase Mgmt For For For
Plan
14 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Intuit Inc.
Ticker Security ID: Meeting Date Meeting Status
INTU CUISP 461202103 01/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Batchelder Mgmt For Against Against
2 Elect Christopher Brody Mgmt For Against Against
3 Elect William Campbell Mgmt For Against Against
4 Elect Scott Cook Mgmt For Against Against
5 Elect Diane Greene Mgmt For Against Against
6 Elect Michael Hallman Mgmt For Against Against
7 Elect Edward Kangas Mgmt For Against Against
8 Elect Suzanne Nora Johnson Mgmt For Against Against
9 Elect Dennis Powell Mgmt For Against Against
10 Elect Brad Smith Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2005 Equity Mgmt For Against Against
Incentive
Plan
13 Advisory Vote on Executive Mgmt For For For
Compensation
Iron Mountain
Incorporated
Ticker Security ID: Meeting Date Meeting Status
IRM CUISP 462846106 06/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Clarke Bailey Mgmt For Withhold Against
1.2 Elect Kent Dauten Mgmt For Withhold Against
1.3 Elect Paul Deninger Mgmt For Withhold Against
1.4 Elect Per-Kristian Halvorsen Mgmt For Withhold Against
1.5 Elect Michael Lamach Mgmt For Withhold Against
1.6 Elect Arthur Little Mgmt For Withhold Against
1.7 Elect Allan Loren Mgmt For Withhold Against
1.8 Elect C. Richard Reese Mgmt For Withhold Against
1.9 Elect Vincent Ryan Mgmt For Withhold Against
1.10 Elect Laurie Tucker Mgmt For Withhold Against
1.11 Elect Alfred Verrecchia Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
JPMorgan Chase &
Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUISP 46625H100 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Crandall Bowles Mgmt For Against Against
2 Elect Stephen Burke Mgmt For Against Against
3 Elect David Cote Mgmt For Against Against
4 Elect James Crown Mgmt For Against Against
5 Elect James Dimon Mgmt For Against Against
6 Elect Ellen Futter Mgmt For Against Against
7 Elect William Gray, III Mgmt For Against Against
8 Elect Laban Jackson, Jr. Mgmt For Against Against
9 Elect David Novak Mgmt For Against Against
10 Elect Lee Raymond Mgmt For Against Against
11 Elect William Weldon Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
13 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Amendment to the Long-Term Incentive Mgmt For Against Against
Plan
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Affirmation of Political
Nonpartisanship
17 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Mortgage Loan
Servicing
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Genocide-Free
Investing
21 Shareholder Proposal Regarding an ShrHoldr Against For Against
Independent Lead
Director
Juniper
Networks,
Inc.
Ticker Security ID: Meeting Date Meeting Status
JNPR CUISP 48203R104 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mary Cranston Mgmt For Withhold Against
1.2 Elect Kevin Johnson Mgmt For Withhold Against
1.3 Elect J. Michael Lawrie Mgmt For Withhold Against
1.4 Elect David Schlotterbeck Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2012 Performance Bonus Plan Mgmt For Against Against
4 Amendment to the 2006 Equity Mgmt For Against Against
Incentive
Plan
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr N/A For N/A
Declassification of the
Board
Lowe's
Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
LOW CUISP 548661107 05/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Raul Alvarez Mgmt For Withhold Against
1.2 Elect David Bernauer Mgmt For Withhold Against
1.3 Elect Leonard Berry Mgmt For Withhold Against
1.4 Elect Peter Browning Mgmt For Withhold Against
1.5 Elect Dawn Hudson Mgmt For Withhold Against
1.6 Elect Robert Johnson Mgmt For Withhold Against
1.7 Elect Marshall Larsen Mgmt For Withhold Against
1.8 Elect Richard Lochridge Mgmt For Withhold Against
1.9 Elect Robert Niblock Mgmt For Withhold Against
1.10 Elect Stephen Page Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 2011 Annual Incentive Plan Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Shareholder Approval of Severance
Agreements
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Linking Executive Pay to
Sustainability
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Political Contributions
and Expenditure
Report
Macy's, Inc.
Ticker Security ID: Meeting Date Meeting Status
M CUISP 55616P104 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Bollenbach Mgmt For For For
1.2 Elect Deirdre Connelly Mgmt For Withhold Against
1.3 Elect Meyer Feldberg Mgmt For Withhold Against
1.4 Elect Sara Levinson Mgmt For Withhold Against
1.5 Elect Terry Lundgren Mgmt For For For
1.6 Elect Joseph Neubauer Mgmt For Withhold Against
1.7 Elect Joseph Pichler Mgmt For For For
1.8 Elect Joyce Roche Mgmt For For For
1.9 Elect Craig Weatherup Mgmt For Withhold Against
1.10 Elect Marna Whittington Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
McDonald's
Corporation
Ticker Security ID: Meeting Date Meeting Status
MCD CUISP 580135101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Susan Arnold Mgmt For Against Against
2 Elect Richard Lenny Mgmt For Against Against
3 Elect Cary McMillan Mgmt For Against Against
4 Elect Sheila Penrose Mgmt For Against Against
5 Elect James Skinner Mgmt For Against Against
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Executive Mgmt For Against Against
Compensation
8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
9 Elimination of Super-majority Mgmt For For For
Requirement in Article Regarding
Transactions with Interested
Shareholders
10 Elimination of Supermajority Mgmt For For For
Requirement in Article Regarding
the Removal of
Directors
11 Elimination of Supermajority Mgmt For For For
Requirement in Article Regarding
Shareholder
Action
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
13 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Controlled Atmosphere
Killing
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Childhood
Obesity
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Beverage
Containers
Microsoft
Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUISP 594918104 11/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Steven Ballmer Mgmt For Against Against
2 Elect Dina Dublon Mgmt For Against Against
3 Elect William Gates III Mgmt For Against Against
4 Elect Raymond Gilmartin Mgmt For Against Against
5 Elect Reed Hastings Mgmt For Against Against
6 Elect Maria Klawe Mgmt For Against Against
7 Elect David Marquardt Mgmt For Against Against
8 Elect Charles Noski Mgmt For Against Against
9 Elect Helmut Panke Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Formation of Environmental
Sustainability
Committee
Mylan Inc.
Ticker Security ID: Meeting Date Meeting Status
MYL CUISP 628530107 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Coury Mgmt For Withhold Against
1.2 Elect Rodney Piatt Mgmt For Withhold Against
1.3 Elect Heather Bresch Mgmt For Withhold Against
1.4 Elect Wendy Cameron Mgmt For Withhold Against
1.5 Elect Robert Cindrich Mgmt For Withhold Against
1.6 Elect Neil Dimick Mgmt For Withhold Against
1.7 Elect Douglas Leech Mgmt For Withhold Against
1.8 Elect Joseph Maroon Mgmt For Withhold Against
1.9 Elect Mark Parrish Mgmt For Withhold Against
1.10 Elect C. B. Todd Mgmt For Withhold Against
1.11 Elect Randall Vanderveen Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Natura
Cosmeticos
SA
Ticker Security ID: Meeting Date Meeting Status
NATU3 CINS P7088C106 04/08/2011 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Allocation of Profits/Dividends Mgmt For For For
Natura
Cosmeticos
SA
Ticker Security ID: Meeting Date Meeting Status
NATU3 CINS P7088C106 04/08/2011 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Election of Directors Mgmt For Against Against
7 Remuneration Policy Mgmt For Against Against
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUISP H5833N103 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Lawrence Chazen Mgmt For Withhold Against
1.2 Elect Jon Marshall Mgmt For Withhold Against
1.3 Elect Mary Ricciardello Mgmt For Withhold Against
2 Accounts and Reports Mgmt For For For
3 Creation of Reserves Mgmt For For For
4 Cancellation of Treasury Shares Mgmt For For For
5 Increase of Authorized Capital Mgmt For Against Against
6 Reduction of Par Value; Capital Mgmt For For For
Distribution
7 Appointment of Auditor Mgmt For Against Against
8 Discharge of the Board of Directors Mgmt For Against Against
from Personal
Liability
9 Advisory Vote on Executive Mgmt For Against Against
Compensation
10 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Noble Energy,
Inc.
Ticker Security ID: Meeting Date Meeting Status
NBL CUISP 655044105 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Jeffrey Berenson Mgmt For Against Against
2 Elect Michael Cawley Mgmt For Against Against
3 Elect Edward Cox Mgmt For Against Against
4 Elect Charles Davidson Mgmt For Against Against
5 Elect Thomas Edelman Mgmt For Against Against
6 Elect Eric Grubman Mgmt For Against Against
7 Elect Kirby Hedrick Mgmt For Against Against
8 Elect Scott Urban Mgmt For Against Against
9 Elect William Van Kleef Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Amendment to the 1992 Stock Option Mgmt For For For
and Restricted Stock
Plan
Nordson
Corporation
Ticker Security ID: Meeting Date Meeting Status
NDSN CUISP 655663102 03/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Joseph Keithley Mgmt For Withhold Against
1.2 Elect Mary Puma Mgmt For Withhold Against
1.3 Elect William Robinson Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUISP 670346105 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Peter Browning Mgmt For Withhold Against
1.2 Elect Victoria Haynes Mgmt For Withhold Against
1.3 Elect Christopher Kearney Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
Och-Ziff Capital
Management
Group
LLC
Ticker Security ID: Meeting Date Meeting Status
OZM CUISP 67551U105 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Joel Frank Mgmt For Withhold Against
1.2 Elect Allan Bufferd Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Oge Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
OGE CUISP 670837103 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Kirk Humphreys Mgmt For Withhold Against
1.2 Elect Linda Petree Lambert Mgmt For Withhold Against
1.3 Elect Leroy Richie Mgmt For Withhold Against
2 Increase of Authorized Common Stock Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
ONEOK, Inc.
Ticker Security ID: Meeting Date Meeting Status
OKE CUISP 682680103 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Day Mgmt For Against Against
2 Elect Julie Edwards Mgmt For For For
3 Elect William Ford Mgmt For For For
4 Elect John Gibson Mgmt For Against Against
5 Elect Bert Mackie Mgmt For Against Against
6 Elect Jim Mogg Mgmt For Against Against
7 Elect Pattye Moore Mgmt For For For
8 Elect Gary Parker Mgmt For Against Against
9 Elect Eduardo Rodriguez Mgmt For For For
10 Elect Gerald Smith Mgmt For Against Against
11 Elect David Tippeconnic Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
PepsiCo, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEP CUISP 713448108 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Shona Brown Mgmt For Against Against
2 Elect Ian Cook Mgmt For For For
3 Elect Dina Dublon Mgmt For For For
4 Elect Victor Dzau Mgmt For Against Against
5 Elect Ray Hunt Mgmt For Against Against
6 Elect Alberto Ibarguen Mgmt For For For
7 Elect Arthur Martinez Mgmt For Against Against
8 Elect Indra Nooyi Mgmt For For For
9 Elect Sharon Rockefeller Mgmt For Against Against
10 Elect James Schiro Mgmt For For For
11 Elect Lloyd Trotter Mgmt For For For
12 Elect Daniel Vasella Mgmt For Against Against
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
17 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Reviewing Political Contributions
and
Expenditures
Petroleo
Brasileiro S.A.
-
Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR3 CUISP 71654V408 08/12/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Ratification of Nomination of Mgmt For For For
Appraiser for Treasury
Notes
2 Valuation Method of Treasury Notes Mgmt For For For
3 Authority to Carry Out Formalities Mgmt For For For
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUISP 717081103 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Dennis Ausiello Mgmt For For For
2 Elect Michael Brown Mgmt For For For
3 Elect M. Anthony Burns Mgmt For For For
4 Elect W. Don Cornwell Mgmt For Against Against
5 Elect Frances Fergusson Mgmt For Against Against
6 Elect William Gray, III Mgmt For For For
7 Elect Constance Horner Mgmt For For For
8 Elect James Kilts Mgmt For Against Against
9 Elect George Lorch Mgmt For Against Against
10 Elect John Mascotte Mgmt For For For
11 Elect Suzanne Nora Johnson Mgmt For Against Against
12 Elect Ian Read Mgmt For For For
13 Elect Stephen Sanger Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
16 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Publishing Political Contributions
and Expenditure in
Newspapers
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Lobbying Priorities
Report
19 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Pharmaceutical Price
Restraints
20 Shareholder Proposal Regarding the ShrHoldr Against For Against
Right to Act by Written
Consent
21 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
22 Shareholder Proposal Regarding ShrHoldr Against For Against
Transparency in Animal
Research
Plum Creek
Timber Company,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PCL CUISP 729251108 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Rick Holley Mgmt For Against Against
2 Elect Robin Josephs Mgmt For Against Against
3 Elect John McDonald Mgmt For Against Against
4 Elect Robert McLeod Mgmt For Against Against
5 Elect John Morgan, Sr. Mgmt For Against Against
6 Elect Marc Racicot Mgmt For Against Against
7 Elect John Scully Mgmt For Against Against
8 Elect Stephen Tobias Mgmt For Against Against
9 Elect Martin White Mgmt For Against Against
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
Portugal Telecom
SGPS
SA
Ticker Security ID: Meeting Date Meeting Status
PTC CINS X6769Q104 05/06/2011 Voted
Meeting Type Country of Trade
Annual Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Consolidated Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Board Acts Mgmt For Against Against
7 Amendments to Articles Mgmt For For For
8 Authority to Repurchase and Re-Issue Mgmt For For For
Shares
9 Authority to Issue Convertible Bonds Mgmt For Against Against
10 Suppression of Preemptive Rights Mgmt For Against Against
11 Authority to Issue Debt Instruments Mgmt For For For
12 Authority to Repurchase and Re-Issue Mgmt For For For
Company Debt
Instruments
13 Remuneration Report Mgmt For Against Against
14 Election of Directors Mgmt For Against Against
QUALCOMM
Incorporated
Ticker Security ID: Meeting Date Meeting Status
QCOM CUISP 747525103 03/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Barbara Alexander Mgmt For For For
1.2 Elect Stephen Bennett Mgmt For For For
1.3 Elect Donald Cruickshank Mgmt For For For
1.4 Elect Raymond Dittamore Mgmt For For For
1.5 Elect Thomas Horton Mgmt For For For
1.6 Elect Irwin Jacobs Mgmt For For For
1.7 Elect Paul Jacobs Mgmt For For For
1.8 Elect Robert Kahn Mgmt For For For
1.9 Elect Sherry Lansing Mgmt For For For
1.10 Elect Duane Nelles Mgmt For For For
1.11 Elect Francisco Ros Mgmt For For For
1.12 Elect Brent Scowcroft Mgmt For For For
1.13 Elect Marc Stern Mgmt For For For
2 Amendment to the 2006 Long-term Mgmt For Against Against
Incentive
Plan
3 Amendment to the 2001 Employee Stock Mgmt For For For
Purchase
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Quicksilver
Resources
Inc.
Ticker Security ID: Meeting Date Meeting Status
KWK CUISP 74837R104 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Thomas Darden Mgmt For Withhold Against
1.2 Elect W. Byron Dunn Mgmt For Withhold Against
1.3 Elect Mark Warner Mgmt For Withhold Against
2 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Range Resources
Corporation
Ticker Security ID: Meeting Date Meeting Status
RRC CUISP 75281A109 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charles Blackburn Mgmt For Against Against
2 Elect Anthony Dub Mgmt For Against Against
3 Elect V. Richard Eales Mgmt For Against Against
4 Elect Allen Finkelson Mgmt For Against Against
5 Elect James Funk Mgmt For Against Against
6 Elect Jonathan Linker Mgmt For Against Against
7 Elect Kevin McCarthy Mgmt For Against Against
8 Elect John Pinkerton Mgmt For Against Against
9 Elect Jeffrey Ventura Mgmt For Against Against
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
12 Amendment to the 2005 Equity-Based Mgmt For Against Against
Compensation
Plan
13 Ratification of Auditor Mgmt For For For
Rio Tinto plc
Ticker Security ID: Meeting Date Meeting Status
RIO CUISP 767204100 04/14/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Tom Albanese Mgmt For For For
4 Elect Robert Brown Mgmt For For For
5 Elect Vivienne Cox Mgmt For For For
6 Elect Jan du Plessis Mgmt For For For
7 Elect Guy Elliott Mgmt For For For
8 Elect Michael Fitzpatrick Mgmt For For For
9 Elect Ann Godbehere Mgmt For For For
10 Elect Richard Goodmanson Mgmt For For For
11 Elect Andrew Gould Mgmt For For For
12 Elect Lord John Kerr of Kinlochard Mgmt For For For
13 Elect Paul Tellier Mgmt For For For
14 Elect Samuel Walsh Mgmt For For For
15 Elect Stephen Mayne Mgmt Against Against For
16 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
17 Amendment to the Performance Share Mgmt For For For
Plan
18 Amendment to and Renewal of Share Mgmt For For For
Ownership
Plan
19 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
20 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
21 Authority to Repurchase Rio Tinto Mgmt For For For
plc
Shares
22 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Riverbed
Technology,
Inc.
Ticker Security ID: Meeting Date Meeting Status
RVBD CUISP 768573107 06/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Michael Kourey Mgmt For Against Against
2 Elect Mark Lewis Mgmt For Against Against
3 Elect Steven McCanne Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Sasol Limited
Ticker Security ID: Meeting Date Meeting Status
SOL CUISP 803866300 11/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Audit Committee Report Mgmt For For For
3 Elect Pat Davies Mgmt For Against Against
4 Elect Mandla Gantsho Mgmt For Against Against
5 Elect Hixonia Nyasulu Mgmt For Against Against
6 Elect Christine Ramon Mgmt For Against Against
7 Elect Nolitha Fakude Mgmt For Against Against
8 Elect Imogen Mkhize Mgmt For Against Against
9 Elect Greg Lewin Mgmt For Against Against
10 Appointment of Auditor Mgmt For For For
11 Authority to Repurchase Shares Mgmt For For For
12 Amendments to Articles Mgmt For For For
13 Approve Remuneration Policy Mgmt For Against Against
14 Increase Non-Executive Directors' Mgmt For Against Against
Fees
Sasol Limited
Ticker Security ID: Meeting Date Meeting Status
SOL CUISP 803866300 11/26/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Amendments to Articles Mgmt N/A For N/A
2 Amendments to Articles to Provide Mgmt N/A For N/A
for Bulk
Materialization
3 Amendments to Articles Regarding Mgmt N/A For N/A
Cash Contract and New Cash
Contract
4 Share Certification Mgmt N/A For N/A
5 Amendments to Articles Regarding Mgmt N/A For N/A
Adoption of Additional
Items
6 Amendments to Articles Regarding BEE Mgmt N/A For N/A
Share
Certification
7 Amendments to Articles Regarding BEE Mgmt N/A For N/A
Share
Certification
8 Amendments to Articles Regarding BEE Mgmt N/A For N/A
Share
Delisting
9 Amendments to Articles Regarding Mgmt N/A For N/A
Release of Contact
Information
10 Approval of Fiancial Assistance - Mgmt N/A For N/A
Sasol Inzalo Public Facilitation
trust
St. Jude
Medical,
Inc.
Ticker Security ID: Meeting Date Meeting Status
STJ CUISP 790849103 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Devenuti Mgmt For Against Against
2 Elect Thomas Garrett III Mgmt For Against Against
3 Elect Wendy Yarno Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Amendment to the 2007 Stock Mgmt For Against Against
Incentive
Plan
7 Shareholder Proposal Regarding ShrHoldr Abstain For Against
Declassification of the
Board
8 Ratification of Auditor Mgmt For Against Against
State Street
Corporation
Ticker Security ID: Meeting Date Meeting Status
STT CUISP 857477103 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Kennett Burnes Mgmt For For For
2 Elect Peter Coym Mgmt For For For
3 Elect Patrick de Saint-Aignan Mgmt For For For
4 Elect Amelia Fawcett Mgmt For For For
5 Elect David Gruber Mgmt For For For
6 Elect Linda Hill Mgmt For For For
7 Elect Joseph Hooley Mgmt For For For
8 Elect Robert Kaplan Mgmt For For For
9 Elect Charles LaMantia Mgmt For For For
10 Elect Richard Sergel Mgmt For For For
11 Elect Ronald Skates Mgmt For For For
12 Elect Gregory Summe Mgmt For For For
13 Elect Robert Weissman Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 2011 Senior Executive Annual Mgmt For For For
Incentive
Plan
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
Statoil ASA
Ticker Security ID: Meeting Date Meeting Status
STL CUISP 85771P102 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Presiding Chairman Mgmt For For For
2 Notice of Meeting and Agenda Mgmt For For For
3 Election of Individuals to Check Mgmt For For For
Minutes
4 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
5 Compensation Guidelines Mgmt For Against Against
6 Authority to Set Auditor's Fees Mgmt For For For
7 Corporate Assembly Fees Mgmt For For For
8 Election of Nominating Committee Mgmt For For For
Member
9 Nominating Committee Fees Mgmt For For For
10 Authority to Repurchase Shares Mgmt For For For
Pursuant to Share Savings
Plan
11 Authority to Repurchase Shares for Mgmt For For For
Cancellation
12 Amendments to Marketing Instructions Mgmt For For For
13 Amendments to Articles Mgmt For For For
14 Nomination Committee Guidelines Mgmt For For For
15 Shareholder Proposal Regarding Mgmt Against Abstain N/A
Withdrawal from Canadian Oil
Sands
Suncor Energy
Inc.
Ticker Security ID: Meeting Date Meeting Status
SU CUISP 867224107 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mel Benson Mgmt For For For
1.2 Elect Dominic D'Alessandro Mgmt For For For
1.3 Elect John Ferguson Mgmt For For For
1.4 Elect W. Douglas Ford Mgmt For For For
1.5 Elect Richard George Mgmt For For For
1.6 Elect Paul Haseldonckx Mgmt For For For
1.7 Elect John Huff Mgmt For For For
1.8 Elect Jacques Lamarre Mgmt For For For
1.9 Elect Brian MacNeill Mgmt For Withhold Against
1.10 Elect Maureen McCaw Mgmt For For For
1.11 Elect Michael O'Brien Mgmt For For For
1.12 Elect James Simpson Mgmt For For For
1.13 Elect Eira Thomas Mgmt For Withhold Against
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Advisory Vote on Executive Mgmt For For For
Compensation
Syngenta AG
Ticker Security ID: Meeting Date Meeting Status
SYNN CUISP 87160A100 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Compensation Report Mgmt For Against Against
3 Ratification of Board and Management Mgmt For Against Against
Acts
4 Cancellation of Shares Mgmt For Against Against
5 Allocation of Profits Mgmt For For For
6 Dividend Distribution from Reserves Mgmt For For For
7 Elect Martin Taylor Mgmt For Against Against
8 Elect Peter Thompson Mgmt For Against Against
9 Elect Rolf Watter Mgmt For Against Against
10 Elect Felix Weber Mgmt For Against Against
11 Appointment of Auditor Mgmt For For For
12 Transaction of Other Business Mgmt For Against Against
Taiwan
Semiconductor
Manufacturing
Ticker Security ID: Meeting Date Meeting Status
2330 CUISP 874039100 06/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Procedural Rules: Mgmt For For For
Capital Loans and
Endorsements/Guarantees
4 Approve Spin-off Mgmt For For For
5.1 Elect Gregory C. Chow Mgmt For Withhold Against
5.2 Elect Kok-Choo Chen Mgmt For Withhold Against
Target
Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUISP 87612E106 06/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Roxanne Austin Mgmt For For For
2 Elect Calvin Darden Mgmt For Against Against
3 Elect Mary Dillon Mgmt For Against Against
4 Elect James Johnson Mgmt For Against Against
5 Elect Mary Minnick Mgmt For For For
6 Elect Anne Mulcahy Mgmt For For For
7 Elect Derica Rice Mgmt For For For
8 Elect Stephen Sanger Mgmt For Against Against
9 Elect Gregg Steinhafel Mgmt For For For
10 Elect John Stumpf Mgmt For Against Against
11 Elect Solomon Trujillo Mgmt For For For
12 Ratification of Auditor Mgmt For Against Against
13 2011 Long-Term Incentive Plan Mgmt For Against Against
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Compensation
Benchmarking
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Electronic
Waste
Teradata
Corporation
Ticker Security ID: Meeting Date Meeting Status
TDC CUISP 88076W103103 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Nancy E. Cooper Mgmt For Against Against
2 Elect David E. Kepler Mgmt For Against Against
3 Elect William S. Stavropoulos Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
The Bank of New
York Mellon
Corporation
Ticker Security ID: Meeting Date Meeting Status
BK CUISP 064058100 04/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ruth Bruch Mgmt For Against Against
2 Elect Nicholas Donofrio Mgmt For Against Against
3 Elect Gerald Hassell Mgmt For Against Against
4 Elect Edmund Kelly Mgmt For Against Against
5 Elect Robert Kelly Mgmt For Against Against
6 Elect Richard Kogan Mgmt For Against Against
7 Elect Michael Kowalski Mgmt For Against Against
8 Elect John Luke, Jr. Mgmt For Against Against
9 Elect Mark Nordenberg Mgmt For Against Against
10 Elect Catherine Rein Mgmt For Against Against
11 Elect William Richardson Mgmt For Against Against
12 Elect Samuel Scott III Mgmt For Against Against
13 Elect John Surma Mgmt For Against Against
14 Elect Wesley von Schack Mgmt For Against Against
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 Amendment to the Long-Term Incentive Mgmt For Against Against
Plan
18 Amendment to the Executive Incentive Mgmt For Against Against
Compensation
Plan
19 Ratification of Auditor Mgmt For For For
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
The Goldman
Sachs Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GS CUISP 38141G104 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Lloyd Blankfein Mgmt For Against Against
2 Elect John Bryan Mgmt For Against Against
3 Elect Gary Cohn Mgmt For Against Against
4 Elect Claes Dahlback Mgmt For Against Against
5 Elect Stephen Friedman Mgmt For Against Against
6 Elect William George Mgmt For Against Against
7 Elect James Johnson Mgmt For Against Against
8 Elect Lois Juliber Mgmt For Against Against
9 Elect Lakshmi Mittal Mgmt For Against Against
10 Elect James Schiro Mgmt For Against Against
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
15 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Retention of Shares After
Retirement
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on
Compensation
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Climate
Change
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
The Procter &
Gamble
Company
Ticker Security ID: Meeting Date Meeting Status
PG CUISP 742718109 10/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Angela Braly Mgmt For For For
2 Elect Kenneth Chenault Mgmt For Against Against
3 Elect Scott Cook Mgmt For Against Against
4 Elect Rajat Gupta Mgmt For For For
5 Elect Robert McDonald Mgmt For For For
6 Elect W. James McNerney, Jr. Mgmt For Against Against
7 Elect Johnathan Rodgers Mgmt For Against Against
8 Elect Mary Wilderotter Mgmt For Against Against
9 Elect Patricia Woertz Mgmt For For For
10 Elect Ernesto Zedillo Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
The Timken
Company
Ticker Security ID: Meeting Date Meeting Status
TKR CUISP 887389104 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Ballbach Mgmt For Withhold Against
1.2 Elect Phillip Cox Mgmt For Withhold Against
1.3 Elect Ward Timken, Jr. Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2011 Long-Term Incentive Plan Mgmt For Against Against
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
Thermo Fisher
Scientific
Inc.
Ticker Security ID: Meeting Date Meeting Status
TMO CUISP 883556102 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Thomas Lynch Mgmt For Against Against
2 Elect William Parrett Mgmt For Against Against
3 Elect Michael Porter Mgmt For Against Against
4 Elect Scott Sperling Mgmt For Against Against
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
7 Ratification of Auditor Mgmt For Against Against
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
Time Warner Inc.
Ticker Security ID: Meeting Date Meeting Status
TWX CUISP 887317303 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Barksdale Mgmt For For For
2 Elect William Barr Mgmt For For For
3 Elect Jeffrey Bewkes Mgmt For For For
4 Elect Stephen Bollenbach Mgmt For Against Against
5 Elect Frank Caufield Mgmt For Against Against
6 Elect Robert Clark Mgmt For Against Against
7 Elect Mathias Dopfner Mgmt For Against Against
8 Elect Jessica Einhorn Mgmt For Against Against
9 Elect Fred Hassan Mgmt For For For
10 Elect Michael Miles Mgmt For Against Against
11 Elect Kenneth Novack Mgmt For Against Against
12 Elect Paul Wachter Mgmt For For For
13 Elect Deborah Wright Mgmt For Against Against
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
17 Elimination of Absolute Majority Mgmt For For For
Voting
Requirement
18 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE5 CUISP 91912E105 04/19/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends and Mgmt For For For
Capital Expenditure
Budget
3 Election of Directors Mgmt For Against Against
4 Election of Supervisory Council Mgmt For For For
5 Remuneration Policy Mgmt For Against Against
6 Capitalization of Reserves Mgmt For For For
Veolia
Environnement
Ticker Security ID: Meeting Date Meeting Status
VIE CUISP 92334N103 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Consolidated Accounts and Reports Mgmt For For For
3 Approval of Non Tax-Deductible Mgmt For For For
Expenses
4 Allocation of Profits/Dividends Mgmt For For For
5 Form of Dividend Payment Mgmt For For For
6 Related Party Transactions Mgmt For Against Against
7 Elect Jean Azema Mgmt For Against Against
8 Elect Pierre-Andre de Chalendar Mgmt For Against Against
9 Elect Baudouin Prot Mgmt For Against Against
10 Elect Louis Schweitzer Mgmt For Against Against
11 Appointment of Auditor (Ernst & Mgmt For For For
Young
Audit)
12 Appointment of Alternate Auditor Mgmt For For For
(AUDITEX)
13 Directors' Fees Mgmt For For For
14 Authority to Repurchase Shares Mgmt For For For
15 Authority to Increase Capital Under Mgmt For Against Against
Employee Savings
Plan
16 Authority to Increase Capital under Mgmt For Against Against
Savings Plans for Overseas
Employees
17 Amendment to Articles Mgmt For For For
18 Authority to Carry Out Formalities Mgmt For For For
Vodafone Group
plc
Ticker Security ID: Meeting Date Meeting Status
VOD CUISP 92857W209 07/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect John R. H. Bond Mgmt For Against Against
3 Elect John Buchanan Mgmt For For For
4 Elect Vittorio Colao Mgmt For For For
5 Elect Michel Combes Mgmt For For For
6 Elect Andy Halford Mgmt For For For
7 Elect Steve Pusey Mgmt For For For
8 Elect Alan Jebson Mgmt For For For
9 Elect Samuel Jonah Mgmt For For For
10 Elect Nick Land Mgmt For Against Against
11 Elect Anne Lauvergeon Mgmt For Against Against
12 Elect Luc Vandevelde Mgmt For For For
13 Elect Anthony Watson Mgmt For For For
14 Elect Philip Yea Mgmt For For For
15 Allocation of Profits/Dividends Mgmt For For For
16 Directors' Remuneration Report Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Auditor's Fees Mgmt For For For
19 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
20 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
21 Authority to Repurchase Shares Mgmt For For For
22 Adoption of New Articles Mgmt For For For
23 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
24 Share Incentive Plan Renewal Mgmt For For For
Willis Group
Holdings Public
Limited
Company
Ticker Security ID: Meeting Date Meeting Status
WSH CUISP G96666105 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Bradley Mgmt For Against Against
2 Elect Joseph Califano Jr. Mgmt For For For
3 Elect Anna Catalano Mgmt For For For
4 Elect Sir Roy Gardner Mgmt For For For
5 Elect Sir Jeremy Hanley Mgmt For For For
6 Elect Robyn Kravit Mgmt For For For
7 Elect Jeffrey Lane Mgmt For For For
8 Elect Wendy Lane Mgmt For For For
9 Elect James McCann Mgmt For Against Against
10 Elect Joseph Plumeri Mgmt For For For
11 Elect Douglas Roberts Mgmt For For For
12 Elect Michael Somers Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Share Repurchase Mgmt For Against Against
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
========================PAX WORLD GROWTH FUND============================
Item 1: Proxy Voting Record
Fund Name : Pax World Growth Fund
07/01/2010 - 06/30/2011
Key-
3M Company
Ticker Security ID: Meeting Date Meeting Status
MMM CUISP 88579Y101 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Linda Alvarado Mgmt For For For
2 Elect George Buckley Mgmt For Against Against
3 Elect Vance Coffman Mgmt For For For
4 Elect Michael Eskew Mgmt For For For
5 Elect W. James Farrell Mgmt For For For
6 Elect Herbert Henkel Mgmt For For For
7 Elect Edward Liddy Mgmt For For For
8 Elect Robert Morrison Mgmt For Against Against
9 Elect Aulana Peters Mgmt For For For
10 Elect Robert Ulrich Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For Against Against
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
Ace Limited
Ticker Security ID: Meeting Date Meeting Status
ACE CUISP H0023R105 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Evan Greenberg Mgmt For Against Against
2 Elect Leo Mullin Mgmt For Against Against
3 Elect Olivier Steimer Mgmt For Against Against
4 Elect Michael Connors Mgmt For Against Against
5 Elect Eugene B. Shanks, Jr. Mgmt For Against Against
6 Elect John Krol Mgmt For Against Against
7 Approval of Annual Report Mgmt For For For
8 Approval of Statutory Financial Mgmt For For For
Statements
9 Approval of Consolidated Financial Mgmt For For For
Statements
10 Allocation of Disposable Profits Mgmt For For For
11 DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For Against Against
12 Appointment of Auditor (Zurich) Mgmt For For For
13 Appointment of Auditor (US) Mgmt For For For
14 Appointment of Special Auditor Mgmt For For For
(Zurich)
15 APPROVAL OF DIVIDENDS FROM LEGAL Mgmt For For For
RESERVES
16 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
17 Frequency of Advisory Vote on Mgmt N/A 1 Year N/A
Executive
Compensation
Agilent
Technologies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
A CUISP 00846U101 03/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Heidi Fields Mgmt For Against Against
2 Elect David Lawrence Mgmt For Against Against
3 Elect A. Barry Rand Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Alexion
Pharmaceuticals,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ALXN CUISP 015351109 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Leonard Bell Mgmt For Withhold Against
1.2 Elect Max Link Mgmt For Withhold Against
1.3 Elect William Keller Mgmt For Withhold Against
1.4 Elect Joseph Madri Mgmt For Withhold Against
1.5 Elect Larry Mathis Mgmt For Withhold Against
1.6 Elect R. Douglas Norby Mgmt For Withhold Against
1.7 Elect Alvin Parven Mgmt For Withhold Against
1.8 Elect Andreas Rummelt Mgmt For Withhold Against
1.9 Elect Ann Veneman Mgmt For Withhold Against
2 Increase of Authorized Common Stock Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Amazon.com, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMZN CUISP 023135106 06/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Jeffrey Bezos Mgmt For Against Against
2 Elect Tom Alberg Mgmt For Against Against
3 Elect John Seely Brown Mgmt For Against Against
4 Elect William Gordon Mgmt For Against Against
5 Elect Alain Monie Mgmt For Against Against
6 Elect Jonathan Rubinstein Mgmt For Against Against
7 Elect Thomas Ryder Mgmt For Against Against
8 Elect Patricia Stonesifer Mgmt For Against Against
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
12 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
13 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Climate
Change
American Water
Works Company,
Inc.
Ticker Security ID: Meeting Date Meeting Status
AWK CUISP 030420103 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Stephen Adik Mgmt For For For
2 Elect Martha Clark Goss Mgmt For Against Against
3 Elect Julie Dobson Mgmt For Against Against
4 Elect Richard Grigg Mgmt For For For
5 Elect Julia Johnson Mgmt For Against Against
6 Elect George MacKenzie Mgmt For Against Against
7 Elect William Marrazzo Mgmt For Against Against
8 Elect Jeffry Sterba Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
ASML Holding N.V.
Ticker Security ID: Meeting Date Meeting Status
ASML CUISP N07059186 04/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Management Board Acts Mgmt For Against Against
3 Ratification of Supervisory Board Mgmt For Against Against
Acts
4 Allocation of Profits/Dividends Mgmt For For For
5 Amendments to Articles Mgmt For For For
6 Stock Option Grants to Employees Mgmt For For For
7 Elect William Siegle Mgmt For Against Against
8 Elect Josephus Westerburgen Mgmt For Against Against
9 Supervisory Board Fees Mgmt For For For
10 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
12 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
13 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
14 Authority to Repurchase Shares Mgmt For For For
15 Authority to Cancel Shares Mgmt For For For
16 Authority to Cancel Additional Shares Mgmt For For For
Autoliv, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALV CUISP 052800109 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jan Carlson Mgmt For Withhold Against
1.2 Elect Lars Nyberg Mgmt For Withhold Against
1.3 Elect James Ringler Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Baker Hughes
Incorporated
Ticker Security ID: Meeting Date Meeting Status
BHI CUISP 057224107 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Larry Brady Mgmt For Withhold Against
1.2 Elect Clarence Cazalot, Jr. Mgmt For Withhold Against
1.3 Elect Chad Deaton Mgmt For Withhold Against
1.4 Elect Anthony Fernandes Mgmt For Withhold Against
1.5 Elect Claire Gargalli Mgmt For Withhold Against
1.6 Elect Pierre Jungels Mgmt For Withhold Against
1.7 Elect James Lash Mgmt For Withhold Against
1.8 Elect J. Larry Nichols Mgmt For Withhold Against
1.9 Elect H. John Riley, Jr. Mgmt For Withhold Against
1.10 Elect J.W. Stewart Mgmt For Withhold Against
1.11 Elect Charles Watson Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Reapproval of Performance Goals Mgmt For For For
under the Annual Incentive
Compensation
Plan
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
BMC Software, Inc
Ticker Security ID: Meeting Date Meeting Status
BMC CUISP 055921100 07/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Robert Beauchamp Mgmt For For For
2 Elect Jon Barfield Mgmt For For For
3 Elect Gary Bloom Mgmt For For For
4 Elect Meldon Gafner Mgmt For For For
5 Elect Mark Hawkins Mgmt For For For
6 Elect Stephan James Mgmt For For For
7 Elect P. Thomas Jenkins Mgmt For For For
8 Elect Louis Lavigne, Jr. Mgmt For For For
9 Elect Kathleen O'Neil Mgmt For For For
10 Elect Tom Tinsley Mgmt For For For
11 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
12 Ratification of Auditor Mgmt For For For
BorgWarner Inc.
Ticker Security ID: Meeting Date Meeting Status
BWA CUISP 099724106 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Robin Adams Mgmt For Against Against
2 Elect David Brown Mgmt For Against Against
3 Elect Jan Carlson Mgmt For Against Against
4 Elect Dennis Cuneo Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Brocade
Communications
Systems,
Inc.
Ticker Security ID: Meeting Date Meeting Status
BRCD CUISP 111621306 04/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Gerdelman Mgmt For Against Against
2 Elect Glenn Jones Mgmt For Against Against
3 Elect Michael Klayko Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
Catalyst Health
Solutions
Inc.
Ticker Security ID: Meeting Date Meeting Status
CHSI CUISP 14888B103 06/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Blair Mgmt For Withhold Against
1.2 Elect Daniel Houston Mgmt For Withhold Against
1.3 Elect Kenneth Samet Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
CB Richard Ellis
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CBG CUISP 12497T101 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Blum Mgmt For For For
1.2 Elect Curtis Feeny Mgmt For For For
1.3 Elect Bradford Freeman Mgmt For Withhold Against
1.4 Elect Michael Kantor Mgmt For Withhold Against
1.5 Elect Frederic Malek Mgmt For Withhold Against
1.6 Elect Jane Su Mgmt For Withhold Against
1.7 Elect Laura Tyson Mgmt For For For
1.8 Elect Brett White Mgmt For For For
1.9 Elect Gary Wilson Mgmt For For For
1.10 Elect Ray Wirta Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Celgene
Corporation
Ticker Security ID: Meeting Date Meeting Status
CELG CUISP 151020104 06/15/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Hugin Mgmt For Withhold Against
1.2 Elect Michael Casey Mgmt For Withhold Against
1.3 Elect Carrie Cox Mgmt For Withhold Against
1.4 Elect Rodman Drake Mgmt For Withhold Against
1.5 Elect Michael Friedman Mgmt For Withhold Against
1.6 Elect Gilla Kaplan Mgmt For Withhold Against
1.7 Elect James Loughlin Mgmt For Withhold Against
1.8 Elect Ernest Mario Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Stock Mgmt For Against Against
Incentive
Plan
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Cisco Systems,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CSCO CUISP 17275R102 11/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Carol Bartz Mgmt For Against Against
2 Elect M. Michele Burns Mgmt For For For
3 Elect Michael Capellas Mgmt For For For
4 Elect Larry Carter Mgmt For For For
5 Elect John Chambers Mgmt For Against Against
6 Elect Brian Halla Mgmt For For For
7 Elect John Hennessy Mgmt For Against Against
8 Elect Richard Kovacevich Mgmt For Against Against
9 Elect Roderick McGeary Mgmt For Against Against
10 Elect Michael Powell Mgmt For For For
11 Elect Arun Sarin Mgmt For For For
12 Elect Steven West Mgmt For For For
13 Elect Jerry Yang Mgmt For For For
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Formation of Environmental
Sustainability
Committee
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Internet
Fragmentation
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Restricting Sales to
China
Citrix Systems,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CTXS CUISP 177376100 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Murray Demo Mgmt For Against Against
2 Elect Asiff Hirji Mgmt For Against Against
3 Amendment to the 2005 Equity Mgmt For Against Against
Incentive
Plan
4 Reapproval of Performance Goals Mgmt For Against Against
Under the 2005 Equity Incentive
Plan
5 Ratification of Auditor Mgmt For Against Against
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Cognizant
Technology
Solutions
Corporation
Ticker Security ID: Meeting Date Meeting Status
CTSH CUISP 192446102 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Robert Howe Mgmt For Against Against
2 Elect Robert Weissman Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Increase of Authorized Common Stock Mgmt For Against Against
6 Amendment to the Certificate of Mgmt For For For
Incorporation to Reduce
Supermajority
Requirement
7 Amendment to the Bylaws to Reduce Mgmt For For For
Supermajority
Requirement
8 Ratification of Auditor Mgmt For For For
ConocoPhillips
Ticker Security ID: Meeting Date Meeting Status
COP CUISP 20825C104 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Armitage Mgmt For For For
2 Elect Richard Auchinleck Mgmt For Against Against
3 Elect James Copeland, Jr. Mgmt For Against Against
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Ruth Harkin Mgmt For For For
6 Elect Harold McGraw III Mgmt For Against Against
7 Elect James Mulva Mgmt For For For
8 Elect Robert Niblock Mgmt For For For
9 Elect Harald Norvik Mgmt For For For
10 Elect William Reilly Mgmt For Against Against
11 Elect Victoria Tschinkel Mgmt For Against Against
12 Elect Kathryn Turner Mgmt For Against Against
13 Elect William Wade, Jr. Mgmt For Against Against
14 Ratification of Auditor Mgmt For Against Against
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 2011 Omnibus Stock and Performance Mgmt For Against Against
Incentive
Plan
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Adopting Gender Identity and
Expression Anti-Bias
Policy
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Lobbying
Report
21 Shareholder Proposal Regarding ShrHoldr Against For Against
Safety
Report
22 Shareholder Proposal Regarding ShrHoldr Against For Against
Louisiana
Wetlands
23 Shareholder Proposal Regarding ShrHoldr Against For Against
Reporting and Reducing Greenhouse
Gas
Emissions
24 Shareholder Proposal Regarding the ShrHoldr Against For Against
Financial Risks of Climate
Change
25 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Oil Sands
Operations
Cummins Inc.
Ticker Security ID: Meeting Date Meeting Status
CMI CUISP 231021106 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Theodore Solso Mgmt For Against Against
2 Elect N. Thomas Linebarger Mgmt For For For
3 Elect William Miller Mgmt For For For
4 Elect Alexis Herman Mgmt For Against Against
5 Elect Georgia Nelson Mgmt For For For
6 Elect Carl Ware Mgmt For For For
7 Elect Robert Herdman Mgmt For For For
8 Elect Robert Bernhard Mgmt For For For
9 Elect Franklin Chang-Diaz Mgmt For For For
10 Elect Stephen Dobbs Mgmt For For For
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
Darden
Restaurants,
Inc.
Ticker Security ID: Meeting Date Meeting Status
DRI CUISP 237194105 09/14/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Leonard Berry Mgmt For Withhold Against
1.2 Elect Odie Donald Mgmt For Withhold Against
1.3 Elect Christopher Fraleigh Mgmt For For For
1.4 Elect Victoria Harker Mgmt For For For
1.5 Elect David Hughes Mgmt For For For
1.6 Elect Charles Ledsinger, Jr. Mgmt For Withhold Against
1.7 Elect William Lewis, Jr. Mgmt For For For
1.8 Elect Connie Mack III Mgmt For For For
1.9 Elect Andrew Madsen Mgmt For For For
1.10 Elect Clarence Otis Jr. Mgmt For Withhold Against
1.11 Elect Michael Rose Mgmt For Withhold Against
1.12 Elect Maria Sastre Mgmt For For For
2 Amendment to the 2002 Stock Mgmt For Against Against
incentive
Plan
3 Ratification of Auditor Mgmt For For For
Devon Energy
Corporation
Ticker Security ID: Meeting Date Meeting Status
DVN CUISP 25179M103 06/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Henry Mgmt For Withhold Against
1.2 Elect John Hill Mgmt For Withhold Against
1.3 Elect Michael Kanovsky Mgmt For Withhold Against
1.4 Elect Robert Mosbacher, Jr. Mgmt For Withhold Against
1.5 Elect J. Larry Nichols Mgmt For Withhold Against
1.6 Elect Duane Radtke Mgmt For Withhold Against
1.7 Elect Mary Ricciardello Mgmt For Withhold Against
1.8 Elect John Richels Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Elimination of Supermajority Mgmt For For For
Requirement
5 Technical Amendments to Certificate Mgmt For For For
of
Incorporation
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
Digital Realty
Trust,
Inc.
Ticker Security ID: Meeting Date Meeting Status
DLR CUISP 253868103 04/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Magnuson Mgmt For Withhold Against
1.2 Elect Michael Foust Mgmt For Withhold Against
1.3 Elect Laurence Chapman Mgmt For Withhold Against
1.4 Elect Kathleen Earley Mgmt For Withhold Against
1.5 Elect Ruann Ernst Mgmt For Withhold Against
1.6 Elect Dennis Singleton Mgmt For Withhold Against
1.7 Elect Robert Zerbst Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
EMC Corporation
Ticker Security ID: Meeting Date Meeting Status
EMC CUISP 268648102 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Michael Brown Mgmt For Against Against
2 Elect Randolph Cowen Mgmt For Against Against
3 Elect Michael Cronin Mgmt For Against Against
4 Elect Gail Deegan Mgmt For Against Against
5 Elect James DiStasio Mgmt For Against Against
6 Elect John Egan Mgmt For Against Against
7 Elect Edmund Kelly Mgmt For Against Against
8 Elect Windle Priem Mgmt For Against Against
9 Elect Paul Sagan Mgmt For Against Against
10 Elect David Strohm Mgmt For Against Against
11 Elect Joseph Tucci Mgmt For Against Against
12 Ratification of Auditor Mgmt For Against Against
13 Amendment to the 2003 Stock Plan Mgmt For Against Against
14 Amendment to Right to Call a Special Mgmt For For For
Meeting
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Expeditors
International
Of Washington,
Inc.
Ticker Security ID: Meeting Date Meeting Status
EXPD CUISP 302130109 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Mark Emmert Mgmt For Against Against
2 Elect R. Jordan Gates Mgmt For Against Against
3 Elect Dan Kourkoumelis Mgmt For Against Against
4 Elect Michael Malone Mgmt For Against Against
5 Elect John Meisenbach Mgmt For Against Against
6 Elect Peter Rose Mgmt For Against Against
7 Elect James Wang Mgmt For Against Against
8 Elect Robert Wright Mgmt For Against Against
9 Advisory Vote on Executive Mgmt For Against Against
Compensation
10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
11 2011 Stock Option Plan Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
Express Scripts,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ESRX CUISP 302182100 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Gary Benanav Mgmt For Against Against
2 Elect Maura Breen Mgmt For Against Against
3 Elect Nicholas LaHowchic Mgmt For Against Against
4 Elect Thomas Mac Mahon Mgmt For Against Against
5 Elect Frank Mergenthaler Mgmt For Against Against
6 Elect Woodrow Myers, Jr. Mgmt For Against Against
7 Elect John Parker, Jr. Mgmt For Against Against
8 Elect George Paz Mgmt For Against Against
9 Elect Samuel Skinner Mgmt For Against Against
10 Elect Seymour Sternberg Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Amendment to Bylaws to Permit Mgmt For For For
Shareholders to Call a Special
Meeting
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
15 2011 Long-Term Incentive Plan Mgmt For Against Against
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
GameStop Corp.
Ticker Security ID: Meeting Date Meeting Status
GME CUISP 36467W109 06/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stanley (Mickey) Steinberg Mgmt For Withhold Against
1.2 Elect Gerald Szczepanski Mgmt For Withhold Against
1.3 Elect Lawrence Zilavy Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 2011 Incentive Plan Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
Gen-Probe
Incorporated
Ticker Security ID: Meeting Date Meeting Status
GPRO CUISP 36866T103 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Phillip Schneider Mgmt For Withhold Against
1.2 Elect Abraham Sofaer Mgmt For Withhold Against
1.3 Elect Patrick Sullivan Mgmt For Withhold Against
2 Amendment to the 2003 Incentive Mgmt For Against Against
Award
Plan
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
General Mills,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GIS CUISP 370334104 09/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Bradbury Anderson Mgmt For Against Against
2 Elect R. Kerry Clark Mgmt For Against Against
3 Elect Paul Danos Mgmt For For For
4 Elect William Esrey Mgmt For For For
5 Elect Raymond Gilmartin Mgmt For Against Against
6 Elect Judith Richards Hope Mgmt For For For
7 Elect Heidi Miller Mgmt For For For
8 Elect Hilda Ochoa-Brillembourg Mgmt For For For
9 Elect Steve Odland Mgmt For For For
10 Elect Kendall Powell Mgmt For For For
11 Elect Lois Quam Mgmt For Against Against
12 Elect Michael Rose Mgmt For Against Against
13 Elect Robert Ryan Mgmt For For For
14 Elect Dorothy Terrell Mgmt For For For
15 Executive Incentive Plan Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Advisory Vote on Executive Mgmt For Against Against
Compensation
Google Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOG CUISP 38259P508 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Larry Page Mgmt For Withhold Against
1.2 Elect Sergey Brin Mgmt For Withhold Against
1.3 Elect Eric Schmidt Mgmt For Withhold Against
1.4 Elect L. John Doerr Mgmt For Withhold Against
1.5 Elect John Hennessy Mgmt For Withhold Against
1.6 Elect Ann Mather Mgmt For For For
1.7 Elect Paul Otellini Mgmt For Withhold Against
1.8 Elect K. Ram Shriram Mgmt For For For
1.9 Elect Shirley Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Plan Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Formation of Sustainability
Committee
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Conflict of Interest
Report
International
Business
Machines
Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUISP 459200101 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Alain Belda Mgmt For Against Against
2 Elect William Brody Mgmt For For For
3 Elect Kenneth Chenault Mgmt For Against Against
4 Elect Michael Eskew Mgmt For For For
5 Elect Shirley Jackson Mgmt For For For
6 Elect Andrew Liveris Mgmt For Against Against
7 Elect W. James McNerney, Jr. Mgmt For Against Against
8 Elect James Owens Mgmt For For For
9 Elect Samuel Palmisano Mgmt For Against Against
10 Elect Joan Spero Mgmt For For For
11 Elect Sidney Taurel Mgmt For Against Against
12 Elect Lorenzo Hector Zambrano Trevino Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Lobbying
Report
JPMorgan Chase &
Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUISP 46625H100 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Crandall Bowles Mgmt For Against Against
2 Elect Stephen Burke Mgmt For Against Against
3 Elect David Cote Mgmt For Against Against
4 Elect James Crown Mgmt For Against Against
5 Elect James Dimon Mgmt For Against Against
6 Elect Ellen Futter Mgmt For Against Against
7 Elect William Gray, III Mgmt For Against Against
8 Elect Laban Jackson, Jr. Mgmt For Against Against
9 Elect David Novak Mgmt For Against Against
10 Elect Lee Raymond Mgmt For Against Against
11 Elect William Weldon Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
13 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Amendment to the Long-Term Incentive Mgmt For Against Against
Plan
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Affirmation of Political
Nonpartisanship
17 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Mortgage Loan
Servicing
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Genocide-Free
Investing
21 Shareholder Proposal Regarding an ShrHoldr Against For Against
Independent Lead
Director
Juniper
Networks,
Inc.
Ticker Security ID: Meeting Date Meeting Status
JNPR CUISP 48203R104 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mary Cranston Mgmt For Withhold Against
1.2 Elect Kevin Johnson Mgmt For Withhold Against
1.3 Elect J. Michael Lawrie Mgmt For Withhold Against
1.4 Elect David Schlotterbeck Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2012 Performance Bonus Plan Mgmt For Against Against
4 Amendment to the 2006 Equity Mgmt For Against Against
Incentive
Plan
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr N/A For N/A
Declassification of the
Board
Landstar System,
Inc.
Ticker Security ID: Meeting Date Meeting Status
LSTR CUISP 515098101 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jeffrey Crowe Mgmt For Withhold Against
1.2 Elect David Bannister Mgmt For Withhold Against
1.3 Elect Michael Henning Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 2011 Equity Incentive Plan Mgmt For For For
Lowe's
Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
LOW CUISP 548661107 05/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Raul Alvarez Mgmt For Withhold Against
1.2 Elect David Bernauer Mgmt For Withhold Against
1.3 Elect Leonard Berry Mgmt For Withhold Against
1.4 Elect Peter Browning Mgmt For Withhold Against
1.5 Elect Dawn Hudson Mgmt For Withhold Against
1.6 Elect Robert Johnson Mgmt For Withhold Against
1.7 Elect Marshall Larsen Mgmt For Withhold Against
1.8 Elect Richard Lochridge Mgmt For Withhold Against
1.9 Elect Robert Niblock Mgmt For Withhold Against
1.10 Elect Stephen Page Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 2011 Annual Incentive Plan Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Shareholder Approval of Severance
Agreements
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Linking Executive Pay to
Sustainability
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Political Contributions
and Expenditure
Report
Lufkin
Industries,
Inc.
Ticker Security ID: Meeting Date Meeting Status
LUFK CUISP 549764108 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect H. J. Trout, Jr. Mgmt For Withhold Against
1.2 Elect J. Jongebloed Mgmt For Withhold Against
1.3 Elect Suzanne Baer Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Increase of Authorized Common Stock Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Macy's, Inc.
Ticker Security ID: Meeting Date Meeting Status
M CUISP 55616P104 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Bollenbach Mgmt For For For
1.2 Elect Deirdre Connelly Mgmt For Withhold Against
1.3 Elect Meyer Feldberg Mgmt For Withhold Against
1.4 Elect Sara Levinson Mgmt For Withhold Against
1.5 Elect Terry Lundgren Mgmt For For For
1.6 Elect Joseph Neubauer Mgmt For Withhold Against
1.7 Elect Joseph Pichler Mgmt For For For
1.8 Elect Joyce Roche Mgmt For For For
1.9 Elect Craig Weatherup Mgmt For Withhold Against
1.10 Elect Marna Whittington Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Marriott
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MAR CUISP 571903202 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect J.W. Marriott, Jr. Mgmt For For For
2 Elect John Marriott III Mgmt For Against Against
3 Elect Mary Bush Mgmt For Against Against
4 Elect Lawrence Kellner Mgmt For For For
5 Elect Debra Lee Mgmt For For For
6 Elect George Munoz Mgmt For For For
7 Elect Harry Pearce Mgmt For Against Against
8 Elect Steven Reinemund Mgmt For Against Against
9 Elect Lawrence Small Mgmt For Against Against
10 Elect Arne Sorenson Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For Against Against
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Microsoft
Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUISP 594918104 11/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Steven Ballmer Mgmt For Against Against
2 Elect Dina Dublon Mgmt For Against Against
3 Elect William Gates III Mgmt For Against Against
4 Elect Raymond Gilmartin Mgmt For Against Against
5 Elect Reed Hastings Mgmt For Against Against
6 Elect Maria Klawe Mgmt For Against Against
7 Elect David Marquardt Mgmt For Against Against
8 Elect Charles Noski Mgmt For Against Against
9 Elect Helmut Panke Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Formation of Environmental
Sustainability
Committee
Mylan Inc.
Ticker Security ID: Meeting Date Meeting Status
MYL CUISP 628530107 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Coury Mgmt For Withhold Against
1.2 Elect Rodney Piatt Mgmt For Withhold Against
1.3 Elect Heather Bresch Mgmt For Withhold Against
1.4 Elect Wendy Cameron Mgmt For Withhold Against
1.5 Elect Robert Cindrich Mgmt For Withhold Against
1.6 Elect Neil Dimick Mgmt For Withhold Against
1.7 Elect Douglas Leech Mgmt For Withhold Against
1.8 Elect Joseph Maroon Mgmt For Withhold Against
1.9 Elect Mark Parrish Mgmt For Withhold Against
1.10 Elect C. B. Todd Mgmt For Withhold Against
1.11 Elect Randall Vanderveen Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
NetApp, Inc.
Ticker Security ID: Meeting Date Meeting Status
NTAP CUISP 64110D104 08/31/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jeffry Allen Mgmt For Withhold Against
1.2 Elect Alan Earhart Mgmt For Withhold Against
1.3 Elect Thomas Georgens Mgmt For Withhold Against
1.4 Elect Gerald Held Mgmt For Withhold Against
1.5 Elect Nicholas Moore Mgmt For Withhold Against
1.6 Elect T. Michael Nevens Mgmt For Withhold Against
1.7 Elect George Shaheen Mgmt For Withhold Against
1.8 Elect Robert Wall Mgmt For Withhold Against
1.9 Elect Daniel Warmenhoven Mgmt For Withhold Against
2 Amendment to the 1999 Stock Option Mgmt For Against Against
Plan
3 Amendment to the Employee Stock Mgmt For For For
Purchase
Plan
4 Ratification of Auditor Mgmt For For For
NIKE, Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUISP 654106103 09/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jill Conway Mgmt For For For
1.2 Elect Alan Graf, Jr. Mgmt For For For
1.3 Elect John Lechleiter Mgmt For For For
1.4 Elect Phyllis Wise Mgmt For For For
2 Amendment to the Executive Mgmt For For For
Performance Sharing
Plan
3 Amendment to the 1990 Stock Mgmt For Against Against
Incentive
Plan
4 Ratification of Auditor Mgmt For For For
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUISP H5833N103 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Lawrence Chazen Mgmt For Withhold Against
1.2 Elect Jon Marshall Mgmt For Withhold Against
1.3 Elect Mary Ricciardello Mgmt For Withhold Against
2 Accounts and Reports Mgmt For For For
3 Creation of Reserves Mgmt For For For
4 Cancellation of Treasury Shares Mgmt For For For
5 Increase of Authorized Capital Mgmt For Against Against
6 Reduction of Par Value; Capital Mgmt For For For
Distribution
7 Appointment of Auditor Mgmt For Against Against
8 Discharge of the Board of Directors Mgmt For Against Against
from Personal
Liability
9 Advisory Vote on Executive Mgmt For Against Against
Compensation
10 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Nuance
Communications,
Inc.
Ticker Security ID: Meeting Date Meeting Status
NUAN CUISP 67020Y100 01/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Paul Ricci Mgmt For Against Against
2 Elect Robert Teresi Mgmt For Against Against
3 Elect Robert Frankenberg Mgmt For Against Against
4 Elect Katharine Martin Mgmt For Against Against
5 Elect Patrick Hackett Mgmt For Against Against
6 Elect William Janeway Mgmt For Against Against
7 Elect Mark Myers Mgmt For Against Against
8 Elect Philip Quigley Mgmt For Against Against
9 Elect Mark Laret Mgmt For Against Against
10 Amendment to the 2000 Stock Plan Mgmt For Against Against
11 Amendment to the 1995 Directors' Mgmt For Against Against
Stock
Plan
12 Ratification of Auditor Mgmt For For For
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUISP 670346105 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Peter Browning Mgmt For Withhold Against
1.2 Elect Victoria Haynes Mgmt For Withhold Against
1.3 Elect Christopher Kearney Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
Pall Corporation
Ticker Security ID: Meeting Date Meeting Status
PLL CUISP 696429307 12/15/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Amy Alving Mgmt For For For
2 Elect Daniel Carroll, Jr. Mgmt For Against Against
3 Elect Robert Coutts Mgmt For Against Against
4 Elect Cheryl Grise Mgmt For Against Against
5 Elect Ronald Hoffman Mgmt For Against Against
6 Elect Eric Krasnoff Mgmt For Against Against
7 Elect Dennis Longstreet Mgmt For For For
8 Elect Edwin Martin, Jr. Mgmt For Against Against
9 Elect Katharine Plourde Mgmt For Against Against
10 Elect Edward Snyder Mgmt For Against Against
11 Elect Edward Travaglianti Mgmt For Against Against
12 Ratification of Auditor Mgmt For Against Against
13 Allow Company to Deliver Proxy Mgmt For For For
Materials via the
Internet
14 Amendment to the Employee Stock Mgmt For For For
Purchase
Plan
15 Amendment to the Management Stock Mgmt For For For
Purchase
Plan
PepsiCo, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEP CUISP 713448108 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Shona Brown Mgmt For Against Against
2 Elect Ian Cook Mgmt For For For
3 Elect Dina Dublon Mgmt For For For
4 Elect Victor Dzau Mgmt For Against Against
5 Elect Ray Hunt Mgmt For Against Against
6 Elect Alberto Ibarguen Mgmt For For For
7 Elect Arthur Martinez Mgmt For Against Against
8 Elect Indra Nooyi Mgmt For For For
9 Elect Sharon Rockefeller Mgmt For Against Against
10 Elect James Schiro Mgmt For For For
11 Elect Lloyd Trotter Mgmt For For For
12 Elect Daniel Vasella Mgmt For Against Against
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
17 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Reviewing Political Contributions
and
Expenditures
Petroleo
Brasileiro S.A.
-
Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR3 CUISP 71654V408 08/12/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Ratification of Nomination of Mgmt For For For
Appraiser for Treasury
Notes
2 Valuation Method of Treasury Notes Mgmt For For For
3 Authority to Carry Out Formalities Mgmt For For For
Plum Creek
Timber Company,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PCL CUISP 729251108 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Rick Holley Mgmt For Against Against
2 Elect Robin Josephs Mgmt For Against Against
3 Elect John McDonald Mgmt For Against Against
4 Elect Robert McLeod Mgmt For Against Against
5 Elect John Morgan, Sr. Mgmt For Against Against
6 Elect Marc Racicot Mgmt For Against Against
7 Elect John Scully Mgmt For Against Against
8 Elect Stephen Tobias Mgmt For Against Against
9 Elect Martin White Mgmt For Against Against
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
QUALCOMM
Incorporated
Ticker Security ID: Meeting Date Meeting Status
QCOM CUISP 747525103 03/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Barbara Alexander Mgmt For For For
1.2 Elect Stephen Bennett Mgmt For For For
1.3 Elect Donald Cruickshank Mgmt For For For
1.4 Elect Raymond Dittamore Mgmt For For For
1.5 Elect Thomas Horton Mgmt For For For
1.6 Elect Irwin Jacobs Mgmt For For For
1.7 Elect Paul Jacobs Mgmt For For For
1.8 Elect Robert Kahn Mgmt For For For
1.9 Elect Sherry Lansing Mgmt For For For
1.10 Elect Duane Nelles Mgmt For For For
1.11 Elect Francisco Ros Mgmt For For For
1.12 Elect Brent Scowcroft Mgmt For For For
1.13 Elect Marc Stern Mgmt For For For
2 Amendment to the 2006 Long-term Mgmt For Against Against
Incentive
Plan
3 Amendment to the 2001 Employee Stock Mgmt For For For
Purchase
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Quanta Services,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PWR CUISP 74762E102 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Ball Mgmt For Against Against
2 Elect John Colson Mgmt For Against Against
3 Elect John Conaway Mgmt For Against Against
4 Elect Ralph DiSibio Mgmt For Against Against
5 Elect Bernard Fried Mgmt For Against Against
6 Elect Louis Golm Mgmt For Against Against
7 Elect Worthing Jackman Mgmt For Against Against
8 Elect James O'Neil III Mgmt For Against Against
9 Elect Bruce Ranck Mgmt For Against Against
10 Elect Pat Wood, III Mgmt For Against Against
11 Increase of Authorized Common Stock Mgmt For Against Against
12 Conversion of Limited Vote Common Mgmt For For For
Stock
13 Adoption of Removal for Cause Mgmt For For For
Amendment to Company's Certificate
of
Incorporation
14 Deletion of Indemnification Mgmt For For For
Provisions in Certificate of
Incorporation
15 Deletion of Quorum Provisions in Mgmt For Against Against
Certificate of
Incorporation
16 Amendment to Authorization of Mgmt For Against Against
Preferred
Stock
17 2011 Omnibus Equity Incentive Plan Mgmt For Against Against
18 Ratification of Auditor Mgmt For For For
19 Advisory Vote on Executive Mgmt For Against Against
Compensation
20 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Red Hat, Inc.
Ticker Security ID: Meeting Date Meeting Status
RHT CUISP 756577102 08/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Jeffrey Clarke Mgmt For Against Against
2 Elect Henry Shelton Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
Rio Tinto plc
Ticker Security ID: Meeting Date Meeting Status
RIO CUISP 767204100 04/14/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Tom Albanese Mgmt For For For
4 Elect Robert Brown Mgmt For For For
5 Elect Vivienne Cox Mgmt For For For
6 Elect Jan du Plessis Mgmt For For For
7 Elect Guy Elliott Mgmt For For For
8 Elect Michael Fitzpatrick Mgmt For For For
9 Elect Ann Godbehere Mgmt For For For
10 Elect Richard Goodmanson Mgmt For For For
11 Elect Andrew Gould Mgmt For For For
12 Elect Lord John Kerr of Kinlochard Mgmt For For For
13 Elect Paul Tellier Mgmt For For For
14 Elect Samuel Walsh Mgmt For For For
15 Elect Stephen Mayne Mgmt Against Against For
16 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
17 Amendment to the Performance Share Mgmt For For For
Plan
18 Amendment to and Renewal of Share Mgmt For For For
Ownership
Plan
19 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
20 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
21 Authority to Repurchase Rio Tinto Mgmt For For For
plc
Shares
22 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Riverbed
Technology,
Inc.
Ticker Security ID: Meeting Date Meeting Status
RVBD CUISP 768573107 06/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Michael Kourey Mgmt For Against Against
2 Elect Mark Lewis Mgmt For Against Against
3 Elect Steven McCanne Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Roper
Industries,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ROP CUISP 776696106 06/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Wallman Mgmt For Withhold Against
1.2 Elect Christopher Wright Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
salesforce.com,
inc.
Ticker Security ID: Meeting Date Meeting Status
CRM CUISP 79466L302 06/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Marc Benioff Mgmt For Against Against
2 Elect Craig Conway Mgmt For Against Against
3 Elect Alan Hassenfeld Mgmt For Against Against
4 Ratification of Auditor Mgmt For Against Against
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
SolarWinds Inc.
Ticker Security ID: Meeting Date Meeting Status
SWI CUISP 83416B109 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mark Bonham Mgmt For Withhold Against
1.2 Elect Steven Cakebread Mgmt For Withhold Against
1.3 Elect Roger Sippl Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Southwestern
Energy
Company
Ticker Security ID: Meeting Date Meeting Status
SWN CUISP 845467109 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Lewis Epley, Jr. Mgmt For Against Against
2 Elect Robert Howard Mgmt For Against Against
3 Elect Greg Kerley Mgmt For Against Against
4 Elect Harold Korell Mgmt For Against Against
5 Elect Vello Kuuskraa Mgmt For Against Against
6 Elect Kenneth Mourton Mgmt For Against Against
7 Elect Steven Mueller Mgmt For Against Against
8 Elect Charles Scharlau Mgmt For Against Against
9 Elect Alan Stevens Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Amendment to the Bylaws to Reduce Mgmt For For For
the Ownership Threshold for
Shareholders to Call a Special
Meeting
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
St. Jude
Medical,
Inc.
Ticker Security ID: Meeting Date Meeting Status
STJ CUISP 790849103 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Devenuti Mgmt For Against Against
2 Elect Thomas Garrett III Mgmt For Against Against
3 Elect Wendy Yarno Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Amendment to the 2007 Stock Mgmt For Against Against
Incentive
Plan
7 Shareholder Proposal Regarding ShrHoldr Abstain For Against
Declassification of the
Board
8 Ratification of Auditor Mgmt For Against Against
Stanley Black &
Decker,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SWK CUISP 854502101 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect George Buckley Mgmt For Withhold Against
1.2 Elect Carlos Cardoso Mgmt For Withhold Against
1.3 Elect Robert Coutts Mgmt For Withhold Against
1.4 Elect Manuel Fernandez Mgmt For Withhold Against
1.5 Elect Marianne Parrs Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
State Street
Corporation
Ticker Security ID: Meeting Date Meeting Status
STT CUISP 857477103 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Kennett Burnes Mgmt For For For
2 Elect Peter Coym Mgmt For For For
3 Elect Patrick de Saint-Aignan Mgmt For For For
4 Elect Amelia Fawcett Mgmt For For For
5 Elect David Gruber Mgmt For For For
6 Elect Linda Hill Mgmt For For For
7 Elect Joseph Hooley Mgmt For For For
8 Elect Robert Kaplan Mgmt For For For
9 Elect Charles LaMantia Mgmt For For For
10 Elect Richard Sergel Mgmt For For For
11 Elect Ronald Skates Mgmt For For For
12 Elect Gregory Summe Mgmt For For For
13 Elect Robert Weissman Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 2011 Senior Executive Annual Mgmt For For For
Incentive
Plan
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
Statoil ASA
Ticker Security ID: Meeting Date Meeting Status
STL CUISP 85771P102 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Presiding Chairman Mgmt For For For
2 Notice of Meeting and Agenda Mgmt For For For
3 Election of Individuals to Check Mgmt For For For
Minutes
4 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
5 Compensation Guidelines Mgmt For Against Against
6 Authority to Set Auditor's Fees Mgmt For For For
7 Corporate Assembly Fees Mgmt For For For
8 Election of Nominating Committee Mgmt For For For
Member
9 Nominating Committee Fees Mgmt For For For
10 Authority to Repurchase Shares Mgmt For For For
Pursuant to Share Savings
Plan
11 Authority to Repurchase Shares for Mgmt For For For
Cancellation
12 Amendments to Marketing Instructions Mgmt For For For
13 Amendments to Articles Mgmt For For For
14 Nomination Committee Guidelines Mgmt For For For
15 Shareholder Proposal Regarding Mgmt Against Abstain N/A
Withdrawal from Canadian Oil
Sands
SuccessFactors,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SFSF CUISP 864596101 06/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Harris, Jr. Mgmt For Against Against
2 Elect William McGlashan, Jr. Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Syngenta AG
Ticker Security ID: Meeting Date Meeting Status
SYNN CUISP 87160A100 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Compensation Report Mgmt For Against Against
3 Ratification of Board and Management Mgmt For Against Against
Acts
4 Cancellation of Shares Mgmt For Against Against
5 Allocation of Profits Mgmt For For For
6 Dividend Distribution from Reserves Mgmt For For For
7 Elect Martin Taylor Mgmt For Against Against
8 Elect Peter Thompson Mgmt For Against Against
9 Elect Rolf Watter Mgmt For Against Against
10 Elect Felix Weber Mgmt For Against Against
11 Appointment of Auditor Mgmt For For For
12 Transaction of Other Business Mgmt For Against Against
Talisman Energy
Inc.
Ticker Security ID: Meeting Date Meeting Status
TLM CUISP 87425E103 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Christiane Bergevin Mgmt For For For
1.2 Elect Donald Carty Mgmt For For For
1.3 Elect William Dalton Mgmt For For For
1.4 Elect Kevin Dunne Mgmt For For For
1.5 Elect Harold Kvisle Mgmt For For For
1.6 Elect John Manzoni Mgmt For For For
1.7 Elect Lisa Stewart Mgmt For For For
1.8 Elect Peter Tomsett Mgmt For For For
1.9 Elect Charles Williamson Mgmt For For For
1.10 Elect Charles Winograd Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Amendment to Shareholder Rights' Plan Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For For For
Compensation
Terex Corporation
Ticker Security ID: Meeting Date Meeting Status
TEX CUISP 880779103 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ronald DeFeo Mgmt For Withhold Against
1.2 Elect G. Chris Andersen Mgmt For Withhold Against
1.3 Elect Paula Cholmondeley Mgmt For Withhold Against
1.4 Elect Don DeFosset Mgmt For Withhold Against
1.5 Elect Thomas Hansen Mgmt For Withhold Against
1.6 Elect David Sachs Mgmt For Withhold Against
1.7 Elect Oren Shaffer Mgmt For Withhold Against
1.8 Elect David Wang Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2009 Omnibus Mgmt For Against Against
Incentive
Plan
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Texas
Instruments
Incorporated
Ticker Security ID: Meeting Date Meeting Status
TXN CUISP 882508104 04/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ralph Babb, Jr. Mgmt For For For
2 Elect Daniel Carp Mgmt For For For
3 Elect Carrie Cox Mgmt For Against Against
4 Elect Stephen MacMillan Mgmt For Against Against
5 Elect Pamela Patsley Mgmt For Against Against
6 Elect Robert Sanchez Mgmt For For For
7 Elect Wayne Sanders Mgmt For For For
8 Elect Ruth Simmons Mgmt For Against Against
9 Elect Richard Templeton Mgmt For Against Against
10 Elect Christine Whitman Mgmt For For For
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
The Procter &
Gamble
Company
Ticker Security ID: Meeting Date Meeting Status
PG CUISP 742718109 10/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Angela Braly Mgmt For For For
2 Elect Kenneth Chenault Mgmt For Against Against
3 Elect Scott Cook Mgmt For Against Against
4 Elect Rajat Gupta Mgmt For For For
5 Elect Robert McDonald Mgmt For For For
6 Elect W. James McNerney, Jr. Mgmt For Against Against
7 Elect Johnathan Rodgers Mgmt For Against Against
8 Elect Mary Wilderotter Mgmt For Against Against
9 Elect Patricia Woertz Mgmt For For For
10 Elect Ernesto Zedillo Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
Thermo Fisher
Scientific
Inc.
Ticker Security ID: Meeting Date Meeting Status
TMO CUISP 883556102 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Thomas Lynch Mgmt For Against Against
2 Elect William Parrett Mgmt For Against Against
3 Elect Michael Porter Mgmt For Against Against
4 Elect Scott Sperling Mgmt For Against Against
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
7 Ratification of Auditor Mgmt For Against Against
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
Thoratec
Corporation
Ticker Security ID: Meeting Date Meeting Status
THOR CUISP 885175307 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Neil Dimick Mgmt For Withhold Against
1.2 Elect Gerhard Burbach Mgmt For Withhold Against
1.3 Elect J. Daniel Cole Mgmt For Withhold Against
1.4 Elect Steven Collis Mgmt For Withhold Against
1.5 Elect Elisha Finney Mgmt For Withhold Against
1.6 Elect D. Keith Grossman Mgmt For Withhold Against
1.7 Elect Paul LaViolette Mgmt For Withhold Against
1.8 Elect Daniel Mulvena Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Trimble
Navigation
Limited
Ticker Security ID: Meeting Date Meeting Status
TRMB CUISP 896239100 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Steven Berglund Mgmt For Withhold Against
1.2 Elect John Goodrich Mgmt For Withhold Against
1.3 Elect William Hart Mgmt For Withhold Against
1.4 Elect Merit Janow Mgmt For Withhold Against
1.5 Elect Ulf Johansson Mgmt For Withhold Against
1.6 Elect Bradford Parkinson Mgmt For Withhold Against
1.7 Elect Mark Peek Mgmt For Withhold Against
1.8 Elect Nickolas Vande Steeg Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Union Pacific
Corporation
Ticker Security ID: Meeting Date Meeting Status
UNP CUISP 907818108 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Andrew Card, Jr. Mgmt For Against Against
2 Elect Erroll Davis, Jr. Mgmt For Against Against
3 Elect Thomas Donohue Mgmt For Against Against
4 Elect Archie Dunham Mgmt For Against Against
5 Elect Judith Richards Hope Mgmt For Against Against
6 Elect Charles Krulak Mgmt For Against Against
7 Elect Michael McCarthy Mgmt For Against Against
8 Elect Michael McConnell Mgmt For Against Against
9 Elect Thomas McLarty III Mgmt For Against Against
10 Elect Steven Rogel Mgmt For Against Against
11 Elect Jose Villarreal Mgmt For Against Against
12 Elect James Young Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Actions adversely affecting Mgmt For For For
preferred
stock
17 Removal of directors Mgmt For For For
18 Changing the authorized amount of Mgmt For For For
capital
stock.
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
United Parcel
Service,
Inc.
Ticker Security ID: Meeting Date Meeting Status
UPS CUISP 911312106 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect F. Duane Ackerman Mgmt For Against Against
2 Elect Michael Burns Mgmt For For For
3 Elect D. Scott Davis Mgmt For Against Against
4 Elect Stuart Eizenstat Mgmt For For For
5 Elect Michael Eskew Mgmt For For For
6 Elect William Johnson Mgmt For Against Against
7 Elect Ann Livermore Mgmt For For For
8 Elect Rudy Markham Mgmt For For For
9 Elect Clark Randt, Jr. Mgmt For For For
10 Elect John Thompson Mgmt For For For
11 Elect Carol Tome Mgmt For For For
12 Advisory Vote on Executive Mgmt For Against Against
Compensation
13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Transaction of Other Business Mgmt For Against Against
United
Therapeutics
Corporation
Ticker Security ID: Meeting Date Meeting Status
UTHR CUISP 91307C102 06/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Raymond Dwek Mgmt For Withhold Against
1.2 Elect Roger Jeffs Mgmt For Withhold Against
1.3 Elect Christopher Patusky Mgmt For Withhold Against
1.4 Elect Tommy Thompson Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For Against Against
VF Corporation
Ticker Security ID: Meeting Date Meeting Status
VFC CUISP 918204108 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Juan de Bedout Mgmt For Withhold Against
1.2 Elect Ursula Fairbairn Mgmt For Withhold Against
1.3 Elect Eric Wiseman Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
4 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
5 Ratification of Auditor Mgmt For Against Against
Vodafone Group
plc
Ticker Security ID: Meeting Date Meeting Status
VOD CUISP 92857W209 07/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect John R. H. Bond Mgmt For Against Against
3 Elect John Buchanan Mgmt For For For
4 Elect Vittorio Colao Mgmt For For For
5 Elect Michel Combes Mgmt For For For
6 Elect Andy Halford Mgmt For For For
7 Elect Steve Pusey Mgmt For For For
8 Elect Alan Jebson Mgmt For For For
9 Elect Samuel Jonah Mgmt For For For
10 Elect Nick Land Mgmt For Against Against
11 Elect Anne Lauvergeon Mgmt For Against Against
12 Elect Luc Vandevelde Mgmt For For For
13 Elect Anthony Watson Mgmt For For For
14 Elect Philip Yea Mgmt For For For
15 Allocation of Profits/Dividends Mgmt For For For
16 Directors' Remuneration Report Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Auditor's Fees Mgmt For For For
19 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
20 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
21 Authority to Repurchase Shares Mgmt For For For
22 Adoption of New Articles Mgmt For For For
23 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
24 Share Incentive Plan Renewal Mgmt For For For
Volcano
Corporation
Ticker Security ID: Meeting Date Meeting Status
VOLC CUISP 928645100 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Coyle Mgmt For Withhold Against
1.2 Elect Roy Tanaka Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2005 Equity Mgmt For Against Against
Compensation
Plan
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Volcano
Corporation
Ticker Security ID: Meeting Date Meeting Status
VOLC CUISP 928645100 07/29/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Kiernan Gallahue Mgmt For Withhold Against
1.2 Elect Alexis Lukianov Mgmt For Withhold Against
1.3 Elect John Opnopchenko Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Wacker Chemie AG
Ticker Security ID: Meeting Date Meeting Status
WCH CINS D9540Z106 05/18/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Management Board Acts Mgmt For For For
7 Ratification of Supervisory Board Mgmt For For For
Acts
8 Appointment of Auditor Mgmt For For For
9 Intra-company Contracts Mgmt For For For
10 Supervisory Board Members' Fees Mgmt For For For
Whole Foods
Market,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WFMI CUISP 966837106 02/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Elstrott Mgmt For Withhold Against
1.2 Elect Gabrielle Greene Mgmt For Withhold Against
1.3 Elect Hass Hassan Mgmt For Withhold Against
1.4 Elect Stephanie Kugelman Mgmt For Withhold Against
1.5 Elect John Mackey Mgmt For Withhold Against
1.6 Elect Walter Robb Mgmt For Withhold Against
1.7 Elect Jonathan Seiffer Mgmt For Withhold Against
1.8 Elect Morris Siegel Mgmt For Withhold Against
1.9 Elect Jonathan Sokoloff Mgmt For Withhold Against
1.10 Elect Ralph Sorenson Mgmt For Withhold Against
1.11 Elect William Tindell Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Removal of
Directors
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent
Chairman
====================PAX WORLD HIGH YIELD BOND FUND========================
Item 1: Proxy Voting Record
Fund Name : Pax World High Yield Bond Fund
07/01/2010 - 06/30/2011
Digital Realty
Trust,
Inc.
Ticker Security ID: Meeting Date Meeting Status
DLR CUISP 253868103 04/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Magnuson Mgmt For Withhold Against
1.2 Elect Michael Foust Mgmt For Withhold Against
1.3 Elect Laurence Chapman Mgmt For Withhold Against
1.4 Elect Kathleen Earley Mgmt For Withhold Against
1.5 Elect Ruann Ernst Mgmt For Withhold Against
1.6 Elect Dennis Singleton Mgmt For Withhold Against
1.7 Elect Robert Zerbst Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Health Care
Reit,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HCN CUISP 42217K106 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Ballard, Jr. Mgmt For Against Against
2 Elect Peter Grua Mgmt For Against Against
3 Elect R. Scott Trumbull Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Increase of Authorized Common Stock Mgmt For Against Against
7 Ratification of Auditor Mgmt For Against Against
The Game Group
plc
Ticker Security ID: Meeting Date Meeting Status
GMG CINS G37217109 06/15/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Ian Shepherd Mgmt For Against Against
5 Elect Christopher Bell Mgmt For Against Against
6 Elect Ben White Mgmt For Against Against
7 Elect Dana Dunne Mgmt For Against Against
8 Elect Ishbel Macpherson Mgmt For Against Against
9 Appointment of Auditor Mgmt For Against Against
10 Authority to Set Auditor's Fees Mgmt For Against Against
11 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
13 Authority to Repurchase Shares Mgmt For For For
14 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Windstream
Corporation
Ticker Security ID: Meeting Date Meeting Status
WIN CUISP 97381W104 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Carol Armitage Mgmt For Against Against
2 Elect Samuel Beall, III Mgmt For Against Against
3 Elect Dennis Foster Mgmt For Against Against
4 Elect Francis Frantz Mgmt For Against Against
5 Elect Jeffery Gardner Mgmt For Against Against
6 Elect Jeffrey Hinson Mgmt For Against Against
7 Elect Judy Jones Mgmt For Against Against
8 Elect William Montgomery Mgmt For Against Against
9 Elect Alan Wells Mgmt For Against Against
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
================PAX WORLD GLOBAL WOMEN'S EQUALITY FUND====================
Item 1: Proxy Voting Record
Fund Name : Pax World Global Women's Equality Fund
07/01/2010 - 06/30/2011
3M Company
Ticker Security ID: Meeting Date Meeting Status
MMM CUISP 88579Y101 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Linda Alvarado Mgmt For For For
2 Elect George Buckley Mgmt For Against Against
3 Elect Vance Coffman Mgmt For For For
4 Elect Michael Eskew Mgmt For For For
5 Elect W. James Farrell Mgmt For For For
6 Elect Herbert Henkel Mgmt For For For
7 Elect Edward Liddy Mgmt For For For
8 Elect Robert Morrison Mgmt For Against Against
9 Elect Aulana Peters Mgmt For For For
10 Elect Robert Ulrich Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For Against Against
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
Air Liquide
Ticker Security ID: Meeting Date Meeting Status
AI CINS F01764103 05/04/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Authority to Repurchase Shares Mgmt For For For
8 Elect Gerard de La Martiniere Mgmt For Against Against
9 Elect Cornelis van Lede Mgmt For Against Against
10 Elect Sian Herbert-Jones Mgmt For Against Against
11 Related Party Transactions Mgmt For For For
12 Directors' Fees Mgmt For For For
13 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
14 Spin-off of Air Liquide France Mgmt For For For
Industrie
15 Spin-off of Air Liquide Advanced Mgmt For For For
Technologies
16 Spin-off of Air Cryopal Mgmt For For For
17 Spin-off of Air Liquide Engineering Mgmt For For For
18 Spin-off of Air Liquide Services Mgmt For For For
19 Authority to Issue Warrants as a Mgmt For Against Against
Takeover
Defense
20 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities w/
Preemptive
Rights
21 Authority to Increase Share Issuance Mgmt For Against Against
limit
22 Authority to Increase Capital Under Mgmt For Against Against
Employee Savings
Plan
23 Authority to Increase Capital for Mgmt For Against Against
the Benefit of Employees of
Subsidiaries
24 Authority to Carry Out Formalities Mgmt For For For
25 Non-Voting Meeting Note N/A N/A N/A N/A
Allergan, Inc.
Ticker Security ID: Meeting Date Meeting Status
AGN CUISP 018490102 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Deborah Dunsire Mgmt For Against Against
2 Elect Trevor Jones Mgmt For Against Against
3 Elect Louis Lavigne, Jr. Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
7 2011 Executive Bonus Plan Mgmt For For For
8 2011 Incentive Award Plan Mgmt For Against Against
9 Repeal of Classified Board Mgmt For For For
American Tower
Corporation
Ticker Security ID: Meeting Date Meeting Status
AMT CUISP 029912201 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Raymond Dolan Mgmt For Against Against
2 Elect Ronald Dykes Mgmt For Against Against
3 Elect Carolyn Katz Mgmt For Against Against
4 Elect Gustavo Lara Cantu Mgmt For Against Against
5 Elect JoAnn Reed Mgmt For Against Against
6 Elect Pamela Reeve Mgmt For Against Against
7 Elect David Sharbutt Mgmt For Against Against
8 Elect James Taiclet, Jr. Mgmt For Against Against
9 Elect Samme Thompson Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Elimination of Supermajority Mgmt For For For
Requirement
12 Advisory Vote on Executive Mgmt For Against Against
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Avon Products,
Inc.
Ticker Security ID: Meeting Date Meeting Status
AVP CUISP 054303102 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect W. Don Cornwell Mgmt For For For
1.2 Elect V. Ann Hailey Mgmt For For For
1.3 Elect Fred Hassan Mgmt For Withhold Against
1.4 Elect Andrea Jung Mgmt For Withhold Against
1.5 Elect Maria Lagomasino Mgmt For Withhold Against
1.6 Elect Ann Moore Mgmt For Withhold Against
1.7 Elect Paul Pressler Mgmt For For For
1.8 Elect Gary Rodkin Mgmt For Withhold Against
1.9 Elect Paula Stern Mgmt For For For
1.10 Elect Lawrence Weinbach Mgmt For For For
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Elimination of Supermajority Mgmt For For For
Requirement
Banco Santander
Chile
S.A.
Ticker Security ID: Meeting Date Meeting Status
BSANTANDER CUISP 05965X109 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Appointment of Auditor Mgmt For Abstain Against
4 Appointment of Risk Rating Agency Mgmt For For For
5 Elect Mauricio Larrain Garces Mgmt For Against Against
6 Elect Jesus Maria Zabalza Lotina Mgmt For Against Against
7 Elect Oscar Von Chrismar Mgmt For Against Against
8 Elect Carlos Olivos Marchant Mgmt For Against Against
9 Elect Victor Arbulu Crousillat Mgmt For Against Against
10 Elect Marco Colodro Hadjes Mgmt For Against Against
11 Elect Lucia Santa Cruz Sutil Mgmt For Against Against
12 Elect Roberto Mendez Torres Mgmt For Against Against
13 Elect Vittorio Corbo Lioi Mgmt For Against Against
14 Elect Roberto Zahler Mayanz Mgmt For Against Against
15 Elect Lisandro Serrano Spoerer Mgmt For Against Against
16 Elect Alternate Director Juan Manuel Mgmt For Against Against
Hoyos Martinez de
Irujo
17 Elect Alternate Director Raimundo Mgmt For Against Against
Monge
Zegers
18 Directors' Fees Mgmt For Abstain Against
19 Directors' Committee Fees and Budget Mgmt For Abstain Against
20 Related Party Transactions Mgmt For Against Against
Beiersdorf AG
Ticker Security ID: Meeting Date Meeting Status
BEI CINS D08792109 04/21/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Management Board Acts Mgmt For For For
7 Ratification of Supervisory Board Mgmt For For For
Acts
8 Appointment of Auditor Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Supervisory Board Members' Fees Mgmt For Against Against
11 Compensation Policy Mgmt For Against Against
Best Buy Co.,
Inc.
Ticker Security ID: Meeting Date Meeting Status
BBY CUISP 086516101 06/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ronald James Mgmt For Withhold Against
1.2 Elect Sanjay Khosla Mgmt For Withhold Against
1.3 Elect George Mikan III Mgmt For Withhold Against
1.4 Elect Matthew Paull Mgmt For Withhold Against
1.5 Elect Richard Schulze Mgmt For Withhold Against
1.6 Elect Hatim Tyabji Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Authorization of Board to Set Board Mgmt For Against Against
Size
4 Amendment to the 2004 Omnibus Stock Mgmt For Against Against
and Incentive
Plan
5 Executive Short-term Incentive Plan Mgmt For For For
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
BG Group plc
Ticker Security ID: Meeting Date Meeting Status
BG CINS G1245Z108 05/12/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Fabio de Oliveira Barbosa Mgmt For Against Against
5 Elect Caio Kock-Weser Mgmt For Against Against
6 Elect Patrick Thomas Mgmt For Against Against
7 Elect Peter Backhouse Mgmt For Against Against
8 Elect Frank Chapman Mgmt For Against Against
9 Elect Baroness Hogg Mgmt For Against Against
10 Elect John Hood Mgmt For Against Against
11 Elect Martin Houston Mgmt For Against Against
12 Elect Sir David Manning Mgmt For Against Against
13 Elect Mark Seligman Mgmt For Against Against
14 Elect Philippe Varin Mgmt For Against Against
15 Elect Sir Robert Wilson Mgmt For Against Against
16 Appointment of Auditor Mgmt For Against Against
17 Authority to Set Auditor's Fees Mgmt For Against Against
18 Authorisation of Political Donations Mgmt For Abstain Against
19 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
20 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
21 Authority to Repurchase Shares Mgmt For For For
22 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
23 Non-Voting Meeting Note N/A N/A N/A N/A
BlackRock, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLK CUISP 09247X101 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Murry Gerber Mgmt For Withhold Against
1.2 Elect James Grosfeld Mgmt For Withhold Against
1.3 Elect Sir Deryck Maughan Mgmt For Withhold Against
1.4 Elect Thomas Montag Mgmt For Withhold Against
1.5 Elect Linda Gosden Robinson Mgmt For Withhold Against
1.6 Elect John Varley Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
BMC Software, Inc
Ticker Security ID: Meeting Date Meeting Status
BMC CUISP 055921100 07/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Robert Beauchamp Mgmt For For For
2 Elect Jon Barfield Mgmt For For For
3 Elect Gary Bloom Mgmt For For For
4 Elect Meldon Gafner Mgmt For For For
5 Elect Mark Hawkins Mgmt For For For
6 Elect Stephan James Mgmt For For For
7 Elect P. Thomas Jenkins Mgmt For For For
8 Elect Louis Lavigne, Jr. Mgmt For For For
9 Elect Kathleen O'Neil Mgmt For For For
10 Elect Tom Tinsley Mgmt For For For
11 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
12 Ratification of Auditor Mgmt For For For
BROADRIDGE
FINANCIAL
SOLUTIONS,
INC.
Ticker Security ID: Meeting Date Meeting Status
BR CUISP 11133T103 11/17/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Leslie Brun Mgmt For Against Against
2 Elect Richard Daly Mgmt For For For
3 Elect Robert Duelks Mgmt For For For
4 Elect Richard Haviland Mgmt For Against Against
5 Elect Sandra Jaffee Mgmt For For For
6 Elect Alexandra Lebenthal Mgmt For For For
7 Elect Stuart Levine Mgmt For Against Against
8 Elect Thomas Perna Mgmt For Against Against
9 Elect Alan Weber Mgmt For Against Against
10 Elect Arthur Weinbach Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2007 Omnibus Award Mgmt For Against Against
Plan
Brown Shoe
Company,
Inc.
Ticker Security ID: Meeting Date Meeting Status
BWS CUISP 115736100 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ronald Fromm Mgmt For Withhold Against
1.2 Elect Steven Korn Mgmt For Withhold Against
1.3 Elect W. Patrick McGinnis Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2011 Incentive and Stock Mgmt For Against Against
Compensation
Plan
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Canadian
National
Railway
Company
Ticker Security ID: Meeting Date Meeting Status
CNR CUISP 136375102 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Armellino Mgmt For For For
1.2 Elect A. Charles Baillie Mgmt For For For
1.3 Elect Hugh Bolton Mgmt For For For
1.4 Elect Donald Carty Mgmt For For For
1.5 Elect Gordon Giffin Mgmt For For For
1.6 Elect Edith Holiday Mgmt For For For
1.7 Elect V. Maureen Kempston Darkes Mgmt For For For
1.8 Elect Denis Losier Mgmt For For For
1.9 Elect Edward Lumley Mgmt For For For
1.10 Elect David McLean Mgmt For For For
1.11 Elect Claude Mongeau Mgmt For For For
1.12 Elect James O'Connor Mgmt For For For
1.13 Elect Robert Pace Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
Cisco Systems,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CSCO CUISP 17275R102 11/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Carol Bartz Mgmt For Against Against
2 Elect M. Michele Burns Mgmt For For For
3 Elect Michael Capellas Mgmt For For For
4 Elect Larry Carter Mgmt For For For
5 Elect John Chambers Mgmt For Against Against
6 Elect Brian Halla Mgmt For For For
7 Elect John Hennessy Mgmt For Against Against
8 Elect Richard Kovacevich Mgmt For Against Against
9 Elect Roderick McGeary Mgmt For Against Against
10 Elect Michael Powell Mgmt For For For
11 Elect Arun Sarin Mgmt For For For
12 Elect Steven West Mgmt For For For
13 Elect Jerry Yang Mgmt For For For
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Formation of Environmental
Sustainability
Committee
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Internet
Fragmentation
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Restricting Sales to
China
Companhia de
Concessoes
Rodoviarias
Ticker Security ID: Meeting Date Meeting Status
CCRO3 CINS P1413U105 02/16/2011 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Change of Company Name Mgmt For For For
4 Election of Directors Mgmt For Against Against
5 Election of Alternate Directors Mgmt For Against Against
6 Elect Newton Brandao Ferraz Ramos Mgmt For For For
7 Election of Alternate Supervisory Mgmt For For For
Council
Member
Companhia de
Concessoes
Rodoviarias
Ticker Security ID: Meeting Date Meeting Status
CCRO3 CINS P1413U105 04/19/2011 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Capital Expenditure Budget Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Election of Directors Mgmt For Against Against
8 Remuneration Policy Mgmt For Against Against
9 Election of Supervisory Council Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
Companhia de
Concessoes
Rodoviarias
Ticker Security ID: Meeting Date Meeting Status
CCRO3 CINS P1413U105 09/27/2010 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Amendments to Articles Mgmt For For For
ConocoPhillips
Ticker Security ID: Meeting Date Meeting Status
COP CUISP 20825C104 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Armitage Mgmt For For For
2 Elect Richard Auchinleck Mgmt For Against Against
3 Elect James Copeland, Jr. Mgmt For Against Against
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Ruth Harkin Mgmt For For For
6 Elect Harold McGraw III Mgmt For Against Against
7 Elect James Mulva Mgmt For For For
8 Elect Robert Niblock Mgmt For For For
9 Elect Harald Norvik Mgmt For For For
10 Elect William Reilly Mgmt For Against Against
11 Elect Victoria Tschinkel Mgmt For Against Against
12 Elect Kathryn Turner Mgmt For Against Against
13 Elect William Wade, Jr. Mgmt For Against Against
14 Ratification of Auditor Mgmt For Against Against
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 2011 Omnibus Stock and Performance Mgmt For Against Against
Incentive
Plan
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Adopting Gender Identity and
Expression Anti-Bias
Policy
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Lobbying
Report
21 Shareholder Proposal Regarding ShrHoldr Against For Against
Safety
Report
22 Shareholder Proposal Regarding ShrHoldr Against For Against
Louisiana
Wetlands
23 Shareholder Proposal Regarding ShrHoldr Against For Against
Reporting and Reducing Greenhouse
Gas
Emissions
24 Shareholder Proposal Regarding the ShrHoldr Against For Against
Financial Risks of Climate
Change
25 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Oil Sands
Operations
Corning
Incorporated
Ticker Security ID: Meeting Date Meeting Status
GLW CUISP 219350105 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Seely Brown Mgmt For Against Against
2 Elect John Canning Jr. Mgmt For Against Against
3 Elect Gordon Gund Mgmt For Against Against
4 Elect Kurt Landgraf Mgmt For Against Against
5 Elect H. Onno Ruding Mgmt For Against Against
6 Elect Glenn Tilton Mgmt For Against Against
7 Advisory Vote on Executive Mgmt For Against Against
Compensation
8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
10 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
CSL Limited
Ticker Security ID: Meeting Date Meeting Status
CSL CINS Q3018U109 10/13/2010 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Peter Turner Mgmt For Against Against
2 Re-elect John Akehurst Mgmt For Against Against
3 Re-elect David Anstice Mgmt For Against Against
4 Re-elect Ian Renard Mgmt For Against Against
5 Remuneration Report Mgmt For For For
6 Equity Grant (Executive Directors) Mgmt For Against Against
7 Increase NEDs' Fee Cap Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
De La Rue PLC
Ticker Security ID: Meeting Date Meeting Status
DLAR CINS G2702K139 07/22/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Sir Julian Horn-Smith Mgmt For For For
5 Elect Victoria Jarman Mgmt For For For
6 Elect Colin Child Mgmt For For For
7 Elect James Hussey Mgmt For For For
8 Elect Warren East Mgmt For For For
9 Elect Sir Jeremy Greenstock Mgmt For For For
10 Elect Gill Rider Mgmt For For For
11 Elect Nicholas Brookes Mgmt For Against Against
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Auditor's Fees Mgmt For For For
14 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
15 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
16 Authority to Repurchase Shares Mgmt For For For
17 Authorisation of Political Donations Mgmt For Abstain Against
18 Annual Bonus Plan and Performance Mgmt For Against Against
Share
Plan
19 Adoption of New Articles Mgmt For Against Against
20 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Deutsche Bank AG
Ticker Security ID: Meeting Date Meeting Status
DBK CUISP D18190898 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Ratification of Management Board Acts Mgmt For For For
3 Ratification of Supervisory Board Mgmt For Against Against
Acts
4 Appointment of Auditor Mgmt For Against Against
5 Authority to Repurchase Shares Mgmt For For For
6 Authority to Repurchase Shares Using Mgmt For For For
Equity
Derivatives
7 Authority to Issue Convertible Debt Mgmt For Against Against
Instruments; Increase in
Conditional
Capital
8 Increase in Authorized Capital Mgmt For Against Against
Against Cash Contributions w/out
Preemptive
Rights
9 Increase in Authorized Capital Mgmt For Against Against
Against Cash or Contributions in
Kind w/out Preemptive
Rights
10 Increase in Authorized Capital Mgmt For Against Against
Against Cash Contributions w/
Preemptive
Rights
11 Elect Katherine Garrett-Cox Mgmt For Against Against
12 Intra-company Contracts Mgmt For For For
13 Countermotion A (Ratification of Mgmt N/A Against N/A
Management Board
Acts)
14 Countermotion B (Election of Mgmt N/A Against N/A
Katherine
Garrett-Cox)
Deutsche Bank AG
Ticker Security ID: Meeting Date Meeting Status
DBK CUISP D18190898 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Ratification of Management Board Acts Mgmt For For For
3 Ratification of Supervisory Board Mgmt For Against Against
Acts
4 Appointment of Auditor Mgmt For Against Against
5 Authority to Repurchase Shares Mgmt For For For
6 Authority to Repurchase Shares Using Mgmt For For For
Equity
Derivatives
7 Authority to Issue Convertible Debt Mgmt For Against Against
Instruments; Increase in
Conditional
Capital
8 Increase in Authorized Capital Mgmt For Against Against
Against Cash Contributions w/out
Preemptive
Rights
9 Increase in Authorized Capital Mgmt For Against Against
Against Cash or Contributions in
Kind w/out Preemptive
Rights
10 Increase in Authorized Capital Mgmt For Against Against
Against Cash Contributions w/
Preemptive
Rights
11 Elect Katherine Garrett-Cox Mgmt For Against Against
12 Intra-company Contracts Mgmt For Against Against
13 Countermotion A (Ratification of Mgmt N/A Against N/A
Management Board
Acts)
14 Countermotion B (Election of Mgmt N/A Against N/A
Katherine
Garrett-Cox)
Dover Corporation
Ticker Security ID: Meeting Date Meeting Status
DOV CUISP 260003108 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Benson Mgmt For For For
2 Elect Robert Cremin Mgmt For Against Against
3 Elect Jean-Pierre Ergas Mgmt For Against Against
4 Elect Peter Francis Mgmt For Against Against
5 Elect Kristiane Graham Mgmt For Against Against
6 Elect Robert Livingston Mgmt For For For
7 Elect Richard Lochridge Mgmt For Against Against
8 Elect Bernard Rethore Mgmt For For For
9 Elect Michael Stubbs Mgmt For For For
10 Elect Stephen Todd Mgmt For For For
11 Elect Stephen Wagner Mgmt For For For
12 Elect Mary Winston Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
EMC Corporation
Ticker Security ID: Meeting Date Meeting Status
EMC CUISP 268648102 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Michael Brown Mgmt For Against Against
2 Elect Randolph Cowen Mgmt For Against Against
3 Elect Michael Cronin Mgmt For Against Against
4 Elect Gail Deegan Mgmt For Against Against
5 Elect James DiStasio Mgmt For Against Against
6 Elect John Egan Mgmt For Against Against
7 Elect Edmund Kelly Mgmt For Against Against
8 Elect Windle Priem Mgmt For Against Against
9 Elect Paul Sagan Mgmt For Against Against
10 Elect David Strohm Mgmt For Against Against
11 Elect Joseph Tucci Mgmt For Against Against
12 Ratification of Auditor Mgmt For Against Against
13 Amendment to the 2003 Stock Plan Mgmt For Against Against
14 Amendment to Right to Call a Special Mgmt For For For
Meeting
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Fortum Oyj
Ticker Security ID: Meeting Date Meeting Status
FUM1V CINS X2978Z118 03/31/2011 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Accounts and Reports Mgmt For For For
9 Allocation of Profits/Dividends Mgmt For For For
10 Ratification of Board and Management Mgmt For Against Against
Acts
11 Supervisory Board Members' Fees Mgmt For For For
12 Supervisory Board Size Mgmt For For For
13 Election of Supervisory Board Mgmt For For For
14 Directors' Fees Mgmt For For For
15 Board Size Mgmt For For For
16 Election of Directors Mgmt For For For
17 Authority to Set Auditor's Fees Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Shareholder Proposal Regarding the ShrHoldr For For For
Abolition of the Supervisory
Board
20 Shareholder Proposal Regarding ShrHoldr For For For
Nominating
Committee
21 Non-Voting Meeting Note N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
Foster's Group
Limited
Ticker Security ID: Meeting Date Meeting Status
FGL CINS Q3944W187 04/29/2011 Voted
Meeting Type Country of Trade
Special Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Spin-Off of Treasury Wine Estates Mgmt For For For
Limited
Foster's Group
Limited
Ticker Security ID: Meeting Date Meeting Status
FGL CINS Q3944W187 04/29/2011 Voted
Meeting Type Country of Trade
Special Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Reduction in Authorized Share Capital Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
Google Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOG CUISP 38259P508 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Larry Page Mgmt For Withhold Against
1.2 Elect Sergey Brin Mgmt For Withhold Against
1.3 Elect Eric Schmidt Mgmt For Withhold Against
1.4 Elect L. John Doerr Mgmt For Withhold Against
1.5 Elect John Hennessy Mgmt For Withhold Against
1.6 Elect Ann Mather Mgmt For For For
1.7 Elect Paul Otellini Mgmt For Withhold Against
1.8 Elect K. Ram Shriram Mgmt For For For
1.9 Elect Shirley Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Plan Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Formation of Sustainability
Committee
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Conflict of Interest
Report
H & M Hennes &
Mauritz
AB
Ticker Security ID: Meeting Date Meeting Status
HM-B CINS W41422101 04/28/2011 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Profits/Dividends Mgmt For For For
14 Ratification of Board and Management Mgmt For Against Against
Acts
15 Board Size Mgmt For For For
16 Directors and Auditors' Fees Mgmt For Against Against
17 Election of Directors Mgmt For Against Against
18 Nomination Committee Mgmt For Against Against
19 Amendments to Articles Mgmt For For For
20 Compensation Guidelines Mgmt For Against Against
21 Non-Voting Agenda Item N/A N/A N/A N/A
H & M Hennes &
Mauritz
AB
Ticker Security ID: Meeting Date Meeting Status
HM-B CINS W41422101 10/20/2010 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Election of Presiding Chairman Mgmt For For For
6 Voting List Mgmt For For For
7 Agenda Mgmt For For For
8 Election of Individuals to Check Mgmt For For For
Minutes
9 Compliance with Rules of Convocation Mgmt For For For
10 Employee Incentive Program Mgmt For For For
11 Amendment to Compensation Guidelines Mgmt For Against Against
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
Hologic, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOLX CUISP 436440101 03/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Cumming Mgmt For Withhold Against
1.2 Elect Robert Cascella Mgmt For Withhold Against
1.3 Elect Glenn Muir Mgmt For Withhold Against
1.4 Elect Sally Crawford Mgmt For Withhold Against
1.5 Elect David LaVance, Jr. Mgmt For Withhold Against
1.6 Elect Nancy Leaming Mgmt For Withhold Against
1.7 Elect Lawrence Levy Mgmt For Withhold Against
1.8 Elect Elaine Ullian Mgmt For Withhold Against
1.9 Elect Wayne Wilson Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Hoya Corporation
Ticker Security ID: Meeting Date Meeting Status
7741 CINS J22848105 06/21/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yuzaburoh Mogi Mgmt For Against Against
3 Elect Eiko Kohno Mgmt For Against Against
4 Elect Yukiharu Kodama Mgmt For Against Against
5 Elect Itaru Koeda Mgmt For Against Against
6 Elect Yutaka Asoh Mgmt For For For
7 Elect Hiroshi Suzuki Mgmt For Against Against
8 Elect Hiroshi Hamada Mgmt For For For
9 Elect Kenji Ema Mgmt For For For
10 Stock Option Plan Mgmt For For For
11 Shareholder Proposal Regarding Board ShrHoldr Against Against For
Size
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Individual Disclosure of
Compensation
13 Shareholder Proposal Regarding ShrHoldr Against For Against
Disclosure of Sales of Shares by
Directors, Officers and
Families
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Prohibiting Hedging by Option
Holders
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Increasing the Number of Executive
Officers
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Separation of Chair and
CEO
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Voting
Rights
18 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Disclosure Obligations of
Shareholder
Proposals
19 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Establishing A Contact Point for
Whistle-Blowing
20 Shareholder Proposal Regarding CEO ShrHoldr Against For Against
Succession
Plan
21 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Disclosure of Education Record of
Directors and Executive
Officers
22 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Selection Criteria for Director
Candidates
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Time Pledged by
Directors
24 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Preparation of a Code of
Ethics
25 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Director
Training
26 Shareholder Proposal Regarding ShrHoldr Against For Against
Provisions for Directors to Contact
Senior
Management
27 Shareholder Proposal Regarding ShrHoldr Against Against For
Budget Allocation for Committee
Consultants
28 Shareholder Proposal Regarding ShrHoldr Against Against For
Separate Legal Advisor for the
Board
29 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Linking Stock Subscription Rights
to an
Index
30 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Issuance of Restricted
Stock
HSBC Holdings plc
Ticker Security ID: Meeting Date Meeting Status
HSBA CUISP 404280406 05/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Elect Safra Catz Mgmt For For For
4 Elect Laura CHA May Lung Mgmt For For For
5 Elect Marvin CHEUNG Kin Tung Mgmt For For For
6 Elect John Coombe Mgmt For For For
7 Elect Rona Fairhead Mgmt For For For
8 Elect Douglas Flint Mgmt For Against Against
9 Elect Alexander Flockhart Mgmt For For For
10 Elect Stuart Gulliver Mgmt For For For
11 Elect James Hughes-Hallett Mgmt For For For
12 Elect Sam Laidlaw Mgmt For For For
13 Elect J. Rachel Lomax Mgmt For For For
14 Elect Iain Mackay Mgmt For For For
15 Elect Gwyn Morgan Mgmt For Against Against
16 Elect Narayana Murthy Mgmt For For For
17 Elect Simon Robertson Mgmt For For For
18 Elect John Thornton Mgmt For Against Against
19 Elect Sir Brian Williamson Mgmt For For For
20 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
21 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
22 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
23 Share Plan 2011 Mgmt For Against Against
24 Directors' Fees Mgmt For For For
25 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Infosys
Technologies
Limited
Ticker Security ID: Meeting Date Meeting Status
INFOSYS CUISP 456788108 06/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Srinath Batni Mgmt For Against Against
4 Elect Sridar Iyegar Mgmt For Against Against
5 Elect Deepak Satwalekar Mgmt For Against Against
6 Elect Omkar Goswami Mgmt For Against Against
7 Retirement of K. Dinesh Mgmt For For For
8 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
9 Elect Ramaswami Seshasayee Mgmt For Against Against
10 Elect Ravi Venkatesan Mgmt For Against Against
11 Appointment of S. Gopalakrishnan as Mgmt For Against Against
Wholetime Director; Approval of
Compensation
12 Appointment of S.D. Shibulal as CEO Mgmt For Against Against
and Managing Director; Approval of
Compensation
13 Change in Company Name Mgmt For For For
Ingersoll-Rand
Plc
Ticker Security ID: Meeting Date Meeting Status
IR CUISP G47791101 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ann Berzin Mgmt For For For
2 Elect John Bruton Mgmt For Against Against
3 Elect Jared Cohon Mgmt For Against Against
4 Elect Gary Forsee Mgmt For Against Against
5 Elect Peter Godsoe Mgmt For For For
6 Elect Edward Hagenlocker Mgmt For For For
7 Elect Constance Horner Mgmt For Against Against
8 Elect Michael Lamach Mgmt For For For
9 Elect Theodore Martin Mgmt For For For
10 Elect Richard Swift Mgmt For For For
11 Elect Tony White Mgmt For Against Against
12 Senior Executive Performance Plan Mgmt For For For
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Authority to Repurchase Shares Mgmt For For For
16 Ratification of Auditor Mgmt For Against Against
Komatsu Limited
Ticker Security ID: Meeting Date Meeting Status
6301 CINS J35759125 06/22/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Masahiro Sakane Mgmt For Against Against
4 Elect Kunio Noji Mgmt For Against Against
5 Elect Yoshinori Komamura Mgmt For Against Against
6 Elect Tetsuji Ohhashi Mgmt For Against Against
7 Elect Kensuke Hotta Mgmt For Against Against
8 Elect Noriaki Kanoh Mgmt For Against Against
9 Elect Kohichi Ikeda Mgmt For Against Against
10 Elect Mamoru Hironaka Mgmt For Against Against
11 Elect Mikio Fujitsuka Mgmt For Against Against
12 Elect Fujitoshi Takamura Mgmt For Against Against
13 Elect Hiroyuki Kamano Mgmt For For For
14 Bonus Mgmt For Against Against
15 Stock Option Plan Mgmt For For For
Microsoft
Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUISP 594918104 11/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Steven Ballmer Mgmt For Against Against
2 Elect Dina Dublon Mgmt For Against Against
3 Elect William Gates III Mgmt For Against Against
4 Elect Raymond Gilmartin Mgmt For Against Against
5 Elect Reed Hastings Mgmt For Against Against
6 Elect Maria Klawe Mgmt For Against Against
7 Elect David Marquardt Mgmt For Against Against
8 Elect Charles Noski Mgmt For Against Against
9 Elect Helmut Panke Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Formation of Environmental
Sustainability
Committee
Mobistar SA
Ticker Security ID: Meeting Date Meeting Status
MOBB CINS B60667100 05/04/2011 Voted
Meeting Type Country of Trade
Mix Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Board Acts Mgmt For Against Against
5 Ratification of Auditor Acts Mgmt For Against Against
6 Elect Jan Steyaert Mgmt For Against Against
7 Elect Brigitte Bourgoin Mgmt For Against Against
8 Elect Nathalie Clere Mgmt For Against Against
9 Elect Bertrand du Boucher Mgmt For Against Against
10 Elect Olaf Swantee Mgmt For Against Against
11 Elect Benoit Scheen Mgmt For Against Against
12 Elect Aldo Cardoso Mgmt For Against Against
13 Elect Gerard Ries Mgmt For Against Against
14 Elect Eric Dekeuleneer Mgmt For Against Against
15 Elect Philippe Delaunois Mgmt For Against Against
16 Elect Nadine Rozencweig-Lemaitre Mgmt For Against Against
17 Elect Johan Deschuyffeleer Mgmt For Against Against
18 Directors' Fees Mgmt For For For
19 Authority to Reduce Vesting Period Mgmt For Against Against
of Equity Awards and Performance
Period of Variable
Compensation
20 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
21 Amend Article 12 Mgmt For For For
22 Amend Article 13 Mgmt For For For
23 Amend Article 16 Mgmt For For For
24 Amend Article 16 Mgmt For For For
25 Amend Article 25 Mgmt For For For
26 Amend Article 26 Mgmt For For For
27 Amend Article 31 Mgmt For For For
28 Amend Article 32 Mgmt For For For
29 Amend Article 33 Mgmt For For For
30 Amend Article 35 Mgmt For For For
31 Amend Article 36 Mgmt For For For
32 Amend Article 37 Mgmt For For For
33 Amend Article 38 Mgmt For For For
34 Authority to Coordinate Articles Mgmt For For For
35 Change in Control Clause Mgmt For Against Against
National
Australia Bank
Limited
Ticker Security ID: Meeting Date Meeting Status
NAB CINS Q65336119 12/16/2010 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Patricia Cross Mgmt For Against Against
3 Re-elect Daniel Gilbert Mgmt For Against Against
4 Re-elect Jillian Segal Mgmt For Against Against
5 Re-elect Malcolm Williamson Mgmt For Against Against
6 Elect Anthony Yuen Mgmt For Against Against
7 Remuneration Report Mgmt For For For
8 Equity Grant (CEO Cameron Clyne) Mgmt For For For
9 Equity Grant (Executive Director of Mgmt For For For
Finance Mark
Joiner)
10 Equity Grant (Group Deputy CEO Mgmt For For For
Michael
Ullmer)
11 Approve Termination Payments to a Mgmt For Against Against
Former
Employee
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Approve Selective Buy-back of 2008 Mgmt For For For
Stapled
Securities
14 Approve Selective Capital Reduction Mgmt For For For
of 2008 Stapled
Securities
15 Approve Selective Buy-back of 2009 Mgmt For For For
Stapled
Securities
16 Approve Selective Capital Reduction Mgmt For For For
of 2009 Stapled
Securities
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUISP H5833N103 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Lawrence Chazen Mgmt For Withhold Against
1.2 Elect Jon Marshall Mgmt For Withhold Against
1.3 Elect Mary Ricciardello Mgmt For Withhold Against
2 Accounts and Reports Mgmt For For For
3 Creation of Reserves Mgmt For For For
4 Cancellation of Treasury Shares Mgmt For For For
5 Increase of Authorized Capital Mgmt For Against Against
6 Reduction of Par Value; Capital Mgmt For For For
Distribution
7 Appointment of Auditor Mgmt For Against Against
8 Discharge of the Board of Directors Mgmt For Against Against
from Personal
Liability
9 Advisory Vote on Executive Mgmt For Against Against
Compensation
10 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Nuance
Communications,
Inc.
Ticker Security ID: Meeting Date Meeting Status
NUAN CUISP 67020Y100 01/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Paul Ricci Mgmt For Against Against
2 Elect Robert Teresi Mgmt For Against Against
3 Elect Robert Frankenberg Mgmt For Against Against
4 Elect Katharine Martin Mgmt For Against Against
5 Elect Patrick Hackett Mgmt For Against Against
6 Elect William Janeway Mgmt For Against Against
7 Elect Mark Myers Mgmt For Against Against
8 Elect Philip Quigley Mgmt For Against Against
9 Elect Mark Laret Mgmt For Against Against
10 Amendment to the 2000 Stock Plan Mgmt For Against Against
11 Amendment to the 1995 Directors' Mgmt For Against Against
Stock
Plan
12 Ratification of Auditor Mgmt For For For
Oracle
Corporation
Ticker Security ID: Meeting Date Meeting Status
ORCL CUISP 68389X105 10/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jeffrey Berg Mgmt For Withhold Against
1.2 Elect H. Raymond Bingham Mgmt For Withhold Against
1.3 Elect Michael Boskin Mgmt For For For
1.4 Elect Safra Catz Mgmt For For For
1.5 Elect Bruce Chizen Mgmt For For For
1.6 Elect George Conrades Mgmt For Withhold Against
1.7 Elect Lawrence Ellison Mgmt For For For
1.8 Elect Hector Garcia-Molina Mgmt For Withhold Against
1.9 Elect Jeffrey Henley Mgmt For For For
1.10 Elect Mark Hurd Mgmt For For For
1.11 Elect Donald Lucas Mgmt For For For
1.12 Elect Naomi Seligman Mgmt For Withhold Against
2 Executive Bonus Plan Mgmt For Against Against
3 Amendment to the 2000 Long-Term Mgmt For Against Against
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Formation of Sustainability
Committee
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Retention of Shares After
Retirement
PepsiCo, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEP CUISP 713448108 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Shona Brown Mgmt For Against Against
2 Elect Ian Cook Mgmt For For For
3 Elect Dina Dublon Mgmt For For For
4 Elect Victor Dzau Mgmt For Against Against
5 Elect Ray Hunt Mgmt For Against Against
6 Elect Alberto Ibarguen Mgmt For For For
7 Elect Arthur Martinez Mgmt For Against Against
8 Elect Indra Nooyi Mgmt For For For
9 Elect Sharon Rockefeller Mgmt For Against Against
10 Elect James Schiro Mgmt For For For
11 Elect Lloyd Trotter Mgmt For For For
12 Elect Daniel Vasella Mgmt For Against Against
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
17 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Reviewing Political Contributions
and
Expenditures
Petroleo
Brasileiro S.A.
-
Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR3 CUISP 71654V408 08/12/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Ratification of Nomination of Mgmt For For For
Appraiser for Treasury
Notes
2 Valuation Method of Treasury Notes Mgmt For For For
3 Authority to Carry Out Formalities Mgmt For For For
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUISP 717081103 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Dennis Ausiello Mgmt For For For
2 Elect Michael Brown Mgmt For For For
3 Elect M. Anthony Burns Mgmt For For For
4 Elect W. Don Cornwell Mgmt For Against Against
5 Elect Frances Fergusson Mgmt For Against Against
6 Elect William Gray, III Mgmt For For For
7 Elect Constance Horner Mgmt For For For
8 Elect James Kilts Mgmt For Against Against
9 Elect George Lorch Mgmt For Against Against
10 Elect John Mascotte Mgmt For For For
11 Elect Suzanne Nora Johnson Mgmt For Against Against
12 Elect Ian Read Mgmt For For For
13 Elect Stephen Sanger Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
16 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Publishing Political Contributions
and Expenditure in
Newspapers
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Lobbying Priorities
Report
19 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Pharmaceutical Price
Restraints
20 Shareholder Proposal Regarding the ShrHoldr Against For Against
Right to Act by Written
Consent
21 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
22 Shareholder Proposal Regarding ShrHoldr Against For Against
Transparency in Animal
Research
Potash
Corporation of
Saskatchewan
Inc.
Ticker Security ID: Meeting Date Meeting Status
POT CUISP 73755L107 05/12/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Christopher Burley Mgmt For For For
1.2 Elect William Doyle Mgmt For For For
1.3 Elect John Estey Mgmt For For For
1.4 Elect Charles Hoffman Mgmt For For For
1.5 Elect Dallas Howe Mgmt For For For
1.6 Elect Alice Laberge Mgmt For For For
1.7 Elect Keith Martell Mgmt For For For
1.8 Elect Jeffrey McCaig Mgmt For For For
1.9 Elect Mary Mogford Mgmt For For For
1.10 Elect Paul Schoenhals Mgmt For For For
1.11 Elect E. Robert Stromberg Mgmt For Withhold Against
1.12 Elect Elena Viyella de Paliza Mgmt For Withhold Against
2 Appointment of Auditor Mgmt For For For
3 2011 Performance Option Plan Mgmt For For For
4 Advisory Vote on Executive Mgmt For For For
Compensation
QUALCOMM
Incorporated
Ticker Security ID: Meeting Date Meeting Status
QCOM CUISP 747525103 03/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Barbara Alexander Mgmt For For For
1.2 Elect Stephen Bennett Mgmt For For For
1.3 Elect Donald Cruickshank Mgmt For For For
1.4 Elect Raymond Dittamore Mgmt For For For
1.5 Elect Thomas Horton Mgmt For For For
1.6 Elect Irwin Jacobs Mgmt For For For
1.7 Elect Paul Jacobs Mgmt For For For
1.8 Elect Robert Kahn Mgmt For For For
1.9 Elect Sherry Lansing Mgmt For For For
1.10 Elect Duane Nelles Mgmt For For For
1.11 Elect Francisco Ros Mgmt For For For
1.12 Elect Brent Scowcroft Mgmt For For For
1.13 Elect Marc Stern Mgmt For For For
2 Amendment to the 2006 Long-term Mgmt For Against Against
Incentive
Plan
3 Amendment to the 2001 Employee Stock Mgmt For For For
Purchase
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Quicksilver
Resources
Inc.
Ticker Security ID: Meeting Date Meeting Status
KWK CUISP 74837R104 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Thomas Darden Mgmt For Withhold Against
1.2 Elect W. Byron Dunn Mgmt For Withhold Against
1.3 Elect Mark Warner Mgmt For Withhold Against
2 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Randstad Holding
N.V.
Ticker Security ID: Meeting Date Meeting Status
RAND CINS N7291Y137 03/31/2011 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Allocation of Profits/Dividends Mgmt For For For
7 Ratification of Executive Board Acts Mgmt For Against Against
8 Ratification of Supervisory Board Mgmt For Against Against
Acts
9 Elect Fritz Frohlich Mgmt For Against Against
10 Elect Jaap Winter Mgmt For Against Against
11 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
13 Appointment of Auditor Mgmt For Against Against
14 Amendments to Articles Mgmt For Against Against
15 Supervisory Board Fees Mgmt For For For
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
Reckitt
Benckiser Group
Plc
Ticker Security ID: Meeting Date Meeting Status
RB CINS G74079107 05/05/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Adrian Bellamy Mgmt For Against Against
5 Elect Peter Harf Mgmt For Against Against
6 Elect Bart Becht Mgmt For Against Against
7 Elect Graham Mackay Mgmt For Against Against
8 Elect Liz Doherty Mgmt For Against Against
9 Appointment of Auditor Mgmt For For For
10 Authority to Set Auditor's Fees Mgmt For For For
11 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
13 Authority to Repurchase Shares Mgmt For For For
14 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
15 Amendments to Employee Share Plans Mgmt For For For
Repsol-YPF SA
Ticker Security ID: Meeting Date Meeting Status
REP CINS E8471S130 04/15/2011 Voted
Meeting Type Country of Trade
Special Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Board Acts Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Amendments to Articles; Amendments Mgmt For For For
to General Meeting
Regulations
7 Amendments to Articles Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Elect Antonio Brufau Niubo Mgmt For Against Against
10 Elect Luis Fernando del Rivero Mgmt For Against Against
Asensio
11 Elect Juan Abello Gallo Mgmt For Against Against
12 Elect Luis Carlos Croissier Batista Mgmt For Against Against
13 Elect A?ngel Durandez Adeva Mgmt For Against Against
14 Elect Jose Manuel Loureda Mantinan Mgmt For Against Against
15 Elect Mario Fernandez Pelaz Mgmt For Against Against
16 Co-Investment Plan Mgmt For Against Against
17 Share Purchase Plan Mgmt For For For
18 Authority to Issue Convertible Mgmt For Against Against
Securities w/ or w/o Preemptive
Rights
19 Authority to Carry Out Formalities Mgmt For For For
Rio Tinto plc
Ticker Security ID: Meeting Date Meeting Status
RIO CUISP 767204100 04/14/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Tom Albanese Mgmt For For For
4 Elect Robert Brown Mgmt For For For
5 Elect Vivienne Cox Mgmt For For For
6 Elect Jan du Plessis Mgmt For For For
7 Elect Guy Elliott Mgmt For For For
8 Elect Michael Fitzpatrick Mgmt For For For
9 Elect Ann Godbehere Mgmt For For For
10 Elect Richard Goodmanson Mgmt For For For
11 Elect Andrew Gould Mgmt For For For
12 Elect Lord John Kerr of Kinlochard Mgmt For For For
13 Elect Paul Tellier Mgmt For For For
14 Elect Samuel Walsh Mgmt For For For
15 Elect Stephen Mayne Mgmt Against Against For
16 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
17 Amendment to the Performance Share Mgmt For For For
Plan
18 Amendment to and Renewal of Share Mgmt For For For
Ownership
Plan
19 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
20 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
21 Authority to Repurchase Rio Tinto Mgmt For For For
plc
Shares
22 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Royal Bank Of
Canada
Ticker Security ID: Meeting Date Meeting Status
RY CUISP 780087102 03/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect W. Geoffrey Beattie Mgmt For Withhold Against
1.2 Elect John Ferguson Mgmt For For For
1.3 Elect Paule Gauthier Mgmt For For For
1.4 Elect Tim Hearn Mgmt For For For
1.5 Elect Alice Laberge Mgmt For For For
1.6 Elect Jacques Lamarre Mgmt For For For
1.7 Elect Brandt Louie Mgmt For For For
1.8 Elect Michael McCain Mgmt For Withhold Against
1.9 Elect Gordon Nixon Mgmt For For For
1.10 Elect David O'Brien Mgmt For Withhold Against
1.11 Elect J. Pedro Reinhard Mgmt For For For
1.12 Elect Edward Sonshine Mgmt For Withhold Against
1.13 Elect Kathleen Taylor Mgmt For For For
1.14 Elect Victor Young Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Shareholder Proposal Regarding Mgmt Against For Against
Critical Mass of Qualified Women on
the
Board
5 Shareholder Proposal Regarding Pay Mgmt Against Against For
Ratios
6 Shareholder Proposal Regarding Mgmt Against Against For
Abolition of Subsidiaries and
Branches in Tax
Havens
7 Shareholder Proposal Regarding Mgmt Against Against For
Additional Information Regarding
Peer Comparisons of
Compensation
Sasol Limited
Ticker Security ID: Meeting Date Meeting Status
SOL CUISP 803866300 11/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Audit Committee Report Mgmt For For For
3 Elect Pat Davies Mgmt For Against Against
4 Elect Mandla Gantsho Mgmt For Against Against
5 Elect Hixonia Nyasulu Mgmt For Against Against
6 Elect Christine Ramon Mgmt For Against Against
7 Elect Nolitha Fakude Mgmt For Against Against
8 Elect Imogen Mkhize Mgmt For Against Against
9 Elect Greg Lewin Mgmt For Against Against
10 Appointment of Auditor Mgmt For For For
11 Authority to Repurchase Shares Mgmt For For For
12 Amendments to Articles Mgmt For For For
13 Approve Remuneration Policy Mgmt For Against Against
14 Increase Non-Executive Directors' Mgmt For Against Against
Fees
Sasol Limited
Ticker Security ID: Meeting Date Meeting Status
SOL CUISP 803866300 11/26/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Amendments to Articles Mgmt N/A For N/A
2 Amendments to Articles to Provide Mgmt N/A For N/A
for Bulk
Materialization
3 Amendments to Articles Regarding Mgmt N/A For N/A
Cash Contract and New Cash
Contract
4 Share Certification Mgmt N/A For N/A
5 Amendments to Articles Regarding Mgmt N/A For N/A
Adoption of Additional
Items
6 Amendments to Articles Regarding BEE Mgmt N/A For N/A
Share
Certification
7 Amendments to Articles Regarding BEE Mgmt N/A For N/A
Share
Certification
8 Amendments to Articles Regarding BEE Mgmt N/A For N/A
Share
Delisting
9 Amendments to Articles Regarding Mgmt N/A For N/A
Release of Contact
Information
10 Approval of Fiancial Assistance - Mgmt N/A For N/A
Sasol Inzalo Public Facilitation
trust
Shiseido Co Ltd
Ticker Security ID: Meeting Date Meeting Status
4911 CINS J74358144 06/24/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Shinzoh Maeda Mgmt For Against Against
5 Elect Hisayuki Suekawa Mgmt For Against Against
6 Elect Kimie Iwata Mgmt For Against Against
7 Elect Carsten Fischer Mgmt For Against Against
8 Elect Tatsuomi Takamori Mgmt For Against Against
9 Elect Shohichiroh Iwata Mgmt For Against Against
10 Elect Taeko Nagai Mgmt For Against Against
11 Elect Tatsuo Uemura Mgmt For Against Against
12 Elect Yasuko Takayama Mgmt For For For
13 Elect Nobuo Ohtsuka Mgmt For For For
14 Bonus Mgmt For For For
15 Medium-term Incentive Plan Mgmt For For For
16 Stock Option Plan Mgmt For For For
Standard
Chartered
plc
Ticker Security ID: Meeting Date Meeting Status
STAN CINS G84228157 05/05/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Remuneration Report Mgmt For Against Against
4 Elect Steve Bertamini Mgmt For For For
5 Elect Jaspal Bindra Mgmt For For For
6 Elect Richard Delbridge Mgmt For For For
7 Elect Jamie Dundas Mgmt For For For
8 Elect Valerie Gooding Mgmt For For For
9 Elect HAN Seung-Soo Mgmt For For For
10 Elect Simon Lowth Mgmt For For For
11 Elect Rudy Markham Mgmt For For For
12 Elect Ruth Markland Mgmt For For For
13 Elect Richard Meddings Mgmt For For For
14 Elect John Paynter Mgmt For For For
15 Elect John Peace Mgmt For Against Against
16 Elect Michael Rees Mgmt For For For
17 Elect Peter Sands Mgmt For For For
18 Elect Paul Skinner Mgmt For For For
19 Elect Oliver Stocken Mgmt For For For
20 Appointment of Auditor Mgmt For For For
21 Authority to Set Auditor's Fees Mgmt For For For
22 Authorisation of Political Donations Mgmt For Abstain Against
23 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
24 Authority to Issue Repurchased Mgmt For Against Against
Shares w/ Preemptive
Rights
25 2011 Share Plan Mgmt For For For
26 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
27 Authority to Repurchase Ordinary Mgmt For For For
Shares
28 Authority to Repurchase Preference Mgmt For For For
Shares
29 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
30 Non-Voting Meeting Note N/A N/A N/A N/A
Statoil ASA
Ticker Security ID: Meeting Date Meeting Status
STL CUISP 85771P102 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Presiding Chairman Mgmt For For For
2 Notice of Meeting and Agenda Mgmt For For For
3 Election of Individuals to Check Mgmt For For For
Minutes
4 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
5 Compensation Guidelines Mgmt For Against Against
6 Authority to Set Auditor's Fees Mgmt For For For
7 Corporate Assembly Fees Mgmt For For For
8 Election of Nominating Committee Mgmt For For For
Member
9 Nominating Committee Fees Mgmt For For For
10 Authority to Repurchase Shares Mgmt For For For
Pursuant to Share Savings
Plan
11 Authority to Repurchase Shares for Mgmt For For For
Cancellation
12 Amendments to Marketing Instructions Mgmt For For For
13 Amendments to Articles Mgmt For For For
14 Nomination Committee Guidelines Mgmt For For For
15 Shareholder Proposal Regarding Mgmt Against Abstain N/A
Withdrawal from Canadian Oil
Sands
Suncor Energy
Inc.
Ticker Security ID: Meeting Date Meeting Status
SU CUISP 867224107 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mel Benson Mgmt For For For
1.2 Elect Dominic D'Alessandro Mgmt For For For
1.3 Elect John Ferguson Mgmt For For For
1.4 Elect W. Douglas Ford Mgmt For For For
1.5 Elect Richard George Mgmt For For For
1.6 Elect Paul Haseldonckx Mgmt For For For
1.7 Elect John Huff Mgmt For For For
1.8 Elect Jacques Lamarre Mgmt For For For
1.9 Elect Brian MacNeill Mgmt For Withhold Against
1.10 Elect Maureen McCaw Mgmt For For For
1.11 Elect Michael O'Brien Mgmt For For For
1.12 Elect James Simpson Mgmt For For For
1.13 Elect Eira Thomas Mgmt For Withhold Against
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Advisory Vote on Executive Mgmt For For For
Compensation
Syngenta AG
Ticker Security ID: Meeting Date Meeting Status
SYNN CUISP 87160A100 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Compensation Report Mgmt For Against Against
3 Ratification of Board and Management Mgmt For Against Against
Acts
4 Cancellation of Shares Mgmt For Against Against
5 Allocation of Profits Mgmt For For For
6 Dividend Distribution from Reserves Mgmt For For For
7 Elect Martin Taylor Mgmt For Against Against
8 Elect Peter Thompson Mgmt For Against Against
9 Elect Rolf Watter Mgmt For Against Against
10 Elect Felix Weber Mgmt For Against Against
11 Appointment of Auditor Mgmt For For For
12 Transaction of Other Business Mgmt For Against Against
Talisman Energy
Inc.
Ticker Security ID: Meeting Date Meeting Status
TLM CUISP 87425E103 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Christiane Bergevin Mgmt For For For
1.2 Elect Donald Carty Mgmt For For For
1.3 Elect William Dalton Mgmt For For For
1.4 Elect Kevin Dunne Mgmt For For For
1.5 Elect Harold Kvisle Mgmt For For For
1.6 Elect John Manzoni Mgmt For For For
1.7 Elect Lisa Stewart Mgmt For For For
1.8 Elect Peter Tomsett Mgmt For For For
1.9 Elect Charles Williamson Mgmt For For For
1.10 Elect Charles Winograd Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Amendment to Shareholder Rights' Plan Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For For For
Compensation
The Bank of New
York Mellon
Corporation
Ticker Security ID: Meeting Date Meeting Status
BK CUISP 064058100 04/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ruth Bruch Mgmt For Against Against
2 Elect Nicholas Donofrio Mgmt For Against Against
3 Elect Gerald Hassell Mgmt For Against Against
4 Elect Edmund Kelly Mgmt For Against Against
5 Elect Robert Kelly Mgmt For Against Against
6 Elect Richard Kogan Mgmt For Against Against
7 Elect Michael Kowalski Mgmt For Against Against
8 Elect John Luke, Jr. Mgmt For Against Against
9 Elect Mark Nordenberg Mgmt For Against Against
10 Elect Catherine Rein Mgmt For Against Against
11 Elect William Richardson Mgmt For Against Against
12 Elect Samuel Scott III Mgmt For Against Against
13 Elect John Surma Mgmt For Against Against
14 Elect Wesley von Schack Mgmt For Against Against
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 Amendment to the Long-Term Incentive Mgmt For Against Against
Plan
18 Amendment to the Executive Incentive Mgmt For Against Against
Compensation
Plan
19 Ratification of Auditor Mgmt For For For
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
The Clorox
Company
Ticker Security ID: Meeting Date Meeting Status
CLX CUISP 189054109 11/17/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Daniel Boggan, Jr. Mgmt For For For
2 Elect Richard Carmona Mgmt For Against Against
3 Elect Tully Friedman Mgmt For Against Against
4 Elect George Harad Mgmt For Against Against
5 Elect Donald Knauss Mgmt For Against Against
6 Elect Robert Matschullat Mgmt For Against Against
7 Elect Gary Michael Mgmt For Against Against
8 Elect Edward Mueller Mgmt For Against Against
9 Elect Jan Murley Mgmt For For For
10 Elect Pamela Thomas-Graham Mgmt For For For
11 Elect Carolyn Ticknor Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Approval of the Material Terms of Mgmt For Against Against
the Performance Goals under the
2005 Stock Incentive
Plan
14 Approval of the Material Terms of Mgmt For For For
the Performance Goals under the
Executive Incentive Compensation
Plan
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
The Game Group
plc
Ticker Security ID: Meeting Date Meeting Status
GMG CINS G37217109 06/15/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Ian Shepherd Mgmt For Against Against
5 Elect Christopher Bell Mgmt For Against Against
6 Elect Ben White Mgmt For Against Against
7 Elect Dana Dunne Mgmt For Against Against
8 Elect Ishbel Macpherson Mgmt For Against Against
9 Appointment of Auditor Mgmt For Against Against
10 Authority to Set Auditor's Fees Mgmt For Against Against
11 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
13 Authority to Repurchase Shares Mgmt For For For
14 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
The Procter &
Gamble
Company
Ticker Security ID: Meeting Date Meeting Status
PG CUISP 742718109 10/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Angela Braly Mgmt For For For
2 Elect Kenneth Chenault Mgmt For Against Against
3 Elect Scott Cook Mgmt For Against Against
4 Elect Rajat Gupta Mgmt For For For
5 Elect Robert McDonald Mgmt For For For
6 Elect W. James McNerney, Jr. Mgmt For Against Against
7 Elect Johnathan Rodgers Mgmt For Against Against
8 Elect Mary Wilderotter Mgmt For Against Against
9 Elect Patricia Woertz Mgmt For For For
10 Elect Ernesto Zedillo Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
Thomson Reuters
Corporation
Ticker Security ID: Meeting Date Meeting Status
TRI CUISP 884903105 05/03/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Thomson Mgmt For For For
1.2 Elect W. Geoffrey Beattie Mgmt For For For
1.3 Elect Thomas Glocer Mgmt For Withhold Against
1.4 Elect Manvinder Banga Mgmt For For For
1.5 Elect Mary Cirillo Mgmt For For For
1.6 Elect Steven Denning Mgmt For For For
1.7 Elect Lawton Fitt Mgmt For Withhold Against
1.8 Elect Roger Martin Mgmt For For For
1.9 Elect Sir Deryck Maughan Mgmt For For For
1.10 Elect Kenneth Olisa Mgmt For For For
1.11 Elect Vance Opperman Mgmt For For For
1.12 Elect John Thompson Mgmt For For For
1.13 Elect Peter Thomson Mgmt For For For
1.14 Elect John Tory Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For Withhold Against
to Set
Fees
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
Time Warner Inc.
Ticker Security ID: Meeting Date Meeting Status
TWX CUISP 887317303 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Barksdale Mgmt For For For
2 Elect William Barr Mgmt For For For
3 Elect Jeffrey Bewkes Mgmt For For For
4 Elect Stephen Bollenbach Mgmt For Against Against
5 Elect Frank Caufield Mgmt For Against Against
6 Elect Robert Clark Mgmt For Against Against
7 Elect Mathias Dopfner Mgmt For Against Against
8 Elect Jessica Einhorn Mgmt For Against Against
9 Elect Fred Hassan Mgmt For For For
10 Elect Michael Miles Mgmt For Against Against
11 Elect Kenneth Novack Mgmt For Against Against
12 Elect Paul Wachter Mgmt For For For
13 Elect Deborah Wright Mgmt For Against Against
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
17 Elimination of Absolute Majority Mgmt For For For
Voting
Requirement
18 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
TNT NV
Ticker Security ID: Meeting Date Meeting Status
TNT CINS N86672107 05/25/2011 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Allocation of Profits/Dividends Mgmt For For For
10 Ratification of Management Board Acts Mgmt For Against Against
11 Ratification of Supervisory Board Mgmt For Against Against
Acts
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Elect Mary Harris Mgmt For Against Against
14 Elect Wim Kok Mgmt For Against Against
15 Elect T. Menssen Mgmt For Against Against
16 Elect M.A.M. Boersma Mgmt For Against Against
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Amendments to Articles Mgmt For For For
21 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
22 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive
Rights
23 Authority to Repurchase Shares Mgmt For For For
24 Authority to Cancel Shares and Mgmt For For For
Reduce Share
Capital
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Non-Voting Agenda Item N/A N/A N/A N/A
27 Non-Voting Agenda Item N/A N/A N/A N/A
TNT NV
Ticker Security ID: Meeting Date Meeting Status
TNT CINS N86672107 05/25/2011 Voted
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Demerger Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
Unilever plc
Ticker Security ID: Meeting Date Meeting Status
ULVR CUISP 904767704 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Director's Remuneration Report Mgmt For For For
3 Elect Paul Polman Mgmt For For For
4 Elect Jean-Marc Huet Mgmt For For For
5 Elect Louise Fresco Mgmt For For For
6 Elect Ann Fudge Mgmt For For For
7 Elect Charles Golden Mgmt For For For
8 Elect Byron Grote Mgmt For For For
9 Elect Hixonia Nyasulu Mgmt For For For
10 Elect Sir Malcolm Rifkind Mgmt For For For
11 Elect Kees Storm Mgmt For For For
12 Elect Michael Treschow Mgmt For For For
13 Elect Paul Walsh Mgmt For Against Against
14 Elect Sunil Bharti Mittal Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Auditor's Fees Mgmt For For For
17 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
18 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
19 Authority to Repurchase Shares Mgmt For For For
20 Authorisation of Political Donations Mgmt For Abstain Against
21 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
22 Amendments to Articles Regarding Mgmt For For For
Borrowing
Limit
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE5 CUISP 91912E105 04/19/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends and Mgmt For For For
Capital Expenditure
Budget
3 Election of Directors Mgmt For Against Against
4 Election of Supervisory Council Mgmt For For For
5 Remuneration Policy Mgmt For Against Against
6 Capitalization of Reserves Mgmt For For For
Vivendi SA
Ticker Security ID: Meeting Date Meeting Status
VIV CINS F97982106 04/21/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Related Party Transactions Mgmt For Against Against
7 Allocation of Profits/Dividends Mgmt For For For
8 Elect Jean-Yves Charlier Mgmt For Against Against
9 Elect Henri Lachmann Mgmt For Against Against
10 Elect Pierre Rodocanachi Mgmt For Against Against
11 Appointment of Auditor Mgmt For For For
12 Appointment of Alternate Auditor Mgmt For For For
13 Authority to Repurchase Shares Mgmt For For For
14 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
15 Authority to Grant Stock Options Mgmt For For For
16 Authority to Issue Restricted Shares Mgmt For For For
17 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities w/
Preemptive
Rights
18 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities w/o
Preemptive
Rights
19 Authority to Increase Share Issuance Mgmt For For For
Limit
20 Authority to Increase Capital in Mgmt For Against Against
Consideration for Contributions in
Kind
21 Authority to Increase Capital Under Mgmt For For For
Employee Savings
Plan
22 Authority to Increase Capital Under Mgmt For For For
Employee Savings Plan for Employees
Abroad
23 Authority to Increase Capital Mgmt For For For
Through
Capitalizations
24 Amendment Regarding Censors Mgmt For For For
25 Authority to Carry Out Formalities Mgmt For For For
Vodafone Group
plc
Ticker Security ID: Meeting Date Meeting Status
VOD CUISP 92857W209 07/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect John R. H. Bond Mgmt For Against Against
3 Elect John Buchanan Mgmt For For For
4 Elect Vittorio Colao Mgmt For For For
5 Elect Michel Combes Mgmt For For For
6 Elect Andy Halford Mgmt For For For
7 Elect Steve Pusey Mgmt For For For
8 Elect Alan Jebson Mgmt For For For
9 Elect Samuel Jonah Mgmt For For For
10 Elect Nick Land Mgmt For Against Against
11 Elect Anne Lauvergeon Mgmt For Against Against
12 Elect Luc Vandevelde Mgmt For For For
13 Elect Anthony Watson Mgmt For For For
14 Elect Philip Yea Mgmt For For For
15 Allocation of Profits/Dividends Mgmt For For For
16 Directors' Remuneration Report Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Auditor's Fees Mgmt For For For
19 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
20 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
21 Authority to Repurchase Shares Mgmt For For For
22 Adoption of New Articles Mgmt For For For
23 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
24 Share Incentive Plan Renewal Mgmt For For For
Woolworths
Limited
Ticker Security ID: Meeting Date Meeting Status
WOW CINS Q98418108 11/18/2010 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Report Mgmt For For For
4 Elect Carla (Jayne) Hrdlicka Mgmt For Against Against
5 Elect Stephen Mayne Mgmt Against Against For
6 Re-elect Ian Macfarlane Mgmt For Against Against
7 Renew Long Term Incentive Plan Mgmt For For For
8 Amendments to the Constitution Mgmt For For For
9 Increase NEDs' Fee Cap Mgmt For Against Against
10 Non-Voting Meeting Note N/A N/A N/A N/A
========================PAX WORLD SMALL CAP FUND============================
Item 1: Proxy Voting Record
Fund Name : Pax World Small Cap Fund
07/01/2010 - 06/30/2011
Abovenet, Inc.
Ticker Security ID: Meeting Date Meeting Status
ABVT CUISP 00374N107 06/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jeffrey A. Brodsky Mgmt For Withhold Against
1.2 Elect Michael J. Embler Mgmt For Withhold Against
1.3 Elect William LaPerch Mgmt For Withhold Against
1.4 Elect Richard Postma Mgmt For Withhold Against
1.5 Elect Richard L. Shorten, Jr. Mgmt For Withhold Against
1.6 Elect Stuart Subotnick Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2011 Equity Incentive Plan Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Abraxas
Petroleum
Corporation
Ticker Security ID: Meeting Date Meeting Status
AXAS CUISP 003830106 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect C. Scott Bartlett, Jr. Mgmt For Withhold Against
1.2 Elect Ralph Cox Mgmt For Withhold Against
1.3 Elect Dennis Logue Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Alamo Group Inc.
Ticker Security ID: Meeting Date Meeting Status
ALG CUISP 011311107 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Helen Cornell Mgmt For Against Against
2 Elect Jerry Goldress Mgmt For Against Against
3 Elect David Grzelak Mgmt For Against Against
4 Elect Gary Martin Mgmt For Against Against
5 Elect Ronald Robinson Mgmt For Against Against
6 Elect James Skaggs Mgmt For Against Against
7 Ratification of Auditor Mgmt For Against Against
8 Advisory Vote on Executive Mgmt For For For
Compensation
9 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Alberto-Culver
Company
Ticker Security ID: Meeting Date Meeting Status
ACV CUISP 013078100 12/17/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Acquisition Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
Align
Technology,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ALGN CUISP 016255101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Collins Mgmt For Withhold Against
1.2 Elect Joseph Lacob Mgmt For Withhold Against
1.3 Elect C. Raymond Larkin, Jr. Mgmt For Withhold Against
1.4 Elect George Morrow Mgmt For Withhold Against
1.5 Elect David Nagel Mgmt For Withhold Against
1.6 Elect Thomas Prescott Mgmt For Withhold Against
1.7 Elect Greg Santora Mgmt For Withhold Against
1.8 Elect Warren Thaler Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2005 Incentive Plan Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
AmTrust
Financial
Services,
Inc.
Ticker Security ID: Meeting Date Meeting Status
AFSI CUISP 032359309 05/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Donald DeCarlo Mgmt For Withhold Against
1.2 Elect Susan Fisch Mgmt For Withhold Against
1.3 Elect Abraham Gulkowitz Mgmt For Withhold Against
1.4 Elect George Karfunkel Mgmt For Withhold Against
1.5 Elect Michael Karfunkel Mgmt For Withhold Against
1.6 Elect Jay Miller Mgmt For Withhold Against
1.7 Elect Barry Zyskind Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Bio-Reference
Laboratories,
Inc.
Ticker Security ID: Meeting Date Meeting Status
BRLI CUISP 09057G602 07/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Marc Grodman Mgmt For Withhold Against
1.2 Elect Howard Dubinett Mgmt For Withhold Against
2 Transaction of Other Business Mgmt For Against Against
Cal-Maine Foods,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CALM CUISP 128030202 10/15/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Fred Adams, Jr. Mgmt For Withhold Against
1.2 Elect Richard Looper Mgmt For Withhold Against
1.3 Elect Adolphus Baker Mgmt For Withhold Against
1.4 Elect Timothy Dawson Mgmt For Withhold Against
1.5 Elect Letitia Hughes Mgmt For Withhold Against
1.6 Elect James Poole Mgmt For Withhold Against
1.7 Elect Steve Sanders Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
Capital
Southwest
Corporation
Ticker Security ID: Meeting Date Meeting Status
CSWC CUISP 140501107 07/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Donald Burton Mgmt For Withhold Against
1.2 Elect Graeme Henderson Mgmt For Withhold Against
1.3 Elect Samuel Ligon Mgmt For Withhold Against
1.4 Elect Gary Martin Mgmt For Withhold Against
1.5 Elect John Wilson Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
CardioNet, Inc.
Ticker Security ID: Meeting Date Meeting Status
BEAT CUISP 14159L103 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Joseph Capper Mgmt For Withhold Against
1.2 Elect Ronald Ahrens Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For Against Against
Cogent, Inc.
Ticker Security ID: Meeting Date Meeting Status
COGT CUISP 19239Y108 08/02/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ming Hsieh Mgmt For Withhold Against
1.2 Elect John Bolger Mgmt For Withhold Against
1.3 Elect John Stenbit Mgmt For Withhold Against
1.4 Elect Kenneth Thornton Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Against Against
Coleman Cable,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CCIX CUISP 193459302 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Shmuel Levinson Mgmt For Withhold Against
1.2 Elect Harmon Spolan Mgmt For Withhold Against
2 Amendment to the Long-Term Incentive Mgmt For Against Against
Plan
3 Ratification of Auditor Mgmt For For For
FactSet Research
Systems
Inc.
Ticker Security ID: Meeting Date Meeting Status
FDS CUISP 303075105 12/14/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Joseph Laird, Jr. Mgmt For Withhold Against
1.2 Elect James McGonigle Mgmt For Withhold Against
1.3 Elect Charles Snyder Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Option Mgmt For Against Against
Plan
GameStop Corp.
Ticker Security ID: Meeting Date Meeting Status
GME CUISP 36467W109 06/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stanley (Mickey) Steinberg Mgmt For Withhold Against
1.2 Elect Gerald Szczepanski Mgmt For Withhold Against
1.3 Elect Lawrence Zilavy Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 2011 Incentive Plan Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
Hansen Natural
Corporation
Ticker Security ID: Meeting Date Meeting Status
HANS CUISP 411310105 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Rodney Sacks Mgmt For Withhold Against
1.2 Elect Hilton Schlosberg Mgmt For Withhold Against
1.3 Elect Norman Epstein Mgmt For Withhold Against
1.4 Elect Benjamin Polk Mgmt For Withhold Against
1.5 Elect Sydney Selati Mgmt For Withhold Against
1.6 Elect Harold Taber, Jr. Mgmt For Withhold Against
1.7 Elect Mark Vidergauz Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2011 Omnibus Incentive Plan Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Hercules
Technology
Growth Capital,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HTGC CUISP 427096508 06/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Badavas Mgmt For Withhold Against
1.2 Elect Joseph Chow Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Authority to Sell Shares Below Net Mgmt For For For
Asset
Value
6 Approval to Issue Debt Convertible Mgmt For For For
into Shares at a Conversion Price
Below Net Asset
Value
7 Amendment to the 2004 Equity Mgmt For Against Against
Incentive
Plan
Hologic, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOLX CUISP 436440101 03/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Cumming Mgmt For Withhold Against
1.2 Elect Robert Cascella Mgmt For Withhold Against
1.3 Elect Glenn Muir Mgmt For Withhold Against
1.4 Elect Sally Crawford Mgmt For Withhold Against
1.5 Elect David LaVance, Jr. Mgmt For Withhold Against
1.6 Elect Nancy Leaming Mgmt For Withhold Against
1.7 Elect Lawrence Levy Mgmt For Withhold Against
1.8 Elect Elaine Ullian Mgmt For Withhold Against
1.9 Elect Wayne Wilson Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Horizon
Technology
Finance
Corporation
Ticker Security ID: Meeting Date Meeting Status
HRZN CUISP 44045A102 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Swanson Mgmt For Withhold Against
1.2 Elect James Bottiglieri Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Authorization to Offer and Sell Mgmt For For For
Shares of Common Stock Below Net
Asset
Value
interCLICK, Inc.
Ticker Security ID: Meeting Date Meeting Status
ICLK CUISP 458483203 06/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Brauser Mgmt For Withhold Against
1.2 Elect Barry Honig Mgmt For Withhold Against
1.3 Elect Brett Cravatt Mgmt For Withhold Against
1.4 Elect Michael Katz Mgmt For Withhold Against
1.5 Elect Michael Mathews Mgmt For Withhold Against
1.6 Elect David Hills Mgmt For Withhold Against
1.7 Elect Frank Cotroneo Mgmt For Withhold Against
1.8 Elect William Wise Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Against Against
3 2011 Equity Incentive Plan Mgmt For Against Against
Jamba, Inc.
Ticker Security ID: Meeting Date Meeting Status
JMBA CUISP 47023A101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James White Mgmt For Against Against
2 Elect Lesley Howe Mgmt For For For
3 Elect Richard Federico Mgmt For Against Against
4 Elect Brian Swette Mgmt For For For
5 Elect Michael Depatie Mgmt For Against Against
6 Elect Fritzi Woods Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Executive Mgmt For For For
Compensation
9 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Meritage Homes
Corporation
Ticker Security ID: Meeting Date Meeting Status
MTH CUISP 59001A102 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Sarver Mgmt For Withhold Against
1.2 Elect Peter Ax Mgmt For Withhold Against
1.3 Elect Gerald Haddock Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
MICROS Systems,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MCRS CUISP 594901100 11/19/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Louis Brown, Jr. Mgmt For Withhold Against
1.2 Elect B. Gary Dando Mgmt For Withhold Against
1.3 Elect A.L. Giannopoulos Mgmt For Withhold Against
1.4 Elect F.Suzanne Jenniches Mgmt For Withhold Against
1.5 Elect John Puente Mgmt For Withhold Against
1.6 Elect Dwight Taylor Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 1991 Stock Option Mgmt For Against Against
Plan
National
Financial
Partners
Corp.
Ticker Security ID: Meeting Date Meeting Status
NFP CUISP 63607P208 06/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Stephanie Abramson Mgmt For Against Against
2 Elect Arthur Ainsberg Mgmt For Against Against
3 Elect Jessica Bibliowicz Mgmt For Against Against
4 Elect R. Bruce Callahan Mgmt For Against Against
5 Elect John Elliott Mgmt For Against Against
6 Elect J. Barry Griswell Mgmt For Against Against
7 Elect Kenneth Mlekush Mgmt For Against Against
8 Advisory Vote on Executive Mgmt For Against Against
Compensation
9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
10 Conversion of Senior Notes and Mgmt For Against Against
Exercise of
Warrants
11 Ratification of Auditor Mgmt For For For
Natus Medical
Incorporated
Ticker Security ID: Meeting Date Meeting Status
BABY CUISP 639050103 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Kenneth Ludlum Mgmt For Withhold Against
1.2 Elect Mark Michael Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 2011 Stock Awards Plan Mgmt For Against Against
6 2011 Employee Stock Purchase Plan Mgmt For For For
NetGear, Inc.
Ticker Security ID: Meeting Date Meeting Status
NTGR CUISP 64111Q104 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Patrick Lo Mgmt For For For
1.2 Elect Jocelyn Carter-Miller Mgmt For For For
1.3 Elect Ralph Faison Mgmt For Withhold Against
1.4 Elect A. Timothy Godwin Mgmt For For For
1.5 Elect Jef Graham Mgmt For Withhold Against
1.6 Elect Linwood Lacy, Jr. Mgmt For For For
1.7 Elect Gregory Rossmann Mgmt For Withhold Against
1.8 Elect Julie Shimer Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Nobel Learning
Communities,
Inc.
Ticker Security ID: Meeting Date Meeting Status
NLCI CUISP 654889104 11/10/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect George Bernstein Mgmt For Withhold Against
1.2 Elect Michael Rosenthal Mgmt For Withhold Against
1.3 Elect David Warnock Mgmt For Withhold Against
2 2010 Omnibus Incentive Equity Mgmt For Against Against
Compensation
Plan
3 Ratification of Auditor Mgmt For For For
Nuance
Communications,
Inc.
Ticker Security ID: Meeting Date Meeting Status
NUAN CUISP 67020Y100 01/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Paul Ricci Mgmt For Against Against
2 Elect Robert Teresi Mgmt For Against Against
3 Elect Robert Frankenberg Mgmt For Against Against
4 Elect Katharine Martin Mgmt For Against Against
5 Elect Patrick Hackett Mgmt For Against Against
6 Elect William Janeway Mgmt For Against Against
7 Elect Mark Myers Mgmt For Against Against
8 Elect Philip Quigley Mgmt For Against Against
9 Elect Mark Laret Mgmt For Against Against
10 Amendment to the 2000 Stock Plan Mgmt For Against Against
11 Amendment to the 1995 Directors' Mgmt For Against Against
Stock
Plan
12 Ratification of Auditor Mgmt For For For
NVE Corporation
Ticker Security ID: Meeting Date Meeting Status
NVEC CUISP 629445206 08/05/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Terrence Glarner Mgmt For Withhold Against
1.2 Elect Daniel Baker Mgmt For Withhold Against
1.3 Elect James Hartman Mgmt For Withhold Against
1.4 Elect Patricia Hollister Mgmt For Withhold Against
1.5 Elect Robert Irish Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Och-Ziff Capital
Management
Group
LLC
Ticker Security ID: Meeting Date Meeting Status
OZM CUISP 67551U105 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Joel Frank Mgmt For Withhold Against
1.2 Elect Allan Bufferd Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Oge Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
OGE CUISP 670837103 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Kirk Humphreys Mgmt For Withhold Against
1.2 Elect Linda Petree Lambert Mgmt For Withhold Against
1.3 Elect Leroy Richie Mgmt For Withhold Against
2 Increase of Authorized Common Stock Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Pentair, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNR CUISP 709631105 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Leslie Abi-Karam Mgmt For Against Against
2 Elect Jerry Burris Mgmt For Against Against
3 Elect Ronald Merriman Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
PetMed Express,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PETS CUISP 716382106 07/30/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Menderes Akdag Mgmt For Withhold Against
1.2 Elect Frank Formica Mgmt For Withhold Against
1.3 Elect Gian Fulgoni Mgmt For Withhold Against
1.4 Elect Ronald Korn Mgmt For Withhold Against
1.5 Elect Robert Schweitzer Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Pharmaceutical
Product
Development,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PPDI CUISP 717124101 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stuart Bondurant Mgmt For Withhold Against
1.2 Elect Vaughn Bryson Mgmt For Withhold Against
1.3 Elect Fredric Eshelman Mgmt For Withhold Against
1.4 Elect Frederick Frank Mgmt For Withhold Against
1.5 Elect Robert Ingram Mgmt For Withhold Against
1.6 Elect Terry Magnuson Mgmt For Withhold Against
1.7 Elect Ernest Mario Mgmt For Withhold Against
1.8 Elect Ralph Snyderman Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Pool Corporation
Ticker Security ID: Meeting Date Meeting Status
POOL CUISP 73278L105 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Wilson Sexton Mgmt For Withhold Against
1.2 Elect Andrew Code Mgmt For Withhold Against
1.3 Elect James Gaffney Mgmt For Withhold Against
1.4 Elect George Haymaker, Jr. Mgmt For Withhold Against
1.5 Elect Manuel Perez de la Mesa Mgmt For Withhold Against
1.6 Elect Harlan Seymour Mgmt For Withhold Against
1.7 Elect Robert Sledd Mgmt For Withhold Against
1.8 Elect John Stokely Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Quicksilver
Resources
Inc.
Ticker Security ID: Meeting Date Meeting Status
KWK CUISP 74837R104 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Thomas Darden Mgmt For Withhold Against
1.2 Elect W. Byron Dunn Mgmt For Withhold Against
1.3 Elect Mark Warner Mgmt For Withhold Against
2 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Quiksilver, Inc.
Ticker Security ID: Meeting Date Meeting Status
ZQK CUISP 74838C106 08/06/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Issuance of Common Stock Mgmt For For For
2 Transaction of Other Business Mgmt For Against Against
Range Resources
Corporation
Ticker Security ID: Meeting Date Meeting Status
RRC CUISP 75281A109 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charles Blackburn Mgmt For Against Against
2 Elect Anthony Dub Mgmt For Against Against
3 Elect V. Richard Eales Mgmt For Against Against
4 Elect Allen Finkelson Mgmt For Against Against
5 Elect James Funk Mgmt For Against Against
6 Elect Jonathan Linker Mgmt For Against Against
7 Elect Kevin McCarthy Mgmt For Against Against
8 Elect John Pinkerton Mgmt For Against Against
9 Elect Jeffrey Ventura Mgmt For Against Against
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
12 Amendment to the 2005 Equity-Based Mgmt For Against Against
Compensation
Plan
13 Ratification of Auditor Mgmt For For For
Senomyx, Inc
Ticker Security ID: Meeting Date Meeting Status
SNMX CUISP 81724Q107 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Roger Billingsley Mgmt For Withhold Against
1.2 Elect Stephen Block Mgmt For Withhold Against
1.3 Elect Mary Ann Gray Mgmt For Withhold Against
1.4 Elect Michael Herman Mgmt For Withhold Against
1.5 Elect Jay Short Mgmt For Withhold Against
1.6 Elect Kent Snyder Mgmt For Withhold Against
1.7 Elect Christopher Twomey Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Sirius XM Radio
Inc.
Ticker Security ID: Meeting Date Meeting Status
SIRI CUISP 82967N108 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Joan Amble Mgmt For Against Against
2 Elect Leon Black Mgmt For Against Against
3 Elect Lawrence Gilberti Mgmt For Against Against
4 Elect Eddy Hartenstein Mgmt For Against Against
5 Elect James Holden Mgmt For Against Against
6 Elect Mel Karmazin Mgmt For Against Against
7 Elect James Mooney Mgmt For Against Against
8 Elect Jack Shaw Mgmt For Against Against
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
SonoSite, Inc.
Ticker Security ID: Meeting Date Meeting Status
SONO CUISP 83568G104 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Carmen Diersen Mgmt For Withhold Against
1.2 Elect Steven Goldstein Mgmt For Withhold Against
1.3 Elect Kevin Goodwin Mgmt For Withhold Against
1.4 Elect Paul Haack Mgmt For Withhold Against
1.5 Elect Robert Hauser Mgmt For Withhold Against
1.6 Elect Rodney Hochman Mgmt For Withhold Against
1.7 Elect Richard Martin Mgmt For Withhold Against
1.8 Elect William Parzybok, Jr. Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Susser Holdings
Corporation
Ticker Security ID: Meeting Date Meeting Status
SUSS CUISP 869233106 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Dawson, Jr. Mgmt For Withhold Against
1.2 Elect Ronald Steinhart Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
TheStreet.com,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TST CUISP 88368Q103 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ronni Ballowe Mgmt For Withhold Against
1.2 Elect Vivek Shah Mgmt For Withhold Against
2 Company Name Change Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Transcend
Services,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TRCR CUISP 893929208 06/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Joseph Bleser Mgmt For Withhold Against
1.2 Elect Joseph Clayton Mgmt For Withhold Against
1.3 Elect James Edwards Mgmt For Withhold Against
1.4 Elect Larry Gerdes Mgmt For Withhold Against
1.5 Elect Walter Huff, Jr. Mgmt For Withhold Against
1.6 Elect Charles Thoele Mgmt For Withhold Against
2 Amendment to the 2009 Stock Mgmt For Against Against
Incentive
Plan
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
UGI Corporation
Ticker Security ID: Meeting Date Meeting Status
UGI CUISP 902681105 01/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Ban Mgmt For For For
1.2 Elect Lon Greenberg Mgmt For Withhold Against
1.3 Elect Marvin Schlanger Mgmt For For For
1.4 Elect Anne Pol Mgmt For For For
1.5 Elect Ernest Jones Mgmt For For For
1.6 Elect John Walsh Mgmt For For For
1.7 Elect Roger Vincent Mgmt For For For
1.8 Elect M. Shawn Puccio Mgmt For For For
1.9 Elect Richard Gochnauer Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
United Financial
Bancorp,
Inc.
Ticker Security ID: Meeting Date Meeting Status
UBNK CUISP 91030T109 04/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Paula Aiello Mgmt For Withhold Against
1.2 Elect Richard Collins Mgmt For Withhold Against
1.3 Elect Michael Werenski Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Vascular
Solutions,
Inc.
Ticker Security ID: Meeting Date Meeting Status
VASC CUISP 92231M109 04/22/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Erb Mgmt For Withhold Against
1.2 Elect Michael Kopp Mgmt For Withhold Against
1.3 Elect Richard Nigon Mgmt For Withhold Against
1.4 Elect Paul O'Connell Mgmt For Withhold Against
1.5 Elect Howard Root Mgmt For Withhold Against
1.6 Elect Jorge Saucedo Mgmt For Withhold Against
1.7 Elect Martin Emerson Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
ViroPharma
Incorporated
Ticker Security ID: Meeting Date Meeting Status
VPHM CUISP 928241108 05/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Leone Mgmt For Withhold Against
1.2 Elect Vincent Milano Mgmt For Withhold Against
1.3 Elect Howard Pien Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Watsco, Inc.
Ticker Security ID: Meeting Date Meeting Status
WSO CUISP 942622200 05/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Steven Fedrizzi Mgmt For Withhold Against
2 Amendment to the 1996 Qualified Mgmt For For For
Employee Stock Purchase
Plan
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Wesco
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WCC CUISP 95082P105 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect George Miles, Jr. Mgmt For Withhold Against
1.2 Elect John Morgan Mgmt For Withhold Against
1.3 Elect James L. Singleton Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For Against Against
Westwood
Holdings Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WHG CUISP 961765104 04/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Susan Byrne Mgmt For Withhold Against
1.2 Elect Brian Casey Mgmt For Withhold Against
1.3 Elect Tom Davis Mgmt For Withhold Against
1.4 Elect Richard Frank Mgmt For Withhold Against
1.5 Elect Robert McTeer Mgmt For Withhold Against
1.6 Elect Geoffrey Norman Mgmt For Withhold Against
1.7 Elect Martin Weiland Mgmt For Withhold Against
1.8 Elect Raymond Wooldridge Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Stock Incentive Plan Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
======================PAX WORLD GLOBAL GREEN FUND==========================
Item 1: Proxy Voting Record
Fund Name : Pax World Global Green Fund
07/01/2010 - 06/30/2011
3M Company
Ticker Security ID: Meeting Date Meeting Status
MMM CUISP 88579Y101 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Linda Alvarado Mgmt For For For
2 Elect George Buckley Mgmt For Against Against
3 Elect Vance Coffman Mgmt For For For
4 Elect Michael Eskew Mgmt For For For
5 Elect W. James Farrell Mgmt For For For
6 Elect Herbert Henkel Mgmt For For For
7 Elect Edward Liddy Mgmt For For For
8 Elect Robert Morrison Mgmt For Against Against
9 Elect Aulana Peters Mgmt For For For
10 Elect Robert Ulrich Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For Against Against
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
American Water
Works Company,
Inc.
Ticker Security ID: Meeting Date Meeting Status
AWK CUISP 030420103 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Stephen Adik Mgmt For For For
2 Elect Martha Clark Goss Mgmt For Against Against
3 Elect Julie Dobson Mgmt For Against Against
4 Elect Richard Grigg Mgmt For For For
5 Elect Julia Johnson Mgmt For Against Against
6 Elect George MacKenzie Mgmt For Against Against
7 Elect William Marrazzo Mgmt For Against Against
8 Elect Jeffry Sterba Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
California Water
Service
Group
Ticker Security ID: Meeting Date Meeting Status
CWT CUISP 130788102 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Douglas Brown Mgmt For For For
1.2 Elect Robert Foy Mgmt For For For
1.3 Elect Edwin Guiles Mgmt For Withhold Against
1.4 Elect Bonnie Hill Mgmt For Withhold Against
1.5 Elect Thomas Krummel Mgmt For For For
1.6 Elect Richard Magnuson Mgmt For Withhold Against
1.7 Elect Linda Meier Mgmt For Withhold Against
1.8 Elect Peter Nelson Mgmt For For For
1.9 Elect Lester Snow Mgmt For For For
1.10 Elect George Vera Mgmt For For For
2 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
3 FREQUENCY OF ADVISORY VOTE ON Mgmt 1 Year 1 Year For
EXECUTIVE
COMPENSATION
4 Ratification of Auditor Mgmt For For For
5 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
6 Increase of Authorized Common Stock Mgmt For For For
Campbell
Brothers
Limited
Ticker Security ID: Meeting Date Meeting Status
CPB CINS Q20240109 07/27/2010 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Re-elect Raymond Hill Mgmt For Against Against
3 Re-elect Nerolie Withnall Mgmt For Against Against
4 Elect Mel Bridges Mgmt For Against Against
5 Increase NEDs' Fee Cap Mgmt For Against Against
6 Renew Proportional Takeover Mgmt For Against Against
Provisions
7 Remuneration Report Mgmt For For For
8 Equity Grant (MD/CEO Greg Kilmister) Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
China Everbright
International
Limited
Ticker Security ID: Meeting Date Meeting Status
257 CINS Y14226107 04/19/2011 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect TANG Shuangning Mgmt For Against Against
6 Elect ZANG Qiutao Mgmt For Against Against
7 Elect LI Xueming Mgmt For Against Against
8 Elect CHEN Xiaoping Mgmt For Against Against
9 Elect CAI Shuguang Mgmt For Against Against
10 Elect ZHAI Haitao Mgmt For Against Against
11 Directors' Fees Mgmt For Abstain Against
12 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
13 Authority to Issue Shares w/out Mgmt For Against Against
Preemptive
Rights
14 Authority to Repurchase Shares Mgmt For For For
15 Authority to Issue Repurchased Shares Mgmt For Against Against
16 Non-Voting Meeting Note N/A N/A N/A N/A
China Longyuan
Power Group
Limited
Ticker Security ID: Meeting Date Meeting Status
916 CINS Y1501T101 05/06/2011 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Final Accounts Mgmt For For For
6 Budget Report Mgmt For For For
7 Allocation of Profits/Dividends Mgmt For For For
8 Fees of Directors and Supervisors Mgmt For Abstain Against
9 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
10 Issuance of Corporate Bonds Mgmt For For For
11 Authority to Issue Domestic and H Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Shareholder Proposal ShrHoldr For Abstain Against
Cooper
Industries
Plc
Ticker Security ID: Meeting Date Meeting Status
CBE CUISP G24140108 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Linda Hill Mgmt For Against Against
2 Elect James Postl Mgmt For Against Against
3 Elect Mark Thompson Mgmt For Against Against
4 Accounts and Reports Mgmt For For For
5 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
6 2011 Omnibus Incentive Compensation Mgmt For Against Against
Plan
7 Advisory Vote on Executive Mgmt For Against Against
Compensation
8 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
9 Authority of Subsidiary to Mgmt For For For
Repurchase
Shares
10 Authority to Set Price of Reissued Mgmt For For For
Treasury
Shares
Daiseki Company
Limited
Ticker Security ID: Meeting Date Meeting Status
9793 CINS J10773109 05/26/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Elect Hiroyuki Itoh Mgmt For Against Against
3 Elect Hideki Hashira Mgmt For Against Against
4 Elect Tetsuya Yamamoto Mgmt For Against Against
5 Elect Michio Fukushima Mgmt For Against Against
6 Elect Kazumi Hirabayashi Mgmt For Against Against
7 Elect Kohji Amano Mgmt For Against Against
8 Elect Junichi Inagaki Mgmt For Against Against
9 Elect Katsuaki Egoshi Mgmt For Against Against
10 Elect Yoshihiro Miyachi Mgmt For Against Against
11 Elect Toshio Harada Mgmt For Against Against
12 Elect Yasuo Itoh Mgmt For Against Against
Delta Electronic
Ticker Security ID: Meeting Date Meeting Status
2308 CINS Y20263102 06/24/2011 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Profits/Dividends Mgmt For For For
8 Amendments to Articles Mgmt For Against Against
9 Amendments to Procedural Rules: Mgmt For For For
Election of Directors and
Supervisors
10 Non-Compete Restrictions for Mgmt For Against Against
Directors
11 Extraordinary motions Mgmt For Against Against
Denso Corporation
Ticker Security ID: Meeting Date Meeting Status
6902 CINS J12075107 06/22/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Kohichi Fukaya Mgmt For Against Against
4 Elect Nobuaki Katoh Mgmt For Against Against
5 Elect Hiromi Tokuda Mgmt For Against Against
6 Elect Kohji Kobayashi Mgmt For Against Against
7 Elect Sohjiroh Tsuchiya Mgmt For Against Against
8 Elect Kazuo Hironaka Mgmt For Against Against
9 Elect Hikaru Sugi Mgmt For Against Against
10 Elect Shinji Shirasaki Mgmt For Against Against
11 Elect Masahiko Miyaki Mgmt For Against Against
12 Elect Akio Shikamura Mgmt For Against Against
13 Elect Haruya Maruyama Mgmt For Against Against
14 Elect Akio Tajima Mgmt For Against Against
15 Elect Shohichiroh Toyoda Mgmt For Against Against
16 Elect Fujio Choh Mgmt For Against Against
17 Elect Toshio Watanabe Mgmt For For For
18 Elect Toshimichi Kondoh Mgmt For For For
19 Bonus Mgmt For Against Against
EDP Renovaveis
S.A.
Ticker Security ID: Meeting Date Meeting Status
EDPR CINS E3847K101 06/21/2011 Voted
Meeting Type Country of Trade
Special Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For Against Against
3 Elect Joao de Mello Franco Mgmt For Against Against
4 Elect Jorge Manuel Azevedo Henriques Mgmt For Against Against
dos
Santos
5 Elect Jose Araujo e Silva Mgmt For Against Against
6 Elect Rafael Caldeira Valverde Mgmt For Against Against
7 Elect Joao Jose Belard da Fonseca Mgmt For Against Against
Lopes
Raimundo
8 Elect Antonio Nogueira Leite Mgmt For Against Against
9 Elect Francisco Jose Queiroz de Mgmt For Against Against
Barros de
Lacerda
10 Elect Manuel Menendez Menendez Mgmt For Against Against
11 Elect Joao Paulo Nogueira da Souza Mgmt For Against Against
Costeira
12 Elect Gabriel Alonso Imaz Mgmt For Against Against
13 Elect Luis de Abreu Costello-Branco Mgmt For Against Against
Adao da
Fonseca
14 Elect Antonio Luis Guerra Nunes Mexia Mgmt For Against Against
15 Elect Ana Maria Machado Fernandes Mgmt For Against Against
16 Elect Joao Manso Neto Mgmt For Against Against
17 Elect Nuno Maria Pestana de Almeida Mgmt For Against Against
Alves
18 Elect Rui Manuel Lopes Teixeira Mgmt For Against Against
19 Elect Gilles August Mgmt For Against Against
20 Amend Article 12.4 Mgmt For For For
21 Amend Article 12.6 Mgmt For For For
22 Amend Article 26 Mgmt For For For
23 Amend Article 27 Mgmt For For For
24 Directors' Fees Mgmt For For For
25 Authority to Carry out Formalities Mgmt For For For
EDP Renovaveis SA
Ticker Security ID: Meeting Date Meeting Status
EDPR CINS E3847K101 04/11/2011 Voted
Meeting Type Country of Trade
Special Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Reports Mgmt For For For
5 Ratification of Board Acts Mgmt For For For
6 Remuneration Policy Mgmt For Against Against
7 Elect Antonio Luis Guerra Nunes Mexia Mgmt For Against Against
8 Elect Ana Maria Machado Fernandes Mgmt For Against Against
9 Elect Nuno Maria Pestana de Almeida Mgmt For Against Against
Alves
10 Elect Joao Manso Neto Mgmt For Against Against
11 Elect Rui Manuel Lopes Teixeira Mgmt For Against Against
12 Election of Chairman of General Mgmt For For For
Meeting
13 Appointment of Auditor Mgmt For For For
14 Authority to Carry Out Formalities Mgmt For For For
Emerson Electric
Co.
Ticker Security ID: Meeting Date Meeting Status
EMR CUISP 291011104 02/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Farr Mgmt For Withhold Against
1.2 Elect Harriet Green Mgmt For Withhold Against
1.3 Elect Charles Peters Mgmt For Withhold Against
1.4 Elect Joseph Prueher Mgmt For Withhold Against
1.5 Elect Rozanne Ridgway Mgmt For Withhold Against
2 Re-approval of the Performance Mgmt For For For
Measures under the 2006 Incentive
Shares
Plan
3 2011 Stock Option Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Sustainability
Report
Epistar Corp.
Ticker Security ID: Meeting Date Meeting Status
2448 CINS Y2298F106 06/10/2011 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Allocation of Profits/Dividends Mgmt For For For
11 Election of Directors: MIN Hsun Hsieh Mgmt For Against Against
12 Non-Compete Restrictions for Mgmt For Against Against
Directors
13 Extraordinary motions Mgmt For Against Against
14 Non-Voting Meeting Note N/A N/A N/A N/A
GEA Group AG
Ticker Security ID: Meeting Date Meeting Status
GEA cins D28304109 04/21/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Management Board Acts Mgmt For For For
7 Ratification of Supervisory Board Mgmt For For For
Acts
8 Appointment of Auditor Mgmt For Against Against
9 Compensation Policy Mgmt For Against Against
10 Elect Jurgen Heraeus Mgmt For Against Against
11 Elect Dieter Ammer Mgmt For Against Against
12 Elect Ahmad Bastaki Mgmt For Against Against
13 Elect Hartmut Eberlein Mgmt For Against Against
14 Elect Helmut Perlet Mgmt For Against Against
15 Elect Jean Spence Mgmt For Against Against
16 Corporate Restructuring Mgmt For For For
17 Amendments to Articles Mgmt For For For
18 Supervisory Board Members' Fees Mgmt For For For
Hansen
Transmissions
International
NV
Ticker Security ID: Meeting Date Meeting Status
HSN CINS B4812V109 02/23/2011 Voted
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Approval of the Disposal Mgmt For For For
4 Elect Jan Willem Ruinemans Mgmt For Against Against
5 Non-Voting Meeting Note N/A N/A N/A N/A
Hansen
Transmissions
International
NV
Ticker Security ID: Meeting Date Meeting Status
CINS B4812V109 06/30/2011 Voted
Meeting Type Country of Trade
Annual Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Board Reports Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Profits/Dividends Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Ratification of Board and Auditor Mgmt For Against Against
Acts
11 Elect Jann Brown Mgmt For Against Against
12 Elect Martin Negre Mgmt For Against Against
13 Elect Bernard Lambilliotte Mgmt Against Against For
14 Appointment of Auditor and Authority Mgmt For Against Against
to Set
Fees
15 Remuneration Report Mgmt For Against Against
16 Directors' Fees Mgmt For For For
17 Authority to Issue Securities w/o Mgmt For For For
Preemptive
Rights
18 Authority to Issue Warrants Mgmt For Against Against
19 Authority to Carry Out Formalities Mgmt For For For
Hansen
Transmissions
International
NV
Ticker Security ID: Meeting Date Meeting Status
CINS B4812V109 06/30/2011 Voted
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Amend Articles 6, 27, 32 and 40 Mgmt For For For
5 Amend Articles 8 and 10 Mgmt For For For
6 Authority to Repurchase Shares Mgmt For For For
7 Amend Article 16 Mgmt For For For
8 Authority to Depart From Vesting Mgmt For Against Against
Period and Performance Period
Requirements
9 Amend Article 26 Mgmt For For For
10 Amend Article 27 Mgmt For For For
11 Amend Article 29 Mgmt For For For
12 Amend Article 29 Mgmt For For For
13 Amend Article 30 Mgmt For For For
14 Amend Article 32 Mgmt For For For
15 Amend Article 41 Mgmt For For For
16 Amend Article 40 Mgmt For For For
17 Authority to Amend Articles Mgmt For For For
18 Non-Voting Meeting Note N/A N/A N/A N/A
Horiba Limited
Ticker Security ID: Meeting Date Meeting Status
6856 CINS J22428106 03/26/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Atsushi Horiba Mgmt For Against Against
3 Elect Kohzoh Ishida Mgmt For Against Against
4 Elect Fumitoshi Satoh Mgmt For Against Against
5 Elect Jyuichi Saitoh Mgmt For Against Against
6 Elect Masahiro Sugita Mgmt For Against Against
7 Election of Atlante Statutory Mgmt For For For
Auditor(s)
Idex Corporation
Ticker Security ID: Meeting Date Meeting Status
IEX CUISP 45167R104 04/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Bradley Bell Mgmt For Withhold Against
1.2 Elect Lawrence Kingsley Mgmt For Withhold Against
1.3 Elect Gregory Milzcik Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Ingersoll-Rand
Plc
Ticker Security ID: Meeting Date Meeting Status
IR CUISP G47791101 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ann Berzin Mgmt For For For
2 Elect John Bruton Mgmt For Against Against
3 Elect Jared Cohon Mgmt For Against Against
4 Elect Gary Forsee Mgmt For Against Against
5 Elect Peter Godsoe Mgmt For For For
6 Elect Edward Hagenlocker Mgmt For For For
7 Elect Constance Horner Mgmt For Against Against
8 Elect Michael Lamach Mgmt For For For
9 Elect Theodore Martin Mgmt For For For
10 Elect Richard Swift Mgmt For For For
11 Elect Tony White Mgmt For Against Against
12 Senior Executive Performance Plan Mgmt For For For
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Authority to Repurchase Shares Mgmt For For For
16 Ratification of Auditor Mgmt For Against Against
ITRON, Inc.
Ticker Security ID: Meeting Date Meeting Status
ITRI CUISP 465741106 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Jon Eliassen Mgmt For Against Against
2 Elect Charles Gaylord, Jr. Mgmt For Against Against
3 Elect Gary Pruitt Mgmt For Against Against
4 Ratification of Auditor Mgmt For Against Against
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Johnson
Controls,
Inc.
Ticker Security ID: Meeting Date Meeting Status
JCI CUISP 478366107 01/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Natalie Black Mgmt For Withhold Against
1.2 Elect Robert Cornog Mgmt For Withhold Against
1.3 Elect William Lacy Mgmt For Withhold Against
1.4 Elect Stephen Roell Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
4 Amendment to the Annual Incentive Mgmt For Against Against
Performance
Plan
5 Amendment to the Long-Term Incentive Mgmt For Against Against
Performance
Plan
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Kingspan Group
Plc
Ticker Security ID: Meeting Date Meeting Status
KSP CINS G52654103 05/12/2011 Voted
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Remuneration Report Mgmt For Against Against
4 Elect Eugene Murtagh Mgmt For Against Against
5 Elect Gene Murtagh Mgmt For Against Against
6 Elect Geoff Doherty Mgmt For Against Against
7 Elect Peter Wilson Mgmt For Against Against
8 Elect Russell Shiels Mgmt For Against Against
9 Elect Noel Crowe Mgmt For Against Against
10 Elect Tony McArdle Mgmt For Against Against
11 Elect David Byrne Mgmt For Against Against
12 Elect Brian Hill Mgmt For Against Against
13 Elect Helen Kirkpatrick Mgmt For Against Against
14 Elect Danny Kitchen Mgmt For Against Against
15 Authority to Set Auditor's Fees Mgmt For Against Against
16 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
17 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
18 Authority to Repurchase Shares Mgmt For For For
19 Authority to Reissue of Treasury Mgmt For For For
Shares
20 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Kurita Water
Industries
Ltd.
Ticker Security ID: Meeting Date Meeting Status
6370 CINS J37221116 06/29/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Toshiyuki Nakai Mgmt For Against Against
4 Elect Kazufumi Moriuchi Mgmt For Against Against
5 Elect Tetsuo Saeki Mgmt For Against Against
6 Elect Kaoru Kajii Mgmt For Against Against
7 Elect Shigeaki Takeda Mgmt For Against Against
8 Elect Tetsuo Kai Mgmt For Against Against
9 Elect Heiju Maeda Mgmt For Against Against
10 Elect Motoyuki Yoda Mgmt For Against Against
11 Elect Kiyoshi Itoh Mgmt For Against Against
12 Elect Takahito Namura Mgmt For Against Against
13 Elect Yohichi Kurokawa Mgmt For Against Against
14 Elect Noriyuki Hayata Mgmt For Against Against
15 Election of Alternate Statutory Mgmt For For For
Auditors
Legrand S.A.
Ticker Security ID: Meeting Date Meeting Status
LGR CINS F56196185 05/26/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Related Party Transactions Mgmt For For For
8 Appointment of Auditor (Deloitte & Mgmt For For For
Associes)
9 Appointment of Alternate Auditor Mgmt For For For
(Cabinet
BEAS)
10 Authority to Repurchase Shares Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Elect Eliane Rouyer-Chevalier Mgmt For Against Against
13 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
14 Authority to Grant Stock Options Mgmt For Against Against
15 Authority to Issue Restricted Shares Mgmt For Against Against
16 Authority to Increase Capital Under Mgmt For For For
Employee Savings
Plan
17 Amendments to Article 8 Mgmt For For For
18 Amendments Regarding Appointment of Mgmt For For For
Censors
19 Authority to Carry Out Formalities Mgmt For For For
20 Non-Voting Meeting Note N/A N/A N/A N/A
Linde AG
Ticker Security ID: Meeting Date Meeting Status
LIN CINS D50348107 05/12/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Management Board Acts Mgmt For For For
7 Ratification of Supervisory Board Mgmt For For For
Acts
8 Appointment of Auditor Mgmt For For For
9 Elect Ann-Kristin Achleitner Mgmt For Against Against
10 Elect Arne Wittig as Alternate Mgmt For Against Against
Supervisory Board
Member
11 Elect Gunter Hugger as Alternate Mgmt For Against Against
Supervisory Board
Member
Manila Water
Company
Inc
Ticker Security ID: Meeting Date Meeting Status
MWC CINS Y56999108 04/11/2011 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Determination of quorum Mgmt For For For
2 Approve Meeting Minutes Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Ratification of Board Acts Mgmt For Against Against
5 Directors' Fees Mgmt For For For
6 Elect Fernando Zobel de Ayala Mgmt For Against Against
7 Elect Jaime Augusto Zobel de Ayala II Mgmt For Against Against
8 Elect Gerardo Ablaza Jr. Mgmt For Against Against
9 Elect Antonino Aquino Mgmt For Against Against
10 Elect John Eric Francia Mgmt For Against Against
11 Elect Delfin Lazaro Mgmt For Against Against
12 Elect Keiichi Asai Mgmt For Against Against
13 Elect Jose Cuisia, Jr. Mgmt For Against Against
14 Elect Oscar Reyes Mgmt For Against Against
15 Elect Ricardo Nicanor Jacinto Mgmt For Against Against
16 Elect Simon Gardiner Mgmt For Against Against
17 Appointment of Auditor and Authority Mgmt For Against Against
to Set
Fees
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Adjournment Mgmt For For For
Nalco Holding
Company
Ticker Security ID: Meeting Date Meeting Status
NLC CUISP 62985Q101 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Douglas Pertz Mgmt For Withhold Against
1.2 Elect Daniel Sanders Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Pall Corporation
Ticker Security ID: Meeting Date Meeting Status
PLL CUISP 696429307 12/15/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Amy Alving Mgmt For For For
2 Elect Daniel Carroll, Jr. Mgmt For Against Against
3 Elect Robert Coutts Mgmt For Against Against
4 Elect Cheryl Grise Mgmt For Against Against
5 Elect Ronald Hoffman Mgmt For Against Against
6 Elect Eric Krasnoff Mgmt For Against Against
7 Elect Dennis Longstreet Mgmt For For For
8 Elect Edwin Martin, Jr. Mgmt For Against Against
9 Elect Katharine Plourde Mgmt For Against Against
10 Elect Edward Snyder Mgmt For Against Against
11 Elect Edward Travaglianti Mgmt For Against Against
12 Ratification of Auditor Mgmt For Against Against
13 Allow Company to Deliver Proxy Mgmt For For For
Materials via the
Internet
14 Amendment to the Employee Stock Mgmt For For For
Purchase
Plan
15 Amendment to the Management Stock Mgmt For For For
Purchase
Plan
Pentair, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNR CUISP 709631105 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Leslie Abi-Karam Mgmt For Against Against
2 Elect Jerry Burris Mgmt For Against Against
3 Elect Ronald Merriman Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
Rogers
Corporation
Ticker Security ID: Meeting Date Meeting Status
ROG CUISP 775133101 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Barry Mgmt For For For
1.2 Elect Charles Brennan, III Mgmt For For For
1.3 Elect Gregory Howey Mgmt For Withhold Against
1.4 Elect J. Carl Hsu Mgmt For For For
1.5 Elect Carol Jensen Mgmt For For For
1.6 Elect Eileen Kraus Mgmt For Withhold Against
1.7 Elect William Mitchell Mgmt For Withhold Against
1.8 Elect Robert Paul Mgmt For Withhold Against
1.9 Elect Robert Wachob Mgmt For For For
1.10 Elect Peter Wallace Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Amendment to the Long-Term Equity Mgmt For Against Against
Compensation
Plan
5 Ratification of Auditor Mgmt For For For
Roper
Industries,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ROP CUISP 776696106 06/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Wallman Mgmt For Withhold Against
1.2 Elect Christopher Wright Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Rotork plc
Ticker Security ID: Meeting Date Meeting Status
ROR CINS G76717126 04/21/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Ian King Mgmt For Against Against
4 Elect Peter France Mgmt For Against Against
5 Elect Jonathan Davis Mgmt For Against Against
6 Elect Robert Arnold Mgmt For Against Against
7 Elect Graham Ogden Mgmt For Against Against
8 Elect John Nicholas Mgmt For Against Against
9 Elect Roger Lockwood Mgmt For Against Against
10 Elect Gary Bullard Mgmt For Against Against
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Auditor's Fees Mgmt For For For
13 Directors' Remuneration Report Mgmt For For For
14 Authority to Issue Shares w/ Mgmt For Abstain Against
Preemptive
Rights
15 Authority to Issue Shares w/o Mgmt For Abstain Against
Preemptive
Rights
16 Authority to Repurchase Ordinary Mgmt For Abstain Against
Shares
17 Authority to Repurchase Preference Mgmt For Abstain Against
Shares
18 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Shanks Group PLC
Ticker Security ID: Meeting Date Meeting Status
SKS CINS G80661104 07/22/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Adrian Auer Mgmt For Against Against
5 Elect Eric van Amerongen Mgmt For Against Against
6 Elect Peter Johnson Mgmt For Against Against
7 Elect Stephen Riley Mgmt For Against Against
8 Appointment of Auditor Mgmt For Against Against
9 Authority to Set Auditor's Fees Mgmt For Against Against
10 Authorisation of Political Donations Mgmt For Abstain Against
11 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
13 Authority to Repurchase Shares Mgmt For For For
14 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
15 Adoption of New Articles Mgmt For For For
Shimadzu Corp.
Ticker Security ID: Meeting Date Meeting Status
7701 CINS J72165129 06/29/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Elect Shigehiko Hattori Mgmt For Against Against
3 Elect Akira Nakamoto Mgmt For Against Against
4 Elect Ichiroh Kowaki Mgmt For Against Against
5 Elect Yu Nakamura Mgmt For Against Against
6 Elect Satoru Suzuki Mgmt For Against Against
7 Elect Osamu Andoh Mgmt For Against Against
8 Elect Osamu Andoh Mgmt For Against Against
9 Elect Hiroyuki Fujii Mgmt For Against Against
10 Elect Katsutoshi Nishihara Mgmt For Against Against
11 Elect Yasunori Tokumasu Mgmt For Against Against
12 Elect Teruhisa Ueda Mgmt For Against Against
13 Elect Tadayoshi Fukushima Mgmt For Against Against
14 Elect Kohji Uematsu Mgmt For Against Against
15 Elect Haruyuki Ueda Mgmt For Against Against
16 Renewal of Takeover Defense Plan Mgmt For Against Against
Sims Metal
Management
Limited
Ticker Security ID: Meeting Date Meeting Status
SGM CINS Q8505L116 11/19/2010 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Christopher Renwick Mgmt For Against Against
3 Amend the Constitution - Dividends Mgmt For For For
4 Equity Grant (MD/CEO Daniel Dienst) Mgmt For Against Against
5 Remuneration Report Mgmt For Against Against
Stanley Electric
Co,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
6923 CINS J76637115 06/28/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Takanori Kitano Mgmt For Against Against
2 Elect Makio Natsusaka Mgmt For Against Against
3 Elect Katsumi Kondoh Mgmt For Against Against
4 Elect Shigeki Mutoh Mgmt For Against Against
5 Elect Yutaka Hiratsuka Mgmt For Against Against
6 Elect Tohru Furuta Mgmt For Against Against
7 Elect Tohru Tanabe Mgmt For Against Against
8 Elect Masakatsu Mori Mgmt For Against Against
9 Elect Shinji Tominaga Mgmt For Against Against
10 Elect Ryuta Yamaguchi Mgmt For For For
11 Elect Yoshiaki Yamauchi Mgmt For For For
12 Elect Yohichiroh Sakuma Mgmt For For For
Stericycle, Inc.
Ticker Security ID: Meeting Date Meeting Status
SRCL CUISP 858912108 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Mark Miller Mgmt For Against Against
2 Elect Jack Schuler Mgmt For Against Against
3 Elect Thomas Brown Mgmt For Against Against
4 Elect Rod Dammeyer Mgmt For Against Against
5 Elect William Hall Mgmt For Against Against
6 Elect Jonathan Lord Mgmt For Against Against
7 Elect John Patience Mgmt For Against Against
8 Elect James Reid-Anderson Mgmt For Against Against
9 Elect Ronald Spaeth Mgmt For Against Against
10 2011 Incentive Stock Plan Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For Against Against
Compensation
13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Thermo Fisher
Scientific
Inc.
Ticker Security ID: Meeting Date Meeting Status
TMO CUISP 883556102 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Thomas Lynch Mgmt For Against Against
2 Elect William Parrett Mgmt For Against Against
3 Elect Michael Porter Mgmt For Against Against
4 Elect Scott Sperling Mgmt For Against Against
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
7 Ratification of Auditor Mgmt For Against Against
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
Veolia
Environnement
Ticker Security ID: Meeting Date Meeting Status
VIE CINS F9686M107 05/17/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Approval of Non Tax-Deductible Mgmt For For For
Expenses
7 Allocation of Profits/Dividends Mgmt For For For
8 Form of Dividend Payment Mgmt For For For
9 Related Party Transactions Mgmt For Against Against
10 Elect Jean Azema Mgmt For Against Against
11 Elect Pierre-Andre de Chalendar Mgmt For Against Against
12 Elect Baudouin Prot Mgmt For Against Against
13 Elect Louis Schweitzer Mgmt For Against Against
14 Appointment of Auditor (Ernst & Mgmt For For For
Young
Audit)
15 Appointment of Alternate Auditor Mgmt For For For
(AUDITEX)
16 Directors' Fees Mgmt For For For
17 Authority to Repurchase Shares Mgmt For For For
18 Authority to Increase Capital Under Mgmt For Against Against
Employee Savings
Plan
19 Authority to Increase Capital under Mgmt For Against Against
Savings Plans for Overseas
Employees
20 Amendment to Articles Mgmt For For For
21 Authority to Carry Out Formalities Mgmt For For For
22 Non-Voting Meeting Note N/A N/A N/A N/A
Watts Water
Technologies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WTS CUISP 942749102 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Ayers Mgmt For Withhold Against
1.2 Elect Kennett Burnes Mgmt For Withhold Against
1.3 Elect Richard Cathcart Mgmt For Withhold Against
1.4 Elect David Coghlan Mgmt For Withhold Against
1.5 Elect Ralph Jackson, Jr. Mgmt For Withhold Against
1.6 Elect John McGillicuddy Mgmt For Withhold Against
1.7 Elect Merilee Raines Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Xinyi Glass
Holdings
Limited
Ticker Security ID: Meeting Date Meeting Status
868 CINS G9828G108 05/06/2011 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect LEE Yin Yee Mgmt For Against Against
6 Elect TUNG Ching Bor Mgmt For Against Against
7 Elect TUNG Ching Sai Mgmt For Against Against
8 Elect LEE Shing Kan Mgmt For Against Against
9 Elect LI Ching Wai Mgmt For Against Against
10 Directors' Fees Mgmt For Abstain Against
11 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
12 Authority to Repurchase Shares Mgmt For For For
13 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive
Rights
14 Authority to Issue Repurchased Shares Mgmt For Against Against
15 Non-Voting Meeting Note N/A N/A N/A N/A
Yamatake
Ticker Security ID: Meeting Date Meeting Status
6845 CINS J96348107 06/28/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Tomohito Matsuyasu Mgmt For For For
5 Elect Kensei Sukizaki Mgmt For For For
6 Elect Kinya Fujimoto Mgmt For For For
7 Elect Junichi Asada Mgmt For Against Against
8 Elect Kazuo Yamamoto Mgmt For For For
Yingde Gases
Group Co
Ltd
Ticker Security ID: Meeting Date Meeting Status
2168 CINS G98430104 05/26/2011 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect CHEN Yan Mgmt For Against Against
6 Elect ZHENG Fuya Mgmt For Against Against
7 Elect Trevor Raymond Strutt Mgmt For Against Against
8 Directors' Fees Mgmt For Abstain Against
9 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
10 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive
Rights
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Repurchased Shares Mgmt For Against Against
13 Non-Voting Meeting Note N/A N/A N/A N/A
===================PAX WORLD INTERNATIONAL FUND=======================
Item 1: Proxy Voting Record
Fund Name : Pax World International Fund
07/01/2010 - 6/30/2011
Key-
Adecco SA
Ticker Security ID: Meeting Date Meeting Status
ADEN CINS H00392318 04/19/2011 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Compensation Report Mgmt For Against Against
5 Allocation of Profits Mgmt For For For
6 Transfer of Reserves Mgmt For For For
7 Ratification of Board Acts Mgmt For Against Against
8 Elect Jakob Baer Mgmt For Against Against
9 Elect Rolf Dorig Mgmt For Against Against
10 Elect Alexander Gut Mgmt For Against Against
11 Elect Andreas Jacobs Mgmt For Against Against
12 Elect Thomas O'Neill Mgmt For Against Against
13 Elect David Prince Mgmt For Against Against
14 Elect Wanda Rapaczynski Mgmt For Against Against
15 Elect Didier Lamouche Mgmt For Against Against
16 Appointment of Auditor Mgmt For For For
17 Transaction of Other Business Mgmt For Against Against
18 Non-Voting Meeting Note N/A N/A N/A N/A
America Movil
SAB de
CV
Ticker Security ID: Meeting Date Meeting Status
AMX CUSIP 02364W105 04/27/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Directors (Series L) Mgmt For Abstain Against
2 Election of Meeting Delegates Mgmt For Abstain Against
Anheuser-Busch
Inbev
SA
Ticker Security ID: Meeting Date Meeting Status
ABI CINS B6399C107 04/26/2011 Voted
Meeting Type Country of Trade
Mix Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment Regarding Date of Annual Mgmt For For For
Meeting
4 Amendment Regarding Executive Mgmt For Against Against
Compensation
5 Amendments to Articles Mgmt For For For
6 Amend Article 24 Mgmt For For For
7 Amend Article 25 Mgmt For For For
8 Amend Article 26BIS Mgmt For For For
9 Amend Article 28 Mgmt For For For
10 Amend Article 30 Mgmt For For For
11 Amend Article 36-BIS Mgmt For For For
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Disapplication of Preemptive Rights Mgmt For Against Against
15 Authority to Issue Warrants Mgmt For Against Against
16 Authority to Increase Capital with Mgmt For Against Against
Regards to
Issuance
17 Authority to Issue Warrants to Mgmt For Against Against
Independent
Directors
18 Authority to Carry Out Formalities Mgmt For Against Against
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
23 Ratification of Board Acts Mgmt For Against Against
24 Ratification of Auditor Acts Mgmt For Against Against
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Elect Stefan Descheemaeker Mgmt For Against Against
27 Elect Paul Cornet de Ways Ruart Mgmt For Against Against
28 Elect Kees Storm Mgmt For Against Against
29 Elect Peter Harf Mgmt For Against Against
30 Elect Olivier Goudet Mgmt For Against Against
31 Remuneration Report Mgmt For Against Against
32 Approval of Equity Incentive Grants Mgmt For Against Against
33 Approval of Change in Control Mgmt For Against Against
Provision Relating to EMTN
Program
34 Change of Control Provision Relating Mgmt For Against Against
to the US Dollar
Notes
35 Change of Control Provisions Mgmt For Against Against
Relating to Notes Issued Under
Shelf Registration Statement Filed
In the US on Form
F-3
36 Change of Control Provision Relating Mgmt For Against Against
to the Canadian Dollar Notes Issued
Via Private
Placement
37 Authority to Carry Out Formalities Mgmt For For For
38 Non-Voting Meeting Note N/A N/A N/A N/A
AXA S.A.
Ticker Security ID: Meeting Date Meeting Status
AXA CINS F06106102 04/27/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Related Party Transactions Mgmt For Against Against
8 Elect Jean-Martin Folz Mgmt For Against Against
9 Elect Giuseppe Mussari Mgmt For Against Against
10 Elect Marcus Schenck Mgmt For Against Against
11 Authority to Repurchase Shares Mgmt For Against Against
12 Authority to Increase Capital Mgmt For For For
Through
Capitalizations
13 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities w/
Preemptive Rights; Authority to
Issue Debt
Instruments
14 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities w/o
Preemptive Rights; Authority to
Issue Debt
Instruments
15 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities Through
Private Placements; Authority to
Issue Debt
Instruments
16 Authority to Set Offering Price of Mgmt For Against Against
Shares
17 Authority to Increase Share Issuance Mgmt For Against Against
Limit
18 Authority to Increase Capital in Mgmt For Against Against
Case of Exchange Offer; Authority
to Issue Debt
Instruments
19 Authority to Increase Capital in Mgmt For Against Against
Consideration for Contributions in
Kind; Authority to Issue Debt
Instruments
20 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive Rights in Consideration
for Securities Issued by a
Subsidiary
21 Authority to Issue Debt Instruments Mgmt For For For
22 Authority to Increase Capital Under Mgmt For For For
Employee Savings
Plan
23 Authority to Increase Capital Under Mgmt For For For
Foreign Employee Savings
Plan
24 Authority to Grant Stock Options Mgmt For Against Against
25 Authority to Issue Performance Shares Mgmt For Against Against
26 Authority to Issue Restricted Shares Mgmt For Against Against
27 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
28 Amend Article 23 Mgmt For For For
29 Authority to Carry Out Formalities Mgmt For For For
30 Non-Voting Meeting Note N/A N/A N/A N/A
Banco Bilbao
Vizcaya
Argentaria
S.A.
Ticker Security ID: Meeting Date Meeting Status
BBVA CUSIP 05946K101 03/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports; Ratification Mgmt For For For
of Board Acts; Allocation of
Profits/Dividends
2 Elect Tomas Alfaro Drake Mgmt For Against Against
3 Elect Juan Carlos Alvarez Mezquiriz Mgmt For Against Against
4 Elect Carlos Loring Martinez de Irujo Mgmt For Against Against
5 Elect Susana Rodriguez Vidarte Mgmt For Against Against
6 Elect Jose Luis Palao Garcia-Suelto Mgmt For Against Against
7 Merger by Absorption Mgmt For For For
8 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive
Rights
9 Scrip Dividend 1 Mgmt For For For
10 Scrip Dividend 2 Mgmt For For For
11 Authority to Issue Debt Instruments Mgmt For For For
12 Annual Share Incentive Plan Mgmt For Against Against
13 Deferred Share Plan Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Amendments to Articles Mgmt For For For
16 Amendments to General Meeting Mgmt For For For
Regulations
17 Authority to Carry Out Formalities Mgmt For For For
18 Remuneration Report Mgmt For For For
BG Group plc
Ticker Security ID: Meeting Date Meeting Status
BG CINS G1245Z108 05/12/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Fabio de Oliveira Barbosa Mgmt For Against Against
5 Elect Caio Kock-Weser Mgmt For Against Against
6 Elect Patrick Thomas Mgmt For Against Against
7 Elect Peter Backhouse Mgmt For Against Against
8 Elect Frank Chapman Mgmt For Against Against
9 Elect Baroness Hogg Mgmt For Against Against
10 Elect John Hood Mgmt For Against Against
11 Elect Martin Houston Mgmt For Against Against
12 Elect Sir David Manning Mgmt For Against Against
13 Elect Mark Seligman Mgmt For Against Against
14 Elect Philippe Varin Mgmt For Against Against
15 Elect Sir Robert Wilson Mgmt For Against Against
16 Appointment of Auditor Mgmt For Against Against
17 Authority to Set Auditor's Fees Mgmt For Against Against
18 Authorisation of Political Donations Mgmt For Abstain Against
19 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
20 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
21 Authority to Repurchase Shares Mgmt For For For
22 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
23 Non-Voting Meeting Note N/A N/A N/A N/A
Canon
Incorporated
Ticker Security ID: Meeting Date Meeting Status
7751 CUSIP 138006309 03/30/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt N/A For N/A
2.1 Elect Fujio Mitarai Mgmt For Withhold Against
2.2 Elect Tsuneji Uchida Mgmt For Withhold Against
2.3 Elect Toshizo Tanaka Mgmt For Withhold Against
2.4 Elect Toshiaki Ikoma Mgmt For Withhold Against
2.5 Elect Kunio Watanabe Mgmt For Withhold Against
2.6 Elect Yohroku Adachi Mgmt For Withhold Against
2.7 Elect Yasuo Mitsuhashi Mgmt For Withhold Against
2.8 Elect Tomonori Iwashita Mgmt For Withhold Against
2.9 Elect Masahiro Ohsawa Mgmt For Withhold Against
2.10 Elect Shigeyuki Matsumoto Mgmt For Withhold Against
2.11 Elect Katsuichi Shimizu Mgmt For Withhold Against
2.12 Elect Ryohichi Banba Mgmt For Withhold Against
2.13 Elect Toshio Honma Mgmt For Withhold Against
2.14 Elect Masaki Nakaoka Mgmt For Withhold Against
2.15 Elect Haruhisa Honda Mgmt For Withhold Against
2.16 Elect Hideki Ozawa Mgmt For Withhold Against
2.17 Elect Masaya Maeda Mgmt For Withhold Against
2.18 Elect Yasuhiro Tani Mgmt For Withhold Against
2.19 Elect Makoto Araki Mgmt For Withhold Against
3 Elect Tadashi Ohe Mgmt N/A For N/A
4 Bonus Mgmt N/A Against N/A
5 Stock Option Plan Mgmt N/A For N/A
Central Japan
Railway
Company
Ticker Security ID: Meeting Date Meeting Status
9022 CINS J05523105 06/23/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Osamu Nakayama Mgmt For For For
4 Elect Takaharu Kachi Mgmt For For For
5 Elect Harumi Umeda Mgmt For For For
6 Elect Hiromu Emi Mgmt For For For
7 Elect Shigeo Kifuji Mgmt For For For
CGG Veritas (fka
Compagnie
Generale de
Geophysique-Veri
tas)
Ticker Security ID: Meeting Date Meeting Status
GA CUSIP 204386106 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits Mgmt For For For
3 Consolidated Accounts and Reports Mgmt For For For
4 Elect Robert Semmens Mgmt For Against Against
5 Elect Hilde Myrberg Mgmt For Against Against
6 Elect Gilberte Lombard Mgmt For Against Against
7 Elect Jean-Georges Malcor Mgmt For Against Against
8 Directors' Fees Mgmt For For For
9 Authority to Repurchase Shares Mgmt For For For
10 Related Party Transactions Mgmt For For For
11 Related Party Transactions Mgmt For Against Against
(Executive Officer
Compensation)
12 Severance Package (Jean-Georges Mgmt For For For
Malcor)
13 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities w/
Preemptive Rights; Authority to
Issue Debt
Instruments
14 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities w/o
Preemptive Rights; Authority to
Issue Debt
Instruments
15 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities Through
Private Placement; Authority to
Issue Debt
Instruments
16 Authority to Set Offering Price of Mgmt For Against Against
Shares
17 Authority to Increase Share Issuance Mgmt For Against Against
Limit
18 Authority to Increase Capital Mgmt For For For
Through
Capitalizations
19 Authority to Increase Capital In Mgmt For Against Against
Consideration For Contributions in
Kind
20 Authority to Increase Capital Under Mgmt For Against Against
Employee Savings
Plan
21 Authority to Grant Stock Options to Mgmt For For For
Employees
22 Authority to Grant Stock Options to Mgmt For For For
Executives
23 Authority to Issue Performance Mgmt For For For
Shares to
Employees
24 Authority to Issue Performance Mgmt For For For
Shares to
Executives
25 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
26 Authority to Issue Debt Instruments Mgmt For For For
27 Authority to Carry Out Formalities Mgmt For For For
Companhia de
Concessoes
Rodoviarias
Ticker Security ID: Meeting Date Meeting Status
CCRO3 CINS P1413U105 02/16/2011 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Change of Company Name Mgmt For For For
4 Election of Directors Mgmt For Against Against
5 Election of Alternate Directors Mgmt For Against Against
6 Elect Newton Brandao Ferraz Ramos Mgmt For For For
7 Election of Alternate Supervisory Mgmt For For For
Council
Member
Companhia de
Concessoes
Rodoviarias
Ticker Security ID: Meeting Date Meeting Status
CCRO3 CINS P1413U105 04/19/2011 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Capital Expenditure Budget Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Election of Directors Mgmt For Against Against
8 Remuneration Policy Mgmt For Against Against
9 Election of Supervisory Council Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
Companhia de
Concessoes
Rodoviarias
Ticker Security ID: Meeting Date Meeting Status
CCRO3 CINS P1413U105 09/27/2010 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Amendments to Articles Mgmt For For For
Credit Suisse
Group
Ticker Security ID: Meeting Date Meeting Status
CSGN CUSIP 225401108 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Remuneration Report Mgmt For Against Against
2 Accounts and Reports Mgmt For For For
3 Ratification of Board and Management Mgmt For Against Against
Acts
4 Allocation of Profits Mgmt For For For
5 Allocation of Dividends from Reserves Mgmt For For For
6 Authority to Increase Conditional Mgmt For Against Against
Capital
7 Increase in Authorized Capital Mgmt For Against Against
8 Amendment Regarding Voting Procedure Mgmt For Against Against
9 Amendments to Articles Mgmt For Against Against
10 Elect Peter Brabeck-Letmathe Mgmt For Against Against
11 Elect Jean Lanier Mgmt For Against Against
12 Elect Anton van Rossum Mgmt For Against Against
13 Appointment of Auditor Mgmt For For For
14 Appointment of Special Auditor Mgmt For For For
15 Transaction of Other Business Mgmt For Against Against
CSL Limited
Ticker Security ID: Meeting Date Meeting Status
CSL CINS Q3018U109 10/13/2010 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Peter Turner Mgmt For Against Against
2 Re-elect John Akehurst Mgmt For Against Against
3 Re-elect David Anstice Mgmt For Against Against
4 Re-elect Ian Renard Mgmt For Against Against
5 Remuneration Report Mgmt For For For
6 Equity Grant (Executive Directors) Mgmt For Against Against
7 Increase NEDs' Fee Cap Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
Daiseki Company
Limited
Ticker Security ID: Meeting Date Meeting Status
9793 CINS J10773109 05/26/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Elect Hiroyuki Itoh Mgmt For Against Against
3 Elect Hideki Hashira Mgmt For Against Against
4 Elect Tetsuya Yamamoto Mgmt For Against Against
5 Elect Michio Fukushima Mgmt For Against Against
6 Elect Kazumi Hirabayashi Mgmt For Against Against
7 Elect Kohji Amano Mgmt For Against Against
8 Elect Junichi Inagaki Mgmt For Against Against
9 Elect Katsuaki Egoshi Mgmt For Against Against
10 Elect Yoshihiro Miyachi Mgmt For Against Against
11 Elect Toshio Harada Mgmt For Against Against
12 Elect Yasuo Itoh Mgmt For Against Against
DBS Group
Holdings
Ltd
Ticker Security ID: Meeting Date Meeting Status
D05 CINS Y20246107 04/28/2011 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Final Dividends on the Mgmt For For For
Ordinary
shares
3 Allocation of Dividends on the Mgmt For For For
Non-Voting Convertible Preference
Shares
4 Allocation of Dividends on the Mgmt For For For
Non-Voting Redeemable Convertible
Preference
Shares
5 Directors' Fees Mgmt For Against Against
6 Appointment of Auditor and Authority Mgmt For Against Against
to Set
Fees
7 Elect Bart Broadman Mgmt For Against Against
8 Elect Euleen Goh Mgmt For Against Against
9 Elect Christopher CHENG Wai Chee Mgmt For Against Against
10 Elect Danny TEOH Leong Kay Mgmt For Against Against
11 Authority to issue shares under the Mgmt For Against Against
DBSH Share Option Plan and to grant
awards and issue shares under the
DBSH Share
Plan
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Authority to Issue Shares w/ or w/o Mgmt For Against Against
Preemptive
Rights
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Authority to Issue Shares under the Mgmt For For For
DBSH Scrip Dividend
Scheme
DBS Group
Holdings
Ltd
Ticker Security ID: Meeting Date Meeting Status
D05 CINS Y20246107 04/28/2011 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Authority to Repurchase Shares Mgmt For For For
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
Diana Shipping
Inc.
Ticker Security ID: Meeting Date Meeting Status
DSX CUSIP Y2066G104 08/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Lawes Mgmt For Withhold Against
1.2 Elect Konstantinos Psaltis Mgmt For Withhold Against
2 Appointment of Auditor Mgmt For For For
Eisai Company
Limited
Ticker Security ID: Meeting Date Meeting Status
4523 CINS J12852117 06/21/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Haruo Naitoh Mgmt For Against Against
3 Elect Junji Miyahara Mgmt For Against Against
4 Elect Kimitoshi Yabuki Mgmt For Against Against
5 Elect Akira Fujiyoshi Mgmt For Against Against
6 Elect Christina Ahmadjian Mgmt For Against Against
7 Elect Tokuji Izumi Mgmt For For For
8 Elect Kohichi Masuda Mgmt For Against Against
9 Elect Norio Kanoh Mgmt For Against Against
10 Elect Kiyochika Ohta Mgmt For For For
11 Elect Michikazu Aoi Mgmt For For For
12 Elect Hideaki Matsui Mgmt For For For
13 Stock Option Plan Mgmt For For For
Fortum Oyj
Ticker Security ID: Meeting Date Meeting Status
FUM1V CINS X2978Z118 03/31/2011 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Accounts and Reports Mgmt For For For
9 Allocation of Profits/Dividends Mgmt For For For
10 Ratification of Board and Management Mgmt For Against Against
Acts
11 Supervisory Board Members' Fees Mgmt For For For
12 Supervisory Board Size Mgmt For For For
13 Election of Supervisory Board Mgmt For For For
14 Directors' Fees Mgmt For For For
15 Board Size Mgmt For For For
16 Election of Directors Mgmt For For For
17 Authority to Set Auditor's Fees Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Shareholder Proposal Regarding the ShrHoldr For For For
Abolition of the Supervisory
Board
20 Shareholder Proposal Regarding ShrHoldr For For For
Nominating
Committee
21 Non-Voting Meeting Note N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
Gamesa
Corporacion
Tecnologica
S.A.
Ticker Security ID: Meeting Date Meeting Status
GAM CINS E54667113 05/25/2011 Voted
Meeting Type Country of Trade
Special Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts Mgmt For For For
3 Reports Mgmt For For For
4 Ratification of Board Acts Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Scrip Dividend Mgmt For For For
8 Ratification of the Co-Option Jose Mgmt For Against Against
Maria Aracama
Yoldi
9 Long-Term Incentive Plan Mgmt For Against Against
10 Amend Article 2 Mgmt For For For
11 Amend Articles 5, 6 and 7 Mgmt For For For
12 Amend Articles 8, 9, 10 and 11 Mgmt For For For
13 Amend Articles 12, 13 and 14 Mgmt For For For
14 Amend Articles 8, 9 and 10 Mgmt For For For
15 Amend Articles 11 and 12 Mgmt For For For
16 Amend Articles 13, 14, 15 and 16 Mgmt For For For
17 Amend Articles 17, 18 and 19 Mgmt For For For
18 Amend Article 22 Mgmt For For For
19 Amend Article 23 Mgmt For For For
20 Amend Article 45 Mgmt For For For
21 Amend Article 25 Mgmt For For For
22 Amend Article 29 Mgmt For For For
23 Amend Articles 26, 27 and 28 Mgmt For For For
24 Amend Article 54 Mgmt For For For
25 Consolidation of Articles Mgmt For For For
26 Amendments to General Meeting Mgmt For For For
Regulations
27 Authority to Carry Out Formalities Mgmt For For For
28 Remuneration Report Mgmt For Against Against
H & M Hennes &
Mauritz
AB
Ticker Security ID: Meeting Date Meeting Status
HM-B CINS W41422101 04/28/2011 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Profits/Dividends Mgmt For For For
14 Ratification of Board and Management Mgmt For Against Against
Acts
15 Board Size Mgmt For For For
16 Directors and Auditors' Fees Mgmt For Against Against
17 Election of Directors Mgmt For Against Against
18 Nomination Committee Mgmt For Against Against
19 Amendments to Articles Mgmt For For For
20 Compensation Guidelines Mgmt For Against Against
21 Non-Voting Agenda Item N/A N/A N/A N/A
H & M Hennes &
Mauritz
AB
Ticker Security ID: Meeting Date Meeting Status
HM-B CINS W41422101 10/20/2010 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Election of Presiding Chairman Mgmt For For For
6 Voting List Mgmt For For For
7 Agenda Mgmt For For For
8 Election of Individuals to Check Mgmt For For For
Minutes
9 Compliance with Rules of Convocation Mgmt For For For
10 Employee Incentive Program Mgmt For For For
11 Amendment to Compensation Guidelines Mgmt For Against Against
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
Honda Motor Co.,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
7267 CUSIP 438128308 06/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Amendments to Articles Mgmt For For For
3.1 Elect Kohichi Kondoh Mgmt For Withhold Against
3.2 Elect Takanobu Itoh Mgmt For Withhold Against
3.3 Elect Akio Hamada Mgmt For Withhold Against
3.4 Elect Tatsuhiro Ohyama Mgmt For Withhold Against
3.5 Elect Fumihiko Ike Mgmt For Withhold Against
3.6 Elect Tomohiko Kawanabe Mgmt For Withhold Against
3.7 Elect Kensaku Hohgen Mgmt For Withhold Against
3.8 Elect Nobuo Kuroyanagi Mgmt For Withhold Against
3.9 Elect Takeo Fukui Mgmt For Withhold Against
3.10 Elect Takuji Yamada Mgmt For Withhold Against
3.11 Elect Masahiro Yoshida Mgmt For Withhold Against
3.12 Elect Yoshiharu Yamamoto Mgmt For Withhold Against
4 Elect Hirotake Abe Mgmt For For For
5 Elect Tomochika Iwashita Mgmt For Against Against
6 Bonus Mgmt For Against Against
7 Directors' and Statutory Auditors' Mgmt For Against Against
Fees
Hoya Corporation
Ticker Security ID: Meeting Date Meeting Status
7741 CINS J22848105 06/21/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yuzaburoh Mogi Mgmt For Against Against
3 Elect Eiko Kohno Mgmt For Against Against
4 Elect Yukiharu Kodama Mgmt For Against Against
5 Elect Itaru Koeda Mgmt For Against Against
6 Elect Yutaka Asoh Mgmt For For For
7 Elect Hiroshi Suzuki Mgmt For Against Against
8 Elect Hiroshi Hamada Mgmt For For For
9 Elect Kenji Ema Mgmt For For For
10 Stock Option Plan Mgmt For For For
11 Shareholder Proposal Regarding Board ShrHoldr Against Against For
Size
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Individual Disclosure of
Compensation
13 Shareholder Proposal Regarding ShrHoldr Against For Against
Disclosure of Sales of Shares by
Directors, Officers and
Families
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Prohibiting Hedging by Option
Holders
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Increasing the Number of Executive
Officers
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Separation of Chair and
CEO
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Voting
Rights
18 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Disclosure Obligations of
Shareholder
Proposals
19 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Establishing A Contact Point for
Whistle-Blowing
20 Shareholder Proposal Regarding CEO ShrHoldr Against For Against
Succession
Plan
21 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Disclosure of Education Record of
Directors and Executive
Officers
22 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Selection Criteria for Director
Candidates
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Time Pledged by
Directors
24 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Preparation of a Code of
Ethics
25 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Director
Training
26 Shareholder Proposal Regarding ShrHoldr Against For Against
Provisions for Directors to Contact
Senior
Management
27 Shareholder Proposal Regarding ShrHoldr Against Against For
Budget Allocation for Committee
Consultants
28 Shareholder Proposal Regarding ShrHoldr Against Against For
Separate Legal Advisor for the
Board
29 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Linking Stock Subscription Rights
to an
Index
30 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Issuance of Restricted
Stock
HSBC Holdings plc
Ticker Security ID: Meeting Date Meeting Status
HSBA CUSIP 404280406 05/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Elect Safra Catz Mgmt For For For
4 Elect Laura CHA May Lung Mgmt For For For
5 Elect Marvin CHEUNG Kin Tung Mgmt For For For
6 Elect John Coombe Mgmt For For For
7 Elect Rona Fairhead Mgmt For For For
8 Elect Douglas Flint Mgmt For Against Against
9 Elect Alexander Flockhart Mgmt For For For
10 Elect Stuart Gulliver Mgmt For For For
11 Elect James Hughes-Hallett Mgmt For For For
12 Elect Sam Laidlaw Mgmt For For For
13 Elect J. Rachel Lomax Mgmt For For For
14 Elect Iain Mackay Mgmt For For For
15 Elect Gwyn Morgan Mgmt For Against Against
16 Elect Narayana Murthy Mgmt For For For
17 Elect Simon Robertson Mgmt For For For
18 Elect John Thornton Mgmt For Against Against
19 Elect Sir Brian Williamson Mgmt For For For
20 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
21 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
22 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
23 Share Plan 2011 Mgmt For Against Against
24 Directors' Fees Mgmt For For For
25 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Hyflux Ltd.
Ticker Security ID: Meeting Date Meeting Status
600 CINS Y3817K105 03/31/2011 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Issue Preferred Shares Mgmt For For For
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
Hyflux Ltd.
Ticker Security ID: Meeting Date Meeting Status
600 CINS Y3817K105 04/27/2011 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Rajsekar Kuppuswami Mitta Mgmt For Against Against
4 Elect TAN Teck Meng Mgmt For Against Against
5 Directors' Fees Mgmt For For For
6 Appointment of Auditor and Authority Mgmt For Abstain Against
to Set
Fees
7 Authority to Issue Shares w/ or w/o Mgmt For Against Against
Preemptive
Rights
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Authority to Issue Preferred Shares Mgmt For Against Against
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Authority to Grant Awards and Issue Mgmt For Against Against
Shares under the Hyflux Employees'
Share Option
Scheme
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Authority to Repurchase Shares Mgmt For For For
17 Non-Voting Agenda Item N/A N/A N/A N/A
Hyflux Ltd.
Ticker Security ID: Meeting Date Meeting Status
600 CINS Y3817K105 04/27/2011 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Adoption of Hyflux Employees' Share Mgmt For Abstain Against
Option Scheme
2011
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Participation of Olivia LUM Ooi Lin Mgmt For Abstain Against
4 Equity Grant to Olivia LUM Ooi Lin Mgmt For Abstain Against
Icap PLC
Ticker Security ID: Meeting Date Meeting Status
IAP CINS G46981117 07/14/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Charles Gregson Mgmt For Against Against
4 Elect Matthew Lester Mgmt For Against Against
5 Elect James McNulty Mgmt For Against Against
6 Elect John Sievwright Mgmt For Against Against
7 Appointment of Auditor Mgmt For For For
8 Authority to Set Auditor's Fees Mgmt For For For
9 Directors' Remuneration Report Mgmt For Against Against
10 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Authority to Repurchase Shares Mgmt For For For
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Authorisation of Political Donations Mgmt For Abstain Against
19 Adoption of New Articles Mgmt For For For
20 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Kao Corporation
Ticker Security ID: Meeting Date Meeting Status
4452 CINS J30642169 06/29/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Takayuki Ishige Mgmt For For For
4 Election of Alternate Statutory Mgmt For For For
Auditor(s)
5 Stock Option Plan Mgmt For For For
Kingspan Group
Plc
Ticker Security ID: Meeting Date Meeting Status
KSP CINS G52654103 05/12/2011 Voted
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Remuneration Report Mgmt For Against Against
4 Elect Eugene Murtagh Mgmt For Against Against
5 Elect Gene Murtagh Mgmt For Against Against
6 Elect Geoff Doherty Mgmt For Against Against
7 Elect Peter Wilson Mgmt For Against Against
8 Elect Russell Shiels Mgmt For Against Against
9 Elect Noel Crowe Mgmt For Against Against
10 Elect Tony McArdle Mgmt For Against Against
11 Elect David Byrne Mgmt For Against Against
12 Elect Brian Hill Mgmt For Against Against
13 Elect Helen Kirkpatrick Mgmt For Against Against
14 Elect Danny Kitchen Mgmt For Against Against
15 Authority to Set Auditor's Fees Mgmt For Against Against
16 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
17 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
18 Authority to Repurchase Shares Mgmt For For For
19 Authority to Reissue of Treasury Mgmt For For For
Shares
20 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Komatsu Limited
Ticker Security ID: Meeting Date Meeting Status
6301 CINS J35759125 06/22/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Masahiro Sakane Mgmt For Against Against
4 Elect Kunio Noji Mgmt For Against Against
5 Elect Yoshinori Komamura Mgmt For Against Against
6 Elect Tetsuji Ohhashi Mgmt For Against Against
7 Elect Kensuke Hotta Mgmt For Against Against
8 Elect Noriaki Kanoh Mgmt For Against Against
9 Elect Kohichi Ikeda Mgmt For Against Against
10 Elect Mamoru Hironaka Mgmt For Against Against
11 Elect Mikio Fujitsuka Mgmt For Against Against
12 Elect Fujitoshi Takamura Mgmt For Against Against
13 Elect Hiroyuki Kamano Mgmt For For For
14 Bonus Mgmt For Against Against
15 Stock Option Plan Mgmt For For For
Koninklijke KPN
N.V.
Ticker Security ID: Meeting Date Meeting Status
KPN CINS N4297B146 04/06/2011 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Allocation of Profits/Dividends Mgmt For For For
7 Ratification of Management Board Acts Mgmt For Against Against
8 Ratification of Supervisory Board Mgmt For Against Against
Acts
9 Appointment of Auditor Mgmt For For For
10 Amendment to Management Board Mgmt For For For
Compensation
Policy
11 Amendment to Supervisory Board Fees Mgmt For For For
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Elect J.B.M. Streppel Mgmt For Against Against
14 Elect M. Bischoff Mgmt For Against Against
15 Elect C.M. Hooymans Mgmt For Against Against
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Authority to Repurchase Shares Mgmt For For For
18 Authority to Reduce Share Capital Mgmt For For For
19 Non-Voting Agenda Item N/A N/A N/A N/A
Kurita Water
Industries
Ltd.
Ticker Security ID: Meeting Date Meeting Status
6370 CINS J37221116 06/29/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Toshiyuki Nakai Mgmt For Against Against
4 Elect Kazufumi Moriuchi Mgmt For Against Against
5 Elect Tetsuo Saeki Mgmt For Against Against
6 Elect Kaoru Kajii Mgmt For Against Against
7 Elect Shigeaki Takeda Mgmt For Against Against
8 Elect Tetsuo Kai Mgmt For Against Against
9 Elect Heiju Maeda Mgmt For Against Against
10 Elect Motoyuki Yoda Mgmt For Against Against
11 Elect Kiyoshi Itoh Mgmt For Against Against
12 Elect Takahito Namura Mgmt For Against Against
13 Elect Yohichi Kurokawa Mgmt For Against Against
14 Elect Noriyuki Hayata Mgmt For Against Against
15 Election of Alternate Statutory Mgmt For For For
Auditors
Linde AG
Ticker Security ID: Meeting Date Meeting Status
LIN CINS D50348107 05/12/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Management Board Acts Mgmt For For For
7 Ratification of Supervisory Board Mgmt For For For
Acts
8 Appointment of Auditor Mgmt For For For
9 Elect Ann-Kristin Achleitner Mgmt For Against Against
10 Elect Arne Wittig as Alternate Mgmt For Against Against
Supervisory Board
Member
11 Elect Gunter Hugger as Alternate Mgmt For Against Against
Supervisory Board
Member
Mardin Cimento
Sanayi VE
Ticaret
AS
Ticker Security ID: Meeting Date Meeting Status
MRDIN CINS M6802K108 03/07/2011 Voted
Meeting Type Country of Trade
Annual Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening; Election of Presiding Mgmt For For For
Chairman
3 Minutes Mgmt For For For
4 Reports of the Board and Statutory Mgmt For For For
Auditors
5 Report of the Independent Auditor Mgmt For For For
6 Accounts Mgmt For For For
7 Allocation of Profits/Dividends Mgmt For For For
8 Ratification of Board and Statutory Mgmt For Against Against
Auditors'
Acts
9 Ratification of Co-option of Board Mgmt For Against Against
Members and Statutory
Auditors
10 Election of Directors and Statutory Mgmt For Against Against
Auditors
11 Related Party Transactions Mgmt For Against Against
12 Appointment of Auditor Mgmt For Abstain Against
13 Charitable Donations Mgmt For For For
14 Dividend Policy Mgmt For For For
15 Report on Guarantees Mgmt For For For
16 Report on Disclosure Policy Mgmt For For For
17 Report on Ethical Policy Mgmt For For For
18 Report on Related Party Transactions Mgmt For For For
19 Wishes; Closing Mgmt For For For
Mersen SA (fka
Carbone
Lorraine
SA)
Ticker Security ID: Meeting Date Meeting Status
CRL CINS F9622M146 05/19/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Form of Dividend Payment Mgmt For For For
8 Related Party Transactions Mgmt For For For
9 Elect Jean-Paul Jacamon Mgmt For Against Against
10 Elect Jean-Claude Karpeles Mgmt For Against Against
11 Elect Henri-Dominique Petit Mgmt For Against Against
12 Elect Philippe Rollier Mgmt For Against Against
13 Elect Marc Speeckaert Mgmt For Against Against
14 Elect Bertrand Finet Mgmt For Against Against
15 Supervisory Board Members' Fees Mgmt For For For
16 Authority to Repurchase Shares Mgmt For For For
17 Authority to Carry Out Formalities Mgmt For For For
18 Authority to Issue Restricted Shares Mgmt For Against Against
19 Authority to Increase Capital Under Mgmt For Against Against
Employee Savings
Plan
20 Authority to Issue Warrants as a Mgmt For Against Against
Takeover
Defense
21 Authority to Carry Out Formalities Mgmt For For For
22 Non-Voting Meeting Note N/A N/A N/A N/A
Metro AG
Ticker Security ID: Meeting Date Meeting Status
MEO CINS D53968125 05/06/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Presentation of Accounts and Mgmt For For For
Reports; Allocation of
Profits/Dividends
5 Ratification of Management Board Acts Mgmt For Against Against
6 Ratification of Supervisory Board Mgmt For Against Against
Acts
7 Compensation Policy Mgmt For Against Against
8 Appointment of Auditor Mgmt For For For
9 Elect Peter Kupfer Mgmt For Against Against
10 Elect Ann-Kristin Achleitner Mgmt For Against Against
National
Australia Bank
Limited
Ticker Security ID: Meeting Date Meeting Status
NAB CINS Q65336119 12/16/2010 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Patricia Cross Mgmt For Against Against
3 Re-elect Daniel Gilbert Mgmt For Against Against
4 Re-elect Jillian Segal Mgmt For Against Against
5 Re-elect Malcolm Williamson Mgmt For Against Against
6 Elect Anthony Yuen Mgmt For Against Against
7 Remuneration Report Mgmt For For For
8 Equity Grant (CEO Cameron Clyne) Mgmt For For For
9 Equity Grant (Executive Director of Mgmt For For For
Finance Mark
Joiner)
10 Equity Grant (Group Deputy CEO Mgmt For For For
Michael
Ullmer)
11 Approve Termination Payments to a Mgmt For Against Against
Former
Employee
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Approve Selective Buy-back of 2008 Mgmt For For For
Stapled
Securities
14 Approve Selective Capital Reduction Mgmt For For For
of 2008 Stapled
Securities
15 Approve Selective Buy-back of 2009 Mgmt For For For
Stapled
Securities
16 Approve Selective Capital Reduction Mgmt For For For
of 2009 Stapled
Securities
National Bank of
Greece
Ticker Security ID: Meeting Date Meeting Status
ETE CINS X56533114 11/26/2010 Voted
Meeting Type Country of Trade
Special Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Authority to Repurchase Preferred Mgmt For Against Against
Shares
2 Election of Directors Mgmt For Abstain Against
3 Transaction of Other Business Mgmt For Against Against
National Bank of
Greece
S.A.
Ticker Security ID: Meeting Date Meeting Status
ETE CINS X56533114 06/23/2011 Voted
Meeting Type Country of Trade
Special Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Directors' and Auditor's Reports Mgmt For For For
2 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Directors' and Mgmt For Against Against
Auditor's
Acts
4 Directors' Fees Mgmt For For For
5 Board Transactions Mgmt For Against Against
6 Elect Spiros Theodoropoulos Mgmt For Against Against
7 Election of audit committee members Mgmt For For For
8 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
9 Transaction of Other Business Mgmt For Against Against
Natura
Cosmeticos
SA
Ticker Security ID: Meeting Date Meeting Status
NATU3 CINS P7088C106 04/08/2011 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Allocation of Profits/Dividends Mgmt For For For
Natura
Cosmeticos
SA
Ticker Security ID: Meeting Date Meeting Status
NATU3 CINS P7088C106 04/08/2011 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Election of Directors Mgmt For Against Against
7 Remuneration Policy Mgmt For Against Against
Neopost
Ticker Security ID: Meeting Date Meeting Status
NEO CINS F65196119 07/06/2010 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports; Approval of Mgmt For For For
Non Tax-Deductible
Expenses
4 Allocation of Profits/Dividends Mgmt For For For
5 Form of Dividend Payment Mgmt For For For
6 Consolidated Accounts and Reports Mgmt For For For
7 Related Party Transactions Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Elect Catherine Pourre Mgmt For Against Against
10 Elect Jean-Paul Villot Mgmt For Against Against
11 Elect Denis Thiery Mgmt For Against Against
12 Elect Jacques Clay Mgmt For Against Against
13 Elect Michel Guillet Mgmt For Against Against
14 Elect Agnes Touraine Mgmt For Against Against
15 Appointment of Auditor (Finexsi Mgmt For For For
Audit)
16 Appointment of Alternate Auditor Mgmt For For For
(Duvernois &
Associes)
17 Authority to Repurchase Shares Mgmt For For For
18 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities w/
Preemptive Rights; Authority to
Issue Debt
Instruments
19 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive Rights Through Public
Offer
20 Authority to Issue Shares Through Mgmt For Against Against
Private
Placement
21 Authority to Issue Convertible Mgmt For Against Against
Securities w/o Preemptive Rights
Through Public Offer; Authority to
Issue Debt
Instruments
22 Authority to Issue Convertible Mgmt For Against Against
Securities Through Private
Placement; Authority to Issue Debt
Instruments
23 Authority to Increase Share Issuance Mgmt For Against Against
Limit
24 Authority to Increase Capital Mgmt For For For
Through
Capitalizations
25 Authority to Increase Capital in Mgmt For Against Against
Consideration for Contributions in
Kind
26 Authority to Increase Capital in Mgmt For Against Against
Case of Exchange
Offer
27 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities Under
Employee Savings
Plan
28 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities under
Employee Savings Plan for Overseas
Employees
29 Authority to Issue Restricted Stock Mgmt For Against Against
to Employees and
Executives
30 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
31 Authority to Issue Debt Instruments Mgmt For For For
32 Authority to Carry Out Formalities Mgmt For For For
33 Non-Voting Meeting Note N/A N/A N/A N/A
Nippon Building
Fund
Inc.
Ticker Security ID: Meeting Date Meeting Status
8951 CINS J52088101 03/10/2011 Voted
Meeting Type Country of Trade
Special Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Amendments to Articles Mgmt For Against Against
2 Elect Tsutomu Nishikawa Mgmt For Against Against
3 Elect Kohichi Nishiyama Mgmt For Against Against
4 Elect Hatsuo Komatsu Mgmt For Against Against
5 Elect Sadao Kamiyama Mgmt For Against Against
6 Elect Yoshiyuki Hirai Mgmt For Against Against
7 Election of Alternate Supervisory Mgmt For Against Against
Director(s)
Nippon Electric
Glass Company
Ltd.
Ticker Security ID: Meeting Date Meeting Status
5214 CINS J53247110 06/29/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For Abstain Against
3 Elect Yuzoh Izutsu Mgmt For Against Against
4 Elect Masayuki Arioka Mgmt For Against Against
5 Elect Shuji Itoh Mgmt For Against Against
6 Elect Masanori Yokota Mgmt For Against Against
7 Elect Shiegru Yamamoto Mgmt For Against Against
8 Elect Kohichi Inamasu Mgmt For Against Against
9 Elect Masahiro Miyake Mgmt For Against Against
10 Elect Tamotsu Kitagawa Mgmt For Against Against
11 Elect Motoharu Matsumoto Mgmt For Against Against
12 Elect Nobuhiro Miyamoto Mgmt For For For
13 Elect Fujio Kishi Mgmt For For For
14 Elect Mineya Hamaoka Mgmt For For For
15 Election of Alternate Statutory Mgmt For For For
Auditor(s)
16 Bonus Mgmt For Against Against
OMV AG
Ticker Security ID: Meeting Date Meeting Status
OMV CINS A51460110 05/17/2011 Voted
Meeting Type Country of Trade
Special Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Presentation of Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Ratification of Management Board Acts Mgmt For Against Against
4 Ratification of Supervisory Board Mgmt For Against Against
Acts
5 Supervisory Board Members' Fees Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Elect Markus Beyrer Mgmt For Against Against
8 Long Term Incentive Plan 2011 Mgmt For For For
9 Authority to Repurchase Shares Mgmt For For For
10 Authority to Issue Treasury Shares Mgmt For For For
Pennon Group PLC
Ticker Security ID: Meeting Date Meeting Status
PNN CINS G8295T213 07/29/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Remuneration Report Mgmt For Against Against
4 Elect Kenneth Harvey Mgmt For Against Against
5 Elect Gerard Connell Mgmt For Against Against
6 Elect Chris Loughlin Mgmt For Against Against
7 Appointment of Auditor Mgmt For Against Against
8 Authority to Set Auditor's Fees Mgmt For Against Against
9 Authorisation of Political Donations Mgmt For Abstain Against
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Authority to Repurchase Shares Mgmt For For For
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Adoption of New Articles Mgmt For For For
22 Amendments to Articles Regarding Mgmt For For For
Borrowing
Powers
23 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Philippine Long
Distance
Telephone
Company
Ticker Security ID: Meeting Date Meeting Status
TEL CUSIP 718252604 06/14/2011 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Bienvenido Nebres Mgmt For Against Against
3 Elect Pedro Roxas Mgmt For Against Against
4 Elect Alfred Vy Ty Mgmt For Against Against
5 Elect Helen Dee Mgmt For Against Against
6 Elect Ray Espinosa Mgmt For Against Against
7 Elect Tatsu Kono Mgmt For Against Against
8 Elect Napoleon Nazareno Mgmt For Against Against
9 Elect Manuel Pangilinan Mgmt For Against Against
10 Elect Takashi Ooi Mgmt For Against Against
11 Elect Oscar Reyes Mgmt For Against Against
12 Elect Ma. Lourdes Rausa-Chan Mgmt For Against Against
13 Elect Juan Santos Mgmt For Against Against
14 Elect Tony Tan Caktiong Mgmt For Against Against
15 Acquisition Mgmt For Abstain Against
Portugal Telecom
SGPS
SA
Ticker Security ID: Meeting Date Meeting Status
PTC CUSIP 737273102 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Consolidated Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Ratification of Board Acts Mgmt For Against Against
5 Amendments to Articles Mgmt For For For
6 Authority to Repurchase and Re-Issue Mgmt For For For
Shares
7 Authority to Issue Convertible Bonds Mgmt For Against Against
8 Suppression of Preemptive Rights Mgmt For Against Against
9 Authority to Issue Debt Instruments Mgmt For For For
10 Authority to Repurchase and Re-Issue Mgmt For For For
Company Debt
Instruments
11 Remuneration Report Mgmt For Against Against
12 Election of Directors Mgmt For Against Against
PZU Group SA
Ticker Security ID: Meeting Date Meeting Status
PZU CINS X6919T107 06/01/2011 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting Mgmt For For For
3 Election of Presiding Chairman Mgmt For For For
4 Compliance with Rules of Convocation Mgmt For For For
5 Agenda Mgmt For For For
6 Amendments to Articles of Association Mgmt For Against Against
7 Closing Mgmt For For For
PZU Group SA
Ticker Security ID: Meeting Date Meeting Status
CINS X6919T107 06/30/2011 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening Mgmt For For For
3 Election of the Presiding Chairman Mgmt For For For
4 Compliance with Rules of Convocation Mgmt For For For
5 Agenda Mgmt For For For
6 Presentation of Accounts and Reports Mgmt For For For
7 Presentation of Management Board Mgmt For For For
Report
8 Presentation of Accounts and Reports Mgmt For For For
(Group)
9 Presentation of Management Board Mgmt For For For
Report
(Group)
10 Presentation of Supervisory Board Mgmt For For For
Report
11 Presentation of Supervisory Board Mgmt For For For
Activity
Report
12 Accounts and Reports Mgmt For For For
13 Management Board Report Mgmt For For For
14 Accounts and Reports (Group) Mgmt For For For
15 Management Board Report (Group) Mgmt For For For
16 Dividend and Reserve Policy Mgmt For For For
17 Allocation of Profits/Dividends Mgmt For For For
18 Ratification of Przemyslaw Dabrowski Mgmt For Against Against
19 Ratification of Dariusz Filar Mgmt For Against Against
20 Ratification of Witold Jaworski Mgmt For Against Against
21 Ratification of Andrzej Klesyk Mgmt For Against Against
22 Ratification of Rafal Stankiewicz Mgmt For Against Against
23 Ratification of Alfred Biec Mgmt For Against Against
24 Ratification of Zbigniew Cwiakalski Mgmt For Against Against
25 Ratification of Krzysztof Dresler Mgmt For Against Against
26 Ratification of Dariusz Filar Mgmt For Against Against
27 Ratification of Tomasz Gruszecki Mgmt For Against Against
28 Ratification of Maciej Kaminski Mgmt For Against Against
29 Ratification of Waldemar Maj Mgmt For Against Against
30 Ratification of Marcin Majeranowski Mgmt For Against Against
31 Ratification of Grazyna Mgmt For Against Against
Piotrowska-Oliwa
32 Ratification of Marzena Piszczek Mgmt For Against Against
33 Ratification of Tomasz Przeslawski Mgmt For Against Against
34 Ratification of Jurgen B.J. Stegmann Mgmt For Against Against
35 Ratification of Marco Vet Mgmt For Against Against
36 Supervisory Board Size Mgmt For Abstain Against
37 Election of Supervisory Board Mgmt For Against Against
38 Appointment of Attorney-in-Fact Mgmt For For For
39 Closing Mgmt For For For
Reed Elsevier Plc
Ticker Security ID: Meeting Date Meeting Status
REL CINS G74570121 04/20/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Allocation of Profits/Dividends Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Authority to Set Auditor's Fees Mgmt For For For
6 Elect Adrian Hennah Mgmt For For For
7 Elect Mark Armour Mgmt For For For
8 Elect Mark Elliott Mgmt For For For
9 Elect Erik Engstrom Mgmt For For For
10 Elect Anthony Habgood Mgmt For Against Against
11 Elect Lisa Hook Mgmt For For For
12 Elect Robert Polet Mgmt For For For
13 Elect David Reid Mgmt For Against Against
14 Elect Ben van der Veer Mgmt For For For
15 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
16 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
17 Authority to Repurchase Shares Mgmt For For For
18 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Repsol-YPF SA
Ticker Security ID: Meeting Date Meeting Status
REP CINS E8471S130 04/15/2011 Voted
Meeting Type Country of Trade
Special Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Board Acts Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Amendments to Articles; Amendments Mgmt For For For
to General Meeting
Regulations
7 Amendments to Articles Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Elect Antonio Brufau Niubo Mgmt For Against Against
10 Elect Luis Fernando del Rivero Mgmt For Against Against
Asensio
11 Elect Juan Abello Gallo Mgmt For Against Against
12 Elect Luis Carlos Croissier Batista Mgmt For Against Against
13 Elect A?ngel Durandez Adeva Mgmt For Against Against
14 Elect Jose Manuel Loureda Mantinan Mgmt For Against Against
15 Elect Mario Fernandez Pelaz Mgmt For Against Against
16 Co-Investment Plan Mgmt For Against Against
17 Share Purchase Plan Mgmt For For For
18 Authority to Issue Convertible Mgmt For Against Against
Securities w/ or w/o Preemptive
Rights
19 Authority to Carry Out Formalities Mgmt For For For
Rio Tinto plc
Ticker Security ID: Meeting Date Meeting Status
RIO CUSIP 767204100 04/14/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Tom Albanese Mgmt For For For
4 Elect Robert Brown Mgmt For For For
5 Elect Vivienne Cox Mgmt For For For
6 Elect Jan du Plessis Mgmt For For For
7 Elect Guy Elliott Mgmt For For For
8 Elect Michael Fitzpatrick Mgmt For For For
9 Elect Ann Godbehere Mgmt For For For
10 Elect Richard Goodmanson Mgmt For For For
11 Elect Andrew Gould Mgmt For For For
12 Elect Lord John Kerr of Kinlochard Mgmt For For For
13 Elect Paul Tellier Mgmt For For For
14 Elect Samuel Walsh Mgmt For For For
15 Elect Stephen Mayne Mgmt Against Against For
16 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
17 Amendment to the Performance Share Mgmt For For For
Plan
18 Amendment to and Renewal of Share Mgmt For For For
Ownership
Plan
19 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
20 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
21 Authority to Repurchase Rio Tinto Mgmt For For For
plc
Shares
22 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Sims Metal
Management
Limited
Ticker Security ID: Meeting Date Meeting Status
SGM CINS Q8505L116 11/19/2010 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Christopher Renwick Mgmt For Against Against
3 Amend the Constitution - Dividends Mgmt For For For
4 Equity Grant (MD/CEO Daniel Dienst) Mgmt For Against Against
5 Remuneration Report Mgmt For Against Against
Sonova Holding AG
Ticker Security ID: Meeting Date Meeting Status
SOON CINS H8024W106 06/21/2011 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Remuneration Report Mgmt For Against Against
5 Allocation of Profits Mgmt For For For
6 Allocation of Dividends from Reserves Mgmt For For For
7 Ratification of Board Acts Mgmt For Against Against
8 Elect Heliane Canepa Mgmt For Against Against
9 Appointment of Auditor Mgmt For Against Against
10 Non-Voting Meeting Note N/A N/A N/A N/A
Standard
Chartered
plc
Ticker Security ID: Meeting Date Meeting Status
STAN CINS G84228157 05/05/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Remuneration Report Mgmt For Against Against
4 Elect Steve Bertamini Mgmt For For For
5 Elect Jaspal Bindra Mgmt For For For
6 Elect Richard Delbridge Mgmt For For For
7 Elect Jamie Dundas Mgmt For For For
8 Elect Valerie Gooding Mgmt For For For
9 Elect HAN Seung-Soo Mgmt For For For
10 Elect Simon Lowth Mgmt For For For
11 Elect Rudy Markham Mgmt For For For
12 Elect Ruth Markland Mgmt For For For
13 Elect Richard Meddings Mgmt For For For
14 Elect John Paynter Mgmt For For For
15 Elect John Peace Mgmt For Against Against
16 Elect Michael Rees Mgmt For For For
17 Elect Peter Sands Mgmt For For For
18 Elect Paul Skinner Mgmt For For For
19 Elect Oliver Stocken Mgmt For For For
20 Appointment of Auditor Mgmt For For For
21 Authority to Set Auditor's Fees Mgmt For For For
22 Authorisation of Political Donations Mgmt For Abstain Against
23 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
24 Authority to Issue Repurchased Mgmt For Against Against
Shares w/ Preemptive
Rights
25 2011 Share Plan Mgmt For For For
26 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
27 Authority to Repurchase Ordinary Mgmt For For For
Shares
28 Authority to Repurchase Preference Mgmt For For For
Shares
29 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
30 Non-Voting Meeting Note N/A N/A N/A N/A
Statoil ASA
Ticker Security ID: Meeting Date Meeting Status
STL CUSIP 85771P102 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Presiding Chairman Mgmt For For For
2 Notice of Meeting and Agenda Mgmt For For For
3 Election of Individuals to Check Mgmt For For For
Minutes
4 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
5 Compensation Guidelines Mgmt For Against Against
6 Authority to Set Auditor's Fees Mgmt For For For
7 Corporate Assembly Fees Mgmt For For For
8 Election of Nominating Committee Mgmt For For For
Member
9 Nominating Committee Fees Mgmt For For For
10 Authority to Repurchase Shares Mgmt For For For
Pursuant to Share Savings
Plan
11 Authority to Repurchase Shares for Mgmt For For For
Cancellation
12 Amendments to Marketing Instructions Mgmt For For For
13 Amendments to Articles Mgmt For For For
14 Nomination Committee Guidelines Mgmt For For For
15 Shareholder Proposal Regarding Mgmt Against Abstain N/A
Withdrawal from Canadian Oil
Sands
Sun Hung Kai
Properties
Limited
Ticker Security ID: Meeting Date Meeting Status
16 CINS Y82594121 12/02/2010 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect William FUNG Kwok Lun Mgmt For Against Against
6 Elect LEE Shau Kee Mgmt For Against Against
7 Elect Michael WONG Yick Kam Mgmt For Against Against
8 Elect Raymond KWOK Ping Luen Mgmt For Against Against
9 Elect CHAN Kai Ming Mgmt For Against Against
10 Elect Thomas CHAN Kui Yuen Mgmt For Against Against
11 Elect KWONG Chun Mgmt For Against Against
12 Directors' Fees Mgmt For For For
13 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
14 Authority to Repurchase Shares Mgmt For For For
15 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive
Rights
16 Authority to Issue Repurchased Shares Mgmt For For For
Syngenta AG
Ticker Security ID: Meeting Date Meeting Status
SYNN CUSIP 87160A100 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Compensation Report Mgmt For Against Against
3 Ratification of Board and Management Mgmt For Against Against
Acts
4 Cancellation of Shares Mgmt For Against Against
5 Allocation of Profits Mgmt For For For
6 Dividend Distribution from Reserves Mgmt For For For
7 Elect Martin Taylor Mgmt For Against Against
8 Elect Peter Thompson Mgmt For Against Against
9 Elect Rolf Watter Mgmt For Against Against
10 Elect Felix Weber Mgmt For Against Against
11 Appointment of Auditor Mgmt For For For
12 Transaction of Other Business Mgmt For Against Against
Taiwan
Semiconductor
Manufacturing
Ticker Security ID: Meeting Date Meeting Status
2330 CUSIP 874039100 06/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Procedural Rules: Mgmt For For For
Capital Loans and
Endorsements/Guarantees
4 Approve Spin-off Mgmt For For For
5.1 Elect Gregory C. Chow Mgmt For Withhold Against
5.2 Elect Kok-Choo Chen Mgmt For Withhold Against
Tenaris S.A.
Ticker Security ID: Meeting Date Meeting Status
TEN CUSIP 88031M109 06/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Presentation of Accounts and Reports Mgmt For For For
2 Consolidated Accounts and Reports Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Board Acts Mgmt For Against Against
6 Election of Directors Mgmt For Against Against
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
9 Electronic Communications Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Amendment Regarding Date of the Mgmt For For For
Annual General
Meeting
Tenaris S.A.
Ticker Security ID: Meeting Date Meeting Status
TEN CUSIP 88031M109 06/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Presentation of Accounts and Reports Mgmt For For For
2 Consolidated Accounts and Reports Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Board Acts Mgmt For Against Against
6 Election of Directors Mgmt For Against Against
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
9 Electronic Communications Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Amendment Regarding Date of the Mgmt For For For
Annual General
Meeting
The Game Group
plc
Ticker Security ID: Meeting Date Meeting Status
GMG CINS G37217109 06/15/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Ian Shepherd Mgmt For Against Against
5 Elect Christopher Bell Mgmt For Against Against
6 Elect Ben White Mgmt For Against Against
7 Elect Dana Dunne Mgmt For Against Against
8 Elect Ishbel Macpherson Mgmt For Against Against
9 Appointment of Auditor Mgmt For Against Against
10 Authority to Set Auditor's Fees Mgmt For Against Against
11 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
13 Authority to Repurchase Shares Mgmt For For For
14 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
The Sage Group
plc
Ticker Security ID: Meeting Date Meeting Status
SGE CINS G7771K134 03/02/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Guy Berruyer Mgmt For Against Against
4 Elect David Clayton Mgmt For Against Against
5 Elect Paul Harrison Mgmt For Against Against
6 Elect Tony Hobson Mgmt For Against Against
7 Elect Tamara Ingram Mgmt For Against Against
8 Elect Ruth Markland Mgmt For Against Against
9 Elect Ian Mason Mgmt For Against Against
10 Elect Mark Rolfe Mgmt For Against Against
11 Elect Paul Stobart Mgmt For Against Against
12 Appointment of Auditor and Authority Mgmt For Against Against
to Set
Fees
13 Directors' Remuneration Report Mgmt For For For
14 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Authority to Repurchase Shares Mgmt For For For
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Adoption of New Articles Mgmt For For For
23 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
24 Authority to Grant Awards under Mgmt For For For
French Appendix of Performance
Share
Plan
Tokuyama Corp.
Ticker Security ID: Meeting Date Meeting Status
4043 CINS J86506102 06/28/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Shigeaki Nakahara Mgmt For Against Against
5 Elect Kazuhisa Kohgo Mgmt For Against Against
6 Elect Yoshikazu Mizuno Mgmt For Against Against
7 Elect Tatsuo Segawa Mgmt For Against Against
8 Elect Yukio Muranaga Mgmt For Against Against
9 Elect Shigeki Yuasa Mgmt For Against Against
10 Elect Toshiaki Tsuchiya Mgmt For Against Against
11 Elect Tetsushi Yamada Mgmt For Against Against
12 Elect Akio Fujiwara Mgmt For Against Against
13 Elect Takeru Ishibashi Mgmt For Against Against
Turkiye Halk
Bankasi
AS
Ticker Security ID: Meeting Date Meeting Status
HALKB CINS M9032A106 03/01/2011 Voted
Meeting Type Country of Trade
Annual Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening; Election of Presiding Mgmt For For For
Chairman
3 Minutes Mgmt For For For
4 Reports Mgmt For For For
5 Accounts Mgmt For For For
6 Related Party Transactions Mgmt For Against Against
7 Ratification of Board and Statutory Mgmt For Against Against
Auditors'
Acts
8 Directors and Statutory Auditors' Mgmt For Abstain Against
Fees
9 Authority to Issue Shares, Bonds and Mgmt For Abstain Against
Other Debt
Instruments
10 Authority to Move Headquarters to Mgmt For For For
Istanbul
11 Charitable Donations Mgmt For For For
12 Wishes; Closing Mgmt For For For
13 Non-Voting Meeting Note N/A N/A N/A N/A
Unilever plc
Ticker Security ID: Meeting Date Meeting Status
ULVR CINS G92087165 05/11/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Director's Remuneration Report Mgmt For For For
3 Elect Paul Polman Mgmt For For For
4 Elect Jean-Marc Huet Mgmt For For For
5 Elect Louise Fresco Mgmt For For For
6 Elect Ann Fudge Mgmt For For For
7 Elect Charles Golden Mgmt For For For
8 Elect Byron Grote Mgmt For For For
9 Elect Hixonia Nyasulu Mgmt For For For
10 Elect Sir Malcolm Rifkind Mgmt For For For
11 Elect Kees Storm Mgmt For For For
12 Elect Michael Treschow Mgmt For For For
13 Elect Paul Walsh Mgmt For Against Against
14 Elect Sunil Bharti Mittal Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Auditor's Fees Mgmt For For For
17 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
18 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
19 Authority to Repurchase Shares Mgmt For For For
20 Authorisation of Political Donations Mgmt For Abstain Against
21 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
22 Amendments to Articles Regarding Mgmt For For For
Borrowing
Limit
23 Non-Voting Meeting Note N/A N/A N/A N/A
Veolia
Environnement
Ticker Security ID: Meeting Date Meeting Status
VIE CUSIP 92334N103 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Consolidated Accounts and Reports Mgmt For For For
3 Approval of Non Tax-Deductible Mgmt For For For
Expenses
4 Allocation of Profits/Dividends Mgmt For For For
5 Form of Dividend Payment Mgmt For For For
6 Related Party Transactions Mgmt For Against Against
7 Elect Jean Azema Mgmt For Against Against
8 Elect Pierre-Andre de Chalendar Mgmt For Against Against
9 Elect Baudouin Prot Mgmt For Against Against
10 Elect Louis Schweitzer Mgmt For Against Against
11 Appointment of Auditor (Ernst & Mgmt For For For
Young
Audit)
12 Appointment of Alternate Auditor Mgmt For For For
(AUDITEX)
13 Directors' Fees Mgmt For For For
14 Authority to Repurchase Shares Mgmt For For For
15 Authority to Increase Capital Under Mgmt For Against Against
Employee Savings
Plan
16 Authority to Increase Capital under Mgmt For Against Against
Savings Plans for Overseas
Employees
17 Amendment to Articles Mgmt For For For
18 Authority to Carry Out Formalities Mgmt For For For
Vodafone Group
plc
Ticker Security ID: Meeting Date Meeting Status
VOD CUSIP 92857W209 07/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect John R. H. Bond Mgmt For Against Against
3 Elect John Buchanan Mgmt For For For
4 Elect Vittorio Colao Mgmt For For For
5 Elect Michel Combes Mgmt For For For
6 Elect Andy Halford Mgmt For For For
7 Elect Steve Pusey Mgmt For For For
8 Elect Alan Jebson Mgmt For For For
9 Elect Samuel Jonah Mgmt For For For
10 Elect Nick Land Mgmt For Against Against
11 Elect Anne Lauvergeon Mgmt For Against Against
12 Elect Luc Vandevelde Mgmt For For For
13 Elect Anthony Watson Mgmt For For For
14 Elect Philip Yea Mgmt For For For
15 Allocation of Profits/Dividends Mgmt For For For
16 Directors' Remuneration Report Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Auditor's Fees Mgmt For For For
19 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
20 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
21 Authority to Repurchase Shares Mgmt For For For
22 Adoption of New Articles Mgmt For For For
23 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
24 Share Incentive Plan Renewal Mgmt For For For
Yamatake
Ticker Security ID: Meeting Date Meeting Status
6845 CINS J96348107 06/28/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Tomohito Matsuyasu Mgmt For For For
5 Elect Kensei Sukizaki Mgmt For For For
6 Elect Kinya Fujimoto Mgmt For For For
7 Elect Junichi Asada Mgmt For Against Against
8 Elect Kazuo Yamamoto Mgmt For For For
==============ESG MANAGERS AGGRESSIVE GROWTH PORTFOLIO==================
Item 1: Proxy Voting Record
Manager Sleeve : Agg Growth LV Clear Bridge
07/01/2010 - 06/30/2011
Air Products and
Chemicals,
Inc.
Ticker Security ID: Meeting Date Meeting Status
APD CUSIP 009158106 01/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Chadwick C. Deaton Mgmt For For For
1.2 Elect Director Michael J. Donahue Mgmt For For For
1.3 Elect Director Ursula O. Fairbairn Mgmt For For For
1.4 Elect Director Lawrence S. Smith Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
5 Approve Executive Incentive Bonus Mgmt For For For
Plan
American Express
Company
Ticker Security ID: Meeting Date Meeting Status
AXP CUSIP 025816109 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Daniel F. Akerson Mgmt For For For
1.2 Elect Director Charlene Barshefsky Mgmt For For For
1.3 Elect Director Ursula M. Burns Mgmt For For For
1.4 Elect Director Kenneth I. Chenault Mgmt For For For
1.5 Elect Director Peter Chernin Mgmt For For For
1.6 Elect Director Theodore J. Leonsis Mgmt For For For
1.7 Director Jan Leschly Mgmt For For For
1.8 Director Richard C. Levin Mgmt For For For
1.9 Director Richard A. McGinn Mgmt For For For
1.10 Director Edward D. Miller Mgmt For For For
1.11 Director Steven S. Reinemund Mgmt For For For
1.12 Director Robert D. Walter Mgmt For For For
1.13 Director Ronald A. Williams Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
5 Provide for Cumulative Voting ShrHldr Against Against For
6 Amend Bylaws-- Call Special Meetings ShrHldr Against For Against
Apache
Corporation
Ticker Security ID: Meeting Date Meeting Status
APA CUSIP 037411105 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director G. Steven Farris Mgmt For For For
2 Elect Director Randolph M. Ferlic Mgmt For For For
3 Elect Director A.D. Frazier, Jr. Mgmt For For For
4 Elect Director John A. Kocur Mgmt For For For
5 Ratify Auditors Mgmt For For For
6 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
8 Increase Authorized Common Stock Mgmt For For For
9 Increase Authorized Preferred Stock Mgmt For For For
10 Approve Omnibus Stock Plan Mgmt For For For
AT&T Inc.
Ticker Security ID: Meeting Date Meeting Status
T CUSIP 00206R102 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Randall L. Stephenson Mgmt For For For
2 Elect Director Gilbert F. Amelio Mgmt For For For
3 Elect Director Reuben V. Anderson Mgmt For For For
4 Elect Director James H. Blanchard Mgmt For For For
5 Elect Director Jaime Chico Pardo Mgmt For For For
6 Elect Director James P. Kelly Mgmt For For For
7 Elect Director Jon C. Madonna Mgmt For For For
8 Elect Director Lynn M. Martin Mgmt For For For
9 Elect Director John B. McCoy Mgmt For For For
10 Elect Director Joyce M. Roche Mgmt For For For
11 Elect Director Matthew K. Rose Mgmt For For For
12 Elect Director Laura D Andrea Tyson Mgmt For For For
13 Ratify Auditors Mgmt For For For
14 Approve Omnibus Stock Plan Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
17 Report on Political Contributions ShrHldr Against Against For
18 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special
Meetings
19 Provide Right to Act by Written ShrHldr Against For Against
Consent
Bank of America
Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505104 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Mukesh D. Ambani Mgmt For For For
2 Elect Director Susan S. Bies Mgmt For For For
3 Elect Director Frank P. Bramble, Sr. Mgmt For For For
4 Elect Director Virgis W. Colbert Mgmt For For For
5 Elect Director Charles K. Gifford Mgmt For For For
6 Elect Director Charles O. Holliday, Mgmt For For For
Jr.
7 Elect Director D. Paul Jones, Jr. Mgmt For For For
8 Elect Director Monica C. Lozano Mgmt For For For
9 Elect Director Thomas J. May Mgmt For For For
10 Elect Director Brian T. Moynihan Mgmt For For For
11 Elect Director Donald E. Powell Mgmt For For For
12 Elect Director Charles O. Rossotti Mgmt For For For
13 Elect Director Robert W. Scully Mgmt For For For
14 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
16 Ratify Auditors Mgmt For For For
17 Disclose Prior Government Service ShrHldr Against Against For
18 Provide Right to Act by Written ShrHldr Against For Against
Consent
19 Require Audit Committee Review and ShrHldr Against Against For
Report on Controls Related to
Loans, Foreclosure and
Securitizations
20 Report on Lobbying Expenses ShrHldr Against Against For
21 Report on Collateral in Derivatives ShrHldr Against Against For
Trading
22 Restore or Provide for Cumulative ShrHldr Against Against For
Voting
23 Claw-back of Payments under ShrHldr Against For Against
Restatements
24 Prohibit Certain Relocation Benefits ShrHldr Against Against For
to Senior
Executives
CenturyLink, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTL CUSIP 156700106 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Virginia Boulet Mgmt For For For
1.2 Elect Director Peter C. Brown Mgmt For For For
1.3 Elect Director Richard A. Gephardt Mgmt For For For
1.4 Elect Director Gregory J. McCray Mgmt For For For
1.5 Elect Director Michael J. Roberts Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Approve Omnibus Stock Plan Mgmt For For For
4 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
6 Report on Political Contributions ShrHldr Against Against For
7 Declassify the Board of Directors ShrHldr Against For Against
CenturyLink, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTL CUSIP 156700106 08/24/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Issue Shares in Connection with Mgmt For For For
Acquisition
2 Adjourn Meeting Mgmt For For For
ConocoPhillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP 20825C104 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Richard L. Armitage Mgmt For For For
2 Elect Director Richard H. Auchinleck Mgmt For For For
3 Elect Director James E. Copeland, Jr. Mgmt For For For
4 Elect Director Kenneth M. Duberstein Mgmt For For For
5 Elect Director Ruth R. Harkin Mgmt For For For
6 Elect Director Harold W. McGraw III Mgmt For For For
7 Elect Director James J. Mulva Mgmt For For For
8 Elect Director Robert A. Niblock Mgmt For For For
9 Elect Director Harald J. Norvik Mgmt For For For
10 Elect Director William K. Reilly Mgmt For For For
11 Elect Director Victoria J. Tschinkel Mgmt For For For
12 Elect Director Kathryn C. Turner Mgmt For For For
13 Elect Director William E. Wade, Jr. Mgmt For For For
14 Ratify Auditors Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt N/A One Year N/A
17 Approve Omnibus Stock Plan Mgmt For For For
18 Amend EEO Policy to Prohibit ShrHldr Against For Against
Discrimination based on Gender
Identity
19 Report on Political Contributions ShrHldr Against For Against
20 Report on Lobbying Expenses ShrHldr Against Against For
21 Report on Accident Risk Reduction ShrHldr Against For Against
Efforts
22 Adopt Policy to Address Coastal ShrHldr Against Against For
Louisiana Environmental
Impacts
23 Adopt Quantitative GHG Goals for ShrHldr Against For Against
Products and
Operations
24 Report on Financial Risks of Climate ShrHldr Against Against For
Change
25 Report on Environmental Impact of ShrHldr Against For Against
Oil Sands Operations in
Canada
Crown Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CCK CUSIP 228368106 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Jenne K. Britell Mgmt For For For
1.2 Elect Director John W. Conway Mgmt For For For
1.3 Elect Director Arnold W. Donald Mgmt For For For
1.4 Elect Director William G. Little Mgmt For For For
1.5 Elect Director Hans J. Loliger Mgmt For For For
1.6 Elect Director James H. Miller Mgmt For For For
1.7 Elect Director Josef M. Muller Mgmt For For For
1.8 Elect Director Thomas A. Ralph Mgmt For For For
1.9 Elect Director Hugues du Rouret Mgmt For For For
1.10 Elect Director Jim L. Turner Mgmt For For For
1.11 Elect Director William S. Urkiel Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For For For
4 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
CVS Caremark
Corporation
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Edwin M. Banks Mgmt For For For
2 Elect Director C. David Brown II Mgmt For For For
3 Elect Director David W. Dorman Mgmt For For For
4 Elect Director Anne M. Finucane Mgmt For For For
5 Elect Director Kristen Gibney Mgmt For For For
Williams
6 Elect Director Marian L. Heard Mgmt For For For
7 Elect Director Larry J. Merlo Mgmt For For For
8 Elect Director Jean-Pierre Millon Mgmt For For For
9 Elect Director Terrence Murray Mgmt For For For
10 Elect Director C.A. Lance Piccolo Mgmt For For For
11 Elect Director Richard J. Swift Mgmt For For For
12 Elect Director Tony L. White Mgmt For For For
13 Ratify Auditors Mgmt For For For
14 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
16 Report on Political Contributions ShrHldr Against Against For
17 Provide Right to Act by Written ShrHldr Against For Against
Consent
Danaher
Corporation
Ticker Security ID: Meeting Date Meeting Status
DHR CUSIP 235851102 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director H. Lawrence Culp, Jr. Mgmt For For For
1.2 Elect Director Mitchell P. Rales Mgmt For For For
1.3 Elect Director Elias A. Zerhouni Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Declassify the Board of Directors Mgmt For For For
4 Provide Right to Call Special Meeting Mgmt For For For
5 Amend Omnibus Stock Plan Mgmt For For For
6 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
DISH Network
Corporation
Ticker Security ID: Meeting Date Meeting Status
DISH CUSIP 25470M109 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director James Defranco Mgmt For Withhold Against
1.2 Elect Director Cantey Ergen Mgmt For Withhold Against
1.3 Elect Director Charles W. Ergen Mgmt For For For
1.4 Elect Director Steven R. Goodbarn Mgmt For For For
1.5 Elect Director Gary S. Howard Mgmt For For For
1.6 Elect Director David K. Moskowitz Mgmt For For For
1.7 Elect Director Tom A. Ortolf Mgmt For For For
1.8 Elect Director Carl E. Vogel Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
5 Adopt a Recapitalization Plan ShrHldr Against Against For
6 Other Business Mgmt For For For
El Paso
Corporation
Ticker Security ID: Meeting Date Meeting Status
EP CUSIP 28336L109 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Juan Carlos Braniff Mgmt For For For
2 Elect Director David W. Crane Mgmt For For For
3 Elect Director Douglas L. Foshee Mgmt For For For
4 Elect Director Robert W. Goldman Mgmt For For For
5 Elect Director Anthony W. Hall, Jr. Mgmt For For For
6 Elect Director Thomas R. Hix Mgmt For For For
7 Elect Director Ferrell P. McClean Mgmt For For For
8 Elect Director Timothy J. Probert Mgmt For For For
9 Elect Director Steven J. Shapiro Mgmt For For For
10 Elect Director J. Michael Talbert Mgmt For For For
11 Elect Director Robert F. Vagt Mgmt For For For
12 Elect Director John L. Whitmire Mgmt For For For
13 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
15 Ratify Auditors Mgmt For For For
Emerson Electric
Co.
Ticker Security ID: Meeting Date Meeting Status
EMR CUSIP 291011104 02/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director D.N. Farr Mgmt For For For
1.2 Elect Director H. Green Mgmt For For For
1.3 Elect Director C.A. Peters Mgmt For For For
1.4 Elect Director J.W. Prueher Mgmt For For For
1.5 Elect Director R.L. Ridgway Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Approve Stock Option Plan Mgmt For For For
4 Ratify Auditors Mgmt For For For
5 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
7 Report on Sustainability ShrHldr Against For Against
General Electric
Company
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP 369604103 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director W. Geoffrey Beattie Mgmt For For For
2 Elect Director James I. Cash, Jr. Mgmt For For For
3 Elect Director Ann M. Fudge Mgmt For For For
4 Elect Director Susan Hockfield Mgmt For For For
5 Elect Director Jeffrey R. Immelt Mgmt For For For
6 Elect Director Andrea Jung Mgmt For For For
7 Elect Director Alan G. Lafley Mgmt For For For
8 Elect Director Robert W. Lane Mgmt For For For
9 Elect Director Ralph S. Larsen Mgmt For For For
10 Elect Director Rochelle B. Lazarus Mgmt For For For
11 Elect Director James J. Mulva Mgmt For For For
12 Elect Director Sam Nunn Mgmt For For For
13 Elect Director Roger S. Penske Mgmt For For For
14 Elect Director Robert J. Swieringa Mgmt For For For
15 Elect Director James S. Tisch Mgmt For For For
16 Elect Director Douglas A. Warner III Mgmt For For For
17 Ratify Auditors Mgmt For For For
18 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
19 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
20 Provide for Cumulative Voting ShrHldr Against Against For
21 Performance-Based Equity Awards ShrHldr Against Against For
22 Withdraw Stock Options Granted to ShrHldr Against Against For
Executive
Officers
23 Report on Climate Change Business ShrHldr Against Against For
Risk
24 Report on Animal Testing and Plans ShrHldr Against Against For
for
Reduction
Hewlett-Packard
Company
Ticker Security ID: Meeting Date Meeting Status
HPQ CUSIP 428236103 03/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director M. L. Andreessen Mgmt For For For
2 Elect Director L. Apotheker Mgmt For For For
3 Elect Director L.T. Babbio, Jr. Mgmt For For For
4 Elect Director S.M. Baldauf Mgmt For For For
5 Elect Director S. Banerji Mgmt For For For
6 Elect Director R.L. Gupta Mgmt For For For
7 Elect Director J.H. Hammergren Mgmt For For For
8 Elect Director R.J. Lane Mgmt For For For
9 Elect Director G.M. Reiner Mgmt For For For
10 Elect Director P.F. Russo Mgmt For For For
11 Elect Director D. Senequier Mgmt For For For
12 Elect Director G.K. Thompson Mgmt For For For
13 Elect Director M.C. Whitman Mgmt For For For
14 Ratify Auditors Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
17 Approve Qualified Employee Stock Mgmt For For For
Purchase
Plan
18 Amend Executive Incentive Bonus Plan Mgmt For For For
Honeywell
International
Inc.
Ticker Security ID: Meeting Date Meeting Status
HON CUSIP 438516106 04/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Gordon M. Bethune Mgmt For For For
2 Elect Director Kevin Burke Mgmt For For For
3 Elect Director Jaime Chico Pardo Mgmt For For For
4 Elect Director David M. Cote Mgmt For For For
5 Elect Director D. Scott Davis Mgmt For For For
6 Elect Director Linnet F. Deily Mgmt For For For
7 Elect Director Judd Gregg Mgmt For For For
8 Elect Director Clive R. Hollick Mgmt For For For
9 Elect Director George Paz Mgmt For For For
10 Elect Director Bradley T. Sheares Mgmt For For For
11 Ratify Auditors Mgmt For For For
12 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
14 Approve Omnibus Stock Plan Mgmt For For For
15 Amend Executive Incentive Bonus Plan Mgmt For For For
16 Provide Right to Act by Written ShrHldr Against For Against
Consent
17 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special
Meetings
Illinois Tool
Works
Inc.
Ticker Security ID: Meeting Date Meeting Status
ITW CUSIP 452308109 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Susan Crown Mgmt For For For
2 Elect Director Don H. Davis, Jr. Mgmt For For For
3 Elect Director Robert C. McCormack Mgmt For Against Against
4 Elect Director Robert S. Morrison Mgmt For For For
5 Elect Director James A. Skinner Mgmt For For For
6 Elect Director David B. Smith, Jr. Mgmt For For For
7 Elect Director David B. Speer Mgmt For For For
8 Elect Director Pamela B. Strobel Mgmt For For For
9 Elect Director Kevin M. Warren Mgmt For For For
10 Elect Director Anre D. Williams Mgmt For For For
11 Ratify Auditors Mgmt For For For
12 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
14 Approve Executive Incentive Bonus Mgmt For For For
Plan
15 Amend Omnibus Stock Plan Mgmt For For For
International
Business
Machines
Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director A. J. P. Belda Mgmt For For For
2 Elect Director W. R. Brody Mgmt For For For
3 Elect Director K. I. Chenault Mgmt For For For
4 Elect Director M. L. Eskew Mgmt For For For
5 Elect Director S. A. Jackson Mgmt For For For
6 Elect Director A. N. Liveris Mgmt For For For
7 Elect Director W. J. McNerney, Jr. Mgmt For For For
8 Elect Director J. W. Owens Mgmt For For For
9 Elect Director S. J. Palmisano Mgmt For For For
10 Elect Director J. E. Spero Mgmt For For For
11 Elect Director S. Taurel Mgmt For For For
12 Elect Director L. H. Zambrano Mgmt For For For
13 Ratify Auditors Mgmt For For For
14 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
16 Provide for Cumulative Voting ShrHldr Against Against For
17 Report on Political Contributions ShrHldr Against Against For
18 Report on Lobbying Expenses ShrHldr Against Against For
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Mary Sue Coleman Mgmt For For For
2 Elect Director James G. Cullen Mgmt For For For
3 Elect Director Ian E.L. Davis Mgmt For For For
4 Elect Director Michael M.e. Johns Mgmt For For For
5 Elect Director Susan L. Lindquist Mgmt For For For
6 Elect Director Anne M. Mulcahy Mgmt For For For
7 Elect Director Leo F. Mullin Mgmt For For For
8 Elect Director William D. Perez Mgmt For For For
9 Elect Director Charles Prince Mgmt For For For
10 Elect Director David Satcher Mgmt For For For
11 Elect Director William C. Weldon Mgmt For For For
12 Ratify Auditors Mgmt For For For
13 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
15 Adopt Policy to Restrain ShrHldr Against Against For
Pharmaceutical Price
Increases
16 Amend EEO Policy to Prohibit ShrHldr Against Against For
Discrimination Based on Applicant's
Health
Status
17 Adopt Animal-Free Training Methods ShrHldr Against For Against
Johnson
Controls,
Inc.
Ticker Security ID: Meeting Date Meeting Status
JCI CUSIP 478366107 01/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Natalie A. Black Mgmt For For For
1.2 Elect Director Robert A. Cornog Mgmt For For For
1.3 Elect Director William H. Lacy Mgmt For For For
1.4 Elect Director Stephen A. Roell Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Adopt Majority Voting for Mgmt For For For
Uncontested Election of
Directors
4 Amend Executive Incentive Bonus Plan Mgmt For For For
5 Amend Executive Incentive Bonus Plan Mgmt For For For
6 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
JPMorgan Chase &
Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625h100 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Crandall C. Bowles Mgmt For For For
2 Elect Director Stephen B. Burke Mgmt For For For
3 Elect Director David M. Cote Mgmt For For For
4 Elect Director James S. Crown Mgmt For For For
5 Elect Director James Dimon Mgmt For For For
6 Elect Director Ellen V. Futter Mgmt For For For
7 Elect Director William H. Gray, III Mgmt For For For
8 Elect Director Laban P. Jackson, Jr. Mgmt For For For
9 Elect Director David C. Novak Mgmt For For For
10 Elect Director Lee R. Raymond Mgmt For For For
11 Elect Director William C. Weldon Mgmt For For For
12 Ratify Auditors Mgmt For For For
13 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
15 Amend Omnibus Stock Plan Mgmt For For For
16 Affirm Political Non-Partisanship ShrHldr Against Against For
17 Provide Right to Act by Written ShrHldr Against For Against
Consent
18 Report on Loan Modifications ShrHldr Against Against For
19 Report on Political Contributions ShrHldr Against Against For
20 Institute Procedures to Prevent ShrHldr Against Against For
Investments in Companies that
Contribute to Genocide or Crimes
Against
Humanity
21 Require Independent Board Chairman ShrHldr Against Against For
Kellogg Company
Ticker Security ID: Meeting Date Meeting Status
K CUSIP 487836108 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director John Bryant Mgmt For For For
1.2 Elect Director Rogelio Rebolledo Mgmt For For For
1.3 Elect Director Sterling Speirn Mgmt For For For
1.4 Elect Director John Zabriskie Mgmt For For For
2 Approve Executive Incentive Bonus Mgmt For For For
Plan
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
5 Ratify Auditors Mgmt For For For
6 Reduce Supermajority Vote Requirement ShrHldr Against For Against
7 Require a Majority Vote for the ShrHldr Against For Against
Election of
Directors
Kimberly-Clark
Corporation
Ticker Security ID: Meeting Date Meeting Status
KMB CUSIP 494368103 04/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director John R. Alm Mgmt For For For
2 Elect Director John F. Bergstrom Mgmt For For For
3 Elect Director Abelardo E. Bru Mgmt For For For
4 Elect Director Robert W. Decherd Mgmt For For For
5 Elect Director Thomas J. Falk Mgmt For For For
6 Elect Director Mae C. Jemison Mgmt For For For
7 Elect Director James M. Jenness Mgmt For For For
8 Elect Director Nancy J. Karch Mgmt For For For
9 Elect Director Ian C. Read Mgmt For For For
10 Elect Director Linda Johnson Rice Mgmt For For For
11 Elect Director Marc J. Shapiro Mgmt For For For
12 Elect Director G. Craig Sullivan Mgmt For For For
13 Ratify Auditors Mgmt For For For
14 Approve Non-Employee Director Mgmt For For For
Omnibus Stock
Plan
15 Approve Omnibus Stock Plan Mgmt For For For
16 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
17 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
Loews Corporation
Ticker Security ID: Meeting Date Meeting Status
L CUSIP 540424108 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Ann E. Berman Mgmt For For For
2 Elect Director Joseph L. Bower Mgmt For For For
3 Elect Director Charles M. Diker Mgmt For For For
4 Elect Director Jacob A. Frenkel Mgmt For For For
5 Elect Director Paul J. Fribourg Mgmt For For For
6 Elect Director Walter L. Harris Mgmt For For For
7 Elect Director Philip A. Laskawy Mgmt For For For
8 Elect Director Ken Miller Mgmt For For For
9 Elect Director Gloria R. Scott Mgmt For For For
10 Elect Director Andrew H. Tisch Mgmt For For For
11 Elect Director James S. Tisch Mgmt For For For
12 Elect Director Jonathan M. Tisch Mgmt For For For
13 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
15 Ratify Auditors Mgmt For For For
16 Provide for Cumulative Voting ShrHldr Against Against For
Marsh & McLennan
Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MMC CUSIP 571748102 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Zachary W. Carter Mgmt For For For
2 Elect Director Brian Duperreault Mgmt For For For
3 Elect Director Oscar Fanjul Mgmt For For For
4 Elect Director H. Edward Hanway Mgmt For For For
5 Elect Director Lang of Monkton Mgmt For For For
6 Elect Director Steven A. Mills Mgmt For For For
7 Elect Director Bruce P. Nolop Mgmt For For For
8 Elect Director Marc D. Oken Mgmt For For For
9 Elect Director Morton O. Schapiro Mgmt For For For
10 Elect Director Adele Simmons Mgmt For For For
11 Elect Director Lloyd M. Yates Mgmt For For For
12 Ratify Auditors Mgmt For For For
13 Approve Omnibus Stock Plan Mgmt For For For
14 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
16 Provide Right to Act by Written ShrHldr Against For Against
Consent
McDonald's
Corporation
Ticker Security ID: Meeting Date Meeting Status
MCD CUSIP 580135101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Susan E. Arnold Mgmt For For For
2 Elect Director Richard H. Lenny Mgmt For For For
3 Elect Director Cary D. McMillan Mgmt For For For
4 Elect Director Sheila A. Penrose Mgmt For For For
5 Elect Director James A. Skinner Mgmt For For For
6 Ratify Auditors Mgmt For For For
7 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
8 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
9 Reduce Supermajority Vote Mgmt For For For
Requirement for Transactions With
Interested
Shareholders
10 Reduce Supermajority Vote Mgmt For For For
Requirement Relating to the Board
of
Directors
11 Reduce Supermajority Vote Mgmt For For For
Requirement for Shareholder
Action
12 Declassify the Board of Directors ShrHldr Against For Against
13 Require Suppliers to Adopt CAK ShrHldr Against Against For
14 Report on Policy Responses to ShrHldr Against Against For
Children's Health Concerns and Fast
Food
15 Report on Beverage Container ShrHldr Against For Against
Environmental
Strategy
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 58933Y105 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Leslie A. Brun Mgmt For For For
2 Elect Director Thomas R. Cech Mgmt For For For
3 Elect Director Richard T. Clark Mgmt For For For
4 Elect Director Kenneth C. Frazier Mgmt For For For
5 Elect Director Thomas H. Glocer Mgmt For For For
6 Elect Director Steven F. Goldstone Mgmt For For For
7 Elect Director William B. Harrison. Mgmt For For For
Jr.
8 Elect Director Harry R. Jacobson Mgmt For For For
9 Elect Director William N. Kelley Mgmt For For For
10 Elect Director C. Robert Kidder Mgmt For For For
11 Elect Director Rochelle B. Lazarus Mgmt For For For
12 Elect Director Carlos E. Represas Mgmt For For For
13 Elect Director Patricia F. Russo Mgmt For For For
14 Elect Director Thomas E. Shenk Mgmt For For For
15 Elect Director Anne M. Tatlock Mgmt For For For
16 Elect Director Craig B. Thompson Mgmt For For For
17 Elect Director Wendell P. Weeks Mgmt For For For
18 Elect Director Peter C. Wendell Mgmt For For For
19 Ratify Auditors Mgmt For For For
20 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
21 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
Microsoft
Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 11/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Steven A. Ballmer Mgmt For For For
2 Elect Director Dina Dublon Mgmt For For For
3 Elect Director William H. Gates III Mgmt For For For
4 Elect Director Raymond V. Gilmartin Mgmt For For For
5 Elect Director Reed Hastings Mgmt For For For
6 Elect Director Maria M. Klawe Mgmt For For For
7 Elect Director David F. Marquardt Mgmt For For For
8 Elect Director Charles H. Noski Mgmt For For For
9 Elect Director Helmut Panke Mgmt For For For
10 Ratify Auditors Mgmt For For For
11 Amend Bylaws to Establish a Board ShrHldr Against For Against
Committee on Environmental
Sustainability
Morgan Stanley
Ticker Security ID: Meeting Date Meeting Status
MS CUSIP 617446448 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Roy J. Bostock Mgmt For For For
2 Elect Director Erskine B. Bowles Mgmt For For For
3 Elect Director Howard J. Davies Mgmt For For For
4 Elect Director James P. Gorman Mgmt For For For
5 Elect Director James H. Hance Jr. Mgmt For For For
6 Elect Director C. Robert Kidder Mgmt For For For
7 Elect Director John J. Mack Mgmt For For For
8 Elect Director Donald T. Nicolaisen Mgmt For For For
9 Elect Director Hutham S. Olayan Mgmt For For For
10 Elect Director James. W. Owens Mgmt For For For
11 Elect Director O. Griffith Sexton Mgmt For For For
12 Elect Director Masaaki Tanaka Mgmt For For For
13 Elect Director Laura D. Tyson Mgmt For For For
14 Ratify Auditors Mgmt For For For
15 Amend Omnibus Stock Plan Mgmt For For For
16 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
17 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
Motorola
Solutions,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MSI CUSIP 620076307 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Gregory Q. Brown Mgmt For For For
2 Elect Director William J. Bratton Mgmt For For For
3 Elect Director David W. Dorman Mgmt For For For
4 Elect Director Michael V. Hayden Mgmt For For For
5 Elect Director Vincent J. Intrieri Mgmt For For For
6 Elect Director Judy C. Lewent Mgmt For For For
7 Elect Director Samuel C. Scott III Mgmt For For For
8 Elect Director John A. White Mgmt For For For
9 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
10 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
11 Amend Omnibus Stock Plan Mgmt For For For
12 Ratify Auditors Mgmt For For For
13 Amend Human Rights Policies ShrHldr Against Against For
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
N0L CINS H5833N103 04/29/2011 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Lawrence J. Chazen Mgmt For For For
1.2 Elect Director Jon A. Marshall Mgmt For For For
1.3 Elect Director Mary P. Ricciardello Mgmt For For For
2 Accept Financial Statements and Mgmt For For For
Statutory
Reports
3 Approve Creation of Reserve Through Mgmt For For For
Appropriation of Retained
Earnings.
4 Approve CHF 38.4 Million Reduction Mgmt For For For
in Share
Capital
5 Approve Extension of CHF 133 Million Mgmt For For For
Pool of Capital without Preemptive
Rights
6 Approve CHF 143 Million Reduction in Mgmt For For For
Share Capital and Repayment of CHF
0.13 per
Share
7 Ratify PricewaterhouseCoopers LLP as Mgmt For For For
Independent Registered Public
Accounting Firm and
PricewaterhouseCoopers AG as
Statutory
Auditor
8 Approve Discharge of Board and Mgmt For For For
Senior
Management
9 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
10 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CINS H5820Q150 02/22/2011 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Discharge of Board and Mgmt For For For
Senior
Management
3 Approve Allocation of Income and Mgmt For For For
Dividends of CHF 2.20 per
Share
4 Approve Remuneration System Mgmt For Against Against
5.1 Reelect Ann Fudge as Director Mgmt For For For
5.2 Reelect Pierre Landolt as Director Mgmt For For For
5.3 Reelect Ulrich Lehner as Director Mgmt For For For
5.4 Elect Enrico Vanni as Director Mgmt For For For
6 Ratify PricewaterhouseCoopers AG as Mgmt For For For
Auditors
7 Additional And/or Counter-proposals Mgmt For For For
Presented At The
Meeting
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CINS H5820Q150 04/08/2011 Voted
Meeting Type Country of Trade
Special Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Approve Merger Agreement with Alcon Mgmt For For For
Inc.
1.2 Approve Creation of CHF 54 Million Mgmt For For For
Pool of Authorized Capital in
Connection with Merger Agreement
with Alcon
Inc.
2 Additional And/or Counter-proposals Mgmt For For For
Presented At The
Meeting
PepsiCo, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEP CUSIP 713448108 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director S.L. Brown Mgmt For For For
2 Elect Director I.M. Cook Mgmt For For For
3 Elect Director D. Dublon Mgmt For For For
4 Elect Director V.J. Dzau Mgmt For For For
5 Elect Director R.L. Hunt Mgmt For For For
6 Elect Director A. Ibarguen Mgmt For For For
7 Elect Director A.C. Martinez Mgmt For For For
8 Elect Director I.K. Nooyi Mgmt For For For
9 Elect Director S.P. Rockefeller Mgmt For For For
10 Elect Director J.J. Schiro Mgmt For For For
11 Elect Director L.G. Trotter Mgmt For For For
12 Elect Director D. Vasella Mgmt For For For
13 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
15 Ratify Auditors Mgmt For For For
16 Adopt Majority Voting for Mgmt For For For
Uncontested Election of
Directors
17 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special
Meetings
18 Report on Political Contributions ShrHldr Against Against For
Petroleo
Brasileiro
Ticker Security ID: Meeting Date Meeting Status
CINS P78331140 08/12/2010 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Ratify Engagement of Mgmt For For For
PricewaterhouseCoopers Corporate
Finance and Recovery Ltda to
Prepare Valuation Report of Four
Federal Treasury Bills to Be Used
by Shareholders to Pay for Shares
Subscribed in Primary Public
Offering
2 Approve PricewaterhouseCoopers Mgmt For For For
Corporate Finance and Recovery
Ltda's Valuation
Report
3 Authorize Board to Ratify and Mgmt For For For
Execute Approved
Resolutions
Petroleo
Brasileiro
Ticker Security ID: Meeting Date Meeting Status
PETR4 CINS P78331140 12/07/2010 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Agreement to Absorb Marlim Mgmt For For For
Participacoes
S.A.
2 Approve Agreement to Absorb Nova Mgmt For For For
Marlim Participacoes
S.A.
3 Appoint KPMG Auditores Independentes Mgmt For For For
to Appraise Proposed
Merger
4 Approve Appraisal of Proposed Merger Mgmt For For For
5 Approve Absorption of Marlim Mgmt For For For
Participacoes S.A. and Nova Marlim
Participacoes
S.A.
Petroleo
Brasileiro
SA-Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR4 CINS P78331140 01/31/2011 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Agreement to Absorb Comperj Mgmt For For For
Petroquimicos Basicos
SA
2 Approve Agreement to Absorb Comperj Mgmt For For For
PET
SA
3 Appoint Independent Firm to Appraise Mgmt For For For
Proposed
Mergers
4 Approve Independent Firm's Appraisal Mgmt For For For
5 Approve Absorption of Comperj Mgmt For For For
Petroquimicos Basicos SA and
Comperj PET
SA
6 Amend Articles to Reflect Changes in Mgmt For For For
Capital
7 Amend Article 4 to Eliminate Mgmt For For For
Authorized Capital
Limit
8 Amend Article 4 to Specify that Mgmt For For For
Share Issuances Will be Submitted
to Shareholder
Meetings
9 Renumber Articles Mgmt For For For
10 Renumber Articles Mgmt For For For
11 Amend Articles Mgmt For For For
12 Amend Articles Mgmt For For For
13 Amend Articles Mgmt For For For
Petroleo
Brasileiro
SA-Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR4 CINS P78331140 04/04/2011 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Amend Article 20 Mgmt For For For
2.1 Approve Agreement to Absorb Mgmt For For For
Companhia Mexilhao do
Brasil
2.2 Appoint KPMG to Appraise Proposed Mgmt For For For
Absorption
2.3 Approve KPMG's Appraisal Mgmt For For For
2.4 Approve Absorption of Companhia Mgmt For For For
Mexilhao do
Brasil
2.5 Authorize Board to Ratify and Mgmt For For For
Execute Approved
Resolutions
Petroleo
Brasileiro
SA-Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR4 CINS P78331140 04/28/2011 Voted
Meeting Type Country of Trade
Mix Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports for Fiscal Year
Ended Dec. 31,
2010
2 Approve Capital Budget for Upcoming Mgmt For For For
Fiscal
Year
3 Approve Allocation of Income and Mgmt For For For
Dividends
4 Elect Directors Mgmt For For For
5 Elect Board Chairman Mgmt For For For
6 Elect Fiscal Council Members Mgmt For For For
7 Approve Remuneration of Executive Mgmt For For For
Officers, Non-Executive Directors,
and Fiscal Council
Members
Petroleo
Brasileiro
SA-Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR4 CINS P78331140 04/28/2011 Voted
Meeting Type Country of Trade
Mix Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Authorize Capitalization of Reserves Mgmt For For For
without Issuance of New
Shares
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Dennis A. Ausiello Mgmt For For For
2 Elect Director Michael S. Brown Mgmt For For For
3 Elect Director M. Anthony Burns Mgmt For For For
4 Elect Director W. Don Cornwell Mgmt For For For
5 Elect Director Frances D. Fergusson Mgmt For For For
6 Elect Director William H. Gray III Mgmt For For For
7 Elect Director Constance J. Horner Mgmt For For For
8 Elect Director James M. Kilts Mgmt For For For
9 Elect Director George A. Lorch Mgmt For For For
10 Elect Director John P. Mascotte Mgmt For For For
11 Elect Director Suzanne Nora Johnson Mgmt For For For
12 Elect Director Ian C. Read Mgmt For For For
13 Elect Director Stephen W. Sanger Mgmt For For For
14 Ratify Auditors Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Two Years One Year N/A
17 Publish Political Contributions ShrHldr Against Against For
18 Report on Public Policy Advocacy ShrHldr Against Against For
Process
19 Adopt Policy to Restrain ShrHldr Against Against For
Pharmaceutical Price
Increases
20 Provide Right to Act by Written ShrHldr Against For Against
Consent
21 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special
Meetings
22 Report on Animal Testing and Plans ShrHldr Against Against For
for
Reduction
Royal Dutch
Shell
plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CINS G7690A118 05/17/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Remuneration Report Mgmt For For For
3 Elect Linda Stuntz as Director Mgmt For For For
4 Re-elect Josef Ackermann as Director Mgmt For For For
5 Re-elect Malcolm Brinded as Director Mgmt For For For
6 Elect Guy Elliott as Director Mgmt For For For
7 Re-elect Simon Henry as Director Mgmt For For For
8 Re-elect Charles Holliday as Director Mgmt For For For
9 Re-elect Lord Kerr of Kinlochard as Mgmt For For For
Director
10 Elect Gerard Kleisterlee as Director Mgmt For For For
11 Re-elect Christine Morin-Postel as Mgmt For For For
Director
12 Re-elect Jorma Ollila as Director Mgmt For For For
13 Re-elect Jeroen van der Veer as Mgmt For For For
Director
14 Re-elect Peter Voser as Director Mgmt For For For
15 Re-elect Hans Wijers as Director Mgmt For For For
16 Reappoint PricewaterhouseCoopers LLP Mgmt For For For
as Auditors of the
Company
17 Authorise Board to Fix Remuneration Mgmt For For For
of
Auditors
18 Authorise Issue of Equity with Mgmt For For For
Pre-emptive
Rights
19 Authorise Issue of Equity without Mgmt For For For
Pre-emptive
Rights
20 Authorise Market Purchase Mgmt For For For
21 Authorise EU Political Donations and Mgmt For For For
Expenditure
Safeway Inc.
Ticker Security ID: Meeting Date Meeting Status
SWY CUSIP 786514208 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Steven A. Burd Mgmt For For For
2 Elect Director Janet E. Grove Mgmt For For For
3 Elect Director Mohan Gyani Mgmt For For For
4 Elect Director Paul Hazen Mgmt For For For
5 Elect Director Frank C. Herringer Mgmt For For For
6 Elect Director Kenneth W. Oder Mgmt For For For
7 Elect Director T. Gary Rogers Mgmt For For For
8 Elect Director Arun Sarin Mgmt For For For
9 Elect Director Michael S. Shannon Mgmt For For For
10 Elect Director William Y. Tauscher Mgmt For For For
11 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
13 Approve Omnibus Stock Plan Mgmt For For For
14 Amend Executive Incentive Bonus Plan Mgmt For For For
15 Ratify Auditors Mgmt For For For
16 Provide for Cumulative Voting ShrHldr Against Against For
Sempra Energy
Ticker Security ID: Meeting Date Meeting Status
SRE CUSIP 816851109 05/13/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Alan L. Boeckmann Mgmt For For For
2 Elect Director James G. Brocksmith Mgmt For For For
Jr.
3 Elect Director Donald E. Felsinger Mgmt For For For
4 Elect Director Wilford D. Godbold Jr. Mgmt For For For
5 Elect Director William D. Jones Mgmt For For For
6 Elect Director William G. Ouchi Mgmt For For For
7 Elect Director Carlos Ruiz Mgmt For For For
8 Elect Director William C. Rusnack Mgmt For For For
9 Elect Director William P. Rutledge Mgmt For For For
10 Elect Director Lynn Schenk Mgmt For For For
11 Elect Director Neal E. Schmale Mgmt For For For
12 Elect Director Luis M. Tellez Mgmt For For For
13 Ratify Auditors Mgmt For For For
14 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
16 Provide Right to Act by Written ShrHldr Against For Against
Consent
17 Submit SERP to Shareholder Vote ShrHldr Against For Against
18 Include Sustainability as a ShrHldr Against Against For
Performance Measure for Senior
Executive
Compensation
SES SA
Ticker Security ID: Meeting Date Meeting Status
CINS L8300G135 04/07/2011 Take No Action
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Attendance List, Quorum, and Mgmt N/A TNA N/A
Adoption of
Agenda
2 Appoint Two Meeting Scrutineers Mgmt N/A TNA N/A
3 Receive Board's 2010 Activities Mgmt N/A TNA N/A
Report
4 Receive Explanations on Main Mgmt N/A TNA N/A
Developments during 2010 and
Perspectives
5 Receive Financial Results Mgmt N/A TNA N/A
6 Receive Auditors' Report Mgmt N/A TNA N/A
7 Accept Consolidated and Individual Mgmt For TNA N/A
Financial
Statements
8 Approve Allocation of Income and Mgmt For TNA N/A
Dividends of EUR 0.80 per Class A
Share
9 Approve Standard Accouting Transfers Mgmt For TNA N/A
10 Approve Discharge of Directors Mgmt For TNA N/A
11 Approve Discharge of Auditors Mgmt For TNA N/A
12 Approve Ernst & Young Auditors and Mgmt For TNA N/A
Authorize Board to Fix Their
Remuneration
13 Approve Share Repurchase Program Mgmt For TNA N/A
14.1 Fix Number of Directors at 18 Mgmt For TNA N/A
14.2 Classify Board of Directors Mgmt For TNA N/A
14.3 Elect Marc Beuls as Class A Director Mgmt For TNA N/A
14.4 Re-elect Marcus Bicknell as Class A Mgmt For TNA N/A
Director
14.5 Re-elect Bridget Cosgrave as Class A Mgmt For TNA N/A
Director
14.6 Re-elect Hadelin de Liedekerke Mgmt For TNA N/A
Beaufort as Class A
Director
14.7 Re-elect Jacques Espinasse as Class Mgmt For TNA N/A
A
Director
14.8 Re-elect Robert W. Ross as Class A Mgmt For TNA N/A
Director
14.9 Elect Karim Sabbagh as Class A Mgmt For TNA N/A
Director
14.10 Re-elect Christian Schaak as Class Mgmt For TNA N/A
A
Director
14.11 Re-elect Thierry Seddon as Class A Mgmt For TNA N/A
Director
14.12 Re-elect Marc Speeckaert as Class A Mgmt For TNA N/A
Director
14.13 Re-elect Gerd Tenzer as Class A Mgmt For TNA N/A
Director
14.14 Re-elect Francois Tesch as Class A Mgmt For TNA N/A
Director
14.15 Re-elect Serge Allegrezza as Class B Mgmt For TNA N/A
Director
14.16 Re-elect Jean-Claude Finck as Class Mgmt For TNA N/A
B
Director
14.17 Re-elect Gaston Reinesch as Class B Mgmt For TNA N/A
Director
14.18 Re-elect Victor Rod as Class B Mgmt For TNA N/A
Director
14.19 Re-elect Rene Steichen as Class B Mgmt For TNA N/A
Director
14.20 Re-elect Jean-Paul Zens as Class B Mgmt For TNA N/A
Director
14.21 Fix One Third of Director's Terms at Mgmt For TNA N/A
One
Year
14.22 Fix One Third of Director's Terms at Mgmt For TNA N/A
Two
Years
14.23 Fix One Third of Director's Terms at Mgmt For TNA N/A
Three
Years
14.24 Approve Remuneration of Directors Mgmt For TNA N/A
16 Transact Other Business (Non-Voting) Mgmt N/A TNA N/A
State Street
Corporation
Ticker Security ID: Meeting Date Meeting Status
STT CUSIP 857477103 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director K. Burnes Mgmt For For For
2 Elect Director P. Coym Mgmt For For For
3 Elect Director P. De Saint-Aignan Mgmt For For For
4 Elect Director A. Fawcett Mgmt For For For
5 Elect Director D. Gruber Mgmt For For For
6 Elect Director L. Hill Mgmt For For For
7 Elect Director J. Hooley Mgmt For For For
8 Elect Director R. Kaplan Mgmt For For For
9 Elect Director C. LaMantia Mgmt For For For
10 Elect Director R. Sergel Mgmt For For For
11 Elect Director R. Skates Mgmt For For For
12 Elect Director G. Summe Mgmt For For For
13 Elect Director R. Weissman Mgmt For For For
14 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
16 Approve Executive Incentive Bonus Mgmt For For For
Plan
17 Ratify Auditors Mgmt For For For
18 Report on Political Contributions ShrHldr Against Against For
Suncor Energy Inc
Ticker Security ID: Meeting Date Meeting Status
SU CUSIP 867224107 05/03/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Mel E. Benson Mgmt For For For
1.2 Elect Director Dominic D'Alessandro Mgmt For For For
1.3 Elect Director John T. Ferguson Mgmt For For For
1.4 Elect Director W. Douglas Ford Mgmt For For For
1.5 Elect Director Richard L. George Mgmt For For For
1.6 Elect Director Paul Haseldonckx Mgmt For For For
1.7 Elect Director John R. Huff Mgmt For For For
1.8 Elect Director Jacques Lamarre Mgmt For For For
1.9 Elect Director Brian F. MacNeill Mgmt For For For
1.10 Elect Director Maureen McCaw Mgmt For For For
1.11 Elect Director Michael W. O'Brien Mgmt For For For
1.12 Elect Director James W. Simpson Mgmt For For For
1.13 Elect Director Eira Thomas Mgmt For For For
2 Approve PricewaterhouseCoopers LLP Mgmt For For For
as Auditors and Authorize Board to
Fix Their
Remuneration
3 Advisory Vote on Executive Mgmt For For For
Compensation
Approach
SYSCO Corporation
Ticker Security ID: Meeting Date Meeting Status
SYY CUSIP 871829107 11/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director John M. Cassaday Mgmt For For For
2 Elect Director Manuel A. Fernandez Mgmt For For For
3 Elect Director Hans-joachim Koerber Mgmt For For For
4 Elect Director Jackie M. Ward Mgmt For For For
5 Amend Qualified Employee Stock Mgmt For For For
Purchase
Plan
6 Ratify Auditors Mgmt For For For
Target
Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP 87612E106 06/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Roxanne S. Austin Mgmt For For For
2 Elect Director Calvin Darden Mgmt For For For
3 Elect Director Mary N. Dillon Mgmt For For For
4 Elect Director James A. Johnson Mgmt For For For
5 Elect Director Mary E. Minnick Mgmt For For For
6 Elect Director Anne M. Mulcahy Mgmt For For For
7 Elect Director Derica W. Rice Mgmt For For For
8 Elect Director Stephen W. Sanger Mgmt For For For
9 Elect Director Gregg W. Steinhafel Mgmt For For For
10 Elect Director John G. Stumpf Mgmt For For For
11 Elect Director Solomon D. Trujillo Mgmt For For For
12 Ratify Auditors Mgmt For For For
13 Approve Omnibus Stock Plan Mgmt For For For
14 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
16 Adopt Compensation Benchmarking ShrHldr Against For Against
Policy
17 Report on Electronics Recycling and ShrHldr Against For Against
Preventing E-Waste
Export
The Bank of New
York Mellon
Corporation
Ticker Security ID: Meeting Date Meeting Status
BK CUSIP 064058100 04/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Ruth E. Bruch Mgmt For For For
2 Elect Director Nicholas M. Donofrio Mgmt For For For
3 Elect Director Gerald L. Hassell Mgmt For For For
4 Elect Director Edmund F. Kelly Mgmt For For For
5 Elect Director Robert P. Kelly Mgmt For For For
6 Elect Director Richard J. Kogan Mgmt For For For
7 Elect Director Michael J. Kowalski Mgmt For For For
8 Elect Director John A. Luke, Jr. Mgmt For For For
9 Elect Director Mark A. Nordenberg Mgmt For For For
10 Elect Director Catherine A. Rein Mgmt For For For
11 Elect Director William C. Richardson Mgmt For For For
12 Elect Director Samuel C. Scott III Mgmt For For For
13 Elect Director John P. Surma Mgmt For For For
14 Elect Director Wesley W. von Schack Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
17 Amend Omnibus Stock Plan Mgmt For For For
18 Amend Executive Incentive Bonus Plan Mgmt For For For
19 Ratify Auditors Mgmt For For For
20 Provide for Cumulative Voting ShrHldr Against Against For
The Charles
Schwab
Corporation
Ticker Security ID: Meeting Date Meeting Status
SCHW CUSIP 808513105 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Frank C. Herringer Mgmt For For For
2 Elect Director Stephen T. McLin Mgmt For For For
3 Elect Director Charles R. Schwab Mgmt For For For
4 Elect Director Roger O. Walther Mgmt For For For
5 Elect Director Robert N. Wilson Mgmt For For For
6 Ratify Auditors Mgmt For For For
7 Amend Omnibus Stock Plan Mgmt For For For
8 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
9 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
10 Report on Political Contributions ShrHldr Against Against For
11 Declassify the Board of Directors ShrHldr N/A For N/A
The Chubb
Corporation
Ticker Security ID: Meeting Date Meeting Status
CB CUSIP 171232101 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Zoe Baird Mgmt For For For
2 Elect Director Sheila P. Burke Mgmt For For For
3 Elect Director James I. Cash, Jr. Mgmt For For For
4 Elect Director John D. Finnegan Mgmt For For For
5 Elect Director Lawrence W. Kellner Mgmt For For For
6 Elect Director Martin G. McGuinn Mgmt For For For
7 Elect Director Lawrence M. Small Mgmt For For For
8 Elect Director Jess Soderberg Mgmt For For For
9 Elect Director Daniel E. Somers Mgmt For For For
10 Elect Director James M. Zimmerman Mgmt For For For
11 Elect Director Alfred W. Zollar Mgmt For For For
12 Approve Executive Incentive Bonus Mgmt For For For
Plan
13 Ratify Auditors Mgmt For For For
14 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
The Coca-Cola
Company
Ticker Security ID: Meeting Date Meeting Status
KO CUSIP 191216100 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Herbert A. Allen Mgmt For For For
2 Elect Director Ronald W. Allen Mgmt For For For
3 Elect Director Howard G. Buffett Mgmt For For For
4 Elect Director Barry Diller Mgmt For For For
5 Elect Director Evan G. Greenberg Mgmt For For For
6 Elect Director Alexis M. Herman Mgmt For For For
7 Elect Director Muhtar Kent Mgmt For For For
8 Elect Director Donald R. Keough Mgmt For For For
9 Elect Director Maria Elena Lagomasino Mgmt For For For
10 Elect Director Donald F. McHenry Mgmt For For For
11 Elect Director Sam Nunn Mgmt For For For
12 Elect Director James D. Robinson III Mgmt For For For
13 Elect Director Peter V. Ueberroth Mgmt For For For
14 Elect Director Jacob Wallenberg Mgmt For For For
15 Elect Director James B. Williams Mgmt For For For
16 Ratify Auditors Mgmt For For For
17 Amend Executive Incentive Bonus Plan Mgmt For For For
18 Amend Restricted Stock Plan Mgmt For For For
19 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
20 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
21 Publish Report on Chemical ShrHldr Against For Against
Bisphenol-A
(BPA)
The Home Depot,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director F. Duane Ackerman Mgmt For For For
2 Elect Director Francis S. Blake Mgmt For For For
3 Elect Director Ari Bousbib Mgmt For For For
4 Elect Director Gregory D. Brenneman Mgmt For For For
5 Elect Director J. Frank Brown Mgmt For For For
6 Elect Director Albert P. Carey Mgmt For For For
7 Elect Director Armando Codina Mgmt For For For
8 Elect Director Bonnie G. Hill Mgmt For For For
9 Elect Director Karen L. Katen Mgmt For For For
10 Elect Director Ronald L. Sargent Mgmt For For For
11 Ratify Auditors Mgmt For For For
12 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
14 Provide Right to Act by Written Mgmt For For For
Consent
15 Restore or Provide for Cumulative ShrHldr Against Against For
Voting
16 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special
Meetings
17 Prepare Employment Diversity Report ShrHldr Against Against For
18 Adopt Proxy Statement Reporting on ShrHldr Against Against For
Political Contributions and
Advisory
Vote
The Procter &
Gamble
Company
Ticker Security ID: Meeting Date Meeting Status
PG CUSIP 742718109 10/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Angela F. Braly Mgmt For For For
2 Elect Director Kenneth I. Chenault Mgmt For For For
3 Elect Director Scott D. Cook Mgmt For For For
4 Elect Director Rajat K. Gupta Mgmt For For For
5 Elect Director Robert A. Mcdonald Mgmt For For For
6 Elect Director W. James Mcnerney, Jr. Mgmt For For For
7 Elect Director Johnathan A. Rodgers Mgmt For For For
8 Elect Director Mary A. Wilderotter Mgmt For For For
9 Elect Director Patricia A. Woertz Mgmt For For For
10 Elect Director Ernesto Zedillo Mgmt For For For
11 Ratify Auditors Mgmt For For For
12 Provide for Cumulative Voting ShrHldr Against Against For
The Progressive
Corporation
Ticker Security ID: Meeting Date Meeting Status
PGR CUSIP 743315103 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Stuart B. Burgdoerfer Mgmt For For For
2 Elect Director Charles A. Davis Mgmt For For For
3 Permit Board to Amend Bylaws Without Mgmt For For For
Shareholder
Consent
4 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
6 Ratify Auditors Mgmt For For For
The Travelers
Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TRV CUSIP 89417E109 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Alan L. Beller Mgmt For For For
2 Elect Director John H. Dasburg Mgmt For For For
3 Elect Director Janet M. Dolan Mgmt For For For
4 Elect Director Kenneth M. Duberstein Mgmt For For For
5 Elect Director Jay S. Fishman Mgmt For For For
6 Elect Director Lawrence G. Graev Mgmt For For For
7 Elect Director Patricia L. Higgins Mgmt For For For
8 Elect Director Thomas R. Hodgson Mgmt For For For
9 Elect Director Cleve L. Mgmt For For For
Killingsworth,
Jr.
10 Elect Director Donald J. Shepard Mgmt For For For
11 Elect Director Laurie J. Thomsen Mgmt For For For
12 Ratify Auditors Mgmt For For For
13 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
Time Warner
Cable
Inc.
Ticker Security ID: Meeting Date Meeting Status
TWC CUSIP 88732J207 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Carole Black Mgmt For For For
2 Elect Director Glenn A. Britt Mgmt For For For
3 Elect Director Thomas H. Castro Mgmt For For For
4 Elect Director David C. Chang Mgmt For For For
5 Elect Director James E. Copeland, Jr. Mgmt For For For
6 Elect Director Peter R. Haje Mgmt For For For
7 Elect Director Donna A. James Mgmt For For For
8 Elect Director Don Logan Mgmt For For For
9 Elect Director N.J. Nicholas, Jr. Mgmt For For For
10 Elect Director Wayne H. Pace Mgmt For For For
11 Elect Director Edward D. Shirley Mgmt For For For
12 Elect Director John E. Sununu Mgmt For For For
13 Ratify Auditors Mgmt For For For
14 Approve Omnibus Stock Plan Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
Time Warner Inc.
Ticker Security ID: Meeting Date Meeting Status
TWX CUSIP 887317303 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director James L. Barksdale Mgmt For For For
2 Elect Director William P. Barr Mgmt For For For
3 Elect Director Jeffrey L. Bewkes Mgmt For For For
4 Elect Director Stephen F. Bollenbach Mgmt For For For
5 Elect Director Frank J. Caufield Mgmt For For For
6 Elect Director Robert C. Clark Mgmt For For For
7 Elect Director Mathias Dopfner Mgmt For For For
8 Elect Director Jessica P. Einhorn Mgmt For For For
9 Elect Director Fred Hassan Mgmt For For For
10 Elect Director Michael A. Miles Mgmt For For For
11 Elect Director Kenneth J. Novack Mgmt For For For
12 Elect Director Paul D. Wachter Mgmt For For For
13 Elect Director Deborah C. Wright Mgmt For For For
14 Ratify Auditors Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
17 Reduce Supermajority Vote Requirement Mgmt For For For
18 Provide Right to Act by Written ShrHldr Against For Against
Consent
U.S. Bancorp
Ticker Security ID: Meeting Date Meeting Status
USB CUSIP 902973304 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Douglas M. Baker, Jr. Mgmt For For For
2 Elect Director Y. Marc Belton Mgmt For For For
3 Elect Director Victoria Buyniski Mgmt For For For
Gluckman
4 Elect Director Arthur D. Collins, Jr. Mgmt For For For
5 Elect Director Richard K. Davis Mgmt For For For
6 Elect Director Joel W. Johnson Mgmt For For For
7 Elect Director Olivia F. Kirtley Mgmt For For For
8 Elect Director Jerry W. Levin Mgmt For For For
9 Elect Director David B. O'Maley Mgmt For For For
10 Elect Director O Dell M. Owens Mgmt For For For
11 Elect Director Richard G. Reiten Mgmt For For For
12 Elect Director Craig D. Schnuck Mgmt For For For
13 Elect Director Patrick T. Stokes Mgmt For For For
14 Ratify Auditors Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
17 Advisory Vote to Ratify Directors' ShrHldr Against Against For
Compensation
Unilever plc
Ticker Security ID: Meeting Date Meeting Status
ULVR CINS G92087165 05/11/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Remuneration Report Mgmt For For For
3 Re-elect Paul Polman as Director Mgmt For For For
4 Re-elect Jean-Marc Huet as Director Mgmt For For For
5 Re-elect Louise Fresco as Director Mgmt For For For
6 Re-elect Ann Fudge as Director Mgmt For For For
7 Re-elect Charles Golden as Director Mgmt For For For
8 Re-elect Byron Grote as Director Mgmt For For For
9 Re-elect Hixonia Nyasulu as Director Mgmt For For For
10 Re-elect Sir Malcolm Rifkind as Mgmt For For For
Director
11 Re-elect Kees Storm as Director Mgmt For For For
12 Re-elect Michael Treschow as Director Mgmt For For For
13 Re-elect Paul Walsh as Director Mgmt For For For
14 Elect Sunil Bharti Mittal as Director Mgmt For For For
15 Reappoint PricewaterhouseCoopers LLP Mgmt For For For
as
Auditors
16 Authorise Board to Fix Remuneration Mgmt For For For
of
Auditors
17 Authorise Issue of Equity with Mgmt For For For
Pre-emptive
Rights
18 Authorise Issue of Equity without Mgmt For For For
Pre-emptive
Rights
19 Authorise Market Purchase Mgmt For For For
20 Authorise EU Political Donations and Mgmt For For For
Expenditure
21 Authorise the Company to Call EGM Mgmt For For For
with Two Weeks'
Notice
22 Amend Articles of Association Mgmt For For For
Verizon
Communications
Inc.
Ticker Security ID: Meeting Date Meeting Status
VZ CUSIP 92343V104 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Richard L. Carrion Mgmt For For For
2 Elect Director M. Frances Keeth Mgmt For For For
3 Elect Director Robert W. Lane Mgmt For For For
4 Elect Director Lowell C. Mcadam Mgmt For For For
5 Elect Director Sandra O. Moose Mgmt For For For
6 Elect Director Joseph Neubauer Mgmt For For For
7 Elect Director Donald T. Nicolaisen Mgmt For For For
8 Elect Director Clarence Otis, Jr. Mgmt For For For
9 Elect Director Hugh B. Price Mgmt For For For
10 Elect Director Ivan G. Seidenberg Mgmt For For For
11 Elect Director Rodney E. Slater Mgmt For For For
12 Elect Director John W. Snow Mgmt For For For
13 Ratify Auditors Mgmt For For For
14 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
16 Disclose Prior Government Service ShrHldr Against Against For
17 Performance-Based Equity Awards ShrHldr Against Against For
18 Restore or Provide for Cumulative ShrHldr Against Against For
Voting
19 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special
Meetings
Weatherford
International
Ltd.
Ticker Security ID: Meeting Date Meeting Status
WFT CINS H27013103 05/25/2011 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Discharge of Board and Mgmt For For For
Senior
Management
3.1 Reelect Bernard Duroc-Danner as Mgmt For For For
Director
3.2 Reelect Samuel Bodman, III as Mgmt For For For
Director
3.3 Reelect Nicholas Brady as Director Mgmt For For For
3.4 Reelect David Butters as Director Mgmt For For For
3.5 Reelect William Macaulay as Director Mgmt For For For
3.6 Reelect Robert Millard as Director Mgmt For For For
3.7 Reelect Robert Moses, Jr. as Director Mgmt For For For
3.8 Reelect Guilliermo Ortiz as Director Mgmt For For For
3.9 Reelect Emyr Parry as Director Mgmt For For For
3.10 Reelect Robert Rayne as Director Mgmt For For For
4 Ratify Auditors Mgmt For For For
5 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
WellPoint, Inc.
Ticker Security ID: Meeting Date Meeting Status
WLP CUSIP 94973V107 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Angela F. Braly Mgmt For For For
1.2 Elect Director Warren Y. Jobe Mgmt For For For
1.3 Elect Director William G. Mays Mgmt For For For
1.4 Elect Director William J. Ryan Mgmt For For For
2 Ratify Auditors Mgmt For For For
3.1 Reduce Supermajority Vote Mgmt For For For
Requirement Relating to Vote
Requirement
3.2 Reduce Supermajority Vote Mgmt For For For
Requirement Relating to Removal of
Directors
3.3 Opt Out of State's Control Share Mgmt For For For
Acquisition
Law
3.4 Amend Articles of Incorporation to Mgmt For For For
Remove Certain Obsolete
Provisions
3.5 Amend Articles of Incorporation to Mgmt For For For
Remove Other Obsolete Provisions
and Make Conforming
Changes
4 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
6 Feasibility Study for Converting to ShrHldr Against Against For
Nonprofit
Status
7 Reincorporate in Another State [from ShrHldr Against Against For
Indiana to
Delaware]
8 Require Independent Board Chairman ShrHldr Against Against For
Wells Fargo &
Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election Director John D. Baker II Mgmt For For For
2 Election Director John S. Chen Mgmt For For For
3 Election Director Lloyd H. Dean Mgmt For For For
4 Election Director Susan E. Engel Mgmt For For For
5 Election Director Enrique Hernandez, Mgmt For For For
Jr.
6 Election Director Donald M. James Mgmt For For For
7 Election Director Mackey J. McDonald Mgmt For For For
8 Election Director Cynthia H. Milligan Mgmt For For For
9 Elect Director Nicholas G. Moore Mgmt For For For
10 Elect Director Philip J. Quigley Mgmt For For For
11 Elect Director Judith M. Runstad Mgmt For For For
12 Elect Director Stephen W. Sanger Mgmt For For For
13 Elect Director John G. Stumpf Mgmt For For For
14 Elect Director an G. Swenson Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
17 Ratify Auditors Mgmt For For For
18 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special
Meetings
19 Provide for Cumulative Voting ShrHldr Against Against For
20 Require Independent Board Chairman ShrHldr Against Against For
21 Advisory Vote to Ratify Directors' ShrHldr Against Against For
Compensation
22 Require Audit Committee Review and ShrHldr Against Against For
Report on Controls Related to
Loans, Foreclosure and
Securitizations
Xerox Corporation
Ticker Security ID: Meeting Date Meeting Status
XRX CUSIP 984121103 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Glenn A. Britt Mgmt For For For
2 Elect Director Ursula M. Burns Mgmt For For For
3 Elect Director Richard J. Harrington Mgmt For For For
4 Elect Director William Curt Hunter Mgmt For For For
5 Elect Director Robert J. Keegan Mgmt For For For
6 Elect Director Robert A. McDonald Mgmt For For For
7 Elect Director N.J. Nicholas, Jr. Mgmt For For For
8 Elect Director Charles Prince Mgmt For For For
9 Elect Director Ann N. Reese Mgmt For For For
10 Elect Director Mary Agnes Wilderotter Mgmt For For For
11 Ratify Auditors Mgmt For For For
12 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
Manager Sleeve : Agg Growth LV Miller Howard
07/01/2010 - 6/30/2011
Abbott
Laboratories
Ticker Security ID: Meeting Date Meeting Status
CUSIP 002824100 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : R.J. ALPERN Mgmt For For For
1.2 DIRECTOR : R.S. AUSTIN Mgmt For For For
1.3 DIRECTOR : W.J. FARRELL Mgmt For For For
1.4 DIRECTOR : H.L. FULLER Mgmt For For For
1.5 DIRECTOR : E.M. LIDDY Mgmt For For For
1.6 DIRECTOR : P.N. NOVAKOVIC Mgmt For For For
1.7 DIRECTOR : W.A. OSBORN Mgmt For For For
1.8 DIRECTOR : S.C. SCOTT III Mgmt For For For
1.9 DIRECTOR : G.F. TILTON Mgmt For For For
1.10 DIRECTOR : M.D. WHITE Mgmt For For For
2 RATIFICATION OF DELOITTE & TOUCHE Mgmt For For For
LLP AS
AUDITORS.
3 SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For Against Against
APPROVAL OF EXECUTIVE
COMPENSATION.
4 SAY WHEN ON PAY - AN ADVISORY VOTE Mgmt 1 Year 1 Year For
ON THE APPROVAL OF THE FREQUENCY OF
SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
5 SHAREHOLDER PROPOSAL - ShrHldr Against For Against
PHARMACEUTICAL
PRICING.
American Water
Works Company,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 030420103 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: STEPHEN P. ADIK Mgmt For For For
2 ELECTION OF DIRECTOR: MARTHA CLARK Mgmt For For For
GOSS
3 ELECTION OF DIRECTOR: JULIE A. DOBSON Mgmt For For For
4 ELECTION OF DIRECTOR: RICHARD R. Mgmt For For For
GRIGG
5 ELECTION OF DIRECTOR: JULIA L. Mgmt For For For
JOHNSON
6 ELECTION OF DIRECTOR: GEORGE Mgmt For For For
MACKENZIE
7 ELECTION OF DIRECTOR: WILLIAM J. Mgmt For For For
MARRAZZO
8 ELECTION OF DIRECTOR: JEFFRY E. Mgmt For For For
STERBA
9 RATIFICATION OF THE APPOINTMENT OF Mgmt For For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR
ENDED DECEMBER 31,
2011.
10 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION.
11 ADVISORY VOTE ON FREQUENCY OF Mgmt 1 Year 1 Year For
EXECUTIVE COMPENSATION
VOTES.
Annaly Capital
Management,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 035710409 06/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 NOT VALID-VOTING ON DIRECTORS HAS Mgmt For For For
ALREADY CLOSED. ANY VOTES ON THIS
PROPOSAL WILL NOT BE
COUNTED
2 NOT VALID-VOTING ON DIRECTORS HAS Mgmt For Against Against
ALREADY CLOSED. ANY VOTES ON THIS
PROPOSAL WILL NOT BE
COUNTED
3 NOT VALID-VOTING ON DIRECTORS HAS Mgmt For Against Against
ALREADY CLOSED. ANY VOTES ON THIS
PROPOSAL WILL NOT BE
COUNTED
4 A PROPOSAL TO AMEND OUR CHARTER TO Mgmt For Against Against
INCREASE THE NUMBER OF AUTHORIZED
SHARES TO 2,000,000,000
SHARES.
5 NOT VALID-VOTING ON THIS PROPOSAL Mgmt For Against Against
HAS ALREADY CLOSED. ANY VOTES ON
THIS PROPOSAL GOING FORWARD WILL
NOT BE
COUNTED
6 NOT VALID-VOTING ON THIS PROPOSAL Mgmt 3 Years 1 Year Against
HAS ALREADY CLOSED. ANY VOTES ON
THIS PROPOSAL GOING FORWARD WILL
NOT BE
COUNTED
7 NOT VALID-VOTING ON THIS PROPOSAL Mgmt For For For
HAS ALREADY CLOSED. ANY VOTES ON
THIS PROPOSAL GOING FORWARD WILL
NOT BE
COUNTED
At&T Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 00206R102 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: RANDALL L. Mgmt For For For
STEPHENSON
2 ELECTION OF DIRECTOR: GILBERT F. Mgmt For For For
AMELIO
3 ELECTION OF DIRECTOR: REUBEN V. Mgmt For For For
ANDERSON
4 ELECTION OF DIRECTOR: JAMES H. Mgmt For For For
BLANCHARD
5 ELECTION OF DIRECTOR: JAIME CHICO Mgmt For For For
PARDO
6 ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For For
7 ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For For
8 ELECTION OF DIRECTOR: LYNN M. MARTIN Mgmt For For For
9 ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For For
10 ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For For
11 ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For For
12 ELECTION OF DIRECTOR: LAURA D'ANDREA Mgmt For For For
TYSON
13 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT
AUDITORS.
14 APPROVE 2011 INCENTIVE PLAN. Mgmt For For For
15 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION.
16 ADVISORY VOTE ON FREQUENCY OF VOTE Mgmt 3 Years 1 Year Against
ON EXECUTIVE
COMPENSATION.
17 POLITICAL CONTRIBUTIONS. ShrHldr Against For Against
18 SPECIAL STOCKHOLDER MEETINGS. ShrHldr Against Against For
19 WRITTEN CONSENT. ShrHldr Against For Against
Bank Of Montreal
Ticker Security ID: Meeting Date Meeting Status
CUSIP 063671101 03/22/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : ROBERT M. ASTLEY Mgmt For For For
1.2 DIRECTOR : DAVID R. BEATTY Mgmt For For For
1.3 DIRECTOR : SOPHIE BROCHU Mgmt For For For
1.4 DIRECTOR : ROBERT CHEVRIER Mgmt For For For
1.5 DIRECTOR : GEORGE A. COPE Mgmt For For For
1.6 DIRECTOR : WILLIAM A. DOWNE Mgmt For For For
1.7 DIRECTOR : CHRISTINE A. EDWARDS Mgmt For For For
1.8 DIRECTOR : RONALD H. FARMER Mgmt For For For
1.9 DIRECTOR : DAVID A. GALLOWAY Mgmt For For For
1.10 DIRECTOR : HAROLD N. KVISLE Mgmt For For For
1.11 DIRECTOR : BRUCE H. MITCHELL Mgmt For For For
1.12 DIRECTOR : PHILIP S. ORSINO Mgmt For For For
1.13 DIRECTOR : MARTHA C. PIPER Mgmt For For For
1.14 DIRECTOR : J. ROBERT S. PRICHARD Mgmt For For For
1.15 DIRECTOR : GUYLAINE SAUCIER Mgmt For For For
1.16 DIRECTOR : DON M. WILSON III Mgmt For For For
2 APPOINTMENT OF SHAREHOLDERS' AUDITORS Mgmt For For For
3 AMENDMENTS TO THE BANK'S BY-LAWS Mgmt For For For
4 ADVISORY VOTE ON THE BANK'S APPROACH Mgmt For For For
TO EXECUTIVE
COMPENSATION
5 SHAREHOLDER PROPOSAL NO. 1 ShrHldr Against Against For
6 SHAREHOLDER PROPOSAL NO. 2 ShrHldr Against Against For
7 SHAREHOLDER PROPOSAL NO. 3 ShrHldr Against Against For
8 SHAREHOLDER PROPOSAL NO. 4 ShrHldr Against Against For
Bce Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 05534B760 05/12/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : B.K. ALLEN Mgmt For For For
1.2 DIRECTOR : A. BERARD Mgmt For For For
1.3 DIRECTOR : R.A. BRENNEMAN Mgmt For For For
1.4 DIRECTOR : S. BROCHU Mgmt For For For
1.5 DIRECTOR : R.E. BROWN Mgmt For For For
1.6 DIRECTOR : G.A. COPE Mgmt For For For
1.7 DIRECTOR : A.S. FELL Mgmt For For For
1.8 DIRECTOR : E.C. LUMLEY Mgmt For For For
1.9 DIRECTOR : T.C. O'NEILL Mgmt For For For
1.10 DIRECTOR : R.C. SIMMONDS Mgmt For For For
1.11 DIRECTOR : C. TAYLOR Mgmt For For For
1.12 DIRECTOR : P.R. WEISS Mgmt For For For
2 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For For
AS
AUDITORS.
3 RESOLVED, ON AN ADVISORY BASIS AND Mgmt For For For
NOT TO DIMINISH THE ROLE AND
RESPONSIBILITIES OF THE BOARD OF
DIRECTORS, THAT THE SHAREHOLDERS
ACCEPT THE APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE 2011
MANAGEMENT PROXY CIRCULAR DATED
MARCH 10, 2011
DELIVERED
4 CRITICAL MASS OF QUALIFIED WOMEN ON ShrHldr Against For Against
BOARD.
5 EQUITY RATIO. ShrHldr Against For Against
6 ADDITIONAL INFORMATION ON COMPARATOR ShrHldr Against For Against
GROUPS.
Bristol-Myers
Squibb
Company
Ticker Security ID: Meeting Date Meeting Status
CUSIP 110122108 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: L. ANDREOTTI Mgmt For For For
2 ELECTION OF DIRECTOR: L.B. CAMPBELL Mgmt For For For
3 ELECTION OF DIRECTOR: J.M. CORNELIUS Mgmt For For For
4 ELECTION OF DIRECTOR: L.J. FREEH Mgmt For Against Against
5 ELECTION OF DIRECTOR: L.H. GLIMCHER, Mgmt For For For
M.D.
6 ELECTION OF DIRECTOR: M. GROBSTEIN Mgmt For For For
7 ELECTION OF DIRECTOR: L. JOHANSSON Mgmt For For For
8 ELECTION OF DIRECTOR: A.J. LACY Mgmt For For For
9 ELECTION OF DIRECTOR: V.L. SATO, Mgmt For For For
PH.D.
10 ELECTION OF DIRECTOR: E. SIGAL, Mgmt For For For
M.D.,
PH.D.
11 ELECTION OF DIRECTOR: T.D. WEST, JR. Mgmt For For For
12 ELECTION OF DIRECTOR: R.S. WILLIAMS, Mgmt For For For
M.D.
13 RATIFICATION OF THE APPOINTMENT OF Mgmt For For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING
FIRM
14 ADVISORY VOTE ON THE COMPENSATION OF Mgmt For For For
OUR NAMED EXECUTIVE
OFFICERS
15 ADVISORY VOTE ON THE FREQUENCY OF Mgmt 3 Years 1 Year Against
THE ADVISORY VOTE ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
16 EXECUTIVE COMPENSATION DISCLOSURE ShrHldr Against For Against
17 SHAREHOLDER ACTION BY WRITTEN CONSENT ShrHldr Against For Against
18 PHARMACEUTICAL PRICE RESTRAINT ShrHldr Against For Against
Cincinnati
Financial
Corporation
Ticker Security ID: Meeting Date Meeting Status
CUSIP 172062101 04/30/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : KENNETH C. LICHTENDAHL Mgmt For For For
1.2 DIRECTOR : W. RODNEY MCMULLEN Mgmt For For For
1.3 DIRECTOR : THOMAS R. SCHIFF Mgmt For For For
1.4 DIRECTOR : JOHN F. STEELE, JR. Mgmt For For For
2 RATIFYING THE SELECTION OF DELOITTE Mgmt For For For
& TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR
2011.
3 VOTING ON A NONBINDING PROPOSAL TO Mgmt For For For
APPROVE THE COMPENSATION FOR THE
COMPANY'S NAMED EXECUTIVE
OFFICERS.
4 VOTING ON A NONBINDING PROPOSAL TO Mgmt 1 Year 1 Year For
ESTABLISH THE FREQUENCY OF FUTURE
NONBINDING VOTES ON EXECUTIVE
COMPENSATION.
5 RE-APPROVING THE PERFORMANCE Mgmt For For For
OBJECTIVES CONTAINED IN THE
CINCINNATI FINANCIAL CORPORATION
STOCK PLAN OF
2006.
Cinemark
Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 17243V102 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : STEVEN P. ROSENBERG Mgmt For For For
1.2 DIRECTOR : ENRIQUE F. SENIOR Mgmt For For For
1.3 DIRECTOR : DONALD G. SODERQUIST Mgmt For For For
1.4 DIRECTOR : ROGER T. STAUBACH Mgmt For For For
2 APPROVAL AND RATIFICATION OF THE Mgmt For For For
APPOINTMENT OF DELOITTE & TOUCHE,
LLP, AS THE INDEPENDENT REGISTERED
PUBLIC
ACCOUNTANT.
3 APPROVAL OF THE NON-BINDING, Mgmt For For For
ADVISORY RESOLUTION REGARDING
EXECUTIVE
COMPENSATION.
4 RECOMMENDATION ON THE FREQUENCY OF Mgmt 1 Year 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
Digital Realty
Trust,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 253868103 04/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : RICHARD A. MAGNUSON Mgmt For For For
1.2 DIRECTOR : MICHAEL F. FOUST Mgmt For For For
1.3 DIRECTOR : LAURENCE A. CHAPMAN Mgmt For For For
1.4 DIRECTOR : KATHLEEN EARLEY Mgmt For Withhold Against
1.5 DIRECTOR : RUANN F. ERNST, PH.D. Mgmt For For For
1.6 DIRECTOR : DENNIS E. SINGLETON Mgmt For For For
1.7 DIRECTOR : ROBERT H. ZERBST Mgmt For For For
2 RATIFYING THE SELECTION OF KPMG LLP Mgmt For For For
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31,
2011.
3 THE APPROVAL, ON A NON-BINDING, Mgmt For For For
ADVISORY BASIS, OF THE COMPENSATION
OF OUR NAMED EXECUTIVE
OFFICERS.
4 RECOMMENDATION, ON A NON-BINDING, Mgmt 3 Years 1 Year Against
ADVISORY BASIS, OF THE FREQUENCY OF
HOLDING FUTURE ADVISORY VOTES ON
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS (EVERY ONE, TWO
OR THREE
YEARS).
Eli Lilly And
Company
Ticker Security ID: Meeting Date Meeting Status
CUSIP 532457108 04/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR FOR THREE-YEAR Mgmt For For For
TERM: M.L.
ESKEW
2 ELECTION OF DIRECTOR FOR THREE-YEAR Mgmt For For For
TERM: A.G.
GILMAN
3 ELECTION OF DIRECTOR FOR THREE-YEAR Mgmt For Against Against
TERM: K.N.
HORN
4 ELECTION OF DIRECTOR FOR THREE-YEAR Mgmt For For For
TERM: J.C.
LECHLEITER
5 RATIFICATION OF THE APPOINTMENT BY Mgmt For For For
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF ERNST & YOUNG LLP AS
PRINCIPAL INDEPENDENT AUDITOR FOR
2011.
6 APPROVE, BY NON-BINDING VOTE, 2010 Mgmt For Against Against
COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE
OFFICERS.
7 RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES
ON EXECUTIVE
COMPENSATION.
8 APPROVE AMENDMENTS TO THE ARTICLES Mgmt For For For
OF INCORPORATION TO PROVIDE FOR
ANNUAL ELECTION OF ALL
DIRECTORS.
9 APPROVE AMENDMENTS TO THE ARTICLES Mgmt For For For
OF INCORPORATION TO ELIMINATE ALL
SUPERMAJORITY VOTING
REQUIREMENTS.
10 APPROVE THE EXECUTIVE OFFICER Mgmt For For For
INCENTIVE
PLAN.
Enerplus
Corporation
Ticker Security ID: Meeting Date Meeting Status
CUSIP 292766102 05/13/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : EDWIN V. DODGE Mgmt For For For
1.2 DIRECTOR : ROBERT B. HODGINS Mgmt For Withhold Against
1.3 DIRECTOR : GORDON J. KERR Mgmt For For For
1.4 DIRECTOR : DOUGLAS R. MARTIN Mgmt For For For
1.5 DIRECTOR : DAVID P. O'BRIEN Mgmt For For For
1.6 DIRECTOR : ELLIOTT PEW Mgmt For For For
1.7 DIRECTOR : GLEN D. ROANE Mgmt For Withhold Against
1.8 DIRECTOR : W.C. (MIKE) SETH Mgmt For For For
1.9 DIRECTOR : DONALD T. WEST Mgmt For For For
1.10 DIRECTOR : HARRY B. WHEELER Mgmt For For For
1.11 DIRECTOR : CLAYTON H. WOITAS Mgmt For For For
1.12 DIRECTOR : ROBERT L. ZORICH Mgmt For For For
2 TO APPOINT DELOITTE & TOUCHE LLP, Mgmt For For For
CHARTERED ACCOUNTANTS, AS AUDITORS
OF THE
CORPORATION.
Enerplus
Resources
Fund
Ticker Security ID: Meeting Date Meeting Status
CUSIP 29274D604 12/09/2010 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 TO CONSIDER AND, IF THOUGHT Mgmt For For For
ADVISABLE, TO PASS, WITH OR WITHOUT
VARIATION, A SPECIAL RESOLUTION
(THE ARRANGEMENT RESOLUTION"), THE
FULL TEXT OF WHICH IS SET FORTH IN
APPENDIX "C" TO THE ACCOMPANYING
INFORMATION CIRCULAR AND PROXY
STATEMENT OF THE FUND
DAT
2 IF THE ARRANGEMENT RESOLUTION IS Mgmt For For For
PASSED, TO CONSIDER AND, IF THOUGHT
ADVISABLE, TO PASS, WITH OR WITHOUT
VARIATION, AN ORDINARY RESOLUTION,
THE FULL TEXT OF WHICH IS SET FORTH
IN THE INFORMATION CIRCULAR, TO
APPROVE A STOCK OPTION PLAN, A COPY
OF WHICH
IS
3 IF THE ARRANGEMENT RESOLUTION IS Mgmt For For For
PASSED, TO CONSIDER AND, IF THOUGHT
ADVISABLE, TO PASS, WITH OR WITHOUT
VARIATION, AN ORDINARY RESOLUTION,
THE FULL TEXT OF WHICH IS SET FORTH
IN THE INFORMATION CIRCULAR, TO
APPROVE A SHAREHOLDER RIGHTS PLAN
FOR NEWCO
TO
Glaxosmithkline
Plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP 37733W105 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 TO RECEIVE AND ADOPT THE DIRECTORS' Mgmt For For For
REPORT AND THE FINANCIAL
STATEMENTS
2 TO APPROVE THE REMUNERATION REPORT Mgmt For For For
3 TO ELECT MR SIMON DINGEMANS AS A Mgmt For For For
DIRECTOR
4 TO ELECT MS STACEY CARTWRIGHT AS A Mgmt For For For
DIRECTOR
5 TO ELECT MS JUDY LEWENT AS A DIRECTOR Mgmt For For For
6 TO RE-ELECT SIR CHRISTOPHER GENT AS Mgmt For Against Against
A
DIRECTOR
7 TO RE-ELECT MR ANDREW WITTY AS A Mgmt For For For
DIRECTOR
8 TO RE-ELECT PROFESSOR SIR ROY Mgmt For For For
ANDERSON AS A
DIRECTOR
9 TO RE-ELECT DR STEPHANIE BURNS AS A Mgmt For For For
DIRECTOR
10 TO RE-ELECT MR LARRY CULP AS A Mgmt For Against Against
DIRECTOR
11 TO RE-ELECT SIR CRISPIN DAVIS AS A Mgmt For For For
DIRECTOR
12 TO RE-ELECT SIR DERYCK MAUGHAN AS A Mgmt For Against Against
DIRECTOR
13 TO RE-ELECT MR JAMES MURDOCH AS A Mgmt For Against Against
DIRECTOR
14 TO RE-ELECT DR DANIEL PODOLSKY AS A Mgmt For For For
DIRECTOR
15 TO RE-ELECT DR MONCEF SLAOUI AS A Mgmt For For For
DIRECTOR
16 TO RE-ELECT MR TOM DE SWAAN AS A Mgmt For Against Against
DIRECTOR
17 TO RE-ELECT SIR ROBERT WILSON AS A Mgmt For For For
DIRECTOR
18 TO RE-APPOINT AUDITORS Mgmt For For For
19 TO DETERMINE REMUNERATION OF AUDITORS Mgmt For For For
20 TO AUTHORISE THE COMPANY AND ITS Mgmt For For For
SUBSIDIARIES TO MAKE DONATIONS TO
POLITICAL ORGANISATIONS AND INCUR
POLITICAL
EXPENDITURE
21 TO AUTHORISE ALLOTMENT OF SHARES Mgmt For For For
22 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For For
23 TO AUTHORISE THE COMPANY TO PURCHASE Mgmt For For For
ITS OWN
SHARES
24 TO AUTHORISE EXEMPTION FROM Mgmt For For For
STATEMENT OF NAME OF SENIOR
STATUTORY
AUDITOR
25 TO AUTHORISE REDUCED NOTICE OF A Mgmt For Against Against
GENERAL MEETING OTHER THAN AN
AGM
Hcp, Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 40414L109 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: JAMES F. Mgmt For For For
FLAHERTY
III
2 ELECTION OF DIRECTOR: CHRISTINE N. Mgmt For For For
GARVEY
3 ELECTION OF DIRECTOR: DAVID B. HENRY Mgmt For For For
4 ELECTION OF DIRECTOR: LAURALEE E. Mgmt For For For
MARTIN
5 ELECTION OF DIRECTOR: MICHAEL D. Mgmt For For For
MCKEE
6 ELECTION OF DIRECTOR: PETER L. RHEIN Mgmt For For For
7 ELECTION OF DIRECTOR: KENNETH B. Mgmt For For For
ROATH
8 ELECTION OF DIRECTOR: RICHARD M. Mgmt For For For
ROSENBERG
9 ELECTION OF DIRECTOR: JOSEPH P. Mgmt For For For
SULLIVAN
10 RATIFICATION OF THE APPOINTMENT OF Mgmt For For For
DELOITTE & TOUCHE LLP AS HCP'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31,
2011.
11 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION.
12 ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
CUSIP 458140100 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: CHARLENE Mgmt For Against Against
BARSHEFSKY
2 ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For For For
3 ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt For For For
4 ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For For
5 ELECTION OF DIRECTOR: PAUL S. Mgmt For For For
OTELLINI
6 ELECTION OF DIRECTOR: JAMES D. Mgmt For For For
PLUMMER
7 ELECTION OF DIRECTOR: DAVID S. Mgmt For For For
POTTRUCK
8 ELECTION OF DIRECTOR: JANE E. SHAW Mgmt For For For
9 ELECTION OF DIRECTOR: FRANK D. YEARY Mgmt For For For
10 ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For Against Against
11 RATIFICATION OF SELECTION OF ERNST & Mgmt For For For
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR CURRENT
YEAR
12 AMENDMENT AND EXTENSION OF THE 2006 Mgmt For For For
EQUITY INCENTIVE
PLAN
13 AMENDMENT AND EXTENSION OF THE 2006 Mgmt For For For
STOCK PURCHASE
PLAN
14 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
15 ADVISORY VOTE ON THE FREQUENCY OF Mgmt TNA 1 Year N/A
HOLDING FUTURE ADVISORY VOTES ON
EXECUTIVE
COMPENSATION
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
CUSIP 478160104 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: MARY SUE Mgmt For Against Against
COLEMAN
2 ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For For
3 ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For For
4 ELECTION OF DIRECTOR: MICHAEL M.E. Mgmt For Against Against
JOHNS
5 ELECTION OF DIRECTOR: SUSAN L. Mgmt For For For
LINDQUIST
6 ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For Against Against
7 ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For For
8 ELECTION OF DIRECTOR: WILLIAM D. Mgmt For Against Against
PEREZ
9 ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For Against Against
10 ELECTION OF DIRECTOR: DAVID SATCHER Mgmt For For For
11 ELECTION OF DIRECTOR: WILLIAM C. Mgmt For For For
WELDON
12 RATIFICATION OF APPOINTMENT OF Mgmt For For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR
2011
13 ADVISORY VOTE ON NAMED EXECUTIVE Mgmt For For For
OFFICER
COMPENSATION
14 ADVISORY VOTE ON FREQUENCY OF Mgmt 1 Year 1 Year For
ADVISORY VOTE ON NAMED EXECUTIVE
OFFICER
COMPENSATION
15 SHAREHOLDER PROPOSAL ON ShrHldr Against For Against
PHARMACEUTICAL PRICE
RESTRAINT
16 SHAREHOLDER PROPOSAL ON AMENDMENT TO ShrHldr Against For Against
COMPANY'S EQUAL EMPLOYMENT
OPPORTUNITY
POLICY
17 SHAREHOLDER PROPOSAL ON ADOPTING ShrHldr Against For Against
NON-ANIMAL METHODS FOR
TRAINING
Meadwestvaco
Corporation
Ticker Security ID: Meeting Date Meeting Status
CUSIP 583334107 04/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: MICHAEL E. Mgmt For For For
CAMPBELL
2 ELECTION OF DIRECTOR: DR. THOMAS W. Mgmt For For For
COLE,
JR.
3 ELECTION OF DIRECTOR: JAMES G. KAISER Mgmt For For For
4 ELECTION OF DIRECTOR: RICHARD B. Mgmt For For For
KELSON
5 ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For For
6 ELECTION OF DIRECTOR: SUSAN J. KROPF Mgmt For For For
7 ELECTION OF DIRECTOR: DOUGLAS S. LUKE Mgmt For For For
8 ELECTION OF DIRECTOR: JOHN A. LUKE, Mgmt For For For
JR.
9 ELECTION OF DIRECTOR: ROBERT C. Mgmt For For For
MCCORMACK
10 ELECTION OF DIRECTOR: TIMOTHY H. Mgmt For For For
POWERS
11 ELECTION OF DIRECTOR: JANE L. WARNER Mgmt For For For
12 THE RATIFICATION OF THE APPOINTMENT Mgmt For For For
OF OUR INDEPENDENT ACCOUNTING
FIRM.
13 APPROVAL OF AN AMENDMENT AND Mgmt For For For
RESTATEMENT OF THE MEADWESTVACO
CORPORATION 2005 PERFORMANCE
INCENTIVE
PLAN.
14 APPROVAL OF AN ADVISORY RESOLUTION Mgmt For For For
ON EXECUTIVE
COMPENSATION.
15 APPROVAL OF AN ADVISORY VOTE ON THE Mgmt 1 Year 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES
ON EXECUTIVE
COMPENSATION.
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 58933Y105 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For For
2 ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For For
3 ELECTION OF DIRECTOR: RICHARD T. Mgmt For For For
CLARK
4 ELECTION OF DIRECTOR: KENNETH C. Mgmt For For For
FRAZIER
5 ELECTION OF DIRECTOR: THOMAS H. Mgmt For For For
GLOCER
6 ELECTION OF DIRECTOR: STEVEN F. Mgmt For For For
GOLDSTONE
7 ELECTION OF DIRECTOR: WILLIAM B. Mgmt For For For
HARRISON.
JR.
8 ELECTION OF DIRECTOR: HARRY R. Mgmt For For For
JACOBSON
9 ELECTION OF DIRECTOR: WILLIAM N. Mgmt For For For
KELLEY
10 ELECTION OF DIRECTOR: C. ROBERT Mgmt For For For
KIDDER
11 ELECTION OF DIRECTOR: ROCHELLE B. Mgmt For For For
LAZARUS
12 ELECTION OF DIRECTOR: CARLOS E. Mgmt For For For
REPRESAS
13 ELECTION OF DIRECTOR: PATRICIA F. Mgmt For For For
RUSSO
14 ELECTION OF DIRECTOR: THOMAS E. SHENK Mgmt For For For
15 ELECTION OF DIRECTOR: ANNE M. TATLOCK Mgmt For For For
16 ELECTION OF DIRECTOR: CRAIG B. Mgmt For For For
THOMPSON
17 ELECTION OF DIRECTOR: WENDELL P. Mgmt For For For
WEEKS
18 ELECTION OF DIRECTOR: PETER C. Mgmt For For For
WENDELL
19 RATIFICATION OF THE APPOINTMENT OF Mgmt For For For
THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR
2011.
20 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION.
21 ADVISORY VOTE ON THE FREQUENCY OF Mgmt 3 Years 1 Year Against
FUTURE VOTES ON EXECUTIVE
COMPENSATION.
Microchip
Technology
Incorporated
Ticker Security ID: Meeting Date Meeting Status
CUSIP 595017104 08/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : STEVE SANGHI Mgmt For For For
1.2 DIRECTOR : ALBERT J. HUGO-MARTINEZ Mgmt For For For
1.3 DIRECTOR : L.B. DAY Mgmt For For For
1.4 DIRECTOR : MATTHEW W. CHAPMAN Mgmt For For For
1.5 DIRECTOR : WADE F. MEYERCORD Mgmt For Withhold Against
2 PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For For
OF ERNST & YOUNG LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF MICROCHIP FOR
THE FISCAL YEAR ENDING MARCH 31,
2011.
National Grid Plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP 636274300 07/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 TO RECEIVE THE ANNUAL REPORT AND Mgmt For For For
ACCOUNTS
2 TO DECLARE A FINAL DIVIDEND Mgmt For For For
3 TO RE-ELECT SIR JOHN PARKER Mgmt For Against Against
4 TO RE-ELECT STEVE HOLLIDAY Mgmt For For For
5 TO RE-ELECT KEN HARVEY Mgmt For For For
6 TO RE-ELECT STEVE LUCAS Mgmt For For For
7 TO RE-ELECT STEPHEN PETTIT Mgmt For For For
8 TO RE-ELECT NICK WINSER Mgmt For For For
9 TO RE-ELECT GEORGE ROSE Mgmt For Against Against
10 TO RE-ELECT TOM KING Mgmt For For For
11 TO RE-ELECT MARIA RICHTER Mgmt For For For
12 TO RE-ELECT JOHN ALLAN Mgmt For For For
13 TO RE-ELECT LINDA ADAMANY Mgmt For For For
14 TO RE-ELECT MARK FAIRBAIRN Mgmt For For For
15 TO RE-ELECT PHILIP AIKEN Mgmt For For For
16 TO REAPPOINT THE AUDITORS Mgmt For For For
PRICEWATERHOUSECOOPERS
LLP
17 TO AUTHORISE THE DIRECTORS TO SET Mgmt For For For
THE AUDITORS'
REMUNERATION
18 TO APPROVE THE DIRECTORS Mgmt For For For
REMUNERATION
REPORT
19 TO AUTHORISE THE DIRECTORS TO ALLOT Mgmt For For For
ORDINARY
SHARES
20 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For For
21 TO AUTHORISE THE COMPANY TO PURCHASE Mgmt For For For
ITS OWN ORDINARY
SHARES
22 TO AUTHORISE THE DIRECTORS TO HOLD Mgmt For Against Against
GENERAL MEETINGS ON 14 CLEAR DAYS'
NOTICE
Nisource Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 65473P105 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: RICHARD A. Mgmt For For For
ABDOO
2 ELECTION OF DIRECTOR: STEVEN C. Mgmt For For For
BEERING
3 ELECTION OF DIRECTOR: MICHAEL E. Mgmt For For For
JESANIS
4 ELECTION OF DIRECTOR: MARTY R. Mgmt For For For
KITTRELL
5 ELECTION OF DIRECTOR: W. LEE NUTTER Mgmt For For For
6 ELECTION OF DIRECTOR: DEBORAH S. Mgmt For For For
PARKER
7 ELECTION OF DIRECTOR: IAN M. ROLLAND Mgmt For For For
8 ELECTION OF DIRECTOR: ROBERT C. Mgmt For For For
SKAGGS,
JR.
9 ELECTION OF DIRECTOR: RICHARD L. Mgmt For For For
THOMPSON
10 ELECTION OF DIRECTOR: CAROLYN Y. WOO Mgmt For For For
11 TO RATIFY THE APPOINTMENT OF Mgmt For For For
DELOITTE & TOUCHE LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC
ACCOUNTANTS.
12 TO CONSIDER AN ADVISORY VOTE ON Mgmt For For For
EXECUTIVE
COMPENSATION.
13 TO CONSIDER AN ADVISORY VOTE ON THE Mgmt 1 Year 1 Year For
FREQUENCY OF THE ADVISORY VOTE ON
EXECUTIVE
COMPENSATION.
14 TO CONSIDER A STOCKHOLDER PROPOSAL ShrHldr Against For Against
REGARDING STOCKHOLDER ACTION BY
WRITTEN
CONSENT.
Northeast
Utilities
Ticker Security ID: Meeting Date Meeting Status
CUSIP 664397106 03/04/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 PROPOSAL TO ADOPT THE AGREEMENT AND Mgmt For For For
PLAN OF MERGER, BY AND AMONG
NORTHEAST UTILITIES, NU HOLDING
ENERGY 1 LLC, NU HOLDING ENERGY 2
LLC AND NSTAR, AS AMENDED AND AS IT
MAY BE AMENDED FURTHER, AND APPROVE
THE MERGER, INCLUDING THE ISSUANCE
OF NORTHEAST
UTIL
2 PROPOSAL TO INCREASE THE NUMBER OF Mgmt For For For
NORTHEAST UTILITIES COMMON SHARES
AUTHORIZED FOR ISSUANCE BY THE
BOARD OF TRUSTEES IN ACCORDANCE
WITH SECTION 19 OF THE NORTHEAST
UTILITIES DECLARATION OF TRUST BY
155,000,000 COMMON SHARES, FROM
225,000,000 AUTHORIZED
C
3 PROPOSAL TO FIX THE NUMBER OF Mgmt For For For
TRUSTEES OF THE NORTHEAST UTILITIES
BOARD OF TRUSTEES AT
FOURTEEN.
4 PROPOSAL TO ADJOURN THE SPECIAL Mgmt For For For
MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT
VOTES TO APPROVE THE FOREGOING
PROPOSALS.
Northeast
Utilities
Ticker Security ID: Meeting Date Meeting Status
CUSIP 664397106 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : RICHARD H. BOOTH Mgmt For For For
1.2 DIRECTOR : JOHN S. CLARKESON Mgmt For For For
1.3 DIRECTOR : COTTON M. CLEVELAND Mgmt For For For
1.4 DIRECTOR : SANFORD CLOUD, JR. Mgmt For For For
1.5 DIRECTOR : JOHN G. GRAHAM Mgmt For For For
1.6 DIRECTOR : ELIZABETH T. KENNAN Mgmt For For For
1.7 DIRECTOR : KENNETH R. LEIBLER Mgmt For For For
1.8 DIRECTOR : ROBERT E. PATRICELLI Mgmt For For For
1.9 DIRECTOR : CHARLES W. SHIVERY Mgmt For For For
1.10 DIRECTOR : JOHN F. SWOPE Mgmt For For For
1.11 DIRECTOR : DENNIS R. WRAASE Mgmt For For For
2 RESOLVED, THAT THE COMPENSATION PAID Mgmt For For For
TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED PURSUANT TO
THE COMPENSATION DISCLOSURE RULES
OF THE SECURITIES AND EXCHANGE
COMMISSION, INCLUDING THE
COMPENSATION DISCUSSION AND
ANALYSIS, THE COMPENSATION
TABL
3 RESOLVED, THAT THE SHAREHOLDERS OF Mgmt 3 Years 1 Year Against
THE COMPANY APPROVE, ON AN ADVISORY
BASIS, THAT THE ADVISORY VOTE ON
EXECUTIVE COMPENSATION, COMMONLY
KNOWN AS "SAY-ON-PAY," BE CONDUCTED
EVERY 1, 2 OR 3 YEARS, BEGINNING
WITH THIS ANNUAL MEETING".
"
4 TO RATIFY THE SELECTION OF DELOITTE Mgmt For For For
& TOUCHE LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR
2011
Nyse Euronext
Ticker Security ID: Meeting Date Meeting Status
CUSIP 629491101 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: ANDRE BERGEN Mgmt For For For
2 ELECTION OF DIRECTOR: ELLYN L. BROWN Mgmt For For For
3 ELECTION OF DIRECTOR: MARSHALL N. Mgmt For For For
CARTER
4 ELECTION OF DIRECTOR: DOMINIQUE Mgmt For For For
CERUTTI
5 ELECTION OF DIRECTOR: PATRICIA M. Mgmt For For For
CLOHERTY
6 ELECTION OF DIRECTOR: SIR GEORGE COX Mgmt For For For
7 ELECTION OF DIRECTOR: SYLVAIN HEFES Mgmt For For For
8 ELECTION OF DIRECTOR: JAN-MICHIEL Mgmt For For For
HESSELS
9 ELECTION OF DIRECTOR: DUNCAN M. Mgmt For For For
MCFARLAND
10 ELECTION OF DIRECTOR: JAMES J. Mgmt For Against Against
MCNULTY
11 ELECTION OF DIRECTOR: DUNCAN L. Mgmt For For For
NIEDERAUER
12 ELECTION OF DIRECTOR: RICARDO SALGADO Mgmt For For For
13 ELECTION OF DIRECTOR: ROBERT G. SCOTT Mgmt For For For
14 ELECTION OF DIRECTOR: JACKSON P. TAI Mgmt For For For
15 ELECTION OF DIRECTOR: RIJNHARD VAN Mgmt For For For
TETS
16 ELECTION OF DIRECTOR: SIR BRIAN Mgmt For For For
WILLIAMSON
17 TO RATIFY THE APPOINTMENT OF Mgmt For For For
PRICEWATERHOUSECOOPERS LLP AS NYSE
EURONEXT'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL
YEAR ENDING DECEMBER 31,
2011.
18 TO APPROVE THE COMPANY'S PROPOSAL TO Mgmt For For For
ADOPT MAJORITY VOTING WITH RESPECT
TO CERTAIN PROVISIONS IN OUR
CERTIFICATE OF INCORPORATION THAT
CURRENTLY REQUIRE AN 80%
STOCKHOLDER VOTE TO AMEND (THE
PROPOSED CHARTER
AMENDMENT).
19 TO APPROVE THE COMPANY'S ADVISORY Mgmt For Against Against
VOTE ON EXECUTIVE COMPENSATION (THE
SAY-ON-PAY" PROPOSAL).
"
20 SHOULD THERE BE AN ADVISORY Mgmt N/A 1 Year N/A
STOCKHOLDER VOTE TO APPROVE
EXECUTIVE COMPENSATION DISCLOSURE
EVERY ONE YEAR, EVERY TWO YEARS OR
EVERY THREE YEARS? (THE
SAY-WHEN-ON-PAY" PROPOSAL).
"
21 TO APPROVE THE STOCKHOLDER PROPOSAL ShrHldr Against For Against
TO GIVE HOLDERS OF 10% OF THE
OUTSTANDING COMMON STOCK THE POWER
TO CALL A SPECIAL STOCKHOLDER
MEETING (THE KENNETH STEINER
PROPOSAL).
22 TO APPROVE THE STOCKHOLDER PROPOSAL ShrHldr Against For Against
REGARDING ACTION BY WRITTEN CONSENT
(THE WILLIAM STEINER
PROPOSAL).
Oneok, Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 682680103 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: JAMES C. DAY Mgmt For For For
2 ELECTION OF DIRECTOR: JULIE H. Mgmt For For For
EDWARDS
3 ELECTION OF DIRECTOR: WILLIAM L. FORD Mgmt For For For
4 ELECTION OF DIRECTOR: JOHN W. GIBSON Mgmt For For For
5 ELECTION OF DIRECTOR: BERT H. MACKIE Mgmt For For For
6 ELECTION OF DIRECTOR: JIM W. MOGG Mgmt For For For
7 ELECTION OF DIRECTOR: PATTYE L. MOORE Mgmt For For For
8 ELECTION OF DIRECTOR: GARY D. PARKER Mgmt For For For
9 ELECTION OF DIRECTOR: EDUARDO A. Mgmt For For For
RODRIGUEZ
10 ELECTION OF DIRECTOR: GERALD B. SMITH Mgmt For For For
11 ELECTION OF DIRECTOR: DAVID J. Mgmt For For For
TIPPECONNIC
12 RATIFICATION OF Mgmt For For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR YEAR ENDING DEC
31,
2011.
13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION.
14 ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year 1 Year For
HOLDING THE ADVISORY VOTE ON
EXECUTIVE
COMPENSATION.
Pepco Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 713291102 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : JACK B. DUNN, IV Mgmt For For For
1.2 DIRECTOR : TERENCE C. GOLDEN Mgmt For For For
1.3 DIRECTOR : PATRICK T. HARKER Mgmt For For For
1.4 DIRECTOR : FRANK O. HEINTZ Mgmt For For For
1.5 DIRECTOR : BARBARA J. KRUMSIEK Mgmt For For For
1.6 DIRECTOR : GEORGE F. MACCORMACK Mgmt For For For
1.7 DIRECTOR : LAWRENCE C. NUSSDORF Mgmt For For For
1.8 DIRECTOR : PATRICIA A. OELRICH Mgmt For For For
1.9 DIRECTOR : JOSEPH M. RIGBY Mgmt For For For
1.10 DIRECTOR : FRANK K. ROSS Mgmt For For For
1.11 DIRECTOR : PAULINE A. SCHNEIDER Mgmt For Withhold Against
1.12 DIRECTOR : LESTER P. SILVERMAN Mgmt For For For
2 A PROPOSAL TO APPROVE, BY Mgmt For For For
NON-BINDING VOTE, THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
3 A PROPOSAL RECOMMENDING, BY Mgmt 1 Year 1 Year For
NON-BINDING VOTE, THE FREQUENCY OF
AN ADVISORY VOTE ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE
OFFICERS.
4 A PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For For
OF PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR
2011.
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 717081103 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: DENNIS A. Mgmt For For For
AUSIELLO
2 ELECTION OF DIRECTOR: MICHAEL S. Mgmt For For For
BROWN
3 ELECTION OF DIRECTOR: M. ANTHONY Mgmt For For For
BURNS
4 ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For For
5 ELECTION OF DIRECTOR: FRANCES D. Mgmt For For For
FERGUSSON
6 ELECTION OF DIRECTOR: WILLIAM H. Mgmt For For For
GRAY
III
7 ELECTION OF DIRECTOR: CONSTANCE J. Mgmt For For For
HORNER
8 ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For For
9 ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For For
10 ELECTION OF DIRECTOR: JOHN P. Mgmt For For For
MASCOTTE
11 ELECTION OF DIRECTOR: SUZANNE NORA Mgmt For For For
JOHNSON
12 ELECTION OF DIRECTOR: IAN C. READ Mgmt For For For
13 ELECTION OF DIRECTOR: STEPHEN W. Mgmt For For For
SANGER
14 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For For
KPMG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR
2011.
15 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
16 ADVISORY VOTE ON THE FREQUENCY OF Mgmt 2 Years 1 Year Against
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
17 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against For Against
PUBLICATION OF POLITICAL
CONTRIBUTIONS
18 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against For Against
PUBLIC POLICY
INITIATIVES.
19 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against For Against
PHARMACEUTICAL PRICE
RESTRAINTS.
20 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against For Against
ACTION BY WRITTEN
CONSENT.
21 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Against For
SPECIAL SHAREHOLDER
MEETINGS.
22 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against For Against
ANIMAL
RESEARCH
R.R. Donnelley &
Sons
Company
Ticker Security ID: Meeting Date Meeting Status
CUSIP 257867101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: THOMAS J. Mgmt For For For
QUINLAN,
III
2 ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For For
3 ELECTION OF DIRECTOR: LEE A. CHADEN Mgmt For For For
4 ELECTION OF DIRECTOR: JUDITH H. Mgmt For For For
HAMILTON
5 ELECTION OF DIRECTOR: SUSAN M. IVEY Mgmt For For For
6 ELECTION OF DIRECTOR: THOMAS S. Mgmt For Against Against
JOHNSON
7 ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For For
8 ELECTION OF DIRECTOR: MICHAEL T. Mgmt For For For
RIORDAN
9 ELECTION OF DIRECTOR: OLIVER R. Mgmt For For For
SOCKWELL
10 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION.
11 ADVISORY VOTE REGARDING FREQUENCY OF Mgmt 1 Year 1 Year For
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
12 RATIFICATION OF THE COMPANY'S Mgmt For For For
AUDITORS.
13 STOCKHOLDER PROPOSAL WITH RESPECT TO ShrHldr Against For Against
A SUSTAINABLE PAPER PURCHASING
POLICY.
14 STOCKHOLDER PROPOSAL WITH RESPECT TO ShrHldr Against For Against
A REPORT REGARDING POLITICAL
CONTRIBUTIONS BY THE
COMPANY.
15 STOCKHOLDER PROPOSAL WITH RESPECT TO ShrHldr Against For Against
STOCKHOLDER ACTION BY WRITTEN
CONSENT.
Southern Union
Company
Ticker Security ID: Meeting Date Meeting Status
CUSIP 844030106 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : GEORGE L. LINDEMANN Mgmt For For For
1.2 DIRECTOR : ERIC D. HERSCHMANN Mgmt For Withhold Against
1.3 DIRECTOR : DAVID BRODSKY Mgmt For For For
1.4 DIRECTOR : FRANK W. DENIUS Mgmt For For For
1.5 DIRECTOR : KURT A. GITTER, M.D. Mgmt For For For
1.6 DIRECTOR : HERBERT H. JACOBI Mgmt For For For
1.7 DIRECTOR : THOMAS N. MCCARTER, III Mgmt For For For
1.8 DIRECTOR : GEORGE ROUNTREE, III Mgmt For Withhold Against
1.9 DIRECTOR : ALLAN D. SCHERER Mgmt For For For
2 TO RATIFY THE APPOINTMENT OF Mgmt For For For
PRICEWATERHOUSECOOPERS LLP AS
SOUTHERN UNION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31,
2011.
3 TO ADOPT AN ADVISORY, NONBINDING Mgmt For Against Against
RESOLUTION APPROVING THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4 TO SELECT ON AN ADVISORY, NONBINDING Mgmt 3 Years 1 Year Against
BASIS, THE FREQUENCY OF THE
STOCKHOLDER VOTE ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
5 TO APPROVE A STOCKHOLDER PROPOSAL ShrHldr Against For Against
RELATING TO THE PREPARATION OF A
CORPORATE SUSTAINABILITY
REPORT.
Spectra Energy
Corp
Ticker Security ID: Meeting Date Meeting Status
CUSIP 847560109 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : WILLIAM T. ESREY Mgmt For For For
1.2 DIRECTOR : GREGORY L. EBEL Mgmt For For For
1.3 DIRECTOR : AUSTIN A. ADAMS Mgmt For For For
1.4 DIRECTOR : PAUL M. ANDERSON Mgmt For For For
1.5 DIRECTOR : PAMELA L. CARTER Mgmt For For For
1.6 DIRECTOR : F. ANTHONY COMPER Mgmt For For For
1.7 DIRECTOR : PETER B. HAMILTON Mgmt For For For
1.8 DIRECTOR : DENNIS R. HENDRIX Mgmt For For For
1.9 DIRECTOR : MICHAEL MCSHANE Mgmt For For For
1.10 DIRECTOR : JOSEPH H. NETHERLAND Mgmt For For For
1.11 DIRECTOR : MICHAEL E.J. PHELPS Mgmt For For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For For
DELOITTE & TOUCHE LLP AS SPECTRA
ENERGY CORP'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR
2011.
3 APPROVAL OF THE SPECTRA ENERGY CORP Mgmt For For For
2007 LONG-TERM INCENTIVE PLAN, AS
AMENDED AND
RESTATED.
4 APPROVAL OF THE SPECTRA ENERGY CORP Mgmt For For For
EXECUTIVE SHORT-TERM INCENTIVE
PLAN, AS AMENDED AND
RESTATED.
5 AN ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION.
6 AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 3 Years 3 Years For
HOLDING AN ADVISORY VOTE ON
EXECUTIVE
COMPENSATION.
7 SHAREHOLDER PROPOSAL FOR A DIRECTOR ShrHldr Against Against For
ELECTION MAJORITY VOTE
STANDARD.
Statoil Asa
Ticker Security ID: Meeting Date Meeting Status
CUSIP 85771P102 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF OLAUG SVARVA AS CHAIR OF Mgmt For For For
THE
MEETING
2 APPROVAL OF THE NOTICE AND THE AGENDA Mgmt For For For
3 ELECTION OF TWO PERSONS TO CO-SIGN Mgmt For For For
THE MINUTES TOGETHER WITH THE CHAIR
OF THE
MEETING
4 APPROVAL OF THE ANNUAL REPORT AND Mgmt For For For
ACCOUNTS INCLUDING DISTRIBUTION OF
THE
DIVIDEND
5 DECLARATION ON STIPULATION OF SALARY Mgmt For For For
AND OTHER REMUNERATION FOR
EXECUTIVE
MANAGEMENT
6 DETERMINATION OF REMUNERATION FOR Mgmt For For For
THE COMPANY'S
AUDITOR
7 DETERMINATION OF REMUNERATION FOR Mgmt For For For
THE CORPORATE
ASSEMBLY
8 ELECTION OF INGRID RASMUSSEN YNEW Mgmt For For For
ELECTED' AS MEMBER OF THE
NOMINATION
COMMITTEE
9 DETERMINATION OF REMUNERATION FOR Mgmt For For For
THE NOMINATION
COMMITTEE
10 AUTHORISATION TO ACQUIRE STATOIL Mgmt For For For
SHARES IN THE MARKET TO CONTINUE
IMPLEMENTATION OF THE SHARE SAVING
PLAN FOR
EMPLOYEES
11 AUTHORISATION TO ACQUIRE STATOIL Mgmt For For For
SHARES IN THE MARKET FOR SUBSEQUENT
ANNULMENT
12 MARKETING INSTRUCTIONS FOR STATOIL Mgmt For For For
ASA -
ADJUSTMENTS
13 CHANGES TO THE ARTICLES OF Mgmt For For For
ASSOCIATION
14 ADOPT INSTRUCTION FOR THE NOMINATION Mgmt For For For
COMMITTEE
15 PROPOSAL FROM A SHAREHOLDER ShrHldr Against For Against
Telefonica, S.A.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 879382208 05/17/2011 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 EXAMINATION AND APPROVAL, IF Mgmt For For For
APPLICABLE, OF THE INDIVIDUAL
ANNUAL ACCOUNTS, THE CONSOLIDATED
FINANCIAL STATEMENTS (CONSOLIDATED
ANNUAL ACCOUNTS) AND THE MANAGEMENT
REPORT OF TELEFONICA, S.A AND OF
ITS CONSOLIDATED GROUP OF
COMPANIES, AS WELL AS OF THE
PRO
2 COMPENSATION OF SHAREHOLDERS: Mgmt For For For
DISTRIBUTION OF DIVIDENDS TO BE
CHARGED TO UNRESTRICTED
RESERVES.
3 AMENDMENT OF THE BY-LAWS: AMENDMENT Mgmt For For For
OF ARTICLES 1, 6.2, 7, 14, 16.1,
17.4, 18.4, 31 BIS AND 36 OF THE
BY-LAWS FOR ADJUSTMENT THEREOF TO
THE LATEST LEGISLATIVE
DEVELOPMENTS.
4 AMENDMENT OF THE BY-LAWS: ADDITION Mgmt For For For
OF A NEW PARAGRAPH 5 TO ARTICLE 16
OF THE
BY-LAWS.
5 AMENDMENT OF THE BY-LAWS: ADDITION Mgmt For For For
OF A NEW ARTICLE 26 BIS TO THE
BY-LAWS.
6 AMENDMENT OF THE REGULATIONS FOR THE Mgmt For For For
GENERAL SHAREHOLDERS' MEETING:
AMENDMENT OF ARTICLES 5, 8.1, 11
AND 13.1 OF THE REGULATIONS FOR THE
GENERAL SHAREHOLDERS' MEETING FOR
ADJUSTMENT TO THE LATEST
LEGISLATIVE
DEVELOPMENTS.
7 AMENDMENT OF THE REGULATIONS FOR THE Mgmt For For For
GENERAL SHAREHOLDERS' MEETING:
AMENDMENT OF ARTICLE 14.1 OF THE
REGULATIONS FOR THE GENERAL
SHAREHOLDERS'
MEETING.
8 RE-ELECTION OF MR. ISIDRO FAINE Mgmt For Against Against
CASAS.
9 RE-ELECTION OF MR. VITALINO MANUEL Mgmt For For For
NAFRIA
AZNAR.
10 RE-ELECTION OF MR. JULIO LINARES Mgmt For For For
LOPEZ.
11 RE-ELECTION OF MR. DAVID ARCULUS. Mgmt For For For
12 RE-ELECTION OF MR. CARLOS COLOMER Mgmt For For For
CASELLAS.
13 RE-ELECTION OF MR. PETER ERSKINE. Mgmt For For For
14 RE-ELECTION OF MR. ALFONSO FERRARI Mgmt For Against Against
HERRERO.
15 RE-ELECTION OF MR. ANTONIO MASSANELL Mgmt For For For
LAVILLA.
16 APPOINTMENT OF MR. CHANG XIAOBING. Mgmt For For For
17 AUTHORIZATION GRANTED TO THE BOARD Mgmt For For For
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL PURSUANT TO THE TERMS AND
CONDITIONS OF SECTION 297.1.B) OF
THE COMPANIES ACT, OVER A MAXIMUM
PERIOD OF FIVE YEARS, DELEGATING
THE POWER TO EXCLUDE PRE-EMPTIVE
RIGHTS PURSUANT
T
18 RE-ELECTION OF THE AUDITOR FOR Mgmt For For For
FISCAL YEAR
2011.
19 LONG-TERM INCENTIVE PLAN BASED ON Mgmt For For For
SHARES OF TELEFONICA, S.A. APPROVAL
OF A LONG-TERM INCENTIVE PLAN
CONSISTING OF THE DELIVERY OF
SHARES OF TELEFONICA, S.A. AIMED AT
MEMBERS OF THE EXECUTIVE TEAM OF
THE TELEFONICA GROUP (INCLUDING
EXECUTIVE
DIRECTORS).
20 RESTRICTED SHARE PLAN OF TELEFONICA, Mgmt For For For
S.A. APPROVAL OF A LONG-TERM
INCENTIVE RESTRICTED PLAN
CONSISTING OF THE DELIVERY OF
SHARES OF TELEFONICA, S.A. AIMED AT
EMPLOYEES AND EXECUTIVE PERSONNEL
AND LINKED TO THEIR CONTINUED
EMPLOYMENT IN THE TELEFONICA
GROU
21 GLOBAL INCENTIVE SHARE PURCHASE PLAN Mgmt For For For
OF TELEFONICA, S.A. APPROVAL OF AN
INCENTIVE SHARE PURCHASE GLOBAL
PLAN FOR THE EMPLOYEES OF THE
TELEFONICA
GROUP.
22 DELEGATION OF POWERS TO FORMALIZE, Mgmt For For For
INTERPRETS, CORRECT AND IMPLEMENT
THE RESOLUTIONS ADOPTED BY THE
SHAREHOLDERS AT THE GENERAL
SHAREHOLDERS'
MEETING.
The Procter &
Gamble
Company
Ticker Security ID: Meeting Date Meeting Status
CUSIP 742718109 10/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: ANGELA F. BRALY Mgmt For For For
2 ELECTION OF DIRECTOR: KENNETH I. Mgmt For For For
CHENAULT
3 ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For For
4 ELECTION OF DIRECTOR: RAJAT K. GUPTA Mgmt For For For
5 ELECTION OF DIRECTOR: ROBERT A. Mgmt For For For
MCDONALD
6 ELECTION OF DIRECTOR: W. JAMES Mgmt For For For
MCNERNEY,
JR.
7 ELECTION OF DIRECTOR: JOHNATHAN A. Mgmt For Against Against
RODGERS
8 ELECTION OF DIRECTOR: MARY A. Mgmt For For For
WILDEROTTER
9 ELECTION OF DIRECTOR: PATRICIA A. Mgmt For For For
WOERTZ
10 ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For For
11 RATIFY APPOINTMENT OF THE Mgmt For For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING
FIRM
12 SHAREHOLDER PROPOSAL - CUMULATIVE ShrHldr Against Against For
VOTING
The Williams
Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 969457100 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: ALAN S. Mgmt For For For
ARMSTRONG
2 ELECTION OF DIRECTOR: JOSEPH R. Mgmt For For For
CLEVELAND
3 ELECTION OF DIRECTOR: JUANITA H. Mgmt For For For
HINSHAW
4 ELECTION OF DIRECTOR: FRANK T. Mgmt For For For
MACINNIS
5 ELECTION OF DIRECTOR: JANICE D. Mgmt For For For
STONEY
6 ELECTION OF DIRECTOR: LAURA A. SUGG Mgmt For For For
7 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For For
AUDITORS FOR
2011.
8 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION.
9 ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
Windstream
Corporation
Ticker Security ID: Meeting Date Meeting Status
CUSIP 97381W104 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: CAROL B. Mgmt For For For
ARMITAGE
2 ELECTION OF DIRECTOR: SAMUEL E. Mgmt For For For
BEALL,
III
3 ELECTION OF DIRECTOR: DENNIS E. Mgmt For For For
FOSTER
4 ELECTION OF DIRECTOR: FRANCIS X. Mgmt For For For
FRANTZ
5 ELECTION OF DIRECTOR: JEFFERY R. Mgmt For For For
GARDNER
6 ELECTION OF DIRECTOR: JEFFREY T. Mgmt For For For
HINSON
7 ELECTION OF DIRECTOR: JUDY K. JONES Mgmt For For For
8 ELECTION OF DIRECTOR: WILLIAM A. Mgmt For For For
MONTGOMERY
9 ELECTION OF DIRECTOR: ALAN L. WELLS Mgmt For For For
10 TO VOTE ON AN ADVISORY (NON-BINDING) Mgmt For For For
RESOLUTION ON EXECUTIVE
COMPENSATION
11 TO VOTE ON AN ADVISORY (NON-BINDING) Mgmt 1 Year 1 Year For
RESOLUTION ON THE FREQUENCY OF
ADVISORY VOTES ON EXECUTIVE
COMPENSATION
12 TO RATIFY THE APPOINTMENT OF Mgmt For For For
PRICEWATERHOUSECOOPERS LLP AS
WINDSTREAM'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANT FOR
2011
13 STOCKHOLDER PROPOSAL - CUMULATIVE ShrHldr Against Against For
VOTING
14 STOCKHOLDER PROPOSAL - TRANSPARENCY ShrHldr Against For Against
AND ACCOUNTABILITY IN CORPORATE
SPENDING ON POLITICAL
ACTIVITIES
Manager Sleeve : Agg Growth LB Parnassus
7/1/2010 - 6/30/2011
Accenture PLC
Ticker Security ID: Meeting Date Meeting Status
ACN CUISP G1151C101 02/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Charles Giancarlo Mgmt For Against Against
3 Elect Dennis Hightower Mgmt For Against Against
4 Elect Blythe McGarvie Mgmt For Against Against
5 Elect Mark Moody-Stuart Mgmt For Against Against
6 Elect Pierre Nanterme Mgmt For Against Against
7 Ratification of Auditor and Mgmt For For For
Authority to Set
Fees
8 Advisory Vote on Executive Mgmt For Against Against
Compensation
9 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
10 Authorization to Hold the 2012 Mgmt For For For
Annual Meeting Outside of
Ireland
11 Authority to Repurchase Shares Mgmt For Against Against
12 Authority to Set Price of Reissued Mgmt For For For
Treasury
Shares
Aflac
Incorporated
Ticker Security ID: Meeting Date Meeting Status
AFL CUISP 001055102 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Daniel Amos Mgmt For Against Against
2 Elect John Shelby Amos II Mgmt For Against Against
3 Elect Paul Amos II Mgmt For For For
4 Elect Michael Armacost Mgmt For For For
5 Elect Kriss Cloninger III Mgmt For Against Against
6 Elect Elizabeth Hudson Mgmt For For For
7 Elect Douglas Johnson Mgmt For For For
8 Elect Robert Johnson Mgmt For For For
9 Elect Charles Knapp Mgmt For For For
10 Elect E. Stephen Purdom Mgmt For For For
11 Elect Barbara Rimer Mgmt For For For
12 Elect Marvin Schuster Mgmt For Against Against
13 Elect David Thompson Mgmt For For For
14 Elect Robert Wright Mgmt For For For
15 Elect Takuro Yoshida Mgmt For For For
16 Advisory Vote on Executive Mgmt For Against Against
Compensation
17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
18 Ratification of Auditor Mgmt For For For
AGL Resources
Inc.
Ticker Security ID: Meeting Date Meeting Status
AGL CUISP 001204106 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Sandra Bane Mgmt For For For
1.2 Elect Thomas Bell, Jr. Mgmt For For For
1.3 Elect Arthur Johnson Mgmt For For For
1.4 Elect Dean O'Hare Mgmt For For For
1.5 Elect James Rubright Mgmt For Withhold Against
1.6 Elect John Somerhalder II Mgmt For For For
1.7 Elect Bettina Whyte Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2007 Omnibus Mgmt For For For
Performance Incentive
Plan
4 Amendment to the Employee Stock Mgmt For For For
Purchase
Plan
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
AGL Resources
Inc.
Ticker Security ID: Meeting Date Meeting Status
AGL CUISP 001204106 06/14/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Merger Mgmt For For For
2 Increase in Board Size Mgmt For Against Against
3 Right to Adjourn Meeting Mgmt For For For
Apache
Corporation
Ticker Security ID: Meeting Date Meeting Status
APA CUISP 037411105 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect G. Steven Farris Mgmt For Against Against
2 Elect Randolph Ferlic Mgmt For Against Against
3 Elect A. D. Frazier, Jr. Mgmt For Against Against
4 Elect John Kocur Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
8 Increase of Authorized Common Stock Mgmt For Against Against
9 Increase of Preferred Stock Mgmt For Against Against
10 2011 Omnibus Equity Compensation Plan Mgmt For Against Against
Black Hills
Corporation
Ticker Security ID: Meeting Date Meeting Status
BKH CUISP 092113109 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Emery Mgmt For Withhold Against
1.2 Elect Rebecca Roberts Mgmt For Withhold Against
1.3 Elect Warren Robinson Mgmt For Withhold Against
1.4 Elect John Vering Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Cooper
Industries
Plc
Ticker Security ID: Meeting Date Meeting Status
CBE CUISP G24140108 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Linda Hill Mgmt For Against Against
2 Elect James Postl Mgmt For Against Against
3 Elect Mark Thompson Mgmt For Against Against
4 Accounts and Reports Mgmt For For For
5 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
6 2011 Omnibus Incentive Compensation Mgmt For Against Against
Plan
7 Advisory Vote on Executive Mgmt For Against Against
Compensation
8 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
9 Authority of Subsidiary to Mgmt For For For
Repurchase
Shares
10 Authority to Set Price of Reissued Mgmt For For For
Treasury
Shares
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUISP 244199105 02/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charles Holliday, Jr. Mgmt For For For
2 Elect Dipak Jain Mgmt For For For
3 Elect Joachim Milberg Mgmt For For For
4 Elect Richard Myers Mgmt For Against Against
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
Devon Energy
Corporation
Ticker Security ID: Meeting Date Meeting Status
DVN CUISP 25179M103 06/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Henry Mgmt For Withhold Against
1.2 Elect John Hill Mgmt For Withhold Against
1.3 Elect Michael Kanovsky Mgmt For Withhold Against
1.4 Elect Robert Mosbacher, Jr. Mgmt For Withhold Against
1.5 Elect J. Larry Nichols Mgmt For Withhold Against
1.6 Elect Duane Radtke Mgmt For Withhold Against
1.7 Elect Mary Ricciardello Mgmt For Withhold Against
1.8 Elect John Richels Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Elimination of Supermajority Mgmt For For For
Requirement
5 Technical Amendments to Certificate Mgmt For For For
of
Incorporation
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
Energen
Corporation
Ticker Security ID: Meeting Date Meeting Status
EGN CUISP 29265N108 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Kenneth Dewey Mgmt For Withhold Against
1.2 Elect James McManus II Mgmt For Withhold Against
1.3 Elect David Wilson Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 1997 Stock Mgmt For For For
Incentive
Plan
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Hydraulic
Fracturing
Gen-Probe
Incorporated
Ticker Security ID: Meeting Date Meeting Status
GPRO CUISP 36866T103 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Phillip Schneider Mgmt For Withhold Against
1.2 Elect Abraham Sofaer Mgmt For Withhold Against
1.3 Elect Patrick Sullivan Mgmt For Withhold Against
2 Amendment to the 2003 Incentive Mgmt For Against Against
Award
Plan
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Gilead Sciences,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUISP 375558103 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Cogan Mgmt For For For
1.2 Elect Etienne Davignon Mgmt For For For
1.3 Elect James Denny Mgmt For For For
1.4 Elect Carla Hills Mgmt For For For
1.5 Elect Kevin Lofton Mgmt For Withhold Against
1.6 Elect John Madigan Mgmt For Withhold Against
1.7 Elect John Martin Mgmt For For For
1.8 Elect Gordon Moore Mgmt For Withhold Against
1.9 Elect Nicholas Moore Mgmt For Withhold Against
1.10 Elect Richard Whitley Mgmt For For For
1.11 Elect Gayle Wilson Mgmt For For For
1.12 Elect Per Wold-Olsen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 162(m) Bonus Plan Mgmt For For For
4 Elimination of Supermajority Mgmt For For For
Requirement
5 Right to Call a Special Meeting Mgmt For For For
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Google Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOG CUISP 38259P508 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Larry Page Mgmt For Withhold Against
1.2 Elect Sergey Brin Mgmt For Withhold Against
1.3 Elect Eric Schmidt Mgmt For Withhold Against
1.4 Elect L. John Doerr Mgmt For Withhold Against
1.5 Elect John Hennessy Mgmt For Withhold Against
1.6 Elect Ann Mather Mgmt For For For
1.7 Elect Paul Otellini Mgmt For Withhold Against
1.8 Elect K. Ram Shriram Mgmt For For For
1.9 Elect Shirley Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Plan Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Formation of Sustainability
Committee
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Conflict of Interest
Report
Hewlett-Packard
Company
Ticker Security ID: Meeting Date Meeting Status
HPQ CUISP 428236103 03/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Marc Andreessen Mgmt For For For
2 Elect Leo Apotheker Mgmt For For For
3 Elect Lawrence Babbio Jr. Mgmt For Against Against
4 Elect Sari Baldauf Mgmt For For For
5 Elect Shumeet Banerji Mgmt For For For
6 Elect Rajiv Gupta Mgmt For Against Against
7 Elect John Hammergren Mgmt For Against Against
8 Elect Raymond Lane Mgmt For For For
9 Elect Gary Reiner Mgmt For For For
10 Elect Patricia Russo Mgmt For For For
11 Elect Dominique Senequier Mgmt For For For
12 Elect G. Kennedy Thompson Mgmt For For For
13 Elect Margaret Whitman Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 2011 Employee Stock Purchase Plan Mgmt For For For
18 Amendment to the 2005 Mgmt For Against Against
Pay-for-Results
Plan
Hudson City
Bancorp,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HCBK CUISP 443683107 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ronald Hermance, Jr. Mgmt For Against Against
2 Elect William Bardel Mgmt For Against Against
3 Elect Scott Belair Mgmt For Against Against
4 Elect Cornelius Golding Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 2011 Stock Incentive Plan Mgmt For Against Against
7 Advisory Vote on Executive Mgmt For Against Against
Compensation
8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
9 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
Idex Corporation
Ticker Security ID: Meeting Date Meeting Status
IEX CUISP 45167R104 04/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Bradley Bell Mgmt For Withhold Against
1.2 Elect Lawrence Kingsley Mgmt For Withhold Against
1.3 Elect Gregory Milzcik Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUISP 458140100 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charlene Barshefsky Mgmt For Against Against
2 Elect Susan Decker Mgmt For Against Against
3 Elect John Donahoe Mgmt For Against Against
4 Elect Reed Hundt Mgmt For Against Against
5 Elect Paul Otellini Mgmt For Against Against
6 Elect James Plummer Mgmt For Against Against
7 Elect David Pottruck Mgmt For Against Against
8 Elect Jane Shaw Mgmt For Against Against
9 Elect Frank Yeary Mgmt For Against Against
10 Elect David Yoffie Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2006 Equity Mgmt For Against Against
Incentive
Plan
13 Amendment to the 2006 Stock Purchase Mgmt For For For
Plan
14 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Iron Mountain
Incorporated
Ticker Security ID: Meeting Date Meeting Status
IRM CUISP 462846106 06/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Clarke Bailey Mgmt For Withhold Against
1.2 Elect Kent Dauten Mgmt For Withhold Against
1.3 Elect Paul Deninger Mgmt For Withhold Against
1.4 Elect Per-Kristian Halvorsen Mgmt For Withhold Against
1.5 Elect Michael Lamach Mgmt For Withhold Against
1.6 Elect Arthur Little Mgmt For Withhold Against
1.7 Elect Allan Loren Mgmt For Withhold Against
1.8 Elect C. Richard Reese Mgmt For Withhold Against
1.9 Elect Vincent Ryan Mgmt For Withhold Against
1.10 Elect Laurie Tucker Mgmt For Withhold Against
1.11 Elect Alfred Verrecchia Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
JPMorgan Chase &
Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUISP 46625H100 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Crandall Bowles Mgmt For Against Against
2 Elect Stephen Burke Mgmt For Against Against
3 Elect David Cote Mgmt For Against Against
4 Elect James Crown Mgmt For Against Against
5 Elect James Dimon Mgmt For Against Against
6 Elect Ellen Futter Mgmt For Against Against
7 Elect William Gray, III Mgmt For Against Against
8 Elect Laban Jackson, Jr. Mgmt For Against Against
9 Elect David Novak Mgmt For Against Against
10 Elect Lee Raymond Mgmt For Against Against
11 Elect William Weldon Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
13 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Amendment to the Long-Term Incentive Mgmt For Against Against
Plan
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Affirmation of Political
Nonpartisanship
17 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Mortgage Loan
Servicing
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Genocide-Free
Investing
21 Shareholder Proposal Regarding an ShrHoldr Against For Against
Independent Lead
Director
MasterCard
Incorporated
Ticker Security ID: Meeting Date Meeting Status
MA CUISP 57636Q104 06/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Marc Olivie Mgmt For Against Against
2 Elect Rima Qureshi Mgmt For For For
3 Elect Mark Schwartz Mgmt For For For
4 Elect Jackson Tai Mgmt For For For
5 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
MasterCard
Incorporated
Ticker Security ID: Meeting Date Meeting Status
MA CUISP 57636Q104 09/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Repeal of Classified Board Mgmt For For For
2 Elimination of Supermajority Mgmt For For For
Requirement
3 Revise Requirements to Board Mgmt For For For
Composition
4 Revise Stock Ownership Limitations Mgmt For For For
5 Right to Adjourn Meeting Mgmt For For For
6.1 Elect Nancy Karch Mgmt For For For
6.2 Elect Jose Reyes Lagunes Mgmt For For For
6.3 Elect Edward Tian Mgmt For Withhold Against
6.4 Elect Silvio Barzi Mgmt For For For
7 Amendment to the Senior Executive Mgmt For For For
Annual Incentive Compensation
Plan
8 Ratification of Auditor Mgmt For For For
MDU Resources
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MDU CUISP 552690109 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Thomas Everist Mgmt For Against Against
2 Elect Karen Fagg Mgmt For Against Against
3 Elect Terry Hildestad Mgmt For Against Against
4 Elect A. Bart Holaday Mgmt For Against Against
5 Elect Dennis Johnson Mgmt For Against Against
6 Elect Thomas Knudson Mgmt For Against Against
7 Elect Richard Lewis Mgmt For Against Against
8 Elect Patricia Moss Mgmt For Against Against
9 Elect Harry Pearce Mgmt For Against Against
10 Elect John Wilson Mgmt For Against Against
11 Amendment to the Long-Term Mgmt For For For
Performance-Based Incentive
Plan
12 Ratification of Auditor Mgmt For Against Against
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Medtronic, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDT CUISP 585055106 08/25/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Anderson Mgmt For Withhold Against
1.2 Elect David Calhoun Mgmt For For For
1.3 Elect Victor Dzau Mgmt For For For
1.4 Elect William Hawkins Mgmt For For For
1.5 Elect Shirley Jackson Mgmt For For For
1.6 Elect James Lenehan Mgmt For For For
1.7 Elect Denise O'Leary Mgmt For For For
1.8 Elect Kendall Powell Mgmt For Withhold Against
1.9 Elect Robert Pozen Mgmt For For For
1.10 Elect Jean-Pierre Rosso Mgmt For Withhold Against
1.11 Elect Jack Schuler Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Microsoft
Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUISP 594918104 11/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Steven Ballmer Mgmt For Against Against
2 Elect Dina Dublon Mgmt For Against Against
3 Elect William Gates III Mgmt For Against Against
4 Elect Raymond Gilmartin Mgmt For Against Against
5 Elect Reed Hastings Mgmt For Against Against
6 Elect Maria Klawe Mgmt For Against Against
7 Elect David Marquardt Mgmt For Against Against
8 Elect Charles Noski Mgmt For Against Against
9 Elect Helmut Panke Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Formation of Environmental
Sustainability
Committee
NIKE, Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUISP 654106103 09/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jill Conway Mgmt For For For
1.2 Elect Alan Graf, Jr. Mgmt For For For
1.3 Elect John Lechleiter Mgmt For For For
1.4 Elect Phyllis Wise Mgmt For For For
2 Amendment to the Executive Mgmt For For For
Performance Sharing
Plan
3 Amendment to the 1990 Stock Mgmt For Against Against
Incentive
Plan
4 Ratification of Auditor Mgmt For For For
Northwest
Natural Gas
Company
Ticker Security ID: Meeting Date Meeting Status
NWN CUISP 667655104 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Martha Byorum Mgmt For Withhold Against
1.2 Elect John Carter Mgmt For Withhold Against
1.3 Elect C. Scott Gibson Mgmt For Withhold Against
1.4 Elect Gregg Kantor Mgmt For Withhold Against
2 Amendment to the Long Term Incentive Mgmt For For For
Plan
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Paychex, Inc.
Ticker Security ID: Meeting Date Meeting Status
PAYX CUISP 704326107 10/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect B. Thomas Golisano Mgmt For Against Against
2 Elect David Flaschen Mgmt For Against Against
3 Elect Grant Inman Mgmt For Against Against
4 Elect Pamela Joseph Mgmt For Against Against
5 Elect Joseph Tucci Mgmt For Against Against
6 Elect Joseph Velli Mgmt For Against Against
7 Amendment to the 2002 Stock Mgmt For Against Against
Incentive
Plan
8 Ratification of Auditor Mgmt For For For
Pentair, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNR CUISP 709631105 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Leslie Abi-Karam Mgmt For Against Against
2 Elect Jerry Burris Mgmt For Against Against
3 Elect Ronald Merriman Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
Plains
Exploration &
Production
Company
Ticker Security ID: Meeting Date Meeting Status
PXP CUISP 726505100 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Flores Mgmt For Against Against
2 Elect Isaac Arnold, Jr. Mgmt For Against Against
3 Elect Alan Buckwalter, III Mgmt For Against Against
4 Elect Jerry Dees Mgmt For Against Against
5 Elect Tom Delimitros Mgmt For Against Against
6 Elect Thomas Fry, III Mgmt For Against Against
7 Elect Charles Groat Mgmt For Against Against
8 Elect John Lollar Mgmt For Against Against
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Praxair, Inc.
Ticker Security ID: Meeting Date Meeting Status
PX CUISP 74005P104 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Angel Mgmt For For For
1.2 Elect Oscar Bernardes Mgmt For For For
1.3 Elect Nance Dicciani Mgmt For Withhold Against
1.4 Elect Edward Galante Mgmt For Withhold Against
1.5 Elect Claire Gargalli Mgmt For For For
1.6 Elect Ira Hall Mgmt For For For
1.7 Elect Raymond LeBoeuf Mgmt For For For
1.8 Elect Larry McVay Mgmt For For For
1.9 Elect Wayne Smith Mgmt For For For
1.10 Elect Robert Wood Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Approval of Performance Goals Under Mgmt For For For
the 162(m)
Plan
5 Amendment to the 2009 Long-Term Mgmt For Against Against
Incentive
Plan
6 Ratification of Auditor Mgmt For For For
QUALCOMM
Incorporated
Ticker Security ID: Meeting Date Meeting Status
QCOM CUISP 747525103 03/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Barbara Alexander Mgmt For For For
1.2 Elect Stephen Bennett Mgmt For For For
1.3 Elect Donald Cruickshank Mgmt For For For
1.4 Elect Raymond Dittamore Mgmt For For For
1.5 Elect Thomas Horton Mgmt For For For
1.6 Elect Irwin Jacobs Mgmt For For For
1.7 Elect Paul Jacobs Mgmt For For For
1.8 Elect Robert Kahn Mgmt For For For
1.9 Elect Sherry Lansing Mgmt For For For
1.10 Elect Duane Nelles Mgmt For For For
1.11 Elect Francisco Ros Mgmt For For For
1.12 Elect Brent Scowcroft Mgmt For For For
1.13 Elect Marc Stern Mgmt For For For
2 Amendment to the 2006 Long-term Mgmt For Against Against
Incentive
Plan
3 Amendment to the 2001 Employee Stock Mgmt For For For
Purchase
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Questar
Corporation
Ticker Security ID: Meeting Date Meeting Status
STR CUISP 748356102 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Teresa Beck Mgmt For Against Against
2 Elect R. D. Cash Mgmt For Against Against
3 Elect Laurence Downes Mgmt For Against Against
4 Elect Ronald Jibson Mgmt For Against Against
5 Elect Gary Michael Mgmt For Against Against
6 Elect Bruce Williamson Mgmt For Against Against
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Executive Mgmt For Against Against
Compensation
9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Royal Bank Of
Canada
Ticker Security ID: Meeting Date Meeting Status
RY CUISP 780087102 03/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect W. Geoffrey Beattie Mgmt For Withhold Against
1.2 Elect John Ferguson Mgmt For For For
1.3 Elect Paule Gauthier Mgmt For For For
1.4 Elect Tim Hearn Mgmt For For For
1.5 Elect Alice Laberge Mgmt For For For
1.6 Elect Jacques Lamarre Mgmt For For For
1.7 Elect Brandt Louie Mgmt For For For
1.8 Elect Michael McCain Mgmt For Withhold Against
1.9 Elect Gordon Nixon Mgmt For For For
1.10 Elect David O'Brien Mgmt For Withhold Against
1.11 Elect J. Pedro Reinhard Mgmt For For For
1.12 Elect Edward Sonshine Mgmt For Withhold Against
1.13 Elect Kathleen Taylor Mgmt For For For
1.14 Elect Victor Young Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Shareholder Proposal Regarding Mgmt Against For Against
Critical Mass of Qualified Women on
the
Board
5 Shareholder Proposal Regarding Pay Mgmt Against Against For
Ratios
6 Shareholder Proposal Regarding Mgmt Against Against For
Abolition of Subsidiaries and
Branches in Tax
Havens
7 Shareholder Proposal Regarding Mgmt Against Against For
Additional Information Regarding
Peer Comparisons of
Compensation
SEI Investments
Company
Ticker Security ID: Meeting Date Meeting Status
SEIC CUISP 784117103 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Kathryn McCarthy Mgmt For Against Against
2 Elect Sarah Blumenstein Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Spectra Energy
Corp
Ticker Security ID: Meeting Date Meeting Status
SE CUISP 847560109 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Esrey Mgmt For Withhold Against
1.2 Elect Gregory Ebel Mgmt For Withhold Against
1.3 Elect Austin Adams Mgmt For Withhold Against
1.4 Elect Paul Anderson Mgmt For Withhold Against
1.5 Elect Pamela Carter Mgmt For Withhold Against
1.6 Elect F. Anthony Comper Mgmt For Withhold Against
1.7 Elect Peter Hamilton Mgmt For Withhold Against
1.8 Elect Dennis Hendrix Mgmt For Withhold Against
1.9 Elect Michael McShane Mgmt For Withhold Against
1.10 Elect Joseph Netherland Mgmt For Withhold Against
1.11 Elect Michael Phelps Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2007 Long-Term Mgmt For Against Against
Incentive
PLan
4 Amendment to the Executive Mgmt For For For
Short-Term Incentive
Plan
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Sysco Corporation
Ticker Security ID: Meeting Date Meeting Status
SYY CUISP 871829107 11/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Cassaday Mgmt For Against Against
2 Elect Manuel Fernandez Mgmt For Against Against
3 Elect Hans-Joachim Korber Mgmt For Against Against
4 Elect Jackie Ward Mgmt For Against Against
5 Amendment to the 1974 Employees' Mgmt For For For
Stock Purchase
Plan
6 Ratification of Auditor Mgmt For Against Against
Teleflex
Incorporated
Ticker Security ID: Meeting Date Meeting Status
TFX CUISP 879369106 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect George Babich, Jr. Mgmt For Withhold Against
1.2 Elect William Cook Mgmt For Withhold Against
1.3 Elect Stephen Klasko Mgmt For Withhold Against
1.4 Elect Benson Smith Mgmt For Withhold Against
2 2011 Executive Incentive Plan Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
The Bank of New
York Mellon
Corporation
Ticker Security ID: Meeting Date Meeting Status
BK CUISP 064058100 04/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ruth Bruch Mgmt For Against Against
2 Elect Nicholas Donofrio Mgmt For Against Against
3 Elect Gerald Hassell Mgmt For Against Against
4 Elect Edmund Kelly Mgmt For Against Against
5 Elect Robert Kelly Mgmt For Against Against
6 Elect Richard Kogan Mgmt For Against Against
7 Elect Michael Kowalski Mgmt For Against Against
8 Elect John Luke, Jr. Mgmt For Against Against
9 Elect Mark Nordenberg Mgmt For Against Against
10 Elect Catherine Rein Mgmt For Against Against
11 Elect William Richardson Mgmt For Against Against
12 Elect Samuel Scott III Mgmt For Against Against
13 Elect John Surma Mgmt For Against Against
14 Elect Wesley von Schack Mgmt For Against Against
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 Amendment to the Long-Term Incentive Mgmt For Against Against
Plan
18 Amendment to the Executive Incentive Mgmt For Against Against
Compensation
Plan
19 Ratification of Auditor Mgmt For For For
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
The Procter &
Gamble
Company
Ticker Security ID: Meeting Date Meeting Status
PG CUISP 742718109 10/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Angela Braly Mgmt For For For
2 Elect Kenneth Chenault Mgmt For Against Against
3 Elect Scott Cook Mgmt For Against Against
4 Elect Rajat Gupta Mgmt For For For
5 Elect Robert McDonald Mgmt For For For
6 Elect W. James McNerney, Jr. Mgmt For Against Against
7 Elect Johnathan Rodgers Mgmt For Against Against
8 Elect Mary Wilderotter Mgmt For Against Against
9 Elect Patricia Woertz Mgmt For For For
10 Elect Ernesto Zedillo Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
Valeant
Pharmaceuticals
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
VRX CUISP 91911K102 05/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Ingram Mgmt For For For
1.2 Elect Theo Melas-Kyriazi Mgmt For For For
1.3 Elect G. Mason Morfit Mgmt For Withhold Against
1.4 Elect Laurence Paul Mgmt For For For
1.5 Elect J. Michael Pearson Mgmt For For For
1.6 Elect Robert Power Mgmt For Withhold Against
1.7 Elect Norma Provencio Mgmt For Withhold Against
1.8 Elect Lloyd Segal Mgmt For For For
1.9 Elect Katharine Stevenson Mgmt For For For
1.10 Elect Michael Van Every Mgmt For For For
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 2011 Omnibus Incentive Plan Mgmt For Against Against
5 Amendment to the 2007 Equity Mgmt For For For
Compensation
Plan
6 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
VeriSign, Inc.
Ticker Security ID: Meeting Date Meeting Status
VRSN CUISP 92343E102 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect D. James Bidzos Mgmt For Against Against
2 Elect William Chenevich Mgmt For Against Against
3 Elect Kathleen Cote Mgmt For Against Against
4 Elect Mark McLaughlin Mgmt For Against Against
5 Elect Roger Moore Mgmt For Against Against
6 Elect John Roach Mgmt For Against Against
7 Elect Louis Simpson Mgmt For Against Against
8 Elect Timothy Tomlinson Mgmt For Against Against
9 Advisory Vote on Executive Mgmt For Against Against
Compensation
10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
11 Amendment to the 2006 Equity Mgmt For Against Against
Incentive
Plan
12 Ratification of Auditor Mgmt For For For
W&T Offshore,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WTI CUISP 92922P106 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Virginia Boulet Mgmt For Withhold Against
1.2 Elect J. F. Freel Mgmt For Withhold Against
1.3 Elect Samir Gibara Mgmt For Withhold Against
1.4 Elect Robert Israel Mgmt For Withhold Against
1.5 Elect Stuart Katz Mgmt For Withhold Against
1.6 Elect Tracy Krohn Mgmt For Withhold Against
1.7 Elect S. James Nelson, Jr. Mgmt For Withhold Against
1.8 Elect B. Frank Stanley Mgmt For Withhold Against
2 Increase of Preferred Stock Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Waste
Management,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WM CUISP 94106L109 05/13/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Pastora Cafferty Mgmt For Against Against
2 Elect Frank Clark, Jr. Mgmt For Against Against
3 Elect Patrick Gross Mgmt For Against Against
4 Elect John Pope Mgmt For Against Against
5 Elect W. Robert Reum Mgmt For Against Against
6 Elect Steven Rothmeier Mgmt For Against Against
7 Elect David Steiner Mgmt For Against Against
8 Elect Thomas Weidemeyer Mgmt For Against Against
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Executive Mgmt For For For
Compensation
11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
12 Right to Call a Special Meeting Mgmt For For For
WD-40 Company
Ticker Security ID: Meeting Date Meeting Status
WDFC CUISP 929236107 12/14/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Adams, Jr. Mgmt For For For
1.2 Elect Giles Bateman Mgmt For For For
1.3 Elect Peter Bewley Mgmt For Withhold Against
1.4 Elect Richard Collato Mgmt For For For
1.5 Elect Mario Crivello Mgmt For For For
1.6 Elect Linda Lang Mgmt For For For
1.7 Elect Garry Ridge Mgmt For For For
1.8 Elect Neal Schmale Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Wells Fargo &
Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUISP 949746101 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Baker II Mgmt For Against Against
2 Elect John Chen Mgmt For Against Against
3 Elect Lloyd Dean Mgmt For For For
4 Elect Susan Engel Mgmt For Against Against
5 Elect Enrique Hernandez, Jr. Mgmt For For For
6 Elect Donald James Mgmt For Against Against
7 Elect Mackey McDonald Mgmt For Against Against
8 Elect Cynthia Milligan Mgmt For Against Against
9 Elect Nicholas Moore Mgmt For For For
10 Elect Philip Quigley Mgmt For Against Against
11 Elect Judith Runstad Mgmt For For For
12 Elect Stephen Sanger Mgmt For For For
13 Elect John Stumpf Mgmt For Against Against
14 Elect Susan Swenson Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
21 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Director
Compensation
22 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Review of Controls
Related to Loans, Foreclosures and
Securitizations
Manager Sleeve : Agg Growth LB NEUBERGER
07/01/2010 - 06/30/2011
3M Company
Ticker Security ID: Meeting Date Meeting Status
MMM CUSIP 88579Y101 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Linda Alvarado Mgmt For For For
2 Elect George Buckley Mgmt For For For
3 Elect Vance Coffman Mgmt For For For
4 Elect Michael Eskew Mgmt For For For
5 Elect W. James Farrell Mgmt For For For
6 Elect Herbert Henkel Mgmt For For For
7 Elect Edward Liddy Mgmt For For For
8 Elect Robert Morrison Mgmt For For For
9 Elect Aulana Peters Mgmt For Against Against
10 Elect Robert Ulrich Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
Altera
Corporation
Ticker Security ID: Meeting Date Meeting Status
ALTR CUSIP 021441100 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Daane Mgmt For For For
2 Elect Robert Finocchio, Jr. Mgmt For For For
3 Elect Kevin McGarity Mgmt For For For
4 Elect T. Michael Nevens Mgmt For For For
5 Elect Krish Prabhu Mgmt For For For
6 Elect John Shoemaker Mgmt For For For
7 Elect Susan Wang Mgmt For For For
8 Amendment to the 2005 Equity Mgmt For For For
Incentive
Plan
9 Amendment to the 1987 Employee Stock Mgmt For For For
Purchase
Plan
10 Elimination of Supermajority Mgmt For For For
Requirement
11 Adoption of Delaware as the Mgmt For Against Against
Exclusive Forum for Certain
Disputes
12 Right to Call a Special Meeting Mgmt For For For
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
Anixter
International
Inc
Ticker Security ID: Meeting Date Meeting Status
AXE CUSIP 035290105 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Blyth Mgmt For For For
1.2 Elect Frederic Brace Mgmt For For For
1.3 Elect Linda Bynoe Mgmt For For For
1.4 Elect Robert Eck Mgmt For For For
1.5 Elect Robert Grubbs, Jr. Mgmt For For For
1.6 Elect F. Philip Handy Mgmt For For For
1.7 Elect Melvyn Klein Mgmt For For For
1.8 Elect George Munoz Mgmt For For For
1.9 Elect Stuart Sloan Mgmt For For For
1.10 Elect Matthew Zell Mgmt For For For
1.11 Elect Samuel Zell Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Becton,
Dickinson and
Company
Ticker Security ID: Meeting Date Meeting Status
BDX CUSIP 075887109 02/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Basil Anderson Mgmt For For For
1.2 Elect Henry Becton, Jr. Mgmt For For For
1.3 Elect Edward DeGraan Mgmt For For For
1.4 Elect Claire Fraser-Liggett Mgmt For For For
1.5 Elect Christopher Jones Mgmt For For For
1.6 Elect Marshall Larsen Mgmt For For For
1.7 Elect Edward Ludwig Mgmt For For For
1.8 Elect Adel Mahmoud Mgmt For For For
1.9 Elect Gary Mecklenburg Mgmt For For For
1.10 Elect Cathy Minehan Mgmt For For For
1.11 Elect James Orr Mgmt For For For
1.12 Elect Willard Overlock, Jr. Mgmt For For For
1.13 Elect Bertram Scott Mgmt For For For
1.14 Elect Alfred Sommer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt N/A 1 Year N/A
Executive
Compensation
5 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
BG Group plc
Ticker Security ID: Meeting Date Meeting Status
BG CUSIP 055434203 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Fabio de Oliveira Barbosa Mgmt For For For
5 Elect Caio Kock-Weser Mgmt For For For
6 Elect Patrick Thomas Mgmt For For For
7 Elect Peter Backhouse Mgmt For For For
8 Elect Frank Chapman Mgmt For For For
9 Elect Baroness Hogg Mgmt For For For
10 Elect John Hood Mgmt For For For
11 Elect Martin Houston Mgmt For For For
12 Elect Sir David Manning Mgmt For For For
13 Elect Mark Seligman Mgmt For For For
14 Elect Philippe Varin Mgmt For For For
15 Elect Sir Robert Wilson Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Auditor's Fees Mgmt For For For
18 Authorisation of Political Donations Mgmt For For For
19 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
20 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
21 Authority to Repurchase Shares Mgmt For For For
22 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
BlackRock, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLK CUSIP 09247X101 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Murry Gerber Mgmt For For For
1.2 Elect James Grosfeld Mgmt For For For
1.3 Elect Sir Deryck Maughan Mgmt For For For
1.4 Elect Thomas Montag Mgmt For For For
1.5 Elect Linda Gosden Robinson Mgmt For For For
1.6 Elect John Varley Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Canadian
National
Railway
Company
Ticker Security ID: Meeting Date Meeting Status
CNR CUSIP 136375102 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Armellino Mgmt For For For
1.2 Elect A. Charles Baillie Mgmt For For For
1.3 Elect Hugh Bolton Mgmt For For For
1.4 Elect Donald Carty Mgmt For For For
1.5 Elect Gordon Giffin Mgmt For For For
1.6 Elect Edith Holiday Mgmt For For For
1.7 Elect V. Maureen Kempston Darkes Mgmt For For For
1.8 Elect Denis Losier Mgmt For For For
1.9 Elect Edward Lumley Mgmt For For For
1.10 Elect David McLean Mgmt For For For
1.11 Elect Claude Mongeau Mgmt For For For
1.12 Elect James O'Connor Mgmt For For For
1.13 Elect Robert Pace Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
Cimarex Energy
Co.
Ticker Security ID: Meeting Date Meeting Status
XEC CUSIP 171798101 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Hentschel Mgmt For For For
2 Elect F. H. Merelli Mgmt For For For
3 Elect L. Paul Teague Mgmt For For For
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
6 2011 Equity Incentive Plan Mgmt For Against Against
7 Ratification of Auditor Mgmt For For For
Costco Wholesale
Corporation
Ticker Security ID: Meeting Date Meeting Status
COST CUSIP 22160K105 01/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Susan Decker Mgmt For For For
1.2 Elect Richard Libenson Mgmt For Withhold Against
1.3 Elect John Meisenbach Mgmt For Withhold Against
1.4 Elect Charles Munger Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Say When on Pay Mgmt 3 Years 1 Year Against
Covidien Public
Limited
Company
Ticker Security ID: Meeting Date Meeting Status
COV CUSIP G2554F105 03/15/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Craig Arnold Mgmt For For For
2 Elect Robert Brust Mgmt For For For
3 Elect John Connors, Jr. Mgmt For For For
4 Elect Christopher Coughlin Mgmt For For For
5 Elect Timothy Donahue Mgmt For For For
6 Elect Kathy Herbert Mgmt For For For
7 Elect Randall Hogan, III Mgmt For For For
8 Elect Richard Meelia Mgmt For For For
9 Elect Dennis Reilley Mgmt For For For
10 Elect Tadataka Yamada Mgmt For For For
11 Elect Joseph Zaccagnino Mgmt For For For
12 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
13 Reverse Stock Split Followed by a Mgmt For For For
Forward Stock
Split
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Danaher
Corporation
Ticker Security ID: Meeting Date Meeting Status
DHR CUSIP 235851102 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect H. Lawrence Culp Mgmt For For For
2 Elect Mitchell Rales Mgmt For For For
3 Elect Elias Zerhouni Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Repeal of Classified Board Mgmt For For For
6 Right to Call a Special Meeting Mgmt For For For
7 Amendment to the 2007 Stock Mgmt For For For
Incentive
Plan
8 Advisory Vote on Executive Mgmt For For For
Compensation
9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Herman Miller,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MLHR CUSIP 600544100 10/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Dorothy Terrell Mgmt For For For
1.2 Elect David Ulrich Mgmt For For For
1.3 Elect Michael Volkema Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Hospira, Inc.
Ticker Security ID: Meeting Date Meeting Status
HSP CUSIP 441060100 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Irving Bailey, II Mgmt For For For
2 Elect F. Michael Ball Mgmt For For For
3 Elect Jacque Sokolov Mgmt For For For
4 Elimination of Supermajority Mgmt For For For
Requirement for Removal of
Directors For
Cause
5 Elimination of Supermajority Mgmt For For For
Requirement for Bylaw Adoption,
Amendment or
Repeal
6 Elimination of Supermajority Mgmt For For For
Requirement for Alteration,
Amendment or Repeal of Certificate
Provisions
7 Advisory Vote on Executive Mgmt For For For
Compensation
8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
ICF
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ICFI CUSIP 44925C103 06/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Edward Bersoff Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Intuit Inc.
Ticker Security ID: Meeting Date Meeting Status
INTU CUSIP 461202103 01/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Batchelder Mgmt For For For
2 Elect Christopher Brody Mgmt For Against Against
3 Elect William Campbell Mgmt For Against Against
4 Elect Scott Cook Mgmt For For For
5 Elect Diane Greene Mgmt For For For
6 Elect Michael Hallman Mgmt For For For
7 Elect Edward Kangas Mgmt For For For
8 Elect Suzanne Nora Johnson Mgmt For For For
9 Elect Dennis Powell Mgmt For For For
10 Elect Brad Smith Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2005 Equity Mgmt For Against Against
Incentive
Plan
13 Advisory Vote on Executive Mgmt For For For
Compensation
Markel
Corporation
Ticker Security ID: Meeting Date Meeting Status
MKL CUSIP 570535104 05/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For
1.2 Elect Douglas Eby Mgmt For For For
1.3 Elect Stewart Kasen Mgmt For For For
1.4 Elect Alan Kirshner Mgmt For For For
1.5 Elect Lemuel Lewis Mgmt For For For
1.6 Elect Darrell D. Martin Mgmt For Withhold Against
1.7 Elect Anthony Markel Mgmt For For For
1.8 Elect Steven Markel Mgmt For For For
1.9 Elect Jay Weinberg Mgmt For Withhold Against
1.10 Elect Debora Wilson Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
MasterCard
Incorporated
Ticker Security ID: Meeting Date Meeting Status
MA CUSIP 57636Q104 06/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Marc Olivie Mgmt For For For
2 Elect Rima Qureshi Mgmt For For For
3 Elect Mark Schwartz Mgmt For For For
4 Elect Jackson Tai Mgmt For For For
5 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
MasterCard
Incorporated
Ticker Security ID: Meeting Date Meeting Status
MA CUSIP 57636Q104 09/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Repeal of Classified Board Mgmt For For For
2 Elimination of Supermajority Mgmt For For For
Requirement
3 Revise Requirements to Board Mgmt For For For
Composition
4 Revise Stock Ownership Limitations Mgmt For For For
5 Right to Adjourn Meeting Mgmt For For For
6.1 Elect Nancy Karch Mgmt For For For
6.2 Elect Jose Reyes Lagunes Mgmt For For For
6.3 Elect Edward Tian Mgmt For Withhold Against
6.4 Elect Silvio Barzi Mgmt For For For
7 Amendment to the Senior Executive Mgmt For For For
Annual Incentive Compensation
Plan
8 Ratification of Auditor Mgmt For For For
National
Instruments
Corporation
Ticker Security ID: Meeting Date Meeting Status
NATI CUSIP 636518102 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jeffrey Kodosky Mgmt For Withhold Against
1.2 Elect Donald Carlton Mgmt For Withhold Against
1.3 Elect John Medica Mgmt For For For
2 Amendment to the 1994 Employee Stock Mgmt For For For
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Newfield
Exploration
Company
Ticker Security ID: Meeting Date Meeting Status
NFX CUSIP 651290108 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Lee Boothby Mgmt For For For
2 Elect Philip Burguieres Mgmt For For For
3 Elect Pamela Gardner Mgmt For For For
4 Elect John Kemp III Mgmt For For For
5 Elect J. Michael Lacey Mgmt For For For
6 Elect Joseph Netherland Mgmt For For For
7 Elect Howard Newman Mgmt For For For
8 Elect Thomas Ricks Mgmt For For For
9 Elect Juanita Romans Mgmt For For For
10 Elect Charles Shultz Mgmt For For For
11 Elect J. Terry Strange Mgmt For For For
12 2011 Omnibus Stock Plan Mgmt For Against Against
13 Performance Goals for Performance Mgmt For For For
Awards Under the 2011 Omnibus Stock
Plan
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Noble Energy,
Inc.
Ticker Security ID: Meeting Date Meeting Status
NBL CUSIP 655044105 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Jeffrey Berenson Mgmt For For For
2 Elect Michael Cawley Mgmt For For For
3 Elect Edward Cox Mgmt For For For
4 Elect Charles Davidson Mgmt For For For
5 Elect Thomas Edelman Mgmt For For For
6 Elect Eric Grubman Mgmt For For For
7 Elect Kirby Hedrick Mgmt For For For
8 Elect Scott Urban Mgmt For For For
9 Elect William Van Kleef Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Amendment to the 1992 Stock Option Mgmt For For For
and Restricted Stock
Plan
Praxair, Inc.
Ticker Security ID: Meeting Date Meeting Status
PX CUSIP 74005P104 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Angel Mgmt For For For
1.2 Elect Oscar Bernardes Mgmt For For For
1.3 Elect Nance Dicciani Mgmt For For For
1.4 Elect Edward Galante Mgmt For For For
1.5 Elect Claire Gargalli Mgmt For For For
1.6 Elect Ira Hall Mgmt For For For
1.7 Elect Raymond LeBoeuf Mgmt For For For
1.8 Elect Larry McVay Mgmt For For For
1.9 Elect Wayne Smith Mgmt For For For
1.10 Elect Robert Wood Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Approval of Performance Goals Under Mgmt For For For
the 162(m)
Plan
5 Amendment to the 2009 Long-Term Mgmt For For For
Incentive
Plan
6 Ratification of Auditor Mgmt For For For
Scripps Networks
Interactive,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SNI CUSIP 811065101 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Galloway Mgmt For For For
1.2 Elect Dale Pond Mgmt For For For
1.3 Elect Ronald Tysoe Mgmt For Withhold Against
Smith
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SII CUSIP 832110100 08/24/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of the Merger Mgmt For For For
2.1 Elect James Gibbs Mgmt For For For
2.2 Elect Duane Radtke Mgmt For For For
2.3 Elect John Yearwood Mgmt For For For
3 Amendment to the 1989 Long-Term Mgmt For For For
Incentive Compensation
Plan
4 Ratification of Auditor Mgmt For For For
5 Right to Adjourn Meeting Mgmt For For For
Sourcefire, Inc.
Ticker Security ID: Meeting Date Meeting Status
FIRE CUSIP 83616T108 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Burris Mgmt For For For
1.2 Elect Tim Guleri Mgmt For For For
1.3 Elect Martin Roesch Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Target
Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP 87612E106 06/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Roxanne Austin Mgmt For For For
2 Elect Calvin Darden Mgmt For For For
3 Elect Mary Dillon Mgmt For For For
4 Elect James Johnson Mgmt For For For
5 Elect Mary Minnick Mgmt For For For
6 Elect Anne Mulcahy Mgmt For Against Against
7 Elect Derica Rice Mgmt For For For
8 Elect Stephen Sanger Mgmt For For For
9 Elect Gregg Steinhafel Mgmt For For For
10 Elect John Stumpf Mgmt For For For
11 Elect Solomon Trujillo Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 2011 Long-Term Incentive Plan Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Compensation
Benchmarking
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Electronic
Waste
Texas
Instruments
Incorporated
Ticker Security ID: Meeting Date Meeting Status
TXN CUSIP 882508104 04/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ralph Babb, Jr. Mgmt For For For
2 Elect Daniel Carp Mgmt For For For
3 Elect Carrie Cox Mgmt For For For
4 Elect Stephen MacMillan Mgmt For For For
5 Elect Pamela Patsley Mgmt For For For
6 Elect Robert Sanchez Mgmt For For For
7 Elect Wayne Sanders Mgmt For For For
8 Elect Ruth Simmons Mgmt For Against Against
9 Elect Richard Templeton Mgmt For For For
10 Elect Christine Whitman Mgmt For For For
11 Advisory Vote on Executive Mgmt For For For
Compensation
12 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
The Bank of New
York Mellon
Corporation
Ticker Security ID: Meeting Date Meeting Status
BK CUSIP 064058100 04/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ruth Bruch Mgmt For Against Against
2 Elect Nicholas Donofrio Mgmt For For For
3 Elect Gerald Hassell Mgmt For For For
4 Elect Edmund Kelly Mgmt For Against Against
5 Elect Robert Kelly Mgmt For For For
6 Elect Richard Kogan Mgmt For Against Against
7 Elect Michael Kowalski Mgmt For For For
8 Elect John Luke, Jr. Mgmt For For For
9 Elect Mark Nordenberg Mgmt For For For
10 Elect Catherine Rein Mgmt For For For
11 Elect William Richardson Mgmt For For For
12 Elect Samuel Scott III Mgmt For Against Against
13 Elect John Surma Mgmt For For For
14 Elect Wesley von Schack Mgmt For Against Against
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 Amendment to the Long-Term Incentive Mgmt For For For
Plan
18 Amendment to the Executive Incentive Mgmt For Against Against
Compensation
Plan
19 Ratification of Auditor Mgmt For For For
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
The Charles
Schwab
Corporation
Ticker Security ID: Meeting Date Meeting Status
SCHW CUSIP 808513105 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Frank Herringer Mgmt For For For
2 Elect Stephen McLin Mgmt For Against Against
3 Elect Charles Schwab Mgmt For For For
4 Elect Roger Walther Mgmt For For For
5 Elect Robert Wilson Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Amendment to the 2004 Stock Mgmt For For For
Incentive
Plan
8 Advisory Vote on Executive Mgmt For For For
Compensation
9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
10 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
11 Shareholder Proposal Regarding ShrHoldr Abstain For Against
Declassification of the
Board
The J.M. Smucker
Company
Ticker Security ID: Meeting Date Meeting Status
SJM CUSIP 832696405 08/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Kathryn Dindo Mgmt For For For
2 Elect Richard Smucker Mgmt For For For
3 Elect William Steinbrink Mgmt For For For
4 Elect Paul Smucker Wagstaff Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 2010 Equity and Incentive Mgmt For Against Against
Compensation
Plan
The Procter &
Gamble
Company
Ticker Security ID: Meeting Date Meeting Status
PG CUSIP 742718109 10/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Angela Braly Mgmt For For For
2 Elect Kenneth Chenault Mgmt For For For
3 Elect Scott Cook Mgmt For For For
4 Elect Rajat Gupta Mgmt For For For
5 Elect Robert McDonald Mgmt For For For
6 Elect W. James McNerney, Jr. Mgmt For For For
7 Elect Johnathan Rodgers Mgmt For Against Against
8 Elect Mary Wilderotter Mgmt For For For
9 Elect Patricia Woertz Mgmt For For For
10 Elect Ernesto Zedillo Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
The Progressive
Corporation
Ticker Security ID: Meeting Date Meeting Status
PGR CUSIP 743315103 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Stuart Burgdoerfer Mgmt For For For
2 Elect Charles Davis Mgmt For For For
3 Amendment to Code of Regulations Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
W.W. Grainger,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GWW CUSIP 384802104 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Brian Anderson Mgmt For For For
1.2 Elect Wilbur Gantz Mgmt For For For
1.3 Elect V. Ann Hailey Mgmt For For For
1.4 Elect William Hall Mgmt For For For
1.5 Elect Stuart Levenick Mgmt For For For
1.6 Elect John McCarter, Jr. Mgmt For For For
1.7 Elect Neil Novich Mgmt For For For
1.8 Elect Michael Roberts Mgmt For For For
1.9 Elect Gary Rogers Mgmt For For For
1.10 Elect James Ryan Mgmt For For For
1.11 Elect E. Scott Santi Mgmt For For For
1.12 Elect James Slavik Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Yahoo! Inc.
Ticker Security ID: Meeting Date Meeting Status
YHOO CUSIP 984332106 06/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Carol Bartz Mgmt For For For
2 Elect Roy Bostock Mgmt For For For
3 Elect Patti Hart Mgmt For For For
4 Elect Susan James Mgmt For For For
5 Elect Vyomesh Joshi Mgmt For For For
6 Elect David Kenny Mgmt For For For
7 Elect Arthur Kern Mgmt For For For
8 Elect Brad Smith Mgmt For For For
9 Elect Gary Wilson Mgmt For For For
10 Elect Jerry Yang Mgmt For For For
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Rights in
China
Manager Sleeve : Agg Growth LB Pax World
7/1/2010 - 6/30/2011
Alberto-Culver
Company
Ticker Security ID: Meeting Date Meeting Status
ACV CUISP 013078100 12/17/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Acquisition Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
Altera
Corporation
Ticker Security ID: Meeting Date Meeting Status
ALTR CUISP 021441100 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Daane Mgmt For Against Against
2 Elect Robert Finocchio, Jr. Mgmt For Against Against
3 Elect Kevin McGarity Mgmt For Against Against
4 Elect T. Michael Nevens Mgmt For Against Against
5 Elect Krish Prabhu Mgmt For Against Against
6 Elect John Shoemaker Mgmt For Against Against
7 Elect Susan Wang Mgmt For Against Against
8 Amendment to the 2005 Equity Mgmt For Against Against
Incentive
Plan
9 Amendment to the 1987 Employee Stock Mgmt For For For
Purchase
Plan
10 Elimination of Supermajority Mgmt For For For
Requirement
11 Adoption of Delaware as the Mgmt For Against Against
Exclusive Forum for Certain
Disputes
12 Right to Call a Special Meeting Mgmt For For For
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
America Movil
SAB de
CV
Ticker Security ID: Meeting Date Meeting Status
AMX CUISP 02364W105 04/27/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Directors (Series L) Mgmt For Abstain Against
2 Election of Meeting Delegates Mgmt For Abstain Against
American Express
Company
Ticker Security ID: Meeting Date Meeting Status
AXP CUISP 025816109 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Daniel Akerson Mgmt For For For
1.2 Elect Charlene Barshefsky Mgmt For Withhold Against
1.3 Elect Ursula Burns Mgmt For For For
1.4 Elect Kenneth Chenault Mgmt For Withhold Against
1.5 Elect Peter Chernin Mgmt For Withhold Against
1.6 Elect Theodore Leonsis Mgmt For Withhold Against
1.7 Elect Jan Leschly Mgmt For Withhold Against
1.8 Elect Richard Levin Mgmt For For For
1.9 Elect Richard McGinn Mgmt For Withhold Against
1.10 Elect Edward Miller Mgmt For Withhold Against
1.11 Elect Steven Reinemund Mgmt For For For
1.12 Elect Robert Walter Mgmt For Withhold Against
1.13 Elect Ronald Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
6 Sharehoholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special
Meeting
American Tower
Corporation
Ticker Security ID: Meeting Date Meeting Status
AMT CUISP 029912201 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Raymond Dolan Mgmt For Against Against
2 Elect Ronald Dykes Mgmt For Against Against
3 Elect Carolyn Katz Mgmt For Against Against
4 Elect Gustavo Lara Cantu Mgmt For Against Against
5 Elect JoAnn Reed Mgmt For Against Against
6 Elect Pamela Reeve Mgmt For Against Against
7 Elect David Sharbutt Mgmt For Against Against
8 Elect James Taiclet, Jr. Mgmt For Against Against
9 Elect Samme Thompson Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Elimination of Supermajority Mgmt For For For
Requirement
12 Advisory Vote on Executive Mgmt For Against Against
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
AMGEN Inc.
Ticker Security ID: Meeting Date Meeting Status
AMGN CUISP 031162100 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Baltimore Mgmt For Against Against
2 Elect Frank Biondi, Jr. Mgmt For Against Against
3 Elect Francois de Carbonnel Mgmt For Against Against
4 Elect Vance Coffman Mgmt For Against Against
5 Elect Rebecca Henderson Mgmt For Against Against
6 Elect Frank Herringer Mgmt For Against Against
7 Elect Gilbert Omenn Mgmt For Against Against
8 Elect Judith Pelham Mgmt For Against Against
9 Elect J. Paul Reason Mgmt For Against Against
10 Elect Leonard Schaeffer Mgmt For Against Against
11 Elect Kevin Sharer Mgmt For Against Against
12 Elect Ronald Sugar Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
Baker Hughes
Incorporated
Ticker Security ID: Meeting Date Meeting Status
BHI CUISP 057224107 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Larry Brady Mgmt For Withhold Against
1.2 Elect Clarence Cazalot, Jr. Mgmt For Withhold Against
1.3 Elect Chad Deaton Mgmt For Withhold Against
1.4 Elect Anthony Fernandes Mgmt For Withhold Against
1.5 Elect Claire Gargalli Mgmt For Withhold Against
1.6 Elect Pierre Jungels Mgmt For Withhold Against
1.7 Elect James Lash Mgmt For Withhold Against
1.8 Elect J. Larry Nichols Mgmt For Withhold Against
1.9 Elect H. John Riley, Jr. Mgmt For Withhold Against
1.10 Elect J.W. Stewart Mgmt For Withhold Against
1.11 Elect Charles Watson Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Reapproval of Performance Goals Mgmt For For For
under the Annual Incentive
Compensation
Plan
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Becton,
Dickinson and
Company
Ticker Security ID: Meeting Date Meeting Status
BDX CUISP 075887109 02/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Basil Anderson Mgmt For Withhold Against
1.2 Elect Henry Becton, Jr. Mgmt For Withhold Against
1.3 Elect Edward DeGraan Mgmt For Withhold Against
1.4 Elect Claire Fraser-Liggett Mgmt For For For
1.5 Elect Christopher Jones Mgmt For For For
1.6 Elect Marshall Larsen Mgmt For Withhold Against
1.7 Elect Edward Ludwig Mgmt For For For
1.8 Elect Adel Mahmoud Mgmt For For For
1.9 Elect Gary Mecklenburg Mgmt For For For
1.10 Elect Cathy Minehan Mgmt For Withhold Against
1.11 Elect James Orr Mgmt For Withhold Against
1.12 Elect Willard Overlock, Jr. Mgmt For Withhold Against
1.13 Elect Bertram Scott Mgmt For Withhold Against
1.14 Elect Alfred Sommer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt N/A 1 Year N/A
Executive
Compensation
5 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
BlackRock, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLK CUISP 09247X101 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Murry Gerber Mgmt For Withhold Against
1.2 Elect James Grosfeld Mgmt For Withhold Against
1.3 Elect Sir Deryck Maughan Mgmt For Withhold Against
1.4 Elect Thomas Montag Mgmt For Withhold Against
1.5 Elect Linda Gosden Robinson Mgmt For Withhold Against
1.6 Elect John Varley Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
BorgWarner Inc.
Ticker Security ID: Meeting Date Meeting Status
BWA CUISP 099724106 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Robin Adams Mgmt For Against Against
2 Elect David Brown Mgmt For Against Against
3 Elect Jan Carlson Mgmt For Against Against
4 Elect Dennis Cuneo Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
China Life
Insurance
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
2628 CUISP 16939P106 06/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Fees of Directors and Supervisors Mgmt For Abstain Against
6 Appointment of Auditor and Authority Mgmt For Abstain Against
to Set
Fees
7 Donations to China Life CharityFund Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Elect YUAN Li Mgmt For Against Against
Cisco Systems,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CSCO CUISP 17275R102 11/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Carol Bartz Mgmt For Against Against
2 Elect M. Michele Burns Mgmt For For For
3 Elect Michael Capellas Mgmt For For For
4 Elect Larry Carter Mgmt For For For
5 Elect John Chambers Mgmt For Against Against
6 Elect Brian Halla Mgmt For For For
7 Elect John Hennessy Mgmt For Against Against
8 Elect Richard Kovacevich Mgmt For Against Against
9 Elect Roderick McGeary Mgmt For Against Against
10 Elect Michael Powell Mgmt For For For
11 Elect Arun Sarin Mgmt For For For
12 Elect Steven West Mgmt For For For
13 Elect Jerry Yang Mgmt For For For
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Formation of Environmental
Sustainability
Committee
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Internet
Fragmentation
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Restricting Sales to
China
Cognizant
Technology
Solutions
Corporation
Ticker Security ID: Meeting Date Meeting Status
CTSH CUISP 192446102 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Robert Howe Mgmt For Against Against
2 Elect Robert Weissman Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Increase of Authorized Common Stock Mgmt For Against Against
6 Amendment to the Certificate of Mgmt For For For
Incorporation to Reduce
Supermajority
Requirement
7 Amendment to the Bylaws to Reduce Mgmt For For For
Supermajority
Requirement
8 Ratification of Auditor Mgmt For For For
Companhia de
Concessoes
Rodoviarias
Ticker Security ID: Meeting Date Meeting Status
CCRO3 CINS P1413U105 02/16/2011 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Change of Company Name Mgmt For For For
4 Election of Directors Mgmt For Against Against
5 Election of Alternate Directors Mgmt For Against Against
6 Elect Newton Brandao Ferraz Ramos Mgmt For For For
7 Election of Alternate Supervisory Mgmt For For For
Council
Member
Companhia de
Concessoes
Rodoviarias
Ticker Security ID: Meeting Date Meeting Status
CCRO3 CINS P1413U105 04/19/2011 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Capital Expenditure Budget Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Election of Directors Mgmt For Against Against
8 Remuneration Policy Mgmt For Against Against
9 Election of Supervisory Council Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
Companhia de
Concessoes
Rodoviarias
Ticker Security ID: Meeting Date Meeting Status
CCRO3 CINS P1413U105 09/27/2010 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Amendments to Articles Mgmt For For For
ConocoPhillips
Ticker Security ID: Meeting Date Meeting Status
COP CUISP 20825C104 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Armitage Mgmt For For For
2 Elect Richard Auchinleck Mgmt For Against Against
3 Elect James Copeland, Jr. Mgmt For Against Against
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Ruth Harkin Mgmt For For For
6 Elect Harold McGraw III Mgmt For Against Against
7 Elect James Mulva Mgmt For For For
8 Elect Robert Niblock Mgmt For For For
9 Elect Harald Norvik Mgmt For For For
10 Elect William Reilly Mgmt For Against Against
11 Elect Victoria Tschinkel Mgmt For Against Against
12 Elect Kathryn Turner Mgmt For Against Against
13 Elect William Wade, Jr. Mgmt For Against Against
14 Ratification of Auditor Mgmt For Against Against
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 2011 Omnibus Stock and Performance Mgmt For Against Against
Incentive
Plan
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Adopting Gender Identity and
Expression Anti-Bias
Policy
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Lobbying
Report
21 Shareholder Proposal Regarding ShrHoldr Against For Against
Safety
Report
22 Shareholder Proposal Regarding ShrHoldr Against For Against
Louisiana
Wetlands
23 Shareholder Proposal Regarding ShrHoldr Against For Against
Reporting and Reducing Greenhouse
Gas
Emissions
24 Shareholder Proposal Regarding the ShrHoldr Against For Against
Financial Risks of Climate
Change
25 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Oil Sands
Operations
Corn Products
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CPO CUISP 219023108 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Almeida Mgmt For Withhold Against
1.2 Elect Gregory Kenny Mgmt For Withhold Against
1.3 Elect James Ringler Mgmt For For For
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Corning
Incorporated
Ticker Security ID: Meeting Date Meeting Status
GLW CUISP 219350105 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Seely Brown Mgmt For Against Against
2 Elect John Canning Jr. Mgmt For Against Against
3 Elect Gordon Gund Mgmt For Against Against
4 Elect Kurt Landgraf Mgmt For Against Against
5 Elect H. Onno Ruding Mgmt For Against Against
6 Elect Glenn Tilton Mgmt For Against Against
7 Advisory Vote on Executive Mgmt For Against Against
Compensation
8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
10 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
Cummins Inc.
Ticker Security ID: Meeting Date Meeting Status
CMI CUISP 231021106 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Theodore Solso Mgmt For Against Against
2 Elect N. Thomas Linebarger Mgmt For For For
3 Elect William Miller Mgmt For For For
4 Elect Alexis Herman Mgmt For Against Against
5 Elect Georgia Nelson Mgmt For For For
6 Elect Carl Ware Mgmt For For For
7 Elect Robert Herdman Mgmt For For For
8 Elect Robert Bernhard Mgmt For For For
9 Elect Franklin Chang-Diaz Mgmt For For For
10 Elect Stephen Dobbs Mgmt For For For
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUISP 244199105 02/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charles Holliday, Jr. Mgmt For For For
2 Elect Dipak Jain Mgmt For For For
3 Elect Joachim Milberg Mgmt For For For
4 Elect Richard Myers Mgmt For Against Against
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
Diana Shipping
Inc.
Ticker Security ID: Meeting Date Meeting Status
DSX CUISP Y2066G104 08/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Lawes Mgmt For Withhold Against
1.2 Elect Konstantinos Psaltis Mgmt For Withhold Against
2 Appointment of Auditor Mgmt For For For
Digital Realty
Trust,
Inc.
Ticker Security ID: Meeting Date Meeting Status
DLR CUISP 253868103 04/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Magnuson Mgmt For Withhold Against
1.2 Elect Michael Foust Mgmt For Withhold Against
1.3 Elect Laurence Chapman Mgmt For Withhold Against
1.4 Elect Kathleen Earley Mgmt For Withhold Against
1.5 Elect Ruann Ernst Mgmt For Withhold Against
1.6 Elect Dennis Singleton Mgmt For Withhold Against
1.7 Elect Robert Zerbst Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
EMC Corporation
Ticker Security ID: Meeting Date Meeting Status
EMC CUISP 268648102 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Michael Brown Mgmt For Against Against
2 Elect Randolph Cowen Mgmt For Against Against
3 Elect Michael Cronin Mgmt For Against Against
4 Elect Gail Deegan Mgmt For Against Against
5 Elect James DiStasio Mgmt For Against Against
6 Elect John Egan Mgmt For Against Against
7 Elect Edmund Kelly Mgmt For Against Against
8 Elect Windle Priem Mgmt For Against Against
9 Elect Paul Sagan Mgmt For Against Against
10 Elect David Strohm Mgmt For Against Against
11 Elect Joseph Tucci Mgmt For Against Against
12 Ratification of Auditor Mgmt For Against Against
13 Amendment to the 2003 Stock Plan Mgmt For Against Against
14 Amendment to Right to Call a Special Mgmt For For For
Meeting
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Emerson Electric
Co.
Ticker Security ID: Meeting Date Meeting Status
EMR CUISP 291011104 02/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Farr Mgmt For Withhold Against
1.2 Elect Harriet Green Mgmt For Withhold Against
1.3 Elect Charles Peters Mgmt For Withhold Against
1.4 Elect Joseph Prueher Mgmt For Withhold Against
1.5 Elect Rozanne Ridgway Mgmt For Withhold Against
2 Re-approval of the Performance Mgmt For For For
Measures under the 2006 Incentive
Shares
Plan
3 2011 Stock Option Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Sustainability
Report
Ensco
International
plc
Ticker Security ID: Meeting Date Meeting Status
ESV CUISP 29358Q109 05/31/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Merger/Acquisition Mgmt For For For
Ensco plc
Ticker Security ID: Meeting Date Meeting Status
ESV CUISP 29358Q109 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect J. Roderick Clark Mgmt For Against Against
2 Elect Daniel Rabun Mgmt For Against Against
3 Elect Keith Rattie Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
5 Appointment of Statutory Auditor Mgmt For For For
6 Authority to Set Auditor's Fees Mgmt For For For
7 Payment of Historic Dividends Mgmt For For For
8 Release of Shareholders from Claims Mgmt For For For
Regarding Historic
Dividends
9 Release of Shareholders from Claims Mgmt For Against Against
Regarding Historical
Dividends
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
EQT Corporation
Ticker Security ID: Meeting Date Meeting Status
EQT CUISP 26884L109 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Thorington Mgmt For Withhold Against
1.2 Elect David Porges Mgmt For Withhold Against
1.3 Elect James Rohr Mgmt For Withhold Against
1.4 Elect David Shapira Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2011 Executive Short-Term Incentive Mgmt For For For
Plan
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
7 Amendment to Articles of Mgmt For For For
Incorporation Concerning the
Process for Board
Vacancies
8 Elimination of Preemptive Rights Mgmt For Against Against
Expeditors
International
Of Washington,
Inc.
Ticker Security ID: Meeting Date Meeting Status
EXPD CUISP 302130109 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Mark Emmert Mgmt For Against Against
2 Elect R. Jordan Gates Mgmt For Against Against
3 Elect Dan Kourkoumelis Mgmt For Against Against
4 Elect Michael Malone Mgmt For Against Against
5 Elect John Meisenbach Mgmt For Against Against
6 Elect Peter Rose Mgmt For Against Against
7 Elect James Wang Mgmt For Against Against
8 Elect Robert Wright Mgmt For Against Against
9 Advisory Vote on Executive Mgmt For Against Against
Compensation
10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
11 2011 Stock Option Plan Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
GameStop Corp.
Ticker Security ID: Meeting Date Meeting Status
GME CUISP 36467W109 06/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stanley (Mickey) Steinberg Mgmt For Withhold Against
1.2 Elect Gerald Szczepanski Mgmt For Withhold Against
1.3 Elect Lawrence Zilavy Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 2011 Incentive Plan Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
General Mills,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GIS CUISP 370334104 09/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Bradbury Anderson Mgmt For Against Against
2 Elect R. Kerry Clark Mgmt For Against Against
3 Elect Paul Danos Mgmt For For For
4 Elect William Esrey Mgmt For For For
5 Elect Raymond Gilmartin Mgmt For Against Against
6 Elect Judith Richards Hope Mgmt For For For
7 Elect Heidi Miller Mgmt For For For
8 Elect Hilda Ochoa-Brillembourg Mgmt For For For
9 Elect Steve Odland Mgmt For For For
10 Elect Kendall Powell Mgmt For For For
11 Elect Lois Quam Mgmt For Against Against
12 Elect Michael Rose Mgmt For Against Against
13 Elect Robert Ryan Mgmt For For For
14 Elect Dorothy Terrell Mgmt For For For
15 Executive Incentive Plan Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Advisory Vote on Executive Mgmt For Against Against
Compensation
Gilead Sciences,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUISP 375558103 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Cogan Mgmt For For For
1.2 Elect Etienne Davignon Mgmt For For For
1.3 Elect James Denny Mgmt For For For
1.4 Elect Carla Hills Mgmt For For For
1.5 Elect Kevin Lofton Mgmt For Withhold Against
1.6 Elect John Madigan Mgmt For Withhold Against
1.7 Elect John Martin Mgmt For For For
1.8 Elect Gordon Moore Mgmt For Withhold Against
1.9 Elect Nicholas Moore Mgmt For Withhold Against
1.10 Elect Richard Whitley Mgmt For For For
1.11 Elect Gayle Wilson Mgmt For For For
1.12 Elect Per Wold-Olsen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 162(m) Bonus Plan Mgmt For For For
4 Elimination of Supermajority Mgmt For For For
Requirement
5 Right to Call a Special Meeting Mgmt For For For
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Google Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOG CUISP 38259P508 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Larry Page Mgmt For Withhold Against
1.2 Elect Sergey Brin Mgmt For Withhold Against
1.3 Elect Eric Schmidt Mgmt For Withhold Against
1.4 Elect L. John Doerr Mgmt For Withhold Against
1.5 Elect John Hennessy Mgmt For Withhold Against
1.6 Elect Ann Mather Mgmt For For For
1.7 Elect Paul Otellini Mgmt For Withhold Against
1.8 Elect K. Ram Shriram Mgmt For For For
1.9 Elect Shirley Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Plan Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Formation of Sustainability
Committee
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Conflict of Interest
Report
H & M Hennes &
Mauritz
AB
Ticker Security ID: Meeting Date Meeting Status
HM-B CINS W41422101 04/28/2011 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Profits/Dividends Mgmt For For For
14 Ratification of Board and Management Mgmt For Against Against
Acts
15 Board Size Mgmt For For For
16 Directors and Auditors' Fees Mgmt For Against Against
17 Election of Directors Mgmt For Against Against
18 Nomination Committee Mgmt For Against Against
19 Amendments to Articles Mgmt For For For
20 Compensation Guidelines Mgmt For Against Against
21 Non-Voting Agenda Item N/A N/A N/A N/A
H & M Hennes &
Mauritz
AB
Ticker Security ID: Meeting Date Meeting Status
HM-B CINS W41422101 10/20/2010 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Election of Presiding Chairman Mgmt For For For
6 Voting List Mgmt For For For
7 Agenda Mgmt For For For
8 Election of Individuals to Check Mgmt For For For
Minutes
9 Compliance with Rules of Convocation Mgmt For For For
10 Employee Incentive Program Mgmt For For For
11 Amendment to Compensation Guidelines Mgmt For Against Against
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
Hansen Natural
Corporation
Ticker Security ID: Meeting Date Meeting Status
HANS CUISP 411310105 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Rodney Sacks Mgmt For Withhold Against
1.2 Elect Hilton Schlosberg Mgmt For Withhold Against
1.3 Elect Norman Epstein Mgmt For Withhold Against
1.4 Elect Benjamin Polk Mgmt For Withhold Against
1.5 Elect Sydney Selati Mgmt For Withhold Against
1.6 Elect Harold Taber, Jr. Mgmt For Withhold Against
1.7 Elect Mark Vidergauz Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2011 Omnibus Incentive Plan Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Hospitality
Properties
Trust
Ticker Security ID: Meeting Date Meeting Status
HPT CUISP 44106M102 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Harrington Mgmt For Against Against
2 Elect Barry Portnoy Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
Ingersoll-Rand
Plc
Ticker Security ID: Meeting Date Meeting Status
IR CUISP G47791101 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ann Berzin Mgmt For For For
2 Elect John Bruton Mgmt For Against Against
3 Elect Jared Cohon Mgmt For Against Against
4 Elect Gary Forsee Mgmt For Against Against
5 Elect Peter Godsoe Mgmt For For For
6 Elect Edward Hagenlocker Mgmt For For For
7 Elect Constance Horner Mgmt For Against Against
8 Elect Michael Lamach Mgmt For For For
9 Elect Theodore Martin Mgmt For For For
10 Elect Richard Swift Mgmt For For For
11 Elect Tony White Mgmt For Against Against
12 Senior Executive Performance Plan Mgmt For For For
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Authority to Repurchase Shares Mgmt For For For
16 Ratification of Auditor Mgmt For Against Against
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUISP 458140100 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charlene Barshefsky Mgmt For Against Against
2 Elect Susan Decker Mgmt For Against Against
3 Elect John Donahoe Mgmt For Against Against
4 Elect Reed Hundt Mgmt For Against Against
5 Elect Paul Otellini Mgmt For Against Against
6 Elect James Plummer Mgmt For Against Against
7 Elect David Pottruck Mgmt For Against Against
8 Elect Jane Shaw Mgmt For Against Against
9 Elect Frank Yeary Mgmt For Against Against
10 Elect David Yoffie Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2006 Equity Mgmt For Against Against
Incentive
Plan
13 Amendment to the 2006 Stock Purchase Mgmt For For For
Plan
14 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Intuit Inc.
Ticker Security ID: Meeting Date Meeting Status
INTU CUISP 461202103 01/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Batchelder Mgmt For Against Against
2 Elect Christopher Brody Mgmt For Against Against
3 Elect William Campbell Mgmt For Against Against
4 Elect Scott Cook Mgmt For Against Against
5 Elect Diane Greene Mgmt For Against Against
6 Elect Michael Hallman Mgmt For Against Against
7 Elect Edward Kangas Mgmt For Against Against
8 Elect Suzanne Nora Johnson Mgmt For Against Against
9 Elect Dennis Powell Mgmt For Against Against
10 Elect Brad Smith Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2005 Equity Mgmt For Against Against
Incentive
Plan
13 Advisory Vote on Executive Mgmt For For For
Compensation
Iron Mountain
Incorporated
Ticker Security ID: Meeting Date Meeting Status
IRM CUISP 462846106 06/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Clarke Bailey Mgmt For Withhold Against
1.2 Elect Kent Dauten Mgmt For Withhold Against
1.3 Elect Paul Deninger Mgmt For Withhold Against
1.4 Elect Per-Kristian Halvorsen Mgmt For Withhold Against
1.5 Elect Michael Lamach Mgmt For Withhold Against
1.6 Elect Arthur Little Mgmt For Withhold Against
1.7 Elect Allan Loren Mgmt For Withhold Against
1.8 Elect C. Richard Reese Mgmt For Withhold Against
1.9 Elect Vincent Ryan Mgmt For Withhold Against
1.10 Elect Laurie Tucker Mgmt For Withhold Against
1.11 Elect Alfred Verrecchia Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
JPMorgan Chase &
Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUISP 46625H100 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Crandall Bowles Mgmt For Against Against
2 Elect Stephen Burke Mgmt For Against Against
3 Elect David Cote Mgmt For Against Against
4 Elect James Crown Mgmt For Against Against
5 Elect James Dimon Mgmt For Against Against
6 Elect Ellen Futter Mgmt For Against Against
7 Elect William Gray, III Mgmt For Against Against
8 Elect Laban Jackson, Jr. Mgmt For Against Against
9 Elect David Novak Mgmt For Against Against
10 Elect Lee Raymond Mgmt For Against Against
11 Elect William Weldon Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
13 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Amendment to the Long-Term Incentive Mgmt For Against Against
Plan
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Affirmation of Political
Nonpartisanship
17 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Mortgage Loan
Servicing
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Genocide-Free
Investing
21 Shareholder Proposal Regarding an ShrHoldr Against For Against
Independent Lead
Director
Juniper
Networks,
Inc.
Ticker Security ID: Meeting Date Meeting Status
JNPR CUISP 48203R104 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mary Cranston Mgmt For Withhold Against
1.2 Elect Kevin Johnson Mgmt For Withhold Against
1.3 Elect J. Michael Lawrie Mgmt For Withhold Against
1.4 Elect David Schlotterbeck Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2012 Performance Bonus Plan Mgmt For Against Against
4 Amendment to the 2006 Equity Mgmt For Against Against
Incentive
Plan
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr N/A For N/A
Declassification of the
Board
Kraft Foods Inc.
Ticker Security ID: Meeting Date Meeting Status
KFT CUISP 50075N104 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ajay Banga Mgmt For Against Against
2 Elect Myra Hart Mgmt For Against Against
3 Elect Peter Henry Mgmt For Against Against
4 Elect Lois Juliber Mgmt For Against Against
5 Elect Mark Ketchum Mgmt For Against Against
6 Elect Richard Lerner Mgmt For Against Against
7 Elect Mackey McDonald Mgmt For Against Against
8 Elect John Pope Mgmt For Against Against
9 Elect Fedric Reynolds Mgmt For Against Against
10 Elect Irene Rosenfeld Mgmt For Against Against
11 Elect Jean-Francois van Boxmeer Mgmt For Against Against
12 Advisory Vote on Executive Mgmt For Against Against
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Amendment to the 2006 Stock Mgmt For For For
Compensation Plan for Non-Employee
Directors
15 Ratification of Auditor Mgmt For Against Against
Lowe's
Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
LOW CUISP 548661107 05/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Raul Alvarez Mgmt For Withhold Against
1.2 Elect David Bernauer Mgmt For Withhold Against
1.3 Elect Leonard Berry Mgmt For Withhold Against
1.4 Elect Peter Browning Mgmt For Withhold Against
1.5 Elect Dawn Hudson Mgmt For Withhold Against
1.6 Elect Robert Johnson Mgmt For Withhold Against
1.7 Elect Marshall Larsen Mgmt For Withhold Against
1.8 Elect Richard Lochridge Mgmt For Withhold Against
1.9 Elect Robert Niblock Mgmt For Withhold Against
1.10 Elect Stephen Page Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 2011 Annual Incentive Plan Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Shareholder Approval of Severance
Agreements
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Linking Executive Pay to
Sustainability
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Political Contributions
and Expenditure
Report
Macy's, Inc.
Ticker Security ID: Meeting Date Meeting Status
M CUISP 55616P104 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Bollenbach Mgmt For For For
1.2 Elect Deirdre Connelly Mgmt For Withhold Against
1.3 Elect Meyer Feldberg Mgmt For Withhold Against
1.4 Elect Sara Levinson Mgmt For Withhold Against
1.5 Elect Terry Lundgren Mgmt For For For
1.6 Elect Joseph Neubauer Mgmt For Withhold Against
1.7 Elect Joseph Pichler Mgmt For For For
1.8 Elect Joyce Roche Mgmt For For For
1.9 Elect Craig Weatherup Mgmt For Withhold Against
1.10 Elect Marna Whittington Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
McDonald's
Corporation
Ticker Security ID: Meeting Date Meeting Status
MCD CUISP 580135101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Susan Arnold Mgmt For Against Against
2 Elect Richard Lenny Mgmt For Against Against
3 Elect Cary McMillan Mgmt For Against Against
4 Elect Sheila Penrose Mgmt For Against Against
5 Elect James Skinner Mgmt For Against Against
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Executive Mgmt For Against Against
Compensation
8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
9 Elimination of Super-majority Mgmt For For For
Requirement in Article Regarding
Transactions with Interested
Shareholders
10 Elimination of Supermajority Mgmt For For For
Requirement in Article Regarding
the Removal of
Directors
11 Elimination of Supermajority Mgmt For For For
Requirement in Article Regarding
Shareholder
Action
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
13 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Controlled Atmosphere
Killing
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Childhood
Obesity
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Beverage
Containers
Microsoft
Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUISP 594918104 11/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Steven Ballmer Mgmt For Against Against
2 Elect Dina Dublon Mgmt For Against Against
3 Elect William Gates III Mgmt For Against Against
4 Elect Raymond Gilmartin Mgmt For Against Against
5 Elect Reed Hastings Mgmt For Against Against
6 Elect Maria Klawe Mgmt For Against Against
7 Elect David Marquardt Mgmt For Against Against
8 Elect Charles Noski Mgmt For Against Against
9 Elect Helmut Panke Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Formation of Environmental
Sustainability
Committee
Mylan Inc.
Ticker Security ID: Meeting Date Meeting Status
MYL CUISP 628530107 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Coury Mgmt For Withhold Against
1.2 Elect Rodney Piatt Mgmt For Withhold Against
1.3 Elect Heather Bresch Mgmt For Withhold Against
1.4 Elect Wendy Cameron Mgmt For Withhold Against
1.5 Elect Robert Cindrich Mgmt For Withhold Against
1.6 Elect Neil Dimick Mgmt For Withhold Against
1.7 Elect Douglas Leech Mgmt For Withhold Against
1.8 Elect Joseph Maroon Mgmt For Withhold Against
1.9 Elect Mark Parrish Mgmt For Withhold Against
1.10 Elect C. B. Todd Mgmt For Withhold Against
1.11 Elect Randall Vanderveen Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Natura
Cosmeticos
SA
Ticker Security ID: Meeting Date Meeting Status
NATU3 CINS P7088C106 04/08/2011 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Allocation of Profits/Dividends Mgmt For For For
Natura
Cosmeticos
SA
Ticker Security ID: Meeting Date Meeting Status
NATU3 CINS P7088C106 04/08/2011 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Election of Directors Mgmt For Against Against
7 Remuneration Policy Mgmt For Against Against
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUISP H5833N103 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Lawrence Chazen Mgmt For Withhold Against
1.2 Elect Jon Marshall Mgmt For Withhold Against
1.3 Elect Mary Ricciardello Mgmt For Withhold Against
2 Accounts and Reports Mgmt For For For
3 Creation of Reserves Mgmt For For For
4 Cancellation of Treasury Shares Mgmt For For For
5 Increase of Authorized Capital Mgmt For Against Against
6 Reduction of Par Value; Capital Mgmt For For For
Distribution
7 Appointment of Auditor Mgmt For Against Against
8 Discharge of the Board of Directors Mgmt For Against Against
from Personal
Liability
9 Advisory Vote on Executive Mgmt For Against Against
Compensation
10 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Noble Energy,
Inc.
Ticker Security ID: Meeting Date Meeting Status
NBL CUISP 655044105 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Jeffrey Berenson Mgmt For Against Against
2 Elect Michael Cawley Mgmt For Against Against
3 Elect Edward Cox Mgmt For Against Against
4 Elect Charles Davidson Mgmt For Against Against
5 Elect Thomas Edelman Mgmt For Against Against
6 Elect Eric Grubman Mgmt For Against Against
7 Elect Kirby Hedrick Mgmt For Against Against
8 Elect Scott Urban Mgmt For Against Against
9 Elect William Van Kleef Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Amendment to the 1992 Stock Option Mgmt For For For
and Restricted Stock
Plan
Nordson
Corporation
Ticker Security ID: Meeting Date Meeting Status
NDSN CUISP 655663102 03/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Joseph Keithley Mgmt For Withhold Against
1.2 Elect Mary Puma Mgmt For Withhold Against
1.3 Elect William Robinson Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUISP 670346105 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Peter Browning Mgmt For Withhold Against
1.2 Elect Victoria Haynes Mgmt For Withhold Against
1.3 Elect Christopher Kearney Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
Och-Ziff Capital
Management
Group
LLC
Ticker Security ID: Meeting Date Meeting Status
OZM CUISP 67551U105 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Joel Frank Mgmt For Withhold Against
1.2 Elect Allan Bufferd Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
ONEOK, Inc.
Ticker Security ID: Meeting Date Meeting Status
OKE CUISP 682680103 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Day Mgmt For Against Against
2 Elect Julie Edwards Mgmt For For For
3 Elect William Ford Mgmt For For For
4 Elect John Gibson Mgmt For Against Against
5 Elect Bert Mackie Mgmt For Against Against
6 Elect Jim Mogg Mgmt For Against Against
7 Elect Pattye Moore Mgmt For For For
8 Elect Gary Parker Mgmt For Against Against
9 Elect Eduardo Rodriguez Mgmt For For For
10 Elect Gerald Smith Mgmt For Against Against
11 Elect David Tippeconnic Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
PepsiCo, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEP CUISP 713448108 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Shona Brown Mgmt For Against Against
2 Elect Ian Cook Mgmt For For For
3 Elect Dina Dublon Mgmt For For For
4 Elect Victor Dzau Mgmt For Against Against
5 Elect Ray Hunt Mgmt For Against Against
6 Elect Alberto Ibarguen Mgmt For For For
7 Elect Arthur Martinez Mgmt For Against Against
8 Elect Indra Nooyi Mgmt For For For
9 Elect Sharon Rockefeller Mgmt For Against Against
10 Elect James Schiro Mgmt For For For
11 Elect Lloyd Trotter Mgmt For For For
12 Elect Daniel Vasella Mgmt For Against Against
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
17 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Reviewing Political Contributions
and
Expenditures
Petroleo
Brasileiro S.A.
-
Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR3 CUISP 71654V408 08/12/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Ratification of Nomination of Mgmt For For For
Appraiser for Treasury
Notes
2 Valuation Method of Treasury Notes Mgmt For For For
3 Authority to Carry Out Formalities Mgmt For For For
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUISP 717081103 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Dennis Ausiello Mgmt For For For
2 Elect Michael Brown Mgmt For For For
3 Elect M. Anthony Burns Mgmt For For For
4 Elect W. Don Cornwell Mgmt For Against Against
5 Elect Frances Fergusson Mgmt For Against Against
6 Elect William Gray, III Mgmt For For For
7 Elect Constance Horner Mgmt For For For
8 Elect James Kilts Mgmt For Against Against
9 Elect George Lorch Mgmt For Against Against
10 Elect John Mascotte Mgmt For For For
11 Elect Suzanne Nora Johnson Mgmt For Against Against
12 Elect Ian Read Mgmt For For For
13 Elect Stephen Sanger Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
16 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Publishing Political Contributions
and Expenditure in
Newspapers
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Lobbying Priorities
Report
19 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Pharmaceutical Price
Restraints
20 Shareholder Proposal Regarding the ShrHoldr Against For Against
Right to Act by Written
Consent
21 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
22 Shareholder Proposal Regarding ShrHoldr Against For Against
Transparency in Animal
Research
Plum Creek
Timber Company,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PCL CUISP 729251108 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Rick Holley Mgmt For Against Against
2 Elect Robin Josephs Mgmt For Against Against
3 Elect John McDonald Mgmt For Against Against
4 Elect Robert McLeod Mgmt For Against Against
5 Elect John Morgan, Sr. Mgmt For Against Against
6 Elect Marc Racicot Mgmt For Against Against
7 Elect John Scully Mgmt For Against Against
8 Elect Stephen Tobias Mgmt For Against Against
9 Elect Martin White Mgmt For Against Against
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
Portugal Telecom
SGPS
SA
Ticker Security ID: Meeting Date Meeting Status
PTC CINS X6769Q104 05/06/2011 Voted
Meeting Type Country of Trade
Annual Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Consolidated Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Board Acts Mgmt For Against Against
7 Amendments to Articles Mgmt For For For
8 Authority to Repurchase and Re-Issue Mgmt For For For
Shares
9 Authority to Issue Convertible Bonds Mgmt For Against Against
10 Suppression of Preemptive Rights Mgmt For Against Against
11 Authority to Issue Debt Instruments Mgmt For For For
12 Authority to Repurchase and Re-Issue Mgmt For For For
Company Debt
Instruments
13 Remuneration Report Mgmt For Against Against
14 Election of Directors Mgmt For Against Against
QUALCOMM
Incorporated
Ticker Security ID: Meeting Date Meeting Status
QCOM CUISP 747525103 03/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Barbara Alexander Mgmt For For For
1.2 Elect Stephen Bennett Mgmt For For For
1.3 Elect Donald Cruickshank Mgmt For For For
1.4 Elect Raymond Dittamore Mgmt For For For
1.5 Elect Thomas Horton Mgmt For For For
1.6 Elect Irwin Jacobs Mgmt For For For
1.7 Elect Paul Jacobs Mgmt For For For
1.8 Elect Robert Kahn Mgmt For For For
1.9 Elect Sherry Lansing Mgmt For For For
1.10 Elect Duane Nelles Mgmt For For For
1.11 Elect Francisco Ros Mgmt For For For
1.12 Elect Brent Scowcroft Mgmt For For For
1.13 Elect Marc Stern Mgmt For For For
2 Amendment to the 2006 Long-term Mgmt For Against Against
Incentive
Plan
3 Amendment to the 2001 Employee Stock Mgmt For For For
Purchase
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Quicksilver
Resources
Inc.
Ticker Security ID: Meeting Date Meeting Status
KWK CUISP 74837R104 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Thomas Darden Mgmt For Withhold Against
1.2 Elect W. Byron Dunn Mgmt For Withhold Against
1.3 Elect Mark Warner Mgmt For Withhold Against
2 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Range Resources
Corporation
Ticker Security ID: Meeting Date Meeting Status
RRC CUISP 75281A109 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charles Blackburn Mgmt For Against Against
2 Elect Anthony Dub Mgmt For Against Against
3 Elect V. Richard Eales Mgmt For Against Against
4 Elect Allen Finkelson Mgmt For Against Against
5 Elect James Funk Mgmt For Against Against
6 Elect Jonathan Linker Mgmt For Against Against
7 Elect Kevin McCarthy Mgmt For Against Against
8 Elect John Pinkerton Mgmt For Against Against
9 Elect Jeffrey Ventura Mgmt For Against Against
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
12 Amendment to the 2005 Equity-Based Mgmt For Against Against
Compensation
Plan
13 Ratification of Auditor Mgmt For For For
Rio Tinto plc
Ticker Security ID: Meeting Date Meeting Status
RIO CUISP 767204100 04/14/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Tom Albanese Mgmt For For For
4 Elect Robert Brown Mgmt For For For
5 Elect Vivienne Cox Mgmt For For For
6 Elect Jan du Plessis Mgmt For For For
7 Elect Guy Elliott Mgmt For For For
8 Elect Michael Fitzpatrick Mgmt For For For
9 Elect Ann Godbehere Mgmt For For For
10 Elect Richard Goodmanson Mgmt For For For
11 Elect Andrew Gould Mgmt For For For
12 Elect Lord John Kerr of Kinlochard Mgmt For For For
13 Elect Paul Tellier Mgmt For For For
14 Elect Samuel Walsh Mgmt For For For
15 Elect Stephen Mayne Mgmt Against Against For
16 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
17 Amendment to the Performance Share Mgmt For For For
Plan
18 Amendment to and Renewal of Share Mgmt For For For
Ownership
Plan
19 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
20 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
21 Authority to Repurchase Rio Tinto Mgmt For For For
plc
Shares
22 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Riverbed
Technology,
Inc.
Ticker Security ID: Meeting Date Meeting Status
RVBD CUISP 768573107 06/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Michael Kourey Mgmt For Against Against
2 Elect Mark Lewis Mgmt For Against Against
3 Elect Steven McCanne Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Sasol Limited
Ticker Security ID: Meeting Date Meeting Status
SOL CUISP 803866300 11/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Audit Committee Report Mgmt For For For
3 Elect Pat Davies Mgmt For Against Against
4 Elect Mandla Gantsho Mgmt For Against Against
5 Elect Hixonia Nyasulu Mgmt For Against Against
6 Elect Christine Ramon Mgmt For Against Against
7 Elect Nolitha Fakude Mgmt For Against Against
8 Elect Imogen Mkhize Mgmt For Against Against
9 Elect Greg Lewin Mgmt For Against Against
10 Appointment of Auditor Mgmt For For For
11 Authority to Repurchase Shares Mgmt For For For
12 Amendments to Articles Mgmt For For For
13 Approve Remuneration Policy Mgmt For Against Against
14 Increase Non-Executive Directors' Mgmt For Against Against
Fees
Sasol Limited
Ticker Security ID: Meeting Date Meeting Status
SOL CUISP 803866300 11/26/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Amendments to Articles Mgmt N/A For N/A
2 Amendments to Articles to Provide Mgmt N/A For N/A
for Bulk
Materialization
3 Amendments to Articles Regarding Mgmt N/A For N/A
Cash Contract and New Cash
Contract
4 Share Certification Mgmt N/A For N/A
5 Amendments to Articles Regarding Mgmt N/A For N/A
Adoption of Additional
Items
6 Amendments to Articles Regarding BEE Mgmt N/A For N/A
Share
Certification
7 Amendments to Articles Regarding BEE Mgmt N/A For N/A
Share
Certification
8 Amendments to Articles Regarding BEE Mgmt N/A For N/A
Share
Delisting
9 Amendments to Articles Regarding Mgmt N/A For N/A
Release of Contact
Information
10 Approval of Fiancial Assistance - Mgmt N/A For N/A
Sasol Inzalo Public Facilitation
trust
St. Jude
Medical,
Inc.
Ticker Security ID: Meeting Date Meeting Status
STJ CUISP 790849103 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Devenuti Mgmt For Against Against
2 Elect Thomas Garrett III Mgmt For Against Against
3 Elect Wendy Yarno Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Amendment to the 2007 Stock Mgmt For Against Against
Incentive
Plan
7 Shareholder Proposal Regarding ShrHoldr Abstain For Against
Declassification of the
Board
8 Ratification of Auditor Mgmt For Against Against
State Street
Corporation
Ticker Security ID: Meeting Date Meeting Status
STT CUISP 857477103 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Kennett Burnes Mgmt For For For
2 Elect Peter Coym Mgmt For For For
3 Elect Patrick de Saint-Aignan Mgmt For For For
4 Elect Amelia Fawcett Mgmt For For For
5 Elect David Gruber Mgmt For For For
6 Elect Linda Hill Mgmt For For For
7 Elect Joseph Hooley Mgmt For For For
8 Elect Robert Kaplan Mgmt For For For
9 Elect Charles LaMantia Mgmt For For For
10 Elect Richard Sergel Mgmt For For For
11 Elect Ronald Skates Mgmt For For For
12 Elect Gregory Summe Mgmt For For For
13 Elect Robert Weissman Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 2011 Senior Executive Annual Mgmt For For For
Incentive
Plan
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
Statoil ASA
Ticker Security ID: Meeting Date Meeting Status
STL CUISP 85771P102 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Presiding Chairman Mgmt For For For
2 Notice of Meeting and Agenda Mgmt For For For
3 Election of Individuals to Check Mgmt For For For
Minutes
4 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
5 Compensation Guidelines Mgmt For Against Against
6 Authority to Set Auditor's Fees Mgmt For For For
7 Corporate Assembly Fees Mgmt For For For
8 Election of Nominating Committee Mgmt For For For
Member
9 Nominating Committee Fees Mgmt For For For
10 Authority to Repurchase Shares Mgmt For For For
Pursuant to Share Savings
Plan
11 Authority to Repurchase Shares for Mgmt For For For
Cancellation
12 Amendments to Marketing Instructions Mgmt For For For
13 Amendments to Articles Mgmt For For For
14 Nomination Committee Guidelines Mgmt For For For
15 Shareholder Proposal Regarding Mgmt Against Abstain N/A
Withdrawal from Canadian Oil
Sands
Suncor Energy
Inc.
Ticker Security ID: Meeting Date Meeting Status
SU CUISP 867224107 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mel Benson Mgmt For For For
1.2 Elect Dominic D'Alessandro Mgmt For For For
1.3 Elect John Ferguson Mgmt For For For
1.4 Elect W. Douglas Ford Mgmt For For For
1.5 Elect Richard George Mgmt For For For
1.6 Elect Paul Haseldonckx Mgmt For For For
1.7 Elect John Huff Mgmt For For For
1.8 Elect Jacques Lamarre Mgmt For For For
1.9 Elect Brian MacNeill Mgmt For Withhold Against
1.10 Elect Maureen McCaw Mgmt For For For
1.11 Elect Michael O'Brien Mgmt For For For
1.12 Elect James Simpson Mgmt For For For
1.13 Elect Eira Thomas Mgmt For Withhold Against
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Advisory Vote on Executive Mgmt For For For
Compensation
Syngenta AG
Ticker Security ID: Meeting Date Meeting Status
SYNN CUISP 87160A100 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Compensation Report Mgmt For Against Against
3 Ratification of Board and Management Mgmt For Against Against
Acts
4 Cancellation of Shares Mgmt For Against Against
5 Allocation of Profits Mgmt For For For
6 Dividend Distribution from Reserves Mgmt For For For
7 Elect Martin Taylor Mgmt For Against Against
8 Elect Peter Thompson Mgmt For Against Against
9 Elect Rolf Watter Mgmt For Against Against
10 Elect Felix Weber Mgmt For Against Against
11 Appointment of Auditor Mgmt For For For
12 Transaction of Other Business Mgmt For Against Against
T. Rowe Price
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TROW CUISP 74144T108 04/14/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Edward C. Bernard Mgmt For Against Against
2 Elect James T. Brady Mgmt For Against Against
3 Elect J. Alfred Broaddus, Jr. Mgmt For Against Against
4 Elect Donald B. Hebb, Jr. Mgmt For Against Against
5 Elect James A.C. Kennedy Mgmt For Against Against
6 Elect Robert F. MacLellan Mgmt For Against Against
7 Elect Brian C. Rogers Mgmt For Against Against
8 Elect Dr. Alfred Sommer Mgmt For Against Against
9 Elect Dwight S. Taylor Mgmt For Against Against
10 Elect Anne Marie Whittemore Mgmt For Against Against
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Ratification of Auditor Mgmt For Against Against
Taiwan
Semiconductor
Manufacturing
Ticker Security ID: Meeting Date Meeting Status
2330 CUISP 874039100 06/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Procedural Rules: Mgmt For For For
Capital Loans and
Endorsements/Guarantees
4 Approve Spin-off Mgmt For For For
5.1 Elect Gregory C. Chow Mgmt For Withhold Against
5.2 Elect Kok-Choo Chen Mgmt For Withhold Against
Target
Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUISP 87612E106 06/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Roxanne Austin Mgmt For For For
2 Elect Calvin Darden Mgmt For Against Against
3 Elect Mary Dillon Mgmt For Against Against
4 Elect James Johnson Mgmt For Against Against
5 Elect Mary Minnick Mgmt For For For
6 Elect Anne Mulcahy Mgmt For For For
7 Elect Derica Rice Mgmt For For For
8 Elect Stephen Sanger Mgmt For Against Against
9 Elect Gregg Steinhafel Mgmt For For For
10 Elect John Stumpf Mgmt For Against Against
11 Elect Solomon Trujillo Mgmt For For For
12 Ratification of Auditor Mgmt For Against Against
13 2011 Long-Term Incentive Plan Mgmt For Against Against
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Compensation
Benchmarking
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Electronic
Waste
Teradata
Corporation
Ticker Security ID: Meeting Date Meeting Status
TDC CUISP 88076W103103 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Nancy E. Cooper Mgmt For Against Against
2 Elect David E. Kepler Mgmt For Against Against
3 Elect William S. Stavropoulos Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
The Bank of New
York Mellon
Corporation
Ticker Security ID: Meeting Date Meeting Status
BK CUISP 064058100 04/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ruth Bruch Mgmt For Against Against
2 Elect Nicholas Donofrio Mgmt For Against Against
3 Elect Gerald Hassell Mgmt For Against Against
4 Elect Edmund Kelly Mgmt For Against Against
5 Elect Robert Kelly Mgmt For Against Against
6 Elect Richard Kogan Mgmt For Against Against
7 Elect Michael Kowalski Mgmt For Against Against
8 Elect John Luke, Jr. Mgmt For Against Against
9 Elect Mark Nordenberg Mgmt For Against Against
10 Elect Catherine Rein Mgmt For Against Against
11 Elect William Richardson Mgmt For Against Against
12 Elect Samuel Scott III Mgmt For Against Against
13 Elect John Surma Mgmt For Against Against
14 Elect Wesley von Schack Mgmt For Against Against
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 Amendment to the Long-Term Incentive Mgmt For Against Against
Plan
18 Amendment to the Executive Incentive Mgmt For Against Against
Compensation
Plan
19 Ratification of Auditor Mgmt For For For
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
The Goldman
Sachs Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GS CUISP 38141G104 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Lloyd Blankfein Mgmt For Against Against
2 Elect John Bryan Mgmt For Against Against
3 Elect Gary Cohn Mgmt For Against Against
4 Elect Claes Dahlback Mgmt For Against Against
5 Elect Stephen Friedman Mgmt For Against Against
6 Elect William George Mgmt For Against Against
7 Elect James Johnson Mgmt For Against Against
8 Elect Lois Juliber Mgmt For Against Against
9 Elect Lakshmi Mittal Mgmt For Against Against
10 Elect James Schiro Mgmt For Against Against
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
15 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Retention of Shares After
Retirement
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on
Compensation
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Climate
Change
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
The Procter &
Gamble
Company
Ticker Security ID: Meeting Date Meeting Status
PG CUISP 742718109 10/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Angela Braly Mgmt For For For
2 Elect Kenneth Chenault Mgmt For Against Against
3 Elect Scott Cook Mgmt For Against Against
4 Elect Rajat Gupta Mgmt For For For
5 Elect Robert McDonald Mgmt For For For
6 Elect W. James McNerney, Jr. Mgmt For Against Against
7 Elect Johnathan Rodgers Mgmt For Against Against
8 Elect Mary Wilderotter Mgmt For Against Against
9 Elect Patricia Woertz Mgmt For For For
10 Elect Ernesto Zedillo Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
The Timken
Company
Ticker Security ID: Meeting Date Meeting Status
TKR CUISP 887389104 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Ballbach Mgmt For Withhold Against
1.2 Elect Phillip Cox Mgmt For Withhold Against
1.3 Elect Ward Timken, Jr. Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2011 Long-Term Incentive Plan Mgmt For Against Against
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
Thermo Fisher
Scientific
Inc.
Ticker Security ID: Meeting Date Meeting Status
TMO CUISP 883556102 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Thomas Lynch Mgmt For Against Against
2 Elect William Parrett Mgmt For Against Against
3 Elect Michael Porter Mgmt For Against Against
4 Elect Scott Sperling Mgmt For Against Against
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
7 Ratification of Auditor Mgmt For Against Against
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
Time Warner Inc.
Ticker Security ID: Meeting Date Meeting Status
TWX CUISP 887317303 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Barksdale Mgmt For For For
2 Elect William Barr Mgmt For For For
3 Elect Jeffrey Bewkes Mgmt For For For
4 Elect Stephen Bollenbach Mgmt For Against Against
5 Elect Frank Caufield Mgmt For Against Against
6 Elect Robert Clark Mgmt For Against Against
7 Elect Mathias Dopfner Mgmt For Against Against
8 Elect Jessica Einhorn Mgmt For Against Against
9 Elect Fred Hassan Mgmt For For For
10 Elect Michael Miles Mgmt For Against Against
11 Elect Kenneth Novack Mgmt For Against Against
12 Elect Paul Wachter Mgmt For For For
13 Elect Deborah Wright Mgmt For Against Against
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
17 Elimination of Absolute Majority Mgmt For For For
Voting
Requirement
18 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE5 CUISP 91912E105 04/19/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends and Mgmt For For For
Capital Expenditure
Budget
3 Election of Directors Mgmt For Against Against
4 Election of Supervisory Council Mgmt For For For
5 Remuneration Policy Mgmt For Against Against
6 Capitalization of Reserves Mgmt For For For
Veolia
Environnement
Ticker Security ID: Meeting Date Meeting Status
VIE CUISP 92334N103 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Consolidated Accounts and Reports Mgmt For For For
3 Approval of Non Tax-Deductible Mgmt For For For
Expenses
4 Allocation of Profits/Dividends Mgmt For For For
5 Form of Dividend Payment Mgmt For For For
6 Related Party Transactions Mgmt For Against Against
7 Elect Jean Azema Mgmt For Against Against
8 Elect Pierre-Andre de Chalendar Mgmt For Against Against
9 Elect Baudouin Prot Mgmt For Against Against
10 Elect Louis Schweitzer Mgmt For Against Against
11 Appointment of Auditor (Ernst & Mgmt For For For
Young
Audit)
12 Appointment of Alternate Auditor Mgmt For For For
(AUDITEX)
13 Directors' Fees Mgmt For For For
14 Authority to Repurchase Shares Mgmt For For For
15 Authority to Increase Capital Under Mgmt For Against Against
Employee Savings
Plan
16 Authority to Increase Capital under Mgmt For Against Against
Savings Plans for Overseas
Employees
17 Amendment to Articles Mgmt For For For
18 Authority to Carry Out Formalities Mgmt For For For
Vodafone Group
plc
Ticker Security ID: Meeting Date Meeting Status
VOD CUISP 92857W209 07/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect John R. H. Bond Mgmt For Against Against
3 Elect John Buchanan Mgmt For For For
4 Elect Vittorio Colao Mgmt For For For
5 Elect Michel Combes Mgmt For For For
6 Elect Andy Halford Mgmt For For For
7 Elect Steve Pusey Mgmt For For For
8 Elect Alan Jebson Mgmt For For For
9 Elect Samuel Jonah Mgmt For For For
10 Elect Nick Land Mgmt For Against Against
11 Elect Anne Lauvergeon Mgmt For Against Against
12 Elect Luc Vandevelde Mgmt For For For
13 Elect Anthony Watson Mgmt For For For
14 Elect Philip Yea Mgmt For For For
15 Allocation of Profits/Dividends Mgmt For For For
16 Directors' Remuneration Report Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Auditor's Fees Mgmt For For For
19 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
20 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
21 Authority to Repurchase Shares Mgmt For For For
22 Adoption of New Articles Mgmt For For For
23 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
24 Share Incentive Plan Renewal Mgmt For For For
Willis Group
Holdings Public
Limited
Company
Ticker Security ID: Meeting Date Meeting Status
WSH CUISP G96666105 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Bradley Mgmt For Against Against
2 Elect Joseph Califano Jr. Mgmt For For For
3 Elect Anna Catalano Mgmt For For For
4 Elect Sir Roy Gardner Mgmt For For For
5 Elect Sir Jeremy Hanley Mgmt For For For
6 Elect Robyn Kravit Mgmt For For For
7 Elect Jeffrey Lane Mgmt For For For
8 Elect Wendy Lane Mgmt For For For
9 Elect James McCann Mgmt For Against Against
10 Elect Joseph Plumeri Mgmt For For For
11 Elect Douglas Roberts Mgmt For For For
12 Elect Michael Somers Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Share Repurchase Mgmt For Against Against
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Manager Sleeve : Agg Growth MID CAP ARIEL
07/01/2010 - 06/30/2011
Anixter
International
Inc.
Ticker Security ID: Meeting Date Meeting Status
AXE CUSIP 035290105 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Lord James Blyth Mgmt For For For
1.2 Elect Director Frederic F. Brace Mgmt For For For
1.3 Elect Director Linda Walker Bynoe Mgmt For For For
1.4 Elect Director Robert J. Eck Mgmt For For For
1.5 Elect Director Robert W. Grubbs Mgmt For For For
1.6 Elect Director F. Philip Handy Mgmt For For For
1.7 Elect Director Melvyn N. Klein Mgmt For For For
1.8 Elect Director George Munoz Mgmt For For For
1.9 Elect Director Stuart M. Sloan Mgmt For For For
1.10 Elect Director Matthew Zell Mgmt For For For
1.11 Elect Director Samuel Zell Mgmt For For For
2 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three Years Three Years N/A
4 Ratify Auditors Mgmt For For For
Bio-Rad
Laboratories,
Inc.
Ticker Security ID: Meeting Date Meeting Status
BIO CUSIP 090572207 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Louis Drapeau Mgmt For For For
1.2 Elect Director Albert J. Hillman Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Approve Qualified Employee Stock Mgmt For For For
Purchase
Plan
4 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three Years Three Years N/A
CB Richard Ellis
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CBG CUSIP 12497T101 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Richard C. Blum Mgmt For For For
1.2 Elect Director Curtis F. Feeny Mgmt For For For
1.3 Elect Director Bradford M. Freeman Mgmt For For For
1.4 Elect Director Michael Kantor Mgmt For For For
1.5 Elect Director Frederic V. Malek Mgmt For For For
1.6 Elect Director Jane J. Su Mgmt For For For
1.7 Elect Director Laura D. Tyson Mgmt For For For
1.8 Elect Director Brett White Mgmt For For For
1.9 Elect Director Gary L. Wilson Mgmt For For For
1.10 Elect Director Ray Wirta Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three Years Three Years N/A
City National
Corporation
Ticker Security ID: Meeting Date Meeting Status
CYN CUSIP 178566105 04/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Richard L. Bloch Mgmt For For For
1.2 Elect Director Bram Goldsmith Mgmt For For For
1.3 Elect Director Ashok Israni Mgmt For For For
1.4 Elect Director Kenneth Ziffren Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For For For
4 Amend Executive Incentive Bonus Plan Mgmt For For For
5 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
7 Declassify the Board of Directors ShrHldr Against Against For
Constellation
Brands,
Inc.
Ticker Security ID: Meeting Date Meeting Status
STZ CUSIP 21036P108 07/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Jerry Fowden Mgmt For For For
1.2 Elect Director Barry A. Fromberg Mgmt For For For
1.3 Elect Director Jeananne K. Hauswald Mgmt For For For
1.4 Elect Director James A. Locke III Mgmt For For For
1.5 Elect Director Richard Sands Mgmt For For For
1.6 Elect Director Robert Sands Mgmt For For For
1.7 Elect Director Paul L. Smith Mgmt For For For
1.8 Elect Director Mark Zupan Mgmt For For For
2 Ratify Auditors Mgmt For For For
Devry Inc.
Ticker Security ID: Meeting Date Meeting Status
DV CUSIP 251893103 11/10/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Connie R. Curran Mgmt For For For
1.2 Elect Director Daniel Hamburger Mgmt For For For
1.3 Elect Director Harold T. Shapiro Mgmt For For For
1.4 Elect Director Ronald L. Taylor Mgmt For For For
1.5 Elect Director Gary Butler Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For For For
4 Adopt Policy Prohibiting Medically ShrHldr Against Against For
Unnecessary Veterinary Training
Surgeries
Energizer
Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ENR CUSIP 29266R108 01/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Ward M. Klein Mgmt For For For
1.2 Elect Director W. Patrick McGinnis Mgmt For For For
1.3 Elect Director John R. Roberts Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Approve Executive Incentive Bonus Mgmt For For For
Plan
4 Ratify Auditors Mgmt For For For
Fair Isaac
Corporation
Ticker Security ID: Meeting Date Meeting Status
FICO CUSIP 303250104 02/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director A. George Battle Mgmt For For For
1.2 Elect Director Nicholas F. Graziano Mgmt For For For
1.3 Elect Director Mark N. Greene Mgmt For For For
1.4 Elect Director Alex W. Hart Mgmt For For For
1.5 Elect Director James D. Kirsner Mgmt For For For
1.6 Elect Director William J. Lansing Mgmt For For For
1.7 Elect Director Rahul N. Merchant Mgmt For For For
1.8 Elect Director Margaret L. Taylor Mgmt For For For
1.9 Elect Director Duane E. White Mgmt For For For
2 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Two Years Two Years N/A
4 Ratify Auditors Mgmt For For For
Gannett Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
GCI CUSIP 364730101 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director John E. Cody Mgmt For For For
1.2 Elect Director Craig A. Dubow Mgmt For For For
1.3 Elect Director Howard D. Elias Mgmt For For For
1.4 Elect Director Arthur H. Harper Mgmt For For For
1.5 Elect Director John Jeffry Louis Mgmt For For For
1.6 Elect Director Marjorie Magner Mgmt For For For
1.7 Elect Director Scott K. McCune Mgmt For For For
1.8 Elect Director Duncan M. McFarland Mgmt For For For
1.9 Elect Director Neal Shapiro Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
HCC Insurance
Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HCC CUSIP 404132102 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Judy C. Bozeman Mgmt For For For
1.2 Elect Director Frank J. Bramanti Mgmt For For For
1.3 Elect Director Walter M. Duer Mgmt For For For
1.4 Elect Director James C. Flagg Mgmt For For For
1.5 Elect Director Thomas M. Hamilton Mgmt For For For
1.6 Elect Director Leslie S. Heisz Mgmt For For For
1.7 Elect Director Deborah H. Midanek Mgmt For For For
1.8 Elect Director John N. Molbeck Jr. Mgmt For For For
1.9 Elect Director James E. Oesterreicher Mgmt For For For
1.10 Elect Director Robert A. Rosholt Mgmt For For For
1.11 Elect Director Christopher JB Mgmt For For For
Williams
2 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
4 Ratify Auditors Mgmt For For For
Herman Miller,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MLHR CUSIP 600544100 10/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Dorothy A. Terrell Mgmt For For For
1.2 Elect Director David O. Ulrich Mgmt For For For
1.3 Elect Director Michael A. Volkema Mgmt For For For
2 Ratify Auditors Mgmt For For For
Hospira, Inc.
Ticker Security ID: Meeting Date Meeting Status
HSP CUSIP 441060100 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Irving W. Bailey, II Mgmt For For For
2 Elect Director F. Michael Ball Mgmt For For For
3 Elect Director Jacque J. Sokolov Mgmt For For For
4 Reduce Supermajority Vote Mgmt For For For
Requirement to Remove Directors for
Cause
5 Reduce Supermajority Vote Mgmt For For For
Requirement for By-law
Amendments
6 Reduce Supermajority Vote Mgmt For For For
Requirement for Certificate of
Incorporation
Amendments
7 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
8 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
9 Ratify Auditors Mgmt For For For
IDEX Corporation
Ticker Security ID: Meeting Date Meeting Status
IEX CUSIP 45167R104 04/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Bradley J. Bell Mgmt For For For
1.2 Elect Director Lawrence D. Kingsley Mgmt For For For
1.3 Elect Director Gregory F. Milzcik Mgmt For For For
2 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three Years Three Years N/A
4 Ratify Auditors Mgmt For For For
Interface, Inc.
Ticker Security ID: Meeting Date Meeting Status
IFSIA CUSIP 458665106 05/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Dianne Dillon-Ridgley Mgmt For For For
1.2 Elect Director June M. Henton Mgmt For For For
1.3 Elect Director Christopher G. Kennedy Mgmt For For For
1.4 Elect Director K. David Kohler Mgmt For For For
2 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three Years Three Years N/A
4 Ratify Auditors Mgmt For For For
International
Game
Technology
Ticker Security ID: Meeting Date Meeting Status
IGT CUSIP 459902102 03/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Paget L. Alves Mgmt For For For
1.2 Elect Director Janice Chaffin Mgmt For For For
1.3 Elect Director Greg Creed Mgmt For For For
1.4 Elect Director Patti S. Hart Mgmt For For For
1.5 Elect Director Robert J. Miller Mgmt For For For
1.6 Elect Director David E. Roberson Mgmt For For For
1.7 Elect Director Vincent L. Sadusky Mgmt For For For
1.8 Elect Director Philip G. Satre Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Amend Qualified Employee Stock Mgmt For For For
Purchase
Plan
4 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
6 Ratify Auditors Mgmt For For For
Janus Capital
Group
Inc.
Ticker Security ID: Meeting Date Meeting Status
JNS CUSIP 47102X105 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Paul F. Balser Mgmt For For For
2 Elect Director Jeffrey J. Diermeier Mgmt For For For
3 Elect Director Glenn S. Schafer Mgmt For For For
4 Ratify Auditors Mgmt For For For
5 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
Jones Lang
LaSalle
Incorporated
Ticker Security ID: Meeting Date Meeting Status
JLL CUSIP 48020Q107 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Hugo Bague Mgmt For For For
2 Elect Director Colin Dyer Mgmt For For For
3 Elect Director Darryl Hartley-Leonard Mgmt For For For
4 Elect Director Deanne Julius Mgmt For For For
5 Elect Director Ming Lu Mgmt For For For
6 Elect Director Lauralee E. Martin Mgmt For For For
7 Elect Director Martin H. Nesbitt Mgmt For For For
8 Elect Director Sheila A. Penrose Mgmt For For For
9 Elect Director David B. Rickard Mgmt For For For
10 Elect Director Roger T. Staubach Mgmt For For For
11 Elect Director Thomas C. Theobald Mgmt For For For
12 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
14 Provide Right to Call Special Meeting Mgmt For For For
15 Ratify Auditors Mgmt For For For
Lazard Ltd
Ticker Security ID: Meeting Date Meeting Status
LAZ CINS G54050102 04/26/2011 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Kenneth M. Jacobs as Director Mgmt For For For
1.2 Elect Philip A. Laskawy as Director Mgmt For For For
1.3 Elect Michael J. Turner as Director Mgmt For For For
2 Approve Deloitte & Touche LLP as Mgmt For For For
Auditors and Authorize Board to Fix
Their Remuneration
Auditors
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
Meredith
Corporation
Ticker Security ID: Meeting Date Meeting Status
MDP CUSIP 589433101 11/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Mary Sue Coleman Mgmt For For For
1.2 Elect Director D. Mell Meredith Mgmt For For For
Frazier
1.3 Elect Director Joel W. Johnson Mgmt For For For
1.4 Elect Director Stephen M. Lacy Mgmt For For For
2 Ratify Auditors Mgmt For For For
Mohawk
Industries,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MHK CUSIP 608190104 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Karen A. Smith Bogart Mgmt For For For
1.2 Elect Director John F. Fiedler Mgmt For For For
1.3 Elect Director Richard C. Ill Mgmt For For For
1.4 Elect Director Jeffrey S. Lorberbaum Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
Newell
Rubbermaid
Inc.
Ticker Security ID: Meeting Date Meeting Status
NWL CUSIP 651229106 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Kevin C. Conroy Mgmt For For For
2 Elect Director Michael T. Cowhig Mgmt For For For
3 Elect Director Mark D. Ketchum Mgmt For For For
4 Elect Director Raymond G. Viault Mgmt For For For
5 Ratify Auditors Mgmt For For For
6 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
8 Declassify the Board of Directors ShrHldr Against For Against
Nordstrom, Inc.
Ticker Security ID: Meeting Date Meeting Status
JWN CUSIP 655664100 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Phyllis J. Campbell Mgmt For For For
2 Elect Director Michelle M. Ebanks Mgmt For For For
3 Elect Director Enrique Hernandez, Jr. Mgmt For For For
4 Elect Director Robert G. Miller Mgmt For For For
5 Elect Director Blake W. Nordstrom Mgmt For For For
6 Elect Director Erik B. Nordstrom Mgmt For For For
7 Elect Director Peter E. Nordstrom Mgmt For For For
8 Elect Director Philip G. Satre Mgmt For For For
9 Elect Director Felicia D. Thornton Mgmt For For For
10 Elect Director B. Kevin Turner Mgmt For For For
11 Elect Director Robert D. Walter Mgmt For For For
12 Elect Director Alison A. Winter Mgmt For For For
13 Amend Qualified Employee Stock Mgmt For For For
Purchase
Plan
14 Ratify Auditors Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
PrivateBancorp,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PVTB CUSIP 742962103 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Ralph B. Mandell Mgmt For For For
1.2 Elect Director Cheryl Mayberry Mgmt For For For
McKissack
1.3 Elect Director Edward W. Rabin Mgmt For For For
1.4 Elect Director Larry D. Richman Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
4 Approve Omnibus Stock Plan Mgmt For For For
Royal Caribbean
Cruises
Ltd.
Ticker Security ID: Meeting Date Meeting Status
RCL CINS V7780T103 05/24/2011 Voted
Meeting Type Country of Trade
Annual Liberia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Laura D.B. Laviada as Director Mgmt For For For
2 Elect Eyal M. Ofer as Director Mgmt For For For
3 Elect William K. Relly as Director Mgmt For For For
4 Elect A. Alexander Wihelmsen as Mgmt For For For
Director
5 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three Years Three Years N/A
7 Ratify PricewaterhouseCoopers LLP as Mgmt For For For
Auditors
8 Advisory Vote to Ratify Directors' ShrHldr Against Against For
Compensation
Sotheby's
Ticker Security ID: Meeting Date Meeting Status
BID CUSIP 835898107 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director John M. Angelo Mgmt For For For
2 Elect Director Michael Blakenham Mgmt For For For
3 Elect Director The Duke Of Devonshire Mgmt For For For
4 Elect Director Daniel Meyer Mgmt For For For
5 Elect Director James Murdoch Mgmt For For For
6 Elect Director Allen Questrom Mgmt For For For
7 Elect Director William F. Ruprecht Mgmt For For For
8 Elect Director Marsha Simms Mgmt For For For
9 Elect Director Michael I. Sovern Mgmt For For For
10 Elect Director Donald M. Stewart Mgmt For For For
11 Elect Director Robert S. Taubman Mgmt For For For
12 Elect Director Diana L. Taylor Mgmt For For For
13 Elect Director Dennis M. Weibling Mgmt For For For
14 Ratify Auditors Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three Years Three Years N/A
Stanley Black &
Decker,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SWK CUSIP 854502101 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director George W. Buckley Mgmt For For For
1.2 Elect Director Carlos M. Cardoso Mgmt For For For
1.3 Elect Director Robert B. Coutts Mgmt For For For
1.4 Elect Director Manuel A. Fernandez Mgmt For For For
1.5 Elect Director Marianne M. Parrs Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three Years Three Years N/A
The Brink's
Company
Ticker Security ID: Meeting Date Meeting Status
BCO CUSIP 109696104 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Establish Range For Board Size Mgmt For For For
2.1 Elect Director Marc C. Breslawsky Mgmt For For For
2.2 Elect Director Michael T. Dan Mgmt For For For
3 Amend Executive Incentive Bonus Plan Mgmt For For For
4 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
6 Ratify Auditors Mgmt For For For
The Dun &
Bradstreet
Corporation
Ticker Security ID: Meeting Date Meeting Status
DNB CUSIP 26483E100 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Naomi O. Seligman Mgmt For For For
2 Elect Director Michael J. Winkler Mgmt For For For
3 Ratify Auditors Mgmt For For For
4 Amend Executive Incentive Bonus Plan Mgmt For For For
5 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
7 Reduce Supermajority Vote Requirement Mgmt For For For
8 Declassify the Board of Directors Mgmt For For For
The Interpublic
Group of
Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
IPG CUSIP 460690100 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Reginald K. Brack Mgmt For For For
2 Elect Director Jocelyn Carter-Miller Mgmt For For For
3 Elect Director Jill M. Considine Mgmt For For For
4 Elect Director Richard A. Goldstein Mgmt For For For
5 Elect Director H. John Greeniaus Mgmt For For For
6 Elect Director Mary J. Steele Mgmt For For For
7 Elect Director William T. Kerr Mgmt For For For
8 Elect Director Michael I. Roth Mgmt For For For
9 Elect Director David M. Thomas Mgmt For For For
10 Ratify Auditors Mgmt For For For
11 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
13 Amend Bylaws-- Call Special Meetings ShrHldr Against Against For
The J. M.
Smucker
Company
Ticker Security ID: Meeting Date Meeting Status
SJM CUSIP 832696405 08/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Kathryn W. Dindo Mgmt For For For
2 Elect Director Richard K. Smucker Mgmt For For For
3 Elect Director William H. Steinbrink Mgmt For For For
4 Elect Director Paul Smucker Wagstaff Mgmt For For For
5 Ratify Auditors Mgmt For For For
6 Approve Omnibus Stock Plan Mgmt For For For
The Washington
Post
Company
Ticker Security ID: Meeting Date Meeting Status
WPO CUSIP 939640108 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Christopher C. Davis Mgmt For For For
1.2 Elect Director John L. Dotson Jr. Mgmt For For For
1.3 Elect Director Anne M. Mulcahy Mgmt For For For
Tiffany & Co.
Ticker Security ID: Meeting Date Meeting Status
TIF CUSIP 886547108 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Michael J. Kowalski Mgmt For For For
2 Elect Director Rose Marie Bravo Mgmt For For For
3 Elect Director Gary E. Costley Mgmt For For For
4 Elect Director Lawrence K. Fish Mgmt For For For
5 Elect Director Abby F. Kohnstamm Mgmt For For For
6 Elect Director Charles K. Marquis Mgmt For For For
7 Elect Director Peter W. May Mgmt For For For
8 Elect Director J. Thomas Presby Mgmt For For For
9 Elect Director William A. Shutzer Mgmt For For For
10 Ratify Auditors Mgmt For For For
11 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
Zimmer Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ZMH CUSIP 98956P102 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Betsy J. Bernard Mgmt For For For
2 Elect Director Marc N. Casper Mgmt For For For
3 Elect Director David C. Dvorak Mgmt For For For
4 Elect Director Larry C. Glasscock Mgmt For For For
5 Elect Director Robert A. Hagemann Mgmt For For For
6 Elect Director Arthur J. Higgins Mgmt For For For
7 Elect Director John L. McGoldrick Mgmt For For For
8 Elect Director Cecil B. Pickett Mgmt For For For
9 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
10 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
11 Ratify Auditors Mgmt For For For
Manager Sleeve : Agg Growth SB Parnassus
07/01/2010 - 6/30/2011
AGL Resources
Inc.
Ticker Security ID: Meeting Date Meeting Status
AGL CUISP 001204106 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Sandra Bane Mgmt For For For
1.2 Elect Thomas Bell, Jr. Mgmt For For For
1.3 Elect Arthur Johnson Mgmt For For For
1.4 Elect Dean O'Hare Mgmt For For For
1.5 Elect James Rubright Mgmt For Withhold Against
1.6 Elect John Somerhalder II Mgmt For For For
1.7 Elect Bettina Whyte Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2007 Omnibus Mgmt For For For
Performance Incentive
Plan
4 Amendment to the Employee Stock Mgmt For For For
Purchase
Plan
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
AGL Resources
Inc.
Ticker Security ID: Meeting Date Meeting Status
AGL CUISP 001204106 06/14/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Merger Mgmt For For For
2 Increase in Board Size Mgmt For Against Against
3 Right to Adjourn Meeting Mgmt For For For
Analogic
Corporation
Ticker Security ID: Meeting Date Meeting Status
ALOG CUISP 032657207 01/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Bernard Bailey Mgmt For Against Against
2 Elect Jeffrey Black Mgmt For Against Against
3 Elect James Green Mgmt For Against Against
4 Elect James Judge Mgmt For Against Against
5 Elect Kevin Melia Mgmt For Against Against
6 Elect Michael Modic Mgmt For Against Against
7 Elect Fred Parks Mgmt For Against Against
8 Elect Sophie Vandebroek Mgmt For Against Against
9 Elect Edward Voboril Mgmt For Against Against
10 Elect Gerald Wilson Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Transaction of Other Business Mgmt For Against Against
Arbitron Inc.
Ticker Security ID: Meeting Date Meeting Status
ARB CUISP 03875Q108 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Shellye Archambeau Mgmt For Withhold Against
1.2 Elect David Devonshire Mgmt For Withhold Against
1.3 Elect John Dimling Mgmt For Withhold Against
1.4 Elect Erica Farber Mgmt For Withhold Against
1.5 Elect Philip Guarascio Mgmt For Withhold Against
1.6 Elect William Kerr Mgmt For Withhold Against
1.7 Elect Larry Kittelberger Mgmt For Withhold Against
1.8 Elect Luis Nogales Mgmt For Withhold Against
1.9 Elect Richard Post Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Artio Global
Investors
Inc.
Ticker Security ID: Meeting Date Meeting Status
ART CUISP 04315B107 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Elizabeth Buse Mgmt For Withhold Against
1.2 Elect Francis Ledwidge Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For Against Against
Bio-Rad
Laboratories,
Inc.
Ticker Security ID: Meeting Date Meeting Status
BIO CUISP 090572207 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Louis Drapeau Mgmt For Withhold Against
1.2 Elect Albert Hillman Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2011 Employee Stock Purchase Plan Mgmt For For For
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Brocade
Communications
Systems,
Inc.
Ticker Security ID: Meeting Date Meeting Status
BRCD CUISP 111621306 04/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Gerdelman Mgmt For Against Against
2 Elect Glenn Jones Mgmt For Against Against
3 Elect Michael Klayko Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
Calgon Carbon
Corporation
Ticker Security ID: Meeting Date Meeting Status
CCC CUISP 129603106 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Randall Dearth Mgmt For Withhold Against
1.2 Elect Timothy Rupert Mgmt For Withhold Against
1.3 Elect Seth Schofield Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Ciena Corporation
Ticker Security ID: Meeting Date Meeting Status
CIEN CUISP 171779309 03/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Harvey Cash Mgmt For Against Against
2 Elect Judith O'Brien Mgmt For Against Against
3 Elect Gary Smith Mgmt For Against Against
4 Conversion of Convertible Senior Mgmt For For For
Notes
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
ClickSoftware
Technologies
Ltd.
Ticker Security ID: Meeting Date Meeting Status
CKSW CUISP M25082104 07/15/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Appointment of Auditor and Authority Mgmt For Against Against
to Set
Fees
2 Amendment to Articles Regarding Mgmt For For For
Election of External
Directors
3 Amendments to the Share Incentive Mgmt For Against Against
Plans
4 Elect Menachem Shalgi Mgmt For Against Against
5 Declaration of Material Interest Mgmt N/A Against N/A
6 Replacement of the Compensation Mgmt For Against Against
Package of Incumbent
Directors
7 Stock Option Grant (Mr. Moshe Mgmt For For For
BenBassat)
8 Approval of Moshe BenBassat as Mgmt For Against Against
Chairman and
CEO
9 Declaration of Material Interest Mgmt N/A Against N/A
10 Approval of Management and Mgmt For For For
Consulting Agreements with Moshe
BenBassat
11 Conversion of Unissued Non-Voting Mgmt For For For
Ordinary Shares into Ordinary
Shares
12 Transaction of Other Business Mgmt For Against Against
Cognex
Corporation
Ticker Security ID: Meeting Date Meeting Status
CGNX CUISP 192422103 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Shillman Mgmt For Withhold Against
1.2 Elect Jerald Fishman Mgmt For Withhold Against
1.3 Elect Theodor Krantz Mgmt For Withhold Against
1.4 Elect Robert Willett Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Compass Minerals
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CMP CUISP 20451N101 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Bradley Bell Mgmt For Withhold Against
1.2 Elect Richard Grant Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Cyberonics, Inc.
Ticker Security ID: Meeting Date Meeting Status
CYBX CUISP 23251P102 09/23/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Guy Jackson Mgmt For Withhold Against
1.2 Elect Joseph E. Laptewicz Mgmt For Withhold Against
1.3 Elect Daniel Moore Mgmt For Withhold Against
1.4 Elect Hugh Morrison Mgmt For Withhold Against
1.5 Elect Alfred Novak Mgmt For Withhold Against
1.6 Elect Arthur Rosenthal Mgmt For Withhold Against
1.7 Elect John Tremmel Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Cymer, Inc.
Ticker Security ID: Meeting Date Meeting Status
CYMI CUISP 232572107 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Charles Abbe Mgmt For Withhold Against
1.2 Elect Robert Akins Mgmt For Withhold Against
1.3 Elect Edward Braun Mgmt For Withhold Against
1.4 Elect Michael Gaulke Mgmt For Withhold Against
1.5 Elect William Oldham Mgmt For Withhold Against
1.6 Elect Eric Ruttenberg Mgmt For Withhold Against
1.7 Elect Peter Simone Mgmt For Withhold Against
1.8 Elect Young Sohn Mgmt For Withhold Against
1.9 Elect Jon Tompkins Mgmt For Withhold Against
2 2011 Equity Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
D.R. Horton, Inc.
Ticker Security ID: Meeting Date Meeting Status
DHI CUISP 23331A109 01/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Donald Horton Mgmt For Against Against
2 Elect Bradley Anderson Mgmt For Against Against
3 Elect Michael Buchanan Mgmt For Against Against
4 Elect Michael Hewatt Mgmt For Against Against
5 Elect Bob Scott Mgmt For Against Against
6 Elect Donald Tomnitz Mgmt For Against Against
7 Amendment to the 2006 Stock Mgmt For Against Against
Incentive
Plan
8 Ratification of Auditor Mgmt For For For
9 Shareholder Proposal Regarding ShrHoldr Against For Against
Reporting and Reducing Greenhouse
Gas
Emissions
Dragonwave Inc.
Ticker Security ID: Meeting Date Meeting Status
DWI CUISP 26144M103 06/14/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Gerry Spencer Mgmt For Withhold Against
1.2 Elect Peter Allen Mgmt For Withhold Against
1.3 Elect Jean-Paul Cossart Mgmt For Withhold Against
1.4 Elect Russell Frederick Mgmt For Withhold Against
1.5 Elect Claude Haw Mgmt For Withhold Against
1.6 Elect Thomas Manley Mgmt For Withhold Against
1.7 Elect Terence Matthews Mgmt For Withhold Against
2 Appointment of Auditor and Authority Mgmt For Withhold Against
to Set
Fees
Electro
Scientific
Industries,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ESIO CUISP 285229100 08/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Frederick Ball Mgmt For Withhold Against
1.2 Elect Nicholas Konidaris Mgmt For Withhold Against
1.3 Elect Robert Walker Mgmt For Withhold Against
1.4 Elect David Nierenberg Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
Electronics For
Imaging,
Inc.
Ticker Security ID: Meeting Date Meeting Status
EFII CUISP 286082102 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Eric Brown Mgmt For Withhold Against
1.2 Elect Gill Cogan Mgmt For Withhold Against
1.3 Elect Guy Gecht Mgmt For Withhold Against
1.4 Elect Thomas Georgens Mgmt For Withhold Against
1.5 Elect Richard Kashnow Mgmt For Withhold Against
1.6 Elect Dan Maydan Mgmt For Withhold Against
1.7 Elect Fred Rosenzweig Mgmt For Withhold Against
2 Amendment to the 2009 Equity Mgmt For Against Against
Incentive Award
Plan
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Finisar
Corporation
Ticker Security ID: Meeting Date Meeting Status
FNSR CUISP 31787A507 10/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jerry Rawls Mgmt For Withhold Against
1.2 Elect Robert Stephens Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
First Horizon
National
Corporation
Ticker Security ID: Meeting Date Meeting Status
FHN CUISP 320517105 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Robert Carter Mgmt For Against Against
2 Elect John Compton Mgmt For For For
3 Elect Mark Emkes Mgmt For Against Against
4 Elect Vicky Gregg Mgmt For Against Against
5 Elect James Haslam III Mgmt For Against Against
6 Elect D. Bryan Jordan Mgmt For For For
7 Elect R. Brad Martin Mgmt For Against Against
8 Elect Vicki Palmer Mgmt For Against Against
9 Elect Colin Reed Mgmt For Against Against
10 Elect Michael Rose Mgmt For Against Against
11 Elect William Sansom Mgmt For Against Against
12 Elect Luke Yancy III Mgmt For Against Against
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Ratification of Auditor Mgmt For Against Against
Furiex
Pharmaceuticals,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FURX CUISP 36106P101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stuart Bondurant Mgmt For Withhold Against
1.2 Elect Peter Corr Mgmt For Withhold Against
1.3 Elect Wendy Dixon Mgmt For Withhold Against
1.4 Elect Fredric Eshelman Mgmt For Withhold Against
1.5 Elect Stephen Kaldor Mgmt For Withhold Against
1.6 Elect Robert Ruscher Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Gen-Probe
Incorporated
Ticker Security ID: Meeting Date Meeting Status
GPRO CUISP 36866T103 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Phillip Schneider Mgmt For Withhold Against
1.2 Elect Abraham Sofaer Mgmt For Withhold Against
1.3 Elect Patrick Sullivan Mgmt For Withhold Against
2 Amendment to the 2003 Incentive Mgmt For Against Against
Award
Plan
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Genomic Health,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GHDX CUISP 37244C101 06/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Randal Scott Mgmt For For For
1.2 Elect Kimberly Popovits Mgmt For Withhold Against
1.3 Elect Julian Baker Mgmt For Withhold Against
1.4 Elect Fred Cohen Mgmt For For For
1.5 Elect Samuel Colella Mgmt For Withhold Against
1.6 Elect Ginger Graham Mgmt For For For
1.7 Elect Randall Livingston Mgmt For For For
1.8 Elect Woodrow Myers, Jr. Mgmt For Withhold Against
2 Employee Stock Purchase Plan Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Glacier Bancorp,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GBCI CUISP 37637Q105 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Blodnick Mgmt For Withhold Against
1.2 Elect Sherry Cladouhos Mgmt For Withhold Against
1.3 Elect James English Mgmt For Withhold Against
1.4 Elect Allen Fetscher Mgmt For Withhold Against
1.5 Elect Dallas Herron Mgmt For Withhold Against
1.6 Elect Craig Langel Mgmt For Withhold Against
1.7 Elect L. Peter Larson Mgmt For Withhold Against
1.8 Elect Douglas McBride Mgmt For Withhold Against
1.9 Elect John Murdoch Mgmt For Withhold Against
1.10 Elect Everit Sliter Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Graco Inc.
Ticker Security ID: Meeting Date Meeting Status
GGG CUISP 384109104 04/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Patrick McHale Mgmt For Withhold Against
1.2 Elect Lee Mitau Mgmt For Withhold Against
1.3 Elect Marti Morfitt Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Harmonic Inc.
Ticker Security ID: Meeting Date Meeting Status
HLIT CUISP 413160102 06/22/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Patrick Harshman Mgmt For Withhold Against
1.2 Elect Lewis Solomon Mgmt For Withhold Against
1.3 Elect Harold Covert Mgmt For Withhold Against
1.4 Elect Patrick Gallagher Mgmt For Withhold Against
1.5 Elect E. Floyd Kvamme Mgmt For Withhold Against
1.6 Elect Anthony Ley Mgmt For Withhold Against
1.7 Elect William Reddersen Mgmt For Withhold Against
1.8 Elect David Van Valkenburg Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Amendment to the Employee Stock Mgmt For Against Against
Purchase
Plan
5 Ratification of Auditor Mgmt For For For
Insperity, Inc.
Ticker Security ID: Meeting Date Meeting Status
NSP CUISP 45778Q107 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Brown Mgmt For Withhold Against
1.2 Elect Eli Jones Mgmt For Withhold Against
1.3 Elect Gregory Petsch Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
J. Crew Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
JCG CUISP 46612H402 03/01/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of the Merger Mgmt For Against Against
2 Right to Adjourn Meeting Mgmt For Against Against
Jack Henry &
Associates,
Inc.
Ticker Security ID: Meeting Date Meeting Status
JKHY CUISP 426281101 11/09/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jerry Hall Mgmt For Withhold Against
1.2 Elect Michael Henry Mgmt For Withhold Against
1.3 Elect James Ellis Mgmt For Withhold Against
1.4 Elect Craig Curry Mgmt For Withhold Against
1.5 Elect Wesley Brown Mgmt For Withhold Against
1.6 Elect Matthew Flanigan Mgmt For Withhold Against
1.7 Elect Marla Shepard Mgmt For Withhold Against
1.8 Elect John Prim Mgmt For Withhold Against
2 Amendment to the Restricted Stock Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For Against Against
KB Home
Ticker Security ID: Meeting Date Meeting Status
KBH CUISP 48666K109 04/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Barbara Alexander Mgmt For For For
2 Elect Stephen Bollenbach Mgmt For Against Against
3 Elect Timothy Finchem Mgmt For Against Against
4 Elect Kenneth Jastrow II Mgmt For For For
5 Elect Robert Johnson Mgmt For For For
6 Elect Melissa Lora Mgmt For For For
7 Elect Michael McCaffery Mgmt For Against Against
8 Elect Jeffrey Mezger Mgmt For For For
9 Elect Leslie Moonves Mgmt For For For
10 Elect Luis Nogales Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2010 Equity Mgmt For Against Against
Incentive
Plan
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
LHC Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
LHCG CUISP 50187A107 06/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Keith Myers Mgmt For Withhold Against
1.2 Elect Ted Hoyt Mgmt For Withhold Against
1.3 Elect George Lewis Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Mentor Graphics
Corporation
Ticker Security ID: Meeting Date Meeting Status
MENT CUISP 587200106 05/12/2011 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Peter Bonfield Mgmt For TNA N/A
1.2 Elect James Fiebiger Mgmt For TNA N/A
1.3 Elect Kevin McDonough Mgmt For TNA N/A
1.4 Elect Walden Rhines Mgmt For TNA N/A
1.5 Elect Marsha Congdon Mgmt For TNA N/A
1.6 Elect Gregory Hinckley Mgmt For TNA N/A
1.7 Elect Patrick McManus Mgmt For TNA N/A
1.8 Elect Fontaine Richardson Mgmt For TNA N/A
2 Advisory Vote on Executive Mgmt For TNA N/A
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year TNA N/A
Executive
Compensation
4 Amendment to the 1989 Employee Stock Mgmt For TNA N/A
Purchase Plan and Foreign
Subsidiary Employee Stock Purchase
Plan
5 Ratification of Auditor Mgmt For TNA N/A
6 Opting Out of State Takeover Law Mgmt For TNA N/A
Mentor Graphics
Corporation
Ticker Security ID: Meeting Date Meeting Status
MENT CUISP 587200106 05/12/2011 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jose Maria Alapont Opp Against For Against
1.2 Elect Gary Meyers Opp Against For Against
1.3 Elect David Schechter Opp Against Withhold For
1.4 Elect Peter Bonfield Mgmt For For For
1.5 Elect Kevin McDonough Mgmt For For For
1.6 Elect Walden Rhines Mgmt For For For
1.7 Elect Gregory Hinckley Mgmt For For For
1.8 Elect Patrick McManus Mgmt For For For
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Amendment to the 1989 Employee Stock Mgmt For For For
Purcahse Plan and Foreign
Subsidiary Employee Stock Purcahse
Plan
5 Ratification of Auditor Mgmt For Against Against
6 Opting Out of State Takeover Law Mgmt For For For
Mentor Graphics
Corporation
Ticker Security ID: Meeting Date Meeting Status
MENT CUISP 587200106 07/01/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Peter Bonfield Mgmt For Withhold Against
1.2 Elect Marsha Congdon Mgmt For Withhold Against
1.3 Elect James Fiebiger Mgmt For Withhold Against
1.4 Elect Gregory Hinckley Mgmt For Withhold Against
1.5 Elect Kevin McDonough Mgmt For Withhold Against
1.6 Elect Patrick McManus Mgmt For Withhold Against
1.7 Elect Walden Rhines Mgmt For Withhold Against
1.8 Elect Fontaine Richardson Mgmt For Withhold Against
2 Increase Authorized Shares Mgmt For Against Against
3 2010 Omnibus Incentive Plan Mgmt For Against Against
4 Ratification of Auditor Mgmt For Against Against
Nash-Finch
Company
Ticker Security ID: Meeting Date Meeting Status
NAFC CUISP 631158102 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Alec Covington Mgmt For Withhold Against
1.2 Elect Sam Duncan Mgmt For Withhold Against
1.3 Elect Mickey Foret Mgmt For Withhold Against
1.4 Elect Douglas Hacker Mgmt For Withhold Against
1.5 Elect Hawthorne Proctor Mgmt For Withhold Against
1.6 Elect William Voss Mgmt For Withhold Against
1.7 Elect Christopher Bodine Mgmt For Withhold Against
2 Article Amendments to Certificate of Mgmt For For For
Incorporation
3 Elimination of Supermajority Mgmt For For For
Requirement for Stockholder
Approval of Certain Fundamental
Changes
4 Elimination of Supermajority Mgmt For For For
Requirement for Stockholder
Approval of Certain Business
Combinations with a Controlling
Person
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
Pinnacle
Financial
Partners,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PNFP CUISP 72346Q104 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Cope Mgmt For Withhold Against
1.2 Elect William Huddleston, IV Mgmt For Withhold Against
1.3 Elect Robert McCabe, Jr. Mgmt For Withhold Against
1.4 Elect Wayne Riley Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
PulteGroup, Inc.
Ticker Security ID: Meeting Date Meeting Status
PHM CUISP 745867101 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Brian Anderson Mgmt For For For
1.2 Elect Cheryl Grise Mgmt For Withhold Against
1.3 Elect Patrick O'Leary Mgmt For Withhold Against
1.4 Elect Thomas Schoewe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Performance-Based Equity
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
Quest Software,
Inc.
Ticker Security ID: Meeting Date Meeting Status
QSFT CUISP 74834T103 06/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Vincent Smith Mgmt For Withhold Against
1.2 Elect Douglas Garn Mgmt For Withhold Against
1.3 Elect Augustine Nieto II Mgmt For Withhold Against
1.4 Elect Kevin Klausmeyer Mgmt For Withhold Against
1.5 Elect Paul Sallaberry Mgmt For Withhold Against
1.6 Elect H. John Dirks Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Quicksilver
Resources
Inc.
Ticker Security ID: Meeting Date Meeting Status
KWK CUISP 74837R104 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Thomas Darden Mgmt For Withhold Against
1.2 Elect W. Byron Dunn Mgmt For Withhold Against
1.3 Elect Mark Warner Mgmt For Withhold Against
2 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Salix
Pharmaceuticals,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
SLXP CUISP 795435106 06/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Chappell Mgmt For Withhold Against
1.2 Elect Thomas D'Alonzo Mgmt For Withhold Against
1.3 Elect Richard Franco, Sr. Mgmt For Withhold Against
1.4 Elect William Keane Mgmt For Withhold Against
1.5 Elect Carolyn Logan Mgmt For Withhold Against
1.6 Elect Mark Sirgo Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
SEI Investments
Company
Ticker Security ID: Meeting Date Meeting Status
SEIC CUISP 784117103 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Kathryn McCarthy Mgmt For Against Against
2 Elect Sarah Blumenstein Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Simpson
Manufacturing
Co.,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SSD CUISP 829073105 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Earl Cheit Mgmt For Withhold Against
1.2 Elect Thomas Fitzmyers Mgmt For Withhold Against
1.3 Elect Barry Williams Mgmt For Withhold Against
2 2011 Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Sirona Dental
Systems,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SIRO CUISP 82966C103 02/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Hood Mgmt For Withhold Against
1.2 Elect Thomas Jetter Mgmt For Withhold Against
1.3 Elect Harry Kraemer, Jr. Mgmt For Withhold Against
1.4 Elect Jeffrey Slovin Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
SM Energy Company
Ticker Security ID: Meeting Date Meeting Status
SM CUISP 78454L100 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Barbara Baumann Mgmt For Against Against
2 Elect Anthony Best Mgmt For Against Against
3 Elect Larry Bickle Mgmt For Against Against
4 Elect Stephen Brand Mgmt For Against Against
5 Elect William Gardiner Mgmt For Against Against
6 Elect Julio Quintana Mgmt For Against Against
7 Elect John Seidl Mgmt For Against Against
8 Elect William Sullivan Mgmt For Against Against
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Teleflex
Incorporated
Ticker Security ID: Meeting Date Meeting Status
TFX CUISP 879369106 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect George Babich, Jr. Mgmt For Withhold Against
1.2 Elect William Cook Mgmt For Withhold Against
1.3 Elect Stephen Klasko Mgmt For Withhold Against
1.4 Elect Benson Smith Mgmt For Withhold Against
2 2011 Executive Incentive Plan Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Tellabs, Inc.
Ticker Security ID: Meeting Date Meeting Status
TLAB CUISP 879664100 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Frank Ianna Mgmt For Against Against
2 Elect Stephanie Marshall Mgmt For Against Against
3 Elect William Souders Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Ratification of Auditor Mgmt For Against Against
Toll Brothers,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TOL CUISP 889478103 03/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Toll Mgmt For Withhold Against
1.2 Elect Bruce Toll Mgmt For Withhold Against
1.3 Elect Christine Garvey Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Board Mgmt For For For
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Tower Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
TWGP CUISP 891777104 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Lee Mgmt For Withhold Against
1.2 Elect William Fox Jr. Mgmt For Withhold Against
1.3 Elect William Robbie Mgmt For Withhold Against
1.4 Elect Steven Schuster Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Valeant
Pharmaceuticals
International
Ticker Security ID: Meeting Date Meeting Status
VRX CUISP 91911X104 09/27/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of the Merger Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
Valeant
Pharmaceuticals
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
VRX CUISP 91911K102 05/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Ingram Mgmt For For For
1.2 Elect Theo Melas-Kyriazi Mgmt For For For
1.3 Elect G. Mason Morfit Mgmt For Withhold Against
1.4 Elect Laurence Paul Mgmt For For For
1.5 Elect J. Michael Pearson Mgmt For For For
1.6 Elect Robert Power Mgmt For Withhold Against
1.7 Elect Norma Provencio Mgmt For Withhold Against
1.8 Elect Lloyd Segal Mgmt For For For
1.9 Elect Katharine Stevenson Mgmt For For For
1.10 Elect Michael Van Every Mgmt For For For
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 2011 Omnibus Incentive Plan Mgmt For Against Against
5 Amendment to the 2007 Equity Mgmt For For For
Compensation
Plan
6 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
VCA Antech, Inc.
Ticker Security ID: Meeting Date Meeting Status
WOOF CUISP 918194101 06/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Chickering, Jr. Mgmt For Withhold Against
1.2 Elect John Heil Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Equity Mgmt For Against Against
Incentive
Plan
4 Amendment to the 2007 Cash Incentive Mgmt For Against Against
Plan
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
VeriSign, Inc.
Ticker Security ID: Meeting Date Meeting Status
VRSN CUISP 92343E102 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect D. James Bidzos Mgmt For Against Against
2 Elect William Chenevich Mgmt For Against Against
3 Elect Kathleen Cote Mgmt For Against Against
4 Elect Mark McLaughlin Mgmt For Against Against
5 Elect Roger Moore Mgmt For Against Against
6 Elect John Roach Mgmt For Against Against
7 Elect Louis Simpson Mgmt For Against Against
8 Elect Timothy Tomlinson Mgmt For Against Against
9 Advisory Vote on Executive Mgmt For Against Against
Compensation
10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
11 Amendment to the 2006 Equity Mgmt For Against Against
Incentive
Plan
12 Ratification of Auditor Mgmt For For For
W&T Offshore,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WTI CUISP 92922P106 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Virginia Boulet Mgmt For Withhold Against
1.2 Elect J. F. Freel Mgmt For Withhold Against
1.3 Elect Samir Gibara Mgmt For Withhold Against
1.4 Elect Robert Israel Mgmt For Withhold Against
1.5 Elect Stuart Katz Mgmt For Withhold Against
1.6 Elect Tracy Krohn Mgmt For Withhold Against
1.7 Elect S. James Nelson, Jr. Mgmt For Withhold Against
1.8 Elect B. Frank Stanley Mgmt For Withhold Against
2 Increase of Preferred Stock Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Websense, Inc.
Ticker Security ID: Meeting Date Meeting Status
WBSN CUISP 947684106 06/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Carrington Mgmt For Withhold Against
1.2 Elect Bruce Coleman Mgmt For Withhold Against
1.3 Elect Gene Hodges Mgmt For Withhold Against
1.4 Elect John Schaefer Mgmt For Withhold Against
1.5 Elect Gary Sutton Mgmt For Withhold Against
1.6 Elect Mark St.Clare Mgmt For Withhold Against
1.7 Elect Peter Waller Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Manager Sleeve : Agg Growth WS PORT 21
07/01/2010 - 06/30/2011
ABB Ltd.
Ticker Security ID: Meeting Date Meeting Status
ABBN CINS H0010V101 04/29/2011 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Receive Financial Statements and Mgmt N/A N/A N/A
Statutory Reports
(Non-Voting)
2.1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2.2 Approve Remuneration Report Mgmt For Against Against
3 Approve Discharge of Board and Mgmt For For For
Senior
Management
4 Approve Allocation of Income and Mgmt For For For
Dividends of CHF 0.60 per Share
from Capital Contribution
Reserves
5 Approve Creation of CHF 73.3 Million Mgmt For Against Against
Pool of Conditional Capital without
Preemptive Rights for Employee
Stock Participation
Plan
6 Approve Creation of CHF 206 Million Mgmt For For For
Pool of Capital without Preemptive
Rights
7.1 Reelect Roger Agnelli as Director Mgmt For For For
7.2 Reelect Louis Hughes as Director Mgmt For For For
7.3 Reelect Hans Maerki as Director Mgmt For For For
7.4 Reelect Michel de Rosen as Director Mgmt For For For
7.5 Reelect Michael Treschow as Director Mgmt For For For
7.6 Reelect Jacob Wallenberg as Director Mgmt For For For
7.7 Reelect Hubertus von Gruenberg as Mgmt For For For
Director
7.8 Elect Ying Yeh as Director Mgmt For For For
8 Ratify Ernst & Young AG as Auditors Mgmt For Against Against
Acciona S.A
Ticker Security ID: Meeting Date Meeting Status
CINS E0008Z109 06/08/2011 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Individual and Consolidated Mgmt For For For
Financial Statements and Statutory
Reports for FY
2010
2 Approve Discharge of Board of Mgmt For For For
Directors; Accept Individual and
Consolidated Management Reports for
FY
2010
3 Approve Allocation of Income for FY Mgmt For For For
2010 and Dividends of EUR 2.03 per
Share
4 Reelect Deloitte SL as Auditors of Mgmt For Against Against
Individual and Consolidated
Accounts
5.1 Reelect Belen Villalonga Morenes as Mgmt For For For
Director
5.2 Elect Sol Daurella Comadran as Mgmt For For For
Director
6.1 Approve Stock and Option Grants Mgmt For For For
6.2 Approve Extention of Stock and Mgmt For For For
Option Plan 2009-2011 Until 2012;
Fix Number of Available Shares for
the
Plan
7.1 Receive Information on Important Mgmt N/A N/A N/A
Changes in Assets and Liabilities
of Merger Participating Companies
Between Date of Merger Plan and
AGM
7.2 Approve Merger Balance Sheet Mgmt For For For
7.3 Approve Merger by Absorption of Mgmt For For For
Grupo Entrecanales SA, Servicios
Urbanos Integrales SA, Tivafen SA
(Sociedad Unipersonal), and osmosis
Internacional SA by
Company
7.4 Approve Consolidation of Tax Regime Mgmt For For For
8.1 Amend Title I of Bylaws Re: Update Mgmt For For For
Legal
Reference
8.2 Amend Title II of Bylaws Re: Update Mgmt For For For
Reference to Applicable
Legislation
8.3 Amend Title III Chapter 1 of Bylaws Mgmt For For For
Re: General
Meeting
8.4 Amend Title III Chapter 2 of Bylaws Mgmt For For For
Re:
Board-Related
8.5 Amend Title IV of Bylaws Re: Textual Mgmt For For For
Adjustments and Include Reference
to Consolidated
Accounts
8.6 Amend Title V of Bylaws Mgmt For For For
9 Amend General Meeting Regulations Mgmt For For For
10 Advisory Vote on Remuneration Report Mgmt For Against Against
11 Receive Changes to Board of Mgmt N/A N/A N/A
Directors'
Guidelines
12 Authorize Board to Ratify and Mgmt For For For
Execute Approved
Resolutions
Accor
Ticker Security ID: Meeting Date Meeting Status
AC CINS F00189120 05/30/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements and Mgmt For For For
Statutory
Reports
2 Accept Consolidated Financial Mgmt For For For
Statements and Statutory
Reports
3 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 0.62 per
Share
4 Reelect Virginie Morgon as Director Mgmt For For For
5 Reelect Sebastien Bazin as Director Mgmt For For For
6 Reelect Denis Hennequin as Director Mgmt For Against Against
7 Reelect Franck Riboud as Director Mgmt For For For
8 Ratify Appointment of Mercedes Erra Mgmt For For For
as
Director
9 Approve Remuneration of Directors in Mgmt For For For
the Aggregate Amount of EUR
575,000
10 Approve Transaction with Groupe Mgmt For For For
Lucien
Barriere
11 Approve Transaction with Yann Mgmt For Against Against
Caillere
12 Approve Transaction with Gilles Mgmt For Against Against
Pelisson
13 Approve Transaction with Denis Mgmt For Against Against
Hennequin
14 Authorize Repurchase of Up to 22 Mgmt For For For
Million
Shares
15 Approve Reduction in Share Capital Mgmt For For For
via Cancellation of Repurchased
Shares
16 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 300
Million
17 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 160
Million
18 Approve Issuance of Equity or Mgmt For For For
Equity-Linked Securities without
Preemptive Rights Up to Aggregate
Nominal Amount of EUR 100 Million,
Reserved for Specific
Beneficiaries
19 Authorize Board to Increase Capital Mgmt For For For
in the Event of Additional Demand
Related to Delegation Submitted to
Shareholder Vote under Items 16 to
18
Above
20 Authorize Capital Increase of up to Mgmt For For For
10 Percent of Issued Capital for
Future
Acquisitions
21 Authorize Capitalization of Reserves Mgmt For For For
of Up to EUR 300 Million for Bonus
Issue or Increase in Par
Value
22 Set Total Limit for Capital Increase Mgmt For For For
to Result from All Issuance
Requests under Items 16 to 21 at
EUR 340
Million
23 Approve Employee Stock Purchase Plan Mgmt For For For
24 Authorize up to 2.5 Percent of Mgmt For Against Against
Issued Capital for Use in Stock
Option
Plan
25 Authorize up to 0.5 Percent of Mgmt For Against Against
Issued Capital for Use in
Restricted Stock
Plan
26 Authorize Filing of Required Mgmt For For For
Documents/Other
Formalities
27 Change Location of Registered Office Mgmt For For For
to 110, Avenue de France, 75013
Paris and Amend Article 4 of Bylaws
Accordingly
Apogee
Enterprises,
Inc.
Ticker Security ID: Meeting Date Meeting Status
APOG CUSIP 037598109 06/22/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Robert J. Marzec Mgmt For Withhold Against
1.2 Elect Director Stephen C. Mitchell Mgmt For Withhold Against
1.3 Elect Director David E. Weiss Mgmt For Withhold Against
2 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For
4 Amend Omnibus Stock Plan Mgmt For Against Against
5 Amend Non-Employee Director Omnibus Mgmt For Against Against
Stock
Plan
6 Ratify Auditors Mgmt For Against Against
Autodesk, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADSK CUSIP 052769106 06/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Carl Bass Mgmt For Against Against
2 Elect Director Crawford W. Beveridge Mgmt For Against Against
3 Elect Director J. Hallam Dawson Mgmt For Against Against
4 Elect Director Per-Kristian Halvorsen Mgmt For Against Against
5 Elect Director Sean M. Maloney Mgmt For Against Against
6 Elect Director Mary T. McDowell Mgmt For Against Against
7 Elect Director Lorrie M. Norrington Mgmt For Against Against
8 Elect Director Charles J. Robel Mgmt For Against Against
9 Elect Director Steven M. West Mgmt For Against Against
10 Ratify Auditors Mgmt For Against Against
11 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For
Baxter
International
Inc.
Ticker Security ID: Meeting Date Meeting Status
BAX CUSIP 071813109 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Wayne T. Hockmeyer Mgmt For Against Against
2 Elect Director Robert L. Parkinson, Mgmt For Against Against
Jr.
3 Elect Director Thomas T. Stallkamp Mgmt For Against Against
4 Elect Director Albert P.L. Stroucken Mgmt For Against Against
5 Ratify Auditors Mgmt For Against Against
6 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against
8 Approve Qualified Employee Stock Mgmt For For For
Purchase
Plan
9 Approve Omnibus Stock Plan Mgmt For Against Against
10 Amend Certificate of Incorporation Mgmt For For For
to Declassify the Board and Reduce
Supermajority Voting
Requirement
Best Buy Co.,
Inc.
Ticker Security ID: Meeting Date Meeting Status
BBY CUSIP 086516101 06/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Ronald James Mgmt For For For
1.2 Elect Director Sanjay Khosla Mgmt For For For
1.3 Elect Director George L. Mikan III Mgmt For For For
1.4 Elect Director Matthew H. Paull Mgmt For For For
1.5 Elect Director Richard M. Schulze Mgmt For For For
1.6 Elect Director Hatim A. Tyabji Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Change Range for Size of the Board Mgmt For Against Against
4 Amend Omnibus Stock Plan Mgmt For Against Against
5 Approve Executive Incentive Bonus Mgmt For Against Against
Plan
6 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against
8 Declassify the Board of Directors ShrHldr Against For Against
Canon Inc.
Ticker Security ID: Meeting Date Meeting Status
7751 CINS J05124144 03/30/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY
65
2.1 Elect Director Mitarai, Fujio Mgmt For For For
2.2 Elect Director Uchida, Tsuneji Mgmt For For For
2.3 Elect Director Tanaka, Toshizo Mgmt For For For
2.4 Elect Director Ikoma, Toshiaki Mgmt For For For
2.5 Elect Director Watanabe, Kunio Mgmt For For For
2.6 Elect Director Adachi, Yoroku Mgmt For For For
2.7 Elect Director Mitsuhashi, Yasuo Mgmt For For For
2.8 Elect Director Iwashita, Tomonori Mgmt For For For
2.9 Elect Director Osawa, Masahiro Mgmt For For For
2.10 Elect Director Matsumoto, Shigeyuki Mgmt For For For
2.11 Elect Director Shimizu, Katsuichi Mgmt For For For
2.12 Elect Director Banba, Ryoichi Mgmt For For For
2.13 Elect Director Honma, Toshio Mgmt For For For
2.14 Elect Director Nakaoka, Masaki Mgmt For For For
2.15 Elect Director Honda, Haruhisa Mgmt For For For
2.16 Elect Director Ozawa, Hideki Mgmt For For For
2.17 Elect Director Maeda, Masaya Mgmt For For For
2.18 Elect Director Tani, Yasuhiro Mgmt For For For
2.19 Elect Director Araki, Makoto Mgmt For For For
3 Appoint Statutory Auditor Oe, Tadashi Mgmt For For For
4 Approve Annual Bonus Payment to Mgmt For For For
Directors
5 Approve Stock Option Plan Mgmt For Against Against
Carrefour
Ticker Security ID: Meeting Date Meeting Status
CA CINS F13923119 06/21/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements and Mgmt For For For
Discharge
Directors
2 Accept Consolidated Financial Mgmt For For For
Statements and Statutory
Reports
3 Approve Auditors' Special Report on Mgmt For For For
Related-Party
Transactions
4 Ratify Change of Registered Office Mgmt For For For
5 Amend Article 26 of Bylaws Re: Mgmt For For For
Dividends
6 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 1.08 per
Share
7 Approve Special Dividends Mgmt For For For
8 Reelect Bernard Arnault as Director Mgmt For For For
9 Reelect Jean-Laurent Bonnafe as Mgmt For For For
Director
10 Reelect Rene Brillet as Director Mgmt For For For
11 Reelect Amaury de Seze as Director Mgmt For For For
12 Ratify Appointment of Mathilde Mgmt For For For
Lemoine as
Director
13 Ratify Mazars as Auditor Mgmt For Against Against
14 Ratify Thierry Colin as Alternate Mgmt For Against Against
Auditor
15 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share
Capital
16 Approve Reduction in Share Capital Mgmt For For For
via Cancellation of Repurchased
Shares
17 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 500
Million
18 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 175
Million
19 Authorize Capitalization of Reserves Mgmt For For For
of Up to EUR 500 Million for Bonus
Issue or Increase in Par
Value
20 Authorize Capital Increase of up to Mgmt For For For
10 Percent of Issued Capital for
Future
Acquisitions
21 Authorize Capital Increase of Up to Mgmt For For For
EUR 100 Million for Future Exchange
Offers
22 Approve Employee Stock Purchase Plan Mgmt For For For
23 Authorize Board to Amend Number of Mgmt For For For
Awards Granted Under Outstanding
Restricted Stock
Plans
Companhia
Saneamento
Basico do
Estado de Sao
Paulo -
SABESP
Ticker Security ID: Meeting Date Meeting Status
SBSP3 CUSIP 20441A102 04/28/2011 Voted
Meeting Type Country of Trade
Mix Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Accept Financial Statements and Mgmt For For For
Statutory Reports for Fiscal Year
Ended Dec. 31,
2010
1.2 Approve Allocation of Income and Mgmt For For For
Dividends
1.3 Designate Newspapers to Publish Mgmt For For For
Company
Announcements
1.4 Elect Directors/Fiscal Council Mgmt For Against Against
Members and Approve Their
Remuneration
2.1 Amend Articles Mgmt For For For
Deutsche Post AG
Ticker Security ID: Meeting Date Meeting Status
DPW CINS D19225107 05/25/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Receive Financial Statements and Mgmt N/A N/A N/A
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 0.65 per
Share
3 Approve Discharge of Management Mgmt For For For
Board for Fiscal
2010
4 Approve Discharge of Supervisory Mgmt For For For
Board for Fiscal
2010
5 Ratify PricewaterhouseCoopers as Mgmt For Against Against
Auditors for Fiscal
2011
6 Approve Issuance of Warrants/Bonds Mgmt For For For
with Warrants Attached/Convertible
Bonds with Partial Exemption of
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1 Billion;
Approve Creation of EUR 75 Million
Pool of Capital to Guarantee
Conversion
Rights
7.1 Elect Werner Gatzer to the Mgmt For For For
Supervisory
Board
7.2 Elect Thomas Kunz to the Supervisory Mgmt For For For
Board
7.3 Elect Elmar Toime to the Supervisory Mgmt For For For
Board
7.4 Elect Katja Windt to the Supervisory Mgmt For For For
Board
7.5 Elect Hero Brahms to the Supervisory Mgmt For For For
Board
East Japan
Railway
Co.
Ticker Security ID: Meeting Date Meeting Status
9020 CINS J1257M109 06/23/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY
55
2 Amend Articles To Streamline Board Mgmt For For For
Structure
3 Elect Director Takahashi, Makoto Mgmt For For For
4.1 Appoint Statutory Auditor Hoshino, Mgmt For For For
Shigeo
4.2 Appoint Statutory Auditor Mgmt For For For
Higashikawa,
Hajime
4.3 Appoint Statutory Auditor Harayama, Mgmt For For For
Kiyomi
5 Approve Annual Bonus Payment to Mgmt For For For
Directors and Statutory
Auditors
6 Amend Articles to Authorize Company ShrHldr Against Against For
to Direct Subsidiary to Investigate
Medical Practitioners Law (MPL)
Violations by Tenant Shop
Employees
7 Direct Dept Store Subsidiary to ShrHldr Against Against For
Retain Asahi Shimbun to Investigate
MPL Violation at Tenant
Contact-Lens
Shops
8 Direct Dept Store Subsidiary to ShrHldr Against Against For
Retain Asahi Shimbun to Check for
MPL Violations when Accepting New
Tenant
Shops
Ecolab Inc.
Ticker Security ID: Meeting Date Meeting Status
ECL CUSIP 278865100 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Douglas M. Baker, Jr. Mgmt For Against Against
2 Elect Director Barbara J. Beck Mgmt For Against Against
3 Elect Director Jerry W. Levin Mgmt For Against Against
4 Elect Director Robert L. Lumpkins Mgmt For Against Against
5 Ratify Auditors Mgmt For Against Against
6 Amend Nonqualified Employee Stock Mgmt For For For
Purchase
Plan
7 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
8 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For
9 Adopt Policy on Human Right to Water ShrHldr Against For Against
10 Reduce Supermajority Vote Requirement ShrHldr Against For Against
EDF Energies
Nouvelles
Ticker Security ID: Meeting Date Meeting Status
EEN CINS F31932100 05/27/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements and Mgmt For For For
Statutory
Reports
2 Accept Consolidated Financial Mgmt For For For
Statements and Statutory
Reports
3 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 0.42 per
Share
4 Approve Auditors' Special Report on Mgmt For Against Against
Related-Party
Transactions
5 Approve Chairman's Reports on Mgmt For For For
Internal Board Procedures and
Internal
Control
6 Approve Remuneration of Directors in Mgmt For For For
the Aggregate Amount of EUR
120,000
7 Ratify Appointment of Stephane Mgmt For Against Against
Tortajada as
Director
8 Ratify Appointment of Jean-Louis Mgmt For Against Against
Mathias as
Director
9 Ratify Appointment of Yves Giraud as Mgmt For Against Against
Director
10 Ratify Change of Registered Office Mgmt For For For
to Coeur Defense ? Tour B ? 100,
Esplanade du General de Gaulle -
92932 Paris la Defense
cedex
11 Authorize Repurchase of Up to 10 Mgmt For Against Against
Percent of Issued Share
Capital
12 Authorize Filing of Required Mgmt For For For
Documents/Other
Formalities
13 Amend Article 15 of Bylaws Re: Board Mgmt For For For
Decisions
14 Authorize Filing of Required Mgmt For For For
Documents/Other
Formalities
Enel Green Power
S.P.A.
Ticker Security ID: Meeting Date Meeting Status
EGPW CINS T3679C106 04/27/2011 Voted
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Allocation of Income Mgmt For For For
3 Increase Board Size Mgmt For Against Against
4 Elect Directors (Bundled) Mgmt For Against Against
5.1 Slate Submitted by Enel Mgmt N/A N/A N/A
5.2 Slate Submitted by Enpam and Mgmt N/A For N/A
Incarcassa
6 Approve Internal Auditors' Mgmt For For For
Remuneration
7 Approve Auditors and Authorize Board Mgmt For For For
to Fix Their
Remuneration
Enel Green Power
S.P.A.
Ticker Security ID: Meeting Date Meeting Status
EGPW CINS T3679C106 04/27/2011 Voted
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Amend Company Bylaws Re: 10 Mgmt For For For
(Shareholders
Meetings)
1.2 Amend Company Bylaws Re: 12 and 19 Mgmt For For For
(Related Party
Transactions)
Google Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOG CUSIP 38259P508 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Larry Page Mgmt For For For
1.2 Elect Director Sergey Brin Mgmt For For For
1.3 Elect Director Eric E. Schmidt Mgmt For For For
1.4 Elect Director L. John Doerr Mgmt For For For
1.5 Elect Director John L. Hennessy Mgmt For For For
1.6 Elect Director Ann Mather Mgmt For For For
1.7 Elect Director Paul S. Otellini Mgmt For For For
1.8 Elect Director K. Ram Shriram Mgmt For For For
1.9 Elect Director Shirley M. Tilghman Mgmt For For For
2 Ratify Auditors Mgmt For Against Against
3 Amend Omnibus Stock Plan Mgmt For Against Against
4 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against
6 Amend Bylaws to Establish a Board ShrHldr Against For Against
Committee on Environmental
Sustainability
7 Reduce Supermajority Vote Requirement ShrHldr Against Against For
8 Report on Code of Conduct Compliance ShrHldr Against Against For
H & M Hennes &
Mauritz
Ticker Security ID: Meeting Date Meeting Status
HMB CINS W41422101 04/28/2011 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Open Meeting Mgmt N/A N/A N/A
2 Elect Sven Unger as Chairman of Mgmt For For For
Meeting
3 Receive President's Report; Allow Mgmt N/A N/A N/A
Questions
4 Prepare and Approve List of Mgmt For For For
Shareholders
5 Approve Agenda of Meeting Mgmt For For For
6 Designate Inspector(s) of Minutes of Mgmt For For For
Meeting
7 Acknowledge Proper Convening of Mgmt For For For
Meeting
8.1 Receive Financial Statements and Mgmt N/A N/A N/A
Statutory Reports; Receive
Auditor's Report; Receive Auditor's
Report on Application of Guidelines
for Remuneration for Executive
Management
8.2 Receive Auditor's and Auditing Mgmt N/A N/A N/A
Committee's
Reports
8.3 Receive Chairman's Report About Mgmt N/A N/A N/A
Board
Work
8.4 Receive Report of the Chairman of Mgmt N/A N/A N/A
the Nominating
Committee
9.1 Approve Financial Statements and Mgmt For For For
Statutory
Reports
9.2 Approve Allocation of Income and Mgmt For For For
Dividends of SEK 9.50 per
Share
9.3 Approve Discharge of Board and Mgmt For For For
President
10 Determine Number of Members (8) and Mgmt For For For
Deputy Members (0) of
Board
11 Approve Remuneration of Directors in Mgmt For Against Against
the Amount of SEK 1.35 Million for
Chairman, and SEK 450,000 for Other
Members; Approve Remuneration for
Committe Work; Approve Remuneration
of
Auditors
12 Reelect Mia Livfors, Anders Dahlvig, Mgmt For For For
Lottie Knutson, Sussi Kvart, Bo
Lundquist, Stefan Persson
(Chairman), Melker Schorling, and
Christian Sievert as
Directors
13 Elect Stefan Persson, Lottie Tham, Mgmt For Against Against
Liselott Ledin, Jan Andersson, and
Anders Oscarsson as Members of
Nominating
Committee
14 Amend Articles of Association to Mgmt For For For
Comply with the New Swedish
Companies
Act
15 Approve Remuneration Policy And Mgmt For Against Against
Other Terms of Employment For
Executive
Management
16 Close Meeting Mgmt N/A N/A N/A
HSBC Holdings plc
Ticker Security ID: Meeting Date Meeting Status
HSBA CINS G4634U169 05/27/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Remuneration Report Mgmt For Against Against
3.1 Re-elect Safra Catz as Director Mgmt For For For
3.2 Elect Laura Cha as Director Mgmt For For For
3.3 Re-elect Marvin Cheung as Director Mgmt For For For
3.4 Re-elect John Coombe as Director Mgmt For For For
3.5 Re-elect Rona Fairhead as Director Mgmt For For For
3.6 Re-elect Douglas Flint as Director Mgmt For For For
3.7 Re-elect Alexander Flockhart as Mgmt For For For
Director
3.8 Re-elect Stuart Gulliver as Director Mgmt For For For
3.9 Re-elect James Hughes-Hallett as Mgmt For For For
Director
3.10 Re-elect William Laidlaw as Director Mgmt For For For
3.11 Re-elect Janis Lomax as Director Mgmt For For For
3.12 Elect Iain Mackay as Director Mgmt For For For
3.13 Re-elect Gwyn Morgan as Director Mgmt For For For
3.14 Re-elect Nagavara Murthy as Director Mgmt For For For
3.15 Re-elect Sir Simon Robertson as Mgmt For For For
Director
3.16 Re-elect John Thornton as Director Mgmt For For For
3.17 Re-elect Sir Brian Williamson as Mgmt For For For
Director
4 Reappoint KPMG Audit plc as Auditors Mgmt For Against Against
and Authorise Their
Remuneration
5 Authorise Issue of Equity with Mgmt For For For
Pre-emptive
Rights
6 Authorise Issue of Equity without Mgmt For For For
Pre-emptive
Rights
7 Approve Share Plan 2011 Mgmt For For For
8 Approve Fees Payable to Mgmt For Against Against
Non-Executive
Directors
9 Authorise the Company to Call EGM Mgmt For For For
with Two Weeks'
Notice
Hyflux Ltd.
Ticker Security ID: Meeting Date Meeting Status
CINS Y3817K105 04/27/2011 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Hyflux Employees' Share Mgmt For Against Against
Option Scheme
2011
2 Approve Participation of Olivia Lum Mgmt For Against Against
Ooi Lin in the Hyflux Employees'
Share Option Scheme
2011
3 Approve Grant of Options to Olivia Mgmt For Against Against
Lum Ooi Lin under the Hyflux
Employees' Share Option Scheme
2011
Hyflux Ltd.
Ticker Security ID: Meeting Date Meeting Status
CINS Y3817K105 04/27/2011 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Adopt Financial Statements and Mgmt For For For
Directors' and Auditors'
Reports
2 Declare Final Dividend of SGD 0.035 Mgmt For For For
Per Share for the Year Ended Dec.
31,
2010
3 Reelect Rajsekar Kuppuswami Mitta as Mgmt For For For
Director
4 Reelect Tan Teck Meng as Director Mgmt For For For
5 Approve Directors' Fees of SGD Mgmt For For For
490,000 for the Year Ended Dec. 31,
2010 (2009: SGD
576,667)
6 Reappoint KPMG LLP as External Mgmt For Against Against
Auditors and Authorize Board to Fix
Their
Remuneration
7 Approve Issuance of Equity or Mgmt For For For
Equity-Linked Securities with or
without Preemptive
Rights
8 Approve Allotment and Issuance of Mgmt For For For
Preference
Shares
9 Approve Issuance of Shares and Grant Mgmt For Against Against
of Options Under the Hyflux
Employees' Share Option
Scheme
10 Authorize Share Repurchase Program Mgmt For For For
Iberdrola
Renovables
SA
Ticker Security ID: Meeting Date Meeting Status
IBR CINS E6244B103 05/30/2011 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Individual and Consolidated Mgmt For For For
Financial Statements and Statutory
Reports for FY Ended Dec. 31,
2010
2 Accept Individual and Consolidated Mgmt For For For
Management Reports for FY Ended
Dec. 31,
2010
3 Approve Discharge of Directors Mgmt For For For
4 Re-elect Ernst & Young SL as Mgmt For Against Against
Auditors of Individual and
Consolidated
Accounts
5 Approve Allocation of Income and Mgmt For For For
Dividends
6 Ratify Co-option of and Elect Mgmt For For For
Aurelio Izquierdo Gomez as
Director
7 Authorize Board to Establish and Mgmt For For For
Fund Associations and Foundations;
Void Previous Authorization to the
Extent of Unused
Portion
8 Approve Merger by Absorption of Mgmt For For For
Company by Iberdrola SA; Approve
Merger Balance Sheet of Iberdrola
SA as of Dec. 31, 2010; Receive
Necessary Reports on Merger;
Approve Necessary Actions for
Merger; Set Terms and Conditions of
the
Exchange
9 Approve Extraordinary Dividends of Mgmt For For For
EUR 1.20 Per
Share
10 Authorize Board to Ratify and Mgmt For For For
Execute Approved
Resolutions
11 Advisory Vote on Remuneration Report Mgmt For Against Against
for FY 2011; Approve Application of
Current Policy on Remuneration for
FY
2010
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Charlene Barshefsky Mgmt For For For
2 Elect Director Susan L. Decker Mgmt For For For
3 Elect Director John J. Donahoe Mgmt For For For
4 Elect Director Reed E. Hundt Mgmt For For For
5 Elect Director Paul S. Otellini Mgmt For For For
6 Elect Director James D. Plummer Mgmt For For For
7 Elect Director David S. Pottruck Mgmt For For For
8 Elect Director Jane E. Shaw Mgmt For For For
9 Elect Director Frank D. Yeary Mgmt For For For
10 Elect Director David B. Yoffie Mgmt For For For
11 Ratify Auditors Mgmt For Against Against
12 Amend Omnibus Stock Plan Mgmt For Against Against
13 Amend Qualified Employee Stock Mgmt For For For
Purchase
Plan
14 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt N/A 1 Year N/A
International
Business
Machines
Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director A. J. P. Belda Mgmt For For For
2 Elect Director W. R. Brody Mgmt For For For
3 Elect Director K. I. Chenault Mgmt For For For
4 Elect Director M. L. Eskew Mgmt For For For
5 Elect Director S. A. Jackson Mgmt For For For
6 Elect Director A. N. Liveris Mgmt For For For
7 Elect Director W. J. McNerney, Jr. Mgmt For For For
8 Elect Director J. W. Owens Mgmt For For For
9 Elect Director S. J. Palmisano Mgmt For For For
10 Elect Director J. E. Spero Mgmt For For For
11 Elect Director S. Taurel Mgmt For For For
12 Elect Director L. H. Zambrano Mgmt For For For
13 Ratify Auditors Mgmt For Against Against
14 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against
16 Provide for Cumulative Voting ShrHldr Against Against For
17 Report on Political Contributions ShrHldr Against For Against
18 Report on Lobbying Expenses ShrHldr Against For Against
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Mary Sue Coleman Mgmt For For For
2 Elect Director James G. Cullen Mgmt For For For
3 Elect Director Ian E.L. Davis Mgmt For For For
4 Elect Director Michael M.e. Johns Mgmt For For For
5 Elect Director Susan L. Lindquist Mgmt For For For
6 Elect Director Anne M. Mulcahy Mgmt For For For
7 Elect Director Leo F. Mullin Mgmt For For For
8 Elect Director William D. Perez Mgmt For For For
9 Elect Director Charles Prince Mgmt For For For
10 Elect Director David Satcher Mgmt For For For
11 Elect Director William C. Weldon Mgmt For For For
12 Ratify Auditors Mgmt For Against Against
13 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For
15 Adopt Policy to Restrain ShrHldr Against For Against
Pharmaceutical Price
Increases
16 Amend EEO Policy to Prohibit ShrHldr Against Against For
Discrimination Based on Applicant's
Health
Status
17 Adopt Animal-Free Training Methods ShrHldr Against For Against
L air liquide
Ticker Security ID: Meeting Date Meeting Status
AI CINS F01764103 05/04/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements and Mgmt For For For
Statutory
Reports
2 Accept Consolidated Financial Mgmt For For For
Statements and Statutory
Reports
3 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 2.35 per
Share
4 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share
Capital
5 Reelect Gerard de La Martiniere as Mgmt For For For
Director
6 Reelect Cornelis van Lede as Director Mgmt For Against Against
7 Elect Sian Herbert-Jones as Director Mgmt For For For
8 Approve Transaction with Air Liquide Mgmt For For For
International, and Auditor's
Special Report on This
Transaction
9 Approve Remuneration of Directors in Mgmt For For For
the Aggregate Amount of EUR
800,000
10 Approve Reduction in Share Capital Mgmt For For For
via Cancellation of Repurchased
Shares
11 Approve Spin-Off Agreement with Air Mgmt For For For
Liquide France
Industrie
12 Approve Spin-Off Agreement with Air Mgmt For For For
Liquide Advanced
Technologies
13 Approve Spin-Off Agreement with Mgmt For For For
Cryopal
14 Approve Spin-Off Agreement with Air Mgmt For For For
Liquide
Engineering
15 Approve Spin-Off Agreement with Air Mgmt For For For
Liquide
Services
16 Authorize Board to Issue Free Mgmt For Against Against
Warrants with Preemptive Rights
During a Public Tender Offer or
Share Exchange
Offer
17 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 390
Million
18 Authorize Board to Increase Capital Mgmt For For For
in the Event of Additional Demand
Related to Delegation Submitted to
Shareholder Vote Under Item
17
19 Approve Employee Stock Purchase Plan Mgmt For For For
20 Approve Stock Purchase Plan Reserved Mgmt For For For
for International
Employees
21 Authorize Filing of Required Mgmt For For For
Documents/Other
Formalities
L Oreal
Ticker Security ID: Meeting Date Meeting Status
OR CINS F58149133 04/22/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements and Mgmt For For For
Statutory
Reports
2 Accept Consolidated Financial Mgmt For For For
Statements and Statutory
Reports
3 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 1.80 per
Share
4 Reelect Liliane Bettencourt as Mgmt For For For
Director
5 Reelect Annette Roux as Director Mgmt For For For
6 Reelect Charles Henri Filippi as Mgmt For For For
Director
7 Approve Remuneration of Directors in Mgmt For Against Against
the Aggregate Amount of EUR 1.3
Million
8 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share
Capital
9 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights, and/or Authorize
Capitalization of Reserves for
Bonus Issue or Increase in Par
Value, up to Aggregate Nominal
Amount of EUR 60
Million
10 Authorize up to 0.6 Percent of Mgmt For Against Against
Issued Capital for Use in Stock
Option
Plan
11 Authorize up to 0.6 Percent of Mgmt For Against Against
Issued Capital for Use in
Restricted Stock
Plan
12 Approve Employee Stock Purchase Plan Mgmt For For For
13 Authorize Filing of Required Mgmt For For For
Documents/Other
Formalities
MTR Corporation
Ltd
Ticker Security ID: Meeting Date Meeting Status
00066 CINS Y6146T101 05/06/2011 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Final Dividend Mgmt For For For
3.1 Elect Alasdair George Morrison as Mgmt For For For
Director
3.2 Reelect Edward Ho Sing-tin as Mgmt For For For
Director
3.3 Reelect Ng Leung-sing as Director Mgmt For For For
3.4 Reelect Abraham Shek Lai-him as Mgmt For For For
Director
4 Reappoint KPMG as Auditors and Mgmt For Against Against
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or Mgmt For Against Against
Equity-Linked Securities without
Preemptive
Rights
6 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share
Capital
7 Authorize Reissuance of Repurchased Mgmt For Against Against
Shares
National Grid plc
Ticker Security ID: Meeting Date Meeting Status
CINS G6375K151 07/26/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Final Dividend Mgmt For For For
3 Re-elect Sir John Parker as Director Mgmt For For For
4 Re-elect Steve Holliday as Director Mgmt For For For
5 Re-elect Ken Harvey as Director Mgmt For For For
6 Re-elect Steve Lucas as Director Mgmt For For For
7 Re-elect Stephen Pettit as Director Mgmt For For For
8 Re-elect Nick Winser as Director Mgmt For For For
9 Re-elect George Rose as Director Mgmt For For For
10 Re-elect Tom King as Director Mgmt For For For
11 Re-elect Maria Richter as Director Mgmt For For For
12 Re-elect John Allan as Director Mgmt For For For
13 Re-elect Linda Adamany as Director Mgmt For For For
14 Re-elect Mark Fairbairn as Director Mgmt For For For
15 Re-elect Philip Aiken as Director Mgmt For For For
16 Reappoint PricewaterhouseCoopers LLP Mgmt For Against Against
as
Auditors
17 Authorise Board to Fix Remuneration Mgmt For Against Against
of
Auditors
18 Approve Remuneration Report Mgmt For For For
19 Authorise Issue of Equity with Mgmt For For For
Pre-emptive
Rights
20 Authorise Issue of Equity without Mgmt For For For
Pre-emptive
Rights
21 Authorise Market Purchase Mgmt For For For
22 Authorise the Company to Call EGM Mgmt For For For
with Two Weeks'
Notice
NIKE, Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUSIP 654106103 09/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Jill K. Conway Mgmt For For For
1.2 Elect Director Alan B. Graf, Jr. Mgmt For Withhold Against
1.3 Elect Director John C. Lechleiter Mgmt For Withhold Against
1.4 Elect Director Phyllis M. Wise Mgmt For For For
2 Amend Executive Incentive Bonus Plan Mgmt For Against Against
3 Amend Omnibus Stock Plan Mgmt For Against Against
4 Ratify Auditors Mgmt For Against Against
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CINS H5820Q150 02/22/2011 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Discharge of Board and Mgmt For For For
Senior
Management
3 Approve Allocation of Income and Mgmt For For For
Dividends of CHF 2.20 per
Share
4 Approve Remuneration System Mgmt For Against Against
5.1 Reelect Ann Fudge as Director Mgmt For For For
5.2 Reelect Pierre Landolt as Director Mgmt For For For
5.3 Reelect Ulrich Lehner as Director Mgmt For For For
5.4 Elect Enrico Vanni as Director Mgmt For For For
6 Ratify PricewaterhouseCoopers AG as Mgmt For Against Against
Auditors
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CINS H5820Q150 04/08/2011 Voted
Meeting Type Country of Trade
Special Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Approve Merger Agreement with Alcon Mgmt For For For
Inc.
1.2 Approve Creation of CHF 54 Million Mgmt For For For
Pool of Authorized Capital in
Connection with Merger Agreement
with Alcon
Inc.
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUSIP 670346105 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Peter C. Browning Mgmt For Withhold Against
1.2 Elect Director Victoria F. Haynes Mgmt For For For
1.3 Elect Director Christopher J. Kearney Mgmt For Withhold Against
2 Ratify Auditors Mgmt For Against Against
3 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against
5 Require a Majority Vote for the ShrHldr Against For Against
Election of
Directors
6 Require Independent Board Chairman ShrHldr Against For Against
Portland General
Electric
Company
Ticker Security ID: Meeting Date Meeting Status
POR CUSIP 736508847 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director John W. Ballantine Mgmt For Withhold Against
1.2 Elect Director Rodney L. Brown, Jr. Mgmt For Withhold Against
1.3 Elect Director David A. Dietzler Mgmt For Withhold Against
1.4 Elect Director Kirby A. Dyess Mgmt For For For
1.5 Elect Director Peggy Y. Fowler Mgmt For For For
1.6 Elect Director Mark B. Ganz Mgmt For Withhold Against
1.7 Elect Director Corbin A. McNeill, Jr. Mgmt For Withhold Against
1.8 Elect Director Neil J. Nelson Mgmt For Withhold Against
1.9 Elect Director M. Lee Pelton Mgmt For Withhold Against
1.10 Elect Director James J. Piro Mgmt For Withhold Against
1.11 Elect Director Robert T.F. Reid Mgmt For Withhold Against
2 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against
4 Ratify Auditors Mgmt For Against Against
5 Adopt Quantitative GHG Goals for ShrHldr Against For Against
Products and
Operations
POSTNL NV
Ticker Security ID: Meeting Date Meeting Status
CINS N86672107 05/25/2011 Voted
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Open Meeting Mgmt N/A N/A N/A
2 Approve Demeger Proposal Re: Mgmt For For For
Seperation of Mail Business and
Express
Business
3 Other Business and Close Meeting Mgmt N/A N/A N/A
POSTNL NV
Ticker Security ID: Meeting Date Meeting Status
CINS N86672107 05/25/2011 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Open Meeting and Receive Annoucements Mgmt N/A N/A N/A
2 Presentation by M.P. Bakker, CEO Mgmt N/A N/A N/A
3 Receive Annual Report 2010 Mgmt N/A N/A N/A
4 Discussion on Company's Corporate Mgmt N/A N/A N/A
Governance
Structure
5 Adopt Financial Statements Mgmt For For For
6.1 Receive Explanation on Company's Mgmt N/A N/A N/A
Reserves and Dividend
Policy
6.2 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 0.57 per
Share
7 Approve Discharge of Management Board Mgmt For For For
8 Approve Discharge of Supervisory Mgmt For Against Against
Board
9.1 Announce Vacancies on the Board Mgmt N/A N/A N/A
9.2 Opportunity to Make Recommendations Mgmt N/A N/A N/A
9.3 Announce Intention of the Mgmt N/A N/A N/A
Supervisory Board to Nominate
Supervisory Board
Members
10 Reelect M.E. Harris to Supervisory Mgmt For For For
Board
11 Reelect W. Kok to Supervisory Board Mgmt For For For
12 Elect T. Menssen to Supervisory Board Mgmt For For For
13 Elect M.A.M. Boersma to Supervisory Mgmt For For For
Board
14 Announce Vacancies on the Mgmt N/A N/A N/A
Supervisory Board Arising in
2012
15 Announcement of Intention of the Mgmt N/A N/A N/A
Supervisory Board to Appoint B.L.
Bot to the Management
Board
16 Announcement of Intention of the Mgmt N/A N/A N/A
Supervisory Board to Appoint J.P.P.
Bos, G.T.C.A. Aben and H.W.P.M.A.
Verhagen to the Management
Board
17 Amend Article Re: Abolition of Large Mgmt For For For
Company
Regime
18 Grant Board Authority to Issue Mgmt For For For
Shares Up To 10 Percent of Issued
Capital Plus Additional 10 Percent
in Case of
Takeover/Merger
19 Authorize Board to Exclude Mgmt For For For
Preemptive Rights from Issuance
under Item
18
20 Authorize Repurchase of Shares Mgmt For For For
21 Approve Reduction in Share Capital Mgmt For For For
and Authorize Cancellation of
Repurchased
Shares
22.1 Presentation of the Demerger Proposal Mgmt N/A N/A N/A
22.2 Discuss the Demerger Proposal Mgmt N/A N/A N/A
23 Allow Questions Mgmt N/A N/A N/A
24 Close Meeting Mgmt N/A N/A N/A
Potlatch
Corporation
Ticker Security ID: Meeting Date Meeting Status
PCH CUSIP 737630103 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Jerome C. Knoll Mgmt For Against Against
2 Elect Director John S. Moody Mgmt For Against Against
3 Elect Director Lawrence S. Peiros Mgmt For Against Against
4 Ratify Auditors Mgmt For For For
5 Amend Omnibus Stock Plan Mgmt For Against Against
6 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against
Praxair, Inc.
Ticker Security ID: Meeting Date Meeting Status
PX CUSIP 74005P104 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Stephen F. Angel Mgmt For For For
1.2 Elect Director Oscar Bernardes Mgmt For For For
1.3 Elect Director Nance K. Dicciani Mgmt For For For
1.4 Elect Director Edward G. Galante Mgmt For For For
1.5 Elect Director Claire W. Gargalli Mgmt For For For
1.6 Elect Director Ira D. Hall Mgmt For For For
1.7 Elect Director Raymond W. LeBoeuf Mgmt For For For
1.8 Elect Director Larry D. McVay Mgmt For For For
1.9 Elect Director Wayne T. Smith Mgmt For For For
1.10 Elect Director Robert L. Wood Mgmt For For For
2 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For
4 Amend Executive Incentive Bonus Plan Mgmt For Against Against
5 Amend Omnibus Stock Plan Mgmt For Against Against
6 Ratify Auditors Mgmt For Against Against
Red Electrica
Corporacion
SA
Ticker Security ID: Meeting Date Meeting Status
REE CINS E42807102 04/12/2011 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements and Mgmt For For For
Statutory Reports for Fiscal Year
Ended Dec. 31,
2010
2 Approve Consolidated Financial Mgmt For For For
Statements and Statutory Reports
for Fiscal Year
2010
3 Approve Allocation of Income Mgmt For For For
4 Approve Discharge of Directors for Mgmt For For For
Fiscal Year
2010
5 Re-appoint PricewaterhouseCoopers as Mgmt For For For
Auditors for Individual and
Consolidated
Accounts
6.1 Amend Articles 1, 6, 7, 8, 11, 12, Mgmt For For For
14, 15, 17, 18, 20, 22, 23, 24, 29,
32, and 33 of
Bylaws
6.2 Amend Article 13 Re: Location of Mgmt For For For
General
Meetings
7.1 Amend Articles 1, 2, 3, 6, 8, 9,11, Mgmt For For For
15, 16, and Remove Introductory
Paragraph of General Meeting
Regulations
7.2 Amend Article 5 of General Meeting Mgmt For For For
Regulations Re: Location of General
Meetings
8.1 Authorize Repurchase of Shares; Mgmt For For For
Approve Allocation of Repurchased
Shares as Part of Employees' and
Executive Directors'
Remuneration
8.2 Approve Stock in Lieu of Cash Plan Mgmt For For For
8.3 Void Previous Share Repurchase Mgmt For For For
Authorization
9.1 Approve Remuneration Policy Report Mgmt For Against Against
9.2 Approve Remuneration of Directors Mgmt For Against Against
for Fiscal Year
2010
10 Authorize Board to Ratify and Mgmt For For For
Execute Approved
Resolutions
11 Receive 2010 Corporate Governance Mgmt N/A N/A N/A
Report
12 Receive Report in Compliance with Mgmt N/A N/A N/A
Article 116 bis of Stock Market
Law
Reed Elsevier plc
Ticker Security ID: Meeting Date Meeting Status
REL CINS G74570121 04/20/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Remuneration Report Mgmt For Against Against
3 Approve Final Dividend Mgmt For For For
4 Reappoint Deloitte LLP as Auditors Mgmt For Against Against
5 Authorise Board to Fix Remuneration Mgmt For Against Against
of
Auditors
6 Elect Adrian Hennah as Director Mgmt For For For
7 Re-elect Mark Armour as Director Mgmt For For For
8 Re-elect Mark Elliott as Director Mgmt For For For
9 Re-elect Erik Engstrom as Director Mgmt For For For
10 Re-elect Anthony Habgood as Director Mgmt For For For
11 Re-elect Lisa Hook as Director Mgmt For For For
12 Re-elect Robert Polet as Director Mgmt For For For
13 Re-elect David Reid as Director Mgmt For For For
14 Re-elect Ben van der Veer as Director Mgmt For For For
15 Authorise Issue of Equity with Mgmt For For For
Pre-emptive
Rights
16 Authorise Issue of Equity without Mgmt For For For
Pre-emptive
Rights
17 Authorise Market Purchase Mgmt For For For
18 Authorise the Company to Call EGM Mgmt For For For
with Two Weeks'
Notice
Royal Bank Of
Canada
Ticker Security ID: Meeting Date Meeting Status
RY CUSIP 780087102 03/03/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director W. Geoffrey Beattie Mgmt For For For
1.2 Elect Director John T. Ferguson Mgmt For For For
1.3 Elect Director Paule Gauthier Mgmt For For For
1.4 Elect Director Timothy J. Hearn Mgmt For For For
1.5 Elect Director Alice D. Laberge Mgmt For For For
1.6 Elect Director Jacques Lamarre Mgmt For For For
1.7 Elect Director Brandt C. Louie Mgmt For For For
1.8 Elect Director Michael H. McCain Mgmt For For For
1.9 Elect Director Gordon M. Nixon Mgmt For For For
1.10 Elect Director David P. O'Brien Mgmt For For For
1.11 Elect Director J. Pedro Reinhard Mgmt For For For
1.12 Elect Director Edward Sonshine Mgmt For For For
1.13 Elect Director Kathleen P. Taylor Mgmt For For For
1.14 Elect Director Victor L. Young Mgmt For For For
2 Ratify Deloitte & Touche LLP as Mgmt For Withhold Against
Auditors
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
Approach
4 Critical Mass of Qualified Women on ShrHldr Against For Against
the
Board
5 Adopt a Policy Stipulating an ShrHldr Against For Against
Internal Pay
Ratio
6 Abolition of Subsidiaries and ShrHldr Against Against For
Branches in Tax
Havens
7 Additional Information Regarding ShrHldr Against For Against
Peer Comparisons of
Compensation
Siemens AG
Ticker Security ID: Meeting Date Meeting Status
SIE CINS D69671218 01/25/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Receive Supervisory Board Report, Mgmt N/A N/A N/A
Corporate Governance Report,
Remuneration Report, and Compliance
Report for Fiscal 2009/2010
(Non-Voting)
2 Receive Financial Statements and Mgmt N/A N/A N/A
Statutory Reports for Fiscal
2009/2010
(Non-Voting)
3 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 2.70 per
Share
4 Approve Discharge of Management Mgmt For For For
Board for Fiscal
2009/2010
5 Approve Discharge of Supervisory Mgmt For For For
Board for Fiscal
2009/2010
6 Approve Remuneration System for Mgmt For Against Against
Management Board
Members
7 Ratify Ernst & Young GmbH as Mgmt For Against Against
Auditors for Fiscal 2010/2011 and
for the Inspection of the
Abbreviated Financial Statements
for the First Half of Fiscal
2010/2011
8 Authorize Share Repurchase Program Mgmt For For For
and Reissuance or Cancellation of
Repurchased
Shares
9 Authorize Use of Financial Mgmt For For For
Derivatives when Repurchasing
Shares
10 Approve Creation of EUR 90 Million Mgmt For For For
Pool of Capital to Guarantee
Conversion Rights for Issuance of
Shares to
Employees
11 Approve Remuneration of Supervisory Mgmt For Against Against
Board
12 Approve Affiliation Agreements with Mgmt For For For
Siemens Finance
GmbH
13 Approve Issuance of Warrants/Bonds Mgmt For For For
with Warrants Attached/Convertible
Bonds without Preemptive Rights up
to Aggregate Nominal Amount of EUR
15 Billion; Approve Creation of EUR
270 Million Pool of Capital to
Guarantee Conversion
Rights
14 Amend Corporate Purpose ShrHldr Against Against For
Skf Ab
Ticker Security ID: Meeting Date Meeting Status
SKFB CINS W84237143 04/28/2011 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Open Meeting Mgmt N/A N/A N/A
2 Elect Leif Ostling as Chairman of Mgmt For For For
Meeting
3 Prepare and Approve List of Mgmt For For For
Shareholders
4 Approve Agenda of Meeting Mgmt For For For
5 Designate Inspector(s) of Minutes of Mgmt For For For
Meeting
6 Acknowledge Proper Convening of Mgmt For For For
Meeting
7 Receive Financial Statements and Mgmt N/A N/A N/A
Statutory Reports; Receive
Auditor's
Report
8 Receive President's Report Mgmt N/A N/A N/A
9 Approve Financial Statements and Mgmt For For For
Statutory
Reports
10 Approve Allocation of Income and Mgmt For For For
Dividends of SEK 5.00 per
Share
11 Approve Discharge of Board and Mgmt For For For
President
12 Determine Number of Members (10) and Mgmt For For For
Deputy Members (0) of
Board
13 Approve Remuneration of Directors in Mgmt For For For
the Amount of SEK 1.2 Million for
Chairman and SEK 412,500 for Other
Members; Approve Remuneration for
Committee Work and Variable
Pay
14 Reelect Leif Ostling (Chairman), Mgmt For For For
Ulla Litzen, Tom Johnstone, Winnie
Fok, Lena Torell, Peter Grafoner,
Lars Wedenborn, Joe Loughrey, and
Jouko Karvinen as Directors; Elect
Babasaheb Kalyani as New
Director
15 Approve Remuneration of Auditors Mgmt For Against Against
16 Amend Articles Re: Convocation of Mgmt For For For
General
Meeting
17 Approve Remuneration Policy And Mgmt For Against Against
Other Terms of Employment For
Executive
Management
18 Approve Restricted Stock Plan for Mgmt For Against Against
Key
Employees
19 Authorize Repurchase up to Five Mgmt For For For
Percent of Issued Share
Capital
20 Authorize Chairman of Board and Mgmt For For For
Representatives of Four of
Company's Largest Shareholders to
Serve on Nominating
Committee
Smith & Nephew
plc
Ticker Security ID: Meeting Date Meeting Status
SN. CINS G82343164 04/14/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Remuneration Report Mgmt For For For
3 Approve Final Dividend Mgmt For For For
4 Re-elect Ian Barlow as Director Mgmt For For For
5 Re-elect Genevieve Berger as Director Mgmt For For For
6 Elect Olivier Bohuon as Director Mgmt For For For
7 Re-elect John Buchanan as Director Mgmt For For For
8 Re-elect Adrian Hennah as Director Mgmt For For For
9 Re-elect Dr Pamela Kirby as Director Mgmt For For For
10 Re-elect Brian Larcombe as Director Mgmt For For For
11 Re-elect Joseph Papa as Director Mgmt For For For
12 Re-elect Richard De Schutter as Mgmt For For For
Director
13 Re-elect Dr Rolf Stomberg as Director Mgmt For For For
14 Reappoint Ernst & Young LLP as Mgmt For Against Against
Auditors
15 Authorise Board to Fix Remuneration Mgmt For Against Against
of
Auditors
16 Authorise Issue of Equity with Mgmt For For For
Pre-emptive
Rights
17 Authorise Issue of Equity without Mgmt For For For
Pre-emptive
Rights
18 Authorise Market Purchase Mgmt For For For
19 Authorise the Company to Call EGM Mgmt For For For
with Two Weeks'
Notice
Staples, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPLS CUSIP 855030102 06/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Basil L. Anderson Mgmt For For For
2 Elect Director Arthur M. Blank Mgmt For For For
3 Elect Director Mary Elizabeth Burton Mgmt For For For
4 Elect Director Justin King Mgmt For For For
5 Elect Director Carol Meyrowitz Mgmt For For For
6 Elect Director Rowland T. Moriarty Mgmt For For For
7 Elect Director Robert C. Nakasone Mgmt For For For
8 Elect Director Ronald L. Sargent Mgmt For For For
9 Elect Director Elizabeth A. Smith Mgmt For For For
10 Elect Director Robert E. Sulentic Mgmt For For For
11 Elect Director Vijay Vishwanath Mgmt For For For
12 Elect Director Paul F. Walsh Mgmt For For For
13 Ratify Auditors Mgmt For Against Against
14 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For
16 Provide Right to Act by Written ShrHldr Against For Against
Consent
SunPower
Corporation
Ticker Security ID: Meeting Date Meeting Status
SPWRA CUSIP 867652109 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Thomas R. McDaniel Mgmt For Withhold Against
1.2 Elect Director Thomas H. Werner Mgmt For Withhold Against
2 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against
Telefonica S.A.
Ticker Security ID: Meeting Date Meeting Status
TEF CUSIP 879382109 05/17/2011 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Individual and Consolidated Mgmt For For For
Financial Statements, Statutory
Reports, Allocation of Income, and
Discharge Directors for FY
2010
2 Approve Dividend Distribution of EUR Mgmt For For For
0.77 Per Share Charged to
Unrestricted
Reserves
3.1 Amend Several Articles of Bylaws to Mgmt For For For
Adapt to Revised
Legislations
3.2 Add New Paragraph 5 to Article 16 of Mgmt For For For
Bylaws Re: General
Meeting
3.3 Add New Article 26 bis to Bylaws Re: Mgmt For For For
Board-Related
4.1 Amend Several Articles of General Mgmt For For For
Meeting Regulations to Adapt to
Revised
Legislations
4.2 Amend Article 14.1 of General Mgmt For For For
Meeting
Regulations
5.1 Re-elect Isidro Faine Casas as Mgmt For Against Against
Director
5.2 Re-elect Vitalino Manuel Nafria Mgmt For Against Against
Aznar as
Director
5.3 Re-elect Julio Linares Lopez as Mgmt For Against Against
Director
5.4 Re-elect David Arculus as Director Mgmt For For For
5.5 Re-elect Carlos Colomer Casellas as Mgmt For For For
Director
5.6 Re-elect Peter Erskine as Director Mgmt For Against Against
5.7 Re-elect Alfonso Ferrari Herrero as Mgmt For For For
Director
5.8 Re-elect Antonio Massanell Lavilla Mgmt For Against Against
as
Director
5.9 Elect Chang Xiaobing as Director Mgmt For Against Against
6 Authorize Increase in Capital up to Mgmt For For For
50 Percent via Issuance of New
Shares with Possibility of Total or
Partial Exclusion of Preemptive
Rights
7 Re-elect Ernst & Young SL as Mgmt For Against Against
Auditors of Individual and
Consolidated
Accounts
8 Approve Long-Term Incentive Plan Mgmt For For For
Consisting of Delivery of Company
Shares to Executive Team Members of
Telefonica
Group
9 Approve Long-Term Incentive Mgmt For For For
Restricted Plan Consisting of
Delivery of Shares to Employees and
Executive Personnel of Telefonica
Group
10 Approve Share Matching Plan Mgmt For For For
11 Authorize Board to Ratify and Mgmt For For For
Execute Approved
Resolutions
Umicore
Ticker Security ID: Meeting Date Meeting Status
CINS B95505168 04/26/2011 Voted
Meeting Type Country of Trade
Mix Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Receive Directors' and Auditors' Mgmt N/A N/A N/A
Reports
2 Approve Financial Statements, Mgmt For For For
Allocation of Income, and Dividends
of EUR 0.80 per
Share
3 Receive Consolidated Financial Mgmt N/A N/A N/A
Statements and Statutory
Reports
4 Approve Discharge of Directors Mgmt For For For
5 Approve Discharge of Auditors Mgmt For For For
6.1 Reelect G. Pacquot as Director Mgmt For For For
6.2 Reelect U-E. Bufe as Director Mgmt For For For
6.3 Reelect A. de Pret as Director Mgmt For For For
6.4 Reelect J. Oppenheimer as Director Mgmt For For For
6.5 Elect I. Kolmsee as Independent Mgmt For For For
Director
6.6 Approve Remuneration of Directors Mgmt For For For
7.1 Ratify PricewaterhauseCoopers as Mgmt For Against Against
Auditors
7.2 Approve Auditors' Remuneration Mgmt For Against Against
Umicore
Ticker Security ID: Meeting Date Meeting Status
CINS B95505168 04/26/2011 Voted
Meeting Type Country of Trade
Mix Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Renew Authorization to Increase Mgmt For For For
Share Capital within the Framework
of Authorized
Capital
2.1 Amend Article 16 Re: Convening of Mgmt For For For
Shareholders'
Meetings
2.2 Amend Article 17 Re: Admission of Mgmt For For For
Shareholders'
Meetings
2.3 Amend Article 18 Re: Conduct of Mgmt For For For
Shareholders'
meeting
2.4 Amend Article 19 Re: Votes at Mgmt For For For
Shareholder
Meeting
3 Approve Precedent Condition for Mgmt For For For
Items
2.1-2.4
Unibail Rodamco
Ticker Security ID: Meeting Date Meeting Status
UL CINS F95094110 04/27/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements and Mgmt For For For
Statutory
Reports
2 Accept Consolidated Financial Mgmt For For For
Statements and Statutory
Reports
3 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 5.30 per
Share
4 Approve Transfer from Distributable Mgmt For For For
Reserves and Premium Account to
Shareholders for an Amount of EUR
2.70 per
Share
5 Approve Auditors' Special Report on Mgmt For For For
Related-Party
Transactions
6 Reelect Yves Lyon-Caen as Mgmt For For For
Supervisory Board
Member
7 Reelect Robert Ter Haar as Mgmt For For For
Supervisory Board
Member
8 Elect Jose Luis Duran as Supervisory Mgmt For For For
Board
Member
9 Elect Marella Moretti as Supervisory Mgmt For For For
Board
Member
10 Elect Herbert Schimetschek as Mgmt For For For
Supervisory Board
Member
11 Renew Appointment of Ernst and Young Mgmt For For For
Audit as
Auditor
12 Appoint Deloitte et Associes as Mgmt For For For
Auditor
13 Appoint Auditex as Alternate Auditor Mgmt For For For
14 Appoint BEAS as Alternate Auditor Mgmt For For For
15 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share
Capital
16 Approve Reduction in Share Capital Mgmt For For For
via Cancellation of Repurchased
Shares
17 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 75
Million
18 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 45
Million
19 Authorize Board to Increase Capital Mgmt For For For
in the Event of Additional Demand
Related to Delegation Submitted to
Shareholder Vote under Items 17 and
18
Above
20 Authorize Capital Increase of up to Mgmt For For For
10 Percent of Issued Capital for
Future
Acquisitions
21 Approve Employee Stock Purchase Plan Mgmt For For For
22 Authorize up to 3 Percent of Issued Mgmt For For For
Capital for Use in Stock Option
Plan
23 Authorize Filing of Required Mgmt For For For
Documents/Other
Formalities
Unibail Rodamco
SE
Ticker Security ID: Meeting Date Meeting Status
CINS F95094110 09/08/2010 Voted
Meeting Type Country of Trade
Special France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Transfer from Premium Mgmt For For For
Account to Shareholders for an
Amount of EUR 20 per
Share
2 Authorize Filing of Required Mgmt For For For
Documents/Other
Formalities
UniCredit SpA
Ticker Security ID: Meeting Date Meeting Status
UCG CINS T95132105 04/27/2011 Voted
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
1.2 Approve Allocation of Income Mgmt For For For
1.3 Elect Director Mgmt For Against Against
1.4 Approve Remuneration of Board Mgmt For For For
Committee
Members
1.5 Approve Remuneration of Auditors Mgmt For Against Against
1.6 Approve Remuneration for the Mgmt For For For
Representative of Holders of Saving
Shares
1.7 Amend Regulations on General Meetings Mgmt For For For
1.8 Approve Remuneration Report Mgmt For For For
1.9 Approve Equity Compensation Plans Mgmt For Against Against
1.10 Approve Group Employees Share Mgmt For For For
Ownership Plan
2011
2.1 Amend Company Bylaws Mgmt For For For
2.2 Approve Issuance of 206 Million Mgmt For Against Against
Shares Reserved for Stock Grant
Plans
2.3 Approve Issuance of 68 Million Mgmt For Against Against
Shares Reserved for Stock Grant
Plans
United Natural
Foods,
Inc.
Ticker Security ID: Meeting Date Meeting Status
UNFI CUSIP 911163103 12/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Gordon D. Barker Mgmt For Against Against
2 Elect Director Gail A. Graham Mgmt For Against Against
3 Elect Director Mary Elizabeth Burton Mgmt For For For
4 Ratify Auditors Mgmt For Against Against
5 Amend Omnibus Stock Plan Mgmt For Against Against
Vestas Wind
System
AS
Ticker Security ID: Meeting Date Meeting Status
CINS K9773J128 03/28/2011 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Receive Report of Board Mgmt N/A N/A N/A
2 Approve Financial Statements and Mgmt For For For
Statutory
Reports
3.1 Approve Remuneration of Directors Mgmt For For For
for
2010
3.2 Approve Remuneration of Directors Mgmt For For For
for
2011
4 Approve Allocation of Income and Mgmt For For For
Omission of
Dividend
5.1 Reelect Bent Carlsen as Director Mgmt For For For
5.2 Reelect Torsten Rasmussen as Director Mgmt For For For
5.3 Reelect Freddy Frandsen as Director Mgmt For For For
5.4 Reelect Hakan Eriksson as Director Mgmt For For For
5.5 Reelect Jorgen Rasmussen as Director Mgmt For For For
5.6 Reelect Jorn Thomsen as Director Mgmt For For For
5.7 Reelect Kurt Nielsen as Director Mgmt For For For
5.8 Elect Carsten Bjerg as New Director Mgmt For For For
6 Ratify PricewaterhouseCoopers as Mgmt For Against Against
Auditors
7.1 Approve Guidelines for Mgmt For Against Against
Incentive-Based Compensation for
Executive Management and
Board
7.2 Extend Board's Authorizations to Mgmt For For For
Create DKK 20.4 Million Pool of
Capital until May 1,
2015
7.3 Authorize Repurchase up to 10 Mgmt For Against Against
Percent of Share
Capital
7.4 Resolve that Vestas will not use the ShrHldr Against Against For
test centre in Osterild designated
by the Danish
Government
8 Other Business Mgmt N/A N/A N/A
===================ESG MANAGERS GROWTH PORTFOLIO=======================
Item 1: Proxy Voting Record
Manager Sleeve : Growth LV Clear Bridge
07/01/2010 - 6/30/2011
Air Products and
Chemicals,
Inc.
Ticker Security ID: Meeting Date Meeting Status
APD CUSIP 009158106 01/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Chadwick C. Deaton Mgmt For For For
1.2 Elect Director Michael J. Donahue Mgmt For For For
1.3 Elect Director Ursula O. Fairbairn Mgmt For For For
1.4 Elect Director Lawrence S. Smith Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
5 Approve Executive Incentive Bonus Mgmt For For For
Plan
American Express
Company
Ticker Security ID: Meeting Date Meeting Status
AXP CUSIP 025816109 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Daniel F. Akerson Mgmt For For For
1.2 Elect Director Charlene Barshefsky Mgmt For For For
1.3 Elect Director Ursula M. Burns Mgmt For For For
1.4 Elect Director Kenneth I. Chenault Mgmt For For For
1.5 Elect Director Peter Chernin Mgmt For For For
1.6 Elect Director Theodore J. Leonsis Mgmt For For For
1.7 Director Jan Leschly Mgmt For For For
1.8 Director Richard C. Levin Mgmt For For For
1.9 Director Richard A. McGinn Mgmt For For For
1.10 Director Edward D. Miller Mgmt For For For
1.11 Director Steven S. Reinemund Mgmt For For For
1.12 Director Robert D. Walter Mgmt For For For
1.13 Director Ronald A. Williams Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
5 Provide for Cumulative Voting ShrHldr Against Against For
6 Amend Bylaws-- Call Special Meetings ShrHldr Against For Against
Apache
Corporation
Ticker Security ID: Meeting Date Meeting Status
APA CUSIP 037411105 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director G. Steven Farris Mgmt For For For
2 Elect Director Randolph M. Ferlic Mgmt For For For
3 Elect Director A.D. Frazier, Jr. Mgmt For For For
4 Elect Director John A. Kocur Mgmt For For For
5 Ratify Auditors Mgmt For For For
6 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
8 Increase Authorized Common Stock Mgmt For For For
9 Increase Authorized Preferred Stock Mgmt For For For
10 Approve Omnibus Stock Plan Mgmt For For For
AT&T Inc.
Ticker Security ID: Meeting Date Meeting Status
T CUSIP 00206R102 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Randall L. Stephenson Mgmt For For For
2 Elect Director Gilbert F. Amelio Mgmt For For For
3 Elect Director Reuben V. Anderson Mgmt For For For
4 Elect Director James H. Blanchard Mgmt For For For
5 Elect Director Jaime Chico Pardo Mgmt For For For
6 Elect Director James P. Kelly Mgmt For For For
7 Elect Director Jon C. Madonna Mgmt For For For
8 Elect Director Lynn M. Martin Mgmt For For For
9 Elect Director John B. McCoy Mgmt For For For
10 Elect Director Joyce M. Roche Mgmt For For For
11 Elect Director Matthew K. Rose Mgmt For For For
12 Elect Director Laura D Andrea Tyson Mgmt For For For
13 Ratify Auditors Mgmt For For For
14 Approve Omnibus Stock Plan Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
17 Report on Political Contributions ShrHldr Against Against For
18 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special
Meetings
19 Provide Right to Act by Written ShrHldr Against For Against
Consent
Bank of America
Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505104 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Mukesh D. Ambani Mgmt For For For
2 Elect Director Susan S. Bies Mgmt For For For
3 Elect Director Frank P. Bramble, Sr. Mgmt For For For
4 Elect Director Virgis W. Colbert Mgmt For For For
5 Elect Director Charles K. Gifford Mgmt For For For
6 Elect Director Charles O. Holliday, Mgmt For For For
Jr.
7 Elect Director D. Paul Jones, Jr. Mgmt For For For
8 Elect Director Monica C. Lozano Mgmt For For For
9 Elect Director Thomas J. May Mgmt For For For
10 Elect Director Brian T. Moynihan Mgmt For For For
11 Elect Director Donald E. Powell Mgmt For For For
12 Elect Director Charles O. Rossotti Mgmt For For For
13 Elect Director Robert W. Scully Mgmt For For For
14 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
16 Ratify Auditors Mgmt For For For
17 Disclose Prior Government Service ShrHldr Against Against For
18 Provide Right to Act by Written ShrHldr Against For Against
Consent
19 Require Audit Committee Review and ShrHldr Against Against For
Report on Controls Related to
Loans, Foreclosure and
Securitizations
20 Report on Lobbying Expenses ShrHldr Against Against For
21 Report on Collateral in Derivatives ShrHldr Against Against For
Trading
22 Restore or Provide for Cumulative ShrHldr Against Against For
Voting
23 Claw-back of Payments under ShrHldr Against For Against
Restatements
24 Prohibit Certain Relocation Benefits ShrHldr Against Against For
to Senior
Executives
CenturyLink, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTL CUSIP 156700106 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Virginia Boulet Mgmt For For For
1.2 Elect Director Peter C. Brown Mgmt For For For
1.3 Elect Director Richard A. Gephardt Mgmt For For For
1.4 Elect Director Gregory J. McCray Mgmt For For For
1.5 Elect Director Michael J. Roberts Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Approve Omnibus Stock Plan Mgmt For For For
4 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
6 Report on Political Contributions ShrHldr Against Against For
7 Declassify the Board of Directors ShrHldr Against For Against
CenturyLink, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTL CUSIP 156700106 08/24/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Issue Shares in Connection with Mgmt For For For
Acquisition
2 Adjourn Meeting Mgmt For For For
ConocoPhillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP 20825C104 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Richard L. Armitage Mgmt For For For
2 Elect Director Richard H. Auchinleck Mgmt For For For
3 Elect Director James E. Copeland, Jr. Mgmt For For For
4 Elect Director Kenneth M. Duberstein Mgmt For For For
5 Elect Director Ruth R. Harkin Mgmt For For For
6 Elect Director Harold W. McGraw III Mgmt For For For
7 Elect Director James J. Mulva Mgmt For For For
8 Elect Director Robert A. Niblock Mgmt For For For
9 Elect Director Harald J. Norvik Mgmt For For For
10 Elect Director William K. Reilly Mgmt For For For
11 Elect Director Victoria J. Tschinkel Mgmt For For For
12 Elect Director Kathryn C. Turner Mgmt For For For
13 Elect Director William E. Wade, Jr. Mgmt For For For
14 Ratify Auditors Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt N/A One Year N/A
17 Approve Omnibus Stock Plan Mgmt For For For
18 Amend EEO Policy to Prohibit ShrHldr Against For Against
Discrimination based on Gender
Identity
19 Report on Political Contributions ShrHldr Against For Against
20 Report on Lobbying Expenses ShrHldr Against Against For
21 Report on Accident Risk Reduction ShrHldr Against For Against
Efforts
22 Adopt Policy to Address Coastal ShrHldr Against Against For
Louisiana Environmental
Impacts
23 Adopt Quantitative GHG Goals for ShrHldr Against For Against
Products and
Operations
24 Report on Financial Risks of Climate ShrHldr Against Against For
Change
25 Report on Environmental Impact of ShrHldr Against For Against
Oil Sands Operations in
Canada
Crown Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CCK CUSIP 228368106 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Jenne K. Britell Mgmt For For For
1.2 Elect Director John W. Conway Mgmt For For For
1.3 Elect Director Arnold W. Donald Mgmt For For For
1.4 Elect Director William G. Little Mgmt For For For
1.5 Elect Director Hans J. Loliger Mgmt For For For
1.6 Elect Director James H. Miller Mgmt For For For
1.7 Elect Director Josef M. Muller Mgmt For For For
1.8 Elect Director Thomas A. Ralph Mgmt For For For
1.9 Elect Director Hugues du Rouret Mgmt For For For
1.10 Elect Director Jim L. Turner Mgmt For For For
1.11 Elect Director William S. Urkiel Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For For For
4 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
CVS Caremark
Corporation
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Edwin M. Banks Mgmt For For For
2 Elect Director C. David Brown II Mgmt For For For
3 Elect Director David W. Dorman Mgmt For For For
4 Elect Director Anne M. Finucane Mgmt For For For
5 Elect Director Kristen Gibney Mgmt For For For
Williams
6 Elect Director Marian L. Heard Mgmt For For For
7 Elect Director Larry J. Merlo Mgmt For For For
8 Elect Director Jean-Pierre Millon Mgmt For For For
9 Elect Director Terrence Murray Mgmt For For For
10 Elect Director C.A. Lance Piccolo Mgmt For For For
11 Elect Director Richard J. Swift Mgmt For For For
12 Elect Director Tony L. White Mgmt For For For
13 Ratify Auditors Mgmt For For For
14 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
16 Report on Political Contributions ShrHldr Against Against For
17 Provide Right to Act by Written ShrHldr Against For Against
Consent
Danaher
Corporation
Ticker Security ID: Meeting Date Meeting Status
DHR CUSIP 235851102 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director H. Lawrence Culp, Jr. Mgmt For For For
1.2 Elect Director Mitchell P. Rales Mgmt For For For
1.3 Elect Director Elias A. Zerhouni Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Declassify the Board of Directors Mgmt For For For
4 Provide Right to Call Special Meeting Mgmt For For For
5 Amend Omnibus Stock Plan Mgmt For For For
6 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
DISH Network
Corporation
Ticker Security ID: Meeting Date Meeting Status
DISH CUSIP 25470M109 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director James Defranco Mgmt For Withhold Against
1.2 Elect Director Cantey Ergen Mgmt For Withhold Against
1.3 Elect Director Charles W. Ergen Mgmt For For For
1.4 Elect Director Steven R. Goodbarn Mgmt For For For
1.5 Elect Director Gary S. Howard Mgmt For For For
1.6 Elect Director David K. Moskowitz Mgmt For For For
1.7 Elect Director Tom A. Ortolf Mgmt For For For
1.8 Elect Director Carl E. Vogel Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
5 Adopt a Recapitalization Plan ShrHldr Against Against For
6 Other Business Mgmt For For For
El Paso
Corporation
Ticker Security ID: Meeting Date Meeting Status
EP CUSIP 28336L109 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Juan Carlos Braniff Mgmt For For For
2 Elect Director David W. Crane Mgmt For For For
3 Elect Director Douglas L. Foshee Mgmt For For For
4 Elect Director Robert W. Goldman Mgmt For For For
5 Elect Director Anthony W. Hall, Jr. Mgmt For For For
6 Elect Director Thomas R. Hix Mgmt For For For
7 Elect Director Ferrell P. McClean Mgmt For For For
8 Elect Director Timothy J. Probert Mgmt For For For
9 Elect Director Steven J. Shapiro Mgmt For For For
10 Elect Director J. Michael Talbert Mgmt For For For
11 Elect Director Robert F. Vagt Mgmt For For For
12 Elect Director John L. Whitmire Mgmt For For For
13 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
15 Ratify Auditors Mgmt For For For
Emerson Electric
Co.
Ticker Security ID: Meeting Date Meeting Status
EMR CUSIP 291011104 02/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director D.N. Farr Mgmt For For For
1.2 Elect Director H. Green Mgmt For For For
1.3 Elect Director C.A. Peters Mgmt For For For
1.4 Elect Director J.W. Prueher Mgmt For For For
1.5 Elect Director R.L. Ridgway Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Approve Stock Option Plan Mgmt For For For
4 Ratify Auditors Mgmt For For For
5 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
7 Report on Sustainability ShrHldr Against For Against
General Electric
Company
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP 369604103 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director W. Geoffrey Beattie Mgmt For For For
2 Elect Director James I. Cash, Jr. Mgmt For For For
3 Elect Director Ann M. Fudge Mgmt For For For
4 Elect Director Susan Hockfield Mgmt For For For
5 Elect Director Jeffrey R. Immelt Mgmt For For For
6 Elect Director Andrea Jung Mgmt For For For
7 Elect Director Alan G. Lafley Mgmt For For For
8 Elect Director Robert W. Lane Mgmt For For For
9 Elect Director Ralph S. Larsen Mgmt For For For
10 Elect Director Rochelle B. Lazarus Mgmt For For For
11 Elect Director James J. Mulva Mgmt For For For
12 Elect Director Sam Nunn Mgmt For For For
13 Elect Director Roger S. Penske Mgmt For For For
14 Elect Director Robert J. Swieringa Mgmt For For For
15 Elect Director James S. Tisch Mgmt For For For
16 Elect Director Douglas A. Warner III Mgmt For For For
17 Ratify Auditors Mgmt For For For
18 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
19 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
20 Provide for Cumulative Voting ShrHldr Against Against For
21 Performance-Based Equity Awards ShrHldr Against Against For
22 Withdraw Stock Options Granted to ShrHldr Against Against For
Executive
Officers
23 Report on Climate Change Business ShrHldr Against Against For
Risk
24 Report on Animal Testing and Plans ShrHldr Against Against For
for
Reduction
Hewlett-Packard
Company
Ticker Security ID: Meeting Date Meeting Status
HPQ CUSIP 428236103 03/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director M. L. Andreessen Mgmt For For For
2 Elect Director L. Apotheker Mgmt For For For
3 Elect Director L.T. Babbio, Jr. Mgmt For For For
4 Elect Director S.M. Baldauf Mgmt For For For
5 Elect Director S. Banerji Mgmt For For For
6 Elect Director R.L. Gupta Mgmt For For For
7 Elect Director J.H. Hammergren Mgmt For For For
8 Elect Director R.J. Lane Mgmt For For For
9 Elect Director G.M. Reiner Mgmt For For For
10 Elect Director P.F. Russo Mgmt For For For
11 Elect Director D. Senequier Mgmt For For For
12 Elect Director G.K. Thompson Mgmt For For For
13 Elect Director M.C. Whitman Mgmt For For For
14 Ratify Auditors Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
17 Approve Qualified Employee Stock Mgmt For For For
Purchase
Plan
18 Amend Executive Incentive Bonus Plan Mgmt For For For
Honeywell
International
Inc.
Ticker Security ID: Meeting Date Meeting Status
HON CUSIP 438516106 04/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Gordon M. Bethune Mgmt For For For
2 Elect Director Kevin Burke Mgmt For For For
3 Elect Director Jaime Chico Pardo Mgmt For For For
4 Elect Director David M. Cote Mgmt For For For
5 Elect Director D. Scott Davis Mgmt For For For
6 Elect Director Linnet F. Deily Mgmt For For For
7 Elect Director Judd Gregg Mgmt For For For
8 Elect Director Clive R. Hollick Mgmt For For For
9 Elect Director George Paz Mgmt For For For
10 Elect Director Bradley T. Sheares Mgmt For For For
11 Ratify Auditors Mgmt For For For
12 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
14 Approve Omnibus Stock Plan Mgmt For For For
15 Amend Executive Incentive Bonus Plan Mgmt For For For
16 Provide Right to Act by Written ShrHldr Against For Against
Consent
17 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special
Meetings
Illinois Tool
Works
Inc.
Ticker Security ID: Meeting Date Meeting Status
ITW CUSIP 452308109 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Susan Crown Mgmt For For For
2 Elect Director Don H. Davis, Jr. Mgmt For For For
3 Elect Director Robert C. McCormack Mgmt For Against Against
4 Elect Director Robert S. Morrison Mgmt For For For
5 Elect Director James A. Skinner Mgmt For For For
6 Elect Director David B. Smith, Jr. Mgmt For For For
7 Elect Director David B. Speer Mgmt For For For
8 Elect Director Pamela B. Strobel Mgmt For For For
9 Elect Director Kevin M. Warren Mgmt For For For
10 Elect Director Anre D. Williams Mgmt For For For
11 Ratify Auditors Mgmt For For For
12 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
14 Approve Executive Incentive Bonus Mgmt For For For
Plan
15 Amend Omnibus Stock Plan Mgmt For For For
International
Business
Machines
Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director A. J. P. Belda Mgmt For For For
2 Elect Director W. R. Brody Mgmt For For For
3 Elect Director K. I. Chenault Mgmt For For For
4 Elect Director M. L. Eskew Mgmt For For For
5 Elect Director S. A. Jackson Mgmt For For For
6 Elect Director A. N. Liveris Mgmt For For For
7 Elect Director W. J. McNerney, Jr. Mgmt For For For
8 Elect Director J. W. Owens Mgmt For For For
9 Elect Director S. J. Palmisano Mgmt For For For
10 Elect Director J. E. Spero Mgmt For For For
11 Elect Director S. Taurel Mgmt For For For
12 Elect Director L. H. Zambrano Mgmt For For For
13 Ratify Auditors Mgmt For For For
14 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
16 Provide for Cumulative Voting ShrHldr Against Against For
17 Report on Political Contributions ShrHldr Against Against For
18 Report on Lobbying Expenses ShrHldr Against Against For
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Mary Sue Coleman Mgmt For For For
2 Elect Director James G. Cullen Mgmt For For For
3 Elect Director Ian E.L. Davis Mgmt For For For
4 Elect Director Michael M.e. Johns Mgmt For For For
5 Elect Director Susan L. Lindquist Mgmt For For For
6 Elect Director Anne M. Mulcahy Mgmt For For For
7 Elect Director Leo F. Mullin Mgmt For For For
8 Elect Director William D. Perez Mgmt For For For
9 Elect Director Charles Prince Mgmt For For For
10 Elect Director David Satcher Mgmt For For For
11 Elect Director William C. Weldon Mgmt For For For
12 Ratify Auditors Mgmt For For For
13 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
15 Adopt Policy to Restrain ShrHldr Against Against For
Pharmaceutical Price
Increases
16 Amend EEO Policy to Prohibit ShrHldr Against Against For
Discrimination Based on Applicant's
Health
Status
17 Adopt Animal-Free Training Methods ShrHldr Against For Against
Johnson
Controls,
Inc.
Ticker Security ID: Meeting Date Meeting Status
JCI CUSIP 478366107 01/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Natalie A. Black Mgmt For For For
1.2 Elect Director Robert A. Cornog Mgmt For For For
1.3 Elect Director William H. Lacy Mgmt For For For
1.4 Elect Director Stephen A. Roell Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Adopt Majority Voting for Mgmt For For For
Uncontested Election of
Directors
4 Amend Executive Incentive Bonus Plan Mgmt For For For
5 Amend Executive Incentive Bonus Plan Mgmt For For For
6 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
JPMorgan Chase &
Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625h100 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Crandall C. Bowles Mgmt For For For
2 Elect Director Stephen B. Burke Mgmt For For For
3 Elect Director David M. Cote Mgmt For For For
4 Elect Director James S. Crown Mgmt For For For
5 Elect Director James Dimon Mgmt For For For
6 Elect Director Ellen V. Futter Mgmt For For For
7 Elect Director William H. Gray, III Mgmt For For For
8 Elect Director Laban P. Jackson, Jr. Mgmt For For For
9 Elect Director David C. Novak Mgmt For For For
10 Elect Director Lee R. Raymond Mgmt For For For
11 Elect Director William C. Weldon Mgmt For For For
12 Ratify Auditors Mgmt For For For
13 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
15 Amend Omnibus Stock Plan Mgmt For For For
16 Affirm Political Non-Partisanship ShrHldr Against Against For
17 Provide Right to Act by Written ShrHldr Against For Against
Consent
18 Report on Loan Modifications ShrHldr Against Against For
19 Report on Political Contributions ShrHldr Against Against For
20 Institute Procedures to Prevent ShrHldr Against Against For
Investments in Companies that
Contribute to Genocide or Crimes
Against
Humanity
21 Require Independent Board Chairman ShrHldr Against Against For
Kellogg Company
Ticker Security ID: Meeting Date Meeting Status
K CUSIP 487836108 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director John Bryant Mgmt For For For
1.2 Elect Director Rogelio Rebolledo Mgmt For For For
1.3 Elect Director Sterling Speirn Mgmt For For For
1.4 Elect Director John Zabriskie Mgmt For For For
2 Approve Executive Incentive Bonus Mgmt For For For
Plan
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
5 Ratify Auditors Mgmt For For For
6 Reduce Supermajority Vote Requirement ShrHldr Against For Against
7 Require a Majority Vote for the ShrHldr Against For Against
Election of
Directors
Kimberly-Clark
Corporation
Ticker Security ID: Meeting Date Meeting Status
KMB CUSIP 494368103 04/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director John R. Alm Mgmt For For For
2 Elect Director John F. Bergstrom Mgmt For For For
3 Elect Director Abelardo E. Bru Mgmt For For For
4 Elect Director Robert W. Decherd Mgmt For For For
5 Elect Director Thomas J. Falk Mgmt For For For
6 Elect Director Mae C. Jemison Mgmt For For For
7 Elect Director James M. Jenness Mgmt For For For
8 Elect Director Nancy J. Karch Mgmt For For For
9 Elect Director Ian C. Read Mgmt For For For
10 Elect Director Linda Johnson Rice Mgmt For For For
11 Elect Director Marc J. Shapiro Mgmt For For For
12 Elect Director G. Craig Sullivan Mgmt For For For
13 Ratify Auditors Mgmt For For For
14 Approve Non-Employee Director Mgmt For For For
Omnibus Stock
Plan
15 Approve Omnibus Stock Plan Mgmt For For For
16 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
17 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
Loews Corporation
Ticker Security ID: Meeting Date Meeting Status
L CUSIP 540424108 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Ann E. Berman Mgmt For For For
2 Elect Director Joseph L. Bower Mgmt For For For
3 Elect Director Charles M. Diker Mgmt For For For
4 Elect Director Jacob A. Frenkel Mgmt For For For
5 Elect Director Paul J. Fribourg Mgmt For For For
6 Elect Director Walter L. Harris Mgmt For For For
7 Elect Director Philip A. Laskawy Mgmt For For For
8 Elect Director Ken Miller Mgmt For For For
9 Elect Director Gloria R. Scott Mgmt For For For
10 Elect Director Andrew H. Tisch Mgmt For For For
11 Elect Director James S. Tisch Mgmt For For For
12 Elect Director Jonathan M. Tisch Mgmt For For For
13 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
15 Ratify Auditors Mgmt For For For
16 Provide for Cumulative Voting ShrHldr Against Against For
Marsh & McLennan
Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MMC CUSIP 571748102 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Zachary W. Carter Mgmt For For For
2 Elect Director Brian Duperreault Mgmt For For For
3 Elect Director Oscar Fanjul Mgmt For For For
4 Elect Director H. Edward Hanway Mgmt For For For
5 Elect Director Lang of Monkton Mgmt For For For
6 Elect Director Steven A. Mills Mgmt For For For
7 Elect Director Bruce P. Nolop Mgmt For For For
8 Elect Director Marc D. Oken Mgmt For For For
9 Elect Director Morton O. Schapiro Mgmt For For For
10 Elect Director Adele Simmons Mgmt For For For
11 Elect Director Lloyd M. Yates Mgmt For For For
12 Ratify Auditors Mgmt For For For
13 Approve Omnibus Stock Plan Mgmt For For For
14 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
16 Provide Right to Act by Written ShrHldr Against For Against
Consent
McDonald's
Corporation
Ticker Security ID: Meeting Date Meeting Status
MCD CUSIP 580135101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Susan E. Arnold Mgmt For For For
2 Elect Director Richard H. Lenny Mgmt For For For
3 Elect Director Cary D. McMillan Mgmt For For For
4 Elect Director Sheila A. Penrose Mgmt For For For
5 Elect Director James A. Skinner Mgmt For For For
6 Ratify Auditors Mgmt For For For
7 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
8 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
9 Reduce Supermajority Vote Mgmt For For For
Requirement for Transactions With
Interested
Shareholders
10 Reduce Supermajority Vote Mgmt For For For
Requirement Relating to the Board
of
Directors
11 Reduce Supermajority Vote Mgmt For For For
Requirement for Shareholder
Action
12 Declassify the Board of Directors ShrHldr Against For Against
13 Require Suppliers to Adopt CAK ShrHldr Against Against For
14 Report on Policy Responses to ShrHldr Against Against For
Children's Health Concerns and Fast
Food
15 Report on Beverage Container ShrHldr Against For Against
Environmental
Strategy
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 58933Y105 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Leslie A. Brun Mgmt For For For
2 Elect Director Thomas R. Cech Mgmt For For For
3 Elect Director Richard T. Clark Mgmt For For For
4 Elect Director Kenneth C. Frazier Mgmt For For For
5 Elect Director Thomas H. Glocer Mgmt For For For
6 Elect Director Steven F. Goldstone Mgmt For For For
7 Elect Director William B. Harrison. Mgmt For For For
Jr.
8 Elect Director Harry R. Jacobson Mgmt For For For
9 Elect Director William N. Kelley Mgmt For For For
10 Elect Director C. Robert Kidder Mgmt For For For
11 Elect Director Rochelle B. Lazarus Mgmt For For For
12 Elect Director Carlos E. Represas Mgmt For For For
13 Elect Director Patricia F. Russo Mgmt For For For
14 Elect Director Thomas E. Shenk Mgmt For For For
15 Elect Director Anne M. Tatlock Mgmt For For For
16 Elect Director Craig B. Thompson Mgmt For For For
17 Elect Director Wendell P. Weeks Mgmt For For For
18 Elect Director Peter C. Wendell Mgmt For For For
19 Ratify Auditors Mgmt For For For
20 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
21 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
Microsoft
Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 11/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Steven A. Ballmer Mgmt For For For
2 Elect Director Dina Dublon Mgmt For For For
3 Elect Director William H. Gates III Mgmt For For For
4 Elect Director Raymond V. Gilmartin Mgmt For For For
5 Elect Director Reed Hastings Mgmt For For For
6 Elect Director Maria M. Klawe Mgmt For For For
7 Elect Director David F. Marquardt Mgmt For For For
8 Elect Director Charles H. Noski Mgmt For For For
9 Elect Director Helmut Panke Mgmt For For For
10 Ratify Auditors Mgmt For For For
11 Amend Bylaws to Establish a Board ShrHldr Against For Against
Committee on Environmental
Sustainability
Morgan Stanley
Ticker Security ID: Meeting Date Meeting Status
MS CUSIP 617446448 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Roy J. Bostock Mgmt For For For
2 Elect Director Erskine B. Bowles Mgmt For For For
3 Elect Director Howard J. Davies Mgmt For For For
4 Elect Director James P. Gorman Mgmt For For For
5 Elect Director James H. Hance Jr. Mgmt For For For
6 Elect Director C. Robert Kidder Mgmt For For For
7 Elect Director John J. Mack Mgmt For For For
8 Elect Director Donald T. Nicolaisen Mgmt For For For
9 Elect Director Hutham S. Olayan Mgmt For For For
10 Elect Director James. W. Owens Mgmt For For For
11 Elect Director O. Griffith Sexton Mgmt For For For
12 Elect Director Masaaki Tanaka Mgmt For For For
13 Elect Director Laura D. Tyson Mgmt For For For
14 Ratify Auditors Mgmt For For For
15 Amend Omnibus Stock Plan Mgmt For For For
16 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
17 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
Motorola
Solutions,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MSI CUSIP 620076307 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Gregory Q. Brown Mgmt For For For
2 Elect Director William J. Bratton Mgmt For For For
3 Elect Director David W. Dorman Mgmt For For For
4 Elect Director Michael V. Hayden Mgmt For For For
5 Elect Director Vincent J. Intrieri Mgmt For For For
6 Elect Director Judy C. Lewent Mgmt For For For
7 Elect Director Samuel C. Scott III Mgmt For For For
8 Elect Director John A. White Mgmt For For For
9 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
10 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
11 Amend Omnibus Stock Plan Mgmt For For For
12 Ratify Auditors Mgmt For For For
13 Amend Human Rights Policies ShrHldr Against Against For
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
N0L CINS H5833N103 04/29/2011 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Lawrence J. Chazen Mgmt For For For
1.2 Elect Director Jon A. Marshall Mgmt For For For
1.3 Elect Director Mary P. Ricciardello Mgmt For For For
2 Accept Financial Statements and Mgmt For For For
Statutory
Reports
3 Approve Creation of Reserve Through Mgmt For For For
Appropriation of Retained
Earnings.
4 Approve CHF 38.4 Million Reduction Mgmt For For For
in Share
Capital
5 Approve Extension of CHF 133 Million Mgmt For For For
Pool of Capital without Preemptive
Rights
6 Approve CHF 143 Million Reduction in Mgmt For For For
Share Capital and Repayment of CHF
0.13 per
Share
7 Ratify PricewaterhouseCoopers LLP as Mgmt For For For
Independent Registered Public
Accounting Firm and
PricewaterhouseCoopers AG as
Statutory
Auditor
8 Approve Discharge of Board and Mgmt For For For
Senior
Management
9 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
10 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CINS H5820Q150 02/22/2011 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Discharge of Board and Mgmt For For For
Senior
Management
3 Approve Allocation of Income and Mgmt For For For
Dividends of CHF 2.20 per
Share
4 Approve Remuneration System Mgmt For Against Against
5.1 Reelect Ann Fudge as Director Mgmt For For For
5.2 Reelect Pierre Landolt as Director Mgmt For For For
5.3 Reelect Ulrich Lehner as Director Mgmt For For For
5.4 Elect Enrico Vanni as Director Mgmt For For For
6 Ratify PricewaterhouseCoopers AG as Mgmt For For For
Auditors
7 Additional And/or Counter-proposals Mgmt For For For
Presented At The
Meeting
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CINS H5820Q150 04/08/2011 Voted
Meeting Type Country of Trade
Special Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Approve Merger Agreement with Alcon Mgmt For For For
Inc.
1.2 Approve Creation of CHF 54 Million Mgmt For For For
Pool of Authorized Capital in
Connection with Merger Agreement
with Alcon
Inc.
2 Additional And/or Counter-proposals Mgmt For For For
Presented At The
Meeting
PepsiCo, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEP CUSIP 713448108 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director S.L. Brown Mgmt For For For
2 Elect Director I.M. Cook Mgmt For For For
3 Elect Director D. Dublon Mgmt For For For
4 Elect Director V.J. Dzau Mgmt For For For
5 Elect Director R.L. Hunt Mgmt For For For
6 Elect Director A. Ibarguen Mgmt For For For
7 Elect Director A.C. Martinez Mgmt For For For
8 Elect Director I.K. Nooyi Mgmt For For For
9 Elect Director S.P. Rockefeller Mgmt For For For
10 Elect Director J.J. Schiro Mgmt For For For
11 Elect Director L.G. Trotter Mgmt For For For
12 Elect Director D. Vasella Mgmt For For For
13 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
15 Ratify Auditors Mgmt For For For
16 Adopt Majority Voting for Mgmt For For For
Uncontested Election of
Directors
17 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special
Meetings
18 Report on Political Contributions ShrHldr Against Against For
Petroleo
Brasileiro
Ticker Security ID: Meeting Date Meeting Status
CINS P78331140 08/12/2010 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Ratify Engagement of Mgmt For For For
PricewaterhouseCoopers Corporate
Finance and Recovery Ltda to
Prepare Valuation Report of Four
Federal Treasury Bills to Be Used
by Shareholders to Pay for Shares
Subscribed in Primary Public
Offering
2 Approve PricewaterhouseCoopers Mgmt For For For
Corporate Finance and Recovery
Ltda's Valuation
Report
3 Authorize Board to Ratify and Mgmt For For For
Execute Approved
Resolutions
Petroleo
Brasileiro
Ticker Security ID: Meeting Date Meeting Status
PETR4 CINS P78331140 12/07/2010 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Agreement to Absorb Marlim Mgmt For For For
Participacoes
S.A.
2 Approve Agreement to Absorb Nova Mgmt For For For
Marlim Participacoes
S.A.
3 Appoint KPMG Auditores Independentes Mgmt For For For
to Appraise Proposed
Merger
4 Approve Appraisal of Proposed Merger Mgmt For For For
5 Approve Absorption of Marlim Mgmt For For For
Participacoes S.A. and Nova Marlim
Participacoes
S.A.
Petroleo
Brasileiro
SA-Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR4 CINS P78331140 01/31/2011 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Agreement to Absorb Comperj Mgmt For For For
Petroquimicos Basicos
SA
2 Approve Agreement to Absorb Comperj Mgmt For For For
PET
SA
3 Appoint Independent Firm to Appraise Mgmt For For For
Proposed
Mergers
4 Approve Independent Firm's Appraisal Mgmt For For For
5 Approve Absorption of Comperj Mgmt For For For
Petroquimicos Basicos SA and
Comperj PET
SA
6 Amend Articles to Reflect Changes in Mgmt For For For
Capital
7 Amend Article 4 to Eliminate Mgmt For For For
Authorized Capital
Limit
8 Amend Article 4 to Specify that Mgmt For For For
Share Issuances Will be Submitted
to Shareholder
Meetings
9 Renumber Articles Mgmt For For For
10 Renumber Articles Mgmt For For For
11 Amend Articles Mgmt For For For
12 Amend Articles Mgmt For For For
13 Amend Articles Mgmt For For For
Petroleo
Brasileiro
SA-Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR4 CINS P78331140 04/04/2011 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Amend Article 20 Mgmt For For For
2.1 Approve Agreement to Absorb Mgmt For For For
Companhia Mexilhao do
Brasil
2.2 Appoint KPMG to Appraise Proposed Mgmt For For For
Absorption
2.3 Approve KPMG's Appraisal Mgmt For For For
2.4 Approve Absorption of Companhia Mgmt For For For
Mexilhao do
Brasil
2.5 Authorize Board to Ratify and Mgmt For For For
Execute Approved
Resolutions
Petroleo
Brasileiro
SA-Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR4 CINS P78331140 04/28/2011 Voted
Meeting Type Country of Trade
Mix Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports for Fiscal Year
Ended Dec. 31,
2010
2 Approve Capital Budget for Upcoming Mgmt For For For
Fiscal
Year
3 Approve Allocation of Income and Mgmt For For For
Dividends
4 Elect Directors Mgmt For For For
5 Elect Board Chairman Mgmt For For For
6 Elect Fiscal Council Members Mgmt For For For
7 Approve Remuneration of Executive Mgmt For For For
Officers, Non-Executive Directors,
and Fiscal Council
Members
Petroleo
Brasileiro
SA-Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR4 CINS P78331140 04/28/2011 Voted
Meeting Type Country of Trade
Mix Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Authorize Capitalization of Reserves Mgmt For For For
without Issuance of New
Shares
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Dennis A. Ausiello Mgmt For For For
2 Elect Director Michael S. Brown Mgmt For For For
3 Elect Director M. Anthony Burns Mgmt For For For
4 Elect Director W. Don Cornwell Mgmt For For For
5 Elect Director Frances D. Fergusson Mgmt For For For
6 Elect Director William H. Gray III Mgmt For For For
7 Elect Director Constance J. Horner Mgmt For For For
8 Elect Director James M. Kilts Mgmt For For For
9 Elect Director George A. Lorch Mgmt For For For
10 Elect Director John P. Mascotte Mgmt For For For
11 Elect Director Suzanne Nora Johnson Mgmt For For For
12 Elect Director Ian C. Read Mgmt For For For
13 Elect Director Stephen W. Sanger Mgmt For For For
14 Ratify Auditors Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Two Years One Year N/A
17 Publish Political Contributions ShrHldr Against Against For
18 Report on Public Policy Advocacy ShrHldr Against Against For
Process
19 Adopt Policy to Restrain ShrHldr Against Against For
Pharmaceutical Price
Increases
20 Provide Right to Act by Written ShrHldr Against For Against
Consent
21 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special
Meetings
22 Report on Animal Testing and Plans ShrHldr Against Against For
for
Reduction
Royal Dutch
Shell
plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CINS G7690A118 05/17/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Remuneration Report Mgmt For For For
3 Elect Linda Stuntz as Director Mgmt For For For
4 Re-elect Josef Ackermann as Director Mgmt For For For
5 Re-elect Malcolm Brinded as Director Mgmt For For For
6 Elect Guy Elliott as Director Mgmt For For For
7 Re-elect Simon Henry as Director Mgmt For For For
8 Re-elect Charles Holliday as Director Mgmt For For For
9 Re-elect Lord Kerr of Kinlochard as Mgmt For For For
Director
10 Elect Gerard Kleisterlee as Director Mgmt For For For
11 Re-elect Christine Morin-Postel as Mgmt For For For
Director
12 Re-elect Jorma Ollila as Director Mgmt For For For
13 Re-elect Jeroen van der Veer as Mgmt For For For
Director
14 Re-elect Peter Voser as Director Mgmt For For For
15 Re-elect Hans Wijers as Director Mgmt For For For
16 Reappoint PricewaterhouseCoopers LLP Mgmt For For For
as Auditors of the
Company
17 Authorise Board to Fix Remuneration Mgmt For For For
of
Auditors
18 Authorise Issue of Equity with Mgmt For For For
Pre-emptive
Rights
19 Authorise Issue of Equity without Mgmt For For For
Pre-emptive
Rights
20 Authorise Market Purchase Mgmt For For For
21 Authorise EU Political Donations and Mgmt For For For
Expenditure
Safeway Inc.
Ticker Security ID: Meeting Date Meeting Status
SWY CUSIP 786514208 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Steven A. Burd Mgmt For For For
2 Elect Director Janet E. Grove Mgmt For For For
3 Elect Director Mohan Gyani Mgmt For For For
4 Elect Director Paul Hazen Mgmt For For For
5 Elect Director Frank C. Herringer Mgmt For For For
6 Elect Director Kenneth W. Oder Mgmt For For For
7 Elect Director T. Gary Rogers Mgmt For For For
8 Elect Director Arun Sarin Mgmt For For For
9 Elect Director Michael S. Shannon Mgmt For For For
10 Elect Director William Y. Tauscher Mgmt For For For
11 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
13 Approve Omnibus Stock Plan Mgmt For For For
14 Amend Executive Incentive Bonus Plan Mgmt For For For
15 Ratify Auditors Mgmt For For For
16 Provide for Cumulative Voting ShrHldr Against Against For
Sempra Energy
Ticker Security ID: Meeting Date Meeting Status
SRE CUSIP 816851109 05/13/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Alan L. Boeckmann Mgmt For For For
2 Elect Director James G. Brocksmith Mgmt For For For
Jr.
3 Elect Director Donald E. Felsinger Mgmt For For For
4 Elect Director Wilford D. Godbold Jr. Mgmt For For For
5 Elect Director William D. Jones Mgmt For For For
6 Elect Director William G. Ouchi Mgmt For For For
7 Elect Director Carlos Ruiz Mgmt For For For
8 Elect Director William C. Rusnack Mgmt For For For
9 Elect Director William P. Rutledge Mgmt For For For
10 Elect Director Lynn Schenk Mgmt For For For
11 Elect Director Neal E. Schmale Mgmt For For For
12 Elect Director Luis M. Tellez Mgmt For For For
13 Ratify Auditors Mgmt For For For
14 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
16 Provide Right to Act by Written ShrHldr Against For Against
Consent
17 Submit SERP to Shareholder Vote ShrHldr Against For Against
18 Include Sustainability as a ShrHldr Against Against For
Performance Measure for Senior
Executive
Compensation
SES SA
Ticker Security ID: Meeting Date Meeting Status
CINS L8300G135 04/07/2011 Take No Action
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Attendance List, Quorum, and Mgmt N/A TNA N/A
Adoption of
Agenda
2 Appoint Two Meeting Scrutineers Mgmt N/A TNA N/A
3 Receive Board's 2010 Activities Mgmt N/A TNA N/A
Report
4 Receive Explanations on Main Mgmt N/A TNA N/A
Developments during 2010 and
Perspectives
5 Receive Financial Results Mgmt N/A TNA N/A
6 Receive Auditors' Report Mgmt N/A TNA N/A
7 Accept Consolidated and Individual Mgmt For TNA N/A
Financial
Statements
8 Approve Allocation of Income and Mgmt For TNA N/A
Dividends of EUR 0.80 per Class A
Share
9 Approve Standard Accouting Transfers Mgmt For TNA N/A
10 Approve Discharge of Directors Mgmt For TNA N/A
11 Approve Discharge of Auditors Mgmt For TNA N/A
12 Approve Ernst & Young Auditors and Mgmt For TNA N/A
Authorize Board to Fix Their
Remuneration
13 Approve Share Repurchase Program Mgmt For TNA N/A
14.1 Fix Number of Directors at 18 Mgmt For TNA N/A
14.2 Classify Board of Directors Mgmt For TNA N/A
14.3 Elect Marc Beuls as Class A Director Mgmt For TNA N/A
14.4 Re-elect Marcus Bicknell as Class A Mgmt For TNA N/A
Director
14.5 Re-elect Bridget Cosgrave as Class A Mgmt For TNA N/A
Director
14.6 Re-elect Hadelin de Liedekerke Mgmt For TNA N/A
Beaufort as Class A
Director
14.7 Re-elect Jacques Espinasse as Class Mgmt For TNA N/A
A
Director
14.8 Re-elect Robert W. Ross as Class A Mgmt For TNA N/A
Director
14.9 Elect Karim Sabbagh as Class A Mgmt For TNA N/A
Director
14.10 Re-elect Christian Schaak as Class Mgmt For TNA N/A
A
Director
14.11 Re-elect Thierry Seddon as Class A Mgmt For TNA N/A
Director
14.12 Re-elect Marc Speeckaert as Class A Mgmt For TNA N/A
Director
14.13 Re-elect Gerd Tenzer as Class A Mgmt For TNA N/A
Director
14.14 Re-elect Francois Tesch as Class A Mgmt For TNA N/A
Director
14.15 Re-elect Serge Allegrezza as Class B Mgmt For TNA N/A
Director
14.16 Re-elect Jean-Claude Finck as Class Mgmt For TNA N/A
B
Director
14.17 Re-elect Gaston Reinesch as Class B Mgmt For TNA N/A
Director
14.18 Re-elect Victor Rod as Class B Mgmt For TNA N/A
Director
14.19 Re-elect Rene Steichen as Class B Mgmt For TNA N/A
Director
14.20 Re-elect Jean-Paul Zens as Class B Mgmt For TNA N/A
Director
14.21 Fix One Third of Director's Terms at Mgmt For TNA N/A
One
Year
14.22 Fix One Third of Director's Terms at Mgmt For TNA N/A
Two
Years
14.23 Fix One Third of Director's Terms at Mgmt For TNA N/A
Three
Years
14.24 Approve Remuneration of Directors Mgmt For TNA N/A
16 Transact Other Business (Non-Voting) Mgmt N/A TNA N/A
State Street
Corporation
Ticker Security ID: Meeting Date Meeting Status
STT CUSIP 857477103 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director K. Burnes Mgmt For For For
2 Elect Director P. Coym Mgmt For For For
3 Elect Director P. De Saint-Aignan Mgmt For For For
4 Elect Director A. Fawcett Mgmt For For For
5 Elect Director D. Gruber Mgmt For For For
6 Elect Director L. Hill Mgmt For For For
7 Elect Director J. Hooley Mgmt For For For
8 Elect Director R. Kaplan Mgmt For For For
9 Elect Director C. LaMantia Mgmt For For For
10 Elect Director R. Sergel Mgmt For For For
11 Elect Director R. Skates Mgmt For For For
12 Elect Director G. Summe Mgmt For For For
13 Elect Director R. Weissman Mgmt For For For
14 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
16 Approve Executive Incentive Bonus Mgmt For For For
Plan
17 Ratify Auditors Mgmt For For For
18 Report on Political Contributions ShrHldr Against Against For
Suncor Energy Inc
Ticker Security ID: Meeting Date Meeting Status
SU CUSIP 867224107 05/03/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Mel E. Benson Mgmt For For For
1.2 Elect Director Dominic D'Alessandro Mgmt For For For
1.3 Elect Director John T. Ferguson Mgmt For For For
1.4 Elect Director W. Douglas Ford Mgmt For For For
1.5 Elect Director Richard L. George Mgmt For For For
1.6 Elect Director Paul Haseldonckx Mgmt For For For
1.7 Elect Director John R. Huff Mgmt For For For
1.8 Elect Director Jacques Lamarre Mgmt For For For
1.9 Elect Director Brian F. MacNeill Mgmt For For For
1.10 Elect Director Maureen McCaw Mgmt For For For
1.11 Elect Director Michael W. O'Brien Mgmt For For For
1.12 Elect Director James W. Simpson Mgmt For For For
1.13 Elect Director Eira Thomas Mgmt For For For
2 Approve PricewaterhouseCoopers LLP Mgmt For For For
as Auditors and Authorize Board to
Fix Their
Remuneration
3 Advisory Vote on Executive Mgmt For For For
Compensation
Approach
SYSCO Corporation
Ticker Security ID: Meeting Date Meeting Status
SYY CUSIP 871829107 11/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director John M. Cassaday Mgmt For For For
2 Elect Director Manuel A. Fernandez Mgmt For For For
3 Elect Director Hans-joachim Koerber Mgmt For For For
4 Elect Director Jackie M. Ward Mgmt For For For
5 Amend Qualified Employee Stock Mgmt For For For
Purchase
Plan
6 Ratify Auditors Mgmt For For For
Target
Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP 87612E106 06/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Roxanne S. Austin Mgmt For For For
2 Elect Director Calvin Darden Mgmt For For For
3 Elect Director Mary N. Dillon Mgmt For For For
4 Elect Director James A. Johnson Mgmt For For For
5 Elect Director Mary E. Minnick Mgmt For For For
6 Elect Director Anne M. Mulcahy Mgmt For For For
7 Elect Director Derica W. Rice Mgmt For For For
8 Elect Director Stephen W. Sanger Mgmt For For For
9 Elect Director Gregg W. Steinhafel Mgmt For For For
10 Elect Director John G. Stumpf Mgmt For For For
11 Elect Director Solomon D. Trujillo Mgmt For For For
12 Ratify Auditors Mgmt For For For
13 Approve Omnibus Stock Plan Mgmt For For For
14 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
16 Adopt Compensation Benchmarking ShrHldr Against For Against
Policy
17 Report on Electronics Recycling and ShrHldr Against For Against
Preventing E-Waste
Export
The Bank of New
York Mellon
Corporation
Ticker Security ID: Meeting Date Meeting Status
BK CUSIP 064058100 04/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Ruth E. Bruch Mgmt For For For
2 Elect Director Nicholas M. Donofrio Mgmt For For For
3 Elect Director Gerald L. Hassell Mgmt For For For
4 Elect Director Edmund F. Kelly Mgmt For For For
5 Elect Director Robert P. Kelly Mgmt For For For
6 Elect Director Richard J. Kogan Mgmt For For For
7 Elect Director Michael J. Kowalski Mgmt For For For
8 Elect Director John A. Luke, Jr. Mgmt For For For
9 Elect Director Mark A. Nordenberg Mgmt For For For
10 Elect Director Catherine A. Rein Mgmt For For For
11 Elect Director William C. Richardson Mgmt For For For
12 Elect Director Samuel C. Scott III Mgmt For For For
13 Elect Director John P. Surma Mgmt For For For
14 Elect Director Wesley W. von Schack Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
17 Amend Omnibus Stock Plan Mgmt For For For
18 Amend Executive Incentive Bonus Plan Mgmt For For For
19 Ratify Auditors Mgmt For For For
20 Provide for Cumulative Voting ShrHldr Against Against For
The Charles
Schwab
Corporation
Ticker Security ID: Meeting Date Meeting Status
SCHW CUSIP 808513105 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Frank C. Herringer Mgmt For For For
2 Elect Director Stephen T. McLin Mgmt For For For
3 Elect Director Charles R. Schwab Mgmt For For For
4 Elect Director Roger O. Walther Mgmt For For For
5 Elect Director Robert N. Wilson Mgmt For For For
6 Ratify Auditors Mgmt For For For
7 Amend Omnibus Stock Plan Mgmt For For For
8 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
9 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
10 Report on Political Contributions ShrHldr Against Against For
11 Declassify the Board of Directors ShrHldr N/A For N/A
The Chubb
Corporation
Ticker Security ID: Meeting Date Meeting Status
CB CUSIP 171232101 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Zoe Baird Mgmt For For For
2 Elect Director Sheila P. Burke Mgmt For For For
3 Elect Director James I. Cash, Jr. Mgmt For For For
4 Elect Director John D. Finnegan Mgmt For For For
5 Elect Director Lawrence W. Kellner Mgmt For For For
6 Elect Director Martin G. McGuinn Mgmt For For For
7 Elect Director Lawrence M. Small Mgmt For For For
8 Elect Director Jess Soderberg Mgmt For For For
9 Elect Director Daniel E. Somers Mgmt For For For
10 Elect Director James M. Zimmerman Mgmt For For For
11 Elect Director Alfred W. Zollar Mgmt For For For
12 Approve Executive Incentive Bonus Mgmt For For For
Plan
13 Ratify Auditors Mgmt For For For
14 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
The Coca-Cola
Company
Ticker Security ID: Meeting Date Meeting Status
KO CUSIP 191216100 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Herbert A. Allen Mgmt For For For
2 Elect Director Ronald W. Allen Mgmt For For For
3 Elect Director Howard G. Buffett Mgmt For For For
4 Elect Director Barry Diller Mgmt For For For
5 Elect Director Evan G. Greenberg Mgmt For For For
6 Elect Director Alexis M. Herman Mgmt For For For
7 Elect Director Muhtar Kent Mgmt For For For
8 Elect Director Donald R. Keough Mgmt For For For
9 Elect Director Maria Elena Lagomasino Mgmt For For For
10 Elect Director Donald F. McHenry Mgmt For For For
11 Elect Director Sam Nunn Mgmt For For For
12 Elect Director James D. Robinson III Mgmt For For For
13 Elect Director Peter V. Ueberroth Mgmt For For For
14 Elect Director Jacob Wallenberg Mgmt For For For
15 Elect Director James B. Williams Mgmt For For For
16 Ratify Auditors Mgmt For For For
17 Amend Executive Incentive Bonus Plan Mgmt For For For
18 Amend Restricted Stock Plan Mgmt For For For
19 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
20 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
21 Publish Report on Chemical ShrHldr Against For Against
Bisphenol-A
(BPA)
The Home Depot,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director F. Duane Ackerman Mgmt For For For
2 Elect Director Francis S. Blake Mgmt For For For
3 Elect Director Ari Bousbib Mgmt For For For
4 Elect Director Gregory D. Brenneman Mgmt For For For
5 Elect Director J. Frank Brown Mgmt For For For
6 Elect Director Albert P. Carey Mgmt For For For
7 Elect Director Armando Codina Mgmt For For For
8 Elect Director Bonnie G. Hill Mgmt For For For
9 Elect Director Karen L. Katen Mgmt For For For
10 Elect Director Ronald L. Sargent Mgmt For For For
11 Ratify Auditors Mgmt For For For
12 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
14 Provide Right to Act by Written Mgmt For For For
Consent
15 Restore or Provide for Cumulative ShrHldr Against Against For
Voting
16 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special
Meetings
17 Prepare Employment Diversity Report ShrHldr Against Against For
18 Adopt Proxy Statement Reporting on ShrHldr Against Against For
Political Contributions and
Advisory
Vote
The Procter &
Gamble
Company
Ticker Security ID: Meeting Date Meeting Status
PG CUSIP 742718109 10/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Angela F. Braly Mgmt For For For
2 Elect Director Kenneth I. Chenault Mgmt For For For
3 Elect Director Scott D. Cook Mgmt For For For
4 Elect Director Rajat K. Gupta Mgmt For For For
5 Elect Director Robert A. Mcdonald Mgmt For For For
6 Elect Director W. James Mcnerney, Jr. Mgmt For For For
7 Elect Director Johnathan A. Rodgers Mgmt For For For
8 Elect Director Mary A. Wilderotter Mgmt For For For
9 Elect Director Patricia A. Woertz Mgmt For For For
10 Elect Director Ernesto Zedillo Mgmt For For For
11 Ratify Auditors Mgmt For For For
12 Provide for Cumulative Voting ShrHldr Against Against For
The Progressive
Corporation
Ticker Security ID: Meeting Date Meeting Status
PGR CUSIP 743315103 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Stuart B. Burgdoerfer Mgmt For For For
2 Elect Director Charles A. Davis Mgmt For For For
3 Permit Board to Amend Bylaws Without Mgmt For For For
Shareholder
Consent
4 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
6 Ratify Auditors Mgmt For For For
The Travelers
Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TRV CUSIP 89417E109 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Alan L. Beller Mgmt For For For
2 Elect Director John H. Dasburg Mgmt For For For
3 Elect Director Janet M. Dolan Mgmt For For For
4 Elect Director Kenneth M. Duberstein Mgmt For For For
5 Elect Director Jay S. Fishman Mgmt For For For
6 Elect Director Lawrence G. Graev Mgmt For For For
7 Elect Director Patricia L. Higgins Mgmt For For For
8 Elect Director Thomas R. Hodgson Mgmt For For For
9 Elect Director Cleve L. Mgmt For For For
Killingsworth,
Jr.
10 Elect Director Donald J. Shepard Mgmt For For For
11 Elect Director Laurie J. Thomsen Mgmt For For For
12 Ratify Auditors Mgmt For For For
13 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
Time Warner
Cable
Inc.
Ticker Security ID: Meeting Date Meeting Status
TWC CUSIP 88732J207 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Carole Black Mgmt For For For
2 Elect Director Glenn A. Britt Mgmt For For For
3 Elect Director Thomas H. Castro Mgmt For For For
4 Elect Director David C. Chang Mgmt For For For
5 Elect Director James E. Copeland, Jr. Mgmt For For For
6 Elect Director Peter R. Haje Mgmt For For For
7 Elect Director Donna A. James Mgmt For For For
8 Elect Director Don Logan Mgmt For For For
9 Elect Director N.J. Nicholas, Jr. Mgmt For For For
10 Elect Director Wayne H. Pace Mgmt For For For
11 Elect Director Edward D. Shirley Mgmt For For For
12 Elect Director John E. Sununu Mgmt For For For
13 Ratify Auditors Mgmt For For For
14 Approve Omnibus Stock Plan Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
Time Warner Inc.
Ticker Security ID: Meeting Date Meeting Status
TWX CUSIP 887317303 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director James L. Barksdale Mgmt For For For
2 Elect Director William P. Barr Mgmt For For For
3 Elect Director Jeffrey L. Bewkes Mgmt For For For
4 Elect Director Stephen F. Bollenbach Mgmt For For For
5 Elect Director Frank J. Caufield Mgmt For For For
6 Elect Director Robert C. Clark Mgmt For For For
7 Elect Director Mathias Dopfner Mgmt For For For
8 Elect Director Jessica P. Einhorn Mgmt For For For
9 Elect Director Fred Hassan Mgmt For For For
10 Elect Director Michael A. Miles Mgmt For For For
11 Elect Director Kenneth J. Novack Mgmt For For For
12 Elect Director Paul D. Wachter Mgmt For For For
13 Elect Director Deborah C. Wright Mgmt For For For
14 Ratify Auditors Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
17 Reduce Supermajority Vote Requirement Mgmt For For For
18 Provide Right to Act by Written ShrHldr Against For Against
Consent
U.S. Bancorp
Ticker Security ID: Meeting Date Meeting Status
USB CUSIP 902973304 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Douglas M. Baker, Jr. Mgmt For For For
2 Elect Director Y. Marc Belton Mgmt For For For
3 Elect Director Victoria Buyniski Mgmt For For For
Gluckman
4 Elect Director Arthur D. Collins, Jr. Mgmt For For For
5 Elect Director Richard K. Davis Mgmt For For For
6 Elect Director Joel W. Johnson Mgmt For For For
7 Elect Director Olivia F. Kirtley Mgmt For For For
8 Elect Director Jerry W. Levin Mgmt For For For
9 Elect Director David B. O'Maley Mgmt For For For
10 Elect Director O Dell M. Owens Mgmt For For For
11 Elect Director Richard G. Reiten Mgmt For For For
12 Elect Director Craig D. Schnuck Mgmt For For For
13 Elect Director Patrick T. Stokes Mgmt For For For
14 Ratify Auditors Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
17 Advisory Vote to Ratify Directors' ShrHldr Against Against For
Compensation
Unilever plc
Ticker Security ID: Meeting Date Meeting Status
ULVR CINS G92087165 05/11/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Remuneration Report Mgmt For For For
3 Re-elect Paul Polman as Director Mgmt For For For
4 Re-elect Jean-Marc Huet as Director Mgmt For For For
5 Re-elect Louise Fresco as Director Mgmt For For For
6 Re-elect Ann Fudge as Director Mgmt For For For
7 Re-elect Charles Golden as Director Mgmt For For For
8 Re-elect Byron Grote as Director Mgmt For For For
9 Re-elect Hixonia Nyasulu as Director Mgmt For For For
10 Re-elect Sir Malcolm Rifkind as Mgmt For For For
Director
11 Re-elect Kees Storm as Director Mgmt For For For
12 Re-elect Michael Treschow as Director Mgmt For For For
13 Re-elect Paul Walsh as Director Mgmt For For For
14 Elect Sunil Bharti Mittal as Director Mgmt For For For
15 Reappoint PricewaterhouseCoopers LLP Mgmt For For For
as
Auditors
16 Authorise Board to Fix Remuneration Mgmt For For For
of
Auditors
17 Authorise Issue of Equity with Mgmt For For For
Pre-emptive
Rights
18 Authorise Issue of Equity without Mgmt For For For
Pre-emptive
Rights
19 Authorise Market Purchase Mgmt For For For
20 Authorise EU Political Donations and Mgmt For For For
Expenditure
21 Authorise the Company to Call EGM Mgmt For For For
with Two Weeks'
Notice
22 Amend Articles of Association Mgmt For For For
Verizon
Communications
Inc.
Ticker Security ID: Meeting Date Meeting Status
VZ CUSIP 92343V104 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Richard L. Carrion Mgmt For For For
2 Elect Director M. Frances Keeth Mgmt For For For
3 Elect Director Robert W. Lane Mgmt For For For
4 Elect Director Lowell C. Mcadam Mgmt For For For
5 Elect Director Sandra O. Moose Mgmt For For For
6 Elect Director Joseph Neubauer Mgmt For For For
7 Elect Director Donald T. Nicolaisen Mgmt For For For
8 Elect Director Clarence Otis, Jr. Mgmt For For For
9 Elect Director Hugh B. Price Mgmt For For For
10 Elect Director Ivan G. Seidenberg Mgmt For For For
11 Elect Director Rodney E. Slater Mgmt For For For
12 Elect Director John W. Snow Mgmt For For For
13 Ratify Auditors Mgmt For For For
14 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
16 Disclose Prior Government Service ShrHldr Against Against For
17 Performance-Based Equity Awards ShrHldr Against Against For
18 Restore or Provide for Cumulative ShrHldr Against Against For
Voting
19 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special
Meetings
Weatherford
International
Ltd.
Ticker Security ID: Meeting Date Meeting Status
WFT CINS H27013103 05/25/2011 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Discharge of Board and Mgmt For For For
Senior
Management
3.1 Reelect Bernard Duroc-Danner as Mgmt For For For
Director
3.2 Reelect Samuel Bodman, III as Mgmt For For For
Director
3.3 Reelect Nicholas Brady as Director Mgmt For For For
3.4 Reelect David Butters as Director Mgmt For For For
3.5 Reelect William Macaulay as Director Mgmt For For For
3.6 Reelect Robert Millard as Director Mgmt For For For
3.7 Reelect Robert Moses, Jr. as Director Mgmt For For For
3.8 Reelect Guilliermo Ortiz as Director Mgmt For For For
3.9 Reelect Emyr Parry as Director Mgmt For For For
3.10 Reelect Robert Rayne as Director Mgmt For For For
4 Ratify Auditors Mgmt For For For
5 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
WellPoint, Inc.
Ticker Security ID: Meeting Date Meeting Status
WLP CUSIP 94973V107 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Angela F. Braly Mgmt For For For
1.2 Elect Director Warren Y. Jobe Mgmt For For For
1.3 Elect Director William G. Mays Mgmt For For For
1.4 Elect Director William J. Ryan Mgmt For For For
2 Ratify Auditors Mgmt For For For
3.1 Reduce Supermajority Vote Mgmt For For For
Requirement Relating to Vote
Requirement
3.2 Reduce Supermajority Vote Mgmt For For For
Requirement Relating to Removal of
Directors
3.3 Opt Out of State's Control Share Mgmt For For For
Acquisition
Law
3.4 Amend Articles of Incorporation to Mgmt For For For
Remove Certain Obsolete
Provisions
3.5 Amend Articles of Incorporation to Mgmt For For For
Remove Other Obsolete Provisions
and Make Conforming
Changes
4 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
6 Feasibility Study for Converting to ShrHldr Against Against For
Nonprofit
Status
7 Reincorporate in Another State [from ShrHldr Against Against For
Indiana to
Delaware]
8 Require Independent Board Chairman ShrHldr Against Against For
Wells Fargo &
Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election Director John D. Baker II Mgmt For For For
2 Election Director John S. Chen Mgmt For For For
3 Election Director Lloyd H. Dean Mgmt For For For
4 Election Director Susan E. Engel Mgmt For For For
5 Election Director Enrique Hernandez, Mgmt For For For
Jr.
6 Election Director Donald M. James Mgmt For For For
7 Election Director Mackey J. McDonald Mgmt For For For
8 Election Director Cynthia H. Milligan Mgmt For For For
9 Elect Director Nicholas G. Moore Mgmt For For For
10 Elect Director Philip J. Quigley Mgmt For For For
11 Elect Director Judith M. Runstad Mgmt For For For
12 Elect Director Stephen W. Sanger Mgmt For For For
13 Elect Director John G. Stumpf Mgmt For For For
14 Elect Director an G. Swenson Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
17 Ratify Auditors Mgmt For For For
18 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special
Meetings
19 Provide for Cumulative Voting ShrHldr Against Against For
20 Require Independent Board Chairman ShrHldr Against Against For
21 Advisory Vote to Ratify Directors' ShrHldr Against Against For
Compensation
22 Require Audit Committee Review and ShrHldr Against Against For
Report on Controls Related to
Loans, Foreclosure and
Securitizations
Xerox Corporation
Ticker Security ID: Meeting Date Meeting Status
XRX CUSIP 984121103 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Glenn A. Britt Mgmt For For For
2 Elect Director Ursula M. Burns Mgmt For For For
3 Elect Director Richard J. Harrington Mgmt For For For
4 Elect Director William Curt Hunter Mgmt For For For
5 Elect Director Robert J. Keegan Mgmt For For For
6 Elect Director Robert A. McDonald Mgmt For For For
7 Elect Director N.J. Nicholas, Jr. Mgmt For For For
8 Elect Director Charles Prince Mgmt For For For
9 Elect Director Ann N. Reese Mgmt For For For
10 Elect Director Mary Agnes Wilderotter Mgmt For For For
11 Ratify Auditors Mgmt For For For
12 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
Manager Sleeve : Growth LV Miller Howard
07/01/2010 - 6/30/2011
Abbott
Laboratories
Ticker Security ID: Meeting Date Meeting Status
CUSIP 002824100 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : R.J. ALPERN Mgmt For For For
1.2 DIRECTOR : R.S. AUSTIN Mgmt For For For
1.3 DIRECTOR : W.J. FARRELL Mgmt For For For
1.4 DIRECTOR : H.L. FULLER Mgmt For For For
1.5 DIRECTOR : E.M. LIDDY Mgmt For For For
1.6 DIRECTOR : P.N. NOVAKOVIC Mgmt For For For
1.7 DIRECTOR : W.A. OSBORN Mgmt For For For
1.8 DIRECTOR : S.C. SCOTT III Mgmt For For For
1.9 DIRECTOR : G.F. TILTON Mgmt For For For
1.10 DIRECTOR : M.D. WHITE Mgmt For For For
2 RATIFICATION OF DELOITTE & TOUCHE Mgmt For For For
LLP AS
AUDITORS.
3 SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For Against Against
APPROVAL OF EXECUTIVE
COMPENSATION.
4 SAY WHEN ON PAY - AN ADVISORY VOTE Mgmt 1 Year 1 Year For
ON THE APPROVAL OF THE FREQUENCY OF
SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
5 SHAREHOLDER PROPOSAL - ShrHldr Against For Against
PHARMACEUTICAL
PRICING.
American Water
Works Company,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 030420103 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: STEPHEN P. ADIK Mgmt For For For
2 ELECTION OF DIRECTOR: MARTHA CLARK Mgmt For For For
GOSS
3 ELECTION OF DIRECTOR: JULIE A. DOBSON Mgmt For For For
4 ELECTION OF DIRECTOR: RICHARD R. Mgmt For For For
GRIGG
5 ELECTION OF DIRECTOR: JULIA L. Mgmt For For For
JOHNSON
6 ELECTION OF DIRECTOR: GEORGE Mgmt For For For
MACKENZIE
7 ELECTION OF DIRECTOR: WILLIAM J. Mgmt For For For
MARRAZZO
8 ELECTION OF DIRECTOR: JEFFRY E. Mgmt For For For
STERBA
9 RATIFICATION OF THE APPOINTMENT OF Mgmt For For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR
ENDED DECEMBER 31,
2011.
10 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION.
11 ADVISORY VOTE ON FREQUENCY OF Mgmt 1 Year 1 Year For
EXECUTIVE COMPENSATION
VOTES.
Annaly Capital
Management,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 035710409 06/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 NOT VALID-VOTING ON DIRECTORS HAS Mgmt For For For
ALREADY CLOSED. ANY VOTES ON THIS
PROPOSAL WILL NOT BE
COUNTED
2 NOT VALID-VOTING ON DIRECTORS HAS Mgmt For Against Against
ALREADY CLOSED. ANY VOTES ON THIS
PROPOSAL WILL NOT BE
COUNTED
3 NOT VALID-VOTING ON DIRECTORS HAS Mgmt For Against Against
ALREADY CLOSED. ANY VOTES ON THIS
PROPOSAL WILL NOT BE
COUNTED
4 A PROPOSAL TO AMEND OUR CHARTER TO Mgmt For Against Against
INCREASE THE NUMBER OF AUTHORIZED
SHARES TO 2,000,000,000
SHARES.
5 NOT VALID-VOTING ON THIS PROPOSAL Mgmt For Against Against
HAS ALREADY CLOSED. ANY VOTES ON
THIS PROPOSAL GOING FORWARD WILL
NOT BE
COUNTED
6 NOT VALID-VOTING ON THIS PROPOSAL Mgmt 3 Years 1 Year Against
HAS ALREADY CLOSED. ANY VOTES ON
THIS PROPOSAL GOING FORWARD WILL
NOT BE
COUNTED
7 NOT VALID-VOTING ON THIS PROPOSAL Mgmt For For For
HAS ALREADY CLOSED. ANY VOTES ON
THIS PROPOSAL GOING FORWARD WILL
NOT BE
COUNTED
At&T Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 00206R102 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: RANDALL L. Mgmt For For For
STEPHENSON
2 ELECTION OF DIRECTOR: GILBERT F. Mgmt For For For
AMELIO
3 ELECTION OF DIRECTOR: REUBEN V. Mgmt For For For
ANDERSON
4 ELECTION OF DIRECTOR: JAMES H. Mgmt For For For
BLANCHARD
5 ELECTION OF DIRECTOR: JAIME CHICO Mgmt For For For
PARDO
6 ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For For
7 ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For For
8 ELECTION OF DIRECTOR: LYNN M. MARTIN Mgmt For For For
9 ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For For
10 ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For For
11 ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For For
12 ELECTION OF DIRECTOR: LAURA D'ANDREA Mgmt For For For
TYSON
13 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT
AUDITORS.
14 APPROVE 2011 INCENTIVE PLAN. Mgmt For For For
15 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION.
16 ADVISORY VOTE ON FREQUENCY OF VOTE Mgmt 3 Years 1 Year Against
ON EXECUTIVE
COMPENSATION.
17 POLITICAL CONTRIBUTIONS. ShrHldr Against For Against
18 SPECIAL STOCKHOLDER MEETINGS. ShrHldr Against Against For
19 WRITTEN CONSENT. ShrHldr Against For Against
Bank Of Montreal
Ticker Security ID: Meeting Date Meeting Status
CUSIP 063671101 03/22/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : ROBERT M. ASTLEY Mgmt For For For
1.2 DIRECTOR : DAVID R. BEATTY Mgmt For For For
1.3 DIRECTOR : SOPHIE BROCHU Mgmt For For For
1.4 DIRECTOR : ROBERT CHEVRIER Mgmt For For For
1.5 DIRECTOR : GEORGE A. COPE Mgmt For For For
1.6 DIRECTOR : WILLIAM A. DOWNE Mgmt For For For
1.7 DIRECTOR : CHRISTINE A. EDWARDS Mgmt For For For
1.8 DIRECTOR : RONALD H. FARMER Mgmt For For For
1.9 DIRECTOR : DAVID A. GALLOWAY Mgmt For For For
1.10 DIRECTOR : HAROLD N. KVISLE Mgmt For For For
1.11 DIRECTOR : BRUCE H. MITCHELL Mgmt For For For
1.12 DIRECTOR : PHILIP S. ORSINO Mgmt For For For
1.13 DIRECTOR : MARTHA C. PIPER Mgmt For For For
1.14 DIRECTOR : J. ROBERT S. PRICHARD Mgmt For For For
1.15 DIRECTOR : GUYLAINE SAUCIER Mgmt For For For
1.16 DIRECTOR : DON M. WILSON III Mgmt For For For
2 APPOINTMENT OF SHAREHOLDERS' AUDITORS Mgmt For For For
3 AMENDMENTS TO THE BANK'S BY-LAWS Mgmt For For For
4 ADVISORY VOTE ON THE BANK'S APPROACH Mgmt For For For
TO EXECUTIVE
COMPENSATION
5 SHAREHOLDER PROPOSAL NO. 1 ShrHldr Against Against For
6 SHAREHOLDER PROPOSAL NO. 2 ShrHldr Against Against For
7 SHAREHOLDER PROPOSAL NO. 3 ShrHldr Against Against For
8 SHAREHOLDER PROPOSAL NO. 4 ShrHldr Against Against For
Bce Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 05534B760 05/12/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : B.K. ALLEN Mgmt For For For
1.2 DIRECTOR : A. BERARD Mgmt For For For
1.3 DIRECTOR : R.A. BRENNEMAN Mgmt For For For
1.4 DIRECTOR : S. BROCHU Mgmt For For For
1.5 DIRECTOR : R.E. BROWN Mgmt For For For
1.6 DIRECTOR : G.A. COPE Mgmt For For For
1.7 DIRECTOR : A.S. FELL Mgmt For For For
1.8 DIRECTOR : E.C. LUMLEY Mgmt For For For
1.9 DIRECTOR : T.C. O'NEILL Mgmt For For For
1.10 DIRECTOR : R.C. SIMMONDS Mgmt For For For
1.11 DIRECTOR : C. TAYLOR Mgmt For For For
1.12 DIRECTOR : P.R. WEISS Mgmt For For For
2 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For For
AS
AUDITORS.
3 RESOLVED, ON AN ADVISORY BASIS AND Mgmt For For For
NOT TO DIMINISH THE ROLE AND
RESPONSIBILITIES OF THE BOARD OF
DIRECTORS, THAT THE SHAREHOLDERS
ACCEPT THE APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE 2011
MANAGEMENT PROXY CIRCULAR DATED
MARCH 10, 2011
DELIVERED
4 CRITICAL MASS OF QUALIFIED WOMEN ON ShrHldr Against For Against
BOARD.
5 EQUITY RATIO. ShrHldr Against For Against
6 ADDITIONAL INFORMATION ON COMPARATOR ShrHldr Against For Against
GROUPS.
Bristol-Myers
Squibb
Company
Ticker Security ID: Meeting Date Meeting Status
CUSIP 110122108 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: L. ANDREOTTI Mgmt For For For
2 ELECTION OF DIRECTOR: L.B. CAMPBELL Mgmt For For For
3 ELECTION OF DIRECTOR: J.M. CORNELIUS Mgmt For For For
4 ELECTION OF DIRECTOR: L.J. FREEH Mgmt For Against Against
5 ELECTION OF DIRECTOR: L.H. GLIMCHER, Mgmt For For For
M.D.
6 ELECTION OF DIRECTOR: M. GROBSTEIN Mgmt For For For
7 ELECTION OF DIRECTOR: L. JOHANSSON Mgmt For For For
8 ELECTION OF DIRECTOR: A.J. LACY Mgmt For For For
9 ELECTION OF DIRECTOR: V.L. SATO, Mgmt For For For
PH.D.
10 ELECTION OF DIRECTOR: E. SIGAL, Mgmt For For For
M.D.,
PH.D.
11 ELECTION OF DIRECTOR: T.D. WEST, JR. Mgmt For For For
12 ELECTION OF DIRECTOR: R.S. WILLIAMS, Mgmt For For For
M.D.
13 RATIFICATION OF THE APPOINTMENT OF Mgmt For For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING
FIRM
14 ADVISORY VOTE ON THE COMPENSATION OF Mgmt For For For
OUR NAMED EXECUTIVE
OFFICERS
15 ADVISORY VOTE ON THE FREQUENCY OF Mgmt 3 Years 1 Year Against
THE ADVISORY VOTE ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
16 EXECUTIVE COMPENSATION DISCLOSURE ShrHldr Against For Against
17 SHAREHOLDER ACTION BY WRITTEN CONSENT ShrHldr Against For Against
18 PHARMACEUTICAL PRICE RESTRAINT ShrHldr Against For Against
Cincinnati
Financial
Corporation
Ticker Security ID: Meeting Date Meeting Status
CUSIP 172062101 04/30/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : KENNETH C. LICHTENDAHL Mgmt For For For
1.2 DIRECTOR : W. RODNEY MCMULLEN Mgmt For For For
1.3 DIRECTOR : THOMAS R. SCHIFF Mgmt For For For
1.4 DIRECTOR : JOHN F. STEELE, JR. Mgmt For For For
2 RATIFYING THE SELECTION OF DELOITTE Mgmt For For For
& TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR
2011.
3 VOTING ON A NONBINDING PROPOSAL TO Mgmt For For For
APPROVE THE COMPENSATION FOR THE
COMPANY'S NAMED EXECUTIVE
OFFICERS.
4 VOTING ON A NONBINDING PROPOSAL TO Mgmt 1 Year 1 Year For
ESTABLISH THE FREQUENCY OF FUTURE
NONBINDING VOTES ON EXECUTIVE
COMPENSATION.
5 RE-APPROVING THE PERFORMANCE Mgmt For For For
OBJECTIVES CONTAINED IN THE
CINCINNATI FINANCIAL CORPORATION
STOCK PLAN OF
2006.
Cinemark
Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 17243V102 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : STEVEN P. ROSENBERG Mgmt For For For
1.2 DIRECTOR : ENRIQUE F. SENIOR Mgmt For For For
1.3 DIRECTOR : DONALD G. SODERQUIST Mgmt For For For
1.4 DIRECTOR : ROGER T. STAUBACH Mgmt For For For
2 APPROVAL AND RATIFICATION OF THE Mgmt For For For
APPOINTMENT OF DELOITTE & TOUCHE,
LLP, AS THE INDEPENDENT REGISTERED
PUBLIC
ACCOUNTANT.
3 APPROVAL OF THE NON-BINDING, Mgmt For For For
ADVISORY RESOLUTION REGARDING
EXECUTIVE
COMPENSATION.
4 RECOMMENDATION ON THE FREQUENCY OF Mgmt 1 Year 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
Digital Realty
Trust,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 253868103 04/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : RICHARD A. MAGNUSON Mgmt For For For
1.2 DIRECTOR : MICHAEL F. FOUST Mgmt For For For
1.3 DIRECTOR : LAURENCE A. CHAPMAN Mgmt For For For
1.4 DIRECTOR : KATHLEEN EARLEY Mgmt For Withhold Against
1.5 DIRECTOR : RUANN F. ERNST, PH.D. Mgmt For For For
1.6 DIRECTOR : DENNIS E. SINGLETON Mgmt For For For
1.7 DIRECTOR : ROBERT H. ZERBST Mgmt For For For
2 RATIFYING THE SELECTION OF KPMG LLP Mgmt For For For
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31,
2011.
3 THE APPROVAL, ON A NON-BINDING, Mgmt For For For
ADVISORY BASIS, OF THE COMPENSATION
OF OUR NAMED EXECUTIVE
OFFICERS.
4 RECOMMENDATION, ON A NON-BINDING, Mgmt 3 Years 1 Year Against
ADVISORY BASIS, OF THE FREQUENCY OF
HOLDING FUTURE ADVISORY VOTES ON
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS (EVERY ONE, TWO
OR THREE
YEARS).
Eli Lilly And
Company
Ticker Security ID: Meeting Date Meeting Status
CUSIP 532457108 04/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR FOR THREE-YEAR Mgmt For For For
TERM: M.L.
ESKEW
2 ELECTION OF DIRECTOR FOR THREE-YEAR Mgmt For For For
TERM: A.G.
GILMAN
3 ELECTION OF DIRECTOR FOR THREE-YEAR Mgmt For Against Against
TERM: K.N.
HORN
4 ELECTION OF DIRECTOR FOR THREE-YEAR Mgmt For For For
TERM: J.C.
LECHLEITER
5 RATIFICATION OF THE APPOINTMENT BY Mgmt For For For
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF ERNST & YOUNG LLP AS
PRINCIPAL INDEPENDENT AUDITOR FOR
2011.
6 APPROVE, BY NON-BINDING VOTE, 2010 Mgmt For Against Against
COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE
OFFICERS.
7 RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES
ON EXECUTIVE
COMPENSATION.
8 APPROVE AMENDMENTS TO THE ARTICLES Mgmt For For For
OF INCORPORATION TO PROVIDE FOR
ANNUAL ELECTION OF ALL
DIRECTORS.
9 APPROVE AMENDMENTS TO THE ARTICLES Mgmt For For For
OF INCORPORATION TO ELIMINATE ALL
SUPERMAJORITY VOTING
REQUIREMENTS.
10 APPROVE THE EXECUTIVE OFFICER Mgmt For For For
INCENTIVE
PLAN.
Enerplus
Corporation
Ticker Security ID: Meeting Date Meeting Status
CUSIP 292766102 05/13/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : EDWIN V. DODGE Mgmt For For For
1.2 DIRECTOR : ROBERT B. HODGINS Mgmt For Withhold Against
1.3 DIRECTOR : GORDON J. KERR Mgmt For For For
1.4 DIRECTOR : DOUGLAS R. MARTIN Mgmt For For For
1.5 DIRECTOR : DAVID P. O'BRIEN Mgmt For For For
1.6 DIRECTOR : ELLIOTT PEW Mgmt For For For
1.7 DIRECTOR : GLEN D. ROANE Mgmt For Withhold Against
1.8 DIRECTOR : W.C. (MIKE) SETH Mgmt For For For
1.9 DIRECTOR : DONALD T. WEST Mgmt For For For
1.10 DIRECTOR : HARRY B. WHEELER Mgmt For For For
1.11 DIRECTOR : CLAYTON H. WOITAS Mgmt For For For
1.12 DIRECTOR : ROBERT L. ZORICH Mgmt For For For
2 TO APPOINT DELOITTE & TOUCHE LLP, Mgmt For For For
CHARTERED ACCOUNTANTS, AS AUDITORS
OF THE
CORPORATION.
Enerplus
Resources
Fund
Ticker Security ID: Meeting Date Meeting Status
CUSIP 29274D604 12/09/2010 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 TO CONSIDER AND, IF THOUGHT Mgmt For For For
ADVISABLE, TO PASS, WITH OR WITHOUT
VARIATION, A SPECIAL RESOLUTION
(THE ARRANGEMENT RESOLUTION"), THE
FULL TEXT OF WHICH IS SET FORTH IN
APPENDIX "C" TO THE ACCOMPANYING
INFORMATION CIRCULAR AND PROXY
STATEMENT OF THE FUND
DAT
2 IF THE ARRANGEMENT RESOLUTION IS Mgmt For For For
PASSED, TO CONSIDER AND, IF THOUGHT
ADVISABLE, TO PASS, WITH OR WITHOUT
VARIATION, AN ORDINARY RESOLUTION,
THE FULL TEXT OF WHICH IS SET FORTH
IN THE INFORMATION CIRCULAR, TO
APPROVE A STOCK OPTION PLAN, A COPY
OF WHICH
IS
3 IF THE ARRANGEMENT RESOLUTION IS Mgmt For For For
PASSED, TO CONSIDER AND, IF THOUGHT
ADVISABLE, TO PASS, WITH OR WITHOUT
VARIATION, AN ORDINARY RESOLUTION,
THE FULL TEXT OF WHICH IS SET FORTH
IN THE INFORMATION CIRCULAR, TO
APPROVE A SHAREHOLDER RIGHTS PLAN
FOR NEWCO
TO
Glaxosmithkline
Plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP 37733W105 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 TO RECEIVE AND ADOPT THE DIRECTORS' Mgmt For For For
REPORT AND THE FINANCIAL
STATEMENTS
2 TO APPROVE THE REMUNERATION REPORT Mgmt For For For
3 TO ELECT MR SIMON DINGEMANS AS A Mgmt For For For
DIRECTOR
4 TO ELECT MS STACEY CARTWRIGHT AS A Mgmt For For For
DIRECTOR
5 TO ELECT MS JUDY LEWENT AS A DIRECTOR Mgmt For For For
6 TO RE-ELECT SIR CHRISTOPHER GENT AS Mgmt For Against Against
A
DIRECTOR
7 TO RE-ELECT MR ANDREW WITTY AS A Mgmt For For For
DIRECTOR
8 TO RE-ELECT PROFESSOR SIR ROY Mgmt For For For
ANDERSON AS A
DIRECTOR
9 TO RE-ELECT DR STEPHANIE BURNS AS A Mgmt For For For
DIRECTOR
10 TO RE-ELECT MR LARRY CULP AS A Mgmt For Against Against
DIRECTOR
11 TO RE-ELECT SIR CRISPIN DAVIS AS A Mgmt For For For
DIRECTOR
12 TO RE-ELECT SIR DERYCK MAUGHAN AS A Mgmt For Against Against
DIRECTOR
13 TO RE-ELECT MR JAMES MURDOCH AS A Mgmt For Against Against
DIRECTOR
14 TO RE-ELECT DR DANIEL PODOLSKY AS A Mgmt For For For
DIRECTOR
15 TO RE-ELECT DR MONCEF SLAOUI AS A Mgmt For For For
DIRECTOR
16 TO RE-ELECT MR TOM DE SWAAN AS A Mgmt For Against Against
DIRECTOR
17 TO RE-ELECT SIR ROBERT WILSON AS A Mgmt For For For
DIRECTOR
18 TO RE-APPOINT AUDITORS Mgmt For For For
19 TO DETERMINE REMUNERATION OF AUDITORS Mgmt For For For
20 TO AUTHORISE THE COMPANY AND ITS Mgmt For For For
SUBSIDIARIES TO MAKE DONATIONS TO
POLITICAL ORGANISATIONS AND INCUR
POLITICAL
EXPENDITURE
21 TO AUTHORISE ALLOTMENT OF SHARES Mgmt For For For
22 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For For
23 TO AUTHORISE THE COMPANY TO PURCHASE Mgmt For For For
ITS OWN
SHARES
24 TO AUTHORISE EXEMPTION FROM Mgmt For For For
STATEMENT OF NAME OF SENIOR
STATUTORY
AUDITOR
25 TO AUTHORISE REDUCED NOTICE OF A Mgmt For Against Against
GENERAL MEETING OTHER THAN AN
AGM
Hcp, Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 40414L109 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: JAMES F. Mgmt For For For
FLAHERTY
III
2 ELECTION OF DIRECTOR: CHRISTINE N. Mgmt For For For
GARVEY
3 ELECTION OF DIRECTOR: DAVID B. HENRY Mgmt For For For
4 ELECTION OF DIRECTOR: LAURALEE E. Mgmt For For For
MARTIN
5 ELECTION OF DIRECTOR: MICHAEL D. Mgmt For For For
MCKEE
6 ELECTION OF DIRECTOR: PETER L. RHEIN Mgmt For For For
7 ELECTION OF DIRECTOR: KENNETH B. Mgmt For For For
ROATH
8 ELECTION OF DIRECTOR: RICHARD M. Mgmt For For For
ROSENBERG
9 ELECTION OF DIRECTOR: JOSEPH P. Mgmt For For For
SULLIVAN
10 RATIFICATION OF THE APPOINTMENT OF Mgmt For For For
DELOITTE & TOUCHE LLP AS HCP'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31,
2011.
11 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION.
12 ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
CUSIP 458140100 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: CHARLENE Mgmt For Against Against
BARSHEFSKY
2 ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For For For
3 ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt For For For
4 ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For For
5 ELECTION OF DIRECTOR: PAUL S. Mgmt For For For
OTELLINI
6 ELECTION OF DIRECTOR: JAMES D. Mgmt For For For
PLUMMER
7 ELECTION OF DIRECTOR: DAVID S. Mgmt For For For
POTTRUCK
8 ELECTION OF DIRECTOR: JANE E. SHAW Mgmt For For For
9 ELECTION OF DIRECTOR: FRANK D. YEARY Mgmt For For For
10 ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For Against Against
11 RATIFICATION OF SELECTION OF ERNST & Mgmt For For For
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR CURRENT
YEAR
12 AMENDMENT AND EXTENSION OF THE 2006 Mgmt For For For
EQUITY INCENTIVE
PLAN
13 AMENDMENT AND EXTENSION OF THE 2006 Mgmt For For For
STOCK PURCHASE
PLAN
14 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
15 ADVISORY VOTE ON THE FREQUENCY OF Mgmt TNA 1 Year N/A
HOLDING FUTURE ADVISORY VOTES ON
EXECUTIVE
COMPENSATION
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
CUSIP 478160104 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: MARY SUE Mgmt For Against Against
COLEMAN
2 ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For For
3 ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For For
4 ELECTION OF DIRECTOR: MICHAEL M.E. Mgmt For Against Against
JOHNS
5 ELECTION OF DIRECTOR: SUSAN L. Mgmt For For For
LINDQUIST
6 ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For Against Against
7 ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For For
8 ELECTION OF DIRECTOR: WILLIAM D. Mgmt For Against Against
PEREZ
9 ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For Against Against
10 ELECTION OF DIRECTOR: DAVID SATCHER Mgmt For For For
11 ELECTION OF DIRECTOR: WILLIAM C. Mgmt For For For
WELDON
12 RATIFICATION OF APPOINTMENT OF Mgmt For For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR
2011
13 ADVISORY VOTE ON NAMED EXECUTIVE Mgmt For For For
OFFICER
COMPENSATION
14 ADVISORY VOTE ON FREQUENCY OF Mgmt 1 Year 1 Year For
ADVISORY VOTE ON NAMED EXECUTIVE
OFFICER
COMPENSATION
15 SHAREHOLDER PROPOSAL ON ShrHldr Against For Against
PHARMACEUTICAL PRICE
RESTRAINT
16 SHAREHOLDER PROPOSAL ON AMENDMENT TO ShrHldr Against For Against
COMPANY'S EQUAL EMPLOYMENT
OPPORTUNITY
POLICY
17 SHAREHOLDER PROPOSAL ON ADOPTING ShrHldr Against For Against
NON-ANIMAL METHODS FOR
TRAINING
Meadwestvaco
Corporation
Ticker Security ID: Meeting Date Meeting Status
CUSIP 583334107 04/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: MICHAEL E. Mgmt For For For
CAMPBELL
2 ELECTION OF DIRECTOR: DR. THOMAS W. Mgmt For For For
COLE,
JR.
3 ELECTION OF DIRECTOR: JAMES G. KAISER Mgmt For For For
4 ELECTION OF DIRECTOR: RICHARD B. Mgmt For For For
KELSON
5 ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For For
6 ELECTION OF DIRECTOR: SUSAN J. KROPF Mgmt For For For
7 ELECTION OF DIRECTOR: DOUGLAS S. LUKE Mgmt For For For
8 ELECTION OF DIRECTOR: JOHN A. LUKE, Mgmt For For For
JR.
9 ELECTION OF DIRECTOR: ROBERT C. Mgmt For For For
MCCORMACK
10 ELECTION OF DIRECTOR: TIMOTHY H. Mgmt For For For
POWERS
11 ELECTION OF DIRECTOR: JANE L. WARNER Mgmt For For For
12 THE RATIFICATION OF THE APPOINTMENT Mgmt For For For
OF OUR INDEPENDENT ACCOUNTING
FIRM.
13 APPROVAL OF AN AMENDMENT AND Mgmt For For For
RESTATEMENT OF THE MEADWESTVACO
CORPORATION 2005 PERFORMANCE
INCENTIVE
PLAN.
14 APPROVAL OF AN ADVISORY RESOLUTION Mgmt For For For
ON EXECUTIVE
COMPENSATION.
15 APPROVAL OF AN ADVISORY VOTE ON THE Mgmt 1 Year 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES
ON EXECUTIVE
COMPENSATION.
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 58933Y105 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For For
2 ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For For
3 ELECTION OF DIRECTOR: RICHARD T. Mgmt For For For
CLARK
4 ELECTION OF DIRECTOR: KENNETH C. Mgmt For For For
FRAZIER
5 ELECTION OF DIRECTOR: THOMAS H. Mgmt For For For
GLOCER
6 ELECTION OF DIRECTOR: STEVEN F. Mgmt For For For
GOLDSTONE
7 ELECTION OF DIRECTOR: WILLIAM B. Mgmt For For For
HARRISON.
JR.
8 ELECTION OF DIRECTOR: HARRY R. Mgmt For For For
JACOBSON
9 ELECTION OF DIRECTOR: WILLIAM N. Mgmt For For For
KELLEY
10 ELECTION OF DIRECTOR: C. ROBERT Mgmt For For For
KIDDER
11 ELECTION OF DIRECTOR: ROCHELLE B. Mgmt For For For
LAZARUS
12 ELECTION OF DIRECTOR: CARLOS E. Mgmt For For For
REPRESAS
13 ELECTION OF DIRECTOR: PATRICIA F. Mgmt For For For
RUSSO
14 ELECTION OF DIRECTOR: THOMAS E. SHENK Mgmt For For For
15 ELECTION OF DIRECTOR: ANNE M. TATLOCK Mgmt For For For
16 ELECTION OF DIRECTOR: CRAIG B. Mgmt For For For
THOMPSON
17 ELECTION OF DIRECTOR: WENDELL P. Mgmt For For For
WEEKS
18 ELECTION OF DIRECTOR: PETER C. Mgmt For For For
WENDELL
19 RATIFICATION OF THE APPOINTMENT OF Mgmt For For For
THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR
2011.
20 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION.
21 ADVISORY VOTE ON THE FREQUENCY OF Mgmt 3 Years 1 Year Against
FUTURE VOTES ON EXECUTIVE
COMPENSATION.
Microchip
Technology
Incorporated
Ticker Security ID: Meeting Date Meeting Status
CUSIP 595017104 08/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : STEVE SANGHI Mgmt For For For
1.2 DIRECTOR : ALBERT J. HUGO-MARTINEZ Mgmt For For For
1.3 DIRECTOR : L.B. DAY Mgmt For For For
1.4 DIRECTOR : MATTHEW W. CHAPMAN Mgmt For For For
1.5 DIRECTOR : WADE F. MEYERCORD Mgmt For Withhold Against
2 PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For For
OF ERNST & YOUNG LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF MICROCHIP FOR
THE FISCAL YEAR ENDING MARCH 31,
2011.
National Grid Plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP 636274300 07/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 TO RECEIVE THE ANNUAL REPORT AND Mgmt For For For
ACCOUNTS
2 TO DECLARE A FINAL DIVIDEND Mgmt For For For
3 TO RE-ELECT SIR JOHN PARKER Mgmt For Against Against
4 TO RE-ELECT STEVE HOLLIDAY Mgmt For For For
5 TO RE-ELECT KEN HARVEY Mgmt For For For
6 TO RE-ELECT STEVE LUCAS Mgmt For For For
7 TO RE-ELECT STEPHEN PETTIT Mgmt For For For
8 TO RE-ELECT NICK WINSER Mgmt For For For
9 TO RE-ELECT GEORGE ROSE Mgmt For Against Against
10 TO RE-ELECT TOM KING Mgmt For For For
11 TO RE-ELECT MARIA RICHTER Mgmt For For For
12 TO RE-ELECT JOHN ALLAN Mgmt For For For
13 TO RE-ELECT LINDA ADAMANY Mgmt For For For
14 TO RE-ELECT MARK FAIRBAIRN Mgmt For For For
15 TO RE-ELECT PHILIP AIKEN Mgmt For For For
16 TO REAPPOINT THE AUDITORS Mgmt For For For
PRICEWATERHOUSECOOPERS
LLP
17 TO AUTHORISE THE DIRECTORS TO SET Mgmt For For For
THE AUDITORS'
REMUNERATION
18 TO APPROVE THE DIRECTORS Mgmt For For For
REMUNERATION
REPORT
19 TO AUTHORISE THE DIRECTORS TO ALLOT Mgmt For For For
ORDINARY
SHARES
20 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For For
21 TO AUTHORISE THE COMPANY TO PURCHASE Mgmt For For For
ITS OWN ORDINARY
SHARES
22 TO AUTHORISE THE DIRECTORS TO HOLD Mgmt For Against Against
GENERAL MEETINGS ON 14 CLEAR DAYS'
NOTICE
Nisource Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 65473P105 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: RICHARD A. Mgmt For For For
ABDOO
2 ELECTION OF DIRECTOR: STEVEN C. Mgmt For For For
BEERING
3 ELECTION OF DIRECTOR: MICHAEL E. Mgmt For For For
JESANIS
4 ELECTION OF DIRECTOR: MARTY R. Mgmt For For For
KITTRELL
5 ELECTION OF DIRECTOR: W. LEE NUTTER Mgmt For For For
6 ELECTION OF DIRECTOR: DEBORAH S. Mgmt For For For
PARKER
7 ELECTION OF DIRECTOR: IAN M. ROLLAND Mgmt For For For
8 ELECTION OF DIRECTOR: ROBERT C. Mgmt For For For
SKAGGS,
JR.
9 ELECTION OF DIRECTOR: RICHARD L. Mgmt For For For
THOMPSON
10 ELECTION OF DIRECTOR: CAROLYN Y. WOO Mgmt For For For
11 TO RATIFY THE APPOINTMENT OF Mgmt For For For
DELOITTE & TOUCHE LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC
ACCOUNTANTS.
12 TO CONSIDER AN ADVISORY VOTE ON Mgmt For For For
EXECUTIVE
COMPENSATION.
13 TO CONSIDER AN ADVISORY VOTE ON THE Mgmt 1 Year 1 Year For
FREQUENCY OF THE ADVISORY VOTE ON
EXECUTIVE
COMPENSATION.
14 TO CONSIDER A STOCKHOLDER PROPOSAL ShrHldr Against For Against
REGARDING STOCKHOLDER ACTION BY
WRITTEN
CONSENT.
Northeast
Utilities
Ticker Security ID: Meeting Date Meeting Status
CUSIP 664397106 03/04/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 PROPOSAL TO ADOPT THE AGREEMENT AND Mgmt For For For
PLAN OF MERGER, BY AND AMONG
NORTHEAST UTILITIES, NU HOLDING
ENERGY 1 LLC, NU HOLDING ENERGY 2
LLC AND NSTAR, AS AMENDED AND AS IT
MAY BE AMENDED FURTHER, AND APPROVE
THE MERGER, INCLUDING THE ISSUANCE
OF NORTHEAST
UTIL
2 PROPOSAL TO INCREASE THE NUMBER OF Mgmt For For For
NORTHEAST UTILITIES COMMON SHARES
AUTHORIZED FOR ISSUANCE BY THE
BOARD OF TRUSTEES IN ACCORDANCE
WITH SECTION 19 OF THE NORTHEAST
UTILITIES DECLARATION OF TRUST BY
155,000,000 COMMON SHARES, FROM
225,000,000 AUTHORIZED
C
3 PROPOSAL TO FIX THE NUMBER OF Mgmt For For For
TRUSTEES OF THE NORTHEAST UTILITIES
BOARD OF TRUSTEES AT
FOURTEEN.
4 PROPOSAL TO ADJOURN THE SPECIAL Mgmt For For For
MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT
VOTES TO APPROVE THE FOREGOING
PROPOSALS.
Northeast
Utilities
Ticker Security ID: Meeting Date Meeting Status
CUSIP 664397106 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : RICHARD H. BOOTH Mgmt For For For
1.2 DIRECTOR : JOHN S. CLARKESON Mgmt For For For
1.3 DIRECTOR : COTTON M. CLEVELAND Mgmt For For For
1.4 DIRECTOR : SANFORD CLOUD, JR. Mgmt For For For
1.5 DIRECTOR : JOHN G. GRAHAM Mgmt For For For
1.6 DIRECTOR : ELIZABETH T. KENNAN Mgmt For For For
1.7 DIRECTOR : KENNETH R. LEIBLER Mgmt For For For
1.8 DIRECTOR : ROBERT E. PATRICELLI Mgmt For For For
1.9 DIRECTOR : CHARLES W. SHIVERY Mgmt For For For
1.10 DIRECTOR : JOHN F. SWOPE Mgmt For For For
1.11 DIRECTOR : DENNIS R. WRAASE Mgmt For For For
2 RESOLVED, THAT THE COMPENSATION PAID Mgmt For For For
TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED PURSUANT TO
THE COMPENSATION DISCLOSURE RULES
OF THE SECURITIES AND EXCHANGE
COMMISSION, INCLUDING THE
COMPENSATION DISCUSSION AND
ANALYSIS, THE COMPENSATION
TABL
3 RESOLVED, THAT THE SHAREHOLDERS OF Mgmt 3 Years 1 Year Against
THE COMPANY APPROVE, ON AN ADVISORY
BASIS, THAT THE ADVISORY VOTE ON
EXECUTIVE COMPENSATION, COMMONLY
KNOWN AS "SAY-ON-PAY," BE CONDUCTED
EVERY 1, 2 OR 3 YEARS, BEGINNING
WITH THIS ANNUAL MEETING".
"
4 TO RATIFY THE SELECTION OF DELOITTE Mgmt For For For
& TOUCHE LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR
2011
Nyse Euronext
Ticker Security ID: Meeting Date Meeting Status
CUSIP 629491101 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: ANDRE BERGEN Mgmt For For For
2 ELECTION OF DIRECTOR: ELLYN L. BROWN Mgmt For For For
3 ELECTION OF DIRECTOR: MARSHALL N. Mgmt For For For
CARTER
4 ELECTION OF DIRECTOR: DOMINIQUE Mgmt For For For
CERUTTI
5 ELECTION OF DIRECTOR: PATRICIA M. Mgmt For For For
CLOHERTY
6 ELECTION OF DIRECTOR: SIR GEORGE COX Mgmt For For For
7 ELECTION OF DIRECTOR: SYLVAIN HEFES Mgmt For For For
8 ELECTION OF DIRECTOR: JAN-MICHIEL Mgmt For For For
HESSELS
9 ELECTION OF DIRECTOR: DUNCAN M. Mgmt For For For
MCFARLAND
10 ELECTION OF DIRECTOR: JAMES J. Mgmt For Against Against
MCNULTY
11 ELECTION OF DIRECTOR: DUNCAN L. Mgmt For For For
NIEDERAUER
12 ELECTION OF DIRECTOR: RICARDO SALGADO Mgmt For For For
13 ELECTION OF DIRECTOR: ROBERT G. SCOTT Mgmt For For For
14 ELECTION OF DIRECTOR: JACKSON P. TAI Mgmt For For For
15 ELECTION OF DIRECTOR: RIJNHARD VAN Mgmt For For For
TETS
16 ELECTION OF DIRECTOR: SIR BRIAN Mgmt For For For
WILLIAMSON
17 TO RATIFY THE APPOINTMENT OF Mgmt For For For
PRICEWATERHOUSECOOPERS LLP AS NYSE
EURONEXT'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL
YEAR ENDING DECEMBER 31,
2011.
18 TO APPROVE THE COMPANY'S PROPOSAL TO Mgmt For For For
ADOPT MAJORITY VOTING WITH RESPECT
TO CERTAIN PROVISIONS IN OUR
CERTIFICATE OF INCORPORATION THAT
CURRENTLY REQUIRE AN 80%
STOCKHOLDER VOTE TO AMEND (THE
PROPOSED CHARTER
AMENDMENT).
19 TO APPROVE THE COMPANY'S ADVISORY Mgmt For Against Against
VOTE ON EXECUTIVE COMPENSATION (THE
SAY-ON-PAY" PROPOSAL).
"
20 SHOULD THERE BE AN ADVISORY Mgmt N/A 1 Year N/A
STOCKHOLDER VOTE TO APPROVE
EXECUTIVE COMPENSATION DISCLOSURE
EVERY ONE YEAR, EVERY TWO YEARS OR
EVERY THREE YEARS? (THE
SAY-WHEN-ON-PAY" PROPOSAL).
"
21 TO APPROVE THE STOCKHOLDER PROPOSAL ShrHldr Against For Against
TO GIVE HOLDERS OF 10% OF THE
OUTSTANDING COMMON STOCK THE POWER
TO CALL A SPECIAL STOCKHOLDER
MEETING (THE KENNETH STEINER
PROPOSAL).
22 TO APPROVE THE STOCKHOLDER PROPOSAL ShrHldr Against For Against
REGARDING ACTION BY WRITTEN CONSENT
(THE WILLIAM STEINER
PROPOSAL).
Oneok, Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 682680103 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: JAMES C. DAY Mgmt For For For
2 ELECTION OF DIRECTOR: JULIE H. Mgmt For For For
EDWARDS
3 ELECTION OF DIRECTOR: WILLIAM L. FORD Mgmt For For For
4 ELECTION OF DIRECTOR: JOHN W. GIBSON Mgmt For For For
5 ELECTION OF DIRECTOR: BERT H. MACKIE Mgmt For For For
6 ELECTION OF DIRECTOR: JIM W. MOGG Mgmt For For For
7 ELECTION OF DIRECTOR: PATTYE L. MOORE Mgmt For For For
8 ELECTION OF DIRECTOR: GARY D. PARKER Mgmt For For For
9 ELECTION OF DIRECTOR: EDUARDO A. Mgmt For For For
RODRIGUEZ
10 ELECTION OF DIRECTOR: GERALD B. SMITH Mgmt For For For
11 ELECTION OF DIRECTOR: DAVID J. Mgmt For For For
TIPPECONNIC
12 RATIFICATION OF Mgmt For For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR YEAR ENDING DEC
31,
2011.
13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION.
14 ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year 1 Year For
HOLDING THE ADVISORY VOTE ON
EXECUTIVE
COMPENSATION.
Pepco Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 713291102 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : JACK B. DUNN, IV Mgmt For For For
1.2 DIRECTOR : TERENCE C. GOLDEN Mgmt For For For
1.3 DIRECTOR : PATRICK T. HARKER Mgmt For For For
1.4 DIRECTOR : FRANK O. HEINTZ Mgmt For For For
1.5 DIRECTOR : BARBARA J. KRUMSIEK Mgmt For For For
1.6 DIRECTOR : GEORGE F. MACCORMACK Mgmt For For For
1.7 DIRECTOR : LAWRENCE C. NUSSDORF Mgmt For For For
1.8 DIRECTOR : PATRICIA A. OELRICH Mgmt For For For
1.9 DIRECTOR : JOSEPH M. RIGBY Mgmt For For For
1.10 DIRECTOR : FRANK K. ROSS Mgmt For For For
1.11 DIRECTOR : PAULINE A. SCHNEIDER Mgmt For Withhold Against
1.12 DIRECTOR : LESTER P. SILVERMAN Mgmt For For For
2 A PROPOSAL TO APPROVE, BY Mgmt For For For
NON-BINDING VOTE, THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
3 A PROPOSAL RECOMMENDING, BY Mgmt 1 Year 1 Year For
NON-BINDING VOTE, THE FREQUENCY OF
AN ADVISORY VOTE ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE
OFFICERS.
4 A PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For For
OF PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR
2011.
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 717081103 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: DENNIS A. Mgmt For For For
AUSIELLO
2 ELECTION OF DIRECTOR: MICHAEL S. Mgmt For For For
BROWN
3 ELECTION OF DIRECTOR: M. ANTHONY Mgmt For For For
BURNS
4 ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For For
5 ELECTION OF DIRECTOR: FRANCES D. Mgmt For For For
FERGUSSON
6 ELECTION OF DIRECTOR: WILLIAM H. Mgmt For For For
GRAY
III
7 ELECTION OF DIRECTOR: CONSTANCE J. Mgmt For For For
HORNER
8 ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For For
9 ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For For
10 ELECTION OF DIRECTOR: JOHN P. Mgmt For For For
MASCOTTE
11 ELECTION OF DIRECTOR: SUZANNE NORA Mgmt For For For
JOHNSON
12 ELECTION OF DIRECTOR: IAN C. READ Mgmt For For For
13 ELECTION OF DIRECTOR: STEPHEN W. Mgmt For For For
SANGER
14 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For For
KPMG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR
2011.
15 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
16 ADVISORY VOTE ON THE FREQUENCY OF Mgmt 2 Years 1 Year Against
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
17 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against For Against
PUBLICATION OF POLITICAL
CONTRIBUTIONS
18 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against For Against
PUBLIC POLICY
INITIATIVES.
19 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against For Against
PHARMACEUTICAL PRICE
RESTRAINTS.
20 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against For Against
ACTION BY WRITTEN
CONSENT.
21 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Against For
SPECIAL SHAREHOLDER
MEETINGS.
22 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against For Against
ANIMAL
RESEARCH
R.R. Donnelley &
Sons
Company
Ticker Security ID: Meeting Date Meeting Status
CUSIP 257867101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: THOMAS J. Mgmt For For For
QUINLAN,
III
2 ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For For
3 ELECTION OF DIRECTOR: LEE A. CHADEN Mgmt For For For
4 ELECTION OF DIRECTOR: JUDITH H. Mgmt For For For
HAMILTON
5 ELECTION OF DIRECTOR: SUSAN M. IVEY Mgmt For For For
6 ELECTION OF DIRECTOR: THOMAS S. Mgmt For Against Against
JOHNSON
7 ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For For
8 ELECTION OF DIRECTOR: MICHAEL T. Mgmt For For For
RIORDAN
9 ELECTION OF DIRECTOR: OLIVER R. Mgmt For For For
SOCKWELL
10 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION.
11 ADVISORY VOTE REGARDING FREQUENCY OF Mgmt 1 Year 1 Year For
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
12 RATIFICATION OF THE COMPANY'S Mgmt For For For
AUDITORS.
13 STOCKHOLDER PROPOSAL WITH RESPECT TO ShrHldr Against For Against
A SUSTAINABLE PAPER PURCHASING
POLICY.
14 STOCKHOLDER PROPOSAL WITH RESPECT TO ShrHldr Against For Against
A REPORT REGARDING POLITICAL
CONTRIBUTIONS BY THE
COMPANY.
15 STOCKHOLDER PROPOSAL WITH RESPECT TO ShrHldr Against For Against
STOCKHOLDER ACTION BY WRITTEN
CONSENT.
Southern Union
Company
Ticker Security ID: Meeting Date Meeting Status
CUSIP 844030106 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : GEORGE L. LINDEMANN Mgmt For For For
1.2 DIRECTOR : ERIC D. HERSCHMANN Mgmt For Withhold Against
1.3 DIRECTOR : DAVID BRODSKY Mgmt For For For
1.4 DIRECTOR : FRANK W. DENIUS Mgmt For For For
1.5 DIRECTOR : KURT A. GITTER, M.D. Mgmt For For For
1.6 DIRECTOR : HERBERT H. JACOBI Mgmt For For For
1.7 DIRECTOR : THOMAS N. MCCARTER, III Mgmt For For For
1.8 DIRECTOR : GEORGE ROUNTREE, III Mgmt For Withhold Against
1.9 DIRECTOR : ALLAN D. SCHERER Mgmt For For For
2 TO RATIFY THE APPOINTMENT OF Mgmt For For For
PRICEWATERHOUSECOOPERS LLP AS
SOUTHERN UNION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31,
2011.
3 TO ADOPT AN ADVISORY, NONBINDING Mgmt For Against Against
RESOLUTION APPROVING THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4 TO SELECT ON AN ADVISORY, NONBINDING Mgmt 3 Years 1 Year Against
BASIS, THE FREQUENCY OF THE
STOCKHOLDER VOTE ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
5 TO APPROVE A STOCKHOLDER PROPOSAL ShrHldr Against For Against
RELATING TO THE PREPARATION OF A
CORPORATE SUSTAINABILITY
REPORT.
Spectra Energy
Corp
Ticker Security ID: Meeting Date Meeting Status
CUSIP 847560109 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : WILLIAM T. ESREY Mgmt For For For
1.2 DIRECTOR : GREGORY L. EBEL Mgmt For For For
1.3 DIRECTOR : AUSTIN A. ADAMS Mgmt For For For
1.4 DIRECTOR : PAUL M. ANDERSON Mgmt For For For
1.5 DIRECTOR : PAMELA L. CARTER Mgmt For For For
1.6 DIRECTOR : F. ANTHONY COMPER Mgmt For For For
1.7 DIRECTOR : PETER B. HAMILTON Mgmt For For For
1.8 DIRECTOR : DENNIS R. HENDRIX Mgmt For For For
1.9 DIRECTOR : MICHAEL MCSHANE Mgmt For For For
1.10 DIRECTOR : JOSEPH H. NETHERLAND Mgmt For For For
1.11 DIRECTOR : MICHAEL E.J. PHELPS Mgmt For For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For For
DELOITTE & TOUCHE LLP AS SPECTRA
ENERGY CORP'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR
2011.
3 APPROVAL OF THE SPECTRA ENERGY CORP Mgmt For For For
2007 LONG-TERM INCENTIVE PLAN, AS
AMENDED AND
RESTATED.
4 APPROVAL OF THE SPECTRA ENERGY CORP Mgmt For For For
EXECUTIVE SHORT-TERM INCENTIVE
PLAN, AS AMENDED AND
RESTATED.
5 AN ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION.
6 AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 3 Years 3 Years For
HOLDING AN ADVISORY VOTE ON
EXECUTIVE
COMPENSATION.
7 SHAREHOLDER PROPOSAL FOR A DIRECTOR ShrHldr Against Against For
ELECTION MAJORITY VOTE
STANDARD.
Statoil Asa
Ticker Security ID: Meeting Date Meeting Status
CUSIP 85771P102 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF OLAUG SVARVA AS CHAIR OF Mgmt For For For
THE
MEETING
2 APPROVAL OF THE NOTICE AND THE AGENDA Mgmt For For For
3 ELECTION OF TWO PERSONS TO CO-SIGN Mgmt For For For
THE MINUTES TOGETHER WITH THE CHAIR
OF THE
MEETING
4 APPROVAL OF THE ANNUAL REPORT AND Mgmt For For For
ACCOUNTS INCLUDING DISTRIBUTION OF
THE
DIVIDEND
5 DECLARATION ON STIPULATION OF SALARY Mgmt For For For
AND OTHER REMUNERATION FOR
EXECUTIVE
MANAGEMENT
6 DETERMINATION OF REMUNERATION FOR Mgmt For For For
THE COMPANY'S
AUDITOR
7 DETERMINATION OF REMUNERATION FOR Mgmt For For For
THE CORPORATE
ASSEMBLY
8 ELECTION OF INGRID RASMUSSEN YNEW Mgmt For For For
ELECTED' AS MEMBER OF THE
NOMINATION
COMMITTEE
9 DETERMINATION OF REMUNERATION FOR Mgmt For For For
THE NOMINATION
COMMITTEE
10 AUTHORISATION TO ACQUIRE STATOIL Mgmt For For For
SHARES IN THE MARKET TO CONTINUE
IMPLEMENTATION OF THE SHARE SAVING
PLAN FOR
EMPLOYEES
11 AUTHORISATION TO ACQUIRE STATOIL Mgmt For For For
SHARES IN THE MARKET FOR SUBSEQUENT
ANNULMENT
12 MARKETING INSTRUCTIONS FOR STATOIL Mgmt For For For
ASA -
ADJUSTMENTS
13 CHANGES TO THE ARTICLES OF Mgmt For For For
ASSOCIATION
14 ADOPT INSTRUCTION FOR THE NOMINATION Mgmt For For For
COMMITTEE
15 PROPOSAL FROM A SHAREHOLDER ShrHldr Against For Against
Telefonica, S.A.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 879382208 05/17/2011 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 EXAMINATION AND APPROVAL, IF Mgmt For For For
APPLICABLE, OF THE INDIVIDUAL
ANNUAL ACCOUNTS, THE CONSOLIDATED
FINANCIAL STATEMENTS (CONSOLIDATED
ANNUAL ACCOUNTS) AND THE MANAGEMENT
REPORT OF TELEFONICA, S.A AND OF
ITS CONSOLIDATED GROUP OF
COMPANIES, AS WELL AS OF THE
PRO
2 COMPENSATION OF SHAREHOLDERS: Mgmt For For For
DISTRIBUTION OF DIVIDENDS TO BE
CHARGED TO UNRESTRICTED
RESERVES.
3 AMENDMENT OF THE BY-LAWS: AMENDMENT Mgmt For For For
OF ARTICLES 1, 6.2, 7, 14, 16.1,
17.4, 18.4, 31 BIS AND 36 OF THE
BY-LAWS FOR ADJUSTMENT THEREOF TO
THE LATEST LEGISLATIVE
DEVELOPMENTS.
4 AMENDMENT OF THE BY-LAWS: ADDITION Mgmt For For For
OF A NEW PARAGRAPH 5 TO ARTICLE 16
OF THE
BY-LAWS.
5 AMENDMENT OF THE BY-LAWS: ADDITION Mgmt For For For
OF A NEW ARTICLE 26 BIS TO THE
BY-LAWS.
6 AMENDMENT OF THE REGULATIONS FOR THE Mgmt For For For
GENERAL SHAREHOLDERS' MEETING:
AMENDMENT OF ARTICLES 5, 8.1, 11
AND 13.1 OF THE REGULATIONS FOR THE
GENERAL SHAREHOLDERS' MEETING FOR
ADJUSTMENT TO THE LATEST
LEGISLATIVE
DEVELOPMENTS.
7 AMENDMENT OF THE REGULATIONS FOR THE Mgmt For For For
GENERAL SHAREHOLDERS' MEETING:
AMENDMENT OF ARTICLE 14.1 OF THE
REGULATIONS FOR THE GENERAL
SHAREHOLDERS'
MEETING.
8 RE-ELECTION OF MR. ISIDRO FAINE Mgmt For Against Against
CASAS.
9 RE-ELECTION OF MR. VITALINO MANUEL Mgmt For For For
NAFRIA
AZNAR.
10 RE-ELECTION OF MR. JULIO LINARES Mgmt For For For
LOPEZ.
11 RE-ELECTION OF MR. DAVID ARCULUS. Mgmt For For For
12 RE-ELECTION OF MR. CARLOS COLOMER Mgmt For For For
CASELLAS.
13 RE-ELECTION OF MR. PETER ERSKINE. Mgmt For For For
14 RE-ELECTION OF MR. ALFONSO FERRARI Mgmt For Against Against
HERRERO.
15 RE-ELECTION OF MR. ANTONIO MASSANELL Mgmt For For For
LAVILLA.
16 APPOINTMENT OF MR. CHANG XIAOBING. Mgmt For For For
17 AUTHORIZATION GRANTED TO THE BOARD Mgmt For For For
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL PURSUANT TO THE TERMS AND
CONDITIONS OF SECTION 297.1.B) OF
THE COMPANIES ACT, OVER A MAXIMUM
PERIOD OF FIVE YEARS, DELEGATING
THE POWER TO EXCLUDE PRE-EMPTIVE
RIGHTS PURSUANT
T
18 RE-ELECTION OF THE AUDITOR FOR Mgmt For For For
FISCAL YEAR
2011.
19 LONG-TERM INCENTIVE PLAN BASED ON Mgmt For For For
SHARES OF TELEFONICA, S.A. APPROVAL
OF A LONG-TERM INCENTIVE PLAN
CONSISTING OF THE DELIVERY OF
SHARES OF TELEFONICA, S.A. AIMED AT
MEMBERS OF THE EXECUTIVE TEAM OF
THE TELEFONICA GROUP (INCLUDING
EXECUTIVE
DIRECTORS).
20 RESTRICTED SHARE PLAN OF TELEFONICA, Mgmt For For For
S.A. APPROVAL OF A LONG-TERM
INCENTIVE RESTRICTED PLAN
CONSISTING OF THE DELIVERY OF
SHARES OF TELEFONICA, S.A. AIMED AT
EMPLOYEES AND EXECUTIVE PERSONNEL
AND LINKED TO THEIR CONTINUED
EMPLOYMENT IN THE TELEFONICA
GROU
21 GLOBAL INCENTIVE SHARE PURCHASE PLAN Mgmt For For For
OF TELEFONICA, S.A. APPROVAL OF AN
INCENTIVE SHARE PURCHASE GLOBAL
PLAN FOR THE EMPLOYEES OF THE
TELEFONICA
GROUP.
22 DELEGATION OF POWERS TO FORMALIZE, Mgmt For For For
INTERPRETS, CORRECT AND IMPLEMENT
THE RESOLUTIONS ADOPTED BY THE
SHAREHOLDERS AT THE GENERAL
SHAREHOLDERS'
MEETING.
The Procter &
Gamble
Company
Ticker Security ID: Meeting Date Meeting Status
CUSIP 742718109 10/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: ANGELA F. BRALY Mgmt For For For
2 ELECTION OF DIRECTOR: KENNETH I. Mgmt For For For
CHENAULT
3 ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For For
4 ELECTION OF DIRECTOR: RAJAT K. GUPTA Mgmt For For For
5 ELECTION OF DIRECTOR: ROBERT A. Mgmt For For For
MCDONALD
6 ELECTION OF DIRECTOR: W. JAMES Mgmt For For For
MCNERNEY,
JR.
7 ELECTION OF DIRECTOR: JOHNATHAN A. Mgmt For Against Against
RODGERS
8 ELECTION OF DIRECTOR: MARY A. Mgmt For For For
WILDEROTTER
9 ELECTION OF DIRECTOR: PATRICIA A. Mgmt For For For
WOERTZ
10 ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For For
11 RATIFY APPOINTMENT OF THE Mgmt For For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING
FIRM
12 SHAREHOLDER PROPOSAL - CUMULATIVE ShrHldr Against Against For
VOTING
The Williams
Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 969457100 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: ALAN S. Mgmt For For For
ARMSTRONG
2 ELECTION OF DIRECTOR: JOSEPH R. Mgmt For For For
CLEVELAND
3 ELECTION OF DIRECTOR: JUANITA H. Mgmt For For For
HINSHAW
4 ELECTION OF DIRECTOR: FRANK T. Mgmt For For For
MACINNIS
5 ELECTION OF DIRECTOR: JANICE D. Mgmt For For For
STONEY
6 ELECTION OF DIRECTOR: LAURA A. SUGG Mgmt For For For
7 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For For
AUDITORS FOR
2011.
8 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION.
9 ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
Windstream
Corporation
Ticker Security ID: Meeting Date Meeting Status
CUSIP 97381W104 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: CAROL B. Mgmt For For For
ARMITAGE
2 ELECTION OF DIRECTOR: SAMUEL E. Mgmt For For For
BEALL,
III
3 ELECTION OF DIRECTOR: DENNIS E. Mgmt For For For
FOSTER
4 ELECTION OF DIRECTOR: FRANCIS X. Mgmt For For For
FRANTZ
5 ELECTION OF DIRECTOR: JEFFERY R. Mgmt For For For
GARDNER
6 ELECTION OF DIRECTOR: JEFFREY T. Mgmt For For For
HINSON
7 ELECTION OF DIRECTOR: JUDY K. JONES Mgmt For For For
8 ELECTION OF DIRECTOR: WILLIAM A. Mgmt For For For
MONTGOMERY
9 ELECTION OF DIRECTOR: ALAN L. WELLS Mgmt For For For
10 TO VOTE ON AN ADVISORY (NON-BINDING) Mgmt For For For
RESOLUTION ON EXECUTIVE
COMPENSATION
11 TO VOTE ON AN ADVISORY (NON-BINDING) Mgmt 1 Year 1 Year For
RESOLUTION ON THE FREQUENCY OF
ADVISORY VOTES ON EXECUTIVE
COMPENSATION
12 TO RATIFY THE APPOINTMENT OF Mgmt For For For
PRICEWATERHOUSECOOPERS LLP AS
WINDSTREAM'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANT FOR
2011
13 STOCKHOLDER PROPOSAL - CUMULATIVE ShrHldr Against Against For
VOTING
14 STOCKHOLDER PROPOSAL - TRANSPARENCY ShrHldr Against For Against
AND ACCOUNTABILITY IN CORPORATE
SPENDING ON POLITICAL
ACTIVITIES
Manager Sleeve : Growth LB Parnassus
07/01/2010 - 06/30/2011
Accenture PLC
Ticker Security ID: Meeting Date Meeting Status
ACN CUISP G1151C101 02/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Charles Giancarlo Mgmt For Against Against
3 Elect Dennis Hightower Mgmt For Against Against
4 Elect Blythe McGarvie Mgmt For Against Against
5 Elect Mark Moody-Stuart Mgmt For Against Against
6 Elect Pierre Nanterme Mgmt For Against Against
7 Ratification of Auditor and Mgmt For For For
Authority to Set
Fees
8 Advisory Vote on Executive Mgmt For Against Against
Compensation
9 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
10 Authorization to Hold the 2012 Mgmt For For For
Annual Meeting Outside of
Ireland
11 Authority to Repurchase Shares Mgmt For Against Against
12 Authority to Set Price of Reissued Mgmt For For For
Treasury
Shares
Aflac
Incorporated
Ticker Security ID: Meeting Date Meeting Status
AFL CUISP 001055102 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Daniel Amos Mgmt For Against Against
2 Elect John Shelby Amos II Mgmt For Against Against
3 Elect Paul Amos II Mgmt For For For
4 Elect Michael Armacost Mgmt For For For
5 Elect Kriss Cloninger III Mgmt For Against Against
6 Elect Elizabeth Hudson Mgmt For For For
7 Elect Douglas Johnson Mgmt For For For
8 Elect Robert Johnson Mgmt For For For
9 Elect Charles Knapp Mgmt For For For
10 Elect E. Stephen Purdom Mgmt For For For
11 Elect Barbara Rimer Mgmt For For For
12 Elect Marvin Schuster Mgmt For Against Against
13 Elect David Thompson Mgmt For For For
14 Elect Robert Wright Mgmt For For For
15 Elect Takuro Yoshida Mgmt For For For
16 Advisory Vote on Executive Mgmt For Against Against
Compensation
17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
18 Ratification of Auditor Mgmt For For For
AGL Resources
Inc.
Ticker Security ID: Meeting Date Meeting Status
AGL CUISP 001204106 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Sandra Bane Mgmt For For For
1.2 Elect Thomas Bell, Jr. Mgmt For For For
1.3 Elect Arthur Johnson Mgmt For For For
1.4 Elect Dean O'Hare Mgmt For For For
1.5 Elect James Rubright Mgmt For Withhold Against
1.6 Elect John Somerhalder II Mgmt For For For
1.7 Elect Bettina Whyte Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2007 Omnibus Mgmt For For For
Performance Incentive
Plan
4 Amendment to the Employee Stock Mgmt For For For
Purchase
Plan
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
AGL Resources
Inc.
Ticker Security ID: Meeting Date Meeting Status
AGL CUISP 001204106 06/14/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Merger Mgmt For For For
2 Increase in Board Size Mgmt For Against Against
3 Right to Adjourn Meeting Mgmt For For For
Apache
Corporation
Ticker Security ID: Meeting Date Meeting Status
APA CUISP 037411105 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect G. Steven Farris Mgmt For Against Against
2 Elect Randolph Ferlic Mgmt For Against Against
3 Elect A. D. Frazier, Jr. Mgmt For Against Against
4 Elect John Kocur Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
8 Increase of Authorized Common Stock Mgmt For Against Against
9 Increase of Preferred Stock Mgmt For Against Against
10 2011 Omnibus Equity Compensation Plan Mgmt For Against Against
Black Hills
Corporation
Ticker Security ID: Meeting Date Meeting Status
BKH CUISP 092113109 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Emery Mgmt For Withhold Against
1.2 Elect Rebecca Roberts Mgmt For Withhold Against
1.3 Elect Warren Robinson Mgmt For Withhold Against
1.4 Elect John Vering Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Cooper
Industries
Plc
Ticker Security ID: Meeting Date Meeting Status
CBE CUISP G24140108 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Linda Hill Mgmt For Against Against
2 Elect James Postl Mgmt For Against Against
3 Elect Mark Thompson Mgmt For Against Against
4 Accounts and Reports Mgmt For For For
5 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
6 2011 Omnibus Incentive Compensation Mgmt For Against Against
Plan
7 Advisory Vote on Executive Mgmt For Against Against
Compensation
8 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
9 Authority of Subsidiary to Mgmt For For For
Repurchase
Shares
10 Authority to Set Price of Reissued Mgmt For For For
Treasury
Shares
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUISP 244199105 02/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charles Holliday, Jr. Mgmt For For For
2 Elect Dipak Jain Mgmt For For For
3 Elect Joachim Milberg Mgmt For For For
4 Elect Richard Myers Mgmt For Against Against
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
Devon Energy
Corporation
Ticker Security ID: Meeting Date Meeting Status
DVN CUISP 25179M103 06/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Henry Mgmt For Withhold Against
1.2 Elect John Hill Mgmt For Withhold Against
1.3 Elect Michael Kanovsky Mgmt For Withhold Against
1.4 Elect Robert Mosbacher, Jr. Mgmt For Withhold Against
1.5 Elect J. Larry Nichols Mgmt For Withhold Against
1.6 Elect Duane Radtke Mgmt For Withhold Against
1.7 Elect Mary Ricciardello Mgmt For Withhold Against
1.8 Elect John Richels Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Elimination of Supermajority Mgmt For For For
Requirement
5 Technical Amendments to Certificate Mgmt For For For
of
Incorporation
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
Energen
Corporation
Ticker Security ID: Meeting Date Meeting Status
EGN CUISP 29265N108 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Kenneth Dewey Mgmt For Withhold Against
1.2 Elect James McManus II Mgmt For Withhold Against
1.3 Elect David Wilson Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 1997 Stock Mgmt For For For
Incentive
Plan
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Hydraulic
Fracturing
Gen-Probe
Incorporated
Ticker Security ID: Meeting Date Meeting Status
GPRO CUISP 36866T103 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Phillip Schneider Mgmt For Withhold Against
1.2 Elect Abraham Sofaer Mgmt For Withhold Against
1.3 Elect Patrick Sullivan Mgmt For Withhold Against
2 Amendment to the 2003 Incentive Mgmt For Against Against
Award
Plan
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Gilead Sciences,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUISP 375558103 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Cogan Mgmt For For For
1.2 Elect Etienne Davignon Mgmt For For For
1.3 Elect James Denny Mgmt For For For
1.4 Elect Carla Hills Mgmt For For For
1.5 Elect Kevin Lofton Mgmt For Withhold Against
1.6 Elect John Madigan Mgmt For Withhold Against
1.7 Elect John Martin Mgmt For For For
1.8 Elect Gordon Moore Mgmt For Withhold Against
1.9 Elect Nicholas Moore Mgmt For Withhold Against
1.10 Elect Richard Whitley Mgmt For For For
1.11 Elect Gayle Wilson Mgmt For For For
1.12 Elect Per Wold-Olsen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 162(m) Bonus Plan Mgmt For For For
4 Elimination of Supermajority Mgmt For For For
Requirement
5 Right to Call a Special Meeting Mgmt For For For
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Google Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOG CUISP 38259P508 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Larry Page Mgmt For Withhold Against
1.2 Elect Sergey Brin Mgmt For Withhold Against
1.3 Elect Eric Schmidt Mgmt For Withhold Against
1.4 Elect L. John Doerr Mgmt For Withhold Against
1.5 Elect John Hennessy Mgmt For Withhold Against
1.6 Elect Ann Mather Mgmt For For For
1.7 Elect Paul Otellini Mgmt For Withhold Against
1.8 Elect K. Ram Shriram Mgmt For For For
1.9 Elect Shirley Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Plan Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Formation of Sustainability
Committee
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Conflict of Interest
Report
Hewlett-Packard
Company
Ticker Security ID: Meeting Date Meeting Status
HPQ CUISP 428236103 03/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Marc Andreessen Mgmt For For For
2 Elect Leo Apotheker Mgmt For For For
3 Elect Lawrence Babbio Jr. Mgmt For Against Against
4 Elect Sari Baldauf Mgmt For For For
5 Elect Shumeet Banerji Mgmt For For For
6 Elect Rajiv Gupta Mgmt For Against Against
7 Elect John Hammergren Mgmt For Against Against
8 Elect Raymond Lane Mgmt For For For
9 Elect Gary Reiner Mgmt For For For
10 Elect Patricia Russo Mgmt For For For
11 Elect Dominique Senequier Mgmt For For For
12 Elect G. Kennedy Thompson Mgmt For For For
13 Elect Margaret Whitman Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 2011 Employee Stock Purchase Plan Mgmt For For For
18 Amendment to the 2005 Mgmt For Against Against
Pay-for-Results
Plan
Hudson City
Bancorp,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HCBK CUISP 443683107 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ronald Hermance, Jr. Mgmt For Against Against
2 Elect William Bardel Mgmt For Against Against
3 Elect Scott Belair Mgmt For Against Against
4 Elect Cornelius Golding Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 2011 Stock Incentive Plan Mgmt For Against Against
7 Advisory Vote on Executive Mgmt For Against Against
Compensation
8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
9 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
Idex Corporation
Ticker Security ID: Meeting Date Meeting Status
IEX CUISP 45167R104 04/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Bradley Bell Mgmt For Withhold Against
1.2 Elect Lawrence Kingsley Mgmt For Withhold Against
1.3 Elect Gregory Milzcik Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUISP 458140100 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charlene Barshefsky Mgmt For Against Against
2 Elect Susan Decker Mgmt For Against Against
3 Elect John Donahoe Mgmt For Against Against
4 Elect Reed Hundt Mgmt For Against Against
5 Elect Paul Otellini Mgmt For Against Against
6 Elect James Plummer Mgmt For Against Against
7 Elect David Pottruck Mgmt For Against Against
8 Elect Jane Shaw Mgmt For Against Against
9 Elect Frank Yeary Mgmt For Against Against
10 Elect David Yoffie Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2006 Equity Mgmt For Against Against
Incentive
Plan
13 Amendment to the 2006 Stock Purchase Mgmt For For For
Plan
14 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Iron Mountain
Incorporated
Ticker Security ID: Meeting Date Meeting Status
IRM CUISP 462846106 06/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Clarke Bailey Mgmt For Withhold Against
1.2 Elect Kent Dauten Mgmt For Withhold Against
1.3 Elect Paul Deninger Mgmt For Withhold Against
1.4 Elect Per-Kristian Halvorsen Mgmt For Withhold Against
1.5 Elect Michael Lamach Mgmt For Withhold Against
1.6 Elect Arthur Little Mgmt For Withhold Against
1.7 Elect Allan Loren Mgmt For Withhold Against
1.8 Elect C. Richard Reese Mgmt For Withhold Against
1.9 Elect Vincent Ryan Mgmt For Withhold Against
1.10 Elect Laurie Tucker Mgmt For Withhold Against
1.11 Elect Alfred Verrecchia Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
JPMorgan Chase &
Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUISP 46625H100 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Crandall Bowles Mgmt For Against Against
2 Elect Stephen Burke Mgmt For Against Against
3 Elect David Cote Mgmt For Against Against
4 Elect James Crown Mgmt For Against Against
5 Elect James Dimon Mgmt For Against Against
6 Elect Ellen Futter Mgmt For Against Against
7 Elect William Gray, III Mgmt For Against Against
8 Elect Laban Jackson, Jr. Mgmt For Against Against
9 Elect David Novak Mgmt For Against Against
10 Elect Lee Raymond Mgmt For Against Against
11 Elect William Weldon Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
13 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Amendment to the Long-Term Incentive Mgmt For Against Against
Plan
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Affirmation of Political
Nonpartisanship
17 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Mortgage Loan
Servicing
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Genocide-Free
Investing
21 Shareholder Proposal Regarding an ShrHoldr Against For Against
Independent Lead
Director
MasterCard
Incorporated
Ticker Security ID: Meeting Date Meeting Status
MA CUISP 57636Q104 06/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Marc Olivie Mgmt For Against Against
2 Elect Rima Qureshi Mgmt For For For
3 Elect Mark Schwartz Mgmt For For For
4 Elect Jackson Tai Mgmt For For For
5 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
MasterCard
Incorporated
Ticker Security ID: Meeting Date Meeting Status
MA CUISP 57636Q104 09/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Repeal of Classified Board Mgmt For For For
2 Elimination of Supermajority Mgmt For For For
Requirement
3 Revise Requirements to Board Mgmt For For For
Composition
4 Revise Stock Ownership Limitations Mgmt For For For
5 Right to Adjourn Meeting Mgmt For For For
6.1 Elect Nancy Karch Mgmt For For For
6.2 Elect Jose Reyes Lagunes Mgmt For For For
6.3 Elect Edward Tian Mgmt For Withhold Against
6.4 Elect Silvio Barzi Mgmt For For For
7 Amendment to the Senior Executive Mgmt For For For
Annual Incentive Compensation
Plan
8 Ratification of Auditor Mgmt For For For
MDU Resources
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MDU CUISP 552690109 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Thomas Everist Mgmt For Against Against
2 Elect Karen Fagg Mgmt For Against Against
3 Elect Terry Hildestad Mgmt For Against Against
4 Elect A. Bart Holaday Mgmt For Against Against
5 Elect Dennis Johnson Mgmt For Against Against
6 Elect Thomas Knudson Mgmt For Against Against
7 Elect Richard Lewis Mgmt For Against Against
8 Elect Patricia Moss Mgmt For Against Against
9 Elect Harry Pearce Mgmt For Against Against
10 Elect John Wilson Mgmt For Against Against
11 Amendment to the Long-Term Mgmt For For For
Performance-Based Incentive
Plan
12 Ratification of Auditor Mgmt For Against Against
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Medtronic, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDT CUISP 585055106 08/25/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Anderson Mgmt For Withhold Against
1.2 Elect David Calhoun Mgmt For For For
1.3 Elect Victor Dzau Mgmt For For For
1.4 Elect William Hawkins Mgmt For For For
1.5 Elect Shirley Jackson Mgmt For For For
1.6 Elect James Lenehan Mgmt For For For
1.7 Elect Denise O'Leary Mgmt For For For
1.8 Elect Kendall Powell Mgmt For Withhold Against
1.9 Elect Robert Pozen Mgmt For For For
1.10 Elect Jean-Pierre Rosso Mgmt For Withhold Against
1.11 Elect Jack Schuler Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Microsoft
Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUISP 594918104 11/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Steven Ballmer Mgmt For Against Against
2 Elect Dina Dublon Mgmt For Against Against
3 Elect William Gates III Mgmt For Against Against
4 Elect Raymond Gilmartin Mgmt For Against Against
5 Elect Reed Hastings Mgmt For Against Against
6 Elect Maria Klawe Mgmt For Against Against
7 Elect David Marquardt Mgmt For Against Against
8 Elect Charles Noski Mgmt For Against Against
9 Elect Helmut Panke Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Formation of Environmental
Sustainability
Committee
NIKE, Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUISP 654106103 09/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jill Conway Mgmt For For For
1.2 Elect Alan Graf, Jr. Mgmt For For For
1.3 Elect John Lechleiter Mgmt For For For
1.4 Elect Phyllis Wise Mgmt For For For
2 Amendment to the Executive Mgmt For For For
Performance Sharing
Plan
3 Amendment to the 1990 Stock Mgmt For Against Against
Incentive
Plan
4 Ratification of Auditor Mgmt For For For
Northwest
Natural Gas
Company
Ticker Security ID: Meeting Date Meeting Status
NWN CUISP 667655104 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Martha Byorum Mgmt For Withhold Against
1.2 Elect John Carter Mgmt For Withhold Against
1.3 Elect C. Scott Gibson Mgmt For Withhold Against
1.4 Elect Gregg Kantor Mgmt For Withhold Against
2 Amendment to the Long Term Incentive Mgmt For For For
Plan
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Paychex, Inc.
Ticker Security ID: Meeting Date Meeting Status
PAYX CUISP 704326107 10/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect B. Thomas Golisano Mgmt For Against Against
2 Elect David Flaschen Mgmt For Against Against
3 Elect Grant Inman Mgmt For Against Against
4 Elect Pamela Joseph Mgmt For Against Against
5 Elect Joseph Tucci Mgmt For Against Against
6 Elect Joseph Velli Mgmt For Against Against
7 Amendment to the 2002 Stock Mgmt For Against Against
Incentive
Plan
8 Ratification of Auditor Mgmt For For For
Pentair, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNR CUISP 709631105 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Leslie Abi-Karam Mgmt For Against Against
2 Elect Jerry Burris Mgmt For Against Against
3 Elect Ronald Merriman Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
Plains
Exploration &
Production
Company
Ticker Security ID: Meeting Date Meeting Status
PXP CUISP 726505100 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Flores Mgmt For Against Against
2 Elect Isaac Arnold, Jr. Mgmt For Against Against
3 Elect Alan Buckwalter, III Mgmt For Against Against
4 Elect Jerry Dees Mgmt For Against Against
5 Elect Tom Delimitros Mgmt For Against Against
6 Elect Thomas Fry, III Mgmt For Against Against
7 Elect Charles Groat Mgmt For Against Against
8 Elect John Lollar Mgmt For Against Against
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Praxair, Inc.
Ticker Security ID: Meeting Date Meeting Status
PX CUISP 74005P104 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Angel Mgmt For For For
1.2 Elect Oscar Bernardes Mgmt For For For
1.3 Elect Nance Dicciani Mgmt For Withhold Against
1.4 Elect Edward Galante Mgmt For Withhold Against
1.5 Elect Claire Gargalli Mgmt For For For
1.6 Elect Ira Hall Mgmt For For For
1.7 Elect Raymond LeBoeuf Mgmt For For For
1.8 Elect Larry McVay Mgmt For For For
1.9 Elect Wayne Smith Mgmt For For For
1.10 Elect Robert Wood Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Approval of Performance Goals Under Mgmt For For For
the 162(m)
Plan
5 Amendment to the 2009 Long-Term Mgmt For Against Against
Incentive
Plan
6 Ratification of Auditor Mgmt For For For
QUALCOMM
Incorporated
Ticker Security ID: Meeting Date Meeting Status
QCOM CUISP 747525103 03/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Barbara Alexander Mgmt For For For
1.2 Elect Stephen Bennett Mgmt For For For
1.3 Elect Donald Cruickshank Mgmt For For For
1.4 Elect Raymond Dittamore Mgmt For For For
1.5 Elect Thomas Horton Mgmt For For For
1.6 Elect Irwin Jacobs Mgmt For For For
1.7 Elect Paul Jacobs Mgmt For For For
1.8 Elect Robert Kahn Mgmt For For For
1.9 Elect Sherry Lansing Mgmt For For For
1.10 Elect Duane Nelles Mgmt For For For
1.11 Elect Francisco Ros Mgmt For For For
1.12 Elect Brent Scowcroft Mgmt For For For
1.13 Elect Marc Stern Mgmt For For For
2 Amendment to the 2006 Long-term Mgmt For Against Against
Incentive
Plan
3 Amendment to the 2001 Employee Stock Mgmt For For For
Purchase
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Questar
Corporation
Ticker Security ID: Meeting Date Meeting Status
STR CUISP 748356102 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Teresa Beck Mgmt For Against Against
2 Elect R. D. Cash Mgmt For Against Against
3 Elect Laurence Downes Mgmt For Against Against
4 Elect Ronald Jibson Mgmt For Against Against
5 Elect Gary Michael Mgmt For Against Against
6 Elect Bruce Williamson Mgmt For Against Against
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Executive Mgmt For Against Against
Compensation
9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Royal Bank Of
Canada
Ticker Security ID: Meeting Date Meeting Status
RY CUISP 780087102 03/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect W. Geoffrey Beattie Mgmt For Withhold Against
1.2 Elect John Ferguson Mgmt For For For
1.3 Elect Paule Gauthier Mgmt For For For
1.4 Elect Tim Hearn Mgmt For For For
1.5 Elect Alice Laberge Mgmt For For For
1.6 Elect Jacques Lamarre Mgmt For For For
1.7 Elect Brandt Louie Mgmt For For For
1.8 Elect Michael McCain Mgmt For Withhold Against
1.9 Elect Gordon Nixon Mgmt For For For
1.10 Elect David O'Brien Mgmt For Withhold Against
1.11 Elect J. Pedro Reinhard Mgmt For For For
1.12 Elect Edward Sonshine Mgmt For Withhold Against
1.13 Elect Kathleen Taylor Mgmt For For For
1.14 Elect Victor Young Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Shareholder Proposal Regarding Mgmt Against For Against
Critical Mass of Qualified Women on
the
Board
5 Shareholder Proposal Regarding Pay Mgmt Against Against For
Ratios
6 Shareholder Proposal Regarding Mgmt Against Against For
Abolition of Subsidiaries and
Branches in Tax
Havens
7 Shareholder Proposal Regarding Mgmt Against Against For
Additional Information Regarding
Peer Comparisons of
Compensation
SEI Investments
Company
Ticker Security ID: Meeting Date Meeting Status
SEIC CUISP 784117103 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Kathryn McCarthy Mgmt For Against Against
2 Elect Sarah Blumenstein Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Spectra Energy
Corp
Ticker Security ID: Meeting Date Meeting Status
SE CUISP 847560109 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Esrey Mgmt For Withhold Against
1.2 Elect Gregory Ebel Mgmt For Withhold Against
1.3 Elect Austin Adams Mgmt For Withhold Against
1.4 Elect Paul Anderson Mgmt For Withhold Against
1.5 Elect Pamela Carter Mgmt For Withhold Against
1.6 Elect F. Anthony Comper Mgmt For Withhold Against
1.7 Elect Peter Hamilton Mgmt For Withhold Against
1.8 Elect Dennis Hendrix Mgmt For Withhold Against
1.9 Elect Michael McShane Mgmt For Withhold Against
1.10 Elect Joseph Netherland Mgmt For Withhold Against
1.11 Elect Michael Phelps Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2007 Long-Term Mgmt For Against Against
Incentive
PLan
4 Amendment to the Executive Mgmt For For For
Short-Term Incentive
Plan
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Sysco Corporation
Ticker Security ID: Meeting Date Meeting Status
SYY CUISP 871829107 11/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Cassaday Mgmt For Against Against
2 Elect Manuel Fernandez Mgmt For Against Against
3 Elect Hans-Joachim Korber Mgmt For Against Against
4 Elect Jackie Ward Mgmt For Against Against
5 Amendment to the 1974 Employees' Mgmt For For For
Stock Purchase
Plan
6 Ratification of Auditor Mgmt For Against Against
Teleflex
Incorporated
Ticker Security ID: Meeting Date Meeting Status
TFX CUISP 879369106 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect George Babich, Jr. Mgmt For Withhold Against
1.2 Elect William Cook Mgmt For Withhold Against
1.3 Elect Stephen Klasko Mgmt For Withhold Against
1.4 Elect Benson Smith Mgmt For Withhold Against
2 2011 Executive Incentive Plan Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
The Bank of New
York Mellon
Corporation
Ticker Security ID: Meeting Date Meeting Status
BK CUISP 064058100 04/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ruth Bruch Mgmt For Against Against
2 Elect Nicholas Donofrio Mgmt For Against Against
3 Elect Gerald Hassell Mgmt For Against Against
4 Elect Edmund Kelly Mgmt For Against Against
5 Elect Robert Kelly Mgmt For Against Against
6 Elect Richard Kogan Mgmt For Against Against
7 Elect Michael Kowalski Mgmt For Against Against
8 Elect John Luke, Jr. Mgmt For Against Against
9 Elect Mark Nordenberg Mgmt For Against Against
10 Elect Catherine Rein Mgmt For Against Against
11 Elect William Richardson Mgmt For Against Against
12 Elect Samuel Scott III Mgmt For Against Against
13 Elect John Surma Mgmt For Against Against
14 Elect Wesley von Schack Mgmt For Against Against
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 Amendment to the Long-Term Incentive Mgmt For Against Against
Plan
18 Amendment to the Executive Incentive Mgmt For Against Against
Compensation
Plan
19 Ratification of Auditor Mgmt For For For
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
The Procter &
Gamble
Company
Ticker Security ID: Meeting Date Meeting Status
PG CUISP 742718109 10/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Angela Braly Mgmt For For For
2 Elect Kenneth Chenault Mgmt For Against Against
3 Elect Scott Cook Mgmt For Against Against
4 Elect Rajat Gupta Mgmt For For For
5 Elect Robert McDonald Mgmt For For For
6 Elect W. James McNerney, Jr. Mgmt For Against Against
7 Elect Johnathan Rodgers Mgmt For Against Against
8 Elect Mary Wilderotter Mgmt For Against Against
9 Elect Patricia Woertz Mgmt For For For
10 Elect Ernesto Zedillo Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
Valeant
Pharmaceuticals
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
VRX CUISP 91911K102 05/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Ingram Mgmt For For For
1.2 Elect Theo Melas-Kyriazi Mgmt For For For
1.3 Elect G. Mason Morfit Mgmt For Withhold Against
1.4 Elect Laurence Paul Mgmt For For For
1.5 Elect J. Michael Pearson Mgmt For For For
1.6 Elect Robert Power Mgmt For Withhold Against
1.7 Elect Norma Provencio Mgmt For Withhold Against
1.8 Elect Lloyd Segal Mgmt For For For
1.9 Elect Katharine Stevenson Mgmt For For For
1.10 Elect Michael Van Every Mgmt For For For
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 2011 Omnibus Incentive Plan Mgmt For Against Against
5 Amendment to the 2007 Equity Mgmt For For For
Compensation
Plan
6 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
VeriSign, Inc.
Ticker Security ID: Meeting Date Meeting Status
VRSN CUISP 92343E102 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect D. James Bidzos Mgmt For Against Against
2 Elect William Chenevich Mgmt For Against Against
3 Elect Kathleen Cote Mgmt For Against Against
4 Elect Mark McLaughlin Mgmt For Against Against
5 Elect Roger Moore Mgmt For Against Against
6 Elect John Roach Mgmt For Against Against
7 Elect Louis Simpson Mgmt For Against Against
8 Elect Timothy Tomlinson Mgmt For Against Against
9 Advisory Vote on Executive Mgmt For Against Against
Compensation
10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
11 Amendment to the 2006 Equity Mgmt For Against Against
Incentive
Plan
12 Ratification of Auditor Mgmt For For For
W&T Offshore,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WTI CUISP 92922P106 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Virginia Boulet Mgmt For Withhold Against
1.2 Elect J. F. Freel Mgmt For Withhold Against
1.3 Elect Samir Gibara Mgmt For Withhold Against
1.4 Elect Robert Israel Mgmt For Withhold Against
1.5 Elect Stuart Katz Mgmt For Withhold Against
1.6 Elect Tracy Krohn Mgmt For Withhold Against
1.7 Elect S. James Nelson, Jr. Mgmt For Withhold Against
1.8 Elect B. Frank Stanley Mgmt For Withhold Against
2 Increase of Preferred Stock Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Waste
Management,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WM CUISP 94106L109 05/13/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Pastora Cafferty Mgmt For Against Against
2 Elect Frank Clark, Jr. Mgmt For Against Against
3 Elect Patrick Gross Mgmt For Against Against
4 Elect John Pope Mgmt For Against Against
5 Elect W. Robert Reum Mgmt For Against Against
6 Elect Steven Rothmeier Mgmt For Against Against
7 Elect David Steiner Mgmt For Against Against
8 Elect Thomas Weidemeyer Mgmt For Against Against
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Executive Mgmt For For For
Compensation
11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
12 Right to Call a Special Meeting Mgmt For For For
WD-40 Company
Ticker Security ID: Meeting Date Meeting Status
WDFC CUISP 929236107 12/14/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Adams, Jr. Mgmt For For For
1.2 Elect Giles Bateman Mgmt For For For
1.3 Elect Peter Bewley Mgmt For Withhold Against
1.4 Elect Richard Collato Mgmt For For For
1.5 Elect Mario Crivello Mgmt For For For
1.6 Elect Linda Lang Mgmt For For For
1.7 Elect Garry Ridge Mgmt For For For
1.8 Elect Neal Schmale Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Wells Fargo &
Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUISP 949746101 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Baker II Mgmt For Against Against
2 Elect John Chen Mgmt For Against Against
3 Elect Lloyd Dean Mgmt For For For
4 Elect Susan Engel Mgmt For Against Against
5 Elect Enrique Hernandez, Jr. Mgmt For For For
6 Elect Donald James Mgmt For Against Against
7 Elect Mackey McDonald Mgmt For Against Against
8 Elect Cynthia Milligan Mgmt For Against Against
9 Elect Nicholas Moore Mgmt For For For
10 Elect Philip Quigley Mgmt For Against Against
11 Elect Judith Runstad Mgmt For For For
12 Elect Stephen Sanger Mgmt For For For
13 Elect John Stumpf Mgmt For Against Against
14 Elect Susan Swenson Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
21 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Director
Compensation
22 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Review of Controls
Related to Loans, Foreclosures and
Securitizations
Manager Sleeve : Growth LB NEUBERGER
07/01/2010 - 06/30/2011
3M Company
Ticker Security ID: Meeting Date Meeting Status
MMM CUSIP 88579Y101 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Linda Alvarado Mgmt For For For
2 Elect George Buckley Mgmt For For For
3 Elect Vance Coffman Mgmt For For For
4 Elect Michael Eskew Mgmt For For For
5 Elect W. James Farrell Mgmt For For For
6 Elect Herbert Henkel Mgmt For For For
7 Elect Edward Liddy Mgmt For For For
8 Elect Robert Morrison Mgmt For For For
9 Elect Aulana Peters Mgmt For Against Against
10 Elect Robert Ulrich Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
Altera
Corporation
Ticker Security ID: Meeting Date Meeting Status
ALTR CUSIP 021441100 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Daane Mgmt For For For
2 Elect Robert Finocchio, Jr. Mgmt For For For
3 Elect Kevin McGarity Mgmt For For For
4 Elect T. Michael Nevens Mgmt For For For
5 Elect Krish Prabhu Mgmt For For For
6 Elect John Shoemaker Mgmt For For For
7 Elect Susan Wang Mgmt For For For
8 Amendment to the 2005 Equity Mgmt For For For
Incentive
Plan
9 Amendment to the 1987 Employee Stock Mgmt For For For
Purchase
Plan
10 Elimination of Supermajority Mgmt For For For
Requirement
11 Adoption of Delaware as the Mgmt For Against Against
Exclusive Forum for Certain
Disputes
12 Right to Call a Special Meeting Mgmt For For For
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
Anixter
International
Inc
Ticker Security ID: Meeting Date Meeting Status
AXE CUSIP 035290105 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Blyth Mgmt For For For
1.2 Elect Frederic Brace Mgmt For For For
1.3 Elect Linda Bynoe Mgmt For For For
1.4 Elect Robert Eck Mgmt For For For
1.5 Elect Robert Grubbs, Jr. Mgmt For For For
1.6 Elect F. Philip Handy Mgmt For For For
1.7 Elect Melvyn Klein Mgmt For For For
1.8 Elect George Munoz Mgmt For For For
1.9 Elect Stuart Sloan Mgmt For For For
1.10 Elect Matthew Zell Mgmt For For For
1.11 Elect Samuel Zell Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Becton,
Dickinson and
Company
Ticker Security ID: Meeting Date Meeting Status
BDX CUSIP 075887109 02/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Basil Anderson Mgmt For For For
1.2 Elect Henry Becton, Jr. Mgmt For For For
1.3 Elect Edward DeGraan Mgmt For For For
1.4 Elect Claire Fraser-Liggett Mgmt For For For
1.5 Elect Christopher Jones Mgmt For For For
1.6 Elect Marshall Larsen Mgmt For For For
1.7 Elect Edward Ludwig Mgmt For For For
1.8 Elect Adel Mahmoud Mgmt For For For
1.9 Elect Gary Mecklenburg Mgmt For For For
1.10 Elect Cathy Minehan Mgmt For For For
1.11 Elect James Orr Mgmt For For For
1.12 Elect Willard Overlock, Jr. Mgmt For For For
1.13 Elect Bertram Scott Mgmt For For For
1.14 Elect Alfred Sommer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt N/A 1 Year N/A
Executive
Compensation
5 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
BG Group plc
Ticker Security ID: Meeting Date Meeting Status
BG CUSIP 055434203 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Fabio de Oliveira Barbosa Mgmt For For For
5 Elect Caio Kock-Weser Mgmt For For For
6 Elect Patrick Thomas Mgmt For For For
7 Elect Peter Backhouse Mgmt For For For
8 Elect Frank Chapman Mgmt For For For
9 Elect Baroness Hogg Mgmt For For For
10 Elect John Hood Mgmt For For For
11 Elect Martin Houston Mgmt For For For
12 Elect Sir David Manning Mgmt For For For
13 Elect Mark Seligman Mgmt For For For
14 Elect Philippe Varin Mgmt For For For
15 Elect Sir Robert Wilson Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Auditor's Fees Mgmt For For For
18 Authorisation of Political Donations Mgmt For For For
19 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
20 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
21 Authority to Repurchase Shares Mgmt For For For
22 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
BlackRock, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLK CUSIP 09247X101 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Murry Gerber Mgmt For For For
1.2 Elect James Grosfeld Mgmt For For For
1.3 Elect Sir Deryck Maughan Mgmt For For For
1.4 Elect Thomas Montag Mgmt For For For
1.5 Elect Linda Gosden Robinson Mgmt For For For
1.6 Elect John Varley Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Canadian
National
Railway
Company
Ticker Security ID: Meeting Date Meeting Status
CNR CUSIP 136375102 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Armellino Mgmt For For For
1.2 Elect A. Charles Baillie Mgmt For For For
1.3 Elect Hugh Bolton Mgmt For For For
1.4 Elect Donald Carty Mgmt For For For
1.5 Elect Gordon Giffin Mgmt For For For
1.6 Elect Edith Holiday Mgmt For For For
1.7 Elect V. Maureen Kempston Darkes Mgmt For For For
1.8 Elect Denis Losier Mgmt For For For
1.9 Elect Edward Lumley Mgmt For For For
1.10 Elect David McLean Mgmt For For For
1.11 Elect Claude Mongeau Mgmt For For For
1.12 Elect James O'Connor Mgmt For For For
1.13 Elect Robert Pace Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
Cimarex Energy
Co.
Ticker Security ID: Meeting Date Meeting Status
XEC CUSIP 171798101 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Hentschel Mgmt For For For
2 Elect F. H. Merelli Mgmt For For For
3 Elect L. Paul Teague Mgmt For For For
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
6 2011 Equity Incentive Plan Mgmt For Against Against
7 Ratification of Auditor Mgmt For For For
Costco Wholesale
Corporation
Ticker Security ID: Meeting Date Meeting Status
COST CUSIP 22160K105 01/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Susan Decker Mgmt For For For
1.2 Elect Richard Libenson Mgmt For Withhold Against
1.3 Elect John Meisenbach Mgmt For Withhold Against
1.4 Elect Charles Munger Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Say When on Pay Mgmt 3 Years 1 Year Against
Covidien Public
Limited
Company
Ticker Security ID: Meeting Date Meeting Status
COV CUSIP G2554F105 03/15/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Craig Arnold Mgmt For For For
2 Elect Robert Brust Mgmt For For For
3 Elect John Connors, Jr. Mgmt For For For
4 Elect Christopher Coughlin Mgmt For For For
5 Elect Timothy Donahue Mgmt For For For
6 Elect Kathy Herbert Mgmt For For For
7 Elect Randall Hogan, III Mgmt For For For
8 Elect Richard Meelia Mgmt For For For
9 Elect Dennis Reilley Mgmt For For For
10 Elect Tadataka Yamada Mgmt For For For
11 Elect Joseph Zaccagnino Mgmt For For For
12 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
13 Reverse Stock Split Followed by a Mgmt For For For
Forward Stock
Split
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Danaher
Corporation
Ticker Security ID: Meeting Date Meeting Status
DHR CUSIP 235851102 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect H. Lawrence Culp Mgmt For For For
2 Elect Mitchell Rales Mgmt For For For
3 Elect Elias Zerhouni Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Repeal of Classified Board Mgmt For For For
6 Right to Call a Special Meeting Mgmt For For For
7 Amendment to the 2007 Stock Mgmt For For For
Incentive
Plan
8 Advisory Vote on Executive Mgmt For For For
Compensation
9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Herman Miller,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MLHR CUSIP 600544100 10/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Dorothy Terrell Mgmt For For For
1.2 Elect David Ulrich Mgmt For For For
1.3 Elect Michael Volkema Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Hospira, Inc.
Ticker Security ID: Meeting Date Meeting Status
HSP CUSIP 441060100 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Irving Bailey, II Mgmt For For For
2 Elect F. Michael Ball Mgmt For For For
3 Elect Jacque Sokolov Mgmt For For For
4 Elimination of Supermajority Mgmt For For For
Requirement for Removal of
Directors For
Cause
5 Elimination of Supermajority Mgmt For For For
Requirement for Bylaw Adoption,
Amendment or
Repeal
6 Elimination of Supermajority Mgmt For For For
Requirement for Alteration,
Amendment or Repeal of Certificate
Provisions
7 Advisory Vote on Executive Mgmt For For For
Compensation
8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
ICF
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ICFI CUSIP 44925C103 06/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Edward Bersoff Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Intuit Inc.
Ticker Security ID: Meeting Date Meeting Status
INTU CUSIP 461202103 01/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Batchelder Mgmt For For For
2 Elect Christopher Brody Mgmt For Against Against
3 Elect William Campbell Mgmt For Against Against
4 Elect Scott Cook Mgmt For For For
5 Elect Diane Greene Mgmt For For For
6 Elect Michael Hallman Mgmt For For For
7 Elect Edward Kangas Mgmt For For For
8 Elect Suzanne Nora Johnson Mgmt For For For
9 Elect Dennis Powell Mgmt For For For
10 Elect Brad Smith Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2005 Equity Mgmt For Against Against
Incentive
Plan
13 Advisory Vote on Executive Mgmt For For For
Compensation
Markel
Corporation
Ticker Security ID: Meeting Date Meeting Status
MKL CUSIP 570535104 05/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For
1.2 Elect Douglas Eby Mgmt For For For
1.3 Elect Stewart Kasen Mgmt For For For
1.4 Elect Alan Kirshner Mgmt For For For
1.5 Elect Lemuel Lewis Mgmt For For For
1.6 Elect Darrell D. Martin Mgmt For Withhold Against
1.7 Elect Anthony Markel Mgmt For For For
1.8 Elect Steven Markel Mgmt For For For
1.9 Elect Jay Weinberg Mgmt For Withhold Against
1.10 Elect Debora Wilson Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
MasterCard
Incorporated
Ticker Security ID: Meeting Date Meeting Status
MA CUSIP 57636Q104 06/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Marc Olivie Mgmt For For For
2 Elect Rima Qureshi Mgmt For For For
3 Elect Mark Schwartz Mgmt For For For
4 Elect Jackson Tai Mgmt For For For
5 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
MasterCard
Incorporated
Ticker Security ID: Meeting Date Meeting Status
MA CUSIP 57636Q104 09/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Repeal of Classified Board Mgmt For For For
2 Elimination of Supermajority Mgmt For For For
Requirement
3 Revise Requirements to Board Mgmt For For For
Composition
4 Revise Stock Ownership Limitations Mgmt For For For
5 Right to Adjourn Meeting Mgmt For For For
6.1 Elect Nancy Karch Mgmt For For For
6.2 Elect Jose Reyes Lagunes Mgmt For For For
6.3 Elect Edward Tian Mgmt For Withhold Against
6.4 Elect Silvio Barzi Mgmt For For For
7 Amendment to the Senior Executive Mgmt For For For
Annual Incentive Compensation
Plan
8 Ratification of Auditor Mgmt For For For
National
Instruments
Corporation
Ticker Security ID: Meeting Date Meeting Status
NATI CUSIP 636518102 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jeffrey Kodosky Mgmt For Withhold Against
1.2 Elect Donald Carlton Mgmt For Withhold Against
1.3 Elect John Medica Mgmt For For For
2 Amendment to the 1994 Employee Stock Mgmt For For For
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Newfield
Exploration
Company
Ticker Security ID: Meeting Date Meeting Status
NFX CUSIP 651290108 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Lee Boothby Mgmt For For For
2 Elect Philip Burguieres Mgmt For For For
3 Elect Pamela Gardner Mgmt For For For
4 Elect John Kemp III Mgmt For For For
5 Elect J. Michael Lacey Mgmt For For For
6 Elect Joseph Netherland Mgmt For For For
7 Elect Howard Newman Mgmt For For For
8 Elect Thomas Ricks Mgmt For For For
9 Elect Juanita Romans Mgmt For For For
10 Elect Charles Shultz Mgmt For For For
11 Elect J. Terry Strange Mgmt For For For
12 2011 Omnibus Stock Plan Mgmt For Against Against
13 Performance Goals for Performance Mgmt For For For
Awards Under the 2011 Omnibus Stock
Plan
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Noble Energy,
Inc.
Ticker Security ID: Meeting Date Meeting Status
NBL CUSIP 655044105 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Jeffrey Berenson Mgmt For For For
2 Elect Michael Cawley Mgmt For For For
3 Elect Edward Cox Mgmt For For For
4 Elect Charles Davidson Mgmt For For For
5 Elect Thomas Edelman Mgmt For For For
6 Elect Eric Grubman Mgmt For For For
7 Elect Kirby Hedrick Mgmt For For For
8 Elect Scott Urban Mgmt For For For
9 Elect William Van Kleef Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Amendment to the 1992 Stock Option Mgmt For For For
and Restricted Stock
Plan
Praxair, Inc.
Ticker Security ID: Meeting Date Meeting Status
PX CUSIP 74005P104 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Angel Mgmt For For For
1.2 Elect Oscar Bernardes Mgmt For For For
1.3 Elect Nance Dicciani Mgmt For For For
1.4 Elect Edward Galante Mgmt For For For
1.5 Elect Claire Gargalli Mgmt For For For
1.6 Elect Ira Hall Mgmt For For For
1.7 Elect Raymond LeBoeuf Mgmt For For For
1.8 Elect Larry McVay Mgmt For For For
1.9 Elect Wayne Smith Mgmt For For For
1.10 Elect Robert Wood Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Approval of Performance Goals Under Mgmt For For For
the 162(m)
Plan
5 Amendment to the 2009 Long-Term Mgmt For For For
Incentive
Plan
6 Ratification of Auditor Mgmt For For For
Scripps Networks
Interactive,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SNI CUSIP 811065101 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Galloway Mgmt For For For
1.2 Elect Dale Pond Mgmt For For For
1.3 Elect Ronald Tysoe Mgmt For Withhold Against
Smith
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SII CUSIP 832110100 08/24/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of the Merger Mgmt For For For
2.1 Elect James Gibbs Mgmt For For For
2.2 Elect Duane Radtke Mgmt For For For
2.3 Elect John Yearwood Mgmt For For For
3 Amendment to the 1989 Long-Term Mgmt For For For
Incentive Compensation
Plan
4 Ratification of Auditor Mgmt For For For
5 Right to Adjourn Meeting Mgmt For For For
Sourcefire, Inc.
Ticker Security ID: Meeting Date Meeting Status
FIRE CUSIP 83616T108 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Burris Mgmt For For For
1.2 Elect Tim Guleri Mgmt For For For
1.3 Elect Martin Roesch Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Target
Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP 87612E106 06/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Roxanne Austin Mgmt For For For
2 Elect Calvin Darden Mgmt For For For
3 Elect Mary Dillon Mgmt For For For
4 Elect James Johnson Mgmt For For For
5 Elect Mary Minnick Mgmt For For For
6 Elect Anne Mulcahy Mgmt For Against Against
7 Elect Derica Rice Mgmt For For For
8 Elect Stephen Sanger Mgmt For For For
9 Elect Gregg Steinhafel Mgmt For For For
10 Elect John Stumpf Mgmt For For For
11 Elect Solomon Trujillo Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 2011 Long-Term Incentive Plan Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Compensation
Benchmarking
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Electronic
Waste
Texas
Instruments
Incorporated
Ticker Security ID: Meeting Date Meeting Status
TXN CUSIP 882508104 04/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ralph Babb, Jr. Mgmt For For For
2 Elect Daniel Carp Mgmt For For For
3 Elect Carrie Cox Mgmt For For For
4 Elect Stephen MacMillan Mgmt For For For
5 Elect Pamela Patsley Mgmt For For For
6 Elect Robert Sanchez Mgmt For For For
7 Elect Wayne Sanders Mgmt For For For
8 Elect Ruth Simmons Mgmt For Against Against
9 Elect Richard Templeton Mgmt For For For
10 Elect Christine Whitman Mgmt For For For
11 Advisory Vote on Executive Mgmt For For For
Compensation
12 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
The Bank of New
York Mellon
Corporation
Ticker Security ID: Meeting Date Meeting Status
BK CUSIP 064058100 04/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ruth Bruch Mgmt For Against Against
2 Elect Nicholas Donofrio Mgmt For For For
3 Elect Gerald Hassell Mgmt For For For
4 Elect Edmund Kelly Mgmt For Against Against
5 Elect Robert Kelly Mgmt For For For
6 Elect Richard Kogan Mgmt For Against Against
7 Elect Michael Kowalski Mgmt For For For
8 Elect John Luke, Jr. Mgmt For For For
9 Elect Mark Nordenberg Mgmt For For For
10 Elect Catherine Rein Mgmt For For For
11 Elect William Richardson Mgmt For For For
12 Elect Samuel Scott III Mgmt For Against Against
13 Elect John Surma Mgmt For For For
14 Elect Wesley von Schack Mgmt For Against Against
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 Amendment to the Long-Term Incentive Mgmt For For For
Plan
18 Amendment to the Executive Incentive Mgmt For Against Against
Compensation
Plan
19 Ratification of Auditor Mgmt For For For
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
The Charles
Schwab
Corporation
Ticker Security ID: Meeting Date Meeting Status
SCHW CUSIP 808513105 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Frank Herringer Mgmt For For For
2 Elect Stephen McLin Mgmt For Against Against
3 Elect Charles Schwab Mgmt For For For
4 Elect Roger Walther Mgmt For For For
5 Elect Robert Wilson Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Amendment to the 2004 Stock Mgmt For For For
Incentive
Plan
8 Advisory Vote on Executive Mgmt For For For
Compensation
9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
10 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
11 Shareholder Proposal Regarding ShrHoldr Abstain For Against
Declassification of the
Board
The J.M. Smucker
Company
Ticker Security ID: Meeting Date Meeting Status
SJM CUSIP 832696405 08/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Kathryn Dindo Mgmt For For For
2 Elect Richard Smucker Mgmt For For For
3 Elect William Steinbrink Mgmt For For For
4 Elect Paul Smucker Wagstaff Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 2010 Equity and Incentive Mgmt For Against Against
Compensation
Plan
The Procter &
Gamble
Company
Ticker Security ID: Meeting Date Meeting Status
PG CUSIP 742718109 10/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Angela Braly Mgmt For For For
2 Elect Kenneth Chenault Mgmt For For For
3 Elect Scott Cook Mgmt For For For
4 Elect Rajat Gupta Mgmt For For For
5 Elect Robert McDonald Mgmt For For For
6 Elect W. James McNerney, Jr. Mgmt For For For
7 Elect Johnathan Rodgers Mgmt For Against Against
8 Elect Mary Wilderotter Mgmt For For For
9 Elect Patricia Woertz Mgmt For For For
10 Elect Ernesto Zedillo Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
The Progressive
Corporation
Ticker Security ID: Meeting Date Meeting Status
PGR CUSIP 743315103 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Stuart Burgdoerfer Mgmt For For For
2 Elect Charles Davis Mgmt For For For
3 Amendment to Code of Regulations Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
W.W. Grainger,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GWW CUSIP 384802104 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Brian Anderson Mgmt For For For
1.2 Elect Wilbur Gantz Mgmt For For For
1.3 Elect V. Ann Hailey Mgmt For For For
1.4 Elect William Hall Mgmt For For For
1.5 Elect Stuart Levenick Mgmt For For For
1.6 Elect John McCarter, Jr. Mgmt For For For
1.7 Elect Neil Novich Mgmt For For For
1.8 Elect Michael Roberts Mgmt For For For
1.9 Elect Gary Rogers Mgmt For For For
1.10 Elect James Ryan Mgmt For For For
1.11 Elect E. Scott Santi Mgmt For For For
1.12 Elect James Slavik Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Yahoo! Inc.
Ticker Security ID: Meeting Date Meeting Status
YHOO CUSIP 984332106 06/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Carol Bartz Mgmt For For For
2 Elect Roy Bostock Mgmt For For For
3 Elect Patti Hart Mgmt For For For
4 Elect Susan James Mgmt For For For
5 Elect Vyomesh Joshi Mgmt For For For
6 Elect David Kenny Mgmt For For For
7 Elect Arthur Kern Mgmt For For For
8 Elect Brad Smith Mgmt For For For
9 Elect Gary Wilson Mgmt For For For
10 Elect Jerry Yang Mgmt For For For
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Rights in
China
Manager Sleeve : Growth LB Pax World
07/01/2010 - 06/30/2011
Alberto-Culver
Company
Ticker Security ID: Meeting Date Meeting Status
ACV CUISP 013078100 12/17/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Acquisition Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
Altera
Corporation
Ticker Security ID: Meeting Date Meeting Status
ALTR CUISP 021441100 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Daane Mgmt For Against Against
2 Elect Robert Finocchio, Jr. Mgmt For Against Against
3 Elect Kevin McGarity Mgmt For Against Against
4 Elect T. Michael Nevens Mgmt For Against Against
5 Elect Krish Prabhu Mgmt For Against Against
6 Elect John Shoemaker Mgmt For Against Against
7 Elect Susan Wang Mgmt For Against Against
8 Amendment to the 2005 Equity Mgmt For Against Against
Incentive
Plan
9 Amendment to the 1987 Employee Stock Mgmt For For For
Purchase
Plan
10 Elimination of Supermajority Mgmt For For For
Requirement
11 Adoption of Delaware as the Mgmt For Against Against
Exclusive Forum for Certain
Disputes
12 Right to Call a Special Meeting Mgmt For For For
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
America Movil
SAB de
CV
Ticker Security ID: Meeting Date Meeting Status
AMX CUISP 02364W105 04/27/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Directors (Series L) Mgmt For Abstain Against
2 Election of Meeting Delegates Mgmt For Abstain Against
American Express
Company
Ticker Security ID: Meeting Date Meeting Status
AXP CUISP 025816109 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Daniel Akerson Mgmt For For For
1.2 Elect Charlene Barshefsky Mgmt For Withhold Against
1.3 Elect Ursula Burns Mgmt For For For
1.4 Elect Kenneth Chenault Mgmt For Withhold Against
1.5 Elect Peter Chernin Mgmt For Withhold Against
1.6 Elect Theodore Leonsis Mgmt For Withhold Against
1.7 Elect Jan Leschly Mgmt For Withhold Against
1.8 Elect Richard Levin Mgmt For For For
1.9 Elect Richard McGinn Mgmt For Withhold Against
1.10 Elect Edward Miller Mgmt For Withhold Against
1.11 Elect Steven Reinemund Mgmt For For For
1.12 Elect Robert Walter Mgmt For Withhold Against
1.13 Elect Ronald Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
6 Sharehoholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special
Meeting
American Tower
Corporation
Ticker Security ID: Meeting Date Meeting Status
AMT CUISP 029912201 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Raymond Dolan Mgmt For Against Against
2 Elect Ronald Dykes Mgmt For Against Against
3 Elect Carolyn Katz Mgmt For Against Against
4 Elect Gustavo Lara Cantu Mgmt For Against Against
5 Elect JoAnn Reed Mgmt For Against Against
6 Elect Pamela Reeve Mgmt For Against Against
7 Elect David Sharbutt Mgmt For Against Against
8 Elect James Taiclet, Jr. Mgmt For Against Against
9 Elect Samme Thompson Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Elimination of Supermajority Mgmt For For For
Requirement
12 Advisory Vote on Executive Mgmt For Against Against
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
AMGEN Inc.
Ticker Security ID: Meeting Date Meeting Status
AMGN CUISP 031162100 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Baltimore Mgmt For Against Against
2 Elect Frank Biondi, Jr. Mgmt For Against Against
3 Elect Francois de Carbonnel Mgmt For Against Against
4 Elect Vance Coffman Mgmt For Against Against
5 Elect Rebecca Henderson Mgmt For Against Against
6 Elect Frank Herringer Mgmt For Against Against
7 Elect Gilbert Omenn Mgmt For Against Against
8 Elect Judith Pelham Mgmt For Against Against
9 Elect J. Paul Reason Mgmt For Against Against
10 Elect Leonard Schaeffer Mgmt For Against Against
11 Elect Kevin Sharer Mgmt For Against Against
12 Elect Ronald Sugar Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
Baker Hughes
Incorporated
Ticker Security ID: Meeting Date Meeting Status
BHI CUISP 057224107 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Larry Brady Mgmt For Withhold Against
1.2 Elect Clarence Cazalot, Jr. Mgmt For Withhold Against
1.3 Elect Chad Deaton Mgmt For Withhold Against
1.4 Elect Anthony Fernandes Mgmt For Withhold Against
1.5 Elect Claire Gargalli Mgmt For Withhold Against
1.6 Elect Pierre Jungels Mgmt For Withhold Against
1.7 Elect James Lash Mgmt For Withhold Against
1.8 Elect J. Larry Nichols Mgmt For Withhold Against
1.9 Elect H. John Riley, Jr. Mgmt For Withhold Against
1.10 Elect J.W. Stewart Mgmt For Withhold Against
1.11 Elect Charles Watson Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Reapproval of Performance Goals Mgmt For For For
under the Annual Incentive
Compensation
Plan
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Becton,
Dickinson and
Company
Ticker Security ID: Meeting Date Meeting Status
BDX CUISP 075887109 02/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Basil Anderson Mgmt For Withhold Against
1.2 Elect Henry Becton, Jr. Mgmt For Withhold Against
1.3 Elect Edward DeGraan Mgmt For Withhold Against
1.4 Elect Claire Fraser-Liggett Mgmt For For For
1.5 Elect Christopher Jones Mgmt For For For
1.6 Elect Marshall Larsen Mgmt For Withhold Against
1.7 Elect Edward Ludwig Mgmt For For For
1.8 Elect Adel Mahmoud Mgmt For For For
1.9 Elect Gary Mecklenburg Mgmt For For For
1.10 Elect Cathy Minehan Mgmt For Withhold Against
1.11 Elect James Orr Mgmt For Withhold Against
1.12 Elect Willard Overlock, Jr. Mgmt For Withhold Against
1.13 Elect Bertram Scott Mgmt For Withhold Against
1.14 Elect Alfred Sommer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt N/A 1 Year N/A
Executive
Compensation
5 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
BlackRock, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLK CUISP 09247X101 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Murry Gerber Mgmt For Withhold Against
1.2 Elect James Grosfeld Mgmt For Withhold Against
1.3 Elect Sir Deryck Maughan Mgmt For Withhold Against
1.4 Elect Thomas Montag Mgmt For Withhold Against
1.5 Elect Linda Gosden Robinson Mgmt For Withhold Against
1.6 Elect John Varley Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
BorgWarner Inc.
Ticker Security ID: Meeting Date Meeting Status
BWA CUISP 099724106 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Robin Adams Mgmt For Against Against
2 Elect David Brown Mgmt For Against Against
3 Elect Jan Carlson Mgmt For Against Against
4 Elect Dennis Cuneo Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
China Life
Insurance
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
2628 CUISP 16939P106 06/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Fees of Directors and Supervisors Mgmt For Abstain Against
6 Appointment of Auditor and Authority Mgmt For Abstain Against
to Set
Fees
7 Donations to China Life CharityFund Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Elect YUAN Li Mgmt For Against Against
Cisco Systems,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CSCO CUISP 17275R102 11/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Carol Bartz Mgmt For Against Against
2 Elect M. Michele Burns Mgmt For For For
3 Elect Michael Capellas Mgmt For For For
4 Elect Larry Carter Mgmt For For For
5 Elect John Chambers Mgmt For Against Against
6 Elect Brian Halla Mgmt For For For
7 Elect John Hennessy Mgmt For Against Against
8 Elect Richard Kovacevich Mgmt For Against Against
9 Elect Roderick McGeary Mgmt For Against Against
10 Elect Michael Powell Mgmt For For For
11 Elect Arun Sarin Mgmt For For For
12 Elect Steven West Mgmt For For For
13 Elect Jerry Yang Mgmt For For For
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Formation of Environmental
Sustainability
Committee
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Internet
Fragmentation
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Restricting Sales to
China
Cognizant
Technology
Solutions
Corporation
Ticker Security ID: Meeting Date Meeting Status
CTSH CUISP 192446102 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Robert Howe Mgmt For Against Against
2 Elect Robert Weissman Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Increase of Authorized Common Stock Mgmt For Against Against
6 Amendment to the Certificate of Mgmt For For For
Incorporation to Reduce
Supermajority
Requirement
7 Amendment to the Bylaws to Reduce Mgmt For For For
Supermajority
Requirement
8 Ratification of Auditor Mgmt For For For
Companhia de
Concessoes
Rodoviarias
Ticker Security ID: Meeting Date Meeting Status
CCRO3 CINS P1413U105 02/16/2011 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Change of Company Name Mgmt For For For
4 Election of Directors Mgmt For Against Against
5 Election of Alternate Directors Mgmt For Against Against
6 Elect Newton Brandao Ferraz Ramos Mgmt For For For
7 Election of Alternate Supervisory Mgmt For For For
Council
Member
Companhia de
Concessoes
Rodoviarias
Ticker Security ID: Meeting Date Meeting Status
CCRO3 CINS P1413U105 04/19/2011 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Capital Expenditure Budget Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Election of Directors Mgmt For Against Against
8 Remuneration Policy Mgmt For Against Against
9 Election of Supervisory Council Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
Companhia de
Concessoes
Rodoviarias
Ticker Security ID: Meeting Date Meeting Status
CCRO3 CINS P1413U105 09/27/2010 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Amendments to Articles Mgmt For For For
ConocoPhillips
Ticker Security ID: Meeting Date Meeting Status
COP CUISP 20825C104 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Armitage Mgmt For For For
2 Elect Richard Auchinleck Mgmt For Against Against
3 Elect James Copeland, Jr. Mgmt For Against Against
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Ruth Harkin Mgmt For For For
6 Elect Harold McGraw III Mgmt For Against Against
7 Elect James Mulva Mgmt For For For
8 Elect Robert Niblock Mgmt For For For
9 Elect Harald Norvik Mgmt For For For
10 Elect William Reilly Mgmt For Against Against
11 Elect Victoria Tschinkel Mgmt For Against Against
12 Elect Kathryn Turner Mgmt For Against Against
13 Elect William Wade, Jr. Mgmt For Against Against
14 Ratification of Auditor Mgmt For Against Against
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 2011 Omnibus Stock and Performance Mgmt For Against Against
Incentive
Plan
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Adopting Gender Identity and
Expression Anti-Bias
Policy
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Lobbying
Report
21 Shareholder Proposal Regarding ShrHoldr Against For Against
Safety
Report
22 Shareholder Proposal Regarding ShrHoldr Against For Against
Louisiana
Wetlands
23 Shareholder Proposal Regarding ShrHoldr Against For Against
Reporting and Reducing Greenhouse
Gas
Emissions
24 Shareholder Proposal Regarding the ShrHoldr Against For Against
Financial Risks of Climate
Change
25 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Oil Sands
Operations
Corn Products
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CPO CUISP 219023108 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Almeida Mgmt For Withhold Against
1.2 Elect Gregory Kenny Mgmt For Withhold Against
1.3 Elect James Ringler Mgmt For For For
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Corning
Incorporated
Ticker Security ID: Meeting Date Meeting Status
GLW CUISP 219350105 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Seely Brown Mgmt For Against Against
2 Elect John Canning Jr. Mgmt For Against Against
3 Elect Gordon Gund Mgmt For Against Against
4 Elect Kurt Landgraf Mgmt For Against Against
5 Elect H. Onno Ruding Mgmt For Against Against
6 Elect Glenn Tilton Mgmt For Against Against
7 Advisory Vote on Executive Mgmt For Against Against
Compensation
8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
10 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
Cummins Inc.
Ticker Security ID: Meeting Date Meeting Status
CMI CUISP 231021106 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Theodore Solso Mgmt For Against Against
2 Elect N. Thomas Linebarger Mgmt For For For
3 Elect William Miller Mgmt For For For
4 Elect Alexis Herman Mgmt For Against Against
5 Elect Georgia Nelson Mgmt For For For
6 Elect Carl Ware Mgmt For For For
7 Elect Robert Herdman Mgmt For For For
8 Elect Robert Bernhard Mgmt For For For
9 Elect Franklin Chang-Diaz Mgmt For For For
10 Elect Stephen Dobbs Mgmt For For For
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUISP 244199105 02/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charles Holliday, Jr. Mgmt For For For
2 Elect Dipak Jain Mgmt For For For
3 Elect Joachim Milberg Mgmt For For For
4 Elect Richard Myers Mgmt For Against Against
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
Diana Shipping
Inc.
Ticker Security ID: Meeting Date Meeting Status
DSX CUISP Y2066G104 08/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Lawes Mgmt For Withhold Against
1.2 Elect Konstantinos Psaltis Mgmt For Withhold Against
2 Appointment of Auditor Mgmt For For For
Digital Realty
Trust,
Inc.
Ticker Security ID: Meeting Date Meeting Status
DLR CUISP 253868103 04/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Magnuson Mgmt For Withhold Against
1.2 Elect Michael Foust Mgmt For Withhold Against
1.3 Elect Laurence Chapman Mgmt For Withhold Against
1.4 Elect Kathleen Earley Mgmt For Withhold Against
1.5 Elect Ruann Ernst Mgmt For Withhold Against
1.6 Elect Dennis Singleton Mgmt For Withhold Against
1.7 Elect Robert Zerbst Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
EMC Corporation
Ticker Security ID: Meeting Date Meeting Status
EMC CUISP 268648102 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Michael Brown Mgmt For Against Against
2 Elect Randolph Cowen Mgmt For Against Against
3 Elect Michael Cronin Mgmt For Against Against
4 Elect Gail Deegan Mgmt For Against Against
5 Elect James DiStasio Mgmt For Against Against
6 Elect John Egan Mgmt For Against Against
7 Elect Edmund Kelly Mgmt For Against Against
8 Elect Windle Priem Mgmt For Against Against
9 Elect Paul Sagan Mgmt For Against Against
10 Elect David Strohm Mgmt For Against Against
11 Elect Joseph Tucci Mgmt For Against Against
12 Ratification of Auditor Mgmt For Against Against
13 Amendment to the 2003 Stock Plan Mgmt For Against Against
14 Amendment to Right to Call a Special Mgmt For For For
Meeting
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Emerson Electric
Co.
Ticker Security ID: Meeting Date Meeting Status
EMR CUISP 291011104 02/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Farr Mgmt For Withhold Against
1.2 Elect Harriet Green Mgmt For Withhold Against
1.3 Elect Charles Peters Mgmt For Withhold Against
1.4 Elect Joseph Prueher Mgmt For Withhold Against
1.5 Elect Rozanne Ridgway Mgmt For Withhold Against
2 Re-approval of the Performance Mgmt For For For
Measures under the 2006 Incentive
Shares
Plan
3 2011 Stock Option Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Sustainability
Report
Ensco
International
plc
Ticker Security ID: Meeting Date Meeting Status
ESV CUISP 29358Q109 05/31/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Merger/Acquisition Mgmt For For For
Ensco plc
Ticker Security ID: Meeting Date Meeting Status
ESV CUISP 29358Q109 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect J. Roderick Clark Mgmt For Against Against
2 Elect Daniel Rabun Mgmt For Against Against
3 Elect Keith Rattie Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
5 Appointment of Statutory Auditor Mgmt For For For
6 Authority to Set Auditor's Fees Mgmt For For For
7 Payment of Historic Dividends Mgmt For For For
8 Release of Shareholders from Claims Mgmt For For For
Regarding Historic
Dividends
9 Release of Shareholders from Claims Mgmt For Against Against
Regarding Historical
Dividends
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
EQT Corporation
Ticker Security ID: Meeting Date Meeting Status
EQT CUISP 26884L109 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Thorington Mgmt For Withhold Against
1.2 Elect David Porges Mgmt For Withhold Against
1.3 Elect James Rohr Mgmt For Withhold Against
1.4 Elect David Shapira Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2011 Executive Short-Term Incentive Mgmt For For For
Plan
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
7 Amendment to Articles of Mgmt For For For
Incorporation Concerning the
Process for Board
Vacancies
8 Elimination of Preemptive Rights Mgmt For Against Against
Expeditors
International
Of Washington,
Inc.
Ticker Security ID: Meeting Date Meeting Status
EXPD CUISP 302130109 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Mark Emmert Mgmt For Against Against
2 Elect R. Jordan Gates Mgmt For Against Against
3 Elect Dan Kourkoumelis Mgmt For Against Against
4 Elect Michael Malone Mgmt For Against Against
5 Elect John Meisenbach Mgmt For Against Against
6 Elect Peter Rose Mgmt For Against Against
7 Elect James Wang Mgmt For Against Against
8 Elect Robert Wright Mgmt For Against Against
9 Advisory Vote on Executive Mgmt For Against Against
Compensation
10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
11 2011 Stock Option Plan Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
GameStop Corp.
Ticker Security ID: Meeting Date Meeting Status
GME CUISP 36467W109 06/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stanley (Mickey) Steinberg Mgmt For Withhold Against
1.2 Elect Gerald Szczepanski Mgmt For Withhold Against
1.3 Elect Lawrence Zilavy Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 2011 Incentive Plan Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
General Mills,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GIS CUISP 370334104 09/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Bradbury Anderson Mgmt For Against Against
2 Elect R. Kerry Clark Mgmt For Against Against
3 Elect Paul Danos Mgmt For For For
4 Elect William Esrey Mgmt For For For
5 Elect Raymond Gilmartin Mgmt For Against Against
6 Elect Judith Richards Hope Mgmt For For For
7 Elect Heidi Miller Mgmt For For For
8 Elect Hilda Ochoa-Brillembourg Mgmt For For For
9 Elect Steve Odland Mgmt For For For
10 Elect Kendall Powell Mgmt For For For
11 Elect Lois Quam Mgmt For Against Against
12 Elect Michael Rose Mgmt For Against Against
13 Elect Robert Ryan Mgmt For For For
14 Elect Dorothy Terrell Mgmt For For For
15 Executive Incentive Plan Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Advisory Vote on Executive Mgmt For Against Against
Compensation
Gilead Sciences,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUISP 375558103 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Cogan Mgmt For For For
1.2 Elect Etienne Davignon Mgmt For For For
1.3 Elect James Denny Mgmt For For For
1.4 Elect Carla Hills Mgmt For For For
1.5 Elect Kevin Lofton Mgmt For Withhold Against
1.6 Elect John Madigan Mgmt For Withhold Against
1.7 Elect John Martin Mgmt For For For
1.8 Elect Gordon Moore Mgmt For Withhold Against
1.9 Elect Nicholas Moore Mgmt For Withhold Against
1.10 Elect Richard Whitley Mgmt For For For
1.11 Elect Gayle Wilson Mgmt For For For
1.12 Elect Per Wold-Olsen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 162(m) Bonus Plan Mgmt For For For
4 Elimination of Supermajority Mgmt For For For
Requirement
5 Right to Call a Special Meeting Mgmt For For For
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Google Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOG CUISP 38259P508 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Larry Page Mgmt For Withhold Against
1.2 Elect Sergey Brin Mgmt For Withhold Against
1.3 Elect Eric Schmidt Mgmt For Withhold Against
1.4 Elect L. John Doerr Mgmt For Withhold Against
1.5 Elect John Hennessy Mgmt For Withhold Against
1.6 Elect Ann Mather Mgmt For For For
1.7 Elect Paul Otellini Mgmt For Withhold Against
1.8 Elect K. Ram Shriram Mgmt For For For
1.9 Elect Shirley Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Plan Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Formation of Sustainability
Committee
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Conflict of Interest
Report
H & M Hennes &
Mauritz
AB
Ticker Security ID: Meeting Date Meeting Status
HM-B CINS W41422101 04/28/2011 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Profits/Dividends Mgmt For For For
14 Ratification of Board and Management Mgmt For Against Against
Acts
15 Board Size Mgmt For For For
16 Directors and Auditors' Fees Mgmt For Against Against
17 Election of Directors Mgmt For Against Against
18 Nomination Committee Mgmt For Against Against
19 Amendments to Articles Mgmt For For For
20 Compensation Guidelines Mgmt For Against Against
21 Non-Voting Agenda Item N/A N/A N/A N/A
H & M Hennes &
Mauritz
AB
Ticker Security ID: Meeting Date Meeting Status
HM-B CINS W41422101 10/20/2010 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Election of Presiding Chairman Mgmt For For For
6 Voting List Mgmt For For For
7 Agenda Mgmt For For For
8 Election of Individuals to Check Mgmt For For For
Minutes
9 Compliance with Rules of Convocation Mgmt For For For
10 Employee Incentive Program Mgmt For For For
11 Amendment to Compensation Guidelines Mgmt For Against Against
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
Hansen Natural
Corporation
Ticker Security ID: Meeting Date Meeting Status
HANS CUISP 411310105 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Rodney Sacks Mgmt For Withhold Against
1.2 Elect Hilton Schlosberg Mgmt For Withhold Against
1.3 Elect Norman Epstein Mgmt For Withhold Against
1.4 Elect Benjamin Polk Mgmt For Withhold Against
1.5 Elect Sydney Selati Mgmt For Withhold Against
1.6 Elect Harold Taber, Jr. Mgmt For Withhold Against
1.7 Elect Mark Vidergauz Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2011 Omnibus Incentive Plan Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Hospitality
Properties
Trust
Ticker Security ID: Meeting Date Meeting Status
HPT CUISP 44106M102 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Harrington Mgmt For Against Against
2 Elect Barry Portnoy Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
Ingersoll-Rand
Plc
Ticker Security ID: Meeting Date Meeting Status
IR CUISP G47791101 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ann Berzin Mgmt For For For
2 Elect John Bruton Mgmt For Against Against
3 Elect Jared Cohon Mgmt For Against Against
4 Elect Gary Forsee Mgmt For Against Against
5 Elect Peter Godsoe Mgmt For For For
6 Elect Edward Hagenlocker Mgmt For For For
7 Elect Constance Horner Mgmt For Against Against
8 Elect Michael Lamach Mgmt For For For
9 Elect Theodore Martin Mgmt For For For
10 Elect Richard Swift Mgmt For For For
11 Elect Tony White Mgmt For Against Against
12 Senior Executive Performance Plan Mgmt For For For
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Authority to Repurchase Shares Mgmt For For For
16 Ratification of Auditor Mgmt For Against Against
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUISP 458140100 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charlene Barshefsky Mgmt For Against Against
2 Elect Susan Decker Mgmt For Against Against
3 Elect John Donahoe Mgmt For Against Against
4 Elect Reed Hundt Mgmt For Against Against
5 Elect Paul Otellini Mgmt For Against Against
6 Elect James Plummer Mgmt For Against Against
7 Elect David Pottruck Mgmt For Against Against
8 Elect Jane Shaw Mgmt For Against Against
9 Elect Frank Yeary Mgmt For Against Against
10 Elect David Yoffie Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2006 Equity Mgmt For Against Against
Incentive
Plan
13 Amendment to the 2006 Stock Purchase Mgmt For For For
Plan
14 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Intuit Inc.
Ticker Security ID: Meeting Date Meeting Status
INTU CUISP 461202103 01/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Batchelder Mgmt For Against Against
2 Elect Christopher Brody Mgmt For Against Against
3 Elect William Campbell Mgmt For Against Against
4 Elect Scott Cook Mgmt For Against Against
5 Elect Diane Greene Mgmt For Against Against
6 Elect Michael Hallman Mgmt For Against Against
7 Elect Edward Kangas Mgmt For Against Against
8 Elect Suzanne Nora Johnson Mgmt For Against Against
9 Elect Dennis Powell Mgmt For Against Against
10 Elect Brad Smith Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2005 Equity Mgmt For Against Against
Incentive
Plan
13 Advisory Vote on Executive Mgmt For For For
Compensation
Iron Mountain
Incorporated
Ticker Security ID: Meeting Date Meeting Status
IRM CUISP 462846106 06/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Clarke Bailey Mgmt For Withhold Against
1.2 Elect Kent Dauten Mgmt For Withhold Against
1.3 Elect Paul Deninger Mgmt For Withhold Against
1.4 Elect Per-Kristian Halvorsen Mgmt For Withhold Against
1.5 Elect Michael Lamach Mgmt For Withhold Against
1.6 Elect Arthur Little Mgmt For Withhold Against
1.7 Elect Allan Loren Mgmt For Withhold Against
1.8 Elect C. Richard Reese Mgmt For Withhold Against
1.9 Elect Vincent Ryan Mgmt For Withhold Against
1.10 Elect Laurie Tucker Mgmt For Withhold Against
1.11 Elect Alfred Verrecchia Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
JPMorgan Chase &
Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUISP 46625H100 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Crandall Bowles Mgmt For Against Against
2 Elect Stephen Burke Mgmt For Against Against
3 Elect David Cote Mgmt For Against Against
4 Elect James Crown Mgmt For Against Against
5 Elect James Dimon Mgmt For Against Against
6 Elect Ellen Futter Mgmt For Against Against
7 Elect William Gray, III Mgmt For Against Against
8 Elect Laban Jackson, Jr. Mgmt For Against Against
9 Elect David Novak Mgmt For Against Against
10 Elect Lee Raymond Mgmt For Against Against
11 Elect William Weldon Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
13 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Amendment to the Long-Term Incentive Mgmt For Against Against
Plan
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Affirmation of Political
Nonpartisanship
17 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Mortgage Loan
Servicing
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Genocide-Free
Investing
21 Shareholder Proposal Regarding an ShrHoldr Against For Against
Independent Lead
Director
Juniper
Networks,
Inc.
Ticker Security ID: Meeting Date Meeting Status
JNPR CUISP 48203R104 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mary Cranston Mgmt For Withhold Against
1.2 Elect Kevin Johnson Mgmt For Withhold Against
1.3 Elect J. Michael Lawrie Mgmt For Withhold Against
1.4 Elect David Schlotterbeck Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2012 Performance Bonus Plan Mgmt For Against Against
4 Amendment to the 2006 Equity Mgmt For Against Against
Incentive
Plan
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr N/A For N/A
Declassification of the
Board
Kraft Foods Inc.
Ticker Security ID: Meeting Date Meeting Status
KFT CUISP 50075N104 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ajay Banga Mgmt For Against Against
2 Elect Myra Hart Mgmt For Against Against
3 Elect Peter Henry Mgmt For Against Against
4 Elect Lois Juliber Mgmt For Against Against
5 Elect Mark Ketchum Mgmt For Against Against
6 Elect Richard Lerner Mgmt For Against Against
7 Elect Mackey McDonald Mgmt For Against Against
8 Elect John Pope Mgmt For Against Against
9 Elect Fedric Reynolds Mgmt For Against Against
10 Elect Irene Rosenfeld Mgmt For Against Against
11 Elect Jean-Francois van Boxmeer Mgmt For Against Against
12 Advisory Vote on Executive Mgmt For Against Against
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Amendment to the 2006 Stock Mgmt For For For
Compensation Plan for Non-Employee
Directors
15 Ratification of Auditor Mgmt For Against Against
Lowe's
Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
LOW CUISP 548661107 05/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Raul Alvarez Mgmt For Withhold Against
1.2 Elect David Bernauer Mgmt For Withhold Against
1.3 Elect Leonard Berry Mgmt For Withhold Against
1.4 Elect Peter Browning Mgmt For Withhold Against
1.5 Elect Dawn Hudson Mgmt For Withhold Against
1.6 Elect Robert Johnson Mgmt For Withhold Against
1.7 Elect Marshall Larsen Mgmt For Withhold Against
1.8 Elect Richard Lochridge Mgmt For Withhold Against
1.9 Elect Robert Niblock Mgmt For Withhold Against
1.10 Elect Stephen Page Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 2011 Annual Incentive Plan Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Shareholder Approval of Severance
Agreements
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Linking Executive Pay to
Sustainability
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Political Contributions
and Expenditure
Report
Macy's, Inc.
Ticker Security ID: Meeting Date Meeting Status
M CUISP 55616P104 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Bollenbach Mgmt For For For
1.2 Elect Deirdre Connelly Mgmt For Withhold Against
1.3 Elect Meyer Feldberg Mgmt For Withhold Against
1.4 Elect Sara Levinson Mgmt For Withhold Against
1.5 Elect Terry Lundgren Mgmt For For For
1.6 Elect Joseph Neubauer Mgmt For Withhold Against
1.7 Elect Joseph Pichler Mgmt For For For
1.8 Elect Joyce Roche Mgmt For For For
1.9 Elect Craig Weatherup Mgmt For Withhold Against
1.10 Elect Marna Whittington Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
McDonald's
Corporation
Ticker Security ID: Meeting Date Meeting Status
MCD CUISP 580135101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Susan Arnold Mgmt For Against Against
2 Elect Richard Lenny Mgmt For Against Against
3 Elect Cary McMillan Mgmt For Against Against
4 Elect Sheila Penrose Mgmt For Against Against
5 Elect James Skinner Mgmt For Against Against
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Executive Mgmt For Against Against
Compensation
8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
9 Elimination of Super-majority Mgmt For For For
Requirement in Article Regarding
Transactions with Interested
Shareholders
10 Elimination of Supermajority Mgmt For For For
Requirement in Article Regarding
the Removal of
Directors
11 Elimination of Supermajority Mgmt For For For
Requirement in Article Regarding
Shareholder
Action
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
13 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Controlled Atmosphere
Killing
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Childhood
Obesity
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Beverage
Containers
Microsoft
Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUISP 594918104 11/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Steven Ballmer Mgmt For Against Against
2 Elect Dina Dublon Mgmt For Against Against
3 Elect William Gates III Mgmt For Against Against
4 Elect Raymond Gilmartin Mgmt For Against Against
5 Elect Reed Hastings Mgmt For Against Against
6 Elect Maria Klawe Mgmt For Against Against
7 Elect David Marquardt Mgmt For Against Against
8 Elect Charles Noski Mgmt For Against Against
9 Elect Helmut Panke Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Formation of Environmental
Sustainability
Committee
Mylan Inc.
Ticker Security ID: Meeting Date Meeting Status
MYL CUISP 628530107 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Coury Mgmt For Withhold Against
1.2 Elect Rodney Piatt Mgmt For Withhold Against
1.3 Elect Heather Bresch Mgmt For Withhold Against
1.4 Elect Wendy Cameron Mgmt For Withhold Against
1.5 Elect Robert Cindrich Mgmt For Withhold Against
1.6 Elect Neil Dimick Mgmt For Withhold Against
1.7 Elect Douglas Leech Mgmt For Withhold Against
1.8 Elect Joseph Maroon Mgmt For Withhold Against
1.9 Elect Mark Parrish Mgmt For Withhold Against
1.10 Elect C. B. Todd Mgmt For Withhold Against
1.11 Elect Randall Vanderveen Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Natura
Cosmeticos
SA
Ticker Security ID: Meeting Date Meeting Status
NATU3 CINS P7088C106 04/08/2011 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Allocation of Profits/Dividends Mgmt For For For
Natura
Cosmeticos
SA
Ticker Security ID: Meeting Date Meeting Status
NATU3 CINS P7088C106 04/08/2011 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Election of Directors Mgmt For Against Against
7 Remuneration Policy Mgmt For Against Against
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUISP H5833N103 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Lawrence Chazen Mgmt For Withhold Against
1.2 Elect Jon Marshall Mgmt For Withhold Against
1.3 Elect Mary Ricciardello Mgmt For Withhold Against
2 Accounts and Reports Mgmt For For For
3 Creation of Reserves Mgmt For For For
4 Cancellation of Treasury Shares Mgmt For For For
5 Increase of Authorized Capital Mgmt For Against Against
6 Reduction of Par Value; Capital Mgmt For For For
Distribution
7 Appointment of Auditor Mgmt For Against Against
8 Discharge of the Board of Directors Mgmt For Against Against
from Personal
Liability
9 Advisory Vote on Executive Mgmt For Against Against
Compensation
10 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Noble Energy,
Inc.
Ticker Security ID: Meeting Date Meeting Status
NBL CUISP 655044105 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Jeffrey Berenson Mgmt For Against Against
2 Elect Michael Cawley Mgmt For Against Against
3 Elect Edward Cox Mgmt For Against Against
4 Elect Charles Davidson Mgmt For Against Against
5 Elect Thomas Edelman Mgmt For Against Against
6 Elect Eric Grubman Mgmt For Against Against
7 Elect Kirby Hedrick Mgmt For Against Against
8 Elect Scott Urban Mgmt For Against Against
9 Elect William Van Kleef Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Amendment to the 1992 Stock Option Mgmt For For For
and Restricted Stock
Plan
Nordson
Corporation
Ticker Security ID: Meeting Date Meeting Status
NDSN CUISP 655663102 03/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Joseph Keithley Mgmt For Withhold Against
1.2 Elect Mary Puma Mgmt For Withhold Against
1.3 Elect William Robinson Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUISP 670346105 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Peter Browning Mgmt For Withhold Against
1.2 Elect Victoria Haynes Mgmt For Withhold Against
1.3 Elect Christopher Kearney Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
Och-Ziff Capital
Management
Group
LLC
Ticker Security ID: Meeting Date Meeting Status
OZM CUISP 67551U105 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Joel Frank Mgmt For Withhold Against
1.2 Elect Allan Bufferd Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
ONEOK, Inc.
Ticker Security ID: Meeting Date Meeting Status
OKE CUISP 682680103 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Day Mgmt For Against Against
2 Elect Julie Edwards Mgmt For For For
3 Elect William Ford Mgmt For For For
4 Elect John Gibson Mgmt For Against Against
5 Elect Bert Mackie Mgmt For Against Against
6 Elect Jim Mogg Mgmt For Against Against
7 Elect Pattye Moore Mgmt For For For
8 Elect Gary Parker Mgmt For Against Against
9 Elect Eduardo Rodriguez Mgmt For For For
10 Elect Gerald Smith Mgmt For Against Against
11 Elect David Tippeconnic Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
PepsiCo, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEP CUISP 713448108 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Shona Brown Mgmt For Against Against
2 Elect Ian Cook Mgmt For For For
3 Elect Dina Dublon Mgmt For For For
4 Elect Victor Dzau Mgmt For Against Against
5 Elect Ray Hunt Mgmt For Against Against
6 Elect Alberto Ibarguen Mgmt For For For
7 Elect Arthur Martinez Mgmt For Against Against
8 Elect Indra Nooyi Mgmt For For For
9 Elect Sharon Rockefeller Mgmt For Against Against
10 Elect James Schiro Mgmt For For For
11 Elect Lloyd Trotter Mgmt For For For
12 Elect Daniel Vasella Mgmt For Against Against
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
17 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Reviewing Political Contributions
and
Expenditures
Petroleo
Brasileiro S.A.
-
Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR3 CUISP 71654V408 08/12/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Ratification of Nomination of Mgmt For For For
Appraiser for Treasury
Notes
2 Valuation Method of Treasury Notes Mgmt For For For
3 Authority to Carry Out Formalities Mgmt For For For
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUISP 717081103 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Dennis Ausiello Mgmt For For For
2 Elect Michael Brown Mgmt For For For
3 Elect M. Anthony Burns Mgmt For For For
4 Elect W. Don Cornwell Mgmt For Against Against
5 Elect Frances Fergusson Mgmt For Against Against
6 Elect William Gray, III Mgmt For For For
7 Elect Constance Horner Mgmt For For For
8 Elect James Kilts Mgmt For Against Against
9 Elect George Lorch Mgmt For Against Against
10 Elect John Mascotte Mgmt For For For
11 Elect Suzanne Nora Johnson Mgmt For Against Against
12 Elect Ian Read Mgmt For For For
13 Elect Stephen Sanger Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
16 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Publishing Political Contributions
and Expenditure in
Newspapers
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Lobbying Priorities
Report
19 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Pharmaceutical Price
Restraints
20 Shareholder Proposal Regarding the ShrHoldr Against For Against
Right to Act by Written
Consent
21 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
22 Shareholder Proposal Regarding ShrHoldr Against For Against
Transparency in Animal
Research
Plum Creek
Timber Company,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PCL CUISP 729251108 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Rick Holley Mgmt For Against Against
2 Elect Robin Josephs Mgmt For Against Against
3 Elect John McDonald Mgmt For Against Against
4 Elect Robert McLeod Mgmt For Against Against
5 Elect John Morgan, Sr. Mgmt For Against Against
6 Elect Marc Racicot Mgmt For Against Against
7 Elect John Scully Mgmt For Against Against
8 Elect Stephen Tobias Mgmt For Against Against
9 Elect Martin White Mgmt For Against Against
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
Portugal Telecom
SGPS
SA
Ticker Security ID: Meeting Date Meeting Status
PTC CINS X6769Q104 05/06/2011 Voted
Meeting Type Country of Trade
Annual Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Consolidated Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Board Acts Mgmt For Against Against
7 Amendments to Articles Mgmt For For For
8 Authority to Repurchase and Re-Issue Mgmt For For For
Shares
9 Authority to Issue Convertible Bonds Mgmt For Against Against
10 Suppression of Preemptive Rights Mgmt For Against Against
11 Authority to Issue Debt Instruments Mgmt For For For
12 Authority to Repurchase and Re-Issue Mgmt For For For
Company Debt
Instruments
13 Remuneration Report Mgmt For Against Against
14 Election of Directors Mgmt For Against Against
QUALCOMM
Incorporated
Ticker Security ID: Meeting Date Meeting Status
QCOM CUISP 747525103 03/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Barbara Alexander Mgmt For For For
1.2 Elect Stephen Bennett Mgmt For For For
1.3 Elect Donald Cruickshank Mgmt For For For
1.4 Elect Raymond Dittamore Mgmt For For For
1.5 Elect Thomas Horton Mgmt For For For
1.6 Elect Irwin Jacobs Mgmt For For For
1.7 Elect Paul Jacobs Mgmt For For For
1.8 Elect Robert Kahn Mgmt For For For
1.9 Elect Sherry Lansing Mgmt For For For
1.10 Elect Duane Nelles Mgmt For For For
1.11 Elect Francisco Ros Mgmt For For For
1.12 Elect Brent Scowcroft Mgmt For For For
1.13 Elect Marc Stern Mgmt For For For
2 Amendment to the 2006 Long-term Mgmt For Against Against
Incentive
Plan
3 Amendment to the 2001 Employee Stock Mgmt For For For
Purchase
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Quicksilver
Resources
Inc.
Ticker Security ID: Meeting Date Meeting Status
KWK CUISP 74837R104 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Thomas Darden Mgmt For Withhold Against
1.2 Elect W. Byron Dunn Mgmt For Withhold Against
1.3 Elect Mark Warner Mgmt For Withhold Against
2 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Range Resources
Corporation
Ticker Security ID: Meeting Date Meeting Status
RRC CUISP 75281A109 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charles Blackburn Mgmt For Against Against
2 Elect Anthony Dub Mgmt For Against Against
3 Elect V. Richard Eales Mgmt For Against Against
4 Elect Allen Finkelson Mgmt For Against Against
5 Elect James Funk Mgmt For Against Against
6 Elect Jonathan Linker Mgmt For Against Against
7 Elect Kevin McCarthy Mgmt For Against Against
8 Elect John Pinkerton Mgmt For Against Against
9 Elect Jeffrey Ventura Mgmt For Against Against
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
12 Amendment to the 2005 Equity-Based Mgmt For Against Against
Compensation
Plan
13 Ratification of Auditor Mgmt For For For
Rio Tinto plc
Ticker Security ID: Meeting Date Meeting Status
RIO CUISP 767204100 04/14/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Tom Albanese Mgmt For For For
4 Elect Robert Brown Mgmt For For For
5 Elect Vivienne Cox Mgmt For For For
6 Elect Jan du Plessis Mgmt For For For
7 Elect Guy Elliott Mgmt For For For
8 Elect Michael Fitzpatrick Mgmt For For For
9 Elect Ann Godbehere Mgmt For For For
10 Elect Richard Goodmanson Mgmt For For For
11 Elect Andrew Gould Mgmt For For For
12 Elect Lord John Kerr of Kinlochard Mgmt For For For
13 Elect Paul Tellier Mgmt For For For
14 Elect Samuel Walsh Mgmt For For For
15 Elect Stephen Mayne Mgmt Against Against For
16 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
17 Amendment to the Performance Share Mgmt For For For
Plan
18 Amendment to and Renewal of Share Mgmt For For For
Ownership
Plan
19 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
20 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
21 Authority to Repurchase Rio Tinto Mgmt For For For
plc
Shares
22 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Riverbed
Technology,
Inc.
Ticker Security ID: Meeting Date Meeting Status
RVBD CUISP 768573107 06/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Michael Kourey Mgmt For Against Against
2 Elect Mark Lewis Mgmt For Against Against
3 Elect Steven McCanne Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Sasol Limited
Ticker Security ID: Meeting Date Meeting Status
SOL CUISP 803866300 11/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Audit Committee Report Mgmt For For For
3 Elect Pat Davies Mgmt For Against Against
4 Elect Mandla Gantsho Mgmt For Against Against
5 Elect Hixonia Nyasulu Mgmt For Against Against
6 Elect Christine Ramon Mgmt For Against Against
7 Elect Nolitha Fakude Mgmt For Against Against
8 Elect Imogen Mkhize Mgmt For Against Against
9 Elect Greg Lewin Mgmt For Against Against
10 Appointment of Auditor Mgmt For For For
11 Authority to Repurchase Shares Mgmt For For For
12 Amendments to Articles Mgmt For For For
13 Approve Remuneration Policy Mgmt For Against Against
14 Increase Non-Executive Directors' Mgmt For Against Against
Fees
Sasol Limited
Ticker Security ID: Meeting Date Meeting Status
SOL CUISP 803866300 11/26/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Amendments to Articles Mgmt N/A For N/A
2 Amendments to Articles to Provide Mgmt N/A For N/A
for Bulk
Materialization
3 Amendments to Articles Regarding Mgmt N/A For N/A
Cash Contract and New Cash
Contract
4 Share Certification Mgmt N/A For N/A
5 Amendments to Articles Regarding Mgmt N/A For N/A
Adoption of Additional
Items
6 Amendments to Articles Regarding BEE Mgmt N/A For N/A
Share
Certification
7 Amendments to Articles Regarding BEE Mgmt N/A For N/A
Share
Certification
8 Amendments to Articles Regarding BEE Mgmt N/A For N/A
Share
Delisting
9 Amendments to Articles Regarding Mgmt N/A For N/A
Release of Contact
Information
10 Approval of Fiancial Assistance - Mgmt N/A For N/A
Sasol Inzalo Public Facilitation
trust
St. Jude
Medical,
Inc.
Ticker Security ID: Meeting Date Meeting Status
STJ CUISP 790849103 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Devenuti Mgmt For Against Against
2 Elect Thomas Garrett III Mgmt For Against Against
3 Elect Wendy Yarno Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Amendment to the 2007 Stock Mgmt For Against Against
Incentive
Plan
7 Shareholder Proposal Regarding ShrHoldr Abstain For Against
Declassification of the
Board
8 Ratification of Auditor Mgmt For Against Against
State Street
Corporation
Ticker Security ID: Meeting Date Meeting Status
STT CUISP 857477103 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Kennett Burnes Mgmt For For For
2 Elect Peter Coym Mgmt For For For
3 Elect Patrick de Saint-Aignan Mgmt For For For
4 Elect Amelia Fawcett Mgmt For For For
5 Elect David Gruber Mgmt For For For
6 Elect Linda Hill Mgmt For For For
7 Elect Joseph Hooley Mgmt For For For
8 Elect Robert Kaplan Mgmt For For For
9 Elect Charles LaMantia Mgmt For For For
10 Elect Richard Sergel Mgmt For For For
11 Elect Ronald Skates Mgmt For For For
12 Elect Gregory Summe Mgmt For For For
13 Elect Robert Weissman Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 2011 Senior Executive Annual Mgmt For For For
Incentive
Plan
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
Statoil ASA
Ticker Security ID: Meeting Date Meeting Status
STL CUISP 85771P102 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Presiding Chairman Mgmt For For For
2 Notice of Meeting and Agenda Mgmt For For For
3 Election of Individuals to Check Mgmt For For For
Minutes
4 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
5 Compensation Guidelines Mgmt For Against Against
6 Authority to Set Auditor's Fees Mgmt For For For
7 Corporate Assembly Fees Mgmt For For For
8 Election of Nominating Committee Mgmt For For For
Member
9 Nominating Committee Fees Mgmt For For For
10 Authority to Repurchase Shares Mgmt For For For
Pursuant to Share Savings
Plan
11 Authority to Repurchase Shares for Mgmt For For For
Cancellation
12 Amendments to Marketing Instructions Mgmt For For For
13 Amendments to Articles Mgmt For For For
14 Nomination Committee Guidelines Mgmt For For For
15 Shareholder Proposal Regarding Mgmt Against Abstain N/A
Withdrawal from Canadian Oil
Sands
Suncor Energy
Inc.
Ticker Security ID: Meeting Date Meeting Status
SU CUISP 867224107 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mel Benson Mgmt For For For
1.2 Elect Dominic D'Alessandro Mgmt For For For
1.3 Elect John Ferguson Mgmt For For For
1.4 Elect W. Douglas Ford Mgmt For For For
1.5 Elect Richard George Mgmt For For For
1.6 Elect Paul Haseldonckx Mgmt For For For
1.7 Elect John Huff Mgmt For For For
1.8 Elect Jacques Lamarre Mgmt For For For
1.9 Elect Brian MacNeill Mgmt For Withhold Against
1.10 Elect Maureen McCaw Mgmt For For For
1.11 Elect Michael O'Brien Mgmt For For For
1.12 Elect James Simpson Mgmt For For For
1.13 Elect Eira Thomas Mgmt For Withhold Against
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Advisory Vote on Executive Mgmt For For For
Compensation
Syngenta AG
Ticker Security ID: Meeting Date Meeting Status
SYNN CUISP 87160A100 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Compensation Report Mgmt For Against Against
3 Ratification of Board and Management Mgmt For Against Against
Acts
4 Cancellation of Shares Mgmt For Against Against
5 Allocation of Profits Mgmt For For For
6 Dividend Distribution from Reserves Mgmt For For For
7 Elect Martin Taylor Mgmt For Against Against
8 Elect Peter Thompson Mgmt For Against Against
9 Elect Rolf Watter Mgmt For Against Against
10 Elect Felix Weber Mgmt For Against Against
11 Appointment of Auditor Mgmt For For For
12 Transaction of Other Business Mgmt For Against Against
T. Rowe Price
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TROW CUISP 74144T108 04/14/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Edward C. Bernard Mgmt For Against Against
2 Elect James T. Brady Mgmt For Against Against
3 Elect J. Alfred Broaddus, Jr. Mgmt For Against Against
4 Elect Donald B. Hebb, Jr. Mgmt For Against Against
5 Elect James A.C. Kennedy Mgmt For Against Against
6 Elect Robert F. MacLellan Mgmt For Against Against
7 Elect Brian C. Rogers Mgmt For Against Against
8 Elect Dr. Alfred Sommer Mgmt For Against Against
9 Elect Dwight S. Taylor Mgmt For Against Against
10 Elect Anne Marie Whittemore Mgmt For Against Against
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Ratification of Auditor Mgmt For Against Against
Taiwan
Semiconductor
Manufacturing
Ticker Security ID: Meeting Date Meeting Status
2330 CUISP 874039100 06/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Procedural Rules: Mgmt For For For
Capital Loans and
Endorsements/Guarantees
4 Approve Spin-off Mgmt For For For
5.1 Elect Gregory C. Chow Mgmt For Withhold Against
5.2 Elect Kok-Choo Chen Mgmt For Withhold Against
Target
Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUISP 87612E106 06/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Roxanne Austin Mgmt For For For
2 Elect Calvin Darden Mgmt For Against Against
3 Elect Mary Dillon Mgmt For Against Against
4 Elect James Johnson Mgmt For Against Against
5 Elect Mary Minnick Mgmt For For For
6 Elect Anne Mulcahy Mgmt For For For
7 Elect Derica Rice Mgmt For For For
8 Elect Stephen Sanger Mgmt For Against Against
9 Elect Gregg Steinhafel Mgmt For For For
10 Elect John Stumpf Mgmt For Against Against
11 Elect Solomon Trujillo Mgmt For For For
12 Ratification of Auditor Mgmt For Against Against
13 2011 Long-Term Incentive Plan Mgmt For Against Against
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Compensation
Benchmarking
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Electronic
Waste
Teradata
Corporation
Ticker Security ID: Meeting Date Meeting Status
TDC CUISP 88076W103103 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Nancy E. Cooper Mgmt For Against Against
2 Elect David E. Kepler Mgmt For Against Against
3 Elect William S. Stavropoulos Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
The Bank of New
York Mellon
Corporation
Ticker Security ID: Meeting Date Meeting Status
BK CUISP 064058100 04/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ruth Bruch Mgmt For Against Against
2 Elect Nicholas Donofrio Mgmt For Against Against
3 Elect Gerald Hassell Mgmt For Against Against
4 Elect Edmund Kelly Mgmt For Against Against
5 Elect Robert Kelly Mgmt For Against Against
6 Elect Richard Kogan Mgmt For Against Against
7 Elect Michael Kowalski Mgmt For Against Against
8 Elect John Luke, Jr. Mgmt For Against Against
9 Elect Mark Nordenberg Mgmt For Against Against
10 Elect Catherine Rein Mgmt For Against Against
11 Elect William Richardson Mgmt For Against Against
12 Elect Samuel Scott III Mgmt For Against Against
13 Elect John Surma Mgmt For Against Against
14 Elect Wesley von Schack Mgmt For Against Against
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 Amendment to the Long-Term Incentive Mgmt For Against Against
Plan
18 Amendment to the Executive Incentive Mgmt For Against Against
Compensation
Plan
19 Ratification of Auditor Mgmt For For For
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
The Goldman
Sachs Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GS CUISP 38141G104 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Lloyd Blankfein Mgmt For Against Against
2 Elect John Bryan Mgmt For Against Against
3 Elect Gary Cohn Mgmt For Against Against
4 Elect Claes Dahlback Mgmt For Against Against
5 Elect Stephen Friedman Mgmt For Against Against
6 Elect William George Mgmt For Against Against
7 Elect James Johnson Mgmt For Against Against
8 Elect Lois Juliber Mgmt For Against Against
9 Elect Lakshmi Mittal Mgmt For Against Against
10 Elect James Schiro Mgmt For Against Against
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
15 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Retention of Shares After
Retirement
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on
Compensation
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Climate
Change
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
The Procter &
Gamble
Company
Ticker Security ID: Meeting Date Meeting Status
PG CUISP 742718109 10/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Angela Braly Mgmt For For For
2 Elect Kenneth Chenault Mgmt For Against Against
3 Elect Scott Cook Mgmt For Against Against
4 Elect Rajat Gupta Mgmt For For For
5 Elect Robert McDonald Mgmt For For For
6 Elect W. James McNerney, Jr. Mgmt For Against Against
7 Elect Johnathan Rodgers Mgmt For Against Against
8 Elect Mary Wilderotter Mgmt For Against Against
9 Elect Patricia Woertz Mgmt For For For
10 Elect Ernesto Zedillo Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
The Timken
Company
Ticker Security ID: Meeting Date Meeting Status
TKR CUISP 887389104 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Ballbach Mgmt For Withhold Against
1.2 Elect Phillip Cox Mgmt For Withhold Against
1.3 Elect Ward Timken, Jr. Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2011 Long-Term Incentive Plan Mgmt For Against Against
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
Thermo Fisher
Scientific
Inc.
Ticker Security ID: Meeting Date Meeting Status
TMO CUISP 883556102 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Thomas Lynch Mgmt For Against Against
2 Elect William Parrett Mgmt For Against Against
3 Elect Michael Porter Mgmt For Against Against
4 Elect Scott Sperling Mgmt For Against Against
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
7 Ratification of Auditor Mgmt For Against Against
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
Time Warner Inc.
Ticker Security ID: Meeting Date Meeting Status
TWX CUISP 887317303 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Barksdale Mgmt For For For
2 Elect William Barr Mgmt For For For
3 Elect Jeffrey Bewkes Mgmt For For For
4 Elect Stephen Bollenbach Mgmt For Against Against
5 Elect Frank Caufield Mgmt For Against Against
6 Elect Robert Clark Mgmt For Against Against
7 Elect Mathias Dopfner Mgmt For Against Against
8 Elect Jessica Einhorn Mgmt For Against Against
9 Elect Fred Hassan Mgmt For For For
10 Elect Michael Miles Mgmt For Against Against
11 Elect Kenneth Novack Mgmt For Against Against
12 Elect Paul Wachter Mgmt For For For
13 Elect Deborah Wright Mgmt For Against Against
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
17 Elimination of Absolute Majority Mgmt For For For
Voting
Requirement
18 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE5 CUISP 91912E105 04/19/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends and Mgmt For For For
Capital Expenditure
Budget
3 Election of Directors Mgmt For Against Against
4 Election of Supervisory Council Mgmt For For For
5 Remuneration Policy Mgmt For Against Against
6 Capitalization of Reserves Mgmt For For For
Veolia
Environnement
Ticker Security ID: Meeting Date Meeting Status
VIE CUISP 92334N103 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Consolidated Accounts and Reports Mgmt For For For
3 Approval of Non Tax-Deductible Mgmt For For For
Expenses
4 Allocation of Profits/Dividends Mgmt For For For
5 Form of Dividend Payment Mgmt For For For
6 Related Party Transactions Mgmt For Against Against
7 Elect Jean Azema Mgmt For Against Against
8 Elect Pierre-Andre de Chalendar Mgmt For Against Against
9 Elect Baudouin Prot Mgmt For Against Against
10 Elect Louis Schweitzer Mgmt For Against Against
11 Appointment of Auditor (Ernst & Mgmt For For For
Young
Audit)
12 Appointment of Alternate Auditor Mgmt For For For
(AUDITEX)
13 Directors' Fees Mgmt For For For
14 Authority to Repurchase Shares Mgmt For For For
15 Authority to Increase Capital Under Mgmt For Against Against
Employee Savings
Plan
16 Authority to Increase Capital under Mgmt For Against Against
Savings Plans for Overseas
Employees
17 Amendment to Articles Mgmt For For For
18 Authority to Carry Out Formalities Mgmt For For For
Vodafone Group
plc
Ticker Security ID: Meeting Date Meeting Status
VOD CUISP 92857W209 07/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect John R. H. Bond Mgmt For Against Against
3 Elect John Buchanan Mgmt For For For
4 Elect Vittorio Colao Mgmt For For For
5 Elect Michel Combes Mgmt For For For
6 Elect Andy Halford Mgmt For For For
7 Elect Steve Pusey Mgmt For For For
8 Elect Alan Jebson Mgmt For For For
9 Elect Samuel Jonah Mgmt For For For
10 Elect Nick Land Mgmt For Against Against
11 Elect Anne Lauvergeon Mgmt For Against Against
12 Elect Luc Vandevelde Mgmt For For For
13 Elect Anthony Watson Mgmt For For For
14 Elect Philip Yea Mgmt For For For
15 Allocation of Profits/Dividends Mgmt For For For
16 Directors' Remuneration Report Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Auditor's Fees Mgmt For For For
19 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
20 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
21 Authority to Repurchase Shares Mgmt For For For
22 Adoption of New Articles Mgmt For For For
23 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
24 Share Incentive Plan Renewal Mgmt For For For
Willis Group
Holdings Public
Limited
Company
Ticker Security ID: Meeting Date Meeting Status
WSH CUISP G96666105 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Bradley Mgmt For Against Against
2 Elect Joseph Califano Jr. Mgmt For For For
3 Elect Anna Catalano Mgmt For For For
4 Elect Sir Roy Gardner Mgmt For For For
5 Elect Sir Jeremy Hanley Mgmt For For For
6 Elect Robyn Kravit Mgmt For For For
7 Elect Jeffrey Lane Mgmt For For For
8 Elect Wendy Lane Mgmt For For For
9 Elect James McCann Mgmt For Against Against
10 Elect Joseph Plumeri Mgmt For For For
11 Elect Douglas Roberts Mgmt For For For
12 Elect Michael Somers Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Share Repurchase Mgmt For Against Against
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Manager Sleeve : Growth MID CAP ARIEL
07/01/2010 - 6/30/2011
Anixter
International
Inc.
Ticker Security ID: Meeting Date Meeting Status
AXE CUSIP 035290105 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Lord James Blyth Mgmt For For For
1.2 Elect Director Frederic F. Brace Mgmt For For For
1.3 Elect Director Linda Walker Bynoe Mgmt For For For
1.4 Elect Director Robert J. Eck Mgmt For For For
1.5 Elect Director Robert W. Grubbs Mgmt For For For
1.6 Elect Director F. Philip Handy Mgmt For For For
1.7 Elect Director Melvyn N. Klein Mgmt For For For
1.8 Elect Director George Munoz Mgmt For For For
1.9 Elect Director Stuart M. Sloan Mgmt For For For
1.10 Elect Director Matthew Zell Mgmt For For For
1.11 Elect Director Samuel Zell Mgmt For For For
2 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three Years Three Years N/A
4 Ratify Auditors Mgmt For For For
Bio-Rad
Laboratories,
Inc.
Ticker Security ID: Meeting Date Meeting Status
BIO CUSIP 090572207 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Louis Drapeau Mgmt For For For
1.2 Elect Director Albert J. Hillman Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Approve Qualified Employee Stock Mgmt For For For
Purchase
Plan
4 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three Years Three Years N/A
CB Richard Ellis
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CBG CUSIP 12497T101 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Richard C. Blum Mgmt For For For
1.2 Elect Director Curtis F. Feeny Mgmt For For For
1.3 Elect Director Bradford M. Freeman Mgmt For For For
1.4 Elect Director Michael Kantor Mgmt For For For
1.5 Elect Director Frederic V. Malek Mgmt For For For
1.6 Elect Director Jane J. Su Mgmt For For For
1.7 Elect Director Laura D. Tyson Mgmt For For For
1.8 Elect Director Brett White Mgmt For For For
1.9 Elect Director Gary L. Wilson Mgmt For For For
1.10 Elect Director Ray Wirta Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three Years Three Years N/A
City National
Corporation
Ticker Security ID: Meeting Date Meeting Status
CYN CUSIP 178566105 04/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Richard L. Bloch Mgmt For For For
1.2 Elect Director Bram Goldsmith Mgmt For For For
1.3 Elect Director Ashok Israni Mgmt For For For
1.4 Elect Director Kenneth Ziffren Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For For For
4 Amend Executive Incentive Bonus Plan Mgmt For For For
5 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
7 Declassify the Board of Directors ShrHldr Against Against For
Constellation
Brands,
Inc.
Ticker Security ID: Meeting Date Meeting Status
STZ CUSIP 21036P108 07/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Jerry Fowden Mgmt For For For
1.2 Elect Director Barry A. Fromberg Mgmt For For For
1.3 Elect Director Jeananne K. Hauswald Mgmt For For For
1.4 Elect Director James A. Locke III Mgmt For For For
1.5 Elect Director Richard Sands Mgmt For For For
1.6 Elect Director Robert Sands Mgmt For For For
1.7 Elect Director Paul L. Smith Mgmt For For For
1.8 Elect Director Mark Zupan Mgmt For For For
2 Ratify Auditors Mgmt For For For
Devry Inc.
Ticker Security ID: Meeting Date Meeting Status
DV CUSIP 251893103 11/10/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Connie R. Curran Mgmt For For For
1.2 Elect Director Daniel Hamburger Mgmt For For For
1.3 Elect Director Harold T. Shapiro Mgmt For For For
1.4 Elect Director Ronald L. Taylor Mgmt For For For
1.5 Elect Director Gary Butler Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For For For
4 Adopt Policy Prohibiting Medically ShrHldr Against Against For
Unnecessary Veterinary Training
Surgeries
Energizer
Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ENR CUSIP 29266R108 01/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Ward M. Klein Mgmt For For For
1.2 Elect Director W. Patrick McGinnis Mgmt For For For
1.3 Elect Director John R. Roberts Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Approve Executive Incentive Bonus Mgmt For For For
Plan
4 Ratify Auditors Mgmt For For For
Fair Isaac
Corporation
Ticker Security ID: Meeting Date Meeting Status
FICO CUSIP 303250104 02/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director A. George Battle Mgmt For For For
1.2 Elect Director Nicholas F. Graziano Mgmt For For For
1.3 Elect Director Mark N. Greene Mgmt For For For
1.4 Elect Director Alex W. Hart Mgmt For For For
1.5 Elect Director James D. Kirsner Mgmt For For For
1.6 Elect Director William J. Lansing Mgmt For For For
1.7 Elect Director Rahul N. Merchant Mgmt For For For
1.8 Elect Director Margaret L. Taylor Mgmt For For For
1.9 Elect Director Duane E. White Mgmt For For For
2 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Two Years Two Years N/A
4 Ratify Auditors Mgmt For For For
Gannett Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
GCI CUSIP 364730101 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director John E. Cody Mgmt For For For
1.2 Elect Director Craig A. Dubow Mgmt For For For
1.3 Elect Director Howard D. Elias Mgmt For For For
1.4 Elect Director Arthur H. Harper Mgmt For For For
1.5 Elect Director John Jeffry Louis Mgmt For For For
1.6 Elect Director Marjorie Magner Mgmt For For For
1.7 Elect Director Scott K. McCune Mgmt For For For
1.8 Elect Director Duncan M. McFarland Mgmt For For For
1.9 Elect Director Neal Shapiro Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
HCC Insurance
Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HCC CUSIP 404132102 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Judy C. Bozeman Mgmt For For For
1.2 Elect Director Frank J. Bramanti Mgmt For For For
1.3 Elect Director Walter M. Duer Mgmt For For For
1.4 Elect Director James C. Flagg Mgmt For For For
1.5 Elect Director Thomas M. Hamilton Mgmt For For For
1.6 Elect Director Leslie S. Heisz Mgmt For For For
1.7 Elect Director Deborah H. Midanek Mgmt For For For
1.8 Elect Director John N. Molbeck Jr. Mgmt For For For
1.9 Elect Director James E. Oesterreicher Mgmt For For For
1.10 Elect Director Robert A. Rosholt Mgmt For For For
1.11 Elect Director Christopher JB Mgmt For For For
Williams
2 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
4 Ratify Auditors Mgmt For For For
Herman Miller,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MLHR CUSIP 600544100 10/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Dorothy A. Terrell Mgmt For For For
1.2 Elect Director David O. Ulrich Mgmt For For For
1.3 Elect Director Michael A. Volkema Mgmt For For For
2 Ratify Auditors Mgmt For For For
Hospira, Inc.
Ticker Security ID: Meeting Date Meeting Status
HSP CUSIP 441060100 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Irving W. Bailey, II Mgmt For For For
2 Elect Director F. Michael Ball Mgmt For For For
3 Elect Director Jacque J. Sokolov Mgmt For For For
4 Reduce Supermajority Vote Mgmt For For For
Requirement to Remove Directors for
Cause
5 Reduce Supermajority Vote Mgmt For For For
Requirement for By-law
Amendments
6 Reduce Supermajority Vote Mgmt For For For
Requirement for Certificate of
Incorporation
Amendments
7 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
8 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
9 Ratify Auditors Mgmt For For For
IDEX Corporation
Ticker Security ID: Meeting Date Meeting Status
IEX CUSIP 45167R104 04/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Bradley J. Bell Mgmt For For For
1.2 Elect Director Lawrence D. Kingsley Mgmt For For For
1.3 Elect Director Gregory F. Milzcik Mgmt For For For
2 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three Years Three Years N/A
4 Ratify Auditors Mgmt For For For
Interface, Inc.
Ticker Security ID: Meeting Date Meeting Status
IFSIA CUSIP 458665106 05/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Dianne Dillon-Ridgley Mgmt For For For
1.2 Elect Director June M. Henton Mgmt For For For
1.3 Elect Director Christopher G. Kennedy Mgmt For For For
1.4 Elect Director K. David Kohler Mgmt For For For
2 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three Years Three Years N/A
4 Ratify Auditors Mgmt For For For
International
Game
Technology
Ticker Security ID: Meeting Date Meeting Status
IGT CUSIP 459902102 03/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Paget L. Alves Mgmt For For For
1.2 Elect Director Janice Chaffin Mgmt For For For
1.3 Elect Director Greg Creed Mgmt For For For
1.4 Elect Director Patti S. Hart Mgmt For For For
1.5 Elect Director Robert J. Miller Mgmt For For For
1.6 Elect Director David E. Roberson Mgmt For For For
1.7 Elect Director Vincent L. Sadusky Mgmt For For For
1.8 Elect Director Philip G. Satre Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Amend Qualified Employee Stock Mgmt For For For
Purchase
Plan
4 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
6 Ratify Auditors Mgmt For For For
Janus Capital
Group
Inc.
Ticker Security ID: Meeting Date Meeting Status
JNS CUSIP 47102X105 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Paul F. Balser Mgmt For For For
2 Elect Director Jeffrey J. Diermeier Mgmt For For For
3 Elect Director Glenn S. Schafer Mgmt For For For
4 Ratify Auditors Mgmt For For For
5 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
Jones Lang
LaSalle
Incorporated
Ticker Security ID: Meeting Date Meeting Status
JLL CUSIP 48020Q107 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Hugo Bague Mgmt For For For
2 Elect Director Colin Dyer Mgmt For For For
3 Elect Director Darryl Hartley-Leonard Mgmt For For For
4 Elect Director Deanne Julius Mgmt For For For
5 Elect Director Ming Lu Mgmt For For For
6 Elect Director Lauralee E. Martin Mgmt For For For
7 Elect Director Martin H. Nesbitt Mgmt For For For
8 Elect Director Sheila A. Penrose Mgmt For For For
9 Elect Director David B. Rickard Mgmt For For For
10 Elect Director Roger T. Staubach Mgmt For For For
11 Elect Director Thomas C. Theobald Mgmt For For For
12 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
14 Provide Right to Call Special Meeting Mgmt For For For
15 Ratify Auditors Mgmt For For For
Lazard Ltd
Ticker Security ID: Meeting Date Meeting Status
LAZ CINS G54050102 04/26/2011 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Kenneth M. Jacobs as Director Mgmt For For For
1.2 Elect Philip A. Laskawy as Director Mgmt For For For
1.3 Elect Michael J. Turner as Director Mgmt For For For
2 Approve Deloitte & Touche LLP as Mgmt For For For
Auditors and Authorize Board to Fix
Their Remuneration
Auditors
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
Meredith
Corporation
Ticker Security ID: Meeting Date Meeting Status
MDP CUSIP 589433101 11/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Mary Sue Coleman Mgmt For For For
1.2 Elect Director D. Mell Meredith Mgmt For For For
Frazier
1.3 Elect Director Joel W. Johnson Mgmt For For For
1.4 Elect Director Stephen M. Lacy Mgmt For For For
2 Ratify Auditors Mgmt For For For
Mohawk
Industries,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MHK CUSIP 608190104 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Karen A. Smith Bogart Mgmt For For For
1.2 Elect Director John F. Fiedler Mgmt For For For
1.3 Elect Director Richard C. Ill Mgmt For For For
1.4 Elect Director Jeffrey S. Lorberbaum Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
Newell
Rubbermaid
Inc.
Ticker Security ID: Meeting Date Meeting Status
NWL CUSIP 651229106 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Kevin C. Conroy Mgmt For For For
2 Elect Director Michael T. Cowhig Mgmt For For For
3 Elect Director Mark D. Ketchum Mgmt For For For
4 Elect Director Raymond G. Viault Mgmt For For For
5 Ratify Auditors Mgmt For For For
6 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
8 Declassify the Board of Directors ShrHldr Against For Against
Nordstrom, Inc.
Ticker Security ID: Meeting Date Meeting Status
JWN CUSIP 655664100 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Phyllis J. Campbell Mgmt For For For
2 Elect Director Michelle M. Ebanks Mgmt For For For
3 Elect Director Enrique Hernandez, Jr. Mgmt For For For
4 Elect Director Robert G. Miller Mgmt For For For
5 Elect Director Blake W. Nordstrom Mgmt For For For
6 Elect Director Erik B. Nordstrom Mgmt For For For
7 Elect Director Peter E. Nordstrom Mgmt For For For
8 Elect Director Philip G. Satre Mgmt For For For
9 Elect Director Felicia D. Thornton Mgmt For For For
10 Elect Director B. Kevin Turner Mgmt For For For
11 Elect Director Robert D. Walter Mgmt For For For
12 Elect Director Alison A. Winter Mgmt For For For
13 Amend Qualified Employee Stock Mgmt For For For
Purchase
Plan
14 Ratify Auditors Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
PrivateBancorp,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PVTB CUSIP 742962103 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Ralph B. Mandell Mgmt For For For
1.2 Elect Director Cheryl Mayberry Mgmt For For For
McKissack
1.3 Elect Director Edward W. Rabin Mgmt For For For
1.4 Elect Director Larry D. Richman Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
4 Approve Omnibus Stock Plan Mgmt For For For
Royal Caribbean
Cruises
Ltd.
Ticker Security ID: Meeting Date Meeting Status
RCL CINS V7780T103 05/24/2011 Voted
Meeting Type Country of Trade
Annual Liberia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Laura D.B. Laviada as Director Mgmt For For For
2 Elect Eyal M. Ofer as Director Mgmt For For For
3 Elect William K. Relly as Director Mgmt For For For
4 Elect A. Alexander Wihelmsen as Mgmt For For For
Director
5 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three Years Three Years N/A
7 Ratify PricewaterhouseCoopers LLP as Mgmt For For For
Auditors
8 Advisory Vote to Ratify Directors' ShrHldr Against Against For
Compensation
Sotheby's
Ticker Security ID: Meeting Date Meeting Status
BID CUSIP 835898107 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director John M. Angelo Mgmt For For For
2 Elect Director Michael Blakenham Mgmt For For For
3 Elect Director The Duke Of Devonshire Mgmt For For For
4 Elect Director Daniel Meyer Mgmt For For For
5 Elect Director James Murdoch Mgmt For For For
6 Elect Director Allen Questrom Mgmt For For For
7 Elect Director William F. Ruprecht Mgmt For For For
8 Elect Director Marsha Simms Mgmt For For For
9 Elect Director Michael I. Sovern Mgmt For For For
10 Elect Director Donald M. Stewart Mgmt For For For
11 Elect Director Robert S. Taubman Mgmt For For For
12 Elect Director Diana L. Taylor Mgmt For For For
13 Elect Director Dennis M. Weibling Mgmt For For For
14 Ratify Auditors Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three Years Three Years N/A
Stanley Black &
Decker,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SWK CUSIP 854502101 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director George W. Buckley Mgmt For For For
1.2 Elect Director Carlos M. Cardoso Mgmt For For For
1.3 Elect Director Robert B. Coutts Mgmt For For For
1.4 Elect Director Manuel A. Fernandez Mgmt For For For
1.5 Elect Director Marianne M. Parrs Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three Years Three Years N/A
The Brink's
Company
Ticker Security ID: Meeting Date Meeting Status
BCO CUSIP 109696104 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Establish Range For Board Size Mgmt For For For
2.1 Elect Director Marc C. Breslawsky Mgmt For For For
2.2 Elect Director Michael T. Dan Mgmt For For For
3 Amend Executive Incentive Bonus Plan Mgmt For For For
4 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
6 Ratify Auditors Mgmt For For For
The Dun &
Bradstreet
Corporation
Ticker Security ID: Meeting Date Meeting Status
DNB CUSIP 26483E100 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Naomi O. Seligman Mgmt For For For
2 Elect Director Michael J. Winkler Mgmt For For For
3 Ratify Auditors Mgmt For For For
4 Amend Executive Incentive Bonus Plan Mgmt For For For
5 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
7 Reduce Supermajority Vote Requirement Mgmt For For For
8 Declassify the Board of Directors Mgmt For For For
The Interpublic
Group of
Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
IPG CUSIP 460690100 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Reginald K. Brack Mgmt For For For
2 Elect Director Jocelyn Carter-Miller Mgmt For For For
3 Elect Director Jill M. Considine Mgmt For For For
4 Elect Director Richard A. Goldstein Mgmt For For For
5 Elect Director H. John Greeniaus Mgmt For For For
6 Elect Director Mary J. Steele Mgmt For For For
7 Elect Director William T. Kerr Mgmt For For For
8 Elect Director Michael I. Roth Mgmt For For For
9 Elect Director David M. Thomas Mgmt For For For
10 Ratify Auditors Mgmt For For For
11 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
13 Amend Bylaws-- Call Special Meetings ShrHldr Against Against For
The J. M.
Smucker
Company
Ticker Security ID: Meeting Date Meeting Status
SJM CUSIP 832696405 08/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Kathryn W. Dindo Mgmt For For For
2 Elect Director Richard K. Smucker Mgmt For For For
3 Elect Director William H. Steinbrink Mgmt For For For
4 Elect Director Paul Smucker Wagstaff Mgmt For For For
5 Ratify Auditors Mgmt For For For
6 Approve Omnibus Stock Plan Mgmt For For For
The Washington
Post
Company
Ticker Security ID: Meeting Date Meeting Status
WPO CUSIP 939640108 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Christopher C. Davis Mgmt For For For
1.2 Elect Director John L. Dotson Jr. Mgmt For For For
1.3 Elect Director Anne M. Mulcahy Mgmt For For For
Tiffany & Co.
Ticker Security ID: Meeting Date Meeting Status
TIF CUSIP 886547108 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Michael J. Kowalski Mgmt For For For
2 Elect Director Rose Marie Bravo Mgmt For For For
3 Elect Director Gary E. Costley Mgmt For For For
4 Elect Director Lawrence K. Fish Mgmt For For For
5 Elect Director Abby F. Kohnstamm Mgmt For For For
6 Elect Director Charles K. Marquis Mgmt For For For
7 Elect Director Peter W. May Mgmt For For For
8 Elect Director J. Thomas Presby Mgmt For For For
9 Elect Director William A. Shutzer Mgmt For For For
10 Ratify Auditors Mgmt For For For
11 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
Zimmer Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ZMH CUSIP 98956P102 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Betsy J. Bernard Mgmt For For For
2 Elect Director Marc N. Casper Mgmt For For For
3 Elect Director David C. Dvorak Mgmt For For For
4 Elect Director Larry C. Glasscock Mgmt For For For
5 Elect Director Robert A. Hagemann Mgmt For For For
6 Elect Director Arthur J. Higgins Mgmt For For For
7 Elect Director John L. McGoldrick Mgmt For For For
8 Elect Director Cecil B. Pickett Mgmt For For For
9 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
10 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
11 Ratify Auditors Mgmt For For For
Manager Sleeve : Growth SB Parnassus
07/01/2010 - 6/30/2011
AGL Resources
Inc.
Ticker Security ID: Meeting Date Meeting Status
AGL CUISP 001204106 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Sandra Bane Mgmt For For For
1.2 Elect Thomas Bell, Jr. Mgmt For For For
1.3 Elect Arthur Johnson Mgmt For For For
1.4 Elect Dean O'Hare Mgmt For For For
1.5 Elect James Rubright Mgmt For Withhold Against
1.6 Elect John Somerhalder II Mgmt For For For
1.7 Elect Bettina Whyte Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2007 Omnibus Mgmt For For For
Performance Incentive
Plan
4 Amendment to the Employee Stock Mgmt For For For
Purchase
Plan
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
AGL Resources
Inc.
Ticker Security ID: Meeting Date Meeting Status
AGL CUISP 001204106 06/14/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Merger Mgmt For For For
2 Increase in Board Size Mgmt For Against Against
3 Right to Adjourn Meeting Mgmt For For For
Analogic
Corporation
Ticker Security ID: Meeting Date Meeting Status
ALOG CUISP 032657207 01/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Bernard Bailey Mgmt For Against Against
2 Elect Jeffrey Black Mgmt For Against Against
3 Elect James Green Mgmt For Against Against
4 Elect James Judge Mgmt For Against Against
5 Elect Kevin Melia Mgmt For Against Against
6 Elect Michael Modic Mgmt For Against Against
7 Elect Fred Parks Mgmt For Against Against
8 Elect Sophie Vandebroek Mgmt For Against Against
9 Elect Edward Voboril Mgmt For Against Against
10 Elect Gerald Wilson Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Transaction of Other Business Mgmt For Against Against
Arbitron Inc.
Ticker Security ID: Meeting Date Meeting Status
ARB CUISP 03875Q108 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Shellye Archambeau Mgmt For Withhold Against
1.2 Elect David Devonshire Mgmt For Withhold Against
1.3 Elect John Dimling Mgmt For Withhold Against
1.4 Elect Erica Farber Mgmt For Withhold Against
1.5 Elect Philip Guarascio Mgmt For Withhold Against
1.6 Elect William Kerr Mgmt For Withhold Against
1.7 Elect Larry Kittelberger Mgmt For Withhold Against
1.8 Elect Luis Nogales Mgmt For Withhold Against
1.9 Elect Richard Post Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Artio Global
Investors
Inc.
Ticker Security ID: Meeting Date Meeting Status
ART CUISP 04315B107 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Elizabeth Buse Mgmt For Withhold Against
1.2 Elect Francis Ledwidge Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For Against Against
Bio-Rad
Laboratories,
Inc.
Ticker Security ID: Meeting Date Meeting Status
BIO CUISP 090572207 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Louis Drapeau Mgmt For Withhold Against
1.2 Elect Albert Hillman Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2011 Employee Stock Purchase Plan Mgmt For For For
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Brocade
Communications
Systems,
Inc.
Ticker Security ID: Meeting Date Meeting Status
BRCD CUISP 111621306 04/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Gerdelman Mgmt For Against Against
2 Elect Glenn Jones Mgmt For Against Against
3 Elect Michael Klayko Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
Calgon Carbon
Corporation
Ticker Security ID: Meeting Date Meeting Status
CCC CUISP 129603106 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Randall Dearth Mgmt For Withhold Against
1.2 Elect Timothy Rupert Mgmt For Withhold Against
1.3 Elect Seth Schofield Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Ciena Corporation
Ticker Security ID: Meeting Date Meeting Status
CIEN CUISP 171779309 03/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Harvey Cash Mgmt For Against Against
2 Elect Judith O'Brien Mgmt For Against Against
3 Elect Gary Smith Mgmt For Against Against
4 Conversion of Convertible Senior Mgmt For For For
Notes
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
ClickSoftware
Technologies
Ltd.
Ticker Security ID: Meeting Date Meeting Status
CKSW CUISP M25082104 07/15/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Appointment of Auditor and Authority Mgmt For Against Against
to Set
Fees
2 Amendment to Articles Regarding Mgmt For For For
Election of External
Directors
3 Amendments to the Share Incentive Mgmt For Against Against
Plans
4 Elect Menachem Shalgi Mgmt For Against Against
5 Declaration of Material Interest Mgmt N/A Against N/A
6 Replacement of the Compensation Mgmt For Against Against
Package of Incumbent
Directors
7 Stock Option Grant (Mr. Moshe Mgmt For For For
BenBassat)
8 Approval of Moshe BenBassat as Mgmt For Against Against
Chairman and
CEO
9 Declaration of Material Interest Mgmt N/A Against N/A
10 Approval of Management and Mgmt For For For
Consulting Agreements with Moshe
BenBassat
11 Conversion of Unissued Non-Voting Mgmt For For For
Ordinary Shares into Ordinary
Shares
12 Transaction of Other Business Mgmt For Against Against
Cognex
Corporation
Ticker Security ID: Meeting Date Meeting Status
CGNX CUISP 192422103 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Shillman Mgmt For Withhold Against
1.2 Elect Jerald Fishman Mgmt For Withhold Against
1.3 Elect Theodor Krantz Mgmt For Withhold Against
1.4 Elect Robert Willett Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Compass Minerals
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CMP CUISP 20451N101 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Bradley Bell Mgmt For Withhold Against
1.2 Elect Richard Grant Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Cyberonics, Inc.
Ticker Security ID: Meeting Date Meeting Status
CYBX CUISP 23251P102 09/23/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Guy Jackson Mgmt For Withhold Against
1.2 Elect Joseph E. Laptewicz Mgmt For Withhold Against
1.3 Elect Daniel Moore Mgmt For Withhold Against
1.4 Elect Hugh Morrison Mgmt For Withhold Against
1.5 Elect Alfred Novak Mgmt For Withhold Against
1.6 Elect Arthur Rosenthal Mgmt For Withhold Against
1.7 Elect John Tremmel Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Cymer, Inc.
Ticker Security ID: Meeting Date Meeting Status
CYMI CUISP 232572107 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Charles Abbe Mgmt For Withhold Against
1.2 Elect Robert Akins Mgmt For Withhold Against
1.3 Elect Edward Braun Mgmt For Withhold Against
1.4 Elect Michael Gaulke Mgmt For Withhold Against
1.5 Elect William Oldham Mgmt For Withhold Against
1.6 Elect Eric Ruttenberg Mgmt For Withhold Against
1.7 Elect Peter Simone Mgmt For Withhold Against
1.8 Elect Young Sohn Mgmt For Withhold Against
1.9 Elect Jon Tompkins Mgmt For Withhold Against
2 2011 Equity Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
D.R. Horton, Inc.
Ticker Security ID: Meeting Date Meeting Status
DHI CUISP 23331A109 01/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Donald Horton Mgmt For Against Against
2 Elect Bradley Anderson Mgmt For Against Against
3 Elect Michael Buchanan Mgmt For Against Against
4 Elect Michael Hewatt Mgmt For Against Against
5 Elect Bob Scott Mgmt For Against Against
6 Elect Donald Tomnitz Mgmt For Against Against
7 Amendment to the 2006 Stock Mgmt For Against Against
Incentive
Plan
8 Ratification of Auditor Mgmt For For For
9 Shareholder Proposal Regarding ShrHoldr Against For Against
Reporting and Reducing Greenhouse
Gas
Emissions
Dragonwave Inc.
Ticker Security ID: Meeting Date Meeting Status
DWI CUISP 26144M103 06/14/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Gerry Spencer Mgmt For Withhold Against
1.2 Elect Peter Allen Mgmt For Withhold Against
1.3 Elect Jean-Paul Cossart Mgmt For Withhold Against
1.4 Elect Russell Frederick Mgmt For Withhold Against
1.5 Elect Claude Haw Mgmt For Withhold Against
1.6 Elect Thomas Manley Mgmt For Withhold Against
1.7 Elect Terence Matthews Mgmt For Withhold Against
2 Appointment of Auditor and Authority Mgmt For Withhold Against
to Set
Fees
Electro
Scientific
Industries,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ESIO CUISP 285229100 08/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Frederick Ball Mgmt For Withhold Against
1.2 Elect Nicholas Konidaris Mgmt For Withhold Against
1.3 Elect Robert Walker Mgmt For Withhold Against
1.4 Elect David Nierenberg Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
Electronics For
Imaging,
Inc.
Ticker Security ID: Meeting Date Meeting Status
EFII CUISP 286082102 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Eric Brown Mgmt For Withhold Against
1.2 Elect Gill Cogan Mgmt For Withhold Against
1.3 Elect Guy Gecht Mgmt For Withhold Against
1.4 Elect Thomas Georgens Mgmt For Withhold Against
1.5 Elect Richard Kashnow Mgmt For Withhold Against
1.6 Elect Dan Maydan Mgmt For Withhold Against
1.7 Elect Fred Rosenzweig Mgmt For Withhold Against
2 Amendment to the 2009 Equity Mgmt For Against Against
Incentive Award
Plan
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Finisar
Corporation
Ticker Security ID: Meeting Date Meeting Status
FNSR CUISP 31787A507 10/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jerry Rawls Mgmt For Withhold Against
1.2 Elect Robert Stephens Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
First Horizon
National
Corporation
Ticker Security ID: Meeting Date Meeting Status
FHN CUISP 320517105 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Robert Carter Mgmt For Against Against
2 Elect John Compton Mgmt For For For
3 Elect Mark Emkes Mgmt For Against Against
4 Elect Vicky Gregg Mgmt For Against Against
5 Elect James Haslam III Mgmt For Against Against
6 Elect D. Bryan Jordan Mgmt For For For
7 Elect R. Brad Martin Mgmt For Against Against
8 Elect Vicki Palmer Mgmt For Against Against
9 Elect Colin Reed Mgmt For Against Against
10 Elect Michael Rose Mgmt For Against Against
11 Elect William Sansom Mgmt For Against Against
12 Elect Luke Yancy III Mgmt For Against Against
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Ratification of Auditor Mgmt For Against Against
Furiex
Pharmaceuticals,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FURX CUISP 36106P101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stuart Bondurant Mgmt For Withhold Against
1.2 Elect Peter Corr Mgmt For Withhold Against
1.3 Elect Wendy Dixon Mgmt For Withhold Against
1.4 Elect Fredric Eshelman Mgmt For Withhold Against
1.5 Elect Stephen Kaldor Mgmt For Withhold Against
1.6 Elect Robert Ruscher Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Gen-Probe
Incorporated
Ticker Security ID: Meeting Date Meeting Status
GPRO CUISP 36866T103 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Phillip Schneider Mgmt For Withhold Against
1.2 Elect Abraham Sofaer Mgmt For Withhold Against
1.3 Elect Patrick Sullivan Mgmt For Withhold Against
2 Amendment to the 2003 Incentive Mgmt For Against Against
Award
Plan
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Genomic Health,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GHDX CUISP 37244C101 06/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Randal Scott Mgmt For For For
1.2 Elect Kimberly Popovits Mgmt For Withhold Against
1.3 Elect Julian Baker Mgmt For Withhold Against
1.4 Elect Fred Cohen Mgmt For For For
1.5 Elect Samuel Colella Mgmt For Withhold Against
1.6 Elect Ginger Graham Mgmt For For For
1.7 Elect Randall Livingston Mgmt For For For
1.8 Elect Woodrow Myers, Jr. Mgmt For Withhold Against
2 Employee Stock Purchase Plan Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Glacier Bancorp,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GBCI CUISP 37637Q105 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Blodnick Mgmt For Withhold Against
1.2 Elect Sherry Cladouhos Mgmt For Withhold Against
1.3 Elect James English Mgmt For Withhold Against
1.4 Elect Allen Fetscher Mgmt For Withhold Against
1.5 Elect Dallas Herron Mgmt For Withhold Against
1.6 Elect Craig Langel Mgmt For Withhold Against
1.7 Elect L. Peter Larson Mgmt For Withhold Against
1.8 Elect Douglas McBride Mgmt For Withhold Against
1.9 Elect John Murdoch Mgmt For Withhold Against
1.10 Elect Everit Sliter Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Graco Inc.
Ticker Security ID: Meeting Date Meeting Status
GGG CUISP 384109104 04/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Patrick McHale Mgmt For Withhold Against
1.2 Elect Lee Mitau Mgmt For Withhold Against
1.3 Elect Marti Morfitt Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Harmonic Inc.
Ticker Security ID: Meeting Date Meeting Status
HLIT CUISP 413160102 06/22/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Patrick Harshman Mgmt For Withhold Against
1.2 Elect Lewis Solomon Mgmt For Withhold Against
1.3 Elect Harold Covert Mgmt For Withhold Against
1.4 Elect Patrick Gallagher Mgmt For Withhold Against
1.5 Elect E. Floyd Kvamme Mgmt For Withhold Against
1.6 Elect Anthony Ley Mgmt For Withhold Against
1.7 Elect William Reddersen Mgmt For Withhold Against
1.8 Elect David Van Valkenburg Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Amendment to the Employee Stock Mgmt For Against Against
Purchase
Plan
5 Ratification of Auditor Mgmt For For For
Insperity, Inc.
Ticker Security ID: Meeting Date Meeting Status
NSP CUISP 45778Q107 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Brown Mgmt For Withhold Against
1.2 Elect Eli Jones Mgmt For Withhold Against
1.3 Elect Gregory Petsch Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
J. Crew Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
JCG CUISP 46612H402 03/01/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of the Merger Mgmt For Against Against
2 Right to Adjourn Meeting Mgmt For Against Against
Jack Henry &
Associates,
Inc.
Ticker Security ID: Meeting Date Meeting Status
JKHY CUISP 426281101 11/09/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jerry Hall Mgmt For Withhold Against
1.2 Elect Michael Henry Mgmt For Withhold Against
1.3 Elect James Ellis Mgmt For Withhold Against
1.4 Elect Craig Curry Mgmt For Withhold Against
1.5 Elect Wesley Brown Mgmt For Withhold Against
1.6 Elect Matthew Flanigan Mgmt For Withhold Against
1.7 Elect Marla Shepard Mgmt For Withhold Against
1.8 Elect John Prim Mgmt For Withhold Against
2 Amendment to the Restricted Stock Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For Against Against
KB Home
Ticker Security ID: Meeting Date Meeting Status
KBH CUISP 48666K109 04/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Barbara Alexander Mgmt For For For
2 Elect Stephen Bollenbach Mgmt For Against Against
3 Elect Timothy Finchem Mgmt For Against Against
4 Elect Kenneth Jastrow II Mgmt For For For
5 Elect Robert Johnson Mgmt For For For
6 Elect Melissa Lora Mgmt For For For
7 Elect Michael McCaffery Mgmt For Against Against
8 Elect Jeffrey Mezger Mgmt For For For
9 Elect Leslie Moonves Mgmt For For For
10 Elect Luis Nogales Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2010 Equity Mgmt For Against Against
Incentive
Plan
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
LHC Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
LHCG CUISP 50187A107 06/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Keith Myers Mgmt For Withhold Against
1.2 Elect Ted Hoyt Mgmt For Withhold Against
1.3 Elect George Lewis Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Mentor Graphics
Corporation
Ticker Security ID: Meeting Date Meeting Status
MENT CUISP 587200106 05/12/2011 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Peter Bonfield Mgmt For TNA N/A
1.2 Elect James Fiebiger Mgmt For TNA N/A
1.3 Elect Kevin McDonough Mgmt For TNA N/A
1.4 Elect Walden Rhines Mgmt For TNA N/A
1.5 Elect Marsha Congdon Mgmt For TNA N/A
1.6 Elect Gregory Hinckley Mgmt For TNA N/A
1.7 Elect Patrick McManus Mgmt For TNA N/A
1.8 Elect Fontaine Richardson Mgmt For TNA N/A
2 Advisory Vote on Executive Mgmt For TNA N/A
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year TNA N/A
Executive
Compensation
4 Amendment to the 1989 Employee Stock Mgmt For TNA N/A
Purchase Plan and Foreign
Subsidiary Employee Stock Purchase
Plan
5 Ratification of Auditor Mgmt For TNA N/A
6 Opting Out of State Takeover Law Mgmt For TNA N/A
Mentor Graphics
Corporation
Ticker Security ID: Meeting Date Meeting Status
MENT CUISP 587200106 05/12/2011 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jose Maria Alapont Opp Against For Against
1.2 Elect Gary Meyers Opp Against For Against
1.3 Elect David Schechter Opp Against Withhold For
1.4 Elect Peter Bonfield Mgmt For For For
1.5 Elect Kevin McDonough Mgmt For For For
1.6 Elect Walden Rhines Mgmt For For For
1.7 Elect Gregory Hinckley Mgmt For For For
1.8 Elect Patrick McManus Mgmt For For For
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Amendment to the 1989 Employee Stock Mgmt For For For
Purcahse Plan and Foreign
Subsidiary Employee Stock Purcahse
Plan
5 Ratification of Auditor Mgmt For Against Against
6 Opting Out of State Takeover Law Mgmt For For For
Mentor Graphics
Corporation
Ticker Security ID: Meeting Date Meeting Status
MENT CUISP 587200106 07/01/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Peter Bonfield Mgmt For Withhold Against
1.2 Elect Marsha Congdon Mgmt For Withhold Against
1.3 Elect James Fiebiger Mgmt For Withhold Against
1.4 Elect Gregory Hinckley Mgmt For Withhold Against
1.5 Elect Kevin McDonough Mgmt For Withhold Against
1.6 Elect Patrick McManus Mgmt For Withhold Against
1.7 Elect Walden Rhines Mgmt For Withhold Against
1.8 Elect Fontaine Richardson Mgmt For Withhold Against
2 Increase Authorized Shares Mgmt For Against Against
3 2010 Omnibus Incentive Plan Mgmt For Against Against
4 Ratification of Auditor Mgmt For Against Against
Nash-Finch
Company
Ticker Security ID: Meeting Date Meeting Status
NAFC CUISP 631158102 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Alec Covington Mgmt For Withhold Against
1.2 Elect Sam Duncan Mgmt For Withhold Against
1.3 Elect Mickey Foret Mgmt For Withhold Against
1.4 Elect Douglas Hacker Mgmt For Withhold Against
1.5 Elect Hawthorne Proctor Mgmt For Withhold Against
1.6 Elect William Voss Mgmt For Withhold Against
1.7 Elect Christopher Bodine Mgmt For Withhold Against
2 Article Amendments to Certificate of Mgmt For For For
Incorporation
3 Elimination of Supermajority Mgmt For For For
Requirement for Stockholder
Approval of Certain Fundamental
Changes
4 Elimination of Supermajority Mgmt For For For
Requirement for Stockholder
Approval of Certain Business
Combinations with a Controlling
Person
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
Pinnacle
Financial
Partners,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PNFP CUISP 72346Q104 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Cope Mgmt For Withhold Against
1.2 Elect William Huddleston, IV Mgmt For Withhold Against
1.3 Elect Robert McCabe, Jr. Mgmt For Withhold Against
1.4 Elect Wayne Riley Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
PulteGroup, Inc.
Ticker Security ID: Meeting Date Meeting Status
PHM CUISP 745867101 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Brian Anderson Mgmt For For For
1.2 Elect Cheryl Grise Mgmt For Withhold Against
1.3 Elect Patrick O'Leary Mgmt For Withhold Against
1.4 Elect Thomas Schoewe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Performance-Based Equity
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
Quest Software,
Inc.
Ticker Security ID: Meeting Date Meeting Status
QSFT CUISP 74834T103 06/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Vincent Smith Mgmt For Withhold Against
1.2 Elect Douglas Garn Mgmt For Withhold Against
1.3 Elect Augustine Nieto II Mgmt For Withhold Against
1.4 Elect Kevin Klausmeyer Mgmt For Withhold Against
1.5 Elect Paul Sallaberry Mgmt For Withhold Against
1.6 Elect H. John Dirks Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Quicksilver
Resources
Inc.
Ticker Security ID: Meeting Date Meeting Status
KWK CUISP 74837R104 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Thomas Darden Mgmt For Withhold Against
1.2 Elect W. Byron Dunn Mgmt For Withhold Against
1.3 Elect Mark Warner Mgmt For Withhold Against
2 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Salix
Pharmaceuticals,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
SLXP CUISP 795435106 06/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Chappell Mgmt For Withhold Against
1.2 Elect Thomas D'Alonzo Mgmt For Withhold Against
1.3 Elect Richard Franco, Sr. Mgmt For Withhold Against
1.4 Elect William Keane Mgmt For Withhold Against
1.5 Elect Carolyn Logan Mgmt For Withhold Against
1.6 Elect Mark Sirgo Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
SEI Investments
Company
Ticker Security ID: Meeting Date Meeting Status
SEIC CUISP 784117103 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Kathryn McCarthy Mgmt For Against Against
2 Elect Sarah Blumenstein Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Simpson
Manufacturing
Co.,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SSD CUISP 829073105 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Earl Cheit Mgmt For Withhold Against
1.2 Elect Thomas Fitzmyers Mgmt For Withhold Against
1.3 Elect Barry Williams Mgmt For Withhold Against
2 2011 Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Sirona Dental
Systems,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SIRO CUISP 82966C103 02/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Hood Mgmt For Withhold Against
1.2 Elect Thomas Jetter Mgmt For Withhold Against
1.3 Elect Harry Kraemer, Jr. Mgmt For Withhold Against
1.4 Elect Jeffrey Slovin Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
SM Energy Company
Ticker Security ID: Meeting Date Meeting Status
SM CUISP 78454L100 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Barbara Baumann Mgmt For Against Against
2 Elect Anthony Best Mgmt For Against Against
3 Elect Larry Bickle Mgmt For Against Against
4 Elect Stephen Brand Mgmt For Against Against
5 Elect William Gardiner Mgmt For Against Against
6 Elect Julio Quintana Mgmt For Against Against
7 Elect John Seidl Mgmt For Against Against
8 Elect William Sullivan Mgmt For Against Against
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Teleflex
Incorporated
Ticker Security ID: Meeting Date Meeting Status
TFX CUISP 879369106 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect George Babich, Jr. Mgmt For Withhold Against
1.2 Elect William Cook Mgmt For Withhold Against
1.3 Elect Stephen Klasko Mgmt For Withhold Against
1.4 Elect Benson Smith Mgmt For Withhold Against
2 2011 Executive Incentive Plan Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Tellabs, Inc.
Ticker Security ID: Meeting Date Meeting Status
TLAB CUISP 879664100 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Frank Ianna Mgmt For Against Against
2 Elect Stephanie Marshall Mgmt For Against Against
3 Elect William Souders Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Ratification of Auditor Mgmt For Against Against
Toll Brothers,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TOL CUISP 889478103 03/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Toll Mgmt For Withhold Against
1.2 Elect Bruce Toll Mgmt For Withhold Against
1.3 Elect Christine Garvey Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Board Mgmt For For For
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Tower Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
TWGP CUISP 891777104 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Lee Mgmt For Withhold Against
1.2 Elect William Fox Jr. Mgmt For Withhold Against
1.3 Elect William Robbie Mgmt For Withhold Against
1.4 Elect Steven Schuster Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Valeant
Pharmaceuticals
International
Ticker Security ID: Meeting Date Meeting Status
VRX CUISP 91911X104 09/27/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of the Merger Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
Valeant
Pharmaceuticals
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
VRX CUISP 91911K102 05/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Ingram Mgmt For For For
1.2 Elect Theo Melas-Kyriazi Mgmt For For For
1.3 Elect G. Mason Morfit Mgmt For Withhold Against
1.4 Elect Laurence Paul Mgmt For For For
1.5 Elect J. Michael Pearson Mgmt For For For
1.6 Elect Robert Power Mgmt For Withhold Against
1.7 Elect Norma Provencio Mgmt For Withhold Against
1.8 Elect Lloyd Segal Mgmt For For For
1.9 Elect Katharine Stevenson Mgmt For For For
1.10 Elect Michael Van Every Mgmt For For For
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 2011 Omnibus Incentive Plan Mgmt For Against Against
5 Amendment to the 2007 Equity Mgmt For For For
Compensation
Plan
6 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
VCA Antech, Inc.
Ticker Security ID: Meeting Date Meeting Status
WOOF CUISP 918194101 06/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Chickering, Jr. Mgmt For Withhold Against
1.2 Elect John Heil Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Equity Mgmt For Against Against
Incentive
Plan
4 Amendment to the 2007 Cash Incentive Mgmt For Against Against
Plan
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
VeriSign, Inc.
Ticker Security ID: Meeting Date Meeting Status
VRSN CUISP 92343E102 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect D. James Bidzos Mgmt For Against Against
2 Elect William Chenevich Mgmt For Against Against
3 Elect Kathleen Cote Mgmt For Against Against
4 Elect Mark McLaughlin Mgmt For Against Against
5 Elect Roger Moore Mgmt For Against Against
6 Elect John Roach Mgmt For Against Against
7 Elect Louis Simpson Mgmt For Against Against
8 Elect Timothy Tomlinson Mgmt For Against Against
9 Advisory Vote on Executive Mgmt For Against Against
Compensation
10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
11 Amendment to the 2006 Equity Mgmt For Against Against
Incentive
Plan
12 Ratification of Auditor Mgmt For For For
W&T Offshore,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WTI CUISP 92922P106 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Virginia Boulet Mgmt For Withhold Against
1.2 Elect J. F. Freel Mgmt For Withhold Against
1.3 Elect Samir Gibara Mgmt For Withhold Against
1.4 Elect Robert Israel Mgmt For Withhold Against
1.5 Elect Stuart Katz Mgmt For Withhold Against
1.6 Elect Tracy Krohn Mgmt For Withhold Against
1.7 Elect S. James Nelson, Jr. Mgmt For Withhold Against
1.8 Elect B. Frank Stanley Mgmt For Withhold Against
2 Increase of Preferred Stock Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Websense, Inc.
Ticker Security ID: Meeting Date Meeting Status
WBSN CUISP 947684106 06/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Carrington Mgmt For Withhold Against
1.2 Elect Bruce Coleman Mgmt For Withhold Against
1.3 Elect Gene Hodges Mgmt For Withhold Against
1.4 Elect John Schaefer Mgmt For Withhold Against
1.5 Elect Gary Sutton Mgmt For Withhold Against
1.6 Elect Mark St.Clare Mgmt For Withhold Against
1.7 Elect Peter Waller Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Manager Sleeve : Growth WS PORT 21
07/01/2010 - 06/30/2011
ABB Ltd.
Ticker Security ID: Meeting Date Meeting Status
ABBN CINS H0010V101 04/29/2011 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Receive Financial Statements and Mgmt N/A N/A N/A
Statutory Reports
(Non-Voting)
2.1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2.2 Approve Remuneration Report Mgmt For Against Against
3 Approve Discharge of Board and Mgmt For For For
Senior
Management
4 Approve Allocation of Income and Mgmt For For For
Dividends of CHF 0.60 per Share
from Capital Contribution
Reserves
5 Approve Creation of CHF 73.3 Million Mgmt For Against Against
Pool of Conditional Capital without
Preemptive Rights for Employee
Stock Participation
Plan
6 Approve Creation of CHF 206 Million Mgmt For For For
Pool of Capital without Preemptive
Rights
7.1 Reelect Roger Agnelli as Director Mgmt For For For
7.2 Reelect Louis Hughes as Director Mgmt For For For
7.3 Reelect Hans Maerki as Director Mgmt For For For
7.4 Reelect Michel de Rosen as Director Mgmt For For For
7.5 Reelect Michael Treschow as Director Mgmt For For For
7.6 Reelect Jacob Wallenberg as Director Mgmt For For For
7.7 Reelect Hubertus von Gruenberg as Mgmt For For For
Director
7.8 Elect Ying Yeh as Director Mgmt For For For
8 Ratify Ernst & Young AG as Auditors Mgmt For Against Against
Acciona S.A
Ticker Security ID: Meeting Date Meeting Status
CINS E0008Z109 06/08/2011 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Individual and Consolidated Mgmt For For For
Financial Statements and Statutory
Reports for FY
2010
2 Approve Discharge of Board of Mgmt For For For
Directors; Accept Individual and
Consolidated Management Reports for
FY
2010
3 Approve Allocation of Income for FY Mgmt For For For
2010 and Dividends of EUR 2.03 per
Share
4 Reelect Deloitte SL as Auditors of Mgmt For Against Against
Individual and Consolidated
Accounts
5.1 Reelect Belen Villalonga Morenes as Mgmt For For For
Director
5.2 Elect Sol Daurella Comadran as Mgmt For For For
Director
6.1 Approve Stock and Option Grants Mgmt For For For
6.2 Approve Extention of Stock and Mgmt For For For
Option Plan 2009-2011 Until 2012;
Fix Number of Available Shares for
the
Plan
7.1 Receive Information on Important Mgmt N/A N/A N/A
Changes in Assets and Liabilities
of Merger Participating Companies
Between Date of Merger Plan and
AGM
7.2 Approve Merger Balance Sheet Mgmt For For For
7.3 Approve Merger by Absorption of Mgmt For For For
Grupo Entrecanales SA, Servicios
Urbanos Integrales SA, Tivafen SA
(Sociedad Unipersonal), and osmosis
Internacional SA by
Company
7.4 Approve Consolidation of Tax Regime Mgmt For For For
8.1 Amend Title I of Bylaws Re: Update Mgmt For For For
Legal
Reference
8.2 Amend Title II of Bylaws Re: Update Mgmt For For For
Reference to Applicable
Legislation
8.3 Amend Title III Chapter 1 of Bylaws Mgmt For For For
Re: General
Meeting
8.4 Amend Title III Chapter 2 of Bylaws Mgmt For For For
Re:
Board-Related
8.5 Amend Title IV of Bylaws Re: Textual Mgmt For For For
Adjustments and Include Reference
to Consolidated
Accounts
8.6 Amend Title V of Bylaws Mgmt For For For
9 Amend General Meeting Regulations Mgmt For For For
10 Advisory Vote on Remuneration Report Mgmt For Against Against
11 Receive Changes to Board of Mgmt N/A N/A N/A
Directors'
Guidelines
12 Authorize Board to Ratify and Mgmt For For For
Execute Approved
Resolutions
Accor
Ticker Security ID: Meeting Date Meeting Status
AC CINS F00189120 05/30/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements and Mgmt For For For
Statutory
Reports
2 Accept Consolidated Financial Mgmt For For For
Statements and Statutory
Reports
3 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 0.62 per
Share
4 Reelect Virginie Morgon as Director Mgmt For For For
5 Reelect Sebastien Bazin as Director Mgmt For For For
6 Reelect Denis Hennequin as Director Mgmt For Against Against
7 Reelect Franck Riboud as Director Mgmt For For For
8 Ratify Appointment of Mercedes Erra Mgmt For For For
as
Director
9 Approve Remuneration of Directors in Mgmt For For For
the Aggregate Amount of EUR
575,000
10 Approve Transaction with Groupe Mgmt For For For
Lucien
Barriere
11 Approve Transaction with Yann Mgmt For Against Against
Caillere
12 Approve Transaction with Gilles Mgmt For Against Against
Pelisson
13 Approve Transaction with Denis Mgmt For Against Against
Hennequin
14 Authorize Repurchase of Up to 22 Mgmt For For For
Million
Shares
15 Approve Reduction in Share Capital Mgmt For For For
via Cancellation of Repurchased
Shares
16 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 300
Million
17 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 160
Million
18 Approve Issuance of Equity or Mgmt For For For
Equity-Linked Securities without
Preemptive Rights Up to Aggregate
Nominal Amount of EUR 100 Million,
Reserved for Specific
Beneficiaries
19 Authorize Board to Increase Capital Mgmt For For For
in the Event of Additional Demand
Related to Delegation Submitted to
Shareholder Vote under Items 16 to
18
Above
20 Authorize Capital Increase of up to Mgmt For For For
10 Percent of Issued Capital for
Future
Acquisitions
21 Authorize Capitalization of Reserves Mgmt For For For
of Up to EUR 300 Million for Bonus
Issue or Increase in Par
Value
22 Set Total Limit for Capital Increase Mgmt For For For
to Result from All Issuance
Requests under Items 16 to 21 at
EUR 340
Million
23 Approve Employee Stock Purchase Plan Mgmt For For For
24 Authorize up to 2.5 Percent of Mgmt For Against Against
Issued Capital for Use in Stock
Option
Plan
25 Authorize up to 0.5 Percent of Mgmt For Against Against
Issued Capital for Use in
Restricted Stock
Plan
26 Authorize Filing of Required Mgmt For For For
Documents/Other
Formalities
27 Change Location of Registered Office Mgmt For For For
to 110, Avenue de France, 75013
Paris and Amend Article 4 of Bylaws
Accordingly
Apogee
Enterprises,
Inc.
Ticker Security ID: Meeting Date Meeting Status
APOG CUSIP 037598109 06/22/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Robert J. Marzec Mgmt For Withhold Against
1.2 Elect Director Stephen C. Mitchell Mgmt For Withhold Against
1.3 Elect Director David E. Weiss Mgmt For Withhold Against
2 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For
4 Amend Omnibus Stock Plan Mgmt For Against Against
5 Amend Non-Employee Director Omnibus Mgmt For Against Against
Stock
Plan
6 Ratify Auditors Mgmt For Against Against
Autodesk, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADSK CUSIP 052769106 06/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Carl Bass Mgmt For Against Against
2 Elect Director Crawford W. Beveridge Mgmt For Against Against
3 Elect Director J. Hallam Dawson Mgmt For Against Against
4 Elect Director Per-Kristian Halvorsen Mgmt For Against Against
5 Elect Director Sean M. Maloney Mgmt For Against Against
6 Elect Director Mary T. McDowell Mgmt For Against Against
7 Elect Director Lorrie M. Norrington Mgmt For Against Against
8 Elect Director Charles J. Robel Mgmt For Against Against
9 Elect Director Steven M. West Mgmt For Against Against
10 Ratify Auditors Mgmt For Against Against
11 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For
Baxter
International
Inc.
Ticker Security ID: Meeting Date Meeting Status
BAX CUSIP 071813109 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Wayne T. Hockmeyer Mgmt For Against Against
2 Elect Director Robert L. Parkinson, Mgmt For Against Against
Jr.
3 Elect Director Thomas T. Stallkamp Mgmt For Against Against
4 Elect Director Albert P.L. Stroucken Mgmt For Against Against
5 Ratify Auditors Mgmt For Against Against
6 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against
8 Approve Qualified Employee Stock Mgmt For For For
Purchase
Plan
9 Approve Omnibus Stock Plan Mgmt For Against Against
10 Amend Certificate of Incorporation Mgmt For For For
to Declassify the Board and Reduce
Supermajority Voting
Requirement
Best Buy Co.,
Inc.
Ticker Security ID: Meeting Date Meeting Status
BBY CUSIP 086516101 06/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Ronald James Mgmt For For For
1.2 Elect Director Sanjay Khosla Mgmt For For For
1.3 Elect Director George L. Mikan III Mgmt For For For
1.4 Elect Director Matthew H. Paull Mgmt For For For
1.5 Elect Director Richard M. Schulze Mgmt For For For
1.6 Elect Director Hatim A. Tyabji Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Change Range for Size of the Board Mgmt For Against Against
4 Amend Omnibus Stock Plan Mgmt For Against Against
5 Approve Executive Incentive Bonus Mgmt For Against Against
Plan
6 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against
8 Declassify the Board of Directors ShrHldr Against For Against
Canon Inc.
Ticker Security ID: Meeting Date Meeting Status
7751 CINS J05124144 03/30/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY
65
2.1 Elect Director Mitarai, Fujio Mgmt For For For
2.2 Elect Director Uchida, Tsuneji Mgmt For For For
2.3 Elect Director Tanaka, Toshizo Mgmt For For For
2.4 Elect Director Ikoma, Toshiaki Mgmt For For For
2.5 Elect Director Watanabe, Kunio Mgmt For For For
2.6 Elect Director Adachi, Yoroku Mgmt For For For
2.7 Elect Director Mitsuhashi, Yasuo Mgmt For For For
2.8 Elect Director Iwashita, Tomonori Mgmt For For For
2.9 Elect Director Osawa, Masahiro Mgmt For For For
2.10 Elect Director Matsumoto, Shigeyuki Mgmt For For For
2.11 Elect Director Shimizu, Katsuichi Mgmt For For For
2.12 Elect Director Banba, Ryoichi Mgmt For For For
2.13 Elect Director Honma, Toshio Mgmt For For For
2.14 Elect Director Nakaoka, Masaki Mgmt For For For
2.15 Elect Director Honda, Haruhisa Mgmt For For For
2.16 Elect Director Ozawa, Hideki Mgmt For For For
2.17 Elect Director Maeda, Masaya Mgmt For For For
2.18 Elect Director Tani, Yasuhiro Mgmt For For For
2.19 Elect Director Araki, Makoto Mgmt For For For
3 Appoint Statutory Auditor Oe, Tadashi Mgmt For For For
4 Approve Annual Bonus Payment to Mgmt For For For
Directors
5 Approve Stock Option Plan Mgmt For Against Against
Carrefour
Ticker Security ID: Meeting Date Meeting Status
CA CINS F13923119 06/21/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements and Mgmt For For For
Discharge
Directors
2 Accept Consolidated Financial Mgmt For For For
Statements and Statutory
Reports
3 Approve Auditors' Special Report on Mgmt For For For
Related-Party
Transactions
4 Ratify Change of Registered Office Mgmt For For For
5 Amend Article 26 of Bylaws Re: Mgmt For For For
Dividends
6 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 1.08 per
Share
7 Approve Special Dividends Mgmt For For For
8 Reelect Bernard Arnault as Director Mgmt For For For
9 Reelect Jean-Laurent Bonnafe as Mgmt For For For
Director
10 Reelect Rene Brillet as Director Mgmt For For For
11 Reelect Amaury de Seze as Director Mgmt For For For
12 Ratify Appointment of Mathilde Mgmt For For For
Lemoine as
Director
13 Ratify Mazars as Auditor Mgmt For Against Against
14 Ratify Thierry Colin as Alternate Mgmt For Against Against
Auditor
15 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share
Capital
16 Approve Reduction in Share Capital Mgmt For For For
via Cancellation of Repurchased
Shares
17 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 500
Million
18 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 175
Million
19 Authorize Capitalization of Reserves Mgmt For For For
of Up to EUR 500 Million for Bonus
Issue or Increase in Par
Value
20 Authorize Capital Increase of up to Mgmt For For For
10 Percent of Issued Capital for
Future
Acquisitions
21 Authorize Capital Increase of Up to Mgmt For For For
EUR 100 Million for Future Exchange
Offers
22 Approve Employee Stock Purchase Plan Mgmt For For For
23 Authorize Board to Amend Number of Mgmt For For For
Awards Granted Under Outstanding
Restricted Stock
Plans
Companhia
Saneamento
Basico do
Estado de Sao
Paulo -
SABESP
Ticker Security ID: Meeting Date Meeting Status
SBSP3 CUSIP 20441A102 04/28/2011 Voted
Meeting Type Country of Trade
Mix Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Accept Financial Statements and Mgmt For For For
Statutory Reports for Fiscal Year
Ended Dec. 31,
2010
1.2 Approve Allocation of Income and Mgmt For For For
Dividends
1.3 Designate Newspapers to Publish Mgmt For For For
Company
Announcements
1.4 Elect Directors/Fiscal Council Mgmt For Against Against
Members and Approve Their
Remuneration
2.1 Amend Articles Mgmt For For For
Deutsche Post AG
Ticker Security ID: Meeting Date Meeting Status
DPW CINS D19225107 05/25/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Receive Financial Statements and Mgmt N/A N/A N/A
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 0.65 per
Share
3 Approve Discharge of Management Mgmt For For For
Board for Fiscal
2010
4 Approve Discharge of Supervisory Mgmt For For For
Board for Fiscal
2010
5 Ratify PricewaterhouseCoopers as Mgmt For Against Against
Auditors for Fiscal
2011
6 Approve Issuance of Warrants/Bonds Mgmt For For For
with Warrants Attached/Convertible
Bonds with Partial Exemption of
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1 Billion;
Approve Creation of EUR 75 Million
Pool of Capital to Guarantee
Conversion
Rights
7.1 Elect Werner Gatzer to the Mgmt For For For
Supervisory
Board
7.2 Elect Thomas Kunz to the Supervisory Mgmt For For For
Board
7.3 Elect Elmar Toime to the Supervisory Mgmt For For For
Board
7.4 Elect Katja Windt to the Supervisory Mgmt For For For
Board
7.5 Elect Hero Brahms to the Supervisory Mgmt For For For
Board
East Japan
Railway
Co.
Ticker Security ID: Meeting Date Meeting Status
9020 CINS J1257M109 06/23/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY
55
2 Amend Articles To Streamline Board Mgmt For For For
Structure
3 Elect Director Takahashi, Makoto Mgmt For For For
4.1 Appoint Statutory Auditor Hoshino, Mgmt For For For
Shigeo
4.2 Appoint Statutory Auditor Mgmt For For For
Higashikawa,
Hajime
4.3 Appoint Statutory Auditor Harayama, Mgmt For For For
Kiyomi
5 Approve Annual Bonus Payment to Mgmt For For For
Directors and Statutory
Auditors
6 Amend Articles to Authorize Company ShrHldr Against Against For
to Direct Subsidiary to Investigate
Medical Practitioners Law (MPL)
Violations by Tenant Shop
Employees
7 Direct Dept Store Subsidiary to ShrHldr Against Against For
Retain Asahi Shimbun to Investigate
MPL Violation at Tenant
Contact-Lens
Shops
8 Direct Dept Store Subsidiary to ShrHldr Against Against For
Retain Asahi Shimbun to Check for
MPL Violations when Accepting New
Tenant
Shops
eBay Inc.
Ticker Security ID: Meeting Date Meeting Status
EBAY CUSIP 278642103 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Fred D. Anderson Mgmt For Against Against
2 Elect Director Edward W. Barnholt Mgmt For Against Against
3 Elect Director Scott D. Cook Mgmt For Against Against
4 Elect Director John J. Donahoe Mgmt For Against Against
5 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For
7 Ratify Auditors Mgmt For Against Against
8 Reduce Supermajority Vote Requirement ShrHldr Against For Against
Ecolab Inc.
Ticker Security ID: Meeting Date Meeting Status
ECL CUSIP 278865100 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Douglas M. Baker, Jr. Mgmt For Against Against
2 Elect Director Barbara J. Beck Mgmt For Against Against
3 Elect Director Jerry W. Levin Mgmt For Against Against
4 Elect Director Robert L. Lumpkins Mgmt For Against Against
5 Ratify Auditors Mgmt For Against Against
6 Amend Nonqualified Employee Stock Mgmt For For For
Purchase
Plan
7 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
8 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For
9 Adopt Policy on Human Right to Water ShrHldr Against For Against
10 Reduce Supermajority Vote Requirement ShrHldr Against For Against
EDF Energies
Nouvelles
Ticker Security ID: Meeting Date Meeting Status
EEN CINS F31932100 05/27/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements and Mgmt For For For
Statutory
Reports
2 Accept Consolidated Financial Mgmt For For For
Statements and Statutory
Reports
3 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 0.42 per
Share
4 Approve Auditors' Special Report on Mgmt For Against Against
Related-Party
Transactions
5 Approve Chairman's Reports on Mgmt For For For
Internal Board Procedures and
Internal
Control
6 Approve Remuneration of Directors in Mgmt For For For
the Aggregate Amount of EUR
120,000
7 Ratify Appointment of Stephane Mgmt For Against Against
Tortajada as
Director
8 Ratify Appointment of Jean-Louis Mgmt For Against Against
Mathias as
Director
9 Ratify Appointment of Yves Giraud as Mgmt For Against Against
Director
10 Ratify Change of Registered Office Mgmt For For For
to Coeur Defense ? Tour B ? 100,
Esplanade du General de Gaulle -
92932 Paris la Defense
cedex
11 Authorize Repurchase of Up to 10 Mgmt For Against Against
Percent of Issued Share
Capital
12 Authorize Filing of Required Mgmt For For For
Documents/Other
Formalities
13 Amend Article 15 of Bylaws Re: Board Mgmt For For For
Decisions
14 Authorize Filing of Required Mgmt For For For
Documents/Other
Formalities
Enel Green Power
S.P.A.
Ticker Security ID: Meeting Date Meeting Status
EGPW CINS T3679C106 04/27/2011 Voted
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Allocation of Income Mgmt For For For
3 Increase Board Size Mgmt For Against Against
4 Elect Directors (Bundled) Mgmt For Against Against
5.1 Slate Submitted by Enel Mgmt N/A N/A N/A
5.2 Slate Submitted by Enpam and Mgmt N/A For N/A
Incarcassa
6 Approve Internal Auditors' Mgmt For For For
Remuneration
7 Approve Auditors and Authorize Board Mgmt For For For
to Fix Their
Remuneration
Enel Green Power
S.P.A.
Ticker Security ID: Meeting Date Meeting Status
EGPW CINS T3679C106 04/27/2011 Voted
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Amend Company Bylaws Re: 10 Mgmt For For For
(Shareholders
Meetings)
1.2 Amend Company Bylaws Re: 12 and 19 Mgmt For For For
(Related Party
Transactions)
Google Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOG CUSIP 38259P508 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Larry Page Mgmt For For For
1.2 Elect Director Sergey Brin Mgmt For For For
1.3 Elect Director Eric E. Schmidt Mgmt For For For
1.4 Elect Director L. John Doerr Mgmt For For For
1.5 Elect Director John L. Hennessy Mgmt For For For
1.6 Elect Director Ann Mather Mgmt For For For
1.7 Elect Director Paul S. Otellini Mgmt For For For
1.8 Elect Director K. Ram Shriram Mgmt For For For
1.9 Elect Director Shirley M. Tilghman Mgmt For For For
2 Ratify Auditors Mgmt For Against Against
3 Amend Omnibus Stock Plan Mgmt For Against Against
4 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against
6 Amend Bylaws to Establish a Board ShrHldr Against For Against
Committee on Environmental
Sustainability
7 Reduce Supermajority Vote Requirement ShrHldr Against Against For
8 Report on Code of Conduct Compliance ShrHldr Against Against For
H & M Hennes &
Mauritz
Ticker Security ID: Meeting Date Meeting Status
HMB CINS W41422101 04/28/2011 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Open Meeting Mgmt N/A N/A N/A
2 Elect Sven Unger as Chairman of Mgmt For For For
Meeting
3 Receive President's Report; Allow Mgmt N/A N/A N/A
Questions
4 Prepare and Approve List of Mgmt For For For
Shareholders
5 Approve Agenda of Meeting Mgmt For For For
6 Designate Inspector(s) of Minutes of Mgmt For For For
Meeting
7 Acknowledge Proper Convening of Mgmt For For For
Meeting
8.1 Receive Financial Statements and Mgmt N/A N/A N/A
Statutory Reports; Receive
Auditor's Report; Receive Auditor's
Report on Application of Guidelines
for Remuneration for Executive
Management
8.2 Receive Auditor's and Auditing Mgmt N/A N/A N/A
Committee's
Reports
8.3 Receive Chairman's Report About Mgmt N/A N/A N/A
Board
Work
8.4 Receive Report of the Chairman of Mgmt N/A N/A N/A
the Nominating
Committee
9.1 Approve Financial Statements and Mgmt For For For
Statutory
Reports
9.2 Approve Allocation of Income and Mgmt For For For
Dividends of SEK 9.50 per
Share
9.3 Approve Discharge of Board and Mgmt For For For
President
10 Determine Number of Members (8) and Mgmt For For For
Deputy Members (0) of
Board
11 Approve Remuneration of Directors in Mgmt For Against Against
the Amount of SEK 1.35 Million for
Chairman, and SEK 450,000 for Other
Members; Approve Remuneration for
Committe Work; Approve Remuneration
of
Auditors
12 Reelect Mia Livfors, Anders Dahlvig, Mgmt For For For
Lottie Knutson, Sussi Kvart, Bo
Lundquist, Stefan Persson
(Chairman), Melker Schorling, and
Christian Sievert as
Directors
13 Elect Stefan Persson, Lottie Tham, Mgmt For Against Against
Liselott Ledin, Jan Andersson, and
Anders Oscarsson as Members of
Nominating
Committee
14 Amend Articles of Association to Mgmt For For For
Comply with the New Swedish
Companies
Act
15 Approve Remuneration Policy And Mgmt For Against Against
Other Terms of Employment For
Executive
Management
16 Close Meeting Mgmt N/A N/A N/A
HSBC Holdings plc
Ticker Security ID: Meeting Date Meeting Status
HSBA CINS G4634U169 05/27/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Remuneration Report Mgmt For Against Against
3.1 Re-elect Safra Catz as Director Mgmt For For For
3.2 Elect Laura Cha as Director Mgmt For For For
3.3 Re-elect Marvin Cheung as Director Mgmt For For For
3.4 Re-elect John Coombe as Director Mgmt For For For
3.5 Re-elect Rona Fairhead as Director Mgmt For For For
3.6 Re-elect Douglas Flint as Director Mgmt For For For
3.7 Re-elect Alexander Flockhart as Mgmt For For For
Director
3.8 Re-elect Stuart Gulliver as Director Mgmt For For For
3.9 Re-elect James Hughes-Hallett as Mgmt For For For
Director
3.10 Re-elect William Laidlaw as Director Mgmt For For For
3.11 Re-elect Janis Lomax as Director Mgmt For For For
3.12 Elect Iain Mackay as Director Mgmt For For For
3.13 Re-elect Gwyn Morgan as Director Mgmt For For For
3.14 Re-elect Nagavara Murthy as Director Mgmt For For For
3.15 Re-elect Sir Simon Robertson as Mgmt For For For
Director
3.16 Re-elect John Thornton as Director Mgmt For For For
3.17 Re-elect Sir Brian Williamson as Mgmt For For For
Director
4 Reappoint KPMG Audit plc as Auditors Mgmt For Against Against
and Authorise Their
Remuneration
5 Authorise Issue of Equity with Mgmt For For For
Pre-emptive
Rights
6 Authorise Issue of Equity without Mgmt For For For
Pre-emptive
Rights
7 Approve Share Plan 2011 Mgmt For For For
8 Approve Fees Payable to Mgmt For Against Against
Non-Executive
Directors
9 Authorise the Company to Call EGM Mgmt For For For
with Two Weeks'
Notice
Hyflux Ltd.
Ticker Security ID: Meeting Date Meeting Status
CINS Y3817K105 04/27/2011 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Hyflux Employees' Share Mgmt For Against Against
Option Scheme
2011
2 Approve Participation of Olivia Lum Mgmt For Against Against
Ooi Lin in the Hyflux Employees'
Share Option Scheme
2011
3 Approve Grant of Options to Olivia Mgmt For Against Against
Lum Ooi Lin under the Hyflux
Employees' Share Option Scheme
2011
Hyflux Ltd.
Ticker Security ID: Meeting Date Meeting Status
CINS Y3817K105 04/27/2011 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Adopt Financial Statements and Mgmt For For For
Directors' and Auditors'
Reports
2 Declare Final Dividend of SGD 0.035 Mgmt For For For
Per Share for the Year Ended Dec.
31,
2010
3 Reelect Rajsekar Kuppuswami Mitta as Mgmt For For For
Director
4 Reelect Tan Teck Meng as Director Mgmt For For For
5 Approve Directors' Fees of SGD Mgmt For For For
490,000 for the Year Ended Dec. 31,
2010 (2009: SGD
576,667)
6 Reappoint KPMG LLP as External Mgmt For Against Against
Auditors and Authorize Board to Fix
Their
Remuneration
7 Approve Issuance of Equity or Mgmt For For For
Equity-Linked Securities with or
without Preemptive
Rights
8 Approve Allotment and Issuance of Mgmt For For For
Preference
Shares
9 Approve Issuance of Shares and Grant Mgmt For Against Against
of Options Under the Hyflux
Employees' Share Option
Scheme
10 Authorize Share Repurchase Program Mgmt For For For
Iberdrola
Renovables
SA
Ticker Security ID: Meeting Date Meeting Status
IBR CINS E6244B103 05/30/2011 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Individual and Consolidated Mgmt For For For
Financial Statements and Statutory
Reports for FY Ended Dec. 31,
2010
2 Accept Individual and Consolidated Mgmt For For For
Management Reports for FY Ended
Dec. 31,
2010
3 Approve Discharge of Directors Mgmt For For For
4 Re-elect Ernst & Young SL as Mgmt For Against Against
Auditors of Individual and
Consolidated
Accounts
5 Approve Allocation of Income and Mgmt For For For
Dividends
6 Ratify Co-option of and Elect Mgmt For For For
Aurelio Izquierdo Gomez as
Director
7 Authorize Board to Establish and Mgmt For For For
Fund Associations and Foundations;
Void Previous Authorization to the
Extent of Unused
Portion
8 Approve Merger by Absorption of Mgmt For For For
Company by Iberdrola SA; Approve
Merger Balance Sheet of Iberdrola
SA as of Dec. 31, 2010; Receive
Necessary Reports on Merger;
Approve Necessary Actions for
Merger; Set Terms and Conditions of
the
Exchange
9 Approve Extraordinary Dividends of Mgmt For For For
EUR 1.20 Per
Share
10 Authorize Board to Ratify and Mgmt For For For
Execute Approved
Resolutions
11 Advisory Vote on Remuneration Report Mgmt For Against Against
for FY 2011; Approve Application of
Current Policy on Remuneration for
FY
2010
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Charlene Barshefsky Mgmt For For For
2 Elect Director Susan L. Decker Mgmt For For For
3 Elect Director John J. Donahoe Mgmt For For For
4 Elect Director Reed E. Hundt Mgmt For For For
5 Elect Director Paul S. Otellini Mgmt For For For
6 Elect Director James D. Plummer Mgmt For For For
7 Elect Director David S. Pottruck Mgmt For For For
8 Elect Director Jane E. Shaw Mgmt For For For
9 Elect Director Frank D. Yeary Mgmt For For For
10 Elect Director David B. Yoffie Mgmt For For For
11 Ratify Auditors Mgmt For Against Against
12 Amend Omnibus Stock Plan Mgmt For Against Against
13 Amend Qualified Employee Stock Mgmt For For For
Purchase
Plan
14 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt N/A 1 Year N/A
International
Business
Machines
Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director A. J. P. Belda Mgmt For For For
2 Elect Director W. R. Brody Mgmt For For For
3 Elect Director K. I. Chenault Mgmt For For For
4 Elect Director M. L. Eskew Mgmt For For For
5 Elect Director S. A. Jackson Mgmt For For For
6 Elect Director A. N. Liveris Mgmt For For For
7 Elect Director W. J. McNerney, Jr. Mgmt For For For
8 Elect Director J. W. Owens Mgmt For For For
9 Elect Director S. J. Palmisano Mgmt For For For
10 Elect Director J. E. Spero Mgmt For For For
11 Elect Director S. Taurel Mgmt For For For
12 Elect Director L. H. Zambrano Mgmt For For For
13 Ratify Auditors Mgmt For Against Against
14 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against
16 Provide for Cumulative Voting ShrHldr Against Against For
17 Report on Political Contributions ShrHldr Against For Against
18 Report on Lobbying Expenses ShrHldr Against For Against
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Mary Sue Coleman Mgmt For For For
2 Elect Director James G. Cullen Mgmt For For For
3 Elect Director Ian E.L. Davis Mgmt For For For
4 Elect Director Michael M.e. Johns Mgmt For For For
5 Elect Director Susan L. Lindquist Mgmt For For For
6 Elect Director Anne M. Mulcahy Mgmt For For For
7 Elect Director Leo F. Mullin Mgmt For For For
8 Elect Director William D. Perez Mgmt For For For
9 Elect Director Charles Prince Mgmt For For For
10 Elect Director David Satcher Mgmt For For For
11 Elect Director William C. Weldon Mgmt For For For
12 Ratify Auditors Mgmt For Against Against
13 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For
15 Adopt Policy to Restrain ShrHldr Against For Against
Pharmaceutical Price
Increases
16 Amend EEO Policy to Prohibit ShrHldr Against Against For
Discrimination Based on Applicant's
Health
Status
17 Adopt Animal-Free Training Methods ShrHldr Against For Against
L air liquide
Ticker Security ID: Meeting Date Meeting Status
AI CINS F01764103 05/04/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements and Mgmt For For For
Statutory
Reports
2 Accept Consolidated Financial Mgmt For For For
Statements and Statutory
Reports
3 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 2.35 per
Share
4 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share
Capital
5 Reelect Gerard de La Martiniere as Mgmt For For For
Director
6 Reelect Cornelis van Lede as Director Mgmt For Against Against
7 Elect Sian Herbert-Jones as Director Mgmt For For For
8 Approve Transaction with Air Liquide Mgmt For For For
International, and Auditor's
Special Report on This
Transaction
9 Approve Remuneration of Directors in Mgmt For For For
the Aggregate Amount of EUR
800,000
10 Approve Reduction in Share Capital Mgmt For For For
via Cancellation of Repurchased
Shares
11 Approve Spin-Off Agreement with Air Mgmt For For For
Liquide France
Industrie
12 Approve Spin-Off Agreement with Air Mgmt For For For
Liquide Advanced
Technologies
13 Approve Spin-Off Agreement with Mgmt For For For
Cryopal
14 Approve Spin-Off Agreement with Air Mgmt For For For
Liquide
Engineering
15 Approve Spin-Off Agreement with Air Mgmt For For For
Liquide
Services
16 Authorize Board to Issue Free Mgmt For Against Against
Warrants with Preemptive Rights
During a Public Tender Offer or
Share Exchange
Offer
17 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 390
Million
18 Authorize Board to Increase Capital Mgmt For For For
in the Event of Additional Demand
Related to Delegation Submitted to
Shareholder Vote Under Item
17
19 Approve Employee Stock Purchase Plan Mgmt For For For
20 Approve Stock Purchase Plan Reserved Mgmt For For For
for International
Employees
21 Authorize Filing of Required Mgmt For For For
Documents/Other
Formalities
L Oreal
Ticker Security ID: Meeting Date Meeting Status
OR CINS F58149133 04/22/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements and Mgmt For For For
Statutory
Reports
2 Accept Consolidated Financial Mgmt For For For
Statements and Statutory
Reports
3 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 1.80 per
Share
4 Reelect Liliane Bettencourt as Mgmt For For For
Director
5 Reelect Annette Roux as Director Mgmt For For For
6 Reelect Charles Henri Filippi as Mgmt For For For
Director
7 Approve Remuneration of Directors in Mgmt For Against Against
the Aggregate Amount of EUR 1.3
Million
8 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share
Capital
9 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights, and/or Authorize
Capitalization of Reserves for
Bonus Issue or Increase in Par
Value, up to Aggregate Nominal
Amount of EUR 60
Million
10 Authorize up to 0.6 Percent of Mgmt For Against Against
Issued Capital for Use in Stock
Option
Plan
11 Authorize up to 0.6 Percent of Mgmt For Against Against
Issued Capital for Use in
Restricted Stock
Plan
12 Approve Employee Stock Purchase Plan Mgmt For For For
13 Authorize Filing of Required Mgmt For For For
Documents/Other
Formalities
MTR Corporation
Ltd
Ticker Security ID: Meeting Date Meeting Status
00066 CINS Y6146T101 05/06/2011 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Final Dividend Mgmt For For For
3.1 Elect Alasdair George Morrison as Mgmt For For For
Director
3.2 Reelect Edward Ho Sing-tin as Mgmt For For For
Director
3.3 Reelect Ng Leung-sing as Director Mgmt For For For
3.4 Reelect Abraham Shek Lai-him as Mgmt For For For
Director
4 Reappoint KPMG as Auditors and Mgmt For Against Against
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or Mgmt For Against Against
Equity-Linked Securities without
Preemptive
Rights
6 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share
Capital
7 Authorize Reissuance of Repurchased Mgmt For Against Against
Shares
National Grid plc
Ticker Security ID: Meeting Date Meeting Status
CINS G6375K151 07/26/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Final Dividend Mgmt For For For
3 Re-elect Sir John Parker as Director Mgmt For For For
4 Re-elect Steve Holliday as Director Mgmt For For For
5 Re-elect Ken Harvey as Director Mgmt For For For
6 Re-elect Steve Lucas as Director Mgmt For For For
7 Re-elect Stephen Pettit as Director Mgmt For For For
8 Re-elect Nick Winser as Director Mgmt For For For
9 Re-elect George Rose as Director Mgmt For For For
10 Re-elect Tom King as Director Mgmt For For For
11 Re-elect Maria Richter as Director Mgmt For For For
12 Re-elect John Allan as Director Mgmt For For For
13 Re-elect Linda Adamany as Director Mgmt For For For
14 Re-elect Mark Fairbairn as Director Mgmt For For For
15 Re-elect Philip Aiken as Director Mgmt For For For
16 Reappoint PricewaterhouseCoopers LLP Mgmt For Against Against
as
Auditors
17 Authorise Board to Fix Remuneration Mgmt For Against Against
of
Auditors
18 Approve Remuneration Report Mgmt For For For
19 Authorise Issue of Equity with Mgmt For For For
Pre-emptive
Rights
20 Authorise Issue of Equity without Mgmt For For For
Pre-emptive
Rights
21 Authorise Market Purchase Mgmt For For For
22 Authorise the Company to Call EGM Mgmt For For For
with Two Weeks'
Notice
NIKE, Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUSIP 654106103 09/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Jill K. Conway Mgmt For For For
1.2 Elect Director Alan B. Graf, Jr. Mgmt For Withhold Against
1.3 Elect Director John C. Lechleiter Mgmt For Withhold Against
1.4 Elect Director Phyllis M. Wise Mgmt For For For
2 Amend Executive Incentive Bonus Plan Mgmt For Against Against
3 Amend Omnibus Stock Plan Mgmt For Against Against
4 Ratify Auditors Mgmt For Against Against
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CINS H5820Q150 02/22/2011 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Discharge of Board and Mgmt For For For
Senior
Management
3 Approve Allocation of Income and Mgmt For For For
Dividends of CHF 2.20 per
Share
4 Approve Remuneration System Mgmt For Against Against
5.1 Reelect Ann Fudge as Director Mgmt For For For
5.2 Reelect Pierre Landolt as Director Mgmt For For For
5.3 Reelect Ulrich Lehner as Director Mgmt For For For
5.4 Elect Enrico Vanni as Director Mgmt For For For
6 Ratify PricewaterhouseCoopers AG as Mgmt For Against Against
Auditors
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CINS H5820Q150 04/08/2011 Voted
Meeting Type Country of Trade
Special Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Approve Merger Agreement with Alcon Mgmt For For For
Inc.
1.2 Approve Creation of CHF 54 Million Mgmt For For For
Pool of Authorized Capital in
Connection with Merger Agreement
with Alcon
Inc.
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUSIP 670346105 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Peter C. Browning Mgmt For Withhold Against
1.2 Elect Director Victoria F. Haynes Mgmt For For For
1.3 Elect Director Christopher J. Kearney Mgmt For Withhold Against
2 Ratify Auditors Mgmt For Against Against
3 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against
5 Require a Majority Vote for the ShrHldr Against For Against
Election of
Directors
6 Require Independent Board Chairman ShrHldr Against For Against
Portland General
Electric
Company
Ticker Security ID: Meeting Date Meeting Status
POR CUSIP 736508847 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director John W. Ballantine Mgmt For Withhold Against
1.2 Elect Director Rodney L. Brown, Jr. Mgmt For Withhold Against
1.3 Elect Director David A. Dietzler Mgmt For Withhold Against
1.4 Elect Director Kirby A. Dyess Mgmt For For For
1.5 Elect Director Peggy Y. Fowler Mgmt For For For
1.6 Elect Director Mark B. Ganz Mgmt For Withhold Against
1.7 Elect Director Corbin A. McNeill, Jr. Mgmt For Withhold Against
1.8 Elect Director Neil J. Nelson Mgmt For Withhold Against
1.9 Elect Director M. Lee Pelton Mgmt For Withhold Against
1.10 Elect Director James J. Piro Mgmt For Withhold Against
1.11 Elect Director Robert T.F. Reid Mgmt For Withhold Against
2 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against
4 Ratify Auditors Mgmt For Against Against
5 Adopt Quantitative GHG Goals for ShrHldr Against For Against
Products and
Operations
POSTNL NV
Ticker Security ID: Meeting Date Meeting Status
CINS N86672107 05/25/2011 Voted
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Open Meeting Mgmt N/A N/A N/A
2 Approve Demeger Proposal Re: Mgmt For For For
Seperation of Mail Business and
Express
Business
3 Other Business and Close Meeting Mgmt N/A N/A N/A
POSTNL NV
Ticker Security ID: Meeting Date Meeting Status
CINS N86672107 05/25/2011 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Open Meeting and Receive Annoucements Mgmt N/A N/A N/A
2 Presentation by M.P. Bakker, CEO Mgmt N/A N/A N/A
3 Receive Annual Report 2010 Mgmt N/A N/A N/A
4 Discussion on Company's Corporate Mgmt N/A N/A N/A
Governance
Structure
5 Adopt Financial Statements Mgmt For For For
6.1 Receive Explanation on Company's Mgmt N/A N/A N/A
Reserves and Dividend
Policy
6.2 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 0.57 per
Share
7 Approve Discharge of Management Board Mgmt For For For
8 Approve Discharge of Supervisory Mgmt For Against Against
Board
9.1 Announce Vacancies on the Board Mgmt N/A N/A N/A
9.2 Opportunity to Make Recommendations Mgmt N/A N/A N/A
9.3 Announce Intention of the Mgmt N/A N/A N/A
Supervisory Board to Nominate
Supervisory Board
Members
10 Reelect M.E. Harris to Supervisory Mgmt For For For
Board
11 Reelect W. Kok to Supervisory Board Mgmt For For For
12 Elect T. Menssen to Supervisory Board Mgmt For For For
13 Elect M.A.M. Boersma to Supervisory Mgmt For For For
Board
14 Announce Vacancies on the Mgmt N/A N/A N/A
Supervisory Board Arising in
2012
15 Announcement of Intention of the Mgmt N/A N/A N/A
Supervisory Board to Appoint B.L.
Bot to the Management
Board
16 Announcement of Intention of the Mgmt N/A N/A N/A
Supervisory Board to Appoint J.P.P.
Bos, G.T.C.A. Aben and H.W.P.M.A.
Verhagen to the Management
Board
17 Amend Article Re: Abolition of Large Mgmt For For For
Company
Regime
18 Grant Board Authority to Issue Mgmt For For For
Shares Up To 10 Percent of Issued
Capital Plus Additional 10 Percent
in Case of
Takeover/Merger
19 Authorize Board to Exclude Mgmt For For For
Preemptive Rights from Issuance
under Item
18
20 Authorize Repurchase of Shares Mgmt For For For
21 Approve Reduction in Share Capital Mgmt For For For
and Authorize Cancellation of
Repurchased
Shares
22.1 Presentation of the Demerger Proposal Mgmt N/A N/A N/A
22.2 Discuss the Demerger Proposal Mgmt N/A N/A N/A
23 Allow Questions Mgmt N/A N/A N/A
24 Close Meeting Mgmt N/A N/A N/A
Potlatch
Corporation
Ticker Security ID: Meeting Date Meeting Status
PCH CUSIP 737630103 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Jerome C. Knoll Mgmt For Against Against
2 Elect Director John S. Moody Mgmt For Against Against
3 Elect Director Lawrence S. Peiros Mgmt For Against Against
4 Ratify Auditors Mgmt For For For
5 Amend Omnibus Stock Plan Mgmt For Against Against
6 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against
Praxair, Inc.
Ticker Security ID: Meeting Date Meeting Status
PX CUSIP 74005P104 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Stephen F. Angel Mgmt For For For
1.2 Elect Director Oscar Bernardes Mgmt For For For
1.3 Elect Director Nance K. Dicciani Mgmt For For For
1.4 Elect Director Edward G. Galante Mgmt For For For
1.5 Elect Director Claire W. Gargalli Mgmt For For For
1.6 Elect Director Ira D. Hall Mgmt For For For
1.7 Elect Director Raymond W. LeBoeuf Mgmt For For For
1.8 Elect Director Larry D. McVay Mgmt For For For
1.9 Elect Director Wayne T. Smith Mgmt For For For
1.10 Elect Director Robert L. Wood Mgmt For For For
2 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For
4 Amend Executive Incentive Bonus Plan Mgmt For Against Against
5 Amend Omnibus Stock Plan Mgmt For Against Against
6 Ratify Auditors Mgmt For Against Against
Red Electrica
Corporacion
SA
Ticker Security ID: Meeting Date Meeting Status
REE CINS E42807102 04/12/2011 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements and Mgmt For For For
Statutory Reports for Fiscal Year
Ended Dec. 31,
2010
2 Approve Consolidated Financial Mgmt For For For
Statements and Statutory Reports
for Fiscal Year
2010
3 Approve Allocation of Income Mgmt For For For
4 Approve Discharge of Directors for Mgmt For For For
Fiscal Year
2010
5 Re-appoint PricewaterhouseCoopers as Mgmt For For For
Auditors for Individual and
Consolidated
Accounts
6.1 Amend Articles 1, 6, 7, 8, 11, 12, Mgmt For For For
14, 15, 17, 18, 20, 22, 23, 24, 29,
32, and 33 of
Bylaws
6.2 Amend Article 13 Re: Location of Mgmt For For For
General
Meetings
7.1 Amend Articles 1, 2, 3, 6, 8, 9,11, Mgmt For For For
15, 16, and Remove Introductory
Paragraph of General Meeting
Regulations
7.2 Amend Article 5 of General Meeting Mgmt For For For
Regulations Re: Location of General
Meetings
8.1 Authorize Repurchase of Shares; Mgmt For For For
Approve Allocation of Repurchased
Shares as Part of Employees' and
Executive Directors'
Remuneration
8.2 Approve Stock in Lieu of Cash Plan Mgmt For For For
8.3 Void Previous Share Repurchase Mgmt For For For
Authorization
9.1 Approve Remuneration Policy Report Mgmt For Against Against
9.2 Approve Remuneration of Directors Mgmt For Against Against
for Fiscal Year
2010
10 Authorize Board to Ratify and Mgmt For For For
Execute Approved
Resolutions
11 Receive 2010 Corporate Governance Mgmt N/A N/A N/A
Report
12 Receive Report in Compliance with Mgmt N/A N/A N/A
Article 116 bis of Stock Market
Law
Reed Elsevier plc
Ticker Security ID: Meeting Date Meeting Status
REL CINS G74570121 04/20/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Remuneration Report Mgmt For Against Against
3 Approve Final Dividend Mgmt For For For
4 Reappoint Deloitte LLP as Auditors Mgmt For Against Against
5 Authorise Board to Fix Remuneration Mgmt For Against Against
of
Auditors
6 Elect Adrian Hennah as Director Mgmt For For For
7 Re-elect Mark Armour as Director Mgmt For For For
8 Re-elect Mark Elliott as Director Mgmt For For For
9 Re-elect Erik Engstrom as Director Mgmt For For For
10 Re-elect Anthony Habgood as Director Mgmt For For For
11 Re-elect Lisa Hook as Director Mgmt For For For
12 Re-elect Robert Polet as Director Mgmt For For For
13 Re-elect David Reid as Director Mgmt For For For
14 Re-elect Ben van der Veer as Director Mgmt For For For
15 Authorise Issue of Equity with Mgmt For For For
Pre-emptive
Rights
16 Authorise Issue of Equity without Mgmt For For For
Pre-emptive
Rights
17 Authorise Market Purchase Mgmt For For For
18 Authorise the Company to Call EGM Mgmt For For For
with Two Weeks'
Notice
Royal Bank Of
Canada
Ticker Security ID: Meeting Date Meeting Status
RY CUSIP 780087102 03/03/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director W. Geoffrey Beattie Mgmt For For For
1.2 Elect Director John T. Ferguson Mgmt For For For
1.3 Elect Director Paule Gauthier Mgmt For For For
1.4 Elect Director Timothy J. Hearn Mgmt For For For
1.5 Elect Director Alice D. Laberge Mgmt For For For
1.6 Elect Director Jacques Lamarre Mgmt For For For
1.7 Elect Director Brandt C. Louie Mgmt For For For
1.8 Elect Director Michael H. McCain Mgmt For For For
1.9 Elect Director Gordon M. Nixon Mgmt For For For
1.10 Elect Director David P. O'Brien Mgmt For For For
1.11 Elect Director J. Pedro Reinhard Mgmt For For For
1.12 Elect Director Edward Sonshine Mgmt For For For
1.13 Elect Director Kathleen P. Taylor Mgmt For For For
1.14 Elect Director Victor L. Young Mgmt For For For
2 Ratify Deloitte & Touche LLP as Mgmt For Withhold Against
Auditors
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
Approach
4 Critical Mass of Qualified Women on ShrHldr Against For Against
the
Board
5 Adopt a Policy Stipulating an ShrHldr Against For Against
Internal Pay
Ratio
6 Abolition of Subsidiaries and ShrHldr Against Against For
Branches in Tax
Havens
7 Additional Information Regarding ShrHldr Against For Against
Peer Comparisons of
Compensation
Siemens AG
Ticker Security ID: Meeting Date Meeting Status
SIE CINS D69671218 01/25/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Receive Supervisory Board Report, Mgmt N/A N/A N/A
Corporate Governance Report,
Remuneration Report, and Compliance
Report for Fiscal 2009/2010
(Non-Voting)
2 Receive Financial Statements and Mgmt N/A N/A N/A
Statutory Reports for Fiscal
2009/2010
(Non-Voting)
3 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 2.70 per
Share
4 Approve Discharge of Management Mgmt For For For
Board for Fiscal
2009/2010
5 Approve Discharge of Supervisory Mgmt For For For
Board for Fiscal
2009/2010
6 Approve Remuneration System for Mgmt For Against Against
Management Board
Members
7 Ratify Ernst & Young GmbH as Mgmt For Against Against
Auditors for Fiscal 2010/2011 and
for the Inspection of the
Abbreviated Financial Statements
for the First Half of Fiscal
2010/2011
8 Authorize Share Repurchase Program Mgmt For For For
and Reissuance or Cancellation of
Repurchased
Shares
9 Authorize Use of Financial Mgmt For For For
Derivatives when Repurchasing
Shares
10 Approve Creation of EUR 90 Million Mgmt For For For
Pool of Capital to Guarantee
Conversion Rights for Issuance of
Shares to
Employees
11 Approve Remuneration of Supervisory Mgmt For Against Against
Board
12 Approve Affiliation Agreements with Mgmt For For For
Siemens Finance
GmbH
13 Approve Issuance of Warrants/Bonds Mgmt For For For
with Warrants Attached/Convertible
Bonds without Preemptive Rights up
to Aggregate Nominal Amount of EUR
15 Billion; Approve Creation of EUR
270 Million Pool of Capital to
Guarantee Conversion
Rights
14 Amend Corporate Purpose ShrHldr Against Against For
Skf Ab
Ticker Security ID: Meeting Date Meeting Status
SKFB CINS W84237143 04/28/2011 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Open Meeting Mgmt N/A N/A N/A
2 Elect Leif Ostling as Chairman of Mgmt For For For
Meeting
3 Prepare and Approve List of Mgmt For For For
Shareholders
4 Approve Agenda of Meeting Mgmt For For For
5 Designate Inspector(s) of Minutes of Mgmt For For For
Meeting
6 Acknowledge Proper Convening of Mgmt For For For
Meeting
7 Receive Financial Statements and Mgmt N/A N/A N/A
Statutory Reports; Receive
Auditor's
Report
8 Receive President's Report Mgmt N/A N/A N/A
9 Approve Financial Statements and Mgmt For For For
Statutory
Reports
10 Approve Allocation of Income and Mgmt For For For
Dividends of SEK 5.00 per
Share
11 Approve Discharge of Board and Mgmt For For For
President
12 Determine Number of Members (10) and Mgmt For For For
Deputy Members (0) of
Board
13 Approve Remuneration of Directors in Mgmt For For For
the Amount of SEK 1.2 Million for
Chairman and SEK 412,500 for Other
Members; Approve Remuneration for
Committee Work and Variable
Pay
14 Reelect Leif Ostling (Chairman), Mgmt For For For
Ulla Litzen, Tom Johnstone, Winnie
Fok, Lena Torell, Peter Grafoner,
Lars Wedenborn, Joe Loughrey, and
Jouko Karvinen as Directors; Elect
Babasaheb Kalyani as New
Director
15 Approve Remuneration of Auditors Mgmt For Against Against
16 Amend Articles Re: Convocation of Mgmt For For For
General
Meeting
17 Approve Remuneration Policy And Mgmt For Against Against
Other Terms of Employment For
Executive
Management
18 Approve Restricted Stock Plan for Mgmt For Against Against
Key
Employees
19 Authorize Repurchase up to Five Mgmt For For For
Percent of Issued Share
Capital
20 Authorize Chairman of Board and Mgmt For For For
Representatives of Four of
Company's Largest Shareholders to
Serve on Nominating
Committee
Smith & Nephew
plc
Ticker Security ID: Meeting Date Meeting Status
SN. CINS G82343164 04/14/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Remuneration Report Mgmt For For For
3 Approve Final Dividend Mgmt For For For
4 Re-elect Ian Barlow as Director Mgmt For For For
5 Re-elect Genevieve Berger as Director Mgmt For For For
6 Elect Olivier Bohuon as Director Mgmt For For For
7 Re-elect John Buchanan as Director Mgmt For For For
8 Re-elect Adrian Hennah as Director Mgmt For For For
9 Re-elect Dr Pamela Kirby as Director Mgmt For For For
10 Re-elect Brian Larcombe as Director Mgmt For For For
11 Re-elect Joseph Papa as Director Mgmt For For For
12 Re-elect Richard De Schutter as Mgmt For For For
Director
13 Re-elect Dr Rolf Stomberg as Director Mgmt For For For
14 Reappoint Ernst & Young LLP as Mgmt For Against Against
Auditors
15 Authorise Board to Fix Remuneration Mgmt For Against Against
of
Auditors
16 Authorise Issue of Equity with Mgmt For For For
Pre-emptive
Rights
17 Authorise Issue of Equity without Mgmt For For For
Pre-emptive
Rights
18 Authorise Market Purchase Mgmt For For For
19 Authorise the Company to Call EGM Mgmt For For For
with Two Weeks'
Notice
Staples, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPLS CUSIP 855030102 06/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Basil L. Anderson Mgmt For For For
2 Elect Director Arthur M. Blank Mgmt For For For
3 Elect Director Mary Elizabeth Burton Mgmt For For For
4 Elect Director Justin King Mgmt For For For
5 Elect Director Carol Meyrowitz Mgmt For For For
6 Elect Director Rowland T. Moriarty Mgmt For For For
7 Elect Director Robert C. Nakasone Mgmt For For For
8 Elect Director Ronald L. Sargent Mgmt For For For
9 Elect Director Elizabeth A. Smith Mgmt For For For
10 Elect Director Robert E. Sulentic Mgmt For For For
11 Elect Director Vijay Vishwanath Mgmt For For For
12 Elect Director Paul F. Walsh Mgmt For For For
13 Ratify Auditors Mgmt For Against Against
14 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For
16 Provide Right to Act by Written ShrHldr Against For Against
Consent
SunPower
Corporation
Ticker Security ID: Meeting Date Meeting Status
SPWRA CUSIP 867652109 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Thomas R. McDaniel Mgmt For Withhold Against
1.2 Elect Director Thomas H. Werner Mgmt For Withhold Against
2 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against
Telefonica S.A.
Ticker Security ID: Meeting Date Meeting Status
TEF CUSIP 879382109 05/17/2011 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Individual and Consolidated Mgmt For For For
Financial Statements, Statutory
Reports, Allocation of Income, and
Discharge Directors for FY
2010
2 Approve Dividend Distribution of EUR Mgmt For For For
0.77 Per Share Charged to
Unrestricted
Reserves
3.1 Amend Several Articles of Bylaws to Mgmt For For For
Adapt to Revised
Legislations
3.2 Add New Paragraph 5 to Article 16 of Mgmt For For For
Bylaws Re: General
Meeting
3.3 Add New Article 26 bis to Bylaws Re: Mgmt For For For
Board-Related
4.1 Amend Several Articles of General Mgmt For For For
Meeting Regulations to Adapt to
Revised
Legislations
4.2 Amend Article 14.1 of General Mgmt For For For
Meeting
Regulations
5.1 Re-elect Isidro Faine Casas as Mgmt For Against Against
Director
5.2 Re-elect Vitalino Manuel Nafria Mgmt For Against Against
Aznar as
Director
5.3 Re-elect Julio Linares Lopez as Mgmt For Against Against
Director
5.4 Re-elect David Arculus as Director Mgmt For For For
5.5 Re-elect Carlos Colomer Casellas as Mgmt For For For
Director
5.6 Re-elect Peter Erskine as Director Mgmt For Against Against
5.7 Re-elect Alfonso Ferrari Herrero as Mgmt For For For
Director
5.8 Re-elect Antonio Massanell Lavilla Mgmt For Against Against
as
Director
5.9 Elect Chang Xiaobing as Director Mgmt For Against Against
6 Authorize Increase in Capital up to Mgmt For For For
50 Percent via Issuance of New
Shares with Possibility of Total or
Partial Exclusion of Preemptive
Rights
7 Re-elect Ernst & Young SL as Mgmt For Against Against
Auditors of Individual and
Consolidated
Accounts
8 Approve Long-Term Incentive Plan Mgmt For For For
Consisting of Delivery of Company
Shares to Executive Team Members of
Telefonica
Group
9 Approve Long-Term Incentive Mgmt For For For
Restricted Plan Consisting of
Delivery of Shares to Employees and
Executive Personnel of Telefonica
Group
10 Approve Share Matching Plan Mgmt For For For
11 Authorize Board to Ratify and Mgmt For For For
Execute Approved
Resolutions
Umicore
Ticker Security ID: Meeting Date Meeting Status
CINS B95505168 04/26/2011 Voted
Meeting Type Country of Trade
Mix Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Receive Directors' and Auditors' Mgmt N/A N/A N/A
Reports
2 Approve Financial Statements, Mgmt For For For
Allocation of Income, and Dividends
of EUR 0.80 per
Share
3 Receive Consolidated Financial Mgmt N/A N/A N/A
Statements and Statutory
Reports
4 Approve Discharge of Directors Mgmt For For For
5 Approve Discharge of Auditors Mgmt For For For
6.1 Reelect G. Pacquot as Director Mgmt For For For
6.2 Reelect U-E. Bufe as Director Mgmt For For For
6.3 Reelect A. de Pret as Director Mgmt For For For
6.4 Reelect J. Oppenheimer as Director Mgmt For For For
6.5 Elect I. Kolmsee as Independent Mgmt For For For
Director
6.6 Approve Remuneration of Directors Mgmt For For For
7.1 Ratify PricewaterhauseCoopers as Mgmt For Against Against
Auditors
7.2 Approve Auditors' Remuneration Mgmt For Against Against
Umicore
Ticker Security ID: Meeting Date Meeting Status
CINS B95505168 04/26/2011 Voted
Meeting Type Country of Trade
Mix Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Renew Authorization to Increase Mgmt For For For
Share Capital within the Framework
of Authorized
Capital
2.1 Amend Article 16 Re: Convening of Mgmt For For For
Shareholders'
Meetings
2.2 Amend Article 17 Re: Admission of Mgmt For For For
Shareholders'
Meetings
2.3 Amend Article 18 Re: Conduct of Mgmt For For For
Shareholders'
meeting
2.4 Amend Article 19 Re: Votes at Mgmt For For For
Shareholder
Meeting
3 Approve Precedent Condition for Mgmt For For For
Items
2.1-2.4
Unibail Rodamco
Ticker Security ID: Meeting Date Meeting Status
UL CINS F95094110 04/27/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements and Mgmt For For For
Statutory
Reports
2 Accept Consolidated Financial Mgmt For For For
Statements and Statutory
Reports
3 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 5.30 per
Share
4 Approve Transfer from Distributable Mgmt For For For
Reserves and Premium Account to
Shareholders for an Amount of EUR
2.70 per
Share
5 Approve Auditors' Special Report on Mgmt For For For
Related-Party
Transactions
6 Reelect Yves Lyon-Caen as Mgmt For For For
Supervisory Board
Member
7 Reelect Robert Ter Haar as Mgmt For For For
Supervisory Board
Member
8 Elect Jose Luis Duran as Supervisory Mgmt For For For
Board
Member
9 Elect Marella Moretti as Supervisory Mgmt For For For
Board
Member
10 Elect Herbert Schimetschek as Mgmt For For For
Supervisory Board
Member
11 Renew Appointment of Ernst and Young Mgmt For For For
Audit as
Auditor
12 Appoint Deloitte et Associes as Mgmt For For For
Auditor
13 Appoint Auditex as Alternate Auditor Mgmt For For For
14 Appoint BEAS as Alternate Auditor Mgmt For For For
15 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share
Capital
16 Approve Reduction in Share Capital Mgmt For For For
via Cancellation of Repurchased
Shares
17 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 75
Million
18 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 45
Million
19 Authorize Board to Increase Capital Mgmt For For For
in the Event of Additional Demand
Related to Delegation Submitted to
Shareholder Vote under Items 17 and
18
Above
20 Authorize Capital Increase of up to Mgmt For For For
10 Percent of Issued Capital for
Future
Acquisitions
21 Approve Employee Stock Purchase Plan Mgmt For For For
22 Authorize up to 3 Percent of Issued Mgmt For For For
Capital for Use in Stock Option
Plan
23 Authorize Filing of Required Mgmt For For For
Documents/Other
Formalities
Unibail Rodamco
SE
Ticker Security ID: Meeting Date Meeting Status
CINS F95094110 09/08/2010 Voted
Meeting Type Country of Trade
Special France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Transfer from Premium Mgmt For For For
Account to Shareholders for an
Amount of EUR 20 per
Share
2 Authorize Filing of Required Mgmt For For For
Documents/Other
Formalities
UniCredit SpA
Ticker Security ID: Meeting Date Meeting Status
UCG CINS T95132105 04/27/2011 Voted
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
1.2 Approve Allocation of Income Mgmt For For For
1.3 Elect Director Mgmt For Against Against
1.4 Approve Remuneration of Board Mgmt For For For
Committee
Members
1.5 Approve Remuneration of Auditors Mgmt For Against Against
1.6 Approve Remuneration for the Mgmt For For For
Representative of Holders of Saving
Shares
1.7 Amend Regulations on General Meetings Mgmt For For For
1.8 Approve Remuneration Report Mgmt For For For
1.9 Approve Equity Compensation Plans Mgmt For Against Against
1.10 Approve Group Employees Share Mgmt For For For
Ownership Plan
2011
2.1 Amend Company Bylaws Mgmt For For For
2.2 Approve Issuance of 206 Million Mgmt For Against Against
Shares Reserved for Stock Grant
Plans
2.3 Approve Issuance of 68 Million Mgmt For Against Against
Shares Reserved for Stock Grant
Plans
United Natural
Foods,
Inc.
Ticker Security ID: Meeting Date Meeting Status
UNFI CUSIP 911163103 12/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Gordon D. Barker Mgmt For Against Against
2 Elect Director Gail A. Graham Mgmt For Against Against
3 Elect Director Mary Elizabeth Burton Mgmt For For For
4 Ratify Auditors Mgmt For Against Against
5 Amend Omnibus Stock Plan Mgmt For Against Against
Vestas Wind
System
AS
Ticker Security ID: Meeting Date Meeting Status
CINS K9773J128 03/28/2011 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Receive Report of Board Mgmt N/A N/A N/A
2 Approve Financial Statements and Mgmt For For For
Statutory
Reports
3.1 Approve Remuneration of Directors Mgmt For For For
for
2010
3.2 Approve Remuneration of Directors Mgmt For For For
for
2011
4 Approve Allocation of Income and Mgmt For For For
Omission of
Dividend
5.1 Reelect Bent Carlsen as Director Mgmt For For For
5.2 Reelect Torsten Rasmussen as Director Mgmt For For For
5.3 Reelect Freddy Frandsen as Director Mgmt For For For
5.4 Reelect Hakan Eriksson as Director Mgmt For For For
5.5 Reelect Jorgen Rasmussen as Director Mgmt For For For
5.6 Reelect Jorn Thomsen as Director Mgmt For For For
5.7 Reelect Kurt Nielsen as Director Mgmt For For For
5.8 Elect Carsten Bjerg as New Director Mgmt For For For
6 Ratify PricewaterhouseCoopers as Mgmt For Against Against
Auditors
7.1 Approve Guidelines for Mgmt For Against Against
Incentive-Based Compensation for
Executive Management and
Board
7.2 Extend Board's Authorizations to Mgmt For For For
Create DKK 20.4 Million Pool of
Capital until May 1,
2015
7.3 Authorize Repurchase up to 10 Mgmt For Against Against
Percent of Share
Capital
7.4 Resolve that Vestas will not use the ShrHldr Against Against For
test centre in Osterild designated
by the Danish
Government
8 Other Business Mgmt N/A N/A N/A
===================ESG MANAGERS MODERATE PORTFOLIO=======================
Item 1: Proxy Voting Record
Manager Sleeve : Moderate LV Clear Bridge
07/01/2010 - 06/30/2011
Air Products and
Chemicals,
Inc.
Ticker Security ID: Meeting Date Meeting Status
APD CUSIP 009158106 01/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Chadwick C. Deaton Mgmt For For For
1.2 Elect Director Michael J. Donahue Mgmt For For For
1.3 Elect Director Ursula O. Fairbairn Mgmt For For For
1.4 Elect Director Lawrence S. Smith Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
5 Approve Executive Incentive Bonus Mgmt For For For
Plan
American Express
Company
Ticker Security ID: Meeting Date Meeting Status
AXP CUSIP 025816109 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Daniel F. Akerson Mgmt For For For
1.2 Elect Director Charlene Barshefsky Mgmt For For For
1.3 Elect Director Ursula M. Burns Mgmt For For For
1.4 Elect Director Kenneth I. Chenault Mgmt For For For
1.5 Elect Director Peter Chernin Mgmt For For For
1.6 Elect Director Theodore J. Leonsis Mgmt For For For
1.7 Director Jan Leschly Mgmt For For For
1.8 Director Richard C. Levin Mgmt For For For
1.9 Director Richard A. McGinn Mgmt For For For
1.10 Director Edward D. Miller Mgmt For For For
1.11 Director Steven S. Reinemund Mgmt For For For
1.12 Director Robert D. Walter Mgmt For For For
1.13 Director Ronald A. Williams Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
5 Provide for Cumulative Voting ShrHldr Against Against For
6 Amend Bylaws-- Call Special Meetings ShrHldr Against For Against
Apache
Corporation
Ticker Security ID: Meeting Date Meeting Status
APA CUSIP 037411105 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director G. Steven Farris Mgmt For For For
2 Elect Director Randolph M. Ferlic Mgmt For For For
3 Elect Director A.D. Frazier, Jr. Mgmt For For For
4 Elect Director John A. Kocur Mgmt For For For
5 Ratify Auditors Mgmt For For For
6 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
8 Increase Authorized Common Stock Mgmt For For For
9 Increase Authorized Preferred Stock Mgmt For For For
10 Approve Omnibus Stock Plan Mgmt For For For
AT&T Inc.
Ticker Security ID: Meeting Date Meeting Status
T CUSIP 00206R102 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Randall L. Stephenson Mgmt For For For
2 Elect Director Gilbert F. Amelio Mgmt For For For
3 Elect Director Reuben V. Anderson Mgmt For For For
4 Elect Director James H. Blanchard Mgmt For For For
5 Elect Director Jaime Chico Pardo Mgmt For For For
6 Elect Director James P. Kelly Mgmt For For For
7 Elect Director Jon C. Madonna Mgmt For For For
8 Elect Director Lynn M. Martin Mgmt For For For
9 Elect Director John B. McCoy Mgmt For For For
10 Elect Director Joyce M. Roche Mgmt For For For
11 Elect Director Matthew K. Rose Mgmt For For For
12 Elect Director Laura D Andrea Tyson Mgmt For For For
13 Ratify Auditors Mgmt For For For
14 Approve Omnibus Stock Plan Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
17 Report on Political Contributions ShrHldr Against Against For
18 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special
Meetings
19 Provide Right to Act by Written ShrHldr Against For Against
Consent
Bank of America
Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505104 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Mukesh D. Ambani Mgmt For For For
2 Elect Director Susan S. Bies Mgmt For For For
3 Elect Director Frank P. Bramble, Sr. Mgmt For For For
4 Elect Director Virgis W. Colbert Mgmt For For For
5 Elect Director Charles K. Gifford Mgmt For For For
6 Elect Director Charles O. Holliday, Mgmt For For For
Jr.
7 Elect Director D. Paul Jones, Jr. Mgmt For For For
8 Elect Director Monica C. Lozano Mgmt For For For
9 Elect Director Thomas J. May Mgmt For For For
10 Elect Director Brian T. Moynihan Mgmt For For For
11 Elect Director Donald E. Powell Mgmt For For For
12 Elect Director Charles O. Rossotti Mgmt For For For
13 Elect Director Robert W. Scully Mgmt For For For
14 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
16 Ratify Auditors Mgmt For For For
17 Disclose Prior Government Service ShrHldr Against Against For
18 Provide Right to Act by Written ShrHldr Against For Against
Consent
19 Require Audit Committee Review and ShrHldr Against Against For
Report on Controls Related to
Loans, Foreclosure and
Securitizations
20 Report on Lobbying Expenses ShrHldr Against Against For
21 Report on Collateral in Derivatives ShrHldr Against Against For
Trading
22 Restore or Provide for Cumulative ShrHldr Against Against For
Voting
23 Claw-back of Payments under ShrHldr Against For Against
Restatements
24 Prohibit Certain Relocation Benefits ShrHldr Against Against For
to Senior
Executives
CenturyLink, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTL CUSIP 156700106 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Virginia Boulet Mgmt For For For
1.2 Elect Director Peter C. Brown Mgmt For For For
1.3 Elect Director Richard A. Gephardt Mgmt For For For
1.4 Elect Director Gregory J. McCray Mgmt For For For
1.5 Elect Director Michael J. Roberts Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Approve Omnibus Stock Plan Mgmt For For For
4 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
6 Report on Political Contributions ShrHldr Against Against For
7 Declassify the Board of Directors ShrHldr Against For Against
CenturyLink, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTL CUSIP 156700106 08/24/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Issue Shares in Connection with Mgmt For For For
Acquisition
2 Adjourn Meeting Mgmt For For For
ConocoPhillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP 20825C104 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Richard L. Armitage Mgmt For For For
2 Elect Director Richard H. Auchinleck Mgmt For For For
3 Elect Director James E. Copeland, Jr. Mgmt For For For
4 Elect Director Kenneth M. Duberstein Mgmt For For For
5 Elect Director Ruth R. Harkin Mgmt For For For
6 Elect Director Harold W. McGraw III Mgmt For For For
7 Elect Director James J. Mulva Mgmt For For For
8 Elect Director Robert A. Niblock Mgmt For For For
9 Elect Director Harald J. Norvik Mgmt For For For
10 Elect Director William K. Reilly Mgmt For For For
11 Elect Director Victoria J. Tschinkel Mgmt For For For
12 Elect Director Kathryn C. Turner Mgmt For For For
13 Elect Director William E. Wade, Jr. Mgmt For For For
14 Ratify Auditors Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt N/A One Year N/A
17 Approve Omnibus Stock Plan Mgmt For For For
18 Amend EEO Policy to Prohibit ShrHldr Against For Against
Discrimination based on Gender
Identity
19 Report on Political Contributions ShrHldr Against For Against
20 Report on Lobbying Expenses ShrHldr Against Against For
21 Report on Accident Risk Reduction ShrHldr Against For Against
Efforts
22 Adopt Policy to Address Coastal ShrHldr Against Against For
Louisiana Environmental
Impacts
23 Adopt Quantitative GHG Goals for ShrHldr Against For Against
Products and
Operations
24 Report on Financial Risks of Climate ShrHldr Against Against For
Change
25 Report on Environmental Impact of ShrHldr Against For Against
Oil Sands Operations in
Canada
Crown Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CCK CUSIP 228368106 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Jenne K. Britell Mgmt For For For
1.2 Elect Director John W. Conway Mgmt For For For
1.3 Elect Director Arnold W. Donald Mgmt For For For
1.4 Elect Director William G. Little Mgmt For For For
1.5 Elect Director Hans J. Loliger Mgmt For For For
1.6 Elect Director James H. Miller Mgmt For For For
1.7 Elect Director Josef M. Muller Mgmt For For For
1.8 Elect Director Thomas A. Ralph Mgmt For For For
1.9 Elect Director Hugues du Rouret Mgmt For For For
1.10 Elect Director Jim L. Turner Mgmt For For For
1.11 Elect Director William S. Urkiel Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For For For
4 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
CVS Caremark
Corporation
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Edwin M. Banks Mgmt For For For
2 Elect Director C. David Brown II Mgmt For For For
3 Elect Director David W. Dorman Mgmt For For For
4 Elect Director Anne M. Finucane Mgmt For For For
5 Elect Director Kristen Gibney Mgmt For For For
Williams
6 Elect Director Marian L. Heard Mgmt For For For
7 Elect Director Larry J. Merlo Mgmt For For For
8 Elect Director Jean-Pierre Millon Mgmt For For For
9 Elect Director Terrence Murray Mgmt For For For
10 Elect Director C.A. Lance Piccolo Mgmt For For For
11 Elect Director Richard J. Swift Mgmt For For For
12 Elect Director Tony L. White Mgmt For For For
13 Ratify Auditors Mgmt For For For
14 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
16 Report on Political Contributions ShrHldr Against Against For
17 Provide Right to Act by Written ShrHldr Against For Against
Consent
Danaher
Corporation
Ticker Security ID: Meeting Date Meeting Status
DHR CUSIP 235851102 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director H. Lawrence Culp, Jr. Mgmt For For For
1.2 Elect Director Mitchell P. Rales Mgmt For For For
1.3 Elect Director Elias A. Zerhouni Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Declassify the Board of Directors Mgmt For For For
4 Provide Right to Call Special Meeting Mgmt For For For
5 Amend Omnibus Stock Plan Mgmt For For For
6 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
DISH Network
Corporation
Ticker Security ID: Meeting Date Meeting Status
DISH CUSIP 25470M109 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director James Defranco Mgmt For Withhold Against
1.2 Elect Director Cantey Ergen Mgmt For Withhold Against
1.3 Elect Director Charles W. Ergen Mgmt For For For
1.4 Elect Director Steven R. Goodbarn Mgmt For For For
1.5 Elect Director Gary S. Howard Mgmt For For For
1.6 Elect Director David K. Moskowitz Mgmt For For For
1.7 Elect Director Tom A. Ortolf Mgmt For For For
1.8 Elect Director Carl E. Vogel Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
5 Adopt a Recapitalization Plan ShrHldr Against Against For
6 Other Business Mgmt For For For
El Paso
Corporation
Ticker Security ID: Meeting Date Meeting Status
EP CUSIP 28336L109 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Juan Carlos Braniff Mgmt For For For
2 Elect Director David W. Crane Mgmt For For For
3 Elect Director Douglas L. Foshee Mgmt For For For
4 Elect Director Robert W. Goldman Mgmt For For For
5 Elect Director Anthony W. Hall, Jr. Mgmt For For For
6 Elect Director Thomas R. Hix Mgmt For For For
7 Elect Director Ferrell P. McClean Mgmt For For For
8 Elect Director Timothy J. Probert Mgmt For For For
9 Elect Director Steven J. Shapiro Mgmt For For For
10 Elect Director J. Michael Talbert Mgmt For For For
11 Elect Director Robert F. Vagt Mgmt For For For
12 Elect Director John L. Whitmire Mgmt For For For
13 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
15 Ratify Auditors Mgmt For For For
Emerson Electric
Co.
Ticker Security ID: Meeting Date Meeting Status
EMR CUSIP 291011104 02/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director D.N. Farr Mgmt For For For
1.2 Elect Director H. Green Mgmt For For For
1.3 Elect Director C.A. Peters Mgmt For For For
1.4 Elect Director J.W. Prueher Mgmt For For For
1.5 Elect Director R.L. Ridgway Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Approve Stock Option Plan Mgmt For For For
4 Ratify Auditors Mgmt For For For
5 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
7 Report on Sustainability ShrHldr Against For Against
General Electric
Company
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP 369604103 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director W. Geoffrey Beattie Mgmt For For For
2 Elect Director James I. Cash, Jr. Mgmt For For For
3 Elect Director Ann M. Fudge Mgmt For For For
4 Elect Director Susan Hockfield Mgmt For For For
5 Elect Director Jeffrey R. Immelt Mgmt For For For
6 Elect Director Andrea Jung Mgmt For For For
7 Elect Director Alan G. Lafley Mgmt For For For
8 Elect Director Robert W. Lane Mgmt For For For
9 Elect Director Ralph S. Larsen Mgmt For For For
10 Elect Director Rochelle B. Lazarus Mgmt For For For
11 Elect Director James J. Mulva Mgmt For For For
12 Elect Director Sam Nunn Mgmt For For For
13 Elect Director Roger S. Penske Mgmt For For For
14 Elect Director Robert J. Swieringa Mgmt For For For
15 Elect Director James S. Tisch Mgmt For For For
16 Elect Director Douglas A. Warner III Mgmt For For For
17 Ratify Auditors Mgmt For For For
18 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
19 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
20 Provide for Cumulative Voting ShrHldr Against Against For
21 Performance-Based Equity Awards ShrHldr Against Against For
22 Withdraw Stock Options Granted to ShrHldr Against Against For
Executive
Officers
23 Report on Climate Change Business ShrHldr Against Against For
Risk
24 Report on Animal Testing and Plans ShrHldr Against Against For
for
Reduction
Hewlett-Packard
Company
Ticker Security ID: Meeting Date Meeting Status
HPQ CUSIP 428236103 03/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director M. L. Andreessen Mgmt For For For
2 Elect Director L. Apotheker Mgmt For For For
3 Elect Director L.T. Babbio, Jr. Mgmt For For For
4 Elect Director S.M. Baldauf Mgmt For For For
5 Elect Director S. Banerji Mgmt For For For
6 Elect Director R.L. Gupta Mgmt For For For
7 Elect Director J.H. Hammergren Mgmt For For For
8 Elect Director R.J. Lane Mgmt For For For
9 Elect Director G.M. Reiner Mgmt For For For
10 Elect Director P.F. Russo Mgmt For For For
11 Elect Director D. Senequier Mgmt For For For
12 Elect Director G.K. Thompson Mgmt For For For
13 Elect Director M.C. Whitman Mgmt For For For
14 Ratify Auditors Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
17 Approve Qualified Employee Stock Mgmt For For For
Purchase
Plan
18 Amend Executive Incentive Bonus Plan Mgmt For For For
Honeywell
International
Inc.
Ticker Security ID: Meeting Date Meeting Status
HON CUSIP 438516106 04/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Gordon M. Bethune Mgmt For For For
2 Elect Director Kevin Burke Mgmt For For For
3 Elect Director Jaime Chico Pardo Mgmt For For For
4 Elect Director David M. Cote Mgmt For For For
5 Elect Director D. Scott Davis Mgmt For For For
6 Elect Director Linnet F. Deily Mgmt For For For
7 Elect Director Judd Gregg Mgmt For For For
8 Elect Director Clive R. Hollick Mgmt For For For
9 Elect Director George Paz Mgmt For For For
10 Elect Director Bradley T. Sheares Mgmt For For For
11 Ratify Auditors Mgmt For For For
12 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
14 Approve Omnibus Stock Plan Mgmt For For For
15 Amend Executive Incentive Bonus Plan Mgmt For For For
16 Provide Right to Act by Written ShrHldr Against For Against
Consent
17 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special
Meetings
Illinois Tool
Works
Inc.
Ticker Security ID: Meeting Date Meeting Status
ITW CUSIP 452308109 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Susan Crown Mgmt For For For
2 Elect Director Don H. Davis, Jr. Mgmt For For For
3 Elect Director Robert C. McCormack Mgmt For Against Against
4 Elect Director Robert S. Morrison Mgmt For For For
5 Elect Director James A. Skinner Mgmt For For For
6 Elect Director David B. Smith, Jr. Mgmt For For For
7 Elect Director David B. Speer Mgmt For For For
8 Elect Director Pamela B. Strobel Mgmt For For For
9 Elect Director Kevin M. Warren Mgmt For For For
10 Elect Director Anre D. Williams Mgmt For For For
11 Ratify Auditors Mgmt For For For
12 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
14 Approve Executive Incentive Bonus Mgmt For For For
Plan
15 Amend Omnibus Stock Plan Mgmt For For For
International
Business
Machines
Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director A. J. P. Belda Mgmt For For For
2 Elect Director W. R. Brody Mgmt For For For
3 Elect Director K. I. Chenault Mgmt For For For
4 Elect Director M. L. Eskew Mgmt For For For
5 Elect Director S. A. Jackson Mgmt For For For
6 Elect Director A. N. Liveris Mgmt For For For
7 Elect Director W. J. McNerney, Jr. Mgmt For For For
8 Elect Director J. W. Owens Mgmt For For For
9 Elect Director S. J. Palmisano Mgmt For For For
10 Elect Director J. E. Spero Mgmt For For For
11 Elect Director S. Taurel Mgmt For For For
12 Elect Director L. H. Zambrano Mgmt For For For
13 Ratify Auditors Mgmt For For For
14 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
16 Provide for Cumulative Voting ShrHldr Against Against For
17 Report on Political Contributions ShrHldr Against Against For
18 Report on Lobbying Expenses ShrHldr Against Against For
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Mary Sue Coleman Mgmt For For For
2 Elect Director James G. Cullen Mgmt For For For
3 Elect Director Ian E.L. Davis Mgmt For For For
4 Elect Director Michael M.e. Johns Mgmt For For For
5 Elect Director Susan L. Lindquist Mgmt For For For
6 Elect Director Anne M. Mulcahy Mgmt For For For
7 Elect Director Leo F. Mullin Mgmt For For For
8 Elect Director William D. Perez Mgmt For For For
9 Elect Director Charles Prince Mgmt For For For
10 Elect Director David Satcher Mgmt For For For
11 Elect Director William C. Weldon Mgmt For For For
12 Ratify Auditors Mgmt For For For
13 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
15 Adopt Policy to Restrain ShrHldr Against Against For
Pharmaceutical Price
Increases
16 Amend EEO Policy to Prohibit ShrHldr Against Against For
Discrimination Based on Applicant's
Health
Status
17 Adopt Animal-Free Training Methods ShrHldr Against For Against
Johnson
Controls,
Inc.
Ticker Security ID: Meeting Date Meeting Status
JCI CUSIP 478366107 01/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Natalie A. Black Mgmt For For For
1.2 Elect Director Robert A. Cornog Mgmt For For For
1.3 Elect Director William H. Lacy Mgmt For For For
1.4 Elect Director Stephen A. Roell Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Adopt Majority Voting for Mgmt For For For
Uncontested Election of
Directors
4 Amend Executive Incentive Bonus Plan Mgmt For For For
5 Amend Executive Incentive Bonus Plan Mgmt For For For
6 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
JPMorgan Chase &
Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625h100 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Crandall C. Bowles Mgmt For For For
2 Elect Director Stephen B. Burke Mgmt For For For
3 Elect Director David M. Cote Mgmt For For For
4 Elect Director James S. Crown Mgmt For For For
5 Elect Director James Dimon Mgmt For For For
6 Elect Director Ellen V. Futter Mgmt For For For
7 Elect Director William H. Gray, III Mgmt For For For
8 Elect Director Laban P. Jackson, Jr. Mgmt For For For
9 Elect Director David C. Novak Mgmt For For For
10 Elect Director Lee R. Raymond Mgmt For For For
11 Elect Director William C. Weldon Mgmt For For For
12 Ratify Auditors Mgmt For For For
13 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
15 Amend Omnibus Stock Plan Mgmt For For For
16 Affirm Political Non-Partisanship ShrHldr Against Against For
17 Provide Right to Act by Written ShrHldr Against For Against
Consent
18 Report on Loan Modifications ShrHldr Against Against For
19 Report on Political Contributions ShrHldr Against Against For
20 Institute Procedures to Prevent ShrHldr Against Against For
Investments in Companies that
Contribute to Genocide or Crimes
Against
Humanity
21 Require Independent Board Chairman ShrHldr Against Against For
Kellogg Company
Ticker Security ID: Meeting Date Meeting Status
K CUSIP 487836108 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director John Bryant Mgmt For For For
1.2 Elect Director Rogelio Rebolledo Mgmt For For For
1.3 Elect Director Sterling Speirn Mgmt For For For
1.4 Elect Director John Zabriskie Mgmt For For For
2 Approve Executive Incentive Bonus Mgmt For For For
Plan
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
5 Ratify Auditors Mgmt For For For
6 Reduce Supermajority Vote Requirement ShrHldr Against For Against
7 Require a Majority Vote for the ShrHldr Against For Against
Election of
Directors
Kimberly-Clark
Corporation
Ticker Security ID: Meeting Date Meeting Status
KMB CUSIP 494368103 04/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director John R. Alm Mgmt For For For
2 Elect Director John F. Bergstrom Mgmt For For For
3 Elect Director Abelardo E. Bru Mgmt For For For
4 Elect Director Robert W. Decherd Mgmt For For For
5 Elect Director Thomas J. Falk Mgmt For For For
6 Elect Director Mae C. Jemison Mgmt For For For
7 Elect Director James M. Jenness Mgmt For For For
8 Elect Director Nancy J. Karch Mgmt For For For
9 Elect Director Ian C. Read Mgmt For For For
10 Elect Director Linda Johnson Rice Mgmt For For For
11 Elect Director Marc J. Shapiro Mgmt For For For
12 Elect Director G. Craig Sullivan Mgmt For For For
13 Ratify Auditors Mgmt For For For
14 Approve Non-Employee Director Mgmt For For For
Omnibus Stock
Plan
15 Approve Omnibus Stock Plan Mgmt For For For
16 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
17 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
Loews Corporation
Ticker Security ID: Meeting Date Meeting Status
L CUSIP 540424108 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Ann E. Berman Mgmt For For For
2 Elect Director Joseph L. Bower Mgmt For For For
3 Elect Director Charles M. Diker Mgmt For For For
4 Elect Director Jacob A. Frenkel Mgmt For For For
5 Elect Director Paul J. Fribourg Mgmt For For For
6 Elect Director Walter L. Harris Mgmt For For For
7 Elect Director Philip A. Laskawy Mgmt For For For
8 Elect Director Ken Miller Mgmt For For For
9 Elect Director Gloria R. Scott Mgmt For For For
10 Elect Director Andrew H. Tisch Mgmt For For For
11 Elect Director James S. Tisch Mgmt For For For
12 Elect Director Jonathan M. Tisch Mgmt For For For
13 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
15 Ratify Auditors Mgmt For For For
16 Provide for Cumulative Voting ShrHldr Against Against For
Marsh & McLennan
Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MMC CUSIP 571748102 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Zachary W. Carter Mgmt For For For
2 Elect Director Brian Duperreault Mgmt For For For
3 Elect Director Oscar Fanjul Mgmt For For For
4 Elect Director H. Edward Hanway Mgmt For For For
5 Elect Director Lang of Monkton Mgmt For For For
6 Elect Director Steven A. Mills Mgmt For For For
7 Elect Director Bruce P. Nolop Mgmt For For For
8 Elect Director Marc D. Oken Mgmt For For For
9 Elect Director Morton O. Schapiro Mgmt For For For
10 Elect Director Adele Simmons Mgmt For For For
11 Elect Director Lloyd M. Yates Mgmt For For For
12 Ratify Auditors Mgmt For For For
13 Approve Omnibus Stock Plan Mgmt For For For
14 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
16 Provide Right to Act by Written ShrHldr Against For Against
Consent
McDonald's
Corporation
Ticker Security ID: Meeting Date Meeting Status
MCD CUSIP 580135101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Susan E. Arnold Mgmt For For For
2 Elect Director Richard H. Lenny Mgmt For For For
3 Elect Director Cary D. McMillan Mgmt For For For
4 Elect Director Sheila A. Penrose Mgmt For For For
5 Elect Director James A. Skinner Mgmt For For For
6 Ratify Auditors Mgmt For For For
7 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
8 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
9 Reduce Supermajority Vote Mgmt For For For
Requirement for Transactions With
Interested
Shareholders
10 Reduce Supermajority Vote Mgmt For For For
Requirement Relating to the Board
of
Directors
11 Reduce Supermajority Vote Mgmt For For For
Requirement for Shareholder
Action
12 Declassify the Board of Directors ShrHldr Against For Against
13 Require Suppliers to Adopt CAK ShrHldr Against Against For
14 Report on Policy Responses to ShrHldr Against Against For
Children's Health Concerns and Fast
Food
15 Report on Beverage Container ShrHldr Against For Against
Environmental
Strategy
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 58933Y105 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Leslie A. Brun Mgmt For For For
2 Elect Director Thomas R. Cech Mgmt For For For
3 Elect Director Richard T. Clark Mgmt For For For
4 Elect Director Kenneth C. Frazier Mgmt For For For
5 Elect Director Thomas H. Glocer Mgmt For For For
6 Elect Director Steven F. Goldstone Mgmt For For For
7 Elect Director William B. Harrison. Mgmt For For For
Jr.
8 Elect Director Harry R. Jacobson Mgmt For For For
9 Elect Director William N. Kelley Mgmt For For For
10 Elect Director C. Robert Kidder Mgmt For For For
11 Elect Director Rochelle B. Lazarus Mgmt For For For
12 Elect Director Carlos E. Represas Mgmt For For For
13 Elect Director Patricia F. Russo Mgmt For For For
14 Elect Director Thomas E. Shenk Mgmt For For For
15 Elect Director Anne M. Tatlock Mgmt For For For
16 Elect Director Craig B. Thompson Mgmt For For For
17 Elect Director Wendell P. Weeks Mgmt For For For
18 Elect Director Peter C. Wendell Mgmt For For For
19 Ratify Auditors Mgmt For For For
20 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
21 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
Microsoft
Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 11/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Steven A. Ballmer Mgmt For For For
2 Elect Director Dina Dublon Mgmt For For For
3 Elect Director William H. Gates III Mgmt For For For
4 Elect Director Raymond V. Gilmartin Mgmt For For For
5 Elect Director Reed Hastings Mgmt For For For
6 Elect Director Maria M. Klawe Mgmt For For For
7 Elect Director David F. Marquardt Mgmt For For For
8 Elect Director Charles H. Noski Mgmt For For For
9 Elect Director Helmut Panke Mgmt For For For
10 Ratify Auditors Mgmt For For For
11 Amend Bylaws to Establish a Board ShrHldr Against For Against
Committee on Environmental
Sustainability
Morgan Stanley
Ticker Security ID: Meeting Date Meeting Status
MS CUSIP 617446448 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Roy J. Bostock Mgmt For For For
2 Elect Director Erskine B. Bowles Mgmt For For For
3 Elect Director Howard J. Davies Mgmt For For For
4 Elect Director James P. Gorman Mgmt For For For
5 Elect Director James H. Hance Jr. Mgmt For For For
6 Elect Director C. Robert Kidder Mgmt For For For
7 Elect Director John J. Mack Mgmt For For For
8 Elect Director Donald T. Nicolaisen Mgmt For For For
9 Elect Director Hutham S. Olayan Mgmt For For For
10 Elect Director James. W. Owens Mgmt For For For
11 Elect Director O. Griffith Sexton Mgmt For For For
12 Elect Director Masaaki Tanaka Mgmt For For For
13 Elect Director Laura D. Tyson Mgmt For For For
14 Ratify Auditors Mgmt For For For
15 Amend Omnibus Stock Plan Mgmt For For For
16 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
17 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
Motorola
Solutions,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MSI CUSIP 620076307 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Gregory Q. Brown Mgmt For For For
2 Elect Director William J. Bratton Mgmt For For For
3 Elect Director David W. Dorman Mgmt For For For
4 Elect Director Michael V. Hayden Mgmt For For For
5 Elect Director Vincent J. Intrieri Mgmt For For For
6 Elect Director Judy C. Lewent Mgmt For For For
7 Elect Director Samuel C. Scott III Mgmt For For For
8 Elect Director John A. White Mgmt For For For
9 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
10 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
11 Amend Omnibus Stock Plan Mgmt For For For
12 Ratify Auditors Mgmt For For For
13 Amend Human Rights Policies ShrHldr Against Against For
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
N0L CINS H5833N103 04/29/2011 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Lawrence J. Chazen Mgmt For For For
1.2 Elect Director Jon A. Marshall Mgmt For For For
1.3 Elect Director Mary P. Ricciardello Mgmt For For For
2 Accept Financial Statements and Mgmt For For For
Statutory
Reports
3 Approve Creation of Reserve Through Mgmt For For For
Appropriation of Retained
Earnings.
4 Approve CHF 38.4 Million Reduction Mgmt For For For
in Share
Capital
5 Approve Extension of CHF 133 Million Mgmt For For For
Pool of Capital without Preemptive
Rights
6 Approve CHF 143 Million Reduction in Mgmt For For For
Share Capital and Repayment of CHF
0.13 per
Share
7 Ratify PricewaterhouseCoopers LLP as Mgmt For For For
Independent Registered Public
Accounting Firm and
PricewaterhouseCoopers AG as
Statutory
Auditor
8 Approve Discharge of Board and Mgmt For For For
Senior
Management
9 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
10 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CINS H5820Q150 02/22/2011 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Discharge of Board and Mgmt For For For
Senior
Management
3 Approve Allocation of Income and Mgmt For For For
Dividends of CHF 2.20 per
Share
4 Approve Remuneration System Mgmt For Against Against
5.1 Reelect Ann Fudge as Director Mgmt For For For
5.2 Reelect Pierre Landolt as Director Mgmt For For For
5.3 Reelect Ulrich Lehner as Director Mgmt For For For
5.4 Elect Enrico Vanni as Director Mgmt For For For
6 Ratify PricewaterhouseCoopers AG as Mgmt For For For
Auditors
7 Additional And/or Counter-proposals Mgmt For For For
Presented At The
Meeting
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CINS H5820Q150 04/08/2011 Voted
Meeting Type Country of Trade
Special Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Approve Merger Agreement with Alcon Mgmt For For For
Inc.
1.2 Approve Creation of CHF 54 Million Mgmt For For For
Pool of Authorized Capital in
Connection with Merger Agreement
with Alcon
Inc.
2 Additional And/or Counter-proposals Mgmt For For For
Presented At The
Meeting
PepsiCo, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEP CUSIP 713448108 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director S.L. Brown Mgmt For For For
2 Elect Director I.M. Cook Mgmt For For For
3 Elect Director D. Dublon Mgmt For For For
4 Elect Director V.J. Dzau Mgmt For For For
5 Elect Director R.L. Hunt Mgmt For For For
6 Elect Director A. Ibarguen Mgmt For For For
7 Elect Director A.C. Martinez Mgmt For For For
8 Elect Director I.K. Nooyi Mgmt For For For
9 Elect Director S.P. Rockefeller Mgmt For For For
10 Elect Director J.J. Schiro Mgmt For For For
11 Elect Director L.G. Trotter Mgmt For For For
12 Elect Director D. Vasella Mgmt For For For
13 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
15 Ratify Auditors Mgmt For For For
16 Adopt Majority Voting for Mgmt For For For
Uncontested Election of
Directors
17 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special
Meetings
18 Report on Political Contributions ShrHldr Against Against For
Petroleo
Brasileiro
Ticker Security ID: Meeting Date Meeting Status
CINS P78331140 08/12/2010 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Ratify Engagement of Mgmt For For For
PricewaterhouseCoopers Corporate
Finance and Recovery Ltda to
Prepare Valuation Report of Four
Federal Treasury Bills to Be Used
by Shareholders to Pay for Shares
Subscribed in Primary Public
Offering
2 Approve PricewaterhouseCoopers Mgmt For For For
Corporate Finance and Recovery
Ltda's Valuation
Report
3 Authorize Board to Ratify and Mgmt For For For
Execute Approved
Resolutions
Petroleo
Brasileiro
Ticker Security ID: Meeting Date Meeting Status
PETR4 CINS P78331140 12/07/2010 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Agreement to Absorb Marlim Mgmt For For For
Participacoes
S.A.
2 Approve Agreement to Absorb Nova Mgmt For For For
Marlim Participacoes
S.A.
3 Appoint KPMG Auditores Independentes Mgmt For For For
to Appraise Proposed
Merger
4 Approve Appraisal of Proposed Merger Mgmt For For For
5 Approve Absorption of Marlim Mgmt For For For
Participacoes S.A. and Nova Marlim
Participacoes
S.A.
Petroleo
Brasileiro
SA-Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR4 CINS P78331140 01/31/2011 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Agreement to Absorb Comperj Mgmt For For For
Petroquimicos Basicos
SA
2 Approve Agreement to Absorb Comperj Mgmt For For For
PET
SA
3 Appoint Independent Firm to Appraise Mgmt For For For
Proposed
Mergers
4 Approve Independent Firm's Appraisal Mgmt For For For
5 Approve Absorption of Comperj Mgmt For For For
Petroquimicos Basicos SA and
Comperj PET
SA
6 Amend Articles to Reflect Changes in Mgmt For For For
Capital
7 Amend Article 4 to Eliminate Mgmt For For For
Authorized Capital
Limit
8 Amend Article 4 to Specify that Mgmt For For For
Share Issuances Will be Submitted
to Shareholder
Meetings
9 Renumber Articles Mgmt For For For
10 Renumber Articles Mgmt For For For
11 Amend Articles Mgmt For For For
12 Amend Articles Mgmt For For For
13 Amend Articles Mgmt For For For
Petroleo
Brasileiro
SA-Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR4 CINS P78331140 04/04/2011 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Amend Article 20 Mgmt For For For
2.1 Approve Agreement to Absorb Mgmt For For For
Companhia Mexilhao do
Brasil
2.2 Appoint KPMG to Appraise Proposed Mgmt For For For
Absorption
2.3 Approve KPMG's Appraisal Mgmt For For For
2.4 Approve Absorption of Companhia Mgmt For For For
Mexilhao do
Brasil
2.5 Authorize Board to Ratify and Mgmt For For For
Execute Approved
Resolutions
Petroleo
Brasileiro
SA-Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR4 CINS P78331140 04/28/2011 Voted
Meeting Type Country of Trade
Mix Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports for Fiscal Year
Ended Dec. 31,
2010
2 Approve Capital Budget for Upcoming Mgmt For For For
Fiscal
Year
3 Approve Allocation of Income and Mgmt For For For
Dividends
4 Elect Directors Mgmt For For For
5 Elect Board Chairman Mgmt For For For
6 Elect Fiscal Council Members Mgmt For For For
7 Approve Remuneration of Executive Mgmt For For For
Officers, Non-Executive Directors,
and Fiscal Council
Members
Petroleo
Brasileiro
SA-Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR4 CINS P78331140 04/28/2011 Voted
Meeting Type Country of Trade
Mix Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Authorize Capitalization of Reserves Mgmt For For For
without Issuance of New
Shares
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Dennis A. Ausiello Mgmt For For For
2 Elect Director Michael S. Brown Mgmt For For For
3 Elect Director M. Anthony Burns Mgmt For For For
4 Elect Director W. Don Cornwell Mgmt For For For
5 Elect Director Frances D. Fergusson Mgmt For For For
6 Elect Director William H. Gray III Mgmt For For For
7 Elect Director Constance J. Horner Mgmt For For For
8 Elect Director James M. Kilts Mgmt For For For
9 Elect Director George A. Lorch Mgmt For For For
10 Elect Director John P. Mascotte Mgmt For For For
11 Elect Director Suzanne Nora Johnson Mgmt For For For
12 Elect Director Ian C. Read Mgmt For For For
13 Elect Director Stephen W. Sanger Mgmt For For For
14 Ratify Auditors Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Two Years One Year N/A
17 Publish Political Contributions ShrHldr Against Against For
18 Report on Public Policy Advocacy ShrHldr Against Against For
Process
19 Adopt Policy to Restrain ShrHldr Against Against For
Pharmaceutical Price
Increases
20 Provide Right to Act by Written ShrHldr Against For Against
Consent
21 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special
Meetings
22 Report on Animal Testing and Plans ShrHldr Against Against For
for
Reduction
Royal Dutch
Shell
plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CINS G7690A118 05/17/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Remuneration Report Mgmt For For For
3 Elect Linda Stuntz as Director Mgmt For For For
4 Re-elect Josef Ackermann as Director Mgmt For For For
5 Re-elect Malcolm Brinded as Director Mgmt For For For
6 Elect Guy Elliott as Director Mgmt For For For
7 Re-elect Simon Henry as Director Mgmt For For For
8 Re-elect Charles Holliday as Director Mgmt For For For
9 Re-elect Lord Kerr of Kinlochard as Mgmt For For For
Director
10 Elect Gerard Kleisterlee as Director Mgmt For For For
11 Re-elect Christine Morin-Postel as Mgmt For For For
Director
12 Re-elect Jorma Ollila as Director Mgmt For For For
13 Re-elect Jeroen van der Veer as Mgmt For For For
Director
14 Re-elect Peter Voser as Director Mgmt For For For
15 Re-elect Hans Wijers as Director Mgmt For For For
16 Reappoint PricewaterhouseCoopers LLP Mgmt For For For
as Auditors of the
Company
17 Authorise Board to Fix Remuneration Mgmt For For For
of
Auditors
18 Authorise Issue of Equity with Mgmt For For For
Pre-emptive
Rights
19 Authorise Issue of Equity without Mgmt For For For
Pre-emptive
Rights
20 Authorise Market Purchase Mgmt For For For
21 Authorise EU Political Donations and Mgmt For For For
Expenditure
Safeway Inc.
Ticker Security ID: Meeting Date Meeting Status
SWY CUSIP 786514208 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Steven A. Burd Mgmt For For For
2 Elect Director Janet E. Grove Mgmt For For For
3 Elect Director Mohan Gyani Mgmt For For For
4 Elect Director Paul Hazen Mgmt For For For
5 Elect Director Frank C. Herringer Mgmt For For For
6 Elect Director Kenneth W. Oder Mgmt For For For
7 Elect Director T. Gary Rogers Mgmt For For For
8 Elect Director Arun Sarin Mgmt For For For
9 Elect Director Michael S. Shannon Mgmt For For For
10 Elect Director William Y. Tauscher Mgmt For For For
11 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
13 Approve Omnibus Stock Plan Mgmt For For For
14 Amend Executive Incentive Bonus Plan Mgmt For For For
15 Ratify Auditors Mgmt For For For
16 Provide for Cumulative Voting ShrHldr Against Against For
Sempra Energy
Ticker Security ID: Meeting Date Meeting Status
SRE CUSIP 816851109 05/13/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Alan L. Boeckmann Mgmt For For For
2 Elect Director James G. Brocksmith Mgmt For For For
Jr.
3 Elect Director Donald E. Felsinger Mgmt For For For
4 Elect Director Wilford D. Godbold Jr. Mgmt For For For
5 Elect Director William D. Jones Mgmt For For For
6 Elect Director William G. Ouchi Mgmt For For For
7 Elect Director Carlos Ruiz Mgmt For For For
8 Elect Director William C. Rusnack Mgmt For For For
9 Elect Director William P. Rutledge Mgmt For For For
10 Elect Director Lynn Schenk Mgmt For For For
11 Elect Director Neal E. Schmale Mgmt For For For
12 Elect Director Luis M. Tellez Mgmt For For For
13 Ratify Auditors Mgmt For For For
14 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
16 Provide Right to Act by Written ShrHldr Against For Against
Consent
17 Submit SERP to Shareholder Vote ShrHldr Against For Against
18 Include Sustainability as a ShrHldr Against Against For
Performance Measure for Senior
Executive
Compensation
SES SA
Ticker Security ID: Meeting Date Meeting Status
CINS L8300G135 04/07/2011 Take No Action
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Attendance List, Quorum, and Mgmt N/A TNA N/A
Adoption of
Agenda
2 Appoint Two Meeting Scrutineers Mgmt N/A TNA N/A
3 Receive Board's 2010 Activities Mgmt N/A TNA N/A
Report
4 Receive Explanations on Main Mgmt N/A TNA N/A
Developments during 2010 and
Perspectives
5 Receive Financial Results Mgmt N/A TNA N/A
6 Receive Auditors' Report Mgmt N/A TNA N/A
7 Accept Consolidated and Individual Mgmt For TNA N/A
Financial
Statements
8 Approve Allocation of Income and Mgmt For TNA N/A
Dividends of EUR 0.80 per Class A
Share
9 Approve Standard Accouting Transfers Mgmt For TNA N/A
10 Approve Discharge of Directors Mgmt For TNA N/A
11 Approve Discharge of Auditors Mgmt For TNA N/A
12 Approve Ernst & Young Auditors and Mgmt For TNA N/A
Authorize Board to Fix Their
Remuneration
13 Approve Share Repurchase Program Mgmt For TNA N/A
14.1 Fix Number of Directors at 18 Mgmt For TNA N/A
14.2 Classify Board of Directors Mgmt For TNA N/A
14.3 Elect Marc Beuls as Class A Director Mgmt For TNA N/A
14.4 Re-elect Marcus Bicknell as Class A Mgmt For TNA N/A
Director
14.5 Re-elect Bridget Cosgrave as Class A Mgmt For TNA N/A
Director
14.6 Re-elect Hadelin de Liedekerke Mgmt For TNA N/A
Beaufort as Class A
Director
14.7 Re-elect Jacques Espinasse as Class Mgmt For TNA N/A
A
Director
14.8 Re-elect Robert W. Ross as Class A Mgmt For TNA N/A
Director
14.9 Elect Karim Sabbagh as Class A Mgmt For TNA N/A
Director
14.10 Re-elect Christian Schaak as Class Mgmt For TNA N/A
A
Director
14.11 Re-elect Thierry Seddon as Class A Mgmt For TNA N/A
Director
14.12 Re-elect Marc Speeckaert as Class A Mgmt For TNA N/A
Director
14.13 Re-elect Gerd Tenzer as Class A Mgmt For TNA N/A
Director
14.14 Re-elect Francois Tesch as Class A Mgmt For TNA N/A
Director
14.15 Re-elect Serge Allegrezza as Class B Mgmt For TNA N/A
Director
14.16 Re-elect Jean-Claude Finck as Class Mgmt For TNA N/A
B
Director
14.17 Re-elect Gaston Reinesch as Class B Mgmt For TNA N/A
Director
14.18 Re-elect Victor Rod as Class B Mgmt For TNA N/A
Director
14.19 Re-elect Rene Steichen as Class B Mgmt For TNA N/A
Director
14.20 Re-elect Jean-Paul Zens as Class B Mgmt For TNA N/A
Director
14.21 Fix One Third of Director's Terms at Mgmt For TNA N/A
One
Year
14.22 Fix One Third of Director's Terms at Mgmt For TNA N/A
Two
Years
14.23 Fix One Third of Director's Terms at Mgmt For TNA N/A
Three
Years
14.24 Approve Remuneration of Directors Mgmt For TNA N/A
16 Transact Other Business (Non-Voting) Mgmt N/A TNA N/A
State Street
Corporation
Ticker Security ID: Meeting Date Meeting Status
STT CUSIP 857477103 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director K. Burnes Mgmt For For For
2 Elect Director P. Coym Mgmt For For For
3 Elect Director P. De Saint-Aignan Mgmt For For For
4 Elect Director A. Fawcett Mgmt For For For
5 Elect Director D. Gruber Mgmt For For For
6 Elect Director L. Hill Mgmt For For For
7 Elect Director J. Hooley Mgmt For For For
8 Elect Director R. Kaplan Mgmt For For For
9 Elect Director C. LaMantia Mgmt For For For
10 Elect Director R. Sergel Mgmt For For For
11 Elect Director R. Skates Mgmt For For For
12 Elect Director G. Summe Mgmt For For For
13 Elect Director R. Weissman Mgmt For For For
14 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
16 Approve Executive Incentive Bonus Mgmt For For For
Plan
17 Ratify Auditors Mgmt For For For
18 Report on Political Contributions ShrHldr Against Against For
Suncor Energy Inc
Ticker Security ID: Meeting Date Meeting Status
SU CUSIP 867224107 05/03/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Mel E. Benson Mgmt For For For
1.2 Elect Director Dominic D'Alessandro Mgmt For For For
1.3 Elect Director John T. Ferguson Mgmt For For For
1.4 Elect Director W. Douglas Ford Mgmt For For For
1.5 Elect Director Richard L. George Mgmt For For For
1.6 Elect Director Paul Haseldonckx Mgmt For For For
1.7 Elect Director John R. Huff Mgmt For For For
1.8 Elect Director Jacques Lamarre Mgmt For For For
1.9 Elect Director Brian F. MacNeill Mgmt For For For
1.10 Elect Director Maureen McCaw Mgmt For For For
1.11 Elect Director Michael W. O'Brien Mgmt For For For
1.12 Elect Director James W. Simpson Mgmt For For For
1.13 Elect Director Eira Thomas Mgmt For For For
2 Approve PricewaterhouseCoopers LLP Mgmt For For For
as Auditors and Authorize Board to
Fix Their
Remuneration
3 Advisory Vote on Executive Mgmt For For For
Compensation
Approach
SYSCO Corporation
Ticker Security ID: Meeting Date Meeting Status
SYY CUSIP 871829107 11/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director John M. Cassaday Mgmt For For For
2 Elect Director Manuel A. Fernandez Mgmt For For For
3 Elect Director Hans-joachim Koerber Mgmt For For For
4 Elect Director Jackie M. Ward Mgmt For For For
5 Amend Qualified Employee Stock Mgmt For For For
Purchase
Plan
6 Ratify Auditors Mgmt For For For
Target
Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP 87612E106 06/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Roxanne S. Austin Mgmt For For For
2 Elect Director Calvin Darden Mgmt For For For
3 Elect Director Mary N. Dillon Mgmt For For For
4 Elect Director James A. Johnson Mgmt For For For
5 Elect Director Mary E. Minnick Mgmt For For For
6 Elect Director Anne M. Mulcahy Mgmt For For For
7 Elect Director Derica W. Rice Mgmt For For For
8 Elect Director Stephen W. Sanger Mgmt For For For
9 Elect Director Gregg W. Steinhafel Mgmt For For For
10 Elect Director John G. Stumpf Mgmt For For For
11 Elect Director Solomon D. Trujillo Mgmt For For For
12 Ratify Auditors Mgmt For For For
13 Approve Omnibus Stock Plan Mgmt For For For
14 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
16 Adopt Compensation Benchmarking ShrHldr Against For Against
Policy
17 Report on Electronics Recycling and ShrHldr Against For Against
Preventing E-Waste
Export
The Bank of New
York Mellon
Corporation
Ticker Security ID: Meeting Date Meeting Status
BK CUSIP 064058100 04/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Ruth E. Bruch Mgmt For For For
2 Elect Director Nicholas M. Donofrio Mgmt For For For
3 Elect Director Gerald L. Hassell Mgmt For For For
4 Elect Director Edmund F. Kelly Mgmt For For For
5 Elect Director Robert P. Kelly Mgmt For For For
6 Elect Director Richard J. Kogan Mgmt For For For
7 Elect Director Michael J. Kowalski Mgmt For For For
8 Elect Director John A. Luke, Jr. Mgmt For For For
9 Elect Director Mark A. Nordenberg Mgmt For For For
10 Elect Director Catherine A. Rein Mgmt For For For
11 Elect Director William C. Richardson Mgmt For For For
12 Elect Director Samuel C. Scott III Mgmt For For For
13 Elect Director John P. Surma Mgmt For For For
14 Elect Director Wesley W. von Schack Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
17 Amend Omnibus Stock Plan Mgmt For For For
18 Amend Executive Incentive Bonus Plan Mgmt For For For
19 Ratify Auditors Mgmt For For For
20 Provide for Cumulative Voting ShrHldr Against Against For
The Charles
Schwab
Corporation
Ticker Security ID: Meeting Date Meeting Status
SCHW CUSIP 808513105 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Frank C. Herringer Mgmt For For For
2 Elect Director Stephen T. McLin Mgmt For For For
3 Elect Director Charles R. Schwab Mgmt For For For
4 Elect Director Roger O. Walther Mgmt For For For
5 Elect Director Robert N. Wilson Mgmt For For For
6 Ratify Auditors Mgmt For For For
7 Amend Omnibus Stock Plan Mgmt For For For
8 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
9 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
10 Report on Political Contributions ShrHldr Against Against For
11 Declassify the Board of Directors ShrHldr N/A For N/A
The Chubb
Corporation
Ticker Security ID: Meeting Date Meeting Status
CB CUSIP 171232101 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Zoe Baird Mgmt For For For
2 Elect Director Sheila P. Burke Mgmt For For For
3 Elect Director James I. Cash, Jr. Mgmt For For For
4 Elect Director John D. Finnegan Mgmt For For For
5 Elect Director Lawrence W. Kellner Mgmt For For For
6 Elect Director Martin G. McGuinn Mgmt For For For
7 Elect Director Lawrence M. Small Mgmt For For For
8 Elect Director Jess Soderberg Mgmt For For For
9 Elect Director Daniel E. Somers Mgmt For For For
10 Elect Director James M. Zimmerman Mgmt For For For
11 Elect Director Alfred W. Zollar Mgmt For For For
12 Approve Executive Incentive Bonus Mgmt For For For
Plan
13 Ratify Auditors Mgmt For For For
14 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
The Coca-Cola
Company
Ticker Security ID: Meeting Date Meeting Status
KO CUSIP 191216100 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Herbert A. Allen Mgmt For For For
2 Elect Director Ronald W. Allen Mgmt For For For
3 Elect Director Howard G. Buffett Mgmt For For For
4 Elect Director Barry Diller Mgmt For For For
5 Elect Director Evan G. Greenberg Mgmt For For For
6 Elect Director Alexis M. Herman Mgmt For For For
7 Elect Director Muhtar Kent Mgmt For For For
8 Elect Director Donald R. Keough Mgmt For For For
9 Elect Director Maria Elena Lagomasino Mgmt For For For
10 Elect Director Donald F. McHenry Mgmt For For For
11 Elect Director Sam Nunn Mgmt For For For
12 Elect Director James D. Robinson III Mgmt For For For
13 Elect Director Peter V. Ueberroth Mgmt For For For
14 Elect Director Jacob Wallenberg Mgmt For For For
15 Elect Director James B. Williams Mgmt For For For
16 Ratify Auditors Mgmt For For For
17 Amend Executive Incentive Bonus Plan Mgmt For For For
18 Amend Restricted Stock Plan Mgmt For For For
19 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
20 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
21 Publish Report on Chemical ShrHldr Against For Against
Bisphenol-A
(BPA)
The Home Depot,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director F. Duane Ackerman Mgmt For For For
2 Elect Director Francis S. Blake Mgmt For For For
3 Elect Director Ari Bousbib Mgmt For For For
4 Elect Director Gregory D. Brenneman Mgmt For For For
5 Elect Director J. Frank Brown Mgmt For For For
6 Elect Director Albert P. Carey Mgmt For For For
7 Elect Director Armando Codina Mgmt For For For
8 Elect Director Bonnie G. Hill Mgmt For For For
9 Elect Director Karen L. Katen Mgmt For For For
10 Elect Director Ronald L. Sargent Mgmt For For For
11 Ratify Auditors Mgmt For For For
12 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
14 Provide Right to Act by Written Mgmt For For For
Consent
15 Restore or Provide for Cumulative ShrHldr Against Against For
Voting
16 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special
Meetings
17 Prepare Employment Diversity Report ShrHldr Against Against For
18 Adopt Proxy Statement Reporting on ShrHldr Against Against For
Political Contributions and
Advisory
Vote
The Procter &
Gamble
Company
Ticker Security ID: Meeting Date Meeting Status
PG CUSIP 742718109 10/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Angela F. Braly Mgmt For For For
2 Elect Director Kenneth I. Chenault Mgmt For For For
3 Elect Director Scott D. Cook Mgmt For For For
4 Elect Director Rajat K. Gupta Mgmt For For For
5 Elect Director Robert A. Mcdonald Mgmt For For For
6 Elect Director W. James Mcnerney, Jr. Mgmt For For For
7 Elect Director Johnathan A. Rodgers Mgmt For For For
8 Elect Director Mary A. Wilderotter Mgmt For For For
9 Elect Director Patricia A. Woertz Mgmt For For For
10 Elect Director Ernesto Zedillo Mgmt For For For
11 Ratify Auditors Mgmt For For For
12 Provide for Cumulative Voting ShrHldr Against Against For
The Progressive
Corporation
Ticker Security ID: Meeting Date Meeting Status
PGR CUSIP 743315103 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Stuart B. Burgdoerfer Mgmt For For For
2 Elect Director Charles A. Davis Mgmt For For For
3 Permit Board to Amend Bylaws Without Mgmt For For For
Shareholder
Consent
4 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
6 Ratify Auditors Mgmt For For For
The Travelers
Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TRV CUSIP 89417E109 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Alan L. Beller Mgmt For For For
2 Elect Director John H. Dasburg Mgmt For For For
3 Elect Director Janet M. Dolan Mgmt For For For
4 Elect Director Kenneth M. Duberstein Mgmt For For For
5 Elect Director Jay S. Fishman Mgmt For For For
6 Elect Director Lawrence G. Graev Mgmt For For For
7 Elect Director Patricia L. Higgins Mgmt For For For
8 Elect Director Thomas R. Hodgson Mgmt For For For
9 Elect Director Cleve L. Mgmt For For For
Killingsworth,
Jr.
10 Elect Director Donald J. Shepard Mgmt For For For
11 Elect Director Laurie J. Thomsen Mgmt For For For
12 Ratify Auditors Mgmt For For For
13 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
Time Warner
Cable
Inc.
Ticker Security ID: Meeting Date Meeting Status
TWC CUSIP 88732J207 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Carole Black Mgmt For For For
2 Elect Director Glenn A. Britt Mgmt For For For
3 Elect Director Thomas H. Castro Mgmt For For For
4 Elect Director David C. Chang Mgmt For For For
5 Elect Director James E. Copeland, Jr. Mgmt For For For
6 Elect Director Peter R. Haje Mgmt For For For
7 Elect Director Donna A. James Mgmt For For For
8 Elect Director Don Logan Mgmt For For For
9 Elect Director N.J. Nicholas, Jr. Mgmt For For For
10 Elect Director Wayne H. Pace Mgmt For For For
11 Elect Director Edward D. Shirley Mgmt For For For
12 Elect Director John E. Sununu Mgmt For For For
13 Ratify Auditors Mgmt For For For
14 Approve Omnibus Stock Plan Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
Time Warner Inc.
Ticker Security ID: Meeting Date Meeting Status
TWX CUSIP 887317303 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director James L. Barksdale Mgmt For For For
2 Elect Director William P. Barr Mgmt For For For
3 Elect Director Jeffrey L. Bewkes Mgmt For For For
4 Elect Director Stephen F. Bollenbach Mgmt For For For
5 Elect Director Frank J. Caufield Mgmt For For For
6 Elect Director Robert C. Clark Mgmt For For For
7 Elect Director Mathias Dopfner Mgmt For For For
8 Elect Director Jessica P. Einhorn Mgmt For For For
9 Elect Director Fred Hassan Mgmt For For For
10 Elect Director Michael A. Miles Mgmt For For For
11 Elect Director Kenneth J. Novack Mgmt For For For
12 Elect Director Paul D. Wachter Mgmt For For For
13 Elect Director Deborah C. Wright Mgmt For For For
14 Ratify Auditors Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
17 Reduce Supermajority Vote Requirement Mgmt For For For
18 Provide Right to Act by Written ShrHldr Against For Against
Consent
U.S. Bancorp
Ticker Security ID: Meeting Date Meeting Status
USB CUSIP 902973304 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Douglas M. Baker, Jr. Mgmt For For For
2 Elect Director Y. Marc Belton Mgmt For For For
3 Elect Director Victoria Buyniski Mgmt For For For
Gluckman
4 Elect Director Arthur D. Collins, Jr. Mgmt For For For
5 Elect Director Richard K. Davis Mgmt For For For
6 Elect Director Joel W. Johnson Mgmt For For For
7 Elect Director Olivia F. Kirtley Mgmt For For For
8 Elect Director Jerry W. Levin Mgmt For For For
9 Elect Director David B. O'Maley Mgmt For For For
10 Elect Director O Dell M. Owens Mgmt For For For
11 Elect Director Richard G. Reiten Mgmt For For For
12 Elect Director Craig D. Schnuck Mgmt For For For
13 Elect Director Patrick T. Stokes Mgmt For For For
14 Ratify Auditors Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
17 Advisory Vote to Ratify Directors' ShrHldr Against Against For
Compensation
Unilever plc
Ticker Security ID: Meeting Date Meeting Status
ULVR CINS G92087165 05/11/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Remuneration Report Mgmt For For For
3 Re-elect Paul Polman as Director Mgmt For For For
4 Re-elect Jean-Marc Huet as Director Mgmt For For For
5 Re-elect Louise Fresco as Director Mgmt For For For
6 Re-elect Ann Fudge as Director Mgmt For For For
7 Re-elect Charles Golden as Director Mgmt For For For
8 Re-elect Byron Grote as Director Mgmt For For For
9 Re-elect Hixonia Nyasulu as Director Mgmt For For For
10 Re-elect Sir Malcolm Rifkind as Mgmt For For For
Director
11 Re-elect Kees Storm as Director Mgmt For For For
12 Re-elect Michael Treschow as Director Mgmt For For For
13 Re-elect Paul Walsh as Director Mgmt For For For
14 Elect Sunil Bharti Mittal as Director Mgmt For For For
15 Reappoint PricewaterhouseCoopers LLP Mgmt For For For
as
Auditors
16 Authorise Board to Fix Remuneration Mgmt For For For
of
Auditors
17 Authorise Issue of Equity with Mgmt For For For
Pre-emptive
Rights
18 Authorise Issue of Equity without Mgmt For For For
Pre-emptive
Rights
19 Authorise Market Purchase Mgmt For For For
20 Authorise EU Political Donations and Mgmt For For For
Expenditure
21 Authorise the Company to Call EGM Mgmt For For For
with Two Weeks'
Notice
22 Amend Articles of Association Mgmt For For For
Verizon
Communications
Inc.
Ticker Security ID: Meeting Date Meeting Status
VZ CUSIP 92343V104 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Richard L. Carrion Mgmt For For For
2 Elect Director M. Frances Keeth Mgmt For For For
3 Elect Director Robert W. Lane Mgmt For For For
4 Elect Director Lowell C. Mcadam Mgmt For For For
5 Elect Director Sandra O. Moose Mgmt For For For
6 Elect Director Joseph Neubauer Mgmt For For For
7 Elect Director Donald T. Nicolaisen Mgmt For For For
8 Elect Director Clarence Otis, Jr. Mgmt For For For
9 Elect Director Hugh B. Price Mgmt For For For
10 Elect Director Ivan G. Seidenberg Mgmt For For For
11 Elect Director Rodney E. Slater Mgmt For For For
12 Elect Director John W. Snow Mgmt For For For
13 Ratify Auditors Mgmt For For For
14 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
16 Disclose Prior Government Service ShrHldr Against Against For
17 Performance-Based Equity Awards ShrHldr Against Against For
18 Restore or Provide for Cumulative ShrHldr Against Against For
Voting
19 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special
Meetings
Weatherford
International
Ltd.
Ticker Security ID: Meeting Date Meeting Status
WFT CINS H27013103 05/25/2011 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Discharge of Board and Mgmt For For For
Senior
Management
3.1 Reelect Bernard Duroc-Danner as Mgmt For For For
Director
3.2 Reelect Samuel Bodman, III as Mgmt For For For
Director
3.3 Reelect Nicholas Brady as Director Mgmt For For For
3.4 Reelect David Butters as Director Mgmt For For For
3.5 Reelect William Macaulay as Director Mgmt For For For
3.6 Reelect Robert Millard as Director Mgmt For For For
3.7 Reelect Robert Moses, Jr. as Director Mgmt For For For
3.8 Reelect Guilliermo Ortiz as Director Mgmt For For For
3.9 Reelect Emyr Parry as Director Mgmt For For For
3.10 Reelect Robert Rayne as Director Mgmt For For For
4 Ratify Auditors Mgmt For For For
5 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
WellPoint, Inc.
Ticker Security ID: Meeting Date Meeting Status
WLP CUSIP 94973V107 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Angela F. Braly Mgmt For For For
1.2 Elect Director Warren Y. Jobe Mgmt For For For
1.3 Elect Director William G. Mays Mgmt For For For
1.4 Elect Director William J. Ryan Mgmt For For For
2 Ratify Auditors Mgmt For For For
3.1 Reduce Supermajority Vote Mgmt For For For
Requirement Relating to Vote
Requirement
3.2 Reduce Supermajority Vote Mgmt For For For
Requirement Relating to Removal of
Directors
3.3 Opt Out of State's Control Share Mgmt For For For
Acquisition
Law
3.4 Amend Articles of Incorporation to Mgmt For For For
Remove Certain Obsolete
Provisions
3.5 Amend Articles of Incorporation to Mgmt For For For
Remove Other Obsolete Provisions
and Make Conforming
Changes
4 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
6 Feasibility Study for Converting to ShrHldr Against Against For
Nonprofit
Status
7 Reincorporate in Another State [from ShrHldr Against Against For
Indiana to
Delaware]
8 Require Independent Board Chairman ShrHldr Against Against For
Wells Fargo &
Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election Director John D. Baker II Mgmt For For For
2 Election Director John S. Chen Mgmt For For For
3 Election Director Lloyd H. Dean Mgmt For For For
4 Election Director Susan E. Engel Mgmt For For For
5 Election Director Enrique Hernandez, Mgmt For For For
Jr.
6 Election Director Donald M. James Mgmt For For For
7 Election Director Mackey J. McDonald Mgmt For For For
8 Election Director Cynthia H. Milligan Mgmt For For For
9 Elect Director Nicholas G. Moore Mgmt For For For
10 Elect Director Philip J. Quigley Mgmt For For For
11 Elect Director Judith M. Runstad Mgmt For For For
12 Elect Director Stephen W. Sanger Mgmt For For For
13 Elect Director John G. Stumpf Mgmt For For For
14 Elect Director an G. Swenson Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
17 Ratify Auditors Mgmt For For For
18 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special
Meetings
19 Provide for Cumulative Voting ShrHldr Against Against For
20 Require Independent Board Chairman ShrHldr Against Against For
21 Advisory Vote to Ratify Directors' ShrHldr Against Against For
Compensation
22 Require Audit Committee Review and ShrHldr Against Against For
Report on Controls Related to
Loans, Foreclosure and
Securitizations
Xerox Corporation
Ticker Security ID: Meeting Date Meeting Status
XRX CUSIP 984121103 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Glenn A. Britt Mgmt For For For
2 Elect Director Ursula M. Burns Mgmt For For For
3 Elect Director Richard J. Harrington Mgmt For For For
4 Elect Director William Curt Hunter Mgmt For For For
5 Elect Director Robert J. Keegan Mgmt For For For
6 Elect Director Robert A. McDonald Mgmt For For For
7 Elect Director N.J. Nicholas, Jr. Mgmt For For For
8 Elect Director Charles Prince Mgmt For For For
9 Elect Director Ann N. Reese Mgmt For For For
10 Elect Director Mary Agnes Wilderotter Mgmt For For For
11 Ratify Auditors Mgmt For For For
12 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
Manager Sleeve : Moderate LV Miller Howard
07/01/2010 - 06/30/2011
Abbott
Laboratories
Ticker Security ID: Meeting Date Meeting Status
CUSIP 002824100 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : R.J. ALPERN Mgmt For For For
1.2 DIRECTOR : R.S. AUSTIN Mgmt For For For
1.3 DIRECTOR : W.J. FARRELL Mgmt For For For
1.4 DIRECTOR : H.L. FULLER Mgmt For For For
1.5 DIRECTOR : E.M. LIDDY Mgmt For For For
1.6 DIRECTOR : P.N. NOVAKOVIC Mgmt For For For
1.7 DIRECTOR : W.A. OSBORN Mgmt For For For
1.8 DIRECTOR : S.C. SCOTT III Mgmt For For For
1.9 DIRECTOR : G.F. TILTON Mgmt For For For
1.10 DIRECTOR : M.D. WHITE Mgmt For For For
2 RATIFICATION OF DELOITTE & TOUCHE Mgmt For For For
LLP AS
AUDITORS.
3 SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For Against Against
APPROVAL OF EXECUTIVE
COMPENSATION.
4 SAY WHEN ON PAY - AN ADVISORY VOTE Mgmt 1 Year 1 Year For
ON THE APPROVAL OF THE FREQUENCY OF
SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
5 SHAREHOLDER PROPOSAL - ShrHldr Against For Against
PHARMACEUTICAL
PRICING.
American Water
Works Company,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 030420103 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: STEPHEN P. ADIK Mgmt For For For
2 ELECTION OF DIRECTOR: MARTHA CLARK Mgmt For For For
GOSS
3 ELECTION OF DIRECTOR: JULIE A. DOBSON Mgmt For For For
4 ELECTION OF DIRECTOR: RICHARD R. Mgmt For For For
GRIGG
5 ELECTION OF DIRECTOR: JULIA L. Mgmt For For For
JOHNSON
6 ELECTION OF DIRECTOR: GEORGE Mgmt For For For
MACKENZIE
7 ELECTION OF DIRECTOR: WILLIAM J. Mgmt For For For
MARRAZZO
8 ELECTION OF DIRECTOR: JEFFRY E. Mgmt For For For
STERBA
9 RATIFICATION OF THE APPOINTMENT OF Mgmt For For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR
ENDED DECEMBER 31,
2011.
10 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION.
11 ADVISORY VOTE ON FREQUENCY OF Mgmt 1 Year 1 Year For
EXECUTIVE COMPENSATION
VOTES.
Annaly Capital
Management,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 035710409 06/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 NOT VALID-VOTING ON DIRECTORS HAS Mgmt For For For
ALREADY CLOSED. ANY VOTES ON THIS
PROPOSAL WILL NOT BE
COUNTED
2 NOT VALID-VOTING ON DIRECTORS HAS Mgmt For Against Against
ALREADY CLOSED. ANY VOTES ON THIS
PROPOSAL WILL NOT BE
COUNTED
3 NOT VALID-VOTING ON DIRECTORS HAS Mgmt For Against Against
ALREADY CLOSED. ANY VOTES ON THIS
PROPOSAL WILL NOT BE
COUNTED
4 A PROPOSAL TO AMEND OUR CHARTER TO Mgmt For Against Against
INCREASE THE NUMBER OF AUTHORIZED
SHARES TO 2,000,000,000
SHARES.
5 NOT VALID-VOTING ON THIS PROPOSAL Mgmt For Against Against
HAS ALREADY CLOSED. ANY VOTES ON
THIS PROPOSAL GOING FORWARD WILL
NOT BE
COUNTED
6 NOT VALID-VOTING ON THIS PROPOSAL Mgmt 3 Years 1 Year Against
HAS ALREADY CLOSED. ANY VOTES ON
THIS PROPOSAL GOING FORWARD WILL
NOT BE
COUNTED
7 NOT VALID-VOTING ON THIS PROPOSAL Mgmt For For For
HAS ALREADY CLOSED. ANY VOTES ON
THIS PROPOSAL GOING FORWARD WILL
NOT BE
COUNTED
At&T Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 00206R102 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: RANDALL L. Mgmt For For For
STEPHENSON
2 ELECTION OF DIRECTOR: GILBERT F. Mgmt For For For
AMELIO
3 ELECTION OF DIRECTOR: REUBEN V. Mgmt For For For
ANDERSON
4 ELECTION OF DIRECTOR: JAMES H. Mgmt For For For
BLANCHARD
5 ELECTION OF DIRECTOR: JAIME CHICO Mgmt For For For
PARDO
6 ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For For
7 ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For For
8 ELECTION OF DIRECTOR: LYNN M. MARTIN Mgmt For For For
9 ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For For
10 ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For For
11 ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For For
12 ELECTION OF DIRECTOR: LAURA D'ANDREA Mgmt For For For
TYSON
13 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT
AUDITORS.
14 APPROVE 2011 INCENTIVE PLAN. Mgmt For For For
15 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION.
16 ADVISORY VOTE ON FREQUENCY OF VOTE Mgmt 3 Years 1 Year Against
ON EXECUTIVE
COMPENSATION.
17 POLITICAL CONTRIBUTIONS. ShrHldr Against For Against
18 SPECIAL STOCKHOLDER MEETINGS. ShrHldr Against Against For
19 WRITTEN CONSENT. ShrHldr Against For Against
Bank Of Montreal
Ticker Security ID: Meeting Date Meeting Status
CUSIP 063671101 03/22/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : ROBERT M. ASTLEY Mgmt For For For
1.2 DIRECTOR : DAVID R. BEATTY Mgmt For For For
1.3 DIRECTOR : SOPHIE BROCHU Mgmt For For For
1.4 DIRECTOR : ROBERT CHEVRIER Mgmt For For For
1.5 DIRECTOR : GEORGE A. COPE Mgmt For For For
1.6 DIRECTOR : WILLIAM A. DOWNE Mgmt For For For
1.7 DIRECTOR : CHRISTINE A. EDWARDS Mgmt For For For
1.8 DIRECTOR : RONALD H. FARMER Mgmt For For For
1.9 DIRECTOR : DAVID A. GALLOWAY Mgmt For For For
1.10 DIRECTOR : HAROLD N. KVISLE Mgmt For For For
1.11 DIRECTOR : BRUCE H. MITCHELL Mgmt For For For
1.12 DIRECTOR : PHILIP S. ORSINO Mgmt For For For
1.13 DIRECTOR : MARTHA C. PIPER Mgmt For For For
1.14 DIRECTOR : J. ROBERT S. PRICHARD Mgmt For For For
1.15 DIRECTOR : GUYLAINE SAUCIER Mgmt For For For
1.16 DIRECTOR : DON M. WILSON III Mgmt For For For
2 APPOINTMENT OF SHAREHOLDERS' AUDITORS Mgmt For For For
3 AMENDMENTS TO THE BANK'S BY-LAWS Mgmt For For For
4 ADVISORY VOTE ON THE BANK'S APPROACH Mgmt For For For
TO EXECUTIVE
COMPENSATION
5 SHAREHOLDER PROPOSAL NO. 1 ShrHldr Against Against For
6 SHAREHOLDER PROPOSAL NO. 2 ShrHldr Against Against For
7 SHAREHOLDER PROPOSAL NO. 3 ShrHldr Against Against For
8 SHAREHOLDER PROPOSAL NO. 4 ShrHldr Against Against For
Bce Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 05534B760 05/12/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : B.K. ALLEN Mgmt For For For
1.2 DIRECTOR : A. BERARD Mgmt For For For
1.3 DIRECTOR : R.A. BRENNEMAN Mgmt For For For
1.4 DIRECTOR : S. BROCHU Mgmt For For For
1.5 DIRECTOR : R.E. BROWN Mgmt For For For
1.6 DIRECTOR : G.A. COPE Mgmt For For For
1.7 DIRECTOR : A.S. FELL Mgmt For For For
1.8 DIRECTOR : E.C. LUMLEY Mgmt For For For
1.9 DIRECTOR : T.C. O'NEILL Mgmt For For For
1.10 DIRECTOR : R.C. SIMMONDS Mgmt For For For
1.11 DIRECTOR : C. TAYLOR Mgmt For For For
1.12 DIRECTOR : P.R. WEISS Mgmt For For For
2 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For For
AS
AUDITORS.
3 RESOLVED, ON AN ADVISORY BASIS AND Mgmt For For For
NOT TO DIMINISH THE ROLE AND
RESPONSIBILITIES OF THE BOARD OF
DIRECTORS, THAT THE SHAREHOLDERS
ACCEPT THE APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE 2011
MANAGEMENT PROXY CIRCULAR DATED
MARCH 10, 2011
DELIVERED
4 CRITICAL MASS OF QUALIFIED WOMEN ON ShrHldr Against For Against
BOARD.
5 EQUITY RATIO. ShrHldr Against For Against
6 ADDITIONAL INFORMATION ON COMPARATOR ShrHldr Against For Against
GROUPS.
Bristol-Myers
Squibb
Company
Ticker Security ID: Meeting Date Meeting Status
CUSIP 110122108 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: L. ANDREOTTI Mgmt For For For
2 ELECTION OF DIRECTOR: L.B. CAMPBELL Mgmt For For For
3 ELECTION OF DIRECTOR: J.M. CORNELIUS Mgmt For For For
4 ELECTION OF DIRECTOR: L.J. FREEH Mgmt For Against Against
5 ELECTION OF DIRECTOR: L.H. GLIMCHER, Mgmt For For For
M.D.
6 ELECTION OF DIRECTOR: M. GROBSTEIN Mgmt For For For
7 ELECTION OF DIRECTOR: L. JOHANSSON Mgmt For For For
8 ELECTION OF DIRECTOR: A.J. LACY Mgmt For For For
9 ELECTION OF DIRECTOR: V.L. SATO, Mgmt For For For
PH.D.
10 ELECTION OF DIRECTOR: E. SIGAL, Mgmt For For For
M.D.,
PH.D.
11 ELECTION OF DIRECTOR: T.D. WEST, JR. Mgmt For For For
12 ELECTION OF DIRECTOR: R.S. WILLIAMS, Mgmt For For For
M.D.
13 RATIFICATION OF THE APPOINTMENT OF Mgmt For For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING
FIRM
14 ADVISORY VOTE ON THE COMPENSATION OF Mgmt For For For
OUR NAMED EXECUTIVE
OFFICERS
15 ADVISORY VOTE ON THE FREQUENCY OF Mgmt 3 Years 1 Year Against
THE ADVISORY VOTE ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
16 EXECUTIVE COMPENSATION DISCLOSURE ShrHldr Against For Against
17 SHAREHOLDER ACTION BY WRITTEN CONSENT ShrHldr Against For Against
18 PHARMACEUTICAL PRICE RESTRAINT ShrHldr Against For Against
Cincinnati
Financial
Corporation
Ticker Security ID: Meeting Date Meeting Status
CUSIP 172062101 04/30/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : KENNETH C. LICHTENDAHL Mgmt For For For
1.2 DIRECTOR : W. RODNEY MCMULLEN Mgmt For For For
1.3 DIRECTOR : THOMAS R. SCHIFF Mgmt For For For
1.4 DIRECTOR : JOHN F. STEELE, JR. Mgmt For For For
2 RATIFYING THE SELECTION OF DELOITTE Mgmt For For For
& TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR
2011.
3 VOTING ON A NONBINDING PROPOSAL TO Mgmt For For For
APPROVE THE COMPENSATION FOR THE
COMPANY'S NAMED EXECUTIVE
OFFICERS.
4 VOTING ON A NONBINDING PROPOSAL TO Mgmt 1 Year 1 Year For
ESTABLISH THE FREQUENCY OF FUTURE
NONBINDING VOTES ON EXECUTIVE
COMPENSATION.
5 RE-APPROVING THE PERFORMANCE Mgmt For For For
OBJECTIVES CONTAINED IN THE
CINCINNATI FINANCIAL CORPORATION
STOCK PLAN OF
2006.
Cinemark
Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 17243V102 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : STEVEN P. ROSENBERG Mgmt For For For
1.2 DIRECTOR : ENRIQUE F. SENIOR Mgmt For For For
1.3 DIRECTOR : DONALD G. SODERQUIST Mgmt For For For
1.4 DIRECTOR : ROGER T. STAUBACH Mgmt For For For
2 APPROVAL AND RATIFICATION OF THE Mgmt For For For
APPOINTMENT OF DELOITTE & TOUCHE,
LLP, AS THE INDEPENDENT REGISTERED
PUBLIC
ACCOUNTANT.
3 APPROVAL OF THE NON-BINDING, Mgmt For For For
ADVISORY RESOLUTION REGARDING
EXECUTIVE
COMPENSATION.
4 RECOMMENDATION ON THE FREQUENCY OF Mgmt 1 Year 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
Digital Realty
Trust,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 253868103 04/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : RICHARD A. MAGNUSON Mgmt For For For
1.2 DIRECTOR : MICHAEL F. FOUST Mgmt For For For
1.3 DIRECTOR : LAURENCE A. CHAPMAN Mgmt For For For
1.4 DIRECTOR : KATHLEEN EARLEY Mgmt For Withhold Against
1.5 DIRECTOR : RUANN F. ERNST, PH.D. Mgmt For For For
1.6 DIRECTOR : DENNIS E. SINGLETON Mgmt For For For
1.7 DIRECTOR : ROBERT H. ZERBST Mgmt For For For
2 RATIFYING THE SELECTION OF KPMG LLP Mgmt For For For
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31,
2011.
3 THE APPROVAL, ON A NON-BINDING, Mgmt For For For
ADVISORY BASIS, OF THE COMPENSATION
OF OUR NAMED EXECUTIVE
OFFICERS.
4 RECOMMENDATION, ON A NON-BINDING, Mgmt 3 Years 1 Year Against
ADVISORY BASIS, OF THE FREQUENCY OF
HOLDING FUTURE ADVISORY VOTES ON
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS (EVERY ONE, TWO
OR THREE
YEARS).
Eli Lilly And
Company
Ticker Security ID: Meeting Date Meeting Status
CUSIP 532457108 04/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR FOR THREE-YEAR Mgmt For For For
TERM: M.L.
ESKEW
2 ELECTION OF DIRECTOR FOR THREE-YEAR Mgmt For For For
TERM: A.G.
GILMAN
3 ELECTION OF DIRECTOR FOR THREE-YEAR Mgmt For Against Against
TERM: K.N.
HORN
4 ELECTION OF DIRECTOR FOR THREE-YEAR Mgmt For For For
TERM: J.C.
LECHLEITER
5 RATIFICATION OF THE APPOINTMENT BY Mgmt For For For
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF ERNST & YOUNG LLP AS
PRINCIPAL INDEPENDENT AUDITOR FOR
2011.
6 APPROVE, BY NON-BINDING VOTE, 2010 Mgmt For Against Against
COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE
OFFICERS.
7 RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES
ON EXECUTIVE
COMPENSATION.
8 APPROVE AMENDMENTS TO THE ARTICLES Mgmt For For For
OF INCORPORATION TO PROVIDE FOR
ANNUAL ELECTION OF ALL
DIRECTORS.
9 APPROVE AMENDMENTS TO THE ARTICLES Mgmt For For For
OF INCORPORATION TO ELIMINATE ALL
SUPERMAJORITY VOTING
REQUIREMENTS.
10 APPROVE THE EXECUTIVE OFFICER Mgmt For For For
INCENTIVE
PLAN.
Enerplus
Corporation
Ticker Security ID: Meeting Date Meeting Status
CUSIP 292766102 05/13/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : EDWIN V. DODGE Mgmt For For For
1.2 DIRECTOR : ROBERT B. HODGINS Mgmt For Withhold Against
1.3 DIRECTOR : GORDON J. KERR Mgmt For For For
1.4 DIRECTOR : DOUGLAS R. MARTIN Mgmt For For For
1.5 DIRECTOR : DAVID P. O'BRIEN Mgmt For For For
1.6 DIRECTOR : ELLIOTT PEW Mgmt For For For
1.7 DIRECTOR : GLEN D. ROANE Mgmt For Withhold Against
1.8 DIRECTOR : W.C. (MIKE) SETH Mgmt For For For
1.9 DIRECTOR : DONALD T. WEST Mgmt For For For
1.10 DIRECTOR : HARRY B. WHEELER Mgmt For For For
1.11 DIRECTOR : CLAYTON H. WOITAS Mgmt For For For
1.12 DIRECTOR : ROBERT L. ZORICH Mgmt For For For
2 TO APPOINT DELOITTE & TOUCHE LLP, Mgmt For For For
CHARTERED ACCOUNTANTS, AS AUDITORS
OF THE
CORPORATION.
Enerplus
Resources
Fund
Ticker Security ID: Meeting Date Meeting Status
CUSIP 29274D604 12/09/2010 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 TO CONSIDER AND, IF THOUGHT Mgmt For For For
ADVISABLE, TO PASS, WITH OR WITHOUT
VARIATION, A SPECIAL RESOLUTION
(THE ARRANGEMENT RESOLUTION"), THE
FULL TEXT OF WHICH IS SET FORTH IN
APPENDIX "C" TO THE ACCOMPANYING
INFORMATION CIRCULAR AND PROXY
STATEMENT OF THE FUND
DAT
2 IF THE ARRANGEMENT RESOLUTION IS Mgmt For For For
PASSED, TO CONSIDER AND, IF THOUGHT
ADVISABLE, TO PASS, WITH OR WITHOUT
VARIATION, AN ORDINARY RESOLUTION,
THE FULL TEXT OF WHICH IS SET FORTH
IN THE INFORMATION CIRCULAR, TO
APPROVE A STOCK OPTION PLAN, A COPY
OF WHICH
IS
3 IF THE ARRANGEMENT RESOLUTION IS Mgmt For For For
PASSED, TO CONSIDER AND, IF THOUGHT
ADVISABLE, TO PASS, WITH OR WITHOUT
VARIATION, AN ORDINARY RESOLUTION,
THE FULL TEXT OF WHICH IS SET FORTH
IN THE INFORMATION CIRCULAR, TO
APPROVE A SHAREHOLDER RIGHTS PLAN
FOR NEWCO
TO
Glaxosmithkline
Plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP 37733W105 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 TO RECEIVE AND ADOPT THE DIRECTORS' Mgmt For For For
REPORT AND THE FINANCIAL
STATEMENTS
2 TO APPROVE THE REMUNERATION REPORT Mgmt For For For
3 TO ELECT MR SIMON DINGEMANS AS A Mgmt For For For
DIRECTOR
4 TO ELECT MS STACEY CARTWRIGHT AS A Mgmt For For For
DIRECTOR
5 TO ELECT MS JUDY LEWENT AS A DIRECTOR Mgmt For For For
6 TO RE-ELECT SIR CHRISTOPHER GENT AS Mgmt For Against Against
A
DIRECTOR
7 TO RE-ELECT MR ANDREW WITTY AS A Mgmt For For For
DIRECTOR
8 TO RE-ELECT PROFESSOR SIR ROY Mgmt For For For
ANDERSON AS A
DIRECTOR
9 TO RE-ELECT DR STEPHANIE BURNS AS A Mgmt For For For
DIRECTOR
10 TO RE-ELECT MR LARRY CULP AS A Mgmt For Against Against
DIRECTOR
11 TO RE-ELECT SIR CRISPIN DAVIS AS A Mgmt For For For
DIRECTOR
12 TO RE-ELECT SIR DERYCK MAUGHAN AS A Mgmt For Against Against
DIRECTOR
13 TO RE-ELECT MR JAMES MURDOCH AS A Mgmt For Against Against
DIRECTOR
14 TO RE-ELECT DR DANIEL PODOLSKY AS A Mgmt For For For
DIRECTOR
15 TO RE-ELECT DR MONCEF SLAOUI AS A Mgmt For For For
DIRECTOR
16 TO RE-ELECT MR TOM DE SWAAN AS A Mgmt For Against Against
DIRECTOR
17 TO RE-ELECT SIR ROBERT WILSON AS A Mgmt For For For
DIRECTOR
18 TO RE-APPOINT AUDITORS Mgmt For For For
19 TO DETERMINE REMUNERATION OF AUDITORS Mgmt For For For
20 TO AUTHORISE THE COMPANY AND ITS Mgmt For For For
SUBSIDIARIES TO MAKE DONATIONS TO
POLITICAL ORGANISATIONS AND INCUR
POLITICAL
EXPENDITURE
21 TO AUTHORISE ALLOTMENT OF SHARES Mgmt For For For
22 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For For
23 TO AUTHORISE THE COMPANY TO PURCHASE Mgmt For For For
ITS OWN
SHARES
24 TO AUTHORISE EXEMPTION FROM Mgmt For For For
STATEMENT OF NAME OF SENIOR
STATUTORY
AUDITOR
25 TO AUTHORISE REDUCED NOTICE OF A Mgmt For Against Against
GENERAL MEETING OTHER THAN AN
AGM
Hcp, Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 40414L109 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: JAMES F. Mgmt For For For
FLAHERTY
III
2 ELECTION OF DIRECTOR: CHRISTINE N. Mgmt For For For
GARVEY
3 ELECTION OF DIRECTOR: DAVID B. HENRY Mgmt For For For
4 ELECTION OF DIRECTOR: LAURALEE E. Mgmt For For For
MARTIN
5 ELECTION OF DIRECTOR: MICHAEL D. Mgmt For For For
MCKEE
6 ELECTION OF DIRECTOR: PETER L. RHEIN Mgmt For For For
7 ELECTION OF DIRECTOR: KENNETH B. Mgmt For For For
ROATH
8 ELECTION OF DIRECTOR: RICHARD M. Mgmt For For For
ROSENBERG
9 ELECTION OF DIRECTOR: JOSEPH P. Mgmt For For For
SULLIVAN
10 RATIFICATION OF THE APPOINTMENT OF Mgmt For For For
DELOITTE & TOUCHE LLP AS HCP'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31,
2011.
11 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION.
12 ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
CUSIP 458140100 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: CHARLENE Mgmt For Against Against
BARSHEFSKY
2 ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For For For
3 ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt For For For
4 ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For For
5 ELECTION OF DIRECTOR: PAUL S. Mgmt For For For
OTELLINI
6 ELECTION OF DIRECTOR: JAMES D. Mgmt For For For
PLUMMER
7 ELECTION OF DIRECTOR: DAVID S. Mgmt For For For
POTTRUCK
8 ELECTION OF DIRECTOR: JANE E. SHAW Mgmt For For For
9 ELECTION OF DIRECTOR: FRANK D. YEARY Mgmt For For For
10 ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For Against Against
11 RATIFICATION OF SELECTION OF ERNST & Mgmt For For For
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR CURRENT
YEAR
12 AMENDMENT AND EXTENSION OF THE 2006 Mgmt For For For
EQUITY INCENTIVE
PLAN
13 AMENDMENT AND EXTENSION OF THE 2006 Mgmt For For For
STOCK PURCHASE
PLAN
14 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
15 ADVISORY VOTE ON THE FREQUENCY OF Mgmt TNA 1 Year N/A
HOLDING FUTURE ADVISORY VOTES ON
EXECUTIVE
COMPENSATION
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
CUSIP 478160104 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: MARY SUE Mgmt For Against Against
COLEMAN
2 ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For For
3 ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For For
4 ELECTION OF DIRECTOR: MICHAEL M.E. Mgmt For Against Against
JOHNS
5 ELECTION OF DIRECTOR: SUSAN L. Mgmt For For For
LINDQUIST
6 ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For Against Against
7 ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For For
8 ELECTION OF DIRECTOR: WILLIAM D. Mgmt For Against Against
PEREZ
9 ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For Against Against
10 ELECTION OF DIRECTOR: DAVID SATCHER Mgmt For For For
11 ELECTION OF DIRECTOR: WILLIAM C. Mgmt For For For
WELDON
12 RATIFICATION OF APPOINTMENT OF Mgmt For For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR
2011
13 ADVISORY VOTE ON NAMED EXECUTIVE Mgmt For For For
OFFICER
COMPENSATION
14 ADVISORY VOTE ON FREQUENCY OF Mgmt 1 Year 1 Year For
ADVISORY VOTE ON NAMED EXECUTIVE
OFFICER
COMPENSATION
15 SHAREHOLDER PROPOSAL ON ShrHldr Against For Against
PHARMACEUTICAL PRICE
RESTRAINT
16 SHAREHOLDER PROPOSAL ON AMENDMENT TO ShrHldr Against For Against
COMPANY'S EQUAL EMPLOYMENT
OPPORTUNITY
POLICY
17 SHAREHOLDER PROPOSAL ON ADOPTING ShrHldr Against For Against
NON-ANIMAL METHODS FOR
TRAINING
Meadwestvaco
Corporation
Ticker Security ID: Meeting Date Meeting Status
CUSIP 583334107 04/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: MICHAEL E. Mgmt For For For
CAMPBELL
2 ELECTION OF DIRECTOR: DR. THOMAS W. Mgmt For For For
COLE,
JR.
3 ELECTION OF DIRECTOR: JAMES G. KAISER Mgmt For For For
4 ELECTION OF DIRECTOR: RICHARD B. Mgmt For For For
KELSON
5 ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For For
6 ELECTION OF DIRECTOR: SUSAN J. KROPF Mgmt For For For
7 ELECTION OF DIRECTOR: DOUGLAS S. LUKE Mgmt For For For
8 ELECTION OF DIRECTOR: JOHN A. LUKE, Mgmt For For For
JR.
9 ELECTION OF DIRECTOR: ROBERT C. Mgmt For For For
MCCORMACK
10 ELECTION OF DIRECTOR: TIMOTHY H. Mgmt For For For
POWERS
11 ELECTION OF DIRECTOR: JANE L. WARNER Mgmt For For For
12 THE RATIFICATION OF THE APPOINTMENT Mgmt For For For
OF OUR INDEPENDENT ACCOUNTING
FIRM.
13 APPROVAL OF AN AMENDMENT AND Mgmt For For For
RESTATEMENT OF THE MEADWESTVACO
CORPORATION 2005 PERFORMANCE
INCENTIVE
PLAN.
14 APPROVAL OF AN ADVISORY RESOLUTION Mgmt For For For
ON EXECUTIVE
COMPENSATION.
15 APPROVAL OF AN ADVISORY VOTE ON THE Mgmt 1 Year 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES
ON EXECUTIVE
COMPENSATION.
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 58933Y105 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For For
2 ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For For
3 ELECTION OF DIRECTOR: RICHARD T. Mgmt For For For
CLARK
4 ELECTION OF DIRECTOR: KENNETH C. Mgmt For For For
FRAZIER
5 ELECTION OF DIRECTOR: THOMAS H. Mgmt For For For
GLOCER
6 ELECTION OF DIRECTOR: STEVEN F. Mgmt For For For
GOLDSTONE
7 ELECTION OF DIRECTOR: WILLIAM B. Mgmt For For For
HARRISON.
JR.
8 ELECTION OF DIRECTOR: HARRY R. Mgmt For For For
JACOBSON
9 ELECTION OF DIRECTOR: WILLIAM N. Mgmt For For For
KELLEY
10 ELECTION OF DIRECTOR: C. ROBERT Mgmt For For For
KIDDER
11 ELECTION OF DIRECTOR: ROCHELLE B. Mgmt For For For
LAZARUS
12 ELECTION OF DIRECTOR: CARLOS E. Mgmt For For For
REPRESAS
13 ELECTION OF DIRECTOR: PATRICIA F. Mgmt For For For
RUSSO
14 ELECTION OF DIRECTOR: THOMAS E. SHENK Mgmt For For For
15 ELECTION OF DIRECTOR: ANNE M. TATLOCK Mgmt For For For
16 ELECTION OF DIRECTOR: CRAIG B. Mgmt For For For
THOMPSON
17 ELECTION OF DIRECTOR: WENDELL P. Mgmt For For For
WEEKS
18 ELECTION OF DIRECTOR: PETER C. Mgmt For For For
WENDELL
19 RATIFICATION OF THE APPOINTMENT OF Mgmt For For For
THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR
2011.
20 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION.
21 ADVISORY VOTE ON THE FREQUENCY OF Mgmt 3 Years 1 Year Against
FUTURE VOTES ON EXECUTIVE
COMPENSATION.
Microchip
Technology
Incorporated
Ticker Security ID: Meeting Date Meeting Status
CUSIP 595017104 08/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : STEVE SANGHI Mgmt For For For
1.2 DIRECTOR : ALBERT J. HUGO-MARTINEZ Mgmt For For For
1.3 DIRECTOR : L.B. DAY Mgmt For For For
1.4 DIRECTOR : MATTHEW W. CHAPMAN Mgmt For For For
1.5 DIRECTOR : WADE F. MEYERCORD Mgmt For Withhold Against
2 PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For For
OF ERNST & YOUNG LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF MICROCHIP FOR
THE FISCAL YEAR ENDING MARCH 31,
2011.
National Grid Plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP 636274300 07/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 TO RECEIVE THE ANNUAL REPORT AND Mgmt For For For
ACCOUNTS
2 TO DECLARE A FINAL DIVIDEND Mgmt For For For
3 TO RE-ELECT SIR JOHN PARKER Mgmt For Against Against
4 TO RE-ELECT STEVE HOLLIDAY Mgmt For For For
5 TO RE-ELECT KEN HARVEY Mgmt For For For
6 TO RE-ELECT STEVE LUCAS Mgmt For For For
7 TO RE-ELECT STEPHEN PETTIT Mgmt For For For
8 TO RE-ELECT NICK WINSER Mgmt For For For
9 TO RE-ELECT GEORGE ROSE Mgmt For Against Against
10 TO RE-ELECT TOM KING Mgmt For For For
11 TO RE-ELECT MARIA RICHTER Mgmt For For For
12 TO RE-ELECT JOHN ALLAN Mgmt For For For
13 TO RE-ELECT LINDA ADAMANY Mgmt For For For
14 TO RE-ELECT MARK FAIRBAIRN Mgmt For For For
15 TO RE-ELECT PHILIP AIKEN Mgmt For For For
16 TO REAPPOINT THE AUDITORS Mgmt For For For
PRICEWATERHOUSECOOPERS
LLP
17 TO AUTHORISE THE DIRECTORS TO SET Mgmt For For For
THE AUDITORS'
REMUNERATION
18 TO APPROVE THE DIRECTORS Mgmt For For For
REMUNERATION
REPORT
19 TO AUTHORISE THE DIRECTORS TO ALLOT Mgmt For For For
ORDINARY
SHARES
20 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For For
21 TO AUTHORISE THE COMPANY TO PURCHASE Mgmt For For For
ITS OWN ORDINARY
SHARES
22 TO AUTHORISE THE DIRECTORS TO HOLD Mgmt For Against Against
GENERAL MEETINGS ON 14 CLEAR DAYS'
NOTICE
Nisource Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 65473P105 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: RICHARD A. Mgmt For For For
ABDOO
2 ELECTION OF DIRECTOR: STEVEN C. Mgmt For For For
BEERING
3 ELECTION OF DIRECTOR: MICHAEL E. Mgmt For For For
JESANIS
4 ELECTION OF DIRECTOR: MARTY R. Mgmt For For For
KITTRELL
5 ELECTION OF DIRECTOR: W. LEE NUTTER Mgmt For For For
6 ELECTION OF DIRECTOR: DEBORAH S. Mgmt For For For
PARKER
7 ELECTION OF DIRECTOR: IAN M. ROLLAND Mgmt For For For
8 ELECTION OF DIRECTOR: ROBERT C. Mgmt For For For
SKAGGS,
JR.
9 ELECTION OF DIRECTOR: RICHARD L. Mgmt For For For
THOMPSON
10 ELECTION OF DIRECTOR: CAROLYN Y. WOO Mgmt For For For
11 TO RATIFY THE APPOINTMENT OF Mgmt For For For
DELOITTE & TOUCHE LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC
ACCOUNTANTS.
12 TO CONSIDER AN ADVISORY VOTE ON Mgmt For For For
EXECUTIVE
COMPENSATION.
13 TO CONSIDER AN ADVISORY VOTE ON THE Mgmt 1 Year 1 Year For
FREQUENCY OF THE ADVISORY VOTE ON
EXECUTIVE
COMPENSATION.
14 TO CONSIDER A STOCKHOLDER PROPOSAL ShrHldr Against For Against
REGARDING STOCKHOLDER ACTION BY
WRITTEN
CONSENT.
Northeast
Utilities
Ticker Security ID: Meeting Date Meeting Status
CUSIP 664397106 03/04/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 PROPOSAL TO ADOPT THE AGREEMENT AND Mgmt For For For
PLAN OF MERGER, BY AND AMONG
NORTHEAST UTILITIES, NU HOLDING
ENERGY 1 LLC, NU HOLDING ENERGY 2
LLC AND NSTAR, AS AMENDED AND AS IT
MAY BE AMENDED FURTHER, AND APPROVE
THE MERGER, INCLUDING THE ISSUANCE
OF NORTHEAST
UTIL
2 PROPOSAL TO INCREASE THE NUMBER OF Mgmt For For For
NORTHEAST UTILITIES COMMON SHARES
AUTHORIZED FOR ISSUANCE BY THE
BOARD OF TRUSTEES IN ACCORDANCE
WITH SECTION 19 OF THE NORTHEAST
UTILITIES DECLARATION OF TRUST BY
155,000,000 COMMON SHARES, FROM
225,000,000 AUTHORIZED
C
3 PROPOSAL TO FIX THE NUMBER OF Mgmt For For For
TRUSTEES OF THE NORTHEAST UTILITIES
BOARD OF TRUSTEES AT
FOURTEEN.
4 PROPOSAL TO ADJOURN THE SPECIAL Mgmt For For For
MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT
VOTES TO APPROVE THE FOREGOING
PROPOSALS.
Northeast
Utilities
Ticker Security ID: Meeting Date Meeting Status
CUSIP 664397106 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : RICHARD H. BOOTH Mgmt For For For
1.2 DIRECTOR : JOHN S. CLARKESON Mgmt For For For
1.3 DIRECTOR : COTTON M. CLEVELAND Mgmt For For For
1.4 DIRECTOR : SANFORD CLOUD, JR. Mgmt For For For
1.5 DIRECTOR : JOHN G. GRAHAM Mgmt For For For
1.6 DIRECTOR : ELIZABETH T. KENNAN Mgmt For For For
1.7 DIRECTOR : KENNETH R. LEIBLER Mgmt For For For
1.8 DIRECTOR : ROBERT E. PATRICELLI Mgmt For For For
1.9 DIRECTOR : CHARLES W. SHIVERY Mgmt For For For
1.10 DIRECTOR : JOHN F. SWOPE Mgmt For For For
1.11 DIRECTOR : DENNIS R. WRAASE Mgmt For For For
2 RESOLVED, THAT THE COMPENSATION PAID Mgmt For For For
TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED PURSUANT TO
THE COMPENSATION DISCLOSURE RULES
OF THE SECURITIES AND EXCHANGE
COMMISSION, INCLUDING THE
COMPENSATION DISCUSSION AND
ANALYSIS, THE COMPENSATION
TABL
3 RESOLVED, THAT THE SHAREHOLDERS OF Mgmt 3 Years 1 Year Against
THE COMPANY APPROVE, ON AN ADVISORY
BASIS, THAT THE ADVISORY VOTE ON
EXECUTIVE COMPENSATION, COMMONLY
KNOWN AS "SAY-ON-PAY," BE CONDUCTED
EVERY 1, 2 OR 3 YEARS, BEGINNING
WITH THIS ANNUAL MEETING".
"
4 TO RATIFY THE SELECTION OF DELOITTE Mgmt For For For
& TOUCHE LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR
2011
Nyse Euronext
Ticker Security ID: Meeting Date Meeting Status
CUSIP 629491101 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: ANDRE BERGEN Mgmt For For For
2 ELECTION OF DIRECTOR: ELLYN L. BROWN Mgmt For For For
3 ELECTION OF DIRECTOR: MARSHALL N. Mgmt For For For
CARTER
4 ELECTION OF DIRECTOR: DOMINIQUE Mgmt For For For
CERUTTI
5 ELECTION OF DIRECTOR: PATRICIA M. Mgmt For For For
CLOHERTY
6 ELECTION OF DIRECTOR: SIR GEORGE COX Mgmt For For For
7 ELECTION OF DIRECTOR: SYLVAIN HEFES Mgmt For For For
8 ELECTION OF DIRECTOR: JAN-MICHIEL Mgmt For For For
HESSELS
9 ELECTION OF DIRECTOR: DUNCAN M. Mgmt For For For
MCFARLAND
10 ELECTION OF DIRECTOR: JAMES J. Mgmt For Against Against
MCNULTY
11 ELECTION OF DIRECTOR: DUNCAN L. Mgmt For For For
NIEDERAUER
12 ELECTION OF DIRECTOR: RICARDO SALGADO Mgmt For For For
13 ELECTION OF DIRECTOR: ROBERT G. SCOTT Mgmt For For For
14 ELECTION OF DIRECTOR: JACKSON P. TAI Mgmt For For For
15 ELECTION OF DIRECTOR: RIJNHARD VAN Mgmt For For For
TETS
16 ELECTION OF DIRECTOR: SIR BRIAN Mgmt For For For
WILLIAMSON
17 TO RATIFY THE APPOINTMENT OF Mgmt For For For
PRICEWATERHOUSECOOPERS LLP AS NYSE
EURONEXT'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL
YEAR ENDING DECEMBER 31,
2011.
18 TO APPROVE THE COMPANY'S PROPOSAL TO Mgmt For For For
ADOPT MAJORITY VOTING WITH RESPECT
TO CERTAIN PROVISIONS IN OUR
CERTIFICATE OF INCORPORATION THAT
CURRENTLY REQUIRE AN 80%
STOCKHOLDER VOTE TO AMEND (THE
PROPOSED CHARTER
AMENDMENT).
19 TO APPROVE THE COMPANY'S ADVISORY Mgmt For Against Against
VOTE ON EXECUTIVE COMPENSATION (THE
SAY-ON-PAY" PROPOSAL).
"
20 SHOULD THERE BE AN ADVISORY Mgmt N/A 1 Year N/A
STOCKHOLDER VOTE TO APPROVE
EXECUTIVE COMPENSATION DISCLOSURE
EVERY ONE YEAR, EVERY TWO YEARS OR
EVERY THREE YEARS? (THE
SAY-WHEN-ON-PAY" PROPOSAL).
"
21 TO APPROVE THE STOCKHOLDER PROPOSAL ShrHldr Against For Against
TO GIVE HOLDERS OF 10% OF THE
OUTSTANDING COMMON STOCK THE POWER
TO CALL A SPECIAL STOCKHOLDER
MEETING (THE KENNETH STEINER
PROPOSAL).
22 TO APPROVE THE STOCKHOLDER PROPOSAL ShrHldr Against For Against
REGARDING ACTION BY WRITTEN CONSENT
(THE WILLIAM STEINER
PROPOSAL).
Oneok, Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 682680103 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: JAMES C. DAY Mgmt For For For
2 ELECTION OF DIRECTOR: JULIE H. Mgmt For For For
EDWARDS
3 ELECTION OF DIRECTOR: WILLIAM L. FORD Mgmt For For For
4 ELECTION OF DIRECTOR: JOHN W. GIBSON Mgmt For For For
5 ELECTION OF DIRECTOR: BERT H. MACKIE Mgmt For For For
6 ELECTION OF DIRECTOR: JIM W. MOGG Mgmt For For For
7 ELECTION OF DIRECTOR: PATTYE L. MOORE Mgmt For For For
8 ELECTION OF DIRECTOR: GARY D. PARKER Mgmt For For For
9 ELECTION OF DIRECTOR: EDUARDO A. Mgmt For For For
RODRIGUEZ
10 ELECTION OF DIRECTOR: GERALD B. SMITH Mgmt For For For
11 ELECTION OF DIRECTOR: DAVID J. Mgmt For For For
TIPPECONNIC
12 RATIFICATION OF Mgmt For For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR YEAR ENDING DEC
31,
2011.
13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION.
14 ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year 1 Year For
HOLDING THE ADVISORY VOTE ON
EXECUTIVE
COMPENSATION.
Pepco Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 713291102 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : JACK B. DUNN, IV Mgmt For For For
1.2 DIRECTOR : TERENCE C. GOLDEN Mgmt For For For
1.3 DIRECTOR : PATRICK T. HARKER Mgmt For For For
1.4 DIRECTOR : FRANK O. HEINTZ Mgmt For For For
1.5 DIRECTOR : BARBARA J. KRUMSIEK Mgmt For For For
1.6 DIRECTOR : GEORGE F. MACCORMACK Mgmt For For For
1.7 DIRECTOR : LAWRENCE C. NUSSDORF Mgmt For For For
1.8 DIRECTOR : PATRICIA A. OELRICH Mgmt For For For
1.9 DIRECTOR : JOSEPH M. RIGBY Mgmt For For For
1.10 DIRECTOR : FRANK K. ROSS Mgmt For For For
1.11 DIRECTOR : PAULINE A. SCHNEIDER Mgmt For Withhold Against
1.12 DIRECTOR : LESTER P. SILVERMAN Mgmt For For For
2 A PROPOSAL TO APPROVE, BY Mgmt For For For
NON-BINDING VOTE, THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
3 A PROPOSAL RECOMMENDING, BY Mgmt 1 Year 1 Year For
NON-BINDING VOTE, THE FREQUENCY OF
AN ADVISORY VOTE ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE
OFFICERS.
4 A PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For For
OF PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR
2011.
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 717081103 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: DENNIS A. Mgmt For For For
AUSIELLO
2 ELECTION OF DIRECTOR: MICHAEL S. Mgmt For For For
BROWN
3 ELECTION OF DIRECTOR: M. ANTHONY Mgmt For For For
BURNS
4 ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For For
5 ELECTION OF DIRECTOR: FRANCES D. Mgmt For For For
FERGUSSON
6 ELECTION OF DIRECTOR: WILLIAM H. Mgmt For For For
GRAY
III
7 ELECTION OF DIRECTOR: CONSTANCE J. Mgmt For For For
HORNER
8 ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For For
9 ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For For
10 ELECTION OF DIRECTOR: JOHN P. Mgmt For For For
MASCOTTE
11 ELECTION OF DIRECTOR: SUZANNE NORA Mgmt For For For
JOHNSON
12 ELECTION OF DIRECTOR: IAN C. READ Mgmt For For For
13 ELECTION OF DIRECTOR: STEPHEN W. Mgmt For For For
SANGER
14 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For For
KPMG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR
2011.
15 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
16 ADVISORY VOTE ON THE FREQUENCY OF Mgmt 2 Years 1 Year Against
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
17 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against For Against
PUBLICATION OF POLITICAL
CONTRIBUTIONS
18 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against For Against
PUBLIC POLICY
INITIATIVES.
19 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against For Against
PHARMACEUTICAL PRICE
RESTRAINTS.
20 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against For Against
ACTION BY WRITTEN
CONSENT.
21 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Against For
SPECIAL SHAREHOLDER
MEETINGS.
22 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against For Against
ANIMAL
RESEARCH
R.R. Donnelley &
Sons
Company
Ticker Security ID: Meeting Date Meeting Status
CUSIP 257867101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: THOMAS J. Mgmt For For For
QUINLAN,
III
2 ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For For
3 ELECTION OF DIRECTOR: LEE A. CHADEN Mgmt For For For
4 ELECTION OF DIRECTOR: JUDITH H. Mgmt For For For
HAMILTON
5 ELECTION OF DIRECTOR: SUSAN M. IVEY Mgmt For For For
6 ELECTION OF DIRECTOR: THOMAS S. Mgmt For Against Against
JOHNSON
7 ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For For
8 ELECTION OF DIRECTOR: MICHAEL T. Mgmt For For For
RIORDAN
9 ELECTION OF DIRECTOR: OLIVER R. Mgmt For For For
SOCKWELL
10 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION.
11 ADVISORY VOTE REGARDING FREQUENCY OF Mgmt 1 Year 1 Year For
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
12 RATIFICATION OF THE COMPANY'S Mgmt For For For
AUDITORS.
13 STOCKHOLDER PROPOSAL WITH RESPECT TO ShrHldr Against For Against
A SUSTAINABLE PAPER PURCHASING
POLICY.
14 STOCKHOLDER PROPOSAL WITH RESPECT TO ShrHldr Against For Against
A REPORT REGARDING POLITICAL
CONTRIBUTIONS BY THE
COMPANY.
15 STOCKHOLDER PROPOSAL WITH RESPECT TO ShrHldr Against For Against
STOCKHOLDER ACTION BY WRITTEN
CONSENT.
Southern Union
Company
Ticker Security ID: Meeting Date Meeting Status
CUSIP 844030106 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : GEORGE L. LINDEMANN Mgmt For For For
1.2 DIRECTOR : ERIC D. HERSCHMANN Mgmt For Withhold Against
1.3 DIRECTOR : DAVID BRODSKY Mgmt For For For
1.4 DIRECTOR : FRANK W. DENIUS Mgmt For For For
1.5 DIRECTOR : KURT A. GITTER, M.D. Mgmt For For For
1.6 DIRECTOR : HERBERT H. JACOBI Mgmt For For For
1.7 DIRECTOR : THOMAS N. MCCARTER, III Mgmt For For For
1.8 DIRECTOR : GEORGE ROUNTREE, III Mgmt For Withhold Against
1.9 DIRECTOR : ALLAN D. SCHERER Mgmt For For For
2 TO RATIFY THE APPOINTMENT OF Mgmt For For For
PRICEWATERHOUSECOOPERS LLP AS
SOUTHERN UNION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31,
2011.
3 TO ADOPT AN ADVISORY, NONBINDING Mgmt For Against Against
RESOLUTION APPROVING THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4 TO SELECT ON AN ADVISORY, NONBINDING Mgmt 3 Years 1 Year Against
BASIS, THE FREQUENCY OF THE
STOCKHOLDER VOTE ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
5 TO APPROVE A STOCKHOLDER PROPOSAL ShrHldr Against For Against
RELATING TO THE PREPARATION OF A
CORPORATE SUSTAINABILITY
REPORT.
Spectra Energy
Corp
Ticker Security ID: Meeting Date Meeting Status
CUSIP 847560109 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : WILLIAM T. ESREY Mgmt For For For
1.2 DIRECTOR : GREGORY L. EBEL Mgmt For For For
1.3 DIRECTOR : AUSTIN A. ADAMS Mgmt For For For
1.4 DIRECTOR : PAUL M. ANDERSON Mgmt For For For
1.5 DIRECTOR : PAMELA L. CARTER Mgmt For For For
1.6 DIRECTOR : F. ANTHONY COMPER Mgmt For For For
1.7 DIRECTOR : PETER B. HAMILTON Mgmt For For For
1.8 DIRECTOR : DENNIS R. HENDRIX Mgmt For For For
1.9 DIRECTOR : MICHAEL MCSHANE Mgmt For For For
1.10 DIRECTOR : JOSEPH H. NETHERLAND Mgmt For For For
1.11 DIRECTOR : MICHAEL E.J. PHELPS Mgmt For For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For For
DELOITTE & TOUCHE LLP AS SPECTRA
ENERGY CORP'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR
2011.
3 APPROVAL OF THE SPECTRA ENERGY CORP Mgmt For For For
2007 LONG-TERM INCENTIVE PLAN, AS
AMENDED AND
RESTATED.
4 APPROVAL OF THE SPECTRA ENERGY CORP Mgmt For For For
EXECUTIVE SHORT-TERM INCENTIVE
PLAN, AS AMENDED AND
RESTATED.
5 AN ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION.
6 AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 3 Years 3 Years For
HOLDING AN ADVISORY VOTE ON
EXECUTIVE
COMPENSATION.
7 SHAREHOLDER PROPOSAL FOR A DIRECTOR ShrHldr Against Against For
ELECTION MAJORITY VOTE
STANDARD.
Statoil Asa
Ticker Security ID: Meeting Date Meeting Status
CUSIP 85771P102 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF OLAUG SVARVA AS CHAIR OF Mgmt For For For
THE
MEETING
2 APPROVAL OF THE NOTICE AND THE AGENDA Mgmt For For For
3 ELECTION OF TWO PERSONS TO CO-SIGN Mgmt For For For
THE MINUTES TOGETHER WITH THE CHAIR
OF THE
MEETING
4 APPROVAL OF THE ANNUAL REPORT AND Mgmt For For For
ACCOUNTS INCLUDING DISTRIBUTION OF
THE
DIVIDEND
5 DECLARATION ON STIPULATION OF SALARY Mgmt For For For
AND OTHER REMUNERATION FOR
EXECUTIVE
MANAGEMENT
6 DETERMINATION OF REMUNERATION FOR Mgmt For For For
THE COMPANY'S
AUDITOR
7 DETERMINATION OF REMUNERATION FOR Mgmt For For For
THE CORPORATE
ASSEMBLY
8 ELECTION OF INGRID RASMUSSEN YNEW Mgmt For For For
ELECTED' AS MEMBER OF THE
NOMINATION
COMMITTEE
9 DETERMINATION OF REMUNERATION FOR Mgmt For For For
THE NOMINATION
COMMITTEE
10 AUTHORISATION TO ACQUIRE STATOIL Mgmt For For For
SHARES IN THE MARKET TO CONTINUE
IMPLEMENTATION OF THE SHARE SAVING
PLAN FOR
EMPLOYEES
11 AUTHORISATION TO ACQUIRE STATOIL Mgmt For For For
SHARES IN THE MARKET FOR SUBSEQUENT
ANNULMENT
12 MARKETING INSTRUCTIONS FOR STATOIL Mgmt For For For
ASA -
ADJUSTMENTS
13 CHANGES TO THE ARTICLES OF Mgmt For For For
ASSOCIATION
14 ADOPT INSTRUCTION FOR THE NOMINATION Mgmt For For For
COMMITTEE
15 PROPOSAL FROM A SHAREHOLDER ShrHldr Against For Against
Telefonica, S.A.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 879382208 05/17/2011 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 EXAMINATION AND APPROVAL, IF Mgmt For For For
APPLICABLE, OF THE INDIVIDUAL
ANNUAL ACCOUNTS, THE CONSOLIDATED
FINANCIAL STATEMENTS (CONSOLIDATED
ANNUAL ACCOUNTS) AND THE MANAGEMENT
REPORT OF TELEFONICA, S.A AND OF
ITS CONSOLIDATED GROUP OF
COMPANIES, AS WELL AS OF THE
PRO
2 COMPENSATION OF SHAREHOLDERS: Mgmt For For For
DISTRIBUTION OF DIVIDENDS TO BE
CHARGED TO UNRESTRICTED
RESERVES.
3 AMENDMENT OF THE BY-LAWS: AMENDMENT Mgmt For For For
OF ARTICLES 1, 6.2, 7, 14, 16.1,
17.4, 18.4, 31 BIS AND 36 OF THE
BY-LAWS FOR ADJUSTMENT THEREOF TO
THE LATEST LEGISLATIVE
DEVELOPMENTS.
4 AMENDMENT OF THE BY-LAWS: ADDITION Mgmt For For For
OF A NEW PARAGRAPH 5 TO ARTICLE 16
OF THE
BY-LAWS.
5 AMENDMENT OF THE BY-LAWS: ADDITION Mgmt For For For
OF A NEW ARTICLE 26 BIS TO THE
BY-LAWS.
6 AMENDMENT OF THE REGULATIONS FOR THE Mgmt For For For
GENERAL SHAREHOLDERS' MEETING:
AMENDMENT OF ARTICLES 5, 8.1, 11
AND 13.1 OF THE REGULATIONS FOR THE
GENERAL SHAREHOLDERS' MEETING FOR
ADJUSTMENT TO THE LATEST
LEGISLATIVE
DEVELOPMENTS.
7 AMENDMENT OF THE REGULATIONS FOR THE Mgmt For For For
GENERAL SHAREHOLDERS' MEETING:
AMENDMENT OF ARTICLE 14.1 OF THE
REGULATIONS FOR THE GENERAL
SHAREHOLDERS'
MEETING.
8 RE-ELECTION OF MR. ISIDRO FAINE Mgmt For Against Against
CASAS.
9 RE-ELECTION OF MR. VITALINO MANUEL Mgmt For For For
NAFRIA
AZNAR.
10 RE-ELECTION OF MR. JULIO LINARES Mgmt For For For
LOPEZ.
11 RE-ELECTION OF MR. DAVID ARCULUS. Mgmt For For For
12 RE-ELECTION OF MR. CARLOS COLOMER Mgmt For For For
CASELLAS.
13 RE-ELECTION OF MR. PETER ERSKINE. Mgmt For For For
14 RE-ELECTION OF MR. ALFONSO FERRARI Mgmt For Against Against
HERRERO.
15 RE-ELECTION OF MR. ANTONIO MASSANELL Mgmt For For For
LAVILLA.
16 APPOINTMENT OF MR. CHANG XIAOBING. Mgmt For For For
17 AUTHORIZATION GRANTED TO THE BOARD Mgmt For For For
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL PURSUANT TO THE TERMS AND
CONDITIONS OF SECTION 297.1.B) OF
THE COMPANIES ACT, OVER A MAXIMUM
PERIOD OF FIVE YEARS, DELEGATING
THE POWER TO EXCLUDE PRE-EMPTIVE
RIGHTS PURSUANT
T
18 RE-ELECTION OF THE AUDITOR FOR Mgmt For For For
FISCAL YEAR
2011.
19 LONG-TERM INCENTIVE PLAN BASED ON Mgmt For For For
SHARES OF TELEFONICA, S.A. APPROVAL
OF A LONG-TERM INCENTIVE PLAN
CONSISTING OF THE DELIVERY OF
SHARES OF TELEFONICA, S.A. AIMED AT
MEMBERS OF THE EXECUTIVE TEAM OF
THE TELEFONICA GROUP (INCLUDING
EXECUTIVE
DIRECTORS).
20 RESTRICTED SHARE PLAN OF TELEFONICA, Mgmt For For For
S.A. APPROVAL OF A LONG-TERM
INCENTIVE RESTRICTED PLAN
CONSISTING OF THE DELIVERY OF
SHARES OF TELEFONICA, S.A. AIMED AT
EMPLOYEES AND EXECUTIVE PERSONNEL
AND LINKED TO THEIR CONTINUED
EMPLOYMENT IN THE TELEFONICA
GROU
21 GLOBAL INCENTIVE SHARE PURCHASE PLAN Mgmt For For For
OF TELEFONICA, S.A. APPROVAL OF AN
INCENTIVE SHARE PURCHASE GLOBAL
PLAN FOR THE EMPLOYEES OF THE
TELEFONICA
GROUP.
22 DELEGATION OF POWERS TO FORMALIZE, Mgmt For For For
INTERPRETS, CORRECT AND IMPLEMENT
THE RESOLUTIONS ADOPTED BY THE
SHAREHOLDERS AT THE GENERAL
SHAREHOLDERS'
MEETING.
The Procter &
Gamble
Company
Ticker Security ID: Meeting Date Meeting Status
CUSIP 742718109 10/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: ANGELA F. BRALY Mgmt For For For
2 ELECTION OF DIRECTOR: KENNETH I. Mgmt For For For
CHENAULT
3 ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For For
4 ELECTION OF DIRECTOR: RAJAT K. GUPTA Mgmt For For For
5 ELECTION OF DIRECTOR: ROBERT A. Mgmt For For For
MCDONALD
6 ELECTION OF DIRECTOR: W. JAMES Mgmt For For For
MCNERNEY,
JR.
7 ELECTION OF DIRECTOR: JOHNATHAN A. Mgmt For Against Against
RODGERS
8 ELECTION OF DIRECTOR: MARY A. Mgmt For For For
WILDEROTTER
9 ELECTION OF DIRECTOR: PATRICIA A. Mgmt For For For
WOERTZ
10 ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For For
11 RATIFY APPOINTMENT OF THE Mgmt For For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING
FIRM
12 SHAREHOLDER PROPOSAL - CUMULATIVE ShrHldr Against Against For
VOTING
The Williams
Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 969457100 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: ALAN S. Mgmt For For For
ARMSTRONG
2 ELECTION OF DIRECTOR: JOSEPH R. Mgmt For For For
CLEVELAND
3 ELECTION OF DIRECTOR: JUANITA H. Mgmt For For For
HINSHAW
4 ELECTION OF DIRECTOR: FRANK T. Mgmt For For For
MACINNIS
5 ELECTION OF DIRECTOR: JANICE D. Mgmt For For For
STONEY
6 ELECTION OF DIRECTOR: LAURA A. SUGG Mgmt For For For
7 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For For
AUDITORS FOR
2011.
8 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION.
9 ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
Windstream
Corporation
Ticker Security ID: Meeting Date Meeting Status
CUSIP 97381W104 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: CAROL B. Mgmt For For For
ARMITAGE
2 ELECTION OF DIRECTOR: SAMUEL E. Mgmt For For For
BEALL,
III
3 ELECTION OF DIRECTOR: DENNIS E. Mgmt For For For
FOSTER
4 ELECTION OF DIRECTOR: FRANCIS X. Mgmt For For For
FRANTZ
5 ELECTION OF DIRECTOR: JEFFERY R. Mgmt For For For
GARDNER
6 ELECTION OF DIRECTOR: JEFFREY T. Mgmt For For For
HINSON
7 ELECTION OF DIRECTOR: JUDY K. JONES Mgmt For For For
8 ELECTION OF DIRECTOR: WILLIAM A. Mgmt For For For
MONTGOMERY
9 ELECTION OF DIRECTOR: ALAN L. WELLS Mgmt For For For
10 TO VOTE ON AN ADVISORY (NON-BINDING) Mgmt For For For
RESOLUTION ON EXECUTIVE
COMPENSATION
11 TO VOTE ON AN ADVISORY (NON-BINDING) Mgmt 1 Year 1 Year For
RESOLUTION ON THE FREQUENCY OF
ADVISORY VOTES ON EXECUTIVE
COMPENSATION
12 TO RATIFY THE APPOINTMENT OF Mgmt For For For
PRICEWATERHOUSECOOPERS LLP AS
WINDSTREAM'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANT FOR
2011
13 STOCKHOLDER PROPOSAL - CUMULATIVE ShrHldr Against Against For
VOTING
14 STOCKHOLDER PROPOSAL - TRANSPARENCY ShrHldr Against For Against
AND ACCOUNTABILITY IN CORPORATE
SPENDING ON POLITICAL
ACTIVITIES
Manager Sleeve : Moderate LB Parnassus
07/01/2010 - 06/30/2011
Accenture PLC
Ticker Security ID: Meeting Date Meeting Status
ACN CUISP G1151C101 02/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Charles Giancarlo Mgmt For Against Against
3 Elect Dennis Hightower Mgmt For Against Against
4 Elect Blythe McGarvie Mgmt For Against Against
5 Elect Mark Moody-Stuart Mgmt For Against Against
6 Elect Pierre Nanterme Mgmt For Against Against
7 Ratification of Auditor and Mgmt For For For
Authority to Set
Fees
8 Advisory Vote on Executive Mgmt For Against Against
Compensation
9 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
10 Authorization to Hold the 2012 Mgmt For For For
Annual Meeting Outside of
Ireland
11 Authority to Repurchase Shares Mgmt For Against Against
12 Authority to Set Price of Reissued Mgmt For For For
Treasury
Shares
Aflac
Incorporated
Ticker Security ID: Meeting Date Meeting Status
AFL CUISP 001055102 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Daniel Amos Mgmt For Against Against
2 Elect John Shelby Amos II Mgmt For Against Against
3 Elect Paul Amos II Mgmt For For For
4 Elect Michael Armacost Mgmt For For For
5 Elect Kriss Cloninger III Mgmt For Against Against
6 Elect Elizabeth Hudson Mgmt For For For
7 Elect Douglas Johnson Mgmt For For For
8 Elect Robert Johnson Mgmt For For For
9 Elect Charles Knapp Mgmt For For For
10 Elect E. Stephen Purdom Mgmt For For For
11 Elect Barbara Rimer Mgmt For For For
12 Elect Marvin Schuster Mgmt For Against Against
13 Elect David Thompson Mgmt For For For
14 Elect Robert Wright Mgmt For For For
15 Elect Takuro Yoshida Mgmt For For For
16 Advisory Vote on Executive Mgmt For Against Against
Compensation
17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
18 Ratification of Auditor Mgmt For For For
AGL Resources
Inc.
Ticker Security ID: Meeting Date Meeting Status
AGL CUISP 001204106 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Sandra Bane Mgmt For For For
1.2 Elect Thomas Bell, Jr. Mgmt For For For
1.3 Elect Arthur Johnson Mgmt For For For
1.4 Elect Dean O'Hare Mgmt For For For
1.5 Elect James Rubright Mgmt For Withhold Against
1.6 Elect John Somerhalder II Mgmt For For For
1.7 Elect Bettina Whyte Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2007 Omnibus Mgmt For For For
Performance Incentive
Plan
4 Amendment to the Employee Stock Mgmt For For For
Purchase
Plan
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
AGL Resources
Inc.
Ticker Security ID: Meeting Date Meeting Status
AGL CUISP 001204106 06/14/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Merger Mgmt For For For
2 Increase in Board Size Mgmt For Against Against
3 Right to Adjourn Meeting Mgmt For For For
Apache
Corporation
Ticker Security ID: Meeting Date Meeting Status
APA CUISP 037411105 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect G. Steven Farris Mgmt For Against Against
2 Elect Randolph Ferlic Mgmt For Against Against
3 Elect A. D. Frazier, Jr. Mgmt For Against Against
4 Elect John Kocur Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
8 Increase of Authorized Common Stock Mgmt For Against Against
9 Increase of Preferred Stock Mgmt For Against Against
10 2011 Omnibus Equity Compensation Plan Mgmt For Against Against
Black Hills
Corporation
Ticker Security ID: Meeting Date Meeting Status
BKH CUISP 092113109 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Emery Mgmt For Withhold Against
1.2 Elect Rebecca Roberts Mgmt For Withhold Against
1.3 Elect Warren Robinson Mgmt For Withhold Against
1.4 Elect John Vering Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Cooper
Industries
Plc
Ticker Security ID: Meeting Date Meeting Status
CBE CUISP G24140108 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Linda Hill Mgmt For Against Against
2 Elect James Postl Mgmt For Against Against
3 Elect Mark Thompson Mgmt For Against Against
4 Accounts and Reports Mgmt For For For
5 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
6 2011 Omnibus Incentive Compensation Mgmt For Against Against
Plan
7 Advisory Vote on Executive Mgmt For Against Against
Compensation
8 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
9 Authority of Subsidiary to Mgmt For For For
Repurchase
Shares
10 Authority to Set Price of Reissued Mgmt For For For
Treasury
Shares
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUISP 244199105 02/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charles Holliday, Jr. Mgmt For For For
2 Elect Dipak Jain Mgmt For For For
3 Elect Joachim Milberg Mgmt For For For
4 Elect Richard Myers Mgmt For Against Against
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
Devon Energy
Corporation
Ticker Security ID: Meeting Date Meeting Status
DVN CUISP 25179M103 06/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Henry Mgmt For Withhold Against
1.2 Elect John Hill Mgmt For Withhold Against
1.3 Elect Michael Kanovsky Mgmt For Withhold Against
1.4 Elect Robert Mosbacher, Jr. Mgmt For Withhold Against
1.5 Elect J. Larry Nichols Mgmt For Withhold Against
1.6 Elect Duane Radtke Mgmt For Withhold Against
1.7 Elect Mary Ricciardello Mgmt For Withhold Against
1.8 Elect John Richels Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Elimination of Supermajority Mgmt For For For
Requirement
5 Technical Amendments to Certificate Mgmt For For For
of
Incorporation
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
Energen
Corporation
Ticker Security ID: Meeting Date Meeting Status
EGN CUISP 29265N108 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Kenneth Dewey Mgmt For Withhold Against
1.2 Elect James McManus II Mgmt For Withhold Against
1.3 Elect David Wilson Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 1997 Stock Mgmt For For For
Incentive
Plan
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Hydraulic
Fracturing
Gen-Probe
Incorporated
Ticker Security ID: Meeting Date Meeting Status
GPRO CUISP 36866T103 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Phillip Schneider Mgmt For Withhold Against
1.2 Elect Abraham Sofaer Mgmt For Withhold Against
1.3 Elect Patrick Sullivan Mgmt For Withhold Against
2 Amendment to the 2003 Incentive Mgmt For Against Against
Award
Plan
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Gilead Sciences,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUISP 375558103 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Cogan Mgmt For For For
1.2 Elect Etienne Davignon Mgmt For For For
1.3 Elect James Denny Mgmt For For For
1.4 Elect Carla Hills Mgmt For For For
1.5 Elect Kevin Lofton Mgmt For Withhold Against
1.6 Elect John Madigan Mgmt For Withhold Against
1.7 Elect John Martin Mgmt For For For
1.8 Elect Gordon Moore Mgmt For Withhold Against
1.9 Elect Nicholas Moore Mgmt For Withhold Against
1.10 Elect Richard Whitley Mgmt For For For
1.11 Elect Gayle Wilson Mgmt For For For
1.12 Elect Per Wold-Olsen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 162(m) Bonus Plan Mgmt For For For
4 Elimination of Supermajority Mgmt For For For
Requirement
5 Right to Call a Special Meeting Mgmt For For For
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Google Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOG CUISP 38259P508 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Larry Page Mgmt For Withhold Against
1.2 Elect Sergey Brin Mgmt For Withhold Against
1.3 Elect Eric Schmidt Mgmt For Withhold Against
1.4 Elect L. John Doerr Mgmt For Withhold Against
1.5 Elect John Hennessy Mgmt For Withhold Against
1.6 Elect Ann Mather Mgmt For For For
1.7 Elect Paul Otellini Mgmt For Withhold Against
1.8 Elect K. Ram Shriram Mgmt For For For
1.9 Elect Shirley Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Plan Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Formation of Sustainability
Committee
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Conflict of Interest
Report
Hewlett-Packard
Company
Ticker Security ID: Meeting Date Meeting Status
HPQ CUISP 428236103 03/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Marc Andreessen Mgmt For For For
2 Elect Leo Apotheker Mgmt For For For
3 Elect Lawrence Babbio Jr. Mgmt For Against Against
4 Elect Sari Baldauf Mgmt For For For
5 Elect Shumeet Banerji Mgmt For For For
6 Elect Rajiv Gupta Mgmt For Against Against
7 Elect John Hammergren Mgmt For Against Against
8 Elect Raymond Lane Mgmt For For For
9 Elect Gary Reiner Mgmt For For For
10 Elect Patricia Russo Mgmt For For For
11 Elect Dominique Senequier Mgmt For For For
12 Elect G. Kennedy Thompson Mgmt For For For
13 Elect Margaret Whitman Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 2011 Employee Stock Purchase Plan Mgmt For For For
18 Amendment to the 2005 Mgmt For Against Against
Pay-for-Results
Plan
Hudson City
Bancorp,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HCBK CUISP 443683107 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ronald Hermance, Jr. Mgmt For Against Against
2 Elect William Bardel Mgmt For Against Against
3 Elect Scott Belair Mgmt For Against Against
4 Elect Cornelius Golding Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 2011 Stock Incentive Plan Mgmt For Against Against
7 Advisory Vote on Executive Mgmt For Against Against
Compensation
8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
9 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
Idex Corporation
Ticker Security ID: Meeting Date Meeting Status
IEX CUISP 45167R104 04/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Bradley Bell Mgmt For Withhold Against
1.2 Elect Lawrence Kingsley Mgmt For Withhold Against
1.3 Elect Gregory Milzcik Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUISP 458140100 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charlene Barshefsky Mgmt For Against Against
2 Elect Susan Decker Mgmt For Against Against
3 Elect John Donahoe Mgmt For Against Against
4 Elect Reed Hundt Mgmt For Against Against
5 Elect Paul Otellini Mgmt For Against Against
6 Elect James Plummer Mgmt For Against Against
7 Elect David Pottruck Mgmt For Against Against
8 Elect Jane Shaw Mgmt For Against Against
9 Elect Frank Yeary Mgmt For Against Against
10 Elect David Yoffie Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2006 Equity Mgmt For Against Against
Incentive
Plan
13 Amendment to the 2006 Stock Purchase Mgmt For For For
Plan
14 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Iron Mountain
Incorporated
Ticker Security ID: Meeting Date Meeting Status
IRM CUISP 462846106 06/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Clarke Bailey Mgmt For Withhold Against
1.2 Elect Kent Dauten Mgmt For Withhold Against
1.3 Elect Paul Deninger Mgmt For Withhold Against
1.4 Elect Per-Kristian Halvorsen Mgmt For Withhold Against
1.5 Elect Michael Lamach Mgmt For Withhold Against
1.6 Elect Arthur Little Mgmt For Withhold Against
1.7 Elect Allan Loren Mgmt For Withhold Against
1.8 Elect C. Richard Reese Mgmt For Withhold Against
1.9 Elect Vincent Ryan Mgmt For Withhold Against
1.10 Elect Laurie Tucker Mgmt For Withhold Against
1.11 Elect Alfred Verrecchia Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
JPMorgan Chase &
Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUISP 46625H100 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Crandall Bowles Mgmt For Against Against
2 Elect Stephen Burke Mgmt For Against Against
3 Elect David Cote Mgmt For Against Against
4 Elect James Crown Mgmt For Against Against
5 Elect James Dimon Mgmt For Against Against
6 Elect Ellen Futter Mgmt For Against Against
7 Elect William Gray, III Mgmt For Against Against
8 Elect Laban Jackson, Jr. Mgmt For Against Against
9 Elect David Novak Mgmt For Against Against
10 Elect Lee Raymond Mgmt For Against Against
11 Elect William Weldon Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
13 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Amendment to the Long-Term Incentive Mgmt For Against Against
Plan
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Affirmation of Political
Nonpartisanship
17 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Mortgage Loan
Servicing
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Genocide-Free
Investing
21 Shareholder Proposal Regarding an ShrHoldr Against For Against
Independent Lead
Director
MasterCard
Incorporated
Ticker Security ID: Meeting Date Meeting Status
MA CUISP 57636Q104 06/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Marc Olivie Mgmt For Against Against
2 Elect Rima Qureshi Mgmt For For For
3 Elect Mark Schwartz Mgmt For For For
4 Elect Jackson Tai Mgmt For For For
5 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
MasterCard
Incorporated
Ticker Security ID: Meeting Date Meeting Status
MA CUISP 57636Q104 09/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Repeal of Classified Board Mgmt For For For
2 Elimination of Supermajority Mgmt For For For
Requirement
3 Revise Requirements to Board Mgmt For For For
Composition
4 Revise Stock Ownership Limitations Mgmt For For For
5 Right to Adjourn Meeting Mgmt For For For
6.1 Elect Nancy Karch Mgmt For For For
6.2 Elect Jose Reyes Lagunes Mgmt For For For
6.3 Elect Edward Tian Mgmt For Withhold Against
6.4 Elect Silvio Barzi Mgmt For For For
7 Amendment to the Senior Executive Mgmt For For For
Annual Incentive Compensation
Plan
8 Ratification of Auditor Mgmt For For For
MDU Resources
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MDU CUISP 552690109 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Thomas Everist Mgmt For Against Against
2 Elect Karen Fagg Mgmt For Against Against
3 Elect Terry Hildestad Mgmt For Against Against
4 Elect A. Bart Holaday Mgmt For Against Against
5 Elect Dennis Johnson Mgmt For Against Against
6 Elect Thomas Knudson Mgmt For Against Against
7 Elect Richard Lewis Mgmt For Against Against
8 Elect Patricia Moss Mgmt For Against Against
9 Elect Harry Pearce Mgmt For Against Against
10 Elect John Wilson Mgmt For Against Against
11 Amendment to the Long-Term Mgmt For For For
Performance-Based Incentive
Plan
12 Ratification of Auditor Mgmt For Against Against
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Medtronic, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDT CUISP 585055106 08/25/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Anderson Mgmt For Withhold Against
1.2 Elect David Calhoun Mgmt For For For
1.3 Elect Victor Dzau Mgmt For For For
1.4 Elect William Hawkins Mgmt For For For
1.5 Elect Shirley Jackson Mgmt For For For
1.6 Elect James Lenehan Mgmt For For For
1.7 Elect Denise O'Leary Mgmt For For For
1.8 Elect Kendall Powell Mgmt For Withhold Against
1.9 Elect Robert Pozen Mgmt For For For
1.10 Elect Jean-Pierre Rosso Mgmt For Withhold Against
1.11 Elect Jack Schuler Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Microsoft
Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUISP 594918104 11/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Steven Ballmer Mgmt For Against Against
2 Elect Dina Dublon Mgmt For Against Against
3 Elect William Gates III Mgmt For Against Against
4 Elect Raymond Gilmartin Mgmt For Against Against
5 Elect Reed Hastings Mgmt For Against Against
6 Elect Maria Klawe Mgmt For Against Against
7 Elect David Marquardt Mgmt For Against Against
8 Elect Charles Noski Mgmt For Against Against
9 Elect Helmut Panke Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Formation of Environmental
Sustainability
Committee
NIKE, Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUISP 654106103 09/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jill Conway Mgmt For For For
1.2 Elect Alan Graf, Jr. Mgmt For For For
1.3 Elect John Lechleiter Mgmt For For For
1.4 Elect Phyllis Wise Mgmt For For For
2 Amendment to the Executive Mgmt For For For
Performance Sharing
Plan
3 Amendment to the 1990 Stock Mgmt For Against Against
Incentive
Plan
4 Ratification of Auditor Mgmt For For For
Northwest
Natural Gas
Company
Ticker Security ID: Meeting Date Meeting Status
NWN CUISP 667655104 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Martha Byorum Mgmt For Withhold Against
1.2 Elect John Carter Mgmt For Withhold Against
1.3 Elect C. Scott Gibson Mgmt For Withhold Against
1.4 Elect Gregg Kantor Mgmt For Withhold Against
2 Amendment to the Long Term Incentive Mgmt For For For
Plan
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Paychex, Inc.
Ticker Security ID: Meeting Date Meeting Status
PAYX CUISP 704326107 10/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect B. Thomas Golisano Mgmt For Against Against
2 Elect David Flaschen Mgmt For Against Against
3 Elect Grant Inman Mgmt For Against Against
4 Elect Pamela Joseph Mgmt For Against Against
5 Elect Joseph Tucci Mgmt For Against Against
6 Elect Joseph Velli Mgmt For Against Against
7 Amendment to the 2002 Stock Mgmt For Against Against
Incentive
Plan
8 Ratification of Auditor Mgmt For For For
Pentair, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNR CUISP 709631105 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Leslie Abi-Karam Mgmt For Against Against
2 Elect Jerry Burris Mgmt For Against Against
3 Elect Ronald Merriman Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
Plains
Exploration &
Production
Company
Ticker Security ID: Meeting Date Meeting Status
PXP CUISP 726505100 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Flores Mgmt For Against Against
2 Elect Isaac Arnold, Jr. Mgmt For Against Against
3 Elect Alan Buckwalter, III Mgmt For Against Against
4 Elect Jerry Dees Mgmt For Against Against
5 Elect Tom Delimitros Mgmt For Against Against
6 Elect Thomas Fry, III Mgmt For Against Against
7 Elect Charles Groat Mgmt For Against Against
8 Elect John Lollar Mgmt For Against Against
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Praxair, Inc.
Ticker Security ID: Meeting Date Meeting Status
PX CUISP 74005P104 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Angel Mgmt For For For
1.2 Elect Oscar Bernardes Mgmt For For For
1.3 Elect Nance Dicciani Mgmt For Withhold Against
1.4 Elect Edward Galante Mgmt For Withhold Against
1.5 Elect Claire Gargalli Mgmt For For For
1.6 Elect Ira Hall Mgmt For For For
1.7 Elect Raymond LeBoeuf Mgmt For For For
1.8 Elect Larry McVay Mgmt For For For
1.9 Elect Wayne Smith Mgmt For For For
1.10 Elect Robert Wood Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Approval of Performance Goals Under Mgmt For For For
the 162(m)
Plan
5 Amendment to the 2009 Long-Term Mgmt For Against Against
Incentive
Plan
6 Ratification of Auditor Mgmt For For For
QUALCOMM
Incorporated
Ticker Security ID: Meeting Date Meeting Status
QCOM CUISP 747525103 03/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Barbara Alexander Mgmt For For For
1.2 Elect Stephen Bennett Mgmt For For For
1.3 Elect Donald Cruickshank Mgmt For For For
1.4 Elect Raymond Dittamore Mgmt For For For
1.5 Elect Thomas Horton Mgmt For For For
1.6 Elect Irwin Jacobs Mgmt For For For
1.7 Elect Paul Jacobs Mgmt For For For
1.8 Elect Robert Kahn Mgmt For For For
1.9 Elect Sherry Lansing Mgmt For For For
1.10 Elect Duane Nelles Mgmt For For For
1.11 Elect Francisco Ros Mgmt For For For
1.12 Elect Brent Scowcroft Mgmt For For For
1.13 Elect Marc Stern Mgmt For For For
2 Amendment to the 2006 Long-term Mgmt For Against Against
Incentive
Plan
3 Amendment to the 2001 Employee Stock Mgmt For For For
Purchase
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Questar
Corporation
Ticker Security ID: Meeting Date Meeting Status
STR CUISP 748356102 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Teresa Beck Mgmt For Against Against
2 Elect R. D. Cash Mgmt For Against Against
3 Elect Laurence Downes Mgmt For Against Against
4 Elect Ronald Jibson Mgmt For Against Against
5 Elect Gary Michael Mgmt For Against Against
6 Elect Bruce Williamson Mgmt For Against Against
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Executive Mgmt For Against Against
Compensation
9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Royal Bank Of
Canada
Ticker Security ID: Meeting Date Meeting Status
RY CUISP 780087102 03/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect W. Geoffrey Beattie Mgmt For Withhold Against
1.2 Elect John Ferguson Mgmt For For For
1.3 Elect Paule Gauthier Mgmt For For For
1.4 Elect Tim Hearn Mgmt For For For
1.5 Elect Alice Laberge Mgmt For For For
1.6 Elect Jacques Lamarre Mgmt For For For
1.7 Elect Brandt Louie Mgmt For For For
1.8 Elect Michael McCain Mgmt For Withhold Against
1.9 Elect Gordon Nixon Mgmt For For For
1.10 Elect David O'Brien Mgmt For Withhold Against
1.11 Elect J. Pedro Reinhard Mgmt For For For
1.12 Elect Edward Sonshine Mgmt For Withhold Against
1.13 Elect Kathleen Taylor Mgmt For For For
1.14 Elect Victor Young Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Shareholder Proposal Regarding Mgmt Against For Against
Critical Mass of Qualified Women on
the
Board
5 Shareholder Proposal Regarding Pay Mgmt Against Against For
Ratios
6 Shareholder Proposal Regarding Mgmt Against Against For
Abolition of Subsidiaries and
Branches in Tax
Havens
7 Shareholder Proposal Regarding Mgmt Against Against For
Additional Information Regarding
Peer Comparisons of
Compensation
SEI Investments
Company
Ticker Security ID: Meeting Date Meeting Status
SEIC CUISP 784117103 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Kathryn McCarthy Mgmt For Against Against
2 Elect Sarah Blumenstein Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Spectra Energy
Corp
Ticker Security ID: Meeting Date Meeting Status
SE CUISP 847560109 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Esrey Mgmt For Withhold Against
1.2 Elect Gregory Ebel Mgmt For Withhold Against
1.3 Elect Austin Adams Mgmt For Withhold Against
1.4 Elect Paul Anderson Mgmt For Withhold Against
1.5 Elect Pamela Carter Mgmt For Withhold Against
1.6 Elect F. Anthony Comper Mgmt For Withhold Against
1.7 Elect Peter Hamilton Mgmt For Withhold Against
1.8 Elect Dennis Hendrix Mgmt For Withhold Against
1.9 Elect Michael McShane Mgmt For Withhold Against
1.10 Elect Joseph Netherland Mgmt For Withhold Against
1.11 Elect Michael Phelps Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2007 Long-Term Mgmt For Against Against
Incentive
PLan
4 Amendment to the Executive Mgmt For For For
Short-Term Incentive
Plan
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Sysco Corporation
Ticker Security ID: Meeting Date Meeting Status
SYY CUISP 871829107 11/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Cassaday Mgmt For Against Against
2 Elect Manuel Fernandez Mgmt For Against Against
3 Elect Hans-Joachim Korber Mgmt For Against Against
4 Elect Jackie Ward Mgmt For Against Against
5 Amendment to the 1974 Employees' Mgmt For For For
Stock Purchase
Plan
6 Ratification of Auditor Mgmt For Against Against
Teleflex
Incorporated
Ticker Security ID: Meeting Date Meeting Status
TFX CUISP 879369106 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect George Babich, Jr. Mgmt For Withhold Against
1.2 Elect William Cook Mgmt For Withhold Against
1.3 Elect Stephen Klasko Mgmt For Withhold Against
1.4 Elect Benson Smith Mgmt For Withhold Against
2 2011 Executive Incentive Plan Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
The Bank of New
York Mellon
Corporation
Ticker Security ID: Meeting Date Meeting Status
BK CUISP 064058100 04/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ruth Bruch Mgmt For Against Against
2 Elect Nicholas Donofrio Mgmt For Against Against
3 Elect Gerald Hassell Mgmt For Against Against
4 Elect Edmund Kelly Mgmt For Against Against
5 Elect Robert Kelly Mgmt For Against Against
6 Elect Richard Kogan Mgmt For Against Against
7 Elect Michael Kowalski Mgmt For Against Against
8 Elect John Luke, Jr. Mgmt For Against Against
9 Elect Mark Nordenberg Mgmt For Against Against
10 Elect Catherine Rein Mgmt For Against Against
11 Elect William Richardson Mgmt For Against Against
12 Elect Samuel Scott III Mgmt For Against Against
13 Elect John Surma Mgmt For Against Against
14 Elect Wesley von Schack Mgmt For Against Against
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 Amendment to the Long-Term Incentive Mgmt For Against Against
Plan
18 Amendment to the Executive Incentive Mgmt For Against Against
Compensation
Plan
19 Ratification of Auditor Mgmt For For For
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
The Procter &
Gamble
Company
Ticker Security ID: Meeting Date Meeting Status
PG CUISP 742718109 10/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Angela Braly Mgmt For For For
2 Elect Kenneth Chenault Mgmt For Against Against
3 Elect Scott Cook Mgmt For Against Against
4 Elect Rajat Gupta Mgmt For For For
5 Elect Robert McDonald Mgmt For For For
6 Elect W. James McNerney, Jr. Mgmt For Against Against
7 Elect Johnathan Rodgers Mgmt For Against Against
8 Elect Mary Wilderotter Mgmt For Against Against
9 Elect Patricia Woertz Mgmt For For For
10 Elect Ernesto Zedillo Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
Valeant
Pharmaceuticals
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
VRX CUISP 91911K102 05/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Ingram Mgmt For For For
1.2 Elect Theo Melas-Kyriazi Mgmt For For For
1.3 Elect G. Mason Morfit Mgmt For Withhold Against
1.4 Elect Laurence Paul Mgmt For For For
1.5 Elect J. Michael Pearson Mgmt For For For
1.6 Elect Robert Power Mgmt For Withhold Against
1.7 Elect Norma Provencio Mgmt For Withhold Against
1.8 Elect Lloyd Segal Mgmt For For For
1.9 Elect Katharine Stevenson Mgmt For For For
1.10 Elect Michael Van Every Mgmt For For For
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 2011 Omnibus Incentive Plan Mgmt For Against Against
5 Amendment to the 2007 Equity Mgmt For For For
Compensation
Plan
6 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
VeriSign, Inc.
Ticker Security ID: Meeting Date Meeting Status
VRSN CUISP 92343E102 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect D. James Bidzos Mgmt For Against Against
2 Elect William Chenevich Mgmt For Against Against
3 Elect Kathleen Cote Mgmt For Against Against
4 Elect Mark McLaughlin Mgmt For Against Against
5 Elect Roger Moore Mgmt For Against Against
6 Elect John Roach Mgmt For Against Against
7 Elect Louis Simpson Mgmt For Against Against
8 Elect Timothy Tomlinson Mgmt For Against Against
9 Advisory Vote on Executive Mgmt For Against Against
Compensation
10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
11 Amendment to the 2006 Equity Mgmt For Against Against
Incentive
Plan
12 Ratification of Auditor Mgmt For For For
W&T Offshore,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WTI CUISP 92922P106 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Virginia Boulet Mgmt For Withhold Against
1.2 Elect J. F. Freel Mgmt For Withhold Against
1.3 Elect Samir Gibara Mgmt For Withhold Against
1.4 Elect Robert Israel Mgmt For Withhold Against
1.5 Elect Stuart Katz Mgmt For Withhold Against
1.6 Elect Tracy Krohn Mgmt For Withhold Against
1.7 Elect S. James Nelson, Jr. Mgmt For Withhold Against
1.8 Elect B. Frank Stanley Mgmt For Withhold Against
2 Increase of Preferred Stock Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Waste
Management,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WM CUISP 94106L109 05/13/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Pastora Cafferty Mgmt For Against Against
2 Elect Frank Clark, Jr. Mgmt For Against Against
3 Elect Patrick Gross Mgmt For Against Against
4 Elect John Pope Mgmt For Against Against
5 Elect W. Robert Reum Mgmt For Against Against
6 Elect Steven Rothmeier Mgmt For Against Against
7 Elect David Steiner Mgmt For Against Against
8 Elect Thomas Weidemeyer Mgmt For Against Against
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Executive Mgmt For For For
Compensation
11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
12 Right to Call a Special Meeting Mgmt For For For
WD-40 Company
Ticker Security ID: Meeting Date Meeting Status
WDFC CUISP 929236107 12/14/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Adams, Jr. Mgmt For For For
1.2 Elect Giles Bateman Mgmt For For For
1.3 Elect Peter Bewley Mgmt For Withhold Against
1.4 Elect Richard Collato Mgmt For For For
1.5 Elect Mario Crivello Mgmt For For For
1.6 Elect Linda Lang Mgmt For For For
1.7 Elect Garry Ridge Mgmt For For For
1.8 Elect Neal Schmale Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Wells Fargo &
Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUISP 949746101 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Baker II Mgmt For Against Against
2 Elect John Chen Mgmt For Against Against
3 Elect Lloyd Dean Mgmt For For For
4 Elect Susan Engel Mgmt For Against Against
5 Elect Enrique Hernandez, Jr. Mgmt For For For
6 Elect Donald James Mgmt For Against Against
7 Elect Mackey McDonald Mgmt For Against Against
8 Elect Cynthia Milligan Mgmt For Against Against
9 Elect Nicholas Moore Mgmt For For For
10 Elect Philip Quigley Mgmt For Against Against
11 Elect Judith Runstad Mgmt For For For
12 Elect Stephen Sanger Mgmt For For For
13 Elect John Stumpf Mgmt For Against Against
14 Elect Susan Swenson Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
21 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Director
Compensation
22 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Review of Controls
Related to Loans, Foreclosures and
Securitizations
Manager Sleeve : Moderate LB NEUBERGER
07/01/2010 - 06/30/2011
3M Company
Ticker Security ID: Meeting Date Meeting Status
MMM CUSIP 88579Y101 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Linda Alvarado Mgmt For For For
2 Elect George Buckley Mgmt For For For
3 Elect Vance Coffman Mgmt For For For
4 Elect Michael Eskew Mgmt For For For
5 Elect W. James Farrell Mgmt For For For
6 Elect Herbert Henkel Mgmt For For For
7 Elect Edward Liddy Mgmt For For For
8 Elect Robert Morrison Mgmt For For For
9 Elect Aulana Peters Mgmt For Against Against
10 Elect Robert Ulrich Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
Altera
Corporation
Ticker Security ID: Meeting Date Meeting Status
ALTR CUSIP 021441100 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Daane Mgmt For For For
2 Elect Robert Finocchio, Jr. Mgmt For For For
3 Elect Kevin McGarity Mgmt For For For
4 Elect T. Michael Nevens Mgmt For For For
5 Elect Krish Prabhu Mgmt For For For
6 Elect John Shoemaker Mgmt For For For
7 Elect Susan Wang Mgmt For For For
8 Amendment to the 2005 Equity Mgmt For For For
Incentive
Plan
9 Amendment to the 1987 Employee Stock Mgmt For For For
Purchase
Plan
10 Elimination of Supermajority Mgmt For For For
Requirement
11 Adoption of Delaware as the Mgmt For Against Against
Exclusive Forum for Certain
Disputes
12 Right to Call a Special Meeting Mgmt For For For
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
Anixter
International
Inc
Ticker Security ID: Meeting Date Meeting Status
AXE CUSIP 035290105 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Blyth Mgmt For For For
1.2 Elect Frederic Brace Mgmt For For For
1.3 Elect Linda Bynoe Mgmt For For For
1.4 Elect Robert Eck Mgmt For For For
1.5 Elect Robert Grubbs, Jr. Mgmt For For For
1.6 Elect F. Philip Handy Mgmt For For For
1.7 Elect Melvyn Klein Mgmt For For For
1.8 Elect George Munoz Mgmt For For For
1.9 Elect Stuart Sloan Mgmt For For For
1.10 Elect Matthew Zell Mgmt For For For
1.11 Elect Samuel Zell Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Becton,
Dickinson and
Company
Ticker Security ID: Meeting Date Meeting Status
BDX CUSIP 075887109 02/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Basil Anderson Mgmt For For For
1.2 Elect Henry Becton, Jr. Mgmt For For For
1.3 Elect Edward DeGraan Mgmt For For For
1.4 Elect Claire Fraser-Liggett Mgmt For For For
1.5 Elect Christopher Jones Mgmt For For For
1.6 Elect Marshall Larsen Mgmt For For For
1.7 Elect Edward Ludwig Mgmt For For For
1.8 Elect Adel Mahmoud Mgmt For For For
1.9 Elect Gary Mecklenburg Mgmt For For For
1.10 Elect Cathy Minehan Mgmt For For For
1.11 Elect James Orr Mgmt For For For
1.12 Elect Willard Overlock, Jr. Mgmt For For For
1.13 Elect Bertram Scott Mgmt For For For
1.14 Elect Alfred Sommer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt N/A 1 Year N/A
Executive
Compensation
5 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
BG Group plc
Ticker Security ID: Meeting Date Meeting Status
BG CUSIP 055434203 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Fabio de Oliveira Barbosa Mgmt For For For
5 Elect Caio Kock-Weser Mgmt For For For
6 Elect Patrick Thomas Mgmt For For For
7 Elect Peter Backhouse Mgmt For For For
8 Elect Frank Chapman Mgmt For For For
9 Elect Baroness Hogg Mgmt For For For
10 Elect John Hood Mgmt For For For
11 Elect Martin Houston Mgmt For For For
12 Elect Sir David Manning Mgmt For For For
13 Elect Mark Seligman Mgmt For For For
14 Elect Philippe Varin Mgmt For For For
15 Elect Sir Robert Wilson Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Auditor's Fees Mgmt For For For
18 Authorisation of Political Donations Mgmt For For For
19 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
20 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
21 Authority to Repurchase Shares Mgmt For For For
22 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
BlackRock, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLK CUSIP 09247X101 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Murry Gerber Mgmt For For For
1.2 Elect James Grosfeld Mgmt For For For
1.3 Elect Sir Deryck Maughan Mgmt For For For
1.4 Elect Thomas Montag Mgmt For For For
1.5 Elect Linda Gosden Robinson Mgmt For For For
1.6 Elect John Varley Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Canadian
National
Railway
Company
Ticker Security ID: Meeting Date Meeting Status
CNR CUSIP 136375102 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Armellino Mgmt For For For
1.2 Elect A. Charles Baillie Mgmt For For For
1.3 Elect Hugh Bolton Mgmt For For For
1.4 Elect Donald Carty Mgmt For For For
1.5 Elect Gordon Giffin Mgmt For For For
1.6 Elect Edith Holiday Mgmt For For For
1.7 Elect V. Maureen Kempston Darkes Mgmt For For For
1.8 Elect Denis Losier Mgmt For For For
1.9 Elect Edward Lumley Mgmt For For For
1.10 Elect David McLean Mgmt For For For
1.11 Elect Claude Mongeau Mgmt For For For
1.12 Elect James O'Connor Mgmt For For For
1.13 Elect Robert Pace Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
Cimarex Energy
Co.
Ticker Security ID: Meeting Date Meeting Status
XEC CUSIP 171798101 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Hentschel Mgmt For For For
2 Elect F. H. Merelli Mgmt For For For
3 Elect L. Paul Teague Mgmt For For For
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
6 2011 Equity Incentive Plan Mgmt For Against Against
7 Ratification of Auditor Mgmt For For For
Costco Wholesale
Corporation
Ticker Security ID: Meeting Date Meeting Status
COST CUSIP 22160K105 01/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Susan Decker Mgmt For For For
1.2 Elect Richard Libenson Mgmt For Withhold Against
1.3 Elect John Meisenbach Mgmt For Withhold Against
1.4 Elect Charles Munger Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Say When on Pay Mgmt 3 Years 1 Year Against
Covidien Public
Limited
Company
Ticker Security ID: Meeting Date Meeting Status
COV CUSIP G2554F105 03/15/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Craig Arnold Mgmt For For For
2 Elect Robert Brust Mgmt For For For
3 Elect John Connors, Jr. Mgmt For For For
4 Elect Christopher Coughlin Mgmt For For For
5 Elect Timothy Donahue Mgmt For For For
6 Elect Kathy Herbert Mgmt For For For
7 Elect Randall Hogan, III Mgmt For For For
8 Elect Richard Meelia Mgmt For For For
9 Elect Dennis Reilley Mgmt For For For
10 Elect Tadataka Yamada Mgmt For For For
11 Elect Joseph Zaccagnino Mgmt For For For
12 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
13 Reverse Stock Split Followed by a Mgmt For For For
Forward Stock
Split
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Danaher
Corporation
Ticker Security ID: Meeting Date Meeting Status
DHR CUSIP 235851102 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect H. Lawrence Culp Mgmt For For For
2 Elect Mitchell Rales Mgmt For For For
3 Elect Elias Zerhouni Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Repeal of Classified Board Mgmt For For For
6 Right to Call a Special Meeting Mgmt For For For
7 Amendment to the 2007 Stock Mgmt For For For
Incentive
Plan
8 Advisory Vote on Executive Mgmt For For For
Compensation
9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Herman Miller,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MLHR CUSIP 600544100 10/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Dorothy Terrell Mgmt For For For
1.2 Elect David Ulrich Mgmt For For For
1.3 Elect Michael Volkema Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Hospira, Inc.
Ticker Security ID: Meeting Date Meeting Status
HSP CUSIP 441060100 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Irving Bailey, II Mgmt For For For
2 Elect F. Michael Ball Mgmt For For For
3 Elect Jacque Sokolov Mgmt For For For
4 Elimination of Supermajority Mgmt For For For
Requirement for Removal of
Directors For
Cause
5 Elimination of Supermajority Mgmt For For For
Requirement for Bylaw Adoption,
Amendment or
Repeal
6 Elimination of Supermajority Mgmt For For For
Requirement for Alteration,
Amendment or Repeal of Certificate
Provisions
7 Advisory Vote on Executive Mgmt For For For
Compensation
8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
ICF
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ICFI CUSIP 44925C103 06/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Edward Bersoff Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Intuit Inc.
Ticker Security ID: Meeting Date Meeting Status
INTU CUSIP 461202103 01/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Batchelder Mgmt For For For
2 Elect Christopher Brody Mgmt For Against Against
3 Elect William Campbell Mgmt For Against Against
4 Elect Scott Cook Mgmt For For For
5 Elect Diane Greene Mgmt For For For
6 Elect Michael Hallman Mgmt For For For
7 Elect Edward Kangas Mgmt For For For
8 Elect Suzanne Nora Johnson Mgmt For For For
9 Elect Dennis Powell Mgmt For For For
10 Elect Brad Smith Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2005 Equity Mgmt For Against Against
Incentive
Plan
13 Advisory Vote on Executive Mgmt For For For
Compensation
Markel
Corporation
Ticker Security ID: Meeting Date Meeting Status
MKL CUSIP 570535104 05/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For
1.2 Elect Douglas Eby Mgmt For For For
1.3 Elect Stewart Kasen Mgmt For For For
1.4 Elect Alan Kirshner Mgmt For For For
1.5 Elect Lemuel Lewis Mgmt For For For
1.6 Elect Darrell D. Martin Mgmt For Withhold Against
1.7 Elect Anthony Markel Mgmt For For For
1.8 Elect Steven Markel Mgmt For For For
1.9 Elect Jay Weinberg Mgmt For Withhold Against
1.10 Elect Debora Wilson Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
MasterCard
Incorporated
Ticker Security ID: Meeting Date Meeting Status
MA CUSIP 57636Q104 06/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Marc Olivie Mgmt For For For
2 Elect Rima Qureshi Mgmt For For For
3 Elect Mark Schwartz Mgmt For For For
4 Elect Jackson Tai Mgmt For For For
5 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
MasterCard
Incorporated
Ticker Security ID: Meeting Date Meeting Status
MA CUSIP 57636Q104 09/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Repeal of Classified Board Mgmt For For For
2 Elimination of Supermajority Mgmt For For For
Requirement
3 Revise Requirements to Board Mgmt For For For
Composition
4 Revise Stock Ownership Limitations Mgmt For For For
5 Right to Adjourn Meeting Mgmt For For For
6.1 Elect Nancy Karch Mgmt For For For
6.2 Elect Jose Reyes Lagunes Mgmt For For For
6.3 Elect Edward Tian Mgmt For Withhold Against
6.4 Elect Silvio Barzi Mgmt For For For
7 Amendment to the Senior Executive Mgmt For For For
Annual Incentive Compensation
Plan
8 Ratification of Auditor Mgmt For For For
National
Instruments
Corporation
Ticker Security ID: Meeting Date Meeting Status
NATI CUSIP 636518102 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jeffrey Kodosky Mgmt For Withhold Against
1.2 Elect Donald Carlton Mgmt For Withhold Against
1.3 Elect John Medica Mgmt For For For
2 Amendment to the 1994 Employee Stock Mgmt For For For
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Newfield
Exploration
Company
Ticker Security ID: Meeting Date Meeting Status
NFX CUSIP 651290108 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Lee Boothby Mgmt For For For
2 Elect Philip Burguieres Mgmt For For For
3 Elect Pamela Gardner Mgmt For For For
4 Elect John Kemp III Mgmt For For For
5 Elect J. Michael Lacey Mgmt For For For
6 Elect Joseph Netherland Mgmt For For For
7 Elect Howard Newman Mgmt For For For
8 Elect Thomas Ricks Mgmt For For For
9 Elect Juanita Romans Mgmt For For For
10 Elect Charles Shultz Mgmt For For For
11 Elect J. Terry Strange Mgmt For For For
12 2011 Omnibus Stock Plan Mgmt For Against Against
13 Performance Goals for Performance Mgmt For For For
Awards Under the 2011 Omnibus Stock
Plan
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Noble Energy,
Inc.
Ticker Security ID: Meeting Date Meeting Status
NBL CUSIP 655044105 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Jeffrey Berenson Mgmt For For For
2 Elect Michael Cawley Mgmt For For For
3 Elect Edward Cox Mgmt For For For
4 Elect Charles Davidson Mgmt For For For
5 Elect Thomas Edelman Mgmt For For For
6 Elect Eric Grubman Mgmt For For For
7 Elect Kirby Hedrick Mgmt For For For
8 Elect Scott Urban Mgmt For For For
9 Elect William Van Kleef Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Amendment to the 1992 Stock Option Mgmt For For For
and Restricted Stock
Plan
Praxair, Inc.
Ticker Security ID: Meeting Date Meeting Status
PX CUSIP 74005P104 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Angel Mgmt For For For
1.2 Elect Oscar Bernardes Mgmt For For For
1.3 Elect Nance Dicciani Mgmt For For For
1.4 Elect Edward Galante Mgmt For For For
1.5 Elect Claire Gargalli Mgmt For For For
1.6 Elect Ira Hall Mgmt For For For
1.7 Elect Raymond LeBoeuf Mgmt For For For
1.8 Elect Larry McVay Mgmt For For For
1.9 Elect Wayne Smith Mgmt For For For
1.10 Elect Robert Wood Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Approval of Performance Goals Under Mgmt For For For
the 162(m)
Plan
5 Amendment to the 2009 Long-Term Mgmt For For For
Incentive
Plan
6 Ratification of Auditor Mgmt For For For
Scripps Networks
Interactive,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SNI CUSIP 811065101 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Galloway Mgmt For For For
1.2 Elect Dale Pond Mgmt For For For
1.3 Elect Ronald Tysoe Mgmt For Withhold Against
Smith
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SII CUSIP 832110100 08/24/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of the Merger Mgmt For For For
2.1 Elect James Gibbs Mgmt For For For
2.2 Elect Duane Radtke Mgmt For For For
2.3 Elect John Yearwood Mgmt For For For
3 Amendment to the 1989 Long-Term Mgmt For For For
Incentive Compensation
Plan
4 Ratification of Auditor Mgmt For For For
5 Right to Adjourn Meeting Mgmt For For For
Sourcefire, Inc.
Ticker Security ID: Meeting Date Meeting Status
FIRE CUSIP 83616T108 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Burris Mgmt For For For
1.2 Elect Tim Guleri Mgmt For For For
1.3 Elect Martin Roesch Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Target
Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP 87612E106 06/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Roxanne Austin Mgmt For For For
2 Elect Calvin Darden Mgmt For For For
3 Elect Mary Dillon Mgmt For For For
4 Elect James Johnson Mgmt For For For
5 Elect Mary Minnick Mgmt For For For
6 Elect Anne Mulcahy Mgmt For Against Against
7 Elect Derica Rice Mgmt For For For
8 Elect Stephen Sanger Mgmt For For For
9 Elect Gregg Steinhafel Mgmt For For For
10 Elect John Stumpf Mgmt For For For
11 Elect Solomon Trujillo Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 2011 Long-Term Incentive Plan Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Compensation
Benchmarking
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Electronic
Waste
Texas
Instruments
Incorporated
Ticker Security ID: Meeting Date Meeting Status
TXN CUSIP 882508104 04/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ralph Babb, Jr. Mgmt For For For
2 Elect Daniel Carp Mgmt For For For
3 Elect Carrie Cox Mgmt For For For
4 Elect Stephen MacMillan Mgmt For For For
5 Elect Pamela Patsley Mgmt For For For
6 Elect Robert Sanchez Mgmt For For For
7 Elect Wayne Sanders Mgmt For For For
8 Elect Ruth Simmons Mgmt For Against Against
9 Elect Richard Templeton Mgmt For For For
10 Elect Christine Whitman Mgmt For For For
11 Advisory Vote on Executive Mgmt For For For
Compensation
12 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
The Bank of New
York Mellon
Corporation
Ticker Security ID: Meeting Date Meeting Status
BK CUSIP 064058100 04/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ruth Bruch Mgmt For Against Against
2 Elect Nicholas Donofrio Mgmt For For For
3 Elect Gerald Hassell Mgmt For For For
4 Elect Edmund Kelly Mgmt For Against Against
5 Elect Robert Kelly Mgmt For For For
6 Elect Richard Kogan Mgmt For Against Against
7 Elect Michael Kowalski Mgmt For For For
8 Elect John Luke, Jr. Mgmt For For For
9 Elect Mark Nordenberg Mgmt For For For
10 Elect Catherine Rein Mgmt For For For
11 Elect William Richardson Mgmt For For For
12 Elect Samuel Scott III Mgmt For Against Against
13 Elect John Surma Mgmt For For For
14 Elect Wesley von Schack Mgmt For Against Against
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 Amendment to the Long-Term Incentive Mgmt For For For
Plan
18 Amendment to the Executive Incentive Mgmt For Against Against
Compensation
Plan
19 Ratification of Auditor Mgmt For For For
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
The Charles
Schwab
Corporation
Ticker Security ID: Meeting Date Meeting Status
SCHW CUSIP 808513105 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Frank Herringer Mgmt For For For
2 Elect Stephen McLin Mgmt For Against Against
3 Elect Charles Schwab Mgmt For For For
4 Elect Roger Walther Mgmt For For For
5 Elect Robert Wilson Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Amendment to the 2004 Stock Mgmt For For For
Incentive
Plan
8 Advisory Vote on Executive Mgmt For For For
Compensation
9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
10 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
11 Shareholder Proposal Regarding ShrHoldr Abstain For Against
Declassification of the
Board
The J.M. Smucker
Company
Ticker Security ID: Meeting Date Meeting Status
SJM CUSIP 832696405 08/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Kathryn Dindo Mgmt For For For
2 Elect Richard Smucker Mgmt For For For
3 Elect William Steinbrink Mgmt For For For
4 Elect Paul Smucker Wagstaff Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 2010 Equity and Incentive Mgmt For Against Against
Compensation
Plan
The Procter &
Gamble
Company
Ticker Security ID: Meeting Date Meeting Status
PG CUSIP 742718109 10/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Angela Braly Mgmt For For For
2 Elect Kenneth Chenault Mgmt For For For
3 Elect Scott Cook Mgmt For For For
4 Elect Rajat Gupta Mgmt For For For
5 Elect Robert McDonald Mgmt For For For
6 Elect W. James McNerney, Jr. Mgmt For For For
7 Elect Johnathan Rodgers Mgmt For Against Against
8 Elect Mary Wilderotter Mgmt For For For
9 Elect Patricia Woertz Mgmt For For For
10 Elect Ernesto Zedillo Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
The Progressive
Corporation
Ticker Security ID: Meeting Date Meeting Status
PGR CUSIP 743315103 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Stuart Burgdoerfer Mgmt For For For
2 Elect Charles Davis Mgmt For For For
3 Amendment to Code of Regulations Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
W.W. Grainger,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GWW CUSIP 384802104 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Brian Anderson Mgmt For For For
1.2 Elect Wilbur Gantz Mgmt For For For
1.3 Elect V. Ann Hailey Mgmt For For For
1.4 Elect William Hall Mgmt For For For
1.5 Elect Stuart Levenick Mgmt For For For
1.6 Elect John McCarter, Jr. Mgmt For For For
1.7 Elect Neil Novich Mgmt For For For
1.8 Elect Michael Roberts Mgmt For For For
1.9 Elect Gary Rogers Mgmt For For For
1.10 Elect James Ryan Mgmt For For For
1.11 Elect E. Scott Santi Mgmt For For For
1.12 Elect James Slavik Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Yahoo! Inc.
Ticker Security ID: Meeting Date Meeting Status
YHOO CUSIP 984332106 06/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Carol Bartz Mgmt For For For
2 Elect Roy Bostock Mgmt For For For
3 Elect Patti Hart Mgmt For For For
4 Elect Susan James Mgmt For For For
5 Elect Vyomesh Joshi Mgmt For For For
6 Elect David Kenny Mgmt For For For
7 Elect Arthur Kern Mgmt For For For
8 Elect Brad Smith Mgmt For For For
9 Elect Gary Wilson Mgmt For For For
10 Elect Jerry Yang Mgmt For For For
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Rights in
China
Manager Sleeve : Moderate LB Pax World
07/01/2010 - 6/30/2011
Alberto-Culver
Company
Ticker Security ID: Meeting Date Meeting Status
ACV CUISP 013078100 12/17/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Acquisition Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
Altera
Corporation
Ticker Security ID: Meeting Date Meeting Status
ALTR CUISP 021441100 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Daane Mgmt For Against Against
2 Elect Robert Finocchio, Jr. Mgmt For Against Against
3 Elect Kevin McGarity Mgmt For Against Against
4 Elect T. Michael Nevens Mgmt For Against Against
5 Elect Krish Prabhu Mgmt For Against Against
6 Elect John Shoemaker Mgmt For Against Against
7 Elect Susan Wang Mgmt For Against Against
8 Amendment to the 2005 Equity Mgmt For Against Against
Incentive
Plan
9 Amendment to the 1987 Employee Stock Mgmt For For For
Purchase
Plan
10 Elimination of Supermajority Mgmt For For For
Requirement
11 Adoption of Delaware as the Mgmt For Against Against
Exclusive Forum for Certain
Disputes
12 Right to Call a Special Meeting Mgmt For For For
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
America Movil
SAB de
CV
Ticker Security ID: Meeting Date Meeting Status
AMX CUISP 02364W105 04/27/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Directors (Series L) Mgmt For Abstain Against
2 Election of Meeting Delegates Mgmt For Abstain Against
American Express
Company
Ticker Security ID: Meeting Date Meeting Status
AXP CUISP 025816109 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Daniel Akerson Mgmt For For For
1.2 Elect Charlene Barshefsky Mgmt For Withhold Against
1.3 Elect Ursula Burns Mgmt For For For
1.4 Elect Kenneth Chenault Mgmt For Withhold Against
1.5 Elect Peter Chernin Mgmt For Withhold Against
1.6 Elect Theodore Leonsis Mgmt For Withhold Against
1.7 Elect Jan Leschly Mgmt For Withhold Against
1.8 Elect Richard Levin Mgmt For For For
1.9 Elect Richard McGinn Mgmt For Withhold Against
1.10 Elect Edward Miller Mgmt For Withhold Against
1.11 Elect Steven Reinemund Mgmt For For For
1.12 Elect Robert Walter Mgmt For Withhold Against
1.13 Elect Ronald Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
6 Sharehoholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special
Meeting
American Tower
Corporation
Ticker Security ID: Meeting Date Meeting Status
AMT CUISP 029912201 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Raymond Dolan Mgmt For Against Against
2 Elect Ronald Dykes Mgmt For Against Against
3 Elect Carolyn Katz Mgmt For Against Against
4 Elect Gustavo Lara Cantu Mgmt For Against Against
5 Elect JoAnn Reed Mgmt For Against Against
6 Elect Pamela Reeve Mgmt For Against Against
7 Elect David Sharbutt Mgmt For Against Against
8 Elect James Taiclet, Jr. Mgmt For Against Against
9 Elect Samme Thompson Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Elimination of Supermajority Mgmt For For For
Requirement
12 Advisory Vote on Executive Mgmt For Against Against
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
AMGEN Inc.
Ticker Security ID: Meeting Date Meeting Status
AMGN CUISP 031162100 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Baltimore Mgmt For Against Against
2 Elect Frank Biondi, Jr. Mgmt For Against Against
3 Elect Francois de Carbonnel Mgmt For Against Against
4 Elect Vance Coffman Mgmt For Against Against
5 Elect Rebecca Henderson Mgmt For Against Against
6 Elect Frank Herringer Mgmt For Against Against
7 Elect Gilbert Omenn Mgmt For Against Against
8 Elect Judith Pelham Mgmt For Against Against
9 Elect J. Paul Reason Mgmt For Against Against
10 Elect Leonard Schaeffer Mgmt For Against Against
11 Elect Kevin Sharer Mgmt For Against Against
12 Elect Ronald Sugar Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
Baker Hughes
Incorporated
Ticker Security ID: Meeting Date Meeting Status
BHI CUISP 057224107 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Larry Brady Mgmt For Withhold Against
1.2 Elect Clarence Cazalot, Jr. Mgmt For Withhold Against
1.3 Elect Chad Deaton Mgmt For Withhold Against
1.4 Elect Anthony Fernandes Mgmt For Withhold Against
1.5 Elect Claire Gargalli Mgmt For Withhold Against
1.6 Elect Pierre Jungels Mgmt For Withhold Against
1.7 Elect James Lash Mgmt For Withhold Against
1.8 Elect J. Larry Nichols Mgmt For Withhold Against
1.9 Elect H. John Riley, Jr. Mgmt For Withhold Against
1.10 Elect J.W. Stewart Mgmt For Withhold Against
1.11 Elect Charles Watson Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Reapproval of Performance Goals Mgmt For For For
under the Annual Incentive
Compensation
Plan
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Becton,
Dickinson and
Company
Ticker Security ID: Meeting Date Meeting Status
BDX CUISP 075887109 02/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Basil Anderson Mgmt For Withhold Against
1.2 Elect Henry Becton, Jr. Mgmt For Withhold Against
1.3 Elect Edward DeGraan Mgmt For Withhold Against
1.4 Elect Claire Fraser-Liggett Mgmt For For For
1.5 Elect Christopher Jones Mgmt For For For
1.6 Elect Marshall Larsen Mgmt For Withhold Against
1.7 Elect Edward Ludwig Mgmt For For For
1.8 Elect Adel Mahmoud Mgmt For For For
1.9 Elect Gary Mecklenburg Mgmt For For For
1.10 Elect Cathy Minehan Mgmt For Withhold Against
1.11 Elect James Orr Mgmt For Withhold Against
1.12 Elect Willard Overlock, Jr. Mgmt For Withhold Against
1.13 Elect Bertram Scott Mgmt For Withhold Against
1.14 Elect Alfred Sommer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt N/A 1 Year N/A
Executive
Compensation
5 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
BlackRock, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLK CUISP 09247X101 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Murry Gerber Mgmt For Withhold Against
1.2 Elect James Grosfeld Mgmt For Withhold Against
1.3 Elect Sir Deryck Maughan Mgmt For Withhold Against
1.4 Elect Thomas Montag Mgmt For Withhold Against
1.5 Elect Linda Gosden Robinson Mgmt For Withhold Against
1.6 Elect John Varley Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
BMC Software, Inc
Ticker Security ID: Meeting Date Meeting Status
BMC CUISP 055921100 07/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Robert Beauchamp Mgmt For For For
2 Elect Jon Barfield Mgmt For For For
3 Elect Gary Bloom Mgmt For For For
4 Elect Meldon Gafner Mgmt For For For
5 Elect Mark Hawkins Mgmt For For For
6 Elect Stephan James Mgmt For For For
7 Elect P. Thomas Jenkins Mgmt For For For
8 Elect Louis Lavigne, Jr. Mgmt For For For
9 Elect Kathleen O'Neil Mgmt For For For
10 Elect Tom Tinsley Mgmt For For For
11 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
12 Ratification of Auditor Mgmt For For For
BorgWarner Inc.
Ticker Security ID: Meeting Date Meeting Status
BWA CUISP 099724106 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Robin Adams Mgmt For Against Against
2 Elect David Brown Mgmt For Against Against
3 Elect Jan Carlson Mgmt For Against Against
4 Elect Dennis Cuneo Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
China Life
Insurance
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
2628 CUISP 16939P106 06/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Fees of Directors and Supervisors Mgmt For Abstain Against
6 Appointment of Auditor and Authority Mgmt For Abstain Against
to Set
Fees
7 Donations to China Life CharityFund Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Elect YUAN Li Mgmt For Against Against
Cisco Systems,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CSCO CUISP 17275R102 11/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Carol Bartz Mgmt For Against Against
2 Elect M. Michele Burns Mgmt For For For
3 Elect Michael Capellas Mgmt For For For
4 Elect Larry Carter Mgmt For For For
5 Elect John Chambers Mgmt For Against Against
6 Elect Brian Halla Mgmt For For For
7 Elect John Hennessy Mgmt For Against Against
8 Elect Richard Kovacevich Mgmt For Against Against
9 Elect Roderick McGeary Mgmt For Against Against
10 Elect Michael Powell Mgmt For For For
11 Elect Arun Sarin Mgmt For For For
12 Elect Steven West Mgmt For For For
13 Elect Jerry Yang Mgmt For For For
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Formation of Environmental
Sustainability
Committee
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Internet
Fragmentation
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Restricting Sales to
China
Cognizant
Technology
Solutions
Corporation
Ticker Security ID: Meeting Date Meeting Status
CTSH CUISP 192446102 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Robert Howe Mgmt For Against Against
2 Elect Robert Weissman Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Increase of Authorized Common Stock Mgmt For Against Against
6 Amendment to the Certificate of Mgmt For For For
Incorporation to Reduce
Supermajority
Requirement
7 Amendment to the Bylaws to Reduce Mgmt For For For
Supermajority
Requirement
8 Ratification of Auditor Mgmt For For For
Companhia de
Concessoes
Rodoviarias
Ticker Security ID: Meeting Date Meeting Status
CCRO3 CINS P1413U105 02/16/2011 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Change of Company Name Mgmt For For For
4 Election of Directors Mgmt For Against Against
5 Election of Alternate Directors Mgmt For Against Against
6 Elect Newton Brandao Ferraz Ramos Mgmt For For For
7 Election of Alternate Supervisory Mgmt For For For
Council
Member
Companhia de
Concessoes
Rodoviarias
Ticker Security ID: Meeting Date Meeting Status
CCRO3 CINS P1413U105 04/19/2011 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Capital Expenditure Budget Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Election of Directors Mgmt For Against Against
8 Remuneration Policy Mgmt For Against Against
9 Election of Supervisory Council Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
Companhia de
Concessoes
Rodoviarias
Ticker Security ID: Meeting Date Meeting Status
CCRO3 CINS P1413U105 09/27/2010 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Amendments to Articles Mgmt For For For
ConocoPhillips
Ticker Security ID: Meeting Date Meeting Status
COP CUISP 20825C104 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Armitage Mgmt For For For
2 Elect Richard Auchinleck Mgmt For Against Against
3 Elect James Copeland, Jr. Mgmt For Against Against
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Ruth Harkin Mgmt For For For
6 Elect Harold McGraw III Mgmt For Against Against
7 Elect James Mulva Mgmt For For For
8 Elect Robert Niblock Mgmt For For For
9 Elect Harald Norvik Mgmt For For For
10 Elect William Reilly Mgmt For Against Against
11 Elect Victoria Tschinkel Mgmt For Against Against
12 Elect Kathryn Turner Mgmt For Against Against
13 Elect William Wade, Jr. Mgmt For Against Against
14 Ratification of Auditor Mgmt For Against Against
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 2011 Omnibus Stock and Performance Mgmt For Against Against
Incentive
Plan
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Adopting Gender Identity and
Expression Anti-Bias
Policy
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Lobbying
Report
21 Shareholder Proposal Regarding ShrHoldr Against For Against
Safety
Report
22 Shareholder Proposal Regarding ShrHoldr Against For Against
Louisiana
Wetlands
23 Shareholder Proposal Regarding ShrHoldr Against For Against
Reporting and Reducing Greenhouse
Gas
Emissions
24 Shareholder Proposal Regarding the ShrHoldr Against For Against
Financial Risks of Climate
Change
25 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Oil Sands
Operations
Corn Products
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CPO CUISP 219023108 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Almeida Mgmt For Withhold Against
1.2 Elect Gregory Kenny Mgmt For Withhold Against
1.3 Elect James Ringler Mgmt For For For
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Corning
Incorporated
Ticker Security ID: Meeting Date Meeting Status
GLW CUISP 219350105 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Seely Brown Mgmt For Against Against
2 Elect John Canning Jr. Mgmt For Against Against
3 Elect Gordon Gund Mgmt For Against Against
4 Elect Kurt Landgraf Mgmt For Against Against
5 Elect H. Onno Ruding Mgmt For Against Against
6 Elect Glenn Tilton Mgmt For Against Against
7 Advisory Vote on Executive Mgmt For Against Against
Compensation
8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
10 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
Cummins Inc.
Ticker Security ID: Meeting Date Meeting Status
CMI CUISP 231021106 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Theodore Solso Mgmt For Against Against
2 Elect N. Thomas Linebarger Mgmt For For For
3 Elect William Miller Mgmt For For For
4 Elect Alexis Herman Mgmt For Against Against
5 Elect Georgia Nelson Mgmt For For For
6 Elect Carl Ware Mgmt For For For
7 Elect Robert Herdman Mgmt For For For
8 Elect Robert Bernhard Mgmt For For For
9 Elect Franklin Chang-Diaz Mgmt For For For
10 Elect Stephen Dobbs Mgmt For For For
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUISP 244199105 02/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charles Holliday, Jr. Mgmt For For For
2 Elect Dipak Jain Mgmt For For For
3 Elect Joachim Milberg Mgmt For For For
4 Elect Richard Myers Mgmt For Against Against
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
Diana Shipping
Inc.
Ticker Security ID: Meeting Date Meeting Status
DSX CUISP Y2066G104 08/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Lawes Mgmt For Withhold Against
1.2 Elect Konstantinos Psaltis Mgmt For Withhold Against
2 Appointment of Auditor Mgmt For For For
Digital Realty
Trust,
Inc.
Ticker Security ID: Meeting Date Meeting Status
DLR CUISP 253868103 04/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Magnuson Mgmt For Withhold Against
1.2 Elect Michael Foust Mgmt For Withhold Against
1.3 Elect Laurence Chapman Mgmt For Withhold Against
1.4 Elect Kathleen Earley Mgmt For Withhold Against
1.5 Elect Ruann Ernst Mgmt For Withhold Against
1.6 Elect Dennis Singleton Mgmt For Withhold Against
1.7 Elect Robert Zerbst Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
EMC Corporation
Ticker Security ID: Meeting Date Meeting Status
EMC CUISP 268648102 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Michael Brown Mgmt For Against Against
2 Elect Randolph Cowen Mgmt For Against Against
3 Elect Michael Cronin Mgmt For Against Against
4 Elect Gail Deegan Mgmt For Against Against
5 Elect James DiStasio Mgmt For Against Against
6 Elect John Egan Mgmt For Against Against
7 Elect Edmund Kelly Mgmt For Against Against
8 Elect Windle Priem Mgmt For Against Against
9 Elect Paul Sagan Mgmt For Against Against
10 Elect David Strohm Mgmt For Against Against
11 Elect Joseph Tucci Mgmt For Against Against
12 Ratification of Auditor Mgmt For Against Against
13 Amendment to the 2003 Stock Plan Mgmt For Against Against
14 Amendment to Right to Call a Special Mgmt For For For
Meeting
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Emerson Electric
Co.
Ticker Security ID: Meeting Date Meeting Status
EMR CUISP 291011104 02/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Farr Mgmt For Withhold Against
1.2 Elect Harriet Green Mgmt For Withhold Against
1.3 Elect Charles Peters Mgmt For Withhold Against
1.4 Elect Joseph Prueher Mgmt For Withhold Against
1.5 Elect Rozanne Ridgway Mgmt For Withhold Against
2 Re-approval of the Performance Mgmt For For For
Measures under the 2006 Incentive
Shares
Plan
3 2011 Stock Option Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Sustainability
Report
Ensco
International
plc
Ticker Security ID: Meeting Date Meeting Status
ESV CUISP 29358Q109 05/31/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Merger/Acquisition Mgmt For For For
Ensco plc
Ticker Security ID: Meeting Date Meeting Status
ESV CUISP 29358Q109 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect J. Roderick Clark Mgmt For Against Against
2 Elect Daniel Rabun Mgmt For Against Against
3 Elect Keith Rattie Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
5 Appointment of Statutory Auditor Mgmt For For For
6 Authority to Set Auditor's Fees Mgmt For For For
7 Payment of Historic Dividends Mgmt For For For
8 Release of Shareholders from Claims Mgmt For For For
Regarding Historic
Dividends
9 Release of Shareholders from Claims Mgmt For Against Against
Regarding Historical
Dividends
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
EQT Corporation
Ticker Security ID: Meeting Date Meeting Status
EQT CUISP 26884L109 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Thorington Mgmt For Withhold Against
1.2 Elect David Porges Mgmt For Withhold Against
1.3 Elect James Rohr Mgmt For Withhold Against
1.4 Elect David Shapira Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2011 Executive Short-Term Incentive Mgmt For For For
Plan
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
7 Amendment to Articles of Mgmt For For For
Incorporation Concerning the
Process for Board
Vacancies
8 Elimination of Preemptive Rights Mgmt For Against Against
Expeditors
International
Of Washington,
Inc.
Ticker Security ID: Meeting Date Meeting Status
EXPD CUISP 302130109 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Mark Emmert Mgmt For Against Against
2 Elect R. Jordan Gates Mgmt For Against Against
3 Elect Dan Kourkoumelis Mgmt For Against Against
4 Elect Michael Malone Mgmt For Against Against
5 Elect John Meisenbach Mgmt For Against Against
6 Elect Peter Rose Mgmt For Against Against
7 Elect James Wang Mgmt For Against Against
8 Elect Robert Wright Mgmt For Against Against
9 Advisory Vote on Executive Mgmt For Against Against
Compensation
10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
11 2011 Stock Option Plan Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
GameStop Corp.
Ticker Security ID: Meeting Date Meeting Status
GME CUISP 36467W109 06/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stanley (Mickey) Steinberg Mgmt For Withhold Against
1.2 Elect Gerald Szczepanski Mgmt For Withhold Against
1.3 Elect Lawrence Zilavy Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 2011 Incentive Plan Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
General Mills,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GIS CUISP 370334104 09/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Bradbury Anderson Mgmt For Against Against
2 Elect R. Kerry Clark Mgmt For Against Against
3 Elect Paul Danos Mgmt For For For
4 Elect William Esrey Mgmt For For For
5 Elect Raymond Gilmartin Mgmt For Against Against
6 Elect Judith Richards Hope Mgmt For For For
7 Elect Heidi Miller Mgmt For For For
8 Elect Hilda Ochoa-Brillembourg Mgmt For For For
9 Elect Steve Odland Mgmt For For For
10 Elect Kendall Powell Mgmt For For For
11 Elect Lois Quam Mgmt For Against Against
12 Elect Michael Rose Mgmt For Against Against
13 Elect Robert Ryan Mgmt For For For
14 Elect Dorothy Terrell Mgmt For For For
15 Executive Incentive Plan Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Advisory Vote on Executive Mgmt For Against Against
Compensation
Gilead Sciences,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUISP 375558103 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Cogan Mgmt For For For
1.2 Elect Etienne Davignon Mgmt For For For
1.3 Elect James Denny Mgmt For For For
1.4 Elect Carla Hills Mgmt For For For
1.5 Elect Kevin Lofton Mgmt For Withhold Against
1.6 Elect John Madigan Mgmt For Withhold Against
1.7 Elect John Martin Mgmt For For For
1.8 Elect Gordon Moore Mgmt For Withhold Against
1.9 Elect Nicholas Moore Mgmt For Withhold Against
1.10 Elect Richard Whitley Mgmt For For For
1.11 Elect Gayle Wilson Mgmt For For For
1.12 Elect Per Wold-Olsen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 162(m) Bonus Plan Mgmt For For For
4 Elimination of Supermajority Mgmt For For For
Requirement
5 Right to Call a Special Meeting Mgmt For For For
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Google Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOG CUISP 38259P508 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Larry Page Mgmt For Withhold Against
1.2 Elect Sergey Brin Mgmt For Withhold Against
1.3 Elect Eric Schmidt Mgmt For Withhold Against
1.4 Elect L. John Doerr Mgmt For Withhold Against
1.5 Elect John Hennessy Mgmt For Withhold Against
1.6 Elect Ann Mather Mgmt For For For
1.7 Elect Paul Otellini Mgmt For Withhold Against
1.8 Elect K. Ram Shriram Mgmt For For For
1.9 Elect Shirley Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Plan Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Formation of Sustainability
Committee
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Conflict of Interest
Report
H & M Hennes &
Mauritz
AB
Ticker Security ID: Meeting Date Meeting Status
HM-B CINS W41422101 04/28/2011 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Profits/Dividends Mgmt For For For
14 Ratification of Board and Management Mgmt For Against Against
Acts
15 Board Size Mgmt For For For
16 Directors and Auditors' Fees Mgmt For Against Against
17 Election of Directors Mgmt For Against Against
18 Nomination Committee Mgmt For Against Against
19 Amendments to Articles Mgmt For For For
20 Compensation Guidelines Mgmt For Against Against
21 Non-Voting Agenda Item N/A N/A N/A N/A
H & M Hennes &
Mauritz
AB
Ticker Security ID: Meeting Date Meeting Status
HM-B CINS W41422101 10/20/2010 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Election of Presiding Chairman Mgmt For For For
6 Voting List Mgmt For For For
7 Agenda Mgmt For For For
8 Election of Individuals to Check Mgmt For For For
Minutes
9 Compliance with Rules of Convocation Mgmt For For For
10 Employee Incentive Program Mgmt For For For
11 Amendment to Compensation Guidelines Mgmt For Against Against
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
Hansen Natural
Corporation
Ticker Security ID: Meeting Date Meeting Status
HANS CUISP 411310105 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Rodney Sacks Mgmt For Withhold Against
1.2 Elect Hilton Schlosberg Mgmt For Withhold Against
1.3 Elect Norman Epstein Mgmt For Withhold Against
1.4 Elect Benjamin Polk Mgmt For Withhold Against
1.5 Elect Sydney Selati Mgmt For Withhold Against
1.6 Elect Harold Taber, Jr. Mgmt For Withhold Against
1.7 Elect Mark Vidergauz Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2011 Omnibus Incentive Plan Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Hospitality
Properties
Trust
Ticker Security ID: Meeting Date Meeting Status
HPT CUISP 44106M102 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Harrington Mgmt For Against Against
2 Elect Barry Portnoy Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
Ingersoll-Rand
Plc
Ticker Security ID: Meeting Date Meeting Status
IR CUISP G47791101 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ann Berzin Mgmt For For For
2 Elect John Bruton Mgmt For Against Against
3 Elect Jared Cohon Mgmt For Against Against
4 Elect Gary Forsee Mgmt For Against Against
5 Elect Peter Godsoe Mgmt For For For
6 Elect Edward Hagenlocker Mgmt For For For
7 Elect Constance Horner Mgmt For Against Against
8 Elect Michael Lamach Mgmt For For For
9 Elect Theodore Martin Mgmt For For For
10 Elect Richard Swift Mgmt For For For
11 Elect Tony White Mgmt For Against Against
12 Senior Executive Performance Plan Mgmt For For For
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Authority to Repurchase Shares Mgmt For For For
16 Ratification of Auditor Mgmt For Against Against
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUISP 458140100 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charlene Barshefsky Mgmt For Against Against
2 Elect Susan Decker Mgmt For Against Against
3 Elect John Donahoe Mgmt For Against Against
4 Elect Reed Hundt Mgmt For Against Against
5 Elect Paul Otellini Mgmt For Against Against
6 Elect James Plummer Mgmt For Against Against
7 Elect David Pottruck Mgmt For Against Against
8 Elect Jane Shaw Mgmt For Against Against
9 Elect Frank Yeary Mgmt For Against Against
10 Elect David Yoffie Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2006 Equity Mgmt For Against Against
Incentive
Plan
13 Amendment to the 2006 Stock Purchase Mgmt For For For
Plan
14 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Intuit Inc.
Ticker Security ID: Meeting Date Meeting Status
INTU CUISP 461202103 01/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Batchelder Mgmt For Against Against
2 Elect Christopher Brody Mgmt For Against Against
3 Elect William Campbell Mgmt For Against Against
4 Elect Scott Cook Mgmt For Against Against
5 Elect Diane Greene Mgmt For Against Against
6 Elect Michael Hallman Mgmt For Against Against
7 Elect Edward Kangas Mgmt For Against Against
8 Elect Suzanne Nora Johnson Mgmt For Against Against
9 Elect Dennis Powell Mgmt For Against Against
10 Elect Brad Smith Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2005 Equity Mgmt For Against Against
Incentive
Plan
13 Advisory Vote on Executive Mgmt For For For
Compensation
Iron Mountain
Incorporated
Ticker Security ID: Meeting Date Meeting Status
IRM CUISP 462846106 06/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Clarke Bailey Mgmt For Withhold Against
1.2 Elect Kent Dauten Mgmt For Withhold Against
1.3 Elect Paul Deninger Mgmt For Withhold Against
1.4 Elect Per-Kristian Halvorsen Mgmt For Withhold Against
1.5 Elect Michael Lamach Mgmt For Withhold Against
1.6 Elect Arthur Little Mgmt For Withhold Against
1.7 Elect Allan Loren Mgmt For Withhold Against
1.8 Elect C. Richard Reese Mgmt For Withhold Against
1.9 Elect Vincent Ryan Mgmt For Withhold Against
1.10 Elect Laurie Tucker Mgmt For Withhold Against
1.11 Elect Alfred Verrecchia Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
JPMorgan Chase &
Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUISP 46625H100 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Crandall Bowles Mgmt For Against Against
2 Elect Stephen Burke Mgmt For Against Against
3 Elect David Cote Mgmt For Against Against
4 Elect James Crown Mgmt For Against Against
5 Elect James Dimon Mgmt For Against Against
6 Elect Ellen Futter Mgmt For Against Against
7 Elect William Gray, III Mgmt For Against Against
8 Elect Laban Jackson, Jr. Mgmt For Against Against
9 Elect David Novak Mgmt For Against Against
10 Elect Lee Raymond Mgmt For Against Against
11 Elect William Weldon Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
13 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Amendment to the Long-Term Incentive Mgmt For Against Against
Plan
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Affirmation of Political
Nonpartisanship
17 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Mortgage Loan
Servicing
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Genocide-Free
Investing
21 Shareholder Proposal Regarding an ShrHoldr Against For Against
Independent Lead
Director
Juniper
Networks,
Inc.
Ticker Security ID: Meeting Date Meeting Status
JNPR CUISP 48203R104 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mary Cranston Mgmt For Withhold Against
1.2 Elect Kevin Johnson Mgmt For Withhold Against
1.3 Elect J. Michael Lawrie Mgmt For Withhold Against
1.4 Elect David Schlotterbeck Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2012 Performance Bonus Plan Mgmt For Against Against
4 Amendment to the 2006 Equity Mgmt For Against Against
Incentive
Plan
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr N/A For N/A
Declassification of the
Board
Kraft Foods Inc.
Ticker Security ID: Meeting Date Meeting Status
KFT CUISP 50075N104 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ajay Banga Mgmt For Against Against
2 Elect Myra Hart Mgmt For Against Against
3 Elect Peter Henry Mgmt For Against Against
4 Elect Lois Juliber Mgmt For Against Against
5 Elect Mark Ketchum Mgmt For Against Against
6 Elect Richard Lerner Mgmt For Against Against
7 Elect Mackey McDonald Mgmt For Against Against
8 Elect John Pope Mgmt For Against Against
9 Elect Fedric Reynolds Mgmt For Against Against
10 Elect Irene Rosenfeld Mgmt For Against Against
11 Elect Jean-Francois van Boxmeer Mgmt For Against Against
12 Advisory Vote on Executive Mgmt For Against Against
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Amendment to the 2006 Stock Mgmt For For For
Compensation Plan for Non-Employee
Directors
15 Ratification of Auditor Mgmt For Against Against
Lowe's
Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
LOW CUISP 548661107 05/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Raul Alvarez Mgmt For Withhold Against
1.2 Elect David Bernauer Mgmt For Withhold Against
1.3 Elect Leonard Berry Mgmt For Withhold Against
1.4 Elect Peter Browning Mgmt For Withhold Against
1.5 Elect Dawn Hudson Mgmt For Withhold Against
1.6 Elect Robert Johnson Mgmt For Withhold Against
1.7 Elect Marshall Larsen Mgmt For Withhold Against
1.8 Elect Richard Lochridge Mgmt For Withhold Against
1.9 Elect Robert Niblock Mgmt For Withhold Against
1.10 Elect Stephen Page Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 2011 Annual Incentive Plan Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Shareholder Approval of Severance
Agreements
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Linking Executive Pay to
Sustainability
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Political Contributions
and Expenditure
Report
Macy's, Inc.
Ticker Security ID: Meeting Date Meeting Status
M CUISP 55616P104 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Bollenbach Mgmt For For For
1.2 Elect Deirdre Connelly Mgmt For Withhold Against
1.3 Elect Meyer Feldberg Mgmt For Withhold Against
1.4 Elect Sara Levinson Mgmt For Withhold Against
1.5 Elect Terry Lundgren Mgmt For For For
1.6 Elect Joseph Neubauer Mgmt For Withhold Against
1.7 Elect Joseph Pichler Mgmt For For For
1.8 Elect Joyce Roche Mgmt For For For
1.9 Elect Craig Weatherup Mgmt For Withhold Against
1.10 Elect Marna Whittington Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
McDonald's
Corporation
Ticker Security ID: Meeting Date Meeting Status
MCD CUISP 580135101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Susan Arnold Mgmt For Against Against
2 Elect Richard Lenny Mgmt For Against Against
3 Elect Cary McMillan Mgmt For Against Against
4 Elect Sheila Penrose Mgmt For Against Against
5 Elect James Skinner Mgmt For Against Against
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Executive Mgmt For Against Against
Compensation
8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
9 Elimination of Super-majority Mgmt For For For
Requirement in Article Regarding
Transactions with Interested
Shareholders
10 Elimination of Supermajority Mgmt For For For
Requirement in Article Regarding
the Removal of
Directors
11 Elimination of Supermajority Mgmt For For For
Requirement in Article Regarding
Shareholder
Action
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
13 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Controlled Atmosphere
Killing
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Childhood
Obesity
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Beverage
Containers
Microsoft
Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUISP 594918104 11/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Steven Ballmer Mgmt For Against Against
2 Elect Dina Dublon Mgmt For Against Against
3 Elect William Gates III Mgmt For Against Against
4 Elect Raymond Gilmartin Mgmt For Against Against
5 Elect Reed Hastings Mgmt For Against Against
6 Elect Maria Klawe Mgmt For Against Against
7 Elect David Marquardt Mgmt For Against Against
8 Elect Charles Noski Mgmt For Against Against
9 Elect Helmut Panke Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Formation of Environmental
Sustainability
Committee
Mylan Inc.
Ticker Security ID: Meeting Date Meeting Status
MYL CUISP 628530107 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Coury Mgmt For Withhold Against
1.2 Elect Rodney Piatt Mgmt For Withhold Against
1.3 Elect Heather Bresch Mgmt For Withhold Against
1.4 Elect Wendy Cameron Mgmt For Withhold Against
1.5 Elect Robert Cindrich Mgmt For Withhold Against
1.6 Elect Neil Dimick Mgmt For Withhold Against
1.7 Elect Douglas Leech Mgmt For Withhold Against
1.8 Elect Joseph Maroon Mgmt For Withhold Against
1.9 Elect Mark Parrish Mgmt For Withhold Against
1.10 Elect C. B. Todd Mgmt For Withhold Against
1.11 Elect Randall Vanderveen Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Natura
Cosmeticos
SA
Ticker Security ID: Meeting Date Meeting Status
NATU3 CINS P7088C106 04/08/2011 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Allocation of Profits/Dividends Mgmt For For For
Natura
Cosmeticos
SA
Ticker Security ID: Meeting Date Meeting Status
NATU3 CINS P7088C106 04/08/2011 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Election of Directors Mgmt For Against Against
7 Remuneration Policy Mgmt For Against Against
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUISP H5833N103 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Lawrence Chazen Mgmt For Withhold Against
1.2 Elect Jon Marshall Mgmt For Withhold Against
1.3 Elect Mary Ricciardello Mgmt For Withhold Against
2 Accounts and Reports Mgmt For For For
3 Creation of Reserves Mgmt For For For
4 Cancellation of Treasury Shares Mgmt For For For
5 Increase of Authorized Capital Mgmt For Against Against
6 Reduction of Par Value; Capital Mgmt For For For
Distribution
7 Appointment of Auditor Mgmt For Against Against
8 Discharge of the Board of Directors Mgmt For Against Against
from Personal
Liability
9 Advisory Vote on Executive Mgmt For Against Against
Compensation
10 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Noble Energy,
Inc.
Ticker Security ID: Meeting Date Meeting Status
NBL CUISP 655044105 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Jeffrey Berenson Mgmt For Against Against
2 Elect Michael Cawley Mgmt For Against Against
3 Elect Edward Cox Mgmt For Against Against
4 Elect Charles Davidson Mgmt For Against Against
5 Elect Thomas Edelman Mgmt For Against Against
6 Elect Eric Grubman Mgmt For Against Against
7 Elect Kirby Hedrick Mgmt For Against Against
8 Elect Scott Urban Mgmt For Against Against
9 Elect William Van Kleef Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Amendment to the 1992 Stock Option Mgmt For For For
and Restricted Stock
Plan
Nordson
Corporation
Ticker Security ID: Meeting Date Meeting Status
NDSN CUISP 655663102 03/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Joseph Keithley Mgmt For Withhold Against
1.2 Elect Mary Puma Mgmt For Withhold Against
1.3 Elect William Robinson Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUISP 670346105 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Peter Browning Mgmt For Withhold Against
1.2 Elect Victoria Haynes Mgmt For Withhold Against
1.3 Elect Christopher Kearney Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
Och-Ziff Capital
Management
Group
LLC
Ticker Security ID: Meeting Date Meeting Status
OZM CUISP 67551U105 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Joel Frank Mgmt For Withhold Against
1.2 Elect Allan Bufferd Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
ONEOK, Inc.
Ticker Security ID: Meeting Date Meeting Status
OKE CUISP 682680103 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Day Mgmt For Against Against
2 Elect Julie Edwards Mgmt For For For
3 Elect William Ford Mgmt For For For
4 Elect John Gibson Mgmt For Against Against
5 Elect Bert Mackie Mgmt For Against Against
6 Elect Jim Mogg Mgmt For Against Against
7 Elect Pattye Moore Mgmt For For For
8 Elect Gary Parker Mgmt For Against Against
9 Elect Eduardo Rodriguez Mgmt For For For
10 Elect Gerald Smith Mgmt For Against Against
11 Elect David Tippeconnic Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
PepsiCo, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEP CUISP 713448108 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Shona Brown Mgmt For Against Against
2 Elect Ian Cook Mgmt For For For
3 Elect Dina Dublon Mgmt For For For
4 Elect Victor Dzau Mgmt For Against Against
5 Elect Ray Hunt Mgmt For Against Against
6 Elect Alberto Ibarguen Mgmt For For For
7 Elect Arthur Martinez Mgmt For Against Against
8 Elect Indra Nooyi Mgmt For For For
9 Elect Sharon Rockefeller Mgmt For Against Against
10 Elect James Schiro Mgmt For For For
11 Elect Lloyd Trotter Mgmt For For For
12 Elect Daniel Vasella Mgmt For Against Against
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
17 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Reviewing Political Contributions
and
Expenditures
Petroleo
Brasileiro S.A.
-
Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR3 CUISP 71654V408 08/12/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Ratification of Nomination of Mgmt For For For
Appraiser for Treasury
Notes
2 Valuation Method of Treasury Notes Mgmt For For For
3 Authority to Carry Out Formalities Mgmt For For For
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUISP 717081103 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Dennis Ausiello Mgmt For For For
2 Elect Michael Brown Mgmt For For For
3 Elect M. Anthony Burns Mgmt For For For
4 Elect W. Don Cornwell Mgmt For Against Against
5 Elect Frances Fergusson Mgmt For Against Against
6 Elect William Gray, III Mgmt For For For
7 Elect Constance Horner Mgmt For For For
8 Elect James Kilts Mgmt For Against Against
9 Elect George Lorch Mgmt For Against Against
10 Elect John Mascotte Mgmt For For For
11 Elect Suzanne Nora Johnson Mgmt For Against Against
12 Elect Ian Read Mgmt For For For
13 Elect Stephen Sanger Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
16 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Publishing Political Contributions
and Expenditure in
Newspapers
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Lobbying Priorities
Report
19 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Pharmaceutical Price
Restraints
20 Shareholder Proposal Regarding the ShrHoldr Against For Against
Right to Act by Written
Consent
21 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
22 Shareholder Proposal Regarding ShrHoldr Against For Against
Transparency in Animal
Research
Plum Creek
Timber Company,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PCL CUISP 729251108 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Rick Holley Mgmt For Against Against
2 Elect Robin Josephs Mgmt For Against Against
3 Elect John McDonald Mgmt For Against Against
4 Elect Robert McLeod Mgmt For Against Against
5 Elect John Morgan, Sr. Mgmt For Against Against
6 Elect Marc Racicot Mgmt For Against Against
7 Elect John Scully Mgmt For Against Against
8 Elect Stephen Tobias Mgmt For Against Against
9 Elect Martin White Mgmt For Against Against
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
Portugal Telecom
SGPS
SA
Ticker Security ID: Meeting Date Meeting Status
PTC CINS X6769Q104 05/06/2011 Voted
Meeting Type Country of Trade
Annual Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Consolidated Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Board Acts Mgmt For Against Against
7 Amendments to Articles Mgmt For For For
8 Authority to Repurchase and Re-Issue Mgmt For For For
Shares
9 Authority to Issue Convertible Bonds Mgmt For Against Against
10 Suppression of Preemptive Rights Mgmt For Against Against
11 Authority to Issue Debt Instruments Mgmt For For For
12 Authority to Repurchase and Re-Issue Mgmt For For For
Company Debt
Instruments
13 Remuneration Report Mgmt For Against Against
14 Election of Directors Mgmt For Against Against
QUALCOMM
Incorporated
Ticker Security ID: Meeting Date Meeting Status
QCOM CUISP 747525103 03/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Barbara Alexander Mgmt For For For
1.2 Elect Stephen Bennett Mgmt For For For
1.3 Elect Donald Cruickshank Mgmt For For For
1.4 Elect Raymond Dittamore Mgmt For For For
1.5 Elect Thomas Horton Mgmt For For For
1.6 Elect Irwin Jacobs Mgmt For For For
1.7 Elect Paul Jacobs Mgmt For For For
1.8 Elect Robert Kahn Mgmt For For For
1.9 Elect Sherry Lansing Mgmt For For For
1.10 Elect Duane Nelles Mgmt For For For
1.11 Elect Francisco Ros Mgmt For For For
1.12 Elect Brent Scowcroft Mgmt For For For
1.13 Elect Marc Stern Mgmt For For For
2 Amendment to the 2006 Long-term Mgmt For Against Against
Incentive
Plan
3 Amendment to the 2001 Employee Stock Mgmt For For For
Purchase
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Quicksilver
Resources
Inc.
Ticker Security ID: Meeting Date Meeting Status
KWK CUISP 74837R104 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Thomas Darden Mgmt For Withhold Against
1.2 Elect W. Byron Dunn Mgmt For Withhold Against
1.3 Elect Mark Warner Mgmt For Withhold Against
2 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Range Resources
Corporation
Ticker Security ID: Meeting Date Meeting Status
RRC CUISP 75281A109 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charles Blackburn Mgmt For Against Against
2 Elect Anthony Dub Mgmt For Against Against
3 Elect V. Richard Eales Mgmt For Against Against
4 Elect Allen Finkelson Mgmt For Against Against
5 Elect James Funk Mgmt For Against Against
6 Elect Jonathan Linker Mgmt For Against Against
7 Elect Kevin McCarthy Mgmt For Against Against
8 Elect John Pinkerton Mgmt For Against Against
9 Elect Jeffrey Ventura Mgmt For Against Against
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
12 Amendment to the 2005 Equity-Based Mgmt For Against Against
Compensation
Plan
13 Ratification of Auditor Mgmt For For For
Rio Tinto plc
Ticker Security ID: Meeting Date Meeting Status
RIO CUISP 767204100 04/14/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Tom Albanese Mgmt For For For
4 Elect Robert Brown Mgmt For For For
5 Elect Vivienne Cox Mgmt For For For
6 Elect Jan du Plessis Mgmt For For For
7 Elect Guy Elliott Mgmt For For For
8 Elect Michael Fitzpatrick Mgmt For For For
9 Elect Ann Godbehere Mgmt For For For
10 Elect Richard Goodmanson Mgmt For For For
11 Elect Andrew Gould Mgmt For For For
12 Elect Lord John Kerr of Kinlochard Mgmt For For For
13 Elect Paul Tellier Mgmt For For For
14 Elect Samuel Walsh Mgmt For For For
15 Elect Stephen Mayne Mgmt Against Against For
16 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
17 Amendment to the Performance Share Mgmt For For For
Plan
18 Amendment to and Renewal of Share Mgmt For For For
Ownership
Plan
19 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
20 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
21 Authority to Repurchase Rio Tinto Mgmt For For For
plc
Shares
22 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Riverbed
Technology,
Inc.
Ticker Security ID: Meeting Date Meeting Status
RVBD CUISP 768573107 06/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Michael Kourey Mgmt For Against Against
2 Elect Mark Lewis Mgmt For Against Against
3 Elect Steven McCanne Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Sasol Limited
Ticker Security ID: Meeting Date Meeting Status
SOL CUISP 803866300 11/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Audit Committee Report Mgmt For For For
3 Elect Pat Davies Mgmt For Against Against
4 Elect Mandla Gantsho Mgmt For Against Against
5 Elect Hixonia Nyasulu Mgmt For Against Against
6 Elect Christine Ramon Mgmt For Against Against
7 Elect Nolitha Fakude Mgmt For Against Against
8 Elect Imogen Mkhize Mgmt For Against Against
9 Elect Greg Lewin Mgmt For Against Against
10 Appointment of Auditor Mgmt For For For
11 Authority to Repurchase Shares Mgmt For For For
12 Amendments to Articles Mgmt For For For
13 Approve Remuneration Policy Mgmt For Against Against
14 Increase Non-Executive Directors' Mgmt For Against Against
Fees
Sasol Limited
Ticker Security ID: Meeting Date Meeting Status
SOL CUISP 803866300 11/26/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Amendments to Articles Mgmt N/A For N/A
2 Amendments to Articles to Provide Mgmt N/A For N/A
for Bulk
Materialization
3 Amendments to Articles Regarding Mgmt N/A For N/A
Cash Contract and New Cash
Contract
4 Share Certification Mgmt N/A For N/A
5 Amendments to Articles Regarding Mgmt N/A For N/A
Adoption of Additional
Items
6 Amendments to Articles Regarding BEE Mgmt N/A For N/A
Share
Certification
7 Amendments to Articles Regarding BEE Mgmt N/A For N/A
Share
Certification
8 Amendments to Articles Regarding BEE Mgmt N/A For N/A
Share
Delisting
9 Amendments to Articles Regarding Mgmt N/A For N/A
Release of Contact
Information
10 Approval of Fiancial Assistance - Mgmt N/A For N/A
Sasol Inzalo Public Facilitation
trust
St. Jude
Medical,
Inc.
Ticker Security ID: Meeting Date Meeting Status
STJ CUISP 790849103 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Devenuti Mgmt For Against Against
2 Elect Thomas Garrett III Mgmt For Against Against
3 Elect Wendy Yarno Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Amendment to the 2007 Stock Mgmt For Against Against
Incentive
Plan
7 Shareholder Proposal Regarding ShrHoldr Abstain For Against
Declassification of the
Board
8 Ratification of Auditor Mgmt For Against Against
State Street
Corporation
Ticker Security ID: Meeting Date Meeting Status
STT CUISP 857477103 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Kennett Burnes Mgmt For For For
2 Elect Peter Coym Mgmt For For For
3 Elect Patrick de Saint-Aignan Mgmt For For For
4 Elect Amelia Fawcett Mgmt For For For
5 Elect David Gruber Mgmt For For For
6 Elect Linda Hill Mgmt For For For
7 Elect Joseph Hooley Mgmt For For For
8 Elect Robert Kaplan Mgmt For For For
9 Elect Charles LaMantia Mgmt For For For
10 Elect Richard Sergel Mgmt For For For
11 Elect Ronald Skates Mgmt For For For
12 Elect Gregory Summe Mgmt For For For
13 Elect Robert Weissman Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 2011 Senior Executive Annual Mgmt For For For
Incentive
Plan
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
Statoil ASA
Ticker Security ID: Meeting Date Meeting Status
STL CUISP 85771P102 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Presiding Chairman Mgmt For For For
2 Notice of Meeting and Agenda Mgmt For For For
3 Election of Individuals to Check Mgmt For For For
Minutes
4 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
5 Compensation Guidelines Mgmt For Against Against
6 Authority to Set Auditor's Fees Mgmt For For For
7 Corporate Assembly Fees Mgmt For For For
8 Election of Nominating Committee Mgmt For For For
Member
9 Nominating Committee Fees Mgmt For For For
10 Authority to Repurchase Shares Mgmt For For For
Pursuant to Share Savings
Plan
11 Authority to Repurchase Shares for Mgmt For For For
Cancellation
12 Amendments to Marketing Instructions Mgmt For For For
13 Amendments to Articles Mgmt For For For
14 Nomination Committee Guidelines Mgmt For For For
15 Shareholder Proposal Regarding Mgmt Against Abstain N/A
Withdrawal from Canadian Oil
Sands
Suncor Energy
Inc.
Ticker Security ID: Meeting Date Meeting Status
SU CUISP 867224107 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mel Benson Mgmt For For For
1.2 Elect Dominic D'Alessandro Mgmt For For For
1.3 Elect John Ferguson Mgmt For For For
1.4 Elect W. Douglas Ford Mgmt For For For
1.5 Elect Richard George Mgmt For For For
1.6 Elect Paul Haseldonckx Mgmt For For For
1.7 Elect John Huff Mgmt For For For
1.8 Elect Jacques Lamarre Mgmt For For For
1.9 Elect Brian MacNeill Mgmt For Withhold Against
1.10 Elect Maureen McCaw Mgmt For For For
1.11 Elect Michael O'Brien Mgmt For For For
1.12 Elect James Simpson Mgmt For For For
1.13 Elect Eira Thomas Mgmt For Withhold Against
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Advisory Vote on Executive Mgmt For For For
Compensation
Syngenta AG
Ticker Security ID: Meeting Date Meeting Status
SYNN CUISP 87160A100 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Compensation Report Mgmt For Against Against
3 Ratification of Board and Management Mgmt For Against Against
Acts
4 Cancellation of Shares Mgmt For Against Against
5 Allocation of Profits Mgmt For For For
6 Dividend Distribution from Reserves Mgmt For For For
7 Elect Martin Taylor Mgmt For Against Against
8 Elect Peter Thompson Mgmt For Against Against
9 Elect Rolf Watter Mgmt For Against Against
10 Elect Felix Weber Mgmt For Against Against
11 Appointment of Auditor Mgmt For For For
12 Transaction of Other Business Mgmt For Against Against
T. Rowe Price
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TROW CUISP 74144T108 04/14/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Edward C. Bernard Mgmt For Against Against
2 Elect James T. Brady Mgmt For Against Against
3 Elect J. Alfred Broaddus, Jr. Mgmt For Against Against
4 Elect Donald B. Hebb, Jr. Mgmt For Against Against
5 Elect James A.C. Kennedy Mgmt For Against Against
6 Elect Robert F. MacLellan Mgmt For Against Against
7 Elect Brian C. Rogers Mgmt For Against Against
8 Elect Dr. Alfred Sommer Mgmt For Against Against
9 Elect Dwight S. Taylor Mgmt For Against Against
10 Elect Anne Marie Whittemore Mgmt For Against Against
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Ratification of Auditor Mgmt For Against Against
Taiwan
Semiconductor
Manufacturing
Ticker Security ID: Meeting Date Meeting Status
2330 CUISP 874039100 06/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Procedural Rules: Mgmt For For For
Capital Loans and
Endorsements/Guarantees
4 Approve Spin-off Mgmt For For For
5.1 Elect Gregory C. Chow Mgmt For Withhold Against
5.2 Elect Kok-Choo Chen Mgmt For Withhold Against
Target
Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUISP 87612E106 06/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Roxanne Austin Mgmt For For For
2 Elect Calvin Darden Mgmt For Against Against
3 Elect Mary Dillon Mgmt For Against Against
4 Elect James Johnson Mgmt For Against Against
5 Elect Mary Minnick Mgmt For For For
6 Elect Anne Mulcahy Mgmt For For For
7 Elect Derica Rice Mgmt For For For
8 Elect Stephen Sanger Mgmt For Against Against
9 Elect Gregg Steinhafel Mgmt For For For
10 Elect John Stumpf Mgmt For Against Against
11 Elect Solomon Trujillo Mgmt For For For
12 Ratification of Auditor Mgmt For Against Against
13 2011 Long-Term Incentive Plan Mgmt For Against Against
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Compensation
Benchmarking
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Electronic
Waste
Teradata
Corporation
Ticker Security ID: Meeting Date Meeting Status
TDC CUISP 88076W103103 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Nancy E. Cooper Mgmt For Against Against
2 Elect David E. Kepler Mgmt For Against Against
3 Elect William S. Stavropoulos Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
The Bank of New
York Mellon
Corporation
Ticker Security ID: Meeting Date Meeting Status
BK CUISP 064058100 04/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ruth Bruch Mgmt For Against Against
2 Elect Nicholas Donofrio Mgmt For Against Against
3 Elect Gerald Hassell Mgmt For Against Against
4 Elect Edmund Kelly Mgmt For Against Against
5 Elect Robert Kelly Mgmt For Against Against
6 Elect Richard Kogan Mgmt For Against Against
7 Elect Michael Kowalski Mgmt For Against Against
8 Elect John Luke, Jr. Mgmt For Against Against
9 Elect Mark Nordenberg Mgmt For Against Against
10 Elect Catherine Rein Mgmt For Against Against
11 Elect William Richardson Mgmt For Against Against
12 Elect Samuel Scott III Mgmt For Against Against
13 Elect John Surma Mgmt For Against Against
14 Elect Wesley von Schack Mgmt For Against Against
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 Amendment to the Long-Term Incentive Mgmt For Against Against
Plan
18 Amendment to the Executive Incentive Mgmt For Against Against
Compensation
Plan
19 Ratification of Auditor Mgmt For For For
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
The Goldman
Sachs Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GS CUISP 38141G104 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Lloyd Blankfein Mgmt For Against Against
2 Elect John Bryan Mgmt For Against Against
3 Elect Gary Cohn Mgmt For Against Against
4 Elect Claes Dahlback Mgmt For Against Against
5 Elect Stephen Friedman Mgmt For Against Against
6 Elect William George Mgmt For Against Against
7 Elect James Johnson Mgmt For Against Against
8 Elect Lois Juliber Mgmt For Against Against
9 Elect Lakshmi Mittal Mgmt For Against Against
10 Elect James Schiro Mgmt For Against Against
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
15 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Retention of Shares After
Retirement
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on
Compensation
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Climate
Change
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
The Procter &
Gamble
Company
Ticker Security ID: Meeting Date Meeting Status
PG CUISP 742718109 10/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Angela Braly Mgmt For For For
2 Elect Kenneth Chenault Mgmt For Against Against
3 Elect Scott Cook Mgmt For Against Against
4 Elect Rajat Gupta Mgmt For For For
5 Elect Robert McDonald Mgmt For For For
6 Elect W. James McNerney, Jr. Mgmt For Against Against
7 Elect Johnathan Rodgers Mgmt For Against Against
8 Elect Mary Wilderotter Mgmt For Against Against
9 Elect Patricia Woertz Mgmt For For For
10 Elect Ernesto Zedillo Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
The Timken
Company
Ticker Security ID: Meeting Date Meeting Status
TKR CUISP 887389104 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Ballbach Mgmt For Withhold Against
1.2 Elect Phillip Cox Mgmt For Withhold Against
1.3 Elect Ward Timken, Jr. Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2011 Long-Term Incentive Plan Mgmt For Against Against
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
Thermo Fisher
Scientific
Inc.
Ticker Security ID: Meeting Date Meeting Status
TMO CUISP 883556102 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Thomas Lynch Mgmt For Against Against
2 Elect William Parrett Mgmt For Against Against
3 Elect Michael Porter Mgmt For Against Against
4 Elect Scott Sperling Mgmt For Against Against
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
7 Ratification of Auditor Mgmt For Against Against
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
Time Warner Inc.
Ticker Security ID: Meeting Date Meeting Status
TWX CUISP 887317303 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Barksdale Mgmt For For For
2 Elect William Barr Mgmt For For For
3 Elect Jeffrey Bewkes Mgmt For For For
4 Elect Stephen Bollenbach Mgmt For Against Against
5 Elect Frank Caufield Mgmt For Against Against
6 Elect Robert Clark Mgmt For Against Against
7 Elect Mathias Dopfner Mgmt For Against Against
8 Elect Jessica Einhorn Mgmt For Against Against
9 Elect Fred Hassan Mgmt For For For
10 Elect Michael Miles Mgmt For Against Against
11 Elect Kenneth Novack Mgmt For Against Against
12 Elect Paul Wachter Mgmt For For For
13 Elect Deborah Wright Mgmt For Against Against
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
17 Elimination of Absolute Majority Mgmt For For For
Voting
Requirement
18 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE5 CUISP 91912E105 04/19/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends and Mgmt For For For
Capital Expenditure
Budget
3 Election of Directors Mgmt For Against Against
4 Election of Supervisory Council Mgmt For For For
5 Remuneration Policy Mgmt For Against Against
6 Capitalization of Reserves Mgmt For For For
Veolia
Environnement
Ticker Security ID: Meeting Date Meeting Status
VIE CUISP 92334N103 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Consolidated Accounts and Reports Mgmt For For For
3 Approval of Non Tax-Deductible Mgmt For For For
Expenses
4 Allocation of Profits/Dividends Mgmt For For For
5 Form of Dividend Payment Mgmt For For For
6 Related Party Transactions Mgmt For Against Against
7 Elect Jean Azema Mgmt For Against Against
8 Elect Pierre-Andre de Chalendar Mgmt For Against Against
9 Elect Baudouin Prot Mgmt For Against Against
10 Elect Louis Schweitzer Mgmt For Against Against
11 Appointment of Auditor (Ernst & Mgmt For For For
Young
Audit)
12 Appointment of Alternate Auditor Mgmt For For For
(AUDITEX)
13 Directors' Fees Mgmt For For For
14 Authority to Repurchase Shares Mgmt For For For
15 Authority to Increase Capital Under Mgmt For Against Against
Employee Savings
Plan
16 Authority to Increase Capital under Mgmt For Against Against
Savings Plans for Overseas
Employees
17 Amendment to Articles Mgmt For For For
18 Authority to Carry Out Formalities Mgmt For For For
Vodafone Group
plc
Ticker Security ID: Meeting Date Meeting Status
VOD CUISP 92857W209 07/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect John R. H. Bond Mgmt For Against Against
3 Elect John Buchanan Mgmt For For For
4 Elect Vittorio Colao Mgmt For For For
5 Elect Michel Combes Mgmt For For For
6 Elect Andy Halford Mgmt For For For
7 Elect Steve Pusey Mgmt For For For
8 Elect Alan Jebson Mgmt For For For
9 Elect Samuel Jonah Mgmt For For For
10 Elect Nick Land Mgmt For Against Against
11 Elect Anne Lauvergeon Mgmt For Against Against
12 Elect Luc Vandevelde Mgmt For For For
13 Elect Anthony Watson Mgmt For For For
14 Elect Philip Yea Mgmt For For For
15 Allocation of Profits/Dividends Mgmt For For For
16 Directors' Remuneration Report Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Auditor's Fees Mgmt For For For
19 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
20 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
21 Authority to Repurchase Shares Mgmt For For For
22 Adoption of New Articles Mgmt For For For
23 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
24 Share Incentive Plan Renewal Mgmt For For For
Willis Group
Holdings Public
Limited
Company
Ticker Security ID: Meeting Date Meeting Status
WSH CUISP G96666105 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Bradley Mgmt For Against Against
2 Elect Joseph Califano Jr. Mgmt For For For
3 Elect Anna Catalano Mgmt For For For
4 Elect Sir Roy Gardner Mgmt For For For
5 Elect Sir Jeremy Hanley Mgmt For For For
6 Elect Robyn Kravit Mgmt For For For
7 Elect Jeffrey Lane Mgmt For For For
8 Elect Wendy Lane Mgmt For For For
9 Elect James McCann Mgmt For Against Against
10 Elect Joseph Plumeri Mgmt For For For
11 Elect Douglas Roberts Mgmt For For For
12 Elect Michael Somers Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Share Repurchase Mgmt For Against Against
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Manager Sleeve : Moderate MID CAP ARIEL
07/01/2010 - 06/30/2011
Anixter
International
Inc.
Ticker Security ID: Meeting Date Meeting Status
AXE CUSIP 035290105 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Lord James Blyth Mgmt For For For
1.2 Elect Director Frederic F. Brace Mgmt For For For
1.3 Elect Director Linda Walker Bynoe Mgmt For For For
1.4 Elect Director Robert J. Eck Mgmt For For For
1.5 Elect Director Robert W. Grubbs Mgmt For For For
1.6 Elect Director F. Philip Handy Mgmt For For For
1.7 Elect Director Melvyn N. Klein Mgmt For For For
1.8 Elect Director George Munoz Mgmt For For For
1.9 Elect Director Stuart M. Sloan Mgmt For For For
1.10 Elect Director Matthew Zell Mgmt For For For
1.11 Elect Director Samuel Zell Mgmt For For For
2 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three Years Three Years N/A
4 Ratify Auditors Mgmt For For For
Bio-Rad
Laboratories,
Inc.
Ticker Security ID: Meeting Date Meeting Status
BIO CUSIP 090572207 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Louis Drapeau Mgmt For For For
1.2 Elect Director Albert J. Hillman Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Approve Qualified Employee Stock Mgmt For For For
Purchase
Plan
4 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three Years Three Years N/A
CB Richard Ellis
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CBG CUSIP 12497T101 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Richard C. Blum Mgmt For For For
1.2 Elect Director Curtis F. Feeny Mgmt For For For
1.3 Elect Director Bradford M. Freeman Mgmt For For For
1.4 Elect Director Michael Kantor Mgmt For For For
1.5 Elect Director Frederic V. Malek Mgmt For For For
1.6 Elect Director Jane J. Su Mgmt For For For
1.7 Elect Director Laura D. Tyson Mgmt For For For
1.8 Elect Director Brett White Mgmt For For For
1.9 Elect Director Gary L. Wilson Mgmt For For For
1.10 Elect Director Ray Wirta Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three Years Three Years N/A
City National
Corporation
Ticker Security ID: Meeting Date Meeting Status
CYN CUSIP 178566105 04/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Richard L. Bloch Mgmt For For For
1.2 Elect Director Bram Goldsmith Mgmt For For For
1.3 Elect Director Ashok Israni Mgmt For For For
1.4 Elect Director Kenneth Ziffren Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For For For
4 Amend Executive Incentive Bonus Plan Mgmt For For For
5 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
7 Declassify the Board of Directors ShrHldr Against Against For
Constellation
Brands,
Inc.
Ticker Security ID: Meeting Date Meeting Status
STZ CUSIP 21036P108 07/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Jerry Fowden Mgmt For For For
1.2 Elect Director Barry A. Fromberg Mgmt For For For
1.3 Elect Director Jeananne K. Hauswald Mgmt For For For
1.4 Elect Director James A. Locke III Mgmt For For For
1.5 Elect Director Richard Sands Mgmt For For For
1.6 Elect Director Robert Sands Mgmt For For For
1.7 Elect Director Paul L. Smith Mgmt For For For
1.8 Elect Director Mark Zupan Mgmt For For For
2 Ratify Auditors Mgmt For For For
Devry Inc.
Ticker Security ID: Meeting Date Meeting Status
DV CUSIP 251893103 11/10/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Connie R. Curran Mgmt For For For
1.2 Elect Director Daniel Hamburger Mgmt For For For
1.3 Elect Director Harold T. Shapiro Mgmt For For For
1.4 Elect Director Ronald L. Taylor Mgmt For For For
1.5 Elect Director Gary Butler Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For For For
4 Adopt Policy Prohibiting Medically ShrHldr Against Against For
Unnecessary Veterinary Training
Surgeries
Energizer
Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ENR CUSIP 29266R108 01/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Ward M. Klein Mgmt For For For
1.2 Elect Director W. Patrick McGinnis Mgmt For For For
1.3 Elect Director John R. Roberts Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Approve Executive Incentive Bonus Mgmt For For For
Plan
4 Ratify Auditors Mgmt For For For
Fair Isaac
Corporation
Ticker Security ID: Meeting Date Meeting Status
FICO CUSIP 303250104 02/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director A. George Battle Mgmt For For For
1.2 Elect Director Nicholas F. Graziano Mgmt For For For
1.3 Elect Director Mark N. Greene Mgmt For For For
1.4 Elect Director Alex W. Hart Mgmt For For For
1.5 Elect Director James D. Kirsner Mgmt For For For
1.6 Elect Director William J. Lansing Mgmt For For For
1.7 Elect Director Rahul N. Merchant Mgmt For For For
1.8 Elect Director Margaret L. Taylor Mgmt For For For
1.9 Elect Director Duane E. White Mgmt For For For
2 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Two Years Two Years N/A
4 Ratify Auditors Mgmt For For For
Gannett Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
GCI CUSIP 364730101 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director John E. Cody Mgmt For For For
1.2 Elect Director Craig A. Dubow Mgmt For For For
1.3 Elect Director Howard D. Elias Mgmt For For For
1.4 Elect Director Arthur H. Harper Mgmt For For For
1.5 Elect Director John Jeffry Louis Mgmt For For For
1.6 Elect Director Marjorie Magner Mgmt For For For
1.7 Elect Director Scott K. McCune Mgmt For For For
1.8 Elect Director Duncan M. McFarland Mgmt For For For
1.9 Elect Director Neal Shapiro Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
HCC Insurance
Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HCC CUSIP 404132102 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Judy C. Bozeman Mgmt For For For
1.2 Elect Director Frank J. Bramanti Mgmt For For For
1.3 Elect Director Walter M. Duer Mgmt For For For
1.4 Elect Director James C. Flagg Mgmt For For For
1.5 Elect Director Thomas M. Hamilton Mgmt For For For
1.6 Elect Director Leslie S. Heisz Mgmt For For For
1.7 Elect Director Deborah H. Midanek Mgmt For For For
1.8 Elect Director John N. Molbeck Jr. Mgmt For For For
1.9 Elect Director James E. Oesterreicher Mgmt For For For
1.10 Elect Director Robert A. Rosholt Mgmt For For For
1.11 Elect Director Christopher JB Mgmt For For For
Williams
2 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
4 Ratify Auditors Mgmt For For For
Herman Miller,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MLHR CUSIP 600544100 10/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Dorothy A. Terrell Mgmt For For For
1.2 Elect Director David O. Ulrich Mgmt For For For
1.3 Elect Director Michael A. Volkema Mgmt For For For
2 Ratify Auditors Mgmt For For For
Hospira, Inc.
Ticker Security ID: Meeting Date Meeting Status
HSP CUSIP 441060100 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Irving W. Bailey, II Mgmt For For For
2 Elect Director F. Michael Ball Mgmt For For For
3 Elect Director Jacque J. Sokolov Mgmt For For For
4 Reduce Supermajority Vote Mgmt For For For
Requirement to Remove Directors for
Cause
5 Reduce Supermajority Vote Mgmt For For For
Requirement for By-law
Amendments
6 Reduce Supermajority Vote Mgmt For For For
Requirement for Certificate of
Incorporation
Amendments
7 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
8 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
9 Ratify Auditors Mgmt For For For
IDEX Corporation
Ticker Security ID: Meeting Date Meeting Status
IEX CUSIP 45167R104 04/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Bradley J. Bell Mgmt For For For
1.2 Elect Director Lawrence D. Kingsley Mgmt For For For
1.3 Elect Director Gregory F. Milzcik Mgmt For For For
2 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three Years Three Years N/A
4 Ratify Auditors Mgmt For For For
Interface, Inc.
Ticker Security ID: Meeting Date Meeting Status
IFSIA CUSIP 458665106 05/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Dianne Dillon-Ridgley Mgmt For For For
1.2 Elect Director June M. Henton Mgmt For For For
1.3 Elect Director Christopher G. Kennedy Mgmt For For For
1.4 Elect Director K. David Kohler Mgmt For For For
2 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three Years Three Years N/A
4 Ratify Auditors Mgmt For For For
International
Game
Technology
Ticker Security ID: Meeting Date Meeting Status
IGT CUSIP 459902102 03/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Paget L. Alves Mgmt For For For
1.2 Elect Director Janice Chaffin Mgmt For For For
1.3 Elect Director Greg Creed Mgmt For For For
1.4 Elect Director Patti S. Hart Mgmt For For For
1.5 Elect Director Robert J. Miller Mgmt For For For
1.6 Elect Director David E. Roberson Mgmt For For For
1.7 Elect Director Vincent L. Sadusky Mgmt For For For
1.8 Elect Director Philip G. Satre Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Amend Qualified Employee Stock Mgmt For For For
Purchase
Plan
4 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
6 Ratify Auditors Mgmt For For For
Janus Capital
Group
Inc.
Ticker Security ID: Meeting Date Meeting Status
JNS CUSIP 47102X105 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Paul F. Balser Mgmt For For For
2 Elect Director Jeffrey J. Diermeier Mgmt For For For
3 Elect Director Glenn S. Schafer Mgmt For For For
4 Ratify Auditors Mgmt For For For
5 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
Jones Lang
LaSalle
Incorporated
Ticker Security ID: Meeting Date Meeting Status
JLL CUSIP 48020Q107 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Hugo Bague Mgmt For For For
2 Elect Director Colin Dyer Mgmt For For For
3 Elect Director Darryl Hartley-Leonard Mgmt For For For
4 Elect Director Deanne Julius Mgmt For For For
5 Elect Director Ming Lu Mgmt For For For
6 Elect Director Lauralee E. Martin Mgmt For For For
7 Elect Director Martin H. Nesbitt Mgmt For For For
8 Elect Director Sheila A. Penrose Mgmt For For For
9 Elect Director David B. Rickard Mgmt For For For
10 Elect Director Roger T. Staubach Mgmt For For For
11 Elect Director Thomas C. Theobald Mgmt For For For
12 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
14 Provide Right to Call Special Meeting Mgmt For For For
15 Ratify Auditors Mgmt For For For
Lazard Ltd
Ticker Security ID: Meeting Date Meeting Status
LAZ CINS G54050102 04/26/2011 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Kenneth M. Jacobs as Director Mgmt For For For
1.2 Elect Philip A. Laskawy as Director Mgmt For For For
1.3 Elect Michael J. Turner as Director Mgmt For For For
2 Approve Deloitte & Touche LLP as Mgmt For For For
Auditors and Authorize Board to Fix
Their Remuneration
Auditors
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
Meredith
Corporation
Ticker Security ID: Meeting Date Meeting Status
MDP CUSIP 589433101 11/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Mary Sue Coleman Mgmt For For For
1.2 Elect Director D. Mell Meredith Mgmt For For For
Frazier
1.3 Elect Director Joel W. Johnson Mgmt For For For
1.4 Elect Director Stephen M. Lacy Mgmt For For For
2 Ratify Auditors Mgmt For For For
Mohawk
Industries,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MHK CUSIP 608190104 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Karen A. Smith Bogart Mgmt For For For
1.2 Elect Director John F. Fiedler Mgmt For For For
1.3 Elect Director Richard C. Ill Mgmt For For For
1.4 Elect Director Jeffrey S. Lorberbaum Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
Newell
Rubbermaid
Inc.
Ticker Security ID: Meeting Date Meeting Status
NWL CUSIP 651229106 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Kevin C. Conroy Mgmt For For For
2 Elect Director Michael T. Cowhig Mgmt For For For
3 Elect Director Mark D. Ketchum Mgmt For For For
4 Elect Director Raymond G. Viault Mgmt For For For
5 Ratify Auditors Mgmt For For For
6 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
8 Declassify the Board of Directors ShrHldr Against For Against
Nordstrom, Inc.
Ticker Security ID: Meeting Date Meeting Status
JWN CUSIP 655664100 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Phyllis J. Campbell Mgmt For For For
2 Elect Director Michelle M. Ebanks Mgmt For For For
3 Elect Director Enrique Hernandez, Jr. Mgmt For For For
4 Elect Director Robert G. Miller Mgmt For For For
5 Elect Director Blake W. Nordstrom Mgmt For For For
6 Elect Director Erik B. Nordstrom Mgmt For For For
7 Elect Director Peter E. Nordstrom Mgmt For For For
8 Elect Director Philip G. Satre Mgmt For For For
9 Elect Director Felicia D. Thornton Mgmt For For For
10 Elect Director B. Kevin Turner Mgmt For For For
11 Elect Director Robert D. Walter Mgmt For For For
12 Elect Director Alison A. Winter Mgmt For For For
13 Amend Qualified Employee Stock Mgmt For For For
Purchase
Plan
14 Ratify Auditors Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
PrivateBancorp,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PVTB CUSIP 742962103 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Ralph B. Mandell Mgmt For For For
1.2 Elect Director Cheryl Mayberry Mgmt For For For
McKissack
1.3 Elect Director Edward W. Rabin Mgmt For For For
1.4 Elect Director Larry D. Richman Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
4 Approve Omnibus Stock Plan Mgmt For For For
Royal Caribbean
Cruises
Ltd.
Ticker Security ID: Meeting Date Meeting Status
RCL CINS V7780T103 05/24/2011 Voted
Meeting Type Country of Trade
Annual Liberia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Laura D.B. Laviada as Director Mgmt For For For
2 Elect Eyal M. Ofer as Director Mgmt For For For
3 Elect William K. Relly as Director Mgmt For For For
4 Elect A. Alexander Wihelmsen as Mgmt For For For
Director
5 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three Years Three Years N/A
7 Ratify PricewaterhouseCoopers LLP as Mgmt For For For
Auditors
8 Advisory Vote to Ratify Directors' ShrHldr Against Against For
Compensation
Sotheby's
Ticker Security ID: Meeting Date Meeting Status
BID CUSIP 835898107 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director John M. Angelo Mgmt For For For
2 Elect Director Michael Blakenham Mgmt For For For
3 Elect Director The Duke Of Devonshire Mgmt For For For
4 Elect Director Daniel Meyer Mgmt For For For
5 Elect Director James Murdoch Mgmt For For For
6 Elect Director Allen Questrom Mgmt For For For
7 Elect Director William F. Ruprecht Mgmt For For For
8 Elect Director Marsha Simms Mgmt For For For
9 Elect Director Michael I. Sovern Mgmt For For For
10 Elect Director Donald M. Stewart Mgmt For For For
11 Elect Director Robert S. Taubman Mgmt For For For
12 Elect Director Diana L. Taylor Mgmt For For For
13 Elect Director Dennis M. Weibling Mgmt For For For
14 Ratify Auditors Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three Years Three Years N/A
Stanley Black &
Decker,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SWK CUSIP 854502101 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director George W. Buckley Mgmt For For For
1.2 Elect Director Carlos M. Cardoso Mgmt For For For
1.3 Elect Director Robert B. Coutts Mgmt For For For
1.4 Elect Director Manuel A. Fernandez Mgmt For For For
1.5 Elect Director Marianne M. Parrs Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three Years Three Years N/A
The Brink's
Company
Ticker Security ID: Meeting Date Meeting Status
BCO CUSIP 109696104 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Establish Range For Board Size Mgmt For For For
2.1 Elect Director Marc C. Breslawsky Mgmt For For For
2.2 Elect Director Michael T. Dan Mgmt For For For
3 Amend Executive Incentive Bonus Plan Mgmt For For For
4 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
6 Ratify Auditors Mgmt For For For
The Dun &
Bradstreet
Corporation
Ticker Security ID: Meeting Date Meeting Status
DNB CUSIP 26483E100 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Naomi O. Seligman Mgmt For For For
2 Elect Director Michael J. Winkler Mgmt For For For
3 Ratify Auditors Mgmt For For For
4 Amend Executive Incentive Bonus Plan Mgmt For For For
5 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
7 Reduce Supermajority Vote Requirement Mgmt For For For
8 Declassify the Board of Directors Mgmt For For For
The Interpublic
Group of
Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
IPG CUSIP 460690100 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Reginald K. Brack Mgmt For For For
2 Elect Director Jocelyn Carter-Miller Mgmt For For For
3 Elect Director Jill M. Considine Mgmt For For For
4 Elect Director Richard A. Goldstein Mgmt For For For
5 Elect Director H. John Greeniaus Mgmt For For For
6 Elect Director Mary J. Steele Mgmt For For For
7 Elect Director William T. Kerr Mgmt For For For
8 Elect Director Michael I. Roth Mgmt For For For
9 Elect Director David M. Thomas Mgmt For For For
10 Ratify Auditors Mgmt For For For
11 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
13 Amend Bylaws-- Call Special Meetings ShrHldr Against Against For
The J. M.
Smucker
Company
Ticker Security ID: Meeting Date Meeting Status
SJM CUSIP 832696405 08/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Kathryn W. Dindo Mgmt For For For
2 Elect Director Richard K. Smucker Mgmt For For For
3 Elect Director William H. Steinbrink Mgmt For For For
4 Elect Director Paul Smucker Wagstaff Mgmt For For For
5 Ratify Auditors Mgmt For For For
6 Approve Omnibus Stock Plan Mgmt For For For
The Washington
Post
Company
Ticker Security ID: Meeting Date Meeting Status
WPO CUSIP 939640108 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Christopher C. Davis Mgmt For For For
1.2 Elect Director John L. Dotson Jr. Mgmt For For For
1.3 Elect Director Anne M. Mulcahy Mgmt For For For
Tiffany & Co.
Ticker Security ID: Meeting Date Meeting Status
TIF CUSIP 886547108 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Michael J. Kowalski Mgmt For For For
2 Elect Director Rose Marie Bravo Mgmt For For For
3 Elect Director Gary E. Costley Mgmt For For For
4 Elect Director Lawrence K. Fish Mgmt For For For
5 Elect Director Abby F. Kohnstamm Mgmt For For For
6 Elect Director Charles K. Marquis Mgmt For For For
7 Elect Director Peter W. May Mgmt For For For
8 Elect Director J. Thomas Presby Mgmt For For For
9 Elect Director William A. Shutzer Mgmt For For For
10 Ratify Auditors Mgmt For For For
11 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
Zimmer Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ZMH CUSIP 98956P102 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Betsy J. Bernard Mgmt For For For
2 Elect Director Marc N. Casper Mgmt For For For
3 Elect Director David C. Dvorak Mgmt For For For
4 Elect Director Larry C. Glasscock Mgmt For For For
5 Elect Director Robert A. Hagemann Mgmt For For For
6 Elect Director Arthur J. Higgins Mgmt For For For
7 Elect Director John L. McGoldrick Mgmt For For For
8 Elect Director Cecil B. Pickett Mgmt For For For
9 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
10 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
11 Ratify Auditors Mgmt For For For
Manager Sleeve : Moderate SB Parnassus
07/01/2010 - 06/30/2011
AGL Resources
Inc.
Ticker Security ID: Meeting Date Meeting Status
AGL CUISP 001204106 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Sandra Bane Mgmt For For For
1.2 Elect Thomas Bell, Jr. Mgmt For For For
1.3 Elect Arthur Johnson Mgmt For For For
1.4 Elect Dean O'Hare Mgmt For For For
1.5 Elect James Rubright Mgmt For Withhold Against
1.6 Elect John Somerhalder II Mgmt For For For
1.7 Elect Bettina Whyte Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2007 Omnibus Mgmt For For For
Performance Incentive
Plan
4 Amendment to the Employee Stock Mgmt For For For
Purchase
Plan
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
AGL Resources
Inc.
Ticker Security ID: Meeting Date Meeting Status
AGL CUISP 001204106 06/14/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Merger Mgmt For For For
2 Increase in Board Size Mgmt For Against Against
3 Right to Adjourn Meeting Mgmt For For For
Analogic
Corporation
Ticker Security ID: Meeting Date Meeting Status
ALOG CUISP 032657207 01/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Bernard Bailey Mgmt For Against Against
2 Elect Jeffrey Black Mgmt For Against Against
3 Elect James Green Mgmt For Against Against
4 Elect James Judge Mgmt For Against Against
5 Elect Kevin Melia Mgmt For Against Against
6 Elect Michael Modic Mgmt For Against Against
7 Elect Fred Parks Mgmt For Against Against
8 Elect Sophie Vandebroek Mgmt For Against Against
9 Elect Edward Voboril Mgmt For Against Against
10 Elect Gerald Wilson Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Transaction of Other Business Mgmt For Against Against
Arbitron Inc.
Ticker Security ID: Meeting Date Meeting Status
ARB CUISP 03875Q108 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Shellye Archambeau Mgmt For Withhold Against
1.2 Elect David Devonshire Mgmt For Withhold Against
1.3 Elect John Dimling Mgmt For Withhold Against
1.4 Elect Erica Farber Mgmt For Withhold Against
1.5 Elect Philip Guarascio Mgmt For Withhold Against
1.6 Elect William Kerr Mgmt For Withhold Against
1.7 Elect Larry Kittelberger Mgmt For Withhold Against
1.8 Elect Luis Nogales Mgmt For Withhold Against
1.9 Elect Richard Post Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Artio Global
Investors
Inc.
Ticker Security ID: Meeting Date Meeting Status
ART CUISP 04315B107 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Elizabeth Buse Mgmt For Withhold Against
1.2 Elect Francis Ledwidge Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For Against Against
Bio-Rad
Laboratories,
Inc.
Ticker Security ID: Meeting Date Meeting Status
BIO CUISP 090572207 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Louis Drapeau Mgmt For Withhold Against
1.2 Elect Albert Hillman Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2011 Employee Stock Purchase Plan Mgmt For For For
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Brocade
Communications
Systems,
Inc.
Ticker Security ID: Meeting Date Meeting Status
BRCD CUISP 111621306 04/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Gerdelman Mgmt For Against Against
2 Elect Glenn Jones Mgmt For Against Against
3 Elect Michael Klayko Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
Calgon Carbon
Corporation
Ticker Security ID: Meeting Date Meeting Status
CCC CUISP 129603106 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Randall Dearth Mgmt For Withhold Against
1.2 Elect Timothy Rupert Mgmt For Withhold Against
1.3 Elect Seth Schofield Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Ciena Corporation
Ticker Security ID: Meeting Date Meeting Status
CIEN CUISP 171779309 03/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Harvey Cash Mgmt For Against Against
2 Elect Judith O'Brien Mgmt For Against Against
3 Elect Gary Smith Mgmt For Against Against
4 Conversion of Convertible Senior Mgmt For For For
Notes
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
ClickSoftware
Technologies
Ltd.
Ticker Security ID: Meeting Date Meeting Status
CKSW CUISP M25082104 07/15/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Appointment of Auditor and Authority Mgmt For Against Against
to Set
Fees
2 Amendment to Articles Regarding Mgmt For For For
Election of External
Directors
3 Amendments to the Share Incentive Mgmt For Against Against
Plans
4 Elect Menachem Shalgi Mgmt For Against Against
5 Declaration of Material Interest Mgmt N/A Against N/A
6 Replacement of the Compensation Mgmt For Against Against
Package of Incumbent
Directors
7 Stock Option Grant (Mr. Moshe Mgmt For For For
BenBassat)
8 Approval of Moshe BenBassat as Mgmt For Against Against
Chairman and
CEO
9 Declaration of Material Interest Mgmt N/A Against N/A
10 Approval of Management and Mgmt For For For
Consulting Agreements with Moshe
BenBassat
11 Conversion of Unissued Non-Voting Mgmt For For For
Ordinary Shares into Ordinary
Shares
12 Transaction of Other Business Mgmt For Against Against
Cognex
Corporation
Ticker Security ID: Meeting Date Meeting Status
CGNX CUISP 192422103 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Shillman Mgmt For Withhold Against
1.2 Elect Jerald Fishman Mgmt For Withhold Against
1.3 Elect Theodor Krantz Mgmt For Withhold Against
1.4 Elect Robert Willett Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Compass Minerals
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CMP CUISP 20451N101 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Bradley Bell Mgmt For Withhold Against
1.2 Elect Richard Grant Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Cyberonics, Inc.
Ticker Security ID: Meeting Date Meeting Status
CYBX CUISP 23251P102 09/23/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Guy Jackson Mgmt For Withhold Against
1.2 Elect Joseph E. Laptewicz Mgmt For Withhold Against
1.3 Elect Daniel Moore Mgmt For Withhold Against
1.4 Elect Hugh Morrison Mgmt For Withhold Against
1.5 Elect Alfred Novak Mgmt For Withhold Against
1.6 Elect Arthur Rosenthal Mgmt For Withhold Against
1.7 Elect John Tremmel Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Cymer, Inc.
Ticker Security ID: Meeting Date Meeting Status
CYMI CUISP 232572107 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Charles Abbe Mgmt For Withhold Against
1.2 Elect Robert Akins Mgmt For Withhold Against
1.3 Elect Edward Braun Mgmt For Withhold Against
1.4 Elect Michael Gaulke Mgmt For Withhold Against
1.5 Elect William Oldham Mgmt For Withhold Against
1.6 Elect Eric Ruttenberg Mgmt For Withhold Against
1.7 Elect Peter Simone Mgmt For Withhold Against
1.8 Elect Young Sohn Mgmt For Withhold Against
1.9 Elect Jon Tompkins Mgmt For Withhold Against
2 2011 Equity Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
D.R. Horton, Inc.
Ticker Security ID: Meeting Date Meeting Status
DHI CUISP 23331A109 01/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Donald Horton Mgmt For Against Against
2 Elect Bradley Anderson Mgmt For Against Against
3 Elect Michael Buchanan Mgmt For Against Against
4 Elect Michael Hewatt Mgmt For Against Against
5 Elect Bob Scott Mgmt For Against Against
6 Elect Donald Tomnitz Mgmt For Against Against
7 Amendment to the 2006 Stock Mgmt For Against Against
Incentive
Plan
8 Ratification of Auditor Mgmt For For For
9 Shareholder Proposal Regarding ShrHoldr Against For Against
Reporting and Reducing Greenhouse
Gas
Emissions
Dragonwave Inc.
Ticker Security ID: Meeting Date Meeting Status
DWI CUISP 26144M103 06/14/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Gerry Spencer Mgmt For Withhold Against
1.2 Elect Peter Allen Mgmt For Withhold Against
1.3 Elect Jean-Paul Cossart Mgmt For Withhold Against
1.4 Elect Russell Frederick Mgmt For Withhold Against
1.5 Elect Claude Haw Mgmt For Withhold Against
1.6 Elect Thomas Manley Mgmt For Withhold Against
1.7 Elect Terence Matthews Mgmt For Withhold Against
2 Appointment of Auditor and Authority Mgmt For Withhold Against
to Set
Fees
Electro
Scientific
Industries,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ESIO CUISP 285229100 08/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Frederick Ball Mgmt For Withhold Against
1.2 Elect Nicholas Konidaris Mgmt For Withhold Against
1.3 Elect Robert Walker Mgmt For Withhold Against
1.4 Elect David Nierenberg Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
Electronics For
Imaging,
Inc.
Ticker Security ID: Meeting Date Meeting Status
EFII CUISP 286082102 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Eric Brown Mgmt For Withhold Against
1.2 Elect Gill Cogan Mgmt For Withhold Against
1.3 Elect Guy Gecht Mgmt For Withhold Against
1.4 Elect Thomas Georgens Mgmt For Withhold Against
1.5 Elect Richard Kashnow Mgmt For Withhold Against
1.6 Elect Dan Maydan Mgmt For Withhold Against
1.7 Elect Fred Rosenzweig Mgmt For Withhold Against
2 Amendment to the 2009 Equity Mgmt For Against Against
Incentive Award
Plan
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Finisar
Corporation
Ticker Security ID: Meeting Date Meeting Status
FNSR CUISP 31787A507 10/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jerry Rawls Mgmt For Withhold Against
1.2 Elect Robert Stephens Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
First Horizon
National
Corporation
Ticker Security ID: Meeting Date Meeting Status
FHN CUISP 320517105 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Robert Carter Mgmt For Against Against
2 Elect John Compton Mgmt For For For
3 Elect Mark Emkes Mgmt For Against Against
4 Elect Vicky Gregg Mgmt For Against Against
5 Elect James Haslam III Mgmt For Against Against
6 Elect D. Bryan Jordan Mgmt For For For
7 Elect R. Brad Martin Mgmt For Against Against
8 Elect Vicki Palmer Mgmt For Against Against
9 Elect Colin Reed Mgmt For Against Against
10 Elect Michael Rose Mgmt For Against Against
11 Elect William Sansom Mgmt For Against Against
12 Elect Luke Yancy III Mgmt For Against Against
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Ratification of Auditor Mgmt For Against Against
Furiex
Pharmaceuticals,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FURX CUISP 36106P101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stuart Bondurant Mgmt For Withhold Against
1.2 Elect Peter Corr Mgmt For Withhold Against
1.3 Elect Wendy Dixon Mgmt For Withhold Against
1.4 Elect Fredric Eshelman Mgmt For Withhold Against
1.5 Elect Stephen Kaldor Mgmt For Withhold Against
1.6 Elect Robert Ruscher Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Gen-Probe
Incorporated
Ticker Security ID: Meeting Date Meeting Status
GPRO CUISP 36866T103 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Phillip Schneider Mgmt For Withhold Against
1.2 Elect Abraham Sofaer Mgmt For Withhold Against
1.3 Elect Patrick Sullivan Mgmt For Withhold Against
2 Amendment to the 2003 Incentive Mgmt For Against Against
Award
Plan
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Genomic Health,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GHDX CUISP 37244C101 06/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Randal Scott Mgmt For For For
1.2 Elect Kimberly Popovits Mgmt For Withhold Against
1.3 Elect Julian Baker Mgmt For Withhold Against
1.4 Elect Fred Cohen Mgmt For For For
1.5 Elect Samuel Colella Mgmt For Withhold Against
1.6 Elect Ginger Graham Mgmt For For For
1.7 Elect Randall Livingston Mgmt For For For
1.8 Elect Woodrow Myers, Jr. Mgmt For Withhold Against
2 Employee Stock Purchase Plan Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Glacier Bancorp,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GBCI CUISP 37637Q105 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Blodnick Mgmt For Withhold Against
1.2 Elect Sherry Cladouhos Mgmt For Withhold Against
1.3 Elect James English Mgmt For Withhold Against
1.4 Elect Allen Fetscher Mgmt For Withhold Against
1.5 Elect Dallas Herron Mgmt For Withhold Against
1.6 Elect Craig Langel Mgmt For Withhold Against
1.7 Elect L. Peter Larson Mgmt For Withhold Against
1.8 Elect Douglas McBride Mgmt For Withhold Against
1.9 Elect John Murdoch Mgmt For Withhold Against
1.10 Elect Everit Sliter Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Graco Inc.
Ticker Security ID: Meeting Date Meeting Status
GGG CUISP 384109104 04/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Patrick McHale Mgmt For Withhold Against
1.2 Elect Lee Mitau Mgmt For Withhold Against
1.3 Elect Marti Morfitt Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Harmonic Inc.
Ticker Security ID: Meeting Date Meeting Status
HLIT CUISP 413160102 06/22/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Patrick Harshman Mgmt For Withhold Against
1.2 Elect Lewis Solomon Mgmt For Withhold Against
1.3 Elect Harold Covert Mgmt For Withhold Against
1.4 Elect Patrick Gallagher Mgmt For Withhold Against
1.5 Elect E. Floyd Kvamme Mgmt For Withhold Against
1.6 Elect Anthony Ley Mgmt For Withhold Against
1.7 Elect William Reddersen Mgmt For Withhold Against
1.8 Elect David Van Valkenburg Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Amendment to the Employee Stock Mgmt For Against Against
Purchase
Plan
5 Ratification of Auditor Mgmt For For For
Insperity, Inc.
Ticker Security ID: Meeting Date Meeting Status
NSP CUISP 45778Q107 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Brown Mgmt For Withhold Against
1.2 Elect Eli Jones Mgmt For Withhold Against
1.3 Elect Gregory Petsch Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
J. Crew Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
JCG CUISP 46612H402 03/01/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of the Merger Mgmt For Against Against
2 Right to Adjourn Meeting Mgmt For Against Against
Jack Henry &
Associates,
Inc.
Ticker Security ID: Meeting Date Meeting Status
JKHY CUISP 426281101 11/09/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jerry Hall Mgmt For Withhold Against
1.2 Elect Michael Henry Mgmt For Withhold Against
1.3 Elect James Ellis Mgmt For Withhold Against
1.4 Elect Craig Curry Mgmt For Withhold Against
1.5 Elect Wesley Brown Mgmt For Withhold Against
1.6 Elect Matthew Flanigan Mgmt For Withhold Against
1.7 Elect Marla Shepard Mgmt For Withhold Against
1.8 Elect John Prim Mgmt For Withhold Against
2 Amendment to the Restricted Stock Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For Against Against
KB Home
Ticker Security ID: Meeting Date Meeting Status
KBH CUISP 48666K109 04/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Barbara Alexander Mgmt For For For
2 Elect Stephen Bollenbach Mgmt For Against Against
3 Elect Timothy Finchem Mgmt For Against Against
4 Elect Kenneth Jastrow II Mgmt For For For
5 Elect Robert Johnson Mgmt For For For
6 Elect Melissa Lora Mgmt For For For
7 Elect Michael McCaffery Mgmt For Against Against
8 Elect Jeffrey Mezger Mgmt For For For
9 Elect Leslie Moonves Mgmt For For For
10 Elect Luis Nogales Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2010 Equity Mgmt For Against Against
Incentive
Plan
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
LHC Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
LHCG CUISP 50187A107 06/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Keith Myers Mgmt For Withhold Against
1.2 Elect Ted Hoyt Mgmt For Withhold Against
1.3 Elect George Lewis Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Mentor Graphics
Corporation
Ticker Security ID: Meeting Date Meeting Status
MENT CUISP 587200106 05/12/2011 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Peter Bonfield Mgmt For TNA N/A
1.2 Elect James Fiebiger Mgmt For TNA N/A
1.3 Elect Kevin McDonough Mgmt For TNA N/A
1.4 Elect Walden Rhines Mgmt For TNA N/A
1.5 Elect Marsha Congdon Mgmt For TNA N/A
1.6 Elect Gregory Hinckley Mgmt For TNA N/A
1.7 Elect Patrick McManus Mgmt For TNA N/A
1.8 Elect Fontaine Richardson Mgmt For TNA N/A
2 Advisory Vote on Executive Mgmt For TNA N/A
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year TNA N/A
Executive
Compensation
4 Amendment to the 1989 Employee Stock Mgmt For TNA N/A
Purchase Plan and Foreign
Subsidiary Employee Stock Purchase
Plan
5 Ratification of Auditor Mgmt For TNA N/A
6 Opting Out of State Takeover Law Mgmt For TNA N/A
Mentor Graphics
Corporation
Ticker Security ID: Meeting Date Meeting Status
MENT CUISP 587200106 05/12/2011 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jose Maria Alapont Opp Against For Against
1.2 Elect Gary Meyers Opp Against For Against
1.3 Elect David Schechter Opp Against Withhold For
1.4 Elect Peter Bonfield Mgmt For For For
1.5 Elect Kevin McDonough Mgmt For For For
1.6 Elect Walden Rhines Mgmt For For For
1.7 Elect Gregory Hinckley Mgmt For For For
1.8 Elect Patrick McManus Mgmt For For For
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Amendment to the 1989 Employee Stock Mgmt For For For
Purcahse Plan and Foreign
Subsidiary Employee Stock Purcahse
Plan
5 Ratification of Auditor Mgmt For Against Against
6 Opting Out of State Takeover Law Mgmt For For For
Mentor Graphics
Corporation
Ticker Security ID: Meeting Date Meeting Status
MENT CUISP 587200106 07/01/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Peter Bonfield Mgmt For Withhold Against
1.2 Elect Marsha Congdon Mgmt For Withhold Against
1.3 Elect James Fiebiger Mgmt For Withhold Against
1.4 Elect Gregory Hinckley Mgmt For Withhold Against
1.5 Elect Kevin McDonough Mgmt For Withhold Against
1.6 Elect Patrick McManus Mgmt For Withhold Against
1.7 Elect Walden Rhines Mgmt For Withhold Against
1.8 Elect Fontaine Richardson Mgmt For Withhold Against
2 Increase Authorized Shares Mgmt For Against Against
3 2010 Omnibus Incentive Plan Mgmt For Against Against
4 Ratification of Auditor Mgmt For Against Against
Nash-Finch
Company
Ticker Security ID: Meeting Date Meeting Status
NAFC CUISP 631158102 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Alec Covington Mgmt For Withhold Against
1.2 Elect Sam Duncan Mgmt For Withhold Against
1.3 Elect Mickey Foret Mgmt For Withhold Against
1.4 Elect Douglas Hacker Mgmt For Withhold Against
1.5 Elect Hawthorne Proctor Mgmt For Withhold Against
1.6 Elect William Voss Mgmt For Withhold Against
1.7 Elect Christopher Bodine Mgmt For Withhold Against
2 Article Amendments to Certificate of Mgmt For For For
Incorporation
3 Elimination of Supermajority Mgmt For For For
Requirement for Stockholder
Approval of Certain Fundamental
Changes
4 Elimination of Supermajority Mgmt For For For
Requirement for Stockholder
Approval of Certain Business
Combinations with a Controlling
Person
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
Pinnacle
Financial
Partners,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PNFP CUISP 72346Q104 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Cope Mgmt For Withhold Against
1.2 Elect William Huddleston, IV Mgmt For Withhold Against
1.3 Elect Robert McCabe, Jr. Mgmt For Withhold Against
1.4 Elect Wayne Riley Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
PulteGroup, Inc.
Ticker Security ID: Meeting Date Meeting Status
PHM CUISP 745867101 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Brian Anderson Mgmt For For For
1.2 Elect Cheryl Grise Mgmt For Withhold Against
1.3 Elect Patrick O'Leary Mgmt For Withhold Against
1.4 Elect Thomas Schoewe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Performance-Based Equity
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
Quest Software,
Inc.
Ticker Security ID: Meeting Date Meeting Status
QSFT CUISP 74834T103 06/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Vincent Smith Mgmt For Withhold Against
1.2 Elect Douglas Garn Mgmt For Withhold Against
1.3 Elect Augustine Nieto II Mgmt For Withhold Against
1.4 Elect Kevin Klausmeyer Mgmt For Withhold Against
1.5 Elect Paul Sallaberry Mgmt For Withhold Against
1.6 Elect H. John Dirks Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Quicksilver
Resources
Inc.
Ticker Security ID: Meeting Date Meeting Status
KWK CUISP 74837R104 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Thomas Darden Mgmt For Withhold Against
1.2 Elect W. Byron Dunn Mgmt For Withhold Against
1.3 Elect Mark Warner Mgmt For Withhold Against
2 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Salix
Pharmaceuticals,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
SLXP CUISP 795435106 06/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Chappell Mgmt For Withhold Against
1.2 Elect Thomas D'Alonzo Mgmt For Withhold Against
1.3 Elect Richard Franco, Sr. Mgmt For Withhold Against
1.4 Elect William Keane Mgmt For Withhold Against
1.5 Elect Carolyn Logan Mgmt For Withhold Against
1.6 Elect Mark Sirgo Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
SEI Investments
Company
Ticker Security ID: Meeting Date Meeting Status
SEIC CUISP 784117103 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Kathryn McCarthy Mgmt For Against Against
2 Elect Sarah Blumenstein Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Simpson
Manufacturing
Co.,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SSD CUISP 829073105 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Earl Cheit Mgmt For Withhold Against
1.2 Elect Thomas Fitzmyers Mgmt For Withhold Against
1.3 Elect Barry Williams Mgmt For Withhold Against
2 2011 Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Sirona Dental
Systems,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SIRO CUISP 82966C103 02/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Hood Mgmt For Withhold Against
1.2 Elect Thomas Jetter Mgmt For Withhold Against
1.3 Elect Harry Kraemer, Jr. Mgmt For Withhold Against
1.4 Elect Jeffrey Slovin Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
SM Energy Company
Ticker Security ID: Meeting Date Meeting Status
SM CUISP 78454L100 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Barbara Baumann Mgmt For Against Against
2 Elect Anthony Best Mgmt For Against Against
3 Elect Larry Bickle Mgmt For Against Against
4 Elect Stephen Brand Mgmt For Against Against
5 Elect William Gardiner Mgmt For Against Against
6 Elect Julio Quintana Mgmt For Against Against
7 Elect John Seidl Mgmt For Against Against
8 Elect William Sullivan Mgmt For Against Against
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Teleflex
Incorporated
Ticker Security ID: Meeting Date Meeting Status
TFX CUISP 879369106 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect George Babich, Jr. Mgmt For Withhold Against
1.2 Elect William Cook Mgmt For Withhold Against
1.3 Elect Stephen Klasko Mgmt For Withhold Against
1.4 Elect Benson Smith Mgmt For Withhold Against
2 2011 Executive Incentive Plan Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Tellabs, Inc.
Ticker Security ID: Meeting Date Meeting Status
TLAB CUISP 879664100 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Frank Ianna Mgmt For Against Against
2 Elect Stephanie Marshall Mgmt For Against Against
3 Elect William Souders Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Ratification of Auditor Mgmt For Against Against
Toll Brothers,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TOL CUISP 889478103 03/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Toll Mgmt For Withhold Against
1.2 Elect Bruce Toll Mgmt For Withhold Against
1.3 Elect Christine Garvey Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Board Mgmt For For For
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Tower Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
TWGP CUISP 891777104 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Lee Mgmt For Withhold Against
1.2 Elect William Fox Jr. Mgmt For Withhold Against
1.3 Elect William Robbie Mgmt For Withhold Against
1.4 Elect Steven Schuster Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Valeant
Pharmaceuticals
International
Ticker Security ID: Meeting Date Meeting Status
VRX CUISP 91911X104 09/27/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of the Merger Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
Valeant
Pharmaceuticals
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
VRX CUISP 91911K102 05/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Ingram Mgmt For For For
1.2 Elect Theo Melas-Kyriazi Mgmt For For For
1.3 Elect G. Mason Morfit Mgmt For Withhold Against
1.4 Elect Laurence Paul Mgmt For For For
1.5 Elect J. Michael Pearson Mgmt For For For
1.6 Elect Robert Power Mgmt For Withhold Against
1.7 Elect Norma Provencio Mgmt For Withhold Against
1.8 Elect Lloyd Segal Mgmt For For For
1.9 Elect Katharine Stevenson Mgmt For For For
1.10 Elect Michael Van Every Mgmt For For For
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 2011 Omnibus Incentive Plan Mgmt For Against Against
5 Amendment to the 2007 Equity Mgmt For For For
Compensation
Plan
6 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
VCA Antech, Inc.
Ticker Security ID: Meeting Date Meeting Status
WOOF CUISP 918194101 06/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Chickering, Jr. Mgmt For Withhold Against
1.2 Elect John Heil Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Equity Mgmt For Against Against
Incentive
Plan
4 Amendment to the 2007 Cash Incentive Mgmt For Against Against
Plan
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
VeriSign, Inc.
Ticker Security ID: Meeting Date Meeting Status
VRSN CUISP 92343E102 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect D. James Bidzos Mgmt For Against Against
2 Elect William Chenevich Mgmt For Against Against
3 Elect Kathleen Cote Mgmt For Against Against
4 Elect Mark McLaughlin Mgmt For Against Against
5 Elect Roger Moore Mgmt For Against Against
6 Elect John Roach Mgmt For Against Against
7 Elect Louis Simpson Mgmt For Against Against
8 Elect Timothy Tomlinson Mgmt For Against Against
9 Advisory Vote on Executive Mgmt For Against Against
Compensation
10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
11 Amendment to the 2006 Equity Mgmt For Against Against
Incentive
Plan
12 Ratification of Auditor Mgmt For For For
W&T Offshore,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WTI CUISP 92922P106 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Virginia Boulet Mgmt For Withhold Against
1.2 Elect J. F. Freel Mgmt For Withhold Against
1.3 Elect Samir Gibara Mgmt For Withhold Against
1.4 Elect Robert Israel Mgmt For Withhold Against
1.5 Elect Stuart Katz Mgmt For Withhold Against
1.6 Elect Tracy Krohn Mgmt For Withhold Against
1.7 Elect S. James Nelson, Jr. Mgmt For Withhold Against
1.8 Elect B. Frank Stanley Mgmt For Withhold Against
2 Increase of Preferred Stock Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Websense, Inc.
Ticker Security ID: Meeting Date Meeting Status
WBSN CUISP 947684106 06/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Carrington Mgmt For Withhold Against
1.2 Elect Bruce Coleman Mgmt For Withhold Against
1.3 Elect Gene Hodges Mgmt For Withhold Against
1.4 Elect John Schaefer Mgmt For Withhold Against
1.5 Elect Gary Sutton Mgmt For Withhold Against
1.6 Elect Mark St.Clare Mgmt For Withhold Against
1.7 Elect Peter Waller Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Manager Sleeve : Moderate WS PORT 21
07/01/2010 - 06/30/2011
ABB Ltd.
Ticker Security ID: Meeting Date Meeting Status
ABBN CINS H0010V101 04/29/2011 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Receive Financial Statements and Mgmt N/A N/A N/A
Statutory Reports
(Non-Voting)
2.1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2.2 Approve Remuneration Report Mgmt For Against Against
3 Approve Discharge of Board and Mgmt For For For
Senior
Management
4 Approve Allocation of Income and Mgmt For For For
Dividends of CHF 0.60 per Share
from Capital Contribution
Reserves
5 Approve Creation of CHF 73.3 Million Mgmt For Against Against
Pool of Conditional Capital without
Preemptive Rights for Employee
Stock Participation
Plan
6 Approve Creation of CHF 206 Million Mgmt For For For
Pool of Capital without Preemptive
Rights
7.1 Reelect Roger Agnelli as Director Mgmt For For For
7.2 Reelect Louis Hughes as Director Mgmt For For For
7.3 Reelect Hans Maerki as Director Mgmt For For For
7.4 Reelect Michel de Rosen as Director Mgmt For For For
7.5 Reelect Michael Treschow as Director Mgmt For For For
7.6 Reelect Jacob Wallenberg as Director Mgmt For For For
7.7 Reelect Hubertus von Gruenberg as Mgmt For For For
Director
7.8 Elect Ying Yeh as Director Mgmt For For For
8 Ratify Ernst & Young AG as Auditors Mgmt For Against Against
Acciona S.A
Ticker Security ID: Meeting Date Meeting Status
CINS E0008Z109 06/08/2011 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Individual and Consolidated Mgmt For For For
Financial Statements and Statutory
Reports for FY
2010
2 Approve Discharge of Board of Mgmt For For For
Directors; Accept Individual and
Consolidated Management Reports for
FY
2010
3 Approve Allocation of Income for FY Mgmt For For For
2010 and Dividends of EUR 2.03 per
Share
4 Reelect Deloitte SL as Auditors of Mgmt For Against Against
Individual and Consolidated
Accounts
5.1 Reelect Belen Villalonga Morenes as Mgmt For For For
Director
5.2 Elect Sol Daurella Comadran as Mgmt For For For
Director
6.1 Approve Stock and Option Grants Mgmt For For For
6.2 Approve Extention of Stock and Mgmt For For For
Option Plan 2009-2011 Until 2012;
Fix Number of Available Shares for
the
Plan
7.1 Receive Information on Important Mgmt N/A N/A N/A
Changes in Assets and Liabilities
of Merger Participating Companies
Between Date of Merger Plan and
AGM
7.2 Approve Merger Balance Sheet Mgmt For For For
7.3 Approve Merger by Absorption of Mgmt For For For
Grupo Entrecanales SA, Servicios
Urbanos Integrales SA, Tivafen SA
(Sociedad Unipersonal), and osmosis
Internacional SA by
Company
7.4 Approve Consolidation of Tax Regime Mgmt For For For
8.1 Amend Title I of Bylaws Re: Update Mgmt For For For
Legal
Reference
8.2 Amend Title II of Bylaws Re: Update Mgmt For For For
Reference to Applicable
Legislation
8.3 Amend Title III Chapter 1 of Bylaws Mgmt For For For
Re: General
Meeting
8.4 Amend Title III Chapter 2 of Bylaws Mgmt For For For
Re:
Board-Related
8.5 Amend Title IV of Bylaws Re: Textual Mgmt For For For
Adjustments and Include Reference
to Consolidated
Accounts
8.6 Amend Title V of Bylaws Mgmt For For For
9 Amend General Meeting Regulations Mgmt For For For
10 Advisory Vote on Remuneration Report Mgmt For Against Against
11 Receive Changes to Board of Mgmt N/A N/A N/A
Directors'
Guidelines
12 Authorize Board to Ratify and Mgmt For For For
Execute Approved
Resolutions
Accor
Ticker Security ID: Meeting Date Meeting Status
AC CINS F00189120 05/30/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements and Mgmt For For For
Statutory
Reports
2 Accept Consolidated Financial Mgmt For For For
Statements and Statutory
Reports
3 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 0.62 per
Share
4 Reelect Virginie Morgon as Director Mgmt For For For
5 Reelect Sebastien Bazin as Director Mgmt For For For
6 Reelect Denis Hennequin as Director Mgmt For Against Against
7 Reelect Franck Riboud as Director Mgmt For For For
8 Ratify Appointment of Mercedes Erra Mgmt For For For
as
Director
9 Approve Remuneration of Directors in Mgmt For For For
the Aggregate Amount of EUR
575,000
10 Approve Transaction with Groupe Mgmt For For For
Lucien
Barriere
11 Approve Transaction with Yann Mgmt For Against Against
Caillere
12 Approve Transaction with Gilles Mgmt For Against Against
Pelisson
13 Approve Transaction with Denis Mgmt For Against Against
Hennequin
14 Authorize Repurchase of Up to 22 Mgmt For For For
Million
Shares
15 Approve Reduction in Share Capital Mgmt For For For
via Cancellation of Repurchased
Shares
16 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 300
Million
17 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 160
Million
18 Approve Issuance of Equity or Mgmt For For For
Equity-Linked Securities without
Preemptive Rights Up to Aggregate
Nominal Amount of EUR 100 Million,
Reserved for Specific
Beneficiaries
19 Authorize Board to Increase Capital Mgmt For For For
in the Event of Additional Demand
Related to Delegation Submitted to
Shareholder Vote under Items 16 to
18
Above
20 Authorize Capital Increase of up to Mgmt For For For
10 Percent of Issued Capital for
Future
Acquisitions
21 Authorize Capitalization of Reserves Mgmt For For For
of Up to EUR 300 Million for Bonus
Issue or Increase in Par
Value
22 Set Total Limit for Capital Increase Mgmt For For For
to Result from All Issuance
Requests under Items 16 to 21 at
EUR 340
Million
23 Approve Employee Stock Purchase Plan Mgmt For For For
24 Authorize up to 2.5 Percent of Mgmt For Against Against
Issued Capital for Use in Stock
Option
Plan
25 Authorize up to 0.5 Percent of Mgmt For Against Against
Issued Capital for Use in
Restricted Stock
Plan
26 Authorize Filing of Required Mgmt For For For
Documents/Other
Formalities
27 Change Location of Registered Office Mgmt For For For
to 110, Avenue de France, 75013
Paris and Amend Article 4 of Bylaws
Accordingly
Apogee
Enterprises,
Inc.
Ticker Security ID: Meeting Date Meeting Status
APOG CUSIP 037598109 06/22/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Robert J. Marzec Mgmt For Withhold Against
1.2 Elect Director Stephen C. Mitchell Mgmt For Withhold Against
1.3 Elect Director David E. Weiss Mgmt For Withhold Against
2 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For
4 Amend Omnibus Stock Plan Mgmt For Against Against
5 Amend Non-Employee Director Omnibus Mgmt For Against Against
Stock
Plan
6 Ratify Auditors Mgmt For Against Against
Autodesk, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADSK CUSIP 052769106 06/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Carl Bass Mgmt For Against Against
2 Elect Director Crawford W. Beveridge Mgmt For Against Against
3 Elect Director J. Hallam Dawson Mgmt For Against Against
4 Elect Director Per-Kristian Halvorsen Mgmt For Against Against
5 Elect Director Sean M. Maloney Mgmt For Against Against
6 Elect Director Mary T. McDowell Mgmt For Against Against
7 Elect Director Lorrie M. Norrington Mgmt For Against Against
8 Elect Director Charles J. Robel Mgmt For Against Against
9 Elect Director Steven M. West Mgmt For Against Against
10 Ratify Auditors Mgmt For Against Against
11 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For
Baxter
International
Inc.
Ticker Security ID: Meeting Date Meeting Status
BAX CUSIP 071813109 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Wayne T. Hockmeyer Mgmt For Against Against
2 Elect Director Robert L. Parkinson, Mgmt For Against Against
Jr.
3 Elect Director Thomas T. Stallkamp Mgmt For Against Against
4 Elect Director Albert P.L. Stroucken Mgmt For Against Against
5 Ratify Auditors Mgmt For Against Against
6 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against
8 Approve Qualified Employee Stock Mgmt For For For
Purchase
Plan
9 Approve Omnibus Stock Plan Mgmt For Against Against
10 Amend Certificate of Incorporation Mgmt For For For
to Declassify the Board and Reduce
Supermajority Voting
Requirement
Best Buy Co.,
Inc.
Ticker Security ID: Meeting Date Meeting Status
BBY CUSIP 086516101 06/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Ronald James Mgmt For For For
1.2 Elect Director Sanjay Khosla Mgmt For For For
1.3 Elect Director George L. Mikan III Mgmt For For For
1.4 Elect Director Matthew H. Paull Mgmt For For For
1.5 Elect Director Richard M. Schulze Mgmt For For For
1.6 Elect Director Hatim A. Tyabji Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Change Range for Size of the Board Mgmt For Against Against
4 Amend Omnibus Stock Plan Mgmt For Against Against
5 Approve Executive Incentive Bonus Mgmt For Against Against
Plan
6 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against
8 Declassify the Board of Directors ShrHldr Against For Against
Canon Inc.
Ticker Security ID: Meeting Date Meeting Status
7751 CINS J05124144 03/30/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY
65
2.1 Elect Director Mitarai, Fujio Mgmt For For For
2.2 Elect Director Uchida, Tsuneji Mgmt For For For
2.3 Elect Director Tanaka, Toshizo Mgmt For For For
2.4 Elect Director Ikoma, Toshiaki Mgmt For For For
2.5 Elect Director Watanabe, Kunio Mgmt For For For
2.6 Elect Director Adachi, Yoroku Mgmt For For For
2.7 Elect Director Mitsuhashi, Yasuo Mgmt For For For
2.8 Elect Director Iwashita, Tomonori Mgmt For For For
2.9 Elect Director Osawa, Masahiro Mgmt For For For
2.10 Elect Director Matsumoto, Shigeyuki Mgmt For For For
2.11 Elect Director Shimizu, Katsuichi Mgmt For For For
2.12 Elect Director Banba, Ryoichi Mgmt For For For
2.13 Elect Director Honma, Toshio Mgmt For For For
2.14 Elect Director Nakaoka, Masaki Mgmt For For For
2.15 Elect Director Honda, Haruhisa Mgmt For For For
2.16 Elect Director Ozawa, Hideki Mgmt For For For
2.17 Elect Director Maeda, Masaya Mgmt For For For
2.18 Elect Director Tani, Yasuhiro Mgmt For For For
2.19 Elect Director Araki, Makoto Mgmt For For For
3 Appoint Statutory Auditor Oe, Tadashi Mgmt For For For
4 Approve Annual Bonus Payment to Mgmt For For For
Directors
5 Approve Stock Option Plan Mgmt For Against Against
Carrefour
Ticker Security ID: Meeting Date Meeting Status
CA CINS F13923119 06/21/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements and Mgmt For For For
Discharge
Directors
2 Accept Consolidated Financial Mgmt For For For
Statements and Statutory
Reports
3 Approve Auditors' Special Report on Mgmt For For For
Related-Party
Transactions
4 Ratify Change of Registered Office Mgmt For For For
5 Amend Article 26 of Bylaws Re: Mgmt For For For
Dividends
6 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 1.08 per
Share
7 Approve Special Dividends Mgmt For For For
8 Reelect Bernard Arnault as Director Mgmt For For For
9 Reelect Jean-Laurent Bonnafe as Mgmt For For For
Director
10 Reelect Rene Brillet as Director Mgmt For For For
11 Reelect Amaury de Seze as Director Mgmt For For For
12 Ratify Appointment of Mathilde Mgmt For For For
Lemoine as
Director
13 Ratify Mazars as Auditor Mgmt For Against Against
14 Ratify Thierry Colin as Alternate Mgmt For Against Against
Auditor
15 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share
Capital
16 Approve Reduction in Share Capital Mgmt For For For
via Cancellation of Repurchased
Shares
17 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 500
Million
18 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 175
Million
19 Authorize Capitalization of Reserves Mgmt For For For
of Up to EUR 500 Million for Bonus
Issue or Increase in Par
Value
20 Authorize Capital Increase of up to Mgmt For For For
10 Percent of Issued Capital for
Future
Acquisitions
21 Authorize Capital Increase of Up to Mgmt For For For
EUR 100 Million for Future Exchange
Offers
22 Approve Employee Stock Purchase Plan Mgmt For For For
23 Authorize Board to Amend Number of Mgmt For For For
Awards Granted Under Outstanding
Restricted Stock
Plans
Companhia
Saneamento
Basico do
Estado de Sao
Paulo -
SABESP
Ticker Security ID: Meeting Date Meeting Status
SBSP3 CUSIP 20441A102 04/28/2011 Voted
Meeting Type Country of Trade
Mix Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Accept Financial Statements and Mgmt For For For
Statutory Reports for Fiscal Year
Ended Dec. 31,
2010
1.2 Approve Allocation of Income and Mgmt For For For
Dividends
1.3 Designate Newspapers to Publish Mgmt For For For
Company
Announcements
1.4 Elect Directors/Fiscal Council Mgmt For Against Against
Members and Approve Their
Remuneration
2.1 Amend Articles Mgmt For For For
Deutsche Post AG
Ticker Security ID: Meeting Date Meeting Status
DPW CINS D19225107 05/25/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Receive Financial Statements and Mgmt N/A N/A N/A
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 0.65 per
Share
3 Approve Discharge of Management Mgmt For For For
Board for Fiscal
2010
4 Approve Discharge of Supervisory Mgmt For For For
Board for Fiscal
2010
5 Ratify PricewaterhouseCoopers as Mgmt For Against Against
Auditors for Fiscal
2011
6 Approve Issuance of Warrants/Bonds Mgmt For For For
with Warrants Attached/Convertible
Bonds with Partial Exemption of
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1 Billion;
Approve Creation of EUR 75 Million
Pool of Capital to Guarantee
Conversion
Rights
7.1 Elect Werner Gatzer to the Mgmt For For For
Supervisory
Board
7.2 Elect Thomas Kunz to the Supervisory Mgmt For For For
Board
7.3 Elect Elmar Toime to the Supervisory Mgmt For For For
Board
7.4 Elect Katja Windt to the Supervisory Mgmt For For For
Board
7.5 Elect Hero Brahms to the Supervisory Mgmt For For For
Board
East Japan
Railway
Co.
Ticker Security ID: Meeting Date Meeting Status
9020 CINS J1257M109 06/23/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY
55
2 Amend Articles To Streamline Board Mgmt For For For
Structure
3 Elect Director Takahashi, Makoto Mgmt For For For
4.1 Appoint Statutory Auditor Hoshino, Mgmt For For For
Shigeo
4.2 Appoint Statutory Auditor Mgmt For For For
Higashikawa,
Hajime
4.3 Appoint Statutory Auditor Harayama, Mgmt For For For
Kiyomi
5 Approve Annual Bonus Payment to Mgmt For For For
Directors and Statutory
Auditors
6 Amend Articles to Authorize Company ShrHldr Against Against For
to Direct Subsidiary to Investigate
Medical Practitioners Law (MPL)
Violations by Tenant Shop
Employees
7 Direct Dept Store Subsidiary to ShrHldr Against Against For
Retain Asahi Shimbun to Investigate
MPL Violation at Tenant
Contact-Lens
Shops
8 Direct Dept Store Subsidiary to ShrHldr Against Against For
Retain Asahi Shimbun to Check for
MPL Violations when Accepting New
Tenant
Shops
eBay Inc.
Ticker Security ID: Meeting Date Meeting Status
EBAY CUSIP 278642103 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Fred D. Anderson Mgmt For Against Against
2 Elect Director Edward W. Barnholt Mgmt For Against Against
3 Elect Director Scott D. Cook Mgmt For Against Against
4 Elect Director John J. Donahoe Mgmt For Against Against
5 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For
7 Ratify Auditors Mgmt For Against Against
8 Reduce Supermajority Vote Requirement ShrHldr Against For Against
Ecolab Inc.
Ticker Security ID: Meeting Date Meeting Status
ECL CUSIP 278865100 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Douglas M. Baker, Jr. Mgmt For Against Against
2 Elect Director Barbara J. Beck Mgmt For Against Against
3 Elect Director Jerry W. Levin Mgmt For Against Against
4 Elect Director Robert L. Lumpkins Mgmt For Against Against
5 Ratify Auditors Mgmt For Against Against
6 Amend Nonqualified Employee Stock Mgmt For For For
Purchase
Plan
7 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
8 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For
9 Adopt Policy on Human Right to Water ShrHldr Against For Against
10 Reduce Supermajority Vote Requirement ShrHldr Against For Against
EDF Energies
Nouvelles
Ticker Security ID: Meeting Date Meeting Status
EEN CINS F31932100 05/27/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements and Mgmt For For For
Statutory
Reports
2 Accept Consolidated Financial Mgmt For For For
Statements and Statutory
Reports
3 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 0.42 per
Share
4 Approve Auditors' Special Report on Mgmt For Against Against
Related-Party
Transactions
5 Approve Chairman's Reports on Mgmt For For For
Internal Board Procedures and
Internal
Control
6 Approve Remuneration of Directors in Mgmt For For For
the Aggregate Amount of EUR
120,000
7 Ratify Appointment of Stephane Mgmt For Against Against
Tortajada as
Director
8 Ratify Appointment of Jean-Louis Mgmt For Against Against
Mathias as
Director
9 Ratify Appointment of Yves Giraud as Mgmt For Against Against
Director
10 Ratify Change of Registered Office Mgmt For For For
to Coeur Defense ? Tour B ? 100,
Esplanade du General de Gaulle -
92932 Paris la Defense
cedex
11 Authorize Repurchase of Up to 10 Mgmt For Against Against
Percent of Issued Share
Capital
12 Authorize Filing of Required Mgmt For For For
Documents/Other
Formalities
13 Amend Article 15 of Bylaws Re: Board Mgmt For For For
Decisions
14 Authorize Filing of Required Mgmt For For For
Documents/Other
Formalities
Enel Green Power
S.P.A.
Ticker Security ID: Meeting Date Meeting Status
EGPW CINS T3679C106 04/27/2011 Voted
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Allocation of Income Mgmt For For For
3 Increase Board Size Mgmt For Against Against
4 Elect Directors (Bundled) Mgmt For Against Against
5.1 Slate Submitted by Enel Mgmt N/A N/A N/A
5.2 Slate Submitted by Enpam and Mgmt N/A For N/A
Incarcassa
6 Approve Internal Auditors' Mgmt For For For
Remuneration
7 Approve Auditors and Authorize Board Mgmt For For For
to Fix Their
Remuneration
Enel Green Power
S.P.A.
Ticker Security ID: Meeting Date Meeting Status
EGPW CINS T3679C106 04/27/2011 Voted
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Amend Company Bylaws Re: 10 Mgmt For For For
(Shareholders
Meetings)
1.2 Amend Company Bylaws Re: 12 and 19 Mgmt For For For
(Related Party
Transactions)
Google Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOG CUSIP 38259P508 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Larry Page Mgmt For For For
1.2 Elect Director Sergey Brin Mgmt For For For
1.3 Elect Director Eric E. Schmidt Mgmt For For For
1.4 Elect Director L. John Doerr Mgmt For For For
1.5 Elect Director John L. Hennessy Mgmt For For For
1.6 Elect Director Ann Mather Mgmt For For For
1.7 Elect Director Paul S. Otellini Mgmt For For For
1.8 Elect Director K. Ram Shriram Mgmt For For For
1.9 Elect Director Shirley M. Tilghman Mgmt For For For
2 Ratify Auditors Mgmt For Against Against
3 Amend Omnibus Stock Plan Mgmt For Against Against
4 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against
6 Amend Bylaws to Establish a Board ShrHldr Against For Against
Committee on Environmental
Sustainability
7 Reduce Supermajority Vote Requirement ShrHldr Against Against For
8 Report on Code of Conduct Compliance ShrHldr Against Against For
H & M Hennes &
Mauritz
Ticker Security ID: Meeting Date Meeting Status
HMB CINS W41422101 04/28/2011 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Open Meeting Mgmt N/A N/A N/A
2 Elect Sven Unger as Chairman of Mgmt For For For
Meeting
3 Receive President's Report; Allow Mgmt N/A N/A N/A
Questions
4 Prepare and Approve List of Mgmt For For For
Shareholders
5 Approve Agenda of Meeting Mgmt For For For
6 Designate Inspector(s) of Minutes of Mgmt For For For
Meeting
7 Acknowledge Proper Convening of Mgmt For For For
Meeting
8.1 Receive Financial Statements and Mgmt N/A N/A N/A
Statutory Reports; Receive
Auditor's Report; Receive Auditor's
Report on Application of Guidelines
for Remuneration for Executive
Management
8.2 Receive Auditor's and Auditing Mgmt N/A N/A N/A
Committee's
Reports
8.3 Receive Chairman's Report About Mgmt N/A N/A N/A
Board
Work
8.4 Receive Report of the Chairman of Mgmt N/A N/A N/A
the Nominating
Committee
9.1 Approve Financial Statements and Mgmt For For For
Statutory
Reports
9.2 Approve Allocation of Income and Mgmt For For For
Dividends of SEK 9.50 per
Share
9.3 Approve Discharge of Board and Mgmt For For For
President
10 Determine Number of Members (8) and Mgmt For For For
Deputy Members (0) of
Board
11 Approve Remuneration of Directors in Mgmt For Against Against
the Amount of SEK 1.35 Million for
Chairman, and SEK 450,000 for Other
Members; Approve Remuneration for
Committe Work; Approve Remuneration
of
Auditors
12 Reelect Mia Livfors, Anders Dahlvig, Mgmt For For For
Lottie Knutson, Sussi Kvart, Bo
Lundquist, Stefan Persson
(Chairman), Melker Schorling, and
Christian Sievert as
Directors
13 Elect Stefan Persson, Lottie Tham, Mgmt For Against Against
Liselott Ledin, Jan Andersson, and
Anders Oscarsson as Members of
Nominating
Committee
14 Amend Articles of Association to Mgmt For For For
Comply with the New Swedish
Companies
Act
15 Approve Remuneration Policy And Mgmt For Against Against
Other Terms of Employment For
Executive
Management
16 Close Meeting Mgmt N/A N/A N/A
HSBC Holdings plc
Ticker Security ID: Meeting Date Meeting Status
HSBA CINS G4634U169 05/27/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Remuneration Report Mgmt For Against Against
3.1 Re-elect Safra Catz as Director Mgmt For For For
3.2 Elect Laura Cha as Director Mgmt For For For
3.3 Re-elect Marvin Cheung as Director Mgmt For For For
3.4 Re-elect John Coombe as Director Mgmt For For For
3.5 Re-elect Rona Fairhead as Director Mgmt For For For
3.6 Re-elect Douglas Flint as Director Mgmt For For For
3.7 Re-elect Alexander Flockhart as Mgmt For For For
Director
3.8 Re-elect Stuart Gulliver as Director Mgmt For For For
3.9 Re-elect James Hughes-Hallett as Mgmt For For For
Director
3.10 Re-elect William Laidlaw as Director Mgmt For For For
3.11 Re-elect Janis Lomax as Director Mgmt For For For
3.12 Elect Iain Mackay as Director Mgmt For For For
3.13 Re-elect Gwyn Morgan as Director Mgmt For For For
3.14 Re-elect Nagavara Murthy as Director Mgmt For For For
3.15 Re-elect Sir Simon Robertson as Mgmt For For For
Director
3.16 Re-elect John Thornton as Director Mgmt For For For
3.17 Re-elect Sir Brian Williamson as Mgmt For For For
Director
4 Reappoint KPMG Audit plc as Auditors Mgmt For Against Against
and Authorise Their
Remuneration
5 Authorise Issue of Equity with Mgmt For For For
Pre-emptive
Rights
6 Authorise Issue of Equity without Mgmt For For For
Pre-emptive
Rights
7 Approve Share Plan 2011 Mgmt For For For
8 Approve Fees Payable to Mgmt For Against Against
Non-Executive
Directors
9 Authorise the Company to Call EGM Mgmt For For For
with Two Weeks'
Notice
Hyflux Ltd.
Ticker Security ID: Meeting Date Meeting Status
CINS Y3817K105 04/27/2011 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Hyflux Employees' Share Mgmt For Against Against
Option Scheme
2011
2 Approve Participation of Olivia Lum Mgmt For Against Against
Ooi Lin in the Hyflux Employees'
Share Option Scheme
2011
3 Approve Grant of Options to Olivia Mgmt For Against Against
Lum Ooi Lin under the Hyflux
Employees' Share Option Scheme
2011
Hyflux Ltd.
Ticker Security ID: Meeting Date Meeting Status
CINS Y3817K105 04/27/2011 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Adopt Financial Statements and Mgmt For For For
Directors' and Auditors'
Reports
2 Declare Final Dividend of SGD 0.035 Mgmt For For For
Per Share for the Year Ended Dec.
31,
2010
3 Reelect Rajsekar Kuppuswami Mitta as Mgmt For For For
Director
4 Reelect Tan Teck Meng as Director Mgmt For For For
5 Approve Directors' Fees of SGD Mgmt For For For
490,000 for the Year Ended Dec. 31,
2010 (2009: SGD
576,667)
6 Reappoint KPMG LLP as External Mgmt For Against Against
Auditors and Authorize Board to Fix
Their
Remuneration
7 Approve Issuance of Equity or Mgmt For For For
Equity-Linked Securities with or
without Preemptive
Rights
8 Approve Allotment and Issuance of Mgmt For For For
Preference
Shares
9 Approve Issuance of Shares and Grant Mgmt For Against Against
of Options Under the Hyflux
Employees' Share Option
Scheme
10 Authorize Share Repurchase Program Mgmt For For For
Iberdrola
Renovables
SA
Ticker Security ID: Meeting Date Meeting Status
IBR CINS E6244B103 05/30/2011 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Individual and Consolidated Mgmt For For For
Financial Statements and Statutory
Reports for FY Ended Dec. 31,
2010
2 Accept Individual and Consolidated Mgmt For For For
Management Reports for FY Ended
Dec. 31,
2010
3 Approve Discharge of Directors Mgmt For For For
4 Re-elect Ernst & Young SL as Mgmt For Against Against
Auditors of Individual and
Consolidated
Accounts
5 Approve Allocation of Income and Mgmt For For For
Dividends
6 Ratify Co-option of and Elect Mgmt For For For
Aurelio Izquierdo Gomez as
Director
7 Authorize Board to Establish and Mgmt For For For
Fund Associations and Foundations;
Void Previous Authorization to the
Extent of Unused
Portion
8 Approve Merger by Absorption of Mgmt For For For
Company by Iberdrola SA; Approve
Merger Balance Sheet of Iberdrola
SA as of Dec. 31, 2010; Receive
Necessary Reports on Merger;
Approve Necessary Actions for
Merger; Set Terms and Conditions of
the
Exchange
9 Approve Extraordinary Dividends of Mgmt For For For
EUR 1.20 Per
Share
10 Authorize Board to Ratify and Mgmt For For For
Execute Approved
Resolutions
11 Advisory Vote on Remuneration Report Mgmt For Against Against
for FY 2011; Approve Application of
Current Policy on Remuneration for
FY
2010
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Charlene Barshefsky Mgmt For For For
2 Elect Director Susan L. Decker Mgmt For For For
3 Elect Director John J. Donahoe Mgmt For For For
4 Elect Director Reed E. Hundt Mgmt For For For
5 Elect Director Paul S. Otellini Mgmt For For For
6 Elect Director James D. Plummer Mgmt For For For
7 Elect Director David S. Pottruck Mgmt For For For
8 Elect Director Jane E. Shaw Mgmt For For For
9 Elect Director Frank D. Yeary Mgmt For For For
10 Elect Director David B. Yoffie Mgmt For For For
11 Ratify Auditors Mgmt For Against Against
12 Amend Omnibus Stock Plan Mgmt For Against Against
13 Amend Qualified Employee Stock Mgmt For For For
Purchase
Plan
14 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt N/A 1 Year N/A
International
Business
Machines
Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director A. J. P. Belda Mgmt For For For
2 Elect Director W. R. Brody Mgmt For For For
3 Elect Director K. I. Chenault Mgmt For For For
4 Elect Director M. L. Eskew Mgmt For For For
5 Elect Director S. A. Jackson Mgmt For For For
6 Elect Director A. N. Liveris Mgmt For For For
7 Elect Director W. J. McNerney, Jr. Mgmt For For For
8 Elect Director J. W. Owens Mgmt For For For
9 Elect Director S. J. Palmisano Mgmt For For For
10 Elect Director J. E. Spero Mgmt For For For
11 Elect Director S. Taurel Mgmt For For For
12 Elect Director L. H. Zambrano Mgmt For For For
13 Ratify Auditors Mgmt For Against Against
14 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against
16 Provide for Cumulative Voting ShrHldr Against Against For
17 Report on Political Contributions ShrHldr Against For Against
18 Report on Lobbying Expenses ShrHldr Against For Against
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Mary Sue Coleman Mgmt For For For
2 Elect Director James G. Cullen Mgmt For For For
3 Elect Director Ian E.L. Davis Mgmt For For For
4 Elect Director Michael M.e. Johns Mgmt For For For
5 Elect Director Susan L. Lindquist Mgmt For For For
6 Elect Director Anne M. Mulcahy Mgmt For For For
7 Elect Director Leo F. Mullin Mgmt For For For
8 Elect Director William D. Perez Mgmt For For For
9 Elect Director Charles Prince Mgmt For For For
10 Elect Director David Satcher Mgmt For For For
11 Elect Director William C. Weldon Mgmt For For For
12 Ratify Auditors Mgmt For Against Against
13 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For
15 Adopt Policy to Restrain ShrHldr Against For Against
Pharmaceutical Price
Increases
16 Amend EEO Policy to Prohibit ShrHldr Against Against For
Discrimination Based on Applicant's
Health
Status
17 Adopt Animal-Free Training Methods ShrHldr Against For Against
L air liquide
Ticker Security ID: Meeting Date Meeting Status
AI CINS F01764103 05/04/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements and Mgmt For For For
Statutory
Reports
2 Accept Consolidated Financial Mgmt For For For
Statements and Statutory
Reports
3 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 2.35 per
Share
4 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share
Capital
5 Reelect Gerard de La Martiniere as Mgmt For For For
Director
6 Reelect Cornelis van Lede as Director Mgmt For Against Against
7 Elect Sian Herbert-Jones as Director Mgmt For For For
8 Approve Transaction with Air Liquide Mgmt For For For
International, and Auditor's
Special Report on This
Transaction
9 Approve Remuneration of Directors in Mgmt For For For
the Aggregate Amount of EUR
800,000
10 Approve Reduction in Share Capital Mgmt For For For
via Cancellation of Repurchased
Shares
11 Approve Spin-Off Agreement with Air Mgmt For For For
Liquide France
Industrie
12 Approve Spin-Off Agreement with Air Mgmt For For For
Liquide Advanced
Technologies
13 Approve Spin-Off Agreement with Mgmt For For For
Cryopal
14 Approve Spin-Off Agreement with Air Mgmt For For For
Liquide
Engineering
15 Approve Spin-Off Agreement with Air Mgmt For For For
Liquide
Services
16 Authorize Board to Issue Free Mgmt For Against Against
Warrants with Preemptive Rights
During a Public Tender Offer or
Share Exchange
Offer
17 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 390
Million
18 Authorize Board to Increase Capital Mgmt For For For
in the Event of Additional Demand
Related to Delegation Submitted to
Shareholder Vote Under Item
17
19 Approve Employee Stock Purchase Plan Mgmt For For For
20 Approve Stock Purchase Plan Reserved Mgmt For For For
for International
Employees
21 Authorize Filing of Required Mgmt For For For
Documents/Other
Formalities
L Oreal
Ticker Security ID: Meeting Date Meeting Status
OR CINS F58149133 04/22/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements and Mgmt For For For
Statutory
Reports
2 Accept Consolidated Financial Mgmt For For For
Statements and Statutory
Reports
3 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 1.80 per
Share
4 Reelect Liliane Bettencourt as Mgmt For For For
Director
5 Reelect Annette Roux as Director Mgmt For For For
6 Reelect Charles Henri Filippi as Mgmt For For For
Director
7 Approve Remuneration of Directors in Mgmt For Against Against
the Aggregate Amount of EUR 1.3
Million
8 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share
Capital
9 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights, and/or Authorize
Capitalization of Reserves for
Bonus Issue or Increase in Par
Value, up to Aggregate Nominal
Amount of EUR 60
Million
10 Authorize up to 0.6 Percent of Mgmt For Against Against
Issued Capital for Use in Stock
Option
Plan
11 Authorize up to 0.6 Percent of Mgmt For Against Against
Issued Capital for Use in
Restricted Stock
Plan
12 Approve Employee Stock Purchase Plan Mgmt For For For
13 Authorize Filing of Required Mgmt For For For
Documents/Other
Formalities
MTR Corporation
Ltd
Ticker Security ID: Meeting Date Meeting Status
00066 CINS Y6146T101 05/06/2011 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Final Dividend Mgmt For For For
3.1 Elect Alasdair George Morrison as Mgmt For For For
Director
3.2 Reelect Edward Ho Sing-tin as Mgmt For For For
Director
3.3 Reelect Ng Leung-sing as Director Mgmt For For For
3.4 Reelect Abraham Shek Lai-him as Mgmt For For For
Director
4 Reappoint KPMG as Auditors and Mgmt For Against Against
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or Mgmt For Against Against
Equity-Linked Securities without
Preemptive
Rights
6 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share
Capital
7 Authorize Reissuance of Repurchased Mgmt For Against Against
Shares
National Grid plc
Ticker Security ID: Meeting Date Meeting Status
CINS G6375K151 07/26/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Final Dividend Mgmt For For For
3 Re-elect Sir John Parker as Director Mgmt For For For
4 Re-elect Steve Holliday as Director Mgmt For For For
5 Re-elect Ken Harvey as Director Mgmt For For For
6 Re-elect Steve Lucas as Director Mgmt For For For
7 Re-elect Stephen Pettit as Director Mgmt For For For
8 Re-elect Nick Winser as Director Mgmt For For For
9 Re-elect George Rose as Director Mgmt For For For
10 Re-elect Tom King as Director Mgmt For For For
11 Re-elect Maria Richter as Director Mgmt For For For
12 Re-elect John Allan as Director Mgmt For For For
13 Re-elect Linda Adamany as Director Mgmt For For For
14 Re-elect Mark Fairbairn as Director Mgmt For For For
15 Re-elect Philip Aiken as Director Mgmt For For For
16 Reappoint PricewaterhouseCoopers LLP Mgmt For Against Against
as
Auditors
17 Authorise Board to Fix Remuneration Mgmt For Against Against
of
Auditors
18 Approve Remuneration Report Mgmt For For For
19 Authorise Issue of Equity with Mgmt For For For
Pre-emptive
Rights
20 Authorise Issue of Equity without Mgmt For For For
Pre-emptive
Rights
21 Authorise Market Purchase Mgmt For For For
22 Authorise the Company to Call EGM Mgmt For For For
with Two Weeks'
Notice
NIKE, Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUSIP 654106103 09/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Jill K. Conway Mgmt For For For
1.2 Elect Director Alan B. Graf, Jr. Mgmt For Withhold Against
1.3 Elect Director John C. Lechleiter Mgmt For Withhold Against
1.4 Elect Director Phyllis M. Wise Mgmt For For For
2 Amend Executive Incentive Bonus Plan Mgmt For Against Against
3 Amend Omnibus Stock Plan Mgmt For Against Against
4 Ratify Auditors Mgmt For Against Against
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CINS H5820Q150 02/22/2011 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Discharge of Board and Mgmt For For For
Senior
Management
3 Approve Allocation of Income and Mgmt For For For
Dividends of CHF 2.20 per
Share
4 Approve Remuneration System Mgmt For Against Against
5.1 Reelect Ann Fudge as Director Mgmt For For For
5.2 Reelect Pierre Landolt as Director Mgmt For For For
5.3 Reelect Ulrich Lehner as Director Mgmt For For For
5.4 Elect Enrico Vanni as Director Mgmt For For For
6 Ratify PricewaterhouseCoopers AG as Mgmt For Against Against
Auditors
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CINS H5820Q150 04/08/2011 Voted
Meeting Type Country of Trade
Special Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Approve Merger Agreement with Alcon Mgmt For For For
Inc.
1.2 Approve Creation of CHF 54 Million Mgmt For For For
Pool of Authorized Capital in
Connection with Merger Agreement
with Alcon
Inc.
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUSIP 670346105 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Peter C. Browning Mgmt For Withhold Against
1.2 Elect Director Victoria F. Haynes Mgmt For For For
1.3 Elect Director Christopher J. Kearney Mgmt For Withhold Against
2 Ratify Auditors Mgmt For Against Against
3 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against
5 Require a Majority Vote for the ShrHldr Against For Against
Election of
Directors
6 Require Independent Board Chairman ShrHldr Against For Against
Portland General
Electric
Company
Ticker Security ID: Meeting Date Meeting Status
POR CUSIP 736508847 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director John W. Ballantine Mgmt For Withhold Against
1.2 Elect Director Rodney L. Brown, Jr. Mgmt For Withhold Against
1.3 Elect Director David A. Dietzler Mgmt For Withhold Against
1.4 Elect Director Kirby A. Dyess Mgmt For For For
1.5 Elect Director Peggy Y. Fowler Mgmt For For For
1.6 Elect Director Mark B. Ganz Mgmt For Withhold Against
1.7 Elect Director Corbin A. McNeill, Jr. Mgmt For Withhold Against
1.8 Elect Director Neil J. Nelson Mgmt For Withhold Against
1.9 Elect Director M. Lee Pelton Mgmt For Withhold Against
1.10 Elect Director James J. Piro Mgmt For Withhold Against
1.11 Elect Director Robert T.F. Reid Mgmt For Withhold Against
2 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against
4 Ratify Auditors Mgmt For Against Against
5 Adopt Quantitative GHG Goals for ShrHldr Against For Against
Products and
Operations
POSTNL NV
Ticker Security ID: Meeting Date Meeting Status
CINS N86672107 05/25/2011 Voted
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Open Meeting Mgmt N/A N/A N/A
2 Approve Demeger Proposal Re: Mgmt For For For
Seperation of Mail Business and
Express
Business
3 Other Business and Close Meeting Mgmt N/A N/A N/A
POSTNL NV
Ticker Security ID: Meeting Date Meeting Status
CINS N86672107 05/25/2011 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Open Meeting and Receive Annoucements Mgmt N/A N/A N/A
2 Presentation by M.P. Bakker, CEO Mgmt N/A N/A N/A
3 Receive Annual Report 2010 Mgmt N/A N/A N/A
4 Discussion on Company's Corporate Mgmt N/A N/A N/A
Governance
Structure
5 Adopt Financial Statements Mgmt For For For
6.1 Receive Explanation on Company's Mgmt N/A N/A N/A
Reserves and Dividend
Policy
6.2 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 0.57 per
Share
7 Approve Discharge of Management Board Mgmt For For For
8 Approve Discharge of Supervisory Mgmt For Against Against
Board
9.1 Announce Vacancies on the Board Mgmt N/A N/A N/A
9.2 Opportunity to Make Recommendations Mgmt N/A N/A N/A
9.3 Announce Intention of the Mgmt N/A N/A N/A
Supervisory Board to Nominate
Supervisory Board
Members
10 Reelect M.E. Harris to Supervisory Mgmt For For For
Board
11 Reelect W. Kok to Supervisory Board Mgmt For For For
12 Elect T. Menssen to Supervisory Board Mgmt For For For
13 Elect M.A.M. Boersma to Supervisory Mgmt For For For
Board
14 Announce Vacancies on the Mgmt N/A N/A N/A
Supervisory Board Arising in
2012
15 Announcement of Intention of the Mgmt N/A N/A N/A
Supervisory Board to Appoint B.L.
Bot to the Management
Board
16 Announcement of Intention of the Mgmt N/A N/A N/A
Supervisory Board to Appoint J.P.P.
Bos, G.T.C.A. Aben and H.W.P.M.A.
Verhagen to the Management
Board
17 Amend Article Re: Abolition of Large Mgmt For For For
Company
Regime
18 Grant Board Authority to Issue Mgmt For For For
Shares Up To 10 Percent of Issued
Capital Plus Additional 10 Percent
in Case of
Takeover/Merger
19 Authorize Board to Exclude Mgmt For For For
Preemptive Rights from Issuance
under Item
18
20 Authorize Repurchase of Shares Mgmt For For For
21 Approve Reduction in Share Capital Mgmt For For For
and Authorize Cancellation of
Repurchased
Shares
22.1 Presentation of the Demerger Proposal Mgmt N/A N/A N/A
22.2 Discuss the Demerger Proposal Mgmt N/A N/A N/A
23 Allow Questions Mgmt N/A N/A N/A
24 Close Meeting Mgmt N/A N/A N/A
Potlatch
Corporation
Ticker Security ID: Meeting Date Meeting Status
PCH CUSIP 737630103 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Jerome C. Knoll Mgmt For Against Against
2 Elect Director John S. Moody Mgmt For Against Against
3 Elect Director Lawrence S. Peiros Mgmt For Against Against
4 Ratify Auditors Mgmt For For For
5 Amend Omnibus Stock Plan Mgmt For Against Against
6 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against
Praxair, Inc.
Ticker Security ID: Meeting Date Meeting Status
PX CUSIP 74005P104 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Stephen F. Angel Mgmt For For For
1.2 Elect Director Oscar Bernardes Mgmt For For For
1.3 Elect Director Nance K. Dicciani Mgmt For For For
1.4 Elect Director Edward G. Galante Mgmt For For For
1.5 Elect Director Claire W. Gargalli Mgmt For For For
1.6 Elect Director Ira D. Hall Mgmt For For For
1.7 Elect Director Raymond W. LeBoeuf Mgmt For For For
1.8 Elect Director Larry D. McVay Mgmt For For For
1.9 Elect Director Wayne T. Smith Mgmt For For For
1.10 Elect Director Robert L. Wood Mgmt For For For
2 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For
4 Amend Executive Incentive Bonus Plan Mgmt For Against Against
5 Amend Omnibus Stock Plan Mgmt For Against Against
6 Ratify Auditors Mgmt For Against Against
Red Electrica
Corporacion
SA
Ticker Security ID: Meeting Date Meeting Status
REE CINS E42807102 04/12/2011 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements and Mgmt For For For
Statutory Reports for Fiscal Year
Ended Dec. 31,
2010
2 Approve Consolidated Financial Mgmt For For For
Statements and Statutory Reports
for Fiscal Year
2010
3 Approve Allocation of Income Mgmt For For For
4 Approve Discharge of Directors for Mgmt For For For
Fiscal Year
2010
5 Re-appoint PricewaterhouseCoopers as Mgmt For For For
Auditors for Individual and
Consolidated
Accounts
6.1 Amend Articles 1, 6, 7, 8, 11, 12, Mgmt For For For
14, 15, 17, 18, 20, 22, 23, 24, 29,
32, and 33 of
Bylaws
6.2 Amend Article 13 Re: Location of Mgmt For For For
General
Meetings
7.1 Amend Articles 1, 2, 3, 6, 8, 9,11, Mgmt For For For
15, 16, and Remove Introductory
Paragraph of General Meeting
Regulations
7.2 Amend Article 5 of General Meeting Mgmt For For For
Regulations Re: Location of General
Meetings
8.1 Authorize Repurchase of Shares; Mgmt For For For
Approve Allocation of Repurchased
Shares as Part of Employees' and
Executive Directors'
Remuneration
8.2 Approve Stock in Lieu of Cash Plan Mgmt For For For
8.3 Void Previous Share Repurchase Mgmt For For For
Authorization
9.1 Approve Remuneration Policy Report Mgmt For Against Against
9.2 Approve Remuneration of Directors Mgmt For Against Against
for Fiscal Year
2010
10 Authorize Board to Ratify and Mgmt For For For
Execute Approved
Resolutions
11 Receive 2010 Corporate Governance Mgmt N/A N/A N/A
Report
12 Receive Report in Compliance with Mgmt N/A N/A N/A
Article 116 bis of Stock Market
Law
Reed Elsevier plc
Ticker Security ID: Meeting Date Meeting Status
REL CINS G74570121 04/20/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Remuneration Report Mgmt For Against Against
3 Approve Final Dividend Mgmt For For For
4 Reappoint Deloitte LLP as Auditors Mgmt For Against Against
5 Authorise Board to Fix Remuneration Mgmt For Against Against
of
Auditors
6 Elect Adrian Hennah as Director Mgmt For For For
7 Re-elect Mark Armour as Director Mgmt For For For
8 Re-elect Mark Elliott as Director Mgmt For For For
9 Re-elect Erik Engstrom as Director Mgmt For For For
10 Re-elect Anthony Habgood as Director Mgmt For For For
11 Re-elect Lisa Hook as Director Mgmt For For For
12 Re-elect Robert Polet as Director Mgmt For For For
13 Re-elect David Reid as Director Mgmt For For For
14 Re-elect Ben van der Veer as Director Mgmt For For For
15 Authorise Issue of Equity with Mgmt For For For
Pre-emptive
Rights
16 Authorise Issue of Equity without Mgmt For For For
Pre-emptive
Rights
17 Authorise Market Purchase Mgmt For For For
18 Authorise the Company to Call EGM Mgmt For For For
with Two Weeks'
Notice
Royal Bank Of
Canada
Ticker Security ID: Meeting Date Meeting Status
RY CUSIP 780087102 03/03/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director W. Geoffrey Beattie Mgmt For For For
1.2 Elect Director John T. Ferguson Mgmt For For For
1.3 Elect Director Paule Gauthier Mgmt For For For
1.4 Elect Director Timothy J. Hearn Mgmt For For For
1.5 Elect Director Alice D. Laberge Mgmt For For For
1.6 Elect Director Jacques Lamarre Mgmt For For For
1.7 Elect Director Brandt C. Louie Mgmt For For For
1.8 Elect Director Michael H. McCain Mgmt For For For
1.9 Elect Director Gordon M. Nixon Mgmt For For For
1.10 Elect Director David P. O'Brien Mgmt For For For
1.11 Elect Director J. Pedro Reinhard Mgmt For For For
1.12 Elect Director Edward Sonshine Mgmt For For For
1.13 Elect Director Kathleen P. Taylor Mgmt For For For
1.14 Elect Director Victor L. Young Mgmt For For For
2 Ratify Deloitte & Touche LLP as Mgmt For Withhold Against
Auditors
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
Approach
4 Critical Mass of Qualified Women on ShrHldr Against For Against
the
Board
5 Adopt a Policy Stipulating an ShrHldr Against For Against
Internal Pay
Ratio
6 Abolition of Subsidiaries and ShrHldr Against Against For
Branches in Tax
Havens
7 Additional Information Regarding ShrHldr Against For Against
Peer Comparisons of
Compensation
Siemens AG
Ticker Security ID: Meeting Date Meeting Status
SIE CINS D69671218 01/25/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Receive Supervisory Board Report, Mgmt N/A N/A N/A
Corporate Governance Report,
Remuneration Report, and Compliance
Report for Fiscal 2009/2010
(Non-Voting)
2 Receive Financial Statements and Mgmt N/A N/A N/A
Statutory Reports for Fiscal
2009/2010
(Non-Voting)
3 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 2.70 per
Share
4 Approve Discharge of Management Mgmt For For For
Board for Fiscal
2009/2010
5 Approve Discharge of Supervisory Mgmt For For For
Board for Fiscal
2009/2010
6 Approve Remuneration System for Mgmt For Against Against
Management Board
Members
7 Ratify Ernst & Young GmbH as Mgmt For Against Against
Auditors for Fiscal 2010/2011 and
for the Inspection of the
Abbreviated Financial Statements
for the First Half of Fiscal
2010/2011
8 Authorize Share Repurchase Program Mgmt For For For
and Reissuance or Cancellation of
Repurchased
Shares
9 Authorize Use of Financial Mgmt For For For
Derivatives when Repurchasing
Shares
10 Approve Creation of EUR 90 Million Mgmt For For For
Pool of Capital to Guarantee
Conversion Rights for Issuance of
Shares to
Employees
11 Approve Remuneration of Supervisory Mgmt For Against Against
Board
12 Approve Affiliation Agreements with Mgmt For For For
Siemens Finance
GmbH
13 Approve Issuance of Warrants/Bonds Mgmt For For For
with Warrants Attached/Convertible
Bonds without Preemptive Rights up
to Aggregate Nominal Amount of EUR
15 Billion; Approve Creation of EUR
270 Million Pool of Capital to
Guarantee Conversion
Rights
14 Amend Corporate Purpose ShrHldr Against Against For
Skf Ab
Ticker Security ID: Meeting Date Meeting Status
SKFB CINS W84237143 04/28/2011 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Open Meeting Mgmt N/A N/A N/A
2 Elect Leif Ostling as Chairman of Mgmt For For For
Meeting
3 Prepare and Approve List of Mgmt For For For
Shareholders
4 Approve Agenda of Meeting Mgmt For For For
5 Designate Inspector(s) of Minutes of Mgmt For For For
Meeting
6 Acknowledge Proper Convening of Mgmt For For For
Meeting
7 Receive Financial Statements and Mgmt N/A N/A N/A
Statutory Reports; Receive
Auditor's
Report
8 Receive President's Report Mgmt N/A N/A N/A
9 Approve Financial Statements and Mgmt For For For
Statutory
Reports
10 Approve Allocation of Income and Mgmt For For For
Dividends of SEK 5.00 per
Share
11 Approve Discharge of Board and Mgmt For For For
President
12 Determine Number of Members (10) and Mgmt For For For
Deputy Members (0) of
Board
13 Approve Remuneration of Directors in Mgmt For For For
the Amount of SEK 1.2 Million for
Chairman and SEK 412,500 for Other
Members; Approve Remuneration for
Committee Work and Variable
Pay
14 Reelect Leif Ostling (Chairman), Mgmt For For For
Ulla Litzen, Tom Johnstone, Winnie
Fok, Lena Torell, Peter Grafoner,
Lars Wedenborn, Joe Loughrey, and
Jouko Karvinen as Directors; Elect
Babasaheb Kalyani as New
Director
15 Approve Remuneration of Auditors Mgmt For Against Against
16 Amend Articles Re: Convocation of Mgmt For For For
General
Meeting
17 Approve Remuneration Policy And Mgmt For Against Against
Other Terms of Employment For
Executive
Management
18 Approve Restricted Stock Plan for Mgmt For Against Against
Key
Employees
19 Authorize Repurchase up to Five Mgmt For For For
Percent of Issued Share
Capital
20 Authorize Chairman of Board and Mgmt For For For
Representatives of Four of
Company's Largest Shareholders to
Serve on Nominating
Committee
Smith & Nephew
plc
Ticker Security ID: Meeting Date Meeting Status
SN. CINS G82343164 04/14/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Remuneration Report Mgmt For For For
3 Approve Final Dividend Mgmt For For For
4 Re-elect Ian Barlow as Director Mgmt For For For
5 Re-elect Genevieve Berger as Director Mgmt For For For
6 Elect Olivier Bohuon as Director Mgmt For For For
7 Re-elect John Buchanan as Director Mgmt For For For
8 Re-elect Adrian Hennah as Director Mgmt For For For
9 Re-elect Dr Pamela Kirby as Director Mgmt For For For
10 Re-elect Brian Larcombe as Director Mgmt For For For
11 Re-elect Joseph Papa as Director Mgmt For For For
12 Re-elect Richard De Schutter as Mgmt For For For
Director
13 Re-elect Dr Rolf Stomberg as Director Mgmt For For For
14 Reappoint Ernst & Young LLP as Mgmt For Against Against
Auditors
15 Authorise Board to Fix Remuneration Mgmt For Against Against
of
Auditors
16 Authorise Issue of Equity with Mgmt For For For
Pre-emptive
Rights
17 Authorise Issue of Equity without Mgmt For For For
Pre-emptive
Rights
18 Authorise Market Purchase Mgmt For For For
19 Authorise the Company to Call EGM Mgmt For For For
with Two Weeks'
Notice
Staples, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPLS CUSIP 855030102 06/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Basil L. Anderson Mgmt For For For
2 Elect Director Arthur M. Blank Mgmt For For For
3 Elect Director Mary Elizabeth Burton Mgmt For For For
4 Elect Director Justin King Mgmt For For For
5 Elect Director Carol Meyrowitz Mgmt For For For
6 Elect Director Rowland T. Moriarty Mgmt For For For
7 Elect Director Robert C. Nakasone Mgmt For For For
8 Elect Director Ronald L. Sargent Mgmt For For For
9 Elect Director Elizabeth A. Smith Mgmt For For For
10 Elect Director Robert E. Sulentic Mgmt For For For
11 Elect Director Vijay Vishwanath Mgmt For For For
12 Elect Director Paul F. Walsh Mgmt For For For
13 Ratify Auditors Mgmt For Against Against
14 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For
16 Provide Right to Act by Written ShrHldr Against For Against
Consent
SunPower
Corporation
Ticker Security ID: Meeting Date Meeting Status
SPWRA CUSIP 867652109 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Thomas R. McDaniel Mgmt For Withhold Against
1.2 Elect Director Thomas H. Werner Mgmt For Withhold Against
2 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against
Telefonica S.A.
Ticker Security ID: Meeting Date Meeting Status
TEF CUSIP 879382109 05/17/2011 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Individual and Consolidated Mgmt For For For
Financial Statements, Statutory
Reports, Allocation of Income, and
Discharge Directors for FY
2010
2 Approve Dividend Distribution of EUR Mgmt For For For
0.77 Per Share Charged to
Unrestricted
Reserves
3.1 Amend Several Articles of Bylaws to Mgmt For For For
Adapt to Revised
Legislations
3.2 Add New Paragraph 5 to Article 16 of Mgmt For For For
Bylaws Re: General
Meeting
3.3 Add New Article 26 bis to Bylaws Re: Mgmt For For For
Board-Related
4.1 Amend Several Articles of General Mgmt For For For
Meeting Regulations to Adapt to
Revised
Legislations
4.2 Amend Article 14.1 of General Mgmt For For For
Meeting
Regulations
5.1 Re-elect Isidro Faine Casas as Mgmt For Against Against
Director
5.2 Re-elect Vitalino Manuel Nafria Mgmt For Against Against
Aznar as
Director
5.3 Re-elect Julio Linares Lopez as Mgmt For Against Against
Director
5.4 Re-elect David Arculus as Director Mgmt For For For
5.5 Re-elect Carlos Colomer Casellas as Mgmt For For For
Director
5.6 Re-elect Peter Erskine as Director Mgmt For Against Against
5.7 Re-elect Alfonso Ferrari Herrero as Mgmt For For For
Director
5.8 Re-elect Antonio Massanell Lavilla Mgmt For Against Against
as
Director
5.9 Elect Chang Xiaobing as Director Mgmt For Against Against
6 Authorize Increase in Capital up to Mgmt For For For
50 Percent via Issuance of New
Shares with Possibility of Total or
Partial Exclusion of Preemptive
Rights
7 Re-elect Ernst & Young SL as Mgmt For Against Against
Auditors of Individual and
Consolidated
Accounts
8 Approve Long-Term Incentive Plan Mgmt For For For
Consisting of Delivery of Company
Shares to Executive Team Members of
Telefonica
Group
9 Approve Long-Term Incentive Mgmt For For For
Restricted Plan Consisting of
Delivery of Shares to Employees and
Executive Personnel of Telefonica
Group
10 Approve Share Matching Plan Mgmt For For For
11 Authorize Board to Ratify and Mgmt For For For
Execute Approved
Resolutions
Umicore
Ticker Security ID: Meeting Date Meeting Status
CINS B95505168 04/26/2011 Voted
Meeting Type Country of Trade
Mix Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Receive Directors' and Auditors' Mgmt N/A N/A N/A
Reports
2 Approve Financial Statements, Mgmt For For For
Allocation of Income, and Dividends
of EUR 0.80 per
Share
3 Receive Consolidated Financial Mgmt N/A N/A N/A
Statements and Statutory
Reports
4 Approve Discharge of Directors Mgmt For For For
5 Approve Discharge of Auditors Mgmt For For For
6.1 Reelect G. Pacquot as Director Mgmt For For For
6.2 Reelect U-E. Bufe as Director Mgmt For For For
6.3 Reelect A. de Pret as Director Mgmt For For For
6.4 Reelect J. Oppenheimer as Director Mgmt For For For
6.5 Elect I. Kolmsee as Independent Mgmt For For For
Director
6.6 Approve Remuneration of Directors Mgmt For For For
7.1 Ratify PricewaterhauseCoopers as Mgmt For Against Against
Auditors
7.2 Approve Auditors' Remuneration Mgmt For Against Against
Umicore
Ticker Security ID: Meeting Date Meeting Status
CINS B95505168 04/26/2011 Voted
Meeting Type Country of Trade
Mix Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Renew Authorization to Increase Mgmt For For For
Share Capital within the Framework
of Authorized
Capital
2.1 Amend Article 16 Re: Convening of Mgmt For For For
Shareholders'
Meetings
2.2 Amend Article 17 Re: Admission of Mgmt For For For
Shareholders'
Meetings
2.3 Amend Article 18 Re: Conduct of Mgmt For For For
Shareholders'
meeting
2.4 Amend Article 19 Re: Votes at Mgmt For For For
Shareholder
Meeting
3 Approve Precedent Condition for Mgmt For For For
Items
2.1-2.4
Unibail Rodamco
Ticker Security ID: Meeting Date Meeting Status
UL CINS F95094110 04/27/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements and Mgmt For For For
Statutory
Reports
2 Accept Consolidated Financial Mgmt For For For
Statements and Statutory
Reports
3 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 5.30 per
Share
4 Approve Transfer from Distributable Mgmt For For For
Reserves and Premium Account to
Shareholders for an Amount of EUR
2.70 per
Share
5 Approve Auditors' Special Report on Mgmt For For For
Related-Party
Transactions
6 Reelect Yves Lyon-Caen as Mgmt For For For
Supervisory Board
Member
7 Reelect Robert Ter Haar as Mgmt For For For
Supervisory Board
Member
8 Elect Jose Luis Duran as Supervisory Mgmt For For For
Board
Member
9 Elect Marella Moretti as Supervisory Mgmt For For For
Board
Member
10 Elect Herbert Schimetschek as Mgmt For For For
Supervisory Board
Member
11 Renew Appointment of Ernst and Young Mgmt For For For
Audit as
Auditor
12 Appoint Deloitte et Associes as Mgmt For For For
Auditor
13 Appoint Auditex as Alternate Auditor Mgmt For For For
14 Appoint BEAS as Alternate Auditor Mgmt For For For
15 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share
Capital
16 Approve Reduction in Share Capital Mgmt For For For
via Cancellation of Repurchased
Shares
17 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 75
Million
18 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 45
Million
19 Authorize Board to Increase Capital Mgmt For For For
in the Event of Additional Demand
Related to Delegation Submitted to
Shareholder Vote under Items 17 and
18
Above
20 Authorize Capital Increase of up to Mgmt For For For
10 Percent of Issued Capital for
Future
Acquisitions
21 Approve Employee Stock Purchase Plan Mgmt For For For
22 Authorize up to 3 Percent of Issued Mgmt For For For
Capital for Use in Stock Option
Plan
23 Authorize Filing of Required Mgmt For For For
Documents/Other
Formalities
Unibail Rodamco
SE
Ticker Security ID: Meeting Date Meeting Status
CINS F95094110 09/08/2010 Voted
Meeting Type Country of Trade
Special France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Transfer from Premium Mgmt For For For
Account to Shareholders for an
Amount of EUR 20 per
Share
2 Authorize Filing of Required Mgmt For For For
Documents/Other
Formalities
UniCredit SpA
Ticker Security ID: Meeting Date Meeting Status
UCG CINS T95132105 04/27/2011 Voted
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
1.2 Approve Allocation of Income Mgmt For For For
1.3 Elect Director Mgmt For Against Against
1.4 Approve Remuneration of Board Mgmt For For For
Committee
Members
1.5 Approve Remuneration of Auditors Mgmt For Against Against
1.6 Approve Remuneration for the Mgmt For For For
Representative of Holders of Saving
Shares
1.7 Amend Regulations on General Meetings Mgmt For For For
1.8 Approve Remuneration Report Mgmt For For For
1.9 Approve Equity Compensation Plans Mgmt For Against Against
1.10 Approve Group Employees Share Mgmt For For For
Ownership Plan
2011
2.1 Amend Company Bylaws Mgmt For For For
2.2 Approve Issuance of 206 Million Mgmt For Against Against
Shares Reserved for Stock Grant
Plans
2.3 Approve Issuance of 68 Million Mgmt For Against Against
Shares Reserved for Stock Grant
Plans
United Natural
Foods,
Inc.
Ticker Security ID: Meeting Date Meeting Status
UNFI CUSIP 911163103 12/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Gordon D. Barker Mgmt For Against Against
2 Elect Director Gail A. Graham Mgmt For Against Against
3 Elect Director Mary Elizabeth Burton Mgmt For For For
4 Ratify Auditors Mgmt For Against Against
5 Amend Omnibus Stock Plan Mgmt For Against Against
Vestas Wind
System
AS
Ticker Security ID: Meeting Date Meeting Status
CINS K9773J128 03/28/2011 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Receive Report of Board Mgmt N/A N/A N/A
2 Approve Financial Statements and Mgmt For For For
Statutory
Reports
3.1 Approve Remuneration of Directors Mgmt For For For
for
2010
3.2 Approve Remuneration of Directors Mgmt For For For
for
2011
4 Approve Allocation of Income and Mgmt For For For
Omission of
Dividend
5.1 Reelect Bent Carlsen as Director Mgmt For For For
5.2 Reelect Torsten Rasmussen as Director Mgmt For For For
5.3 Reelect Freddy Frandsen as Director Mgmt For For For
5.4 Reelect Hakan Eriksson as Director Mgmt For For For
5.5 Reelect Jorgen Rasmussen as Director Mgmt For For For
5.6 Reelect Jorn Thomsen as Director Mgmt For For For
5.7 Reelect Kurt Nielsen as Director Mgmt For For For
5.8 Elect Carsten Bjerg as New Director Mgmt For For For
6 Ratify PricewaterhouseCoopers as Mgmt For Against Against
Auditors
7.1 Approve Guidelines for Mgmt For Against Against
Incentive-Based Compensation for
Executive Management and
Board
7.2 Extend Board's Authorizations to Mgmt For For For
Create DKK 20.4 Million Pool of
Capital until May 1,
2015
7.3 Authorize Repurchase up to 10 Mgmt For Against Against
Percent of Share
Capital
7.4 Resolve that Vestas will not use the ShrHldr Against Against For
test centre in Osterild designated
by the Danish
Government
8 Other Business Mgmt N/A N/A N/A
================ESG MANAGERS CONSERVATIVE PORTFOLIO===================
Item 1: Proxy Voting Record
Manager Sleeve : Conservative LV Clear Bridge
07/01/2010 - 06/30/2011
Air Products and
Chemicals,
Inc.
Ticker Security ID: Meeting Date Meeting Status
APD CUSIP 009158106 01/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Chadwick C. Deaton Mgmt For For For
1.2 Elect Director Michael J. Donahue Mgmt For For For
1.3 Elect Director Ursula O. Fairbairn Mgmt For For For
1.4 Elect Director Lawrence S. Smith Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
5 Approve Executive Incentive Bonus Mgmt For For For
Plan
American Express
Company
Ticker Security ID: Meeting Date Meeting Status
AXP CUSIP 025816109 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Daniel F. Akerson Mgmt For For For
1.2 Elect Director Charlene Barshefsky Mgmt For For For
1.3 Elect Director Ursula M. Burns Mgmt For For For
1.4 Elect Director Kenneth I. Chenault Mgmt For For For
1.5 Elect Director Peter Chernin Mgmt For For For
1.6 Elect Director Theodore J. Leonsis Mgmt For For For
1.7 Director Jan Leschly Mgmt For For For
1.8 Director Richard C. Levin Mgmt For For For
1.9 Director Richard A. McGinn Mgmt For For For
1.10 Director Edward D. Miller Mgmt For For For
1.11 Director Steven S. Reinemund Mgmt For For For
1.12 Director Robert D. Walter Mgmt For For For
1.13 Director Ronald A. Williams Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
5 Provide for Cumulative Voting ShrHldr Against Against For
6 Amend Bylaws-- Call Special Meetings ShrHldr Against For Against
Apache
Corporation
Ticker Security ID: Meeting Date Meeting Status
APA CUSIP 037411105 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director G. Steven Farris Mgmt For For For
2 Elect Director Randolph M. Ferlic Mgmt For For For
3 Elect Director A.D. Frazier, Jr. Mgmt For For For
4 Elect Director John A. Kocur Mgmt For For For
5 Ratify Auditors Mgmt For For For
6 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
8 Increase Authorized Common Stock Mgmt For For For
9 Increase Authorized Preferred Stock Mgmt For For For
10 Approve Omnibus Stock Plan Mgmt For For For
AT&T Inc.
Ticker Security ID: Meeting Date Meeting Status
T CUSIP 00206R102 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Randall L. Stephenson Mgmt For For For
2 Elect Director Gilbert F. Amelio Mgmt For For For
3 Elect Director Reuben V. Anderson Mgmt For For For
4 Elect Director James H. Blanchard Mgmt For For For
5 Elect Director Jaime Chico Pardo Mgmt For For For
6 Elect Director James P. Kelly Mgmt For For For
7 Elect Director Jon C. Madonna Mgmt For For For
8 Elect Director Lynn M. Martin Mgmt For For For
9 Elect Director John B. McCoy Mgmt For For For
10 Elect Director Joyce M. Roche Mgmt For For For
11 Elect Director Matthew K. Rose Mgmt For For For
12 Elect Director Laura D Andrea Tyson Mgmt For For For
13 Ratify Auditors Mgmt For For For
14 Approve Omnibus Stock Plan Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
17 Report on Political Contributions ShrHldr Against Against For
18 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special
Meetings
19 Provide Right to Act by Written ShrHldr Against For Against
Consent
Bank of America
Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505104 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Mukesh D. Ambani Mgmt For For For
2 Elect Director Susan S. Bies Mgmt For For For
3 Elect Director Frank P. Bramble, Sr. Mgmt For For For
4 Elect Director Virgis W. Colbert Mgmt For For For
5 Elect Director Charles K. Gifford Mgmt For For For
6 Elect Director Charles O. Holliday, Mgmt For For For
Jr.
7 Elect Director D. Paul Jones, Jr. Mgmt For For For
8 Elect Director Monica C. Lozano Mgmt For For For
9 Elect Director Thomas J. May Mgmt For For For
10 Elect Director Brian T. Moynihan Mgmt For For For
11 Elect Director Donald E. Powell Mgmt For For For
12 Elect Director Charles O. Rossotti Mgmt For For For
13 Elect Director Robert W. Scully Mgmt For For For
14 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
16 Ratify Auditors Mgmt For For For
17 Disclose Prior Government Service ShrHldr Against Against For
18 Provide Right to Act by Written ShrHldr Against For Against
Consent
19 Require Audit Committee Review and ShrHldr Against Against For
Report on Controls Related to
Loans, Foreclosure and
Securitizations
20 Report on Lobbying Expenses ShrHldr Against Against For
21 Report on Collateral in Derivatives ShrHldr Against Against For
Trading
22 Restore or Provide for Cumulative ShrHldr Against Against For
Voting
23 Claw-back of Payments under ShrHldr Against For Against
Restatements
24 Prohibit Certain Relocation Benefits ShrHldr Against Against For
to Senior
Executives
CenturyLink, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTL CUSIP 156700106 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Virginia Boulet Mgmt For For For
1.2 Elect Director Peter C. Brown Mgmt For For For
1.3 Elect Director Richard A. Gephardt Mgmt For For For
1.4 Elect Director Gregory J. McCray Mgmt For For For
1.5 Elect Director Michael J. Roberts Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Approve Omnibus Stock Plan Mgmt For For For
4 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
6 Report on Political Contributions ShrHldr Against Against For
7 Declassify the Board of Directors ShrHldr Against For Against
CenturyLink, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTL CUSIP 156700106 08/24/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Issue Shares in Connection with Mgmt For For For
Acquisition
2 Adjourn Meeting Mgmt For For For
ConocoPhillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP 20825C104 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Richard L. Armitage Mgmt For For For
2 Elect Director Richard H. Auchinleck Mgmt For For For
3 Elect Director James E. Copeland, Jr. Mgmt For For For
4 Elect Director Kenneth M. Duberstein Mgmt For For For
5 Elect Director Ruth R. Harkin Mgmt For For For
6 Elect Director Harold W. McGraw III Mgmt For For For
7 Elect Director James J. Mulva Mgmt For For For
8 Elect Director Robert A. Niblock Mgmt For For For
9 Elect Director Harald J. Norvik Mgmt For For For
10 Elect Director William K. Reilly Mgmt For For For
11 Elect Director Victoria J. Tschinkel Mgmt For For For
12 Elect Director Kathryn C. Turner Mgmt For For For
13 Elect Director William E. Wade, Jr. Mgmt For For For
14 Ratify Auditors Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt N/A One Year N/A
17 Approve Omnibus Stock Plan Mgmt For For For
18 Amend EEO Policy to Prohibit ShrHldr Against For Against
Discrimination based on Gender
Identity
19 Report on Political Contributions ShrHldr Against For Against
20 Report on Lobbying Expenses ShrHldr Against Against For
21 Report on Accident Risk Reduction ShrHldr Against For Against
Efforts
22 Adopt Policy to Address Coastal ShrHldr Against Against For
Louisiana Environmental
Impacts
23 Adopt Quantitative GHG Goals for ShrHldr Against For Against
Products and
Operations
24 Report on Financial Risks of Climate ShrHldr Against Against For
Change
25 Report on Environmental Impact of ShrHldr Against For Against
Oil Sands Operations in
Canada
Crown Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CCK CUSIP 228368106 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Jenne K. Britell Mgmt For For For
1.2 Elect Director John W. Conway Mgmt For For For
1.3 Elect Director Arnold W. Donald Mgmt For For For
1.4 Elect Director William G. Little Mgmt For For For
1.5 Elect Director Hans J. Loliger Mgmt For For For
1.6 Elect Director James H. Miller Mgmt For For For
1.7 Elect Director Josef M. Muller Mgmt For For For
1.8 Elect Director Thomas A. Ralph Mgmt For For For
1.9 Elect Director Hugues du Rouret Mgmt For For For
1.10 Elect Director Jim L. Turner Mgmt For For For
1.11 Elect Director William S. Urkiel Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For For For
4 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
CVS Caremark
Corporation
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Edwin M. Banks Mgmt For For For
2 Elect Director C. David Brown II Mgmt For For For
3 Elect Director David W. Dorman Mgmt For For For
4 Elect Director Anne M. Finucane Mgmt For For For
5 Elect Director Kristen Gibney Mgmt For For For
Williams
6 Elect Director Marian L. Heard Mgmt For For For
7 Elect Director Larry J. Merlo Mgmt For For For
8 Elect Director Jean-Pierre Millon Mgmt For For For
9 Elect Director Terrence Murray Mgmt For For For
10 Elect Director C.A. Lance Piccolo Mgmt For For For
11 Elect Director Richard J. Swift Mgmt For For For
12 Elect Director Tony L. White Mgmt For For For
13 Ratify Auditors Mgmt For For For
14 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
16 Report on Political Contributions ShrHldr Against Against For
17 Provide Right to Act by Written ShrHldr Against For Against
Consent
Danaher
Corporation
Ticker Security ID: Meeting Date Meeting Status
DHR CUSIP 235851102 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director H. Lawrence Culp, Jr. Mgmt For For For
1.2 Elect Director Mitchell P. Rales Mgmt For For For
1.3 Elect Director Elias A. Zerhouni Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Declassify the Board of Directors Mgmt For For For
4 Provide Right to Call Special Meeting Mgmt For For For
5 Amend Omnibus Stock Plan Mgmt For For For
6 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
DISH Network
Corporation
Ticker Security ID: Meeting Date Meeting Status
DISH CUSIP 25470M109 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director James Defranco Mgmt For Withhold Against
1.2 Elect Director Cantey Ergen Mgmt For Withhold Against
1.3 Elect Director Charles W. Ergen Mgmt For For For
1.4 Elect Director Steven R. Goodbarn Mgmt For For For
1.5 Elect Director Gary S. Howard Mgmt For For For
1.6 Elect Director David K. Moskowitz Mgmt For For For
1.7 Elect Director Tom A. Ortolf Mgmt For For For
1.8 Elect Director Carl E. Vogel Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
5 Adopt a Recapitalization Plan ShrHldr Against Against For
6 Other Business Mgmt For For For
El Paso
Corporation
Ticker Security ID: Meeting Date Meeting Status
EP CUSIP 28336L109 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Juan Carlos Braniff Mgmt For For For
2 Elect Director David W. Crane Mgmt For For For
3 Elect Director Douglas L. Foshee Mgmt For For For
4 Elect Director Robert W. Goldman Mgmt For For For
5 Elect Director Anthony W. Hall, Jr. Mgmt For For For
6 Elect Director Thomas R. Hix Mgmt For For For
7 Elect Director Ferrell P. McClean Mgmt For For For
8 Elect Director Timothy J. Probert Mgmt For For For
9 Elect Director Steven J. Shapiro Mgmt For For For
10 Elect Director J. Michael Talbert Mgmt For For For
11 Elect Director Robert F. Vagt Mgmt For For For
12 Elect Director John L. Whitmire Mgmt For For For
13 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
15 Ratify Auditors Mgmt For For For
Emerson Electric
Co.
Ticker Security ID: Meeting Date Meeting Status
EMR CUSIP 291011104 02/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director D.N. Farr Mgmt For For For
1.2 Elect Director H. Green Mgmt For For For
1.3 Elect Director C.A. Peters Mgmt For For For
1.4 Elect Director J.W. Prueher Mgmt For For For
1.5 Elect Director R.L. Ridgway Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Approve Stock Option Plan Mgmt For For For
4 Ratify Auditors Mgmt For For For
5 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
7 Report on Sustainability ShrHldr Against For Against
General Electric
Company
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP 369604103 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director W. Geoffrey Beattie Mgmt For For For
2 Elect Director James I. Cash, Jr. Mgmt For For For
3 Elect Director Ann M. Fudge Mgmt For For For
4 Elect Director Susan Hockfield Mgmt For For For
5 Elect Director Jeffrey R. Immelt Mgmt For For For
6 Elect Director Andrea Jung Mgmt For For For
7 Elect Director Alan G. Lafley Mgmt For For For
8 Elect Director Robert W. Lane Mgmt For For For
9 Elect Director Ralph S. Larsen Mgmt For For For
10 Elect Director Rochelle B. Lazarus Mgmt For For For
11 Elect Director James J. Mulva Mgmt For For For
12 Elect Director Sam Nunn Mgmt For For For
13 Elect Director Roger S. Penske Mgmt For For For
14 Elect Director Robert J. Swieringa Mgmt For For For
15 Elect Director James S. Tisch Mgmt For For For
16 Elect Director Douglas A. Warner III Mgmt For For For
17 Ratify Auditors Mgmt For For For
18 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
19 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
20 Provide for Cumulative Voting ShrHldr Against Against For
21 Performance-Based Equity Awards ShrHldr Against Against For
22 Withdraw Stock Options Granted to ShrHldr Against Against For
Executive
Officers
23 Report on Climate Change Business ShrHldr Against Against For
Risk
24 Report on Animal Testing and Plans ShrHldr Against Against For
for
Reduction
Hewlett-Packard
Company
Ticker Security ID: Meeting Date Meeting Status
HPQ CUSIP 428236103 03/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director M. L. Andreessen Mgmt For For For
2 Elect Director L. Apotheker Mgmt For For For
3 Elect Director L.T. Babbio, Jr. Mgmt For For For
4 Elect Director S.M. Baldauf Mgmt For For For
5 Elect Director S. Banerji Mgmt For For For
6 Elect Director R.L. Gupta Mgmt For For For
7 Elect Director J.H. Hammergren Mgmt For For For
8 Elect Director R.J. Lane Mgmt For For For
9 Elect Director G.M. Reiner Mgmt For For For
10 Elect Director P.F. Russo Mgmt For For For
11 Elect Director D. Senequier Mgmt For For For
12 Elect Director G.K. Thompson Mgmt For For For
13 Elect Director M.C. Whitman Mgmt For For For
14 Ratify Auditors Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
17 Approve Qualified Employee Stock Mgmt For For For
Purchase
Plan
18 Amend Executive Incentive Bonus Plan Mgmt For For For
Honeywell
International
Inc.
Ticker Security ID: Meeting Date Meeting Status
HON CUSIP 438516106 04/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Gordon M. Bethune Mgmt For For For
2 Elect Director Kevin Burke Mgmt For For For
3 Elect Director Jaime Chico Pardo Mgmt For For For
4 Elect Director David M. Cote Mgmt For For For
5 Elect Director D. Scott Davis Mgmt For For For
6 Elect Director Linnet F. Deily Mgmt For For For
7 Elect Director Judd Gregg Mgmt For For For
8 Elect Director Clive R. Hollick Mgmt For For For
9 Elect Director George Paz Mgmt For For For
10 Elect Director Bradley T. Sheares Mgmt For For For
11 Ratify Auditors Mgmt For For For
12 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
14 Approve Omnibus Stock Plan Mgmt For For For
15 Amend Executive Incentive Bonus Plan Mgmt For For For
16 Provide Right to Act by Written ShrHldr Against For Against
Consent
17 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special
Meetings
Illinois Tool
Works
Inc.
Ticker Security ID: Meeting Date Meeting Status
ITW CUSIP 452308109 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Susan Crown Mgmt For For For
2 Elect Director Don H. Davis, Jr. Mgmt For For For
3 Elect Director Robert C. McCormack Mgmt For Against Against
4 Elect Director Robert S. Morrison Mgmt For For For
5 Elect Director James A. Skinner Mgmt For For For
6 Elect Director David B. Smith, Jr. Mgmt For For For
7 Elect Director David B. Speer Mgmt For For For
8 Elect Director Pamela B. Strobel Mgmt For For For
9 Elect Director Kevin M. Warren Mgmt For For For
10 Elect Director Anre D. Williams Mgmt For For For
11 Ratify Auditors Mgmt For For For
12 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
14 Approve Executive Incentive Bonus Mgmt For For For
Plan
15 Amend Omnibus Stock Plan Mgmt For For For
International
Business
Machines
Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director A. J. P. Belda Mgmt For For For
2 Elect Director W. R. Brody Mgmt For For For
3 Elect Director K. I. Chenault Mgmt For For For
4 Elect Director M. L. Eskew Mgmt For For For
5 Elect Director S. A. Jackson Mgmt For For For
6 Elect Director A. N. Liveris Mgmt For For For
7 Elect Director W. J. McNerney, Jr. Mgmt For For For
8 Elect Director J. W. Owens Mgmt For For For
9 Elect Director S. J. Palmisano Mgmt For For For
10 Elect Director J. E. Spero Mgmt For For For
11 Elect Director S. Taurel Mgmt For For For
12 Elect Director L. H. Zambrano Mgmt For For For
13 Ratify Auditors Mgmt For For For
14 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
16 Provide for Cumulative Voting ShrHldr Against Against For
17 Report on Political Contributions ShrHldr Against Against For
18 Report on Lobbying Expenses ShrHldr Against Against For
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Mary Sue Coleman Mgmt For For For
2 Elect Director James G. Cullen Mgmt For For For
3 Elect Director Ian E.L. Davis Mgmt For For For
4 Elect Director Michael M.e. Johns Mgmt For For For
5 Elect Director Susan L. Lindquist Mgmt For For For
6 Elect Director Anne M. Mulcahy Mgmt For For For
7 Elect Director Leo F. Mullin Mgmt For For For
8 Elect Director William D. Perez Mgmt For For For
9 Elect Director Charles Prince Mgmt For For For
10 Elect Director David Satcher Mgmt For For For
11 Elect Director William C. Weldon Mgmt For For For
12 Ratify Auditors Mgmt For For For
13 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
15 Adopt Policy to Restrain ShrHldr Against Against For
Pharmaceutical Price
Increases
16 Amend EEO Policy to Prohibit ShrHldr Against Against For
Discrimination Based on Applicant's
Health
Status
17 Adopt Animal-Free Training Methods ShrHldr Against For Against
Johnson
Controls,
Inc.
Ticker Security ID: Meeting Date Meeting Status
JCI CUSIP 478366107 01/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Natalie A. Black Mgmt For For For
1.2 Elect Director Robert A. Cornog Mgmt For For For
1.3 Elect Director William H. Lacy Mgmt For For For
1.4 Elect Director Stephen A. Roell Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Adopt Majority Voting for Mgmt For For For
Uncontested Election of
Directors
4 Amend Executive Incentive Bonus Plan Mgmt For For For
5 Amend Executive Incentive Bonus Plan Mgmt For For For
6 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
JPMorgan Chase &
Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625h100 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Crandall C. Bowles Mgmt For For For
2 Elect Director Stephen B. Burke Mgmt For For For
3 Elect Director David M. Cote Mgmt For For For
4 Elect Director James S. Crown Mgmt For For For
5 Elect Director James Dimon Mgmt For For For
6 Elect Director Ellen V. Futter Mgmt For For For
7 Elect Director William H. Gray, III Mgmt For For For
8 Elect Director Laban P. Jackson, Jr. Mgmt For For For
9 Elect Director David C. Novak Mgmt For For For
10 Elect Director Lee R. Raymond Mgmt For For For
11 Elect Director William C. Weldon Mgmt For For For
12 Ratify Auditors Mgmt For For For
13 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
15 Amend Omnibus Stock Plan Mgmt For For For
16 Affirm Political Non-Partisanship ShrHldr Against Against For
17 Provide Right to Act by Written ShrHldr Against For Against
Consent
18 Report on Loan Modifications ShrHldr Against Against For
19 Report on Political Contributions ShrHldr Against Against For
20 Institute Procedures to Prevent ShrHldr Against Against For
Investments in Companies that
Contribute to Genocide or Crimes
Against
Humanity
21 Require Independent Board Chairman ShrHldr Against Against For
Kellogg Company
Ticker Security ID: Meeting Date Meeting Status
K CUSIP 487836108 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director John Bryant Mgmt For For For
1.2 Elect Director Rogelio Rebolledo Mgmt For For For
1.3 Elect Director Sterling Speirn Mgmt For For For
1.4 Elect Director John Zabriskie Mgmt For For For
2 Approve Executive Incentive Bonus Mgmt For For For
Plan
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
5 Ratify Auditors Mgmt For For For
6 Reduce Supermajority Vote Requirement ShrHldr Against For Against
7 Require a Majority Vote for the ShrHldr Against For Against
Election of
Directors
Kimberly-Clark
Corporation
Ticker Security ID: Meeting Date Meeting Status
KMB CUSIP 494368103 04/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director John R. Alm Mgmt For For For
2 Elect Director John F. Bergstrom Mgmt For For For
3 Elect Director Abelardo E. Bru Mgmt For For For
4 Elect Director Robert W. Decherd Mgmt For For For
5 Elect Director Thomas J. Falk Mgmt For For For
6 Elect Director Mae C. Jemison Mgmt For For For
7 Elect Director James M. Jenness Mgmt For For For
8 Elect Director Nancy J. Karch Mgmt For For For
9 Elect Director Ian C. Read Mgmt For For For
10 Elect Director Linda Johnson Rice Mgmt For For For
11 Elect Director Marc J. Shapiro Mgmt For For For
12 Elect Director G. Craig Sullivan Mgmt For For For
13 Ratify Auditors Mgmt For For For
14 Approve Non-Employee Director Mgmt For For For
Omnibus Stock
Plan
15 Approve Omnibus Stock Plan Mgmt For For For
16 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
17 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
Loews Corporation
Ticker Security ID: Meeting Date Meeting Status
L CUSIP 540424108 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Ann E. Berman Mgmt For For For
2 Elect Director Joseph L. Bower Mgmt For For For
3 Elect Director Charles M. Diker Mgmt For For For
4 Elect Director Jacob A. Frenkel Mgmt For For For
5 Elect Director Paul J. Fribourg Mgmt For For For
6 Elect Director Walter L. Harris Mgmt For For For
7 Elect Director Philip A. Laskawy Mgmt For For For
8 Elect Director Ken Miller Mgmt For For For
9 Elect Director Gloria R. Scott Mgmt For For For
10 Elect Director Andrew H. Tisch Mgmt For For For
11 Elect Director James S. Tisch Mgmt For For For
12 Elect Director Jonathan M. Tisch Mgmt For For For
13 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
15 Ratify Auditors Mgmt For For For
16 Provide for Cumulative Voting ShrHldr Against Against For
Marsh & McLennan
Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MMC CUSIP 571748102 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Zachary W. Carter Mgmt For For For
2 Elect Director Brian Duperreault Mgmt For For For
3 Elect Director Oscar Fanjul Mgmt For For For
4 Elect Director H. Edward Hanway Mgmt For For For
5 Elect Director Lang of Monkton Mgmt For For For
6 Elect Director Steven A. Mills Mgmt For For For
7 Elect Director Bruce P. Nolop Mgmt For For For
8 Elect Director Marc D. Oken Mgmt For For For
9 Elect Director Morton O. Schapiro Mgmt For For For
10 Elect Director Adele Simmons Mgmt For For For
11 Elect Director Lloyd M. Yates Mgmt For For For
12 Ratify Auditors Mgmt For For For
13 Approve Omnibus Stock Plan Mgmt For For For
14 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
16 Provide Right to Act by Written ShrHldr Against For Against
Consent
McDonald's
Corporation
Ticker Security ID: Meeting Date Meeting Status
MCD CUSIP 580135101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Susan E. Arnold Mgmt For For For
2 Elect Director Richard H. Lenny Mgmt For For For
3 Elect Director Cary D. McMillan Mgmt For For For
4 Elect Director Sheila A. Penrose Mgmt For For For
5 Elect Director James A. Skinner Mgmt For For For
6 Ratify Auditors Mgmt For For For
7 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
8 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
9 Reduce Supermajority Vote Mgmt For For For
Requirement for Transactions With
Interested
Shareholders
10 Reduce Supermajority Vote Mgmt For For For
Requirement Relating to the Board
of
Directors
11 Reduce Supermajority Vote Mgmt For For For
Requirement for Shareholder
Action
12 Declassify the Board of Directors ShrHldr Against For Against
13 Require Suppliers to Adopt CAK ShrHldr Against Against For
14 Report on Policy Responses to ShrHldr Against Against For
Children's Health Concerns and Fast
Food
15 Report on Beverage Container ShrHldr Against For Against
Environmental
Strategy
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 58933Y105 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Leslie A. Brun Mgmt For For For
2 Elect Director Thomas R. Cech Mgmt For For For
3 Elect Director Richard T. Clark Mgmt For For For
4 Elect Director Kenneth C. Frazier Mgmt For For For
5 Elect Director Thomas H. Glocer Mgmt For For For
6 Elect Director Steven F. Goldstone Mgmt For For For
7 Elect Director William B. Harrison. Mgmt For For For
Jr.
8 Elect Director Harry R. Jacobson Mgmt For For For
9 Elect Director William N. Kelley Mgmt For For For
10 Elect Director C. Robert Kidder Mgmt For For For
11 Elect Director Rochelle B. Lazarus Mgmt For For For
12 Elect Director Carlos E. Represas Mgmt For For For
13 Elect Director Patricia F. Russo Mgmt For For For
14 Elect Director Thomas E. Shenk Mgmt For For For
15 Elect Director Anne M. Tatlock Mgmt For For For
16 Elect Director Craig B. Thompson Mgmt For For For
17 Elect Director Wendell P. Weeks Mgmt For For For
18 Elect Director Peter C. Wendell Mgmt For For For
19 Ratify Auditors Mgmt For For For
20 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
21 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
Microsoft
Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 11/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Steven A. Ballmer Mgmt For For For
2 Elect Director Dina Dublon Mgmt For For For
3 Elect Director William H. Gates III Mgmt For For For
4 Elect Director Raymond V. Gilmartin Mgmt For For For
5 Elect Director Reed Hastings Mgmt For For For
6 Elect Director Maria M. Klawe Mgmt For For For
7 Elect Director David F. Marquardt Mgmt For For For
8 Elect Director Charles H. Noski Mgmt For For For
9 Elect Director Helmut Panke Mgmt For For For
10 Ratify Auditors Mgmt For For For
11 Amend Bylaws to Establish a Board ShrHldr Against For Against
Committee on Environmental
Sustainability
Morgan Stanley
Ticker Security ID: Meeting Date Meeting Status
MS CUSIP 617446448 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Roy J. Bostock Mgmt For For For
2 Elect Director Erskine B. Bowles Mgmt For For For
3 Elect Director Howard J. Davies Mgmt For For For
4 Elect Director James P. Gorman Mgmt For For For
5 Elect Director James H. Hance Jr. Mgmt For For For
6 Elect Director C. Robert Kidder Mgmt For For For
7 Elect Director John J. Mack Mgmt For For For
8 Elect Director Donald T. Nicolaisen Mgmt For For For
9 Elect Director Hutham S. Olayan Mgmt For For For
10 Elect Director James. W. Owens Mgmt For For For
11 Elect Director O. Griffith Sexton Mgmt For For For
12 Elect Director Masaaki Tanaka Mgmt For For For
13 Elect Director Laura D. Tyson Mgmt For For For
14 Ratify Auditors Mgmt For For For
15 Amend Omnibus Stock Plan Mgmt For For For
16 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
17 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
Motorola
Solutions,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MSI CUSIP 620076307 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Gregory Q. Brown Mgmt For For For
2 Elect Director William J. Bratton Mgmt For For For
3 Elect Director David W. Dorman Mgmt For For For
4 Elect Director Michael V. Hayden Mgmt For For For
5 Elect Director Vincent J. Intrieri Mgmt For For For
6 Elect Director Judy C. Lewent Mgmt For For For
7 Elect Director Samuel C. Scott III Mgmt For For For
8 Elect Director John A. White Mgmt For For For
9 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
10 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
11 Amend Omnibus Stock Plan Mgmt For For For
12 Ratify Auditors Mgmt For For For
13 Amend Human Rights Policies ShrHldr Against Against For
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
N0L CINS H5833N103 04/29/2011 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Lawrence J. Chazen Mgmt For For For
1.2 Elect Director Jon A. Marshall Mgmt For For For
1.3 Elect Director Mary P. Ricciardello Mgmt For For For
2 Accept Financial Statements and Mgmt For For For
Statutory
Reports
3 Approve Creation of Reserve Through Mgmt For For For
Appropriation of Retained
Earnings.
4 Approve CHF 38.4 Million Reduction Mgmt For For For
in Share
Capital
5 Approve Extension of CHF 133 Million Mgmt For For For
Pool of Capital without Preemptive
Rights
6 Approve CHF 143 Million Reduction in Mgmt For For For
Share Capital and Repayment of CHF
0.13 per
Share
7 Ratify PricewaterhouseCoopers LLP as Mgmt For For For
Independent Registered Public
Accounting Firm and
PricewaterhouseCoopers AG as
Statutory
Auditor
8 Approve Discharge of Board and Mgmt For For For
Senior
Management
9 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
10 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CINS H5820Q150 02/22/2011 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Discharge of Board and Mgmt For For For
Senior
Management
3 Approve Allocation of Income and Mgmt For For For
Dividends of CHF 2.20 per
Share
4 Approve Remuneration System Mgmt For Against Against
5.1 Reelect Ann Fudge as Director Mgmt For For For
5.2 Reelect Pierre Landolt as Director Mgmt For For For
5.3 Reelect Ulrich Lehner as Director Mgmt For For For
5.4 Elect Enrico Vanni as Director Mgmt For For For
6 Ratify PricewaterhouseCoopers AG as Mgmt For For For
Auditors
7 Additional And/or Counter-proposals Mgmt For For For
Presented At The
Meeting
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CINS H5820Q150 04/08/2011 Voted
Meeting Type Country of Trade
Special Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Approve Merger Agreement with Alcon Mgmt For For For
Inc.
1.2 Approve Creation of CHF 54 Million Mgmt For For For
Pool of Authorized Capital in
Connection with Merger Agreement
with Alcon
Inc.
2 Additional And/or Counter-proposals Mgmt For For For
Presented At The
Meeting
PepsiCo, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEP CUSIP 713448108 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director S.L. Brown Mgmt For For For
2 Elect Director I.M. Cook Mgmt For For For
3 Elect Director D. Dublon Mgmt For For For
4 Elect Director V.J. Dzau Mgmt For For For
5 Elect Director R.L. Hunt Mgmt For For For
6 Elect Director A. Ibarguen Mgmt For For For
7 Elect Director A.C. Martinez Mgmt For For For
8 Elect Director I.K. Nooyi Mgmt For For For
9 Elect Director S.P. Rockefeller Mgmt For For For
10 Elect Director J.J. Schiro Mgmt For For For
11 Elect Director L.G. Trotter Mgmt For For For
12 Elect Director D. Vasella Mgmt For For For
13 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
15 Ratify Auditors Mgmt For For For
16 Adopt Majority Voting for Mgmt For For For
Uncontested Election of
Directors
17 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special
Meetings
18 Report on Political Contributions ShrHldr Against Against For
Petroleo
Brasileiro
Ticker Security ID: Meeting Date Meeting Status
CINS P78331140 08/12/2010 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Ratify Engagement of Mgmt For For For
PricewaterhouseCoopers Corporate
Finance and Recovery Ltda to
Prepare Valuation Report of Four
Federal Treasury Bills to Be Used
by Shareholders to Pay for Shares
Subscribed in Primary Public
Offering
2 Approve PricewaterhouseCoopers Mgmt For For For
Corporate Finance and Recovery
Ltda's Valuation
Report
3 Authorize Board to Ratify and Mgmt For For For
Execute Approved
Resolutions
Petroleo
Brasileiro
Ticker Security ID: Meeting Date Meeting Status
PETR4 CINS P78331140 12/07/2010 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Agreement to Absorb Marlim Mgmt For For For
Participacoes
S.A.
2 Approve Agreement to Absorb Nova Mgmt For For For
Marlim Participacoes
S.A.
3 Appoint KPMG Auditores Independentes Mgmt For For For
to Appraise Proposed
Merger
4 Approve Appraisal of Proposed Merger Mgmt For For For
5 Approve Absorption of Marlim Mgmt For For For
Participacoes S.A. and Nova Marlim
Participacoes
S.A.
Petroleo
Brasileiro
SA-Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR4 CINS P78331140 01/31/2011 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Agreement to Absorb Comperj Mgmt For For For
Petroquimicos Basicos
SA
2 Approve Agreement to Absorb Comperj Mgmt For For For
PET
SA
3 Appoint Independent Firm to Appraise Mgmt For For For
Proposed
Mergers
4 Approve Independent Firm's Appraisal Mgmt For For For
5 Approve Absorption of Comperj Mgmt For For For
Petroquimicos Basicos SA and
Comperj PET
SA
6 Amend Articles to Reflect Changes in Mgmt For For For
Capital
7 Amend Article 4 to Eliminate Mgmt For For For
Authorized Capital
Limit
8 Amend Article 4 to Specify that Mgmt For For For
Share Issuances Will be Submitted
to Shareholder
Meetings
9 Renumber Articles Mgmt For For For
10 Renumber Articles Mgmt For For For
11 Amend Articles Mgmt For For For
12 Amend Articles Mgmt For For For
13 Amend Articles Mgmt For For For
Petroleo
Brasileiro
SA-Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR4 CINS P78331140 04/04/2011 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Amend Article 20 Mgmt For For For
2.1 Approve Agreement to Absorb Mgmt For For For
Companhia Mexilhao do
Brasil
2.2 Appoint KPMG to Appraise Proposed Mgmt For For For
Absorption
2.3 Approve KPMG's Appraisal Mgmt For For For
2.4 Approve Absorption of Companhia Mgmt For For For
Mexilhao do
Brasil
2.5 Authorize Board to Ratify and Mgmt For For For
Execute Approved
Resolutions
Petroleo
Brasileiro
SA-Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR4 CINS P78331140 04/28/2011 Voted
Meeting Type Country of Trade
Mix Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports for Fiscal Year
Ended Dec. 31,
2010
2 Approve Capital Budget for Upcoming Mgmt For For For
Fiscal
Year
3 Approve Allocation of Income and Mgmt For For For
Dividends
4 Elect Directors Mgmt For For For
5 Elect Board Chairman Mgmt For For For
6 Elect Fiscal Council Members Mgmt For For For
7 Approve Remuneration of Executive Mgmt For For For
Officers, Non-Executive Directors,
and Fiscal Council
Members
Petroleo
Brasileiro
SA-Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR4 CINS P78331140 04/28/2011 Voted
Meeting Type Country of Trade
Mix Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Authorize Capitalization of Reserves Mgmt For For For
without Issuance of New
Shares
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Dennis A. Ausiello Mgmt For For For
2 Elect Director Michael S. Brown Mgmt For For For
3 Elect Director M. Anthony Burns Mgmt For For For
4 Elect Director W. Don Cornwell Mgmt For For For
5 Elect Director Frances D. Fergusson Mgmt For For For
6 Elect Director William H. Gray III Mgmt For For For
7 Elect Director Constance J. Horner Mgmt For For For
8 Elect Director James M. Kilts Mgmt For For For
9 Elect Director George A. Lorch Mgmt For For For
10 Elect Director John P. Mascotte Mgmt For For For
11 Elect Director Suzanne Nora Johnson Mgmt For For For
12 Elect Director Ian C. Read Mgmt For For For
13 Elect Director Stephen W. Sanger Mgmt For For For
14 Ratify Auditors Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Two Years One Year N/A
17 Publish Political Contributions ShrHldr Against Against For
18 Report on Public Policy Advocacy ShrHldr Against Against For
Process
19 Adopt Policy to Restrain ShrHldr Against Against For
Pharmaceutical Price
Increases
20 Provide Right to Act by Written ShrHldr Against For Against
Consent
21 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special
Meetings
22 Report on Animal Testing and Plans ShrHldr Against Against For
for
Reduction
Royal Dutch
Shell
plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CINS G7690A118 05/17/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Remuneration Report Mgmt For For For
3 Elect Linda Stuntz as Director Mgmt For For For
4 Re-elect Josef Ackermann as Director Mgmt For For For
5 Re-elect Malcolm Brinded as Director Mgmt For For For
6 Elect Guy Elliott as Director Mgmt For For For
7 Re-elect Simon Henry as Director Mgmt For For For
8 Re-elect Charles Holliday as Director Mgmt For For For
9 Re-elect Lord Kerr of Kinlochard as Mgmt For For For
Director
10 Elect Gerard Kleisterlee as Director Mgmt For For For
11 Re-elect Christine Morin-Postel as Mgmt For For For
Director
12 Re-elect Jorma Ollila as Director Mgmt For For For
13 Re-elect Jeroen van der Veer as Mgmt For For For
Director
14 Re-elect Peter Voser as Director Mgmt For For For
15 Re-elect Hans Wijers as Director Mgmt For For For
16 Reappoint PricewaterhouseCoopers LLP Mgmt For For For
as Auditors of the
Company
17 Authorise Board to Fix Remuneration Mgmt For For For
of
Auditors
18 Authorise Issue of Equity with Mgmt For For For
Pre-emptive
Rights
19 Authorise Issue of Equity without Mgmt For For For
Pre-emptive
Rights
20 Authorise Market Purchase Mgmt For For For
21 Authorise EU Political Donations and Mgmt For For For
Expenditure
Safeway Inc.
Ticker Security ID: Meeting Date Meeting Status
SWY CUSIP 786514208 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Steven A. Burd Mgmt For For For
2 Elect Director Janet E. Grove Mgmt For For For
3 Elect Director Mohan Gyani Mgmt For For For
4 Elect Director Paul Hazen Mgmt For For For
5 Elect Director Frank C. Herringer Mgmt For For For
6 Elect Director Kenneth W. Oder Mgmt For For For
7 Elect Director T. Gary Rogers Mgmt For For For
8 Elect Director Arun Sarin Mgmt For For For
9 Elect Director Michael S. Shannon Mgmt For For For
10 Elect Director William Y. Tauscher Mgmt For For For
11 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
13 Approve Omnibus Stock Plan Mgmt For For For
14 Amend Executive Incentive Bonus Plan Mgmt For For For
15 Ratify Auditors Mgmt For For For
16 Provide for Cumulative Voting ShrHldr Against Against For
Sempra Energy
Ticker Security ID: Meeting Date Meeting Status
SRE CUSIP 816851109 05/13/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Alan L. Boeckmann Mgmt For For For
2 Elect Director James G. Brocksmith Mgmt For For For
Jr.
3 Elect Director Donald E. Felsinger Mgmt For For For
4 Elect Director Wilford D. Godbold Jr. Mgmt For For For
5 Elect Director William D. Jones Mgmt For For For
6 Elect Director William G. Ouchi Mgmt For For For
7 Elect Director Carlos Ruiz Mgmt For For For
8 Elect Director William C. Rusnack Mgmt For For For
9 Elect Director William P. Rutledge Mgmt For For For
10 Elect Director Lynn Schenk Mgmt For For For
11 Elect Director Neal E. Schmale Mgmt For For For
12 Elect Director Luis M. Tellez Mgmt For For For
13 Ratify Auditors Mgmt For For For
14 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
16 Provide Right to Act by Written ShrHldr Against For Against
Consent
17 Submit SERP to Shareholder Vote ShrHldr Against For Against
18 Include Sustainability as a ShrHldr Against Against For
Performance Measure for Senior
Executive
Compensation
SES SA
Ticker Security ID: Meeting Date Meeting Status
CINS L8300G135 04/07/2011 Take No Action
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Attendance List, Quorum, and Mgmt N/A TNA N/A
Adoption of
Agenda
2 Appoint Two Meeting Scrutineers Mgmt N/A TNA N/A
3 Receive Board's 2010 Activities Mgmt N/A TNA N/A
Report
4 Receive Explanations on Main Mgmt N/A TNA N/A
Developments during 2010 and
Perspectives
5 Receive Financial Results Mgmt N/A TNA N/A
6 Receive Auditors' Report Mgmt N/A TNA N/A
7 Accept Consolidated and Individual Mgmt For TNA N/A
Financial
Statements
8 Approve Allocation of Income and Mgmt For TNA N/A
Dividends of EUR 0.80 per Class A
Share
9 Approve Standard Accouting Transfers Mgmt For TNA N/A
10 Approve Discharge of Directors Mgmt For TNA N/A
11 Approve Discharge of Auditors Mgmt For TNA N/A
12 Approve Ernst & Young Auditors and Mgmt For TNA N/A
Authorize Board to Fix Their
Remuneration
13 Approve Share Repurchase Program Mgmt For TNA N/A
14.1 Fix Number of Directors at 18 Mgmt For TNA N/A
14.2 Classify Board of Directors Mgmt For TNA N/A
14.3 Elect Marc Beuls as Class A Director Mgmt For TNA N/A
14.4 Re-elect Marcus Bicknell as Class A Mgmt For TNA N/A
Director
14.5 Re-elect Bridget Cosgrave as Class A Mgmt For TNA N/A
Director
14.6 Re-elect Hadelin de Liedekerke Mgmt For TNA N/A
Beaufort as Class A
Director
14.7 Re-elect Jacques Espinasse as Class Mgmt For TNA N/A
A
Director
14.8 Re-elect Robert W. Ross as Class A Mgmt For TNA N/A
Director
14.9 Elect Karim Sabbagh as Class A Mgmt For TNA N/A
Director
14.10 Re-elect Christian Schaak as Class Mgmt For TNA N/A
A
Director
14.11 Re-elect Thierry Seddon as Class A Mgmt For TNA N/A
Director
14.12 Re-elect Marc Speeckaert as Class A Mgmt For TNA N/A
Director
14.13 Re-elect Gerd Tenzer as Class A Mgmt For TNA N/A
Director
14.14 Re-elect Francois Tesch as Class A Mgmt For TNA N/A
Director
14.15 Re-elect Serge Allegrezza as Class B Mgmt For TNA N/A
Director
14.16 Re-elect Jean-Claude Finck as Class Mgmt For TNA N/A
B
Director
14.17 Re-elect Gaston Reinesch as Class B Mgmt For TNA N/A
Director
14.18 Re-elect Victor Rod as Class B Mgmt For TNA N/A
Director
14.19 Re-elect Rene Steichen as Class B Mgmt For TNA N/A
Director
14.20 Re-elect Jean-Paul Zens as Class B Mgmt For TNA N/A
Director
14.21 Fix One Third of Director's Terms at Mgmt For TNA N/A
One
Year
14.22 Fix One Third of Director's Terms at Mgmt For TNA N/A
Two
Years
14.23 Fix One Third of Director's Terms at Mgmt For TNA N/A
Three
Years
14.24 Approve Remuneration of Directors Mgmt For TNA N/A
16 Transact Other Business (Non-Voting) Mgmt N/A TNA N/A
State Street
Corporation
Ticker Security ID: Meeting Date Meeting Status
STT CUSIP 857477103 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director K. Burnes Mgmt For For For
2 Elect Director P. Coym Mgmt For For For
3 Elect Director P. De Saint-Aignan Mgmt For For For
4 Elect Director A. Fawcett Mgmt For For For
5 Elect Director D. Gruber Mgmt For For For
6 Elect Director L. Hill Mgmt For For For
7 Elect Director J. Hooley Mgmt For For For
8 Elect Director R. Kaplan Mgmt For For For
9 Elect Director C. LaMantia Mgmt For For For
10 Elect Director R. Sergel Mgmt For For For
11 Elect Director R. Skates Mgmt For For For
12 Elect Director G. Summe Mgmt For For For
13 Elect Director R. Weissman Mgmt For For For
14 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
16 Approve Executive Incentive Bonus Mgmt For For For
Plan
17 Ratify Auditors Mgmt For For For
18 Report on Political Contributions ShrHldr Against Against For
Suncor Energy Inc
Ticker Security ID: Meeting Date Meeting Status
SU CUSIP 867224107 05/03/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Mel E. Benson Mgmt For For For
1.2 Elect Director Dominic D'Alessandro Mgmt For For For
1.3 Elect Director John T. Ferguson Mgmt For For For
1.4 Elect Director W. Douglas Ford Mgmt For For For
1.5 Elect Director Richard L. George Mgmt For For For
1.6 Elect Director Paul Haseldonckx Mgmt For For For
1.7 Elect Director John R. Huff Mgmt For For For
1.8 Elect Director Jacques Lamarre Mgmt For For For
1.9 Elect Director Brian F. MacNeill Mgmt For For For
1.10 Elect Director Maureen McCaw Mgmt For For For
1.11 Elect Director Michael W. O'Brien Mgmt For For For
1.12 Elect Director James W. Simpson Mgmt For For For
1.13 Elect Director Eira Thomas Mgmt For For For
2 Approve PricewaterhouseCoopers LLP Mgmt For For For
as Auditors and Authorize Board to
Fix Their
Remuneration
3 Advisory Vote on Executive Mgmt For For For
Compensation
Approach
SYSCO Corporation
Ticker Security ID: Meeting Date Meeting Status
SYY CUSIP 871829107 11/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director John M. Cassaday Mgmt For For For
2 Elect Director Manuel A. Fernandez Mgmt For For For
3 Elect Director Hans-joachim Koerber Mgmt For For For
4 Elect Director Jackie M. Ward Mgmt For For For
5 Amend Qualified Employee Stock Mgmt For For For
Purchase
Plan
6 Ratify Auditors Mgmt For For For
Target
Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP 87612E106 06/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Roxanne S. Austin Mgmt For For For
2 Elect Director Calvin Darden Mgmt For For For
3 Elect Director Mary N. Dillon Mgmt For For For
4 Elect Director James A. Johnson Mgmt For For For
5 Elect Director Mary E. Minnick Mgmt For For For
6 Elect Director Anne M. Mulcahy Mgmt For For For
7 Elect Director Derica W. Rice Mgmt For For For
8 Elect Director Stephen W. Sanger Mgmt For For For
9 Elect Director Gregg W. Steinhafel Mgmt For For For
10 Elect Director John G. Stumpf Mgmt For For For
11 Elect Director Solomon D. Trujillo Mgmt For For For
12 Ratify Auditors Mgmt For For For
13 Approve Omnibus Stock Plan Mgmt For For For
14 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
16 Adopt Compensation Benchmarking ShrHldr Against For Against
Policy
17 Report on Electronics Recycling and ShrHldr Against For Against
Preventing E-Waste
Export
The Bank of New
York Mellon
Corporation
Ticker Security ID: Meeting Date Meeting Status
BK CUSIP 064058100 04/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Ruth E. Bruch Mgmt For For For
2 Elect Director Nicholas M. Donofrio Mgmt For For For
3 Elect Director Gerald L. Hassell Mgmt For For For
4 Elect Director Edmund F. Kelly Mgmt For For For
5 Elect Director Robert P. Kelly Mgmt For For For
6 Elect Director Richard J. Kogan Mgmt For For For
7 Elect Director Michael J. Kowalski Mgmt For For For
8 Elect Director John A. Luke, Jr. Mgmt For For For
9 Elect Director Mark A. Nordenberg Mgmt For For For
10 Elect Director Catherine A. Rein Mgmt For For For
11 Elect Director William C. Richardson Mgmt For For For
12 Elect Director Samuel C. Scott III Mgmt For For For
13 Elect Director John P. Surma Mgmt For For For
14 Elect Director Wesley W. von Schack Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
17 Amend Omnibus Stock Plan Mgmt For For For
18 Amend Executive Incentive Bonus Plan Mgmt For For For
19 Ratify Auditors Mgmt For For For
20 Provide for Cumulative Voting ShrHldr Against Against For
The Charles
Schwab
Corporation
Ticker Security ID: Meeting Date Meeting Status
SCHW CUSIP 808513105 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Frank C. Herringer Mgmt For For For
2 Elect Director Stephen T. McLin Mgmt For For For
3 Elect Director Charles R. Schwab Mgmt For For For
4 Elect Director Roger O. Walther Mgmt For For For
5 Elect Director Robert N. Wilson Mgmt For For For
6 Ratify Auditors Mgmt For For For
7 Amend Omnibus Stock Plan Mgmt For For For
8 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
9 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
10 Report on Political Contributions ShrHldr Against Against For
11 Declassify the Board of Directors ShrHldr N/A For N/A
The Chubb
Corporation
Ticker Security ID: Meeting Date Meeting Status
CB CUSIP 171232101 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Zoe Baird Mgmt For For For
2 Elect Director Sheila P. Burke Mgmt For For For
3 Elect Director James I. Cash, Jr. Mgmt For For For
4 Elect Director John D. Finnegan Mgmt For For For
5 Elect Director Lawrence W. Kellner Mgmt For For For
6 Elect Director Martin G. McGuinn Mgmt For For For
7 Elect Director Lawrence M. Small Mgmt For For For
8 Elect Director Jess Soderberg Mgmt For For For
9 Elect Director Daniel E. Somers Mgmt For For For
10 Elect Director James M. Zimmerman Mgmt For For For
11 Elect Director Alfred W. Zollar Mgmt For For For
12 Approve Executive Incentive Bonus Mgmt For For For
Plan
13 Ratify Auditors Mgmt For For For
14 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
The Coca-Cola
Company
Ticker Security ID: Meeting Date Meeting Status
KO CUSIP 191216100 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Herbert A. Allen Mgmt For For For
2 Elect Director Ronald W. Allen Mgmt For For For
3 Elect Director Howard G. Buffett Mgmt For For For
4 Elect Director Barry Diller Mgmt For For For
5 Elect Director Evan G. Greenberg Mgmt For For For
6 Elect Director Alexis M. Herman Mgmt For For For
7 Elect Director Muhtar Kent Mgmt For For For
8 Elect Director Donald R. Keough Mgmt For For For
9 Elect Director Maria Elena Lagomasino Mgmt For For For
10 Elect Director Donald F. McHenry Mgmt For For For
11 Elect Director Sam Nunn Mgmt For For For
12 Elect Director James D. Robinson III Mgmt For For For
13 Elect Director Peter V. Ueberroth Mgmt For For For
14 Elect Director Jacob Wallenberg Mgmt For For For
15 Elect Director James B. Williams Mgmt For For For
16 Ratify Auditors Mgmt For For For
17 Amend Executive Incentive Bonus Plan Mgmt For For For
18 Amend Restricted Stock Plan Mgmt For For For
19 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
20 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
21 Publish Report on Chemical ShrHldr Against For Against
Bisphenol-A
(BPA)
The Home Depot,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director F. Duane Ackerman Mgmt For For For
2 Elect Director Francis S. Blake Mgmt For For For
3 Elect Director Ari Bousbib Mgmt For For For
4 Elect Director Gregory D. Brenneman Mgmt For For For
5 Elect Director J. Frank Brown Mgmt For For For
6 Elect Director Albert P. Carey Mgmt For For For
7 Elect Director Armando Codina Mgmt For For For
8 Elect Director Bonnie G. Hill Mgmt For For For
9 Elect Director Karen L. Katen Mgmt For For For
10 Elect Director Ronald L. Sargent Mgmt For For For
11 Ratify Auditors Mgmt For For For
12 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
14 Provide Right to Act by Written Mgmt For For For
Consent
15 Restore or Provide for Cumulative ShrHldr Against Against For
Voting
16 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special
Meetings
17 Prepare Employment Diversity Report ShrHldr Against Against For
18 Adopt Proxy Statement Reporting on ShrHldr Against Against For
Political Contributions and
Advisory
Vote
The Procter &
Gamble
Company
Ticker Security ID: Meeting Date Meeting Status
PG CUSIP 742718109 10/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Angela F. Braly Mgmt For For For
2 Elect Director Kenneth I. Chenault Mgmt For For For
3 Elect Director Scott D. Cook Mgmt For For For
4 Elect Director Rajat K. Gupta Mgmt For For For
5 Elect Director Robert A. Mcdonald Mgmt For For For
6 Elect Director W. James Mcnerney, Jr. Mgmt For For For
7 Elect Director Johnathan A. Rodgers Mgmt For For For
8 Elect Director Mary A. Wilderotter Mgmt For For For
9 Elect Director Patricia A. Woertz Mgmt For For For
10 Elect Director Ernesto Zedillo Mgmt For For For
11 Ratify Auditors Mgmt For For For
12 Provide for Cumulative Voting ShrHldr Against Against For
The Progressive
Corporation
Ticker Security ID: Meeting Date Meeting Status
PGR CUSIP 743315103 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Stuart B. Burgdoerfer Mgmt For For For
2 Elect Director Charles A. Davis Mgmt For For For
3 Permit Board to Amend Bylaws Without Mgmt For For For
Shareholder
Consent
4 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
6 Ratify Auditors Mgmt For For For
The Travelers
Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TRV CUSIP 89417E109 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Alan L. Beller Mgmt For For For
2 Elect Director John H. Dasburg Mgmt For For For
3 Elect Director Janet M. Dolan Mgmt For For For
4 Elect Director Kenneth M. Duberstein Mgmt For For For
5 Elect Director Jay S. Fishman Mgmt For For For
6 Elect Director Lawrence G. Graev Mgmt For For For
7 Elect Director Patricia L. Higgins Mgmt For For For
8 Elect Director Thomas R. Hodgson Mgmt For For For
9 Elect Director Cleve L. Mgmt For For For
Killingsworth,
Jr.
10 Elect Director Donald J. Shepard Mgmt For For For
11 Elect Director Laurie J. Thomsen Mgmt For For For
12 Ratify Auditors Mgmt For For For
13 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
Time Warner
Cable
Inc.
Ticker Security ID: Meeting Date Meeting Status
TWC CUSIP 88732J207 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Carole Black Mgmt For For For
2 Elect Director Glenn A. Britt Mgmt For For For
3 Elect Director Thomas H. Castro Mgmt For For For
4 Elect Director David C. Chang Mgmt For For For
5 Elect Director James E. Copeland, Jr. Mgmt For For For
6 Elect Director Peter R. Haje Mgmt For For For
7 Elect Director Donna A. James Mgmt For For For
8 Elect Director Don Logan Mgmt For For For
9 Elect Director N.J. Nicholas, Jr. Mgmt For For For
10 Elect Director Wayne H. Pace Mgmt For For For
11 Elect Director Edward D. Shirley Mgmt For For For
12 Elect Director John E. Sununu Mgmt For For For
13 Ratify Auditors Mgmt For For For
14 Approve Omnibus Stock Plan Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
Time Warner Inc.
Ticker Security ID: Meeting Date Meeting Status
TWX CUSIP 887317303 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director James L. Barksdale Mgmt For For For
2 Elect Director William P. Barr Mgmt For For For
3 Elect Director Jeffrey L. Bewkes Mgmt For For For
4 Elect Director Stephen F. Bollenbach Mgmt For For For
5 Elect Director Frank J. Caufield Mgmt For For For
6 Elect Director Robert C. Clark Mgmt For For For
7 Elect Director Mathias Dopfner Mgmt For For For
8 Elect Director Jessica P. Einhorn Mgmt For For For
9 Elect Director Fred Hassan Mgmt For For For
10 Elect Director Michael A. Miles Mgmt For For For
11 Elect Director Kenneth J. Novack Mgmt For For For
12 Elect Director Paul D. Wachter Mgmt For For For
13 Elect Director Deborah C. Wright Mgmt For For For
14 Ratify Auditors Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
17 Reduce Supermajority Vote Requirement Mgmt For For For
18 Provide Right to Act by Written ShrHldr Against For Against
Consent
U.S. Bancorp
Ticker Security ID: Meeting Date Meeting Status
USB CUSIP 902973304 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Douglas M. Baker, Jr. Mgmt For For For
2 Elect Director Y. Marc Belton Mgmt For For For
3 Elect Director Victoria Buyniski Mgmt For For For
Gluckman
4 Elect Director Arthur D. Collins, Jr. Mgmt For For For
5 Elect Director Richard K. Davis Mgmt For For For
6 Elect Director Joel W. Johnson Mgmt For For For
7 Elect Director Olivia F. Kirtley Mgmt For For For
8 Elect Director Jerry W. Levin Mgmt For For For
9 Elect Director David B. O'Maley Mgmt For For For
10 Elect Director O Dell M. Owens Mgmt For For For
11 Elect Director Richard G. Reiten Mgmt For For For
12 Elect Director Craig D. Schnuck Mgmt For For For
13 Elect Director Patrick T. Stokes Mgmt For For For
14 Ratify Auditors Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
17 Advisory Vote to Ratify Directors' ShrHldr Against Against For
Compensation
Unilever plc
Ticker Security ID: Meeting Date Meeting Status
ULVR CINS G92087165 05/11/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Remuneration Report Mgmt For For For
3 Re-elect Paul Polman as Director Mgmt For For For
4 Re-elect Jean-Marc Huet as Director Mgmt For For For
5 Re-elect Louise Fresco as Director Mgmt For For For
6 Re-elect Ann Fudge as Director Mgmt For For For
7 Re-elect Charles Golden as Director Mgmt For For For
8 Re-elect Byron Grote as Director Mgmt For For For
9 Re-elect Hixonia Nyasulu as Director Mgmt For For For
10 Re-elect Sir Malcolm Rifkind as Mgmt For For For
Director
11 Re-elect Kees Storm as Director Mgmt For For For
12 Re-elect Michael Treschow as Director Mgmt For For For
13 Re-elect Paul Walsh as Director Mgmt For For For
14 Elect Sunil Bharti Mittal as Director Mgmt For For For
15 Reappoint PricewaterhouseCoopers LLP Mgmt For For For
as
Auditors
16 Authorise Board to Fix Remuneration Mgmt For For For
of
Auditors
17 Authorise Issue of Equity with Mgmt For For For
Pre-emptive
Rights
18 Authorise Issue of Equity without Mgmt For For For
Pre-emptive
Rights
19 Authorise Market Purchase Mgmt For For For
20 Authorise EU Political Donations and Mgmt For For For
Expenditure
21 Authorise the Company to Call EGM Mgmt For For For
with Two Weeks'
Notice
22 Amend Articles of Association Mgmt For For For
Verizon
Communications
Inc.
Ticker Security ID: Meeting Date Meeting Status
VZ CUSIP 92343V104 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Richard L. Carrion Mgmt For For For
2 Elect Director M. Frances Keeth Mgmt For For For
3 Elect Director Robert W. Lane Mgmt For For For
4 Elect Director Lowell C. Mcadam Mgmt For For For
5 Elect Director Sandra O. Moose Mgmt For For For
6 Elect Director Joseph Neubauer Mgmt For For For
7 Elect Director Donald T. Nicolaisen Mgmt For For For
8 Elect Director Clarence Otis, Jr. Mgmt For For For
9 Elect Director Hugh B. Price Mgmt For For For
10 Elect Director Ivan G. Seidenberg Mgmt For For For
11 Elect Director Rodney E. Slater Mgmt For For For
12 Elect Director John W. Snow Mgmt For For For
13 Ratify Auditors Mgmt For For For
14 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
16 Disclose Prior Government Service ShrHldr Against Against For
17 Performance-Based Equity Awards ShrHldr Against Against For
18 Restore or Provide for Cumulative ShrHldr Against Against For
Voting
19 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special
Meetings
Weatherford
International
Ltd.
Ticker Security ID: Meeting Date Meeting Status
WFT CINS H27013103 05/25/2011 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Discharge of Board and Mgmt For For For
Senior
Management
3.1 Reelect Bernard Duroc-Danner as Mgmt For For For
Director
3.2 Reelect Samuel Bodman, III as Mgmt For For For
Director
3.3 Reelect Nicholas Brady as Director Mgmt For For For
3.4 Reelect David Butters as Director Mgmt For For For
3.5 Reelect William Macaulay as Director Mgmt For For For
3.6 Reelect Robert Millard as Director Mgmt For For For
3.7 Reelect Robert Moses, Jr. as Director Mgmt For For For
3.8 Reelect Guilliermo Ortiz as Director Mgmt For For For
3.9 Reelect Emyr Parry as Director Mgmt For For For
3.10 Reelect Robert Rayne as Director Mgmt For For For
4 Ratify Auditors Mgmt For For For
5 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
WellPoint, Inc.
Ticker Security ID: Meeting Date Meeting Status
WLP CUSIP 94973V107 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Angela F. Braly Mgmt For For For
1.2 Elect Director Warren Y. Jobe Mgmt For For For
1.3 Elect Director William G. Mays Mgmt For For For
1.4 Elect Director William J. Ryan Mgmt For For For
2 Ratify Auditors Mgmt For For For
3.1 Reduce Supermajority Vote Mgmt For For For
Requirement Relating to Vote
Requirement
3.2 Reduce Supermajority Vote Mgmt For For For
Requirement Relating to Removal of
Directors
3.3 Opt Out of State's Control Share Mgmt For For For
Acquisition
Law
3.4 Amend Articles of Incorporation to Mgmt For For For
Remove Certain Obsolete
Provisions
3.5 Amend Articles of Incorporation to Mgmt For For For
Remove Other Obsolete Provisions
and Make Conforming
Changes
4 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
6 Feasibility Study for Converting to ShrHldr Against Against For
Nonprofit
Status
7 Reincorporate in Another State [from ShrHldr Against Against For
Indiana to
Delaware]
8 Require Independent Board Chairman ShrHldr Against Against For
Wells Fargo &
Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election Director John D. Baker II Mgmt For For For
2 Election Director John S. Chen Mgmt For For For
3 Election Director Lloyd H. Dean Mgmt For For For
4 Election Director Susan E. Engel Mgmt For For For
5 Election Director Enrique Hernandez, Mgmt For For For
Jr.
6 Election Director Donald M. James Mgmt For For For
7 Election Director Mackey J. McDonald Mgmt For For For
8 Election Director Cynthia H. Milligan Mgmt For For For
9 Elect Director Nicholas G. Moore Mgmt For For For
10 Elect Director Philip J. Quigley Mgmt For For For
11 Elect Director Judith M. Runstad Mgmt For For For
12 Elect Director Stephen W. Sanger Mgmt For For For
13 Elect Director John G. Stumpf Mgmt For For For
14 Elect Director an G. Swenson Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
17 Ratify Auditors Mgmt For For For
18 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special
Meetings
19 Provide for Cumulative Voting ShrHldr Against Against For
20 Require Independent Board Chairman ShrHldr Against Against For
21 Advisory Vote to Ratify Directors' ShrHldr Against Against For
Compensation
22 Require Audit Committee Review and ShrHldr Against Against For
Report on Controls Related to
Loans, Foreclosure and
Securitizations
Xerox Corporation
Ticker Security ID: Meeting Date Meeting Status
XRX CUSIP 984121103 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Glenn A. Britt Mgmt For For For
2 Elect Director Ursula M. Burns Mgmt For For For
3 Elect Director Richard J. Harrington Mgmt For For For
4 Elect Director William Curt Hunter Mgmt For For For
5 Elect Director Robert J. Keegan Mgmt For For For
6 Elect Director Robert A. McDonald Mgmt For For For
7 Elect Director N.J. Nicholas, Jr. Mgmt For For For
8 Elect Director Charles Prince Mgmt For For For
9 Elect Director Ann N. Reese Mgmt For For For
10 Elect Director Mary Agnes Wilderotter Mgmt For For For
11 Ratify Auditors Mgmt For For For
12 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
Manager Sleeve : Conservative LV Miller Howard
07/01/2010 - 06/30/2011
Abbott
Laboratories
Ticker Security ID: Meeting Date Meeting Status
CUSIP 002824100 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : R.J. ALPERN Mgmt For For For
1.2 DIRECTOR : R.S. AUSTIN Mgmt For For For
1.3 DIRECTOR : W.J. FARRELL Mgmt For For For
1.4 DIRECTOR : H.L. FULLER Mgmt For For For
1.5 DIRECTOR : E.M. LIDDY Mgmt For For For
1.6 DIRECTOR : P.N. NOVAKOVIC Mgmt For For For
1.7 DIRECTOR : W.A. OSBORN Mgmt For For For
1.8 DIRECTOR : S.C. SCOTT III Mgmt For For For
1.9 DIRECTOR : G.F. TILTON Mgmt For For For
1.10 DIRECTOR : M.D. WHITE Mgmt For For For
2 RATIFICATION OF DELOITTE & TOUCHE Mgmt For For For
LLP AS
AUDITORS.
3 SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For Against Against
APPROVAL OF EXECUTIVE
COMPENSATION.
4 SAY WHEN ON PAY - AN ADVISORY VOTE Mgmt 1 Year 1 Year For
ON THE APPROVAL OF THE FREQUENCY OF
SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
5 SHAREHOLDER PROPOSAL - ShrHldr Against For Against
PHARMACEUTICAL
PRICING.
American Water
Works Company,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 030420103 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: STEPHEN P. ADIK Mgmt For For For
2 ELECTION OF DIRECTOR: MARTHA CLARK Mgmt For For For
GOSS
3 ELECTION OF DIRECTOR: JULIE A. DOBSON Mgmt For For For
4 ELECTION OF DIRECTOR: RICHARD R. Mgmt For For For
GRIGG
5 ELECTION OF DIRECTOR: JULIA L. Mgmt For For For
JOHNSON
6 ELECTION OF DIRECTOR: GEORGE Mgmt For For For
MACKENZIE
7 ELECTION OF DIRECTOR: WILLIAM J. Mgmt For For For
MARRAZZO
8 ELECTION OF DIRECTOR: JEFFRY E. Mgmt For For For
STERBA
9 RATIFICATION OF THE APPOINTMENT OF Mgmt For For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR
ENDED DECEMBER 31,
2011.
10 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION.
11 ADVISORY VOTE ON FREQUENCY OF Mgmt 1 Year 1 Year For
EXECUTIVE COMPENSATION
VOTES.
Annaly Capital
Management,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 035710409 06/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 NOT VALID-VOTING ON DIRECTORS HAS Mgmt For For For
ALREADY CLOSED. ANY VOTES ON THIS
PROPOSAL WILL NOT BE
COUNTED
2 NOT VALID-VOTING ON DIRECTORS HAS Mgmt For Against Against
ALREADY CLOSED. ANY VOTES ON THIS
PROPOSAL WILL NOT BE
COUNTED
3 NOT VALID-VOTING ON DIRECTORS HAS Mgmt For Against Against
ALREADY CLOSED. ANY VOTES ON THIS
PROPOSAL WILL NOT BE
COUNTED
4 A PROPOSAL TO AMEND OUR CHARTER TO Mgmt For Against Against
INCREASE THE NUMBER OF AUTHORIZED
SHARES TO 2,000,000,000
SHARES.
5 NOT VALID-VOTING ON THIS PROPOSAL Mgmt For Against Against
HAS ALREADY CLOSED. ANY VOTES ON
THIS PROPOSAL GOING FORWARD WILL
NOT BE
COUNTED
6 NOT VALID-VOTING ON THIS PROPOSAL Mgmt 3 Years 1 Year Against
HAS ALREADY CLOSED. ANY VOTES ON
THIS PROPOSAL GOING FORWARD WILL
NOT BE
COUNTED
7 NOT VALID-VOTING ON THIS PROPOSAL Mgmt For For For
HAS ALREADY CLOSED. ANY VOTES ON
THIS PROPOSAL GOING FORWARD WILL
NOT BE
COUNTED
At&T Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 00206R102 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: RANDALL L. Mgmt For For For
STEPHENSON
2 ELECTION OF DIRECTOR: GILBERT F. Mgmt For For For
AMELIO
3 ELECTION OF DIRECTOR: REUBEN V. Mgmt For For For
ANDERSON
4 ELECTION OF DIRECTOR: JAMES H. Mgmt For For For
BLANCHARD
5 ELECTION OF DIRECTOR: JAIME CHICO Mgmt For For For
PARDO
6 ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For For
7 ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For For
8 ELECTION OF DIRECTOR: LYNN M. MARTIN Mgmt For For For
9 ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For For
10 ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For For
11 ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For For
12 ELECTION OF DIRECTOR: LAURA D'ANDREA Mgmt For For For
TYSON
13 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT
AUDITORS.
14 APPROVE 2011 INCENTIVE PLAN. Mgmt For For For
15 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION.
16 ADVISORY VOTE ON FREQUENCY OF VOTE Mgmt 3 Years 1 Year Against
ON EXECUTIVE
COMPENSATION.
17 POLITICAL CONTRIBUTIONS. ShrHldr Against For Against
18 SPECIAL STOCKHOLDER MEETINGS. ShrHldr Against Against For
19 WRITTEN CONSENT. ShrHldr Against For Against
Bank Of Montreal
Ticker Security ID: Meeting Date Meeting Status
CUSIP 063671101 03/22/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : ROBERT M. ASTLEY Mgmt For For For
1.2 DIRECTOR : DAVID R. BEATTY Mgmt For For For
1.3 DIRECTOR : SOPHIE BROCHU Mgmt For For For
1.4 DIRECTOR : ROBERT CHEVRIER Mgmt For For For
1.5 DIRECTOR : GEORGE A. COPE Mgmt For For For
1.6 DIRECTOR : WILLIAM A. DOWNE Mgmt For For For
1.7 DIRECTOR : CHRISTINE A. EDWARDS Mgmt For For For
1.8 DIRECTOR : RONALD H. FARMER Mgmt For For For
1.9 DIRECTOR : DAVID A. GALLOWAY Mgmt For For For
1.10 DIRECTOR : HAROLD N. KVISLE Mgmt For For For
1.11 DIRECTOR : BRUCE H. MITCHELL Mgmt For For For
1.12 DIRECTOR : PHILIP S. ORSINO Mgmt For For For
1.13 DIRECTOR : MARTHA C. PIPER Mgmt For For For
1.14 DIRECTOR : J. ROBERT S. PRICHARD Mgmt For For For
1.15 DIRECTOR : GUYLAINE SAUCIER Mgmt For For For
1.16 DIRECTOR : DON M. WILSON III Mgmt For For For
2 APPOINTMENT OF SHAREHOLDERS' AUDITORS Mgmt For For For
3 AMENDMENTS TO THE BANK'S BY-LAWS Mgmt For For For
4 ADVISORY VOTE ON THE BANK'S APPROACH Mgmt For For For
TO EXECUTIVE
COMPENSATION
5 SHAREHOLDER PROPOSAL NO. 1 ShrHldr Against Against For
6 SHAREHOLDER PROPOSAL NO. 2 ShrHldr Against Against For
7 SHAREHOLDER PROPOSAL NO. 3 ShrHldr Against Against For
8 SHAREHOLDER PROPOSAL NO. 4 ShrHldr Against Against For
Bce Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 05534B760 05/12/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : B.K. ALLEN Mgmt For For For
1.2 DIRECTOR : A. BERARD Mgmt For For For
1.3 DIRECTOR : R.A. BRENNEMAN Mgmt For For For
1.4 DIRECTOR : S. BROCHU Mgmt For For For
1.5 DIRECTOR : R.E. BROWN Mgmt For For For
1.6 DIRECTOR : G.A. COPE Mgmt For For For
1.7 DIRECTOR : A.S. FELL Mgmt For For For
1.8 DIRECTOR : E.C. LUMLEY Mgmt For For For
1.9 DIRECTOR : T.C. O'NEILL Mgmt For For For
1.10 DIRECTOR : R.C. SIMMONDS Mgmt For For For
1.11 DIRECTOR : C. TAYLOR Mgmt For For For
1.12 DIRECTOR : P.R. WEISS Mgmt For For For
2 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For For
AS
AUDITORS.
3 RESOLVED, ON AN ADVISORY BASIS AND Mgmt For For For
NOT TO DIMINISH THE ROLE AND
RESPONSIBILITIES OF THE BOARD OF
DIRECTORS, THAT THE SHAREHOLDERS
ACCEPT THE APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE 2011
MANAGEMENT PROXY CIRCULAR DATED
MARCH 10, 2011
DELIVERED
4 CRITICAL MASS OF QUALIFIED WOMEN ON ShrHldr Against For Against
BOARD.
5 EQUITY RATIO. ShrHldr Against For Against
6 ADDITIONAL INFORMATION ON COMPARATOR ShrHldr Against For Against
GROUPS.
Bristol-Myers
Squibb
Company
Ticker Security ID: Meeting Date Meeting Status
CUSIP 110122108 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: L. ANDREOTTI Mgmt For For For
2 ELECTION OF DIRECTOR: L.B. CAMPBELL Mgmt For For For
3 ELECTION OF DIRECTOR: J.M. CORNELIUS Mgmt For For For
4 ELECTION OF DIRECTOR: L.J. FREEH Mgmt For Against Against
5 ELECTION OF DIRECTOR: L.H. GLIMCHER, Mgmt For For For
M.D.
6 ELECTION OF DIRECTOR: M. GROBSTEIN Mgmt For For For
7 ELECTION OF DIRECTOR: L. JOHANSSON Mgmt For For For
8 ELECTION OF DIRECTOR: A.J. LACY Mgmt For For For
9 ELECTION OF DIRECTOR: V.L. SATO, Mgmt For For For
PH.D.
10 ELECTION OF DIRECTOR: E. SIGAL, Mgmt For For For
M.D.,
PH.D.
11 ELECTION OF DIRECTOR: T.D. WEST, JR. Mgmt For For For
12 ELECTION OF DIRECTOR: R.S. WILLIAMS, Mgmt For For For
M.D.
13 RATIFICATION OF THE APPOINTMENT OF Mgmt For For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING
FIRM
14 ADVISORY VOTE ON THE COMPENSATION OF Mgmt For For For
OUR NAMED EXECUTIVE
OFFICERS
15 ADVISORY VOTE ON THE FREQUENCY OF Mgmt 3 Years 1 Year Against
THE ADVISORY VOTE ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
16 EXECUTIVE COMPENSATION DISCLOSURE ShrHldr Against For Against
17 SHAREHOLDER ACTION BY WRITTEN CONSENT ShrHldr Against For Against
18 PHARMACEUTICAL PRICE RESTRAINT ShrHldr Against For Against
Cincinnati
Financial
Corporation
Ticker Security ID: Meeting Date Meeting Status
CUSIP 172062101 04/30/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : KENNETH C. LICHTENDAHL Mgmt For For For
1.2 DIRECTOR : W. RODNEY MCMULLEN Mgmt For For For
1.3 DIRECTOR : THOMAS R. SCHIFF Mgmt For For For
1.4 DIRECTOR : JOHN F. STEELE, JR. Mgmt For For For
2 RATIFYING THE SELECTION OF DELOITTE Mgmt For For For
& TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR
2011.
3 VOTING ON A NONBINDING PROPOSAL TO Mgmt For For For
APPROVE THE COMPENSATION FOR THE
COMPANY'S NAMED EXECUTIVE
OFFICERS.
4 VOTING ON A NONBINDING PROPOSAL TO Mgmt 1 Year 1 Year For
ESTABLISH THE FREQUENCY OF FUTURE
NONBINDING VOTES ON EXECUTIVE
COMPENSATION.
5 RE-APPROVING THE PERFORMANCE Mgmt For For For
OBJECTIVES CONTAINED IN THE
CINCINNATI FINANCIAL CORPORATION
STOCK PLAN OF
2006.
Cinemark
Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 17243V102 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : STEVEN P. ROSENBERG Mgmt For For For
1.2 DIRECTOR : ENRIQUE F. SENIOR Mgmt For For For
1.3 DIRECTOR : DONALD G. SODERQUIST Mgmt For For For
1.4 DIRECTOR : ROGER T. STAUBACH Mgmt For For For
2 APPROVAL AND RATIFICATION OF THE Mgmt For For For
APPOINTMENT OF DELOITTE & TOUCHE,
LLP, AS THE INDEPENDENT REGISTERED
PUBLIC
ACCOUNTANT.
3 APPROVAL OF THE NON-BINDING, Mgmt For For For
ADVISORY RESOLUTION REGARDING
EXECUTIVE
COMPENSATION.
4 RECOMMENDATION ON THE FREQUENCY OF Mgmt 1 Year 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
Digital Realty
Trust,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 253868103 04/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : RICHARD A. MAGNUSON Mgmt For For For
1.2 DIRECTOR : MICHAEL F. FOUST Mgmt For For For
1.3 DIRECTOR : LAURENCE A. CHAPMAN Mgmt For For For
1.4 DIRECTOR : KATHLEEN EARLEY Mgmt For Withhold Against
1.5 DIRECTOR : RUANN F. ERNST, PH.D. Mgmt For For For
1.6 DIRECTOR : DENNIS E. SINGLETON Mgmt For For For
1.7 DIRECTOR : ROBERT H. ZERBST Mgmt For For For
2 RATIFYING THE SELECTION OF KPMG LLP Mgmt For For For
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31,
2011.
3 THE APPROVAL, ON A NON-BINDING, Mgmt For For For
ADVISORY BASIS, OF THE COMPENSATION
OF OUR NAMED EXECUTIVE
OFFICERS.
4 RECOMMENDATION, ON A NON-BINDING, Mgmt 3 Years 1 Year Against
ADVISORY BASIS, OF THE FREQUENCY OF
HOLDING FUTURE ADVISORY VOTES ON
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS (EVERY ONE, TWO
OR THREE
YEARS).
Eli Lilly And
Company
Ticker Security ID: Meeting Date Meeting Status
CUSIP 532457108 04/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR FOR THREE-YEAR Mgmt For For For
TERM: M.L.
ESKEW
2 ELECTION OF DIRECTOR FOR THREE-YEAR Mgmt For For For
TERM: A.G.
GILMAN
3 ELECTION OF DIRECTOR FOR THREE-YEAR Mgmt For Against Against
TERM: K.N.
HORN
4 ELECTION OF DIRECTOR FOR THREE-YEAR Mgmt For For For
TERM: J.C.
LECHLEITER
5 RATIFICATION OF THE APPOINTMENT BY Mgmt For For For
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF ERNST & YOUNG LLP AS
PRINCIPAL INDEPENDENT AUDITOR FOR
2011.
6 APPROVE, BY NON-BINDING VOTE, 2010 Mgmt For Against Against
COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE
OFFICERS.
7 RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES
ON EXECUTIVE
COMPENSATION.
8 APPROVE AMENDMENTS TO THE ARTICLES Mgmt For For For
OF INCORPORATION TO PROVIDE FOR
ANNUAL ELECTION OF ALL
DIRECTORS.
9 APPROVE AMENDMENTS TO THE ARTICLES Mgmt For For For
OF INCORPORATION TO ELIMINATE ALL
SUPERMAJORITY VOTING
REQUIREMENTS.
10 APPROVE THE EXECUTIVE OFFICER Mgmt For For For
INCENTIVE
PLAN.
Enerplus
Corporation
Ticker Security ID: Meeting Date Meeting Status
CUSIP 292766102 05/13/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : EDWIN V. DODGE Mgmt For For For
1.2 DIRECTOR : ROBERT B. HODGINS Mgmt For Withhold Against
1.3 DIRECTOR : GORDON J. KERR Mgmt For For For
1.4 DIRECTOR : DOUGLAS R. MARTIN Mgmt For For For
1.5 DIRECTOR : DAVID P. O'BRIEN Mgmt For For For
1.6 DIRECTOR : ELLIOTT PEW Mgmt For For For
1.7 DIRECTOR : GLEN D. ROANE Mgmt For Withhold Against
1.8 DIRECTOR : W.C. (MIKE) SETH Mgmt For For For
1.9 DIRECTOR : DONALD T. WEST Mgmt For For For
1.10 DIRECTOR : HARRY B. WHEELER Mgmt For For For
1.11 DIRECTOR : CLAYTON H. WOITAS Mgmt For For For
1.12 DIRECTOR : ROBERT L. ZORICH Mgmt For For For
2 TO APPOINT DELOITTE & TOUCHE LLP, Mgmt For For For
CHARTERED ACCOUNTANTS, AS AUDITORS
OF THE
CORPORATION.
Enerplus
Resources
Fund
Ticker Security ID: Meeting Date Meeting Status
CUSIP 29274D604 12/09/2010 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 TO CONSIDER AND, IF THOUGHT Mgmt For For For
ADVISABLE, TO PASS, WITH OR WITHOUT
VARIATION, A SPECIAL RESOLUTION
(THE ARRANGEMENT RESOLUTION"), THE
FULL TEXT OF WHICH IS SET FORTH IN
APPENDIX "C" TO THE ACCOMPANYING
INFORMATION CIRCULAR AND PROXY
STATEMENT OF THE FUND
DAT
2 IF THE ARRANGEMENT RESOLUTION IS Mgmt For For For
PASSED, TO CONSIDER AND, IF THOUGHT
ADVISABLE, TO PASS, WITH OR WITHOUT
VARIATION, AN ORDINARY RESOLUTION,
THE FULL TEXT OF WHICH IS SET FORTH
IN THE INFORMATION CIRCULAR, TO
APPROVE A STOCK OPTION PLAN, A COPY
OF WHICH
IS
3 IF THE ARRANGEMENT RESOLUTION IS Mgmt For For For
PASSED, TO CONSIDER AND, IF THOUGHT
ADVISABLE, TO PASS, WITH OR WITHOUT
VARIATION, AN ORDINARY RESOLUTION,
THE FULL TEXT OF WHICH IS SET FORTH
IN THE INFORMATION CIRCULAR, TO
APPROVE A SHAREHOLDER RIGHTS PLAN
FOR NEWCO
TO
Glaxosmithkline
Plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP 37733W105 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 TO RECEIVE AND ADOPT THE DIRECTORS' Mgmt For For For
REPORT AND THE FINANCIAL
STATEMENTS
2 TO APPROVE THE REMUNERATION REPORT Mgmt For For For
3 TO ELECT MR SIMON DINGEMANS AS A Mgmt For For For
DIRECTOR
4 TO ELECT MS STACEY CARTWRIGHT AS A Mgmt For For For
DIRECTOR
5 TO ELECT MS JUDY LEWENT AS A DIRECTOR Mgmt For For For
6 TO RE-ELECT SIR CHRISTOPHER GENT AS Mgmt For Against Against
A
DIRECTOR
7 TO RE-ELECT MR ANDREW WITTY AS A Mgmt For For For
DIRECTOR
8 TO RE-ELECT PROFESSOR SIR ROY Mgmt For For For
ANDERSON AS A
DIRECTOR
9 TO RE-ELECT DR STEPHANIE BURNS AS A Mgmt For For For
DIRECTOR
10 TO RE-ELECT MR LARRY CULP AS A Mgmt For Against Against
DIRECTOR
11 TO RE-ELECT SIR CRISPIN DAVIS AS A Mgmt For For For
DIRECTOR
12 TO RE-ELECT SIR DERYCK MAUGHAN AS A Mgmt For Against Against
DIRECTOR
13 TO RE-ELECT MR JAMES MURDOCH AS A Mgmt For Against Against
DIRECTOR
14 TO RE-ELECT DR DANIEL PODOLSKY AS A Mgmt For For For
DIRECTOR
15 TO RE-ELECT DR MONCEF SLAOUI AS A Mgmt For For For
DIRECTOR
16 TO RE-ELECT MR TOM DE SWAAN AS A Mgmt For Against Against
DIRECTOR
17 TO RE-ELECT SIR ROBERT WILSON AS A Mgmt For For For
DIRECTOR
18 TO RE-APPOINT AUDITORS Mgmt For For For
19 TO DETERMINE REMUNERATION OF AUDITORS Mgmt For For For
20 TO AUTHORISE THE COMPANY AND ITS Mgmt For For For
SUBSIDIARIES TO MAKE DONATIONS TO
POLITICAL ORGANISATIONS AND INCUR
POLITICAL
EXPENDITURE
21 TO AUTHORISE ALLOTMENT OF SHARES Mgmt For For For
22 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For For
23 TO AUTHORISE THE COMPANY TO PURCHASE Mgmt For For For
ITS OWN
SHARES
24 TO AUTHORISE EXEMPTION FROM Mgmt For For For
STATEMENT OF NAME OF SENIOR
STATUTORY
AUDITOR
25 TO AUTHORISE REDUCED NOTICE OF A Mgmt For Against Against
GENERAL MEETING OTHER THAN AN
AGM
Hcp, Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 40414L109 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: JAMES F. Mgmt For For For
FLAHERTY
III
2 ELECTION OF DIRECTOR: CHRISTINE N. Mgmt For For For
GARVEY
3 ELECTION OF DIRECTOR: DAVID B. HENRY Mgmt For For For
4 ELECTION OF DIRECTOR: LAURALEE E. Mgmt For For For
MARTIN
5 ELECTION OF DIRECTOR: MICHAEL D. Mgmt For For For
MCKEE
6 ELECTION OF DIRECTOR: PETER L. RHEIN Mgmt For For For
7 ELECTION OF DIRECTOR: KENNETH B. Mgmt For For For
ROATH
8 ELECTION OF DIRECTOR: RICHARD M. Mgmt For For For
ROSENBERG
9 ELECTION OF DIRECTOR: JOSEPH P. Mgmt For For For
SULLIVAN
10 RATIFICATION OF THE APPOINTMENT OF Mgmt For For For
DELOITTE & TOUCHE LLP AS HCP'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31,
2011.
11 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION.
12 ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
CUSIP 458140100 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: CHARLENE Mgmt For Against Against
BARSHEFSKY
2 ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For For For
3 ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt For For For
4 ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For For
5 ELECTION OF DIRECTOR: PAUL S. Mgmt For For For
OTELLINI
6 ELECTION OF DIRECTOR: JAMES D. Mgmt For For For
PLUMMER
7 ELECTION OF DIRECTOR: DAVID S. Mgmt For For For
POTTRUCK
8 ELECTION OF DIRECTOR: JANE E. SHAW Mgmt For For For
9 ELECTION OF DIRECTOR: FRANK D. YEARY Mgmt For For For
10 ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For Against Against
11 RATIFICATION OF SELECTION OF ERNST & Mgmt For For For
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR CURRENT
YEAR
12 AMENDMENT AND EXTENSION OF THE 2006 Mgmt For For For
EQUITY INCENTIVE
PLAN
13 AMENDMENT AND EXTENSION OF THE 2006 Mgmt For For For
STOCK PURCHASE
PLAN
14 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
15 ADVISORY VOTE ON THE FREQUENCY OF Mgmt TNA 1 Year N/A
HOLDING FUTURE ADVISORY VOTES ON
EXECUTIVE
COMPENSATION
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
CUSIP 478160104 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: MARY SUE Mgmt For Against Against
COLEMAN
2 ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For For
3 ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For For
4 ELECTION OF DIRECTOR: MICHAEL M.E. Mgmt For Against Against
JOHNS
5 ELECTION OF DIRECTOR: SUSAN L. Mgmt For For For
LINDQUIST
6 ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For Against Against
7 ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For For
8 ELECTION OF DIRECTOR: WILLIAM D. Mgmt For Against Against
PEREZ
9 ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For Against Against
10 ELECTION OF DIRECTOR: DAVID SATCHER Mgmt For For For
11 ELECTION OF DIRECTOR: WILLIAM C. Mgmt For For For
WELDON
12 RATIFICATION OF APPOINTMENT OF Mgmt For For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR
2011
13 ADVISORY VOTE ON NAMED EXECUTIVE Mgmt For For For
OFFICER
COMPENSATION
14 ADVISORY VOTE ON FREQUENCY OF Mgmt 1 Year 1 Year For
ADVISORY VOTE ON NAMED EXECUTIVE
OFFICER
COMPENSATION
15 SHAREHOLDER PROPOSAL ON ShrHldr Against For Against
PHARMACEUTICAL PRICE
RESTRAINT
16 SHAREHOLDER PROPOSAL ON AMENDMENT TO ShrHldr Against For Against
COMPANY'S EQUAL EMPLOYMENT
OPPORTUNITY
POLICY
17 SHAREHOLDER PROPOSAL ON ADOPTING ShrHldr Against For Against
NON-ANIMAL METHODS FOR
TRAINING
Meadwestvaco
Corporation
Ticker Security ID: Meeting Date Meeting Status
CUSIP 583334107 04/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: MICHAEL E. Mgmt For For For
CAMPBELL
2 ELECTION OF DIRECTOR: DR. THOMAS W. Mgmt For For For
COLE,
JR.
3 ELECTION OF DIRECTOR: JAMES G. KAISER Mgmt For For For
4 ELECTION OF DIRECTOR: RICHARD B. Mgmt For For For
KELSON
5 ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For For
6 ELECTION OF DIRECTOR: SUSAN J. KROPF Mgmt For For For
7 ELECTION OF DIRECTOR: DOUGLAS S. LUKE Mgmt For For For
8 ELECTION OF DIRECTOR: JOHN A. LUKE, Mgmt For For For
JR.
9 ELECTION OF DIRECTOR: ROBERT C. Mgmt For For For
MCCORMACK
10 ELECTION OF DIRECTOR: TIMOTHY H. Mgmt For For For
POWERS
11 ELECTION OF DIRECTOR: JANE L. WARNER Mgmt For For For
12 THE RATIFICATION OF THE APPOINTMENT Mgmt For For For
OF OUR INDEPENDENT ACCOUNTING
FIRM.
13 APPROVAL OF AN AMENDMENT AND Mgmt For For For
RESTATEMENT OF THE MEADWESTVACO
CORPORATION 2005 PERFORMANCE
INCENTIVE
PLAN.
14 APPROVAL OF AN ADVISORY RESOLUTION Mgmt For For For
ON EXECUTIVE
COMPENSATION.
15 APPROVAL OF AN ADVISORY VOTE ON THE Mgmt 1 Year 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES
ON EXECUTIVE
COMPENSATION.
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 58933Y105 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For For
2 ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For For
3 ELECTION OF DIRECTOR: RICHARD T. Mgmt For For For
CLARK
4 ELECTION OF DIRECTOR: KENNETH C. Mgmt For For For
FRAZIER
5 ELECTION OF DIRECTOR: THOMAS H. Mgmt For For For
GLOCER
6 ELECTION OF DIRECTOR: STEVEN F. Mgmt For For For
GOLDSTONE
7 ELECTION OF DIRECTOR: WILLIAM B. Mgmt For For For
HARRISON.
JR.
8 ELECTION OF DIRECTOR: HARRY R. Mgmt For For For
JACOBSON
9 ELECTION OF DIRECTOR: WILLIAM N. Mgmt For For For
KELLEY
10 ELECTION OF DIRECTOR: C. ROBERT Mgmt For For For
KIDDER
11 ELECTION OF DIRECTOR: ROCHELLE B. Mgmt For For For
LAZARUS
12 ELECTION OF DIRECTOR: CARLOS E. Mgmt For For For
REPRESAS
13 ELECTION OF DIRECTOR: PATRICIA F. Mgmt For For For
RUSSO
14 ELECTION OF DIRECTOR: THOMAS E. SHENK Mgmt For For For
15 ELECTION OF DIRECTOR: ANNE M. TATLOCK Mgmt For For For
16 ELECTION OF DIRECTOR: CRAIG B. Mgmt For For For
THOMPSON
17 ELECTION OF DIRECTOR: WENDELL P. Mgmt For For For
WEEKS
18 ELECTION OF DIRECTOR: PETER C. Mgmt For For For
WENDELL
19 RATIFICATION OF THE APPOINTMENT OF Mgmt For For For
THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR
2011.
20 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION.
21 ADVISORY VOTE ON THE FREQUENCY OF Mgmt 3 Years 1 Year Against
FUTURE VOTES ON EXECUTIVE
COMPENSATION.
Microchip
Technology
Incorporated
Ticker Security ID: Meeting Date Meeting Status
CUSIP 595017104 08/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : STEVE SANGHI Mgmt For For For
1.2 DIRECTOR : ALBERT J. HUGO-MARTINEZ Mgmt For For For
1.3 DIRECTOR : L.B. DAY Mgmt For For For
1.4 DIRECTOR : MATTHEW W. CHAPMAN Mgmt For For For
1.5 DIRECTOR : WADE F. MEYERCORD Mgmt For Withhold Against
2 PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For For
OF ERNST & YOUNG LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF MICROCHIP FOR
THE FISCAL YEAR ENDING MARCH 31,
2011.
National Grid Plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP 636274300 07/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 TO RECEIVE THE ANNUAL REPORT AND Mgmt For For For
ACCOUNTS
2 TO DECLARE A FINAL DIVIDEND Mgmt For For For
3 TO RE-ELECT SIR JOHN PARKER Mgmt For Against Against
4 TO RE-ELECT STEVE HOLLIDAY Mgmt For For For
5 TO RE-ELECT KEN HARVEY Mgmt For For For
6 TO RE-ELECT STEVE LUCAS Mgmt For For For
7 TO RE-ELECT STEPHEN PETTIT Mgmt For For For
8 TO RE-ELECT NICK WINSER Mgmt For For For
9 TO RE-ELECT GEORGE ROSE Mgmt For Against Against
10 TO RE-ELECT TOM KING Mgmt For For For
11 TO RE-ELECT MARIA RICHTER Mgmt For For For
12 TO RE-ELECT JOHN ALLAN Mgmt For For For
13 TO RE-ELECT LINDA ADAMANY Mgmt For For For
14 TO RE-ELECT MARK FAIRBAIRN Mgmt For For For
15 TO RE-ELECT PHILIP AIKEN Mgmt For For For
16 TO REAPPOINT THE AUDITORS Mgmt For For For
PRICEWATERHOUSECOOPERS
LLP
17 TO AUTHORISE THE DIRECTORS TO SET Mgmt For For For
THE AUDITORS'
REMUNERATION
18 TO APPROVE THE DIRECTORS Mgmt For For For
REMUNERATION
REPORT
19 TO AUTHORISE THE DIRECTORS TO ALLOT Mgmt For For For
ORDINARY
SHARES
20 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For For
21 TO AUTHORISE THE COMPANY TO PURCHASE Mgmt For For For
ITS OWN ORDINARY
SHARES
22 TO AUTHORISE THE DIRECTORS TO HOLD Mgmt For Against Against
GENERAL MEETINGS ON 14 CLEAR DAYS'
NOTICE
Nisource Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 65473P105 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: RICHARD A. Mgmt For For For
ABDOO
2 ELECTION OF DIRECTOR: STEVEN C. Mgmt For For For
BEERING
3 ELECTION OF DIRECTOR: MICHAEL E. Mgmt For For For
JESANIS
4 ELECTION OF DIRECTOR: MARTY R. Mgmt For For For
KITTRELL
5 ELECTION OF DIRECTOR: W. LEE NUTTER Mgmt For For For
6 ELECTION OF DIRECTOR: DEBORAH S. Mgmt For For For
PARKER
7 ELECTION OF DIRECTOR: IAN M. ROLLAND Mgmt For For For
8 ELECTION OF DIRECTOR: ROBERT C. Mgmt For For For
SKAGGS,
JR.
9 ELECTION OF DIRECTOR: RICHARD L. Mgmt For For For
THOMPSON
10 ELECTION OF DIRECTOR: CAROLYN Y. WOO Mgmt For For For
11 TO RATIFY THE APPOINTMENT OF Mgmt For For For
DELOITTE & TOUCHE LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC
ACCOUNTANTS.
12 TO CONSIDER AN ADVISORY VOTE ON Mgmt For For For
EXECUTIVE
COMPENSATION.
13 TO CONSIDER AN ADVISORY VOTE ON THE Mgmt 1 Year 1 Year For
FREQUENCY OF THE ADVISORY VOTE ON
EXECUTIVE
COMPENSATION.
14 TO CONSIDER A STOCKHOLDER PROPOSAL ShrHldr Against For Against
REGARDING STOCKHOLDER ACTION BY
WRITTEN
CONSENT.
Northeast
Utilities
Ticker Security ID: Meeting Date Meeting Status
CUSIP 664397106 03/04/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 PROPOSAL TO ADOPT THE AGREEMENT AND Mgmt For For For
PLAN OF MERGER, BY AND AMONG
NORTHEAST UTILITIES, NU HOLDING
ENERGY 1 LLC, NU HOLDING ENERGY 2
LLC AND NSTAR, AS AMENDED AND AS IT
MAY BE AMENDED FURTHER, AND APPROVE
THE MERGER, INCLUDING THE ISSUANCE
OF NORTHEAST
UTIL
2 PROPOSAL TO INCREASE THE NUMBER OF Mgmt For For For
NORTHEAST UTILITIES COMMON SHARES
AUTHORIZED FOR ISSUANCE BY THE
BOARD OF TRUSTEES IN ACCORDANCE
WITH SECTION 19 OF THE NORTHEAST
UTILITIES DECLARATION OF TRUST BY
155,000,000 COMMON SHARES, FROM
225,000,000 AUTHORIZED
C
3 PROPOSAL TO FIX THE NUMBER OF Mgmt For For For
TRUSTEES OF THE NORTHEAST UTILITIES
BOARD OF TRUSTEES AT
FOURTEEN.
4 PROPOSAL TO ADJOURN THE SPECIAL Mgmt For For For
MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT
VOTES TO APPROVE THE FOREGOING
PROPOSALS.
Northeast
Utilities
Ticker Security ID: Meeting Date Meeting Status
CUSIP 664397106 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : RICHARD H. BOOTH Mgmt For For For
1.2 DIRECTOR : JOHN S. CLARKESON Mgmt For For For
1.3 DIRECTOR : COTTON M. CLEVELAND Mgmt For For For
1.4 DIRECTOR : SANFORD CLOUD, JR. Mgmt For For For
1.5 DIRECTOR : JOHN G. GRAHAM Mgmt For For For
1.6 DIRECTOR : ELIZABETH T. KENNAN Mgmt For For For
1.7 DIRECTOR : KENNETH R. LEIBLER Mgmt For For For
1.8 DIRECTOR : ROBERT E. PATRICELLI Mgmt For For For
1.9 DIRECTOR : CHARLES W. SHIVERY Mgmt For For For
1.10 DIRECTOR : JOHN F. SWOPE Mgmt For For For
1.11 DIRECTOR : DENNIS R. WRAASE Mgmt For For For
2 RESOLVED, THAT THE COMPENSATION PAID Mgmt For For For
TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED PURSUANT TO
THE COMPENSATION DISCLOSURE RULES
OF THE SECURITIES AND EXCHANGE
COMMISSION, INCLUDING THE
COMPENSATION DISCUSSION AND
ANALYSIS, THE COMPENSATION
TABL
3 RESOLVED, THAT THE SHAREHOLDERS OF Mgmt 3 Years 1 Year Against
THE COMPANY APPROVE, ON AN ADVISORY
BASIS, THAT THE ADVISORY VOTE ON
EXECUTIVE COMPENSATION, COMMONLY
KNOWN AS "SAY-ON-PAY," BE CONDUCTED
EVERY 1, 2 OR 3 YEARS, BEGINNING
WITH THIS ANNUAL MEETING".
"
4 TO RATIFY THE SELECTION OF DELOITTE Mgmt For For For
& TOUCHE LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR
2011
Nyse Euronext
Ticker Security ID: Meeting Date Meeting Status
CUSIP 629491101 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: ANDRE BERGEN Mgmt For For For
2 ELECTION OF DIRECTOR: ELLYN L. BROWN Mgmt For For For
3 ELECTION OF DIRECTOR: MARSHALL N. Mgmt For For For
CARTER
4 ELECTION OF DIRECTOR: DOMINIQUE Mgmt For For For
CERUTTI
5 ELECTION OF DIRECTOR: PATRICIA M. Mgmt For For For
CLOHERTY
6 ELECTION OF DIRECTOR: SIR GEORGE COX Mgmt For For For
7 ELECTION OF DIRECTOR: SYLVAIN HEFES Mgmt For For For
8 ELECTION OF DIRECTOR: JAN-MICHIEL Mgmt For For For
HESSELS
9 ELECTION OF DIRECTOR: DUNCAN M. Mgmt For For For
MCFARLAND
10 ELECTION OF DIRECTOR: JAMES J. Mgmt For Against Against
MCNULTY
11 ELECTION OF DIRECTOR: DUNCAN L. Mgmt For For For
NIEDERAUER
12 ELECTION OF DIRECTOR: RICARDO SALGADO Mgmt For For For
13 ELECTION OF DIRECTOR: ROBERT G. SCOTT Mgmt For For For
14 ELECTION OF DIRECTOR: JACKSON P. TAI Mgmt For For For
15 ELECTION OF DIRECTOR: RIJNHARD VAN Mgmt For For For
TETS
16 ELECTION OF DIRECTOR: SIR BRIAN Mgmt For For For
WILLIAMSON
17 TO RATIFY THE APPOINTMENT OF Mgmt For For For
PRICEWATERHOUSECOOPERS LLP AS NYSE
EURONEXT'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL
YEAR ENDING DECEMBER 31,
2011.
18 TO APPROVE THE COMPANY'S PROPOSAL TO Mgmt For For For
ADOPT MAJORITY VOTING WITH RESPECT
TO CERTAIN PROVISIONS IN OUR
CERTIFICATE OF INCORPORATION THAT
CURRENTLY REQUIRE AN 80%
STOCKHOLDER VOTE TO AMEND (THE
PROPOSED CHARTER
AMENDMENT).
19 TO APPROVE THE COMPANY'S ADVISORY Mgmt For Against Against
VOTE ON EXECUTIVE COMPENSATION (THE
SAY-ON-PAY" PROPOSAL).
"
20 SHOULD THERE BE AN ADVISORY Mgmt N/A 1 Year N/A
STOCKHOLDER VOTE TO APPROVE
EXECUTIVE COMPENSATION DISCLOSURE
EVERY ONE YEAR, EVERY TWO YEARS OR
EVERY THREE YEARS? (THE
SAY-WHEN-ON-PAY" PROPOSAL).
"
21 TO APPROVE THE STOCKHOLDER PROPOSAL ShrHldr Against For Against
TO GIVE HOLDERS OF 10% OF THE
OUTSTANDING COMMON STOCK THE POWER
TO CALL A SPECIAL STOCKHOLDER
MEETING (THE KENNETH STEINER
PROPOSAL).
22 TO APPROVE THE STOCKHOLDER PROPOSAL ShrHldr Against For Against
REGARDING ACTION BY WRITTEN CONSENT
(THE WILLIAM STEINER
PROPOSAL).
Oneok, Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 682680103 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: JAMES C. DAY Mgmt For For For
2 ELECTION OF DIRECTOR: JULIE H. Mgmt For For For
EDWARDS
3 ELECTION OF DIRECTOR: WILLIAM L. FORD Mgmt For For For
4 ELECTION OF DIRECTOR: JOHN W. GIBSON Mgmt For For For
5 ELECTION OF DIRECTOR: BERT H. MACKIE Mgmt For For For
6 ELECTION OF DIRECTOR: JIM W. MOGG Mgmt For For For
7 ELECTION OF DIRECTOR: PATTYE L. MOORE Mgmt For For For
8 ELECTION OF DIRECTOR: GARY D. PARKER Mgmt For For For
9 ELECTION OF DIRECTOR: EDUARDO A. Mgmt For For For
RODRIGUEZ
10 ELECTION OF DIRECTOR: GERALD B. SMITH Mgmt For For For
11 ELECTION OF DIRECTOR: DAVID J. Mgmt For For For
TIPPECONNIC
12 RATIFICATION OF Mgmt For For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR YEAR ENDING DEC
31,
2011.
13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION.
14 ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year 1 Year For
HOLDING THE ADVISORY VOTE ON
EXECUTIVE
COMPENSATION.
Pepco Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 713291102 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : JACK B. DUNN, IV Mgmt For For For
1.2 DIRECTOR : TERENCE C. GOLDEN Mgmt For For For
1.3 DIRECTOR : PATRICK T. HARKER Mgmt For For For
1.4 DIRECTOR : FRANK O. HEINTZ Mgmt For For For
1.5 DIRECTOR : BARBARA J. KRUMSIEK Mgmt For For For
1.6 DIRECTOR : GEORGE F. MACCORMACK Mgmt For For For
1.7 DIRECTOR : LAWRENCE C. NUSSDORF Mgmt For For For
1.8 DIRECTOR : PATRICIA A. OELRICH Mgmt For For For
1.9 DIRECTOR : JOSEPH M. RIGBY Mgmt For For For
1.10 DIRECTOR : FRANK K. ROSS Mgmt For For For
1.11 DIRECTOR : PAULINE A. SCHNEIDER Mgmt For Withhold Against
1.12 DIRECTOR : LESTER P. SILVERMAN Mgmt For For For
2 A PROPOSAL TO APPROVE, BY Mgmt For For For
NON-BINDING VOTE, THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
3 A PROPOSAL RECOMMENDING, BY Mgmt 1 Year 1 Year For
NON-BINDING VOTE, THE FREQUENCY OF
AN ADVISORY VOTE ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE
OFFICERS.
4 A PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For For
OF PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR
2011.
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 717081103 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: DENNIS A. Mgmt For For For
AUSIELLO
2 ELECTION OF DIRECTOR: MICHAEL S. Mgmt For For For
BROWN
3 ELECTION OF DIRECTOR: M. ANTHONY Mgmt For For For
BURNS
4 ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For For
5 ELECTION OF DIRECTOR: FRANCES D. Mgmt For For For
FERGUSSON
6 ELECTION OF DIRECTOR: WILLIAM H. Mgmt For For For
GRAY
III
7 ELECTION OF DIRECTOR: CONSTANCE J. Mgmt For For For
HORNER
8 ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For For
9 ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For For
10 ELECTION OF DIRECTOR: JOHN P. Mgmt For For For
MASCOTTE
11 ELECTION OF DIRECTOR: SUZANNE NORA Mgmt For For For
JOHNSON
12 ELECTION OF DIRECTOR: IAN C. READ Mgmt For For For
13 ELECTION OF DIRECTOR: STEPHEN W. Mgmt For For For
SANGER
14 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For For
KPMG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR
2011.
15 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
16 ADVISORY VOTE ON THE FREQUENCY OF Mgmt 2 Years 1 Year Against
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
17 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against For Against
PUBLICATION OF POLITICAL
CONTRIBUTIONS
18 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against For Against
PUBLIC POLICY
INITIATIVES.
19 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against For Against
PHARMACEUTICAL PRICE
RESTRAINTS.
20 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against For Against
ACTION BY WRITTEN
CONSENT.
21 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Against For
SPECIAL SHAREHOLDER
MEETINGS.
22 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against For Against
ANIMAL
RESEARCH
R.R. Donnelley &
Sons
Company
Ticker Security ID: Meeting Date Meeting Status
CUSIP 257867101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: THOMAS J. Mgmt For For For
QUINLAN,
III
2 ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For For
3 ELECTION OF DIRECTOR: LEE A. CHADEN Mgmt For For For
4 ELECTION OF DIRECTOR: JUDITH H. Mgmt For For For
HAMILTON
5 ELECTION OF DIRECTOR: SUSAN M. IVEY Mgmt For For For
6 ELECTION OF DIRECTOR: THOMAS S. Mgmt For Against Against
JOHNSON
7 ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For For
8 ELECTION OF DIRECTOR: MICHAEL T. Mgmt For For For
RIORDAN
9 ELECTION OF DIRECTOR: OLIVER R. Mgmt For For For
SOCKWELL
10 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION.
11 ADVISORY VOTE REGARDING FREQUENCY OF Mgmt 1 Year 1 Year For
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
12 RATIFICATION OF THE COMPANY'S Mgmt For For For
AUDITORS.
13 STOCKHOLDER PROPOSAL WITH RESPECT TO ShrHldr Against For Against
A SUSTAINABLE PAPER PURCHASING
POLICY.
14 STOCKHOLDER PROPOSAL WITH RESPECT TO ShrHldr Against For Against
A REPORT REGARDING POLITICAL
CONTRIBUTIONS BY THE
COMPANY.
15 STOCKHOLDER PROPOSAL WITH RESPECT TO ShrHldr Against For Against
STOCKHOLDER ACTION BY WRITTEN
CONSENT.
Southern Union
Company
Ticker Security ID: Meeting Date Meeting Status
CUSIP 844030106 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : GEORGE L. LINDEMANN Mgmt For For For
1.2 DIRECTOR : ERIC D. HERSCHMANN Mgmt For Withhold Against
1.3 DIRECTOR : DAVID BRODSKY Mgmt For For For
1.4 DIRECTOR : FRANK W. DENIUS Mgmt For For For
1.5 DIRECTOR : KURT A. GITTER, M.D. Mgmt For For For
1.6 DIRECTOR : HERBERT H. JACOBI Mgmt For For For
1.7 DIRECTOR : THOMAS N. MCCARTER, III Mgmt For For For
1.8 DIRECTOR : GEORGE ROUNTREE, III Mgmt For Withhold Against
1.9 DIRECTOR : ALLAN D. SCHERER Mgmt For For For
2 TO RATIFY THE APPOINTMENT OF Mgmt For For For
PRICEWATERHOUSECOOPERS LLP AS
SOUTHERN UNION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31,
2011.
3 TO ADOPT AN ADVISORY, NONBINDING Mgmt For Against Against
RESOLUTION APPROVING THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4 TO SELECT ON AN ADVISORY, NONBINDING Mgmt 3 Years 1 Year Against
BASIS, THE FREQUENCY OF THE
STOCKHOLDER VOTE ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
5 TO APPROVE A STOCKHOLDER PROPOSAL ShrHldr Against For Against
RELATING TO THE PREPARATION OF A
CORPORATE SUSTAINABILITY
REPORT.
Spectra Energy
Corp
Ticker Security ID: Meeting Date Meeting Status
CUSIP 847560109 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 DIRECTOR : WILLIAM T. ESREY Mgmt For For For
1.2 DIRECTOR : GREGORY L. EBEL Mgmt For For For
1.3 DIRECTOR : AUSTIN A. ADAMS Mgmt For For For
1.4 DIRECTOR : PAUL M. ANDERSON Mgmt For For For
1.5 DIRECTOR : PAMELA L. CARTER Mgmt For For For
1.6 DIRECTOR : F. ANTHONY COMPER Mgmt For For For
1.7 DIRECTOR : PETER B. HAMILTON Mgmt For For For
1.8 DIRECTOR : DENNIS R. HENDRIX Mgmt For For For
1.9 DIRECTOR : MICHAEL MCSHANE Mgmt For For For
1.10 DIRECTOR : JOSEPH H. NETHERLAND Mgmt For For For
1.11 DIRECTOR : MICHAEL E.J. PHELPS Mgmt For For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For For
DELOITTE & TOUCHE LLP AS SPECTRA
ENERGY CORP'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR
2011.
3 APPROVAL OF THE SPECTRA ENERGY CORP Mgmt For For For
2007 LONG-TERM INCENTIVE PLAN, AS
AMENDED AND
RESTATED.
4 APPROVAL OF THE SPECTRA ENERGY CORP Mgmt For For For
EXECUTIVE SHORT-TERM INCENTIVE
PLAN, AS AMENDED AND
RESTATED.
5 AN ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION.
6 AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 3 Years 3 Years For
HOLDING AN ADVISORY VOTE ON
EXECUTIVE
COMPENSATION.
7 SHAREHOLDER PROPOSAL FOR A DIRECTOR ShrHldr Against Against For
ELECTION MAJORITY VOTE
STANDARD.
Statoil Asa
Ticker Security ID: Meeting Date Meeting Status
CUSIP 85771P102 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF OLAUG SVARVA AS CHAIR OF Mgmt For For For
THE
MEETING
2 APPROVAL OF THE NOTICE AND THE AGENDA Mgmt For For For
3 ELECTION OF TWO PERSONS TO CO-SIGN Mgmt For For For
THE MINUTES TOGETHER WITH THE CHAIR
OF THE
MEETING
4 APPROVAL OF THE ANNUAL REPORT AND Mgmt For For For
ACCOUNTS INCLUDING DISTRIBUTION OF
THE
DIVIDEND
5 DECLARATION ON STIPULATION OF SALARY Mgmt For For For
AND OTHER REMUNERATION FOR
EXECUTIVE
MANAGEMENT
6 DETERMINATION OF REMUNERATION FOR Mgmt For For For
THE COMPANY'S
AUDITOR
7 DETERMINATION OF REMUNERATION FOR Mgmt For For For
THE CORPORATE
ASSEMBLY
8 ELECTION OF INGRID RASMUSSEN YNEW Mgmt For For For
ELECTED' AS MEMBER OF THE
NOMINATION
COMMITTEE
9 DETERMINATION OF REMUNERATION FOR Mgmt For For For
THE NOMINATION
COMMITTEE
10 AUTHORISATION TO ACQUIRE STATOIL Mgmt For For For
SHARES IN THE MARKET TO CONTINUE
IMPLEMENTATION OF THE SHARE SAVING
PLAN FOR
EMPLOYEES
11 AUTHORISATION TO ACQUIRE STATOIL Mgmt For For For
SHARES IN THE MARKET FOR SUBSEQUENT
ANNULMENT
12 MARKETING INSTRUCTIONS FOR STATOIL Mgmt For For For
ASA -
ADJUSTMENTS
13 CHANGES TO THE ARTICLES OF Mgmt For For For
ASSOCIATION
14 ADOPT INSTRUCTION FOR THE NOMINATION Mgmt For For For
COMMITTEE
15 PROPOSAL FROM A SHAREHOLDER ShrHldr Against For Against
Telefonica, S.A.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 879382208 05/17/2011 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 EXAMINATION AND APPROVAL, IF Mgmt For For For
APPLICABLE, OF THE INDIVIDUAL
ANNUAL ACCOUNTS, THE CONSOLIDATED
FINANCIAL STATEMENTS (CONSOLIDATED
ANNUAL ACCOUNTS) AND THE MANAGEMENT
REPORT OF TELEFONICA, S.A AND OF
ITS CONSOLIDATED GROUP OF
COMPANIES, AS WELL AS OF THE
PRO
2 COMPENSATION OF SHAREHOLDERS: Mgmt For For For
DISTRIBUTION OF DIVIDENDS TO BE
CHARGED TO UNRESTRICTED
RESERVES.
3 AMENDMENT OF THE BY-LAWS: AMENDMENT Mgmt For For For
OF ARTICLES 1, 6.2, 7, 14, 16.1,
17.4, 18.4, 31 BIS AND 36 OF THE
BY-LAWS FOR ADJUSTMENT THEREOF TO
THE LATEST LEGISLATIVE
DEVELOPMENTS.
4 AMENDMENT OF THE BY-LAWS: ADDITION Mgmt For For For
OF A NEW PARAGRAPH 5 TO ARTICLE 16
OF THE
BY-LAWS.
5 AMENDMENT OF THE BY-LAWS: ADDITION Mgmt For For For
OF A NEW ARTICLE 26 BIS TO THE
BY-LAWS.
6 AMENDMENT OF THE REGULATIONS FOR THE Mgmt For For For
GENERAL SHAREHOLDERS' MEETING:
AMENDMENT OF ARTICLES 5, 8.1, 11
AND 13.1 OF THE REGULATIONS FOR THE
GENERAL SHAREHOLDERS' MEETING FOR
ADJUSTMENT TO THE LATEST
LEGISLATIVE
DEVELOPMENTS.
7 AMENDMENT OF THE REGULATIONS FOR THE Mgmt For For For
GENERAL SHAREHOLDERS' MEETING:
AMENDMENT OF ARTICLE 14.1 OF THE
REGULATIONS FOR THE GENERAL
SHAREHOLDERS'
MEETING.
8 RE-ELECTION OF MR. ISIDRO FAINE Mgmt For Against Against
CASAS.
9 RE-ELECTION OF MR. VITALINO MANUEL Mgmt For For For
NAFRIA
AZNAR.
10 RE-ELECTION OF MR. JULIO LINARES Mgmt For For For
LOPEZ.
11 RE-ELECTION OF MR. DAVID ARCULUS. Mgmt For For For
12 RE-ELECTION OF MR. CARLOS COLOMER Mgmt For For For
CASELLAS.
13 RE-ELECTION OF MR. PETER ERSKINE. Mgmt For For For
14 RE-ELECTION OF MR. ALFONSO FERRARI Mgmt For Against Against
HERRERO.
15 RE-ELECTION OF MR. ANTONIO MASSANELL Mgmt For For For
LAVILLA.
16 APPOINTMENT OF MR. CHANG XIAOBING. Mgmt For For For
17 AUTHORIZATION GRANTED TO THE BOARD Mgmt For For For
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL PURSUANT TO THE TERMS AND
CONDITIONS OF SECTION 297.1.B) OF
THE COMPANIES ACT, OVER A MAXIMUM
PERIOD OF FIVE YEARS, DELEGATING
THE POWER TO EXCLUDE PRE-EMPTIVE
RIGHTS PURSUANT
T
18 RE-ELECTION OF THE AUDITOR FOR Mgmt For For For
FISCAL YEAR
2011.
19 LONG-TERM INCENTIVE PLAN BASED ON Mgmt For For For
SHARES OF TELEFONICA, S.A. APPROVAL
OF A LONG-TERM INCENTIVE PLAN
CONSISTING OF THE DELIVERY OF
SHARES OF TELEFONICA, S.A. AIMED AT
MEMBERS OF THE EXECUTIVE TEAM OF
THE TELEFONICA GROUP (INCLUDING
EXECUTIVE
DIRECTORS).
20 RESTRICTED SHARE PLAN OF TELEFONICA, Mgmt For For For
S.A. APPROVAL OF A LONG-TERM
INCENTIVE RESTRICTED PLAN
CONSISTING OF THE DELIVERY OF
SHARES OF TELEFONICA, S.A. AIMED AT
EMPLOYEES AND EXECUTIVE PERSONNEL
AND LINKED TO THEIR CONTINUED
EMPLOYMENT IN THE TELEFONICA
GROU
21 GLOBAL INCENTIVE SHARE PURCHASE PLAN Mgmt For For For
OF TELEFONICA, S.A. APPROVAL OF AN
INCENTIVE SHARE PURCHASE GLOBAL
PLAN FOR THE EMPLOYEES OF THE
TELEFONICA
GROUP.
22 DELEGATION OF POWERS TO FORMALIZE, Mgmt For For For
INTERPRETS, CORRECT AND IMPLEMENT
THE RESOLUTIONS ADOPTED BY THE
SHAREHOLDERS AT THE GENERAL
SHAREHOLDERS'
MEETING.
The Procter &
Gamble
Company
Ticker Security ID: Meeting Date Meeting Status
CUSIP 742718109 10/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: ANGELA F. BRALY Mgmt For For For
2 ELECTION OF DIRECTOR: KENNETH I. Mgmt For For For
CHENAULT
3 ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For For
4 ELECTION OF DIRECTOR: RAJAT K. GUPTA Mgmt For For For
5 ELECTION OF DIRECTOR: ROBERT A. Mgmt For For For
MCDONALD
6 ELECTION OF DIRECTOR: W. JAMES Mgmt For For For
MCNERNEY,
JR.
7 ELECTION OF DIRECTOR: JOHNATHAN A. Mgmt For Against Against
RODGERS
8 ELECTION OF DIRECTOR: MARY A. Mgmt For For For
WILDEROTTER
9 ELECTION OF DIRECTOR: PATRICIA A. Mgmt For For For
WOERTZ
10 ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For For
11 RATIFY APPOINTMENT OF THE Mgmt For For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING
FIRM
12 SHAREHOLDER PROPOSAL - CUMULATIVE ShrHldr Against Against For
VOTING
The Williams
Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 969457100 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: ALAN S. Mgmt For For For
ARMSTRONG
2 ELECTION OF DIRECTOR: JOSEPH R. Mgmt For For For
CLEVELAND
3 ELECTION OF DIRECTOR: JUANITA H. Mgmt For For For
HINSHAW
4 ELECTION OF DIRECTOR: FRANK T. Mgmt For For For
MACINNIS
5 ELECTION OF DIRECTOR: JANICE D. Mgmt For For For
STONEY
6 ELECTION OF DIRECTOR: LAURA A. SUGG Mgmt For For For
7 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For For
AUDITORS FOR
2011.
8 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION.
9 ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
Windstream
Corporation
Ticker Security ID: Meeting Date Meeting Status
CUSIP 97381W104 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: CAROL B. Mgmt For For For
ARMITAGE
2 ELECTION OF DIRECTOR: SAMUEL E. Mgmt For For For
BEALL,
III
3 ELECTION OF DIRECTOR: DENNIS E. Mgmt For For For
FOSTER
4 ELECTION OF DIRECTOR: FRANCIS X. Mgmt For For For
FRANTZ
5 ELECTION OF DIRECTOR: JEFFERY R. Mgmt For For For
GARDNER
6 ELECTION OF DIRECTOR: JEFFREY T. Mgmt For For For
HINSON
7 ELECTION OF DIRECTOR: JUDY K. JONES Mgmt For For For
8 ELECTION OF DIRECTOR: WILLIAM A. Mgmt For For For
MONTGOMERY
9 ELECTION OF DIRECTOR: ALAN L. WELLS Mgmt For For For
10 TO VOTE ON AN ADVISORY (NON-BINDING) Mgmt For For For
RESOLUTION ON EXECUTIVE
COMPENSATION
11 TO VOTE ON AN ADVISORY (NON-BINDING) Mgmt 1 Year 1 Year For
RESOLUTION ON THE FREQUENCY OF
ADVISORY VOTES ON EXECUTIVE
COMPENSATION
12 TO RATIFY THE APPOINTMENT OF Mgmt For For For
PRICEWATERHOUSECOOPERS LLP AS
WINDSTREAM'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANT FOR
2011
13 STOCKHOLDER PROPOSAL - CUMULATIVE ShrHldr Against Against For
VOTING
14 STOCKHOLDER PROPOSAL - TRANSPARENCY ShrHldr Against For Against
AND ACCOUNTABILITY IN CORPORATE
SPENDING ON POLITICAL
ACTIVITIES
Manager Sleeve : Conservative LB Parnassus
07/01/2010 - 06/30/2011
Accenture PLC
Ticker Security ID: Meeting Date Meeting Status
ACN CUISP G1151C101 02/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Charles Giancarlo Mgmt For Against Against
3 Elect Dennis Hightower Mgmt For Against Against
4 Elect Blythe McGarvie Mgmt For Against Against
5 Elect Mark Moody-Stuart Mgmt For Against Against
6 Elect Pierre Nanterme Mgmt For Against Against
7 Ratification of Auditor and Mgmt For For For
Authority to Set
Fees
8 Advisory Vote on Executive Mgmt For Against Against
Compensation
9 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
10 Authorization to Hold the 2012 Mgmt For For For
Annual Meeting Outside of
Ireland
11 Authority to Repurchase Shares Mgmt For Against Against
12 Authority to Set Price of Reissued Mgmt For For For
Treasury
Shares
Aflac
Incorporated
Ticker Security ID: Meeting Date Meeting Status
AFL CUISP 001055102 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Daniel Amos Mgmt For Against Against
2 Elect John Shelby Amos II Mgmt For Against Against
3 Elect Paul Amos II Mgmt For For For
4 Elect Michael Armacost Mgmt For For For
5 Elect Kriss Cloninger III Mgmt For Against Against
6 Elect Elizabeth Hudson Mgmt For For For
7 Elect Douglas Johnson Mgmt For For For
8 Elect Robert Johnson Mgmt For For For
9 Elect Charles Knapp Mgmt For For For
10 Elect E. Stephen Purdom Mgmt For For For
11 Elect Barbara Rimer Mgmt For For For
12 Elect Marvin Schuster Mgmt For Against Against
13 Elect David Thompson Mgmt For For For
14 Elect Robert Wright Mgmt For For For
15 Elect Takuro Yoshida Mgmt For For For
16 Advisory Vote on Executive Mgmt For Against Against
Compensation
17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
18 Ratification of Auditor Mgmt For For For
AGL Resources
Inc.
Ticker Security ID: Meeting Date Meeting Status
AGL CUISP 001204106 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Sandra Bane Mgmt For For For
1.2 Elect Thomas Bell, Jr. Mgmt For For For
1.3 Elect Arthur Johnson Mgmt For For For
1.4 Elect Dean O'Hare Mgmt For For For
1.5 Elect James Rubright Mgmt For Withhold Against
1.6 Elect John Somerhalder II Mgmt For For For
1.7 Elect Bettina Whyte Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2007 Omnibus Mgmt For For For
Performance Incentive
Plan
4 Amendment to the Employee Stock Mgmt For For For
Purchase
Plan
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
AGL Resources
Inc.
Ticker Security ID: Meeting Date Meeting Status
AGL CUISP 001204106 06/14/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Merger Mgmt For For For
2 Increase in Board Size Mgmt For Against Against
3 Right to Adjourn Meeting Mgmt For For For
Apache
Corporation
Ticker Security ID: Meeting Date Meeting Status
APA CUISP 037411105 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect G. Steven Farris Mgmt For Against Against
2 Elect Randolph Ferlic Mgmt For Against Against
3 Elect A. D. Frazier, Jr. Mgmt For Against Against
4 Elect John Kocur Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
8 Increase of Authorized Common Stock Mgmt For Against Against
9 Increase of Preferred Stock Mgmt For Against Against
10 2011 Omnibus Equity Compensation Plan Mgmt For Against Against
Black Hills
Corporation
Ticker Security ID: Meeting Date Meeting Status
BKH CUISP 092113109 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Emery Mgmt For Withhold Against
1.2 Elect Rebecca Roberts Mgmt For Withhold Against
1.3 Elect Warren Robinson Mgmt For Withhold Against
1.4 Elect John Vering Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Cooper
Industries
Plc
Ticker Security ID: Meeting Date Meeting Status
CBE CUISP G24140108 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Linda Hill Mgmt For Against Against
2 Elect James Postl Mgmt For Against Against
3 Elect Mark Thompson Mgmt For Against Against
4 Accounts and Reports Mgmt For For For
5 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
6 2011 Omnibus Incentive Compensation Mgmt For Against Against
Plan
7 Advisory Vote on Executive Mgmt For Against Against
Compensation
8 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
9 Authority of Subsidiary to Mgmt For For For
Repurchase
Shares
10 Authority to Set Price of Reissued Mgmt For For For
Treasury
Shares
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUISP 244199105 02/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charles Holliday, Jr. Mgmt For For For
2 Elect Dipak Jain Mgmt For For For
3 Elect Joachim Milberg Mgmt For For For
4 Elect Richard Myers Mgmt For Against Against
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
Devon Energy
Corporation
Ticker Security ID: Meeting Date Meeting Status
DVN CUISP 25179M103 06/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Henry Mgmt For Withhold Against
1.2 Elect John Hill Mgmt For Withhold Against
1.3 Elect Michael Kanovsky Mgmt For Withhold Against
1.4 Elect Robert Mosbacher, Jr. Mgmt For Withhold Against
1.5 Elect J. Larry Nichols Mgmt For Withhold Against
1.6 Elect Duane Radtke Mgmt For Withhold Against
1.7 Elect Mary Ricciardello Mgmt For Withhold Against
1.8 Elect John Richels Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Elimination of Supermajority Mgmt For For For
Requirement
5 Technical Amendments to Certificate Mgmt For For For
of
Incorporation
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
Energen
Corporation
Ticker Security ID: Meeting Date Meeting Status
EGN CUISP 29265N108 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Kenneth Dewey Mgmt For Withhold Against
1.2 Elect James McManus II Mgmt For Withhold Against
1.3 Elect David Wilson Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 1997 Stock Mgmt For For For
Incentive
Plan
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Hydraulic
Fracturing
Gen-Probe
Incorporated
Ticker Security ID: Meeting Date Meeting Status
GPRO CUISP 36866T103 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Phillip Schneider Mgmt For Withhold Against
1.2 Elect Abraham Sofaer Mgmt For Withhold Against
1.3 Elect Patrick Sullivan Mgmt For Withhold Against
2 Amendment to the 2003 Incentive Mgmt For Against Against
Award
Plan
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Gilead Sciences,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUISP 375558103 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Cogan Mgmt For For For
1.2 Elect Etienne Davignon Mgmt For For For
1.3 Elect James Denny Mgmt For For For
1.4 Elect Carla Hills Mgmt For For For
1.5 Elect Kevin Lofton Mgmt For Withhold Against
1.6 Elect John Madigan Mgmt For Withhold Against
1.7 Elect John Martin Mgmt For For For
1.8 Elect Gordon Moore Mgmt For Withhold Against
1.9 Elect Nicholas Moore Mgmt For Withhold Against
1.10 Elect Richard Whitley Mgmt For For For
1.11 Elect Gayle Wilson Mgmt For For For
1.12 Elect Per Wold-Olsen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 162(m) Bonus Plan Mgmt For For For
4 Elimination of Supermajority Mgmt For For For
Requirement
5 Right to Call a Special Meeting Mgmt For For For
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Google Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOG CUISP 38259P508 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Larry Page Mgmt For Withhold Against
1.2 Elect Sergey Brin Mgmt For Withhold Against
1.3 Elect Eric Schmidt Mgmt For Withhold Against
1.4 Elect L. John Doerr Mgmt For Withhold Against
1.5 Elect John Hennessy Mgmt For Withhold Against
1.6 Elect Ann Mather Mgmt For For For
1.7 Elect Paul Otellini Mgmt For Withhold Against
1.8 Elect K. Ram Shriram Mgmt For For For
1.9 Elect Shirley Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Plan Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Formation of Sustainability
Committee
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Conflict of Interest
Report
Hewlett-Packard
Company
Ticker Security ID: Meeting Date Meeting Status
HPQ CUISP 428236103 03/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Marc Andreessen Mgmt For For For
2 Elect Leo Apotheker Mgmt For For For
3 Elect Lawrence Babbio Jr. Mgmt For Against Against
4 Elect Sari Baldauf Mgmt For For For
5 Elect Shumeet Banerji Mgmt For For For
6 Elect Rajiv Gupta Mgmt For Against Against
7 Elect John Hammergren Mgmt For Against Against
8 Elect Raymond Lane Mgmt For For For
9 Elect Gary Reiner Mgmt For For For
10 Elect Patricia Russo Mgmt For For For
11 Elect Dominique Senequier Mgmt For For For
12 Elect G. Kennedy Thompson Mgmt For For For
13 Elect Margaret Whitman Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 2011 Employee Stock Purchase Plan Mgmt For For For
18 Amendment to the 2005 Mgmt For Against Against
Pay-for-Results
Plan
Hudson City
Bancorp,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HCBK CUISP 443683107 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ronald Hermance, Jr. Mgmt For Against Against
2 Elect William Bardel Mgmt For Against Against
3 Elect Scott Belair Mgmt For Against Against
4 Elect Cornelius Golding Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 2011 Stock Incentive Plan Mgmt For Against Against
7 Advisory Vote on Executive Mgmt For Against Against
Compensation
8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
9 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
Idex Corporation
Ticker Security ID: Meeting Date Meeting Status
IEX CUISP 45167R104 04/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Bradley Bell Mgmt For Withhold Against
1.2 Elect Lawrence Kingsley Mgmt For Withhold Against
1.3 Elect Gregory Milzcik Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUISP 458140100 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charlene Barshefsky Mgmt For Against Against
2 Elect Susan Decker Mgmt For Against Against
3 Elect John Donahoe Mgmt For Against Against
4 Elect Reed Hundt Mgmt For Against Against
5 Elect Paul Otellini Mgmt For Against Against
6 Elect James Plummer Mgmt For Against Against
7 Elect David Pottruck Mgmt For Against Against
8 Elect Jane Shaw Mgmt For Against Against
9 Elect Frank Yeary Mgmt For Against Against
10 Elect David Yoffie Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2006 Equity Mgmt For Against Against
Incentive
Plan
13 Amendment to the 2006 Stock Purchase Mgmt For For For
Plan
14 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Iron Mountain
Incorporated
Ticker Security ID: Meeting Date Meeting Status
IRM CUISP 462846106 06/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Clarke Bailey Mgmt For Withhold Against
1.2 Elect Kent Dauten Mgmt For Withhold Against
1.3 Elect Paul Deninger Mgmt For Withhold Against
1.4 Elect Per-Kristian Halvorsen Mgmt For Withhold Against
1.5 Elect Michael Lamach Mgmt For Withhold Against
1.6 Elect Arthur Little Mgmt For Withhold Against
1.7 Elect Allan Loren Mgmt For Withhold Against
1.8 Elect C. Richard Reese Mgmt For Withhold Against
1.9 Elect Vincent Ryan Mgmt For Withhold Against
1.10 Elect Laurie Tucker Mgmt For Withhold Against
1.11 Elect Alfred Verrecchia Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
JPMorgan Chase &
Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUISP 46625H100 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Crandall Bowles Mgmt For Against Against
2 Elect Stephen Burke Mgmt For Against Against
3 Elect David Cote Mgmt For Against Against
4 Elect James Crown Mgmt For Against Against
5 Elect James Dimon Mgmt For Against Against
6 Elect Ellen Futter Mgmt For Against Against
7 Elect William Gray, III Mgmt For Against Against
8 Elect Laban Jackson, Jr. Mgmt For Against Against
9 Elect David Novak Mgmt For Against Against
10 Elect Lee Raymond Mgmt For Against Against
11 Elect William Weldon Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
13 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Amendment to the Long-Term Incentive Mgmt For Against Against
Plan
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Affirmation of Political
Nonpartisanship
17 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Mortgage Loan
Servicing
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Genocide-Free
Investing
21 Shareholder Proposal Regarding an ShrHoldr Against For Against
Independent Lead
Director
MasterCard
Incorporated
Ticker Security ID: Meeting Date Meeting Status
MA CUISP 57636Q104 06/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Marc Olivie Mgmt For Against Against
2 Elect Rima Qureshi Mgmt For For For
3 Elect Mark Schwartz Mgmt For For For
4 Elect Jackson Tai Mgmt For For For
5 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
MasterCard
Incorporated
Ticker Security ID: Meeting Date Meeting Status
MA CUISP 57636Q104 09/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Repeal of Classified Board Mgmt For For For
2 Elimination of Supermajority Mgmt For For For
Requirement
3 Revise Requirements to Board Mgmt For For For
Composition
4 Revise Stock Ownership Limitations Mgmt For For For
5 Right to Adjourn Meeting Mgmt For For For
6.1 Elect Nancy Karch Mgmt For For For
6.2 Elect Jose Reyes Lagunes Mgmt For For For
6.3 Elect Edward Tian Mgmt For Withhold Against
6.4 Elect Silvio Barzi Mgmt For For For
7 Amendment to the Senior Executive Mgmt For For For
Annual Incentive Compensation
Plan
8 Ratification of Auditor Mgmt For For For
MDU Resources
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MDU CUISP 552690109 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Thomas Everist Mgmt For Against Against
2 Elect Karen Fagg Mgmt For Against Against
3 Elect Terry Hildestad Mgmt For Against Against
4 Elect A. Bart Holaday Mgmt For Against Against
5 Elect Dennis Johnson Mgmt For Against Against
6 Elect Thomas Knudson Mgmt For Against Against
7 Elect Richard Lewis Mgmt For Against Against
8 Elect Patricia Moss Mgmt For Against Against
9 Elect Harry Pearce Mgmt For Against Against
10 Elect John Wilson Mgmt For Against Against
11 Amendment to the Long-Term Mgmt For For For
Performance-Based Incentive
Plan
12 Ratification of Auditor Mgmt For Against Against
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Medtronic, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDT CUISP 585055106 08/25/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Anderson Mgmt For Withhold Against
1.2 Elect David Calhoun Mgmt For For For
1.3 Elect Victor Dzau Mgmt For For For
1.4 Elect William Hawkins Mgmt For For For
1.5 Elect Shirley Jackson Mgmt For For For
1.6 Elect James Lenehan Mgmt For For For
1.7 Elect Denise O'Leary Mgmt For For For
1.8 Elect Kendall Powell Mgmt For Withhold Against
1.9 Elect Robert Pozen Mgmt For For For
1.10 Elect Jean-Pierre Rosso Mgmt For Withhold Against
1.11 Elect Jack Schuler Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Microsoft
Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUISP 594918104 11/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Steven Ballmer Mgmt For Against Against
2 Elect Dina Dublon Mgmt For Against Against
3 Elect William Gates III Mgmt For Against Against
4 Elect Raymond Gilmartin Mgmt For Against Against
5 Elect Reed Hastings Mgmt For Against Against
6 Elect Maria Klawe Mgmt For Against Against
7 Elect David Marquardt Mgmt For Against Against
8 Elect Charles Noski Mgmt For Against Against
9 Elect Helmut Panke Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Formation of Environmental
Sustainability
Committee
NIKE, Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUISP 654106103 09/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jill Conway Mgmt For For For
1.2 Elect Alan Graf, Jr. Mgmt For For For
1.3 Elect John Lechleiter Mgmt For For For
1.4 Elect Phyllis Wise Mgmt For For For
2 Amendment to the Executive Mgmt For For For
Performance Sharing
Plan
3 Amendment to the 1990 Stock Mgmt For Against Against
Incentive
Plan
4 Ratification of Auditor Mgmt For For For
Northwest
Natural Gas
Company
Ticker Security ID: Meeting Date Meeting Status
NWN CUISP 667655104 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Martha Byorum Mgmt For Withhold Against
1.2 Elect John Carter Mgmt For Withhold Against
1.3 Elect C. Scott Gibson Mgmt For Withhold Against
1.4 Elect Gregg Kantor Mgmt For Withhold Against
2 Amendment to the Long Term Incentive Mgmt For For For
Plan
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Paychex, Inc.
Ticker Security ID: Meeting Date Meeting Status
PAYX CUISP 704326107 10/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect B. Thomas Golisano Mgmt For Against Against
2 Elect David Flaschen Mgmt For Against Against
3 Elect Grant Inman Mgmt For Against Against
4 Elect Pamela Joseph Mgmt For Against Against
5 Elect Joseph Tucci Mgmt For Against Against
6 Elect Joseph Velli Mgmt For Against Against
7 Amendment to the 2002 Stock Mgmt For Against Against
Incentive
Plan
8 Ratification of Auditor Mgmt For For For
Pentair, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNR CUISP 709631105 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Leslie Abi-Karam Mgmt For Against Against
2 Elect Jerry Burris Mgmt For Against Against
3 Elect Ronald Merriman Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
Plains
Exploration &
Production
Company
Ticker Security ID: Meeting Date Meeting Status
PXP CUISP 726505100 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Flores Mgmt For Against Against
2 Elect Isaac Arnold, Jr. Mgmt For Against Against
3 Elect Alan Buckwalter, III Mgmt For Against Against
4 Elect Jerry Dees Mgmt For Against Against
5 Elect Tom Delimitros Mgmt For Against Against
6 Elect Thomas Fry, III Mgmt For Against Against
7 Elect Charles Groat Mgmt For Against Against
8 Elect John Lollar Mgmt For Against Against
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Praxair, Inc.
Ticker Security ID: Meeting Date Meeting Status
PX CUISP 74005P104 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Angel Mgmt For For For
1.2 Elect Oscar Bernardes Mgmt For For For
1.3 Elect Nance Dicciani Mgmt For Withhold Against
1.4 Elect Edward Galante Mgmt For Withhold Against
1.5 Elect Claire Gargalli Mgmt For For For
1.6 Elect Ira Hall Mgmt For For For
1.7 Elect Raymond LeBoeuf Mgmt For For For
1.8 Elect Larry McVay Mgmt For For For
1.9 Elect Wayne Smith Mgmt For For For
1.10 Elect Robert Wood Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Approval of Performance Goals Under Mgmt For For For
the 162(m)
Plan
5 Amendment to the 2009 Long-Term Mgmt For Against Against
Incentive
Plan
6 Ratification of Auditor Mgmt For For For
QUALCOMM
Incorporated
Ticker Security ID: Meeting Date Meeting Status
QCOM CUISP 747525103 03/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Barbara Alexander Mgmt For For For
1.2 Elect Stephen Bennett Mgmt For For For
1.3 Elect Donald Cruickshank Mgmt For For For
1.4 Elect Raymond Dittamore Mgmt For For For
1.5 Elect Thomas Horton Mgmt For For For
1.6 Elect Irwin Jacobs Mgmt For For For
1.7 Elect Paul Jacobs Mgmt For For For
1.8 Elect Robert Kahn Mgmt For For For
1.9 Elect Sherry Lansing Mgmt For For For
1.10 Elect Duane Nelles Mgmt For For For
1.11 Elect Francisco Ros Mgmt For For For
1.12 Elect Brent Scowcroft Mgmt For For For
1.13 Elect Marc Stern Mgmt For For For
2 Amendment to the 2006 Long-term Mgmt For Against Against
Incentive
Plan
3 Amendment to the 2001 Employee Stock Mgmt For For For
Purchase
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Questar
Corporation
Ticker Security ID: Meeting Date Meeting Status
STR CUISP 748356102 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Teresa Beck Mgmt For Against Against
2 Elect R. D. Cash Mgmt For Against Against
3 Elect Laurence Downes Mgmt For Against Against
4 Elect Ronald Jibson Mgmt For Against Against
5 Elect Gary Michael Mgmt For Against Against
6 Elect Bruce Williamson Mgmt For Against Against
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Executive Mgmt For Against Against
Compensation
9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Royal Bank Of
Canada
Ticker Security ID: Meeting Date Meeting Status
RY CUISP 780087102 03/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect W. Geoffrey Beattie Mgmt For Withhold Against
1.2 Elect John Ferguson Mgmt For For For
1.3 Elect Paule Gauthier Mgmt For For For
1.4 Elect Tim Hearn Mgmt For For For
1.5 Elect Alice Laberge Mgmt For For For
1.6 Elect Jacques Lamarre Mgmt For For For
1.7 Elect Brandt Louie Mgmt For For For
1.8 Elect Michael McCain Mgmt For Withhold Against
1.9 Elect Gordon Nixon Mgmt For For For
1.10 Elect David O'Brien Mgmt For Withhold Against
1.11 Elect J. Pedro Reinhard Mgmt For For For
1.12 Elect Edward Sonshine Mgmt For Withhold Against
1.13 Elect Kathleen Taylor Mgmt For For For
1.14 Elect Victor Young Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Shareholder Proposal Regarding Mgmt Against For Against
Critical Mass of Qualified Women on
the
Board
5 Shareholder Proposal Regarding Pay Mgmt Against Against For
Ratios
6 Shareholder Proposal Regarding Mgmt Against Against For
Abolition of Subsidiaries and
Branches in Tax
Havens
7 Shareholder Proposal Regarding Mgmt Against Against For
Additional Information Regarding
Peer Comparisons of
Compensation
SEI Investments
Company
Ticker Security ID: Meeting Date Meeting Status
SEIC CUISP 784117103 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Kathryn McCarthy Mgmt For Against Against
2 Elect Sarah Blumenstein Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Spectra Energy
Corp
Ticker Security ID: Meeting Date Meeting Status
SE CUISP 847560109 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Esrey Mgmt For Withhold Against
1.2 Elect Gregory Ebel Mgmt For Withhold Against
1.3 Elect Austin Adams Mgmt For Withhold Against
1.4 Elect Paul Anderson Mgmt For Withhold Against
1.5 Elect Pamela Carter Mgmt For Withhold Against
1.6 Elect F. Anthony Comper Mgmt For Withhold Against
1.7 Elect Peter Hamilton Mgmt For Withhold Against
1.8 Elect Dennis Hendrix Mgmt For Withhold Against
1.9 Elect Michael McShane Mgmt For Withhold Against
1.10 Elect Joseph Netherland Mgmt For Withhold Against
1.11 Elect Michael Phelps Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2007 Long-Term Mgmt For Against Against
Incentive
PLan
4 Amendment to the Executive Mgmt For For For
Short-Term Incentive
Plan
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Sysco Corporation
Ticker Security ID: Meeting Date Meeting Status
SYY CUISP 871829107 11/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Cassaday Mgmt For Against Against
2 Elect Manuel Fernandez Mgmt For Against Against
3 Elect Hans-Joachim Korber Mgmt For Against Against
4 Elect Jackie Ward Mgmt For Against Against
5 Amendment to the 1974 Employees' Mgmt For For For
Stock Purchase
Plan
6 Ratification of Auditor Mgmt For Against Against
Teleflex
Incorporated
Ticker Security ID: Meeting Date Meeting Status
TFX CUISP 879369106 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect George Babich, Jr. Mgmt For Withhold Against
1.2 Elect William Cook Mgmt For Withhold Against
1.3 Elect Stephen Klasko Mgmt For Withhold Against
1.4 Elect Benson Smith Mgmt For Withhold Against
2 2011 Executive Incentive Plan Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
The Bank of New
York Mellon
Corporation
Ticker Security ID: Meeting Date Meeting Status
BK CUISP 064058100 04/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ruth Bruch Mgmt For Against Against
2 Elect Nicholas Donofrio Mgmt For Against Against
3 Elect Gerald Hassell Mgmt For Against Against
4 Elect Edmund Kelly Mgmt For Against Against
5 Elect Robert Kelly Mgmt For Against Against
6 Elect Richard Kogan Mgmt For Against Against
7 Elect Michael Kowalski Mgmt For Against Against
8 Elect John Luke, Jr. Mgmt For Against Against
9 Elect Mark Nordenberg Mgmt For Against Against
10 Elect Catherine Rein Mgmt For Against Against
11 Elect William Richardson Mgmt For Against Against
12 Elect Samuel Scott III Mgmt For Against Against
13 Elect John Surma Mgmt For Against Against
14 Elect Wesley von Schack Mgmt For Against Against
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 Amendment to the Long-Term Incentive Mgmt For Against Against
Plan
18 Amendment to the Executive Incentive Mgmt For Against Against
Compensation
Plan
19 Ratification of Auditor Mgmt For For For
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
The Procter &
Gamble
Company
Ticker Security ID: Meeting Date Meeting Status
PG CUISP 742718109 10/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Angela Braly Mgmt For For For
2 Elect Kenneth Chenault Mgmt For Against Against
3 Elect Scott Cook Mgmt For Against Against
4 Elect Rajat Gupta Mgmt For For For
5 Elect Robert McDonald Mgmt For For For
6 Elect W. James McNerney, Jr. Mgmt For Against Against
7 Elect Johnathan Rodgers Mgmt For Against Against
8 Elect Mary Wilderotter Mgmt For Against Against
9 Elect Patricia Woertz Mgmt For For For
10 Elect Ernesto Zedillo Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
Valeant
Pharmaceuticals
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
VRX CUISP 91911K102 05/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Ingram Mgmt For For For
1.2 Elect Theo Melas-Kyriazi Mgmt For For For
1.3 Elect G. Mason Morfit Mgmt For Withhold Against
1.4 Elect Laurence Paul Mgmt For For For
1.5 Elect J. Michael Pearson Mgmt For For For
1.6 Elect Robert Power Mgmt For Withhold Against
1.7 Elect Norma Provencio Mgmt For Withhold Against
1.8 Elect Lloyd Segal Mgmt For For For
1.9 Elect Katharine Stevenson Mgmt For For For
1.10 Elect Michael Van Every Mgmt For For For
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 2011 Omnibus Incentive Plan Mgmt For Against Against
5 Amendment to the 2007 Equity Mgmt For For For
Compensation
Plan
6 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
VeriSign, Inc.
Ticker Security ID: Meeting Date Meeting Status
VRSN CUISP 92343E102 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect D. James Bidzos Mgmt For Against Against
2 Elect William Chenevich Mgmt For Against Against
3 Elect Kathleen Cote Mgmt For Against Against
4 Elect Mark McLaughlin Mgmt For Against Against
5 Elect Roger Moore Mgmt For Against Against
6 Elect John Roach Mgmt For Against Against
7 Elect Louis Simpson Mgmt For Against Against
8 Elect Timothy Tomlinson Mgmt For Against Against
9 Advisory Vote on Executive Mgmt For Against Against
Compensation
10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
11 Amendment to the 2006 Equity Mgmt For Against Against
Incentive
Plan
12 Ratification of Auditor Mgmt For For For
W&T Offshore,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WTI CUISP 92922P106 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Virginia Boulet Mgmt For Withhold Against
1.2 Elect J. F. Freel Mgmt For Withhold Against
1.3 Elect Samir Gibara Mgmt For Withhold Against
1.4 Elect Robert Israel Mgmt For Withhold Against
1.5 Elect Stuart Katz Mgmt For Withhold Against
1.6 Elect Tracy Krohn Mgmt For Withhold Against
1.7 Elect S. James Nelson, Jr. Mgmt For Withhold Against
1.8 Elect B. Frank Stanley Mgmt For Withhold Against
2 Increase of Preferred Stock Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Waste
Management,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WM CUISP 94106L109 05/13/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Pastora Cafferty Mgmt For Against Against
2 Elect Frank Clark, Jr. Mgmt For Against Against
3 Elect Patrick Gross Mgmt For Against Against
4 Elect John Pope Mgmt For Against Against
5 Elect W. Robert Reum Mgmt For Against Against
6 Elect Steven Rothmeier Mgmt For Against Against
7 Elect David Steiner Mgmt For Against Against
8 Elect Thomas Weidemeyer Mgmt For Against Against
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Executive Mgmt For For For
Compensation
11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
12 Right to Call a Special Meeting Mgmt For For For
WD-40 Company
Ticker Security ID: Meeting Date Meeting Status
WDFC CUISP 929236107 12/14/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Adams, Jr. Mgmt For For For
1.2 Elect Giles Bateman Mgmt For For For
1.3 Elect Peter Bewley Mgmt For Withhold Against
1.4 Elect Richard Collato Mgmt For For For
1.5 Elect Mario Crivello Mgmt For For For
1.6 Elect Linda Lang Mgmt For For For
1.7 Elect Garry Ridge Mgmt For For For
1.8 Elect Neal Schmale Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Wells Fargo &
Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUISP 949746101 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Baker II Mgmt For Against Against
2 Elect John Chen Mgmt For Against Against
3 Elect Lloyd Dean Mgmt For For For
4 Elect Susan Engel Mgmt For Against Against
5 Elect Enrique Hernandez, Jr. Mgmt For For For
6 Elect Donald James Mgmt For Against Against
7 Elect Mackey McDonald Mgmt For Against Against
8 Elect Cynthia Milligan Mgmt For Against Against
9 Elect Nicholas Moore Mgmt For For For
10 Elect Philip Quigley Mgmt For Against Against
11 Elect Judith Runstad Mgmt For For For
12 Elect Stephen Sanger Mgmt For For For
13 Elect John Stumpf Mgmt For Against Against
14 Elect Susan Swenson Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
21 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Director
Compensation
22 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Review of Controls
Related to Loans, Foreclosures and
Securitizations
Manager Sleeve : Conservative LB NEUBERGER
07/01/2010 - 06/30/2011
3M Company
Ticker Security ID: Meeting Date Meeting Status
MMM CUSIP 88579Y101 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Linda Alvarado Mgmt For For For
2 Elect George Buckley Mgmt For For For
3 Elect Vance Coffman Mgmt For For For
4 Elect Michael Eskew Mgmt For For For
5 Elect W. James Farrell Mgmt For For For
6 Elect Herbert Henkel Mgmt For For For
7 Elect Edward Liddy Mgmt For For For
8 Elect Robert Morrison Mgmt For For For
9 Elect Aulana Peters Mgmt For Against Against
10 Elect Robert Ulrich Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
Altera
Corporation
Ticker Security ID: Meeting Date Meeting Status
ALTR CUSIP 021441100 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Daane Mgmt For For For
2 Elect Robert Finocchio, Jr. Mgmt For For For
3 Elect Kevin McGarity Mgmt For For For
4 Elect T. Michael Nevens Mgmt For For For
5 Elect Krish Prabhu Mgmt For For For
6 Elect John Shoemaker Mgmt For For For
7 Elect Susan Wang Mgmt For For For
8 Amendment to the 2005 Equity Mgmt For For For
Incentive
Plan
9 Amendment to the 1987 Employee Stock Mgmt For For For
Purchase
Plan
10 Elimination of Supermajority Mgmt For For For
Requirement
11 Adoption of Delaware as the Mgmt For Against Against
Exclusive Forum for Certain
Disputes
12 Right to Call a Special Meeting Mgmt For For For
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
Anixter
International
Inc
Ticker Security ID: Meeting Date Meeting Status
AXE CUSIP 035290105 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Blyth Mgmt For For For
1.2 Elect Frederic Brace Mgmt For For For
1.3 Elect Linda Bynoe Mgmt For For For
1.4 Elect Robert Eck Mgmt For For For
1.5 Elect Robert Grubbs, Jr. Mgmt For For For
1.6 Elect F. Philip Handy Mgmt For For For
1.7 Elect Melvyn Klein Mgmt For For For
1.8 Elect George Munoz Mgmt For For For
1.9 Elect Stuart Sloan Mgmt For For For
1.10 Elect Matthew Zell Mgmt For For For
1.11 Elect Samuel Zell Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Becton,
Dickinson and
Company
Ticker Security ID: Meeting Date Meeting Status
BDX CUSIP 075887109 02/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Basil Anderson Mgmt For For For
1.2 Elect Henry Becton, Jr. Mgmt For For For
1.3 Elect Edward DeGraan Mgmt For For For
1.4 Elect Claire Fraser-Liggett Mgmt For For For
1.5 Elect Christopher Jones Mgmt For For For
1.6 Elect Marshall Larsen Mgmt For For For
1.7 Elect Edward Ludwig Mgmt For For For
1.8 Elect Adel Mahmoud Mgmt For For For
1.9 Elect Gary Mecklenburg Mgmt For For For
1.10 Elect Cathy Minehan Mgmt For For For
1.11 Elect James Orr Mgmt For For For
1.12 Elect Willard Overlock, Jr. Mgmt For For For
1.13 Elect Bertram Scott Mgmt For For For
1.14 Elect Alfred Sommer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt N/A 1 Year N/A
Executive
Compensation
5 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
BG Group plc
Ticker Security ID: Meeting Date Meeting Status
BG CUSIP 055434203 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Fabio de Oliveira Barbosa Mgmt For For For
5 Elect Caio Kock-Weser Mgmt For For For
6 Elect Patrick Thomas Mgmt For For For
7 Elect Peter Backhouse Mgmt For For For
8 Elect Frank Chapman Mgmt For For For
9 Elect Baroness Hogg Mgmt For For For
10 Elect John Hood Mgmt For For For
11 Elect Martin Houston Mgmt For For For
12 Elect Sir David Manning Mgmt For For For
13 Elect Mark Seligman Mgmt For For For
14 Elect Philippe Varin Mgmt For For For
15 Elect Sir Robert Wilson Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Auditor's Fees Mgmt For For For
18 Authorisation of Political Donations Mgmt For For For
19 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
20 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
21 Authority to Repurchase Shares Mgmt For For For
22 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
BlackRock, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLK CUSIP 09247X101 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Murry Gerber Mgmt For For For
1.2 Elect James Grosfeld Mgmt For For For
1.3 Elect Sir Deryck Maughan Mgmt For For For
1.4 Elect Thomas Montag Mgmt For For For
1.5 Elect Linda Gosden Robinson Mgmt For For For
1.6 Elect John Varley Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Canadian
National
Railway
Company
Ticker Security ID: Meeting Date Meeting Status
CNR CUSIP 136375102 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Armellino Mgmt For For For
1.2 Elect A. Charles Baillie Mgmt For For For
1.3 Elect Hugh Bolton Mgmt For For For
1.4 Elect Donald Carty Mgmt For For For
1.5 Elect Gordon Giffin Mgmt For For For
1.6 Elect Edith Holiday Mgmt For For For
1.7 Elect V. Maureen Kempston Darkes Mgmt For For For
1.8 Elect Denis Losier Mgmt For For For
1.9 Elect Edward Lumley Mgmt For For For
1.10 Elect David McLean Mgmt For For For
1.11 Elect Claude Mongeau Mgmt For For For
1.12 Elect James O'Connor Mgmt For For For
1.13 Elect Robert Pace Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
Cimarex Energy
Co.
Ticker Security ID: Meeting Date Meeting Status
XEC CUSIP 171798101 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Hentschel Mgmt For For For
2 Elect F. H. Merelli Mgmt For For For
3 Elect L. Paul Teague Mgmt For For For
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
6 2011 Equity Incentive Plan Mgmt For Against Against
7 Ratification of Auditor Mgmt For For For
Costco Wholesale
Corporation
Ticker Security ID: Meeting Date Meeting Status
COST CUSIP 22160K105 01/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Susan Decker Mgmt For For For
1.2 Elect Richard Libenson Mgmt For Withhold Against
1.3 Elect John Meisenbach Mgmt For Withhold Against
1.4 Elect Charles Munger Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Say When on Pay Mgmt 3 Years 1 Year Against
Covidien Public
Limited
Company
Ticker Security ID: Meeting Date Meeting Status
COV CUSIP G2554F105 03/15/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Craig Arnold Mgmt For For For
2 Elect Robert Brust Mgmt For For For
3 Elect John Connors, Jr. Mgmt For For For
4 Elect Christopher Coughlin Mgmt For For For
5 Elect Timothy Donahue Mgmt For For For
6 Elect Kathy Herbert Mgmt For For For
7 Elect Randall Hogan, III Mgmt For For For
8 Elect Richard Meelia Mgmt For For For
9 Elect Dennis Reilley Mgmt For For For
10 Elect Tadataka Yamada Mgmt For For For
11 Elect Joseph Zaccagnino Mgmt For For For
12 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
13 Reverse Stock Split Followed by a Mgmt For For For
Forward Stock
Split
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Danaher
Corporation
Ticker Security ID: Meeting Date Meeting Status
DHR CUSIP 235851102 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect H. Lawrence Culp Mgmt For For For
2 Elect Mitchell Rales Mgmt For For For
3 Elect Elias Zerhouni Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Repeal of Classified Board Mgmt For For For
6 Right to Call a Special Meeting Mgmt For For For
7 Amendment to the 2007 Stock Mgmt For For For
Incentive
Plan
8 Advisory Vote on Executive Mgmt For For For
Compensation
9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Herman Miller,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MLHR CUSIP 600544100 10/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Dorothy Terrell Mgmt For For For
1.2 Elect David Ulrich Mgmt For For For
1.3 Elect Michael Volkema Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Hospira, Inc.
Ticker Security ID: Meeting Date Meeting Status
HSP CUSIP 441060100 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Irving Bailey, II Mgmt For For For
2 Elect F. Michael Ball Mgmt For For For
3 Elect Jacque Sokolov Mgmt For For For
4 Elimination of Supermajority Mgmt For For For
Requirement for Removal of
Directors For
Cause
5 Elimination of Supermajority Mgmt For For For
Requirement for Bylaw Adoption,
Amendment or
Repeal
6 Elimination of Supermajority Mgmt For For For
Requirement for Alteration,
Amendment or Repeal of Certificate
Provisions
7 Advisory Vote on Executive Mgmt For For For
Compensation
8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
ICF
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ICFI CUSIP 44925C103 06/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Edward Bersoff Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Intuit Inc.
Ticker Security ID: Meeting Date Meeting Status
INTU CUSIP 461202103 01/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Batchelder Mgmt For For For
2 Elect Christopher Brody Mgmt For Against Against
3 Elect William Campbell Mgmt For Against Against
4 Elect Scott Cook Mgmt For For For
5 Elect Diane Greene Mgmt For For For
6 Elect Michael Hallman Mgmt For For For
7 Elect Edward Kangas Mgmt For For For
8 Elect Suzanne Nora Johnson Mgmt For For For
9 Elect Dennis Powell Mgmt For For For
10 Elect Brad Smith Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2005 Equity Mgmt For Against Against
Incentive
Plan
13 Advisory Vote on Executive Mgmt For For For
Compensation
Markel
Corporation
Ticker Security ID: Meeting Date Meeting Status
MKL CUSIP 570535104 05/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For
1.2 Elect Douglas Eby Mgmt For For For
1.3 Elect Stewart Kasen Mgmt For For For
1.4 Elect Alan Kirshner Mgmt For For For
1.5 Elect Lemuel Lewis Mgmt For For For
1.6 Elect Darrell D. Martin Mgmt For Withhold Against
1.7 Elect Anthony Markel Mgmt For For For
1.8 Elect Steven Markel Mgmt For For For
1.9 Elect Jay Weinberg Mgmt For Withhold Against
1.10 Elect Debora Wilson Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
MasterCard
Incorporated
Ticker Security ID: Meeting Date Meeting Status
MA CUSIP 57636Q104 06/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Marc Olivie Mgmt For For For
2 Elect Rima Qureshi Mgmt For For For
3 Elect Mark Schwartz Mgmt For For For
4 Elect Jackson Tai Mgmt For For For
5 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
MasterCard
Incorporated
Ticker Security ID: Meeting Date Meeting Status
MA CUSIP 57636Q104 09/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Repeal of Classified Board Mgmt For For For
2 Elimination of Supermajority Mgmt For For For
Requirement
3 Revise Requirements to Board Mgmt For For For
Composition
4 Revise Stock Ownership Limitations Mgmt For For For
5 Right to Adjourn Meeting Mgmt For For For
6.1 Elect Nancy Karch Mgmt For For For
6.2 Elect Jose Reyes Lagunes Mgmt For For For
6.3 Elect Edward Tian Mgmt For Withhold Against
6.4 Elect Silvio Barzi Mgmt For For For
7 Amendment to the Senior Executive Mgmt For For For
Annual Incentive Compensation
Plan
8 Ratification of Auditor Mgmt For For For
National
Instruments
Corporation
Ticker Security ID: Meeting Date Meeting Status
NATI CUSIP 636518102 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jeffrey Kodosky Mgmt For Withhold Against
1.2 Elect Donald Carlton Mgmt For Withhold Against
1.3 Elect John Medica Mgmt For For For
2 Amendment to the 1994 Employee Stock Mgmt For For For
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Newfield
Exploration
Company
Ticker Security ID: Meeting Date Meeting Status
NFX CUSIP 651290108 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Lee Boothby Mgmt For For For
2 Elect Philip Burguieres Mgmt For For For
3 Elect Pamela Gardner Mgmt For For For
4 Elect John Kemp III Mgmt For For For
5 Elect J. Michael Lacey Mgmt For For For
6 Elect Joseph Netherland Mgmt For For For
7 Elect Howard Newman Mgmt For For For
8 Elect Thomas Ricks Mgmt For For For
9 Elect Juanita Romans Mgmt For For For
10 Elect Charles Shultz Mgmt For For For
11 Elect J. Terry Strange Mgmt For For For
12 2011 Omnibus Stock Plan Mgmt For Against Against
13 Performance Goals for Performance Mgmt For For For
Awards Under the 2011 Omnibus Stock
Plan
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Noble Energy,
Inc.
Ticker Security ID: Meeting Date Meeting Status
NBL CUSIP 655044105 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Jeffrey Berenson Mgmt For For For
2 Elect Michael Cawley Mgmt For For For
3 Elect Edward Cox Mgmt For For For
4 Elect Charles Davidson Mgmt For For For
5 Elect Thomas Edelman Mgmt For For For
6 Elect Eric Grubman Mgmt For For For
7 Elect Kirby Hedrick Mgmt For For For
8 Elect Scott Urban Mgmt For For For
9 Elect William Van Kleef Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Amendment to the 1992 Stock Option Mgmt For For For
and Restricted Stock
Plan
Praxair, Inc.
Ticker Security ID: Meeting Date Meeting Status
PX CUSIP 74005P104 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Angel Mgmt For For For
1.2 Elect Oscar Bernardes Mgmt For For For
1.3 Elect Nance Dicciani Mgmt For For For
1.4 Elect Edward Galante Mgmt For For For
1.5 Elect Claire Gargalli Mgmt For For For
1.6 Elect Ira Hall Mgmt For For For
1.7 Elect Raymond LeBoeuf Mgmt For For For
1.8 Elect Larry McVay Mgmt For For For
1.9 Elect Wayne Smith Mgmt For For For
1.10 Elect Robert Wood Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Approval of Performance Goals Under Mgmt For For For
the 162(m)
Plan
5 Amendment to the 2009 Long-Term Mgmt For For For
Incentive
Plan
6 Ratification of Auditor Mgmt For For For
Scripps Networks
Interactive,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SNI CUSIP 811065101 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Galloway Mgmt For For For
1.2 Elect Dale Pond Mgmt For For For
1.3 Elect Ronald Tysoe Mgmt For Withhold Against
Smith
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SII CUSIP 832110100 08/24/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of the Merger Mgmt For For For
2.1 Elect James Gibbs Mgmt For For For
2.2 Elect Duane Radtke Mgmt For For For
2.3 Elect John Yearwood Mgmt For For For
3 Amendment to the 1989 Long-Term Mgmt For For For
Incentive Compensation
Plan
4 Ratification of Auditor Mgmt For For For
5 Right to Adjourn Meeting Mgmt For For For
Sourcefire, Inc.
Ticker Security ID: Meeting Date Meeting Status
FIRE CUSIP 83616T108 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Burris Mgmt For For For
1.2 Elect Tim Guleri Mgmt For For For
1.3 Elect Martin Roesch Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Target
Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP 87612E106 06/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Roxanne Austin Mgmt For For For
2 Elect Calvin Darden Mgmt For For For
3 Elect Mary Dillon Mgmt For For For
4 Elect James Johnson Mgmt For For For
5 Elect Mary Minnick Mgmt For For For
6 Elect Anne Mulcahy Mgmt For Against Against
7 Elect Derica Rice Mgmt For For For
8 Elect Stephen Sanger Mgmt For For For
9 Elect Gregg Steinhafel Mgmt For For For
10 Elect John Stumpf Mgmt For For For
11 Elect Solomon Trujillo Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 2011 Long-Term Incentive Plan Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Compensation
Benchmarking
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Electronic
Waste
Texas
Instruments
Incorporated
Ticker Security ID: Meeting Date Meeting Status
TXN CUSIP 882508104 04/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ralph Babb, Jr. Mgmt For For For
2 Elect Daniel Carp Mgmt For For For
3 Elect Carrie Cox Mgmt For For For
4 Elect Stephen MacMillan Mgmt For For For
5 Elect Pamela Patsley Mgmt For For For
6 Elect Robert Sanchez Mgmt For For For
7 Elect Wayne Sanders Mgmt For For For
8 Elect Ruth Simmons Mgmt For Against Against
9 Elect Richard Templeton Mgmt For For For
10 Elect Christine Whitman Mgmt For For For
11 Advisory Vote on Executive Mgmt For For For
Compensation
12 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
The Bank of New
York Mellon
Corporation
Ticker Security ID: Meeting Date Meeting Status
BK CUSIP 064058100 04/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ruth Bruch Mgmt For Against Against
2 Elect Nicholas Donofrio Mgmt For For For
3 Elect Gerald Hassell Mgmt For For For
4 Elect Edmund Kelly Mgmt For Against Against
5 Elect Robert Kelly Mgmt For For For
6 Elect Richard Kogan Mgmt For Against Against
7 Elect Michael Kowalski Mgmt For For For
8 Elect John Luke, Jr. Mgmt For For For
9 Elect Mark Nordenberg Mgmt For For For
10 Elect Catherine Rein Mgmt For For For
11 Elect William Richardson Mgmt For For For
12 Elect Samuel Scott III Mgmt For Against Against
13 Elect John Surma Mgmt For For For
14 Elect Wesley von Schack Mgmt For Against Against
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 Amendment to the Long-Term Incentive Mgmt For For For
Plan
18 Amendment to the Executive Incentive Mgmt For Against Against
Compensation
Plan
19 Ratification of Auditor Mgmt For For For
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
The Charles
Schwab
Corporation
Ticker Security ID: Meeting Date Meeting Status
SCHW CUSIP 808513105 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Frank Herringer Mgmt For For For
2 Elect Stephen McLin Mgmt For Against Against
3 Elect Charles Schwab Mgmt For For For
4 Elect Roger Walther Mgmt For For For
5 Elect Robert Wilson Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Amendment to the 2004 Stock Mgmt For For For
Incentive
Plan
8 Advisory Vote on Executive Mgmt For For For
Compensation
9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
10 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
11 Shareholder Proposal Regarding ShrHoldr Abstain For Against
Declassification of the
Board
The J.M. Smucker
Company
Ticker Security ID: Meeting Date Meeting Status
SJM CUSIP 832696405 08/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Kathryn Dindo Mgmt For For For
2 Elect Richard Smucker Mgmt For For For
3 Elect William Steinbrink Mgmt For For For
4 Elect Paul Smucker Wagstaff Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 2010 Equity and Incentive Mgmt For Against Against
Compensation
Plan
The Procter &
Gamble
Company
Ticker Security ID: Meeting Date Meeting Status
PG CUSIP 742718109 10/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Angela Braly Mgmt For For For
2 Elect Kenneth Chenault Mgmt For For For
3 Elect Scott Cook Mgmt For For For
4 Elect Rajat Gupta Mgmt For For For
5 Elect Robert McDonald Mgmt For For For
6 Elect W. James McNerney, Jr. Mgmt For For For
7 Elect Johnathan Rodgers Mgmt For Against Against
8 Elect Mary Wilderotter Mgmt For For For
9 Elect Patricia Woertz Mgmt For For For
10 Elect Ernesto Zedillo Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
The Progressive
Corporation
Ticker Security ID: Meeting Date Meeting Status
PGR CUSIP 743315103 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Stuart Burgdoerfer Mgmt For For For
2 Elect Charles Davis Mgmt For For For
3 Amendment to Code of Regulations Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
W.W. Grainger,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GWW CUSIP 384802104 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Brian Anderson Mgmt For For For
1.2 Elect Wilbur Gantz Mgmt For For For
1.3 Elect V. Ann Hailey Mgmt For For For
1.4 Elect William Hall Mgmt For For For
1.5 Elect Stuart Levenick Mgmt For For For
1.6 Elect John McCarter, Jr. Mgmt For For For
1.7 Elect Neil Novich Mgmt For For For
1.8 Elect Michael Roberts Mgmt For For For
1.9 Elect Gary Rogers Mgmt For For For
1.10 Elect James Ryan Mgmt For For For
1.11 Elect E. Scott Santi Mgmt For For For
1.12 Elect James Slavik Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Yahoo! Inc.
Ticker Security ID: Meeting Date Meeting Status
YHOO CUSIP 984332106 06/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Carol Bartz Mgmt For For For
2 Elect Roy Bostock Mgmt For For For
3 Elect Patti Hart Mgmt For For For
4 Elect Susan James Mgmt For For For
5 Elect Vyomesh Joshi Mgmt For For For
6 Elect David Kenny Mgmt For For For
7 Elect Arthur Kern Mgmt For For For
8 Elect Brad Smith Mgmt For For For
9 Elect Gary Wilson Mgmt For For For
10 Elect Jerry Yang Mgmt For For For
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Rights in
China
Manager Sleeve : Conservative LB Pax World
07/01/2010 - 06/30/2011
Alberto-Culver
Company
Ticker Security ID: Meeting Date Meeting Status
ACV CUISP 013078100 12/17/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Acquisition Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
Altera
Corporation
Ticker Security ID: Meeting Date Meeting Status
ALTR CUISP 021441100 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Daane Mgmt For Against Against
2 Elect Robert Finocchio, Jr. Mgmt For Against Against
3 Elect Kevin McGarity Mgmt For Against Against
4 Elect T. Michael Nevens Mgmt For Against Against
5 Elect Krish Prabhu Mgmt For Against Against
6 Elect John Shoemaker Mgmt For Against Against
7 Elect Susan Wang Mgmt For Against Against
8 Amendment to the 2005 Equity Mgmt For Against Against
Incentive
Plan
9 Amendment to the 1987 Employee Stock Mgmt For For For
Purchase
Plan
10 Elimination of Supermajority Mgmt For For For
Requirement
11 Adoption of Delaware as the Mgmt For Against Against
Exclusive Forum for Certain
Disputes
12 Right to Call a Special Meeting Mgmt For For For
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
America Movil
SAB de
CV
Ticker Security ID: Meeting Date Meeting Status
AMX CUISP 02364W105 04/27/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Directors (Series L) Mgmt For Abstain Against
2 Election of Meeting Delegates Mgmt For Abstain Against
American Express
Company
Ticker Security ID: Meeting Date Meeting Status
AXP CUISP 025816109 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Daniel Akerson Mgmt For For For
1.2 Elect Charlene Barshefsky Mgmt For Withhold Against
1.3 Elect Ursula Burns Mgmt For For For
1.4 Elect Kenneth Chenault Mgmt For Withhold Against
1.5 Elect Peter Chernin Mgmt For Withhold Against
1.6 Elect Theodore Leonsis Mgmt For Withhold Against
1.7 Elect Jan Leschly Mgmt For Withhold Against
1.8 Elect Richard Levin Mgmt For For For
1.9 Elect Richard McGinn Mgmt For Withhold Against
1.10 Elect Edward Miller Mgmt For Withhold Against
1.11 Elect Steven Reinemund Mgmt For For For
1.12 Elect Robert Walter Mgmt For Withhold Against
1.13 Elect Ronald Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
6 Sharehoholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special
Meeting
American Tower
Corporation
Ticker Security ID: Meeting Date Meeting Status
AMT CUISP 029912201 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Raymond Dolan Mgmt For Against Against
2 Elect Ronald Dykes Mgmt For Against Against
3 Elect Carolyn Katz Mgmt For Against Against
4 Elect Gustavo Lara Cantu Mgmt For Against Against
5 Elect JoAnn Reed Mgmt For Against Against
6 Elect Pamela Reeve Mgmt For Against Against
7 Elect David Sharbutt Mgmt For Against Against
8 Elect James Taiclet, Jr. Mgmt For Against Against
9 Elect Samme Thompson Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Elimination of Supermajority Mgmt For For For
Requirement
12 Advisory Vote on Executive Mgmt For Against Against
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
AMGEN Inc.
Ticker Security ID: Meeting Date Meeting Status
AMGN CUISP 031162100 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Baltimore Mgmt For Against Against
2 Elect Frank Biondi, Jr. Mgmt For Against Against
3 Elect Francois de Carbonnel Mgmt For Against Against
4 Elect Vance Coffman Mgmt For Against Against
5 Elect Rebecca Henderson Mgmt For Against Against
6 Elect Frank Herringer Mgmt For Against Against
7 Elect Gilbert Omenn Mgmt For Against Against
8 Elect Judith Pelham Mgmt For Against Against
9 Elect J. Paul Reason Mgmt For Against Against
10 Elect Leonard Schaeffer Mgmt For Against Against
11 Elect Kevin Sharer Mgmt For Against Against
12 Elect Ronald Sugar Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
Baker Hughes
Incorporated
Ticker Security ID: Meeting Date Meeting Status
BHI CUISP 057224107 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Larry Brady Mgmt For Withhold Against
1.2 Elect Clarence Cazalot, Jr. Mgmt For Withhold Against
1.3 Elect Chad Deaton Mgmt For Withhold Against
1.4 Elect Anthony Fernandes Mgmt For Withhold Against
1.5 Elect Claire Gargalli Mgmt For Withhold Against
1.6 Elect Pierre Jungels Mgmt For Withhold Against
1.7 Elect James Lash Mgmt For Withhold Against
1.8 Elect J. Larry Nichols Mgmt For Withhold Against
1.9 Elect H. John Riley, Jr. Mgmt For Withhold Against
1.10 Elect J.W. Stewart Mgmt For Withhold Against
1.11 Elect Charles Watson Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Reapproval of Performance Goals Mgmt For For For
under the Annual Incentive
Compensation
Plan
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Becton,
Dickinson and
Company
Ticker Security ID: Meeting Date Meeting Status
BDX CUISP 075887109 02/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Basil Anderson Mgmt For Withhold Against
1.2 Elect Henry Becton, Jr. Mgmt For Withhold Against
1.3 Elect Edward DeGraan Mgmt For Withhold Against
1.4 Elect Claire Fraser-Liggett Mgmt For For For
1.5 Elect Christopher Jones Mgmt For For For
1.6 Elect Marshall Larsen Mgmt For Withhold Against
1.7 Elect Edward Ludwig Mgmt For For For
1.8 Elect Adel Mahmoud Mgmt For B For For
1.9 Elect Gary Mecklenburg Mgmt For For For
1.10 Elect Cathy Minehan Mgmt For Withhold Against
1.11 Elect James Orr Mgmt For Withhold Against
1.12 Elect Willard Overlock, Jr. Mgmt For Withhold Against
1.13 Elect Bertram Scott Mgmt For Withhold Against
1.14 Elect Alfred Sommer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt N/A 1 Year N/A
Executive
Compensation
5 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
BlackRock, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLK CUISP 09247X101 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Murry Gerber Mgmt For Withhold Against
1.2 Elect James Grosfeld Mgmt For Withhold Against
1.3 Elect Sir Deryck Maughan Mgmt For Withhold Against
1.4 Elect Thomas Montag Mgmt For Withhold Against
1.5 Elect Linda Gosden Robinson Mgmt For Withhold Against
1.6 Elect John Varley Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
BorgWarner Inc.
Ticker Security ID: Meeting Date Meeting Status
BWA CUISP 099724106 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Robin Adams Mgmt For Against Against
2 Elect David Brown Mgmt For Against Against
3 Elect Jan Carlson Mgmt For Against Against
4 Elect Dennis Cuneo Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
China Life
Insurance
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
2628 CUISP 16939P106 06/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Fees of Directors and Supervisors Mgmt For Abstain Against
6 Appointment of Auditor and Authority Mgmt For Abstain Against
to Set
Fees
7 Donations to China Life CharityFund Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Elect YUAN Li Mgmt For Against Against
Cisco Systems,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CSCO CUISP 17275R102 11/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Carol Bartz Mgmt For Against Against
2 Elect M. Michele Burns Mgmt For For For
3 Elect Michael Capellas Mgmt For For For
4 Elect Larry Carter Mgmt For For For
5 Elect John Chambers Mgmt For Against Against
6 Elect Brian Halla Mgmt For For For
7 Elect John Hennessy Mgmt For Against Against
8 Elect Richard Kovacevich Mgmt For Against Against
9 Elect Roderick McGeary Mgmt For Against Against
10 Elect Michael Powell Mgmt For For For
11 Elect Arun Sarin Mgmt For For For
12 Elect Steven West Mgmt For For For
13 Elect Jerry Yang Mgmt For For For
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Formation of Environmental
Sustainability
Committee
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Internet
Fragmentation
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Restricting Sales to
China
Cognizant
Technology
Solutions
Corporation
Ticker Security ID: Meeting Date Meeting Status
CTSH CUISP 192446102 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Robert Howe Mgmt For Against Against
2 Elect Robert Weissman Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Increase of Authorized Common Stock Mgmt For Against Against
6 Amendment to the Certificate of Mgmt For For For
Incorporation to Reduce
Supermajority
Requirement
7 Amendment to the Bylaws to Reduce Mgmt For For For
Supermajority
Requirement
8 Ratification of Auditor Mgmt For For For
Companhia de
Concessoes
Rodoviarias
Ticker Security ID: Meeting Date Meeting Status
CCRO3 CINS P1413U105 02/16/2011 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Change of Company Name Mgmt For For For
4 Election of Directors Mgmt For Against Against
5 Election of Alternate Directors Mgmt For Against Against
6 Elect Newton Brandao Ferraz Ramos Mgmt For For For
7 Election of Alternate Supervisory Mgmt For For For
Council
Member
Companhia de
Concessoes
Rodoviarias
Ticker Security ID: Meeting Date Meeting Status
CCRO3 CINS P1413U105 04/19/2011 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Capital Expenditure Budget Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Election of Directors Mgmt For Against Against
8 Remuneration Policy Mgmt For Against Against
9 Election of Supervisory Council Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
Companhia de
Concessoes
Rodoviarias
Ticker Security ID: Meeting Date Meeting Status
CCRO3 CINS P1413U105 09/27/2010 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Amendments to Articles Mgmt For For For
ConocoPhillips
Ticker Security ID: Meeting Date Meeting Status
COP CUISP 20825C104 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Armitage Mgmt For For For
2 Elect Richard Auchinleck Mgmt For Against Against
3 Elect James Copeland, Jr. Mgmt For Against Against
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Ruth Harkin Mgmt For For For
6 Elect Harold McGraw III Mgmt For Against Against
7 Elect James Mulva Mgmt For For For
8 Elect Robert Niblock Mgmt For For For
9 Elect Harald Norvik Mgmt For For For
10 Elect William Reilly Mgmt For Against Against
11 Elect Victoria Tschinkel Mgmt For Against Against
12 Elect Kathryn Turner Mgmt For Against Against
13 Elect William Wade, Jr. Mgmt For Against Against
14 Ratification of Auditor Mgmt For Against Against
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 2011 Omnibus Stock and Performance Mgmt For Against Against
Incentive
Plan
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Adopting Gender Identity and
Expression Anti-Bias
Policy
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Lobbying
Report
21 Shareholder Proposal Regarding ShrHoldr Against For Against
Safety
Report
22 Shareholder Proposal Regarding ShrHoldr Against For Against
Louisiana
Wetlands
23 Shareholder Proposal Regarding ShrHoldr Against For Against
Reporting and Reducing Greenhouse
Gas
Emissions
24 Shareholder Proposal Regarding the ShrHoldr Against For Against
Financial Risks of Climate
Change
25 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Oil Sands
Operations
Corn Products
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CPO CUISP 219023108 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Almeida Mgmt For Withhold Against
1.2 Elect Gregory Kenny Mgmt For Withhold Against
1.3 Elect James Ringler Mgmt For For For
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Corning
Incorporated
Ticker Security ID: Meeting Date Meeting Status
GLW CUISP 219350105 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Seely Brown Mgmt For Against Against
2 Elect John Canning Jr. Mgmt For Against Against
3 Elect Gordon Gund Mgmt For Against Against
4 Elect Kurt Landgraf Mgmt For Against Against
5 Elect H. Onno Ruding Mgmt For Against Against
6 Elect Glenn Tilton Mgmt For Against Against
7 Advisory Vote on Executive Mgmt For Against Against
Compensation
8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
10 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
Cummins Inc.
Ticker Security ID: Meeting Date Meeting Status
CMI CUISP 231021106 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Theodore Solso Mgmt For Against Against
2 Elect N. Thomas Linebarger Mgmt For For For
3 Elect William Miller Mgmt For For For
4 Elect Alexis Herman Mgmt For Against Against
5 Elect Georgia Nelson Mgmt For For For
6 Elect Carl Ware Mgmt For For For
7 Elect Robert Herdman Mgmt For For For
8 Elect Robert Bernhard Mgmt For For For
9 Elect Franklin Chang-Diaz Mgmt For For For
10 Elect Stephen Dobbs Mgmt For For For
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUISP 244199105 02/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charles Holliday, Jr. Mgmt For For For
2 Elect Dipak Jain Mgmt For For For
3 Elect Joachim Milberg Mgmt For For For
4 Elect Richard Myers Mgmt For Against Against
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
Diana Shipping
Inc.
Ticker Security ID: Meeting Date Meeting Status
DSX CUISP Y2066G104 08/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Lawes Mgmt For Withhold Against
1.2 Elect Konstantinos Psaltis Mgmt For Withhold Against
2 Appointment of Auditor Mgmt For For For
Digital Realty
Trust,
Inc.
Ticker Security ID: Meeting Date Meeting Status
DLR CUISP 253868103 04/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Magnuson Mgmt For Withhold Against
1.2 Elect Michael Foust Mgmt For Withhold Against
1.3 Elect Laurence Chapman Mgmt For Withhold Against
1.4 Elect Kathleen Earley Mgmt For Withhold Against
1.5 Elect Ruann Ernst Mgmt For Withhold Against
1.6 Elect Dennis Singleton Mgmt For Withhold Against
1.7 Elect Robert Zerbst Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
EMC Corporation
Ticker Security ID: Meeting Date Meeting Status
EMC CUISP 268648102 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Michael Brown Mgmt For Against Against
2 Elect Randolph Cowen Mgmt For Against Against
3 Elect Michael Cronin Mgmt For Against Against
4 Elect Gail Deegan Mgmt For Against Against
5 Elect James DiStasio Mgmt For Against Against
6 Elect John Egan Mgmt For Against Against
7 Elect Edmund Kelly Mgmt For Against Against
8 Elect Windle Priem Mgmt For Against Against
9 Elect Paul Sagan Mgmt For Against Against
10 Elect David Strohm Mgmt For Against Against
11 Elect Joseph Tucci Mgmt For Against Against
12 Ratification of Auditor Mgmt For Against Against
13 Amendment to the 2003 Stock Plan Mgmt For Against Against
14 Amendment to Right to Call a Special Mgmt For For For
Meeting
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Emerson Electric
Co.
Ticker Security ID: Meeting Date Meeting Status
EMR CUISP 291011104 02/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Farr Mgmt For Withhold Against
1.2 Elect Harriet Green Mgmt For Withhold Against
1.3 Elect Charles Peters Mgmt For Withhold Against
1.4 Elect Joseph Prueher Mgmt For Withhold Against
1.5 Elect Rozanne Ridgway Mgmt For Withhold Against
2 Re-approval of the Performance Mgmt For For For
Measures under the 2006 Incentive
Shares
Plan
3 2011 Stock Option Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Sustainability
Report
Ensco
International
plc
Ticker Security ID: Meeting Date Meeting Status
ESV CUISP 29358Q109 05/31/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Merger/Acquisition Mgmt For For For
Ensco plc
Ticker Security ID: Meeting Date Meeting Status
ESV CUISP 29358Q109 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect J. Roderick Clark Mgmt For Against Against
2 Elect Daniel Rabun Mgmt For Against Against
3 Elect Keith Rattie Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
5 Appointment of Statutory Auditor Mgmt For For For
6 Authority to Set Auditor's Fees Mgmt For For For
7 Payment of Historic Dividends Mgmt For For For
8 Release of Shareholders from Claims Mgmt For For For
Regarding Historic
Dividends
9 Release of Shareholders from Claims Mgmt For Against Against
Regarding Historical
Dividends
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
EQT Corporation
Ticker Security ID: Meeting Date Meeting Status
EQT CUISP 26884L109 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Thorington Mgmt For Withhold Against
1.2 Elect David Porges Mgmt For Withhold Against
1.3 Elect James Rohr Mgmt For Withhold Against
1.4 Elect David Shapira Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2011 Executive Short-Term Incentive Mgmt For For For
Plan
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
7 Amendment to Articles of Mgmt For For For
Incorporation Concerning the
Process for Board
Vacancies
8 Elimination of Preemptive Rights Mgmt For Against Against
Expeditors
International
Of Washington,
Inc.
Ticker Security ID: Meeting Date Meeting Status
EXPD CUISP 302130109 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Mark Emmert Mgmt For Against Against
2 Elect R. Jordan Gates Mgmt For Against Against
3 Elect Dan Kourkoumelis Mgmt For Against Against
4 Elect Michael Malone Mgmt For Against Against
5 Elect John Meisenbach Mgmt For Against Against
6 Elect Peter Rose Mgmt For Against Against
7 Elect James Wang Mgmt For Against Against
8 Elect Robert Wright Mgmt For Against Against
9 Advisory Vote on Executive Mgmt For Against Against
Compensation
10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
11 2011 Stock Option Plan Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
GameStop Corp.
Ticker Security ID: Meeting Date Meeting Status
GME CUISP 36467W109 06/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stanley (Mickey) Steinberg Mgmt For Withhold Against
1.2 Elect Gerald Szczepanski Mgmt For Withhold Against
1.3 Elect Lawrence Zilavy Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 2011 Incentive Plan Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
General Mills,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GIS CUISP 370334104 09/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Bradbury Anderson Mgmt For Against Against
2 Elect R. Kerry Clark Mgmt For Against Against
3 Elect Paul Danos Mgmt For For For
4 Elect William Esrey Mgmt For For For
5 Elect Raymond Gilmartin Mgmt For Against Against
6 Elect Judith Richards Hope Mgmt For For For
7 Elect Heidi Miller Mgmt For For For
8 Elect Hilda Ochoa-Brillembourg Mgmt For For For
9 Elect Steve Odland Mgmt For For For
10 Elect Kendall Powell Mgmt For For For
11 Elect Lois Quam Mgmt For Against Against
12 Elect Michael Rose Mgmt For Against Against
13 Elect Robert Ryan Mgmt For For For
14 Elect Dorothy Terrell Mgmt For For For
15 Executive Incentive Plan Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Advisory Vote on Executive Mgmt For Against Against
Compensation
Gilead Sciences,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUISP 375558103 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Cogan Mgmt For For For
1.2 Elect Etienne Davignon Mgmt For For For
1.3 Elect James Denny Mgmt For For For
1.4 Elect Carla Hills Mgmt For For For
1.5 Elect Kevin Lofton Mgmt For Withhold Against
1.6 Elect John Madigan Mgmt For Withhold Against
1.7 Elect John Martin Mgmt For For For
1.8 Elect Gordon Moore Mgmt For Withhold Against
1.9 Elect Nicholas Moore Mgmt For Withhold Against
1.10 Elect Richard Whitley Mgmt For For For
1.11 Elect Gayle Wilson Mgmt For For For
1.12 Elect Per Wold-Olsen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 162(m) Bonus Plan Mgmt For For For
4 Elimination of Supermajority Mgmt For For For
Requirement
5 Right to Call a Special Meeting Mgmt For For For
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Google Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOG CUISP 38259P508 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Larry Page Mgmt For Withhold Against
1.2 Elect Sergey Brin Mgmt For Withhold Against
1.3 Elect Eric Schmidt Mgmt For Withhold Against
1.4 Elect L. John Doerr Mgmt For Withhold Against
1.5 Elect John Hennessy Mgmt For Withhold Against
1.6 Elect Ann Mather Mgmt For For For
1.7 Elect Paul Otellini Mgmt For Withhold Against
1.8 Elect K. Ram Shriram Mgmt For For For
1.9 Elect Shirley Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Plan Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Formation of Sustainability
Committee
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Conflict of Interest
Report
H & M Hennes &
Mauritz
AB
Ticker Security ID: Meeting Date Meeting Status
HM-B CINS W41422101 04/28/2011 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Profits/Dividends Mgmt For For For
14 Ratification of Board and Management Mgmt For Against Against
Acts
15 Board Size Mgmt For For For
16 Directors and Auditors' Fees Mgmt For Against Against
17 Election of Directors Mgmt For Against Against
18 Nomination Committee Mgmt For Against Against
19 Amendments to Articles Mgmt For For For
20 Compensation Guidelines Mgmt For Against Against
21 Non-Voting Agenda Item N/A N/A N/A N/A
H & M Hennes &
Mauritz
AB
Ticker Security ID: Meeting Date Meeting Status
HM-B CINS W41422101 10/20/2010 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Election of Presiding Chairman Mgmt For For For
6 Voting List Mgmt For For For
7 Agenda Mgmt For For For
8 Election of Individuals to Check Mgmt For For For
Minutes
9 Compliance with Rules of Convocation Mgmt For For For
10 Employee Incentive Program Mgmt For For For
11 Amendment to Compensation Guidelines Mgmt For Against Against
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
Hansen Natural
Corporation
Ticker Security ID: Meeting Date Meeting Status
HANS CUISP 411310105 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Rodney Sacks Mgmt For Withhold Against
1.2 Elect Hilton Schlosberg Mgmt For Withhold Against
1.3 Elect Norman Epstein Mgmt For Withhold Against
1.4 Elect Benjamin Polk Mgmt For Withhold Against
1.5 Elect Sydney Selati Mgmt For Withhold Against
1.6 Elect Harold Taber, Jr. Mgmt For Withhold Against
1.7 Elect Mark Vidergauz Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2011 Omnibus Incentive Plan Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Hospitality
Properties
Trust
Ticker Security ID: Meeting Date Meeting Status
HPT CUISP 44106M102 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Harrington Mgmt For Against Against
2 Elect Barry Portnoy Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
Ingersoll-Rand
Plc
Ticker Security ID: Meeting Date Meeting Status
IR CUISP G47791101 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ann Berzin Mgmt For For For
2 Elect John Bruton Mgmt For Against Against
3 Elect Jared Cohon Mgmt For Against Against
4 Elect Gary Forsee Mgmt For Against Against
5 Elect Peter Godsoe Mgmt For For For
6 Elect Edward Hagenlocker Mgmt For For For
7 Elect Constance Horner Mgmt For Against Against
8 Elect Michael Lamach Mgmt For For For
9 Elect Theodore Martin Mgmt For For For
10 Elect Richard Swift Mgmt For For For
11 Elect Tony White Mgmt For Against Against
12 Senior Executive Performance Plan Mgmt For For For
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Authority to Repurchase Shares Mgmt For For For
16 Ratification of Auditor Mgmt For Against Against
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUISP 458140100 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charlene Barshefsky Mgmt For Against Against
2 Elect Susan Decker Mgmt For Against Against
3 Elect John Donahoe Mgmt For Against Against
4 Elect Reed Hundt Mgmt For Against Against
5 Elect Paul Otellini Mgmt For Against Against
6 Elect James Plummer Mgmt For Against Against
7 Elect David Pottruck Mgmt For Against Against
8 Elect Jane Shaw Mgmt For Against Against
9 Elect Frank Yeary Mgmt For Against Against
10 Elect David Yoffie Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2006 Equity Mgmt For Against Against
Incentive
Plan
13 Amendment to the 2006 Stock Purchase Mgmt For For For
Plan
14 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Intuit Inc.
Ticker Security ID: Meeting Date Meeting Status
INTU CUISP 461202103 01/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Batchelder Mgmt For Against Against
2 Elect Christopher Brody Mgmt For Against Against
3 Elect William Campbell Mgmt For Against Against
4 Elect Scott Cook Mgmt For Against Against
5 Elect Diane Greene Mgmt For Against Against
6 Elect Michael Hallman Mgmt For Against Against
7 Elect Edward Kangas Mgmt For Against Against
8 Elect Suzanne Nora Johnson Mgmt For Against Against
9 Elect Dennis Powell Mgmt For Against Against
10 Elect Brad Smith Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2005 Equity Mgmt For Against Against
Incentive
Plan
13 Advisory Vote on Executive Mgmt For For For
Compensation
Iron Mountain
Incorporated
Ticker Security ID: Meeting Date Meeting Status
IRM CUISP 462846106 06/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Clarke Bailey Mgmt For Withhold Against
1.2 Elect Kent Dauten Mgmt For Withhold Against
1.3 Elect Paul Deninger Mgmt For Withhold Against
1.4 Elect Per-Kristian Halvorsen Mgmt For Withhold Against
1.5 Elect Michael Lamach Mgmt For Withhold Against
1.6 Elect Arthur Little Mgmt For Withhold Against
1.7 Elect Allan Loren Mgmt For Withhold Against
1.8 Elect C. Richard Reese Mgmt For Withhold Against
1.9 Elect Vincent Ryan Mgmt For Withhold Against
1.10 Elect Laurie Tucker Mgmt For Withhold Against
1.11 Elect Alfred Verrecchia Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
JPMorgan Chase &
Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUISP 46625H100 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Crandall Bowles Mgmt For Against Against
2 Elect Stephen Burke Mgmt For Against Against
3 Elect David Cote Mgmt For Against Against
4 Elect James Crown Mgmt For Against Against
5 Elect James Dimon Mgmt For Against Against
6 Elect Ellen Futter Mgmt For Against Against
7 Elect William Gray, III Mgmt For Against Against
8 Elect Laban Jackson, Jr. Mgmt For Against Against
9 Elect David Novak Mgmt For Against Against
10 Elect Lee Raymond Mgmt For Against Against
11 Elect William Weldon Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
13 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Amendment to the Long-Term Incentive Mgmt For Against Against
Plan
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Affirmation of Political
Nonpartisanship
17 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Mortgage Loan
Servicing
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Genocide-Free
Investing
21 Shareholder Proposal Regarding an ShrHoldr Against For Against
Independent Lead
Director
Juniper
Networks,
Inc.
Ticker Security ID: Meeting Date Meeting Status
JNPR CUISP 48203R104 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mary Cranston Mgmt For Withhold Against
1.2 Elect Kevin Johnson Mgmt For Withhold Against
1.3 Elect J. Michael Lawrie Mgmt For Withhold Against
1.4 Elect David Schlotterbeck Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2012 Performance Bonus Plan Mgmt For Against Against
4 Amendment to the 2006 Equity Mgmt For Against Against
Incentive
Plan
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr N/A For N/A
Declassification of the
Board
Kraft Foods Inc.
Ticker Security ID: Meeting Date Meeting Status
KFT CUISP 50075N104 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ajay Banga Mgmt For Against Against
2 Elect Myra Hart Mgmt For Against Against
3 Elect Peter Henry Mgmt For Against Against
4 Elect Lois Juliber Mgmt For Against Against
5 Elect Mark Ketchum Mgmt For Against Against
6 Elect Richard Lerner Mgmt For Against Against
7 Elect Mackey McDonald Mgmt For Against Against
8 Elect John Pope Mgmt For Against Against
9 Elect Fedric Reynolds Mgmt For Against Against
10 Elect Irene Rosenfeld Mgmt For Against Against
11 Elect Jean-Francois van Boxmeer Mgmt For Against Against
12 Advisory Vote on Executive Mgmt For Against Against
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Amendment to the 2006 Stock Mgmt For For For
Compensation Plan for Non-Employee
Directors
15 Ratification of Auditor Mgmt For Against Against
Lowe's
Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
LOW CUISP 548661107 05/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Raul Alvarez Mgmt For Withhold Against
1.2 Elect David Bernauer Mgmt For Withhold Against
1.3 Elect Leonard Berry Mgmt For Withhold Against
1.4 Elect Peter Browning Mgmt For Withhold Against
1.5 Elect Dawn Hudson Mgmt For Withhold Against
1.6 Elect Robert Johnson Mgmt For Withhold Against
1.7 Elect Marshall Larsen Mgmt For Withhold Against
1.8 Elect Richard Lochridge Mgmt For Withhold Against
1.9 Elect Robert Niblock Mgmt For Withhold Against
1.10 Elect Stephen Page Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 2011 Annual Incentive Plan Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Shareholder Approval of Severance
Agreements
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Linking Executive Pay to
Sustainability
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Political Contributions
and Expenditure
Report
Macy's, Inc.
Ticker Security ID: Meeting Date Meeting Status
M CUISP 55616P104 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Bollenbach Mgmt For For For
1.2 Elect Deirdre Connelly Mgmt For Withhold Against
1.3 Elect Meyer Feldberg Mgmt For Withhold Against
1.4 Elect Sara Levinson Mgmt For Withhold Against
1.5 Elect Terry Lundgren Mgmt For For For
1.6 Elect Joseph Neubauer Mgmt For Withhold Against
1.7 Elect Joseph Pichler Mgmt For For For
1.8 Elect Joyce Roche Mgmt For For For
1.9 Elect Craig Weatherup Mgmt For Withhold Against
1.10 Elect Marna Whittington Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
McDonald's
Corporation
Ticker Security ID: Meeting Date Meeting Status
MCD CUISP 580135101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Susan Arnold Mgmt For Against Against
2 Elect Richard Lenny Mgmt For Against Against
3 Elect Cary McMillan Mgmt For Against Against
4 Elect Sheila Penrose Mgmt For Against Against
5 Elect James Skinner Mgmt For Against Against
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Executive Mgmt For Against Against
Compensation
8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
9 Elimination of Super-majority Mgmt For For For
Requirement in Article Regarding
Transactions with Interested
Shareholders
10 Elimination of Supermajority Mgmt For For For
Requirement in Article Regarding
the Removal of
Directors
11 Elimination of Supermajority Mgmt For For For
Requirement in Article Regarding
Shareholder
Action
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
13 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Controlled Atmosphere
Killing
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Childhood
Obesity
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Beverage
Containers
Microsoft
Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUISP 594918104 11/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Steven Ballmer Mgmt For Against Against
2 Elect Dina Dublon Mgmt For Against Against
3 Elect William Gates III Mgmt For Against Against
4 Elect Raymond Gilmartin Mgmt For Against Against
5 Elect Reed Hastings Mgmt For Against Against
6 Elect Maria Klawe Mgmt For Against Against
7 Elect David Marquardt Mgmt For Against Against
8 Elect Charles Noski Mgmt For Against Against
9 Elect Helmut Panke Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Formation of Environmental
Sustainability
Committee
Mylan Inc.
Ticker Security ID: Meeting Date Meeting Status
MYL CUISP 628530107 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Coury Mgmt For Withhold Against
1.2 Elect Rodney Piatt Mgmt For Withhold Against
1.3 Elect Heather Bresch Mgmt For Withhold Against
1.4 Elect Wendy Cameron Mgmt For Withhold Against
1.5 Elect Robert Cindrich Mgmt For Withhold Against
1.6 Elect Neil Dimick Mgmt For Withhold Against
1.7 Elect Douglas Leech Mgmt For Withhold Against
1.8 Elect Joseph Maroon Mgmt For Withhold Against
1.9 Elect Mark Parrish Mgmt For Withhold Against
1.10 Elect C. B. Todd Mgmt For Withhold Against
1.11 Elect Randall Vanderveen Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Natura
Cosmeticos
SA
Ticker Security ID: Meeting Date Meeting Status
NATU3 CINS P7088C106 04/08/2011 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Allocation of Profits/Dividends Mgmt For For For
Natura
Cosmeticos
SA
Ticker Security ID: Meeting Date Meeting Status
NATU3 CINS P7088C106 04/08/2011 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Election of Directors Mgmt For Against Against
7 Remuneration Policy Mgmt For Against Against
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUISP H5833N103 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Lawrence Chazen Mgmt For Withhold Against
1.2 Elect Jon Marshall Mgmt For Withhold Against
1.3 Elect Mary Ricciardello Mgmt For Withhold Against
2 Accounts and Reports Mgmt For For For
3 Creation of Reserves Mgmt For For For
4 Cancellation of Treasury Shares Mgmt For For For
5 Increase of Authorized Capital Mgmt For Against Against
6 Reduction of Par Value; Capital Mgmt For For For
Distribution
7 Appointment of Auditor Mgmt For Against Against
8 Discharge of the Board of Directors Mgmt For Against Against
from Personal
Liability
9 Advisory Vote on Executive Mgmt For Against Against
Compensation
10 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Noble Energy,
Inc.
Ticker Security ID: Meeting Date Meeting Status
NBL CUISP 655044105 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Jeffrey Berenson Mgmt For Against Against
2 Elect Michael Cawley Mgmt For Against Against
3 Elect Edward Cox Mgmt For Against Against
4 Elect Charles Davidson Mgmt For Against Against
5 Elect Thomas Edelman Mgmt For Against Against
6 Elect Eric Grubman Mgmt For Against Against
7 Elect Kirby Hedrick Mgmt For Against Against
8 Elect Scott Urban Mgmt For Against Against
9 Elect William Van Kleef Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Amendment to the 1992 Stock Option Mgmt For For For
and Restricted Stock
Plan
Nordson
Corporation
Ticker Security ID: Meeting Date Meeting Status
NDSN CUISP 655663102 03/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Joseph Keithley Mgmt For Withhold Against
1.2 Elect Mary Puma Mgmt For Withhold Against
1.3 Elect William Robinson Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUISP 670346105 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Peter Browning Mgmt For Withhold Against
1.2 Elect Victoria Haynes Mgmt For Withhold Against
1.3 Elect Christopher Kearney Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
Och-Ziff Capital
Management
Group
LLC
Ticker Security ID: Meeting Date Meeting Status
OZM CUISP 67551U105 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Joel Frank Mgmt For Withhold Against
1.2 Elect Allan Bufferd Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
ONEOK, Inc.
Ticker Security ID: Meeting Date Meeting Status
OKE CUISP 682680103 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Day Mgmt For Against Against
2 Elect Julie Edwards Mgmt For For For
3 Elect William Ford Mgmt For For For
4 Elect John Gibson Mgmt For Against Against
5 Elect Bert Mackie Mgmt For Against Against
6 Elect Jim Mogg Mgmt For Against Against
7 Elect Pattye Moore Mgmt For For For
8 Elect Gary Parker Mgmt For Against Against
9 Elect Eduardo Rodriguez Mgmt For For For
10 Elect Gerald Smith Mgmt For Against Against
11 Elect David Tippeconnic Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
PepsiCo, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEP CUISP 713448108 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Shona Brown Mgmt For Against Against
2 Elect Ian Cook Mgmt For For For
3 Elect Dina Dublon Mgmt For For For
4 Elect Victor Dzau Mgmt For Against Against
5 Elect Ray Hunt Mgmt For Against Against
6 Elect Alberto Ibarguen Mgmt For For For
7 Elect Arthur Martinez Mgmt For Against Against
8 Elect Indra Nooyi Mgmt For For For
9 Elect Sharon Rockefeller Mgmt For Against Against
10 Elect James Schiro Mgmt For For For
11 Elect Lloyd Trotter Mgmt For For For
12 Elect Daniel Vasella Mgmt For Against Against
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
17 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Reviewing Political Contributions
and
Expenditures
Petroleo
Brasileiro S.A.
-
Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR3 CUISP 71654V408 08/12/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Ratification of Nomination of Mgmt For For For
Appraiser for Treasury
Notes
2 Valuation Method of Treasury Notes Mgmt For For For
3 Authority to Carry Out Formalities Mgmt For For For
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUISP 717081103 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Dennis Ausiello Mgmt For For For
2 Elect Michael Brown Mgmt For For For
3 Elect M. Anthony Burns Mgmt For For For
4 Elect W. Don Cornwell Mgmt For Against Against
5 Elect Frances Fergusson Mgmt For Against Against
6 Elect William Gray, III Mgmt For For For
7 Elect Constance Horner Mgmt For For For
8 Elect James Kilts Mgmt For Against Against
9 Elect George Lorch Mgmt For Against Against
10 Elect John Mascotte Mgmt For For For
11 Elect Suzanne Nora Johnson Mgmt For Against Against
12 Elect Ian Read Mgmt For For For
13 Elect Stephen Sanger Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
16 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Publishing Political Contributions
and Expenditure in
Newspapers
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Lobbying Priorities
Report
19 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Pharmaceutical Price
Restraints
20 Shareholder Proposal Regarding the ShrHoldr Against For Against
Right to Act by Written
Consent
21 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
22 Shareholder Proposal Regarding ShrHoldr Against For Against
Transparency in Animal
Research
Plum Creek
Timber Company,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PCL CUISP 729251108 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Rick Holley Mgmt For Against Against
2 Elect Robin Josephs Mgmt For Against Against
3 Elect John McDonald Mgmt For Against Against
4 Elect Robert McLeod Mgmt For Against Against
5 Elect John Morgan, Sr. Mgmt For Against Against
6 Elect Marc Racicot Mgmt For Against Against
7 Elect John Scully Mgmt For Against Against
8 Elect Stephen Tobias Mgmt For Against Against
9 Elect Martin White Mgmt For Against Against
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
Portugal Telecom
SGPS
SA
Ticker Security ID: Meeting Date Meeting Status
PTC CINS X6769Q104 05/06/2011 Voted
Meeting Type Country of Trade
Annual Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Consolidated Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Board Acts Mgmt For Against Against
7 Amendments to Articles Mgmt For For For
8 Authority to Repurchase and Re-Issue Mgmt For For For
Shares
9 Authority to Issue Convertible Bonds Mgmt For Against Against
10 Suppression of Preemptive Rights Mgmt For Against Against
11 Authority to Issue Debt Instruments Mgmt For For For
12 Authority to Repurchase and Re-Issue Mgmt For For For
Company Debt
Instruments
13 Remuneration Report Mgmt For Against Against
14 Election of Directors Mgmt For Against Against
QUALCOMM
Incorporated
Ticker Security ID: Meeting Date Meeting Status
QCOM CUISP 747525103 03/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Barbara Alexander Mgmt For For For
1.2 Elect Stephen Bennett Mgmt For For For
1.3 Elect Donald Cruickshank Mgmt For For For
1.4 Elect Raymond Dittamore Mgmt For For For
1.5 Elect Thomas Horton Mgmt For For For
1.6 Elect Irwin Jacobs Mgmt For For For
1.7 Elect Paul Jacobs Mgmt For For For
1.8 Elect Robert Kahn Mgmt For For For
1.9 Elect Sherry Lansing Mgmt For For For
1.10 Elect Duane Nelles Mgmt For For For
1.11 Elect Francisco Ros Mgmt For For For
1.12 Elect Brent Scowcroft Mgmt For For For
1.13 Elect Marc Stern Mgmt For For For
2 Amendment to the 2006 Long-term Mgmt For Against Against
Incentive
Plan
3 Amendment to the 2001 Employee Stock Mgmt For For For
Purchase
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Quicksilver
Resources
Inc.
Ticker Security ID: Meeting Date Meeting Status
KWK CUISP 74837R104 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Thomas Darden Mgmt For Withhold Against
1.2 Elect W. Byron Dunn Mgmt For Withhold Against
1.3 Elect Mark Warner Mgmt For Withhold Against
2 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Range Resources
Corporation
Ticker Security ID: Meeting Date Meeting Status
RRC CUISP 75281A109 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charles Blackburn Mgmt For Against Against
2 Elect Anthony Dub Mgmt For Against Against
3 Elect V. Richard Eales Mgmt For Against Against
4 Elect Allen Finkelson Mgmt For Against Against
5 Elect James Funk Mgmt For Against Against
6 Elect Jonathan Linker Mgmt For Against Against
7 Elect Kevin McCarthy Mgmt For Against Against
8 Elect John Pinkerton Mgmt For Against Against
9 Elect Jeffrey Ventura Mgmt For Against Against
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
12 Amendment to the 2005 Equity-Based Mgmt For Against Against
Compensation
Plan
13 Ratification of Auditor Mgmt For For For
Rio Tinto plc
Ticker Security ID: Meeting Date Meeting Status
RIO CUISP 767204100 04/14/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Tom Albanese Mgmt For For For
4 Elect Robert Brown Mgmt For For For
5 Elect Vivienne Cox Mgmt For For For
6 Elect Jan du Plessis Mgmt For For For
7 Elect Guy Elliott Mgmt For For For
8 Elect Michael Fitzpatrick Mgmt For For For
9 Elect Ann Godbehere Mgmt For For For
10 Elect Richard Goodmanson Mgmt For For For
11 Elect Andrew Gould Mgmt For For For
12 Elect Lord John Kerr of Kinlochard Mgmt For For For
13 Elect Paul Tellier Mgmt For For For
14 Elect Samuel Walsh Mgmt For For For
15 Elect Stephen Mayne Mgmt Against Against For
16 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
17 Amendment to the Performance Share Mgmt For For For
Plan
18 Amendment to and Renewal of Share Mgmt For For For
Ownership
Plan
19 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
20 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
21 Authority to Repurchase Rio Tinto Mgmt For For For
plc
Shares
22 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Riverbed
Technology,
Inc.
Ticker Security ID: Meeting Date Meeting Status
RVBD CUISP 768573107 06/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Michael Kourey Mgmt For Against Against
2 Elect Mark Lewis Mgmt For Against Against
3 Elect Steven McCanne Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Sasol Limited
Ticker Security ID: Meeting Date Meeting Status
SOL CUISP 803866300 11/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Audit Committee Report Mgmt For For For
3 Elect Pat Davies Mgmt For Against Against
4 Elect Mandla Gantsho Mgmt For Against Against
5 Elect Hixonia Nyasulu Mgmt For Against Against
6 Elect Christine Ramon Mgmt For Against Against
7 Elect Nolitha Fakude Mgmt For Against Against
8 Elect Imogen Mkhize Mgmt For Against Against
9 Elect Greg Lewin Mgmt For Against Against
10 Appointment of Auditor Mgmt For For For
11 Authority to Repurchase Shares Mgmt For For For
12 Amendments to Articles Mgmt For For For
13 Approve Remuneration Policy Mgmt For Against Against
14 Increase Non-Executive Directors' Mgmt For Against Against
Fees
Sasol Limited
Ticker Security ID: Meeting Date Meeting Status
SOL CUISP 803866300 11/26/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Amendments to Articles Mgmt N/A For N/A
2 Amendments to Articles to Provide Mgmt N/A For N/A
for Bulk
Materialization
3 Amendments to Articles Regarding Mgmt N/A For N/A
Cash Contract and New Cash
Contract
4 Share Certification Mgmt N/A For N/A
5 Amendments to Articles Regarding Mgmt N/A For N/A
Adoption of Additional
Items
6 Amendments to Articles Regarding BEE Mgmt N/A For N/A
Share
Certification
7 Amendments to Articles Regarding BEE Mgmt N/A For N/A
Share
Certification
8 Amendments to Articles Regarding BEE Mgmt N/A For N/A
Share
Delisting
9 Amendments to Articles Regarding Mgmt N/A For N/A
Release of Contact
Information
10 Approval of Fiancial Assistance - Mgmt N/A For N/A
Sasol Inzalo Public Facilitation
trust
St. Jude
Medical,
Inc.
Ticker Security ID: Meeting Date Meeting Status
STJ CUISP 790849103 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Devenuti Mgmt For Against Against
2 Elect Thomas Garrett III Mgmt For Against Against
3 Elect Wendy Yarno Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Amendment to the 2007 Stock Mgmt For Against Against
Incentive
Plan
7 Shareholder Proposal Regarding ShrHoldr Abstain For Against
Declassification of the
Board
8 Ratification of Auditor Mgmt For Against Against
State Street
Corporation
Ticker Security ID: Meeting Date Meeting Status
STT CUISP 857477103 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Kennett Burnes Mgmt For For For
2 Elect Peter Coym Mgmt For For For
3 Elect Patrick de Saint-Aignan Mgmt For For For
4 Elect Amelia Fawcett Mgmt For For For
5 Elect David Gruber Mgmt For For For
6 Elect Linda Hill Mgmt For For For
7 Elect Joseph Hooley Mgmt For For For
8 Elect Robert Kaplan Mgmt For For For
9 Elect Charles LaMantia Mgmt For For For
10 Elect Richard Sergel Mgmt For For For
11 Elect Ronald Skates Mgmt For For For
12 Elect Gregory Summe Mgmt For For For
13 Elect Robert Weissman Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 2011 Senior Executive Annual Mgmt For For For
Incentive
Plan
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
Statoil ASA
Ticker Security ID: Meeting Date Meeting Status
STL CUISP 85771P102 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Presiding Chairman Mgmt For For For
2 Notice of Meeting and Agenda Mgmt For For For
3 Election of Individuals to Check Mgmt For For For
Minutes
4 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
5 Compensation Guidelines Mgmt For Against Against
6 Authority to Set Auditor's Fees Mgmt For For For
7 Corporate Assembly Fees Mgmt For For For
8 Election of Nominating Committee Mgmt For For For
Member
9 Nominating Committee Fees Mgmt For For For
10 Authority to Repurchase Shares Mgmt For For For
Pursuant to Share Savings
Plan
11 Authority to Repurchase Shares for Mgmt For For For
Cancellation
12 Amendments to Marketing Instructions Mgmt For For For
13 Amendments to Articles Mgmt For For For
14 Nomination Committee Guidelines Mgmt For For For
15 Shareholder Proposal Regarding Mgmt Against Abstain N/A
Withdrawal from Canadian Oil
Sands
Suncor Energy
Inc.
Ticker Security ID: Meeting Date Meeting Status
SU CUISP 867224107 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mel Benson Mgmt For For For
1.2 Elect Dominic D'Alessandro Mgmt For For For
1.3 Elect John Ferguson Mgmt For For For
1.4 Elect W. Douglas Ford Mgmt For For For
1.5 Elect Richard George Mgmt For For For
1.6 Elect Paul Haseldonckx Mgmt For For For
1.7 Elect John Huff Mgmt For For For
1.8 Elect Jacques Lamarre Mgmt For For For
1.9 Elect Brian MacNeill Mgmt For Withhold Against
1.10 Elect Maureen McCaw Mgmt For For For
1.11 Elect Michael O'Brien Mgmt For For For
1.12 Elect James Simpson Mgmt For For For
1.13 Elect Eira Thomas Mgmt For Withhold Against
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Advisory Vote on Executive Mgmt For For For
Compensation
Syngenta AG
Ticker Security ID: Meeting Date Meeting Status
SYNN CUISP 87160A100 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Compensation Report Mgmt For Against Against
3 Ratification of Board and Management Mgmt For Against Against
Acts
4 Cancellation of Shares Mgmt For Against Against
5 Allocation of Profits Mgmt For For For
6 Dividend Distribution from Reserves Mgmt For For For
7 Elect Martin Taylor Mgmt For Against Against
8 Elect Peter Thompson Mgmt For Against Against
9 Elect Rolf Watter Mgmt For Against Against
10 Elect Felix Weber Mgmt For Against Against
11 Appointment of Auditor Mgmt For For For
12 Transaction of Other Business Mgmt For Against Against
T. Rowe Price
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TROW CUISP 74144T108 04/14/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Edward C. Bernard Mgmt For Against Against
2 Elect James T. Brady Mgmt For Against Against
3 Elect J. Alfred Broaddus, Jr. Mgmt For Against Against
4 Elect Donald B. Hebb, Jr. Mgmt For Against Against
5 Elect James A.C. Kennedy Mgmt For Against Against
6 Elect Robert F. MacLellan Mgmt For Against Against
7 Elect Brian C. Rogers Mgmt For Against Against
8 Elect Dr. Alfred Sommer Mgmt For Against Against
9 Elect Dwight S. Taylor Mgmt For Against Against
10 Elect Anne Marie Whittemore Mgmt For Against Against
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Ratification of Auditor Mgmt For Against Against
Taiwan
Semiconductor
Manufacturing
Ticker Security ID: Meeting Date Meeting Status
2330 CUISP 874039100 06/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Procedural Rules: Mgmt For For For
Capital Loans and
Endorsements/Guarantees
4 Approve Spin-off Mgmt For For For
5.1 Elect Gregory C. Chow Mgmt For Withhold Against
5.2 Elect Kok-Choo Chen Mgmt For Withhold Against
Target
Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUISP 87612E106 06/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Roxanne Austin Mgmt For For For
2 Elect Calvin Darden Mgmt For Against Against
3 Elect Mary Dillon Mgmt For Against Against
4 Elect James Johnson Mgmt For Against Against
5 Elect Mary Minnick Mgmt For For For
6 Elect Anne Mulcahy Mgmt For For For
7 Elect Derica Rice Mgmt For For For
8 Elect Stephen Sanger Mgmt For Against Against
9 Elect Gregg Steinhafel Mgmt For For For
10 Elect John Stumpf Mgmt For Against Against
11 Elect Solomon Trujillo Mgmt For For For
12 Ratification of Auditor Mgmt For Against Against
13 2011 Long-Term Incentive Plan Mgmt For Against Against
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Compensation
Benchmarking
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Electronic
Waste
Teradata
Corporation
Ticker Security ID: Meeting Date Meeting Status
TDC CUISP 88076W103103 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Nancy E. Cooper Mgmt For Against Against
2 Elect David E. Kepler Mgmt For Against Against
3 Elect William S. Stavropoulos Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
The Bank of New
York Mellon
Corporation
Ticker Security ID: Meeting Date Meeting Status
BK CUISP 064058100 04/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ruth Bruch Mgmt For Against Against
2 Elect Nicholas Donofrio Mgmt For Against Against
3 Elect Gerald Hassell Mgmt For Against Against
4 Elect Edmund Kelly Mgmt For Against Against
5 Elect Robert Kelly Mgmt For Against Against
6 Elect Richard Kogan Mgmt For Against Against
7 Elect Michael Kowalski Mgmt For Against Against
8 Elect John Luke, Jr. Mgmt For Against Against
9 Elect Mark Nordenberg Mgmt For Against Against
10 Elect Catherine Rein Mgmt For Against Against
11 Elect William Richardson Mgmt For Against Against
12 Elect Samuel Scott III Mgmt For Against Against
13 Elect John Surma Mgmt For Against Against
14 Elect Wesley von Schack Mgmt For Against Against
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 Amendment to the Long-Term Incentive Mgmt For Against Against
Plan
18 Amendment to the Executive Incentive Mgmt For Against Against
Compensation
Plan
19 Ratification of Auditor Mgmt For For For
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
The Goldman
Sachs Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GS CUISP 38141G104 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Lloyd Blankfein Mgmt For Against Against
2 Elect John Bryan Mgmt For Against Against
3 Elect Gary Cohn Mgmt For Against Against
4 Elect Claes Dahlback Mgmt For Against Against
5 Elect Stephen Friedman Mgmt For Against Against
6 Elect William George Mgmt For Against Against
7 Elect James Johnson Mgmt For Against Against
8 Elect Lois Juliber Mgmt For Against Against
9 Elect Lakshmi Mittal Mgmt For Against Against
10 Elect James Schiro Mgmt For Against Against
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
15 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Retention of Shares After
Retirement
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on
Compensation
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Climate
Change
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
The Procter &
Gamble
Company
Ticker Security ID: Meeting Date Meeting Status
PG CUISP 742718109 10/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Angela Braly Mgmt For For For
2 Elect Kenneth Chenault Mgmt For Against Against
3 Elect Scott Cook Mgmt For Against Against
4 Elect Rajat Gupta Mgmt For For For
5 Elect Robert McDonald Mgmt For For For
6 Elect W. James McNerney, Jr. Mgmt For Against Against
7 Elect Johnathan Rodgers Mgmt For Against Against
8 Elect Mary Wilderotter Mgmt For Against Against
9 Elect Patricia Woertz Mgmt For For For
10 Elect Ernesto Zedillo Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
The Timken
Company
Ticker Security ID: Meeting Date Meeting Status
TKR CUISP 887389104 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Ballbach Mgmt For Withhold Against
1.2 Elect Phillip Cox Mgmt For Withhold Against
1.3 Elect Ward Timken, Jr. Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2011 Long-Term Incentive Plan Mgmt For Against Against
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
Thermo Fisher
Scientific
Inc.
Ticker Security ID: Meeting Date Meeting Status
TMO CUISP 883556102 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Thomas Lynch Mgmt For Against Against
2 Elect William Parrett Mgmt For Against Against
3 Elect Michael Porter Mgmt For Against Against
4 Elect Scott Sperling Mgmt For Against Against
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
7 Ratification of Auditor Mgmt For Against Against
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
Time Warner Inc.
Ticker Security ID: Meeting Date Meeting Status
TWX CUISP 887317303 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Barksdale Mgmt For For For
2 Elect William Barr Mgmt For For For
3 Elect Jeffrey Bewkes Mgmt For For For
4 Elect Stephen Bollenbach Mgmt For Against Against
5 Elect Frank Caufield Mgmt For Against Against
6 Elect Robert Clark Mgmt For Against Against
7 Elect Mathias Dopfner Mgmt For Against Against
8 Elect Jessica Einhorn Mgmt For Against Against
9 Elect Fred Hassan Mgmt For For For
10 Elect Michael Miles Mgmt For Against Against
11 Elect Kenneth Novack Mgmt For Against Against
12 Elect Paul Wachter Mgmt For For For
13 Elect Deborah Wright Mgmt For Against Against
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
17 Elimination of Absolute Majority Mgmt For For For
Voting
Requirement
18 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE5 CUISP 91912E105 04/19/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends and Mgmt For For For
Capital Expenditure
Budget
3 Election of Directors Mgmt For Against Against
4 Election of Supervisory Council Mgmt For For For
5 Remuneration Policy Mgmt For Against Against
6 Capitalization of Reserves Mgmt For For For
Veolia
Environnement
Ticker Security ID: Meeting Date Meeting Status
VIE CUISP 92334N103 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Consolidated Accounts and Reports Mgmt For For For
3 Approval of Non Tax-Deductible Mgmt For For For
Expenses
4 Allocation of Profits/Dividends Mgmt For For For
5 Form of Dividend Payment Mgmt For For For
6 Related Party Transactions Mgmt For Against Against
7 Elect Jean Azema Mgmt For Against Against
8 Elect Pierre-Andre de Chalendar Mgmt For Against Against
9 Elect Baudouin Prot Mgmt For Against Against
10 Elect Louis Schweitzer Mgmt For Against Against
11 Appointment of Auditor (Ernst & Mgmt For For For
Young
Audit)
12 Appointment of Alternate Auditor Mgmt For For For
(AUDITEX)
13 Directors' Fees Mgmt For For For
14 Authority to Repurchase Shares Mgmt For For For
15 Authority to Increase Capital Under Mgmt For Against Against
Employee Savings
Plan
16 Authority to Increase Capital under Mgmt For Against Against
Savings Plans for Overseas
Employees
17 Amendment to Articles Mgmt For For For
18 Authority to Carry Out Formalities Mgmt For For For
Vodafone Group
plc
Ticker Security ID: Meeting Date Meeting Status
VOD CUISP 92857W209 07/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect John R. H. Bond Mgmt For Against Against
3 Elect John Buchanan Mgmt For For For
4 Elect Vittorio Colao Mgmt For For For
5 Elect Michel Combes Mgmt For For For
6 Elect Andy Halford Mgmt For For For
7 Elect Steve Pusey Mgmt For For For
8 Elect Alan Jebson Mgmt For For For
9 Elect Samuel Jonah Mgmt For For For
10 Elect Nick Land Mgmt For Against Against
11 Elect Anne Lauvergeon Mgmt For Against Against
12 Elect Luc Vandevelde Mgmt For For For
13 Elect Anthony Watson Mgmt For For For
14 Elect Philip Yea Mgmt For For For
15 Allocation of Profits/Dividends Mgmt For For For
16 Directors' Remuneration Report Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Auditor's Fees Mgmt For For For
19 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
20 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
21 Authority to Repurchase Shares Mgmt For For For
22 Adoption of New Articles Mgmt For For For
23 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
24 Share Incentive Plan Renewal Mgmt For For For
Willis Group
Holdings Public
Limited
Company
Ticker Security ID: Meeting Date Meeting Status
WSH CUISP G96666105 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Bradley Mgmt For Against Against
2 Elect Joseph Califano Jr. Mgmt For For For
3 Elect Anna Catalano Mgmt For For For
4 Elect Sir Roy Gardner Mgmt For For For
5 Elect Sir Jeremy Hanley Mgmt For For For
6 Elect Robyn Kravit Mgmt For For For
7 Elect Jeffrey Lane Mgmt For For For
8 Elect Wendy Lane Mgmt For For For
9 Elect James McCann Mgmt For Against Against
10 Elect Joseph Plumeri Mgmt For For For
11 Elect Douglas Roberts Mgmt For For For
12 Elect Michael Somers Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Share Repurchase Mgmt For Against Against
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Manager Sleeve : Conservative MID CAP ARIEL
07/01/2010 - 6/30/2011
Anixter
International
Inc.
Ticker Security ID: Meeting Date Meeting Status
AXE CUSIP 035290105 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Lord James Blyth Mgmt For For For
1.2 Elect Director Frederic F. Brace Mgmt For For For
1.3 Elect Director Linda Walker Bynoe Mgmt For For For
1.4 Elect Director Robert J. Eck Mgmt For For For
1.5 Elect Director Robert W. Grubbs Mgmt For For For
1.6 Elect Director F. Philip Handy Mgmt For For For
1.7 Elect Director Melvyn N. Klein Mgmt For For For
1.8 Elect Director George Munoz Mgmt For For For
1.9 Elect Director Stuart M. Sloan Mgmt For For For
1.10 Elect Director Matthew Zell Mgmt For For For
1.11 Elect Director Samuel Zell Mgmt For For For
2 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three Years Three Years N/A
4 Ratify Auditors Mgmt For For For
Bio-Rad
Laboratories,
Inc.
Ticker Security ID: Meeting Date Meeting Status
BIO CUSIP 090572207 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Louis Drapeau Mgmt For For For
1.2 Elect Director Albert J. Hillman Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Approve Qualified Employee Stock Mgmt For For For
Purchase
Plan
4 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt Three Years Three Years N/A
CB Richard Ellis
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CBG CUSIP 12497T101 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Richard C. Blum Mgmt For For For
1.2 Elect Director Curtis F. Feeny Mgmt For For For
1.3 Elect Director Bradford M. Freeman Mgmt For For For
1.4 Elect Director Michael Kantor Mgmt For For For
1.5 Elect Director Frederic V. Malek Mgmt For For For
1.6 Elect Director Jane J. Su Mgmt For For For
1.7 Elect Director Laura D. Tyson Mgmt For For For
1.8 Elect Director Brett White Mgmt For For For
1.9 Elect Director Gary L. Wilson Mgmt For For For
1.10 Elect Director Ray Wirta Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three Years Three Years N/A
City National
Corporation
Ticker Security ID: Meeting Date Meeting Status
CYN CUSIP 178566105 04/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Richard L. Bloch Mgmt For For For
1.2 Elect Director Bram Goldsmith Mgmt For For For
1.3 Elect Director Ashok Israni Mgmt For For For
1.4 Elect Director Kenneth Ziffren Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For For For
4 Amend Executive Incentive Bonus Plan Mgmt For For For
5 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
7 Declassify the Board of Directors ShrHldr Against Against For
Constellation
Brands,
Inc.
Ticker Security ID: Meeting Date Meeting Status
STZ CUSIP 21036P108 07/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Jerry Fowden Mgmt For For For
1.2 Elect Director Barry A. Fromberg Mgmt For For For
1.3 Elect Director Jeananne K. Hauswald Mgmt For For For
1.4 Elect Director James A. Locke III Mgmt For For For
1.5 Elect Director Richard Sands Mgmt For For For
1.6 Elect Director Robert Sands Mgmt For For For
1.7 Elect Director Paul L. Smith Mgmt For For For
1.8 Elect Director Mark Zupan Mgmt For For For
2 Ratify Auditors Mgmt For For For
Devry Inc.
Ticker Security ID: Meeting Date Meeting Status
DV CUSIP 251893103 11/10/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Connie R. Curran Mgmt For For For
1.2 Elect Director Daniel Hamburger Mgmt For For For
1.3 Elect Director Harold T. Shapiro Mgmt For For For
1.4 Elect Director Ronald L. Taylor Mgmt For For For
1.5 Elect Director Gary Butler Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For For For
4 Adopt Policy Prohibiting Medically ShrHldr Against Against For
Unnecessary Veterinary Training
Surgeries
Energizer
Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ENR CUSIP 29266R108 01/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Ward M. Klein Mgmt For For For
1.2 Elect Director W. Patrick McGinnis Mgmt For For For
1.3 Elect Director John R. Roberts Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Approve Executive Incentive Bonus Mgmt For For For
Plan
4 Ratify Auditors Mgmt For For For
Fair Isaac
Corporation
Ticker Security ID: Meeting Date Meeting Status
FICO CUSIP 303250104 02/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director A. George Battle Mgmt For For For
1.2 Elect Director Nicholas F. Graziano Mgmt For For For
1.3 Elect Director Mark N. Greene Mgmt For For For
1.4 Elect Director Alex W. Hart Mgmt For For For
1.5 Elect Director James D. Kirsner Mgmt For For For
1.6 Elect Director William J. Lansing Mgmt For For For
1.7 Elect Director Rahul N. Merchant Mgmt For For For
1.8 Elect Director Margaret L. Taylor Mgmt For For For
1.9 Elect Director Duane E. White Mgmt For For For
2 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Two Years Two Years N/A
4 Ratify Auditors Mgmt For For For
Gannett Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
GCI CUSIP 364730101 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director John E. Cody Mgmt For For For
1.2 Elect Director Craig A. Dubow Mgmt For For For
1.3 Elect Director Howard D. Elias Mgmt For For For
1.4 Elect Director Arthur H. Harper Mgmt For For For
1.5 Elect Director John Jeffry Louis Mgmt For For For
1.6 Elect Director Marjorie Magner Mgmt For For For
1.7 Elect Director Scott K. McCune Mgmt For For For
1.8 Elect Director Duncan M. McFarland Mgmt For For For
1.9 Elect Director Neal Shapiro Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
HCC Insurance
Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HCC CUSIP 404132102 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Judy C. Bozeman Mgmt For For For
1.2 Elect Director Frank J. Bramanti Mgmt For For For
1.3 Elect Director Walter M. Duer Mgmt For For For
1.4 Elect Director James C. Flagg Mgmt For For For
1.5 Elect Director Thomas M. Hamilton Mgmt For For For
1.6 Elect Director Leslie S. Heisz Mgmt For For For
1.7 Elect Director Deborah H. Midanek Mgmt For For For
1.8 Elect Director John N. Molbeck Jr. Mgmt For For For
1.9 Elect Director James E. Oesterreicher Mgmt For For For
1.10 Elect Director Robert A. Rosholt Mgmt For For For
1.11 Elect Director Christopher JB Mgmt For For For
Williams
2 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
4 Ratify Auditors Mgmt For For For
Herman Miller,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MLHR CUSIP 600544100 10/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Dorothy A. Terrell Mgmt For For For
1.2 Elect Director David O. Ulrich Mgmt For For For
1.3 Elect Director Michael A. Volkema Mgmt For For For
2 Ratify Auditors Mgmt For For For
Hospira, Inc.
Ticker Security ID: Meeting Date Meeting Status
HSP CUSIP 441060100 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Irving W. Bailey, II Mgmt For For For
2 Elect Director F. Michael Ball Mgmt For For For
3 Elect Director Jacque J. Sokolov Mgmt For For For
4 Reduce Supermajority Vote Mgmt For For For
Requirement to Remove Directors for
Cause
5 Reduce Supermajority Vote Mgmt For For For
Requirement for By-law
Amendments
6 Reduce Supermajority Vote Mgmt For For For
Requirement for Certificate of
Incorporation
Amendments
7 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
8 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
9 Ratify Auditors Mgmt For For For
IDEX Corporation
Ticker Security ID: Meeting Date Meeting Status
IEX CUSIP 45167R104 04/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Bradley J. Bell Mgmt For For For
1.2 Elect Director Lawrence D. Kingsley Mgmt For For For
1.3 Elect Director Gregory F. Milzcik Mgmt For For For
2 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three Years Three Years N/A
4 Ratify Auditors Mgmt For For For
Interface, Inc.
Ticker Security ID: Meeting Date Meeting Status
IFSIA CUSIP 458665106 05/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Dianne Dillon-Ridgley Mgmt For For For
1.2 Elect Director June M. Henton Mgmt For For For
1.3 Elect Director Christopher G. Kennedy Mgmt For For For
1.4 Elect Director K. David Kohler Mgmt For For For
2 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt Three Years Three Years N/A
4 Ratify Auditors Mgmt For For For
International
Game
Technology
Ticker Security ID: Meeting Date Meeting Status
IGT CUSIP 459902102 03/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Paget L. Alves Mgmt For For For
1.2 Elect Director Janice Chaffin Mgmt For For For
1.3 Elect Director Greg Creed Mgmt For For For
1.4 Elect Director Patti S. Hart Mgmt For For For
1.5 Elect Director Robert J. Miller Mgmt For For For
1.6 Elect Director David E. Roberson Mgmt For For For
1.7 Elect Director Vincent L. Sadusky Mgmt For For For
1.8 Elect Director Philip G. Satre Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Amend Qualified Employee Stock Mgmt For For For
Purchase
Plan
4 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
6 Ratify Auditors Mgmt For For For
Janus Capital
Group
Inc.
Ticker Security ID: Meeting Date Meeting Status
JNS CUSIP 47102X105 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Paul F. Balser Mgmt For For For
2 Elect Director Jeffrey J. Diermeier Mgmt For For For
3 Elect Director Glenn S. Schafer Mgmt For For For
4 Ratify Auditors Mgmt For For For
5 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
Jones Lang
LaSalle
Incorporated
Ticker Security ID: Meeting Date Meeting Status
JLL CUSIP 48020Q107 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Hugo Bague Mgmt For For For
2 Elect Director Colin Dyer Mgmt For For For
3 Elect Director Darryl Hartley-Leonard Mgmt For For For
4 Elect Director Deanne Julius Mgmt For For For
5 Elect Director Ming Lu Mgmt For For For
6 Elect Director Lauralee E. Martin Mgmt For For For
7 Elect Director Martin H. Nesbitt Mgmt For For For
8 Elect Director Sheila A. Penrose Mgmt For For For
9 Elect Director David B. Rickard Mgmt For For For
10 Elect Director Roger T. Staubach Mgmt For For For
11 Elect Director Thomas C. Theobald Mgmt For For For
12 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
13 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
14 Provide Right to Call Special Meeting Mgmt For For For
15 Ratify Auditors Mgmt For For For
Lazard Ltd
Ticker Security ID: Meeting Date Meeting Status
LAZ CINS G54050102 04/26/2011 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Kenneth M. Jacobs as Director Mgmt For For For
1.2 Elect Philip A. Laskawy as Director Mgmt For For For
1.3 Elect Michael J. Turner as Director Mgmt For For For
2 Approve Deloitte & Touche LLP as Mgmt For For For
Auditors and Authorize Board to Fix
Their Remuneration
Auditors
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three Years One Year N/A
Meredith
Corporation
Ticker Security ID: Meeting Date Meeting Status
MDP CUSIP 589433101 11/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Mary Sue Coleman Mgmt For For For
1.2 Elect Director D. Mell Meredith Mgmt For For For
Frazier
1.3 Elect Director Joel W. Johnson Mgmt For For For
1.4 Elect Director Stephen M. Lacy Mgmt For For For
2 Ratify Auditors Mgmt For For For
Mohawk
Industries,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MHK CUSIP 608190104 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Karen A. Smith Bogart Mgmt For For For
1.2 Elect Director John F. Fiedler Mgmt For For For
1.3 Elect Director Richard C. Ill Mgmt For For For
1.4 Elect Director Jeffrey S. Lorberbaum Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
Newell
Rubbermaid
Inc.
Ticker Security ID: Meeting Date Meeting Status
NWL CUSIP 651229106 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Kevin C. Conroy Mgmt For For For
2 Elect Director Michael T. Cowhig Mgmt For For For
3 Elect Director Mark D. Ketchum Mgmt For For For
4 Elect Director Raymond G. Viault Mgmt For For For
5 Ratify Auditors Mgmt For For For
6 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
8 Declassify the Board of Directors ShrHldr Against For Against
Nordstrom, Inc.
Ticker Security ID: Meeting Date Meeting Status
JWN CUSIP 655664100 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Phyllis J. Campbell Mgmt For For For
2 Elect Director Michelle M. Ebanks Mgmt For For For
3 Elect Director Enrique Hernandez, Jr. Mgmt For For For
4 Elect Director Robert G. Miller Mgmt For For For
5 Elect Director Blake W. Nordstrom Mgmt For For For
6 Elect Director Erik B. Nordstrom Mgmt For For For
7 Elect Director Peter E. Nordstrom Mgmt For For For
8 Elect Director Philip G. Satre Mgmt For For For
9 Elect Director Felicia D. Thornton Mgmt For For For
10 Elect Director B. Kevin Turner Mgmt For For For
11 Elect Director Robert D. Walter Mgmt For For For
12 Elect Director Alison A. Winter Mgmt For For For
13 Amend Qualified Employee Stock Mgmt For For For
Purchase
Plan
14 Ratify Auditors Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
PrivateBancorp,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PVTB CUSIP 742962103 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Ralph B. Mandell Mgmt For For For
1.2 Elect Director Cheryl Mayberry Mgmt For For For
McKissack
1.3 Elect Director Edward W. Rabin Mgmt For For For
1.4 Elect Director Larry D. Richman Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
4 Approve Omnibus Stock Plan Mgmt For For For
Royal Caribbean
Cruises
Ltd.
Ticker Security ID: Meeting Date Meeting Status
RCL CINS V7780T103 05/24/2011 Voted
Meeting Type Country of Trade
Annual Liberia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Laura D.B. Laviada as Director Mgmt For For For
2 Elect Eyal M. Ofer as Director Mgmt For For For
3 Elect William K. Relly as Director Mgmt For For For
4 Elect A. Alexander Wihelmsen as Mgmt For For For
Director
5 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt Three Years Three Years N/A
7 Ratify PricewaterhouseCoopers LLP as Mgmt For For For
Auditors
8 Advisory Vote to Ratify Directors' ShrHldr Against Against For
Compensation
Sotheby's
Ticker Security ID: Meeting Date Meeting Status
BID CUSIP 835898107 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director John M. Angelo Mgmt For For For
2 Elect Director Michael Blakenham Mgmt For For For
3 Elect Director The Duke Of Devonshire Mgmt For For For
4 Elect Director Daniel Meyer Mgmt For For For
5 Elect Director James Murdoch Mgmt For For For
6 Elect Director Allen Questrom Mgmt For For For
7 Elect Director William F. Ruprecht Mgmt For For For
8 Elect Director Marsha Simms Mgmt For For For
9 Elect Director Michael I. Sovern Mgmt For For For
10 Elect Director Donald M. Stewart Mgmt For For For
11 Elect Director Robert S. Taubman Mgmt For For For
12 Elect Director Diana L. Taylor Mgmt For For For
13 Elect Director Dennis M. Weibling Mgmt For For For
14 Ratify Auditors Mgmt For For For
15 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
16 Advisory Vote on Say on Pay Frequency Mgmt Three Years Three Years N/A
Stanley Black &
Decker,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SWK CUSIP 854502101 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director George W. Buckley Mgmt For For For
1.2 Elect Director Carlos M. Cardoso Mgmt For For For
1.3 Elect Director Robert B. Coutts Mgmt For For For
1.4 Elect Director Manuel A. Fernandez Mgmt For For For
1.5 Elect Director Marianne M. Parrs Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt Three Years Three Years N/A
The Brink's
Company
Ticker Security ID: Meeting Date Meeting Status
BCO CUSIP 109696104 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Establish Range For Board Size Mgmt For For For
2.1 Elect Director Marc C. Breslawsky Mgmt For For For
2.2 Elect Director Michael T. Dan Mgmt For For For
3 Amend Executive Incentive Bonus Plan Mgmt For For For
4 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
6 Ratify Auditors Mgmt For For For
The Dun &
Bradstreet
Corporation
Ticker Security ID: Meeting Date Meeting Status
DNB CUSIP 26483E100 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Naomi O. Seligman Mgmt For For For
2 Elect Director Michael J. Winkler Mgmt For For For
3 Ratify Auditors Mgmt For For For
4 Amend Executive Incentive Bonus Plan Mgmt For For For
5 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
6 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
7 Reduce Supermajority Vote Requirement Mgmt For For For
8 Declassify the Board of Directors Mgmt For For For
The Interpublic
Group of
Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
IPG CUSIP 460690100 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Reginald K. Brack Mgmt For For For
2 Elect Director Jocelyn Carter-Miller Mgmt For For For
3 Elect Director Jill M. Considine Mgmt For For For
4 Elect Director Richard A. Goldstein Mgmt For For For
5 Elect Director H. John Greeniaus Mgmt For For For
6 Elect Director Mary J. Steele Mgmt For For For
7 Elect Director William T. Kerr Mgmt For For For
8 Elect Director Michael I. Roth Mgmt For For For
9 Elect Director David M. Thomas Mgmt For For For
10 Ratify Auditors Mgmt For For For
11 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
13 Amend Bylaws-- Call Special Meetings ShrHldr Against Against For
The J. M.
Smucker
Company
Ticker Security ID: Meeting Date Meeting Status
SJM CUSIP 832696405 08/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Kathryn W. Dindo Mgmt For For For
2 Elect Director Richard K. Smucker Mgmt For For For
3 Elect Director William H. Steinbrink Mgmt For For For
4 Elect Director Paul Smucker Wagstaff Mgmt For For For
5 Ratify Auditors Mgmt For For For
6 Approve Omnibus Stock Plan Mgmt For For For
The Washington
Post
Company
Ticker Security ID: Meeting Date Meeting Status
WPO CUSIP 939640108 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Christopher C. Davis Mgmt For For For
1.2 Elect Director John L. Dotson Jr. Mgmt For For For
1.3 Elect Director Anne M. Mulcahy Mgmt For For For
Tiffany & Co.
Ticker Security ID: Meeting Date Meeting Status
TIF CUSIP 886547108 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Michael J. Kowalski Mgmt For For For
2 Elect Director Rose Marie Bravo Mgmt For For For
3 Elect Director Gary E. Costley Mgmt For For For
4 Elect Director Lawrence K. Fish Mgmt For For For
5 Elect Director Abby F. Kohnstamm Mgmt For For For
6 Elect Director Charles K. Marquis Mgmt For For For
7 Elect Director Peter W. May Mgmt For For For
8 Elect Director J. Thomas Presby Mgmt For For For
9 Elect Director William A. Shutzer Mgmt For For For
10 Ratify Auditors Mgmt For For For
11 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
Zimmer Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ZMH CUSIP 98956P102 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Betsy J. Bernard Mgmt For For For
2 Elect Director Marc N. Casper Mgmt For For For
3 Elect Director David C. Dvorak Mgmt For For For
4 Elect Director Larry C. Glasscock Mgmt For For For
5 Elect Director Robert A. Hagemann Mgmt For For For
6 Elect Director Arthur J. Higgins Mgmt For For For
7 Elect Director John L. McGoldrick Mgmt For For For
8 Elect Director Cecil B. Pickett Mgmt For For For
9 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers'
Compensation
10 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year N/A
11 Ratify Auditors Mgmt For For For
Manager Sleeve : Conservative SB Parnassus
07/01/2010 - 6/30/2011
AGL Resources
Inc.
Ticker Security ID: Meeting Date Meeting Status
AGL CUISP 001204106 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Sandra Bane Mgmt For For For
1.2 Elect Thomas Bell, Jr. Mgmt For For For
1.3 Elect Arthur Johnson Mgmt For For For
1.4 Elect Dean O'Hare Mgmt For For For
1.5 Elect James Rubright Mgmt For Withhold Against
1.6 Elect John Somerhalder II Mgmt For For For
1.7 Elect Bettina Whyte Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2007 Omnibus Mgmt For For For
Performance Incentive
Plan
4 Amendment to the Employee Stock Mgmt For For For
Purchase
Plan
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
AGL Resources
Inc.
Ticker Security ID: Meeting Date Meeting Status
AGL CUISP 001204106 06/14/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Merger Mgmt For For For
2 Increase in Board Size Mgmt For Against Against
3 Right to Adjourn Meeting Mgmt For For For
Analogic
Corporation
Ticker Security ID: Meeting Date Meeting Status
ALOG CUISP 032657207 01/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Bernard Bailey Mgmt For Against Against
2 Elect Jeffrey Black Mgmt For Against Against
3 Elect James Green Mgmt For Against Against
4 Elect James Judge Mgmt For Against Against
5 Elect Kevin Melia Mgmt For Against Against
6 Elect Michael Modic Mgmt For Against Against
7 Elect Fred Parks Mgmt For Against Against
8 Elect Sophie Vandebroek Mgmt For Against Against
9 Elect Edward Voboril Mgmt For Against Against
10 Elect Gerald Wilson Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Transaction of Other Business Mgmt For Against Against
Arbitron Inc.
Ticker Security ID: Meeting Date Meeting Status
ARB CUISP 03875Q108 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Shellye Archambeau Mgmt For Withhold Against
1.2 Elect David Devonshire Mgmt For Withhold Against
1.3 Elect John Dimling Mgmt For Withhold Against
1.4 Elect Erica Farber Mgmt For Withhold Against
1.5 Elect Philip Guarascio Mgmt For Withhold Against
1.6 Elect William Kerr Mgmt For Withhold Against
1.7 Elect Larry Kittelberger Mgmt For Withhold Against
1.8 Elect Luis Nogales Mgmt For Withhold Against
1.9 Elect Richard Post Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Artio Global
Investors
Inc.
Ticker Security ID: Meeting Date Meeting Status
ART CUISP 04315B107 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Elizabeth Buse Mgmt For Withhold Against
1.2 Elect Francis Ledwidge Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For Against Against
Bio-Rad
Laboratories,
Inc.
Ticker Security ID: Meeting Date Meeting Status
BIO CUISP 090572207 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Louis Drapeau Mgmt For Withhold Against
1.2 Elect Albert Hillman Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2011 Employee Stock Purchase Plan Mgmt For For For
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Brocade
Communications
Systems,
Inc.
Ticker Security ID: Meeting Date Meeting Status
BRCD CUISP 111621306 04/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Gerdelman Mgmt For Against Against
2 Elect Glenn Jones Mgmt For Against Against
3 Elect Michael Klayko Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
Calgon Carbon
Corporation
Ticker Security ID: Meeting Date Meeting Status
CCC CUISP 129603106 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Randall Dearth Mgmt For Withhold Against
1.2 Elect Timothy Rupert Mgmt For Withhold Against
1.3 Elect Seth Schofield Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Ciena Corporation
Ticker Security ID: Meeting Date Meeting Status
CIEN CUISP 171779309 03/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Harvey Cash Mgmt For Against Against
2 Elect Judith O'Brien Mgmt For Against Against
3 Elect Gary Smith Mgmt For Against Against
4 Conversion of Convertible Senior Mgmt For For For
Notes
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
ClickSoftware
Technologies
Ltd.
Ticker Security ID: Meeting Date Meeting Status
CKSW CUISP M25082104 07/15/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Appointment of Auditor and Authority Mgmt For Against Against
to Set
Fees
2 Amendment to Articles Regarding Mgmt For For For
Election of External
Directors
3 Amendments to the Share Incentive Mgmt For Against Against
Plans
4 Elect Menachem Shalgi Mgmt For Against Against
5 Declaration of Material Interest Mgmt N/A Against N/A
6 Replacement of the Compensation Mgmt For Against Against
Package of Incumbent
Directors
7 Stock Option Grant (Mr. Moshe Mgmt For For For
BenBassat)
8 Approval of Moshe BenBassat as Mgmt For Against Against
Chairman and
CEO
9 Declaration of Material Interest Mgmt N/A Against N/A
10 Approval of Management and Mgmt For For For
Consulting Agreements with Moshe
BenBassat
11 Conversion of Unissued Non-Voting Mgmt For For For
Ordinary Shares into Ordinary
Shares
12 Transaction of Other Business Mgmt For Against Against
Cognex
Corporation
Ticker Security ID: Meeting Date Meeting Status
CGNX CUISP 192422103 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Shillman Mgmt For Withhold Against
1.2 Elect Jerald Fishman Mgmt For Withhold Against
1.3 Elect Theodor Krantz Mgmt For Withhold Against
1.4 Elect Robert Willett Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Compass Minerals
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CMP CUISP 20451N101 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Bradley Bell Mgmt For Withhold Against
1.2 Elect Richard Grant Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Cyberonics, Inc.
Ticker Security ID: Meeting Date Meeting Status
CYBX CUISP 23251P102 09/23/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Guy Jackson Mgmt For Withhold Against
1.2 Elect Joseph E. Laptewicz Mgmt For Withhold Against
1.3 Elect Daniel Moore Mgmt For Withhold Against
1.4 Elect Hugh Morrison Mgmt For Withhold Against
1.5 Elect Alfred Novak Mgmt For Withhold Against
1.6 Elect Arthur Rosenthal Mgmt For Withhold Against
1.7 Elect John Tremmel Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Cymer, Inc.
Ticker Security ID: Meeting Date Meeting Status
CYMI CUISP 232572107 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Charles Abbe Mgmt For Withhold Against
1.2 Elect Robert Akins Mgmt For Withhold Against
1.3 Elect Edward Braun Mgmt For Withhold Against
1.4 Elect Michael Gaulke Mgmt For Withhold Against
1.5 Elect William Oldham Mgmt For Withhold Against
1.6 Elect Eric Ruttenberg Mgmt For Withhold Against
1.7 Elect Peter Simone Mgmt For Withhold Against
1.8 Elect Young Sohn Mgmt For Withhold Against
1.9 Elect Jon Tompkins Mgmt For Withhold Against
2 2011 Equity Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
D.R. Horton, Inc.
Ticker Security ID: Meeting Date Meeting Status
DHI CUISP 23331A109 01/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Donald Horton Mgmt For Against Against
2 Elect Bradley Anderson Mgmt For Against Against
3 Elect Michael Buchanan Mgmt For Against Against
4 Elect Michael Hewatt Mgmt For Against Against
5 Elect Bob Scott Mgmt For Against Against
6 Elect Donald Tomnitz Mgmt For Against Against
7 Amendment to the 2006 Stock Mgmt For Against Against
Incentive
Plan
8 Ratification of Auditor Mgmt For For For
9 Shareholder Proposal Regarding ShrHoldr Against For Against
Reporting and Reducing Greenhouse
Gas
Emissions
Dragonwave Inc.
Ticker Security ID: Meeting Date Meeting Status
DWI CUISP 26144M103 06/14/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Gerry Spencer Mgmt For Withhold Against
1.2 Elect Peter Allen Mgmt For Withhold Against
1.3 Elect Jean-Paul Cossart Mgmt For Withhold Against
1.4 Elect Russell Frederick Mgmt For Withhold Against
1.5 Elect Claude Haw Mgmt For Withhold Against
1.6 Elect Thomas Manley Mgmt For Withhold Against
1.7 Elect Terence Matthews Mgmt For Withhold Against
2 Appointment of Auditor and Authority Mgmt For Withhold Against
to Set
Fees
Electronics For
Imaging,
Inc.
Ticker Security ID: Meeting Date Meeting Status
EFII CUISP 286082102 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Eric Brown Mgmt For Withhold Against
1.2 Elect Gill Cogan Mgmt For Withhold Against
1.3 Elect Guy Gecht Mgmt For Withhold Against
1.4 Elect Thomas Georgens Mgmt For Withhold Against
1.5 Elect Richard Kashnow Mgmt For Withhold Against
1.6 Elect Dan Maydan Mgmt For Withhold Against
1.7 Elect Fred Rosenzweig Mgmt For Withhold Against
2 Amendment to the 2009 Equity Mgmt For Against Against
Incentive Award
Plan
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Finisar
Corporation
Ticker Security ID: Meeting Date Meeting Status
FNSR CUISP 31787A507 10/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jerry Rawls Mgmt For Withhold Against
1.2 Elect Robert Stephens Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
First Horizon
National
Corporation
Ticker Security ID: Meeting Date Meeting Status
FHN CUISP 320517105 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Robert Carter Mgmt For Against Against
2 Elect John Compton Mgmt For For For
3 Elect Mark Emkes Mgmt For Against Against
4 Elect Vicky Gregg Mgmt For Against Against
5 Elect James Haslam III Mgmt For Against Against
6 Elect D. Bryan Jordan Mgmt For For For
7 Elect R. Brad Martin Mgmt For Against Against
8 Elect Vicki Palmer Mgmt For Against Against
9 Elect Colin Reed Mgmt For Against Against
10 Elect Michael Rose Mgmt For Against Against
11 Elect William Sansom Mgmt For Against Against
12 Elect Luke Yancy III Mgmt For Against Against
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Ratification of Auditor Mgmt For Against Against
Furiex
Pharmaceuticals,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FURX CUISP 36106P101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stuart Bondurant Mgmt For Withhold Against
1.2 Elect Peter Corr Mgmt For Withhold Against
1.3 Elect Wendy Dixon Mgmt For Withhold Against
1.4 Elect Fredric Eshelman Mgmt For Withhold Against
1.5 Elect Stephen Kaldor Mgmt For Withhold Against
1.6 Elect Robert Ruscher Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Gen-Probe
Incorporated
Ticker Security ID: Meeting Date Meeting Status
GPRO CUISP 36866T103 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Phillip Schneider Mgmt For Withhold Against
1.2 Elect Abraham Sofaer Mgmt For Withhold Against
1.3 Elect Patrick Sullivan Mgmt For Withhold Against
2 Amendment to the 2003 Incentive Mgmt For Against Against
Award
Plan
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Genomic Health,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GHDX CUISP 37244C101 06/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Randal Scott Mgmt For For For
1.2 Elect Kimberly Popovits Mgmt For Withhold Against
1.3 Elect Julian Baker Mgmt For Withhold Against
1.4 Elect Fred Cohen Mgmt For For For
1.5 Elect Samuel Colella Mgmt For Withhold Against
1.6 Elect Ginger Graham Mgmt For For For
1.7 Elect Randall Livingston Mgmt For For For
1.8 Elect Woodrow Myers, Jr. Mgmt For Withhold Against
2 Employee Stock Purchase Plan Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Glacier Bancorp,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GBCI CUISP 37637Q105 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Blodnick Mgmt For Withhold Against
1.2 Elect Sherry Cladouhos Mgmt For Withhold Against
1.3 Elect James English Mgmt For Withhold Against
1.4 Elect Allen Fetscher Mgmt For Withhold Against
1.5 Elect Dallas Herron Mgmt For Withhold Against
1.6 Elect Craig Langel Mgmt For Withhold Against
1.7 Elect L. Peter Larson Mgmt For Withhold Against
1.8 Elect Douglas McBride Mgmt For Withhold Against
1.9 Elect John Murdoch Mgmt For Withhold Against
1.10 Elect Everit Sliter Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Graco Inc.
Ticker Security ID: Meeting Date Meeting Status
GGG CUISP 384109104 04/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Patrick McHale Mgmt For Withhold Against
1.2 Elect Lee Mitau Mgmt For Withhold Against
1.3 Elect Marti Morfitt Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Harmonic Inc.
Ticker Security ID: Meeting Date Meeting Status
HLIT CUISP 413160102 06/22/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Patrick Harshman Mgmt For Withhold Against
1.2 Elect Lewis Solomon Mgmt For Withhold Against
1.3 Elect Harold Covert Mgmt For Withhold Against
1.4 Elect Patrick Gallagher Mgmt For Withhold Against
1.5 Elect E. Floyd Kvamme Mgmt For Withhold Against
1.6 Elect Anthony Ley Mgmt For Withhold Against
1.7 Elect William Reddersen Mgmt For Withhold Against
1.8 Elect David Van Valkenburg Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Amendment to the Employee Stock Mgmt For Against Against
Purchase
Plan
5 Ratification of Auditor Mgmt For For For
Insperity, Inc.
Ticker Security ID: Meeting Date Meeting Status
NSP CUISP 45778Q107 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Brown Mgmt For Withhold Against
1.2 Elect Eli Jones Mgmt For Withhold Against
1.3 Elect Gregory Petsch Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
J. Crew Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
JCG CUISP 46612H402 03/01/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of the Merger Mgmt For Against Against
2 Right to Adjourn Meeting Mgmt For Against Against
Jack Henry &
Associates,
Inc.
Ticker Security ID: Meeting Date Meeting Status
JKHY CUISP 426281101 11/09/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jerry Hall Mgmt For Withhold Against
1.2 Elect Michael Henry Mgmt For Withhold Against
1.3 Elect James Ellis Mgmt For Withhold Against
1.4 Elect Craig Curry Mgmt For Withhold Against
1.5 Elect Wesley Brown Mgmt For Withhold Against
1.6 Elect Matthew Flanigan Mgmt For Withhold Against
1.7 Elect Marla Shepard Mgmt For Withhold Against
1.8 Elect John Prim Mgmt For Withhold Against
2 Amendment to the Restricted Stock Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For Against Against
KB Home
Ticker Security ID: Meeting Date Meeting Status
KBH CUISP 48666K109 04/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Barbara Alexander Mgmt For For For
2 Elect Stephen Bollenbach Mgmt For Against Against
3 Elect Timothy Finchem Mgmt For Against Against
4 Elect Kenneth Jastrow II Mgmt For For For
5 Elect Robert Johnson Mgmt For For For
6 Elect Melissa Lora Mgmt For For For
7 Elect Michael McCaffery Mgmt For Against Against
8 Elect Jeffrey Mezger Mgmt For For For
9 Elect Leslie Moonves Mgmt For For For
10 Elect Luis Nogales Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2010 Equity Mgmt For Against Against
Incentive
Plan
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
LHC Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
LHCG CUISP 50187A107 06/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Keith Myers Mgmt For Withhold Against
1.2 Elect Ted Hoyt Mgmt For Withhold Against
1.3 Elect George Lewis Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Mentor Graphics
Corporation
Ticker Security ID: Meeting Date Meeting Status
MENT CUISP 587200106 05/12/2011 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Peter Bonfield Mgmt For TNA N/A
1.2 Elect James Fiebiger Mgmt For TNA N/A
1.3 Elect Kevin McDonough Mgmt For TNA N/A
1.4 Elect Walden Rhines Mgmt For TNA N/A
1.5 Elect Marsha Congdon Mgmt For TNA N/A
1.6 Elect Gregory Hinckley Mgmt For TNA N/A
1.7 Elect Patrick McManus Mgmt For TNA N/A
1.8 Elect Fontaine Richardson Mgmt For TNA N/A
2 Advisory Vote on Executive Mgmt For TNA N/A
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year TNA N/A
Executive
Compensation
4 Amendment to the 1989 Employee Stock Mgmt For TNA N/A
Purchase Plan and Foreign
Subsidiary Employee Stock Purchase
Plan
5 Ratification of Auditor Mgmt For TNA N/A
6 Opting Out of State Takeover Law Mgmt For TNA N/A
Mentor Graphics
Corporation
Ticker Security ID: Meeting Date Meeting Status
MENT CUISP 587200106 05/12/2011 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jose Maria Alapont Opp Against For Against
1.2 Elect Gary Meyers Opp Against For Against
1.3 Elect David Schechter Opp Against Withhold For
1.4 Elect Peter Bonfield Mgmt For For For
1.5 Elect Kevin McDonough Mgmt For For For
1.6 Elect Walden Rhines Mgmt For For For
1.7 Elect Gregory Hinckley Mgmt For For For
1.8 Elect Patrick McManus Mgmt For For For
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Amendment to the 1989 Employee Stock Mgmt For For For
Purcahse Plan and Foreign
Subsidiary Employee Stock Purcahse
Plan
5 Ratification of Auditor Mgmt For Against Against
6 Opting Out of State Takeover Law Mgmt For For For
Mentor Graphics
Corporation
Ticker Security ID: Meeting Date Meeting Status
MENT CUISP 587200106 07/01/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Peter Bonfield Mgmt For Withhold Against
1.2 Elect Marsha Congdon Mgmt For Withhold Against
1.3 Elect James Fiebiger Mgmt For Withhold Against
1.4 Elect Gregory Hinckley Mgmt For Withhold Against
1.5 Elect Kevin McDonough Mgmt For Withhold Against
1.6 Elect Patrick McManus Mgmt For Withhold Against
1.7 Elect Walden Rhines Mgmt For Withhold Against
1.8 Elect Fontaine Richardson Mgmt For Withhold Against
2 Increase Authorized Shares Mgmt For Against Against
3 2010 Omnibus Incentive Plan Mgmt For Against Against
4 Ratification of Auditor Mgmt For Against Against
Nash-Finch
Company
Ticker Security ID: Meeting Date Meeting Status
NAFC CUISP 631158102 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Alec Covington Mgmt For Withhold Against
1.2 Elect Sam Duncan Mgmt For Withhold Against
1.3 Elect Mickey Foret Mgmt For Withhold Against
1.4 Elect Douglas Hacker Mgmt For Withhold Against
1.5 Elect Hawthorne Proctor Mgmt For Withhold Against
1.6 Elect William Voss Mgmt For Withhold Against
1.7 Elect Christopher Bodine Mgmt For Withhold Against
2 Article Amendments to Certificate of Mgmt For For For
Incorporation
3 Elimination of Supermajority Mgmt For For For
Requirement for Stockholder
Approval of Certain Fundamental
Changes
4 Elimination of Supermajority Mgmt For For For
Requirement for Stockholder
Approval of Certain Business
Combinations with a Controlling
Person
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
PulteGroup, Inc.
Ticker Security ID: Meeting Date Meeting Status
PHM CUISP 745867101 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Brian Anderson Mgmt For For For
1.2 Elect Cheryl Grise Mgmt For Withhold Against
1.3 Elect Patrick O'Leary Mgmt For Withhold Against
1.4 Elect Thomas Schoewe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Performance-Based Equity
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
Quest Software,
Inc.
Ticker Security ID: Meeting Date Meeting Status
QSFT CUISP 74834T103 06/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Vincent Smith Mgmt For Withhold Against
1.2 Elect Douglas Garn Mgmt For Withhold Against
1.3 Elect Augustine Nieto II Mgmt For Withhold Against
1.4 Elect Kevin Klausmeyer Mgmt For Withhold Against
1.5 Elect Paul Sallaberry Mgmt For Withhold Against
1.6 Elect H. John Dirks Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Quicksilver
Resources
Inc.
Ticker Security ID: Meeting Date Meeting Status
KWK CUISP 74837R104 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Thomas Darden Mgmt For Withhold Against
1.2 Elect W. Byron Dunn Mgmt For Withhold Against
1.3 Elect Mark Warner Mgmt For Withhold Against
2 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Salix
Pharmaceuticals,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
SLXP CUISP 795435106 06/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Chappell Mgmt For Withhold Against
1.2 Elect Thomas D'Alonzo Mgmt For Withhold Against
1.3 Elect Richard Franco, Sr. Mgmt For Withhold Against
1.4 Elect William Keane Mgmt For Withhold Against
1.5 Elect Carolyn Logan Mgmt For Withhold Against
1.6 Elect Mark Sirgo Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
SEI Investments
Company
Ticker Security ID: Meeting Date Meeting Status
SEIC CUISP 784117103 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Kathryn McCarthy Mgmt For Against Against
2 Elect Sarah Blumenstein Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Simpson
Manufacturing
Co.,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SSD CUISP 829073105 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Earl Cheit Mgmt For Withhold Against
1.2 Elect Thomas Fitzmyers Mgmt For Withhold Against
1.3 Elect Barry Williams Mgmt For Withhold Against
2 2011 Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
SM Energy Company
Ticker Security ID: Meeting Date Meeting Status
SM CUISP 78454L100 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Barbara Baumann Mgmt For Against Against
2 Elect Anthony Best Mgmt For Against Against
3 Elect Larry Bickle Mgmt For Against Against
4 Elect Stephen Brand Mgmt For Against Against
5 Elect William Gardiner Mgmt For Against Against
6 Elect Julio Quintana Mgmt For Against Against
7 Elect John Seidl Mgmt For Against Against
8 Elect William Sullivan Mgmt For Against Against
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Teleflex
Incorporated
Ticker Security ID: Meeting Date Meeting Status
TFX CUISP 879369106 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect George Babich, Jr. Mgmt For Withhold Against
1.2 Elect William Cook Mgmt For Withhold Against
1.3 Elect Stephen Klasko Mgmt For Withhold Against
1.4 Elect Benson Smith Mgmt For Withhold Against
2 2011 Executive Incentive Plan Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Tellabs, Inc.
Ticker Security ID: Meeting Date Meeting Status
TLAB CUISP 879664100 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Frank Ianna Mgmt For Against Against
2 Elect Stephanie Marshall Mgmt For Against Against
3 Elect William Souders Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Ratification of Auditor Mgmt For Against Against
Toll Brothers,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TOL CUISP 889478103 03/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Toll Mgmt For Withhold Against
1.2 Elect Bruce Toll Mgmt For Withhold Against
1.3 Elect Christine Garvey Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Board Mgmt For For For
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Tower Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
TWGP CUISP 891777104 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Lee Mgmt For Withhold Against
1.2 Elect William Fox Jr. Mgmt For Withhold Against
1.3 Elect William Robbie Mgmt For Withhold Against
1.4 Elect Steven Schuster Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Valeant
Pharmaceuticals
International
Ticker Security ID: Meeting Date Meeting Status
VRX CUISP 91911X104 09/27/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of the Merger Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
Valeant
Pharmaceuticals
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
VRX CUISP 91911K102 05/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Ingram Mgmt For For For
1.2 Elect Theo Melas-Kyriazi Mgmt For For For
1.3 Elect G. Mason Morfit Mgmt For Withhold Against
1.4 Elect Laurence Paul Mgmt For For For
1.5 Elect J. Michael Pearson Mgmt For For For
1.6 Elect Robert Power Mgmt For Withhold Against
1.7 Elect Norma Provencio Mgmt For Withhold Against
1.8 Elect Lloyd Segal Mgmt For For For
1.9 Elect Katharine Stevenson Mgmt For For For
1.10 Elect Michael Van Every Mgmt For For For
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 2011 Omnibus Incentive Plan Mgmt For Against Against
5 Amendment to the 2007 Equity Mgmt For For For
Compensation
Plan
6 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
VCA Antech, Inc.
Ticker Security ID: Meeting Date Meeting Status
WOOF CUISP 918194101 06/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Chickering, Jr. Mgmt For Withhold Against
1.2 Elect John Heil Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Equity Mgmt For Against Against
Incentive
Plan
4 Amendment to the 2007 Cash Incentive Mgmt For Against Against
Plan
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
VeriSign, Inc.
Ticker Security ID: Meeting Date Meeting Status
VRSN CUISP 92343E102 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect D. James Bidzos Mgmt For Against Against
2 Elect William Chenevich Mgmt For Against Against
3 Elect Kathleen Cote Mgmt For Against Against
4 Elect Mark McLaughlin Mgmt For Against Against
5 Elect Roger Moore Mgmt For Against Against
6 Elect John Roach Mgmt For Against Against
7 Elect Louis Simpson Mgmt For Against Against
8 Elect Timothy Tomlinson Mgmt For Against Against
9 Advisory Vote on Executive Mgmt For Against Against
Compensation
10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
11 Amendment to the 2006 Equity Mgmt For Against Against
Incentive
Plan
12 Ratification of Auditor Mgmt For For For
W&T Offshore,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WTI CUISP 92922P106 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Virginia Boulet Mgmt For Withhold Against
1.2 Elect J. F. Freel Mgmt For Withhold Against
1.3 Elect Samir Gibara Mgmt For Withhold Against
1.4 Elect Robert Israel Mgmt For Withhold Against
1.5 Elect Stuart Katz Mgmt For Withhold Against
1.6 Elect Tracy Krohn Mgmt For Withhold Against
1.7 Elect S. James Nelson, Jr. Mgmt For Withhold Against
1.8 Elect B. Frank Stanley Mgmt For Withhold Against
2 Increase of Preferred Stock Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Websense, Inc.
Ticker Security ID: Meeting Date Meeting Status
WBSN CUISP 947684106 06/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Carrington Mgmt For Withhold Against
1.2 Elect Bruce Coleman Mgmt For Withhold Against
1.3 Elect Gene Hodges Mgmt For Withhold Against
1.4 Elect John Schaefer Mgmt For Withhold Against
1.5 Elect Gary Sutton Mgmt For Withhold Against
1.6 Elect Mark St.Clare Mgmt For Withhold Against
1.7 Elect Peter Waller Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Manager Sleeve : Conservative WS PORT 21
07/01/2010 - 06/30/2011
ABB Ltd.
Ticker Security ID: Meeting Date Meeting Status
ABBN CINS H0010V101 04/29/2011 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Receive Financial Statements and Mgmt N/A N/A N/A
Statutory Reports
(Non-Voting)
2.1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2.2 Approve Remuneration Report Mgmt For Against Against
3 Approve Discharge of Board and Mgmt For For For
Senior
Management
4 Approve Allocation of Income and Mgmt For For For
Dividends of CHF 0.60 per Share
from Capital Contribution
Reserves
5 Approve Creation of CHF 73.3 Million Mgmt For Against Against
Pool of Conditional Capital without
Preemptive Rights for Employee
Stock Participation
Plan
6 Approve Creation of CHF 206 Million Mgmt For For For
Pool of Capital without Preemptive
Rights
7.1 Reelect Roger Agnelli as Director Mgmt For For For
7.2 Reelect Louis Hughes as Director Mgmt For For For
7.3 Reelect Hans Maerki as Director Mgmt For For For
7.4 Reelect Michel de Rosen as Director Mgmt For For For
7.5 Reelect Michael Treschow as Director Mgmt For For For
7.6 Reelect Jacob Wallenberg as Director Mgmt For For For
7.7 Reelect Hubertus von Gruenberg as Mgmt For For For
Director
7.8 Elect Ying Yeh as Director Mgmt For For For
8 Ratify Ernst & Young AG as Auditors Mgmt For Against Against
Acciona S.A
Ticker Security ID: Meeting Date Meeting Status
CINS E0008Z109 06/08/2011 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Individual and Consolidated Mgmt For For For
Financial Statements and Statutory
Reports for FY
2010
2 Approve Discharge of Board of Mgmt For For For
Directors; Accept Individual and
Consolidated Management Reports for
FY
2010
3 Approve Allocation of Income for FY Mgmt For For For
2010 and Dividends of EUR 2.03 per
Share
4 Reelect Deloitte SL as Auditors of Mgmt For Against Against
Individual and Consolidated
Accounts
5.1 Reelect Belen Villalonga Morenes as Mgmt For For For
Director
5.2 Elect Sol Daurella Comadran as Mgmt For For For
Director
6.1 Approve Stock and Option Grants Mgmt For For For
6.2 Approve Extention of Stock and Mgmt For For For
Option Plan 2009-2011 Until 2012;
Fix Number of Available Shares for
the
Plan
7.1 Receive Information on Important Mgmt N/A N/A N/A
Changes in Assets and Liabilities
of Merger Participating Companies
Between Date of Merger Plan and
AGM
7.2 Approve Merger Balance Sheet Mgmt For For For
7.3 Approve Merger by Absorption of Mgmt For For For
Grupo Entrecanales SA, Servicios
Urbanos Integrales SA, Tivafen SA
(Sociedad Unipersonal), and osmosis
Internacional SA by
Company
7.4 Approve Consolidation of Tax Regime Mgmt For For For
8.1 Amend Title I of Bylaws Re: Update Mgmt For For For
Legal
Reference
8.2 Amend Title II of Bylaws Re: Update Mgmt For For For
Reference to Applicable
Legislation
8.3 Amend Title III Chapter 1 of Bylaws Mgmt For For For
Re: General
Meeting
8.4 Amend Title III Chapter 2 of Bylaws Mgmt For For For
Re:
Board-Related
8.5 Amend Title IV of Bylaws Re: Textual Mgmt For For For
Adjustments and Include Reference
to Consolidated
Accounts
8.6 Amend Title V of Bylaws Mgmt For For For
9 Amend General Meeting Regulations Mgmt For For For
10 Advisory Vote on Remuneration Report Mgmt For Against Against
11 Receive Changes to Board of Mgmt N/A N/A N/A
Directors'
Guidelines
12 Authorize Board to Ratify and Mgmt For For For
Execute Approved
Resolutions
Accor
Ticker Security ID: Meeting Date Meeting Status
AC CINS F00189120 05/30/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements and Mgmt For For For
Statutory
Reports
2 Accept Consolidated Financial Mgmt For For For
Statements and Statutory
Reports
3 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 0.62 per
Share
4 Reelect Virginie Morgon as Director Mgmt For For For
5 Reelect Sebastien Bazin as Director Mgmt For For For
6 Reelect Denis Hennequin as Director Mgmt For Against Against
7 Reelect Franck Riboud as Director Mgmt For For For
8 Ratify Appointment of Mercedes Erra Mgmt For For For
as
Director
9 Approve Remuneration of Directors in Mgmt For For For
the Aggregate Amount of EUR
575,000
10 Approve Transaction with Groupe Mgmt For For For
Lucien
Barriere
11 Approve Transaction with Yann Mgmt For Against Against
Caillere
12 Approve Transaction with Gilles Mgmt For Against Against
Pelisson
13 Approve Transaction with Denis Mgmt For Against Against
Hennequin
14 Authorize Repurchase of Up to 22 Mgmt For For For
Million
Shares
15 Approve Reduction in Share Capital Mgmt For For For
via Cancellation of Repurchased
Shares
16 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 300
Million
17 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 160
Million
18 Approve Issuance of Equity or Mgmt For For For
Equity-Linked Securities without
Preemptive Rights Up to Aggregate
Nominal Amount of EUR 100 Million,
Reserved for Specific
Beneficiaries
19 Authorize Board to Increase Capital Mgmt For For For
in the Event of Additional Demand
Related to Delegation Submitted to
Shareholder Vote under Items 16 to
18
Above
20 Authorize Capital Increase of up to Mgmt For For For
10 Percent of Issued Capital for
Future
Acquisitions
21 Authorize Capitalization of Reserves Mgmt For For For
of Up to EUR 300 Million for Bonus
Issue or Increase in Par
Value
22 Set Total Limit for Capital Increase Mgmt For For For
to Result from All Issuance
Requests under Items 16 to 21 at
EUR 340
Million
23 Approve Employee Stock Purchase Plan Mgmt For For For
24 Authorize up to 2.5 Percent of Mgmt For Against Against
Issued Capital for Use in Stock
Option
Plan
25 Authorize up to 0.5 Percent of Mgmt For Against Against
Issued Capital for Use in
Restricted Stock
Plan
26 Authorize Filing of Required Mgmt For For For
Documents/Other
Formalities
27 Change Location of Registered Office Mgmt For For For
to 110, Avenue de France, 75013
Paris and Amend Article 4 of Bylaws
Accordingly
Apogee
Enterprises,
Inc.
Ticker Security ID: Meeting Date Meeting Status
APOG CUSIP 037598109 06/22/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Robert J. Marzec Mgmt For Withhold Against
1.2 Elect Director Stephen C. Mitchell Mgmt For Withhold Against
1.3 Elect Director David E. Weiss Mgmt For Withhold Against
2 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For
4 Amend Omnibus Stock Plan Mgmt For Against Against
5 Amend Non-Employee Director Omnibus Mgmt For Against Against
Stock
Plan
6 Ratify Auditors Mgmt For Against Against
Autodesk, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADSK CUSIP 052769106 06/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Carl Bass Mgmt For Against Against
2 Elect Director Crawford W. Beveridge Mgmt For Against Against
3 Elect Director J. Hallam Dawson Mgmt For Against Against
4 Elect Director Per-Kristian Halvorsen Mgmt For Against Against
5 Elect Director Sean M. Maloney Mgmt For Against Against
6 Elect Director Mary T. McDowell Mgmt For Against Against
7 Elect Director Lorrie M. Norrington Mgmt For Against Against
8 Elect Director Charles J. Robel Mgmt For Against Against
9 Elect Director Steven M. West Mgmt For Against Against
10 Ratify Auditors Mgmt For Against Against
11 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
12 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For
Baxter
International
Inc.
Ticker Security ID: Meeting Date Meeting Status
BAX CUSIP 071813109 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Wayne T. Hockmeyer Mgmt For Against Against
2 Elect Director Robert L. Parkinson, Mgmt For Against Against
Jr.
3 Elect Director Thomas T. Stallkamp Mgmt For Against Against
4 Elect Director Albert P.L. Stroucken Mgmt For Against Against
5 Ratify Auditors Mgmt For Against Against
6 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against
8 Approve Qualified Employee Stock Mgmt For For For
Purchase
Plan
9 Approve Omnibus Stock Plan Mgmt For Against Against
10 Amend Certificate of Incorporation Mgmt For For For
to Declassify the Board and Reduce
Supermajority Voting
Requirement
Best Buy Co.,
Inc.
Ticker Security ID: Meeting Date Meeting Status
BBY CUSIP 086516101 06/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Ronald James Mgmt For For For
1.2 Elect Director Sanjay Khosla Mgmt For For For
1.3 Elect Director George L. Mikan III Mgmt For For For
1.4 Elect Director Matthew H. Paull Mgmt For For For
1.5 Elect Director Richard M. Schulze Mgmt For For For
1.6 Elect Director Hatim A. Tyabji Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Change Range for Size of the Board Mgmt For Against Against
4 Amend Omnibus Stock Plan Mgmt For Against Against
5 Approve Executive Incentive Bonus Mgmt For Against Against
Plan
6 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against
8 Declassify the Board of Directors ShrHldr Against For Against
Canon Inc.
Ticker Security ID: Meeting Date Meeting Status
7751 CINS J05124144 03/30/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY
65
2.1 Elect Director Mitarai, Fujio Mgmt For For For
2.2 Elect Director Uchida, Tsuneji Mgmt For For For
2.3 Elect Director Tanaka, Toshizo Mgmt For For For
2.4 Elect Director Ikoma, Toshiaki Mgmt For For For
2.5 Elect Director Watanabe, Kunio Mgmt For For For
2.6 Elect Director Adachi, Yoroku Mgmt For For For
2.7 Elect Director Mitsuhashi, Yasuo Mgmt For For For
2.8 Elect Director Iwashita, Tomonori Mgmt For For For
2.9 Elect Director Osawa, Masahiro Mgmt For For For
2.10 Elect Director Matsumoto, Shigeyuki Mgmt For For For
2.11 Elect Director Shimizu, Katsuichi Mgmt For For For
2.12 Elect Director Banba, Ryoichi Mgmt For For For
2.13 Elect Director Honma, Toshio Mgmt For For For
2.14 Elect Director Nakaoka, Masaki Mgmt For For For
2.15 Elect Director Honda, Haruhisa Mgmt For For For
2.16 Elect Director Ozawa, Hideki Mgmt For For For
2.17 Elect Director Maeda, Masaya Mgmt For For For
2.18 Elect Director Tani, Yasuhiro Mgmt For For For
2.19 Elect Director Araki, Makoto Mgmt For For For
3 Appoint Statutory Auditor Oe, Tadashi Mgmt For For For
4 Approve Annual Bonus Payment to Mgmt For For For
Directors
5 Approve Stock Option Plan Mgmt For Against Against
Carrefour
Ticker Security ID: Meeting Date Meeting Status
CA CINS F13923119 06/21/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements and Mgmt For For For
Discharge
Directors
2 Accept Consolidated Financial Mgmt For For For
Statements and Statutory
Reports
3 Approve Auditors' Special Report on Mgmt For For For
Related-Party
Transactions
4 Ratify Change of Registered Office Mgmt For For For
5 Amend Article 26 of Bylaws Re: Mgmt For For For
Dividends
6 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 1.08 per
Share
7 Approve Special Dividends Mgmt For For For
8 Reelect Bernard Arnault as Director Mgmt For For For
9 Reelect Jean-Laurent Bonnafe as Mgmt For For For
Director
10 Reelect Rene Brillet as Director Mgmt For For For
11 Reelect Amaury de Seze as Director Mgmt For For For
12 Ratify Appointment of Mathilde Mgmt For For For
Lemoine as
Director
13 Ratify Mazars as Auditor Mgmt For Against Against
14 Ratify Thierry Colin as Alternate Mgmt For Against Against
Auditor
15 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share
Capital
16 Approve Reduction in Share Capital Mgmt For For For
via Cancellation of Repurchased
Shares
17 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 500
Million
18 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 175
Million
19 Authorize Capitalization of Reserves Mgmt For For For
of Up to EUR 500 Million for Bonus
Issue or Increase in Par
Value
20 Authorize Capital Increase of up to Mgmt For For For
10 Percent of Issued Capital for
Future
Acquisitions
21 Authorize Capital Increase of Up to Mgmt For For For
EUR 100 Million for Future Exchange
Offers
22 Approve Employee Stock Purchase Plan Mgmt For For For
23 Authorize Board to Amend Number of Mgmt For For For
Awards Granted Under Outstanding
Restricted Stock
Plans
Companhia
Saneamento
Basico do
Estado de Sao
Paulo -
SABESP
Ticker Security ID: Meeting Date Meeting Status
SBSP3 CUSIP 20441A102 04/28/2011 Voted
Meeting Type Country of Trade
Mix Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Accept Financial Statements and Mgmt For For For
Statutory Reports for Fiscal Year
Ended Dec. 31,
2010
1.2 Approve Allocation of Income and Mgmt For For For
Dividends
1.3 Designate Newspapers to Publish Mgmt For For For
Company
Announcements
1.4 Elect Directors/Fiscal Council Mgmt For Against Against
Members and Approve Their
Remuneration
2.1 Amend Articles Mgmt For For For
Deutsche Post AG
Ticker Security ID: Meeting Date Meeting Status
DPW CINS D19225107 05/25/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Receive Financial Statements and Mgmt N/A N/A N/A
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 0.65 per
Share
3 Approve Discharge of Management Mgmt For For For
Board for Fiscal
2010
4 Approve Discharge of Supervisory Mgmt For For For
Board for Fiscal
2010
5 Ratify PricewaterhouseCoopers as Mgmt For Against Against
Auditors for Fiscal
2011
6 Approve Issuance of Warrants/Bonds Mgmt For For For
with Warrants Attached/Convertible
Bonds with Partial Exemption of
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1 Billion;
Approve Creation of EUR 75 Million
Pool of Capital to Guarantee
Conversion
Rights
7.1 Elect Werner Gatzer to the Mgmt For For For
Supervisory
Board
7.2 Elect Thomas Kunz to the Supervisory Mgmt For For For
Board
7.3 Elect Elmar Toime to the Supervisory Mgmt For For For
Board
7.4 Elect Katja Windt to the Supervisory Mgmt For For For
Board
7.5 Elect Hero Brahms to the Supervisory Mgmt For For For
Board
East Japan
Railway
Co.
Ticker Security ID: Meeting Date Meeting Status
9020 CINS J1257M109 06/23/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY
55
2 Amend Articles To Streamline Board Mgmt For For For
Structure
3 Elect Director Takahashi, Makoto Mgmt For For For
4.1 Appoint Statutory Auditor Hoshino, Mgmt For For For
Shigeo
4.2 Appoint Statutory Auditor Mgmt For For For
Higashikawa,
Hajime
4.3 Appoint Statutory Auditor Harayama, Mgmt For For For
Kiyomi
5 Approve Annual Bonus Payment to Mgmt For For For
Directors and Statutory
Auditors
6 Amend Articles to Authorize Company ShrHldr Against Against For
to Direct Subsidiary to Investigate
Medical Practitioners Law (MPL)
Violations by Tenant Shop
Employees
7 Direct Dept Store Subsidiary to ShrHldr Against Against For
Retain Asahi Shimbun to Investigate
MPL Violation at Tenant
Contact-Lens
Shops
8 Direct Dept Store Subsidiary to ShrHldr Against Against For
Retain Asahi Shimbun to Check for
MPL Violations when Accepting New
Tenant
Shops
Ecolab Inc.
Ticker Security ID: Meeting Date Meeting Status
ECL CUSIP 278865100 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Douglas M. Baker, Jr. Mgmt For Against Against
2 Elect Director Barbara J. Beck Mgmt For Against Against
3 Elect Director Jerry W. Levin Mgmt For Against Against
4 Elect Director Robert L. Lumpkins Mgmt For Against Against
5 Ratify Auditors Mgmt For Against Against
6 Amend Nonqualified Employee Stock Mgmt For For For
Purchase
Plan
7 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
8 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For
9 Adopt Policy on Human Right to Water ShrHldr Against For Against
10 Reduce Supermajority Vote Requirement ShrHldr Against For Against
EDF Energies
Nouvelles
Ticker Security ID: Meeting Date Meeting Status
EEN CINS F31932100 05/27/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements and Mgmt For For For
Statutory
Reports
2 Accept Consolidated Financial Mgmt For For For
Statements and Statutory
Reports
3 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 0.42 per
Share
4 Approve Auditors' Special Report on Mgmt For Against Against
Related-Party
Transactions
5 Approve Chairman's Reports on Mgmt For For For
Internal Board Procedures and
Internal
Control
6 Approve Remuneration of Directors in Mgmt For For For
the Aggregate Amount of EUR
120,000
7 Ratify Appointment of Stephane Mgmt For Against Against
Tortajada as
Director
8 Ratify Appointment of Jean-Louis Mgmt For Against Against
Mathias as
Director
9 Ratify Appointment of Yves Giraud as Mgmt For Against Against
Director
10 Ratify Change of Registered Office Mgmt For For For
to Coeur Defense ? Tour B ? 100,
Esplanade du General de Gaulle -
92932 Paris la Defense
cedex
11 Authorize Repurchase of Up to 10 Mgmt For Against Against
Percent of Issued Share
Capital
12 Authorize Filing of Required Mgmt For For For
Documents/Other
Formalities
13 Amend Article 15 of Bylaws Re: Board Mgmt For For For
Decisions
14 Authorize Filing of Required Mgmt For For For
Documents/Other
Formalities
Enel Green Power
S.P.A.
Ticker Security ID: Meeting Date Meeting Status
EGPW CINS T3679C106 04/27/2011 Voted
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Allocation of Income Mgmt For For For
3 Increase Board Size Mgmt For Against Against
4 Elect Directors (Bundled) Mgmt For Against Against
5.1 Slate Submitted by Enel Mgmt N/A N/A N/A
5.2 Slate Submitted by Enpam and Mgmt N/A For N/A
Incarcassa
6 Approve Internal Auditors' Mgmt For For For
Remuneration
7 Approve Auditors and Authorize Board Mgmt For For For
to Fix Their
Remuneration
Enel Green Power
S.P.A.
Ticker Security ID: Meeting Date Meeting Status
EGPW CINS T3679C106 04/27/2011 Voted
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Amend Company Bylaws Re: 10 Mgmt For For For
(Shareholders
Meetings)
1.2 Amend Company Bylaws Re: 12 and 19 Mgmt For For For
(Related Party
Transactions)
Google Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOG CUSIP 38259P508 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Larry Page Mgmt For For For
1.2 Elect Director Sergey Brin Mgmt For For For
1.3 Elect Director Eric E. Schmidt Mgmt For For For
1.4 Elect Director L. John Doerr Mgmt For For For
1.5 Elect Director John L. Hennessy Mgmt For For For
1.6 Elect Director Ann Mather Mgmt For For For
1.7 Elect Director Paul S. Otellini Mgmt For For For
1.8 Elect Director K. Ram Shriram Mgmt For For For
1.9 Elect Director Shirley M. Tilghman Mgmt For For For
2 Ratify Auditors Mgmt For Against Against
3 Amend Omnibus Stock Plan Mgmt For Against Against
4 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
5 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against
6 Amend Bylaws to Establish a Board ShrHldr Against For Against
Committee on Environmental
Sustainability
7 Reduce Supermajority Vote Requirement ShrHldr Against Against For
8 Report on Code of Conduct Compliance ShrHldr Against Against For
H & M Hennes &
Mauritz
Ticker Security ID: Meeting Date Meeting Status
HMB CINS W41422101 04/28/2011 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Open Meeting Mgmt N/A N/A N/A
2 Elect Sven Unger as Chairman of Mgmt For For For
Meeting
3 Receive President's Report; Allow Mgmt N/A N/A N/A
Questions
4 Prepare and Approve List of Mgmt For For For
Shareholders
5 Approve Agenda of Meeting Mgmt For For For
6 Designate Inspector(s) of Minutes of Mgmt For For For
Meeting
7 Acknowledge Proper Convening of Mgmt For For For
Meeting
8.1 Receive Financial Statements and Mgmt N/A N/A N/A
Statutory Reports; Receive
Auditor's Report; Receive Auditor's
Report on Application of Guidelines
for Remuneration for Executive
Management
8.2 Receive Auditor's and Auditing Mgmt N/A N/A N/A
Committee's
Reports
8.3 Receive Chairman's Report About Mgmt N/A N/A N/A
Board
Work
8.4 Receive Report of the Chairman of Mgmt N/A N/A N/A
the Nominating
Committee
9.1 Approve Financial Statements and Mgmt For For For
Statutory
Reports
9.2 Approve Allocation of Income and Mgmt For For For
Dividends of SEK 9.50 per
Share
9.3 Approve Discharge of Board and Mgmt For For For
President
10 Determine Number of Members (8) and Mgmt For For For
Deputy Members (0) of
Board
11 Approve Remuneration of Directors in Mgmt For Against Against
the Amount of SEK 1.35 Million for
Chairman, and SEK 450,000 for Other
Members; Approve Remuneration for
Committe Work; Approve Remuneration
of
Auditors
12 Reelect Mia Livfors, Anders Dahlvig, Mgmt For For For
Lottie Knutson, Sussi Kvart, Bo
Lundquist, Stefan Persson
(Chairman), Melker Schorling, and
Christian Sievert as
Directors
13 Elect Stefan Persson, Lottie Tham, Mgmt For Against Against
Liselott Ledin, Jan Andersson, and
Anders Oscarsson as Members of
Nominating
Committee
14 Amend Articles of Association to Mgmt For For For
Comply with the New Swedish
Companies
Act
15 Approve Remuneration Policy And Mgmt For Against Against
Other Terms of Employment For
Executive
Management
16 Close Meeting Mgmt N/A N/A N/A
HSBC Holdings plc
Ticker Security ID: Meeting Date Meeting Status
HSBA CINS G4634U169 05/27/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Remuneration Report Mgmt For Against Against
3.1 Re-elect Safra Catz as Director Mgmt For For For
3.2 Elect Laura Cha as Director Mgmt For For For
3.3 Re-elect Marvin Cheung as Director Mgmt For For For
3.4 Re-elect John Coombe as Director Mgmt For For For
3.5 Re-elect Rona Fairhead as Director Mgmt For For For
3.6 Re-elect Douglas Flint as Director Mgmt For For For
3.7 Re-elect Alexander Flockhart as Mgmt For For For
Director
3.8 Re-elect Stuart Gulliver as Director Mgmt For For For
3.9 Re-elect James Hughes-Hallett as Mgmt For For For
Director
3.10 Re-elect William Laidlaw as Director Mgmt For For For
3.11 Re-elect Janis Lomax as Director Mgmt For For For
3.12 Elect Iain Mackay as Director Mgmt For For For
3.13 Re-elect Gwyn Morgan as Director Mgmt For For For
3.14 Re-elect Nagavara Murthy as Director Mgmt For For For
3.15 Re-elect Sir Simon Robertson as Mgmt For For For
Director
3.16 Re-elect John Thornton as Director Mgmt For For For
3.17 Re-elect Sir Brian Williamson as Mgmt For For For
Director
4 Reappoint KPMG Audit plc as Auditors Mgmt For Against Against
and Authorise Their
Remuneration
5 Authorise Issue of Equity with Mgmt For For For
Pre-emptive
Rights
6 Authorise Issue of Equity without Mgmt For For For
Pre-emptive
Rights
7 Approve Share Plan 2011 Mgmt For For For
8 Approve Fees Payable to Mgmt For Against Against
Non-Executive
Directors
9 Authorise the Company to Call EGM Mgmt For For For
with Two Weeks'
Notice
Hyflux Ltd.
Ticker Security ID: Meeting Date Meeting Status
CINS Y3817K105 04/27/2011 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Hyflux Employees' Share Mgmt For Against Against
Option Scheme
2011
2 Approve Participation of Olivia Lum Mgmt For Against Against
Ooi Lin in the Hyflux Employees'
Share Option Scheme
2011
3 Approve Grant of Options to Olivia Mgmt For Against Against
Lum Ooi Lin under the Hyflux
Employees' Share Option Scheme
2011
Hyflux Ltd.
Ticker Security ID: Meeting Date Meeting Status
CINS Y3817K105 04/27/2011 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Adopt Financial Statements and Mgmt For For For
Directors' and Auditors'
Reports
2 Declare Final Dividend of SGD 0.035 Mgmt For For For
Per Share for the Year Ended Dec.
31,
2010
3 Reelect Rajsekar Kuppuswami Mitta as Mgmt For For For
Director
4 Reelect Tan Teck Meng as Director Mgmt For For For
5 Approve Directors' Fees of SGD Mgmt For For For
490,000 for the Year Ended Dec. 31,
2010 (2009: SGD
576,667)
6 Reappoint KPMG LLP as External Mgmt For Against Against
Auditors and Authorize Board to Fix
Their
Remuneration
7 Approve Issuance of Equity or Mgmt For For For
Equity-Linked Securities with or
without Preemptive
Rights
8 Approve Allotment and Issuance of Mgmt For For For
Preference
Shares
9 Approve Issuance of Shares and Grant Mgmt For Against Against
of Options Under the Hyflux
Employees' Share Option
Scheme
10 Authorize Share Repurchase Program Mgmt For For For
Iberdrola
Renovables
SA
Ticker Security ID: Meeting Date Meeting Status
IBR CINS E6244B103 05/30/2011 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Individual and Consolidated Mgmt For For For
Financial Statements and Statutory
Reports for FY Ended Dec. 31,
2010
2 Accept Individual and Consolidated Mgmt For For For
Management Reports for FY Ended
Dec. 31,
2010
3 Approve Discharge of Directors Mgmt For For For
4 Re-elect Ernst & Young SL as Mgmt For Against Against
Auditors of Individual and
Consolidated
Accounts
5 Approve Allocation of Income and Mgmt For For For
Dividends
6 Ratify Co-option of and Elect Mgmt For For For
Aurelio Izquierdo Gomez as
Director
7 Authorize Board to Establish and Mgmt For For For
Fund Associations and Foundations;
Void Previous Authorization to the
Extent of Unused
Portion
8 Approve Merger by Absorption of Mgmt For For For
Company by Iberdrola SA; Approve
Merger Balance Sheet of Iberdrola
SA as of Dec. 31, 2010; Receive
Necessary Reports on Merger;
Approve Necessary Actions for
Merger; Set Terms and Conditions of
the
Exchange
9 Approve Extraordinary Dividends of Mgmt For For For
EUR 1.20 Per
Share
10 Authorize Board to Ratify and Mgmt For For For
Execute Approved
Resolutions
11 Advisory Vote on Remuneration Report Mgmt For Against Against
for FY 2011; Approve Application of
Current Policy on Remuneration for
FY
2010
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Charlene Barshefsky Mgmt For For For
2 Elect Director Susan L. Decker Mgmt For For For
3 Elect Director John J. Donahoe Mgmt For For For
4 Elect Director Reed E. Hundt Mgmt For For For
5 Elect Director Paul S. Otellini Mgmt For For For
6 Elect Director James D. Plummer Mgmt For For For
7 Elect Director David S. Pottruck Mgmt For For For
8 Elect Director Jane E. Shaw Mgmt For For For
9 Elect Director Frank D. Yeary Mgmt For For For
10 Elect Director David B. Yoffie Mgmt For For For
11 Ratify Auditors Mgmt For Against Against
12 Amend Omnibus Stock Plan Mgmt For Against Against
13 Amend Qualified Employee Stock Mgmt For For For
Purchase
Plan
14 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt N/A 1 Year N/A
International
Business
Machines
Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director A. J. P. Belda Mgmt For For For
2 Elect Director W. R. Brody Mgmt For For For
3 Elect Director K. I. Chenault Mgmt For For For
4 Elect Director M. L. Eskew Mgmt For For For
5 Elect Director S. A. Jackson Mgmt For For For
6 Elect Director A. N. Liveris Mgmt For For For
7 Elect Director W. J. McNerney, Jr. Mgmt For For For
8 Elect Director J. W. Owens Mgmt For For For
9 Elect Director S. J. Palmisano Mgmt For For For
10 Elect Director J. E. Spero Mgmt For For For
11 Elect Director S. Taurel Mgmt For For For
12 Elect Director L. H. Zambrano Mgmt For For For
13 Ratify Auditors Mgmt For Against Against
14 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against
16 Provide for Cumulative Voting ShrHldr Against Against For
17 Report on Political Contributions ShrHldr Against For Against
18 Report on Lobbying Expenses ShrHldr Against For Against
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Mary Sue Coleman Mgmt For For For
2 Elect Director James G. Cullen Mgmt For For For
3 Elect Director Ian E.L. Davis Mgmt For For For
4 Elect Director Michael M.e. Johns Mgmt For For For
5 Elect Director Susan L. Lindquist Mgmt For For For
6 Elect Director Anne M. Mulcahy Mgmt For For For
7 Elect Director Leo F. Mullin Mgmt For For For
8 Elect Director William D. Perez Mgmt For For For
9 Elect Director Charles Prince Mgmt For For For
10 Elect Director David Satcher Mgmt For For For
11 Elect Director William C. Weldon Mgmt For For For
12 Ratify Auditors Mgmt For Against Against
13 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
14 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For
15 Adopt Policy to Restrain ShrHldr Against For Against
Pharmaceutical Price
Increases
16 Amend EEO Policy to Prohibit ShrHldr Against Against For
Discrimination Based on Applicant's
Health
Status
17 Adopt Animal-Free Training Methods ShrHldr Against For Against
L air liquide
Ticker Security ID: Meeting Date Meeting Status
AI CINS F01764103 05/04/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements and Mgmt For For For
Statutory
Reports
2 Accept Consolidated Financial Mgmt For For For
Statements and Statutory
Reports
3 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 2.35 per
Share
4 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share
Capital
5 Reelect Gerard de La Martiniere as Mgmt For For For
Director
6 Reelect Cornelis van Lede as Director Mgmt For Against Against
7 Elect Sian Herbert-Jones as Director Mgmt For For For
8 Approve Transaction with Air Liquide Mgmt For For For
International, and Auditor's
Special Report on This
Transaction
9 Approve Remuneration of Directors in Mgmt For For For
the Aggregate Amount of EUR
800,000
10 Approve Reduction in Share Capital Mgmt For For For
via Cancellation of Repurchased
Shares
11 Approve Spin-Off Agreement with Air Mgmt For For For
Liquide France
Industrie
12 Approve Spin-Off Agreement with Air Mgmt For For For
Liquide Advanced
Technologies
13 Approve Spin-Off Agreement with Mgmt For For For
Cryopal
14 Approve Spin-Off Agreement with Air Mgmt For For For
Liquide
Engineering
15 Approve Spin-Off Agreement with Air Mgmt For For For
Liquide
Services
16 Authorize Board to Issue Free Mgmt For Against Against
Warrants with Preemptive Rights
During a Public Tender Offer or
Share Exchange
Offer
17 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 390
Million
18 Authorize Board to Increase Capital Mgmt For For For
in the Event of Additional Demand
Related to Delegation Submitted to
Shareholder Vote Under Item
17
19 Approve Employee Stock Purchase Plan Mgmt For For For
20 Approve Stock Purchase Plan Reserved Mgmt For For For
for International
Employees
21 Authorize Filing of Required Mgmt For For For
Documents/Other
Formalities
L Oreal
Ticker Security ID: Meeting Date Meeting Status
OR CINS F58149133 04/22/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements and Mgmt For For For
Statutory
Reports
2 Accept Consolidated Financial Mgmt For For For
Statements and Statutory
Reports
3 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 1.80 per
Share
4 Reelect Liliane Bettencourt as Mgmt For For For
Director
5 Reelect Annette Roux as Director Mgmt For For For
6 Reelect Charles Henri Filippi as Mgmt For For For
Director
7 Approve Remuneration of Directors in Mgmt For Against Against
the Aggregate Amount of EUR 1.3
Million
8 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share
Capital
9 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights, and/or Authorize
Capitalization of Reserves for
Bonus Issue or Increase in Par
Value, up to Aggregate Nominal
Amount of EUR 60
Million
10 Authorize up to 0.6 Percent of Mgmt For Against Against
Issued Capital for Use in Stock
Option
Plan
11 Authorize up to 0.6 Percent of Mgmt For Against Against
Issued Capital for Use in
Restricted Stock
Plan
12 Approve Employee Stock Purchase Plan Mgmt For For For
13 Authorize Filing of Required Mgmt For For For
Documents/Other
Formalities
MTR Corporation
Ltd
Ticker Security ID: Meeting Date Meeting Status
00066 CINS Y6146T101 05/06/2011 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Final Dividend Mgmt For For For
3.1 Elect Alasdair George Morrison as Mgmt For For For
Director
3.2 Reelect Edward Ho Sing-tin as Mgmt For For For
Director
3.3 Reelect Ng Leung-sing as Director Mgmt For For For
3.4 Reelect Abraham Shek Lai-him as Mgmt For For For
Director
4 Reappoint KPMG as Auditors and Mgmt For Against Against
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or Mgmt For Against Against
Equity-Linked Securities without
Preemptive
Rights
6 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share
Capital
7 Authorize Reissuance of Repurchased Mgmt For Against Against
Shares
National Grid plc
Ticker Security ID: Meeting Date Meeting Status
CINS G6375K151 07/26/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Final Dividend Mgmt For For For
3 Re-elect Sir John Parker as Director Mgmt For For For
4 Re-elect Steve Holliday as Director Mgmt For For For
5 Re-elect Ken Harvey as Director Mgmt For For For
6 Re-elect Steve Lucas as Director Mgmt For For For
7 Re-elect Stephen Pettit as Director Mgmt For For For
8 Re-elect Nick Winser as Director Mgmt For For For
9 Re-elect George Rose as Director Mgmt For For For
10 Re-elect Tom King as Director Mgmt For For For
11 Re-elect Maria Richter as Director Mgmt For For For
12 Re-elect John Allan as Director Mgmt For For For
13 Re-elect Linda Adamany as Director Mgmt For For For
14 Re-elect Mark Fairbairn as Director Mgmt For For For
15 Re-elect Philip Aiken as Director Mgmt For For For
16 Reappoint PricewaterhouseCoopers LLP Mgmt For Against Against
as
Auditors
17 Authorise Board to Fix Remuneration Mgmt For Against Against
of
Auditors
18 Approve Remuneration Report Mgmt For For For
19 Authorise Issue of Equity with Mgmt For For For
Pre-emptive
Rights
20 Authorise Issue of Equity without Mgmt For For For
Pre-emptive
Rights
21 Authorise Market Purchase Mgmt For For For
22 Authorise the Company to Call EGM Mgmt For For For
with Two Weeks'
Notice
NIKE, Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUSIP 654106103 09/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Jill K. Conway Mgmt For For For
1.2 Elect Director Alan B. Graf, Jr. Mgmt For Withhold Against
1.3 Elect Director John C. Lechleiter Mgmt For Withhold Against
1.4 Elect Director Phyllis M. Wise Mgmt For For For
2 Amend Executive Incentive Bonus Plan Mgmt For Against Against
3 Amend Omnibus Stock Plan Mgmt For Against Against
4 Ratify Auditors Mgmt For Against Against
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CINS H5820Q150 02/22/2011 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Discharge of Board and Mgmt For For For
Senior
Management
3 Approve Allocation of Income and Mgmt For For For
Dividends of CHF 2.20 per
Share
4 Approve Remuneration System Mgmt For Against Against
5.1 Reelect Ann Fudge as Director Mgmt For For For
5.2 Reelect Pierre Landolt as Director Mgmt For For For
5.3 Reelect Ulrich Lehner as Director Mgmt For For For
5.4 Elect Enrico Vanni as Director Mgmt For For For
6 Ratify PricewaterhouseCoopers AG as Mgmt For Against Against
Auditors
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CINS H5820Q150 04/08/2011 Voted
Meeting Type Country of Trade
Special Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Approve Merger Agreement with Alcon Mgmt For For For
Inc.
1.2 Approve Creation of CHF 54 Million Mgmt For For For
Pool of Authorized Capital in
Connection with Merger Agreement
with Alcon
Inc.
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUSIP 670346105 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Peter C. Browning Mgmt For Withhold Against
1.2 Elect Director Victoria F. Haynes Mgmt For For For
1.3 Elect Director Christopher J. Kearney Mgmt For Withhold Against
2 Ratify Auditors Mgmt For Against Against
3 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against
5 Require a Majority Vote for the ShrHldr Against For Against
Election of
Directors
6 Require Independent Board Chairman ShrHldr Against For Against
Portland General
Electric
Company
Ticker Security ID: Meeting Date Meeting Status
POR CUSIP 736508847 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director John W. Ballantine Mgmt For Withhold Against
1.2 Elect Director Rodney L. Brown, Jr. Mgmt For Withhold Against
1.3 Elect Director David A. Dietzler Mgmt For Withhold Against
1.4 Elect Director Kirby A. Dyess Mgmt For For For
1.5 Elect Director Peggy Y. Fowler Mgmt For For For
1.6 Elect Director Mark B. Ganz Mgmt For Withhold Against
1.7 Elect Director Corbin A. McNeill, Jr. Mgmt For Withhold Against
1.8 Elect Director Neil J. Nelson Mgmt For Withhold Against
1.9 Elect Director M. Lee Pelton Mgmt For Withhold Against
1.10 Elect Director James J. Piro Mgmt For Withhold Against
1.11 Elect Director Robert T.F. Reid Mgmt For Withhold Against
2 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against
4 Ratify Auditors Mgmt For Against Against
5 Adopt Quantitative GHG Goals for ShrHldr Against For Against
Products and
Operations
POSTNL NV
Ticker Security ID: Meeting Date Meeting Status
CINS N86672107 05/25/2011 Voted
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Open Meeting Mgmt N/A N/A N/A
2 Approve Demeger Proposal Re: Mgmt For For For
Seperation of Mail Business and
Express
Business
3 Other Business and Close Meeting Mgmt N/A N/A N/A
POSTNL NV
Ticker Security ID: Meeting Date Meeting Status
CINS N86672107 05/25/2011 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Open Meeting and Receive Annoucements Mgmt N/A N/A N/A
2 Presentation by M.P. Bakker, CEO Mgmt N/A N/A N/A
3 Receive Annual Report 2010 Mgmt N/A N/A N/A
4 Discussion on Company's Corporate Mgmt N/A N/A N/A
Governance
Structure
5 Adopt Financial Statements Mgmt For For For
6.1 Receive Explanation on Company's Mgmt N/A N/A N/A
Reserves and Dividend
Policy
6.2 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 0.57 per
Share
7 Approve Discharge of Management Board Mgmt For For For
8 Approve Discharge of Supervisory Mgmt For Against Against
Board
9.1 Announce Vacancies on the Board Mgmt N/A N/A N/A
9.2 Opportunity to Make Recommendations Mgmt N/A N/A N/A
9.3 Announce Intention of the Mgmt N/A N/A N/A
Supervisory Board to Nominate
Supervisory Board
Members
10 Reelect M.E. Harris to Supervisory Mgmt For For For
Board
11 Reelect W. Kok to Supervisory Board Mgmt For For For
12 Elect T. Menssen to Supervisory Board Mgmt For For For
13 Elect M.A.M. Boersma to Supervisory Mgmt For For For
Board
14 Announce Vacancies on the Mgmt N/A N/A N/A
Supervisory Board Arising in
2012
15 Announcement of Intention of the Mgmt N/A N/A N/A
Supervisory Board to Appoint B.L.
Bot to the Management
Board
16 Announcement of Intention of the Mgmt N/A N/A N/A
Supervisory Board to Appoint J.P.P.
Bos, G.T.C.A. Aben and H.W.P.M.A.
Verhagen to the Management
Board
17 Amend Article Re: Abolition of Large Mgmt For For For
Company
Regime
18 Grant Board Authority to Issue Mgmt For For For
Shares Up To 10 Percent of Issued
Capital Plus Additional 10 Percent
in Case of
Takeover/Merger
19 Authorize Board to Exclude Mgmt For For For
Preemptive Rights from Issuance
under Item
18
20 Authorize Repurchase of Shares Mgmt For For For
21 Approve Reduction in Share Capital Mgmt For For For
and Authorize Cancellation of
Repurchased
Shares
22.1 Presentation of the Demerger Proposal Mgmt N/A N/A N/A
22.2 Discuss the Demerger Proposal Mgmt N/A N/A N/A
23 Allow Questions Mgmt N/A N/A N/A
24 Close Meeting Mgmt N/A N/A N/A
Potlatch
Corporation
Ticker Security ID: Meeting Date Meeting Status
PCH CUSIP 737630103 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Jerome C. Knoll Mgmt For Against Against
2 Elect Director John S. Moody Mgmt For Against Against
3 Elect Director Lawrence S. Peiros Mgmt For Against Against
4 Ratify Auditors Mgmt For For For
5 Amend Omnibus Stock Plan Mgmt For Against Against
6 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
7 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against
Praxair, Inc.
Ticker Security ID: Meeting Date Meeting Status
PX CUSIP 74005P104 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Stephen F. Angel Mgmt For For For
1.2 Elect Director Oscar Bernardes Mgmt For For For
1.3 Elect Director Nance K. Dicciani Mgmt For For For
1.4 Elect Director Edward G. Galante Mgmt For For For
1.5 Elect Director Claire W. Gargalli Mgmt For For For
1.6 Elect Director Ira D. Hall Mgmt For For For
1.7 Elect Director Raymond W. LeBoeuf Mgmt For For For
1.8 Elect Director Larry D. McVay Mgmt For For For
1.9 Elect Director Wayne T. Smith Mgmt For For For
1.10 Elect Director Robert L. Wood Mgmt For For For
2 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For
4 Amend Executive Incentive Bonus Plan Mgmt For Against Against
5 Amend Omnibus Stock Plan Mgmt For Against Against
6 Ratify Auditors Mgmt For Against Against
Red Electrica
Corporacion
SA
Ticker Security ID: Meeting Date Meeting Status
REE CINS E42807102 04/12/2011 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements and Mgmt For For For
Statutory Reports for Fiscal Year
Ended Dec. 31,
2010
2 Approve Consolidated Financial Mgmt For For For
Statements and Statutory Reports
for Fiscal Year
2010
3 Approve Allocation of Income Mgmt For For For
4 Approve Discharge of Directors for Mgmt For For For
Fiscal Year
2010
5 Re-appoint PricewaterhouseCoopers as Mgmt For For For
Auditors for Individual and
Consolidated
Accounts
6.1 Amend Articles 1, 6, 7, 8, 11, 12, Mgmt For For For
14, 15, 17, 18, 20, 22, 23, 24, 29,
32, and 33 of
Bylaws
6.2 Amend Article 13 Re: Location of Mgmt For For For
General
Meetings
7.1 Amend Articles 1, 2, 3, 6, 8, 9,11, Mgmt For For For
15, 16, and Remove Introductory
Paragraph of General Meeting
Regulations
7.2 Amend Article 5 of General Meeting Mgmt For For For
Regulations Re: Location of General
Meetings
8.1 Authorize Repurchase of Shares; Mgmt For For For
Approve Allocation of Repurchased
Shares as Part of Employees' and
Executive Directors'
Remuneration
8.2 Approve Stock in Lieu of Cash Plan Mgmt For For For
8.3 Void Previous Share Repurchase Mgmt For For For
Authorization
9.1 Approve Remuneration Policy Report Mgmt For Against Against
9.2 Approve Remuneration of Directors Mgmt For Against Against
for Fiscal Year
2010
10 Authorize Board to Ratify and Mgmt For For For
Execute Approved
Resolutions
11 Receive 2010 Corporate Governance Mgmt N/A N/A N/A
Report
12 Receive Report in Compliance with Mgmt N/A N/A N/A
Article 116 bis of Stock Market
Law
Reed Elsevier plc
Ticker Security ID: Meeting Date Meeting Status
REL CINS G74570121 04/20/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Remuneration Report Mgmt For Against Against
3 Approve Final Dividend Mgmt For For For
4 Reappoint Deloitte LLP as Auditors Mgmt For Against Against
5 Authorise Board to Fix Remuneration Mgmt For Against Against
of
Auditors
6 Elect Adrian Hennah as Director Mgmt For For For
7 Re-elect Mark Armour as Director Mgmt For For For
8 Re-elect Mark Elliott as Director Mgmt For For For
9 Re-elect Erik Engstrom as Director Mgmt For For For
10 Re-elect Anthony Habgood as Director Mgmt For For For
11 Re-elect Lisa Hook as Director Mgmt For For For
12 Re-elect Robert Polet as Director Mgmt For For For
13 Re-elect David Reid as Director Mgmt For For For
14 Re-elect Ben van der Veer as Director Mgmt For For For
15 Authorise Issue of Equity with Mgmt For For For
Pre-emptive
Rights
16 Authorise Issue of Equity without Mgmt For For For
Pre-emptive
Rights
17 Authorise Market Purchase Mgmt For For For
18 Authorise the Company to Call EGM Mgmt For For For
with Two Weeks'
Notice
Royal Bank Of
Canada
Ticker Security ID: Meeting Date Meeting Status
RY CUSIP 780087102 03/03/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director W. Geoffrey Beattie Mgmt For For For
1.2 Elect Director John T. Ferguson Mgmt For For For
1.3 Elect Director Paule Gauthier Mgmt For For For
1.4 Elect Director Timothy J. Hearn Mgmt For For For
1.5 Elect Director Alice D. Laberge Mgmt For For For
1.6 Elect Director Jacques Lamarre Mgmt For For For
1.7 Elect Director Brandt C. Louie Mgmt For For For
1.8 Elect Director Michael H. McCain Mgmt For For For
1.9 Elect Director Gordon M. Nixon Mgmt For For For
1.10 Elect Director David P. O'Brien Mgmt For For For
1.11 Elect Director J. Pedro Reinhard Mgmt For For For
1.12 Elect Director Edward Sonshine Mgmt For For For
1.13 Elect Director Kathleen P. Taylor Mgmt For For For
1.14 Elect Director Victor L. Young Mgmt For For For
2 Ratify Deloitte & Touche LLP as Mgmt For Withhold Against
Auditors
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
Approach
4 Critical Mass of Qualified Women on ShrHldr Against For Against
the
Board
5 Adopt a Policy Stipulating an ShrHldr Against For Against
Internal Pay
Ratio
6 Abolition of Subsidiaries and ShrHldr Against Against For
Branches in Tax
Havens
7 Additional Information Regarding ShrHldr Against For Against
Peer Comparisons of
Compensation
Siemens AG
Ticker Security ID: Meeting Date Meeting Status
SIE CINS D69671218 01/25/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Receive Supervisory Board Report, Mgmt N/A N/A N/A
Corporate Governance Report,
Remuneration Report, and Compliance
Report for Fiscal 2009/2010
(Non-Voting)
2 Receive Financial Statements and Mgmt N/A N/A N/A
Statutory Reports for Fiscal
2009/2010
(Non-Voting)
3 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 2.70 per
Share
4 Approve Discharge of Management Mgmt For For For
Board for Fiscal
2009/2010
5 Approve Discharge of Supervisory Mgmt For For For
Board for Fiscal
2009/2010
6 Approve Remuneration System for Mgmt For Against Against
Management Board
Members
7 Ratify Ernst & Young GmbH as Mgmt For Against Against
Auditors for Fiscal 2010/2011 and
for the Inspection of the
Abbreviated Financial Statements
for the First Half of Fiscal
2010/2011
8 Authorize Share Repurchase Program Mgmt For For For
and Reissuance or Cancellation of
Repurchased
Shares
9 Authorize Use of Financial Mgmt For For For
Derivatives when Repurchasing
Shares
10 Approve Creation of EUR 90 Million Mgmt For For For
Pool of Capital to Guarantee
Conversion Rights for Issuance of
Shares to
Employees
11 Approve Remuneration of Supervisory Mgmt For Against Against
Board
12 Approve Affiliation Agreements with Mgmt For For For
Siemens Finance
GmbH
13 Approve Issuance of Warrants/Bonds Mgmt For For For
with Warrants Attached/Convertible
Bonds without Preemptive Rights up
to Aggregate Nominal Amount of EUR
15 Billion; Approve Creation of EUR
270 Million Pool of Capital to
Guarantee Conversion
Rights
14 Amend Corporate Purpose ShrHldr Against Against For
Skf Ab
Ticker Security ID: Meeting Date Meeting Status
SKFB CINS W84237143 04/28/2011 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Open Meeting Mgmt N/A N/A N/A
2 Elect Leif Ostling as Chairman of Mgmt For For For
Meeting
3 Prepare and Approve List of Mgmt For For For
Shareholders
4 Approve Agenda of Meeting Mgmt For For For
5 Designate Inspector(s) of Minutes of Mgmt For For For
Meeting
6 Acknowledge Proper Convening of Mgmt For For For
Meeting
7 Receive Financial Statements and Mgmt N/A N/A N/A
Statutory Reports; Receive
Auditor's
Report
8 Receive President's Report Mgmt N/A N/A N/A
9 Approve Financial Statements and Mgmt For For For
Statutory
Reports
10 Approve Allocation of Income and Mgmt For For For
Dividends of SEK 5.00 per
Share
11 Approve Discharge of Board and Mgmt For For For
President
12 Determine Number of Members (10) and Mgmt For For For
Deputy Members (0) of
Board
13 Approve Remuneration of Directors in Mgmt For For For
the Amount of SEK 1.2 Million for
Chairman and SEK 412,500 for Other
Members; Approve Remuneration for
Committee Work and Variable
Pay
14 Reelect Leif Ostling (Chairman), Mgmt For For For
Ulla Litzen, Tom Johnstone, Winnie
Fok, Lena Torell, Peter Grafoner,
Lars Wedenborn, Joe Loughrey, and
Jouko Karvinen as Directors; Elect
Babasaheb Kalyani as New
Director
15 Approve Remuneration of Auditors Mgmt For Against Against
16 Amend Articles Re: Convocation of Mgmt For For For
General
Meeting
17 Approve Remuneration Policy And Mgmt For Against Against
Other Terms of Employment For
Executive
Management
18 Approve Restricted Stock Plan for Mgmt For Against Against
Key
Employees
19 Authorize Repurchase up to Five Mgmt For For For
Percent of Issued Share
Capital
20 Authorize Chairman of Board and Mgmt For For For
Representatives of Four of
Company's Largest Shareholders to
Serve on Nominating
Committee
Smith & Nephew
plc
Ticker Security ID: Meeting Date Meeting Status
SN. CINS G82343164 04/14/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
2 Approve Remuneration Report Mgmt For For For
3 Approve Final Dividend Mgmt For For For
4 Re-elect Ian Barlow as Director Mgmt For For For
5 Re-elect Genevieve Berger as Director Mgmt For For For
6 Elect Olivier Bohuon as Director Mgmt For For For
7 Re-elect John Buchanan as Director Mgmt For For For
8 Re-elect Adrian Hennah as Director Mgmt For For For
9 Re-elect Dr Pamela Kirby as Director Mgmt For For For
10 Re-elect Brian Larcombe as Director Mgmt For For For
11 Re-elect Joseph Papa as Director Mgmt For For For
12 Re-elect Richard De Schutter as Mgmt For For For
Director
13 Re-elect Dr Rolf Stomberg as Director Mgmt For For For
14 Reappoint Ernst & Young LLP as Mgmt For Against Against
Auditors
15 Authorise Board to Fix Remuneration Mgmt For Against Against
of
Auditors
16 Authorise Issue of Equity with Mgmt For For For
Pre-emptive
Rights
17 Authorise Issue of Equity without Mgmt For For For
Pre-emptive
Rights
18 Authorise Market Purchase Mgmt For For For
19 Authorise the Company to Call EGM Mgmt For For For
with Two Weeks'
Notice
Staples, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPLS CUSIP 855030102 06/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Basil L. Anderson Mgmt For For For
2 Elect Director Arthur M. Blank Mgmt For For For
3 Elect Director Mary Elizabeth Burton Mgmt For For For
4 Elect Director Justin King Mgmt For For For
5 Elect Director Carol Meyrowitz Mgmt For For For
6 Elect Director Rowland T. Moriarty Mgmt For For For
7 Elect Director Robert C. Nakasone Mgmt For For For
8 Elect Director Ronald L. Sargent Mgmt For For For
9 Elect Director Elizabeth A. Smith Mgmt For For For
10 Elect Director Robert E. Sulentic Mgmt For For For
11 Elect Director Vijay Vishwanath Mgmt For For For
12 Elect Director Paul F. Walsh Mgmt For For For
13 Ratify Auditors Mgmt For Against Against
14 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For
16 Provide Right to Act by Written ShrHldr Against For Against
Consent
SunPower
Corporation
Ticker Security ID: Meeting Date Meeting Status
SPWRA CUSIP 867652109 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Thomas R. McDaniel Mgmt For Withhold Against
1.2 Elect Director Thomas H. Werner Mgmt For Withhold Against
2 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers'
Compensation
3 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against
Telefonica S.A.
Ticker Security ID: Meeting Date Meeting Status
TEF CUSIP 879382109 05/17/2011 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Individual and Consolidated Mgmt For For For
Financial Statements, Statutory
Reports, Allocation of Income, and
Discharge Directors for FY
2010
2 Approve Dividend Distribution of EUR Mgmt For For For
0.77 Per Share Charged to
Unrestricted
Reserves
3.1 Amend Several Articles of Bylaws to Mgmt For For For
Adapt to Revised
Legislations
3.2 Add New Paragraph 5 to Article 16 of Mgmt For For For
Bylaws Re: General
Meeting
3.3 Add New Article 26 bis to Bylaws Re: Mgmt For For For
Board-Related
4.1 Amend Several Articles of General Mgmt For For For
Meeting Regulations to Adapt to
Revised
Legislations
4.2 Amend Article 14.1 of General Mgmt For For For
Meeting
Regulations
5.1 Re-elect Isidro Faine Casas as Mgmt For Against Against
Director
5.2 Re-elect Vitalino Manuel Nafria Mgmt For Against Against
Aznar as
Director
5.3 Re-elect Julio Linares Lopez as Mgmt For Against Against
Director
5.4 Re-elect David Arculus as Director Mgmt For For For
5.5 Re-elect Carlos Colomer Casellas as Mgmt For For For
Director
5.6 Re-elect Peter Erskine as Director Mgmt For Against Against
5.7 Re-elect Alfonso Ferrari Herrero as Mgmt For For For
Director
5.8 Re-elect Antonio Massanell Lavilla Mgmt For Against Against
as
Director
5.9 Elect Chang Xiaobing as Director Mgmt For Against Against
6 Authorize Increase in Capital up to Mgmt For For For
50 Percent via Issuance of New
Shares with Possibility of Total or
Partial Exclusion of Preemptive
Rights
7 Re-elect Ernst & Young SL as Mgmt For Against Against
Auditors of Individual and
Consolidated
Accounts
8 Approve Long-Term Incentive Plan Mgmt For For For
Consisting of Delivery of Company
Shares to Executive Team Members of
Telefonica
Group
9 Approve Long-Term Incentive Mgmt For For For
Restricted Plan Consisting of
Delivery of Shares to Employees and
Executive Personnel of Telefonica
Group
10 Approve Share Matching Plan Mgmt For For For
11 Authorize Board to Ratify and Mgmt For For For
Execute Approved
Resolutions
Umicore
Ticker Security ID: Meeting Date Meeting Status
CINS B95505168 04/26/2011 Voted
Meeting Type Country of Trade
Mix Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Receive Directors' and Auditors' Mgmt N/A N/A N/A
Reports
2 Approve Financial Statements, Mgmt For For For
Allocation of Income, and Dividends
of EUR 0.80 per
Share
3 Receive Consolidated Financial Mgmt N/A N/A N/A
Statements and Statutory
Reports
4 Approve Discharge of Directors Mgmt For For For
5 Approve Discharge of Auditors Mgmt For For For
6.1 Reelect G. Pacquot as Director Mgmt For For For
6.2 Reelect U-E. Bufe as Director Mgmt For For For
6.3 Reelect A. de Pret as Director Mgmt For For For
6.4 Reelect J. Oppenheimer as Director Mgmt For For For
6.5 Elect I. Kolmsee as Independent Mgmt For For For
Director
6.6 Approve Remuneration of Directors Mgmt For For For
7.1 Ratify PricewaterhauseCoopers as Mgmt For Against Against
Auditors
7.2 Approve Auditors' Remuneration Mgmt For Against Against
Umicore
Ticker Security ID: Meeting Date Meeting Status
CINS B95505168 04/26/2011 Voted
Meeting Type Country of Trade
Mix Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Renew Authorization to Increase Mgmt For For For
Share Capital within the Framework
of Authorized
Capital
2.1 Amend Article 16 Re: Convening of Mgmt For For For
Shareholders'
Meetings
2.2 Amend Article 17 Re: Admission of Mgmt For For For
Shareholders'
Meetings
2.3 Amend Article 18 Re: Conduct of Mgmt For For For
Shareholders'
meeting
2.4 Amend Article 19 Re: Votes at Mgmt For For For
Shareholder
Meeting
3 Approve Precedent Condition for Mgmt For For For
Items
2.1-2.4
Unibail Rodamco
Ticker Security ID: Meeting Date Meeting Status
UL CINS F95094110 04/27/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements and Mgmt For For For
Statutory
Reports
2 Accept Consolidated Financial Mgmt For For For
Statements and Statutory
Reports
3 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 5.30 per
Share
4 Approve Transfer from Distributable Mgmt For For For
Reserves and Premium Account to
Shareholders for an Amount of EUR
2.70 per
Share
5 Approve Auditors' Special Report on Mgmt For For For
Related-Party
Transactions
6 Reelect Yves Lyon-Caen as Mgmt For For For
Supervisory Board
Member
7 Reelect Robert Ter Haar as Mgmt For For For
Supervisory Board
Member
8 Elect Jose Luis Duran as Supervisory Mgmt For For For
Board
Member
9 Elect Marella Moretti as Supervisory Mgmt For For For
Board
Member
10 Elect Herbert Schimetschek as Mgmt For For For
Supervisory Board
Member
11 Renew Appointment of Ernst and Young Mgmt For For For
Audit as
Auditor
12 Appoint Deloitte et Associes as Mgmt For For For
Auditor
13 Appoint Auditex as Alternate Auditor Mgmt For For For
14 Appoint BEAS as Alternate Auditor Mgmt For For For
15 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share
Capital
16 Approve Reduction in Share Capital Mgmt For For For
via Cancellation of Repurchased
Shares
17 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 75
Million
18 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 45
Million
19 Authorize Board to Increase Capital Mgmt For For For
in the Event of Additional Demand
Related to Delegation Submitted to
Shareholder Vote under Items 17 and
18
Above
20 Authorize Capital Increase of up to Mgmt For For For
10 Percent of Issued Capital for
Future
Acquisitions
21 Approve Employee Stock Purchase Plan Mgmt For For For
22 Authorize up to 3 Percent of Issued Mgmt For For For
Capital for Use in Stock Option
Plan
23 Authorize Filing of Required Mgmt For For For
Documents/Other
Formalities
Unibail Rodamco
SE
Ticker Security ID: Meeting Date Meeting Status
CINS F95094110 09/08/2010 Voted
Meeting Type Country of Trade
Special France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Transfer from Premium Mgmt For For For
Account to Shareholders for an
Amount of EUR 20 per
Share
2 Authorize Filing of Required Mgmt For For For
Documents/Other
Formalities
UniCredit SpA
Ticker Security ID: Meeting Date Meeting Status
UCG CINS T95132105 04/27/2011 Voted
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Accept Financial Statements and Mgmt For For For
Statutory
Reports
1.2 Approve Allocation of Income Mgmt For For For
1.3 Elect Director Mgmt For Against Against
1.4 Approve Remuneration of Board Mgmt For For For
Committee
Members
1.5 Approve Remuneration of Auditors Mgmt For Against Against
1.6 Approve Remuneration for the Mgmt For For For
Representative of Holders of Saving
Shares
1.7 Amend Regulations on General Meetings Mgmt For For For
1.8 Approve Remuneration Report Mgmt For For For
1.9 Approve Equity Compensation Plans Mgmt For Against Against
1.10 Approve Group Employees Share Mgmt For For For
Ownership Plan
2011
2.1 Amend Company Bylaws Mgmt For For For
2.2 Approve Issuance of 206 Million Mgmt For Against Against
Shares Reserved for Stock Grant
Plans
2.3 Approve Issuance of 68 Million Mgmt For Against Against
Shares Reserved for Stock Grant
Plans
United Natural
Foods,
Inc.
Ticker Security ID: Meeting Date Meeting Status
UNFI CUSIP 911163103 12/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Gordon D. Barker Mgmt For Against Against
2 Elect Director Gail A. Graham Mgmt For Against Against
3 Elect Director Mary Elizabeth Burton Mgmt For For For
4 Ratify Auditors Mgmt For Against Against
5 Amend Omnibus Stock Plan Mgmt For Against Against
Vestas Wind
System
AS
Ticker Security ID: Meeting Date Meeting Status
CINS K9773J128 03/28/2011 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Receive Report of Board Mgmt N/A N/A N/A
2 Approve Financial Statements and Mgmt For For For
Statutory
Reports
3.1 Approve Remuneration of Directors Mgmt For For For
for
2010
3.2 Approve Remuneration of Directors Mgmt For For For
for
2011
4 Approve Allocation of Income and Mgmt For For For
Omission of
Dividend
5.1 Reelect Bent Carlsen as Director Mgmt For For For
5.2 Reelect Torsten Rasmussen as Director Mgmt For For For
5.3 Reelect Freddy Frandsen as Director Mgmt For For For
5.4 Reelect Hakan Eriksson as Director Mgmt For For For
5.5 Reelect Jorgen Rasmussen as Director Mgmt For For For
5.6 Reelect Jorn Thomsen as Director Mgmt For For For
5.7 Reelect Kurt Nielsen as Director Mgmt For For For
5.8 Elect Carsten Bjerg as New Director Mgmt For For For
6 Ratify PricewaterhouseCoopers as Mgmt For Against Against
Auditors
7.1 Approve Guidelines for Mgmt For Against Against
Incentive-Based Compensation for
Executive Management and
Board
7.2 Extend Board's Authorizations to Mgmt For For For
Create DKK 20.4 Million Pool of
Capital until May 1,
2015
7.3 Authorize Repurchase up to 10 Mgmt For Against Against
Percent of Share
Capital
7.4 Resolve that Vestas will not use the ShrHldr Against Against For
test centre in Osterild designated
by the Danish
Government
8 Other Business Mgmt N/A N/A N/A
========== END NPX REPORT
========== SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
PAX WORLD FUNDS SERIES TRUST I
(Registrant)
By: /s/ Joseph F. Keefe
Joseph F. Keefe
President & CEO
Date: August 24, 2011