SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX REPORT
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number
0000076721
PAX WORLD FUNDS TRUST II
(Exact name of registrant as specified in charter)
30 Penhallow St, Ste. 400
Portsmouth, NH 03801
(Address of principal executive offices)
Registrant's Telephone Number, Including Area Code:
(800) 767-1729
Pax World Management LLC
30 Penhallow Street, Suite 400
Portsmouth, NH 03801
Attn: Joseph F. Keefe
(Name and address of agent for service)
Date of fiscal year end: December 31, 2011
Date of reporting period: July 1, 2010 - June 30, 2011
Item 1: Proxy Voting Record
==============================================================================
Fund Name : Pax MSCI North America ESG Index ETF
07/01/2010 - 06/30/2011
3M Company
Ticker Security ID: Meeting Date Meeting Status
MMM CUSIP 88579Y101 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Linda Alvarado Mgmt For For For
2 Elect George Buckley Mgmt For Against Against
3 Elect Vance Coffman Mgmt For For For
4 Elect Michael Eskew Mgmt For For For
5 Elect W. James Farrell Mgmt For For For
6 Elect Herbert Henkel Mgmt For For For
7 Elect Edward Liddy Mgmt For For For
8 Elect Robert Morrison Mgmt For Against Against
9 Elect Aulana Peters Mgmt For For For
10 Elect Robert Ulrich Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For Against Against
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
Abbott
Laboratories
Ticker Security ID: Meeting Date Meeting Status
ABT CUSIP 002824100 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Alpern Mgmt For For For
1.2 Elect Roxanne Austin Mgmt For For For
1.3 Elect W. James Farrell Mgmt For Withhold Against
1.4 Elect H. Laurance Fuller Mgmt For Withhold Against
1.5 Elect Edward Liddy Mgmt For Withhold Against
1.6 Elect Phebe Novakovic Mgmt For For For
1.7 Elect William Osborn Mgmt For Withhold Against
1.8 Elect Samuel Scott III Mgmt For For For
1.9 Elect Glenn Tilton Mgmt For For For
1.10 Elect Miles White Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Pharmaceutical Price
Restraints
Accenture PLC
Ticker Security ID: Meeting Date Meeting Status
ACN CUSIP G1151C101 02/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Charles Giancarlo Mgmt For Against Against
3 Elect Dennis Hightower Mgmt For Against Against
4 Elect Blythe McGarvie Mgmt For Against Against
5 Elect Mark Moody-Stuart Mgmt For Against Against
6 Elect Pierre Nanterme Mgmt For Against Against
7 Ratification of Auditor and Mgmt For For For
Authority to Set
Fees
8 Advisory Vote on Executive Mgmt For Against Against
Compensation
9 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
10 Authorization to Hold the 2012 Mgmt For For For
Annual Meeting Outside of
Ireland
11 Authority to Repurchase Shares Mgmt For Against Against
12 Authority to Set Price of Reissued Mgmt For For For
Treasury
Shares
Adobe Systems
Incorporated
Ticker Security ID: Meeting Date Meeting Status
ADBE CUSIP 00724F101 04/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Robert Burgess Mgmt For Against Against
2 Elect Daniel Rosensweig Mgmt For Against Against
3 Elect Robert Sedgewick Mgmt For Against Against
4 Elect John Warnock Mgmt For Against Against
5 Amendment to the 1997 Employee Stock Mgmt For For For
Purchase
Plan
6 2011 Executive Cash Performance Mgmt For Against Against
Bonus
Plan
7 Ratification of Auditor Mgmt For For For
8 Repeal of Classified Board Mgmt For For For
9 Advisory Vote on Executive Mgmt For Against Against
Compensation
10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Advance Auto
Parts,
Inc.
Ticker Security ID: Meeting Date Meeting Status
AAP CUSIP 00751Y106 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Bergstrom Mgmt For Withhold Against
1.2 Elect John Brouillard Mgmt For For For
1.3 Elect Fiona Dias Mgmt For Withhold Against
1.4 Elect Frances Frei Mgmt For For For
1.5 Elect Darren Jackson Mgmt For For For
1.6 Elect William Oglesby Mgmt For For For
1.7 Elect J. Paul Raines Mgmt For For For
1.8 Elect Gilbert Ray Mgmt For Withhold Against
1.9 Elect Carlos Saladrigas Mgmt For For For
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Advanced Micro
Devices,
Inc.
Ticker Security ID: Meeting Date Meeting Status
AMD CUSIP 007903107 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Bruce Claflin Mgmt For Against Against
2 Elect W. Michael Barnes Mgmt For Against Against
3 Elect John Caldwell Mgmt For Against Against
4 Elect Henry Chow Mgmt For Against Against
5 Elect Craig Conway Mgmt For Against Against
6 Elect Nicholas Donofrio Mgmt For Against Against
7 Elect H. Paulett Eberhart Mgmt For Against Against
8 Elect Waleed Al Mokarrab Al Muhairi Mgmt For Against Against
9 Elect Robert Palmer Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 2011 Executive Incentive Plan Mgmt For For For
12 Advisory Vote on Executive Mgmt For Against Against
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Aetna Inc.
Ticker Security ID: Meeting Date Meeting Status
AET CUSIP 00817Y108 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Mark Bertolini Mgmt For For For
2 Elect Frank Clark, Jr. Mgmt For Against Against
3 Elect Betsy Cohen Mgmt For Against Against
4 Elect Molly Coye Mgmt For Against Against
5 Elect Roger Farah Mgmt For Against Against
6 Elect Barbara Franklin Mgmt For Against Against
7 Elect Jeffrey Garten Mgmt For Against Against
8 Elect Gerald Greenwald Mgmt For For For
9 Elect Ellen Hancock Mgmt For For For
10 Elect Richard Harrington Mgmt For For For
11 Elect Edward Ludwig Mgmt For For For
12 Elect Joseph Newhouse Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2010 Stock Mgmt For Against Against
Incentive
Plan
15 2011 Employee Stock Purchase Plan Mgmt For For For
16 Advisory Vote on Executive Mgmt For Against Against
Compensation
17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
Aflac
Incorporated
Ticker Security ID: Meeting Date Meeting Status
AFL CUSIP 001055102 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Daniel Amos Mgmt For Against Against
2 Elect John Shelby Amos II Mgmt For Against Against
3 Elect Paul Amos II Mgmt For For For
4 Elect Michael Armacost Mgmt For For For
5 Elect Kriss Cloninger III Mgmt For Against Against
6 Elect Elizabeth Hudson Mgmt For For For
7 Elect Douglas Johnson Mgmt For For For
8 Elect Robert Johnson Mgmt For For For
9 Elect Charles Knapp Mgmt For For For
10 Elect E. Stephen Purdom Mgmt For For For
11 Elect Barbara Rimer Mgmt For For For
12 Elect Marvin Schuster Mgmt For Against Against
13 Elect David Thompson Mgmt For For For
14 Elect Robert Wright Mgmt For For For
15 Elect Takuro Yoshida Mgmt For For For
16 Advisory Vote on Executive Mgmt For Against Against
Compensation
17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
18 Ratification of Auditor Mgmt For For For
Agilent
Technologies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
A CUSIP 00846U101 03/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Heidi Fields Mgmt For Against Against
2 Elect David Lawrence Mgmt For Against Against
3 Elect A. Barry Rand Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Agnico-Eagle
Mines
Limited
Ticker Security ID: Meeting Date Meeting Status
AEM CUSIP 008474108 04/29/2011 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Leanne Baker Mgmt For Withhold Against
1.2 Elect Douglas Beaumont Mgmt For Withhold Against
1.3 Elect Sean Boyd Mgmt For For For
1.4 Elect Martine Celej Mgmt For For For
1.5 Elect Clifford Davis Mgmt For Withhold Against
1.6 Elect Robert Gemmell Mgmt For For For
1.7 Elect Bernard Kraft Mgmt For For For
1.8 Elect Mel Leiderman Mgmt For Withhold Against
1.9 Elect James Nasso Mgmt For For For
1.10 Elect Sean Riley Mgmt For For For
1.11 Elect J. Merfyn Roberts Mgmt For For For
1.12 Elect Eberhard Scherkus Mgmt For For For
1.13 Elect Howard Stockford Mgmt For Withhold Against
1.14 Elect Pertti Voutilainen Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Amendment to the Stock Option Plan Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
Agrium Inc.
Ticker Security ID: Meeting Date Meeting Status
AGU CUSIP 008916108 05/10/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ralph Cunningham Mgmt For Withhold Against
1.2 Elect Russel Girling Mgmt For For For
1.3 Elect Susan Henry Mgmt For For For
1.4 Elect Russell Horner Mgmt For Withhold Against
1.5 Elect David Lesar Mgmt For For For
1.6 Elect John Lowe Mgmt For For For
1.7 Elect A. Anne McLellan Mgmt For For For
1.8 Elect Derek Pannell Mgmt For For For
1.9 Elect Frank Proto Mgmt For For For
1.10 Elect Michael Wilson Mgmt For For For
1.11 Elect Victor Zaleschuk Mgmt For For For
2 Appointment of Auditor Mgmt For For For
Air Products and
Chemicals,
Inc.
Ticker Security ID: Meeting Date Meeting Status
APD CUSIP 009158106 01/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Chadwick Deaton Mgmt For Withhold Against
1.2 Elect Michael Donahue Mgmt For Withhold Against
1.3 Elect Ursula Fairbairn Mgmt For Withhold Against
1.4 Elect Lawrence Smith Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Approval of the Annual Incentive Plan Mgmt For For For
Airgas, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARG CUSIP 009363102 09/15/2010 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Clancey Opp N/A TNA N/A
1.2 Elect Robert Lumpkins Opp N/A TNA N/A
1.3 Elect Ted Miller, Jr. Opp N/A TNA N/A
2 Shareholder Proposal Regarding ShrHoldr N/A TNA N/A
Director Eligibility
Requirements
3 Shareholder Proposal Regarding ShrHoldr N/A TNA N/A
Annual Meeting
Date
4 Shareholder Proposal Regarding ShrHoldr N/A TNA N/A
Repeal of Bylaw
Amendments
5 Ratification of Auditor Mgmt N/A TNA N/A
6 Amendment to the 2003 Employee Stock Mgmt N/A TNA N/A
Purchase
Plan
Airgas, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARG CUSIP 009363102 09/15/2010 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Peter McCausland Mgmt For For For
1.2 Elect W. Thacher Brown Mgmt For For For
1.3 Elect Richard Ill Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2003 Employee Stock Mgmt For For For
Purchase
Plan
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Director Eligibility
Requirements
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Annual Meeting
Date
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Repeal of Bylaw
Amendments
Alcoa Inc.
Ticker Security ID: Meeting Date Meeting Status
AA CUSIP 013817101 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Klaus Kleinfeld Mgmt For Against Against
2 Elect James Owens Mgmt For Against Against
3 Elect Ratan Tata Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
5 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
7 Annual Cash Incentive Plan Mgmt For Against Against
8 Elimination of Supermajority Mgmt For For For
Requirement Relating to Fair Price
Protection
9 Elimination of Supermajority Mgmt For For For
Requirement Relating to the Board
of
Directors
10 Elimination of Supermajority Mgmt For For For
Requirement Relating to the Removal
of
Directors
11 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
Allegheny
Technologies
Incorporated
Ticker Security ID: Meeting Date Meeting Status
ATI CUSIP 01741R102 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Diggs Mgmt For Withhold Against
1.2 Elect J. Brett Harvey Mgmt For Withhold Against
1.3 Elect Michael Joyce Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Allergan, Inc.
Ticker Security ID: Meeting Date Meeting Status
AGN CUSIP 018490102 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Deborah Dunsire Mgmt For Against Against
2 Elect Trevor Jones Mgmt For Against Against
3 Elect Louis Lavigne, Jr. Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
7 2011 Executive Bonus Plan Mgmt For For For
8 2011 Incentive Award Plan Mgmt For Against Against
9 Repeal of Classified Board Mgmt For For For
Alliant Energy
Corporation
Ticker Security ID: Meeting Date Meeting Status
LNT CUSIP 018802108 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Harvey Mgmt For Withhold Against
1.2 Elect Singleton McAllister Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
AMB Property
Corporation
Ticker Security ID: Meeting Date Meeting Status
AMB CUSIP 00163T109 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect T. Robert Burke Mgmt For Against Against
2 Elect David Cole Mgmt For Against Against
3 Elect Lydia Kennard Mgmt For Against Against
4 Elect J. Michael Losh Mgmt For Against Against
5 Elect Hamid Moghadam Mgmt For Against Against
6 Elect Frederick Reid Mgmt For Against Against
7 Elect Jeffrey Skelton Mgmt For Against Against
8 Elect Thomas Tusher Mgmt For Against Against
9 Elect Carl Webb Mgmt For Against Against
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
AMB Property
Corporation
Ticker Security ID: Meeting Date Meeting Status
AMB CUSIP 00163T109 06/01/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of the Merger Mgmt For For For
2 Amendments to Bylaws Mgmt For For For
3 Amendments to Charter Mgmt For Against Against
4 Right to Adjourn Meeting Mgmt For For For
American Express
Company
Ticker Security ID: Meeting Date Meeting Status
AXP CUSIP 025816109 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Daniel Akerson Mgmt For For For
1.2 Elect Charlene Barshefsky Mgmt For Withhold Against
1.3 Elect Ursula Burns Mgmt For For For
1.4 Elect Kenneth Chenault Mgmt For Withhold Against
1.5 Elect Peter Chernin Mgmt For Withhold Against
1.6 Elect Theodore Leonsis Mgmt For Withhold Against
1.7 Elect Jan Leschly Mgmt For Withhold Against
1.8 Elect Richard Levin Mgmt For For For
1.9 Elect Richard McGinn Mgmt For Withhold Against
1.10 Elect Edward Miller Mgmt For Withhold Against
1.11 Elect Steven Reinemund Mgmt For For For
1.12 Elect Robert Walter Mgmt For Withhold Against
1.13 Elect Ronald Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
6 Sharehoholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special
Meeting
American Tower
Corporation
Ticker Security ID: Meeting Date Meeting Status
AMT CUSIP 029912201 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Raymond Dolan Mgmt For Against Against
2 Elect Ronald Dykes Mgmt For Against Against
3 Elect Carolyn Katz Mgmt For Against Against
4 Elect Gustavo Lara Cantu Mgmt For Against Against
5 Elect JoAnn Reed Mgmt For Against Against
6 Elect Pamela Reeve Mgmt For Against Against
7 Elect David Sharbutt Mgmt For Against Against
8 Elect James Taiclet, Jr. Mgmt For Against Against
9 Elect Samme Thompson Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Elimination of Supermajority Mgmt For For For
Requirement
12 Advisory Vote on Executive Mgmt For Against Against
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
American Water
Works Company,
Inc.
Ticker Security ID: Meeting Date Meeting Status
AWK CUSIP 030420103 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Stephen Adik Mgmt For For For
2 Elect Martha Clark Goss Mgmt For Against Against
3 Elect Julie Dobson Mgmt For Against Against
4 Elect Richard Grigg Mgmt For For For
5 Elect Julia Johnson Mgmt For Against Against
6 Elect George MacKenzie Mgmt For Against Against
7 Elect William Marrazzo Mgmt For Against Against
8 Elect Jeffry Sterba Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Ameriprise
Financial,
Inc.
Ticker Security ID: Meeting Date Meeting Status
AMP cusip 03076C106 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Siri Marshall Mgmt For Against Against
2 Elect W. Walker Lewis Mgmt For Against Against
3 Elect William Turner Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
AMETEK, Inc.
Ticker Security ID: Meeting Date Meeting Status
AME CUSIP 031100100 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Anthony Conti Mgmt For Withhold Against
1.2 Elect Frank Hermance Mgmt For Withhold Against
2 2011 Omnibus Incentive Compensation Mgmt For Against Against
Plan
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Annaly Capital
Management,
Inc.
Ticker Security ID: Meeting Date Meeting Status
NLY CUSIP9 035710409 05/26/2011 Unvoted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Michael Farrell Mgmt For N/A N/A
2 Elect Jonathan Green Mgmt For N/A N/A
3 Elect John Lambiase Mgmt For N/A N/A
4 Increase of Authorized Common Stock Mgmt For N/A N/A
5 Advisory Vote on Executive Mgmt For N/A N/A
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years N/A N/A
Executive
Compensation
7 Ratification of Auditor Mgmt For N/A N/A
Apache
Corporation
Ticker Security ID: Meeting Date Meeting Status
APA CUSIP 037411105 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect G. Steven Farris Mgmt For Against Against
2 Elect Randolph Ferlic Mgmt For Against Against
3 Elect A. D. Frazier, Jr. Mgmt For Against Against
4 Elect John Kocur Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
8 Increase of Authorized Common Stock Mgmt For Against Against
9 Increase of Preferred Stock Mgmt For Against Against
10 2011 Omnibus Equity Compensation Plan Mgmt For Against Against
Applied
Materials,
Inc.
Ticker Security ID: Meeting Date Meeting Status
AMAT CUSIP 038222105 03/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Aart de Geus Mgmt For Withhold Against
1.2 Elect Stephen Forrest Mgmt For Withhold Against
1.3 Elect Thomas Iannotti Mgmt For Withhold Against
1.4 Elect Susan James Mgmt For Withhold Against
1.5 Elect Alexander Karsner Mgmt For Withhold Against
1.6 Elect Gerhard Parker Mgmt For Withhold Against
1.7 Elect Dennis Powell Mgmt For Withhold Against
1.8 Elect Willem Roelandts Mgmt For Withhold Against
1.9 Elect James Rogers Mgmt For Withhold Against
1.10 Elect Michael Splinter Mgmt For Withhold Against
1.11 Elect Robert Swan Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
ARC Resources
Ltd.
Ticker Security ID: Meeting Date Meeting Status
ARX CUSIP 00208D408 05/18/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Walter DeBoni Mgmt For Withhold Against
1.2 Elect John Dielwart Mgmt For Withhold Against
1.3 Elect Fred Dyment Mgmt For Withhold Against
1.4 Elect James Houck Mgmt For Withhold Against
1.5 Elect Michael Kanovsky Mgmt For Withhold Against
1.6 Elect Harold Kvisle Mgmt For Withhold Against
1.7 Elect Kathleen O'Neill Mgmt For Withhold Against
1.8 Elect Herbert Pinder, Jr. Mgmt For Withhold Against
1.9 Elect Mac Van Wielingen Mgmt For Withhold Against
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
Arch Capital
Group
Ltd.
Ticker Security ID: Meeting Date Meeting Status
ACGL CUSIP G0450A105 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Kewsong Lee Mgmt For Withhold Against
1.2 Elect Brian Posner Mgmt For Withhold Against
1.3 Elect John Vollaro Mgmt For Withhold Against
1.4 Elect Robert Works Mgmt For Withhold Against
1.5 Elect William Beveridge Mgmt For Withhold Against
1.6 Elect Dennis Brand Mgmt For Withhold Against
1.7 Elect Knud Christensen Mgmt For Withhold Against
1.8 Elect Graham B.R. Collis Mgmt For Withhold Against
1.9 Elect William Cooney Mgmt For Withhold Against
1.10 Elect Stephen Fogarty Mgmt For Withhold Against
1.11 Elect Elizabeth Fullerton-Rome Mgmt For Withhold Against
1.12 Elect Rutger H.W. Funnekottler Mgmt For Withhold Against
1.13 Elect Marc Grandissan Mgmt For Withhold Against
1.14 Elect Michael A. Green Mgmt For Withhold Against
1.15 Elect John C.R. Hele Mgmt For Withhold Against
1.16 Elect David Hipken Mgmt For Withhold Against
1.17 Elect W. Preston Hutchings Mgmt For Withhold Against
1.18 Elect Constantine Iordanou Mgmt For Withhold Against
1.19 Elect Wolbert Kamphuijs Mgmt For Withhold Against
1.20 Elect Michael Kier Mgmt For Withhold Against
1.21 Elect Mark Lyons Mgmt For Withhold Against
1.22 Elect Adam Matteson Mgmt For Withhold Against
1.23 Elect David McElroy Mgmt For Withhold Against
1.24 Elect Martin Nilsen Mgmt For Withhold Against
1.25 Elect Nicolas Papadopoulo Mgmt For Withhold Against
1.26 Elect Michael Quinn Mgmt For Withhold Against
1.27 Elect Maamoun Rajeh Mgmt For Withhold Against
1.28 Elect Paul Robotham Mgmt For Withhold Against
1.29 Elect Sarah Scheuer Mgmt For Withhold Against
1.30 Elect Budhi Singh Mgmt For Withhold Against
1.31 Elect Helmut Sohler Mgmt For Withhold Against
1.32 Elect Julian Stroud Mgmt For Withhold Against
1.33 Elect Angus Watson Mgmt For Withhold Against
1.34 Elect James Weatherstone Mgmt For Withhold Against
2 Stock Split Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Assurant, Inc.
Ticker Security ID: Meeting Date Meeting Status
AIZ CUSIP 04621X108 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Elaine Rosen Mgmt For Against Against
2 Elect Howard Carver Mgmt For Against Against
3 Elect Juan Cento Mgmt For Against Against
4 Elect Lawrence Jackson Mgmt For Against Against
5 Elect David Kelso Mgmt For Against Against
6 Elect Charles Koch Mgmt For Against Against
7 Elect H. Carroll Mackin Mgmt For Against Against
8 Elect Robert Pollock Mgmt For Against Against
9 Elect John Swainson Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Autodesk, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADSK CUSIP 052769106 06/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Carl Bass Mgmt For Against Against
2 Elect Crawford Beveridge Mgmt For Against Against
3 Elect J. Hallam Dawson Mgmt For Against Against
4 Elect Per-Kristian Halvorsen Mgmt For Against Against
5 Elect Sean Maloney Mgmt For Against Against
6 Elect Mary McDowell Mgmt For Against Against
7 Elect Lorrie Norrington Mgmt For Against Against
8 Elect Charles Robel Mgmt For Against Against
9 Elect Steven West Mgmt For Against Against
10 Ratification of Auditor Mgmt For Against Against
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
AutoZone, Inc.
Ticker Security ID: Meeting Date Meeting Status
AZO CUSIP 053332102 12/15/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Crowley Mgmt For Withhold Against
1.2 Elect Sue Gove Mgmt For Withhold Against
1.3 Elect Earl Graves, Jr. Mgmt For Withhold Against
1.4 Elect Robert Grusky Mgmt For Withhold Against
1.5 Elect J.R. Hyde III Mgmt For For For
1.6 Elect W. Andrew McKenna Mgmt For For For
1.7 Elect George Mrkonic Mgmt For Withhold Against
1.8 Elect Luis Nieto Mgmt For For For
1.9 Elect William Rhodes III Mgmt For For For
1.10 Elect Theodore Ullyot Mgmt For Withhold Against
2 2011 Equity Incentive Award Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
Avery Dennison
Corporation
Ticker Security ID: Meeting Date Meeting Status
AVY CUSIP 053611109 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Peter Barker Mgmt For Against Against
2 Elect Ken Hicks Mgmt For Against Against
3 Elect Debra Reed Mgmt For Against Against
4 Ratification of Auditor Mgmt For Against Against
5 Repeal of Classified Board Mgmt For For For
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
Avon Products,
Inc.
Ticker Security ID: Meeting Date Meeting Status
AVP CUSIP 054303102 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect W. Don Cornwell Mgmt For For For
1.2 Elect V. Ann Hailey Mgmt For For For
1.3 Elect Fred Hassan Mgmt For Withhold Against
1.4 Elect Andrea Jung Mgmt For Withhold Against
1.5 Elect Maria Lagomasino Mgmt For Withhold Against
1.6 Elect Ann Moore Mgmt For Withhold Against
1.7 Elect Paul Pressler Mgmt For For For
1.8 Elect Gary Rodkin Mgmt For Withhold Against
1.9 Elect Paula Stern Mgmt For For For
1.10 Elect Lawrence Weinbach Mgmt For For For
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Elimination of Supermajority Mgmt For For For
Requirement
Axis Capital
Holdings
Limited
Ticker Security ID: Meeting Date Meeting Status
AXS CUSIP G0692U109 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Friedman Mgmt For Withhold Against
1.2 Elect Donald Greene Mgmt For Withhold Against
1.3 Elect Cheryl-Ann Lister Mgmt For Withhold Against
1.4 Elect Thomas Ramey Mgmt For Withhold Against
1.5 Elect Wilhelm Zeller Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
Ball Corporation
Ticker Security ID: Meeting Date Meeting Status
BLL CUSIP 058498106 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Hayes Mgmt For Withhold Against
1.2 Elect George Smart Mgmt For Withhold Against
1.3 Elect Theodore Solso Mgmt For Withhold Against
1.4 Elect Stuart Taylor II Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Redemption of Shareholder Rights
Plan
6 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Reincorporation
Baxter
International
Inc.
Ticker Security ID: Meeting Date Meeting Status
BAX CUSIP 071813109 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Wayne Hockmeyer Mgmt For For For
2 Elect Robert Parkinson, Jr. Mgmt For For For
3 Elect Thomas Stallkamp Mgmt For Against Against
4 Elect Albert Stroucken Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
8 Employee Stock Purchase Plan Mgmt For For For
9 2011 Incentive Plan Mgmt For Against Against
10 Repeal of Classified Board Mgmt For For For
BB&T Corporation
Ticker Security ID: Meeting Date Meeting Status
BBT CUSIP 054937107 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Allison, IV Mgmt For For For
1.2 Elect Jennifer Banner Mgmt For For For
1.3 Elect K. David Boyer, Jr. Mgmt For For For
1.4 Elect Anna Cablik Mgmt For Withhold Against
1.5 Elect Ronald Deal Mgmt For Withhold Against
1.6 Elect J. Littleton Glover, Jr. Mgmt For Withhold Against
1.7 Elect Jane Helm Mgmt For Withhold Against
1.8 Elect John Howe, III Mgmt For For For
1.9 Elect Kelly King Mgmt For For For
1.10 Elect Valeria Lynch Lee Mgmt For Withhold Against
1.11 Elect J. Holmes Morrison Mgmt For For For
1.12 Elect Nido Qubein Mgmt For Withhold Against
1.13 Elect Thomas Skains Mgmt For Withhold Against
1.14 Elect Thomas Thompson Mgmt For For For
1.15 Elect Stephen Williams Mgmt For Withhold Against
2 Amendment to the short-term Mgmt For For For
incentive
plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
BCE Inc.
Ticker Security ID: Meeting Date Meeting Status
BCE CUSIP 05534B760 05/12/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Barry Allen Mgmt For For For
1.2 Elect Andre Berard Mgmt For For For
1.3 Elect Ronald Brenneman Mgmt For For For
1.4 Elect Sophie Brochu Mgmt For For For
1.5 Elect Robert Brown Mgmt For Withhold Against
1.6 Elect George Cope Mgmt For Withhold Against
1.7 Elect Anthony Fell Mgmt For For For
1.8 Elect Edward Lumley Mgmt For For For
1.9 Elect Thomas O'Neill Mgmt For For For
1.10 Elect Robert Simmonds Mgmt For For For
1.11 Elect Carole Taylor Mgmt For For For
1.12 Elect Paul Weiss Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Shareholder Proposal Regarding Mgmt Against For Against
Critical Mass of Women on
Board
5 Shareholder Proposal Regarding Pay Mgmt Against For Against
Ratios
6 Shareholder Proposal Regarding Mgmt Against For Against
Additional Information on the
Comparison of Compensation with
Peers
Becton,
Dickinson and
Company
Ticker Security ID: Meeting Date Meeting Status
BDX CUSIP 075887109 02/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Basil Anderson Mgmt For Withhold Against
1.2 Elect Henry Becton, Jr. Mgmt For Withhold Against
1.3 Elect Edward DeGraan Mgmt For Withhold Against
1.4 Elect Claire Fraser-Liggett Mgmt For For For
1.5 Elect Christopher Jones Mgmt For For For
1.6 Elect Marshall Larsen Mgmt For Withhold Against
1.7 Elect Edward Ludwig Mgmt For For For
1.8 Elect Adel Mahmoud Mgmt For For For
1.9 Elect Gary Mecklenburg Mgmt For For For
1.10 Elect Cathy Minehan Mgmt For Withhold Against
1.11 Elect James Orr Mgmt For Withhold Against
1.12 Elect Willard Overlock, Jr. Mgmt For Withhold Against
1.13 Elect Bertram Scott Mgmt For Withhold Against
1.14 Elect Alfred Sommer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt N/A 1 Year N/A
Executive
Compensation
5 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
Bed Bath &
Beyond
Inc.
Ticker Security ID: Meeting Date Meeting Status
BBBY CUSIP 075896100 06/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Warren Eisenberg Mgmt For Against Against
2 Elect Leonard Feinstein Mgmt For Against Against
3 Elect Steven Temares Mgmt For Against Against
4 Elect Dean Adler Mgmt For Against Against
5 Elect Stanley Barshay Mgmt For Against Against
6 Elect Klaus Eppler Mgmt For Against Against
7 Elect Patrick Gaston Mgmt For Against Against
8 Elect Jordan Heller Mgmt For Against Against
9 Elect Victoria Morrison Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Best Buy Co.,
Inc.
Ticker Security ID: Meeting Date Meeting Status
BBY CUSIP 086516101 06/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ronald James Mgmt For Withhold Against
1.2 Elect Sanjay Khosla Mgmt For Withhold Against
1.3 Elect George Mikan III Mgmt For Withhold Against
1.4 Elect Matthew Paull Mgmt For Withhold Against
1.5 Elect Richard Schulze Mgmt For Withhold Against
1.6 Elect Hatim Tyabji Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Authorization of Board to Set Board Mgmt For Against Against
Size
4 Amendment to the 2004 Omnibus Stock Mgmt For Against Against
and Incentive
Plan
5 Executive Short-term Incentive Plan Mgmt For For For
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
BlackRock, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLK CUSIP 09247X101 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Murry Gerber Mgmt For Withhold Against
1.2 Elect James Grosfeld Mgmt For Withhold Against
1.3 Elect Sir Deryck Maughan Mgmt For Withhold Against
1.4 Elect Thomas Montag Mgmt For Withhold Against
1.5 Elect Linda Gosden Robinson Mgmt For Withhold Against
1.6 Elect John Varley Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Bombardier Inc.
Ticker Security ID: Meeting Date Meeting Status
BBD CUSIP 097751200 06/01/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Laurent Beaudoin Mgmt For For For
1.2 Elect Pierre Beaudoin Mgmt For For For
1.3 Elect Andre Berard Mgmt For For For
1.4 Elect J.R. Andre Bombardier Mgmt For For For
1.5 Elect Janine Bombardier Mgmt For For For
1.6 Elect Martha Brooks Mgmt For For For
1.7 Elect L. Denis Desautels Mgmt For For For
1.8 Elect Thierry Desmarest Mgmt For For For
1.9 Elect Jean-Louis Fontaine Mgmt For For For
1.10 Elect Daniel Johnson Mgmt For For For
1.11 Elect Jean Monty Mgmt For For For
1.12 Elect Carlos Represas Mgmt For For For
1.13 Elect Jean-Pierre Rosso Mgmt For For For
1.14 Elect Heinrich Weiss Mgmt For For For
2 Appointment of Auditor Mgmt For Withhold Against
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Shareholder Proposal Regarding Mgmt Against For Against
Gender Parity on the
Board
5 Shareholder Proposal Regarding Pay Mgmt Against Against For
Ratios
6 Shareholder Proposal Regarding Mgmt Against Against For
Additional Information on the
Comparison of Compensation with
Peers
7 Shareholder Proposal Regarding Mgmt Against For Against
Minority Shareholder
Rights
BorgWarner Inc.
Ticker Security ID: Meeting Date Meeting Status
BWA CUSIP 099724106 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Robin Adams Mgmt For Against Against
2 Elect David Brown Mgmt For Against Against
3 Elect Jan Carlson Mgmt For Against Against
4 Elect Dennis Cuneo Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Boston
Properties,
Inc.
Ticker Security ID: Meeting Date Meeting Status
BXP CUSIP 101121101 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Lawrence Bacow Mgmt For Against Against
2 Elect Zoe Baird Mgmt For Against Against
3 Elect Alan Patricof Mgmt For Against Against
4 Elect Martin Turchin Mgmt For Against Against
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Ratification of Auditor Mgmt For Against Against
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Sustainability
Report
Bristol-Myers
Squibb
Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Lamberto Andreotti Mgmt For For For
2 Elect Lewis Campbell Mgmt For Against Against
3 Elect James Cornelius Mgmt For For For
4 Elect Louis Freeh Mgmt For Against Against
5 Elect Laurie Glimcher Mgmt For For For
6 Elect Michael Grobstein Mgmt For Against Against
7 Elect Leif Johansson Mgmt For Against Against
8 Elect Alan Lacy Mgmt For For For
9 Elect Vicki Sato Mgmt For Against Against
10 Elect Elliott Sigal Mgmt For For For
11 Elect Togo West, Jr. Mgmt For Against Against
12 Elect R. Sanders Williams Mgmt For For For
13 Ratification of Auditor Mgmt For Against Against
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Disclosure of Executive
Compensation
17 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
18 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Pharmaceutical Price
Restraints
C.H. Robinson
Worldwide,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CHRW CUSIP 12541W209 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Robert Ezrilov Mgmt For Against Against
2 Elect Wayne Fortun Mgmt For Against Against
3 Elect Brian Short Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
Cabot Oil & Gas
Corporation
Ticker Security ID: Meeting Date Meeting Status
COG CUSIP 127097103 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Dan Dinges Mgmt For Against Against
2 Elect James Gibbs Mgmt For Against Against
3 Elect William Vititoe Mgmt For Against Against
4 Ratification of Auditor Mgmt For Against Against
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Calpine
Corporation
Ticker Security ID: Meeting Date Meeting Status
CPN CUSIP 131347304 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Frank Cassidy Mgmt For Withhold Against
1.2 Elect Jack Fusco Mgmt For Withhold Against
1.3 Elect Robert Hinckley Mgmt For Withhold Against
1.4 Elect David Merritt Mgmt For Withhold Against
1.5 Elect W. Benjamin Moreland Mgmt For Withhold Against
1.6 Elect Robert Mosbacher, Jr. Mgmt For Withhold Against
1.7 Elect William E. Oberndorf Mgmt For Withhold Against
1.8 Elect Denise O'Leary Mgmt For Withhold Against
1.9 Elect J. Stuart Ryan Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Cameron
International
Corporation
Ticker Security ID: Meeting Date Meeting Status
CAM CUSIP 13342B105 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Peter Fluor Mgmt For Against Against
2 Elect Jack Moore Mgmt For Against Against
3 Elect David Ross III Mgmt For Against Against
4 Ratification of Auditor Mgmt For Against Against
5 2011 Management Incentive Mgmt For For For
Compensation
Plan
6 Amendment to the 2005 Equity Mgmt For Against Against
Incentive
Plan
7 Advisory Vote on Executive Mgmt For Against Against
Compensation
8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Campbell Soup
Company
Ticker Security ID: Meeting Date Meeting Status
CPB CUSIP 134429109 11/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Edmund Carpenter Mgmt For For For
1.2 Elect Paul Charron Mgmt For For For
1.3 Elect Douglas Conant Mgmt For For For
1.4 Elect Bennett Dorrance Mgmt For For For
1.5 Elect Harvey Golub Mgmt For For For
1.6 Elect Lawrence Karlson Mgmt For For For
1.7 Elect Randall Larrimore Mgmt For For For
1.8 Elect Mary Malone Mgmt For For For
1.9 Elect Sara Mathew Mgmt For For For
1.10 Elect Denise Morrison Mgmt For For For
1.11 Elect William Perez Mgmt For For For
1.12 Elect Charles Perrin Mgmt For For For
1.13 Elect A. Barry Rand Mgmt For For For
1.14 Elect Nick Shreiber Mgmt For For For
1.15 Elect Archbold van Beuren Mgmt For For For
1.16 Elect Les Vinney Mgmt For For For
1.17 Elect Charlotte Weber Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2005 Long-Term Mgmt For Against Against
Incentive
Plan
Canadian
National
Railway
Company
Ticker Security ID: Meeting Date Meeting Status
CNR CUSIP 136375102 04/27/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Armellino Mgmt For For For
1.2 Elect A. Charles Baillie Mgmt For For For
1.3 Elect Hugh Bolton Mgmt For For For
1.4 Elect Donald Carty Mgmt For For For
1.5 Elect Gordon Giffin Mgmt For For For
1.6 Elect Edith Holiday Mgmt For For For
1.7 Elect V. Maureen Kempston Darkes Mgmt For For For
1.8 Elect Denis Losier Mgmt For For For
1.9 Elect Edward Lumley Mgmt For For For
1.10 Elect David McLean Mgmt For For For
1.11 Elect Claude Mongeau Mgmt For For For
1.12 Elect James O'Connor Mgmt For For For
1.13 Elect Robert Pace Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
Canadian Pacific
Railway
Limited
Ticker Security ID: Meeting Date Meeting Status
CP CUSIP 13645T100 05/12/2011 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Appointment of Auditor Mgmt For For For
2.1 Elect John Cleghorn Mgmt For For For
2.2 Elect Tim Faithfull Mgmt For For For
2.3 Elect Richard George Mgmt For For For
2.4 Elect Frederic Green Mgmt For For For
2.5 Elect Krystyna Hoeg Mgmt For For For
2.6 Elect Richard Kelly Mgmt For For For
2.7 Elect John Manley Mgmt For For For
2.8 Elect Linda Morgan Mgmt For For For
2.9 Elect Madeleine Paquin Mgmt For For For
2.10 Elect Michael Phelps Mgmt For For For
2.11 Elect Roger Phillips Mgmt For For For
2.12 Elect David Raisbeck Mgmt For For For
2.13 Elect Hartley Richardson Mgmt For For For
3 Shareholder Rights Plan Mgmt For Against Against
4 Amendment to the Stock Option Plan Mgmt For For For
5 Advisory Vote on Executive Mgmt For For For
Compensation
Canadian Tire
Corporation,
Limited
Ticker Security ID: Meeting Date Meeting Status
CTC CUSIP 136681202 05/12/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Frank Potter Mgmt For Withhold Against
1.2 Elect Timothy Price Mgmt For Withhold Against
1.3 Elect Alan Rossy Mgmt For Withhold Against
CarMax, Inc.
Ticker Security ID: Meeting Date Meeting Status
KMX CUSIP 143130102 06/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Thomas Folliard Mgmt For Withhold Against
1.2 Elect Rakesh Gangwal Mgmt For Withhold Against
1.3 Elect Shira Goodman Mgmt For Withhold Against
1.4 Elect W. Robert Grafton Mgmt For Withhold Against
1.5 Elect Edgar Grubb Mgmt For Withhold Against
1.6 Elect Mitchell Steenrod Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Celanese
Corporation
Ticker Security ID: Meeting Date Meeting Status
CE CUSIP 150870103 04/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Martin McGuinn Mgmt For Against Against
2 Elect Daniel Sanders Mgmt For Against Against
3 Elect John Wulff Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
Cenovus Energy
Inc.
Ticker Security ID: Meeting Date Meeting Status
CVE CUSIP 15135U109 04/27/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ralph Cunningham Mgmt For Withhold Against
1.2 Elect Patrick Daniel Mgmt For Withhold Against
1.3 Elect Ian Delaney Mgmt For Withhold Against
1.4 Elect Brian Ferguson Mgmt For Withhold Against
1.5 Elect Michael Grandin Mgmt For Withhold Against
1.6 Elect Valerie Nielsen Mgmt For Withhold Against
1.7 Elect Charles Rampacek Mgmt For Withhold Against
1.8 Elect Colin Taylor Mgmt For Withhold Against
1.9 Elect Wayne Thomson Mgmt For Withhold Against
2 Appointment of Auditor Mgmt For For For
CenterPoint
Energy,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CNP CUSIP 15189T107 04/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Donald Campbell Mgmt For Against Against
2 Elect Milton Carroll Mgmt For For For
3 Elect O. Holcombe Crosswell Mgmt For For For
4 Elect Michael Johnson Mgmt For For For
5 Elect Janiece Longoria Mgmt For For For
6 Elect David McClanahan Mgmt For For For
7 Elect Susan Rheney Mgmt For For For
8 Elect R. A. Walker Mgmt For Against Against
9 Elect Peter Wareing Mgmt For For For
10 Elect Sherman Wolff Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Approval of Performance Goals under Mgmt For For For
the Short Term Incentive
Plan
15 Amendment to the Stock Plan for Mgmt For For For
Outside
Directors
CGI Group Inc.
Ticker Security ID: Meeting Date Meeting Status
GIB CUSIP 39945C109 01/26/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Claude Boivin Mgmt For For For
1.2 Elect Bernard Bourigeaud Mgmt For For For
1.3 Elect Jean Brassard Mgmt For Withhold Against
1.4 Elect Robert Chevrier Mgmt For For For
1.5 Elect Dominic D'Alessandro Mgmt For For For
1.6 Elect Thomas d'Aquino Mgmt For For For
1.7 Elect Paule Dore Mgmt For For For
1.8 Elect Richard Evans Mgmt For For For
1.9 Elect Serge Godin Mgmt For For For
1.10 Elect Andre Imbeau Mgmt For For For
1.11 Elect Gilles Labbe Mgmt For For For
1.12 Elect Eileen Mercier Mgmt For For For
1.13 Elect Michael Roach Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
Chesapeake
Energy
Corporation
Ticker Security ID: Meeting Date Meeting Status
CHK CUSIP 165167107 06/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Aubrey McClendon Mgmt For Withhold Against
1.2 Elect Donald Nickles Mgmt For Withhold Against
1.3 Elect Kathleen Eisbrenner Mgmt For Withhold Against
1.4 Elect Louis Simpson Mgmt For Withhold Against
2 Amendment to the Long Term Incentive Mgmt For Against Against
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Director
Compensation
Cincinnati
Financial
Corporation
Ticker Security ID: Meeting Date Meeting Status
CINF CUSIP 172062101 04/30/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Kenneth Lichtendahl Mgmt For For For
1.2 Elect W. Rodney McMullen Mgmt For For For
1.3 Elect Thomas Schiff Mgmt For For For
1.4 Elect John Steele, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Reapproval of the 2006 Stock Mgmt For For For
Compensation
Plan
Cisco Systems,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CSCO CUSIP 17275R102 11/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Carol Bartz Mgmt For Against Against
2 Elect M. Michele Burns Mgmt For For For
3 Elect Michael Capellas Mgmt For For For
4 Elect Larry Carter Mgmt For For For
5 Elect John Chambers Mgmt For Against Against
6 Elect Brian Halla Mgmt For For For
7 Elect John Hennessy Mgmt For Against Against
8 Elect Richard Kovacevich Mgmt For Against Against
9 Elect Roderick McGeary Mgmt For Against Against
10 Elect Michael Powell Mgmt For For For
11 Elect Arun Sarin Mgmt For For For
12 Elect Steven West Mgmt For For For
13 Elect Jerry Yang Mgmt For For For
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Formation of Environmental
Sustainability
Committee
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Internet
Fragmentation
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Restricting Sales to
China
Cliffs Natural
Resources
Inc.
Ticker Security ID: Meeting Date Meeting Status
CLF CUSIP 18683K101 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Joseph Carrabba Mgmt For Against Against
2 Elect Susan Cunningham Mgmt For Against Against
3 Elect Barry Eldridge Mgmt For Against Against
4 Elect Andres Ricardo Gluski Weilert Mgmt For Against Against
5 Elect Susan Green Mgmt For Against Against
6 Elect Janice Henry Mgmt For Against Against
7 Elect James Kirsch Mgmt For Against Against
8 Elect Francis McAllister Mgmt For Against Against
9 Elect Roger Phillips Mgmt For Against Against
10 Elect Richard Riederer Mgmt For Against Against
11 Elect Richard Ross Mgmt For Against Against
12 Elect Alan Schwartz Mgmt For Against Against
13 Increase of Authorized Common Stock Mgmt For Against Against
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
17 Ratification of Auditor Mgmt For For For
CME Group Inc.
Ticker Security ID: Meeting Date Meeting Status
CME CUSIP 12572Q105 06/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Craig Donohue Mgmt For Withhold Against
1.2 Elect Timothy Bitsberger Mgmt For Withhold Against
1.3 Elect Jackie Clegg Mgmt For Withhold Against
1.4 Elect James Donaldson Mgmt For Withhold Against
1.5 Elect J. Dennis Hastert Mgmt For Withhold Against
1.6 Elect William Miller II Mgmt For Withhold Against
1.7 Elect Terry Savage Mgmt For Withhold Against
1.8 Elect Christopher Stewart Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Coach, Inc.
Ticker Security ID: Meeting Date Meeting Status
COH CUSIP 189754104 11/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Lew Frankfort Mgmt For For For
1.2 Elect Susan Kropf Mgmt For Withhold Against
1.3 Elect Gary Loveman Mgmt For Withhold Against
1.4 Elect Ivan Menezes Mgmt For Withhold Against
1.5 Elect Irene Miller Mgmt For Withhold Against
1.6 Elect Michael Murphy Mgmt For Withhold Against
1.7 Elect Jide Zeitlin Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2010 Stock Incentive Plan Mgmt For Against Against
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Cessation of Fur Use in
Products
Coca-Cola
Enterprises,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CCE CUSIP 19122T109 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jan Bennink Mgmt For For For
1.2 Elect John Brock Mgmt For For For
1.3 Elect Calvin Darden Mgmt For For For
1.4 Elect L. Phillip Humann Mgmt For Withhold Against
1.5 Elect Orrin Ingram II Mgmt For Withhold Against
1.6 Elect Donna James Mgmt For For For
1.7 Elect Thomas Johnson Mgmt For Withhold Against
1.8 Elect Suzanne Labarge Mgmt For For For
1.9 Elect Veronique Morali Mgmt For Withhold Against
1.10 Elect Garry Watts Mgmt For For For
1.11 Elect Curtis Welling Mgmt For Withhold Against
1.12 Elect Phoebe Wood Mgmt For For For
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Shareholder Approval of Severance
Agreements
Colgate-Palmolive
Company
Ticker Security ID: Meeting Date Meeting Status
CL CUSIP 194162103 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Cahill Mgmt For Against Against
2 Elect Ian Cook Mgmt For For For
3 Elect Helene Gayle Mgmt For Against Against
4 Elect Ellen Hancock Mgmt For For For
5 Elect Joseph Jimenez Mgmt For For For
6 Elect Richard Kogan Mgmt For Against Against
7 Elect Delano Lewis Mgmt For Against Against
8 Elect J. Pedro Reinhard Mgmt For Against Against
9 Elect Stephen Sadove Mgmt For Against Against
10 Ratification of Auditor Mgmt For Against Against
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
13 Shareholder Proposal Regarding the ShrHoldr Against For Against
Right to Call a Special
Meeting
Comerica, Inc.
Ticker Security ID: Meeting Date Meeting Status
CMA CUSIP 200340 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Roger Cregg Mgmt For For For
2 Elect T. Kevin DeNicola Mgmt For For For
3 Elect Alfred Piergallini Mgmt For For For
4 Elect Nina Vaca Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 2011 Management Incentive Plan Mgmt For For For
7 Elimination of Supermajority Mgmt For For For
Requirement
8 Advisory Vote on Executive Mgmt For For For
Compensation
9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Concho Resources
Inc.
Ticker Security ID: Meeting Date Meeting Status
CXO CUSIP 20605P101 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Timothy Leach Mgmt For Withhold Against
1.2 Elect William Easter III Mgmt For Withhold Against
1.3 Elect W. Howard Keenan, Jr. Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Consolidated
Edison,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ED CUSIP 209115104 05/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Kevin Burke Mgmt For Against Against
2 Elect Vincent Calarco Mgmt For Against Against
3 Elect George Campbell, Jr. Mgmt For Against Against
4 Elect Gordon Davis Mgmt For For For
5 Elect Michael Del Giudice Mgmt For Against Against
6 Elect Ellen Futter Mgmt For Against Against
7 Elect John Hennessy III Mgmt For For For
8 Elect Sally Hernandez Mgmt For For For
9 Elect John Killian Mgmt For Against Against
10 Elect Eugene McGrath Mgmt For For For
11 Elect Michael Ranger Mgmt For For For
12 Elect L. Frederick Sutherland Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Disclosure of Executive
Compensation
Cooper
Industries
Plc
Ticker Security ID: Meeting Date Meeting Status
CBE CUSIP G24140108 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Linda Hill Mgmt For Against Against
2 Elect James Postl Mgmt For Against Against
3 Elect Mark Thompson Mgmt For Against Against
4 Accounts and Reports Mgmt For For For
5 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
6 2011 Omnibus Incentive Compensation Mgmt For Against Against
Plan
7 Advisory Vote on Executive Mgmt For Against Against
Compensation
8 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
9 Authority of Subsidiary to Mgmt For For For
Repurchase
Shares
10 Authority to Set Price of Reissued Mgmt For For For
Treasury
Shares
Crescent Point
Energy
Corp.
Ticker Security ID: Meeting Date Meeting Status
CPG CUSIP 22576C101 05/30/2011 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Peter Bannister Mgmt For Withhold Against
2.2 Elect Paul Colborne Mgmt For Withhold Against
2.3 Elect Kenney Cugnet Mgmt For Withhold Against
2.4 Elect D. Hugh Gillard Mgmt For Withhold Against
2.5 Elect Gerald Romanzin Mgmt For Withhold Against
2.6 Elect Scott Saxberg Mgmt For Withhold Against
2.7 Elect Gregory Turnbull Mgmt For Withhold Against
3 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
4 Amendments to Articles Regarding Mgmt For For For
Shareholder Meeting
Location
5 Amendments to By-Laws (Short-Form Mgmt For Against Against
By-Laws)
Crown Castle
International
Corp.
Ticker Security ID: Meeting Date Meeting Status
CCI CUSIP 228227104 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Dale Hatfield Mgmt For Withhold Against
1.2 Elect Lee Hogan Mgmt For Withhold Against
1.3 Elect Robert McKenzie Mgmt For Withhold Against
1.4 Elect David Abrams Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Crown Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CCK CUSIP 228368106 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jenne Britell Mgmt For Withhold Against
1.2 Elect John Conway Mgmt For Withhold Against
1.3 Elect Arnold Donald Mgmt For Withhold Against
1.4 Elect William Little Mgmt For Withhold Against
1.5 Elect Hans Loliger Mgmt For Withhold Against
1.6 Elect James Miller Mgmt For Withhold Against
1.7 Elect Josef Muller Mgmt For Withhold Against
1.8 Elect Thomas Ralph Mgmt For Withhold Against
1.9 Elect Hugues du Rouret Mgmt For Withhold Against
1.10 Elect Jim Turner Mgmt For Withhold Against
1.11 Elect William Urkiel Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Against Against
3 Amendment to the 2006 Stock-Based Mgmt For Against Against
Incentive Compensation
Plan
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
CSX Corporation
Ticker Security ID: Meeting Date Meeting Status
CSX CUSIP 126408103 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Donna Alvarado Mgmt For For For
2 Elect John Breaux Mgmt For For For
3 Elect Pamela Carter Mgmt For For For
4 Elect Steven Halverson Mgmt For For For
5 Elect Edward Kelly, III Mgmt For For For
6 Elect Gilbert Lamphere Mgmt For For For
7 Elect John McPherson Mgmt For For For
8 Elect Timothy O'Toole Mgmt For For For
9 Elect David Ratcliffe Mgmt For For For
10 Elect Donald Shepard Mgmt For For For
11 Elect Michael Ward Mgmt For For For
12 Elect J.C. Watts, Jr. Mgmt For For For
13 Elect J. Steven Whisler Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Cummins Inc.
Ticker Security ID: Meeting Date Meeting Status
CMI CUSIP 231021106 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Theodore Solso Mgmt For Against Against
2 Elect N. Thomas Linebarger Mgmt For For For
3 Elect William Miller Mgmt For For For
4 Elect Alexis Herman Mgmt For Against Against
5 Elect Georgia Nelson Mgmt For For For
6 Elect Carl Ware Mgmt For For For
7 Elect Robert Herdman Mgmt For For For
8 Elect Robert Bernhard Mgmt For For For
9 Elect Franklin Chang-Diaz Mgmt For For For
10 Elect Stephen Dobbs Mgmt For For For
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
Danaher
Corporation
Ticker Security ID: Meeting Date Meeting Status
DHR CUSIP 235851102 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect H. Lawrence Culp Mgmt For Against Against
2 Elect Mitchell Rales Mgmt For Against Against
3 Elect Elias Zerhouni Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
5 Repeal of Classified Board Mgmt For For For
6 Right to Call a Special Meeting Mgmt For For For
7 Amendment to the 2007 Stock Mgmt For Against Against
Incentive
Plan
8 Advisory Vote on Executive Mgmt For Against Against
Compensation
9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Darden
Restaurants,
Inc.
Ticker Security ID: Meeting Date Meeting Status
DRI CUSIP 237194105 09/14/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Leonard Berry Mgmt For Withhold Against
1.2 Elect Odie Donald Mgmt For Withhold Against
1.3 Elect Christopher Fraleigh Mgmt For For For
1.4 Elect Victoria Harker Mgmt For For For
1.5 Elect David Hughes Mgmt For For For
1.6 Elect Charles Ledsinger, Jr. Mgmt For Withhold Against
1.7 Elect William Lewis, Jr. Mgmt For For For
1.8 Elect Connie Mack III Mgmt For For For
1.9 Elect Andrew Madsen Mgmt For For For
1.10 Elect Clarence Otis Jr. Mgmt For Withhold Against
1.11 Elect Michael Rose Mgmt For Withhold Against
1.12 Elect Maria Sastre Mgmt For For For
2 Amendment to the 2002 Stock Mgmt For Against Against
incentive
Plan
3 Ratification of Auditor Mgmt For For For
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP 244199105 02/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charles Holliday, Jr. Mgmt For For For
2 Elect Dipak Jain Mgmt For For For
3 Elect Joachim Milberg Mgmt For For For
4 Elect Richard Myers Mgmt For Against Against
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
Dell Inc.
Ticker Security ID: Meeting Date Meeting Status
DELL CUSIP 24702R101 08/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Breyer Mgmt For For For
1.2 Elect Donald Carty Mgmt For For For
1.3 Elect Michael Dell Mgmt For For For
1.4 Elect William Gray, III Mgmt For Withhold Against
1.5 Elect Judy Lewent Mgmt For For For
1.6 Elect Thomas Luce, III Mgmt For Withhold Against
1.7 Elect Klaus Luft Mgmt For For For
1.8 Elect Alex Mandl Mgmt For For For
1.9 Elect Shantanu Narayen Mgmt For For For
1.10 Elect Sam Nunn Mgmt For For For
1.11 Elect H. Ross Perot, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Elimination of Supermajority Mgmt For For For
Requirement
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Reimbursement of Solicitation
Expenses
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
Delta Air Lines,
Inc.
Ticker Security ID: Meeting Date Meeting Status
DALRQ CUSIP 247361702 06/30/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Anderson Mgmt For Against Against
2 Elect Edward Bastian Mgmt For Against Against
3 Elect Roy Bostock Mgmt For Against Against
4 Elect John Brinzo Mgmt For Against Against
5 Elect Daniel Carp Mgmt For Against Against
6 Elect John Engler Mgmt For Against Against
7 Elect Mickey Foret Mgmt For Against Against
8 Elect David Goode Mgmt For Against Against
9 Elect Paula Reynolds Mgmt For Against Against
10 Elect Kenneth Rogers Mgmt For Against Against
11 Elect Kenneth Woodrow Mgmt For Against Against
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
Denbury
Resources
Inc.
Ticker Security ID: Meeting Date Meeting Status
DNR CUSIP 247916208 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Wieland Wettstein Mgmt For Withhold Against
1.2 Elect Michael Beatty Mgmt For Withhold Against
1.3 Elect Michael Decker Mgmt For Withhold Against
1.4 Elect Ronald Greene Mgmt For Withhold Against
1.5 Elect David Heather Mgmt For Withhold Against
1.6 Elect Gregory McMichael Mgmt For Withhold Against
1.7 Elect Gareth Roberts Mgmt For Withhold Against
1.8 Elect Phil Rykhoek Mgmt For Withhold Against
1.9 Elect Randy Stein Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Amendment to the Employee Stock Mgmt For Against Against
Purchase
Plan
5 Ratification of Auditor Mgmt For For For
Devon Energy
Corporation
Ticker Security ID: Meeting Date Meeting Status
DVN CUSIP 25179M103 06/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Henry Mgmt For Withhold Against
1.2 Elect John Hill Mgmt For Withhold Against
1.3 Elect Michael Kanovsky Mgmt For Withhold Against
1.4 Elect Robert Mosbacher, Jr. Mgmt For Withhold Against
1.5 Elect J. Larry Nichols Mgmt For Withhold Against
1.6 Elect Duane Radtke Mgmt For Withhold Against
1.7 Elect Mary Ricciardello Mgmt For Withhold Against
1.8 Elect John Richels Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Elimination of Supermajority Mgmt For For For
Requirement
5 Technical Amendments to Certificate Mgmt For For For
of
Incorporation
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
DeVry Inc.
Ticker Security ID: Meeting Date Meeting Status
DV CUSIP 251893103 11/10/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Connie Curran Mgmt For Withhold Against
1.2 Elect Daniel Hamburger Mgmt For Withhold Against
1.3 Elect Harold Shapiro Mgmt For Withhold Against
1.4 Elect Ronald Taylor Mgmt For Withhold Against
1.5 Elect Gary Butler Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Incentive Plan of Mgmt For For For
2005
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Animal
Welfare
Diamond Offshore
Drilling,
Inc.
Ticker Security ID: Meeting Date Meeting Status
DO CUSIP 25271C102 05/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Tisch Mgmt For Against Against
2 Elect Lawrence Dickerson Mgmt For Against Against
3 Elect John Bolton Mgmt For Against Against
4 Elect Charles Fabrikant Mgmt For Against Against
5 Elect Paul Gaffney II Mgmt For Against Against
6 Elect Edward Grebow Mgmt For Against Against
7 Elect Herbert Hofmann Mgmt For Against Against
8 Elect Andrew Tisch Mgmt For Against Against
9 Elect Raymond Troubh Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Discover
Financial
Services
Ticker Security ID: Meeting Date Meeting Status
DFS CUSIP 254709108 04/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Jeffrey Aronin Mgmt For For For
2 Elect Mary Bush Mgmt For For For
3 Elect Gregory Case Mgmt For For For
4 Elect Robert Devlin Mgmt For For For
5 Elect Cynthia Glassman Mgmt For For For
6 Elect Richard Lenny Mgmt For For For
7 Elect Thomas Maheras Mgmt For For For
8 Elect Michael Moskow Mgmt For For For
9 Elect David Nelms Mgmt For For For
10 Elect E. Follin Smith Mgmt For For For
11 Elect Lawrence Weinbach Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
14 Amendment to the 2007 Directors' Mgmt For For For
Compensation
Plan
15 Ratification of Auditor Mgmt For For For
Discovery
Communications,
Inc.
Ticker Security ID: Meeting Date Meeting Status
DISCA CUSIP 25470F104 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Bennett Mgmt For Withhold Against
1.2 Elect John Malone Mgmt For Withhold Against
1.3 Elect David Zaslav Mgmt For Withhold Against
2 2011 Employee Stock Purchase Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Dover Corporation
Ticker Security ID: Meeting Date Meeting Status
DOV CUSIP 260003108 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Benson Mgmt For For For
2 Elect Robert Cremin Mgmt For Against Against
3 Elect Jean-Pierre Ergas Mgmt For Against Against
4 Elect Peter Francis Mgmt For Against Against
5 Elect Kristiane Graham Mgmt For Against Against
6 Elect Robert Livingston Mgmt For For For
7 Elect Richard Lochridge Mgmt For Against Against
8 Elect Bernard Rethore Mgmt For For For
9 Elect Michael Stubbs Mgmt For For For
10 Elect Stephen Todd Mgmt For For For
11 Elect Stephen Wagner Mgmt For For For
12 Elect Mary Winston Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
DTE Energy
Company
Ticker Security ID: Meeting Date Meeting Status
DTE CUSIP 233331107 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Lillian Bauder Mgmt For Withhold Against
1.2 Elect W. Frank Fountain, Jr. Mgmt For For For
1.3 Elect Mark Murray Mgmt For For For
1.4 Elect Josue Robles, Jr. Mgmt For For For
1.5 Elect James Vandenberghe Mgmt For For For
1.6 Elect David Brandon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Repeal of Classified Board Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
Duke Realty
Corporation
Ticker Security ID: Meeting Date Meeting Status
DRE CUSIP 264411505 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Thomas Baltimore Jr. Mgmt For Against Against
2 Elect Barrington Branch Mgmt For Against Against
3 Elect Geoffrey Button Mgmt For Against Against
4 Elect William Cavanaugh III Mgmt For Against Against
5 Elect Ngaire Cuneo Mgmt For Against Against
6 Elect Charles Eitel Mgmt For Against Against
7 Elect Martin Jischke Mgmt For Against Against
8 Elect Dennis Oklak Mgmt For Against Against
9 Elect Jack Shaw Mgmt For Against Against
10 Elect Lynn Thurber Mgmt For Against Against
11 Elect Robert Woodward, Jr. Mgmt For Against Against
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
Eastman Chemical
Company
Ticker Security ID: Meeting Date Meeting Status
EMN CUSIP 277432100 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Humberto Alfonso Mgmt For Against Against
2 Elect Michael Connors Mgmt For Against Against
3 Elect Howard Lance Mgmt For Against Against
4 Elect James Rogers Mgmt For Against Against
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
8 Repeal of Classified Board Mgmt For For For
9 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
Eaton Corporation
Ticker Security ID: Meeting Date Meeting Status
ETN CUSIP 278058102 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect George Barrett Mgmt For Against Against
2 Elect Todd Bluedorn Mgmt For Against Against
3 Elect Ned Lautenbach Mgmt For Against Against
4 Elect Gregory Page Mgmt For Against Against
5 Repeal of Classified Board Mgmt For For For
6 Elimination of Cumulative Voting Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Executive Mgmt For Against Against
Compensation
9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Ecolab Inc.
Ticker Security ID: Meeting Date Meeting Status
ECL CUSIP 278865100 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Douglas Baker, Jr. Mgmt For Against Against
2 Elect Barbara Beck Mgmt For Against Against
3 Elect Jerry Levin Mgmt For Against Against
4 Elect Robert Lumpkins Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 Amendment to the Stock Purchase Plan Mgmt For For For
7 Advisory Vote on Executive Mgmt For Against Against
Compensation
8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
9 Shareholder Proposal Regarding Human ShrHoldr Against For Against
Right to
Water
10 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Voting
EMC Corporation
Ticker Security ID: Meeting Date Meeting Status
EMC CUSIP 268648102 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Michael Brown Mgmt For Against Against
2 Elect Randolph Cowen Mgmt For Against Against
3 Elect Michael Cronin Mgmt For Against Against
4 Elect Gail Deegan Mgmt For Against Against
5 Elect James DiStasio Mgmt For Against Against
6 Elect John Egan Mgmt For Against Against
7 Elect Edmund Kelly Mgmt For Against Against
8 Elect Windle Priem Mgmt For Against Against
9 Elect Paul Sagan Mgmt For Against Against
10 Elect David Strohm Mgmt For Against Against
11 Elect Joseph Tucci Mgmt For Against Against
12 Ratification of Auditor Mgmt For Against Against
13 Amendment to the 2003 Stock Plan Mgmt For Against Against
14 Amendment to Right to Call a Special Mgmt For For For
Meeting
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Emerson Electric
Co.
Ticker Security ID: Meeting Date Meeting Status
EMR CUSIP 291011104 02/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Farr Mgmt For Withhold Against
1.2 Elect Harriet Green Mgmt For Withhold Against
1.3 Elect Charles Peters Mgmt For Withhold Against
1.4 Elect Joseph Prueher Mgmt For Withhold Against
1.5 Elect Rozanne Ridgway Mgmt For Withhold Against
2 Re-approval of the Performance Mgmt For For For
Measures under the 2006 Incentive
Shares
Plan
3 2011 Stock Option Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Sustainability
Report
Enbridge Inc.
Ticker Security ID: Meeting Date Meeting Status
ENB CUSIP 29250N105 05/11/2011 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Arledge Mgmt For For For
1.2 Elect James Blanchard Mgmt For For For
1.3 Elect J. Lorne Braithwaite Mgmt For For For
1.4 Elect Patrick Daniel Mgmt For Withhold Against
1.5 Elect J. Herb England Mgmt For For For
1.6 Elect Charles Fischer Mgmt For For For
1.7 Elect V. Maureen Kempston Darkes Mgmt For For For
1.8 Elect David Leslie Mgmt For For For
1.9 Elect George Petty Mgmt For Withhold Against
1.10 Elect Charles Shultz Mgmt For For For
1.11 Elect Dan Tutcher Mgmt For For For
1.12 Elect Catherine Williams Mgmt For For For
2 Appointment of Auditor Mgmt For Withhold Against
3 Stock Split Mgmt For For For
4 Amendment to Stock Option Plan Mgmt For For For
5 Shareholder Rights' Plan Renewal Mgmt For Against Against
6 Advisory Vote on Executive Mgmt For For For
Compensation
EOG Resources,
Inc.
Ticker Security ID: Meeting Date Meeting Status
EOG CUSIP 26875P101 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect George Alcorn Mgmt For Against Against
2 Elect Charles Crisp Mgmt For Against Against
3 Elect James Day Mgmt For Against Against
4 Elect Mark Papa Mgmt For Against Against
5 Elect H. Leighton Steward Mgmt For Against Against
6 Elect Donald Textor Mgmt For Against Against
7 Elect Frank Wisner Mgmt For Against Against
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Executive Mgmt For Against Against
Compensation
10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
11 Shareholder Proposal Regarding ShrHoldr Against For Against
Compensation in the Event of a
Change in
Control
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
EQT Corporation
Ticker Security ID: Meeting Date Meeting Status
EQT CUSIP 26884L109 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Thorington Mgmt For Withhold Against
1.2 Elect David Porges Mgmt For Withhold Against
1.3 Elect James Rohr Mgmt For Withhold Against
1.4 Elect David Shapira Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2011 Executive Short-Term Incentive Mgmt For For For
Plan
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
7 Amendment to Articles of Mgmt For For For
Incorporation Concerning the
Process for Board
Vacancies
8 Elimination of Preemptive Rights Mgmt For Against Against
Equifax Inc.
Ticker Security ID: Meeting Date Meeting Status
EFX CUSIP 294429105 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Copeland, Jr. Mgmt For Against Against
2 Elect Robert Daleo Mgmt For Against Against
3 Elect Walter Driver, Jr. Mgmt For Against Against
4 Elect L. Phillip Humann Mgmt For Against Against
5 Elect Siri Marshall Mgmt For Against Against
6 Elect Mark Templeton Mgmt For Against Against
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Executive Mgmt For Against Against
Compensation
9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Everest Re
Group,
Ltd
Ticker Security ID: Meeting Date Meeting Status
RE CUSIP G3223R108 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Galtney, Jr. Mgmt For Withhold Against
1.2 Elect John Phelan Mgmt For Withhold Against
1.3 Elect Roger Singer Mgmt For Withhold Against
2 Appointment of Auditor Mgmt For For For
3 Repeal of Classified Board Mgmt For For For
4 Executive Performance Annual Mgmt For For For
Incentive
Plan
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Expeditors
International
Of Washington,
Inc.
Ticker Security ID: Meeting Date Meeting Status
EXPD CUSIP 302130109 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Mark Emmert Mgmt For Against Against
2 Elect R. Jordan Gates Mgmt For Against Against
3 Elect Dan Kourkoumelis Mgmt For Against Against
4 Elect Michael Malone Mgmt For Against Against
5 Elect John Meisenbach Mgmt For Against Against
6 Elect Peter Rose Mgmt For Against Against
7 Elect James Wang Mgmt For Against Against
8 Elect Robert Wright Mgmt For Against Against
9 Advisory Vote on Executive Mgmt For Against Against
Compensation
10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
11 2011 Stock Option Plan Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
Fastenal Company
Ticker Security ID: Meeting Date Meeting Status
FAST CUSIP 311900104 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Kierlin Mgmt For Withhold Against
1.2 Elect Stephen Slaggie Mgmt For Withhold Against
1.3 Elect Michael Gostomski Mgmt For Withhold Against
1.4 Elect Willard Oberton Mgmt For Withhold Against
1.5 Elect Michael Dolan Mgmt For Withhold Against
1.6 Elect Reyne Wisecup Mgmt For Withhold Against
1.7 Elect Hugh Miller Mgmt For Withhold Against
1.8 Elect Michael Ancius Mgmt For Withhold Against
1.9 Elect Scott Satterlee Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Federal Realty
Investment
Trust
Ticker Security ID: Meeting Date Meeting Status
FRT CUSIP 313747206 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jon Bortz Mgmt For For For
1.2 Elect David Faeder Mgmt For Withhold Against
1.3 Elect Kristin Gamble Mgmt For Withhold Against
1.4 Elect Warren Thompson Mgmt For For For
1.5 Elect Donald Wood Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
FedEx Corporation
Ticker Security ID: Meeting Date Meeting Status
FDX CUSIP 31428X106 09/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Barksdale Mgmt For For For
2 Elect John Edwardson Mgmt For For For
3 Elect J.R. Hyde, III Mgmt For For For
4 Elect Shirley Jackson Mgmt For Against Against
5 Elect Steven Loranger Mgmt For Against Against
6 Elect Gary Loveman Mgmt For For For
7 Elect Susan Schwab Mgmt For Against Against
8 Elect Frederick Smith Mgmt For Against Against
9 Elect Joshua Smith Mgmt For For For
10 Elect David Steiner Mgmt For Against Against
11 Elect Paul Walsh Mgmt For Against Against
12 2010 Omnibus Stock Incentive Plan Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
15 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
16 Shareholder Proposal Regarding CEO ShrHoldr Against For Against
Succession
Planning
Fifth Third
Bancorp
Ticker Security ID: Meeting Date Meeting Status
FITB CUSIP 316773100 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Darryl Allen Mgmt For For For
1.2 Elect Ulysses Bridgeman, Jr. Mgmt For For For
1.3 Elect Emerson Brumback Mgmt For Withhold Against
1.4 Elect James Hackett Mgmt For Withhold Against
1.5 Elect Gary Heminger Mgmt For Withhold Against
1.6 Elect Jewell Hoover Mgmt For For For
1.7 Elect William Isaac Mgmt For For For
1.8 Elect Kevin Kabat Mgmt For For For
1.9 Elect Mitchel Livingston Mgmt For Withhold Against
1.10 Elect Hendrick Meijer Mgmt For For For
1.11 Elect John Schiff, Jr. Mgmt For Withhold Against
1.12 Elect Marsha Williams Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2011 Incentive Compensation Plan Mgmt For For For
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Finning
International
Inc.
Ticker Security ID: Meeting Date Meeting Status
FTT CUSIP 318071404 05/11/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ricardo Bacarreza Mgmt For Withhold Against
1.2 Elect James Carter Mgmt For Withhold Against
1.3 Elect David Emerson Mgmt For Withhold Against
1.4 Elect Kathleen O'Neill Mgmt For Withhold Against
1.5 Elect Christopher Patterson Mgmt For Withhold Against
1.6 Elect John Reid Mgmt For Withhold Against
1.7 Elect Andrew Simon Mgmt For Withhold Against
1.8 Elect Bruce Turner Mgmt For Withhold Against
1.9 Elect Michael Waites Mgmt For Withhold Against
1.10 Elect Douglas Whitehead Mgmt For Withhold Against
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Shareholder Rights Plan Renewal Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For For For
Compensation
Fluor Corporation
Ticker Security ID: Meeting Date Meeting Status
FLR CUSIP 343412102 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Peter Fluor Mgmt For Against Against
2 Elect Joseph Prueher Mgmt For Against Against
3 Elect Suzanne Woolsey Mgmt For For For
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Repeal of Classified Board Mgmt For For For
7 Elimination of Supermajority Mgmt For For For
Requirement
8 Ratification of Auditor Mgmt For For For
FMC
Technologies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FTI CUSIP 30249U101 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect C. Maury Devine Mgmt For Against Against
2 Elect John Gremp Mgmt For Against Against
3 Elect Thomas Hamilton Mgmt For Against Against
4 Elect Richard Pattarozzi Mgmt For Against Against
5 Ratification of Auditor Mgmt For Against Against
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
8 Increase of Authorized Common Stock Mgmt For Against Against
Ford Motor
Company
Ticker Security ID: Meeting Date Meeting Status
F CUSIP 345370860 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Stephen Butler Mgmt For For For
2 Elect Kimberly Casiano Mgmt For For For
3 Elect Anthony Earley, Jr. Mgmt For Against Against
4 Elect Edsel Ford II Mgmt For Against Against
5 Elect William Ford, Jr. Mgmt For Against Against
6 Elect Richard Gephardt Mgmt For For For
7 Elect James Hance, Jr. Mgmt For For For
8 Elect Irvine Hockaday, Jr. Mgmt For For For
9 Elect Richard Manoogian Mgmt For Against Against
10 Elect Ellen Marram Mgmt For Against Against
11 Elect Alan Mulally Mgmt For For For
12 Elect Homer Neal Mgmt For For For
13 Elect Gerald Shaheen Mgmt For For For
14 Elect John Thornton Mgmt For Against Against
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Executive Mgmt For Against Against
Compensation
17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Publishing Political Contributions
and Expenditure in
Newspapers
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Recapitalization
Plan
20 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
Foster Wheeler AG
Ticker Security ID: Meeting Date Meeting Status
FWLT CUSIP H27178104 02/24/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Umberto della Sala Mgmt For Against Against
2 Authority to Repurchase Shares Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
Foster Wheeler AG
Ticker Security ID: Meeting Date Meeting Status
FWLT CUSIP H27178104 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Clayton Daley, Jr. Mgmt For Against Against
2 Elect Edward Galante Mgmt For Against Against
3 Elect Raymond Milchovich Mgmt For Against Against
4 Appointment of Auditor Mgmt For Against Against
5 Appointment of Auditor Mgmt For Against Against
6 Accounts and Reports Mgmt For For For
7 Ratification of Board and Management Mgmt For Against Against
Acts
8 Increase in Authorized Capital Mgmt For Against Against
9 Cancellation of Shares and Reduction Mgmt For Against Against
in
Capital
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against
Executive
Compensation
12 Allocation and Release of Additional Mgmt For For For
Paid-In Capital from Capital
Contribution to
Reserves
13 Transaction of Other Business Mgmt For Abstain Against
Franklin
Resources,
Inc.
Ticker Security ID: Meeting Date Meeting Status
BEN CUSIP 354613101 03/15/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Samuel Armacost Mgmt For For For
2 Elect Charles Crocker Mgmt For For For
3 Elect Joseph Hardiman Mgmt For Against Against
4 Elect Charles Johnson Mgmt For For For
5 Elect Gregory Johnson Mgmt For For For
6 Elect Rupert Johnson, Jr. Mgmt For For For
7 Elect Mark Pigott Mgmt For For For
8 Elect Chutta Ratnathicam Mgmt For For For
9 Elect Peter Sacerdote Mgmt For For For
10 Elect Laura Stein Mgmt For For For
11 Elect Anne Tatlock Mgmt For For For
12 Elect Geoffrey Yang Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2002 Universal Mgmt For Against Against
Stock Incentive
Plan
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Frontier
Communications
Corporation
Ticker Security ID: Meeting Date Meeting Status
FTR CUSIP 35906A108 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Leroy Barnes, Jr. Mgmt For For For
1.2 Elect Peter Bynoe Mgmt For Withhold Against
1.3 Elect Jeri Finard Mgmt For Withhold Against
1.4 Elect Edward Fraioli Mgmt For For For
1.5 Elect James Kahan Mgmt For For For
1.6 Elect Pamela Reeve Mgmt For Withhold Against
1.7 Elect Howard Schrott Mgmt For For For
1.8 Elect Larraine Segil Mgmt For Withhold Against
1.9 Elect Mark Shapiro Mgmt For For For
1.10 Elect Myron Wick III Mgmt For Withhold Against
1.11 Elect Mary Wilderotter Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent
Chairman
5 Ratification of Auditor Mgmt For For For
GameStop Corp.
Ticker Security ID: Meeting Date Meeting Status
GME CUSIP 36467W109 06/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stanley (Mickey) Steinberg Mgmt For Withhold Against
1.2 Elect Gerald Szczepanski Mgmt For Withhold Against
1.3 Elect Lawrence Zilavy Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 2011 Incentive Plan Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
Garmin Ltd.
Ticker Security ID: Meeting Date Meeting Status
GRMN CUSIP H2906T109 06/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of Financial Statements Mgmt For For For
2 Discharge of the Board of Directors Mgmt For Against Against
and Executive
Officers
3.1 Elect Donald Eller Mgmt For Withhold Against
3.2 Elect Clifton Pemble Mgmt For Withhold Against
4 Ratification of Auditor Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 2011 Non-employee Directors' Equity Mgmt For Against Against
Incentive
Plan
7 Advisory Vote on Executive Mgmt For Against Against
Compensation
8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
General Mills,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GIS CUSIP 370334104 09/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Bradbury Anderson Mgmt For Against Against
2 Elect R. Kerry Clark Mgmt For Against Against
3 Elect Paul Danos Mgmt For For For
4 Elect William Esrey Mgmt For For For
5 Elect Raymond Gilmartin Mgmt For Against Against
6 Elect Judith Richards Hope Mgmt For For For
7 Elect Heidi Miller Mgmt For For For
8 Elect Hilda Ochoa-Brillembourg Mgmt For For For
9 Elect Steve Odland Mgmt For For For
10 Elect Kendall Powell Mgmt For For For
11 Elect Lois Quam Mgmt For Against Against
12 Elect Michael Rose Mgmt For Against Against
13 Elect Robert Ryan Mgmt For For For
14 Elect Dorothy Terrell Mgmt For For For
15 Executive Incentive Plan Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Advisory Vote on Executive Mgmt For Against Against
Compensation
Genuine Parts
Company
Ticker Security ID: Meeting Date Meeting Status
GPC CUSIP 372460105 04/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mary Bullock Mgmt For Withhold Against
1.2 Elect Jean Douville Mgmt For Withhold Against
1.3 Elect Thomas Gallagher Mgmt For Withhold Against
1.4 Elect George Guynn Mgmt For Withhold Against
1.5 Elect John Holder Mgmt For Withhold Against
1.6 Elect John Johns Mgmt For Withhold Against
1.7 Elect Michael Johns Mgmt For Withhold Against
1.8 Elect J. Hicks Lanier Mgmt For Withhold Against
1.9 Elect Robert Loudermilk, Jr. Mgmt For Withhold Against
1.10 Elect Wendy Needham Mgmt For Withhold Against
1.11 Elect Jerry Nix Mgmt For Withhold Against
1.12 Elect Gary Rollins Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Amendment to the 2006 Long-Term Mgmt For Against Against
Incentive
Plan
5 Ratification of Auditor Mgmt For Against Against
Genworth
Financial,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GNW CUSIP 37247D106 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Steven Alesio Mgmt For Against Against
2 Elect William Bolinder Mgmt For For For
3 Elect Michael Fraizer Mgmt For For For
4 Elect Nancy Karch Mgmt For Against Against
5 Elect J. Robert Kerrey Mgmt For For For
6 Elect Risa Lavizzo-Mourey Mgmt For For For
7 Elect Christine Mead Mgmt For For For
8 Elect Thomas Moloney Mgmt For For For
9 Elect James Parke Mgmt For Against Against
10 Elect James Riepe Mgmt For Against Against
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
Gildan
Activewear
Inc.
Ticker Security ID: Meeting Date Meeting Status
GIL CUSIP 375916103 02/09/2011 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Anderson Mgmt For Withhold Against
1.2 Elect Robert Baylis Mgmt For Withhold Against
1.3 Elect Glenn Chamandy Mgmt For For For
1.4 Elect Russell Goodman Mgmt For For For
1.5 Elect George Heller Mgmt For Withhold Against
1.6 Elect Sheila O'Brien Mgmt For Withhold Against
1.7 Elect Pierre Robitaille Mgmt For For For
1.8 Elect James Scarborough Mgmt For Withhold Against
1.9 Elect Richard Strubel Mgmt For Withhold Against
1.10 Elect Gonzalo Valdes-Fauli Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Shareholder Rights Plan Mgmt For Against Against
4 Amendments to Articles Regarding Mgmt For For For
Board
Size
Gilead Sciences,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Cogan Mgmt For For For
1.2 Elect Etienne Davignon Mgmt For For For
1.3 Elect James Denny Mgmt For For For
1.4 Elect Carla Hills Mgmt For For For
1.5 Elect Kevin Lofton Mgmt For Withhold Against
1.6 Elect John Madigan Mgmt For Withhold Against
1.7 Elect John Martin Mgmt For For For
1.8 Elect Gordon Moore Mgmt For Withhold Against
1.9 Elect Nicholas Moore Mgmt For Withhold Against
1.10 Elect Richard Whitley Mgmt For For For
1.11 Elect Gayle Wilson Mgmt For For For
1.12 Elect Per Wold-Olsen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 162(m) Bonus Plan Mgmt For For For
4 Elimination of Supermajority Mgmt For For For
Requirement
5 Right to Call a Special Meeting Mgmt For For For
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Hansen Natural
Corporation
Ticker Security ID: Meeting Date Meeting Status
HANS CUSIP 411310105 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Rodney Sacks Mgmt For Withhold Against
1.2 Elect Hilton Schlosberg Mgmt For Withhold Against
1.3 Elect Norman Epstein Mgmt For Withhold Against
1.4 Elect Benjamin Polk Mgmt For Withhold Against
1.5 Elect Sydney Selati Mgmt For Withhold Against
1.6 Elect Harold Taber, Jr. Mgmt For Withhold Against
1.7 Elect Mark Vidergauz Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2011 Omnibus Incentive Plan Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Harley-Davidson,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HOG CUSIP 412822108 04/30/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Barry Allen Mgmt For For For
1.2 Elect R. John Anderson Mgmt For Withhold Against
1.3 Elect Richard Beattie Mgmt For Withhold Against
1.4 Elect George Conrades Mgmt For Withhold Against
1.5 Elect Judson Green Mgmt For Withhold Against
1.6 Elect Sara Levinson Mgmt For Withhold Against
1.7 Elect N. Thomas Linebarger Mgmt For Withhold Against
1.8 Elect George Miles, Jr. Mgmt For Withhold Against
1.9 Elect Jochen Zeitz Mgmt For Withhold Against
2 Elimination of Supermajority Mgmt For For For
Requirement for Transactions with
an Interested
Shareholder
3 Elimination of Supermajority Mgmt For For For
Requirement for Special Meetings of
Shareholders
4 Elimination of Supermajority Mgmt For For For
Requirement for Approval of Certain
Matters
5 Short-Term Incentive Plan for Senior Mgmt For For For
Executives
6 Ratification of Auditor Mgmt For Against Against
7 Advisory Vote on Executive Mgmt For Against Against
Compensation
8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
9 Shareholder Proposal Regarding the ShrHoldr Against For Against
Approval of Survivor Benefits
(Golden
Coffins)
Hasbro, Inc.
Ticker Security ID: Meeting Date Meeting Status
HAS CUSIP 418056107 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Basil Anderson Mgmt For For For
1.2 Elect Alan Batkin Mgmt For For For
1.3 Elect Frank Biondi, Jr. Mgmt For Withhold Against
1.4 Elect Kenneth Bronfin Mgmt For Withhold Against
1.5 Elect John Connors, Jr. Mgmt For Withhold Against
1.6 Elect Michael Garrett Mgmt For For For
1.7 Elect Lisa Gersh Mgmt For Withhold Against
1.8 Elect Brian Goldner Mgmt For For For
1.9 Elect Jack Greenberg Mgmt For Withhold Against
1.10 Elect Alan Hassenfeld Mgmt For For For
1.11 Elect Tracy Leinbach Mgmt For For For
1.12 Elect Edward Philip Mgmt For Withhold Against
1.13 Elect Alfred Verrecchia Mgmt For For For
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
HCP, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCP CUSIP 40414L109 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Flaherty III Mgmt For Against Against
2 Elect Christine Garvey Mgmt For Against Against
3 Elect David Henry Mgmt For Against Against
4 Elect Lauralee Martin Mgmt For Against Against
5 Elect Michael McKee Mgmt For Against Against
6 Elect Peter Rhein Mgmt For Against Against
7 Elect Kenneth Roath Mgmt For Against Against
8 Elect Richard Rosenberg Mgmt For Against Against
9 Elect Joseph Sullivan Mgmt For Against Against
10 Ratification of Auditor Mgmt For Against Against
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Health Care
Reit,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HCN CUSIP 42217K106 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Ballard, Jr. Mgmt For Against Against
2 Elect Peter Grua Mgmt For Against Against
3 Elect R. Scott Trumbull Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Increase of Authorized Common Stock Mgmt For Against Against
7 Ratification of Auditor Mgmt For Against Against
Hess Corporation
Ticker Security ID: Meeting Date Meeting Status
HES CUSIP 42809H107 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Edith Holiday Mgmt For Against Against
2 Elect John Mullin, III Mgmt For Against Against
3 Elect F. Borden Walker Mgmt For Against Against
4 Elect Robert Wilson Mgmt For Against Against
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
8 Amendment to the Performance Mgmt For For For
Incentive Plan for Senior
Officers
Hewlett-Packard
Company
Ticker Security ID: Meeting Date Meeting Status
HPQ CUSIP 428236103 03/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Marc Andreessen Mgmt For For For
2 Elect Leo Apotheker Mgmt For For For
3 Elect Lawrence Babbio Jr. Mgmt For Against Against
4 Elect Sari Baldauf Mgmt For For For
5 Elect Shumeet Banerji Mgmt For For For
6 Elect Rajiv Gupta Mgmt For Against Against
7 Elect John Hammergren Mgmt For Against Against
8 Elect Raymond Lane Mgmt For For For
9 Elect Gary Reiner Mgmt For For For
10 Elect Patricia Russo Mgmt For For For
11 Elect Dominique Senequier Mgmt For For For
12 Elect G. Kennedy Thompson Mgmt For For For
13 Elect Margaret Whitman Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 2011 Employee Stock Purchase Plan Mgmt For For For
18 Amendment to the 2005 Mgmt For Against Against
Pay-for-Results
Plan
Hormel Foods
Corporation
Ticker Security ID: Meeting Date Meeting Status
HRL CUSIP 440452100 01/31/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Terrell Crews Mgmt For For For
2 Elect Jeffrey Ettinger Mgmt For For For
3 Elect Jody Feragen Mgmt For For For
4 Elect Susan Marvin Mgmt For For For
5 Elect John Morrison Mgmt For For For
6 Elect Elsa Murano Mgmt For For For
7 Elect Robert Nakasone Mgmt For For For
8 Elect Susan Nestegard Mgmt For For For
9 Elect Ronald Pearson Mgmt For For For
10 Elect Dakota Pippins Mgmt For Against Against
11 Elect Hugh Smith Mgmt For For For
12 Elect John Turner Mgmt For For For
13 Increase of Authorized Common Stock Mgmt For Against Against
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
Hospira, Inc.
Ticker Security ID: Meeting Date Meeting Status
HSP CUSIP 441060100 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Irving Bailey, II Mgmt For Against Against
2 Elect F. Michael Ball Mgmt For Against Against
3 Elect Jacque Sokolov Mgmt For Against Against
4 Elimination of Supermajority Mgmt For For For
Requirement for Removal of
Directors For
Cause
5 Elimination of Supermajority Mgmt For For For
Requirement for Bylaw Adoption,
Amendment or
Repeal
6 Elimination of Supermajority Mgmt For For For
Requirement for Alteration,
Amendment or Repeal of Certificate
Provisions
7 Advisory Vote on Executive Mgmt For For For
Compensation
8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
Host Hotels &
Resorts,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HST CUSIP 44107P104 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Robert Baylis Mgmt For Against Against
2 Elect Willard Brittain, Jr. Mgmt For Against Against
3 Elect Terence Golden Mgmt For Against Against
4 Elect Ann McLaughlin Korologos Mgmt For Against Against
5 Elect Richard Marriott Mgmt For Against Against
6 Elect John Morse, Jr. Mgmt For Against Against
7 Elect Gordon Smith Mgmt For Against Against
8 Elect W. Edward Walter Mgmt For Against Against
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Hudson City
Bancorp,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HCBK CUSIP 443683107 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ronald Hermance, Jr. Mgmt For Against Against
2 Elect William Bardel Mgmt For Against Against
3 Elect Scott Belair Mgmt For Against Against
4 Elect Cornelius Golding Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 2011 Stock Incentive Plan Mgmt For Against Against
7 Advisory Vote on Executive Mgmt For Against Against
Compensation
8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
9 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
Illinois Tool
Works
Inc.
Ticker Security ID: Meeting Date Meeting Status
ITW CUSIP 452308109 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Susan Crown Mgmt For Against Against
2 Elect Don Davis, Jr. Mgmt For For For
3 Elect Robert McCormack Mgmt For Against Against
4 Elect Robert Morrison Mgmt For Against Against
5 Elect James Skinner Mgmt For Against Against
6 Elect David Smith, Jr. Mgmt For For For
7 Elect David Speer Mgmt For Against Against
8 Elect Pamela Strobel Mgmt For Against Against
9 Elect Kevin Warren Mgmt For Against Against
10 Elect Anre Williams Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For Against Against
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 2011 Cash Incentive Plan Mgmt For For For
15 Amendment to the 2011 Long-Term Mgmt For Against Against
Incentive
Plan
Ingersoll-Rand
Plc
Ticker Security ID: Meeting Date Meeting Status
IR CUSIP G47791101 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ann Berzin Mgmt For For For
2 Elect John Bruton Mgmt For Against Against
3 Elect Jared Cohon Mgmt For Against Against
4 Elect Gary Forsee Mgmt For Against Against
5 Elect Peter Godsoe Mgmt For For For
6 Elect Edward Hagenlocker Mgmt For For For
7 Elect Constance Horner Mgmt For Against Against
8 Elect Michael Lamach Mgmt For For For
9 Elect Theodore Martin Mgmt For For For
10 Elect Richard Swift Mgmt For For For
11 Elect Tony White Mgmt For Against Against
12 Senior Executive Performance Plan Mgmt For For For
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Authority to Repurchase Shares Mgmt For For For
16 Ratification of Auditor Mgmt For Against Against
Inmet Mining
Corporation
Ticker Security ID: Meeting Date Meeting Status
IMN CUSIP 457983104 04/04/2011 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Merger Mgmt For For For
Inmet Mining
Corporation
Ticker Security ID: Meeting Date Meeting Status
IMN CUSIP 457983104 06/27/2011 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Yilmaz Arguden Mgmt For Withhold Against
1.2 Elect David Beatty Mgmt For Withhold Against
1.3 Elect John Eby Mgmt For Withhold Against
1.4 Elect John Clappison Mgmt For Withhold Against
1.5 Elect Paul Gagne Mgmt For Withhold Against
1.6 Elect Oyvind Hushovd Mgmt For Withhold Against
1.7 Elect Thomas Mara Mgmt For Withhold Against
1.8 Elect Jochen Tilk Mgmt For Withhold Against
1.9 Elect Douglas Whitehead Mgmt For Withhold Against
2 Appointment of Auditor and Authority Mgmt For Withhold Against
to Set
Fees
3 Share Option Plan Mgmt For Against Against
Integrys Energy
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TEG CUSIP 45822P105 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Keith Bailey Mgmt For Withhold Against
1.2 Elect William Brodsky Mgmt For Withhold Against
1.3 Elect Albert Budney, Jr. Mgmt For Withhold Against
1.4 Elect Pastora Cafferty Mgmt For Withhold Against
1.5 Elect Ellen Carnahan Mgmt For Withhold Against
1.6 Elect Michelle Collins Mgmt For Withhold Against
1.7 Elect Kathryn Hasselblad-Pascale Mgmt For Withhold Against
1.8 Elect John Higgins Mgmt For Withhold Against
1.9 Elect James Kemerling Mgmt For Withhold Against
1.10 Elect Michael Lavin Mgmt For Withhold Against
1.11 Elect William Protz, Jr. Mgmt For Withhold Against
1.12 Elect Charles Schrock Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charlene Barshefsky Mgmt For Against Against
2 Elect Susan Decker Mgmt For Against Against
3 Elect John Donahoe Mgmt For Against Against
4 Elect Reed Hundt Mgmt For Against Against
5 Elect Paul Otellini Mgmt For Against Against
6 Elect James Plummer Mgmt For Against Against
7 Elect David Pottruck Mgmt For Against Against
8 Elect Jane Shaw Mgmt For Against Against
9 Elect Frank Yeary Mgmt For Against Against
10 Elect David Yoffie Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2006 Equity Mgmt For Against Against
Incentive
Plan
13 Amendment to the 2006 Stock Purchase Mgmt For For For
Plan
14 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
IntercontinentalE
xchange,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ICE cusip 45865V100 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charles Crisp Mgmt For Against Against
2 Elect Jean-Marc Forneri Mgmt For Against Against
3 Elect Judd Gregg Mgmt For Against Against
4 Elect Fred Hatfield Mgmt For Against Against
5 Elect Terrence Martell Mgmt For Against Against
6 Elect Callum McCarthy Mgmt For Against Against
7 Elect Robert Reid Mgmt For Against Against
8 Elect Frederic Salerno Mgmt For Against Against
9 Elect Jeffrey Sprecher Mgmt For Against Against
10 Elect Judith Sprieser Mgmt For Against Against
11 Elect Vincent Tese Mgmt For Against Against
12 Advisory Vote on Executive Mgmt For Against Against
Compensation
13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
14 Ratification of Auditor Mgmt For Against Against
International
Business
Machines
Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Alain Belda Mgmt For Against Against
2 Elect William Brody Mgmt For For For
3 Elect Kenneth Chenault Mgmt For Against Against
4 Elect Michael Eskew Mgmt For For For
5 Elect Shirley Jackson Mgmt For For For
6 Elect Andrew Liveris Mgmt For Against Against
7 Elect W. James McNerney, Jr. Mgmt For Against Against
8 Elect James Owens Mgmt For For For
9 Elect Samuel Palmisano Mgmt For Against Against
10 Elect Joan Spero Mgmt For For For
11 Elect Sidney Taurel Mgmt For Against Against
12 Elect Lorenzo Hector Zambrano Trevino Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Lobbying
Report
International
Flavors &
Fragrances
Inc.
Ticker Security ID: Meeting Date Meeting Status
IFF CUSIP 459506101 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Margaret Adame Mgmt For For For
2 Elect Marcello Bottoli Mgmt For Against Against
3 Elect Linda Buck Mgmt For For For
4 Elect J. Michael Cook Mgmt For Against Against
5 Elect Roger Ferguson, Jr. Mgmt For Against Against
6 Elect Andreas Fibig Mgmt For For For
7 Elect Alexandra Herzan Mgmt For Against Against
8 Elect Henry Howell, Jr. Mgmt For For For
9 Elect Katherine Hudson Mgmt For For For
10 Elect Arthur Martinez Mgmt For For For
11 Elect Dale Morrison Mgmt For For For
12 Elect Douglas Tough Mgmt For For For
13 Ratification of Auditor Mgmt For Against Against
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
International
Paper
Company
Ticker Security ID: Meeting Date Meeting Status
IP CUSIP 460146103 05/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Bronczek Mgmt For Against Against
2 Elect Ahmet Dorduncu Mgmt For Against Against
3 Elect Lynn Elsenhans Mgmt For Against Against
4 Elect John Faraci Mgmt For Against Against
5 Elect Samir Gibara Mgmt For Against Against
6 Elect Stacey Mobley Mgmt For Against Against
7 Elect John Townsend III Mgmt For Against Against
8 Elect John Turner Mgmt For Against Against
9 Elect William Walter Mgmt For Against Against
10 Elect Alberto Weisser Mgmt For Against Against
11 Elect J. Steven Whisler Mgmt For Against Against
12 Ratification of Auditor Mgmt For Against Against
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
Intuit Inc.
Ticker Security ID: Meeting Date Meeting Status
INTU CUSIP 461202103 01/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Batchelder Mgmt For Against Against
2 Elect Christopher Brody Mgmt For Against Against
3 Elect William Campbell Mgmt For Against Against
4 Elect Scott Cook Mgmt For Against Against
5 Elect Diane Greene Mgmt For Against Against
6 Elect Michael Hallman Mgmt For Against Against
7 Elect Edward Kangas Mgmt For Against Against
8 Elect Suzanne Nora Johnson Mgmt For Against Against
9 Elect Dennis Powell Mgmt For Against Against
10 Elect Brad Smith Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2005 Equity Mgmt For Against Against
Incentive
Plan
13 Advisory Vote on Executive Mgmt For For For
Compensation
Invesco Ltd.
Ticker Security ID: Meeting Date Meeting Status
IVZ CUSIP G491BT108 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Rex Adams Mgmt For Against Against
2 Elect John Banham Mgmt For Against Against
3 Elect Denis Kessler Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 2011 Global Equity Incentive Plan Mgmt For Against Against
7 Ratification of Auditor Mgmt For For For
Iron Mountain
Incorporated
Ticker Security ID: Meeting Date Meeting Status
IRM CUSIP 462846106 06/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Clarke Bailey Mgmt For Withhold Against
1.2 Elect Kent Dauten Mgmt For Withhold Against
1.3 Elect Paul Deninger Mgmt For Withhold Against
1.4 Elect Per-Kristian Halvorsen Mgmt For Withhold Against
1.5 Elect Michael Lamach Mgmt For Withhold Against
1.6 Elect Arthur Little Mgmt For Withhold Against
1.7 Elect Allan Loren Mgmt For Withhold Against
1.8 Elect C. Richard Reese Mgmt For Withhold Against
1.9 Elect Vincent Ryan Mgmt For Withhold Against
1.10 Elect Laurie Tucker Mgmt For Withhold Against
1.11 Elect Alfred Verrecchia Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
J.B. Hunt
Transport
Services,
Inc.
Ticker Security ID: Meeting Date Meeting Status
JBHT CUSIP 445658107 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Douglas Duncan Mgmt For Against Against
2 Elect Wayne Garrison Mgmt For Against Against
3 Elect Sharilyn Gasaway Mgmt For Against Against
4 Elect Gary George Mgmt For Against Against
5 Elect Bryan Hunt Mgmt For Against Against
6 Elect Coleman Peterson Mgmt For Against Against
7 Elect John Roberts III Mgmt For Against Against
8 Elect James Robo Mgmt For Against Against
9 Elect William Shea Jr. Mgmt For Against Against
10 Elect Kirk Thompson Mgmt For Against Against
11 Elect John White Mgmt For Against Against
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
J.C. Penney
Company,
Inc.
Ticker Security ID: Meeting Date Meeting Status
JCP CUSIP 708160106 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Ackman Mgmt For Against Against
2 Elect Colleen Barrett Mgmt For Against Against
3 Elect Thomas Engibous Mgmt For Against Against
4 Elect Kent Foster Mgmt For Against Against
5 Elect Geraldine Laybourne Mgmt For Against Against
6 Elect Burl Osborne Mgmt For Against Against
7 Elect Leonard Roberts Mgmt For Against Against
8 Elect Steven Roth Mgmt For Against Against
9 Elect Javier Teruel Mgmt For Against Against
10 Elect R. Gerald Turner Mgmt For Against Against
11 Elect Mary Beth West Mgmt For Against Against
12 Elect Myron Ullman III Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Elimination of Supermajority Mgmt For For For
Requirement
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Mary Coleman Mgmt For Against Against
2 Elect James Cullen Mgmt For Against Against
3 Elect Ian Davis Mgmt For Against Against
4 Elect Michael Johns Mgmt For Against Against
5 Elect Susan Lindquist Mgmt For Against Against
6 Elect Anne Mulcahy Mgmt For Against Against
7 Elect Leo Mullin Mgmt For Against Against
8 Elect William Perez Mgmt For Against Against
9 Elect Charles Prince Mgmt For Against Against
10 Elect David Satcher Mgmt For Against Against
11 Elect William Weldon Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Pharmaceutical Price
Restraints
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Policy on Health Status
Discrimination
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Animal
Welfare
Johnson
Controls,
Inc.
Ticker Security ID: Meeting Date Meeting Status
JCI CUSIP 478366107 01/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Natalie Black Mgmt For Withhold Against
1.2 Elect Robert Cornog Mgmt For Withhold Against
1.3 Elect William Lacy Mgmt For Withhold Against
1.4 Elect Stephen Roell Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
4 Amendment to the Annual Incentive Mgmt For Against Against
Performance
Plan
5 Amendment to the Long-Term Incentive Mgmt For Against Against
Performance
Plan
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Kellogg Company
Ticker Security ID: Meeting Date Meeting Status
K CUSIP 487836108 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Bryant Mgmt For Withhold Against
1.2 Elect Rogelio Rebolledo Mgmt For Withhold Against
1.3 Elect Sterling Speirn Mgmt For Withhold Against
1.4 Elect John Zabriskie Mgmt For Withhold Against
2 Senior Executive Annual Incentive Mgmt For For For
Plan
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Keycorp
Ticker Security ID: Meeting Date Meeting Status
KEY CUSIP 493267108 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Edward Campbell Mgmt For Withhold Against
1.2 Elect Joseph Carrabba Mgmt For Withhold Against
1.3 Elect Carol Cartwright Mgmt For Withhold Against
1.4 Elect Alexander Cutler Mgmt For Withhold Against
1.5 Elect H. James Dallas Mgmt For For For
1.6 Elect Elizabeth Gile Mgmt For For For
1.7 Elect Ruth Ann Gillis Mgmt For Withhold Against
1.8 Elect Kristen Manos Mgmt For For For
1.9 Elect Beth Mooney Mgmt For For For
1.10 Elect Bill Sanford Mgmt For For For
1.11 Elect Barbara Snyder Mgmt For Withhold Against
1.12 Elect Edward Stack Mgmt For For For
1.13 Elect Thomas Stevens Mgmt For For For
2 2011 Annual Performance Plan Mgmt For Against Against
3 Amendment to Remove Supermajority Mgmt For For For
Requirement
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Kimberly-Clark
Corporation
Ticker Security ID: Meeting Date Meeting Status
KMB CUSIP 494368103 04/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Alm Mgmt For For For
2 Elect John Bergstrom Mgmt For For For
3 Elect Abelardo Bru Mgmt For For For
4 Elect Robert Decherd Mgmt For Against Against
5 Elect Thomas Falk Mgmt For For For
6 Elect Mae Jemison Mgmt For For For
7 Elect James Jenness Mgmt For For For
8 Elect Nancy Karch Mgmt For For For
9 Elect Ian Read Mgmt For For For
10 Elect Linda Johnson Rice Mgmt For For For
11 Elect Marc Shapiro Mgmt For For For
12 Elect G. Craig Sullivan Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 2011 Outside Directors' Compensation Mgmt For For For
Plan
15 2011 Equity Participation Plan Mgmt For For For
16 Advisory Vote on Executive Mgmt For Against Against
Compensation
17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Kimco Realty
Corporation
Ticker Security ID: Meeting Date Meeting Status
KIM CUSIP 49446R109 05/04/2011 Unvoted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Milton Cooper Mgmt For N/A N/A
1.2 Elect Philip Coviello Mgmt For N/A N/A
1.3 Elect Richard Dooley Mgmt For N/A N/A
1.4 Elect Joe Grills Mgmt For N/A N/A
1.5 Elect David Henry Mgmt For N/A N/A
1.6 Elect F. Patrick Hughes Mgmt For N/A N/A
1.7 Elect Frank Lourenso Mgmt For N/A N/A
1.8 Elect Colombe Nicholas Mgmt For N/A N/A
1.9 Elect Richard Saltzman Mgmt For N/A N/A
2 Advisory Vote on Executive Mgmt For N/A N/A
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year N/A N/A
Executive
Compensation
4 Ratification of Auditor Mgmt For N/A N/A
Kinross Gold
Corporation
Ticker Security ID: Meeting Date Meeting Status
K CUSIP 496902404 05/04/2011 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Brough Mgmt For Withhold Against
1.2 Elect Tye Burt Mgmt For Withhold Against
1.3 Elect John Carrington Mgmt For Withhold Against
1.4 Elect Richard Clark Mgmt For Withhold Against
1.5 Elect John Huxley Mgmt For Withhold Against
1.6 Elect John Keyes Mgmt For Withhold Against
1.7 Elect Catherine McLeod-Seltzer Mgmt For Withhold Against
1.8 Elect George Michals Mgmt For Withhold Against
1.9 Elect John Oliver Mgmt For Withhold Against
1.10 Elect Terence Reid Mgmt For Withhold Against
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Amendment to Share Incentive Plan Mgmt For For For
4 Amendment to Restricted Share Plan Mgmt For For For
5 Advisory Vote on Executive Mgmt For For For
Compensation
Kinross Gold
Corporation
Ticker Security ID: Meeting Date Meeting Status
K CUSIP 496902404 09/15/2010 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Stock and Warrant Issuance for Mgmt For For For
Acquisition
Kohl's
Corporation
Ticker Security ID: Meeting Date Meeting Status
KSS CUSIP 500255104 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Peter Boneparth Mgmt For For For
2 Elect Steven Burd Mgmt For Against Against
3 Elect John Herma Mgmt For For For
4 Elect Dale Jones Mgmt For Against Against
5 Elect William Kellogg Mgmt For For For
6 Elect Kevin Mansell Mgmt For For For
7 Elect Frank Sica Mgmt For Against Against
8 Elect Peter Sommerhauser Mgmt For For For
9 Elect Stephanie Streeter Mgmt For For For
10 Elect Nina Vaca Mgmt For For For
11 Elect Stephen Watson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Elimination of Supermajority Mgmt For For For
Requirement in Article
V(f)
14 Elimination of Supermajority Mgmt For For For
Requirement in Article
VI
15 Annual Incentive Plan Mgmt For For For
16 Advisory Vote on Executive Mgmt For Against Against
Compensation
17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
18 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
19 Shareholder Proposal Regarding CEO ShrHoldr Against For Against
Succession
Planning
Kraft Foods Inc.
Ticker Security ID: Meeting Date Meeting Status
KFT CUSIP 50075N104 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ajay Banga Mgmt For Against Against
2 Elect Myra Hart Mgmt For Against Against
3 Elect Peter Henry Mgmt For Against Against
4 Elect Lois Juliber Mgmt For Against Against
5 Elect Mark Ketchum Mgmt For Against Against
6 Elect Richard Lerner Mgmt For Against Against
7 Elect Mackey McDonald Mgmt For Against Against
8 Elect John Pope Mgmt For Against Against
9 Elect Fedric Reynolds Mgmt For Against Against
10 Elect Irene Rosenfeld Mgmt For Against Against
11 Elect Jean-Francois van Boxmeer Mgmt For Against Against
12 Advisory Vote on Executive Mgmt For Against Against
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Amendment to the 2006 Stock Mgmt For For For
Compensation Plan for Non-Employee
Directors
15 Ratification of Auditor Mgmt For Against Against
Liberty Global,
Inc.
Ticker Security ID: Meeting Date Meeting Status
LBTYA CUSIP 530555101 06/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 NON-VOTING AGENDA Mgmt N/A For N/A
Liberty Property
Trust
Ticker Security ID: Meeting Date Meeting Status
LRY CUSIP 531172104 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect M. Leanne Lachman Mgmt For Withhold Against
1.2 Elect Stephen Steinour Mgmt For Withhold Against
1.3 Elect Frederick Buchholz Mgmt For Withhold Against
1.4 Elect Thomas DeLoach, Jr. Mgmt For Withhold Against
1.5 Elect Daniel Garton Mgmt For Withhold Against
1.6 Elect Stephen Siegel Mgmt For Withhold Against
1.7 Elect Katherine Dietze Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Life
Technologies
Corporation
Ticker Security ID: Meeting Date Meeting Status
LIFE CUSIP 53217V109 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Balakrishnan Iyer Mgmt For Against Against
2 Elect Gregory Lucier Mgmt For Against Against
3 Elect Ronald Matricaria Mgmt For Against Against
4 Elect David U'Prichard Mgmt For Against Against
5 Elect William Longfield Mgmt For Against Against
6 Elect Ora Pescovitz Mgmt For Against Against
7 Ratification of Auditor Mgmt For Against Against
8 Amendments to Certificate of Mgmt For For For
Incorporation
9 Advisory Vote on Executive Mgmt For For For
Compensation
10 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
Limited Brands,
Inc.
Ticker Security ID: Meeting Date Meeting Status
LTD CUSIP 532716107 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Donna James Mgmt For Against Against
2 Elect Jeffrey Miro Mgmt For Against Against
3 Elect Raymond Zimmerman Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
5 2011 Stock Option Performance and Mgmt For Against Against
Incentive
Plan
6 2011 Cash Incentive Compensation Mgmt For Against Against
Performance
Plan
7 Advisory Vote on Executive Mgmt For Against Against
Compensation
8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
9 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
Lincoln National
Corporation
Ticker Security ID: Meeting Date Meeting Status
LNC CUSIP 534187109 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Dennis Glass Mgmt For Against Against
2 Elect Gary Kelly Mgmt For Against Against
3 Elect Michael Mee Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
5 Amendment to the Restated Articles Mgmt For For For
of Incorporation to Allow
Shareholders to Amend the
Bylaws
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Loblaw Companies
Limited
Ticker Security ID: Meeting Date Meeting Status
L CUSIP 539481101 05/05/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Bachand Mgmt For For For
1.2 Elect Paul Beeston Mgmt For For For
1.3 Elect Gordon Currie Mgmt For For For
1.4 Elect Anthony Fell Mgmt For Withhold Against
1.5 Elect Christiane Germain Mgmt For For For
1.6 Elect Anthony Graham Mgmt For For For
1.7 Elect John Lacey Mgmt For For For
1.8 Elect Allan Leighton Mgmt For Withhold Against
1.9 Elect Nancy Lockhart Mgmt For For For
1.10 Elect Thomas O'Neill Mgmt For For For
1.11 Elect Galen Weston Mgmt For For For
1.12 Elect John Wetmore Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For Withhold Against
to Set
Fees
Lowe's
Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
LOW CUSIP 548661107 05/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Raul Alvarez Mgmt For Withhold Against
1.2 Elect David Bernauer Mgmt For Withhold Against
1.3 Elect Leonard Berry Mgmt For Withhold Against
1.4 Elect Peter Browning Mgmt For Withhold Against
1.5 Elect Dawn Hudson Mgmt For Withhold Against
1.6 Elect Robert Johnson Mgmt For Withhold Against
1.7 Elect Marshall Larsen Mgmt For Withhold Against
1.8 Elect Richard Lochridge Mgmt For Withhold Against
1.9 Elect Robert Niblock Mgmt For Withhold Against
1.10 Elect Stephen Page Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 2011 Annual Incentive Plan Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Shareholder Approval of Severance
Agreements
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Linking Executive Pay to
Sustainability
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Political Contributions
and Expenditure
Report
Lubrizol
Corporation
Ticker Security ID: Meeting Date Meeting Status
LZ CUSIP 549271104 06/09/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Acquisition Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
LyondellBasell
Industries
N.V.
Ticker Security ID: Meeting Date Meeting Status
LYB CUSIP N53745100 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Jagject Bindra Mgmt For Against Against
2 Elect Milton Carroll Mgmt For Against Against
3 Elect Rudy van der Meer Mgmt For Against Against
4 Elect Robin Buchanan Mgmt For Against Against
5 Elect Jacques Aigrain Mgmt For Against Against
6 Approval of Annual Accounts Mgmt For For For
7 Officer Liability/Indemnification Mgmt For Against Against
8 Director Liability/Indemnification Mgmt For Against Against
9 Appointment of Auditor Mgmt For For For
10 Remuneration of Supervisory Board Mgmt For For For
11 Amendments to Articles Mgmt For For For
12 Approval of Ordinary Cash Dividend Mgmt For For For
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Elect Robert G. Gwin Mgmt For Against Against
M&T Bank
Corporation
Ticker Security ID: Meeting Date Meeting Status
MTB CUSIP 55261F104 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Brent Baird Mgmt For Withhold Against
1.2 Elect Robert Bennett Mgmt For For For
1.3 Elect C. Angela Bontempo Mgmt For For For
1.4 Elect Robert Brady Mgmt For Withhold Against
1.5 Elect Michael Buckley Mgmt For Withhold Against
1.6 Elect T. Jefferson Cunningham, III Mgmt For For For
1.7 Elect Mark Czarnecki Mgmt For For For
1.8 Elect Gary Geisel Mgmt For For For
1.9 Elect Patrick Hodgson Mgmt For For For
1.10 Elect Richard King Mgmt For For For
1.11 Elect Jorge Pereira Mgmt For Withhold Against
1.12 Elect Michael Pinto Mgmt For For For
1.13 Elect Melinda Rich Mgmt For For For
1.14 Elect Robert Sadler, Jr. Mgmt For For For
1.15 Elect Herbert Washington Mgmt For For For
1.16 Elect Robert Wilmers Mgmt For For For
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Ratification of Auditor Mgmt For For For
Macy's, Inc.
Ticker Security ID: Meeting Date Meeting Status
M CUSIP 55616P104 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Bollenbach Mgmt For For For
1.2 Elect Deirdre Connelly Mgmt For Withhold Against
1.3 Elect Meyer Feldberg Mgmt For Withhold Against
1.4 Elect Sara Levinson Mgmt For Withhold Against
1.5 Elect Terry Lundgren Mgmt For For For
1.6 Elect Joseph Neubauer Mgmt For Withhold Against
1.7 Elect Joseph Pichler Mgmt For For For
1.8 Elect Joyce Roche Mgmt For For For
1.9 Elect Craig Weatherup Mgmt For Withhold Against
1.10 Elect Marna Whittington Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Manpower Inc.
Ticker Security ID: Meeting Date Meeting Status
MAN CUSIP 56418H100 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Cari Dominguez Mgmt For Against Against
2 Elect Roberto Mendoza Mgmt For Against Against
3 Elect Elizabeth Sartain Mgmt For Against Against
4 Elect Edward Zore Mgmt For Against Against
5 Elect William Downe Mgmt For Against Against
6 Elect Patricia Hemingway Hall Mgmt For Against Against
7 Ratification of Auditor Mgmt For For For
8 Corporate Senior Management Annual Mgmt For Against Against
Incentive Pool
Plan
9 2011 Equity Incentive Plan Mgmt For Against Against
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Marathon Oil
Corporation
Ticker Security ID: Meeting Date Meeting Status
MRO CUSIP 565849106 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Gregory Boyce Mgmt For Against Against
2 Elect Pierre Brondeau Mgmt For Against Against
3 Elect Clarence Cazalot, Jr. Mgmt For Against Against
4 Elect David Daberko Mgmt For Against Against
5 Elect William Davis, III Mgmt For Against Against
6 Elect Shirley Jackson Mgmt For Against Against
7 Elect Philip Lader Mgmt For Against Against
8 Elect Charles Lee Mgmt For Against Against
9 Elect Michael Phelps Mgmt For Against Against
10 Elect Dennis Reilley Mgmt For Against Against
11 Elect Seth Schofield Mgmt For Against Against
12 Elect John Snow Mgmt For Against Against
13 Elect Thomas Usher Mgmt For Against Against
14 Ratification of Auditor Mgmt For For For
15 Amendment to the Right to Call a Mgmt For For For
Special
Meeting
16 Advisory Vote on Executive Mgmt For Against Against
Compensation
17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Safety
Report
Marriott
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MAR CUSIP 571903202 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect J.W. Marriott, Jr. Mgmt For For For
2 Elect John Marriott III Mgmt For Against Against
3 Elect Mary Bush Mgmt For Against Against
4 Elect Lawrence Kellner Mgmt For For For
5 Elect Debra Lee Mgmt For For For
6 Elect George Munoz Mgmt For For For
7 Elect Harry Pearce Mgmt For Against Against
8 Elect Steven Reinemund Mgmt For Against Against
9 Elect Lawrence Small Mgmt For Against Against
10 Elect Arne Sorenson Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For Against Against
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Marshall &
Ilsley
Corporation
Ticker Security ID: Meeting Date Meeting Status
MI CUSIP 571837103 05/17/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
Martin Marietta
Materials,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MLM CUSIP 573284106 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Sue Cole Mgmt For Withhold Against
1.2 Elect Michael Quillen Mgmt For Withhold Against
1.3 Elect Stephen Zelnak, Jr. Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Masco Corporation
Ticker Security ID: Meeting Date Meeting Status
MAS CUSIP 574599106 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Verne Istock Mgmt For Against Against
2 Elect J. Michael Losh Mgmt For Against Against
3 Elect Timothy Wadhams Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
Mattel, Inc.
Ticker Security ID: Meeting Date Meeting Status
MAT CUSIP 577081102 05/13/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Michael Dolan Mgmt For For For
2 Elect Robert Eckert Mgmt For For For
3 Elect Frances Fergusson Mgmt For For For
4 Elect Tully Friedman Mgmt For Against Against
5 Elect Dominic Ng Mgmt For Against Against
6 Elect Vasant Prabhu Mgmt For For For
7 Elect Andrea Rich Mgmt For Against Against
8 Elect Dean Scarborough Mgmt For For For
9 Elect Christopher Sinclair Mgmt For For For
10 Elect G. Craig Sullivan Mgmt For Against Against
11 Elect Kathy White Mgmt For Against Against
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Amendment to the Bylaws Regarding Mgmt For For For
the Right to Call Special
Meetings
15 Ratification of Auditor Mgmt For For For
McDonald's
Corporation
Ticker Security ID: Meeting Date Meeting Status
MCD CUSIP 580135101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Susan Arnold Mgmt For Against Against
2 Elect Richard Lenny Mgmt For Against Against
3 Elect Cary McMillan Mgmt For Against Against
4 Elect Sheila Penrose Mgmt For Against Against
5 Elect James Skinner Mgmt For Against Against
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Executive Mgmt For Against Against
Compensation
8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
9 Elimination of Super-majority Mgmt For For For
Requirement in Article Regarding
Transactions with Interested
Shareholders
10 Elimination of Supermajority Mgmt For For For
Requirement in Article Regarding
the Removal of
Directors
11 Elimination of Supermajority Mgmt For For For
Requirement in Article Regarding
Shareholder
Action
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
13 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Controlled Atmosphere
Killing
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Childhood
Obesity
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Beverage
Containers
MDU Resources
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MDU CUSIP 552690109 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Thomas Everist Mgmt For Against Against
2 Elect Karen Fagg Mgmt For Against Against
3 Elect Terry Hildestad Mgmt For Against Against
4 Elect A. Bart Holaday Mgmt For Against Against
5 Elect Dennis Johnson Mgmt For Against Against
6 Elect Thomas Knudson Mgmt For Against Against
7 Elect Richard Lewis Mgmt For Against Against
8 Elect Patricia Moss Mgmt For Against Against
9 Elect Harry Pearce Mgmt For Against Against
10 Elect John Wilson Mgmt For Against Against
11 Amendment to the Long-Term Mgmt For For For
Performance-Based Incentive
Plan
12 Ratification of Auditor Mgmt For Against Against
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
MeadWestvaco
Corporation
Ticker Security ID: Meeting Date Meeting Status
MWV CUSIP 583334107 04/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Michael Campbell Mgmt For For For
2 Elect Thomas Cole, Jr. Mgmt For Against Against
3 Elect James Kaiser Mgmt For For For
4 Elect Richard Kelson Mgmt For Against Against
5 Elect James Kilts Mgmt For Against Against
6 Elect Susan Kropf Mgmt For Against Against
7 Elect Douglas Luke Mgmt For For For
8 Elect John Luke, Jr. Mgmt For Against Against
9 Elect Robert McCormack Mgmt For For For
10 Elect Timothy Powers Mgmt For Against Against
11 Elect Jane Warner Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2005 Performance Mgmt For Against Against
Incentive
Plan
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Medco Health
Solutions,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MHS CUSIP 58405U102 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Howard Barker, Jr. Mgmt For Against Against
2 Elect John Cassis Mgmt For Against Against
3 Elect Michael Goldstein Mgmt For Against Against
4 Elect Charles Lillis Mgmt For Against Against
5 Elect Myrtle Potter Mgmt For Against Against
6 Elect William Roper Mgmt For For For
7 Elect David Snow, Jr. Mgmt For For For
8 Elect David Stevens Mgmt For For For
9 Elect Blenda Wilson Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Elimination of Supermajority Mgmt For For For
Requirements
12 Amendment to the 2002 Stock Mgmt For Against Against
Incentive
Plan
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Restricting Executive
Compensation
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 58933Y105 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Leslie Brun Mgmt For For For
2 Elect Thomas Cech Mgmt For For For
3 Elect Richard Clark Mgmt For For For
4 Elect Kenneth Frazier Mgmt For For For
5 Elect Thomas Glocer Mgmt For Against Against
6 Elect Steven Goldstone Mgmt For Against Against
7 Elect William Harrison, Jr. Mgmt For Against Against
8 Elect Harry Jacobson Mgmt For For For
9 Elect William Kelley Mgmt For Against Against
10 Elect C. Robert Kidder Mgmt For For For
11 Elect Rochelle Lazarus Mgmt For Against Against
12 Elect Carlos Represas Mgmt For For For
13 Elect Patricia Russo Mgmt For Against Against
14 Elect Thomas Shenk Mgmt For For For
15 Elect Anne Tatlock Mgmt For Against Against
16 Elect Craig Thompson Mgmt For For For
17 Elect Wendell Weeks Mgmt For For For
18 Elect Peter Wendell Mgmt For Against Against
19 Ratification of Auditor Mgmt For Against Against
20 Advisory Vote on Executive Mgmt For Against Against
Compensation
21 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Metro Inc.
Ticker Security ID: Meeting Date Meeting Status
MRU CUSIP 59162N109 01/25/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Marc DeSerres Mgmt For For For
1.2 Elect Claude Dussault Mgmt For Withhold Against
1.3 Elect Serge Ferland Mgmt For For For
1.4 Elect Paule Gauthier Mgmt For For For
1.5 Elect Paul Gobeil Mgmt For For For
1.6 Elect Christian Haub Mgmt For Withhold Against
1.7 Elect Michel Labonte Mgmt For For For
1.8 Elect Eric La Fleche Mgmt For Withhold Against
1.9 Elect Pierre Lessard Mgmt For Withhold Against
1.10 Elect Marie-Jose Nadeau Mgmt For For For
1.11 Elect Christian Paupe Mgmt For For For
1.12 Elect Real Raymond Mgmt For For For
1.13 Elect Michael Rosicki Mgmt For For For
1.14 Elect John Tory Mgmt For For For
2 Appointment of Auditor Mgmt For For For
MetroPCS
Communications,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PCS CUSIP 591708102 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Roger Linquist Mgmt For Withhold Against
1.2 Elect Arthur Patterson Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Motorola
Solutions,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MSI CUSIP 620076307 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Gregory Brown Mgmt For Against Against
2 Elect William Bratton Mgmt For Against Against
3 Elect David Dorman Mgmt For Against Against
4 Elect Michael Hayden Mgmt For Against Against
5 Elect Vincent Intrieri Mgmt For Against Against
6 Elect Judy Lewent Mgmt For Against Against
7 Elect Samuel Scott III Mgmt For Against Against
8 Elect John White Mgmt For Against Against
9 Advisory Vote on Executive Mgmt For Against Against
Compensation
10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
11 Amendment to the Omnibus Incentive Mgmt For Against Against
Plan of
2006
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHoldr Against For Against
Review of Global Human Rights
Standards
Motorola, Inc.
Ticker Security ID: Meeting Date Meeting Status
MOT CUSIP 620076109 11/29/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Reverse Stock Split Mgmt For For For
2 Amendment to Certificate of Mgmt For For For
Incorporation to Effect Reverse
Stock
Split
National Oilwell
Varco,
Inc.
Ticker Security ID: Meeting Date Meeting Status
NOV CUSIP 637071101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Robert Beauchamp Mgmt For Against Against
2 Elect Jefferey Smisek Mgmt For Against Against
3 Ratification of Auditor Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Repeal of Classified Board Mgmt For For For
7 Increase of Authorized Common Stock Mgmt For Against Against
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
NetApp, Inc.
Ticker Security ID: Meeting Date Meeting Status
NTAP CUSIP 64110D104 08/31/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jeffry Allen Mgmt For Withhold Against
1.2 Elect Alan Earhart Mgmt For Withhold Against
1.3 Elect Thomas Georgens Mgmt For Withhold Against
1.4 Elect Gerald Held Mgmt For Withhold Against
1.5 Elect Nicholas Moore Mgmt For Withhold Against
1.6 Elect T. Michael Nevens Mgmt For Withhold Against
1.7 Elect George Shaheen Mgmt For Withhold Against
1.8 Elect Robert Wall Mgmt For Withhold Against
1.9 Elect Daniel Warmenhoven Mgmt For Withhold Against
2 Amendment to the 1999 Stock Option Mgmt For Against Against
Plan
3 Amendment to the Employee Stock Mgmt For For For
Purchase
Plan
4 Ratification of Auditor Mgmt For For For
New York
Community
Bancorp,
Inc.
Ticker Security ID: Meeting Date Meeting Status
NYB CUSIP 649445103 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Dominick Ciampa Mgmt For Withhold Against
1.2 Elect William Frederick Mgmt For Withhold Against
1.3 Elect Max Kupferberg Mgmt For Withhold Against
1.4 Elect Spiros Voutsinas Mgmt For Withhold Against
1.5 Elect Robert Wann Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Management Mgmt For For For
Incentive Compensation
Plan
4 Amendment to the 2006 Stock Mgmt For Against Against
Incentive
Plan
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Newfield
Exploration
Company
Ticker Security ID: Meeting Date Meeting Status
NFX CUSIP 651290108 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Lee Boothby Mgmt For For For
2 Elect Philip Burguieres Mgmt For Against Against
3 Elect Pamela Gardner Mgmt For Against Against
4 Elect John Kemp III Mgmt For Against Against
5 Elect J. Michael Lacey Mgmt For For For
6 Elect Joseph Netherland Mgmt For Against Against
7 Elect Howard Newman Mgmt For Against Against
8 Elect Thomas Ricks Mgmt For For For
9 Elect Juanita Romans Mgmt For For For
10 Elect Charles Shultz Mgmt For For For
11 Elect J. Terry Strange Mgmt For For For
12 2011 Omnibus Stock Plan Mgmt For Against Against
13 Performance Goals for Performance Mgmt For Against Against
Awards Under the 2011 Omnibus Stock
Plan
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Nexen Inc.
Ticker Security ID: Meeting Date Meeting Status
NXY CUSIP 65334H102 04/27/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Berry Mgmt For Withhold Against
1.2 Elect Robert Bertram Mgmt For Withhold Against
1.3 Elect Dennis Flanagan Mgmt For Withhold Against
1.4 Elect S. Barry Jackson Mgmt For Withhold Against
1.5 Elect Kevin Jenkins Mgmt For Withhold Against
1.6 Elect A. Anne McLellan Mgmt For Withhold Against
1.7 Elect Eric Newell Mgmt For Withhold Against
1.8 Elect Thomas O'Neill Mgmt For Withhold Against
1.9 Elect Marvin Romanow Mgmt For Withhold Against
1.10 Elect Francis Saville Mgmt For Withhold Against
1.11 Elect John Willson Mgmt For Withhold Against
1.12 Elect Victor Zaleschuk Mgmt For Withhold Against
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Amendment to Shareholder Rights' Plan Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
NextEra Energy,
Inc.
Ticker Security ID: Meeting Date Meeting Status
NEE CUSIP 65339F101 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Sherry Barrat Mgmt For Withhold Against
1.2 Elect Robert Beall II Mgmt For Withhold Against
1.3 Elect J. Hyatt Brown Mgmt For Withhold Against
1.4 Elect James Camaren Mgmt For Withhold Against
1.5 Elect Kenneth Dunn Mgmt For For For
1.6 Elect J. Brian Ferguson Mgmt For For For
1.7 Elect Lewis Hay III Mgmt For Withhold Against
1.8 Elect Toni Jennings Mgmt For Withhold Against
1.9 Elect Oliver Kingsley, Jr. Mgmt For For For
1.10 Elect Rudy Schupp Mgmt For Withhold Against
1.11 Elect William Swanson Mgmt For For For
1.12 Elect Michael Thaman Mgmt For For For
1.13 Elect Hansel Tookes II Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2011 Long Term Incentive Plan Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
NII Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
NIHD CUSIP 62913F201 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Charles Herington Mgmt For Withhold Against
1.2 Elect Rosendo Parra Mgmt For Withhold Against
1.3 Elect John Risner Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For Against Against
NIKE, Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUSIP 654106103 09/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jill Conway Mgmt For For For
1.2 Elect Alan Graf, Jr. Mgmt For For For
1.3 Elect John Lechleiter Mgmt For For For
1.4 Elect Phyllis Wise Mgmt For For For
2 Amendment to the Executive Mgmt For For For
Performance Sharing
Plan
3 Amendment to the 1990 Stock Mgmt For Against Against
Incentive
Plan
4 Ratification of Auditor Mgmt For For For
NiSource, Inc.
Ticker Security ID: Meeting Date Meeting Status
NI CUSIP 65473P105 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Abdoo Mgmt For Against Against
2 Elect Steven Beering Mgmt For Against Against
3 Elect Mike Jesanis Mgmt For For For
4 Elect Marty Kittrell Mgmt For For For
5 Elect W. Lee Nutter Mgmt For Against Against
6 Elect Deborah Parker Mgmt For Against Against
7 Elect Ian Rolland Mgmt For For For
8 Elect Robert Skaggs, Jr. Mgmt For For For
9 Elect Richard Thompson Mgmt For For For
10 Elect Carolyn Woo Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For Against Against
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP H5833N103 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Lawrence Chazen Mgmt For Withhold Against
1.2 Elect Jon Marshall Mgmt For Withhold Against
1.3 Elect Mary Ricciardello Mgmt For Withhold Against
2 Accounts and Reports Mgmt For For For
3 Creation of Reserves Mgmt For For For
4 Cancellation of Treasury Shares Mgmt For For For
5 Increase of Authorized Capital Mgmt For Against Against
6 Reduction of Par Value; Capital Mgmt For For For
Distribution
7 Appointment of Auditor Mgmt For Against Against
8 Discharge of the Board of Directors Mgmt For Against Against
from Personal
Liability
9 Advisory Vote on Executive Mgmt For Against Against
Compensation
10 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Noble Energy,
Inc.
Ticker Security ID: Meeting Date Meeting Status
NBL CUSIP 655044105 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Jeffrey Berenson Mgmt For Against Against
2 Elect Michael Cawley Mgmt For Against Against
3 Elect Edward Cox Mgmt For Against Against
4 Elect Charles Davidson Mgmt For Against Against
5 Elect Thomas Edelman Mgmt For Against Against
6 Elect Eric Grubman Mgmt For Against Against
7 Elect Kirby Hedrick Mgmt For Against Against
8 Elect Scott Urban Mgmt For Against Against
9 Elect William Van Kleef Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Amendment to the 1992 Stock Option Mgmt For For For
and Restricted Stock
Plan
Nordstrom, Inc.
Ticker Security ID: Meeting Date Meeting Status
JWN CUSIP 655664100 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Phyllis Campbell Mgmt For For For
2 Elect Michelle Ebanks Mgmt For For For
3 Elect Enrique Hernandez, Jr. Mgmt For For For
4 Elect Robert Miller Mgmt For For For
5 Elect Blake Nordstrom Mgmt For For For
6 Elect Erik Nordstrom Mgmt For For For
7 Elect Peter Nordstrom Mgmt For For For
8 Elect Philip Satre Mgmt For For For
9 Elect Felicia Thornton Mgmt For For For
10 Elect B. Kevin Turner Mgmt For For For
11 Elect Robert Walter Mgmt For For For
12 Elect Alison Winter Mgmt For For For
13 Amendment to the Employee Stock Mgmt For For For
Purchase
Plan
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Norfolk Southern
Corp.
Ticker Security ID: Meeting Date Meeting Status
NSC CUSIP 655844 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Gerald Baliles Mgmt For Abstain Against
2 Elect Erskine Bowles Mgmt For Against Against
3 Elect Karen Horn Mgmt For Against Against
4 Elect J. Paul Reason Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Northeast
Utilities
Ticker Security ID: Meeting Date Meeting Status
NU CUSIP 664397106 03/04/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Merger Mgmt For For For
2 Increase of Authorized Common Stock Mgmt For For For
3 Change in Board Size Mgmt For For For
4 Right to Adjourn Meeting Mgmt For For For
Northeast
Utilities
Ticker Security ID: Meeting Date Meeting Status
NU CUSIP 664397106 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Booth Mgmt For For For
1.2 Elect John Clarkeson Mgmt For For For
1.3 Elect Cotton Cleveland Mgmt For For For
1.4 Elect Sanford Cloud, Jr. Mgmt For For For
1.5 Elect John Graham Mgmt For For For
1.6 Elect Elizabeth Kennan Mgmt For For For
1.7 Elect Kenneth Leibler Mgmt For For For
1.8 Elect Robert Patricelli Mgmt For For For
1.9 Elect Charles Shivery Mgmt For For For
1.10 Elect John Swope Mgmt For For For
1.11 Elect Dennis Wraase Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Northern Trust
Corporation
Ticker Security ID: Meeting Date Meeting Status
NTRS CUSIP 665859104 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Linda Bynoe Mgmt For For For
1.2 Elect Nicholas Chabraja Mgmt For Withhold Against
1.3 Elect Susan Crown Mgmt For Withhold Against
1.4 Elect Dipak Jain Mgmt For Withhold Against
1.5 Elect Robert Lane Mgmt For For For
1.6 Elect Robert McCormack Mgmt For Withhold Against
1.7 Elect Edward Mooney Mgmt For For For
1.8 Elect John Rowe Mgmt For Withhold Against
1.9 Elect Martin Slark Mgmt For Withhold Against
1.10 Elect David Smith, Jr. Mgmt For For For
1.11 Elect Enrique Sosa Mgmt For Withhold Against
1.12 Elect Charles Tribbett III Mgmt For For For
1.13 Elect Frederick Waddell Mgmt For For For
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
NRG Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NRG CUSIP 629377508 07/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Kirbyjon Caldwell Mgmt For Against Against
2 Elect David Crane Mgmt For Against Against
3 Elect Stephen Cropper Mgmt For Against Against
4 Elect Kathleen McGinty Mgmt For Against Against
5 Elect Thomas Weidemeyer Mgmt For Against Against
6 Amendment to the Long-Term Incentive Mgmt For Against Against
Plan
7 Ratification of Auditor Mgmt For For For
Nstar
Ticker Security ID: Meeting Date Meeting Status
NST CUSIP 67019E107 03/04/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
Nucor Corp.
Ticker Security ID: Meeting Date Meeting Status
NUE CUSIP 670346 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Peter Browning Mgmt For Withhold Against
1.2 Elect Victoria Haynes Mgmt For Withhold Against
1.3 Elect Christopher Kearney Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
NYSE Euronext
Ticker Security ID: Meeting Date Meeting Status
NYX CUSIP 629491101 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Andre Bergen Mgmt For For For
2 Elect Ellyn Brown Mgmt For For For
3 Elect Marshall Carter Mgmt For For For
4 Elect Dominique Cerutti Mgmt For For For
5 Elect Patricia Cloherty Mgmt For For For
6 Elect George Cox Mgmt For For For
7 Elect Sylvain Hefes Mgmt For For For
8 Elect Jan-Michiel Hessels Mgmt For For For
9 Elect Duncan McFarland Mgmt For Against Against
10 Elect James McNulty Mgmt For Against Against
11 Elect Duncan Niederauer Mgmt For For For
12 Elect Ricardo Espirito Santo Salgado Mgmt For Against Against
13 Elect Robert Scott Mgmt For For For
14 Elect Jackson Tai Mgmt For For For
15 Elect Rijnhard van Tets Mgmt For For For
16 Elect Brian Williamson Mgmt For Against Against
17 Ratification of Auditor Mgmt For For For
18 Amendment to Supermajority Mgmt For For For
Requirement
19 Advisory Vote on Executive Mgmt For Against Against
Compensation
20 Frequency of Advisory Vote on Mgmt N/A 1 Year N/A
Executive
Compensation
21 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
22 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
O'Reilly
Automotive,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ORLY CUSIP 67103H107 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David O'Reilly Mgmt For Against Against
2 Elect Jay Burchfield Mgmt For Against Against
3 Elect Paul Lederer Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
Omnicom Group
Inc.
Ticker Security ID: Meeting Date Meeting Status
OMC CUSIP 681919106 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Wren Mgmt For For For
2 Elect Bruce Crawford Mgmt For For For
3 Elect Alan Batkin Mgmt For Against Against
4 Elect Robert Clark Mgmt For For For
5 Elect Leonard Coleman, Jr. Mgmt For Against Against
6 Elect Errol Cook Mgmt For For For
7 Elect Susan Denison Mgmt For Against Against
8 Elect Michael Henning Mgmt For Against Against
9 Elect John Murphy Mgmt For For For
10 Elect John Purcell Mgmt For For For
11 Elect Linda Johnson Rice Mgmt For Against Against
12 Elect Gary Roubos Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Restoration of Written Consent Mgmt For For For
15 Elimination of Supermajority Mgmt For For For
Requirement
16 Advisory Vote on Executive Mgmt For Against Against
Compensation
17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
ONEOK, Inc.
Ticker Security ID: Meeting Date Meeting Status
OKE CUSIP 682680103 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Day Mgmt For Against Against
2 Elect Julie Edwards Mgmt For For For
3 Elect William Ford Mgmt For For For
4 Elect John Gibson Mgmt For Against Against
5 Elect Bert Mackie Mgmt For Against Against
6 Elect Jim Mogg Mgmt For Against Against
7 Elect Pattye Moore Mgmt For For For
8 Elect Gary Parker Mgmt For Against Against
9 Elect Eduardo Rodriguez Mgmt For For For
10 Elect Gerald Smith Mgmt For Against Against
11 Elect David Tippeconnic Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Open Text
Corporation
Ticker Security ID: Meeting Date Meeting Status
OTC CUSIP 683715106 12/02/2010 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect P. Thomas Jenkins Mgmt For For For
1.2 Elect John Shackleton Mgmt For For For
1.3 Elect Randy Fowlie Mgmt For For For
1.4 Elect Gail Hamilton Mgmt For For For
1.5 Elect Brian Jackman Mgmt For For For
1.6 Elect Stephen Sadler Mgmt For Withhold Against
1.7 Elect Michael Slaunwhite Mgmt For For For
1.8 Elect Katharine Stevenson Mgmt For For For
1.9 Elect Deborah Weinstein Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Continuation of Shareholder Rights' Mgmt For Against Against
Plan
4 Amendments to By-laws Mgmt For For For
Owens-Illinois,
Inc.
Ticker Security ID: Meeting Date Meeting Status
OI CUSIP 690768403 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Peter Hellman Mgmt For Withhold Against
1.2 Elect Anastasia Kelly Mgmt For Withhold Against
1.3 Elect John McMackin, Jr. Mgmt For Withhold Against
1.4 Elect Hugh Roberts Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
PACCAR Inc
Ticker Security ID: Meeting Date Meeting Status
PCAR CUSIP 693718108 04/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Fluke, Jr. Mgmt For Withhold Against
1.2 Elect Kirk Hachigian Mgmt For Withhold Against
1.3 Elect Stephen Page Mgmt For Withhold Against
1.4 Elect Thomas Plimpton Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Amendment to the Long Term Incentive Mgmt For Against Against
Plan
5 Amendment to the Senior Executive Mgmt For For For
Yearly Incentive Compensation
Plan
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Pacific Rubiales
Energy
Corp.
Ticker Security ID: Meeting Date Meeting Status
PRE CUSIP 69480U206 05/31/2011 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Serafino Iacono Mgmt For Withhold Against
2.2 Elect Miguel de la Campa Mgmt For Withhold Against
2.3 Elect Ronald Pantin Mgmt For Withhold Against
2.4 Elect Jose Francisco Arata Mgmt For Withhold Against
2.5 Elect German Efromovich Mgmt For Withhold Against
2.6 Elect Neil Woodyer Mgmt For Withhold Against
2.7 Elect Augusto Lopez Mgmt For Withhold Against
2.8 Elect Miguel Rodriguez Mgmt For Withhold Against
2.9 Elect Donald Ford Mgmt For Withhold Against
2.10 Elect John Zaozirny Mgmt For Withhold Against
2.11 Elect Victor Rivera Mgmt For Withhold Against
2.12 Elect Hernan Martinez Mgmt For Withhold Against
3 Appointment of Auditor and Authority Mgmt For Withhold Against
to Set
Fees
4 Stock Option Plan Renewal Mgmt For Against Against
Pactiv
Corporation
Ticker Security ID: Meeting Date Meeting Status
PTV CUSIP 695257105 11/15/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of the Merger Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
Pall Corporation
Ticker Security ID: Meeting Date Meeting Status
PLL CUSIP 696429307 12/15/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Amy Alving Mgmt For For For
2 Elect Daniel Carroll, Jr. Mgmt For Against Against
3 Elect Robert Coutts Mgmt For Against Against
4 Elect Cheryl Grise Mgmt For Against Against
5 Elect Ronald Hoffman Mgmt For Against Against
6 Elect Eric Krasnoff Mgmt For Against Against
7 Elect Dennis Longstreet Mgmt For For For
8 Elect Edwin Martin, Jr. Mgmt For Against Against
9 Elect Katharine Plourde Mgmt For Against Against
10 Elect Edward Snyder Mgmt For Against Against
11 Elect Edward Travaglianti Mgmt For Against Against
12 Ratification of Auditor Mgmt For Against Against
13 Allow Company to Deliver Proxy Mgmt For For For
Materials via the
Internet
14 Amendment to the Employee Stock Mgmt For For For
Purchase
Plan
15 Amendment to the Management Stock Mgmt For For For
Purchase
Plan
Partnerre Ltd.
Ticker Security ID: Meeting Date Meeting Status
PRE CUSIP G6852T105 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Judith Hanratty Mgmt For Withhold Against
1.2 Elect Costas Miranthis Mgmt For Withhold Against
1.3 Elect Remy Sautter Mgmt For Withhold Against
1.4 Elect Jurgen Zech Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2005 Employee Mgmt For Against Against
Equity
Plan
4 Amendment to the Swiss Share Mgmt For Against Against
Purchase
Plan
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Penn West
Petroleum
Ltd.
Ticker Security ID: Meeting Date Meeting Status
PWT CUSIP 707887105 06/08/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Appointment of Auditor Mgmt For For For
2.1 Elect James Allard Mgmt For Withhold Against
2.2 Elect William Andrew Mgmt For Withhold Against
2.3 Elect George Brookman Mgmt For Withhold Against
2.4 Elect John Brussa Mgmt For Withhold Against
2.5 Elect Daryl Gilbert Mgmt For Withhold Against
2.6 Elect Shirley McClellan Mgmt For Withhold Against
2.7 Elect Murray Nunns Mgmt For Withhold Against
2.8 Elect Frank Potter Mgmt For Withhold Against
2.9 Elect Jack Schanck Mgmt For Withhold Against
2.10 Elect James Smith Mgmt For Withhold Against
Pentair, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNR CUSIP 709631105 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Leslie Abi-Karam Mgmt For Against Against
2 Elect Jerry Burris Mgmt For Against Against
3 Elect Ronald Merriman Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
People's United
Financial,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PBCT CUSIP 712704105 04/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Barnes Mgmt For Withhold Against
1.2 Elect Collin Baron Mgmt For Withhold Against
1.3 Elect Richard Hoyt Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
PepsiCo, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEP CUSIP 713448108 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Shona Brown Mgmt For Against Against
2 Elect Ian Cook Mgmt For For For
3 Elect Dina Dublon Mgmt For For For
4 Elect Victor Dzau Mgmt For Against Against
5 Elect Ray Hunt Mgmt For Against Against
6 Elect Alberto Ibarguen Mgmt For For For
7 Elect Arthur Martinez Mgmt For Against Against
8 Elect Indra Nooyi Mgmt For For For
9 Elect Sharon Rockefeller Mgmt For Against Against
10 Elect James Schiro Mgmt For For For
11 Elect Lloyd Trotter Mgmt For For For
12 Elect Daniel Vasella Mgmt For Against Against
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
17 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Reviewing Political Contributions
and
Expenditures
Petrohawk Energy
Corporation
Ticker Security ID: Meeting Date Meeting Status
HK CUSIP 716495106 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Floyd Wilson Mgmt For Withhold Against
1.2 Elect Gary Merriman Mgmt For Withhold Against
1.3 Elect Robert Stone, Jr. Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Amendment to the 2004 Employee Mgmt For Against Against
Incentive
Plan
5 Ratification of Auditor Mgmt For For For
Petsmart, Inc.
Ticker Security ID: Meeting Date Meeting Status
PETM CUSIP 716768106 06/15/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Angel Cabrera Mgmt For For For
2 Elect Philip Francis Mgmt For Against Against
3 Elect Rakesh Gangwal Mgmt For For For
4 Elect Gregory Josefowicz Mgmt For Against Against
5 Elect Richard Lochridge Mgmt For For For
6 Elect Robert Moran Mgmt For For For
7 Elect Barbara Munder Mgmt For For For
8 Elect Thomas Stemberg Mgmt For Against Against
9 Ratification of Auditor Mgmt For For For
10 2011 Equity Incentive Plan Mgmt For Against Against
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
PG&E Corporation
Ticker Security ID: Meeting Date Meeting Status
PCG CUSIP 69331C108 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Andrews Mgmt For For For
2 Elect Lewis Chew Mgmt For For For
3 Elect C. Lee Cox Mgmt For For For
4 Elect Peter Darbee Mgmt For For For
5 Elect Maryellen Herringer Mgmt For For For
6 Elect Roger Kimmel Mgmt For For For
7 Elect Richard Meserve Mgmt For For For
8 Elect Forrest Miller Mgmt For For For
9 Elect Rosendo Parra Mgmt For For For
10 Elect Barbara Rambo Mgmt For For For
11 Elect Barry Williams Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Removing Sexual Orientation from
Anti-Bias
Policy
Pitney Bowes Inc.
Ticker Security ID: Meeting Date Meeting Status
PBI CUSIP 724479100 05/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Rodney Adkins Mgmt For For For
2 Elect Murray Martin Mgmt For For For
3 Elect Michael Roth Mgmt For Against Against
4 Elect Robert Weissman Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 Elimination of Supermajority Mgmt For For For
Requirement for Removal of
Directors from
Office
7 Elimination of Supermajority Mgmt For For For
Requirement for Certain Business
Combinations
8 Elimination of Supermajority Mgmt For For For
Requirement for Alteration,
Amendment, Adoption or Repeal of
Certificate
Provisions
9 Elimination of Supermajority Mgmt For For For
Requirement for Bylaw Alteration,
Adoption, Amendment or
Repeal
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
12 Amendment to the Key Employees Mgmt For Against Against
Incentive
Plan
13 Amendment to the 2007 Stock Plan Mgmt For Against Against
Plains
Exploration &
Production
Company
Ticker Security ID: Meeting Date Meeting Status
PXP CUSIP 726505100 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Flores Mgmt For Against Against
2 Elect Isaac Arnold, Jr. Mgmt For Against Against
3 Elect Alan Buckwalter, III Mgmt For Against Against
4 Elect Jerry Dees Mgmt For Against Against
5 Elect Tom Delimitros Mgmt For Against Against
6 Elect Thomas Fry, III Mgmt For Against Against
7 Elect Charles Groat Mgmt For Against Against
8 Elect John Lollar Mgmt For Against Against
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Potash
Corporation of
Saskatchewan
Inc.
Ticker Security ID: Meeting Date Meeting Status
POT CUSIP 73755L107 05/12/2011 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Christopher Burley Mgmt For For For
1.2 Elect William Doyle Mgmt For For For
1.3 Elect John Estey Mgmt For For For
1.4 Elect Charles Hoffman Mgmt For For For
1.5 Elect Dallas Howe Mgmt For For For
1.6 Elect Alice Laberge Mgmt For For For
1.7 Elect Keith Martell Mgmt For For For
1.8 Elect Jeffrey McCaig Mgmt For For For
1.9 Elect Mary Mogford Mgmt For For For
1.10 Elect Paul Schoenhals Mgmt For For For
1.11 Elect E. Robert Stromberg Mgmt For Withhold Against
1.12 Elect Elena Viyella de Paliza Mgmt For Withhold Against
2 Appointment of Auditor Mgmt For For For
3 2011 Performance Option Plan Mgmt For For For
4 Advisory Vote on Executive Mgmt For For For
Compensation
PPL Corporation
Ticker Security ID: Meeting Date Meeting Status
PPL CUSIP 69351T106 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Frederick Bernthal Mgmt For Withhold Against
1.2 Elect John Conway Mgmt For Withhold Against
1.3 Elect Steven Elliot Mgmt For Withhold Against
1.4 Elect Louise Goeser Mgmt For Withhold Against
1.5 Elect Stuart Graham Mgmt For Withhold Against
1.6 Elect Stuart Heydt Mgmt For Withhold Against
1.7 Elect James Miller Mgmt For Withhold Against
1.8 Elect Craig Rogerson Mgmt For Withhold Against
1.9 Elect Natica von Althann Mgmt For Withhold Against
1.10 Elect Keith Williamson Mgmt For Withhold Against
2 Short-term Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For Against Against
4 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
7 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
Praxair, Inc.
Ticker Security ID: Meeting Date Meeting Status
PX CUSIP 74005P104 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Angel Mgmt For For For
1.2 Elect Oscar Bernardes Mgmt For For For
1.3 Elect Nance Dicciani Mgmt For Withhold Against
1.4 Elect Edward Galante Mgmt For Withhold Against
1.5 Elect Claire Gargalli Mgmt For For For
1.6 Elect Ira Hall Mgmt For For For
1.7 Elect Raymond LeBoeuf Mgmt For For For
1.8 Elect Larry McVay Mgmt For For For
1.9 Elect Wayne Smith Mgmt For For For
1.10 Elect Robert Wood Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Approval of Performance Goals Under Mgmt For For For
the 162(m)
Plan
5 Amendment to the 2009 Long-Term Mgmt For Against Against
Incentive
Plan
6 Ratification of Auditor Mgmt For For For
Pride
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PDE CUSIP 74153Q102 05/31/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
Principal
Financial
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PFG CUSIP 74251V102 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Betsy Bernard Mgmt For Against Against
2 Elect Jocelyn Carter-Miller Mgmt For For For
3 Elect Gary Costley Mgmt For For For
4 Elect Dennis Ferro Mgmt For For For
5 Repeal of Classified Board Mgmt For For For
6 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
Prologis
Ticker Security ID: Meeting Date Meeting Status
PLD CUSIP 743410102 06/01/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of the Merger Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
QEP Resources,
Inc.
Ticker Security ID: Meeting Date Meeting Status
QEP CUSIP 74733V100 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Keith Rattie Mgmt For Withhold Against
1.2 Elect David Trice Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Transaction of Other Business Mgmt For Against Against
R.R. Donnelley &
Sons
Company
Ticker Security ID: Meeting Date Meeting Status
RRD CUSIP 257867101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Thomas Quinlan, III Mgmt For For For
2 Elect Stephen Wolf Mgmt For Against Against
3 Elect Lee Chaden Mgmt For For For
4 Elect Judith Hamilton Mgmt For For For
5 Elect Susan Ivey Mgmt For For For
6 Elect Thomas Johnson Mgmt For Against Against
7 Elect John Pope Mgmt For For For
8 Elect Michael Riordan Mgmt For Against Against
9 Elect Oliver Sockwell Mgmt For For For
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding a ShrHoldr Against For Against
Sustainable Procurement
Report
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Political
Expenditures
15 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
Ralcorp
Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
RAH CUSIP 751028101 01/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Benjamin Akande Mgmt For Withhold Against
1.2 Elect Jonathan Baum Mgmt For Withhold Against
1.3 Elect Kevin Hunt Mgmt For Withhold Against
1.4 Elect David Kemper Mgmt For Withhold Against
1.5 Elect David Wenzel Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Range Resources
Corporation
Ticker Security ID: Meeting Date Meeting Status
RRC CUSIP 75281A109 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charles Blackburn Mgmt For Against Against
2 Elect Anthony Dub Mgmt For Against Against
3 Elect V. Richard Eales Mgmt For Against Against
4 Elect Allen Finkelson Mgmt For Against Against
5 Elect James Funk Mgmt For Against Against
6 Elect Jonathan Linker Mgmt For Against Against
7 Elect Kevin McCarthy Mgmt For Against Against
8 Elect John Pinkerton Mgmt For Against Against
9 Elect Jeffrey Ventura Mgmt For Against Against
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
12 Amendment to the 2005 Equity-Based Mgmt For Against Against
Compensation
Plan
13 Ratification of Auditor Mgmt For For For
Regency Centers
Corporation
Ticker Security ID: Meeting Date Meeting Status
REG CUSIP 758849103 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Martin Stein, Jr. Mgmt For Withhold Against
1.2 Elect Raymond Bank Mgmt For Withhold Against
1.3 Elect C. Ronald Blankenship Mgmt For Withhold Against
1.4 Elect Alvin Carpenter Mgmt For Withhold Against
1.5 Elect J. Dix Druce Jr. Mgmt For Withhold Against
1.6 Elect Mary Lou Fiala Mgmt For Withhold Against
1.7 Elect Bruce Johnson Mgmt For Withhold Against
1.8 Elect Douglas Luke Mgmt For Withhold Against
1.9 Elect John Schweitzer Mgmt For Withhold Against
1.10 Elect Brian Smith Mgmt For Withhold Against
1.11 Elect Thomas Wattles Mgmt For For For
2 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 2011 Omnibus Incentive Plan Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
Regions
Financial
Corporation
Ticker Security ID: Meeting Date Meeting Status
RF CUSIP 7591EP100 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Samuel Bartholomew, Jr. Mgmt For Against Against
2 Elect George Bryan Mgmt For For For
3 Elect Carolyn Hogan Byrd Mgmt For For For
4 Elect David Cooper, Sr. Mgmt For Against Against
5 Elect Earnest Deavenport, Jr. Mgmt For Against Against
6 Elect Don DeFosset Mgmt For For For
7 Elect Eric Fast Mgmt For Against Against
8 Elect O. B. Grayson Hall, Jr. Mgmt For Against Against
9 Elect Charles McCrary Mgmt For Against Against
10 Elect James Malone Mgmt For For For
11 Elect Susan Matlock Mgmt For For For
12 Elect John Maupin, Jr. Mgmt For For For
13 Elect John Roberts Mgmt For For For
14 Elect Lee Styslinger III Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
Robert Half
International
Inc.
Ticker Security ID: Meeting Date Meeting Status
RHI CUSIP 770323103 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Andrew Berwick, Jr. Mgmt For Withhold Against
1.2 Elect Edward Gibbons Mgmt For Withhold Against
1.3 Elect Harold Messmer, Jr. Mgmt For Withhold Against
1.4 Elect Barbara Novogradac Mgmt For Withhold Against
1.5 Elect Robert Pace Mgmt For Withhold Against
1.6 Elect Fredrick Richman Mgmt For Withhold Against
1.7 Elect M. Keith Waddell Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Stock Incentive Plan Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Rockwell
Automation,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ROK CUSIP 773903109 02/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Donald Parfet Mgmt For Withhold Against
1.2 Elect Steven Kalmanson Mgmt For Withhold Against
1.3 Elect James Keane Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Roper
Industries,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ROP CUSIP 776696106 06/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Wallman Mgmt For Withhold Against
1.2 Elect Christopher Wright Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Royal Bank Of
Canada
Ticker Security ID: Meeting Date Meeting Status
RY CUSIP 780087102 03/03/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect W. Geoffrey Beattie Mgmt For Withhold Against
1.2 Elect John Ferguson Mgmt For For For
1.3 Elect Paule Gauthier Mgmt For For For
1.4 Elect Tim Hearn Mgmt For For For
1.5 Elect Alice Laberge Mgmt For For For
1.6 Elect Jacques Lamarre Mgmt For For For
1.7 Elect Brandt Louie Mgmt For For For
1.8 Elect Michael McCain Mgmt For Withhold Against
1.9 Elect Gordon Nixon Mgmt For For For
1.10 Elect David O'Brien Mgmt For Withhold Against
1.11 Elect J. Pedro Reinhard Mgmt For For For
1.12 Elect Edward Sonshine Mgmt For Withhold Against
1.13 Elect Kathleen Taylor Mgmt For For For
1.14 Elect Victor Young Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Shareholder Proposal Regarding Mgmt Against For Against
Critical Mass of Qualified Women on
the
Board
5 Shareholder Proposal Regarding Pay Mgmt Against Against For
Ratios
6 Shareholder Proposal Regarding Mgmt Against Against For
Abolition of Subsidiaries and
Branches in Tax
Havens
7 Shareholder Proposal Regarding Mgmt Against Against For
Additional Information Regarding
Peer Comparisons of
Compensation
salesforce.com,
inc.
Ticker Security ID: Meeting Date Meeting Status
CRM CUSIP 79466L302 06/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Marc Benioff Mgmt For Against Against
2 Elect Craig Conway Mgmt For Against Against
3 Elect Alan Hassenfeld Mgmt For Against Against
4 Ratification of Auditor Mgmt For Against Against
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
Saputo Inc.
Ticker Security ID: Meeting Date Meeting Status
SAP CUSIP 802912105 08/03/2010 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Emanuele Saputo Mgmt For For For
1.2 Elect Lino A. Saputo, Jr. Mgmt For For For
1.3 Elect Andre Berard Mgmt For Withhold Against
1.4 Elect Lucien Bouchard Mgmt For Withhold Against
1.5 Elect Pierre Bourgie Mgmt For Withhold Against
1.6 Elect Frank Dottori Mgmt For For For
1.7 Elect Anthony Fata Mgmt For For For
1.8 Elect Jean Gaulin Mgmt For Withhold Against
1.9 Elect Tony Meti Mgmt For For For
1.10 Elect Caterina Monticciolo Mgmt For For For
1.11 Elect Patricia Saputo Mgmt For For For
1.12 Elect Louis Tanguay Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For Withhold Against
to Set
Fees
Sara Lee
Corporation
Ticker Security ID: Meeting Date Meeting Status
SLE CUSIP 803111103 10/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Christopher Begley Mgmt For For For
2 Elect Crandall Bowles Mgmt For For For
3 Elect Virgis Colbert Mgmt For For For
4 Elect James Crown Mgmt For For For
5 Elect Laurette Koellner Mgmt For For For
6 Elect Cornelis van Lede Mgmt For For For
7 Elect John McAdam Mgmt For For For
8 Elect Ian Prosser Mgmt For For For
9 Elect Norman Sorensen Mgmt For For For
10 Elect Jeffrey Ubben Mgmt For For For
11 Elect Jonathan Ward Mgmt For For For
12 Ratification of Auditor Mgmt For For For
SBA
Communications
Corporation
Ticker Security ID: Meeting Date Meeting Status
SBAC CUSIP 78388J106 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Steven Bernstein Mgmt For Withhold Against
1.2 Elect Duncan Cocroft Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Amendment to the 2008 Employee Stock Mgmt For For For
Purchase
Plan
SCANA Corporation
Ticker Security ID: Meeting Date Meeting Status
SCG CUSIP 80589M102 04/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Bill Amick Mgmt For Withhold Against
1.2 Elect Sharon Decker Mgmt For Withhold Against
1.3 Elect D. Maybank Hagood Mgmt For Withhold Against
1.4 Elect William Timmerman Mgmt For Withhold Against
1.5 Elect Kevin Marsh Mgmt For Withhold Against
2 Amendment to the Director Mgmt For For For
Compensation and Deferral
Plan
3 Increase of Authorized Common Stock Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Sealed Air
Corporation
Ticker Security ID: Meeting Date Meeting Status
SEE CUSIP 81211K100 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Hank Brown Mgmt For Against Against
2 Elect Michael Chu Mgmt For Against Against
3 Elect Lawrence Codey Mgmt For Against Against
4 Elect Patrick Duff Mgmt For Against Against
5 Elect T. J. Dermot Dunphy Mgmt For Against Against
6 Elect William Hickey Mgmt For Against Against
7 Elect Jacqueline Kosecoff Mgmt For Against Against
8 Elect Kenneth Manning Mgmt For Against Against
9 Elect William Marino Mgmt For Against Against
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
12 Amendment to the 2005 Contingent Mgmt For Against Against
Stock
Plan
13 Amendment to the 2002 Stock Plan for Mgmt For For For
Non-Employee
Directors
14 Ratification of Auditor Mgmt For For For
SEI Investments
Company
Ticker Security ID: Meeting Date Meeting Status
SEIC CUSIP 784117103 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Kathryn McCarthy Mgmt For Against Against
2 Elect Sarah Blumenstein Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Sempra Energy
Ticker Security ID: Meeting Date Meeting Status
SRE CUSIP 816851109 05/13/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Alan Boeckmann Mgmt For Against Against
2 Elect James Brocksmith, Jr. Mgmt For Against Against
3 Elect Donald Felsinger Mgmt For Against Against
4 Elect Wilford Godbold, Jr. Mgmt For Against Against
5 Elect William Jones Mgmt For Against Against
6 Elect William Ouchi Mgmt For Against Against
7 Elect Carlos Ruiz Sacristan Mgmt For Against Against
8 Elect William Rusnack Mgmt For Against Against
9 Elect William Rutledge Mgmt For Against Against
10 Elect Lynn Schenk Mgmt For Against Against
11 Elect Neal Schmale Mgmt For Against Against
12 Elect Luis Tellez Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Supplemental Executive Retirement
Plans
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Linking Executive Pay to
Sustainability
Southwest
Airlines
Co.
Ticker Security ID: Meeting Date Meeting Status
LUV CUSIP 844741108 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Biegler Mgmt For Against Against
2 Elect Douglas Brooks Mgmt For Against Against
3 Elect William Cunningham Mgmt For Against Against
4 Elect John Denison Mgmt For Against Against
5 Elect Gary Kelly Mgmt For Against Against
6 Elect Nancy Loeffler Mgmt For Against Against
7 Elect John Montford Mgmt For Against Against
8 Elect Thomas Nealon Mgmt For Against Against
9 Elect Daniel Villanueva Mgmt For Against Against
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
Southwestern
Energy
Company
Ticker Security ID: Meeting Date Meeting Status
SWN CUSIP 845467109 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Lewis Epley, Jr. Mgmt For Against Against
2 Elect Robert Howard Mgmt For Against Against
3 Elect Greg Kerley Mgmt For Against Against
4 Elect Harold Korell Mgmt For Against Against
5 Elect Vello Kuuskraa Mgmt For Against Against
6 Elect Kenneth Mourton Mgmt For Against Against
7 Elect Steven Mueller Mgmt For Against Against
8 Elect Charles Scharlau Mgmt For Against Against
9 Elect Alan Stevens Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Amendment to the Bylaws to Reduce Mgmt For For For
the Ownership Threshold for
Shareholders to Call a Special
Meeting
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
Spectra Energy
Corp
Ticker Security ID: Meeting Date Meeting Status
SE CUSIP 847560109 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Esrey Mgmt For Withhold Against
1.2 Elect Gregory Ebel Mgmt For Withhold Against
1.3 Elect Austin Adams Mgmt For Withhold Against
1.4 Elect Paul Anderson Mgmt For Withhold Against
1.5 Elect Pamela Carter Mgmt For Withhold Against
1.6 Elect F. Anthony Comper Mgmt For Withhold Against
1.7 Elect Peter Hamilton Mgmt For Withhold Against
1.8 Elect Dennis Hendrix Mgmt For Withhold Against
1.9 Elect Michael McShane Mgmt For Withhold Against
1.10 Elect Joseph Netherland Mgmt For Withhold Against
1.11 Elect Michael Phelps Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2007 Long-Term Mgmt For Against Against
Incentive
PLan
4 Amendment to the Executive Mgmt For For For
Short-Term Incentive
Plan
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Sprint Nextel
Corporation
Ticker Security ID: Meeting Date Meeting Status
S CUSIP 852061100 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Robert Bennett Mgmt For Against Against
2 Elect Gordon Bethune Mgmt For Against Against
3 Elect Larry Glasscock Mgmt For Against Against
4 Elect James Hance, Jr. Mgmt For Against Against
5 Elect Daniel Hesse Mgmt For Against Against
6 Elect Janet Hill Mgmt For Against Against
7 Elect Frank Ianna Mgmt For Against Against
8 Elect Sven-Christer Nilsson Mgmt For Against Against
9 Elect William Nuti Mgmt For Against Against
10 Elect Rodney O'Neal Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For Against Against
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Restricting Executive
Compensation
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple
Majority
SPX Corporation
Ticker Security ID: Meeting Date Meeting Status
SPW CUSIP 784635104 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect J. Kermit Campbell Mgmt For Against Against
2 Elect Emerson Fullwood Mgmt For Against Against
3 Elect Michael Mancuso Mgmt For Against Against
4 Elect Terry Lisenby Mgmt For Against Against
5 Amendment to the 2002 Stock Mgmt For Against Against
Compensation
Plan
6 Executive Annual Bonus Plan Mgmt For Against Against
7 Advisory Vote on Executive Mgmt For Against Against
Compensation
8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
Starbucks
Corporation
Ticker Security ID: Meeting Date Meeting Status
SBUX CUSIP 855244109 03/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Howard Schultz Mgmt For For For
2 Elect William Bradley Mgmt For For For
3 Elect Mellody Hobson Mgmt For For For
4 Elect Kevin Johnson Mgmt For Against Against
5 Elect Olden Lee Mgmt For Against Against
6 Elect Sheryl Sandberg Mgmt For For For
7 Elect James Shennan, Jr. Mgmt For Against Against
8 Elect Javier Teruel Mgmt For Against Against
9 Elect Myron Ullman III Mgmt For Against Against
10 Elect Craig Weatherup Mgmt For For For
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Approval of Revised Performance Mgmt For Against Against
Criteria Under the 2005 Long-Term
Equity Incentive
Plan
14 Amendment to the 2005 Long-Term Mgmt For Against Against
Equity Incentive
Plan
15 Ratification of Auditor Mgmt For For For
16 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
RECYCLING STRATEGY FOR BEVERAGE
CONTAINERS
Starwood Hotels
& Resorts
Worldwide,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HOT CUSIP 85590A401 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Adam Aron Mgmt For Withhold Against
1.2 Elect Charlene Barshefsky Mgmt For For For
1.3 Elect Thomas Clarke Mgmt For Withhold Against
1.4 Elect Clayton Daley, Jr. Mgmt For Withhold Against
1.5 Elect Bruce Duncan Mgmt For For For
1.6 Elect Lizanne Galbreath Mgmt For For For
1.7 Elect Eric Hippeau Mgmt For For For
1.8 Elect Stephen Quazzo Mgmt For For For
1.9 Elect Thomas Ryder Mgmt For Withhold Against
1.10 Elect Frits van Paasschen Mgmt For For For
1.11 Elect Kneeland Youngblood Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
State Street
Corporation
Ticker Security ID: Meeting Date Meeting Status
STT CUSIP 857477103 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Kennett Burnes Mgmt For For For
2 Elect Peter Coym Mgmt For For For
3 Elect Patrick de Saint-Aignan Mgmt For For For
4 Elect Amelia Fawcett Mgmt For For For
5 Elect David Gruber Mgmt For For For
6 Elect Linda Hill Mgmt For For For
7 Elect Joseph Hooley Mgmt For For For
8 Elect Robert Kaplan Mgmt For For For
9 Elect Charles LaMantia Mgmt For For For
10 Elect Richard Sergel Mgmt For For For
11 Elect Ronald Skates Mgmt For For For
12 Elect Gregory Summe Mgmt For For For
13 Elect Robert Weissman Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 2011 Senior Executive Annual Mgmt For For For
Incentive
Plan
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
Suncor Energy
Inc.
Ticker Security ID: Meeting Date Meeting Status
SU CUSIP 867224107 05/03/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mel Benson Mgmt For For For
1.2 Elect Dominic D'Alessandro Mgmt For For For
1.3 Elect John Ferguson Mgmt For For For
1.4 Elect W. Douglas Ford Mgmt For For For
1.5 Elect Richard George Mgmt For For For
1.6 Elect Paul Haseldonckx Mgmt For For For
1.7 Elect John Huff Mgmt For For For
1.8 Elect Jacques Lamarre Mgmt For For For
1.9 Elect Brian MacNeill Mgmt For Withhold Against
1.10 Elect Maureen McCaw Mgmt For For For
1.11 Elect Michael O'Brien Mgmt For For For
1.12 Elect James Simpson Mgmt For For For
1.13 Elect Eira Thomas Mgmt For Withhold Against
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Advisory Vote on Executive Mgmt For For For
Compensation
Sunoco, Inc.
Ticker Security ID: Meeting Date Meeting Status
SUN CUSIP 86764P109 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Chris Casciato Mgmt For Withhold Against
1.2 Elect Gary Edwards Mgmt For For For
1.3 Elect Lynn Elsenhans Mgmt For For For
1.4 Elect Ursula Fairbairn Mgmt For Withhold Against
1.5 Elect John Jones, III Mgmt For Withhold Against
1.6 Elect James Kaiser Mgmt For Withhold Against
1.7 Elect John Rowe Mgmt For Withhold Against
1.8 Elect John Wulff Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Compensation in the Event of a
Change in
Control
Suntrust Banks,
Inc.
Ticker Security ID: Meeting Date Meeting Status
STI CUSIP 867914103 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Robert Beall II Mgmt For For For
2 Elect Alston Correll Mgmt For For For
3 Elect Jeffrey Crowe Mgmt For For For
4 Elect Blake Garrett, Jr. Mgmt For For For
5 Elect David Hughes Mgmt For For For
6 Elect M. Douglas Ivester Mgmt For For For
7 Elect J. Hicks Lanier Mgmt For Against Against
8 Elect Kyle Legg Mgmt For For For
9 Elect William Linnenbringer Mgmt For For For
10 Elect G. Gilmer Minor III Mgmt For Against Against
11 Elect Frank Royal Mgmt For For For
12 Elect Thomas Watjen Mgmt For For For
13 Elect James Wells III Mgmt For For For
14 Elect Phail Wynn, Jr. Mgmt For For For
15 Amendment to 2009 Stock Plan Mgmt For Against Against
16 Ratification of Auditor Mgmt For For For
17 Advisory Vote on Executive Mgmt For Against Against
Compensation
18 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Sustainability
Report
Sysco Corporation
Ticker Security ID: Meeting Date Meeting Status
SYY CUSIP 871829107 11/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Cassaday Mgmt For Against Against
2 Elect Manuel Fernandez Mgmt For Against Against
3 Elect Hans-Joachim Korber Mgmt For Against Against
4 Elect Jackie Ward Mgmt For Against Against
5 Amendment to the 1974 Employees' Mgmt For For For
Stock Purchase
Plan
6 Ratification of Auditor Mgmt For Against Against
T. Rowe Price
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TROW CUSIP 74144T108 04/14/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Edward C. Bernard Mgmt For Against Against
2 Elect James T. Brady Mgmt For Against Against
3 Elect J. Alfred Broaddus, Jr. Mgmt For Against Against
4 Elect Donald B. Hebb, Jr. Mgmt For Against Against
5 Elect James A.C. Kennedy Mgmt For Against Against
6 Elect Robert F. MacLellan Mgmt For Against Against
7 Elect Brian C. Rogers Mgmt For Against Against
8 Elect Dr. Alfred Sommer Mgmt For Against Against
9 Elect Dwight S. Taylor Mgmt For Against Against
10 Elect Anne Marie Whittemore Mgmt For Against Against
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Ratification of Auditor Mgmt For Against Against
Talisman Energy
Inc.
Ticker Security ID: Meeting Date Meeting Status
TLM CUSIP 87425E103 05/04/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Christiane Bergevin Mgmt For For For
1.2 Elect Donald Carty Mgmt For For For
1.3 Elect William Dalton Mgmt For For For
1.4 Elect Kevin Dunne Mgmt For For For
1.5 Elect Harold Kvisle Mgmt For For For
1.6 Elect John Manzoni Mgmt For For For
1.7 Elect Lisa Stewart Mgmt For For For
1.8 Elect Peter Tomsett Mgmt For For For
1.9 Elect Charles Williamson Mgmt For For For
1.10 Elect Charles Winograd Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Amendment to Shareholder Rights' Plan Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For For For
Compensation
Target
Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP 87612E106 06/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Roxanne Austin Mgmt For For For
2 Elect Calvin Darden Mgmt For Against Against
3 Elect Mary Dillon Mgmt For Against Against
4 Elect James Johnson Mgmt For Against Against
5 Elect Mary Minnick Mgmt For For For
6 Elect Anne Mulcahy Mgmt For For For
7 Elect Derica Rice Mgmt For For For
8 Elect Stephen Sanger Mgmt For Against Against
9 Elect Gregg Steinhafel Mgmt For For For
10 Elect John Stumpf Mgmt For Against Against
11 Elect Solomon Trujillo Mgmt For For For
12 Ratification of Auditor Mgmt For Against Against
13 2011 Long-Term Incentive Plan Mgmt For Against Against
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Compensation
Benchmarking
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Electronic
Waste
Teck Resources
Limited
Ticker Security ID: Meeting Date Meeting Status
TCK CUSIP 878742204 04/20/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ichiro Abe Mgmt For For For
1.2 Elect Mayank Ashar Mgmt For For For
1.3 Elect J. Brian Aune Mgmt For Withhold Against
1.4 Elect Jalynn Bennett Mgmt For Withhold Against
1.5 Elect Hugh Bolton Mgmt For For For
1.6 Elect Felix Chee Mgmt For For For
1.7 Elect Jack Cockwell Mgmt For For For
1.8 Elect Norman Keevil Mgmt For For For
1.9 Elect Norman Keevil III Mgmt For For For
1.10 Elect Takashi Kuriyama Mgmt For For For
1.11 Elect Donald Lindsay Mgmt For For For
1.12 Elect Janice Rennie Mgmt For Withhold Against
1.13 Elect Warren Seyffert Mgmt For Withhold Against
1.14 Elect Christopher Thompson Mgmt For Withhold Against
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
Telephone & Data
Systems,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TDS CUSIP 879433100 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Clarence Davis Mgmt For Withhold Against
1.2 Elect Christopher O'Leary Mgmt For Withhold Against
1.3 Elect Gary Sugarman Mgmt For Withhold Against
1.4 Elect Herbert Wander Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Recapitalization
Texas
Instruments
Incorporated
Ticker Security ID: Meeting Date Meeting Status
TXN CUSIP 882508104 04/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ralph Babb, Jr. Mgmt For For For
2 Elect Daniel Carp Mgmt For For For
3 Elect Carrie Cox Mgmt For Against Against
4 Elect Stephen MacMillan Mgmt For Against Against
5 Elect Pamela Patsley Mgmt For Against Against
6 Elect Robert Sanchez Mgmt For For For
7 Elect Wayne Sanders Mgmt For For For
8 Elect Ruth Simmons Mgmt For Against Against
9 Elect Richard Templeton Mgmt For Against Against
10 Elect Christine Whitman Mgmt For For For
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
The Bank of New
York Mellon
Corporation
Ticker Security ID: Meeting Date Meeting Status
BK CUSIP 064058100 04/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ruth Bruch Mgmt For Against Against
2 Elect Nicholas Donofrio Mgmt For Against Against
3 Elect Gerald Hassell Mgmt For Against Against
4 Elect Edmund Kelly Mgmt For Against Against
5 Elect Robert Kelly Mgmt For Against Against
6 Elect Richard Kogan Mgmt For Against Against
7 Elect Michael Kowalski Mgmt For Against Against
8 Elect John Luke, Jr. Mgmt For Against Against
9 Elect Mark Nordenberg Mgmt For Against Against
10 Elect Catherine Rein Mgmt For Against Against
11 Elect William Richardson Mgmt For Against Against
12 Elect Samuel Scott III Mgmt For Against Against
13 Elect John Surma Mgmt For Against Against
14 Elect Wesley von Schack Mgmt For Against Against
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 Amendment to the Long-Term Incentive Mgmt For Against Against
Plan
18 Amendment to the Executive Incentive Mgmt For Against Against
Compensation
Plan
19 Ratification of Auditor Mgmt For For For
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
The Bank of Nova
Scotia
Ticker Security ID: Meeting Date Meeting Status
BNS CUSIP 064149107 04/05/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ronald Brenneman Mgmt For For For
1.2 Elect C.J. Chen Mgmt For For For
1.3 Elect David Dodge Mgmt For For For
1.4 Elect N. Ashleigh Everett Mgmt For Withhold Against
1.5 Elect John Kerr Mgmt For For For
1.6 Elect Michael Kirby Mgmt For For For
1.7 Elect John Mayberry Mgmt For For For
1.8 Elect Thomas O'Neill Mgmt For For For
1.9 Elect Alexis E. Rovzar de la Torre Mgmt For For For
1.10 Elect Indira Samarasekera Mgmt For For For
1.11 Elect Allan Shaw Mgmt For For For
1.12 Elect Paul Sobey Mgmt For Withhold Against
1.13 Elect Barbara Thomas Mgmt For For For
1.14 Elect Richard Waugh Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Amendment to By-Law Regarding Mgmt For For For
Director Retirement
Age
4 Amendment to the Stock Option Plan Mgmt For For For
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Shareholder Proposal Regarding Mgmt Against For Against
Critical Mass of Women on
Board
7 Shareholder Proposal Regarding Pay Mgmt Against Against For
Ratios
8 Shareholder Proposal Regarding Mgmt Against Against For
Abolition of Subsidiaries and
Branches in Tax
Havens
9 Shareholder Proposal Regarding Mgmt Against Against For
Additional Information on the
Comparison of Compensation with
Peers
10 Shareholder Proposal Regarding Mgmt Against For Against
Demonstration of Pay for
Performance
The Charles
Schwab
Corporation
Ticker Security ID: Meeting Date Meeting Status
SCHW CUSIP 808513105 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Frank Herringer Mgmt For Against Against
2 Elect Stephen McLin Mgmt For Against Against
3 Elect Charles Schwab Mgmt For Against Against
4 Elect Roger Walther Mgmt For Against Against
5 Elect Robert Wilson Mgmt For Against Against
6 Ratification of Auditor Mgmt For For For
7 Amendment to the 2004 Stock Mgmt For Against Against
Incentive
Plan
8 Advisory Vote on Executive Mgmt For Against Against
Compensation
9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
10 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
11 Shareholder Proposal Regarding ShrHoldr Abstain For Against
Declassification of the
Board
The Chubb
Corporation
Ticker Security ID: Meeting Date Meeting Status
CB CUSIP 171232101 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Zoe Baird Mgmt For For For
2 Elect Sheila Burke Mgmt For For For
3 Elect James Cash, Jr. Mgmt For For For
4 Elect John Finnegan Mgmt For For For
5 Elect Lawrence Kellner Mgmt For For For
6 Elect Martin McGuinn Mgmt For For For
7 Elect Lawrence Small Mgmt For For For
8 Elect Jess Soderberg Mgmt For For For
9 Elect Daniel Somers Mgmt For For For
10 Elect James Zimmerman Mgmt For For For
11 Elect Alfred Zollar Mgmt For For For
12 2011 Annual Incentive Plan Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
The Clorox
Company
Ticker Security ID: Meeting Date Meeting Status
CLX CUSIP 189054109 11/17/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Daniel Boggan, Jr. Mgmt For For For
2 Elect Richard Carmona Mgmt For Against Against
3 Elect Tully Friedman Mgmt For Against Against
4 Elect George Harad Mgmt For Against Against
5 Elect Donald Knauss Mgmt For Against Against
6 Elect Robert Matschullat Mgmt For Against Against
7 Elect Gary Michael Mgmt For Against Against
8 Elect Edward Mueller Mgmt For Against Against
9 Elect Jan Murley Mgmt For For For
10 Elect Pamela Thomas-Graham Mgmt For For For
11 Elect Carolyn Ticknor Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Approval of the Material Terms of Mgmt For Against Against
the Performance Goals under the
2005 Stock Incentive
Plan
14 Approval of the Material Terms of Mgmt For For For
the Performance Goals under the
Executive Incentive Compensation
Plan
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
The Dun &
Bradstreet
Corporation
Ticker Security ID: Meeting Date Meeting Status
DNB CUSIP 26483E100 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Naomi Seligman Mgmt For For For
2 Elect Michael Winkler Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 Amendment to the Covered Employee Mgmt For Against Against
Incentive
Plan
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Elimination of Supermajority Mgmt For For For
Requirement
8 Repeal of Classified Board Mgmt For For For
The Estee Lauder
Companies
Inc.
Ticker Security ID: Meeting Date Meeting Status
EL CUSIP 518439104 11/09/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Aerin Lauder Mgmt For Withhold Against
1.2 Elect William Lauder Mgmt For Withhold Against
1.3 Elect Lynn Forester de Rothschild Mgmt For Withhold Against
1.4 Elect Richard Parsons Mgmt For Withhold Against
1.5 Elect Richard Zannino Mgmt For Withhold Against
2 Amendment to the 2002 Share Mgmt For Against Against
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
The Gap, Inc.
Ticker Security ID: Meeting Date Meeting Status
GPS CUSIP 364760108 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Adrian Bellamy Mgmt For Withhold Against
1.2 Elect Domenico De Sole Mgmt For Withhold Against
1.3 Elect Robert Fisher Mgmt For Withhold Against
1.4 Elect William Fisher Mgmt For Withhold Against
1.5 Elect Bob Martin Mgmt For Withhold Against
1.6 Elect Jorge Montoya Mgmt For Withhold Against
1.7 Elect Glenn Murphy Mgmt For Withhold Against
1.8 Elect Mayo Shattuck III Mgmt For Withhold Against
1.9 Elect Katherine Tsang Mgmt For Withhold Against
1.10 Elect Kneeland Youngblood Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Long-Term Mgmt For Against Against
Incentive
Plan
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
The Kroger Co.
Ticker Security ID: Meeting Date Meeting Status
KR CUSIP 501044101 06/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Reuben Anderson Mgmt For For For
2 Elect Robert Beyer Mgmt For Against Against
3 Elect David Dillon Mgmt For For For
4 Elect Susan Kropf Mgmt For For For
5 Elect John LaMacchia Mgmt For Against Against
6 Elect David Lewis Mgmt For For For
7 Elect W. Rodney McMullen Mgmt For For For
8 Elect Jorge Montoya Mgmt For Against Against
9 Elect Clyde Moore Mgmt For Against Against
10 Elect Susan Phillips Mgmt For For For
11 Elect Steven Rogel Mgmt For For For
12 Elect James Runde Mgmt For Against Against
13 Elect Ronald Sargent Mgmt For Against Against
14 Elect Bobby Shackouls Mgmt For Against Against
15 2011 Long-Term Incentive and Cash Mgmt For Against Against
Bonus
Plan
16 Advisory Vote on Executive Mgmt For Against Against
Compensation
17 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
18 Ratification of Auditor Mgmt For For For
19 Shareholder Proposal Regarding ILO ShrHoldr Against For Against
Conventions
The Macerich
Company
Ticker Security ID: Meeting Date Meeting Status
MAC CUSIP 554382101 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Douglas Abbey Mgmt For Against Against
2 Elect Dana Anderson Mgmt For Against Against
3 Elect Arthur Coppola Mgmt For Against Against
4 Elect Edward Coppola Mgmt For Against Against
5 Elect James Cownie Mgmt For Against Against
6 Elect Fred Hubbell Mgmt For Against Against
7 Elect Diana Laing Mgmt For Against Against
8 Elect Stanley Moore Mgmt For Against Against
9 Elect Mason Ross Mgmt For Against Against
10 Elect William Sexton Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For Against Against
Compensation
13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
The NASDAQ OMX
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
NDAQ CUSIP 631103108 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Urban Backstrom Mgmt For Against Against
2 Elect H. Furlong Baldwin Mgmt For Against Against
3 Elect Michael Casey Mgmt For Against Against
4 Elect Borje Ekholm Mgmt For Against Against
5 Elect Lon Gorman Mgmt For Against Against
6 Elect Robert Greifeld Mgmt For Against Against
7 Elect Glenn Hutchins Mgmt For Against Against
8 Elect Birgitta Kantola Mgmt For Against Against
9 Elect Essa Kazim Mgmt For Against Against
10 Elect John Markese Mgmt For Against Against
11 Elect Hans Nielsen Mgmt For Against Against
12 Elect Thomas O'Neill Mgmt For Against Against
13 Elect James Riepe Mgmt For Against Against
14 Elect Michael Splinter Mgmt For Against Against
15 Elect Lars Wedenborn Mgmt For Against Against
16 Elect Deborah Wince-Smith Mgmt For Against Against
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Executive Mgmt For Against Against
Compensation
19 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
The PNC
Financial
Services Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PNC CUSIP 693475105 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Berndt Mgmt For For For
2 Elect Charles Bunch Mgmt For Against Against
3 Elect Paul Chellgren Mgmt For Against Against
4 Elect Kay James Mgmt For Against Against
5 Elect Richard Kelson Mgmt For Against Against
6 Elect Bruce Lindsay Mgmt For For For
7 Elect Anthony Massaro Mgmt For For For
8 Elect Jane Pepper Mgmt For For For
9 Elect James Rohr Mgmt For Against Against
10 Elect Donald Shepard Mgmt For For For
11 Elect Lorene Steffes Mgmt For For For
12 Elect Dennis Strigl Mgmt For Against Against
13 Elect Thomas Usher Mgmt For Against Against
14 Elect George Walls, Jr. Mgmt For For For
15 Elect Helge Wehmeier Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Amendment to the 2006 Incentive Mgmt For Against Against
Award
Plan
18 Advisory Vote on Executive Mgmt For Against Against
Compensation
19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
The Progressive
Corporation
Ticker Security ID: Meeting Date Meeting Status
PGR CUSIP 743315103 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Stuart Burgdoerfer Mgmt For Against Against
2 Elect Charles Davis Mgmt For Against Against
3 Amendment to Code of Regulations Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
The
Toronto-Dominion
Bank
Ticker Security ID: Meeting Date Meeting Status
TD CUSIP 891160509 03/31/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Bennett Mgmt For For For
1.2 Elect Hugh Bolton Mgmt For For For
1.3 Elect John Bragg Mgmt For For For
1.4 Elect Amy Woods Brinkley Mgmt For For For
1.5 Elect W. Edmund Clark Mgmt For For For
1.6 Elect Wendy Dobson Mgmt For For For
1.7 Elect Henry Ketcham Mgmt For For For
1.8 Elect Pierre Lessard Mgmt For Withhold Against
1.9 Elect Brian Levitt Mgmt For Withhold Against
1.10 Elect Harold MacKay Mgmt For For For
1.11 Elect Irene Miller Mgmt For For For
1.12 Elect Nadir Mohamed Mgmt For For For
1.13 Elect W. J. Prezzano Mgmt For For For
1.14 Elect Helen Sinclair Mgmt For For For
1.15 Elect Carole Taylor Mgmt For For For
1.16 Elect John Thompson Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Shareholder Proposal Regarding Mgmt Against For Against
Critical Mass of Women on the
Board
5 Shareholder Proposal Regarding Pay Mgmt Against Against For
Ratios
6 Shareholder Proposal Regarding Mgmt Against Against For
Abolition of Subsidiaries and
Branches in Tax
Havens
7 Shareholder Proposal Regarding Mgmt Against Against For
Retention of Shares After
Retirement
The Williams
Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WMB CUSIP 969457100 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Alan Armstrong Mgmt For For For
2 Elect Joseph Cleveland Mgmt For For For
3 Elect Juanita Hinshaw Mgmt For For For
4 Elect Frank MacInnis Mgmt For Against Against
5 Elect Janice Stoney Mgmt For Against Against
6 Elect Laura Sugg Mgmt For Against Against
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Executive Mgmt For Against Against
Compensation
9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Washington Post
Co.
Ticker Security ID: Meeting Date Meeting Status
WPO CUSIP 939640 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Christopher Davis Mgmt For Withhold Against
1.2 Elect John Dotson, Jr. Mgmt For Withhold Against
1.3 Elect Anne Mulcahy Mgmt For Withhold Against
Thomson Reuters
Corporation
Ticker Security ID: Meeting Date Meeting Status
TRI CUSIP 884903105 05/03/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Thomson Mgmt For For For
1.2 Elect W. Geoffrey Beattie Mgmt For For For
1.3 Elect Thomas Glocer Mgmt For Withhold Against
1.4 Elect Manvinder Banga Mgmt For For For
1.5 Elect Mary Cirillo Mgmt For For For
1.6 Elect Steven Denning Mgmt For For For
1.7 Elect Lawton Fitt Mgmt For Withhold Against
1.8 Elect Roger Martin Mgmt For For For
1.9 Elect Sir Deryck Maughan Mgmt For For For
1.10 Elect Kenneth Olisa Mgmt For For For
1.11 Elect Vance Opperman Mgmt For For For
1.12 Elect John Thompson Mgmt For For For
1.13 Elect Peter Thomson Mgmt For For For
1.14 Elect John Tory Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For Withhold Against
to Set
Fees
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
Tiffany & Co.
Ticker Security ID: Meeting Date Meeting Status
TIF CUSIP 886547108 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Michael Kowalski Mgmt For Against Against
2 Elect Rose Marie Bravo Mgmt For Against Against
3 Elect Gary Costley Mgmt For Against Against
4 Elect Lawrence Fish Mgmt For Against Against
5 Elect Abby Kohnstamm Mgmt For Against Against
6 Elect Charles Marquis Mgmt For Against Against
7 Elect Peter May Mgmt For Against Against
8 Elect J. Thomas Presby Mgmt For Against Against
9 Elect William Shutzer Mgmt For Against Against
10 Ratification of Auditor Mgmt For Against Against
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Tim Hortons Inc.
Ticker Security ID: Meeting Date Meeting Status
THI CUSIP 88706M103 05/13/2011 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect M. Shan Atkins Mgmt For For For
1.2 Elect Michael Endres Mgmt For For For
1.3 Elect Moya Greene Mgmt For For For
1.4 Elect Paul House Mgmt For For For
1.5 Elect Frank Iacobucci Mgmt For For For
1.6 Elect John Lederer Mgmt For For For
1.7 Elect David Lees Mgmt For For For
1.8 Elect Ronald Osborne Mgmt For For For
1.9 Elect Wayne Sales Mgmt For For For
1.10 Elect Donald Schroeder Mgmt For For For
1.11 Elect Catherine Williams Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Direct Share Purchase and Dividend Mgmt For For For
Reinvestment
Plan
Time Warner
Cable
Inc.
Ticker Security ID: Meeting Date Meeting Status
TWC CUSIP 88732J207 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Carole Black Mgmt For Against Against
2 Elect Glenn Britt Mgmt For Against Against
3 Elect Thomas Castro Mgmt For Against Against
4 Elect David Chang Mgmt For For For
5 Elect James Copeland, Jr. Mgmt For For For
6 Elect Peter Haje Mgmt For Against Against
7 Elect Donna James Mgmt For For For
8 Elect Don Logan Mgmt For For For
9 Elect N.J. Nicholas, Jr. Mgmt For Against Against
10 Elect Wayne Pace Mgmt For For For
11 Elect Edward Shirley Mgmt For For For
12 Elect John Sununu Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2011 Stock Incentive Plan Mgmt For Against Against
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
TJX Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TJX CUSIP 872540109 06/14/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Jose Alvarez Mgmt For Against Against
2 Elect Alan Bennett Mgmt For Against Against
3 Elect Bernard Cammarata Mgmt For For For
4 Elect David Ching Mgmt For For For
5 Elect Michael Hines Mgmt For For For
6 Elect Amy Lane Mgmt For For For
7 Elect Carol Meyrowitz Mgmt For For For
8 Elect John O'Brien Mgmt For Against Against
9 Elect Willow Shire Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
TransAlta
Corporation
Ticker Security ID: Meeting Date Meeting Status
TA CUSIP 89346D107 04/28/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Anderson Mgmt For For For
1.2 Elect Stephen Baum Mgmt For For For
1.3 Elect Timothy Faithfull Mgmt For For For
1.4 Elect Gordon Giffin Mgmt For For For
1.5 Elect C. Kent Jespersen Mgmt For For For
1.6 Elect Michael Kanovsky Mgmt For For For
1.7 Elect Gordon Lackenbauer Mgmt For For For
1.8 Elect Karen Maidment Mgmt For For For
1.9 Elect Martha Piper Mgmt For For For
1.10 Elect Stephen Snyder Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Shareholder Proposal Regarding Mgmt Against For Against
Report on Coal
Risk
Travelers
Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TRV CUSIP 89417E109 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Alan Beller Mgmt For For For
2 Elect John Dasburg Mgmt For For For
3 Elect Janet Dolan Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For Against Against
5 Elect Jay Fishman Mgmt For For For
6 Elect Lawrence Graev Mgmt For Against Against
7 Elect Patricia Higgins Mgmt For For For
8 Elect Thomas Hodgson Mgmt For For For
9 Elect Cleve Killingsworth, Jr. Mgmt For Against Against
10 Elect Donald Shepard Mgmt For For For
11 Elect Laurie Thomsen Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Tyco
International
Ltd.
Ticker Security ID: Meeting Date Meeting Status
TYC CUSIP H89128104 03/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Acts Mgmt For Against Against
3.1 Elect Edward Breen Mgmt For Withhold Against
3.2 Elect Michael Daniels Mgmt For Withhold Against
3.3 Elect Timothy Donahue Mgmt For Withhold Against
3.4 Elect Brian Duperreault Mgmt For Withhold Against
3.5 Elect Bruce Gordon Mgmt For Withhold Against
3.6 Elect Rajiv Gupta Mgmt For Withhold Against
3.7 Elect John Krol Mgmt For Withhold Against
3.8 Elect Brendan O'Neill Mgmt For Withhold Against
3.9 Elect Dinesh Paliwal Mgmt For Withhold Against
3.10 Elect William Stavropoulos Mgmt For Withhold Against
3.11 Elect Sandra Wijnberg Mgmt For Withhold Against
3.12 Elect R. David Yost Mgmt For Withhold Against
4 Appointment of Auditor Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Appointment of Special Auditor Mgmt For For For
7 Allocation of Profits/Dividends Mgmt For For For
8 Approval of Ordinary Cash Dividend Mgmt For For For
9 Renewal of Authorized Share Capital Mgmt For For For
10 Cancellation of Repurchased Treasury Mgmt For For For
Shares
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
U.S. Bancorp
Ticker Security ID: Meeting Date Meeting Status
USB CUSIP 902973304 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Douglas Baker, Jr. Mgmt For For For
2 Elect Y. Marc Belton Mgmt For For For
3 Elect Victoria Buyniski Gluckman Mgmt For Against Against
4 Elect Arthur Collins, Jr. Mgmt For Against Against
5 Elect Richard Davis Mgmt For For For
6 Elect Joel Johnson Mgmt For For For
7 Elect Olivia Kirtley Mgmt For For For
8 Elect Jerry Levin Mgmt For Against Against
9 Elect David O'Maley Mgmt For For For
10 Elect O'Dell Owens Mgmt For For For
11 Elect Richard Reiten Mgmt For Against Against
12 Elect Craig Schnuck Mgmt For For For
13 Elect Patrick Stokes Mgmt For Against Against
14 Ratification of Auditor Mgmt For Against Against
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Director
Compensation
Ultra Petroleum
Corp.
Ticker Security ID: Meeting Date Meeting Status
UPL CUSIP 903914109 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Michael Watford Mgmt For Withhold Against
2 Elect W. Charles Helton Mgmt For Withhold Against
3 Elect Robert Rigney Mgmt For Withhold Against
4 Elect Stephen McDaniel Mgmt For Withhold Against
5 Elect Roger Brown Mgmt For Withhold Against
6 Appointment of Independent Auditor Mgmt For For For
7 Advisory Vote on Executive Mgmt For Against Against
Compensation
8 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
9 Shareholder Proposal Regarding ShrHoldr Against For Against
Report on Hydraulic
Fracturing
United Parcel
Service,
Inc.
Ticker Security ID: Meeting Date Meeting Status
UPS CUSIP 911312106 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect F. Duane Ackerman Mgmt For Against Against
2 Elect Michael Burns Mgmt For For For
3 Elect D. Scott Davis Mgmt For Against Against
4 Elect Stuart Eizenstat Mgmt For For For
5 Elect Michael Eskew Mgmt For For For
6 Elect William Johnson Mgmt For Against Against
7 Elect Ann Livermore Mgmt For For For
8 Elect Rudy Markham Mgmt For For For
9 Elect Clark Randt, Jr. Mgmt For For For
10 Elect John Thompson Mgmt For For For
11 Elect Carol Tome Mgmt For For For
12 Advisory Vote on Executive Mgmt For Against Against
Compensation
13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Transaction of Other Business Mgmt For Against Against
United States
Steel
Corporation
Ticker Security ID: Meeting Date Meeting Status
X CUSIP 912909108 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Gephardt Mgmt For Withhold Against
1.2 Elect Glenda McNeal Mgmt For Withhold Against
1.3 Elect Graham Spanier Mgmt For Withhold Against
1.4 Elect Patricia Tracey Mgmt For Withhold Against
1.5 Elect John Engel Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Valeant
Pharmaceuticals
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
VRX CUSIP 91911K102 05/16/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Ingram Mgmt For For For
1.2 Elect Theo Melas-Kyriazi Mgmt For For For
1.3 Elect G. Mason Morfit Mgmt For Withhold Against
1.4 Elect Laurence Paul Mgmt For For For
1.5 Elect J. Michael Pearson Mgmt For For For
1.6 Elect Robert Power Mgmt For Withhold Against
1.7 Elect Norma Provencio Mgmt For Withhold Against
1.8 Elect Lloyd Segal Mgmt For For For
1.9 Elect Katharine Stevenson Mgmt For For For
1.10 Elect Michael Van Every Mgmt For For For
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 2011 Omnibus Incentive Plan Mgmt For Against Against
5 Amendment to the 2007 Equity Mgmt For For For
Compensation
Plan
6 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
Ventas, Inc.
Ticker Security ID: Meeting Date Meeting Status
VTR CUSIP 92276F100 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Debra Cafaro Mgmt For Against Against
2 Elect Douglas Crocker, II Mgmt For Against Against
3 Elect Ronald Geary Mgmt For Against Against
4 Elect Jay Gellert Mgmt For Against Against
5 Elect Matthew J. Lustig Mgmt For Against Against
6 Elect Robert Reed Mgmt For Against Against
7 Elect Sheli Rosenberg Mgmt For Against Against
8 Elect Glenn Rufrano Mgmt For Against Against
9 Elect James Shelton Mgmt For Against Against
10 Elect Thomas Theobald Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For Against Against
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Verisk
Analytics,
Inc.
Ticker Security ID: Meeting Date Meeting Status
VRSK CUSIP 92345Y106 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Frank Coyne Mgmt For Withhold Against
1.2 Elect Cristopher Foskett Mgmt For Withhold Against
1.3 Elect David Wright Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
VF Corporation
Ticker Security ID: Meeting Date Meeting Status
VFC CUSIP 918204108 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Juan de Bedout Mgmt For Withhold Against
1.2 Elect Ursula Fairbairn Mgmt For Withhold Against
1.3 Elect Eric Wiseman Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
4 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
5 Ratification of Auditor Mgmt For Against Against
Viterra Inc.
Ticker Security ID: Meeting Date Meeting Status
VT CUSIP 92849T108 03/09/2011 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Thomas Birks Mgmt For For For
1.2 Elect Vic Bruce Mgmt For For For
1.3 Elect Thomas Chambers Mgmt For For For
1.4 Elect Paul Daniel Mgmt For For For
1.5 Elect Bonnie DuPont Mgmt For For For
1.6 Elect Perry Gunner Mgmt For For For
1.7 Elect Tim Hearn Mgmt For For For
1.8 Elect Dallas Howe Mgmt For For For
1.9 Elect Kevin Osborn Mgmt For For For
1.10 Elect Herbert Pinder, Jr. Mgmt For For For
1.11 Elect Larry Ruud Mgmt For For For
1.12 Elect Mayo Schmidt Mgmt For For For
1.13 Elect Max Venning Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Key Employee Share Unit Plan Mgmt For Against Against
Vornado Realty
Trust
Ticker Security ID: Meeting Date Meeting Status
VNO CUSIP 929042109 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Anthony Deering Mgmt For Withhold Against
1.2 Elect Michael Lynne Mgmt For Withhold Against
1.3 Elect Ronald Targan Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
Vulcan Materials
Company
Ticker Security ID: Meeting Date Meeting Status
VMC CUSIP 929160109 05/13/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Donald James Mgmt For Withhold Against
1.2 Elect Ann Korologos Mgmt For Withhold Against
1.3 Elect James Prokopanko Mgmt For Withhold Against
1.4 Elect Kathleen Wilson-Thompson Mgmt For Withhold Against
2 Amendment to the 2006 Omnibus Mgmt For For For
Long-Term Incentive
Plan
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
W.R. Berkley
Corporation
Ticker Security ID: Meeting Date Meeting Status
WRB CUSIP 084423102 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Rodney Hawes, Jr. Mgmt For Withhold Against
1.2 Elect Jack Nusbaum Mgmt For Withhold Against
1.3 Elect Mark Shapiro Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
W.W. Grainger,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GWW CUSIP 384802104 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Brian Anderson Mgmt For Withhold Against
1.2 Elect Wilbur Gantz Mgmt For Withhold Against
1.3 Elect V. Ann Hailey Mgmt For Withhold Against
1.4 Elect William Hall Mgmt For Withhold Against
1.5 Elect Stuart Levenick Mgmt For Withhold Against
1.6 Elect John McCarter, Jr. Mgmt For Withhold Against
1.7 Elect Neil Novich Mgmt For Withhold Against
1.8 Elect Michael Roberts Mgmt For Withhold Against
1.9 Elect Gary Rogers Mgmt For Withhold Against
1.10 Elect James Ryan Mgmt For Withhold Against
1.11 Elect E. Scott Santi Mgmt For Withhold Against
1.12 Elect James Slavik Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Waste
Management,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WM CUSIP 94106L109 05/13/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Pastora Cafferty Mgmt For Against Against
2 Elect Frank Clark, Jr. Mgmt For Against Against
3 Elect Patrick Gross Mgmt For Against Against
4 Elect John Pope Mgmt For Against Against
5 Elect W. Robert Reum Mgmt For Against Against
6 Elect Steven Rothmeier Mgmt For Against Against
7 Elect David Steiner Mgmt For Against Against
8 Elect Thomas Weidemeyer Mgmt For Against Against
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Executive Mgmt For For For
Compensation
11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
12 Right to Call a Special Meeting Mgmt For For For
Waters
Corporation
Ticker Security ID: Meeting Date Meeting Status
WAT CUSIP 941848103 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Joshua Bekenstein Mgmt For Withhold Against
1.2 Elect Michael Berendt Mgmt For Withhold Against
1.3 Elect Douglas Berthiaume Mgmt For Withhold Against
1.4 Elect Edward Conard Mgmt For Withhold Against
1.5 Elect Laurie Glimcher Mgmt For Withhold Against
1.6 Elect Christopher Kuebler Mgmt For Withhold Against
1.7 Elect William Miller Mgmt For Withhold Against
1.8 Elect JoAnn Reed Mgmt For Withhold Against
1.9 Elect Thomas Salice Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Weatherford
International
Ltd.
Ticker Security ID: Meeting Date Meeting Status
WFT CUSIP H27013103 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of Financial Statements Mgmt For For For
2 Ratification of Board and Management Mgmt For Against Against
Acts
3 Elect Bernard Duroc-Danner Mgmt For Against Against
4 Elect Samuel Bodman III Mgmt For Against Against
5 Elect Nicholas Brady Mgmt For Against Against
6 Elect David Butters Mgmt For Against Against
7 Elect William Macaulay Mgmt For Against Against
8 Elect Robert Millard Mgmt For Against Against
9 Elect Robert Moses, Jr. Mgmt For Against Against
10 Elect Guillermo Ortiz Martinez Mgmt For Against Against
11 Elect Emyr Parry Mgmt For Against Against
12 Elect Robert Rayne Mgmt For Against Against
13 Ratification of Auditor Mgmt For Against Against
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Wells Fargo &
Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Baker II Mgmt For Against Against
2 Elect John Chen Mgmt For Against Against
3 Elect Lloyd Dean Mgmt For For For
4 Elect Susan Engel Mgmt For Against Against
5 Elect Enrique Hernandez, Jr. Mgmt For For For
6 Elect Donald James Mgmt For Against Against
7 Elect Mackey McDonald Mgmt For Against Against
8 Elect Cynthia Milligan Mgmt For Against Against
9 Elect Nicholas Moore Mgmt For For For
10 Elect Philip Quigley Mgmt For Against Against
11 Elect Judith Runstad Mgmt For For For
12 Elect Stephen Sanger Mgmt For For For
13 Elect John Stumpf Mgmt For Against Against
14 Elect Susan Swenson Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
21 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Director
Compensation
22 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Review of Controls
Related to Loans, Foreclosures and
Securitizations
Whirlpool
Corporation
Ticker Security ID: Meeting Date Meeting Status
WHR CUSIP 963320106 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Samuel Allen Mgmt For Against Against
2 Elect Jeff Fettig Mgmt For Against Against
3 Elect Michael Johnston Mgmt For Against Against
4 Elect William Kerr Mgmt For Against Against
5 Elect John Liu Mgmt For Against Against
6 Elect Miles Marsh Mgmt For Against Against
7 Elect William Perez Mgmt For Against Against
8 Elect Michael White Mgmt For Against Against
9 Advisory Vote on Executive Mgmt For Against Against
Compensation
10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
11 Ratification of Auditor Mgmt For Against Against
12 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
13 Shareholder Proposal Regarding ShrHoldr Against For Against
Shareholder Approval of Severance
Agreements
White Mountains
Insurance
Group,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
WTM CUSIP G9618E107 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Raymond Barrette Mgmt For Withhold Against
1.2 Elect Yves Brouillette Mgmt For Withhold Against
1.3 Elect John Gillespie Mgmt For Withhold Against
1.4 Elect Brian E. Kensil Mgmt For Withhold Against
1.5 Elect Eivor A. Pettersson Mgmt For Withhold Against
1.6 Elect Goran A. Thorstensson Mgmt For Withhold Against
1.7 Elect Allan L. Waters Mgmt For Withhold Against
1.8 Elect Christine H. Repasy Mgmt For Withhold Against
1.9 Elect Warren J. Trace Mgmt For Withhold Against
1.10 Elect Allan L. Waters Mgmt For Withhold Against
1.11 Elect Jeffrey W. Davis Mgmt For Withhold Against
1.12 Elect Brian E. Kensil Mgmt For Withhold Against
1.13 Elect Christine H. Repasy Mgmt For Withhold Against
1.14 Elect Warren J. Trace Mgmt For Withhold Against
1.15 Elect Allan L. Waters Mgmt For Withhold Against
1.16 Elect Raymond Barrette Mgmt For Withhold Against
1.17 Elect David T. Foy Mgmt For Withhold Against
1.18 Elect Jennifer L. Pitts Mgmt For Withhold Against
1.19 Elect Warren J. Trace Mgmt For Withhold Against
1.20 Elect Christine H. Repasy Mgmt For Withhold Against
1.21 Elect Warren J. Trace Mgmt For Withhold Against
1.22 Elect Allan L. Waters Mgmt For Withhold Against
1.23 Elect Raymond Barrette Mgmt For Withhold Against
1.24 Elect David T. Foy Mgmt For Withhold Against
1.25 Elect Jennifer L. Pitts Mgmt For Withhold Against
1.26 Elect Warren J. Trace Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Whole Foods
Market,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WFMI CUSIP 966837106 02/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Elstrott Mgmt For Withhold Against
1.2 Elect Gabrielle Greene Mgmt For Withhold Against
1.3 Elect Hass Hassan Mgmt For Withhold Against
1.4 Elect Stephanie Kugelman Mgmt For Withhold Against
1.5 Elect John Mackey Mgmt For Withhold Against
1.6 Elect Walter Robb Mgmt For Withhold Against
1.7 Elect Jonathan Seiffer Mgmt For Withhold Against
1.8 Elect Morris Siegel Mgmt For Withhold Against
1.9 Elect Jonathan Sokoloff Mgmt For Withhold Against
1.10 Elect Ralph Sorenson Mgmt For Withhold Against
1.11 Elect William Tindell Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Removal of
Directors
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent
Chairman
Wisconsin Energy
Corporation
Ticker Security ID: Meeting Date Meeting Status
WEC CUSIP 976657106 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Bergstrom Mgmt For Withhold Against
1.2 Elect Barbara Bowles Mgmt For Withhold Against
1.3 Elect Patricia Chadwick Mgmt For For For
1.4 Elect Robert Cornog Mgmt For For For
1.5 Elect Curt Culver Mgmt For For For
1.6 Elect Thomas Fischer Mgmt For For For
1.7 Elect Gale Klappa Mgmt For Withhold Against
1.8 Elect Ulice Payne, Jr. Mgmt For Withhold Against
1.9 Elect Frederick Stratton, Jr. Mgmt For Withhold Against
2 Adoption of Majority Vote for Mgmt For For For
Election of Directors in
Uncontested
Elections
3 Ratification of Auditor Mgmt For For For
4 Amendment to the 1993 Omnibus Stock Mgmt For Against Against
Incentive
Plan
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Xcel Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
XEL CUSIP 98389B100 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Fredric Corrigan Mgmt For For For
2 Elect Richard Davis Mgmt For For For
3 Elect Benjamin Fowke III Mgmt For For For
4 Elect Richard Kelly Mgmt For For For
5 Elect Albert Moreno Mgmt For For For
6 Elect Christopher Policinski Mgmt For For For
7 Elect A. Patricia Sampson Mgmt For For For
8 Elect James Sheppard Mgmt For For For
9 Elect David Westerlund Mgmt For For For
10 Elect Kim Williams Mgmt For For For
11 Elect Timothy Wolf Mgmt For For For
12 Amendment to the Non-Employee Mgmt For For For
Directors' Stock Equivalent
Plan
13 Elimination of Cumulative Voting Mgmt For Against Against
14 Amendments to Articles of Mgmt For For For
Incorporation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Advisory Vote on Executive Mgmt For For For
Compensation
17 Ratification of Auditor Mgmt For For For
Xerox Corporation
Ticker Security ID: Meeting Date Meeting Status
XRX CUSIP 984121103 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Glenn Britt Mgmt For Against Against
2 Elect Ursula Burns Mgmt For For For
3 Elect Richard Harrington Mgmt For For For
4 Elect William Hunter Mgmt For For For
5 Elect Robert Keegan Mgmt For Against Against
6 Elect Robert McDonald Mgmt For Against Against
7 Elect N.J. Nicholas, Jr. Mgmt For Against Against
8 Elect Charles Prince Mgmt For For For
9 Elect Ann Reese Mgmt For Against Against
10 Elect Mary Wilderotter Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For Against Against
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
XL Group plc
Ticker Security ID: Meeting Date Meeting Status
XL CUSIP G98290102 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Herbert Haag Mgmt For Against Against
2 Elect Michael McGavick Mgmt For Against Against
3 Elect Ellen Thrower Mgmt For Against Against
4 Elect John Vereker Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
8 Amendment to the 1991 Performance Mgmt For Against Against
Incentive
Program
Yahoo! Inc.
Ticker Security ID: Meeting Date Meeting Status
YHOO CUSIP 984332106 06/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Carol Bartz Mgmt For For For
2 Elect Roy Bostock Mgmt For For For
3 Elect Patti Hart Mgmt For For For
4 Elect Susan James Mgmt For Against Against
5 Elect Vyomesh Joshi Mgmt For For For
6 Elect David Kenny Mgmt For For For
7 Elect Arthur Kern Mgmt For Against Against
8 Elect Brad Smith Mgmt For Against Against
9 Elect Gary Wilson Mgmt For Against Against
10 Elect Jerry Yang Mgmt For For For
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding Human ShrHoldr Against For Against
Rights in
China
Yamana Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
YRI CUSIP 98462Y100 05/04/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Peter Marrone Mgmt For Withhold Against
1.2 Elect Patrick Mars Mgmt For Withhold Against
1.3 Elect John Begeman Mgmt For Withhold Against
1.4 Elect Alexander Davidson Mgmt For Withhold Against
1.5 Elect Richard Graff Mgmt For Withhold Against
1.6 Elect Robert Horn Mgmt For Withhold Against
1.7 Elect Nigel Lees Mgmt For Withhold Against
1.8 Elect Juvenal Mesquita Filho Mgmt For Withhold Against
1.9 Elect Carl Renzoni Mgmt For Withhold Against
1.10 Elect Antenor Silva, Jr. Mgmt For Withhold Against
1.11 Elect Dino Titaro Mgmt For Withhold Against
2 Appointment of Auditor Mgmt For For For
Yellow Media Inc.
Ticker Security ID: Meeting Date Meeting Status
YLO CUSIP 985521103 05/05/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Boychuck Mgmt For Withhold Against
1.2 Elect John Gaulding Mgmt For Withhold Against
1.3 Elect Paul Gobeil Mgmt For Withhold Against
1.4 Elect Michael Lambert Mgmt For Withhold Against
1.5 Elect Anthony Miller Mgmt For Withhold Against
1.6 Elect Heather Munroe-Blum Mgmt For Withhold Against
1.7 Elect Martin Nisenholtz Mgmt For Withhold Against
1.8 Elect Marc Reisch Mgmt For Withhold Against
1.9 Elect Michael Roach Mgmt For Withhold Against
1.10 Elect Stuart Smith Mgmt For Withhold Against
1.11 Elect Marc Tellier Mgmt For Withhold Against
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Stock Option Plan Mgmt For For For
==============================================================================
Fund Name : Pax MSCI EAFE ESG Index ETF
07/01/2010 - 06/30/2011
Aker Solutions
ASA
Ticker Security ID: Meeting Date Meeting Status
AKSO CINS R0180X100 05/06/2011 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening of Meeting; Election of Mgmt For For For
Individuals to Check
Minutes
5 Opening of Meeting; Election of Mgmt For For For
Individuals to Check
Minutes
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
8 Compensation Guidelines Mgmt For Against Against
9 Directors' Fees Mgmt For For For
10 Nominating Committee Fees Mgmt For For For
11 Election of Directors Mgmt For Against Against
12 Election of Nominating Committee Mgmt For For For
Members
13 Authority to Set Auditor's Fees Mgmt For Against Against
14 Authority to Repurchase Shares Mgmt For For For
15 Guidelines for the Nominating Mgmt For For For
Committee
16 Spin-off of Kvaerner ASA Mgmt For For For
17 Amendments to Articles Mgmt For For For
18 Reduction in Share Premium Account Mgmt For For For
Akzo Nobel N.V.
Ticker Security ID: Meeting Date Meeting Status
AKZA CINS N01803100 04/27/2011 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Dividends Mgmt For For For
8 Ratification of Management Board Acts Mgmt For Against Against
9 Ratification of Supervisory Board Mgmt For Against Against
Acts
10 Elect Uwe-Ernst Bufe Mgmt For Against Against
11 Elect Peggy Bruzelius Mgmt For Against Against
12 Amendment to the Compensation Policy Mgmt For For For
Regarding the Shareholding
Requirement
13 Amendment to the Remuneration Policy Mgmt For For For
Regarding a Sustainability
Metric
14 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
15 Issuance of Shares w/o Preemptive Mgmt For Against Against
Rights
16 Authority to Repurchase Shares Mgmt For For For
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Meeting Note N/A N/A N/A N/A
ASML Holding N.V.
Ticker Security ID: Meeting Date Meeting Status
ASML CINS N07059178 04/20/2011 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Ratification of Management Board Acts Mgmt For Against Against
6 Ratification of Supervisory Board Mgmt For Against Against
Acts
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Allocation of Profits/Dividends Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Stock Option Grants to Employees Mgmt For For For
11 Elect William Siegle Mgmt For Against Against
12 Elect Josephus Westerburgen Mgmt For Against Against
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Supervisory Board Fees Mgmt For For For
15 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
16 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
17 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
18 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
19 Authority to Repurchase Shares Mgmt For For For
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Authority to Cancel Shares Mgmt For For For
22 Authority to Cancel Additional Shares Mgmt For For For
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Non-Voting Agenda Item N/A N/A N/A N/A
Banco Bilbao
Vizcaya
Argentaria
S.A.
Ticker Security ID: Meeting Date Meeting Status
BBVA CINS E11805103 03/10/2011 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Ratification Mgmt For For For
of Board Acts; Allocation of
Profits/Dividends
3 Elect Tomas Alfaro Drake Mgmt For Against Against
4 Elect Juan Carlos Alvarez Mezquiriz Mgmt For Against Against
5 Elect Carlos Loring Martinez de Irujo Mgmt For Against Against
6 Elect Susana Rodriguez Vidarte Mgmt For Against Against
7 Elect Jose Luis Palao Garcia-Suelto Mgmt For Against Against
8 Merger by Absorption Mgmt For For For
9 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive
Rights
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Scrip Dividend Mgmt For For For
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Authority to Issue Debt Instruments Mgmt For For For
14 Annual Share Incentive Plan Mgmt For Against Against
15 Deferred Share Plan Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Amendments to Articles Mgmt For For For
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Amendments to General Meeting Mgmt For For For
Regulations
20 Authority to Carry Out Formalities Mgmt For For For
21 Remuneration Report Mgmt For For For
22 Non-Voting Meeting Note N/A N/A N/A N/A
Banco Santander
S.A.
Ticker Security ID: Meeting Date Meeting Status
SAN CINS E19790109 06/17/2011 Voted
Meeting Type Country of Trade
Special Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Acts Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Ana Patricia Botin-Sanz de Mgmt For Against Against
Sautuola y
O'Shea
5 Elect Rodrigo Echenique Gordillo Mgmt For Against Against
6 Elect Terence Burns Mgmt For Against Against
7 Elect Antoine Bernheim Mgmt For Against Against
8 Appointment of Auditor Mgmt For For For
9 Amend Articles 8, 11, 15, 16 and 18 Mgmt For For For
10 Amend Articles 20, 24, 25, 26, 28, Mgmt For For For
30, 34, 35, 42, 53, 55, 59 and
61
11 Amend Articles 62 and 69 Mgmt For For For
12 Amend Preamble and Article 2 Mgmt For For For
13 Amend Articles 4, 5, 6 bis and 8 Mgmt For For For
14 Amend Articles 12, 19 and 21 Mgmt For For For
15 Authority to Issue Shares w/ or w/o Mgmt For Against Against
Preemptive
Rights
16 Scrip Dividend Mgmt For For For
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Scrip Dividend Mgmt For For For
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Authority to Issue Convertible Mgmt For Against Against
Securities w/ or w/o Preemptive
Rights
21 Authority to Issue Non-Convertible Mgmt For For For
Debt
Instruments
22 Performance Share Plan Mgmt For For For
23 Deferred and Conditional Share Plan Mgmt For For For
24 Deferred and Conditional Variable Mgmt For For For
Remuneration
Plan
25 UK Employee Share Savings Plan Mgmt For Against Against
26 Authority to Carry Out Formalities Mgmt For For For
27 Remuneration Report Mgmt For For For
Basf SE
Ticker Security ID: Meeting Date Meeting Status
BAS CINS D06216317 05/06/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Supervisory Board Mgmt For For For
Acts
7 Ratification of Management Board Acts Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Elect Anke Schaferkordt Mgmt For Against Against
10 Supervisory Board Fees Mgmt For For For
11 Intra-company Contracts/Control Mgmt For For For
Agreements
12 Intra-company Contracts/Control Mgmt For For For
Agreements
Bayerische
Motoren Werke
AG
(BMW)
Ticker Security ID: Meeting Date Meeting Status
BMW CINS D12096109 05/12/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Management Board Acts Mgmt For For For
7 Ratification of Supervisory Board Mgmt For For For
Acts
8 Appointment of Auditor Mgmt For Against Against
9 Compensation Policy Mgmt For Against Against
BG Group plc
Ticker Security ID: Meeting Date Meeting Status
BG CINS G1245Z108 05/12/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Fabio de Oliveira Barbosa Mgmt For Against Against
5 Elect Caio Kock-Weser Mgmt For Against Against
6 Elect Patrick Thomas Mgmt For Against Against
7 Elect Peter Backhouse Mgmt For Against Against
8 Elect Frank Chapman Mgmt For Against Against
9 Elect Baroness Hogg Mgmt For Against Against
10 Elect John Hood Mgmt For Against Against
11 Elect Martin Houston Mgmt For Against Against
12 Elect Sir David Manning Mgmt For Against Against
13 Elect Mark Seligman Mgmt For Against Against
14 Elect Philippe Varin Mgmt For Against Against
15 Elect Sir Robert Wilson Mgmt For Against Against
16 Appointment of Auditor Mgmt For Against Against
17 Authority to Set Auditor's Fees Mgmt For Against Against
18 Authorisation of Political Donations Mgmt For Abstain Against
19 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
20 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
21 Authority to Repurchase Shares Mgmt For For For
22 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
23 Non-Voting Meeting Note N/A N/A N/A N/A
BIC (Societe Bic)
Ticker Security ID: Meeting Date Meeting Status
BB CINS F10080103 05/11/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Authority to Repurchase Shares Mgmt For For For
9 Elect Francois Bich Mgmt For Against Against
10 Elect Marie-Pauline Chandon-Moet Mgmt For Against Against
11 Elect Frederic Rostand Mgmt For Against Against
12 Appointment of Auditor Mgmt For For For
13 Appointment of Alternate Auditor Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Appointment of Alternate Auditor Mgmt For For For
16 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
17 Amendment Regarding Age Limits Mgmt For For For
18 Authority to Carry Out Formalities Mgmt For For For
Bunzl plc
Ticker Security ID: Meeting Date Meeting Status
BNZL CINS G16968110 04/20/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Philip Rogerson Mgmt For Against Against
4 Elect Michael Roney Mgmt For Against Against
5 Elect Pat Larmon Mgmt For Against Against
6 Elect Brian May Mgmt For Against Against
7 Elect Ulrich Wolters Mgmt For Against Against
8 Elect Peter Johnson Mgmt For Against Against
9 Elect David Sleath Mgmt For Against Against
10 Elect Eugenia Ulasewicz Mgmt For Against Against
11 Appointment of Auditor and Authority Mgmt For Against Against
to Set
Fees
12 Directors' Remuneration Report Mgmt For For For
13 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
14 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
15 Authority to Repurchase Shares Mgmt For For For
16 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
17 Employee Stock Purchase Plan Mgmt For For For
18 Sharesave Scheme Mgmt For For For
Cairn Energy plc
Ticker Security ID: Meeting Date Meeting Status
CNE CINS G17528251 05/19/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Director's Remuneration Report Mgmt For Against Against
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Auditor's Fees Mgmt For For For
5 Elect Alexander Berger Mgmt For Against Against
6 Elect M. Jacqueline Sheppard Mgmt For Against Against
7 Elect William Gammell Mgmt For Against Against
8 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
9 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
10 Authority to Repurchase Shares Mgmt For For For
11 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
12 Non-Voting Meeting Note N/A N/A N/A N/A
Carrefour
Ticker Security ID: Meeting Date Meeting Status
CA CINS F13923119 06/21/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports; Ratification Mgmt For For For
of Board
Acts
4 Consolidated Accounts and Reports Mgmt For For For
5 Related Party Transactions Mgmt For Against Against
6 Relocation of Corporate Headquarters Mgmt For For For
7 Amend Article 26 Mgmt For For For
8 Allocation of Profits/Dividends Mgmt For For For
9 Spin-Off of Dia SA Mgmt For For For
10 Elect Bernard Arnault Mgmt For Against Against
11 Elect Jean-Laurent Bonnafe Mgmt For Against Against
12 Elect Rene Brillet Mgmt For Against Against
13 Elect Amaury de Seze Mgmt For Against Against
14 Ratification of the Co-option of Mgmt For Against Against
Mathilde
Lemoine
15 Appointment of Auditor Mgmt For For For
16 Appointment of Alternate Auditor Mgmt For For For
17 Authority to Repurchase Shares Mgmt For For For
18 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
19 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities w/
Preemptive Rights; Authority to
Issue Debt
Instruments
20 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities w/o
Preemptive Rights; Authority to
Issue Debt
Instruments
21 Authority to Increase Capital Mgmt For For For
Through
Capitalizations
22 Authority to Increase Capital in Mgmt For Against Against
Consideration for Contributions in
Kind; Authority to Issue Debt
Instruments
23 Authority to Increase Capital in Mgmt For Against Against
Case of Exchange Offer; Authority
to Issue Debt
Instruments
24 Authority to Increase Capital Under Mgmt For Against Against
Employee Savings
Plan
25 Amend Restricted Share Plans Mgmt For For For
26 Non-Voting Meeting Note N/A N/A N/A N/A
CGG Veritas (fka
Compagnie
Generale de
Geophysique-Veri
tas)
Ticker Security ID: Meeting Date Meeting Status
GA CINS F2349S108 05/04/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 Consolidated Accounts and Reports Mgmt For For For
7 Elect Robert Semmens Mgmt For Against Against
8 Elect Hilde Myrberg Mgmt For Against Against
9 Elect Gilberte Lombard Mgmt For Against Against
10 Elect Jean-Georges Malcor Mgmt For Against Against
11 Directors' Fees Mgmt For For For
12 Authority to Repurchase Shares Mgmt For For For
13 Related Party Transactions Mgmt For For For
14 Related Party Transactions Mgmt For Against Against
(Executive Officer
Compensation)
15 Severance Package (Jean-Georges Mgmt For For For
Malcor)
16 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities w/
Preemptive Rights; Authority to
Issue Debt
Instruments
17 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities w/o
Preemptive Rights; Authority to
Issue Debt
Instruments
18 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities Through
Private Placement; Authority to
Issue Debt
Instruments
19 Authority to Set Offering Price of Mgmt For Against Against
Shares
20 Authority to Increase Share Issuance Mgmt For Against Against
Limit
21 Authority to Increase Capital Mgmt For For For
Through
Capitalizations
22 Authority to Increase Capital In Mgmt For Against Against
Consideration For Contributions in
Kind
23 Authority to Increase Capital Under Mgmt For Against Against
Employee Savings
Plan
24 Authority to Grant Stock Options to Mgmt For For For
Employees
25 Authority to Grant Stock Options to Mgmt For For For
Executives
26 Authority to Issue Performance Mgmt For For For
Shares to
Employees
27 Authority to Issue Performance Mgmt For For For
Shares to
Executives
28 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
29 Authority to Issue Debt Instruments Mgmt For For For
30 Authority to Carry Out Formalities Mgmt For For For
31 Non-Voting Meeting Note N/A N/A N/A N/A
Chugoku Electric
Power
Company
Ticker Security ID: Meeting Date Meeting Status
9504 CINS J07098106 06/29/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Yasuhisa Iwasaki Mgmt For Against Against
4 Elect Masaki Ono Mgmt For Against Against
5 Elect Hirofumi Obata Mgmt For Against Against
6 Elect Tomohide Karita Mgmt For Against Against
7 Elect Yoshio Kumagai Mgmt For Against Against
8 Elect Yoshio Kumano Mgmt For Against Against
9 Elect Akira Sakotani Mgmt For Against Against
10 Elect Mareshige Shimizu Mgmt For Against Against
11 Elect Kazuyuki Nobusue Mgmt For Against Against
12 Elect Kohsuke Hayashi Mgmt For Against Against
13 Elect Kazuhisa Fukumoto Mgmt For Against Against
14 Elect Yukio Furubayashi Mgmt For Against Against
15 Elect Mitsuo Matsui Mgmt For Against Against
16 Elect Takashi Yamashita Mgmt For Against Against
17 Elect Nobuo Watanabe Mgmt For Against Against
18 Elect Kazuo Inoue Mgmt For For For
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Redistribution of
Profits
20 Shareholder Proposal Regarding the ShrHoldr Against Against For
Suspension and Monitoring of
Nuclear Power
Plants
21 Shareholder Proposal Regarding the ShrHoldr Against For Against
Suspension of all Planned Nuclear
Power
Plants
22 Shareholder Proposal Regarding ShrHoldr Against For Against
Prohibition of Strategic Lawsuits
Against Public
Participation
23 Shareholder Proposal Regarding ShrHoldr Against For Against
Removal of
Director
24 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Election of Dissident Board
Member
CLP Holdings
Limited
Ticker Security ID: Meeting Date Meeting Status
2 CINS Y1660Q104 05/12/2011 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For Against Against
5 Elect John Leigh Mgmt For Against Against
6 Elect Judy TSUI Lam Sin Lai Mgmt For Against Against
7 Elect Roderick Eddington Mgmt For Against Against
8 Elect Ronald McAulay Mgmt For Against Against
9 Elect Ian Boyce Mgmt For Against Against
10 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
11 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive
Rights
12 Authority to Repurchase Shares Mgmt For For For
13 Authority to Issue Repurchased Shares Mgmt For Against Against
14 Non-Voting Meeting Note N/A N/A N/A N/A
Coca-Cola
Hellenic
Bottling Co.
S.A.
Ticker Security ID: Meeting Date Meeting Status
EEEK CINS X1435J139 05/06/2011 Voted
Meeting Type Country of Trade
Special Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Presentation of Accounts and Reports Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Ratification of Directors' and Mgmt For Against Against
Auditor's
Acts
5 Directors' Fees Mgmt For For For
6 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
7 Allocation of Profits/Dividends Mgmt For For For
8 Ratification of Board Appointment Mgmt For Against Against
9 Election of Directors Mgmt For Against Against
10 Amendment to Par Value; Increase in Mgmt For For For
Share
Capital
11 Amendment to Par Value; Decrease in Mgmt For For For
Share
Capital
12 Amendments to Articles Mgmt For For For
Commerzbank AG
Ticker Security ID: Meeting Date Meeting Status
CBK CINS D15642107 05/06/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Ratification of Management Board Acts Mgmt For Against Against
6 Ratification of Supervisory Board Mgmt For Against Against
Acts
7 Appointment of Auditor; Appointment Mgmt For Against Against
of Auditor for Interim
Statements
8 Appointment of Auditor for Interim Mgmt For Against Against
Statements
9 Report on Recapitalization Plan Mgmt For Against Against
10 Authority to Reduce Share Capital Mgmt For Against Against
11 Authority to Reduce Share Capital Mgmt For Against Against
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Authority to Grant Conversion Rights Mgmt For Against Against
and Increase Conditonal
Capital
14 Authority to Grant Conversion Rights Mgmt For Against Against
and Increase Conditonal
Capital
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Issuance of Shares w/ Preemptive Mgmt For Against Against
Rights
17 Issuance of Shares w/ Preemptive Mgmt For Against Against
Rights
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Increase in Authorized Capital Mgmt For Against Against
20 Increase in Authorized Capital Mgmt For Against Against
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Authority to Issue Convertible Debt Mgmt For Against Against
Instruments
23 Authority to Issue Convertible Debt Mgmt For Against Against
Instruments
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Authority to Increase Conditional Mgmt For Against Against
Capital
26 Authority to Increase Conditional Mgmt For Against Against
Capital
27 Non-Voting Agenda Item N/A N/A N/A N/A
28 Amendment to Articles Mgmt For For For
29 Shareholder Proposal Regarding Vote ShrHoldr Against Against For
of No Confidence in the Management
Board
Compagnie de
Saint Gobain
SA
Ticker Security ID: Meeting Date Meeting Status
SGO CINS F80343100 06/09/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Elect Anne-Marie Idrac Mgmt For Against Against
8 Elect Jacques Pestre Mgmt For Against Against
9 Elect Olivia Qiu Mgmt For Against Against
10 Elect Gerard Mestrallet Mgmt For Against Against
11 Elect Denis Ranque Mgmt For Against Against
12 Authority to Repurchase Shares Mgmt For For For
13 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
14 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities w/out
Preemptive
Rights
15 Authority to Increase Share Issuance Mgmt For For For
Limit
16 Authority to Increase Capital in Mgmt For Against Against
Consideration for Contributions in
Kind
17 Authority to Increase Capital Mgmt For Against Against
Through
Capitalizations
18 Authority to Increase Capital Under Mgmt For Against Against
Employee Savings
Plan
19 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
20 Authority to Issue Warrants as a Mgmt For Against Against
Takeover
Defense
21 Authority to Carry Out Formalities Mgmt For For For
22 Non-Voting Meeting Note N/A N/A N/A N/A
Continental AG
Ticker Security ID: Meeting Date Meeting Status
CON CINS D16212140 04/28/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/ Dividends Mgmt For For For
6 Ratification of Management Board Acts Mgmt For Against Against
7 Ratification of Supervisory Board Mgmt For Against Against
Acts
8 Appointment of Auditor Mgmt For Against Against
9 Elect Siegfried Wolf Mgmt For Against Against
10 Elect Heinrich Peters as Alternate Mgmt For Against Against
Supervisory Board
Member
CRH Plc
Ticker Security ID: Meeting Date Meeting Status
CRH CINS G25508105 05/04/2011 Voted
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Remuneration Report Mgmt For For For
4 Elect Maeve Carton Mgmt For Against Against
5 Elect William Egan Mgmt For Against Against
6 Elect Utz-Hellmuth Felcht Mgmt For Against Against
7 Elect Nicky Hartery Mgmt For Against Against
8 Elect Jan Maarten de Jong Mgmt For Against Against
9 Elect John Kennedy Mgmt For Against Against
10 Elect Myles Lee Mgmt For Against Against
11 Elect Albert Manifold Mgmt For Against Against
12 Elect Kieran McGowan Mgmt For Against Against
13 Elect Daniel O'Connor Mgmt For Against Against
14 Elect Liam O'Mahony Mgmt For Against Against
15 Elect Mark Towe Mgmt For Against Against
16 Authority to Set Auditor's Fees Mgmt For For For
17 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
18 Authority to Repurchase Shares Mgmt For For For
19 Authority to Reissue Treasury Shares Mgmt For For For
20 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
21 Non-Voting Meeting Note N/A N/A N/A N/A
Danske Bank A/S
Ticker Security ID: Meeting Date Meeting Status
DDB CINS K22272114 03/29/2011 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
6 Participation in Winding-Up Scheme Mgmt For For For
7 Wind-Up of the Company Mgmt N/A Abstain N/A
8 Board Size Mgmt For For For
9 Elect Eivind Kolding Mgmt For Against Against
10 Elect Ole Andersen Mgmt For Against Against
11 Elect Michael Fairey Mgmt For Against Against
12 Elect Peter Hojland Mgmt For Against Against
13 Elect Mats Jansson Mgmt For Against Against
14 Elect Majken Schultz Mgmt For Against Against
15 Elect Claus Vastrup Mgmt For Against Against
16 Elect Niels Christiansen Mgmt For Against Against
17 Shareholder Proposal Regarding ShrHoldr Abstain Abstain For
Election of Egon
Geertsen
18 Appointment of Auditor Mgmt For For For
19 Amendment Regarding Attendance, Mgmt For For For
Voting and Admission
Cards
20 Amendment Regarding Age Limits Mgmt For Against Against
21 Amendment Regarding Committee Mgmt For For For
Authority
22 Authority to Repurchase Shares Mgmt For For For
23 Incentive Compensation Guidelines Mgmt For For For
24 Shareholder Proposal Regarding ShrHoldr Against Against For
Voting
Transparency
25 Shareholder Proposal Regarding ShrHoldr Against For Against
Allowing the Press to Attend,
Photograph and Film the General
Meeting
26 Shareholder Proposal Regarding Board ShrHoldr Against Against For
Share Ownership
Requirements
27 Shareholder Proposal Regarding ShrHoldr Against Against For
Mandatory Board Resignation if the
Company Loses 50% of its Share
Capital
28 Shareholder Proposal Regarding ShrHoldr Against Against For
Moving IT Development from India to
Denmark
Delhaize Group
Ticker Security ID: Meeting Date Meeting Status
DELB CINS B33432129 04/27/2011 Voted
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Repurchase Shares Mgmt For For For
4 Amendment Regarding Board Committees Mgmt For For For
5 Amend Article 29 Mgmt For For For
6 Amend Article 30 Mgmt For For For
7 Amend Article 31 Mgmt For For For
8 Amend Article 32 Mgmt For For For
9 Amend Article 33 Mgmt For For For
10 Amend Article 34 Mgmt For For For
11 Amend Article 36 Mgmt For For For
12 Amend Article 38 Mgmt For For For
13 Amend Article 39 Mgmt For For For
14 Delete Article 47 Mgmt For For For
15 Implementation of Amendments Mgmt For For For
16 Authority to Carry Out Formalities Mgmt For For For
17 Non-Voting Meeting Note N/A N/A N/A N/A
18 Non-Voting Meeting Note N/A N/A N/A N/A
19 Non-Voting Meeting Note N/A N/A N/A N/A
Delhaize Group
Ticker Security ID: Meeting Date Meeting Status
DELB CINS B33432129 05/26/2011 Voted
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Repurchase Shares Mgmt For For For
4 Amendments Regarding Board Committees Mgmt For For For
5 Amend Article 29 Mgmt For For For
6 Amend Article 30 Mgmt For For For
7 Amend Article 31 Mgmt For For For
8 Amend Article 32 Mgmt For For For
9 Amend Article 33 Mgmt For For For
10 Amend Article 34 Mgmt For For For
11 Amend Article 36 Mgmt For For For
12 Amend Article 38 Mgmt For For For
13 Amend Article 39 Mgmt For For For
14 Delete Article 47 Mgmt For For For
15 Implementation of Amendments Mgmt For For For
16 Authority to Amend Articles Mgmt For For For
Delhaize Group
Ticker Security ID: Meeting Date Meeting Status
DELB CINS B33432129 05/26/2011 Voted
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Board Acts Mgmt For Against Against
8 Ratification of Auditor's Acts Mgmt For Against Against
9 Elect Hugh Farrington Mgmt For Against Against
10 Elect Luc Vansteenkiste Mgmt For Against Against
11 Elect Jacques de Vaucleroy Mgmt For Against Against
12 Elect Jean-Pierre Hansen Mgmt For Against Against
13 Elect William McEwan Mgmt For Against Against
14 Elect Mats Jansson Mgmt For Against Against
15 Ratification of the Independence of Mgmt For For For
Luc
Vansteenkiste
16 Ratification of the Independence of Mgmt For For For
Jacques de
Vaucleroy
17 Ratification of the Independence of Mgmt For For For
Jean-Pierre
Hansen
18 Ratification of the Independence of Mgmt For For For
William G.
McEwan
19 Ratification of the Independence of Mgmt For For For
Mats
Jansson
20 Appointment of Auditor Mgmt For For For
21 Change in Control Clause (Debt Mgmt For Against Against
Instruments)
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Change in Control Clause (Credit Mgmt For Against Against
Facility)
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Authority to Depart from Vesting Mgmt For Against Against
Period Requirement (Restricted
Stock
Units)
26 Authority to Depart from Vesting Mgmt For Against Against
Period Requirement
(Options)
27 Directors' Fees Mgmt For For For
Denso Corporation
Ticker Security ID: Meeting Date Meeting Status
6902 CINS J12075107 06/22/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Kohichi Fukaya Mgmt For Against Against
4 Elect Nobuaki Katoh Mgmt For Against Against
5 Elect Hiromi Tokuda Mgmt For Against Against
6 Elect Kohji Kobayashi Mgmt For Against Against
7 Elect Sohjiroh Tsuchiya Mgmt For Against Against
8 Elect Kazuo Hironaka Mgmt For Against Against
9 Elect Hikaru Sugi Mgmt For Against Against
10 Elect Shinji Shirasaki Mgmt For Against Against
11 Elect Masahiko Miyaki Mgmt For Against Against
12 Elect Akio Shikamura Mgmt For Against Against
13 Elect Haruya Maruyama Mgmt For Against Against
14 Elect Akio Tajima Mgmt For Against Against
15 Elect Shohichiroh Toyoda Mgmt For Against Against
16 Elect Fujio Choh Mgmt For Against Against
17 Elect Toshio Watanabe Mgmt For For For
18 Elect Toshimichi Kondoh Mgmt For For For
19 Bonus Mgmt For Against Against
Deutsche Bsrse AG
Ticker Security ID: Meeting Date Meeting Status
DB1 CINS D1882G119 05/12/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Management Board Acts Mgmt For For For
7 Ratification of Supervisory Board Mgmt For For For
Acts
8 Increase in Authorized Capital I Mgmt For For For
9 Authority to Repurchase Shares Mgmt For For For
10 Authority to Repurchase Shares by Mgmt For For For
Using
Derivatives
11 Amendment Regarding Voting Mgmt For Against Against
Requirements
12 Appointment of Auditor Mgmt For Against Against
Deutsche Post AG
Ticker Security ID: Meeting Date Meeting Status
DPW CINS D19225107 05/25/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Management Board Acts Mgmt For For For
7 Ratification of Supervisory Board Mgmt For For For
Acts
8 Appointment of Auditor Mgmt For For For
9 Authority to Issue Convertible Debt Mgmt For Against Against
Instruments; Increase in
Conditional
Capital
10 Elect Werner Gatzer Mgmt For Against Against
11 Elect Thomas Kunz Mgmt For Against Against
12 Elect Elmar Toime Mgmt For Against Against
13 Elect Katja Windt Mgmt For Against Against
14 Elect Hero Brahms Mgmt For Against Against
East Japan
Railway Company
Limited
Ticker Security ID: Meeting Date Meeting Status
9020 CINS J1257M109 06/23/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Makoto Takahashi Mgmt For Against Against
5 Elect Shigeo Hoshino Mgmt For For For
6 Elect Hajime Higashikawa Mgmt For For For
7 Elect Kiyomi Harayama Mgmt For For For
8 Bonus Mgmt For Against Against
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Amendments to
Articles
10 Shareholder Proposal to Investigate ShrHoldr Against Against For
Possible Violations of the Medical
Practitioners Act of Japan, Part
1
11 Shareholder Proposal to Investigate ShrHoldr Against Against For
Possible Violations of the Medical
Practitioners Act of Japan, Part
2
Eni - Ente
Nazionale
Idrocarburi
S.p.A.
Ticker Security ID: Meeting Date Meeting Status
ENI CINS T3643A145 04/29/2011 Voted
Meeting Type Country of Trade
Special Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Board Size Mgmt For For For
6 Board Term Mgmt For Against Against
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 List Presented by the Italian Mgmt For N/A N/A
Ministry of Economy and
Finance
9 List Presented by Institutional Mgmt For Against Against
Investors
10 Election of Chairman of Board Mgmt For For For
11 Directors' Fees Mgmt For Abstain Against
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 List Presented by the Italian Mgmt N/A Abstain N/A
Ministry of Economy and
Finance
14 List Presented by Institutional Mgmt N/A For N/A
Investors
15 Election of Chairman of Statutory Mgmt For For For
Auditors
16 Statutory Auditors' Fees Mgmt For Abstain Against
17 Court of Accounts Representative's Mgmt For Abstain Against
Attendance
Fees
Erste Group Bank
AG
Ticker Security ID: Meeting Date Meeting Status
EBS CINS A19494102 05/12/2011 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Presentation of Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Ratification of Managment and Mgmt For Against Against
Supervisory
Acts
5 Supervisory Board Members' Fees Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
7 Authority to Trade in Company Stock Mgmt For For For
8 Authority to Repurchase Shares Mgmt For For For
9 Authority to Trade in Participation Mgmt For For For
Certificates
10 Authority to Repurchase Mgmt For For For
Participation
Certificates
11 Amendments to Articles Mgmt For For For
Ferrovial SA
Ticker Security ID: Meeting Date Meeting Status
FER CINS E49512119 03/31/2011 Voted
Meeting Type Country of Trade
Special Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Allocation of Dividends Mgmt For For For
6 Ratification of Board Acts Mgmt For For For
7 Board Size Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Amend Articles 4, 5, 6, 7, 13, 24 Mgmt For For For
and
25
10 Amend Article 8 Mgmt For For For
11 Share Purchase Plan Mgmt For For For
12 Authority to Carry out Formalities Mgmt For For For
13 Non-Voting Meeting Note N/A N/A N/A N/A
France Telecom
Ticker Security ID: Meeting Date Meeting Status
FTE CINS F4113C103 06/07/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Related Party Transactions Mgmt For For For
8 Elect Bernard Dufau Mgmt For Against Against
9 Elect Helle Kristoffersen Mgmt For Against Against
10 Elect Muriel Penicaud Mgmt For Against Against
11 Elect Jean-Michel Severino Mgmt For Against Against
12 Authority to Repurchase Shares Mgmt For For For
13 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/
Preemptive Rights; Authority to
Issue Debt
Instruments
14 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities w/o
Preemptive Rights; Authority to
Issue Debt
Instruments
15 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities Through
Private Placement; Authority to
Issue Debt
Instruments
16 Authority to Increase Share Issuance Mgmt For For For
Limit
17 Authority to Increase Capital in Mgmt For Against Against
Case of Exchange Offer; Authority
to Issue Debt
Instruments
18 Authority to Increase Capital in Mgmt For Against Against
Consideration for Contributions in
Kind; Authority to Issue Debt
Instruments
19 Authority to Issue Shares to Holders Mgmt For Against Against
of Orange SA Shares and
Options
20 Authority to Issue Option-Based Mgmt For For For
Liquidity Instruments to Holders of
Orange SA
Options
21 Global Ceiling on Increases in Mgmt For Against Against
Capital
22 Authority to Issue Debt Instruments Mgmt For For For
23 Increase in Share Capital Through Mgmt For For For
Capitalizations
24 Authority to Increase Capital Under Mgmt For Against Against
Employee Savings
Plan
25 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
26 Authority to Carry Out Formalities Mgmt For For For
27 Non-Voting Meeting Note N/A N/A N/A N/A
Fujitsu Limited
Ticker Security ID: Meeting Date Meeting Status
6702 CINS J15708159 06/23/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Michiyoshi Mazuka Mgmt For Against Against
3 Elect Masami Yamamoto Mgmt For Against Against
4 Elect Kazuo Ishida Mgmt For Against Against
5 Elect Masami Fujita Mgmt For Against Against
6 Elect Kazuhiko Katoh Mgmt For Against Against
7 Elect Masahiro Koezuka Mgmt For Against Against
8 Elect Hiroshi Ohura Mgmt For Against Against
9 Elect Haruo Itoh Mgmt For Against Against
10 Elect Yohko Ishikura Mgmt For Against Against
11 Elect Ryohsei Kokubun Mgmt For Against Against
12 Elect Takashi Okimoto Mgmt For Against Against
13 Elect Yoshikazu Amano Mgmt For For For
14 Bonus Mgmt For Against Against
15 Statutory Auditors' Fees Mgmt For For For
Glaxosmithkline
plc
Ticker Security ID: Meeting Date Meeting Status
GSK CINS G3910J112 05/05/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Simon Dingemans Mgmt For For For
4 Elect Stacey Cartwright Mgmt For For For
5 Elect Judy Lewent Mgmt For Against Against
6 Elect Sir Christopher Gent Mgmt For Against Against
7 Elect Andrew Witty Mgmt For For For
8 Elect Sir Roy Anderson Mgmt For For For
9 Elect Stephanie Burns Mgmt For For For
10 Elect H. Lawrence Culp Mgmt For Against Against
11 Elect Sir Crispin Davis Mgmt For For For
12 Elect Sir Deryck Maughan Mgmt For Against Against
13 Elect James Murdoch Mgmt For Against Against
14 Elect Daniel Podolsky Mgmt For For For
15 Elect Moncef Slaoui Mgmt For For For
16 Elect Tom de Swaan Mgmt For For For
17 Elect Sir Robert Wilson Mgmt For For For
18 Appointment of Auditor Mgmt For Against Against
19 Authority to Set Auditor's Fees Mgmt For Against Against
20 Authorisation of Political Donations Mgmt For Abstain Against
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Non-Voting Agenda Item N/A N/A N/A N/A
27 Authority to Repurchase Shares Mgmt For For For
28 Non-Voting Agenda Item N/A N/A N/A N/A
29 Exemption from Statement of Senior Mgmt For For For
Auditor's
Name
30 Non-Voting Agenda Item N/A N/A N/A N/A
31 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
GPT Group
Ticker Security ID: Meeting Date Meeting Status
GPT CINS Q4252X155 05/11/2011 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Gene Tilbrook Mgmt For Against Against
3 Remuneration Report Mgmt For For For
4 Increase NEDs' Fee Cap Mgmt For For For
5 Equity Grant (MD/CEO Michael Cameron) Mgmt For For For
Groupe Danone
Ticker Security ID: Meeting Date Meeting Status
BN CINS F12033134 04/28/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Ratification of the Co-option of Mgmt For Against Against
Yoshihiro
Kawabata
8 Elect Bruno Bonnell Mgmt For Against Against
9 Elect Bernard Hours Mgmt For Against Against
10 Elect Yoshihiro Kawabata Mgmt For Against Against
11 Elect Jacques Vincent Mgmt For Against Against
12 Elect Isabelle Seillier Mgmt For Against Against
13 Elect Jean-Michel Severino Mgmt For Against Against
14 Related Party Transactions Mgmt For For For
15 Severance Package (Bernard Hours) Mgmt For For For
16 Authority to Repurchase Shares Mgmt For For For
17 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities w/
Preemptive Rights; Authority to
Issue Debt
Instruments
18 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities w/o
Preemptive Rights; Authority to
Issue Debt
Instruments
19 Authority to Increase Share Issuance Mgmt For For For
Limit
20 Authority to Increase Capital in Mgmt For Against Against
Case of Exchange
Offer
21 Autority to Increase Capital in Mgmt For Against Against
Consideration for Contributions in
Kind
22 Authority to Increase Capital Mgmt For For For
Through
Capitalizations
23 Authority to Increase Capital Under Mgmt For For For
Employee Savings
Plan
24 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
25 Authority to Carry Out Formalities Mgmt For For For
H & M Hennes &
Mauritz
AB
Ticker Security ID: Meeting Date Meeting Status
HM-B CINS W41422101 04/28/2011 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Profits/Dividends Mgmt For For For
14 Ratification of Board and Management Mgmt For Against Against
Acts
15 Board Size Mgmt For For For
16 Directors and Auditors' Fees Mgmt For Against Against
17 Election of Directors Mgmt For Against Against
18 Nomination Committee Mgmt For Against Against
19 Amendments to Articles Mgmt For For For
20 Compensation Guidelines Mgmt For Against Against
21 Non-Voting Agenda Item N/A N/A N/A N/A
Hitachi
Construction
Machinery Co.
Ltd.
Ticker Security ID: Meeting Date Meeting Status
6305 CINS J20244109 06/20/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Takashi Miyoshi Mgmt For Against Against
3 Elect Michijiroh Kikawa Mgmt For Against Against
4 Elect Mitsuji Yamada Mgmt For Against Against
5 Elect Taiji Hasegawa Mgmt For Against Against
6 Elect Shinichi Mihara Mgmt For Against Against
7 Elect Hiroshi Tokushige Mgmt For Against Against
8 Elect Yuichi Tsujimoto Mgmt For Against Against
9 Elect Kiichi Uchibayashi Mgmt For Against Against
10 Elect Masahide Tanigaki Mgmt For Against Against
11 Elect Kohsei Watanabe Mgmt For Against Against
Hochtief AG
Ticker Security ID: Meeting Date Meeting Status
HOT CINS D33134103 05/12/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Management Board Acts Mgmt For For For
7 Ratification of Supervisory Board Mgmt For For For
Acts
8 Compensation Policy Mgmt For Against Against
9 Appointment of Auditor Mgmt For For For
10 Authority to Repurchase Shares Mgmt For For For
11 Authority to Issue Convertible Debt Mgmt For Against Against
Instruments; Increase in
Conditional
Capital
12 Increase in Authorized Capital Mgmt For Against Against
13 Elect Yousuf Ahmad Al Hammadi Mgmt For Against Against
14 Elect A?ngel Garcia Altozano Mgmt For Against Against
15 Elect Detlev Bremkamp Mgmt For Against Against
16 Elect Hans-Peter Keitel Mgmt For Against Against
17 Elect Heinrich von Pierer Mgmt For Against Against
18 Elect Wilhelm Simson Mgmt For Against Against
19 Elect Marcelino Fernandez Verdes Mgmt For Against Against
20 Elect Manfred Wennemer Mgmt For Against Against
Hokuriku
Electric
Power
Ticker Security ID: Meeting Date Meeting Status
9505 CINS J22050108 06/28/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Elect Yukio Arai Mgmt For Against Against
3 Elect Yutaka Kanai Mgmt For Against Against
4 Elect Susumu Kyuwa Mgmt For Against Against
5 Elect Masato Kontani Mgmt For Against Against
6 Elect Hiroyuki Tsuka Mgmt For Against Against
7 Elect Isao Nagahara Mgmt For Against Against
8 Elect Yuuichi Hori Mgmt For Against Against
9 Elect Yukio Matsuoka Mgmt For Against Against
10 Elect Mitsuaki Minabe Mgmt For Against Against
11 Elect Toshinori Motobayashi Mgmt For Against Against
12 Elect Shinji Wakamiya Mgmt For Against Against
13 Bonus Mgmt For Against Against
Holcim Limited
Ticker Security ID: Meeting Date Meeting Status
HOLN CINS H36940130 05/05/2011 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Compensation Report Mgmt For Against Against
5 Ratification of Board and Management Mgmt For Against Against
Acts
6 Allocation of Profits/Dividends Mgmt For For For
7 Allocation of Dividends from Capital Mgmt For For For
Contribution
Reserve
8 Elect Christine Binswanger Mgmt For Against Against
9 Elect Andreas von Planta Mgmt For Against Against
10 Elect Erich Hunziker Mgmt For Against Against
11 Elect Alexander Gut Mgmt For Against Against
12 Appointment of Auditor Mgmt For For For
13 Non-Voting Meeting Note N/A N/A N/A N/A
Honda Motor Co.,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
7267 CINS J22302111 06/23/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Kohichi Kondoh Mgmt For Against Against
5 Elect Takanobu Itoh Mgmt For Against Against
6 Elect Akio Hamada Mgmt For Against Against
7 Elect Tatsuhiro Ohyama Mgmt For Against Against
8 Elect Fumihiko Ike Mgmt For Against Against
9 Elect Tomohiko Kawanabe Mgmt For Against Against
10 Elect Kensaku Hohgen Mgmt For Against Against
11 Elect Nobuo Kuroyanagi Mgmt For Against Against
12 Elect Takeo Fukui Mgmt For Against Against
13 Elect Takuji Yamada Mgmt For Against Against
14 Elect Masahiro Yoshida Mgmt For Against Against
15 Elect Yoshiharu Yamamoto Mgmt For Against Against
16 Elect Hirotake Abe Mgmt For For For
17 Elect Tomochika Iwashita Mgmt For Against Against
18 Bonus Mgmt For Against Against
19 Directors' and Statutory Auditors' Mgmt For Against Against
Fees
Hong Kong
Exchanges And
Clearing
Limited
Ticker Security ID: Meeting Date Meeting Status
388 CINS Y3506N139 04/20/2011 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect Bill KWOK Chi Piu Mgmt For Against Against
6 Elect Vincent M. LEE Kwan Ho Mgmt For Against Against
7 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
8 Authority to Repurchase Shares Mgmt For For For
9 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive
Rights
10 Directors' Fees Mgmt For For For
11 Additional Directors' Fees Mgmt For For For
12 Amendments to Articles - Corporate Mgmt For For For
Communications
13 Amendments to Articles - Notice Mgmt For For For
Period for Shareholders' Nomination
of
Directors
14 Amendments to Articles - Minor Mgmt For For For
Housekeeping
Amendments
15 Non-Voting Meeting Note N/A N/A N/A N/A
HSBC Holdings plc
Ticker Security ID: Meeting Date Meeting Status
HSBA CINS G4634U169 05/27/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Elect Safra Catz Mgmt For For For
4 Elect Laura CHA May Lung Mgmt For For For
5 Elect Marvin CHEUNG Kin Tung Mgmt For For For
6 Elect John Coombe Mgmt For For For
7 Elect Rona Fairhead Mgmt For For For
8 Elect Douglas Flint Mgmt For Against Against
9 Elect Alexander Flockhart Mgmt For For For
10 Elect Stuart Gulliver Mgmt For For For
11 Elect James Hughes-Hallett Mgmt For For For
12 Elect Sam Laidlaw Mgmt For For For
13 Elect J. Rachel Lomax Mgmt For For For
14 Elect Iain Mackay Mgmt For For For
15 Elect Gwyn Morgan Mgmt For Against Against
16 Elect Narayana Murthy Mgmt For For For
17 Elect Simon Robertson Mgmt For For For
18 Elect John Thornton Mgmt For Against Against
19 Elect Sir Brian Williamson Mgmt For For For
20 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
21 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
22 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
23 Share Plan 2011 Mgmt For Against Against
24 Directors' Fees Mgmt For For For
25 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Iberdrola S.A.
Ticker Security ID: Meeting Date Meeting Status
IBE CINS E6165F166 05/27/2011 Voted
Meeting Type Country of Trade
Special Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts Mgmt For For For
2 Reports Mgmt For For For
3 Ratification of Board Acts Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Scrip Dividend Mgmt For For For
7 Long-Term Incentive Plan Mgmt For For For
8 Authority to Issue Shares w/ or w/o Mgmt For Against Against
Preemptive
Rights
9 Authority to Issue Convertible Debt Mgmt For Against Against
Instruments
10 Authority to Issue Debt Instruments Mgmt For For For
11 Listing or Delisting Shares and Bonds Mgmt For For For
12 Authority to Create/Fund Foundations Mgmt For For For
13 Amend Article 1 Mgmt For For For
14 Amend Articles 5 to 8, 9 to 15, 52 Mgmt For For For
15 Amend Articles 16 to 20, 22 to 28 Mgmt For For For
and
31
16 Amend Article 21 Mgmt For For For
17 Amend Articles 29, 30 and 54 to 56 Mgmt For For For
18 Amend Articles 32 to 51 Mgmt For For For
19 Consolidation of Articles of Mgmt For For For
Association
20 Amendments to General Meeting Mgmt For For For
Regulations
21 Merger with Iberdrola Renovables Mgmt For For For
22 Authority to Carry Out Formalities Mgmt For For For
23 Remuneration Report Mgmt For Against Against
24 Non-Voting Meeting Note N/A N/A N/A N/A
ING Groep N.V.
Ticker Security ID: Meeting Date Meeting Status
INGA CINS N4578E413 05/09/2011 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Executive Board Remuneration Policy Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Amendment to Articles A Mgmt For Against Against
12 Amendment to Articles B Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Ratification of Executive Board Acts Mgmt For Against Against
15 Ratification of Supervisory Board Mgmt For Against Against
Acts
16 Elect Koos Timmermans Mgmt For For For
17 Elect Peter Elverding Mgmt For Against Against
18 Elect Henk Breukink Mgmt For Against Against
19 Elect Sjoerd van Keulen Mgmt For Against Against
20 Elect Joost Kuiper Mgmt For Against Against
21 Elect Luc Vandewalle Mgmt For Against Against
22 Authority to Issue Shares w/ or w/o Mgmt For Against Against
Preemptive
Rights
23 Authority to Issue Shares w/ or w/o Mgmt For Against Against
Preemptive Rights in Connection
with a
Merger
24 Authority to Repurchase Shares Mgmt For For For
25 Authority to Repurchase Shares in Mgmt For For For
Connection with a
Merger
26 Non-Voting Agenda Item N/A N/A N/A N/A
Intesa Sanpaolo
S.p.A. (fka
Banca Intesa
S.p.A.)
Ticker Security ID: Meeting Date Meeting Status
ISP CINS T55067101 05/10/2011 Voted
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
4 Amendments to Articles Mgmt For For For
5 Issuance of Shares w/ Preemptive Mgmt For Against Against
Rights
Isetan
Mitsukoshi
Holdings Ltd.
(fka Isetan Co.
Ltd.)
Ticker Security ID: Meeting Date Meeting Status
3099 CINS J25038100 06/27/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Kunio Ishizuka Mgmt For Against Against
5 Elect Shinya Takada Mgmt For Against Against
6 Elect Hiroshi Ohnishi Mgmt For Against Against
7 Elect Tatsuo Ohtagaki Mgmt For Against Against
8 Elect Ken Akamatsu Mgmt For Against Against
9 Elect Tomonari Sera Mgmt For Against Against
10 Elect Nobuo Kuroyanagi Mgmt For Against Against
11 Elect Shimpei Miyamura Mgmt For Against Against
12 Elect Morio Ikeda Mgmt For Against Against
13 Elect Kohsuke Kojima Mgmt For Against Against
K + S AG
Ticker Security ID: Meeting Date Meeting Status
SDF CINS D48164103 05/11/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Management Board Acts Mgmt For For For
7 Ratification of Supervisory Board Mgmt For For For
Acts
8 Appointment of Auditor Mgmt For For For
9 Dematerialization of Bearer Shares Mgmt For For For
10 Amendments to Articles Mgmt For For For
Kao Corporation
Ticker Security ID: Meeting Date Meeting Status
4452 CINS J30642169 06/29/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Takayuki Ishige Mgmt For For For
4 Election of Alternate Statutory Mgmt For For For
Auditor(s)
5 Stock Option Plan Mgmt For For For
KDDI Corp.
Ticker Security ID: Meeting Date Meeting Status
9433 CINS J31843105 06/16/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Tadashi Onodera Mgmt For Against Against
4 Elect Kanichiroh Aritomi Mgmt For Against Against
5 Elect Takashi Tanaka Mgmt For Against Against
6 Elect Hirofumi Morozumi Mgmt For Against Against
7 Elect Makoto Takahashi Mgmt For Against Against
8 Elect Yoshiharu Shimatani Mgmt For Against Against
9 Elect Masahiro Inoue Mgmt For Against Against
10 Elect Yuzoh Ishikawa Mgmt For Against Against
11 Elect Hideo Yuasa Mgmt For Against Against
12 Elect Hiromu Naratani Mgmt For Against Against
13 Elect Makoto Kawamura Mgmt For Against Against
14 Elect Shinichi Sasaki Mgmt For Against Against
15 Bonus Mgmt For Against Against
16 Adoption of Performance Linked Bonus Mgmt For For For
Policy for
Directors
Kerry Group Plc
Ticker Security ID: Meeting Date Meeting Status
KRZ CINS G52416107 05/10/2011 Voted
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Kieran Breen Mgmt For Against Against
4 Elect Patrick Flahive Mgmt For Against Against
5 Elect Denis Buckley Mgmt For Against Against
6 Elect Gerry Behan Mgmt For Against Against
7 Elect Denis Carroll Mgmt For Against Against
8 Elect Michael Dowling Mgmt For Against Against
9 Elect Michael Fleming Mgmt For Against Against
10 Elect Noel Greene Mgmt For Against Against
11 Elect Flor Healy Mgmt For Against Against
12 Elect Kevin Kelly Mgmt For Against Against
13 Elect Stan McCarthy Mgmt For Against Against
14 Elect Brian Mehigan Mgmt For Against Against
15 Elect Gerard O'Hanlon Mgmt For Against Against
16 Elect Denis Wallis Mgmt For Against Against
17 Authority to Set Auditor's Fees Mgmt For Against Against
18 Directors' Remuneration Report Mgmt For Against Against
19 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
20 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
21 Authority to Repurchase Shares Mgmt For For For
Komatsu Limited
Ticker Security ID: Meeting Date Meeting Status
6301 CINS J35759125 06/22/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Masahiro Sakane Mgmt For Against Against
4 Elect Kunio Noji Mgmt For Against Against
5 Elect Yoshinori Komamura Mgmt For Against Against
6 Elect Tetsuji Ohhashi Mgmt For Against Against
7 Elect Kensuke Hotta Mgmt For Against Against
8 Elect Noriaki Kanoh Mgmt For Against Against
9 Elect Kohichi Ikeda Mgmt For Against Against
10 Elect Mamoru Hironaka Mgmt For Against Against
11 Elect Mikio Fujitsuka Mgmt For Against Against
12 Elect Fujitoshi Takamura Mgmt For Against Against
13 Elect Hiroyuki Kamano Mgmt For For For
14 Bonus Mgmt For Against Against
15 Stock Option Plan Mgmt For For For
Konica Minolta
Holding
Incorporated
Ticker Security ID: Meeting Date Meeting Status
4902 CINS J36060119 06/22/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yoshikatsu Ohta Mgmt For Against Against
3 Elect Masatoshi Matsuzaki Mgmt For Against Against
4 Elect Tohru Tsuji Mgmt For Against Against
5 Elect Yohzoh Izuhara Mgmt For Against Against
6 Elect Nobuhiko Itoh Mgmt For Against Against
7 Elect Shohji Kondoh Mgmt For Against Against
8 Elect Yasuo Matsumoto Mgmt For Against Against
9 Elect Akio Kitani Mgmt For Against Against
10 Elect Shohei Yamana Mgmt For Against Against
11 Elect Yoshiaki Andoh Mgmt For Against Against
12 Elect Takashi Sugiyama Mgmt For Against Against
Kubota
Corporation
Ticker Security ID: Meeting Date Meeting Status
6326 CINS J36662138 06/24/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yasuo Masumoto Mgmt For Against Against
3 Elect Tetsuji Tomita Mgmt For Against Against
4 Elect Satoru Sakamoto Mgmt For Against Against
5 Elect Takeshi Torigoe Mgmt For Against Against
6 Elect Masayoshi Kitaoka Mgmt For Against Against
7 Elect Toshihiro Kubo Mgmt For Against Against
8 Elect Yuzuru Mizuno Mgmt For Against Against
9 Elect Junichi Satoh Mgmt For Against Against
10 Elect Hirokazu Nara Mgmt For For For
11 Elect Hiroshi Shiaku Mgmt For For For
12 Elect Akira Negishi Mgmt For For For
13 Elect Ryohji Satoh Mgmt For Against Against
14 Bonus Mgmt For Against Against
L'Oreal
Ticker Security ID: Meeting Date Meeting Status
OR CINS F58149133 04/22/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Consolidated Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Elect Liliane Bettencourt Mgmt For Against Against
7 Elect Annette Roux Mgmt For Against Against
8 Elect Charles-Henri Filippi Mgmt For Against Against
9 Directors' Fees Mgmt For For For
10 Authority to Repurchase Shares Mgmt For For For
11 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive Rights; Authority to
Increase Capital Through
Capitalizations
12 Authority to Grant Stock Options Mgmt For For For
13 Authority to Issue Restricted Shares Mgmt For For For
14 Authority to Increase Capital Under Mgmt For For For
Employee Savings
Plan
15 Authority to Carry Out Formalities Mgmt For For For
16 Non-Voting Meeting Note N/A N/A N/A N/A
17 Non-Voting Meeting Note N/A N/A N/A N/A
LVMH Mot
Hennessy Louis
Vuitton
SA
Ticker Security ID: Meeting Date Meeting Status
MC CINS F58485115 03/31/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Related Party Transactions Mgmt For Against Against
7 Allocation of Profits/Dividends Mgmt For For For
8 Elect Delphine Arnault Mgmt For Against Against
9 Elect Nicolas Bazire Mgmt For Against Against
10 Elect Antonio Belloni Mgmt For Against Against
11 Elect Charles de Croisset Mgmt For Against Against
12 Elect Diego Della Valle Mgmt For Against Against
13 Elect Pierre Gode Mgmt For Against Against
14 Elect Gilles Hennessy Mgmt For Against Against
15 Elect Marie-Josee Kravis Mgmt For Against Against
16 Elect Patrick Houel as Censor Mgmt For For For
17 Authority to Repurchase Shares Mgmt For For For
18 Authority to Increase Capital Mgmt For For For
Through
Capitalization
19 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
20 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities w/
Preemptive Rights; Authority to
Issue Debt
Instruments
21 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities w/o
Preemptive Rights Through Public
Offer; Authority to Issue Debt
Instruments
22 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities Through
Private Placement; Authority to
Issue Debt
Instruments
23 Authority to Set Offering Price of Mgmt For Against Against
Shares
24 Authority to Increase Share Issuance Mgmt For Against Against
Limit
25 Authority to Increase Capital in Mgmt For Against Against
Case of Exchange
Offer
26 Authority to Increase Capital in Mgmt For Against Against
Consideration for Contributions in
Kind
27 Authority to Increase Capital Under Mgmt For For For
Employee Savings
Plan
28 Global Ceiling on Increases in Mgmt For For For
Capital
29 Authority to Issue Restricted Shares Mgmt For Against Against
30 Non-Voting Meeting Note N/A N/A N/A N/A
Metro AG
Ticker Security ID: Meeting Date Meeting Status
MEO CINS D53968125 05/06/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Presentation of Accounts and Mgmt For For For
Reports; Allocation of
Profits/Dividends
5 Ratification of Management Board Acts Mgmt For Against Against
6 Ratification of Supervisory Board Mgmt For Against Against
Acts
7 Compensation Policy Mgmt For Against Against
8 Appointment of Auditor Mgmt For For For
9 Elect Peter Kupfer Mgmt For Against Against
10 Elect Ann-Kristin Achleitner Mgmt For Against Against
Mitsubishi
Electric
Corporation
Ticker Security ID: Meeting Date Meeting Status
6503 CINS J43873116 06/29/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Setsuhiro Shimomura Mgmt For Against Against
3 Elect Kenichiroh Yamanishi Mgmt For Against Against
4 Elect Masanori Saitoh Mgmt For Against Against
5 Elect Hiroki Yoshimatsu Mgmt For Against Against
6 Elect Noritomo Hashimoto Mgmt For Against Against
7 Elect Ryohsuke Fujimoto Mgmt For Against Against
8 Elect Hiroyoshi Sakuyama Mgmt For Against Against
9 Elect Hiroyoshi Murayama Mgmt For Against Against
10 Elect Shunji Yanai Mgmt For Against Against
11 Elect Mikio Sasaki Mgmt For Against Against
12 Elect Shigemitsu Miki Mgmt For Against Against
13 Elect Fujiatsu Makino Mgmt For Against Against
Mitsubishi UFJ
Financial Group
Inc.
Ticker Security ID: Meeting Date Meeting Status
8306 CINS J44497105 06/29/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Takamune Okihara Mgmt For Against Against
4 Elect Kinya Okauchi Mgmt For Against Against
5 Elect Katsunori Nagayasu Mgmt For Against Against
6 Elect Tatsuo Tanaka Mgmt For Against Against
7 Elect Nobuyuki Hirano Mgmt For Against Against
8 Elect Taihei Yuki Mgmt For Against Against
9 Elect Ichiroh Hamakawa Mgmt For Against Against
10 Elect Masao Hasegawa Mgmt For Against Against
11 Elect Toshiroh Toyoizumi Mgmt For Against Against
12 Elect Shunsuke Teraoka Mgmt For Against Against
13 Elect Tatsuo Wakabayashi Mgmt For Against Against
14 Elect Takashi Oyamada Mgmt For Against Against
15 Elect Hiroyuki Noguchi Mgmt For Against Against
16 Elect Ryuji Araki Mgmt For Against Against
17 Elect Kazuhiro Watanabe Mgmt For Against Against
18 Elect Takuma Ohtoshi Mgmt For Against Against
19 Elect Takehiko Nemoto Mgmt For For For
Mitsui Fudosan
Co
Ltd
Ticker Security ID: Meeting Date Meeting Status
8801 CINS J4509L101 06/29/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Hiromichi Iwasa Mgmt For Against Against
4 Elect Mitsuhiro Matsumoto Mgmt For Against Against
5 Elect Masanobu Komoda Mgmt For Against Against
6 Elect Yoshiaki Iinuma Mgmt For Against Against
7 Elect Hitoshi Saitoh Mgmt For Against Against
8 Elect Toshihide Ichikawa Mgmt For Against Against
9 Elect Yoshikazu Kitahara Mgmt For Against Against
10 Elect Hiroshi Asai Mgmt For Against Against
11 Elect Kenji Iino Mgmt For Against Against
12 Elect Yoshiharu Hayakawa Mgmt For Against Against
13 Elect Mitsudo Urano Mgmt For Against Against
14 Elect Eiji Hosoya Mgmt For Against Against
15 Elect Masayuki Matsushima Mgmt For Against Against
16 Elect Seizoh Kuramoto Mgmt For For For
17 Elect Akishige Okada Mgmt For Against Against
18 Elect Keiu Nishida Mgmt For Against Against
19 Bonus Mgmt For Against Against
Mizuho Financial
Group
Inc
Ticker Security ID: Meeting Date Meeting Status
8411 CINS J4599L102 06/21/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Yasuhiro Satoh Mgmt For Against Against
5 Elect Junichi Nishizawa Mgmt For Against Against
6 Elect Mitsuaki Tsuchiya Mgmt For Against Against
7 Elect Masaaki Kohno Mgmt For Against Against
8 Elect Akihiko Nomiyama Mgmt For Against Against
9 Elect Mitsuo Ohhashi Mgmt For Against Against
10 Elect Kanemitsu Anraku Mgmt For Against Against
11 Elect Yoshinobu Shigeji Mgmt For For For
12 Elect Toshinari Iyoda Mgmt For For For
13 Elect Isao Imai Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Preparation of Evaluation
Report
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Investigation Committee on
Corporate
Evaluations
16 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Exercise of Voting
Rights
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Compensation
Disclosure
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Prevention of Computer System
Failures
19 Shareholder Proposal Regarding Text ShrHoldr Against For Against
of Shareholder
Proposals
Modern Times
Group
AB
Ticker Security ID: Meeting Date Meeting Status
MTG-B CINS W56523116 05/18/2011 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Accounts and Reports Mgmt For For For
14 Allocation of Profits/Dividends Mgmt For For For
15 Ratification of Board and Management Mgmt For Against Against
Acts
16 Board Size Mgmt For For For
17 Directors and Auditors' Fees Mgmt For Against Against
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Election of Directors Mgmt For For For
20 Number of Auditors Mgmt For For For
21 Nomination Committee Mgmt For For For
22 Compensation Guidelines Mgmt For Against Against
23 2011 Long Term Incentive Plan Mgmt For For For
24 Authority to Issue Shares Pursuant Mgmt For For For
to Stock Option
Plan
25 Authority to Repurchase Class C Mgmt For For For
Shares
26 Issuance of Class B Shares Pursuant Mgmt For For For
to Long-Term Incentive
Plan
27 Authority to Repurchase Shares Mgmt For For For
28 Amendments to Articles Mgmt For For For
29 Non-Voting Agenda Item N/A N/A N/A N/A
Nippon Steel
Corporation
Ticker Security ID: Meeting Date Meeting Status
5401 CINS J55999122 06/24/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Akio Mimura Mgmt For Against Against
4 Elect Shohji Muneoka Mgmt For Against Against
5 Elect Kohzoh Uchida Mgmt For Against Against
6 Elect Shinichi Taniguchi Mgmt For Against Against
7 Elect Takao Shindoh Mgmt For Against Against
8 Elect Masakazu Iwaki Mgmt For Against Against
9 Elect Norio Katsuyama Mgmt For Against Against
10 Elect Junji Uchida Mgmt For Against Against
11 Elect Shinya Higuchi Mgmt For Against Against
12 Elect Katsuhiko Ohta Mgmt For Against Against
13 Elect Takayoshi Meiga Mgmt For Against Against
14 Elect Yujiroh Anzai Mgmt For For For
Nissan Motor Co
Ltd
Ticker Security ID: Meeting Date Meeting Status
7201 CINS J57160129 06/29/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Stock Option Plan Mgmt For For For
4 Elect Carlos Ghosn Mgmt For Against Against
5 Elect Toshiyuki Shiga Mgmt For Against Against
6 Elect Hiroto Saikawa Mgmt For Against Against
7 Elect Colin Dodge Mgmt For Against Against
8 Elect Mitsuhiko Yamashita Mgmt For Against Against
9 Elect Carlos Tavares Mgmt For Against Against
10 Elect Hidetoshi Imazu Mgmt For Against Against
11 Elect Jean-Baptiste Duzan Mgmt For Against Against
12 Elect Katsumi Nakamura Mgmt For Against Against
Nokia Oyj
Ticker Security ID: Meeting Date Meeting Status
NOK1V CINS X61873133 05/03/2011 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Accounts and Reports Mgmt For For For
9 Allocation of Profits/Dividends Mgmt For For For
10 Ratification of Board and Management Mgmt For Against Against
Acts
11 Directors' Fees Mgmt For For For
12 Board Size Mgmt For For For
13 Election of Directors Mgmt For For For
14 Authority to Set Auditor's Fees Mgmt For Against Against
15 Appointment of Auditor Mgmt For Against Against
16 Authority to Repurchase Shares Mgmt For For For
17 Stock Option Program 2011 Mgmt For For For
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Meeting Note N/A N/A N/A N/A
Nomura Holdings
Incorporated
Ticker Security ID: Meeting Date Meeting Status
8604 CINS J59009159 06/28/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Kenichi Watanabe Mgmt For Against Against
3 Elect Takumi Shibata Mgmt For For For
4 Elect Masanori Itatani Mgmt For Against Against
5 Elect Masanori Nishimatsu Mgmt For For For
6 Elect Haruo Tsuji Mgmt For Against Against
7 Elect Tsuguoki Fujinuma Mgmt For Against Against
8 Elect Masahiro Sakane Mgmt For Against Against
9 Elect Lord Colin Marshall Mgmt For For For
10 Elect Dame Clara Furse Mgmt For For For
11 Elect Nobuyuki Koga Mgmt For Against Against
12 Elect David Benson Mgmt For For For
13 Elect Takao Kusakari Mgmt For For For
14 Elect Toshinori Kanemoto Mgmt For For For
15 Elect Michael Lim Choo San Mgmt For For For
16 Amendments to Articles Mgmt For For For
Nordea Bank AB
Ticker Security ID: Meeting Date Meeting Status
NDA CINS W57996105 03/24/2011 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Accounts and Reports Mgmt For For For
11 Allocation of Profits/Dividends Mgmt For For For
12 Ratification of Board and Management Mgmt For Against Against
Acts
13 Amendments to Articles Mgmt For For For
14 Board Size Mgmt For For For
15 Number of Auditors Mgmt For For For
16 Directors and Auditors' Fees Mgmt For Against Against
17 Election of Directors Mgmt For For For
18 Appointment of Auditor Mgmt For Against Against
19 Nominating Committee Mgmt For For For
20 Authority to Repurchase Shares Mgmt For For For
21 Authority to issue treasury shares Mgmt For For For
22 Authority to Repurchase Shares for Mgmt For For For
Securities
Trading
23 Compensation Guidelines Mgmt For For For
24 2011 Long Term Incentive Plan Mgmt For For For
25 Transfer of Shares Mgmt For For For
26 Non-Voting Meeting Note N/A N/A N/A N/A
Norsk Hydro ASA
Ticker Security ID: Meeting Date Meeting Status
NHY CINS R61115102 05/05/2011 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Meeting Notice and Agenda Mgmt For For For
5 Election of an Individual to Check Mgmt For For For
Minutes
6 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
7 Authority to Set Auditor's Fees Mgmt For For For
8 Compensation Guidelines Mgmt For Against Against
9 Amendment Regarding Record Date Mgmt For For For
10 Amendments to Articles Regarding Mgmt For For For
Written Voting Prior to the General
Meeting
11 Amendments to Articles Regarding Mgmt For For For
Nominating
Committee
12 Guidelines for the Nominating Mgmt For For For
Committee
13 Corporate Assembly Fees Mgmt For For For
14 Nominating Committee Fees Mgmt For For For
15 Shareholder question ShrHoldr For For For
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CINS H5820Q150 02/22/2011 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Ratification of Management and Board Mgmt For Against Against
Acts
5 Allocation of Profits/Dividends Mgmt For For For
6 Compensation Policy Mgmt For Against Against
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Re-elect Ann Fudge Mgmt For Against Against
9 Re-elect Pierre Landolt Mgmt For Against Against
10 Re-elect Ulrich Lehner Mgmt For Against Against
11 Elect Enrico Vanni Mgmt For Against Against
12 Appointment of Auditor Mgmt For For For
13 Transaction of Other Business Mgmt For Against Against
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CINS H5820Q150 04/08/2011 Voted
Meeting Type Country of Trade
Special Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Approval of Merger Agreement Mgmt For For For
4 Approval of Share Issuance Mgmt For For For
5 Additional and/or Counter-Proposals Mgmt For Against Against
Novo Nordisk A/S
Ticker Security ID: Meeting Date Meeting Status
NOVO-B CINS K7314N152 03/23/2011 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Approve Fiscal 2010 Directors' Fees Mgmt For Against Against
6 Approve Fiscal 2011 Directors' Fees Mgmt For For For
7 Allocation of Profits/Dividends Mgmt For For For
8 Elect Sten Scheibye Mgmt For Against Against
9 Elect Goran Ando Mgmt For Against Against
10 Elect Bruno Angelici Mgmt For Against Against
11 Elect Henrik Gurtler Mgmt For Against Against
12 Elect Thomas Koestler Mgmt For Against Against
13 Elect Kurt Anker Nielsen Mgmt For Against Against
14 Elect Hannu Ryopponen Mgmt For Against Against
15 Elect Jorgen Wedel Mgmt For Against Against
16 Election of Chairman Mgmt For Against Against
17 Election of Vice Chairman Mgmt For Against Against
18 Appointment of Auditor Mgmt For Against Against
19 Authority to Cancel Shares Mgmt For For For
20 Authority to Repurchase Shares Mgmt For For For
21 Authority to Cancel Shares Mgmt For For For
22 Authority to Repurchase Shares Mgmt For For For
23 Amendments to Articles Regarding Age Mgmt For Against Against
Limit
24 Amendments to Incentive Compensation Mgmt For For For
Guidelines
NTT DoCoMo
Incorporated
Ticker Security ID: Meeting Date Meeting Status
9437 CINS J59399105 06/17/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Tsutomu Shindoh Mgmt For Against Against
5 Elect Wataru Kagawa Mgmt For Against Against
6 Elect Kazuhiro Yoshizawa Mgmt For Against Against
7 Elect Shuroh Hoshizawa Mgmt For Against Against
8 Elect Kyohichi Yoshizawa Mgmt For For For
9 Elect Haruo Morosawa Mgmt For For For
10 Elect Eiko Tsujiyama Mgmt For For For
OZ Minerals
Limited
Ticker Security ID: Meeting Date Meeting Status
OZL CINS Q7161P106 05/18/2011 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Dean Pritchard Mgmt For Against Against
3 Elect Rebecca McGrath Mgmt For Against Against
4 Remuneration Report Mgmt For For For
5 Approve Capital Return Mgmt For For For
6 Approve Share Consolidation Mgmt For For For
7 Approve Amendments to Performance Mgmt For For For
Rights
Plan
8 Adopt New Constitution Mgmt For For For
9 Adopt Partial Takeover Provisions Mgmt For Against Against
Panasonic
Corporation
(fka Matsushita
Electric
Industrial Co.,
Ltd)
Ticker Security ID: Meeting Date Meeting Status
6752 CINS J6354Y104 06/24/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Kunio Nakamura Mgmt For Against Against
3 Elect Masayuki Matsushita Mgmt For Against Against
4 Elect Fumio Ohtsubo Mgmt For Against Against
5 Elect Toshihiro Sakamoto Mgmt For Against Against
6 Elect Takahiro Mori Mgmt For Against Against
7 Elect Yasuo Katsura Mgmt For Against Against
8 Elect Ken Morita Mgmt For Against Against
9 Elect Ikusaburoh Kashima Mgmt For Against Against
10 Elect Yoshihiko Yamada Mgmt For Against Against
11 Elect Kazunori Takami Mgmt For Against Against
12 Elect Makoto Uenoyama Mgmt For Against Against
13 Elect Masatoshi Harada Mgmt For Against Against
14 Elect Takashi Tohyama Mgmt For Against Against
15 Elect Ikuo Uno Mgmt For Against Against
16 Elect Masayuki Oku Mgmt For Against Against
17 Elect Masaharu Matsushita Mgmt For Against Against
18 Elect Kazuhiro Tsuga Mgmt For Against Against
19 Elect Yoshiiku Miyata Mgmt For Against Against
20 Elect Yoshiyuki Miyabe Mgmt For Against Against
21 Elect Yoshiaki Nakagawa Mgmt For Against Against
22 Elect Yasuo Yoshino Mgmt For For For
23 Elect Yoshihiro Furuta Mgmt For For For
Pearson plc
Ticker Security ID: Meeting Date Meeting Status
PSON CINS G69651100 04/28/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Sir David Arculus Mgmt For Against Against
4 Elect Patrick Cescau Mgmt For Against Against
5 Elect Will Ethridge Mgmt For Against Against
6 Elect Rona Fairhead Mgmt For Against Against
7 Elect Robin Freestone Mgmt For Against Against
8 Elect Susan Fuhrman Mgmt For Against Against
9 Elect Kenneth Hydon Mgmt For Against Against
10 Elect John Makinson Mgmt For Against Against
11 Elect Glen Moreno Mgmt For Against Against
12 Elect Marjorie Scardino Mgmt For Against Against
13 Elect S. Joshua Lewis Mgmt For Against Against
14 Directors' Remuneration Report Mgmt For For For
15 Appointment of Auditor Mgmt For Against Against
16 Authority to Set Auditor's Fees Mgmt For Against Against
17 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
18 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
19 Authority to Repurchase Shares Mgmt For For For
20 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
21 Renewal of Long-Term Incentive Plan Mgmt For For For
Power Assets
Holdings
Ltd
Ticker Security ID: Meeting Date Meeting Status
6 CINS Y33549117 05/18/2011 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect Canning FOK Kin-ning Mgmt For Against Against
6 Elect TSO Kai Sum Mgmt For Against Against
7 Elect Ronald J. Arculli Mgmt For Against Against
8 Elect Susan CHOW Woo Mo-Fong Mgmt For Against Against
9 Elect Andrew Hunter Mgmt For Against Against
10 Elect KAM Hing-Lam Mgmt For Against Against
11 Elect Holger Kluge Mgmt For Against Against
12 Elect Victor LI Tzar Kuoi Mgmt For Against Against
13 Elect George C. Magnus Mgmt For Against Against
14 Elect YUEN Sui-See Mgmt For Against Against
15 Appointment of Auditor and Authority Mgmt For Against Against
to Set
Fees
16 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive
Rights
17 Authority to Repurchase Shares Mgmt For For For
18 Authority to Issue Repurchased Shares Mgmt For Against Against
Prudential plc
Ticker Security ID: Meeting Date Meeting Status
PRU CINS G72899100 05/19/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Howard Davies Mgmt For Against Against
5 Elect John Foley Mgmt For Against Against
6 Elect Paul Manduca Mgmt For Against Against
7 Elect Michael Wells Mgmt For Against Against
8 Elect Keki Dadiseth Mgmt For Against Against
9 Elect Rob Devey Mgmt For Against Against
10 Elect Michael Garrett Mgmt For Against Against
11 Elect Ann Godbehere Mgmt For Against Against
12 Elect Bridget Macaskill Mgmt For Against Against
13 Elect Harvey McGrath Mgmt For Against Against
14 Elect Michael McLintock Mgmt For Against Against
15 Elect Nic Nicandrou Mgmt For Against Against
16 Elect Kathleen O'Donovan Mgmt For Against Against
17 Elect Barry Stowe Mgmt For Against Against
18 Elect Tidjane Thiam Mgmt For Against Against
19 Elect Lord Andrew Turnbull Mgmt For Against Against
20 Appointment of Auditor Mgmt For Against Against
21 Authority to Set Auditor's Fees Mgmt For Against Against
22 Authorisation of Political Donations Mgmt For Abstain Against
23 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
24 Authority to Issue Repurchased Shares Mgmt For For For
25 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
26 Authority to Repurchase Shares Mgmt For For For
27 Authority to Set General Notice Mgmt For Against Against
Period at 14
Days
28 Amendment to International SAYE Mgmt For For For
Scheme
29 Amendment to Irish SAYE Scheme Mgmt For For For
Renault
Ticker Security ID: Meeting Date Meeting Status
RNO CINS F77098105 04/29/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Consolidated Accounts and Reports Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Related Party Transactions Mgmt For Against Against
8 Presentation of Report on Redeemable Mgmt For For For
Shares
9 Elect Philippe Lagayette Mgmt For Against Against
10 Elect Alexis Kohler Mgmt For Against Against
11 Directors' Fees Mgmt For For For
12 Authority to Repurchase Shares Mgmt For For For
13 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
14 Authority to Grant Stock Options Mgmt For For For
15 Authority to Issue Restricted Shares Mgmt For For For
16 Authority to Increase Capital Under Mgmt For For For
Employee Savings
Plan
17 Authority to Carry Out Formalities Mgmt For For For
18 Non-Voting Meeting Note N/A N/A N/A N/A
Repsol-YPF SA
Ticker Security ID: Meeting Date Meeting Status
REP CINS E8471S130 04/15/2011 Voted
Meeting Type Country of Trade
Special Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Board Acts Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Amendments to Articles; Amendments Mgmt For For For
to General Meeting
Regulations
7 Amendments to Articles Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Elect Antonio Brufau Niubo Mgmt For Against Against
10 Elect Luis Fernando del Rivero Mgmt For Against Against
Asensio
11 Elect Juan Abello Gallo Mgmt For Against Against
12 Elect Luis Carlos Croissier Batista Mgmt For Against Against
13 Elect A?ngel Durandez Adeva Mgmt For Against Against
14 Elect Jose Manuel Loureda Mantinan Mgmt For Against Against
15 Elect Mario Fernandez Pelaz Mgmt For Against Against
16 Co-Investment Plan Mgmt For Against Against
17 Share Purchase Plan Mgmt For For For
18 Authority to Issue Convertible Mgmt For Against Against
Securities w/ or w/o Preemptive
Rights
19 Authority to Carry Out Formalities Mgmt For For For
RSA Insurance
Group
Plc
Ticker Security ID: Meeting Date Meeting Status
RSA CINS G7705H116 05/23/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect John Napier Mgmt For Against Against
4 Elect Andy Haste Mgmt For Against Against
5 Elect Edward Lea Mgmt For Against Against
6 Directors' Remuneration Report Mgmt For Against Against
7 Appointment of Auditor Mgmt For Against Against
8 Authority to Set Auditor's Fees Mgmt For Against Against
9 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
10 Authorisation of Political Donations Mgmt For Abstain Against
11 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
13 Authority to Repurchase Shares Mgmt For For For
Sandvik AB
Ticker Security ID: Meeting Date Meeting Status
SAND CINS W74857165 05/03/2011 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Ratification of Board and Management Mgmt For Against Against
Acts
14 Allocation of Profits/Dividends Mgmt For For For
15 Board Size; Number of Auditors Mgmt For For For
16 Amendments to Articles Mgmt For For For
17 Directors and Auditors' Fees Mgmt For For For
18 Election of Directors Mgmt For Against Against
19 Appointment of Auditor Mgmt For For For
20 Nomination Committee Mgmt For For For
21 Compensation Guidelines Mgmt For For For
22 Long-Term Incentive Plan Mgmt For For For
23 Non-Voting Agenda Item N/A N/A N/A N/A
Schneider
Electric
SA
Ticker Security ID: Meeting Date Meeting Status
SU CINS F86921107 04/21/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Related Party Transactions Mgmt For Against Against
8 Ratification of the Co-option of Mgmt For Against Against
Anand
Mahindra
9 Elect Betsy Atkins Mgmt For Against Against
10 Elect Jeong H. Kim Mgmt For Against Against
11 Elect Dominique Senequier Mgmt For Against Against
12 Directors' Fees Mgmt For For For
13 Authority to Repurchase Shares Mgmt For For For
14 Amendment Regarding Director Age Mgmt For For For
Limit
15 Amendment Regarding Censors Mgmt For For For
16 Stock Split Mgmt For For For
17 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities w/
Preemptive Rights; Authority to
Issue Debt
Instruments
18 Authority to Increase Capital Mgmt For For For
Through
Capitalizations
19 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities w/o
Preemptive Rights; Authority to
Issue Debt
Instruments
20 Authority to Increase Share Issuance Mgmt For For For
Limit
21 Authority to Increase Capital in Mgmt For Against Against
Case of Exchange Offer or in
Consideration for Contributions in
Kind
22 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities Through
Private Placement; Authority to
Issue Debt
Instruments
23 Authority to Grant Stock Options Mgmt For For For
24 Authority to Issue Restricted Shares Mgmt For For For
25 Authority to Increase Capital Under Mgmt For For For
Employee Savings
Plan
26 Authority to Increase Capital Under Mgmt For For For
Foreign Employee Savings
Plan
27 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
28 Authority to Carry Out Formalities Mgmt For For For
Shin-Etsu
Chemical Co
Limited
Ticker Security ID: Meeting Date Meeting Status
4063 CINS J72810120 06/29/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Elect Yasuhiko Saitoh Mgmt For Against Against
3 Elect Yoshiaki Ono Mgmt For Against Against
4 Elect Kohji Takasugi Mgmt For Against Against
5 Elect Toshinobu Ishihara Mgmt For Against Against
6 Elect Frank Peter Popoff Mgmt For Against Against
7 Elect Tsuyoshi Miyazaki Mgmt For Against Against
8 Elect Toshihiko Fukui Mgmt For Against Against
9 Elect Masaki Miyajima Mgmt For Against Against
10 Elect Toshiyuki Kasahara Mgmt For Against Against
11 Elect Hidenori Onezawa Mgmt For Against Against
12 Elect Ken Nakamura Mgmt For Against Against
13 Elect Yukihiro Matsui Mgmt For Against Against
14 Elect Hiroaki Okamoto Mgmt For Against Against
15 Elect Osamu Okada Mgmt For For For
16 Elect Masahiko Watase Mgmt For Against Against
17 Elect Kiyoshi Nagano Mgmt For For For
18 Stock Option Plan Mgmt For For For
19 Renewal of Takeover Defense Plan Mgmt For Against Against
Skandinaviska
Enskilda Banken
AB
Ticker Security ID: Meeting Date Meeting Status
SEB-A CINS W25381141 03/24/2011 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Profits/Dividends Mgmt For For For
14 Ratification of Board and Management Mgmt For Against Against
Acts
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Board Size Mgmt For For For
17 Directors and Auditors' Fees Mgmt For Against Against
18 Election of Directors Mgmt For Against Against
19 Nominating Committee Mgmt For For For
20 Compensation Guidelines Mgmt For For For
21 2011 Share Savings Plan Mgmt For For For
22 2011 Share Matching Program Mgmt For For For
23 Authority to Trade in Company Stock Mgmt For For For
24 Authority to Repurchase and Issue Mgmt For For For
Shares
25 Transfer of Shares Pursuant to LTIP Mgmt For For For
26 Amendments to Articles Regarding Mgmt For For For
Meeting
Notice
27 Appointment of Auditor Mgmt For For For
28 Shareholder Proposal Regarding ShrHoldr For Against Against
Special
Investigation
29 Non-Voting Agenda Item N/A N/A N/A N/A
Softbank
Corporation
Ticker Security ID: Meeting Date Meeting Status
9984 CINS J75963108 06/24/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For Abstain Against
3 Amendments to Articles Mgmt For For For
4 Elect Masayoshi Son Mgmt For Against Against
5 Elect Ken Miyauchi Mgmt For Against Against
6 Elect Kazuhiko Kasai Mgmt For Against Against
7 Elect Masahiro Inoue Mgmt For Against Against
8 Elect Ronald Fisher Mgmt For Against Against
9 Elect Yun Mah Mgmt For Against Against
10 Elect Tadashi Yanai Mgmt For Against Against
11 Elect Mark Schwartz Mgmt For Against Against
12 Elect Sunil Bharti Mittal Mgmt For Against Against
Sony Corporation
Ticker Security ID: Meeting Date Meeting Status
6758 CINS J76379106 06/28/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Howard Stringer Mgmt For For For
3 Elect Ryohji Chubachi Mgmt For For For
4 Elect Yohtaroh Kobayashi Mgmt For Against Against
5 Elect Yoshiaki Yamauchi Mgmt For Against Against
6 Elect Peter Bonfield Mgmt For For For
7 Elect Fujio Choh Mgmt For Against Against
8 Elect Ryuji Yasuda Mgmt For Against Against
9 Elect Yukako Uchinaga Mgmt For Against Against
10 Elect Mitsuaki Yahagi Mgmt For Against Against
11 Elect Tsun-yan Hsieh Mgmt For For For
12 Elect Roland Hernandez Mgmt For For For
13 Elect Kanemitsu Anraku Mgmt For Against Against
14 Elect Yorihiko Kojima Mgmt For Against Against
15 Elect Osamu Nagayama Mgmt For For For
16 Elect Yuichiroh Anzai Mgmt For For For
17 Stock Option Plan Mgmt For For For
Standard
Chartered
plc
Ticker Security ID: Meeting Date Meeting Status
STAN CINS G84228157 05/05/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Remuneration Report Mgmt For Against Against
4 Elect Steve Bertamini Mgmt For For For
5 Elect Jaspal Bindra Mgmt For For For
6 Elect Richard Delbridge Mgmt For For For
7 Elect Jamie Dundas Mgmt For For For
8 Elect Valerie Gooding Mgmt For For For
9 Elect HAN Seung-Soo Mgmt For For For
10 Elect Simon Lowth Mgmt For For For
11 Elect Rudy Markham Mgmt For For For
12 Elect Ruth Markland Mgmt For For For
13 Elect Richard Meddings Mgmt For For For
14 Elect John Paynter Mgmt For For For
15 Elect John Peace Mgmt For Against Against
16 Elect Michael Rees Mgmt For For For
17 Elect Peter Sands Mgmt For For For
18 Elect Paul Skinner Mgmt For For For
19 Elect Oliver Stocken Mgmt For For For
20 Appointment of Auditor Mgmt For For For
21 Authority to Set Auditor's Fees Mgmt For For For
22 Authorisation of Political Donations Mgmt For Abstain Against
23 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
24 Authority to Issue Repurchased Mgmt For Against Against
Shares w/ Preemptive
Rights
25 2011 Share Plan Mgmt For For For
26 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
27 Authority to Repurchase Ordinary Mgmt For For For
Shares
28 Authority to Repurchase Preference Mgmt For For For
Shares
29 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
30 Non-Voting Meeting Note N/A N/A N/A N/A
Stora Enso Oyj
Ticker Security ID: Meeting Date Meeting Status
STERV CINS X21349117 04/20/2011 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Accounts and Reports Mgmt For For For
9 Allocation of Profits/Dividends Mgmt For For For
10 Ratification of Board and Management Mgmt For Against Against
Acts
11 Directors' Fees Mgmt For For For
12 Board Size Mgmt For For For
13 Election of Directors Mgmt For Against Against
14 Authority to Set Auditor's Fees Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Nomination Committee Mgmt For For For
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
Swedbank AB
Ticker Security ID: Meeting Date Meeting Status
SWED CINS W9423X102 03/25/2011 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Accounts and Reports Mgmt For For For
12 Allocation of Profits/Dividends Mgmt For For For
13 Ratification of Board and Management Mgmt For Against Against
Acts
14 Board Size Mgmt For For For
15 Directors and Auditors' Fees Mgmt For For For
16 Election of Directors Mgmt For For For
17 Nominating Committee Mgmt For For For
18 Amendments to Articles Mgmt For For For
19 Compensation Policy Mgmt For Against Against
20 Authority to Trade in Company Stock Mgmt For For For
21 Authority to Repurchase Shares Mgmt For For For
22 Deferred Bonus Plan Mgmt For For For
23 Authority to Issue Shares Mgmt For For For
24 Long-term Incentive Plan 2011 Mgmt For For For
(Collective
Plan)
25 Long-term Incentive Plan 2011 Mgmt For For For
(Individual
Plan)
26 Authority to Issue Shares Mgmt For For For
27 Shareholder Proposal Regarding a ShrHoldr For Against Against
Special
Investigation
28 Shareholder Proposal Regarding ShrHoldr For For For
Gender Equality and
Ethnicity
29 Shareholder Proposal Regarding the ShrHoldr For Against Against
Distribution of a Book to
Shareholders Free of
Charge
30 Shareholder Proposal Regarding the ShrHoldr For Abstain Against
Creation of a Charitable
Fund
31 Non-Voting Agenda Item N/A N/A N/A N/A
Swiss
Reinsurance
Company
Ticker Security ID: Meeting Date Meeting Status
RUKN CINS H84046137 04/15/2011 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Compensation Report Mgmt For Against Against
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits to Reserves Mgmt For For For
6 Allocation of Dividends from Reserves Mgmt For For For
7 Ratification of Board Acts Mgmt For Against Against
8 Elect Raymund Breu Mgmt For Against Against
9 Elect Mathis Cabiallavetta Mgmt For Against Against
10 Elect Raymond Ch'ien Mgmt For Against Against
11 Elect Rajna Gibson Brandon Mgmt For Against Against
12 Elect Hans Ulrich Maerki Mgmt For Against Against
13 Elect Renato Fassbind Mgmt For Against Against
14 Appointment of Auditor Mgmt For For For
15 Reduction of Authorized Share Capital Mgmt For For For
16 Cancellation of Conditional Capital Mgmt For For For
(Employee
Participation)
17 Cancellation of Conditional Capital Mgmt For For For
(Berkshire
Hathaway)
18 Increase in Conditional Capital Mgmt For Against Against
Swisscom
Ticker Security ID: Meeting Date Meeting Status
SCMN CINS H8398N104 04/20/2011 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 TO VOTE IN THE UPCOMING MEETING, Mgmt N/A For N/A
YOUR NAME MUST BE NOTIFIED TO THE
COMPANY REGISTRAR AS BENEFICIAL
OWNER BEFORE THE RECORD DATE.
PLEASE ADVISE US NOW IF YOU INTEND
TO VOTE. NOTE THAT THE COMPANY
REGISTRAR HAS DISCRETION OVER
GRANTING VOTING RIGHTS. ONCE THE
AGENDA IS AVAILABLE, A SECOND
NOTIFICATION WILL BE ISSUED
REQUESTING YOUR VOTING
INSTRUCTIONS
3 Non-Voting Meeting Note N/A N/A N/A N/A
Swisscom
Ticker Security ID: Meeting Date Meeting Status
SCMN CINS H8398N104 04/20/2011 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Compensation Report Mgmt For Against Against
6 Allocation of Profits Mgmt For For For
7 Dividends Mgmt For For For
8 Ratification of Board and Management Mgmt For Against Against
Acts
9 Amendments to Articles Regarding Mgmt For For For
Board
Size
10 Elect Anton Scherrer Mgmt For Against Against
11 Elect Hansueli Loosli Mgmt For Against Against
12 Elect Michel Gobet Mgmt For Against Against
13 Elect Torsten Kreindl Mgmt For Against Against
14 Elect Richard Roy Mgmt For Against Against
15 Elect Othmar Vock Mgmt For Against Against
16 Elect Theophil H. Schlatter Mgmt For Against Against
17 Appointment of Auditor Mgmt For For For
Syngenta AG
Ticker Security ID: Meeting Date Meeting Status
SYNN CINS H84140112 04/19/2011 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Compensation Report Mgmt For Against Against
5 Ratification of Board and Management Mgmt For Against Against
Acts
6 Cancellation of Shares Mgmt For For For
7 Allocation of Profits Mgmt For For For
8 Dividend Distribution from Reserves Mgmt For For For
9 Elect Martin Taylor Mgmt For Against Against
10 Elect Peter Thompson Mgmt For Against Against
11 Elect Rolf Watter Mgmt For Against Against
12 Elect Felix Weber Mgmt For Against Against
13 Appointment of Auditor Mgmt For For For
14 Transaction of Other Business Mgmt For Against Against
Takeda
Pharmaceutical
Company
Ticker Security ID: Meeting Date Meeting Status
4502 CINS J8129E108 06/24/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Yasuchika Hasegawa Mgmt For Against Against
4 Elect Toyoji Yoshida Mgmt For Against Against
5 Elect Yasuhiko Yamanaka Mgmt For Against Against
6 Elect Shigenori Ohkawa Mgmt For Against Against
7 Elect Frank Morich Mgmt For Against Against
8 Elect Tadataka Yamada Mgmt For Against Against
9 Elect Fumio Sudo Mgmt For Against Against
10 Elect Yorihiko Kojima Mgmt For Against Against
11 Elect Teruo Sakurada Mgmt For Against Against
12 Bonus Mgmt For Against Against
Technip
Ticker Security ID: Meeting Date Meeting Status
TEC CINS F90676101 04/28/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Consolidated Accounts and Reports Mgmt For For For
7 Related Party Transactions Mgmt For Against Against
8 Ratification of the Co-Option of Mgmt For Against Against
Marie-Ange
Debon
9 Elect Thierry Pilenko Mgmt For Against Against
10 Elect Olivier Appert Mgmt For Against Against
11 Elect Pascal Colombani Mgmt For Against Against
12 Elect John O'Leary Mgmt For Against Against
13 Elect C. Maury Devine Mgmt For Against Against
14 Elect Leticia Costa Mgmt For Against Against
15 Authority to Repurchase Shares Mgmt For For For
16 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities w/
Preemptive Rights; Authority to
Issue Debt
Instruments
17 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities w/o
Preemptive Rights; Authority to
Issue Debt
Instruments
18 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities through
Private Placement; Authority to
Issue Debt
Instruments
19 Authority to Issue Restricted Shares Mgmt For For For
20 Authority to Issue Restricted Shares Mgmt For For For
to
Executives
21 Authority to Grant Stock Options Mgmt For For For
22 Authority to Grant Stock Options to Mgmt For For For
Chairman/CEO and
executives
23 Authority to Increase Capital Under Mgmt For For For
Employee Savings
Plan
24 Authority to Carry Out Formalities Mgmt For For For
25 Non-Voting Meeting Note N/A N/A N/A N/A
Telenor ASA
Ticker Security ID: Meeting Date Meeting Status
TEL CINS R21882106 05/19/2011 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Agenda Mgmt For For For
5 Election of Individuals to Check Mgmt For For For
Minutes
6 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
7 Authority to Set Auditor's Fees Mgmt For For For
8 Compensation Guidelines Mgmt For Against Against
9 Cancellation of Shares Mgmt For For For
10 Authority to Repurchase Shares for Mgmt For For For
Cancellation
11 Authority to Repurchase Shares Mgmt For For For
Pursuant to
LTIP
12 Election of Corporate Assembly Mgmt For Against Against
13 Nomination Committee Mgmt For For For
14 Corporate Assembly Fees Mgmt For Abstain Against
Tenaris S.A.
Ticker Security ID: Meeting Date Meeting Status
TEN CINS L90272102 06/01/2011 Voted
Meeting Type Country of Trade
Special Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Amendment Regarding Date of the Mgmt For For For
Annual General
Meeting
Tenaris S.A.
Ticker Security ID: Meeting Date Meeting Status
TEN CINS L90272102 06/01/2011 Voted
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Presentation of Accounts and Reports Mgmt For For For
2 Consolidated Accounts and Reports Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Board Acts Mgmt For Against Against
6 Election of Directors Mgmt For Against Against
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
9 Electronic Communications Mgmt For For For
The Royal Bank
of Scotland
Group
plc
Ticker Security ID: Meeting Date Meeting Status
RBS CINS G76891111 04/19/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Colin Buchan Mgmt For Against Against
4 Elect Sir Sandy Crombie Mgmt For Against Against
5 Elect Sir Philip Hampton Mgmt For Against Against
6 Elect Stephen Hester Mgmt For Against Against
7 Elect Penny Hughes Mgmt For Against Against
8 Elect John McFarlane Mgmt For Against Against
9 Elect Joseph MacHale Mgmt For Against Against
10 Elect Brendan Nelson Mgmt For Against Against
11 Elect Arthur Ryan Mgmt For Against Against
12 Elect Bruce Van Saun Mgmt For Against Against
13 Elect Philip Scott Mgmt For Against Against
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Auditor's Fees Mgmt For For For
16 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
17 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
18 Amendment to Articles Regarding Mgmt For For For
Preference
Shares
19 Authority to Issue Preference Shares Mgmt For Against Against
20 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
21 Authorisation of Political Donations Mgmt For Abstain Against
22 Amendment to 2010 Deferral Plan Mgmt For For For
Tullow Oil Plc
Ticker Security ID: Meeting Date Meeting Status
TLW CINS G91235104 05/12/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Remuneration Report Mgmt For Against Against
4 Elect Tutu Agyare Mgmt For Against Against
5 Elect David Bamford Mgmt For Against Against
6 Elect Graham Martin Mgmt For Against Against
7 Elect Steven McTiernan Mgmt For Against Against
8 Elect Patrick Plunkett Mgmt For Against Against
9 Appointment of Auditor and Authority Mgmt For Against Against
to Set
Fees
10 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
12 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Tullow Oil Plc
Ticker Security ID: Meeting Date Meeting Status
TLW CINS G91235104 05/12/2011 Voted
Meeting Type Country of Trade
Special United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Amendment to Performance Share Plan Mgmt For Against Against
Ube Industries
Ltd
Ticker Security ID: Meeting Date Meeting Status
4208 CINS J93796100 06/29/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Hiroaki Tamura Mgmt For Against Against
4 Elect Michio Takeshita Mgmt For Against Against
5 Elect Akinori Furukawa Mgmt For Against Against
6 Elect Makoto Umetsu Mgmt For Against Against
7 Elect Masato Izumihara Mgmt For Against Against
8 Elect Mitsutaka Motoda Mgmt For Against Against
9 Elect Shohji Noguchi Mgmt For Against Against
10 Elect Keisuke Fujioka Mgmt For For For
11 Elect Setsuroh Miyake Mgmt For For For
12 Elect Takeshi Iwabuchi Mgmt For Against Against
13 Elect Hitoshi Sugio Mgmt For Against Against
14 Election of Alternate Statutory Mgmt For For For
Auditor(s)
15 Bonus Mgmt For Against Against
Unicredit S.p.A.
Ticker Security ID: Meeting Date Meeting Status
UCG CINS T95132105 04/29/2011 Voted
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Federico Ghizzoni Mgmt For Against Against
5 Directors' Fees Mgmt For For For
6 Authority to Set Auditor's Fees Mgmt For For For
7 Common Representative's Fees Mgmt For For For
8 Amendments to Meeting Regulations Mgmt For For For
9 Group Remuneration Policy Mgmt For Against Against
10 2011 Equity Compensation Plans Mgmt For For For
11 2011 Employee Stock Ownership Plan Mgmt For For For
12 Amendments to Articles Mgmt For For For
13 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
14 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
Unilever N.V.
Ticker Security ID: Meeting Date Meeting Status
UNA CINS N8981F271 05/12/2011 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Executive Directors' Mgmt For Against Against
Acts
4 Ratification of Non-Executive Mgmt For Against Against
Directors'
Acts
5 Elect Paul Polman Mgmt For For For
6 Elect Jean-Marc Huet Mgmt For For For
7 Elect Louise Fresco Mgmt For For For
8 Elect Ann Fudge Mgmt For For For
9 Elect Charles Golden Mgmt For For For
10 Elect Byron Grote Mgmt For For For
11 Elect Hixonia Nyasulu Mgmt For For For
12 Elect Malcolm Rifkind Mgmt For For For
13 Elect Kees Storm Mgmt For For For
14 Elect Michael Treschow Mgmt For For For
15 Elect Paul Walsh Mgmt For Against Against
16 Elect Sunil Bharti Mittal Mgmt For For For
17 Authority to Repurchase Shares Mgmt For For For
18 Authority to Cancel Shares Mgmt For For For
19 Authority to Issue Shares w/ or w/o Mgmt For Against Against
Preemptive
Rights
20 Appointment of Auditor Mgmt For For For
Unilever plc
Ticker Security ID: Meeting Date Meeting Status
ULVR CINS G92087165 05/11/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Director's Remuneration Report Mgmt For For For
3 Elect Paul Polman Mgmt For For For
4 Elect Jean-Marc Huet Mgmt For For For
5 Elect Louise Fresco Mgmt For For For
6 Elect Ann Fudge Mgmt For For For
7 Elect Charles Golden Mgmt For For For
8 Elect Byron Grote Mgmt For For For
9 Elect Hixonia Nyasulu Mgmt For For For
10 Elect Sir Malcolm Rifkind Mgmt For For For
11 Elect Kees Storm Mgmt For For For
12 Elect Michael Treschow Mgmt For For For
13 Elect Paul Walsh Mgmt For Against Against
14 Elect Sunil Bharti Mittal Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Auditor's Fees Mgmt For For For
17 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
18 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
19 Authority to Repurchase Shares Mgmt For For For
20 Authorisation of Political Donations Mgmt For Abstain Against
21 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
22 Amendments to Articles Regarding Mgmt For For For
Borrowing
Limit
23 Non-Voting Meeting Note N/A N/A N/A N/A
UPM-Kymmene Oyj
Ticker Security ID: Meeting Date Meeting Status
UPM1V CINS X9518S108 04/07/2011 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Accounts and Reports Mgmt For For For
9 Allocation of Profits/Dividends Mgmt For For For
10 Ratification of Board and Management Mgmt For Against Against
Acts
11 Directors' Fees Mgmt For For For
12 Board Size Mgmt For For For
13 Election of Directors Mgmt For For For
14 Authority to Set Auditor's Fees Mgmt For Against Against
15 Appointment of Auditor Mgmt For Against Against
16 Authority to Repurchase Shares Mgmt For For For
17 Amendment to 2007 Stock Option Plan Mgmt For For For
18 Charitable Donations Mgmt For For For
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
Veolia
Environnement
Ticker Security ID: Meeting Date Meeting Status
VIE CINS F9686M107 05/17/2011 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Approval of Non Tax-Deductible Mgmt For For For
Expenses
7 Allocation of Profits/Dividends Mgmt For For For
8 Form of Dividend Payment Mgmt For For For
9 Related Party Transactions Mgmt For Against Against
10 Elect Jean Azema Mgmt For Against Against
11 Elect Pierre-Andre de Chalendar Mgmt For Against Against
12 Elect Baudouin Prot Mgmt For Against Against
13 Elect Louis Schweitzer Mgmt For Against Against
14 Appointment of Auditor (Ernst & Mgmt For For For
Young
Audit)
15 Appointment of Alternate Auditor Mgmt For For For
(AUDITEX)
16 Directors' Fees Mgmt For For For
17 Authority to Repurchase Shares Mgmt For For For
18 Authority to Increase Capital Under Mgmt For Against Against
Employee Savings
Plan
19 Authority to Increase Capital under Mgmt For Against Against
Savings Plans for Overseas
Employees
20 Amendment to Articles Mgmt For For For
21 Authority to Carry Out Formalities Mgmt For For For
22 Non-Voting Meeting Note N/A N/A N/A N/A
Vestas Wind
Systems
A/S
Ticker Security ID: Meeting Date Meeting Status
VWS CINS K9773J128 03/28/2011 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Presentation of Accounts and Reports Mgmt For For For
6 Directors' Fees (2010) Mgmt For For For
7 Directors' Fees (2011) Mgmt For For For
8 Allocation of Profits/Dividends Mgmt For For For
9 Elect Bent Erik Carlsen Mgmt For Against Against
10 Elect Torsten Rasmussen Mgmt For Against Against
11 Elect Freddy Frandsen Mgmt For Against Against
12 Elect Hakan Eriksson Mgmt For Against Against
13 Elect Jorgen Huno Rasmussen Mgmt For Against Against
14 Elect Jorn Ankaer Thomsen Mgmt For Against Against
15 Elect Kurt Anker Nielsen Mgmt For Against Against
16 Elect Carsten Bjerg Mgmt For Against Against
17 Appointment of Auditor Mgmt For Against Against
18 Compensation Guidelines Mgmt For Against Against
19 Increase in Authorized Capital Mgmt For Against Against
20 Authority to Repurchase Shares Mgmt For For For
21 Shareholder Proposal Regarding Test ShrHoldr Against Against For
Center
Volvo AB
Ticker Security ID: Meeting Date Meeting Status
VOLV.A CINS 928856301 04/06/2011 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Profits/Dividends Mgmt For For For
14 Ratification of Board and Management Mgmt For Against Against
Acts
15 Board Size Mgmt For For For
16 Directors' Fees Mgmt For For For
17 Election of Directors Mgmt For Against Against
18 Nominating Committee Mgmt For For For
19 Compensation Guidelines Mgmt For For For
20 Shareholder Proposal Regarding ShrHoldr N/A For N/A
Reclassification of
Shares
21 Long-Term Share-Based Incentive Plan Mgmt For For For
22 Transfer of Shares Pursuant to LTIP Mgmt For For For
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Non-Voting Meeting Note N/A N/A N/A N/A
Wacker Chemie AG
Ticker Security ID: Meeting Date Meeting Status
WCH CINS D9540Z106 05/18/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Management Board Acts Mgmt For For For
7 Ratification of Supervisory Board Mgmt For For For
Acts
8 Appointment of Auditor Mgmt For For For
9 Intra-company Contracts Mgmt For For For
10 Supervisory Board Members' Fees Mgmt For For For
Xstrata Plc
Ticker Security ID: Meeting Date Meeting Status
XTA CINS G9826T102 05/04/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Remuneration Report Mgmt For Against Against
4 Elect Mick Davis Mgmt For Against Against
5 Elect Con Fauconnier Mgmt For Against Against
6 Elect Ivan Glasenberg Mgmt For Against Against
7 Elect Peter Hooley Mgmt For Against Against
8 Elect Claude Lamoureux Mgmt For Against Against
9 Elect Trevor Reid Mgmt For Against Against
10 Elect Sir Steve Robson Mgmt For Against Against
11 Elect David Rough Mgmt For Against Against
12 Elect Ian Strachan Mgmt For Against Against
13 Elect Santiago Zaldumbide Mgmt For Against Against
14 Elect John Bond Mgmt For Against Against
15 Elect Aristotelis Mistakidis Mgmt For Against Against
16 Elect Tor Peterson Mgmt For Against Against
17 Appointment of Auditor and Authority Mgmt For Against Against
to Set
Fees
18 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 20
Days
Yara
International
ASA
Ticker Security ID: Meeting Date Meeting Status
YAR CINS R9900C106 05/10/2011 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Election of Presiding Chairman and Mgmt For For For
Individuals to Check
Minutes
4 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
5 Compensation Guidelines Mgmt For Against Against
6 Authority to Set Auditor's Fees Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Nomination Committee Fees Mgmt For For For
9 Nomination Committee; Amendments to Mgmt For For For
Articles
10 Amendments to Articles Regarding Mgmt For For For
Electronic
Communication
11 Cancellation of Shares Mgmt For For For
12 Authority to Repurchase Shares Mgmt For For For
==============================================================================
Fund Name : Pax FTSE Environmental Technologies (ET50) Index ETF
07/01/2010 - 06/30/2011
There were no matters relating to any portfolio securities held during the
period covered by the report to which the registrant was entitled to vote.
========== END NPX REPORT
========== SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
PAX WORLD FUNDS TRUST II
(Registrant)
By: /s/ Joseph F. Keefe
Joseph F. Keefe
President & CEO
Date: August 24, 2011