SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
(AMENDMENT NO. 1 to Form 10-K)
[X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended October 28, 2000
Commission file number 1-5911
SPARTECH CORPORATION
(Exact name of Registrant as specified in its charter)
DELAWARE 43-0761773
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification Number)
120 S. CENTRAL AVENUE; SUITE 1700, CLAYTON, MISSOURI 63105-1705
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (314) 721-4242
Securities registered pursuant to Section 12(d) of the Act:
Title of Each Class Name of Each Exchange on Which Registered
Common Stock, $.75 par value New York Stock Exchange
Securities registered pursuant to Section 12(g) of the Act: None
Indicate by check mark whether the Registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months, and (2) has been subject to such filing
requirements for the past 90 days. YES /X/ NO/ /
Indicate by check mark if disclosure of delinquent filers pursuant to Item
405 of Regulation S-K is not contained herein, and will not be contained, to the
best of registrant's knowledge, in definitive proxy or information statements
incorporated by reference in Part III of this Form 10-K or any amendment to this
Form 10-K. /X/
The aggregate market value of the voting stock held by non-affiliates of the
Registrant was approximately $264,577,544 on December 31, 2000.
There were 26,627,435 total shares of common stock outstanding as of December
31, 2000.
Documents incorporated by reference
1) Portions of the 2000 Annual Report to Shareholders are incorporated by
reference into Parts I, II and IV.
2) Portions of the Definitive Proxy Statement for the 2001 Annual Meeting of
Shareholders are incorporated by reference into Part III.
Spartech Corporation hereby amends its Annual Report on Form 10-K for the year
ended October 28, 2000 to include the Amended and Restated By-Laws as Exhibit
3.2.
(c) Exhibits
The following additional Exhibit required to be filed by Item 601(a) of
Regulation S-K, inadvertently omitted from the original filing of Form 10-K, is
being filed:
3.2 Amended and Restated By-Laws
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities
Exchange Act of 1934, the Registrant has duly caused this Amendment No. 1 to be
signed on its behalf by the undersigned, thereunto duly authorized.
SPARTECH CORPORATION
January 24, 2001 By: /s/Bradley B. Buechler
(Date) Bradley B. Buechler
Chairman, President and Chief
Executive Officer
Pursuant to the requirements of the Securities Exchange Act of 1934, this
Amendment No. 1 has been signed below by the following persons on behalf of the
Registrant and in the capacities and on the date indicated.
DATE SIGNATURES TITLE
January 24, 2001 /s/Bradley B. Buechler Chairman, President, Chief
Bradley B. Buechler Executive Officer, and
Director (Principal Executive
Officer)
January 24, 2001 /s/Randy C. Martin Executive Vice President and
Randy C. Martin Chief Financial Officer
(Principal Financial and
Accounting Officer)
January 18, 2001 /S/ Ralph B. Andy Director
Ralph B. Andy*
January 18, 2001 Director
W. R. Clerihue
January 18, 2001 /S/ Roy Dobson Director
Roy Dobson*
January 18, 2001 /S/John R. Kennedy Director
John R. Kennedy*
January 18, 2001 /S/ Calvin J. O'Connor Director
Calvin J. O'Connor*
January 18, 2001 /S/ Jackson W. Robinson Director
Jackson W. Robinson*
January 18, 2001 /S/ Richard B. Scherrer Director
Richard B. Scherrer *
* By Bradley B. Buechler as Attorney-in-Fact pursuant to Powers of Attorney
executed by the Directors listed above, which Powers of Attorney are filed
herewith.
/s/Bradley B. Buechler
Bradley B. Buechler
As Attorney-in-Fact