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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 11-K
(Mark One)
[X] ANNUAL REPORT PURSUANT TO SECTION 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
FOR THE FISCAL YEAR ENDED DECEMBER 30, 2002
OR
[ ] TRANSITION REPORT PURSUANT TO SECTION 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
FOR THE TRANSITION PERIOD FROM ________ TO ________
COMMISSION FILE NUMBER: 1-6388
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A. Full title of the plans and the address of the plans,
if different from that of the issuer named below:
R. J. REYNOLDS CAPITAL INVESTMENT PLAN
SAVINGS AND INVESTMENT PLAN FOR EMPLOYEES OF
R. J. REYNOLDS TOBACCO IN PUERTO RICO
B. Name of issuer of the securities held pursuant to the
plans and the address of its principal executive office:
R.J. REYNOLDS TOBACCO HOLDINGS, INC.
401 NORTH MAIN STREET
WINSTON-SALEM, NC 27102-2866
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REQUIRED INFORMATION
1. Not applicable.
2. Not applicable.
3. Not applicable.
4. The R. J. Reynolds Capital Investment Plan, referred to as the Capital
Investment Plan, and the Savings and Investment Plan for Employees of
R. J. Reynolds Tobacco in Puerto Rico, referred to as the
Savings and Investment Plan, are subject to the requirements of the
Employee Retirement Income Security Act of 1974, referred to as ERISA.
A copy of the most recent audited financial statements and supplemental
schedule, as required, of the Capital Investment Plan and the Savings
and Investment Plan, prepared in accordance with the financial
reporting requirements of ERISA, is attached as Exhibit 99.1 and
Exhibit 99.2, respectively, to this report.
Exhibits:
23.1 Consent of KPMG LLP.
99.1 Audited financial statements of the Capital Investment Plan for the
years ended December 30, 2002 and 2001.
99.2 Audited financial statements and supplemental schedule of the Savings
and Investment Plan for the years ended December 30, 2002 and 2001.
SIGNATURE
The Plan. Pursuant to the requirements of the Securities Exchange Act
of 1934, the trustees (or other persons who administer the employee benefit
plans) have duly caused this annual report to be signed on its behalf by the
undersigned hereunto duly authorized.
R. J. REYNOLDS CAPITAL INVESTMENT PLAN
Date: June 13, 2003 /s/ McDara P. Folan, III
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McDara P. Folan, III
Secretary, RJR Employee Benefits Committee
SAVINGS AND INVESTMENT PLAN FOR
EMPLOYEES OF R. J. REYNOLDS TOBACCO
IN PUERTO RICO
Date: June 13, 2003 /s/ McDara P. Folan, III
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McDara P. Folan, III
Secretary, RJR Employee Benefits Committee
EXHIBIT INDEX
Exhibits
23.1 Consent of KPMG LLP.
99.1 Audited financial statements of the Capital Investment Plan for the
years ended December 30, 2002 and 2001.
99.2 Audited financial statements and supplemental schedule of the Savings
and Investment Plan for the years ended December 30, 2002 and 2001.