UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
Scudder S&P 500 Stock Fund
A Series of Scudder Investors Trust
Investment Company Act file number 811-09057
Scudder Investors Trust
(Exact name of registrant as specified in charter)
222 South Riverside Plaza
Chicago, IL 60606
(Address of principal executive offices) (Zip code)
John Millette
Secretary
Two International Place
Boston, MA 02110
(Name and address of agent for service)
Registrant's telephone number, including area code: 617-295-1000
Date of fiscal year end: 08/31
-------
Date of reporting period: 7/1/03-6/30/04
----------------
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington,
DC 20549-0609. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. ss. 3507.
ProxyEdge - Investment Company Report Report Date: 07/21/2004
Meeting Date Range: 07/01/2003 to 06/30/2004
Selected Accounts: SCUD S&P 500 STOCK FUND
- ------------------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION NVDA Annual Meeting Date: 07/10/2003
Issuer: 67066G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE SELECTION OF KPMG LLP AS NVIDIA Management For No
S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
JANUARY 25, 2004.
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ANDREW CORPORATION ANDW Special Meeting Date: 07/15/2003
Issuer: 034425 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE ISSUANCE OF SHARES OF ANDREW COMMON Management For No
STOCK AND ANDREW SERIES A 7.75% CONVERTIBLE PREFERRED STOCK IN
CONNECTION WITH THE MERGER OF ALLEN TELECOM, INC. WITH AND INTO
ADIRONDACKS, LLC., A WHOLLY OWNED SUBSIDIARY OF ANDREW, AS
CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER AMONG ANDREW,
ADIRONDACKS AND ALLEN.
02 TO AMEND THE CERTIFICATE OF INCORPORATION OF Shareholder For No
ANDREW CORPORATION TO AUTHORIZE THE CREATION OF A SERIES A 7.75%
CONVERTIBLE PREFERRED STOCK.
03 TO AMEND THE CERTIFICATE OF INCORPORATION OF Management For No
ANDREW CORPORATION TO INCREASE THE MAXIMUM SIZE OF THE ANDREW BOARD OF
DIRECTORS FROM 11 TO 13.
04 TO APPROVE ADJOURNMENTS OR POSTPONEMENTS OF THE Management Against Yes
SPECIAL MEETING, IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF
PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO APPROVE THE ABOVE PROPOSALS.
- ------------------------------------------------------------------------------------------------------------------------------------
CENTEX CORP./3333 HOLDING CORP. CTX Annual Meeting Date: 07/17/2003
Issuer: 152312 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
C3 APPROVAL OF THE CENTEX CORPORATION 2003 EQUITY Management Against Yes
INCENTIVE PLAN.*
C4 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For No
AUDITOR FOR 2004.*
3H2 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For No
AUDITOR FOR 2004.**
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DELL COMPUTER CORPORATION DELL Annual Meeting Date: 07/18/2003
Issuer: 247025 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ELIMINATION OF CLASSIFIED BOARD Management For No
03 CHANGE OF COMPANY NAME TO DELL INC. Management For No
04 APPROVAL OF EXECUTIVE ANNUAL INCENTIVE BONUS PLAN Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
TENET HEALTHCARE CORPORATION THC Annual Meeting Date: 07/23/2003
Issuer: 88033G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management For No
ARTICLES OF INCORPORATION TO PROVIDE FOR THE
ANNUAL ELECTION OF DIRECTORS.
03 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For No
AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2003.
04 SHAREHOLDER PROPOSAL REGARDING INDEPENDENCE OF Shareholder Against No
THE BOARD OF DIRECTORS.
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HERCULES INCORPORATED HPC Annual Meeting Date: 07/25/2003
Issuer: 427056 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For No
INDEPENDENT ACCOUNTANTS
03 APPROVAL OF THE HERCULES INCORPORATED OMNIBUS Management Against Yes
EQUITY COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS
04 REDEMPTION OF THE RIGHTS ISSUED PURSUANT TO THE Shareholder For Yes
RIGHTS AGREEMENT, DATED AS OF AUGUST 4, 2000
05 AMENDMENT TO THE CERTIFICATE OF INCORPORATION Shareholder For Yes
TO REINSTATE THE RIGHTS OF THE SHAREHOLDERS TO
TAKE ACTION BY WRITTEN CONSENT AND TO CALL SPECIAL
MEETINGS
- ------------------------------------------------------------------------------------------------------------------------------------
MCKESSON CORPORATION MCK Annual Meeting Date: 07/30/2003
Issuer: 58155Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFYING THE APPOINTMENT OF DELOITTE & TOUCHE Management For No
LLP AS THE COMPANY S INDEPENDENT AUDITORS
03 STOCKHOLDER PROPOSAL REGARDING SEVERANCE PAYMENTS Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
ELECTRONIC ARTS INC. ERTS Annual Meeting Date: 07/31/2003
Issuer: 285512 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 AMENDMENT TO THE 2000 EQUITY INCENTIVE PLAN Management Against Yes
03 AMENDMENT TO THE 2000 EMPLOYEE STOCK PURCHASE Management For No
PLAN
04 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
XILINX, INC. XLNX Annual Meeting Date: 08/07/2003
Issuer: 983919 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For No
YOUNG LLP AS INDEPENDENT AUDITORS OF XILINX FOR
THE FISCAL YEAR ENDING APRIL 3, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
COMPUTER SCIENCES CORPORATION CSC Annual Meeting Date: 08/11/2003
Issuer: 205363 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
FOREST LABORATORIES, INC. FRX Annual Meeting Date: 08/11/2003
Issuer: 345838 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF AMENDMENT OF THE COMPANY S CERTIFICATE Shareholder Against Yes
OF INCORPORATION TO AUTHORIZE ADDITIONAL SHARES
OF THE COMPANY S COMMON STOCK.
03 RATIFICATION OF BDO SEIDMAN, LLP AS INDEPENDENT Management For No
AUDITORS.
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BMC SOFTWARE, INC. BMC Annual Meeting Date: 08/21/2003
Issuer: 055921 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE BOARD S APPOINTMENT OF Management For No
ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR FISCAL
YEAR ENDING MARCH 31, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
SYMANTEC CORPORATION SYMC Annual Meeting Date: 08/21/2003
Issuer: 871503 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ADOPTION OF SYMANTEC S AMENDED AND RESTATED CERTIFICATE Management Against Yes
OF INCORPORATION.
03 AMENDMENT OF SYMANTEC S 1996 EQUITY INCENTIVE Management Against Yes
PLAN TO ALLOW GRANTS OF RESTRICTED STOCK.
04 ADOPTION OF SYMANTEC S SENIOR EXECUTIVE INCENTIVE Management For No
PLAN.
05 RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For No
THE INDEPENDENT AUDITORS.
- ------------------------------------------------------------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC. ZMH Special Meeting Date: 08/21/2003
Issuer: 98956P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 THE ISSUANCE OF SHARES OF COMMON STOCK IN CONNECTION Management For No
WITH THE EXCHANGE OFFERS FOR CENTERPULSE AG AND
INCENTIVE CAPITAL AG.
- ------------------------------------------------------------------------------------------------------------------------------------
COMPUWARE CORPORATION CPWR Annual Meeting Date: 08/26/2003
Issuer: 205638 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
QLOGIC CORPORATION QLGC Annual Meeting Date: 08/26/2003
Issuer: 747277 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 AMENDMENT TO THE QLOGIC CORPORATION STOCK AWARDS Management For No
PLAN TO EXTEND THE EXPIRATION DATE OF THE AWARDS
PLAN TO JULY 31, 2006.
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No
AUDITORS.
- ------------------------------------------------------------------------------------------------------------------------------------
APPLIED MICRO CIRCUITS CORPORATION AMCC Annual Meeting Date: 08/27/2003
Issuer: 03822W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For No
AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING MARCH 31, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
COMPUTER ASSOCIATES INTERNATIONAL, I CA Annual Meeting Date: 08/27/2003
Issuer: 204912 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE 2003 COMPENSATION PLAN FOR NON-EMPLOYEE Management For No
DIRECTORS.
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For No
THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING MARCH 31, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
MEDTRONIC, INC. MDT Annual Meeting Date: 08/28/2003
Issuer: 585055 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS MEDTRONIC S INDEPENDENT AUDITORS
03 TO APPROVE MEDTRONIC S 2003 LONG-TERM INCENTIVE Management For No
PLAN.
04 TO APPROVE MEDTRONIC S EXECUTIVE INCENTIVE PLAN. Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
NETWORK APPLIANCE, INC. NTAP Annual Meeting Date: 09/02/2003
Issuer: 64120L ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVE AN AMENDMENT TO THE COMPANY S 1999 STOCK Management For No
OPTION PLAN TO CREATE A STOCK ISSUANCE PROGRAM.
03 APPROVE AN AMENDMENT TO THE COMPANY S EMPLOYEE Management For No
STOCK PURCHASE PLAN TO INCREASE THE SHARE RESERVE
UNDER THE PURCHASE PLAN BY AN ADDITIONAL 1,000,000
SHARES OF COMMON STOCK.
04 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For No
AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING APRIL 30, 2004.
05 TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management Against Yes
COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF
- ------------------------------------------------------------------------------------------------------------------------------------
H&R BLOCK, INC. HRB Annual Meeting Date: 09/10/2003
Issuer: 093671 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 THE APPROVAL OF AN AMENDMENT TO THE 2003 LONG-TERM Management For No
EXECUTIVE COMPENSATION PLAN TO (I) REMOVE THE AGGREGATE 5% LIMIT ON
THE TOTAL NUMBER OF SHARES OF COMMON STOCK ISSUABLE UNDER THE PLAN AND
(II) REDUCE THE AGGREGATE NUMBER OF SHARES OF COMMON STOCK ISSUABLE
UNDER THE PLAN FROM 9,000,000 TO 5,000,000.
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For No
THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE
YEAR ENDING APRIL 30, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
H.J. HEINZ COMPANY HNZ Annual Meeting Date: 09/12/2003
Issuer: 423074 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF AUDITORS. Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
CUMMINS INC. CUM Annual Meeting Date: 09/16/2003
Issuer: 231021 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS AUDITORS FOR THE YEAR 2003.
03 PROPOSAL TO APPROVE THE CUMMINS INC. 2003 STOCK Management Against Yes
INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
GENERAL MILLS, INC. GIS Annual Meeting Date: 09/22/2003
Issuer: 370334 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No
AUDITOR.
03 ADOPTION OF THE GENERAL MILLS, INC. 2003 STOCK Management Against Yes
COMPENSATION PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
NIKE, INC. NKE Annual Meeting Date: 09/22/2003
Issuer: 654106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE NIKE, Management Against Yes
INC. 1990 STOCK INCENTIVE PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT ACCOUNTANTS.
- ------------------------------------------------------------------------------------------------------------------------------------
CONAGRA FOODS, INC. CAG Annual Meeting Date: 09/25/2003
Issuer: 205887 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Management For No
THE BOARD OF DIRECTORS RECOMMENDS A VOTE AGAINST
ITEMS 3, 4 AND 5.
03 STOCKHOLDER PROPOSAL - GENETICALLY ENGINEERED Shareholder Against No
FOOD
04 STOCKHOLDER PROPOSAL - STOCK OPTION PLAN CHANGES Shareholder Against No
05 STOCKHOLDER PROPOSAL - STOCKHOLDER RIGHTS PLAN Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
DARDEN RESTAURANTS, INC. DRI Annual Meeting Date: 09/25/2003
Issuer: 237194 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No
AUDITORS.
- ------------------------------------------------------------------------------------------------------------------------------------
QUINTILES TRANSNATIONAL CORP. QTRN Special Meeting Date: 09/25/2003
Issuer: 748767 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL AND ADOPTION OF THE AGREEMENT AND PLAN Management For No
OF MERGER, AMONG QUINTILES, PHARMA SERVICES HOLDING,
INC. AND PHARMA SERVICES ACQUISITION CORP., AS AMENDED BY AMENDMENT
NO. 1 TO AGREEMENT AND PLAN OF MERGER DATED AS OF AUGUST 18, 2003,
AMONG THE SAME PARTIES, AND THE TRANSACTIONS CONTEMPLATED THEREBY, ALL
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
02 GRANT THE PROXY HOLDERS THE AUTHORITY TO VOTE Management Against Yes
IN THEIR DISCRETION REGARDING A MOTION TO ADJOURN
THE SPECIAL MEETING IF NECESSARY TO SATISFY THE
CONDITIONS TO COMPLETING THE MERGER.
- ------------------------------------------------------------------------------------------------------------------------------------
TEKTRONIX, INC. TEK Annual Meeting Date: 09/25/2003
Issuer: 879131 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 SHAREHOLDER PROPOSAL REGARDING CHINA. Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
WORTHINGTON INDUSTRIES, INC. WOR Annual Meeting Date: 09/25/2003
Issuer: 981811 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE PROPOSED AMENDMENT TO THE WORTHINGTON Management For No
INDUSTRIES, INC. 2000 STOCK OPTION PLAN FOR NON-EMPLOYEE
DIRECTORS.
03 APPROVAL OF THE WORTHINGTON INDUSTRIES, INC. Management Against Yes
2003 STOCK OPTION PLAN.
04 REAPPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Management Against Yes
GOALS UNDER THE WORTHINGTON INDUSTRIES, INC.
1997 LONG-TERM INCENTIVE PLAN.
05 RATIFICATION OF THE SELECTION OF THE FIRM OF Management For No
KPMG LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING MAY 31, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
NATIONAL SEMICONDUCTOR CORPORATION NSM Annual Meeting Date: 09/26/2003
Issuer: 637640 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE KPMG LLP AS AUDITORS OF THE COMPANY. Management For No
03 TO APPROVE THE ADOPTION OF THE 2003 EMPLOYEES Management For No
STOCK PURCHASE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
BIOMET, INC. BMET Annual Meeting Date: 09/27/2003
Issuer: 090613 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE COMPANY FOR THE FISCAL
YEAR ENDING MAY 31, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
FEDEX CORPORATION FDX Annual Meeting Date: 09/29/2003
Issuer: 31428X ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF INCENTIVE STOCK PLAN. Management For No
03 RATIFICATION OF INDEPENDENT AUDITORS. Management For No
04 STOCKHOLDER PROPOSAL REGARDING DECLASSIFICATION Shareholder For Yes
OF THE BOARD OF DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
PAYCHEX, INC. PAYX Annual Meeting Date: 10/02/2003
Issuer: 704326 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
ADOLPH COORS COMPANY RKY Special Meeting Date: 10/03/2003
Issuer: 217016 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO CONSIDER AND VOTE ON THE REINCORPORATION OF Management Against Yes
THE COMPANY IN THE STATE OF DELAWARE, TO BE EFFECTED
PURSUANT TO AN AGREEMENT AND PLAN OF MERGER,
DATED AUGUST 14, 2003, BY AND BETWEEN THE COMPANY AND ADOLPH COORS
COMPANY, A DELAWARE CORPORATION AND A WHOLLY OWNED SUBSIDIARY OF THE
COMPANY ( ACC DELAWARE ), AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
02 TO APPROVE ANY PROPOSAL WHICH MAY BE SUBMITTED Management Against Yes
BY THE COMPANY TO ADJOURN THE SPECIAL MEETING
TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF PROPOSAL 1
ABOVE IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES FOR APPROVAL OF
PROPOSAL 1 AT THE SPECIAL MEETING.
- ------------------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS CORPORATION GMH Consent Meeting Date: 10/03/2003
Issuer: 370442 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE FIRST GM CHARTER AMENDMENT Management For No
02 RATIFICATION OF THE NEW HUGHES CERTIFICATE OF Management For No
INCORPORATION
03 RATIFICATION OF THE HUGHES SPLIT-OFF, INCLUDING Management For No
THE SPECIAL DIVIDEND
04 RATIFICATION OF THE GM/NEWS STOCK SALE Management For No
05 RATIFICATION OF THE NEWS STOCK ACQUISITION Management For No
06 APPROVAL OF THE SECOND GM CHARTER AMENDMENT Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION BSX Special Meeting Date: 10/06/2003
Issuer: 101137 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE AN AMENDMENT TO THE COMPANY S SECOND Management For No
RESTATED CERTIFICATE OF INCORPORATION.
- ------------------------------------------------------------------------------------------------------------------------------------
WINN-DIXIE STORES, INC. WIN Annual Meeting Date: 10/08/2003
Issuer: 974280 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE MATERIAL TERMS OF THE INCENTIVE Management For No
COMPENSATION PERFORMANCE GOALS UNDER THE ANNUAL
INCENTIVE PLAN
03 APPROVAL OF AN AMENDMENT TO THE KEY EMPLOYEE Management For No
STOCK OPTION PLAN
04 RATIFICATION OF KPMG LLP AS INDEPENDENT AUDITORS Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION ORCL Annual Meeting Date: 10/13/2003
Issuer: 68389X ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF Management For No
THE FISCAL YEAR 2004 EXECUTIVE BONUS PLAN
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For No
YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING MAY 31, 2004
04 PROPOSAL FOR THE APPROVAL OF THE AMENDED AND Management Against Yes
RESTATED 1993 DIRECTORS STOCK PLAN
05 PROPOSAL TO ADOPT THE CHINA BUSINESS PRINCIPLES Shareholder Against No
FOR RIGHTS OF WORKERS IN CHINA
- ------------------------------------------------------------------------------------------------------------------------------------
CINTAS CORPORATION CTAS Annual Meeting Date: 10/14/2003
Issuer: 172908 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: MUTUAL FUNDS
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 AUTHORITY TO ESTABLISH THE NUMBER OF DIRECTORS Management For No
TO BE ELECTED AT THE MEETING AT EIGHT.
02 DIRECTOR Management For No
03 APPROVAL OF DIRECTORS STOCK OPTION PLAN. Management For No
04 PROPOSAL TO ADOPT A POLICY OF EXPENSING THE COST Shareholder For Yes
OF STOCK OPTIONS IN CINTAS INCOME STATEMENT.
05 PROPOSAL TO ESTABLISH A NOMINATING COMMITTEE Shareholder For Yes
COMPOSED OF INDEPENDENT MEMBERS AS DEFINED IN
THE PROPOSAL.
06 PROPOSAL TO ADOPT A POLICY OF NOMINATING INDEPENDENT Shareholder For Yes
DIRECTORS WHO, IF ELECTED, WOULD CONSTITUTE TWO-THIRDS
OF THE BOARD.
07 PROPOSAL TO ISSUE A REPORT ON CINTAS CODE OF Shareholder Against No
CONDUCT FOR VENDORS AND OTHER WORKPLACE POLICIES.
- ------------------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY PG Annual Meeting Date: 10/14/2003
Issuer: 742718 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 APPROVE THE PROCTER & GAMBLE 2003 NON-EMPLOYEE Management Against Yes
DIRECTORS STOCK PLAN
04 SHAREHOLDER PROPOSAL NO. 1 BOARD OF DIRECTORS Shareholder For Yes
TERMS
05 SHAREHOLDER PROPOSAL NO. 2 LABEL GENETICALLY Shareholder Against No
ENGINEERED FOODS
- ------------------------------------------------------------------------------------------------------------------------------------
APPLERA CORPORATION ABI Annual Meeting Date: 10/16/2003
Issuer: 038020 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT ACCOUNTANTS FOR THE FISCAL
YEAR ENDING JUNE 30, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION PH Annual Meeting Date: 10/22/2003
Issuer: 701094 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT PUBLIC ACCOUNTING FIRM FOR
FY04.
03 APPROVAL OF THE PARKER-HANNIFIN CORPORATION 2003 Management Against Yes
STOCK INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
MOLEX INCORPORATED MOLX Annual Meeting Date: 10/24/2003
Issuer: 608554 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management Against Yes
2000 MOLEX INCORPORATED LONG-TERM STOCK PLAN.
03 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Management Against Yes
TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY
COME BEFORE THE ANNUAL MEETING.
- ------------------------------------------------------------------------------------------------------------------------------------
CONCORD EFS, INC. CE Special Meeting Date: 10/28/2003
Issuer: 206197 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For No
AS OF APRIL 1, 2003, AMONG FIRST DATA CORPORATION,
MONACO SUBSIDIARY CORPORATION, A WHOLLY OWNED SUBSIDIARY OF FIRST DATA
CORPORATION, AND CONCORD EFS, INC.
- ------------------------------------------------------------------------------------------------------------------------------------
FIRST DATA CORPORATION FDC Special Meeting Date: 10/28/2003
Issuer: 319963 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE ISSUANCE OF SHARES OF FIRST DATA Management For No
COMMON STOCK AS CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER,
DATED AS OF APRIL 1, 2003, AMONG FIRST DATA CORPORATION, MONACO
SUBSIDIARY CORPORATION, A WHOLLY OWNED SUBSIDIARY OF FIRST DATA
CORPORATION, AND CONCORD EFS, INC.
- ------------------------------------------------------------------------------------------------------------------------------------
INTUIT INC. INTU Annual Meeting Date: 10/30/2003
Issuer: 461202 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVE THE AMENDMENT OF THE INTUIT INC. 1996 Management For No
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF
COMMON STOCK AVAILABLE UNDER THE PLAN BY 500,000 SHARES (FROM
4,900,000 SHARES TO 5,400,000 SHARES).
03 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For No
OUR INDEPENDENT AUDITORS FOR FISCAL 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
SARA LEE CORPORATION SLE Annual Meeting Date: 10/30/2003
Issuer: 803111 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS SARA LEE S INDEPENDENT ACCOUNTANTS FOR
FISCAL 2004.
03 TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING CHARITABLE Shareholder Against No
CONTRIBUTIONS.
04 TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING SARA Shareholder Against No
LEE S CODE OF CONDUCT.
- ------------------------------------------------------------------------------------------------------------------------------------
KING PHARMACEUTICALS, INC. KG Annual Meeting Date: 11/04/2003
Issuer: 495582 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For No
LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
AND AUDITORS FOR 2003.
- ------------------------------------------------------------------------------------------------------------------------------------
CARDINAL HEALTH, INC. CAH Annual Meeting Date: 11/05/2003
Issuer: 14149Y ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
KLA-TENCOR CORPORATION KLAC Annual Meeting Date: 11/05/2003
Issuer: 482480 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR
ENDING JUNE 30, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
LINEAR TECHNOLOGY CORPORATION LLTC Annual Meeting Date: 11/05/2003
Issuer: 535678 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For No
AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING JUNE 27, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY ADM Annual Meeting Date: 11/06/2003
Issuer: 039483 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
JDS UNIPHASE CORPORATION JDSU Annual Meeting Date: 11/06/2003
Issuer: 46612J ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO APPROVE THE JDS UNIPHASE CORPORATION Management Against Yes
2003 EQUITY INCENTIVE PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For No
YOUNG LLP AS THE INDEPENDENT AUDITORS FOR JDS
UNIPHASE CORPORATION FOR THE FISCAL YEAR ENDING
JUNE 30, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
SCIENTIFIC-ATLANTA, INC. SFA Annual Meeting Date: 11/07/2003
Issuer: 808655 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE 2003 LONG-TERM INCENTIVE PLAN. Management Against Yes
- ------------------------------------------------------------------------------------------------------------------------------------
SYSCO CORPORATION SYY Annual Meeting Date: 11/07/2003
Issuer: 871829 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE Shareholder Against Yes
OF INCORPORATION TO INCREASE THE NUMBER OF SHARES
OF COMMON STOCK THAT SYSCO WILL HAVE THE AUTHORITY TO ISSUE TO TWO
BILLION (2,000,000,000).
03 APPROVAL OF THE 2003 STOCK INCENTIVE PLAN. Management Against Yes
04 SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD Shareholder Against No
REVIEW THE COMPANY S POLICIES FOR FOOD PRODUCTS
CONTAINING GENETICALLY ENGINEERED INGREDIENTS
AND REPORT TO SHAREHOLDERS BY MARCH 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
MEREDITH CORPORATION MDP Annual Meeting Date: 11/10/2003
Issuer: 589433 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO ADOPT AMENDMENTS TO THE RESTATED ARTICLES Management For No
OF INCORPORATION RELATING TO LIMITATION OF LIABILITY OF DIRECTORS FOR
MONETARY DAMAGES AND INDEMNIFICATION OF DIRECTORS AS PERMITTED UNDER
THE RECENTLY AMENDED IOWA BUSINESS CORPORATION ACT.
- ------------------------------------------------------------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. ADP Annual Meeting Date: 11/11/2003
Issuer: 053015 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE AMENDMENTS TO THE COMPANY S 2000 Management For No
KEY EMPLOYEES STOCK OPTION PLAN
03 APPROVAL OF THE AMENDMENT TO THE COMPANY S EMPLOYEES Management For No
SAVINGS- STOCK PURCHASE PLAN
04 APPROVAL OF THE COMPANY S 2003 DIRECTOR STOCK Management For No
PLAN
05 APPOINTMENT OF DELOITTE & TOUCHE LLP Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. CSCO Annual Meeting Date: 11/11/2003
Issuer: 17275R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Management For No
EMPLOYEE STOCK PURCHASE PLAN, INCLUDING AN INCREASE OF 100,000,000
SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN AND A 5-YEAR EXTENSION
OF THE PLAN, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY
STATEMENT.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS CISCO S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JULY 31, 2004.
04 PROPOSAL SUBMITTED BY A SHAREHOLDER THAT THE Shareholder Against No
BOARD PREPARE A REPORT EACH FISCAL YEAR ON CISCO
HARDWARE AND SOFTWARE PROVIDED TO GOVERNMENT AGENCIES AND STATE-OWNED
COMMUNICATIONS OR INFORMATION TECHNOLOGY ENTITIES IN ANY COUNTRY, AS
MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.
05 PROPOSAL SUBMITTED BY SHAREHOLDERS THAT THE BOARD Shareholder Against No
S COMPENSATION COMMITTEE PREPARE AND MAKE AVAILABLE BY JANUARY 1,
2004, A REPORT COMPARING TOTAL COMPENSATION OF THE COMPANY S TOP
EXECUTIVES AND ITS LOWEST PAID WORKERS IN THE U.S. AND ABROAD AS OF
SPECIFIC DATES, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY
STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION MSFT Annual Meeting Date: 11/11/2003
Issuer: 594918 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ADOPTION OF THE AMENDMENTS TO THE 2001 STOCK PLAN Management Against Yes
03 ADOPTION OF THE AMENDMENTS TO THE 1999 STOCK Management Against Yes
OPTION PLAN FOR NON-EMPLOYEE DIRECTORS
04 SHAREHOLDER PROPOSAL (THE BOARD RECOMMENDS A Shareholder Against No
VOTE AGAINST THIS PROPOSAL)
- ------------------------------------------------------------------------------------------------------------------------------------
BIOGEN, INC. BGEN Special Meeting Date: 11/12/2003
Issuer: 090597 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For No
DATED AS OF JUNE 20, 2003, BY AND AMONG IDEC PHARMACEUTICALS
CORPORATION, BRIDGES MERGER CORPORATION AND BIOGEN.
02 TO APPROVE ANY PROPOSAL TO ADJOURN THE MEETING Management Against Yes
TO A LATER DATE, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF APPROVAL OF THE
AGREEMENT AND PLAN OF MERGER.
- ------------------------------------------------------------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC. MXIM Annual Meeting Date: 11/13/2003
Issuer: 57772K ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY AND APPROVE AN AMENDMENT TO THE COMPANY Management Against Yes
S 1996 STOCK INCENTIVE PLAN, AS AMENDED, INCREASING THE NUMBER OF
SHARES AVAILABLE FOR ISSUANCE THEREUNDER BY 9,400,000 SHARES FROM
95,200,000 SHARES TO 104,600,000 SHARES.
03 TO RATIFY AND APPROVE AN AMENDMENT TO THE COMPANY Management For No
S 1987 EMPLOYEE STOCK PARTICIPATION PLAN, AS AMENDED, INCREASING THE
NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER BY 400,000 SHARES
FROM 14,651,567 SHARES TO 15,051,567 SHARES.
04 TO RATIFY THE RETENTION OF ERNST & YOUNG LLP Management For No
AS THE COMPANY S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING JUNE 26, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
SUN MICROSYSTEMS, INC. SUNW Annual Meeting Date: 11/13/2003
Issuer: 866810 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 AMENDMENTS TO THE 1990 EMPLOYEE STOCK PURCHASE Management For No
PLAN. PROPOSAL TO APPROVE AMENDMENTS TO SUN S
1990 EMPLOYEE STOCK PURCHASE PLAN, INCLUDING AN INCREASE IN THE NUMBER
OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER BY
170,000,000 SHARES OF COMMON STOCK TO AN AGGREGATE OF 616,400,000
SHARES
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For No
PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP, AS SUN S INDEPENDENT AUDITORS FOR
THE CURRENT FISCAL YEAR
04 STOCKHOLDER PROPOSAL ENTITLED CHINA BUSINESS Shareholder Against No
PRINCIPLES FOR RIGHTS OF WORKERS IN CHINA . PROPOSAL
REQUESTING IMPLEMENTATION OF PRINCIPLES EMBODIED
IN CHINA BUSINESS PRINCIPLES FOR RIGHTS OF WORKERS
IN CHINA
- ------------------------------------------------------------------------------------------------------------------------------------
ALLEGHENY ENERGY, INC. AYE Annual Meeting Date: 11/14/2003
Issuer: 017361 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT ACCOUNTANTS.
03 SHAREHOLDER PROPOSAL REGARDING POISON PILLS . Shareholder For Yes
04 SHAREHOLDER PROPOSAL REGARDING INDEXED OPTIONS Shareholder Against No
.
05 SHAREHOLDER PROPOSAL REGARDING PERFORMANCE-BASED Shareholder Against No
STOCK OPTIONS .
06 SHAREHOLDER PROPOSAL REGARDING OPTION EXPENSING Shareholder For Yes
.
07 SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD Shareholder For Yes
CHAIRMAN .
08 SHAREHOLDER PROPOSAL REGARDING ALLOW SIMPLE Shareholder For Yes
MAJORITY VOTE .
09 SHAREHOLDER PROPOSAL REGARDING ANNUAL ELECTION Shareholder For Yes
OF DIRECTORS .
10 SHAREHOLDER PROPOSAL REGARDING AUDITOR FEES . Shareholder Against No
11 SHAREHOLDER PROPOSAL REGARDING REINCORPORATION Shareholder Against No
.
- ------------------------------------------------------------------------------------------------------------------------------------
PALL CORPORATION PLL Annual Meeting Date: 11/19/2003
Issuer: 696429 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE 2004 EXECUTIVE INCENTIVE BONUS Management For No
PLAN.
03 APPROVAL OF THE PROPOSED AMENDMENT TO THE MANAGEMENT Management For No
STOCK PURCHASE PLAN.
04 APPROVAL OF THE PROPOSED AMENDMENT TO THE EMPLOYEE Management For No
STOCK PURCHASE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
THE CLOROX COMPANY CLX Annual Meeting Date: 11/19/2003
Issuer: 189054 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO APPROVE THE CLOROX COMPANY INDEPENDENT Management For No
DIRECTORS STOCK-BASED COMPENSATION PLAN.
03 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For No
LLP, CERTIFIED PUBLIC ACCOUNTANTS, FOR THE FISCAL
YEAR ENDING JUNE 30, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
CAMPBELL SOUP COMPANY CPB Annual Meeting Date: 11/21/2003
Issuer: 134429 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF AUDITORS Management For No
03 APPROVAL OF THE 2003 LONG-TERM INCENTIVE PLAN Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC. MU Annual Meeting Date: 11/21/2003
Issuer: 595112 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL BY THE COMPANY TO APPROVE AN AMENDMENT Management For No
TO THE COMPANY S 1989 EMPLOYEE STOCK PURCHASE PLAN INCREASING THE
NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER BY
5,000,000 AND MAKING CERTAIN OTHER CHANGES AS DESCRIBED IN THE PROXY
STATEMENT
03 PROPOSAL BY THE COMPANY TO APPROVE AN AMENDMENT Management Against Yes
TO THE COMPANY S 2001 STOCK OPTION PLAN INCREASING
THE NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE THEREUNDER BY 17,000,000
04 PROPOSAL BY THE COMPANY TO RATIFY THE APPOINTMENT Management For No
OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY
S INDEPENDENT ACCOUNTANTS FOR FISCAL 2004
- ------------------------------------------------------------------------------------------------------------------------------------
BOISE CASCADE CORPORATION BCC Special Meeting Date: 12/09/2003
Issuer: 097383 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER Management Against Yes
AMONG BOISE CASCADE CORPORATION, CHALLIS CORPORATION,
AND OFFICEMAX, INC., INCLUDING AUTHORIZING THE
ISSUANCE OF SHARES OF BOISE CASCADE CORPORATION
COMMON STOCK IN THE MERGER.
02 APPROVE AND ADOPT AN AMENDMENT TO THE 2003 BOISE Management Against Yes
INCENTIVE AND PERFORMANCE PLAN TO AUTHORIZE 4,800,000
ADDITIONAL SHARES OF BOISE CASCADE CORPORATION
COMMON STOCK FOR ISSUANCE UNDER THE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
MERCURY INTERACTIVE CORPORATION MERQ Special Meeting Date: 12/10/2003
Issuer: 589405 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 RATIFY AND APPROVE THE AMENDMENT TO THE AMENDED Management Against Yes
AND RESTATED 1999 STOCK OPTION PLAN TO INCREASE THE NUMBER OF SHARES
RESERVED FOR ISSUANCE BY AN ADDITIONAL 3,000,000 SHARES.
02 RATIFY AND APPROVE THE AMENDMENT TO THE 1998 Management For No
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES RESERVED
FOR ISSUANCE BY AN ADDITIONAL 5,000,000 SHARES.
- ------------------------------------------------------------------------------------------------------------------------------------
AUTOZONE, INC. AZO Annual Meeting Date: 12/11/2003
Issuer: 053332 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT AUDITORS. Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
COMVERSE TECHNOLOGY, INC. CMVT Annual Meeting Date: 12/16/2003
Issuer: 205862 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 AMENDMENT OF THE COMPANY S 2002 EMPLOYEE STOCK Management For No
PURCHASE PLAN.
03 ADOPTION AND APPROVAL OF THE COMPANY S 2004 MANAGEMENT Management For No
INCENTIVE PLAN.
04 RATIFICATION OF THE ENGAGEMENT OF DELOITTE & Management For No
TOUCHE LLP TO SERVE AS INDEPENDENT AUDITORS OF
THE COMPANY FOR THE YEAR ENDING JANUARY 31, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
QWEST COMMUNICATIONS INTERNATIONAL I Q Annual Meeting Date: 12/16/2003
Issuer: 749121 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE QWEST COMMUNICATIONS INTERNATIONAL Management For No
INC. AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE
PLAN
03 SHAREOWNER PROPOSAL-REQUESTING WE EXCLUDE PENSION Shareholder For No
CREDITS FROM NET INCOME WHEN DETERMINING ANNUAL
OR SHORT-TERM INCENTIVE COMPENSATION FOR EXECUTIVE
OFFICERS
04 SHAREOWNER PROPOSAL-REQUESTING WE TAKE NECESSARY Shareholder For No
STEPS TO DECLASSIFY THE BOARD OF DIRECTORS
05 SHAREOWNER PROPOSAL-REQUESTING SHAREHOLDER APPROVAL Shareholder For No
FOR CERTAIN FUTURE SEVERANCE AGREEMENTS TO EXECUTIVE
OFFICERS.
06 SHAREOWNER PROPOSAL-REQUESTING THE SUBSTANTIAL Shareholder For Yes
MAJORITY OF THE BOARD OF DIRECTORS BE INDEPENDENT
07 SHAREOWNER PROPOSAL-REQUESTING ALL FUTURE STOCK Shareholder Against No
OPTION GRANTS TO SENIOR EXECUTIVES BE PERFORMANCE
BASED
08 SHAREOWNER PROPOSAL-REQUESTING THAT SOME PORTION Shareholder For Yes
OF FUTURE STOCK OPTION GRANTS TO SENIOR EXECUTIVES
BE PERFORMANCE BASED
09 SHAREOWNER PROPOSAL-REQUESTING THE EXPENSING Shareholder For Yes
IN ANNUAL INCOME STATEMENTS OF THE COST OF FUTURE
STOCK OPTION GRANTS
- ------------------------------------------------------------------------------------------------------------------------------------
ALLIED WASTE INDUSTRIES, INC. AW Special Meeting Date: 12/18/2003
Issuer: 019589 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE ISSUANCE OF SHARES OF OUR COMMON Shareholder For No
STOCK IN EXCHANGE FOR SHARES OF OUR SERIES A
SENIOR CONVERTIBLE PREFERRED STOCK PURSUANT TO AN EXCHANGE AGREEMENT
BETWEEN THE COMPANY AND HOLDERS OF THE PREFERRED STOCK.
- ------------------------------------------------------------------------------------------------------------------------------------
APACHE CORPORATION APA Special Meeting Date: 12/18/2003
Issuer: 037411 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 AMENDMENT OF RESTATED CERTIFICATE OF INCORPORATION Shareholder For No
TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF
THE COMPANY S COMMON STOCK FROM 215,000,000 SHARES
TO 430,000,000 SHARES.
- ------------------------------------------------------------------------------------------------------------------------------------
BROWN-FORMAN CORPORATION BFB Consent Meeting Date: 01/06/2004
Issuer: 115637 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 INCREASE THE NUMBER OF AUTHORIZED SHARES OF $.15 Shareholder For No
PAR VALUE CLASS B COMMON STOCK TO 100,000,000
FROM 60,000,000
- ------------------------------------------------------------------------------------------------------------------------------------
SOLECTRON CORPORATION SLR Annual Meeting Date: 01/07/2004
Issuer: 834182 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE AN AMENDMENT TO THE COMPANY S 2002 Management Against Yes
STOCK OPTION PLAN TO PERMIT AN OPTION EXCHANGE
PROGRAM.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No
AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING
AUGUST 31, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
COUNTRYWIDE FINANCIAL CORPORATION CFC Special Meeting Date: 01/09/2004
Issuer: 222372 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE PROPOSAL TO AMEND THE COMPANY Shareholder For No
S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE
THE AUTHORIZED COMMON STOCK.
- ------------------------------------------------------------------------------------------------------------------------------------
JABIL CIRCUIT, INC. JBL Annual Meeting Date: 01/13/2004
Issuer: 466313 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE AMENDMENTS TO THE JABIL CIRCUIT, INC. Management For No
2002 STOCK INCENTIVE PLAN TO (I) PROVIDE FOR AN INCREASE IN THE
AGGREGATE SHARES OF COMMON STOCK THAT MAY BE SUBJECT TO FUTURE AWARDS
FROM 1,512,705 TO 11,512,705 SHARES, (II) PROHIBIT THE REPRICING OF
OUTSTANDING STOCK OPTIONS, AND (III) REQUIRE STOCKHOLDER APPROVAL FOR
CERTAIN AMENDMENTS TO THE PLAN.
03 TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT Management For No
AUDITORS FOR JABIL.
- ------------------------------------------------------------------------------------------------------------------------------------
WALGREEN CO. WAG Annual Meeting Date: 01/14/2004
Issuer: 931422 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE AMENDED AND RESTATED WALGREEN Management For No
CO. NONEMPLOYEE DIRECTOR STOCK PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
FAMILY DOLLAR STORES, INC. FDO Annual Meeting Date: 01/15/2004
Issuer: 307000 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE FAMILY DOLLAR 2000 OUTSIDE DIRECTORS Management For No
PLAN.
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT ACCOUNTANTS.
- ------------------------------------------------------------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC. APD Annual Meeting Date: 01/22/2004
Issuer: 009158 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF AUDITORS. RATIFICATION OF APPOINTMENT Management For No
OF KPMG LLP, AS INDEPENDENT AUDITORS FOR FISCAL
YEAR 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
ALBERTO-CULVER COMPANY ACV Annual Meeting Date: 01/22/2004
Issuer: 013068 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RE-APPROVAL OF THE COMPANY S MANAGEMENT INCENTIVE Management For No
PLAN, AS AMENDED.
03 APPROVAL OF THE AMENDMENT TO ARTICLE 4 OF THE Management For No
COMPANY S CERTIFICATE OF INCORPORATION TO ELIMINATE PROVISIONS THAT
ARE NO LONGER APPLICABLE AS A RESULT OF THE CONVERSION, ELIMINATE THE
150,000,000 AUTHORIZED SHARES OF CLASS A COMMON STOCK AND CHANGE THE
DESIGNATION OF THE CLASS B COMMON STOCK TO COMMON STOCK.
04 APPROVAL OF THE AMENDMENT TO ARTICLE 4 OF THE Shareholder Against Yes
COMPANY S CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED
CLASS B COMMON STOCK FROM 150,000,000 SHARES TO 300,000,000 SHARES.
- ------------------------------------------------------------------------------------------------------------------------------------
BJ SERVICES COMPANY BJS Annual Meeting Date: 01/22/2004
Issuer: 055482 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 THE 2003 INCENTIVE PLAN. Management For No
03 THE STOCKHOLDER PROPOSAL ON THE COMPANY S OPERATIONS Shareholder Against No
IN BURMA.
- ------------------------------------------------------------------------------------------------------------------------------------
SANMINA-SCI CORPORATION SANM Annual Meeting Date: 01/26/2004
Issuer: 800907 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For No
AS THE INDEPENDENT AUDITORS OF SANMINA-SCI FOR
ITS FISCAL YEAR ENDING OCTOBER 2, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
JOHNSON CONTROLS, INC. JCI Annual Meeting Date: 01/28/2004
Issuer: 478366 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF PRICEWATERHOUSECOOPERS AS INDEPENDENT Management For No
AUDITORS FOR 2004.
03 RATIFICATION OF THE LONG-TERM PERFORMANCE PLAN. Management For No
04 RATIFICATION OF THE EXECUTIVE INCENTIVE COMPENSATION Management For No
PLAN.
05 RATIFICATION OF THE 2003 STOCK PLAN FOR OUTSIDE Management For No
DIRECTORS.
06 APPROVAL OF THE 2001 RESTRICTED STOCK PLAN AMENDMENT. Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
ASHLAND INC. ASH Annual Meeting Date: 01/29/2004
Issuer: 044204 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF ERNST & YOUNG AS INDEPENDENT Management For No
AUDITORS FOR FISCAL 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION COST Annual Meeting Date: 01/29/2004
Issuer: 22160K ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 SHAREHOLDER PROPOSAL TO ELECT DIRECTORS ANNUALLY Shareholder For Yes
AND NOT BY CLASSES.
03 SHAREHOLDER PROPOSAL TO DEVELOP A POLICY FOR Shareholder Against No
LAND PROCUREMENT.
04 RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC. BEN Annual Meeting Date: 01/29/2004
Issuer: 354613 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2004.
03 APPROVAL OF THE 2004 KEY EXECUTIVE INCENTIVE Management For No
COMPENSATION PLAN.
04 APPROVAL OF THE AMENDED AND RESTATED ANNUAL INCENTIVE Management For No
COMPENSATION PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY MON Annual Meeting Date: 01/29/2004
Issuer: 61166W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No
03 APPROVAL OF AMENDMENTS TO LONG-TERM INCENTIVE Management Against Yes
PLAN
04 APPROVAL OF SHAREOWNER PROPOSAL ONE Shareholder Against No
05 APPROVAL OF SHAREOWNER PROPOSAL TWO Shareholder Against No
06 APPROVAL OF SHAREOWNER PROPOSAL THREE Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
EMERSON ELECTRIC CO. EMR Annual Meeting Date: 02/03/2004
Issuer: 291011 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RE-APPROVAL OF PERFORMANCE MEASURES UNDER THE Management For No
EMERSON ELECTRIC CO. 1997 INCENTIVE SHARES PLAN
03 RATIFICATION OF INDEPENDENT AUDITORS Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC. ROK Annual Meeting Date: 02/04/2004
Issuer: 773903 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
A DIRECTOR Management For No
B APPROVE THE SELECTION OF AUDITORS. Management For No
C APPROVE THE 2000 LONG-TERM INCENTIVES PLAN, AS Management For No
AMENDED.
- ------------------------------------------------------------------------------------------------------------------------------------
ANDREW CORPORATION ANDW Annual Meeting Date: 02/10/2004
Issuer: 034425 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK Management For No
AVAILABLE FOR ISSUANCE UNDER THE ANDREW CORPORATION
EMPLOYEE STOCK PURCHASE PLAN BY 1,700,000.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG AS Management For No
INDEPENDENT PUBLIC AUDITORS FOR FISCAL YEAR 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
ROCKWELL COLLINS, INC. COL Annual Meeting Date: 02/10/2004
Issuer: 774341 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR Management For No
AUDITORS FOR FISCAL YEAR 2004
- ------------------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY BDX Annual Meeting Date: 02/11/2004
Issuer: 075887 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT AUDITORS. Management For No
03 ADOPTION OF 2004 EMPLOYEE AND DIRECTOR EQUITY-BASED Management For No
COMPENSATION PLAN. THE BOARD OF DIRECTORS RECOMMENDS
A VOTE AGAINST PROPOSAL 4.
04 CUMULATIVE VOTING. Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
HEALTH MANAGEMENT ASSOCIATES, INC. HMA Annual Meeting Date: 02/17/2004
Issuer: 421933 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
NAVISTAR INTERNATIONAL CORPORATION NAV Annual Meeting Date: 02/17/2004
Issuer: 63934E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 VOTE TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Management For No
LLP AS OUR INDEPENDENT AUDITOR.
03 VOTE TO APPROVE OUR 2004 PERFORMANCE INCENTIVE Management For No
PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
LUCENT TECHNOLOGIES INC. LU Annual Meeting Date: 02/18/2004
Issuer: 549463 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 DIRECTORS PROPOSAL TO DECLASSIFY THE BOARD AND Management For No
TO ALLOW FOR THE REMOVAL OF DIRECTORS WITHOUT
CAUSE
03 DIRECTORS PROPOSAL TO APPROVE OUR 2004 EQUITY Management For No
COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS
04 DIRECTORS PROPOSAL TO APPROVE A REVERSE STOCK Shareholder Against Yes
SPLIT IN ONE OF FOUR RATIOS
05 SHAREOWNER PROPOSAL TO REQUIRE SHAREOWNER APPROVAL Shareholder For Yes
OF FUTURE SEVERANCE AGREEMENTS
06 SHAREOWNER PROPOSAL TO DISCONTINUE EXECUTIVE Shareholder Against No
EQUITY COMPENSATION PROGRAMS AFTER EXPIRATION
OF EXISTING COMMITMENTS
- ------------------------------------------------------------------------------------------------------------------------------------
R.R. DONNELLEY & SONS COMPANY DNY Special Meeting Date: 02/23/2004
Issuer: 257867 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE ISSUANCE OF SHARES OF RR DONNELLEY Management For No
COMMON STOCK AS CONTEMPLATED BY THE COMBINATION AGREEMENT, DATED AS OF
NOVEMBER 8, 2003, BETWEEN RR DONNELLEY AND MOORE WALLACE INCORPORATED
AND THE PLAN OF ARRANGEMENT UNDER SECTION 192 OF THE CANADA BUSINESS
CORPORATIONS ACT INVOLVING RR DONNELLEY AND MOORE WALLACE.
02 TO ADOPT THE RR DONNELLEY 2004 PERFORMANCE INCENTIVE Management For No
PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
JOHN HANCOCK FINANCIAL SERVICES, INC JHF Special Meeting Date: 02/24/2004
Issuer: 41014S ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE MERGER AGREEMENT: THE ADOPTION Management For No
OF THE AGREEMENT AND PLAN OF MERGER, DATED AS
OF 9/28/03, AMONG MANULIFE FINANCIAL CORPORATION, JOHN HANCOCK
FINANCIAL SERVICES, INC. AND JUPITER MERGER CORPORATION, A
WHOLLY-OWNED SUBSIDIARY OF MANULIFE FINANCIAL CORPORATION, AS AMENDED
BY THE FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER, DATED AS OF
12/29/03.
- ------------------------------------------------------------------------------------------------------------------------------------
CENTEX CORP./3333 HOLDING CORP. CTX Special Meeting Date: 02/25/2004
Issuer: 152312 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
C1 APPROVAL TO AMEND THE RESTATED ARTICLES OF INCORPORATION.* Management For No
C2 APPROVAL TO TERMINATE THE NOMINEE AGREEMENT.* Management For No
H1 APPROVAL OF THE TRANSACTION, INCLUDING APPROVAL Management For No
OF THE RELATED MERGER AGREEMENT FOR THE HOLDER
MERGER.**
- ------------------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY DE Annual Meeting Date: 02/25/2004
Issuer: 244199 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
AVAYA INC. AV Annual Meeting Date: 02/26/2004
Issuer: 053499 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 DIRECTORS PROPOSAL - APPROVAL OF THE AVAYA INC. Management Against Yes
2004 LONG TERM INCENTIVE PLAN, WHICH IS THE AMENDED
AND RESTATED AVAYA INC. LONG TERM INCENTIVE PLAN
FOR MANAGEMENT EMPLOYEES.
03 SHAREHOLDER PROPOSAL REGARDING CHIEF EXECUTIVE Shareholder Against No
OFFICER COMPENSATION.
- ------------------------------------------------------------------------------------------------------------------------------------
CONCORD EFS, INC. CE Special Meeting Date: 02/26/2004
Issuer: 206197 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For No
AS OF APRIL 1, 2003, AS AMENDED BY THE AMENDMENT
AND ABEYANCE AGREEMENT, DATED AS OF DECEMBER 14, 2003, AMONG FIRST
DATA CORPORATION, MONACO SUBSIDIARY CORPORATION, A WHOLLY OWNED
SUBSIDIARY OF FIRST DATA CORPORATION, AND CONCORD EFS, INC.
- ------------------------------------------------------------------------------------------------------------------------------------
PEOPLES ENERGY CORPORATION PGL Annual Meeting Date: 02/27/2004
Issuer: 711030 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE 2004 INCENTIVE COMPENSATION PLAN. Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
ADC TELECOMMUNICATIONS, INC. ADCT Annual Meeting Date: 03/02/2004
Issuer: 000886 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO AMEND ADC S GLOBAL STOCK INCENTIVE Management Against Yes
PLAN AS DESCRIBED IN THE PROXY STATEMENT.
03 PROPOSAL TO AMEND ADC S ARTICLES OF INCORPORATION Shareholder For No
TO INCREASE THE AUTHORIZED SHARES OF COMMON STOCK
THAT MAY BE ISSUED FROM 1,200,000,000 SHARES
TO 2,400,000,000 SHARES.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For No
YOUNG LLP AS ADC S INDEPENDENT AUDITORS FOR THE
COMPANY S FISCAL YEAR ENDING OCTOBER 31, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC. A Annual Meeting Date: 03/02/2004
Issuer: 00846U ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 THE RATIFICATION OF THE AUDIT AND FINANCE COMMITTEE Management For No
S APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP,
AS AGILENT S INDEPENDENT AUDITORS.
- ------------------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY IGT Annual Meeting Date: 03/02/2004
Issuer: 459902 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE AMENDMENT TO THE INTERNATIONAL Management For No
GAME TECHNOLOGY EMPLOYEE STOCK PURCHASE PLAN.
03 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For No
LLP AS IGT S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING SEPTEMBER 30, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
QUALCOMM, INCORPORATED QCOM Annual Meeting Date: 03/02/2004
Issuer: 747525 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE AN AMENDMENT TO THE COMPANY S 2001 Management Against Yes
STOCK OPTION PLAN TO INCREASE THE AGGREGATE NUMBER
OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE
UNDER SUCH PLAN.
03 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For No
LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR THE COMPANY S FISCAL YEAR ENDING SEPTEMBER
26, 2004. THE BOARD OF DIRECTORS RECOMMENDS A
VOTE AGAINST PROPOSAL 4
04 BERNARD LUBRAN - TO ELIMINATE THE CLASSIFIED BOARD. Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
PARAMETRIC TECHNOLOGY CORPORATION PMTC Annual Meeting Date: 03/03/2004
Issuer: 699173 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVE AN INCREASE IN THE NUMBER OF SHARES ISSUABLE Management For No
UNDER PTC S 2000 EMPLOYEE STOCK PURCHASE PLAN
( ESPP ) BY 8,000,000 SHARES.
03 CONFIRM THE SELECTION OF PRICEWATERHOUSECOOPERS Management For No
LLP AS PTC S INDEPENDENT AUDITORS FOR THE CURRENT
FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY DIS Annual Meeting Date: 03/03/2004
Issuer: 254687 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Yes
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
2004.
03 TO APPROVE THE HARRINGTON INVESTMENTS SHAREHOLDER Shareholder Against No
PROPOSAL RELATING TO LABOR STANDARDS FOR CHINA.
04 TO APPROVE THE NEW YORK CITY RETIREMENT SYSTEMS Shareholder Against No
AND PENSION FUNDS PROPOSAL RELATING TO LABOR
STANDARDS IN CHINA.
05 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shareholder Against No
TO THEME PARK SAFETY REPORTING.
- ------------------------------------------------------------------------------------------------------------------------------------
AMERISOURCEBERGEN CORPORATION ABC Annual Meeting Date: 03/05/2004
Issuer: 03073E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. ADI Annual Meeting Date: 03/09/2004
Issuer: 032654 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE AN AMENDMENT TO THE COMPANY S RESTATED Shareholder Against Yes
ARTICLES OF ORGANIZATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES
OF COMMON STOCK FROM 600,000,000 SHARES TO 1,200,000,000 SHARES.
03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For No
AS THE COMPANY S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING OCTOBER 30, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
WM. WRIGLEY JR. COMPANY WWY Annual Meeting Date: 03/09/2004
Issuer: 982526 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 AMENDMENT TO THE 1997 MANAGEMENT INCENTIVE PLAN. Management For No
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For No
ERNST & YOUNG LLP FOR THE YEAR ENDING 12/31/04.
- ------------------------------------------------------------------------------------------------------------------------------------
CIENA CORPORATION CIEN Annual Meeting Date: 03/10/2004
Issuer: 171779 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION BAC Special Meeting Date: 03/17/2004
Issuer: 060505 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE MERGER AGREEMENT Management
02 ADOPTION OF BANK OF AMERICA S AMENDED STOCK PLAN Management
03 ADOPTION OF AN AMENDMENT TO INCREASE THE NUMBER Shareholder
OF AUTHORIZED SHARES OF BANK OF AMERICA COMMON
STOCK
04 APPROVAL OF PROPOSAL TO ADJOURN THE BANK OF AMERICA Management
SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES
- ------------------------------------------------------------------------------------------------------------------------------------
FLEETBOSTON FINANCIAL CORPORATION FBF Special Meeting Date: 03/17/2004
Issuer: 339030 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE MERGER AGREEMENT Management
02 APPROVAL OF PROPOSAL TO ADJOURN THE FLEETBOSTON Management
SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES
- ------------------------------------------------------------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY HPQ Annual Meeting Date: 03/17/2004
Issuer: 428236 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY ERNST & YOUNG LLP AS HEWLETT-PACKARD Management For No
COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING OCTOBER 31, 2004.
03 APPROVAL OF THE HEWLETT-PACKARD COMPANY 2004 Management Against Yes
STOCK INCENTIVE PLAN
04 SHAREOWNER PROPOSAL ENTITLED STOCK OPTION EXPENSING Shareholder For Yes
PROPOSAL
- ------------------------------------------------------------------------------------------------------------------------------------
THE ST. PAUL COMPANIES, INC. SPC Special Meeting Date: 03/19/2004
Issuer: 792860 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO ACT ON THE PROPOSAL TO ISSUE SHARES OF ST. Management For No
PAUL S COMMON STOCK IN CONNECTION WITH THE TRANSACTION
CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER
DATED AS OF NOVEMBER 16, 2003, AS AMENDED, AMONG
ST. PAUL, TRAVELERS PROPERTY CASUALTY CORP. AND
A SUBSIDIARY OF ST. PAUL.
02 TO ACT ON THE PROPOSAL TO AMEND ST. PAUL S BYLAWS Management For No
IN CONNECTION WITH THE TRANSACTION, AS DESCRIBED
IN THE ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS.
03 TO ACT ON THE PROPOSAL TO AMEND ST. PAUL S ARTICLES Management For No
OF INCORPORATION IN CONNECTION WITH THE TRANSACTION,
AS DESCRIBED IN THE ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS.
04 TO ACT ON THE PROPOSAL TO AMEND ST. PAUL S ARTICLES Management For No
OF INCORPORATION TO REDUCE THE SHAREHOLDER APPROVAL REQUIRED FOR
CERTAIN FUTURE FUNDAMENTAL ACTIONS, AS DESCRIBED IN THE ACCOMPANYING
JOINT PROXY STATEMENT/PROSPECTUS.
- ------------------------------------------------------------------------------------------------------------------------------------
TRAVELERS PROPERTY CASUALTY CORP. TAPA Special Meeting Date: 03/19/2004
Issuer: 89420G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF Management For No
MERGER DATED AS OF NOVEMBER 16, 2003, AS AMENDED,
AMONG THE ST. PAUL COMPANIES, INC., TRAVELERS
PROPERTY CASUALTY CORP. AND ADAMS ACQUISITION
CORP., AND THE TRANSACTIONS CONTEMPLATED BY THE
MERGER AGREEMENT, INCLUDING THE MERGER.
- ------------------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP FITB Annual Meeting Date: 03/23/2004
Issuer: 316773 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO APPROVE FIFTH THIRD BANCORP INCENTIVE Management For No
COMPENSATION PLAN, INCLUDING THE ISSUANCE OF UP TO 20,000,000 SHARES
OF COMMON STOCK THEREUNDER.
03 PROPOSAL TO APPROVE THE APPOINTMENT OF DELOITTE Management For No
& TOUCHE LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE YEAR 2004.
04 SHAREHOLDER PROPOSAL REGARDING AMENDMENT OF FIFTH Management Against
THIRD BANCORP S WRITTEN EQUAL EMPLOYMENT OPPORTUNITY POLICY TO
EXPLICITLY PROHIBIT DISCRIMINATION BASED ON SEXUAL ORIENTATION AND TO
SUBSTANTIALLY IMPLEMENT THAT POLICY.
- ------------------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. AMAT Annual Meeting Date: 03/24/2004
Issuer: 038222 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE THE AMENDED AND RESTATED EMPLOYEE Management Against Yes
STOCK INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
PEOPLESOFT, INC. PSFT Annual Meeting Date: 03/25/2004
Issuer: 712713 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE APPOINTMENT OF KPMG, LLP AS OUR Management For No
INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER
31, 2004.
03 STOCKHOLDER PROPOSAL REGARDING EXPENSING OPTIONS. Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. TYC Annual Meeting Date: 03/25/2004
Issuer: 902124 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS TYCO Management For No
S INDEPENDENT AUDITORS AND AUTHORIZATION FOR THE AUDIT COMMITTEE OF
THE BOARD OF DIRECTORS TO SET THE AUDITORS REMUNERATION.
03 ADOPTION OF THE AMENDED AND RESTATED BYE-LAWS. Management For No
04 APPROVAL OF TYCO 2004 STOCK AND INCENTIVE PLAN. Management For No
05 SHAREHOLDER PROPOSAL REGARDING ENVIRONMENTAL REPORTING. Shareholder For No
06 SHAREHOLDER PROPOSAL TO CHANGE TYCO S JURISDICTION Shareholder Against No
OF INCORPORATION FROM BERMUDA TO A U.S. STATE.
07 SHAREHOLDER PROPOSAL ON COMMON SENSE EXECUTIVE Shareholder Against No
COMPENSATION.
- ------------------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION SBUX Annual Meeting Date: 03/30/2004
Issuer: 855244 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Management For No
& TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING OCTOBER 3, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
FEDERAL HOME LOAN MORTGAGE CORPORATI FRE Annual Meeting Date: 03/31/2004
Issuer: 313400 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT AUDITORS FOR THE YEAR 2003
- ------------------------------------------------------------------------------------------------------------------------------------
THE BEAR STEARNS COMPANIES INC. BSC Annual Meeting Date: 03/31/2004
Issuer: 073902 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF AMENDMENT TO THE CAPITAL ACCUMULATION Management Against Yes
PLAN FOR SENIOR MANAGING DIRECTORS.
03 APPROVAL OF AMENDMENT TO THE STOCK AWARD PLAN. Management Against Yes
04 APPROVAL OF THE RESTRICTED STOCK UNIT PLAN, AS Management Against Yes
AMENDED.
05 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No
TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING NOVEMBER 30, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. GS Annual Meeting Date: 03/31/2004
Issuer: 38141G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Management For No
COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP AS INDEPENDENT AUDITORS FOR THE 2004 FISCAL
YEAR.
03 ANNUAL ELECTION OF ALL DIRECTORS TO THE BOARD Shareholder For Yes
OF DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
KB HOME KBH Annual Meeting Date: 04/01/2004
Issuer: 48666K ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY ERNST & YOUNG LLP AS KB HOME Management For No
S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
NOVEMBER 30, 2004
- ------------------------------------------------------------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC. LEH Annual Meeting Date: 04/02/2004
Issuer: 524908 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITORS FOR THE FISCAL YEAR 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
CUMMINS INC. CMI Annual Meeting Date: 04/06/2004
Issuer: 231021 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS AUDITORS FOR THE YEAR 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
FISERV, INC. FISV Annual Meeting Date: 04/06/2004
Issuer: 337738 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Management For No
LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR
2004.
03 TO APPROVE THE COMPANY S STOCK OPTION AND RESTRICTED Management For No
STOCK PLAN, AS AMENDED AND RESTATED TO PERMIT
GRANTS OF RESTRICTED STOCK.
- ------------------------------------------------------------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC. TROW Annual Meeting Date: 04/08/2004
Issuer: 74144T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For No
THE COMPANY S INDEPENDENT ACCOUNTANT FOR FISCAL
YEAR 2004
03 APPROVAL OF THE PROPOSED 2004 STOCK INCENTIVE Management Against Yes
PLAN AND COROLLARY AMENDMENT OF THE 2001 STOCK
INCENTIVE PLAN
04 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Management Against Yes
TO VOTE UPON SUCH OTHER BUSINESS AND FURTHER
BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING
OR ANY ADJOURNMENTS AND POSTPONEMENTS THEREOF
- ------------------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK COMPANY, INC. BK Annual Meeting Date: 04/13/2004
Issuer: 064057 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF AUDITORS Management For No
03 APPROVAL OF AN AMENDMENT TO THE 2004 MANAGEMENT Management For No
INCENTIVE COMPENSATION PLAN
04 SHAREHOLDER PROPOSAL WITH RESPECT TO POLITICAL Shareholder Against No
CONTRIBUTIONS
05 SHAREHOLDER PROPOSAL WITH RESPECT TO EXECUTIVE Shareholder Against No
COMPENSATION
06 SHAREHOLDER PROPOSAL WITH RESPECT TO THE COMPOSITION Shareholder For Yes
OF THE RISK COMMITTEE
07 SHAREHOLDER PROPOSAL WITH RESPECT TO THE COMPANY Shareholder For Yes
S RIGHTS PLAN
- ------------------------------------------------------------------------------------------------------------------------------------
THE NEW YORK TIMES COMPANY NYT Annual Meeting Date: 04/13/2004
Issuer: 650111 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF NON-EMPLOYEE DIRECTORS STOCK INCENTIVE Management Against Yes
PLAN
03 RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
WEYERHAEUSER COMPANY WY Annual Meeting Date: 04/13/2004
Issuer: 962166 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE WEYERHAEUSER COMPANY 2004 LONG Management For No
TERM INCENTIVE PLAN
03 PROPOSAL TO AMEND THE COMPANY S RESTATED ARTICLES Shareholder For Yes
OF INCORPORATION TO AUTHORIZE ANNUAL ELECTION
OF THE BOARD OF DIRECTORS
04 SHAREHOLDER PROPOSAL RELATING TO ACCOUNTING FOR Shareholder For Yes
STOCK OPTIONS
05 SHAREHOLDER PROPOSAL RELATING TO EQUITY COMPENSATION Shareholder Against No
06 SHAREHOLDER PROPOSAL RELATING TO ENVIRONMENTAL Shareholder Against No
REPORTING
07 SHAREHOLDER PROPOSAL RELATING TO OLD GROWTH AND Shareholder Against No
ENDANGERED FORESTS
08 APPROVAL ON AN ADVISORY BASIS, OF THE APPOINTMENT Management For No
OF AUDITORS
- ------------------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. CAT Annual Meeting Date: 04/14/2004
Issuer: 149123 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 AMEND OPTION PLAN Management Against Yes
03 RATIFY AUDITORS Management For No
04 STOCKHOLDER PROPOSAL - RIGHTS PLAN Shareholder For Yes
05 STOCKHOLDER PROPOSAL - SALE OF EQUIPMENT TO ISRAEL Shareholder Against No
06 STOCKHOLDER PROPOSAL - HIV/AIDS Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
R.R. DONNELLEY & SONS COMPANY DNY Annual Meeting Date: 04/14/2004
Issuer: 257867 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 STOCKHOLDER PROPOSAL REGARDING THE SALE OF THE Shareholder Against No
COMPANY.
03 STOCKHOLDER PROPOSAL REGARDING THE ESTABLISHMENT Shareholder For Yes
OF A POLICY OF EXPENSING COSTS OF OPTIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N SLB Annual Meeting Date: 04/14/2004
Issuer: 806857 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management
02 ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS Management
03 APPROVAL OF ADOPTION OF THE 2004 STOCK AND DEFERRAL Management
PLAN FOR NON-EMPLOYEE DIRECTORS
04 APPROVAL OF AUDITORS Management
- ------------------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION UTX Annual Meeting Date: 04/14/2004
Issuer: 913017 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 SHAREOWNER PROPOSAL CONCERNING DISCLOSURE OF Shareholder Against No
EXECUTIVE COMPENSATION
04 SHAREOWNER PROPOSAL CONCERNING ETHICAL CRITERIA Shareholder Against No
FOR MILITARY CONTRACTS
05 SHAREOWNER PROPOSAL CONCERNING PERFORMANCE BASED Shareholder For Yes
SENIOR EXECUTIVE STOCK OPTIONS
06 SHAREOWNER PROPOSAL CONCERNING AN INDEPENDENT Shareholder For Yes
CHAIRMAN OF THE BOARD
- ------------------------------------------------------------------------------------------------------------------------------------
AMSOUTH BANCORPORATION ASO Annual Meeting Date: 04/15/2004
Issuer: 032165 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF ERNST & YOUNG, LLP AS INDEPENDENT Management For No
AUDITORS.
03 APPROVAL OF THE EMPLOYEE STOCK PURCHASE PLAN. Management For No
04 APPROVAL OF THE AMENDED 1996 LONG TERM INCENTIVE Management Against Yes
COMPENSATION PLAN.
05 APPROVAL OF THE STOCK OPTION PLAN FOR OUTSIDE Management For No
DIRECTORS.
06 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shareholder Against No
TO POLITICAL CONTRIBUTIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
BOISE CASCADE CORPORATION BCC Annual Meeting Date: 04/15/2004
Issuer: 097383 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF KPMG LLP AS INDEPENDENT ACCOUNTANTS Management For No
FOR 2004.
03 SHAREHOLDER PROPOSAL REGARDING SEPARATION OF Shareholder For Yes
POSITION OF CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE
OFFICER.
- ------------------------------------------------------------------------------------------------------------------------------------
NICOR INC. GAS Annual Meeting Date: 04/15/2004
Issuer: 654086 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For No
PUBLIC ACCOUNTANTS IN 2004.
03 SHAREHOLDER PROPOSAL CONCERNING THE SHAREHOLDER Shareholder For Yes
RIGHTS PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
NOVELL, INC. NOVL Annual Meeting Date: 04/15/2004
Issuer: 670006 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: MUTUAL FUNDS
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 STOCKHOLDER PROPOSAL TO ESTABLISH A POLICY OF Shareholder For Yes
EXPENSING THE COSTS OF ALL FUTURE STOCK OPTIONS
ISSUED BY NOVELL
03 STOCKHOLDER PROPOSAL TO ADOPT A POLICY THAT 75% Shareholder For Yes
OF FUTURE EQUITY COMPENSATION OF SENIOR EXECUTIVES
SHALL BE PERFORMANCE-BASED, AND DETAILS OF SUCH
COMPENSATION SHALL BE DISCLOSED TO STOCKHOLDERS
04 STOCKHOLDER PROPOSAL TO ADOPT A POLICY STATING Shareholder Abstain Yes
THAT THE PUBLIC ACCOUNTING FIRM RETAINED BY US
TO AUDIT OUR FINANCIAL STATEMENTS WILL PERFORM
ONLY AUDIT AND AUDIT-RELATED WORK
- ------------------------------------------------------------------------------------------------------------------------------------
PPG INDUSTRIES, INC. PPG Annual Meeting Date: 04/15/2004
Issuer: 693506 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO ENDORSE THE APPOINTMENT OF DELOITTE Management For No
& TOUCHE LLP AS AUDITORS FOR 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED TXN Annual Meeting Date: 04/15/2004
Issuer: 882508 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Management For No
& YOUNG LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR 2004.
03 STOCKHOLDER PROPOSAL REGARDING EXPENSING OF STOCK Shareholder For Yes
OPTIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
NOVELLUS SYSTEMS, INC. NVLS Annual Meeting Date: 04/16/2004
Issuer: 670008 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: MUTUAL FUNDS
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Management For No
OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS
FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2004.
03 SHAREHOLDER PROPOSAL REGARDING PROVISION OF NON-AUDIT Shareholder Abstain Yes
SERVICES BY INDEPENDENT AUDITORS.
04 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION. Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION PGR Annual Meeting Date: 04/16/2004
Issuer: 743315 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management For No
S CODE OF REGULATIONS TO ALLOW THE BOARD OF DIRECTORS
TO AUTHORIZE THE COMPANY TO ISSUE SHARES WITHOUT
ISSUING PHYSICAL CERTIFICATES.
03 PROPOSAL TO APPROVE THE PROGRESSIVE CORPORATION Management For No
2004 EXECUTIVE BONUS PLAN.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION UNP Annual Meeting Date: 04/16/2004
Issuer: 907818 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ADOPT THE UNION PACIFIC CORPORATION 2004 STOCK Management Against Yes
INCENTIVE PLAN.
03 RATIFY APPOINTMENT OF DELOITTE & TOUCHE AS INDEPENDENT Management For No
AUDITORS.
04 SHAREHOLDER PROPOSAL REGARDING SENIOR EXECUTIVE Shareholder Against No
EQUITY PLANS.
05 SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
DANA CORPORATION DCN Annual Meeting Date: 04/19/2004
Issuer: 235811 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE THE ADDITIONAL COMPENSATION PLAN, Management For No
AS AMENDED AND RESTATED
03 TO APPROVE THE EMPLOYEES STOCK PURCHASE PLAN, Management For No
AS AMENDED AND RESTATED
04 TO APPROVE AMENDMENTS TO THE AMENDED AND RESTATED Management For No
STOCK INCENTIVE PLAN
05 TO RATIFY PRICEWATERHOUSECOOPERS AS THE COMPANY Management For No
S INDEPENDENT AUDITORS
- ------------------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY LLY Annual Meeting Date: 04/19/2004
Issuer: 532457 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Management For No
COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST
& YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS
FOR 2004.
03 APPROVE THE ELI LILLY AND COMPANY BONUS PLAN. Management For No
04 PROPOSAL BY SHAREHOLDERS THAT THE BOARD ADOPT Shareholder Against No
A COMPENSATION PROGRAM LIMITING THE COMPENSATION
OF SENIOR EXECUTIVES TO SPECIFIED LEVELS.
05 PROPOSAL BY SHAREHOLDERS THAT THE BOARD REPORT Shareholder Against No
ON HOW THE COMPANY WILL RESPOND TO PRESSURE TO
INCREASE ACCESS TO AND AFFORDABILITY OF PRESCRIPTION
DRUGS.
- ------------------------------------------------------------------------------------------------------------------------------------
GENUINE PARTS COMPANY GPC Annual Meeting Date: 04/19/2004
Issuer: 372460 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF GENUINE PARTS COMPANY S 2004 ANNUAL Management For No
INCENTIVE BONUS PLAN.
03 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For No
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2004.
04 SHAREHOLDER PROPOSAL REGARDING POISON PILL. Shareholder For Yes
05 SHAREHOLDER PROPOSAL REGARDING RESTRICTED SHARE Shareholder Against No
PROGRAMS IN LIEU OF STOCK OPTIONS IN EXECUTIVE
COMPENSATION.
- ------------------------------------------------------------------------------------------------------------------------------------
CENDANT CORPORATION CD Annual Meeting Date: 04/20/2004
Issuer: 151313 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION Management For No
AND BY-LAWS OF THE COMPANY TO ELIMINATE CLASSIFICATION
OF THE BOARD OF DIRECTORS OF THE COMPANY.
03 TO RATIFY AND APPROVE THE APPOINTMENT OF DELOITTE Management For No
& TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2004.
04 STOCKHOLDER PROPOSAL REGARDING THE SEPARATION Shareholder For Yes
OF THE OFFICES OF CHIEF EXECUTIVE OFFICER AND
CHAIRMAN.
05 STOCKHOLDER PROPOSAL REGARDING CHIEF EXECUTIVE Shareholder Against No
OFFICER COMPENSATION.
- ------------------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. C Annual Meeting Date: 04/20/2004
Issuer: 172967 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For No
AS CITIGROUP S INDEPENDENT AUDITORS FOR 2004.
03 STOCKHOLDER PROPOSAL REQUESTING A CURB ON EXECUTIVE Shareholder Against No
COMPENSATION, NO FUTURE STOCK OPTION GRANTS AND NO RENEWALS OR
EXTENSIONS OF OPTION PLANS.
04 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL Shareholder Against No
CONTRIBUTIONS.
05 STOCKHOLDER PROPOSAL REQUESTING A DISCONTINUATION Shareholder Against No
OF ALL RIGHTS, OPTIONS, SAR S AND POSSIBLE SEVERANCE
PAYMENTS TO THE TOP 5 OF MANAGEMENT.
06 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shareholder For Yes
OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
- ------------------------------------------------------------------------------------------------------------------------------------
DOVER CORPORATION DOV Annual Meeting Date: 04/20/2004
Issuer: 260003 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO CONSIDER AND APPROVE THE 2005 EQUITY AND CASH Management Against Yes
INCENTIVE PLAN.
03 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management Against Yes
COME BEFORE THE MEETING.
- ------------------------------------------------------------------------------------------------------------------------------------
FIRST TENNESSEE NATIONAL CORPORATION FTN Annual Meeting Date: 04/20/2004
Issuer: 337162 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF AN AMENDMENT TO FTNC S CHARTER CHANGING Management For No
THE CORPORATION S NAME.
03 APPROVAL OF AN AMENDMENT TO FTNC S 2003 EQUITY Management Against Yes
COMPENSATION PLAN.
04 RATIFICATION OF APPOINTMENT OF KPMG LLP AS AUDITORS. Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
MELLON FINANCIAL CORPORATION MEL Annual Meeting Date: 04/20/2004
Issuer: 58551A ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO AMEND THE CORPORATION S LONG-TERM Management For No
PROFIT INCENTIVE PLAN.
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No
PUBLIC ACCOUNTANTS.
- ------------------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY MWD Annual Meeting Date: 04/20/2004
Issuer: 617446 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For No
LLP AS INDEPENDENT AUDITORS
03 SHAREHOLDER PROPOSAL TO DECLASSIFY THE BOARD Shareholder For Yes
OF DIRECTORS
04 SHAREHOLDER PROPOSAL TO REQUIRE SHAREHOLDER APPROVAL Shareholder For Yes
OF GOLDEN PARACHUTE AGREEMENTS
05 SHAREHOLDER PROPOSAL TO DISCLOSE POLITICAL CONTRIBUTIONS Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
NORTHERN TRUST CORPORATION NTRS Annual Meeting Date: 04/20/2004
Issuer: 665859 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For No
THE CORPORATION S INDEPENDENT PUBLIC ACCOUNTANTS.
- ------------------------------------------------------------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INC. PEG Annual Meeting Date: 04/20/2004
Issuer: 744573 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE 2004 LONG-TERM INCENTIVE PLAN. Management Against Yes
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No
TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE YEAR
2004.
04 STOCKHOLDER PROPOSAL RELATING TO THE NOMINATION Shareholder Against No
OF AT LEAST TWO CANDIDATES FOR EACH OPEN BOARD
POSITION.
- ------------------------------------------------------------------------------------------------------------------------------------
SPRINT CORPORATION FON Annual Meeting Date: 04/20/2004
Issuer: 852061 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No
AUDITORS OF SPRINT FOR 2004
03 STOCKHOLDER PROPOSAL CONCERNING STOCK OPTION INDEXING Shareholder Against No
04 STOCKHOLDER PROPOSAL CONCERNING CEO PAY CAP Shareholder Against No
05 STOCKHOLDER PROPOSAL CONCERNING INDEPENDENT CHAIRMAN Shareholder For Yes
06 STOCKHOLDER PROPOSAL CONCERNING REPORT ON OUTSOURCING Shareholder Against No
OFF-SHORE
- ------------------------------------------------------------------------------------------------------------------------------------
STRYKER CORPORATION SYK Annual Meeting Date: 04/20/2004
Issuer: 863667 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE AMENDMENT TO INCREASE THE AUTHORIZED Shareholder Against Yes
COMMON STOCK TO ONE BILLION SHARES
- ------------------------------------------------------------------------------------------------------------------------------------
SUNTRUST BANKS, INC. STI Annual Meeting Date: 04/20/2004
Issuer: 867914 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT AUDITORS FOR 2004.
03 PROPOSAL TO APPROVE THE COMPANY S 2004 STOCK PLAN. Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP USB Annual Meeting Date: 04/20/2004
Issuer: 902973 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITORS FOR THE 2004 FISCAL YEAR.
03 SHAREHOLDER PROPOSAL: COMPENSATION SYSTEM FOR Shareholder Against No
SENIOR EXECUTIVES.
04 SHAREHOLDER PROPOSAL: SUPPLEMENTAL EXECUTIVE Shareholder Against No
RETIREMENT BENEFITS.
05 SHAREHOLDER PROPOSAL: SIMPLE MAJORITY VOTING. Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION WB Annual Meeting Date: 04/20/2004
Issuer: 929903 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 A WACHOVIA PROPOSAL TO RATIFY THE APPOINTMENT Management For No
OF KPMG LLP AS AUDITORS FOR THE YEAR 2004.
03 A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT OPPOSES, Shareholder Against No
REGARDING NOMINATING DIRECTORS.
04 A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT OPPOSES, Shareholder Against No
REGARDING REPORTING POLITICAL INFORMATION.
05 A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT OPPOSES, Shareholder For Yes
REGARDING SEPARATING THE OFFICES OF CHAIRMAN
AND CHIEF EXECUTIVE OFFICER.
- ------------------------------------------------------------------------------------------------------------------------------------
WASHINGTON MUTUAL, INC. WM Annual Meeting Date: 04/20/2004
Issuer: 939322 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No
TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR 2004
03 SHAREHOLDER PROPOSAL RELATING TO A SPECIFIC COMPENSATION Shareholder Against No
PROGRAM
- ------------------------------------------------------------------------------------------------------------------------------------
WHIRLPOOL CORPORATION WHR Annual Meeting Date: 04/20/2004
Issuer: 963320 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RENEW THE WHIRLPOOL CORPORATION PERFORMANCE Management For No
EXCELLENCE PLAN
- ------------------------------------------------------------------------------------------------------------------------------------
BURLINGTON NORTHERN SANTA FE CORPORA BNI Annual Meeting Date: 04/21/2004
Issuer: 12189T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE BURLINGTON NORTHERN SANTA FE Management For No
1999 STOCK INCENTIVE PLAN, AS PROPOSED TO BE
AMENDED AND RESTATED.
03 ADVISE ON THE SELECTION OF PRICEWATERHOUSECOOPERS Management For No
LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
BURLINGTON RESOURCES INC. BR Annual Meeting Date: 04/21/2004
Issuer: 122014 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF AN AMENDMENT TO THE COMPANY S CERTIFICATE Shareholder For No
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK OF THE COMPANY TO 650,000,000.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR
THE YEAR ENDED DECEMBER 31, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
C.R. BARD, INC. BCR Annual Meeting Date: 04/21/2004
Issuer: 067383 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF AMENDMENT TO THE 2003 LONG TERM INCENTIVE Management For No
PLAN.
03 APPROVAL OF CERTAIN PROVISIONS OF THE 1994 EXECUTIVE Management For No
BONUS PLAN.
04 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS. Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
CHARTER ONE FINANCIAL, INC. CF Annual Meeting Date: 04/21/2004
Issuer: 160903 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE THE AMENDMENTS TO THE CHARTER ONE Management For No
FINANCIAL INC. 1997 STOCK OPTION AND INCENTIVE
PLAN.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For No
LLP AS CHARTER ONE FINANCIAL, INC. S INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
DOW JONES & COMPANY, INC. DJ Annual Meeting Date: 04/21/2004
Issuer: 260561 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF AUDITORS FOR 2004. Management For No
03 AMENDMENT TO THE COMPANY S 2001 LONG-TERM INCENTIVE Management Against Yes
PLAN TO INCREASE THE SHARES RESERVED FOR ISSUANCE
FROM 7,000,000 TO 9,000,000 SHARES.
04 STOCKHOLDER PROPOSAL TO SEPARATE THE POSITIONS Shareholder For Yes
OF CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER.
- ------------------------------------------------------------------------------------------------------------------------------------
MEDCO HEALTH SOLUTIONS, INC. MHS Annual Meeting Date: 04/21/2004
Issuer: 58405U ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 25, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
PG&E CORPORATION PCG Annual Meeting Date: 04/21/2004
Issuer: 69331C ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT PUBLIC Management For No
ACCOUNTANTS
03 POISON PILL Shareholder For Yes
04 GOLDEN PARACHUTES Shareholder For Yes
05 LINK-FREE DIRECTORS Shareholder Against No
06 RADIOACTIVE WASTES Shareholder Against No
07 SEPARATE CHAIRMAN/CEO Shareholder For Yes
08 EXECUTIVE COMPENSATION Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
SOUTHTRUST CORPORATION SOTR Annual Meeting Date: 04/21/2004
Issuer: 844730 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT AUDITORS: RESPECTING Management For No
PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP
AS SOUTHTRUST S PRINCIPAL INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2004.
03 RATIFICATION OF AMENDED AND RESTATED SENIOR OFFICER Management For No
PERFORMANCE INCENTIVE PLAN: RESPECTING PROPOSAL TO APPROVE AND RATIFY
THE AMENDED AND RESTATED SENIOR OFFICER PERFORMANCE INCENTIVE PLAN, AS
DESCRIBED IN AND ATTACHED AS AN APPENDIX TO THE ACCOMPANYING PROXY
STATEMENT OF THE COMPANY.
04 RATIFICATION OF 2004 LONG-TERM INCENTIVE PLAN: Management For No
RESPECTING PROPOSAL TO APPROVE AND RATIFY THE 2004 LONG-TERM INCENTIVE
PLAN, AS DESCRIBED IN AND ATTACHED AS AN APPENDIX TO THE ACCOMPANYING
PROXY STATEMENT OF THE COMPANY.
- ------------------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION STT Annual Meeting Date: 04/21/2004
Issuer: 857477 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO VOTE ON A STOCKHOLDER PROPOSAL TO EXEMPT THE Shareholder Against No
BOARD OF DIRECTORS FROM MASSACHUSETTS GENERAL
LAWS, CHAPTER 156B, SECTION 50A(A).
- ------------------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY KO Annual Meeting Date: 04/21/2004
Issuer: 191216 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT AUDITORS
03 SHARE-OWNER PROPOSAL REGARDING REPORT RELATED Shareholder For No
TO GLOBAL HIV/AIDS PANDEMIC
04 SHARE-OWNER PROPOSAL REGARDING STOCK OPTION GLASS Shareholder Against No
CEILING REPORT
05 SHARE-OWNER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shareholder Against No
06 SHARE-OWNER PROPOSAL REGARDING RESTRICTED STOCK Shareholder Against No
07 SHARE-OWNER PROPOSAL REGARDING SENIOR EXECUTIVE Shareholder Against No
PARTICIPATION IN COMPANY S COMPENSATION AND DEFERRAL
INVESTMENT PROGRAM
08 SHARE-OWNER PROPOSAL ON CHINA BUSINESS PRINCIPLES Shareholder Against No
09 SHARE-OWNER PROPOSAL REGARDING SEPARATE POSITIONS Shareholder For Yes
OF CEO AND CHAIRMAN
- ------------------------------------------------------------------------------------------------------------------------------------
ALLTEL CORPORATION AT Annual Meeting Date: 04/22/2004
Issuer: 020039 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENTS OF INDEPENDENT AUDITORS Management For No
03 STOCKHOLDER PROPOSAL- EMPLOYMENT OPPORTUNITY POLICY Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
APPLE COMPUTER, INC. AAPL Annual Meeting Date: 04/22/2004
Issuer: 037833 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No
AUDITORS OF THE COMPANY FOR FISCAL YEAR 2004.
03 TO CONSIDER A SHAREHOLDER PROPOSAL IF PROPERLY Shareholder Against No
PRESENTED AT THE MEETING.
- ------------------------------------------------------------------------------------------------------------------------------------
AVERY DENNISON CORPORATION AVY Annual Meeting Date: 04/22/2004
Issuer: 053611 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTORS Management For No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE CURRENT FISCAL YEAR, WHICH ENDS ON JANUARY
1, 2005
03 REAPPROVAL OF THE SENIOR EXECUTIVE LEADERSHIP Management For No
COMPENSATION PLAN
04 REAPPROVAL OF THE EXECUTIVE LONG-TERM INCENTIVE Management For No
PLAN
- ------------------------------------------------------------------------------------------------------------------------------------
CARNIVAL CORPORATION CCL Annual Meeting Date: 04/22/2004
Issuer: 143658 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPOINT PRICEWATERHOUSECOOPERS AS INDEPENDENT Management For No
AUDITORS FOR CARNIVAL PLC AND TO RATIFY THE SELECTION
OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
CERTIFIED PUBLIC ACCOUNTANTS FOR CARNIVAL CORPORATION.
03 TO AUTHORIZE THE AUDIT COMMITTEE OF CARNIVAL Management For No
PLC TO AGREE THE REMUNERATION OF THE INDEPENDENT
AUDITORS.
04 TO RECEIVE THE ACCOUNTS AND REPORTS FOR CARNIVAL Management For No
PLC FOR THE FINANCIAL PERIOD ENDED NOVEMBER 30,
2003.
05 TO APPROVE THE DIRECTORS REMUNERATION REPORT Management For No
OF CARNIVAL PLC.
06 TO APPROVE LIMITS ON THE AUTHORITY TO ALLOT SHARES Shareholder For No
BY CARNIVAL PLC.
07 TO APPROVE THE DISAPPLICATION OF PRE-EMPTION Management For No
RIGHTS FOR CARNIVAL PLC SHARES.
- ------------------------------------------------------------------------------------------------------------------------------------
HUMANA INC. HUM Annual Meeting Date: 04/22/2004
Issuer: 444859 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON JNJ Annual Meeting Date: 04/22/2004
Issuer: 478160 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
AS INDEPENDENT AUDITORS
03 PROPOSAL ON CHARITABLE CONTRIBUTIONS Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
LEXMARK INTERNATIONAL, INC. LXK Annual Meeting Date: 04/22/2004
Issuer: 529771 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE COMPANY S SENIOR EXECUTIVE INCENTIVE Management For No
COMPENSATION PLAN.
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE COMPANY S FISCAL YEAR ENDING DECEMBER 31,
2004.
- ------------------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION LMT Annual Meeting Date: 04/22/2004
Issuer: 539830 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: MUTUAL FUNDS
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS Shareholder Against No
04 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN Shareholder For Yes
05 STOCKHOLDER PROPOSAL BY UNITED ASSOCIATION S&P Shareholder Abstain Yes
500 INDEX FUND
06 STOCKHOLDER PROPOSAL BY THE SISTERS OF MERCY Shareholder Against No
AND OTHER GROUPS
- ------------------------------------------------------------------------------------------------------------------------------------
NOBLE CORPORATION NE Annual Meeting Date: 04/22/2004
Issuer: G65422 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE APPOINTMENT OF INDEPENDENT AUDITORS Management For No
FOR 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
PFIZER INC. PFE Annual Meeting Date: 04/22/2004
Issuer: 717081 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 A PROPOSAL TO APPROVE THE APPOINTMENT OF KPMG Management For No
LLP AS INDEPENDENT AUDITORS FOR 2004.
03 A PROPOSAL TO APPROVE THE PFIZER INC. 2004 STOCK Management For No
PLAN.
04 SHAREHOLDER PROPOSAL REQUESTING REVIEW OF THE Shareholder Against No
ECONOMIC EFFECTS OF THE HIV/AIDS, TB AND MALARIA
PANDEMICS ON THE COMPANY S BUSINESS STRATEGY.
05 SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS. Shareholder Against No
06 SHAREHOLDER PROPOSAL RELATING TO AN ANNUAL REPORT Shareholder Against No
ON CORPORATE RESOURCES DEVOTED TO SUPPORTING
POLITICAL ENTITIES OR CANDIDATES.
07 SHAREHOLDER PROPOSAL SEEKING TO IMPOSE TERM LIMITS Shareholder Against No
ON DIRECTORS.
08 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INCREASING Shareholder Against No
ACCESS TO PFIZER PRODUCTS.
09 SHAREHOLDER PROPOSAL ON STOCK OPTIONS. Shareholder Against No
10 SHAREHOLDER PROPOSAL ON IN VITRO TESTING. Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
SNAP-ON INCORPORATED SNA Annual Meeting Date: 04/22/2004
Issuer: 833034 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE AUDIT COMMITTEE S SELECTION Management For No
OF DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT
AUDITOR FOR 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
SYNOVUS FINANCIAL CORP. SNV Annual Meeting Date: 04/22/2004
Issuer: 87161C ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS SYNOVUS Management For No
INDEPENDENT AUDITOR.
- ------------------------------------------------------------------------------------------------------------------------------------
TELLABS, INC. TLAB Annual Meeting Date: 04/22/2004
Issuer: 879664 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE 2004 INCENTIVE COMPENSATION PLAN Management Against Yes
03 RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
UNISYS CORPORATION UIS Annual Meeting Date: 04/22/2004
Issuer: 909214 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
WENDY'S INTERNATIONAL, INC. WEN Annual Meeting Date: 04/22/2004
Issuer: 950590 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For No
LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF
THE COMPANY FOR THE CURRENT YEAR.
03 APPROVAL OF THE COMPANY S 2003 STOCK INCENTIVE Management For No
PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
WYETH WYE Annual Meeting Date: 04/22/2004
Issuer: 983024 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF PRINCIPAL INDEPENDENT PUBLIC ACCOUNTANTS Management For No
03 ADOPTION OF THE STOCKHOLDER PROPOSAL ON ACCESS Shareholder Against No
TO AND AFFORDABILITY OF PRESCRIPTION DRUGS
04 ADOPTION OF STOCKHOLDER PROPOSAL ON ANIMAL TESTING Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES ABT Annual Meeting Date: 04/23/2004
Issuer: 002824 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS. Management For No
03 SHAREHOLDER PROPOSAL - PRESCRIPTION DRUGS. Shareholder Against No
04 SHAREHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS. Shareholder Against No
05 SHAREHOLDER PROPOSAL - OPTION GRANTS FOR SENIOR Shareholder Against No
EXECUTIVES.
06 SHAREHOLDER PROPOSAL - GLOBAL INFECTIOUS DISEASES. Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
DELTA AIR LINES, INC. DAL Annual Meeting Date: 04/23/2004
Issuer: 247361 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For No
LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2004.
03 RELATED TO CUMULATIVE VOTING FOR DIRECTORS. Shareholder For Yes
04 RELATED TO RESTRICTED SHARE PROGRAMS. Shareholder Against No
05 RELATED TO RETIREMENT BENEFITS FOR SENIOR EXECUTIVES. Shareholder For Yes
06 RELATED TO PROHIBITION ON COMPENSATION INCREASES Shareholder Against No
OR BENEFIT ENHANCEMENTS FOR EXECUTIVES.
- ------------------------------------------------------------------------------------------------------------------------------------
DOMINION RESOURCES, INC. D Annual Meeting Date: 04/23/2004
Issuer: 25746U ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RETENTION OF AUDITORS Management For No
03 SHAREHOLDER PROPOSAL Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
KELLOGG COMPANY K Annual Meeting Date: 04/23/2004
Issuer: 487836 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT AUDITOR FOR 2004 Management For No
03 REPORT ON IMPACTS OF GENETICALLY ENGINEERED FOOD Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC. MER Annual Meeting Date: 04/23/2004
Issuer: 590188 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For No
INDEPENDENT AUDITOR
03 INSTITUTE CUMULATIVE VOTING Shareholder Against No
04 INDEPENDENT CHAIRMAN SEPARATE FROM CHIEF EXECUTIVE Shareholder For Yes
OFFICER
- ------------------------------------------------------------------------------------------------------------------------------------
PPL CORPORATION PPL Annual Meeting Date: 04/23/2004
Issuer: 69351T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITOR Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
ROWAN COMPANIES, INC. RDC Annual Meeting Date: 04/23/2004
Issuer: 779382 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
THE STANLEY WORKS SWK Annual Meeting Date: 04/23/2004
Issuer: 854616 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE ERNST & YOUNG LLP AS INDEPENDENT AUDITORS Management For No
FOR THE YEAR 2004.
03 TO VOTE ON A SHAREHOLDER PROPOSAL URGING THAT Shareholder For Yes
THE BOARD OF DIRECTORS TAKE THE NECESSARY STEPS
TO REQUIRE THAT ALL MEMBERS OF THE BOARD OF DIRECTORS
BE ELECTED ANNUALLY.
- ------------------------------------------------------------------------------------------------------------------------------------
CINCINNATI FINANCIAL CORPORATION CINF Annual Meeting Date: 04/24/2004
Issuer: 172062 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 REGARDING THE PROPOSAL TO RATIFY THE SELECTION Management For No
OF DELOITTE & TOUCHE, LLP AS THE COMPANY S AUDITORS
- ------------------------------------------------------------------------------------------------------------------------------------
HARLEY-DAVIDSON, INC. HDI Annual Meeting Date: 04/24/2004
Issuer: 412822 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE AMENDED CORPORATE SHORT TERM Management For No
INCENTIVE PLAN.
03 APPROVAL OF THE 2004 INCENTIVE STOCK PLAN. Management For No
04 RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS. Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY AXP Annual Meeting Date: 04/26/2004
Issuer: 025816 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY SELECTION OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT AUDITORS.
03 SHAREHOLDER PROPOSAL TO ESTABLISH SIX-YEAR TERM Shareholder Against No
LIMITS FOR DIRECTORS.
04 SHAREHOLDER PROPOSAL REQUESTING A SEPARATE ANNUAL Shareholder Against No
REPORT DESCRIBING THE COMPANY S POLITICAL CONTRIBUTIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
BELLSOUTH CORPORATION BLS Annual Meeting Date: 04/26/2004
Issuer: 079860 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY THE INDEPENDENT AUDITOR Management For No
03 APPROVE AMENDMENT TO ELECT DIRECTORS ANNUALLY Management For No
04 APPROVE THE STOCK AND INCENTIVE COMPENSATION PLAN Management Against Yes
05 SHAREHOLDER PROPOSAL RE: EXECUTIVE COMPENSATION Shareholder Against No
06 SHAREHOLDER PROPOSAL RE: CEO COMPENSATION Shareholder Against No
07 SHAREHOLDER PROPOSAL RE: DISCLOSURE OF POLITICAL Shareholder Against No
CONTRIBUTIONS
- ------------------------------------------------------------------------------------------------------------------------------------
CRANE CO. CR Annual Meeting Date: 04/26/2004
Issuer: 224399 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For No
AUDITORS FOR THE COMPANY FOR 2004.
03 APPROVAL OF THE 2004 STOCK INCENTIVE PLAN. Management Against Yes
04 APPROVAL OF THE CORPORATE EVA INCENTIVE COMPENSATION Management For No
PLAN.
05 SHAREHOLDER PROPOSAL REGARDING MACBRIDE PRINCIPLES. Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. HON Annual Meeting Date: 04/26/2004
Issuer: 438516 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No
03 ANNUAL ELECTION OF DIRECTORS Shareholder For Yes
04 SHAREOWNER VOTING PROVISIONS Shareholder For Yes
05 SHAREOWNER INPUT - GOLDEN PARACHUTES Shareholder For Yes
06 RESOLUTION ON PAY DISPARITY Shareholder Against No
07 CUMULATIVE VOTING Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
SYMBOL TECHNOLOGIES, INC. SBL Annual Meeting Date: 04/26/2004
Issuer: 871508 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 THE AMENDMENT AND RESTATEMENT OF THE SYMBOL TECHNOLOGIES, Management For No
INC. EXECUTIVE BONUS PLAN.
03 THE 2004 SYMBOL TECHNOLOGIES, INC. 2004 EQUITY Management Against Yes
INCENTIVE AWARD PLAN.
04 THE RATIFICATION OF THE APPOINTMENT OF ERNST Management For No
& YOUNG LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR FISCAL YEAR 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
AMEREN CORPORATION AEE Annual Meeting Date: 04/27/2004
Issuer: 023608 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 REPORT ON STORAGE OF IRRADIATED FUEL RODS AT CALLAWAY Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC AEP Annual Meeting Date: 04/27/2004
Issuer: 025537 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: MUTUAL FUNDS
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT AUDITORS Management For No
03 SHAREHOLDER PROPOSAL REGARDING SEVERENCE AGREEMENTS Shareholder For Yes
FOR EXECUTIVES
04 SHAREHOLDER PROPOSAL REGARDING SUPPLEMENTAL EXECUTIVE Shareholder Against No
RETIREMENT PLANS
05 SHAREHOLDER PROPOSAL ALLOWING INDEPENDENT AUDITORS Shareholder Abstain Yes
TO PERFORM ONLY AUDIT AND AUDIT RELATED WORK
06 SHAREHOLDER PROPOSAL REGARDING TERM LIMITS FOR Shareholder Against No
DIRECTORS
- ------------------------------------------------------------------------------------------------------------------------------------
BAUSCH & LOMB INCORPORATED BOL Annual Meeting Date: 04/27/2004
Issuer: 071707 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For No
INDEPENDENT AUDITORS FOR 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
BB&T CORPORATION BBT Annual Meeting Date: 04/27/2004
Issuer: 054937 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE AN AMENDMENT TO THE BB&T ARTICLES Management For No
OF INCORPORATION.
02 TO APPROVE CERTAIN AMENDMENTS TO THE BB&T BYLAWS. Management Against Yes
03 DIRECTOR Management For No
04 TO APPROVE THE BB&T CORPORATION 2004 STOCK INCENTIVE Management For No
PLAN.
05 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS BB&T S INDEPENDENT AUDITORS FOR 2004.
06 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shareholder For Yes
MATTERS.
- ------------------------------------------------------------------------------------------------------------------------------------
CHUBB CORPORATION CB Annual Meeting Date: 04/27/2004
Issuer: 171232 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVE THE ADOPTION OF THE CHUBB CORPORATION Management Against Yes
LONG-TERM STOCK INCENTIVE PLAN (2004)
03 APPROVE THE ADOPTION OF THE CHUBB CORPORATION Management For No
LONG-TERM STOCK INCENTIVE PLAN FOR NON-EMPLOYEE
DIRECTORS (2004)
04 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For No
INDEPENDENT AUDITORS FOR 2004
05 SHAREHOLDER PROPOSAL Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
CONVERGYS CORPORATION CVG Annual Meeting Date: 04/27/2004
Issuer: 212485 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE THE CONVERGYS CORPORATION 1998 LONG Management For No
TERM INCENTIVE PLAN, AS AMENDED.
03 TO APPROVE THE CONVERGYS CORPORATION EMPLOYEE Management For No
STOCK PURCHASE PLAN.
04 TO RATIFY THE APPOINTMENT OF INDEPENDENT ACCOUNTANTS. Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
COOPER INDUSTRIES, LTD. CBE Annual Meeting Date: 04/27/2004
Issuer: G24182 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINT ERNST & YOUNG AS INDEPENDENT AUDITORS Management For No
FOR THE YEAR ENDING 12/31/2004.
03 APPROVE THE AMENDED AND RESTATED STOCK INCENTIVE Management For No
PLAN.
04 SHAREHOLDER PROPOSAL RELATING TO SOCIAL AND ENVIRONMENTAL Shareholder Against No
ISSUES RELATED TO SUSTAINABILITY.
05 SHAREHOLDER PROPOSAL RELATING TO EXECUTIVE EQUITY Shareholder Against No
COMPENSATION PLANS.
- ------------------------------------------------------------------------------------------------------------------------------------
EXELON CORPORATION EXC Annual Meeting Date: 04/27/2004
Issuer: 30161N ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Management For No
03 APPROVAL OF ANNUAL INCENTIVE PLAN FOR SENIOR EXECUTIVES Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
FORTUNE BRANDS, INC. FO Annual Meeting Date: 04/27/2004
Issuer: 349631 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT AUDITORS FOR 2004.
03 STOCKHOLDER PROPOSAL ENTITLED SHAREHOLDER VOTE Shareholder For Yes
ON POISON PILLS TO ADOPT THE FOLLOWING RESOLUTION:
THE SHAREHOLDERS OF OUR COMPANY REQUEST THAT OUR BOARD OF DIRECTORS
SEEK SHAREHOLDER APPROVAL AT THE EARLIEST SUBSEQUENT SHAREHOLDER
ELECTION, FOR THE ADOPTION, MAINTENANCE OR EXTENSION OF ANY CURRENT OR
FUTURE POISON PILL.
- ------------------------------------------------------------------------------------------------------------------------------------
GOLDEN WEST FINANCIAL CORPORATION GDW Annual Meeting Date: 04/27/2004
Issuer: 381317 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON Shareholder Against Yes
STOCK FROM 200,000,000 TO 600,000,000.
03 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For No
LLP TO SERVE AS THE COMPANY S INDEPENDENT OUTSIDE
AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
GOODRICH CORPORATION GR Annual Meeting Date: 04/27/2004
Issuer: 382388 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT AUDITORS FOR THE YEAR 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED HBAN Annual Meeting Date: 04/27/2004
Issuer: 446150 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE MANAGEMENT INCENTIVE PLAN, AS Management For No
AMENDED AND RESTATED.
03 APPROVAL OF THE 2004 STOCK AND LONG-TERM INCENTIVE Management For No
PLAN.
04 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For No
LLP TO SERVE AS INDEPENDENT AUDITORS FOR THE
CORPORATION FOR THE YEAR 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP IBM Annual Meeting Date: 04/27/2004
Issuer: 459200 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No
(PRICEWATERHOUSECOOPERS LLP) (PAGE 22)
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No
FOR THE BUSINESS CONSULTING SERVICES UNIT (ERNST
& YOUNG LLP) (PAGE 22)
04 APPROVAL OF LONG-TERM INCENTIVE PERFORMANCE TERMS Management Against Yes
FOR CERTAIN EXECUTIVES (PAGE 23)
05 STOCKHOLDER PROPOSAL ON: CUMULATIVE VOTING (PAGE Shareholder Against No
25)
06 STOCKHOLDER PROPOSAL ON: PENSION AND RETIREMENT Shareholder Against No
MEDICAL (PAGE 25)
07 STOCKHOLDER PROPOSAL ON: EXECUTIVE COMPENSATION Shareholder Against No
(PAGE 26)
08 STOCKHOLDER PROPOSAL ON: EXPENSING STOCK OPTIONS Shareholder For Yes
(PAGE 28)
09 STOCKHOLDER PROPOSAL ON: DISCLOSURE OF EXECUTIVE Shareholder Against No
COMPENSATION (PAGE 29)
10 STOCKHOLDER PROPOSAL ON: CHINA BUSINESS PRINCIPLES Shareholder Against No
(PAGE 30)
11 STOCKHOLDER PROPOSAL ON: POLITICAL CONTRIBUTIONS Shareholder Against No
(PAGE 31)
12 STOCKHOLDER PROPOSAL ON: A REVIEW OF EXECUTIVE Shareholder Against No
COMPENSATION POLICIES (PAGE 32)
- ------------------------------------------------------------------------------------------------------------------------------------
MARSHALL & ILSLEY CORPORATION MI Annual Meeting Date: 04/27/2004
Issuer: 571834 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
MEADWESTVACO CORPORATION MWV Annual Meeting Date: 04/27/2004
Issuer: 583334 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For No
INDEPENDENT AUDITORS FOR 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. MRK Annual Meeting Date: 04/27/2004
Issuer: 589331 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY Management For No
S INDEPENDENT AUDITORS FOR 2004
03 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For No
INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS
THE BOARD OF DIRECTORS RECOMMENDS A VOTE AGAINST
ITEMS 4 THROUGH 8
04 STOCKHOLDER PROPOSAL CONCERNING MANAGEMENT COMPENSATION Shareholder Against No
05 STOCKHOLDER PROPOSAL CONCERNING EXTENSION OF Shareholder Against No
PRESCRIPTION DRUG PATENTS
06 STOCKHOLDER PROPOSAL CONCERNING ETHICAL AND SOCIAL Shareholder Against No
PERFORMANCE OF THE COMPANY
07 STOCKHOLDER PROPOSAL CONCERNING USE OF SHAREHOLDER Shareholder Against No
RESOURCES FOR POLITICAL PURPOSES
08 STOCKHOLDER PROPOSAL CONCERNING A REPORT RELATED Shareholder Against No
TO THE GLOBAL HIV/AIDS PANDEMIC
- ------------------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. MET Annual Meeting Date: 04/27/2004
Issuer: 59156R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE METLIFE, INC. 2005 STOCK AND Management For No
INCENTIVE COMPENSATION PLAN
03 APPROVAL OF THE METLIFE ANNUAL VARIABLE INCENTIVE Management For No
PLAN
04 APPROVAL OF THE METLIFE, INC. 2005 NON-MANAGEMENT Management For No
DIRECTOR STOCK COMPENSATION PLAN
05 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For No
LLP AS INDEPENDENT AUDITOR FOR 2004
06 SHAREHOLDER PROPOSAL CONCERNING CEO COMPENSATION Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
MOODY'S CORPORATION MCO Annual Meeting Date: 04/27/2004
Issuer: 615369 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
I DIRECTOR Management For No
II APPROVAL OF THE AMENDED AND RESTATED 2001 MOODY Management Against Yes
S CORPORATION KEY EMPLOYEES STOCK INCENTIVE PLAN
III APPROVAL OF THE 2004 MOODY S CORPORATION COVERED Management For No
EMPLOYEE CASH INCENTIVE PLAN
IV RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For No
ACCOUNTANTS FOR 2004
V STOCKHOLDER PROPOSAL REGARDING PERFORMANCE AND Shareholder Against No
TIME-BASED RESTRICTED SHARES
- ------------------------------------------------------------------------------------------------------------------------------------
NATIONAL CITY CORPORATION NCC Annual Meeting Date: 04/27/2004
Issuer: 635405 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 THE APPROVAL OF THE NATIONAL CITY CORPORATION Management For No
LONG-TERM CASH AND EQUITY INCENTIVE PLAN
03 THE APPROVAL OF THE NATIONAL CITY CORPORATION Management For No
MANAGEMENT INCENTIVE PLAN FOR SENIOR OFFICERS,
AS AMENDED AND RESTATED
04 THE RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Management For No
OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS
- ------------------------------------------------------------------------------------------------------------------------------------
NORTH FORK BANCORPORATION, INC. NFB Annual Meeting Date: 04/27/2004
Issuer: 659424 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 THE RATIFICATION OF THE SELECTION OF KPMG LLP Management For No
AS THE COMPANY S INDEPENDENT AUDITOR FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004
- ------------------------------------------------------------------------------------------------------------------------------------
PACCAR INC PCAR Annual Meeting Date: 04/27/2004
Issuer: 693718 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 AMEND CERTIFICATE OF INCORPORATION TO INCREASE Shareholder For No
AUTHORIZED SHARES TO 400 MILLION
03 APPROVE AMENDMENTS TO RESTRICTED STOCK AND DEFERRED Management For No
COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS
04 STOCKHOLDER PROPOSAL REGARDING THE COMPANY S Shareholder For Yes
SHAREHOLDER RIGHTS PLAN
05 STOCKHOLDER PROPOSAL REGARDING PERFORMANCE-BASED Shareholder Against No
RESTRICTED STOCK
- ------------------------------------------------------------------------------------------------------------------------------------
PERKINELMER, INC. PKI Annual Meeting Date: 04/27/2004
Issuer: 714046 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For No
LLP AS PERKINELMER S INDEPENDENT AUDITORS FOR
THE CURRENT FISCAL YEAR.
03 STOCKHOLDER PROPOSAL TO ESTABLISH A POLICY OF Shareholder For Yes
EXPENSING IN THE COMPANY S ANNUAL INCOME STATEMENT
THE COSTS OF ALL FUTURE STOCK OPTIONS ISSUED
BY THE COMPANY.
- ------------------------------------------------------------------------------------------------------------------------------------
PRAXAIR, INC. PX Annual Meeting Date: 04/27/2004
Issuer: 74005P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO AMEND THE LONG TERM INCENTIVE PLAN. Management For No
03 PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION. Shareholder For No
04 PROPOSAL TO APPROVE A STOCKHOLDER PROTECTION Management Against Yes
RIGHTS AGREEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
SCHERING-PLOUGH CORPORATION SGP Annual Meeting Date: 04/27/2004
Issuer: 806605 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF DESIGNATION OF INDEPENDENT AUDITORS Management For No
03 APPROVAL OF THE OPERATIONS MANAGEMENT TEAM INCENTIVE Management For No
PLAN
- ------------------------------------------------------------------------------------------------------------------------------------
THE BLACK & DECKER CORPORATION BDK Annual Meeting Date: 04/27/2004
Issuer: 091797 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF ERNST & YOUNG LLP AS THE INDEPENDENT Management For No
AUDITOR.
03 APPROVAL OF THE BLACK & DECKER CORPORATION 2004 Management Against Yes
RESTRICTED STOCK PLAN.
04 STOCKHOLDER PROPOSAL. Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, IN PNC Annual Meeting Date: 04/27/2004
Issuer: 693475 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
UNITED STATES STEEL CORPORATION X Annual Meeting Date: 04/27/2004
Issuer: 912909 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT Management For No
AUDITORS
- ------------------------------------------------------------------------------------------------------------------------------------
VF CORPORATION VFC Annual Meeting Date: 04/27/2004
Issuer: 918204 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVE AN AMENDMENT AND RESTATEMENT OF VF S Management Against Yes
1996 STOCK COMPENSATION PLAN.
03 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For No
LLP AS VF S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JANUARY 1, 2005.
04 SHAREHOLDER PROPOSAL REQUESTING DECLASSIFICATION Shareholder For Yes
OF THE BOARD OF DIRECTORS FOR THE PURPOSE OF
DIRECTOR ELECTIONS.
05 SHAREHOLDER PROPOSAL REQUESTING THE BOARD OF Shareholder Against No
DIRECTORS TO ADOPT A POLICY RELATING TO INTERNATIONAL
LABOR ORGANIZATION STANDARDS AND ISSUE A REPORT
ON THE POLICY S IMPLEMENTATION.
- ------------------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY WFC Annual Meeting Date: 04/27/2004
Issuer: 949746 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO APPROVE THE COMPANY S SUPPLEMENTAL Management For No
401(K) PLAN.
03 PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP AS Management For No
INDEPENDENT AUDITORS FOR 2004.
04 STOCKHOLDER PROPOSAL REGARDING EXPENSING STOCK Shareholder For Yes
OPTIONS.
05 STOCKHOLDER PROPOSAL REGARDING RESTRICTED STOCK. Shareholder Against No
06 STOCKHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shareholder Against No
AND PREDATORY LENDING.
07 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
ADOBE SYSTEMS INCORPORATED ADBE Annual Meeting Date: 04/28/2004
Issuer: 00724F ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF AN AMENDMENT TO THE 2003 EQUITY INCENTIVE Management Against Yes
PLAN INCREASING THE SHARE RESERVE BY 4,500,000
SHARES.
03 STOCKHOLDER PROPOSAL. Shareholder For Yes
04 STOCKHOLDER PROPOSAL. Shareholder Against No
05 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For No
THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
ALLERGAN, INC. AGN Annual Meeting Date: 04/28/2004
Issuer: 018490 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For No
AS INDEPENDENT AUDITOR.
03 PROPOSAL RELATING TO THE ADOPTION OF A POLICY Shareholder For Yes
OF EXPENSING THE COST OF ALL FUTURE STOCK OPTIONS.
04 PROPOSAL TO BIFURCATE THE ROLES OF CHAIRMAN OF Shareholder For Yes
THE BOARD OF DIRECTORS AND CHIEF EXECUTIVE OFFICER.
- ------------------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH COMPANIES, INC. BUD Annual Meeting Date: 04/28/2004
Issuer: 035229 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF INDEPENDENT AUDITORS Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED BHI Annual Meeting Date: 04/28/2004
Issuer: 057224 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF DELOITTE & TOUCHE AS THE COMPANY Management For No
S INDEPENDENT AUDITOR FOR FISCAL YEAR 2004.
03 STOCKHOLDER PROPOSAL NO. 1 - REGARDING CLASSIFIED Shareholder For Yes
BOARDS.
04 STOCKHOLDER PROPOSAL NO. 2 - REGARDING POISON Shareholder For Yes
PILLS.
- ------------------------------------------------------------------------------------------------------------------------------------
BALL CORPORATION BLL Annual Meeting Date: 04/28/2004
Issuer: 058498 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS THE INDEPENDENT AUDITOR FOR THE CORPORATION.
- ------------------------------------------------------------------------------------------------------------------------------------
BRUNSWICK CORPORATION BC Annual Meeting Date: 04/28/2004
Issuer: 117043 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Management For No
OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS.
- ------------------------------------------------------------------------------------------------------------------------------------
CHEVRONTEXACO CORPORATION CVX Annual Meeting Date: 04/28/2004
Issuer: 166764 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Management For No
03 SHOW SUPPORT FOR THE STOCKHOLDER RIGHTS PLAN POLICY Management Against Yes
04 APPROVAL OF THE LONG-TERM INCENTIVE PLAN Management For No
05 HIV/AIDS, TUBERCULOSIS, AND MALARIA Shareholder Against No
06 POLITICAL DISCLOSURE Shareholder Against No
07 DIRECTOR ELECTION VOTE THRESHOLD Shareholder Against No
08 REPORT ON ECUADOR Shareholder Against No
09 RENEWABLE ENERGY Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
CIGNA CORPORATION CI Annual Meeting Date: 04/28/2004
Issuer: 125509 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT AUDITORS.
- ------------------------------------------------------------------------------------------------------------------------------------
CLEAR CHANNEL COMMUNICATIONS, INC. CCU Annual Meeting Date: 04/28/2004
Issuer: 184502 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY DD Annual Meeting Date: 04/28/2004
Issuer: 263534 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ON RATIFICATION OF ACCOUNTANTS Management For No
03 ON GOVERNMENT SERVICE Shareholder Against No
04 ON INTERNATIONAL WORKPLACE STANDARDS Shareholder Against No
05 ON EXECUTIVE COMPENSATION Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION ETN Annual Meeting Date: 04/28/2004
Issuer: 278058 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF 2004 STOCK PLAN Management Against Yes
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
EQUIFAX INC. EFX Annual Meeting Date: 04/28/2004
Issuer: 294429 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
FLUOR CORPORATION FLR Annual Meeting Date: 04/28/2004
Issuer: 343412 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No
LLP AS AUDITORS FOR 2004.
03 APPROVAL OF AMENDMENTS TO FLUOR CORPORATION 2000 Management For No
RESTRICTED STOCK PLAN FOR NON-EMPLOYEE DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY GE Annual Meeting Date: 04/28/2004
Issuer: 369604 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
0A DIRECTOR Management For No
0B INDEPENDENT AUDITOR Management For No
0C REVENUE MEASUREMENT ADDED TO EXECUTIVE OFFICER Management For No
PERFORMANCE GOALS
01 CUMULATIVE VOTING Shareholder For Yes
02 ANIMAL TESTING Shareholder Against No
03 NUCLEAR RISK Shareholder Against No
04 REPORT ON PCB CLEANUP COSTS Shareholder Against No
05 OFFSHORE SOURCING Shareholder Against No
06 SUSTAINABILITY INDEX Shareholder Against No
07 COMPENSATION COMMITTEE INDEPENDENCE Shareholder For Yes
08 PAY DISPARITY Shareholder Against No
09 END STOCK OPTIONS AND BONUSES Shareholder Against No
10 LIMIT OUTSIDE DIRECTORSHIPS Shareholder Against No
11 INDEPENDENT BOARD CHAIRMAN Shareholder For Yes
12 EXPLORE SALE OF COMPANY Shareholder Against No
13 HOLDING STOCK FROM STOCK OPTIONS Shareholder Against No
14 BOARD INDEPENDENCE Shareholder Against No
15 POLITICAL CONTRIBUTIONS Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
HERSHEY FOODS CORPORATION HSY Annual Meeting Date: 04/28/2004
Issuer: 427866 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No
AUDITORS FOR 2004
- ------------------------------------------------------------------------------------------------------------------------------------
KOHL'S CORPORATION KSS Annual Meeting Date: 04/28/2004
Issuer: 500255 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITORS.
03 SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD Shareholder Against No
OF DIRECTORS COMPENSATION COMMITTEE, IN DEVELOPING FUTURE EXECUTIVE
EQUITY COMPENSATION PLANS, UTILIZE PERFORMANCE AND TIME-BASED
RESTRICTED SHARE PROGRAMS IN LIEU OF STOCK OPTIONS.
04 SHAREHOLDER PROPOSAL REQUESTING THE BOARD OF Shareholder For Yes
DIRECTORS TO AMEND THE COMPANY S BY-LAWS TO REQUIRE
THAT AN INDEPENDENT DIRECTOR, AS DEFINED BY THE RULES OF THE NEW YORK
STOCK EXCHANGE, BE ITS CHAIRMAN OF THE BOARD OF DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
MARATHON OIL CORPORATION MRO Annual Meeting Date: 04/28/2004
Issuer: 565849 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For No
INDEPENDENT AUDITORS
03 STOCKHOLDER PROPOSAL TO ADOPT A CLIMATE CHANGE Shareholder Against No
RESOLUTION
04 STOCKHOLDER PROPOSAL TO LIMIT SEVERANCE COMPENSATION Shareholder For Yes
FOR SENIOR EXECUTIVE OFFICERS
- ------------------------------------------------------------------------------------------------------------------------------------
MILLIPORE CORPORATION MIL Annual Meeting Date: 04/28/2004
Issuer: 601073 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
NCR CORPORATION NCR Annual Meeting Date: 04/28/2004
Issuer: 62886E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: MUTUAL FUNDS
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE APPOINTMENT OF INDEPENDENT AUDITORS Management For No
FOR 2004.
03 STOCKHOLDER PROPOSAL REGARDING AUDITOR FEES. Shareholder Abstain Yes
04 STOCKHOLDER PROPOSAL REGARDING DISCONTINUATION Shareholder Against No
OF CERTAIN EXECUTIVE COMPENSATION.
- ------------------------------------------------------------------------------------------------------------------------------------
NEWMONT MINING CORPORATION NEM Annual Meeting Date: 04/28/2004
Issuer: 651639 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT AUDITORS FOR 2004
03 STOCKHOLDER PROPOSAL Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
TECO ENERGY, INC. TE Annual Meeting Date: 04/28/2004
Issuer: 872375 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
A DIRECTOR Management For No
B APPROVAL OF 2004 EQUITY INCENTIVE PLAN Management For No
C RATIFICATION OF THE CORPORATION S INDEPENDENT Management For No
AUDITOR
D1 SHAREHOLDER PROPOSAL: EXECUTIVE COMPENSATION CHANGES Shareholder Against No
D2 SHAREHOLDER PROPOSAL: EXPENSING OF STOCK OPTIONS Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
TEXTRON INC. TXT Annual Meeting Date: 04/28/2004
Issuer: 883203 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 AMENDMENT TO TEXTRON 1999 LONG-TERM INCENTIVE Management For No
PLAN
03 DIRECTOR RESTRICTED STOCK AWARDS Management For No
04 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For No
05 SHAREHOLDER PROPOSAL RELATING TO FOREIGN MILITARY Shareholder Against No
SALES
06 SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS Shareholder Against No
07 SHAREHOLDER PROPOSAL RELATING TO CHARITABLE CONTRIBUTIONS Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
THE AES CORPORATION AES Annual Meeting Date: 04/28/2004
Issuer: 00130H ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE INDEPENDENT AUDITOR (DELOITTE Management For No
& TOUCHE LLP)
- ------------------------------------------------------------------------------------------------------------------------------------
THE MCGRAW-HILL COMPANIES, INC. MHP Annual Meeting Date: 04/28/2004
Issuer: 580645 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF AMENDED AND RESTATED 2002 STOCK INCENTIVE Management For No
PLAN.
03 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For No
AUDITORS FOR 2004.
04 SHAREHOLDER PROPOSAL REQUESTING SHAREHOLDER VOTE Shareholder For Yes
ON POISON PILLS .
- ------------------------------------------------------------------------------------------------------------------------------------
THE SHERWIN-WILLIAMS COMPANY SHW Annual Meeting Date: 04/28/2004
Issuer: 824348 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 AMENDMENTS TO REGULATIONS TO PERMIT USE OF COMMUNICATIONS Management Against Yes
EQUIPMENT AND OTHER CHANGES
03 AMENDMENTS TO REGULATIONS TO PROVIDE NOTICE AND Management For No
OTHER PROCEDURES FOR SHAREHOLDER MEETINGS
04 AMENDMENTS TO REGULATIONS TO PROVIDE NOTICE AND Management For No
OTHER PROCEDURES FOR SHAREHOLDERS TO NOMINATE
DIRECTORS
05 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. VZ Annual Meeting Date: 04/28/2004
Issuer: 92343V ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT AUDITOR Management For No
03 CUMULATIVE VOTING Shareholder Against No
04 BOARD COMPOSITION Shareholder For Yes
05 SEPARATE CHAIRMAN AND CEO Shareholder For Yes
06 FUTURE POISON PILL Shareholder For Yes
07 SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS Shareholder Against No
08 OPTIONS OR STOCK GRANTS BASED ON TRACKING STOCK Management Against No
09 DIVERSITY REPORT ON OPTION GRANTS TO EMPLOYEES Management Against No
10 REPORT ON POLITICAL CONTRIBUTIONS Shareholder Against No
11 COLLECTION OF UNIVERSAL SERVICE AND NUMBER PORTABILIY Shareholder Against No
FEES
- ------------------------------------------------------------------------------------------------------------------------------------
W.W. GRAINGER, INC. GWW Annual Meeting Date: 04/28/2004
Issuer: 384802 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON Management For No
LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC. AMD Annual Meeting Date: 04/29/2004
Issuer: 007903 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For No
03 APPROVAL OF THE AMD 2004 EQUITY INCENTIVE PLAN. Management Against Yes
- ------------------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. MO Annual Meeting Date: 04/29/2004
Issuer: 02209S ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS Management For No
03 STOCKHOLDER PROPOSAL NO. 1 Shareholder Against No
04 STOCKHOLDER PROPOSAL NO. 2 Shareholder Against No
05 STOCKHOLDER PROPOSAL NO. 3 Shareholder Against No
06 STOCKHOLDER PROPOSAL NO. 4 Shareholder Against No
07 STOCKHOLDER PROPOSAL NO. 5 Shareholder Against No
08 STOCKHOLDER PROPOSAL NO. 6 Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
BROADCOM CORPORATION BRCM Annual Meeting Date: 04/29/2004
Issuer: 111320 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Management Against Yes
COMPANY S 1998 STOCK INCENTIVE PLAN, AS PREVIOUSLY AMENDED AND
RESTATED, AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For No
AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION COF Annual Meeting Date: 04/29/2004
Issuer: 14040H ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITORS OF THE CORPORATION FOR 2004.
03 APPROVAL OF CAPITAL ONE S 2004 STOCK INCENTIVE Management Against Yes
PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED GLW Annual Meeting Date: 04/29/2004
Issuer: 219350 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS CORNING S INDEPENDENT AUDITORS FOR FISCAL
YEAR ENDING DECEMBER 31, 2004.
03 SHAREHOLDER PROPOSAL RELATING TO SEVERANCE AGREEMENTS Shareholder For Yes
WITH SENIOR EXECUTIVES.
- ------------------------------------------------------------------------------------------------------------------------------------
DTE ENERGY COMPANY DTE Annual Meeting Date: 04/29/2004
Issuer: 233331 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 INDEPENDENT AUDITORS Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
HARRAH'S ENTERTAINMENT, INC. HET Annual Meeting Date: 04/29/2004
Issuer: 413619 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ADOPTION OF THE COMPANY S 2004 EQUITY INCENTIVE Management For No
AWARD PLAN.
03 ADOPTION OF THE COMPANY S 2005 SENIOR EXECUTIVE Management For No
INCENTIVE PLAN.
05 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No
TOUCHE LLP AS INDEPENDENT PUBLIC ACCOUNTANTS
FOR THE COMPANY FOR 2004 CALENDAR YEAR.
04 SHAREHOLDER PROPOSAL WITH RESPECT TO POLITICAL Shareholder Against No
CONTRIBUTIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION KMB Annual Meeting Date: 04/29/2004
Issuer: 494368 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF AMENDMENTS TO 2001 EQUITY PARTICIPATION Management For No
PLAN
03 APPROVAL OF AUDITORS Management For No
04 STOCKHOLDER PROPOSAL REGARDING THE CORPORATION Shareholder For Yes
S AMENDED AND RESTATED RIGHTS AGREEMENT
- ------------------------------------------------------------------------------------------------------------------------------------
TORCHMARK CORPORATION TMK Annual Meeting Date: 04/29/2004
Issuer: 891027 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF AUDITORS Management For No
03 SHAREHOLDER PROPOSAL Shareholder Against No
04 SHAREHOLDER PROPOSAL Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
AETNA INC. AET Annual Meeting Date: 04/30/2004
Issuer: 00817Y ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF KPMG LLP AS INDEPENDENT AUDITORS Management For No
03 SHAREHOLDER PROPOSAL ON CUMULATIVE VOTING Shareholder For Yes
04 SHAREHOLDER PROPOSAL ON EXECUTIVE COMPENSATION Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
ALCOA INC. Annual Meeting Date: 04/30/2004
Issuer: 013817 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO APPROVE THE 2004 ALCOA STOCK INCENTIVE Management For No
PLAN.
3A SHAREHOLDER PROPOSAL RELATING TO PAY DISPARITY Shareholder Against No
3B SHAREHOLDER PROPOSAL RELATING TO CHANGE IN CONTROL Shareholder Against No
SEVERANCE PLAN
- ------------------------------------------------------------------------------------------------------------------------------------
APARTMENT INVESTMENT AND MANAGEMENT AIV Annual Meeting Date: 04/30/2004
Issuer: 03748R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For No
TO SERVE AS INDEPENDENT AUDITORS FOR THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004.
03 TO APPROVE THE SALE OF HIGH PERFORMANCE UNITS. Management For No
04 TO URGE THE COMPENSATION AND HUMAN RESOURCES Shareholder For Yes
COMMITTEE OF THE BOARD TO ESTABLISH A POLICY
TO SEEK STOCKHOLDER APPROVAL OF CERTAIN EXECUTIVE
SEVERANCE ARRANGEMENTS.
- ------------------------------------------------------------------------------------------------------------------------------------
COCA-COLA ENTERPRISES INC. CCE Annual Meeting Date: 04/30/2004
Issuer: 191219 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE THE EXECUTIVE MANAGEMENT INCENTIVE Management For No
PLAN (EFFECTIVE JANUARY 1, 2004)
03 TO APPROVE THE 2004 STOCK AWARD PLAN Management Against Yes
04 TO APPROVE THE DEFERRED COMPENSATION PLAN FOR Management For No
NONEMPLOYEE DIRECTORS (AS AMENDED AND RESTATED
EFFECTIVE FEBRUARY 17, 2004)
05 TO APPROVE THE UK EMPLOYEE SHARE PLAN Management For No
06 TO APPROVE THE STOCK SAVINGS PLAN (BELGIUM) Management For No
07 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For No
AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE
2004 FISCAL YEAR THE BOARD OF DIRECTORS RECOMMENDS
A VOTE AGAINST PROPOSALS 8 AND 9
08 SHAREOWNER PROPOSAL TO REQUEST SHAREOWNER APPROVAL Shareholder For Yes
OF CERTAIN SEVERANCE AGREEMENTS
09 SHAREOWNER PROPOSAL TO REQUEST ADOPTION OF PUBLICLY Shareholder Against No
STATED GOALS FOR ENHANCED RATE OF BEVERAGE CONTAINER
RECOVERY IN THE UNITED STATES.
- ------------------------------------------------------------------------------------------------------------------------------------
MARRIOTT INTERNATIONAL, INC. MAR Annual Meeting Date: 04/30/2004
Issuer: 571903 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY APPOINTMENT OF ERNST AND YOUNG LLP AS Management For No
INDEPENDENT AUDITOR
03 SHAREHOLDER PROPOSAL TO ADOPT CUMULATIVE VOTING Shareholder For Yes
FOR ELECTION OF DIRECTORS
- ------------------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION OXY Annual Meeting Date: 04/30/2004
Issuer: 674599 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 THE RATIFICATION OF THE SELECTION OF KPMG AS Management For No
INDEPENDENT AUDITORS.
03 APPROVAL OF AMENDMENT TO THE RESTRICTED STOCK Management For No
PLAN FOR NON-EMPLOYEE DIRECTORS.
04 DISCONTINUANCE OF OPTIONS, RIGHTS AND SEVERANCE Shareholder Against No
PAYMENTS.
- ------------------------------------------------------------------------------------------------------------------------------------
SBC COMMUNICATIONS INC. SBC Annual Meeting Date: 04/30/2004
Issuer: 78387G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF INDEPENDENT AUDITORS. Management For No
03 APPROVE AN AMENDMENT TO SBC S BYLAWS. Management For No
04 STOCKHOLDER PROPOSAL A. Shareholder Against No
05 STOCKHOLDER PROPOSAL B. Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
XL CAPITAL LTD XL Annual Meeting Date: 04/30/2004
Issuer: G98255 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP, NEW YORK, TO ACT AS THE INDEPENDENT AUDITORS
OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
ZIONS BANCORPORATION ZION Annual Meeting Date: 04/30/2004
Issuer: 989701 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE APPOINTMENT OF THE COMPANY S INDEPENDENT Management For No
AUDITORS FOR FISCAL 2004.
03 TO TRANSACT ANY OTHER SUCH BUSINESS AS MAY PROPERLY Management Against Yes
COME BEFORE THE MEETING.
- ------------------------------------------------------------------------------------------------------------------------------------
AFLAC INCORPORATED AFL Consent Meeting Date: 05/03/2004
Issuer: 001055 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO CONSIDER AND APPROVE THE 2004 AFLAC INCORPORATED Management For No
LONG-TERM INCENTIVE PLAN.
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No
AUDITORS.
- ------------------------------------------------------------------------------------------------------------------------------------
JEFFERSON-PILOT CORPORATION JP Annual Meeting Date: 05/03/2004
Issuer: 475070 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITORS.
03 APPROVE NON-EMPLOYEE DIRECTORS STOCK OPTION PLAN. Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
LOUISIANA-PACIFIC CORPORATION LPX Annual Meeting Date: 05/03/2004
Issuer: 546347 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF AMENDMENT OF 1997 INCENTIVE STOCK Management Against Yes
AWARD PLAN.
03 APPROVAL OF AMENDMENT OF 2000 NON-EMPLOYEE DIRECTOR Management For No
RESTRICTED STOCK PLAN.
04 APPROVAL OF AMENDMENT OF 1992 NON-EMPLOYEE DIRECTOR Management For No
STOCK OPTION PLAN.
05 APPROVAL OF PERFORMANCE GOALS UNDER AMENDED AND Management For No
RESTATED ANNUAL CASH INCENTIVE AWARD PLAN.
06 RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. Management For No
07 STOCKHOLDER PROPOSAL, NOT RECOMMENDED BY MANAGEMENT, Shareholder For Yes
RELATING TO SEPARATION OF THE OFFICES OF CHAIRMAN
AND CEO.
08 STOCKHOLDER PROPOSAL, NOT RECOMMENDED BY MANAGEMENT, Shareholder Against No
RELATING TO ENVIRONMENTAL MATTERS.
- ------------------------------------------------------------------------------------------------------------------------------------
MBNA CORPORATION KRB Annual Meeting Date: 05/03/2004
Issuer: 55262L ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 STOCKHOLDER PROPOSAL (ITEM 3 IN PROXY STATEMENT) Shareholder For Yes
04 STOCKHOLDER PROPOSAL (ITEM 4 IN PROXY STATEMENT) Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
MOTOROLA, INC. MOT Annual Meeting Date: 05/03/2004
Issuer: 620076 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 SHAREHOLDER PROPOSAL RE: COMMONSENSE EXECUTIVE Shareholder Against No
COMPENSATION
03 SHAREHOLDER PROPOSAL RE: PERFORMANCE AND TIME-BASED Shareholder Against No
RESTRICTED SHARES
- ------------------------------------------------------------------------------------------------------------------------------------
ROHM AND HAAS COMPANY ROH Annual Meeting Date: 05/03/2004
Issuer: 775371 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF A PROPOSAL TO ADOPT THE 2004 ROHM Management For No
AND HAAS COMPANY ANNUAL INCENTIVE PLAN.
03 APPROVAL OF A PROPOSAL TO ADOPT THE 2004 ROHM Management For No
AND HAAS COMPANY LONG-TERM PERFORMANCE SHARE PLAN.
04 APPROVAL OF THE 2004 AMENDED AND RESTATED ROHN Management For No
AND HAAS COMPANY STOCK PLAN.
05 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For No
ROHM AND HAAS COMPANY S INDEPENDENT AUDITOR FOR
2004.
06 TO TRANSACT ANY OTHER BUSINESS AS MAY PROPERLY Management Against Yes
COME BEFORE THE MEETING.
- ------------------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY BA Annual Meeting Date: 05/03/2004
Issuer: 097023 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVE AMENDMENTS TO ELIMINATE CERTAIN SUPERMAJORITY Management For No
VOTE REQUIREMENTS.
03 ADVISE ON APPOINTMENT OF DELOITTE & TOUCHE LLP Management For No
AS INDEPENDENT AUDITORS.
04 PREPARE A REPORT ON MILITARY CONTRACTS. Shareholder Against No
05 ADOPT HUMAN RIGHTS POLICIES. Shareholder Against No
06 DECLASSIFY THE BOARD OF DIRECTORS. Shareholder For Yes
07 ADOPT SIMPLE MAJORITY VOTE. Shareholder For Yes
08 REQUIRE APPROVAL OF SEVERANCE AGREEMENTS. Shareholder For Yes
09 ADOPT RETENTION OF STOCK POLICY. Shareholder Against No
10 GIVE EMPLOYEES CHOICE OF PENSION PLANS AT RETIREMENT Shareholder Against No
OR TERMINATION.
- ------------------------------------------------------------------------------------------------------------------------------------
AMBAC FINANCIAL GROUP, INC. ABK Annual Meeting Date: 05/04/2004
Issuer: 023139 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 AMEND THE CERTIFICATE OF INCORPORATION TO INCREASE Shareholder Against Yes
THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 200 MILLION TO 350 MILLION.
03 APPROVE AMENDMENTS TO THE AMBAC 1997 NON-EMPLOYEE Management For No
DIRECTORS EQUITY PLAN.
04 RATIFY SELECTION OF KPMG LLP AS INDEPENDENT AUDITORS Management For No
FOR 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICAN STANDARD COMPANIES, INC. ASD Annual Meeting Date: 05/04/2004
Issuer: 029712 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 DIRECTORS PROPOSAL - APPROVAL OF AN AMENDMENT Shareholder For No
TO THE COMPANY S RESTATED CERTIFICATE OF INCORPORATION
TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK.
03 DIRECTORS PROPOSAL - RATIFICATION OF THE APPOINTMENT Management For No
OF ERNST & YOUNG LLP AS INDEPENDENT CERTIFIED
PUBLIC ACCOUNTANTS FOR 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. BAX Annual Meeting Date: 05/04/2004
Issuer: 071813 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT AUDITORS Management For No
03 PROPOSAL RELATING TO CUMULATIVE VOTING IN THE Shareholder Against No
ELECTION OF DIRECTORS
- ------------------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY BMY Annual Meeting Date: 05/04/2004
Issuer: 110122 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 PUBLICATION OF POLITICAL CONTRIBUTIONS Shareholder Against No
04 PROHIBITION OF POLITICAL CONTRIBUTIONS Shareholder Against No
05 SEPARATION OF CHAIRMAN AND CEO POSITIONS Shareholder For Yes
06 HIV/AIDS-TB-MALARIA Shareholder Against No
07 DIRECTOR VOTE THRESHOLD Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
CAREMARK RX, INC. CMX Annual Meeting Date: 05/04/2004
Issuer: 141705 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
CINERGY CORP. CIN Annual Meeting Date: 05/04/2004
Issuer: 172474 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS THE Management For No
COMPANY S INDEPENDENT AUDITORS.
- ------------------------------------------------------------------------------------------------------------------------------------
COOPER TIRE & RUBBER COMPANY CTB Annual Meeting Date: 05/04/2004
Issuer: 216831 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO REQUEST THAT THE BOARD OF DIRECTORS OF COOPER Shareholder For Yes
TIRE & RUBBER COMPANY (THE COMPANY ) AND ITS AUDIT COMMITTEE ADOPT A
POLICY THAT THE SELECTION OF THE COMPANY S INDEPENDENT AUDITOR BE
SUBMITTED TO THE COMPANY S SHAREHOLDERS FOR THEIR RATIFICATION AT THE
COMPANY S ANNUAL MEETING.
- ------------------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION DHR Annual Meeting Date: 05/04/2004
Issuer: 235851 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For No
AS THE COMPANY S INDEPENDENT AUDITOR FOR THE
YEAR ENDING DECEMBER 31, 2004.
03 TO APPROVE THE AMENDED AND RESTATED DANAHER CORPORATION Management For No
1998 STOCK OPTION PLAN.
04 TO ACT UPON A SHAREHOLDER PROPOSAL REGARDING Shareholder Against No
INCLUSION OF LANGUAGE ON BOARD DIVERSITY IN THE
CHARTER OF THE NOMINATING AND GOVERNANCE COMMITTEE.
- ------------------------------------------------------------------------------------------------------------------------------------
DELUXE CORPORATION DLX Annual Meeting Date: 05/04/2004
Issuer: 248019 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT AUDITORS.
03 APPROVE THE DELUXE CORPORATION 2004 ANNUAL INCENTIVE Management For No
PLAN.
04 APPROVE AMENDMENTS TO THE DELUXE CORPORATION Management Against Yes
STOCK INCENTIVE PLAN.
05 SHAREHOLDER PROPOSAL - EXECUTIVE COMPENSATION Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. EOG Annual Meeting Date: 05/04/2004
Issuer: 26875P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For No
OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE
LLP, INDEPENDENT PUBLIC ACCOUNTANTS, AS AUDITORS FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2004.
03 TO APPROVE THE AMENDED AND RESTATED EOG RESOURCES, Management For No
INC. 1992 STOCK PLAN.
04 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management Against Yes
BE BROUGHT BEFORE THE MEETING OR ANY ADJOURNMENTS
THEREOF.
- ------------------------------------------------------------------------------------------------------------------------------------
GANNETT CO., INC. GCI Annual Meeting Date: 05/04/2004
Issuer: 364730 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY PRICEWATERHOUSECOOPERS LLP Management For No
AS THE COMPANY S AUDITORS.
03 PROPOSAL TO AMEND 2001 OMNIBUS INCENTIVE COMPENSATION Management For No
PLAN.
04 SHAREHOLDER PROPOSAL CONCERNING EXECUTIVE COMPENSATION. Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
GEORGIA-PACIFIC CORPORATION GP Annual Meeting Date: 05/04/2004
Issuer: 373298 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO AMEND THE GEORGIA-PACIFIC CORPORATION Management For No
LONG-TERM INCENTIVE PLAN TO ADD STOCK APPRECIATION
RIGHTS, KNOWN AS SARS, AS PERMITTED AWARDS UNDER
THE PLAN.
03 PROPOSAL TO APPROVE THE GEORGIA-PACIFIC CORPORATION Management For No
SHORT-TERM INCENTIVE PLAN SO THAT INCENTIVE COMPENSATION
AWARDS PAID UNDER THE PLAN WILL BE FULLY DEDUCTIBLE UNDER 162(M) OF
THE INTERNAL REVENUE CODE OF 1986, AS AMENDED.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF OUR INDEPENDENT Management For No
AUDITORS, ERNST & YOUNG LLP, AS AUDITORS FOR OUR FISCAL YEAR ENDING
JANUARY 1, 2005.
- ------------------------------------------------------------------------------------------------------------------------------------
KNIGHT-RIDDER, INC. KRI Annual Meeting Date: 05/04/2004
Issuer: 499040 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
PLUM CREEK TIMBER COMPANY, INC. PCL Annual Meeting Date: 05/04/2004
Issuer: 729251 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL REGARDING APPROVAL OF AMENDED AND RESTATED Management For No
STOCK INCENTIVE PLAN
03 PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG Management For No
AS INDEPENDENT AUDITORS
04 STOCKHOLDER PROPOSAL REGARDING ADOPTION OF CERES Shareholder Against No
PRINCIPLES
- ------------------------------------------------------------------------------------------------------------------------------------
POWER-ONE, INC. PWER Annual Meeting Date: 05/04/2004
Issuer: 739308 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO APPROVE THE ADOPTION OF THE POWER-ONE Management For No
2004 STOCK INCENTIVE PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For No
& TOUCHE LLP AS THE INDEPENDENT AUDITORS FOR
THE COMPANY.
- ------------------------------------------------------------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED DGX Annual Meeting Date: 05/04/2004
Issuer: 74834L ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
REEBOK INTERNATIONAL LTD. RBK Annual Meeting Date: 05/04/2004
Issuer: 758110 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE AMENDMENTS TO THE 2001 EQUITY INCENTIVE Management Against Yes
AND DIRECTOR DEFERRED COMPENSATION PLAN, WHICH INCLUDE THE ISSUANCE OF
UP TO 3,000,000 ADDITIONAL NEW SHARES OF COMMON STOCK.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For No
AS THE COMPANY S INDEPENDENT AUDITORS TO SERVE
FOR 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
ROBERT HALF INTERNATIONAL INC. RHI Annual Meeting Date: 05/04/2004
Issuer: 770323 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF AUDITOR. Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
SABRE HOLDINGS CORPORATION TSG Annual Meeting Date: 05/04/2004
Issuer: 785905 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT AUDITORS FOR THE YEAR 2004.
03 APPROVAL OF AN AMENDMENT TO THE EMPLOYEE STOCK Management For No
PURCHASE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
SEMPRA ENERGY SRE Annual Meeting Date: 05/04/2004
Issuer: 816851 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: MUTUAL FUNDS
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 REAPPROVAL OF LONG TERM INCENTIVE PLAN PERFORMANCE Management For No
GOALS
03 RATIFICATION OF INDEPENDENT AUDITORS Management For No
04 PROPOSAL REGARDING ANNUAL ELECTION OF DIRECTORS Shareholder For Yes
05 PROPOSAL REGARDING SHAREHOLDER RIGHTS PLAN Shareholder For Yes
06 PROPOSAL REGARDING AUDITOR SERVICES Shareholder Abstain Yes
07 PROPOSAL REGARDING INDEPENDENT CHAIRMAN OF THE Shareholder For Yes
BOARD
- ------------------------------------------------------------------------------------------------------------------------------------
SIGMA-ALDRICH CORPORATION SIAL Annual Meeting Date: 05/04/2004
Issuer: 826552 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For No
THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS
FOR 2004.
03 APPROVAL OF AMENDMENT TO THE COMPANY S CERTIFICATE Shareholder Against Yes
OF INCORPORATION TO INCREASE AUTHORIZED SHARES
OF COMMON STOCK.
- ------------------------------------------------------------------------------------------------------------------------------------
UST INC. UST Annual Meeting Date: 05/04/2004
Issuer: 902911 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY AND APPROVE ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITORS OF THE COMPANY FOR THE YEAR 2004.
03 STOCKHOLDER PROPOSAL Management For
04 STOCKHOLDER PROPOSAL Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
WATERS CORPORATION WAT Annual Meeting Date: 05/04/2004
Issuer: 941848 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For No
AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
03 TO CONSIDER AND ACT UPON ANY OTHER MATTERS WHICH Management Against Yes
MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT
THEREOF.
- ------------------------------------------------------------------------------------------------------------------------------------
AMERADA HESS CORPORATION AHC Annual Meeting Date: 05/05/2004
Issuer: 023551 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING
DECEMBER 31, 2004.
03 APPROVAL OF THE ADOPTION OF THE SECOND AMENDED Management For No
AND RESTATED 1995 LONG-TERM INCENTIVE PLAN.
04 STOCKHOLDER PROPOSAL TO ESTABLISH AN OFFICE OF Shareholder Against No
THE BOARD OF DIRECTORS FOR STOCKHOLDER COMMUNICATIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS COP Annual Meeting Date: 05/05/2004
Issuer: 20825C ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 AUTHORIZE THE 2004 OMNIBUS STOCK AND PERFORMANCE Management For No
INCENTIVE PLAN
04 OFFICER & DIRECTOR COMPENSATION Shareholder Against No
05 COMMONSENSE EXECUTIVE COMPENSATION Shareholder Against No
06 ANWR DRILLING Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
CSX CORPORATION CSX Annual Meeting Date: 05/05/2004
Issuer: 126408 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
CERTIFIED PUBLIC ACCOUNTANTS.
03 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION. Shareholder Against No
04 SHAREHOLDER PROPOSAL REGARDING POISON PILL PROVISIONS. Shareholder For Yes
05 SHAREHOLDER PROPOSAL REGARDING SEVERANCE AGREEMENTS. Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION EMC Annual Meeting Date: 05/05/2004
Issuer: 268648 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL 2 - TO APPROVE AN AMENDMENT TO EMC S Management For No
2003 STOCK PLAN TO INCREASE BY 50,000,000 THE NUMBER OF SHARES
AVAILABLE FOR GRANT UNDER SUCH PLAN, AND ALLOW AWARDS OF RESTRICTED
STOCK AND RESTRICTED STOCK UNITS TO BE GRANTED TO NON-EMPLOYEE
DIRECTORS, AS DESCRIBED IN EMC S PROXY STATEMENT.
03 PROPOSAL 3 - TO APPROVE AN AMENDMENT TO EMC S Management For No
1989 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE BY 25,000,000 THE NUMBER
OF SHARES AVAILABLE FOR GRANT UNDER SUCH PLAN, AS DESCRIBED IN EMC S
PROXY STATEMENT.
04 PROPOSAL 4 - TO RATIFY THE SELECTION BY THE AUDIT Management For No
COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP AS EMC S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2004.
05 PROPOSAL 5 - TO ACT UPON A STOCKHOLDER PROPOSAL Shareholder Against No
RELATING TO EXECUTIVE COMPENSATION, AS DESCRIBED
IN EMC S PROXY STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION GD Annual Meeting Date: 05/05/2004
Issuer: 369550 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE EQUITY COMPENSATION PLAN. Management For No
03 SHAREHOLDER PROPOSAL WITH REGARD TO POISON PILLS. Shareholder For Yes
04 SHAREHOLDER PROPOSAL WITH REGARD TO FOREIGN MILITARY Shareholder Against No
SALES.
- ------------------------------------------------------------------------------------------------------------------------------------
LEGGETT & PLATT, INCORPORATED LEG Annual Meeting Date: 05/05/2004
Issuer: 524660 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 THE RATIFICATION OF THE BOARD S APPOINTMENT OF Management For No
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2004.
03 THE APPROVAL OF AN AMENDMENT TO THE 1989 DISCOUNT Management For No
STOCK PLAN TO AUTHORIZE AN ADDITIONAL 4 MILLION
SHARES.
04 THE APPROVAL OF THE 2004 KEY OFFICERS INCENTIVE Management For No
PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
MANOR CARE, INC. HCR Annual Meeting Date: 05/05/2004
Issuer: 564055 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ADOPT AN AMENDMENT AND RESTATEMENT OF THE EQUITY Management Against Yes
INCENTIVE PLAN OF MANOR CARE, INC.
03 ADOPT AN AMENDMENT TO ARTICLE XI OF THE CERTIFICATE Management For No
OF INCORPORATION TO ELIMINATE THE CLASSIFIED
BOARD OF DIRECTORS.
04 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS AUDITORS. Management For No
05 APPROVE STOCKHOLDER PROPOSAL REGARDING EXECUTIVE Shareholder Against No
COMPENSATION.
- ------------------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. PEP Annual Meeting Date: 05/05/2004
Issuer: 713448 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF AUDITORS Management For No
03 APPROVAL OF THE 2004 EXECUTIVE INCENTIVE COMPENSATION Management For No
PLAN
04 SHAREHOLDER PROPOSAL (PROXY STATEMENT P.22) Shareholder Against No
05 SHAREHOLDER PROPOSAL (PROXY STATEMENT P.23) Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
RAYTHEON COMPANY RTN Annual Meeting Date: 05/05/2004
Issuer: 755111 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT AUDITORS Management For No
03 ETHICAL CRITERIA FOR MILITARY CONTRACTS Shareholder Against No
04 SHAREHOLDER RIGHTS PLAN Shareholder For Yes
05 ANNUAL ELECTION OF DIRECTORS Shareholder For Yes
06 MACBRIDE PRINCIPLES Shareholder Against No
07 EXPENSING STOCK OPTIONS Shareholder For Yes
08 SERP BENEFITS Shareholder Against No
09 EXECUTIVE COMPENSATION SYSTEM Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
SAFECO CORPORATION SAFC Annual Meeting Date: 05/05/2004
Issuer: 786429 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For No
SAFECO S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING 2004
03 TO APPROVE A SHAREHOLDER PROPOSAL RELATED TO Shareholder Against No
EXECUTIVE COMPENSATION
- ------------------------------------------------------------------------------------------------------------------------------------
SEALED AIR CORPORATION SEE Annual Meeting Date: 05/05/2004
Issuer: 81211K ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For No
THE INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER
31, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC. SPG Annual Meeting Date: 05/05/2004
Issuer: 828806 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT ACCOUNTANTS FOR 2004.
03 TO CONSIDER AND VOTE ON A STOCKHOLDER PROPOSAL. Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
THOMAS & BETTS CORPORATION TNB Annual Meeting Date: 05/05/2004
Issuer: 884315 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT PUBLIC Management For No
ACCOUNTANTS
03 MANAGEMENT INCENTIVE PLAN Management For No
04 EQUITY COMPENSATION PLAN Management Against Yes
05 NON EMPLOYEE DIRECTORS EQUITY COMPENSATION PLAN Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
ALLEGHENY TECHNOLOGIES INCORPORATED ATI Annual Meeting Date: 05/06/2004
Issuer: 01741R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION APC Annual Meeting Date: 05/06/2004
Issuer: 032511 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 AMENDMENT TO THE ANNUAL INCENTIVE BONUS PLAN Management For No
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No
04 STOCKHOLDER PROPOSAL - CLIMATE CHANGE Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
APACHE CORPORATION APA Annual Meeting Date: 05/06/2004
Issuer: 037411 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE STOCKHOLDER PROPOSAL RELATING TO CLIMATE Shareholder Against No
CHANGE.
- ------------------------------------------------------------------------------------------------------------------------------------
AVON PRODUCTS, INC. AVP Annual Meeting Date: 05/06/2004
Issuer: 054303 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For No
ACCOUNTANTS
03 APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE Shareholder Against Yes
OF INCORPORATION TO INCREASE AUTHORIZED SHARES
OF COMMON STOCK
04 RESOLUTION REGARDING ELIMINATION OF CLASSIFIED Shareholder For Yes
BOARD
05 RESOLUTION REGARDING REPORT ON REMOVAL OF PARABENS Shareholder Against No
06 RESOLUTION REGARDING REPORT ON REMOVAL OF DIBUTYL Shareholder Against No
PHTHALATE
- ------------------------------------------------------------------------------------------------------------------------------------
BEMIS COMPANY, INC. BMS Annual Meeting Date: 05/06/2004
Issuer: 081437 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO VOTE UPON RATIFICATION OF THE APPOINTMENT Management For No
OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS OF THE COMPANY.
03 TO ACT UPON A PROPOSAL TO AMEND THE COMPANY S Shareholder Against Yes
RESTATED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF CAPITAL STOCK FROM 250,000,000 TO 502,000,000.
- ------------------------------------------------------------------------------------------------------------------------------------
CENTURYTEL, INC. CTL Annual Meeting Date: 05/06/2004
Issuer: 156700 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For No
S INDEPENDENT AUDITOR FOR 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
DELPHI CORPORATION DPH Annual Meeting Date: 05/06/2004
Issuer: 247126 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY SELECTION OF DELOITTE & TOUCHE LLP AS Management For No
INDEPENDENT ACCOUNTANTS
03 APPROVE THE DELPHI CORPORATION ANNUAL INCENTIVE Management For No
PLAN
04 APPROVE THE DELPHI CORPORATION LONG-TERM INCENTIVE Management Against Yes
PLAN
05 STOCKHOLDER PROPOSAL RELATING TO THE REDEMPTION Shareholder For Yes
OF DELPHI S STOCKHOLDER RIGHTS PLAN
06 STOCKHOLDER PROPOSAL RELATING TO THE ANNUAL ELECTION Shareholder For Yes
OF DIRECTORS
07 STOCKHOLDER PROPOSAL RELATING TO ADOPTION OF Shareholder Against No
CODE FOR DELPHI S INTERNATIONAL OPERATIONS
- ------------------------------------------------------------------------------------------------------------------------------------
EASTMAN CHEMICAL COMPANY EMN Annual Meeting Date: 05/06/2004
Issuer: 277432 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT ACCOUNTANTS
03 ADOPTION OF STOCKHOLDER PROPOSAL TO UTILIZE RESTRICTED Shareholder Against No
SHARES IN LIEU OF STOCK OPTIONS AS EXECUTIVE
STOCK-BASED COMPENSATION
- ------------------------------------------------------------------------------------------------------------------------------------
ENGELHARD CORPORATION EC Annual Meeting Date: 05/06/2004
Issuer: 292845 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC. FCX Annual Meeting Date: 05/06/2004
Issuer: 35671D ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT AUDITORS.
03 APPROVAL OF THE PROPOSED 2004 DIRECTOR COMPENSATION Management For No
PLAN.
04 STOCKHOLDER PROPOSAL REGARDING FINANCIAL SUPPORT Shareholder Against No
OF INDONESIAN GOVERNMENT SECURITY PERSONNEL
- ------------------------------------------------------------------------------------------------------------------------------------
GREAT LAKES CHEMICAL CORPORATION GLK Annual Meeting Date: 05/06/2004
Issuer: 390568 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 SHAREHOLDER PROPOSAL RECOMMENDING THE PROMPT Shareholder Against No
SALE OF THE COMPANY TO THE HIGHEST BIDDER.
- ------------------------------------------------------------------------------------------------------------------------------------
LSI LOGIC CORPORATION LSI Annual Meeting Date: 05/06/2004
Issuer: 502161 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF AMENDMENT TO THE EMPLOYEE STOCK PURCHASE Management For No
PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON
STOCK RESERVED FOR ISSUANCE THEREUNDER BY 9,000,000.
03 APPROVAL OF AMENDMENT TO THE INTERNATIONAL EMPLOYEE Management For No
STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK RESERVED FOR ISSUANCE
THEREUNDER BY 1,000,000.
04 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management For No
THE COMPANY S INCENTIVE PLAN.
05 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT ACCOUNTANTS FOR ITS 2004 FISCAL
YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
MBIA INC. MBI Annual Meeting Date: 05/06/2004
Issuer: 55262C ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT AUDITORS.
- ------------------------------------------------------------------------------------------------------------------------------------
SUNOCO, INC. SUN Annual Meeting Date: 05/06/2004
Issuer: 86764P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
TENET HEALTHCARE CORPORATION THC Annual Meeting Date: 05/06/2004
Issuer: 88033G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For No
AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. UPS Annual Meeting Date: 05/06/2004
Issuer: 911312 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No
TOUCHE LLP, INDEPENDENT AUDITORS, AS UPS S AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY CL Annual Meeting Date: 05/07/2004
Issuer: 194162 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP Management For No
AS INDEPENDENT AUDITORS
03 REAPPROVAL OF PORTIONS OF THE COMPANY S STOCKHOLDER-APPROVED Management For No
EXECUTIVE INCENTIVE COMPENSATION PLAN
04 STOCKHOLDER PROPOSAL ON GOLDEN PARACHUTE SEVERANCE Shareholder For Yes
PAY
05 STOCKHOLDER PROPOSAL ON WORKPLACE HUMAN RIGHTS Shareholder Against No
06 STOCKHOLDER PROPOSAL ON INDEPENDENT CHAIRMAN Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
ECOLAB INC. ECL Annual Meeting Date: 05/07/2004
Issuer: 278865 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RE-APPROVE ECOLAB INC. MANAGEMENT PERFORMANCE Management For No
INCENTIVE PLAN, AS AMENDED.
03 APPROVE ECOLAB STOCK PURCHASE PLAN. Management For No
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS. Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC. ITW Annual Meeting Date: 05/07/2004
Issuer: 452308 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No
TOUCHE LLP.
- ------------------------------------------------------------------------------------------------------------------------------------
IMS HEALTH INCORPORATED RX Annual Meeting Date: 05/07/2004
Issuer: 449934 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT PUBLIC AUDITORS FOR 2004.
03 APPROVAL OF THE SHAREHOLDER PROPOSAL RELATING Shareholder For Yes
TO THE ELECTION OF EACH DIRECTOR ANNUALLY.
04 APPROVAL OF THE SHAREHOLDER PROPOSAL RELATING Shareholder For Yes
TO SHAREHOLDER INPUT REGARDING GOLDEN PARACHUTES.
- ------------------------------------------------------------------------------------------------------------------------------------
RYDER SYSTEM, INC. R Annual Meeting Date: 05/07/2004
Issuer: 783549 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF KPMG LLP AS AUDITORS. Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
STARWOOD HOTELS & RESORTS WORLDWIDE, HOT Annual Meeting Date: 05/07/2004
Issuer: 85590A ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
2004.
03 APPROVAL OF THE 2004 LONG-TERM INCENTIVE COMPENSATION Management Against Yes
PLAN.
04 APPROVAL OF AN AMENDMENT TO THE COMPANY S CHARTER Management For No
TO DECLASSIFY THE BOARD OF DIRECTORS AND PROVIDE
FOR THE ANNUAL ELECTION OF DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
TEMPLE-INLAND INC. TIN Annual Meeting Date: 05/07/2004
Issuer: 879868 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT AUDITORS OF TEMPLE-INLAND
INC. FOR THE FISCAL YEAR ENDING JANUARY 1, 2005.
- ------------------------------------------------------------------------------------------------------------------------------------
PITNEY BOWES INC. PBI Annual Meeting Date: 05/10/2004
Issuer: 724479 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For No
INDEPENDENT ACCOUNTANTS FOR 2004.
03 STOCKHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS. Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC. ZMH Annual Meeting Date: 05/10/2004
Issuer: 98956P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 STOCKHOLDER PROPOSAL RELATING TO POISON PILLS. Shareholder For Yes
03 STOCKHOLDER PROPOSAL RELATING TO AUDITOR RATIFICATION. Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
3M COMPANY MMM Annual Meeting Date: 05/11/2004
Issuer: 88579Y ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT AUDITORS Management For No
03 APPROVAL OF AN AMENDMENT TO THE CERTIFICATE OF Shareholder Against Yes
INCORPORATION TO INCREASE THE AUTHORIZED COMMON
STOCK
04 STOCKHOLDER PROPOSAL RELATING TO SEPARATION OF Shareholder For Yes
THE ROLES OF CEO AND CHAIRMAN OF THE BOARD
- ------------------------------------------------------------------------------------------------------------------------------------
ALTERA CORPORATION ALTR Annual Meeting Date: 05/11/2004
Issuer: 021441 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE AN AMENDMENT TO THE 1996 STOCK OPTION Management Against Yes
PLAN TO INCREASE BY 12,000,000 THE NUMBER OF SHARES OF COMMON STOCK
RESERVED FOR ISSUANCE UNDER THE PLAN.
03 TO APPROVE AN AMENDMENT TO THE 1987 EMPLOYEE Management For No
STOCK PURCHASE PLAN TO INCREASE BY 1,000,000
THE NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE UNDER THE PLAN.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS OUR INDEPENDENT ACCOUNTANTS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
05 TO CONSIDER A SHAREHOLDER PROPOSAL TO EXPENSE Shareholder For Yes
STOCK OPTION GRANTS ISSUED BY THE COMPANY.
- ------------------------------------------------------------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION BSX Annual Meeting Date: 05/11/2004
Issuer: 101137 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITORS.
- ------------------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL FLAVORS & FRAGRANCES I IFF Annual Meeting Date: 05/11/2004
Issuer: 459506 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: MUTUAL FUNDS
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT ACCOUNTANTS FOR THE 2004 FISCAL
YEAR
03 A SHAREHOLDER PROPOSAL RELATING TO AUDITOR INDEPENDENCE Shareholder Abstain Yes
- ------------------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY IP Annual Meeting Date: 05/11/2004
Issuer: 460146 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS THE Management For No
COMPANY S INDEPENDENT AUDITOR FOR 2004.
03 APPROVAL OF THE AMENDED LONG-TERM INCENTIVE COMPENSATION Management Against Yes
PLAN.
04 REAFFIRMATION OF THE PERFORMANCE GOALS UNDER Management For No
THE LONG-TERM INCENTIVE COMPENSATION PLAN.
05 PROPOSAL RELATING TO LIMITING COMPENSATION OF Shareholder Against No
CHIEF EXECUTIVE OFFICER.
- ------------------------------------------------------------------------------------------------------------------------------------
ITT INDUSTRIES, INC. ITT Annual Meeting Date: 05/11/2004
Issuer: 450911 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
B RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For No
A DIRECTOR Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
KERR-MCGEE CORPORATION KMG Annual Meeting Date: 05/11/2004
Issuer: 492386 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT AUDITORS FOR 2004.
03 STOCKHOLDER PROPOSAL REQUESTING ESTABLISHMENT Shareholder Against No
OF AN OFFICE OF THE BOARD OF DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN, INC. KMI Annual Meeting Date: 05/11/2004
Issuer: 49455P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 BOARD PROPOSAL TO RATIFY AND APPROVE THE SELECTION Management For No
OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
AUDITORS FOR 2004.
03 BOARD PROPOSAL TO AMEND AND RESTATE OUR KINDER Management For No
MORGAN, INC. AMENDED AND RESTATED 1999 STOCK
OPTION PLAN.
04 STOCKHOLDER PROPOSAL RELATING TO THE PREPARATION Shareholder Against No
OF A SUSTAINABILITY REPORT.
05 STOCKHOLDER PROPOSAL RELATING TO EXPENSING STOCK Shareholder For Yes
OPTIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
LOEWS CORPORATION LTR Annual Meeting Date: 05/11/2004
Issuer: 540424 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS Management For No
03 SHAREHOLDER PROPOSAL - CUMULATIVE VOTING Shareholder For Yes
04 SHAREHOLDER PROPOSAL - ENVIRONMENTAL TOBACCO SMOKE Shareholder Against No
05 SHAREHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
MASCO CORPORATION MAS Annual Meeting Date: 05/11/2004
Issuer: 574599 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO APPROVE THE MASCO CORPORATION 2004 Management For No
RESTRICTED STOCK AWARD PROGRAM.
03 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT AUDITORS FOR THE COMPANY FOR
THE YEAR 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
NISOURCE INC. NI Annual Meeting Date: 05/11/2004
Issuer: 65473P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS. Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
AUTONATION, INC. AN Annual Meeting Date: 05/12/2004
Issuer: 05329W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF KPMG LLP IS RECOMMENDED BY THE Management For No
BOARD OF DIRECTORS
- ------------------------------------------------------------------------------------------------------------------------------------
CVS CORPORATION CVS Annual Meeting Date: 05/12/2004
Issuer: 126650 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management For No
S 1997 INCENTIVE COMPENSATION PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For No
AS CVS INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING JANUARY 1, 2005.
04 STOCKHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION. Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
EASTMAN KODAK COMPANY EK Annual Meeting Date: 05/12/2004
Issuer: 277461 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF ELECTION OF INDEPENDENT ACCOUNTANTS Management For No
03 RE-APPROVAL OF MATERIAL TERMS OF THE PERFORMANCE Management For No
GOALS OF THE 2000 OMNIBUS LONG-TERM COMPENSATION
PLAN
04 SHAREHOLDER PROPOSAL REQUESTING ADOPTION OF A Shareholder Against No
CHEMICALS POLICY
05 SHAREHOLDER PROPOSAL REQUESTING LIMITS ON COMPENSATION Shareholder Against No
OF CERTAIN EXECUTIVES
- ------------------------------------------------------------------------------------------------------------------------------------
GAP, INC. GPS Annual Meeting Date: 05/12/2004
Issuer: 364760 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For No
AS INDEPENDENT AUDITORS
03 TO APPROVE THE PROPOSAL TO AMEND AND RESTATE Management For No
THE COMPANY S EXECUTIVE MANAGEMENT INCENTIVE
CASH AWARD PLAN
04 A SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
HERCULES INCORPORATED HPC Annual Meeting Date: 05/12/2004
Issuer: 427056 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF AMENDMENTS TO THE HERCULES BY-LAWS Management For No
TO PROVIDE THAT DIRECTORS BE ELECTED BY PLURALITY
VOTE
03 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For No
INDEPENDENT ACCOUNTANTS
04 APPROVAL OF AMENDMENTS TO THE HERCULES BY-LAWS Management For No
AND RESTATED CERTIFICATE OF INCORPORATION TO
REINSTATE THE RIGHTS OF THE SHAREHOLDERS TO TAKE
ACTION BY WRITTEN CONSENT AND TO CALL SPECIAL
MEETINGS
- ------------------------------------------------------------------------------------------------------------------------------------
NEWELL RUBBERMAID INC. NWL Annual Meeting Date: 05/12/2004
Issuer: 651229 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT ACCOUNTANTS FOR THE YEAR 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
PROGRESS ENERGY, INC. PGN Annual Meeting Date: 05/12/2004
Issuer: 743263 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 SHAREHOLDER PROPOSAL RELATING TO STOCK OPTIONS Shareholder Against No
FOR DIRECTORS AND CERTAIN EXECUTIVE OFFICERS
AS SET FORTH IN THE PROXY STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC. STJ Annual Meeting Date: 05/12/2004
Issuer: 790849 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For No
YOUNG LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR 2004.
03 PROPOSAL TO APPROVE THE COMPANY S MANAGEMENT Management For No
INCENTIVE COMPENSATION PLAN.
04 PROPOSAL TO INCREASE THE COMPANY S AUTHORIZED Shareholder For No
SHARES OF COMMON STOCK TO 500 MILLION SHARES.
05 SHAREHOLDER PROPOSAL TO ADOPT THE COMMONSENSE Shareholder Against No
EXECUTIVE COMPENSATION PROPOSAL.
- ------------------------------------------------------------------------------------------------------------------------------------
TRIBUNE COMPANY TRB Annual Meeting Date: 05/12/2004
Issuer: 896047 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS. Management For No
03 APPROVAL OF AMENDMENTS TO THE TRIBUNE COMPANY Management Against Yes
1997 INCENTIVE COMPENSATION PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
TUPPERWARE CORPORATION TUP Annual Meeting Date: 05/12/2004
Issuer: 899896 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 THE PROPOSAL TO RATIFY THE APPOINTMENT OF INDEPENDENT Management For No
AUDITORS
- ------------------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED UNH Annual Meeting Date: 05/12/2004
Issuer: 91324P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For No
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2004.
03 SHAREHOLDER PROPOSAL REGARDING EXPENSING OF STOCK Shareholder For Yes
OPTIONS.
04 SHAREHOLDER PROPOSAL REGARDING REPLACEMENT OF Shareholder Against No
STOCK OPTIONS WITH RESTRICTED SHARES.
- ------------------------------------------------------------------------------------------------------------------------------------
UNIVISION COMMUNICATIONS INC. UVN Annual Meeting Date: 05/12/2004
Issuer: 914906 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For No
YOUNG LLP AS INDEPENDENT AUDITORS FOR FISCAL 2004.
03 PROPOSAL TO ADOPT THE 2004 PERFORMANCE AWARD PLAN. Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
VISTEON CORPORATION VC Annual Meeting Date: 05/12/2004
Issuer: 92839U ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
FISCAL YEAR 2004.
03 APPROVE THE VISTEON CORPORATION 2004 INCENTIVE Management For No
PLAN, AS AMENDED AND RESTATED.
04 APPROVE THE VISTEON CORPORATION NON-EMPLOYEE Management For No
DIRECTOR STOCK UNIT PLAN.
05 A SHAREHOLDER PROPOSAL RELATING TO THE ADOPTION Shareholder For Yes
OF A STOCKHOLDER RIGHTS PLAN.
06 A SHAREHOLDER PROPOSAL RELATING TO THE ADOPTION Shareholder Against No
OF A CODE FOR THE COMPANY S INTERNATIONAL OPERATIONS.
07 A SHAREHOLDER PROPOSAL RELATING TO VOTING LEVERAGE. Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
ALLEGHENY ENERGY, INC. AYE Annual Meeting Date: 05/13/2004
Issuer: 017361 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: MUTUAL FUNDS
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF ELIMINATION OF CUMULATIVE VOTING Management Against Yes
IN THE ELECTION OF DIRECTORS.
03 APPROVAL OF DIRECTOR EQUITY COMPENSATION PLAN. Management For No
04 APPROVAL OF ANNUAL INCENTIVE PLAN. Management For No
05 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT AUDITORS.
06 STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Management For No
VOTE.
07 STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER INPUT Management For No
ON POISON PILLS.
08 STOCKHOLDER PROPOSAL TO ELECT EACH DIRECTOR ANNUALLY. Management For No
09 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD Shareholder For Yes
CHAIRMAN.
10 STOCKHOLDER PROPOSAL REGARDING EXPENSING STOCK Shareholder For Yes
OPTIONS.
11 STOCKHOLDER PROPOSAL REGARDING RETENTION OF Shareholder Against No
STOCK OBTAINED THROUGH OPTIONS.
12 STOCKHOLDER PROPOSAL REGARDING AUDITOR FEES. Shareholder Abstain Yes
13 STOCKHOLDER PROPOSAL REGARDING PRE-EMPTIVE RIGHTS. Shareholder Against No
14 STOCKHOLDER PROPOSAL REGARDING REINCORPORATION Shareholder Against No
IN DELAWARE.
- ------------------------------------------------------------------------------------------------------------------------------------
AMGEN INC. AMGN Annual Meeting Date: 05/13/2004
Issuer: 031162 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For No
AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE
YEAR ENDING DECEMBER 31, 2004.
3A STOCKHOLDER PROPOSAL #1 (EEO-1 REPORT). Shareholder Against No
3B STOCKHOLDER PROPOSAL #2 (STOCK OPTION EXPENSING). Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
CITRIX SYSTEMS, INC. CTXS Annual Meeting Date: 05/13/2004
Issuer: 177376 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 STOCKHOLDER PROPOSAL Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION DUK Annual Meeting Date: 05/13/2004
Issuer: 264399 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE Management For No
ENERGY S INDEPENDENT AUDITORS FOR 2004.
03 A SHAREHOLDER PROPOSAL RELATING TO DECLASSIFICATION Shareholder For Yes
OF DUKE ENERGY S BOARD OF DIRECTORS, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
- ------------------------------------------------------------------------------------------------------------------------------------
FORD MOTOR COMPANY F Annual Meeting Date: 05/13/2004
Issuer: 345370 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF SELECTION OF INDEPENDENT PUBLIC Management For No
ACCOUNTANTS
03 RELATING TO DISCLOSURE OF OFFICERS COMPENSATION Shareholder Against No
04 RELATING TO ESTABLISHING A COMMITTEE OF THE BOARD Shareholder Against No
OF DIRECTORS TO EVALUATE ANY CONFLICT OF INTEREST
05 RELATING TO TERMINATING CERTAIN FORMS OF COMPENSATION Shareholder Against No
FOR NAMED EXECUTIVES
06 RELATING TO LIMITING THE NUMBER OF EMPLOYEES Shareholder Against No
APPOINTED AS DIRECTORS
07 RELATING TO THE COMPANY REPORTING ON GREENHOUSE Shareholder Against No
GAS EMISSIONS
- ------------------------------------------------------------------------------------------------------------------------------------
JANUS CAPITAL GROUP INC. JNS Annual Meeting Date: 05/13/2004
Issuer: 47102X ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVE THE APPOINTMENT OF DELOITTE & TOUCHE Management For No
LLP AS INDEPENDENT ACCOUNTANTS.
- ------------------------------------------------------------------------------------------------------------------------------------
KEYCORP KEY Annual Meeting Date: 05/13/2004
Issuer: 493267 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE KEYCORP 2004 EQUITY COMPENSATION Management Against Yes
PLAN.
03 APPROVAL OF THE KEYCORP ANNUAL PERFORMANCE PLAN. Management For No
04 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For No
AUDITORS.
- ------------------------------------------------------------------------------------------------------------------------------------
LINCOLN NATIONAL CORPORATION LNC Annual Meeting Date: 05/13/2004
Issuer: 534187 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE OR DISAPPROVE A DEFERRED COMPENSATION Management For No
PLAN FOR NON-EMPLOYEE DIRECTORS
- ------------------------------------------------------------------------------------------------------------------------------------
MATTEL, INC. MAT Annual Meeting Date: 05/13/2004
Issuer: 577081 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: MUTUAL FUNDS
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For No
LLP AS MATTEL S INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2004.
03 STOCKHOLDER PROPOSAL REGARDING MANAGEMENT COMPENSATION. Shareholder Against No
04 STOCKHOLDER PROPOSAL REGARDING SERVICES PERFORMED Shareholder Abstain Yes
BY INDEPENDENT AUDITORS.
- ------------------------------------------------------------------------------------------------------------------------------------
MAYTAG CORPORATION MYG Annual Meeting Date: 05/13/2004
Issuer: 578592 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 THE RATIFICATION OF THE SELECTION OF ERNST & Management For No
YOUNG LLP AS INDEPENDENT AUDITOR FOR 2004.
03 APPROVAL OF THE AMENDED AND RESTATED MAYTAG EMPLOYEE Management For No
DISCOUNT STOCK PURCHASE PLAN.
04 APPROVAL OF A COMPANY PROPOSAL TO REPEAL ARTICLE Management For No
ELEVENTH OF MAYTAG S RESTATED CERTIFICATE OF INCORPORATION.
05 THE PROPOSAL OF A STOCKHOLDER CONCERNING THE Shareholder For Yes
CLASSIFICATION OF THE BOARD OF DIRECTORS.
06 THE PROPOSAL OF A STOCKHOLDER CONCERNING ADOPTION Shareholder For Yes
OF POISON PILL PROVISIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
MGIC INVESTMENT CORPORATION MTG Annual Meeting Date: 05/13/2004
Issuer: 552848 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS THE INDEPENDENT ACCOUNTANTS OF THE CORPORATION.
- ------------------------------------------------------------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION NSC Annual Meeting Date: 05/13/2004
Issuer: 655844 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP, Management For No
INDEPENDENT PUBLIC ACCOUNTANTS, AS AUDITORS.
- ------------------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION NUE Annual Meeting Date: 05/13/2004
Issuer: 670346 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS NUCOR S INDEPENDENT AUDITORS FOR THE YEAR
ENDING DECEMBER 31, 2004
- ------------------------------------------------------------------------------------------------------------------------------------
PROVIDIAN FINANCIAL CORPORATION PVN Annual Meeting Date: 05/13/2004
Issuer: 74406A ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
PULTE HOMES, INC. PHM Annual Meeting Date: 05/13/2004
Issuer: 745867 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 A PROPOSAL TO ADOPT THE PULTE HOMES, INC. 2004 Management For No
STOCK INCENTIVE PLAN.
03 A PROPOSAL BY A SHAREHOLDER REQUESTING THAT PULTE Shareholder For Yes
HOMES, INC. ADOPT A POLICY THAT THE SELECTION
OF ITS INDEPENDENT AUDITOR BE SUBMITTED TO THE SHAREHOLDERS FOR
RATIFICATION AT ANNUAL MEETINGS.
- ------------------------------------------------------------------------------------------------------------------------------------
SEARS, ROEBUCK AND CO. S Annual Meeting Date: 05/13/2004
Issuer: 812387 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For No
AUDITORS FOR THE YEAR 2004.
03 SHAREHOLDER PROPOSAL REGARDING CLASSIFIED BOARD. Shareholder For Yes
04 SHAREHOLDER PROPOSAL REGARDING POISON PILLS. Shareholder For Yes
05 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTE Shareholder Against No
SHAREHOLDER COMMITTEE.
- ------------------------------------------------------------------------------------------------------------------------------------
SLM CORPORATION SLM Annual Meeting Date: 05/13/2004
Issuer: 78442P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ADOPT THE SLM CORPORATION INCENTIVE PLAN. Management For No
03 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS THE CORPORATION S INDEPENDENT AUDITORS.
- ------------------------------------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY DOW Annual Meeting Date: 05/13/2004
Issuer: 260543 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No
TOUCHE LLP AS DOW S INDEPENDENT AUDITORS FOR 2004.
03 AMENDMENT OF THE RESTATED CERTIFICATE OF INCORPORATION Management For No
FOR THE ANNUAL ELECTION OF DIRECTORS.
04 STOCKHOLDER PROPOSAL ON BHOPAL. Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
TRANSOCEAN INC. RIG Annual Meeting Date: 05/13/2004
Issuer: G90078 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE AMENDMENT OF OUR LONG-TERM INCENTIVE Management Against Yes
PLAN AS DESCRIBED IN THE PROXY STATEMENT.
03 APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG Management For No
LLP TO SERVE AS INDEPENDENT AUDITORS.
- ------------------------------------------------------------------------------------------------------------------------------------
UNUMPROVIDENT CORPORATION UNM Annual Meeting Date: 05/13/2004
Issuer: 91529Y ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF MANAGEMENT INCENTIVE COMPENSATION Management For No
PLAN OF 2004
03 APPROVAL OF AMENDED AND RESTATED EMPLOYEE STOCK Management For No
PURCHASE PLAN
04 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY Management For No
S INDEPENDENT AUDITORS
05 STOCKHOLDER PROPOSAL RE: AMENDMENT TO BYLAWS Shareholder Against No
REQUIRING ELECTION OF DIRECTORS BY MAJORITY INSTEAD
OF PLURALITY VOTE
06 STOCKHOLDER PROPOSAL RE: ESTABLISHMENT OF OFFICE Shareholder Against No
OF BOARD OF DIRECTORS TO ENABLE DIRECT COMMUNICATIONS
ON CORPORATE GOVERNANCE MATTERS
- ------------------------------------------------------------------------------------------------------------------------------------
ENTERGY CORPORATION ETR Annual Meeting Date: 05/14/2004
Issuer: 29364G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF EXTERNAL AUDITORS. Management For No
03 STOCKHOLDER PROPOSAL REGARDING LIMITING BENEFITS Management For Yes
PAYABLE UNDER SEVERANCE AGREEMENTS.
04 STOCKHOLDER PROPOSAL REGARDING CUMULATIVE VOTING. Shareholder Against No
05 STOCKHOLDER PROPOSAL REGARDING COMPENSATION FOR Shareholder Against No
THE TOP FIVE EXECUTIVES.
- ------------------------------------------------------------------------------------------------------------------------------------
J. C. PENNEY COMPANY, INC. JCP Annual Meeting Date: 05/14/2004
Issuer: 708160 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF AUDITORS. Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
OFFICE DEPOT, INC. ODP Annual Meeting Date: 05/14/2004
Issuer: 676220 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 AMENDMENT OF COMPANY S LONG-TERM EQUITY INCENTIVE Management For No
PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED
FOR ISSUANCE UNDER THE PLAN BY 15,000,000 SHARES.
03 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For No
LLP AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS.
- ------------------------------------------------------------------------------------------------------------------------------------
PACTIV CORP. PTV Annual Meeting Date: 05/14/2004
Issuer: 695257 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For No
INDEPENDENT PUBLIC ACCOUNTANTS
- ------------------------------------------------------------------------------------------------------------------------------------
PMC-SIERRA, INC. PMCS Annual Meeting Date: 05/14/2004
Issuer: 69344F ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For No
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE 2004 FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
SUNGARD DATA SYSTEMS INC. SDS Annual Meeting Date: 05/14/2004
Issuer: 867363 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
2004.
- ------------------------------------------------------------------------------------------------------------------------------------
VULCAN MATERIALS COMPANY VMC Annual Meeting Date: 05/14/2004
Issuer: 929160 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF RESTRICTED STOCK PLAN FOR NONEMPLOYEE Management For No
DIRECTORS.
03 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For No
AUDITORS FOR THE YEAR 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. WMI Annual Meeting Date: 05/14/2004
Issuer: 94106L ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For No
YOUNG LLP AS THE INDEPENDENT AUDITORS FOR 2004.
03 TO VOTE ON A PROPOSAL TO APPROVE OUR 2004 STOCK Management Against Yes
INCENTIVE PLAN.
04 TO VOTE ON A PROPOSAL TO APPROVE OUR 2005 ANNUAL Management For No
INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
ANTHEM, INC. ATH Annual Meeting Date: 05/17/2004
Issuer: 03674B ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED EDISON, INC. ED Annual Meeting Date: 05/17/2004
Issuer: 209115 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS. Management For No
03 APPROVAL OF STOCK PURCHASE PLAN. Management Against Yes
04 ADDITIONAL COMPENSATION INFORMATION. Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
DILLARD'S, INC. DDS Annual Meeting Date: 05/17/2004
Issuer: 254067 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For No
OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT PUBLIC
ACCOUNTANTS OF THE COMPANY FOR 2004.
03 STOCKHOLDER PROPOSAL CONCERNING GLOBAL HUMAN Shareholder Against No
RIGHTS STANDARDS.
- ------------------------------------------------------------------------------------------------------------------------------------
LIMITED BRANDS, INC. LTD Annual Meeting Date: 05/17/2004
Issuer: 532716 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO ADOPT THE 2004 RESTATEMENT OF THE 1993 STOCK Management Against Yes
OPTION AND PERFORMANCE INCENTIVE PLAN (AS AMENDED
AND RESTATED, THE STOCK PLAN ) TO INCREASE THE NUMBER OF SHARES OF
COMMON STOCK ISSUABLE UNDER THE PREDECESSOR TO THE STOCK PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION SCH Annual Meeting Date: 05/17/2004
Issuer: 808513 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE 2004 STOCK INCENTIVE PLAN. Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
WATSON PHARMACEUTICALS, INC. WPI Annual Meeting Date: 05/17/2004
Issuer: 942683 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT AUDITOR FOR THE 2004 FISCAL
YEAR.
03 STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
BIG LOTS, INC. BLI Annual Meeting Date: 05/18/2004
Issuer: 089302 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
CITIZENS COMMUNICATIONS COMPANY CZN Annual Meeting Date: 05/18/2004
Issuer: 17453B ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVE THE RATIFICATION OF KPMG LLP AS OUR INDEPENDENT Management For No
PUBLIC ACCOUNTANTS FOR 2004.
03 STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD Shareholder For Yes
OF DIRECTORS ADOPT A FORMAL WRITTEN POLICY THAT
WOULD REQUIRE STOCKHOLDER APPROVAL OF FUTURE
SEVERANCE AGREEMENTS WITH SENIOR EXECUTIVES.
- ------------------------------------------------------------------------------------------------------------------------------------
COMERICA INCORPORATED CMA Annual Meeting Date: 05/18/2004
Issuer: 200340 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL AND RATIFICATION OF THE COMERICA INCORPORATED Management For No
AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN
03 APPROVAL OF THE COMERICA INCORPORATED INCENTIVE Management For No
PLAN FOR NON- EMPLOYEE DIRECTORS
04 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT AUDITORS
- ------------------------------------------------------------------------------------------------------------------------------------
FIRSTENERGY CORP. FE Annual Meeting Date: 05/18/2004
Issuer: 337932 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF AUDITOR Management For No
03 APPROVAL OF AMENDMENTS TO THE CODE OF REGULATIONS Management For No
TO DECLASSIFY THE BOARD OF DIRECTORS
04 APPROVAL OF AMENDMENTS TO THE ARTICLES OF INCORPORATION Management For No
AND CODE OF REGULATIONS TO CHANGE CERTAIN VOTING
REQUIREMENTS
05 APPROVAL OF EXISTING EXECUTIVE DEFERRED COMPENSATION Management For No
PLAN
06 APPROVAL OF EXISTING DIRECTOR DEFERRED COMPENSATION Management For No
PLAN
07 SHAREHOLDER PROPOSAL Shareholder For Yes
08 SHAREHOLDER PROPOSAL Shareholder For Yes
09 SHAREHOLDER PROPOSAL Shareholder Against No
10 SHAREHOLDER PROPOSAL Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
GUIDANT CORPORATION GDT Annual Meeting Date: 05/18/2004
Issuer: 401698 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT AUDITORS FOR 2004.
03 PROPOSAL BY SHAREHOLDER THAT THE BOARD ADOPT Shareholder For Yes
A POLICY OF EXPENSING IN THE COMPANY S ANNUAL
INCOME STATEMENT THE COST OF ALL FUTURE STOCK
OPTIONS ISSUED BY THE COMPANY.
- ------------------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION NOC Annual Meeting Date: 05/18/2004
Issuer: 666807 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For No
& TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITOR.
03 SHAREHOLDER PROPOSAL REGARDING CRITERIA FOR MILITARY Shareholder Against No
CONTRACTS.
04 SHAREHOLDER PROPOSAL REGARDING THE CLASSIFIED Shareholder For Yes
BOARD.
- ------------------------------------------------------------------------------------------------------------------------------------
PRINCIPAL FINANCIAL GROUP, INC. PFG Annual Meeting Date: 05/18/2004
Issuer: 74251V ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF AUDITORS Management For No
03 APPROVAL OF ANNUAL INCENTIVE PLAN Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
PROLOGIS PLD Annual Meeting Date: 05/18/2004
Issuer: 743410 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF AMENDED AND RESTATED 2000 SHARE OPTION Management For No
PLAN FOR OUTSIDE TRUSTEES.
03 APPROVAL OF APPOINTMENT OF INDEPENDENT AUDITORS Management For No
FOR 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION ALL Annual Meeting Date: 05/18/2004
Issuer: 020002 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For No
AUDITORS FOR 2004.
03 APPROVAL OF MATERIAL TERMS OF ANNUAL COVERED Management For No
EMPLOYEE INCENTIVE COMPENSATION PLAN.
04 APPROVAL OF MATERIAL TERMS OF LONG-TERM EXECUTIVE Management For No
INCENTIVE COMPENSATION PLAN.
05 PROVIDE CUMULATIVE VOTING FOR BOARD OF DIRECTORS. Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
THE INTERPUBLIC GROUP OF COMPANIES, IPG Annual Meeting Date: 05/18/2004
Issuer: 460690 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF 2004 PERFORMANCE INCENTIVE PLAN. Management Against Yes
03 APPROVAL OF THE INTERPUBLIC NON-MANAGEMENT DIRECTORS Management For No
STOCK INCENTIVE PLAN.
04 CONFIRMATION OF PRICEWATERHOUSECOOPERS AS INDEPENDENT Management For No
AUDITORS FOR 2004.
05 APPROVAL OF PROPOSED SHAREHOLDER RESOLUTION ON Shareholder Against No
NORTHERN IRELAND.
- ------------------------------------------------------------------------------------------------------------------------------------
THERMO ELECTRON CORPORATION TMO Annual Meeting Date: 05/18/2004
Issuer: 883556 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. Management For No
03 STOCKHOLDER PROPOSAL REGARDING PERFORMANCE AND Shareholder Against No
TIME-BASED RESTRICTED STOCK.
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. AIG Annual Meeting Date: 05/19/2004
Issuer: 026874 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ADOPT CHIEF EXECUTIVE OFFICER ANNUAL COMPENSATION Management For No
PLAN
03 ADOPT A DIRECTOR STOCK PLAN Management For No
04 RATIFICATION OF INDEPENDENT ACCOUNTANTS Management For No
05 SHAREHOLDER PROPOSAL I DESCRIBED IN THE PROXY Shareholder Against No
STATEMENT
06 SHAREHOLDER PROPOSAL II DESCRIBED IN THE PROXY Shareholder Against No
STATEMENT
07 SHAREHOLDER PROPOSAL III DESCRIBED IN THE PROXY Shareholder Against No
STATEMENT
- ------------------------------------------------------------------------------------------------------------------------------------
AT&T CORP. T Annual Meeting Date: 05/19/2004
Issuer: 001957 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTORS Management For No
02 RATIFICATION OF AUDITORS Management For No
03 APPROVE THE AT&T 2004 LONG TERM INCENTIVE PROGRAM Management Against Yes
04 TERM LIMITS FOR OUTSIDE DIRECTORS Shareholder Against No
05 POISON PILL Shareholder For Yes
06 SEPARATE THE CHAIR AND CEO POSITION Shareholder For Yes
07 EXECUTIVE COMPENSATION Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
AT&T WIRELESS SERVICES, INC. AWE Annual Meeting Date: 05/19/2004
Issuer: 00209A ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For No
DATED AS OF FEBRUARY 17, 2004, BY AND AMONG AT&T
WIRELESS SERVICES, INC., CINGULAR WIRELESS CORPORATION,
CINGULAR WIRELESS LLC, AND SOLELY WITH RESPECT
TO SECTION 5.3, 6.1(B) AND ARTICLE IX OF THE
AGREEMENT AND PLAN OF MERGER, SBC COMMUNICATIONS
INC. AND BELLSOUTH CORPORATION.
02 DIRECTOR Management For No
03 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS OUR INDEPENDENT AUDITORS.
04 VOTE ON SHAREHOLDER PROPOSAL ON EXECUTIVE COMPENSATION Shareholder Against No
PROGRAM.
05 VOTE ON SHAREHOLDER PROPOSAL ON DISCONTINUING Shareholder Against No
CERTAIN EXECUTIVE COMPENSATION.
06 VOTE ON SHAREHOLDER PROPOSAL ON VOTE REQUIREMENT Shareholder Against No
FOR DIRECTOR ELECTIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
EQUITY OFFICE PROPERTIES TRUST EOP Annual Meeting Date: 05/19/2004
Issuer: 294741 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE AUDIT COMMITTEE S APPOINTMENT Management For No
OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS.
- ------------------------------------------------------------------------------------------------------------------------------------
FIRST DATA CORPORATION FDC Annual Meeting Date: 05/19/2004
Issuer: 319963 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 THE RATIFICATION OF THE SELECTION OF ERNST & Management For No
YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY HAL Annual Meeting Date: 05/19/2004
Issuer: 406216 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO AMEND HALLIBURTON S CERTIFICATE OF Management For No
INCORPORATION.
03 STOCKHOLDER PROPOSAL ON OPERATIONS IN IRAN. Shareholder Against No
04 STOCKHOLDER PROPOSAL ON DIRECTOR ELECTION VOTE Shareholder Against No
THRESHOLD.
05 STOCKHOLDER PROPOSAL TO SEPARATE CHAIRMAN/CEO. Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION INTC Annual Meeting Date: 05/19/2004
Issuer: 458140 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS Management For No
03 APPROVAL OF THE 2004 EQUITY INCENTIVE PLAN Management For No
04 STOCKHOLDER PROPOSAL REQUESTING THE EXPENSING Shareholder For Yes
OF STOCK OPTIONS
05 STOCKHOLDER PROPOSAL REQUESTING THE USE OF PERFORMANCE-VESTING Shareholder Against No
STOCK
06 STOCKHOLDER PROPOSAL REQUESTING THE USE OF PERFORMANCE-BASED Shareholder For Yes
STOCK OPTIONS
- ------------------------------------------------------------------------------------------------------------------------------------
JONES APPAREL GROUP, INC. JNY Annual Meeting Date: 05/19/2004
Issuer: 480074 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF BDO SEIDMAN, LLP AS THE INDEPENDENT Management For No
AUDITORS OF THE CORPORATION FOR 2004.
03 APPROVAL OF AMENDMENTS TO THE 1999 STOCK INCENTIVE Management For No
PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
MERCURY INTERACTIVE CORPORATION MERQ Annual Meeting Date: 05/19/2004
Issuer: 589405 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY AND APPROVE AN AMENDMENT TO MERCURY S Shareholder Against Yes
RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED
NUMBER OF SHARES OF MERCURY COMMON STOCK TO 560,000,000 SHARES.
03 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
PINNACLE WEST CAPITAL CORPORATION PNW Annual Meeting Date: 05/19/2004
Issuer: 723484 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS THE Management For No
COMPANY S INDEPENDENT AUDITOR FOR FISCAL YEAR
ENDING DECEMBER 31, 2004
03 VOTE ON SHAREHOLDER PROPOSAL Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO. LUV Annual Meeting Date: 05/19/2004
Issuer: 844741 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF SELECTION OF AUDITOR (ITEM 2) Management For No
ON PAGE 19 OF THE PROXY STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION TGT Annual Meeting Date: 05/19/2004
Issuer: 87612E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITORS.
03 APPROVAL OF THE TARGET CORPORATION LONG-TERM Management For No
INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
DYNEGY INC. DYN Annual Meeting Date: 05/20/2004
Issuer: 26816Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO APPROVE THE CONVERTIBILITY OF THE Shareholder For No
SERIES C CONVERTIBLE PREFERRED STOCK DUE 2033
INTO CLASS B COMMOM STOCK.
03 PROPOSAL TO APPROVE POTENTIAL ISSUANCES OF CLASS Shareholder For No
B COMMON STOCK THAT MAY OCCUR THROUGH MAY 2009
UPON THE EXERCISE OF PREEMPTIVE RIGHTS PREVIOUSLY
GRANTED TO CUSA.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT AUDITORS FOR DYNEGY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004.
05 SHAREHOLDER PROPOSAL REGARDING PERFORMANCE-BASED Shareholder For Yes
EQUITY COMPENSATION.
06 SHAREHOLDER PROPOSAL REGARDING PERFORMANCE AND Shareholder Against No
TIME-BASED RESTRICTED SHARES.
- ------------------------------------------------------------------------------------------------------------------------------------
EDISON INTERNATIONAL EIX Annual Meeting Date: 05/20/2004
Issuer: 281020 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 SHAREHOLDER PROPOSAL ON SHAREHOLDER RIGHTS AGREEMENT. Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
GATEWAY, INC. GTW Annual Meeting Date: 05/20/2004
Issuer: 367626 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No
TOUCHE LLP AS GATEWAY S INDEPENDENT ACCOUNTANTS.
03 STOCKHOLDER PROPOSAL TO REQUIRE POLITICAL CONTRIBUTION Shareholder Against No
DISCLOSURES.
04 STOCKHOLDER PROPOSAL TO REQUIRE A MAJORITY VOTE Shareholder Against No
FOR THE ELECTION OF DIRECTORS.
05 STOCKHOLDER PROPOSAL SEEKING BOARD DIVERSITY. Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
HASBRO, INC. HAS Annual Meeting Date: 05/20/2004
Issuer: 418056 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF 2004 SENIOR MANAGEMENT ANNUAL PERFORMANCE Management For No
PLAN.
03 RATIFICATION OF KPMG LLP AS THE COMPANY S INDEPENDENT Management For No
AUDITOR FOR THE 2004 FISCAL YEAR.
04 SHAREHOLDER PROPOSAL HASBRO - GLOBAL HUMAN RIGHTS Shareholder Against No
STANDARDS.
- ------------------------------------------------------------------------------------------------------------------------------------
KEYSPAN CORPORATION KSE Annual Meeting Date: 05/20/2004
Issuer: 49337W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For No
PUBLIC ACCOUNTANTS.
03 SHAREHOLDER PROPOSAL ON SHAREHOLDER RIGHTS PLAN. Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
LIZ CLAIBORNE, INC. LIZ Annual Meeting Date: 05/20/2004
Issuer: 539320 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No
TOUCHE LLP AS INDEPENDENT AUDITORS FOR FISCAL
2004.
- ------------------------------------------------------------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC. MMC Annual Meeting Date: 05/20/2004
Issuer: 571748 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For No
AUDITORS FOR 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION MCD Annual Meeting Date: 05/20/2004
Issuer: 580135 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF AUDITORS Management For No
03 APPROVAL OF MCDONALD S CORPORATION AMENDED AND Management Against Yes
RESTATED 2001 OMNIBUS STOCK OWNERSHIP PLAN
04 APPROVAL OF MCDONALD S CORPORATION 2004 CASH Management For No
INCENTIVE PLAN
- ------------------------------------------------------------------------------------------------------------------------------------
MEDIMMUNE, INC. MEDI Annual Meeting Date: 05/20/2004
Issuer: 584699 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE THE 2004 STOCK INCENTIVE PLAN Management Against Yes
03 TO APPROVE AND RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT AUDITORS FOR 2004
- ------------------------------------------------------------------------------------------------------------------------------------
RADIOSHACK CORPORATION RSH Annual Meeting Date: 05/20/2004
Issuer: 750438 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE RADIOSHACK 2004 DEFERRED STOCK Management Against Yes
UNIT PLAN FOR NON-EMPLOYEE DIRECTORS.
03 APPROVAL OF THE RADIOSHACK 2004 ANNUAL AND LONG-TERM Management For No
INCENTIVE COMPENSATION PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
SAFEWAY INC. SWY Annual Meeting Date: 05/20/2004
Issuer: 786514 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Yes
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For No
AUDITORS FOR FISCAL YEAR 2004.
03 APPROVAL OF AND AMENDMENT TO THE RESTATED CERTIFICATE Management For No
OF INCORPORATION TO ELIMINATE THE CLASSIFICATION
OF THE BOARD OF DIRECTORS.
04 APPROVAL OF STOCK OPTION EXCHANGE PROGRAM FOR Management Against Yes
EMPLOYEES (EXCLUDING EXECUTIVE OFFICERS) PROVIDING FOR THE EXCHANGE OF
OPTIONS PREVIOUSLY GRANTED UNDER THE 1999 AMENDED AND RESTATED EQUITY
PARTICIPATION PLAN OF SAFEWAY INC. THE BOARD OF DIRECTORS RECOMMENDS A
VOTE AGAINST STOCKHOLDER PROPOSALS 5, 6, 7, 8, 9 AND 10.
05 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT DIRECTOR Shareholder For Yes
AS CHAIRMAN OF THE BOARD.
06 STOCKHOLDER PROPOSAL REGARDING CUMULATIVE VOTING. Shareholder For Yes
07 STOCKHOLDER PROPOSAL REGARDING REPORT ON IMPACT Shareholder Against No
OF GENETICALLY ENGINEERED FOOD.
08 STOCKHOLDER PROPOSAL REGARDING SUSTAINABILITY Shareholder Against No
REPORT.
09 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTION Shareholder Against No
AND PARTICIPATION REPORT.
10 STOCKHOLDER PROPOSAL REGARDING EXPENSING STOCK Shareholder For Yes
OPTIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
THE GILLETTE COMPANY G Annual Meeting Date: 05/20/2004
Issuer: 375766 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: MUTUAL FUNDS
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF AUDITOR. Management For No
03 APPROVAL OF THE 2004 LONG-TERM INCENTIVE PLAN. Management For No
05 SHAREHOLDER PROPOSAL TO LIMIT SERVICES PROVIDED Shareholder Abstain Yes
BY THE AUDITOR.
06 SHAREHOLDER PROPOSAL TO EXPENSE STOCK OPTIONS. Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SVCS GROUP, I HIG Annual Meeting Date: 05/20/2004
Issuer: 416515 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No
TOUCHE LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004.
03 PROPOSAL BY SHAREHOLDER RELATING TO EXECUTIVE Shareholder Against No
COMPENSATION.
- ------------------------------------------------------------------------------------------------------------------------------------
TIFFANY & CO. TIF Annual Meeting Date: 05/20/2004
Issuer: 886547 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT AUDITORS OF THE COMPANY S
FISCAL 2004 FINANCIAL STATEMENTS.
- ------------------------------------------------------------------------------------------------------------------------------------
WILLIAMS COMPANIES, INC. WMB Annual Meeting Date: 05/20/2004
Issuer: 969457 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS Management For No
FOR 2004.
03 STOCKHOLDER PROPOSAL ON PERFORMANCE AND TIME Shareholder Against No
BASED RESTRICTED SHARES.
- ------------------------------------------------------------------------------------------------------------------------------------
XCEL ENERGY INC. XEL Annual Meeting Date: 05/20/2004
Issuer: 98389B ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO AMEND OUR BYLAWS TO ELIMINATE THE CLASSIFICATION Management For No
OF THE BOARD OF DIRECTORS.
02 DIRECTOR Management For No
03 TO APPROVE THE STOCK EQUIVALENT PLAN FOR NON-EMPLOYEE Management For No
DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
XEROX CORPORATION XRX Annual Meeting Date: 05/20/2004
Issuer: 984121 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF AUDITORS. Management For No
03 ADOPT THE 2004 PERFORMANCE INCENTIVE PLAN. Management Against Yes
04 ADOPT THE 2004 EQUITY COMPENSATION PLAN FOR NON-EMPLOYEE Management Against Yes
DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
YUM] BRANDS, INC. YUM Annual Meeting Date: 05/20/2004
Issuer: 988498 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE PROPOSAL TO APPROVE THE COMPANY Management For No
S EXECUTIVE INCENTIVE COMPENSATION PLAN (PAGE
18 OF PROXY)
03 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 20 Management For No
OF PROXY)
04 SHAREHOLDER PROPOSAL RELATING TO SMOKE-FREE FACILITIES Shareholder Against No
(PAGE 21 OF PROXY)
05 SHAREHOLDER PROPOSAL RELATING TO A SUSTAINABILITY Shareholder Against No
REPORT (PAGE 23 OF PROXY)
06 SHAREHOLDER PROPOSAL RELATING TO THE MACBRIDE Shareholder Against No
PRINCIPLES (PAGE 26 OF PROXY)
07 SHAREHOLDER PROPOSAL RELATING TO A GENETICALLY Shareholder Against No
ENGINEERED FOOD REPORT (PAGE 28 OF PROXY)
08 SHAREHOLDER PROPOSAL RELATING TO AN ANIMAL WELFARE Shareholder Against No
STANDARDS REPORT (PAGE 31 OF PROXY)
- ------------------------------------------------------------------------------------------------------------------------------------
ALLIED WASTE INDUSTRIES, INC. AW Annual Meeting Date: 05/21/2004
Issuer: 019589 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY PRICEWATERHOUSECOOPERS LLP Management For No
AS THE COMPANY S INDEPENDENT AUDITOR FOR FISCAL
YEAR 2004.
03 PROPOSAL TO EXPENSE THE COSTS OF ALL FUTURE STOCK Shareholder For Yes
OPTIONS ISSUED BY THE COMPANY IN THE COMPANY
S ANNUAL INCOME STATEMENT.
04 PROPOSAL THAT THE COMPANY DISCLOSE THE EFFECTS Shareholder Against No
OF EFFORTS TO OPPOSE PRIVATIZATION ON ITS BUSINESS
STRATEGY.
- ------------------------------------------------------------------------------------------------------------------------------------
AON CORPORATION AOC Annual Meeting Date: 05/21/2004
Issuer: 037389 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For No
LLP AS AON S INDEPENDENT AUDITORS.
- ------------------------------------------------------------------------------------------------------------------------------------
CONSTELLATION ENERGY GROUP, INC. CEG Annual Meeting Date: 05/21/2004
Issuer: 210371 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For No
INDEPENDENT AUDITORS FOR 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
FEDERATED DEPARTMENT STORES, INC. FD Annual Meeting Date: 05/21/2004
Issuer: 31410H ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS FEDERATED Management For No
S INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR
ENDING JANUARY 29, 2005.
03 TO AMEND FEDERATED S 1995 EXECUTIVE EQUITY INCENTIVE Management Against Yes
PLAN TO INCREASE THE NUMBER OF SHARES OF FEDERATED
S COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE
PLAN.
04 TO ACT UPON A STOCKHOLDER PROPOSAL TO TAKE THE Shareholder For Yes
NECESSARY STEPS TO ADOPT A SYSTEM FOR THE ANNUAL
ELECTION OF ALL OF FEDERATED S DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
FPL GROUP, INC. FPL Annual Meeting Date: 05/21/2004
Issuer: 302571 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No
TOUCHE LLP AS AUDITORS.
03 APPROVAL OF THE AMENDED AND RESTATED LONG TERM Management For No
INCENTIVE PLAN, IN AN AMENDED FORM.
04 APPROVAL OF THE ANNUAL INCENTIVE PLAN AS REQUIRED Management For No
BY THE INTERNAL REVENUE CODE.
05 APPROVAL OF THE PERFORMANCE-BASED AWARDS PROVISIONS Management For No
OF THE AMENDED AND RESTATED LONG TERM INCENTIVE
PLAN AS REQUIRED BY THE INTERNAL REVENUE CODE.
06 APPROVAL OF AN AMENDMENT TO THE RESTATED ARTICLES Shareholder For No
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK.
- ------------------------------------------------------------------------------------------------------------------------------------
THE MAY DEPARTMENT STORES COMPANY MAY Annual Meeting Date: 05/21/2004
Issuer: 577778 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
A DIRECTOR Management For No
B RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For No
ACCOUNTANTS.
C PROPOSAL TO AMEND MAY S EXECUTIVE INCENTIVE COMPENSATION Management For No
PLAN FOR CORPORATE EXECUTIVES.
D PROPOSAL TO AMEND MAY S 1994 STOCK INCENTIVE PLAN. Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Annual Meeting Date: 05/21/2004
Issuer: 887317 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF AUDITORS. Management For No
03 STOCKHOLDER PROPOSAL REGARDING CHINA BUSINESS Shareholder Against No
PRINCIPLES.
04 STOCKHOLDER PROPOSAL REGARDING REPORT ON PAY DISPARITY. Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
TXU CORP. TXU Annual Meeting Date: 05/21/2004
Issuer: 873168 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF AUDITORS - DELOITTE & TOUCHE LLP Management For No
03 SHAREHOLDER PROPOSAL RELATED TO OFFICERS SALES Shareholder Against No
OF RESTRICTED STOCK
- ------------------------------------------------------------------------------------------------------------------------------------
YAHOO] INC. YHOO Annual Meeting Date: 05/21/2004
Issuer: 984332 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 AMENDMENT OF THE AMENDED AND RESTATED 1996 EMPLOYEE Management For No
STOCK PURCHASE PLAN.
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For No
04 STOCKHOLDER PROPOSAL REGARDING EXPENSING OF OPTIONS. Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
UNOCAL CORPORATION UCL Annual Meeting Date: 05/24/2004
Issuer: 915289 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT AUDITORS
03 APPROVAL OF THE 2004 MANAGEMENT INCENTIVE PROGRAM Management For No
04 APPROVAL OF THE 2004 DIRECTORS DEFERRED COMPENSATION Management For No
AND RESTRICTED STOCK UNIT AWARD PLAN
05 STOCKHOLDER PROPOSAL: BYLAW REQUIRING THAT THE Shareholder For Yes
CHAIRMAN NOT CONCURRENTLY SERVE AS CEO
06 STOCKHOLDER PROPOSAL: USE OF RESTRICTED STOCK Shareholder Against No
PROGRAMS FOR EXECUTIVE COMPENSATION IN LIEU OF
STOCK OPTIONS
07 STOCKHOLDER PROPOSAL: BOARD OF DIRECTORS OFFICE Shareholder Against No
FOR DIRECT COMMUNICATIONS WITH INDEPENDENT DIRECTORS
REGARDING CORPORATE GOVERNANCE
08 STOCKHOLDER PROPOSAL: BOARD OF DIRECTORS COMMITTEE Shareholder Against No
REPORT ON GREENHOUSE GASES
- ------------------------------------------------------------------------------------------------------------------------------------
BANK ONE CORPORATION ONE Annual Meeting Date: 05/25/2004
Issuer: 06423A ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 MERGER PROPOSAL Management For No
02 DIRECTOR Management For No
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITOR Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION DG Annual Meeting Date: 05/25/2004
Issuer: 256669 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT AUDITORS
- ------------------------------------------------------------------------------------------------------------------------------------
ELECTRONIC DATA SYSTEMS CORPORATION EDS Annual Meeting Date: 05/25/2004
Issuer: 285661 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF AUDITORS. Management For No
03 SHAREHOLDER PROPOSAL REGARDING CLASSIFIED BOARD. Shareholder For Yes
04 SHAREHOLDER PROPOSAL REGARDING RIGHTS PLAN. Shareholder For Yes
05 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTE. Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
FANNIE MAE FNM Annual Meeting Date: 05/25/2004
Issuer: 313586 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE SELECTION OF AUDITORS Management For No
03 APPROVAL OF AN AMENDMENT TO THE FANNIE MAE EMPLOYEE Management For No
STOCK PURCHASE PLAN
04 STOCKHOLDER PROPOSAL TO REINSTATE CUMULATIVE VOTING Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
J.P. MORGAN CHASE & CO. JPM Annual Meeting Date: 05/25/2004
Issuer: 46625H ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: MUTUAL FUNDS
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 MERGER PROPOSAL Management For No
02 DIRECTOR Management For No
03 APPOINTMENT OF EXTERNAL AUDITOR Management For No
04 RE-APPROVAL OF KEY EXECUTIVE PERFORMANCE PLAN Management For No
05 ADJOURNMENT OF MEETING, IF NECESSARY, TO SOLICIT Management Against Yes
ADDITIONAL PROXIES
06 DIRECTOR TERM LIMIT Shareholder Against No
07 CHARITABLE CONTRIBUTIONS Shareholder Against No
08 POLITICAL CONTRIBUTIONS Shareholder Against No
09 SEPARATION OF CHAIRMAN AND CEO Shareholder For Yes
10 DERIVATIVE DISCLOSURE Shareholder Against No
11 AUDITOR INDEPENDENCE Shareholder Abstain Yes
12 DIRECTOR COMPENSATION Shareholder Against No
13 PAY DISPARITY Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
OMNICOM GROUP INC. OMC Annual Meeting Date: 05/25/2004
Issuer: 681919 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE APPOINTMENT OF KPMG AS OUR INDEPENDENT Management For No
AUDITORS FOR FISCAL YEAR 2004
03 TO APPROVE OUR DIRECTOR EQUITY PLAN. Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
QWEST COMMUNICATIONS INTERNATIONAL I Q Annual Meeting Date: 05/25/2004
Issuer: 749121 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 MANAGEMENT S PROPOSAL TO AMEND OUR RESTATED CERTIFICATE Management For No
OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS
AND TO ALLOW FOR THE REMOVAL OF DIRECTORS WITHOUT
CAUSE
03 STOCKHOLDER PROPOSAL - REQUESTING WE AMEND OUR Shareholder For Yes
BYLAWS TO REQUIRE THAT AN INDEPENDENT DIRECTOR
WHO HAS NOT SERVED AS OUR CEO SERVE AS OUR CHAIRMAN
04 STOCKHOLDER PROPOSAL - REQUESTING STOCKHOLDER Shareholder Against No
APPROVAL FOR CERTAIN BENEFITS FOR SENIOR EXECUTIVES
UNDER OUR NON-QUALIFIED PENSION OR SUPPLEMENTAL
EXECUTIVE RETIREMENT PLANS
05 STOCKHOLDER PROPOSAL - REQUESTING WE AMEND OUR Shareholder For Yes
GOVERNANCE GUIDELINES TO PROVIDE THAT WE NOMINATE
DIRECTORS SUCH THAT A TWO-THIRDS MAJORITY OF
DIRECTORS WOULD BE INDEPENDENT UNDER THE STANDARD
ADOPTED BY THE COUNCIL OF INSTITUTIONAL INVESTORS
- ------------------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION BAC Annual Meeting Date: 05/26/2004
Issuer: 060505 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS Management For No
03 STOCKHOLDER PROPOSAL - ANNUAL MEETING DATE Shareholder Against No
04 STOCKHOLDER PROPOSAL - NOMINATION OF DIRECTORS Shareholder Against No
05 STOCKHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS Shareholder Against No
06 STOCKHOLDER PROPOSAL - MUTUAL FUND TRADING POLICIES Shareholder Against No
07 STOCKHOLDER PROPOSAL - PRIVACY AND INFORMATION Shareholder Against No
SECURITY
- ------------------------------------------------------------------------------------------------------------------------------------
CALPINE CORPORATION CPN Annual Meeting Date: 05/26/2004
Issuer: 131347 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO ACT UPON A COMPANY PROPOSAL REGARDING THE Management Against Yes
AMENDMENT OF THE COMPANY S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION.
03 TO ACT UPON A COMPANY PROPOSAL TO INCREASE THE Management Against Yes
NUMBER OF SHARES IN THE 1996 STOCK INCENTIVE PLAN.
04 TO ACT UPON A COMPANY PROPOSAL TO INCREASE THE Management For No
NUMBER OF SHARES IN THE 2000 EMPLOYEE STOCK PURCHASE
PLAN.
05 TO ACT UPON A STOCKHOLDER PROPOSAL OPPOSING GEOTHERMAL Shareholder Against No
DEVELOPMENT ACTIVITIES IN THE MEDICINE LAKE HIGHLANDS AND REQUESTING
THE ADOPTION OF AN INDIGENOUS PEOPLES POLICY.
06 TO ACT UPON A STOCKHOLDER PROPOSAL REGARDING Shareholder Against No
SENIOR EXECUTIVE EQUITY COMPENSATION PLANS.
07 TO ACT UPON A STOCKHOLDER PROPOSAL REGARDING Shareholder Against No
SHAREHOLDER VOTING.
08 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT ACCOUNTANTS FOR THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION CMCSA Annual Meeting Date: 05/26/2004
Issuer: 20030N ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 INDEPENDENT AUDITORS. Management For No
03 2002 RESTRICTED STOCK PLAN. Management For No
04 AMENDMENT TO ARTICLES OF INCORPORATION. Management For No
05 ESTABLISH A TWO-THIRDS INDEPENDENT BOARD. Shareholder For Yes
06 DISCLOSE POLITICAL CONTRIBUTIONS. Shareholder Against No
07 NOMINATE TWO DIRECTORS FOR EVERY OPEN DIRECTORSHIP. Shareholder Against No
08 LIMIT COMPENSATION FOR SENIOR EXECUTIVES. Shareholder Against No
09 ADOPT A RECAPITALIZATION PLAN. Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
EXPRESS SCRIPTS, INC. ESRX Annual Meeting Date: 05/26/2004
Issuer: 302182 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL AND RATIFICATION OF THE PROPOSED AMENDMENT Shareholder Against Yes
TO THE COMPANY S AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF THE
COMPANY S COMMON STOCK FROM 181,000,000 SHARES TO 275,000,000 SHARES.
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION XOM Annual Meeting Date: 05/26/2004
Issuer: 30231G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 27). Management For No
03 APPROVAL OF 2004 NON-EMPLOYEE DIRECTOR RESTRICTED Management For No
STOCK PLAN (PAGE 28).
04 POLITICAL CONTRIBUTIONS (PAGE 30). Shareholder Against No
05 POLITICAL CONTRIBUTIONS REPORT (PAGE 32). Shareholder Against No
06 MEDIA RESPONSE ON EQUATORIAL GUINEA (PAGE 34). Shareholder Against No
07 BOARD CHAIRMAN AND CEO (PAGE 37). Shareholder For Yes
08 EXECUTIVE COMPENSATION (PAGE 39). Shareholder Against No
09 EQUITY COMPENSATION REPORT (PAGE 40). Shareholder Against No
10 AMENDMENT OF EEO POLICY (PAGE 42). Shareholder Against No
11 CLIMATE SCIENCE REPORT (PAGE 44). Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
SUPERVALU INC. SVU Annual Meeting Date: 05/26/2004
Issuer: 868536 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS Management For No
03 TO CONSIDER AND VOTE ON A STOCKHOLDER PROPOSAL Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
THE PEPSI BOTTLING GROUP, INC. PBG Annual Meeting Date: 05/26/2004
Issuer: 713409 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE PBG 2004 LONG-TERM INCENTIVE PLAN Management Against Yes
03 RATIFICATION OF INDEPENDENT AUDITORS Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
THE SOUTHERN COMPANY SO Annual Meeting Date: 05/26/2004
Issuer: 842587 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No
TOUCHE AS INDEPENDENT AUDITORS FOR 2004
03 APPROVAL OF OUTSIDE DIRECTORS STOCK PLAN Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
ACE LIMITED ACE Annual Meeting Date: 05/27/2004
Issuer: G0070K ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
A DIRECTOR Management For No
B PROPOSAL TO APPROVE THE ACE LIMITED 2004 LONG-TERM Management Against Yes
INCENTIVE PLAN.
C PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS THE INDEPENDENT ACCOUNTANTS OF ACE LIMITED
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
CHIRON CORPORATION CHIR Annual Meeting Date: 05/27/2004
Issuer: 170040 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE THE AMENDED AND RESTATED CHIRON 1991 Management Against Yes
STOCK OPTION PLAN, RENAMED THE CHIRON 2004 STOCK
COMPENSATION PLAN.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For No
AS CHIRON S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
E*TRADE FINANCIAL CORPORATION ET Annual Meeting Date: 05/27/2004
Issuer: 269246 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Management For No
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
COMPANY FOR FISCAL YEAR 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
GENZYME CORPORATION GENZ Annual Meeting Date: 05/27/2004
Issuer: 372917 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 A PROPOSAL TO AMEND THE 1999 EMPLOYEE STOCK PURCHASE Management For No
PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON
STOCK COVERED BY THE PLAN BY 1,500,000 SHARES.
03 A PROPOSAL TO APPROVE THE 2004 EQUITY INCENTIVE Management Against Yes
PLAN.
04 A PROPOSAL TO AMEND THE 1998 DIRECTORS STOCK Management For No
OPTION PLAN TO (I) INCREASE THE NUMBER OF SHARES
OF GENZYME GENERAL STOCK COVERED BY THE PLAN BY 200,000 SHARES AND
(II) CHANGE THE FORMULA FOR MAKING ANNUAL OPTION GRANTS TO DIRECTORS.
05 A PROPOSAL TO AMEND AND RESTATE OUR RESTATED Management Against Yes
ARTICLES OF ORGANIZATION.
06 A PROPOSAL TO RATIFY OUR SELECTION OF INDEPENDENT Management For No
AUDITORS.
07 A SHAREHOLDER PROPOSAL TO REQUIRE THE GRANTING Shareholder Against No
OF RESTRICTED STOCK IN LIEU OF STOCK OPTIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
HCA INC. HCA Annual Meeting Date: 05/27/2004
Issuer: 404119 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF ERNST & YOUNG LLP AS HCA S INDEPENDENT Management For No
AUDITOR, AS DESCRIBED IN THE PROXY STATEMENT.
03 APPROVAL OF THE HCA INC. AMENDED AND RESTATED Management For No
MANAGEMENT STOCK PURCHASE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
HILTON HOTELS CORPORATION HLT Annual Meeting Date: 05/27/2004
Issuer: 432848 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY Management For No
S AUDITORS FOR 2004.
03 APPROVAL OF THE COMPANY S 2004 OMNIBUS EQUITY Management For No
COMPENSATION PLAN.
04 APPROVAL OF THE COMPANY S ANNUAL INCENTIVE PLAN. Management For No
05 A STOCKHOLDER PROPOSAL CONCERNING BOARD DECLASSIFICATION. Shareholder For Yes
06 A STOCKHOLDER PROPOSAL CONCERNING BOARD INDEPENDENCE. Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
NEXTEL COMMUNICATIONS, INC. NXTL Annual Meeting Date: 05/27/2004
Issuer: 65332V ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No
TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR 2004.
03 APPROVAL OF THE NEXTEL COMMUNICATIONS, INC. AMENDED Management For No
AND RESTATED ASSOCIATE STOCK PURCHASE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
TERADYNE, INC. TER Annual Meeting Date: 05/27/2004
Issuer: 880770 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE AN AMENDMENT TO THE 1996 EMPLOYEE Management For No
STOCK PURCHASE PLAN TO INCREASE THE AGGREGATE NUMBER OF SHARES OF
COMMON STOCK THAT MAY BE ISSUED PURSUANT TO SAID PLAN BY 5,000,000
SHARES.
03 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For No
LLP AS AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. HD Annual Meeting Date: 05/27/2004
Issuer: 437076 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF Management For No
KPMG LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR FISCAL 2004.
03 STOCKHOLDER PROPOSAL REGARDING OUTSIDE DIRECTOR Shareholder Against No
TERM LIMITS.
04 STOCKHOLDER PROPOSAL REGARDING POISON PILL IMPLEMENTATION. Shareholder For Yes
05 STOCKHOLDER PROPOSAL REGARDING PERFORMANCE GOALS Shareholder Against No
AS A PREREQUISITE TO VESTING.
06 STOCKHOLDER PROPOSAL REGARDING IMPLEMENTATION Shareholder Against No
OF ILO HUMAN RIGHTS STANDARDS.
07 STOCKHOLDER PROPOSAL REGARDING FUTURE SEVERANCE Shareholder For Yes
AGREEMENTS.
08 STOCKHOLDER PROPOSAL REGARDING METHOD OF VOTING Shareholder Against No
FOR DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
CMS ENERGY CORPORATION CMS Annual Meeting Date: 05/28/2004
Issuer: 125896 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT AUDITORS. Management For No
03 PROPOSAL TO AMEND PERFORMANCE INCENTIVE STOCK Management For No
PLAN.
04 PROPOSAL TO APPROVE DEDUCTIBILITY OF INCENTIVE Management For No
AWARDS.
05 PROPOSAL TO AMEND ARTICLES OF INCORPORATION. Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
EQUITY RESIDENTIAL EQR Annual Meeting Date: 05/28/2004
Issuer: 29476L ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF AMENDMENT TO THE COMPANY S DECLARATION Management For No
OF TRUST TO REMOVE A POTENTIAL ANTI-TAKEOVER DEFENSE.
03 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For No
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE YEAR ENDING DECEMBER 31, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. LOW Annual Meeting Date: 05/28/2004
Issuer: 548661 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For No
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE 2004 FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
PHELPS DODGE CORPORATION PD Annual Meeting Date: 05/28/2004
Issuer: 717265 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 SHAREHOLDER PROPOSAL REGARDING CHARITABLE CONTRIBUTIONS. Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
NABORS INDUSTRIES LTD. NBR Annual Meeting Date: 06/01/2004
Issuer: G6359F ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For No
INDEPENDENT AUDITORS AND TO AUTHORIZE THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS TO SET AUDITORS
REMUNERATION.
03 SHAREHOLDER PROPOSAL TO CHANGE NABORS JURISDICTION Management Against No
OF INCORPORATION FROM BERMUDA TO DELAWARE.
- ------------------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. TJX Annual Meeting Date: 06/01/2004
Issuer: 872540 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 AMENDMENTS TO THE STOCK INCENTIVE PLAN. Management Against Yes
03 SHAREHOLDER PROPOSAL REGARDING ILO STANDARDS Shareholder Against No
CODE OF CONDUCT AND INDEPENDENT MONITORING.
04 SHAREHOLDER PROPOSAL REGARDING BOARD REPORT ON Shareholder Against No
VENDOR COMPLIANCE PROGRAM.
- ------------------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS CORPORATION GM Annual Meeting Date: 06/02/2004
Issuer: 370442 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY SELECTION OF INDEPENDENT ACCOUNTANTS Management For No
03 ELIMINATE AWARDING, REPRICING, OR RENEWING STOCK Shareholder Against No
OPTIONS
04 ELIMINATE OPTIONS, SARS, AND SEVERANCE PAYMENTS Shareholder Against No
05 REQUIRE AN INDEPENDENT CHAIRMAN SEPARATE FROM Shareholder For Yes
CHIEF EXECUTIVE OFFICER
06 APPOINT INDEPENDENT DIRECTORS TO KEY BOARD COMMITTEES Shareholder For Yes
07 REPORT ON GREENHOUSE GAS EMISSIONS Shareholder Against No
08 APPROVE GOLDEN PARACHUTES Shareholder For Yes
09 REQUIRE SENIOR EXECUTIVES AND DIRECTORS TO RETAIN Shareholder Against No
STOCK OBTAINED BY EXERCISING OPTIONS
- ------------------------------------------------------------------------------------------------------------------------------------
INGERSOLL-RAND COMPANY LIMITED IR Annual Meeting Date: 06/02/2004
Issuer: G4776G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ADOPTION OF AMENDED AND RESTATED INCENTIVE STOCK Management For No
PLAN OF 1998.
03 APPROVAL OF AMENDED AND RESTATED BYE-LAWS. Management For No
04 APPOINTMENT OF INDEPENDENT AUDITORS AND AUTHORIZATION Management For No
OF BOARD OF DIRECTORS TO FIX THE AUDITORS REMUNERATION.
05 SHAREHOLDER PROPOSAL TO DECLASSIFY THE BOARD Shareholder For Yes
OF DIRECTORS.
06 SHAREHOLDER PROPOSAL TO CHANGE THE COMPANY S Shareholder Against No
JURISDICTION OF INCORPORATION.
07 SHAREHOLDER PROPOSAL TO REQUIRE THE SEPARATION Shareholder Against No
OF THE CHIEF EXECUTIVE OFFICER AND THE CHAIR
OF THE BOARD.
- ------------------------------------------------------------------------------------------------------------------------------------
TOYS 'R' US, INC. TOY Annual Meeting Date: 06/02/2004
Issuer: 892335 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 STOCKHOLDER PROPOSAL REGARDING VOTING. Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
CENTERPOINT ENERGY, INC. CNP Annual Meeting Date: 06/03/2004
Issuer: 15189T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1 2 DIRECTOR Management For No
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No
TOUCHE LLP AS INDEPENDENT AUDITORS FOR 2004.
04 SHAREHOLDER PROPOSAL RELATING TO PERFORMANCE Shareholder Against No
AND TIME-BASED RESTRICTED SHARE PROGRAMS.
06 WITHHOLD GRANTING OF DISCRETIONARY AUTHORITY Management For Yes
TO VOTE ON ALL OTHER MATTERS THAT MAY PROPERLY
COME BEFORE THE ANNUAL MEETING.
- ------------------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. WMT Annual Meeting Date: 06/04/2004
Issuer: 931142 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE ASDA COLLEAGUE SHARE OWNERSHIP Management For No
PLAN 1999
03 APPROVAL OF THE ASDA SHARESAVE PLAN 2000 Management For No
04 APPROVAL OF THE WAL-MART STORES, INC. 2004 ASSOCIATE Management For No
STOCK PURCHASE PLAN
05 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For No
ACCOUNTANTS
06 A SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT Shareholder For Yes
CHAIRMAN
07 A SHAREHOLDER PROPOSAL REGARDING A SUSTAINABILITY Shareholder Against No
REPORT
08 A SHAREHOLDER PROPOSAL REGARDING EQUITY COMPENSATION Shareholder Against No
09 A SHAREHOLDER PROPOSAL REGARDING GENETICALLY Shareholder Against No
ENGINEERED FOOD PRODUCTS
10 A SHAREHOLDER PROPOSAL REGARDING AN EQUAL EMPLOYMENT Shareholder Against No
OPPORTUNITY REPORT
11 A SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER Shareholder Against No
APPROVAL OF PARTICIPATION IN THE OFFICER DEFERRED
COMPENSATION PLAN
- ------------------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION DVN Annual Meeting Date: 06/08/2004
Issuer: 25179M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY Management For No
S INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER
31, 2004.
03 REVISE DIRECTOR ELECTION VOTE THRESHOLD Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC. PRU Annual Meeting Date: 06/08/2004
Issuer: 744320 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2004.
03 A SHAREHOLDER PROPOSAL REGARDING CHARITABLE CONTRIBUTIONS. Shareholder Against No
04 A SHAREHOLDER PROPOSAL REGARDING THE ANNUAL ELECTION Shareholder For Yes
OF DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION RF Annual Meeting Date: 06/08/2004
Issuer: 758940 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, BY Management For No
AND BETWEEN UNION PLANTERS CORPORATION AND REGIONS FINANCIAL
CORPORATION AND THE TRANSACTIONS CONTEMPLATED THEREBY, PURSUANT TO
WHICH UNION PLANTERS AND REGIONS WILL BE MERGED WITH AND INTO A NEWLY
FORMED HOLDING COMPANY, NEW REGIONS FINANCIAL CORPORATION.
02 DIRECTOR Management For No
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For No
AS REGIONS INDEPENDENT AUDITORS FOR THE YEAR 2004.
04 TO ADJOURN THE REGIONS ANNUAL MEETING, IF NECESSARY Management Against Yes
OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES.
05 STOCKHOLDER PROPOSAL REGARDING THE REQUIRED STOCKHOLDER Shareholder Against No
VOTE FOR ELECTION OF DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
UNION PLANTERS CORPORATION UPC Annual Meeting Date: 06/08/2004
Issuer: 908068 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, Management For No
DATED AS OF JANUARY 22, 2004, BY AND BETWEEN UNION PLANTERS
CORPORATION AND REGIONS FINANCIAL CORPORATION, PURSUANT TO WHICH UNION
PLANTERS CORPORATION AND REGIONS FINANCIAL CORPORATION WILL BE MERGED
WITH AND INTO A NEWLY-FORMED HOLDING COMPANY, NEW REGIONS FINANCIAL
CORPORATION.
02 DIRECTOR Management For No
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
2004 FISCAL YEAR.
04 ADJOURNMENT OF THE UNION PLANTERS ANNUAL MEETING, Management Against Yes
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES.
05 SHAREHOLDER PROPOSAL. Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
ALBERTSON'S, INC. ABS Annual Meeting Date: 06/10/2004
Issuer: 013104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For No
03 APPROVAL OF THE ALBERTSON S, INC. 2004 EQUITY Management For No
AND PERFORMANCE INCENTIVE PLAN.
04 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTE Shareholder Against No
FOR DIRECTOR ELECTIONS.
05 SHAREHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Shareholder For Yes
VOTING.
06 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE SEVERANCE Shareholder For Yes
AGREEMENTS.
07 SHAREHOLDER PROPOSAL REGARDING CLASSIFIED BOARD. Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICAN POWER CONVERSION CORPORATIO APCC Annual Meeting Date: 06/10/2004
Issuer: 029066 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO FIX THE NUMBER OF DIRECTORS AT EIGHT. Management For No
02 DIRECTOR Management For No
03 TO APPROVE THE COMPANY S 2004 LONG-TERM INCENTIVE Management Against Yes
PLAN.
04 TO RATIFY THE APPOINTMENT OF THE COMPANY S INDEPENDENT Management For No
AUDITORS.
- ------------------------------------------------------------------------------------------------------------------------------------
CIRCUIT CITY STORES, INC. CC Annual Meeting Date: 06/15/2004
Issuer: 172737 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE AMENDED AND RESTATED 1984 CIRCUIT Management For No
CITY STORES, INC. EMPLOYEE STOCK PURCHASE PLAN.
03 APPROVAL OF AN AMENDMENT TO THE 2000 NON-EMPLOYEE Management Against Yes
DIRECTORS STOCK INCENTIVE PLAN.
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For No
THE COMPANY S INDEPENDENT AUDITORS FOR FISCAL
YEAR 2005.
- ------------------------------------------------------------------------------------------------------------------------------------
COMVERSE TECHNOLOGY, INC. CMVT Annual Meeting Date: 06/15/2004
Issuer: 205862 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ADOPTION AND APPROVAL OF THE COMPANY S 2004 STOCK Management For No
INCENTIVE COMPENSATION PLAN.
03 RATIFICATION OF THE ENGAGEMENT OF DELOITTE & Management For No
TOUCHE LLP TO SERVE AS INDEPENDENT AUDITORS OF
THE COMPANY FOR THE YEAR ENDING JANUARY 31, 2005.
- ------------------------------------------------------------------------------------------------------------------------------------
BIOGEN IDEC INC. Annual Meeting Date: 06/16/2004
Issuer: 09062X ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For No
LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
COUNTRYWIDE FINANCIAL CORPORATION CFC Annual Meeting Date: 06/16/2004
Issuer: 222372 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE AND AMEND THE COMPANY S 2000 EQUITY Management Against Yes
INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
MONSTER WORLDWIDE, INC. MNST Annual Meeting Date: 06/16/2004
Issuer: 611742 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Management For No
GOALS UNDER THE MONSTER WORLDWIDE, INC. 1999
LONG TERM INCENTIVE PLAN
- ------------------------------------------------------------------------------------------------------------------------------------
AUTODESK, INC. ADSK Annual Meeting Date: 06/17/2004
Issuer: 052769 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For No
YOUNG LLP AS THE INDEPENDENT AUDITORS OF AUTODESK,
INC. FOR THE FISCAL YEAR ENDING JANUARY 31, 2005.
03 TO CONSIDER A STOCKHOLDER PROPOSAL IF PROPERLY Shareholder Against No
PRESENTED AT THE MEETING.
- ------------------------------------------------------------------------------------------------------------------------------------
STAPLES, INC. SPLS Annual Meeting Date: 06/17/2004
Issuer: 855030 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: MUTUAL FUNDS
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE STAPLES 2004 STOCK INCENTIVE PLAN. Management Against Yes
03 TO APPROVE STAPLES AMENDED AND RESTATED 1998 Management For No
EMPLOYEE STOCK PURCHASE PLAN.
04 TO APPROVE STAPLES AMENDED AND RESTATED INTERNATIONAL Management For No
EMPLOYEE STOCK PURCHASE PLAN.
05 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For No
OF ERNST & YOUNG LLP AS STAPLES INDEPENDENT
AUDITORS FOR THE CURRENT FISCAL YEAR.
06 TO ACT ON A SHAREHOLDER PROPOSAL ON SHAREHOLDER Shareholder For Yes
RIGHTS PLANS.
07 TO ACT ON A SHAREHOLDER PROPOSAL ON SHAREHOLDER Shareholder For Yes
INPUT ON POISON PILLS.
08 TO ACT ON A SHAREHOLDER PROPOSAL ON COMMONSENSE Shareholder Against No
EXECUTIVE COMPENSATION.
09 TO ACT ON A SHAREHOLDER PROPOSAL ON AUDITOR INDEPENDENCE. Shareholder Abstain Yes
- ------------------------------------------------------------------------------------------------------------------------------------
NORDSTROM, INC. JWN Annual Meeting Date: 06/22/2004
Issuer: 655664 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE NORDSTROM, INC. 2004 EQUITY INCENTIVE Management For No
PLAN
03 APPROVAL OF THE NORDSTROM, INC. EXECUTIVE MANAGEMENT Management For No
GROUP BONUS PLAN
04 RATIFICATION OF THE APPOINTMENT OF AUDITORS Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
SIEBEL SYSTEMS, INC. SEBL Annual Meeting Date: 06/23/2004
Issuer: 826170 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT Management For No
AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2004.
03 TO VOTE ON THE STOCKHOLDER PROPOSAL REQUESTING Shareholder For Yes
THAT THE BOARD OF DIRECTORS ADOPT A POLICY OF
EXPENSING THE COST OF FUTURE EMPLOYEE AND DIRECTOR STOCK OPTIONS IN
OUR ANNUAL INCOME STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
BEST BUY CO., INC. BBY Annual Meeting Date: 06/24/2004
Issuer: 086516 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For No
YOUNG LLP AS THE COMPANY S INDEPENDENT AUDITOR
FOR THE CURRENT FISCAL YEAR.
03 PROPOSAL TO APPROVE THE COMPANY S 2004 OMNIBUS Management For No
STOCK AND INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
EBAY INC. EBAY Annual Meeting Date: 06/24/2004
Issuer: 278642 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF AMENDMENTS TO OUR 1999 GLOBAL EQUITY Management Against Yes
INCENTIVE PLAN, INCLUDING AN AMENDMENT TO INCREASE BY 6,000,000 THE
NUMBER OF SHARES OF COMMON STOCK THAT MAY BE ISSUED UNDER OUR 1999
PLAN.
03 APPROVAL OF AN AMENDMENT TO OUR 2001 EQUITY INCENTIVE Management Against Yes
PLAN TO INCREASE BY 18,000,000 THE NUMBER OF SHARES OF COMMON STOCK
THAT MAY BE ISSUED UNDER OUR 2001 PLAN.
04 APPROVAL OF AN AMENDMENT TO OUR CERTIFICATE OF Shareholder For No
INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON
STOCK FROM 900,000,000 TO 1,790,000,000 SHARES.
05 RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS Management For No
LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL
YEAR ENDING DECEMBER 31, 2004.
06 STOCKHOLDER PROPOSAL REQUESTING THE EXPENSING Shareholder For Yes
OF STOCK OPTIONS.
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THE KROGER CO. KR Annual Meeting Date: 06/24/2004
Issuer: 501044 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF PRICEWATERHOUSECOOPERS LLP, AS AUDITORS. Management For No
03 APPROVE SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, Shareholder For Yes
TO AMEND REGULATIONS TO REQUIRE ALL DIRECTORS
TO BE ELECTED ANNUALLY.
04 APPROVE SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, Shareholder For Yes
TO RECOMMEND SEPARATION OF CHAIRMAN AND CHIEF
EXECUTIVE OFFICER POSITIONS.
05 APPROVE SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, Shareholder Against No
TO RECOMMEND SHAREHOLDER APPROVAL OF SEVERANCE
AGREEMENTS.
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICAN GREETINGS CORPORATION AM Annual Meeting Date: 06/25/2004
Issuer: 026375 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO INCREASE THE NUMBER OF COMMON SHARES AVAILABLE Management Against Yes
FOR ISSUANCE UNDER THE COMPANY S 1997 EQUITY AND PERFORMANCE INCENTIVE
PLAN FROM 12,500,000 TO 17,000,000.
- ------------------------------------------------------------------------------------------------------------------------------------
KERR-MCGEE CORPORATION KMG Special Meeting Date: 06/25/2004
Issuer: 492386 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE ISSUANCE OF SHARES OF KERR-MCGEE Management For No
CORPORATION COMMON STOCK IN CONNECTION WITH THE MERGER OF WESTPORT
RESOURCES CORPORATION WITH AND INTO KERR-MCGEE (NEVADA) LLC, A WHOLLY
OWNED SUBSIDIARY OF KERR-MCGEE CORPORATION.
- ------------------------------------------------------------------------------------------------------------------------------------
ANTHEM, INC. ATH Special Meeting Date: 06/28/2004
Issuer: 03674B ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE ISSUANCE OF SHARES OF ANTHEM, Management For No
INC. COMMON STOCK PURSUANT TO THE AMENDED AND
RESTATED AGREEMENT AND PLAN OF MERGER, EFFECTIVE AS OF OCTOBER 26,
2003, AMONG ANTHEM, ANTHEM HOLDING CORP. AND WELLPOINT, AS MORE FULLY
DESCRIBED IN THE ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS.
02 TO APPROVE THE AMENDMENT OF ANTHEM S ARTICLES Management For No
OF INCORPORATION, AS MORE FULLY DESCRIBED IN
THE ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS.
- ------------------------------------------------------------------------------------------------------------------------------------
WELLPOINT HEALTH NETWORKS INC. WLP Special Meeting Date: 06/28/2004
Issuer: 94973H ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AMENDED AND RESTATED AGREEMENT AND Management For No
PLAN OF MERGER, EFFECTIVE AS OF OCTOBER 26, 2003,
AMONG ANTHEM, ANTHEM HOLDING CORP AND WELLPOINT,
AND THE TRANSACTIONS CONTEMPLATED THEREBY, INCLUDING THE MERGER, AS
MORE FULLY DESCRIBED IN THE ACCOMPANYING JOINT PROXY
STATEMENT/PROSPECTUS.
- ------------------------------------------------------------------------------------------------------------------------------------
THE GOODYEAR TIRE & RUBBER COMPANY GT Annual Meeting Date: 06/30/2004
Issuer: 382550 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT ACCOUNTANTS.
03 SHAREHOLDER PROPOSAL - REQUESTING BOARD TO SEEK Shareholder For Yes
SHAREHOLDER APPROVAL OF GOODYEAR S SHAREHOLDER
RIGHTS PLAN.
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Scudder Investors Trust
By (Signature and Title)* /s/Julian Sluyters
-----------------------------------------------
Julian Sluyters, Chief Executive Officer
Date 8/18/04
---------
* Print the name and title of each signing officer under his or her signature.