UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
Scudder Target 2010 Fund
Scudder Target 2011 Fund
Scudder Target 2012 Fund
Scudder Target 2013 Fund
Scudder Retirement Series V
Scudder Retirement Series VI
Scudder Retirement Series VII
Scudder Worldwide 2004 Fund
Each a Series of Scudder Target Fund
Investment Company Act file number 811-5896
Scudder Target Fund
(Exact name of registrant as specified in charter)
222 South Riverside Plaza
Chicago, IL 60606
(Address of principal executive offices) (Zip code)
John Millette
Secretary
Two International Place
Boston, MA 02110
(Name and address of agent for service)
Registrant's telephone number, including area code: 617-295-1000
Date of fiscal year end: 07/31
-------
Date of reporting period: 7/1/03-6/30/04
----------------
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington,
DC 20549-0609. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. ss. 3507.
ProxyEdge - Investment Company Report Report Date: 07/19/2004
Meeting Date Range: 07/01/2003 to 06/30/2004
Selected Accounts: SCUDDER TARGET 2010 FUND
- ----------------------------------------------------------------------------------------------------------------------------
DELL COMPUTER CORPORATION DELL Annual Meeting Date: 07/18/2003
Issuer: 247025 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ELIMINATION OF CLASSIFIED BOARD Management For No
03 CHANGE OF COMPANY NAME TO DELL INC. Management For No
04 APPROVAL OF EXECUTIVE ANNUAL INCENTIVE BONUS PLAN Management For No
- ----------------------------------------------------------------------------------------------------------------------------
ELECTRONIC ARTS INC. ERTS Annual Meeting Date: 07/31/2003
Issuer: 285512 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 AMENDMENT TO THE 2000 EQUITY INCENTIVE PLAN Management Against Yes
03 AMENDMENT TO THE 2000 EMPLOYEE STOCK PURCHASE Management For No
PLAN
04 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For No
- ----------------------------------------------------------------------------------------------------------------------------
BIOMET, INC. BMET Annual Meeting Date: 09/27/2003
Issuer: 090613 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE COMPANY
FOR THE FISCAL YEAR ENDING MAY 31, 2004.
- ----------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION ORCL Annual Meeting Date: 10/13/2003
Issuer: 68389X ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF Management For No
THE FISCAL YEAR 2004 EXECUTIVE BONUS PLAN
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For No
YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING MAY 31, 2004
04 PROPOSAL FOR THE APPROVAL OF THE AMENDED AND Management Against Yes
RESTATED 1993 DIRECTORS STOCK PLAN
05 PROPOSAL TO ADOPT THE CHINA BUSINESS PRINCIPLES Shareholder Against No
FOR RIGHTS OF WORKERS IN CHINA
- ----------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION PH Annual Meeting Date: 10/22/2003
Issuer: 701094 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT PUBLIC ACCOUNTING FIRM FOR
FY04.
03 APPROVAL OF THE PARKER-HANNIFIN CORPORATION 2003 Management Against Yes
STOCK INCENTIVE PLAN.
- ----------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. CSCO Annual Meeting Date: 11/11/2003
Issuer: 17275R ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Management For No
EMPLOYEE STOCK PURCHASE PLAN, INCLUDING AN INCREASE
OF 100,000,000 SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN AND A
5-YEAR EXTENSION OF THE PLAN, AS MORE FULLY SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS CISCO S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JULY 31, 2004.
04 PROPOSAL SUBMITTED BY A SHAREHOLDER THAT THE Shareholder Against No
BOARD PREPARE A REPORT EACH FISCAL YEAR ON CISCO
HARDWARE AND SOFTWARE PROVIDED TO GOVERNMENT AGENCIES AND STATE-OWNED
COMMUNICATIONS OR INFORMATION TECHNOLOGY ENTITIES IN ANY COUNTRY, AS
MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.
05 PROPOSAL SUBMITTED BY SHAREHOLDERS THAT THE BOARD Shareholder Against No
S COMPENSATION COMMITTEE PREPARE AND MAKE AVAILABLE
BY JANUARY 1, 2004, A REPORT COMPARING TOTAL COMPENSATION OF THE
COMPANY S TOP EXECUTIVES AND ITS LOWEST PAID WORKERS IN THE U.S. AND
ABROAD AS OF SPECIFIC DATES, AS MORE FULLY SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
- ----------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION MSFT Annual Meeting Date: 11/11/2003
Issuer: 594918 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ADOPTION OF THE AMENDMENTS TO THE 2001 STOCK PLAN Management Against Yes
03 ADOPTION OF THE AMENDMENTS TO THE 1999 STOCK Management Against Yes
OPTION PLAN FOR NON-EMPLOYEE DIRECTORS
04 SHAREHOLDER PROPOSAL (THE BOARD RECOMMENDS A Shareholder Against No
VOTE AGAINST THIS PROPOSAL)
- ----------------------------------------------------------------------------------------------------------------------------
THE CLOROX COMPANY CLX Annual Meeting Date: 11/19/2003
Issuer: 189054 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO APPROVE THE CLOROX COMPANY INDEPENDENT Management For No
DIRECTORS STOCK-BASED COMPENSATION PLAN.
03 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For No
LLP, CERTIFIED PUBLIC ACCOUNTANTS, FOR THE FISCAL
YEAR ENDING JUNE 30, 2004.
- ----------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY MON Annual Meeting Date: 01/29/2004
Issuer: 61166W ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No
03 APPROVAL OF AMENDMENTS TO LONG-TERM INCENTIVE Management Against Yes
PLAN
04 APPROVAL OF SHAREOWNER PROPOSAL ONE Shareholder Against No
05 APPROVAL OF SHAREOWNER PROPOSAL TWO Shareholder Against No
06 APPROVAL OF SHAREOWNER PROPOSAL THREE Shareholder For Yes
- ----------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY DE Annual Meeting Date: 02/25/2004
Issuer: 244199 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
- ----------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION BAC Special Meeting Date: 03/17/2004
Issuer: 060505 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE MERGER AGREEMENT Management
02 ADOPTION OF BANK OF AMERICA S AMENDED STOCK PLAN Management
03 ADOPTION OF AN AMENDMENT TO INCREASE THE NUMBER Shareholder
OF AUTHORIZED SHARES OF BANK OF AMERICA COMMON
STOCK
04 APPROVAL OF PROPOSAL TO ADJOURN THE BANK OF AMERICA Management
SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES
- ----------------------------------------------------------------------------------------------------------------------------
CAREMARK RX, INC. CMX Special Meeting Date: 03/22/2004
Issuer: 141705 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE AND ADOPT AN AMENDMENT TO CAREMARK Shareholder For No
S CERTIFICATE OF INCORPORATION THAT WILL INCREASE
THE TOTAL NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 400 MILLION
SHARES TO 700 MILLION SHARES. THIS AMENDMENT IS DESCRIBED IN THE
ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS.
02 TO APPROVE THE ISSUANCE OF CAREMARK COMMON STOCK Management For No
TO ADVANCEPCS STOCKHOLDERS IN THE MERGER PURSUANT
TO THE MERGER AGREEMENT. IN THE MERGER, COUGAR MERGER CORPORATION WILL
MERGE WITH AND INTO ADVANCEPCS, WITH ADVANCEPCS SURVIVING THE MERGER AS
A WHOLLY OWNED SUBSIDIARY OF CAREMARK, AS DESCRIBED IN THE MERGER
AGREEMENT AND THE ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS.
03 TO APPROVE AND ADOPT AN AMENDMENT TO CAREMARK Shareholder Against Yes
S CERTIFICATE OF INCORPORATION TO INCREASE THE TOTAL NUMBER OF
AUTHORIZED SHARES OF (A) PREFERRED STOCK FROM 9.5 MILLION SHARES TO
10.5 MILLION SHARES AND (B) SERIES C PARTICIPATING PREFERRED STOCK FROM
500,000 SHARES TO 7 MILLION SHARES. THIS AMENDMENT IS DESCRIBED IN THE
ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS.
04 TO APPROVE THE CAREMARK RX, INC. 2004 INCENTIVE Management For No
STOCK PLAN. THE CAREMARK RX, INC. 2004 INCENTIVE
STOCK PLAN IS DESCRIBED IN THE ACCOMPANYING JOINT
PROXY STATEMENT/PROSPECTUS.
05 TO ADJOURN OR POSTPONE THE CAREMARK SPECIAL MEETING, Management Against Yes
IF NECESSARY, FOR THE PURPOSE OF SOLICITING ADDITIONAL
PROXIES.
- ----------------------------------------------------------------------------------------------------------------------------
NOKIA CORPORATION NOK Annual Meeting Date: 03/25/2004
Issuer: 654902 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
1A APPROVAL OF THE INCOME STATEMENTS AND THE BALANCE Management For No
SHEETS.
1B APPROVAL OF A DIVIDEND OF EUR 0.30 PER SHARE. Management For No
1C APPROVAL OF THE DISCHARGE OF THE CHAIRMAN, THE Management For No
MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT
FROM LIABILITY.
1E DIRECTOR Management For No
1G APPROVAL OF THE APPOINTMENT OF THE AUDITOR. ( Management For No
FOR AND ABSTAIN ARE THE ONLY VALID VOTING OPTIONS)
2 APPROVAL OF THE PROPOSAL OF THE BOARD TO REDUCE Shareholder For No
THE SHARE CAPITAL THROUGH CANCELLATION OF NOKIA
SHARES HELD BY THE COMPANY
3 APPROVAL OF THE AUTHORIZATION TO THE BOARD TO Shareholder For No
INCREASE THE SHARE CAPITAL OF THE COMPANY.
4 APPROVAL OF THE AUTHORIZATION TO THE BOARD TO Shareholder For No
REPURCHASE NOKIA SHARES.
5 APPROVAL OF THE AUTHORIZATION TO THE BOARD TO Shareholder For No
DISPOSE NOKIA SHARES HELD BY THE COMPANY.
6 APPROVAL OF THE PROPOSAL OF THE BOARD TO INCREASE Shareholder For No
THE CAPITAL OF THE FOUNDATION OF NOKIA CORPORATION.
7 MARK THE FOR BOX IF YOU WISH TO INSTRUCT THE Management Against
DEPOSITARY TO GIVE A PROXY TO ANY ONE OF MARIANNA
UOTINEN-TARKOMA, ESA KAUNISTOLA, BOTH LEGAL COUNSELS OF NOKIA
CORPORATION, TO AUTHORIZE ANY OF THEM (WITH FULL POWER OF SUBSTITUTION)
TO VOTE, IN THEIR DISCRETION, ON YOUR BEHALF ONLY UPON ITEM 7 OF THE
ANNUAL MEETING AND ANY ADJOURNMENTS OR POSTPONEMENT THEREOF.
- ----------------------------------------------------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC. LEH Annual Meeting Date: 04/02/2004
Issuer: 524908 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITORS FOR THE FISCAL YEAR 2004.
- ----------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION UTX Annual Meeting Date: 04/14/2004
Issuer: 913017 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 SHAREOWNER PROPOSAL CONCERNING DISCLOSURE OF Shareholder Against No
EXECUTIVE COMPENSATION
04 SHAREOWNER PROPOSAL CONCERNING ETHICAL CRITERIA Shareholder Against No
FOR MILITARY CONTRACTS
05 SHAREOWNER PROPOSAL CONCERNING PERFORMANCE BASED Shareholder For Yes
SENIOR EXECUTIVE STOCK OPTIONS
06 SHAREOWNER PROPOSAL CONCERNING AN INDEPENDENT Shareholder For Yes
CHAIRMAN OF THE BOARD
- ----------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED TXN Annual Meeting Date: 04/15/2004
Issuer: 882508 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Management For No
& YOUNG LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR 2004.
03 STOCKHOLDER PROPOSAL REGARDING EXPENSING OF STOCK Shareholder For Yes
OPTIONS.
- ----------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY LLY Annual Meeting Date: 04/19/2004
Issuer: 532457 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Management For No
COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST
& YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS
FOR 2004.
03 APPROVE THE ELI LILLY AND COMPANY BONUS PLAN. Management For No
04 PROPOSAL BY SHAREHOLDERS THAT THE BOARD ADOPT Shareholder Against No
A COMPENSATION PROGRAM LIMITING THE COMPENSATION
OF SENIOR EXECUTIVES TO SPECIFIED LEVELS.
05 PROPOSAL BY SHAREHOLDERS THAT THE BOARD REPORT Shareholder Against No
ON HOW THE COMPANY WILL RESPOND TO PRESSURE TO
INCREASE ACCESS TO AND AFFORDABILITY OF PRESCRIPTION
DRUGS.
- ----------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. C Annual Meeting Date: 04/20/2004
Issuer: 172967 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For No
AS CITIGROUP S INDEPENDENT AUDITORS FOR 2004.
03 STOCKHOLDER PROPOSAL REQUESTING A CURB ON EXECUTIVE Shareholder Against No
COMPENSATION, NO FUTURE STOCK OPTION GRANTS AND
NO RENEWALS OR EXTENSIONS OF OPTION PLANS.
04 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL Shareholder Against No
CONTRIBUTIONS.
05 STOCKHOLDER PROPOSAL REQUESTING A DISCONTINUATION Shareholder Against No
OF ALL RIGHTS, OPTIONS, SAR S AND POSSIBLE SEVERANCE
PAYMENTS TO THE TOP 5 OF MANAGEMENT.
06 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shareholder For Yes
OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
- ----------------------------------------------------------------------------------------------------------------------------
MELLON FINANCIAL CORPORATION MEL Annual Meeting Date: 04/20/2004
Issuer: 58551A ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO AMEND THE CORPORATION S LONG-TERM Management For No
PROFIT INCENTIVE PLAN.
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No
PUBLIC ACCOUNTANTS.
- ----------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY MWD Annual Meeting Date: 04/20/2004
Issuer: 617446 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For No
LLP AS INDEPENDENT AUDITORS
03 SHAREHOLDER PROPOSAL TO DECLASSIFY THE BOARD Shareholder For Yes
OF DIRECTORS
04 SHAREHOLDER PROPOSAL TO REQUIRE SHAREHOLDER APPROVAL Shareholder For Yes
OF GOLDEN PARACHUTE AGREEMENTS
05 SHAREHOLDER PROPOSAL TO DISCLOSE POLITICAL CONTRIBUTIONS Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP USB Annual Meeting Date: 04/20/2004
Issuer: 902973 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITORS FOR THE 2004 FISCAL YEAR.
03 SHAREHOLDER PROPOSAL: COMPENSATION SYSTEM FOR Shareholder Against No
SENIOR EXECUTIVES.
04 SHAREHOLDER PROPOSAL: SUPPLEMENTAL EXECUTIVE Shareholder Against No
RETIREMENT BENEFITS.
05 SHAREHOLDER PROPOSAL: SIMPLE MAJORITY VOTING. Shareholder For Yes
- ----------------------------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION WB Annual Meeting Date: 04/20/2004
Issuer: 929903 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 A WACHOVIA PROPOSAL TO RATIFY THE APPOINTMENT Management For No
OF KPMG LLP AS AUDITORS FOR THE YEAR 2004.
03 A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT OPPOSES, Shareholder Against No
REGARDING NOMINATING DIRECTORS.
04 A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT OPPOSES, Shareholder Against No
REGARDING REPORTING POLITICAL INFORMATION.
05 A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT OPPOSES, Shareholder For Yes
REGARDING SEPARATING THE OFFICES OF CHAIRMAN
AND CHIEF EXECUTIVE OFFICER.
- ----------------------------------------------------------------------------------------------------------------------------
ALLTEL CORPORATION AT Annual Meeting Date: 04/22/2004
Issuer: 020039 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENTS OF INDEPENDENT AUDITORS Management For No
03 STOCKHOLDER PROPOSAL- EMPLOYMENT OPPORTUNITY POLICY Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON JNJ Annual Meeting Date: 04/22/2004
Issuer: 478160 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
AS INDEPENDENT AUDITORS
03 PROPOSAL ON CHARITABLE CONTRIBUTIONS Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
PFIZER INC. PFE Annual Meeting Date: 04/22/2004
Issuer: 717081 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 A PROPOSAL TO APPROVE THE APPOINTMENT OF KPMG Management For No
LLP AS INDEPENDENT AUDITORS FOR 2004.
03 A PROPOSAL TO APPROVE THE PFIZER INC. 2004 STOCK Management For No
PLAN.
04 SHAREHOLDER PROPOSAL REQUESTING REVIEW OF THE Shareholder Against No
ECONOMIC EFFECTS OF THE HIV/AIDS, TB AND MALARIA
PANDEMICS ON THE COMPANY S BUSINESS STRATEGY.
05 SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS. Shareholder Against No
06 SHAREHOLDER PROPOSAL RELATING TO AN ANNUAL REPORT Shareholder Against No
ON CORPORATE RESOURCES DEVOTED TO SUPPORTING
POLITICAL ENTITIES OR CANDIDATES.
07 SHAREHOLDER PROPOSAL SEEKING TO IMPOSE TERM LIMITS Shareholder Against No
ON DIRECTORS.
08 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INCREASING Shareholder Against No
ACCESS TO PFIZER PRODUCTS.
09 SHAREHOLDER PROPOSAL ON STOCK OPTIONS. Shareholder Against No
10 SHAREHOLDER PROPOSAL ON IN VITRO TESTING. Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
WYETH WYE Annual Meeting Date: 04/22/2004
Issuer: 983024 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF PRINCIPAL INDEPENDENT PUBLIC ACCOUNTANTS Management For No
03 ADOPTION OF THE STOCKHOLDER PROPOSAL ON ACCESS Shareholder Against No
TO AND AFFORDABILITY OF PRESCRIPTION DRUGS
04 ADOPTION OF STOCKHOLDER PROPOSAL ON ANIMAL TESTING Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. HON Annual Meeting Date: 04/26/2004
Issuer: 438516 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No
03 ANNUAL ELECTION OF DIRECTORS Shareholder For Yes
04 SHAREOWNER VOTING PROVISIONS Shareholder For Yes
05 SHAREOWNER INPUT - GOLDEN PARACHUTES Shareholder For Yes
06 RESOLUTION ON PAY DISPARITY Shareholder Against No
07 CUMULATIVE VOTING Shareholder For Yes
- ----------------------------------------------------------------------------------------------------------------------------
EXELON CORPORATION EXC Annual Meeting Date: 04/27/2004
Issuer: 30161N ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Management For No
03 APPROVAL OF ANNUAL INCENTIVE PLAN FOR SENIOR EXECUTIVES Management For No
- ----------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP IBM Annual Meeting Date: 04/27/2004
Issuer: 459200 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No
(PRICEWATERHOUSECOOPERS LLP) (PAGE 22)
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No
FOR THE BUSINESS CONSULTING SERVICES UNIT (ERNST
& YOUNG LLP) (PAGE 22)
04 APPROVAL OF LONG-TERM INCENTIVE PERFORMANCE TERMS Management Against Yes
FOR CERTAIN EXECUTIVES (PAGE 23)
05 STOCKHOLDER PROPOSAL ON: CUMULATIVE VOTING (PAGE Shareholder Against No
25)
06 STOCKHOLDER PROPOSAL ON: PENSION AND RETIREMENT Shareholder Against No
MEDICAL (PAGE 25)
07 STOCKHOLDER PROPOSAL ON: EXECUTIVE COMPENSATION Shareholder Against No
(PAGE 26)
08 STOCKHOLDER PROPOSAL ON: EXPENSING STOCK OPTIONS Shareholder For Yes
(PAGE 28)
09 STOCKHOLDER PROPOSAL ON: DISCLOSURE OF EXECUTIVE Shareholder Against No
COMPENSATION (PAGE 29)
10 STOCKHOLDER PROPOSAL ON: CHINA BUSINESS PRINCIPLES Shareholder Against No
(PAGE 30)
11 STOCKHOLDER PROPOSAL ON: POLITICAL CONTRIBUTIONS Shareholder Against No
(PAGE 31)
12 STOCKHOLDER PROPOSAL ON: A REVIEW OF EXECUTIVE Shareholder Against No
COMPENSATION POLICIES (PAGE 32)
- ----------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. MET Annual Meeting Date: 04/27/2004
Issuer: 59156R ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE METLIFE, INC. 2005 STOCK AND Management For No
INCENTIVE COMPENSATION PLAN
03 APPROVAL OF THE METLIFE ANNUAL VARIABLE INCENTIVE Management For No
PLAN
04 APPROVAL OF THE METLIFE, INC. 2005 NON-MANAGEMENT Management For No
DIRECTOR STOCK COMPENSATION PLAN
05 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For No
LLP AS INDEPENDENT AUDITOR FOR 2004
06 SHAREHOLDER PROPOSAL CONCERNING CEO COMPENSATION Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
ALLERGAN, INC. AGN Annual Meeting Date: 04/28/2004
Issuer: 018490 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For No
AS INDEPENDENT AUDITOR.
03 PROPOSAL RELATING TO THE ADOPTION OF A POLICY Shareholder For Yes
OF EXPENSING THE COST OF ALL FUTURE STOCK OPTIONS.
04 PROPOSAL TO BIFURCATE THE ROLES OF CHAIRMAN OF Shareholder For Yes
THE BOARD OF DIRECTORS AND CHIEF EXECUTIVE OFFICER.
- ----------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH COMPANIES, INC. BUD Annual Meeting Date: 04/28/2004
Issuer: 035229 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF INDEPENDENT AUDITORS Management For No
- ----------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED BHI Annual Meeting Date: 04/28/2004
Issuer: 057224 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF DELOITTE & TOUCHE AS THE COMPANY Management For No
S INDEPENDENT AUDITOR FOR FISCAL YEAR 2004.
03 STOCKHOLDER PROPOSAL NO. 1 - REGARDING CLASSIFIED Shareholder For Yes
BOARDS.
04 STOCKHOLDER PROPOSAL NO. 2 - REGARDING POISON Shareholder For Yes
PILLS.
- ----------------------------------------------------------------------------------------------------------------------------
CHEVRONTEXACO CORPORATION CVX Annual Meeting Date: 04/28/2004
Issuer: 166764 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Management For No
03 SHOW SUPPORT FOR THE STOCKHOLDER RIGHTS PLAN POLICY Management Against Yes
04 APPROVAL OF THE LONG-TERM INCENTIVE PLAN Management For No
05 HIV/AIDS, TUBERCULOSIS, AND MALARIA Shareholder Against No
06 POLITICAL DISCLOSURE Shareholder Against No
07 DIRECTOR ELECTION VOTE THRESHOLD Shareholder Against No
08 REPORT ON ECUADOR Shareholder Against No
09 RENEWABLE ENERGY Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY DD Annual Meeting Date: 04/28/2004
Issuer: 263534 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ON RATIFICATION OF ACCOUNTANTS Management For No
03 ON GOVERNMENT SERVICE Shareholder Against No
04 ON INTERNATIONAL WORKPLACE STANDARDS Shareholder Against No
05 ON EXECUTIVE COMPENSATION Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY GE Annual Meeting Date: 04/28/2004
Issuer: 369604 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
0A DIRECTOR Management For No
0B INDEPENDENT AUDITOR Management For No
0C REVENUE MEASUREMENT ADDED TO EXECUTIVE OFFICER Management For No
PERFORMANCE GOALS
01 CUMULATIVE VOTING Shareholder For Yes
02 ANIMAL TESTING Shareholder Against No
03 NUCLEAR RISK Shareholder Against No
04 REPORT ON PCB CLEANUP COSTS Shareholder Against No
05 OFFSHORE SOURCING Shareholder Against No
06 SUSTAINABILITY INDEX Shareholder Against No
07 COMPENSATION COMMITTEE INDEPENDENCE Shareholder For Yes
08 PAY DISPARITY Shareholder Against No
09 END STOCK OPTIONS AND BONUSES Shareholder Against No
10 LIMIT OUTSIDE DIRECTORSHIPS Shareholder Against No
11 INDEPENDENT BOARD CHAIRMAN Shareholder For Yes
12 EXPLORE SALE OF COMPANY Shareholder Against No
13 HOLDING STOCK FROM STOCK OPTIONS Shareholder Against No
14 BOARD INDEPENDENCE Shareholder Against No
15 POLITICAL CONTRIBUTIONS Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
HERSHEY FOODS CORPORATION HSY Annual Meeting Date: 04/28/2004
Issuer: 427866 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No
AUDITORS FOR 2004
- ----------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. VZ Annual Meeting Date: 04/28/2004
Issuer: 92343V ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT AUDITOR Management For No
03 CUMULATIVE VOTING Shareholder Against No
04 BOARD COMPOSITION Shareholder For Yes
05 SEPARATE CHAIRMAN AND CEO Shareholder For Yes
06 FUTURE POISON PILL Shareholder For Yes
07 SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS Shareholder Against No
08 OPTIONS OR STOCK GRANTS BASED ON TRACKING STOCK Management Against No
09 DIVERSITY REPORT ON OPTION GRANTS TO EMPLOYEES Management Against No
10 REPORT ON POLITICAL CONTRIBUTIONS Shareholder Against No
11 COLLECTION OF UNIVERSAL SERVICE AND NUMBER PORTABILIY Shareholder Against No
FEES
- ----------------------------------------------------------------------------------------------------------------------------
AMBAC FINANCIAL GROUP, INC. ABK Annual Meeting Date: 05/04/2004
Issuer: 023139 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 AMEND THE CERTIFICATE OF INCORPORATION TO INCREASE Shareholder Against Yes
THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 200 MILLION TO 350 MILLION.
03 APPROVE AMENDMENTS TO THE AMBAC 1997 NON-EMPLOYEE Management For No
DIRECTORS EQUITY PLAN.
04 RATIFY SELECTION OF KPMG LLP AS INDEPENDENT AUDITORS Management For No
FOR 2004.
- ----------------------------------------------------------------------------------------------------------------------------
CAREMARK RX, INC. CMX Annual Meeting Date: 05/04/2004
Issuer: 141705 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
- ----------------------------------------------------------------------------------------------------------------------------
GEORGIA-PACIFIC CORPORATION GP Annual Meeting Date: 05/04/2004
Issuer: 373298 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO AMEND THE GEORGIA-PACIFIC CORPORATION Management For No
LONG-TERM INCENTIVE PLAN TO ADD STOCK APPRECIATION
RIGHTS, KNOWN AS SARS, AS PERMITTED AWARDS UNDER
THE PLAN.
03 PROPOSAL TO APPROVE THE GEORGIA-PACIFIC CORPORATION Management For No
SHORT-TERM INCENTIVE PLAN SO THAT INCENTIVE COMPENSATION
AWARDS PAID UNDER THE PLAN WILL BE FULLY DEDUCTIBLE UNDER 162(M) OF THE
INTERNAL REVENUE CODE OF 1986, AS AMENDED.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF OUR INDEPENDENT Management For No
AUDITORS, ERNST & YOUNG LLP, AS AUDITORS FOR OUR FISCAL YEAR ENDING
JANUARY 1, 2005.
- ----------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION EMC Annual Meeting Date: 05/05/2004
Issuer: 268648 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL 2 - TO APPROVE AN AMENDMENT TO EMC S Management For No
2003 STOCK PLAN TO INCREASE BY 50,000,000 THE NUMBER OF SHARES
AVAILABLE FOR GRANT UNDER SUCH PLAN, AND ALLOW AWARDS OF RESTRICTED
STOCK AND RESTRICTED STOCK UNITS TO BE GRANTED TO NON-EMPLOYEE
DIRECTORS, AS DESCRIBED IN EMC S PROXY STATEMENT.
03 PROPOSAL 3 - TO APPROVE AN AMENDMENT TO EMC S Management For No
1989 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE BY 25,000,000 THE NUMBER
OF SHARES AVAILABLE FOR GRANT UNDER SUCH PLAN, AS DESCRIBED IN EMC S
PROXY STATEMENT.
04 PROPOSAL 4 - TO RATIFY THE SELECTION BY THE AUDIT Management For No
COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP AS EMC S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2004.
05 PROPOSAL 5 - TO ACT UPON A STOCKHOLDER PROPOSAL Shareholder Against No
RELATING TO EXECUTIVE COMPENSATION, AS DESCRIBED
IN EMC S PROXY STATEMENT.
- ----------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. PEP Annual Meeting Date: 05/05/2004
Issuer: 713448 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF AUDITORS Management For No
03 APPROVAL OF THE 2004 EXECUTIVE INCENTIVE COMPENSATION Management For No
PLAN
04 SHAREHOLDER PROPOSAL (PROXY STATEMENT P.22) Shareholder Against No
05 SHAREHOLDER PROPOSAL (PROXY STATEMENT P.23) Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
AVON PRODUCTS, INC. AVP Annual Meeting Date: 05/06/2004
Issuer: 054303 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For No
ACCOUNTANTS
03 APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE Shareholder Against Yes
OF INCORPORATION TO INCREASE AUTHORIZED SHARES
OF COMMON STOCK
04 RESOLUTION REGARDING ELIMINATION OF CLASSIFIED Shareholder For Yes
BOARD
05 RESOLUTION REGARDING REPORT ON REMOVAL OF PARABENS Shareholder Against No
06 RESOLUTION REGARDING REPORT ON REMOVAL OF DIBUTYL Shareholder Against No
PHTHALATE
- ----------------------------------------------------------------------------------------------------------------------------
3M COMPANY MMM Annual Meeting Date: 05/11/2004
Issuer: 88579Y ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT AUDITORS Management For No
03 APPROVAL OF AN AMENDMENT TO THE CERTIFICATE OF Shareholder Against Yes
INCORPORATION TO INCREASE THE AUTHORIZED COMMON
STOCK
04 STOCKHOLDER PROPOSAL RELATING TO SEPARATION OF Shareholder For Yes
THE ROLES OF CEO AND CHAIRMAN OF THE BOARD
- ----------------------------------------------------------------------------------------------------------------------------
ALTERA CORPORATION ALTR Annual Meeting Date: 05/11/2004
Issuer: 021441 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE AN AMENDMENT TO THE 1996 STOCK OPTION Management Against Yes
PLAN TO INCREASE BY 12,000,000 THE NUMBER OF SHARES OF COMMON STOCK
RESERVED FOR ISSUANCE UNDER THE PLAN.
03 TO APPROVE AN AMENDMENT TO THE 1987 EMPLOYEE Management For No
STOCK PURCHASE PLAN TO INCREASE BY 1,000,000
THE NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE UNDER THE PLAN.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS OUR INDEPENDENT ACCOUNTANTS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
05 TO CONSIDER A SHAREHOLDER PROPOSAL TO EXPENSE Shareholder For Yes
STOCK OPTION GRANTS ISSUED BY THE COMPANY.
- ----------------------------------------------------------------------------------------------------------------------------
GAP, INC. GPS Annual Meeting Date: 05/12/2004
Issuer: 364760 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For No
AS INDEPENDENT AUDITORS
03 TO APPROVE THE PROPOSAL TO AMEND AND RESTATE Management For No
THE COMPANY S EXECUTIVE MANAGEMENT INCENTIVE
CASH AWARD PLAN
04 A SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
AMGEN INC. AMGN Annual Meeting Date: 05/13/2004
Issuer: 031162 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For No
AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE
YEAR ENDING DECEMBER 31, 2004.
3A STOCKHOLDER PROPOSAL #1 (EEO-1 REPORT). Shareholder Against No
3B STOCKHOLDER PROPOSAL #2 (STOCK OPTION EXPENSING). Shareholder For Yes
- ----------------------------------------------------------------------------------------------------------------------------
GUIDANT CORPORATION GDT Annual Meeting Date: 05/18/2004
Issuer: 401698 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT AUDITORS FOR 2004.
03 PROPOSAL BY SHAREHOLDER THAT THE BOARD ADOPT Shareholder For Yes
A POLICY OF EXPENSING IN THE COMPANY S ANNUAL
INCOME STATEMENT THE COST OF ALL FUTURE STOCK
OPTIONS ISSUED BY THE COMPANY.
- ----------------------------------------------------------------------------------------------------------------------------
THE INTERPUBLIC GROUP OF COMPANIES, IPG Annual Meeting Date: 05/18/2004
Issuer: 460690 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF 2004 PERFORMANCE INCENTIVE PLAN. Management Against Yes
03 APPROVAL OF THE INTERPUBLIC NON-MANAGEMENT DIRECTORS Management For No
STOCK INCENTIVE PLAN.
04 CONFIRMATION OF PRICEWATERHOUSECOOPERS AS INDEPENDENT Management For No
AUDITORS FOR 2004.
05 APPROVAL OF PROPOSED SHAREHOLDER RESOLUTION ON Shareholder Against No
NORTHERN IRELAND.
- ----------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. AIG Annual Meeting Date: 05/19/2004
Issuer: 026874 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ADOPT CHIEF EXECUTIVE OFFICER ANNUAL COMPENSATION Management For No
PLAN
03 ADOPT A DIRECTOR STOCK PLAN Management For No
04 RATIFICATION OF INDEPENDENT ACCOUNTANTS Management For No
05 SHAREHOLDER PROPOSAL I DESCRIBED IN THE PROXY Shareholder Against No
STATEMENT
06 SHAREHOLDER PROPOSAL II DESCRIBED IN THE PROXY Shareholder Against No
STATEMENT
07 SHAREHOLDER PROPOSAL III DESCRIBED IN THE PROXY Shareholder Against No
STATEMENT
- ----------------------------------------------------------------------------------------------------------------------------
AT&T WIRELESS SERVICES, INC. AWE Annual Meeting Date: 05/19/2004
Issuer: 00209A ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For No
DATED AS OF FEBRUARY 17, 2004, BY AND AMONG AT&T
WIRELESS SERVICES, INC., CINGULAR WIRELESS CORPORATION,
CINGULAR WIRELESS LLC, AND SOLELY WITH RESPECT
TO SECTION 5.3, 6.1(B) AND ARTICLE IX OF THE
AGREEMENT AND PLAN OF MERGER, SBC COMMUNICATIONS
INC. AND BELLSOUTH CORPORATION.
02 DIRECTOR Management For No
03 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS OUR INDEPENDENT AUDITORS.
04 VOTE ON SHAREHOLDER PROPOSAL ON EXECUTIVE COMPENSATION Shareholder Against No
PROGRAM.
05 VOTE ON SHAREHOLDER PROPOSAL ON DISCONTINUING Shareholder Against No
CERTAIN EXECUTIVE COMPENSATION.
06 VOTE ON SHAREHOLDER PROPOSAL ON VOTE REQUIREMENT Shareholder Against No
FOR DIRECTOR ELECTIONS.
- ----------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION TGT Annual Meeting Date: 05/19/2004
Issuer: 87612E ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITORS.
03 APPROVAL OF THE TARGET CORPORATION LONG-TERM Management For No
INCENTIVE PLAN.
- ----------------------------------------------------------------------------------------------------------------------------
SAFEWAY INC. SWY Annual Meeting Date: 05/20/2004
Issuer: 786514 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Yes
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For No
AUDITORS FOR FISCAL YEAR 2004.
03 APPROVAL OF AND AMENDMENT TO THE RESTATED CERTIFICATE Management For No
OF INCORPORATION TO ELIMINATE THE CLASSIFICATION
OF THE BOARD OF DIRECTORS.
04 APPROVAL OF STOCK OPTION EXCHANGE PROGRAM FOR Management Against Yes
EMPLOYEES (EXCLUDING EXECUTIVE OFFICERS) PROVIDING FOR THE EXCHANGE OF
OPTIONS PREVIOUSLY GRANTED UNDER THE 1999 AMENDED AND RESTATED EQUITY
PARTICIPATION PLAN OF SAFEWAY INC. THE BOARD OF DIRECTORS RECOMMENDS A
VOTE AGAINST STOCKHOLDER PROPOSALS 5, 6, 7, 8, 9 AND 10.
05 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT DIRECTOR Shareholder For Yes
AS CHAIRMAN OF THE BOARD.
06 STOCKHOLDER PROPOSAL REGARDING CUMULATIVE VOTING. Shareholder For Yes
07 STOCKHOLDER PROPOSAL REGARDING REPORT ON IMPACT Shareholder Against No
OF GENETICALLY ENGINEERED FOOD.
08 STOCKHOLDER PROPOSAL REGARDING SUSTAINABILITY Shareholder Against No
REPORT.
09 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTION Shareholder Against No
AND PARTICIPATION REPORT.
10 STOCKHOLDER PROPOSAL REGARDING EXPENSING STOCK Shareholder For Yes
OPTIONS.
- ----------------------------------------------------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SVCS GROUP, I HIG Annual Meeting Date: 05/20/2004
Issuer: 416515 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No
TOUCHE LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004.
03 PROPOSAL BY SHAREHOLDER RELATING TO EXECUTIVE Shareholder Against No
COMPENSATION.
- ----------------------------------------------------------------------------------------------------------------------------
FPL GROUP, INC. FPL Annual Meeting Date: 05/21/2004
Issuer: 302571 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No
TOUCHE LLP AS AUDITORS.
03 APPROVAL OF THE AMENDED AND RESTATED LONG TERM Management For No
INCENTIVE PLAN, IN AN AMENDED FORM.
04 APPROVAL OF THE ANNUAL INCENTIVE PLAN AS REQUIRED Management For No
BY THE INTERNAL REVENUE CODE.
05 APPROVAL OF THE PERFORMANCE-BASED AWARDS PROVISIONS Management For No
OF THE AMENDED AND RESTATED LONG TERM INCENTIVE
PLAN AS REQUIRED BY THE INTERNAL REVENUE CODE.
06 APPROVAL OF AN AMENDMENT TO THE RESTATED ARTICLES Shareholder For No
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK.
- ----------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Annual Meeting Date: 05/21/2004
Issuer: 887317 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF AUDITORS. Management For No
03 STOCKHOLDER PROPOSAL REGARDING CHINA BUSINESS Shareholder Against No
PRINCIPLES.
04 STOCKHOLDER PROPOSAL REGARDING REPORT ON PAY DISPARITY. Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
YAHOO] INC. YHOO Annual Meeting Date: 05/21/2004
Issuer: 984332 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 AMENDMENT OF THE AMENDED AND RESTATED 1996 EMPLOYEE Management For No
STOCK PURCHASE PLAN.
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For No
04 STOCKHOLDER PROPOSAL REGARDING EXPENSING OF OPTIONS. Shareholder For Yes
- ----------------------------------------------------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION DG Annual Meeting Date: 05/25/2004
Issuer: 256669 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT AUDITORS
- ----------------------------------------------------------------------------------------------------------------------------
FANNIE MAE FNM Annual Meeting Date: 05/25/2004
Issuer: 313586 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE SELECTION OF AUDITORS Management For No
03 APPROVAL OF AN AMENDMENT TO THE FANNIE MAE EMPLOYEE Management For No
STOCK PURCHASE PLAN
04 STOCKHOLDER PROPOSAL TO REINSTATE CUMULATIVE VOTING Shareholder For Yes
- ----------------------------------------------------------------------------------------------------------------------------
J.P. MORGAN CHASE & CO. JPM Annual Meeting Date: 05/25/2004
Issuer: 46625H ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: MUTUAL FUNDS
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 MERGER PROPOSAL Management For No
02 DIRECTOR Management For No
03 APPOINTMENT OF EXTERNAL AUDITOR Management For No
04 RE-APPROVAL OF KEY EXECUTIVE PERFORMANCE PLAN Management For No
05 ADJOURNMENT OF MEETING, IF NECESSARY, TO SOLICIT Management Against Yes
ADDITIONAL PROXIES
06 DIRECTOR TERM LIMIT Shareholder Against No
07 CHARITABLE CONTRIBUTIONS Shareholder Against No
08 POLITICAL CONTRIBUTIONS Shareholder Against No
09 SEPARATION OF CHAIRMAN AND CEO Shareholder For Yes
10 DERIVATIVE DISCLOSURE Shareholder Against No
11 AUDITOR INDEPENDENCE Shareholder Abstain Yes
12 DIRECTOR COMPENSATION Shareholder Against No
13 PAY DISPARITY Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION BAC Annual Meeting Date: 05/26/2004
Issuer: 060505 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS Management For No
03 STOCKHOLDER PROPOSAL - ANNUAL MEETING DATE Shareholder Against No
04 STOCKHOLDER PROPOSAL - NOMINATION OF DIRECTORS Shareholder Against No
05 STOCKHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS Shareholder Against No
06 STOCKHOLDER PROPOSAL - MUTUAL FUND TRADING POLICIES Shareholder Against No
07 STOCKHOLDER PROPOSAL - PRIVACY AND INFORMATION Shareholder Against No
SECURITY
- ----------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION XOM Annual Meeting Date: 05/26/2004
Issuer: 30231G ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 27). Management For No
03 APPROVAL OF 2004 NON-EMPLOYEE DIRECTOR RESTRICTED Management For No
STOCK PLAN (PAGE 28).
04 POLITICAL CONTRIBUTIONS (PAGE 30). Shareholder Against No
05 POLITICAL CONTRIBUTIONS REPORT (PAGE 32). Shareholder Against No
06 MEDIA RESPONSE ON EQUATORIAL GUINEA (PAGE 34). Shareholder Against No
07 BOARD CHAIRMAN AND CEO (PAGE 37). Shareholder For Yes
08 EXECUTIVE COMPENSATION (PAGE 39). Shareholder Against No
09 EQUITY COMPENSATION REPORT (PAGE 40). Shareholder Against No
10 AMENDMENT OF EEO POLICY (PAGE 42). Shareholder Against No
11 CLIMATE SCIENCE REPORT (PAGE 44). Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. WMT Annual Meeting Date: 06/04/2004
Issuer: 931142 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE ASDA COLLEAGUE SHARE OWNERSHIP Management For No
PLAN 1999
03 APPROVAL OF THE ASDA SHARESAVE PLAN 2000 Management For No
04 APPROVAL OF THE WAL-MART STORES, INC. 2004 ASSOCIATE Management For No
STOCK PURCHASE PLAN
05 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For No
ACCOUNTANTS
06 A SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT Shareholder For Yes
CHAIRMAN
07 A SHAREHOLDER PROPOSAL REGARDING A SUSTAINABILITY Shareholder Against No
REPORT
08 A SHAREHOLDER PROPOSAL REGARDING EQUITY COMPENSATION Shareholder Against No
09 A SHAREHOLDER PROPOSAL REGARDING GENETICALLY Shareholder Against No
ENGINEERED FOOD PRODUCTS
10 A SHAREHOLDER PROPOSAL REGARDING AN EQUAL EMPLOYMENT Shareholder Against No
OPPORTUNITY REPORT
11 A SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER Shareholder Against No
APPROVAL OF PARTICIPATION IN THE OFFICER DEFERRED
COMPENSATION PLAN
- ----------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION DVN Annual Meeting Date: 06/08/2004
Issuer: 25179M ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY Management For No
S INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER
31, 2004.
03 REVISE DIRECTOR ELECTION VOTE THRESHOLD Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
STAPLES, INC. SPLS Annual Meeting Date: 06/17/2004
Issuer: 855030 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: MUTUAL FUNDS
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE STAPLES 2004 STOCK INCENTIVE PLAN. Management Against Yes
03 TO APPROVE STAPLES AMENDED AND RESTATED 1998 Management For No
EMPLOYEE STOCK PURCHASE PLAN.
04 TO APPROVE STAPLES AMENDED AND RESTATED INTERNATIONAL Management For No
EMPLOYEE STOCK PURCHASE PLAN.
05 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For No
OF ERNST & YOUNG LLP AS STAPLES INDEPENDENT
AUDITORS FOR THE CURRENT FISCAL YEAR.
06 TO ACT ON A SHAREHOLDER PROPOSAL ON SHAREHOLDER Shareholder For Yes
RIGHTS PLANS.
07 TO ACT ON A SHAREHOLDER PROPOSAL ON SHAREHOLDER Shareholder For Yes
INPUT ON POISON PILLS.
08 TO ACT ON A SHAREHOLDER PROPOSAL ON COMMONSENSE Shareholder Against No
EXECUTIVE COMPENSATION.
09 TO ACT ON A SHAREHOLDER PROPOSAL ON AUDITOR INDEPENDENCE. Shareholder Abstain Yes
- ----------------------------------------------------------------------------------------------------------------------------
INTERACTIVECORP IACI Annual Meeting Date: 06/23/2004
Issuer: 45840Q ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 THE PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Management For No
& YOUNG LLP TO SERVE AS THE INDEPENDENT AUDITORS
OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31,
2004
- ----------------------------------------------------------------------------------------------------------------------------
WELLPOINT HEALTH NETWORKS INC. WLP Special Meeting Date: 06/28/2004
Issuer: 94973H ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AMENDED AND RESTATED AGREEMENT AND Management For No
PLAN OF MERGER, EFFECTIVE AS OF OCTOBER 26, 2003,
AMONG ANTHEM, ANTHEM HOLDING CORP AND WELLPOINT,
AND THE TRANSACTIONS CONTEMPLATED THEREBY, INCLUDING THE MERGER, AS
MORE FULLY DESCRIBED IN THE ACCOMPANYING JOINT PROXY
STATEMENT/PROSPECTUS.
ProxyEdge - Investment Company Report Report Date: 07/19/2004
Meeting Date Range: 07/01/2003 to 06/30/2004
Selected Accounts: SCUDDER TARGET 2011 FUND
- ------------------------------------------------------------------------------------------------------------------------------------
DELL COMPUTER CORPORATION DELL Annual Meeting Date: 07/18/2003
Issuer: 247025 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ELIMINATION OF CLASSIFIED BOARD Management For No
03 CHANGE OF COMPANY NAME TO DELL INC. Management For No
04 APPROVAL OF EXECUTIVE ANNUAL INCENTIVE BONUS PLAN Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
ELECTRONIC ARTS INC. ERTS Annual Meeting Date: 07/31/2003
Issuer: 285512 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 AMENDMENT TO THE 2000 EQUITY INCENTIVE PLAN Management Against Yes
03 AMENDMENT TO THE 2000 EMPLOYEE STOCK PURCHASE Management For No
PLAN
04 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
BIOMET, INC. BMET Annual Meeting Date: 09/27/2003
Issuer: 090613 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE COMPANY FOR THE FISCAL
YEAR ENDING MAY 31, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION ORCL Annual Meeting Date: 10/13/2003
Issuer: 68389X ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF Management For No
THE FISCAL YEAR 2004 EXECUTIVE BONUS PLAN
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For No
YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING MAY 31, 2004
04 PROPOSAL FOR THE APPROVAL OF THE AMENDED AND Management Against Yes
RESTATED 1993 DIRECTORS STOCK PLAN
05 PROPOSAL TO ADOPT THE CHINA BUSINESS PRINCIPLES Shareholder Against No
FOR RIGHTS OF WORKERS IN CHINA
- ------------------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION PH Annual Meeting Date: 10/22/2003
Issuer: 701094 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT PUBLIC ACCOUNTING FIRM FOR
FY04.
03 APPROVAL OF THE PARKER-HANNIFIN CORPORATION 2003 Management Against Yes
STOCK INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. CSCO Annual Meeting Date: 11/11/2003
Issuer: 17275R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Management For No
EMPLOYEE STOCK PURCHASE PLAN, INCLUDING AN INCREASE OF 100,000,000
SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN AND A 5-YEAR EXTENSION
OF THE PLAN, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY
STATEMENT.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS CISCO S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JULY 31, 2004.
04 PROPOSAL SUBMITTED BY A SHAREHOLDER THAT THE Shareholder Against No
BOARD PREPARE A REPORT EACH FISCAL YEAR ON CISCO
HARDWARE AND SOFTWARE PROVIDED TO GOVERNMENT AGENCIES AND STATE-OWNED
COMMUNICATIONS OR INFORMATION TECHNOLOGY ENTITIES IN ANY COUNTRY, AS
MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.
05 PROPOSAL SUBMITTED BY SHAREHOLDERS THAT THE BOARD Shareholder Against No
S COMPENSATION COMMITTEE PREPARE AND MAKE AVAILABLE BY JANUARY 1,
2004, A REPORT COMPARING TOTAL COMPENSATION OF THE COMPANY S TOP
EXECUTIVES AND ITS LOWEST PAID WORKERS IN THE U.S. AND ABROAD AS OF
SPECIFIC DATES, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY
STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION MSFT Annual Meeting Date: 11/11/2003
Issuer: 594918 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ADOPTION OF THE AMENDMENTS TO THE 2001 STOCK PLAN Management Against Yes
03 ADOPTION OF THE AMENDMENTS TO THE 1999 STOCK Management Against Yes
OPTION PLAN FOR NON-EMPLOYEE DIRECTORS
04 SHAREHOLDER PROPOSAL (THE BOARD RECOMMENDS A Shareholder Against No
VOTE AGAINST THIS PROPOSAL)
- ------------------------------------------------------------------------------------------------------------------------------------
THE CLOROX COMPANY CLX Annual Meeting Date: 11/19/2003
Issuer: 189054 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO APPROVE THE CLOROX COMPANY INDEPENDENT Management For No
DIRECTORS STOCK-BASED COMPENSATION PLAN.
03 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For No
LLP, CERTIFIED PUBLIC ACCOUNTANTS, FOR THE FISCAL
YEAR ENDING JUNE 30, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY MON Annual Meeting Date: 01/29/2004
Issuer: 61166W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No
03 APPROVAL OF AMENDMENTS TO LONG-TERM INCENTIVE Management Against Yes
PLAN
04 APPROVAL OF SHAREOWNER PROPOSAL ONE Shareholder Against No
05 APPROVAL OF SHAREOWNER PROPOSAL TWO Shareholder Against No
06 APPROVAL OF SHAREOWNER PROPOSAL THREE Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY DE Annual Meeting Date: 02/25/2004
Issuer: 244199 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION BAC Special Meeting Date: 03/17/2004
Issuer: 060505 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE MERGER AGREEMENT Management
02 ADOPTION OF BANK OF AMERICA S AMENDED STOCK PLAN Management
03 ADOPTION OF AN AMENDMENT TO INCREASE THE NUMBER Shareholder
OF AUTHORIZED SHARES OF BANK OF AMERICA COMMON
STOCK
04 APPROVAL OF PROPOSAL TO ADJOURN THE BANK OF AMERICA Management
Special MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES
- ------------------------------------------------------------------------------------------------------------------------------------
CAREMARK RX, INC. CMX Special Meeting Date: 03/22/2004
Issuer: 141705 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE AND ADOPT AN AMENDMENT TO CAREMARK Shareholder For No
S CERTIFICATE OF INCORPORATION THAT WILL INCREASE THE TOTAL NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FROM 400 MILLION SHARES TO 700
MILLION SHARES. THIS AMENDMENT IS DESCRIBED IN THE ACCOMPANYING JOINT
PROXY STATEMENT/PROSPECTUS.
02 TO APPROVE THE ISSUANCE OF CAREMARK COMMON STOCK Management For No
TO ADVANCEPCS STOCKHOLDERS IN THE MERGER PURSUANT TO THE MERGER
AGREEMENT. IN THE MERGER, COUGAR MERGER CORPORATION WILL MERGE WITH
AND INTO ADVANCEPCS, WITH ADVANCEPCS SURVIVING THE MERGER AS A WHOLLY
OWNED SUBSIDIARY OF CAREMARK, AS DESCRIBED IN THE MERGER AGREEMENT AND
THE ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS.
03 TO APPROVE AND ADOPT AN AMENDMENT TO CAREMARK Shareholder Against Yes
S CERTIFICATE OF INCORPORATION TO INCREASE THE TOTAL NUMBER OF
AUTHORIZED SHARES OF (A) PREFERRED STOCK FROM 9.5 MILLION SHARES TO
10.5 MILLION SHARES AND (B) SERIES C PARTICIPATING PREFERRED STOCK
FROM 500,000 SHARES TO 7 MILLION SHARES. THIS AMENDMENT IS DESCRIBED
IN THE ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS.
04 TO APPROVE THE CAREMARK RX, INC. 2004 INCENTIVE Management For No
STOCK PLAN. THE CAREMARK RX, INC. 2004 INCENTIVE
STOCK PLAN IS DESCRIBED IN THE ACCOMPANYING JOINT
PROXY STATEMENT/PROSPECTUS.
05 TO ADJOURN OR POSTPONE THE CAREMARK SPECIAL MEETING, Management Against Yes
IF NECESSARY, FOR THE PURPOSE OF SOLICITING ADDITIONAL
PROXIES.
- ------------------------------------------------------------------------------------------------------------------------------------
NOKIA CORPORATION NOK Annual Meeting Date: 03/25/2004
Issuer: 654902 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1A APPROVAL OF THE INCOME STATEMENTS AND THE BALANCE Management For No
SHEETS.
1B APPROVAL OF A DIVIDEND OF EUR 0.30 PER SHARE. Management For No
1C APPROVAL OF THE DISCHARGE OF THE CHAIRMAN, THE Management For No
MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT
FROM LIABILITY.
1E DIRECTOR Management For No
1G APPROVAL OF THE APPOINTMENT OF THE AUDITOR. ( Management For No
FOR AND ABSTAIN ARE THE ONLY VALID VOTING OPTIONS)
2 APPROVAL OF THE PROPOSAL OF THE BOARD TO REDUCE Shareholder For No
THE SHARE CAPITAL THROUGH CANCELLATION OF NOKIA
SHARES HELD BY THE COMPANY
3 APPROVAL OF THE AUTHORIZATION TO THE BOARD TO Shareholder For No
INCREASE THE SHARE CAPITAL OF THE COMPANY.
4 APPROVAL OF THE AUTHORIZATION TO THE BOARD TO Shareholder For No
REPURCHASE NOKIA SHARES.
5 APPROVAL OF THE AUTHORIZATION TO THE BOARD TO Shareholder For No
DISPOSE NOKIA SHARES HELD BY THE COMPANY.
6 APPROVAL OF THE PROPOSAL OF THE BOARD TO INCREASE Shareholder For No
THE CAPITAL OF THE FOUNDATION OF NOKIA CORPORATION.
7 MARK THE FOR BOX IF YOU WISH TO INSTRUCT THE Management Against
DEPOSITARY TO GIVE A PROXY TO ANY ONE OF MARIANNA
UOTINEN-TARKOMA, ESA KAUNISTOLA, BOTH LEGAL COUNSELS OF NOKIA
CORPORATION, TO AUTHORIZE ANY OF THEM (WITH FULL POWER OF
SUBSTITUTION) TO VOTE, IN THEIR DISCRETION, ON YOUR BEHALF ONLY UPON
ITEM 7 OF THE ANNUAL MEETING AND ANY ADJOURNMENTS OR POSTPONEMENT
THEREOF.
- ------------------------------------------------------------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC. LEH Annual Meeting Date: 04/02/2004
Issuer: 524908 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITORS FOR THE FISCAL YEAR 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION UTX Annual Meeting Date: 04/14/2004
Issuer: 913017 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 SHAREOWNER PROPOSAL CONCERNING DISCLOSURE OF Shareholder Against No
EXECUTIVE COMPENSATION
04 SHAREOWNER PROPOSAL CONCERNING ETHICAL CRITERIA Shareholder Against No
FOR MILITARY CONTRACTS
05 SHAREOWNER PROPOSAL CONCERNING PERFORMANCE BASED Shareholder For Yes
SENIOR EXECUTIVE STOCK OPTIONS
06 SHAREOWNER PROPOSAL CONCERNING AN INDEPENDENT Shareholder For Yes
CHAIRMAN OF THE BOARD
- ------------------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED TXN Annual Meeting Date: 04/15/2004
Issuer: 882508 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Management For No
& YOUNG LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR 2004.
03 STOCKHOLDER PROPOSAL REGARDING EXPENSING OF STOCK Shareholder For Yes
OPTIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY LLY Annual Meeting Date: 04/19/2004
Issuer: 532457 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Management For No
COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST
& YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS
FOR 2004.
03 APPROVE THE ELI LILLY AND COMPANY BONUS PLAN. Management For No
04 PROPOSAL BY SHAREHOLDERS THAT THE BOARD ADOPT Shareholder Against No
A COMPENSATION PROGRAM LIMITING THE COMPENSATION
OF SENIOR EXECUTIVES TO SPECIFIED LEVELS.
05 PROPOSAL BY SHAREHOLDERS THAT THE BOARD REPORT Shareholder Against No
ON HOW THE COMPANY WILL RESPOND TO PRESSURE TO
INCREASE ACCESS TO AND AFFORDABILITY OF PRESCRIPTION
DRUGS.
- ------------------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. C Annual Meeting Date: 04/20/2004
Issuer: 172967 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For No
AS CITIGROUP S INDEPENDENT AUDITORS FOR 2004.
03 STOCKHOLDER PROPOSAL REQUESTING A CURB ON EXECUTIVE Shareholder Against No
COMPENSATION, NO FUTURE STOCK OPTION GRANTS AND NO RENEWALS OR
EXTENSIONS OF OPTION PLANS.
04 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL Shareholder Against No
CONTRIBUTIONS.
05 STOCKHOLDER PROPOSAL REQUESTING A DISCONTINUATION Shareholder Against No
OF ALL RIGHTS, OPTIONS, SAR S AND POSSIBLE SEVERANCE
PAYMENTS TO THE TOP 5 OF MANAGEMENT.
06 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shareholder For Yes
OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
- ------------------------------------------------------------------------------------------------------------------------------------
MELLON FINANCIAL CORPORATION MEL Annual Meeting Date: 04/20/2004
Issuer: 58551A ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO AMEND THE CORPORATION S LONG-TERM Management For No
PROFIT INCENTIVE PLAN.
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No
PUBLIC ACCOUNTANTS.
- ------------------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY MWD Annual Meeting Date: 04/20/2004
Issuer: 617446 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For No
LLP AS INDEPENDENT AUDITORS
03 SHAREHOLDER PROPOSAL TO DECLASSIFY THE BOARD Shareholder For Yes
OF DIRECTORS
04 SHAREHOLDER PROPOSAL TO REQUIRE SHAREHOLDER APPROVAL Shareholder For Yes
OF GOLDEN PARACHUTE AGREEMENTS
05 SHAREHOLDER PROPOSAL TO DISCLOSE POLITICAL CONTRIBUTIONS Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP USB Annual Meeting Date: 04/20/2004
Issuer: 902973 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITORS FOR THE 2004 FISCAL YEAR.
03 SHAREHOLDER PROPOSAL: COMPENSATION SYSTEM FOR Shareholder Against No
SENIOR EXECUTIVES.
04 SHAREHOLDER PROPOSAL: SUPPLEMENTAL EXECUTIVE Shareholder Against No
RETIREMENT BENEFITS.
05 SHAREHOLDER PROPOSAL: SIMPLE MAJORITY VOTING. Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION WB Annual Meeting Date: 04/20/2004
Issuer: 929903 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 A WACHOVIA PROPOSAL TO RATIFY THE APPOINTMENT Management For No
OF KPMG LLP AS AUDITORS FOR THE YEAR 2004.
03 A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT OPPOSES, Shareholder Against No
REGARDING NOMINATING DIRECTORS.
04 A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT OPPOSES, Shareholder Against No
REGARDING REPORTING POLITICAL INFORMATION.
05 A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT OPPOSES, Shareholder For Yes
REGARDING SEPARATING THE OFFICES OF CHAIRMAN
AND CHIEF EXECUTIVE OFFICER.
- ------------------------------------------------------------------------------------------------------------------------------------
ALLTEL CORPORATION AT Annual Meeting Date: 04/22/2004
Issuer: 020039 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENTS OF INDEPENDENT AUDITORS Management For No
03 STOCKHOLDER PROPOSAL- EMPLOYMENT OPPORTUNITY POLICY Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON JNJ Annual Meeting Date: 04/22/2004
Issuer: 478160 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
AS INDEPENDENT AUDITORS
03 PROPOSAL ON CHARITABLE CONTRIBUTIONS Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
PFIZER INC. PFE Annual Meeting Date: 04/22/2004
Issuer: 717081 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 A PROPOSAL TO APPROVE THE APPOINTMENT OF KPMG Management For No
LLP AS INDEPENDENT AUDITORS FOR 2004.
03 A PROPOSAL TO APPROVE THE PFIZER INC. 2004 STOCK Management For No
PLAN.
04 SHAREHOLDER PROPOSAL REQUESTING REVIEW OF THE Shareholder Against No
ECONOMIC EFFECTS OF THE HIV/AIDS, TB AND MALARIA
PANDEMICS ON THE COMPANY S BUSINESS STRATEGY.
05 SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS. Shareholder Against No
06 SHAREHOLDER PROPOSAL RELATING TO AN ANNUAL REPORT Shareholder Against No
ON CORPORATE RESOURCES DEVOTED TO SUPPORTING
POLITICAL ENTITIES OR CANDIDATES.
07 SHAREHOLDER PROPOSAL SEEKING TO IMPOSE TERM LIMITS Shareholder Against No
ON DIRECTORS.
08 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INCREASING Shareholder Against No
ACCESS TO PFIZER PRODUCTS.
09 SHAREHOLDER PROPOSAL ON STOCK OPTIONS. Shareholder Against No
10 SHAREHOLDER PROPOSAL ON IN VITRO TESTING. Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
WYETH WYE Annual Meeting Date: 04/22/2004
Issuer: 983024 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF PRINCIPAL INDEPENDENT PUBLIC ACCOUNTANTS Management For No
03 ADOPTION OF THE STOCKHOLDER PROPOSAL ON ACCESS Shareholder Against No
TO AND AFFORDABILITY OF PRESCRIPTION DRUGS
04 ADOPTION OF STOCKHOLDER PROPOSAL ON ANIMAL TESTING Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. HON Annual Meeting Date: 04/26/2004
Issuer: 438516 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No
03 ANNUAL ELECTION OF DIRECTORS Shareholder For Yes
04 SHAREOWNER VOTING PROVISIONS Shareholder For Yes
05 SHAREOWNER INPUT - GOLDEN PARACHUTES Shareholder For Yes
06 RESOLUTION ON PAY DISPARITY Shareholder Against No
07 CUMULATIVE VOTING Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
EXELON CORPORATION EXC Annual Meeting Date: 04/27/2004
Issuer: 30161N ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Management For No
03 APPROVAL OF ANNUAL INCENTIVE PLAN FOR SENIOR EXECUTIVES Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP IBM Annual Meeting Date: 04/27/2004
Issuer: 459200 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No
(PRICEWATERHOUSECOOPERS LLP) (PAGE 22)
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No
FOR THE BUSINESS CONSULTING SERVICES UNIT (ERNST
& YOUNG LLP) (PAGE 22)
04 APPROVAL OF LONG-TERM INCENTIVE PERFORMANCE TERMS Management Against Yes
FOR CERTAIN EXECUTIVES (PAGE 23)
05 STOCKHOLDER PROPOSAL ON: CUMULATIVE VOTING (PAGE Shareholder Against No
25)
06 STOCKHOLDER PROPOSAL ON: PENSION AND RETIREMENT Shareholder Against No
MEDICAL (PAGE 25)
07 STOCKHOLDER PROPOSAL ON: EXECUTIVE COMPENSATION Shareholder Against No
(PAGE 26)
08 STOCKHOLDER PROPOSAL ON: EXPENSING STOCK OPTIONS Shareholder For Yes
(PAGE 28)
09 STOCKHOLDER PROPOSAL ON: DISCLOSURE OF EXECUTIVE Shareholder Against No
COMPENSATION (PAGE 29)
10 STOCKHOLDER PROPOSAL ON: CHINA BUSINESS PRINCIPLES Shareholder Against No
(PAGE 30)
11 STOCKHOLDER PROPOSAL ON: POLITICAL CONTRIBUTIONS Shareholder Against No
(PAGE 31)
12 STOCKHOLDER PROPOSAL ON: A REVIEW OF EXECUTIVE Shareholder Against No
COMPENSATION POLICIES (PAGE 32)
- ------------------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. MET Annual Meeting Date: 04/27/2004
Issuer: 59156R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE METLIFE, INC. 2005 STOCK AND Management For No
INCENTIVE COMPENSATION PLAN
03 APPROVAL OF THE METLIFE ANNUAL VARIABLE INCENTIVE Management For No
PLAN
04 APPROVAL OF THE METLIFE, INC. 2005 NON-MANAGEMENT Management For No
DIRECTOR STOCK COMPENSATION PLAN
05 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For No
LLP AS INDEPENDENT AUDITOR FOR 2004
06 SHAREHOLDER PROPOSAL CONCERNING CEO COMPENSATION Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
ALLERGAN, INC. AGN Annual Meeting Date: 04/28/2004
Issuer: 018490 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For No
AS INDEPENDENT AUDITOR.
03 PROPOSAL RELATING TO THE ADOPTION OF A POLICY Shareholder For Yes
OF EXPENSING THE COST OF ALL FUTURE STOCK OPTIONS.
04 PROPOSAL TO BIFURCATE THE ROLES OF CHAIRMAN OF Shareholder For Yes
THE BOARD OF DIRECTORS AND CHIEF EXECUTIVE OFFICER.
- ------------------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH COMPANIES, INC. BUD Annual Meeting Date: 04/28/2004
Issuer: 035229 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF INDEPENDENT AUDITORS Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED BHI Annual Meeting Date: 04/28/2004
Issuer: 057224 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF DELOITTE & TOUCHE AS THE COMPANY Management For No
S INDEPENDENT AUDITOR FOR FISCAL YEAR 2004.
03 STOCKHOLDER PROPOSAL NO. 1 - REGARDING CLASSIFIED Shareholder For Yes
BOARDS.
04 STOCKHOLDER PROPOSAL NO. 2 - REGARDING POISON Shareholder For Yes
PILLS.
- ------------------------------------------------------------------------------------------------------------------------------------
CHEVRONTEXACO CORPORATION CVX Annual Meeting Date: 04/28/2004
Issuer: 166764 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Management For No
03 SHOW SUPPORT FOR THE STOCKHOLDER RIGHTS PLAN POLICY Management Against Yes
04 APPROVAL OF THE LONG-TERM INCENTIVE PLAN Management For No
05 HIV/AIDS, TUBERCULOSIS, AND MALARIA Shareholder Against No
06 POLITICAL DISCLOSURE Shareholder Against No
07 DIRECTOR ELECTION VOTE THRESHOLD Shareholder Against No
08 REPORT ON ECUADOR Shareholder Against No
09 RENEWABLE ENERGY Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY DD Annual Meeting Date: 04/28/2004
Issuer: 263534 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ON RATIFICATION OF ACCOUNTANTS Management For No
03 ON GOVERNMENT SERVICE Shareholder Against No
04 ON INTERNATIONAL WORKPLACE STANDARDS Shareholder Against No
05 ON EXECUTIVE COMPENSATION Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY GE Annual Meeting Date: 04/28/2004
Issuer: 369604 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
0A DIRECTOR Management For No
0B INDEPENDENT AUDITOR Management For No
0C REVENUE MEASUREMENT ADDED TO EXECUTIVE OFFICER Management For No
PERFORMANCE GOALS
01 CUMULATIVE VOTING Shareholder For Yes
02 ANIMAL TESTING Shareholder Against No
03 NUCLEAR RISK Shareholder Against No
04 REPORT ON PCB CLEANUP COSTS Shareholder Against No
05 OFFSHORE SOURCING Shareholder Against No
06 SUSTAINABILITY INDEX Shareholder Against No
07 COMPENSATION COMMITTEE INDEPENDENCE Shareholder For Yes
08 PAY DISPARITY Shareholder Against No
09 END STOCK OPTIONS AND BONUSES Shareholder Against No
10 LIMIT OUTSIDE DIRECTORSHIPS Shareholder Against No
11 INDEPENDENT BOARD CHAIRMAN Shareholder For Yes
12 EXPLORE SALE OF COMPANY Shareholder Against No
13 HOLDING STOCK FROM STOCK OPTIONS Shareholder Against No
14 BOARD INDEPENDENCE Shareholder Against No
15 POLITICAL CONTRIBUTIONS Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
HERSHEY FOODS CORPORATION HSY Annual Meeting Date: 04/28/2004
Issuer: 427866 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No
AUDITORS FOR 2004
- ------------------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. VZ Annual Meeting Date: 04/28/2004
Issuer: 92343V ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT AUDITOR Management For No
03 CUMULATIVE VOTING Shareholder Against No
04 BOARD COMPOSITION Shareholder For Yes
05 SEPARATE CHAIRMAN AND CEO Shareholder For Yes
06 FUTURE POISON PILL Shareholder For Yes
07 SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS Shareholder Against No
08 OPTIONS OR STOCK GRANTS BASED ON TRACKING STOCK Management Against No
09 DIVERSITY REPORT ON OPTION GRANTS TO EMPLOYEES Management Against No
10 REPORT ON POLITICAL CONTRIBUTIONS Shareholder Against No
11 COLLECTION OF UNIVERSAL SERVICE AND NUMBER PORTABILIY Shareholder Against No
FEES
- ------------------------------------------------------------------------------------------------------------------------------------
AMBAC FINANCIAL GROUP, INC. ABK Annual Meeting Date: 05/04/2004
Issuer: 023139 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 AMEND THE CERTIFICATE OF INCORPORATION TO INCREASE Shareholder Against Yes
THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 200 MILLION TO 350 MILLION.
03 APPROVE AMENDMENTS TO THE AMBAC 1997 NON-EMPLOYEE Management For No
DIRECTORS EQUITY PLAN.
04 RATIFY SELECTION OF KPMG LLP AS INDEPENDENT AUDITORS Management For No
FOR 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
CAREMARK RX, INC. CMX Annual Meeting Date: 05/04/2004
Issuer: 141705 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
GEORGIA-PACIFIC CORPORATION GP Annual Meeting Date: 05/04/2004
Issuer: 373298 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO AMEND THE GEORGIA-PACIFIC CORPORATION Management For No
LONG-TERM INCENTIVE PLAN TO ADD STOCK APPRECIATION
RIGHTS, KNOWN AS SARS, AS PERMITTED AWARDS UNDER
THE PLAN.
03 PROPOSAL TO APPROVE THE GEORGIA-PACIFIC CORPORATION Management For No
SHORT-TERM INCENTIVE PLAN SO THAT INCENTIVE COMPENSATION
AWARDS PAID UNDER THE PLAN WILL BE FULLY DEDUCTIBLE UNDER 162(M) OF
THE INTERNAL REVENUE CODE OF 1986, AS AMENDED.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF OUR INDEPENDENT Management For No
AUDITORS, ERNST & YOUNG LLP, AS AUDITORS FOR OUR FISCAL YEAR ENDING
JANUARY 1, 2005.
- ------------------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION EMC Annual Meeting Date: 05/05/2004
Issuer: 268648 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL 2 - TO APPROVE AN AMENDMENT TO EMC S Management For No
2003 STOCK PLAN TO INCREASE BY 50,000,000 THE NUMBER OF SHARES
AVAILABLE FOR GRANT UNDER SUCH PLAN, AND ALLOW AWARDS OF RESTRICTED
STOCK AND RESTRICTED STOCK UNITS TO BE GRANTED TO NON-EMPLOYEE
DIRECTORS, AS DESCRIBED IN EMC S PROXY STATEMENT.
03 PROPOSAL 3 - TO APPROVE AN AMENDMENT TO EMC S Management For No
1989 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE BY 25,000,000 THE NUMBER
OF SHARES AVAILABLE FOR GRANT UNDER SUCH PLAN, AS DESCRIBED IN EMC S
PROXY STATEMENT.
04 PROPOSAL 4 - TO RATIFY THE SELECTION BY THE AUDIT Management For No
COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP AS EMC S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2004.
05 PROPOSAL 5 - TO ACT UPON A STOCKHOLDER PROPOSAL Shareholder Against No
RELATING TO EXECUTIVE COMPENSATION, AS DESCRIBED
IN EMC S PROXY STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. PEP Annual Meeting Date: 05/05/2004
Issuer: 713448 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF AUDITORS Management For No
03 APPROVAL OF THE 2004 EXECUTIVE INCENTIVE COMPENSATION Management For No
PLAN
04 SHAREHOLDER PROPOSAL (PROXY STATEMENT P.22) Shareholder Against No
05 SHAREHOLDER PROPOSAL (PROXY STATEMENT P.23) Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
AVON PRODUCTS, INC. AVP Annual Meeting Date: 05/06/2004
Issuer: 054303 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For No
ACCOUNTANTS
03 APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE Shareholder Against Yes
OF INCORPORATION TO INCREASE AUTHORIZED SHARES
OF COMMON STOCK
04 RESOLUTION REGARDING ELIMINATION OF CLASSIFIED Shareholder For Yes
BOARD
05 RESOLUTION REGARDING REPORT ON REMOVAL OF PARABENS Shareholder Against No
06 RESOLUTION REGARDING REPORT ON REMOVAL OF DIBUTYL Shareholder Against No
PHTHALATE
- ------------------------------------------------------------------------------------------------------------------------------------
3M COMPANY MMM Annual Meeting Date: 05/11/2004
Issuer: 88579Y ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT AUDITORS Management For No
03 APPROVAL OF AN AMENDMENT TO THE CERTIFICATE OF Shareholder Against Yes
INCORPORATION TO INCREASE THE AUTHORIZED COMMON
STOCK
04 STOCKHOLDER PROPOSAL RELATING TO SEPARATION OF Shareholder For Yes
THE ROLES OF CEO AND CHAIRMAN OF THE BOARD
- ------------------------------------------------------------------------------------------------------------------------------------
ALTERA CORPORATION ALTR Annual Meeting Date: 05/11/2004
Issuer: 021441 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE AN AMENDMENT TO THE 1996 STOCK OPTION Management Against Yes
PLAN TO INCREASE BY 12,000,000 THE NUMBER OF SHARES OF COMMON STOCK
RESERVED FOR ISSUANCE UNDER THE PLAN.
03 TO APPROVE AN AMENDMENT TO THE 1987 EMPLOYEE Management For No
STOCK PURCHASE PLAN TO INCREASE BY 1,000,000
THE NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE UNDER THE PLAN.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS OUR INDEPENDENT ACCOUNTANTS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
05 TO CONSIDER A SHAREHOLDER PROPOSAL TO EXPENSE Shareholder For Yes
STOCK OPTION GRANTS ISSUED BY THE COMPANY.
- ------------------------------------------------------------------------------------------------------------------------------------
GAP, INC. GPS Annual Meeting Date: 05/12/2004
Issuer: 364760 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For No
AS INDEPENDENT AUDITORS
03 TO APPROVE THE PROPOSAL TO AMEND AND RESTATE Management For No
THE COMPANY S EXECUTIVE MANAGEMENT INCENTIVE
CASH AWARD PLAN
04 A SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
AMGEN INC. AMGN Annual Meeting Date: 05/13/2004
Issuer: 031162 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For No
AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE
YEAR ENDING DECEMBER 31, 2004.
3A STOCKHOLDER PROPOSAL #1 (EEO-1 REPORT). Shareholder Against No
3B STOCKHOLDER PROPOSAL #2 (STOCK OPTION EXPENSING). Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
GUIDANT CORPORATION GDT Annual Meeting Date: 05/18/2004
Issuer: 401698 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT AUDITORS FOR 2004.
03 PROPOSAL BY SHAREHOLDER THAT THE BOARD ADOPT Shareholder For Yes
A POLICY OF EXPENSING IN THE COMPANY S ANNUAL
INCOME STATEMENT THE COST OF ALL FUTURE STOCK
OPTIONS ISSUED BY THE COMPANY.
- ------------------------------------------------------------------------------------------------------------------------------------
THE INTERPUBLIC GROUP OF COMPANIES, IPG Annual Meeting Date: 05/18/2004
Issuer: 460690 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF 2004 PERFORMANCE INCENTIVE PLAN. Management Against Yes
03 APPROVAL OF THE INTERPUBLIC NON-MANAGEMENT DIRECTORS Management For No
STOCK INCENTIVE PLAN.
04 CONFIRMATION OF PRICEWATERHOUSECOOPERS AS INDEPENDENT Management For No
AUDITORS FOR 2004.
05 APPROVAL OF PROPOSED SHAREHOLDER RESOLUTION ON Shareholder Against No
NORTHERN IRELAND.
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. AIG Annual Meeting Date: 05/19/2004
Issuer: 026874 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ADOPT CHIEF EXECUTIVE OFFICER ANNUAL COMPENSATION Management For No
PLAN
03 ADOPT A DIRECTOR STOCK PLAN Management For No
04 RATIFICATION OF INDEPENDENT ACCOUNTANTS Management For No
05 SHAREHOLDER PROPOSAL I DESCRIBED IN THE PROXY Shareholder Against No
STATEMENT
06 SHAREHOLDER PROPOSAL II DESCRIBED IN THE PROXY Shareholder Against No
STATEMENT
07 SHAREHOLDER PROPOSAL III DESCRIBED IN THE PROXY Shareholder Against No
STATEMENT
- ------------------------------------------------------------------------------------------------------------------------------------
AT&T WIRELESS SERVICES, INC. AWE Annual Meeting Date: 05/19/2004
Issuer: 00209A ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For No
DATED AS OF FEBRUARY 17, 2004, BY AND AMONG AT&T
WIRELESS SERVICES, INC., CINGULAR WIRELESS CORPORATION,
CINGULAR WIRELESS LLC, AND SOLELY WITH RESPECT
TO SECTION 5.3, 6.1(B) AND ARTICLE IX OF THE
AGREEMENT AND PLAN OF MERGER, SBC COMMUNICATIONS
INC. AND BELLSOUTH CORPORATION.
02 DIRECTOR Management For No
03 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS OUR INDEPENDENT AUDITORS.
04 VOTE ON SHAREHOLDER PROPOSAL ON EXECUTIVE COMPENSATION Shareholder Against No
PROGRAM.
05 VOTE ON SHAREHOLDER PROPOSAL ON DISCONTINUING Shareholder Against No
CERTAIN EXECUTIVE COMPENSATION.
06 VOTE ON SHAREHOLDER PROPOSAL ON VOTE REQUIREMENT Shareholder Against No
FOR DIRECTOR ELECTIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION TGT Annual Meeting Date: 05/19/2004
Issuer: 87612E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITORS.
03 APPROVAL OF THE TARGET CORPORATION LONG-TERM Management For No
INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
SAFEWAY INC. SWY Annual Meeting Date: 05/20/2004
Issuer: 786514 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Yes
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For No
AUDITORS FOR FISCAL YEAR 2004.
03 APPROVAL OF AND AMENDMENT TO THE RESTATED CERTIFICATE Management For No
OF INCORPORATION TO ELIMINATE THE CLASSIFICATION
OF THE BOARD OF DIRECTORS.
04 APPROVAL OF STOCK OPTION EXCHANGE PROGRAM FOR Management Against Yes
EMPLOYEES (EXCLUDING EXECUTIVE OFFICERS) PROVIDING FOR THE EXCHANGE OF
OPTIONS PREVIOUSLY GRANTED UNDER THE 1999 AMENDED AND RESTATED EQUITY
PARTICIPATION PLAN OF SAFEWAY INC. THE BOARD OF DIRECTORS RECOMMENDS A
VOTE AGAINST STOCKHOLDER PROPOSALS 5, 6, 7, 8, 9 AND 10.
05 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT DIRECTOR Shareholder For Yes
AS CHAIRMAN OF THE BOARD.
06 STOCKHOLDER PROPOSAL REGARDING CUMULATIVE VOTING. Shareholder For Yes
07 STOCKHOLDER PROPOSAL REGARDING REPORT ON IMPACT Shareholder Against No
OF GENETICALLY ENGINEERED FOOD.
08 STOCKHOLDER PROPOSAL REGARDING SUSTAINABILITY Shareholder Against No
REPORT.
09 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTION Shareholder Against No
AND PARTICIPATION REPORT.
10 STOCKHOLDER PROPOSAL REGARDING EXPENSING STOCK Shareholder For Yes
OPTIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SVCS GROUP, I HIG Annual Meeting Date: 05/20/2004
Issuer: 416515 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No
TOUCHE LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004.
03 PROPOSAL BY SHAREHOLDER RELATING TO EXECUTIVE Shareholder Against No
COMPENSATION.
- ------------------------------------------------------------------------------------------------------------------------------------
FPL GROUP, INC. FPL Annual Meeting Date: 05/21/2004
Issuer: 302571 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No
TOUCHE LLP AS AUDITORS.
03 APPROVAL OF THE AMENDED AND RESTATED LONG TERM Management For No
INCENTIVE PLAN, IN AN AMENDED FORM.
04 APPROVAL OF THE ANNUAL INCENTIVE PLAN AS REQUIRED Management For No
BY THE INTERNAL REVENUE CODE.
05 APPROVAL OF THE PERFORMANCE-BASED AWARDS PROVISIONS Management For No
OF THE AMENDED AND RESTATED LONG TERM INCENTIVE
PLAN AS REQUIRED BY THE INTERNAL REVENUE CODE.
06 APPROVAL OF AN AMENDMENT TO THE RESTATED ARTICLES Shareholder For No
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK.
- ------------------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Annual Meeting Date: 05/21/2004
Issuer: 887317 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF AUDITORS. Management For No
03 STOCKHOLDER PROPOSAL REGARDING CHINA BUSINESS Shareholder Against No
PRINCIPLES.
04 STOCKHOLDER PROPOSAL REGARDING REPORT ON PAY DISPARITY. Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
YAHOO] INC. YHOO Annual Meeting Date: 05/21/2004
Issuer: 984332 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 AMENDMENT OF THE AMENDED AND RESTATED 1996 EMPLOYEE Management For No
STOCK PURCHASE PLAN.
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For No
04 STOCKHOLDER PROPOSAL REGARDING EXPENSING OF OPTIONS. Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION DG Annual Meeting Date: 05/25/2004
Issuer: 256669 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT AUDITORS
- ------------------------------------------------------------------------------------------------------------------------------------
FANNIE MAE FNM Annual Meeting Date: 05/25/2004
Issuer: 313586 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE SELECTION OF AUDITORS Management For No
03 APPROVAL OF AN AMENDMENT TO THE FANNIE MAE EMPLOYEE Management For No
STOCK PURCHASE PLAN
04 STOCKHOLDER PROPOSAL TO REINSTATE CUMULATIVE VOTING Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
J.P. MORGAN CHASE & CO. JPM Annual Meeting Date: 05/25/2004
Issuer: 46625H ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: MUTUAL FUNDS
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 MERGER PROPOSAL Management For No
02 DIRECTOR Management For No
03 APPOINTMENT OF EXTERNAL AUDITOR Management For No
04 RE-APPROVAL OF KEY EXECUTIVE PERFORMANCE PLAN Management For No
05 ADJOURNMENT OF MEETING, IF NECESSARY, TO SOLICIT Management Against Yes
ADDITIONAL PROXIES
06 DIRECTOR TERM LIMIT Shareholder Against No
07 CHARITABLE CONTRIBUTIONS Shareholder Against No
08 POLITICAL CONTRIBUTIONS Shareholder Against No
09 SEPARATION OF CHAIRMAN AND CEO Shareholder For Yes
10 DERIVATIVE DISCLOSURE Shareholder Against No
11 AUDITOR INDEPENDENCE Shareholder Abstain Yes
12 DIRECTOR COMPENSATION Shareholder Against No
13 PAY DISPARITY Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION BAC Annual Meeting Date: 05/26/2004
Issuer: 060505 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS Management For No
03 STOCKHOLDER PROPOSAL - ANNUAL MEETING DATE Shareholder Against No
04 STOCKHOLDER PROPOSAL - NOMINATION OF DIRECTORS Shareholder Against No
05 STOCKHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS Shareholder Against No
06 STOCKHOLDER PROPOSAL - MUTUAL FUND TRADING POLICIES Shareholder Against No
07 STOCKHOLDER PROPOSAL - PRIVACY AND INFORMATION Shareholder Against No
SECURITY
- ------------------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION XOM Annual Meeting Date: 05/26/2004
Issuer: 30231G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 27). Management For No
03 APPROVAL OF 2004 NON-EMPLOYEE DIRECTOR RESTRICTED Management For No
STOCK PLAN (PAGE 28).
04 POLITICAL CONTRIBUTIONS (PAGE 30). Shareholder Against No
05 POLITICAL CONTRIBUTIONS REPORT (PAGE 32). Shareholder Against No
06 MEDIA RESPONSE ON EQUATORIAL GUINEA (PAGE 34). Shareholder Against No
07 BOARD CHAIRMAN AND CEO (PAGE 37). Shareholder For Yes
08 EXECUTIVE COMPENSATION (PAGE 39). Shareholder Against No
09 EQUITY COMPENSATION REPORT (PAGE 40). Shareholder Against No
10 AMENDMENT OF EEO POLICY (PAGE 42). Shareholder Against No
11 CLIMATE SCIENCE REPORT (PAGE 44). Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. WMT Annual Meeting Date: 06/04/2004
Issuer: 931142 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE ASDA COLLEAGUE SHARE OWNERSHIP Management For No
PLAN 1999
03 APPROVAL OF THE ASDA SHARESAVE PLAN 2000 Management For No
04 APPROVAL OF THE WAL-MART STORES, INC. 2004 ASSOCIATE Management For No
STOCK PURCHASE PLAN
05 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For No
ACCOUNTANTS
06 A SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT Shareholder For Yes
CHAIRMAN
07 A SHAREHOLDER PROPOSAL REGARDING A SUSTAINABILITY Shareholder Against No
REPORT
08 A SHAREHOLDER PROPOSAL REGARDING EQUITY COMPENSATION Shareholder Against No
09 A SHAREHOLDER PROPOSAL REGARDING GENETICALLY Shareholder Against No
ENGINEERED FOOD PRODUCTS
10 A SHAREHOLDER PROPOSAL REGARDING AN EQUAL EMPLOYMENT Shareholder Against No
OPPORTUNITY REPORT
11 A SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER Shareholder Against No
APPROVAL OF PARTICIPATION IN THE OFFICER DEFERRED
COMPENSATION PLAN
- ------------------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION DVN Annual Meeting Date: 06/08/2004
Issuer: 25179M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY Management For No
S INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER
31, 2004.
03 REVISE DIRECTOR ELECTION VOTE THRESHOLD Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
STAPLES, INC. SPLS Annual Meeting Date: 06/17/2004
Issuer: 855030 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: MUTUAL FUNDS
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE STAPLES 2004 STOCK INCENTIVE PLAN. Management Against Yes
03 TO APPROVE STAPLES AMENDED AND RESTATED 1998 Management For No
EMPLOYEE STOCK PURCHASE PLAN.
04 TO APPROVE STAPLES AMENDED AND RESTATED INTERNATIONAL Management For No
EMPLOYEE STOCK PURCHASE PLAN.
05 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For No
OF ERNST & YOUNG LLP AS STAPLES INDEPENDENT
AUDITORS FOR THE CURRENT FISCAL YEAR.
06 TO ACT ON A SHAREHOLDER PROPOSAL ON SHAREHOLDER Shareholder For Yes
RIGHTS PLANS.
07 TO ACT ON A SHAREHOLDER PROPOSAL ON SHAREHOLDER Shareholder For Yes
INPUT ON POISON PILLS.
08 TO ACT ON A SHAREHOLDER PROPOSAL ON COMMONSENSE Shareholder Against No
EXECUTIVE COMPENSATION.
09 TO ACT ON A SHAREHOLDER PROPOSAL ON AUDITOR INDEPENDENCE. Shareholder Abstain Yes
- ------------------------------------------------------------------------------------------------------------------------------------
INTERACTIVECORP IACI Annual Meeting Date: 06/23/2004
Issuer: 45840Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 THE PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Management For No
& YOUNG LLP TO SERVE AS THE INDEPENDENT AUDITORS
OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31,
2004
- ------------------------------------------------------------------------------------------------------------------------------------
WELLPOINT HEALTH NETWORKS INC. WLP Special Meeting Date: 06/28/2004
Issuer: 94973H ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AMENDED AND RESTATED AGREEMENT AND Management For No
PLAN OF MERGER, EFFECTIVE AS OF OCTOBER 26, 2003,
AMONG ANTHEM, ANTHEM HOLDING CORP AND WELLPOINT,
AND THE TRANSACTIONS CONTEMPLATED THEREBY, INCLUDING THE MERGER, AS
MORE FULLY DESCRIBED IN THE ACCOMPANYING JOINT PROXY
STATEMENT/PROSPECTUS.
ProxyEdge - Investment Company Report Report Date: 07/19/2004
Meeting Date Range: 07/01/2003 to 06/30/2004
Selected Accounts: SCUD TARGET 2012 -2
- ------------------------------------------------------------------------------------------------------------------------------------
DELL COMPUTER CORPORATION DELL Annual Meeting Date: 07/18/2003
Issuer: 247025 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ELIMINATION OF CLASSIFIED BOARD Management For No
03 CHANGE OF COMPANY NAME TO DELL INC. Management For No
04 APPROVAL OF EXECUTIVE ANNUAL INCENTIVE BONUS PLAN Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
ELECTRONIC ARTS INC. ERTS Annual Meeting Date: 07/31/2003
Issuer: 285512 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 AMENDMENT TO THE 2000 EQUITY INCENTIVE PLAN Management Against Yes
03 AMENDMENT TO THE 2000 EMPLOYEE STOCK PURCHASE Management For No
PLAN
04 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
BIOMET, INC. BMET Annual Meeting Date: 09/27/2003
Issuer: 090613 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE COMPANY FOR THE FISCAL
YEAR ENDING MAY 31, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION ORCL Annual Meeting Date: 10/13/2003
Issuer: 68389X ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF Management For No
THE FISCAL YEAR 2004 EXECUTIVE BONUS PLAN
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For No
YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING MAY 31, 2004
04 PROPOSAL FOR THE APPROVAL OF THE AMENDED AND Management Against Yes
RESTATED 1993 DIRECTORS STOCK PLAN
05 PROPOSAL TO ADOPT THE CHINA BUSINESS PRINCIPLES Shareholder Against No
FOR RIGHTS OF WORKERS IN CHINA
- ------------------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION PH Annual Meeting Date: 10/22/2003
Issuer: 701094 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT PUBLIC ACCOUNTING FIRM FOR
FY04.
03 APPROVAL OF THE PARKER-HANNIFIN CORPORATION 2003 Management Against Yes
STOCK INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. CSCO Annual Meeting Date: 11/11/2003
Issuer: 17275R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Management For No
EMPLOYEE STOCK PURCHASE PLAN, INCLUDING AN INCREASE OF 100,000,000
SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN AND A 5-YEAR EXTENSION
OF THE PLAN, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY
STATEMENT.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS CISCO S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JULY 31, 2004.
04 PROPOSAL SUBMITTED BY A SHAREHOLDER THAT THE Shareholder Against No
BOARD PREPARE A REPORT EACH FISCAL YEAR ON CISCO
HARDWARE AND SOFTWARE PROVIDED TO GOVERNMENT AGENCIES AND STATE-OWNED
COMMUNICATIONS OR INFORMATION TECHNOLOGY ENTITIES IN ANY COUNTRY, AS
MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.
05 PROPOSAL SUBMITTED BY SHAREHOLDERS THAT THE BOARD Shareholder Against No
S COMPENSATION COMMITTEE PREPARE AND MAKE AVAILABLE BY JANUARY 1,
2004, A REPORT COMPARING TOTAL COMPENSATION OF THE COMPANY S TOP
EXECUTIVES AND ITS LOWEST PAID WORKERS IN THE U.S. AND ABROAD AS OF
SPECIFIC DATES, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY
STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION MSFT Annual Meeting Date: 11/11/2003
Issuer: 594918 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ADOPTION OF THE AMENDMENTS TO THE 2001 STOCK PLAN Management Against Yes
03 ADOPTION OF THE AMENDMENTS TO THE 1999 STOCK Management Against Yes
OPTION PLAN FOR NON-EMPLOYEE DIRECTORS
04 SHAREHOLDER PROPOSAL (THE BOARD RECOMMENDS A Shareholder Against No
VOTE AGAINST THIS PROPOSAL)
- ------------------------------------------------------------------------------------------------------------------------------------
THE CLOROX COMPANY CLX Annual Meeting Date: 11/19/2003
Issuer: 189054 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO APPROVE THE CLOROX COMPANY INDEPENDENT Management For No
DIRECTORS STOCK-BASED COMPENSATION PLAN.
03 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For No
LLP, CERTIFIED PUBLIC ACCOUNTANTS, FOR THE FISCAL
YEAR ENDING JUNE 30, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY MON Annual Meeting Date: 01/29/2004
Issuer: 61166W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No
03 APPROVAL OF AMENDMENTS TO LONG-TERM INCENTIVE Management Against Yes
PLAN
04 APPROVAL OF SHAREOWNER PROPOSAL ONE Shareholder Against No
05 APPROVAL OF SHAREOWNER PROPOSAL TWO Shareholder Against No
06 APPROVAL OF SHAREOWNER PROPOSAL THREE Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY DE Annual Meeting Date: 02/25/2004
Issuer: 244199 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION BAC Special Meeting Date: 03/17/2004
Issuer: 060505 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE MERGER AGREEMENT Management
02 ADOPTION OF BANK OF AMERICA S AMENDED STOCK PLAN Management
03 ADOPTION OF AN AMENDMENT TO INCREASE THE NUMBER Shareholder
OF AUTHORIZED SHARES OF BANK OF AMERICA COMMON
STOCK
04 APPROVAL OF PROPOSAL TO ADJOURN THE BANK OF AMERICA Management
Special MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES
- ------------------------------------------------------------------------------------------------------------------------------------
CAREMARK RX, INC. CMX Special Meeting Date: 03/22/2004
Issuer: 141705 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE AND ADOPT AN AMENDMENT TO CAREMARK Shareholder For No
S CERTIFICATE OF INCORPORATION THAT WILL INCREASE THE TOTAL NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FROM 400 MILLION SHARES TO 700
MILLION SHARES. THIS AMENDMENT IS DESCRIBED IN THE ACCOMPANYING JOINT
PROXY STATEMENT/PROSPECTUS.
02 TO APPROVE THE ISSUANCE OF CAREMARK COMMON STOCK Management For No
TO ADVANCEPCS STOCKHOLDERS IN THE MERGER PURSUANT TO THE MERGER
AGREEMENT. IN THE MERGER, COUGAR MERGER CORPORATION WILL MERGE WITH
AND INTO ADVANCEPCS, WITH ADVANCEPCS SURVIVING THE MERGER AS A WHOLLY
OWNED SUBSIDIARY OF CAREMARK, AS DESCRIBED IN THE MERGER AGREEMENT AND
THE ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS.
03 TO APPROVE AND ADOPT AN AMENDMENT TO CAREMARK Shareholder Against Yes
S CERTIFICATE OF INCORPORATION TO INCREASE THE TOTAL NUMBER OF
AUTHORIZED SHARES OF (A) PREFERRED STOCK FROM 9.5 MILLION SHARES TO
10.5 MILLION SHARES AND (B) SERIES C PARTICIPATING PREFERRED STOCK
FROM 500,000 SHARES TO 7 MILLION SHARES. THIS AMENDMENT IS DESCRIBED
IN THE ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS.
04 TO APPROVE THE CAREMARK RX, INC. 2004 INCENTIVE Management For No
STOCK PLAN. THE CAREMARK RX, INC. 2004 INCENTIVE
STOCK PLAN IS DESCRIBED IN THE ACCOMPANYING JOINT
PROXY STATEMENT/PROSPECTUS.
05 TO ADJOURN OR POSTPONE THE CAREMARK SPECIAL MEETING, Management Against Yes
IF NECESSARY, FOR THE PURPOSE OF SOLICITING ADDITIONAL
PROXIES.
- ------------------------------------------------------------------------------------------------------------------------------------
NOKIA CORPORATION NOK Annual Meeting Date: 03/25/2004
Issuer: 654902 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1A APPROVAL OF THE INCOME STATEMENTS AND THE BALANCE Management For No
SHEETS.
1B APPROVAL OF A DIVIDEND OF EUR 0.30 PER SHARE. Management For No
1C APPROVAL OF THE DISCHARGE OF THE CHAIRMAN, THE Management For No
MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT
FROM LIABILITY.
1E DIRECTOR Management For No
1G APPROVAL OF THE APPOINTMENT OF THE AUDITOR. ( Management For No
FOR AND ABSTAIN ARE THE ONLY VALID VOTING OPTIONS)
2 APPROVAL OF THE PROPOSAL OF THE BOARD TO REDUCE Shareholder For No
THE SHARE CAPITAL THROUGH CANCELLATION OF NOKIA
SHARES HELD BY THE COMPANY
3 APPROVAL OF THE AUTHORIZATION TO THE BOARD TO Shareholder For No
INCREASE THE SHARE CAPITAL OF THE COMPANY.
4 APPROVAL OF THE AUTHORIZATION TO THE BOARD TO Shareholder For No
REPURCHASE NOKIA SHARES.
5 APPROVAL OF THE AUTHORIZATION TO THE BOARD TO Shareholder For No
DISPOSE NOKIA SHARES HELD BY THE COMPANY.
6 APPROVAL OF THE PROPOSAL OF THE BOARD TO INCREASE Shareholder For No
THE CAPITAL OF THE FOUNDATION OF NOKIA CORPORATION.
7 MARK THE FOR BOX IF YOU WISH TO INSTRUCT THE Management Against
DEPOSITARY TO GIVE A PROXY TO ANY ONE OF MARIANNA
UOTINEN-TARKOMA, ESA KAUNISTOLA, BOTH LEGAL COUNSELS OF NOKIA
CORPORATION, TO AUTHORIZE ANY OF THEM (WITH FULL POWER OF
SUBSTITUTION) TO VOTE, IN THEIR DISCRETION, ON YOUR BEHALF ONLY UPON
ITEM 7 OF THE ANNUAL MEETING AND ANY ADJOURNMENTS OR POSTPONEMENT
THEREOF.
- ------------------------------------------------------------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC. LEH Annual Meeting Date: 04/02/2004
Issuer: 524908 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITORS FOR THE FISCAL YEAR 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION UTX Annual Meeting Date: 04/14/2004
Issuer: 913017 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 SHAREOWNER PROPOSAL CONCERNING DISCLOSURE OF Shareholder Against No
EXECUTIVE COMPENSATION
04 SHAREOWNER PROPOSAL CONCERNING ETHICAL CRITERIA Shareholder Against No
FOR MILITARY CONTRACTS
05 SHAREOWNER PROPOSAL CONCERNING PERFORMANCE BASED Shareholder For Yes
SENIOR EXECUTIVE STOCK OPTIONS
06 SHAREOWNER PROPOSAL CONCERNING AN INDEPENDENT Shareholder For Yes
CHAIRMAN OF THE BOARD
- ------------------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED TXN Annual Meeting Date: 04/15/2004
Issuer: 882508 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Management For No
& YOUNG LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR 2004.
03 STOCKHOLDER PROPOSAL REGARDING EXPENSING OF STOCK Shareholder For Yes
OPTIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY LLY Annual Meeting Date: 04/19/2004
Issuer: 532457 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Management For No
COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST
& YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS
FOR 2004.
03 APPROVE THE ELI LILLY AND COMPANY BONUS PLAN. Management For No
04 PROPOSAL BY SHAREHOLDERS THAT THE BOARD ADOPT Shareholder Against No
A COMPENSATION PROGRAM LIMITING THE COMPENSATION
OF SENIOR EXECUTIVES TO SPECIFIED LEVELS.
05 PROPOSAL BY SHAREHOLDERS THAT THE BOARD REPORT Shareholder Against No
ON HOW THE COMPANY WILL RESPOND TO PRESSURE TO
INCREASE ACCESS TO AND AFFORDABILITY OF PRESCRIPTION
DRUGS.
- ------------------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. C Annual Meeting Date: 04/20/2004
Issuer: 172967 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For No
AS CITIGROUP S INDEPENDENT AUDITORS FOR 2004.
03 STOCKHOLDER PROPOSAL REQUESTING A CURB ON EXECUTIVE Shareholder Against No
COMPENSATION, NO FUTURE STOCK OPTION GRANTS AND NO RENEWALS OR
EXTENSIONS OF OPTION PLANS.
04 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL Shareholder Against No
CONTRIBUTIONS.
05 STOCKHOLDER PROPOSAL REQUESTING A DISCONTINUATION Shareholder Against No
OF ALL RIGHTS, OPTIONS, SAR S AND POSSIBLE SEVERANCE
PAYMENTS TO THE TOP 5 OF MANAGEMENT.
06 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shareholder For Yes
OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
- ------------------------------------------------------------------------------------------------------------------------------------
MELLON FINANCIAL CORPORATION MEL Annual Meeting Date: 04/20/2004
Issuer: 58551A ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO AMEND THE CORPORATION S LONG-TERM Management For No
PROFIT INCENTIVE PLAN.
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No
PUBLIC ACCOUNTANTS.
- ------------------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY MWD Annual Meeting Date: 04/20/2004
Issuer: 617446 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For No
LLP AS INDEPENDENT AUDITORS
03 SHAREHOLDER PROPOSAL TO DECLASSIFY THE BOARD Shareholder For Yes
OF DIRECTORS
04 SHAREHOLDER PROPOSAL TO REQUIRE SHAREHOLDER APPROVAL Shareholder For Yes
OF GOLDEN PARACHUTE AGREEMENTS
05 SHAREHOLDER PROPOSAL TO DISCLOSE POLITICAL CONTRIBUTIONS Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP USB Annual Meeting Date: 04/20/2004
Issuer: 902973 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITORS FOR THE 2004 FISCAL YEAR.
03 SHAREHOLDER PROPOSAL: COMPENSATION SYSTEM FOR Shareholder Against No
SENIOR EXECUTIVES.
04 SHAREHOLDER PROPOSAL: SUPPLEMENTAL EXECUTIVE Shareholder Against No
RETIREMENT BENEFITS.
05 SHAREHOLDER PROPOSAL: SIMPLE MAJORITY VOTING. Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION WB Annual Meeting Date: 04/20/2004
Issuer: 929903 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 A WACHOVIA PROPOSAL TO RATIFY THE APPOINTMENT Management For No
OF KPMG LLP AS AUDITORS FOR THE YEAR 2004.
03 A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT OPPOSES, Shareholder Against No
REGARDING NOMINATING DIRECTORS.
04 A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT OPPOSES, Shareholder Against No
REGARDING REPORTING POLITICAL INFORMATION.
05 A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT OPPOSES, Shareholder For Yes
REGARDING SEPARATING THE OFFICES OF CHAIRMAN
AND CHIEF EXECUTIVE OFFICER.
- ------------------------------------------------------------------------------------------------------------------------------------
ALLTEL CORPORATION AT Annual Meeting Date: 04/22/2004
Issuer: 020039 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENTS OF INDEPENDENT AUDITORS Management For No
03 STOCKHOLDER PROPOSAL- EMPLOYMENT OPPORTUNITY POLICY Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON JNJ Annual Meeting Date: 04/22/2004
Issuer: 478160 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
AS INDEPENDENT AUDITORS
03 PROPOSAL ON CHARITABLE CONTRIBUTIONS Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
PFIZER INC. PFE Annual Meeting Date: 04/22/2004
Issuer: 717081 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 A PROPOSAL TO APPROVE THE APPOINTMENT OF KPMG Management For No
LLP AS INDEPENDENT AUDITORS FOR 2004.
03 A PROPOSAL TO APPROVE THE PFIZER INC. 2004 STOCK Management For No
PLAN.
04 SHAREHOLDER PROPOSAL REQUESTING REVIEW OF THE Shareholder Against No
ECONOMIC EFFECTS OF THE HIV/AIDS, TB AND MALARIA
PANDEMICS ON THE COMPANY S BUSINESS STRATEGY.
05 SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS. Shareholder Against No
06 SHAREHOLDER PROPOSAL RELATING TO AN ANNUAL REPORT Shareholder Against No
ON CORPORATE RESOURCES DEVOTED TO SUPPORTING
POLITICAL ENTITIES OR CANDIDATES.
07 SHAREHOLDER PROPOSAL SEEKING TO IMPOSE TERM LIMITS Shareholder Against No
ON DIRECTORS.
08 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INCREASING Shareholder Against No
ACCESS TO PFIZER PRODUCTS.
09 SHAREHOLDER PROPOSAL ON STOCK OPTIONS. Shareholder Against No
10 SHAREHOLDER PROPOSAL ON IN VITRO TESTING. Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
WYETH WYE Annual Meeting Date: 04/22/2004
Issuer: 983024 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF PRINCIPAL INDEPENDENT PUBLIC ACCOUNTANTS Management For No
03 ADOPTION OF THE STOCKHOLDER PROPOSAL ON ACCESS Shareholder Against No
TO AND AFFORDABILITY OF PRESCRIPTION DRUGS
04 ADOPTION OF STOCKHOLDER PROPOSAL ON ANIMAL TESTING Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. HON Annual Meeting Date: 04/26/2004
Issuer: 438516 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No
03 ANNUAL ELECTION OF DIRECTORS Shareholder For Yes
04 SHAREOWNER VOTING PROVISIONS Shareholder For Yes
05 SHAREOWNER INPUT - GOLDEN PARACHUTES Shareholder For Yes
06 RESOLUTION ON PAY DISPARITY Shareholder Against No
07 CUMULATIVE VOTING Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
EXELON CORPORATION EXC Annual Meeting Date: 04/27/2004
Issuer: 30161N ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Management For No
03 APPROVAL OF ANNUAL INCENTIVE PLAN FOR SENIOR EXECUTIVES Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP IBM Annual Meeting Date: 04/27/2004
Issuer: 459200 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No
(PRICEWATERHOUSECOOPERS LLP) (PAGE 22)
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No
FOR THE BUSINESS CONSULTING SERVICES UNIT (ERNST
& YOUNG LLP) (PAGE 22)
04 APPROVAL OF LONG-TERM INCENTIVE PERFORMANCE TERMS Management Against Yes
FOR CERTAIN EXECUTIVES (PAGE 23)
05 STOCKHOLDER PROPOSAL ON: CUMULATIVE VOTING (PAGE Shareholder Against No
25)
06 STOCKHOLDER PROPOSAL ON: PENSION AND RETIREMENT Shareholder Against No
MEDICAL (PAGE 25)
07 STOCKHOLDER PROPOSAL ON: EXECUTIVE COMPENSATION Shareholder Against No
(PAGE 26)
08 STOCKHOLDER PROPOSAL ON: EXPENSING STOCK OPTIONS Shareholder For Yes
(PAGE 28)
09 STOCKHOLDER PROPOSAL ON: DISCLOSURE OF EXECUTIVE Shareholder Against No
COMPENSATION (PAGE 29)
10 STOCKHOLDER PROPOSAL ON: CHINA BUSINESS PRINCIPLES Shareholder Against No
(PAGE 30)
11 STOCKHOLDER PROPOSAL ON: POLITICAL CONTRIBUTIONS Shareholder Against No
(PAGE 31)
12 STOCKHOLDER PROPOSAL ON: A REVIEW OF EXECUTIVE Shareholder Against No
COMPENSATION POLICIES (PAGE 32)
- ------------------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. MET Annual Meeting Date: 04/27/2004
Issuer: 59156R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE METLIFE, INC. 2005 STOCK AND Management For No
INCENTIVE COMPENSATION PLAN
03 APPROVAL OF THE METLIFE ANNUAL VARIABLE INCENTIVE Management For No
PLAN
04 APPROVAL OF THE METLIFE, INC. 2005 NON-MANAGEMENT Management For No
DIRECTOR STOCK COMPENSATION PLAN
05 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For No
LLP AS INDEPENDENT AUDITOR FOR 2004
06 SHAREHOLDER PROPOSAL CONCERNING CEO COMPENSATION Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
ALLERGAN, INC. AGN Annual Meeting Date: 04/28/2004
Issuer: 018490 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For No
AS INDEPENDENT AUDITOR.
03 PROPOSAL RELATING TO THE ADOPTION OF A POLICY Shareholder For Yes
OF EXPENSING THE COST OF ALL FUTURE STOCK OPTIONS.
04 PROPOSAL TO BIFURCATE THE ROLES OF CHAIRMAN OF Shareholder For Yes
THE BOARD OF DIRECTORS AND CHIEF EXECUTIVE OFFICER.
- ------------------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH COMPANIES, INC. BUD Annual Meeting Date: 04/28/2004
Issuer: 035229 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF INDEPENDENT AUDITORS Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED BHI Annual Meeting Date: 04/28/2004
Issuer: 057224 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF DELOITTE & TOUCHE AS THE COMPANY Management For No
S INDEPENDENT AUDITOR FOR FISCAL YEAR 2004.
03 STOCKHOLDER PROPOSAL NO. 1 - REGARDING CLASSIFIED Shareholder For Yes
BOARDS.
04 STOCKHOLDER PROPOSAL NO. 2 - REGARDING POISON Shareholder For Yes
PILLS.
- ------------------------------------------------------------------------------------------------------------------------------------
CHEVRONTEXACO CORPORATION CVX Annual Meeting Date: 04/28/2004
Issuer: 166764 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Management For No
03 SHOW SUPPORT FOR THE STOCKHOLDER RIGHTS PLAN POLICY Management Against Yes
04 APPROVAL OF THE LONG-TERM INCENTIVE PLAN Management For No
05 HIV/AIDS, TUBERCULOSIS, AND MALARIA Shareholder Against No
06 POLITICAL DISCLOSURE Shareholder Against No
07 DIRECTOR ELECTION VOTE THRESHOLD Shareholder Against No
08 REPORT ON ECUADOR Shareholder Against No
09 RENEWABLE ENERGY Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY DD Annual Meeting Date: 04/28/2004
Issuer: 263534 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ON RATIFICATION OF ACCOUNTANTS Management For No
03 ON GOVERNMENT SERVICE Shareholder Against No
04 ON INTERNATIONAL WORKPLACE STANDARDS Shareholder Against No
05 ON EXECUTIVE COMPENSATION Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY GE Annual Meeting Date: 04/28/2004
Issuer: 369604 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
0A DIRECTOR Management For No
0B INDEPENDENT AUDITOR Management For No
0C REVENUE MEASUREMENT ADDED TO EXECUTIVE OFFICER Management For No
PERFORMANCE GOALS
01 CUMULATIVE VOTING Shareholder For Yes
02 ANIMAL TESTING Shareholder Against No
03 NUCLEAR RISK Shareholder Against No
04 REPORT ON PCB CLEANUP COSTS Shareholder Against No
05 OFFSHORE SOURCING Shareholder Against No
06 SUSTAINABILITY INDEX Shareholder Against No
07 COMPENSATION COMMITTEE INDEPENDENCE Shareholder For Yes
08 PAY DISPARITY Shareholder Against No
09 END STOCK OPTIONS AND BONUSES Shareholder Against No
10 LIMIT OUTSIDE DIRECTORSHIPS Shareholder Against No
11 INDEPENDENT BOARD CHAIRMAN Shareholder For Yes
12 EXPLORE SALE OF COMPANY Shareholder Against No
13 HOLDING STOCK FROM STOCK OPTIONS Shareholder Against No
14 BOARD INDEPENDENCE Shareholder Against No
15 POLITICAL CONTRIBUTIONS Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
HERSHEY FOODS CORPORATION HSY Annual Meeting Date: 04/28/2004
Issuer: 427866 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No
AUDITORS FOR 2004
- ------------------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. VZ Annual Meeting Date: 04/28/2004
Issuer: 92343V ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT AUDITOR Management For No
03 CUMULATIVE VOTING Shareholder Against No
04 BOARD COMPOSITION Shareholder For Yes
05 SEPARATE CHAIRMAN AND CEO Shareholder For Yes
06 FUTURE POISON PILL Shareholder For Yes
07 SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS Shareholder Against No
08 OPTIONS OR STOCK GRANTS BASED ON TRACKING STOCK Management Against No
09 DIVERSITY REPORT ON OPTION GRANTS TO EMPLOYEES Management Against No
10 REPORT ON POLITICAL CONTRIBUTIONS Shareholder Against No
11 COLLECTION OF UNIVERSAL SERVICE AND NUMBER PORTABILIY Shareholder Against No
FEES
- ------------------------------------------------------------------------------------------------------------------------------------
AMBAC FINANCIAL GROUP, INC. ABK Annual Meeting Date: 05/04/2004
Issuer: 023139 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 AMEND THE CERTIFICATE OF INCORPORATION TO INCREASE Shareholder Against Yes
THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 200 MILLION TO 350 MILLION.
03 APPROVE AMENDMENTS TO THE AMBAC 1997 NON-EMPLOYEE Management For No
DIRECTORS EQUITY PLAN.
04 RATIFY SELECTION OF KPMG LLP AS INDEPENDENT AUDITORS Management For No
FOR 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
CAREMARK RX, INC. CMX Annual Meeting Date: 05/04/2004
Issuer: 141705 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
GEORGIA-PACIFIC CORPORATION GP Annual Meeting Date: 05/04/2004
Issuer: 373298 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO AMEND THE GEORGIA-PACIFIC CORPORATION Management For No
LONG-TERM INCENTIVE PLAN TO ADD STOCK APPRECIATION
RIGHTS, KNOWN AS SARS, AS PERMITTED AWARDS UNDER
THE PLAN.
03 PROPOSAL TO APPROVE THE GEORGIA-PACIFIC CORPORATION Management For No
SHORT-TERM INCENTIVE PLAN SO THAT INCENTIVE COMPENSATION
AWARDS PAID UNDER THE PLAN WILL BE FULLY DEDUCTIBLE UNDER 162(M) OF
THE INTERNAL REVENUE CODE OF 1986, AS AMENDED.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF OUR INDEPENDENT Management For No
AUDITORS, ERNST & YOUNG LLP, AS AUDITORS FOR OUR FISCAL YEAR ENDING
JANUARY 1, 2005.
- ------------------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION EMC Annual Meeting Date: 05/05/2004
Issuer: 268648 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL 2 - TO APPROVE AN AMENDMENT TO EMC S Management For No
2003 STOCK PLAN TO INCREASE BY 50,000,000 THE NUMBER OF SHARES
AVAILABLE FOR GRANT UNDER SUCH PLAN, AND ALLOW AWARDS OF RESTRICTED
STOCK AND RESTRICTED STOCK UNITS TO BE GRANTED TO NON-EMPLOYEE
DIRECTORS, AS DESCRIBED IN EMC S PROXY STATEMENT.
03 PROPOSAL 3 - TO APPROVE AN AMENDMENT TO EMC S Management For No
1989 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE BY 25,000,000 THE NUMBER
OF SHARES AVAILABLE FOR GRANT UNDER SUCH PLAN, AS DESCRIBED IN EMC S
PROXY STATEMENT.
04 PROPOSAL 4 - TO RATIFY THE SELECTION BY THE AUDIT Management For No
COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP AS EMC S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2004.
05 PROPOSAL 5 - TO ACT UPON A STOCKHOLDER PROPOSAL Shareholder Against No
RELATING TO EXECUTIVE COMPENSATION, AS DESCRIBED
IN EMC S PROXY STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. PEP Annual Meeting Date: 05/05/2004
Issuer: 713448 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF AUDITORS Management For No
03 APPROVAL OF THE 2004 EXECUTIVE INCENTIVE COMPENSATION Management For No
PLAN
04 SHAREHOLDER PROPOSAL (PROXY STATEMENT P.22) Shareholder Against No
05 SHAREHOLDER PROPOSAL (PROXY STATEMENT P.23) Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
AVON PRODUCTS, INC. AVP Annual Meeting Date: 05/06/2004
Issuer: 054303 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For No
ACCOUNTANTS
03 APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE Shareholder Against Yes
OF INCORPORATION TO INCREASE AUTHORIZED SHARES
OF COMMON STOCK
04 RESOLUTION REGARDING ELIMINATION OF CLASSIFIED Shareholder For Yes
BOARD
05 RESOLUTION REGARDING REPORT ON REMOVAL OF PARABENS Shareholder Against No
06 RESOLUTION REGARDING REPORT ON REMOVAL OF DIBUTYL Shareholder Against No
PHTHALATE
- ------------------------------------------------------------------------------------------------------------------------------------
3M COMPANY MMM Annual Meeting Date: 05/11/2004
Issuer: 88579Y ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT AUDITORS Management For No
03 APPROVAL OF AN AMENDMENT TO THE CERTIFICATE OF Shareholder Against Yes
INCORPORATION TO INCREASE THE AUTHORIZED COMMON
STOCK
04 STOCKHOLDER PROPOSAL RELATING TO SEPARATION OF Shareholder For Yes
THE ROLES OF CEO AND CHAIRMAN OF THE BOARD
- ------------------------------------------------------------------------------------------------------------------------------------
ALTERA CORPORATION ALTR Annual Meeting Date: 05/11/2004
Issuer: 021441 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE AN AMENDMENT TO THE 1996 STOCK OPTION Management Against Yes
PLAN TO INCREASE BY 12,000,000 THE NUMBER OF SHARES OF COMMON STOCK
RESERVED FOR ISSUANCE UNDER THE PLAN.
03 TO APPROVE AN AMENDMENT TO THE 1987 EMPLOYEE Management For No
STOCK PURCHASE PLAN TO INCREASE BY 1,000,000
THE NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE UNDER THE PLAN.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS OUR INDEPENDENT ACCOUNTANTS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
05 TO CONSIDER A SHAREHOLDER PROPOSAL TO EXPENSE Shareholder For Yes
STOCK OPTION GRANTS ISSUED BY THE COMPANY.
- ------------------------------------------------------------------------------------------------------------------------------------
GAP, INC. GPS Annual Meeting Date: 05/12/2004
Issuer: 364760 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For No
AS INDEPENDENT AUDITORS
03 TO APPROVE THE PROPOSAL TO AMEND AND RESTATE Management For No
THE COMPANY S EXECUTIVE MANAGEMENT INCENTIVE
CASH AWARD PLAN
04 A SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
AMGEN INC. AMGN Annual Meeting Date: 05/13/2004
Issuer: 031162 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For No
AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE
YEAR ENDING DECEMBER 31, 2004.
3A STOCKHOLDER PROPOSAL #1 (EEO-1 REPORT). Shareholder Against No
3B STOCKHOLDER PROPOSAL #2 (STOCK OPTION EXPENSING). Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
GUIDANT CORPORATION GDT Annual Meeting Date: 05/18/2004
Issuer: 401698 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT AUDITORS FOR 2004.
03 PROPOSAL BY SHAREHOLDER THAT THE BOARD ADOPT Shareholder For Yes
A POLICY OF EXPENSING IN THE COMPANY S ANNUAL
INCOME STATEMENT THE COST OF ALL FUTURE STOCK
OPTIONS ISSUED BY THE COMPANY.
- ------------------------------------------------------------------------------------------------------------------------------------
THE INTERPUBLIC GROUP OF COMPANIES, IPG Annual Meeting Date: 05/18/2004
Issuer: 460690 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF 2004 PERFORMANCE INCENTIVE PLAN. Management Against Yes
03 APPROVAL OF THE INTERPUBLIC NON-MANAGEMENT DIRECTORS Management For No
STOCK INCENTIVE PLAN.
04 CONFIRMATION OF PRICEWATERHOUSECOOPERS AS INDEPENDENT Management For No
AUDITORS FOR 2004.
05 APPROVAL OF PROPOSED SHAREHOLDER RESOLUTION ON Shareholder Against No
NORTHERN IRELAND.
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. AIG Annual Meeting Date: 05/19/2004
Issuer: 026874 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ADOPT CHIEF EXECUTIVE OFFICER ANNUAL COMPENSATION Management For No
PLAN
03 ADOPT A DIRECTOR STOCK PLAN Management For No
04 RATIFICATION OF INDEPENDENT ACCOUNTANTS Management For No
05 SHAREHOLDER PROPOSAL I DESCRIBED IN THE PROXY Shareholder Against No
STATEMENT
06 SHAREHOLDER PROPOSAL II DESCRIBED IN THE PROXY Shareholder Against No
STATEMENT
07 SHAREHOLDER PROPOSAL III DESCRIBED IN THE PROXY Shareholder Against No
STATEMENT
- ------------------------------------------------------------------------------------------------------------------------------------
AT&T WIRELESS SERVICES, INC. AWE Annual Meeting Date: 05/19/2004
Issuer: 00209A ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For No
DATED AS OF FEBRUARY 17, 2004, BY AND AMONG AT&T
WIRELESS SERVICES, INC., CINGULAR WIRELESS CORPORATION,
CINGULAR WIRELESS LLC, AND SOLELY WITH RESPECT
TO SECTION 5.3, 6.1(B) AND ARTICLE IX OF THE
AGREEMENT AND PLAN OF MERGER, SBC COMMUNICATIONS
INC. AND BELLSOUTH CORPORATION.
02 DIRECTOR Management For No
03 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS OUR INDEPENDENT AUDITORS.
04 VOTE ON SHAREHOLDER PROPOSAL ON EXECUTIVE COMPENSATION Shareholder Against No
PROGRAM.
05 VOTE ON SHAREHOLDER PROPOSAL ON DISCONTINUING Shareholder Against No
CERTAIN EXECUTIVE COMPENSATION.
06 VOTE ON SHAREHOLDER PROPOSAL ON VOTE REQUIREMENT Shareholder Against No
FOR DIRECTOR ELECTIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION TGT Annual Meeting Date: 05/19/2004
Issuer: 87612E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITORS.
03 APPROVAL OF THE TARGET CORPORATION LONG-TERM Management For No
INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
SAFEWAY INC. SWY Annual Meeting Date: 05/20/2004
Issuer: 786514 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Yes
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For No
AUDITORS FOR FISCAL YEAR 2004.
03 APPROVAL OF AND AMENDMENT TO THE RESTATED CERTIFICATE Management For No
OF INCORPORATION TO ELIMINATE THE CLASSIFICATION
OF THE BOARD OF DIRECTORS.
04 APPROVAL OF STOCK OPTION EXCHANGE PROGRAM FOR Management Against Yes
EMPLOYEES (EXCLUDING EXECUTIVE OFFICERS) PROVIDING FOR THE EXCHANGE OF
OPTIONS PREVIOUSLY GRANTED UNDER THE 1999 AMENDED AND RESTATED EQUITY
PARTICIPATION PLAN OF SAFEWAY INC. THE BOARD OF DIRECTORS RECOMMENDS A
VOTE AGAINST STOCKHOLDER PROPOSALS 5, 6, 7, 8, 9 AND 10.
05 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT DIRECTOR Shareholder For Yes
AS CHAIRMAN OF THE BOARD.
06 STOCKHOLDER PROPOSAL REGARDING CUMULATIVE VOTING. Shareholder For Yes
07 STOCKHOLDER PROPOSAL REGARDING REPORT ON IMPACT Shareholder Against No
OF GENETICALLY ENGINEERED FOOD.
08 STOCKHOLDER PROPOSAL REGARDING SUSTAINABILITY Shareholder Against No
REPORT.
09 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTION Shareholder Against No
AND PARTICIPATION REPORT.
10 STOCKHOLDER PROPOSAL REGARDING EXPENSING STOCK Shareholder For Yes
OPTIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SVCS GROUP, I HIG Annual Meeting Date: 05/20/2004
Issuer: 416515 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No
TOUCHE LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004.
03 PROPOSAL BY SHAREHOLDER RELATING TO EXECUTIVE Shareholder Against No
COMPENSATION.
- ------------------------------------------------------------------------------------------------------------------------------------
FPL GROUP, INC. FPL Annual Meeting Date: 05/21/2004
Issuer: 302571 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No
TOUCHE LLP AS AUDITORS.
03 APPROVAL OF THE AMENDED AND RESTATED LONG TERM Management For No
INCENTIVE PLAN, IN AN AMENDED FORM.
04 APPROVAL OF THE ANNUAL INCENTIVE PLAN AS REQUIRED Management For No
BY THE INTERNAL REVENUE CODE.
05 APPROVAL OF THE PERFORMANCE-BASED AWARDS PROVISIONS Management For No
OF THE AMENDED AND RESTATED LONG TERM INCENTIVE
PLAN AS REQUIRED BY THE INTERNAL REVENUE CODE.
06 APPROVAL OF AN AMENDMENT TO THE RESTATED ARTICLES Shareholder For No
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK.
- ------------------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Annual Meeting Date: 05/21/2004
Issuer: 887317 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF AUDITORS. Management For No
03 STOCKHOLDER PROPOSAL REGARDING CHINA BUSINESS Shareholder Against No
PRINCIPLES.
04 STOCKHOLDER PROPOSAL REGARDING REPORT ON PAY DISPARITY. Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
YAHOO] INC. YHOO Annual Meeting Date: 05/21/2004
Issuer: 984332 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 AMENDMENT OF THE AMENDED AND RESTATED 1996 EMPLOYEE Management For No
STOCK PURCHASE PLAN.
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For No
04 STOCKHOLDER PROPOSAL REGARDING EXPENSING OF OPTIONS. Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION DG Annual Meeting Date: 05/25/2004
Issuer: 256669 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT AUDITORS
- ------------------------------------------------------------------------------------------------------------------------------------
FANNIE MAE FNM Annual Meeting Date: 05/25/2004
Issuer: 313586 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE SELECTION OF AUDITORS Management For No
03 APPROVAL OF AN AMENDMENT TO THE FANNIE MAE EMPLOYEE Management For No
STOCK PURCHASE PLAN
04 STOCKHOLDER PROPOSAL TO REINSTATE CUMULATIVE VOTING Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
J.P. MORGAN CHASE & CO. JPM Annual Meeting Date: 05/25/2004
Issuer: 46625H ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: MUTUAL FUNDS
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 MERGER PROPOSAL Management For No
02 DIRECTOR Management For No
03 APPOINTMENT OF EXTERNAL AUDITOR Management For No
04 RE-APPROVAL OF KEY EXECUTIVE PERFORMANCE PLAN Management For No
05 ADJOURNMENT OF MEETING, IF NECESSARY, TO SOLICIT Management Against Yes
ADDITIONAL PROXIES
06 DIRECTOR TERM LIMIT Shareholder Against No
07 CHARITABLE CONTRIBUTIONS Shareholder Against No
08 POLITICAL CONTRIBUTIONS Shareholder Against No
09 SEPARATION OF CHAIRMAN AND CEO Shareholder For Yes
10 DERIVATIVE DISCLOSURE Shareholder Against No
11 AUDITOR INDEPENDENCE Shareholder Abstain Yes
12 DIRECTOR COMPENSATION Shareholder Against No
13 PAY DISPARITY Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION BAC Annual Meeting Date: 05/26/2004
Issuer: 060505 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS Management For No
03 STOCKHOLDER PROPOSAL - ANNUAL MEETING DATE Shareholder Against No
04 STOCKHOLDER PROPOSAL - NOMINATION OF DIRECTORS Shareholder Against No
05 STOCKHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS Shareholder Against No
06 STOCKHOLDER PROPOSAL - MUTUAL FUND TRADING POLICIES Shareholder Against No
07 STOCKHOLDER PROPOSAL - PRIVACY AND INFORMATION Shareholder Against No
SECURITY
- ------------------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION XOM Annual Meeting Date: 05/26/2004
Issuer: 30231G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 27). Management For No
03 APPROVAL OF 2004 NON-EMPLOYEE DIRECTOR RESTRICTED Management For No
STOCK PLAN (PAGE 28).
04 POLITICAL CONTRIBUTIONS (PAGE 30). Shareholder Against No
05 POLITICAL CONTRIBUTIONS REPORT (PAGE 32). Shareholder Against No
06 MEDIA RESPONSE ON EQUATORIAL GUINEA (PAGE 34). Shareholder Against No
07 BOARD CHAIRMAN AND CEO (PAGE 37). Shareholder For Yes
08 EXECUTIVE COMPENSATION (PAGE 39). Shareholder Against No
09 EQUITY COMPENSATION REPORT (PAGE 40). Shareholder Against No
10 AMENDMENT OF EEO POLICY (PAGE 42). Shareholder Against No
11 CLIMATE SCIENCE REPORT (PAGE 44). Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. WMT Annual Meeting Date: 06/04/2004
Issuer: 931142 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE ASDA COLLEAGUE SHARE OWNERSHIP Management For No
PLAN 1999
03 APPROVAL OF THE ASDA SHARESAVE PLAN 2000 Management For No
04 APPROVAL OF THE WAL-MART STORES, INC. 2004 ASSOCIATE Management For No
STOCK PURCHASE PLAN
05 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For No
ACCOUNTANTS
06 A SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT Shareholder For Yes
CHAIRMAN
07 A SHAREHOLDER PROPOSAL REGARDING A SUSTAINABILITY Shareholder Against No
REPORT
08 A SHAREHOLDER PROPOSAL REGARDING EQUITY COMPENSATION Shareholder Against No
09 A SHAREHOLDER PROPOSAL REGARDING GENETICALLY Shareholder Against No
ENGINEERED FOOD PRODUCTS
10 A SHAREHOLDER PROPOSAL REGARDING AN EQUAL EMPLOYMENT Shareholder Against No
OPPORTUNITY REPORT
11 A SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER Shareholder Against No
APPROVAL OF PARTICIPATION IN THE OFFICER DEFERRED
COMPENSATION PLAN
- ------------------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION DVN Annual Meeting Date: 06/08/2004
Issuer: 25179M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY Management For No
S INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER
31, 2004.
03 REVISE DIRECTOR ELECTION VOTE THRESHOLD Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
STAPLES, INC. SPLS Annual Meeting Date: 06/17/2004
Issuer: 855030 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: MUTUAL FUNDS
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE STAPLES 2004 STOCK INCENTIVE PLAN. Management Against Yes
03 TO APPROVE STAPLES AMENDED AND RESTATED 1998 Management For No
EMPLOYEE STOCK PURCHASE PLAN.
04 TO APPROVE STAPLES AMENDED AND RESTATED INTERNATIONAL Management For No
EMPLOYEE STOCK PURCHASE PLAN.
05 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For No
OF ERNST & YOUNG LLP AS STAPLES INDEPENDENT
AUDITORS FOR THE CURRENT FISCAL YEAR.
06 TO ACT ON A SHAREHOLDER PROPOSAL ON SHAREHOLDER Shareholder For Yes
RIGHTS PLANS.
07 TO ACT ON A SHAREHOLDER PROPOSAL ON SHAREHOLDER Shareholder For Yes
INPUT ON POISON PILLS.
08 TO ACT ON A SHAREHOLDER PROPOSAL ON COMMONSENSE Shareholder Against No
EXECUTIVE COMPENSATION.
09 TO ACT ON A SHAREHOLDER PROPOSAL ON AUDITOR INDEPENDENCE. Shareholder Abstain Yes
- ------------------------------------------------------------------------------------------------------------------------------------
INTERACTIVECORP IACI Annual Meeting Date: 06/23/2004
Issuer: 45840Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 THE PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Management For No
& YOUNG LLP TO SERVE AS THE INDEPENDENT AUDITORS
OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31,
2004
- ------------------------------------------------------------------------------------------------------------------------------------
WELLPOINT HEALTH NETWORKS INC. WLP Special Meeting Date: 06/28/2004
Issuer: 94973H ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AMENDED AND RESTATED AGREEMENT AND Management For No
PLAN OF MERGER, EFFECTIVE AS OF OCTOBER 26, 2003,
AMONG ANTHEM, ANTHEM HOLDING CORP AND WELLPOINT,
AND THE TRANSACTIONS CONTEMPLATED THEREBY, INCLUDING THE MERGER, AS
MORE FULLY DESCRIBED IN THE ACCOMPANYING JOINT PROXY
STATEMENT/PROSPECTUS.
ProxyEdge - Investment Company Report Report Date: 07/19/2004
Meeting Date Range: 07/01/2003 to 06/30/2004
Selected Accounts: SCUDDER TARGET 2013 FUND
- ------------------------------------------------------------------------------------------------------------------------------------
DELL COMPUTER CORPORATION DELL Annual Meeting Date: 07/18/2003
Issuer: 247025 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ELIMINATION OF CLASSIFIED BOARD Management For No
03 CHANGE OF COMPANY NAME TO DELL INC. Management For No
04 APPROVAL OF EXECUTIVE ANNUAL INCENTIVE BONUS PLAN Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
ELECTRONIC ARTS INC. ERTS Annual Meeting Date: 07/31/2003
Issuer: 285512 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 AMENDMENT TO THE 2000 EQUITY INCENTIVE PLAN Management Against Yes
03 AMENDMENT TO THE 2000 EMPLOYEE STOCK PURCHASE Management For No
PLAN
04 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
BIOMET, INC. BMET Annual Meeting Date: 09/27/2003
Issuer: 090613 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE COMPANY FOR THE FISCAL
YEAR ENDING MAY 31, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION ORCL Annual Meeting Date: 10/13/2003
Issuer: 68389X ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF Management For No
THE FISCAL YEAR 2004 EXECUTIVE BONUS PLAN
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For No
YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING MAY 31, 2004
04 PROPOSAL FOR THE APPROVAL OF THE AMENDED AND Management Against Yes
RESTATED 1993 DIRECTORS STOCK PLAN
05 PROPOSAL TO ADOPT THE CHINA BUSINESS PRINCIPLES Shareholder Against No
FOR RIGHTS OF WORKERS IN CHINA
- ------------------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION PH Annual Meeting Date: 10/22/2003
Issuer: 701094 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT PUBLIC ACCOUNTING FIRM FOR
FY04.
03 APPROVAL OF THE PARKER-HANNIFIN CORPORATION 2003 Management Against Yes
STOCK INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. CSCO Annual Meeting Date: 11/11/2003
Issuer: 17275R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Management For No
EMPLOYEE STOCK PURCHASE PLAN, INCLUDING AN INCREASE OF 100,000,000
SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN AND A 5-YEAR EXTENSION
OF THE PLAN, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY
STATEMENT.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS CISCO S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JULY 31, 2004.
04 PROPOSAL SUBMITTED BY A SHAREHOLDER THAT THE Shareholder Against No
BOARD PREPARE A REPORT EACH FISCAL YEAR ON CISCO
HARDWARE AND SOFTWARE PROVIDED TO GOVERNMENT AGENCIES AND STATE-OWNED
COMMUNICATIONS OR INFORMATION TECHNOLOGY ENTITIES IN ANY COUNTRY, AS
MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.
05 PROPOSAL SUBMITTED BY SHAREHOLDERS THAT THE BOARD Shareholder Against No
S COMPENSATION COMMITTEE PREPARE AND MAKE AVAILABLE BY JANUARY 1,
2004, A REPORT COMPARING TOTAL COMPENSATION OF THE COMPANY S TOP
EXECUTIVES AND ITS LOWEST PAID WORKERS IN THE U.S. AND ABROAD AS OF
SPECIFIC DATES, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY
STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION MSFT Annual Meeting Date: 11/11/2003
Issuer: 594918 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ADOPTION OF THE AMENDMENTS TO THE 2001 STOCK PLAN Management Against Yes
03 ADOPTION OF THE AMENDMENTS TO THE 1999 STOCK Management Against Yes
OPTION PLAN FOR NON-EMPLOYEE DIRECTORS
04 SHAREHOLDER PROPOSAL (THE BOARD RECOMMENDS A Shareholder Against No
VOTE AGAINST THIS PROPOSAL)
- ------------------------------------------------------------------------------------------------------------------------------------
THE CLOROX COMPANY CLX Annual Meeting Date: 11/19/2003
Issuer: 189054 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO APPROVE THE CLOROX COMPANY INDEPENDENT Management For No
DIRECTORS STOCK-BASED COMPENSATION PLAN.
03 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For No
LLP, CERTIFIED PUBLIC ACCOUNTANTS, FOR THE FISCAL
YEAR ENDING JUNE 30, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY MON Annual Meeting Date: 01/29/2004
Issuer: 61166W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No
03 APPROVAL OF AMENDMENTS TO LONG-TERM INCENTIVE Management Against Yes
PLAN
04 APPROVAL OF SHAREOWNER PROPOSAL ONE Shareholder Against No
05 APPROVAL OF SHAREOWNER PROPOSAL TWO Shareholder Against No
06 APPROVAL OF SHAREOWNER PROPOSAL THREE Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY DE Annual Meeting Date: 02/25/2004
Issuer: 244199 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION BAC Special Meeting Date: 03/17/2004
Issuer: 060505 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE MERGER AGREEMENT Management
02 ADOPTION OF BANK OF AMERICA S AMENDED STOCK PLAN Management
03 ADOPTION OF AN AMENDMENT TO INCREASE THE NUMBER Shareholder
OF AUTHORIZED SHARES OF BANK OF AMERICA COMMON
STOCK
04 APPROVAL OF PROPOSAL TO ADJOURN THE BANK OF AMERICA Management
Special MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES
- ------------------------------------------------------------------------------------------------------------------------------------
CAREMARK RX, INC. CMX Special Meeting Date: 03/22/2004
Issuer: 141705 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE AND ADOPT AN AMENDMENT TO CAREMARK Shareholder For No
S CERTIFICATE OF INCORPORATION THAT WILL INCREASE THE TOTAL NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FROM 400 MILLION SHARES TO 700
MILLION SHARES. THIS AMENDMENT IS DESCRIBED IN THE ACCOMPANYING JOINT
PROXY STATEMENT/PROSPECTUS.
02 TO APPROVE THE ISSUANCE OF CAREMARK COMMON STOCK Management For No
TO ADVANCEPCS STOCKHOLDERS IN THE MERGER PURSUANT TO THE MERGER
AGREEMENT. IN THE MERGER, COUGAR MERGER CORPORATION WILL MERGE WITH
AND INTO ADVANCEPCS, WITH ADVANCEPCS SURVIVING THE MERGER AS A WHOLLY
OWNED SUBSIDIARY OF CAREMARK, AS DESCRIBED IN THE MERGER AGREEMENT AND
THE ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS.
03 TO APPROVE AND ADOPT AN AMENDMENT TO CAREMARK Shareholder Against Yes
S CERTIFICATE OF INCORPORATION TO INCREASE THE TOTAL NUMBER OF
AUTHORIZED SHARES OF (A) PREFERRED STOCK FROM 9.5 MILLION SHARES TO
10.5 MILLION SHARES AND (B) SERIES C PARTICIPATING PREFERRED STOCK
FROM 500,000 SHARES TO 7 MILLION SHARES. THIS AMENDMENT IS DESCRIBED
IN THE ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS.
04 TO APPROVE THE CAREMARK RX, INC. 2004 INCENTIVE Management For No
STOCK PLAN. THE CAREMARK RX, INC. 2004 INCENTIVE
STOCK PLAN IS DESCRIBED IN THE ACCOMPANYING JOINT
PROXY STATEMENT/PROSPECTUS.
05 TO ADJOURN OR POSTPONE THE CAREMARK SPECIAL MEETING, Management Against Yes
IF NECESSARY, FOR THE PURPOSE OF SOLICITING ADDITIONAL
PROXIES.
- ------------------------------------------------------------------------------------------------------------------------------------
NOKIA CORPORATION NOK Annual Meeting Date: 03/25/2004
Issuer: 654902 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1A APPROVAL OF THE INCOME STATEMENTS AND THE BALANCE Management For No
SHEETS.
1B APPROVAL OF A DIVIDEND OF EUR 0.30 PER SHARE. Management For No
1C APPROVAL OF THE DISCHARGE OF THE CHAIRMAN, THE Management For No
MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT
FROM LIABILITY.
1E DIRECTOR Management For No
1G APPROVAL OF THE APPOINTMENT OF THE AUDITOR. ( Management For No
FOR AND ABSTAIN ARE THE ONLY VALID VOTING OPTIONS)
2 APPROVAL OF THE PROPOSAL OF THE BOARD TO REDUCE Shareholder For No
THE SHARE CAPITAL THROUGH CANCELLATION OF NOKIA
SHARES HELD BY THE COMPANY
3 APPROVAL OF THE AUTHORIZATION TO THE BOARD TO Shareholder For No
INCREASE THE SHARE CAPITAL OF THE COMPANY.
4 APPROVAL OF THE AUTHORIZATION TO THE BOARD TO Shareholder For No
REPURCHASE NOKIA SHARES.
5 APPROVAL OF THE AUTHORIZATION TO THE BOARD TO Shareholder For No
DISPOSE NOKIA SHARES HELD BY THE COMPANY.
6 APPROVAL OF THE PROPOSAL OF THE BOARD TO INCREASE Shareholder For No
THE CAPITAL OF THE FOUNDATION OF NOKIA CORPORATION.
7 MARK THE FOR BOX IF YOU WISH TO INSTRUCT THE Management Against
DEPOSITARY TO GIVE A PROXY TO ANY ONE OF MARIANNA
UOTINEN-TARKOMA, ESA KAUNISTOLA, BOTH LEGAL COUNSELS OF NOKIA
CORPORATION, TO AUTHORIZE ANY OF THEM (WITH FULL POWER OF
SUBSTITUTION) TO VOTE, IN THEIR DISCRETION, ON YOUR BEHALF ONLY UPON
ITEM 7 OF THE ANNUAL MEETING AND ANY ADJOURNMENTS OR POSTPONEMENT
THEREOF.
- ------------------------------------------------------------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC. LEH Annual Meeting Date: 04/02/2004
Issuer: 524908 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITORS FOR THE FISCAL YEAR 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION UTX Annual Meeting Date: 04/14/2004
Issuer: 913017 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 SHAREOWNER PROPOSAL CONCERNING DISCLOSURE OF Shareholder Against No
EXECUTIVE COMPENSATION
04 SHAREOWNER PROPOSAL CONCERNING ETHICAL CRITERIA Shareholder Against No
FOR MILITARY CONTRACTS
05 SHAREOWNER PROPOSAL CONCERNING PERFORMANCE BASED Shareholder For Yes
SENIOR EXECUTIVE STOCK OPTIONS
06 SHAREOWNER PROPOSAL CONCERNING AN INDEPENDENT Shareholder For Yes
CHAIRMAN OF THE BOARD
- ------------------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED TXN Annual Meeting Date: 04/15/2004
Issuer: 882508 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Management For No
& YOUNG LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR 2004.
03 STOCKHOLDER PROPOSAL REGARDING EXPENSING OF STOCK Shareholder For Yes
OPTIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY LLY Annual Meeting Date: 04/19/2004
Issuer: 532457 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Management For No
COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST
& YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS
FOR 2004.
03 APPROVE THE ELI LILLY AND COMPANY BONUS PLAN. Management For No
04 PROPOSAL BY SHAREHOLDERS THAT THE BOARD ADOPT Shareholder Against No
A COMPENSATION PROGRAM LIMITING THE COMPENSATION
OF SENIOR EXECUTIVES TO SPECIFIED LEVELS.
05 PROPOSAL BY SHAREHOLDERS THAT THE BOARD REPORT Shareholder Against No
ON HOW THE COMPANY WILL RESPOND TO PRESSURE TO
INCREASE ACCESS TO AND AFFORDABILITY OF PRESCRIPTION
DRUGS.
- ------------------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. C Annual Meeting Date: 04/20/2004
Issuer: 172967 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For No
AS CITIGROUP S INDEPENDENT AUDITORS FOR 2004.
03 STOCKHOLDER PROPOSAL REQUESTING A CURB ON EXECUTIVE Shareholder Against No
COMPENSATION, NO FUTURE STOCK OPTION GRANTS AND NO RENEWALS OR
EXTENSIONS OF OPTION PLANS.
04 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL Shareholder Against No
CONTRIBUTIONS.
05 STOCKHOLDER PROPOSAL REQUESTING A DISCONTINUATION Shareholder Against No
OF ALL RIGHTS, OPTIONS, SAR S AND POSSIBLE SEVERANCE
PAYMENTS TO THE TOP 5 OF MANAGEMENT.
06 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shareholder For Yes
OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
- ------------------------------------------------------------------------------------------------------------------------------------
MELLON FINANCIAL CORPORATION MEL Annual Meeting Date: 04/20/2004
Issuer: 58551A ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO AMEND THE CORPORATION S LONG-TERM Management For No
PROFIT INCENTIVE PLAN.
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No
PUBLIC ACCOUNTANTS.
- ------------------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY MWD Annual Meeting Date: 04/20/2004
Issuer: 617446 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For No
LLP AS INDEPENDENT AUDITORS
03 SHAREHOLDER PROPOSAL TO DECLASSIFY THE BOARD Shareholder For Yes
OF DIRECTORS
04 SHAREHOLDER PROPOSAL TO REQUIRE SHAREHOLDER APPROVAL Shareholder For Yes
OF GOLDEN PARACHUTE AGREEMENTS
05 SHAREHOLDER PROPOSAL TO DISCLOSE POLITICAL CONTRIBUTIONS Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP USB Annual Meeting Date: 04/20/2004
Issuer: 902973 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITORS FOR THE 2004 FISCAL YEAR.
03 SHAREHOLDER PROPOSAL: COMPENSATION SYSTEM FOR Shareholder Against No
SENIOR EXECUTIVES.
04 SHAREHOLDER PROPOSAL: SUPPLEMENTAL EXECUTIVE Shareholder Against No
RETIREMENT BENEFITS.
05 SHAREHOLDER PROPOSAL: SIMPLE MAJORITY VOTING. Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION WB Annual Meeting Date: 04/20/2004
Issuer: 929903 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 A WACHOVIA PROPOSAL TO RATIFY THE APPOINTMENT Management For No
OF KPMG LLP AS AUDITORS FOR THE YEAR 2004.
03 A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT OPPOSES, Shareholder Against No
REGARDING NOMINATING DIRECTORS.
04 A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT OPPOSES, Shareholder Against No
REGARDING REPORTING POLITICAL INFORMATION.
05 A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT OPPOSES, Shareholder For Yes
REGARDING SEPARATING THE OFFICES OF CHAIRMAN
AND CHIEF EXECUTIVE OFFICER.
- ------------------------------------------------------------------------------------------------------------------------------------
ALLTEL CORPORATION AT Annual Meeting Date: 04/22/2004
Issuer: 020039 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENTS OF INDEPENDENT AUDITORS Management For No
03 STOCKHOLDER PROPOSAL- EMPLOYMENT OPPORTUNITY POLICY Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON JNJ Annual Meeting Date: 04/22/2004
Issuer: 478160 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
AS INDEPENDENT AUDITORS
03 PROPOSAL ON CHARITABLE CONTRIBUTIONS Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
PFIZER INC. PFE Annual Meeting Date: 04/22/2004
Issuer: 717081 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 A PROPOSAL TO APPROVE THE APPOINTMENT OF KPMG Management For No
LLP AS INDEPENDENT AUDITORS FOR 2004.
03 A PROPOSAL TO APPROVE THE PFIZER INC. 2004 STOCK Management For No
PLAN.
04 SHAREHOLDER PROPOSAL REQUESTING REVIEW OF THE Shareholder Against No
ECONOMIC EFFECTS OF THE HIV/AIDS, TB AND MALARIA
PANDEMICS ON THE COMPANY S BUSINESS STRATEGY.
05 SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS. Shareholder Against No
06 SHAREHOLDER PROPOSAL RELATING TO AN ANNUAL REPORT Shareholder Against No
ON CORPORATE RESOURCES DEVOTED TO SUPPORTING
POLITICAL ENTITIES OR CANDIDATES.
07 SHAREHOLDER PROPOSAL SEEKING TO IMPOSE TERM LIMITS Shareholder Against No
ON DIRECTORS.
08 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INCREASING Shareholder Against No
ACCESS TO PFIZER PRODUCTS.
09 SHAREHOLDER PROPOSAL ON STOCK OPTIONS. Shareholder Against No
10 SHAREHOLDER PROPOSAL ON IN VITRO TESTING. Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
WYETH WYE Annual Meeting Date: 04/22/2004
Issuer: 983024 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF PRINCIPAL INDEPENDENT PUBLIC ACCOUNTANTS Management For No
03 ADOPTION OF THE STOCKHOLDER PROPOSAL ON ACCESS Shareholder Against No
TO AND AFFORDABILITY OF PRESCRIPTION DRUGS
04 ADOPTION OF STOCKHOLDER PROPOSAL ON ANIMAL TESTING Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. HON Annual Meeting Date: 04/26/2004
Issuer: 438516 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No
03 ANNUAL ELECTION OF DIRECTORS Shareholder For Yes
04 SHAREOWNER VOTING PROVISIONS Shareholder For Yes
05 SHAREOWNER INPUT - GOLDEN PARACHUTES Shareholder For Yes
06 RESOLUTION ON PAY DISPARITY Shareholder Against No
07 CUMULATIVE VOTING Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
EXELON CORPORATION EXC Annual Meeting Date: 04/27/2004
Issuer: 30161N ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Management For No
03 APPROVAL OF ANNUAL INCENTIVE PLAN FOR SENIOR EXECUTIVES Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP IBM Annual Meeting Date: 04/27/2004
Issuer: 459200 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No
(PRICEWATERHOUSECOOPERS LLP) (PAGE 22)
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No
FOR THE BUSINESS CONSULTING SERVICES UNIT (ERNST
& YOUNG LLP) (PAGE 22)
04 APPROVAL OF LONG-TERM INCENTIVE PERFORMANCE TERMS Management Against Yes
FOR CERTAIN EXECUTIVES (PAGE 23)
05 STOCKHOLDER PROPOSAL ON: CUMULATIVE VOTING (PAGE Shareholder Against No
25)
06 STOCKHOLDER PROPOSAL ON: PENSION AND RETIREMENT Shareholder Against No
MEDICAL (PAGE 25)
07 STOCKHOLDER PROPOSAL ON: EXECUTIVE COMPENSATION Shareholder Against No
(PAGE 26)
08 STOCKHOLDER PROPOSAL ON: EXPENSING STOCK OPTIONS Shareholder For Yes
(PAGE 28)
09 STOCKHOLDER PROPOSAL ON: DISCLOSURE OF EXECUTIVE Shareholder Against No
COMPENSATION (PAGE 29)
10 STOCKHOLDER PROPOSAL ON: CHINA BUSINESS PRINCIPLES Shareholder Against No
(PAGE 30)
11 STOCKHOLDER PROPOSAL ON: POLITICAL CONTRIBUTIONS Shareholder Against No
(PAGE 31)
12 STOCKHOLDER PROPOSAL ON: A REVIEW OF EXECUTIVE Shareholder Against No
COMPENSATION POLICIES (PAGE 32)
- ------------------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. MET Annual Meeting Date: 04/27/2004
Issuer: 59156R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE METLIFE, INC. 2005 STOCK AND Management For No
INCENTIVE COMPENSATION PLAN
03 APPROVAL OF THE METLIFE ANNUAL VARIABLE INCENTIVE Management For No
PLAN
04 APPROVAL OF THE METLIFE, INC. 2005 NON-MANAGEMENT Management For No
DIRECTOR STOCK COMPENSATION PLAN
05 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For No
LLP AS INDEPENDENT AUDITOR FOR 2004
06 SHAREHOLDER PROPOSAL CONCERNING CEO COMPENSATION Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
ALLERGAN, INC. AGN Annual Meeting Date: 04/28/2004
Issuer: 018490 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For No
AS INDEPENDENT AUDITOR.
03 PROPOSAL RELATING TO THE ADOPTION OF A POLICY Shareholder For Yes
OF EXPENSING THE COST OF ALL FUTURE STOCK OPTIONS.
04 PROPOSAL TO BIFURCATE THE ROLES OF CHAIRMAN OF Shareholder For Yes
THE BOARD OF DIRECTORS AND CHIEF EXECUTIVE OFFICER.
- ------------------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH COMPANIES, INC. BUD Annual Meeting Date: 04/28/2004
Issuer: 035229 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF INDEPENDENT AUDITORS Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED BHI Annual Meeting Date: 04/28/2004
Issuer: 057224 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF DELOITTE & TOUCHE AS THE COMPANY Management For No
S INDEPENDENT AUDITOR FOR FISCAL YEAR 2004.
03 STOCKHOLDER PROPOSAL NO. 1 - REGARDING CLASSIFIED Shareholder For Yes
BOARDS.
04 STOCKHOLDER PROPOSAL NO. 2 - REGARDING POISON Shareholder For Yes
PILLS.
- ------------------------------------------------------------------------------------------------------------------------------------
CHEVRONTEXACO CORPORATION CVX Annual Meeting Date: 04/28/2004
Issuer: 166764 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Management For No
03 SHOW SUPPORT FOR THE STOCKHOLDER RIGHTS PLAN POLICY Management Against Yes
04 APPROVAL OF THE LONG-TERM INCENTIVE PLAN Management For No
05 HIV/AIDS, TUBERCULOSIS, AND MALARIA Shareholder Against No
06 POLITICAL DISCLOSURE Shareholder Against No
07 DIRECTOR ELECTION VOTE THRESHOLD Shareholder Against No
08 REPORT ON ECUADOR Shareholder Against No
09 RENEWABLE ENERGY Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY DD Annual Meeting Date: 04/28/2004
Issuer: 263534 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ON RATIFICATION OF ACCOUNTANTS Management For No
03 ON GOVERNMENT SERVICE Shareholder Against No
04 ON INTERNATIONAL WORKPLACE STANDARDS Shareholder Against No
05 ON EXECUTIVE COMPENSATION Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY GE Annual Meeting Date: 04/28/2004
Issuer: 369604 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
0A DIRECTOR Management For No
0B INDEPENDENT AUDITOR Management For No
0C REVENUE MEASUREMENT ADDED TO EXECUTIVE OFFICER Management For No
PERFORMANCE GOALS
01 CUMULATIVE VOTING Shareholder For Yes
02 ANIMAL TESTING Shareholder Against No
03 NUCLEAR RISK Shareholder Against No
04 REPORT ON PCB CLEANUP COSTS Shareholder Against No
05 OFFSHORE SOURCING Shareholder Against No
06 SUSTAINABILITY INDEX Shareholder Against No
07 COMPENSATION COMMITTEE INDEPENDENCE Shareholder For Yes
08 PAY DISPARITY Shareholder Against No
09 END STOCK OPTIONS AND BONUSES Shareholder Against No
10 LIMIT OUTSIDE DIRECTORSHIPS Shareholder Against No
11 INDEPENDENT BOARD CHAIRMAN Shareholder For Yes
12 EXPLORE SALE OF COMPANY Shareholder Against No
13 HOLDING STOCK FROM STOCK OPTIONS Shareholder Against No
14 BOARD INDEPENDENCE Shareholder Against No
15 POLITICAL CONTRIBUTIONS Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
HERSHEY FOODS CORPORATION HSY Annual Meeting Date: 04/28/2004
Issuer: 427866 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No
AUDITORS FOR 2004
- ------------------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. VZ Annual Meeting Date: 04/28/2004
Issuer: 92343V ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT AUDITOR Management For No
03 CUMULATIVE VOTING Shareholder Against No
04 BOARD COMPOSITION Shareholder For Yes
05 SEPARATE CHAIRMAN AND CEO Shareholder For Yes
06 FUTURE POISON PILL Shareholder For Yes
07 SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS Shareholder Against No
08 OPTIONS OR STOCK GRANTS BASED ON TRACKING STOCK Management Against No
09 DIVERSITY REPORT ON OPTION GRANTS TO EMPLOYEES Management Against No
10 REPORT ON POLITICAL CONTRIBUTIONS Shareholder Against No
11 COLLECTION OF UNIVERSAL SERVICE AND NUMBER PORTABILIY Shareholder Against No
FEES
- ------------------------------------------------------------------------------------------------------------------------------------
AMBAC FINANCIAL GROUP, INC. ABK Annual Meeting Date: 05/04/2004
Issuer: 023139 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 AMEND THE CERTIFICATE OF INCORPORATION TO INCREASE Shareholder Against Yes
THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 200 MILLION TO 350 MILLION.
03 APPROVE AMENDMENTS TO THE AMBAC 1997 NON-EMPLOYEE Management For No
DIRECTORS EQUITY PLAN.
04 RATIFY SELECTION OF KPMG LLP AS INDEPENDENT AUDITORS Management For No
FOR 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
CAREMARK RX, INC. CMX Annual Meeting Date: 05/04/2004
Issuer: 141705 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
GEORGIA-PACIFIC CORPORATION GP Annual Meeting Date: 05/04/2004
Issuer: 373298 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO AMEND THE GEORGIA-PACIFIC CORPORATION Management For No
LONG-TERM INCENTIVE PLAN TO ADD STOCK APPRECIATION
RIGHTS, KNOWN AS SARS, AS PERMITTED AWARDS UNDER
THE PLAN.
03 PROPOSAL TO APPROVE THE GEORGIA-PACIFIC CORPORATION Management For No
SHORT-TERM INCENTIVE PLAN SO THAT INCENTIVE COMPENSATION
AWARDS PAID UNDER THE PLAN WILL BE FULLY DEDUCTIBLE UNDER 162(M) OF
THE INTERNAL REVENUE CODE OF 1986, AS AMENDED.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF OUR INDEPENDENT Management For No
AUDITORS, ERNST & YOUNG LLP, AS AUDITORS FOR OUR FISCAL YEAR ENDING
JANUARY 1, 2005.
- ------------------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION EMC Annual Meeting Date: 05/05/2004
Issuer: 268648 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL 2 - TO APPROVE AN AMENDMENT TO EMC S Management For No
2003 STOCK PLAN TO INCREASE BY 50,000,000 THE NUMBER OF SHARES
AVAILABLE FOR GRANT UNDER SUCH PLAN, AND ALLOW AWARDS OF RESTRICTED
STOCK AND RESTRICTED STOCK UNITS TO BE GRANTED TO NON-EMPLOYEE
DIRECTORS, AS DESCRIBED IN EMC S PROXY STATEMENT.
03 PROPOSAL 3 - TO APPROVE AN AMENDMENT TO EMC S Management For No
1989 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE BY 25,000,000 THE NUMBER
OF SHARES AVAILABLE FOR GRANT UNDER SUCH PLAN, AS DESCRIBED IN EMC S
PROXY STATEMENT.
04 PROPOSAL 4 - TO RATIFY THE SELECTION BY THE AUDIT Management For No
COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP AS EMC S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2004.
05 PROPOSAL 5 - TO ACT UPON A STOCKHOLDER PROPOSAL Shareholder Against No
RELATING TO EXECUTIVE COMPENSATION, AS DESCRIBED
IN EMC S PROXY STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. PEP Annual Meeting Date: 05/05/2004
Issuer: 713448 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF AUDITORS Management For No
03 APPROVAL OF THE 2004 EXECUTIVE INCENTIVE COMPENSATION Management For No
PLAN
04 SHAREHOLDER PROPOSAL (PROXY STATEMENT P.22) Shareholder Against No
05 SHAREHOLDER PROPOSAL (PROXY STATEMENT P.23) Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
AVON PRODUCTS, INC. AVP Annual Meeting Date: 05/06/2004
Issuer: 054303 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For No
ACCOUNTANTS
03 APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE Shareholder Against Yes
OF INCORPORATION TO INCREASE AUTHORIZED SHARES
OF COMMON STOCK
04 RESOLUTION REGARDING ELIMINATION OF CLASSIFIED Shareholder For Yes
BOARD
05 RESOLUTION REGARDING REPORT ON REMOVAL OF PARABENS Shareholder Against No
06 RESOLUTION REGARDING REPORT ON REMOVAL OF DIBUTYL Shareholder Against No
PHTHALATE
- ------------------------------------------------------------------------------------------------------------------------------------
3M COMPANY MMM Annual Meeting Date: 05/11/2004
Issuer: 88579Y ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT AUDITORS Management For No
03 APPROVAL OF AN AMENDMENT TO THE CERTIFICATE OF Shareholder Against Yes
INCORPORATION TO INCREASE THE AUTHORIZED COMMON
STOCK
04 STOCKHOLDER PROPOSAL RELATING TO SEPARATION OF Shareholder For Yes
THE ROLES OF CEO AND CHAIRMAN OF THE BOARD
- ------------------------------------------------------------------------------------------------------------------------------------
ALTERA CORPORATION ALTR Annual Meeting Date: 05/11/2004
Issuer: 021441 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE AN AMENDMENT TO THE 1996 STOCK OPTION Management Against Yes
PLAN TO INCREASE BY 12,000,000 THE NUMBER OF SHARES OF COMMON STOCK
RESERVED FOR ISSUANCE UNDER THE PLAN.
03 TO APPROVE AN AMENDMENT TO THE 1987 EMPLOYEE Management For No
STOCK PURCHASE PLAN TO INCREASE BY 1,000,000
THE NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE UNDER THE PLAN.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS OUR INDEPENDENT ACCOUNTANTS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
05 TO CONSIDER A SHAREHOLDER PROPOSAL TO EXPENSE Shareholder For Yes
STOCK OPTION GRANTS ISSUED BY THE COMPANY.
- ------------------------------------------------------------------------------------------------------------------------------------
GAP, INC. GPS Annual Meeting Date: 05/12/2004
Issuer: 364760 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For No
AS INDEPENDENT AUDITORS
03 TO APPROVE THE PROPOSAL TO AMEND AND RESTATE Management For No
THE COMPANY S EXECUTIVE MANAGEMENT INCENTIVE
CASH AWARD PLAN
04 A SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
AMGEN INC. AMGN Annual Meeting Date: 05/13/2004
Issuer: 031162 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For No
AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE
YEAR ENDING DECEMBER 31, 2004.
3A STOCKHOLDER PROPOSAL #1 (EEO-1 REPORT). Shareholder Against No
3B STOCKHOLDER PROPOSAL #2 (STOCK OPTION EXPENSING). Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
GUIDANT CORPORATION GDT Annual Meeting Date: 05/18/2004
Issuer: 401698 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT AUDITORS FOR 2004.
03 PROPOSAL BY SHAREHOLDER THAT THE BOARD ADOPT Shareholder For Yes
A POLICY OF EXPENSING IN THE COMPANY S ANNUAL
INCOME STATEMENT THE COST OF ALL FUTURE STOCK
OPTIONS ISSUED BY THE COMPANY.
- ------------------------------------------------------------------------------------------------------------------------------------
THE INTERPUBLIC GROUP OF COMPANIES, IPG Annual Meeting Date: 05/18/2004
Issuer: 460690 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF 2004 PERFORMANCE INCENTIVE PLAN. Management Against Yes
03 APPROVAL OF THE INTERPUBLIC NON-MANAGEMENT DIRECTORS Management For No
STOCK INCENTIVE PLAN.
04 CONFIRMATION OF PRICEWATERHOUSECOOPERS AS INDEPENDENT Management For No
AUDITORS FOR 2004.
05 APPROVAL OF PROPOSED SHAREHOLDER RESOLUTION ON Shareholder Against No
NORTHERN IRELAND.
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. AIG Annual Meeting Date: 05/19/2004
Issuer: 026874 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ADOPT CHIEF EXECUTIVE OFFICER ANNUAL COMPENSATION Management For No
PLAN
03 ADOPT A DIRECTOR STOCK PLAN Management For No
04 RATIFICATION OF INDEPENDENT ACCOUNTANTS Management For No
05 SHAREHOLDER PROPOSAL I DESCRIBED IN THE PROXY Shareholder Against No
STATEMENT
06 SHAREHOLDER PROPOSAL II DESCRIBED IN THE PROXY Shareholder Against No
STATEMENT
07 SHAREHOLDER PROPOSAL III DESCRIBED IN THE PROXY Shareholder Against No
STATEMENT
- ------------------------------------------------------------------------------------------------------------------------------------
AT&T WIRELESS SERVICES, INC. AWE Annual Meeting Date: 05/19/2004
Issuer: 00209A ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For No
DATED AS OF FEBRUARY 17, 2004, BY AND AMONG AT&T
WIRELESS SERVICES, INC., CINGULAR WIRELESS CORPORATION,
CINGULAR WIRELESS LLC, AND SOLELY WITH RESPECT
TO SECTION 5.3, 6.1(B) AND ARTICLE IX OF THE
AGREEMENT AND PLAN OF MERGER, SBC COMMUNICATIONS
INC. AND BELLSOUTH CORPORATION.
02 DIRECTOR Management For No
03 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS OUR INDEPENDENT AUDITORS.
04 VOTE ON SHAREHOLDER PROPOSAL ON EXECUTIVE COMPENSATION Shareholder Against No
PROGRAM.
05 VOTE ON SHAREHOLDER PROPOSAL ON DISCONTINUING Shareholder Against No
CERTAIN EXECUTIVE COMPENSATION.
06 VOTE ON SHAREHOLDER PROPOSAL ON VOTE REQUIREMENT Shareholder Against No
FOR DIRECTOR ELECTIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION TGT Annual Meeting Date: 05/19/2004
Issuer: 87612E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITORS.
03 APPROVAL OF THE TARGET CORPORATION LONG-TERM Management For No
INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
SAFEWAY INC. SWY Annual Meeting Date: 05/20/2004
Issuer: 786514 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Yes
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For No
AUDITORS FOR FISCAL YEAR 2004.
03 APPROVAL OF AND AMENDMENT TO THE RESTATED CERTIFICATE Management For No
OF INCORPORATION TO ELIMINATE THE CLASSIFICATION
OF THE BOARD OF DIRECTORS.
04 APPROVAL OF STOCK OPTION EXCHANGE PROGRAM FOR Management Against Yes
EMPLOYEES (EXCLUDING EXECUTIVE OFFICERS) PROVIDING FOR THE EXCHANGE OF
OPTIONS PREVIOUSLY GRANTED UNDER THE 1999 AMENDED AND RESTATED EQUITY
PARTICIPATION PLAN OF SAFEWAY INC. THE BOARD OF DIRECTORS RECOMMENDS A
VOTE AGAINST STOCKHOLDER PROPOSALS 5, 6, 7, 8, 9 AND 10.
05 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT DIRECTOR Shareholder For Yes
AS CHAIRMAN OF THE BOARD.
06 STOCKHOLDER PROPOSAL REGARDING CUMULATIVE VOTING. Shareholder For Yes
07 STOCKHOLDER PROPOSAL REGARDING REPORT ON IMPACT Shareholder Against No
OF GENETICALLY ENGINEERED FOOD.
08 STOCKHOLDER PROPOSAL REGARDING SUSTAINABILITY Shareholder Against No
REPORT.
09 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTION Shareholder Against No
AND PARTICIPATION REPORT.
10 STOCKHOLDER PROPOSAL REGARDING EXPENSING STOCK Shareholder For Yes
OPTIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SVCS GROUP, I HIG Annual Meeting Date: 05/20/2004
Issuer: 416515 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No
TOUCHE LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004.
03 PROPOSAL BY SHAREHOLDER RELATING TO EXECUTIVE Shareholder Against No
COMPENSATION.
- ------------------------------------------------------------------------------------------------------------------------------------
FPL GROUP, INC. FPL Annual Meeting Date: 05/21/2004
Issuer: 302571 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No
TOUCHE LLP AS AUDITORS.
03 APPROVAL OF THE AMENDED AND RESTATED LONG TERM Management For No
INCENTIVE PLAN, IN AN AMENDED FORM.
04 APPROVAL OF THE ANNUAL INCENTIVE PLAN AS REQUIRED Management For No
BY THE INTERNAL REVENUE CODE.
05 APPROVAL OF THE PERFORMANCE-BASED AWARDS PROVISIONS Management For No
OF THE AMENDED AND RESTATED LONG TERM INCENTIVE
PLAN AS REQUIRED BY THE INTERNAL REVENUE CODE.
06 APPROVAL OF AN AMENDMENT TO THE RESTATED ARTICLES Shareholder For No
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK.
- ------------------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Annual Meeting Date: 05/21/2004
Issuer: 887317 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF AUDITORS. Management For No
03 STOCKHOLDER PROPOSAL REGARDING CHINA BUSINESS Shareholder Against No
PRINCIPLES.
04 STOCKHOLDER PROPOSAL REGARDING REPORT ON PAY DISPARITY. Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
YAHOO] INC. YHOO Annual Meeting Date: 05/21/2004
Issuer: 984332 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 AMENDMENT OF THE AMENDED AND RESTATED 1996 EMPLOYEE Management For No
STOCK PURCHASE PLAN.
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For No
04 STOCKHOLDER PROPOSAL REGARDING EXPENSING OF OPTIONS. Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION DG Annual Meeting Date: 05/25/2004
Issuer: 256669 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT AUDITORS
- ------------------------------------------------------------------------------------------------------------------------------------
FANNIE MAE FNM Annual Meeting Date: 05/25/2004
Issuer: 313586 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE SELECTION OF AUDITORS Management For No
03 APPROVAL OF AN AMENDMENT TO THE FANNIE MAE EMPLOYEE Management For No
STOCK PURCHASE PLAN
04 STOCKHOLDER PROPOSAL TO REINSTATE CUMULATIVE VOTING Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
J.P. MORGAN CHASE & CO. JPM Annual Meeting Date: 05/25/2004
Issuer: 46625H ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: MUTUAL FUNDS
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 MERGER PROPOSAL Management For No
02 DIRECTOR Management For No
03 APPOINTMENT OF EXTERNAL AUDITOR Management For No
04 RE-APPROVAL OF KEY EXECUTIVE PERFORMANCE PLAN Management For No
05 ADJOURNMENT OF MEETING, IF NECESSARY, TO SOLICIT Management Against Yes
ADDITIONAL PROXIES
06 DIRECTOR TERM LIMIT Shareholder Against No
07 CHARITABLE CONTRIBUTIONS Shareholder Against No
08 POLITICAL CONTRIBUTIONS Shareholder Against No
09 SEPARATION OF CHAIRMAN AND CEO Shareholder For Yes
10 DERIVATIVE DISCLOSURE Shareholder Against No
11 AUDITOR INDEPENDENCE Shareholder Abstain Yes
12 DIRECTOR COMPENSATION Shareholder Against No
13 PAY DISPARITY Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION BAC Annual Meeting Date: 05/26/2004
Issuer: 060505 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS Management For No
03 STOCKHOLDER PROPOSAL - ANNUAL MEETING DATE Shareholder Against No
04 STOCKHOLDER PROPOSAL - NOMINATION OF DIRECTORS Shareholder Against No
05 STOCKHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS Shareholder Against No
06 STOCKHOLDER PROPOSAL - MUTUAL FUND TRADING POLICIES Shareholder Against No
07 STOCKHOLDER PROPOSAL - PRIVACY AND INFORMATION Shareholder Against No
SECURITY
- ------------------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION XOM Annual Meeting Date: 05/26/2004
Issuer: 30231G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 27). Management For No
03 APPROVAL OF 2004 NON-EMPLOYEE DIRECTOR RESTRICTED Management For No
STOCK PLAN (PAGE 28).
04 POLITICAL CONTRIBUTIONS (PAGE 30). Shareholder Against No
05 POLITICAL CONTRIBUTIONS REPORT (PAGE 32). Shareholder Against No
06 MEDIA RESPONSE ON EQUATORIAL GUINEA (PAGE 34). Shareholder Against No
07 BOARD CHAIRMAN AND CEO (PAGE 37). Shareholder For Yes
08 EXECUTIVE COMPENSATION (PAGE 39). Shareholder Against No
09 EQUITY COMPENSATION REPORT (PAGE 40). Shareholder Against No
10 AMENDMENT OF EEO POLICY (PAGE 42). Shareholder Against No
11 CLIMATE SCIENCE REPORT (PAGE 44). Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. WMT Annual Meeting Date: 06/04/2004
Issuer: 931142 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE ASDA COLLEAGUE SHARE OWNERSHIP Management For No
PLAN 1999
03 APPROVAL OF THE ASDA SHARESAVE PLAN 2000 Management For No
04 APPROVAL OF THE WAL-MART STORES, INC. 2004 ASSOCIATE Management For No
STOCK PURCHASE PLAN
05 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For No
ACCOUNTANTS
06 A SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT Shareholder For Yes
CHAIRMAN
07 A SHAREHOLDER PROPOSAL REGARDING A SUSTAINABILITY Shareholder Against No
REPORT
08 A SHAREHOLDER PROPOSAL REGARDING EQUITY COMPENSATION Shareholder Against No
09 A SHAREHOLDER PROPOSAL REGARDING GENETICALLY Shareholder Against No
ENGINEERED FOOD PRODUCTS
10 A SHAREHOLDER PROPOSAL REGARDING AN EQUAL EMPLOYMENT Shareholder Against No
OPPORTUNITY REPORT
11 A SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER Shareholder Against No
APPROVAL OF PARTICIPATION IN THE OFFICER DEFERRED
COMPENSATION PLAN
- ------------------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION DVN Annual Meeting Date: 06/08/2004
Issuer: 25179M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY Management For No
S INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER
31, 2004.
03 REVISE DIRECTOR ELECTION VOTE THRESHOLD Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
STAPLES, INC. SPLS Annual Meeting Date: 06/17/2004
Issuer: 855030 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: MUTUAL FUNDS
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE STAPLES 2004 STOCK INCENTIVE PLAN. Management Against Yes
03 TO APPROVE STAPLES AMENDED AND RESTATED 1998 Management For No
EMPLOYEE STOCK PURCHASE PLAN.
04 TO APPROVE STAPLES AMENDED AND RESTATED INTERNATIONAL Management For No
EMPLOYEE STOCK PURCHASE PLAN.
05 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For No
OF ERNST & YOUNG LLP AS STAPLES INDEPENDENT
AUDITORS FOR THE CURRENT FISCAL YEAR.
06 TO ACT ON A SHAREHOLDER PROPOSAL ON SHAREHOLDER Shareholder For Yes
RIGHTS PLANS.
07 TO ACT ON A SHAREHOLDER PROPOSAL ON SHAREHOLDER Shareholder For Yes
INPUT ON POISON PILLS.
08 TO ACT ON A SHAREHOLDER PROPOSAL ON COMMONSENSE Shareholder Against No
EXECUTIVE COMPENSATION.
09 TO ACT ON A SHAREHOLDER PROPOSAL ON AUDITOR INDEPENDENCE. Shareholder Abstain Yes
- ------------------------------------------------------------------------------------------------------------------------------------
INTERACTIVECORP IACI Annual Meeting Date: 06/23/2004
Issuer: 45840Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 THE PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Management For No
& YOUNG LLP TO SERVE AS THE INDEPENDENT AUDITORS
OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31,
2004
- ------------------------------------------------------------------------------------------------------------------------------------
WELLPOINT HEALTH NETWORKS INC. WLP Special Meeting Date: 06/28/2004
Issuer: 94973H ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AMENDED AND RESTATED AGREEMENT AND Management For No
PLAN OF MERGER, EFFECTIVE AS OF OCTOBER 26, 2003,
AMONG ANTHEM, ANTHEM HOLDING CORP AND WELLPOINT,
AND THE TRANSACTIONS CONTEMPLATED THEREBY, INCLUDING THE MERGER, AS
MORE FULLY DESCRIBED IN THE ACCOMPANYING JOINT PROXY
STATEMENT/PROSPECTUS.
ProxyEdge - Investment Company Report Report Date: 07/20/2004
Meeting Date Range: 07/01/2003 to 06/30/2004
Selected Accounts: SCUDDER RET FUND SERIES V
- ------------------------------------------------------------------------------------------------------------------------------------
DELL COMPUTER CORPORATION DELL Annual Meeting Date: 07/18/2003
Issuer: 247025 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ELIMINATION OF CLASSIFIED BOARD Management For No
03 CHANGE OF COMPANY NAME TO DELL INC. Management For No
04 APPROVAL OF EXECUTIVE ANNUAL INCENTIVE BONUS PLAN Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
ELECTRONIC ARTS INC. ERTS Annual Meeting Date: 07/31/2003
Issuer: 285512 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 AMENDMENT TO THE 2000 EQUITY INCENTIVE PLAN Management Against Yes
03 AMENDMENT TO THE 2000 EMPLOYEE STOCK PURCHASE Management For No
PLAN
04 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
BIOMET, INC. BMET Annual Meeting Date: 09/27/2003
Issuer: 090613 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION ORCL Annual Meeting Date: 10/13/2003
Issuer: 68389X ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF Management For No
THE FISCAL YEAR 2004 EXECUTIVE BONUS PLAN
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For No
YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING MAY 31, 2004
04 PROPOSAL FOR THE APPROVAL OF THE AMENDED AND Management Against Yes
RESTATED 1993 DIRECTORS STOCK PLAN
05 PROPOSAL TO ADOPT THE CHINA BUSINESS PRINCIPLES Shareholder Against No
FOR RIGHTS OF WORKERS IN CHINA
- ------------------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION PH Annual Meeting Date: 10/22/2003
Issuer: 701094 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT PUBLIC ACCOUNTING FIRM FOR
FY04.
03 APPROVAL OF THE PARKER-HANNIFIN CORPORATION 2003 Management Against Yes
STOCK INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. CSCO Annual Meeting Date: 11/11/2003
Issuer: 17275R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Management For No
EMPLOYEE STOCK PURCHASE PLAN, INCLUDING AN INCREASE
OF 100,000,000 SHARES AUTHORIZED FOR ISSUANCE
UNDER THE PLAN AND A 5-YEAR EXTENSION OF THE
PLAN, AS MORE FULLY SET FORTH IN THE ACCOMPANYING
PROXY STATEMENT.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS CISCO S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JULY 31, 2004.
04 PROPOSAL SUBMITTED BY A SHAREHOLDER THAT THE Shareholder Against No
BOARD PREPARE A REPORT EACH FISCAL YEAR ON CISCO
HARDWARE AND SOFTWARE PROVIDED TO GOVERNMENT
AGENCIES AND STATE-OWNED COMMUNICATIONS OR INFORMATION
TECHNOLOGY ENTITIES IN ANY COUNTRY, AS MORE FULLY
SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.
05 PROPOSAL SUBMITTED BY SHAREHOLDERS THAT THE BOARD Shareholder Against No
S COMPENSATION COMMITTEE PREPARE AND MAKE AVAILABLE
BY JANUARY 1, 2004, A REPORT COMPARING TOTAL
COMPENSATION OF THE COMPANY S TOP EXECUTIVES
AND ITS LOWEST PAID WORKERS IN THE U.S. AND ABROAD
AS OF SPECIFIC DATES, AS MORE FULLY SET FORTH
IN THE ACCOMPANYING PROXY STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION MSFT Annual Meeting Date: 11/11/2003
Issuer: 594918 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ADOPTION OF THE AMENDMENTS TO THE 2001 STOCK PLAN Management Against Yes
03 ADOPTION OF THE AMENDMENTS TO THE 1999 STOCK Management Against Yes
OPTION PLAN FOR NON-EMPLOYEE DIRECTORS
04 SHAREHOLDER PROPOSAL (THE BOARD RECOMMENDS A Shareholder Against No
VOTE AGAINST THIS PROPOSAL)
- ------------------------------------------------------------------------------------------------------------------------------------
THE CLOROX COMPANY CLX Annual Meeting Date: 11/19/2003
Issuer: 189054 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO APPROVE THE CLOROX COMPANY INDEPENDENT Management For No
DIRECTORS STOCK-BASED COMPENSATION PLAN.
03 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For No
LLP, CERTIFIED PUBLIC ACCOUNTANTS, FOR THE FISCAL
YEAR ENDING JUNE 30, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY MON Annual Meeting Date: 01/29/2004
Issuer: 61166W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No
03 APPROVAL OF AMENDMENTS TO LONG-TERM INCENTIVE Management Against Yes
PLAN
04 APPROVAL OF SHAREOWNER PROPOSAL ONE Shareholder Against No
05 APPROVAL OF SHAREOWNER PROPOSAL TWO Shareholder Against No
06 APPROVAL OF SHAREOWNER PROPOSAL THREE Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY DE Annual Meeting Date: 02/25/2004
Issuer: 244199 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION BAC Special Meeting Date: 03/17/2004
Issuer: 060505 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE MERGER AGREEMENT Management
02 ADOPTION OF BANK OF AMERICA S AMENDED STOCK PLAN Management
03 ADOPTION OF AN AMENDMENT TO INCREASE THE NUMBER Shareholder
OF AUTHORIZED SHARES OF BANK OF AMERICA COMMON
STOCK
04 APPROVAL OF PROPOSAL TO ADJOURN THE BANK OF AMERICA Management
SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES
- ------------------------------------------------------------------------------------------------------------------------------------
CAREMARK RX, INC. CMX Special Meeting Date: 03/22/2004
Issuer: 141705 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE AND ADOPT AN AMENDMENT TO CAREMARK Shareholder For No
S CERTIFICATE OF INCORPORATION THAT WILL INCREASE
THE TOTAL NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK FROM 400 MILLION SHARES TO 700 MILLION
SHARES. THIS AMENDMENT IS DESCRIBED IN THE ACCOMPANYING
JOINT PROXY STATEMENT/PROSPECTUS.
02 TO APPROVE THE ISSUANCE OF CAREMARK COMMON STOCK Management For No
TO ADVANCEPCS STOCKHOLDERS IN THE MERGER PURSUANT
TO THE MERGER AGREEMENT. IN THE MERGER, COUGAR
MERGER CORPORATION WILL MERGE WITH AND INTO ADVANCEPCS,
WITH ADVANCEPCS SURVIVING THE MERGER AS A WHOLLY
OWNED SUBSIDIARY OF CAREMARK, AS DESCRIBED IN
THE MERGER AGREEMENT AND THE ACCOMPANYING JOINT
PROXY STATEMENT/PROSPECTUS.
03 TO APPROVE AND ADOPT AN AMENDMENT TO CAREMARK Shareholder Against Yes
S CERTIFICATE OF INCORPORATION TO INCREASE THE
TOTAL NUMBER OF AUTHORIZED SHARES OF (A) PREFERRED
STOCK FROM 9.5 MILLION SHARES TO 10.5 MILLION
SHARES AND (B) SERIES C PARTICIPATING PREFERRED
STOCK FROM 500,000 SHARES TO 7 MILLION SHARES.
THIS AMENDMENT IS DESCRIBED IN THE ACCOMPANYING
JOINT PROXY STATEMENT/PROSPECTUS.
04 TO APPROVE THE CAREMARK RX, INC. 2004 INCENTIVE Management For No
STOCK PLAN. THE CAREMARK RX, INC. 2004 INCENTIVE
STOCK PLAN IS DESCRIBED IN THE ACCOMPANYING JOINT
PROXY STATEMENT/PROSPECTUS.
05 TO ADJOURN OR POSTPONE THE CAREMARK SPECIAL MEETING, Management Against Yes
IF NECESSARY, FOR THE PURPOSE OF SOLICITING ADDITIONAL
PROXIES.
- ------------------------------------------------------------------------------------------------------------------------------------
NOKIA CORPORATION NOK Annual Meeting Date: 03/25/2004
Issuer: 654902 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1A APPROVAL OF THE INCOME STATEMENTS AND THE BALANCE Management For No
SHEETS.
1B APPROVAL OF A DIVIDEND OF EUR 0.30 PER SHARE. Management For No
1C APPROVAL OF THE DISCHARGE OF THE CHAIRMAN, THE Management For No
MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT
FROM LIABILITY.
1E DIRECTOR Management For No
1G APPROVAL OF THE APPOINTMENT OF THE AUDITOR. ( Management For No
FOR AND ABSTAIN ARE THE ONLY VALID VOTING OPTIONS)
2 APPROVAL OF THE PROPOSAL OF THE BOARD TO REDUCE Shareholder For No
THE SHARE CAPITAL THROUGH CANCELLATION OF NOKIA
SHARES HELD BY THE COMPANY
3 APPROVAL OF THE AUTHORIZATION TO THE BOARD TO Shareholder For No
INCREASE THE SHARE CAPITAL OF THE COMPANY.
4 APPROVAL OF THE AUTHORIZATION TO THE BOARD TO Shareholder For No
REPURCHASE NOKIA SHARES.
5 APPROVAL OF THE AUTHORIZATION TO THE BOARD TO Shareholder For No
DISPOSE NOKIA SHARES HELD BY THE COMPANY.
6 APPROVAL OF THE PROPOSAL OF THE BOARD TO INCREASE Shareholder For No
THE CAPITAL OF THE FOUNDATION OF NOKIA CORPORATION.
7 MARK THE FOR BOX IF YOU WISH TO INSTRUCT THE Management Against
DEPOSITARY TO GIVE A PROXY TO ANY ONE OF MARIANNA
UOTINEN-TARKOMA, ESA KAUNISTOLA, BOTH LEGAL COUNSELS
OF NOKIA CORPORATION, TO AUTHORIZE ANY OF THEM
(WITH FULL POWER OF SUBSTITUTION) TO VOTE, IN
THEIR DISCRETION, ON YOUR BEHALF ONLY UPON ITEM
7 OF THE ANNUAL MEETING AND ANY ADJOURNMENTS
OR POSTPONEMENT THEREOF.
- ------------------------------------------------------------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC. LEH Annual Meeting Date: 04/02/2004
Issuer: 524908 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITORS FOR THE FISCAL YEAR 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION UTX Annual Meeting Date: 04/14/2004
Issuer: 913017 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 SHAREOWNER PROPOSAL CONCERNING DISCLOSURE OF Shareholder Against No
EXECUTIVE COMPENSATION
04 SHAREOWNER PROPOSAL CONCERNING ETHICAL CRITERIA Shareholder Against No
FOR MILITARY CONTRACTS
05 SHAREOWNER PROPOSAL CONCERNING PERFORMANCE BASED Shareholder For Yes
SENIOR EXECUTIVE STOCK OPTIONS
06 SHAREOWNER PROPOSAL CONCERNING AN INDEPENDENT Shareholder For Yes
CHAIRMAN OF THE BOARD
- ------------------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED TXN Annual Meeting Date: 04/15/2004
Issuer: 882508 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Management For No
& YOUNG LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR 2004.
03 STOCKHOLDER PROPOSAL REGARDING EXPENSING OF STOCK Shareholder For Yes
OPTIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY LLY Annual Meeting Date: 04/19/2004
Issuer: 532457 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Management For No
COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST
& YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS
FOR 2004.
03 APPROVE THE ELI LILLY AND COMPANY BONUS PLAN. Management For No
04 PROPOSAL BY SHAREHOLDERS THAT THE BOARD ADOPT Shareholder Against No
A COMPENSATION PROGRAM LIMITING THE COMPENSATION
OF SENIOR EXECUTIVES TO SPECIFIED LEVELS.
05 PROPOSAL BY SHAREHOLDERS THAT THE BOARD REPORT Shareholder Against No
ON HOW THE COMPANY WILL RESPOND TO PRESSURE TO
INCREASE ACCESS TO AND AFFORDABILITY OF PRESCRIPTION
DRUGS.
- ------------------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. C Annual Meeting Date: 04/20/2004
Issuer: 172967 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For No
AS CITIGROUP S INDEPENDENT AUDITORS FOR 2004.
03 STOCKHOLDER PROPOSAL REQUESTING A CURB ON EXECUTIVE Shareholder Against No
COMPENSATION, NO FUTURE STOCK OPTION GRANTS AND
NO RENEWALS OR EXTENSIONS OF OPTION PLANS.
04 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL Shareholder Against No
CONTRIBUTIONS.
05 STOCKHOLDER PROPOSAL REQUESTING A DISCONTINUATION Shareholder Against No
OF ALL RIGHTS, OPTIONS, SAR S AND POSSIBLE SEVERANCE
PAYMENTS TO THE TOP 5 OF MANAGEMENT.
06 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shareholder For Yes
OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
- ------------------------------------------------------------------------------------------------------------------------------------
MELLON FINANCIAL CORPORATION MEL Annual Meeting Date: 04/20/2004
Issuer: 58551A ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO AMEND THE CORPORATION S LONG-TERM Management For No
PROFIT INCENTIVE PLAN.
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No
PUBLIC ACCOUNTANTS.
- ------------------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY MWD Annual Meeting Date: 04/20/2004
Issuer: 617446 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For No
LLP AS INDEPENDENT AUDITORS
03 SHAREHOLDER PROPOSAL TO DECLASSIFY THE BOARD Shareholder For Yes
OF DIRECTORS
04 SHAREHOLDER PROPOSAL TO REQUIRE SHAREHOLDER APPROVAL Shareholder For Yes
OF GOLDEN PARACHUTE AGREEMENTS
05 SHAREHOLDER PROPOSAL TO DISCLOSE POLITICAL CONTRIBUTIONS Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP USB Annual Meeting Date: 04/20/2004
Issuer: 902973 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITORS FOR THE 2004 FISCAL YEAR.
03 SHAREHOLDER PROPOSAL: COMPENSATION SYSTEM FOR Shareholder Against No
SENIOR EXECUTIVES.
04 SHAREHOLDER PROPOSAL: SUPPLEMENTAL EXECUTIVE Shareholder Against No
RETIREMENT BENEFITS.
05 SHAREHOLDER PROPOSAL: SIMPLE MAJORITY VOTING. Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION WB Annual Meeting Date: 04/20/2004
Issuer: 929903 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 A WACHOVIA PROPOSAL TO RATIFY THE APPOINTMENT Management For No
OF KPMG LLP AS AUDITORS FOR THE YEAR 2004.
03 A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT OPPOSES, Shareholder Against No
REGARDING NOMINATING DIRECTORS.
04 A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT OPPOSES, Shareholder Against No
REGARDING REPORTING POLITICAL INFORMATION.
05 A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT OPPOSES, Shareholder For Yes
REGARDING SEPARATING THE OFFICES OF CHAIRMAN
AND CHIEF EXECUTIVE OFFICER.
- ------------------------------------------------------------------------------------------------------------------------------------
ALLTEL CORPORATION AT Annual Meeting Date: 04/22/2004
Issuer: 020039 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENTS OF INDEPENDENT AUDITORS Management For No
03 STOCKHOLDER PROPOSAL- EMPLOYMENT OPPORTUNITY POLICY Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON JNJ Annual Meeting Date: 04/22/2004
Issuer: 478160 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
AS INDEPENDENT AUDITORS
03 PROPOSAL ON CHARITABLE CONTRIBUTIONS Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
PFIZER INC. PFE Annual Meeting Date: 04/22/2004
Issuer: 717081 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 A PROPOSAL TO APPROVE THE APPOINTMENT OF KPMG Management For No
LLP AS INDEPENDENT AUDITORS FOR 2004.
03 A PROPOSAL TO APPROVE THE PFIZER INC. 2004 STOCK Management For No
PLAN.
04 SHAREHOLDER PROPOSAL REQUESTING REVIEW OF THE Shareholder Against No
ECONOMIC EFFECTS OF THE HIV/AIDS, TB AND MALARIA
PANDEMICS ON THE COMPANY S BUSINESS STRATEGY.
05 SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS. Shareholder Against No
06 SHAREHOLDER PROPOSAL RELATING TO AN ANNUAL REPORT Shareholder Against No
ON CORPORATE RESOURCES DEVOTED TO SUPPORTING
POLITICAL ENTITIES OR CANDIDATES.
07 SHAREHOLDER PROPOSAL SEEKING TO IMPOSE TERM LIMITS Shareholder Against No
ON DIRECTORS.
08 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INCREASING Shareholder Against No
ACCESS TO PFIZER PRODUCTS.
09 SHAREHOLDER PROPOSAL ON STOCK OPTIONS. Shareholder Against No
10 SHAREHOLDER PROPOSAL ON IN VITRO TESTING. Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
WYETH WYE Annual Meeting Date: 04/22/2004
Issuer: 983024 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF PRINCIPAL INDEPENDENT PUBLIC ACCOUNTANTS Management For No
03 ADOPTION OF THE STOCKHOLDER PROPOSAL ON ACCESS Shareholder Against No
TO AND AFFORDABILITY OF PRESCRIPTION DRUGS
04 ADOPTION OF STOCKHOLDER PROPOSAL ON ANIMAL TESTING Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. HON Annual Meeting Date: 04/26/2004
Issuer: 438516 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No
03 ANNUAL ELECTION OF DIRECTORS Shareholder For Yes
04 SHAREOWNER VOTING PROVISIONS Shareholder For Yes
05 SHAREOWNER INPUT - GOLDEN PARACHUTES Shareholder For Yes
06 RESOLUTION ON PAY DISPARITY Shareholder Against No
07 CUMULATIVE VOTING Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
EXELON CORPORATION EXC Annual Meeting Date: 04/27/2004
Issuer: 30161N ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Management For No
03 APPROVAL OF ANNUAL INCENTIVE PLAN FOR SENIOR EXECUTIVES Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP IBM Annual Meeting Date: 04/27/2004
Issuer: 459200 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No
(PRICEWATERHOUSECOOPERS LLP) (PAGE 22)
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No
FOR THE BUSINESS CONSULTING SERVICES UNIT (ERNST
& YOUNG LLP) (PAGE 22)
04 APPROVAL OF LONG-TERM INCENTIVE PERFORMANCE TERMS Management Against Yes
FOR CERTAIN EXECUTIVES (PAGE 23)
05 STOCKHOLDER PROPOSAL ON: CUMULATIVE VOTING (PAGE Shareholder Against No
25)
06 STOCKHOLDER PROPOSAL ON: PENSION AND RETIREMENT Shareholder Against No
MEDICAL (PAGE 25)
07 STOCKHOLDER PROPOSAL ON: EXECUTIVE COMPENSATION Shareholder Against No
(PAGE 26)
08 STOCKHOLDER PROPOSAL ON: EXPENSING STOCK OPTIONS Shareholder For Yes
(PAGE 28)
09 STOCKHOLDER PROPOSAL ON: DISCLOSURE OF EXECUTIVE Shareholder Against No
COMPENSATION (PAGE 29)
10 STOCKHOLDER PROPOSAL ON: CHINA BUSINESS PRINCIPLES Shareholder Against No
(PAGE 30)
11 STOCKHOLDER PROPOSAL ON: POLITICAL CONTRIBUTIONS Shareholder Against No
(PAGE 31)
12 STOCKHOLDER PROPOSAL ON: A REVIEW OF EXECUTIVE Shareholder Against No
COMPENSATION POLICIES (PAGE 32)
- ------------------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. MET Annual Meeting Date: 04/27/2004
Issuer: 59156R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE METLIFE, INC. 2005 STOCK AND Management For No
INCENTIVE COMPENSATION PLAN
03 APPROVAL OF THE METLIFE ANNUAL VARIABLE INCENTIVE Management For No
PLAN
04 APPROVAL OF THE METLIFE, INC. 2005 NON-MANAGEMENT Management For No
DIRECTOR STOCK COMPENSATION PLAN
05 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For No
LLP AS INDEPENDENT AUDITOR FOR 2004
06 SHAREHOLDER PROPOSAL CONCERNING CEO COMPENSATION Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
ALLERGAN, INC. AGN Annual Meeting Date: 04/28/2004
Issuer: 018490 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For No
AS INDEPENDENT AUDITOR.
03 PROPOSAL RELATING TO THE ADOPTION OF A POLICY Shareholder For Yes
OF EXPENSING THE COST OF ALL FUTURE STOCK OPTIONS.
04 PROPOSAL TO BIFURCATE THE ROLES OF CHAIRMAN OF Shareholder For Yes
THE BOARD OF DIRECTORS AND CHIEF EXECUTIVE OFFICER.
- ------------------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH COMPANIES, INC. BUD Annual Meeting Date: 04/28/2004
Issuer: 035229 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF INDEPENDENT AUDITORS Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED BHI Annual Meeting Date: 04/28/2004
Issuer: 057224 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF DELOITTE & TOUCHE AS THE COMPANY Management For No
S INDEPENDENT AUDITOR FOR FISCAL YEAR 2004.
03 STOCKHOLDER PROPOSAL NO. 1 - REGARDING CLASSIFIED Shareholder For Yes
BOARDS.
04 STOCKHOLDER PROPOSAL NO. 2 - REGARDING POISON Shareholder For Yes
PILLS.
- ------------------------------------------------------------------------------------------------------------------------------------
CHEVRONTEXACO CORPORATION CVX Annual Meeting Date: 04/28/2004
Issuer: 166764 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Management For No
03 SHOW SUPPORT FOR THE STOCKHOLDER RIGHTS PLAN POLICY Management Against Yes
04 APPROVAL OF THE LONG-TERM INCENTIVE PLAN Management For No
05 HIV/AIDS, TUBERCULOSIS, AND MALARIA Shareholder Against No
06 POLITICAL DISCLOSURE Shareholder Against No
07 DIRECTOR ELECTION VOTE THRESHOLD Shareholder Against No
08 REPORT ON ECUADOR Shareholder Against No
09 RENEWABLE ENERGY Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY DD Annual Meeting Date: 04/28/2004
Issuer: 263534 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ON RATIFICATION OF ACCOUNTANTS Management For No
03 ON GOVERNMENT SERVICE Shareholder Against No
04 ON INTERNATIONAL WORKPLACE STANDARDS Shareholder Against No
05 ON EXECUTIVE COMPENSATION Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY GE Annual Meeting Date: 04/28/2004
Issuer: 369604 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
0A DIRECTOR Management For No
0B INDEPENDENT AUDITOR Management For No
0C REVENUE MEASUREMENT ADDED TO EXECUTIVE OFFICER Management For No
PERFORMANCE GOALS
01 CUMULATIVE VOTING Shareholder For Yes
02 ANIMAL TESTING Shareholder Against No
03 NUCLEAR RISK Shareholder Against No
04 REPORT ON PCB CLEANUP COSTS Shareholder Against No
05 OFFSHORE SOURCING Shareholder Against No
06 SUSTAINABILITY INDEX Shareholder Against No
07 COMPENSATION COMMITTEE INDEPENDENCE Shareholder For Yes
08 PAY DISPARITY Shareholder Against No
09 END STOCK OPTIONS AND BONUSES Shareholder Against No
10 LIMIT OUTSIDE DIRECTORSHIPS Shareholder Against No
11 INDEPENDENT BOARD CHAIRMAN Shareholder For Yes
12 EXPLORE SALE OF COMPANY Shareholder Against No
13 HOLDING STOCK FROM STOCK OPTIONS Shareholder Against No
14 BOARD INDEPENDENCE Shareholder Against No
15 POLITICAL CONTRIBUTIONS Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
HERSHEY FOODS CORPORATION HSY Annual Meeting Date: 04/28/2004
Issuer: 427866 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No
AUDITORS FOR 2004
- ------------------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. VZ Annual Meeting Date: 04/28/2004
Issuer: 92343V ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT AUDITOR Management For No
03 CUMULATIVE VOTING Shareholder Against No
04 BOARD COMPOSITION Shareholder For Yes
05 SEPARATE CHAIRMAN AND CEO Shareholder For Yes
06 FUTURE POISON PILL Shareholder For Yes
07 SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS Shareholder Against No
08 OPTIONS OR STOCK GRANTS BASED ON TRACKING STOCK Management Against No
09 DIVERSITY REPORT ON OPTION GRANTS TO EMPLOYEES Management Against No
10 REPORT ON POLITICAL CONTRIBUTIONS Shareholder Against No
11 COLLECTION OF UNIVERSAL SERVICE AND NUMBER PORTABILIY Shareholder Against No
FEES
- ------------------------------------------------------------------------------------------------------------------------------------
AMBAC FINANCIAL GROUP, INC. ABK Annual Meeting Date: 05/04/2004
Issuer: 023139 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 AMEND THE CERTIFICATE OF INCORPORATION TO INCREASE Shareholder Against Yes
THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 200 MILLION TO 350 MILLION.
03 APPROVE AMENDMENTS TO THE AMBAC 1997 NON-EMPLOYEE Management For No
DIRECTORS EQUITY PLAN.
04 RATIFY SELECTION OF KPMG LLP AS INDEPENDENT AUDITORS Management For No
FOR 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
CAREMARK RX, INC. CMX Annual Meeting Date: 05/04/2004
Issuer: 141705 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
GEORGIA-PACIFIC CORPORATION GP Annual Meeting Date: 05/04/2004
Issuer: 373298 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO AMEND THE GEORGIA-PACIFIC CORPORATION Management For No
LONG-TERM INCENTIVE PLAN TO ADD STOCK APPRECIATION
RIGHTS, KNOWN AS SARS, AS PERMITTED AWARDS UNDER
THE PLAN.
03 PROPOSAL TO APPROVE THE GEORGIA-PACIFIC CORPORATION Management For No
SHORT-TERM INCENTIVE PLAN SO THAT INCENTIVE COMPENSATION
AWARDS PAID UNDER THE PLAN WILL BE FULLY DEDUCTIBLE
UNDER 162(M) OF THE INTERNAL REVENUE CODE OF
1986, AS AMENDED.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF OUR INDEPENDENT Management For No
AUDITORS, ERNST & YOUNG LLP, AS AUDITORS FOR
OUR FISCAL YEAR ENDING JANUARY 1, 2005.
- ------------------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION EMC Annual Meeting Date: 05/05/2004
Issuer: 268648 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL 2 - TO APPROVE AN AMENDMENT TO EMC S Management For No
2003 STOCK PLAN TO INCREASE BY 50,000,000 THE
NUMBER OF SHARES AVAILABLE FOR GRANT UNDER SUCH
PLAN, AND ALLOW AWARDS OF RESTRICTED STOCK AND
RESTRICTED STOCK UNITS TO BE GRANTED TO NON-EMPLOYEE
DIRECTORS, AS DESCRIBED IN EMC S PROXY STATEMENT.
03 PROPOSAL 3 - TO APPROVE AN AMENDMENT TO EMC S Management For No
1989 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE
BY 25,000,000 THE NUMBER OF SHARES AVAILABLE
FOR GRANT UNDER SUCH PLAN, AS DESCRIBED IN EMC
S PROXY STATEMENT.
04 PROPOSAL 4 - TO RATIFY THE SELECTION BY THE AUDIT Management For No
COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP AS EMC S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
05 PROPOSAL 5 - TO ACT UPON A STOCKHOLDER PROPOSAL Shareholder Against No
RELATING TO EXECUTIVE COMPENSATION, AS DESCRIBED
IN EMC S PROXY STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. PEP Annual Meeting Date: 05/05/2004
Issuer: 713448 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF AUDITORS Management For No
03 APPROVAL OF THE 2004 EXECUTIVE INCENTIVE COMPENSATION Management For No
PLAN
04 SHAREHOLDER PROPOSAL (PROXY STATEMENT P.22) Shareholder Against No
05 SHAREHOLDER PROPOSAL (PROXY STATEMENT P.23) Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
AVON PRODUCTS, INC. AVP Annual Meeting Date: 05/06/2004
Issuer: 054303 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For No
ACCOUNTANTS
03 APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE Shareholder Against Yes
OF INCORPORATION TO INCREASE AUTHORIZED SHARES
OF COMMON STOCK
04 RESOLUTION REGARDING ELIMINATION OF CLASSIFIED Shareholder For Yes
BOARD
05 RESOLUTION REGARDING REPORT ON REMOVAL OF PARABENS Shareholder Against No
06 RESOLUTION REGARDING REPORT ON REMOVAL OF DIBUTYL Shareholder Against No
PHTHALATE
- ------------------------------------------------------------------------------------------------------------------------------------
3M COMPANY MMM Annual Meeting Date: 05/11/2004
Issuer: 88579Y ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT AUDITORS Management For No
03 APPROVAL OF AN AMENDMENT TO THE CERTIFICATE OF Shareholder Against Yes
INCORPORATION TO INCREASE THE AUTHORIZED COMMON
STOCK
04 STOCKHOLDER PROPOSAL RELATING TO SEPARATION OF Shareholder For Yes
THE ROLES OF CEO AND CHAIRMAN OF THE BOARD
- ------------------------------------------------------------------------------------------------------------------------------------
ALTERA CORPORATION ALTR Annual Meeting Date: 05/11/2004
Issuer: 021441 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE AN AMENDMENT TO THE 1996 STOCK OPTION Management Against Yes
PLAN TO INCREASE BY 12,000,000 THE NUMBER OF
SHARES OF COMMON STOCK RESERVED FOR ISSUANCE
UNDER THE PLAN.
03 TO APPROVE AN AMENDMENT TO THE 1987 EMPLOYEE Management For No
STOCK PURCHASE PLAN TO INCREASE BY 1,000,000
THE NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE UNDER THE PLAN.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS OUR INDEPENDENT ACCOUNTANTS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
05 TO CONSIDER A SHAREHOLDER PROPOSAL TO EXPENSE Shareholder For Yes
STOCK OPTION GRANTS ISSUED BY THE COMPANY.
- ------------------------------------------------------------------------------------------------------------------------------------
GAP, INC. GPS Annual Meeting Date: 05/12/2004
Issuer: 364760 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For No
AS INDEPENDENT AUDITORS
03 TO APPROVE THE PROPOSAL TO AMEND AND RESTATE Management For No
THE COMPANY S EXECUTIVE MANAGEMENT INCENTIVE
CASH AWARD PLAN
04 A SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
AMGEN INC. AMGN Annual Meeting Date: 05/13/2004
Issuer: 031162 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For No
AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE
YEAR ENDING DECEMBER 31, 2004.
3A STOCKHOLDER PROPOSAL #1 (EEO-1 REPORT). Shareholder Against No
3B STOCKHOLDER PROPOSAL #2 (STOCK OPTION EXPENSING). Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
GUIDANT CORPORATION GDT Annual Meeting Date: 05/18/2004
Issuer: 401698 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT AUDITORS FOR 2004.
03 PROPOSAL BY SHAREHOLDER THAT THE BOARD ADOPT Shareholder For Yes
A POLICY OF EXPENSING IN THE COMPANY S ANNUAL
INCOME STATEMENT THE COST OF ALL FUTURE STOCK
OPTIONS ISSUED BY THE COMPANY.
- ------------------------------------------------------------------------------------------------------------------------------------
THE INTERPUBLIC GROUP OF COMPANIES, IPG Annual Meeting Date: 05/18/2004
Issuer: 460690 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF 2004 PERFORMANCE INCENTIVE PLAN. Management Against Yes
03 APPROVAL OF THE INTERPUBLIC NON-MANAGEMENT DIRECTORS Management For No
STOCK INCENTIVE PLAN.
04 CONFIRMATION OF PRICEWATERHOUSECOOPERS AS INDEPENDENT Management For No
AUDITORS FOR 2004.
05 APPROVAL OF PROPOSED SHAREHOLDER RESOLUTION ON Shareholder Against No
NORTHERN IRELAND.
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. AIG Annual Meeting Date: 05/19/2004
Issuer: 026874 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ADOPT CHIEF EXECUTIVE OFFICER ANNUAL COMPENSATION Management For No
PLAN
03 ADOPT A DIRECTOR STOCK PLAN Management For No
04 RATIFICATION OF INDEPENDENT ACCOUNTANTS Management For No
05 SHAREHOLDER PROPOSAL I DESCRIBED IN THE PROXY Shareholder Against No
STATEMENT
06 SHAREHOLDER PROPOSAL II DESCRIBED IN THE PROXY Shareholder Against No
STATEMENT
07 SHAREHOLDER PROPOSAL III DESCRIBED IN THE PROXY Shareholder Against No
STATEMENT
- ------------------------------------------------------------------------------------------------------------------------------------
AT&T WIRELESS SERVICES, INC. AWE Annual Meeting Date: 05/19/2004
Issuer: 00209A ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For No
DATED AS OF FEBRUARY 17, 2004, BY AND AMONG AT&T
WIRELESS SERVICES, INC., CINGULAR WIRELESS CORPORATION,
CINGULAR WIRELESS LLC, AND SOLELY WITH RESPECT
TO SECTION 5.3, 6.1(B) AND ARTICLE IX OF THE
AGREEMENT AND PLAN OF MERGER, SBC COMMUNICATIONS
INC. AND BELLSOUTH CORPORATION.
02 DIRECTOR Management For No
03 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS OUR INDEPENDENT AUDITORS.
04 VOTE ON SHAREHOLDER PROPOSAL ON EXECUTIVE COMPENSATION Shareholder Against No
PROGRAM.
05 VOTE ON SHAREHOLDER PROPOSAL ON DISCONTINUING Shareholder Against No
CERTAIN EXECUTIVE COMPENSATION.
06 VOTE ON SHAREHOLDER PROPOSAL ON VOTE REQUIREMENT Shareholder Against No
FOR DIRECTOR ELECTIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION TGT Annual Meeting Date: 05/19/2004
Issuer: 87612E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITORS.
03 APPROVAL OF THE TARGET CORPORATION LONG-TERM Management For No
INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
SAFEWAY INC. SWY Annual Meeting Date: 05/20/2004
Issuer: 786514 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Yes
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For No
AUDITORS FOR FISCAL YEAR 2004.
03 APPROVAL OF AND AMENDMENT TO THE RESTATED CERTIFICATE Management For No
OF INCORPORATION TO ELIMINATE THE CLASSIFICATION
OF THE BOARD OF DIRECTORS.
04 APPROVAL OF STOCK OPTION EXCHANGE PROGRAM FOR Management Against Yes
EMPLOYEES (EXCLUDING EXECUTIVE OFFICERS) PROVIDING
FOR THE EXCHANGE OF OPTIONS PREVIOUSLY GRANTED
UNDER THE 1999 AMENDED AND RESTATED EQUITY PARTICIPATION
PLAN OF SAFEWAY INC. THE BOARD OF DIRECTORS RECOMMENDS
A VOTE AGAINST STOCKHOLDER PROPOSALS 5, 6,
7, 8, 9 AND 10.
05 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT DIRECTOR Shareholder For Yes
AS CHAIRMAN OF THE BOARD.
06 STOCKHOLDER PROPOSAL REGARDING CUMULATIVE VOTING. Shareholder For Yes
07 STOCKHOLDER PROPOSAL REGARDING REPORT ON IMPACT Shareholder Against No
OF GENETICALLY ENGINEERED FOOD.
08 STOCKHOLDER PROPOSAL REGARDING SUSTAINABILITY Shareholder Against No
REPORT.
09 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTION Shareholder Against No
AND PARTICIPATION REPORT.
10 STOCKHOLDER PROPOSAL REGARDING EXPENSING STOCK Shareholder For Yes
OPTIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SVCS GROUP, I HIG Annual Meeting Date: 05/20/2004
Issuer: 416515 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No
TOUCHE LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004.
03 PROPOSAL BY SHAREHOLDER RELATING TO EXECUTIVE Shareholder Against No
COMPENSATION.
- ------------------------------------------------------------------------------------------------------------------------------------
FPL GROUP, INC. FPL Annual Meeting Date: 05/21/2004
Issuer: 302571 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No
TOUCHE LLP AS AUDITORS.
03 APPROVAL OF THE AMENDED AND RESTATED LONG TERM Management For No
INCENTIVE PLAN, IN AN AMENDED FORM.
04 APPROVAL OF THE ANNUAL INCENTIVE PLAN AS REQUIRED Management For No
BY THE INTERNAL REVENUE CODE.
05 APPROVAL OF THE PERFORMANCE-BASED AWARDS PROVISIONS Management For No
OF THE AMENDED AND RESTATED LONG TERM INCENTIVE
PLAN AS REQUIRED BY THE INTERNAL REVENUE CODE.
06 APPROVAL OF AN AMENDMENT TO THE RESTATED ARTICLES Shareholder For No
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK.
- ------------------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Annual Meeting Date: 05/21/2004
Issuer: 887317 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF AUDITORS. Management For No
03 STOCKHOLDER PROPOSAL REGARDING CHINA BUSINESS Shareholder Against No
PRINCIPLES.
04 STOCKHOLDER PROPOSAL REGARDING REPORT ON PAY DISPARITY. Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
YAHOO] INC. YHOO Annual Meeting Date: 05/21/2004
Issuer: 984332 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 AMENDMENT OF THE AMENDED AND RESTATED 1996 EMPLOYEE Management For No
STOCK PURCHASE PLAN.
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For No
04 STOCKHOLDER PROPOSAL REGARDING EXPENSING OF OPTIONS. Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION DG Annual Meeting Date: 05/25/2004
Issuer: 256669 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT AUDITORS
- ------------------------------------------------------------------------------------------------------------------------------------
FANNIE MAE FNM Annual Meeting Date: 05/25/2004
Issuer: 313586 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE SELECTION OF AUDITORS Management For No
03 APPROVAL OF AN AMENDMENT TO THE FANNIE MAE EMPLOYEE Management For No
STOCK PURCHASE PLAN
04 STOCKHOLDER PROPOSAL TO REINSTATE CUMULATIVE VOTING Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
J.P. MORGAN CHASE & CO. JPM Annual Meeting Date: 05/25/2004
Issuer: 46625H ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: MUTUAL FUNDS
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 MERGER PROPOSAL Management For No
02 DIRECTOR Management For No
03 APPOINTMENT OF EXTERNAL AUDITOR Management For No
04 RE-APPROVAL OF KEY EXECUTIVE PERFORMANCE PLAN Management For No
05 ADJOURNMENT OF MEETING, IF NECESSARY, TO SOLICIT Management Against Yes
ADDITIONAL PROXIES
06 DIRECTOR TERM LIMIT Shareholder Against No
07 CHARITABLE CONTRIBUTIONS Shareholder Against No
08 POLITICAL CONTRIBUTIONS Shareholder Against No
09 SEPARATION OF CHAIRMAN AND CEO Shareholder For Yes
10 DERIVATIVE DISCLOSURE Shareholder Against No
11 AUDITOR INDEPENDENCE Shareholder Abstain Yes
12 DIRECTOR COMPENSATION Shareholder Against No
13 PAY DISPARITY Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION BAC Annual Meeting Date: 05/26/2004
Issuer: 060505 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS Management For No
03 STOCKHOLDER PROPOSAL - ANNUAL MEETING DATE Shareholder Against No
04 STOCKHOLDER PROPOSAL - NOMINATION OF DIRECTORS Shareholder Against No
05 STOCKHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS Shareholder Against No
06 STOCKHOLDER PROPOSAL - MUTUAL FUND TRADING POLICIES Shareholder Against No
07 STOCKHOLDER PROPOSAL - PRIVACY AND INFORMATION Shareholder Against No
SECURITY
- ------------------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION XOM Annual Meeting Date: 05/26/2004
Issuer: 30231G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 27). Management For No
03 APPROVAL OF 2004 NON-EMPLOYEE DIRECTOR RESTRICTED Management For No
STOCK PLAN (PAGE 28).
04 POLITICAL CONTRIBUTIONS (PAGE 30). Shareholder Against No
05 POLITICAL CONTRIBUTIONS REPORT (PAGE 32). Shareholder Against No
06 MEDIA RESPONSE ON EQUATORIAL GUINEA (PAGE 34). Shareholder Against No
07 BOARD CHAIRMAN AND CEO (PAGE 37). Shareholder For Yes
08 EXECUTIVE COMPENSATION (PAGE 39). Shareholder Against No
09 EQUITY COMPENSATION REPORT (PAGE 40). Shareholder Against No
10 AMENDMENT OF EEO POLICY (PAGE 42). Shareholder Against No
11 CLIMATE SCIENCE REPORT (PAGE 44). Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. WMT Annual Meeting Date: 06/04/2004
Issuer: 931142 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE ASDA COLLEAGUE SHARE OWNERSHIP Management For No
PLAN 1999
03 APPROVAL OF THE ASDA SHARESAVE PLAN 2000 Management For No
04 APPROVAL OF THE WAL-MART STORES, INC. 2004 ASSOCIATE Management For No
STOCK PURCHASE PLAN
05 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For No
ACCOUNTANTS
06 A SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT Shareholder For Yes
CHAIRMAN
07 A SHAREHOLDER PROPOSAL REGARDING A SUSTAINABILITY Shareholder Against No
REPORT
08 A SHAREHOLDER PROPOSAL REGARDING EQUITY COMPENSATION Shareholder Against No
09 A SHAREHOLDER PROPOSAL REGARDING GENETICALLY Shareholder Against No
ENGINEERED FOOD PRODUCTS
10 A SHAREHOLDER PROPOSAL REGARDING AN EQUAL EMPLOYMENT Shareholder Against No
OPPORTUNITY REPORT
11 A SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER Shareholder Against No
APPROVAL OF PARTICIPATION IN THE OFFICER DEFERRED
COMPENSATION PLAN
- ------------------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION DVN Annual Meeting Date: 06/08/2004
Issuer: 25179M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY Management For No
S INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER
31, 2004.
03 REVISE DIRECTOR ELECTION VOTE THRESHOLD Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
STAPLES, INC. SPLS Annual Meeting Date: 06/17/2004
Issuer: 855030 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: MUTUAL FUNDS
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE STAPLES 2004 STOCK INCENTIVE PLAN. Management Against Yes
03 TO APPROVE STAPLES AMENDED AND RESTATED 1998 Management For No
EMPLOYEE STOCK PURCHASE PLAN.
04 TO APPROVE STAPLES AMENDED AND RESTATED INTERNATIONAL Management For No
EMPLOYEE STOCK PURCHASE PLAN.
05 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For No
OF ERNST & YOUNG LLP AS STAPLES INDEPENDENT
AUDITORS FOR THE CURRENT FISCAL YEAR.
06 TO ACT ON A SHAREHOLDER PROPOSAL ON SHAREHOLDER Shareholder For Yes
RIGHTS PLANS.
07 TO ACT ON A SHAREHOLDER PROPOSAL ON SHAREHOLDER Shareholder For Yes
INPUT ON POISON PILLS.
08 TO ACT ON A SHAREHOLDER PROPOSAL ON COMMONSENSE Shareholder Against No
EXECUTIVE COMPENSATION.
09 TO ACT ON A SHAREHOLDER PROPOSAL ON AUDITOR INDEPENDENCE. Shareholder Abstain Yes
- ------------------------------------------------------------------------------------------------------------------------------------
INTERACTIVECORP IACI Annual Meeting Date: 06/23/2004
Issuer: 45840Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 THE PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Management For No
& YOUNG LLP TO SERVE AS THE INDEPENDENT AUDITORS
OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31,
2004
- ------------------------------------------------------------------------------------------------------------------------------------
WELLPOINT HEALTH NETWORKS INC. WLP Special Meeting Date: 06/28/2004
Issuer: 94973H ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AMENDED AND RESTATED AGREEMENT AND Management For No
PLAN OF MERGER, EFFECTIVE AS OF OCTOBER 26, 2003,
AMONG ANTHEM, ANTHEM HOLDING CORP AND WELLPOINT,
AND THE TRANSACTIONS CONTEMPLATED THEREBY, INCLUDING
THE MERGER, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING
JOINT PROXY STATEMENT/PROSPECTUS.
ProxyEdge - Investment Company Report Report Date: 07/20/2004
Meeting Date Range: 07/01/2003 to 06/30/2004
Selected Accounts: SCUD RET FUND SERIES VI
- ------------------------------------------------------------------------------------------------------------------------------------
DELL COMPUTER CORPORATION DELL Annual Meeting Date: 07/18/2003
Issuer: 247025 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ELIMINATION OF CLASSIFIED BOARD Management For No
03 CHANGE OF COMPANY NAME TO DELL INC. Management For No
04 APPROVAL OF EXECUTIVE ANNUAL INCENTIVE BONUS PLAN Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
ELECTRONIC ARTS INC. ERTS Annual Meeting Date: 07/31/2003
Issuer: 285512 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 AMENDMENT TO THE 2000 EQUITY INCENTIVE PLAN Management Against Yes
03 AMENDMENT TO THE 2000 EMPLOYEE STOCK PURCHASE Management For No
PLAN
04 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
BIOMET, INC. BMET Annual Meeting Date: 09/27/2003
Issuer: 090613 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION ORCL Annual Meeting Date: 10/13/2003
Issuer: 68389X ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF Management For No
THE FISCAL YEAR 2004 EXECUTIVE BONUS PLAN
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For No
YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING MAY 31, 2004
04 PROPOSAL FOR THE APPROVAL OF THE AMENDED AND Management Against Yes
RESTATED 1993 DIRECTORS STOCK PLAN
05 PROPOSAL TO ADOPT THE CHINA BUSINESS PRINCIPLES Shareholder Against No
FOR RIGHTS OF WORKERS IN CHINA
- ------------------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION PH Annual Meeting Date: 10/22/2003
Issuer: 701094 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT PUBLIC ACCOUNTING FIRM FOR
FY04.
03 APPROVAL OF THE PARKER-HANNIFIN CORPORATION 2003 Management Against Yes
STOCK INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. CSCO Annual Meeting Date: 11/11/2003
Issuer: 17275R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Management For No
EMPLOYEE STOCK PURCHASE PLAN, INCLUDING AN INCREASE
OF 100,000,000 SHARES AUTHORIZED FOR ISSUANCE
UNDER THE PLAN AND A 5-YEAR EXTENSION OF THE
PLAN, AS MORE FULLY SET FORTH IN THE ACCOMPANYING
PROXY STATEMENT.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS CISCO S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JULY 31, 2004.
04 PROPOSAL SUBMITTED BY A SHAREHOLDER THAT THE Shareholder Against No
BOARD PREPARE A REPORT EACH FISCAL YEAR ON CISCO
HARDWARE AND SOFTWARE PROVIDED TO GOVERNMENT
AGENCIES AND STATE-OWNED COMMUNICATIONS OR INFORMATION
TECHNOLOGY ENTITIES IN ANY COUNTRY, AS MORE FULLY
SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.
05 PROPOSAL SUBMITTED BY SHAREHOLDERS THAT THE BOARD Shareholder Against No
S COMPENSATION COMMITTEE PREPARE AND MAKE AVAILABLE
BY JANUARY 1, 2004, A REPORT COMPARING TOTAL
COMPENSATION OF THE COMPANY S TOP EXECUTIVES
AND ITS LOWEST PAID WORKERS IN THE U.S. AND ABROAD
AS OF SPECIFIC DATES, AS MORE FULLY SET FORTH
IN THE ACCOMPANYING PROXY STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION MSFT Annual Meeting Date: 11/11/2003
Issuer: 594918 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ADOPTION OF THE AMENDMENTS TO THE 2001 STOCK PLAN Management Against Yes
03 ADOPTION OF THE AMENDMENTS TO THE 1999 STOCK Management Against Yes
OPTION PLAN FOR NON-EMPLOYEE DIRECTORS
04 SHAREHOLDER PROPOSAL (THE BOARD RECOMMENDS A Shareholder Against No
VOTE AGAINST THIS PROPOSAL)
- ------------------------------------------------------------------------------------------------------------------------------------
THE CLOROX COMPANY CLX Annual Meeting Date: 11/19/2003
Issuer: 189054 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO APPROVE THE CLOROX COMPANY INDEPENDENT Management For No
DIRECTORS STOCK-BASED COMPENSATION PLAN.
03 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For No
LLP, CERTIFIED PUBLIC ACCOUNTANTS, FOR THE FISCAL
YEAR ENDING JUNE 30, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY MON Annual Meeting Date: 01/29/2004
Issuer: 61166W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No
03 APPROVAL OF AMENDMENTS TO LONG-TERM INCENTIVE Management Against Yes
PLAN
04 APPROVAL OF SHAREOWNER PROPOSAL ONE Shareholder Against No
05 APPROVAL OF SHAREOWNER PROPOSAL TWO Shareholder Against No
06 APPROVAL OF SHAREOWNER PROPOSAL THREE Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY DE Annual Meeting Date: 02/25/2004
Issuer: 244199 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION BAC Special Meeting Date: 03/17/2004
Issuer: 060505 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE MERGER AGREEMENT Management
02 ADOPTION OF BANK OF AMERICA S AMENDED STOCK PLAN Management
03 ADOPTION OF AN AMENDMENT TO INCREASE THE NUMBER Shareholder
OF AUTHORIZED SHARES OF BANK OF AMERICA COMMON
STOCK
04 APPROVAL OF PROPOSAL TO ADJOURN THE BANK OF AMERICA Management
SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES
- ------------------------------------------------------------------------------------------------------------------------------------
CAREMARK RX, INC. CMX Special Meeting Date: 03/22/2004
Issuer: 141705 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE AND ADOPT AN AMENDMENT TO CAREMARK Shareholder For No
S CERTIFICATE OF INCORPORATION THAT WILL INCREASE
THE TOTAL NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK FROM 400 MILLION SHARES TO 700 MILLION
SHARES. THIS AMENDMENT IS DESCRIBED IN THE ACCOMPANYING
JOINT PROXY STATEMENT/PROSPECTUS.
02 TO APPROVE THE ISSUANCE OF CAREMARK COMMON STOCK Management For No
TO ADVANCEPCS STOCKHOLDERS IN THE MERGER PURSUANT
TO THE MERGER AGREEMENT. IN THE MERGER, COUGAR
MERGER CORPORATION WILL MERGE WITH AND INTO ADVANCEPCS,
WITH ADVANCEPCS SURVIVING THE MERGER AS A WHOLLY
OWNED SUBSIDIARY OF CAREMARK, AS DESCRIBED IN
THE MERGER AGREEMENT AND THE ACCOMPANYING JOINT
PROXY STATEMENT/PROSPECTUS.
03 TO APPROVE AND ADOPT AN AMENDMENT TO CAREMARK Shareholder Against Yes
S CERTIFICATE OF INCORPORATION TO INCREASE THE
TOTAL NUMBER OF AUTHORIZED SHARES OF (A) PREFERRED
STOCK FROM 9.5 MILLION SHARES TO 10.5 MILLION
SHARES AND (B) SERIES C PARTICIPATING PREFERRED
STOCK FROM 500,000 SHARES TO 7 MILLION SHARES.
THIS AMENDMENT IS DESCRIBED IN THE ACCOMPANYING
JOINT PROXY STATEMENT/PROSPECTUS.
04 TO APPROVE THE CAREMARK RX, INC. 2004 INCENTIVE Management For No
STOCK PLAN. THE CAREMARK RX, INC. 2004 INCENTIVE
STOCK PLAN IS DESCRIBED IN THE ACCOMPANYING JOINT
PROXY STATEMENT/PROSPECTUS.
05 TO ADJOURN OR POSTPONE THE CAREMARK SPECIAL MEETING, Management Against Yes
IF NECESSARY, FOR THE PURPOSE OF SOLICITING ADDITIONAL
PROXIES.
- ------------------------------------------------------------------------------------------------------------------------------------
NOKIA CORPORATION NOK Annual Meeting Date: 03/25/2004
Issuer: 654902 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1A APPROVAL OF THE INCOME STATEMENTS AND THE BALANCE Management For No
SHEETS.
1B APPROVAL OF A DIVIDEND OF EUR 0.30 PER SHARE. Management For No
1C APPROVAL OF THE DISCHARGE OF THE CHAIRMAN, THE Management For No
MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT
FROM LIABILITY.
1E DIRECTOR Management For No
1G APPROVAL OF THE APPOINTMENT OF THE AUDITOR. ( Management For No
FOR AND ABSTAIN ARE THE ONLY VALID VOTING OPTIONS)
2 APPROVAL OF THE PROPOSAL OF THE BOARD TO REDUCE Shareholder For No
THE SHARE CAPITAL THROUGH CANCELLATION OF NOKIA
SHARES HELD BY THE COMPANY
3 APPROVAL OF THE AUTHORIZATION TO THE BOARD TO Shareholder For No
INCREASE THE SHARE CAPITAL OF THE COMPANY.
4 APPROVAL OF THE AUTHORIZATION TO THE BOARD TO Shareholder For No
REPURCHASE NOKIA SHARES.
5 APPROVAL OF THE AUTHORIZATION TO THE BOARD TO Shareholder For No
DISPOSE NOKIA SHARES HELD BY THE COMPANY.
6 APPROVAL OF THE PROPOSAL OF THE BOARD TO INCREASE Shareholder For No
THE CAPITAL OF THE FOUNDATION OF NOKIA CORPORATION.
7 MARK THE FOR BOX IF YOU WISH TO INSTRUCT THE Management Against
DEPOSITARY TO GIVE A PROXY TO ANY ONE OF MARIANNA
UOTINEN-TARKOMA, ESA KAUNISTOLA, BOTH LEGAL COUNSELS
OF NOKIA CORPORATION, TO AUTHORIZE ANY OF THEM
(WITH FULL POWER OF SUBSTITUTION) TO VOTE, IN
THEIR DISCRETION, ON YOUR BEHALF ONLY UPON ITEM
7 OF THE ANNUAL MEETING AND ANY ADJOURNMENTS
OR POSTPONEMENT THEREOF.
- ------------------------------------------------------------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC. LEH Annual Meeting Date: 04/02/2004
Issuer: 524908 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITORS FOR THE FISCAL YEAR 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION UTX Annual Meeting Date: 04/14/2004
Issuer: 913017 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 SHAREOWNER PROPOSAL CONCERNING DISCLOSURE OF Shareholder Against No
EXECUTIVE COMPENSATION
04 SHAREOWNER PROPOSAL CONCERNING ETHICAL CRITERIA Shareholder Against No
FOR MILITARY CONTRACTS
05 SHAREOWNER PROPOSAL CONCERNING PERFORMANCE BASED Shareholder For Yes
SENIOR EXECUTIVE STOCK OPTIONS
06 SHAREOWNER PROPOSAL CONCERNING AN INDEPENDENT Shareholder For Yes
CHAIRMAN OF THE BOARD
- ------------------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED TXN Annual Meeting Date: 04/15/2004
Issuer: 882508 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Management For No
& YOUNG LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR 2004.
03 STOCKHOLDER PROPOSAL REGARDING EXPENSING OF STOCK Shareholder For Yes
OPTIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY LLY Annual Meeting Date: 04/19/2004
Issuer: 532457 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Management For No
COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST
& YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS
FOR 2004.
03 APPROVE THE ELI LILLY AND COMPANY BONUS PLAN. Management For No
04 PROPOSAL BY SHAREHOLDERS THAT THE BOARD ADOPT Shareholder Against No
A COMPENSATION PROGRAM LIMITING THE COMPENSATION
OF SENIOR EXECUTIVES TO SPECIFIED LEVELS.
05 PROPOSAL BY SHAREHOLDERS THAT THE BOARD REPORT Shareholder Against No
ON HOW THE COMPANY WILL RESPOND TO PRESSURE TO
INCREASE ACCESS TO AND AFFORDABILITY OF PRESCRIPTION
DRUGS.
- ------------------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. C Annual Meeting Date: 04/20/2004
Issuer: 172967 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For No
AS CITIGROUP S INDEPENDENT AUDITORS FOR 2004.
03 STOCKHOLDER PROPOSAL REQUESTING A CURB ON EXECUTIVE Shareholder Against No
COMPENSATION, NO FUTURE STOCK OPTION GRANTS AND
NO RENEWALS OR EXTENSIONS OF OPTION PLANS.
04 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL Shareholder Against No
CONTRIBUTIONS.
05 STOCKHOLDER PROPOSAL REQUESTING A DISCONTINUATION Shareholder Against No
OF ALL RIGHTS, OPTIONS, SAR S AND POSSIBLE SEVERANCE
PAYMENTS TO THE TOP 5 OF MANAGEMENT.
06 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shareholder For Yes
OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
- ------------------------------------------------------------------------------------------------------------------------------------
MELLON FINANCIAL CORPORATION MEL Annual Meeting Date: 04/20/2004
Issuer: 58551A ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO AMEND THE CORPORATION S LONG-TERM Management For No
PROFIT INCENTIVE PLAN.
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No
PUBLIC ACCOUNTANTS.
- ------------------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY MWD Annual Meeting Date: 04/20/2004
Issuer: 617446 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For No
LLP AS INDEPENDENT AUDITORS
03 SHAREHOLDER PROPOSAL TO DECLASSIFY THE BOARD Shareholder For Yes
OF DIRECTORS
04 SHAREHOLDER PROPOSAL TO REQUIRE SHAREHOLDER APPROVAL Shareholder For Yes
OF GOLDEN PARACHUTE AGREEMENTS
05 SHAREHOLDER PROPOSAL TO DISCLOSE POLITICAL CONTRIBUTIONS Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP USB Annual Meeting Date: 04/20/2004
Issuer: 902973 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITORS FOR THE 2004 FISCAL YEAR.
03 SHAREHOLDER PROPOSAL: COMPENSATION SYSTEM FOR Shareholder Against No
SENIOR EXECUTIVES.
04 SHAREHOLDER PROPOSAL: SUPPLEMENTAL EXECUTIVE Shareholder Against No
RETIREMENT BENEFITS.
05 SHAREHOLDER PROPOSAL: SIMPLE MAJORITY VOTING. Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION WB Annual Meeting Date: 04/20/2004
Issuer: 929903 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 A WACHOVIA PROPOSAL TO RATIFY THE APPOINTMENT Management For No
OF KPMG LLP AS AUDITORS FOR THE YEAR 2004.
03 A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT OPPOSES, Shareholder Against No
REGARDING NOMINATING DIRECTORS.
04 A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT OPPOSES, Shareholder Against No
REGARDING REPORTING POLITICAL INFORMATION.
05 A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT OPPOSES, Shareholder For Yes
REGARDING SEPARATING THE OFFICES OF CHAIRMAN
AND CHIEF EXECUTIVE OFFICER.
- ------------------------------------------------------------------------------------------------------------------------------------
ALLTEL CORPORATION AT Annual Meeting Date: 04/22/2004
Issuer: 020039 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENTS OF INDEPENDENT AUDITORS Management For No
03 STOCKHOLDER PROPOSAL- EMPLOYMENT OPPORTUNITY POLICY Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON JNJ Annual Meeting Date: 04/22/2004
Issuer: 478160 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
AS INDEPENDENT AUDITORS
03 PROPOSAL ON CHARITABLE CONTRIBUTIONS Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
PFIZER INC. PFE Annual Meeting Date: 04/22/2004
Issuer: 717081 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 A PROPOSAL TO APPROVE THE APPOINTMENT OF KPMG Management For No
LLP AS INDEPENDENT AUDITORS FOR 2004.
03 A PROPOSAL TO APPROVE THE PFIZER INC. 2004 STOCK Management For No
PLAN.
04 SHAREHOLDER PROPOSAL REQUESTING REVIEW OF THE Shareholder Against No
ECONOMIC EFFECTS OF THE HIV/AIDS, TB AND MALARIA
PANDEMICS ON THE COMPANY S BUSINESS STRATEGY.
05 SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS. Shareholder Against No
06 SHAREHOLDER PROPOSAL RELATING TO AN ANNUAL REPORT Shareholder Against No
ON CORPORATE RESOURCES DEVOTED TO SUPPORTING
POLITICAL ENTITIES OR CANDIDATES.
07 SHAREHOLDER PROPOSAL SEEKING TO IMPOSE TERM LIMITS Shareholder Against No
ON DIRECTORS.
08 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INCREASING Shareholder Against No
ACCESS TO PFIZER PRODUCTS.
09 SHAREHOLDER PROPOSAL ON STOCK OPTIONS. Shareholder Against No
10 SHAREHOLDER PROPOSAL ON IN VITRO TESTING. Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
WYETH WYE Annual Meeting Date: 04/22/2004
Issuer: 983024 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF PRINCIPAL INDEPENDENT PUBLIC ACCOUNTANTS Management For No
03 ADOPTION OF THE STOCKHOLDER PROPOSAL ON ACCESS Shareholder Against No
TO AND AFFORDABILITY OF PRESCRIPTION DRUGS
04 ADOPTION OF STOCKHOLDER PROPOSAL ON ANIMAL TESTING Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. HON Annual Meeting Date: 04/26/2004
Issuer: 438516 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No
03 ANNUAL ELECTION OF DIRECTORS Shareholder For Yes
04 SHAREOWNER VOTING PROVISIONS Shareholder For Yes
05 SHAREOWNER INPUT - GOLDEN PARACHUTES Shareholder For Yes
06 RESOLUTION ON PAY DISPARITY Shareholder Against No
07 CUMULATIVE VOTING Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
EXELON CORPORATION EXC Annual Meeting Date: 04/27/2004
Issuer: 30161N ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Management For No
03 APPROVAL OF ANNUAL INCENTIVE PLAN FOR SENIOR EXECUTIVES Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP IBM Annual Meeting Date: 04/27/2004
Issuer: 459200 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No
(PRICEWATERHOUSECOOPERS LLP) (PAGE 22)
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No
FOR THE BUSINESS CONSULTING SERVICES UNIT (ERNST
& YOUNG LLP) (PAGE 22)
04 APPROVAL OF LONG-TERM INCENTIVE PERFORMANCE TERMS Management Against Yes
FOR CERTAIN EXECUTIVES (PAGE 23)
05 STOCKHOLDER PROPOSAL ON: CUMULATIVE VOTING (PAGE Shareholder Against No
25)
06 STOCKHOLDER PROPOSAL ON: PENSION AND RETIREMENT Shareholder Against No
MEDICAL (PAGE 25)
07 STOCKHOLDER PROPOSAL ON: EXECUTIVE COMPENSATION Shareholder Against No
(PAGE 26)
08 STOCKHOLDER PROPOSAL ON: EXPENSING STOCK OPTIONS Shareholder For Yes
(PAGE 28)
09 STOCKHOLDER PROPOSAL ON: DISCLOSURE OF EXECUTIVE Shareholder Against No
COMPENSATION (PAGE 29)
10 STOCKHOLDER PROPOSAL ON: CHINA BUSINESS PRINCIPLES Shareholder Against No
(PAGE 30)
11 STOCKHOLDER PROPOSAL ON: POLITICAL CONTRIBUTIONS Shareholder Against No
(PAGE 31)
12 STOCKHOLDER PROPOSAL ON: A REVIEW OF EXECUTIVE Shareholder Against No
COMPENSATION POLICIES (PAGE 32)
- ------------------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. MET Annual Meeting Date: 04/27/2004
Issuer: 59156R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE METLIFE, INC. 2005 STOCK AND Management For No
INCENTIVE COMPENSATION PLAN
03 APPROVAL OF THE METLIFE ANNUAL VARIABLE INCENTIVE Management For No
PLAN
04 APPROVAL OF THE METLIFE, INC. 2005 NON-MANAGEMENT Management For No
DIRECTOR STOCK COMPENSATION PLAN
05 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For No
LLP AS INDEPENDENT AUDITOR FOR 2004
06 SHAREHOLDER PROPOSAL CONCERNING CEO COMPENSATION Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
ALLERGAN, INC. AGN Annual Meeting Date: 04/28/2004
Issuer: 018490 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For No
AS INDEPENDENT AUDITOR.
03 PROPOSAL RELATING TO THE ADOPTION OF A POLICY Shareholder For Yes
OF EXPENSING THE COST OF ALL FUTURE STOCK OPTIONS.
04 PROPOSAL TO BIFURCATE THE ROLES OF CHAIRMAN OF Shareholder For Yes
THE BOARD OF DIRECTORS AND CHIEF EXECUTIVE OFFICER.
- ------------------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH COMPANIES, INC. BUD Annual Meeting Date: 04/28/2004
Issuer: 035229 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF INDEPENDENT AUDITORS Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED BHI Annual Meeting Date: 04/28/2004
Issuer: 057224 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF DELOITTE & TOUCHE AS THE COMPANY Management For No
S INDEPENDENT AUDITOR FOR FISCAL YEAR 2004.
03 STOCKHOLDER PROPOSAL NO. 1 - REGARDING CLASSIFIED Shareholder For Yes
BOARDS.
04 STOCKHOLDER PROPOSAL NO. 2 - REGARDING POISON Shareholder For Yes
PILLS.
- ------------------------------------------------------------------------------------------------------------------------------------
CHEVRONTEXACO CORPORATION CVX Annual Meeting Date: 04/28/2004
Issuer: 166764 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Management For No
03 SHOW SUPPORT FOR THE STOCKHOLDER RIGHTS PLAN POLICY Management Against Yes
04 APPROVAL OF THE LONG-TERM INCENTIVE PLAN Management For No
05 HIV/AIDS, TUBERCULOSIS, AND MALARIA Shareholder Against No
06 POLITICAL DISCLOSURE Shareholder Against No
07 DIRECTOR ELECTION VOTE THRESHOLD Shareholder Against No
08 REPORT ON ECUADOR Shareholder Against No
09 RENEWABLE ENERGY Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY DD Annual Meeting Date: 04/28/2004
Issuer: 263534 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ON RATIFICATION OF ACCOUNTANTS Management For No
03 ON GOVERNMENT SERVICE Shareholder Against No
04 ON INTERNATIONAL WORKPLACE STANDARDS Shareholder Against No
05 ON EXECUTIVE COMPENSATION Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY GE Annual Meeting Date: 04/28/2004
Issuer: 369604 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
0A DIRECTOR Management For No
0B INDEPENDENT AUDITOR Management For No
0C REVENUE MEASUREMENT ADDED TO EXECUTIVE OFFICER Management For No
PERFORMANCE GOALS
01 CUMULATIVE VOTING Shareholder For Yes
02 ANIMAL TESTING Shareholder Against No
03 NUCLEAR RISK Shareholder Against No
04 REPORT ON PCB CLEANUP COSTS Shareholder Against No
05 OFFSHORE SOURCING Shareholder Against No
06 SUSTAINABILITY INDEX Shareholder Against No
07 COMPENSATION COMMITTEE INDEPENDENCE Shareholder For Yes
08 PAY DISPARITY Shareholder Against No
09 END STOCK OPTIONS AND BONUSES Shareholder Against No
10 LIMIT OUTSIDE DIRECTORSHIPS Shareholder Against No
11 INDEPENDENT BOARD CHAIRMAN Shareholder For Yes
12 EXPLORE SALE OF COMPANY Shareholder Against No
13 HOLDING STOCK FROM STOCK OPTIONS Shareholder Against No
14 BOARD INDEPENDENCE Shareholder Against No
15 POLITICAL CONTRIBUTIONS Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
HERSHEY FOODS CORPORATION HSY Annual Meeting Date: 04/28/2004
Issuer: 427866 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No
AUDITORS FOR 2004
- ------------------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. VZ Annual Meeting Date: 04/28/2004
Issuer: 92343V ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT AUDITOR Management For No
03 CUMULATIVE VOTING Shareholder Against No
04 BOARD COMPOSITION Shareholder For Yes
05 SEPARATE CHAIRMAN AND CEO Shareholder For Yes
06 FUTURE POISON PILL Shareholder For Yes
07 SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS Shareholder Against No
08 OPTIONS OR STOCK GRANTS BASED ON TRACKING STOCK Management Against No
09 DIVERSITY REPORT ON OPTION GRANTS TO EMPLOYEES Management Against No
10 REPORT ON POLITICAL CONTRIBUTIONS Shareholder Against No
11 COLLECTION OF UNIVERSAL SERVICE AND NUMBER PORTABILIY Shareholder Against No
FEES
- ------------------------------------------------------------------------------------------------------------------------------------
AMBAC FINANCIAL GROUP, INC. ABK Annual Meeting Date: 05/04/2004
Issuer: 023139 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 AMEND THE CERTIFICATE OF INCORPORATION TO INCREASE Shareholder Against Yes
THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 200 MILLION TO 350 MILLION.
03 APPROVE AMENDMENTS TO THE AMBAC 1997 NON-EMPLOYEE Management For No
DIRECTORS EQUITY PLAN.
04 RATIFY SELECTION OF KPMG LLP AS INDEPENDENT AUDITORS Management For No
FOR 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
CAREMARK RX, INC. CMX Annual Meeting Date: 05/04/2004
Issuer: 141705 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
- ------------------------------------------------------------------------------------------------------------------------------------
GEORGIA-PACIFIC CORPORATION GP Annual Meeting Date: 05/04/2004
Issuer: 373298 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO AMEND THE GEORGIA-PACIFIC CORPORATION Management For No
LONG-TERM INCENTIVE PLAN TO ADD STOCK APPRECIATION
RIGHTS, KNOWN AS SARS, AS PERMITTED AWARDS UNDER
THE PLAN.
03 PROPOSAL TO APPROVE THE GEORGIA-PACIFIC CORPORATION Management For No
SHORT-TERM INCENTIVE PLAN SO THAT INCENTIVE COMPENSATION
AWARDS PAID UNDER THE PLAN WILL BE FULLY DEDUCTIBLE
UNDER 162(M) OF THE INTERNAL REVENUE CODE OF
1986, AS AMENDED.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF OUR INDEPENDENT Management For No
AUDITORS, ERNST & YOUNG LLP, AS AUDITORS FOR
OUR FISCAL YEAR ENDING JANUARY 1, 2005.
- ------------------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION EMC Annual Meeting Date: 05/05/2004
Issuer: 268648 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL 2 - TO APPROVE AN AMENDMENT TO EMC S Management For No
2003 STOCK PLAN TO INCREASE BY 50,000,000 THE
NUMBER OF SHARES AVAILABLE FOR GRANT UNDER SUCH
PLAN, AND ALLOW AWARDS OF RESTRICTED STOCK AND
RESTRICTED STOCK UNITS TO BE GRANTED TO NON-EMPLOYEE
DIRECTORS, AS DESCRIBED IN EMC S PROXY STATEMENT.
03 PROPOSAL 3 - TO APPROVE AN AMENDMENT TO EMC S Management For No
1989 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE
BY 25,000,000 THE NUMBER OF SHARES AVAILABLE
FOR GRANT UNDER SUCH PLAN, AS DESCRIBED IN EMC
S PROXY STATEMENT.
04 PROPOSAL 4 - TO RATIFY THE SELECTION BY THE AUDIT Management For No
COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP AS EMC S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
05 PROPOSAL 5 - TO ACT UPON A STOCKHOLDER PROPOSAL Shareholder Against No
RELATING TO EXECUTIVE COMPENSATION, AS DESCRIBED
IN EMC S PROXY STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. PEP Annual Meeting Date: 05/05/2004
Issuer: 713448 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF AUDITORS Management For No
03 APPROVAL OF THE 2004 EXECUTIVE INCENTIVE COMPENSATION Management For No
PLAN
04 SHAREHOLDER PROPOSAL (PROXY STATEMENT P.22) Shareholder Against No
05 SHAREHOLDER PROPOSAL (PROXY STATEMENT P.23) Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
AVON PRODUCTS, INC. AVP Annual Meeting Date: 05/06/2004
Issuer: 054303 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For No
ACCOUNTANTS
03 APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE Shareholder Against Yes
OF INCORPORATION TO INCREASE AUTHORIZED SHARES
OF COMMON STOCK
04 RESOLUTION REGARDING ELIMINATION OF CLASSIFIED Shareholder For Yes
BOARD
05 RESOLUTION REGARDING REPORT ON REMOVAL OF PARABENS Shareholder Against No
06 RESOLUTION REGARDING REPORT ON REMOVAL OF DIBUTYL Shareholder Against No
PHTHALATE
- ------------------------------------------------------------------------------------------------------------------------------------
3M COMPANY MMM Annual Meeting Date: 05/11/2004
Issuer: 88579Y ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT AUDITORS Management For No
03 APPROVAL OF AN AMENDMENT TO THE CERTIFICATE OF Shareholder Against Yes
INCORPORATION TO INCREASE THE AUTHORIZED COMMON
STOCK
04 STOCKHOLDER PROPOSAL RELATING TO SEPARATION OF Shareholder For Yes
THE ROLES OF CEO AND CHAIRMAN OF THE BOARD
- ------------------------------------------------------------------------------------------------------------------------------------
ALTERA CORPORATION ALTR Annual Meeting Date: 05/11/2004
Issuer: 021441 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE AN AMENDMENT TO THE 1996 STOCK OPTION Management Against Yes
PLAN TO INCREASE BY 12,000,000 THE NUMBER OF
SHARES OF COMMON STOCK RESERVED FOR ISSUANCE
UNDER THE PLAN.
03 TO APPROVE AN AMENDMENT TO THE 1987 EMPLOYEE Management For No
STOCK PURCHASE PLAN TO INCREASE BY 1,000,000
THE NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE UNDER THE PLAN.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS OUR INDEPENDENT ACCOUNTANTS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
05 TO CONSIDER A SHAREHOLDER PROPOSAL TO EXPENSE Shareholder For Yes
STOCK OPTION GRANTS ISSUED BY THE COMPANY.
- ------------------------------------------------------------------------------------------------------------------------------------
GAP, INC. GPS Annual Meeting Date: 05/12/2004
Issuer: 364760 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For No
AS INDEPENDENT AUDITORS
03 TO APPROVE THE PROPOSAL TO AMEND AND RESTATE Management For No
THE COMPANY S EXECUTIVE MANAGEMENT INCENTIVE
CASH AWARD PLAN
04 A SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
AMGEN INC. AMGN Annual Meeting Date: 05/13/2004
Issuer: 031162 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For No
AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE
YEAR ENDING DECEMBER 31, 2004.
3A STOCKHOLDER PROPOSAL #1 (EEO-1 REPORT). Shareholder Against No
3B STOCKHOLDER PROPOSAL #2 (STOCK OPTION EXPENSING). Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
GUIDANT CORPORATION GDT Annual Meeting Date: 05/18/2004
Issuer: 401698 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT AUDITORS FOR 2004.
03 PROPOSAL BY SHAREHOLDER THAT THE BOARD ADOPT Shareholder For Yes
A POLICY OF EXPENSING IN THE COMPANY S ANNUAL
INCOME STATEMENT THE COST OF ALL FUTURE STOCK
OPTIONS ISSUED BY THE COMPANY.
- ------------------------------------------------------------------------------------------------------------------------------------
THE INTERPUBLIC GROUP OF COMPANIES, IPG Annual Meeting Date: 05/18/2004
Issuer: 460690 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF 2004 PERFORMANCE INCENTIVE PLAN. Management Against Yes
03 APPROVAL OF THE INTERPUBLIC NON-MANAGEMENT DIRECTORS Management For No
STOCK INCENTIVE PLAN.
04 CONFIRMATION OF PRICEWATERHOUSECOOPERS AS INDEPENDENT Management For No
AUDITORS FOR 2004.
05 APPROVAL OF PROPOSED SHAREHOLDER RESOLUTION ON Shareholder Against No
NORTHERN IRELAND.
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. AIG Annual Meeting Date: 05/19/2004
Issuer: 026874 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ADOPT CHIEF EXECUTIVE OFFICER ANNUAL COMPENSATION Management For No
PLAN
03 ADOPT A DIRECTOR STOCK PLAN Management For No
04 RATIFICATION OF INDEPENDENT ACCOUNTANTS Management For No
05 SHAREHOLDER PROPOSAL I DESCRIBED IN THE PROXY Shareholder Against No
STATEMENT
06 SHAREHOLDER PROPOSAL II DESCRIBED IN THE PROXY Shareholder Against No
STATEMENT
07 SHAREHOLDER PROPOSAL III DESCRIBED IN THE PROXY Shareholder Against No
STATEMENT
- ------------------------------------------------------------------------------------------------------------------------------------
AT&T WIRELESS SERVICES, INC. AWE Annual Meeting Date: 05/19/2004
Issuer: 00209A ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For No
DATED AS OF FEBRUARY 17, 2004, BY AND AMONG AT&T
WIRELESS SERVICES, INC., CINGULAR WIRELESS CORPORATION,
CINGULAR WIRELESS LLC, AND SOLELY WITH RESPECT
TO SECTION 5.3, 6.1(B) AND ARTICLE IX OF THE
AGREEMENT AND PLAN OF MERGER, SBC COMMUNICATIONS
INC. AND BELLSOUTH CORPORATION.
02 DIRECTOR Management For No
03 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS OUR INDEPENDENT AUDITORS.
04 VOTE ON SHAREHOLDER PROPOSAL ON EXECUTIVE COMPENSATION Shareholder Against No
PROGRAM.
05 VOTE ON SHAREHOLDER PROPOSAL ON DISCONTINUING Shareholder Against No
CERTAIN EXECUTIVE COMPENSATION.
06 VOTE ON SHAREHOLDER PROPOSAL ON VOTE REQUIREMENT Shareholder Against No
FOR DIRECTOR ELECTIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION TGT Annual Meeting Date: 05/19/2004
Issuer: 87612E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITORS.
03 APPROVAL OF THE TARGET CORPORATION LONG-TERM Management For No
INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
SAFEWAY INC. SWY Annual Meeting Date: 05/20/2004
Issuer: 786514 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Yes
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For No
AUDITORS FOR FISCAL YEAR 2004.
03 APPROVAL OF AND AMENDMENT TO THE RESTATED CERTIFICATE Management For No
OF INCORPORATION TO ELIMINATE THE CLASSIFICATION
OF THE BOARD OF DIRECTORS.
04 APPROVAL OF STOCK OPTION EXCHANGE PROGRAM FOR Management Against Yes
EMPLOYEES (EXCLUDING EXECUTIVE OFFICERS) PROVIDING
FOR THE EXCHANGE OF OPTIONS PREVIOUSLY GRANTED
UNDER THE 1999 AMENDED AND RESTATED EQUITY PARTICIPATION
PLAN OF SAFEWAY INC. THE BOARD OF DIRECTORS RECOMMENDS
A VOTE AGAINST STOCKHOLDER PROPOSALS 5, 6,
7, 8, 9 AND 10.
05 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT DIRECTOR Shareholder For Yes
AS CHAIRMAN OF THE BOARD.
06 STOCKHOLDER PROPOSAL REGARDING CUMULATIVE VOTING. Shareholder For Yes
07 STOCKHOLDER PROPOSAL REGARDING REPORT ON IMPACT Shareholder Against No
OF GENETICALLY ENGINEERED FOOD.
08 STOCKHOLDER PROPOSAL REGARDING SUSTAINABILITY Shareholder Against No
REPORT.
09 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTION Shareholder Against No
AND PARTICIPATION REPORT.
10 STOCKHOLDER PROPOSAL REGARDING EXPENSING STOCK Shareholder For Yes
OPTIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SVCS GROUP, I HIG Annual Meeting Date: 05/20/2004
Issuer: 416515 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No
TOUCHE LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004.
03 PROPOSAL BY SHAREHOLDER RELATING TO EXECUTIVE Shareholder Against No
COMPENSATION.
- ------------------------------------------------------------------------------------------------------------------------------------
FPL GROUP, INC. FPL Annual Meeting Date: 05/21/2004
Issuer: 302571 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No
TOUCHE LLP AS AUDITORS.
03 APPROVAL OF THE AMENDED AND RESTATED LONG TERM Management For No
INCENTIVE PLAN, IN AN AMENDED FORM.
04 APPROVAL OF THE ANNUAL INCENTIVE PLAN AS REQUIRED Management For No
BY THE INTERNAL REVENUE CODE.
05 APPROVAL OF THE PERFORMANCE-BASED AWARDS PROVISIONS Management For No
OF THE AMENDED AND RESTATED LONG TERM INCENTIVE
PLAN AS REQUIRED BY THE INTERNAL REVENUE CODE.
06 APPROVAL OF AN AMENDMENT TO THE RESTATED ARTICLES Shareholder For No
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK.
- ------------------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Annual Meeting Date: 05/21/2004
Issuer: 887317 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF AUDITORS. Management For No
03 STOCKHOLDER PROPOSAL REGARDING CHINA BUSINESS Shareholder Against No
PRINCIPLES.
04 STOCKHOLDER PROPOSAL REGARDING REPORT ON PAY DISPARITY. Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
YAHOO] INC. YHOO Annual Meeting Date: 05/21/2004
Issuer: 984332 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 AMENDMENT OF THE AMENDED AND RESTATED 1996 EMPLOYEE Management For No
STOCK PURCHASE PLAN.
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For No
04 STOCKHOLDER PROPOSAL REGARDING EXPENSING OF OPTIONS. Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION DG Annual Meeting Date: 05/25/2004
Issuer: 256669 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT AUDITORS
- ------------------------------------------------------------------------------------------------------------------------------------
FANNIE MAE FNM Annual Meeting Date: 05/25/2004
Issuer: 313586 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE SELECTION OF AUDITORS Management For No
03 APPROVAL OF AN AMENDMENT TO THE FANNIE MAE EMPLOYEE Management For No
STOCK PURCHASE PLAN
04 STOCKHOLDER PROPOSAL TO REINSTATE CUMULATIVE VOTING Shareholder For Yes
- ------------------------------------------------------------------------------------------------------------------------------------
J.P. MORGAN CHASE & CO. JPM Annual Meeting Date: 05/25/2004
Issuer: 46625H ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: MUTUAL FUNDS
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 MERGER PROPOSAL Management For No
02 DIRECTOR Management For No
03 APPOINTMENT OF EXTERNAL AUDITOR Management For No
04 RE-APPROVAL OF KEY EXECUTIVE PERFORMANCE PLAN Management For No
05 ADJOURNMENT OF MEETING, IF NECESSARY, TO SOLICIT Management Against Yes
ADDITIONAL PROXIES
06 DIRECTOR TERM LIMIT Shareholder Against No
07 CHARITABLE CONTRIBUTIONS Shareholder Against No
08 POLITICAL CONTRIBUTIONS Shareholder Against No
09 SEPARATION OF CHAIRMAN AND CEO Shareholder For Yes
10 DERIVATIVE DISCLOSURE Shareholder Against No
11 AUDITOR INDEPENDENCE Shareholder Abstain Yes
12 DIRECTOR COMPENSATION Shareholder Against No
13 PAY DISPARITY Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION BAC Annual Meeting Date: 05/26/2004
Issuer: 060505 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS Management For No
03 STOCKHOLDER PROPOSAL - ANNUAL MEETING DATE Shareholder Against No
04 STOCKHOLDER PROPOSAL - NOMINATION OF DIRECTORS Shareholder Against No
05 STOCKHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS Shareholder Against No
06 STOCKHOLDER PROPOSAL - MUTUAL FUND TRADING POLICIES Shareholder Against No
07 STOCKHOLDER PROPOSAL - PRIVACY AND INFORMATION Shareholder Against No
SECURITY
- ------------------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION XOM Annual Meeting Date: 05/26/2004
Issuer: 30231G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 27). Management For No
03 APPROVAL OF 2004 NON-EMPLOYEE DIRECTOR RESTRICTED Management For No
STOCK PLAN (PAGE 28).
04 POLITICAL CONTRIBUTIONS (PAGE 30). Shareholder Against No
05 POLITICAL CONTRIBUTIONS REPORT (PAGE 32). Shareholder Against No
06 MEDIA RESPONSE ON EQUATORIAL GUINEA (PAGE 34). Shareholder Against No
07 BOARD CHAIRMAN AND CEO (PAGE 37). Shareholder For Yes
08 EXECUTIVE COMPENSATION (PAGE 39). Shareholder Against No
09 EQUITY COMPENSATION REPORT (PAGE 40). Shareholder Against No
10 AMENDMENT OF EEO POLICY (PAGE 42). Shareholder Against No
11 CLIMATE SCIENCE REPORT (PAGE 44). Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. WMT Annual Meeting Date: 06/04/2004
Issuer: 931142 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE ASDA COLLEAGUE SHARE OWNERSHIP Management For No
PLAN 1999
03 APPROVAL OF THE ASDA SHARESAVE PLAN 2000 Management For No
04 APPROVAL OF THE WAL-MART STORES, INC. 2004 ASSOCIATE Management For No
STOCK PURCHASE PLAN
05 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For No
ACCOUNTANTS
06 A SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT Shareholder For Yes
CHAIRMAN
07 A SHAREHOLDER PROPOSAL REGARDING A SUSTAINABILITY Shareholder Against No
REPORT
08 A SHAREHOLDER PROPOSAL REGARDING EQUITY COMPENSATION Shareholder Against No
09 A SHAREHOLDER PROPOSAL REGARDING GENETICALLY Shareholder Against No
ENGINEERED FOOD PRODUCTS
10 A SHAREHOLDER PROPOSAL REGARDING AN EQUAL EMPLOYMENT Shareholder Against No
OPPORTUNITY REPORT
11 A SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER Shareholder Against No
APPROVAL OF PARTICIPATION IN THE OFFICER DEFERRED
COMPENSATION PLAN
- ------------------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION DVN Annual Meeting Date: 06/08/2004
Issuer: 25179M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY Management For No
S INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER
31, 2004.
03 REVISE DIRECTOR ELECTION VOTE THRESHOLD Shareholder Against No
- ------------------------------------------------------------------------------------------------------------------------------------
STAPLES, INC. SPLS Annual Meeting Date: 06/17/2004
Issuer: 855030 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: MUTUAL FUNDS
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE STAPLES 2004 STOCK INCENTIVE PLAN. Management Against Yes
03 TO APPROVE STAPLES AMENDED AND RESTATED 1998 Management For No
EMPLOYEE STOCK PURCHASE PLAN.
04 TO APPROVE STAPLES AMENDED AND RESTATED INTERNATIONAL Management For No
EMPLOYEE STOCK PURCHASE PLAN.
05 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For No
OF ERNST & YOUNG LLP AS STAPLES INDEPENDENT
AUDITORS FOR THE CURRENT FISCAL YEAR.
06 TO ACT ON A SHAREHOLDER PROPOSAL ON SHAREHOLDER Shareholder For Yes
RIGHTS PLANS.
07 TO ACT ON A SHAREHOLDER PROPOSAL ON SHAREHOLDER Shareholder For Yes
INPUT ON POISON PILLS.
08 TO ACT ON A SHAREHOLDER PROPOSAL ON COMMONSENSE Shareholder Against No
EXECUTIVE COMPENSATION.
09 TO ACT ON A SHAREHOLDER PROPOSAL ON AUDITOR INDEPENDENCE. Shareholder Abstain Yes
- ------------------------------------------------------------------------------------------------------------------------------------
INTERACTIVECORP IACI Annual Meeting Date: 06/23/2004
Issuer: 45840Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 THE PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Management For No
& YOUNG LLP TO SERVE AS THE INDEPENDENT AUDITORS
OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31,
2004
- ------------------------------------------------------------------------------------------------------------------------------------
WELLPOINT HEALTH NETWORKS INC. WLP Special Meeting Date: 06/28/2004
Issuer: 94973H ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AMENDED AND RESTATED AGREEMENT AND Management For No
PLAN OF MERGER, EFFECTIVE AS OF OCTOBER 26, 2003,
AMONG ANTHEM, ANTHEM HOLDING CORP AND WELLPOINT,
AND THE TRANSACTIONS CONTEMPLATED THEREBY, INCLUDING
THE MERGER, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING
JOINT PROXY STATEMENT/PROSPECTUS.
ProxyEdge - Investment Company Report Report Date: 07/20/2004
Meeting Date Range: 07/01/2003 to 06/30/2004
Selected Accounts: SCUD RET FUND SERIES VII
- ----------------------------------------------------------------------------------------------------------------------------
DELL COMPUTER CORPORATION DELL Annual Meeting Date: 07/18/2003
Issuer: 247025 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ELIMINATION OF CLASSIFIED BOARD Management For No
03 CHANGE OF COMPANY NAME TO DELL INC. Management For No
04 APPROVAL OF EXECUTIVE ANNUAL INCENTIVE BONUS PLAN Management For No
- ----------------------------------------------------------------------------------------------------------------------------
ELECTRONIC ARTS INC. ERTS Annual Meeting Date: 07/31/2003
Issuer: 285512 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 AMENDMENT TO THE 2000 EQUITY INCENTIVE PLAN Management Against Yes
03 AMENDMENT TO THE 2000 EMPLOYEE STOCK PURCHASE Management For No
PLAN
04 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For No
- ----------------------------------------------------------------------------------------------------------------------------
BIOMET, INC. BMET Annual Meeting Date: 09/27/2003
Issuer: 090613 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE COMPANY FOR THE FISCAL
YEAR ENDING MAY 31, 2004.
- ----------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION ORCL Annual Meeting Date: 10/13/2003
Issuer: 68389X ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF Management For No
THE FISCAL YEAR 2004 EXECUTIVE BONUS PLAN
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For No
YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING MAY 31, 2004
04 PROPOSAL FOR THE APPROVAL OF THE AMENDED AND Management Against Yes
RESTATED 1993 DIRECTORS STOCK PLAN
05 PROPOSAL TO ADOPT THE CHINA BUSINESS PRINCIPLES Shareholder Against No
FOR RIGHTS OF WORKERS IN CHINA
- ----------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION PH Annual Meeting Date: 10/22/2003
Issuer: 701094 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT PUBLIC ACCOUNTING FIRM FOR
FY04.
03 APPROVAL OF THE PARKER-HANNIFIN CORPORATION 2003 Management Against Yes
STOCK INCENTIVE PLAN.
- ----------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. CSCO Annual Meeting Date: 11/11/2003
Issuer: 17275R ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Management For No
EMPLOYEE STOCK PURCHASE PLAN, INCLUDING AN INCREASE
OF 100,000,000 SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN AND A
5-YEAR EXTENSION OF THE PLAN, AS MORE FULLY SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS CISCO S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JULY 31, 2004.
04 PROPOSAL SUBMITTED BY A SHAREHOLDER THAT THE Shareholder Against No
BOARD PREPARE A REPORT EACH FISCAL YEAR ON CISCO
HARDWARE AND SOFTWARE PROVIDED TO GOVERNMENT AGENCIES AND STATE-OWNED
COMMUNICATIONS OR INFORMATION TECHNOLOGY ENTITIES IN ANY COUNTRY, AS
MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.
05 PROPOSAL SUBMITTED BY SHAREHOLDERS THAT THE BOARD Shareholder Against No
S COMPENSATION COMMITTEE PREPARE AND MAKE AVAILABLE
BY JANUARY 1, 2004, A REPORT COMPARING TOTAL COMPENSATION OF THE
COMPANY S TOP EXECUTIVES AND ITS LOWEST PAID WORKERS IN THE U.S. AND
ABROAD AS OF SPECIFIC DATES, AS MORE FULLY SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
- ----------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION MSFT Annual Meeting Date: 11/11/2003
Issuer: 594918 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ADOPTION OF THE AMENDMENTS TO THE 2001 STOCK PLAN Management Against Yes
03 ADOPTION OF THE AMENDMENTS TO THE 1999 STOCK Management Against Yes
OPTION PLAN FOR NON-EMPLOYEE DIRECTORS
04 SHAREHOLDER PROPOSAL (THE BOARD RECOMMENDS A Shareholder Against No
VOTE AGAINST THIS PROPOSAL)
- ----------------------------------------------------------------------------------------------------------------------------
THE CLOROX COMPANY CLX Annual Meeting Date: 11/19/2003
Issuer: 189054 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO APPROVE THE CLOROX COMPANY INDEPENDENT Management For No
DIRECTORS STOCK-BASED COMPENSATION PLAN.
03 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For No
LLP, CERTIFIED PUBLIC ACCOUNTANTS, FOR THE FISCAL
YEAR ENDING JUNE 30, 2004.
- ----------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY MON Annual Meeting Date: 01/29/2004
Issuer: 61166W ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No
03 APPROVAL OF AMENDMENTS TO LONG-TERM INCENTIVE Management Against Yes
PLAN
04 APPROVAL OF SHAREOWNER PROPOSAL ONE Shareholder Against No
05 APPROVAL OF SHAREOWNER PROPOSAL TWO Shareholder Against No
06 APPROVAL OF SHAREOWNER PROPOSAL THREE Shareholder For Yes
- ----------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY DE Annual Meeting Date: 02/25/2004
Issuer: 244199 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
- ----------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION BAC Special Meeting Date: 03/17/2004
Issuer: 060505 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE MERGER AGREEMENT Management
02 ADOPTION OF BANK OF AMERICA S AMENDED STOCK PLAN Management
03 ADOPTION OF AN AMENDMENT TO INCREASE THE NUMBER Shareholder
OF AUTHORIZED SHARES OF BANK OF AMERICA COMMON
STOCK
04 APPROVAL OF PROPOSAL TO ADJOURN THE BANK OF AMERICA Management
SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES
- ----------------------------------------------------------------------------------------------------------------------------
CAREMARK RX, INC. CMX Special Meeting Date: 03/22/2004
Issuer: 141705 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE AND ADOPT AN AMENDMENT TO CAREMARK Shareholder For No
S CERTIFICATE OF INCORPORATION THAT WILL INCREASE
THE TOTAL NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 400 MILLION
SHARES TO 700 MILLION SHARES. THIS AMENDMENT IS DESCRIBED IN THE
ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS.
02 TO APPROVE THE ISSUANCE OF CAREMARK COMMON STOCK Management For No
TO ADVANCEPCS STOCKHOLDERS IN THE MERGER PURSUANT
TO THE MERGER AGREEMENT. IN THE MERGER, COUGAR MERGER CORPORATION WILL
MERGE WITH AND INTO ADVANCEPCS, WITH ADVANCEPCS SURVIVING THE MERGER AS
A WHOLLY OWNED SUBSIDIARY OF CAREMARK, AS DESCRIBED IN THE MERGER
AGREEMENT AND THE ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS.
03 TO APPROVE AND ADOPT AN AMENDMENT TO CAREMARK Shareholder Against Yes
S CERTIFICATE OF INCORPORATION TO INCREASE THE TOTAL NUMBER OF
AUTHORIZED SHARES OF (A) PREFERRED STOCK FROM 9.5 MILLION SHARES TO
10.5 MILLION SHARES AND (B) SERIES C PARTICIPATING PREFERRED STOCK FROM
500,000 SHARES TO 7 MILLION SHARES. THIS AMENDMENT IS DESCRIBED IN THE
ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS.
04 TO APPROVE THE CAREMARK RX, INC. 2004 INCENTIVE Management For No
STOCK PLAN. THE CAREMARK RX, INC. 2004 INCENTIVE
STOCK PLAN IS DESCRIBED IN THE ACCOMPANYING JOINT
PROXY STATEMENT/PROSPECTUS.
05 TO ADJOURN OR POSTPONE THE CAREMARK SPECIAL MEETING, Management Against Yes
IF NECESSARY, FOR THE PURPOSE OF SOLICITING ADDITIONAL
PROXIES.
- ----------------------------------------------------------------------------------------------------------------------------
NOKIA CORPORATION NOK Annual Meeting Date: 03/25/2004
Issuer: 654902 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
1A APPROVAL OF THE INCOME STATEMENTS AND THE BALANCE Management For No
SHEETS.
1B APPROVAL OF A DIVIDEND OF EUR 0.30 PER SHARE. Management For No
1C APPROVAL OF THE DISCHARGE OF THE CHAIRMAN, THE Management For No
MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT
FROM LIABILITY.
1E DIRECTOR Management For No
1G APPROVAL OF THE APPOINTMENT OF THE AUDITOR. ( Management For No
FOR AND ABSTAIN ARE THE ONLY VALID VOTING OPTIONS)
2 APPROVAL OF THE PROPOSAL OF THE BOARD TO REDUCE Shareholder For No
THE SHARE CAPITAL THROUGH CANCELLATION OF NOKIA
SHARES HELD BY THE COMPANY
3 APPROVAL OF THE AUTHORIZATION TO THE BOARD TO Shareholder For No
INCREASE THE SHARE CAPITAL OF THE COMPANY.
4 APPROVAL OF THE AUTHORIZATION TO THE BOARD TO Shareholder For No
REPURCHASE NOKIA SHARES.
5 APPROVAL OF THE AUTHORIZATION TO THE BOARD TO Shareholder For No
DISPOSE NOKIA SHARES HELD BY THE COMPANY.
6 APPROVAL OF THE PROPOSAL OF THE BOARD TO INCREASE Shareholder For No
THE CAPITAL OF THE FOUNDATION OF NOKIA CORPORATION.
7 MARK THE FOR BOX IF YOU WISH TO INSTRUCT THE Management Against
DEPOSITARY TO GIVE A PROXY TO ANY ONE OF MARIANNA
UOTINEN-TARKOMA, ESA KAUNISTOLA, BOTH LEGAL COUNSELS OF NOKIA
CORPORATION, TO AUTHORIZE ANY OF THEM (WITH FULL POWER OF SUBSTITUTION)
TO VOTE, IN THEIR DISCRETION, ON YOUR BEHALF ONLY UPON ITEM 7 OF THE
ANNUAL MEETING AND ANY ADJOURNMENTS OR POSTPONEMENT THEREOF.
- ----------------------------------------------------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC. LEH Annual Meeting Date: 04/02/2004
Issuer: 524908 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITORS FOR THE FISCAL YEAR 2004.
- ----------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION UTX Annual Meeting Date: 04/14/2004
Issuer: 913017 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 SHAREOWNER PROPOSAL CONCERNING DISCLOSURE OF Shareholder Against No
EXECUTIVE COMPENSATION
04 SHAREOWNER PROPOSAL CONCERNING ETHICAL CRITERIA Shareholder Against No
FOR MILITARY CONTRACTS
05 SHAREOWNER PROPOSAL CONCERNING PERFORMANCE BASED Shareholder For Yes
SENIOR EXECUTIVE STOCK OPTIONS
06 SHAREOWNER PROPOSAL CONCERNING AN INDEPENDENT Shareholder For Yes
CHAIRMAN OF THE BOARD
- ----------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED TXN Annual Meeting Date: 04/15/2004
Issuer: 882508 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Management For No
& YOUNG LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR 2004.
03 STOCKHOLDER PROPOSAL REGARDING EXPENSING OF STOCK Shareholder For Yes
OPTIONS.
- ----------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY LLY Annual Meeting Date: 04/19/2004
Issuer: 532457 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Management For No
COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST
& YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS
FOR 2004.
03 APPROVE THE ELI LILLY AND COMPANY BONUS PLAN. Management For No
04 PROPOSAL BY SHAREHOLDERS THAT THE BOARD ADOPT Shareholder Against No
A COMPENSATION PROGRAM LIMITING THE COMPENSATION
OF SENIOR EXECUTIVES TO SPECIFIED LEVELS.
05 PROPOSAL BY SHAREHOLDERS THAT THE BOARD REPORT Shareholder Against No
ON HOW THE COMPANY WILL RESPOND TO PRESSURE TO
INCREASE ACCESS TO AND AFFORDABILITY OF PRESCRIPTION
DRUGS.
- ----------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. C Annual Meeting Date: 04/20/2004
Issuer: 172967 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For No
AS CITIGROUP S INDEPENDENT AUDITORS FOR 2004.
03 STOCKHOLDER PROPOSAL REQUESTING A CURB ON EXECUTIVE Shareholder Against No
COMPENSATION, NO FUTURE STOCK OPTION GRANTS AND
NO RENEWALS OR EXTENSIONS OF OPTION PLANS.
04 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL Shareholder Against No
CONTRIBUTIONS.
05 STOCKHOLDER PROPOSAL REQUESTING A DISCONTINUATION Shareholder Against No
OF ALL RIGHTS, OPTIONS, SAR S AND POSSIBLE SEVERANCE
PAYMENTS TO THE TOP 5 OF MANAGEMENT.
06 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shareholder For Yes
OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
- ----------------------------------------------------------------------------------------------------------------------------
MELLON FINANCIAL CORPORATION MEL Annual Meeting Date: 04/20/2004
Issuer: 58551A ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO AMEND THE CORPORATION S LONG-TERM Management For No
PROFIT INCENTIVE PLAN.
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No
PUBLIC ACCOUNTANTS.
- ----------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY MWD Annual Meeting Date: 04/20/2004
Issuer: 617446 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For No
LLP AS INDEPENDENT AUDITORS
03 SHAREHOLDER PROPOSAL TO DECLASSIFY THE BOARD Shareholder For Yes
OF DIRECTORS
04 SHAREHOLDER PROPOSAL TO REQUIRE SHAREHOLDER APPROVAL Shareholder For Yes
OF GOLDEN PARACHUTE AGREEMENTS
05 SHAREHOLDER PROPOSAL TO DISCLOSE POLITICAL CONTRIBUTIONS Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP USB Annual Meeting Date: 04/20/2004
Issuer: 902973 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITORS FOR THE 2004 FISCAL YEAR.
03 SHAREHOLDER PROPOSAL: COMPENSATION SYSTEM FOR Shareholder Against No
SENIOR EXECUTIVES.
04 SHAREHOLDER PROPOSAL: SUPPLEMENTAL EXECUTIVE Shareholder Against No
RETIREMENT BENEFITS.
05 SHAREHOLDER PROPOSAL: SIMPLE MAJORITY VOTING. Shareholder For Yes
- ----------------------------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION WB Annual Meeting Date: 04/20/2004
Issuer: 929903 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 A WACHOVIA PROPOSAL TO RATIFY THE APPOINTMENT Management For No
OF KPMG LLP AS AUDITORS FOR THE YEAR 2004.
03 A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT OPPOSES, Shareholder Against No
REGARDING NOMINATING DIRECTORS.
04 A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT OPPOSES, Shareholder Against No
REGARDING REPORTING POLITICAL INFORMATION.
05 A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT OPPOSES, Shareholder For Yes
REGARDING SEPARATING THE OFFICES OF CHAIRMAN
AND CHIEF EXECUTIVE OFFICER.
- ----------------------------------------------------------------------------------------------------------------------------
ALLTEL CORPORATION AT Annual Meeting Date: 04/22/2004
Issuer: 020039 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENTS OF INDEPENDENT AUDITORS Management For No
03 STOCKHOLDER PROPOSAL- EMPLOYMENT OPPORTUNITY POLICY Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON JNJ Annual Meeting Date: 04/22/2004
Issuer: 478160 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
AS INDEPENDENT AUDITORS
03 PROPOSAL ON CHARITABLE CONTRIBUTIONS Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
PFIZER INC. PFE Annual Meeting Date: 04/22/2004
Issuer: 717081 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 A PROPOSAL TO APPROVE THE APPOINTMENT OF KPMG Management For No
LLP AS INDEPENDENT AUDITORS FOR 2004.
03 A PROPOSAL TO APPROVE THE PFIZER INC. 2004 STOCK Management For No
PLAN.
04 SHAREHOLDER PROPOSAL REQUESTING REVIEW OF THE Shareholder Against No
ECONOMIC EFFECTS OF THE HIV/AIDS, TB AND MALARIA
PANDEMICS ON THE COMPANY S BUSINESS STRATEGY.
05 SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS. Shareholder Against No
06 SHAREHOLDER PROPOSAL RELATING TO AN ANNUAL REPORT Shareholder Against No
ON CORPORATE RESOURCES DEVOTED TO SUPPORTING
POLITICAL ENTITIES OR CANDIDATES.
07 SHAREHOLDER PROPOSAL SEEKING TO IMPOSE TERM LIMITS Shareholder Against No
ON DIRECTORS.
08 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INCREASING Shareholder Against No
ACCESS TO PFIZER PRODUCTS.
09 SHAREHOLDER PROPOSAL ON STOCK OPTIONS. Shareholder Against No
10 SHAREHOLDER PROPOSAL ON IN VITRO TESTING. Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
WYETH WYE Annual Meeting Date: 04/22/2004
Issuer: 983024 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF PRINCIPAL INDEPENDENT PUBLIC ACCOUNTANTS Management For No
03 ADOPTION OF THE STOCKHOLDER PROPOSAL ON ACCESS Shareholder Against No
TO AND AFFORDABILITY OF PRESCRIPTION DRUGS
04 ADOPTION OF STOCKHOLDER PROPOSAL ON ANIMAL TESTING Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. HON Annual Meeting Date: 04/26/2004
Issuer: 438516 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No
03 ANNUAL ELECTION OF DIRECTORS Shareholder For Yes
04 SHAREOWNER VOTING PROVISIONS Shareholder For Yes
05 SHAREOWNER INPUT - GOLDEN PARACHUTES Shareholder For Yes
06 RESOLUTION ON PAY DISPARITY Shareholder Against No
07 CUMULATIVE VOTING Shareholder For Yes
- ----------------------------------------------------------------------------------------------------------------------------
EXELON CORPORATION EXC Annual Meeting Date: 04/27/2004
Issuer: 30161N ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Management For No
03 APPROVAL OF ANNUAL INCENTIVE PLAN FOR SENIOR EXECUTIVES Management For No
- ----------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP IBM Annual Meeting Date: 04/27/2004
Issuer: 459200 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No
(PRICEWATERHOUSECOOPERS LLP) (PAGE 22)
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No
FOR THE BUSINESS CONSULTING SERVICES UNIT (ERNST
& YOUNG LLP) (PAGE 22)
04 APPROVAL OF LONG-TERM INCENTIVE PERFORMANCE TERMS Management Against Yes
FOR CERTAIN EXECUTIVES (PAGE 23)
05 STOCKHOLDER PROPOSAL ON: CUMULATIVE VOTING (PAGE Shareholder Against No
25)
06 STOCKHOLDER PROPOSAL ON: PENSION AND RETIREMENT Shareholder Against No
MEDICAL (PAGE 25)
07 STOCKHOLDER PROPOSAL ON: EXECUTIVE COMPENSATION Shareholder Against No
(PAGE 26)
08 STOCKHOLDER PROPOSAL ON: EXPENSING STOCK OPTIONS Shareholder For Yes
(PAGE 28)
09 STOCKHOLDER PROPOSAL ON: DISCLOSURE OF EXECUTIVE Shareholder Against No
COMPENSATION (PAGE 29)
10 STOCKHOLDER PROPOSAL ON: CHINA BUSINESS PRINCIPLES Shareholder Against No
(PAGE 30)
11 STOCKHOLDER PROPOSAL ON: POLITICAL CONTRIBUTIONS Shareholder Against No
(PAGE 31)
12 STOCKHOLDER PROPOSAL ON: A REVIEW OF EXECUTIVE Shareholder Against No
COMPENSATION POLICIES (PAGE 32)
- ----------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. MET Annual Meeting Date: 04/27/2004
Issuer: 59156R ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE METLIFE, INC. 2005 STOCK AND Management For No
INCENTIVE COMPENSATION PLAN
03 APPROVAL OF THE METLIFE ANNUAL VARIABLE INCENTIVE Management For No
PLAN
04 APPROVAL OF THE METLIFE, INC. 2005 NON-MANAGEMENT Management For No
DIRECTOR STOCK COMPENSATION PLAN
05 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For No
LLP AS INDEPENDENT AUDITOR FOR 2004
06 SHAREHOLDER PROPOSAL CONCERNING CEO COMPENSATION Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
ALLERGAN, INC. AGN Annual Meeting Date: 04/28/2004
Issuer: 018490 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For No
AS INDEPENDENT AUDITOR.
03 PROPOSAL RELATING TO THE ADOPTION OF A POLICY Shareholder For Yes
OF EXPENSING THE COST OF ALL FUTURE STOCK OPTIONS.
04 PROPOSAL TO BIFURCATE THE ROLES OF CHAIRMAN OF Shareholder For Yes
THE BOARD OF DIRECTORS AND CHIEF EXECUTIVE OFFICER.
- ----------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH COMPANIES, INC. BUD Annual Meeting Date: 04/28/2004
Issuer: 035229 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF INDEPENDENT AUDITORS Management For No
- ----------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED BHI Annual Meeting Date: 04/28/2004
Issuer: 057224 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF DELOITTE & TOUCHE AS THE COMPANY Management For No
S INDEPENDENT AUDITOR FOR FISCAL YEAR 2004.
03 STOCKHOLDER PROPOSAL NO. 1 - REGARDING CLASSIFIED Shareholder For Yes
BOARDS.
04 STOCKHOLDER PROPOSAL NO. 2 - REGARDING POISON Shareholder For Yes
PILLS.
- ----------------------------------------------------------------------------------------------------------------------------
CHEVRONTEXACO CORPORATION CVX Annual Meeting Date: 04/28/2004
Issuer: 166764 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Management For No
03 SHOW SUPPORT FOR THE STOCKHOLDER RIGHTS PLAN POLICY Management Against Yes
04 APPROVAL OF THE LONG-TERM INCENTIVE PLAN Management For No
05 HIV/AIDS, TUBERCULOSIS, AND MALARIA Shareholder Against No
06 POLITICAL DISCLOSURE Shareholder Against No
07 DIRECTOR ELECTION VOTE THRESHOLD Shareholder Against No
08 REPORT ON ECUADOR Shareholder Against No
09 RENEWABLE ENERGY Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY DD Annual Meeting Date: 04/28/2004
Issuer: 263534 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ON RATIFICATION OF ACCOUNTANTS Management For No
03 ON GOVERNMENT SERVICE Shareholder Against No
04 ON INTERNATIONAL WORKPLACE STANDARDS Shareholder Against No
05 ON EXECUTIVE COMPENSATION Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY GE Annual Meeting Date: 04/28/2004
Issuer: 369604 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
0A DIRECTOR Management For No
0B INDEPENDENT AUDITOR Management For No
0C REVENUE MEASUREMENT ADDED TO EXECUTIVE OFFICER Management For No
PERFORMANCE GOALS
01 CUMULATIVE VOTING Shareholder For Yes
02 ANIMAL TESTING Shareholder Against No
03 NUCLEAR RISK Shareholder Against No
04 REPORT ON PCB CLEANUP COSTS Shareholder Against No
05 OFFSHORE SOURCING Shareholder Against No
06 SUSTAINABILITY INDEX Shareholder Against No
07 COMPENSATION COMMITTEE INDEPENDENCE Shareholder For Yes
08 PAY DISPARITY Shareholder Against No
09 END STOCK OPTIONS AND BONUSES Shareholder Against No
10 LIMIT OUTSIDE DIRECTORSHIPS Shareholder Against No
11 INDEPENDENT BOARD CHAIRMAN Shareholder For Yes
12 EXPLORE SALE OF COMPANY Shareholder Against No
13 HOLDING STOCK FROM STOCK OPTIONS Shareholder Against No
14 BOARD INDEPENDENCE Shareholder Against No
15 POLITICAL CONTRIBUTIONS Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
HERSHEY FOODS CORPORATION HSY Annual Meeting Date: 04/28/2004
Issuer: 427866 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No
AUDITORS FOR 2004
- ----------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. VZ Annual Meeting Date: 04/28/2004
Issuer: 92343V ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT AUDITOR Management For No
03 CUMULATIVE VOTING Shareholder Against No
04 BOARD COMPOSITION Shareholder For Yes
05 SEPARATE CHAIRMAN AND CEO Shareholder For Yes
06 FUTURE POISON PILL Shareholder For Yes
07 SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS Shareholder Against No
08 OPTIONS OR STOCK GRANTS BASED ON TRACKING STOCK Management Against No
09 DIVERSITY REPORT ON OPTION GRANTS TO EMPLOYEES Management Against No
10 REPORT ON POLITICAL CONTRIBUTIONS Shareholder Against No
11 COLLECTION OF UNIVERSAL SERVICE AND NUMBER PORTABILIY Shareholder Against No
FEES
- ----------------------------------------------------------------------------------------------------------------------------
AMBAC FINANCIAL GROUP, INC. ABK Annual Meeting Date: 05/04/2004
Issuer: 023139 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 AMEND THE CERTIFICATE OF INCORPORATION TO INCREASE Shareholder Against Yes
THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 200 MILLION TO 350 MILLION.
03 APPROVE AMENDMENTS TO THE AMBAC 1997 NON-EMPLOYEE Management For No
DIRECTORS EQUITY PLAN.
04 RATIFY SELECTION OF KPMG LLP AS INDEPENDENT AUDITORS Management For No
FOR 2004.
- ----------------------------------------------------------------------------------------------------------------------------
CAREMARK RX, INC. CMX Annual Meeting Date: 05/04/2004
Issuer: 141705 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
- ----------------------------------------------------------------------------------------------------------------------------
GEORGIA-PACIFIC CORPORATION GP Annual Meeting Date: 05/04/2004
Issuer: 373298 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO AMEND THE GEORGIA-PACIFIC CORPORATION Management For No
LONG-TERM INCENTIVE PLAN TO ADD STOCK APPRECIATION
RIGHTS, KNOWN AS SARS, AS PERMITTED AWARDS UNDER
THE PLAN.
03 PROPOSAL TO APPROVE THE GEORGIA-PACIFIC CORPORATION Management For No
SHORT-TERM INCENTIVE PLAN SO THAT INCENTIVE COMPENSATION
AWARDS PAID UNDER THE PLAN WILL BE FULLY DEDUCTIBLE UNDER 162(M) OF THE
INTERNAL REVENUE CODE OF 1986, AS AMENDED.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF OUR INDEPENDENT Management For No
AUDITORS, ERNST & YOUNG LLP, AS AUDITORS FOR OUR FISCAL YEAR ENDING
JANUARY 1, 2005.
- ----------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION EMC Annual Meeting Date: 05/05/2004
Issuer: 268648 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL 2 - TO APPROVE AN AMENDMENT TO EMC S Management For No
2003 STOCK PLAN TO INCREASE BY 50,000,000 THE NUMBER OF SHARES
AVAILABLE FOR GRANT UNDER SUCH PLAN, AND ALLOW AWARDS OF RESTRICTED
STOCK AND RESTRICTED STOCK UNITS TO BE GRANTED TO NON-EMPLOYEE
DIRECTORS, AS DESCRIBED IN EMC S PROXY STATEMENT.
03 PROPOSAL 3 - TO APPROVE AN AMENDMENT TO EMC S Management For No
1989 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE BY 25,000,000 THE NUMBER
OF SHARES AVAILABLE FOR GRANT UNDER SUCH PLAN, AS DESCRIBED IN EMC S
PROXY STATEMENT.
04 PROPOSAL 4 - TO RATIFY THE SELECTION BY THE AUDIT Management For No
COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP AS EMC S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2004.
05 PROPOSAL 5 - TO ACT UPON A STOCKHOLDER PROPOSAL Shareholder Against No
RELATING TO EXECUTIVE COMPENSATION, AS DESCRIBED
IN EMC S PROXY STATEMENT.
- ----------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. PEP Annual Meeting Date: 05/05/2004
Issuer: 713448 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF AUDITORS Management For No
03 APPROVAL OF THE 2004 EXECUTIVE INCENTIVE COMPENSATION Management For No
PLAN
04 SHAREHOLDER PROPOSAL (PROXY STATEMENT P.22) Shareholder Against No
05 SHAREHOLDER PROPOSAL (PROXY STATEMENT P.23) Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
AVON PRODUCTS, INC. AVP Annual Meeting Date: 05/06/2004
Issuer: 054303 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For No
ACCOUNTANTS
03 APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE Shareholder Against Yes
OF INCORPORATION TO INCREASE AUTHORIZED SHARES
OF COMMON STOCK
04 RESOLUTION REGARDING ELIMINATION OF CLASSIFIED Shareholder For Yes
BOARD
05 RESOLUTION REGARDING REPORT ON REMOVAL OF PARABENS Shareholder Against No
06 RESOLUTION REGARDING REPORT ON REMOVAL OF DIBUTYL Shareholder Against No
PHTHALATE
- ----------------------------------------------------------------------------------------------------------------------------
3M COMPANY MMM Annual Meeting Date: 05/11/2004
Issuer: 88579Y ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT AUDITORS Management For No
03 APPROVAL OF AN AMENDMENT TO THE CERTIFICATE OF Shareholder Against Yes
INCORPORATION TO INCREASE THE AUTHORIZED COMMON
STOCK
04 STOCKHOLDER PROPOSAL RELATING TO SEPARATION OF Shareholder For Yes
THE ROLES OF CEO AND CHAIRMAN OF THE BOARD
- ----------------------------------------------------------------------------------------------------------------------------
ALTERA CORPORATION ALTR Annual Meeting Date: 05/11/2004
Issuer: 021441 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE AN AMENDMENT TO THE 1996 STOCK OPTION Management Against Yes
PLAN TO INCREASE BY 12,000,000 THE NUMBER OF SHARES OF COMMON STOCK
RESERVED FOR ISSUANCE UNDER THE PLAN.
03 TO APPROVE AN AMENDMENT TO THE 1987 EMPLOYEE Management For No
STOCK PURCHASE PLAN TO INCREASE BY 1,000,000
THE NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE UNDER THE PLAN.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS OUR INDEPENDENT ACCOUNTANTS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
05 TO CONSIDER A SHAREHOLDER PROPOSAL TO EXPENSE Shareholder For Yes
STOCK OPTION GRANTS ISSUED BY THE COMPANY.
- ----------------------------------------------------------------------------------------------------------------------------
GAP, INC. GPS Annual Meeting Date: 05/12/2004
Issuer: 364760 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For No
AS INDEPENDENT AUDITORS
03 TO APPROVE THE PROPOSAL TO AMEND AND RESTATE Management For No
THE COMPANY S EXECUTIVE MANAGEMENT INCENTIVE
CASH AWARD PLAN
04 A SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
AMGEN INC. AMGN Annual Meeting Date: 05/13/2004
Issuer: 031162 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For No
AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE
YEAR ENDING DECEMBER 31, 2004.
3A STOCKHOLDER PROPOSAL #1 (EEO-1 REPORT). Shareholder Against No
3B STOCKHOLDER PROPOSAL #2 (STOCK OPTION EXPENSING). Shareholder For Yes
- ----------------------------------------------------------------------------------------------------------------------------
GUIDANT CORPORATION GDT Annual Meeting Date: 05/18/2004
Issuer: 401698 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT AUDITORS FOR 2004.
03 PROPOSAL BY SHAREHOLDER THAT THE BOARD ADOPT Shareholder For Yes
A POLICY OF EXPENSING IN THE COMPANY S ANNUAL
INCOME STATEMENT THE COST OF ALL FUTURE STOCK
OPTIONS ISSUED BY THE COMPANY.
- ----------------------------------------------------------------------------------------------------------------------------
THE INTERPUBLIC GROUP OF COMPANIES, IPG Annual Meeting Date: 05/18/2004
Issuer: 460690 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF 2004 PERFORMANCE INCENTIVE PLAN. Management Against Yes
03 APPROVAL OF THE INTERPUBLIC NON-MANAGEMENT DIRECTORS Management For No
STOCK INCENTIVE PLAN.
04 CONFIRMATION OF PRICEWATERHOUSECOOPERS AS INDEPENDENT Management For No
AUDITORS FOR 2004.
05 APPROVAL OF PROPOSED SHAREHOLDER RESOLUTION ON Shareholder Against No
NORTHERN IRELAND.
- ----------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. AIG Annual Meeting Date: 05/19/2004
Issuer: 026874 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ADOPT CHIEF EXECUTIVE OFFICER ANNUAL COMPENSATION Management For No
PLAN
03 ADOPT A DIRECTOR STOCK PLAN Management For No
04 RATIFICATION OF INDEPENDENT ACCOUNTANTS Management For No
05 SHAREHOLDER PROPOSAL I DESCRIBED IN THE PROXY Shareholder Against No
STATEMENT
06 SHAREHOLDER PROPOSAL II DESCRIBED IN THE PROXY Shareholder Against No
STATEMENT
07 SHAREHOLDER PROPOSAL III DESCRIBED IN THE PROXY Shareholder Against No
STATEMENT
- ----------------------------------------------------------------------------------------------------------------------------
AT&T WIRELESS SERVICES, INC. AWE Annual Meeting Date: 05/19/2004
Issuer: 00209A ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For No
DATED AS OF FEBRUARY 17, 2004, BY AND AMONG AT&T
WIRELESS SERVICES, INC., CINGULAR WIRELESS CORPORATION,
CINGULAR WIRELESS LLC, AND SOLELY WITH RESPECT
TO SECTION 5.3, 6.1(B) AND ARTICLE IX OF THE
AGREEMENT AND PLAN OF MERGER, SBC COMMUNICATIONS
INC. AND BELLSOUTH CORPORATION.
02 DIRECTOR Management For No
03 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS OUR INDEPENDENT AUDITORS.
04 VOTE ON SHAREHOLDER PROPOSAL ON EXECUTIVE COMPENSATION Shareholder Against No
PROGRAM.
05 VOTE ON SHAREHOLDER PROPOSAL ON DISCONTINUING Shareholder Against No
CERTAIN EXECUTIVE COMPENSATION.
06 VOTE ON SHAREHOLDER PROPOSAL ON VOTE REQUIREMENT Shareholder Against No
FOR DIRECTOR ELECTIONS.
- ----------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION TGT Annual Meeting Date: 05/19/2004
Issuer: 87612E ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITORS.
03 APPROVAL OF THE TARGET CORPORATION LONG-TERM Management For No
INCENTIVE PLAN.
- ----------------------------------------------------------------------------------------------------------------------------
SAFEWAY INC. SWY Annual Meeting Date: 05/20/2004
Issuer: 786514 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Yes
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For No
AUDITORS FOR FISCAL YEAR 2004.
03 APPROVAL OF AND AMENDMENT TO THE RESTATED CERTIFICATE Management For No
OF INCORPORATION TO ELIMINATE THE CLASSIFICATION
OF THE BOARD OF DIRECTORS.
04 APPROVAL OF STOCK OPTION EXCHANGE PROGRAM FOR Management Against Yes
EMPLOYEES (EXCLUDING EXECUTIVE OFFICERS) PROVIDING FOR THE EXCHANGE OF
OPTIONS PREVIOUSLY GRANTED UNDER THE 1999 AMENDED AND RESTATED EQUITY
PARTICIPATION PLAN OF SAFEWAY INC. THE BOARD OF DIRECTORS RECOMMENDS A
VOTE AGAINST STOCKHOLDER PROPOSALS 5, 6, 7, 8, 9 AND 10.
05 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT DIRECTOR Shareholder For Yes
AS CHAIRMAN OF THE BOARD.
06 STOCKHOLDER PROPOSAL REGARDING CUMULATIVE VOTING. Shareholder For Yes
07 STOCKHOLDER PROPOSAL REGARDING REPORT ON IMPACT Shareholder Against No
OF GENETICALLY ENGINEERED FOOD.
08 STOCKHOLDER PROPOSAL REGARDING SUSTAINABILITY Shareholder Against No
REPORT.
09 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTION Shareholder Against No
AND PARTICIPATION REPORT.
10 STOCKHOLDER PROPOSAL REGARDING EXPENSING STOCK Shareholder For Yes
OPTIONS.
- ----------------------------------------------------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SVCS GROUP, I HIG Annual Meeting Date: 05/20/2004
Issuer: 416515 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No
TOUCHE LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004.
03 PROPOSAL BY SHAREHOLDER RELATING TO EXECUTIVE Shareholder Against No
COMPENSATION.
- ----------------------------------------------------------------------------------------------------------------------------
FPL GROUP, INC. FPL Annual Meeting Date: 05/21/2004
Issuer: 302571 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No
TOUCHE LLP AS AUDITORS.
03 APPROVAL OF THE AMENDED AND RESTATED LONG TERM Management For No
INCENTIVE PLAN, IN AN AMENDED FORM.
04 APPROVAL OF THE ANNUAL INCENTIVE PLAN AS REQUIRED Management For No
BY THE INTERNAL REVENUE CODE.
05 APPROVAL OF THE PERFORMANCE-BASED AWARDS PROVISIONS Management For No
OF THE AMENDED AND RESTATED LONG TERM INCENTIVE
PLAN AS REQUIRED BY THE INTERNAL REVENUE CODE.
06 APPROVAL OF AN AMENDMENT TO THE RESTATED ARTICLES Shareholder For No
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK.
- ----------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Annual Meeting Date: 05/21/2004
Issuer: 887317 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF AUDITORS. Management For No
03 STOCKHOLDER PROPOSAL REGARDING CHINA BUSINESS Shareholder Against No
PRINCIPLES.
04 STOCKHOLDER PROPOSAL REGARDING REPORT ON PAY DISPARITY. Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
YAHOO] INC. YHOO Annual Meeting Date: 05/21/2004
Issuer: 984332 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 AMENDMENT OF THE AMENDED AND RESTATED 1996 EMPLOYEE Management For No
STOCK PURCHASE PLAN.
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For No
04 STOCKHOLDER PROPOSAL REGARDING EXPENSING OF OPTIONS. Shareholder For Yes
- ----------------------------------------------------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION DG Annual Meeting Date: 05/25/2004
Issuer: 256669 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT AUDITORS
- ----------------------------------------------------------------------------------------------------------------------------
FANNIE MAE FNM Annual Meeting Date: 05/25/2004
Issuer: 313586 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE SELECTION OF AUDITORS Management For No
03 APPROVAL OF AN AMENDMENT TO THE FANNIE MAE EMPLOYEE Management For No
STOCK PURCHASE PLAN
04 STOCKHOLDER PROPOSAL TO REINSTATE CUMULATIVE VOTING Shareholder For Yes
- ----------------------------------------------------------------------------------------------------------------------------
J.P. MORGAN CHASE & CO. JPM Annual Meeting Date: 05/25/2004
Issuer: 46625H ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: MUTUAL FUNDS
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 MERGER PROPOSAL Management For No
02 DIRECTOR Management For No
03 APPOINTMENT OF EXTERNAL AUDITOR Management For No
04 RE-APPROVAL OF KEY EXECUTIVE PERFORMANCE PLAN Management For No
05 ADJOURNMENT OF MEETING, IF NECESSARY, TO SOLICIT Management Against Yes
ADDITIONAL PROXIES
06 DIRECTOR TERM LIMIT Shareholder Against No
07 CHARITABLE CONTRIBUTIONS Shareholder Against No
08 POLITICAL CONTRIBUTIONS Shareholder Against No
09 SEPARATION OF CHAIRMAN AND CEO Shareholder For Yes
10 DERIVATIVE DISCLOSURE Shareholder Against No
11 AUDITOR INDEPENDENCE Shareholder Abstain Yes
12 DIRECTOR COMPENSATION Shareholder Against No
13 PAY DISPARITY Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION BAC Annual Meeting Date: 05/26/2004
Issuer: 060505 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS Management For No
03 STOCKHOLDER PROPOSAL - ANNUAL MEETING DATE Shareholder Against No
04 STOCKHOLDER PROPOSAL - NOMINATION OF DIRECTORS Shareholder Against No
05 STOCKHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS Shareholder Against No
06 STOCKHOLDER PROPOSAL - MUTUAL FUND TRADING POLICIES Shareholder Against No
07 STOCKHOLDER PROPOSAL - PRIVACY AND INFORMATION Shareholder Against No
SECURITY
- ----------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION XOM Annual Meeting Date: 05/26/2004
Issuer: 30231G ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 27). Management For No
03 APPROVAL OF 2004 NON-EMPLOYEE DIRECTOR RESTRICTED Management For No
STOCK PLAN (PAGE 28).
04 POLITICAL CONTRIBUTIONS (PAGE 30). Shareholder Against No
05 POLITICAL CONTRIBUTIONS REPORT (PAGE 32). Shareholder Against No
06 MEDIA RESPONSE ON EQUATORIAL GUINEA (PAGE 34). Shareholder Against No
07 BOARD CHAIRMAN AND CEO (PAGE 37). Shareholder For Yes
08 EXECUTIVE COMPENSATION (PAGE 39). Shareholder Against No
09 EQUITY COMPENSATION REPORT (PAGE 40). Shareholder Against No
10 AMENDMENT OF EEO POLICY (PAGE 42). Shareholder Against No
11 CLIMATE SCIENCE REPORT (PAGE 44). Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. WMT Annual Meeting Date: 06/04/2004
Issuer: 931142 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF THE ASDA COLLEAGUE SHARE OWNERSHIP Management For No
PLAN 1999
03 APPROVAL OF THE ASDA SHARESAVE PLAN 2000 Management For No
04 APPROVAL OF THE WAL-MART STORES, INC. 2004 ASSOCIATE Management For No
STOCK PURCHASE PLAN
05 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For No
ACCOUNTANTS
06 A SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT Shareholder For Yes
CHAIRMAN
07 A SHAREHOLDER PROPOSAL REGARDING A SUSTAINABILITY Shareholder Against No
REPORT
08 A SHAREHOLDER PROPOSAL REGARDING EQUITY COMPENSATION Shareholder Against No
09 A SHAREHOLDER PROPOSAL REGARDING GENETICALLY Shareholder Against No
ENGINEERED FOOD PRODUCTS
10 A SHAREHOLDER PROPOSAL REGARDING AN EQUAL EMPLOYMENT Shareholder Against No
OPPORTUNITY REPORT
11 A SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER Shareholder Against No
APPROVAL OF PARTICIPATION IN THE OFFICER DEFERRED
COMPENSATION PLAN
- ----------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION DVN Annual Meeting Date: 06/08/2004
Issuer: 25179M ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY Management For No
S INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER
31, 2004.
03 REVISE DIRECTOR ELECTION VOTE THRESHOLD Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
STAPLES, INC. SPLS Annual Meeting Date: 06/17/2004
Issuer: 855030 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: MUTUAL FUNDS
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE STAPLES 2004 STOCK INCENTIVE PLAN. Management Against Yes
03 TO APPROVE STAPLES AMENDED AND RESTATED 1998 Management For No
EMPLOYEE STOCK PURCHASE PLAN.
04 TO APPROVE STAPLES AMENDED AND RESTATED INTERNATIONAL Management For No
EMPLOYEE STOCK PURCHASE PLAN.
05 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For No
OF ERNST & YOUNG LLP AS STAPLES INDEPENDENT
AUDITORS FOR THE CURRENT FISCAL YEAR.
06 TO ACT ON A SHAREHOLDER PROPOSAL ON SHAREHOLDER Shareholder For Yes
RIGHTS PLANS.
07 TO ACT ON A SHAREHOLDER PROPOSAL ON SHAREHOLDER Shareholder For Yes
INPUT ON POISON PILLS.
08 TO ACT ON A SHAREHOLDER PROPOSAL ON COMMONSENSE Shareholder Against No
EXECUTIVE COMPENSATION.
09 TO ACT ON A SHAREHOLDER PROPOSAL ON AUDITOR INDEPENDENCE. Shareholder Abstain Yes
- ----------------------------------------------------------------------------------------------------------------------------
INTERACTIVECORP IACI Annual Meeting Date: 06/23/2004
Issuer: 45840Q ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 THE PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Management For No
& YOUNG LLP TO SERVE AS THE INDEPENDENT AUDITORS
OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31,
2004
- ----------------------------------------------------------------------------------------------------------------------------
WELLPOINT HEALTH NETWORKS INC. WLP Special Meeting Date: 06/28/2004
Issuer: 94973H ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AMENDED AND RESTATED AGREEMENT AND Management For No
PLAN OF MERGER, EFFECTIVE AS OF OCTOBER 26, 2003,
AMONG ANTHEM, ANTHEM HOLDING CORP AND WELLPOINT,
AND THE TRANSACTIONS CONTEMPLATED THEREBY, INCLUDING THE MERGER, AS
MORE FULLY DESCRIBED IN THE ACCOMPANYING JOINT PROXY
STATEMENT/PROSPECTUS.
ProxyEdge - Investment Company Report Report Date: 07/21/2004
Meeting Date Range: 07/01/2003 to 06/30/2004
Selected Accounts: SCUDDER WORLDWIDE 2004 FUND
- ------------------------------------------------------------------------------------------------------------------------------------
HARMONY GOLD MINING COMPANY LIMITED HMY Annual Meeting Date: 09/01/2003
Issuer: 413216 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 SPECIAL RESOLUTION 1: THAT THE AUTHORISED ORDINARY Management For
SHARE CAPITAL OF THE COMPANY BE INCREASED.
02 ORDINARY RESOLUTION 1: THE PROPOSAL BY THE COMPANY Management For
OF THE SCHEME, THE MAKING BY THE COMPANY OF THE
SUBSTITUTE OFFER, AND THE ISSUE BY THE COMPANY OF THE CONSIDERATION
SHARES, BE AND ARE HEREBY APPROVED.
03 ORDINARY RESOLUTION 2: THE DIRECTORS OF THE COMPANY Management For
BE AND ARE HEREBY AUTHORISED TO ALLOT AND ISSUE,
AFTER PROVIDING FOR THE REQUIREMENTS OF THE EMPLOYEE SHARE SCHEMES,
ALL OR ANY OF THE UNISSUED ORDINARY SHARES OF 50 CENTS EACH IN THE
CAPITAL OF THE COMPANY.
04 ORDINARY RESOLUTION 3: THE DIRECTORS OF THE COMPANY Management For
BE AND ARE HEREBY AUTHORISED TO ALLOT AND ISSUE
ALL OR ANY OF THE AUTHORISED BUT UNISSUED ORDINARY SHARES OF 50 CENTS
EACH IN THE CAPITAL OF THE COMPANY.
05 ORDINARY RESOLUTION 4: THAT ANY ONE OF DIRECTORS Management For
OF THE COMPANY BE AND IS HEREBY AUTHORISED TO
SIGN ALL SUCH DOCUMENTS AND DO ALL SUCH THINGS AS MAY BE NECESSARY FOR
THE IMPLEMENTATION OF THE SPECIAL AND THE ORDINARY RESOLUTIONS TO BE
PROPOSED.
- ------------------------------------------------------------------------------------------------------------------------------------
AHOLD NV OGM Meeting Date: 09/04/2003
Issuer: N0139V100 ISIN: NL0000331817 BLOCKING
SEDOL: 5252602, 5252613, 5252624
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN EXTRAORDINARY GENERAL Non-Voting Non-Vote Proposal
MEETING. THANK YOU.
1. OPENING Non-Voting Non-Vote Proposal
2. APPROVE THE EXPLANATION ABOUT THE DELAY OF THE Management For
POSTPONEMENT OF THE PUBLICATION OF THE ANNUAL
ACCOUNTS AND THE ANNUAL REPORT FOR THE FY 2002
3. APPROVE THE COMPOSITION OF THE MANAGEMENT BOARD Management For AND
APPOINT MESSRS. A.C. MOBER G AND H.R. RYOPPONEN
4. RECEIVE THE MOST IMPORTANT PRINCIPLES OF THE Management For COMPANY S
NEW STRATEGY AND BUSINE SS UPDATE BY
MR. A.C. MOBERG
5. CLOSING Non-Voting Non-Vote Proposal
- ------------------------------------------------------------------------------------------------------------------------------------
ALPHA BANK SA EGM Meeting Date: 09/26/2003
Issuer: X1687N119 ISIN: GRS015013006 BLOCKING
SEDOL: 4235864, 5437517
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THAT THE DRAFT CONTRACT AND DEED FOR Management THE MERGER OF
ALPHA BANK S.A. AND ALPHA INVESTMENTS S.A. BY ABSORPTION OF THE LATTER
BY THE FORMER,
APPROVAL OF THE MERGER BALANCE SHEET OF ALPHA BANK ACCOMPANIED BY THE
RELEVANT CERTIFICAT ES OF THE AUDITORS, THE REPORT OF THE BOARD OF
DIRECTORS, ACCORDING TO ARTICLE 69, PARAGRAPH 4 OF LAW 2190/1920 AND
GRANTING OF AUTHORIZATION FOR THE SIGNIN G OF THE NOTARIAL DEED AND
THE PERFORMANCE OF ANY OTHER ACT OR STATEMENT REQUI RED TO THIS
PURPOSE
2. APPROVE THAT, ACCORDING TO ARTICLE 23A OF LAW Management 2190/1920, OF
THE DRAFT CONTRACT AND DEED FOR
THE MERGER OF ALPHA BANK A.E. AND ALPHA INVESTMENTS
A.E. BY ABSO RPTION OF THE LATTER BY THE FORMER
3. APPROVE TO INCREASE THE SHARE CAPITAL OF ALPHA Management BANK A.E. BY
THE AMOUNT OF THE SHARE CAPITAL
CONTRIBUTED BY ALPHA INVESTMENTS A.E., RESULTING FROM ITS ABSORP TION
AND DECREASE THE SHARE CAPITAL OF ALPHA BANK A.E., BY THE AMOUNT WHICH
CO RRESPONDS TO THE PAR VALUE OF THE SHARES OF THE ABSORBED COMPANY
OWNED BY THE ABSORBING COMPANY, TO THE PAR VALUE OF THE SHARES OF THE
ABSORBING COMPANY OWN ED BY THE ABSORBED COMPANY AND TO THE PAR VALUE
OF THE SHARES OF THE ABSORBED COMPANY OWNED BY THE ABSORBED COMPANY
ITSELF; AND INCREASE THE SHARE CAPITAL O F ALPHA BANK A.E. BY THE
CAPITALISATION OF RESERVES FOR THE ROUNDING OFF OF TH E NOMINAL VALUE
OF EACH SHARE OF ALPHA BANK A.E. TO EUR 4,87; AND AMEND ARTICL E 5 OF
THE ARTICLES OF INCORPORATION AND GRANTING OF AN IRREVOCABLE ORDER TO
T HE BOARD OF DIRECTORS FOR THE SETTLEMENT OF ANY FRACTIONAL RIGHTS
4. APPROVE ALL DEEDS, ACTIONS AND STATEMENTS, UNTIL Management TODAY, OF
THE BOARD OF DIRECT ORS OF ALPHA BANK
AND OF ITS REPRESENTATIVES AND PROXIES RELATIVE
TO THE AFORE MENTIONED MERGER
- ------------------------------------------------------------------------------------------------------------------------------------
BHP BILLITON PLC AGM Meeting Date: 10/24/2003
Issuer: G10877101 ISIN: GB0000566504
SEDOL: 0056650, 4878333, 5359730, 6016777
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE FINANCIAL STATEMENTS FOR BHP BILLITON Management For
LIMITED FOR THE YE 30 JUN 20 03, TOGETHER WITH
THE DIRECTORS REPORT AND THE AUDITORS REPORT
IN THE ANNUAL REPORT
2. RECEIVE THE FINANCIAL STATEMENTS FOR BHP BILLITON Management For PLC
FOR THE YE 30 JUN 2003, TOGETHER WITH THE
DIRECTORS REPORT AND THE AUDITORS REPORT IN
THE ANNUAL REP ORT
3. RE-ELECT MR. D.C. BRINKS AS A DIRECTOR OF BHP Management For BILLITON
LIMITED, WHO RETIRES BY ROTATION
4. RE-ELECT MR. D.C. BRINKS AS A DIRECTOR OF BHP Management For BILLITON
PLC, WHO RETIRES BY ROT ATION
5. RE-ELECT MR. M.A. CHANEY AS A DIRECTOR OF BHP Management For BILLITON
LIMITED, WHO RETIRES BY ROTATION
6. RE-ELECT MR. M.A. CHANEY AS A DIRECTOR OF BHP Management For BILLITON
PLC, WHO RETIRES BY ROT ATION
7. RE-ELECT LORD RENWICK OF CLIFTON AS A DIRECTOR Management For OF BHP
BILLITON LIMITED, WHO RE TIRES BY ROTATION
8. RE-ELECT LORD RENWICK OF CLIFTON AS A DIRECTOR Management For OF BHP
BILLITON PLC, WHO RETIRE S BY ROTATION
9. ELECT MR. M. SALAMON AS A DIRECTOR OF BHP BILLITON Management For
LIMITED
10. ELECT MR. M. SALAMON AS A DIRECTOR OF BHP BILLITON Management For
PLC
11. ELECT MR. DR. J G BUCHANAN AS A DIRECTOR OF BHP Management For
BILLITON LIMITED
12. ELECT MR. DR. J G BUCHANAN AS A DIRECTOR OF BHP Management For
BILLITON PLC
13. RE-APPOINT KPMG AUDIT PLC AND PRICEWATERHOUSECOOPERS Management For
LLP AS THE AUDITORS OF BH P BILLITON PLC AND
AUTHORIZE THE DIRECTORS TO AGREE THEIR REMUNERATION
14. APPROVE TO RENEW THE AUTHORITY AND POWER TO ALLOT Management For
RELEVANT SECURITIES CONFERRE D ON THE DIRECTORS
BY ARTICLE 9 OF BHP BILLITON PLC S ARTICLES OF ASSOCIATIO N FOR THE
PERIOD ENDING ON THE DATE OF THE BHP BILLITON PLC AGM IN 2004 OR ON 23
JAN 2005 WHICHEVER IS EARLIER, AND FOR SUCH PERIOD THE SECTION 80
AMOUNT U NDER THE UNITED KINGDOM COMPANIES ACT 1985 SHALL BE USD
265,926,499
S.15 APPROVE TO RENEW THE AUTHORITY AND POWER TO ALLOT Management For
EQUITY SECURITIES FOR CASH C ONFERRED ON THE
DIRECTORS BY ARTICLE 9 OF BHP BILLITON PLC S ARTICLES OF ASS OCIATION
FOR THE PERIOD REFERRED TO IN SUCH RESOLUTION AND FOR SUCH PERIOD THE
SECTION 89 AMOUNT UNDER THE UNITED KINGDOM COMPANIES ACT 1985 BE USD
61,703 ,675.00
S.16 AUTHORIZE THE BHP BILLITON PLC, IN ACCORDANCE Management For
WITH ARTICLE 6 OF THE ARTICLES O F ASSOCIATION
OF THE COMPANY AND SECTION 166 OF THE COMPANIES ACT 1985, TO MAK E
MARKET PURCHASES SECTION 163 OF UP TO 246,814,700 ORDINARY SHARES OF
USD 0 .50 NOMINAL VALUE EACH IN THE CAPITAL OF BHP BILLITON PLC, AT A
MINIMUM PRICE OF USD 0.50 AND NOT MORE THAN 5% ABOVE THE AVERAGE
MARKET VALUES FOR SUCH SHAR ES DERIVED FROM THE LONDON STOCK EXCHANGE
DAILY OFFICIAL LIST, OVER THE PREVIO US 5 BUSINESS DAYS; AUTHORITY
EXPIRES THE EARLIER OF THE CONCLUSION OF THE AG M OF BHP BILLITON IN
2004 OR 12 MAY 2005 ; BHP BILLITON PLC, BEFORE THE EXPIRY , MAY MAKE A
CONTRACT TO PURCHASE SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR
PARTLY AFTER SUCH EXPIRY
17. APPROVE THE REMUNERATION REPORT FOR THE YE 30 Management For
JUN 2003
18. APPROVE, FOR ALL PURPOSES, INCLUDING FOR THE Management For PURPOSE OF
ASX LISTING RULE 10.14 , THE GRANT
OF DEFERRED SHARES, OPTIONS AND PERFORMANCE SHARES
TO EXECUTIVE DI RECTOR AND CHIEF EXECUTIVE OFFICER,
MR. C. W. GOODYEAR, UNDER THE BHP BILLITON LIMITED
GROUP INCENTIVE SCHEME
19. APPROVE, FOR ALL PURPOSES, INCLUDING FOR THE Management For PURPOSE OF
ASX LISTING RULE 10.14 , THE GRANT
OF DEFERRED SHARES, OPTIONS AND PERFORMANCE SHARES
TO EXECUTIVE DI RECTOR AND SENIOR MINERALS EXECUTIVE,
MR. M. SALAMON, UNDER THE BHP BILLITON L IMITED
GROUP INCENTIVE SCHEME
- ------------------------------------------------------------------------------------------------------------------------------------
FOSTERS GROUP LTD (EX FOSTERS BREWING GROUP LTD) AGM Meeting Date: 10/27/2003
Issuer: Q3944W187 ISIN: AU000000FGL6
SEDOL: 0349350, 5993804, 6349268
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
* RECEIVE AND CONSIDER THE CONCISE FINANCIAL REPORT Non-Voting Non-Vote Proposal
AND THE FINANCIAL REPORT (FI NANCIAL STATEMENTS,
NOTES AND DIRECTORS DECLARATION) FOR THE YE 30 JUN 2003, TOGETHER WITH
THE CONSOLIDATED ACCOUNTS OF THE COMPANY AND ITS CONTROLLED ENTI TIES
IN ACCORDANCE WITH THE CORPORATIONS ACT 2001, AND THE RESPECTIVE
REPORTS OF THE DIRECTORS AND AUDITORS
1. RE-ELECT MRS. M L CATTERMOLE AS A DIRECTOR WHO Management For RETIRES
BY ROTATION IN ACCORANC E WITH THE COMPANY
S CONSTITUTION
2. APPROVE, AS AN EXCEPTION TO ASX LISTING RULE Management For 7.1, THE
ISSUE OF SECURITIES UNDE R THE FOSTER
S EMPLOYEE SHARE AND OPTION PLAN, THE FOSTER
S 2001 INTERNATIONAL EMPLOYEE SHARE PLAN (NO.1)
AND THE FOSTER S 2001 INTERNATIONAL EMPLOYEE
SHARE PLAN (NO.2)
3. APPROVE, AS AN EXCEPTION TO ASX LISTING RULE Management For 7.1, THE
ISSUE OF SECURITIES UNDE R THE FOSTER
S LONG TERM INCENTIVE PLAN
4. APPROVE, SUBJECT TO THE ATTAINMENT OF THE RELEVANT Management For
PERFORMANCE STANDARDS PRESC RIBED UNDER THE FOSTER
S LONG TERM INCENTIVE PLAN ( PLAN ), THE ACQUISITION
OF RIGHTS IN RESPECT OF UP TO A MAXIMUM OF 558,000
SHARES IN RESPECT OF THE 2003 /2004 FINANCIAL
YEAR BY MR. E T KUNKEL, PRESIDENT AND CHIEF EXECUTIVE
OFFICER OF THE COMPANY, UNDER THE PLAN
- ------------------------------------------------------------------------------------------------------------------------------------
ALPHA BANK SA EGM Meeting Date: 10/30/2003
Issuer: X1687N119 ISIN: GRS015013006 BLOCKING
SEDOL: 4235864, 5437517
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting 112449 DUE
TO A CHANGE IN THE MEETING DATE.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1. APPROVE THAT THE DRAFT CONTRACT AND DEED FOR Management THE MERGER OF
ALPHA BANK S.A. AND ALPHA INVESTMENTS S.A. BY ABSORPTION OF THE LATTER
BY THE FORMER,
APPROVAL OF THE MERGER BALANCE SHEET OF ALPHA BANK ACCOMPANIED BY THE
RELEVANT CERTIFICAT ES OF THE AUDITORS, THE REPORT OF THE BOARD OF
DIRECTORS, ACCORDING TO ARTICLE 69, PARAGRAPH 4 OF LAW 2190/1920 AND
GRANTING OF AUTHORIZATION FOR THE SIGNIN G OF THE NOTARIAL DEED AND
THE PERFORMANCE OF ANY OTHER ACT OR STATEMENT REQUI RED TO THIS
PURPOSE
2. APPROVE THAT, ACCORDING TO ARTICLE 23A OF LAW Management 2190/1920, OF
THE DRAFT CONTRACT AND DEED FOR
THE MERGER OF ALPHA BANK A.E. AND ALPHA INVESTMENTS
A.E. BY ABSO RPTION OF THE LATTER BY THE FORMER
3. APPROVE TO INCREASE THE SHARE CAPITAL OF ALPHA Management BANK A.E. BY
THE AMOUNT OF THE SHARE CAPITAL
CONTRIBUTED BY ALPHA INVESTMENTS A.E., RESULTING FROM ITS ABSORP TION
AND DECREASE THE SHARE CAPITAL OF ALPHA BANK A.E., BY THE AMOUNT WHICH
CO RRESPONDS TO THE PAR VALUE OF THE SHARES OF THE ABSORBED COMPANY
OWNED BY THE ABSORBING COMPANY, TO THE PAR VALUE OF THE SHARES OF THE
ABSORBING COMPANY OWN ED BY THE ABSORBED COMPANY AND TO THE PAR VALUE
OF THE SHARES OF THE ABSORBED COMPANY OWNED BY THE ABSORBED COMPANY
ITSELF; AND INCREASE THE SHARE CAPITAL O F ALPHA BANK A.E. BY THE
CAPITALISATION OF RESERVES FOR THE ROUNDING OFF OF TH E NOMINAL VALUE
OF EACH SHARE OF ALPHA BANK A.E. TO EUR 4,87; AND AMEND ARTICL E 5 OF
THE ARTICLES OF INCORPORATION AND GRANTING OF AN IRREVOCABLE ORDER TO
T HE BOARD OF DIRECTORS FOR THE SETTLEMENT OF ANY FRACTIONAL RIGHTS
4. APPROVE ALL DEEDS, ACTIONS AND STATEMENTS, UNTIL Management TODAY, OF
THE BOARD OF DIRECT ORS OF ALPHA BANK
AND OF ITS REPRESENTATIVES AND PROXIES RELATIVE
TO THE AFORE MENTIONED MERGER
- ------------------------------------------------------------------------------------------------------------------------------------
BRITISH SKY BROADCASTING GROUP PLC AGM Meeting Date: 11/14/2003
Issuer: G15632105 ISIN: GB0001411924
SEDOL: 0141192, 5474837
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE FINANCIAL STATEMENTS FOR Management For THE YE
30 JUN 2003, TOGETHER WI TH THE REPORT
OF THE DIRECTORS AND THE AUDITORS THEREON
2. ELECT MR. LORD WILSON OF DINTON AS A DIRECTOR Management For
3. ELECT MR. JAMES MURDOCH AS A DIRECTOR Management For
4. ELECT MR. CHASE CAREY AS A DIRECTOR Management For
5. RE-APPOINT MR. DAVID EVANS AS A DIRECTOR Management For
6. RE-APPOINT MR. LORD ST. JOHN OF FAWSKY AS A DIRECTOR Management Against
7. RE-APPOINT MR. MARTIN STEWART AS A DIRECTOR Management For
8. RE-APPOINT DELOITTE & TOUCHE LLP AS THE AUDITORS Management For AND
AUTHORIZE THE DIRECTORS T O AGREE THEIR REMUNERATION
9. RECEIVE THE REMUNERATION REPORT OF THE DIRECTORS Management Against
FOR THE YE 30 JUN 2003
10. AUTHORIZE THE COMPANY, FOR THE PURPOSES OF PART Management For XA OF
THE COMPANIES ACT 1985, TO MAKE DONATIONS
TO EU POLITICAL ORGANIZATION AND TO INCUR EU POLITICAL EXPEN DITURE UP
TO A MAXIMUM AGGREGATE AMOUNT OF GBP 200,000; AUTHORITY EXPIRES AT THE
CONCLUSION OF THE NEXT AGM OF THE COMPANY ; THE COMPANY, BEFORE THE
EXPIRY , MAY MAKE A DONATION TO EU POLITICAL ORGANIZATION AND INCUR EU
POLITICAL EXPE NDITURE WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY
AFTER SUCH EXPIRY
11. AUTHORIZE THE DIRECTORS, IN SUBSTITUTION FOR Management For ANY
EXISTING AUTHORITY, PURSUANT TO AND IN ACCORDANCE
WITH SECTION 80 OF THE COMPANIES ACT 1985, TO ALLOT RELEV ANT
SECURITIES UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 19,000,000 33% OF
THE NOMINAL ISSUED SHARE CAPITAL ; AUTHORITY EXPIRES AT THE CONCLUSION
OF THE NE XT AGM ; AND THE DIRECTORS MAY ALLOT RELEVANT SECURITIES
AFTER THE EXPIRY OF T HIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR
AGREEMENT MADE PRIOR TO SUCH EX PIRY
S.12 AUTHORIZE THE DIRECTORS TO ALLOT SHARES FOR CASH Management For
ON NON PRE-EMPTIVE BASIS UP T O A MAXIMUM NOMINAL
VALUE OF GBP 48,000,000 5% OF THE NOMINAL ISSUED
ORDINARY SHARE CAPITAL OF THE COMPANY AS AT 09
SEP 2003
S.13 AUTHORIZE THE DIRECTORS TO REDUCE THE COMPANY Management For
S SHARE PREMIUM ACCOUNT APPROXI MATELY GBP 2.5
BILLION BY GBP 1.120 BILLION; TO UTILIZED THIS AMOUNT TO WRITE DOWN
THE ACCUMULATED LOSSES IN THE COMPANY S BALANCE SHEET, THEREBY
REMOVING THE DEFICIT AS AT 30 JUN 2003 AND ALLOWING THE COMPANY TO
BUILD UP ITS DISTRIB UTABLE RESERVES
- ------------------------------------------------------------------------------------------------------------------------------------
ABB LTD, ZUERICH EGM Meeting Date: 11/20/2003
Issuer: H0010V101 ISIN: CH0012221716 BLOCKING
SEDOL: 3044180, 5702259, 7108899, 7113815, 7144053
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE ORDINARY INCREASE IN THE SHARE CAPITAL Management
- ------------------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE AHOLD NV AGM Meeting Date: 11/26/2003
Issuer: N0139V100 ISIN: NL0000331817 BLOCKING
SEDOL: 5252602, 5252613, 5252624
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. OPENING Non-Voting
2. RECEIVE THE REPORT FOR THE FY 2002 BY THE BOARD Management
OF MANAGEMENT
3. APPROVE THE ANNUAL ACCOUNT FOR 2002 Management
4. APPROVE THE COMPOSITION OF THE BOARD OF MANAGEMENT Management
5. AMEND THE ARTICLES OF ASSOCIATION Management
6.A AUTHORIZE THE BOARD OF MANAGEMENT, SUBJECT TO Management
THE APPROVAL OF SUPERVISORY BOAR D, TO ISSUE
NEW ORDINARY SHARES AND CUMULATIVE PREFERRED
FINANCING SHARES
6.B AUTHORIZE THE BOARD OF MANAGEMENT, SUBJECT TO Management
THE APPROVAL OF SUPERVISORY BOAR D, TO RESTRICT
OR EXCLUDE THE PRE-EMPTIVE RIGHT OF HOLDERS OF
ORDINARY SHARES ON THE ISSUE OF NEW SHARES
7. AUTHORIZE THE BOARD OF MANAGEMENT, SUBJECT TO Management THE APPROVAL
OF SUPERVISORY BOAR D, TO ACQUIRE
OWN SHARES WITHIN THE LIMITS OF THE LAW AND THE
ARTICLES OF ASSO CIATION
8. APPROVE THE BONUS OF ANDERS MOBERG Management
9. QUESTIONS AND CLOSING Non-Voting
- ------------------------------------------------------------------------------------------------------------------------------------
WESTPAC BANKING CORP AGM Meeting Date: 12/11/2003
Issuer: Q97417101 ISIN: AU000000WBC1
SEDOL: 0957258, 5412183, 6076146, 6956527, 6957393
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND CONSIDER THE ANNUAL FINANCIAL REPORT, Non-Voting Non-Vote
Proposal DIRECTORS REPORT AND AUDITO RS REPORT OF WESTPAC
FOR THE YE 30 SEP 2003
2.a RE-ELECT MS. HELEN ANN LYNCH WHO RETIRES IN ACCORDANCE Management For
WITH ARTICLES 9.2 AND 9 .3 OF THE CONSTITUTION,
AS A DIRECTOR OF WESTPAC BANKING CORPORATION
2.b ELECT MS. CAROLYN JUDITH HEWSON, BEING A DIRECTOR Management For
APPOINTED SINCE LAST AGM AND WHO OFFERS HERSELF
FOR ELECTION PURSUANT TO ARTICLE 9.7 OF THE CONSTITUTION,
AS A DIRECTOR OF WESTPAC BANKING CORPORATION
2.c ELECT MR. PETER DAVID WILSON, BEING A DIRECTOR Management For
APPOINTED SINCE LAST AGM AND WH O OFFERS HIMSELF
FOR ELECTION PURSUANT TO ARTICLE 9.7 OF THE CONSTITUTION,
AS A DIRECTOR OF WESTPAC BANKING CORPORATION
3. APPROVE (A) FOR ALL PURPOSES UNDER THE LISTING Management For RULES OF
THE ASX LIMITED FOR: ( I) THE GRANT OF PERFORMANCE OPTIONS TO DR DAVID
RAYMOND MORGAN,
IN THREE TRANC HES OF 713,000 OPTIONS EACH, ON 01 MAR 2004, 01 MAR
2005 AND 01 MAR 2006 AND A FOURTH TRANCHE OF 594,167 OPTIONS ON 01 DEC
2006, TO SUBSCRIBE FOR OR ACQUIRE A TOTAL OF 2,733,167 FULLY PAID
ORDINARY SHARES IN THE CAPITAL OF WESTPAC BAN KING CORPORATION.
PERFORMANCE OPTIONS WILL BE EXERCISABLE AT THE VOLUME WEIGHT ED
AVERAGE PRICE PER SHARE OF WESTPAC BANKING CORPORATION SHARES ON THE
ASX LI MITED OVER THE FIVE TRADING DAYS BEFORE THE DATE OF GRANT OF
THE RELEVANT TRAN CHE, SUBJECT TO AND IN ACCORDANCE WITH THE TERMS OF
THE CHIEF EXECUTIVE SECURI TIES AGREEMENT 2003; (II) THE GRANT OF
OPTIONS (BEING PERFORMANCE SHARE RIGHTS ) TO DR DAVIS RAYMOND MORGAN
IN THREE TRANCHES OF 218,000 PERFORMANCE SHARE RI GHTS EACH ON 01 MAR
2004, 01 MAR 2005, 01 MAR 2006 AND A FOURTH TRANCHE OF 181 ,667
PERFORMANCE SHARE RIGHTS ON 01 DEC 2006, TO SUBSCRIBE FOR OR ACQUIRE A
TO TAL OF 835,667 FULLY PAID ORDINARY SHARES IN THE CAPITAL OF WESTPAC
BANKING CO RPORATION FOR NO MONETARY PAYMENT, SUBJECT TO AND IN
ACCORDANCE WITH THE TERMS OF THE AGREEMENT; AND (III) THE ALLOTMENT TO
DR DAVID RAYMOND MORGAN OF A MAX IMUM OF 3,568,834 FULLY PAID ORDINARY
SHARES IN THE CAPITAL WESTPAC BANKING CO RPORATION UPON THE VALID
EXERCISE OF THE OPTIONS DESCRIBED IN PARAGRAPHS (I) A ND (II) SUBJECT
TO AND IN ACCORDANCE WITH THE TERMS OF THE AGREEMENT, (B) FOR ALL
PURPOSES UNDER THE CORPORATION ACT 2001 TO PERMIT WESTPAC BANKING
CORPORAT ION TO GIVE EFFECT TO THE CHIEF EXECUTIVE SECURITIES
AGREEMENT 2003, PURSUANT TO WHICH DR DAVID RAYMOND MORGAN WILL BE
GRANTED OPTIONS TO SUBSCRIBE FOR OR A CQUIRE A MAXIMUM OF 3,568,834
FULLY PAID ORDINARY SHARES IN THE CAPITAL OF WES TPAC BANKING
CORPORATION, EXERCISABLE SUBJECT TO AND IN ACCORDANCE WITH THE TE RMS
OF THE AGREEMENT
4. INCREASE THE YEARLY MAXIMUM SUM AVAILABLE TO Management For THE
NON-EXECUTIVE DIRECTORS OF WE STPAC BANKING
CORPORATION AS REMUNERATION FOR THEIR SERVICES FORM AUD 1.5 MILL ION
TO AUD 2.5 MILLION, FORM THE YEAR COMMENCING 01 JAN 2004, TO BE
DIVIDED AM ONGST THEM IN A MANNER THEY MAY DETERMINE
5. CONSIDER AND APPROVE THAT (A) WESTPAC BANKING Management For
CORPORATION GRANT TO EACH DIRECT OR AND FORMER DIRECTOR OF WESTPAC
WHO, AT WESTPAC S REQUEST,
HOLDS OFFICE AS A TRUSTEE OF THE WESTPAC FOUNDATION, BEING AN
INDEMNITY UPON OR SUBSTANTIALLY I N ACCORDANCE WITH TERMS IN THE FORM
OF THE DEED; (B) WESTPAC EXECUTE AND DELIV ER TO EACH INDEMNIFIED
DIRECTOR A DEED IN OR SUBSTANTIALLY TO THE EFFECT OF TH E FORM OF THE
DEED; (C) APPROVAL BE GIVEN TO THE DUE PERFORMANCE BY WESTPAC OF EACH
DEED SO EXECUTED AND DELIVERED TO SUCH INDEMNIFIED DIRECTOR; (D)
WESTPAC GIVE TO EACH INDEMNIFIED DIRECTOR ALL FINANCIAL BENEFITS
INVOLVED IN THE EXEC UTION AND THE PERFORMANCE BY WESTPAC OF A DEED SO
EXECUTED AND DELIVERED TO TH E INDEMNIFIED DIRECTOR
- ------------------------------------------------------------------------------------------------------------------------------------
AUSTRALIA & NEW ZEALAND BANKING GROUP LTD AGM Meeting Date: 12/19/2003
Issuer: Q09504137 ISIN: AU000000ANZ3
SEDOL: 6065586, 6068079
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE ANNUAL REPORT, FINANCIAL STATEMENTS Non-Voting Non-Vote
Proposal AND THE REPORTS OF THE DIRECTO RS AND THE AUDITORS
FOR THE YE 30 SEP 2003
2.a RE-ELECT MR. J.C. DAHLSEN AS A DIRECTOR, WHO Management For
RETIRES IN ACCORDANCE WITH THE CO MPANY S CONSTITUTION
2.b RE-ELECT MR. C.B. GOODE AS A DIRECTOR, WHO RETIRES Management For
IN ACCORDANCE WITH THE COMP ANY S CONSTITUTION
2.c PLEASE NOTE THAT THIS IS A SHAREHOLDERS PROPOSAL: Shareholder Unvoted Director
ELECT MS. J.I. BUCKLAND AS A DIRECTOR
* PLEASE NOTE THAT ALTHOUGH THERE ARE 3 CANDIDATES Non-Voting Non-Vote
Proposal TO BE ELECTED AS DIRECTORS, T HERE ARE ONLY 2 VACANCIES
AVAILABLE TO BE FILLED AT THE MEETING.
THE STANDING INSTRUCTIONS FOR THIS MEETING WILL
BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQ UIRED
TO VOTE FOR ONLY 2 OF THE 3 DIRECTORS. THANK YOU
- ------------------------------------------------------------------------------------------------------------------------------------
PUBLIC POWER CORP OF GREECE EGM Meeting Date: 12/22/2003
Issuer: X7023M103 ISIN: GRS434003000 BLOCKING
SEDOL: 7268298, B00K9B3
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. ELECT 2 REPRESENTATIVES OF MINORITY INTEREST Management IN THE BOARD
OF DIRECTORS OF PUBL IC POWER CORP.
SA ACCORDING TO THE LAW AND ARTICLES 20 AND 10.2C
OF THE COMPAN Y ARTICLES OF ASSOCIATION
* PLEASE NOTE THAT THE EGM HELD ON 10 DEC 2003 Non-Voting
HAS BEEN POSTPONED DUE TO LACK OF QUORUM AND
THAT THE SECOND CONVOCATION WILL BE HELD ON 22
DEC 2003. PLEASE AL SO NOTE THE NEW CUTOFF DATE.
IF YOU HAVE ALREADY SENT YOUR VOTES, PLEASE DO
NO T RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS . THANK YOU
- ------------------------------------------------------------------------------------------------------------------------------------
HON HAI PRECISION INDUSTRY CO LTD EGM Meeting Date: 12/24/2003
Issuer: Y36861105 ISIN: TW0002317005
SEDOL: 6438564
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE MERGER WITH AMBIT MICROSYSTEMS CORPORATION Management For
AND HON HAI PRECISION I NDUSTRY COMPANY LIMITED
2. APPROVE THE ISSUE OF NEW SHARES FOR MERGER Management For
3. AMEND THE ARTICLES OF INCORPORATION Management For
- ------------------------------------------------------------------------------------------------------------------------------------
GRUPO FINANCIERO BBVA BANCOMER SA DE CV, MEXICO EGM Meeting Date: 01/07/2004
Issuer: P49505145 ISIN: MX01GF360007
SEDOL: 2968786, 7405374
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE TO AMEND SEVERAL ARTICLES OF THE COMPANY Management For BYLAWS
IN ORDER TO COMPLY WIT H THE RESOLUTIONS
PROVIDED BY GENERAL RESOLUTION APPLICABLE TO SECURITIES ISS UERS AND
ALL OTHER SECURITIES MARKET PLAYERS , ISSUED BY THE NATIONAL SECURITI
ES AND BANKING COMMISSION AND PUBLISHED IN THE FEDERAL OFFICIAL
GAZETTE ON 19 MAR 2003
2. AUTHORIZE THE SPECIAL DELEGATES TO FORMALIZE Management For AND
EXECUTE THE RESOLUTIONS ADOPT ED BY THE MEETING
- ------------------------------------------------------------------------------------------------------------------------------------
GRANADA PLC EGM Meeting Date: 01/13/2004
Issuer: G4049Q100 ISIN: GB0008275660
SEDOL: 0827566, 2047209, 4195731
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
S.1 APPROVE : (A) THE SCHEME OF ARRANGMENT DATED Management For
08 DEC 2003 GRANADA SCHEME BETW EEN THE COMPANY AND THE HOLDERS OF
GRANADA SCHEMA SHARES; (B) FOR THE PURPOSE OF GIVING EFFECT TO THE
GRANADA SCHEME WITH OR SUBJECT TO ANY MODIFICATION, AD DITION OR
CONDITION APPROVED BY THE COURT: (I) THAT THE SHARE CAPITAL OF THE C
OMPANY BE REDUCED BY CANCELLING ALL THE GRANADA SCHEME SHARES; (II)
FORTHWITH AND CONTINGENTLY ON SUCH REDUCTION OF CAPITAL TAKING EFFECT
TO INCREASE THE SH ARE CAPITAL OF THE COMPANY TO ITS FORMER AMOUNT BY
THE CREATION OF SUCH NUMBER OF NEW ORDINARY SHARES OF 10 PENCE EACH AS
SHALL BE EQUAL TO THE NUMBER OF GR ANADA SCHEME SHARES CANCELLED AT
SUB-POINT (I) ABOVE AND TO APPLY THE RESERVE ARISING IN THE BOOKS OF
ACCOUNT OF THE COMPANY AS A RESULT OF THE CANCELLATION OF THE GRANADA
SCHEME SHARES BY PAYING UP IN FULL AT PAR THE NEW ORDINARY SHA RES OF
.10 PENCE EACH, SUCH NEW ORDINARY SHARES TO BE ALLOTTED, ISSUED AND
CRE DITED AS FULLY PAID TO ITV PLC AND/OR ITS NOMINEE(S) AND AUTHORIZE
THE DIRECTO RS OF THE COMPANY IN ACCORDANCE WITH SECTION 80 OF THE
COMPANIES ACT 1985 (THE ACT) TO GIVE EFFECT TO THIS RESOLUTION AND
ACCORDINGLY TO EFFECT THE ALLOTMEN T OF THE NEW ORDINARY SHARES UP TO
AN AGGREGATE NOMINAL AMOUNT OF SHARES OF GB P 300,000,000; AUTHORITY
EXPIRES ON 31 DEC 2004 ; (C) THE INCREASE OF THE AUT HORIZED SHARE
CAPITAL OF THE COMPANY FROM GBP 370,450,002 TO GBP 570,450,002 B Y THE
CREATION OF 200,000,000 REDEEMABLE SHARES OF GBP 1 EACH REDEEMABLE
SHAR ES HAVING THE RIGHTS AND BEING SUBJECT TO THE RESTRICTIONS SET
OUT IN THE COM PANY S ARTICLES OF ASSOCIATION AS AMENDED PURSUANT TO
THIS RESOLUTION; (D) TO AUTHORIZE THE DIRECTORS OF THE COMPANY, FOR
THE PURPOSES OF SECTION 80 OF THE ACT TO ALLOT UP TO 200,000,000
REDEEMABLE SHARES TO SHAREHOLDERS OF THE COMPAN Y ON THE BASIS OF THE
GRANADA SCHEME; (E) TO AMEND THE ARTICLES OF ASSOCIATION OF THE
COMPANY BY THE ADOPTION AND INCLUSION OF THE A NEW ARTICLE 168 AND BY
THE ADOPTION AND INCLUSION OF A NEW ARTICLE 4A CONTAINING THE RIGHTS
ATTACHING TO THE GRANADA REDEEMABLE SHARES AND THE RESTRICTIONS TO
WHICH THEY ARE SUBJE CT
2. APPROVE THE ITV APPROVED EXECUTIVE SHARE OPTION Management For SCHEME
APPROVED SCHEME AND A UTHORIZE THE DIRECTORS
TO DO ACTS AND THINGS WHICH THEY MAY CONSIDER
NECESSARY OR DESIRABLE TO CARRY THE APPROVED
SCHEME INTO EFFECT
3. APPROVE THE ITV UNAPPROVED EXECUTIVE SHARE OPTION Management For
SCHEME UNAPPROVED SCHEME A ND AUTHORIZE THE
DIRECTORS TO DO ACTS AND THINGS WHICH THEY MAY
CONSIDER NECES SARY OR DESIRABLE TO CARRY THE
APPROVED SCHEME INTO EFFECT
4. APPROVE THE ITV COMMITMENT SCHEME COMMITMENT Management For SCHEME AND
AUTHORIZE THE DIRECT ORS TO DO ACTS
AND THINGS WHICH THEY MAY CONSIDER NECESSARY
OR DESIRABLE TO CA RRY THE APPROVED SCHEME INTO
EFFECT
5. APPROVE THE ITV SAVINGS RELATED SHARE OPTION Management For SCHEME
SHARESAVE SCHEME AND AUT HORIZE THE
DIRECTORS TO DO ACTS AND THINGS WHICH THEY MAY
CONSIDER NECESSARY O R DESIRABLE TO CARRY THE
APPROVED SCHEME INTO EFFECT
6. APPROVE THE ITV SHARE INCENTIVE PLAN SIP AND Management For AUTHORIZE
THE DIRECTORS TO DO A CTS AND THINGS
WHICH THEY MAY CONSIDER NECESSARY OR DESIRABLE
TO CARRY THE APP ROVED SCHEME INTO EFFECT
7. AUTHORIZE THE DIRECTORS OF ITV PLC TO ESTABLISH Management For SUCH
NUMBER OF SUPPLEMENTS OR APPENDICES TO THE
APPROVED SCHEME, THE UNAPPROVED SCHEME, THE COMMITMENT SCHEM E, THE
SHARESAVE SCHEME AND THE SIP ITV SHARE SCHEMES OR SUCH OTHER EMPLOYEE
S SHARE SCHEMES IN RELATION TO ITV S ORDINARY SHARES FOR THE BENEFIT
OF EMPLO YEES OF ITV PLC (OR ANY OF ITS SUBSIDIARIES) WHO ARE RESIDENT
OR WORKING OUTSI DE THE UNITED KINGDOM PROVIDED THAT THE OVERALL
LIMITS ON THE NUMBER OF ITV OR DINARY SHARES WHICH MAY BE SUBSCRIBED
UNDER ALL ITV PLC S EMPLOYEES SHARE SCH EMES SHALL NOT BE INCREASED
THEREBY AND THAT ITV ORDINARY SHARES WHICH MAY BE SUBSCRIBED UNDER
SUCH SUPPLEMENTS, APPENDICES OR OTHER EMPLOYEES SHARE SCHEME S SHALL
COUNT TOWARDS THOSE LIMITS
- ------------------------------------------------------------------------------------------------------------------------------------
GRANADA PLC OGM Meeting Date: 01/13/2004
Issuer: G4049Q100 ISIN: GB0008275660
SEDOL: 0827566, 2047209, 4195731
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE SCHEME OF ARRANGEMENT Management For
* PLEASE NOTE THAT THIS IS A SCHEME MEETING. THANK Non-Voting Non-Vote Proposal
YOU
- ------------------------------------------------------------------------------------------------------------------------------------
SIEMENS AG AGM Meeting Date: 01/22/2004
Issuer: D69671218 ISIN: DE0007236101
SEDOL: 0798725, 4617008, 5727973, 5735222, 5735233, 5735288, 5750399, 5751615
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. PRESENTATION OF THE FINANCIAL STATEMENTS AND Management ANNUAL REPORT
FOR THE 2002/2003 F Y WITH THE
REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL
STATEMENTS AND THE GROUP ANNUAL REPORT
2. APPROVE THE APPROPRIATION OF THE DISTRIBUTABLE Management PROFIT OF
EUR 979,952,931.10 AS FOLLOWS: PAYMENT
OF A DIVIDEND OF EUR 1.10 PER ENTITLED NO-PAR SHARE AND THE DIVIDEND
ON THE SHARES HELD BY THE COMPANY SHALL BE CARRIED FORWARD; EX-DIVIDE
ND AND PAYABLE DATE: 23 JAN 2004
3. RATIFY THE ACTS OF THE BOARD OF MANAGING DIRECTORS Management
4. RATIFY THE ACTS OF THE SUPERVISORY BOARD Management
5. APPOINT KPMG, BERLIN AND FRANKFURT, AS THE AUDITORS Management FOR THE
2003/2004 FY
6. ELECT THE SUPERVISORY BOARD Management
7. AUTHORIZE THE COMPANY TO ACQUIRE OWN SHARES OF Management UP TO 10% OF
THE SHARE CAPITAL, ONCE OR MORE
THAN ONCE BETWEEN 01 MAR 04 AND 21 JUL 05 AND THE PRICE PAID FOR SUCH
SHARES SHALL DEVIATE NEITHER MORE THAN 10% FROM THEIR MARKET PRICE IF
TH EY ARE ACQUIRED THROUGH THE STOCK EXCHANGE, NOR MORE THAN 20% IF
THEY ARE ACQ UIRED THROUGH A REPURCHASE OFFER OR AN OFFER TO EXCHANGE
THE SHARES FOR INFINE ON SHARES AND TO RETIRE THE SHARES, TO USE THE
SHARES WITHIN THE SCOPE OF THE COMPANY S STOCK OPTION PLANS, TO OFFER
THE SHARES TO THE EMPLOYEES OF THE COMP ANY AND ITS AFFILIATES OR TO
BONDHOLDERS AND TO USE THE SHARES FOR REMUNERATIO N PURPOSES
8. AUTHORIZE THE BOARD OF MANAGING DIRECTORS TO Management INCREASE THE
SHARE CAPITAL BY UP TO EUR 600,000,000 THROUGH THE ISSUE OF UP TO
200,000,000 NEW REGISTERED
NO-PA R SHARES AGAINST CONTRIBUTIONS IN CASH AND/OR KIND, ONCE OR MORE
THAN ONCE ON OR BEFORE 21 JAN 09; SHAREHOLDERS SHALL BE GRANTED
SUBSCRIPTION RIGHTS EXCEPT FOR A CAPITAL INCREASE AGAINST
CONTRIBUTIONS IN KIND, FOR RESIDUAL AMOUNTS, IN ORDER TO GRANT SUCH
RIGHTS TO BONDHOLDERS AND FOR A CAPITAL INCREASE AGAINST CONTRIBUTIONS
IN CASH OF UP TO 10% OF THE SHARE CAPITAL IF THE SHARES ARE ISSU ED AT
A PRICE NOT MATERIALLY BELOW THEIR MARKET PRICE AND THE AUTHORIZED
CAPIT AL 2001/I AND 2003 SHALL BE REVOKED AND AMEND THE CORRESPONDING
ARTICLES OF AS SOCIATION
9. AUTHORIZE THE BOARD OF MANAGING DIRECTORS TO Management ISSUE BONDS OF
UP TO EUR 11,250,0 00,000 CONFERRING
CONVERTIBLE OR OPTION RIGHTS FOR NEW SHARES OF THE COMPANY, ONCE OR
MORE THAN ONCE ON OR BEFORE 21 JAN 09; SHAREHOLDERS SHALL BE GRANTED S
UBSCRIPTION RIGHTS EXCEPT FOR THE ISSUE OF BONDS AT A PRICE NOT
MATERIALLY BEL OW THEIR THEORETICAL MARKET VALUE, FOR RESIDUAL AMOUNTS
AND IN ORDER TO GRANT SUCH RIGHTS TO HOLDERS OF CONVERTIBLE OR OPTION
RIGHTS; AND THE COMPANY S SHAR E CAPITAL SHALL BE INCREASED
ACCORDINGLY BY UP TO EUR 733,527,750 THROUGH THE ISSUE OF UP TO
244,509,250 REG. NO-PAR SHARES, INSOFAR AS CONVERTIBLE OR OPTIO N
RIGHTS ARE EXERCISED CONTINGENT CAPITAL 2004 AND THE EXISTING
AUTHORIZATIO N AND THE CORRESPONDING CONTINGENT CAPITAL 2003 SHALL BE
REVOKED; AND AMEND TH E CORRESPONDING ARTICLES OF ASSOCIATION
* PLEASE NOTE THAT THIS IS A REVISION TO REFLECT Non-Voting
THAT SIEMENS AG SHARES ARE IS SUED IN REGISTERED
FORM AND AS SUCH DO NOT REQUIRE SHARE BLOCKING
IN ORDER TO ENTITLE YOU TO VOTE. IF YOU HAVE
ALREADY SENT YOUR VOTES, PLEASE DO NOT RETUR
N THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
- ------------------------------------------------------------------------------------------------------------------------------------
COMPASS GROUP PLC AGM Meeting Date: 02/16/2004
Issuer: G23296182 ISIN: GB0005331532
SEDOL: 0533153
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND APPROVE ADOPT THE FINANCIAL STATEMENTS Management For OF
THE COMPANY FOR THE FYE 30 SEP 2003 AND THE
REPORTS OF THE DIRECTORS AND THE AUDITORS
2. APPROVE THE REMUNERATION COMMITTEE S REPORT FOR Management For THE FYE
30 SEP 2003
3. DECLARE A FINAL DIVIDEND ON THE COMPANY S ORDINARY Management For
SHARES FOR THE FYE 30 SEP 2 003
4. RE-ELECT MR. MICHAEL BAILEY AS A DIRECTOR Management For
5. RE-ELECT MR. DENIS P. CASSIDY AS A DIRECTOR Management For
6. RE-ELECT SIR FRANCIS H. MACKAY AS A DIRECTOR Management For
7. RE-APPOINT DELOITTE & TOUCHE LLP AS THE AUDITORS Management For
8. AUTHORIZE THE DIRECTORS TO DETERMINE THE AUDITORS Management For
REMUNERATION
9. AUTHORIZE THE COMPANY AND ANY COMPANY WHICH IS Management For OR
BECOMES A SUBSIDIARY OF THE COMPANY DURING THE PERIOD TO WHICH THIS
RESOLUTION RELATES,
TO MAKE DONATIONS TO EU POLITICAL ORGANIZATION AND TO INCUR EU
POLITICAL EXPENDITURE UP TO A MAX IMUM AGGREGATE AMOUNT OF GBP
125,000; AUTHORITY EXPIRES AT THE CONCLUSION OF THE NEXT AGM
10. APPROVE TO AMEND THE RULES OF THE COMPASS GROUP Management For UK
SAVING-RELATED SHARE OPTION SCHEME, THE COMPASS
GROUP SHARE OPTION SCHEME PLAN, THE COMPASS GROUP MANAGEM ENT SHARE
OPTION PLAN AND THE COMPASS GROUP LONG-TERM INCENTIVE PLAN AND AUTHO
RIZE THE DIRECTORS TO TAKE ALL ACTIONS WHICH THEY CONSIDER NECESSARY
OR EXPEDI ENT IN CONNECTION WITH THE IMPLEMENTATION OF THE AMENDMENTS
S.11 AUTHORIZE THE DIRECTORS, PURSUANT TO SECTION Management For
95 OF THE COMPANIES ACT 1985, TO ALLOT EQUITY
SECURITIES SECTION 94(2) AND SECTION 94(3A)
FOR CASH PURSUANT T O THE AUTHORITY CONFERRED BY RESOLUTION 7 OF AGM
OF THE COMPANY HELD ON 15 FEB 2002, DISAPPLYING THE STATUTORY
PRE-EMPTION RIGHTS SECTION 89(1) , PROVIDED THAT THIS POWER IS LIMITED
TO THE ALLOTMENT OF EQUITY SECURITIES: I) IN CONNEC TION WITH A RIGHTS
ISSUE IN FAVOR OF ORDINARY SHAREHOLDERS; II) UP TO AN AGGRE GATE
NOMINAL AMOUNT OF GBP 10.8 MILLION CONSISTING OF 108 MILLION ORDINARY
SHA RES OF 10 PENCE EACH IN THE CAPITAL OF THE COMPANY; AUTHORITY
EXPIRES THE EAR LIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY
OR 15 MAY 2005 ; AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES AFTER
THE EXPIRY OF THIS AUTHORITY IN P URSUANCE OF SUCH AN OFFER OR
AGREEMENT MADE PRIOR TO SUCH EXPIRY
S.12 AUTHORIZE THE DIRECTORS, PURSUANT TO ARTICLE Management For
45 OF THE COMPANY S ARTICLES OF A SSOCIATION
AND IN ACCORDANCE WITH SECTION 166 OF THE COMPANIES ACT 1985, TO MA KE
MARKET PURCHASES SECTION 163 OF UP TO 216,887,191 10% OF THE COMPANY S
I SSUED ORDINARY SHARE CAPITAL AS AT 01 DEC 2004 ORDINARY SHARES OF 10
PENCE EA CH IN THE CAPITAL OF THE COMPANY, AT A MINIMUM PRICE
EXCLUSIVE OF EXPENSES O F 10 PENCE AND UP TO EXCLUSIVE OF EXPENSES
105% OF THE AVERAGE MIDDLE MARKET QUOTATIONS FOR AN ORDINARY SHARE
DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE
PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES THE EARL IER OF THE
CONCLUSION OF THE NEXT AGM OF THE COMPANY OR 15 AUG 2005 ; THE COMP
ANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY
SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH
EXPIRY
- ------------------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG, BASEL AGM Meeting Date: 02/24/2004
Issuer: H5820Q150 ISIN: CH0012005267
SEDOL: 7103065
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Swiss Register BE
NOTIFIED TO THE COMPANY REG ISTRAR AS BENEFICIAL
OWNER BEFORE THE RECORD DATE. PLEASE ADVISE
US NOW IF YO U INTEND TO VOTE. NOTE THAT THE
COMPANY REGISTRAR HAS DISCRETION OVER GRANTIN
G VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE,
A SECOND NOTIFICATION WILL BE ISSUED REQUESTING
YOUR VOTING INSTRUCTIONS
- ------------------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG, BASEL AGM Meeting Date: 02/24/2004
Issuer: H5820Q150 ISIN: CH0012005267 BLOCKING
SEDOL: 7103065
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE ANNUAL REPORT, THE FINANCIAL STATEMENTS Management OF
NOVARTIS AG AND THE GRO UP CONSOLIDATED FINANCIAL
STATEMENTS FOR THE YEAR 2003
2. APPROVE THE ACTIVITIES OF THE BOARD OF DIRECTORS Management
3. APPROVE THE APPROPRIATION OF AVAILABLE EARNINGS Management OF NOVARTIS
AG AS PER BALANCE SHEET AND DECLARE A DIVIDEND PAYMENT OF CHF
2,526,705,981 IS EQUIVALENT
TO A G ROSS DIVIDEND OF CHF 1.00 PER REGISTERED
SHARES OF CHF 0.50 NOMINAL VALUE ENTI TLED TO
DIVIDENDS
4. APPROVE TO ALLOCATE THE GENERAL RESERVES AS PER Management BALANCE
SHEET OF 31 DEC 2003 T HE AMOUNTS OF
CHF 360,890,000 TO THE FREE RESERVES
5. APPROVE TO REDUCE THE SHARE CAPITAL BY CHF 12,130,000 Management FROM
CHF 1,400,735,000 T O CHF 1,388,605,000
THAT THE CORRESPONDING NUMBER OF REGISTERED SHARES FOR SUB SEQUENTLY
CANCELLED AND THAT THE RELEVANT CLAUSE IN THE ARTICLE OF INCORPORATI
ON BE AMENDED; AND AMEND ARTICLE 4 OF THE ARTICLES OF INCORPORATION
6. AUTHORIZE THE BOARD OF DIRECTORS: I) TO LAUNCH Management A FOURTH
SHARE REPURCHASE PROGR AM TO A MAXIMUM
AMOUNT OF CHF 3 BILLION, WITH THE AIM OF CANCELING THE SHARES BOUGHT
BACK AND II) TO REPURCHASE FOR CANCELLATION OWN SHARES BEYOND THE
LIMIT OF 10% OF THE SHARE CAPITAL OF THE NOVARTIS AG IN THE COURSE OF
EITHER THE CO MPLETION EXISTING THIRD SHARE REPURCHASE PROGRAM OF CHF
4 BILLION OR THE IMPLE MENTATION OF THE FOURTH PROGRAM
7. AMEND THE ARTICLE 21 PARAGRAPH 3 OF THE ARTICLES Management
OF INCORPORATION
8.1 APPROVE THE RESIGNATION OF MR. WALTER G. FREHNER Management
AND MR. HEINI LIPPUNER FROM T HE BOARD OF DIRECTORS
8.2a RE-ELECT PROF. DR. HELMUT SIHLER AS A DIRECTOR Management
FOR A PERIOD OF 3 YEARS
8.2b RE-ELECT MR. HANS-JORG RUDLOFF AS A DIRECTOR Management
FOR A PERIOD OF 3 YEARS
8.2c RE-ELECT MR. DE DANIEL VASELLA AS A DIRECTOR Management
FOR A PERIOD OF 3 YEARS
9. APPROVE THE RETENTION OF THE CURRENT AUDITORS Management OF NOVARTIS
AG AND GROUP AUDITOR S, PRICEWATERHOUSECOOPERS
AG FOR A FURTHER YEAR
* PLEASE NOTE THAT THIS IS PART II OF THE MEETING Non-Voting PROCESSED
UNDER MI 122233 INCL UDING THE AGENDA.
THANK YOU
- ------------------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD AGM Meeting Date: 02/27/2004
Issuer: Y74718100 ISIN: KR7005930003
SEDOL: 6771720
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE FINANCIAL STATEMENT, THE BALANCE Management For SHEET, THE
PROPOSED DISPOSITION O F RETAINED
EARNING, THE STATEMENT OF PROFIT AND LOSS AND
KRW 5,000 PER 1 COMMO N SHARE AND KRW 5,050 PER
1 PREFERRED SHARE
2.1 ELECT AN EXTERNAL DIRECTOR Management For
2.2 ELECT THE AUDITORS Management For
2.3 ELECT AN INTERNAL DIRECTOR Management For
3. APPROVE THE REMUNERATION LIMIT FOR DIRECTORS Management For
- ------------------------------------------------------------------------------------------------------------------------------------
LG ELECTRONICS INC AGM Meeting Date: 03/12/2004
Issuer: Y5275H177 ISIN: KR7066570003
SEDOL: 6520739
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE FINANCIAL STATEMENTS EXPECTED CASH Management For
DIVIDEND: KRW 1,250 PER 1 ORDI NARY SHARE, KRW
1,300 PER 1 PREFERRED SHARE
2. APPROVE THE PARTIAL AMENDMENT TO ARTICLES OF INCORPORATION Management
For
3. ELECT NEW OUTSIDE DIRECTORS Management For
4. ELECT NEW AUDIT COMMITTEE MEMBERS Management For
5. APPROVE THE DECISION OF LIMIT OF REMUNERATION Management For FOR
DIRECTORS
6. APPROVE THE SEVERANCE PAYMENT FOR DIRECTORS Management Against
- ------------------------------------------------------------------------------------------------------------------------------------
POSCO AGM Meeting Date: 03/12/2004
Issuer: Y70334100 ISIN: KR7005490008
SEDOL: 6693233
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting Non-Vote
Proposal # 122864 DUE TO THE ADDITIONA L RESOLUTIONS.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1. APPROVE THE FINANCIAL STATEMENTS/CASH DIVIDEND Management For KRW
5,000 FOR 1 COMMON SHARE
2.1 APPROVE THE PARTIAL AMENDMENT TO THE ARTICLES Management For
OF INCORPORATION AS FOLLOWS: IND UCTION OF ACCUMULATIVE
VOTING
2.2 APPROVE THE PARTIAL AMENDMENT TO THE ARTICLES Management For
OF INCORPORATION AS FOLLOWS: IMP ROVEMENT OF
CORPORATE GOVERNANCE
3.1 ELECT OUTSIDE DIRECTORS Management For
3.2 ELECT OUTSIDE DIRECTORS AS AUDIT COMMITTEE MEMBERS Management For
3.3 ELECT STANDING DIRECTORS Management For
4. APPROVE THE CEILING AMOUNT OF TOTAL REMUNERATION Management For FOR
THE DIRECTORS FOR THE FIS CAL YEAR 2004
- ------------------------------------------------------------------------------------------------------------------------------------
STORA ENSO OYJ, HELSINKI OGM Meeting Date: 03/18/2004
Issuer: X21349117 ISIN: FI0009005961
SEDOL: 5072673, 5315204, 5660562
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting Non-Vote Proposal
* IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting Non-Vote Proposal
OWNER SIGNED POWER OF AT TORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION
S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECT ED. SHOULD YOU
HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESE NTATIVE AT ADP. THANK YOU
1. APPROVE, PURSUANT TO ARTICLE 14 OF THE ARTICLES Management For OF
ASSOCIATION OF THE COMPANY, THE MATTERS TO
BE RESOLVED AND TO PAY A DIVIDEND OF EUR 0.45
PER SHARE
2. APPROVE TO REDUCE THE SHARE CAPITAL OF THE COMPANY Management For
THROUGH THE CANCELLATION OF THE SHARES HELD BY
THE COMPANY
3. AUTHORIZE THE BOARD OF DIRECTORS TO REPURCHASE Management For SHARES
IN THE COMPANY
4. AUTHORIZE THE BOARD OF DIRECTORS TO DISPOSE OF Management For SHARES
HELD BY THE COMPANY
- ------------------------------------------------------------------------------------------------------------------------------------
NOKIA OYJ AGM Meeting Date: 03/25/2004
Issuer: X61873133 ISIN: FI0009000681
SEDOL: 0083443, 0654504, 5902941, 5945418, 5946154, 5946455
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE MATTERS PERTAINING TO ARTICLE 12 Management For OF THE
ARTICLES OF ASSOCIATION AN D PAYMENT OF
DIVIDEND OF EUR 0.30 PER SHARE
2. APPROVE TO REDUCE THE SHARE CAPITAL OF THE COMPANY Management For BY A
MINIMUM OF EUR 5,668,7 10 AND A MAXIMUM
OF EUR 8,760,000 THROUGH THE CANCELLATION OF A MINIMUM OF 94, 478,500
AND A MAXIMUM OF 146,000,000 SHARES HELD BY THE COMPANY PRIOR TO THE A
GM BY THE TRANSFER OF THE AGGREGATE PAR VALUE OF THE SHARES TO BE
CANCELLED FR OM THE SHARE CAPITAL TO THE SHARE PREMIUM CAPITAL, THE
RESULTING REDUCTION NOT AFFECTING THE SHAREHOLDERS EQUITY OF THE
COMPANY OR THEIR VOTING POWER
3. AUTHORIZE THE BOARD OF DIRECTORS BOARD TO INCREASE Management For THE
SHARE CAPITAL OF THE COMPANY UP TO EUR 55,500,000
BY ISSUING NEW SHARES, STOCK OPTIONS OR CONVERTIB LE BONDS IN ONE OR
MORE ISSUES, RESULTING IN THE CREATION OF AN AGGREGATE MAXI MUM OF
925,000,000 NEW SHARES, EACH WITH A PAR VALUE OF 6 CENTS
ON THE PRESCR IBED TERMS AND CONDITIONS OF WHICH UP TO EUR 3,000,000
MAY RESULT FROM INCENT IVE PLANS; AUTHORIZE THE BOARD TO DISAPPLY THE
SHAREHOLDERS PRE-EMPTIVE RIGHTS CONDITIONAL UPON THE EXISTENCE OF
IMPORTANT FINANCIAL GROUNDS SUCH AS FINANCI NG OR CARRYING OUT OF AN
ACQUISITION OR ANOTHER ARRANGEMENT, OR GRANTING INCEN TIVES TO
SELECTED MEMBERS OF THE PERSONNEL, THE SHARE SUBSCRIPTION BEING IN CA
SH OR IN KIND; AUTHORITY IS VALID FROM 28 MAR 2004 TO 25 MAR 2005
4. AUTHORIZE THE BOARD TO REPURCHASE A MAXIMUM OF Management For
230,000,000 SHARES WITH A PAR V ALUE OF 6 CENTS,
BY USING FUNDS AVAILABLE FOR DISTRIBUTION OF PROFITS, EITHER BY: A) A
TENDER OFFER MADE TO ALL THE SHAREHOLDERS ON EQUAL TERMS AND FOR AN E
QUAL PRICE; OR B) THROUGH PUBLIC TRADING IN WHICH CASE THE SHARES BE
REPURCHAS ED IN ANOTHER PROPORTION THAN THAT OF HOLDINGS OF THE
CURRENT SHAREHOLDERS, AF TER WHICH THE COMPANY MAY ENTER INTO
DERIVATIVE, SHARE LENDING OR OTHER ARRANG EMENTS WITHIN THE APPLICABLE
REGULATORY LIMITS, THE REPURCHASE PRICE BEING BAS ED ON THE MARKET
PRICE OF THE SHARE IN PUBLIC TRADING, IN ORDER TO DEVELOP THE CAPITAL
STRUCTURE OF THE COMPANY, TO FINANCE OR CARRY OUT ACQUISITIONS OR OTH
ER ARRANGEMENTS, TO GRANT INCENTIVES TO SELECTED MEMBERS OF THE
PERSONNEL OR I N CONNECTION WITH THESE, TO BE TRANSFERRED IN OTHER
WAYS, OR TO BE CANCELLED R ESULTING IN A REDUCTION IN THE COMPANY S
DISTRIBUTABLE PROFIT; AUTHORITY IS V ALID FROM 28 MAR 2004 TO 25 MAR
2005
5. AUTHORIZE THE BOARD TO DISPOSE A MAXIMUM OF 230,000,000 Management For
SHARES WITH A PAR VALU E OF 6 CENTS AS THEY MAY
DEEM FIT AND TO DISPOSE THE SHARES IN ANOTHER PROPORT ION THAN THAT OF
THE SHAREHOLDERS PRE-EMPTIVE RIGHTS, CONDITIONAL UPON THE EX ISTENCE
OF IMPORTANT FINANCIAL GROUNDS SUCH AS FINANCING OR CARRYING OUT OF AN
ACQUISITION OR ANOTHER ARRANGEMENT, OR GRANTING INCENTIVES TO SELECTED
MEMBER S OF THE PERSONNEL OR THROUGH PUBLIC TRADING ON THE EXCHANGES
THE RULES OF WHI CH ALLOW COMPANIES TO TRADE IN THEIR OWN SHARES;
AUTHORITY IS VALID FROM 28 M AR 2004 TO 25 MAR 2005
6. APPROVE TO INCREASE THE CAPITAL OF THE FOUNDATION Management For OF
NOKIA CORPORATION BY EUR 5,000,000 TO BE USED
TO SUPPORT THE SCIENTIFIC DEVELOPMENT OF INFORMATION
AND TELECOMMUNICATIONS TECHNOLOGIES AND TO PROMOTE
EDUCATION IN THE SECTOR
* IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting Non-Vote Proposal
OWNER SIGNED POWER OF A TTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIO
NS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECT ED. SHOULD YOU
HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESE NTATIVE AT ADP. THANK YOU.
* PLEASE NOTE THE REVISED WORDING OF THE RESOLUTIONS. Non-Voting Non-Vote Proposal
THANK YOU
- ------------------------------------------------------------------------------------------------------------------------------------
ROYAL PHILIPS ELECTRONICS NV, EINDHOVEN AGM Meeting Date: 03/25/2004
Issuer: N6817P109 ISIN: NL0000009538 BLOCKING
SEDOL: 0852643, 4183037, 4197726, 4200572, 5986622
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. OPENING Non-Voting
2. APPROVE THE ANNUAL REPORT, THE DIVIDEND AND THE Management DISCHARGE
3. APPROVE THE COMPOSITION OF THE SUPERVISORY BOARD Management
4. APPROVE THE REMUNERATION OF THE BOARD OF MANAGEMENT Management
5. GRANT AUTHORITY TO ISSUE SHARES Management
6. GRANT AUTHORITY TO ACQUIRE SHARES IN THE COMPANY Management
7. GRANT AUTHORITY TO FIX THE REGISTRATION DATE Management
8. ANY OTHER BUSINESS Other
9. CLOSING Non-Voting
- ------------------------------------------------------------------------------------------------------------------------------------
ROYAL PHILIPS ELECTRONICS NV, EINDHOVEN AGM Meeting Date: 03/25/2004
Issuer: N6817P109 ISIN: NL0000009538 BLOCKING
SEDOL: 0852643, 4183037, 4197726, 4200572, 5986622
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting # 124941
DUE TO CHANGE IN THE MEETING DATE.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1. OPENING Non-Voting
2.a PROPOSAL TO ADOPT THE 2003 FINANCIAL STATEMENTS Management
2.b EXPLANATION OF CORPORATE GOVERNANCE STRUCTURE Non-Voting
2.c EXPLANATION OF POLICY ON ADDITIONS TO RESERVES Non-Voting
AND DIVIDENDS
2.d PROPOSAL TO ADOPT A DIVIDEND OF EUR 0.36 PER Management
COMMON SHARE
2.e PROPOSAL TO DISCHARGE THE MEMBERS OF THE BOARD Management
OF MANAGEMENT FOR THEIR RESPONS IBILITIES
2.f PROPOSAL TO DISCHARGE THE MEMBERS OF THE SUPERVISORY Management
BOARD FOR THEIR RESPONSIB ILITIES
3.a PROPOSAL TO RE-APPOINT MR. K.A.L.M. VAN MIERT Management
AS A MEMBER OF THE SUPERVISORY B OARD OF THE
COMPANY WITH EFFECT FROM MARCH 25, 2004
3.b PROPOSAL TO APPOINT MR. E. KIST AS A MEMBER OF Management
THE SUPERVISORY BOARD OF THE CO MPANY WITH EFFECT
FROM JULY 1, 2004
4.a PROPOSAL TO ADOPT THE REMUNERATION POLICY FOR Management
THE BOARD OF MANAGEMENT
4.b PROPOSAL TO ALLOCATE THE POOL OF STOCK OPTIONS Management
AND RESTRICTED SHARES TO BE GRA NTED TO MEMBERS
OF THE BOARD OF MANAGEMENT
5. PROPOSAL TO AUTHORIZE THE BOARD OF MANAGEMENT Management FOR A PERIOD
OF 18 MONTHS, AS OF MARCH 25, 2004,
AS THE BODY WHICH IS AUTHORIZED TO DECIDE, WITH THE APPROVAL OF THE
SUPERVISORY BOARD AND THE MEETING OF PRIORITY SHAREHOLDERS, TO ISSUE
SH ARES OR RIGHTS TO SHARES WITHIN THE LIMITS LAID DOWN IN THE
ARTICLES OF ASSOCI ATION, AS WELL AS TO RESTRICT OR EXCLUDE THE
PRE-EMPTION RIGHT ACCRUING TO SHA REHOLDERS. THIS AUTHORIZATION WILL
BE LIMITED TO 10% OF THE ISSUED CAPITAL PLU S 10% OF THE ISSUED
CAPITAL IN CONNECTION WITH OR ON THE OCCASION OF MERGERS A ND
ACQUISITIONS.
6. PROPOSAL TO AUTHORIZE THE BOARD OF MANAGEMENT Management FOR A PERIOD
OF 18 MONTHS, AS OF MARCH 25, 2004,
WITHIN THE LIMITS OF THE LAW AND THE ARTICLES OF ASSOCIATION, TO
ACQUIRE FOR VALUABLE CONSIDERATION, ON THE STOCK EXCHANGE OR
OTHERWISE, SH ARES IN THE COMPANY AT A PRICE BETWEEN, ON THE ONE HAND,
AN AMOUNT EQUAL TO TH E PAR VALUE OF THE SHARES AND, ON THE OTHER
HAND, AN AMOUNT EQUAL TO 110% OF T HE MARKET PRICE OF THESE SHARES ON
THE OFFICIAL SEGMENT OF EURONEXT AMSTERDAM N.V. S STOCK MARKET
(EURONEXT AMSTERDAM); THE MARKET PRICE BEING THE AVERAGE O F THE
HIGHEST PRICE ON EACH OF THE FIVE DAYS OF TRADING PRIOR TO THE DATE OF
A CQUISITION, AS SHOWN IN THE OFFICIAL PRICE LIST OF EURONEXT
AMSTERDAM.
7. PROPOSAL TO AUTHORIZE THE BOARD OF MANAGEMENT Management FOR A PERIOD
OF 18 MONTHS, AS OF MARCH 25, 2004,
TO DETERMINE WITHIN THE LIMITS OF THE LAW, UPON CONVENING A G ENERAL
MEETING OF SHAREHOLDERS OF THE COMPANY, THAT THOSE PERSONS WHO ARE
REGI STERED IN A REGISTER AND ON A DATE SPECIFIED BY THE BOARD OF
MANAGEMENT HAVE T O BE CONSIDERED AS ENTITLED TO PARTICIPATE IN AND TO
VOTE AT SUCH MEETING.
8. ANY OTHER BUSINESS Non-Voting
9. CLOSING Non-Voting
* PLEASE NOTE THAT BLOCKING CONDITIONS FOR VOTING Non-Voting
AT THIS GENERAL MEETING ARE RE LAXED. BLOCKING
PERIOD ENDS ONE DAY AFTER THE REGISTRATION DATE
SET ON 18 MAR 2004. SHARES CAN BE TRADED THEREAFTER.
THANK YOU.
- ------------------------------------------------------------------------------------------------------------------------------------
ALPHA BANK SA AGM Meeting Date: 03/30/2004
Issuer: X1687N119 ISIN: GRS015013006 BLOCKING
SEDOL: 4235864, 5437517
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE APPROVE THE 31 DEC 03 BALANCE SHEET AND Management THE
FINANCIAL STATEMENTS ACCOM PANIED BY THE
REPORTS OF THE BOARD OF DIRECTORS AND OF THE
CHARTERED ACCOUNTAN TS
2. GRANT DISCHARGE TO THE BOARD OF DIRECTORS MEMBERS Management AND TO
THE CHARTERED ACCOUNT ANTS OF ANY LIABILITY
FOR THE DECISION OF THE FY 2003
3. ELECT THE REGULAR CHARTERED ACCOUNTANTS AND THEIR Management
REPLACEMENTS FOR THE FY 2004 AND APPROVE THEIR
EMOLUMENT
4. APPROVE THE TRANSFORMATION BALANCE SHEETS DATED Management 31 MAR 03
AND 06 JUN 03 OF THE COMPANIES ALPHA HOLDINGS ROMANIA SA AND ALPHA
INVEST SA RESPECTIVELY, ACCOMPA NIED BY THE RELEVANT FINANCIAL
STATEMENTS
5. GRANT DISCHARGE TO THE BOARD OF DIRECTORS MEMBERS Management AND OF
THE REGULAR CHARTERED ACCOUNTANTS OF THE
COMPANIES ALPHA HOLDINGS ROMANIA AND ALPHA INVEST RESPECTI VELY FOR
THE FINANCIAL PERIODS FORM 01 JAN 2003 UP TO 24 N OV 2003 AND FROM 01
JAN 2003 UP TO 28 NOV 2003 RESPECTIVELY
6. AMEND ARTICLE 5 OF THE ARTICLES OF ASSOCIATION, Management RESULTING
FROM THE EXERCISE OF PREEMPTIVE RIGHTS
7. APPROVE THE CAPITAL INCREASE BY THE CAPITALIZATION Management OF THE
SURPLUS VALUE DERIVI NG FROM THE ADJUSTMENT
OF THE COMPANY S FIXED ASSETS LAW 3229/2004
AND/OR FR OM THE CAPITALIZATION OF RESERVES
AND THE DISTRIBUTION OF SHARES AND/OR MODIFI CATION OF THE NOMINAL
VALUE OF THE EXISTING SHARES AND THE IRREVOCABLE ORDER T O THE BOARD
OF DIRECTORS FOR THE ARRANGEMENT OF DISTRIBUTION OF ANY FRACTIONAL
RIGHTS
8. AMEND ARTICLE 5 OF THE ARTICLES OF ASSOCIATION Management CONCERNING
THE SHARE CAPITAL DU E TO THE AFOREMENTIONED
CAPITAL INCREASE
9. APPROVE A PURCHASE OF THE COMPANY S OWN SHARES Management PROGRAM
ACCORDING TO ARTICLE 16 PARAGRAPH 5 OF
THE LAW 2190/1920
10. AMEND ARTICLES 15, 17 AND 20 OF THE ARTICLES Management OF ASSOCIATION
IN ORDER FOR THE B OARD OF DIRECTORS
TO HAVE THE AUTHORITY TO ISSUE CORPORATE BONDS
IN CONFORMITY WITH THE STIPULATION OF THE ARTICLE
1 PARAGRAPH 2 OF THE LAW 3156/2003
11. APPROVE THE BOARD OF DIRECTORS REMUNERATION Management
12. AUTHORIZE THE BOARD MEMBERS OR THE GENERAL MANAGEMENT Management OR
THE MANAGERS TO PARTI CIPATE TO BOARD OF DIRECTORS
OR THE MANAGEMENT OF THE GROUP OF COMPANIES HAVIN
G THE SAME OR SIMILAR AIMS
- ------------------------------------------------------------------------------------------------------------------------------------
BRIDGESTONE CORP AGM Meeting Date: 03/30/2004
Issuer: J04578126 ISIN: JP3830800003
SEDOL: 5476402, 6132101
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For
DIVIDENDS: INTERIM JY 8, FINAL JY 8, SPECIAL
JY 0
2 AUTHORIZE SHARE REPURCHASE PROGRAM Management For
3 AMEND ARTICLES TO: AUTHORIZE SHARE REPURCHASES Management For
AT BOARD S DISCRETION
4 ELECT DIRECTOR Management For
5.1 APPOINT INTERNAL STATUTORY AUDITOR Management Against
5.2 APPOINT INTERNAL STATUTORY AUDITOR Management For
6 APPROVE RETIREMENT BONUSES FOR DIRECTOR AND STATUTORY Management Against
AUDITOR
7 APPROVE EXECUTIVE STOCK OPTION PLAN Management For
- ------------------------------------------------------------------------------------------------------------------------------------
CANON INC AGM Meeting Date: 03/30/2004
Issuer: J05124144 ISIN: JP3242800005
SEDOL: 5485271, 6172323
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For
DIVIDENDS: INTERIM JY 15, FINAL JY 35, SPECIAL
JY 0
2 AMEND ARTICLES TO: AUTHORIZE SHARE REPURCHASES Management For
AT BOARD S DISCRETION
3.1 ELECT DIRECTOR Management For
3.2 ELECT DIRECTOR Management For
3.3 ELECT DIRECTOR Management For
3.4 ELECT DIRECTOR Management For
3.5 ELECT DIRECTOR Management For
3.6 ELECT DIRECTOR Management For
3.7 ELECT DIRECTOR Management For
3.8 ELECT DIRECTOR Management For
3.9 ELECT DIRECTOR Management For
3.10 ELECT DIRECTOR Management For
3.11 ELECT DIRECTOR Management For
3.12 ELECT DIRECTOR Management For
3.13 ELECT DIRECTOR Management For
3.14 ELECT DIRECTOR Management For
3.15 ELECT DIRECTOR Management For
3.16 ELECT DIRECTOR Management For
3.17 ELECT DIRECTOR Management For
3.18 ELECT DIRECTOR Management For
3.19 ELECT DIRECTOR Management For
3.20 ELECT DIRECTOR Management For
3.21 ELECT DIRECTOR Management For
3.22 ELECT DIRECTOR Management For
3.23 ELECT DIRECTOR Management For
3.24 ELECT DIRECTOR Management For
3.25 ELECT DIRECTOR Management For
3.26 ELECT DIRECTOR Management For
3.27 ELECT DIRECTOR Management For
4.1 APPOINT INTERNAL STATUTORY AUDITOR Management For
4.2 APPOINT INTERNAL STATUTORY AUDITOR Management For
4.3 APPOINT INTERNAL STATUTORY AUDITOR Management Against
5 APPOINT ADDITIONAL EXTERNAL AUDITOR Management For
6 APPROVE RETIREMENT BONUSES FOR DIRECTORS AND Management For
STATUTORY AUDITORS
7 APPROVE ADJUSTMENT TO AGGREGATE COMPENSATION Management For
CEILING FOR DIRECTORS AND STATUTORY AUDITORS
- ------------------------------------------------------------------------------------------------------------------------------------
KIRIN BREWERY CO LTD AGM Meeting Date: 03/30/2004
Issuer: 497350108 ISIN: JP3258000003
SEDOL: 0494164, 4510981, 5737499, 6493745
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For
DIVIDENDS: INTERIM JY 6, FINAL JY 6, SPECIAL
JY 0
2 AMEND ARTICLES TO: EXPAND BUSINESS LINES - AUTHORIZE Management For
SHARE REPURCHASES AT BOARD S DISCRETION
3.1 ELECT DIRECTOR Management For
3.2 ELECT DIRECTOR Management For
3.3 ELECT DIRECTOR Management For
3.4 ELECT DIRECTOR Management For
3.5 ELECT DIRECTOR Management For
3.6 ELECT DIRECTOR Management For
3.7 ELECT DIRECTOR Management For
3.8 ELECT DIRECTOR Management For
3.9 ELECT DIRECTOR Management For
3.10 ELECT DIRECTOR Management For
4 APPOINT INTERNAL STATUTORY AUDITOR Management Against
5 APPROVE RETIREMENT BONUSES FOR DIRECTORS AND Management Against
STATUTORY AUDITOR
- ------------------------------------------------------------------------------------------------------------------------------------
TELEFON AB L.M.ERICSSON OGM Meeting Date: 04/06/2004
Issuer: W26049119 ISIN: SE0000108656 BLOCKING
SEDOL: 0615642, 4303095, 4321558, 4411200, 5009972, 5179723, 5959378, 5962967, 5967360, 7527267
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
* IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting Non-Vote Proposal
OWNER SIGNED POWER OF A TTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIO
NS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECT ED. SHOULD YOU
HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESE NTATIVE AT ADP. THANK YOU.
* PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting Non-Vote Proposal
* ELECT THE CHAIRMAN OF THE MEETING Non-Voting Non-Vote Proposal
* APPROVE THE VOTING LIST Non-Voting Non-Vote Proposal
* APPROVE THE AGENDA OF THE MEETING Non-Voting Non-Vote Proposal
* DETERMINE WHETHER THE MEETING HAS BEEN PROPERLY Non-Voting Non-Vote Proposal
ANNOUNCED
* ELECT 2 PERSONS TO APPROVE THE MINUTES Non-Voting Non-Vote Proposal
* RECEIVE THE ANNUAL REPORT, THE AUDITORS REPORT, Non-Voting Non-Vote Proposal
THE CONSOLIDATED ACCOUNTS AND THE AUDITORS REPORT
ON THE CONSOLIDATED ACCOUNTS; AND RECEIVE THE WORK OF TH E BOARD OF
DIRECTORS AND ITS COMMITTEES FOR THE PASS 1 YEAR, THE PRESIDENT S S
PEECH AND THE SHAREHOLDERS QUESTIONS AND THE AUDIT WORK DURING 2003
A. APPROVE THE PROFIT AND LOSS STATEMENT AND THE Management For BALANCE
SHEET, THE CONSOLIDATED PROFIT AND LOSS
STATEMENT AND THE CONSOLIDATED BALANCE SHEET
FOR THE GROUP
B. GRANT DISCHARGE TO THE MEMBERS OF THE BOARD OF Management For
DIRECTORS AND THE PRESIDENT FRO M THEIR LIABILITY
C. APPROVE THE DETERMINATION OF THE APPROPRIATION Management For OF THE
LOSS IN ACCORDANCE WITH THE APPROVED BALANCE
SHEET
D. APPROVE TO DETERMINE THE NUMBER OF MEMBERS AND Management For THE
DEPUTY MEMBERS OF THE BOARD OF DIRECTORS;
THE NUMBER OF BOARD MEMBERS BE 9 WITHOUT DEPUTY
BOARD MEMBERS
E. APPROVE TO DETERMINE THE FEE PAYABLE TO THE BOARD Management For OF
DIRECTORS; THE FEE TO TH E BOARD OF DIRECTORS
BE MAXIMUM SEK 8 MILLION TO BE DISTRIBUTED BY
THE BOARD O F DIRECTORS AMONG ITS MEMBERS
F.1 RE-ELECT MR. PETER L. BONFIELD AS A BOARD MEMBER Management For
F.2 RE-ELECT MR. SVERKER MARTIN-LOF AS A BOARD MEMBER Management For
F.3 RE-ELECT MR. ARNE MARTENSSON AS A BOARD MEMBER Management For
F.4 RE-ELECT MR. ECKHARD PFEIFFER AS A BOARD MEMBER Management For
F.5 RE-ELECT MR. CARL-HENRIC SVANBERG AS A BOARD MEMBER Management For
F.6 RE-ELECT MS. LENA TORELL AS A BOARD MEMBER Management For
F.7 RE-ELECT MR. MICHAEL TRESCHOW OCH MARCUS WALLENBERG Management For
AS A BOARD MEMBER
F.8 ELECT MS. NANCY MCKINSTRY AS A BOARD MEMBER Management For
G. DETERMINE THE FEE PAYABLE TO THE AUDITORS Management For
H. ELECT MR. PETER CLEMEDTSON, OHRLINGSPRICEWATERHOUSECOOPERS, Management
For AS THE AUDITOR AND MR. ROBERT BARNDEN,
OHRLINGSPRICEWATERHOUSECOOPERS,
AS THE DEPUTY AUDITOR FOR THE REMAINING MANDATE
PERIOD UP TO AND INCLUDING THE AGM IN 2007
I. ELECT MR. BENGT BELFRAGE, MR. CHRISTER ELMEHAGEN, Management For MR.
ANDERS NYREN, MR. BJORN SVEDBERG AND MR.
OCH MICHAEL TRESCHOW AS A MEMBERS OF THE NOMINATION COMMITTEE UNTIL
THE END OF THE AGM IN 2005; AND APPROVE THAT NO FEE IS TO BE PAID TO
TH E NOMINATION COMMITTEE FOR THIS PERIOD
J. APPROVE THE LONG TERM INCENTIVE PLAN 2004 LTI Management For 2004 ,
FOR SENIOR MANAGERS AND OTHER KEY CONTRIBUTORS
AND INCLUDE 23,500,000 SHARES OF SERIES B TO BE ADDED T O THE SPP
2003, WHICH WILL APPLY DURING THE SECOND HALF OF THE ALREADY INITIAT
ED 24 MONTH CONTRIBUTION PERIOD UNDER THE PLAN
K. AUTHORIZE THE BOARD OF DIRECTORS TO EXAMINE WHETHER Management For THE
PERFORMANCE MATCHING U NDER LTI 2004 IS REASONABLE
CONSIDERING THE COMPANY S FINANCIAL RESULTS AND PO SITION, CONDITIONS
ON THE STOCK MARKET AND OTHER CIRCUMSTANCES, AND IF NOT RED UCE THE
NUMBER OF PERFORMANCE SHARES TO BE MATCHED UNDER LTI 2004 TO THE LOWER
NUMBER OF SHARES DEEMED APPROPRIATE BY THE BOARD OF DIRECTORS
L. AMEND ONE PARAMETER OF THE SPP 2003 TO REMOVE Management For THE SEK
50,000 ANNUAL RESTRICTIO N ON INDIVIDUAL
CONTRIBUTIONS AND INVESTMENT IN SHARES, WHILE
RETAINING THE 7. 5% OF ANNUAL SALARY AS THE MAXIMUM
M. APPROVE TO TRANSFER OF OWN SHARES UP TO 24,600,000 Management For
SHARES OF SERIES B 23,5000 SHARES RELATED TO
LTI 2004 AND 1,100,000 SHARES TO SPP 2003 , TO SUCH PERSONS WITHIN THE
ERICSSON GROUP COVERED BY THE TERMS AND CONDITIONS FOR THE SPP 200 3
AND LTI 2004, FOR FREE CONSIDERATION UNTIL 15 NOV 2004; AND AUTHORIZE
THE ER ICSSON TO TRANSFER OF UP TO 4,90,000 SHARES OF SERIES B, OUT OF
THE HOLDINGS O F 24,600,000 SHARES, IN ORDER TO COVER CERTAIN
PAYMENTS, MAINLY SOCIAL SECURIT Y PAYMENTS 4,700,000 SHARES ARE
RELATED TO LTI 2004 AND 200,000 SHARES TO SPP 2003 , PRIOR TO THE AGM
IN 2005; TRANSFER OF THE SHARES EFFECTED AT STOCKHOLM SBORSEN AT A
PRICE WITHIN THE, AT EACH TIME, REGISTERED PRICE INTERVAL FOR THE
SHARE
N. AUTHORIZE THE ERICSSON THE TRANSFER OF OWN SHARES, Management For UP
TO A MAXIMUM OF 55,780,5 65 SHARES OF SERIES B OR THE LOWER NUMBER OF
SHARES OF SERIES B,
WHICH AS PER 06 APR 2004, REMAINS OF THE ORGINAL TOTAL HOLDING OF
57,000,000 SHARES, FOR TH E PURPOSE OF COVERING CERTAIN PAYMENTS,
PRIMARILY SOCIAL SECURITY CHARGES THAT MAY OCCUR IN RELATION TO THE
COMPANY S GLOBAL STOCK INCENTIVE PROGRAM 2001 AN D SPP 2003
O. APPROVE THE EQUAL VOTING RIGHTS FOR SHARES OF Management For SERIES A
AND SERIES B WITHOUT CO MPENSATION TO
THE HOLDERS OF SHARES OF SERIES A
* CLOSING OF THE MEETING Non-Voting Non-Vote Proposal
- ------------------------------------------------------------------------------------------------------------------------------------
TPG NV,S GRAVENHAGE AGM Meeting Date: 04/07/2004
Issuer: N31143105 ISIN: NL0000009058 BLOCKING
SEDOL: 0306258, 5481558, 5491201
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. OPENING AND ANNOUNCEMENTS Management
2. RECEIVE THE PRESENTATION BY MR. M.P. BAKKER Management
3. APPROVE THE REPORT BY THE EXECUTIVE BOARD OVER Management THE ANNUAL
YEAR 2003
4. APPROVE THE CORPORATE GOVERNANCE Management
5.A APPROVE THE ANNUAL ACCOUNT 2003 Management
5.B APPROVE THE DIVIDEND POLICY AND DIVIDEND PAYMENT Management
5.C GRANT DISCHARGE TO THE MEMBERS OF THE EXECUTIVE Management
BOARD
5.D GRANT DISCHARGE TO THE MEMBERS OF THE SUPERVISORY Management
BOARD
5.E APPROVE TO USE THE ENGLISH LANGUAGE FOR THE ANNUAL Management
ACCOUNT AND THE ANNUAL REPO RT
6. APPROVE TO CHANGE THE COMPOSITION OF THE EXECUTIVE Management BOARD
7. APPROVE TO DETERMINE THE REMUNERATION POLICY Management OF THE
EXECUTIVE BOARD
8. APPROVE TO RECOMMEND THE APPOINTING OF A MEMBER Management OF THE
SUPERVISORY BOARD AND T HE ANNOUNCEMENTS
OF VACANCIES IN THE SUPERVISORY BOARD
9.A GRANT AUTHORITY TO ISSUE SHARES Management
9.B APPROVE THE LIMITATION AO EXCLUSION OF THE PREFERENTIAL Management
RIGHTS
10. GRANT AUTHORITY TO PURCHASE OWN SHARES Management
11. APPROVE THE THREE-YEARLY ANNOUNCEMENTS Management
12. APPROVE THE CHANGE OF THE ARTICLES OF ASSOCIATION Management
13. QUESTIONS Management
14. CLOSURE Non-Voting
- ------------------------------------------------------------------------------------------------------------------------------------
UBS AG AGM Meeting Date: 04/15/2004
Issuer: H8920M855 ISIN: CH0012032030 BLOCKING
SEDOL: 2193607, 2782179, 7126114
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE ANNUAL REPORT, THE GROUP AND THE Management PARENT COMPANY
ACCOUNTS FOR 2003, REPORTS OF
THE GROUP AND THE STATUTORY AUDITORS
2. APPROVE THE APPROPRIATION OF RETAINED EARNINGS Management DIVIDEND FOR
FY 2003
3. GRANT DISCHARGE TO THE MEMBERS OF THE BOARD OF Management DIRECTORS
AND THE GROUP EXECUTI VE BOARD
4.1 RE-ELECT SIR PETER DAVIS AS A DIRECTOR Management
4.2.1 ELECT MR. STEPHAN HAERINGER AS A NEW BOARD MEMBER Management
4.2.2 ELECT MR. HELMUT PANKE AS A NEW BOARD MEMBER Management
4.2.3 ELECT MR. PETER SPUHLER AS A NEW BOARD MEMBER Management
4.3 RE-ELECT ERNST YOUNG LTD., BASEL, AS THE GROUP Management
AND THE STATUTORY AUDITORS
5.1 APPROVE TO CANCEL THE SHARES REPURCHASED UNDER Management
THE 2003/2004 SHARE BUYBACK PRO GRAM AND RESPECTIVE
AMENDMENT OF ARTICLE 4 OF THE ARTICLES OF ASSOCIATION
5.2 APPROVE THE NEW 2004/2005 SHARE BUYBACK PROGRAM Management
* PLEASE NOTE THAT THIS IS THE PART II OF THE NOTICE Non-Voting
SENT UNDER MEETING #118239. THANK YOU
- ------------------------------------------------------------------------------------------------------------------------------------
WPP GROUP PLC EGM Meeting Date: 04/16/2004
Issuer: G97974102 ISIN: GB0009740423
SEDOL: 0974042, 5474923
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE WPP GROUP PLC 2004 LEADERSHIP EQUITY Management For
ACQUISITION PLAN 2004 LEAP AS SPECIFIED AND
AUTHORIZE THE DIRECTORS OF THE COMPANY ACTING THROUGH ITS COM
PENSATION COMMITTEE TO MAKE SUCH AMENDMENTS TO THE RULES RELATING TO
2004 LEAP AND TO DO ALL SUCH ACTS AND THINGS WHICH IT MAY CONSIDER
NECESSARY OR EXPEDIE NT FOR THE PURPOSES OF CARRYING 2004 LEAP INTO
EFFECT INCLUDING, WITHOUT LIMIT ATION, TO MAKE AMENDMENTS AND
MODIFICATIONS THAT ARE REQUIRED IN ORDER TO TAKE ACCOUNT OF LAWS AND
REGULATIONS IN OVERSEAS JURISDICTIONS WHICH ENABLE NON-UK RESIDENT
EMPLOYEES TO PARTICIPATE IN 2004 LEAP IN A BENEFICIAL MANNER INCLUDI
NG WITHOUT LIMITATION THE ESTABLISHMENT OF SEPARATE PLANS IN DIFFERENT
JURISDI CTIONS REPLICATING IN ALL SUBSTANTIAL RESPECTS THE PROVISIONS
OF 2004 LEAP
- ------------------------------------------------------------------------------------------------------------------------------------
HENKEL KGAA AGM Meeting Date: 04/19/2004
Issuer: D32051126 ISIN: DE0006048432 BLOCKING
SEDOL: 4420314, 4420518, 5076705, 5084924, 5084946, 7159143
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THESE SHARES HAVE NO VOTING Non-Voting
RIGHTS, SHOULD YOU WISH TO ATTEND THE MEETING
PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD BY CONTACTING YOUR
CLIENT REPRESENTATIVE AT ADP.
THANK YOU
1. RECEIVE THE FINANCIAL STATEMENTS AND THE ANNUAL Non-Voting REPORT FOR
THE FY 2003 WITH TH E REPORT OF THE
SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS
AND THE GROU P ANNUAL REPORT AND APPROVE THE
2003 FINANCIAL STATEMENTS
2. APPROVE THE APPROPRIATION OF THE DISTRIBUTABLE Non-Voting PROFIT OF
EUR 166,992,742.50 AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 1.14 PER
ORDINARY SHARE;
PAYMENT OF A D IVIDEND OF EUR 1.20 PER PREFERENCE
SHARE; AND EX-DIVIDEND AND PAYABLE DATE: 20 APR
2004
3. RATIFY THE ACTS OF THE GENERAL PARTNERS Non-Voting
4. RATIFY THE ACTS OF THE SUPERVISORY BOARD Non-Voting
5. RATIFY THE ACTS OF THE SHAREHOLDERS COMMITTEE Non-Voting
6. APPOINT KPMG, BERLIN AND FRANKFURT, AS THE AUDITORS Non-Voting FOR THE
FY 2004
7. ELECT THE SHAREHOLDERS COMMITTEE Non-Voting
8. AUTHORIZE THE GENERAL PARTNERS TO ACQUIRE UP Non-Voting TO 10% OF OWN
ORDINARY AND PREFER ENCE SHARES,
AT A PRICE NOT DEVIATING MORE THAN 5% FROM THEIR MARKET PRICE, ON OR
BEFORE 18 OCT 2005; AND AUTHORIZE THE GENERAL PARTNERS TO USE THE
SHARES W ITHIN THE SCOPE OF THE COMPANY S STOCK INCENTIVE PLAN OR FOR
ACQUISITION PURPO SES, TO SELL THE SHARES TO THIRD PARTIES AT A PRICE
NOT MATERIALLY BELOW THEIR MARKET PRICE AND TO RETIRE THEIR SHARES
9. AMEND THE ARTICLES OF ASSOCIATION IN ACCORDANCE Non-Voting WITH THE
GERMAN CORPORATE GOVE RNANCE CODE
10. APPROVE THE COMPANY S CONTROL AND PROFIT TRANSFER Non-Voting AGREEMENT
WITH ITS WHOLLY-OW NED SUBSIDIARY HENKEL
DORUS GMBH, EFFECTIVE FROM 01 JAN 2004, UNTIL
AT LEAST 3 1 DEC 2008
- ------------------------------------------------------------------------------------------------------------------------------------
ITV PLC AGM Meeting Date: 04/19/2004
Issuer: G4984A110 ISIN: GB0033986497
SEDOL: 3398649
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. RE-APPOINT SIR PETER BURT AS A NON-EXECUTIVE DIRECTOR Management For
2. RE-APPOINT MR. DAVID CHANCE AS A NON-EXECUTIVE Management For DIRECTOR
3. RE-APPOINT MR. JAMES CROSBY AS A NON-EXECUTIVE Management For DIRECTOR
4. RE-APPOINT MR. JOHN MCGRATH AS A NON-EXECUTIVE Management For DIRECTOR
5. RE-APPOINT SIR BRIAN PITMAN AS A NON-EXECUTIVE Management For DIRECTOR
6. RE-APPOINT SIR GEORGE RUSSELL AS A NON-EXECUTIVE Management For
DIRECTOR
7. RE-APPOINT MR. ETIENNE DE VILLIERS AS A NON-EXECUTIVE Management For
DIRECTOR
8. RE-APPOINT MR. CHARLES ALLEN AS A NON-EXECUTIVE Management For
DIRECTOR
9. RE-APPOINT MR. HENRY STAUNTON AS A NON-EXECUTIVE Management For
DIRECTOR
10. AUTHORIZE THE DIRECTORS, IN SUBSTITUTION FOR Management For ANY
EXISTING AUTHORITY AND FOR TH E PURPOSE OF
SECTION 80 OF THE COMPANIES ACT 1985, TO ALLOT RELEVANT SECURITIE S UP
TO AN AGGREGATE NOMINAL AMOUNT OF GBP 140 MILLION CONSISTING OF 1.36
BILL ION ORDINARY SHARES AND 41 MILLION CONVERTIBLE SHARES; AUTHORITY
EXPIRES THE EARLIER OF THE CONCLUSION OF THE AGM OF THE COMPANY IN
2009 OR 18 APR 2009 ; A ND THE DIRECTORS MAY ALLOT RELEVANT SECURITIES
AFTER THE EXPIRY OF THIS AUTHOR ITY IN PURSUANCE OF SUCH AN OFFER OR
AGREEMENT MADE PRIOR TO SUCH EXPIRY
S.11 AUTHORIZE THE DIRECTORS, PURSUANT TO SECTION Management For
95(1) OF THE COMPANIES ACT 1985, TO ALLOT EQUITY SECURITIES SECTION 94
WHOLLY FOR CASH HELD BY THE COMPANY AS TREASURY SHARES PURSUANT TO THE
AUTHORITY CONFERRED BY RESOLUTION 10, DISAPPL YING THE STATUTORY
PRE-EMPTION RIGHTS SECTION 89(1) , PROVIDED THAT THIS POWE R IS
LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES: A) IN CONNECTION WITH A
RI GHTS ISSUE IN FAVOR OF ORDINARY SHAREHOLDERS; B) UP TO AN AGGREGATE
NOMINAL AM OUNT OF GBP 21 MILLION CONSISTING OF 204 MILLION ORDINARY
SHARES AND 6 MILLION CONVERTIBLE SHARES IN THE COMPANY; AUTHORITY
EXPIRES THE EARLIER OF THE CONC LUSION OF THE NEXT AGM OF THE COMPANY
OR 18 JUL 2005 ; AND THE DIRECTORS MAY A LLOT EQUITY SECURITIES AFTER
THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR
AGREEMENT MADE PRIOR TO SUCH EXPIRY
12. AUTHORIZE THE COMPANY AND ANY COMPANY THAT IS Management For OR
BECOMES THE SUBSIDIARY OF THE COMPANY, FOR
THE PURPOSES OF PART XA OF THE COMPANIES ACT 1985 AS AMENDED , TO MAKE
DONATIONS TO EU POLITICAL ORGANIZATION AND TO INCUR EU POLITICAL EXPEN
DITURE UP TO A MAXIMUM AGGREGATE AMOUNT OF GBP 160,000; AUTHORITY
EXPIRES AT THE CONCLUSION OF THE NEXT AGM
S.13 AUTHORIZE THE COMPANY, FOR THE PURPOSE OF SECTION Management For
166 OF THE COMPANIES ACT 198 5 AND ARTICLE 49
OF THE ARTICLES OF ASSOCIATION AND CHAPTER VII OF PART V OF T HE
COMPANIES ACT, TO MAKE MARKET PURCHASES SECTION 163 OF UP TO 408
MILLION ORDINARY SHARES AND 112 MILLION CONVERTIBLE SHARES, AT A
MINIMUM PRICE EQUAL T O 10 CENTS AND NOT MORE THAN 5% ABOVE THE
AVERAGE MIDDLE MARKET QUOTATIONS FOR SUCH SHARES DERIVED FROM THE
LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS 5
BUSINESS DAYS; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE
NEXT AGM OF THE COMPANY OR 18 JUL 2005 ; THE COMPANY, BEFORE THE EXPIR
Y, MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY
BE EXECUT ED WHOLLY OR PARTLY AFTER SUCH EXPIRY
14. APPROVE THE PERFORMANCE SHARE PLAN PSP AS Management For PRESCRIBED
AND AUTHORIZE THE DIR ECTORS TO DO
ALL SUCH ACTS AND THINGS AS MAY BE NECESSARY
OR DESIRABLE TO CARR Y THE PSP INTO EFFECT OR
TO COMPLY WITH THE UK LISTING AUTHORITY AND/OR
INSTIT UTIONAL REQUIREMENTS
- ------------------------------------------------------------------------------------------------------------------------------------
PUBLIC POWER CORP OF GREECE AGM Meeting Date: 04/20/2004
Issuer: X7023M103 ISIN: GRS434003000 BLOCKING
SEDOL: 7268298, B00K9B3
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE ANNUAL FINANCIAL STATEMENTS FOR FY Management 2003 AFTER
HEARING THE BOARD OF DIRECTORS AND
THE AUDITORS RELEVANT REPORTS
2. APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS Management FOR FY 2003
AFTER HEARING THE BO ARD OF DIRECTORS
AND THE AUDITORS RELEVANT REPORTS
3. APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS, Management BASED ON
INTERNATIONAL FINANCIA L STANDARDS FOR
FY 2003
4. APPROVE THE EXEMPTION OF THE MEMBERS OF BOARD Management OF DIRECTORS
AND THE AUDITORS FR OM ANY LIABILITY
FOR INDEMNITY, REGARDING THE MANAGEMENT AND THE
COMPANY S FIN ANCIAL STATEMENTS AND THE CONSOLIDATED
STATEMENTS FOR FY 2003
5. APPROVE A DIVIDEND PAYMENT FOR FY 2003 Management
6. ELECT THE AUDITORS FOR THE FY 2004, PURSUANT Management TO ARTICLE S
31 AND 32 OF THE COM PANY S ARTICLES
OF ASSOCIATION
7. APPROVE THE BOARD OF DIRECTORS RECEIVED REMUNERATIONS Management FOR
THE YEAR 2003 AND PR EAPPROVAL OF THEIR REMUNERATION
FOR THE YEAR 2004
8. APPROVE THE CERTIFIED AUDITORS REMUNERATION FOR Management 2003
9. MISCELLANEOUS ANNOUNCEMENTS Other
- ------------------------------------------------------------------------------------------------------------------------------------
ANGLO AMERICAN PLC AGM Meeting Date: 04/21/2004
Issuer: G03764100 ISIN: GB0004901517
SEDOL: 0490151, 2947473, 5699663, 6152972, 6367709, 6382058, 7116784
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE FINANCIAL STATEMENTS COMPRISING Management For
THE CONSOLIDATED FINANCI AL STATEMENTS OF THE
ANGLO AMERICAN GROUP AND THE UNCONSOLIDATED FINANCIAL STA TEMENTS OF
ANGLO AMERICAN PLC INCORPORATED THEREIN AND THE REPORTS OF THE DIRE
CTORS AND THE AUDITORS FOR THE YE 31 DEC 2003
2. DECLARE A FINAL DIVIDEND OF US CENTS 39 PER ORDINARY Management For
SHARE, WHICH, TOGETHER WI TH THE INTERIM DIVIDEND
DECLARED IN AUG AND PAID IN SEP 2003, WILL RESULT IN A TOTAL DIVIDEND
IN RESPECT OF THE YE 31 DEC 2003 OF US CENTS 54 PER ORDINARY S HARE
3. ELECT DR. M.S.B. MARQUES AS A DIRECTOR, IN ACCORDANCE Management For
WITH THE PROVISIONS OF T HE ARTICLES OF ASSOCIATION
OF THE COMPANY
4. RE-ELECT MR. B.E. DAVISON AS A DIRECTOR, IN ACCORDANCE Management For
WITH THE PROVISIONS OF THE ARTICLES OF ASSOCIATION
OF THE COMPANY
5. RE-ELECT DR. C.E. FAY AS A DIRECTOR, IN ACCORDANCE Management For WITH
THE PROVISIONS OF THE ARTICLES OF ASSOCIATION
OF THE COMPANY
6. RE-ELECT MR. A.W. LEA AS A DIRECTOR, IN ACCORDANCE Management For WITH
THE PROVISIONS OF THE ARTICLES OF ASSOCIATION
OF THE COMPANY
7. RE-ELECT MR. R.J. MARGETTS AS A DIRECTOR, IN Management For ACCORDANCE
WITH THE PROVISIONS OF THE ARTICLES
OF ASSOCIATION OF THE COMPANY
8. RE-ELECT MR. W.A. NAIM AS A DIRECTOR, IN ACCORDANCE Management For
WITH THE PROVISIONS OF THE ARTICLES OF ASSOCIATION
OF THE COMPANY
9. RE-ELECT MR. N.F. OPPENHEIMER AS A DIRECTOR, Management For IN
ACCORDANCE WITH THE PROVISIONS OF THE ARTICLES
OF ASSOCIATION OF THE COMPANY
10. RE-APPOINT DELOITTE & TOUCHE LLP AS THE AUDITORS Management For FOR
THE ENSUING YEAR AND AUTH ORIZE THE DIRECTORS
TO DETERMINE THEIR REMUNERATION
11. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For THE YE 31
DEC 2003 SET OUT IN T HE ANNUAL REPORT
12. APPROVE THAT, THE RULES OF THE ANGLO AMERICAN Management For BONUS
SHARE PLAN 2004 PLAN REF ERRED TO IN
THE CHAIRMAN OF THE REMUNERATION COMMITTEE S AS SPECIFIED, AND AUT
HORIZE THE DIRECTORS TO MAKE SUCH MODIFICATIONS TO THE PLAN AS THEY
MAY CONSID ER NECESSARY TO TAKE ACCOUNT OF THE REQUIREMENTS OF THE UK
LISTING AUTHORITY A ND BEST PRACTICE AND TO ADOPT THE PLAN AS SO
MODIFIED AND SO ALL ACTS AND THIN GS NECESSARY TO OPERATE THE PLAN
13. AUTHORIZE THE DIRECTORS TO ESTABLISH FURTHER Management For PLANS
BASED ON THE PLAN BUT MODIF IED AS MAY
BE NECESSARY OR DESIRABLE TO TAKE ACCOUNT OF OVER SECURITIES LAWS,
EXCHANGE CONTROL AND TAX LEGISLATION, PROVIDED THAT ANY ORDINARY
SHARES OF THE COMPANY AGAINST ANY LIMITS ON INDIVIDUAL PARTICIPATION
OR OVERALL PARTICIPATI ON IN THE PLAN
14. AUTHORIZE THE DIRECTORS TO ALLOT RELEVANT SECURITIES Management For
CONFERRED BY ARTICLE 9.2 OF THE COMPANY S ARTICLES
OF ASSOCIATION BE RENEWED UNTIL THE DATE OF THE
AGM IN 2005 UP TO AN AGGREGATE NOMINAL AMOUNT
OF USD 246,500,000 493 MILLION ORDI NARY SHARES
S.15 AUTHORIZE THE DIRECTORS TO ALLOT UP TO 63.5 MILLION Management For
UNISSUED ORDINARY SHARES F OR CASH
S.16 AUTHORIZE THE DIRECTORS TO REPURCHASE UP TO 148 Management For
MILLION SHARES IN THE MARKET
- ------------------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY AGM Meeting Date: 04/22/2004
Issuer: H57312466 ISIN: CH0012056047
SEDOL: 3056044, 7123870
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Swiss Register BE
NOTIFIED TO THE COMPANY REG ISTRAR AS BENEFICIAL
OWNER BEFORE THE RECORD DATE. PLEASE ADVISE
US NOW IF YO U INTEND TO VOTE. NOTE THAT THE
COMPANY REGISTRAR HAS DISCRETION OVER GRANTIN
G VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE,
A SECOND NOTIFICATION WILL BE ISSUED REQUESTING
YOUR VOTING INSTRUCTIONS
- ------------------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY AGM Meeting Date: 04/22/2004
Issuer: H57312466 ISIN: CH0012056047 BLOCKING
SEDOL: 3056044, 7123870
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE ANNUAL REPORT, ACCOUNTS OF NESTLE Management S.A. AND OF
NESTLE GROUP AND THE REPORT OF THE
AUDITORS
2. APPROVE THE RELEASE OF THE BOARD OF DIRECTORS Management AND THE
MANAGEMENT
3. APPROVE THE DECISION ON THE APPROPRIATION OF Management THE PROFITS
RESULTING FROM THE BA LANCE SHEET OF NESTLE S.A.
4.A ELECT SIR EDWARD GEORGE AS A BOARD OF DIRECTOR Management
4.B ELECT MR. KASPAR VILLIGER AS A BOARD OF DIRECTOR Management
4.C ELECT MR. ROLF HAENGGI AS A BOARD OF DIRECTOR Management
4.D ELECT MR. DANIEL BOREL AS A BOARD OF DIRECTOR Management
4.E ELECT MRS. CAROLINA MUNELLER AS A BOARD OF DIRECTOR Management
* PLEASE NOTE THAT THIS IS THE PART II OF THE NOTICE Non-Voting
SENT UNDER MEETING #122237. PLEASE ALSO NOTE
THAT IF YOU HAVE ALREADY REGISTERED YOUR SHARES,
THE CUT-OFF DATE FOR YOUR VOTING INSTRUCTIONS
IS 08 APR 2004. THANK YOU
- ------------------------------------------------------------------------------------------------------------------------------------
REUTERS GROUP PLC AGM Meeting Date: 04/22/2004
Issuer: G7540P109 ISIN: GB0002369139
SEDOL: 0236913, 5417478
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE REPORT OF THE DIRECTORS AND THE AUDITED Management For
FINANCIAL STATEMENTS OF TH E COMPANY FOR THE
YE 31 DEC 2003
2. APPROVE THE DIRECTORS REMUNERATION REPORT AND Management For THE
COMPANY S REMUNERATION POLI CY FOR THE YE
31 DEC 2003
3. DECLARE A DIVIDEND Management For
4. RE-ELECT MR. TOM GLOCER AS A DIRECTOR WHO RETIRES Management For
BY ROTATION
5. RE-ELECT MR. DAVID GRIGSON AS A DIRECTOR WHO Management For RETIRES BY
ROTATION
6. RE-ELECT SIR CHRISTOPHER HOGG AS A DIRECTOR WHO Management For RETIRES
BY ROTATION
7. RE-ELECT MR. IAN STRACHAN AS A DIRECTOR WHO RETIRES Management For
BY ROTATION
8. RE-ELECT MR. CHARLES SINCLAIR AS A DIRECTOR OF Management For THE
COMPANY WHO HAS SERVED FOR MORE THAN NINE
YEARS
9. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Management For AUDITORS
OF THE COMPANY UNTIL THE CONCLUSION
OF THE NEXT GENERAL MEETING OF THE COMPANY
10. AUTHORIZE THE DIRECTORS TO AGREE THE REMUNERATION Management For OF
THE AUDITORS
11. APPROVE THAT, PURSUANT TO REGULATION 86 OF THE Management For ARTICLES
OF ASSOCIATION OF THE COMPANY, THE ORDINARY
REMUNERATION OF EACH OF THE DIRECTORS NOT HOLDING
EXECUT IVE OFFICE BE AND IS HEREBY INCREASED
WITH EFFECT FROM 01 JAN 2004 TO GBP 50,0 00 PER
ANNUM
12. APPROVE THE AMENDMENTS HIGHLIGHTED IN THE RULES Management For OF THE
LONG TERM INCENTIVE EXE CUTIVE PLAN
13. APPROVE THAT, THE RESTRICTED SHARE PLAN AND THE Management For REMOVAL
OF THE RE-TESTING PROV ISIONS FOR FUTURE
GRANTS UNDER THE DISCRETIONARY SHARE OPTION PLAN
14. AUTHORIZE THE DIRECTORS, SUBJECT TO THE RESOLUTION Management For 13
TO ESTABLISH FURTHER PLA NS BASED ON THE RESTRICTED
SHARE PLAN BUT MODIFIED TO TAKE ACCOUNT OF THE LOCA L TAX, EXCHANGE
CONTROL OR THE SECURITIES LAWS IN OVERSEAS TERRITORIES, PROVID ED THAT
ANY SHARES MADE AVAILABLE UNDER ANY SUCH LAWS ARE TREATED AS COUNTING
AGAINST ANY LIMIT ON INDIVIDUAL OR OVERALL PARTICIPATION IN THE
RESTRICTED SHA RE PLAN AND PROVIDED FURTHER THAT SUCH FURTHER PLANS SO
FAR AS PRACTICABLE CON TAIN LIMITATIONS SO AS TO ENSURE THAT
PARTICIPANTS OBTAIN NO GREATER BENEFITS BEFORE TAX THAN EMPLOYEES MAY
OBTAIN FROM PARTICIPATING IN THE RESTRICTED SH ARE PLAN
15. APPROVE THE ANNUAL BONUS PROFIT SHARING PLAN RULES Management For
16. AUTHORIZE THE DIRECTORS, SUBJECT TO THE RESOLUTION Management For 15
TO ESTABLISH FURTHER PLA NS BASED ON THE ANNUAL
BONUS PROFIT SHARING PLAN BUT MODIFIED TO TAKE ACCOUNT OF THE LOCAL
TAX, EXCHANGE CONTROL OR THE SECURITIES LAWS IN OVERSEAS TERRITOR IES,
PROVIDED THAT ANY SHARES MADE AVAILABLE UNDER ANY SUCH LAWS ARE
TREATED A S COUNTING AGAINST ANY LIMIT ON INDIVIDUAL OR OVERALL
PARTICIPATION IN THE ANN UAL BONUS PROFIT SHARING PLAN AND PROVIDED
FURTHER THAT SUCH FURTHER PLANS SO FAR AS PRACTICABLE CONTAIN
LIMITATIONS SO AS TO ENSURE THAT PARTICIPANTS OBTAI N NO GREATER
BENEFITS
BEFORE TAX THAN EMPLOYEES MAY OBTAIN FROM PARTICIPATIN
G IN THE ANNUAL BONUS PROFIT SHARING PLAN
S.17 AUTHORIZE THE COMPANY TO MAKE MARKET PURCHASES Management For
SECTION 163(3) OF THE COMPANI ES ACT 1985,
OF UP TO 143,254,000 ORDINARY SHARES IN THE CAPITAL OF THE COMPAN Y;
AND THE MINIMUM PRICE OF THE FOR EACH ORDINARY SHARE IS THE NOMINAL
VALUE P ER SHARE; AND THE MAXIMUM PRICE PAY FOR EACH ORDINARY SHARE IS
5% ABOVE THE AV ERAGE OF THE CLOSING MIDDLE MARKET PRICE TAKEN FROM
THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS 5
BUSINESS DAYS; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE
NEXT AGM OR 22 JUL 2005 ; THE COMPANY, BEFOR E THE EXPIRY, MAY MAKE A
CONTRACT TO PURCHASE SHARES WHICH WILL OR MAY BE EXEC UTED WHOLLY OR
PARTLY AFTER SUCH EXPIRY
S.18 APPROVE TO ADOPT THE SPECIFIED DRAFT REGULATIONS, Management For
AS THE COMPANY S ARTICLES OF ASSOCIATION IN SUBSTITUTION
FOR THE COMPANY S EXISTING ARTICLES OF ASSOCIATIO
N
19. APPROVE TO RENEW THE AUTHORITY CONFERRED ON THE Management For
DIRECTORS BY THE REGULATION 11 (A) OF THE COMPANY
S ARTICLES OF ASSOCIATION WITH THE SECTION 80
AMOUNT BEING GBP 107,400,000; AUTHORITY EXPIRES
THE EARLIER OF THE CONCLUSION OF THE NEXT AGM
OR 22 JUL 2005
S.20 APPROVE TO RENEW THE AUTHORITY CONFERRED ON THE Management For
DIRECTORS BY THE REGULATION 11 (B) OF THE COMPANY
S ARTICLES OF ASSOCIATION WITH THE SECTION 89
AMOUNT BEING GBP 17,000,000; AUTHORITY EXPIRES
THE EARLIER OF THE CONCLUSION OF THE NEXT A GM
OR 22 JUL 2005
- ------------------------------------------------------------------------------------------------------------------------------------
ING GROEP NV AGM Meeting Date: 04/27/2004
Issuer: N4578E413 ISIN: NL0000303600 BLOCKING
SEDOL: 7154160, 7154182, 7159176
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. OPENING REMARKS AND ANNOUNCEMENTS. Non-Voting
2.A DISCUSSION OF THE REPORTS OF THE EXECUTIVE BOARD Management AND THE
SUPERVISORY BOARD FOR 2003.
2.B DISCUSSION OF THE PROFIT RETENTION AND DISTRIBUTION Management
POLICY.
3.A DISCUSSION AND ADOPTION OF THE ANNUAL ACCOUNTS Management
FOR 2003.
3.B ADOPTION OF THE DIVIDEND FOR 2003. Management
4. APPOINTMENT OF THE AUDITOR. Management
5.A PROPOSAL TO DISCHARGE THE EXECUTIVE BOARD IN Management RESPECT OF THE
DUTIES PERFORMED D URING THE YEAR 2003.
5.B PROPOSAL TO DISCHARGE THE SUPERVISORY BOARD IN Management RESPECT OF
THE DUTIES PERFORMED DURING THE YEAR 2003.
6. CORPORATE GOVERNANCE. Management
7.A ADOPTION OF REMUNERATION POLICY. Management
7.B APPROVAL OF LONG-TERM INCENTIVE PLAN. Management
8. AMENDMENTS TO THE ARTICLES OF ASSOCIATION Management
9.A APPOINTMENT OF ERIC BOYER DE LA GIRODAY. Management
9.B APPOINTMENT OF ELI LEENAARS. Management
9.C APPOINTMENT OF HANS VERKOREN. Management
10. COMPOSITION OF THE SUPERVISORY BOARD: APPOINTMENT Management OF ERIC
BOURDAIS DE CHARBON NIERE
11. AUTHORISATION TO ISSUE SHARES AND TO RESTRICT Management OR EXCLUDE
PREFERENTIAL RIGHTS. RIGHT
12. AUTHORISATION TO THE COMPANY TO ACQUIRE SHARES Management OR
DEPOSITARY RECEIPTS FOR SHAR ES IN ITS OWN CAPITAL.
13. ANY OTHER BUSINESS AND CONCLUSION. Non-Voting
* PLEASE NOTE THAT THIS IS A REVISION DUE TO THE Non-Voting
REVISED WORDING OF THE AGENDA. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
* PLEASE NOTE THAT BLOCKING CONDITIONS FOR VOTING Non-Voting
AT THIS GENERAL MEETING ARE RE LAXED. BLOCKING
PERIOD ENDS ONE DAY AFTER THE REGISTRATION DATE
SET ON 20 APR 2004. SHARES CAN BE TRADED THEREAFTER.
THANK YOU.
- ------------------------------------------------------------------------------------------------------------------------------------
A.P. MOELLER - MAERSK A/S AGM Meeting Date: 04/28/2004 Issuer: K0514G101 ISIN:
DK0010244508
SEDOL: 4253048
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
A. RECEIVE A REPORT TO BE MADE ON THE ACTIVITIES Management Abstain OF
THE COMPANY DURING THE PAST F Y
B. APPROVE THE AUDITED REPORT Management For
C. GRANT DISCHARGE TO THE DIRECTORS FROM THEIR OBLIGATIONS Management For
D. APPROVE THE AMOUNT OF THE DIVIDEND AND THE DISTRIBUTION Management
Against OF THE SURPLUS
E.1 RE-ELECT MR. POUL J. SVANHOLM AS A DIRECTOR Management For
E.2 RE-ELECT MR. ANE MAERSK MC-KINNEY UGGLA AS A DIRECTOR Management For
E.3 RE-ELECT MR. LARS KANN-RASMUSSEN AS A DIRECTOR Management For
E.4 RE-ELECT MR. JAN LESCHLY AS A DIRECTOR Management For
E.5 RE-ELECT MR. JENS ERIK SKOVRIDER-MADSEN AS A DIRECTOR Management For
E.6 RE-ELECT MR. HENRIK LORENSEN SOLMER AS A DIRECTOR Management For
F. RE-ELECT THE STATE AUTHORIZED PUBLIC ACCOUNT Management For SOREN
THORUP SORENSEN, KPMG C. JE SPERSEN STATSAUTORISERET
REVISIONSINTERESSENTSKAB AND STATE AUTHORIZED
PUBLIC ACCOUNTANT GERT FISKER TOMCZYK, GRANT
THORNTON STATSAUTORISERET REVISIONSKIESE LSKAB
G.1 AUTHORIZE THE COMPANY, PURSUANT TO THE DANISH Management For
COMPANIES ACT, ARTICLE 48, TO AC QUIRE OWN SHARES
OF A NOMINAL VALUE UP TO 10% OF THE COMPANY S SHARE CAPITAL A ND THE
PRICE MUST NOT DEVIATE BY MORE THAN 10% FROM THE PRICE QUOTED ON THE
CO PENHAGEN STOCK EXCHANGE ON THE DATE OF PURCHASE;
AUTHORITY EXPIRES AT THE NEX T AGM
G.2 AMEND THE ARTICLES OF ASSOCIATION: A) BY DELETING Management For
AND REPLACING ARTICLE 3, 3RD SENTENCE WITH A
NEW SENTENCE; B) BY DELETING AND REPLACING ARTICLE
6, 7TH SEN TENCE WITH A NEW SENTENCE
* IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting Non-Vote Proposal
OWNER SIGNED POWER OF A TTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIO
NS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECT ED. SHOULD YOU
HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESE NTATIVE AT ADP. THANK YOU
- ------------------------------------------------------------------------------------------------------------------------------------
E.ON AKTIENGESELLSCHAFT EON, DUESSELDORF AGM Meeting Date: 04/28/2004
Issuer: D24909109 ISIN: DE0007614406 BLOCKING
SEDOL: 4942904, 4943190, 4943208, 4943219, 5009693, 7158515
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE FINANCIAL STATEMENTS AND THE ANNUAL Management REPORT FOR
THE FY 2003 WITH TH E REPORT OF THE
SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS
AND THE GROU P ANNUAL REPORT
2. APPROVE THE APPROPRIATION OF THE DISTRIBUTABLE Management PROFIT OF
EUR 1,312,052,802 AS FOLLOWS: PAYMENT
OF A DIVIDEND OF EUR 2 PER NO-PAR SHARE; EX-DIVIDEND
AND PAYA BLE DATE: 29 APR 2004
3. RATIFY THE ACTS OF THE BOARD OF MANAGING DIRECTORS Management
4. RATIFY THE ACTS OF THE SUPERVISORY BOARD Management
5. AMEND THE ARTICLES OF ASSOCIATION REGARDING THE Management SHAREHOLDER
MEETING HAVING THE POWER TO APPROVE
STOCK DIVIDENDS
6. APPROVE THE CONTROL AND PROFIT TRANSFER AGREEMENT Management WITH THE
COMPANYS WHOLLY-OWN ED E. ON NORDIC
HOLDING GMBH, WITH EFFECT FROM 01 JAN 2004 UNTIL
AT LEAST 31 D EC 2008
7. AUTHORIZE THE COMPANY TO ACQUIRE OWN SHARES OF Management
UP TO 10% OF ITS SHARE CAPITAL, AT PRICES NOT
DIFFERING MORE THAN 20% FROM THEIR MARKET PRICE,
ON OR BEFORE 2 8 JAN 2005; AUTHORIZE THE BOARD
OF MANAGING DIRECTORS TO DISPOSE OF THE SHARES
IN A MANNER OTHER THAN THE STOCK EXCHANGE OR
A RIGHTS OFFERING IF THE SHARES ARE SOLD AT A
PRICE NOT MATERIALLY BELOW THEIR MARKET PRICE,
USED FOR ACQUISIT ION PURPOSES OR FOR SATISFYING
EXISTING OPTION AND CONVERSION RIGHTS, OR ISSUE
D TO THE COMPANYS AND ITS AFFILIATES EMPLOYEES;
THE SHARES MAY ALSO BE RETIRED
8. APPOINT PRICEWATERHOUSECOOPERS, DEUTSCHE REVISION Management AG,
DUSSELDORF, AS THE AUDIT ORS FOR THE FY 2004
- ------------------------------------------------------------------------------------------------------------------------------------
TOTAL SA MIX Meeting Date: 04/28/2004
Issuer: F92124100 ISIN: FR0000120271 BLOCKING
SEDOL: 0214663, 4617462, 4905413, 5180628, 5638279, 5836976
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
O.1 APPROVE THE READING OF THE BOARD OF DIRECTORS Management
REPORT AND THE GENERAL AUDITORS REPORT AND APPROVE
THE ACCOUNTS AND THE BALANCE SHEET OF THE COMPANY
TOTAL S .A. FOR THE FY 2003
O.2 RECEIVE THE CONSOLIDATED ACCOUNTS AND THAT THE Management
BOARD OF DIRECTORS REPORT FOR THE GROUP IS INCLUDED
IN THE BOARD OF DIRECTORS REPORT
O.3 APPROVE THE PROFITS FOR THE FY AS FOLLOWS: EUR Management
3,272,172,931.00; PRIOR RETAINE D EARNINGS: EUR
1,056,490,628.00; DISTRIBUTABLE PROFITS: EUR
4,328,663,559.00 AND APPROVE THE APPROPRIATION
OF THE PROFITS AS FOLLOWS: TOTAL NUMBER OF SHARE
S: 655,130,985; GLOBAL DIVIDEND: EUR 3,079,115,630.00;
BALANCE CARRIED FORWARD : EUR 1,249,547,929.00
AND SHAREHOLDERS WILL RECEIVE A NET DIVIDEND
OF EUR 4.7 0 WITH A CORRESPONDING TAX CREDIT
O.4 APPROVE THE SPECIAL AUDITORS REPORT, IN ACCORDANCE Management
WITH THE PROVISIONS OF ART ICLE L.225-38 OF THE
COMMERCIAL LAW
O.5 AUTHORIZE THE BOARD, IN SUBSTITUTION FOR THE Management
AUTHORITY OF THE RESOLUTION 6 OF THE COMBINED
GENERAL MEETING OF 06 MAY 2003, TO TRADE THE
COMPANY S SHARES ON THE STOCK EXCHANGE, NOTABLY
IN VIEW OF ADJUSTING THEIR PRICE AS PER THE FOLLOW
ING CONDITIONS: MAXIMUM PURCHASE PRICE: EUR 250.00;
MINIMUM SELLING PRICE: EUR 100.00; MAXIMUM NUMBER
OF SHARES TO BE TRADED: 10% OF THE SHARE CAPITAL;
AUT HORITY EXPIRES AT THE END OF 18 MONTHS ;
AND AUTHORIZE THE BOARD OF DIRECTORS TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
O.6 AUTHORIZE THE BOARD OF DIRECTORS, IN FRANCE OR Management
ABROAD, IN SUBSTITUTION FOR THE AUTHORITY OF THE RESOLUTION 21 OF THE
COMBINED GENERAL MEETING OF 22 MAR 2000 , WITH THE ISSUE OF BOND
ISSUES, SUBORDINATED OR NOT, DEBT SECURITIES, SUBORDI NATED OR NOT
PERMANENTLY, UP TO A NOMINAL AMOUNT OF EUR 10,000,000,000.00; AU
THORITY EXPIRES AT THE END OF 5 YEARS
O.7 APPROVE TO RENEW THE TERM OF OFFICE OF MR. THIERRY Management
DESMAREST AS A DIRECTOR FOR A PERIOD OF 3 YEARS
O.8 APPROVE TO RENEW THE TERM OF OFFICE OF MR. THIERRY Management
DERUDDER AS A DIRECTOR FOR A PERIOD OF 3 YEARS
O.9 APPROVE TO RENEW THE TERM OF OFFICE OF MR. SERGE Management
TCHURUK AS A DIRECTOR FOR A P ERIOD OF 3 YEARS
O.10 APPOINT MR. DANIEL BOEUF AS A DIRECTOR, IN ACCORDANCE Management
WITH THE PROVISION OF TH E ARTICLE 11, WHO REPRESENTS
THE SHAREHOLDING WAGE EARNERS FOR A PERIOD OF
3 Y EARS
O.11 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDERS Shareholder
PROPOSAL: APPOINT MR. PHIL IPPE MARCHANDISE
AS A DIRECTOR, IN ACCORDANCE WITH THE PROVISION
OF THE ARTICL E 11, WHO REPRESENTS THE SHAREHOLDING
WAGE EARNERS FOR A PERIOD OF 3 YEARS
O.12 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDERS Shareholder
PROPOSAL: APPOINT MR. CYRI L MOUCHE AS A DIRECTOR,
IN ACCORDANCE WITH THE PROVISION OF THE ARTICLE
11, WH O REPRESENTS THE SHAREHOLDING WAGE EARNERS
FOR A PERIOD OF 3 YEARS
O.13 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDERS Shareholder
PROPOSAL: APPOINT MR. ALAN CRAMER AS A DIRECTOR,
IN ACCORDANCE WITH THE PROVISION OF THE ARTICLE
11, WHO REPRESENTS THE SHAREHOLDING WAGE EARNERS
FOR A PERIOD OF 3 YEARS
O.14 APPOINT FIRM ERNST AND YOUNG AUDIT IN PLACE OF Management
THE FIRM BARBIER, FRINAULT AND AUTRES, AS THE
STATUTORY AUDITOR FOR A PERIOD OF 6 YEARS
O.15 APPROVE TO RENEW THE TERM OF OFFICE OF THE FIRM Management
KPMG AUDIT AS THE STATUTORY AU DITOR FOR A PERIOD
OF 6 YEARS
O.16 APPOINT MR. PIERRE JOUANNE, WHO REPLACES MR. Management
ALAIN GROSMANN, AS THE DEPUTY AUD ITOR FOR A
PERIOD OF 6 YEARS
O.17 APPOINT MR. JEAN-LUC DECORNOY AS THE DEPUTY AUDITOR, Management
WHO REPLACES THE FIRM SAL USTRO REYDEL, FOR A
PERIOD OF 6 YEARS
O.18 APPROVE THE ALLOCATION OF EUR 900,000.00 TO THE Management
DIRECTORS AS THE ATTENDANCE FE ES
E.19 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management
FOR THE AUTHORITY OF THE RES OLUTION 9 OF THE
COMBINED GENERAL MEETING OF 22 MAR 2000, TO GRANT TO THE BENE FIT OF
THE MEMBERS TO BE CHOSEN BY IT, STOCK OPTIONS GRANTING THE RIGHT TO
PUR CHASE THE COMPANY S NEW AND EXISTING SHARES WITHIN A LIMIT OF 3%
OF THE SHARE CAPITAL, AND TO SET THE PRICE OF THE SAID SHARES IN
ACCORDANCE WITH THE PROVIS IONS OF ARTICLES L.225-177 TO L.225-186 OF
THE COMMERCIAL LAW; AUTHORITY EXPI RES AT THE END OF 38 MONTHS ; AND
AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
E.20 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management
FOR THE AUTHORITY OF THE RES OLUTION 11 OF THE
COMBINED GENERAL MEETING OF 22 MAR 2000, TO PROCEED WITH THE
PREFERENTIAL RIGHT, IN FRANCE OR ABOARD, WITH THE ISSUE OF SHARES,
EQUITY WAR RANTS AND THE SECURITIES UP TO A NOMINAL AMOUNT OF EUR
4,000,000,000.00; AUTH ORITY EXPIRES AT THE END OF 26 MONTHS ; AND
AUTHORIZE THE BOARD OF DIRECTORS T O TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
E.21 AUTHORIZE THE BOARD OF DIRECTORS TO PROCEED WITHOUT Management
THE PREFERENTIAL RIGHT, IN FRANCE OR ABOARD,
WITH THE ISSUE OF SECURITIES UP TO A NOMINAL
AMOUNT OF EUR 2,000,000,000.00
E.22 APPROVE THE CAPITAL INCREASE, RESERVED FOR THE Management
EMPLOYEES
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting
SEE HTTP://ICS.ADP.COM/MARKETG UIDE FOR COMPLETE
INFORMATION. VERIFICATION PERIOD: REGISTERED
SHARES: 1 T O 5 DAYS PRIOR TO THE MEETING DATE,
DEPENDS ON COMPANY S BY-LAWS. BEARER SHAR ES:
6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT
SHAREOWNERS MUST COMP LETE, SIGN AND FORWARD
THE PROXY CARD DIRECTLY TO THE SUB CUSTODIAN.
PLEASE C ONTACT YOUR CLIENT SERVICE REPRESENTATIVE
TO OBTAIN THE NECESSARY CARD, ACCOUN T DETAILS
AND DIRECTIONS. THE FOLLOWING APPLIES TO
NON-RESIDENT SHAREOWN ERS: PROXY CARDS:
ADP WILL FORWARD VOTING INSTRUCTIONS TO THE GLOBAL CUS TODIANS THAT
HAVE BECOME REGISTERED INTERMEDIARIES, ON ADP VOTE DEADLINE DATE. IN
CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN
THE P ROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE
WHETHER YOUR G LOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE
CONTACT ADP. TRADES /VOTE INSTRUCTIONS:
SINCE FRANCE MAINTAINS A VERIFICATION PERIOD, FOR VOTE IN STRUCTIONS
SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL) FOR EITHER THE FULL S
ECURITY POSITION OR A PARTIAL AMOUNT AFTER THE VOTE INSTRUCTION HAS
BEEN SUBMI TTED TO ADP AND THE GLOBAL CUSTODIAN ADVISES ADP OF THE
POSITION CHANGE VIA TH E ACCOUNT POSITION COLLECTION PROCESS, ADP HAS
A PROCESS IN EFFECT WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE NEW
ACCOUNT POSITION AVAILABLE FOR VOTING. THIS WILL ENSURE THAT THE LOCAL
CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE INST RUCTION AND RELEASE THE
SHARES FOR SETTLEMENT OF THE SALE TRANSACTION. THIS P ROCEDURE
PERTAINS TO SALE TRANSACTIONS WITH A SETTLEMENT DATE PRIOR TO MEETING
DATE + 1
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting
REACH QUORUM, THERE WILL BE A SE COND CALL ON
14 MAY 2004. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLE D. THANK YOU
- ------------------------------------------------------------------------------------------------------------------------------------
ASTRAZENECA PLC AGM Meeting Date: 04/29/2004
Issuer: G0593M107 ISIN: GB0009895292
SEDOL: 0989529, 4983884, 5659902
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE DIRECTOR S REPORT AND ACCOUNTS FOR Management For THE YE
31 DEC 2003
2. APPROVE THE DIVIDENDS Management For
3. RE-APPOINT KPMG AUDIT PLC, LONDON AS AUDITOR Management For
4. AUTHORIZE THE DIRECTORS TO AGREE TO THE REMUNERATION Management For OF
THE AUDITOR
5.a ELECT MR. PERCY BARNEVIK AS A DIRECTOR Management For
5.b ELECT MR. HAKAN MOGREN AS A DIRECTOR Management For
5.c ELECT SIR. TOM MCKILLOP AS A DIRECTOR Management For
5.d ELECT MR. JONATHAN SYMONDS AS A DIRECTOR Management For
5.e ELECT SIR. PETER BONFIELD AS A DIRECTOR Management For
5.f ELECT MR. JOHN BUCHANAN AS A DIRECTOR Management For
5.g ELECT MS. JANE HENNEY AS A DIRECTOR Management For
5.h ELECT MR. MICHELE HOOPER AS A DIRECTOR Management For
5.i ELECT MR. JOE JIMENEZ AS A DIRECTOR Management For
5.j ELECT MR. EMA MOLLER AS A DIRECTOR Management For
5.k ELECT MR. DAME BRIDGET OGILVIE AS A DIRECTOR Management For
5.l ELECT MR.LOUIS SCHWEITZER AS A DIRECTOR Management For
5.m ELECT MR. MARCUS WALLENBERG AS A DIRECTOR Management For
6. APPROVE THE DIRECTOR S REMUNERATION REPORT FOR Management For THE YE
31 DEC 2003
7. ADOPT NEW ARTICLES OF ASSOCIATION Management For
8. GRANT AUTHORITY FOR LIMITED EU POLITICAL DONATIONS Management For
9. AUTHORIZE THE DIRECTORS TO ALLOT UNISSUED SHARES Management For
10. AUTHORIZE THE DIRECTORS TO DISAPPLY PRE-EMPTION Management For RIGHTS
11. AUTHORIZE THE COMPANY TO PURCHASE ITS OWN SHARES Management For
12. GRANT AUTHORITY TO INCREASE OF CAPITAL ON NON-EXECUTIVE Management For
DIRECTOR S REMUNERATIO N
- ------------------------------------------------------------------------------------------------------------------------------------
BASF AG, LUDWIGSHAFEN/RHEIN AGM Meeting Date: 04/29/2004
Issuer: D06216101 ISIN: DE0005151005 BLOCKING
SEDOL: 0067737, 0083142, 4082833, 4083483, 4083654, 4083665, 4083676, 4611185, 5086577, 5086588, 5086599, 6072036
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE FINANCIAL STATEMENTS AND THE ANNUAL Management REPORT FOR
THE FY 2003 WITH TH E REPORT OF THE
SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS
AND THE GROU P ANNUAL REPORT
2. APPROVE THE APPROPRIATION OF THE DISTRIBUTABLE Management PROFIT OF
EUR 779,300,744 AS TH E PAYMENT OF
A DIVIDEND OF EUR 1.40 PER SHARE AND EUR 896,000
SHALL BE CARRIED FORWARD AS EX-DIVIDEND AND PAYABLE
ON 30 APR 2004
3. RATIFY THE ACTS OF THE SUPERVISORY BOARD Management
4. RATIFY THE ACTS OF THE BOARD OF MANAGING DIRECTORS Management
5. APPOINT DELOITTE + TOUCHE GMBH, FRANKFURT AS Management THE AUDITORS
FOR THE FY 2004
6. AUTHORIZE THE COMPANY TO ACQUIRE OWN SHARES OF Management
UP TO 10% OF ITS SHARE CAPITAL, AT A PRICE NOT
MORE THAN 25% FROM THE MARKET PRICE OF THE SHARES,
ON OR BEFOR E 28 OCT 2005 AND AUTHORIZE THE BOARD
OF MANAGING DIRECTORS TO RETIRE THE SHAR ES AND
TO USE THE SHARES FOR THE COMPANY S STOCK OPTION
PLANS OR FOR ACQUISITI ON PURPOSES
7. AUTHORIZE THE COMPANY, USING DERIVATIVE FINANCIAL Management
INSTRUMENTS WITHIN THE SCOPE OF RESOLUTION 6,
TO PUT AND CALL OPTIONS FOR THE REPURCHASE OF OWN SHARES AT A PRICE
NOT MORE THAN THEIR THEORETICAL MARKET VALUE; THE PRICE PAID FOR OWN S
HARES CORRESPOND TO THE STRIKE PRICE AGREED UPON IN THE FINANCIAL
INSTRUMENT
8. AUTHORIZE THE BOARD OF MANAGING DIRECTORS WITH Management THE CONSENT
OF THE SUPERVISORY BOARD, TO INCREASE
THE COMPANY S SHARE CAPITAL BY EXCLUDING THE SHAREHOLDERS SUBSCRIPTION
RIGHTS FOR THE ISSUE OF UP TO 15,000,000 EMPLOYEE SHARES , UP TO EUR
500,000,000 10% OF THE SHARE CAPITAL THROUGH THE ISSUE OF NEW SHARES
AGA INST PAYMENT IN CASH OR KIND, ON OR BEFORE 01 MAY 2009 AT A PRICE
NOT MATERIAL LY BELOW THE MARKET PRICE OF IDENTICAL SHARES; AND FOR
THE GRANTING OF SUCH RI GHTS TO BONDHOLDERS OR HOLDERS OF STOCK
OPTIONS, FOR RESIDUAL AMOUNTS
9. APPROVE THE CONTROL AND PROFIT TRANSFER AGREEMENT Management WITH THE
COMPANY S WHOLLY OW NED SUBSIDIARY BASF
PLANT SCIENCE HOLDING GMBH, WITH EFFECT FROM
01 JAN 2004 T O 31 DEC 2008
- ------------------------------------------------------------------------------------------------------------------------------------
ROYAL BANK OF SCOTLAND GROUP PLC AGM Meeting Date: 04/29/2004
Issuer: G76891111 ISIN: GB0007547838
SEDOL: 0754783, 2337201, 2663003, 5824023
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE REPORT AND THE ACCOUNTS Management For
2. APPROVE THE REMUNERATION REPORT Management For
3. DECLARE A FINAL DIVIDEND ON THE ORDINARY SHARES Management For
4. RE-ELECT MR. E. BOTIN AS A DIRECTOR Management For
5. RE-ELECT MR. L.K. FISH AS A DIRECTOR Management For
6. RE-ELECT SIR ANGUS GROSSART AS A DIRECTOR Management For
7. RE-ELECT SIR GEORGE MATHEWSON AS A DIRECTOR Management For
8. RE-ELECT MR. G.F. PELL AS A DIRECTOR Management For
9. RE-ELECT MR. I.S. ROBERTSON AS A DIRECTOR Management For
10. RE-ELECT SIR IAIN VALLANCE AS A DIRECTOR Management For
11. RE-APPOINT DELOITTE & TOUCHE LLP AS THE AUDITORS Management For
12. AUTHORIZE THE DIRECTORS TO FIX THE REMUNERATION Management For OF THE
AUDITORS
13. APPROVE TO RENEW THE AUTHORITY TO ALLOT THE SHARES Management For
14. APPROVE TO RENEW AND AMEND THE PRE-EMPTION AUTHORITY Management For
15. APPROVE THE PURCHASE OF OWN SHARES Management For
16. APPROVE TO CREATE THE ADDITIONAL DOLLAR PREFERENCE Management For
SHARES AND RENEW THE AUTHOR ITY TO ALLOT THE
PREFERENCE SHARES
17. APPROVE THE AMENDMENTS TO THE TERMS OF THE PREFERENCE Management For
SHARES
- ------------------------------------------------------------------------------------------------------------------------------------
CREDIT SUISSE GROUP, ZUERICH OGM Meeting Date: 04/30/2004
Issuer: H3698D419 ISIN: CH0012138530 BLOCKING
SEDOL: 6384548, 7146327, 7154706, 7171589
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Swiss Register BE
NOTIFIED TO THE COMPANY REG ISTRAR AS BENEFICIAL
OWNER BEFORE THE RECORD DATE. PLEASE ADVISE
US NOW IF YO U INTEND TO VOTE. NOTE THAT THE
COMPANY REGISTRAR HAS DISCRETION OVER GRANTIN
G VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE,
A SECOND NOTIFICATION WILL BE ISSUED REQUESTING
YOUR VOTING INSTRUCTIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
CREDIT SUISSE GROUP, ZUERICH AGM Meeting Date: 04/30/2004
Issuer: H3698D419 ISIN: CH0012138530 BLOCKING
SEDOL: 6384548, 7146327, 7154706, 7171589
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE ANNUAL REPORT, THE PARENT COMPANY Management S FINANCIAL
STATEMENTS FOR 2003 AND THE GROUPS
CONSOLIDATED FINANCIAL STATEMENTS FOR 2003
2. GRANT DISCHARGE THE ACTS OF THE MEMBERS OF THE Management BOARD OF
DIRECTORS AND THE EXEC UTIVE BOARD
3.1 APPROVE THE APPROPRIATION OF RETAINED EARNINGS Management
3.2 APPROVE THE REDUCTION OF SHARE CAPITAL FOR THE Management
PURPOSE OF REPAYMENT OF PAR VAL UE TO SHAREHOLDERS;
AMEND THE ARTICLES OF ASSOCIATION
4.1a RE-ELECT MR. THOMAS D. BELL TO THE BOARD OF DIRECTORS Management
4.1b RE-ELECT MR. AZIZ R. D. SYRIANI TO THE BOARD Management
OF DIRECTORS
4.1c ELECT MR. PETER F. WEIBEL TO THE BOARD OF DIRECTORS Management
4.1d ELECT MS. NOREEN DOYLE TO THE BOARD OF DIRECTORS Management
4.1e ELECT MR. DAVID W. SYZ TO THE BOARD OF DIRECTORS Management
4.2 ELECT THE PARENT COMPANY S INDEPENDENT AUDITORS Management
AND THE GROUP S INDEPENDENT AU DITORS
4.3 ELECT THE SPECIAL AUDITORS Management
5.1 AMEND THE PARAGRAPH 4 AND 5 OF ARTICLE 7 OF THE Management
ARTICLES OF ASSOCIATION
5.2 APPROVE TO DELETION OF PROVISIONS CONCERNING Management
CONTRIBUTIONS IN KIND IN ARTICLES OF ASSOCIATION
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting
IN THIS MARKET. PLEASE CONTACT Y OUR ADP CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS
* TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Non-Voting
BE NOTIFIED TO THE COMPANY REG ISTRAR AS BENEFICIAL
OWNER BEFORE THE RE-REGISTRATION DEADLINE. THEREFORE,
AD P CUTOFF DATE FOR THIS MEETING IS CALCULATED
BASED ON THE RE-REGISTRATION DEAD LINE SET BY
THE MARKET. HOWEVER, SHAREHOLDERS THAT ARE ALREADY
REGISTERED AT T HE COMPANY BOOKS ARE ENTITLED
TO SUBMIT THEIR VOTING INSTRUCTIONS UP UNTIL
19 APR 2004. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE
WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU
- ------------------------------------------------------------------------------------------------------------------------------------
TELEFONICA SA OGM Meeting Date: 04/30/2004
Issuer: E90183182 ISIN: ES0178430E18
SEDOL: 0798394, 2608413, 5720972, 5732524, 5736322, 5786930, 6167460
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
I. EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE Management For ANNUAL
ACCOUNTS AND MANAGEMENT REPORT OF TELEFONICA, S.A. AND ITS
CONSOLIDATED GROUP OF COMPANIES,
AS WELL A S THE PROPOSAL FOR THE APPLICATION
OF THE RESULTS OF TELEFONICA S.A. AND THAT OF
THE MANAGEMENT OF THE COMPANY S BOARD OF DIRECTORS,
ALL FOR THE 2003 FINANC IAL YEAR
II. SHAREHOLDER REMUNERATION, DISTRIBUTION OF DIVIDENDS Management For
FROM 2003 NET INCOME AND F ROM THE ADDITIONAL
PAID-IN CAPITAL RESERVE
III. DESIGNATION OF THE ACCOUNTS AUDITOR FOR THE 2004 Management For
FISCAL YEAR
IV. AUTHORIZATION FOR THE ACQUISITION OF TREASURY Management For STOCK,
DIRECTLY OR THROUGH GROUP COMPANIES
V. APPROVAL, IF APPROPRIATE, OF THE REGULATIONS Management For OF THE
GENERAL MEETING OF SHAREHO LDERS OF TELEFONICA S.A.
VI. DELEGATION OF POWERS TO FORMALIZE, CONSTRUE, Management For CORRECT
AND EXECUTE THE RESOLUTIO NS ADOPTED
BY THE ANNUAL GENERAL SHAREHOLDER S MEETING
* PLEASE NOTE THAT THIS IS A REVISION DUE TO THE Non-Voting Non-Vote Proposal
REVISED WORDING OF THE RESOLUTI ONS. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY F ORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
* PLEASE BE ADVISED THAT ADDITIONAL INFORMATION Non-Voting Non-Vote Proposal
CONCERNING TELEFONICA SA CAN ALS O BE VIEWED
IN THE COMPANY S WEBSITE: HTTP://WWW.TELEFONICA.COM/HOME_ENG.HTML
. THANK YOU.
* PLEASE NOTE THAT THIS IS AN ANNUAL GENERAL MEETING. Non-Voting Non-Vote Proposal
THANK YOU.
- ------------------------------------------------------------------------------------------------------------------------------------
ALLIANZ AG, MUENCHEN AGM Meeting Date: 05/05/2004
Issuer: D03080112 ISIN: DE0008404005
SEDOL: 0018490, 0048646, 5231485, 5242487, 5479531, 5766749, 7158333
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE FINANCIAL STATEMENTS AND THE ANNUAL Management REPORT FOR
THE FY 2003 WITH TH E REPORT OF THE
SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS
AND THE GROU P ANNUAL REPORT
2. APPROVE THE APPROPRIATION OF THE DISTRIBUTABLE Management PROFIT OF
EUR 580,000,000 AS FO LLOWS: PAYMENT OF A DIVIDEND OF EUR 1.50 PER
NO-PAR SHARES;
EUR 29,390,439.50; SHALL BE ALLOCATED TO THE
REVENUE RESERVES; AND EX-DIVIDEND AND PAYABLE
DATE: 06 MAY 2004
3. RATIFY THE ACTS OF THE BOARD OF MANAGING DIRECTORS Management
4. RATIFY THE ACTS OF THE SUPERVISORY BOARD Management
5. AUTHORIZE THE BOARD OF MANAGING DIRECTORS, IN Management REVOCATION OF
THE AUTHORIZED CAP ITAL 2003/I
AND 2003/II WITH THE CONSENT OF THE SUPERVISORY BOARD TO INCREASE THE
SHARE CAPITAL BY UP TO EUR 650,000,000 THROUGH THE ISSUE OF NEW
REGARDING NO-PAR SHARES AGAINST CONTRIBUTIONS IN CASH AND/OR KIND, ON
OR BEFORE 04 MAY 2 009;SHAREHOLDERS SHALL BE GRANTED SUBSCRIPTION
RIGHTS FOR A CAPITAL INCREASE A GAINST CASH PAYMENT; AND EXCEPT FOR
RESIDUAL AMOUNTS, AGAINST CONTRIBUTIONS IN KIND, AND IN ORDER TO GRANT
SUCH RIGHTS TO HOLDERS OF CONVERTIBLE OR OPTION R IGHTS AND
CORRESPONDINGLY AMEND THE ARTICLES OF ASSOCIATION
6. AUTHORIZE THE BOARD OF MANAGING DIRECTORS, IN Management REVOCATION OF
THE AUTHORIZED CAP ITAL 2001/II
WITH THE CONSENT OF THE SUPERVISORY BOARD TO INCREASE THE SHARE C
APITAL BY UP TO EUR 10,000,000 THROUGH THE ISSUE OF NEW REGARDING
NO-PAR SHARE S AGAINST CONTRIBUTIONS IN CASH, ON OR BEFORE 04 MAY
2009; SHAREHOLDERS SUBSCR IPTION RIGHTS MAY BE EXCLUDED FOR THE ISSUE
OF THE EMPLOYEE SHARES AND FOR RES IDUAL AMOUNTS AND CORRESPONDINGLY
AMEND THE ARTICLES OF ASSOCIATION
7. AUTHORIZE THE BOARD OF MANAGING DIRECTORS WITH Management THE CONSENT
OF THE SUPERVISORY BOARD, TO ISSUE
THE CONVERTIBLE AND/OR WARRANT BONDS OF UP TO EUR 10,000,000,0 00 AND
CONFERRING CONVERTIBLE AND/OR OPTION RIGHTS FOR THE SHARES OF THE
COMPA NY ONCE OR MORE THAN ONCE ON OR BEFORE 04 MAY 2009; AND THE
SHAREHOLDERS SHALL BE GRANTED SUBSCRIPTION RIGHTS EXCEPT FOR RESIDUAL
AMOUNTS, IN ORDER TO GRANT SUCH RIGHTS TO THE HOLDERS OF PREVIOUSLY
ISSUED BONDS FOR THE ISSUE OF BONDS CONFERRING CONVERTIBLE OPTION
RIGHTS FOR SHARES OF THE COMPANY OF UP TO 10% TH E OF SHARE CAPITAL AT
A PRICE NOT MATERIALLY BELOW THEIR THEORETICAL MARKET VA LUE, AND FOR
THE ISSUE OF THE BONDS AGAINST CONTRIBUTIONS IN KIND; THE COMPANY S
SHARE CAPITAL SHALL BE INCREASED ACCORDINGLY UP TO EUR 250,000,000
THROUGH THE ISSUE OF UP TO 97, 656,250 NEW REGARDING NO-PAR SHARES
INSOFAR AS CONVERTI BLE AND/OR OPTION RIGHTS ARE EXERCISED
8. AUTHORIZE THE COMPANY TO ACQUIRE AND SELL OWN Management SHARES, FOR
THE PURPOSE SECURITI ES TRADING FINANCIAL
INSTITUTIONS AT A PRICE NOT DEVIATING MORE THAN 10% FROM THEIR MARKET
PRICE, ON OR BEFORE 04 NOV 2005; THE TRADING PORTFOLIO OF SHARES TO BE
ACQUIRED FOR SUCH PURPOSE SHALL NOT EXCEED 5% OF THE SHARE CAPITAL AT
TH E END OF ANY GIVEN DAY
9. AUTHORIZE THE COMPANY TO ACQUIRE OWN SHARES FOR Management THE
PURPOSES OTHER THAN SECURI TIES TRADING UP
TO 10% OF ITS SHARE CAPITAL, THROUGH THE STOCK EXCHANGE AT A P RICE
NOT DIFFERING MORE THAN 15% FROM THE MARKET PRICE OF THE SHARES OR BY
THE WAY OF A REPURCHASE OFFER AT A PRICE NOT DIFFERING MORE THAN 20%
FROM THE MAR KET PRICE, ON OR BEFORE 04 NOV 2005; AND AUTHORIZE THE
BOARD OF MANAGING DIREC TORS TO DISPOSE OF THE SHARES IN A MANNER
OTHER THAN THE STOCK EXCHANGE OR AN OFFER TO THE SHAREHOLDERS IF THE
SHARES ARE SOLD AT A PRICE NOT MATERIALLY BEL OW THEIR MARKET PRICE,
TO USE THE SHARES FOR THE ACQUISITION PURPOSES TO FLOAT THE SHARES ON
THE FOREIGN STOCK EXCHANGES, TO USE THE SHARES FOR THE FULFILLM ENT OF
THE CONVERTIBLE OR OPTION RIGHTS TO OFFER THE SHARES TO THE EMPLOYEES
O F THE COMPANY OR ITS AFFILIATES AND TO RETIRE THE SHARES
10. APPROVE THE CONTROL AND THE PROFIT TRANSFER AGREEMENT Management WITH
JOTA- VERROEGENSVER WALTUNGSGESELL-SCHAFT MBH A WHOLLY OWNED
SUBSIDIARY OF THE COMPANY,
EFFECTIVE RETROACTIVELY FROM 01 JAN 2004 UNTIL
31 DEC 2008
* PLEASE BE ADVISED THAT ALLIANZ AG SHARES ARE Non-Voting
ISSUED IN REGISTERED FORM AND A S SUCH DO NOT
REQUIRE SHARE BLOCKING IN ORDER TO ENTITLE YOU
TO VOTE. THANK YO U
- ------------------------------------------------------------------------------------------------------------------------------------
ALTANA AG AGM Meeting Date: 05/05/2004
Issuer: D03304108 ISIN: DE0007600801 BLOCKING
SEDOL: 5273131
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE COMPANY S ANNUAL AND CONSOLIDATED Management EARNINGS AS
WELL AS THE REPORT O F THE SUPERVISORY
BOARD FOR THE BUSINESS YEAR 2003
2. APPROVE THE APPROPRIATION OF PROFITS AND A POSSIBLE Management
DIVIDEND PAYMENT OF EUR 0. 83 PER SHARE
3. RATIFY THE ACTS OF THE MANAGING BOARD FOR 2003 Management
4. RATIFY THE ACTS OF THE SUPERVISORY BOARD Management
5. ELECT MR. JUSTUS MISCHE AS A SUPERVISORY BOARD Management
6. APPROVE THE ELECTION OF AUDITORS, THEY SUGGEST Management PWC DEUTSCHE
REVISION AG, FRANK FURT AM MAIN
7. APPROVE THE RESOLUTION ON THE APPROVED CAPITAL Management AND CHANGE
OF ARTICLES
8. GRANT AUTHORITY TO PURCHASE OWN SHARES Management
- ------------------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL PLC AGM Meeting Date: 05/06/2004
Issuer: G72899100 ISIN: GB0007099541
SEDOL: 0709954
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND APPROVE THE DIRECTORS REPORT AND Management For THE
FINANCIAL STATEMENTS FOR THE YE 31 DEC 2003
WITH THE AUDITORS REPORT THEREON
2. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For THE YE 31
DEC 2003
3. RE-ELECT MR. J W BLOOMER AS A DIRECTOR Management For
4. RE-ELECT MR. P.A.J. BROADLEY AS A DIRECTOR Management For
5. RE-ELECT MR. R.O. ROWLEY AS A DIRECTOR Management For
6. ELECT MS. K.A.O. DONOVAN AS A DIRECTOR Management For
7. ELECT MS. B. A. MACASKILL AS A DIRECTOR Management For
8. ELECT MR. M. NORBOM AS A DIRECTOR Management For
9. RE-APPOINT KPMG AUDIT PLC AS THE AUDITORS AND Management For AUTHORIZE
THE DIRECTORS TO FIX T HE AMOUNT OF
THEIR REMUNERATION
10. AUTHORIZE THE COMPANY, FOR THE PURPOSES OF PART Management For XA OF
THE COMPANIES ACT 1985, TO MAKE DONATIONS
TO EU POLITICAL ORGANIZATIONS AND TO INCUR EU POLITICAL EXPE NDITURE
SECTION 347A OF THE ACT UP TO A MAXIMUM AGGREGATE SUM OF GBP 50,000;
AUTHORITY EXPIRES AT THE CONCLUSION OF THE AGM IN 2007 ; AND THE
COMPANY MAY ENTER IN TO A CONTRACT OR UNDERTAKING UNDER THIS AUTHORITY
PRIOR TO ITS EXPIRY , MAY BE PERFORMED WHOLLY OR PARTLY AFTER SUCH
EXPIRY AND MAY MAKE DONATIONS T O EU POLITICAL ORGANIZATIONS AND INCUR
EU POLITICAL EXPENDITURE IN PURSUANCE O F SUCH CONTRACTS OR
UNDERTAKINGS AS IF THE SAID AUTHORITY HAD NOT EXPIRED
11. AUTHORIZE THE EGG PLC, FOR THE PURPOSES OF PART Management For XA OF
THE COMPANIES ACT 1985, TO MAKE DONATIONS
TO EU POLITICAL ORGANIZATIONS AND TO INCUR EU
POLITICAL EXPE NDITURE SECTION 347A OF THE ACT
UP TO A MAXIMUM AGGREGATE SUM OF GBP 25,000; AUTHORITY EXPIRES AT THE
CONCLUSION OF THE AGM IN 2007 ; AND EGG PLC MAY ENT ER IN TO A
CONTRACT OR UNDERTAKING UNDER THIS AUTHORITY PRIOR TO ITS EXPIRY, W
HICH MAY BE PERFORMED WHOLLY OR PARTLY AFTER SUCH EXPIRY AND MAY MAKE
DONATION S TO EU POLITICAL ORGANIZATIONS AND INCUR EU POLITICAL
EXPENDITURE IN PURSUANC E OF SUCH CONTRACTS OR UNDERTAKINGS AS IF THE
SAID AUTHORITY HAD NOT EXPIRED
12. APPROVE TO INCREASE THE AUTHORIZED SHARE CAPITAL Management For
OF THE COMPANY FROM GBP 150 M ILLION TO GBP 170
MILLION AND USD 20 MILLION AND EUR 20 MILLION,
BY THE CREATI ON OF 2 BILLION STERLING PREFERENCE
SHARES OF 1 PENCE EACH, 2 BILLION DOLLAR P REFERENCE
SHARES OF 1 CENT EACH AND 2 BILLION EURO PREFERENCE
SHARES OF 1 CENT EACH
13. AUTHORIZE THE DIRECTORS, SUBJECT TO THE PASSING Management For OF
RESOLUTION 12 AND WITHOUT P REJUDICE TO ANY
OTHER AUTHORITY CONFERRED ON THE DIRECTORS BY ARTICLE 12 OF TH E
COMPANY S ARTICLES OF ASSOCIATION, TO ALLOT ALL OF THE STERLING
PREFERENCE S HARES, THE DOLLAR PREFERENCE SHARES AND THE EURO
PREFERENCE SHARES BE GRANTED FOR A PERIOD EXPIRING 5 YEARS FROM THE
DATE OF THIS RESOLUTION AND FOR THAT PE RIOD THE SECTION 80 AMOUNT IN
RESPECT OF THE COMPANY S PREFERENCE SHARES SHALL BE GBP 20 MILLION IN
RESPECT OF THE STERLING PREFERENCE SHARES, USD 20 MILLIO N IN RESPECT
OF THE DOLLAR PREFERENCE SHARES AND EUR 20 MILLION IN RESPECT OF THE
EURO PREFERENCE SHARES
14. APPROVE TO RENEW THE AUTHORITY CONFERRED ON THE Management For
DIRECTORS BY ARTICLE 12 OF THE COMPANY S ARTICLES
OF ASSOCIATION, TO ALLOT RELEVANT SECURITIES
SECTION 80 O F THE COMPANIES ACT 1985 OF GBP
33,480,000; AUTHORITY EXPIRES AT THE CONCLUS
ION OF THE NEXT AGM
S.15 AUTHORIZE THE DIRECTORS, SUBJECT TO THE PASSING Management For
OF RESOLUTION 14 AND THE POWER CONFERRED ON THE
DIRECTORS BY ARTICLE 13 OF THE COMPANY S ARTICLES OF ASSOCIA TION, TO
ALLOT EQUITY SECURITIES SECTION 94 OF THE COMPANIES ACT 1985 UP TO A
MAXIMUM NOMINAL AGGREGATE AMOUNT OF GBP 5,000,000 FOR CASH SECTION
94(3A) O F THE ACT DISAPPLYING THE STATUTORY PRE-EMPTION RIGHTS
SECTION 89(1) ; AUTH ORITY EXPIRES AT THE END OF THE NEXT AGM OF THE
COMPANY
S.16 AUTHORIZE THE COMPANY, PURSUANT TO ARTICLE 58 Management For
OF THE COMPANY S ARTICLES OF ASS OCIATION AND
IN ACCORDANCE WITH SECTION 166 OF THE COMPANIES ACT 1985 TO MAKE
MARKET PURCHASES SECTION 163(3) OF THE COMPANIES ACT 1985 OF UP TO 200
MILLI ON ORDINARY SHARES OF 5 PENCE EACH IN THE CAPITAL OF THE
COMPANY, AT A MINIMUM PRICE OF 5 PENCE AND UP TO 105% OF THE AVERAGE
MIDDLE MARKET QUOTATIONS FOR A N ORDINARY SHARE DERIVED FROM THE DAILY
OFFICIAL LIST OF THE LONDON STOCK EXCH ANGE, OVER THE PREVIOUS 5
BUSINESS DAYS; AUTHORITY EXPIRES THE EARLIER OF THE END OF THE AGM OF
THE COMPANY TO BE HELD IN 2005 OR 18 MONTHS ; AND THE COMPA NY, BEFORE
THE EXPIRY, MAY MAKE A CONTRACT OR CONTRACTS TO PURCHASE ORDINARY S
HARES WHICH WOULD OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH
EXPIRY AND MA Y MAKE A PURCHASE OF ORDINARY SHARES IN PURSUANCE OF ANY
SUCH CONTRACT OR CONT RACTS AS IF THE POWER CONFERRED HEREBY HAD NOT
EXPIRED
S.17 APPROVE THE NEW ARTICLES 4,178 AND 178A OF THE Management For
ARTICLES OF ASSOCIATION IN SUBS TITUTION FOR
AND TO THE EXCLUSION OF THE EXISTING ARTICLES
4 AND 178
* TRANSACT OTHER BUSINESS Non-Voting Non-Vote Proposal
* PLEASE NOTE THAT THIS IS A REVISION DUE TO THE Non-Voting Non-Vote Proposal
REVISED WORDING OF THE RESOLUTI ONS. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
- ------------------------------------------------------------------------------------------------------------------------------------
SAP AG SYSTEME ANWENDUNGEN PRODUKTE IN DER DATENVERARBEITUNG, WALLDORF/BADEN AGM Meeting Date: 05/06/2004
Issuer: D66992104 ISIN: DE0007164600 BLOCKING
SEDOL: 4616889, 4846288, 4882185
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. ACKNOWLEDGE THE FINANCIAL STATEMENTS AND THE Management ANNUAL REPORT
FOR THE FY 2003 WIT H THE REPORT
OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL
STATEMENTS AND GROU P ANNUAL REPORT
2. APPROVE THE APPROPRIATION OF THE DISTRIBUTIVE Management PROFIT OF :
EUR 949,879,281.43; PAYMENT OF A DIVIDEND : EUR 0.80 PER ENTITLED
SHARE, THE REMAINDER
SHALL BE CA RRIED FORWARD
3. RATIFY THE ACTS OF THE BOARD OF MANAGING DIRECTORS Management
4. RATIFY THE ACTS OF THE SUPERVISORY BOARD Management
5. APPOINT THE KPMG, FRANKFURT AND BERLIN, AS THE Management AUDITORS FOR
THE FY 2004
6. AMEND THE ARTICLES OF ASSOCIATION TO REFLECT Management THE INCREASE
OF THE SHARE CAPITAL TO EUR 315,413,553
THROUGH THE EXERCISE OF CONVERSION AND OPTION
RIGHTS, AND THE CORRESPONDENT REDUCTION OF THE
CONTINGENT CAPITAL
7. APPROVE TO RENEW THE AUTHORIZATION TO ACQUIRE Management AND DISPOSE
OF OWN SHARES; AUTHO RIZE THE BOARD
OF MANAGING DIRECTORS TO ACQUIRE UP TO 30,000,000 SHARES OF THE
COMPANY, AT A PRICE NOT DEVIATING MORE THAN 20% FROM THEIR MARKET
PRICE, ON O R BEFORE 31 OCT 2005 AND TO SELL THE SHARES ON THE STOCK
EXCHANGE AND TO OFFER THEM TO THE SHAREHOLDERS FOR SUBSCRIPTION; AND
AUTHORIZE THE BOARD TO DISPOSE OF THE SHARES IN ANOTHER MANNER IF THEY
ARE SOLD AT A PRICE NOT MATERIALLY BE LOW THEIR MARKET PRICE, TO USE
THE SHARES FOR ACQUISITION PURPOSES OR WITHIN T HE SCOPE OF THE
COMPANY STOCK OPTION AND LONG TERM INCENTIVE PLANS, AND TO RET IRE THE
SHARES
8. AUTHORIZE THE BOARD OF MANAGING DIRECTORS TO Management USE CALL AND
PUT OPTIONS FOR THE PURPOSE OF THE
ACQUISITION OF OWN SHARES AS PER RESOLUTION 7
- ------------------------------------------------------------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SA MIX Meeting Date: 05/06/2004
Issuer: F86921107 ISIN: FR0000121972 BLOCKING
SEDOL: 4834108, 5395875, 7165463
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
O.1 RECEIVE THE DIRECTORS AND THE SUPERVISORY AUDITORS Management
REPORTS RELATING TO THE FIN ANCIAL STATEMENTS
FOR THE YE 31 DEC 2003
O.2 ACKNOWLEDGE THAT THE CONSOLIDATED ACCOUNTS WERE Management
PRESENTED, AND THAT THE BOARD OF DIRECTORS REPORT
FOR THE GROUP IS INCLUDED IN THE BOARD OF DIRECTORS
REPO RT
O.3 APPROVE THE SPECIAL AUDITOR S REPORT, IN ACCORDANCE Management
WITH THE PROVISIONS OF ART ICLE L.225-40 FRENCH
COMPANY ACT , UPON THE AGREEMENTS CONCERNED BY
THE ARTICL E L225-38 OF THE LAW
O.4 APPROVE THE INTEGRATION INTO THE ACCOUNT BALANCE Management
CARRIED FORWARD OF: BALANCE C ARRIED FORWARD
OF: THE PART OF THE WITHHOLDING TAX REPAID BY
THE PUBLIC REVENU E DEPARTMENT, I.E.EUR 23,105,796.39,
THE DIVIDEND, ACCRUING TO THE SELF HOLDIN G SHARES,
NON PAID, I.E. EUR 6,459,705.00; THE BALANCE
CARRIED FORWARD TO EUR 29,565,501.39 IT DECIDES
TO ALLOCATE THE DISTRIBUTABLE PROFIT THE FISCAL
YEAR PROFIT OF EUR474,732,413.08 PLUS THE SO
BROUGHT BALANCE CARRIED FORWARD WHIC H AMOUNTS
TO EUR 504,297,914.47, AS FOLLOWS: GLOBAL DIVIDEND:
EUR 255,026,387. 00; WITHHOLDING TAX: EUR 93,331,322.00;
BALANCE CARRIED FORWARD: EUR 504,297,9 14.47;
AND THE SHAREHOLDERS WILL RECEIVE A NET DIVIDEND
OF EUR 1.10, WITH A CO RRESPONDING TAX CREDIT
OF EUR 0.55
O.5 APPOINT MR. CAISSE DES DEPOTS ET CONSIGNATIONS Management
AS DIRECTOR FOR A PERIOD OF 4 Y EARS
O.6 APPOINT MR. M. CHRIS C. RICHARDSON AS DIRECTOR Management
FOR A PERIOD OF 4 YEARS
O.7 APPROVE TO RENEW THE TERM OF OFFICE OF MR. M. Management
ALAIN BURQ AS A DIRECTOR FOR A P ERIOD OF 4 YEARS
O.8 APPROVE TO RENEW THE TERM OF OFFICE OF MR. M. Management
ALAIN BOUTON AS A DIRECTOR FOR A PERIOD OF 4 YEARS
O.9 APPROVE TO RENEW THE TERM OF OFFICE OF MR. M. Management
THIERRY BRETON AS A DIRECTOR FOR A PERIOD OF
4 YEARS
O.10 APPROVE TO RENEW THE TERM OF OFFICE OF MR. M. Management
WILLY KISSLING AS A DIRECTOR FOR A PERIOD OF
4 YEARS
O.11 APPROVE TO RENEW THE TERM OF OFFICE OF MR. M. Management
PIERO SIERRA AS A DIRECTOR FOR A PERIOD OF 4 YEARS
O.12 APPROVE TO RENEW THE TERM OF OFFICE OF BARBIER Management
FRINAULT ET AUTRES ERNST AND Y OUNG AS THE
STATUTORY AUDITORS PERIOD OF 6 FY
O.13 APPOINT M. PHILIPPE DIU AS THE DEPUTY AUDITOR Management
OF BARBIER FRINAULT ET AUTRES FO R A PERIOD OF
6 FY
O.14 APPOINT MAZARS AND GUERARD AS THE STATUTORY AUDITOR Management
FOR A PERIOD OF 6 FY
O.15 APPOINT M. CHARLES VINCENSINI AS A DEPUTY AUDITOR Management
FOR A PERIOD OF 6 FY
O.16 AUTHORIZE THE BOARD, TO TRADE THE COMPANY S SHARES Management
ON THE STOCK EXCHANGE IN VI EW OF ADJUSTING THEIR
PRICE AS PER THE FOLLOWING CONDITIONS: MAXIMUM
PURCHASE PRICE: EUR 80.00; MINIMUM SELLING PRICE:
EUR 40.00; AND, MAXIMUM NUMBER OF SHA RES TO
BE TRADED: 10%; AUTHORITY EXPIRES AT THE END
OF 18 MONTHS
E.17 AMEND THE ARTICLES OF ASSOCIATION NUMBER 11 Management
E.18 AUTHORIZE THE BOARD OF DIRECTORS TO PROCEED, Management
WITH THE ISSUE OF SHARES AND OTHE R SECURITIES
GIVING ACCESS TO THE ISSUE OF SHARES AND OTHER SECURITIES GIVING
ACCESS TO THE COMPANY SHARE CAPITAL, RESERVED TO THE MEMBERS OF AN
ENTERPRISE SAVINGS PLAN FOR A MAXIMUM NOMINAL AMOUNT OF 5% AUTHORITY
EXPIRES AT THE END OF 5 YEARS THE PREFERENTIAL SUBSCRIPTION RIGHT OF
SHAREHOLDERS IS CANCELLED I N FAVOR OF THE BENEFICIARIES AND THE
BOARDS TO CHARGE ALL FEES, RIGHTS AND EXP ENSES RESULTING FROM THE
CAPITAL INCREASE TO ALL PREMIUMS RESULTING FROM SUCH CAPITAL INCREASE,
AND TO APPROPRIATE FROM THIS AMOUNT SUCH SUMS AS ARE REQUIRE D TO
BRING THE LEGAL RESERVE TO TENTH OF THE NEW SHARE CAPITAL AFTER EACH
INCR EASE
E.19 AUTHORIZE THE BOARD OF DIRECTORS, TO GRANT, IN Management
ONE OR SEVERAL STAGES, TO BENEF ICIARIES TO BE
CHOSEN BY IT. STOCK OPTIONS GRANTING THE RIGHT TO SUBSCRIBE TO
SCHNEIDER ELECTRIC S.A. THE MAXIMUM NUMBER OF STOCK OPTIONS, GIVING
RIGHT TO S UBSCRIBE OR THE PURCHASE SHARES, WILL NOT BE SUPERIOR TO 3%
OF THE SHARE CAPIT AL; AUTHORITY EXPIRES AT THE END OF 38 MONTHS ; AND
AUTHORIZE THE EXECUTIVE C OMMITTEE TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL FORMALITIES NECESSA RY TO CARRY-OUT THE CAPITAL
INCREASE WHICH HAS BEEN ADOPTED
E.20 AUTHORIZE THE BOARD OF DIRECTORS TO DECREASE Management
THE SHARE CAPITAL BY CANCELING TH E SHARES HELD
BY THE COMPANY IN CONNECTION WITH A STOCK REPURCHASE PLAN, WITHI N A
LIMIT OF 10% OVER A 24 MONTHS PERIOD AND AUTHORIZE THE BOARD OF
DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL
FORMALITIES
E.21 APPROVE THAT THE GENERAL MEETING DECIDES THAT Management
IN PERIOD OF TAKE OVER OR EXCHAN GE, THE BOARD
OF DIRECTORS WILL BE ALLOWED TO UTILIZE THE DELEGATIONS
GRANTED TO IT TO INCREASE THE SHARE CAPITAL,
ONLY IF THE SHARE SAID INCREASE IS ASSIGN ED
TO ALLOW THE REALIZATION OF ADJOURNING PROJECTS
PRESENTED
E.22 GRANT ALL POWERS TO THE BEARER OF A COPY OR AN Management
EXTRACT OF THE MINUTES OF THE P RESENT TO ACCOMPLISH
ALL DEPOSITS AND PUBLICATIONS PRESCRIBED BY LAW
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting
SEE HTTP://ICS.ADP.COM/MARKETG UIDE FOR COMPLETE
INFORMATION. VERIFICATION PERIOD: REGISTERED
SHARES: 1 T O 5 DAYS PRIOR TO THE MEETING DATE,
DEPENDS ON COMPANY S BY-LAWS. BEARER SHAR ES:
6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT
SHAREOWNERS MUST COMP LETE, SIGN AND FORWARD
THE PROXY CARD DIRECTLY TO THE SUB CUSTODIAN.
PLEASE C ONTACT YOUR CLIENT SERVICE REPRESENTATIVE
TO OBTAIN THE NECESSARY CARD, ACCOUN T DETAILS
AND DIRECTIONS. THE FOLLOWING APPLIES TO
NON-RESIDENT SHAREOWN ERS: PROXY CARDS:
ADP WILL FORWARD VOTING INSTRUCTIONS TO THE GLOBAL CUS TODIANS THAT
HAVE BECOME REGISTERED INTERMEDIARIES, ON ADP VOTE DEADLINE DATE. IN
CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN
THE P ROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE
WHETHER YOUR G LOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE
CONTACT ADP. TRADES /VOTE INSTRUCTIONS:
SINCE FRANCE MAINTAINS A VERIFICATION PERIOD, FOR VOTE IN STRUCTIONS
SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL) FOR EITHER THE FULL S
ECURITY POSITION OR A PARTIAL AMOUNT AFTER THE VOTE INSTRUCTION HAS
BEEN SUBMI TTED TO ADP AND THE GLOBAL CUSTODIAN ADVISES ADP OF THE
POSITION CHANGE VIA TH E ACCOUNT POSITION COLLECTION PROCESS, ADP HAS
A PROCESS IN EFFECT WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE NEW
ACCOUNT POSITION AVAILABLE FOR VOTING. THIS WILL ENSURE THAT THE LOCAL
CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE INST RUCTION AND RELEASE THE
SHARES FOR SETTLEMENT OF THE SALE TRANSACTION. THIS P ROCEDURE
PERTAINS TO SALE TRANSACTIONS WITH A SETTLEMENT DATE PRIOR TO MEETING
DATE + 1
* PLEASE NOTE THAT THE MEETING HELD ON 27 APR 2004 Non-Voting
HAS BEEN POSTPONED DUE TO LAC K OF QUORUM AND
THAT THE SECOND CONVOCATION WILL BE HELD ON 06
MAY 2004. PLEAS E ALSO NOTE THE NEW CUTOFF DATE.
IF YOU HAVE ALREADY SENT YOUR VOTES, PLEASE D
O NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCT IONS. THANK YOU.
- ------------------------------------------------------------------------------------------------------------------------------------
SMITH & NEPHEW PLC AGM Meeting Date: 05/06/2004
Issuer: G82343164 ISIN: GB0009223206
SEDOL: 0922320, 4228499
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND APPROVE THE AUDITED ACCOUNTS OF THE Management For YE 31
DEC 2003 TOGETHER WITH R EPORTS OF THE
DIRECTORS AND THE AUDITORS THEREON
2. DECLARE A FINAL DIVIDEND OF 3.1 PENCE PER ORDINARY Management For
SHARE IN RESPECT OF THE YE 31 DEC 2003
3. RE-ELECT MR. WARREN KNOWLTON AS A DIRECTOR OF Management For THE
COMPANY
4. RE-ELECT SIR CHRISTOPHER O DONNELL AS A DIRECTOR Management For OF THE
COMPANY
5. RE-ELECT MR. RICHARD DE SCHUTLER AS A DIRECTOR Management For OF THE
COMPANY
6. RE-ELECT MR. ROLF STOMBERG AS A DIRECTOR OF THE Management For
COMPANY
7. RE-APPOINT ERNST & YOUNG LLP AS THE AUDITORS Management For
8. APPROVE TO RENEW THE DIRECTORS AUTHORIZATION Management For TO ALLOT
SECURITIES GRANTED BY A RTICLE 9.2 OF
THE COMPANY S ARTICLES OF ASSOCIATION; AUTHORITY EXPIRES THE EA RLIER
OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY IN 2005 OR 5 AUG 2005
; AND FOR THE PURPOSES OF ARTICLE 9 OF THE COMPANY S ARTICLES OF
ASSOCIATION S ECTION 80 , AMOUNT FOR THIS PERIOD BE GBP 33,321,078
9. APPROVE THE REMUNERATION REPORT OF THE DIRECTORS Management For FOR
THE YE 31 DEC 2003
10. APPROVE THE SMITH & NEPHEW 2004 PERFORMANCE SHARE Management For
PLAN
11. APPROVE THE SMITH & NEPHEW 2004 EXECUTIVE SHARE Management For
OPTION PLAN
12. APPROVE THE SMITH & NEPHEW 2004 CO-INVESTMENT Management For
PLAN
13. AUTHORIZE THE DIRECTORS TO ESTABLISH OTHER SCHEMES Management For FOR
EMPLOYEES RESIDENT OR W ORKING OUTSIDE THE
UNITED KINGDOM BASED ON THE PERFORMANCE SHARE PLAN, THE 200 4 OPTION
PLAN AND THE 2004 CO-INVESTMENT PLAN PRINCIPAL SCHEMES , BUT MODIFIE D
TO TAKE ACCOUNT OF LOCAL TAX EXCHANGE CONTROL AND SECURITIES LAW,
PROVIDED T HAT: A) SUCH OTHER SCHEMES SHALL CONFER BENEFITS AND
CONTAIN LIMITS SO AS TO E NSURE, SO FAR AS THE DIRECTORS CONSIDER
PRACTICABLE, SUBSTANTIAL EQUALITY OF T REATMENT WITH EMPLOYEES
PARTICIPATING IN THE PRINCIPAL SCHEMES; AND B) ANY SHA RES ISSUED OR
WHICH MIGHT BE ISSUED UNDER SUCH OTHER SCHEMES ARE TREATED AS CO
UNTING AGAINST THE OVERALL LIMITATIONS ON THE ISSUE OF NEW SHARES AS
SET OUT I N THE PRINCIPLE SCHEMES
14. AUTHORIZE THE DIRECTORS TO ESTABLISH THE NEW Management For
DISCRETIONARY TRUST FOR THE BENEF IT OF EMPLOYEES
AND FORMER EMPLOYEES OF THE COMPANY AND ITS SUBSIDIARIES
15. AMEND THE RULES OF THE SMITH & NEPHEW 2001 UK Management For
APPROVED SHARE OPTION PLAN
16. AMEND THE RULES OF THE SMITH & NEPHEW 2001 UK Management For
UNAPPROVED SHARE OPTION PLAN
S.17 APPROVE TO RECLASSIFY THE 1 ISSUED B ORDINARY Management For
SHARE OF 12 2/3 PENCE AS AN OR DINARY SHARE HAVING
THE SAME RIGHTS AND SUBJECT TO THE SAME RESTRICTIONS
AS TH E EXISTING ORDINARY SHARE OF THE COMPANY
INCLUDING ENTITLEMENT TO RECEIVE THE SAME DIVIDEND
AS ANY EXISTING ORDINARY SHARE
S.18 AUTHORIZE THE COMPANY, PURSUANT TO SECTION 166 Management For
OF THE COMPANIES ACT 1985, TO M AKE MARKET PURCHASES
SECTION 163(3) OF UP TO 93,486,408 ORDINARY SHARES 10% OF THE ISSUED
SHARE CAPITAL AS AT 16 MAR 2004 OF 12 2/3 PENCE EACH IN THE CA PITAL
OF THE COMPANY, AT A MINIMUM PRICE OF 12 2/3 PENCE AND AN AMOUNT EQUAL
T O 105% OF AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR AN ORDINARY
SHARE DERIVE D FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, FOR
THE 5 BUSINESS DAYS PRECEDING THE DATE OF PURCHASE; AUTHORITY EXPIRES
THE EARLIER OF THE CONCLUSI ON OF THE NEXT AGM OF THE COMPANY IN 2005
OR 5 AUG 2005 ; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO
PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR
PARTLY AFTER SUCH EXPIRY
S.19 APPROVE THE ARTICLES OF ASSOCIATION OF THE COMPANY Management For
IN SUBSTITUTION FOR AND TO THE EXCLUSION OF ALL
PREVIOUS ARTICLES OF ASSOCIATION, BUT WITHOUT PREJUDICE T O THE
AUTHORITIES GRANTED UNDER RESOLUTIONS 8 AND 20.
S.20 APPROVE TO RENEW THE DIRECTORS POWER TO ALLOT Management For
SECURITIES OTHERWISE THAN TO EX ISTING SHAREHOLDERS
PRO RATA TO THEIR HOLDINGS GRANTED BY ARTICLE 9.3 OF THE C OMPANY S
ARTICLES OF ASSOCIATION ADOPTED PURSUANT TO RESOLUTION 19; AUTHORITY
EXPIRES THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY
IN 2005 OR 5 AUG 2005 ; AND FOR THE PURPOSES OF THE ARTICLE 9 OF
COMPANY S ARTICLES OF ASSOCIATION SECTION 89 FOR THIS AMOUNT BE GBP
5,713,057
21. APPROVE TO INCREASE THE AGGREGATE ORDINARY REMUNERATION Management For
PERMITTED TO BE PAID T O NON-EXECUTIVE DIRECTORS,
IN ACCORDANCE WITH ARTICLE 115 OF THE COMPANY
ARTIC LES OF ASSOCIATION ADOPTED PURSUANT TO
RESOLUTION 19, TO AN AMOUNT NOT EXCEEDI NG GBP
900,000
- ------------------------------------------------------------------------------------------------------------------------------------
VIVENDI UNVL S A OGM Meeting Date: 05/06/2004
Issuer: F7063C114 ISIN: FR0000127771 BLOCKING
SEDOL: 4834777, 4841379, 4859587, 4863470
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE BOARD OF DIRECTORS AND THE GENERAL Management AUDITOR S
REPORT, AND APPROVE T HE ACCOUNTS AND
THE BALANCE SHEET FOR THE FYE 2003
2. ACKNOWLEDGE THAT THE CONSOLIDATED ACCOUNTS WERE Management PRESENTED,
AND THAT THE BOARD OF DIRECTORS REPORT
FOR THE GROUP IS INCLUDED IN THE BOARD OF DIRECTORS
REPO RT
3. APPROVE THE SPECIAL AUDITOR S REPORT, IN ACCORDANCE Management WITH
THE PROVISIONS OF ART ICLE L.225-38 OF THE
COMMERCIAL LAW
4. APPROVE THE APPROPRIATION OF THE PROFITS AS FOLLOWS Management :
PROFITS FOR THE FY: EUR 4,839,852,581.33; LEGAL
RESERVE : EUR 241,992,629.07; BALANCE CARRIED
FORWARD: EUR 4,597,859,952.26 IN ACCORDANCE WITH
THE PROVISIONS OF THE LAW
5. APPROVE TO RENEW THE TERM OF OFFICE OF MR. JEAN-RENE Management
FOURTOU AS A DIRECTOR FOR 4 YEARS
6. APPROVE TO RENEW THE TERM OF OFFICE OF MR. CLAUDE Management BEBEAR AS
A DIRECTOR FOR 4 Y EARS
7. APPROVE TO RENEW THE TERM OF OFFICE OF MR. GERARD Management BREMOND
AS A DIRECTOR FOR 4 YEARS
8. APPROVE TO RENEW THE TERM OF OFFICE OF MR. BERTRAND Management COLLOMB
AS A DIRECTOR FOR 4 YEARS
9. APPROVE TO RENEW THE TERM OF OFFICE OF MR. PAUL Management FRIBOURG AS
A DIRECTOR FOR 4 Y EARS
10. APPROVE TO RENEW THE TERM OF OFFICE OF MR. GERARD Management
KLEISTERLEE AS A DIRECTOR FO R 4 YEARS
11. APPROVE TO RENEW THE TERM OF OFFICE OF MR. HENRI Management LACHMANN
AS A DIRECTOR FOR 4 YEARS
12. APPOINT MR. KAREL VAN MIERT AS A DIRECTOR FOR Management 4 YEARS
13. APPOINT MR. PIERRE RODOCANACHI AS A DIRECTOR Management FOR 4 YEARS
14. RATIFY THE COOPTATION OF MR. GABRIEL HAWAWINI Management AS A DIRECTOR
FOR 3 YEARS
15. AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management FOR THE
AUTHORITY OF THE CGM ON 24 APR 2002,
TO PROCEED, IN FRANCE OR ABROAD, WITH THE ISSUE OF BONDS OR A
SSIMILATED SECURITIES FOR A MAXIMUM NOMINAL AMOUNT OF EUR
7,000,000,000.00; A UTHORITY EXPIRES AT THE END OF 18 MONTHS ; AND
AUTHORIZE THE BOARD OF DIRECTOR S TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
16. AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management
FOR THE AUTHORITY OF THE CGM ON 29 APR 2003,
TO TRADE THE COMPANY S SHARES ON THE STOCK EXCHANGE,
NOTABLY IN VIEW OF ADJUSTING THEIR PRICE AS PER
THE FOLLOWING CONDITIONS: MAXIMUM PURC HASE PRICE:
EUR 40.00; MINIMUM SELLING PRICE: EUR 20.00;
MAXIMUM NUMBER OF SHA RES TO BE TRADED: 5 %;
AUTHORITY EXPIRES AT THE END OF 18 MONTHS ;
AND AUTHOR IZE THE BOARD OF DIRECTORS TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
17. GRANTS ALL POWERS TO THE BEARER OF A COPY OR Management AN EXTRACT OF
THE MINUTES OF THE PRESENT IN ORDER
TO ACCOMPLISH ALL DEPOSITS AND PUBLICATIONS WHICH
ARE PRESCRI BED BY LAW
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting
SEE HTTP://ICS.ADP.COM/MARKETG UIDE FOR COMPLETE
INFORMATION. VERIFICATION PERIOD: REGISTERED
SHARES: 1 T O 5 DAYS PRIOR TO THE MEETING DATE,
DEPENDS ON COMPANY S BY-LAWS. BEARER SHAR ES:
6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT
SHAREOWNERS MUST COMP LETE, SIGN AND FORWARD
THE PROXY CARD DIRECTLY TO THE SUB CUSTODIAN.
PLEASE C ONTACT YOUR CLIENT SERVICE REPRESENTATIVE
TO OBTAIN THE NECESSARY CARD, ACCOUN T DETAILS
AND DIRECTIONS. THE FOLLOWING APPLIES TO
NON-RESIDENT SHAREOWN ERS: PROXY CARDS:
ADP WILL FORWARD VOTING INSTRUCTIONS TO THE GLOBAL CUS TODIANS THAT
HAVE BECOME REGISTERED INTERMEDIARIES, ON ADP VOTE DEADLINE DATE. IN
CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN
THE P ROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE
WHETHER YOUR G LOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE
CONTACT ADP. TRADES /VOTE INSTRUCTIONS:
SINCE FRANCE MAINTAINS A VERIFICATION PERIOD, FOR VOTE IN STRUCTIONS
SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL) FOR EITHER THE FULL S
ECURITY POSITION OR A PARTIAL AMOUNT AFTER THE VOTE INSTRUCTION HAS
BEEN SUBMI TTED TO ADP AND THE GLOBAL CUSTODIAN ADVISES ADP OF THE
POSITION CHANGE VIA TH E ACCOUNT POSITION COLLECTION PROCESS, ADP HAS
A PROCESS IN EFFECT WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE NEW
ACCOUNT POSITION AVAILABLE FOR VOTING. THIS WILL ENSURE THAT THE LOCAL
CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE INST RUCTION AND RELEASE THE
SHARES FOR SETTLEMENT OF THE SALE TRANSACTION. THIS P ROCEDURE
PERTAINS TO SALE TRANSACTIONS WITH A SETTLEMENT DATE PRIOR TO MEETING
DATE + 1
- ------------------------------------------------------------------------------------------------------------------------------------
BAYERISCHE MOTORENWERKE AG BMW, MUENCHEN AGM Meeting Date: 05/13/2004
Issuer: D12096109 ISIN: DE0005190003 BLOCKING
SEDOL: 2549783, 5756029, 5757260, 5757271, 7080179, 7158407
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE COMPANY S ANNUAL AND CONSOLIDATED Management EARNINGS, AS
WELL AS THE REPORT OF THE SUPERVISORY
BOARD FOR THE BUSINESS YEAR 2003
2. APPROVE THE APPROPRIATION OF PROFITS AND A POSSIBLE Management
DIVIDEND PAYMENT OF EUR 0. 58 PER ORDINARY SHARE
AND EUR 0.60 PER PREFERENCE SHARE
3. APPROVE TO RATIFY THE ACTS OF THE MEMBERS OF Management THE MANAGING
BOARD FOR 2003
4. APPROVE TO RATIFY THE ACTS OF THE MEMBERS OF Management THE
SUPERVISORY BOARD FOR 2003
5. ELECT KPMG AG, MUENCHEN AS THE AUDITORS Management
6. ELECT THE SUPERVISORY BOARD Management
- ------------------------------------------------------------------------------------------------------------------------------------
SCHWEIZERISCHE RUECKVERSICHERUNGS-GESELLSCHAFT, ZUERICH OGM Meeting Date: 05/14/2004
Issuer: H84046137 ISIN: CH0012332372 BLOCKING
SEDOL: 7189816
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Swiss Register BE
NOTIFIED TO THE COMPANY REG ISTRAR AS BENEFICIAL
OWNER BEFORE THE RECORD DATE. PLEASE ADVISE
US NOW IF YO U INTEND TO VOTE. NOTE THAT THE
COMPANY REGISTRAR HAS DISCRETION OVER GRANTIN
G VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE,
A SECOND NOTIFICATION WILL BE ISSUED REQUESTING
YOUR VOTING INSTRUCTIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
TOTAL SA MIX Meeting Date: 05/14/2004
Issuer: F92124100 ISIN: FR0000120271 BLOCKING
SEDOL: 0214663, 4617462, 4905413, 5180628, 5638279, 5836976
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
O.1 APPROVE THE READING OF THE BOARD OF DIRECTORS Management
REPORT AND THE GENERAL AUDITORS REPORT AND APPROVE
THE ACCOUNTS AND THE BALANCE SHEET OF THE COMPANY
TOTAL S .A. FOR THE FY 2003
O.2 RECEIVE THE CONSOLIDATED ACCOUNTS AND THAT THE Management
BOARD OF DIRECTORS REPORT FOR THE GROUP IS INCLUDED
IN THE BOARD OF DIRECTORS REPORT
O.3 APPROVE THE REPORTS BY THE BOARD OF DIRECTORS Management
AND BY THE AUDITORS HAVING BEEN MADE AVAILABLE
TO THE SHAREHOLDERS, THE CONSOLIDATED BALANCE
SHEET AND THE CON SOLIDATED FINANCIAL STATEMENTS
OF TOTAL S.A. FOR THE FYE 31 DEC 2003
O.4 APPROVE THE PROFITS FOR THE FY AS FOLLOWS: EUR Management
3,272,172,931.00; PRIOR RETAINE D EARNINGS: EUR
1,056,490,628.00; DISTRIBUTABLE PROFITS: EUR
4,328,663,559.00 AND APPROVE THE APPROPRIATION
OF THE PROFITS AS FOLLOWS: TOTAL NUMBER OF SHARE
S: 655,130,985; GLOBAL DIVIDEND: EUR 3,079,115,630.00;
BALANCE CARRIED FORWARD : EUR 1,249,547,929.00
AND SHAREHOLDERS WILL RECEIVE A NET DIVIDEND
OF EUR 4.7 0 WITH A CORRESPONDING TAX CREDIT
O.5 AUTHORIZE THE BOARD, IN SUBSTITUTION FOR THE Management
AUTHORITY OF THE RESOLUTION 6 OF THE COMBINED
GENERAL MEETING OF 06 MAY 2003, TO TRADE THE
COMPANY S SHARES ON THE STOCK EXCHANGE, NOTABLY
IN VIEW OF ADJUSTING THEIR PRICE AS PER THE FOLLOW
ING CONDITIONS: MAXIMUM PURCHASE PRICE: EUR 250.00;
MINIMUM SELLING PRICE: EUR 100.00; MAXIMUM NUMBER
OF SHARES TO BE TRADED: 10% OF THE SHARE CAPITAL;
AUT HORITY EXPIRES AT THE END OF 18 MONTHS ;
AND AUTHORIZE THE BOARD OF DIRECTORS TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
O.6 AUTHORIZE THE BOARD OF DIRECTORS, IN FRANCE OR Management
ABROAD, IN SUBSTITUTION FOR THE AUTHORITY OF THE RESOLUTION 21 OF THE
COMBINED GENERAL MEETING OF 22 MAR 2000 , WITH THE ISSUE OF BOND
ISSUES, SUBORDINATED OR NOT, DEBT SECURITIES, SUBORDI NATED OR NOT
PERMANENTLY, UP TO A NOMINAL AMOUNT OF EUR 10,000,000,000.00; AU
THORITY EXPIRES AT THE END OF 5 YEARS
0.7 APPROVE TO RENEW THE TERM OF OFFICE OF MR. THIERRY Management
DESMAREST AS A DIRECTOR FOR A PERIOD OF 3 YEARS
O.8 APPROVE TO RENEW THE TERM OF OFFICE OF MR. THIERRY Non-Voting
DERUDDER AS A DIRECTOR FOR A PERIOD OF 3 YEARS
O.9 APPROVE TO RENEW THE TERM OF OFFICE OF MR. SERGE Management
TCHURUK AS A DIRECTOR FOR A P ERIOD OF 3 YEARS
O.10 APPOINT MR. DANIEL BOEUF AS A DIRECTOR, IN ACCORDANCE Management
WITH THE PROVISION OF TH E ARTICLE 11, WHO REPRESENTS
THE SHAREHOLDING WAGE EARNERS FOR A PERIOD OF
3 Y EARS
O.11 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDERS Shareholder
PROPOSAL: APPOINT MR. PHIL IPPE MARCHANDISE
AS A DIRECTOR, IN ACCORDANCE WITH THE PROVISION
OF THE ARTICL E 11, WHO REPRESENTS THE SHAREHOLDING
WAGE EARNERS FOR A PERIOD OF 3 YEARS
O.12 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDERS Shareholder
PROPOSAL: APPOINT MR. CYRI L MOUCHE AS A DIRECTOR,
IN ACCORDANCE WITH THE PROVISION OF THE ARTICLE
11, WH O REPRESENTS THE SHAREHOLDING WAGE EARNERS
FOR A PERIOD OF 3 YEARS
O.13 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDERS Shareholder
PROPOSAL: APPOINT MR. ALAN CRAMER AS A DIRECTOR,
IN ACCORDANCE WITH THE PROVISION OF THE ARTICLE
11, WHO REPRESENTS THE SHAREHOLDING WAGE EARNERS
FOR A PERIOD OF 3 YEARS
O.14 APPOINT FIRM ERNST AND YOUNG AUDIT IN PLACE OF Management
THE FIRM BARBIER, FRINAULT AND AUTRES, AS THE
STATUTORY AUDITOR FOR A PERIOD OF 6 YEARS
O.15 APPROVE TO RENEW THE TERM OF OFFICE OF THE FIRM Management
KPMG AUDIT AS THE STATUTORY AU DITOR FOR A PERIOD
OF 6 YEARS
O.16 APPOINT MR. PIERRE JOUANNE, WHO REPLACES MR. Management
ALAIN GROSMANN, AS THE DEPUTY AUD ITOR FOR A
PERIOD OF 6 YEARS
O.17 APPOINT MR. JEAN-LUC DECORNOY AS THE DEPUTY AUDITOR, Management
WHO REPLACES THE FIRM SAL USTRO REYDEL, FOR A
PERIOD OF 6 YEARS
O.18 APPROVE THE ALLOCATION OF EUR 900,000.00 TO THE Management
DIRECTORS AS THE ATTENDANCE FE ES
E.19 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management
FOR THE AUTHORITY OF THE RES OLUTION 9 OF THE
COMBINED GENERAL MEETING OF 22 MAR 2000, TO GRANT TO THE BENE FIT OF
THE MEMBERS TO BE CHOSEN BY IT, STOCK OPTIONS GRANTING THE RIGHT TO
PUR CHASE THE COMPANY S NEW AND EXISTING SHARES WITHIN A LIMIT OF 3%
OF THE SHARE CAPITAL, AND TO SET THE PRICE OF THE SAID SHARES IN
ACCORDANCE WITH THE PROVIS IONS OF ARTICLES L.225-177 TO L.225-186 OF
THE COMMERCIAL LAW; AUTHORITY EXPI RES AT THE END OF 38 MONTHS ; AND
AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
E.20 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management
FOR THE AUTHORITY OF THE RES OLUTION 11 OF THE
COMBINED GENERAL MEETING OF 22 MAR 2000, TO PROCEED WITH THE
PREFERENTIAL RIGHT, IN FRANCE OR ABOARD, WITH THE ISSUE OF SHARES,
EQUITY WAR RANTS AND THE SECURITIES UP TO A NOMINAL AMOUNT OF EUR
4,000,000,000.00; AUTH ORITY EXPIRES AT THE END OF 26 MONTHS ; AND
AUTHORIZE THE BOARD OF DIRECTORS T O TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
E.21 AUTHORIZE THE BOARD OF DIRECTORS TO PROCEED WITHOUT Management
THE PREFERENTIAL RIGHT, IN FRANCE OR ABOARD,
WITH THE ISSUE OF SECURITIES UP TO A NOMINAL
AMOUNT OF EUR 2,000,000,000.00
E.22 APPROVE THE CAPITAL INCREASE, RESERVED FOR THE Management
EMPLOYEES
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting
SEE HTTP://ICS.ADP.COM/MARKETG UIDE FOR COMPLETE
INFORMATION. VERIFICATION PERIOD: REGISTERED
SHARES: 1 T O 5 DAYS PRIOR TO THE MEETING DATE,
DEPENDS ON COMPANY S BY-LAWS. BEARER SHAR ES:
6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT
SHAREOWNERS MUST COMP LETE, SIGN AND FORWARD
THE PROXY CARD DIRECTLY TO THE SUB CUSTODIAN.
PLEASE C ONTACT YOUR CLIENT SERVICE REPRESENTATIVE
TO OBTAIN THE NECESSARY CARD, ACCOUN T DETAILS
AND DIRECTIONS. THE FOLLOWING APPLIES TO
NON-RESIDENT SHAREOWN ERS: PROXY CARDS:
ADP WILL FORWARD VOTING INSTRUCTIONS TO THE GLOBAL CUS TODIANS THAT
HAVE BECOME REGISTERED INTERMEDIARIES, ON ADP VOTE DEADLINE DATE. IN
CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN
THE P ROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE
WHETHER YOUR G LOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE
CONTACT ADP. TRADES /VOTE INSTRUCTIONS:
SINCE FRANCE MAINTAINS A VERIFICATION PERIOD, FOR VOTE IN STRUCTIONS
SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL) FOR EITHER THE FULL S
ECURITY POSITION OR A PARTIAL AMOUNT AFTER THE VOTE INSTRUCTION HAS
BEEN SUBMI TTED TO ADP AND THE GLOBAL CUSTODIAN ADVISES ADP OF THE
POSITION CHANGE VIA TH E ACCOUNT POSITION COLLECTION PROCESS, ADP HAS
A PROCESS IN EFFECT WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE NEW
ACCOUNT POSITION AVAILABLE FOR VOTING. THIS WILL ENSURE THAT THE LOCAL
CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE INST RUCTION AND RELEASE THE
SHARES FOR SETTLEMENT OF THE SALE TRANSACTION. THIS P ROCEDURE
PERTAINS TO SALE TRANSACTIONS WITH A SETTLEMENT DATE PRIOR TO MEETING
DATE + 1
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting # 129612
DUE TO CHANGE IN THE MEETING DATE.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
- ------------------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC AGM Meeting Date: 05/17/2004
Issuer: G3910J112 ISIN: GB0009252882
SEDOL: 0925288, 4907657
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE DIRECTOR S REPORT AND THE Management For
FINANCIAL STATEMENTS FOR THE Y E 31 DEC 2003
2. APPROVE THE REMUNERATION REPORT FOR THE YE 31 Management For
DEC 2003
3. ELECT MR. H. LAWRENCE CULP AS A DIRECTOR OF THE Management For
COMPANY
4. ELECT MR. CRISPIN DAVIS AS A DIRECTOR OF THE COMPANY Management For
5. ELECT SIR. ROBERT WILSON AS A DIRECTOR OF THE Management For
COMPANY
6. ELECT DR. TACHI YAMADA AS A DIRECTOR OF THE COMPANY Management For
7. RE-ELECT SIR. CHRISTOPHER HOGG AS A DIRECTOR Management For OF THE
COMPANY
8. AUTHORIZE THE AUDIT COMMITTEE TO RE-APPOINT PRICEWATERHOUSECOOPERS
Management For LLP AS THE AUDITORS TO THE COMPANY TO HOLD OFFICE
FROM THE CONCLUSION OF THE MEETING TO T HE CONCLUSION
OF THE NEXT MEETING AT WHICH ACCOUNTS ARE LAID
BEFORE THE COMPAN Y
9. AUTHORIZE THE AUDIT COMMITTEE TO DETERMINE THE Management For
REMUNERATION OF THE AUDITORS
10. AUTHORIZE THE COMPANY, FOR THE PURPOSES OF PART Management For XA OF
THE COMPANIES ACT 1985, TO MAKE DONATIONS
TO EU POLITICAL ORGANIZATION AND TO INCUR EU POLITICAL EXPEN DITURE UP
TO AN AGGREGATE AMOUNT NOT EXCEEDING GBP 100,000; AUTHORITY EXPIRES AT
THE CONCLUSION OF THE COMPANY S AGM IN 2005
S.11 AUTHORIZE THE DIRECTORS, PURSUANT TO SECTION Management For
95 OF THE ACT, TO ALLOT EQUITY SE CURITIES SECTION
94 FOR CASH PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTI ON 20
PASSED AT THE AGM HELD ON 21 MAY 2001 WHICH EXPIRES AT THE END OF THE
CO MPANY S AGM IN 2006 OR, IF EARLIER ON 20 MAY 2006, AND /OR WHERE
SUCH ALLOTMEN T CONSTITUTES AN ALLOTMENT OF EQUITY SECURITIES BY
VIRTUE OF SECTION 94 (3A), DISAPPLYING THE STATUTORY PRE-EMPTION
RIGHTS SECTION 89(1) , PROVIDED THAT TH IS POWER IS LIMITED TO THE
ALLOTMENT OF EQUITY SECURITIES: A) IN CONNECTION WI TH A RIGHTS ISSUE
IN FAVOR OF ORDINARY SHAREHOLDERS; B) UP TO AN AGGREGATE NOM INAL
AMOUNT OF GBP 74,330,954 AUTHORITY EXPIRES AT THE END OF THE NEXT AGM
OF THE COMPANY TO BE HELD IN 2005 OR ON 16 NOV 2005
S.12 AUTHORIZE THE COMPANY, FOR THE PURPOSE OF SECTION Management For
166 OF THE ACT, TO MAKE MARK ET PURCHASES SECTION
163(3) OF ITS OWN ORDINARY SHARES OF 25 PENCE EACH, MIN IMUM PRICE OF
25 PENCE AND UP TO AN AMOUNT EQUAL TO 105% OF THE AVERAGE MIDDLE
MARKET QUOTATIONS FOR SUCH SHARES DERIVED FROM THE LONDON STOCK
EXCHANGE DAIL Y OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS DAYS;
AUTHORITY EXPIRES THE EAR LIER OF THE CONCLUSION OF THE NEXT AGM OF
THE COMPANY TO BE HELD IN 2005 OR 16 NOV 2005 ; THE COMPANY, BEFORE
THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE OR DINARY SHARES WHICH
WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY
- ------------------------------------------------------------------------------------------------------------------------------------
ABB LTD, ZUERICH AGM Meeting Date: 05/18/2004
Issuer: H0010V101 ISIN: CH0012221716 BLOCKING
SEDOL: 3044180, 5702259, 7108899, 7113815, 7144053
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Swiss Register BE
NOTIFIED TO THE COMPANY REG ISTRAR AS BENEFICIAL
OWNER BEFORE THE RECORD DATE. PLEASE ADVISE
US NOW IF YO U INTEND TO VOTE. NOTE THAT THE
COMPANY REGISTRAR HAS DISCRETION OVER GRANTIN
G VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE,
A SECOND NOTIFICATION WILL BE ISSUED REQUESTING
YOUR VOTING INSTRUCTIONS
- ------------------------------------------------------------------------------------------------------------------------------------
ABB LTD, ZUERICH AGM Meeting Date: 05/18/2004
Issuer: H0010V101 ISIN: CH0012221716 BLOCKING
SEDOL: 3044180, 5702259, 7108899, 7113815, 7144053
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE REPORTING ON THE BUSINESS YEAR 2003 Management
2. APPROVE THE ANNUAL REPORT, THE ACCOUNTS OF THE Management GROUP AND
THE ANNUAL ACCOUNTS 2 003
3. GRANT DISCHARGE THE BOARD OF DIRECTORS AND THE Management MANAGEMENT
4. APPROVE THE APPROPRIATION OF THE BALANCE PROFIT Management
5. APPROVE THE ELECTIONS INTO THE BOARD OF DIRECTORS Management
6. ELECT THE AUDITORS AND THE GROUP AUDITOR Management
* PLEASE NOTE THAT THIS IS PART II OF THE MEETING Non-Voting
NOTICE SENT UNDER MEETING #122 258, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATI
ON DEADLINE. THEREFORE, ADP CUTOFF DATE FOR
THIS MEETING IS CALCULATED BASED ON THE RE-REGISTRATION
DEADLINE SET BY THE MARKET. HOWEVER, SHAREHOLDERS
THAT ARE ALREADY REGISTERED AT THE COMPANY BOOKS
ARE ENTITLED TO SUBMIT THEIR VOTI NG INSTRUCTIONS
UP UNTIL 05 MAY 2004. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE ADP
CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT
BA SIS. THANK YOU
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting
IN THIS MARKET. PLEASE CONTACT Y OUR ADP CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS
- ------------------------------------------------------------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG, BONN AGM Meeting Date: 05/18/2004
Issuer: D2035M136 ISIN: DE0005557508
SEDOL: 4612605, 5842359, 5876529, 6344616
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE FINANCIAL STATEMENTS AND THE ANNUAL Management REPORT FOR
THE FY 2003 WITH TH E REPORT OF THE
SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS
AND THE GROU P ANNUAL REPORT
2. APPROVE THE RESOLUTION ON THE APPROPRIATION OF Management THE
DISRTIBUTABLE PROFIT OF EUR 2,035,084,823.20
AS FOLLOWS: EUR 2,035,084,823.20 SHALL BE ALLOCATED
TO OTHER REVENUE RESERVES
3. RATIFY THE ACTS OF THE BOARD OF THE MANAGING DIRECTORS Management
4. RATIFY THE ACTS OF THE BOARD OF THE SUPERVISORY Management BOARD
5. APPOINT PWC DEUTSCHE REVISION AG, FRANKFURT, Management AND ERNST &
YOUNG AG, STUTTGART, AS THE AUDITORS
FOR THE FY 2004
6. AUTHORIZE THE BOARD OF MANAGING DIRECTORS TO Management ACQUIRE UP TO
419,775,242 SHARES OF THE COMPANY
AT PRICES NOT DIFFERING MORE THAN 26% FROM THE MARKET PRICE OF THE
SHARES ON OR BEFORE 17 NOV 2005; AUTHORIZE THE BOARD OF MANAGING
DIRECTORS TO SELL THE SHARES ON THE STOCK EXCHANGE, TO FLOAT THE
SHARES ON FOREIGN STOC K EXCHANGES, TO USE THE SHARES FOR ACQUISITION
PURPOSES, TO RETIRE THE SHARES, TO OFFER THE SHARES TO SHAREHOLDERS BY
WAY OF RIGHTS OFFERING AND TO DISPOSE OF THE SHARES IN ANOTHER MANNER
IF THEY ARE SOLD AT A PRICE NOT MATERIALLY BEL OW THEIR MARKET PRICE
7. APPROVE TO THE REVOCATION OF THE COMPANY S 2001 Management STOCK
OPTION PLAN IN RESPECT O F ITS UNUSED PORTION; APPROVE THAT THE
CAPITAL SHALL BE REDUCED ACCORDINGLY TO EUR 33,280,000 CONTINGENT
CAPITAL II
8. APPROVE THE REVOCATION OF EXISTING AUTHORIZED Management CAPITAL 2000;
AUTHORIZE BOARD OF MANAGING DIRECTORS
WITH THE CONSENT OF SUPERVISORY BOARD TO INCREASE THE SHAR E CAPITAL
BY UP TO EUR 2,560,000,000 THROUGH THE ISSUE OF UP TO 1,000,000,000
REGARDING NO-PAR SHARES AGAINST PAYMENT IN KIND ON OR BEFORE 17 MAY
2009; APPR OVE THE SHAREHOLDER S SUBSCRIPTION RIGHTS MAY EXCLUDE FOR A
CAPITAL INCREASE A GAINST PAYMENT IN KIND
9. APPROVE THE PROFIT TRANSFER AGREEMENT WITH THE Management COMPANY S
SUBSIDIARY T-FUNKT VE RTRIEBEGESELLSCHAFT
MBH EFFECTIVE FROM 01 JAN 2004 UNTIL AT LEAST
31 DEC 2008
10. APPROVE THE PROFIT TRANSFER AGREEMENT WITH THE Management COMPANY S
SUBSIDIARY TRAVAITA T ELEKOMMUNIKATIONSDIENSTE
GMBH EFFECTIVE FROM 01 JAN 2004 UNTIL AT LEAST
31 DEC 2008
11. APPROVE THE PROFIT TRANSFER AGREEMENT WITH THE Management COMPANY S
SUBSIDIARY NORMA TELE KOMMUNIKATIONSDIENSTE
GMBH EFFECTIVE FROM 01 JAN 2004 UNTIL AT LEAST
31 DEC 20 08
12. APPROVE THE PROFIT TRANSFER AGREEMENT WITH THE Management COMPANY S
SUBSIDIARY CARMEN TEL EKOMMUNIKATIONSDIENSTE
GMBH EFFECTIVE FROM 01 JAN 2004 UNTIL AT LEAST
31 DEC 2 008
13. AMEND THE SEC 13 OF THE ARTICLES OF THE ASSOCIATION Management
REGARDING THE SUPERVISORY BOARD REMUNERATION
WHERE EACH MEMBER OF THE SUPERVISORY BOARD SHALL RECEIVE A FIXED
ANNUAL REMUNERATION OF EUR 20,000 PLUS VARIABLE REMUNERATION OF EUR
300 FOR EVERY EUR 0.01 OF THE GROUP NET PROFIT PER SHARE IN EXCESS OF
EUR 0.50 AND EUR 300 FOR EVERY 4% OF THE GROUP NET PROFIT PER SHARE OF
THE FY FOLLOWING TH E REFERENCE YEAR IN EXCESS OF THE GROUP NET PROFIT
PER SHARE OF THE FY PRECEDI NG THE REFERENCE YEAR
14. AMEND THE SEC 14 OF THE ARTICLES OF ASSOCIATION Management
* PLEASE BE ADVISED THAT DEUTSCHE TELEKOM AG Non-Voting
SHARES ARE ISSUED IN REGISTERED F ORM AND AS
SUCH DO NOT REQUIRE SHARE BLOCKING IN ORDER TO
ENTITLE YOU TO VOTE. THANK YOU
- ------------------------------------------------------------------------------------------------------------------------------------
CREDIT AGRICOLE SA, PARIS MIX Meeting Date: 05/19/2004
Issuer: F22797108 ISIN: FR0000045072 BLOCKING
SEDOL: 7262610, 7688272
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
O.1 RECEIVE THE BOARD OF DIRECTORS REPORT AND THE Management
GENERAL AUDITORS REPORT; APPROV E THE ACCOUNTS AND THE BALANCE SHEET
FOR THE FY 2003; AND APPROVE THE NON DEDU CTIBLE EXPENSES OF EUR
37,229.87 AND GRANT DISCHARGE TO THE DIRECTORS FOR THE COMPLETION OF
ITS ASSIGNMENT FOR THE CURRENT YEAR
O.2 RECEIVE THE CONSOLIDATED ACCOUNTS AND THE BOARD Management
OF DIRECTORS REPORT FOR THE G ROUP IS INCLUDED
IN THE BOARD OF DIRECTORS REPORT
O.3 APPROVE THE APPROPRIATION OF PROFITS AS FOLLOWS: Management
PROFITS FOR THE FY: EUR 611,1 24,134.64; PRIOR
RETAINED EARNINGS: EUR 152,675,986.00; DISTRIBUTABLE
PROFITS: EUR 763,800,120.64; LEGAL RESERVE: EUR
30,556,206.73; THE BALANCE: EUR 810,43 7,340.35
IS INCREASED BY THE AMOUNT OF EUR 77,193,426,
CHARGED TO THE OPTIONAL RESERVE; AND, THE SHAREHOLDERS
WILL RECEIVE A NET DIVIDEND OF EUR 0.55, WITH
A CORRESPONDING TAX CREDIT OF EUR 0.275; THIS
DIVIDEND WILL BE PAID ON 28 MAY 2004;
O.4 APPROVE THE SPECIAL AUDITORS REPORT, IN ACCORDANCE Management
WITH THE PROVISIONS OF THE ARTICLE L.225-38 AND
FOLLOWING OF THE COMMERCIAL LAW
O.5 APPOINT MR. ALAIN DIEVAL, AS A DIRECTOR OF THE Management
COMPANY; AUTHORITY EXPIRE ON 3 1 DEC 2004
O.6 APPOINT MR. DANIEL LEBEGUE, AS A DIRECTOR OF Management
THE COMPANY; AUTHORITY EXPIRE ON 31 DEC 2004
O.7 APPOINT MR. MICHAUT, AS A DIRECTOR OF THE COMPANY; Management
AUTHORITY EXPIRE ON 31 DEC 2004
O.8 APPROVE TO RENEW THE TERM OF OFFICE OF MR. PIERRE Management
BRU AS A DIRECTOR FOR 3 YEAR S
O.9 APPROVE TO RENEW THE TERM OF OFFICE OF MR. YVES Management
COUTURIER AS A DIRECTOR FOR 3 YEARS
O.10 APPROVE TO RENEW THE TERM OF OFFICE OF MR. PIERRE Management
KERFRIDEN AS A DIRECTOR FOR 3 YEARS
O.11 APPROVE TO RENEW THE TERM OF OFFICE OF MR. JEAN Management
LE BRUN AS A DIRECTOR FOR 3 YE ARS
O.12 APPROVE THE RESIGNATION OF MR. ALAIN LAIN AS Management
STATUTORY AUDITOR AND MR. MAZARS GU RARD AS DEPUTY
AUDITOR
O.13 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management
FOR THE AUTHORITY BY RESOLUT ION NUMBER 11 OF
THE GENERAL MEETING OF 23 MAY 2003, TO PROCEED,
IN FRANCE OR ABROAD, WITH THE ISSUE OF BONDS
AND ASSIMILATED DEBT SECURITIES, UP TO A NOMIN
AL AMOUNT OF EUR 20,000,000,000.00; AUTHORITY
EXPIRES IN 5 YEARS ; AND AUTHOR IZE THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL N ECESSARY FORMALITIES
O.14 APPROVE TO ALLOCATE THE AMOUNT OF EUR 670,000.00 Management
AS ATTENDANCE FEES TO THE DIR ECTORS
O.15 AUTHORIZE THE BOARD, IN SUBSTITUTION FOR THE Management
AUTHORITY OF THE OGM ON 21 MAY 20 03, TO TRADE
THE COMPANY S SHARES ON THE STOCK EXCHANGE IN
VIEW OF ADJUSTING T HEIR PRICE AS PER THE FOLLOWING
CONDITIONS: MAXIMUM PURCHASE PRICE: EUR 30.00;
MINIMUM SELLING PRICE: EUR 3.00; MAXIMUM NUMBER
OF SHARES TO BE TRADED: 10%; AND, THE TOTAL AMOUNT
DEDICATED TO THE PURCHASE OF ITS SHARES BEING
EUR 2,000, 000,000.00; AUTHORITY EXPIRES AT
THE END OF 18 MONTHS ; AND AUTHORIZE THE BOA
RD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FO RMALITIES
E.16 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management
FOR THE AUTHORITY CONFERRED BY THE EGM OF 21
MAY 2003, TO PROCEED, IN FRANCE OR ABROAD, WITH THE ISSUE OF
SECURITIES FOR A MAXIMUM NOMINAL AMOUNT OF EUR 1,000,000,000.00;
AUTHORITY EX PIRES IN 26 MONTHS ; AND AUTHORIZE THE BOARD OF DIRECTORS
TO TAKE ALL NECESSAR Y MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
E.17 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management
FOR THE AUTHORITY CONFERRED BY THE EGM OF 21
MAY 2003, TO PROCEED WITHOUT THE PREFERENTIAL RIGHT, IN FRANC E OR
ABROAD, WITH THE ISSUE OF SECURITIES FOR A MAXIMUM NOMINAL AMOUNT OF
EUR 1,000,000,000.00; AUTHORITY EXPIRES IN 26 MONTHS ; AND AUTHORIZE
THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALI TIES
E.18 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management
FOR THE AUTHORITY CONFERRED BY THE COMBINED GENERAL
MEETING OF THE ON 21 MAY 2003, TO INCREASE THE
COMPANY SHARE CAPITAL ON ITS SOLE DECISION BY
A MAXIMUM NOMINAL AMOUNT OF EUR 3,000,0 00,000.00;
AUTHORITY EXPIRES IN 26 MONTHS ; AND AUTHORIZE
THE BOARD OF DIRECT ORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.19 AUTHORIZE THE BOARD OF DIRECTORS TO GRANT, IN Management
ONE OR SEVERAL STAGES, TO THE GR OUPE CREDIT
AGRICOLE WAGE EARNERS WHO ARE MEMBERS OF AN ENTERPRISE
SAVING PLAN , STOCK OPTIONS GRANTING THE RIGHT
TO SUBSCRIBE TO THE COMPANY S SHARES
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting
SEE HTTP://ICS.ADP.COM/MARKETG UIDE FOR COMPLETE
INFORMATION. VERIFICATION PERIOD: REGISTERED
SHARES: 1 T O 5 DAYS PRIOR TO THE MEETING DATE,
DEPENDS ON COMPANY S BY-LAWS. BEARER SHAR ES:
6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT
SHAREOWNERS MUST COMP LETE, SIGN AND FORWARD
THE PROXY CARD DIRECTLY TO THE SUB CUSTODIAN.
PLEASE C ONTACT YOUR CLIENT SERVICE REPRESENTATIVE
TO OBTAIN THE NECESSARY CARD, ACCOUN T DETAILS
AND DIRECTIONS. THE FOLLOWING APPLIES TO
NON-RESIDENT SHAREOWN ERS: PROXY CARDS:
ADP WILL FORWARD VOTING INSTRUCTIONS TO THE GLOBAL CUS TODIANS THAT
HAVE BECOME REGISTERED INTERMEDIARIES, ON ADP VOTE DEADLINE DATE. IN
CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN
THE P ROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE
WHETHER YOUR G LOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE
CONTACT ADP. TRADES /VOTE INSTRUCTIONS:
SINCE FRANCE MAINTAINS A VERIFICATION PERIOD, FOR VOTE IN STRUCTIONS
SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL) FOR EITHER THE FULL S
ECURITY POSITION OR A PARTIAL AMOUNT AFTER THE VOTE INSTRUCTION HAS
BEEN SUBMI TTED TO ADP AND THE GLOBAL CUSTODIAN ADVISES ADP OF THE
POSITION CHANGE VIA TH E ACCOUNT POSITION COLLECTION PROCESS, ADP HAS
A PROCESS IN EFFECT WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE NEW
ACCOUNT POSITION AVAILABLE FOR VOTING. THIS WILL ENSURE THAT THE LOCAL
CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE INST RUCTION AND RELEASE THE
SHARES FOR SETTLEMENT OF THE SALE TRANSACTION. THIS P ROCEDURE
PERTAINS TO SALE TRANSACTIONS WITH A SETTLEMENT DATE PRIOR TO MEETING
DATE + 1
- ------------------------------------------------------------------------------------------------------------------------------------
CREDIT AGRICOLE SA, PARIS MIX Meeting Date: 05/19/2004
Issuer: F22797108 ISIN: FR0000045072 BLOCKING
SEDOL: 7262610, 7688272
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
O.1 RECEIVE THE BOARD OF DIRECTORS REPORT AND THE Management
GENERAL AUDITORS REPORT; APPROV E THE ACCOUNTS AND THE BALANCE SHEET
FOR THE FY 2003; AND APPROVE THE NON DEDU CTIBLE EXPENSES OF EUR
37,229.87 AND GRANT DISCHARGE TO THE DIRECTORS FOR THE COMPLETION OF
ITS ASSIGNMENT FOR THE CURRENT YEAR
O.2 RECEIVE THE CONSOLIDATED ACCOUNTS AND THE BOARD Management
OF DIRECTORS REPORT FOR THE G ROUP IS INCLUDED
IN THE BOARD OF DIRECTORS REPORT
O.3 APPROVE THE APPROPRIATION OF PROFITS AS FOLLOWS: Management
PROFITS FOR THE FY: EUR 611,1 24,134.64; PRIOR
RETAINED EARNINGS: EUR 152,675,986.00; DISTRIBUTABLE
PROFITS: EUR 763,800,120.64; LEGAL RESERVE: EUR
30,556,206.73; THE BALANCE: EUR 810,43 7,340.35
IS INCREASED BY THE AMOUNT OF EUR 77,193,426,
CHARGED TO THE OPTIONAL RESERVE; AND, THE SHAREHOLDERS
WILL RECEIVE A NET DIVIDEND OF EUR 0.55, WITH
A CORRESPONDING TAX CREDIT OF EUR 0.275; THIS
DIVIDEND WILL BE PAID ON 28 MAY 2004
O.4 APPROVE THE SPECIAL AUDITORS REPORT, IN ACCORDANCE Management
WITH THE PROVISIONS OF THE ARTICLE L.225-38 AND
FOLLOWING OF THE COMMERCIAL LAW
O.5 APPOINT MR. ALAIN DIEVAL, AS A DIRECTOR OF THE Management
COMPANY; AUTHORITY EXPIRE ON 3 1 DEC 2004
O.6 APPOINT MR. DANIEL LEBEGUE, AS A DIRECTOR OF Management
THE COMPANY; AUTHORITY EXPIRE ON 31 DEC 2004
O.7 APPOINT MR. MICHAUT, AS A DIRECTOR OF THE COMPANY; Management
AUTHORITY EXPIRE ON 31 DEC 2004
O.8 APPROVE TO RENEW THE TERM OF OFFICE OF MR. PIERRE Management
BRU AS A DIRECTOR FOR 3 YEAR S
O.9 APPROVE TO RENEW THE TERM OF OFFICE OF MR. YVES Management
COUTURIER AS A DIRECTOR FOR 3 YEARS
O.10 APPROVE TO RENEW THE TERM OF OFFICE OF MR. PIERRE Management
KERFRIDEN AS A DIRECTOR FOR 3 YEARS
O.11 APPROVE TO RENEW THE TERM OF OFFICE OF MR. JEAN Management
LE BRUN AS A DIRECTOR FOR 3 YE ARS
O.12 APPROVE THE RESIGNATION OF MR. ALAIN LAIN AS Management
STATUTORY AUDITOR AND MR. MAZARS GU RARD AS DEPUTY
AUDITOR
O.13 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management
FOR THE AUTHORITY BY RESOLUT ION NUMBER 11 OF
THE GENERAL MEETING OF 23 MAY 2003, TO PROCEED,
IN FRANCE OR ABROAD, WITH THE ISSUE OF BONDS
AND ASSIMILATED DEBT SECURITIES, UP TO A NOMIN
AL AMOUNT OF EUR 20,000,000,000.00; AUTHORITY
EXPIRES IN 5 YEARS ; AND AUTHOR IZE THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL N ECESSARY FORMALITIES
O.14 APPROVE TO ALLOCATE THE AMOUNT OF EUR 670,000.00 Management
AS ATTENDANCE FEES TO THE DIR ECTORS
O.15 AUTHORIZE THE BOARD, IN SUBSTITUTION FOR THE Management
AUTHORITY OF THE OGM ON 21 MAY 20 03, TO TRADE
THE COMPANY S SHARES ON THE STOCK EXCHANGE IN
VIEW OF ADJUSTING T HEIR PRICE AS PER THE FOLLOWING
CONDITIONS: MAXIMUM PURCHASE PRICE: EUR 30.00;
MINIMUM SELLING PRICE: EUR 3.00; MAXIMUM NUMBER
OF SHARES TO BE TRADED: 10%; AND, THE TOTAL AMOUNT
DEDICATED TO THE PURCHASE OF ITS SHARES BEING
EUR 2,000, 000,000.00; AUTHORITY EXPIRES AT
THE END OF 18 MONTHS ; AND AUTHORIZE THE BOA
RD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FO RMALITIES
E.16 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management
FOR THE AUTHORITY CONFERRED BY THE EGM OF 21
MAY 2003, TO PROCEED, IN FRANCE OR ABROAD, WITH THE ISSUE OF
SECURITIES FOR A MAXIMUM NOMINAL AMOUNT OF EUR 1,000,000,000.00;
AUTHORITY EX PIRES IN 26 MONTHS ; AND AUTHORIZE THE BOARD OF DIRECTORS
TO TAKE ALL NECESSAR Y MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
E.17 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management
FOR THE AUTHORITY CONFERRED BY THE EGM OF 21
MAY 2003, TO PROCEED WITHOUT THE PREFERENTIAL RIGHT, IN FRANC E OR
ABROAD, WITH THE ISSUE OF SECURITIES FOR A MAXIMUM NOMINAL AMOUNT OF
EUR 1,000,000,000.00; AUTHORITY EXPIRES IN 26 MONTHS ; AND AUTHORIZE
THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALI TIES
E.18 AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION Management
FOR THE AUTHORITY CONFERRED BY THE COMBINED GENERAL
MEETING OF THE ON 21 MAY 2003, TO INCREASE THE
COMPANY SHARE CAPITAL ON ITS SOLE DECISION BY
A MAXIMUM NOMINAL AMOUNT OF EUR 3,000,0 00,000.00;
AUTHORITY EXPIRES IN 26 MONTHS ; AND AUTHORIZE
THE BOARD OF DIRECT ORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.19 AUTHORIZE THE BOARD OF DIRECTORS TO GRANT, IN Management
ONE OR SEVERAL STAGES, TO THE GR OUPE CREDIT
AGRICOLE WAGE EARNERS WHO ARE MEMBERS OF AN ENTERPRISE
SAVING PLAN , STOCK OPTIONS GRANTING THE RIGHT
TO SUBSCRIBE TO THE COMPANY S SHARES
E.20 AUTHORIZE THE BOARD OF DIRECTORS TO REDUCE THE Management
SHARE CAPITAL BY RETIRING SHARE S
E.21 GRANT POWERS Management
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting
SEE HTTP://ICS.ADP.COM/MARKETG UIDE FOR COMPLETE
INFORMATION. VERIFICATION PERIOD: REGISTERED
SHARES: 1 T O 5 DAYS PRIOR TO THE MEETING DATE,
DEPENDS ON COMPANY S BY-LAWS. BEARER SHAR ES:
6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT
SHAREOWNERS MUST COMP LETE, SIGN AND FORWARD
THE PROXY CARD DIRECTLY TO THE SUB CUSTODIAN.
PLEASE C ONTACT YOUR CLIENT SERVICE REPRESENTATIVE
TO OBTAIN THE NECESSARY CARD, ACCOUN T DETAILS
AND DIRECTIONS. THE FOLLOWING APPLIES TO
NON-RESIDENT SHAREOWN ERS: PROXY CARDS:
ADP WILL FORWARD VOTING INSTRUCTIONS TO THE GLOBAL CUS TODIANS THAT
HAVE BECOME REGISTERED INTERMEDIARIES, ON ADP VOTE DEADLINE DATE. IN
CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN
THE P ROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE
WHETHER YOUR G LOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE
CONTACT ADP. TRADES /VOTE INSTRUCTIONS:
SINCE FRANCE MAINTAINS A VERIFICATION PERIOD, FOR VOTE IN STRUCTIONS
SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL) FOR EITHER THE FULL S
ECURITY POSITION OR A PARTIAL AMOUNT AFTER THE VOTE INSTRUCTION HAS
BEEN SUBMI TTED TO ADP AND THE GLOBAL CUSTODIAN ADVISES ADP OF THE
POSITION CHANGE VIA TH E ACCOUNT POSITION COLLECTION PROCESS, ADP HAS
A PROCESS IN EFFECT WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE NEW
ACCOUNT POSITION AVAILABLE FOR VOTING. THIS WILL ENSURE THAT THE LOCAL
CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE INST RUCTION AND RELEASE THE
SHARES FOR SETTLEMENT OF THE SALE TRANSACTION. THIS P ROCEDURE
PERTAINS TO SALE TRANSACTIONS WITH A SETTLEMENT DATE PRIOR TO MEETING
DATE + 1
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting # 130071
DUE TO THE ADDITIONA L RESOLUTIONS.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
- ------------------------------------------------------------------------------------------------------------------------------------
WM. MORRISON SUPERMARKETS PLC AGM Meeting Date: 05/20/2004 Issuer: G62748119
ISIN: GB0006043169
SEDOL: 0604316, 5847978
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND CONSIDER THE DIRECTORS REPORT AND Management For THE
AUDITED FINANCIAL STATEMENTS FOR THE 52 WEEKS
ENDED 01 FEB 2004
2. DECLARE A FINAL DIVIDEND OF 2.70P PER SHARE PAYABLE Management For ON
24 MAY 2004 TO ORDINARY SHAREHOLDERS ON THE
REGISTER OF MEMBERS AT THE CLOSE OF BUSINESS
ON 23 APR 20 04
3. RE-ELECT MR. M.M. MELNYK AS A DIRECTOR Management For
4. RE-ELECT MR. R.A. OWN AS A DIRECTOR Management For
5. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management Against THE
52 WEEKS ENDED 01 FEB 2004
6. RE-APPOINT KPMG AUDIT PLC AS THE AUDITORS OF Management For THE
COMPANY UNTIL THE CONCLUSION OF THE NEXT
GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE
THE COMPANY AT A REMUNERATION TO BE FIXED BY
THE DIRECTORS
S.7 AUTHORIZE THE COMPANY, TO MAKE MARKET PURCHASES Management For
SECTION 163(3) OF THE COMPANI ES ACT 1985 OF UP TO 151,900,000
ORDINARY SHARES OF 10P EACH AND 144,476 5 1/ 4% CUMULATIVE REDEEMABLE
CONVERTIBLE PREFERENCE SHARES OF GBP 1.00 EACH 10% O F THE ISSUED
SHARE CAPITAL OF EACH CLASS OF SHARES
IN THE CAPITAL OF THE COMP ANY, AT A MINIMUM PRICE OF THEIR
RESPECTIVE PAR VALUES AND NOT MORE THAN 5% AB OVE THE AVERAGE MARKET
QUOTATIONS FOR SUCH SHARES DERIVED FROM THE LONDON STOC K EXCHANGE
DAILY OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY
EXPIRES AT THE CONCLUSION OF THE NEXT AGM ; THE COMPANY, BEFORE THE
EXPIRY, MA Y MAKE A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR
MAY BE EXECUTED WH OLLY OR PARTLY AFTER SUCH EXPIRY
8. APPROVE, FOR THE PURPOSES OF THE AUTHORITY CONFERRED Management For BY
ARTICLE 7(2) OF THE CO MPANY S ARTICLES OF
ASSOCIATION AUTHORITY TO ALLOT RELEVANT SECURITIES
THE P RESCRIBED PERIOD SHALL BE FROM THE DATE
OF PASSING OF THIS RESOLUTION UNTIL 30 JUN 2005 OR, IF EARLIER, THE
EXPIRY OF THE NEXT AGM OF THE COMPANY AND THE SE CTION 80 AMOUNT SHALL
BE GBP 80,000,000 30.2% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AT
18 MAR 2004
S.9 APPROVE, FOR THE PURPOSES OF THE POWER CONFERRED Management For
BY ARTICLE 7(3) OF THE COMPAN Y S ARTICLES OF
ASSOCIATION POWER TO ALLOT EQUITY SECURITIES FOR CASH THE PR ESCRIBED
PERIOD SHALL BE FROM THE DATE OF PASSING OF THIS RESOLUTION UNTIL 30
JUN 2005 OR, IF EARLIER, THE EXPIRY OF THE NEXT AGM OF THE COMPANY AND
THE SEC TION 89 AMOUNT SHALL BE GBP 13,255,325 5% OF THE ISSUED
ORDINARY SHARE CAPITA L AT 18 MAR 2004 ; AND THE DIRECTORS MAY IN
ADDITION DURING THE PRESCRIBED PER IOD ALLOT EQUITY SECURITIES FOR
CASH AS IF SECTION 89(1) OF THE COMPANIES ACT 1985, DID NOT APPLY TO
SUCH ALLOTMENT UP TO THE AMOUNT REQUIRED IN CONNECTION WITH THE
EXERCISE OF THE RIGHTS OF THE CONVERSION ATTACHED TO THE CONVERTIBLE
PREFERENCE SHARES
- ------------------------------------------------------------------------------------------------------------------------------------
BOC HONG KONG (HOLDINGS) LTD AGM Meeting Date: 05/21/2004
Issuer: Y0920U103 ISIN: HK2388011192
SEDOL: 6536112
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND APPROVE THE AUDITED STATEMENTS OF Management For ACCOUNTS
AND THE REPORTS OF THE DIRECTORS AND
OF THE AUDITORS OF THE COMPANY FOR THE YE 31
DEC 2003
2. DECLARE A FINAL DIVIDEND OF HKD 0.32 PER SHARE Management For
FOR THE YE 31 DEC 2003
3. RE-ELECT THE DIRECTORS Management For
4. APPROVE THAT WITH EFFECT FROM 01 JAN 2004 AND Management For UNTIL THE
SHAREHOLDERS RESOLVE O THERWISE, TO
PAY ADDITIONAL REMUNERATION TO NON-EXECUTIVE DIRECTORS AND SENIOR
ADVISER WHO ARE ALSO CHAIRMAN OR THE MEMBERS OF COMMITTEES OF THE
BOARD OF DI RECTORS COMMITTEE(S) AS FOLLOWS: A) HKD 100,000 PER ANNUM
PER COMMITTEE TO E ACH COMMITTEE CHAIRMAN, TO BE PRO-RATED IN THE CASE
OF AN INCOMPLETE YEAR OF S ERVICES; AND B) HKD 50,000 PER ANNUM PER
COMMITTEE TO EACH COMMITTEE MEMBER, T O BE PRO-RATED IN THE CASE OF AN
INCOMPLETE YEAR OF SERVICES
5. RE-APPOINT PRICEWATERHOUSECOOPERS AS THE AUDITORS Management For OF
THE COMPANY AND AUTHORIZE THE BOARD OF DIRECTORS
TO DETERMINE THEIR REMUNERATION
S.6 AMEND ARTICLE 2(A), 15, 40, 76A, 80(A), 98, 99, Management For 102,
106(G), 109 AND 110 OF AR TICLES OF ASSOCIATIONS OF THE COMPANY
7. APPROVE THAT WITH EFFECT FROM 01 JAN 2004 AND Management For UNTIL THE
SHAREHOLDERS RESOLVE O THERWISE, EACH
MEMBER AND SECRETARY OF COMMITTEES OF THE BOARD OF DIRECTORS C
OMMITTEE(S) WHO ARE NOT THE DIRECTORS OR SALARIED EMPLOYEES OF THE
GROUP SHAL L BE PAID A FEE OF HKD 50,000 PER ANNUM, TO BE PRO-RATED IN
THE CASE OF AN INC OMPLETE YEAR OF SERVICE PROVIDED THAT NO MEMBER OR
SECRETARY SHALL RECEIVE ANY FEE IN EXCESS OF HKD 50,000 IRRESPECTIVE
OF THE NUMBER OF COMMITTEE(S) HE OR SHE HAS SERVED
8. AUTHORIZE THE BOARD OF DIRECTORS, SUBJECT TO Management Against THIS
RESOLUTION, TO ALLOT, ISSUE, GRANT, DISTRIBUTE
AND OTHERWISE DEAL WITH ADDITIONAL SHARES AND TO MAKE OR GR ANT
OFFERS, AGREEMENTS, OPTIONS, WARRANTS AND OTHER SECURITIES DURING AND
AFTE R THE RELEVANT PERIOD, NOT EXCEEDING THE AGGREGATE OF A) 20% OF
THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF THE
COMPANY AS AT THE DATE OF PA SSING OF THIS RESOLUTION; AND B) THE
AGGREGATE NOMINAL AMOUNT OF THE ISSUED SH ARE CAPITAL OF THE COMPANY
PURCHASED BY THE COMPANY SUBSEQUENT TO THE PASSING OF THIS RESOLUTION
UP TO 10% OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED SH ARE
CAPITAL OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION ,
OTHE RWISE THAN PURSUANT TO I) A RIGHTS ISSUE; OR II) THE EXERCISE OF
RIGHTS OF SUB SCRIPTION OR CONVERSION UNDER THE TERMS OF ANY WARRANTS
ISSUED BY THE COMPANY OR ANY SECURITIES WHICH ARE CONVERTIBLE INTO
SHARES; OR III) ANY SHARE OPTION SCHEME OR SIMILAR ARRANGEMENT; OR
III) ANY SCRIP DIVIDEND OR SIMILAR ARRANGEME NT; AUTHORITY EXPIRES THE
EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE CO MPANY OR THE
EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT AGM IS TO BE HELD BY
LAW
9. AUTHORIZE THE BOARD OF DIRECTORS, SUBJECT TO Management For THIS
RESOLUTION, TO PURCHASE SHAR ES DURING THE
RELEVANT PERIOD, ON THE STOCK EXCHANGE OF HONG KONG LIMITED THE STOCK
EXCHANGE OR ANY OTHER STOCK EXCHANGE ON WHICH THE SHARES MAY BE LISTED
AND RECOGNIZED BY THE SECURITIES AND FUTURES COMMISSION OF HONG KONG
AND THE STOCK EXCHANGE FOR THIS PURPOSE, SUBJECT TO AND IN ACCORDANCE
WITH ALL APPLICA BLE LAWS INCLUDING THE HONG KONG CODE ON SHARE
REPURCHASES AND THE RULES GOVER NING THE LISTING OF SECURITIES ON THE
STOCK EXCHANGE AS AMENDED FROM TIME TO TIME , NOT EXCEEDING 10% OF THE
AGGREGATE NOMINAL AMOUNT OF THE ISSUED SHARE C APITAL OF THE COMPANY
AS AT THE DATE OF PASSING OF THIS RESOLUTION; AUTHORITY EXPIRES THE
EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR THE E
XPIRATION OF THE PERIOD WITHIN WHICH THE NEXT AGM OF THE COMPANY IS TO
BE HELD BY LAW
10. APPROVE TO EXTEND THE GENERAL MANDATE GRANTED Management For TO THE
BOARD OF DIRECTORS, CONDI TIONAL ON THE PASSING OF RESOLUTIONS 8 AND
9, TO ALLOT, ISSUE,
GRANT, DISTRIBU TE OR OTHERWISE DEAL WITH ADDITIONAL SHARES IN THE
COMPANY PURSUANT TO RESOLUT ION 8, BY AN AMOUNT REPRESENTING THE
AGGREGATE NOMINAL AMOUNT OF THE ISSUED SH ARE CAPITAL OF THE COMPANY
PURCHASED BY THE COMPANY PURSUANT TO RESOLUTION 9, PROVIDED THAT SUCH
AMOUNT DOES NOT EXCEED 10% OF THE AGGREGATE NOMINAL AMOUNT OF THE
ISSUED SHARE CAPITAL OF THE COMPANY AT THE DATE OF PASSING THIS
RESOLUT IONS 8 AND 9
- ------------------------------------------------------------------------------------------------------------------------------------
ENI SPA, ROMA MIX Meeting Date: 05/25/2004
Issuer: T3643A145 ISIN: IT0003132476 BLOCKING
SEDOL: 7145056
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting REACH QUORUM,
THERE WILL BE A SE COND CALL ON 26 MAY 2004 AND A THIRD CALL ON 28 MAY
2004.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL
REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMEND ED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM I S MET
OR THE MEETING IS CANCELLED. THANK YOU
O.1 RECEIVE THE FINANCIAL STATEMENT AND THE CONSOLIDATED Management
FINANCIAL STATEMENT AT 31 DEC 2003 AND ALSO THE
BOARD OF DIRECTORS AND THE AUDITORS REPORT
O.2 APPROVE THE ALLOCATION OF NET INCOME Management
O.3 GRANT AUTHORITY TO PURCHASE ENI SHARES Management
O.4 APPOINT THE INDEPENDENT AUDITORS FOR THE THREE-YEAR Management
PERIOD 2004-2006
O.5 AMENDMENT TO ARTICLE 2.1 OF ENI S.P.A. S SHAREHOLDERS Management
MEETING REGULATION
O.6 APPROVE THE EMOLUMENTS OF THE DIRECTORS Management
E.1 AMEND THE ARTICLES 2.1, 11.2, 12.2, 13, 16.1, Management 17.2, 17.3,
19.3 AND 23 OF ENI B Y-LAWS PURSUANT TO THE LEGISLATIVE DECREE NO. 6
DATED 17 JAN 2003
E.2 AMEND ARTICLES 17.3, 19.1 AND 28.1 OF ENI BY-LAWS Management
- ------------------------------------------------------------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENGESELLSCHAFT IN MUENCHEN, MUENC AGM Meeting Date: 05/26/2004
Issuer: D55535104 ISIN: DE0008430026
SEDOL: 4904409, 5294121, 7159239, 7389081
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE FINANCIAL STATEMENTS AND ANNUAL REPORT Management FOR THE
FY 2003 WITH THE RE PORT OF THE SUPERVISORY
BOARD AND THE GROUP FINANCIAL STATEMENTS AND
GROUP ANN UAL REPORT
2. APPROVE THE APPROPRIATION OF THE DISTRIBUTABLE Management PROFIT OF
EUR 286,975,291.25 AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 1.25 PER
ENTITLED SHARE;
EUR 721,342.50 SHALL BE CARRIED FORWARD; EX-DIVIDEND
AND PAYABLE DATE: 27 MAY 2004
3. RATIFY THE ACTS OF THE BOARD OF MANAGING DIRECTORS Management
4. RATIFY THE ACTS OF THE SUPERVISORY BOARD Management
5. ELECT THE SUPERVISORY BOARD Management
6. AUTHORIZE THE COMPANY TO ACQUIRE OWN SHARES OF Management UP TO 10% OF
ITS SHARE CAPITAL, AT PRICES NOT
DEVIATING MORE THAN 20% FROM THE MARKET PRICE OF THE SHARES, ON OR
BEFORE 25 NOV 2005; AUTHORIZE THE BOARD OF MANAGING DIRECTORS TO FLOAT
THE SHARES ON FOREIGN STOCK EXCHANGES, TO USE THE SHARES FOR
ACQUISITION PURPOSES , TO SELL THE SHARES TO THIRD PARTIES AGAINST
CASH PAYMENT, TO USE THE SHARES FOR THE FULFILLMENT OF CONVERSATION OR
OPTION RIGHTS OR AS EMPLOYEE SHARES, AN D TO RETIRE THE SHARES
7. AUTHORIZE THE BOARD OF MANAGING DIRECTORS, WITH Management THE CONSENT
OF THE SUPERVISORY BOARD, TO INCREASE
THE SHARE CAPITAL BY UP TO EUR 280,000,000 THROUGH THE ISS UE OF NEW
REGISTERED SHARES AGAINST PAYMENT IN CASH OR KIND, ON OR BEFORE 25 M
AY 2009 (2004 AUTHORIZE CAPITAL); APPROVE THAT THE SHAREHOLDERS SHALL
BE GRANT ED SUBSCRIPTION RIGHTS FOR THE ISSUE OF SHARES AGAINST CASH
PAYMENT, EXCEPT FO R RESIDUAL AMOUNTS, FOR THE GRANTING OF
SUBSCRIPTION RIGHTS TO HOLDERS OF OPTI ON OR CONVERSATION RIGHTS, AND
FOR THE ISSUE OF SHARES AT A PRICE NOT MATERIAL LY BELOW THEIR MARKET
PRICE; AND THAT THE SHAREHOLDERS SHALL NOT BE GRANTED SU BSCRIPTION
RIGHTS FOR THE ISSUE OF SHARES AGAINST PAYMENT IN KIND
* PLEASE BE ADVISED THAT MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT Non-Voting
AG SHARES ARE ISSUED IN REGISTERED FORM AND
AS SUCH DO NOT REQUIRE SHARE BLOCKING IN ORD
ER TO ENTITLE YOU TO VOTE. THANK YOU
- ------------------------------------------------------------------------------------------------------------------------------------
BNP PARIBAS MIX Meeting Date: 05/28/2004
Issuer: F1058Q238 ISIN: FR0000131104 BLOCKING
SEDOL: 4133667, 4144681, 4904357, 6222187, 7166057, 7309681, 7529757
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE MEETING WILL BE HELD ON THE Non-Voting
SECOND CALL ON 28 MAY 2004 (AND NOT ON 13 MAY
2004). PLEASE ALSO NOTE THAT YOUR VOTING INSTRUCTIONS
WILL REMA IN VALID. THANK YOU. YOUR SHARES WILL
BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLE D. THANK YOU.
O.1 RECEIVE THE BOARD OF DIRECTORS AND OF THE AUDITORS Management
REPORTS FOR THE FY CLOSED ON 31 DEC 2003 AND
APPROVE THE CONSOLIDATED ACCOUNTS FOR THE FY 2003
O.2 RECEIVE THE BOARD OF DIRECTORS AND OF THE AUDITORS Management
REPORTS AND APPROVE THE TH E ACCOUNTS AND THE
BALANCE SHEET FOR THE FY 2003 AND THE NET PROFIT
AFTER TAX AMOUNTS TO EUR 2,358,756,301.88
O.3 APPROVE THAT THE TOTAL (FORMED BY THE FY NET Management
PROFIT OF EUR 2,358,756,301.88 AN D THE CREDIT
PRIOR RETAINED EARNINGS OF EUR 6,110,425,156.15),
I. E. A SUM OF EUR 8,469,181,458.03 WILL BE ALLOCATED
AS FOLLOWS: TO THE LEGAL RESERVE: EUR 8 56,423.20,
TO THE SPECIAL RESERVE ON LONG-TERM CAPITAL GAINS:
EUR 102,919,700. 80, TO THE INVESTMENT SPECIAL
RESERVE: EUR 36,193,223.00, TO THE GLOBAL DIVIDE
ND: EUR 1,310,242,625.80, TO THE BALANCE CARRIED
FORWARD: EUR 7,018,969,485.23 AND THE SHAREHOLDERS
WILL RECEIVE A NET DIVIDEND OF EUR 1.45 WITH
A CORRESPON DING TAX CREDIT OF EUR 0.725, IT
WILL BE PAID ON 11 JUN 2004
O.4 APPROVE THE AUDITORS SPECIAL REPORT, IN ACCORDANCE Management
WITH THE PROVISIONS OF ART ICLE L.225-38 (FRENCH
COMMERCIAL LAW)
O.5 APPROVE TO DELEGATE ALL POWERS TO THE BOARD OF Management
DIRECTORS, IN REPLACEMENT OF AN Y EXISTING AUTHORITY,
TO PROCEED, IN FRANCE OR ABROAD, WITH THE ISSUE
OF DEBT SECURITIES (BONDS, SIMILAR SECURITIES)
FOR A MAXIMUM NOMINAL AMOUNT OF EUR 30, 000,000,000.00;
AUTHORITY IS GIVEN FOR 26 MONTHS ; AND AUTHORIZE
THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALI
TIES
O.6 AUTHORIZE THE BOARD OF DIRECTORS, IN REPLACEMENT Management
OF ANY EXISTING AUTHORITY, TO TRADE THE COMPANY
S SHARES ON THE STOCK EXCHANGE, NOTABLY IN VIEW
OF ADJUSTIN G THEIR PRICE AS PER THE FOLLOWING
CONDITIONS: MAXIMUM PURCHASE PRICE: EUR 75. 00,
MINIMUM SELLING PRICE: EUR 35.00, MAXIMUM NUMBER
OF SHARES TO BE TRADED: 1 0% OF THE SHARE CAPITAL;
AUTHORITY IS GIVEN FOR 18 MONTHS ; AND AUTHORIZE
THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSAR Y FORMALITIES
O.7 APPROVE TO RENEW THE TERM OF OFFICE OF MR. M. Management
LOUIS SCHWEITZER AS A DIRECTOR F OR 3 YEARS
O.8 APPROVE TO RENEW THE TERM OF OFFICE OF MR. M. Management
LINDSAY OWEN-JONES AS A DIRECTOR FOR 3 YEARS
O.9 ACKNOWLEDGE THAT MR. M. DAVIDE PEAKE DOES NOT Management
ASK THE RENEWAL OF ITS TERM OF A SSOCIATION AS
DIRECTOR AND DECIDES NOT TO APPOINT A NEW DIRECTOR
O.10 APPROVE TO GRANT ALL POWERS TO THE BEARER OF Management
A COPY OR AN EXTRACT OF THE MINUT ES OF THE PRESENT
IN ORDER TO ACCOMPLISH ALL DEPOSITS AND PUBLICATIONS
WHICH A RE PRESCRIBED BY LAW
E.11 APPROVE TO DELEGATE ALL POWERS TO THE BOARD OF Management
DIRECTORS, IN REPLACEMENT OF AN Y EXISTING AUTHORITY,
TO PROCEED, IN FRANCE OR ABROAD, WITH THE ISSUE OF THE C OMPANY SHARES
AND OF SECURITIES OF ANY KIND (THE PREFERENTIAL RIGHT IS MAINTAI NED)
FOR A MAXIMUM NOMINAL AMOUNT OF EUR 1,000,000,000.00 (CAPITAL
INCREASES), EUR 10,000,000,000.00 (DEBT SECURITIES); AUTHORITY IS
GIVEN FOR 26 MONTHS ; AND APPROVE TO DELEGATE ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECES SARY MEASURES AND ACCOMPLISH ALL
FORMALITIES NECESSARY TO CARRY OUT THE CAPITA L INCREASE WHICH HAS
BEEN ADOPTED
E.12 APPROVE TO DELEGATE ALL POWERS TO THE BOARD OF Management
DIRECTORS, IN REPLACEMENT OF AN Y EXISTING AUTHORITY,
TO PROCEED, IN FRANCE OR ABROAD, WITH THE ISSUE OF THE C OMPANY SHARES
AND OF SECURITIES OF ANY KIND (PREFERENTIAL SUBSCRIPTION RIGHT:
CANCELLED), FOR A MAXIMUM NOMINAL AMOUNT OF: EUR 340,000,000.00
(CAPITAL INCRE ASE), EUR 8,000,000,000.00 (DEBT SECURITIES); AUTHORITY
IS GIVEN FOR 26 MONTH S ; AND APPROVE TO DELEGATE ALL POWERS TO THE
BOARD OF DIRECTORS TO TAKE ALL N ECESSARY MEASURES AND ACCOMPLISH ALL
FORMALITIES NECESSARY TO CARRY OUT THE CA PITAL INCREASE WHICH HAS
BEEN ADOPTED
E.13 APPROVE TO DELEGATE TO THE BOARD OF DIRECTORS Management
ALL POWERS, IN REPLACEMENT OF AN Y EXISTING AUTHORITY,
IN ORDER TO INCREASE THE COMPANY SHARE CAPITAL ON ITS SO LE DECISION
BY A MAXIMUM NOMINAL AMOUNT OF EUR 1,000,000,000.00, BY WAY OF INC
ORPORATING ALL OR PART OF THE RESERVES, PROFITS, EXISTING SHARE
PREMIUMS, TO B E CARRIED OUT BY THE DISTRIBUTION OF FREE SHARES OR THE
INCREASE OF THE PAR VA LUE OF THE EXISTING SHARES; AUTHORITY IS VALID
FOR 26 MONTHS ; AND APPROVE TO DELEGATE ALL POWERS TO THE BOARD OF
DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL
FORMALITIES NECESSARY TO CARRY OUT THE CAPITAL INCREASE WHI CH HAS
BEEN ADOPTED
E.14 APPROVE THAT THE DELEGATIONS GRANTED TO THE BOARD Management
OF DIRECTORS TO REALIZE INCR EASES OF THE COMPANY
S SHARE CAPITAL, ARE NOT MAINTAINED IN A PERIOD OF TAKE-O VER OR
EXCHANGE BID ON THE COMPANY S SHARES (EXCEPT FOR THE TRANSACTIONS THE
P RINCIPAL DECISION OF WHICH WAS APPROVED BY THE BOARD OF DIRECTORS);
AUTHORITY IS VALID TILL THE COMPANY GENERAL MEETING WHICH WILL HAVE TO
DELIBERATE UPON THE ACCOUNTS OF THE 2004 FY
E.15 APPROVE TO DELEGATE ALL POWERS TO THE BOARD OF Management
DIRECTORS TO PROCEED, IN FRANCE OR ABROAD, WITH
THE ISSUE OF SHARES RESERVED TO MEMBERS OF THE ENTERPRISE SAV INGS
PLAN FOR A MAXIMUM NOMINAL AMOUNT OF EUR 20,000,000.00 STARTING THE
PRESE NT MEETING (INSTEAD OF EUR 60,000,000.00 AS PREVIOUSLY SET BY
THE COMBINED GEN ERAL MEETING OF 14 MAY 2003, RESOLUTION NO.16);
AUTHORITY IS GIVEN FOR A PERI OD OF 26 MONTHS
E.16 APPROVE TO GRANT ALL POWERS TO THE BOARD OF DIRECTORS, Management
IN REPLACEMENT OF ANY E XISTING AUTHORITY, TO
DECREASE THE SHARE CAPITAL BY CANCELING THE SHARES HELD BY THE COMPANY
IN CONNECTION WITH A STOCK REPURCHASE PLAN, WITHIN A LIMIT OF 1 0% OF
THE SHARE CAPITAL OVER A 18 MONTHS PERIOD
E.17 AMEND ARTICLES 9, 10, 12, 13 AND 15 OF THE ARTICLES Management
OF ASSOCIATION
E.18 GRANT ALL POWERS TO THE BEARER OF A COPY OR AN Management
EXTRACT OF THE MINUTES OF THE P RESENT IN ORDER
TO ACCOMPLISH ALL DEPOSITS AND PUBLICATIONS WHICH
ARE PRESCRIB ED BY LAW
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting
SEE HTTP://ICS.ADP.COM/MARKETG UIDE FOR COMPLETE
INFORMATION. VERIFICATION PERIOD: REGISTERED
SHARES: 1 T O 5 DAYS PRIOR TO THE MEETING DATE,
DEPENDS ON COMPANY S BY-LAWS. BEARER SHAR ES:
6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT
SHAREOWNERS MUST COMP LETE, SIGN AND FORWARD
THE PROXY CARD DIRECTLY TO THE SUB CUSTODIAN.
PLEASE C ONTACT YOUR CLIENT SERVICE REPRESENTATIVE
TO OBTAIN THE NECESSARY CARD, ACCOUN T DETAILS
AND DIRECTIONS. THE FOLLOWING APPLIES TO
NON-RESIDENT SHAREOWN ERS: PROXY CARDS:
ADP WILL FORWARD VOTING INSTRUCTIONS TO THE GLOBAL CUS TODIANS THAT
HAVE BECOME REGISTERED INTERMEDIARIES, ON ADP VOTE DEADLINE DATE. IN
CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN
THE P ROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE
WHETHER YOUR G LOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE
CONTACT ADP. TRADES /VOTE INSTRUCTIONS:
SINCE FRANCE MAINTAINS A VERIFICATION PERIOD, FOR VOTE IN STRUCTIONS
SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL) FOR EITHER THE FULL S
ECURITY POSITION OR A PARTIAL AMOUNT AFTER THE VOTE INSTRUCTION HAS
BEEN SUBMI TTED TO ADP AND THE GLOBAL CUSTODIAN ADVISES ADP OF THE
POSITION CHANGE VIA TH E ACCOUNT POSITION COLLECTION PROCESS, ADP HAS
A PROCESS IN EFFECT WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE NEW
ACCOUNT POSITION AVAILABLE FOR VOTING. THIS WILL ENSURE THAT THE LOCAL
CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE INST RUCTION AND RELEASE THE
SHARES FOR SETTLEMENT OF THE SALE TRANSACTION. THIS P ROCEDURE
PERTAINS TO SALE TRANSACTIONS WITH A SETTLEMENT DATE PRIOR TO MEETING
DATE + 1
- ------------------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC AGM Meeting Date: 05/28/2004
Issuer: G4634U169 ISIN: GB0005405286
SEDOL: 0540528, 0560582, 2367543, 4097279, 5722592, 6153221, 6158163, 6165464, B00JZT0
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND CONSIDER THE ANNUAL ACCOUNTS AND Management For THE
REPORTS OF THE DIRECTORS AND THE AUDITORS
FOR THE YE 31 DEC 2003
2.a RE-ELECT THE LORD BUTLER AS A DIRECTOR Management For
2.b RE-ELECT THE BARONESS DUNN AS A DIRECTOR Management For
2.c RE-ELECT MR. R. A. FAIRHEAD AS A DIRECTOR Management For
2.d RE-ELECT MR. W.K.L. FUNG AS A DIRECTOR Management For
2.e RE-ELECT MR. M. F. GEOGHEGAN AS A DIRECTOR Management For
2.f RE-ELECT MR. S. HINTZE AS A DIRECTOR Management For
2.g RE-ELECT SIR JOHN KEMP-WELCH AS A DIRECTOR Management For
2.h RE-ELECT SIR MARK MOODY-STUART AS A DIRECTOR Management For
2.i RE-ELECT MR. H. SOHMEN AS A DIRECTOR Management For
3. RE-APPOINT KPMG AUDIT PLC AS AUDITOR AT REMUNERATION Management For
DETERMINED BY THE GROUP A UDIT COMMITTEE
4. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For THE YE
31 DEC 2003
5. AUTHORIZE THE COMPANY TO MAKE MARKET PURCHASES Management For SECTION
163 OF THE COMPANIES A CT 1985 OF UP
TO 1,099,900,000 ORDINARY SHARES OF USD 0.50 EACH IN THE CAPITA L OF
THE COMPANY, AT A MINIMUM PRICE OF USD 0.50 PENCE AND UP TO 105% OF
THE A VERAGE MIDDLE MARKET QUOTATIONS FOR SUCH SHARES DERIVED FROM THE
LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS 5
BUSINESS DAYS OR 105% OF THE AVERAGE OF THE CLOSING PRICES OF ORDINARY
SHARES ON THE STOCK EXCHANGE OF HON G KONG LIMITED, OVER THE PREVIOUS
5 BUSINESS DAYS; AUTHORITY EXPIRES AT THE C ONCLUSION OF THE AGM OF
THE COMPANY IN 2005 ; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A
CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED
WHOLLY OR PARTLY AFTER SUCH EXPIRY
6. AUTHORIZE THE DIRECTORS, PURSUANT TO AND FOR Management For THE
PURPOSES OF SECTION 80 OF THE COMPANIES ACT
1985, TO ALLOT RELEVANT SECURITIES SECTION 80
UP TO AN AGGREG ATE NOMINAL AMOUNT OF GBP 100,000,
USD 100,000 AND EUR 100,000 IN EACH SUCH C ASE IN THE FORM OF
100,000,000 NON-CUMULATIVE PREFERENCE SHARES AND USD 1,099 ,900,000 IN
THE FORM OF ORDINARY SHARES ORDINARY SHARES OF USD 0.50 EACH , PR
OVIDED THAT THIS AUTHORITY IS LIMITED, SO THAT, OTHERWISE THAN
PURSUANT TO: A) A RIGHTS ISSUE OR OTHER ISSUE THE SUBJECT OF AN OFFER
OR INVITATION, OPEN FOR ACCEPTANCE FOR A PERIOD FIXED BY THE
DIRECTORS, TO: I) ORDINARY SHAREHOLDERS WHERE THE RELEVANT SECURITIES
RESPECTIVELY ATTRIBUTABLE TO THE INTEREST OF ALL ORDINARY SHAREHOLDERS
ARE PROPORTIONATE TO THE RESPECTIVE NUMBER OF ORDINARY SHARES HELD BY
THEM; AND II) HOLDERS OF SECURITIES, BONDS, DEBENTURES OR WARRA NTS
WHICH, IN ACCORDANCE WITH THE RIGHTS ATTACHING THERETO, ARE ENTITLED
TO PA RTICIPATE IN SUCH A RIGHTS ISSUE OR OTHER ISSUES, BUT SUBJECT TO
SUCH EXCLUSIO N OR OTHER ARRANGEMENTS AS THE DIRECTORS DEEM NECESSARY
IN RELATION TO FRACTIO NAL ENTITLEMENTS OR SECURITIES REPRESENTED BY
DEPOSITARY RECEIPTS OR HAVING RE GARD TO ANY RESTRICTIONS, OBLIGATIONS
OR LEGAL PROBLEMS UNDER THE LAWS OR OR T HE REQUIREMENTS OF ANY
REGULATORY BODY OR STOCK EXCHANGE IN ANY TERRITORY OR O THERWISE
HOWSOEVER; OR B) THE TERMS OF ANY SHARE PLAN FOR THE EMPLOYEES OF THE
COMPANY OR ANY OF ITS SUBSIDIARY UNDERTAKINGS; OR C) THE TERMS OF THE
HOUSEHO LD INTERNATIONAL INC. OUTSTANDING ZERO-COUPON CONVERTIBLE DEBT
SECURITIES OR 8 .875% ADJUSTABLE CONVERSION-RATE EQUITY SECURITY
UNITS; OR D) ANY SCRIP DIVIDE ND OR SIMILAR ARRANGEMENT IMPLEMENTED IN
ACCORDANCE WITH THE ARTICLES OF ASSOC IATION OF THE COMPANY; OR E) THE
ALLOTMENT OF UP TO 10,000,000 NON-CUMULATIVE PREFERENCE SHARES OF GBP
0.01 EACH, 100,000,000 NON-CUMULATIVE PREFERENCE SHAR ES OF USD 0.01
EACH AND 10,000,000 NON-CUMULATIVE PREFERENCE SHARES OF EUR 0.0 1 EACH
IN THE CAPITAL OF THE COMPANY, THE NOMINAL AMOUNT OF RELEVANT
SECURITIE S TO BE ALLOTTED BY THE DIRECTORS PURSUANT TO THIS AUTHORITY
WHOLLY FOR CASH S HALL NOT IN AGGREGATE, TOGETHER WITH ANY ALLOTMENT
OF OTHER EQUITY SECURITIES, EXCEED USD 274,975,000 APPROXIMATELY 5% OF
THE NOMINAL AMOUNT OF ORDINARY SH ARES OF THE COMPANY IN ISSUE ;
AUTHORITY EXPIRES AT THE CONCLUSION OF THE AGM OF THE COMPANY IN 2005
; AND AUTHORIZE THE DIRECTORS TO ALLOT RELEVANT SECURI TIES AFTER THE
EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREE MENT
MADE PRIOR TO SUCH EXPIRY
S.7 AUTHORIZE THE DIRECTORS, SUBJECT TO THE PASSING Management For
OF RESOLUTION 6, A) TO ALLOT E QUITY SECURITIES
SECTION 94 OF THE COMPANIES ACT 1985 ; AND B) TO ALLOT ANY O THER
EQUITY SECURITIES SECTION 94 OF THE COMPANIES ACT 1985 WHICH ARE HELD
B Y THE COMPANY IN TREASURY, FOR CASH PURSUANT TO THE AUTHORITY
CONFERRED BY RES OLUTION 6, DISAPPLYING THE STATUTORY PRE-EMPTION
RIGHTS
SECTION 89(1) ; AUTH ORITY EXPIRES AT THE CONCLUSION OF THE AGM OF
THE COMPANY IN 2005 ; AND AUTHOR IZE THE DIRECTORS TO ALLOT EQUITY
SECURITIES AFTER THE EXPIRY OF THIS AUTHORIT Y IN PURSUANCE OF SUCH AN
OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY
8. AUTHORIZE EACH OF THE DIRECTORS OTHER THAN ALTERNATE Management For
DIRECTORS , PURSUANT TO A RTICLE 104.1 OF THE
ARTICLES OF ASSOCIATION OF THE COMPANY WITH EFFECT
FROM 01 JAN 2004, TO RECEIVE GBP 55,000 PER ANNUM
BY WAY OF FEES FOR THEIR SERVICES A S DIRECTORS
- ------------------------------------------------------------------------------------------------------------------------------------
KINGFISHER PLC AGM Meeting Date: 06/03/2004
Issuer: G5256E441 ISIN: GB0033195214
SEDOL: 3319521
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE REPORT OF THE DIRECTORS INCLUDING Management For THE
CORPORATE GOVERNANCE REPORT AND THE FINANCIAL
STATEMENTS FOR THE YE 31 JAN 2004 ALONG WITH
THE REPORT OF T HE AUDITORS
2. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For THE YE 31
JAN 2004
3. DECLARE A FINAL DIVIDEND OF 6.15 PENCE ON THE Management For ORDINARY
SHARES FOR PAYMENT ON 1 1 JUN 2004
4. ELECT MR. TATTON-BROWN AS A DIRECTOR Management For
5. RE-ELECT SIR FRANCIS MACKAY AS A DIRECTOR Management For
6. RE-ELECT MR. HEPHER AS A DIRECTOR Management For
7. RE-ELECT MS. SALMON AS A DIRECTOR Management For
8. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Management For COMPANY S
AUDITORS AND AUTHORIZE THE DIRECTORS
TO FIX THEIR REMUNERATION
9. AUTHORIZE THE DIRECTORS TO ALLOT RELEVANT SECURITIES Management For
SECTION 80 OF THE COMPAN IES ACT 1985 AND TO
MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT
REQUIRE R ELEVANT SECURITIES TO BE ALLOTTED UP
TO AN AGGREGATE NOMINAL AMOUNT OF GBP 108 ,526,099;
AUTHORITY EXPIRES EARLIER OF THE CONCLUSION
OF THE NEXT AGM OF THE COMPANY OR 03 SEP 2005
10. AUTHORIZE THE BOARD OF DIRECTORS TO OFFER ANY Management For HOLDERS
OF ANY SHARES IN THE CAP ITAL OF THE
COMPANY THE RIGHT TO ELECT TO RECEIVE SHARES IN THE CAPITAL OF THE
COMPANY, INSTEAD OF CASH, IN RESPECT OF ALL OR PART OF ALL OR ANY
DIVIDENDS D ECLARED OR PAID DURING THE PERIOD PRIOR TO THE AGM OF THE
COMPANY TO BE HELD I N 2009, ON THE TERMS AND CONDITIONS IN ARTICLE
138.1 OF THE ARTICLES OF ASSOCI ATION OF THE COMPANY
S.11 AUTHORIZE THE DIRECTORS, PURSUANT TO SECTION Management For
95 OF THE COMPANIES ACT 1985, TO ALLOT EQUITY SECURITIES SECTION 94(2)
, DISAPPLYING THE PER EMPTION RIGHTS S ECTION 89(1) , PROVIDED THAT
THIS POWER SHALL BE LIMITED TO THE ALLOTMENT OF E QUITY SECURITIES: I)
IN CONNECTION WITH A RIGHTS ISSUE FOR CASH IN FAVOR OF OR DINARY
SHAREHOLDERS; AND II) UP TO AN AGGREGATE NOMINAL AMOUNT NOT EXCEEDING
5 % OF THE NOMINAL VALUE OF THE ISSUED SHARE CAPITAL OF THE COMPANY;
AUTHORITY EXPIRES EARLIER OF, THE CONCLUSION OF THE NEXT AGM OF THE
COMPANY OR ON 03 SEP 2005 ; AND THE DIRECTORS MAY ALLOT EQUITY
SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN
OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIR Y
S.12 AUTHORIZE THE COMPANY, PURSUANT TO ARTICLE 44 Management For
OF THE COMPANY S ARTICLES OF ASS OCIATION AND
SECTION 166 OF THE COMPANIES ACT 1985, TO MAKE MARKET PURCHASES
SECTION 163(3) OF UP TO 233,210,664 OF ITS ORDINARY SHARES, AT A
MAXIMUM PRIC E OF AN AMOUNT EQUAL TO 105% OF THE AVERAGE OF THE MIDDLE
MARKET QUOTATIONS OF SUCH SHARES AS DERIVED FORM THE STOCK EXCHANGE
DAILY OFFICIAL LIST FOR THE 5 BUSINESS AFTER SUCH PURCHASE; AUTHORITY
SHALL EXPIRE AT THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR ON 03
DEC 2005 ; THE COMPANY, BEFORE THE EXPIRY, M AY MAKE A CONTRACT TO
PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED W HOLLY OR
PARTLY AFTER SUCH EXPIRY
- ------------------------------------------------------------------------------------------------------------------------------------
HYPO REAL ESTATE HOLDING AG, MUENCHEN OGM Meeting Date: 06/04/2004
Issuer: D3449E108 ISIN: DE0008027707 BLOCKING
SEDOL: 7681248, 7696866
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN ANNUAL GENERAL MEETING. Non-Voting
THANK YOU.
1. RECEIVE THE FINANCIAL STATEMENTS AND ANNUAL REPORT Management FOR THE
FY 2003 WITH THE RE PORT OF THE SUPERVISORY
BOARD, THE GROUP FINANCIAL STATEMENTS AND GROUP
ANNUAL REPORT
2. APPROVE THE APPROPRIATION OF THE DISTRIBUTION Management PROFIT OF EUR
37,387,794.26 TO C ARRIED FORWARD
3. RATIFY THE ACTS OF THE BOARD OF MANAGING DIRECTORS Management
4. RATIFY THE ACTS OF THE SUPERVISORY BOARD Management
5. AUTHORIZE THE BOARD OF MANAGING DIRECTORS, WITH Management THE CONSENT
OF THE SUPERVISORY BOARD, TO INCREASE
THE SHARE CAPITAL BY UP TO EUR 201,108,261 THROUGH THE ISS UE ON NEW
SHARES AGAINST PAYMENT IN CASH OR KIND, ON OR BEFORE 03 JUN 2009; AN D
AUTHORIZE BOARD OF MANAGING DIRECTORS, TO EXCLUDE THE SUBSCRIPTIONS
RIGHTS O F SHAREHOLDERS FOR THE ISSUE OF SHARES AGAINST PAYMENT IN
KIND; SHAREHOLDERS S HALL GRANTED SUBSCRIPTIONS RIGHTS FOR THE ISSUE
OF SHARES AGAINST CASH PAYMENT , EXCEPT FOR RESIDUAL AMOUNTS, FOR THE
ISSUE OF SHARES AT A PRICE NOT MATERIAL LY BELOW THEIR MARKET PRICE,
AND INSOFAR AS SUBSCRIPTIONS RIGHTS ARE GRANTED T O HOLDERS OF
CONVERSION OR OPTION RIGHTS; AND AMEND THE ARTICLES OF ASSOCIATIO N
CORRESPONDINGLY
6. AUTHORIZE THE BOARD OF MANAGING DIRECTORS, WITH Management THE CONSENT
OF THE SUPERVISORY BOARD, TO ISSUE
BONDS UP TO EUR 450,000,000, HAVING A TERM OF UP TO 20 YEARS AND
CONFERRING A CONVERSION OR OPTION RIGHT FOR NEW SHARES OF THE COMPANY,
ON OR BEFORE 03 JUN 2009; SHAREHOLDERS SHALL GRANTED SUBSCRIPTIONS
RIGHTS, EXCEPT FOR ISSUE OF BONDS AT A PRICE NOT MATERIALLY BELOW
THEIR THEORETICAL MARKET V ALUE, FOR ISSUE OF BONDS AGAINST PAYMENT IN
KIND, FOR RESIDUAL AMOUNTS, AND IN SOFAR AS SUBSCRIPTIONS RIGHTS ARE
GRANTED TO HOLDERS OF CONVERSION OR OPTION R IGHTS; THE SHARE CAPITAL
SHALL BE INCREASED ACCORDINGLY BY UP TO EUR 40,221,65 1, INSOFAR AS
CONVERSION OR OPTION RIGHTS ARE EXERCISED; AND AMEND THE ARTICLE S OF
ASSOCIATION CORRESPONDINGLY
7. APPROVE THE REMUNERATION OF EUR 60,000 FOR EACH Management MEMBER OF
THE SUPERVISORY BOAR D, EXCEPT THE
CHAIRMAN, WHO RECEIVE EUR 90,000
8. APPROVE TO CONVERT 3,638,400 NON-VOTING PREFERENCE Management SHARES
OF THE COMPANY TO TH E SAME NUMBER OF
VOTING ORDINARY SHARES THROUGH THE REVOCATION
OF THE PREFEREN CE RIGHT AS PER SECTION 4(2)
OF THE ARTICLES OF ASSOCIATION; THE FORMER PREF
ERENCE SHAREHOLDERS SHALL RETAIN THE RIGHT TO
RECEIVE THE PREFERENCE DIVIDEND OF EUR 0.128
FOR THE FY 2002 AND 2003
9. APPROVE THE SEPARATE RESOLUTION OF THE ORDINARY Management
SHAREHOLDERS ON THE CONVERSION OF PREFERENCE
SHARES AS PER RESOLUTION 8
10. AMEND ARTICLES OF ASSOCIATION IN RESPECT OF THE Management SUPERVISORY
BOARD AS, SECTION 7, REGARDING SUPERVISORY
BOARD COMPRISING 6 MEMBERS, SECTION 10, REGARDING 4 M EMBERS
CONSTITUTING A SUPERVISORY BOARD QUORUM, SECTION 11, REGARDING A FIXED
ANNUAL REMUNERATION OF EUR 60,000 FOR THE MEMBERS OF THE SUPERVISORY
BOARD, ON E AND A HALF TIMES THE AMOUNT FOR THE CHAIRMAN AND ONE
QUARTER TIMES FOR HIS D EPUTY
11. ELECT THE SUPERVISORY BOARD Management
12. APPOINT KPMG, BERLIN AND FRANKFURT, AS THE AUDITORS Management FOR THE
FY 2004
- ------------------------------------------------------------------------------------------------------------------------------------
METRO AG, DUESSELDORF AGM Meeting Date: 06/04/2004
Issuer: D53968125 ISIN: DE0007257503 BLOCKING
SEDOL: 5041413, 5106129, 5106130, 7159217
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE FINANCIAL STATEMENTS AND THE ANNUAL Management REPORT FOR
THE FY 2003 WITH TH E REPORT OF THE
SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS
AND THE GROU P ANNUAL REPORT
2. APPROVE THE APPROPRIATION OF THE DISTRIBUTABLE Management PROFIT OF
EUR 345,261,366.62 AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 1.020 PER
ORDINARY SHARE;
PAYMENT OF A DIVIDEND OF EUR 1.122 PER PREFERENCE
SHARE; EUR 11,664,934.51 SHALL BE CARRIED FORWARD;
AND EX-DIVIDEND AND PAYABLE DATE: 07 JUN 2004
3. RATIFY THE ACTS OF THE BOARD OF MANAGING DIRECTORS Management
4. RATIFY THE ACTS OF THE SUPERVISORY BOARD Management
5. APPOINT FASSELT + PARTNER, DUISBURG, AS THE AUDITORS Management FOR
THE FY 2004
6. AUTHORIZE THE COMPANY, TO ACQUIRE OWN ORDINARY Management AND/OR PREF.
SHARES OF UP TO 10 % OF ITS SHARE CAPITAL, AT PRICES NOT DIFFERING
MORE THAN 20%.
FROM THE MARKET PRICE OF THE SHARES, ON OR BEFORE 04 DEC 2005; TO
FLOAT THE SHARES ON FOREIGN STOCK EXCHANGES, TO OFFER THE SHARES TO
THIRD PARTIES IN CONNECTION WITH MERG ERS AND ACQUISITIONS, TO RETIRE
THE SHARES, TO DISPOSE OF THE SHARES IN ANOTHE R MANNER IF THEY ARE
SOLD AT A PRICE NOT MATERIALLY BELOW THEIR MARKET PRICE, AND TO USE
THE SHARES FOR SATISFYING EXISTING CONV. OR OPTION RIGHTS OR WITHIN
THE SCOPE OF THE COMPANY
S STOCK OPTION PLAN
7. AUTHORIZE THE BOARD OF DIRECTORS WITH THE CONSENT Management OF THE
SUPERVISORY BOARD, TO INCREASE THE SHARE
CAPITAL BY UP TO EUR 100,000,000 THROUGH THROUGH THE ISSU E OF NEW
SHARES AGAINST CASH PAYMENT, ON OR BEFORE 03 JUN 2009; SHAREHOLDERS S
HALL BE GRANTED SUBSCRIPTION RIGHTS EXCEPT FOR THE BONDHOLDERS, AND
FOR A CAPI TAL INCREASE OF UP TO 10% OF THE SHARE CAPITAL IF THE NEW
SHARES ARE ISSUED AT A PRICE NOT MATERIALLY BELOW THE
MARKET PRICE OF IDENTICAL SHARES; AND CORRE SPONDINGLY AMEND THE
ARTICLES OF ASSOCIATION OF UP TO EUR 85,000,000 AGAINST C ONTRIBUTIONS
IN KIND, AND IN ORDER TO GRANT SUCH RIGHTS TO HOLDERS OF CONVERTI BLE
OR OPTION RIGHTS AND CORRESPONDINGLY AMEND THE ARTICLES OF ASSOCIATION
8. AUTHORIZE THE BOARD OF DIRECTORS WITH THE CONSENT Management OF THE
SUPERVISORY BOARD, TO INCREASE THE SHARE
CAPITAL BY UP TO TO EUR 125,000,000 THROUGH THROUGH THE I SSUE OF NEW
ORDINARY SHARES AGAINST PAYMENT IN KIND, ON OR BEFORE 03 JUN 2009;
SHAREHOLDERS SUBSCRIPTION RIGHTS MAY BE EXCLUDED; AND CORRESPONDINGLY
AMEND T HE ARTICLES OF ASSOCIATION
9. AUTHORIZE THE BOARD OF MDS SHALL BE AUTHORIZED, Management WITH THE
CONSENT OF THE SUPERV ISORY BOARD, TO
ISSUE BONDS OF UP TO EUR 1,000,000,000, HAVING A TERM OF UP TO 15
YEARS AND CONFERRING OPTION AND/OR CONV.RIGHTS FOR NEW SHARES OF THE
COMPAN Y, ON OR BEFORE 03 JUN 2009; SHAREHOLDERS SHALL BE GRANTED
SUBSCRIPTION RIGHTS , EXCEPT FOR RESIDUAL AMOUNTS, FOR THE GRANTING OF
SUCH RIGHTS TO OTHER BONDHO LDERS, AND FOR THE ISSUE OF BONDS AT A
PRICE NOT MATERIALLY BELOW THEIR THEORE TICAL MARKET VALUE; THE SHARE
CAPITAL SHALL BE INCREASED ACCORDINGLY BY UP TO EUR 127,825,000
THROUGH THE ISSUE OF UP TO 50,000,000 NEW ORDINARY SHARES, INS OFAR AS
OPTION AND/OR CONV. RIGHTS ARE EXERCISED; AND CORRESPONDINGLY AMEND TH
E ARTICLES OF ASSOCIATION
10. APPROVE THAT EACH MEMBER OF THE SUPERVISORY BOARD Management SHALL
RECEIVE A FIXED ANNUAL REMUNERATION OF
EUR 35,000 PLUS A VARIABLE REMUNERATION OF EUR 600 FOR EVERY EUR
25,000,000 OF THE EBT IN EXCESS OF AN AVERAGE EBT OF EUR 100,000,000
DURIN G THE LAST THREE YEARS; THE CHAIRMAN SHALL RECEIVE THREE TIMES,
THE DEPUTY CHA IRMAN AND CHAIRMEN OF SUPERVISORY BOARD COMMITTEES
TWICE, COMMITTEE MEMBERS ON E AND HALFTIMES, THESE AMOUNTS; AND
CORRESPONDINGLY AMEND THE ARTICLES OF ASSO CIATION
- ------------------------------------------------------------------------------------------------------------------------------------
MEDIATEK INCORPORATION AGM Meeting Date: 06/09/2004
Issuer: Y5945U103 ISIN: TW0002454006
SEDOL: 6372480
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1.1 APPROVE THE 2003 BUSINESS OPERATIONS REPORT Management For
1.2 APPROVE THE 2003 AUDITED REPORT Management For
2.1 APPROVE TO RECOGNIZE THE 2003 BUSINESS REPORTS Management For
AND FINANCIAL STATEMENTS
2.2 APPROVE THE 2003 PROFIT DISTRIBUTION CASH DIVIDEND: Management For
TWD 5 PER SHARE
3.1 APPROVE THE ISSUANCE OF NEW SHARES FORM RETAINED Management For
EARNINGS AND EMPLOYEE BONUS S TOCK DIVIDEND 180
FOR 1,000 SHARES HELD
3.2 APPROVE THE REVISION TO THE ARTICLES OF INCORPORATION Management For
4. OTHER ISSUES AND EXTRAORDINARY MOTIONS Other For
- ------------------------------------------------------------------------------------------------------------------------------------
CIE DE SAINT-GOBAIN SA, COURBEVOIE MIX Meeting Date: 06/10/2004
Issuer: F80343100 ISIN: FR0000125007 BLOCKING
SEDOL: 0215086, 4194192, 4206655, 4211820, 4768285, 4768371, 4915508, 7164158, 7380482, 7380556, 7381377, 7448250
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
O.1 RECEIVE THE EXECUTIVE COMMITTEE REPORT AND APPROVE Management
TO INCREASE THE SHARE CAPIT AL BY AN AMOUNT OF
EUR 1,120,901.00, IS OF EUR 11,209,010.00 INCLUDED SHARE PR EMIUM TO
CARRY IT OF EUR 4,483,605.50 TO EUR 5,604,506.50 BY ISSUING NEW SHARE
S OF A PAR VALUE OF EUR 0.50 EACH
E.2 GRANT ALL POWER TO THE EXECUTIVE COMMITTEE TO Management
INCREASE THE SHARE CAPITAL RESER VED TO THE EMPLOYEES,
THE MEMBERS OF THE COMPANY SAVINGS PLAN, FOR
A MAXIMUM N OMINAL AMOUNT OF EUR 150,000.00;
AUTHORITY EXPIRES AT THE END OF 15 MONTHS
O.3 GRANT ALL POWERS TO THE BEARER OF A COPY OR AN Management
EXTRACT OF THE MINUTES OF THE P RESENT TO ACCOMPLISH
ALL DEPOSITS AND PUBLICATIONS PRESCRIBED BY LAW
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting
SEE HTTP://ICS.ADP.COM/MARKETG UIDE FOR COMPLETE
INFORMATION. VERIFICATION PERIOD: REGISTERED
SHARES: 1 T O 5 DAYS PRIOR TO THE MEETING DATE,
DEPENDS ON COMPANY S BY-LAWS. BEARER SHAR ES:
6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT
SHAREOWNERS MUST COMP LETE, SIGN AND FORWARD
THE PROXY CARD DIRECTLY TO THE SUB CUSTODIAN.
PLEASE C ONTACT YOUR CLIENT SERVICE REPRESENTATIVE
TO OBTAIN THE NECESSARY CARD, ACCOUN T DETAILS
AND DIRECTIONS. THE FOLLOWING APPLIES TO
NON-RESIDENT SHAREOWN ERS: PROXY CARDS:
ADP WILL FORWARD VOTING INSTRUCTIONS TO THE GLOBAL CUS TODIANS THAT
HAVE BECOME REGISTERED INTERMEDIARIES, ON ADP VOTE DEADLINE DATE. IN
CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN
THE P ROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE
WHETHER YOUR G LOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE
CONTACT ADP. TRADES /VOTE INSTRUCTIONS:
SINCE FRANCE MAINTAINS A VERIFICATION PERIOD, FOR VOTE IN STRUCTIONS
SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL) FOR EITHER THE FULL S
ECURITY POSITION OR A PARTIAL AMOUNT AFTER THE VOTE INSTRUCTION HAS
BEEN SUBMI TTED TO ADP AND THE GLOBAL CUSTODIAN ADVISES ADP OF THE
POSITION CHANGE VIA TH E ACCOUNT POSITION COLLECTION PROCESS, ADP HAS
A PROCESS IN EFFECT WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE NEW
ACCOUNT POSITION AVAILABLE FOR VOTING. THIS WILL ENSURE THAT THE LOCAL
CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE INST RUCTION AND RELEASE THE
SHARES FOR SETTLEMENT OF THE SALE TRANSACTION. THIS P ROCEDURE
PERTAINS TO SALE TRANSACTIONS WITH A SETTLEMENT DATE PRIOR TO MEETING
DATE + 1
- ------------------------------------------------------------------------------------------------------------------------------------
CIE DE SAINT-GOBAIN SA, COURBEVOIE MIX Meeting Date: 06/10/2004
Issuer: F80343100 ISIN: FR0000125007 BLOCKING
SEDOL: 0215086, 4194192, 4206655, 4211820, 4768285, 4768371, 4915508, 7164158, 7380482, 7380556, 7381377, 7448250
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting # 126331
DUE TO THE AMENDMENT OF THE AGENDA.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDE D AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1. RECEIVE THE REPORT OF THE BOARD OF DIRECTORS Management AND THE
AUDITORS AND APPROVE THE ACCOUNTS AND
THE BALANCE SHEET FOR THE COMPANY ACCOUNTS OF
THE 2003 FY
2. RECEIVE THE REPORT OF THE BOARD OF DIRECTORS Management AND THE
AUDITORS AND APPROVE THE CONSOLIDATED
ACCOUNTS
3. APPROVE THE APPROPRIATION OF THE NET PROFIT OF Management EUR
513,574,452.67 AS FOLLOWS A ND THE RETAINED
EARNINGS OF EUR 1,090,363,072.07 TOTAL: EUR
1,603,937,524.74 AS FOLLOWS: SPECIAL RESERVE
ON LONG TERM CAPITAL GAINS: EUR 290,390,704.00;
B ALANCE CARRIED FORWARD: EUR 926,574,740.59,
A SUM OF EUR 386,972,080.15 BE DED UCTED TO BE
ALLOCATED BETWEEN THE SHAREHOLDERS: AS A FIRST
DIVIDEND EUR 67,299 ,492.20, AS AN ADDITIONAL
DIVIDEND: EUR 319,672,587.95, THE SHAREHOLDERS
RECEI VING A NET DIVIDEND OF EUR 1.15 WITH A
CORRESPONDING TAX CREDIT OF 0.575
4. APPROVE THE SPECIAL AUDITOR S REPORT REGARDING Management THE
REGULATED AGREEMENTS AND AC KNOWLEDGE THAT
NO REGULATED AGREEMENT HAS BEEN ESTABLISHED IN
DURING THE FY 20 03
5. AUTHORIZE THE BOARD, IN SUBSTITUTION FOR THE Management AUTHORITY OF
THE CGM ON 05 JUN 20 03, TO TRADE
THE COMPANY S SHARES ON THE STOCK EXCHANGE IN
VIEW OF ADJUSTING T HEIR PRICE AS PER THE FOLLOWING
CONDITIONS: MAXIMUM PURCHASE PRICE: EUR 55.00;
MINIMUM SELLING PRICE: EUR 23.00; AND, MAXIMUM
NUMBER OF SHARES TO BE TRADED: 10%; AUTHORITY
EXPIRES AT THE END OF 18 MONTHS ; AND AUTHORIZE
THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALIT
IES
6. RENEW THE TERM OF OFFICE OF MR. JEAN-LOUIS BEFFA Management AS A
DIRECTOR FOR A PERIOD OF 4 YEAR
7. RENEW THE TERM OF OFFICE OF MRS. ISABELLE BOUILLOT Management AS A
DIRECTOR FOR A PERIOD OF 4 YEAR
8. RENEW THE TERM OF OFFICE OF MRS. SYLVIA JAY AS Management A DIRECTOR
FOR A PERIOD OF 4 YE AR
9. RENEW THE TERM OF OFFICE OF MR. JOSE LUIS LEAL Management MALDONADO AS
A DIRECTOR FOR A P ERIOD OF 4 YEAR
10. APPOINT MR. GIAN PAOLO CACCINI AS A DIRECTOR Management UNTIL THE NEXT
GENERAL MEETING AT WHICH THE ACCOUNTS
OF THE COMPANY WILL BE DISCUSSED FOR THE FY 2004
11. RENEW THE TERM OF OFFICE OF THE CABINET PRICEWATERHOUSECOOPERS
Management AUDIT AS THE ST ATUTORY AUDITORS FOR A PERIOD
OF 6 YEARS
12. APPROVE THE RESIGNATION OF THE CABINET S.E.C.E.F Management AS THE
STATUTORY AUDITOR AND APPOINT THE CABINET KPMG AUDIT KPMG S.A. S
DEPARTMENT AS THE AUDITORS,
UNTIL THE NEXT GENERAL MEETING AT WHICH THE ACCOUNTS
OF THE COMPANY WILL BE DISCUSS ED FOR THE FY 2005
13. APPOINT MR. YVES NICOLAS AS A DEPUTY AUDITOR Management FOR A PERIOD
OF 6 YEARS
14. APPROVE THE RESIGNATION OF THE CABINET PIERRE-HENRI Management SCACCHI
AND ASSOCIATES AS THE DEPUTY AUDITORS
AND APPOINT THE MR. JEAN-PAUL VELLUTINI AS THE
DEPUTY AUDI TOR, UNTIL THE NEXT GENERAL MEETING
AT WHICH THE ACCOUNTS OF THE COMPANY WILL BE
DISCUSSED FOR THE FY 2005
15. AMEND ARTICLES 7(PARAGRAPH 4), 12(PARAGRAPH 2) Management AND 14 OF
THE ARTICLES OF ASSOC IATION
16. GRANT ALL POWERS TO THE BEARER OF A COPY OR AN Management EXTRACT OF
THE MINUTES OF THE P RESENT TO ACCOMPLISH
ALL DEPOSITS AND PUBLICATIONS PRESCRIBED BY LAW
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting
SEE HTTP://ICS.ADP.COM/MARKETG UIDE FOR COMPLETE
INFORMATION. VERIFICATION PERIOD: REGISTERED
SHARES: 1 T O 5 DAYS PRIOR TO THE MEETING DATE,
DEPENDS ON COMPANY S BY-LAWS. BEARER SHAR ES:
6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT
SHAREOWNERS MUST COMP LETE, SIGN AND FORWARD
THE PROXY CARD DIRECTLY TO THE SUB CUSTODIAN.
PLEASE C ONTACT YOUR CLIENT SERVICE REPRESENTATIVE
TO OBTAIN THE NECESSARY CARD, ACCOUN T DETAILS
AND DIRECTIONS. THE FOLLOWING APPLIES TO
NON-RESIDENT SHAREOWN ERS: PROXY CARDS:
ADP WILL FORWARD VOTING INSTRUCTIONS TO THE GLOBAL CUS TODIANS THAT
HAVE BECOME REGISTERED INTERMEDIARIES, ON ADP VOTE DEADLINE DATE. IN
CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN
THE P ROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE
WHETHER YOUR G LOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE
CONTACT ADP. TRADES /VOTE INSTRUCTIONS:
SINCE FRANCE MAINTAINS A VERIFICATION PERIOD, FOR VOTE IN STRUCTIONS
SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL) FOR EITHER THE FULL S
ECURITY POSITION OR A PARTIAL AMOUNT AFTER THE VOTE INSTRUCTION HAS
BEEN SUBMI TTED TO ADP AND THE GLOBAL CUSTODIAN ADVISES ADP OF THE
POSITION CHANGE VIA TH E ACCOUNT POSITION COLLECTION PROCESS, ADP HAS
A PROCESS IN EFFECT WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE NEW
ACCOUNT POSITION AVAILABLE FOR VOTING. THIS WILL ENSURE THAT THE LOCAL
CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE INST RUCTION AND RELEASE THE
SHARES FOR SETTLEMENT OF THE SALE TRANSACTION. THIS P ROCEDURE
PERTAINS TO SALE TRANSACTIONS WITH A SETTLEMENT DATE PRIOR TO MEETING
DATE + 1
- ------------------------------------------------------------------------------------------------------------------------------------
MEGA FINANCIAL HOLDING COMPANY AGM Meeting Date: 06/11/2004
Issuer: Y1822Y102 ISIN: TW0002886009
SEDOL: 6444066
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1.1 APPROVE THE 2003 BUSINESS OPERATION REPORT Management Abstain
1.2 APPROVE THE 2003 AUDITED REPORT Management Abstain
1.3 APPROVE THE STATUS OF ISSUING CONVERTIBLE BOND Management Abstain
1.4 APPROVE THE STATUS OF PURCHASING TREASURY STOCKS Management Abstain
1.5 APPROVE THE STATUS OF TRANSFERRING TREASURY STOCKS Management Abstain
TO EMPLOYEE
1.6 APPROVE THE REVISION TO THE RULES OF THE BOARD Management Abstain
OF DIRECTORS MEETING
2.1 APPROVE THE 2003 FINANCIAL STATEMENT Management For
2.2 APPROVE THE 2003 PROFIT DISTRIBUTION Management For
3.1 APPROVE THE REVISION TO THE ARTICLE OF INCORPORATION Management For
3.2 APPROVE THE REVISION TO THE TRADING PROCEDURES Management For
OF DERIVATES
3.3 APPROVE THE REVISION TO THE RULES OF SHAREHOLDERS Management For
MEETING
4. EXTRAORDINARY MOTION Other Against
* PLEASE NOTE THAT ACCORDING TO CURRENT REGULATIONS, Non-Voting Non-Vote Proposal
IF A FOREIGN INSTITUTIONAL INVESTOR (FINI) HOLDS
MORE THAN 300,000 SHARES (INCLUSIVE), A FINI
MUST ATTEND IN PERSON OR ASSIGN ITS LOCAL AGENT
OR REPRESENTATIVE TO ATTEND AND EXERCISE VOTING
RIGHTS. THANK YOU.
- ------------------------------------------------------------------------------------------------------------------------------------
HOYA CORP AGM Meeting Date: 06/18/2004
Issuer: J22848105 ISIN: JP3837800006
SEDOL: 5689374, 6441506
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1 AMEND ARTICLES TO: EXPAND BUSINESS LINES - AUTHORIZE Management For
SHARE REPURCHASES AT BOARD S DISCRETION
2.1 ELECT DIRECTOR Management For
2.2 ELECT DIRECTOR Management For
2.3 ELECT DIRECTOR Management For
2.4 ELECT DIRECTOR Management For
2.5 ELECT DIRECTOR Management For
2.6 ELECT DIRECTOR Management For
2.7 ELECT DIRECTOR Management For
2.8 ELECT DIRECTOR Management For
3 APPROVE EXECUTIVE STOCK OPTION PLAN Management For
- ------------------------------------------------------------------------------------------------------------------------------------
SONY CORP AGM Meeting Date: 06/22/2004
Issuer: J76379106 ISIN: JP3435000009
SEDOL: 0821687, 4823203, 5485602, 6821506
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. AMEND ARTICLES TO: AUTHORIZE SHARE REPURCHASES Management For AT BOARD
S DISCRETION
2.1 ELECT DIRECTOR Management For
2.2 ELECT DIRECTOR Management For
2.3 ELECT DIRECTOR Management For
2.4 ELECT DIRECTOR Management For
2.5 ELECT DIRECTOR Management For
2.6 ELECT DIRECTOR Management For
2.7 ELECT DIRECTOR Management For
2.8 ELECT DIRECTOR Management For
2.9 ELECT DIRECTOR Management For
2.10 ELECT DIRECTOR Management Against
2.11 ELECT DIRECTOR Management For
2.12 ELECT DIRECTOR Management For
2.13 ELECT DIRECTOR Management For
2.14 ELECT DIRECTOR Management For
2.15 ELECT DIRECTOR Management For
2.16 ELECT DIRECTOR Management For
3. APPROVE EXECUTIVE STOCK OPTION PLAN Management For
4. APPROVE STOCK OPTION PLAN FOR DIRECTORS AND EXECUTIVES Management For
OF SUBSIDIARY SONY COMMUNICATION NETWORK
5. PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: Other For AMEND
ARTICLES TO REQUIRE DI SCLOSURE OF COMPENSATION
LEVELS OF INDIVIDUAL DIRECTORS AND EXECUTIVE
OFFI CERS
- ------------------------------------------------------------------------------------------------------------------------------------
BANCO POPULAR ESPANOL SA, MADRID OGM Meeting Date: 06/23/2004
Issuer: E19550156 ISIN: ES0113790234
SEDOL: 5857836, 5900440, 5960295
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE ANNUAL ACCOUNTS AND MANAGEMENT REPORT Management For OF
BANCO POPULAR ESPANOL S.A . AND ITS CONSOLIDATED
GROUP AND DISTRIBUTE RESULTS AND PERFORMANCE
OF THE BOA RD, ALL THE AFOREMENTIONED RELATED
TO FY 2003
2. RE-ELECT AND RATIFY THE DIRECTORS Management For
3. RE-ELECT THE AUDITORS Management For
4. APPROVE TO MODIFY THE ARTICLES 14,15,16,18 AND Management For 21 OF
THE CORPORATE BY-LAWS
5. APPROVE THE REGULATION OF THE MEETING, AND THE Management For
INFORMATION ABOUT THE RULES OF THE BOARD OF DIRECTORS
6. AUTHORIZE THE BOARD TO ACQUIRE ITS OWN TREASURY Management For STOCK,
WITHIN THE LEGAL REQUIR EMENTS AND LIMITS,
TO REDEMP THEM AND REDUCE THE SHARE CAPITAL IN
A MAXIMUM AM OUNT OF 5%
7. APPROVE TO TRANSFER THE DISPOSABLE RESERVES TO Management Against ANS
SPECIAL FOND TO COVER THE E ARLY RETIREMENTS
PLANS, IN ACCORDANCE TO RULES ESTABLISHED BY
BANCO DE ESPANA
8. AUTHORIZE THE BOARD TO FORMALIZE, INTERPRET, Management For RECTIFY
AND EXECUTE THE AGREEMENT S ADOPTED
- ------------------------------------------------------------------------------------------------------------------------------------
NISSAN MOTOR CO LTD AGM Meeting Date: 06/23/2004
Issuer: J57160129 ISIN: JP3672400003
SEDOL: 5485356, 6642860
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE APPROPRIATION OF PROFIT FOR NO.105 Management For TERM:
DIVIDENDS FOR THE CURRENT TERM AS JPY 11
PER SHARE JPY 19 ON YEARLY BASIS
2. APPROVE THE COMPANY TO PURCHASE ITS OWN SHARES Management Against UPON
A RESOLUTION OF THE BOARD OF DIRECTORS IN
ACCORDANCE WITH COMMERCIAL CODE 211-3
3. APPROVE THE COMPANY TO GIVE THE FREE SHARE SUBSCRIPTION Management For
RIGHTS TO THE EMPLOYEE S OF THE COMPANY AND ITS
SUBSIDIARIES AND THE DIRECTORS OF ITS SUBSIDIARIES
AS STOCK OPTION IN ACCORDANCE WITH COMMERCIAL
CODE 280-20 AND 280-21
4. APPROVE THE COMPANY TO ACQUIRE UP TO 75,000,000 Management For OF ITS
OWN SHARES UP TO JPY 1 00,000,000,000
IN VALUE IN ACCORDANCE WITH COMMERCIAL CODE 210
5.1 ELECT MR. HIROSHI MORIYAMA AS A STATUTORY AUDITOR Management For
5.2 ELECT MR. SHINJI ICHISHIMA AS A STATUTORY AUDITOR Management Against
5.3 ELECT MR. KEISHI IMAMURA AS A STATUTORY AUDITOR Management For
5.4 ELECT MR. HIROYASU SUGA AS A STATUTORY AUDITOR Management For
5.5 ELECT MR. HARUO MURAKAMI AS A STATUTORY AUDITOR Management For
6. GRANT RETIREMENT ALLOWANCE TO THE RETIRED STATUTORY Management Against
AUDITORS MR. HARUHIKO TAKE NAKA AND MR. NAKAMURA
- ------------------------------------------------------------------------------------------------------------------------------------
TOYOTA MOTOR CORP AGM Meeting Date: 06/23/2004
Issuer: J92676113 ISIN: JP3633400001
SEDOL: 0851435, 2205870, 4871503, 6900643
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1 MANAGEMENT PROPOSALS Management For
2 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management Against
DIVIDENDS: INTERIM JY 20, FINAL JY 25, SPECIAL
JY 0
3 AMEND ARTICLES TO: AUTHORIZE SHARE REPURCHASES Management For
AT BOARD S DISCRETION
4.1 ELECT DIRECTOR Management For
4.2 ELECT DIRECTOR Management For
4.3 ELECT DIRECTOR Management For
4.4 ELECT DIRECTOR Management For
4.5 ELECT DIRECTOR Management For
4.6 ELECT DIRECTOR Management For
4.7 ELECT DIRECTOR Management For
4.8 ELECT DIRECTOR Management For
4.9 ELECT DIRECTOR Management For
4.10 ELECT DIRECTOR Management For
4.11 ELECT DIRECTOR Management For
4.12 ELECT DIRECTOR Management For
4.13 ELECT DIRECTOR Management For
4.14 ELECT DIRECTOR Management For
4.15 ELECT DIRECTOR Management For
4.16 ELECT DIRECTOR Management For
4.17 ELECT DIRECTOR Management For
4.18 ELECT DIRECTOR Management For
4.19 ELECT DIRECTOR Management For
4.20 ELECT DIRECTOR Management For
4.21 ELECT DIRECTOR Management For
4.22 ELECT DIRECTOR Management For
4.23 ELECT DIRECTOR Management For
4.24 ELECT DIRECTOR Management For
4.25 ELECT DIRECTOR Management For
4.26 ELECT DIRECTOR Management For
4.27 ELECT DIRECTOR Management For
5 APPROVE EXECUTIVE STOCK OPTION PLAN Management For
6 AUTHORIZE SHARE REPURCHASE PROGRAM Management For
7 APPROVE RETIREMENT BONUSES FOR DIRECTORS AND Management For
SPECIAL BONUS FOR FAMILY OF DECEASED DIRECTOR
8 SHAREHOLDER PROPOSALS Management For
9 APPROVE ALTERNATE ALLOCATION OF INCOME, WITH Other For
A FINAL DIVIDEND OF JY 40 PER SHARE
10 AMEND ARTICLES OF INCORPORATION TO REQUIRE DISCLOSURE Other For
OF INDIVIDUAL COMPENSATION LEVELS OF DIRECTORS
AND STATUTORY AUDITORS
11 AMEND ARTICLES OF INCORPORATION TO PROHIBIT CORPORATE Other Against
DONATIONS TO POLITICAL PARTIES AND POLITICAL
FUNDRAISING GROUPS
- ------------------------------------------------------------------------------------------------------------------------------------
TOYOTA MOTOR CORP AGM Meeting Date: 06/23/2004
Issuer: J92676113 ISIN: JP3633400001
SEDOL: 0851435, 2205870, 4871503, 6900643
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting Non-Vote Proposal
ID #147669 DUE TO THE REVISED AGENDA. PLEASE
ALSO NOTE THE NEW CUTOFF DATE. ALL VOTES RECEIVED
ON THE PRE VIOUS NOTICE WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS NOTIC E OF
MEETING. THANK YOU.
1. APPROVE THE PROFIT APPROPRIATION FOR NUMBER 100 Management Against
TERM: DIVIDENDS FOR THE CURREN T TERM HAS BEEN
PROPOSED AS JPY 25 PER SHARE JPY ON A YEARLY
BASIS
2. AMEND THE COMPANY S ARTICLES OF INCORPORATION: Management For THE
COMPANY WILL BE ALLOWED TO PURCHASE ITS OWN
SHARES UPON A RESOLUTION OF THE BOARD OF DIRECTORS
IN ACCORDA NCE WITH COMMERCIAL CODE 211-3
3.1 ELECT MR. HIROSHI OKUDA AS A DIRECTOR Management For
3.2 ELECT MR. KOUSUKE IKEBUCHI AS A DIRECTOR Management For
3.3 ELECT MR. FUJIO CHOU AS A DIRECTOR Management For
3.4 ELECT MR. AKIHIKO SAITOU AS A DIRECTOR Management For
3.5 ELECT MR. RYUUJI ARAKI AS A DIRECTOR Management For
3.6 ELECT MR. YOSHIO ISHIZAKA AS A DIRECTOR Management For
3.7 ELECT MR. KOUSUKE SHIRAMIZU AS A DIRECTOR Management For
3.8 ELECT MR. KATSUAKI WATANABE AS A DIRECTOR Management For
3.9 ELECT MR. KAZUSHI IWATSUKI AS A DIRECTOR Management For
3.10 ELECT MR. KATSUHIRO NAKAGAWA AS A DIRECTOR Management For
3.11 ELECT MR. YASUHITO YAMAUCHI AS A DIRECTOR Management For
3.12 ELECT MR. TAKASHI KAMIO AS A DIRECTOR Management For
3.13 ELECT MR. HIROYUKI WATANABE AS A DIRECTOR Management For
3.14 ELECT MR. AKIO MATSUBARA AS A DIRECTOR Management For
3.15 ELECT MR. TOKUICHI URANISHI AS A DIRECTOR Management For
3.16 ELECT MR. KAZUO OKAMOTO AS A DIRECTOR Management For
3.17 ELECT MR. KYOUJI SASAZU AS A DIRECTOR Management For
3.18 ELECT MR. MITSUO KINOSHITA AS A DIRECTOR Management For
3.19 ELECT MR. YOSHIMI INABA AS A DIRECTOR Management For
3.20 ELECT MR. TAKESHI UCHIYAMADA AS A DIRECTOR Management For
3.21 ELECT MR. MASATAMI TAKIMOTO AS A DIRECTOR Management For
3.22 ELECT MR. AKIO TOYODA AS A DIRECTOR Management For
3.23 ELECT MR. SHOUICHIROU TOYODA AS A DIRECTOR Management For
3.24 ELECT MR. TETSUO HATTORI AS A DIRECTOR Management For
3.25 ELECT MR. YUKITOSHI FUNO AS A DIRECTOR Management For
3.26 ELECT MR. TAKESHI SUZUKI AS A DIRECTOR Management For
3.27 ELECT MR. ATSUSHI NIIMI AS A DIRECTOR Management For
4. APPROVE TO ASSIGN THE FREE SUBSCRIPTION RIGHTS: Management For THE
COMPANY HAS PROPOSED TO GI VE FREE SHARE
SUBSCRIPTION RIGHTS TO THE DIRECTORS AND EMPLOYEES
OF THE COMPAN Y AND ITS SUBSIDIARIES AS STOCK
OPTION IN ACCORDANCE WITH COMMERCIAL CODE 280-
20 AND 280-21
5. APPROVE THE ACQUISITION OF COMPANY S OWN SHARES: Management For THE
COMPANY SHALL ACQUIRE UP TO 65,000,000 OF
ITS OWN SHARES UP TO JPY 250,000,000,000 IN
VALUE IN ACCORD ANCE WITH COMMERCIAL CODE 210
6.1 GRANT RETIREMENT ALLOWANCES TO MR. ZENJI YASUDA Management For
A RETIRED DIRECTOR ACCORDING T O THE COMPANY RULE
6.2 GRANT RETIREMENT ALLOWANCES TO MR. TERUYUKI MINOURA Management For
A RETIRED DIRECTOR ACCORDI NG TO THE COMPANY RULE
6.3 GRANT RETIREMENT ALLOWANCES TO MR. SHUUHEI TOYODA Management For
A RETIRED DIRECTOR ACCORDING TO THE COMPANY RULE
7. PLEASE NOTE THAT THIS IS A SHAREHOLDRES PROPOSAL: Other For APPROVE
THE PROFIT APPROPRIA TION: APPROVE TO
PAY THE DIVIDENDS OF JPY 40 PER SHARE JPY 60
ON A YEARLY BAS IS FOR THE CURRENT TERM
8. PLEASE NOTE THAT THIS IS A SHAREHOLDERS PROPOSAL: Other For AMEND THE
COMPANY S ARTICLES OF INCORPORATION:
APPROVE TO ADD THE FOLLOWING ITEMS TO THE COMPANY S ARTICLE S OF
INCORPORATION, 1) REMUNERATION AND BONUSES FOR EACH DIRECTOR AND
STATUTOR Y AUDITOR DURING EVERY FY WILL BE DISCLOSED IN A DOCUMENT
ATTACHED TO A NOTICE OF AGM; 2) GRANT RETIREMENT ALLOWANCES TO THE
RETIRED DIRECTORS AND THE STATU TORY AUDITORS WILL DESCRIBED AN AMOUNT
FOR EACH
9. PLEASE NOTE THAT THIS IS A SHAREHOLDERS PROPOSAL: Other Against AMEND
THE COMPANY S ARTICLES OF INCORPORATION:
APPROVE TO INCLUDE THE FOLLOWING IN THE COMPANY
S ARTICLES OF INCORPORATION, THE COMPANY SHALL
NEVER CONTRIBUTE MONEY TO POLITICAL PARTIE S
AND POLITICAL FUND-MANAGING ORGANIZATIONS FOR
POLITICAL ACTIVITIES
- ------------------------------------------------------------------------------------------------------------------------------------
KDDI CORP, TOKYO AGM Meeting Date: 06/24/2004
Issuer: J31843105 ISIN: JP3496400007
SEDOL: 5674444, 6248990
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE PROFIT APPROPRIATION FOR 20 TERM: Management For DIVIDENDS
FOR THE CURRENT TERM A S JPY 2,400
PER SHARE JPY 3600 ON A YEARLY BASIS
2. APPROVE THE COMPANY TO PURCHASE ITS OWN SHARES Management Against UPON
A RESOLUTION OF THE BOARD OF DIRECTORS IN
ACCORDANCE WITH THE COMMERCIAL CODE 211-3 AND
PARTIALLY AMEND THE COMPANY S ARTICLES OF INCORPORATION
3. APPROVE TO GIVE FREE SHARE SUBSCRIPTION RIGHTS Management For TO THE
DIRECTORS, SENIOR EXECUT IVE DIRECTORS,
EXECUTIVE DIRECTORS, ADVISORS, STATUTORY AUDITORS
AND THE EMPLO YEES OF THE COMPANY AND ITS SUBSIDIARIES
AS STOCK OPTION IN ACCORDANCE WITH CO MMERCIAL
CODE 280-20 AND 280-21
4. AMEND THE PARTS OF THE RESOLUTIONS ON CONDITIONS Management For FOR
EXERCISING AND EXTINCTING FREE SUBSCRIPTION
RIGHTS APPROVED AT THE AGM OF SHAREHOLDERS HELD IN JUNE 200 2 AND 2003
AND THE CONDITIONS WILL BE FOR THE DIRECTORS, SENIOR EXECUTIVES DIR
ECTORS THE EXECUTIVE DIRECTORS, ADVISORS, STATUTORY AUDITORS AND THE
EMPLOYEES OF THE COMPANY AND ITS SUBSIDIARIES AND PARTIALLY AMEND THE
FREE SUBSCRIPTION RIGHTS
5.1 ELECT MR. AKIRA HIOKI AS A STATUTORY AUDITOR Management For
5.2 ELECT MR. YOSHIAKI TSUJI AS A STATUTORY AUDITOR Management For
5.3 ELECT MR. HIDEKI ISHIDA AS A STATUTORY AUDITOR Management Against
5.4 ELECT MR. KATSUAKI WATANABE AS A STATUTORY AUDITOR Management Against
6. GRANT RETIREMENT ALLOWANCES TO THE RETIRED STATUTORY Management For
AUDITORS: GRANT RETIREMEN T ALLOWANCES JPY16,500,000 IN TOTAL TO 2
RETIRED STATUTORY AUDITORS, MR.
TOSHI AKI TERUI AND OSAMU ANDOU
7. GRANT RETIREMENT ALLOWANCES TO THE DIRECTORS Management For AND THE
STATUTORY AUDITOR IN CONN ECTION WITH
ABOLISHMENT OF RETIREMENT ALLOWANCES SYSTEM;
GRANT RETIREMENT ALLO WANCES JPY125,287,000 IN
TOTAL TO 8 DIRECTORS, MR. MITSUO IGARASHI, MR.
TADASH I ONODERA, MR. MASAHIRO YAMAMOTO, MR.
NOBUHIKO NAKANO, MR. YASUHIKO ITOU, MR. SATOSHI
NAGAO, MR. NOBUO NEZU AND MR. HIROFUMI MOROZUMI
AND JPY2,200,000 TO 1 STATUTORY AUDITOR MR. AKIRA
HIOKI
- ------------------------------------------------------------------------------------------------------------------------------------
MITSUBISHI CORP AGM Meeting Date: 06/24/2004
Issuer: J43830116 ISIN: JP3898400001
SEDOL: 0597621, 6596785
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE APPROPRIATION OF RETAINED EARNINGS Management For FOR FY
2004
2. APPROVE TO AMEND THE PART THE ARTICLES OF INCORPORATION Management For
3.1 ELECT THE DIRECTOR Management For
3.2 ELECT THE DIRECTOR Management For
3.3 ELECT THE DIRECTOR Management For
3.4 ELECT THE DIRECTOR Management For
3.5 ELECT THE DIRECTOR Management For
3.6 ELECT THE DIRECTOR Management For
3.7 ELECT THE DIRECTOR Management For
4.1 ELECT THE CORPORATE AUDITOR Management For
4.2 ELECT THE CORPORATE AUDITOR Management Against
4.3 ELECT THE CORPORATE AUDITOR Management Against
4.4 ELECT THE CORPORATE AUDITOR Management For
5. APPROVE TO GRANT STOCK ACQUISITION RIGHTS AS Management For STOCK
OPTIONS
6. GRANT THE REMUNERATION TO THE RETIRING DIRECTORS Management Against
AND CORPORATE AUDITORS
- ------------------------------------------------------------------------------------------------------------------------------------
OAO LUKOIL LUKOY Annual Meeting Date: 06/24/2004
Issuer: 677862 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE ANNUAL REPORT 2003, OF THE ANNUAL Management For
ACCOUNTS INCLUDING THE PROFIT AND LOSS STATEMENT
02 AMOUNT, PAYMENT DATE, AND FORM OF PAYMENT OF DIVIDENDS Management For
03 ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS. Management Abstain
4A ELECTION OF THE MEMBER OF THE AUDIT COMMISSION: Management For
NIKITENKO, VLADIMIR NIKOLAYEVICH
4B ELECTION OF THE MEMBER OF THE AUDIT COMMISSION: Management For
SKLYAROVA, TATIANA SERGUEYEVNA
4C ELECTION OF THE MEMBER OF THE AUDIT COMMISSION: Management For
TANULYAK, NATALIA ILYINICHNA
4D ELECTION OF THE MEMBER OF THE AUDIT COMMISSION: Management For
KONDRATIEV, PAVEL GENNADIEVICH
4E ELECTION OF THE MEMBER OF THE AUDIT COMMISSION: Management For
BULAVINA, LYUDMILA MIKHAILOVNA
5 REMUNERATION AND COMPENSATION OF EXPENSES TO Management For
THE MEMBERS OF THE BOARD OF DIRECTORS AND AUDIT
COMMISSION OF OAO LUKOIL
6 APPROVAL OF THE EXTERNAL AUDITOR OF THE COMPANY Management For
7 APPROVAL OF AMENDMENTS AND ADDENDA TO THE CHARTER Management For
OF OAO LUKOIL
8 APPROVAL OF AMENDMENTS AND ADDENDA TO THE REGULATIONS Management For
ON THE PROCEDURE FOR PREPARING AND HOLDING THE
SHAREHOLDERS MEETING
9 APPROVAL OF AMENDMENTS AND ADDENDA TO THE REGULATIONS Management For
ON THE BOARD OF DIRECTORS OF LUKOIL
10 APPROVAL OF TRANSACTIONS INVOLVING INTERESTED/RELATED Management For
PARTIES
- ------------------------------------------------------------------------------------------------------------------------------------
SHARP CORP, OSAKA AGM Meeting Date: 06/24/2004
Issuer: J71434112 ISIN: JP3359600008
SEDOL: 4800864, 5477814, 6800602
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For
DIVIDENDS: INTERIM JY 8, FINAL JY 10, SPECIAL
JY 0
2 AMEND ARTICLES TO: AUTHORIZE SHARE REPURCHASES Management For
AT BOARD S DISCRETION
3.1 ELECT DIRECTOR Management For
3.2 ELECT DIRECTOR Management For
3.3 ELECT DIRECTOR Management For
3.4 ELECT DIRECTOR Management For
3.5 ELECT DIRECTOR Management For
3.6 ELECT DIRECTOR Management For
3.7 ELECT DIRECTOR Management For
3.8 ELECT DIRECTOR Management For
3.9 ELECT DIRECTOR Management For
3.10 ELECT DIRECTOR Management For
3.11 ELECT DIRECTOR Management For
3.12 ELECT DIRECTOR Management For
3.13 ELECT DIRECTOR Management For
3.14 ELECT DIRECTOR Management For
3.15 ELECT DIRECTOR Management For
3.16 ELECT DIRECTOR Management For
3.17 ELECT DIRECTOR Management For
3.18 ELECT DIRECTOR Management For
3.19 ELECT DIRECTOR Management For
3.20 ELECT DIRECTOR Management For
3.21 ELECT DIRECTOR Management For
3.22 ELECT DIRECTOR Management For
3.23 ELECT DIRECTOR Management For
3.24 ELECT DIRECTOR Management For
3.25 ELECT DIRECTOR Management For
4.1 APPOINT INTERNAL STATUTORY AUDITOR Management For
4.2 APPOINT INTERNAL STATUTORY AUDITOR Management Against
4.3 APPOINT INTERNAL STATUTORY AUDITOR Management For
5 APPROVE SPECIAL BONUS FOR FAMILY OF DECEASED Management For
DIRECTOR AND APPROVE RETIREMENT BONUSES FOR DIRECTORS
- ------------------------------------------------------------------------------------------------------------------------------------
YUKOS CORP YUKOY Annual Meeting Date: 06/24/2004
Issuer: 98849W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE ANNUAL REPORT OF YUKOS OIL COMPANY Management For
FOR 2003.
02 APPROVAL OF THE ANNUAL ACCOUNTING REPORTS, INCLUDING Management For
THE PROFIT AND LOSS ACCOUNT, OF YUKOS OIL COMPANY
FOR FY 2003.
03 APPROVAL OF DISTRIBUTION OF PROFIT OF YUKOS OIL Management For
COMPANY FOR FY 2003, INCLUDING PAYMENT OF DIVIDEND
ON COMMON SHARES OF YUKOS OIL COMPANY, AND OF
LOSSES FOR FY 2003.
04 ELECTION OF THE BOARD OF DIRECTORS OF YUKOS OIL Management For
COMPANY.
5A ELECTION OF MURASHOVA ANTONINA B. TO THE AUDITING Management For
COMMISSION OF YUKOS OIL COMPANY.
5B ELECTION OF BRITKOVA ELENA V. TO THE AUDITING Management For
COMMISSION OF YUKOS OIL COMPANY.
5C ELECTION OF SERZHANOVA MARGARITA O. TO THE AUDITING Management For
COMMISSION OF YUKOS OIL COMPANY.
6 APPROVAL OF THE AUDITOR OF YUKOS OIL COMPANY Management For
FOR 2004.
7 APPROVAL OF THE TOTAL AMOUNT OF REMUNERATION Management For
AND REIMBURSEMENTS OF DIRECTORS OF YUKOS OIL
COMPANY FOR THE PERIOD 2004-2005.
- ------------------------------------------------------------------------------------------------------------------------------------
MITSUBISHI CORP AGM Meeting Date: 06/25/2004
Issuer: J43830116 ISIN: JP3898400001
SEDOL: 0597621, 6596785
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting Non-Vote Proposal
# 146695. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL NEED
TO REINSTRUCT O N THIS MEETING NOTICE. THANK YOU.
1. APPROVE THE APPROPRIATION OF RETAINED EARNINGS Management For FOR FY
2003: DIVIDENDS FOR THE CURRENT TERM HAS
BEEN PROPOSED AS JPY 8 PER SHARE
2. APPROVE THE PARTIAL AMENDMENTS TO THE ARTICLES Management For OF
INCORPORATION: THE TERM OF O FFICE FOR DIRECTOR
HAS BEEN PROPOSED TO CHANGE TO 1 YEAR FROM THE PRESENT 2 YE ARS; THE
COMPANY WILL BE ALLOWED TO PURCHASE ITS OWN SHARES UPON A RESOLUTION
OF THE BOARD OF DIRECTORS IN ACCORDANCE WITH COMMERCIAL CODE 211-3
3.1 ELECT MR. MIKIO SASAKI AS A DIRECTOR Management For
3.2 ELECT MR. MASAYUKI TAKASHIMA AS A DIRECTOR Management For
3.3 ELECT MR. YUKIO MASUDA AS A DIRECTOR Management For
3.4 ELECT MR. HIDETOSHI KAMEKAZI AS A DIRECTOR Management For
3.5 ELECT MR. ICHIROU TANIGUCHI AS A DIRECTOR Management For
3.6 ELECT MR. HARUO MATSUMOTO AS A DIRECTOR Management For
3.7 ELECT MR. TOMIO TSUTSUMI AS A DIRECTOR Management For
4.1 ELECT MR. YUUZOU SHINKAI AS A CORPORATE AUDITOR Management For
4.2 ELECT MR. KOUKEI HIGUCHI AS A CORPORATE AUDITOR Management For
4.3 ELECT MR. SHIGEMITSU MIKI AS A CORPORATE AUDITOR Management For
4.4 ELECT MR. SHIGERU NAKAJIMA AS A CORPORATE AUDITOR Management For
5. ASSIGN FREE SUBSCRIPTION RIGHTS: THE COMPANY Management For HAS
PROPOSED TO GIVE FREE SHARE S UBSCRIPTION
RIGHTS TO ITS DIRECTORS, EXECUTIVES AND SENIOR
GENERAL MANAGERS AS STOCK OPTIONS
6.1 GRANT RETIREMENT ALLOWANCES TO RETIRED DIRECTOR, Management For
MR. MINORU MAKIHARA
6.2 GRANT RETIREMENT ALLOWANCES TO RETIRED DIRECTOR, Management For
MR. KOUJI FURUKAWA
6.3 GRANT RETIREMENT ALLOWANCES TO RETIRED DIRECTOR, Management For
MR. SUSUMU KANI
6.4 GRANT RETIREMENT ALLOWANCES TO RETIRED DIRECTOR, Management For
MR. TAKESHI HASHIMOTO
6.5 GRANT RETIREMENT ALLOWANCES TO RETIRED STATUTORY Management For
AUDITOR, MR. TSUNEO WAKAI
6.6 GRANT RETIREMENT ALLOWANCES TO RETIRED STATUTORY Management For
AUDITOR, MR. MANABU UENO
- ------------------------------------------------------------------------------------------------------------------------------------
MIZUHO FINANCIAL GROUP INC, TOKYO AGM Meeting Date: 06/25/2004
Issuer: J4599L102 ISIN: JP3885780001
SEDOL: 6591014, 7562213
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1 MANAGEMENT PROPOSALS Management For
2 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For
DIVIDENDS ON ORDINARY SHARES: INTERIM JY 0, FINAL
JY 3000, SPECIAL JY 0
3 APPROVE REDUCTION IN LEGAL RESERVES Management For
4 AUTHORIZE REPURCHASE OF PREFERRED SHARES Management For
5 AMEND ARTICLES TO: DECREASE AUTHORIZED PREFERRED Management For
SHARE CAPITAL TO REFLECT CONVERSION OF PREFERRED
TO ORDINARY SHARES
6.1 ELECT DIRECTOR Management For
6.2 ELECT DIRECTOR Management For
6.3 ELECT DIRECTOR Management For
7.1 APPOINT INTERNAL STATUTORY AUDITOR Management For
7.2 APPOINT INTERNAL STATUTORY AUDITOR Management For
8 APPROVE RETIREMENT BONUSES FOR DIRECTORS AND Management Against
STATUTORY AUDITORS
9 SHAREHOLDER PROPOSALS Management For
10 AMEND ARTICLES TO REQUIRE DISCLOSURE OF RETIREMENT Other For
BONUSES PAID TO EACH RETIRING DIRECTOR AND STATUTORY
AUDITOR
11 AMEND ARTICLES TO REQUIRE DISCLOSURE OF INDIVIDUAL Other For
COMPENSATION LEVELS OF EACH DIRECTOR AND STATUTORY
AUDITOR
- ------------------------------------------------------------------------------------------------------------------------------------
MIZUHO FINANCIAL GROUP INC, TOKYO AGM Meeting Date: 06/25/2004
Issuer: J4599L102 ISIN: JP3885780001
SEDOL: 6591014, 7562213
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE PROFIT APPROPRIATION FOR NO.2 TERM: Management For
DIVIDENDS FOR THE CURRENT TERM AS JPY 3,000 PER
SHARE
2. APPROVE TO REDUCE THE CAPITAL RESERVE BY JPY Management For
1,367,644,000,000 FROM THE PRESEN T JPY 1,752,885,533,774
3. AUTHORIZE THE COMPANY TO ACQUIRE UP TO 538,000 Management For OF
PREFERRED SHARES UP TO JPY 500,000,000,000
IN VALUE IN ACCORDANCE WITH THE COMMERCIAL CODE
210
4. APPROVE THE COMPANY S NUMBER OF ISSUED AND OUTSTANDING Management For
SHARES WILL BE CHANGED TO 30,466,400 FROM THE
PRESENT 30,563,000
5.1 ELECT MR. KEIJI TORII AS A DIRECTOR Management For
5.2 ELECT MR. SATOSHI NISHIBORI AS A DIRECTOR Management For
5.3 ELECT MR. TETSUSHI OZAKI AS A DIRECTOR Management For
6.1 ELECT MR. YOKIO OBARA AS A STATUTORY AUDITOR Management For
6.2 ELECT MR. MASAHIKO KAKUTANI AS A STATUTORY AUDITOR Management For
7.1 GRANT RETIREMENT ALLOWANCES TO THE RETIRED DIRECTOR Management Against
MR. TADASHI KUDOU
7.2 GRANT RETIREMENT ALLOWANCES TO THE RETIRED DIRECTOR Management Against
MR. MITSURU MACHIDA
7.3 GRANT RETIREMENT ALLOWANCES TO THE RETIRED DIRECTOR Management Against
MR. JUN KAWADA
7.4 GRANT RETIREMENT ALLOWANCES TO THE RETIRED STATUTORY Management Against
AUDITOR MR. YORIAKI SAKAT A
7.5 GRANT RETIREMENT ALLOWANCES TO THE RETIRED STATUTORY Management Against
AUDITOR MR. MINORU NAKAI
7.6 GRANT RETIREMENT ALLOWANCES TO THE RETIRED STATUTORY Management Against
AUDITOR MR. AKIO TAKEUCHI
7.7 GRANT RETIREMENT ALLOWANCES TO THE RETIRED STATUTORY Management Against
AUDITOR MR. SETSUO UMEZAW A
8. PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Other For PROPOSAL:
GRANT RETIREMENT A LLOWANCES TO THE
DIRECTORS AND THE STATUTORY AUDITORS ACCOMPANY
INDIVIDUAL AMO UNT
9. APPROVE TO DISCLOSE THE REMUNERATION OF THE DIRECTOR Management For
AND THE STATUTORY AUDITOR
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting Non-Vote Proposal
ID #148040 DUE TO THE REVISED AGENDA. PLEASE
ALSO NOTE THE NEW CUTOFF DATE. ALL VOTES RECEIVED
ON THE PRE VIOUS NOTICE WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS NOTIC E OF
MEETING. THANK YOU.
- ------------------------------------------------------------------------------------------------------------------------------------
NIPPON STEEL CORP AGM Meeting Date: 06/25/2004
Issuer: J55999122 ISIN: JP3381000003
SEDOL: 4601692, 6642569
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For
DIVIDENDS: INTERIM JY 0, FINAL JY 1.5, SPECIAL
JY 0
2 AMEND ARTICLES TO: AUTHORIZE SHARE REPURCHASES Management For
AT BOARD S DISCRETION
3.1 APPOINT INTERNAL STATUTORY AUDITOR Management For
3.2 APPOINT INTERNAL STATUTORY AUDITOR Management For
4 APPROVE RETIREMENT BONUSES FOR STATUTORY AUDITORS Management For
- ------------------------------------------------------------------------------------------------------------------------------------
NOMURA HOLDINGS INC AGM Meeting Date: 06/25/2004
Issuer: J59009159 ISIN: JP3762600009
SEDOL: 4601045, 4644879, 6643108, 6650487
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. AMEND PARTIALLY THE COMPANY S ARTICLES OF ASSOCIATION; Management For
AND AUTHORIZE THE COMPA NY TO PURCHASE ITS OWN
SHARES UPON A RESOLUTION OF THE BOARD OF DIRECTORS
IN A CCORDANCE WITH COMMERCIAL CODE 211-3
2. APPROVE TO GIVE FREE SUBSCRIPTION RIGHTS TO DIRECTORS, Management For
EXECUTIVES AND EMPLOYEE S OF THE COMPANY AND
ITS SUBSIDIARIES
3.1 ELECT MR. JUNICHI UJIIE AS A DIRECTOR Management For
3.2 ELECT MR. NOBUYUKI KOGA AS A DIRECTOR Management For
3.3 ELECT MR. HIROSHI TODA AS A DIRECTOR Management For
3.4 ELECT MR. KAZUTOSHI INENO AS A DIRECTOR Management For
3.5 ELECT MR. SHOUZOU KUMANO AS A DIRECTOR Management For
3.6 ELECT MR. MASAHARU SHIBATA AS A DIRECTOR Management For
3.7 ELECT MR. HIDEAKI KUBORI AS A DIRECTOR Management For
3.8 ELECT MR. HARUO TSUJI AS A DIRECTOR Management For
3.9 ELECT MR. FUMIHIDE NOMURA AS A DIRECTOR Management For
3.10 ELECT MR. KOUJI TAJIKA AS A DIRECTOR Management For
3.11 ELECT MR. NOBUYUKI SHIGEMMUNE AS A DIRECTOR Management For
- ------------------------------------------------------------------------------------------------------------------------------------
UFJ HOLDINGS INC, TOKYO AGM Meeting Date: 06/25/2004
Issuer: J9400N106 ISIN: JP3944300007
SEDOL: 6335223
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF RETAINED EARNINGS, WITH Management For
NO DIVIDENDS ON ORDINARY SHARES
2 AMEND ARTICLES TO: DECREASE AUTHORIZED PREFERRED Management For
SHARE CAPITAL TO REFLECT CONVERSION OF PREFERRED
TO ORDINARY SHARES - AUTHORIZE SHARE REPURCHASES
AT BOARD S DISCRETION
3.1 ELECT DIRECTOR Management For
3.2 ELECT DIRECTOR Management For
3.3 ELECT DIRECTOR Management For
3.4 ELECT DIRECTOR Management For
3.5 ELECT DIRECTOR Management For
3.6 ELECT DIRECTOR Management For
3.7 ELECT DIRECTOR Management For
- ------------------------------------------------------------------------------------------------------------------------------------
SHELL TRANSPORT & TRADING CO PLC AGM Meeting Date: 06/28/2004
Issuer: 822703104 ISIN: GB0008034141
SEDOL: 0803414, 4803443, 5484881
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE REPORT OF THE DIRECTORS AND THE ACCOUNTS Management For OF
THE COMPANY FOR THE YE 31 DEC 2003
2. APPROVE THE REMUNERATION REPORT FOR THE YE 31 Management For DEC 2003,
ACCOUNTS 2003 AND THE SUMMARIZED IN
THE SUMMARY ANNUAL REPORT AND THE ACCOUNTS 2003
3. ELECT MR. MALCOLM BRINDED AS A DIRECTOR Management For
4. RE-ELECT DR. EILEEN BUTTLE AS A DIRECTOR Management For
5. RE-ELECT MR. LUIS GIUSTI AS A DIRECTOR Management For
6. RE-ELECT MISS. MARY (NINA) HENDERSON AS A DIRECTOR Management For
7. RE-ELECT MR. LORD OXBOURGH AS A DIRECTOR Management For
8. REAPPOINT PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS Management For OF
THE COMPANY
9. AUTHORIZE THE BOARD TO SETTLE THE REMUNERATION Management For OF THE
AUDITORS FOR 2004
S.10 AUTHORIZE THE COMPANY TO MAKE MARKET PURCHASES Management For
SECTION 163 OF UP TO 483,000, 000 ORDINARY SHARES OF 25P EACH IN THE
CAPITAL OF THE COMPANY, AT A MINIMUM PR ICE OF 25P PER SHARE AND UP TO
105% OF THE AVERAGE MIDDLE MARKET QUOTATIONS FO R SUCH SHARES DERIVED
FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS
5 BUSINESS DAYS; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSIO N OF
THE NEXT AGM 2005 OF THE COMPANY OR 31 JUL 2005 ; THE COMPANY, BEFORE
THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL
OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY
- ------------------------------------------------------------------------------------------------------------------------------------
WPP GROUP PLC AGM Meeting Date: 06/28/2004
Issuer: G97974102 ISIN: GB0009740423
SEDOL: 0974042, 5474923
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE COMPANY S ACCOUNTS FOR Management For THE FYE 31
DEC 2003 TOGETHER WITH THE LAST DIRECTOR
S REPORT, THE LAST DIRECTOR S REMUNERATION REPORT
AND THE A UDITORS REPORT THEREON ON THOSE ACCOUNTS
AND THE AUDITABLE PART OF THE REMUNE RATION REPORT
2. DECLARE A FINAL DIVIDEND FOR THE YE 31 DEC 2003 Management For
3.a RE-ELECT MR. ORIT GADIESH AS A DIRECTOR Management For
3.b RE-ELECT MR. KOICHIRO NAGANUMA AS A DIRECTOR Management For
3.c RE-ELECT MR. PAUL SPENCER AS A DIRECTOR Management For
3.d RE-ELECT MR. PHILIP LADER AS A DIRECTOR, WHO Management For
RETIRES BY ROTATION
3.e ELECT MR. JEREMY BULLMORE AS A DIRECTOR Management For
3.f ELECT MR. JOHN JACKSON AS A DIRECTOR Management For
3.g ELECT MR. STANLEY MORTEN AS A DIRECTOR Management For
3.h ELECT MR. JOHN QUELCH AS A DIRECTOR Management For
4. RE-APPOINT DELOITTE & TOUCHE LLP AS THE AUDITORS Management For OF THE
COMPANY TO HOLD OFFICE FROM THE CONCLUSION
OF THE MEETING TO THE CONCLUSION OF THE NEXT
MEETING AT W HICH ACCOUNTS ARE LAID AND AUTHORIZE
THE DIRECTORS TO FIX THEIR REMUNERATION
5. AUTHORIZE THE DIRECTORS, IN ACCORDANCE WITH ARTICLE Management For 6
OF THE COMPANY S ARTICLE S OF ASSOCIATION,
TO ALLOT RELEVANT SECURITIES UP TO A MAXIMUM NOMINAL AMOUNT OF GBP
39,334,225; AUTHORITY EXPIRES ON 28 JUN 2009 ; AND ALL PREVIOUS AUTHOR
ITIES UNDER SECTION 80 OF THE COMPANIES ACT 1985 SHALL CEASE TO HAVE
EFFECT EX CEPT THAT THE AUTHORITY CONFERRED BY THE PASSING OF
RESOLUTION 10 OF THE AGM O F 26 JUN 2000 SHALL REMAIN IN FULL FORCE
AND EFFECT
S.6 AUTHORIZE THE DIRECTORS, IN ACCORDANCE WITH ARTICLE Management For
7 OF THE COMPANY S ARTICLE S OF ASSOCIATION,
TO ALLOT EQUITY SECURITIES FOR CASH AND THAT FOR THE PURPOSE S OF
PARAGRAPH (1)(B) OF ARTICLE 7, THE NOMINAL AMOUNT TO WHICH THIS POWER
IS LIMITED SHALL BE GBP 5,900,134; AUTHORITY EXPIRES ON 28 JUN 2009 ;
AND ALL PR EVIOUS AUTHORITIES UNDER SECTION 95 OF THE COMPANIES ACT
1985 SHALL CEASE TO H AVE EFFECT EXCEPT THAT THE AUTHORITY CONFERRED
BY THE PASSING OF RESOLUTION 10 OF THE AGM OF 26 JUN 2000 SHALL REMAIN
IN FULL FORCE AND EFFECT
S.7 AUTHORIZE THE COMPANY, IN ACCORDANCE WITH AT Management For
11 OF THE COMPANY S ARTICLES OF A SSOCIATION
AND THE COMPANIES ACT 1985, TO MAKE MARKET PURCHASES
SECTION 163(3 ) OF THE COMPANIES ACT OF UP
TO 118,002,676 ORDINARY SHARES OF 10 PENCE EACH IN THE COMPANY ON SUCH
TERMS AND IN SUCH MANNER AS THE DIRECTORS OF THE COMPAN Y MAY
DETERMINE, AT A MINIMUM PRICE OF 10 PENCE AND NOT MORE THAN 105% OF
THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR AN ORDINARY SHARE AS
DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE
PREVIOUS 5 BUSINESS DA YS; AUTHORITY EXPIRES AT THE CONCLUSION OF THE
AGM OF THE COMPANY IN 2005 ; A CONTRACT OF PURCHASE MAY BE CONCLUDED
BY THE COMPANY, BEFORE SUCH EXPIRY, WHI CH WILL OR MAY BE EXECUTED
WHOLLY OR PARTLY AFTER SUCH EXPIRY AND THE SHARES M AY BE MADE IN
PURSUANCE OF ANY SUCH CONTRACT
8. APPROVE THE WPP DIRECTORS REMUNERATION REPORT Management For SET OUT
IN THE REPORT OF THE CO MPENSATION COMMITTEE
CONTAINED IN THE 2003 REPORT AND ACCOUNTS
9. APPROVE THAT PART OF THE AWARD DUE TO SIR MARTIN Management For
SORRELL UNDER THE CAPITAL INV ESTMENT PLAN CIP
BE DEFERRED BY GRANTING REPLACEMENT AWARDS FOR THAT PART OF HIS
SUBSISTING CIP AWARD AND AUTHORIZE THE DIRECTORS TO EXECUTE SUCH
DOCUMENT S AND TO MAKE ALL CONSEQUENTIAL AMENDMENTS TO THE DEED
SETTING OUT THE TERMS O F THE SAID AWARD UNDER THE CIP THAT THE
DIRECTORS DEEM NECESSARY OR DESIRABLE
10. APPROVE THE AMENDMENTS TO THE PERIOD FOR THE Management For EXERCISE
OF THE RIGHTS GRANTED UN DER THE NOTIONAL
SHARE AWARD PLAN NSAP TO JMS FINANCIAL SERVICES LIMITED JM S AND
AUTHORIZE THE DIRECTORS TO EXECUTE SUCH DOCUMENTS AND TO MAKE ALL
CONSE QUENTIAL AMENDMENTS TO THE DOCUMENTS SETTING OUT THE TERMS OF
THE SAID AWARDS UNDER THE NSAP THAT THE DIRECTORS DEEM NECESSARY OR
DESIRABLE
11. APPROVE THAT THE MAXIMUM ANNUAL AGGREGATE REMUNERATION Management For
OF THE DIRECTORS EXCLU DING THOSE THAT HOLD
AN EXECUTIVE OFFICE OR ARE EMPLOYED BY THE COMPANY OR ONE OF ITS
SUBSIDIARIES AS SPECIFIED IN ARTICLE 73(1) OF THE COMPANY S ARTICLES
OF ASSOCIATION BE AND THE SAME IS HERBY INCREASED FROM GBP 450,000 TO
GBP 1,00 0,000
- ------------------------------------------------------------------------------------------------------------------------------------
DAI NIPPON PRINTING CO LTD AGM Meeting Date: 06/29/2004
Issuer: J10584100 ISIN: JP3493800001
SEDOL: 5753871, 6250906
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For
DIVIDENDS: INTERIM JY 9.5, FINAL JY 11.5, SPECIAL
JY 0
2 AMEND ARTICLES TO: AUTHORIZE SHARE REPURCHASES Management Against
AT BOARD S DISCRETION
3 ELECT DIRECTOR Management For
4 APPROVE RETIREMENT BONUSES FOR DIRECTORS Management For
- ------------------------------------------------------------------------------------------------------------------------------------
DAIWA HOUSE INDUSTRY CO LTD AGM Meeting Date: 06/29/2004
Issuer: J11508124 ISIN: JP3505000004
SEDOL: 5477502, 6251363
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For
DIVIDENDS: INTERIM JY 0, FINAL JY 15, SPECIAL
JY 0
2 AMEND ARTICLES TO: AUTHORIZE SHARE REPURCHASES Management Against
AT BOARD S DISCRETION
3.1 ELECT DIRECTOR Management For
3.2 ELECT DIRECTOR Management For
3.3 ELECT DIRECTOR Management For
3.4 ELECT DIRECTOR Management For
3.5 ELECT DIRECTOR Management For
3.6 ELECT DIRECTOR Management For
3.7 ELECT DIRECTOR Management For
3.8 ELECT DIRECTOR Management For
3.9 ELECT DIRECTOR Management For
3.10 ELECT DIRECTOR Management For
3.11 ELECT DIRECTOR Management For
3.12 ELECT DIRECTOR Management For
3.13 ELECT DIRECTOR Management For
3.14 ELECT DIRECTOR Management For
3.15 ELECT DIRECTOR Management For
3.16 ELECT DIRECTOR Management For
3.17 ELECT DIRECTOR Management For
3.18 ELECT DIRECTOR Management For
3.19 ELECT DIRECTOR Management For
3.20 ELECT DIRECTOR Management For
3.21 ELECT DIRECTOR Management For
4 APPROVE RETIREMENT BONUSES FOR DIRECTORS Management For
- ------------------------------------------------------------------------------------------------------------------------------------
FANUC LTD AGM Meeting Date: 06/29/2004
Issuer: J13440102 ISIN: JP3802400006
SEDOL: 5477557, 6356934
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For
DIVIDENDS: INTERIM JY 11, FINAL JY 12, SPECIAL
JY 0
2 AMEND ARTICLES TO: AUTHORIZE SHARE REPURCHASES Management Against
AT BOARD S DISCRETION
3.1 ELECT DIRECTOR Management For
3.2 ELECT DIRECTOR Management For
4 APPOINT INTERNAL STATUTORY AUDITOR Management For
5 APPROVE ADJUSTMENT TO AGGREGATE COMPENSATION Management For
CEILINGS FOR DIRECTORS AND STATUTORY AUDITORS
6 APPROVE RETIREMENT BONUSES FOR DIRECTORS AND Management For
STATUTORY AUDITOR
- ------------------------------------------------------------------------------------------------------------------------------------
MITSUI FUDOSAN CO LTD (FORMERLY MITSUI REAL ESTATE DEVELOPMENT CO LTD) AGM Meeting Date: 06/29/2004
Issuer: J4509L101 ISIN: JP3893200000
SEDOL: 5451788, 6597603
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING Management For
DIVIDENDS: INTERIM JY 3.5, FINAL JY 3.5, SPECIAL
JY 0
2 AMEND ARTICLES TO: EXPAND BUSINESS LINES - AUTHORIZE Management Against
SHARE REPURCHASES AT BOARD S DISCRETION
3.1 APPOINT INTERNAL STATUTORY AUDITOR Management For
3.2 APPOINT INTERNAL STATUTORY AUDITOR Management For
4 APPROVE RETIREMENT BONUS FOR STATUTORY AUDITOR Management For
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Scudder Target Fund
By (Signature and Title)* /s/Julian Sluyters
-----------------------------------------------
Julian Sluyters, Chief Executive Officer
Date 8/18/04
---------
* Print the name and title of each signing officer under his or her signature.