UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
Scudder Target 2010 Fund
Scudder Target 2011 Fund
Scudder Target 2012 Fund
Scudder Target 2013 Fund
Scudder Target 2014 Fund
Scudder Retirement Series V
Scudder Retirement Series VI
Scudder Retirement Series VII
Scudder Worldwide 2004 Fund
Each a Series of Scudder Target Fund
Investment Company Act file number 811-5896
Scudder Target Fund
(Exact name of registrant as specified in charter)
222 South Riverside Plaza
Chicago, IL 60606
(Address of principal executive offices) (Zip code)
John Millette
Secretary
Two International Place
Boston, MA 02110
(Name and address of agent for service)
Registrant's telephone number, including area code: 617-295-1000
Date of fiscal year end: 07/31
-------
Date of reporting period: 7/1/04-6/30/05
----------------
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington,
DC 20549-0609. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. ss. 3507.
ProxyEdge - Investment Company Report Report Date: 08/06/2005
Meeting Date Range: 07/01/2004 to 06/30/2005
Selected Accounts: Scudder Target 2010
- -----------------------------------------------------------------------------------------------------------------------------------
DELL INC. Annual Meeting Date: 07/16/2004
Issuer: 24702R ISIN:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT AUDITORS Management For No
03 STOCKHOLDER PROPOSAL RELATING TO EXPENSING STOCK Shareholder For Yes
OPTIONS
- -----------------------------------------------------------------------------------------------------------------------------------
VERITAS SOFTWARE CORPORATION VRTSE Annual Meeting Date: 08/25/2004
Issuer: 923436 ISIN:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF AMENDED AND RESTATED 2003 STOCK INCENTIVE Management Against Yes
PLAN
03 RATIFICATION OF KPMG LLP AS INDEPENDENT ACCOUNTANTS Management For No
FOR CURRENT FISCAL YEAR
- -----------------------------------------------------------------------------------------------------------------------------------
SYMANTEC CORPORATION SYMC Annual Meeting Date: 09/15/2004
Issuer: 871503 ISIN:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE THE ADOPTION OF SYMANTEC S AMENDED Shareholder Against Yes
AND RESTATED CERTIFICATE OF INCORPORATION WHICH
WOULD INCREASE THE NUMBER OF AUTHORIZED SHARES
OF COMMON STOCK FROM 900,000,000 TO 1,600,000,000.
03 TO APPROVE THE ADOPTION OF THE SYMANTEC 2004 Management Against Yes
EQUITY INCENTIVE PLAN, AND THE RESERVATION OF
9,000,000 SHARES OF COMMON STOCK FOR ISSUANCE
THEREUNDER.
04 TO APPROVE AMENDMENTS TO SYMANTEC S 2000 DIRECTOR Management For No
EQUITY INCENTIVE PLAN, AS AMENDED (THE DIRECTOR
PLAN ), TO INCREASE THE NUMBER OF SHARES AUTHORIZED
FOR ISSUANCE THEREUNDER FROM 25,000 TO 50,000
AND TO PROVIDE FOR PROPORTIONATE ADJUSTMENT TO
SHARES SUBJECT TO THE DIRECTOR PLAN UPON ANY
STOCK DIVIDEND, STOCK SPLIT OR SIMILAR CHANGE
IN SYMANTEC S CAPITAL STRUCTURE.
05 TO RATIFY THE SELECTION OF KPMG LLP AS SYMANTEC Management For No
S INDEPENDENT AUDITORS FOR THE 2005 FISCAL YEAR.
- -----------------------------------------------------------------------------------------------------------------------------------
BIOMET, INC. BMET Annual Meeting Date: 09/18/2004
Issuer: 090613 ISIN:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2005.
- -----------------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION PH Annual Meeting Date: 10/27/2004
Issuer: 701094 ISIN:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FY05.
03 APPROVAL OF THE PARKER-HANNIFIN CORPORATION 2004 Management For No
NON-EMPLOYEE DIRECTORS STOCK INCENTIVE PLAN.
- -----------------------------------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION WB Special Meeting Date: 10/28/2004
Issuer: 929903 ISIN:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -----------------------------------------------------------------------------------------------------------------------------------
01 A PROPOSAL TO APPROVE THE PLAN OF MERGER CONTAINED Management For No
IN THE AGREEMENT AND PLAN OF MERGER, DATED AS
OF JUNE 20, 2004, BETWEEN SOUTHTRUST CORPORATION
AND WACHOVIA, PURSUANT TO WHICH SOUTHTRUST WILL
MERGE WITH AND INTO WACHOVIA, AS MORE FULLY DESCRIBED
IN THE JOINT PROXY STATEMENT-PROSPECTUS DATED
SEPTEMBER 24, 2004.
- -----------------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION ORCL Annual Meeting Date: 10/29/2004
Issuer: 68389X ISIN:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF Management For No
THE FISCAL YEAR 2005 EXECUTIVE BONUS PLAN
03 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
MAY 31, 2005
04 PROPOSAL FOR THE APPROVAL OF THE AMENDED AND Management For No
RESTATED 2000 LONG-TERM EQUITY INCENTIVE PLAN
05 STOCKHOLDER PROPOSAL FOR THE ADOPTION OF THE Shareholder Against No
CHINA BUSINESS PRINCIPLES FOR RIGHTS OF WORKERS
IN CHINA
- -----------------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION MSFT Annual Meeting Date: 11/09/2004
Issuer: 594918 ISIN:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ADOPTION OF THE AMENDMENTS TO THE 2001 STOCK Management For No
PLAN AND THE 1991 STOCK OPTION PLAN
03 ADOPTION OF THE AMENDMENTS TO THE 1999 STOCK Management For No
PLAN FOR NON-EMPLOYEE DIRECTORS, THE STOCK OPTION
PLAN FOR NON-EMPLOYEE DIRECTORS AND THE STOCK
OPTION PLAN FOR CONSULTANTS AND ADVISORS
04 APPROVAL OF MATERIAL TERMS OF THE PERFORMANCE Management For No
CRITERIA FOR AWARDS UNDER THE 2001 STOCK PLAN
05 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For No
LLP AS THE COMPANY S INDEPENDENT AUDITOR
- -----------------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. CSCO Annual Meeting Date: 11/18/2004
Issuer: 17275R ISIN:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS CISCO S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY
30, 2005.
03 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shareholder Against No
THAT THE BOARD S COMPENSATION COMMITTEE INITIATE
A REVIEW OF CISCO S EXECUTIVE COMPENSATION POLICIES
AND MAKE AVAILABLE, UPON REQUEST, A REPORT OF
THAT REVIEW BY JANUARY 1, 2005, AS MORE FULLY
SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.
- -----------------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY MON Annual Meeting Date: 01/20/2005
Issuer: 61166W ISIN:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITOR Management For No
03 APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN Management Against Yes
04 APPROVAL OF SHAREOWNER PROPOSAL ONE Shareholder Against No
05 APPROVAL OF SHAREOWNER PROPOSAL TWO Shareholder Against No
06 APPROVAL OF SHAREOWNER PROPOSAL THREE Shareholder Against No
07 APPROVAL OF SHAREOWNER PROPOSAL FOUR Shareholder Against No
- -----------------------------------------------------------------------------------------------------------------------------------
ACCENTURE LTD ACN Annual Meeting Date: 02/02/2005
Issuer: G1150G ISIN:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF BYE-LAW AMENDMENTS TO RELOCATE INTO Management For No
THE BYE-LAWS EXISTING CONTRACTUAL RESTRICTIONS
APPLICABLE TO CLASS A COMMON SHARES OF PARTNERS
AND FORMER PARTNERS BENEFICIALLY OWNED BY THEM
PRIOR TO ACCENTURE S INITIAL PUBLIC OFFERING.
03 RE-APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS Management For No
FOR THE 2005 FISCAL YEAR AND AUTHORIZATION OF
THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
TO DETERMINE KPMG LLP S REMUNERATION.
- -----------------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY DE Annual Meeting Date: 02/23/2005
Issuer: 244199 ISIN:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RE-APPROVAL OF THE JOHN DEERE PERFORMANCE BONUS Management For No
PLAN.
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No
TOUCHE LLP AS THE INDEPENDENT AUDITORS FOR FISCAL
2005.
- -----------------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. ADI Annual Meeting Date: 03/08/2005
Issuer: 032654 ISIN:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For No
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER
29, 2005.
03 SHAREHOLDER PROPOSAL TO ESTABLISH A POLICY OF Shareholder For Yes
EXPENSING IN THE COMPANY S ANNUAL INCOME STATEMENT
THE COSTS OF ALL STOCK OPTIONS ISSUED BY THE COMPANY.
- -----------------------------------------------------------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. TYC Annual Meeting Date: 03/10/2005
Issuer: 902124 ISIN:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RE-APPOINTMENT OF DELOITTE & TOUCHE LLP AS TYCO Management For No
S INDEPENDENT AUDITORS AND AUTHORIZATION FOR
THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
TO SET THE AUDITORS REMUNERATION.
- -----------------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY MWD Annual Meeting Date: 03/15/2005
Issuer: 617446 ISIN:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For No
LLP AS INDEPENDENT AUDITORS.
03 TO AMEND THE CERTIFICATE OF INCORPORATION TO Management For No
INSTITUTE ANNUAL ELECTION OF DIRECTORS.
04 SHAREHOLDER PROPOSAL TO LIMIT CEO COMPENSATION. Shareholder Against No
- -----------------------------------------------------------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC. LEH Annual Meeting Date: 04/05/2005
Issuer: 524908 ISIN:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITORS FOR THE FISCAL YEAR 2005.
03 APPROVAL OF 2005 STOCK INCENTIVE PLAN. Management Against Yes
04 SHAREHOLDER PROPOSAL REGARDING CEO COMPENSATION. Shareholder Against No
- -----------------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION UTX Annual Meeting Date: 04/13/2005
Issuer: 913017 ISIN:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 APPROVAL OF UNITED TECHNOLOGIES CORPORATION 2005 Management For No
LONG TERM INCENTIVE PLAN
04 SHAREOWNER PROPOSAL CONCERNING DISCLOSURE OF Shareholder Against No
EXECUTIVE COMPENSATION
05 SHAREOWNER PROPOSAL CONCERNING ETHICAL CRITERIA Shareholder Against No
FOR MILITARY CONTRACTS
06 SHAREOWNER PROPOSAL CONCERNING CEO COMPENSATION Shareholder Against No
- -----------------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY LLY Annual Meeting Date: 04/18/2005
Issuer: 532457 ISIN:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Management For No
COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST
& YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS
FOR 2005.
03 PROPOSAL BY SHAREHOLDERS ON SEPARATING THE ROLES Shareholder For Yes
OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER.
04 PROPOSAL BY SHAREHOLDERS ON IMPORTATION OF PRESCRIPTION Shareholder Against No
DRUGS.
05 PROPOSAL BY SHAREHOLDERS ON A REPORT ON THE IMPACT Shareholder Against No
OF LIMITING PRODUCT SUPPLY TO CANADA.
06 PROPOSAL BY SHAREHOLDERS ON PERIODIC REPORTS Shareholder Against No
ON THE COMPANY S POLITICAL CONTRIBUTIONS.
07 PROPOSAL BY SHAREHOLDERS ON PERFORMANCE-BASED Shareholder For Yes
STOCK OPTIONS.
08 PROPOSAL BY SHAREHOLDERS ON ANIMAL TESTING. Shareholder Against No
- -----------------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. C Annual Meeting Date: 04/19/2005
Issuer: 172967 ISIN:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For No
AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2005.
03 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management For No
CITIGROUP 1999 STOCK INCENTIVE PLAN.
04 STOCKHOLDER PROPOSAL REQUESTING A CURB ON EXECUTIVE Shareholder Against No
COMPENSATION, NO FUTURE STOCK OPTION GRANTS AND
NO RENEWALS OR EXTENSIONS OF OPTION PLANS.
05 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL Shareholder Against No
CONTRIBUTIONS.
06 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shareholder For Yes
OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
07 STOCKHOLDER PROPOSAL REQUESTING THAT CEO COMPENSATION Shareholder Against No
BE LIMITED TO NO MORE THAN 100 TIMES THE AVERAGE
COMPENSATION PAID TO THE COMPANY S NON-MANAGERIAL
WORKERS UNLESS PRIOR STOCKHOLDER APPROVAL IS GRANTED.
08 STOCKHOLDER PROPOSAL REQUESTING ELECTION OF DIRECTOR Shareholder Against No
NOMINEES BY A MAJORITY OF VOTES CAST.
09 STOCKHOLDER PROPOSAL REQUESTING A BY-LAW AMENDMENT Shareholder Against No
PROHIBITING THE PAYMENT OF NON-DEDUCTIBLE COMPENSATION
TO ANY OFFICER UNLESS PRIOR STOCKHOLDER APPROVAL
IS GRANTED.
10 STOCKHOLDER PROPOSAL REQUESTING THAT A SIMPLE Shareholder For Yes
MAJORITY VOTE APPLY ON EACH ISSUE THAT CAN BE
SUBJECT TO A SHAREHOLDER VOTE.
- -----------------------------------------------------------------------------------------------------------------------------------
HERSHEY FOODS CORPORATION HSY Annual Meeting Date: 04/19/2005
Issuer: 427866 ISIN:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No
AUDITORS FOR 2005.
03 APPROVE AMENDMENT TO COMPANY S RESTATED CERTIFICATE Shareholder Against Yes
TO INCREASE AUTHORIZED NUMBER OF SHARES.
04 APPROVE AMENDMENT TO COMPANY S RESTATED CERTIFICATE Management For No
TO CHANGE THE COMPANY S NAME TO THE HERSHEY COMPANY.
- -----------------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY KO Annual Meeting Date: 04/19/2005
Issuer: 191216 ISIN:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT AUDITORS
03 SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT Shareholder Against No
DELEGATION OF INQUIRY TO COLOMBIA
04 SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK Shareholder Against No
05 SHAREOWNER PROPOSAL REGARDING SEVERANCE AGREEMENTS Shareholder For Yes
- -----------------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP USB Annual Meeting Date: 04/19/2005
Issuer: 902973 ISIN:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITOR FOR THE 2005 FISCAL YEAR.
03 AMEND CERTIFICATE OF INCORPORATION TO ELIMINATE Management For No
SUPERMAJORITY VOTING.
04 SHAREHOLDER PROPOSAL: PERFORMANCE VESTING SHARES. Shareholder Against No
05 SHAREHOLDER PROPOSAL: PROHIBITION ON TAX AND Shareholder Against No
NON-AUDIT WORK BY INDEPENDENT AUDITORS.
- -----------------------------------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION WB Annual Meeting Date: 04/19/2005
Issuer: 929903 ISIN:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 A WACHOVIA PROPOSAL TO RATIFY THE APPOINTMENT Management For No
OF KPMG LLP AS AUDITORS FOR THE YEAR 2005.
- -----------------------------------------------------------------------------------------------------------------------------------
PG&E CORPORATION PCG Annual Meeting Date: 04/20/2005
Issuer: 69331C ISIN:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT PUBLIC Management For No
ACCOUNTANTS
03 ADOPTION OF A NEW LONG-TERM INCENTIVE PLAN Management For No
04 EXPENSE STOCK OPTIONS Shareholder For Yes
05 RADIOACTIVE WASTES Shareholder Against No
06 POISON PILL Shareholder For Yes
07 PERFORMANCE-BASED OPTIONS Shareholder For Yes
08 FUTURE GOLDEN PARACHUTES Shareholder For Yes
- -----------------------------------------------------------------------------------------------------------------------------------
THE SHERWIN-WILLIAMS COMPANY SHW Annual Meeting Date: 04/20/2005
Issuer: 824348 ISIN:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For No
PUBLIC ACCOUNTING FIRM
- -----------------------------------------------------------------------------------------------------------------------------------
ALLTEL CORPORATION AT Annual Meeting Date: 04/21/2005
Issuer: 020039 ISIN:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For No
- -----------------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED TXN Annual Meeting Date: 04/21/2005
Issuer: 882508 ISIN:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Management For No
& YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2005.
03 BOARD PROPOSAL TO APPROVE THE TI EMPLOYEES 2005 Management For No
STOCK PURCHASE PLAN.
04 BOARD PROPOSAL TO REAPPROVE THE MATERIAL TERMS Management For No
OF THE PERFORMANCE GOALS UNDER THE TEXAS INSTRUMENTS
2000 LONG-TERM INCENTIVE PLAN.
- -----------------------------------------------------------------------------------------------------------------------------------
WYETH Annual Meeting Date: 04/21/2005
Issuer: 983024 ISIN:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS Management For No
FIRM
03 ADOPT 2005 STOCK INCENTIVE PLAN Management For No
04 REIMPORTATION OF PRESCRIPTION DRUGS Shareholder Against No
05 SEPARATE THE ROLES OF CHAIRMAN & CEO Shareholder For Yes
06 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shareholder Against No
07 DISCONTINUE PROMOTING PREMARIN AND PROTECTION Shareholder Against No
OF MARES
- -----------------------------------------------------------------------------------------------------------------------------------
ALCOA INC. AA Annual Meeting Date: 04/22/2005
Issuer: 013817 ISIN:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO APPROVE THE INDEPENDENT AUDITOR Management For No
- -----------------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. HON Annual Meeting Date: 04/25/2005
Issuer: 438516 ISIN:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No
03 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For No
INCORPORATION AND BY-LAWS TO ELIMINATE THE CLASSIFIED
STRUCTURE OF THE BOARD OF DIRECTORS
04 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For No
INCORPORATION AND BY-LAWS TO ELIMINATE SUPERMAJORITY
VOTING PROVISIONS
05 MAJORITY VOTE SHAREHOLDER COMMITTEE Shareholder Against No
06 SEPARATION OF CHAIRMAN/CEO Shareholder For Yes
07 EXECUTIVE PAY DISPARITY REPORT Shareholder Against No
08 EXECUTIVE COMPENSATION LIMIT Shareholder Against No
09 COMMONSENSE EXECUTIVE COMPENSATION FRAMEWORK PROPOSAL Shareholder Against No
- -----------------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP IBM Annual Meeting Date: 04/26/2005
Issuer: 459200 ISIN:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For No
PUBLIC ACCOUNTING FIRM (PAGE 24)
03 STOCKHOLDER PROPOSAL ON--CUMULATIVE VOTING (PAGE Shareholder Against No
25)
04 STOCKHOLDER PROPOSAL ON--PENSION AND RETIREMENT Shareholder Against No
MEDICAL (PAGE 25)
05 STOCKHOLDER PROPOSAL ON--EXECUTIVE COMPENSATION Shareholder Against No
(PAGE 27)
06 STOCKHOLDER PROPOSAL ON--EXPENSING STOCK OPTIONS Shareholder For Yes
(PAGE 28)
07 STOCKHOLDER PROPOSAL ON--DISCLOSURE OF EXECUTIVE Shareholder Against No
COMPENSATION (PAGE 29)
08 STOCKHOLDER PROPOSAL ON--OFFSHORING (PAGE 30) Shareholder Against No
- -----------------------------------------------------------------------------------------------------------------------------------
CHEVRONTEXACO CORPORATION CVX Annual Meeting Date: 04/27/2005
Issuer: 166764 ISIN:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For No
ACCOUNTING FIRM
03 DIRECTORS COMPENSATION Shareholder Against No
04 EXECUTIVE SEVERANCE AGREEMENTS Shareholder For Yes
05 STOCK OPTION EXPENSING Shareholder For Yes
06 ANIMAL TESTING Shareholder Against No
07 OIL & GAS DRILLING IN PROTECTED/SENSITIVE AREAS Shareholder Against No
08 REPORT ON ECUADOR Shareholder Against No
- -----------------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY DD Annual Meeting Date: 04/27/2005
Issuer: 263534 ISIN:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For No
ACCOUNTING FIRM
03 ON GOVERNMENT SERVICE Shareholder Against No
04 ON INTERNATIONAL WORKPLACE STANDARDS Shareholder Against No
05 ON EXECUTIVE COMPENSATION Shareholder Against No
06 ON ANIMAL TESTING Shareholder Against No
07 ON GENETICALLY MODIFIED FOOD Shareholder Against No
08 ON PERFORMANCE-BASED OPTIONS Shareholder Against No
09 ON DISCLOSURE OF PFOA COSTS Shareholder Against No
- -----------------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY GE Annual Meeting Date: 04/27/2005
Issuer: 369604 ISIN:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -----------------------------------------------------------------------------------------------------------------------------------
A DIRECTOR Management For No
B RATIFICATION OF SELECTION OF INDEPENDENT AUDITOR Management For No
01 CUMULATIVE VOTING Shareholder For Yes
02 REPORT ON NUCLEAR RISK Shareholder Against No
03 REPORT ON PCB CLEANUP COSTS Shareholder Against No
04 CURB OVER-EXTENDED DIRECTORS Shareholder Against No
05 REPORT ON SUSTAINABILITY Shareholder Against No
06 DISCLOSE POLITICAL CONTRIBUTIONS Shareholder Against No
07 ANIMAL TESTING Shareholder Against No
- -----------------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. MO Annual Meeting Date: 04/28/2005
Issuer: 02209S ISIN:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 2005 PERFORMANCE INCENTIVE PLAN Management For No
03 2005 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE Management For No
DIRECTORS
04 RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS Management For No
05 STOCKHOLDER PROPOSAL NO. 1 REQUESTING ELIMINATION Management Against No
OF ANIMAL TESTING FOR TOBACCO PRODUCTS
06 STOCKHOLDER PROPOSAL NO. 2 REQUESTING WAYS TO Shareholder Against No
MORE ADEQUATELY WARN PREGNANT WOMEN
07 STOCKHOLDER PROPOSAL NO. 3 SEEKING TO CEASE PROMOTING Shareholder Against No
LIGHT AND ULTRA LIGHT BRANDS
08 STOCKHOLDER PROPOSAL NO. 4 SEEKING TO EXTEND Shareholder Against No
NEW YORK FIRE-SAFE PRODUCTS NATIONALLY
- -----------------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED Annual Meeting Date: 04/28/2005
Issuer: 057224 ISIN:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF DELOITTE & TOUCHE AS THE COMPANY Management For No
S INDEPENDENT AUDITOR FOR FISCAL YEAR 2005.
03 PROPOSAL TO AMEND THE COMPANY S RESTATED CERTIFICATE Management For No
OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS.
04 STOCKHOLDER PROPOSAL NO. 1 REGARDING MAJORITY Shareholder Against No
VOTES PROTOCOL.
- -----------------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Annual Meeting Date: 04/28/2005
Issuer: 478160 ISIN:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN. Management Against Yes
03 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
AS INDEPENDENT AUDITORS
- -----------------------------------------------------------------------------------------------------------------------------------
PFIZER INC. PFE Annual Meeting Date: 04/28/2005
Issuer: 717081 ISIN:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 A PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Management For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2005.
03 SHAREHOLDER PROPOSAL RELATING TO TERM LIMITS Shareholder Against No
FOR DIRECTORS.
04 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INCREASING Shareholder Against No
ACCESS TO PFIZER PRODUCTS.
05 SHAREHOLDER PROPOSAL RELATING TO IMPORTATION Shareholder Against No
OF PRESCRIPTION DRUGS.
06 SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS. Shareholder Against No
07 SHAREHOLDER PROPOSAL RELATING TO PRODUCT AVAILABILITY Shareholder Against No
IN CANADA.
08 SHAREHOLDER PROPOSAL RELATING TO THE SEPARATION Shareholder For Yes
OF THE ROLES OF CHAIR AND CEO AND ACCESS TO PHARMACEUTICAL
PRODUCTS.
- -----------------------------------------------------------------------------------------------------------------------------------
MOTOROLA, INC. MOT Annual Meeting Date: 05/02/2005
Issuer: 620076 ISIN:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 SHAREHOLDER PROPOSAL RE: NON-DEDUCTIBLE EXECUTIVE Shareholder Against No
COMPENSATION
03 SHAREHOLDER PROPOSAL RE: DIRECTOR ELECTION BY Shareholder Against No
MAJORITY VOTE
- -----------------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION EMC Annual Meeting Date: 05/05/2005
Issuer: 268648 ISIN:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL 2 - TO APPROVE AMENDMENTS TO THE EMC Management For No
CORPORATION 2003 STOCK PLAN TO INCREASE BY 100,000,000
THE NUMBER OF SHARES AVAILABLE UNDER THE PLAN,
AND INCREASE THE NUMBER OF SHARES WHICH MAY BE
ISSUED PURSUANT TO AWARDS OF RESTRICTED STOCK
AND/ OR RESTRICTED STOCK UNITS TO 30% OF THE
TOTAL AUTHORIZED SHARES UNDER THE PLAN, AS DESCRIBED
IN EMC S PROXY STATEMENT.
03 PROPOSAL 3 - TO RATIFY THE SELECTION BY THE AUDIT Management For No
COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP AS EMC S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2005.
04 PROPOSAL 4 - TO ACT UPON A SHAREHOLDER PROPOSAL Shareholder For Yes
RELATING TO PERFORMANCE-BASED STOCK OPTIONS,
AS DESCRIBED IN EMC S PROXY STATEMENT.
05 PROPOSAL 5 - TO ACT UPON A SHAREHOLDER PROPOSAL Shareholder For Yes
RELATING TO EMC S AUDIT COMMITTEE, AS DESCRIBED
IN EMC S PROXY STATEMENT.
- -----------------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. VZ Annual Meeting Date: 05/05/2005
Issuer: 92343V ISIN:
SEDOL:
- -----------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -----------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For No
ACCOUNTING FIRM
03 CUMULATIVE VOTING Shareholder Against No
04 MAJORITY VOTE FOR ELECTION OF DIRECTORS Shareholder Against No
05 BOARD COMPOSITION Shareholder For Yes
06 SEPARATE CHAIRMAN AND CEO Shareholder For Yes
07 DIRECTORS LIABILITY Shareholder Against No
08 REPORT ON POLITICAL CONTRIBUTIONS Shareholder Against No
Vote Summary Report (Long)
07/01/04 to 06/30/05
Allergan, Inc. Shares Voted 1,800 Security 18490102
Meeting Date 4/26/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Trevor M. Jones Mgmt For For
1.2 Elect Director Karen R. Oscar Mgmt For For
1.3 Elect Director Leonard D. Schaeffer Mgmt For For
Bank of America Corp. Shares Voted 7,900 Security 60505104
Meeting Date 4/27/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director William Barnet, III Mgmt For For
1.2 Elect Director Charles W. Coker Mgmt For For
1.3 Elect Director John T. Collins Mgmt For For
1.4 Elect Director Gary L. Countryman Mgmt For For
1.5 Elect Director Paul Fulton Mgmt For For
1.6 Elect Director Charles K. Gifford Mgmt For For
1.7 Elect Director W. Steven Jones Mgmt For For
1.8 Elect Director Kenneth D. Lewis Mgmt For For
1.9 Elect Director Walter E. Massey Mgmt For For
1.1 Elect Director Thomas J. May Mgmt For For
1.11 Elect Director Patricia E. Mitchell Mgmt For For
1.12 Elect Director Edward L. Romero Mgmt For For
1.13 Elect Director Thomas M. Ryan Mgmt For For
1.14 Elect Director O. Temple Sloan, Jr. Mgmt For For
1.15 Elect Director Meredith R. Spangler Mgmt For For
1.16 Elect Director Robert L. Tillman Mgmt For For
1.17 Elect Director Jackie M. Ward Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Political Contributions ShrHoldr Against Against
4 Director Nominee Amendment ShrHoldr Against Against
E.I. Du Pont De Nemours & Co. Shares Voted 2,900 Security 263534109
Meeting Date 4/27/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Alain J.P. Belda Mgmt For For
1.2 Elect Director Richard H. Brown Mgmt For For
1.3 Elect Director Curtis J. Crawford Mgmt For For
1.4 Elect Director John T. Dillon Mgmt For For
1.5 Elect Director Louisa C. Duemling Mgmt For For
1.6 Elect Director Charles O. Holliday, Jr. Mgmt For For
1.7 Elect Director Lois D. Juliber Mgmt For For
1.8 Elect Director Masahisa Naitoh Mgmt For For
1.9 Elect Director William K. Reilly Mgmt For For
1.1 Elect Director H. Rodney Sharp, III Mgmt For For
1.11 Elect Director Charles M. Vest Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Government Service of Employees ShrHoldr Against Against
4 Implement ILO Code of Conduct ShrHoldr Against Against
5 Executive Compensation ShrHoldr Against Against
6 Eliminate Animal Testing ShrHoldr Against Against
7 Report on Genetically Modified Organisms ShrHoldr Against Against
8 Performance- Based/Indexed Options ShrHoldr Against Against
9 Report on PFOA Chemical Remediation ShrHoldr Against Against
Lockheed Martin Corp. Shares Voted 1,900 Security 539830109
Meeting Date 4/28/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director E.C. 'Pete' Aldridge, Jr. Mgmt For For
1.2 Elect Director Nolan D. Archibald Mgmt For For
1.3 Elect Director Marcus C. Bennett Mgmt For For
1.4 Elect Director James O. Ellis, Jr. Mgmt For For
1.5 Elect Director Gwendolyn S. King Mgmt For For
1.6 Elect Director Douglas H. McCorkindale Mgmt For For
1.7 Elect Director Eugene F. Murphy Mgmt For For
1.8 Elect Director Joseph W. Ralston Mgmt For For
1.9 Elect Director Frank Savage Mgmt For For
1.1 Elect Director Anne Stevens Mgmt For For
1.11 Elect Director Robert J. Stevens Mgmt For For
1.12 Elect Director James R. Ukropina Mgmt For For
1.13 Elect Director Douglas C. Yearley Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Performance-Based/Indexed Options ShrHoldr Against Against
Adopt Simple Majority Vote Requirement for All
5 Issues ShrHoldr Against For
6 Report on Pay Disparity ShrHoldr Against Against
and amend its code of conduct and policies
related to bidding Review Code of Conduct on
7 Military Contracts ShrHoldr Against Against
Georgia-Pacific Corp. Shares Voted 4,500 Security 373298108
Meeting Date 5/3/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director James S. Balloun Mgmt For For
1.2 Elect Director Thomas D. Bell, Jr. Mgmt For For
1.3 Elect Director Jon A. Boscia Mgmt For For
1.4 Elect Director Alston D. Correll Mgmt For For
1.5 Elect Director John D. Zeglis Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Declassify the Board of Directors Mgmt Against For
Ambac Financial Group, Inc. Shares Voted 1,300 Security 23139108
Meeting Date 5/3/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Phillip B. Lassiter Mgmt For For
1.2 Elect Director Michael A. Callen Mgmt For For
1.3 Elect Director Jill M. Considine Mgmt For For
1.4 Elect Director Robert J. Genader Mgmt For For
1.5 Elect Director W. Grant Gregory Mgmt For For
1.6 Elect Director Thomas C. Theobald Mgmt For For
1.7 Elect Director Laura S. Unger Mgmt For For
1.8 Elect Director Henry D.G. Wallace Mgmt For For
2 Amend Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
PepsiCo, Inc. Shares Voted 3,900 Security 713448108
Meeting Date 5/4/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director John F. Akers Mgmt For For
1.2 Elect Director Robert E. Allen Mgmt For For
1.3 Elect Director Ray L. Hunt Mgmt For For
1.4 Elect Director Arthur C. Martinez Mgmt For For
1.5 Elect Director Indra K. Nooyi Mgmt For For
1.6 Elect Director Steven S Reinemund Mgmt For For
1.7 Elect Director Sharon P. Rockefeller Mgmt For For
1.8 Elect Director James J. Schiro Mgmt For For
1.9 Elect Director Franklin A. Thomas Mgmt For For
1.1 Elect Director Cynthia M. Trudell Mgmt For For
1.11 Elect Director Solomon D. Trujillo Mgmt For For
1.12 Elect Director Daniel Vasella Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Corporate Political Contributions ShrHoldr Against Against
Avon Products, Inc. Shares Voted 2,900 Security 54303102
Meeting Date 5/5/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Fred Hassan Mgmt For For
1.2 Elect Director Ann S. Moore Mgmt For For
1.3 Elect Director Lawrence A. Weinbach Mgmt For For
2 Ratify Auditors Mgmt For For
3 Declassify the Board of Directors Mgmt For For
4 Amend Omnibus Stock Plan Mgmt For For
Disclose Charitable Contributions and
5 Fundraising Efforts ShrHoldr Against Against
Reformulate Products to Remove Chemicals
6 Banned by EU ShrHoldr Against Against
The Gap, Inc. Shares Voted 6,000 Security 364760108
Meeting Date 5/10/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Howard P. Behar Mgmt For For
1.2 Elect Director Adrian D. P. Bellamy Mgmt For For
1.3 Elect Director Domenico De Sole Mgmt For For
1.4 Elect Director Donald G. Fisher Mgmt For For
1.5 Elect Director Doris F. Fisher Mgmt For For
1.6 Elect Director Robert J. Fisher Mgmt For For
1.7 Elect Director Penelope L. Hughes Mgmt For For
1.8 Elect Director Bob L. Martin Mgmt For For
1.9 Elect Director Jorge P. Montoya Mgmt For For
1.1 Elect Director Paul S. Pressler Mgmt For For
1.11 Elect Director James M. Schneider Mgmt For For
1.12 Elect Director Mayo A. Shattuck III Mgmt For For
1.13 Elect Director Margaret C. Whitman Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Executive Incentive Bonus Plan Mgmt For For
3M CO Shares Voted 2,400 Security 88579Y101
Meeting Date 5/10/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Vance D. Coffman Mgmt For For
1.2 Elect Director Rozanne L. Ridgway Mgmt For For
1.3 Elect Director Louis W. Sullivan Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
4 Eliminate Animal Testing ShrHoldr Against Against
5 Implement China Principles ShrHoldr Against Against
Altera Corp. Shares Voted 4,600 Security 21441100
Meeting Date 5/10/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director John P. Daane Mgmt For For
1.2 Elect Director Robert W. Reed Mgmt For For
1.3 Elect Director Charles M. Clough Mgmt For For
1.4 Elect Director Robert J. Finocchio, Jr Mgmt For For
1.5 Elect Director Kevin McGarity Mgmt For For
1.6 Elect Director Paul Newhagen Mgmt For For
1.7 Elect Director William E. Terry Mgmt For For
1.8 Elect Director Susan Wang Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Amend Stock Option Plan Mgmt For Against
4 Amend Qualified Employee Stock Purchase Plan Mgmt For For
5 Ratify Auditors Mgmt For For
6 Expense Stock Options ShrHoldr Against For
Require a Majority Vote for the Election of
7 Directors ShrHoldr Against Against
Wellpoint Inc Shares Voted 1,000 Security 94973V107
Meeting Date 5/10/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director William H.T. Bush Mgmt For For
1.2 Elect Director Warren Y. Jobe Mgmt For For
1.3 Elect Director William G. Mays Mgmt For For
1.4 Elect Director Senator Donald W. Riegle, Jr. Mgmt For For
1.5 Elect Director William J. Ryan Mgmt For For
2 Ratify Auditors Mgmt For For
3 Performance- Based/Indexed Options ShrHoldr Against For
Amgen, Inc. Shares Voted 4,100 Security 31162100
Meeting Date 5/11/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Dr. David Baltimore Mgmt For For
1.2 Elect Director Ms. Judith C. Pelham Mgmt For For
1.3 Elect Director Mr. Kevin W. Sharer Mgmt For For
2 Ratify Auditors Mgmt For For
3 Eliminate Animal Testing ShrHoldr Against Against
4 Review/Limit Executive Compensation ShrHoldr Against Against
5 Adopt Retention Ratio for Executives ShrHoldr Against Against
Caremark Rx, Inc. Shares Voted 3,800 Security 141705103
Meeting Date 5/11/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Edwin M. Crawford Mgmt For For
1.2 Elect Director Kristen Gibney Williams Mgmt For For
1.3 Elect Director Edward L. Hardin Mgmt For For
2 Report on Political Contributions ShrHoldr Against Against
McDonald's Corp. Shares Voted 3,600 Security 580135101
Meeting Date 5/11/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Hall Adams, Jr. Mgmt For For
1.2 Elect Director Cary D. McMillan Mgmt For For
1.3 Elect Director Michael J. Roberts Mgmt For For
1.4 Elect Director James A. Skinner Mgmt For For
1.5 Elect Director Anne-Marie Slaughter Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Genetically Modified Organisms ShrHoldr Against Against
CIT Group Inc Shares Voted 2,600 Security 125581108
Meeting Date 5/11/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Jeffrey M. Peek Mgmt For For
1.2 Elect Director Gary C. Butler Mgmt For For
1.3 Elect Director William A. Farlinger Mgmt For For
1.4 Elect Director William M. Freeman Mgmt For For
1.5 Elect Director Hon. Thomas H. Kean Mgmt For For
1.6 Elect Director Marianne Miller Parrs Mgmt For For
1.7 Elect Director Timothy M. Ring Mgmt For For
1.8 Elect Director John R. Ryan Mgmt For For
1.9 Elect Director Peter J. Tobin Mgmt For For
1.1 Elect Director Lois M. Van Deusen Mgmt For For
2 Ratify Auditors Mgmt For For
3 Other Business Mgmt For Against
Entergy Corp. Shares Voted 1,200 Security 29364G103
Meeting Date 5/13/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Maureen Scannell Bateman Mgmt For For
1.2 Elect Director W. Frank Blount Mgmt For For
1.3 Elect Director Simon D. deBree Mgmt For For
1.4 Elect Director Claiborne P. Deming Mgmt For For
1.5 Elect Director Alexis Herman Mgmt For For
1.6 Elect Director Donald C. Hintz Mgmt For For
1.7 Elect Director J. Wayne Leonard Mgmt For For
1.8 Elect Director Robert v.d. Luft Mgmt For For
1.9 Elect Director Kathleen A. Murphy Mgmt For For
1.1 Elect Director James R. Nichols Mgmt For For
1.11 Elect Director William A. Percy, II Mgmt For For
1.12 Elect Director Dennis H. Reilley Mgmt For For
1.13 Elect Director Steven V. Wilkinson Mgmt For For
2 Ratify Auditors Mgmt For For
Require the Chairman of the Board Be an
3 Independent Director ShrHoldr Against For
Require a Majority Vote for the Election of
4 Directors ShrHoldr Against Against
JPMorgan Chase & Co. Shares Voted 4,900 Security 46625H100
Meeting Date 5/17/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Director Hans W. Becherer Mgmt For For
1.2 Elect Director Director John H. Biggs Mgmt For For
1.3 Elect Director Director Lawrence A. Bossidy Mgmt For For
1.4 Elect Director Director Stephen B. Burke Mgmt For For
1.5 Elect Director Director James S. Crown Mgmt For For
1.6 Elect Director Director James Dimon Mgmt For For
1.7 Elect Director Director Ellen V. Futter Mgmt For For
1.8 Elect Director Director William H. Gray, III Mgmt For For
1.9 Elect Director Director William B. Harrison, Jr Mgmt For For
1.1 Elect Director Director Laban P. Jackson, Jr. Mgmt For For
1.11 Elect Director Director John W. Kessler Mgmt For For
1.12 Elect Director Director Robert I. Lipp Mgmt For For
1.13 Elect Director Director Richard A. Manoogian Mgmt For For
1.14 Elect Director Director David C. Novak Mgmt For For
1.15 Elect Director Director Lee R. Raymond Mgmt For For
1.16 Elect Director Director William C. Weldon Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
4 Establish Term Limits for Directors ShrHoldr Against Against
5 Separate Chairman and CEO Positions ShrHoldr Against For
6 Limit Executive Compensation ShrHoldr Against Against
7 Adopt Executive Benefit Policy ShrHoldr Against Against
Target Corporation Shares Voted 3,500 Security 87612E106
Meeting Date 5/18/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Roxanne S. Austin Mgmt For For
1.2 Elect Director James A. Johnson Mgmt For For
2 Ratify Auditors Mgmt For For
The Hartford Financial Shares Voted Security
Services Group, Inc. 1,800 416515104
Meeting Date 5/18/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Ramani Ayer Mgmt For For
1.2 Elect Director Ronald E. Ferguson Mgmt For For
1.3 Elect Director Edward J. Kelly, III Mgmt For For
1.4 Elect Director Paul G. Kirk, Jr. Mgmt For For
1.5 Elect Director Thomas M. Marra Mgmt For For
1.6 Elect Director Gail J. McGovern Mgmt For For
1.7 Elect Director Michael G. Morris Mgmt For For
1.8 Elect Director Robert W. Selander Mgmt For For
1.9 Elect Director Charles B. Strauss Mgmt For For
1.1 Elect Director H. Patrick Swygert Mgmt For For
1.11 Elect Director David K. Zwiener Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
4 Amend Executive Incentive Bonus Plan Mgmt For For
Yahoo!, Inc. Shares Voted 3,400 Security 984332106
Meeting Date 5/19/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Terry S. Semel Mgmt For For
1.2 Elect Director Jerry Yang Mgmt For For
1.3 Elect Director Roy J. Bostock Mgmt For For
1.4 Elect Director Ronald W. Burkle Mgmt For For
1.5 Elect Director Eric Hippeau Mgmt For For
1.6 Elect Director Arthur H. Kern Mgmt For For
1.7 Elect Director Robert A. Kotick Mgmt For For
1.8 Elect Director Edward R. Kozel Mgmt For For
1.9 Elect Director Gary L. Wilson Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Amend Non-Employee Director Stock Option Plan Mgmt For Against
4 Ratify Auditors Mgmt For For
TXU Corp. Shares Voted 1,300 Security 873168108
Meeting Date 5/20/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Derek C. Bonham Mgmt For For
1.2 Elect Director E. Gail de Planque Mgmt For For
1.3 Elect Director William M. Griffin Mgmt For For
1.4 Elect Director Kerney Laday Mgmt For For
1.5 Elect Director Jack E. Little Mgmt For For
1.6 Elect Director Erle Nye Mgmt For For
1.7 Elect Director J.E. Oesterreicher Mgmt For For
1.8 Elect Director Michael W. Ranger Mgmt For For
1.9 Elect Director Herbert H. Richardson Mgmt For For
1.1 Elect Director C. John Wilder Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
Time Warner Inc Shares Voted 15,900 Security 887317105
Meeting Date 5/20/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director James L. Barksdale Mgmt For For
1.2 Elect Director Stephen F. Bollenbach Mgmt For For
1.3 Elect Director Stephen M. Case Mgmt For For
1.4 Elect Director Frank J. Caufield Mgmt For For
1.5 Elect Director Robert C. Clark Mgmt For For
1.6 Elect Director Jessica P. Einhorn Mgmt For For
1.7 Elect Director Miles R. Gilburne Mgmt For For
1.8 Elect Director Carla A. Hills Mgmt For For
1.9 Elect Director Reuben Mark Mgmt For For
1.1 Elect Director Michael A. Miles Mgmt For For
1.11 Elect Director Kenneth J. Novack Mgmt For For
1.12 Elect Director Richard D. Parsons Mgmt For For
1.13 Elect Director R. E. Turner Mgmt For For
1.14 Elect Director Francis T. Vincent, Jr Mgmt For For
1.15 Elect Director Deborah C. Wright Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Pay Disparity ShrHoldr Against Against
Dollar General Corp. Shares Voted 4,800 Security 256669102
Meeting Date 5/24/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director David L. Bere Mgmt For For
1.2 Elect Director Dennis C. Bottorff Mgmt For For
1.3 Elect Director Barbara L. Bowles Mgmt For For
1.4 Elect Director James L. Clayton Mgmt For For
1.5 Elect Director Reginald D. Dickson Mgmt For For
1.6 Elect Director E. Gordon Gee Mgmt For For
1.7 Elect Director Barbara M. Knuckles Mgmt For For
1.8 Elect Director David A. Perdue Mgmt For For
1.9 Elect Director J. Neal Purcell Mgmt For For
1.1 Elect Director James D. Robbins Mgmt For For
1.11 Elect Director David M. Wilds Mgmt For For
2 Approve Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
Exxon Mobil Corp. Shares Voted 13,276 Security 30231G102
Meeting Date 5/25/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Michael J. Boskin Mgmt For For
1.2 Elect Director William W. George Mgmt For For
1.3 Elect Director James R. Houghton Mgmt For For
1.4 Elect Director William R. Howell Mgmt For For
1.5 Elect Director Reatha Clark King Mgmt For For
1.6 Elect Director Philip E. Lippincott Mgmt For For
1.7 Elect Director Henry A. McKinnell, Jr. Mgmt For For
1.8 Elect Director Marilyn Carlson Nelson Mgmt For For
1.9 Elect Director Lee R. Raymond Mgmt For For
1.1 Elect Director Walter V. Shipley Mgmt For For
1.11 Elect Director Rex W. Tillerson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Political Contributions/Activities ShrHoldr Against Against
4 Review/Limit Executive Compensation ShrHoldr Against Against
Nominate Independent Directors with Industry
5 Experience ShrHoldr Against Against
6 Report on Payments to Indonesian Military ShrHoldr Against Against
Adopt Policy Prohibiting Discrimination based
7 on Sexual Orientation ShrHoldr Against Against
Report on Potential Damage of Drilling in
8 Protected Regions ShrHoldr Against Against
Disclose Information Supporting the Company
9 Position on Climate Change ShrHoldr Against Against
Report on Company Policies for Compliance with
10 the Kyoto Protocol ShrHoldr Against Against
Safeway Inc. Shares Voted 4,100 Security 786514208
Meeting Date 5/25/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Steven A. Burd Mgmt For For
1.2 Elect Director Janet E. Grove Mgmt For For
1.3 Elect Director Mohan Gyani Mgmt For For
1.4 Elect Director Paul Hazen Mgmt For For
1.5 Elect Director Robert I. MacDonnell Mgmt For For
1.6 Elect Director Douglas J. MacKenzie Mgmt For For
1.7 Elect Director Rebecca A. Stirn Mgmt For For
1.8 Elect Director William Y. Tauscher Mgmt For For
1.9 Elect Director Raymond G. viault Mgmt For For
2 Ratify Auditors Mgmt For For
3 Provide for Cumulative Voting ShrHoldr Against For
4 Seek Sale of Company ShrHoldr Against Against
5 Separate Chairman and CEO Positions ShrHoldr Against Against
6 Prepare a Sustainability Report ShrHoldr Against Against
7 Limit Awards to Executives ShrHoldr Against Against
Require a Majority Vote for the Election of
8 Directors ShrHoldr Against Against
Limit Composition of Committee(s) to
9 Independent Directors ShrHoldr Against For
Proposal Regarding the Office of The Board of
10 Directors ShrHoldr Against Against
Wal-Mart Stores, Inc. Shares Voted 4,100 Security 931142103
Meeting Date 6/3/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director James W. Breyer Mgmt For For
1.2 Elect Director M. Michele Burns Mgmt For For
1.3 Elect Director Douglas N. Daft Mgmt For For
1.4 Elect Director David D. Glass Mgmt For For
1.5 Elect Director Roland A. Hernandez Mgmt For For
1.6 Elect Director John D. Opie Mgmt For For
1.7 Elect Director J. Paul Reason Mgmt For For
1.8 Elect Director H. Lee Scott, Jr. Mgmt For For
1.9 Elect Director Jack C. Shewmaker Mgmt For For
1.1 Elect Director Jose H. Villarreal Mgmt For For
1.11 Elect Director John T. Walton Mgmt For For
1.12 Elect Director S. Robson Walton Mgmt For For
1.13 Elect Director Christopher J. Williams Mgmt For For
1.14 Elect Director Linda S. Wolf Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Report on Executive Compensation ShrHoldr Against Against
5 Prepare Sustainability Report ShrHoldr Against Against
Report on Stock Option Distribution by Race
6 and Gender ShrHoldr Against Against
7 Report on Political Contributions ShrHoldr Against Against
8 Prepare Equal Opportunity Report ShrHoldr Against Against
Require a Majority Vote for the Election of
9 Directors ShrHoldr Against Against
Require Majority of Independent Directors on
10 Board ShrHoldr Against For
11 Performance- Based/Indexed Options ShrHoldr Against For
Prudential Financial Inc Shares Voted 890 Security 744320102
Meeting Date 6/7/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director James G. Cullen Mgmt For For
1.2 Elect Director James A. Unruh Mgmt For For
1.3 Elect Director Gordon M. Bethune Mgmt For For
2 Ratify Auditors Mgmt For For
3 Declassify the Board of Directors Mgmt For For
4 Approve Qualified Employee Stock Purchase Plan Mgmt For For
Devon Energy Corp. Shares Voted 1,640 Security 25179M103
Meeting Date 6/8/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director John A. Hill Mgmt For For
1.2 Elect Director William J. Johnson Mgmt For For
1.3 Elect Director Robert A. Mosbacher Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
Require a Majority Vote for the Election of
4 Directors ShrHoldr Against Against
Staples, Inc. Shares Voted 2,720 Security 855030102
Meeting Date 6/13/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Brenda C. Barnes Mgmt For For
1.2 Elect Director Mary Elizabeth Burton Mgmt For For
1.3 Elect Director Richard J. Currie Mgmt For For
1.4 Elect Director Rowland T. Moriarty Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
Submit Shareholder Rights Plan (Poison Pill)
4 to Shareholder Vote ShrHoldr Against For
Symantec Corp. Shares Voted 3,530 Security 871503108
Meeting Date 6/24/2005 Meeting Type EGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1 Approve Merger Agreement Mgmt For For
2 Increase Authorized Common Stock Mgmt For For
3 Adjourn Meeting Mgmt For Against
ProxyEdge - Investment Company Report Report Date: 08/06/2005
Meeting Date Range: 07/01/2004 to 06/30/2005
Selected Accounts: Scudder Target 2011
- ----------------------------------------------------------------------------------------------------------------------------
DELL INC. Annual Meeting Date: 07/16/2004
Issuer: 24702R ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT AUDITORS Management For No
03 STOCKHOLDER PROPOSAL RELATING TO EXPENSING STOCK Shareholder For Yes
OPTIONS
- ----------------------------------------------------------------------------------------------------------------------------
VERITAS SOFTWARE CORPORATION VRTSE Annual Meeting Date: 08/25/2004
Issuer: 923436 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF AMENDED AND RESTATED 2003 STOCK INCENTIVE Management Against Yes
PLAN
03 RATIFICATION OF KPMG LLP AS INDEPENDENT ACCOUNTANTS Management For No
FOR CURRENT FISCAL YEAR
- ----------------------------------------------------------------------------------------------------------------------------
SYMANTEC CORPORATION SYMC Annual Meeting Date: 09/15/2004
Issuer: 871503 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE THE ADOPTION OF SYMANTEC S AMENDED Shareholder Against Yes
AND RESTATED CERTIFICATE OF INCORPORATION WHICH
WOULD INCREASE THE NUMBER OF AUTHORIZED SHARES
OF COMMON STOCK FROM 900,000,000 TO 1,600,000,000.
03 TO APPROVE THE ADOPTION OF THE SYMANTEC 2004 Management Against Yes
EQUITY INCENTIVE PLAN, AND THE RESERVATION OF
9,000,000 SHARES OF COMMON STOCK FOR ISSUANCE
THEREUNDER.
04 TO APPROVE AMENDMENTS TO SYMANTEC S 2000 DIRECTOR Management For No
EQUITY INCENTIVE PLAN, AS AMENDED (THE DIRECTOR
PLAN ), TO INCREASE THE NUMBER OF SHARES AUTHORIZED
FOR ISSUANCE THEREUNDER FROM 25,000 TO 50,000
AND TO PROVIDE FOR PROPORTIONATE ADJUSTMENT TO
SHARES SUBJECT TO THE DIRECTOR PLAN UPON ANY
STOCK DIVIDEND, STOCK SPLIT OR SIMILAR CHANGE
IN SYMANTEC S CAPITAL STRUCTURE.
05 TO RATIFY THE SELECTION OF KPMG LLP AS SYMANTEC Management For No
S INDEPENDENT AUDITORS FOR THE 2005 FISCAL YEAR.
- ----------------------------------------------------------------------------------------------------------------------------
BIOMET, INC. BMET Annual Meeting Date: 09/18/2004
Issuer: 090613 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2005.
- ----------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION PH Annual Meeting Date: 10/27/2004
Issuer: 701094 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FY05.
03 APPROVAL OF THE PARKER-HANNIFIN CORPORATION 2004 Management For No
NON-EMPLOYEE DIRECTORS STOCK INCENTIVE PLAN.
- ----------------------------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION WB Special Meeting Date: 10/28/2004
Issuer: 929903 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 A PROPOSAL TO APPROVE THE PLAN OF MERGER CONTAINED Management For No
IN THE AGREEMENT AND PLAN OF MERGER, DATED AS
OF JUNE 20, 2004, BETWEEN SOUTHTRUST CORPORATION
AND WACHOVIA, PURSUANT TO WHICH SOUTHTRUST WILL
MERGE WITH AND INTO WACHOVIA, AS MORE FULLY DESCRIBED
IN THE JOINT PROXY STATEMENT-PROSPECTUS DATED
SEPTEMBER 24, 2004.
- ----------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION ORCL Annual Meeting Date: 10/29/2004
Issuer: 68389X ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF Management For No
THE FISCAL YEAR 2005 EXECUTIVE BONUS PLAN
03 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
MAY 31, 2005
04 PROPOSAL FOR THE APPROVAL OF THE AMENDED AND Management For No
RESTATED 2000 LONG-TERM EQUITY INCENTIVE PLAN
05 STOCKHOLDER PROPOSAL FOR THE ADOPTION OF THE Shareholder Against No
CHINA BUSINESS PRINCIPLES FOR RIGHTS OF WORKERS
IN CHINA
- ----------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION MSFT Annual Meeting Date: 11/09/2004
Issuer: 594918 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ADOPTION OF THE AMENDMENTS TO THE 2001 STOCK Management For No
PLAN AND THE 1991 STOCK OPTION PLAN
03 ADOPTION OF THE AMENDMENTS TO THE 1999 STOCK Management For No
PLAN FOR NON-EMPLOYEE DIRECTORS, THE STOCK OPTION
PLAN FOR NON-EMPLOYEE DIRECTORS AND THE STOCK
OPTION PLAN FOR CONSULTANTS AND ADVISORS
04 APPROVAL OF MATERIAL TERMS OF THE PERFORMANCE Management For No
CRITERIA FOR AWARDS UNDER THE 2001 STOCK PLAN
05 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For No
LLP AS THE COMPANY S INDEPENDENT AUDITOR
- ----------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. CSCO Annual Meeting Date: 11/18/2004
Issuer: 17275R ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS CISCO S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY
30, 2005.
03 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shareholder Against No
THAT THE BOARD S COMPENSATION COMMITTEE INITIATE
A REVIEW OF CISCO S EXECUTIVE COMPENSATION POLICIES
AND MAKE AVAILABLE, UPON REQUEST, A REPORT OF
THAT REVIEW BY JANUARY 1, 2005, AS MORE FULLY
SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.
- ----------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY MON Annual Meeting Date: 01/20/2005
Issuer: 61166W ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITOR Management For No
03 APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN Management Against Yes
04 APPROVAL OF SHAREOWNER PROPOSAL ONE Shareholder Against No
05 APPROVAL OF SHAREOWNER PROPOSAL TWO Shareholder Against No
06 APPROVAL OF SHAREOWNER PROPOSAL THREE Shareholder Against No
07 APPROVAL OF SHAREOWNER PROPOSAL FOUR Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
ACCENTURE LTD ACN Annual Meeting Date: 02/02/2005
Issuer: G1150G ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF BYE-LAW AMENDMENTS TO RELOCATE INTO Management For No
THE BYE-LAWS EXISTING CONTRACTUAL RESTRICTIONS
APPLICABLE TO CLASS A COMMON SHARES OF PARTNERS
AND FORMER PARTNERS BENEFICIALLY OWNED BY THEM
PRIOR TO ACCENTURE S INITIAL PUBLIC OFFERING.
03 RE-APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS Management For No
FOR THE 2005 FISCAL YEAR AND AUTHORIZATION OF
THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
TO DETERMINE KPMG LLP S REMUNERATION.
- ----------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY DE Annual Meeting Date: 02/23/2005
Issuer: 244199 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RE-APPROVAL OF THE JOHN DEERE PERFORMANCE BONUS Management For No
PLAN.
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No
TOUCHE LLP AS THE INDEPENDENT AUDITORS FOR FISCAL
2005.
- ----------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. ADI Annual Meeting Date: 03/08/2005
Issuer: 032654 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For No
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER
29, 2005.
03 SHAREHOLDER PROPOSAL TO ESTABLISH A POLICY OF Shareholder For Yes
EXPENSING IN THE COMPANY S ANNUAL INCOME STATEMENT
THE COSTS OF ALL STOCK OPTIONS ISSUED BY THE COMPANY.
- ----------------------------------------------------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. TYC Annual Meeting Date: 03/10/2005
Issuer: 902124 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RE-APPOINTMENT OF DELOITTE & TOUCHE LLP AS TYCO Management For No
S INDEPENDENT AUDITORS AND AUTHORIZATION FOR
THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
TO SET THE AUDITORS REMUNERATION.
- ----------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY MWD Annual Meeting Date: 03/15/2005
Issuer: 617446 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For No
LLP AS INDEPENDENT AUDITORS.
03 TO AMEND THE CERTIFICATE OF INCORPORATION TO Management For No
INSTITUTE ANNUAL ELECTION OF DIRECTORS.
04 SHAREHOLDER PROPOSAL TO LIMIT CEO COMPENSATION. Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC. LEH Annual Meeting Date: 04/05/2005
Issuer: 524908 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITORS FOR THE FISCAL YEAR 2005.
03 APPROVAL OF 2005 STOCK INCENTIVE PLAN. Management Against Yes
04 SHAREHOLDER PROPOSAL REGARDING CEO COMPENSATION. Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION UTX Annual Meeting Date: 04/13/2005
Issuer: 913017 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 APPROVAL OF UNITED TECHNOLOGIES CORPORATION 2005 Management For No
LONG TERM INCENTIVE PLAN
04 SHAREOWNER PROPOSAL CONCERNING DISCLOSURE OF Shareholder Against No
EXECUTIVE COMPENSATION
05 SHAREOWNER PROPOSAL CONCERNING ETHICAL CRITERIA Shareholder Against No
FOR MILITARY CONTRACTS
06 SHAREOWNER PROPOSAL CONCERNING CEO COMPENSATION Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY LLY Annual Meeting Date: 04/18/2005
Issuer: 532457 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Management For No
COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST
& YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS
FOR 2005.
03 PROPOSAL BY SHAREHOLDERS ON SEPARATING THE ROLES Shareholder For Yes
OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER.
04 PROPOSAL BY SHAREHOLDERS ON IMPORTATION OF PRESCRIPTION Shareholder Against No
DRUGS.
05 PROPOSAL BY SHAREHOLDERS ON A REPORT ON THE IMPACT Shareholder Against No
OF LIMITING PRODUCT SUPPLY TO CANADA.
06 PROPOSAL BY SHAREHOLDERS ON PERIODIC REPORTS Shareholder Against No
ON THE COMPANY S POLITICAL CONTRIBUTIONS.
07 PROPOSAL BY SHAREHOLDERS ON PERFORMANCE-BASED Shareholder For Yes
STOCK OPTIONS.
08 PROPOSAL BY SHAREHOLDERS ON ANIMAL TESTING. Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. C Annual Meeting Date: 04/19/2005
Issuer: 172967 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For No
AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2005.
03 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management For No
CITIGROUP 1999 STOCK INCENTIVE PLAN.
04 STOCKHOLDER PROPOSAL REQUESTING A CURB ON EXECUTIVE Shareholder Against No
COMPENSATION, NO FUTURE STOCK OPTION GRANTS AND
NO RENEWALS OR EXTENSIONS OF OPTION PLANS.
05 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL Shareholder Against No
CONTRIBUTIONS.
06 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shareholder For Yes
OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
07 STOCKHOLDER PROPOSAL REQUESTING THAT CEO COMPENSATION Shareholder Against No
BE LIMITED TO NO MORE THAN 100 TIMES THE AVERAGE
COMPENSATION PAID TO THE COMPANY S NON-MANAGERIAL
WORKERS UNLESS PRIOR STOCKHOLDER APPROVAL IS GRANTED.
08 STOCKHOLDER PROPOSAL REQUESTING ELECTION OF DIRECTOR Shareholder Against No
NOMINEES BY A MAJORITY OF VOTES CAST.
09 STOCKHOLDER PROPOSAL REQUESTING A BY-LAW AMENDMENT Shareholder Against No
PROHIBITING THE PAYMENT OF NON-DEDUCTIBLE COMPENSATION
TO ANY OFFICER UNLESS PRIOR STOCKHOLDER APPROVAL
IS GRANTED.
10 STOCKHOLDER PROPOSAL REQUESTING THAT A SIMPLE Shareholder For Yes
MAJORITY VOTE APPLY ON EACH ISSUE THAT CAN BE
SUBJECT TO A SHAREHOLDER VOTE.
- ----------------------------------------------------------------------------------------------------------------------------
HERSHEY FOODS CORPORATION HSY Annual Meeting Date: 04/19/2005
Issuer: 427866 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No
AUDITORS FOR 2005.
03 APPROVE AMENDMENT TO COMPANY S RESTATED CERTIFICATE Shareholder Against Yes
TO INCREASE AUTHORIZED NUMBER OF SHARES.
04 APPROVE AMENDMENT TO COMPANY S RESTATED CERTIFICATE Management For No
TO CHANGE THE COMPANY S NAME TO THE HERSHEY COMPANY.
- ----------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY KO Annual Meeting Date: 04/19/2005
Issuer: 191216 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT AUDITORS
03 SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT Shareholder Against No
DELEGATION OF INQUIRY TO COLOMBIA
04 SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK Shareholder Against No
05 SHAREOWNER PROPOSAL REGARDING SEVERANCE AGREEMENTS Shareholder For Yes
- ----------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP USB Annual Meeting Date: 04/19/2005
Issuer: 902973 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITOR FOR THE 2005 FISCAL YEAR.
03 AMEND CERTIFICATE OF INCORPORATION TO ELIMINATE Management For No
SUPERMAJORITY VOTING.
04 SHAREHOLDER PROPOSAL: PERFORMANCE VESTING SHARES. Shareholder Against No
05 SHAREHOLDER PROPOSAL: PROHIBITION ON TAX AND Shareholder Against No
NON-AUDIT WORK BY INDEPENDENT AUDITORS.
- ----------------------------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION WB Annual Meeting Date: 04/19/2005
Issuer: 929903 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 A WACHOVIA PROPOSAL TO RATIFY THE APPOINTMENT Management For No
OF KPMG LLP AS AUDITORS FOR THE YEAR 2005.
- ----------------------------------------------------------------------------------------------------------------------------
PG&E CORPORATION PCG Annual Meeting Date: 04/20/2005
Issuer: 69331C ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT PUBLIC Management For No
ACCOUNTANTS
03 ADOPTION OF A NEW LONG-TERM INCENTIVE PLAN Management For No
04 EXPENSE STOCK OPTIONS Shareholder For Yes
05 RADIOACTIVE WASTES Shareholder Against No
06 POISON PILL Shareholder For Yes
07 PERFORMANCE-BASED OPTIONS Shareholder For Yes
08 FUTURE GOLDEN PARACHUTES Shareholder For Yes
- ----------------------------------------------------------------------------------------------------------------------------
THE SHERWIN-WILLIAMS COMPANY SHW Annual Meeting Date: 04/20/2005
Issuer: 824348 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For No
PUBLIC ACCOUNTING FIRM
- ----------------------------------------------------------------------------------------------------------------------------
ALLTEL CORPORATION AT Annual Meeting Date: 04/21/2005
Issuer: 020039 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For No
- ----------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED TXN Annual Meeting Date: 04/21/2005
Issuer: 882508 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Management For No
& YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2005.
03 BOARD PROPOSAL TO APPROVE THE TI EMPLOYEES 2005 Management For No
STOCK PURCHASE PLAN.
04 BOARD PROPOSAL TO REAPPROVE THE MATERIAL TERMS Management For No
OF THE PERFORMANCE GOALS UNDER THE TEXAS INSTRUMENTS
2000 LONG-TERM INCENTIVE PLAN.
- ----------------------------------------------------------------------------------------------------------------------------
WYETH Annual Meeting Date: 04/21/2005
Issuer: 983024 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS Management For No
FIRM
03 ADOPT 2005 STOCK INCENTIVE PLAN Management For No
04 REIMPORTATION OF PRESCRIPTION DRUGS Shareholder Against No
05 SEPARATE THE ROLES OF CHAIRMAN & CEO Shareholder For Yes
06 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shareholder Against No
07 DISCONTINUE PROMOTING PREMARIN AND PROTECTION Shareholder Against No
OF MARES
- ----------------------------------------------------------------------------------------------------------------------------
ALCOA INC. AA Annual Meeting Date: 04/22/2005
Issuer: 013817 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO APPROVE THE INDEPENDENT AUDITOR Management For No
- ----------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. HON Annual Meeting Date: 04/25/2005
Issuer: 438516 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No
03 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For No
INCORPORATION AND BY-LAWS TO ELIMINATE THE CLASSIFIED
STRUCTURE OF THE BOARD OF DIRECTORS
04 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For No
INCORPORATION AND BY-LAWS TO ELIMINATE SUPERMAJORITY
VOTING PROVISIONS
05 MAJORITY VOTE SHAREHOLDER COMMITTEE Shareholder Against No
06 SEPARATION OF CHAIRMAN/CEO Shareholder For Yes
07 EXECUTIVE PAY DISPARITY REPORT Shareholder Against No
08 EXECUTIVE COMPENSATION LIMIT Shareholder Against No
09 COMMONSENSE EXECUTIVE COMPENSATION FRAMEWORK PROPOSAL Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP IBM Annual Meeting Date: 04/26/2005
Issuer: 459200 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For No
PUBLIC ACCOUNTING FIRM (PAGE 24)
03 STOCKHOLDER PROPOSAL ON--CUMULATIVE VOTING (PAGE Shareholder Against No
25)
04 STOCKHOLDER PROPOSAL ON--PENSION AND RETIREMENT Shareholder Against No
MEDICAL (PAGE 25)
05 STOCKHOLDER PROPOSAL ON--EXECUTIVE COMPENSATION Shareholder Against No
(PAGE 27)
06 STOCKHOLDER PROPOSAL ON--EXPENSING STOCK OPTIONS Shareholder For Yes
(PAGE 28)
07 STOCKHOLDER PROPOSAL ON--DISCLOSURE OF EXECUTIVE Shareholder Against No
COMPENSATION (PAGE 29)
08 STOCKHOLDER PROPOSAL ON--OFFSHORING (PAGE 30) Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
CHEVRONTEXACO CORPORATION CVX Annual Meeting Date: 04/27/2005
Issuer: 166764 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For No
ACCOUNTING FIRM
03 DIRECTORS COMPENSATION Shareholder Against No
04 EXECUTIVE SEVERANCE AGREEMENTS Shareholder For Yes
05 STOCK OPTION EXPENSING Shareholder For Yes
06 ANIMAL TESTING Shareholder Against No
07 OIL & GAS DRILLING IN PROTECTED/SENSITIVE AREAS Shareholder Against No
08 REPORT ON ECUADOR Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY DD Annual Meeting Date: 04/27/2005
Issuer: 263534 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For No
ACCOUNTING FIRM
03 ON GOVERNMENT SERVICE Shareholder Against No
04 ON INTERNATIONAL WORKPLACE STANDARDS Shareholder Against No
05 ON EXECUTIVE COMPENSATION Shareholder Against No
06 ON ANIMAL TESTING Shareholder Against No
07 ON GENETICALLY MODIFIED FOOD Shareholder Against No
08 ON PERFORMANCE-BASED OPTIONS Shareholder Against No
09 ON DISCLOSURE OF PFOA COSTS Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY GE Annual Meeting Date: 04/27/2005
Issuer: 369604 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
A DIRECTOR Management For No
B RATIFICATION OF SELECTION OF INDEPENDENT AUDITOR Management For No
01 CUMULATIVE VOTING Shareholder For Yes
02 REPORT ON NUCLEAR RISK Shareholder Against No
03 REPORT ON PCB CLEANUP COSTS Shareholder Against No
04 CURB OVER-EXTENDED DIRECTORS Shareholder Against No
05 REPORT ON SUSTAINABILITY Shareholder Against No
06 DISCLOSE POLITICAL CONTRIBUTIONS Shareholder Against No
07 ANIMAL TESTING Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. MO Annual Meeting Date: 04/28/2005
Issuer: 02209S ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 2005 PERFORMANCE INCENTIVE PLAN Management For No
03 2005 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE Management For No
DIRECTORS
04 RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS Management For No
05 STOCKHOLDER PROPOSAL NO. 1 REQUESTING ELIMINATION Management Against No
OF ANIMAL TESTING FOR TOBACCO PRODUCTS
06 STOCKHOLDER PROPOSAL NO. 2 REQUESTING WAYS TO Shareholder Against No
MORE ADEQUATELY WARN PREGNANT WOMEN
07 STOCKHOLDER PROPOSAL NO. 3 SEEKING TO CEASE PROMOTING Shareholder Against No
LIGHT AND ULTRA LIGHT BRANDS
08 STOCKHOLDER PROPOSAL NO. 4 SEEKING TO EXTEND Shareholder Against No
NEW YORK FIRE-SAFE PRODUCTS NATIONALLY
- ----------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED Annual Meeting Date: 04/28/2005
Issuer: 057224 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF DELOITTE & TOUCHE AS THE COMPANY Management For No
S INDEPENDENT AUDITOR FOR FISCAL YEAR 2005.
03 PROPOSAL TO AMEND THE COMPANY S RESTATED CERTIFICATE Management For No
OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS.
04 STOCKHOLDER PROPOSAL NO. 1 REGARDING MAJORITY Shareholder Against No
VOTES PROTOCOL.
- ----------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Annual Meeting Date: 04/28/2005
Issuer: 478160 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN. Management Against Yes
03 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
AS INDEPENDENT AUDITORS
- ----------------------------------------------------------------------------------------------------------------------------
PFIZER INC. PFE Annual Meeting Date: 04/28/2005
Issuer: 717081 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 A PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Management For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2005.
03 SHAREHOLDER PROPOSAL RELATING TO TERM LIMITS Shareholder Against No
FOR DIRECTORS.
04 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INCREASING Shareholder Against No
ACCESS TO PFIZER PRODUCTS.
05 SHAREHOLDER PROPOSAL RELATING TO IMPORTATION Shareholder Against No
OF PRESCRIPTION DRUGS.
06 SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS. Shareholder Against No
07 SHAREHOLDER PROPOSAL RELATING TO PRODUCT AVAILABILITY Shareholder Against No
IN CANADA.
08 SHAREHOLDER PROPOSAL RELATING TO THE SEPARATION Shareholder For Yes
OF THE ROLES OF CHAIR AND CEO AND ACCESS TO PHARMACEUTICAL
PRODUCTS.
- ----------------------------------------------------------------------------------------------------------------------------
MOTOROLA, INC. MOT Annual Meeting Date: 05/02/2005
Issuer: 620076 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 SHAREHOLDER PROPOSAL RE: NON-DEDUCTIBLE EXECUTIVE Shareholder Against No
COMPENSATION
03 SHAREHOLDER PROPOSAL RE: DIRECTOR ELECTION BY Shareholder Against No
MAJORITY VOTE
- ----------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION EMC Annual Meeting Date: 05/05/2005
Issuer: 268648 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL 2 - TO APPROVE AMENDMENTS TO THE EMC Management For No
CORPORATION 2003 STOCK PLAN TO INCREASE BY 100,000,000
THE NUMBER OF SHARES AVAILABLE UNDER THE PLAN,
AND INCREASE THE NUMBER OF SHARES WHICH MAY BE
ISSUED PURSUANT TO AWARDS OF RESTRICTED STOCK
AND/ OR RESTRICTED STOCK UNITS TO 30% OF THE
TOTAL AUTHORIZED SHARES UNDER THE PLAN, AS DESCRIBED
IN EMC S PROXY STATEMENT.
03 PROPOSAL 3 - TO RATIFY THE SELECTION BY THE AUDIT Management For No
COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP AS EMC S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2005.
04 PROPOSAL 4 - TO ACT UPON A SHAREHOLDER PROPOSAL Shareholder For Yes
RELATING TO PERFORMANCE-BASED STOCK OPTIONS,
AS DESCRIBED IN EMC S PROXY STATEMENT.
05 PROPOSAL 5 - TO ACT UPON A SHAREHOLDER PROPOSAL Shareholder For Yes
RELATING TO EMC S AUDIT COMMITTEE, AS DESCRIBED
IN EMC S PROXY STATEMENT.
- ----------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. VZ Annual Meeting Date: 05/05/2005
Issuer: 92343V ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For No
ACCOUNTING FIRM
03 CUMULATIVE VOTING Shareholder Against No
04 MAJORITY VOTE FOR ELECTION OF DIRECTORS Shareholder Against No
05 BOARD COMPOSITION Shareholder For Yes
06 SEPARATE CHAIRMAN AND CEO Shareholder For Yes
07 DIRECTORS LIABILITY Shareholder Against No
08 REPORT ON POLITICAL CONTRIBUTIONS Shareholder Against No
Vote Summary Report (Long)
07/01/04 to 06/30/05
Allergan, Inc. Shares Voted 3,200 Security 18490102
Meeting Date 4/26/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Trevor M. Jones Mgmt For For
1.2 Elect Director Karen R. Oscar Mgmt For For
1.3 Elect Director Leonard D. Schaeffer Mgmt For For
Bank of America Corp. Shares Voted 13,900 Security 60505104
Meeting Date 4/27/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director William Barnet, III Mgmt For For
1.2 Elect Director Charles W. Coker Mgmt For For
1.3 Elect Director John T. Collins Mgmt For For
1.4 Elect Director Gary L. Countryman Mgmt For For
1.5 Elect Director Paul Fulton Mgmt For For
1.6 Elect Director Charles K. Gifford Mgmt For For
1.7 Elect Director W. Steven Jones Mgmt For For
1.8 Elect Director Kenneth D. Lewis Mgmt For For
1.9 Elect Director Walter E. Massey Mgmt For For
1.1 Elect Director Thomas J. May Mgmt For For
1.11 Elect Director Patricia E. Mitchell Mgmt For For
1.12 Elect Director Edward L. Romero Mgmt For For
1.13 Elect Director Thomas M. Ryan Mgmt For For
1.14 Elect Director O. Temple Sloan, Jr. Mgmt For For
1.15 Elect Director Meredith R. Spangler Mgmt For For
1.16 Elect Director Robert L. Tillman Mgmt For For
1.17 Elect Director Jackie M. Ward Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Political Contributions ShrHoldr Against Against
4 Director Nominee Amendment ShrHoldr Against Against
E.I. Du Pont De Nemours & Co. Shares Voted 5,000 Security 263534109
Meeting Date 4/27/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Alain J.P. Belda Mgmt For For
1.2 Elect Director Richard H. Brown Mgmt For For
1.3 Elect Director Curtis J. Crawford Mgmt For For
1.4 Elect Director John T. Dillon Mgmt For For
1.5 Elect Director Louisa C. Duemling Mgmt For For
1.6 Elect Director Charles O. Holliday, Jr. Mgmt For For
1.7 Elect Director Lois D. Juliber Mgmt For For
1.8 Elect Director Masahisa Naitoh Mgmt For For
1.9 Elect Director William K. Reilly Mgmt For For
1.1 Elect Director H. Rodney Sharp, III Mgmt For For
1.11 Elect Director Charles M. Vest Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Government Service of Employees ShrHoldr Against Against
4 Implement ILO Code of Conduct ShrHoldr Against Against
5 Executive Compensation ShrHoldr Against Against
6 Eliminate Animal Testing ShrHoldr Against Against
7 Report on Genetically Modified Organisms ShrHoldr Against Against
8 Performance- Based/Indexed Options ShrHoldr Against Against
9 Report on PFOA Chemical Remediation ShrHoldr Against Against
Lockheed Martin Corp. Shares Voted 3,300 Security 539830109
Meeting Date 4/28/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director E.C. 'Pete' Aldridge, Jr. Mgmt For For
1.2 Elect Director Nolan D. Archibald Mgmt For For
1.3 Elect Director Marcus C. Bennett Mgmt For For
1.4 Elect Director James O. Ellis, Jr. Mgmt For For
1.5 Elect Director Gwendolyn S. King Mgmt For For
1.6 Elect Director Douglas H. McCorkindale Mgmt For For
1.7 Elect Director Eugene F. Murphy Mgmt For For
1.8 Elect Director Joseph W. Ralston Mgmt For For
1.9 Elect Director Frank Savage Mgmt For For
1.1 Elect Director Anne Stevens Mgmt For For
1.11 Elect Director Robert J. Stevens Mgmt For For
1.12 Elect Director James R. Ukropina Mgmt For For
1.13 Elect Director Douglas C. Yearley Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Performance-Based/Indexed Options ShrHoldr Against Against
Adopt Simple Majority Vote Requirement for All
5 Issues ShrHoldr Against For
6 Report on Pay Disparity ShrHoldr Against Against
and amend its code of conduct and policies
related to bidding Review Code of Conduct on
7 Military Contracts ShrHoldr Against Against
Georgia-Pacific Corp. Shares Voted 7,800 Security 373298108
Meeting Date 5/3/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director James S. Balloun Mgmt For For
1.2 Elect Director Thomas D. Bell, Jr. Mgmt For For
1.3 Elect Director Jon A. Boscia Mgmt For For
1.4 Elect Director Alston D. Correll Mgmt For For
1.5 Elect Director John D. Zeglis Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Declassify the Board of Directors Mgmt Against For
Ambac Financial Group, Inc. Shares Voted 2,200 Security 23139108
Meeting Date 5/3/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Phillip B. Lassiter Mgmt For For
1.2 Elect Director Michael A. Callen Mgmt For For
1.3 Elect Director Jill M. Considine Mgmt For For
1.4 Elect Director Robert J. Genader Mgmt For For
1.5 Elect Director W. Grant Gregory Mgmt For For
1.6 Elect Director Thomas C. Theobald Mgmt For For
1.7 Elect Director Laura S. Unger Mgmt For For
1.8 Elect Director Henry D.G. Wallace Mgmt For For
2 Amend Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
PepsiCo, Inc. Shares Voted 6,800 Security 713448108
Meeting Date 5/4/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director John F. Akers Mgmt For For
1.2 Elect Director Robert E. Allen Mgmt For For
1.3 Elect Director Ray L. Hunt Mgmt For For
1.4 Elect Director Arthur C. Martinez Mgmt For For
1.5 Elect Director Indra K. Nooyi Mgmt For For
1.6 Elect Director Steven S Reinemund Mgmt For For
1.7 Elect Director Sharon P. Rockefeller Mgmt For For
1.8 Elect Director James J. Schiro Mgmt For For
1.9 Elect Director Franklin A. Thomas Mgmt For For
1.1 Elect Director Cynthia M. Trudell Mgmt For For
1.11 Elect Director Solomon D. Trujillo Mgmt For For
1.12 Elect Director Daniel Vasella Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Corporate Political Contributions ShrHoldr Against Against
Avon Products, Inc. Shares Voted 5,100 Security 54303102
Meeting Date 5/5/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Fred Hassan Mgmt For For
1.2 Elect Director Ann S. Moore Mgmt For For
1.3 Elect Director Lawrence A. Weinbach Mgmt For For
2 Ratify Auditors Mgmt For For
3 Declassify the Board of Directors Mgmt For For
4 Amend Omnibus Stock Plan Mgmt For For
Disclose Charitable Contributions and
5 Fundraising Efforts ShrHoldr Against Against
Reformulate Products to Remove Chemicals Banned
6 by EU ShrHoldr Against Against
The Gap, Inc. Shares Voted 10,600 Security 364760108
Meeting Date 5/10/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Howard P. Behar Mgmt For For
1.2 Elect Director Adrian D. P. Bellamy Mgmt For For
1.3 Elect Director Domenico De Sole Mgmt For For
1.4 Elect Director Donald G. Fisher Mgmt For For
1.5 Elect Director Doris F. Fisher Mgmt For For
1.6 Elect Director Robert J. Fisher Mgmt For For
1.7 Elect Director Penelope L. Hughes Mgmt For For
1.8 Elect Director Bob L. Martin Mgmt For For
1.9 Elect Director Jorge P. Montoya Mgmt For For
1.1 Elect Director Paul S. Pressler Mgmt For For
1.11 Elect Director James M. Schneider Mgmt For For
1.12 Elect Director Mayo A. Shattuck III Mgmt For For
1.13 Elect Director Margaret C. Whitman Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Executive Incentive Bonus Plan Mgmt For For
3M CO Shares Voted 4,100 Security 88579Y101
Meeting Date 5/10/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Vance D. Coffman Mgmt For For
1.2 Elect Director Rozanne L. Ridgway Mgmt For For
1.3 Elect Director Louis W. Sullivan Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
4 Eliminate Animal Testing ShrHoldr Against Against
5 Implement China Principles ShrHoldr Against Against
Altera Corp. Shares Voted 7,700 Security 21441100
Meeting Date 5/10/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director John P. Daane Mgmt For For
1.2 Elect Director Robert W. Reed Mgmt For For
1.3 Elect Director Charles M. Clough Mgmt For For
1.4 Elect Director Robert J. Finocchio, Jr Mgmt For For
1.5 Elect Director Kevin McGarity Mgmt For For
1.6 Elect Director Paul Newhagen Mgmt For For
1.7 Elect Director William E. Terry Mgmt For For
1.8 Elect Director Susan Wang Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Amend Stock Option Plan Mgmt For Against
4 Amend Qualified Employee Stock Purchase Plan Mgmt For For
5 Ratify Auditors Mgmt For For
6 Expense Stock Options ShrHoldr Against For
Require a Majority Vote for the Election of
7 Directors ShrHoldr Against Against
Wellpoint Inc Shares Voted 1,800 Security 94973V107
Meeting Date 5/10/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director William H.T. Bush Mgmt For For
1.2 Elect Director Warren Y. Jobe Mgmt For For
1.3 Elect Director William G. Mays Mgmt For For
1.4 Elect Director Senator Donald W. Riegle, Jr. Mgmt For For
1.5 Elect Director William J. Ryan Mgmt For For
2 Ratify Auditors Mgmt For For
3 Performance- Based/Indexed Options ShrHoldr Against For
Amgen, Inc. Shares Voted 7,100 Security 31162100
Meeting Date 5/11/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Dr. David Baltimore Mgmt For For
1.2 Elect Director Ms. Judith C. Pelham Mgmt For For
1.3 Elect Director Mr. Kevin W. Sharer Mgmt For For
2 Ratify Auditors Mgmt For For
3 Eliminate Animal Testing ShrHoldr Against Against
4 Review/Limit Executive Compensation ShrHoldr Against Against
5 Adopt Retention Ratio for Executives ShrHoldr Against Against
Caremark Rx, Inc. Shares Voted 6,800 Security 141705103
Meeting Date 5/11/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Edwin M. Crawford Mgmt For For
1.2 Elect Director Kristen Gibney Williams Mgmt For For
1.3 Elect Director Edward L. Hardin Mgmt For For
2 Report on Political Contributions ShrHoldr Against Against
McDonald's Corp. Shares Voted 6,200 Security 580135101
Meeting Date 5/11/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Hall Adams, Jr. Mgmt For For
1.2 Elect Director Cary D. McMillan Mgmt For For
1.3 Elect Director Michael J. Roberts Mgmt For For
1.4 Elect Director James A. Skinner Mgmt For For
1.5 Elect Director Anne-Marie Slaughter Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Genetically Modified Organisms ShrHoldr Against Against
CIT Group Inc Shares Voted 4,500 Security 125581108
Meeting Date 5/11/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Jeffrey M. Peek Mgmt For For
1.2 Elect Director Gary C. Butler Mgmt For For
1.3 Elect Director William A. Farlinger Mgmt For For
1.4 Elect Director William M. Freeman Mgmt For For
1.5 Elect Director Hon. Thomas H. Kean Mgmt For For
1.6 Elect Director Marianne Miller Parrs Mgmt For For
1.7 Elect Director Timothy M. Ring Mgmt For For
1.8 Elect Director John R. Ryan Mgmt For For
1.9 Elect Director Peter J. Tobin Mgmt For For
1.1 Elect Director Lois M. Van Deusen Mgmt For For
2 Ratify Auditors Mgmt For For
3 Other Business Mgmt For Against
Entergy Corp. Shares Voted 2,100 Security 29364G103
Meeting Date 5/13/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Maureen Scannell Bateman Mgmt For For
1.2 Elect Director W. Frank Blount Mgmt For For
1.3 Elect Director Simon D. deBree Mgmt For For
1.4 Elect Director Claiborne P. Deming Mgmt For For
1.5 Elect Director Alexis Herman Mgmt For For
1.6 Elect Director Donald C. Hintz Mgmt For For
1.7 Elect Director J. Wayne Leonard Mgmt For For
1.8 Elect Director Robert v.d. Luft Mgmt For For
1.9 Elect Director Kathleen A. Murphy Mgmt For For
1.1 Elect Director James R. Nichols Mgmt For For
1.11 Elect Director William A. Percy, II Mgmt For For
1.12 Elect Director Dennis H. Reilley Mgmt For For
1.13 Elect Director Steven V. Wilkinson Mgmt For For
2 Ratify Auditors Mgmt For For
Require the Chairman of the Board Be an
3 Independent Director ShrHoldr Against For
Require a Majority Vote for the Election of
4 Directors ShrHoldr Against Against
JPMorgan Chase & Co. Shares Voted 8,300 Security 46625H100
Meeting Date 5/17/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Director Hans W. Becherer Mgmt For For
1.2 Elect Director Director John H. Biggs Mgmt For For
1.3 Elect Director Director Lawrence A. Bossidy Mgmt For For
1.4 Elect Director Director Stephen B. Burke Mgmt For For
1.5 Elect Director Director James S. Crown Mgmt For For
1.6 Elect Director Director James Dimon Mgmt For For
1.7 Elect Director Director Ellen V. Futter Mgmt For For
1.8 Elect Director Director William H. Gray, III Mgmt For For
1.9 Elect Director Director William B. Harrison, Jr Mgmt For For
1.1 Elect Director Director Laban P. Jackson, Jr. Mgmt For For
1.11 Elect Director Director John W. Kessler Mgmt For For
1.12 Elect Director Director Robert I. Lipp Mgmt For For
1.13 Elect Director Director Richard A. Manoogian Mgmt For For
1.14 Elect Director Director David C. Novak Mgmt For For
1.15 Elect Director Director Lee R. Raymond Mgmt For For
1.16 Elect Director Director William C. Weldon Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
4 Establish Term Limits for Directors ShrHoldr Against Against
5 Separate Chairman and CEO Positions ShrHoldr Against For
6 Limit Executive Compensation ShrHoldr Against Against
7 Adopt Executive Benefit Policy ShrHoldr Against Against
Target Corporation Shares Voted 6,300 Security 87612E106
Meeting Date 5/18/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Roxanne S. Austin Mgmt For For
1.2 Elect Director James A. Johnson Mgmt For For
2 Ratify Auditors Mgmt For For
The Hartford Financial Shares Voted Security
Services Group, Inc. 3,000 416515104
Meeting Date 5/18/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Ramani Ayer Mgmt For For
1.2 Elect Director Ronald E. Ferguson Mgmt For For
1.3 Elect Director Edward J. Kelly, III Mgmt For For
1.4 Elect Director Paul G. Kirk, Jr. Mgmt For For
1.5 Elect Director Thomas M. Marra Mgmt For For
1.6 Elect Director Gail J. McGovern Mgmt For For
1.7 Elect Director Michael G. Morris Mgmt For For
1.8 Elect Director Robert W. Selander Mgmt For For
1.9 Elect Director Charles B. Strauss Mgmt For For
1.1 Elect Director H. Patrick Swygert Mgmt For For
1.11 Elect Director David K. Zwiener Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
4 Amend Executive Incentive Bonus Plan Mgmt For For
Yahoo!, Inc. Shares Voted 6,000 Security 984332106
Meeting Date 5/19/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Terry S. Semel Mgmt For For
1.2 Elect Director Jerry Yang Mgmt For For
1.3 Elect Director Roy J. Bostock Mgmt For For
1.4 Elect Director Ronald W. Burkle Mgmt For For
1.5 Elect Director Eric Hippeau Mgmt For For
1.6 Elect Director Arthur H. Kern Mgmt For For
1.7 Elect Director Robert A. Kotick Mgmt For For
1.8 Elect Director Edward R. Kozel Mgmt For For
1.9 Elect Director Gary L. Wilson Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Amend Non-Employee Director Stock Option Plan Mgmt For Against
4 Ratify Auditors Mgmt For For
TXU Corp. Shares Voted 2,200 Security 873168108
Meeting Date 5/20/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Derek C. Bonham Mgmt For For
1.2 Elect Director E. Gail de Planque Mgmt For For
1.3 Elect Director William M. Griffin Mgmt For For
1.4 Elect Director Kerney Laday Mgmt For For
1.5 Elect Director Jack E. Little Mgmt For For
1.6 Elect Director Erle Nye Mgmt For For
1.7 Elect Director J.E. Oesterreicher Mgmt For For
1.8 Elect Director Michael W. Ranger Mgmt For For
1.9 Elect Director Herbert H. Richardson Mgmt For For
1.1 Elect Director C. John Wilder Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
Time Warner Inc Shares Voted 27,500 Security 887317105
Meeting Date 5/20/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director James L. Barksdale Mgmt For For
1.2 Elect Director Stephen F. Bollenbach Mgmt For For
1.3 Elect Director Stephen M. Case Mgmt For For
1.4 Elect Director Frank J. Caufield Mgmt For For
1.5 Elect Director Robert C. Clark Mgmt For For
1.6 Elect Director Jessica P. Einhorn Mgmt For For
1.7 Elect Director Miles R. Gilburne Mgmt For For
1.8 Elect Director Carla A. Hills Mgmt For For
1.9 Elect Director Reuben Mark Mgmt For For
1.1 Elect Director Michael A. Miles Mgmt For For
1.11 Elect Director Kenneth J. Novack Mgmt For For
1.12 Elect Director Richard D. Parsons Mgmt For For
1.13 Elect Director R. E. Turner Mgmt For For
1.14 Elect Director Francis T. Vincent, Jr Mgmt For For
1.15 Elect Director Deborah C. Wright Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Pay Disparity ShrHoldr Against Against
Dollar General Corp. Shares Voted 8,200 Security 256669102
Meeting Date 5/24/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director David L. Bere Mgmt For For
1.2 Elect Director Dennis C. Bottorff Mgmt For For
1.3 Elect Director Barbara L. Bowles Mgmt For For
1.4 Elect Director James L. Clayton Mgmt For For
1.5 Elect Director Reginald D. Dickson Mgmt For For
1.6 Elect Director E. Gordon Gee Mgmt For For
1.7 Elect Director Barbara M. Knuckles Mgmt For For
1.8 Elect Director David A. Perdue Mgmt For For
1.9 Elect Director J. Neal Purcell Mgmt For For
1.1 Elect Director James D. Robbins Mgmt For For
1.11 Elect Director David M. Wilds Mgmt For For
2 Approve Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
Exxon Mobil Corp. Shares Voted 23,194 Security 30231G102
Meeting Date 5/25/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Michael J. Boskin Mgmt For For
1.2 Elect Director William W. George Mgmt For For
1.3 Elect Director James R. Houghton Mgmt For For
1.4 Elect Director William R. Howell Mgmt For For
1.5 Elect Director Reatha Clark King Mgmt For For
1.6 Elect Director Philip E. Lippincott Mgmt For For
1.7 Elect Director Henry A. McKinnell, Jr. Mgmt For For
1.8 Elect Director Marilyn Carlson Nelson Mgmt For For
1.9 Elect Director Lee R. Raymond Mgmt For For
1.1 Elect Director Walter V. Shipley Mgmt For For
1.11 Elect Director Rex W. Tillerson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Political Contributions/Activities ShrHoldr Against Against
4 Review/Limit Executive Compensation ShrHoldr Against Against
Nominate Independent Directors with Industry
5 Experience ShrHoldr Against Against
6 Report on Payments to Indonesian Military ShrHoldr Against Against
Adopt Policy Prohibiting Discrimination based
7 on Sexual Orientation ShrHoldr Against Against
Report on Potential Damage of Drilling in
8 Protected Regions ShrHoldr Against Against
Disclose Information Supporting the Company
9 Position on Climate Change ShrHoldr Against Against
Report on Company Policies for Compliance with
10 the Kyoto Protocol ShrHoldr Against Against
Safeway Inc. Shares Voted 7,400 Security 786514208
Meeting Date 5/25/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Steven A. Burd Mgmt For For
1.2 Elect Director Janet E. Grove Mgmt For For
1.3 Elect Director Mohan Gyani Mgmt For For
1.4 Elect Director Paul Hazen Mgmt For For
1.5 Elect Director Robert I. MacDonnell Mgmt For For
1.6 Elect Director Douglas J. MacKenzie Mgmt For For
1.7 Elect Director Rebecca A. Stirn Mgmt For For
1.8 Elect Director William Y. Tauscher Mgmt For For
1.9 Elect Director Raymond G. viault Mgmt For For
2 Ratify Auditors Mgmt For For
3 Provide for Cumulative Voting ShrHoldr Against For
4 Seek Sale of Company ShrHoldr Against Against
5 Separate Chairman and CEO Positions ShrHoldr Against Against
6 Prepare a Sustainability Report ShrHoldr Against Against
7 Limit Awards to Executives ShrHoldr Against Against
Require a Majority Vote for the Election of
8 Directors ShrHoldr Against Against
Limit Composition of Committee(s) to
9 Independent Directors ShrHoldr Against For
Proposal Regarding the Office of The Board of
10 Directors ShrHoldr Against Against
Wal-Mart Stores, Inc. Shares Voted 7,200 Security 931142103
Meeting Date 6/3/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director James W. Breyer Mgmt For For
1.2 Elect Director M. Michele Burns Mgmt For For
1.3 Elect Director Douglas N. Daft Mgmt For For
1.4 Elect Director David D. Glass Mgmt For For
1.5 Elect Director Roland A. Hernandez Mgmt For For
1.6 Elect Director John D. Opie Mgmt For For
1.7 Elect Director J. Paul Reason Mgmt For For
1.8 Elect Director H. Lee Scott, Jr. Mgmt For For
1.9 Elect Director Jack C. Shewmaker Mgmt For For
1.1 Elect Director Jose H. Villarreal Mgmt For For
1.11 Elect Director John T. Walton Mgmt For For
1.12 Elect Director S. Robson Walton Mgmt For For
1.13 Elect Director Christopher J. Williams Mgmt For For
1.14 Elect Director Linda S. Wolf Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Report on Executive Compensation ShrHoldr Against Against
5 Prepare Sustainability Report ShrHoldr Against Against
Report on Stock Option Distribution by Race and
6 Gender ShrHoldr Against Against
7 Report on Political Contributions ShrHoldr Against Against
8 Prepare Equal Opportunity Report ShrHoldr Against Against
Require a Majority Vote for the Election of
9 Directors ShrHoldr Against Against
Require Majority of Independent Directors on
10 Board ShrHoldr Against For
11 Performance- Based/Indexed Options ShrHoldr Against For
Prudential Financial Inc Shares Voted 1,520 Security 744320102
Meeting Date 6/7/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director James G. Cullen Mgmt For For
1.2 Elect Director James A. Unruh Mgmt For For
1.3 Elect Director Gordon M. Bethune Mgmt For For
2 Ratify Auditors Mgmt For For
3 Declassify the Board of Directors Mgmt For For
4 Approve Qualified Employee Stock Purchase Plan Mgmt For For
Devon Energy Corp. Shares Voted 2,820 Security 25179M103
Meeting Date 6/8/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director John A. Hill Mgmt For For
1.2 Elect Director William J. Johnson Mgmt For For
1.3 Elect Director Robert A. Mosbacher Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
Require a Majority Vote for the Election of
4 Directors ShrHoldr Against Against
Staples, Inc. Shares Voted 4,670 Security 855030102
Meeting Date 6/13/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Brenda C. Barnes Mgmt For For
1.2 Elect Director Mary Elizabeth Burton Mgmt For For
1.3 Elect Director Richard J. Currie Mgmt For For
1.4 Elect Director Rowland T. Moriarty Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
Submit Shareholder Rights Plan (Poison Pill) to
4 Shareholder Vote ShrHoldr Against For
Symantec Corp. Shares Voted 6,050 Security 871503108
Meeting Date 6/24/2005 Meeting Type EGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1 Approve Merger Agreement Mgmt For For
2 Increase Authorized Common Stock Mgmt For For
3 Adjourn Meeting Mgmt For Against
ProxyEdge - Investment Company Report Report Date: 08/06/2005
Meeting Date Range: 07/01/2004 to 06/30/2005
Selected Accounts: Scudder Target 2012
- ----------------------------------------------------------------------------------------------------------------------------
DELL INC. Annual Meeting Date: 07/16/2004
Issuer: 24702R ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT AUDITORS Management For No
03 STOCKHOLDER PROPOSAL RELATING TO EXPENSING STOCK Shareholder For Yes
OPTIONS
- ----------------------------------------------------------------------------------------------------------------------------
VERITAS SOFTWARE CORPORATION VRTSE Annual Meeting Date: 08/25/2004
Issuer: 923436 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF AMENDED AND RESTATED 2003 STOCK INCENTIVE Management Against Yes
PLAN
03 RATIFICATION OF KPMG LLP AS INDEPENDENT ACCOUNTANTS Management For No
FOR CURRENT FISCAL YEAR
- ----------------------------------------------------------------------------------------------------------------------------
SYMANTEC CORPORATION SYMC Annual Meeting Date: 09/15/2004
Issuer: 871503 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE THE ADOPTION OF SYMANTEC S AMENDED Shareholder Against Yes
AND RESTATED CERTIFICATE OF INCORPORATION WHICH
WOULD INCREASE THE NUMBER OF AUTHORIZED SHARES
OF COMMON STOCK FROM 900,000,000 TO 1,600,000,000.
03 TO APPROVE THE ADOPTION OF THE SYMANTEC 2004 Management Against Yes
EQUITY INCENTIVE PLAN, AND THE RESERVATION OF
9,000,000 SHARES OF COMMON STOCK FOR ISSUANCE
THEREUNDER.
04 TO APPROVE AMENDMENTS TO SYMANTEC S 2000 DIRECTOR Management For No
EQUITY INCENTIVE PLAN, AS AMENDED (THE DIRECTOR
PLAN ), TO INCREASE THE NUMBER OF SHARES AUTHORIZED
FOR ISSUANCE THEREUNDER FROM 25,000 TO 50,000
AND TO PROVIDE FOR PROPORTIONATE ADJUSTMENT TO
SHARES SUBJECT TO THE DIRECTOR PLAN UPON ANY
STOCK DIVIDEND, STOCK SPLIT OR SIMILAR CHANGE
IN SYMANTEC S CAPITAL STRUCTURE.
05 TO RATIFY THE SELECTION OF KPMG LLP AS SYMANTEC Management For No
S INDEPENDENT AUDITORS FOR THE 2005 FISCAL YEAR.
- ----------------------------------------------------------------------------------------------------------------------------
BIOMET, INC. BMET Annual Meeting Date: 09/18/2004
Issuer: 090613 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2005.
- ----------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION PH Annual Meeting Date: 10/27/2004
Issuer: 701094 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FY05.
03 APPROVAL OF THE PARKER-HANNIFIN CORPORATION 2004 Management For No
NON-EMPLOYEE DIRECTORS STOCK INCENTIVE PLAN.
- ----------------------------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION WB Special Meeting Date: 10/28/2004
Issuer: 929903 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 A PROPOSAL TO APPROVE THE PLAN OF MERGER CONTAINED Management For No
IN THE AGREEMENT AND PLAN OF MERGER, DATED AS
OF JUNE 20, 2004, BETWEEN SOUTHTRUST CORPORATION
AND WACHOVIA, PURSUANT TO WHICH SOUTHTRUST WILL
MERGE WITH AND INTO WACHOVIA, AS MORE FULLY DESCRIBED
IN THE JOINT PROXY STATEMENT-PROSPECTUS DATED
SEPTEMBER 24, 2004.
- ----------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION ORCL Annual Meeting Date: 10/29/2004
Issuer: 68389X ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF Management For No
THE FISCAL YEAR 2005 EXECUTIVE BONUS PLAN
03 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
MAY 31, 2005
04 PROPOSAL FOR THE APPROVAL OF THE AMENDED AND Management For No
RESTATED 2000 LONG-TERM EQUITY INCENTIVE PLAN
05 STOCKHOLDER PROPOSAL FOR THE ADOPTION OF THE Shareholder Against No
CHINA BUSINESS PRINCIPLES FOR RIGHTS OF WORKERS
IN CHINA
- ----------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION MSFT Annual Meeting Date: 11/09/2004
Issuer: 594918 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ADOPTION OF THE AMENDMENTS TO THE 2001 STOCK Management For No
PLAN AND THE 1991 STOCK OPTION PLAN
03 ADOPTION OF THE AMENDMENTS TO THE 1999 STOCK Management For No
PLAN FOR NON-EMPLOYEE DIRECTORS, THE STOCK OPTION
PLAN FOR NON-EMPLOYEE DIRECTORS AND THE STOCK
OPTION PLAN FOR CONSULTANTS AND ADVISORS
04 APPROVAL OF MATERIAL TERMS OF THE PERFORMANCE Management For No
CRITERIA FOR AWARDS UNDER THE 2001 STOCK PLAN
05 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For No
LLP AS THE COMPANY S INDEPENDENT AUDITOR
- ----------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. CSCO Annual Meeting Date: 11/18/2004
Issuer: 17275R ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS CISCO S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY
30, 2005.
03 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shareholder Against No
THAT THE BOARD S COMPENSATION COMMITTEE INITIATE
A REVIEW OF CISCO S EXECUTIVE COMPENSATION POLICIES
AND MAKE AVAILABLE, UPON REQUEST, A REPORT OF
THAT REVIEW BY JANUARY 1, 2005, AS MORE FULLY
SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.
- ----------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY MON Annual Meeting Date: 01/20/2005
Issuer: 61166W ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITOR Management For No
03 APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN Management Against Yes
04 APPROVAL OF SHAREOWNER PROPOSAL ONE Shareholder Against No
05 APPROVAL OF SHAREOWNER PROPOSAL TWO Shareholder Against No
06 APPROVAL OF SHAREOWNER PROPOSAL THREE Shareholder Against No
07 APPROVAL OF SHAREOWNER PROPOSAL FOUR Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
ACCENTURE LTD ACN Annual Meeting Date: 02/02/2005
Issuer: G1150G ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF BYE-LAW AMENDMENTS TO RELOCATE INTO Management For No
THE BYE-LAWS EXISTING CONTRACTUAL RESTRICTIONS
APPLICABLE TO CLASS A COMMON SHARES OF PARTNERS
AND FORMER PARTNERS BENEFICIALLY OWNED BY THEM
PRIOR TO ACCENTURE S INITIAL PUBLIC OFFERING.
03 RE-APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS Management For No
FOR THE 2005 FISCAL YEAR AND AUTHORIZATION OF
THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
TO DETERMINE KPMG LLP S REMUNERATION.
- ----------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY DE Annual Meeting Date: 02/23/2005
Issuer: 244199 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RE-APPROVAL OF THE JOHN DEERE PERFORMANCE BONUS Management For No
PLAN.
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No
TOUCHE LLP AS THE INDEPENDENT AUDITORS FOR FISCAL
2005.
- ----------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. ADI Annual Meeting Date: 03/08/2005
Issuer: 032654 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For No
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER
29, 2005.
03 SHAREHOLDER PROPOSAL TO ESTABLISH A POLICY OF Shareholder For Yes
EXPENSING IN THE COMPANY S ANNUAL INCOME STATEMENT
THE COSTS OF ALL STOCK OPTIONS ISSUED BY THE COMPANY.
- ----------------------------------------------------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. TYC Annual Meeting Date: 03/10/2005
Issuer: 902124 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RE-APPOINTMENT OF DELOITTE & TOUCHE LLP AS TYCO Management For No
S INDEPENDENT AUDITORS AND AUTHORIZATION FOR
THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
TO SET THE AUDITORS REMUNERATION.
- ----------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY MWD Annual Meeting Date: 03/15/2005
Issuer: 617446 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For No
LLP AS INDEPENDENT AUDITORS.
03 TO AMEND THE CERTIFICATE OF INCORPORATION TO Management For No
INSTITUTE ANNUAL ELECTION OF DIRECTORS.
04 SHAREHOLDER PROPOSAL TO LIMIT CEO COMPENSATION. Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC. LEH Annual Meeting Date: 04/05/2005
Issuer: 524908 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITORS FOR THE FISCAL YEAR 2005.
03 APPROVAL OF 2005 STOCK INCENTIVE PLAN. Management Against Yes
04 SHAREHOLDER PROPOSAL REGARDING CEO COMPENSATION. Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION UTX Annual Meeting Date: 04/13/2005
Issuer: 913017 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 APPROVAL OF UNITED TECHNOLOGIES CORPORATION 2005 Management For No
LONG TERM INCENTIVE PLAN
04 SHAREOWNER PROPOSAL CONCERNING DISCLOSURE OF Shareholder Against No
EXECUTIVE COMPENSATION
05 SHAREOWNER PROPOSAL CONCERNING ETHICAL CRITERIA Shareholder Against No
FOR MILITARY CONTRACTS
06 SHAREOWNER PROPOSAL CONCERNING CEO COMPENSATION Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY LLY Annual Meeting Date: 04/18/2005
Issuer: 532457 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Management For No
COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST
& YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS
FOR 2005.
03 PROPOSAL BY SHAREHOLDERS ON SEPARATING THE ROLES Shareholder For Yes
OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER.
04 PROPOSAL BY SHAREHOLDERS ON IMPORTATION OF PRESCRIPTION Shareholder Against No
DRUGS.
05 PROPOSAL BY SHAREHOLDERS ON A REPORT ON THE IMPACT Shareholder Against No
OF LIMITING PRODUCT SUPPLY TO CANADA.
06 PROPOSAL BY SHAREHOLDERS ON PERIODIC REPORTS Shareholder Against No
ON THE COMPANY S POLITICAL CONTRIBUTIONS.
07 PROPOSAL BY SHAREHOLDERS ON PERFORMANCE-BASED Shareholder For Yes
STOCK OPTIONS.
08 PROPOSAL BY SHAREHOLDERS ON ANIMAL TESTING. Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. C Annual Meeting Date: 04/19/2005
Issuer: 172967 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For No
AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2005.
03 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management For No
CITIGROUP 1999 STOCK INCENTIVE PLAN.
04 STOCKHOLDER PROPOSAL REQUESTING A CURB ON EXECUTIVE Shareholder Against No
COMPENSATION, NO FUTURE STOCK OPTION GRANTS AND
NO RENEWALS OR EXTENSIONS OF OPTION PLANS.
05 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL Shareholder Against No
CONTRIBUTIONS.
06 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shareholder For Yes
OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
07 STOCKHOLDER PROPOSAL REQUESTING THAT CEO COMPENSATION Shareholder Against No
BE LIMITED TO NO MORE THAN 100 TIMES THE AVERAGE
COMPENSATION PAID TO THE COMPANY S NON-MANAGERIAL
WORKERS UNLESS PRIOR STOCKHOLDER APPROVAL IS GRANTED.
08 STOCKHOLDER PROPOSAL REQUESTING ELECTION OF DIRECTOR Shareholder Against No
NOMINEES BY A MAJORITY OF VOTES CAST.
09 STOCKHOLDER PROPOSAL REQUESTING A BY-LAW AMENDMENT Shareholder Against No
PROHIBITING THE PAYMENT OF NON-DEDUCTIBLE COMPENSATION
TO ANY OFFICER UNLESS PRIOR STOCKHOLDER APPROVAL
IS GRANTED.
10 STOCKHOLDER PROPOSAL REQUESTING THAT A SIMPLE Shareholder For Yes
MAJORITY VOTE APPLY ON EACH ISSUE THAT CAN BE
SUBJECT TO A SHAREHOLDER VOTE.
- ----------------------------------------------------------------------------------------------------------------------------
HERSHEY FOODS CORPORATION HSY Annual Meeting Date: 04/19/2005
Issuer: 427866 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No
AUDITORS FOR 2005.
03 APPROVE AMENDMENT TO COMPANY S RESTATED CERTIFICATE Shareholder Against Yes
TO INCREASE AUTHORIZED NUMBER OF SHARES.
04 APPROVE AMENDMENT TO COMPANY S RESTATED CERTIFICATE Management For No
TO CHANGE THE COMPANY S NAME TO THE HERSHEY COMPANY.
- ----------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY KO Annual Meeting Date: 04/19/2005
Issuer: 191216 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT AUDITORS
03 SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT Shareholder Against No
DELEGATION OF INQUIRY TO COLOMBIA
04 SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK Shareholder Against No
05 SHAREOWNER PROPOSAL REGARDING SEVERANCE AGREEMENTS Shareholder For Yes
- ----------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP USB Annual Meeting Date: 04/19/2005
Issuer: 902973 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITOR FOR THE 2005 FISCAL YEAR.
03 AMEND CERTIFICATE OF INCORPORATION TO ELIMINATE Management For No
SUPERMAJORITY VOTING.
04 SHAREHOLDER PROPOSAL: PERFORMANCE VESTING SHARES. Shareholder Against No
05 SHAREHOLDER PROPOSAL: PROHIBITION ON TAX AND Shareholder Against No
NON-AUDIT WORK BY INDEPENDENT AUDITORS.
- ----------------------------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION WB Annual Meeting Date: 04/19/2005
Issuer: 929903 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 A WACHOVIA PROPOSAL TO RATIFY THE APPOINTMENT Management For No
OF KPMG LLP AS AUDITORS FOR THE YEAR 2005.
- ----------------------------------------------------------------------------------------------------------------------------
PG&E CORPORATION PCG Annual Meeting Date: 04/20/2005
Issuer: 69331C ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT PUBLIC Management For No
ACCOUNTANTS
03 ADOPTION OF A NEW LONG-TERM INCENTIVE PLAN Management For No
04 EXPENSE STOCK OPTIONS Shareholder For Yes
05 RADIOACTIVE WASTES Shareholder Against No
06 POISON PILL Shareholder For Yes
07 PERFORMANCE-BASED OPTIONS Shareholder For Yes
08 FUTURE GOLDEN PARACHUTES Shareholder For Yes
- ----------------------------------------------------------------------------------------------------------------------------
THE SHERWIN-WILLIAMS COMPANY SHW Annual Meeting Date: 04/20/2005
Issuer: 824348 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For No
PUBLIC ACCOUNTING FIRM
- ----------------------------------------------------------------------------------------------------------------------------
ALLTEL CORPORATION AT Annual Meeting Date: 04/21/2005
Issuer: 020039 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For No
- ----------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED TXN Annual Meeting Date: 04/21/2005
Issuer: 882508 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Management For No
& YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2005.
03 BOARD PROPOSAL TO APPROVE THE TI EMPLOYEES 2005 Management For No
STOCK PURCHASE PLAN.
04 BOARD PROPOSAL TO REAPPROVE THE MATERIAL TERMS Management For No
OF THE PERFORMANCE GOALS UNDER THE TEXAS INSTRUMENTS
2000 LONG-TERM INCENTIVE PLAN.
- ----------------------------------------------------------------------------------------------------------------------------
WYETH Annual Meeting Date: 04/21/2005
Issuer: 983024 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS Management For No
FIRM
03 ADOPT 2005 STOCK INCENTIVE PLAN Management For No
04 REIMPORTATION OF PRESCRIPTION DRUGS Shareholder Against No
05 SEPARATE THE ROLES OF CHAIRMAN & CEO Shareholder For Yes
06 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shareholder Against No
07 DISCONTINUE PROMOTING PREMARIN AND PROTECTION Shareholder Against No
OF MARES
- ----------------------------------------------------------------------------------------------------------------------------
ALCOA INC. AA Annual Meeting Date: 04/22/2005
Issuer: 013817 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO APPROVE THE INDEPENDENT AUDITOR Management For No
- ----------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. HON Annual Meeting Date: 04/25/2005
Issuer: 438516 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No
03 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For No
INCORPORATION AND BY-LAWS TO ELIMINATE THE CLASSIFIED
STRUCTURE OF THE BOARD OF DIRECTORS
04 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For No
INCORPORATION AND BY-LAWS TO ELIMINATE SUPERMAJORITY
VOTING PROVISIONS
05 MAJORITY VOTE SHAREHOLDER COMMITTEE Shareholder Against No
06 SEPARATION OF CHAIRMAN/CEO Shareholder For Yes
07 EXECUTIVE PAY DISPARITY REPORT Shareholder Against No
08 EXECUTIVE COMPENSATION LIMIT Shareholder Against No
09 COMMONSENSE EXECUTIVE COMPENSATION FRAMEWORK PROPOSAL Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP IBM Annual Meeting Date: 04/26/2005
Issuer: 459200 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For No
PUBLIC ACCOUNTING FIRM (PAGE 24)
03 STOCKHOLDER PROPOSAL ON--CUMULATIVE VOTING (PAGE Shareholder Against No
25)
04 STOCKHOLDER PROPOSAL ON--PENSION AND RETIREMENT Shareholder Against No
MEDICAL (PAGE 25)
05 STOCKHOLDER PROPOSAL ON--EXECUTIVE COMPENSATION Shareholder Against No
(PAGE 27)
06 STOCKHOLDER PROPOSAL ON--EXPENSING STOCK OPTIONS Shareholder For Yes
(PAGE 28)
07 STOCKHOLDER PROPOSAL ON--DISCLOSURE OF EXECUTIVE Shareholder Against No
COMPENSATION (PAGE 29)
08 STOCKHOLDER PROPOSAL ON--OFFSHORING (PAGE 30) Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
CHEVRONTEXACO CORPORATION CVX Annual Meeting Date: 04/27/2005
Issuer: 166764 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For No
ACCOUNTING FIRM
03 DIRECTORS COMPENSATION Shareholder Against No
04 EXECUTIVE SEVERANCE AGREEMENTS Shareholder For Yes
05 STOCK OPTION EXPENSING Shareholder For Yes
06 ANIMAL TESTING Shareholder Against No
07 OIL & GAS DRILLING IN PROTECTED/SENSITIVE AREAS Shareholder Against No
08 REPORT ON ECUADOR Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY DD Annual Meeting Date: 04/27/2005
Issuer: 263534 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For No
ACCOUNTING FIRM
03 ON GOVERNMENT SERVICE Shareholder Against No
04 ON INTERNATIONAL WORKPLACE STANDARDS Shareholder Against No
05 ON EXECUTIVE COMPENSATION Shareholder Against No
06 ON ANIMAL TESTING Shareholder Against No
07 ON GENETICALLY MODIFIED FOOD Shareholder Against No
08 ON PERFORMANCE-BASED OPTIONS Shareholder Against No
09 ON DISCLOSURE OF PFOA COSTS Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY GE Annual Meeting Date: 04/27/2005
Issuer: 369604 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
A DIRECTOR Management For No
B RATIFICATION OF SELECTION OF INDEPENDENT AUDITOR Management For No
01 CUMULATIVE VOTING Shareholder For Yes
02 REPORT ON NUCLEAR RISK Shareholder Against No
03 REPORT ON PCB CLEANUP COSTS Shareholder Against No
04 CURB OVER-EXTENDED DIRECTORS Shareholder Against No
05 REPORT ON SUSTAINABILITY Shareholder Against No
06 DISCLOSE POLITICAL CONTRIBUTIONS Shareholder Against No
07 ANIMAL TESTING Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. MO Annual Meeting Date: 04/28/2005
Issuer: 02209S ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 2005 PERFORMANCE INCENTIVE PLAN Management For No
03 2005 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE Management For No
DIRECTORS
04 RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS Management For No
05 STOCKHOLDER PROPOSAL NO. 1 REQUESTING ELIMINATION Management Against No
OF ANIMAL TESTING FOR TOBACCO PRODUCTS
06 STOCKHOLDER PROPOSAL NO. 2 REQUESTING WAYS TO Shareholder Against No
MORE ADEQUATELY WARN PREGNANT WOMEN
07 STOCKHOLDER PROPOSAL NO. 3 SEEKING TO CEASE PROMOTING Shareholder Against No
LIGHT AND ULTRA LIGHT BRANDS
08 STOCKHOLDER PROPOSAL NO. 4 SEEKING TO EXTEND Shareholder Against No
NEW YORK FIRE-SAFE PRODUCTS NATIONALLY
- ----------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED Annual Meeting Date: 04/28/2005
Issuer: 057224 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF DELOITTE & TOUCHE AS THE COMPANY Management For No
S INDEPENDENT AUDITOR FOR FISCAL YEAR 2005.
03 PROPOSAL TO AMEND THE COMPANY S RESTATED CERTIFICATE Management For No
OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS.
04 STOCKHOLDER PROPOSAL NO. 1 REGARDING MAJORITY Shareholder Against No
VOTES PROTOCOL.
- ----------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Annual Meeting Date: 04/28/2005
Issuer: 478160 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN. Management Against Yes
03 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
AS INDEPENDENT AUDITORS
- ----------------------------------------------------------------------------------------------------------------------------
PFIZER INC. PFE Annual Meeting Date: 04/28/2005
Issuer: 717081 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 A PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Management For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2005.
03 SHAREHOLDER PROPOSAL RELATING TO TERM LIMITS Shareholder Against No
FOR DIRECTORS.
04 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INCREASING Shareholder Against No
ACCESS TO PFIZER PRODUCTS.
05 SHAREHOLDER PROPOSAL RELATING TO IMPORTATION Shareholder Against No
OF PRESCRIPTION DRUGS.
06 SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS. Shareholder Against No
07 SHAREHOLDER PROPOSAL RELATING TO PRODUCT AVAILABILITY Shareholder Against No
IN CANADA.
08 SHAREHOLDER PROPOSAL RELATING TO THE SEPARATION Shareholder For Yes
OF THE ROLES OF CHAIR AND CEO AND ACCESS TO PHARMACEUTICAL
PRODUCTS.
- ----------------------------------------------------------------------------------------------------------------------------
MOTOROLA, INC. MOT Annual Meeting Date: 05/02/2005
Issuer: 620076 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 SHAREHOLDER PROPOSAL RE: NON-DEDUCTIBLE EXECUTIVE Shareholder Against No
COMPENSATION
03 SHAREHOLDER PROPOSAL RE: DIRECTOR ELECTION BY Shareholder Against No
MAJORITY VOTE
- ----------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION EMC Annual Meeting Date: 05/05/2005
Issuer: 268648 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL 2 - TO APPROVE AMENDMENTS TO THE EMC Management For No
CORPORATION 2003 STOCK PLAN TO INCREASE BY 100,000,000
THE NUMBER OF SHARES AVAILABLE UNDER THE PLAN,
AND INCREASE THE NUMBER OF SHARES WHICH MAY BE
ISSUED PURSUANT TO AWARDS OF RESTRICTED STOCK
AND/ OR RESTRICTED STOCK UNITS TO 30% OF THE
TOTAL AUTHORIZED SHARES UNDER THE PLAN, AS DESCRIBED
IN EMC S PROXY STATEMENT.
03 PROPOSAL 3 - TO RATIFY THE SELECTION BY THE AUDIT Management For No
COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP AS EMC S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2005.
04 PROPOSAL 4 - TO ACT UPON A SHAREHOLDER PROPOSAL Shareholder For Yes
RELATING TO PERFORMANCE-BASED STOCK OPTIONS,
AS DESCRIBED IN EMC S PROXY STATEMENT.
05 PROPOSAL 5 - TO ACT UPON A SHAREHOLDER PROPOSAL Shareholder For Yes
RELATING TO EMC S AUDIT COMMITTEE, AS DESCRIBED
IN EMC S PROXY STATEMENT.
- ----------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. VZ Annual Meeting Date: 05/05/2005
Issuer: 92343V ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For No
ACCOUNTING FIRM
03 CUMULATIVE VOTING Shareholder Against No
04 MAJORITY VOTE FOR ELECTION OF DIRECTORS Shareholder Against No
05 BOARD COMPOSITION Shareholder For Yes
06 SEPARATE CHAIRMAN AND CEO Shareholder For Yes
07 DIRECTORS LIABILITY Shareholder Against No
08 REPORT ON POLITICAL CONTRIBUTIONS Shareholder Against No
Vote Summary Report (Long)
07/01/04 to 06/30/05
Allergan, Inc. Shares Voted 2,900 Security 18490102
Meeting Date 4/26/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Trevor M. Jones Mgmt For For
1.2 Elect Director Karen R. Oscar Mgmt For For
1.3 Elect Director Leonard D. Schaeffer Mgmt For For
Bank of America Corp. Shares Voted 12,800 Security 60505104
Meeting Date 4/27/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director William Barnet, III Mgmt For For
1.2 Elect Director Charles W. Coker Mgmt For For
1.3 Elect Director John T. Collins Mgmt For For
1.4 Elect Director Gary L. Countryman Mgmt For For
1.5 Elect Director Paul Fulton Mgmt For For
1.6 Elect Director Charles K. Gifford Mgmt For For
1.7 Elect Director W. Steven Jones Mgmt For For
1.8 Elect Director Kenneth D. Lewis Mgmt For For
1.9 Elect Director Walter E. Massey Mgmt For For
1.1 Elect Director Thomas J. May Mgmt For For
1.11 Elect Director Patricia E. Mitchell Mgmt For For
1.12 Elect Director Edward L. Romero Mgmt For For
1.13 Elect Director Thomas M. Ryan Mgmt For For
1.14 Elect Director O. Temple Sloan, Jr. Mgmt For For
1.15 Elect Director Meredith R. Spangler Mgmt For For
1.16 Elect Director Robert L. Tillman Mgmt For For
1.17 Elect Director Jackie M. Ward Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Political Contributions ShrHoldr Against Against
4 Director Nominee Amendment ShrHoldr Against Against
E.I. Du Pont De Nemours & Co. Shares Voted 4,600 Security 263534109
Meeting Date 4/27/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Alain J.P. Belda Mgmt For For
1.2 Elect Director Richard H. Brown Mgmt For For
1.3 Elect Director Curtis J. Crawford Mgmt For For
1.4 Elect Director John T. Dillon Mgmt For For
1.5 Elect Director Louisa C. Duemling Mgmt For For
1.6 Elect Director Charles O. Holliday, Jr. Mgmt For For
1.7 Elect Director Lois D. Juliber Mgmt For For
1.8 Elect Director Masahisa Naitoh Mgmt For For
1.9 Elect Director William K. Reilly Mgmt For For
1.1 Elect Director H. Rodney Sharp, III Mgmt For For
1.11 Elect Director Charles M. Vest Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Government Service of Employees ShrHoldr Against Against
4 Implement ILO Code of Conduct ShrHoldr Against Against
5 Executive Compensation ShrHoldr Against Against
6 Eliminate Animal Testing ShrHoldr Against Against
7 Report on Genetically Modified Organisms ShrHoldr Against Against
8 Performance- Based/Indexed Options ShrHoldr Against Against
9 Report on PFOA Chemical Remediation ShrHoldr Against Against
Lockheed Martin Corp. Shares Voted 3,000 Security 539830109
Meeting Date 4/28/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director E.C. 'Pete' Aldridge, Jr. Mgmt For For
1.2 Elect Director Nolan D. Archibald Mgmt For For
1.3 Elect Director Marcus C. Bennett Mgmt For For
1.4 Elect Director James O. Ellis, Jr. Mgmt For For
1.5 Elect Director Gwendolyn S. King Mgmt For For
1.6 Elect Director Douglas H. McCorkindale Mgmt For For
1.7 Elect Director Eugene F. Murphy Mgmt For For
1.8 Elect Director Joseph W. Ralston Mgmt For For
1.9 Elect Director Frank Savage Mgmt For For
1.1 Elect Director Anne Stevens Mgmt For For
1.11 Elect Director Robert J. Stevens Mgmt For For
1.12 Elect Director James R. Ukropina Mgmt For For
1.13 Elect Director Douglas C. Yearley Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Performance-Based/Indexed Options ShrHoldr Against Against
Adopt Simple Majority Vote Requirement for All
5 Issues ShrHoldr Against For
6 Report on Pay Disparity ShrHoldr Against Against
and amend its code of conduct and policies
related to bidding Review Code of Conduct on
7 Military Contracts ShrHoldr Against Against
Georgia-Pacific Corp. Shares Voted 7,200 Security 373298108
Meeting Date 5/3/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director James S. Balloun Mgmt For For
1.2 Elect Director Thomas D. Bell, Jr. Mgmt For For
1.3 Elect Director Jon A. Boscia Mgmt For For
1.4 Elect Director Alston D. Correll Mgmt For For
1.5 Elect Director John D. Zeglis Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Declassify the Board of Directors Mgmt Against For
Ambac Financial Group, Inc. Shares Voted 2,100 Security 23139108
Meeting Date 5/3/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Phillip B. Lassiter Mgmt For For
1.2 Elect Director Michael A. Callen Mgmt For For
1.3 Elect Director Jill M. Considine Mgmt For For
1.4 Elect Director Robert J. Genader Mgmt For For
1.5 Elect Director W. Grant Gregory Mgmt For For
1.6 Elect Director Thomas C. Theobald Mgmt For For
1.7 Elect Director Laura S. Unger Mgmt For For
1.8 Elect Director Henry D.G. Wallace Mgmt For For
2 Amend Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
PepsiCo, Inc. Shares Voted 6,350 Security 713448108
Meeting Date 5/4/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director John F. Akers Mgmt For For
1.2 Elect Director Robert E. Allen Mgmt For For
1.3 Elect Director Ray L. Hunt Mgmt For For
1.4 Elect Director Arthur C. Martinez Mgmt For For
1.5 Elect Director Indra K. Nooyi Mgmt For For
1.6 Elect Director Steven S Reinemund Mgmt For For
1.7 Elect Director Sharon P. Rockefeller Mgmt For For
1.8 Elect Director James J. Schiro Mgmt For For
1.9 Elect Director Franklin A. Thomas Mgmt For For
1.1 Elect Director Cynthia M. Trudell Mgmt For For
1.11 Elect Director Solomon D. Trujillo Mgmt For For
1.12 Elect Director Daniel Vasella Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Corporate Political Contributions ShrHoldr Against Against
Avon Products, Inc. Shares Voted 4,700 Security 54303102
Meeting Date 5/5/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Fred Hassan Mgmt For For
1.2 Elect Director Ann S. Moore Mgmt For For
1.3 Elect Director Lawrence A. Weinbach Mgmt For For
2 Ratify Auditors Mgmt For For
3 Declassify the Board of Directors Mgmt For For
4 Amend Omnibus Stock Plan Mgmt For For
Disclose Charitable Contributions and
5 Fundraising Efforts ShrHoldr Against Against
Reformulate Products to Remove Chemicals
6 Banned by EU ShrHoldr Against Against
The Gap, Inc. Shares Voted 10,200 Security 364760108
Meeting Date 5/10/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Howard P. Behar Mgmt For For
1.2 Elect Director Adrian D. P. Bellamy Mgmt For For
1.3 Elect Director Domenico De Sole Mgmt For For
1.4 Elect Director Donald G. Fisher Mgmt For For
1.5 Elect Director Doris F. Fisher Mgmt For For
1.6 Elect Director Robert J. Fisher Mgmt For For
1.7 Elect Director Penelope L. Hughes Mgmt For For
1.8 Elect Director Bob L. Martin Mgmt For For
1.9 Elect Director Jorge P. Montoya Mgmt For For
1.1 Elect Director Paul S. Pressler Mgmt For For
1.11 Elect Director James M. Schneider Mgmt For For
1.12 Elect Director Mayo A. Shattuck III Mgmt For For
1.13 Elect Director Margaret C. Whitman Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Executive Incentive Bonus Plan Mgmt For For
3M CO Shares Voted 3,700 Security 88579Y101
Meeting Date 5/10/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Vance D. Coffman Mgmt For For
1.2 Elect Director Rozanne L. Ridgway Mgmt For For
1.3 Elect Director Louis W. Sullivan Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
4 Eliminate Animal Testing ShrHoldr Against Against
5 Implement China Principles ShrHoldr Against Against
Altera Corp. Shares Voted 7,400 Security 21441100
Meeting Date 5/10/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director John P. Daane Mgmt For For
1.2 Elect Director Robert W. Reed Mgmt For For
1.3 Elect Director Charles M. Clough Mgmt For For
1.4 Elect Director Robert J. Finocchio, Jr Mgmt For For
1.5 Elect Director Kevin McGarity Mgmt For For
1.6 Elect Director Paul Newhagen Mgmt For For
1.7 Elect Director William E. Terry Mgmt For For
1.8 Elect Director Susan Wang Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Amend Stock Option Plan Mgmt For Against
4 Amend Qualified Employee Stock Purchase Plan Mgmt For For
5 Ratify Auditors Mgmt For For
6 Expense Stock Options ShrHoldr Against For
Require a Majority Vote for the Election of
7 Directors ShrHoldr Against Against
Wellpoint Inc Shares Voted 1,700 Security 94973V107
Meeting Date 5/10/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director William H.T. Bush Mgmt For For
1.2 Elect Director Warren Y. Jobe Mgmt For For
1.3 Elect Director William G. Mays Mgmt For For
1.4 Elect Director Senator Donald W. Riegle, Jr. Mgmt For For
1.5 Elect Director William J. Ryan Mgmt For For
2 Ratify Auditors Mgmt For For
3 Performance- Based/Indexed Options ShrHoldr Against For
Amgen, Inc. Shares Voted 6,700 Security 31162100
Meeting Date 5/11/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Dr. David Baltimore Mgmt For For
1.2 Elect Director Ms. Judith C. Pelham Mgmt For For
1.3 Elect Director Mr. Kevin W. Sharer Mgmt For For
2 Ratify Auditors Mgmt For For
3 Eliminate Animal Testing ShrHoldr Against Against
4 Review/Limit Executive Compensation ShrHoldr Against Against
5 Adopt Retention Ratio for Executives ShrHoldr Against Against
Caremark Rx, Inc. Shares Voted 6,600 Security 141705103
Meeting Date 5/11/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Edwin M. Crawford Mgmt For For
1.2 Elect Director Kristen Gibney Williams Mgmt For For
1.3 Elect Director Edward L. Hardin Mgmt For For
2 Report on Political Contributions ShrHoldr Against Against
McDonald's Corp. Shares Voted 5,700 Security 580135101
Meeting Date 5/11/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Hall Adams, Jr. Mgmt For For
1.2 Elect Director Cary D. McMillan Mgmt For For
1.3 Elect Director Michael J. Roberts Mgmt For For
1.4 Elect Director James A. Skinner Mgmt For For
1.5 Elect Director Anne-Marie Slaughter Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Genetically Modified Organisms ShrHoldr Against Against
CIT Group Inc Shares Voted 4,200 Security 125581108
Meeting Date 5/11/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Jeffrey M. Peek Mgmt For For
1.2 Elect Director Gary C. Butler Mgmt For For
1.3 Elect Director William A. Farlinger Mgmt For For
1.4 Elect Director William M. Freeman Mgmt For For
1.5 Elect Director Hon. Thomas H. Kean Mgmt For For
1.6 Elect Director Marianne Miller Parrs Mgmt For For
1.7 Elect Director Timothy M. Ring Mgmt For For
1.8 Elect Director John R. Ryan Mgmt For For
1.9 Elect Director Peter J. Tobin Mgmt For For
1.1 Elect Director Lois M. Van Deusen Mgmt For For
2 Ratify Auditors Mgmt For For
3 Other Business Mgmt For Against
Entergy Corp. Shares Voted 2,000 Security 29364G103
Meeting Date 5/13/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Maureen Scannell Bateman Mgmt For For
1.2 Elect Director W. Frank Blount Mgmt For For
1.3 Elect Director Simon D. deBree Mgmt For For
1.4 Elect Director Claiborne P. Deming Mgmt For For
1.5 Elect Director Alexis Herman Mgmt For For
1.6 Elect Director Donald C. Hintz Mgmt For For
1.7 Elect Director J. Wayne Leonard Mgmt For For
1.8 Elect Director Robert v.d. Luft Mgmt For For
1.9 Elect Director Kathleen A. Murphy Mgmt For For
1.1 Elect Director James R. Nichols Mgmt For For
1.11 Elect Director William A. Percy, II Mgmt For For
1.12 Elect Director Dennis H. Reilley Mgmt For For
1.13 Elect Director Steven V. Wilkinson Mgmt For For
2 Ratify Auditors Mgmt For For
Require the Chairman of the Board Be an
3 Independent Director ShrHoldr Against For
Require a Majority Vote for the Election of
4 Directors ShrHoldr Against Against
JPMorgan Chase & Co. Shares Voted 7,800 Security 46625H100
Meeting Date 5/17/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Director Hans W. Becherer Mgmt For For
1.2 Elect Director Director John H. Biggs Mgmt For For
1.3 Elect Director Director Lawrence A. Bossidy Mgmt For For
1.4 Elect Director Director Stephen B. Burke Mgmt For For
1.5 Elect Director Director James S. Crown Mgmt For For
1.6 Elect Director Director James Dimon Mgmt For For
1.7 Elect Director Director Ellen V. Futter Mgmt For For
1.8 Elect Director Director William H. Gray, III Mgmt For For
1.9 Elect Director Director William B. Harrison, Jr Mgmt For For
1.1 Elect Director Director Laban P. Jackson, Jr. Mgmt For For
1.11 Elect Director Director John W. Kessler Mgmt For For
1.12 Elect Director Director Robert I. Lipp Mgmt For For
1.13 Elect Director Director Richard A. Manoogian Mgmt For For
1.14 Elect Director Director David C. Novak Mgmt For For
1.15 Elect Director Director Lee R. Raymond Mgmt For For
1.16 Elect Director Director William C. Weldon Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
4 Establish Term Limits for Directors ShrHoldr Against Against
5 Separate Chairman and CEO Positions ShrHoldr Against For
6 Limit Executive Compensation ShrHoldr Against Against
7 Adopt Executive Benefit Policy ShrHoldr Against Against
Target Corporation Shares Voted 6,000 Security 8.76E+110
Meeting Date 5/18/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Roxanne S. Austin Mgmt For For
1.2 Elect Director James A. Johnson Mgmt For For
2 Ratify Auditors Mgmt For For
The Hartford Financial Services Shares Voted Security
Group, Inc. 2,800 416515104
Meeting Date 5/18/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Ramani Ayer Mgmt For For
1.2 Elect Director Ronald E. Ferguson Mgmt For For
1.3 Elect Director Edward J. Kelly, III Mgmt For For
1.4 Elect Director Paul G. Kirk, Jr. Mgmt For For
1.5 Elect Director Thomas M. Marra Mgmt For For
1.6 Elect Director Gail J. McGovern Mgmt For For
1.7 Elect Director Michael G. Morris Mgmt For For
1.8 Elect Director Robert W. Selander Mgmt For For
1.9 Elect Director Charles B. Strauss Mgmt For For
1.1 Elect Director H. Patrick Swygert Mgmt For For
1.11 Elect Director David K. Zwiener Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
4 Amend Executive Incentive Bonus Plan Mgmt For For
Yahoo!, Inc. Shares Voted 5,400 Security 984332106
Meeting Date 5/19/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Terry S. Semel Mgmt For For
1.2 Elect Director Jerry Yang Mgmt For For
1.3 Elect Director Roy J. Bostock Mgmt For For
1.4 Elect Director Ronald W. Burkle Mgmt For For
1.5 Elect Director Eric Hippeau Mgmt For For
1.6 Elect Director Arthur H. Kern Mgmt For For
1.7 Elect Director Robert A. Kotick Mgmt For For
1.8 Elect Director Edward R. Kozel Mgmt For For
1.9 Elect Director Gary L. Wilson Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Amend Non-Employee Director Stock Option Plan Mgmt For Against
4 Ratify Auditors Mgmt For For
TXU Corp. Shares Voted 2,100 Security 873168108
Meeting Date 5/20/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Derek C. Bonham Mgmt For For
1.2 Elect Director E. Gail de Planque Mgmt For For
1.3 Elect Director William M. Griffin Mgmt For For
1.4 Elect Director Kerney Laday Mgmt For For
1.5 Elect Director Jack E. Little Mgmt For For
1.6 Elect Director Erle Nye Mgmt For For
1.7 Elect Director J.E. Oesterreicher Mgmt For For
1.8 Elect Director Michael W. Ranger Mgmt For For
1.9 Elect Director Herbert H. Richardson Mgmt For For
1.1 Elect Director C. John Wilder Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
Time Warner Inc Shares Voted 26,500 Security 887317105
Meeting Date 5/20/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director James L. Barksdale Mgmt For For
1.2 Elect Director Stephen F. Bollenbach Mgmt For For
1.3 Elect Director Stephen M. Case Mgmt For For
1.4 Elect Director Frank J. Caufield Mgmt For For
1.5 Elect Director Robert C. Clark Mgmt For For
1.6 Elect Director Jessica P. Einhorn Mgmt For For
1.7 Elect Director Miles R. Gilburne Mgmt For For
1.8 Elect Director Carla A. Hills Mgmt For For
1.9 Elect Director Reuben Mark Mgmt For For
1.1 Elect Director Michael A. Miles Mgmt For For
1.11 Elect Director Kenneth J. Novack Mgmt For For
1.12 Elect Director Richard D. Parsons Mgmt For For
1.13 Elect Director R. E. Turner Mgmt For For
1.14 Elect Director Francis T. Vincent, Jr Mgmt For For
1.15 Elect Director Deborah C. Wright Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Pay Disparity ShrHoldr Against Against
Dollar General Corp. Shares Voted 7,700 Security 256669102
Meeting Date 5/24/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director David L. Bere Mgmt For For
1.2 Elect Director Dennis C. Bottorff Mgmt For For
1.3 Elect Director Barbara L. Bowles Mgmt For For
1.4 Elect Director James L. Clayton Mgmt For For
1.5 Elect Director Reginald D. Dickson Mgmt For For
1.6 Elect Director E. Gordon Gee Mgmt For For
1.7 Elect Director Barbara M. Knuckles Mgmt For For
1.8 Elect Director David A. Perdue Mgmt For For
1.9 Elect Director J. Neal Purcell Mgmt For For
1.1 Elect Director James D. Robbins Mgmt For For
1.11 Elect Director David M. Wilds Mgmt For For
2 Approve Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
Exxon Mobil Corp. Shares Voted 19,924 Security 30231G102
Meeting Date 5/25/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Michael J. Boskin Mgmt For For
1.2 Elect Director William W. George Mgmt For For
1.3 Elect Director James R. Houghton Mgmt For For
1.4 Elect Director William R. Howell Mgmt For For
1.5 Elect Director Reatha Clark King Mgmt For For
1.6 Elect Director Philip E. Lippincott Mgmt For For
1.7 Elect Director Henry A. McKinnell, Jr. Mgmt For For
1.8 Elect Director Marilyn Carlson Nelson Mgmt For For
1.9 Elect Director Lee R. Raymond Mgmt For For
1.1 Elect Director Walter V. Shipley Mgmt For For
1.11 Elect Director Rex W. Tillerson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Political Contributions/Activities ShrHoldr Against Against
4 Review/Limit Executive Compensation ShrHoldr Against Against
Nominate Independent Directors with Industry
5 Experience ShrHoldr Against Against
6 Report on Payments to Indonesian Military ShrHoldr Against Against
Adopt Policy Prohibiting Discrimination based
7 on Sexual Orientation ShrHoldr Against Against
Report on Potential Damage of Drilling in
8 Protected Regions ShrHoldr Against Against
Disclose Information Supporting the Company
9 Position on Climate Change ShrHoldr Against Against
Report on Company Policies for Compliance with
10 the Kyoto Protocol ShrHoldr Against Against
Safeway Inc. Shares Voted 7,000 Security 786514208
Meeting Date 5/25/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Steven A. Burd Mgmt For For
1.2 Elect Director Janet E. Grove Mgmt For For
1.3 Elect Director Mohan Gyani Mgmt For For
1.4 Elect Director Paul Hazen Mgmt For For
1.5 Elect Director Robert I. MacDonnell Mgmt For For
1.6 Elect Director Douglas J. MacKenzie Mgmt For For
1.7 Elect Director Rebecca A. Stirn Mgmt For For
1.8 Elect Director William Y. Tauscher Mgmt For For
1.9 Elect Director Raymond G. viault Mgmt For For
2 Ratify Auditors Mgmt For For
3 Provide for Cumulative Voting ShrHoldr Against For
4 Seek Sale of Company ShrHoldr Against Against
5 Separate Chairman and CEO Positions ShrHoldr Against Against
6 Prepare a Sustainability Report ShrHoldr Against Against
7 Limit Awards to Executives ShrHoldr Against Against
Require a Majority Vote for the Election of
8 Directors ShrHoldr Against Against
Limit Composition of Committee(s) to
9 Independent Directors ShrHoldr Against For
Proposal Regarding the Office of The Board of
10 Directors ShrHoldr Against Against
Wal-Mart Stores, Inc. Shares Voted 6,600 Security 931142103
Meeting Date 6/3/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director James W. Breyer Mgmt For For
1.2 Elect Director M. Michele Burns Mgmt For For
1.3 Elect Director Douglas N. Daft Mgmt For For
1.4 Elect Director David D. Glass Mgmt For For
1.5 Elect Director Roland A. Hernandez Mgmt For For
1.6 Elect Director John D. Opie Mgmt For For
1.7 Elect Director J. Paul Reason Mgmt For For
1.8 Elect Director H. Lee Scott, Jr. Mgmt For For
1.9 Elect Director Jack C. Shewmaker Mgmt For For
1.1 Elect Director Jose H. Villarreal Mgmt For For
1.11 Elect Director John T. Walton Mgmt For For
1.12 Elect Director S. Robson Walton Mgmt For For
1.13 Elect Director Christopher J. Williams Mgmt For For
1.14 Elect Director Linda S. Wolf Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Report on Executive Compensation ShrHoldr Against Against
5 Prepare Sustainability Report ShrHoldr Against Against
Report on Stock Option Distribution by Race
6 and Gender ShrHoldr Against Against
7 Report on Political Contributions ShrHoldr Against Against
8 Prepare Equal Opportunity Report ShrHoldr Against Against
Require a Majority Vote for the Election of
9 Directors ShrHoldr Against Against
Require Majority of Independent Directors on
10 Board ShrHoldr Against For
11 Performance- Based/Indexed Options ShrHoldr Against For
Prudential Financial Inc Shares Voted 1,410 Security 744320102
Meeting Date 6/7/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director James G. Cullen Mgmt For For
1.2 Elect Director James A. Unruh Mgmt For For
1.3 Elect Director Gordon M. Bethune Mgmt For For
2 Ratify Auditors Mgmt For For
3 Declassify the Board of Directors Mgmt For For
4 Approve Qualified Employee Stock Purchase Plan Mgmt For For
Devon Energy Corp. Shares Voted 2,600 Security 25179M103
Meeting Date 6/8/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director John A. Hill Mgmt For For
1.2 Elect Director William J. Johnson Mgmt For For
1.3 Elect Director Robert A. Mosbacher Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
Require a Majority Vote for the Election of
4 Directors ShrHoldr Against Against
Staples, Inc. Shares Voted 4,320 Security 855030102
Meeting Date 6/13/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Brenda C. Barnes Mgmt For For
1.2 Elect Director Mary Elizabeth Burton Mgmt For For
1.3 Elect Director Richard J. Currie Mgmt For For
1.4 Elect Director Rowland T. Moriarty Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
Submit Shareholder Rights Plan (Poison Pill)
4 to Shareholder Vote ShrHoldr Against For
Symantec Corp. Shares Voted 5,590 Security 871503108
Meeting Date 6/24/2005 Meeting Type EGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1 Approve Merger Agreement Mgmt For For
2 Increase Authorized Common Stock Mgmt For For
3 Adjourn Meeting Mgmt For Against
ProxyEdge - Investment Company Report Report Date: 08/09/2005
Meeting Date Range: 07/01/2004 to 06/30/2005
Selected Accounts: Scudder Target 2013
- ----------------------------------------------------------------------------------------------------------------------------
DELL INC. Annual Meeting Date: 07/16/2004
Issuer: 24702R ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT AUDITORS Management For No
03 STOCKHOLDER PROPOSAL RELATING TO EXPENSING STOCK Shareholder For Yes
OPTIONS
- ----------------------------------------------------------------------------------------------------------------------------
VERITAS SOFTWARE CORPORATION VRTSE Annual Meeting Date: 08/25/2004
Issuer: 923436 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF AMENDED AND RESTATED 2003 STOCK INCENTIVE Management Against Yes
PLAN
03 RATIFICATION OF KPMG LLP AS INDEPENDENT ACCOUNTANTS Management For No
FOR CURRENT FISCAL YEAR
- ----------------------------------------------------------------------------------------------------------------------------
SYMANTEC CORPORATION SYMC Annual Meeting Date: 09/15/2004
Issuer: 871503 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE THE ADOPTION OF SYMANTEC S AMENDED Shareholder Against Yes
AND RESTATED CERTIFICATE OF INCORPORATION WHICH
WOULD INCREASE THE NUMBER OF AUTHORIZED SHARES
OF COMMON STOCK FROM 900,000,000 TO 1,600,000,000.
03 TO APPROVE THE ADOPTION OF THE SYMANTEC 2004 Management Against Yes
EQUITY INCENTIVE PLAN, AND THE RESERVATION OF
9,000,000 SHARES OF COMMON STOCK FOR ISSUANCE
THEREUNDER.
04 TO APPROVE AMENDMENTS TO SYMANTEC S 2000 DIRECTOR Management For No
EQUITY INCENTIVE PLAN, AS AMENDED (THE DIRECTOR
PLAN ), TO INCREASE THE NUMBER OF SHARES AUTHORIZED
FOR ISSUANCE THEREUNDER FROM 25,000 TO 50,000
AND TO PROVIDE FOR PROPORTIONATE ADJUSTMENT TO
SHARES SUBJECT TO THE DIRECTOR PLAN UPON ANY
STOCK DIVIDEND, STOCK SPLIT OR SIMILAR CHANGE
IN SYMANTEC S CAPITAL STRUCTURE.
05 TO RATIFY THE SELECTION OF KPMG LLP AS SYMANTEC Management For No
S INDEPENDENT AUDITORS FOR THE 2005 FISCAL YEAR.
- ----------------------------------------------------------------------------------------------------------------------------
BIOMET, INC. BMET Annual Meeting Date: 09/18/2004
Issuer: 090613 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2005.
- ----------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION PH Annual Meeting Date: 10/27/2004
Issuer: 701094 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FY05.
03 APPROVAL OF THE PARKER-HANNIFIN CORPORATION 2004 Management For No
NON-EMPLOYEE DIRECTORS STOCK INCENTIVE PLAN.
- ----------------------------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION WB Special Meeting Date: 10/28/2004
Issuer: 929903 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 A PROPOSAL TO APPROVE THE PLAN OF MERGER CONTAINED Management For No
IN THE AGREEMENT AND PLAN OF MERGER, DATED AS
OF JUNE 20, 2004, BETWEEN SOUTHTRUST CORPORATION
AND WACHOVIA, PURSUANT TO WHICH SOUTHTRUST WILL
MERGE WITH AND INTO WACHOVIA, AS MORE FULLY DESCRIBED
IN THE JOINT PROXY STATEMENT-PROSPECTUS DATED
SEPTEMBER 24, 2004.
- ----------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION ORCL Annual Meeting Date: 10/29/2004
Issuer: 68389X ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF Management For No
THE FISCAL YEAR 2005 EXECUTIVE BONUS PLAN
03 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
MAY 31, 2005
04 PROPOSAL FOR THE APPROVAL OF THE AMENDED AND Management For No
RESTATED 2000 LONG-TERM EQUITY INCENTIVE PLAN
05 STOCKHOLDER PROPOSAL FOR THE ADOPTION OF THE Shareholder Against No
CHINA BUSINESS PRINCIPLES FOR RIGHTS OF WORKERS
IN CHINA
- ----------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION MSFT Annual Meeting Date: 11/09/2004
Issuer: 594918 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ADOPTION OF THE AMENDMENTS TO THE 2001 STOCK Management For No
PLAN AND THE 1991 STOCK OPTION PLAN
03 ADOPTION OF THE AMENDMENTS TO THE 1999 STOCK Management For No
PLAN FOR NON-EMPLOYEE DIRECTORS, THE STOCK OPTION
PLAN FOR NON-EMPLOYEE DIRECTORS AND THE STOCK
OPTION PLAN FOR CONSULTANTS AND ADVISORS
04 APPROVAL OF MATERIAL TERMS OF THE PERFORMANCE Management For No
CRITERIA FOR AWARDS UNDER THE 2001 STOCK PLAN
05 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For No
LLP AS THE COMPANY S INDEPENDENT AUDITOR
- ----------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. CSCO Annual Meeting Date: 11/18/2004
Issuer: 17275R ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS CISCO S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY
30, 2005.
03 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shareholder Against No
THAT THE BOARD S COMPENSATION COMMITTEE INITIATE
A REVIEW OF CISCO S EXECUTIVE COMPENSATION POLICIES
AND MAKE AVAILABLE, UPON REQUEST, A REPORT OF
THAT REVIEW BY JANUARY 1, 2005, AS MORE FULLY
SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.
- ----------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY MON Annual Meeting Date: 01/20/2005
Issuer: 61166W ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITOR Management For No
03 APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN Management Against Yes
04 APPROVAL OF SHAREOWNER PROPOSAL ONE Shareholder Against No
05 APPROVAL OF SHAREOWNER PROPOSAL TWO Shareholder Against No
06 APPROVAL OF SHAREOWNER PROPOSAL THREE Shareholder Against No
07 APPROVAL OF SHAREOWNER PROPOSAL FOUR Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
ACCENTURE LTD ACN Annual Meeting Date: 02/02/2005
Issuer: G1150G ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF BYE-LAW AMENDMENTS TO RELOCATE INTO Management For No
THE BYE-LAWS EXISTING CONTRACTUAL RESTRICTIONS
APPLICABLE TO CLASS A COMMON SHARES OF PARTNERS
AND FORMER PARTNERS BENEFICIALLY OWNED BY THEM
PRIOR TO ACCENTURE S INITIAL PUBLIC OFFERING.
03 RE-APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS Management For No
FOR THE 2005 FISCAL YEAR AND AUTHORIZATION OF
THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
TO DETERMINE KPMG LLP S REMUNERATION.
- ----------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY DE Annual Meeting Date: 02/23/2005
Issuer: 244199 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RE-APPROVAL OF THE JOHN DEERE PERFORMANCE BONUS Management For No
PLAN.
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No
TOUCHE LLP AS THE INDEPENDENT AUDITORS FOR FISCAL
2005.
- ----------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. ADI Annual Meeting Date: 03/08/2005
Issuer: 032654 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For No
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER
29, 2005.
03 SHAREHOLDER PROPOSAL TO ESTABLISH A POLICY OF Shareholder For Yes
EXPENSING IN THE COMPANY S ANNUAL INCOME STATEMENT
THE COSTS OF ALL STOCK OPTIONS ISSUED BY THE COMPANY.
- ----------------------------------------------------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. TYC Annual Meeting Date: 03/10/2005
Issuer: 902124 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RE-APPOINTMENT OF DELOITTE & TOUCHE LLP AS TYCO Management For No
S INDEPENDENT AUDITORS AND AUTHORIZATION FOR
THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
TO SET THE AUDITORS REMUNERATION.
- ----------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY MWD Annual Meeting Date: 03/15/2005
Issuer: 617446 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For No
LLP AS INDEPENDENT AUDITORS.
03 TO AMEND THE CERTIFICATE OF INCORPORATION TO Management For No
INSTITUTE ANNUAL ELECTION OF DIRECTORS.
04 SHAREHOLDER PROPOSAL TO LIMIT CEO COMPENSATION. Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC. LEH Annual Meeting Date: 04/05/2005
Issuer: 524908 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITORS FOR THE FISCAL YEAR 2005.
03 APPROVAL OF 2005 STOCK INCENTIVE PLAN. Management Against Yes
04 SHAREHOLDER PROPOSAL REGARDING CEO COMPENSATION. Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION UTX Annual Meeting Date: 04/13/2005
Issuer: 913017 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 APPROVAL OF UNITED TECHNOLOGIES CORPORATION 2005 Management For No
LONG TERM INCENTIVE PLAN
04 SHAREOWNER PROPOSAL CONCERNING DISCLOSURE OF Shareholder Against No
EXECUTIVE COMPENSATION
05 SHAREOWNER PROPOSAL CONCERNING ETHICAL CRITERIA Shareholder Against No
FOR MILITARY CONTRACTS
06 SHAREOWNER PROPOSAL CONCERNING CEO COMPENSATION Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY LLY Annual Meeting Date: 04/18/2005
Issuer: 532457 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Management For No
COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST
& YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS
FOR 2005.
03 PROPOSAL BY SHAREHOLDERS ON SEPARATING THE ROLES Shareholder For Yes
OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER.
04 PROPOSAL BY SHAREHOLDERS ON IMPORTATION OF PRESCRIPTION Shareholder Against No
DRUGS.
05 PROPOSAL BY SHAREHOLDERS ON A REPORT ON THE IMPACT Shareholder Against No
OF LIMITING PRODUCT SUPPLY TO CANADA.
06 PROPOSAL BY SHAREHOLDERS ON PERIODIC REPORTS Shareholder Against No
ON THE COMPANY S POLITICAL CONTRIBUTIONS.
07 PROPOSAL BY SHAREHOLDERS ON PERFORMANCE-BASED Shareholder For Yes
STOCK OPTIONS.
08 PROPOSAL BY SHAREHOLDERS ON ANIMAL TESTING. Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. C Annual Meeting Date: 04/19/2005
Issuer: 172967 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For No
AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2005.
03 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management For No
CITIGROUP 1999 STOCK INCENTIVE PLAN.
04 STOCKHOLDER PROPOSAL REQUESTING A CURB ON EXECUTIVE Shareholder Against No
COMPENSATION, NO FUTURE STOCK OPTION GRANTS AND
NO RENEWALS OR EXTENSIONS OF OPTION PLANS.
05 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL Shareholder Against No
CONTRIBUTIONS.
06 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shareholder For Yes
OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
07 STOCKHOLDER PROPOSAL REQUESTING THAT CEO COMPENSATION Shareholder Against No
BE LIMITED TO NO MORE THAN 100 TIMES THE AVERAGE
COMPENSATION PAID TO THE COMPANY S NON-MANAGERIAL
WORKERS UNLESS PRIOR STOCKHOLDER APPROVAL IS GRANTED.
08 STOCKHOLDER PROPOSAL REQUESTING ELECTION OF DIRECTOR Shareholder Against No
NOMINEES BY A MAJORITY OF VOTES CAST.
09 STOCKHOLDER PROPOSAL REQUESTING A BY-LAW AMENDMENT Shareholder Against No
PROHIBITING THE PAYMENT OF NON-DEDUCTIBLE COMPENSATION
TO ANY OFFICER UNLESS PRIOR STOCKHOLDER APPROVAL
IS GRANTED.
10 STOCKHOLDER PROPOSAL REQUESTING THAT A SIMPLE Shareholder For Yes
MAJORITY VOTE APPLY ON EACH ISSUE THAT CAN BE
SUBJECT TO A SHAREHOLDER VOTE.
- ----------------------------------------------------------------------------------------------------------------------------
HERSHEY FOODS CORPORATION HSY Annual Meeting Date: 04/19/2005
Issuer: 427866 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No
AUDITORS FOR 2005.
03 APPROVE AMENDMENT TO COMPANY S RESTATED CERTIFICATE Shareholder Against Yes
TO INCREASE AUTHORIZED NUMBER OF SHARES.
04 APPROVE AMENDMENT TO COMPANY S RESTATED CERTIFICATE Management For No
TO CHANGE THE COMPANY S NAME TO THE HERSHEY COMPANY.
- ----------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY KO Annual Meeting Date: 04/19/2005
Issuer: 191216 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT AUDITORS
03 SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT Shareholder Against No
DELEGATION OF INQUIRY TO COLOMBIA
04 SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK Shareholder Against No
05 SHAREOWNER PROPOSAL REGARDING SEVERANCE AGREEMENTS Shareholder For Yes
- ----------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP USB Annual Meeting Date: 04/19/2005
Issuer: 902973 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITOR FOR THE 2005 FISCAL YEAR.
03 AMEND CERTIFICATE OF INCORPORATION TO ELIMINATE Management For No
SUPERMAJORITY VOTING.
04 SHAREHOLDER PROPOSAL: PERFORMANCE VESTING SHARES. Shareholder Against No
05 SHAREHOLDER PROPOSAL: PROHIBITION ON TAX AND Shareholder Against No
NON-AUDIT WORK BY INDEPENDENT AUDITORS.
- ----------------------------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION WB Annual Meeting Date: 04/19/2005
Issuer: 929903 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 A WACHOVIA PROPOSAL TO RATIFY THE APPOINTMENT Management For No
OF KPMG LLP AS AUDITORS FOR THE YEAR 2005.
- ----------------------------------------------------------------------------------------------------------------------------
PG&E CORPORATION PCG Annual Meeting Date: 04/20/2005
Issuer: 69331C ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT PUBLIC Management For No
ACCOUNTANTS
03 ADOPTION OF A NEW LONG-TERM INCENTIVE PLAN Management For No
04 EXPENSE STOCK OPTIONS Shareholder For Yes
05 RADIOACTIVE WASTES Shareholder Against No
06 POISON PILL Shareholder For Yes
07 PERFORMANCE-BASED OPTIONS Shareholder For Yes
08 FUTURE GOLDEN PARACHUTES Shareholder For Yes
- ----------------------------------------------------------------------------------------------------------------------------
THE SHERWIN-WILLIAMS COMPANY SHW Annual Meeting Date: 04/20/2005
Issuer: 824348 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For No
PUBLIC ACCOUNTING FIRM
- ----------------------------------------------------------------------------------------------------------------------------
ALLTEL CORPORATION AT Annual Meeting Date: 04/21/2005
Issuer: 020039 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For No
- ----------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED TXN Annual Meeting Date: 04/21/2005
Issuer: 882508 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Management For No
& YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2005.
03 BOARD PROPOSAL TO APPROVE THE TI EMPLOYEES 2005 Management For No
STOCK PURCHASE PLAN.
04 BOARD PROPOSAL TO REAPPROVE THE MATERIAL TERMS Management For No
OF THE PERFORMANCE GOALS UNDER THE TEXAS INSTRUMENTS
2000 LONG-TERM INCENTIVE PLAN.
- ----------------------------------------------------------------------------------------------------------------------------
WYETH Annual Meeting Date: 04/21/2005
Issuer: 983024 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS Management For No
FIRM
03 ADOPT 2005 STOCK INCENTIVE PLAN Management For No
04 REIMPORTATION OF PRESCRIPTION DRUGS Shareholder Against No
05 SEPARATE THE ROLES OF CHAIRMAN & CEO Shareholder For Yes
06 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shareholder Against No
07 DISCONTINUE PROMOTING PREMARIN AND PROTECTION Shareholder Against No
OF MARES
- ----------------------------------------------------------------------------------------------------------------------------
ALCOA INC. AA Annual Meeting Date: 04/22/2005
Issuer: 013817 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO APPROVE THE INDEPENDENT AUDITOR Management For No
- ----------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. HON Annual Meeting Date: 04/25/2005
Issuer: 438516 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No
03 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For No
INCORPORATION AND BY-LAWS TO ELIMINATE THE CLASSIFIED
STRUCTURE OF THE BOARD OF DIRECTORS
04 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For No
INCORPORATION AND BY-LAWS TO ELIMINATE SUPERMAJORITY
VOTING PROVISIONS
05 MAJORITY VOTE SHAREHOLDER COMMITTEE Shareholder Against No
06 SEPARATION OF CHAIRMAN/CEO Shareholder For Yes
07 EXECUTIVE PAY DISPARITY REPORT Shareholder Against No
08 EXECUTIVE COMPENSATION LIMIT Shareholder Against No
09 COMMONSENSE EXECUTIVE COMPENSATION FRAMEWORK PROPOSAL Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP IBM Annual Meeting Date: 04/26/2005
Issuer: 459200 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For No
PUBLIC ACCOUNTING FIRM (PAGE 24)
03 STOCKHOLDER PROPOSAL ON--CUMULATIVE VOTING (PAGE Shareholder Against No
25)
04 STOCKHOLDER PROPOSAL ON--PENSION AND RETIREMENT Shareholder Against No
MEDICAL (PAGE 25)
05 STOCKHOLDER PROPOSAL ON--EXECUTIVE COMPENSATION Shareholder Against No
(PAGE 27)
06 STOCKHOLDER PROPOSAL ON--EXPENSING STOCK OPTIONS Shareholder For Yes
(PAGE 28)
07 STOCKHOLDER PROPOSAL ON--DISCLOSURE OF EXECUTIVE Shareholder Against No
COMPENSATION (PAGE 29)
08 STOCKHOLDER PROPOSAL ON--OFFSHORING (PAGE 30) Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
CHEVRONTEXACO CORPORATION CVX Annual Meeting Date: 04/27/2005
Issuer: 166764 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For No
ACCOUNTING FIRM
03 DIRECTORS COMPENSATION Shareholder Against No
04 EXECUTIVE SEVERANCE AGREEMENTS Shareholder For Yes
05 STOCK OPTION EXPENSING Shareholder For Yes
06 ANIMAL TESTING Shareholder Against No
07 OIL & GAS DRILLING IN PROTECTED/SENSITIVE AREAS Shareholder Against No
08 REPORT ON ECUADOR Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY DD Annual Meeting Date: 04/27/2005
Issuer: 263534 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For No
ACCOUNTING FIRM
03 ON GOVERNMENT SERVICE Shareholder Against No
04 ON INTERNATIONAL WORKPLACE STANDARDS Shareholder Against No
05 ON EXECUTIVE COMPENSATION Shareholder Against No
06 ON ANIMAL TESTING Shareholder Against No
07 ON GENETICALLY MODIFIED FOOD Shareholder Against No
08 ON PERFORMANCE-BASED OPTIONS Shareholder Against No
09 ON DISCLOSURE OF PFOA COSTS Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY GE Annual Meeting Date: 04/27/2005
Issuer: 369604 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
A DIRECTOR Management For No
B RATIFICATION OF SELECTION OF INDEPENDENT AUDITOR Management For No
01 CUMULATIVE VOTING Shareholder For Yes
02 REPORT ON NUCLEAR RISK Shareholder Against No
03 REPORT ON PCB CLEANUP COSTS Shareholder Against No
04 CURB OVER-EXTENDED DIRECTORS Shareholder Against No
05 REPORT ON SUSTAINABILITY Shareholder Against No
06 DISCLOSE POLITICAL CONTRIBUTIONS Shareholder Against No
07 ANIMAL TESTING Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. MO Annual Meeting Date: 04/28/2005
Issuer: 02209S ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 2005 PERFORMANCE INCENTIVE PLAN Management For No
03 2005 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE Management For No
DIRECTORS
04 RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS Management For No
05 STOCKHOLDER PROPOSAL NO. 1 REQUESTING ELIMINATION Management Against No
OF ANIMAL TESTING FOR TOBACCO PRODUCTS
06 STOCKHOLDER PROPOSAL NO. 2 REQUESTING WAYS TO Shareholder Against No
MORE ADEQUATELY WARN PREGNANT WOMEN
07 STOCKHOLDER PROPOSAL NO. 3 SEEKING TO CEASE PROMOTING Shareholder Against No
LIGHT AND ULTRA LIGHT BRANDS
08 STOCKHOLDER PROPOSAL NO. 4 SEEKING TO EXTEND Shareholder Against No
NEW YORK FIRE-SAFE PRODUCTS NATIONALLY
- ----------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED Annual Meeting Date: 04/28/2005
Issuer: 057224 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF DELOITTE & TOUCHE AS THE COMPANY Management For No
S INDEPENDENT AUDITOR FOR FISCAL YEAR 2005.
03 PROPOSAL TO AMEND THE COMPANY S RESTATED CERTIFICATE Management For No
OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS.
04 STOCKHOLDER PROPOSAL NO. 1 REGARDING MAJORITY Shareholder Against No
VOTES PROTOCOL.
- ----------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Annual Meeting Date: 04/28/2005
Issuer: 478160 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN. Management Against Yes
03 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
AS INDEPENDENT AUDITORS
- ----------------------------------------------------------------------------------------------------------------------------
PFIZER INC. PFE Annual Meeting Date: 04/28/2005
Issuer: 717081 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 A PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Management For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2005.
03 SHAREHOLDER PROPOSAL RELATING TO TERM LIMITS Shareholder Against No
FOR DIRECTORS.
04 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INCREASING Shareholder Against No
ACCESS TO PFIZER PRODUCTS.
05 SHAREHOLDER PROPOSAL RELATING TO IMPORTATION Shareholder Against No
OF PRESCRIPTION DRUGS.
06 SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS. Shareholder Against No
07 SHAREHOLDER PROPOSAL RELATING TO PRODUCT AVAILABILITY Shareholder Against No
IN CANADA.
08 SHAREHOLDER PROPOSAL RELATING TO THE SEPARATION Shareholder For Yes
OF THE ROLES OF CHAIR AND CEO AND ACCESS TO PHARMACEUTICAL
PRODUCTS.
- ----------------------------------------------------------------------------------------------------------------------------
MOTOROLA, INC. MOT Annual Meeting Date: 05/02/2005
Issuer: 620076 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 SHAREHOLDER PROPOSAL RE: NON-DEDUCTIBLE EXECUTIVE Shareholder Against No
COMPENSATION
03 SHAREHOLDER PROPOSAL RE: DIRECTOR ELECTION BY Shareholder Against No
MAJORITY VOTE
- ----------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION EMC Annual Meeting Date: 05/05/2005
Issuer: 268648 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL 2 - TO APPROVE AMENDMENTS TO THE EMC Management For No
CORPORATION 2003 STOCK PLAN TO INCREASE BY 100,000,000
THE NUMBER OF SHARES AVAILABLE UNDER THE PLAN,
AND INCREASE THE NUMBER OF SHARES WHICH MAY BE
ISSUED PURSUANT TO AWARDS OF RESTRICTED STOCK
AND/ OR RESTRICTED STOCK UNITS TO 30% OF THE
TOTAL AUTHORIZED SHARES UNDER THE PLAN, AS DESCRIBED
IN EMC S PROXY STATEMENT.
03 PROPOSAL 3 - TO RATIFY THE SELECTION BY THE AUDIT Management For No
COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP AS EMC S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2005.
04 PROPOSAL 4 - TO ACT UPON A SHAREHOLDER PROPOSAL Shareholder For Yes
RELATING TO PERFORMANCE-BASED STOCK OPTIONS,
AS DESCRIBED IN EMC S PROXY STATEMENT.
05 PROPOSAL 5 - TO ACT UPON A SHAREHOLDER PROPOSAL Shareholder For Yes
RELATING TO EMC S AUDIT COMMITTEE, AS DESCRIBED
IN EMC S PROXY STATEMENT.
- ----------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. VZ Annual Meeting Date: 05/05/2005
Issuer: 92343V ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For No
ACCOUNTING FIRM
03 CUMULATIVE VOTING Shareholder Against No
04 MAJORITY VOTE FOR ELECTION OF DIRECTORS Shareholder Against No
05 BOARD COMPOSITION Shareholder For Yes
06 SEPARATE CHAIRMAN AND CEO Shareholder For Yes
07 DIRECTORS LIABILITY Shareholder Against No
08 REPORT ON POLITICAL CONTRIBUTIONS Shareholder Against No
Vote Summary Report (Long)
07/01/04 to 06/30/05
Allergan, Inc. Shares Voted 1,900 Security 18490102
Meeting Date 4/26/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Trevor M. Jones Mgmt For For
1.2 Elect Director Karen R. Oscar Mgmt For For
1.3 Elect Director Leonard D. Schaeffer Mgmt For For
Bank of America Corp. Shares Voted 8,700 Security 60505104
Meeting Date 4/27/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director William Barnet, III Mgmt For For
1.2 Elect Director Charles W. Coker Mgmt For For
1.3 Elect Director John T. Collins Mgmt For For
1.4 Elect Director Gary L. Countryman Mgmt For For
1.5 Elect Director Paul Fulton Mgmt For For
1.6 Elect Director Charles K. Gifford Mgmt For For
1.7 Elect Director W. Steven Jones Mgmt For For
1.8 Elect Director Kenneth D. Lewis Mgmt For For
1.9 Elect Director Walter E. Massey Mgmt For For
1.1 Elect Director Thomas J. May Mgmt For For
1.11 Elect Director Patricia E. Mitchell Mgmt For For
1.12 Elect Director Edward L. Romero Mgmt For For
1.13 Elect Director Thomas M. Ryan Mgmt For For
1.14 Elect Director O. Temple Sloan, Jr. Mgmt For For
1.15 Elect Director Meredith R. Spangler Mgmt For For
1.16 Elect Director Robert L. Tillman Mgmt For For
1.17 Elect Director Jackie M. Ward Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Political Contributions ShrHoldr Against Against
4 Director Nominee Amendment ShrHoldr Against Against
E.I. Du Pont De Nemours & Co. Shares Voted 3,000 Security 263534109
Meeting Date 4/27/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Alain J.P. Belda Mgmt For For
1.2 Elect Director Richard H. Brown Mgmt For For
1.3 Elect Director Curtis J. Crawford Mgmt For For
1.4 Elect Director John T. Dillon Mgmt For For
1.5 Elect Director Louisa C. Duemling Mgmt For For
1.6 Elect Director Charles O. Holliday, Jr. Mgmt For For
1.7 Elect Director Lois D. Juliber Mgmt For For
1.8 Elect Director Masahisa Naitoh Mgmt For For
1.9 Elect Director William K. Reilly Mgmt For For
1.1 Elect Director H. Rodney Sharp, III Mgmt For For
1.11 Elect Director Charles M. Vest Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Government Service of Employees ShrHoldr Against Against
4 Implement ILO Code of Conduct ShrHoldr Against Against
5 Executive Compensation ShrHoldr Against Against
6 Eliminate Animal Testing ShrHoldr Against Against
7 Report on Genetically Modified Organisms ShrHoldr Against Against
8 Performance- Based/Indexed Options ShrHoldr Against Against
9 Report on PFOA Chemical Remediation ShrHoldr Against Against
Lockheed Martin Corp. Shares Voted 2,100 Security 539830109
Meeting Date 4/28/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director E.C. 'Pete' Aldridge, Jr. Mgmt For For
1.2 Elect Director Nolan D. Archibald Mgmt For For
1.3 Elect Director Marcus C. Bennett Mgmt For For
1.4 Elect Director James O. Ellis, Jr. Mgmt For For
1.5 Elect Director Gwendolyn S. King Mgmt For For
1.6 Elect Director Douglas H. McCorkindale Mgmt For For
1.7 Elect Director Eugene F. Murphy Mgmt For For
1.8 Elect Director Joseph W. Ralston Mgmt For For
1.9 Elect Director Frank Savage Mgmt For For
1.1 Elect Director Anne Stevens Mgmt For For
1.11 Elect Director Robert J. Stevens Mgmt For For
1.12 Elect Director James R. Ukropina Mgmt For For
1.13 Elect Director Douglas C. Yearley Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Performance-Based/Indexed Options ShrHoldr Against Against
Adopt Simple Majority Vote Requirement for All
5 Issues ShrHoldr Against For
6 Report on Pay Disparity ShrHoldr Against Against
and amend its code of conduct and policies
related to bidding Review Code of Conduct on
7 Military Contracts ShrHoldr Against Against
Georgia-Pacific Corp. Shares Voted 5,100 Security 373298108
Meeting Date 5/3/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director James S. Balloun Mgmt For For
1.2 Elect Director Thomas D. Bell, Jr. Mgmt For For
1.3 Elect Director Jon A. Boscia Mgmt For For
1.4 Elect Director Alston D. Correll Mgmt For For
1.5 Elect Director John D. Zeglis Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Declassify the Board of Directors Mgmt Against For
Ambac Financial Group, Inc. Shares Voted 1,400 Security 23139108
Meeting Date 5/3/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Phillip B. Lassiter Mgmt For For
1.2 Elect Director Michael A. Callen Mgmt For For
1.3 Elect Director Jill M. Considine Mgmt For For
1.4 Elect Director Robert J. Genader Mgmt For For
1.5 Elect Director W. Grant Gregory Mgmt For For
1.6 Elect Director Thomas C. Theobald Mgmt For For
1.7 Elect Director Laura S. Unger Mgmt For For
1.8 Elect Director Henry D.G. Wallace Mgmt For For
2 Amend Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
PepsiCo, Inc. Shares Voted 4,400 Security 713448108
Meeting Date 5/4/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director John F. Akers Mgmt For For
1.2 Elect Director Robert E. Allen Mgmt For For
1.3 Elect Director Ray L. Hunt Mgmt For For
1.4 Elect Director Arthur C. Martinez Mgmt For For
1.5 Elect Director Indra K. Nooyi Mgmt For For
1.6 Elect Director Steven S Reinemund Mgmt For For
1.7 Elect Director Sharon P. Rockefeller Mgmt For For
1.8 Elect Director James J. Schiro Mgmt For For
1.9 Elect Director Franklin A. Thomas Mgmt For For
1.1 Elect Director Cynthia M. Trudell Mgmt For For
1.11 Elect Director Solomon D. Trujillo Mgmt For For
1.12 Elect Director Daniel Vasella Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Corporate Political Contributions ShrHoldr Against Against
Avon Products, Inc. Shares Voted 3,000 Security 54303102
Meeting Date 5/5/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Fred Hassan Mgmt For For
1.2 Elect Director Ann S. Moore Mgmt For For
1.3 Elect Director Lawrence A. Weinbach Mgmt For For
2 Ratify Auditors Mgmt For For
3 Declassify the Board of Directors Mgmt For For
4 Amend Omnibus Stock Plan Mgmt For For
Disclose Charitable Contributions and
5 Fundraising Efforts ShrHoldr Against Against
Reformulate Products to Remove Chemicals
6 Banned by EU ShrHoldr Against Against
The Gap, Inc. Shares Voted 6,500 Security 364760108
Meeting Date 5/10/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Howard P. Behar Mgmt For For
1.2 Elect Director Adrian D. P. Bellamy Mgmt For For
1.3 Elect Director Domenico De Sole Mgmt For For
1.4 Elect Director Donald G. Fisher Mgmt For For
1.5 Elect Director Doris F. Fisher Mgmt For For
1.6 Elect Director Robert J. Fisher Mgmt For For
1.7 Elect Director Penelope L. Hughes Mgmt For For
1.8 Elect Director Bob L. Martin Mgmt For For
1.9 Elect Director Jorge P. Montoya Mgmt For For
1.1 Elect Director Paul S. Pressler Mgmt For For
1.11 Elect Director James M. Schneider Mgmt For For
1.12 Elect Director Mayo A. Shattuck III Mgmt For For
1.13 Elect Director Margaret C. Whitman Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Executive Incentive Bonus Plan Mgmt For For
3M CO Shares Voted 2,600 Security 88579Y101
Meeting Date 5/10/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Vance D. Coffman Mgmt For For
1.2 Elect Director Rozanne L. Ridgway Mgmt For For
1.3 Elect Director Louis W. Sullivan Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
4 Eliminate Animal Testing ShrHoldr Against Against
5 Implement China Principles ShrHoldr Against Against
Altera Corp. Shares Voted 5,000 Security 21441100
Meeting Date 5/10/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director John P. Daane Mgmt For For
1.2 Elect Director Robert W. Reed Mgmt For For
1.3 Elect Director Charles M. Clough Mgmt For For
1.4 Elect Director Robert J. Finocchio, Jr Mgmt For For
1.5 Elect Director Kevin McGarity Mgmt For For
1.6 Elect Director Paul Newhagen Mgmt For For
1.7 Elect Director William E. Terry Mgmt For For
1.8 Elect Director Susan Wang Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Amend Stock Option Plan Mgmt For Against
4 Amend Qualified Employee Stock Purchase Plan Mgmt For For
5 Ratify Auditors Mgmt For For
6 Expense Stock Options ShrHoldr Against For
Require a Majority Vote for the Election of
7 Directors ShrHoldr Against Against
Wellpoint Inc Shares Voted 1,200 Security 94973V107
Meeting Date 5/10/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director William H.T. Bush Mgmt For For
1.2 Elect Director Warren Y. Jobe Mgmt For For
1.3 Elect Director William G. Mays Mgmt For For
1.4 Elect Director Senator Donald W. Riegle, Jr. Mgmt For For
1.5 Elect Director William J. Ryan Mgmt For For
2 Ratify Auditors Mgmt For For
3 Performance- Based/Indexed Options ShrHoldr Against For
Amgen, Inc. Shares Voted 4,600 Security 31162100
Meeting Date 5/11/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Dr. David Baltimore Mgmt For For
1.2 Elect Director Ms. Judith C. Pelham Mgmt For For
1.3 Elect Director Mr. Kevin W. Sharer Mgmt For For
2 Ratify Auditors Mgmt For For
3 Eliminate Animal Testing ShrHoldr Against Against
4 Review/Limit Executive Compensation ShrHoldr Against Against
5 Adopt Retention Ratio for Executives ShrHoldr Against Against
Caremark Rx, Inc. Shares Voted 4,300 Security 141705103
Meeting Date 5/11/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Edwin M. Crawford Mgmt For For
1.2 Elect Director Kristen Gibney Williams Mgmt For For
1.3 Elect Director Edward L. Hardin Mgmt For For
2 Report on Political Contributions ShrHoldr Against Against
McDonald's Corp. Shares Voted 3,900 Security 580135101
Meeting Date 5/11/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Hall Adams, Jr. Mgmt For For
1.2 Elect Director Cary D. McMillan Mgmt For For
1.3 Elect Director Michael J. Roberts Mgmt For For
1.4 Elect Director James A. Skinner Mgmt For For
1.5 Elect Director Anne-Marie Slaughter Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Genetically Modified Organisms ShrHoldr Against Against
CIT Group Inc Shares Voted 2,900 Security 125581108
Meeting Date 5/11/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Jeffrey M. Peek Mgmt For For
1.2 Elect Director Gary C. Butler Mgmt For For
1.3 Elect Director William A. Farlinger Mgmt For For
1.4 Elect Director William M. Freeman Mgmt For For
1.5 Elect Director Hon. Thomas H. Kean Mgmt For For
1.6 Elect Director Marianne Miller Parrs Mgmt For For
1.7 Elect Director Timothy M. Ring Mgmt For For
1.8 Elect Director John R. Ryan Mgmt For For
1.9 Elect Director Peter J. Tobin Mgmt For For
1.1 Elect Director Lois M. Van Deusen Mgmt For For
2 Ratify Auditors Mgmt For For
3 Other Business Mgmt For Against
Entergy Corp. Shares Voted 1,400 Security 29364G103
Meeting Date 5/13/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Maureen Scannell Bateman Mgmt For For
1.2 Elect Director W. Frank Blount Mgmt For For
1.3 Elect Director Simon D. deBree Mgmt For For
1.4 Elect Director Claiborne P. Deming Mgmt For For
1.5 Elect Director Alexis Herman Mgmt For For
1.6 Elect Director Donald C. Hintz Mgmt For For
1.7 Elect Director J. Wayne Leonard Mgmt For For
1.8 Elect Director Robert v.d. Luft Mgmt For For
1.9 Elect Director Kathleen A. Murphy Mgmt For For
1.1 Elect Director James R. Nichols Mgmt For For
1.11 Elect Director William A. Percy, II Mgmt For For
1.12 Elect Director Dennis H. Reilley Mgmt For For
1.13 Elect Director Steven V. Wilkinson Mgmt For For
2 Ratify Auditors Mgmt For For
Require the Chairman of the Board Be an
3 Independent Director ShrHoldr Against For
Require a Majority Vote for the Election of
4 Directors ShrHoldr Against Against
JPMorgan Chase & Co. Shares Voted 5,400 Security 46625H100
Meeting Date 5/17/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Director Hans W. Becherer Mgmt For For
1.2 Elect Director Director John H. Biggs Mgmt For For
1.3 Elect Director Director Lawrence A. Bossidy Mgmt For For
1.4 Elect Director Director Stephen B. Burke Mgmt For For
1.5 Elect Director Director James S. Crown Mgmt For For
1.6 Elect Director Director James Dimon Mgmt For For
1.7 Elect Director Director Ellen V. Futter Mgmt For For
1.8 Elect Director Director William H. Gray, III Mgmt For For
1.9 Elect Director Director William B. Harrison, Jr Mgmt For For
1.1 Elect Director Director Laban P. Jackson, Jr. Mgmt For For
1.11 Elect Director Director John W. Kessler Mgmt For For
1.12 Elect Director Director Robert I. Lipp Mgmt For For
1.13 Elect Director Director Richard A. Manoogian Mgmt For For
1.14 Elect Director Director David C. Novak Mgmt For For
1.15 Elect Director Director Lee R. Raymond Mgmt For For
1.16 Elect Director Director William C. Weldon Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
4 Establish Term Limits for Directors ShrHoldr Against Against
5 Separate Chairman and CEO Positions ShrHoldr Against For
6 Limit Executive Compensation ShrHoldr Against Against
7 Adopt Executive Benefit Policy ShrHoldr Against Against
Target Corporation Shares Voted 3,900 Security 887612E106
Meeting Date 5/18/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Roxanne S. Austin Mgmt For For
1.2 Elect Director James A. Johnson Mgmt For For
2 Ratify Auditors Mgmt For For
The Hartford Financial Services Shares Voted Security
Group, Inc. 1,800 416515104
Meeting Date 5/18/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Ramani Ayer Mgmt For For
1.2 Elect Director Ronald E. Ferguson Mgmt For For
1.3 Elect Director Edward J. Kelly, III Mgmt For For
1.4 Elect Director Paul G. Kirk, Jr. Mgmt For For
1.5 Elect Director Thomas M. Marra Mgmt For For
1.6 Elect Director Gail J. McGovern Mgmt For For
1.7 Elect Director Michael G. Morris Mgmt For For
1.8 Elect Director Robert W. Selander Mgmt For For
1.9 Elect Director Charles B. Strauss Mgmt For For
1.1 Elect Director H. Patrick Swygert Mgmt For For
1.11 Elect Director David K. Zwiener Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
4 Amend Executive Incentive Bonus Plan Mgmt For For
Yahoo!, Inc. Shares Voted 3,800 Security 984332106
Meeting Date 5/19/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Terry S. Semel Mgmt For For
1.2 Elect Director Jerry Yang Mgmt For For
1.3 Elect Director Roy J. Bostock Mgmt For For
1.4 Elect Director Ronald W. Burkle Mgmt For For
1.5 Elect Director Eric Hippeau Mgmt For For
1.6 Elect Director Arthur H. Kern Mgmt For For
1.7 Elect Director Robert A. Kotick Mgmt For For
1.8 Elect Director Edward R. Kozel Mgmt For For
1.9 Elect Director Gary L. Wilson Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Amend Non-Employee Director Stock Option Plan Mgmt For Against
4 Ratify Auditors Mgmt For For
TXU Corp. Shares Voted 1,400 Security 873168108
Meeting Date 5/20/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Derek C. Bonham Mgmt For For
1.2 Elect Director E. Gail de Planque Mgmt For For
1.3 Elect Director William M. Griffin Mgmt For For
1.4 Elect Director Kerney Laday Mgmt For For
1.5 Elect Director Jack E. Little Mgmt For For
1.6 Elect Director Erle Nye Mgmt For For
1.7 Elect Director J.E. Oesterreicher Mgmt For For
1.8 Elect Director Michael W. Ranger Mgmt For For
1.9 Elect Director Herbert H. Richardson Mgmt For For
1.1 Elect Director C. John Wilder Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
Time Warner Inc Shares Voted 16,900 Security 887317105
Meeting Date 5/20/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director James L. Barksdale Mgmt For For
1.2 Elect Director Stephen F. Bollenbach Mgmt For For
1.3 Elect Director Stephen M. Case Mgmt For For
1.4 Elect Director Frank J. Caufield Mgmt For For
1.5 Elect Director Robert C. Clark Mgmt For For
1.6 Elect Director Jessica P. Einhorn Mgmt For For
1.7 Elect Director Miles R. Gilburne Mgmt For For
1.8 Elect Director Carla A. Hills Mgmt For For
1.9 Elect Director Reuben Mark Mgmt For For
1.1 Elect Director Michael A. Miles Mgmt For For
1.11 Elect Director Kenneth J. Novack Mgmt For For
1.12 Elect Director Richard D. Parsons Mgmt For For
1.13 Elect Director R. E. Turner Mgmt For For
1.14 Elect Director Francis T. Vincent, Jr Mgmt For For
1.15 Elect Director Deborah C. Wright Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Pay Disparity ShrHoldr Against Against
Dollar General Corp. Shares Voted 5,400 Security 256669102
Meeting Date 5/24/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director David L. Bere Mgmt For For
1.2 Elect Director Dennis C. Bottorff Mgmt For For
1.3 Elect Director Barbara L. Bowles Mgmt For For
1.4 Elect Director James L. Clayton Mgmt For For
1.5 Elect Director Reginald D. Dickson Mgmt For For
1.6 Elect Director E. Gordon Gee Mgmt For For
1.7 Elect Director Barbara M. Knuckles Mgmt For For
1.8 Elect Director David A. Perdue Mgmt For For
1.9 Elect Director J. Neal Purcell Mgmt For For
1.1 Elect Director James D. Robbins Mgmt For For
1.11 Elect Director David M. Wilds Mgmt For For
2 Approve Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
Exxon Mobil Corp. Shares Voted 14,356 Security 30231G102
Meeting Date 5/25/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Michael J. Boskin Mgmt For For
1.2 Elect Director William W. George Mgmt For For
1.3 Elect Director James R. Houghton Mgmt For For
1.4 Elect Director William R. Howell Mgmt For For
1.5 Elect Director Reatha Clark King Mgmt For For
1.6 Elect Director Philip E. Lippincott Mgmt For For
1.7 Elect Director Henry A. McKinnell, Jr. Mgmt For For
1.8 Elect Director Marilyn Carlson Nelson Mgmt For For
1.9 Elect Director Lee R. Raymond Mgmt For For
1.1 Elect Director Walter V. Shipley Mgmt For For
1.11 Elect Director Rex W. Tillerson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Political Contributions/Activities ShrHoldr Against Against
4 Review/Limit Executive Compensation ShrHoldr Against Against
Nominate Independent Directors with Industry
5 Experience ShrHoldr Against Against
6 Report on Payments to Indonesian Military ShrHoldr Against Against
Adopt Policy Prohibiting Discrimination based
7 on Sexual Orientation ShrHoldr Against Against
Report on Potential Damage of Drilling in
8 Protected Regions ShrHoldr Against Against
Disclose Information Supporting the Company
9 Position on Climate Change ShrHoldr Against Against
Report on Company Policies for Compliance with
10 the Kyoto Protocol ShrHoldr Against Against
Safeway Inc. Shares Voted 4,700 Security 786514208
Meeting Date 5/25/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Steven A. Burd Mgmt For For
1.2 Elect Director Janet E. Grove Mgmt For For
1.3 Elect Director Mohan Gyani Mgmt For For
1.4 Elect Director Paul Hazen Mgmt For For
1.5 Elect Director Robert I. MacDonnell Mgmt For For
1.6 Elect Director Douglas J. MacKenzie Mgmt For For
1.7 Elect Director Rebecca A. Stirn Mgmt For For
1.8 Elect Director William Y. Tauscher Mgmt For For
1.9 Elect Director Raymond G. viault Mgmt For For
2 Ratify Auditors Mgmt For For
3 Provide for Cumulative Voting ShrHoldr Against For
4 Seek Sale of Company ShrHoldr Against Against
5 Separate Chairman and CEO Positions ShrHoldr Against Against
6 Prepare a Sustainability Report ShrHoldr Against Against
7 Limit Awards to Executives ShrHoldr Against Against
Require a Majority Vote for the Election of
8 Directors ShrHoldr Against Against
Limit Composition of Committee(s) to
9 Independent Directors ShrHoldr Against For
Proposal Regarding the Office of The Board of
10 Directors ShrHoldr Against Against
Wal-Mart Stores, Inc. Shares Voted 4,400 Security 931142103
Meeting Date 6/3/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director James W. Breyer Mgmt For For
1.2 Elect Director M. Michele Burns Mgmt For For
1.3 Elect Director Douglas N. Daft Mgmt For For
1.4 Elect Director David D. Glass Mgmt For For
1.5 Elect Director Roland A. Hernandez Mgmt For For
1.6 Elect Director John D. Opie Mgmt For For
1.7 Elect Director J. Paul Reason Mgmt For For
1.8 Elect Director H. Lee Scott, Jr. Mgmt For For
1.9 Elect Director Jack C. Shewmaker Mgmt For For
1.1 Elect Director Jose H. Villarreal Mgmt For For
1.11 Elect Director John T. Walton Mgmt For For
1.12 Elect Director S. Robson Walton Mgmt For For
1.13 Elect Director Christopher J. Williams Mgmt For For
1.14 Elect Director Linda S. Wolf Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Report on Executive Compensation ShrHoldr Against Against
5 Prepare Sustainability Report ShrHoldr Against Against
Report on Stock Option Distribution by Race
6 and Gender ShrHoldr Against Against
7 Report on Political Contributions ShrHoldr Against Against
8 Prepare Equal Opportunity Report ShrHoldr Against Against
Require a Majority Vote for the Election of
9 Directors ShrHoldr Against Against
Require Majority of Independent Directors on
10 Board ShrHoldr Against For
11 Performance- Based/Indexed Options ShrHoldr Against For
Prudential Financial Inc Shares Voted 970 Security 744320102
Meeting Date 6/7/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director James G. Cullen Mgmt For For
1.2 Elect Director James A. Unruh Mgmt For For
1.3 Elect Director Gordon M. Bethune Mgmt For For
2 Ratify Auditors Mgmt For For
3 Declassify the Board of Directors Mgmt For For
4 Approve Qualified Employee Stock Purchase Plan Mgmt For For
Devon Energy Corp. Shares Voted 1,800 Security 25179M103
Meeting Date 6/8/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director John A. Hill Mgmt For For
1.2 Elect Director William J. Johnson Mgmt For For
1.3 Elect Director Robert A. Mosbacher Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
Require a Majority Vote for the Election of
4 Directors ShrHoldr Against Against
Staples, Inc. Shares Voted 2,980 Security 855030102
Meeting Date 6/13/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Brenda C. Barnes Mgmt For For
1.2 Elect Director Mary Elizabeth Burton Mgmt For For
1.3 Elect Director Richard J. Currie Mgmt For For
1.4 Elect Director Rowland T. Moriarty Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
Submit Shareholder Rights Plan (Poison Pill)
4 to Shareholder Vote ShrHoldr Against For
Symantec Corp. Shares Voted 3,860 Security 871503108
Meeting Date 6/24/2005 Meeting Type EGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1 Approve Merger Agreement Mgmt For For
2 Increase Authorized Common Stock Mgmt For For
3 Adjourn Meeting Mgmt For Against
ProxyEdge - Investment Company Report Report Date: 08/09/2005
Meeting Date Range: 07/01/2004 to 06/30/2005
Selected Accounts: Scudder Target 2014
- ----------------------------------------------------------------------------------------------------------------------------
DELL INC. Annual Meeting Date: 07/16/2004
Issuer: 24702R ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT AUDITORS Management For No
03 STOCKHOLDER PROPOSAL RELATING TO EXPENSING STOCK Shareholder For Yes
OPTIONS
- ----------------------------------------------------------------------------------------------------------------------------
VERITAS SOFTWARE CORPORATION VRTSE Annual Meeting Date: 08/25/2004
Issuer: 923436 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF AMENDED AND RESTATED 2003 STOCK INCENTIVE Management Against Yes
PLAN
03 RATIFICATION OF KPMG LLP AS INDEPENDENT ACCOUNTANTS Management For No
FOR CURRENT FISCAL YEAR
- ----------------------------------------------------------------------------------------------------------------------------
SYMANTEC CORPORATION SYMC Annual Meeting Date: 09/15/2004
Issuer: 871503 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE THE ADOPTION OF SYMANTEC S AMENDED Shareholder Against Yes
AND RESTATED CERTIFICATE OF INCORPORATION WHICH
WOULD INCREASE THE NUMBER OF AUTHORIZED SHARES
OF COMMON STOCK FROM 900,000,000 TO 1,600,000,000.
03 TO APPROVE THE ADOPTION OF THE SYMANTEC 2004 Management Against Yes
EQUITY INCENTIVE PLAN, AND THE RESERVATION OF
9,000,000 SHARES OF COMMON STOCK FOR ISSUANCE
THEREUNDER.
04 TO APPROVE AMENDMENTS TO SYMANTEC S 2000 DIRECTOR Management For No
EQUITY INCENTIVE PLAN, AS AMENDED (THE DIRECTOR
PLAN ), TO INCREASE THE NUMBER OF SHARES AUTHORIZED
FOR ISSUANCE THEREUNDER FROM 25,000 TO 50,000
AND TO PROVIDE FOR PROPORTIONATE ADJUSTMENT TO
SHARES SUBJECT TO THE DIRECTOR PLAN UPON ANY
STOCK DIVIDEND, STOCK SPLIT OR SIMILAR CHANGE
IN SYMANTEC S CAPITAL STRUCTURE.
05 TO RATIFY THE SELECTION OF KPMG LLP AS SYMANTEC Management For No
S INDEPENDENT AUDITORS FOR THE 2005 FISCAL YEAR.
- ----------------------------------------------------------------------------------------------------------------------------
BIOMET, INC. BMET Annual Meeting Date: 09/18/2004
Issuer: 090613 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2005.
- ----------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION PH Annual Meeting Date: 10/27/2004
Issuer: 701094 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FY05.
03 APPROVAL OF THE PARKER-HANNIFIN CORPORATION 2004 Management For No
NON-EMPLOYEE DIRECTORS STOCK INCENTIVE PLAN.
- ----------------------------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION WB Special Meeting Date: 10/28/2004
Issuer: 929903 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 A PROPOSAL TO APPROVE THE PLAN OF MERGER CONTAINED Management For No
IN THE AGREEMENT AND PLAN OF MERGER, DATED AS
OF JUNE 20, 2004, BETWEEN SOUTHTRUST CORPORATION
AND WACHOVIA, PURSUANT TO WHICH SOUTHTRUST WILL
MERGE WITH AND INTO WACHOVIA, AS MORE FULLY DESCRIBED
IN THE JOINT PROXY STATEMENT-PROSPECTUS DATED
SEPTEMBER 24, 2004.
- ----------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION ORCL Annual Meeting Date: 10/29/2004
Issuer: 68389X ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF Management For No
THE FISCAL YEAR 2005 EXECUTIVE BONUS PLAN
03 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
MAY 31, 2005
04 PROPOSAL FOR THE APPROVAL OF THE AMENDED AND Management For No
RESTATED 2000 LONG-TERM EQUITY INCENTIVE PLAN
05 STOCKHOLDER PROPOSAL FOR THE ADOPTION OF THE Shareholder Against No
CHINA BUSINESS PRINCIPLES FOR RIGHTS OF WORKERS
IN CHINA
- ----------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION MSFT Annual Meeting Date: 11/09/2004
Issuer: 594918 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ADOPTION OF THE AMENDMENTS TO THE 2001 STOCK Management For No
PLAN AND THE 1991 STOCK OPTION PLAN
03 ADOPTION OF THE AMENDMENTS TO THE 1999 STOCK Management For No
PLAN FOR NON-EMPLOYEE DIRECTORS, THE STOCK OPTION
PLAN FOR NON-EMPLOYEE DIRECTORS AND THE STOCK
OPTION PLAN FOR CONSULTANTS AND ADVISORS
04 APPROVAL OF MATERIAL TERMS OF THE PERFORMANCE Management For No
CRITERIA FOR AWARDS UNDER THE 2001 STOCK PLAN
05 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For No
LLP AS THE COMPANY S INDEPENDENT AUDITOR
- ----------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. CSCO Annual Meeting Date: 11/18/2004
Issuer: 17275R ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS CISCO S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY
30, 2005.
03 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shareholder Against No
THAT THE BOARD S COMPENSATION COMMITTEE INITIATE
A REVIEW OF CISCO S EXECUTIVE COMPENSATION POLICIES
AND MAKE AVAILABLE, UPON REQUEST, A REPORT OF
THAT REVIEW BY JANUARY 1, 2005, AS MORE FULLY
SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.
- ----------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY MON Annual Meeting Date: 01/20/2005
Issuer: 61166W ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITOR Management For No
03 APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN Management Against Yes
04 APPROVAL OF SHAREOWNER PROPOSAL ONE Shareholder Against No
05 APPROVAL OF SHAREOWNER PROPOSAL TWO Shareholder Against No
06 APPROVAL OF SHAREOWNER PROPOSAL THREE Shareholder Against No
07 APPROVAL OF SHAREOWNER PROPOSAL FOUR Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
ACCENTURE LTD ACN Annual Meeting Date: 02/02/2005
Issuer: G1150G ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF BYE-LAW AMENDMENTS TO RELOCATE INTO Management For No
THE BYE-LAWS EXISTING CONTRACTUAL RESTRICTIONS
APPLICABLE TO CLASS A COMMON SHARES OF PARTNERS
AND FORMER PARTNERS BENEFICIALLY OWNED BY THEM
PRIOR TO ACCENTURE S INITIAL PUBLIC OFFERING.
03 RE-APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS Management For No
FOR THE 2005 FISCAL YEAR AND AUTHORIZATION OF
THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
TO DETERMINE KPMG LLP S REMUNERATION.
- ----------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY DE Annual Meeting Date: 02/23/2005
Issuer: 244199 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RE-APPROVAL OF THE JOHN DEERE PERFORMANCE BONUS Management For No
PLAN.
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No
TOUCHE LLP AS THE INDEPENDENT AUDITORS FOR FISCAL
2005.
- ----------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. ADI Annual Meeting Date: 03/08/2005
Issuer: 032654 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For No
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER
29, 2005.
03 SHAREHOLDER PROPOSAL TO ESTABLISH A POLICY OF Shareholder For Yes
EXPENSING IN THE COMPANY S ANNUAL INCOME STATEMENT
THE COSTS OF ALL STOCK OPTIONS ISSUED BY THE COMPANY.
- ----------------------------------------------------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. TYC Annual Meeting Date: 03/10/2005
Issuer: 902124 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RE-APPOINTMENT OF DELOITTE & TOUCHE LLP AS TYCO Management For No
S INDEPENDENT AUDITORS AND AUTHORIZATION FOR
THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
TO SET THE AUDITORS REMUNERATION.
- ----------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY MWD Annual Meeting Date: 03/15/2005
Issuer: 617446 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For No
LLP AS INDEPENDENT AUDITORS.
03 TO AMEND THE CERTIFICATE OF INCORPORATION TO Management For No
INSTITUTE ANNUAL ELECTION OF DIRECTORS.
04 SHAREHOLDER PROPOSAL TO LIMIT CEO COMPENSATION. Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC. LEH Annual Meeting Date: 04/05/2005
Issuer: 524908 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITORS FOR THE FISCAL YEAR 2005.
03 APPROVAL OF 2005 STOCK INCENTIVE PLAN. Management Against Yes
04 SHAREHOLDER PROPOSAL REGARDING CEO COMPENSATION. Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION UTX Annual Meeting Date: 04/13/2005
Issuer: 913017 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 APPROVAL OF UNITED TECHNOLOGIES CORPORATION 2005 Management For No
LONG TERM INCENTIVE PLAN
04 SHAREOWNER PROPOSAL CONCERNING DISCLOSURE OF Shareholder Against No
EXECUTIVE COMPENSATION
05 SHAREOWNER PROPOSAL CONCERNING ETHICAL CRITERIA Shareholder Against No
FOR MILITARY CONTRACTS
06 SHAREOWNER PROPOSAL CONCERNING CEO COMPENSATION Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY LLY Annual Meeting Date: 04/18/2005
Issuer: 532457 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Management For No
COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST
& YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS
FOR 2005.
03 PROPOSAL BY SHAREHOLDERS ON SEPARATING THE ROLES Shareholder For Yes
OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER.
04 PROPOSAL BY SHAREHOLDERS ON IMPORTATION OF PRESCRIPTION Shareholder Against No
DRUGS.
05 PROPOSAL BY SHAREHOLDERS ON A REPORT ON THE IMPACT Shareholder Against No
OF LIMITING PRODUCT SUPPLY TO CANADA.
06 PROPOSAL BY SHAREHOLDERS ON PERIODIC REPORTS Shareholder Against No
ON THE COMPANY S POLITICAL CONTRIBUTIONS.
07 PROPOSAL BY SHAREHOLDERS ON PERFORMANCE-BASED Shareholder For Yes
STOCK OPTIONS.
08 PROPOSAL BY SHAREHOLDERS ON ANIMAL TESTING. Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. C Annual Meeting Date: 04/19/2005
Issuer: 172967 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For No
AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2005.
03 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management For No
CITIGROUP 1999 STOCK INCENTIVE PLAN.
04 STOCKHOLDER PROPOSAL REQUESTING A CURB ON EXECUTIVE Shareholder Against No
COMPENSATION, NO FUTURE STOCK OPTION GRANTS AND
NO RENEWALS OR EXTENSIONS OF OPTION PLANS.
05 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL Shareholder Against No
CONTRIBUTIONS.
06 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shareholder For Yes
OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
07 STOCKHOLDER PROPOSAL REQUESTING THAT CEO COMPENSATION Shareholder Against No
BE LIMITED TO NO MORE THAN 100 TIMES THE AVERAGE
COMPENSATION PAID TO THE COMPANY S NON-MANAGERIAL
WORKERS UNLESS PRIOR STOCKHOLDER APPROVAL IS GRANTED.
08 STOCKHOLDER PROPOSAL REQUESTING ELECTION OF DIRECTOR Shareholder Against No
NOMINEES BY A MAJORITY OF VOTES CAST.
09 STOCKHOLDER PROPOSAL REQUESTING A BY-LAW AMENDMENT Shareholder Against No
PROHIBITING THE PAYMENT OF NON-DEDUCTIBLE COMPENSATION
TO ANY OFFICER UNLESS PRIOR STOCKHOLDER APPROVAL
IS GRANTED.
10 STOCKHOLDER PROPOSAL REQUESTING THAT A SIMPLE Shareholder For Yes
MAJORITY VOTE APPLY ON EACH ISSUE THAT CAN BE
SUBJECT TO A SHAREHOLDER VOTE.
- ----------------------------------------------------------------------------------------------------------------------------
HERSHEY FOODS CORPORATION HSY Annual Meeting Date: 04/19/2005
Issuer: 427866 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No
AUDITORS FOR 2005.
03 APPROVE AMENDMENT TO COMPANY S RESTATED CERTIFICATE Shareholder Against Yes
TO INCREASE AUTHORIZED NUMBER OF SHARES.
04 APPROVE AMENDMENT TO COMPANY S RESTATED CERTIFICATE Management For No
TO CHANGE THE COMPANY S NAME TO THE HERSHEY COMPANY.
- ----------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY KO Annual Meeting Date: 04/19/2005
Issuer: 191216 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT AUDITORS
03 SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT Shareholder Against No
DELEGATION OF INQUIRY TO COLOMBIA
04 SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK Shareholder Against No
05 SHAREOWNER PROPOSAL REGARDING SEVERANCE AGREEMENTS Shareholder For Yes
- ----------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP USB Annual Meeting Date: 04/19/2005
Issuer: 902973 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITOR FOR THE 2005 FISCAL YEAR.
03 AMEND CERTIFICATE OF INCORPORATION TO ELIMINATE Management For No
SUPERMAJORITY VOTING.
04 SHAREHOLDER PROPOSAL: PERFORMANCE VESTING SHARES. Shareholder Against No
05 SHAREHOLDER PROPOSAL: PROHIBITION ON TAX AND Shareholder Against No
NON-AUDIT WORK BY INDEPENDENT AUDITORS.
- ----------------------------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION WB Annual Meeting Date: 04/19/2005
Issuer: 929903 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 A WACHOVIA PROPOSAL TO RATIFY THE APPOINTMENT Management For No
OF KPMG LLP AS AUDITORS FOR THE YEAR 2005.
- ----------------------------------------------------------------------------------------------------------------------------
PG&E CORPORATION PCG Annual Meeting Date: 04/20/2005
Issuer: 69331C ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT PUBLIC Management For No
ACCOUNTANTS
03 ADOPTION OF A NEW LONG-TERM INCENTIVE PLAN Management For No
04 EXPENSE STOCK OPTIONS Shareholder For Yes
05 RADIOACTIVE WASTES Shareholder Against No
06 POISON PILL Shareholder For Yes
07 PERFORMANCE-BASED OPTIONS Shareholder For Yes
08 FUTURE GOLDEN PARACHUTES Shareholder For Yes
- ----------------------------------------------------------------------------------------------------------------------------
THE SHERWIN-WILLIAMS COMPANY SHW Annual Meeting Date: 04/20/2005
Issuer: 824348 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For No
PUBLIC ACCOUNTING FIRM
- ----------------------------------------------------------------------------------------------------------------------------
ALLTEL CORPORATION AT Annual Meeting Date: 04/21/2005
Issuer: 020039 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For No
- ----------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED TXN Annual Meeting Date: 04/21/2005
Issuer: 882508 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Management For No
& YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2005.
03 BOARD PROPOSAL TO APPROVE THE TI EMPLOYEES 2005 Management For No
STOCK PURCHASE PLAN.
04 BOARD PROPOSAL TO REAPPROVE THE MATERIAL TERMS Management For No
OF THE PERFORMANCE GOALS UNDER THE TEXAS INSTRUMENTS
2000 LONG-TERM INCENTIVE PLAN.
- ----------------------------------------------------------------------------------------------------------------------------
WYETH Annual Meeting Date: 04/21/2005
Issuer: 983024 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS Management For No
FIRM
03 ADOPT 2005 STOCK INCENTIVE PLAN Management For No
04 REIMPORTATION OF PRESCRIPTION DRUGS Shareholder Against No
05 SEPARATE THE ROLES OF CHAIRMAN & CEO Shareholder For Yes
06 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shareholder Against No
07 DISCONTINUE PROMOTING PREMARIN AND PROTECTION Shareholder Against No
OF MARES
- ----------------------------------------------------------------------------------------------------------------------------
ALCOA INC. AA Annual Meeting Date: 04/22/2005
Issuer: 013817 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO APPROVE THE INDEPENDENT AUDITOR Management For No
- ----------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. HON Annual Meeting Date: 04/25/2005
Issuer: 438516 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No
03 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For No
INCORPORATION AND BY-LAWS TO ELIMINATE THE CLASSIFIED
STRUCTURE OF THE BOARD OF DIRECTORS
04 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For No
INCORPORATION AND BY-LAWS TO ELIMINATE SUPERMAJORITY
VOTING PROVISIONS
05 MAJORITY VOTE SHAREHOLDER COMMITTEE Shareholder Against No
06 SEPARATION OF CHAIRMAN/CEO Shareholder For Yes
07 EXECUTIVE PAY DISPARITY REPORT Shareholder Against No
08 EXECUTIVE COMPENSATION LIMIT Shareholder Against No
09 COMMONSENSE EXECUTIVE COMPENSATION FRAMEWORK PROPOSAL Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP IBM Annual Meeting Date: 04/26/2005
Issuer: 459200 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For No
PUBLIC ACCOUNTING FIRM (PAGE 24)
03 STOCKHOLDER PROPOSAL ON--CUMULATIVE VOTING (PAGE Shareholder Against No
25)
04 STOCKHOLDER PROPOSAL ON--PENSION AND RETIREMENT Shareholder Against No
MEDICAL (PAGE 25)
05 STOCKHOLDER PROPOSAL ON--EXECUTIVE COMPENSATION Shareholder Against No
(PAGE 27)
06 STOCKHOLDER PROPOSAL ON--EXPENSING STOCK OPTIONS Shareholder For Yes
(PAGE 28)
07 STOCKHOLDER PROPOSAL ON--DISCLOSURE OF EXECUTIVE Shareholder Against No
COMPENSATION (PAGE 29)
08 STOCKHOLDER PROPOSAL ON--OFFSHORING (PAGE 30) Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
CHEVRONTEXACO CORPORATION CVX Annual Meeting Date: 04/27/2005
Issuer: 166764 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For No
ACCOUNTING FIRM
03 DIRECTORS COMPENSATION Shareholder Against No
04 EXECUTIVE SEVERANCE AGREEMENTS Shareholder For Yes
05 STOCK OPTION EXPENSING Shareholder For Yes
06 ANIMAL TESTING Shareholder Against No
07 OIL & GAS DRILLING IN PROTECTED/SENSITIVE AREAS Shareholder Against No
08 REPORT ON ECUADOR Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY DD Annual Meeting Date: 04/27/2005
Issuer: 263534 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For No
ACCOUNTING FIRM
03 ON GOVERNMENT SERVICE Shareholder Against No
04 ON INTERNATIONAL WORKPLACE STANDARDS Shareholder Against No
05 ON EXECUTIVE COMPENSATION Shareholder Against No
06 ON ANIMAL TESTING Shareholder Against No
07 ON GENETICALLY MODIFIED FOOD Shareholder Against No
08 ON PERFORMANCE-BASED OPTIONS Shareholder Against No
09 ON DISCLOSURE OF PFOA COSTS Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY GE Annual Meeting Date: 04/27/2005
Issuer: 369604 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
A DIRECTOR Management For No
B RATIFICATION OF SELECTION OF INDEPENDENT AUDITOR Management For No
01 CUMULATIVE VOTING Shareholder For Yes
02 REPORT ON NUCLEAR RISK Shareholder Against No
03 REPORT ON PCB CLEANUP COSTS Shareholder Against No
04 CURB OVER-EXTENDED DIRECTORS Shareholder Against No
05 REPORT ON SUSTAINABILITY Shareholder Against No
06 DISCLOSE POLITICAL CONTRIBUTIONS Shareholder Against No
07 ANIMAL TESTING Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. MO Annual Meeting Date: 04/28/2005
Issuer: 02209S ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 2005 PERFORMANCE INCENTIVE PLAN Management For No
03 2005 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE Management For No
DIRECTORS
04 RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS Management For No
05 STOCKHOLDER PROPOSAL NO. 1 REQUESTING ELIMINATION Management Against No
OF ANIMAL TESTING FOR TOBACCO PRODUCTS
06 STOCKHOLDER PROPOSAL NO. 2 REQUESTING WAYS TO Shareholder Against No
MORE ADEQUATELY WARN PREGNANT WOMEN
07 STOCKHOLDER PROPOSAL NO. 3 SEEKING TO CEASE PROMOTING Shareholder Against No
LIGHT AND ULTRA LIGHT BRANDS
08 STOCKHOLDER PROPOSAL NO. 4 SEEKING TO EXTEND Shareholder Against No
NEW YORK FIRE-SAFE PRODUCTS NATIONALLY
- ----------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED Annual Meeting Date: 04/28/2005
Issuer: 057224 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF DELOITTE & TOUCHE AS THE COMPANY Management For No
S INDEPENDENT AUDITOR FOR FISCAL YEAR 2005.
03 PROPOSAL TO AMEND THE COMPANY S RESTATED CERTIFICATE Management For No
OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS.
04 STOCKHOLDER PROPOSAL NO. 1 REGARDING MAJORITY Shareholder Against No
VOTES PROTOCOL.
- ----------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Annual Meeting Date: 04/28/2005
Issuer: 478160 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN. Management Against Yes
03 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
AS INDEPENDENT AUDITORS
- ----------------------------------------------------------------------------------------------------------------------------
PFIZER INC. PFE Annual Meeting Date: 04/28/2005
Issuer: 717081 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 A PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Management For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2005.
03 SHAREHOLDER PROPOSAL RELATING TO TERM LIMITS Shareholder Against No
FOR DIRECTORS.
04 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INCREASING Shareholder Against No
ACCESS TO PFIZER PRODUCTS.
05 SHAREHOLDER PROPOSAL RELATING TO IMPORTATION Shareholder Against No
OF PRESCRIPTION DRUGS.
06 SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS. Shareholder Against No
07 SHAREHOLDER PROPOSAL RELATING TO PRODUCT AVAILABILITY Shareholder Against No
IN CANADA.
08 SHAREHOLDER PROPOSAL RELATING TO THE SEPARATION Shareholder For Yes
OF THE ROLES OF CHAIR AND CEO AND ACCESS TO PHARMACEUTICAL
PRODUCTS.
- ----------------------------------------------------------------------------------------------------------------------------
MOTOROLA, INC. MOT Annual Meeting Date: 05/02/2005
Issuer: 620076 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 SHAREHOLDER PROPOSAL RE: NON-DEDUCTIBLE EXECUTIVE Shareholder Against No
COMPENSATION
03 SHAREHOLDER PROPOSAL RE: DIRECTOR ELECTION BY Shareholder Against No
MAJORITY VOTE
- ----------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION EMC Annual Meeting Date: 05/05/2005
Issuer: 268648 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL 2 - TO APPROVE AMENDMENTS TO THE EMC Management For No
CORPORATION 2003 STOCK PLAN TO INCREASE BY 100,000,000
THE NUMBER OF SHARES AVAILABLE UNDER THE PLAN,
AND INCREASE THE NUMBER OF SHARES WHICH MAY BE
ISSUED PURSUANT TO AWARDS OF RESTRICTED STOCK
AND/ OR RESTRICTED STOCK UNITS TO 30% OF THE
TOTAL AUTHORIZED SHARES UNDER THE PLAN, AS DESCRIBED
IN EMC S PROXY STATEMENT.
03 PROPOSAL 3 - TO RATIFY THE SELECTION BY THE AUDIT Management For No
COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP AS EMC S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2005.
04 PROPOSAL 4 - TO ACT UPON A SHAREHOLDER PROPOSAL Shareholder For Yes
RELATING TO PERFORMANCE-BASED STOCK OPTIONS,
AS DESCRIBED IN EMC S PROXY STATEMENT.
05 PROPOSAL 5 - TO ACT UPON A SHAREHOLDER PROPOSAL Shareholder For Yes
RELATING TO EMC S AUDIT COMMITTEE, AS DESCRIBED
IN EMC S PROXY STATEMENT.
- ----------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. VZ Annual Meeting Date: 05/05/2005
Issuer: 92343V ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For No
ACCOUNTING FIRM
03 CUMULATIVE VOTING Shareholder Against No
04 MAJORITY VOTE FOR ELECTION OF DIRECTORS Shareholder Against No
05 BOARD COMPOSITION Shareholder For Yes
06 SEPARATE CHAIRMAN AND CEO Shareholder For Yes
07 DIRECTORS LIABILITY Shareholder Against No
08 REPORT ON POLITICAL CONTRIBUTIONS Shareholder Against No
Vote Summary Report (Long)
07/01/04 to 06/30/05
Allergan, Inc. Shares Voted 2,000 Security 18490102
Meeting Date 4/26/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Trevor M. Jones Mgmt For For
1.2 Elect Director Karen R. Oscar Mgmt For For
1.3 Elect Director Leonard D. Schaeffer Mgmt For For
Bank of America Corp. Shares Voted 8,400 Security 60505104
Meeting Date 4/27/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director William Barnet, III Mgmt For For
1.2 Elect Director Charles W. Coker Mgmt For For
1.3 Elect Director John T. Collins Mgmt For For
1.4 Elect Director Gary L. Countryman Mgmt For For
1.5 Elect Director Paul Fulton Mgmt For For
1.6 Elect Director Charles K. Gifford Mgmt For For
1.7 Elect Director W. Steven Jones Mgmt For For
1.8 Elect Director Kenneth D. Lewis Mgmt For For
1.9 Elect Director Walter E. Massey Mgmt For For
1.1 Elect Director Thomas J. May Mgmt For For
1.11 Elect Director Patricia E. Mitchell Mgmt For For
1.12 Elect Director Edward L. Romero Mgmt For For
1.13 Elect Director Thomas M. Ryan Mgmt For For
1.14 Elect Director O. Temple Sloan, Jr. Mgmt For For
1.15 Elect Director Meredith R. Spangler Mgmt For For
1.16 Elect Director Robert L. Tillman Mgmt For For
1.17 Elect Director Jackie M. Ward Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Political Contributions ShrHoldr Against Against
4 Director Nominee Amendment ShrHoldr Against Against
E.I. Du Pont De Nemours & Shares Voted Security
Co. 2,900 263534109
Meeting Date 4/27/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Alain J.P. Belda Mgmt For For
1.2 Elect Director Richard H. Brown Mgmt For For
1.3 Elect Director Curtis J. Crawford Mgmt For For
1.4 Elect Director John T. Dillon Mgmt For For
1.5 Elect Director Louisa C. Duemling Mgmt For For
1.6 Elect Director Charles O. Holliday, Jr. Mgmt For For
1.7 Elect Director Lois D. Juliber Mgmt For For
1.8 Elect Director Masahisa Naitoh Mgmt For For
1.9 Elect Director William K. Reilly Mgmt For For
1.1 Elect Director H. Rodney Sharp, III Mgmt For For
1.11 Elect Director Charles M. Vest Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Government Service of Employees ShrHoldr Against Against
4 Implement ILO Code of Conduct ShrHoldr Against Against
5 Executive Compensation ShrHoldr Against Against
6 Eliminate Animal Testing ShrHoldr Against Against
7 Report on Genetically Modified Organisms ShrHoldr Against Against
8 Performance- Based/Indexed Options ShrHoldr Against Against
9 Report on PFOA Chemical Remediation ShrHoldr Against Against
Lockheed Martin Corp. Shares Voted 2,000 Security 539830109
Meeting Date 4/28/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director E.C. 'Pete' Aldridge, Jr. Mgmt For For
1.2 Elect Director Nolan D. Archibald Mgmt For For
1.3 Elect Director Marcus C. Bennett Mgmt For For
1.4 Elect Director James O. Ellis, Jr. Mgmt For For
1.5 Elect Director Gwendolyn S. King Mgmt For For
1.6 Elect Director Douglas H. McCorkindale Mgmt For For
1.7 Elect Director Eugene F. Murphy Mgmt For For
1.8 Elect Director Joseph W. Ralston Mgmt For For
1.9 Elect Director Frank Savage Mgmt For For
1.1 Elect Director Anne Stevens Mgmt For For
1.11 Elect Director Robert J. Stevens Mgmt For For
1.12 Elect Director James R. Ukropina Mgmt For For
1.13 Elect Director Douglas C. Yearley Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Performance-Based/Indexed Options ShrHoldr Against Against
Adopt Simple Majority Vote Requirement for All
5 Issues ShrHoldr Against For
6 Report on Pay Disparity ShrHoldr Against Against
and amend its code of conduct and policies
related to bidding Review Code of Conduct on
7 Military Contracts ShrHoldr Against Against
Georgia-Pacific Corp. Shares Voted 4,800 Security 373298108
Meeting Date 5/3/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director James S. Balloun Mgmt For For
1.2 Elect Director Thomas D. Bell, Jr. Mgmt For For
1.3 Elect Director Jon A. Boscia Mgmt For For
1.4 Elect Director Alston D. Correll Mgmt For For
1.5 Elect Director John D. Zeglis Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Declassify the Board of Directors Mgmt Against For
Ambac Financial Group, Inc. Shares Voted 1,400 Security 23139108
Meeting Date 5/3/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Phillip B. Lassiter Mgmt For For
1.2 Elect Director Michael A. Callen Mgmt For For
1.3 Elect Director Jill M. Considine Mgmt For For
1.4 Elect Director Robert J. Genader Mgmt For For
1.5 Elect Director W. Grant Gregory Mgmt For For
1.6 Elect Director Thomas C. Theobald Mgmt For For
1.7 Elect Director Laura S. Unger Mgmt For For
1.8 Elect Director Henry D.G. Wallace Mgmt For For
2 Amend Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
PepsiCo, Inc. Shares Voted 4,250 Security 713448108
Meeting Date 5/4/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director John F. Akers Mgmt For For
1.2 Elect Director Robert E. Allen Mgmt For For
1.3 Elect Director Ray L. Hunt Mgmt For For
1.4 Elect Director Arthur C. Martinez Mgmt For For
1.5 Elect Director Indra K. Nooyi Mgmt For For
1.6 Elect Director Steven S Reinemund Mgmt For For
1.7 Elect Director Sharon P. Rockefeller Mgmt For For
1.8 Elect Director James J. Schiro Mgmt For For
1.9 Elect Director Franklin A. Thomas Mgmt For For
1.1 Elect Director Cynthia M. Trudell Mgmt For For
1.11 Elect Director Solomon D. Trujillo Mgmt For For
1.12 Elect Director Daniel Vasella Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Corporate Political Contributions ShrHoldr Against Against
Avon Products, Inc. Shares Voted 2,800 Security 54303102
Meeting Date 5/5/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Fred Hassan Mgmt For For
1.2 Elect Director Ann S. Moore Mgmt For For
1.3 Elect Director Lawrence A. Weinbach Mgmt For For
2 Ratify Auditors Mgmt For For
3 Declassify the Board of Directors Mgmt For For
4 Amend Omnibus Stock Plan Mgmt For For
Disclose Charitable Contributions and
5 Fundraising Efforts ShrHoldr Against Against
Reformulate Products to Remove Chemicals
6 Banned by EU ShrHoldr Against Against
The Gap, Inc. Shares Voted 6,600 Security 364760108
Meeting Date 5/10/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Howard P. Behar Mgmt For For
1.2 Elect Director Adrian D. P. Bellamy Mgmt For For
1.3 Elect Director Domenico De Sole Mgmt For For
1.4 Elect Director Donald G. Fisher Mgmt For For
1.5 Elect Director Doris F. Fisher Mgmt For For
1.6 Elect Director Robert J. Fisher Mgmt For For
1.7 Elect Director Penelope L. Hughes Mgmt For For
1.8 Elect Director Bob L. Martin Mgmt For For
1.9 Elect Director Jorge P. Montoya Mgmt For For
1.1 Elect Director Paul S. Pressler Mgmt For For
1.11 Elect Director James M. Schneider Mgmt For For
1.12 Elect Director Mayo A. Shattuck III Mgmt For For
1.13 Elect Director Margaret C. Whitman Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Executive Incentive Bonus Plan Mgmt For For
3M CO Shares Voted 2,500 Security 88579Y101
Meeting Date 5/10/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Vance D. Coffman Mgmt For For
1.2 Elect Director Rozanne L. Ridgway Mgmt For For
1.3 Elect Director Louis W. Sullivan Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
4 Eliminate Animal Testing ShrHoldr Against Against
5 Implement China Principles ShrHoldr Against Against
Altera Corp. Shares Voted 4,800 Security 21441100
Meeting Date 5/10/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director John P. Daane Mgmt For For
1.2 Elect Director Robert W. Reed Mgmt For For
1.3 Elect Director Charles M. Clough Mgmt For For
1.4 Elect Director Robert J. Finocchio, Jr Mgmt For For
1.5 Elect Director Kevin McGarity Mgmt For For
1.6 Elect Director Paul Newhagen Mgmt For For
1.7 Elect Director William E. Terry Mgmt For For
1.8 Elect Director Susan Wang Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Amend Stock Option Plan Mgmt For Against
4 Amend Qualified Employee Stock Purchase Plan Mgmt For For
5 Ratify Auditors Mgmt For For
6 Expense Stock Options ShrHoldr Against For
Require a Majority Vote for the Election of
7 Directors ShrHoldr Against Against
Wellpoint Inc Shares Voted 1,200 Security 94973V107
Meeting Date 5/10/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director William H.T. Bush Mgmt For For
1.2 Elect Director Warren Y. Jobe Mgmt For For
1.3 Elect Director William G. Mays Mgmt For For
1.4 Elect Director Senator Donald W. Riegle, Jr. Mgmt For For
1.5 Elect Director William J. Ryan Mgmt For For
2 Ratify Auditors Mgmt For For
3 Performance- Based/Indexed Options ShrHoldr Against For
Amgen, Inc. Shares Voted 4,500 Security 31162100
Meeting Date 5/11/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Dr. David Baltimore Mgmt For For
1.2 Elect Director Ms. Judith C. Pelham Mgmt For For
1.3 Elect Director Mr. Kevin W. Sharer Mgmt For For
2 Ratify Auditors Mgmt For For
3 Eliminate Animal Testing ShrHoldr Against Against
4 Review/Limit Executive Compensation ShrHoldr Against Against
5 Adopt Retention Ratio for Executives ShrHoldr Against Against
Caremark Rx, Inc. Shares Voted 4,200 Security 141705103
Meeting Date 5/11/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Edwin M. Crawford Mgmt For For
1.2 Elect Director Kristen Gibney Williams Mgmt For For
1.3 Elect Director Edward L. Hardin Mgmt For For
2 Report on Political Contributions ShrHoldr Against Against
McDonald's Corp. Shares Voted 3,700 Security 580135101
Meeting Date 5/11/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Hall Adams, Jr. Mgmt For For
1.2 Elect Director Cary D. McMillan Mgmt For For
1.3 Elect Director Michael J. Roberts Mgmt For For
1.4 Elect Director James A. Skinner Mgmt For For
1.5 Elect Director Anne-Marie Slaughter Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Genetically Modified Organisms ShrHoldr Against Against
CIT Group Inc Shares Voted 2,800 Security 125581108
Meeting Date 5/11/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Jeffrey M. Peek Mgmt For For
1.2 Elect Director Gary C. Butler Mgmt For For
1.3 Elect Director William A. Farlinger Mgmt For For
1.4 Elect Director William M. Freeman Mgmt For For
1.5 Elect Director Hon. Thomas H. Kean Mgmt For For
1.6 Elect Director Marianne Miller Parrs Mgmt For For
1.7 Elect Director Timothy M. Ring Mgmt For For
1.8 Elect Director John R. Ryan Mgmt For For
1.9 Elect Director Peter J. Tobin Mgmt For For
1.1 Elect Director Lois M. Van Deusen Mgmt For For
2 Ratify Auditors Mgmt For For
3 Other Business Mgmt For Against
Entergy Corp. Shares Voted 1,400 Security 29364G103
Meeting Date 5/13/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Maureen Scannell Bateman Mgmt For For
1.2 Elect Director W. Frank Blount Mgmt For For
1.3 Elect Director Simon D. deBree Mgmt For For
1.4 Elect Director Claiborne P. Deming Mgmt For For
1.5 Elect Director Alexis Herman Mgmt For For
1.6 Elect Director Donald C. Hintz Mgmt For For
1.7 Elect Director J. Wayne Leonard Mgmt For For
1.8 Elect Director Robert v.d. Luft Mgmt For For
1.9 Elect Director Kathleen A. Murphy Mgmt For For
1.1 Elect Director James R. Nichols Mgmt For For
1.11 Elect Director William A. Percy, II Mgmt For For
1.12 Elect Director Dennis H. Reilley Mgmt For For
1.13 Elect Director Steven V. Wilkinson Mgmt For For
2 Ratify Auditors Mgmt For For
Require the Chairman of the Board Be an
3 Independent Director ShrHoldr Against For
Require a Majority Vote for the Election of
4 Directors ShrHoldr Against Against
JPMorgan Chase & Co. Shares Voted 5,200 Security 46625H100
Meeting Date 5/17/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Director Hans W. Becherer Mgmt For For
1.2 Elect Director Director John H. Biggs Mgmt For For
1.3 Elect Director Director Lawrence A. Bossidy Mgmt For For
1.4 Elect Director Director Stephen B. Burke Mgmt For For
1.5 Elect Director Director James S. Crown Mgmt For For
1.6 Elect Director Director James Dimon Mgmt For For
1.7 Elect Director Director Ellen V. Futter Mgmt For For
1.8 Elect Director Director William H. Gray, III Mgmt For For
1.9 Elect Director Director William B. Harrison, Jr Mgmt For For
1.1 Elect Director Director Laban P. Jackson, Jr. Mgmt For For
1.11 Elect Director Director John W. Kessler Mgmt For For
1.12 Elect Director Director Robert I. Lipp Mgmt For For
1.13 Elect Director Director Richard A. Manoogian Mgmt For For
1.14 Elect Director Director David C. Novak Mgmt For For
1.15 Elect Director Director Lee R. Raymond Mgmt For For
1.16 Elect Director Director William C. Weldon Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
4 Establish Term Limits for Directors ShrHoldr Against Against
5 Separate Chairman and CEO Positions ShrHoldr Against For
6 Limit Executive Compensation ShrHoldr Against Against
7 Adopt Executive Benefit Policy ShrHoldr Against Against
Target Corporation Shares Voted 4,000 Security 87612E106
Meeting Date 5/18/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Roxanne S. Austin Mgmt For For
1.2 Elect Director James A. Johnson Mgmt For For
2 Ratify Auditors Mgmt For For
The Hartford Financial Shares Voted Security
Services Group, Inc. 1,900 416515104
Meeting Date 5/18/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Ramani Ayer Mgmt For For
1.2 Elect Director Ronald E. Ferguson Mgmt For For
1.3 Elect Director Edward J. Kelly, III Mgmt For For
1.4 Elect Director Paul G. Kirk, Jr. Mgmt For For
1.5 Elect Director Thomas M. Marra Mgmt For For
1.6 Elect Director Gail J. McGovern Mgmt For For
1.7 Elect Director Michael G. Morris Mgmt For For
1.8 Elect Director Robert W. Selander Mgmt For For
1.9 Elect Director Charles B. Strauss Mgmt For For
1.1 Elect Director H. Patrick Swygert Mgmt For For
1.11 Elect Director David K. Zwiener Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
4 Amend Executive Incentive Bonus Plan Mgmt For For
Yahoo!, Inc. Shares Voted 3,500 Security 984332106
Meeting Date 5/19/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Terry S. Semel Mgmt For For
1.2 Elect Director Jerry Yang Mgmt For For
1.3 Elect Director Roy J. Bostock Mgmt For For
1.4 Elect Director Ronald W. Burkle Mgmt For For
1.5 Elect Director Eric Hippeau Mgmt For For
1.6 Elect Director Arthur H. Kern Mgmt For For
1.7 Elect Director Robert A. Kotick Mgmt For For
1.8 Elect Director Edward R. Kozel Mgmt For For
1.9 Elect Director Gary L. Wilson Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Amend Non-Employee Director Stock Option Plan Mgmt For Against
4 Ratify Auditors Mgmt For For
TXU Corp. Shares Voted 1,400 Security 873168108
Meeting Date 5/20/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Derek C. Bonham Mgmt For For
1.2 Elect Director E. Gail de Planque Mgmt For For
1.3 Elect Director William M. Griffin Mgmt For For
1.4 Elect Director Kerney Laday Mgmt For For
1.5 Elect Director Jack E. Little Mgmt For For
1.6 Elect Director Erle Nye Mgmt For For
1.7 Elect Director J.E. Oesterreicher Mgmt For For
1.8 Elect Director Michael W. Ranger Mgmt For For
1.9 Elect Director Herbert H. Richardson Mgmt For For
1.1 Elect Director C. John Wilder Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
Time Warner Inc Shares Voted 16,900 Security 887317105
Meeting Date 5/20/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director James L. Barksdale Mgmt For For
1.2 Elect Director Stephen F. Bollenbach Mgmt For For
1.3 Elect Director Stephen M. Case Mgmt For For
1.4 Elect Director Frank J. Caufield Mgmt For For
1.5 Elect Director Robert C. Clark Mgmt For For
1.6 Elect Director Jessica P. Einhorn Mgmt For For
1.7 Elect Director Miles R. Gilburne Mgmt For For
1.8 Elect Director Carla A. Hills Mgmt For For
1.9 Elect Director Reuben Mark Mgmt For For
1.1 Elect Director Michael A. Miles Mgmt For For
1.11 Elect Director Kenneth J. Novack Mgmt For For
1.12 Elect Director Richard D. Parsons Mgmt For For
1.13 Elect Director R. E. Turner Mgmt For For
1.14 Elect Director Francis T. Vincent, Jr Mgmt For For
1.15 Elect Director Deborah C. Wright Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Pay Disparity ShrHoldr Against Against
Dollar General Corp. Shares Voted 5,200 Security 256669102
Meeting Date 5/24/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director David L. Bere Mgmt For For
1.2 Elect Director Dennis C. Bottorff Mgmt For For
1.3 Elect Director Barbara L. Bowles Mgmt For For
1.4 Elect Director James L. Clayton Mgmt For For
1.5 Elect Director Reginald D. Dickson Mgmt For For
1.6 Elect Director E. Gordon Gee Mgmt For For
1.7 Elect Director Barbara M. Knuckles Mgmt For For
1.8 Elect Director David A. Perdue Mgmt For For
1.9 Elect Director J. Neal Purcell Mgmt For For
1.1 Elect Director James D. Robbins Mgmt For For
1.11 Elect Director David M. Wilds Mgmt For For
2 Approve Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
Exxon Mobil Corp. Shares Voted 13,982 Security 30231G102
Meeting Date 5/25/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Michael J. Boskin Mgmt For For
1.2 Elect Director William W. George Mgmt For For
1.3 Elect Director James R. Houghton Mgmt For For
1.4 Elect Director William R. Howell Mgmt For For
1.5 Elect Director Reatha Clark King Mgmt For For
1.6 Elect Director Philip E. Lippincott Mgmt For For
1.7 Elect Director Henry A. McKinnell, Jr. Mgmt For For
1.8 Elect Director Marilyn Carlson Nelson Mgmt For For
1.9 Elect Director Lee R. Raymond Mgmt For For
1.1 Elect Director Walter V. Shipley Mgmt For For
1.11 Elect Director Rex W. Tillerson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Political Contributions/Activities ShrHoldr Against Against
4 Review/Limit Executive Compensation ShrHoldr Against Against
Nominate Independent Directors with Industry
5 Experience ShrHoldr Against Against
6 Report on Payments to Indonesian Military ShrHoldr Against Against
Adopt Policy Prohibiting Discrimination based
7 on Sexual Orientation ShrHoldr Against Against
Report on Potential Damage of Drilling in
8 Protected Regions ShrHoldr Against Against
Disclose Information Supporting the Company
9 Position on Climate Change ShrHoldr Against Against
Report on Company Policies for Compliance with
10 the Kyoto Protocol ShrHoldr Against Against
Safeway Inc. Shares Voted 4,500 Security 786514208
Meeting Date 5/25/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Steven A. Burd Mgmt For For
1.2 Elect Director Janet E. Grove Mgmt For For
1.3 Elect Director Mohan Gyani Mgmt For For
1.4 Elect Director Paul Hazen Mgmt For For
1.5 Elect Director Robert I. MacDonnell Mgmt For For
1.6 Elect Director Douglas J. MacKenzie Mgmt For For
1.7 Elect Director Rebecca A. Stirn Mgmt For For
1.8 Elect Director William Y. Tauscher Mgmt For For
1.9 Elect Director Raymond G. viault Mgmt For For
2 Ratify Auditors Mgmt For For
3 Provide for Cumulative Voting ShrHoldr Against For
4 Seek Sale of Company ShrHoldr Against Against
5 Separate Chairman and CEO Positions ShrHoldr Against Against
6 Prepare a Sustainability Report ShrHoldr Against Against
7 Limit Awards to Executives ShrHoldr Against Against
Require a Majority Vote for the Election of
8 Directors ShrHoldr Against Against
Limit Composition of Committee(s) to
9 Independent Directors ShrHoldr Against For
Proposal Regarding the Office of The Board of
10 Directors ShrHoldr Against Against
Wal-Mart Stores, Inc. Shares Voted 4,300 Security 931142103
Meeting Date 6/3/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director James W. Breyer Mgmt For For
1.2 Elect Director M. Michele Burns Mgmt For For
1.3 Elect Director Douglas N. Daft Mgmt For For
1.4 Elect Director David D. Glass Mgmt For For
1.5 Elect Director Roland A. Hernandez Mgmt For For
1.6 Elect Director John D. Opie Mgmt For For
1.7 Elect Director J. Paul Reason Mgmt For For
1.8 Elect Director H. Lee Scott, Jr. Mgmt For For
1.9 Elect Director Jack C. Shewmaker Mgmt For For
1.1 Elect Director Jose H. Villarreal Mgmt For For
1.11 Elect Director John T. Walton Mgmt For For
1.12 Elect Director S. Robson Walton Mgmt For For
1.13 Elect Director Christopher J. Williams Mgmt For For
1.14 Elect Director Linda S. Wolf Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Report on Executive Compensation ShrHoldr Against Against
5 Prepare Sustainability Report ShrHoldr Against Against
Report on Stock Option Distribution by Race
6 and Gender ShrHoldr Against Against
7 Report on Political Contributions ShrHoldr Against Against
8 Prepare Equal Opportunity Report ShrHoldr Against Against
Require a Majority Vote for the Election of
9 Directors ShrHoldr Against Against
Require Majority of Independent Directors on
10 Board ShrHoldr Against For
11 Performance- Based/Indexed Options ShrHoldr Against For
Prudential Financial Inc Shares Voted 930 Security 744320102
Meeting Date 6/7/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director James G. Cullen Mgmt For For
1.2 Elect Director James A. Unruh Mgmt For For
1.3 Elect Director Gordon M. Bethune Mgmt For For
2 Ratify Auditors Mgmt For For
3 Declassify the Board of Directors Mgmt For For
4 Approve Qualified Employee Stock Purchase Plan Mgmt For For
Devon Energy Corp. Shares Voted 1,720 Security 25179M103
Meeting Date 6/8/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director John A. Hill Mgmt For For
1.2 Elect Director William J. Johnson Mgmt For For
1.3 Elect Director Robert A. Mosbacher Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
Require a Majority Vote for the Election of
4 Directors ShrHoldr Against Against
Staples, Inc. Shares Voted 2,860 Security 855030102
Meeting Date 6/13/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Brenda C. Barnes Mgmt For For
1.2 Elect Director Mary Elizabeth Burton Mgmt For For
1.3 Elect Director Richard J. Currie Mgmt For For
1.4 Elect Director Rowland T. Moriarty Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
Submit Shareholder Rights Plan (Poison Pill)
4 to Shareholder Vote ShrHoldr Against For
Symantec Corp. Shares Voted 3,700 Security 871503108
Meeting Date 6/24/2005 Meeting Type EGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1 Approve Merger Agreement Mgmt For For
2 Increase Authorized Common Stock Mgmt For For
3 Adjourn Meeting Mgmt For Against
ProxyEdge - Investment Company Report Report Date: 08/06/2005
Meeting Date Range: 07/01/2004 to 06/30/2005
Selected Accounts: Scudder Retirement Fund V
- ----------------------------------------------------------------------------------------------------------------------------
DELL INC. Annual Meeting Date: 07/16/2004
Issuer: 24702R ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT AUDITORS Management For No
03 STOCKHOLDER PROPOSAL RELATING TO EXPENSING STOCK Shareholder For Yes
OPTIONS
- ----------------------------------------------------------------------------------------------------------------------------
VERITAS SOFTWARE CORPORATION VRTSE Annual Meeting Date: 08/25/2004
Issuer: 923436 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF AMENDED AND RESTATED 2003 STOCK INCENTIVE Management Against Yes
PLAN
03 RATIFICATION OF KPMG LLP AS INDEPENDENT ACCOUNTANTS Management For No
FOR CURRENT FISCAL YEAR
- ----------------------------------------------------------------------------------------------------------------------------
SYMANTEC CORPORATION SYMC Annual Meeting Date: 09/15/2004
Issuer: 871503 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE THE ADOPTION OF SYMANTEC S AMENDED Shareholder Against Yes
AND RESTATED CERTIFICATE OF INCORPORATION WHICH
WOULD INCREASE THE NUMBER OF AUTHORIZED SHARES
OF COMMON STOCK FROM 900,000,000 TO 1,600,000,000.
03 TO APPROVE THE ADOPTION OF THE SYMANTEC 2004 Management Against Yes
EQUITY INCENTIVE PLAN, AND THE RESERVATION OF
9,000,000 SHARES OF COMMON STOCK FOR ISSUANCE
THEREUNDER.
04 TO APPROVE AMENDMENTS TO SYMANTEC S 2000 DIRECTOR Management For No
EQUITY INCENTIVE PLAN, AS AMENDED (THE DIRECTOR
PLAN ), TO INCREASE THE NUMBER OF SHARES AUTHORIZED
FOR ISSUANCE THEREUNDER FROM 25,000 TO 50,000
AND TO PROVIDE FOR PROPORTIONATE ADJUSTMENT TO
SHARES SUBJECT TO THE DIRECTOR PLAN UPON ANY
STOCK DIVIDEND, STOCK SPLIT OR SIMILAR CHANGE
IN SYMANTEC S CAPITAL STRUCTURE.
05 TO RATIFY THE SELECTION OF KPMG LLP AS SYMANTEC Management For No
S INDEPENDENT AUDITORS FOR THE 2005 FISCAL YEAR.
- ----------------------------------------------------------------------------------------------------------------------------
BIOMET, INC. BMET Annual Meeting Date: 09/18/2004
Issuer: 090613 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2005.
- ----------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION PH Annual Meeting Date: 10/27/2004
Issuer: 701094 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FY05.
03 APPROVAL OF THE PARKER-HANNIFIN CORPORATION 2004 Management For No
NON-EMPLOYEE DIRECTORS STOCK INCENTIVE PLAN.
- ----------------------------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION WB Special Meeting Date: 10/28/2004
Issuer: 929903 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 A PROPOSAL TO APPROVE THE PLAN OF MERGER CONTAINED Management For No
IN THE AGREEMENT AND PLAN OF MERGER, DATED AS
OF JUNE 20, 2004, BETWEEN SOUTHTRUST CORPORATION
AND WACHOVIA, PURSUANT TO WHICH SOUTHTRUST WILL
MERGE WITH AND INTO WACHOVIA, AS MORE FULLY DESCRIBED
IN THE JOINT PROXY STATEMENT-PROSPECTUS DATED
SEPTEMBER 24, 2004.
- ----------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION ORCL Annual Meeting Date: 10/29/2004
Issuer: 68389X ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF Management For No
THE FISCAL YEAR 2005 EXECUTIVE BONUS PLAN
03 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
MAY 31, 2005
04 PROPOSAL FOR THE APPROVAL OF THE AMENDED AND Management For No
RESTATED 2000 LONG-TERM EQUITY INCENTIVE PLAN
05 STOCKHOLDER PROPOSAL FOR THE ADOPTION OF THE Shareholder Against No
CHINA BUSINESS PRINCIPLES FOR RIGHTS OF WORKERS
IN CHINA
- ----------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION MSFT Annual Meeting Date: 11/09/2004
Issuer: 594918 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ADOPTION OF THE AMENDMENTS TO THE 2001 STOCK Management For No
PLAN AND THE 1991 STOCK OPTION PLAN
03 ADOPTION OF THE AMENDMENTS TO THE 1999 STOCK Management For No
PLAN FOR NON-EMPLOYEE DIRECTORS, THE STOCK OPTION
PLAN FOR NON-EMPLOYEE DIRECTORS AND THE STOCK
OPTION PLAN FOR CONSULTANTS AND ADVISORS
04 APPROVAL OF MATERIAL TERMS OF THE PERFORMANCE Management For No
CRITERIA FOR AWARDS UNDER THE 2001 STOCK PLAN
05 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For No
LLP AS THE COMPANY S INDEPENDENT AUDITOR
- ----------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. CSCO Annual Meeting Date: 11/18/2004
Issuer: 17275R ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS CISCO S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY
30, 2005.
03 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shareholder Against No
THAT THE BOARD S COMPENSATION COMMITTEE INITIATE
A REVIEW OF CISCO S EXECUTIVE COMPENSATION POLICIES
AND MAKE AVAILABLE, UPON REQUEST, A REPORT OF
THAT REVIEW BY JANUARY 1, 2005, AS MORE FULLY
SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.
- ----------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY MON Annual Meeting Date: 01/20/2005
Issuer: 61166W ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITOR Management For No
03 APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN Management Against Yes
04 APPROVAL OF SHAREOWNER PROPOSAL ONE Shareholder Against No
05 APPROVAL OF SHAREOWNER PROPOSAL TWO Shareholder Against No
06 APPROVAL OF SHAREOWNER PROPOSAL THREE Shareholder Against No
07 APPROVAL OF SHAREOWNER PROPOSAL FOUR Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
ACCENTURE LTD ACN Annual Meeting Date: 02/02/2005
Issuer: G1150G ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF BYE-LAW AMENDMENTS TO RELOCATE INTO Management For No
THE BYE-LAWS EXISTING CONTRACTUAL RESTRICTIONS
APPLICABLE TO CLASS A COMMON SHARES OF PARTNERS
AND FORMER PARTNERS BENEFICIALLY OWNED BY THEM
PRIOR TO ACCENTURE S INITIAL PUBLIC OFFERING.
03 RE-APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS Management For No
FOR THE 2005 FISCAL YEAR AND AUTHORIZATION OF
THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
TO DETERMINE KPMG LLP S REMUNERATION.
- ----------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY DE Annual Meeting Date: 02/23/2005
Issuer: 244199 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RE-APPROVAL OF THE JOHN DEERE PERFORMANCE BONUS Management For No
PLAN.
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No
TOUCHE LLP AS THE INDEPENDENT AUDITORS FOR FISCAL
2005.
- ----------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. ADI Annual Meeting Date: 03/08/2005
Issuer: 032654 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For No
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER
29, 2005.
03 SHAREHOLDER PROPOSAL TO ESTABLISH A POLICY OF Shareholder For Yes
EXPENSING IN THE COMPANY S ANNUAL INCOME STATEMENT
THE COSTS OF ALL STOCK OPTIONS ISSUED BY THE COMPANY.
- ----------------------------------------------------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. TYC Annual Meeting Date: 03/10/2005
Issuer: 902124 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RE-APPOINTMENT OF DELOITTE & TOUCHE LLP AS TYCO Management For No
S INDEPENDENT AUDITORS AND AUTHORIZATION FOR
THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
TO SET THE AUDITORS REMUNERATION.
- ----------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY MWD Annual Meeting Date: 03/15/2005
Issuer: 617446 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For No
LLP AS INDEPENDENT AUDITORS.
03 TO AMEND THE CERTIFICATE OF INCORPORATION TO Management For No
INSTITUTE ANNUAL ELECTION OF DIRECTORS.
04 SHAREHOLDER PROPOSAL TO LIMIT CEO COMPENSATION. Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC. LEH Annual Meeting Date: 04/05/2005
Issuer: 524908 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITORS FOR THE FISCAL YEAR 2005.
03 APPROVAL OF 2005 STOCK INCENTIVE PLAN. Management Against Yes
04 SHAREHOLDER PROPOSAL REGARDING CEO COMPENSATION. Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION UTX Annual Meeting Date: 04/13/2005
Issuer: 913017 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 APPROVAL OF UNITED TECHNOLOGIES CORPORATION 2005 Management For No
LONG TERM INCENTIVE PLAN
04 SHAREOWNER PROPOSAL CONCERNING DISCLOSURE OF Shareholder Against No
EXECUTIVE COMPENSATION
05 SHAREOWNER PROPOSAL CONCERNING ETHICAL CRITERIA Shareholder Against No
FOR MILITARY CONTRACTS
06 SHAREOWNER PROPOSAL CONCERNING CEO COMPENSATION Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY LLY Annual Meeting Date: 04/18/2005
Issuer: 532457 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Management For No
COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST
& YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS
FOR 2005.
03 PROPOSAL BY SHAREHOLDERS ON SEPARATING THE ROLES Shareholder For Yes
OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER.
04 PROPOSAL BY SHAREHOLDERS ON IMPORTATION OF PRESCRIPTION Shareholder Against No
DRUGS.
05 PROPOSAL BY SHAREHOLDERS ON A REPORT ON THE IMPACT Shareholder Against No
OF LIMITING PRODUCT SUPPLY TO CANADA.
06 PROPOSAL BY SHAREHOLDERS ON PERIODIC REPORTS Shareholder Against No
ON THE COMPANY S POLITICAL CONTRIBUTIONS.
07 PROPOSAL BY SHAREHOLDERS ON PERFORMANCE-BASED Shareholder For Yes
STOCK OPTIONS.
08 PROPOSAL BY SHAREHOLDERS ON ANIMAL TESTING. Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. C Annual Meeting Date: 04/19/2005
Issuer: 172967 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For No
AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2005.
03 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management For No
CITIGROUP 1999 STOCK INCENTIVE PLAN.
04 STOCKHOLDER PROPOSAL REQUESTING A CURB ON EXECUTIVE Shareholder Against No
COMPENSATION, NO FUTURE STOCK OPTION GRANTS AND
NO RENEWALS OR EXTENSIONS OF OPTION PLANS.
05 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL Shareholder Against No
CONTRIBUTIONS.
06 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shareholder For Yes
OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
07 STOCKHOLDER PROPOSAL REQUESTING THAT CEO COMPENSATION Shareholder Against No
BE LIMITED TO NO MORE THAN 100 TIMES THE AVERAGE
COMPENSATION PAID TO THE COMPANY S NON-MANAGERIAL
WORKERS UNLESS PRIOR STOCKHOLDER APPROVAL IS GRANTED.
08 STOCKHOLDER PROPOSAL REQUESTING ELECTION OF DIRECTOR Shareholder Against No
NOMINEES BY A MAJORITY OF VOTES CAST.
09 STOCKHOLDER PROPOSAL REQUESTING A BY-LAW AMENDMENT Shareholder Against No
PROHIBITING THE PAYMENT OF NON-DEDUCTIBLE COMPENSATION
TO ANY OFFICER UNLESS PRIOR STOCKHOLDER APPROVAL
IS GRANTED.
10 STOCKHOLDER PROPOSAL REQUESTING THAT A SIMPLE Shareholder For Yes
MAJORITY VOTE APPLY ON EACH ISSUE THAT CAN BE
SUBJECT TO A SHAREHOLDER VOTE.
- ----------------------------------------------------------------------------------------------------------------------------
HERSHEY FOODS CORPORATION HSY Annual Meeting Date: 04/19/2005
Issuer: 427866 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No
AUDITORS FOR 2005.
03 APPROVE AMENDMENT TO COMPANY S RESTATED CERTIFICATE Shareholder Against Yes
TO INCREASE AUTHORIZED NUMBER OF SHARES.
04 APPROVE AMENDMENT TO COMPANY S RESTATED CERTIFICATE Management For No
TO CHANGE THE COMPANY S NAME TO THE HERSHEY COMPANY.
- ----------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY KO Annual Meeting Date: 04/19/2005
Issuer: 191216 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT AUDITORS
03 SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT Shareholder Against No
DELEGATION OF INQUIRY TO COLOMBIA
04 SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK Shareholder Against No
05 SHAREOWNER PROPOSAL REGARDING SEVERANCE AGREEMENTS Shareholder For Yes
- ----------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP USB Annual Meeting Date: 04/19/2005
Issuer: 902973 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITOR FOR THE 2005 FISCAL YEAR.
03 AMEND CERTIFICATE OF INCORPORATION TO ELIMINATE Management For No
SUPERMAJORITY VOTING.
04 SHAREHOLDER PROPOSAL: PERFORMANCE VESTING SHARES. Shareholder Against No
05 SHAREHOLDER PROPOSAL: PROHIBITION ON TAX AND Shareholder Against No
NON-AUDIT WORK BY INDEPENDENT AUDITORS.
- ----------------------------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION WB Annual Meeting Date: 04/19/2005
Issuer: 929903 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 A WACHOVIA PROPOSAL TO RATIFY THE APPOINTMENT Management For No
OF KPMG LLP AS AUDITORS FOR THE YEAR 2005.
- ----------------------------------------------------------------------------------------------------------------------------
PG&E CORPORATION PCG Annual Meeting Date: 04/20/2005
Issuer: 69331C ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT PUBLIC Management For No
ACCOUNTANTS
03 ADOPTION OF A NEW LONG-TERM INCENTIVE PLAN Management For No
04 EXPENSE STOCK OPTIONS Shareholder For Yes
05 RADIOACTIVE WASTES Shareholder Against No
06 POISON PILL Shareholder For Yes
07 PERFORMANCE-BASED OPTIONS Shareholder For Yes
08 FUTURE GOLDEN PARACHUTES Shareholder For Yes
- ----------------------------------------------------------------------------------------------------------------------------
THE SHERWIN-WILLIAMS COMPANY SHW Annual Meeting Date: 04/20/2005
Issuer: 824348 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For No
PUBLIC ACCOUNTING FIRM
- ----------------------------------------------------------------------------------------------------------------------------
ALLTEL CORPORATION AT Annual Meeting Date: 04/21/2005
Issuer: 020039 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For No
- ----------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED TXN Annual Meeting Date: 04/21/2005
Issuer: 882508 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Management For No
& YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2005.
03 BOARD PROPOSAL TO APPROVE THE TI EMPLOYEES 2005 Management For No
STOCK PURCHASE PLAN.
04 BOARD PROPOSAL TO REAPPROVE THE MATERIAL TERMS Management For No
OF THE PERFORMANCE GOALS UNDER THE TEXAS INSTRUMENTS
2000 LONG-TERM INCENTIVE PLAN.
- ----------------------------------------------------------------------------------------------------------------------------
WYETH Annual Meeting Date: 04/21/2005
Issuer: 983024 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS Management For No
FIRM
03 ADOPT 2005 STOCK INCENTIVE PLAN Management For No
04 REIMPORTATION OF PRESCRIPTION DRUGS Shareholder Against No
05 SEPARATE THE ROLES OF CHAIRMAN & CEO Shareholder For Yes
06 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shareholder Against No
07 DISCONTINUE PROMOTING PREMARIN AND PROTECTION Shareholder Against No
OF MARES
- ----------------------------------------------------------------------------------------------------------------------------
ALCOA INC. AA Annual Meeting Date: 04/22/2005
Issuer: 013817 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO APPROVE THE INDEPENDENT AUDITOR Management For No
- ----------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. HON Annual Meeting Date: 04/25/2005
Issuer: 438516 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No
03 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For No
INCORPORATION AND BY-LAWS TO ELIMINATE THE CLASSIFIED
STRUCTURE OF THE BOARD OF DIRECTORS
04 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For No
INCORPORATION AND BY-LAWS TO ELIMINATE SUPERMAJORITY
VOTING PROVISIONS
05 MAJORITY VOTE SHAREHOLDER COMMITTEE Shareholder Against No
06 SEPARATION OF CHAIRMAN/CEO Shareholder For Yes
07 EXECUTIVE PAY DISPARITY REPORT Shareholder Against No
08 EXECUTIVE COMPENSATION LIMIT Shareholder Against No
09 COMMONSENSE EXECUTIVE COMPENSATION FRAMEWORK PROPOSAL Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP IBM Annual Meeting Date: 04/26/2005
Issuer: 459200 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For No
PUBLIC ACCOUNTING FIRM (PAGE 24)
03 STOCKHOLDER PROPOSAL ON--CUMULATIVE VOTING (PAGE Shareholder Against No
25)
04 STOCKHOLDER PROPOSAL ON--PENSION AND RETIREMENT Shareholder Against No
MEDICAL (PAGE 25)
05 STOCKHOLDER PROPOSAL ON--EXECUTIVE COMPENSATION Shareholder Against No
(PAGE 27)
06 STOCKHOLDER PROPOSAL ON--EXPENSING STOCK OPTIONS Shareholder For Yes
(PAGE 28)
07 STOCKHOLDER PROPOSAL ON--DISCLOSURE OF EXECUTIVE Shareholder Against No
COMPENSATION (PAGE 29)
08 STOCKHOLDER PROPOSAL ON--OFFSHORING (PAGE 30) Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
CHEVRONTEXACO CORPORATION CVX Annual Meeting Date: 04/27/2005
Issuer: 166764 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For No
ACCOUNTING FIRM
03 DIRECTORS COMPENSATION Shareholder Against No
04 EXECUTIVE SEVERANCE AGREEMENTS Shareholder For Yes
05 STOCK OPTION EXPENSING Shareholder For Yes
06 ANIMAL TESTING Shareholder Against No
07 OIL & GAS DRILLING IN PROTECTED/SENSITIVE AREAS Shareholder Against No
08 REPORT ON ECUADOR Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY DD Annual Meeting Date: 04/27/2005
Issuer: 263534 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For No
ACCOUNTING FIRM
03 ON GOVERNMENT SERVICE Shareholder Against No
04 ON INTERNATIONAL WORKPLACE STANDARDS Shareholder Against No
05 ON EXECUTIVE COMPENSATION Shareholder Against No
06 ON ANIMAL TESTING Shareholder Against No
07 ON GENETICALLY MODIFIED FOOD Shareholder Against No
08 ON PERFORMANCE-BASED OPTIONS Shareholder Against No
09 ON DISCLOSURE OF PFOA COSTS Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY GE Annual Meeting Date: 04/27/2005
Issuer: 369604 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
A DIRECTOR Management For No
B RATIFICATION OF SELECTION OF INDEPENDENT AUDITOR Management For No
01 CUMULATIVE VOTING Shareholder For Yes
02 REPORT ON NUCLEAR RISK Shareholder Against No
03 REPORT ON PCB CLEANUP COSTS Shareholder Against No
04 CURB OVER-EXTENDED DIRECTORS Shareholder Against No
05 REPORT ON SUSTAINABILITY Shareholder Against No
06 DISCLOSE POLITICAL CONTRIBUTIONS Shareholder Against No
07 ANIMAL TESTING Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. MO Annual Meeting Date: 04/28/2005
Issuer: 02209S ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 2005 PERFORMANCE INCENTIVE PLAN Management For No
03 2005 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE Management For No
DIRECTORS
04 RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS Management For No
05 STOCKHOLDER PROPOSAL NO. 1 REQUESTING ELIMINATION Management Against No
OF ANIMAL TESTING FOR TOBACCO PRODUCTS
06 STOCKHOLDER PROPOSAL NO. 2 REQUESTING WAYS TO Shareholder Against No
MORE ADEQUATELY WARN PREGNANT WOMEN
07 STOCKHOLDER PROPOSAL NO. 3 SEEKING TO CEASE PROMOTING Shareholder Against No
LIGHT AND ULTRA LIGHT BRANDS
08 STOCKHOLDER PROPOSAL NO. 4 SEEKING TO EXTEND Shareholder Against No
NEW YORK FIRE-SAFE PRODUCTS NATIONALLY
- ----------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED Annual Meeting Date: 04/28/2005
Issuer: 057224 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF DELOITTE & TOUCHE AS THE COMPANY Management For No
S INDEPENDENT AUDITOR FOR FISCAL YEAR 2005.
03 PROPOSAL TO AMEND THE COMPANY S RESTATED CERTIFICATE Management For No
OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS.
04 STOCKHOLDER PROPOSAL NO. 1 REGARDING MAJORITY Shareholder Against No
VOTES PROTOCOL.
- ----------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Annual Meeting Date: 04/28/2005
Issuer: 478160 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN. Management Against Yes
03 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
AS INDEPENDENT AUDITORS
- ----------------------------------------------------------------------------------------------------------------------------
PFIZER INC. PFE Annual Meeting Date: 04/28/2005
Issuer: 717081 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 A PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Management For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2005.
03 SHAREHOLDER PROPOSAL RELATING TO TERM LIMITS Shareholder Against No
FOR DIRECTORS.
04 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INCREASING Shareholder Against No
ACCESS TO PFIZER PRODUCTS.
05 SHAREHOLDER PROPOSAL RELATING TO IMPORTATION Shareholder Against No
OF PRESCRIPTION DRUGS.
06 SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS. Shareholder Against No
07 SHAREHOLDER PROPOSAL RELATING TO PRODUCT AVAILABILITY Shareholder Against No
IN CANADA.
08 SHAREHOLDER PROPOSAL RELATING TO THE SEPARATION Shareholder For Yes
OF THE ROLES OF CHAIR AND CEO AND ACCESS TO PHARMACEUTICAL
PRODUCTS.
- ----------------------------------------------------------------------------------------------------------------------------
MOTOROLA, INC. MOT Annual Meeting Date: 05/02/2005
Issuer: 620076 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 SHAREHOLDER PROPOSAL RE: NON-DEDUCTIBLE EXECUTIVE Shareholder Against No
COMPENSATION
03 SHAREHOLDER PROPOSAL RE: DIRECTOR ELECTION BY Shareholder Against No
MAJORITY VOTE
- ----------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION EMC Annual Meeting Date: 05/05/2005
Issuer: 268648 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL 2 - TO APPROVE AMENDMENTS TO THE EMC Management For No
CORPORATION 2003 STOCK PLAN TO INCREASE BY 100,000,000
THE NUMBER OF SHARES AVAILABLE UNDER THE PLAN,
AND INCREASE THE NUMBER OF SHARES WHICH MAY BE
ISSUED PURSUANT TO AWARDS OF RESTRICTED STOCK
AND/ OR RESTRICTED STOCK UNITS TO 30% OF THE
TOTAL AUTHORIZED SHARES UNDER THE PLAN, AS DESCRIBED
IN EMC S PROXY STATEMENT.
03 PROPOSAL 3 - TO RATIFY THE SELECTION BY THE AUDIT Management For No
COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP AS EMC S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2005.
04 PROPOSAL 4 - TO ACT UPON A SHAREHOLDER PROPOSAL Shareholder For Yes
RELATING TO PERFORMANCE-BASED STOCK OPTIONS,
AS DESCRIBED IN EMC S PROXY STATEMENT.
05 PROPOSAL 5 - TO ACT UPON A SHAREHOLDER PROPOSAL Shareholder For Yes
RELATING TO EMC S AUDIT COMMITTEE, AS DESCRIBED
IN EMC S PROXY STATEMENT.
- ----------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. VZ Annual Meeting Date: 05/05/2005
Issuer: 92343V ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For No
ACCOUNTING FIRM
03 CUMULATIVE VOTING Shareholder Against No
04 MAJORITY VOTE FOR ELECTION OF DIRECTORS Shareholder Against No
05 BOARD COMPOSITION Shareholder For Yes
06 SEPARATE CHAIRMAN AND CEO Shareholder For Yes
07 DIRECTORS LIABILITY Shareholder Against No
08 REPORT ON POLITICAL CONTRIBUTIONS Shareholder Against No
Vote Summary Report (Long)
07/01/04 to 06/30/05
In All Markets, for all statuses, for KRF-5, KRF-5.
Allergan, Inc. Shares Voted 2,000 Security 18490102
Meeting Date 4/26/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Trevor M. Jones Mgmt For For
1.2 Elect Director Karen R. Oscar Mgmt For For
1.3 Elect Director Leonard D. Schaeffer Mgmt For For
Bank of America Corp. Shares Voted 8,400 Security 60505104
Meeting Date 4/27/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director William Barnet, III Mgmt For For
1.2 Elect Director Charles W. Coker Mgmt For For
1.3 Elect Director John T. Collins Mgmt For For
1.4 Elect Director Gary L. Countryman Mgmt For For
1.5 Elect Director Paul Fulton Mgmt For For
1.6 Elect Director Charles K. Gifford Mgmt For For
1.7 Elect Director W. Steven Jones Mgmt For For
1.8 Elect Director Kenneth D. Lewis Mgmt For For
1.9 Elect Director Walter E. Massey Mgmt For For
1.1 Elect Director Thomas J. May Mgmt For For
1.11 Elect Director Patricia E. Mitchell Mgmt For For
1.12 Elect Director Edward L. Romero Mgmt For For
1.13 Elect Director Thomas M. Ryan Mgmt For For
1.14 Elect Director O. Temple Sloan, Jr. Mgmt For For
1.15 Elect Director Meredith R. Spangler Mgmt For For
1.16 Elect Director Robert L. Tillman Mgmt For For
1.17 Elect Director Jackie M. Ward Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Political Contributions ShrHoldr Against Against
4 Director Nominee Amendment ShrHoldr Against Against
E.I. Du Pont De Nemours & Shares Voted Security
Co. 2,900 263534109
Meeting Date 4/27/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Alain J.P. Belda Mgmt For For
1.2 Elect Director Richard H. Brown Mgmt For For
1.3 Elect Director Curtis J. Crawford Mgmt For For
1.4 Elect Director John T. Dillon Mgmt For For
1.5 Elect Director Louisa C. Duemling Mgmt For For
1.6 Elect Director Charles O. Holliday, Jr. Mgmt For For
1.7 Elect Director Lois D. Juliber Mgmt For For
1.8 Elect Director Masahisa Naitoh Mgmt For For
1.9 Elect Director William K. Reilly Mgmt For For
1.1 Elect Director H. Rodney Sharp, III Mgmt For For
1.11 Elect Director Charles M. Vest Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Government Service of Employees ShrHoldr Against Against
4 Implement ILO Code of Conduct ShrHoldr Against Against
5 Executive Compensation ShrHoldr Against Against
6 Eliminate Animal Testing ShrHoldr Against Against
7 Report on Genetically Modified Organisms ShrHoldr Against Against
8 Performance- Based/Indexed Options ShrHoldr Against Against
9 Report on PFOA Chemical Remediation ShrHoldr Against Against
Lockheed Martin Corp. Shares Voted 2,000 Security 539830109
Meeting Date 4/28/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director E.C. 'Pete' Aldridge, Jr. Mgmt For For
1.2 Elect Director Nolan D. Archibald Mgmt For For
1.3 Elect Director Marcus C. Bennett Mgmt For For
1.4 Elect Director James O. Ellis, Jr. Mgmt For For
1.5 Elect Director Gwendolyn S. King Mgmt For For
1.6 Elect Director Douglas H. McCorkindale Mgmt For For
1.7 Elect Director Eugene F. Murphy Mgmt For For
1.8 Elect Director Joseph W. Ralston Mgmt For For
1.9 Elect Director Frank Savage Mgmt For For
1.1 Elect Director Anne Stevens Mgmt For For
1.11 Elect Director Robert J. Stevens Mgmt For For
1.12 Elect Director James R. Ukropina Mgmt For For
1.13 Elect Director Douglas C. Yearley Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Performance-Based/Indexed Options ShrHoldr Against Against
Adopt Simple Majority Vote Requirement for All
5 Issues ShrHoldr Against For
6 Report on Pay Disparity ShrHoldr Against Against
and amend its code of conduct and policies
related to bidding Review Code of Conduct on
7 Military Contracts ShrHoldr Against Against
Georgia-Pacific Corp. Shares Voted 4,800 Security 373298108
Meeting Date 5/3/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director James S. Balloun Mgmt For For
1.2 Elect Director Thomas D. Bell, Jr. Mgmt For For
1.3 Elect Director Jon A. Boscia Mgmt For For
1.4 Elect Director Alston D. Correll Mgmt For For
1.5 Elect Director John D. Zeglis Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Declassify the Board of Directors Mgmt Against For
Ambac Financial Group, Inc. Shares Voted 1,400 Security 23139108
Meeting Date 5/3/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Phillip B. Lassiter Mgmt For For
1.2 Elect Director Michael A. Callen Mgmt For For
1.3 Elect Director Jill M. Considine Mgmt For For
1.4 Elect Director Robert J. Genader Mgmt For For
1.5 Elect Director W. Grant Gregory Mgmt For For
1.6 Elect Director Thomas C. Theobald Mgmt For For
1.7 Elect Director Laura S. Unger Mgmt For For
1.8 Elect Director Henry D.G. Wallace Mgmt For For
2 Amend Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
PepsiCo, Inc. Shares Voted 4,250 Security 713448108
Meeting Date 5/4/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director John F. Akers Mgmt For For
1.2 Elect Director Robert E. Allen Mgmt For For
1.3 Elect Director Ray L. Hunt Mgmt For For
1.4 Elect Director Arthur C. Martinez Mgmt For For
1.5 Elect Director Indra K. Nooyi Mgmt For For
1.6 Elect Director Steven S Reinemund Mgmt For For
1.7 Elect Director Sharon P. Rockefeller Mgmt For For
1.8 Elect Director James J. Schiro Mgmt For For
1.9 Elect Director Franklin A. Thomas Mgmt For For
1.1 Elect Director Cynthia M. Trudell Mgmt For For
1.11 Elect Director Solomon D. Trujillo Mgmt For For
1.12 Elect Director Daniel Vasella Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Corporate Political Contributions ShrHoldr Against Against
Avon Products, Inc. Shares Voted 2,800 Security 54303102
Meeting Date 5/5/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Fred Hassan Mgmt For For
1.2 Elect Director Ann S. Moore Mgmt For For
1.3 Elect Director Lawrence A. Weinbach Mgmt For For
2 Ratify Auditors Mgmt For For
3 Declassify the Board of Directors Mgmt For For
4 Amend Omnibus Stock Plan Mgmt For For
Disclose Charitable Contributions and
5 Fundraising Efforts ShrHoldr Against Against
Reformulate Products to Remove Chemicals
6 Banned by EU ShrHoldr Against Against
The Gap, Inc. Shares Voted 6,600 Security 364760108
Meeting Date 5/10/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Howard P. Behar Mgmt For For
1.2 Elect Director Adrian D. P. Bellamy Mgmt For For
1.3 Elect Director Domenico De Sole Mgmt For For
1.4 Elect Director Donald G. Fisher Mgmt For For
1.5 Elect Director Doris F. Fisher Mgmt For For
1.6 Elect Director Robert J. Fisher Mgmt For For
1.7 Elect Director Penelope L. Hughes Mgmt For For
1.8 Elect Director Bob L. Martin Mgmt For For
1.9 Elect Director Jorge P. Montoya Mgmt For For
1.1 Elect Director Paul S. Pressler Mgmt For For
1.11 Elect Director James M. Schneider Mgmt For For
1.12 Elect Director Mayo A. Shattuck III Mgmt For For
1.13 Elect Director Margaret C. Whitman Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Executive Incentive Bonus Plan Mgmt For For
3M CO Shares Voted 2,500 Security 88579Y101
Meeting Date 5/10/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Vance D. Coffman Mgmt For For
1.2 Elect Director Rozanne L. Ridgway Mgmt For For
1.3 Elect Director Louis W. Sullivan Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
4 Eliminate Animal Testing ShrHoldr Against Against
5 Implement China Principles ShrHoldr Against Against
Altera Corp. Shares Voted 4,800 Security 21441100
Meeting Date 5/10/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director John P. Daane Mgmt For For
1.2 Elect Director Robert W. Reed Mgmt For For
1.3 Elect Director Charles M. Clough Mgmt For For
1.4 Elect Director Robert J. Finocchio, Jr Mgmt For For
1.5 Elect Director Kevin McGarity Mgmt For For
1.6 Elect Director Paul Newhagen Mgmt For For
1.7 Elect Director William E. Terry Mgmt For For
1.8 Elect Director Susan Wang Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Amend Stock Option Plan Mgmt For Against
4 Amend Qualified Employee Stock Purchase Plan Mgmt For For
5 Ratify Auditors Mgmt For For
6 Expense Stock Options ShrHoldr Against For
Require a Majority Vote for the Election of
7 Directors ShrHoldr Against Against
Wellpoint Inc Shares Voted 1,200 Security 94973V107
Meeting Date 5/10/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director William H.T. Bush Mgmt For For
1.2 Elect Director Warren Y. Jobe Mgmt For For
1.3 Elect Director William G. Mays Mgmt For For
1.4 Elect Director Senator Donald W. Riegle, Jr. Mgmt For For
1.5 Elect Director William J. Ryan Mgmt For For
2 Ratify Auditors Mgmt For For
3 Performance- Based/Indexed Options ShrHoldr Against For
Amgen, Inc. Shares Voted 4,500 Security 31162100
Meeting Date 5/11/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Dr. David Baltimore Mgmt For For
1.2 Elect Director Ms. Judith C. Pelham Mgmt For For
1.3 Elect Director Mr. Kevin W. Sharer Mgmt For For
2 Ratify Auditors Mgmt For For
3 Eliminate Animal Testing ShrHoldr Against Against
4 Review/Limit Executive Compensation ShrHoldr Against Against
5 Adopt Retention Ratio for Executives ShrHoldr Against Against
Caremark Rx, Inc. Shares Voted 4,200 Security 141705103
Meeting Date 5/11/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Edwin M. Crawford Mgmt For For
1.2 Elect Director Kristen Gibney Williams Mgmt For For
1.3 Elect Director Edward L. Hardin Mgmt For For
2 Report on Political Contributions ShrHoldr Against Against
McDonald's Corp. Shares Voted 3,700 Security 580135101
Meeting Date 5/11/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Hall Adams, Jr. Mgmt For For
1.2 Elect Director Cary D. McMillan Mgmt For For
1.3 Elect Director Michael J. Roberts Mgmt For For
1.4 Elect Director James A. Skinner Mgmt For For
1.5 Elect Director Anne-Marie Slaughter Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Genetically Modified Organisms ShrHoldr Against Against
CIT Group Inc Shares Voted 2,800 Security 125581108
Meeting Date 5/11/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Jeffrey M. Peek Mgmt For For
1.2 Elect Director Gary C. Butler Mgmt For For
1.3 Elect Director William A. Farlinger Mgmt For For
1.4 Elect Director William M. Freeman Mgmt For For
1.5 Elect Director Hon. Thomas H. Kean Mgmt For For
1.6 Elect Director Marianne Miller Parrs Mgmt For For
1.7 Elect Director Timothy M. Ring Mgmt For For
1.8 Elect Director John R. Ryan Mgmt For For
1.9 Elect Director Peter J. Tobin Mgmt For For
1.1 Elect Director Lois M. Van Deusen Mgmt For For
2 Ratify Auditors Mgmt For For
3 Other Business Mgmt For Against
Entergy Corp. Shares Voted 1,400 Security 29364G103
Meeting Date 5/13/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Maureen Scannell Bateman Mgmt For For
1.2 Elect Director W. Frank Blount Mgmt For For
1.3 Elect Director Simon D. deBree Mgmt For For
1.4 Elect Director Claiborne P. Deming Mgmt For For
1.5 Elect Director Alexis Herman Mgmt For For
1.6 Elect Director Donald C. Hintz Mgmt For For
1.7 Elect Director J. Wayne Leonard Mgmt For For
1.8 Elect Director Robert v.d. Luft Mgmt For For
1.9 Elect Director Kathleen A. Murphy Mgmt For For
1.1 Elect Director James R. Nichols Mgmt For For
1.11 Elect Director William A. Percy, II Mgmt For For
1.12 Elect Director Dennis H. Reilley Mgmt For For
1.13 Elect Director Steven V. Wilkinson Mgmt For For
2 Ratify Auditors Mgmt For For
Require the Chairman of the Board Be an
3 Independent Director ShrHoldr Against For
Require a Majority Vote for the Election of
4 Directors ShrHoldr Against Against
JPMorgan Chase & Co. Shares Voted 5,200 Security 46625H100
Meeting Date 5/17/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Director Hans W. Becherer Mgmt For For
1.2 Elect Director Director John H. Biggs Mgmt For For
1.3 Elect Director Director Lawrence A. Bossidy Mgmt For For
1.4 Elect Director Director Stephen B. Burke Mgmt For For
1.5 Elect Director Director James S. Crown Mgmt For For
1.6 Elect Director Director James Dimon Mgmt For For
1.7 Elect Director Director Ellen V. Futter Mgmt For For
1.8 Elect Director Director William H. Gray, III Mgmt For For
1.9 Elect Director Director William B. Harrison, Jr Mgmt For For
1.1 Elect Director Director Laban P. Jackson, Jr. Mgmt For For
1.11 Elect Director Director John W. Kessler Mgmt For For
1.12 Elect Director Director Robert I. Lipp Mgmt For For
1.13 Elect Director Director Richard A. Manoogian Mgmt For For
1.14 Elect Director Director David C. Novak Mgmt For For
1.15 Elect Director Director Lee R. Raymond Mgmt For For
1.16 Elect Director Director William C. Weldon Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
4 Establish Term Limits for Directors ShrHoldr Against Against
5 Separate Chairman and CEO Positions ShrHoldr Against For
6 Limit Executive Compensation ShrHoldr Against Against
7 Adopt Executive Benefit Policy ShrHoldr Against Against
Target Corporation Shares Voted 4,000 Security 87612E106
Meeting Date 5/18/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Roxanne S. Austin Mgmt For For
1.2 Elect Director James A. Johnson Mgmt For For
2 Ratify Auditors Mgmt For For
The Hartford Financial Shares Voted Security
Services Group, Inc. 1,900 416515104
Meeting Date 5/18/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Ramani Ayer Mgmt For For
1.2 Elect Director Ronald E. Ferguson Mgmt For For
1.3 Elect Director Edward J. Kelly, III Mgmt For For
1.4 Elect Director Paul G. Kirk, Jr. Mgmt For For
1.5 Elect Director Thomas M. Marra Mgmt For For
1.6 Elect Director Gail J. McGovern Mgmt For For
1.7 Elect Director Michael G. Morris Mgmt For For
1.8 Elect Director Robert W. Selander Mgmt For For
1.9 Elect Director Charles B. Strauss Mgmt For For
1.1 Elect Director H. Patrick Swygert Mgmt For For
1.11 Elect Director David K. Zwiener Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
4 Amend Executive Incentive Bonus Plan Mgmt For For
Yahoo!, Inc. Shares Voted 3,500 Security 984332106
Meeting Date 5/19/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Terry S. Semel Mgmt For For
1.2 Elect Director Jerry Yang Mgmt For For
1.3 Elect Director Roy J. Bostock Mgmt For For
1.4 Elect Director Ronald W. Burkle Mgmt For For
1.5 Elect Director Eric Hippeau Mgmt For For
1.6 Elect Director Arthur H. Kern Mgmt For For
1.7 Elect Director Robert A. Kotick Mgmt For For
1.8 Elect Director Edward R. Kozel Mgmt For For
1.9 Elect Director Gary L. Wilson Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Amend Non-Employee Director Stock Option Plan Mgmt For Against
4 Ratify Auditors Mgmt For For
TXU Corp. Shares Voted 1,400 Security 873168108
Meeting Date 5/20/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Derek C. Bonham Mgmt For For
1.2 Elect Director E. Gail de Planque Mgmt For For
1.3 Elect Director William M. Griffin Mgmt For For
1.4 Elect Director Kerney Laday Mgmt For For
1.5 Elect Director Jack E. Little Mgmt For For
1.6 Elect Director Erle Nye Mgmt For For
1.7 Elect Director J.E. Oesterreicher Mgmt For For
1.8 Elect Director Michael W. Ranger Mgmt For For
1.9 Elect Director Herbert H. Richardson Mgmt For For
1.1 Elect Director C. John Wilder Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
Time Warner Inc Shares Voted 16,900 Security 887317105
Meeting Date 5/20/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director James L. Barksdale Mgmt For For
1.2 Elect Director Stephen F. Bollenbach Mgmt For For
1.3 Elect Director Stephen M. Case Mgmt For For
1.4 Elect Director Frank J. Caufield Mgmt For For
1.5 Elect Director Robert C. Clark Mgmt For For
1.6 Elect Director Jessica P. Einhorn Mgmt For For
1.7 Elect Director Miles R. Gilburne Mgmt For For
1.8 Elect Director Carla A. Hills Mgmt For For
1.9 Elect Director Reuben Mark Mgmt For For
1.1 Elect Director Michael A. Miles Mgmt For For
1.11 Elect Director Kenneth J. Novack Mgmt For For
1.12 Elect Director Richard D. Parsons Mgmt For For
1.13 Elect Director R. E. Turner Mgmt For For
1.14 Elect Director Francis T. Vincent, Jr Mgmt For For
1.15 Elect Director Deborah C. Wright Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Pay Disparity ShrHoldr Against Against
Dollar General Corp. Shares Voted 5,200 Security 256669102
Meeting Date 5/24/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director David L. Bere Mgmt For For
1.2 Elect Director Dennis C. Bottorff Mgmt For For
1.3 Elect Director Barbara L. Bowles Mgmt For For
1.4 Elect Director James L. Clayton Mgmt For For
1.5 Elect Director Reginald D. Dickson Mgmt For For
1.6 Elect Director E. Gordon Gee Mgmt For For
1.7 Elect Director Barbara M. Knuckles Mgmt For For
1.8 Elect Director David A. Perdue Mgmt For For
1.9 Elect Director J. Neal Purcell Mgmt For For
1.1 Elect Director James D. Robbins Mgmt For For
1.11 Elect Director David M. Wilds Mgmt For For
2 Approve Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
Exxon Mobil Corp. Shares Voted 13,982 Security 30231G102
Meeting Date 5/25/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Michael J. Boskin Mgmt For For
1.2 Elect Director William W. George Mgmt For For
1.3 Elect Director James R. Houghton Mgmt For For
1.4 Elect Director William R. Howell Mgmt For For
1.5 Elect Director Reatha Clark King Mgmt For For
1.6 Elect Director Philip E. Lippincott Mgmt For For
1.7 Elect Director Henry A. McKinnell, Jr. Mgmt For For
1.8 Elect Director Marilyn Carlson Nelson Mgmt For For
1.9 Elect Director Lee R. Raymond Mgmt For For
1.1 Elect Director Walter V. Shipley Mgmt For For
1.11 Elect Director Rex W. Tillerson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Political Contributions/Activities ShrHoldr Against Against
4 Review/Limit Executive Compensation ShrHoldr Against Against
Nominate Independent Directors with Industry
5 Experience ShrHoldr Against Against
6 Report on Payments to Indonesian Military ShrHoldr Against Against
Adopt Policy Prohibiting Discrimination based
7 on Sexual Orientation ShrHoldr Against Against
Report on Potential Damage of Drilling in
8 Protected Regions ShrHoldr Against Against
Disclose Information Supporting the Company
9 Position on Climate Change ShrHoldr Against Against
Report on Company Policies for Compliance with
10 the Kyoto Protocol ShrHoldr Against Against
Safeway Inc. Shares Voted 4,500 Security 786514208
Meeting Date 5/25/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Steven A. Burd Mgmt For For
1.2 Elect Director Janet E. Grove Mgmt For For
1.3 Elect Director Mohan Gyani Mgmt For For
1.4 Elect Director Paul Hazen Mgmt For For
1.5 Elect Director Robert I. MacDonnell Mgmt For For
1.6 Elect Director Douglas J. MacKenzie Mgmt For For
1.7 Elect Director Rebecca A. Stirn Mgmt For For
1.8 Elect Director William Y. Tauscher Mgmt For For
1.9 Elect Director Raymond G. viault Mgmt For For
2 Ratify Auditors Mgmt For For
3 Provide for Cumulative Voting ShrHoldr Against For
4 Seek Sale of Company ShrHoldr Against Against
5 Separate Chairman and CEO Positions ShrHoldr Against Against
6 Prepare a Sustainability Report ShrHoldr Against Against
7 Limit Awards to Executives ShrHoldr Against Against
Require a Majority Vote for the Election of
8 Directors ShrHoldr Against Against
Limit Composition of Committee(s) to
9 Independent Directors ShrHoldr Against For
Proposal Regarding the Office of The Board of
10 Directors ShrHoldr Against Against
Wal-Mart Stores, Inc. Shares Voted 4,300 Security 931142103
Meeting Date 6/3/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director James W. Breyer Mgmt For For
1.2 Elect Director M. Michele Burns Mgmt For For
1.3 Elect Director Douglas N. Daft Mgmt For For
1.4 Elect Director David D. Glass Mgmt For For
1.5 Elect Director Roland A. Hernandez Mgmt For For
1.6 Elect Director John D. Opie Mgmt For For
1.7 Elect Director J. Paul Reason Mgmt For For
1.8 Elect Director H. Lee Scott, Jr. Mgmt For For
1.9 Elect Director Jack C. Shewmaker Mgmt For For
1.1 Elect Director Jose H. Villarreal Mgmt For For
1.11 Elect Director John T. Walton Mgmt For For
1.12 Elect Director S. Robson Walton Mgmt For For
1.13 Elect Director Christopher J. Williams Mgmt For For
1.14 Elect Director Linda S. Wolf Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Report on Executive Compensation ShrHoldr Against Against
5 Prepare Sustainability Report ShrHoldr Against Against
Report on Stock Option Distribution by Race
6 and Gender ShrHoldr Against Against
7 Report on Political Contributions ShrHoldr Against Against
8 Prepare Equal Opportunity Report ShrHoldr Against Against
Require a Majority Vote for the Election of
9 Directors ShrHoldr Against Against
Require Majority of Independent Directors on
10 Board ShrHoldr Against For
11 Performance- Based/Indexed Options ShrHoldr Against For
Prudential Financial Inc Shares Voted 930 Security 744320102
Meeting Date 6/7/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director James G. Cullen Mgmt For For
1.2 Elect Director James A. Unruh Mgmt For For
1.3 Elect Director Gordon M. Bethune Mgmt For For
2 Ratify Auditors Mgmt For For
3 Declassify the Board of Directors Mgmt For For
4 Approve Qualified Employee Stock Purchase Plan Mgmt For For
Devon Energy Corp. Shares Voted 1,720 Security 25179M103
Meeting Date 6/8/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director John A. Hill Mgmt For For
1.2 Elect Director William J. Johnson Mgmt For For
1.3 Elect Director Robert A. Mosbacher Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
Require a Majority Vote for the Election of
4 Directors ShrHoldr Against Against
Staples, Inc. Shares Voted 2,860 Security 855030102
Meeting Date 6/13/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Brenda C. Barnes Mgmt For For
1.2 Elect Director Mary Elizabeth Burton Mgmt For For
1.3 Elect Director Richard J. Currie Mgmt For For
1.4 Elect Director Rowland T. Moriarty Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
Submit Shareholder Rights Plan (Poison Pill)
4 to Shareholder Vote ShrHoldr Against For
Symantec Corp. Shares Voted 3,700 Security 871503108
Meeting Date 6/24/2005 Meeting Type EGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1 Approve Merger Agreement Mgmt For For
2 Increase Authorized Common Stock Mgmt For For
3 Adjourn Meeting Mgmt For Against
ProxyEdge - Investment Company Report Report Date: 08/06/2005
Meeting Date Range: 07/01/2004 to 06/30/2005
Selected Accounts: Scudder Retirement Fund VI
- ----------------------------------------------------------------------------------------------------------------------------
DELL INC. Annual Meeting Date: 07/16/2004
Issuer: 24702R ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT AUDITORS Management For No
03 STOCKHOLDER PROPOSAL RELATING TO EXPENSING STOCK Shareholder For Yes
OPTIONS
- ----------------------------------------------------------------------------------------------------------------------------
VERITAS SOFTWARE CORPORATION VRTSE Annual Meeting Date: 08/25/2004
Issuer: 923436 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF AMENDED AND RESTATED 2003 STOCK INCENTIVE Management Against Yes
PLAN
03 RATIFICATION OF KPMG LLP AS INDEPENDENT ACCOUNTANTS Management For No
FOR CURRENT FISCAL YEAR
- ----------------------------------------------------------------------------------------------------------------------------
SYMANTEC CORPORATION SYMC Annual Meeting Date: 09/15/2004
Issuer: 871503 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE THE ADOPTION OF SYMANTEC S AMENDED Shareholder Against Yes
AND RESTATED CERTIFICATE OF INCORPORATION WHICH
WOULD INCREASE THE NUMBER OF AUTHORIZED SHARES
OF COMMON STOCK FROM 900,000,000 TO 1,600,000,000.
03 TO APPROVE THE ADOPTION OF THE SYMANTEC 2004 Management Against Yes
EQUITY INCENTIVE PLAN, AND THE RESERVATION OF
9,000,000 SHARES OF COMMON STOCK FOR ISSUANCE
THEREUNDER.
04 TO APPROVE AMENDMENTS TO SYMANTEC S 2000 DIRECTOR Management For No
EQUITY INCENTIVE PLAN, AS AMENDED (THE DIRECTOR
PLAN ), TO INCREASE THE NUMBER OF SHARES AUTHORIZED
FOR ISSUANCE THEREUNDER FROM 25,000 TO 50,000
AND TO PROVIDE FOR PROPORTIONATE ADJUSTMENT TO
SHARES SUBJECT TO THE DIRECTOR PLAN UPON ANY
STOCK DIVIDEND, STOCK SPLIT OR SIMILAR CHANGE
IN SYMANTEC S CAPITAL STRUCTURE.
05 TO RATIFY THE SELECTION OF KPMG LLP AS SYMANTEC Management For No
S INDEPENDENT AUDITORS FOR THE 2005 FISCAL YEAR.
- ----------------------------------------------------------------------------------------------------------------------------
BIOMET, INC. BMET Annual Meeting Date: 09/18/2004
Issuer: 090613 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2005.
- ----------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION PH Annual Meeting Date: 10/27/2004
Issuer: 701094 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FY05.
03 APPROVAL OF THE PARKER-HANNIFIN CORPORATION 2004 Management For No
NON-EMPLOYEE DIRECTORS STOCK INCENTIVE PLAN.
- ----------------------------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION WB Special Meeting Date: 10/28/2004
Issuer: 929903 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 A PROPOSAL TO APPROVE THE PLAN OF MERGER CONTAINED Management For No
IN THE AGREEMENT AND PLAN OF MERGER, DATED AS
OF JUNE 20, 2004, BETWEEN SOUTHTRUST CORPORATION
AND WACHOVIA, PURSUANT TO WHICH SOUTHTRUST WILL
MERGE WITH AND INTO WACHOVIA, AS MORE FULLY DESCRIBED
IN THE JOINT PROXY STATEMENT-PROSPECTUS DATED
SEPTEMBER 24, 2004.
- ----------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION ORCL Annual Meeting Date: 10/29/2004
Issuer: 68389X ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF Management For No
THE FISCAL YEAR 2005 EXECUTIVE BONUS PLAN
03 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
MAY 31, 2005
04 PROPOSAL FOR THE APPROVAL OF THE AMENDED AND Management For No
RESTATED 2000 LONG-TERM EQUITY INCENTIVE PLAN
05 STOCKHOLDER PROPOSAL FOR THE ADOPTION OF THE Shareholder Against No
CHINA BUSINESS PRINCIPLES FOR RIGHTS OF WORKERS
IN CHINA
- ----------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION MSFT Annual Meeting Date: 11/09/2004
Issuer: 594918 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ADOPTION OF THE AMENDMENTS TO THE 2001 STOCK Management For No
PLAN AND THE 1991 STOCK OPTION PLAN
03 ADOPTION OF THE AMENDMENTS TO THE 1999 STOCK Management For No
PLAN FOR NON-EMPLOYEE DIRECTORS, THE STOCK OPTION
PLAN FOR NON-EMPLOYEE DIRECTORS AND THE STOCK
OPTION PLAN FOR CONSULTANTS AND ADVISORS
04 APPROVAL OF MATERIAL TERMS OF THE PERFORMANCE Management For No
CRITERIA FOR AWARDS UNDER THE 2001 STOCK PLAN
05 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For No
LLP AS THE COMPANY S INDEPENDENT AUDITOR
- ----------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. CSCO Annual Meeting Date: 11/18/2004
Issuer: 17275R ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS CISCO S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY
30, 2005.
03 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shareholder Against No
THAT THE BOARD S COMPENSATION COMMITTEE INITIATE
A REVIEW OF CISCO S EXECUTIVE COMPENSATION POLICIES
AND MAKE AVAILABLE, UPON REQUEST, A REPORT OF
THAT REVIEW BY JANUARY 1, 2005, AS MORE FULLY
SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.
- ----------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY MON Annual Meeting Date: 01/20/2005
Issuer: 61166W ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITOR Management For No
03 APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN Management Against Yes
04 APPROVAL OF SHAREOWNER PROPOSAL ONE Shareholder Against No
05 APPROVAL OF SHAREOWNER PROPOSAL TWO Shareholder Against No
06 APPROVAL OF SHAREOWNER PROPOSAL THREE Shareholder Against No
07 APPROVAL OF SHAREOWNER PROPOSAL FOUR Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
ACCENTURE LTD ACN Annual Meeting Date: 02/02/2005
Issuer: G1150G ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF BYE-LAW AMENDMENTS TO RELOCATE INTO Management For No
THE BYE-LAWS EXISTING CONTRACTUAL RESTRICTIONS
APPLICABLE TO CLASS A COMMON SHARES OF PARTNERS
AND FORMER PARTNERS BENEFICIALLY OWNED BY THEM
PRIOR TO ACCENTURE S INITIAL PUBLIC OFFERING.
03 RE-APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS Management For No
FOR THE 2005 FISCAL YEAR AND AUTHORIZATION OF
THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
TO DETERMINE KPMG LLP S REMUNERATION.
- ----------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY DE Annual Meeting Date: 02/23/2005
Issuer: 244199 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RE-APPROVAL OF THE JOHN DEERE PERFORMANCE BONUS Management For No
PLAN.
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No
TOUCHE LLP AS THE INDEPENDENT AUDITORS FOR FISCAL
2005.
- ----------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. ADI Annual Meeting Date: 03/08/2005
Issuer: 032654 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For No
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER
29, 2005.
03 SHAREHOLDER PROPOSAL TO ESTABLISH A POLICY OF Shareholder For Yes
EXPENSING IN THE COMPANY S ANNUAL INCOME STATEMENT
THE COSTS OF ALL STOCK OPTIONS ISSUED BY THE COMPANY.
- ----------------------------------------------------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. TYC Annual Meeting Date: 03/10/2005
Issuer: 902124 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RE-APPOINTMENT OF DELOITTE & TOUCHE LLP AS TYCO Management For No
S INDEPENDENT AUDITORS AND AUTHORIZATION FOR
THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
TO SET THE AUDITORS REMUNERATION.
- ----------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY MWD Annual Meeting Date: 03/15/2005
Issuer: 617446 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For No
LLP AS INDEPENDENT AUDITORS.
03 TO AMEND THE CERTIFICATE OF INCORPORATION TO Management For No
INSTITUTE ANNUAL ELECTION OF DIRECTORS.
04 SHAREHOLDER PROPOSAL TO LIMIT CEO COMPENSATION. Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC. LEH Annual Meeting Date: 04/05/2005
Issuer: 524908 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITORS FOR THE FISCAL YEAR 2005.
03 APPROVAL OF 2005 STOCK INCENTIVE PLAN. Management Against Yes
04 SHAREHOLDER PROPOSAL REGARDING CEO COMPENSATION. Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION UTX Annual Meeting Date: 04/13/2005
Issuer: 913017 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 APPROVAL OF UNITED TECHNOLOGIES CORPORATION 2005 Management For No
LONG TERM INCENTIVE PLAN
04 SHAREOWNER PROPOSAL CONCERNING DISCLOSURE OF Shareholder Against No
EXECUTIVE COMPENSATION
05 SHAREOWNER PROPOSAL CONCERNING ETHICAL CRITERIA Shareholder Against No
FOR MILITARY CONTRACTS
06 SHAREOWNER PROPOSAL CONCERNING CEO COMPENSATION Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY LLY Annual Meeting Date: 04/18/2005
Issuer: 532457 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Management For No
COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST
& YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS
FOR 2005.
03 PROPOSAL BY SHAREHOLDERS ON SEPARATING THE ROLES Shareholder For Yes
OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER.
04 PROPOSAL BY SHAREHOLDERS ON IMPORTATION OF PRESCRIPTION Shareholder Against No
DRUGS.
05 PROPOSAL BY SHAREHOLDERS ON A REPORT ON THE IMPACT Shareholder Against No
OF LIMITING PRODUCT SUPPLY TO CANADA.
06 PROPOSAL BY SHAREHOLDERS ON PERIODIC REPORTS Shareholder Against No
ON THE COMPANY S POLITICAL CONTRIBUTIONS.
07 PROPOSAL BY SHAREHOLDERS ON PERFORMANCE-BASED Shareholder For Yes
STOCK OPTIONS.
08 PROPOSAL BY SHAREHOLDERS ON ANIMAL TESTING. Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. C Annual Meeting Date: 04/19/2005
Issuer: 172967 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For No
AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2005.
03 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management For No
CITIGROUP 1999 STOCK INCENTIVE PLAN.
04 STOCKHOLDER PROPOSAL REQUESTING A CURB ON EXECUTIVE Shareholder Against No
COMPENSATION, NO FUTURE STOCK OPTION GRANTS AND
NO RENEWALS OR EXTENSIONS OF OPTION PLANS.
05 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL Shareholder Against No
CONTRIBUTIONS.
06 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shareholder For Yes
OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
07 STOCKHOLDER PROPOSAL REQUESTING THAT CEO COMPENSATION Shareholder Against No
BE LIMITED TO NO MORE THAN 100 TIMES THE AVERAGE
COMPENSATION PAID TO THE COMPANY S NON-MANAGERIAL
WORKERS UNLESS PRIOR STOCKHOLDER APPROVAL IS GRANTED.
08 STOCKHOLDER PROPOSAL REQUESTING ELECTION OF DIRECTOR Shareholder Against No
NOMINEES BY A MAJORITY OF VOTES CAST.
09 STOCKHOLDER PROPOSAL REQUESTING A BY-LAW AMENDMENT Shareholder Against No
PROHIBITING THE PAYMENT OF NON-DEDUCTIBLE COMPENSATION
TO ANY OFFICER UNLESS PRIOR STOCKHOLDER APPROVAL
IS GRANTED.
10 STOCKHOLDER PROPOSAL REQUESTING THAT A SIMPLE Shareholder For Yes
MAJORITY VOTE APPLY ON EACH ISSUE THAT CAN BE
SUBJECT TO A SHAREHOLDER VOTE.
- ----------------------------------------------------------------------------------------------------------------------------
HERSHEY FOODS CORPORATION HSY Annual Meeting Date: 04/19/2005
Issuer: 427866 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No
AUDITORS FOR 2005.
03 APPROVE AMENDMENT TO COMPANY S RESTATED CERTIFICATE Shareholder Against Yes
TO INCREASE AUTHORIZED NUMBER OF SHARES.
04 APPROVE AMENDMENT TO COMPANY S RESTATED CERTIFICATE Management For No
TO CHANGE THE COMPANY S NAME TO THE HERSHEY COMPANY.
- ----------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY KO Annual Meeting Date: 04/19/2005
Issuer: 191216 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT AUDITORS
03 SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT Shareholder Against No
DELEGATION OF INQUIRY TO COLOMBIA
04 SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK Shareholder Against No
05 SHAREOWNER PROPOSAL REGARDING SEVERANCE AGREEMENTS Shareholder For Yes
- ----------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP USB Annual Meeting Date: 04/19/2005
Issuer: 902973 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITOR FOR THE 2005 FISCAL YEAR.
03 AMEND CERTIFICATE OF INCORPORATION TO ELIMINATE Management For No
SUPERMAJORITY VOTING.
04 SHAREHOLDER PROPOSAL: PERFORMANCE VESTING SHARES. Shareholder Against No
05 SHAREHOLDER PROPOSAL: PROHIBITION ON TAX AND Shareholder Against No
NON-AUDIT WORK BY INDEPENDENT AUDITORS.
- ----------------------------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION WB Annual Meeting Date: 04/19/2005
Issuer: 929903 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 A WACHOVIA PROPOSAL TO RATIFY THE APPOINTMENT Management For No
OF KPMG LLP AS AUDITORS FOR THE YEAR 2005.
- ----------------------------------------------------------------------------------------------------------------------------
PG&E CORPORATION PCG Annual Meeting Date: 04/20/2005
Issuer: 69331C ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT PUBLIC Management For No
ACCOUNTANTS
03 ADOPTION OF A NEW LONG-TERM INCENTIVE PLAN Management For No
04 EXPENSE STOCK OPTIONS Shareholder For Yes
05 RADIOACTIVE WASTES Shareholder Against No
06 POISON PILL Shareholder For Yes
07 PERFORMANCE-BASED OPTIONS Shareholder For Yes
08 FUTURE GOLDEN PARACHUTES Shareholder For Yes
- ----------------------------------------------------------------------------------------------------------------------------
THE SHERWIN-WILLIAMS COMPANY SHW Annual Meeting Date: 04/20/2005
Issuer: 824348 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For No
PUBLIC ACCOUNTING FIRM
- ----------------------------------------------------------------------------------------------------------------------------
ALLTEL CORPORATION AT Annual Meeting Date: 04/21/2005
Issuer: 020039 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For No
- ----------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED TXN Annual Meeting Date: 04/21/2005
Issuer: 882508 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Management For No
& YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2005.
03 BOARD PROPOSAL TO APPROVE THE TI EMPLOYEES 2005 Management For No
STOCK PURCHASE PLAN.
04 BOARD PROPOSAL TO REAPPROVE THE MATERIAL TERMS Management For No
OF THE PERFORMANCE GOALS UNDER THE TEXAS INSTRUMENTS
2000 LONG-TERM INCENTIVE PLAN.
- ----------------------------------------------------------------------------------------------------------------------------
WYETH Annual Meeting Date: 04/21/2005
Issuer: 983024 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS Management For No
FIRM
03 ADOPT 2005 STOCK INCENTIVE PLAN Management For No
04 REIMPORTATION OF PRESCRIPTION DRUGS Shareholder Against No
05 SEPARATE THE ROLES OF CHAIRMAN & CEO Shareholder For Yes
06 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shareholder Against No
07 DISCONTINUE PROMOTING PREMARIN AND PROTECTION Shareholder Against No
OF MARES
- ----------------------------------------------------------------------------------------------------------------------------
ALCOA INC. AA Annual Meeting Date: 04/22/2005
Issuer: 013817 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO APPROVE THE INDEPENDENT AUDITOR Management For No
- ----------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. HON Annual Meeting Date: 04/25/2005
Issuer: 438516 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No
03 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For No
INCORPORATION AND BY-LAWS TO ELIMINATE THE CLASSIFIED
STRUCTURE OF THE BOARD OF DIRECTORS
04 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For No
INCORPORATION AND BY-LAWS TO ELIMINATE SUPERMAJORITY
VOTING PROVISIONS
05 MAJORITY VOTE SHAREHOLDER COMMITTEE Shareholder Against No
06 SEPARATION OF CHAIRMAN/CEO Shareholder For Yes
07 EXECUTIVE PAY DISPARITY REPORT Shareholder Against No
08 EXECUTIVE COMPENSATION LIMIT Shareholder Against No
09 COMMONSENSE EXECUTIVE COMPENSATION FRAMEWORK PROPOSAL Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP IBM Annual Meeting Date: 04/26/2005
Issuer: 459200 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For No
PUBLIC ACCOUNTING FIRM (PAGE 24)
03 STOCKHOLDER PROPOSAL ON--CUMULATIVE VOTING (PAGE Shareholder Against No
25)
04 STOCKHOLDER PROPOSAL ON--PENSION AND RETIREMENT Shareholder Against No
MEDICAL (PAGE 25)
05 STOCKHOLDER PROPOSAL ON--EXECUTIVE COMPENSATION Shareholder Against No
(PAGE 27)
06 STOCKHOLDER PROPOSAL ON--EXPENSING STOCK OPTIONS Shareholder For Yes
(PAGE 28)
07 STOCKHOLDER PROPOSAL ON--DISCLOSURE OF EXECUTIVE Shareholder Against No
COMPENSATION (PAGE 29)
08 STOCKHOLDER PROPOSAL ON--OFFSHORING (PAGE 30) Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
CHEVRONTEXACO CORPORATION CVX Annual Meeting Date: 04/27/2005
Issuer: 166764 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For No
ACCOUNTING FIRM
03 DIRECTORS COMPENSATION Shareholder Against No
04 EXECUTIVE SEVERANCE AGREEMENTS Shareholder For Yes
05 STOCK OPTION EXPENSING Shareholder For Yes
06 ANIMAL TESTING Shareholder Against No
07 OIL & GAS DRILLING IN PROTECTED/SENSITIVE AREAS Shareholder Against No
08 REPORT ON ECUADOR Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY DD Annual Meeting Date: 04/27/2005
Issuer: 263534 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For No
ACCOUNTING FIRM
03 ON GOVERNMENT SERVICE Shareholder Against No
04 ON INTERNATIONAL WORKPLACE STANDARDS Shareholder Against No
05 ON EXECUTIVE COMPENSATION Shareholder Against No
06 ON ANIMAL TESTING Shareholder Against No
07 ON GENETICALLY MODIFIED FOOD Shareholder Against No
08 ON PERFORMANCE-BASED OPTIONS Shareholder Against No
09 ON DISCLOSURE OF PFOA COSTS Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY GE Annual Meeting Date: 04/27/2005
Issuer: 369604 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
A DIRECTOR Management For No
B RATIFICATION OF SELECTION OF INDEPENDENT AUDITOR Management For No
01 CUMULATIVE VOTING Shareholder For Yes
02 REPORT ON NUCLEAR RISK Shareholder Against No
03 REPORT ON PCB CLEANUP COSTS Shareholder Against No
04 CURB OVER-EXTENDED DIRECTORS Shareholder Against No
05 REPORT ON SUSTAINABILITY Shareholder Against No
06 DISCLOSE POLITICAL CONTRIBUTIONS Shareholder Against No
07 ANIMAL TESTING Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. MO Annual Meeting Date: 04/28/2005
Issuer: 02209S ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 2005 PERFORMANCE INCENTIVE PLAN Management For No
03 2005 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE Management For No
DIRECTORS
04 RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS Management For No
05 STOCKHOLDER PROPOSAL NO. 1 REQUESTING ELIMINATION Management Against No
OF ANIMAL TESTING FOR TOBACCO PRODUCTS
06 STOCKHOLDER PROPOSAL NO. 2 REQUESTING WAYS TO Shareholder Against No
MORE ADEQUATELY WARN PREGNANT WOMEN
07 STOCKHOLDER PROPOSAL NO. 3 SEEKING TO CEASE PROMOTING Shareholder Against No
LIGHT AND ULTRA LIGHT BRANDS
08 STOCKHOLDER PROPOSAL NO. 4 SEEKING TO EXTEND Shareholder Against No
NEW YORK FIRE-SAFE PRODUCTS NATIONALLY
- ----------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED Annual Meeting Date: 04/28/2005
Issuer: 057224 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF DELOITTE & TOUCHE AS THE COMPANY Management For No
S INDEPENDENT AUDITOR FOR FISCAL YEAR 2005.
03 PROPOSAL TO AMEND THE COMPANY S RESTATED CERTIFICATE Management For No
OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS.
04 STOCKHOLDER PROPOSAL NO. 1 REGARDING MAJORITY Shareholder Against No
VOTES PROTOCOL.
- ----------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Annual Meeting Date: 04/28/2005
Issuer: 478160 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN. Management Against Yes
03 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
AS INDEPENDENT AUDITORS
- ----------------------------------------------------------------------------------------------------------------------------
PFIZER INC. PFE Annual Meeting Date: 04/28/2005
Issuer: 717081 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 A PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Management For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2005.
03 SHAREHOLDER PROPOSAL RELATING TO TERM LIMITS Shareholder Against No
FOR DIRECTORS.
04 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INCREASING Shareholder Against No
ACCESS TO PFIZER PRODUCTS.
05 SHAREHOLDER PROPOSAL RELATING TO IMPORTATION Shareholder Against No
OF PRESCRIPTION DRUGS.
06 SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS. Shareholder Against No
07 SHAREHOLDER PROPOSAL RELATING TO PRODUCT AVAILABILITY Shareholder Against No
IN CANADA.
08 SHAREHOLDER PROPOSAL RELATING TO THE SEPARATION Shareholder For Yes
OF THE ROLES OF CHAIR AND CEO AND ACCESS TO PHARMACEUTICAL
PRODUCTS.
- ----------------------------------------------------------------------------------------------------------------------------
MOTOROLA, INC. MOT Annual Meeting Date: 05/02/2005
Issuer: 620076 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 SHAREHOLDER PROPOSAL RE: NON-DEDUCTIBLE EXECUTIVE Shareholder Against No
COMPENSATION
03 SHAREHOLDER PROPOSAL RE: DIRECTOR ELECTION BY Shareholder Against No
MAJORITY VOTE
- ----------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION EMC Annual Meeting Date: 05/05/2005
Issuer: 268648 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL 2 - TO APPROVE AMENDMENTS TO THE EMC Management For No
CORPORATION 2003 STOCK PLAN TO INCREASE BY 100,000,000
THE NUMBER OF SHARES AVAILABLE UNDER THE PLAN,
AND INCREASE THE NUMBER OF SHARES WHICH MAY BE
ISSUED PURSUANT TO AWARDS OF RESTRICTED STOCK
AND/ OR RESTRICTED STOCK UNITS TO 30% OF THE
TOTAL AUTHORIZED SHARES UNDER THE PLAN, AS DESCRIBED
IN EMC S PROXY STATEMENT.
03 PROPOSAL 3 - TO RATIFY THE SELECTION BY THE AUDIT Management For No
COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP AS EMC S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2005.
04 PROPOSAL 4 - TO ACT UPON A SHAREHOLDER PROPOSAL Shareholder For Yes
RELATING TO PERFORMANCE-BASED STOCK OPTIONS,
AS DESCRIBED IN EMC S PROXY STATEMENT.
05 PROPOSAL 5 - TO ACT UPON A SHAREHOLDER PROPOSAL Shareholder For Yes
RELATING TO EMC S AUDIT COMMITTEE, AS DESCRIBED
IN EMC S PROXY STATEMENT.
- ----------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. VZ Annual Meeting Date: 05/05/2005
Issuer: 92343V ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For No
ACCOUNTING FIRM
03 CUMULATIVE VOTING Shareholder Against No
04 MAJORITY VOTE FOR ELECTION OF DIRECTORS Shareholder Against No
05 BOARD COMPOSITION Shareholder For Yes
06 SEPARATE CHAIRMAN AND CEO Shareholder For Yes
07 DIRECTORS LIABILITY Shareholder Against No
08 REPORT ON POLITICAL CONTRIBUTIONS Shareholder Against No
Vote Summary Report (Long)
07/01/04 to 06/30/05
Allergan, Inc. Shares Voted 1400 Security 18490102
Meeting Date 38468 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Trevor M. Jones Mgmt For For
1.2 Elect Director Karen R. Oscar Mgmt For For
1.3 Elect Director Leonard D. Schaeffer Mgmt For For
Bank of America Corp. Shares Voted 6200 Security 60505104
Meeting Date 38469 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director William Barnet, III Mgmt For For
1.2 Elect Director Charles W. Coker Mgmt For For
1.3 Elect Director John T. Collins Mgmt For For
1.4 Elect Director Gary L. Countryman Mgmt For For
1.5 Elect Director Paul Fulton Mgmt For For
1.6 Elect Director Charles K. Gifford Mgmt For For
1.7 Elect Director W. Steven Jones Mgmt For For
1.8 Elect Director Kenneth D. Lewis Mgmt For For
1.9 Elect Director Walter E. Massey Mgmt For For
1.1 Elect Director Thomas J. May Mgmt For For
1.11 Elect Director Patricia E. Mitchell Mgmt For For
1.12 Elect Director Edward L. Romero Mgmt For For
1.13 Elect Director Thomas M. Ryan Mgmt For For
1.14 Elect Director O. Temple Sloan, Jr. Mgmt For For
1.15 Elect Director Meredith R. Spangler Mgmt For For
1.16 Elect Director Robert L. Tillman Mgmt For For
1.17 Elect Director Jackie M. Ward Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Political Contributions ShrHoldr Against Against
4 Director Nominee Amendment ShrHoldr Against Against
E.I. Du Pont De Nemours & Co. Shares Voted 2100 Security 263534109
Meeting Date 38469 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Alain J.P. Belda Mgmt For For
1.2 Elect Director Richard H. Brown Mgmt For For
1.3 Elect Director Curtis J. Crawford Mgmt For For
1.4 Elect Director John T. Dillon Mgmt For For
1.5 Elect Director Louisa C. Duemling Mgmt For For
1.6 Elect Director Charles O. Holliday, Jr. Mgmt For For
1.7 Elect Director Lois D. Juliber Mgmt For For
1.8 Elect Director Masahisa Naitoh Mgmt For For
1.9 Elect Director William K. Reilly Mgmt For For
1.1 Elect Director H. Rodney Sharp, III Mgmt For For
1.11 Elect Director Charles M. Vest Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Government Service of Employees ShrHoldr Against Against
4 Implement ILO Code of Conduct ShrHoldr Against Against
5 Executive Compensation ShrHoldr Against Against
6 Eliminate Animal Testing ShrHoldr Against Against
7 Report on Genetically Modified Organisms ShrHoldr Against Against
8 Performance- Based/Indexed Options ShrHoldr Against Against
9 Report on PFOA Chemical Remediation ShrHoldr Against Against
Lockheed Martin Corp. Shares Voted 1500 Security 539830109
Meeting Date 38470 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director E.C. 'Pete' Aldridge, Jr. Mgmt For For
1.2 Elect Director Nolan D. Archibald Mgmt For For
1.3 Elect Director Marcus C. Bennett Mgmt For For
1.4 Elect Director James O. Ellis, Jr. Mgmt For For
1.5 Elect Director Gwendolyn S. King Mgmt For For
1.6 Elect Director Douglas H. McCorkindale Mgmt For For
1.7 Elect Director Eugene F. Murphy Mgmt For For
1.8 Elect Director Joseph W. Ralston Mgmt For For
1.9 Elect Director Frank Savage Mgmt For For
1.1 Elect Director Anne Stevens Mgmt For For
1.11 Elect Director Robert J. Stevens Mgmt For For
1.12 Elect Director James R. Ukropina Mgmt For For
1.13 Elect Director Douglas C. Yearley Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Performance-Based/Indexed Options ShrHoldr Against Against
Adopt Simple Majority Vote Requirement for All
5 Issues ShrHoldr Against For
6 Report on Pay Disparity ShrHoldr Against Against
and amend its code of conduct and policies
related to bidding Review Code of Conduct on
7 Military Contracts ShrHoldr Against Against
Georgia-Pacific Corp. Shares Voted 3500 Security 373298108
Meeting Date 38475 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director James S. Balloun Mgmt For For
1.2 Elect Director Thomas D. Bell, Jr. Mgmt For For
1.3 Elect Director Jon A. Boscia Mgmt For For
1.4 Elect Director Alston D. Correll Mgmt For For
1.5 Elect Director John D. Zeglis Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Declassify the Board of Directors Mgmt Against For
Ambac Financial Group, Inc. Shares Voted 1000 Security 23139108
Meeting Date 38475 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Phillip B. Lassiter Mgmt For For
1.2 Elect Director Michael A. Callen Mgmt For For
1.3 Elect Director Jill M. Considine Mgmt For For
1.4 Elect Director Robert J. Genader Mgmt For For
1.5 Elect Director W. Grant Gregory Mgmt For For
1.6 Elect Director Thomas C. Theobald Mgmt For For
1.7 Elect Director Laura S. Unger Mgmt For For
1.8 Elect Director Henry D.G. Wallace Mgmt For For
2 Amend Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
PepsiCo, Inc. Shares Voted 3100 Security 713448108
Meeting Date 38476 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director John F. Akers Mgmt For For
1.2 Elect Director Robert E. Allen Mgmt For For
1.3 Elect Director Ray L. Hunt Mgmt For For
1.4 Elect Director Arthur C. Martinez Mgmt For For
1.5 Elect Director Indra K. Nooyi Mgmt For For
1.6 Elect Director Steven S Reinemund Mgmt For For
1.7 Elect Director Sharon P. Rockefeller Mgmt For For
1.8 Elect Director James J. Schiro Mgmt For For
1.9 Elect Director Franklin A. Thomas Mgmt For For
1.1 Elect Director Cynthia M. Trudell Mgmt For For
1.11 Elect Director Solomon D. Trujillo Mgmt For For
1.12 Elect Director Daniel Vasella Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Corporate Political Contributions ShrHoldr Against Against
Avon Products, Inc. Shares Voted 2300 Security 54303102
Meeting Date 38477 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Fred Hassan Mgmt For For
1.2 Elect Director Ann S. Moore Mgmt For For
1.3 Elect Director Lawrence A. Weinbach Mgmt For For
2 Ratify Auditors Mgmt For For
3 Declassify the Board of Directors Mgmt For For
4 Amend Omnibus Stock Plan Mgmt For For
Disclose Charitable Contributions and
5 Fundraising Efforts ShrHoldr Against Against
Reformulate Products to Remove Chemicals Banned
6 by EU ShrHoldr Against Against
The Gap, Inc. Shares Voted 5000 Security 364760108
Meeting Date 38482 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Howard P. Behar Mgmt For For
1.2 Elect Director Adrian D. P. Bellamy Mgmt For For
1.3 Elect Director Domenico De Sole Mgmt For For
1.4 Elect Director Donald G. Fisher Mgmt For For
1.5 Elect Director Doris F. Fisher Mgmt For For
1.6 Elect Director Robert J. Fisher Mgmt For For
1.7 Elect Director Penelope L. Hughes Mgmt For For
1.8 Elect Director Bob L. Martin Mgmt For For
1.9 Elect Director Jorge P. Montoya Mgmt For For
1.1 Elect Director Paul S. Pressler Mgmt For For
1.11 Elect Director James M. Schneider Mgmt For For
1.12 Elect Director Mayo A. Shattuck III Mgmt For For
1.13 Elect Director Margaret C. Whitman Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Executive Incentive Bonus Plan Mgmt For For
3M CO Shares Voted 1800 Security 88579Y101
Meeting Date 38482 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Vance D. Coffman Mgmt For For
1.2 Elect Director Rozanne L. Ridgway Mgmt For For
1.3 Elect Director Louis W. Sullivan Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
4 Eliminate Animal Testing ShrHoldr Against Against
5 Implement China Principles ShrHoldr Against Against
Altera Corp. Shares Voted 3400 Security 21441100
Meeting Date 38482 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director John P. Daane Mgmt For For
1.2 Elect Director Robert W. Reed Mgmt For For
1.3 Elect Director Charles M. Clough Mgmt For For
1.4 Elect Director Robert J. Finocchio, Jr Mgmt For For
1.5 Elect Director Kevin McGarity Mgmt For For
1.6 Elect Director Paul Newhagen Mgmt For For
1.7 Elect Director William E. Terry Mgmt For For
1.8 Elect Director Susan Wang Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Amend Stock Option Plan Mgmt For Against
4 Amend Qualified Employee Stock Purchase Plan Mgmt For For
5 Ratify Auditors Mgmt For For
6 Expense Stock Options ShrHoldr Against For
Require a Majority Vote for the Election of
7 Directors ShrHoldr Against Against
Wellpoint Inc Shares Voted 800 Security 94973V107
Meeting Date 38482 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director William H.T. Bush Mgmt For For
1.2 Elect Director Warren Y. Jobe Mgmt For For
1.3 Elect Director William G. Mays Mgmt For For
1.4 Elect Director Senator Donald W. Riegle, Jr. Mgmt For For
1.5 Elect Director William J. Ryan Mgmt For For
2 Ratify Auditors Mgmt For For
3 Performance- Based/Indexed Options ShrHoldr Against For
Amgen, Inc. Shares Voted 3300 Security 31162100
Meeting Date 38483 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Dr. David Baltimore Mgmt For For
1.2 Elect Director Ms. Judith C. Pelham Mgmt For For
1.3 Elect Director Mr. Kevin W. Sharer Mgmt For For
2 Ratify Auditors Mgmt For For
3 Eliminate Animal Testing ShrHoldr Against Against
4 Review/Limit Executive Compensation ShrHoldr Against Against
5 Adopt Retention Ratio for Executives ShrHoldr Against Against
Caremark Rx, Inc. Shares Voted 3100 Security 141705103
Meeting Date 38483 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Edwin M. Crawford Mgmt For For
1.2 Elect Director Kristen Gibney Williams Mgmt For For
1.3 Elect Director Edward L. Hardin Mgmt For For
2 Report on Political Contributions ShrHoldr Against Against
McDonald's Corp. Shares Voted 2900 Security 580135101
Meeting Date 38483 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Hall Adams, Jr. Mgmt For For
1.2 Elect Director Cary D. McMillan Mgmt For For
1.3 Elect Director Michael J. Roberts Mgmt For For
1.4 Elect Director James A. Skinner Mgmt For For
1.5 Elect Director Anne-Marie Slaughter Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Genetically Modified Organisms ShrHoldr Against Against
CIT Group Inc Shares Voted 2200 Security 125581108
Meeting Date 38483 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Jeffrey M. Peek Mgmt For For
1.2 Elect Director Gary C. Butler Mgmt For For
1.3 Elect Director William A. Farlinger Mgmt For For
1.4 Elect Director William M. Freeman Mgmt For For
1.5 Elect Director Hon. Thomas H. Kean Mgmt For For
1.6 Elect Director Marianne Miller Parrs Mgmt For For
1.7 Elect Director Timothy M. Ring Mgmt For For
1.8 Elect Director John R. Ryan Mgmt For For
1.9 Elect Director Peter J. Tobin Mgmt For For
1.1 Elect Director Lois M. Van Deusen Mgmt For For
2 Ratify Auditors Mgmt For For
3 Other Business Mgmt For Against
Entergy Corp. Shares Voted 1000 Security 29364G103
Meeting Date 38485 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Maureen Scannell Bateman Mgmt For For
1.2 Elect Director W. Frank Blount Mgmt For For
1.3 Elect Director Simon D. deBree Mgmt For For
1.4 Elect Director Claiborne P. Deming Mgmt For For
1.5 Elect Director Alexis Herman Mgmt For For
1.6 Elect Director Donald C. Hintz Mgmt For For
1.7 Elect Director J. Wayne Leonard Mgmt For For
1.8 Elect Director Robert v.d. Luft Mgmt For For
1.9 Elect Director Kathleen A. Murphy Mgmt For For
1.1 Elect Director James R. Nichols Mgmt For For
1.11 Elect Director William A. Percy, II Mgmt For For
1.12 Elect Director Dennis H. Reilley Mgmt For For
1.13 Elect Director Steven V. Wilkinson Mgmt For For
2 Ratify Auditors Mgmt For For
Require the Chairman of the Board Be an
3 Independent Director ShrHoldr Against For
Require a Majority Vote for the Election of
4 Directors ShrHoldr Against Against
JPMorgan Chase & Co. Shares Voted 3700 Security 46625H100
Meeting Date 38489 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Director Hans W. Becherer Mgmt For For
1.2 Elect Director Director John H. Biggs Mgmt For For
1.3 Elect Director Director Lawrence A. Bossidy Mgmt For For
1.4 Elect Director Director Stephen B. Burke Mgmt For For
1.5 Elect Director Director James S. Crown Mgmt For For
1.6 Elect Director Director James Dimon Mgmt For For
1.7 Elect Director Director Ellen V. Futter Mgmt For For
1.8 Elect Director Director William H. Gray, III Mgmt For For
1.9 Elect Director Director William B. Harrison, Jr Mgmt For For
1.1 Elect Director Director Laban P. Jackson, Jr. Mgmt For For
1.11 Elect Director Director John W. Kessler Mgmt For For
1.12 Elect Director Director Robert I. Lipp Mgmt For For
1.13 Elect Director Director Richard A. Manoogian Mgmt For For
1.14 Elect Director Director David C. Novak Mgmt For For
1.15 Elect Director Director Lee R. Raymond Mgmt For For
1.16 Elect Director Director William C. Weldon Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
4 Establish Term Limits for Directors ShrHoldr Against Against
5 Separate Chairman and CEO Positions ShrHoldr Against For
6 Limit Executive Compensation ShrHoldr Against Against
7 Adopt Executive Benefit Policy ShrHoldr Against Against
Target Corporation Shares Voted 2900 Security 87612E106
Meeting Date 38490 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Roxanne S. Austin Mgmt For For
1.2 Elect Director James A. Johnson Mgmt For For
2 Ratify Auditors Mgmt For For
The Hartford Financial Services Shares Voted Security
Group, Inc. 1400 416515104
Meeting Date 38490 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Ramani Ayer Mgmt For For
1.2 Elect Director Ronald E. Ferguson Mgmt For For
1.3 Elect Director Edward J. Kelly, III Mgmt For For
1.4 Elect Director Paul G. Kirk, Jr. Mgmt For For
1.5 Elect Director Thomas M. Marra Mgmt For For
1.6 Elect Director Gail J. McGovern Mgmt For For
1.7 Elect Director Michael G. Morris Mgmt For For
1.8 Elect Director Robert W. Selander Mgmt For For
1.9 Elect Director Charles B. Strauss Mgmt For For
1.1 Elect Director H. Patrick Swygert Mgmt For For
1.11 Elect Director David K. Zwiener Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
4 Amend Executive Incentive Bonus Plan Mgmt For For
Yahoo!, Inc. Shares Voted 2700 Security 984332106
Meeting Date 38491 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Terry S. Semel Mgmt For For
1.2 Elect Director Jerry Yang Mgmt For For
1.3 Elect Director Roy J. Bostock Mgmt For For
1.4 Elect Director Ronald W. Burkle Mgmt For For
1.5 Elect Director Eric Hippeau Mgmt For For
1.6 Elect Director Arthur H. Kern Mgmt For For
1.7 Elect Director Robert A. Kotick Mgmt For For
1.8 Elect Director Edward R. Kozel Mgmt For For
1.9 Elect Director Gary L. Wilson Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Amend Non-Employee Director Stock Option Plan Mgmt For Against
4 Ratify Auditors Mgmt For For
TXU Corp. Shares Voted 1000 Security 873168108
Meeting Date 38492 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Derek C. Bonham Mgmt For For
1.2 Elect Director E. Gail de Planque Mgmt For For
1.3 Elect Director William M. Griffin Mgmt For For
1.4 Elect Director Kerney Laday Mgmt For For
1.5 Elect Director Jack E. Little Mgmt For For
1.6 Elect Director Erle Nye Mgmt For For
1.7 Elect Director J.E. Oesterreicher Mgmt For For
1.8 Elect Director Michael W. Ranger Mgmt For For
1.9 Elect Director Herbert H. Richardson Mgmt For For
1.1 Elect Director C. John Wilder Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
Time Warner Inc Shares Voted 12600 Security 887317105
Meeting Date 38492 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director James L. Barksdale Mgmt For For
1.2 Elect Director Stephen F. Bollenbach Mgmt For For
1.3 Elect Director Stephen M. Case Mgmt For For
1.4 Elect Director Frank J. Caufield Mgmt For For
1.5 Elect Director Robert C. Clark Mgmt For For
1.6 Elect Director Jessica P. Einhorn Mgmt For For
1.7 Elect Director Miles R. Gilburne Mgmt For For
1.8 Elect Director Carla A. Hills Mgmt For For
1.9 Elect Director Reuben Mark Mgmt For For
1.1 Elect Director Michael A. Miles Mgmt For For
1.11 Elect Director Kenneth J. Novack Mgmt For For
1.12 Elect Director Richard D. Parsons Mgmt For For
1.13 Elect Director R. E. Turner Mgmt For For
1.14 Elect Director Francis T. Vincent, Jr Mgmt For For
1.15 Elect Director Deborah C. Wright Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Pay Disparity ShrHoldr Against Against
Dollar General Corp. Shares Voted 3800 Security 256669102
Meeting Date 38496 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director David L. Bere Mgmt For For
1.2 Elect Director Dennis C. Bottorff Mgmt For For
1.3 Elect Director Barbara L. Bowles Mgmt For For
1.4 Elect Director James L. Clayton Mgmt For For
1.5 Elect Director Reginald D. Dickson Mgmt For For
1.6 Elect Director E. Gordon Gee Mgmt For For
1.7 Elect Director Barbara M. Knuckles Mgmt For For
1.8 Elect Director David A. Perdue Mgmt For For
1.9 Elect Director J. Neal Purcell Mgmt For For
1.1 Elect Director James D. Robbins Mgmt For For
1.11 Elect Director David M. Wilds Mgmt For For
2 Approve Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
Exxon Mobil Corp. Shares Voted 10312 Security 30231G102
Meeting Date 38497 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Michael J. Boskin Mgmt For For
1.2 Elect Director William W. George Mgmt For For
1.3 Elect Director James R. Houghton Mgmt For For
1.4 Elect Director William R. Howell Mgmt For For
1.5 Elect Director Reatha Clark King Mgmt For For
1.6 Elect Director Philip E. Lippincott Mgmt For For
1.7 Elect Director Henry A. McKinnell, Jr. Mgmt For For
1.8 Elect Director Marilyn Carlson Nelson Mgmt For For
1.9 Elect Director Lee R. Raymond Mgmt For For
1.1 Elect Director Walter V. Shipley Mgmt For For
1.11 Elect Director Rex W. Tillerson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Political Contributions/Activities ShrHoldr Against Against
4 Review/Limit Executive Compensation ShrHoldr Against Against
Nominate Independent Directors with Industry
5 Experience ShrHoldr Against Against
6 Report on Payments to Indonesian Military ShrHoldr Against Against
Adopt Policy Prohibiting Discrimination based
7 on Sexual Orientation ShrHoldr Against Against
Report on Potential Damage of Drilling in
8 Protected Regions ShrHoldr Against Against
Disclose Information Supporting the Company
9 Position on Climate Change ShrHoldr Against Against
Report on Company Policies for Compliance with
10 the Kyoto Protocol ShrHoldr Against Against
Safeway Inc. Shares Voted 3200 Security 786514208
Meeting Date 38497 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Steven A. Burd Mgmt For For
1.2 Elect Director Janet E. Grove Mgmt For For
1.3 Elect Director Mohan Gyani Mgmt For For
1.4 Elect Director Paul Hazen Mgmt For For
1.5 Elect Director Robert I. MacDonnell Mgmt For For
1.6 Elect Director Douglas J. MacKenzie Mgmt For For
1.7 Elect Director Rebecca A. Stirn Mgmt For For
1.8 Elect Director William Y. Tauscher Mgmt For For
1.9 Elect Director Raymond G. viault Mgmt For For
2 Ratify Auditors Mgmt For For
3 Provide for Cumulative Voting ShrHoldr Against For
4 Seek Sale of Company ShrHoldr Against Against
5 Separate Chairman and CEO Positions ShrHoldr Against Against
6 Prepare a Sustainability Report ShrHoldr Against Against
7 Limit Awards to Executives ShrHoldr Against Against
Require a Majority Vote for the Election of
8 Directors ShrHoldr Against Against
Limit Composition of Committee(s) to
9 Independent Directors ShrHoldr Against For
Proposal Regarding the Office of The Board of
10 Directors ShrHoldr Against Against
Wal-Mart Stores, Inc. Shares Voted 3100 Security 931142103
Meeting Date 38506 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director James W. Breyer Mgmt For For
1.2 Elect Director M. Michele Burns Mgmt For For
1.3 Elect Director Douglas N. Daft Mgmt For For
1.4 Elect Director David D. Glass Mgmt For For
1.5 Elect Director Roland A. Hernandez Mgmt For For
1.6 Elect Director John D. Opie Mgmt For For
1.7 Elect Director J. Paul Reason Mgmt For For
1.8 Elect Director H. Lee Scott, Jr. Mgmt For For
1.9 Elect Director Jack C. Shewmaker Mgmt For For
1.1 Elect Director Jose H. Villarreal Mgmt For For
1.11 Elect Director John T. Walton Mgmt For For
1.12 Elect Director S. Robson Walton Mgmt For For
1.13 Elect Director Christopher J. Williams Mgmt For For
1.14 Elect Director Linda S. Wolf Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Report on Executive Compensation ShrHoldr Against Against
5 Prepare Sustainability Report ShrHoldr Against Against
Report on Stock Option Distribution by Race and
6 Gender ShrHoldr Against Against
7 Report on Political Contributions ShrHoldr Against Against
8 Prepare Equal Opportunity Report ShrHoldr Against Against
Require a Majority Vote for the Election of
9 Directors ShrHoldr Against Against
Require Majority of Independent Directors on
10 Board ShrHoldr Against For
11 Performance- Based/Indexed Options ShrHoldr Against For
Prudential Financial Inc Shares Voted 680 Security 744320102
Meeting Date 38510 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director James G. Cullen Mgmt For For
1.2 Elect Director James A. Unruh Mgmt For For
1.3 Elect Director Gordon M. Bethune Mgmt For For
2 Ratify Auditors Mgmt For For
3 Declassify the Board of Directors Mgmt For For
4 Approve Qualified Employee Stock Purchase Plan Mgmt For For
Devon Energy Corp. Shares Voted 1260 Security 25179M103
Meeting Date 38511 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director John A. Hill Mgmt For For
1.2 Elect Director William J. Johnson Mgmt For For
1.3 Elect Director Robert A. Mosbacher Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
Require a Majority Vote for the Election of
4 Directors ShrHoldr Against Against
Staples, Inc. Shares Voted 2100 Security 855030102
Meeting Date 38516 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Brenda C. Barnes Mgmt For For
1.2 Elect Director Mary Elizabeth Burton Mgmt For For
1.3 Elect Director Richard J. Currie Mgmt For For
1.4 Elect Director Rowland T. Moriarty Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
Submit Shareholder Rights Plan (Poison Pill) to
4 Shareholder Vote ShrHoldr Against For
Symantec Corp. Shares Voted 2720 Security 871503108
Meeting Date 38527 Meeting Type EGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1 Approve Merger Agreement Mgmt For For
2 Increase Authorized Common Stock Mgmt For For
3 Adjourn Meeting Mgmt For Against
ProxyEdge - Investment Company Report Report Date: 08/06/2005
Meeting Date Range: 07/01/2004 to 06/30/2005
Selected Accounts: Scudder Retirement Fund VII
- ----------------------------------------------------------------------------------------------------------------------------
DELL INC. Annual Meeting Date: 07/16/2004
Issuer: 24702R ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT AUDITORS Management For No
03 STOCKHOLDER PROPOSAL RELATING TO EXPENSING STOCK Shareholder For Yes
OPTIONS
- ----------------------------------------------------------------------------------------------------------------------------
VERITAS SOFTWARE CORPORATION VRTSE Annual Meeting Date: 08/25/2004
Issuer: 923436 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF AMENDED AND RESTATED 2003 STOCK INCENTIVE Management Against Yes
PLAN
03 RATIFICATION OF KPMG LLP AS INDEPENDENT ACCOUNTANTS Management For No
FOR CURRENT FISCAL YEAR
- ----------------------------------------------------------------------------------------------------------------------------
SYMANTEC CORPORATION SYMC Annual Meeting Date: 09/15/2004
Issuer: 871503 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO APPROVE THE ADOPTION OF SYMANTEC S AMENDED Shareholder Against Yes
AND RESTATED CERTIFICATE OF INCORPORATION WHICH
WOULD INCREASE THE NUMBER OF AUTHORIZED SHARES
OF COMMON STOCK FROM 900,000,000 TO 1,600,000,000.
03 TO APPROVE THE ADOPTION OF THE SYMANTEC 2004 Management Against Yes
EQUITY INCENTIVE PLAN, AND THE RESERVATION OF
9,000,000 SHARES OF COMMON STOCK FOR ISSUANCE
THEREUNDER.
04 TO APPROVE AMENDMENTS TO SYMANTEC S 2000 DIRECTOR Management For No
EQUITY INCENTIVE PLAN, AS AMENDED (THE DIRECTOR
PLAN ), TO INCREASE THE NUMBER OF SHARES AUTHORIZED
FOR ISSUANCE THEREUNDER FROM 25,000 TO 50,000
AND TO PROVIDE FOR PROPORTIONATE ADJUSTMENT TO
SHARES SUBJECT TO THE DIRECTOR PLAN UPON ANY
STOCK DIVIDEND, STOCK SPLIT OR SIMILAR CHANGE
IN SYMANTEC S CAPITAL STRUCTURE.
05 TO RATIFY THE SELECTION OF KPMG LLP AS SYMANTEC Management For No
S INDEPENDENT AUDITORS FOR THE 2005 FISCAL YEAR.
- ----------------------------------------------------------------------------------------------------------------------------
BIOMET, INC. BMET Annual Meeting Date: 09/18/2004
Issuer: 090613 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2005.
- ----------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION PH Annual Meeting Date: 10/27/2004
Issuer: 701094 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FY05.
03 APPROVAL OF THE PARKER-HANNIFIN CORPORATION 2004 Management For No
NON-EMPLOYEE DIRECTORS STOCK INCENTIVE PLAN.
- ----------------------------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION WB Special Meeting Date: 10/28/2004
Issuer: 929903 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 A PROPOSAL TO APPROVE THE PLAN OF MERGER CONTAINED Management For No
IN THE AGREEMENT AND PLAN OF MERGER, DATED AS
OF JUNE 20, 2004, BETWEEN SOUTHTRUST CORPORATION
AND WACHOVIA, PURSUANT TO WHICH SOUTHTRUST WILL
MERGE WITH AND INTO WACHOVIA, AS MORE FULLY DESCRIBED
IN THE JOINT PROXY STATEMENT-PROSPECTUS DATED
SEPTEMBER 24, 2004.
- ----------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION ORCL Annual Meeting Date: 10/29/2004
Issuer: 68389X ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF Management For No
THE FISCAL YEAR 2005 EXECUTIVE BONUS PLAN
03 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
MAY 31, 2005
04 PROPOSAL FOR THE APPROVAL OF THE AMENDED AND Management For No
RESTATED 2000 LONG-TERM EQUITY INCENTIVE PLAN
05 STOCKHOLDER PROPOSAL FOR THE ADOPTION OF THE Shareholder Against No
CHINA BUSINESS PRINCIPLES FOR RIGHTS OF WORKERS
IN CHINA
- ----------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION MSFT Annual Meeting Date: 11/09/2004
Issuer: 594918 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ADOPTION OF THE AMENDMENTS TO THE 2001 STOCK Management For No
PLAN AND THE 1991 STOCK OPTION PLAN
03 ADOPTION OF THE AMENDMENTS TO THE 1999 STOCK Management For No
PLAN FOR NON-EMPLOYEE DIRECTORS, THE STOCK OPTION
PLAN FOR NON-EMPLOYEE DIRECTORS AND THE STOCK
OPTION PLAN FOR CONSULTANTS AND ADVISORS
04 APPROVAL OF MATERIAL TERMS OF THE PERFORMANCE Management For No
CRITERIA FOR AWARDS UNDER THE 2001 STOCK PLAN
05 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For No
LLP AS THE COMPANY S INDEPENDENT AUDITOR
- ----------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. CSCO Annual Meeting Date: 11/18/2004
Issuer: 17275R ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
LLP AS CISCO S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY
30, 2005.
03 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shareholder Against No
THAT THE BOARD S COMPENSATION COMMITTEE INITIATE
A REVIEW OF CISCO S EXECUTIVE COMPENSATION POLICIES
AND MAKE AVAILABLE, UPON REQUEST, A REPORT OF
THAT REVIEW BY JANUARY 1, 2005, AS MORE FULLY
SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.
- ----------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY MON Annual Meeting Date: 01/20/2005
Issuer: 61166W ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITOR Management For No
03 APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN Management Against Yes
04 APPROVAL OF SHAREOWNER PROPOSAL ONE Shareholder Against No
05 APPROVAL OF SHAREOWNER PROPOSAL TWO Shareholder Against No
06 APPROVAL OF SHAREOWNER PROPOSAL THREE Shareholder Against No
07 APPROVAL OF SHAREOWNER PROPOSAL FOUR Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
ACCENTURE LTD ACN Annual Meeting Date: 02/02/2005
Issuer: G1150G ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF BYE-LAW AMENDMENTS TO RELOCATE INTO Management For No
THE BYE-LAWS EXISTING CONTRACTUAL RESTRICTIONS
APPLICABLE TO CLASS A COMMON SHARES OF PARTNERS
AND FORMER PARTNERS BENEFICIALLY OWNED BY THEM
PRIOR TO ACCENTURE S INITIAL PUBLIC OFFERING.
03 RE-APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS Management For No
FOR THE 2005 FISCAL YEAR AND AUTHORIZATION OF
THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
TO DETERMINE KPMG LLP S REMUNERATION.
- ----------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY DE Annual Meeting Date: 02/23/2005
Issuer: 244199 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RE-APPROVAL OF THE JOHN DEERE PERFORMANCE BONUS Management For No
PLAN.
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No
TOUCHE LLP AS THE INDEPENDENT AUDITORS FOR FISCAL
2005.
- ----------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. ADI Annual Meeting Date: 03/08/2005
Issuer: 032654 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For No
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER
29, 2005.
03 SHAREHOLDER PROPOSAL TO ESTABLISH A POLICY OF Shareholder For Yes
EXPENSING IN THE COMPANY S ANNUAL INCOME STATEMENT
THE COSTS OF ALL STOCK OPTIONS ISSUED BY THE COMPANY.
- ----------------------------------------------------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. TYC Annual Meeting Date: 03/10/2005
Issuer: 902124 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RE-APPOINTMENT OF DELOITTE & TOUCHE LLP AS TYCO Management For No
S INDEPENDENT AUDITORS AND AUTHORIZATION FOR
THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
TO SET THE AUDITORS REMUNERATION.
- ----------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY MWD Annual Meeting Date: 03/15/2005
Issuer: 617446 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For No
LLP AS INDEPENDENT AUDITORS.
03 TO AMEND THE CERTIFICATE OF INCORPORATION TO Management For No
INSTITUTE ANNUAL ELECTION OF DIRECTORS.
04 SHAREHOLDER PROPOSAL TO LIMIT CEO COMPENSATION. Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC. LEH Annual Meeting Date: 04/05/2005
Issuer: 524908 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITORS FOR THE FISCAL YEAR 2005.
03 APPROVAL OF 2005 STOCK INCENTIVE PLAN. Management Against Yes
04 SHAREHOLDER PROPOSAL REGARDING CEO COMPENSATION. Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION UTX Annual Meeting Date: 04/13/2005
Issuer: 913017 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 APPROVAL OF UNITED TECHNOLOGIES CORPORATION 2005 Management For No
LONG TERM INCENTIVE PLAN
04 SHAREOWNER PROPOSAL CONCERNING DISCLOSURE OF Shareholder Against No
EXECUTIVE COMPENSATION
05 SHAREOWNER PROPOSAL CONCERNING ETHICAL CRITERIA Shareholder Against No
FOR MILITARY CONTRACTS
06 SHAREOWNER PROPOSAL CONCERNING CEO COMPENSATION Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY LLY Annual Meeting Date: 04/18/2005
Issuer: 532457 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Management For No
COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST
& YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS
FOR 2005.
03 PROPOSAL BY SHAREHOLDERS ON SEPARATING THE ROLES Shareholder For Yes
OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER.
04 PROPOSAL BY SHAREHOLDERS ON IMPORTATION OF PRESCRIPTION Shareholder Against No
DRUGS.
05 PROPOSAL BY SHAREHOLDERS ON A REPORT ON THE IMPACT Shareholder Against No
OF LIMITING PRODUCT SUPPLY TO CANADA.
06 PROPOSAL BY SHAREHOLDERS ON PERIODIC REPORTS Shareholder Against No
ON THE COMPANY S POLITICAL CONTRIBUTIONS.
07 PROPOSAL BY SHAREHOLDERS ON PERFORMANCE-BASED Shareholder For Yes
STOCK OPTIONS.
08 PROPOSAL BY SHAREHOLDERS ON ANIMAL TESTING. Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. C Annual Meeting Date: 04/19/2005
Issuer: 172967 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For No
AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2005.
03 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management For No
CITIGROUP 1999 STOCK INCENTIVE PLAN.
04 STOCKHOLDER PROPOSAL REQUESTING A CURB ON EXECUTIVE Shareholder Against No
COMPENSATION, NO FUTURE STOCK OPTION GRANTS AND
NO RENEWALS OR EXTENSIONS OF OPTION PLANS.
05 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL Shareholder Against No
CONTRIBUTIONS.
06 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shareholder For Yes
OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
07 STOCKHOLDER PROPOSAL REQUESTING THAT CEO COMPENSATION Shareholder Against No
BE LIMITED TO NO MORE THAN 100 TIMES THE AVERAGE
COMPENSATION PAID TO THE COMPANY S NON-MANAGERIAL
WORKERS UNLESS PRIOR STOCKHOLDER APPROVAL IS GRANTED.
08 STOCKHOLDER PROPOSAL REQUESTING ELECTION OF DIRECTOR Shareholder Against No
NOMINEES BY A MAJORITY OF VOTES CAST.
09 STOCKHOLDER PROPOSAL REQUESTING A BY-LAW AMENDMENT Shareholder Against No
PROHIBITING THE PAYMENT OF NON-DEDUCTIBLE COMPENSATION
TO ANY OFFICER UNLESS PRIOR STOCKHOLDER APPROVAL
IS GRANTED.
10 STOCKHOLDER PROPOSAL REQUESTING THAT A SIMPLE Shareholder For Yes
MAJORITY VOTE APPLY ON EACH ISSUE THAT CAN BE
SUBJECT TO A SHAREHOLDER VOTE.
- ----------------------------------------------------------------------------------------------------------------------------
HERSHEY FOODS CORPORATION HSY Annual Meeting Date: 04/19/2005
Issuer: 427866 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No
AUDITORS FOR 2005.
03 APPROVE AMENDMENT TO COMPANY S RESTATED CERTIFICATE Shareholder Against Yes
TO INCREASE AUTHORIZED NUMBER OF SHARES.
04 APPROVE AMENDMENT TO COMPANY S RESTATED CERTIFICATE Management For No
TO CHANGE THE COMPANY S NAME TO THE HERSHEY COMPANY.
- ----------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY KO Annual Meeting Date: 04/19/2005
Issuer: 191216 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No
LLP AS INDEPENDENT AUDITORS
03 SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT Shareholder Against No
DELEGATION OF INQUIRY TO COLOMBIA
04 SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK Shareholder Against No
05 SHAREOWNER PROPOSAL REGARDING SEVERANCE AGREEMENTS Shareholder For Yes
- ----------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP USB Annual Meeting Date: 04/19/2005
Issuer: 902973 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT Management For No
AUDITOR FOR THE 2005 FISCAL YEAR.
03 AMEND CERTIFICATE OF INCORPORATION TO ELIMINATE Management For No
SUPERMAJORITY VOTING.
04 SHAREHOLDER PROPOSAL: PERFORMANCE VESTING SHARES. Shareholder Against No
05 SHAREHOLDER PROPOSAL: PROHIBITION ON TAX AND Shareholder Against No
NON-AUDIT WORK BY INDEPENDENT AUDITORS.
- ----------------------------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION WB Annual Meeting Date: 04/19/2005
Issuer: 929903 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 A WACHOVIA PROPOSAL TO RATIFY THE APPOINTMENT Management For No
OF KPMG LLP AS AUDITORS FOR THE YEAR 2005.
- ----------------------------------------------------------------------------------------------------------------------------
PG&E CORPORATION PCG Annual Meeting Date: 04/20/2005
Issuer: 69331C ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT PUBLIC Management For No
ACCOUNTANTS
03 ADOPTION OF A NEW LONG-TERM INCENTIVE PLAN Management For No
04 EXPENSE STOCK OPTIONS Shareholder For Yes
05 RADIOACTIVE WASTES Shareholder Against No
06 POISON PILL Shareholder For Yes
07 PERFORMANCE-BASED OPTIONS Shareholder For Yes
08 FUTURE GOLDEN PARACHUTES Shareholder For Yes
- ----------------------------------------------------------------------------------------------------------------------------
THE SHERWIN-WILLIAMS COMPANY SHW Annual Meeting Date: 04/20/2005
Issuer: 824348 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For No
PUBLIC ACCOUNTING FIRM
- ----------------------------------------------------------------------------------------------------------------------------
ALLTEL CORPORATION AT Annual Meeting Date: 04/21/2005
Issuer: 020039 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For No
- ----------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED TXN Annual Meeting Date: 04/21/2005
Issuer: 882508 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Management For No
& YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2005.
03 BOARD PROPOSAL TO APPROVE THE TI EMPLOYEES 2005 Management For No
STOCK PURCHASE PLAN.
04 BOARD PROPOSAL TO REAPPROVE THE MATERIAL TERMS Management For No
OF THE PERFORMANCE GOALS UNDER THE TEXAS INSTRUMENTS
2000 LONG-TERM INCENTIVE PLAN.
- ----------------------------------------------------------------------------------------------------------------------------
WYETH Annual Meeting Date: 04/21/2005
Issuer: 983024 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFY INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS Management For No
FIRM
03 ADOPT 2005 STOCK INCENTIVE PLAN Management For No
04 REIMPORTATION OF PRESCRIPTION DRUGS Shareholder Against No
05 SEPARATE THE ROLES OF CHAIRMAN & CEO Shareholder For Yes
06 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shareholder Against No
07 DISCONTINUE PROMOTING PREMARIN AND PROTECTION Shareholder Against No
OF MARES
- ----------------------------------------------------------------------------------------------------------------------------
ALCOA INC. AA Annual Meeting Date: 04/22/2005
Issuer: 013817 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL TO APPROVE THE INDEPENDENT AUDITOR Management For No
- ----------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. HON Annual Meeting Date: 04/25/2005
Issuer: 438516 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No
03 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For No
INCORPORATION AND BY-LAWS TO ELIMINATE THE CLASSIFIED
STRUCTURE OF THE BOARD OF DIRECTORS
04 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For No
INCORPORATION AND BY-LAWS TO ELIMINATE SUPERMAJORITY
VOTING PROVISIONS
05 MAJORITY VOTE SHAREHOLDER COMMITTEE Shareholder Against No
06 SEPARATION OF CHAIRMAN/CEO Shareholder For Yes
07 EXECUTIVE PAY DISPARITY REPORT Shareholder Against No
08 EXECUTIVE COMPENSATION LIMIT Shareholder Against No
09 COMMONSENSE EXECUTIVE COMPENSATION FRAMEWORK PROPOSAL Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP IBM Annual Meeting Date: 04/26/2005
Issuer: 459200 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For No
PUBLIC ACCOUNTING FIRM (PAGE 24)
03 STOCKHOLDER PROPOSAL ON--CUMULATIVE VOTING (PAGE Shareholder Against No
25)
04 STOCKHOLDER PROPOSAL ON--PENSION AND RETIREMENT Shareholder Against No
MEDICAL (PAGE 25)
05 STOCKHOLDER PROPOSAL ON--EXECUTIVE COMPENSATION Shareholder Against No
(PAGE 27)
06 STOCKHOLDER PROPOSAL ON--EXPENSING STOCK OPTIONS Shareholder For Yes
(PAGE 28)
07 STOCKHOLDER PROPOSAL ON--DISCLOSURE OF EXECUTIVE Shareholder Against No
COMPENSATION (PAGE 29)
08 STOCKHOLDER PROPOSAL ON--OFFSHORING (PAGE 30) Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
CHEVRONTEXACO CORPORATION CVX Annual Meeting Date: 04/27/2005
Issuer: 166764 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For No
ACCOUNTING FIRM
03 DIRECTORS COMPENSATION Shareholder Against No
04 EXECUTIVE SEVERANCE AGREEMENTS Shareholder For Yes
05 STOCK OPTION EXPENSING Shareholder For Yes
06 ANIMAL TESTING Shareholder Against No
07 OIL & GAS DRILLING IN PROTECTED/SENSITIVE AREAS Shareholder Against No
08 REPORT ON ECUADOR Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY DD Annual Meeting Date: 04/27/2005
Issuer: 263534 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For No
ACCOUNTING FIRM
03 ON GOVERNMENT SERVICE Shareholder Against No
04 ON INTERNATIONAL WORKPLACE STANDARDS Shareholder Against No
05 ON EXECUTIVE COMPENSATION Shareholder Against No
06 ON ANIMAL TESTING Shareholder Against No
07 ON GENETICALLY MODIFIED FOOD Shareholder Against No
08 ON PERFORMANCE-BASED OPTIONS Shareholder Against No
09 ON DISCLOSURE OF PFOA COSTS Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY GE Annual Meeting Date: 04/27/2005
Issuer: 369604 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
A DIRECTOR Management For No
B RATIFICATION OF SELECTION OF INDEPENDENT AUDITOR Management For No
01 CUMULATIVE VOTING Shareholder For Yes
02 REPORT ON NUCLEAR RISK Shareholder Against No
03 REPORT ON PCB CLEANUP COSTS Shareholder Against No
04 CURB OVER-EXTENDED DIRECTORS Shareholder Against No
05 REPORT ON SUSTAINABILITY Shareholder Against No
06 DISCLOSE POLITICAL CONTRIBUTIONS Shareholder Against No
07 ANIMAL TESTING Shareholder Against No
- ----------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. MO Annual Meeting Date: 04/28/2005
Issuer: 02209S ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 2005 PERFORMANCE INCENTIVE PLAN Management For No
03 2005 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE Management For No
DIRECTORS
04 RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS Management For No
05 STOCKHOLDER PROPOSAL NO. 1 REQUESTING ELIMINATION Management Against No
OF ANIMAL TESTING FOR TOBACCO PRODUCTS
06 STOCKHOLDER PROPOSAL NO. 2 REQUESTING WAYS TO Shareholder Against No
MORE ADEQUATELY WARN PREGNANT WOMEN
07 STOCKHOLDER PROPOSAL NO. 3 SEEKING TO CEASE PROMOTING Shareholder Against No
LIGHT AND ULTRA LIGHT BRANDS
08 STOCKHOLDER PROPOSAL NO. 4 SEEKING TO EXTEND Shareholder Against No
NEW YORK FIRE-SAFE PRODUCTS NATIONALLY
- ----------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED Annual Meeting Date: 04/28/2005
Issuer: 057224 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF DELOITTE & TOUCHE AS THE COMPANY Management For No
S INDEPENDENT AUDITOR FOR FISCAL YEAR 2005.
03 PROPOSAL TO AMEND THE COMPANY S RESTATED CERTIFICATE Management For No
OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS.
04 STOCKHOLDER PROPOSAL NO. 1 REGARDING MAJORITY Shareholder Against No
VOTES PROTOCOL.
- ----------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Annual Meeting Date: 04/28/2005
Issuer: 478160 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN. Management Against Yes
03 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No
AS INDEPENDENT AUDITORS
- ----------------------------------------------------------------------------------------------------------------------------
PFIZER INC. PFE Annual Meeting Date: 04/28/2005
Issuer: 717081 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 A PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Management For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2005.
03 SHAREHOLDER PROPOSAL RELATING TO TERM LIMITS Shareholder Against No
FOR DIRECTORS.
04 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INCREASING Shareholder Against No
ACCESS TO PFIZER PRODUCTS.
05 SHAREHOLDER PROPOSAL RELATING TO IMPORTATION Shareholder Against No
OF PRESCRIPTION DRUGS.
06 SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS. Shareholder Against No
07 SHAREHOLDER PROPOSAL RELATING TO PRODUCT AVAILABILITY Shareholder Against No
IN CANADA.
08 SHAREHOLDER PROPOSAL RELATING TO THE SEPARATION Shareholder For Yes
OF THE ROLES OF CHAIR AND CEO AND ACCESS TO PHARMACEUTICAL
PRODUCTS.
- ----------------------------------------------------------------------------------------------------------------------------
MOTOROLA, INC. MOT Annual Meeting Date: 05/02/2005
Issuer: 620076 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 SHAREHOLDER PROPOSAL RE: NON-DEDUCTIBLE EXECUTIVE Shareholder Against No
COMPENSATION
03 SHAREHOLDER PROPOSAL RE: DIRECTOR ELECTION BY Shareholder Against No
MAJORITY VOTE
- ----------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION EMC Annual Meeting Date: 05/05/2005
Issuer: 268648 ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 PROPOSAL 2 - TO APPROVE AMENDMENTS TO THE EMC Management For No
CORPORATION 2003 STOCK PLAN TO INCREASE BY 100,000,000
THE NUMBER OF SHARES AVAILABLE UNDER THE PLAN,
AND INCREASE THE NUMBER OF SHARES WHICH MAY BE
ISSUED PURSUANT TO AWARDS OF RESTRICTED STOCK
AND/ OR RESTRICTED STOCK UNITS TO 30% OF THE
TOTAL AUTHORIZED SHARES UNDER THE PLAN, AS DESCRIBED
IN EMC S PROXY STATEMENT.
03 PROPOSAL 3 - TO RATIFY THE SELECTION BY THE AUDIT Management For No
COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP AS EMC S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2005.
04 PROPOSAL 4 - TO ACT UPON A SHAREHOLDER PROPOSAL Shareholder For Yes
RELATING TO PERFORMANCE-BASED STOCK OPTIONS,
AS DESCRIBED IN EMC S PROXY STATEMENT.
05 PROPOSAL 5 - TO ACT UPON A SHAREHOLDER PROPOSAL Shareholder For Yes
RELATING TO EMC S AUDIT COMMITTEE, AS DESCRIBED
IN EMC S PROXY STATEMENT.
- ----------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. VZ Annual Meeting Date: 05/05/2005
Issuer: 92343V ISIN:
SEDOL:
- ----------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For No
ACCOUNTING FIRM
03 CUMULATIVE VOTING Shareholder Against No
04 MAJORITY VOTE FOR ELECTION OF DIRECTORS Shareholder Against No
05 BOARD COMPOSITION Shareholder For Yes
06 SEPARATE CHAIRMAN AND CEO Shareholder For Yes
07 DIRECTORS LIABILITY Shareholder Against No
08 REPORT ON POLITICAL CONTRIBUTIONS Shareholder Against No
Vote Summary Report (Long)
07/01/04 to 06/30/05
Allergan, Inc. Shares Voted 700 Security 18490102
Meeting Date 4/26/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Trevor M. Jones Mgmt For For
1.2 Elect Director Karen R. Oscar Mgmt For For
1.3 Elect Director Leonard D. Schaeffer Mgmt For For
Bank of America Corp. Shares Voted 2,900 Security 60505104
Meeting Date 4/27/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director William Barnet, III Mgmt For For
1.2 Elect Director Charles W. Coker Mgmt For For
1.3 Elect Director John T. Collins Mgmt For For
1.4 Elect Director Gary L. Countryman Mgmt For For
1.5 Elect Director Paul Fulton Mgmt For For
1.6 Elect Director Charles K. Gifford Mgmt For For
1.7 Elect Director W. Steven Jones Mgmt For For
1.8 Elect Director Kenneth D. Lewis Mgmt For For
1.9 Elect Director Walter E. Massey Mgmt For For
1.1 Elect Director Thomas J. May Mgmt For For
1.11 Elect Director Patricia E. Mitchell Mgmt For For
1.12 Elect Director Edward L. Romero Mgmt For For
1.13 Elect Director Thomas M. Ryan Mgmt For For
1.14 Elect Director O. Temple Sloan, Jr. Mgmt For For
1.15 Elect Director Meredith R. Spangler Mgmt For For
1.16 Elect Director Robert L. Tillman Mgmt For For
1.17 Elect Director Jackie M. Ward Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Political Contributions ShrHoldr Against Against
4 Director Nominee Amendment ShrHoldr Against Against
E.I. Du Pont De Nemours & Co. Shares Voted 1,100 Security 263534109
Meeting Date 4/27/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Alain J.P. Belda Mgmt For For
1.2 Elect Director Richard H. Brown Mgmt For For
1.3 Elect Director Curtis J. Crawford Mgmt For For
1.4 Elect Director John T. Dillon Mgmt For For
1.5 Elect Director Louisa C. Duemling Mgmt For For
1.6 Elect Director Charles O. Holliday, Jr. Mgmt For For
1.7 Elect Director Lois D. Juliber Mgmt For For
1.8 Elect Director Masahisa Naitoh Mgmt For For
1.9 Elect Director William K. Reilly Mgmt For For
1.1 Elect Director H. Rodney Sharp, III Mgmt For For
1.11 Elect Director Charles M. Vest Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Government Service of Employees ShrHoldr Against Against
4 Implement ILO Code of Conduct ShrHoldr Against Against
5 Executive Compensation ShrHoldr Against Against
6 Eliminate Animal Testing ShrHoldr Against Against
7 Report on Genetically Modified Organisms ShrHoldr Against Against
8 Performance- Based/Indexed Options ShrHoldr Against Against
9 Report on PFOA Chemical Remediation ShrHoldr Against Against
Lockheed Martin Corp. Shares Voted 700 Security 539830109
Meeting Date 4/28/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director E.C. 'Pete' Aldridge, Jr. Mgmt For For
1.2 Elect Director Nolan D. Archibald Mgmt For For
1.3 Elect Director Marcus C. Bennett Mgmt For For
1.4 Elect Director James O. Ellis, Jr. Mgmt For For
1.5 Elect Director Gwendolyn S. King Mgmt For For
1.6 Elect Director Douglas H. McCorkindale Mgmt For For
1.7 Elect Director Eugene F. Murphy Mgmt For For
1.8 Elect Director Joseph W. Ralston Mgmt For For
1.9 Elect Director Frank Savage Mgmt For For
1.1 Elect Director Anne Stevens Mgmt For For
1.11 Elect Director Robert J. Stevens Mgmt For For
1.12 Elect Director James R. Ukropina Mgmt For For
1.13 Elect Director Douglas C. Yearley Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Performance-Based/Indexed Options ShrHoldr Against Against
Adopt Simple Majority Vote Requirement for All
5 Issues ShrHoldr Against For
6 Report on Pay Disparity ShrHoldr Against Against
and amend its code of conduct and policies
related to bidding Review Code of Conduct on
7 Military Contracts ShrHoldr Against Against
Georgia-Pacific Corp. Shares Voted 1,600 Security 373298108
Meeting Date 5/3/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director James S. Balloun Mgmt For For
1.2 Elect Director Thomas D. Bell, Jr. Mgmt For For
1.3 Elect Director Jon A. Boscia Mgmt For For
1.4 Elect Director Alston D. Correll Mgmt For For
1.5 Elect Director John D. Zeglis Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Declassify the Board of Directors Mgmt Against For
Ambac Financial Group, Inc. Shares Voted 600 Security 23139108
Meeting Date 5/3/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Phillip B. Lassiter Mgmt For For
1.2 Elect Director Michael A. Callen Mgmt For For
1.3 Elect Director Jill M. Considine Mgmt For For
1.4 Elect Director Robert J. Genader Mgmt For For
1.5 Elect Director W. Grant Gregory Mgmt For For
1.6 Elect Director Thomas C. Theobald Mgmt For For
1.7 Elect Director Laura S. Unger Mgmt For For
1.8 Elect Director Henry D.G. Wallace Mgmt For For
2 Amend Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
PepsiCo, Inc. Shares Voted 1,400 Security 713448108
Meeting Date 5/4/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director John F. Akers Mgmt For For
1.2 Elect Director Robert E. Allen Mgmt For For
1.3 Elect Director Ray L. Hunt Mgmt For For
1.4 Elect Director Arthur C. Martinez Mgmt For For
1.5 Elect Director Indra K. Nooyi Mgmt For For
1.6 Elect Director Steven S Reinemund Mgmt For For
1.7 Elect Director Sharon P. Rockefeller Mgmt For For
1.8 Elect Director James J. Schiro Mgmt For For
1.9 Elect Director Franklin A. Thomas Mgmt For For
1.1 Elect Director Cynthia M. Trudell Mgmt For For
1.11 Elect Director Solomon D. Trujillo Mgmt For For
1.12 Elect Director Daniel Vasella Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Corporate Political Contributions ShrHoldr Against Against
Avon Products, Inc. Shares Voted 1,100 Security 54303102
Meeting Date 5/5/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Fred Hassan Mgmt For For
1.2 Elect Director Ann S. Moore Mgmt For For
1.3 Elect Director Lawrence A. Weinbach Mgmt For For
2 Ratify Auditors Mgmt For For
3 Declassify the Board of Directors Mgmt For For
4 Amend Omnibus Stock Plan Mgmt For For
Disclose Charitable Contributions and
5 Fundraising Efforts ShrHoldr Against Against
Reformulate Products to Remove Chemicals
6 Banned by EU ShrHoldr Against Against
The Gap, Inc. Shares Voted 2,300 Security 364760108
Meeting Date 5/10/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Howard P. Behar Mgmt For For
1.2 Elect Director Adrian D. P. Bellamy Mgmt For For
1.3 Elect Director Domenico De Sole Mgmt For For
1.4 Elect Director Donald G. Fisher Mgmt For For
1.5 Elect Director Doris F. Fisher Mgmt For For
1.6 Elect Director Robert J. Fisher Mgmt For For
1.7 Elect Director Penelope L. Hughes Mgmt For For
1.8 Elect Director Bob L. Martin Mgmt For For
1.9 Elect Director Jorge P. Montoya Mgmt For For
1.1 Elect Director Paul S. Pressler Mgmt For For
1.11 Elect Director James M. Schneider Mgmt For For
1.12 Elect Director Mayo A. Shattuck III Mgmt For For
1.13 Elect Director Margaret C. Whitman Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Executive Incentive Bonus Plan Mgmt For For
3M CO Shares Voted 900 Security 88579Y101
Meeting Date 5/10/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Vance D. Coffman Mgmt For For
1.2 Elect Director Rozanne L. Ridgway Mgmt For For
1.3 Elect Director Louis W. Sullivan Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
4 Eliminate Animal Testing ShrHoldr Against Against
5 Implement China Principles ShrHoldr Against Against
Altera Corp. Shares Voted 1,700 Security 21441100
Meeting Date 5/10/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director John P. Daane Mgmt For For
1.2 Elect Director Robert W. Reed Mgmt For For
1.3 Elect Director Charles M. Clough Mgmt For For
1.4 Elect Director Robert J. Finocchio, Jr Mgmt For For
1.5 Elect Director Kevin McGarity Mgmt For For
1.6 Elect Director Paul Newhagen Mgmt For For
1.7 Elect Director William E. Terry Mgmt For For
1.8 Elect Director Susan Wang Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Amend Stock Option Plan Mgmt For Against
4 Amend Qualified Employee Stock Purchase Plan Mgmt For For
5 Ratify Auditors Mgmt For For
6 Expense Stock Options ShrHoldr Against For
Require a Majority Vote for the Election of
7 Directors ShrHoldr Against Against
Wellpoint Inc Shares Voted 400 Security 94973V107
Meeting Date 5/10/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director William H.T. Bush Mgmt For For
1.2 Elect Director Warren Y. Jobe Mgmt For For
1.3 Elect Director William G. Mays Mgmt For For
1.4 Elect Director Senator Donald W. Riegle, Jr. Mgmt For For
1.5 Elect Director William J. Ryan Mgmt For For
2 Ratify Auditors Mgmt For For
3 Performance- Based/Indexed Options ShrHoldr Against For
Amgen, Inc. Shares Voted 1,500 Security 31162100
Meeting Date 5/11/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Dr. David Baltimore Mgmt For For
1.2 Elect Director Ms. Judith C. Pelham Mgmt For For
1.3 Elect Director Mr. Kevin W. Sharer Mgmt For For
2 Ratify Auditors Mgmt For For
3 Eliminate Animal Testing ShrHoldr Against Against
4 Review/Limit Executive Compensation ShrHoldr Against Against
5 Adopt Retention Ratio for Executives ShrHoldr Against Against
Caremark Rx, Inc. Shares Voted 1,400 Security 141705103
Meeting Date 5/11/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Edwin M. Crawford Mgmt For For
1.2 Elect Director Kristen Gibney Williams Mgmt For For
1.3 Elect Director Edward L. Hardin Mgmt For For
2 Report on Political Contributions ShrHoldr Against Against
McDonald's Corp. Shares Voted 1,300 Security 580135101
Meeting Date 5/11/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Hall Adams, Jr. Mgmt For For
1.2 Elect Director Cary D. McMillan Mgmt For For
1.3 Elect Director Michael J. Roberts Mgmt For For
1.4 Elect Director James A. Skinner Mgmt For For
1.5 Elect Director Anne-Marie Slaughter Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Genetically Modified Organisms ShrHoldr Against Against
CIT Group Inc Shares Voted 1,100 Security 125581108
Meeting Date 5/11/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Jeffrey M. Peek Mgmt For For
1.2 Elect Director Gary C. Butler Mgmt For For
1.3 Elect Director William A. Farlinger Mgmt For For
1.4 Elect Director William M. Freeman Mgmt For For
1.5 Elect Director Hon. Thomas H. Kean Mgmt For For
1.6 Elect Director Marianne Miller Parrs Mgmt For For
1.7 Elect Director Timothy M. Ring Mgmt For For
1.8 Elect Director John R. Ryan Mgmt For For
1.9 Elect Director Peter J. Tobin Mgmt For For
1.1 Elect Director Lois M. Van Deusen Mgmt For For
2 Ratify Auditors Mgmt For For
3 Other Business Mgmt For Against
Entergy Corp. Shares Voted 500 Security 29364G103
Meeting Date 5/13/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Maureen Scannell Bateman Mgmt For For
1.2 Elect Director W. Frank Blount Mgmt For For
1.3 Elect Director Simon D. deBree Mgmt For For
1.4 Elect Director Claiborne P. Deming Mgmt For For
1.5 Elect Director Alexis Herman Mgmt For For
1.6 Elect Director Donald C. Hintz Mgmt For For
1.7 Elect Director J. Wayne Leonard Mgmt For For
1.8 Elect Director Robert v.d. Luft Mgmt For For
1.9 Elect Director Kathleen A. Murphy Mgmt For For
1.1 Elect Director James R. Nichols Mgmt For For
1.11 Elect Director William A. Percy, II Mgmt For For
1.12 Elect Director Dennis H. Reilley Mgmt For For
1.13 Elect Director Steven V. Wilkinson Mgmt For For
2 Ratify Auditors Mgmt For For
Require the Chairman of the Board Be an
3 Independent Director ShrHoldr Against For
Require a Majority Vote for the Election of
4 Directors ShrHoldr Against Against
JPMorgan Chase & Co. Shares Voted 1,800 Security 46625H100
Meeting Date 5/17/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Director Hans W. Becherer Mgmt For For
1.2 Elect Director Director John H. Biggs Mgmt For For
1.3 Elect Director Director Lawrence A. Bossidy Mgmt For For
1.4 Elect Director Director Stephen B. Burke Mgmt For For
1.5 Elect Director Director James S. Crown Mgmt For For
1.6 Elect Director Director James Dimon Mgmt For For
1.7 Elect Director Director Ellen V. Futter Mgmt For For
1.8 Elect Director Director William H. Gray, III Mgmt For For
1.9 Elect Director Director William B. Harrison, Jr Mgmt For For
1.1 Elect Director Director Laban P. Jackson, Jr. Mgmt For For
1.11 Elect Director Director John W. Kessler Mgmt For For
1.12 Elect Director Director Robert I. Lipp Mgmt For For
1.13 Elect Director Director Richard A. Manoogian Mgmt For For
1.14 Elect Director Director David C. Novak Mgmt For For
1.15 Elect Director Director Lee R. Raymond Mgmt For For
1.16 Elect Director Director William C. Weldon Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
4 Establish Term Limits for Directors ShrHoldr Against Against
5 Separate Chairman and CEO Positions ShrHoldr Against For
6 Limit Executive Compensation ShrHoldr Against Against
7 Adopt Executive Benefit Policy ShrHoldr Against Against
Target Corporation Shares Voted 1,300 Security 87612E106
Meeting Date 5/18/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Roxanne S. Austin Mgmt For For
1.2 Elect Director James A. Johnson Mgmt For For
2 Ratify Auditors Mgmt For For
The Hartford Financial Services Shares Voted Security
Group, Inc. 700 416515104
Meeting Date 5/18/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Ramani Ayer Mgmt For For
1.2 Elect Director Ronald E. Ferguson Mgmt For For
1.3 Elect Director Edward J. Kelly, III Mgmt For For
1.4 Elect Director Paul G. Kirk, Jr. Mgmt For For
1.5 Elect Director Thomas M. Marra Mgmt For For
1.6 Elect Director Gail J. McGovern Mgmt For For
1.7 Elect Director Michael G. Morris Mgmt For For
1.8 Elect Director Robert W. Selander Mgmt For For
1.9 Elect Director Charles B. Strauss Mgmt For For
1.1 Elect Director H. Patrick Swygert Mgmt For For
1.11 Elect Director David K. Zwiener Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
4 Amend Executive Incentive Bonus Plan Mgmt For For
Yahoo!, Inc. Shares Voted 1,300 Security 984332106
Meeting Date 5/19/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Terry S. Semel Mgmt For For
1.2 Elect Director Jerry Yang Mgmt For For
1.3 Elect Director Roy J. Bostock Mgmt For For
1.4 Elect Director Ronald W. Burkle Mgmt For For
1.5 Elect Director Eric Hippeau Mgmt For For
1.6 Elect Director Arthur H. Kern Mgmt For For
1.7 Elect Director Robert A. Kotick Mgmt For For
1.8 Elect Director Edward R. Kozel Mgmt For For
1.9 Elect Director Gary L. Wilson Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Amend Non-Employee Director Stock Option Plan Mgmt For Against
4 Ratify Auditors Mgmt For For
TXU Corp. Shares Voted 500 Security 873168108
Meeting Date 5/20/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Derek C. Bonham Mgmt For For
1.2 Elect Director E. Gail de Planque Mgmt For For
1.3 Elect Director William M. Griffin Mgmt For For
1.4 Elect Director Kerney Laday Mgmt For For
1.5 Elect Director Jack E. Little Mgmt For For
1.6 Elect Director Erle Nye Mgmt For For
1.7 Elect Director J.E. Oesterreicher Mgmt For For
1.8 Elect Director Michael W. Ranger Mgmt For For
1.9 Elect Director Herbert H. Richardson Mgmt For For
1.1 Elect Director C. John Wilder Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
Time Warner Inc Shares Voted 6,000 Security 887317105
Meeting Date 5/20/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director James L. Barksdale Mgmt For For
1.2 Elect Director Stephen F. Bollenbach Mgmt For For
1.3 Elect Director Stephen M. Case Mgmt For For
1.4 Elect Director Frank J. Caufield Mgmt For For
1.5 Elect Director Robert C. Clark Mgmt For For
1.6 Elect Director Jessica P. Einhorn Mgmt For For
1.7 Elect Director Miles R. Gilburne Mgmt For For
1.8 Elect Director Carla A. Hills Mgmt For For
1.9 Elect Director Reuben Mark Mgmt For For
1.1 Elect Director Michael A. Miles Mgmt For For
1.11 Elect Director Kenneth J. Novack Mgmt For For
1.12 Elect Director Richard D. Parsons Mgmt For For
1.13 Elect Director R. E. Turner Mgmt For For
1.14 Elect Director Francis T. Vincent, Jr Mgmt For For
1.15 Elect Director Deborah C. Wright Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Pay Disparity ShrHoldr Against Against
Dollar General Corp. Shares Voted 1,800 Security 256669102
Meeting Date 5/24/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director David L. Bere Mgmt For For
1.2 Elect Director Dennis C. Bottorff Mgmt For For
1.3 Elect Director Barbara L. Bowles Mgmt For For
1.4 Elect Director James L. Clayton Mgmt For For
1.5 Elect Director Reginald D. Dickson Mgmt For For
1.6 Elect Director E. Gordon Gee Mgmt For For
1.7 Elect Director Barbara M. Knuckles Mgmt For For
1.8 Elect Director David A. Perdue Mgmt For For
1.9 Elect Director J. Neal Purcell Mgmt For For
1.1 Elect Director James D. Robbins Mgmt For For
1.11 Elect Director David M. Wilds Mgmt For For
2 Approve Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
Exxon Mobil Corp. Shares Voted 5,028 Security 30231G102
Meeting Date 5/25/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Michael J. Boskin Mgmt For For
1.2 Elect Director William W. George Mgmt For For
1.3 Elect Director James R. Houghton Mgmt For For
1.4 Elect Director William R. Howell Mgmt For For
1.5 Elect Director Reatha Clark King Mgmt For For
1.6 Elect Director Philip E. Lippincott Mgmt For For
1.7 Elect Director Henry A. McKinnell, Jr. Mgmt For For
1.8 Elect Director Marilyn Carlson Nelson Mgmt For For
1.9 Elect Director Lee R. Raymond Mgmt For For
1.1 Elect Director Walter V. Shipley Mgmt For For
1.11 Elect Director Rex W. Tillerson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Political Contributions/Activities ShrHoldr Against Against
4 Review/Limit Executive Compensation ShrHoldr Against Against
Nominate Independent Directors with Industry
5 Experience ShrHoldr Against Against
6 Report on Payments to Indonesian Military ShrHoldr Against Against
Adopt Policy Prohibiting Discrimination based
7 on Sexual Orientation ShrHoldr Against Against
Report on Potential Damage of Drilling in
8 Protected Regions ShrHoldr Against Against
Disclose Information Supporting the Company
9 Position on Climate Change ShrHoldr Against Against
Report on Company Policies for Compliance with
10 the Kyoto Protocol ShrHoldr Against Against
Safeway Inc. Shares Voted 1,500 Security 786514208
Meeting Date 5/25/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Steven A. Burd Mgmt For For
1.2 Elect Director Janet E. Grove Mgmt For For
1.3 Elect Director Mohan Gyani Mgmt For For
1.4 Elect Director Paul Hazen Mgmt For For
1.5 Elect Director Robert I. MacDonnell Mgmt For For
1.6 Elect Director Douglas J. MacKenzie Mgmt For For
1.7 Elect Director Rebecca A. Stirn Mgmt For For
1.8 Elect Director William Y. Tauscher Mgmt For For
1.9 Elect Director Raymond G. viault Mgmt For For
2 Ratify Auditors Mgmt For For
3 Provide for Cumulative Voting ShrHoldr Against For
4 Seek Sale of Company ShrHoldr Against Against
5 Separate Chairman and CEO Positions ShrHoldr Against Against
6 Prepare a Sustainability Report ShrHoldr Against Against
7 Limit Awards to Executives ShrHoldr Against Against
Require a Majority Vote for the Election of
8 Directors ShrHoldr Against Against
Limit Composition of Committee(s) to
9 Independent Directors ShrHoldr Against For
Proposal Regarding the Office of The Board of
10 Directors ShrHoldr Against Against
Wal-Mart Stores, Inc. Shares Voted 1,400 Security 931142103
Meeting Date 6/3/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director James W. Breyer Mgmt For For
1.2 Elect Director M. Michele Burns Mgmt For For
1.3 Elect Director Douglas N. Daft Mgmt For For
1.4 Elect Director David D. Glass Mgmt For For
1.5 Elect Director Roland A. Hernandez Mgmt For For
1.6 Elect Director John D. Opie Mgmt For For
1.7 Elect Director J. Paul Reason Mgmt For For
1.8 Elect Director H. Lee Scott, Jr. Mgmt For For
1.9 Elect Director Jack C. Shewmaker Mgmt For For
1.1 Elect Director Jose H. Villarreal Mgmt For For
1.11 Elect Director John T. Walton Mgmt For For
1.12 Elect Director S. Robson Walton Mgmt For For
1.13 Elect Director Christopher J. Williams Mgmt For For
1.14 Elect Director Linda S. Wolf Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Report on Executive Compensation ShrHoldr Against Against
5 Prepare Sustainability Report ShrHoldr Against Against
Report on Stock Option Distribution by Race
6 and Gender ShrHoldr Against Against
7 Report on Political Contributions ShrHoldr Against Against
8 Prepare Equal Opportunity Report ShrHoldr Against Against
Require a Majority Vote for the Election of
9 Directors ShrHoldr Against Against
Require Majority of Independent Directors on
10 Board ShrHoldr Against For
11 Performance- Based/Indexed Options ShrHoldr Against For
Prudential Financial Inc Shares Voted 330 Security 744320102
Meeting Date 6/7/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director James G. Cullen Mgmt For For
1.2 Elect Director James A. Unruh Mgmt For For
1.3 Elect Director Gordon M. Bethune Mgmt For For
2 Ratify Auditors Mgmt For For
3 Declassify the Board of Directors Mgmt For For
4 Approve Qualified Employee Stock Purchase Plan Mgmt For For
Devon Energy Corp. Shares Voted 610 Security 25179M103
Meeting Date 6/8/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director John A. Hill Mgmt For For
1.2 Elect Director William J. Johnson Mgmt For For
1.3 Elect Director Robert A. Mosbacher Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
Require a Majority Vote for the Election of
4 Directors ShrHoldr Against Against
Staples, Inc. Shares Voted 1,010 Security 855030102
Meeting Date 6/13/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1.1 Elect Director Brenda C. Barnes Mgmt For For
1.2 Elect Director Mary Elizabeth Burton Mgmt For For
1.3 Elect Director Richard J. Currie Mgmt For For
1.4 Elect Director Rowland T. Moriarty Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
Submit Shareholder Rights Plan (Poison Pill)
4 to Shareholder Vote ShrHoldr Against For
Symantec Corp. Shares Voted 1,310 Security 871503108
Meeting Date 6/24/2005 Meeting Type EGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1 Approve Merger Agreement Mgmt For For
2 Increase Authorized Common Stock Mgmt For For
3 Adjourn Meeting Mgmt For Against
ProxyEdge - Investment Company Report Report Date: 08/06/2005
Meeting Date Range: 07/01/2004 to 06/30/2005
Selected Accounts: Scudder Worldwide 2004 Fund
- ------------------------------------------------------------------------------------------------------------------------------------
YELL GROUP PLC AGM Meeting Date: 07/13/2004
Issuer: G9835W104 ISIN: GB0031718066
SEDOL: 3171806
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE REPORT OF THE DIRECTORS AND THE AUDITORS Management For
AND THE AUDITED ACCOUNTS OF THE COMPANY, FOR
THE YE 31 MAR 2004
2. DECLARE THE FINAL DIVIDEND OF 6 PENCE PER ORDINARY Management For
SHARE IN THE COMPANY, PAYAB LE ON 20 AUG 2004
TO THE HOLDERS OF THE ORDINARY SHARES IN THE
COMPANY REGISTE RED ON 23 JUL 2004
3. APPROVE THE REMUNERATION REPORT OF THE DIRECTORS Management For
FOR THE YE 31 MAR 2004
4. RE-ELECT MR. JOHN CONDRON AS A DIRECTOR Management For
5. RE-ELECT MR. JOHN DAVIS AS A DIRECTOR Management For
6. RE-ELECT MR. LYNDON LEA AS A DIRECTOR Management For
7. RE-ELECT MR. LORD POWELL OF BAYSWATER AS A DIRECTOR Management For
8. RE-ELECT MR. ROBERT SCOFF AS A DIRECTOR Management For
9. RE-ELECT MR. CHARLES CAREY AS A DIRECTOR Management For
10. RE-ELECT MR. JOHN COGHLAN AS A DIRECTOR Management For
11. RE-ELECT MR. JEOCHIM EBERHARDT AS A DIRECTOR Management For
12. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Management For
AUDITORS OF THE COMPANY UNTIL THE CONCLUSION
OF THE NEXT AGM OF THE COMPANY BEFORE WHICH ACCOUNTS
ARE LAID
13. AUTHORIZE THE DIRECTOR S TO DETERMINE THE AUDITORS Management For
REMUNERATION
14. AUTHORIZE THE DIRECTORS UNDER SECTION 80 OF THE Management For
COMPANIES ACT 1985, TO ALLOT R ELEVANT SECURITIES
UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 2,323,812;
AUTHOR ITY EXPIRES AT THE EARLIER CONCLUSION
OF THE NEXT AGM OR 15 MONTHS ; AND THE D IRECTORS
MAY ALLOT RELEVANT SECURITIES AFTER THE EXPIRY
OF THIS AUTHORITY IN P URSUANCE OF SUCH AN OFFER
OR AGREEMENT MADE PRIOR TO SUCH EXPIRY
15. AUTHORIZE THE COMPANY AND EACH OF YELL LIMITED Management For
AND YELLOW PAGES LIMITED WHOLL Y OWNED SUBSIDIARIES
OF THE COMPANY TO MAKE DONATIONS TO EU POLITICAL
ORGANIZ ATIONS AND TO INCUR EU POLITICAL EXPENDITURE
IN AN AGGREGATE AMOUNT NOT EXCEED ING OF GBP
100,000; AUTHORITY EXPIRES ON THE DATE OF THE
NEXT AGM
S.16 AUTHORIZE THE DIRECTORS, SUBJECT TO THE PASSING Management For
OF RESOLUTION 14 AND UNDER SEC TION 95 OF THE
COMPANIES ACT 1985, TO ALLOT EQUITY SECURITIES
FOR CASH PURSUAN T TO THE AUTHORITY CONFERRED
BY THE RESOLUTION 14, OR WHERE SUCH ALLOTMENT
CON STITUTES THE ALLOTMENT OF THE EQUITY SECURITIES
BY THE VIRTUE OF SECTION 94(3A ), DISAPPLYING
THE STATUTORY PRE-EMPTION RIGHTS SECTION 89(1)
, PROVIDED THAT THIS POWER IS LIMITED TO THE
ALLOTMENT OF EQUITY SECURITIES A) IN CONNECTION
TO A RIGHTS ISSUE TO THE HOLDERS OF THE ORDINARY
SHARES IN THE COMPANY; AND B) UP TO AN AGGREGATE
NOMINAL AMOUNT OF GBP 348,921; AUTHORITY EXPIRES
THE EARL IER OF THE CONCLUSION OF THE NEXT AGM
OR 15 MONTHS ; AND, AUTHORIZE THE DIRECT ORS
TO ALLOT EQUITY SECURITIES AFTER THE EXPIRY OF
THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER
OR AGREEMENT MADE PRIOR TO SUCH EXPIRY
S.17 AUTHORIZE THE COMPANY, PURSUANT TO ARTICLE 20 Management For
OF ITS ARTICLES OF ASSOCIATION, TO MAKE MARKET
PURCHASES SECTION 163(3) OF THE COMPANIES ACT
1985 OF UP TO 6 9,784,148 FULLY-PAID ORDINARY
SHARES IN THE COMPANY, AT A MINIMUM PRICE OF
1.0 0 PENCE AND A MAXIMUM PRICE EQUIVALENT TO
10% OF THE MIDDLE MARKET PRICE FOR A N ORDINARY
SHARE IN THE COMPANY AS SET OUT IN THE DAILY
OFFICIAL LIST PUBLISHE D BY THE LONDON STOCK
EXCHANGE, OVER THE PREVIOUS 5 BUSINESS DAYS;
AUTHORITY EXPIRES THE EARLIER AT THE CONCLUSION
OF THE NEXT AGM OR 15 MONTHS ; THE COMPA NY,
BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE
ORDINARY SHARES WHICH W ILL OR MAY BE EXECUTED
WHOLLY OR PARTLY AFTER SUCH EXPIRY
S.18 APPROVE TO ADOPT THE SAID ARTICLES OF ASSOCIATION Management For
OF THE COMPANY IN SUBSTITUTI NG FOR THE EXISTING
ARTICLES OF ASSOCIATION
- ------------------------------------------------------------------------------------------------------------------------------------
NATIONAL GRID TRANSCO PLC AGM Meeting Date: 07/26/2004
Issuer: G6375K102 ISIN: GB0031223877
SEDOL: 3122387
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE REPORT AND THE ACCOUNTS FOR THE YE Management For
31 MAR 2004 AND THE AUDITORS R EPORT ON THE ACCOUNTS
2. DECLARE A FINAL DIVIDEND OF 11.87 PENCE PER ORDINARY Management For
SHARE USD 1.0500 PER AME RICAN DEPOSITARY SHARE
FOR THE YE 31 MAR 2004
3. RE-APPOINT MR. MIKE JESARIA AS A DIRECTOR Management For
4. RE-APPOINT MR. MARIA RICHTER AS A DIRECTOR Management For
5. RE-APPOINT MR. JAMES ROSS AS A DIRECTOR Management For
6. RE-APPOINT MR. JOHN GRANT AS A DIRECTOR Management For
7. RE-APPOINT MR. EDWARD ASTLE AS A DIRECTOR Management For
8. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Management For
COMPANY AUDITOR AND AUTHORIZE THE DIRECTORS TO
SET THEIR REMUNERATION
9. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For
THE YE 31 MAR 2004
10. AUTHORIZE THE DIRECTORS, IN SUBSTITUTION FOR Management For
ANY EXISTING AUTHORITY AND PURSUA NT TO THE SECTION
80 OF THE COMPANIES ACT 1985 ACT , TO ALLOT
RELEVANT SECURI TIES SECTION 80(2) UP TO AN
AGGREGATE NOMINAL AMOUNT OF GBP 102,929,251;
AU THORITY EXPIRES ON 25 JUL 2009 ; AND THE
DIRECTORS MAY ALLOT RELEVANT SECURITI ES AFTER
THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF
SUCH AN OFFER OR AGREEME NT MADE PRIOR TO SUCH
EXPIRY
S.11 AUTHORIZE THE DIRECTORS IN SUBSTITUTION FOR ANY Management For
EXISTING AUTHORITY, AND PURSUA NT TO SECTION
95 OF THE ACT TO ALLOT EQUITY SECURITIES SECTION
94(2) FOR CAS H PURSUANT TO THE AUTHORITY CONFERRED
BY RESOLUTION 10 AND/OR TO SELL THE EQUI TY SECURITIES
HELD AS TREASURY SHARES FOR CASH PURSUANT TO
THE SECTION 162D OF THE ACT, IN EACH CASE AS
IF SECTION 89(1) , PROVIDED THAT THIS POWER
IS LIMI TED TO THE ALLOTMENT OF EQUITY SECURITIES:
A) IN CONNECTION WITH A RIGHTS ISSU E IN FAVOR
OF ORDINARY SHAREHOLDERS; B) UP TO AN AGGREGATE
NOMINAL AMOUNT OF G BP 15,439,387; AUTHORITY
EXPIRES ON 25 JUL 2009 ; AND THE DIRECTORS MAY
ALLOT EQUITY SECURITIES AFTER THE EXPIRY OF THIS
AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT
MADE PRIOR TO SUCH EXPIRY
S.12 AUTHORIZE THE DIRECTORS TO MAKE MARKET PURCHASES Management For
SECTION 163(3) OF THE ACT O F UP TO 308,787,755
ORDINARY SHARES OF 10 PENCE EACH, AT A MINIMUM
PRICE OF 10 PENCE AND NOT MORE THAN 105% OF THE
AVERAGE MIDDLE MARKET QUOTATIONS FOR SUCH SHARES
DERIVED FROM THE LONDON STOCK EXCHANGE DAILY
OFFICIAL LIST, OVER THE P REVIOUS 5 BUSINESS
DAYS; AUTHORITY EXPIRES THE EARLIER OF THE CLOSE
OF THE NE XT AGM OF THE COMPANY OR 15 MONTHS
; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A
CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL
OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH
EXPIRY
S.13 AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY Management For
14. APPROVE THE REDEMPTION OF THE SPECIAL RIGHTS Management For
NON-VOTING REDEEMABLE PREFERENCE SHARE OF GBP
1 IN THE AUTHORIZED SHARE CAPITAL OF THE COMPANY
BE CANCELLED AND THE AMOUNT OF THE COMPANY S
AUTHORIZED CAPITAL BE DIMINISHED ACCORDINGLY
- ------------------------------------------------------------------------------------------------------------------------------------
BAA PLC AGM Meeting Date: 07/27/2004
Issuer: G12924109 ISIN: GB0000673409
SEDOL: 0067340, 2127071, 5585814, 6081270
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE REPORTS OF THE DIRECTORS AND THE Management For
AUDITORS AND THE ACCOUNTS FOR THE YE 31 MAR 2004
2. APPROVE THE REPORT ON DIRECTORS REMUNERATION Management For
FOR THE YE 31 MAR 2004
3. DECLARE A FINAL DIVIDEND OF 13.4 PENCE PER ORDINARY Management For
SHARE OF THE COMPANY
4. RE-APPOINT MR. TONY BALL AS A NON-EXECUTIVE DIRECTOR Management For
5. RE-APPOINT MR. ROBERT WALKER AS A NON-EXECUTIVE Management For
DIRECTOR
6. RE-APPOINT MR. MIKE CLASPER AS AN EXECUTIVE DIRECTOR Management For
7. RE-APPOINT MR. MARGRET EWING AS AN EXECUTIVE DIRECTOR Management For
8. RE-APPOINT MR. MIKE TOMS AS AN EXECUTIVE DIRECTOR Management For
9. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS Management For
OF THE COMPANY
10. AUTHORIZE THE DIRECTORS TO FIX THE AUDITORS REMUNERATION Management For
11. APPROVE TO RENEW THE DIRECTORS AUTHORITY TO Management For
ALLOT SHARES FOR CASH
12. APPROVE TO CANCEL THE SPECIAL SHARE AND AUTHORIZE Management For
TO REDUCE THE SHARE CAPITAL ACCORDINGLY
13. AMEND THE ARTICLES OF ASSOCIATION TO REFLECT Management For
THE CANCELLATION OF THE SPECIAL S HARE
14. APPROVE TO ESTABLISH A NEW BAA PERFORMANCE SHARE Management For
PLAN
15. AUTHORIZE THE COMPANY TO MAKE POLITICAL DONATIONS Management Against
OF UP TO GBP 1.25 MILLION DU RING THE YEAR UNTIL
THE AGM 2005
- ------------------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC AGM Meeting Date: 07/27/2004
Issuer: G93882101 ISIN: GB0007192106
SEDOL: 0719210, 2615101, 5476190
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. FINANCIAL STATEMENTS - RECEIVE THE FINANCIAL Management For
STATEMENTS FOR THE FINANCIAL YEAR WHICH ENDED
ON 31 MAR 2004 TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND THE AUDITORS
2. REMUNERATION REPORT - IN ACCORDANCE WITH THE Management For
DIRECTORS REMUNERATION REPORT RE GULATIONS 2002,
THE BOARD SUBMITS THE REMUNERATION REPORT TO
A VOTE OF SHAREHO LDERS. IN ACCORDANCE WITH THE
REGULATIONS, THE APPROVAL OF THE REMUNERATION
RE PORT IS PROPOSED AS AN ORDINARY RESOLUTION.
IN 2003, THE RESOLUTION TO APPROVE THE REMUNERATION
REPORT WAS PASSED BY A SIGNIFICANT MAJORITY.
THE CURRENT REM UNERATION POLICY WAS PRODUCED
FOLLOWING EXTENSIVE CONSULTATION WITH SHAREHOLDE
RS AND INSTITUTIONAL BODIES IN 2001 AND 2002.
IN THE TWO YEARS SINCE THE POLIC Y WAS INTRODUCED,
THE CHAIRMAN AND THE CHAIRMAN OF THE REMUNERATION
COMMITTEE HAVE MAINTAINED PROACTIVE ANNUAL DIALOGUE
ON REMUNERATION MATTERS WITH THE COM PANY S MAJOR
SHAREHOLDERS AND RELEVANT INSTITUTIONS. THE OBJECTIVE
OF THIS DIA LOGUE IS TO PROVIDE INFORMATION ABOUT
THE COMPANY AND OUR VIEWS ON REMUNERATIO N ISSUES
AND TO LISTEN TO SHAREHOLDERS VIEWS ON ANY PROPOSED
ADJUSTMENTS TO P OLICY IMPLEMENTATION; THE REMUNERATION
COMMITTEE STRIVES TO ENSURE THAT THE PO LICY
PROVIDES A STRONG AND DEMONSTRABLE LINK BETWEEN
INCENTIVES AND THE COMPAN Y S STRATEGY AND SETS
A FRAMEWORK FOR REMUNERATION THAT IS CONSISTENT
WITH THE COMPANY S SCALE AND SCOPE. AS A RESULT
OF THIS YEAR S REVIEW, THE REMUNERATIO N COMMITTEE
HAS CONCLUDED THAT THE EXISTING POLICY CONTINUES
TO SERVE THE COMP ANY AND SHAREHOLDERS WELL AND
WILL REMAIN IN PLACE FOR THE YEAR ENDING 31 MAR
2005. THE COMMITTEE HAS ALSO REVIEWED THE EFFECTIVENESS
OF THE CURRENT POLICY AND IS SATISFIED THAT THE
INCENTIVE PLANS HAVE DELIVERED, OR ARE FORECAST
TO D ELIVER, REWARDS THAT ARE CONSISTENT WITH
THE COMPANY S PERFORMANCE ACHIEVEMENT
3. RE-ELECTION OF DIRECTOR - IN ACCORDANCE WITH Management For
THE COMPANY S ARTICLES OF ASSOCIA TION, PETER
BAMFORD, AN EXECUTIVE DIRECTOR, IS REQUIRED TO
RETIRE, WHICH HE DO ES, AND, PURSUANT TO RESOLUTION
3, OFFERS HIMSELF FOR RE-ELECTION
4. RE-ELECTION OF DIRECTOR - IN ACCORDANCE WITH Management For
THE COMPANY S ARTICLES OF ASSOCIA TION, JULIAN
HORN-SMITH, AN EXECUTIVE DIRECTOR, IS REQUIRED
TO RETIRE, WHICH H E DOES, AND, PURSUANT TO RESOLUTION
4, OFFERS HIMSELF FOR RE-ELECTION
5. RE-ELECTION OF DIRECTOR - IN ACCORDANCE WITH Management For
THE COMPANY S ARTICLES OF ASSOCIA TION, SIR DAVID
SCHOLEY, A NON-EXECUTIVE DIRECTOR, IS REQUIRED
TO RETIRE, WHIC H HE DOES, AND, PURSUANT TO RESOLUTION
5, OFFERS HIMSELF FOR RE-ELECTION
6. ELECTION OF DIRECTOR - IN ACCORDANCE WITH THE Management For
COMPANY S ARTICLES OF ASSOCIATIO N ONE OF THE
COMPANY S NON-EXECUTIVE DIRECTORS, LUC VANDEVELDE,
HAVING BEEN AP POINTED AS A DIRECTOR DURING THE
YEAR, IS REQUIRED TO RETIRE, WHICH HE DOES, A
ND, PURSUANT TO RESOLUTION 6, OFFERS HIMSELF
FOR ELECTION
7. 7. FINAL DIVIDEND - THIS RESOLUTION SEEKS SHAREHOLDER Management For
APPROVAL TO THE FINAL OR DINARY DIVIDEND RECOMMENDED
BY THE DIRECTORS. THE DIRECTORS ARE PROPOSING
A FI NAL DIVIDEND OF 1.0780 PENCE PER ORDINARY
SHARE. AN INTERIM DIVIDEND OF 0.9535 PENCE PER
ORDINARY SHARE WAS PAID ON 6 FEB 2004, MAKING
A TOTAL DIVIDEND FOR THE YEAR OF 2.0315 PENCE
PER ORDINARY SHARE. IF APPROVED, THE DIVIDEND
WILL BE PAID ON 6 AUG 2004 TO SHAREHOLDERS ON
THE ORDINARY REGISTER AS OF 4 JUN 2004
8. AUDITORS - THE COMPANY IS REQUIRED TO APPOINT Management For
AUDITORS AT EACH GENERAL MEETING AT WHICH ACCOUNTS
ARE PRESENTED, TO HOLD OFFICE UNTIL THE END OF
THE NEXT SUC H MEETING. RESOLUTION 8, WHICH IS
RECOMMENDED BY THE AUDIT COMMITTEE, PROPOSES
THE RE-APPOINTMENT OF THE COMPANY S EXISTING
AUDITORS, DELOITTE & TOUCHE LLP
9. AUDITORS - THE COMPANY IS REQUIRED TO APPOINT Management For
AUDITORS AT EACH GENERAL MEETING AT WHICH ACCOUNTS
ARE PRESENTED, TO HOLD OFFICE UNTIL THE END OF
THE NEXT SUC H MEETING. RESOLUTION 9 FOLLOWS
BEST PRACTICE IN CORPORATE GOVERNANCE BY SEPAR
ATELY SEEKING AUTHORITY FOR THE AUDIT COMMITTEE
TO DETERMINE THEIR REMUNERATIO N
10. POLITICAL DONATIONS - THIS RESOLUTION SEEKS AUTHORITY Management For
FROM SHAREHOLDERS TO ENA BLE THE COMPANY TO MAKE
DONATIONS OR INCUR EXPENDITURE WHICH IT WOULD
OTHERWIS E BE PROHIBITED FROM MAKING OR INCURRING
FOLLOWING THE COMING INTO EFFECT OF T HE POLITICAL
PARTIES, ELECTIONS AND REFERENDUMS ACT 2000 (THE
ACT ). AMONGST OTHER THINGS, THE ACT PROHIBITS
THE COMPANY FROM MAKING DONATIONS TO EU POLITI
CAL ORGANIZATIONS IN THE PERIOD OF 12 MONTHS
FOLLOWING THE COMPANY S ANNUAL GE NERAL MEETING
(AND EACH SUCCEEDING 12 MONTH PERIOD) IN EXCESS
OF AN AGGREGATE OF GBP 5,000 UNLESS THE COMPANY
HAS BEEN AUTHORIZED TO MAKE SUCH DONATIONS BY
ITS SHAREHOLDERS. THE COMPANY HAS NO INTENTION
OF CHANGING ITS CURRENT PRACTIC E OF NOT MAKING
POLITICAL DONATIONS AND WILL NOT DO SO WITHOUT
THE SPECIFIC EN DORSEMENT OF SHAREHOLDERS. HOWEVER,
THE ACT DEFINES EU POLITICAL ORGANIZATIONS WIDELY
TO INCLUDE, AMONGST OTHER THINGS, ORGANIZATIONS
WHICH CARRY ON ACTIVIT IES WHICH ARE CAPABLE
OF BEING REASONABLY REGARDED AS INTENDED TO AFFECT
PUBLI C SUPPORT FOR A POLITICAL PARTY IN ANY
EU MEMBER STATE OR TO INFLUENCE VOTERS IN RELATION
TO ANY REFERENDUM IN ANY EU MEMBER STATE. AS
A RESULT, IT IS POSSI BLE THAT EU POLITICAL ORGANIZATIONS
MAY INCLUDE, FOR EXAMPLE, BODIES CONCERNED WITH
POLICY REVIEW AND LAW REFORM, WITH THE REPRESENTATION
OF THE BUSINESS CO MMUNITY OR SECTIONS OF IT
OR WITH THE REPRESENTATION OF OTHER COMMUNITIES
OR S PECIAL INTEREST GROUPS WHICH IT MAY BE IN
THE GROUP S INTEREST TO SUPPORT. THE ACT REQUIRES
THAT THIS AUTHORIZING RESOLUTION SHOULD NOT PURPORT
TO AUTHORIZE PARTICULAR DONATIONS OR EXPENDITURE.
HOWEVER, THE ACT ALSO REQUIRES DISCLOSUR E IN
THE ANNUAL REPORT OF THE COMPANY OF PARTICULARS
IN RESPECT OF ANY DONATIO N MADE TO AN EU POLITICAL
ORGANIZATION OR ANY EU POLITICAL EXPENDITURE
INCURRE D WHICH IS IN EXCESS OF GBP 200 AND IF
ANY SUCH DONATION IS MADE OR EXPENDITUR E INCURRED
THIS WILL BE DISCLOSED IN THE COMPANY S ANNUAL
REPORT FOR NEXT YEAR AND, AS APPROPRIATE, SUCCEEDING
YEARS. THE COMPANY CONSIDERS THAT THE AUTHORI
TY SOUGHT UNDER RESOLUTION 10 TO ALLOW IT OR
ITS SUBSIDIARIES TO INCUR THIS TY PE OF EXPENDITURE
UP TO AN AGGREGATE LIMIT OF GBP 100,000 IS NECESSARY,
PRINCI PALLY TO ENSURE THAT, BECAUSE OF THE UNCERTAINTY
OVER WHICH BODIES ARE COVERED BY THE DEFINITION
OF EU POLITICAL ORGANIZATION, THE COMPANY DOES
NOT UNINTENT IONALLY BREACH THE ACT. NO DONATIONS
OR EXPENDITURE OF THE TYPE REQUIRING DISC LOSURE
UNDER THE ACT WERE MADE IN THE YEAR ENDED 31
MAR 2004 NOR ARE ANY CONTE MPLATED BUT, ON A
PRECAUTIONARY BASIS, THE DIRECTORS BELIEVE IT
IS APPROPRIATE TO REQUEST THE AUTHORITY SOUGHT
11. AUTHORITY TO ALLOT SHARES - UNDER SECTION 80 Management For
OF THE COMPANIES ACT 1985, DIRECT ORS ARE, WITH
CERTAIN EXCEPTIONS, UNABLE TO ALLOT RELEVANT
SECURITIES WITHOUT THE AUTHORITY OF THE SHAREHOLDERS
IN A GENERAL MEETING. RELEVANT SECURITIES AS
DEFINED IN THE COMPANIES ACT 1985 INCLUDE THE
COMPANY S ORDINARY SHARES OR SE CURITIES CONVERTIBLE
INTO THE COMPANY S ORDINARY SHARES. THIS RESOLUTION
AUTHO RIZES THE DIRECTORS TO ALLOT UP TO 9,000,000,000
ORDINARY SHARES FOR THE PERIO D ENDING ON THE
EARLIER OF 27 OCT 2005 OR THE COMPANY S ANNUAL
GENERAL MEETING IN 2005. THE AUTHORITY REPRESENTS
APPROXIMATELY 13.2% OF THE SHARE CAPITAL IN ISSUE
AT 24 MAY 2004. THIS PERCENTAGE EXCLUDES 800,000,000
ORDINARY SHARES HE LD IN TREASURY AT THAT DATE,
WHICH REPRESENTED 1.2% OF THE SHARE CAPITAL IN
IS SUE AT 24 MAY 2004. THIS AUTHORITY COMPLIES
WITH GUIDELINES ISSUED BY INVESTOR BODIES. THE
DIRECTORS HAVE NO IMMEDIATE PLANS TO MAKE USE
OF THIS AUTHORITY, OTHER THAN TO FULFILL THE
COMPANY S OBLIGATIONS UNDER ITS EXECUTIVE AND
EMPLOY EE SHARE PLANS
S.12 DISAPPLICATION OF PRE-EMPTION RIGHTS - SECTION Management For
89 OF THE COMPANIES ACT 1985 IM POSES RESTRICTIONS
ON THE ISSUE OF EQUITY SECURITIES (AS DEFINED
IN THE COMPAN IES ACT 1985, WHICH INCLUDE THE
COMPANY S ORDINARY SHARES) WHICH ARE, OR ARE
T O BE, PAID UP WHOLLY IN CASH AND NOT FIRST
OFFERED TO EXISTING SHAREHOLDERS. T HE COMPANY
S ARTICLES OF ASSOCIATION ALLOW SHAREHOLDERS
TO AUTHORIZE DIRECTORS FOR A PERIOD UP TO FIVE
YEARS TO ALLOT (A) RELEVANT SECURITIES GENERALLY
UP T O AN AMOUNT FIXED BY THE SHAREHOLDERS AND
(B) EQUITY SECURITIES FOR CASH OTHER THAN IN
CONNECTION WITH A RIGHTS ISSUE UP TO AN AMOUNT
SPECIFIED BY THE SHARE HOLDERS AND FREE OF THE
RESTRICTION IN SECTION 89. IN ACCORDANCE WITH
INSTITUT IONAL INVESTOR GUIDELINES THE AMOUNT
OF EQUITY SECURITIES TO BE ISSUED FOR CAS H OTHER
THAN IN CONNECTION WITH A RIGHTS ISSUE IS RESTRICTED
TO 5% OF THE EXIS TING ISSUED ORDINARY SHARE
CAPITAL. RESOLUTION 12 IS CONDITIONAL ON RESOLUTION
11 HAVING BEEN PASSED AND WILL BE PROPOSED AS
A SPECIAL RESOLUTION. IT AUTHOR IZES THE DIRECTORS
TO ALLOT UP TO 3,300,000,000 ORDINARY SHARES
FOR CASH WITHO UT FIRST BEING REQUIRED TO OFFER
THEM TO EXISTING SHAREHOLDERS FOR THE PERIOD
ENDING ON THE EARLIER OF 27 OCT 2005 OR THE COMPANY
S ANNUAL GENERAL MEETING I N 2005. THE AUTHORITY
REPRESENTS APPROXIMATELY 4.83% OF THE SHARE CAPITAL
IN I SSUE AT 24 MAY 2004 AND COMPLIES WITH GUIDELINES
ISSUED BY INVESTOR BODIES. TH E DIRECTORS HAVE
NO IMMEDIATE PLANS TO MAKE USE OF THIS AUTHORITY,
OTHER THAN TO FULFILL THE COMPANY S OBLIGATIONS
UNDER ITS EXECUTIVE AND EMPLOYEE SHARE PL ANS
S.13 APPROVAL OF MARKET PURCHASES OF ORDINARY SHARES Management For
- IN CERTAIN CIRCUMSTANCES IT MAY BE ADVANTAGEOUS
FOR THE COMPANY TO PURCHASE ITS OWN SHARES. RESOLUTION
13, WHICH WILL BE PROPOSED AS A SPECIAL RESOLUTION,
APPROVES THE PURCHASE BY THE COMPANY OF UP TO
6,600,000,000 ORDINARY SHARES AT A PRICE NOT
EXCEEDING 105% O F THE AVERAGE MIDDLE MARKET
CLOSING PRICE OF SUCH SHARES ON THE FIVE DEALING
D AYS PRIOR TO THE DATE OF PURCHASE. SIMILAR
RESOLUTIONS HAVE BEEN APPROVED BY S HAREHOLDERS
AT PREVIOUS ANNUAL GENERAL MEETINGS OF THE COMPANY.
THE DIRECTORS WILL USE THIS AUTHORITY ONLY AFTER
CAREFUL CONSIDERATION, TAKING INTO ACCOUNT MARKET
CONDITIONS PREVAILING AT THE TIME, OTHER INVESTMENT
OPPORTUNITIES, APPR OPRIATE GEARING LEVELS AND
THE OVERALL POSITION OF THE COMPANY. THE DIRECTORS
WILL ONLY PURCHASE SUCH SHARES AFTER TAKING INTO
ACCOUNT THE EFFECTS ON EARNIN GS PER SHARE AND
THE BENEFIT FOR SHAREHOLDERS. RESOLUTION 13 SPECIFIES
THE MAX IMUM NUMBER OF SHARES WHICH MAY BE ACQUIRED
AND THE MAXIMUM AND MINIMUM PRICES AT WHICH THEY
MAY BE BOUGHT. THE DIRECTORS INTEND TO SEEK THE
RENEWAL OF THES E POWERS AT SUBSEQUENT ANNUAL
GENERAL MEETINGS. THE TOTAL NUMBER OF OPTIONS
TO SUBSCRIBE FOR SHARES OUTSTANDING AT 24 MAY
2004 WAS 1,349,727,388. THIS REPRE SENTS 1.98%
OF THE ISSUED CAPITAL AT THAT DATE. IF THE COMPANY
WAS TO BUY BACK THE MAXIMUM NUMBER OF SHARES
PERMITTED PURSUANT TO THIS RESOLUTION, THEN THE
TOTAL NUMBER OF OPTIONS TO SUBSCRIBE FOR SHARES
OUTSTANDING AT 24 MAY 2004 WOU LD REPRESENT 2.2%
OF THE REDUCED ISSUED SHARE CAPITAL. THE COMPANIES
(ACQUISIT ION OF OWN SHARES) (TREASURY SHARES)
REGULATIONS 2003 (THE REGULATIONS ) CAME INTO
FORCE ON 1 DEC 2003. THE REGULATIONS ALLOW COMPANIES
TO HOLD SUCH SHARES ACQUIRED BY WAY OF MARKET
PURCHASE IN TREASURY RATHER THAN HAVING TO CANCEL
T HEM. NO DIVIDENDS ARE PAID ON SHARES WHILE
HELD IN TREASURY AND NO VOTING RIGH TS ATTACH
TO TREASURY SHARES. WHILST IN TREASURY, THE SHARES
ARE TREATED AS IF CANCELLED. ON 18 NOV 2003,
THE COMPANY ANNOUNCED ITS INTENTION TO IMPLEMENT
A SHARE PURCHASE PROGRAMME AND THE DIRECTORS
ALLOCATED GBP 2.5 BILLION TO THE P ROGRAMME.
ON VARIOUS DATES BEGINNING ON 1 DEC 2003, THE
COMPANY HAS MADE MARKE T PURCHASES OF ITS ORDINARY
SHARES IN ACCORDANCE WITH THE APPROVAL GIVEN
BY SH AREHOLDERS AT THE ANNUAL GENERAL MEETING
ON 30 JUL 2003. AS AT 31 MAR 2004, GB P 1.1 BILLION
OF ORDINARY SHARES HAD BEEN PURCHASED IN THIS
WAY AND HELD IN TR EASURY.
S.14 APPROVAL OF CONTINGENT PURCHASE CONTRACTS AND Management For
OFF-MARKET PURCHASES BY THE COMP ANY OF ORDINARY
SHARES - UNDER THE RULES OF THE UK LISTING AUTHORITY
(THE LIST ING RULES) THE COMPANY MAY NOT PURCHASE
ITS SHARES AT A TIME WHEN ANY DIRECTOR IS IN
RECEIPT OF UNPUBLISHED PRICE SENSITIVE INFORMATION
ABOUT THE COMPANY. A CCORDINGLY, NO PURCHASES
OF SHARES WERE MADE IN THE PERIOD FROM 1 APR
2004 UP TO THE ANNOUNCEMENT OF THE FULL YEAR
RESULTS ON 25 MAY 2004 OR AT CERTAIN OTHE R TIMES
WHEN THE DIRECTORS MIGHT HAVE BEEN IN RECEIPT
OF UNPUBLISHED PRICE SEN SITIVE INFORMATION.
THIS INEVITABLY REDUCED THE NUMBER OF SHARES
THE COMPANY W AS ABLE TO PURCHASE UNDER THE SHARE
PURCHASE PROGRAMME. IN ORDER TO ENSURE MAX IMUM
FLEXIBILITY TO UTILIZE THE INCREASED SHARE PURCHASE
PROGRAMME THE COMPANY HAS CONSIDERED A NUMBER
OF METHODS TO ALLOW IT TO BUY SHARES FROM 1 OCT
2004 TO THE ANNOUNCEMENT OF ITS INTERIM RESULTS
AND FROM 1 APR 2005 TO THE ANNOUNCE MENT OF ITS
FULL YEAR RESULTS (THE CLOSE PERIODS). ONE METHOD
IS FOR THE COMPA NY TO SELL PUT OPTIONS (A CONTRACT
WHICH GIVES ONE PARTY THE OPTION TO REQUIRE THE
OTHER TO PURCHASE SHARES AT A PREDETERMINED PRICE
ON A SET DATE IN THE FU TURE) PRIOR TO CLOSE
PERIODS, WITH THE EXERCISE DATES FOR SUCH PUT
OPTIONS FAL LING IN THE NEXT CLOSE PERIOD (THE
PUT OPTIONS). THIS WOULD EFFECTIVELY ALLOW THE
COMPANY TO PURCHASE SHARES, PROVIDED THE PUT
OPTIONS WERE EXERCISED, WITHO UT BREACHING THE
LISTING RULES. ANOTHER METHOD TO PURCHASE SHARES,
WHICH DOES NOT REQUIRE SHAREHOLDER APPROVAL,
WOULD BE TO PLACE IRREVOCABLE MARKET ORDERS WITH
COUNTERPARTIES PRIOR TO THE CLOSE PERIOD. UNDER
THE PROVISIONS OF SECTIO NS 164 AND 165 OF THE
COMPANIES ACT 1985, THE PUT OPTIONS ARE CONTINGENT
PURCH ASE CONTRACTS AND OFF-MARKET PURCHASES
BY THE COMPANY AND ACCORDINGLY RESOLUTI ON 14,
WHICH WILL BE PROPOSED AS A SPECIAL RESOLUTION,
SEEKS SHAREHOLDER APPRO VAL TO THE TERMS OF THE
CONTRACTS (THE CONTINGENT PURCHASE CONTRACTS)
TO BE EN TERED INTO BETWEEN THE COMPANY AND EACH
OF BARCLAYS BANK PLC, CALYON, CITIGROU P GLOBAL
MARKETS U.K. EQUITY LIMITED, COMMERZBANK AG,
DEUTSCHE BANK AG LONDON BRANCH, J.P. MORGAN SECURITIES
LTD., LEHMAN BROTHERS INTERNATIONAL (EUROPE),
T HE TORONTO-DOMINION BANK LONDON BRANCH AND
UBS AG (EACH A BANK), DRAFTS OF WHI CH WILL BE
PRODUCED TO THE AGM.* EACH CONTINGENT PURCHASE
CONTRACT WILL CONSIS T OF THREE DOCUMENTS: A
STANDARD ISDA MASTER AGREEMENT AND SCHEDULE PLUS
A FOR M OF CONFIRMATION.* EACH CONTINGENT PURCHASE
CONTRACT WILL GIVE THE BANK THE R IGHT, BUT NOT
THE OBLIGATION, TO REQUIRE THE COMPANY TO PURCHASE
UP TO A MAXIM UM OF 25 MILLION OF THE COMPANY
S ORDINARY SHARES.* EACH CONTINGENT PURCHASE
C ONTRACT WILL BE ENTERED INTO OUTSIDE A CLOSE
PERIOD BUT BE EXERCISABLE DURING THE NEXT CLOSE
PERIOD BY THE BANK. ACCORDINGLY, THE MINIMUM
AND MAXIMUM AMOUNT OF TIME BETWEEN A CONTINGENT
PURCHASE CONTRACT BEING ENTERED INTO AND THE
PUT OPTION POTENTIALLY BEING EXERCISED IS 1 DAY
AND 5 MONTHS RESPECTIVELY.* SHOUL D SHAREHOLDER
APPROVAL BE GRANTED, ANY NUMBER OF CONTINGENT
PURCHASE CONTRACTS MAY BE ENTERED INTO WITH EACH
BANK AT ANY TIME, PROVIDED THAT: - THE TOTAL
MA XIMUM NUMBER OF SHARES WHICH THE COMPANY CAN
BE OBLIGED TO PURCHASE PURSUANT T O ALL THE CONTINGENT
PURCHASE AGREEMENTS IS 660 MILLION; - THE TOTAL
COST OF T HE SHARES THAT THE COMPANY PURCHASES
DOES NOT EXCEED GBP 750 MILLION (INCLUDIN G COSTS
BUT AFTER DEDUCTING PREMIA RECEIVED); - THE MAXIMUM
PRICE (EXCLUDING E XPENSES) THAT CAN BE PAID
FOR ANY SHARE IS AN AMOUNT EQUAL TO 105% OF THE
AVER AGE MIDDLE MARKET CLOSING PRICE OF THE COMPANY
S SHARES AS DERIVED FROM THE OF FICIAL LIST OF
THE LONDON STOCK EXCHANGE FOR THE FIVE DAYS IMMEDIATELY
PRECEDI NG THE DAY ON WHICH THE CONTINGENT PURCHASE
CONTRACT WAS ENTERED INTO AND WILL BE LESS THAN
THE MIDDLE MARKET SHARE PRICE AT THE TIME THE
CONTINGENT PURCHAS E CONTRACT WAS ENTERED INTO;
- THE MINIMUM PRICE THAT CAN BE PAID FOR ANY
SHAR E IS USD 0.10; AND - ONLY ONE CONTINGENT
PURCHASE CONTRACT WILL SETTLE ON ANY PARTICULAR
DAY.* UNDER EACH CONTINGENT PURCHASE CONTRACT
A PREMIUM IS PAYABLE IN ADVANCE BY THE BANK TO
THE COMPANY. THE PREMIUM WILL BE FIXED IN ACCORDANCE
WITH A FORMULA, THE INPUTS FOR WHICH WILL BE
BASED ON MARKET PRICES FOR THE C OMPANY S SHARE
PRICE AND THE RISK FREE RATE FOR STERLING. THE
COMPANY WILL CHO OSE THE PURCHASE PRICE AND THE
TIME TO MATURITY OF THE OPTION, BOTH SUBJECT
TO THE RESTRICTIONS ABOVE. THE FORMULA IS BASED
ON THE BLACK-SCHOLES FORMULA, WH ICH IS COMMONLY
USED TO PRICE OPTIONS. ALL THE INPUTS TO THIS
FORMULA, WITH TH E EXCEPTION OF VOLATILITY, ARE
TAKEN FROM PUBLIC INFORMATION SOURCES, SUCH AS
BLOOMBERG OR REUTERS. THE BANK WILL PROVIDE THE
VOLATILITY ON THE DAY ON WHICH THE CONTINGENT
PURCHASE CONTRACT IS ENTERED INTO WITH SUCH BANK.
THE COMPANY WILL NOT ENTER INTO A CONTINGENT
PURCHASE CONTRACT IF THE ANNUALIZED VOLATILIT
Y OF ITS ORDINARY SHARES IS LESS THAN 20 PER
CENT, WHICH IS LESS THAN ITS RECE NT LEVELS.*
SHARES PURCHASED VIA A CONTINGENT PURCHASE CONTRACT
WILL REDUCE TH E NUMBER OF SHARES THAT THE COMPANY
WILL PURCHASE UNDER RESOLUTION 13 ABOVE. N O
SHARES WILL BE PURCHASED UNDER RESOLUTION 13
ON THE SAME DAY THAT A CONTINGE NT PURCHASE CONTRACT
IS ENTERED INTO.* THE AUTHORITY GRANTED TO THE
COMPANY UN DER THIS RESOLUTION WILL EXPIRE AT
THE CONCLUSION OF THE AGM OF THE COMPANY HE LD
IN 2005 OR ON 27 OCT 2005, WHICHEVER IS EARLIER,
UNLESS SUCH AUTHORITY WAS RENEWED PRIOR TO THAT
TIME (EXCEPT IN RELATION TO THE PURCHASE OF ORDINARY
SHA RES THE CONTINGENT PURCHASE CONTRACT FOR
WHICH WAS CONCLUDED BEFORE THE EXPIRY OF SUCH
AUTHORITY AND WHICH MIGHT BE EXECUTED WHOLLY
OR PARTLY AFTER SUCH EXP IRY).* THE CONTINGENT
PURCHASE CONTRACTS WILL ALWAYS, WHERE THE PUT
OPTION IS EXERCISED, BE PHYSICALLY SETTLED BY
DELIVERY OF SHARES TO THE COMPANY (EXCEPT IN
THE CASE OF CERTAIN EVENTS OF DEFAULT).* THE
COMPANIES (ACQUISITION OF OWN SHARES) (TREASURY
SHARES) REGULATIONS 2003 ALLOW COMPANIES TO HOLD
SUCH SHARES ACQUIRED BY WAY OF MARKET PURCHASE
IN TREASURY. THE COMPANY WILL HOLD ANY OF ITS
OWN SHARES THAT IT PURCHASES PURSUANT TO THE
AUTHORITY CONFERRED BY THIS R ESOLUTION AS TREASURY
STOCK. THIS WOULD GIVE THE COMPANY THE ABILITY
TO RE-ISS UE TREASURY SHARES QUICKLY AND COST-EFFECTIVELY
AND WOULD PROVIDE THE COMPANY WITH ADDITIONAL
FLEXIBILITY IN THE MANAGEMENT OF ITS CAPITAL
BASE. NO DIVIDEND S WILL BE PAID ON SHARES WHILST
HELD IN TREASURY AND NO VOTING RIGHTS WILL ATT
ACH TO THE TREASURY SHARES. WHILST IN TREASURY,
THE SHARES ARE TREATED AS IF C ANCELLED. THE
TOTAL NUMBER OF OPTIONS TO SUBSCRIBE FOR SHARES
OUTSTANDING AT 24 MAY 2004 WAS 1,349,727,388.
THIS REPRESENTS 1.98% OF THE ISSUED CAPITAL AT
THAT DATE. IF THE COMPANY WAS TO BUY BACK THE
MAXIMUM NUMBER OF SHARES PERMITT ED PURSUANT
TO THIS RESOLUTION, THEN THE TOTAL NUMBER OF
OPTIONS TO SUBSCRIBE FOR SHARES OUTSTANDING AT
24 MAY 2004 WOULD REPRESENT 2.2% OF THE REDUCED
SHAR E CAPITAL. THE DIRECTORS WILL USE THIS AUTHORITY
ONLY AFTER CAREFUL CONSIDERAT ION, TAKING INTO
ACCOUNT MARKET CONDITIONS PREVAILING AT THE TIME,
OTHER INVES TMENT OPPORTUNITIES, APPROPRIATE
GEARING LEVELS AND THE OVERALL FINANCIAL POSI
TION OF THE COMPANY. THE DIRECTORS WILL ONLY
PURCHASE SUCH SHARES AFTER TAKING INTO ACCOUNT
THE EFFECTS ON EARNINGS PER SHARE AND THE BENEFIT
FOR SHAREHOLDE RS
- ------------------------------------------------------------------------------------------------------------------------------------
SCOTTISH AND SOUTHERN ENERGY PLC AGM Meeting Date: 07/29/2004
Issuer: G7885V109 ISIN: GB0007908733
SEDOL: 0790873, 5626832
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE ACCOUNTS AND THE REPORTS OF THE DIRECTORS Management For
AND THE AUDITORS FOR THE FYE 31 MAR 2004
2. APPROVE THE REMUNERATION REPORT FOR THE FY 31 Management For
MAR 2004
3. DECLARE A FINAL DIVIDEND FOR THE YE 31 MAR 2004 Management For
OF 26.4 PENCE PER ORDINARY SHA RE
4. RE-ELECT MR. KEVIN SMITH AS A DIRECTOR OF THE Management For
COMPANY
5. RE-ELECT MR. HENRY CASLEY AS A DIRECTOR OF THE Management For
COMPANY
6. RE-ELECT MR. IAN MARCHANT AS A DIRECTOR OF THE Management For
COMPANY
7. ELECT MR. ALLSTAIR PHILLIPS-DAVIES AS A DIRECTOR Management For
OF THE COMPANY
8. APPOINT KPMG AUDIT PLC AS THE AUDITORS OF THE Management For
COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF
THE NEXT GENERAL MEETING AT WHICH THE ACCOUNTS
ARE LAID BEFORE THE COMPANY
9. AUTHORIZE THE DIRECTORS TO FIX THE AUDITORS REMUNERATION Management For
10. AUTHORIZE THE DIRECTORS, IN SUBSTITUTION FOR Management For
THE PURPOSE OF SECTION 80 OF THE COMPANIES ACT
1985, TO ALLOT RELEVANT SECURITIES SECTION 80(2)
UP TO AN AGGR EGATE NOMINAL AMOUNT OF GBP142,917,261;
AUTHORITY EXPIRES AT THE CONCLUSION O F THE
NEXT AGM OF THE COMPANY ; AND THE DIRECTORS MAY
ALLOT RELEVANT SECURITIE S AFTER THE EXPIRY OF
THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER
OR AGREEMEN T MADE PRIOR TO SUCH EXPIRY
S.11 AUTHORIZE THE DIRECTORS, SUBJECT TO THE PASSING Management For
OF RESOLUTION 10 AND PURSUANT TO SECTION 95 OF
THE COMPANIES ACT 1985, TO ALLOT EQUITY SECURITIES
SECTION 9 4 WHOLLY FOR CASH PURSUANT TO THE
AUTHORITY CONFERRED BY RESOLUTION 10, DISAP PLYING
THE STATUTORY PRE-EMPTION RIGHTS SECTION 89(1)
, PROVIDED THAT THIS PO WER IS LIMITED TO THE
ALLOTMENT OF EQUITY SECURITIES: A) IN CONNECTION
WITH A RIGHTS ISSUE IN FAVOR OF ORDINARY SHAREHOLDERS;
B) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 21,436,740;
AUTHORITY EXPIRES AT THE CONCLUSION OF THE NEXT
AGM OF THE COMPANY ; AND THE DIRECTORS MAY ALLOT
EQUITY SECURITIES AFTER THE EXPI RY OF THIS AUTHORITY
IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE
PRIOR TO SUCH EXPIRY
S.12 AUTHORIZE THE COMPANY, PURSUANT TO ARTICLE 12 Management For
OF THE ARTICLES OF ASSOCIATION A ND FOR THE PURPOSE
OF SECTION 166 OF THE COMPANIES ACT 1985, TO
MAKE MARKET PU RCHASES SECTION 163(3) OF UP
TO 85,746,962 10% OF THE COMPANY S ISSUED ORDI
NARY SHARE CAPITAL ORDINARY SHARES OF 50P EACH
IN THE CAPITAL OF THE COMPANY, AT A MINIMUM PRICE
50P PER SHARE EXCLUSIVE OF EXPENSES AND NOT
MORE THAN 5% ABOVE THE AVERAGE MIDDLE MARKET
QUOTATIONS FOR SUCH SHARES DERIVED FROM THE L
ONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER
THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES
THE EARLIER OF THE CONCLUSION OF THE NEXT AGM
OF THE COMPANY OR 15 MONTHS ; THE COMPANY, BEFORE
THE EXPIRY, MAY MAKE A CONTRACT TO PURCHAS E
ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED
WHOLLY OR PARTLY AFTER SUCH EX PIRY
S.13 AMEND THE ARTICLES 8(A), 50(B), 59, 69, 123(D) Management For
OF THE ARTICLES OF ASSOCIATION OF THE COMPANY
14. AUTHORIZE THE DIRECTORS TO AMEND THE TRUST DEED Management For
AND THE RULES OF THE SCOTTISH AND SOUTHERN ENERGY
EMPLOYEE SHARE OWNERSHIP PLAN; AND THE RULES
OF SCOTTISH A ND SOUTHERN ENERGY PLC 2001 SHARESAVE
SCHEME
S.15 AMEND THE ARTICLE 51 OF THE ARTICLES OF ASSOCIATION Management For
OF THE COMPANY
- ------------------------------------------------------------------------------------------------------------------------------------
COMPANHIA VALE DO RIO DOCE RIO Special Meeting Date: 08/18/2004
Issuer: 204412 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
I DELIBERATION OF THE PROPOSAL FOR A FORWARD SPLIT Shareholder For No
OF SHARES ISSUED BY THE COMPANY, SO THAT EACH
COMMON OR PREFERRED SHARE ISSUED BY THE COMPANY
WILL BE REPRESENTED BY THREE SHARES OF THE SAME
TYPE AND CLASS, AND THE CONSEQUENT ALTERATIONS
OF ARTICLES 5 AND 6 OF THE COMPANY BYLAWS.
II ELECTION, BY HOLDERS OF PREFERRED CLASS A SHARES, Management For No
OF ONE MEMBER AND HIS ALTERNATE FOR THE COMPANY
S FISCAL COUNCIL, DUE TO THE RESIGNATION OF THE
FISCAL COUNCIL MEMBERS ELECTED BY THIS CLASS
OF SHARES, AS WELL AS THE ELECTION BY THE COMMON
SHAREHOLDERS OF ONE ALTERNATE MEMBER, DUE TO
THE RESIGNATION OF ONE ALTERNATE MEMBER ELECTED
BY THE COMMON SHAREHOLDERS.
III RECTIFICATION OF THE TOTAL ANNUAL COMPENSATION Management For No
OF THE MEMBERS OF THE COMPANY S MANAGEMENT FIXED
BY THE ORDINARY GENERAL SHAREHOLDERS MEETING
HELD ON APRIL 28, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
TELEFON AB L.M.ERICSSON EGM Meeting Date: 08/31/2004
Issuer: W26049119 ISIN: SE0000108656
SEDOL: 0615642, 4303095, 4321558, 4411200, 5009972, 5179723, 5959378, 5962967, 5967360, 7527267
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
* IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF AT TORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION
S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED . SHOULD YOU
HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTA TIVE AT ADP. THANK YOU.
1. ELECT THE CHAIRMAN OF THE MEETING Management
2. APPROVE THE PREPARATION AND THE VOTING LIST Management
3. APPROVE THE AGENDA OF THE MEETING Management
4. APPROVE TO DETERMINE AS TO WHETHER THE MEETING Management
HAS BEEN ANNOUNCED
5. ELECT TWO PERSONS TO APPROVE THE MINUTES Management
6. AMEND SECTION 6 IN THE ARTICLES OF ASSOCIATION Management
IN ACCORDANCE WITH THE VOTING R IGHT FOR EACH
SHARE OF SERIES B IS CHANGED FROM ONE THOUSANDTH
PART OF ONE VOT E TO ONE TENTH PART OF ONE VOTE
AND ONE SHARE OF SERIES B MAY BE CONVERTED TO
ONE SHARE OF SERIES A DURING THE PERIOD AS SPECIFIED,
BY THE HOLDERS OF A SPEC IAL CONVERSION RIGHT
AND THE COMPANY SHALL APPLY FOR THE REGISTRATION
OF THE C ONVERSION ONCE A MONTH DURING THE PERIOD;
AND THE ISSUE OF THE CONVERSION RIGH TS TO EACH
HOLDER OF A SHARE OF SERIES A AND EACH SHARE
OF SERIES A WILL ENTIT LE TO ONE CONVERSION RIGHT
AND EACH CONVERSION RIGHT ENTITLES THE HOLDER
TO CO NVERT ONE SHARE OF SERIES B TO ONE SHARE
OF SERIES ON THE TERMS STATED IN THE AMENDMENTS
OF 6; AND EACH REGISTERED HOLDER FOR EACH SHARE
OF SERIES A, RECEIV E A CONVERSION RIGHT
7. APPROVE THE ABANDONMENT OF SHARES OF THE SERIES Management
A AND THE COMPENSATION FOR THE DIFFERENCE IN
THE SHARE PRICE BETWEEN THE SHARES OF SERIES
A AND B SHOULD BE PAID WITH AN AMOUNT EQUALING
SUCH DIFFERENCE, COMPENSATION SHOULD BE PAID
IN T HE SHARES OF SERIES B
8. CLOSING OF THE MEETING Management
* PLEASE NOTE THAT IF YOUR SHARES ARE HELD IN A Non-Voting
BLOCKING MARKET THEY MIGHT BE BL OCKED FOR THIS
MEETING. THANK YOU.
- ------------------------------------------------------------------------------------------------------------------------------------
T.E.R.N.A.- TRASMISSIONE ELETTRICITA' RETE NAZIONALE SPA, ROMA OGM Meeting Date: 09/16/2004
Issuer: T9471R100 ISIN: IT0003242622 BLOCKING
SEDOL: B01BN57, B05PS27
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting
REACH QUORUM, THERE WILL BE A SE COND CALL ON
18 SEP 2004. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN V ALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT Y OUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED . THANK YOU
1. APPROVE THE NUMBER OF DIRECTORS Management
2. APPOINT NEW DIRECTORS Management
- ------------------------------------------------------------------------------------------------------------------------------------
TDC A/S (EX?: TELE DANMARK AS) EGM Meeting Date: 09/27/2004
Issuer: K94545108 ISIN: DK0010253335
SEDOL: 5698790, 5700297
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
* IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF AT TORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION
S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED . SHOULD YOU
HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTA TIVE AT ADP. THANK YOU
1. ELECT THE CHAIRMAN OF THE MEETING Management
2.A AMEND ARTICLES 9, CLAUSE 2, SUB-CLAUSE 6, ARTICLE14, Management
CLAUSE 1 AND ARTICLE 14, CLAUSE 7 THE ARTICLES
OF ASSOCIATION AS FOLLOWS: THE CHAIRMAN AND THE
VICE-CHA IRMAN OF THE BOARD OF DIRECTORS ARE
ELECTED BY THE BOARD OF DIRECTORS INSTEAD OF
BY THE GENERAL MEETING
2.B AMEND ARTICLE 9, CLAUSE 2, SUB-CLAUSE 6 AND ARTICLE Management
14, CLAUSES 2-9 OF THE ART ICLES OF ASSOCIATION
AS FOLLOWS: THE PROVISIONS REGARDING ALTERNATES
FOR THE M EMBERS OF THE BOARD OF DIRECTORS ARE
REPEALED
2.C AMEND ARTICLE 14, CLAUSE 1 AND CLAUSE 6 OF THE Management
ARTICLES OF ASSOCIATION AS FOLL OWS: THE NUMBER
OF MEMBERS OF THE BOARD OF DIRECTORS IS AMENDED
TO 6-8
2.D AMEND ARTICLE 16, CLAUSE 1 OF THE ARTICLES OF Management
ASSOCIATION AS FOLLOWS: THE NUMB ER OF MEMBERS
OF THE EXECUTIVE COMMITTEE IS AMENDED TO 2-4
3.1 ELECT MR. STINE BOSSE AS A MEMBER OF THE BOARD Management
OF DIRECTORS
3.2 ELECT MR. PREBEN DAMGAARDOG PER-ARNE SANDSTROM Management
AS A MEMBER OF THE BOARD OF DIR ECTORS
4. AOB Other
- ------------------------------------------------------------------------------------------------------------------------------------
BHP BILLITON PLC AGM Meeting Date: 11/25/2004
Issuer: G10877101 ISIN: GB0000566504
SEDOL: 0056650, 4878333, 5359730, 6016777, B02S6G9
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE FINANCIAL STATEMENTS FOR BHP BILLITON Management For
LIMITED FOR THE YE 30 JUN 20 04, TOGETHER WITH
THE DIRECTORS REPORT AND THE AUDITORS REPORT
2. RECEIVE THE FINANCIAL STATEMENTS FOR BHP BILLITON Management For
PLC FOR THE YE 30 JUN 2004, TOGETHER WITH THE
DIRECTORS REPORT AND THE AUDITORS REPORT
3. RE-ELECT MR. D.R. ARGUS AS A DIRECTOR OF BHP Management For
BILLITON LIMITED, WHO RETIRES BY ROTATION
4. RE-ELECT MR. D.R. ARGUS AS A DIRECTOR OF BHP Management For
BILLITON PLC, WHO RETIRES BY ROTA TION
5. RE-ELECT MR. D.A. CRAWFORD AS A DIRECTOR OF BHP Management For
BILLITON LIMITED, WHO RETIRES BY ROTATION
6. RE-ELECT MR. D.A. CRAWFORD AS A DIRECTOR OF BHP Management For
BILLITON PLC, WHO RETIRES BY R OTATION
7. RE-ELECT MR. C.W. GOODYEAR AS A DIRECTOR OF BHP Management For
BILLITON LIMITED, WHO RETIRES BY ROTATION
8. RE-ELECT MR. C.W. GOODYEAR AS A DIRECTOR OF BHP Management For
BILLITON PLC, WHO RETIRES BY R OTATION
9. RE-ELECT DR. J.M. SCHUBERT AS A DIRECTOR OF BHP Management For
BILLITON LIMITED, WHO RETIRES BY ROTATION
10. RE-ELECT DR. J.M. SCHUBERT AS A DIRECTOR OF BHP Management For
BILLITON PLC, WHO RETIRES BY R OTATION
11. RE-APPOINT KPMG AUDIT PLC AS THE AUDITOR OF BHP Management For
BILLITON PLC AND AUTHORIZE THE DIRECTORS TO AGREE
THEIR REMUNERATION
12. APPROVE TO RENEW THE AUTHORITY AND POWER TO ALLOT Management For
RELEVANT SECURITIES CONFERRE D ON THE DIRECTORS
BY ARTICLE 9 OF BHP BILLITON PLC S ARTICLES OF
ASSOCIATION FOR THE PERIOD ENDING ON THE EARLIER
OF: I) 24 FEB 2006; AND II) THE LATER OF THE
AGM OF BHP BILLITON LIMITED AND THE AGM OF BHP
BILLITON PLC IN 2005, AND F OR SUCH PERIOD THE
SECTION 80 AMOUNT (UNDER THE UNITED KINGDOM COMPANIES
ACT 1 985) SHALL BE USD 265,926,499.00
S.13 APPROVE TO RENEW THE AUTHORITY AND POWER TO ALLOT Management For
EQUITY SECURITIES FOR CASH C ONFERRED ON THE
DIRECTORS BY ARTICLE 9 OF BHP BILLITON PLC S
ARTICLES OF ASSOC IATION FOR THE PERIOD ENDING
ON THE EARLIER OF: I) 24 FEB 2006; AND II) THE
LA TER OF THE AGM OF BHP BILLITON LIMITED AND
THE AGM OF BHP BILLITON PLC IN 2005 , AND FOR
SUCH PERIOD THE SECTION 89 AMOUNT UNDER THE
UNITED KINGDOM COMPANIE S ACT 1985 SHALL BE
USD 61,703,675.00
S.14 AUTHORIZE BHP BILLITON PLC, IN ACCORDANCE WITH Management For
ARTICLE 6 OF ITS ARTICLES OF AS SOCIATION AND
SECTION 166 OF THE UNITED KINGDOM COMPANIES ACT
1985, TO MAKE MA RKET PURCHASES SECTION 163
OF THAT ACT OF UP TO 246,814,700 10% OF ISSUED
S HARE CAPITAL OF THE BHP BILLITON PLC ORDINARY
SHARES OF USD 0.50 NOMINAL VALU E EACH IN THE
CAPITAL OF BHP BILLITON PLC SHARES , AT A MINIMUM
PRICE OF USD 0.50 AND NOT MORE THAN 5% ABOVE
THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FO
R A SHARE TAKEN FROM THE LONDON STOCK EXCHANGE
DAILY OFFICIAL LIST FOR THE FIV E BUSINESS DAYS
IMMEDIATELY PRECEDING THE DATE OF PURCHASE OF
THE SHARES; AUT HORITY EXPIRES ON THE EARLIER
OF 24 MAY 2006 AND THE LATER OF THE AGM OF BHP
B ILLITON LIMITED AND THE AGM OF BHP BILLITON
PLC IN 2005 PROVIDED THAT BHP BILL ITON PLC MAY
ENTER INTO A CONTRACT FOR THE PURCHASE OF SHARES
BEFORE THE EXPIR Y OF THIS AUTHORITY WHICH WOULD
OR MIGHT BE COMPLETED WHOLLY OR PARTLY AFTER
S UCH EXPIRY
15. APPROVE THE REMUNERATION REPORT FOR THE YE 30 Management For
JUN 2004
* PLEASE NOTE THAT ANY VOTES CAST ON RESOLUTIONS Non-Voting Non-Vote Proposal
16 TO 19 BY MR. C.W. GOODYEAR A ND MR. M. SALAMON
AND ANY OTHER DIRECTOR WHO IS ELIGIBLE TO PARTICIPATE
IN AN Y EMPLOYEE INCENTIVE SCHEME OF EITHER BHP
BILLITON LIMITED OR BHP BILLITON PLC (OF WHICH
THERE ARE NONE) AND ANY OF THEIR ASSOCIATES WILL
BE DISREGARDED. TH ANK YOU.
16. APPROVE, SUBJECT TO THE PASSING OF THE RESOLUTION Management For
17, TO: A) AMEND THE BHP BIL LITON LIMITED GROUP
INCENTIVE SCHEME AND THE PRINCIPAL TERMS AS SPECIFIED;
AND B) AMEND THE BHP BILLITON PLC GROUP INCENTIVE
SCHEME AND THE PRINCIPAL TERMS AS SPECIFIED
17. APPROVE, SUBJECT TO THE PASSING OF THE RESOLUTION Management For
17, TO: A) AMEND THE BHP BIL LITON LIMITED GROUP
INCENTIVE SCHEME AND THE PRINCIPAL TERMS AS SPECIFIED;
AND B) AMEND THE BHP BILLITON PLC GROUP INCENTIVE
SCHEME AND THE PRINCIPAL TERMS AS SPECIFIED
18. APPROVE TO GRANT THE DEFERRED SHARES AND THE Management For
OPTIONS UNDER THE AMENDED BHP BIL LITON LIMITED
GROUP INCENTIVE SCHEME AND TO GRANT THE PERFORMANCE
SHARES UNDER THE BHP BILLITON LIMITED LONG TERM
INCENTIVE PLAN TO EXECUTIVE DIRECTOR AND C HIEF
EXECUTIVE OFFICER, MR. C.W. GOODYEAR, IN THE
MANNER AS SPECIFIED, INCLUDI NG FOR THE PURPOSE
OF ASX LISTING RULE 10.14
19. APPROVE TO GRANT THE DEFERRED SHARES AND OPTIONS Management For
UNDER THE AMENDED BHP BILLITO N PLC GROUP INCENTIVE
SCHEME AND TO GRANT THE PERFORMANCE SHARES UNDER
THE BHP BILLITON PLC LONG TERM INCENTIVE PLAN
TO EXECUTIVE DIRECTOR AND GROUP PRESIDE NT NON-FERROUS
MATERIALS, MR. M. SALAMON, IN THE MANNER AS SPECIFIED,
INCLUDIN G FOR THE PURPOSES OF ASX LISTING RULE
10.14
* PLEASE NOTE THAT THIS IS A REVISION TO THE JOB Non-Voting Non-Vote Proposal
DUE TO A CHANGE IN THE STATUS O F THE MARKET
INDICATORS. IF YOU HAVE ALREADY SENT YOUR VOTES,
PLEASE DO NOT RE TURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
TH ANK YOU
- ------------------------------------------------------------------------------------------------------------------------------------
ESPRIT HOLDINGS LTD AGM Meeting Date: 12/03/2004
Issuer: G3122U129 ISIN: BMG3122U1291
SEDOL: 0478920, 5752674, 6321642
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND APPROVE THE AUDITED CONSOLIDATED Management For
FINANCIAL STATEMENTS AND THE REPO RTS OF THE
DIRECTORS AND THE AUDITORS OF THE GROUP FOR THE
YE 30 JUN 2004
2. APPROVE A FINAL DIVIDEND FOR THE YE 30 JUN 2004 Management For
3. APPROVE A SPECIAL DIVIDEND FOR THE YE 30 JUN 2004 Management For
4. RE-ELECT THE RETIRING DIRECTORS OF THE COMPANY Management For
5. RE-APPOINT THE AUDITORS AND AUTHORIZE THE DIRECTORS Management For
OF THE COMPANY TO FIX THEI R REMUNERATION
6. APPROVE TO GRANT GENERAL MANDATE TO THE DIRECTORS Management For
OF THE COMPANY TO PURCHASE S HARES OF THE COMPANY
7. APPROVE TO GRANT A GENERAL MANDATE TO THE DIRECTORS Management Against
OF THE COMPANY TO ISSUE AN D ALLOT SHARES OF
THE COMPANY
8. APPROVE TO EXTEND THE GENERAL MANDATE TO THE Management For
DIRECTORS OF THE COMPANY TO ISSUE SHARES OF THE
COMPANY BY THE NUMBER OF SHARES REPURCHASED UNDER
THE GENERAL M ANDATE GRANTED PURSUANT TO RESOLUTION
NO.6
S.9 AMEND THE BYE-LAWS OF THE COMPANY TO BRING THEM Management For
IN LINE WITH CERTAIN RECENT CH ANGES TO THE RULES
GOVERNING THE LISTING OF SECURITIES ON THE STOCK
EXCHANGE O F HONG KONG LIMITED AND TO MAKE CERTAIN
OTHER CHANGES
- ------------------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG, BASEL AGM Meeting Date: 03/01/2005
Issuer: H5820Q150 ISIN: CH0012005267 BLOCKING
SEDOL: 7103065
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Swiss Register
BE NOTIFIED TO THE COMPANY REG ISTRAR AS BENEFICIAL
OWNER BEFORE THE RECORD DATE. PLEASE ADVISE
US NOW IF YO U INTEND TO VOTE. NOTE THAT THE
COMPANY REGISTRAR HAS DISCRETION OVER GRANTIN
G VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE,
A SECOND NOTIFICATION WILL BE ISSUED REQUESTING
YOUR VOTING INSTRUCTIONS
- ------------------------------------------------------------------------------------------------------------------------------------
HENKEL KGAA OGM Meeting Date: 04/18/2005
Issuer: D32051126 ISIN: DE0006048432
SEDOL: 4420314, 4420518, 5076705, 5084924, 5084946, 7159143
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THESE SHARES HAVE NO VOTING Non-Voting
RIGHTS, SHOULD YOU WISH TO ATTEND THE MEETING
PERSONALLY; YOU MAY APPLY FOR AN ENTRANCE CARD.
THANK YOU.
* PLEASE NOTE THAT THIS AN AGM. THANK YOU. Non-Voting
1. RECEIVE THE FINANCIAL STATEMENTS AND THE ANNUAL Non-Voting
REPORT FOR THE FY 2004 WITH TH E REPORT OF THE
SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS
AND GROUP AN NUAL REPORT, AND APPROVE THE 2004
FINANCIAL STATEMENTS
2. APPROVE THE RESOLUTION ON THE APPROPRIATION OF Non-Voting
THE DISTRIBUTABLE PROFIT OF EUR 184,586,207.50
AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 1.24
PER ORDINARY SHA RE, PAYMENT OF A DIVIDEND OF
EUR 1.30 PER PREFERRED SHARE AND THE EX-DIVIDEND
AND PAYABLE DATE 19 APR 2005
3. RATIFY THE ACTS OF THE GENERAL PARTNERS Non-Voting
4. RATIFY THE ACTS OF THE SUPERVISORY BOARD Non-Voting
5. RATIFY THE OF THE SHAREHOLDERS COMMITTEE Non-Voting
6. APPOINT KPMG DEUTSCHE TREUHANDGESELLSCHAFT AG, Non-Voting
WIRTSCHAFTSPRUEFUNGSGESELLSCHAF T, BERLIN/FRANKFURT,
AS THE AUDITORS OF THE ANNUAL FINANCIAL STATEMENTS
AND TH E CONSOLIDATED FINANCIAL STATEMENTS FOR
FY 2005
7. ELECT DR. SIMONE BAGEL-TRAH AS A MEMBER OF THE Non-Voting
SHAREHOLDERS COMMITTEE
8. ELECT DR. FRIDERIKE BAGEL AS A MEMBER OF THE Non-Voting
SUPERVISORY BOARD
9. AUTHORIZE THE GENERAL PARTNERS TO ACQUIRE ORDINARY Non-Voting
AND PREFERRED SHARES OF THE COMPANY OF UP TO
10% OF ITS SHARES CAPITAL AT PRICE NOT DEVIATING
MORE THAN 1 0% FROM THE MARKET PRICE OF THE SHARES
ON OR BEFORE 17 OCT 2006; AND TO USE TH E SHARES
WITHIN THE SCOPE OF THE COMPANY S STOCK INCENTIVE
PLAN, AND IN CONNEC TION WITH THE MERGERS AND
ACQUISITIONS, TO DISPOSE OF THE SHARES IN A MANNER
O THER THAN THE STOCK EXCHANGE OR AN OFFER TO
ALL SHAREHOLDERS IF THE SHARES ARE SOLD AT A
PRICE NOT MATERIALLY BELOW THEIR MARKET PRICE,
AND TO RETIRE THE SH ARES
10. APPROVE THE REMUNERATION FOR THE MEMBERS OF THE Non-Voting
SUPERVISORY BOARD AND THE SHAR EHOLDERS COMMITTEE
AND THE CORRESPONDENT AMENDMENTS TO THE ARTICLES
OF ASSOCI ATION, EACH MEMBER OF THE SUPERVISORY
BOARD SHALL RECEIVE A FIXED ANNUAL REMUN ERATION
OF EUR 20,000 AND A PROFIT-RELATED REMUNERATION
OF UP TO EUR 50,000, T HE CHAIRMAN SHALL RECEIVE
TWICE, THE DEPUTY CHAIRMAN ONE AND A HALF TIMES,
THE SE AMOUNTS; FURTHERMORE, EACH MEMBER OF THE
SUPERVISORY BOARD SHALL RECEIVE AN ATTENDANCE
FEE OF EUR 500 PER BOARD MEETING; AND EACH MEMBER
OF THE SHAREHOLD ERS COMMITTEE SHALL RECEIVE
A FIXED REMUNERATION OF EUR 50,000 AND A PROFIT-R
ELATED REMUNERATION OF UP TO EUR 50,000, THE
CHAIRMAN SHALL RECEIVE TWICE, THE DEPUTY CHAIRMAN
AND ONE AND A HALF TIMES, THESE AMOUNTS; MEMBERS
OF ONE OR MO RE COMMITTEES AS PER SECTION 32
OF THE ARTICLES OF ASSOCIATION SHALL RECEIVE
A N ADDITIONAL REMUNERATION EQUAL TO THE TOTAL
ANNUAL REMUNERATION FOR A MEMBER OF THE SHAREHOLDERS
COMMITTEE, CHAIRMAN OF SUCH COMMITTEES SHALL
RECEIVE TWIC E THIS AMOUNT
* PLEASE NOTE THAT THIS IS A REVISION DUE TO DETAILED Non-Voting
AGENDA. IF YOU HAVE ALREA DY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
* PLEASE NOTE THAT THIS AGENDA IS NOW AVAILABLE Non-Voting
IN ENGLISH AND GERMAN. THANK YOU .
- ------------------------------------------------------------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG, BONN AGM Meeting Date: 04/26/2005
Issuer: D2035M136 ISIN: DE0005557508
SEDOL: 4612605, 5842359, 5876529, 6344616, B01DGB0
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS AGENDA IS NOW AVAILABLE Non-Voting
IN ENGLISH AND GERMAN
1. PRESENTATION OF THE APPROVED ANNUAL FINANCIAL Management
STATEMENTS AND CONSOLIDATED FINA NCIAL STATEMENTS
APPROVED BY THE SUPERVISORY BOARD AS OF DECEMBER
31, 2004, TH E COMBINED MANAGEMENT REPORT FOR
DEUTSCHE TELEKOM AG AND THE GROUP AND THE SUP
ERVISORY BOARD S REPORT ON THE 2004 FINANCIAL
YEAR. ILABLE FOR INSPECTION IN THE BUSINESS OFFICES
OF DEUTSCHE TELEKOM AG AT THE CO MPANY S REGISTERED
OFFICE, FRIEDRICH-EBERT-ALLEE 140, 53113 BONN,
GERMANY, AND ON THE INTERNET AT HTTP://WWW.TELEKOM.DE
THEY WILL ALSO BE AVAILABLE F OR INSPECTION
DURING THE SHAREHOLDERS MEETING.
2. RESOLUTION ON THE APPROPRIATION OF NET INCOME. Management
THE BOARD OF MANAGEMENT AND SUP ERVISORY BOARD
PROPOSE THAT THE NET INCOME TOTALING EUR 2,881,090,240,54
BE US ED AS FOLLOWS: PAYMENT OF A DIVIDEND OF
EUR 0,62 FOR EACH INDIVIDUAL DIVIDEND- BEARING
NO PAR VALUE SHARE AND CARRYING FORWARD OF THE
REMAINING BALANCE TO TH E NEW ACCOUNT. BASED
ON THIS PROPOSED DIVIDEND, A DIVIDEND TOTAL RESULTING
FRO M THE DIVIDEND-BEARING CAPITAL STOCK OF 1
0,675,798,676,48 ON THE DAY OF PUBLI SHING THE
ANNUAL FINANCIAL STATEMENTS (ON FEBRUARY 22,
2005), DIVIDED UP INTO 4,1 70,233,858 INDIVIDUAL
NO PAR VALUE SHARES, IS 2,585,544,991,96, AND
THE RE TAI NED PROFIT BROUGHT FORWARD IS 295,545,248,58.
THE FINAL AMOUNTS DEPEND ON THE NUMBER OF SHARES
CARRYING DIVIDEND RIGHTS ISSUED WHEN THE VOTE
ON THE RES OLUTION ON THE APPROPRIATION OF NET
INCOME WAS TAKEN. IF THE NUMBER OF SHARES CARRYING
DIVIDEND RIGHTS DECREASES, THE AMOUNT TO BE CARRIED
FORWARD TO THE NE W ACCOUNT INCREASES ACCORDINGLY.
IF THE NUMBER OF SHARES CARRYING DIVIDEND RIG
HTS INCREASES, THE AMOUNT TO BE CARRIED FORWARD
TO THE NEW ACCOUNT DECREASES A CCORDINGLY. THE
DIVIDEND IS PAYABLE ON APRIL 28, 2005.
3. RESOLUTION REGARDING APPROVAL OF THE BOARD OF Management
MANAGEMENTS ACTIONS FOR THE 2004 FINANCIAL YEAR.
THE BOARD OF MANAGEMENT AND THE SUPERVISORY BOARD
PROPOSE THE APPROVAL OF THE BOARD OF MANAGEMENTS
ACTIONS FOR THE 2004 FINANCIAL YEAR.
4. RESOLUTION REGARDING APPROVAL OF THE SUPERVISORY Management
BOARDS ACTIONS FOR THE 2004 F INANCIAL YEAR.
THE BOARD OF MANAGEMENT AND THE SUPERVISORY BOARD
PROPOSE THE A PPROVAL OF THE SUPERVISORY BOARDS
ACTIONS FOR THE 2004 FINANCIAL YEAR.
5. RESOLUTION ON THE APPOINTMENT OF THE INDEPENDENT Management
AUDITOR AND THE GROUP AUDITOR FOR THE 2005 FINANCIAL
YEAR. THE SUPERVISORY BOARD PROPOSES THAT PWC
DEUTSCHE REVISION AKTIENGESELLSCHAFT WIRTSCHAFTSPRUFUNGSGE
SETLSCHAFT, FRANKFURT AM MA IN, AND ERNST & YOUNG
DEUTSCHE AG WIRTSCHAFTSPRUFUNGSGESELLSCHAFT,
STUTT GART, BE JOINTLY APPOINTED AS THE INDEPENDENT
AUDITOR AND GROUP AUDITOR FOR THE 200 5 FINANCIAT
YEAR, SUB JECT TO THE PROVISO THAT EACH AUDITOR
IS ABLE TO CON DUC T THE AUDIT ALONE IF THE OTHER
AUDITOR SHOULD DROP OUT FOR A REASON FOR WHICH
THE COMPANY IS NOT RESPONSIBLE.
6. RESOLUTION AUTHORIZING THE COMPANY TO PURCHASE Management
AND USE ITS OWN SHARES INCLUDIN G USE FOR EXCLUSION
OF SUBSCRIPTION RIGHTS. THE BOARD OF MANAGEMENT
AND THE SU PERVISORY BOARD PROPOSE THE ADOPTION
OF THE FOLLOWING RESOLUTION: THE BOARD OF MANAGEMENT
IS AUTHORIZED TO PURCHASE A TOTAL OF 419,786,533
SHARES IN THE COM PANY BY OCTOBER 25, 2006, WHICH
IS SLIGHTLY LESS THAN 10% OF THE CAPITAL STOC
K, SUBJECT TO THE PROVI SO THAT THE SHARES TO
BE PURCHASED ON THE BASIS OF THI S AUTHORIZATION
IN CONJUNCTION WITH THE OTHER SHARES OF THE COMPANY
WHICH THE COMPANY HAS ALREADY PURCHASED AND STILL
POSSESSES OR ARE TO BE ASSIGNED TO IT UNDER 71
D AND 71 E AKTG DO NOT AT ANY TIME ACCOUNT FOR
MORE THAN 10% OF THE C OMPANYS CAPITAL STOCK.
THIS AUTHORIZATION MAY BE EXERCISED AS A WHOLE
OR IN PO RTIONS. THE PUR CHASE CAN BE CARRIED
OUT IN PARTIAL TRANCHES SPREAD OVER VARIO US
PURCHASE DATES WITHIN THE AUTHORIZATION PERIOD
UNTIL THE MAXIMUM PURCHASE V OLUME IS REACHED.
THE SHARES MAY ALSO BE PURCHASED BY DEPENDENT
GROUP COMPANIE S OF DEUTSCHE TETEKOM AG AS DEFINED
IN 17 AKTG (GERMAN STOCK CORPORATION ACT) OR
THIRD PARTIES FOR THE ACCOUNT OF DEUTSCHE TETEKOM
AG OR FOR THE ACCOUNT OF THE DEPENDENT GROUP
COMPANIES OF DEUTSCHE TELEKOM AG PURSUANT TO
17 AKTG.
7. ELECTION OF STATE SECRETARY VOLKER HALSCH AS Management
MEMBER OF THE SUPERVISORY BOARD. BY ORDER OF
BONN LOCAL COURT OF SEPTEMBER 24, 2004, STATE
SECRETARY MR. VOLKER HALSCH HAS BEEN APPOINTED
A MEMBER OF THE COMPANYS SUPERVISORY BOARD WITH
EFF ECT FROM OCTOBER F, 2004, IN LIEU OF DR.
MANFRED OVERHAUS, WHO RESIGNED FROM O FFICE WITH
EFFECT FROM SEPTEMBER 30, 2004, HE IS NOW TO
BE ELECTED AS A MEMBER OF THE SUPERVISORY BOARD
BY THE SHARE HOLDERS MEETING.
8. ELECTION OF DR. WOLFGANG REITZLE AS MEMBER OF Management
THE SUPERVISORY BOARD.
9. RESOLUTION ON THE AUTHORIZATION TO ISSUE CONVERTIBLE Management
BONDS AND/OR BONDS WITH W AR RANTS (WHICH CAN
ALSO EACH HAVE DIVIDEND-RELATED INTEREST LIKE
A PARTICIPAT ING BOND) UNDER THE REVO CATION
OF THE EXISTING AUTHORIZATION AND CREATION OF
ADDITIONAL CONTINGENT CAPITAL AND AMENDMENT TO
THE ARTICLES OF INCORPORATION A S WELL AS THE
OP TION OF EXCLUDING THE SUBSCRIPTION RIGHT.
THE BOARD OF MANAGE MENT AND THE SUPEN BOARD
PROPOSE THE ADOPTION OF THE FOLLOWING RESOLUTION:
A) AUTHORIZATION TO ISSUE CONVERTIBLE BONDS
AND/OR BONDS WITH WARRANTS ARID TO E XCLUDE THE
SUBSCRIPTION RIGHT (1) AUTHORIZATION PERIOD,
PAR VALUE, NUMBER OF SHARES, TERM, INTEREST THE
BOARD OF MANAGEMENT IS AUTHORIZED, WITH THE CONSENT
OF THE SUPERVISORY BOARD, TO ISSUE ON ONE OR
MORE OCCASIONS BY APRIL 25,2010, BEARER AND/OR
REGISTERED CONVERTIBLE BONDS AND/OR BONDS WITH
WARRANTS (HEREIN AFTER ALSO REFERRED TO AS BONDS
HAVING A TOTAL PAR VALUE OF UP TO 5,000,000,00
0 WITH A TERM OF UP TO 30 (THIRTY) YEARS AND
TO GRANT TO THE HOLDERS OR CREDIT ORS OF BONDS
CONVERSION OR OPTION RIGHTS FOR SHARES OF DEUTSCHE
TELEKOM AG REP RESENTING A PROPORTION OF THE
CAPITAL STOCK NOT TO EXCEED 600,000,000, AS MORE
CLOSELY DEFINED IN THE TERMS AND CONDI TIONS
FOR THE BONDS. THE BONDS CAN ALS O HAVE VARI
ABLE INTEREST, WHEREBY THE INTEREST, AS IN A
PARTICI PATING BOND C AN DEPEND PARTIALLY OR
COMPLETELY ON THE AMOUNT OF THE COMPANYS DIVIDEND.
10. RESOLUTION REGARDING APPROVAL TO CONCLUDE A CONTROL Management
AGREEMENT WITH MAGYARCOM H OLDING GMBH.
11. RESOLUTION REGARDING APPROVAL TO CONCLUDE A CONTROL Management
AGREEMENT WITH DETEFLEETSE RVICES
12. RESOLUTION REGARDING APPROVAL TO CONCLUDE A CONTROL Management
AGREEMENT WITH DFMG HOLDIN G GMBH.
13. RESOLUTION REGARDING APPROVAL TO CONCLUDE A CONTROL Management
AGREEMENT WITH DETE IMMOBI LIEN, DEUTSCHE TELEKOM
LMMOBILIEN UND SERVICE GMBH
14. RESOLUTION REGARDING APPROVAL TO CONCLUDE A CONTROL Management
AGREEMENT WITH DELEASSEKUR ANZ - DEUTSCHE TELEKOM
ASSEKURANZ-VERMITTLUNGS GESEILSCHAFT MBH.
15. RESOLUTION REGARDING APPROVAL TO CONCLUDE A CONTROL Management
AGREEMENT WITH T-PUNKT VER TRIEBS GESELLSCHAFT
MBH.
16. RESOLUTION REGARDING APPROVAL TO CONCLUDE A CONTROL Management
AGREEMENT WITH DEUTSCHE TE LEKOM TRAINING GMBH.
17. RESOLUTION REGARDING APPROVAL TO CONCLUDE A CONTROL Management
AGREEMENT WITH T-SYSTEMS I NTERNATIONAL GMBH.
18. RESOLUTION REGARDING APPROVAL TO CONCLUDE A CONTROL Management
AGREEMENT WITH DETEMEDIEN, DEUTSCHE TELEKOM MED
IEN GMBH.
19. RESOLUTION REGARDING APPROVAL TO CONCLUDE A CONTROL Management
AGREEMENT WITH CARMEN TELE KOM MUNIKATIONSDIENSTE
GMBH
20. RESOLUTION REGARDING APPROVAL TO CONCLUDE A CONTROL Management
AGREEMENT WITH NORMA TELEK OM MUNIKATIONSDIENSTE
GMBH.
21. RESOLUTION REGARDING APPROVAL TO CONCLUDE A CONTROL Management
AGREEMENT WITH TRAVIATA TE LEKOMMUNIKATIONSDIENSTE
GMBH.
22. RESOLUTION REGARDING APPROVAL TO CONCLUDE A PROFIT Management
AND LOSS TRANSFER AGREEMENT WITH MAGYARCOM HOLDING
GMBH.
23. AMENDMENT OF THE ARTICLES OF INCORPORATION IN Management
LINE WITH THE DRAFT BILL FOR THE LAW ON CORPORATE
INTEGRITY AND MODERNIZATION OF THE RIGHT OF AVOIDANCE
(UMAG UNTERNEHMENSINTEGRITT UND MODERNISIERUNG
DES ANFECHTUNGSRECHTS). ON NOVEMBER 1 7, 2004.
THE GERMAN GOVERNMENT BROUGHT FORWARD THE DRAFT
BILL FOR THE LAW ON C ORPORATE INTEGRITY AND
MODERNIZATION OF THE RIGHT OF AVOIDANCE (UMAG.)
UMAG SE RVES, AMONG OTHER THINGS, TO SUPPLEMENT
131(2) OF THE AKTG, ACCORDING TO WHICH THE CHAIR
OF THE MEETING CAN BE AUTHORIZED IN THE ARTICLES
OF INCORPORATION T O PUT A TIME LIMIT ON THE
SHAREHOLDERS RIGHT TO SPEAK AND ASK QUESTIONS.
UMAG IS LIKELY TO COME INTO FORCE AFTER THE EXPLANA
TORY MEMORANDUM BY THE GOVERNME NT ON NOVEMBER
1, 2005. THE ARTICLES OF INCORPORATION OF DEUTSCHE
TELEKOM AG S HALL BE AMENDED IN LINE WITH THE
FUTURE LEGAL PROVISIONS ON A TIMELY BASIS PRI
OR TO THE NEXT SHAREHOLDERS MEETING. THE BOARD
OF MANAGEMENT AND SUPERVISORY B OARD THEREFORE
RECOMMEND THE ADOPTION OF THE FOLLOWING AMENDMENT
TO THE ARTICL ES OF INCORPORATION: 1 7 (2) OF
THE ARTICLES OF INCORPORATION PRESENTLY READS
AS FOLLOWS: THE CHAIRMAN SHALL RUN THE MEETING.
HE SHALL DETER MINE THE ORDER OF DISCUSSION OF
AGENDA ITEMS AS WELL AS THE MANNER AND ORDER
OF VOTING. A THI RD SENTENCE WILL BE ADDED TO
17(2) OF THE ARTICLES OF INCORPORATION AS FOLLOWS
: HE MAY SET AN APPROPRIATE TIME LIMIT FOR SHARE
HOLDERS RIGHT TO SPEAK AND AS K QUESTIONS; HE
CAN, IN PARTICULAR, APPROPRIATELY DETERMINE THE
LENGTH OF THE SHAREHOLDERS MEETING AND THE TIME
ALLOTTED FOR DIS CUSSING ITEMS ON THE AGENDA
OR FOR ANY INDIVIDUAL QUESTIONS OR COMMENTS.THE
BOARD OF MANAGEMENT SHALL BE INSTRUCTED NOT TO
ENTER THE AMENDMENT TO THE ARTICLES OF INCORPORATION
FOR REG ISTRATION AT THE COMMERCIAL REGISTER
UNTIL THE PROVISIONS DESCRIBED ABOVE REGA RDING
THE RESTRICTION OF THE RIGHT TO SPEAK AND ASK
QUESTIONS ENTER INTO FORCE IN A VERVION THAT,
APART FROM ANY SLIGHT EDITORIAL CHANGES, SUBSTANTIALLY
COM PLIES WITH THE BUNDESRATS 03/05 OFFICIAL
DOCUMENT IN TERMS OF CONTENT.
* PLEASE BE ADVISED THAT DEUTSCHE TELEKOM AG Non-Voting
SHARES ARE ISSUED IN REGISTERED FORM AND AS
SUCH DO NOT REQUIRE SHARE BLOCKING IN ORDER TO
ENTITLE YOU TO VOTE . THANK YOU
* PLEASE NOTE THAT THIS IS AN OGM. THANK YOU Non-Voting
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting
REACH QUORUM AND UNLESS THE MEET ING IS CONCLUDED,
THERE WILL BE A SECOND CALL ON 27 APR 2005. CONSEQUENTLY,
YO UR VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AM ENDED. THANK
YOU
- ------------------------------------------------------------------------------------------------------------------------------------
ING GROEP NV AGM Meeting Date: 04/26/2005
Issuer: N4578E413 ISIN: NL0000303600 BLOCKING
SEDOL: 7154160, 7154182, 7159176
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT BLOCKING CONDITIONS FOR VOTING Non-Voting
AT THIS GENERAL MEETING ARE RE LAXED. BLOCKING
PERIOD ENDS ONE DAY AFTER THE REGISTRATION DATE
SET ON 19 APR 2005. SHARES CAN BE TRADED THEREAFTER.
THANK YOU
* PLEASE NOTE THAT THIS IS AN OGM. THANK YOU Non-Voting
1. OPENING AND ANNOUNCEMENTS Management
2.A RECEIVE THE REPORT OF BOARD OF MANAGEMENT AND Management
THE SUPERVISORY BOARD FOR 2004
2.b APPROVE THE PROFIT RETENTION AND DISTRIBUTION Management
POLICY
3.a APPROVE THE ANNUAL ACCOUNTS FOR 2004 Management
3.b APPROVE THE DIVIDEND FOR 2004 Management
4.a GRANT DISCHARGE TO THE BOARD OF MANAGEMENT Management
4.b GRANT DISCHARGE TO THE SUPERVISORY BOARD Management
5. APPROVE THE CORPORATE GOVERNANCE Management
6.a RE-APPOINT THE MEMBER OF THE SUPERVISORY BOARD Management
6.b RE-APPOINT THE MEMBER OF THE SUPERVISORY BOARD Management
6.c APPOINT THE MEMBER OF THE SUPERVISORY BOARD Management
6.d APPOINT THE MEMBER OF THE SUPERVISORY BOARD Management
7. APPROVE THE MAXIMUM NUMBER OF STOCK OPTIONS AND Management
PERFORMANCE SHARES TO BE GRANT ED TO THE MEMBERS
OF THE BOARD OF MANAGEMENT
8.a GRANT AUTHORITY TO ISSUE THE ORDINARY SHARES Management
8.b GRANT AUTHORITY TO ISSUE PREFERENCE B SHARES Management
9. GRANT AUTHORITY TO ACQUIRE CERTIFICATES OF Management
SHARES IN ITS OWN CAPITAL
10. ANY OTHER BUSINESS AND CLOSURE Other
- ------------------------------------------------------------------------------------------------------------------------------------
BASF AG, LUDWIGSHAFEN/RHEIN OGM Meeting Date: 04/28/2005
Issuer: D06216101 ISIN: DE0005151005 BLOCKING
SEDOL: 0067737, 0083142, 4082833, 4083483, 4083654, 4083665, 4083676, 4611185, 5086577, 5086588, 5086599, 6072036
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE FINANCIAL STATEMENTS AND THE ANNUAL Management
REPORT FOR THE 2004 FY WITH TH E REPORT OF THE
SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS
AND THE GROU P ANNUAL REPORT
2. APPROVE THE APPROPRIATION OF THE DISTRIBUTABLE Management
PROFIT OF EUR 918,748,697 AS FO LLOWS: PAYMENT
OF A DIVIDEND OF EUR 1.70 PER SHARE EUR 5,270,697
SHALL BE CARR IED FORWARD EX-DIVIDEND AND PAYABLE
DATE: 29 APR 2005
3. RATIFY THE ACTS OF THE SUPERVISORY BOARD Management
4. RATIFY THE ACTS OF THE BOARD OF MANAGING DIRECTORS Management
5. APPOINT DELOITTE + TOUCHE GMBH AS THE AUDITORS Management
FOR THE FY 2005 AM MAIN AS THE AUDITORS FOR THE
YEAR 2005
6. AUTHORIZE THE COMPANY TO ACQUIRE OWN SHARES OF Management
UP TO 10 % OF ITS SHARE CAPITAL , AT A PRICE
NEITHER MORE THAN 25% BELOW THE MARKET PRICE
OF THE SHARES IF THE Y ARE ACQUIRED THROUGH
THE STOCK EXCHANGE, NOR MORE THAN 10% ABOVE THE
MARKET PRICE IF THEY ARE ACQUIRED BY WAY OF A
REPURCHASE OFFER, ON OR BEFORE 27 OCT 2006; AUTHORIZE
THE BOARD OF MANAGING DIRECTORS TO RETIRE THE
SHARES AND TO US E THE SHARES WITHIN THE SCOPE
OF THE COMPANY S STOCK OPTION PLANS OR FOR ACQUI
SITION PURPOSES
7. GRANT AUTHORITY TO ACQUIRE OWN SHARES USING Management
DERIVATIVE FINANCIAL INSTRUMENTS WITHIN THE SCOPE
OF RESOLUTION 6 OF THIS AGENDA; AUTHORIZE THE
COMPANY TO USE PUT AND CALL OPTIONS FOR THE REPURCHASE
OF OWN SHARES; THE PRICE PAID AND RECE IVED FOR
SUCH OPTIONS SHALL NOT DEVIATE FROM THEIR THEORETICAL
MARKET VALUE, THE PRICE PAID FOR OWN SHARES SHALL
CORRESPOND TO THE STRIKE PRICE AGREED UPON IN
THE FINANCIAL INSTRUMENT
8. AMEND THE ARTICLES OF ASSOCIATION, IN CONNECTION Management
WITH THE LAW ON CORPORATE INT EGRITY AND THE
MODERNIZATION OF THE RIGHT TO SET ASIDE RESOLUTIONS
OF THE SHAR EHOLDERS MEETINGS UM AG , AS FOLLOWS:
SECTION 15, REGARDING: THE NOTICE OF T HE SHAREHOLDERS
MEETING BEING PUBLISHED NO LATER THAN 30 DAYS
PRIOR TO THE DA Y BY WHICH SHAREHOLDERS ARE REQUIRED
TO REGISTER TO ATTEND THE SHAREHOLDERS M EETING;
AND SHAREHOLDERS INTENDING TO ATTEND THE SHARE
HOLDERS MEETING BEING O BLIGED TO REGISTER 7
DAYS PRIOR TO THE SHAREHOLDERS MEETING AND TO
PROVIDE A P ROOF, WRITTEN OR VIA FAX IN GERMAN
OR ENGLISH , OF THEIR ENTITLEMENT TO ATTE ND
THE SHAREHOLDERS MEETING OR TO EXERCISE THEIR
VOTING RIGHTS
* PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting
* COUNTER PROPOSALS HAVE BEEN RECEIVED FOR THIS Non-Voting
MEETING. A LINK TO THE COUNTER P ROPOSAL INFORMATION
IS AVAILABLE IN THE MATERIAL URL SECTION OF THE
APPLICATIO N. IF YOU WISH TO ACT ON THESE ITEMS,
YOU WILL NEED TO REQUEST A MEETING ATTEN D AND
VOTE YOUR SHARES AT THE COMPANYS MEETING.
* PLEASE NOTE THAT THIS AGENDA IS AVAILABLE IN Non-Voting
ENGLISH AND GERMAN. THANK YOU
* PLEASE NOTE THAT THIS IS A REVISION DUE TO DETAILED Non-Voting
AGENDA. IF YOU HAVE ALREAD Y SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE T O AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
* Non-Voting
- ------------------------------------------------------------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENGESELLSCHAFT IN MUENCHEN, MUENC OGM Meeting Date: 04/28/2005
Issuer: D55535104 ISIN: DE0008430026
SEDOL: 4904409, 5294121, 7159239, 7389081
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE BE ADVISED THAT MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT Non-Voting
SHARES ARE ISSUED IN REGISTERED FORM AND AS
SUCH DO NOT REQUIRE SHARE BLOCKING IN ORDER TO
ENTITLE YOU TO VOTE. THANK YOU
1. RECEIVE THE FINANCIAL STATEMENTS AND ANNUAL REPORT Management
FOR THE 2004 FY WITH THE RE PORT OF THE SUPERVISORY
BOARD, THE GROUP FINANCIAL STATEMENTS AND GROUP
ANNUAL REPORT
2. APPROVE THE APPROPRIATION OF THE DISTRIBUTED Management
PROFIT OF EUR 459,160,466 AS FOLL OWS: PAYMENT
OF A DIVIDEND OF EUR 2 PER ENTITLED SHARE EUR
2,121,652 SHALL BE CARRIED FORWARD EX-DIVIDEND
AND PAYABLE DATE: MAY TO 19 APR 2005
3. RATIFY THE ACTS OF THE BOARD OF MANAGING DIRECTORS Management
4. RATIFY THE ACTS OF THE SUPERVISORY BOARD Management
5. AUTHORIZE THE BOARD OF MANAGING DIRECTORS TO Management
ACQUIRE SHARES OF THE COMPANY OF UP TO 10% OF
ITS SHARE CAPITAL, ON OR BEFORE 27 OCT 2006;THE
SHARES MAY BE ACQ UIRED THROUGH THE STOCK EXCHANGE
AT A PRICE NEITHER MORE THAN 10% ABOVE NOR MO
RE THAN 20% BELOW THE MARKET PRICE OF THE SHARES,
BY WAY OF A PUBLIC REPURCHAS E OFFER TO ALL SHAREHOLDERS
OR BY MEANS OF A PUBLIC OFFER FOR THE EXCHANGE
OF LIQUID SHARES WHICH ARE ADMITTED TO TRADING
ON AN ORGANIZED MARKET AT A PRICE NOT DIFFERING
MORE THAN 20% FROM THE MARKET PRICE OF THE SHARES,
AND BY USING CALL OR PUT OPTIONS IF THE EXERCISE
PRICE IS NEITHER MORE THAN 10% ABOVE NOR M ORE
THAN 20% BELOW THE MARKET PRICE OF THE SHARES;
AND AUTHORIZE THE BOARD OF MANAGING DIRECTORS
TO FLOAT THE SHARES ON FOREIGN STOCK EXCHANGES,
TO USE THE SHARES IN CONNECTION WITH MERGERS
AND ACQUISITIONS, TO SELL THE SHARES TO THIR
D PARTIES AGAINST CASH PAYMENT IF THE SHARES
ARE SOLD AT A PRICE NOT MATERIALL Y BELOW THEIR
MARKET PRICE, TO USE THE SHARES FOR THE FULFILLMENT
OF CONVERTIB LE OR OPTION RIGHTS OR AS EMPLOYEE
SHARES, AND TO RETIRE THE SHARES
6. AUTHORIZE THE BOARD OF MANAGING DIRECTORS, WITH Management
THE CONSENT OF THE SUPERVISORY BOARD, TO ISSUE
BONDS OF UP TO EUR 3,000,000,000, CONFERRING
CONVERTIBLE AND/ OR OPTION RIGHTS FOR SHARES
OF THE COMPANY, ON OR BEFORE 27 APR 2010 SHAREHOLD
ERS AND GRANTED SUBSCRIPTION RIGHTS EXCEPT FOR
RESIDUAL AMOUNTS, FOR THE GRANT ING OF SUCH RIGHTS
TO BOND HOLDERS, FOR THE ISSUE OF BONDS CONFERRING
CONVERTI BLE AND/OR OPTION RIGHTS FOR SHARES
OF THE COMPANY OF UP TO 10% OF ITS SHARE C APITAL
IF SUCH BONDS ARE ISSUED AGAINST CASH PAYMENT
AT A PRICE NOT MATERIALLY BELOW THEIR THEORETICAL
MARKET VALUE, AND FOR THE ISSUE OF BONDS AGAINST
PAYM ENT IN KIND AND THE COMPANY S SHARE CAPITAL
SHALL BE INCREASED ACCORDINGLY BY UP TO EUR 100,000,000
THROUGH THE ISSUE OF NEW BEARER NO-PAR SHARES,
INSOFAR A S CONVERTIBLE OR OPTION RIGHTS ARE
EXERCISED CONTINGENT CAPITAL 2005 ; AND AM END
THE CORRESPONDING ARTICLES OF ASSOCIATION
7. AMEND THE ARTICLES OF ASSOCIATION IN RESPECT Management
OF THE REMUNERATION FOR SUPERVISO RY BOARD MEMBERS
FROM THE FY 2005 ON, EACH MEMBER OF THE SUPERVISORY
BOARD SHA LL RECEIVE A FIXED ANNUAL REMUNERATION
OF EUR 45,000, AND A PROFIT-RELATED REM UNERATION
OF UP TO EUR 36,000, THE CHAIRMAN SHALL RECEIVE
TWICE, THE DEPUTY CH AIRMAN ONE AND A HALF TIMES,
THIS AMOUNT AND EACH MEMBER OF A COMMITTEE SHALL
RECEIVE AN ADDITIONAL 25% A COMMITTEE CHAIRMAN
50% OF THE FIXED ANNUAL REMUN ERATION, AND THE
AUDIT COMMITTEE MEMBERS SHALL RECEIVE AN ATTENDANCE
FEE OF EU R 2,000 FOR EVERY COMMITTEE MEETING
WHICH IS NOT HELD ON THE SAME DAY AS A SUP ERVISORY
BOARD MEETING
* COUNTER PROPOSALS HAVE BEEN RECEIVED FOR THIS Non-Voting
MEETING. A LINK TO THE COUNTER P ROPOSAL INFORMATION
IS AVAILABLE IN THE MATERIAL URL SECTION OF THE
APPLICATIO N. IF YOU WISH TO ACT ON THESE ITEMS,
YOU WILL NEED TO REQUEST A MEETING ATTEN D AND
VOTE YOUR SHARES AT THE COMPANYS MEETING.
- ------------------------------------------------------------------------------------------------------------------------------------
ALLIANZ AG, MUENCHEN OGM Meeting Date: 05/04/2005
Issuer: D03080112 ISIN: DE0008404005
SEDOL: 0018490, 0048646, 5231485, 5242487, 5479531, 5766749, 7158333
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting
* PLEASE BE ADVISED THAT ALLIANZ AG SHARES ARE Non-Voting
ISSUED IN REGISTERED FORM AND A S SUCH DO NOT
REQUIRE SHARE BLOCKING IN ORDER TO ENTITLE YOU
TO VOTE. THANK YO U.
1. RECEIVE THE FINANCIAL STATEMENTS AND THE ANNUAL Management
REPORT FOR THE FY 2004 WITH TH E REPORT OF THE
SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS
AND THE GROU P ANNUAL REPORT
2. APPROVE THE APPROPRIATION OF THE DISTRIBUTABLE Management
PROFIT OF EUR 852,000,000 AS FO LLOWS: PAYMENT
OF A DIVIDEND OF EUR 1.75 PER NO-PAR SHARES;
EUR 177,635,811.25 SHALL BE ALLOCATED TO THE
OTHER REVENUE RESERVES; AND EX-DIVIDEND AND PAYABLE
DATE: 05 MAY 2005 PAYABLE DATE: 06 MAY 2005
3. RATIFY THE ACTS OF THE BOARD OF MANAGING DIRECTORS Management
4. RATIFY THE ACTS OF THE SUPERVISORY BOARD Management
5.1 RE-ELECT MR. IGOR LANDAU AS AN OFFICER TO THE Management
SUPERVISORY BOARD
5.2 RE-ELECT PROFESSOR. DR. DENNIS J. SNOWER AS AN Management
OFFICER TO THE SUPERVISORY BOAR D
5.3 RE-ELECT MR. FRANZ FEHRENBACH AS AN OFFICER TO Management
THE SUPERVISORY BOARD
5.4 RE-ELECT DR. FRANZ B. HUMER AS AN OFFICER TO Management
THE SUPERVISORY BOARD
5.5 RE-ELECT DR. ALBRECHT SCHAEFER AS A SUBSTITUTE Management
MEMBER TO THE SUPERVISORY BOARD
5.6 RE-ELECT DR. JUERGEN THAN AS AN OFFICER TO THE Management
SUPERVISORY BOARD
6. AMEND THE ARTICLES OF ASSOCIATION IN RESPECT Management
OF THE REMUNERATION FOR THE SUPER VISORY BOARD
AS FOLLOWS: FROM THE 2005 FINANCIAL YEAR ON,
EACH MEMBER OF THE S UPERVISORY BOARD SHALL RECEIVE
A FIXED ANNUAL REMUNERATION OF EUR 50,000, A
SH ORT-TERM PROFIT-RELATED REMUNERATION OF UP
TO EUR 24,000, AND A LONG-TERM PROF IT-RELATED
REMUNERATION OF UP TO EUR 24,000, THE CHAIRMAN
SHALL RECEIVE TWICE, AND THE DEPUTY CHAIRMAN
ONE AND A HALF TIMES, THESE AMOUNTS; COMMITTEE
MEMBER S EXCEPT FOR MEMBERS OF THE MEDIATION
COMMITTEE AND AUDIT COMMITTEE SHALL RE CEIVE
AN ADDITIONAL REMUNERATION OF 25% COMMITTEE
CHAIRMEN 50% OF THE ABOVE THE ABOVE MENTIONED
REMUNERATION, MEMBERS OF THE AUDIT COMMITTEE
A FIXED ANNUA L REMUNERATION OF EUR 30,000 THE
CHAIRMAN OF THE AUDIT COMMITTEE EUR 45,000 ,
EACH MEMBER SHALL RECEIVE AN ATTENDANCE FEE OF
EUR 500 PER SUPERVISORY BOARD MEETING AND COMMITTEE
MEETING; SHOULD SEVERAL MEETINGS BE HELD ON THE
SAME DAY OR ON CONSECUTIVE DAYS, THE ATTENDANCE
FEE WILL BE PAID ONLY ONCE
7. GRANT AUTHORITY TO ACQUIRE OWN SHARES FOR PURPOSES Management
OF SECURITIES TRADING FINAN CIAL INSTITUTIONS
IN WHICH THE COMPANY HOLDS A MAJORITY INTEREST
SHALL BE AUTH ORIZED TO ACQUIRE AND SELL SHARES
OF THE COMPANY, AT PRICES NOT DEVIATING MORE
THAN 10% FROM THE MARKET PRICE OF THE SHARES,
ON OR BEFORE 03 NOV 2006; THE T RADING PORTFOLIO
OF SHARES TO BE ACQUIRED FOR SUCH PURPOSE SHALL
NOT EXCEED 5% OF THE COMPANY S SHARE CAPITAL
AT THE END OF ANY DAY
8. AUTHORIZE THE COMPANY TO ACQUIRE OWN SHARES OF Management
UP TO 10% OF ITS SHARE CAPITAL, THROUGH THE STOCK
EXCHANGE AT A PRICE NOT DIFFERING MORE THAN 15%
FROM THE MA RKET PRICE OF THE SHARES, OR BY WAY
OF A REPURCHASE OFFER AT A PRICE NOT DIFFE RING
MORE THAN 20 %; FROM THE MARKET PRICE OF THE
SHARES, ON OR BEFORE 03 NOV 2006; AUTHORIZE THE
BOARD OF MANAGING DIRECTORS TO DISPOSE OF THE
SHARES IN A MANNER OTHER THAN THROUGH THE STOCK
EXCHANGE OR A RIGHTS OFFERING IF THE SHARE S
ARE SOLD AT A PRICE NOT MATERIALLY BELOW THEIR
MARKET PRICE, TO USE THE SHAR ES FOR ACQUISITION
PURPOSES, TO FLOAT THE SHARES ON FOREIGN STOCK
EXCHANGES, T O USE THE SHARES FOR THE FULFILLMENT
OF CONVERTIBLE OR OPTION RIGHTS, TO OFFER THE
SHARES TO EMPLOYEES OF THE COMPANY OR ITS AFFILIATES,
AND TO RETIRE THE S HARES
9. AUTHORIZE THE BOARD OF MANAGING DIRECTORS TO Management
ISSUE NEW PROFIT-SHARING CERTIFIC ATES OF UP
TO EUR 10,000,000, IN ORDER TO SECURE THE SUBSCRIPTION
RIGHTS OF HO LDERS OF PROFIT-SHARING CERTIFICATES,
ON OR BEFORE 03 MAY 2010; THE CAPITAL RE PRESENTED
BY THE PROFIT-SHARING CERTIFICATES SHALL BE INCREASED
IN ACCORDANCE WITH ANY INCREASE OF THE SHARE
CAPITAL, HOLDERS OF PROFIT-SHARING CERTIFICATES
BEING GRANTED SUBSCRIPTION RIGHTS FOR NEW CERTIFICATES
* COUNTER PROPOSALS HAVE BEEN RECEIVED FOR THIS Non-Voting
MEETING. A LINK TO THE COUNTER P ROPOSAL INFORMATION
IS AVAILABLE IN THE MATERIAL URL SECTION OF THE
APPLICATIO N. IF YOU WISH TO ACT ON THESE ITEMS,
YOU WILL NEED TO REQUEST A MEETING ATTEN D AND
VOTE YOUR SHARES AT THE COMPANYS MEETING.
- ------------------------------------------------------------------------------------------------------------------------------------
SAP AG SYSTEME ANWENDUNGEN PRODUKTE IN DER DATENVERARBEITUNG, WALLDORF/BADEN OGM Meeting Date: 05/12/2005
Issuer: D66992104 ISIN: DE0007164600 BLOCKING
SEDOL: 4616889, 4846288, 4882185, B02NV69
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting
1. RECEIVE THE FINANCIAL STATEMENTS AND ANNUAL REPORT Management
FOR THE FY 2004 WITH THE RE PORT OF THE SUPERVISORY
BOARD, THE GROUP FINANCIAL STATEMENTS AND GROUP
ANNUAL REPORT
2. APPROVE THE APPROPRIATION OF THE DISTRIBUTION Management
OF THE PROFIT OF EUR 1,351,306,0 27.78 AS FOLLOWS
: PAYMENT OF A DIVIDED EUR 1.10 PER ENTITLED
SHARE THE REMAIN DER SHALL BE CARRIED FORWARD
EX-DIVIDEND AND PAYABLE DATE 13 MAY 2005
3. RATIFY THE ACTS OF THE BOARD OF MANAGING DIRECTORS Management
4. RATIFY THE ACTS OF THE SUPERVISORY BOARD Management
5. APPOINT KPMG DEUTSCHE TREUHAND-GESELLSCHAFT AG, Management
FRANKFURT/BERLIN AS THE AUDITO RS FOR THE FY 2005
6. ELECT DR. ERHARD SCHIPPOREIT AS OFFICER FOR THE Management
SUPERVISORY BOARD
7. AMEND THE ARTICLE OF ASSOCIATION AS FOLLOWS: Management
SECTION 4(1), THE INCREASE OF THE SHARE CAPITAL
TO EUR 316,003,600 DUE TO CONVERTED AND OPTION
RIGHTS HAVING BE EN EXERCISED SECTION 4(5), REGARDING
THE REVOCATION OF THE CONTINGENT CAPITAL IIA
SECTION 4(7), REGARDING THE REDUCTION OF THE
CONTINGENT CAPITAL III A TO E UR 9,384,974
8. AMEND SECTION 1(1) OF THE ARTICLE OF ASSOCIATION Management
REGARDING THE COMPANY S NAME BEING CHANGED TO
SAP AG
9. AMEND THE ARTICLES OF ASSOCIATION IN CONNECTION Management
WITH THE NEW GERMAN LAW ON COR PORATE INTEGRITY
AND MODERNIZATION OF THE RIGHT TO SET ASIDE RESOLUTIONS
OF SH AREHOLDERS MEETINGS AS FOLLOWS: SECTION
3 REGARDING ANNOUNCEMENTS OF THE COMPA NY BEING
PUBLISHED IN THE ELECTRONIC FEDERAL GAZETTE OR
ON THE COMPANY S WEBSI TE; SECTION 17(3), REGARDING
SHAREHOLDERS MEETINGS BEING CONVENED NO LATER
TH AN 30 DAYS PRIOR TO THE DAY BY WHICH SHAREHOLDERS
ARE REQUIRED TO REGISTER TO ATTEND THE SHAREHOLDERS
MEETING; SECTION 18, REGARDING SHAREHOLDERS INTENDING
TO ATTEND THE SHAREHOLDERS MEETING BEING OBLIGED
TO REGISTER 7 DAYS PRIOR TO THE SHAREHOLDERS
MEETING AND TO PROVIDE A PROOF IN GERMAN OR
ENGLISH OF THEI R ENTITLEMENT TO ATTEND THE
SHAREHOLDERS MEETING OR TO EXERCISE THEIR VOTING
R IGHTS, SECTION 20(2), REGARDING THE CHAIRMAN
OF THE SHAREHOLDERS MEETING BEING AUTHORIZED
TO LIMIT THE TIME FOR QUESTIONS AND ANSWERS AT
SHAREHOLDERS MEETIN GS
10. APPROVE TO RENOVATE THE AUTHORIZED CAPITAL, CREATION Management
OF NEW AUTHORIZED CAPITAL AND THE CORRESPONDENCE
AMENDMENTS TO THE ARTICLES OF ASSOCIATION; THE
EXISTIN G AUTHORIZED CAPITAL I AND II SHALL BE
REVOKED; AUTHORIZE THE BOARD OF MANAGIN G DIRECTORS
WITH THE CONSENT OF THE SUPERVISORY BOARD, TO
INCREASE THE SHARE C APITAL BY UP TO EUR 60,000,000
THROUGH THE ISSUE OF NEW VOTING ORDINARY SHARES
AGAINST PAYMENT IN CASH, ON OR BEFORE 11 MAY
2010 AUTHORIZED CAPITAL I ; SHA REHOLDERS SHALL
BE GRANTED SUBSCRIPTION RIGHTS EXCEPT FOR RESIDUAL
AMOUNTS; AU THORIZE THE BOARD OF MANAGING DIRECTORS
WITH THE CONSENT OF THE SUPERVISORY BO ARD, TO
INCREASE THE SHARE CAPITAL BY UP TO EUR 60,000,000
THROUGH THE ISSUE O F NEW VOTING ORDINARY SHARES
AGAINST PAYMENT IN CASH, ON OR BEFORE 11 MAY
2010 AUTHORIZED CAPITAL I ; SHAREHOLDERS SUBSCRIPTION
RIGHTS MAY BE EXCLUDED FOR THE RESIDUAL AMOUNTS,
FOR A CAPITAL INCREASE OF UP TO 10% OF THE SHARE
CAPITAL AGAINST CASH PAYMENT IF THE SHARES ARE
ISSUED AT A PRICE NOT MATERIALLY BELOW THEIR
MARKET PRICE AND OF THE ISSUE OF SHARES AGAINST
PAYMENT IN KIND
11. AUTHORIZE THE BOARD OF MANAGING DIRECTORS TO Management
ACQUIRE SHARES OF THE COMPANY OF UP TO EUR 30,000,000
THROUGH THE STOCK EXCHANGE AT A PRICE NEITHER
MORE THAN 1 0%; ABOVE NOR MORE THAN 20% BELOW,
THE MARKET PRICE OF THE SHARES, OR BY WAY O F
REPURCHASE OFFER AT A PRICE NOT DEVIATING MORE
THAN 20%, FROM THE MARKET PRI CE OF THE SHARES,
ON OR BEFORE 31 OCT 2006; AUTHORIZE THE BOARD
OF MANAGING DI RECTORS TO SELL THE SHARES ON
THE STOCK EXCHANGE AND TO OFFER THEM THE SHARE
H OLDER FOR SUBSCRIPTION; THE BOARD SHALL BE
AUTHORIZED TO DISPOSE OF THE SHARES IN ANOTHER
MANNER IF THEY ARE SOLD AT A PRICE NOT MATERIALLY
BELOW THEIR MARK ET PRICE, TO USE THE SHARES
FOR ACQUISITION PROPOSES OR WITHIN THE SCOPE
OF TH E COMPANY STOCK OPTION AND LONG TERM INCENTIVE
PLANS AND TO RETIRE THE SHARES RETIRE THE SHARES
12. AUTHORIZE THE BOARD OF MANAGING DIRECTORS TO Management
USE CALL AND PUT OPTIONS FOR THE PURPOSE OF THE
ACQUISITION OF OWN SHARES AS PER ITEM 11 ENTITLED
TO VOTE ARE T HOSE SHAREHOLDERS WHOSE SHARES
ARE BLOCKED WITH US FROM 04 MAY 2005, UNTIL THE
CLOSE OF THE MEETING
* PLEASE NOTE THAT THE ENGLISH AGENDA HAS BEEN Non-Voting
CODED FIRST. THANK YOU.
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METRO AG, DUESSELDORF OGM Meeting Date: 05/18/2005
Issuer: D53968125 ISIN: DE0007257503 BLOCKING
SEDOL: 5041413, 5106129, 5106130, 7159217, B02NST1
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Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
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1. RECEIVE THE FINANCIAL STATEMENTS AND THE ANNUAL Management
REPORT FOR THE FY 2004 WITH TH E REPORT OF THE
SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS
AND THE GROU P ANNUAL REPORT, AS WELL AS THE
RESOLUTION ON THE APPROPRIATION OF THE DISTRIB
UTION PROFIT OF EUR 355,960,934.62 SHALL BE APPROPRIATED
AS FOLLOWS: PAYMENT O F A DIVIDEND OF EUR 1.02
PER ORDINARY SHARE AND EUR 1.122 PER PREFERRED
SHARE EUR 22,364,502.51 SHALL BE CARRIED FORWARD
EX-DIVIDEND AND THE PAYABLE DATE 19 MAY 2005
2. RATIFY THE ACTS OF THE BOARD OF MANAGING DIRECTORS Management
3. RATIFY THE ACTS OF THE SUPERVISORY BOARD Management
4. ELECT THE AUDITOR FOR THE FISCAL YEAR 2005; IN Management
LIGHT OF THE INCREASING INTERNA TIONAL EXPANSION
OF THE METRO GROUP, THE SUPERVISORY BOARD INTENDS
TO PROPOSE A CHANGE OF THE AUDITOR TO THE ANNUAL
GENERAL MEETING. IN PREPARATION FOR THI S CHANGE,
A JOINT AUDIT BY THE PROSPECTIVE AND THE CURRENT
AUDITOR SHALL BE CA RRIED OUT FOR THE FISCAL
YEAR 2005. THE SUPERVISORY BOARD THEREFORE PROPOSES
T O ELECT KPMG DEUTSCHE TREUHAND-GESELLSCHAFT
AKTIENGESELLSCHAFT WIRTSCHAFTSPRUF UNGSGESELLSCHAFT,
BERLIN AND FRANKFURT/MAIN, AND FASSELT & PARTNER
WIRTSCHAFTS PRUFUNGSGESELLSCHAFT, DUISBURG, JOINTLY
AS AUDITORS FOR THE FISCAL YEAR 2005, WITH THE
REQUIREMENT TO JOINTLY AUDIT AND TO JOINTLY ISSUE
AUDIT CERTIFICATES, ALTHOUGH EACH AUDITOR MAY
CARRY OUT SOLE AUDITS AND ISSUE SOLE AUDIT CERTIFIC
ATES IN CASE THE OTHER AUDITOR SHOULD DROP OUT
FOR A REASON FOR WHICH THE COM PANY IS NOT RESPONSIBLE.
5. ELECT THE SUPERVISORY BOARD Management
6. AUTHORIZE THE COMPANY TO ACQUIRE OWN SHARES OF Management
UP TO 10% OF ITS SHARE CAPITAL, AT A PRICE DIFFERING
NEITHER MORE THAN 5% ; FROM THE MARKET PRICE
OF THE SHAR ES IF THEY ARE ACQUIRED THROUGH THE
STOCK EXCHANGE, NOR MORE THAN 20%; IF THEY ARE
ACQUIRED BY WAY OF A REPURCHASE OFFER, ON OR
BEFORE 18 NOV 2006; AUTHORIZ E THE BOARD OF MANAGING
DIRECTORS TO FLOAT THE SHARES ON THE FOREIGN
STOCK EXC HANGE, TO USE THE SHARES IN CONNECTION
WITH THE MERGERS AND ACQUISITIONS, TO D ISPOSE
OF THE SHARES IN A MANNER OTHER THAN THE STOCK
EXCHANGE OR AN OFFER TO ALL SHARE HOLDERS IF
THE SHARES ARE SOLD AT A PRICE NOT MATERIALLY
BELOW THE M ARKET PRICE OF THE IDENTICAL SHARES,
TO USE THE SHARES FOR THE FULFILLMENT OF OPTION
OR CONVENED RIGHTS, AND WITHIN THE SCOPE OF THE
COMPANY EXECUTION STOCK OPTION PLAN
7. AMEND THE ARTICLES OF ASSOCIATION IN CONNECTION Management
WITH THE NEW GERMAN LAW ON COR PORATE INTEGRITY
AND THE MODERNIZATION ON THE RIGHT TO SET ASIDE
RESOLUTIONS O F SHAREHOLDERS MEETINGS AS FOLLOWS:
SECTION 15(2), SHAREHOLDERS MEETING BEING PUBLISHED
IN THE ELECTRONIC FEDERAL GAZETTE NO LATER THAN
30 DAYS PRIOR TO TH E DAY BY WHICH SHAREHOLDERS
ARE REQUIRED TO REGISTER TO ATTEND THE SHAREHOLDER
S MEETING, SECTION 16(1)1 AND 16(2) SHAREHOLDERS
INTENDING TO ATTEND THE SHARE HOLDERS MEETING
BEING OBLIGED TO REGISTER 7 DAY PRIOR TO THE
SHAREHOLDERS ME ETING AND TO PROVIDE A PROOF
IN GERMAN OR ENGLISH OF THEIR ENTITLEMENT TO
AT TEND THE SHAREHOLDERS MEETING OR TO EXERCISE
THEIR VOTING RIGHTS SECTION 16(1 )2 AND 16(1)3
DELETION SECTION 17(3) THE CHAIRMAN OF THE SHAREHOLDERS
MEETING MUST BEING AUTHORIZE TO LIMIT THE TIME
FOR QUESTION AND ANSWER AT SHAREHOLDERS MEETING
ENTITLED TO VOTE ARE THOSE SHAREHOLDERS WHOSE
SHARES ARE BLOCKED WIT H US FROM 10 MAY 2005,
UNTIL THE CLOSING OF THE MEETING
* COUNTER PROPOSALS HAVE BEEN RECEIVED FOR THIS Non-Voting
MEETING. A LINK TO THE COUNTER P ROPOSAL INFORMATION
IS AVAILABLE IN THE MATERIAL URL SECTION OF THE
APPLICATIO N. IF YOU WISH TO ACT ON THESE ITEMS,
YOU WILL NEED TO REQUEST A MEETING ATTEN D AND
VOTE YOUR SHARES AT THE COMPANYS MEETING.
* PLEASE NOTE THAT THIS IS AN AGM. THANK YOU Non-Voting
* Non-Voting
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HYPO REAL ESTATE HOLDING AG, MUENCHEN OGM Meeting Date: 05/20/2005
Issuer: D3449E108 ISIN: DE0008027707 BLOCKING
SEDOL: 7681248, 7696866
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Vote Group: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
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1. RECEIVE THE FINANCIAL STATEMENTS AND THE ANNUAL Management
REPORT FOR THE FY 2004 WITH TH E REPORT OF THE
SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS
AND GROUP AN NUAL REPORT
2. APPROVE THE APPROPRIATION OF THE DISTRIBUTABLE Management
PROFIT OF EUR 54,435,322.58 AS FOLLOWS: PAYMENT
OF DIVIDENDS ARREARS OF EUR 232,857.60 FOR THE
PREFERRED SHAR ES FOR THE 2002 FY; PAYMENT OF
DIVIDENDS ARREARS OF EUR 232,857.60 FOR THE PR
EFERRED SHARES FOR THE 2003 FY; PAYMENT OF ADVANCE
DIVIDENDS OF EUR 232,857.60 FOR THE PREFERRED
SHARES FOR THE 2004 FY; PAYMENT OF A DIVIDEND
OF EUR 0.35 P ER PREFERRED SHARE PAYMENT OF A
DIVIDEND OF EUR 0.35 PER ORDINARY SHARE EUR 6,
811,488.53 SHALL BE CARRIED FORWARD EX-DIVIDEND
AND PAY ABLE DATE: 23 MAY 2005
3. RATIFY THE ACTS OF THE BOARD OF MANAGING DIRECTORS Management
4. RATIFY THE ACTS OF THE SUPERVISORY BOARD Management
5. AUTHORIZE THE COMPANY TO ACQUIRE OWN SHARES THE Management
COMPANY OF UP TO 10% OF THE SH ARE CAPITAL, AT
PRICES DEVIATING NEITHER MORE THAN 10% FROM THE
MARKET PRICE O F THE SHARES IF THE SHARES ARE
ACQUIRED THROUGH THE STOCK EXCHANGE, NOR MORE
T HAN 20%; IF THE SHARES ARE ACQUIRED BY WAY
OF A REPURCHASE OFFER, ON OR BEFORE 20 NOV 2006;
TO DISPOSE OF THE SHARES IN A MANNER OTHER THAN
THE STOCK EX-CHA NGE OR A RIGHTS OFFERING IF
THE SHARES ARE SOLD AT A PRICE NOT MATERIALLY
BELO W THEIR MARKET PRICE, TO USE THE SHARES
FOR ACQUISITION PURPOSES OR FOR THE FU LFILLMENT
OF OPTION AND CONVERTIBLE RIGHTS AND TO RETIRE
THE SHARES
6. APPROVE TO CONVERT PREFERENCE SHARES INTO ORDINARY Management
SHARES THROUGH THE REVOCATI ON OF THE PREFERENCE
RIGHT; THE 3,638,400 NON-VOTING PREFERENCE SHARES
OF THE COMPANY, HELD BY THE BAYERISCHE LAND ESSTIFTUNG,
SHALL BE CONVERTED INTO THE S AME NUMBER OF VOTING
ORDINARY SHARES AGAINST PAYMENT OF A CONVERSION
PREMIUM O F EUR 2.50 PER PREFERRED SHARE; THE
CONVERSION PREMIUM IS TO BE PAID BY THE BA YERISCHE
LAND ESSTIFTUNG; AND AMEND THE ARTICLES OF ASSOCIATION
7. APPROVE THE SEPARATE RESOLUTION OF THE ORDINARY Management
SHAREHOLDERS ON THE CONVERSION OF NON-VOTING
PREFERRED SHARES INTO VOTING ORDINARY SHARES
AS PER ITEM 6
8. AMEND THE ARTICLES OF ASSOCIATION IN RESPECT Management
OF THE OBJECT OF THE COMPANY BEIN G ADJUSTED
TO CORRESPOND TO THE NEW PROVISIONS OF THE GERMAN
PFANDBRIEF ACT
9. AMEND THE ARTICLES OF ASSOCIATION IN CONNECTION Management
WITH THE NEW LAW ON CORPORATE INTEGRITY AND MODERNIZATION
OF THE RIGHT TO SET ASIDE RESOLUTIONS OF SHAREHOLD
ERS MEETINGS: SECTION 13(2), SECTION 14, SECTION
16(2)
10. APPOINT KPMG DEUTSCHE TREUHAND-GESELLSCHAFT AG, Management
BERLIN AND FRANKFURT AS THE AU DITORS FOR THE
2005 FY
* COUNTER PROPOSALS HAVE BEEN RECEIVED FOR THIS Non-Voting
MEETING. A LINK TO THE COUNTER P ROPOSAL INFORMATION
IS AVAILABLE IN THE MATERIAL URL SECTION OF THE
APPLICATIO N. IF YOU WISH TO ACT ON THESE ITEMS,
YOU WILL NEED TO REQUEST A MEETING ATTEN D AND
VOTE YOUR SHARES AT THE COMPANYS MEETING.
Vote Summary Report (Long)
07/01/04 to 06/30/05
Prudential Plc
(frm.Prudential Corporation
Plc ) Shares Voted 9 Security G72899100
Meeting Date 5/5/2005 Meeting Type AGM
Ballot Issues Proponent Mgmt Vote
Rec Cast
1 Accept Financial Statements and Statutory Reports Mgmt For For
2 Approve Remuneration Report Mgmt For For
3 Re-elect Clark Manning as Director Mgmt For For
4 Re-elect Roberto Mendoza as Director Mgmt For For
5 Re-elect Mark Wood as Director Mgmt For For
6 Elect James Ross as Director Mgmt For For
7 Elect Michael Garett as Director Mgmt For For
8 Elect Keki Dadiseth as Director Mgmt For For
Reappoint KPMG Audit Plc as Auditors and Authorise the
9 Board to Determine Their Remuneration Mgmt For For
Approve Final Dividend of 10.65 Pence Per Ordinary
10 Share Mgmt For For
Authorise Issue of Equity or Equity-Linked Securities
with Pre-emptive Rights up to Aggregate Nominal Amount
11 of GBP 31,220,000 Mgmt For For
Authorise Issue of Equity or Equity-Linked Securities
without Pre-emptive Rights up to Aggregate Nominal
12 Amount of GBP 5,900,000 Mgmt For For
Authorise 237,000,000 Ordinary Shares for Market
13 Purchase Mgmt For For
Amend Articles of Association Re: Adoption of
14 International Accounting Standards; Treasury Shares Mgmt For For
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Scudder Target Fund
By (Signature and Title)* /s/Julian Sluyters
-----------------------------------------------
Julian Sluyters, Chief Executive Officer
Date 8/15/05
---------
* Print the name and title of each signing officer under his or her signature.