SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 6, 2010
AXA FINANCIAL, INC.
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(Exact name of Registrant as specified in its charter)
Delaware 1-11166 13-3623351
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(State or other jurisdiction of (Commission File Number) (I.R.S. Employer
incorporation or organization) Identification No.)
1290 Avenue of the Americas
New York, New York 10104
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(Address of principal executive offices) (Zip Code)
(212) 554-1234
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(Registrant's telephone number, including area code)
None
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(Former name or address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
/ / Written communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)
/ / Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
/ / Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
/ / Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
ITEM 2.02 RESULTS OF OPERATIONS AND FINANCIAL CONDITION.
On May 6, 2010, AXA, the Registrant's parent company, issued a press release
announcing its consolidated revenues for the three months ended March 31, 2010,
prepared in accordance with International Financial Reporting Standards
("IFRS"). Set forth in Exhibit 99.1 is the AXA press release. Included within
AXA's revenues for the three months ended March 31, 2010 set forth in the AXA
press release is the contribution of the Registrant and its consolidated
subsidiaries, presented in accordance with IFRS. The AXA press release includes
"AXA Group IFRS Revenues" for United States Life & Savings operations, which is
a reference to the Registrant's Financial Advisory/Insurance segment. "AXA Group
IFRS Revenues" is not a measure calculated and presented in accordance with
generally accepted accounting principles in the United States ("U.S. GAAP"). Set
forth in Exhibit 99.2 is a reconciliation of AXA's United States Life & Savings
operation's contribution to AXA Group IFRS Revenues for the three months ended
March 31, 2010 and 2009 prepared in accordance with IFRS with the consolidated
premiums of the Registrant prepared in accordance with U.S. GAAP for the same
periods.
In accordance with General Instruction B.2 of Form 8-K, the information in this
Current Report on Form 8-K, including Exhibits 99.1 and 99.2, shall not be
deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act
of 1934, as amended (the "Exchange Act"), or otherwise subject to the liability
of that section, and shall not be incorporated by reference into any
registration statement or other document filed under the Securities Act of 1933,
as amended, or the Exchange Act, except as shall be expressly set forth by
specific reference in such filing.
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS.
EXHIBIT
NUMBER EXHIBIT DESCRIPTION
99.1 Press Release, dated May 6, 2010, of AXA.
99.2 Reconciliation of AXA U.S. Life and Savings Contribution to AXA Group
IFRS Revenues with Consolidated AXA Financial, Inc. Premiums under
U.S. GAAP.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934,
the Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
AXA FINANCIAL, INC.
Date: May 7, 2010 By: /s/ Alvin H. Fenichel
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Name: Alvin H. Fenichel
Title: Senior Vice President and
Chief Accounting Officer
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