UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 (Mark One) [ X ] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 1997 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from . . . . to . . . . Commission File Number 1-6033 UAL CORPORATION --------------- (Exact name of registrant as specified in its charter) Delaware 36-2675207 -------- ---------- (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 1200 East Algonquin Road, Elk Grove Township, Illinois 60007 Mailing Address: P. O. Box 66919, Chicago, Illinois 60666 ------------------------------------------------------------ (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (847) 700-4000 - ------------------------------------------------------------------- Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes X No ----- ----- Indicate the number of shares outstanding of each of the issuer's classes of common stock, as of the latest practicable date. Outstanding at Class January 31, 1998 ----- ---------------- Common Stock ($0.01 par value) 57,371,548 Part II. Other Information --------------------------- Item 6. Exhibits and Reports on Form 8-K. - ------ -------------------------------- (a) Exhibits A list of exhibits included as part of this Form 10-Q is set forth in an Exhibit Index which immediately precedes such exhibits. (b) Form 8-K dated July 21, 1997 to report a cautionary statement for purposes of the "Safe Harbor for Forward- Looking Statements" provision of the Private Securities Litigation Reform Act of 1995. Form 8-K dated September 18, 1997 to report a press release in which United Air Lines, Inc., the principal subsidiary of registrant, announced changes to travel agent commission structure. Form 8-K dated October 28, 1997 to report a cautionary statement for purposes of the "Safe Harbor for Forward- Looking Statements" provision of the Private Securities Litigation Reform Act of 1995. SIGNATURES - ---------- Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this amended report to be signed on its behalf by the undersigned thereunto duly authorized. UAL CORPORATION By: /s/ Francesca M. Maher ---------------------- Francesca M. Maher Vice President - General Counsel and Secretary Dated: February 10, 1998 Exhibit Index ------------- Exhibit No. Description - ---------- ----------- * 10.1 UAL Corporation 1995 Directors Plan, as amended June 26, 1997. 10.2 UAL Corporation Incentive Compensation Plan, as amended September 30, 1994. * 10.3 Sixth Amendment to UAL Corporation Employee Stock Ownership Plan, as amended August 11, 1997. * 10.4 Sixth Amendment to UAL Corporation Supplemental ESOP, as amended August 11, 1997. * 10.5 Employment Agreement between UAL Corporation, United Air Lines, Inc. and Joseph R. O'Gorman. * 11 Calculation of Fully Diluted Net Earnings Per Share. * 12.1 Computation of Ratio of Earnings to Fixed Charges. * 12.2 Computation of Ratio of Earnings to Fixed Charges and Preferred Stock Dividend Requirements. * 27 Financial Data Schedule. __________________________ * Previously Filed.