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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 10-K/A-1
(Mark One)
ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
[X] SECURITIES EXCHANGE ACT OF 1934 (FEE REQUIRED)
For the fiscal year ended December 31, 1993
OR
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
[ ] SECURITIES EXCHANGE ACT OF 1934 (NO FEE REQUIRED)
For the transition period from _________ to _________
Commission file number 1-6075
UNION PACIFIC CORPORATION
(Exact name of registrant as specified in its charter)
Utah 13-2626465
(State or other jurisdiction (I.R.S. Employer
of incorporation or organization) Identification No.)
Martin Tower, Eighth and Eaton Avenues 18018
Bethlehem, Pennsylvania (Zip Code)
(Address of principal executive offices)
Registrant's telephone number, including area code (610) 861-3200
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Securities registered pursuant to Section 12(b) of the Act:
Name of each exchange on
Title of each class which registered
Common Stock (Par Value $2.50 per share) New York Stock Exchange, Inc.
4 3/4% Convertible Debentures Due 1999 New York Stock Exchange, Inc.
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Indicate by check mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months, and (2) has been subject to such filing
requirements for the past 90 days.
Yes X No
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Indicate by check mark if disclosure of delinquent filers pursuant to
Item 405 of Regulation S-K is not contained herein, and will not be
contained, to the best of registrant's knowledge, in definitive proxy or
information statements incorporated by reference in Part III of this Form 10-K
or any amendment to this Form 10-K. [ X ].
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As of March 3, 1994, the aggregate market value of the registrant's
Common Stock held by non-affiliates (using the New York Stock Exchange
closing price) was approximately $12,213,500,846.
The number of shares outstanding of the registrant's Common Stock as of
March 3, 1994 was 205,086,336.
Portions of the following documents are incorporated by reference into
this Report: (1) registrant's Annual Report to Stockholders for the year ended
December 31, 1993 (Parts I and II); and (2) registrant's definitive Proxy
Statement for the annual meeting of stockholders to be held on May 11, 1994
(Part III).
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The undersigned Registrant hereby amends its Annual Report on Form 10-K for
the fiscal year ended December 31, 1993 to include the following exhibits:
Item 14. Exhibits, Financial Statement Schedules and Reports on Form 8-K.
(a) (3) Exhibits
Exhibit Number Exhibit
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(23) Independent Auditors' Consents
(99)(a) Financial Statements for the Fiscal Year ended
December 31, 1993 required by Form 11-K for the Union
Pacific Corporation Thrift Plan.
(99)(b) Financial Statements for the Fiscal Year ended December
31, 1993 required by Form 11-K for the USPCI, Inc.
Savings Plan.
(99)(c) Financial Statements for the Fiscal Year ended December
31, 1993 required by Form 11-K for the Union Pacific
Fruit Express Company Agreement Employee 401(k)
Retirement Thrift Plan.
(99)(d) Financial Statements for the Fiscal Year ended December
31, 1993 required by Form 11-K for the Skyway
Retirement Savings Plan.
(99)(e) Financial Statements for the Fiscal Year ended December
31, 1993 required by Form 11-K for the Union Pacific
Agreement Employee 401(k) Retirement Thrift Plan.
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SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange
Act of 1934, the Registrant has duly caused this Amendment to be signed on its
behalf by the undersigned, thereunto duly authorized, on this 28th day of June
1994.
UNION PACIFIC CORPORATION
By/s/ L. White Matthews, III
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(L. White Matthews, III,
Executive Vice President - Finance and
Principal Financial Officer)
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EXHIBIT INDEX
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Exhibit Number Exhibit
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(23) Independent Auditors' Consents
(99)(a) Financial Statements for the Fiscal Year ended December 31,
1993 required by Form 11-K for the Union Pacific Corporation
Thrift Plan.
(99)(b) Financial Statements for the Fiscal Year ended December 31,
1993 required by Form 11-K for the USPCI, Inc. Savings Plan.
(99)(c) Financial Statements for the Fiscal Year ended December 31,
1993 required by Form 11-K for the Union Pacific Fruit
Express Company Agreement Employee 401(k) Retirement Thrift
Plan.
(99)(d) Financial Statements for the Fiscal Year ended December 31,
1993 required by Form 11-K for the Skyway Retirement Savings
Plan.
(99)(e) Financial Statements for the Fiscal Year ended December 31,
1993 required by Form 11-K for the Union Pacific Agreement
Employee 401(k) Retirement Thrift Plan.