HYNES & HOWES INSURANCE COUNSELORS, INC. Notes to Financial Statements September 30, 1998 and 1997 Note 5. Capital Stock Hynes & Howes Insurance Counselors, Inc. is authorized to issue 100,000,000 shares of no par value common stock. Shares outstanding at September 30, 1998 and 1997 were 11,222,699 shares. Number of Shares September 30, 1998 1997 Number of shares issued 11,260,675 11,260,675 Less Treasury Stock 37,976 37,976 Balance outstanding at end of year 11,222,699 11,222,699 Note 6. Paid-In-Capital During the year ended September 30, 1973, a stockholder purchased shares of stock in the Company and later gave the Company a check for $100, stating that he wanted it to be put into Paid-in-Capital. He received no shares of stock for the $100. Note 7. Earnings Per Share Earnings per share were computed by dividing the net income (loss) by the weighted average number of shares outstanding during the respective years. The average number of shares outstanding for each of the three years ended September 30, 1998 were 11,222,699. This is the number of shares used in computing the earnings per share. Note 8. Stock Held in Escrow At September 30, 1998 and 1997 there were 3,546,000 shares of the Company's common stock held in trust. Those shares were owned by the Frank B. Howes Trust and by directors or former directors of the Company. The Trust agreement was required by the Commissioner of Insurance of the State of Iowa in order to gain approval of the Company's stock issue of April, 1971. Under terms of this agreement these shares were to be released after a period of five years or when the Company attains certain profitable goals for three consecutive years and upon written approval from the Commissioner of Insurance of the State of Iowa. It is also required that should the Company dissolve during this period that the pro-rated distribution of assets to stockholders would be done on a basis which would pay these shareholders less per share than would be distributable to the shareholders of the new issue. The Company's earnings to date have not been sufficient to qualify for the release of these shares held in escrow. The condition requiring that these shares be held in escrow for five years has been fulfilled, however, the Commissioner of Insurance of the State of Iowa has not granted the written approval for the release of these shares at this time. The shares will continue to be held in escrow until written approval for their release is granted by the Commissioner.