As Filed with the Securities and Exchange Commission on November 13, 2006
Registration No. 333-111617
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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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POST-EFFECTIVE AMENDMENT NO. 1
TO
FORM S-8
REGISTRATION STATEMENT
UNDER THE SECURITIES ACT OF 1933
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TRI CITY BANKSHARES CORPORATION
(Exact name of registrant as specified in its charter)
Wisconsin 39-1158740
(State or other jurisdiction of
incorporation or organization) (IRS Employer Identification No.)
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6400 South 27th Street, Oak Creek, Wisconsin 53154
(Address, including zip code, and telephone number,
including area code, of registrant's principal executive offices)
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Henry Karbiner, Jr.
President
Tri City Bankshares Corporation
6400 South 27th Street
Oak Creek, Wisconsin 53154
(414) 761-1610
(Name and address, including zip code, and telephone number,
including area code, of agent for service)
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With Copies To:
Andrew J. Guzikowski, Esq.
Whyte Hirschboeck Dudek S.C.
555 East Wells Street
Suite 1900
Milwaukee, WI 53202
On October 11, 2006 the Board of Directors of the Registrant terminated the
company's 2003 Stock Purchase Plan (the "Stock Purchase Plan"). A total of
28,000 shares covered by this Registration Statement have been issued by the
Registrant in connection under the Stock Purchase Plan. Accordingly, the
Registrant is filing this Post-Effective Amendment No. 1 to this Registration
Statement pursuant to the undertaking set forth in Item 9(a)(3) of the
Registration Statement, as required by Item 512(a) of Regulation S-K, and hereby
de-registers all of the remaining 97,000 shares of common stock registered
pursuant to this Registration Statement which were not issued by the Registrant
in connection with the Stock Purchase plan.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, the
Registrant certifies that it has reasonable grounds to believe that it meets all
the requirements for filing on Form S-4 and has duly caused this registration
statement to be signed on its behalf by the undersigned, thereunto duly
authorized, in Oak Creek, Wisconsin on this 9 day of November, 2006.
TRI CITY BANKSHARES CORPORATION, Registrant
/s/Henry Karbiner, Jr.
By: ____________________________________
Henry Karbiner, Jr.
Chairman of the Board, President,
Chief Executive Officer and Treasurer
Pursuant to the requirements of the Securities Act of 1933, as amended,
this Registration Statement has been signed below by the following persons in
the capacities and on the dates indicated.
Name: Title:
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PRINCIPAL EXECUTIVE OFFICER:
/s/Henry Karbiner, Jr.
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Henry J. Karbiner, Jr. President, Chief Executive Officer, Treasurer
and Chairman of the Board
CHIEF FINANCIAL AND ACCOUNTING OFFICER:
/s/Thomas W. Vierthaler
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Thomas W. Vierthaler Vice President and Controller
Directors:
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Henry J. Karbiner, Jr. Director(Chairman of the Board)
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Ronald K. Puetz* Executive Vice President and Director
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Scott A. Wilson* Senior Vice President, Secretary and Director
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Robert W. Orth* Senior Vice President and Director
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Scott D. Gerardin* Senior Vice President, General Counsel,
Assistant Secretary and Director
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William N. Beres* Director
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Sanford Fedderly* Director
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William Gravitter* Director
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Christ Krantz* Director
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Brian T. McGarry Director
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Agatha T. Ulrich* Director
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David A. Ulrich, Jr.* Director
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William J. Werry* Director
* Henry Karbiner, Jr., by signing his name hereto does sign this document on
behalf of the persons indicated above as of this 9 day of November, 2006,
pursuant to the powers of attorney duly executed by such persons as part of the
original signature pages to this Registration Statement filed on December 30,
2003.
/s/Henry Karbiner, Jr.
By: ___________________________________
Henry Karbiner, Jr.
Attorney-in-Fact