<ARTICLE> BD <PERIOD-TYPE> 12-MOS <FISCAL-YEAR-END> SEP-30-1998 <PERIOD-END> SEP-30-1998 <CASH> 14130 <RECEIVABLES> 638095 <SECURITIES-RESALE> 0 <SECURITIES-BORROWED> 270638 <INSTRUMENTS-OWNED> 272244 <PP&E> 13377 <TOTAL-ASSETS> 1233271 <SHORT-TERM> 134762 <PAYABLES> 210848 <REPOS-SOLD> 0 <SECURITIES-LOANED> 216275 <INSTRUMENTS-SOLD> 149189 <LONG-TERM> 41308 <COMMON> 109 <PREFERRED-MANDATORY> 0 <PREFERRED> 0 <OTHER-SE> 123558 <TOTAL-LIABILITY-AND-EQUITY> 1233271 <TRADING-REVENUE> 44776 <INTEREST-DIVIDENDS> 72739 <COMMISSIONS> 129825 <INVESTMENT-BANKING-REVENUES> 37606 <FEE-REVENUE> 33491 <INTEREST-EXPENSE> 40498 <COMPENSATION> 182705 <INCOME-PRETAX> 29429 <INCOME-PRE-EXTRAORDINARY> 0 <EXTRAORDINARY> 0 <CHANGES> 0 <NET-INCOME> 17952 <EPS-PRIMARY> 2.20 <EPS-DILUTED> 1.92