UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) 22 March 2007
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Microwave Filter Company, Inc.
(Exact Name of Registrant as Specified in Charter)
New York 0-10976 16-0928443
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(State or Other Jurisdiction (Commission File Number) (IRS Employer
of Incorporation) Identification No.)
6743 Kinne Street, East Syracuse, New York 13057
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(Address of Principal Executive Offices) (Zip Code)
(315) 438-4700
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Registrant's telephone number, including area code
not applicable
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(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of
the following provisions (See General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Item 3.01, Notice of Delisting or Failure to Satisfy a Continued Listing Rule
or Standard; Transfer of Listing;
Microwave Filter Company, Inc. (NASDAQ Symbol:MFCO) received a Nasdaq Staff
Determination on March 16, 2007 indicating that the Company fails to comply
with the minimum $2,500,000 stockholders' equity requirement for continued
listing set forth in Marketplace Rule 4310(c)(2)(B), and that its securities
are, therefore, subject to delisting from The Nasdaq Capital Market. The
Company has requested a hearing before a Nasdaq Listing Qualifications Panel
to review the Staff Determination. There can be no assurance the Panel will
grant the Company's request for continued listing.
On March 22, 2007, Microwave Filter Company issued a press release, attached
to this Current Report on Form 8-K as Exhibit 99.1, reporting that it received
the notice.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
99.1 Press Release dated March 22, 2007
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Microwave Filter Company, Inc.
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(Registrant)
Date: March 22, 2007 By: /s/ Richard L. Jones
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Richard L. Jones
Chief Financial Officer