<ARTICLE> BD <PERIOD-TYPE> 3-MOS <FISCAL-YEAR-END> SEP-29-2000 <PERIOD-END> DEC-31-1999 <CASH> 300,463,000 <RECEIVABLES> 1,878,564,000 <SECURITIES-RESALE> 1,363,785,000 <SECURITIES-BORROWED> 1,368,695,000 <INSTRUMENTS-OWNED> 587,246,000 <PP&E> 94,091,000 <TOTAL-ASSETS> 5,759,118,000 <SHORT-TERM> 51,675,000 <PAYABLES> 3,558,087,000 <REPOS-SOLD> 0 <SECURITIES-LOANED> 1,283,939,000 <INSTRUMENTS-SOLD> 71,232,000 <LONG-TERM> 94,026,000 <PREFERRED-MANDATORY> 0 <PREFERRED> 0 <COMMON> 490,000 <OTHER-SE> 560,008,000 <TOTAL-LIABILITY-AND-EQUITY> 5,759,118,000 <TRADING-REVENUE> 5,235,000 <INTEREST-DIVIDENDS> 75,904,000 <COMMISSIONS> 244,023,000 <INVESTMENT-BANKING-REVENUES> 16,158,000 <FEE-REVENUE> 35,562,000 <INTEREST-EXPENSE> 48,883,000 <COMPENSATION> 237,791,000 <INCOME-PRETAX> 43,227,000 <INCOME-PRE-EXTRAORDINARY> 43,227,000 <EXTRAORDINARY> 0 <CHANGES> 0 <NET-INCOME> 26,816,000 <EPS-BASIC> .57 <EPS-DILUTED> .56