<ARTICLE> BD <LEGEND> THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM THE CONSOLIDATED STATEMENT OF FINANCIAL CONDITION DATED MARCH 27, 1997 AND THE STATEMENT OF OPERATIONS FOR THE NINE MONTHS ENDED MARCH 27, 1997 AND IS QUALIFIED IN ITS ENTIRETY BY REFERENCE TO SUCH FINANCIAL STATEMENTS. </LEGEND> <MULTIPLIER> 1,000 <PERIOD-TYPE> 3-MOS <FISCAL-YEAR-END> DEC-31-1997 <PERIOD-START> JAN-01-1997 <PERIOD-END> MAR-27-1997 <CASH> 6,435 <RECEIVABLES> 270,639 <SECURITIES-RESALE> 0 <SECURITIES-BORROWED> 19,569 <INSTRUMENTS-OWNED> 27,464 <PP&E> 2,312 <TOTAL-ASSETS> 343,196 <SHORT-TERM> 166,375 <PAYABLES> 63,876 <REPOS-SOLD> 0 <SECURITIES-LOANED> 60,893 <INSTRUMENTS-SOLD> 3,536 <LONG-TERM> 10,000 <COMMON> 715 <PREFERRED-MANDATORY> 0 <PREFERRED> 0 <OTHER-SE> 38,801 <TOTAL-LIABILITY-AND-EQUITY> 343,196 <TRADING-REVENUE> 5,266 <INTEREST-DIVIDENDS> 4,045 <COMMISSIONS> 11,419 <INVESTMENT-BANKING-REVENUES> 7,696 <FEE-REVENUE> 633 <INTEREST-EXPENSE> 2,351 <COMPENSATION> 20,215 <INCOME-PRETAX> 2,752 <INCOME-PRE-EXTRAORDINARY> 2,752 <EXTRAORDINARY> 0 <CHANGES> 0 <NET-INCOME> 1,647 <EPS-PRIMARY> 0.34 <EPS-DILUTED> 0.28