UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-4019
USAA INVESTMENT TRUST
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(Exact name of registrant as specified in charter)
9800 Fredericksburg Road, San Antonio, Texas 78288
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(Address of principal executive offices) (Zip code)
Mark S. Howard
9800 Fredericksburg Road
San Antonio, Texas 78288
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(Name and address of agent for service)
Registrant's telephone number, including area code: (210) 498-0226
Date of fiscal year end: May 31
Date of reporting period: July 1, 2003 - June 30, 2004
Item 1. Proxy Voting Record.
Disclose the following information for each matter relating to a portfolio
security considered at any shareholder meeting held during the period covered by
the report and with respect to which the registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures
("CUSIP") number for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security
holder;
(g) Whether the registrant cast its vote on the matter;
(h) How the registrant cast its vote (e.g., for or against proposal,
or abstain; for or withhold regarding election of directors);
and
(i) Whether the registrant cast its vote for or against management.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
USAA INVESTMENT TRUST
By: /s/ Christopher W. Claus
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Christopher W. Claus
President
Date: August 27, 2004
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-04019
Reporting Period: 07/01/2003 - 06/30/2004
USAA Investment Trust
========================= USAA BALANCED STRATEGY FUND ==========================
3M CO
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward A. Brennan For Withhold Management
1.2 Elect Director Michael L. Eskew For For Management
1.3 Elect Director W. James McNerney, Jr. For Withhold Management
1.4 Elect Director Kevin W. Sharer For Withhold Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Separate Chairman and CEO Positions Against Against Shareholder
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ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne S. Austin For For Management
1.2 Elect Director H.Laurance Fuller For For Management
1.3 Elect Director Richard A. Gonzalez For For Management
1.4 Elect Director Jack M. Greenberg For For Management
1.5 Elect Director Jeffrey M. Leiden For For Management
1.6 Elect Director David A. Lord Owen For For Management
1.7 Elect Director Boone Powell Jr. For For Management
1.8 Elect Director Addison Barry Rand For For Management
1.9 Elect Director W.Ann Reynolds For For Management
1.10 Elect Director Roy S. Roberts For For Management
1.11 Elect Director William D. Smithburg For For Management
1.12 Elect Director John R. Walter For For Management
1.13 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Drug Pricing Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Prohibit Awards to Executives Against Against Shareholder
6 Report on Operational Imact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
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ACCENTURE LTD BERMUDA
Ticker: ACN Security ID: G1150G111
Meeting Date: FEB 5, 2004 Meeting Type: Annual
Record Date: DEC 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint Dennis F. Hightower, William L. For For Management
Kimsey, Robert I. Lipp, and Wulf von
Schimmelmann as Directors
2 Approve KPMG LLP as Independent Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Transact Other Business (Non-Voting) None None Management
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AGERE SYSTEMS INC
Ticker: AGR.A Security ID: 00845V209
Meeting Date: FEB 19, 2004 Meeting Type: Annual
Record Date: DEC 22, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Clemmer For For Management
1.2 Elect Director John T. Dickson For For Management
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ALBANY MOLECULAR RESEARCH, INC.
Ticker: AMRI Security ID: 012423109
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas E. D'Ambra For For Management
1.2 Elect Director Anthony P. Tartaglia For For Management
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ALCOA INC.
Ticker: AA Security ID: 013817101
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: FEB 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J.P. Belda For For Management
1.2 Elect Director Carlos Ghosn For For Management
1.3 Elect Director Henry B. Schacht For For Management
1.4 Elect Director Franklin A. Thomas For For Management
2 Approve Omnibus Stock Plan For For Management
3 Report on Pay Disparity Against Against Shareholder
4 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
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ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth E. Bailey For For Management
1.2 Elect Director Mathis Cabiallavetta For For Management
1.3 Elect Director Louis C. Camilleri For For Management
1.4 Elect Director J. Dudley Fishburn For For Management
1.5 Elect Director Robert E. R. Huntley For For Management
1.6 Elect Director Thomas W. Jones For For Management
1.7 Elect Director Lucio A. Noto For For Management
1.8 Elect Director John S. Reed For For Management
1.9 Elect Director Carlos Slim Helu For For Management
1.10 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 Report on Product Warnings for Pregnant Against Against Shareholder
Women
4 Report on Health Risks Associated with Against Against Shareholder
Cigarette Filters
5 Political Contributions/Activities Against Against Shareholder
6 Cease Use of Light and Ultra Light in Against Against Shareholder
Cigarette Marketing
7 Place Canadian Style Warnings on Against Against Shareholder
Cigarette Packaging
8 Separate Chairman and CEO Positions Against Against Shareholder
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AMBAC FINANCIAL GROUP, INC.
Ticker: ABK Security ID: 023139108
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phillip B. Lassiter For For Management
1.2 Elect Director Michael A. Callen For For Management
1.3 Elect Director Renso L. Caporali For For Management
1.4 Elect Director Jill M. Considine For For Management
1.5 Elect Director Richard Dulude For For Management
1.6 Elect Director Robert J. Genader For For Management
1.7 Elect Director W. Grant Gregory For For Management
1.8 Elect Director Laura S. Unger For For Management
1.9 Elect Director Henry D. G. Wallace For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Non-Employee Director Omnibus Stock For For Management
Plan
4 Ratify Auditors For For Management
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AMERICAN EXPRESS CO.
Ticker: AXP Security ID: 025816109
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director William G. Bowen For For Management
1.4 Elect Director Ursula M. Burns For For Management
1.5 Elect Director Kenneth I. Chenault For For Management
1.6 Elect Director Peter R. Dolan For For Management
1.7 Elect Director Vernon E. Jordan, Jr. For For Management
1.8 Elect Director Jan Leschly For For Management
1.9 Elect Director Richard A. McGinn For For Management
1.10 Elect Director Edward D. Miller For For Management
1.11 Elect Director Frank P. Popoff For For Management
1.12 Elect Director Robert D. Walter For For Management
2 Ratify Auditors For For Management
3 Establish Term Limits for Directors Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
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AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874107
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Bernard Aidinoff For For Management
1.2 Elect Director Pei-Yuan Chia For For Management
1.3 Elect Director Marshall A. Cohen For For Management
1.4 Elect Director Willaim S. Cohen For For Management
1.5 Elect Director Martin S. Feldstein For For Management
1.6 Elect Director Ellen V. Futter For For Management
1.7 Elect Director Maurice R. Greenberg For For Management
1.8 Elect Director Carla A. Hills For For Management
1.9 Elect Director Frank J. Hoenemeyer For For Management
1.10 Elect Director Richard C. Holbrooke For For Management
1.11 Elect Director Donald P. Kanak For For Management
1.12 Elect Director Howard I. Smith For For Management
1.13 Elect Director Martin J. Sullivan For For Management
1.14 Elect Director Edmund S.W. Tse For For Management
1.15 Elect Director Frank G. Zarb For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
4 Ratify Auditors For For Management
5 Report on Political Against Against Shareholder
Contributions/Activities
6 Divest from Tobacco Equities Against Against Shareholder
7 Link Executive Compensation to Predatory Against Against Shareholder
Lending
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AMERICAN POWER CONVERSION CORP.
Ticker: APCC Security ID: 029066107
Meeting Date: JUN 10, 2004 Meeting Type: Annual
Record Date: APR 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors For For Management
2.1 Elect Director Rodger B. Dowdell, Jr. For Withhold Management
2.2 Elect Director Emanuel E. Landsman For Withhold Management
2.3 Elect Director Neil E. Rasmussen For Withhold Management
2.4 Elect Director Ervin F. Lyon For Withhold Management
2.5 Elect Director James D. Gerson For For Management
2.6 Elect Director John G. Kassakian For For Management
2.7 Elect Director John F. Keane, Sr. For For Management
2.8 Elect Director Ellen B. Richstone For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
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ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: MAR 9, 2004 Meeting Type: Annual
Record Date: JAN 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerald G. Fishman For For Management
1.2 Elect Director F. Grant Saviers For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
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ANDREW CORP.
Ticker: ANDW Security ID: 034425108
Meeting Date: FEB 10, 2004 Meeting Type: Annual
Record Date: DEC 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John G. Bollinger, Ph.D. For For Management
1.2 Elect Director Philip Wm. Colburn For Withhold Management
1.3 Elect Director Thomas A. Donahoe For For Management
1.4 Elect Director Ralph E. Faison For For Management
1.5 Elect Director Jere D. Fluno For For Management
1.6 Elect Director William O. Hunt For For Management
1.7 Elect Director Charles R. Nicholas For For Management
1.8 Elect Director Robert G. Paul For For Management
1.9 Elect Director Gerald A. Poch For For Management
1.10 Elect Director Glen O. Toney, Ph.D. For For Management
1.11 Elect Director Dennis L. Whipple For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
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ANTHEM INC.
Ticker: ATH Security ID: 03674B104
Meeting Date: JUN 28, 2004 Meeting Type: Special
Record Date: MAY 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
2 Change Company Name For For Management
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ANTHEM INC.
Ticker: ATH Security ID: 03674B104
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor S. Liss For For Management
1.2 Elect Director James W. McDowell, Jr. For For Management
1.3 Elect Director George A. Schaefer, Jr. For For Management
1.4 Elect Director Jackie M. Ward For For Management
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APACHE CORP.
Ticker: APA Security ID: 037411105
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugene C. Fiedorek For For Management
1.2 Elect Director Patricia Albjerg Graham For For Management
1.3 Elect Director F. H. Merelli For Withhold Management
1.4 Elect Director Raymond Plank For For Management
2 Report on Greenhouse Gas Emissions Against For Shareholder
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APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 24, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael H. Armacost For For Management
1.2 Elect Director Deborah A. Coleman For For Management
1.3 Elect Director Herbert M. Dwight, Jr. For For Management
1.4 Elect Director Philip V. Gerdine For For Management
1.5 Elect Director Paul R. Low For For Management
1.6 Elect Director Dan Maydan For For Management
1.7 Elect Director Steven L. Miller For For Management
1.8 Elect Director James C. Morgan For For Management
1.9 Elect Director Gerhard H. Parker For For Management
1.10 Elect Director Michael R. Splinter For For Management
2 Amend Omnibus Stock Plan For For Management
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ARAMARK CORP
Ticker: RMK Security ID: 038521100
Meeting Date: FEB 3, 2004 Meeting Type: Annual
Record Date: DEC 10, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Neubauer For For Management
1.2 Elect Director Lawrence T. Babbio, Jr. For For Management
1.3 Elect Director William Leonard For For Management
1.4 Elect Director Karl M. von der Heyden For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
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ARTHUR J. GALLAGHER & CO.
Ticker: AJG Security ID: 363576109
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director T. Kimball Brooker For For Management
1.2 Elect Director Robert E. Gallagher For For Management
1.3 Elect Director David S. Johnson For For Management
2 Ratify Auditors For For Management
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AUTOMATIC DATA PROCESSING, INC.
Ticker: ADP Security ID: 053015103
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory D. Brenneman For For Management
1.2 Elect Director Leslie A. Brun For For Management
1.3 Elect Director Gary C. Butler For For Management
1.4 Elect Director Joseph A. Califano, Jr. For For Management
1.5 Elect Director Leon G. Cooperman For For Management
1.6 Elect Director Ann Dibble Jordan For For Management
1.7 Elect Director Harvey M. Krueger For For Management
1.8 Elect Director Frederic V. Malek For For Management
1.9 Elect Director Henry Taub For For Management
1.10 Elect Director Arthur F. Weinbach For For Management
1.11 Elect Director Josh S. Weston For For Management
2 Amend Stock Option Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Approve Outside Director Stock Awards in For For Management
Lieu of Cash
5 Ratify Auditors For For Management
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BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: MAR 17, 2004 Meeting Type: Special
Record Date: JAN 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Amend Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Adjourn Meeting For Against Management
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BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Barnet, III For For Management
1.2 Elect Director Charles W. Coker For For Management
1.3 Elect Director John T. Collins For For Management
1.4 Elect Director Gary L. Countryman For For Management
1.5 Elect Director Paul Fulton For For Management
1.6 Elect Director Charles K. Gifford For For Management
1.7 Elect Director Donald E. Guinn For For Management
1.8 Elect Director James H. Hance, Jr. For For Management
1.9 Elect Director Kenneth D. Lewis For For Management
1.10 Elect Director Walter E. Massey For For Management
1.11 Elect Director Thomas J. May For For Management
1.12 Elect Director C. Steven McMillan For For Management
1.13 Elect Director Eugene M. McQuade For For Management
1.14 Elect Director Patricia E. Mitchell For For Management
1.15 Elect Director Edward L. Romero For For Management
1.16 Elect Director Thomas M. Ryan For For Management
1.17 Elect Director O. Temple Sloan, Jr. For For Management
1.18 Elect Director Meredith R. Spangler For For Management
1.19 Elect Director Jackie M. Ward For For Management
2 Ratify Auditors For For Management
3 Change Date of Annual Meeting Against Against Shareholder
4 Adopt Nomination Procedures for the Board Against Against Shareholder
5 Charitable Contributions Against Against Shareholder
6 Establish Independent Committee to Review Against Against Shareholder
Mutual Fund Policy
7 Adopt Standards Regarding Privacy and Against Against Shareholder
Information Security
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BANK ONE CORP.
Ticker: ONE Security ID: 06423A103
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director John H. Bryan For For Management
2.2 Elect Director Stephen B. Burke For For Management
2.3 Elect Director James S. Crown For For Management
2.4 Elect Director James Dimon For For Management
2.5 Elect Director Maureen A. Fay For For Management
2.6 Elect Director Laban P. Jackson, Jr. For For Management
2.7 Elect Director John W. Kessler For For Management
2.8 Elect Director Robert I. Lipp For For Management
2.9 Elect Director Richard A. Manoogian For For Management
2.10 Elect Director David C. Novak For For Management
2.11 Elect Director John W. Rogers, Jr. For For Management
2.12 Elect Director Frederick P. Stratton, For For Management
Jr.
3 Ratify Auditors For For Management
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BIOVAIL CORPORATION (FORMERLY BIOVAIL CORP. INTERNATIONAL )
Ticker: BVF. Security ID: 09067J109
Meeting Date: JUN 25, 2004 Meeting Type: Annual/Special
Record Date: APR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Eugene N. Melnyk, Rolf K. For For Management
Reininghaus, Wilfred G. Bristow, Roger
Rowan, Paul W. Haddy, Laurence E. Paul,
Sheldon Plener and Michael Van Every as
Directors
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Stock Option Plan up to Ten For For Management
Million Common Shares
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BRINKER INTERNATIONAL, INC.
Ticker: EAT Security ID: 109641100
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald A. McDougall For For Management
1.2 Elect Director Douglas H. Brooks For For Management
1.3 Elect Director Dan W. Cook, III For For Management
1.4 Elect Director Robert M. Gates For For Management
1.5 Elect Director Marvin J. Girouard For Withhold Management
1.6 Elect Director Ronald Kirk For Withhold Management
1.7 Elect Director George R. Mrkonic For For Management
1.8 Elect Director Erle Nye For For Management
1.9 Elect Director James E. Oesterreicher For Withhold Management
1.10 Elect Director Cece Smith For Withhold Management
1.11 Elect Director Roger T. Staubach For For Management
2 Ratify Auditors For Against Management
3 Report on the Impact of Genetically Against Against Shareholder
Engineered Products
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BROCADE COMMUNICATIONS SYSTEMS
Ticker: BRCD Security ID: 111621108
Meeting Date: APR 7, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neal Dempsey For Withhold Management
1.2 Elect Director Larry W. Sonsini For For Management
2 Ratify Auditors For For Management
3 Amend Non-Employee Director Stock Option For Against Management
Plan
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CABOT MICROELECTRONICS CORP.
Ticker: CCMP Security ID: 12709P103
Meeting Date: MAR 9, 2004 Meeting Type: Annual
Record Date: JAN 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Juan Enriquez-Cabot For For Management
1.2 Elect Director H. Laurance Fuller For For Management
2 Elect Director William P. Noglows For For Management
3 Ratify Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
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CADENCE DESIGN SYSTEMS, INC.
Ticker: CDN Security ID: 127387108
Meeting Date: JUN 15, 2004 Meeting Type: Annual
Record Date: APR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Raymond Bingham For For Management
1.2 Elect Director Susan L. Bostrom For For Management
1.3 Elect Director Donald L. Lucas For For Management
1.4 Elect Director Sean M. Maloney For Withhold Management
1.5 Elect Director Alberto For For Management
Sangiovanni-Vincentelli
1.6 Elect Director George M. Scalise For For Management
1.7 Elect Director John B. Shoven For For Management
1.8 Elect Director Roger S. Siboni For For Management
1.9 Elect Director Lip-Bu Tan For For Management
2 Amend Stock Option Plan For Against Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
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CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 5, 2003 Meeting Type: Annual
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dave Bing For For Management
1.2 Elect Director John F. Finn For For Management
1.3 Elect Director John F. Havens For For Management
1.4 Elect Director David W. Raisbeck For For Management
1.5 Elect Director Robert D. Walter For For Management
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CAREMARK RX, INC.
Ticker: CMX Security ID: 141705103
Meeting Date: MAR 22, 2004 Meeting Type: Special
Record Date: FEB 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Approve Issuance of Stock in Connection For For Management
with Merger Agreement
3 Increase Authorized Preferred Stock For Against Management
4 Approve Omnibus Stock Plan For For Management
5 Allow Postponement or Adjournment of For Against Management
Special Meeting
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CAREMARK RX, INC.
Ticker: CMX Security ID: 141705103
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edwin M. Banks For For Management
1.2 Elect Director Colleen C. Welch, Ph.D. For For Management
1.3 Elect Director Roger L. Headrick For For Management
1.4 Elect Director Jean-Pierre Millon For For Management
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CDW CORP.
Ticker: CDWC Security ID: 12512N105
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michelle L. Collins For For Management
1.2 Elect Director Casey G. Cowell For For Management
1.3 Elect Director John A. Edwardson For For Management
1.4 Elect Director Daniel S. Goldin For For Management
1.5 Elect Director Donald P. Jacobs For For Management
1.6 Elect Director Michael P. Krasny For For Management
1.7 Elect Director Terry L. Lengfelder For For Management
1.8 Elect Director Susan D. Wellington For For Management
1.9 Elect Director Brian E. Williams For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
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CHECKFREE CORP.
Ticker: CKFR Security ID: 162813109
Meeting Date: OCT 29, 2003 Meeting Type: Annual
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Johnson For For Management
1.2 Elect Director Eugene F. Quinn For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Make Effort to Locate Women and Against For Shareholder
Minorities for Board Nomination
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CHESAPEAKE ENERGY CORP.
Ticker: CHK Security ID: 165167107
Meeting Date: JUN 4, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank A. Keating For For Management
1.2 Elect Director Tom L. Ward For For Management
1.3 Elect Director Frederick B. Whittemore For For Management
2 Increase Authorized Common Stock For For Management
3 Increase Authorized Preferred Stock For For Management
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CHEVRONTEXACO CORP.
Ticker: CVX Security ID: 166764100
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel H. Armacost For For Management
1.2 Elect Director Robert E. Denham For For Management
1.3 Elect Director Robert J. Eaton For For Management
1.4 Elect Director Sam Ginn For For Management
1.5 Elect Director Carla Anderson Hills For For Management
1.6 Elect Director Franklyn G. Jenifer For For Management
1.7 Elect Director J. Bennett Johnston For For Management
1.8 Elect Director Sam Nunn For For Management
1.9 Elect Director David J. O'Reilly For For Management
1.10 Elect Director Peter J. Robertson For For Management
1.11 Elect Director Charles R. Shoemate For For Management
1.12 Elect Director Carl Ware For For Management
2 Ratify Auditors For For Management
3 Adopt Shareholder Rights Plan (Poison For For Management
Pill) Policy
4 Amend Omnibus Stock Plan For For Management
5 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Require Affirmative Vote of a Majority of Against Against Shareholder
the Shares to Elect Directors
8 Report on Health and Environmental Against Against Shareholder
Initiatives in Ecuador
9 Report on Renewable Energy Against Against Shareholder
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CHICO'S FAS, INC.
Ticker: CHS Security ID: 168615102
Meeting Date: JUN 22, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Helene B. Gralnick For Withhold Management
1.2 Elect Director Verna K. Gibson For For Management
1.3 Elect Director Betsy S. Atkins For For Management
1.4 Elect Director Scott A. Edmonds For Withhold Management
2 Change Range for Size of the Board For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
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CHOICEPOINT INC.
Ticker: CPS Security ID: 170388102
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John B. Mccoy For For Management
1.2 Elect Director Thomas M. Coughlin For For Management
1.3 Elect Director Derek V. Smith For For Management
2 Approve Deferred Compensation Plan For For Management
3 Ratify Auditors For For Management
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CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Bartz For For Management
1.2 Elect Director Larry R. Carter For For Management
1.3 Elect Director John T. Chambers For For Management
1.4 Elect Director Dr. James F. Gibbons For For Management
1.5 Elect Director Dr. John L. Hennessy For For Management
1.6 Elect Director Roderick C. McGeary For For Management
1.7 Elect Director James C. Morgan For For Management
1.8 Elect Director John P. Morgridge For For Management
1.9 Elect Director Donald T. Valentine For For Management
1.10 Elect Director Steven M. West For For Management
1.11 Elect Director Jerry Yang For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
4 Report on Company Products Used by the Against Against Shareholder
Government to Monitor the Internet
5 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Alain J.P. Belda For For Management
1.3 Elect Director George David For For Management
1.4 Elect Director Kenneth T. Derr For For Management
1.5 Elect Director John M. Deutch For For Management
1.6 Elect Director Roberto Hernandez Ramirez For For Management
1.7 Elect Director Ann Dibble Jordan For For Management
1.8 Elect Director Dudley C. Mecum For For Management
1.9 Elect Director Richard D. Parsons For For Management
1.10 Elect Director Andrall E. Pearson For For Management
1.11 Elect Director Charles Prince For For Management
1.12 Elect Director Robert E. Rubin For For Management
1.13 Elect Director Franklin A. Thomas For For Management
1.14 Elect Director Sanford I. Weill For For Management
1.15 Elect Director Robert B. Willumstad For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Prohibit Awards to Executives Against Against Shareholder
6 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
COACH, INC.
Ticker: COH Security ID: 189754104
Meeting Date: NOV 5, 2003 Meeting Type: Annual
Record Date: SEP 17, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Ellis For For Management
1.2 Elect Director Lew Frankfort For For Management
1.3 Elect Director Sally Frame Kasaks For For Management
1.4 Elect Director Gary Loveman For For Management
1.5 Elect Director Irene Miller For For Management
1.6 Elect Director Keith Monda For For Management
1.7 Elect Director Michael Murphy For For Management
- --------------------------------------------------------------------------------
COCA-COLA ENTERPRISES INC.
Ticker: CCE Security ID: 191219104
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Alm For For Management
1.2 Elect Director J. Trevor Eyton For For Management
1.3 Elect Director Gary P. Fayard For For Management
1.4 Elect Director L. Phillip Humann For For Management
1.5 Elect Director Paula G. Rosput For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Approve Omnibus Stock Plan For For Management
4 Amend Deferred Compensation Plan For For Management
5 Approve Employee Stock Purchase Plan For For Management
6 Approve Employee Stock Purchase Plan For For Management
7 Ratify Auditors For For Management
8 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
9 Report on Recycling Policy Against Against Shareholder
- --------------------------------------------------------------------------------
COGNEX CORP.
Ticker: CGNX Security ID: 192422103
Meeting Date: APR 22, 2004 Meeting Type: Special
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Shillman For For Management
1.2 Elect Director Anthony Sun For For Management
- --------------------------------------------------------------------------------
COLUMBIA SPORTSWEAR CO.
Ticker: COLM Security ID: 198516106
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gertrude Boyle For For Management
1.2 Elect Director Timothy P. Boyle For For Management
1.3 Elect Director Sarah A. Bany For For Management
1.4 Elect Director Murrey R. Albers For For Management
1.5 Elect Director Stephen E. Babson For For Management
1.6 Elect Director Edward S. George For For Management
1.7 Elect Director Walter T. Klenz For For Management
1.8 Elect Director John W. Stanton For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COMVERSE TECHNOLOGY, INC.
Ticker: CMVT Security ID: 205862402
Meeting Date: DEC 16, 2003 Meeting Type: Annual
Record Date: OCT 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kobi Alexander For For Management
1.2 Elect Director Raz Alon For For Management
1.3 Elect Director Itsik Danziger For For Management
1.4 Elect Director John H. Friedman For For Management
1.5 Elect Director Ron Hiram For For Management
1.6 Elect Director Sam Oolie For For Management
1.7 Elect Director William F. Sorin For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COOPER COMPANIES, INC., THE
Ticker: COO Security ID: 216648402
Meeting Date: MAR 23, 2004 Meeting Type: Annual
Record Date: FEB 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Thomas Bender For For Management
1.2 Elect Director Michael H. Kalkstein For For Management
1.3 Elect Director Moses Marx For For Management
1.4 Elect Director Donald Press For For Management
1.5 Elect Director Steven Rosenberg For For Management
1.6 Elect Director Allan E Rubenstein M.D. For For Management
1.7 Elect Director Robert S. Weiss For For Management
1.8 Elect Director Stanley Zinberg, M.D. For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
CORNING INC.
Ticker: GLW Security ID: 219350105
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeremy R. Knowles For For Management
1.2 Elect Director Eugene C. Sit For For Management
1.3 Elect Director William D. Smithburg For For Management
1.4 Elect Director Hansel E. Tookes II For For Management
1.5 Elect Director Wendell P. Weeks For For Management
2 Ratify Auditors For For Management
3 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
COUNTRYWIDE FINANCIAL CORP.
Ticker: CFC Security ID: 222372104
Meeting Date: JAN 9, 2004 Meeting Type: Special
Record Date: NOV 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
CSX CORP.
Ticker: CSX Security ID: 126408103
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.E. Bailey For For Management
1.2 Elect Director R.L. Burrus, Jr. For For Management
1.3 Elect Director E.J. Kelly, III For For Management
1.4 Elect Director R.D. Kunisch For For Management
1.5 Elect Director S.J. Morcott For For Management
1.6 Elect Director D.M. Ratcliffe For For Management
1.7 Elect Director C.E. Rice For For Management
1.8 Elect Director W.C. Richardson For For Management
1.9 Elect Director F.S. Royal, M.D. For For Management
1.10 Elect Director D.J. Shepard For For Management
1.11 Elect Director M.J. Ward For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Limit Awards to Executives Against For Shareholder
- --------------------------------------------------------------------------------
D.R. HORTON, INC.
Ticker: DHI Security ID: 23331A109
Meeting Date: JAN 29, 2004 Meeting Type: Annual
Record Date: DEC 4, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald R. Horton For For Management
1.2 Elect Director Bradley S. Anderson For For Management
1.3 Elect Director Michael R. Buchanan For For Management
1.4 Elect Director Richard I. Galland For For Management
1.5 Elect Director Francine I. Neff For For Management
1.6 Elect Director Donald J. Tomnitz For For Management
1.7 Elect Director Bill W. Wheat For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
DARDEN RESTAURANTS, INC.
Ticker: DRI Security ID: 237194105
Meeting Date: SEP 25, 2003 Meeting Type: Annual
Record Date: JUL 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard L. Berry For For Management
1.2 Elect Director Odie C. Donald For For Management
1.3 Elect Director David H. Hughes For For Management
1.4 Elect Director Joe R. Lee For For Management
1.5 Elect Director Senator Connie Mack, III For For Management
1.6 Elect Director Richard E. Rivera For For Management
1.7 Elect Director Michael D. Rose For For Management
1.8 Elect Director Maria A. Sastre For For Management
1.9 Elect Director Jack A. Smith For For Management
1.10 Elect Director Blaine Sweatt, III For For Management
1.11 Elect Director Rita P. Wilson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DELPHI CORP.
Ticker: DPH Security ID: 247126105
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Oscar de Paula Bernardes For Withhold Management
Neto
1.2 Elect Director Dr. Bernd Gottschalk For Withhold Management
1.3 Elect Director John D. Opie For Withhold Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For For Management
5 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
6 Declassify the Board of Directors Against For Shareholder
7 Amend Workplace Code of Conduct Against For Shareholder
- --------------------------------------------------------------------------------
DENDRITE INTERNATIONAL, INC.
Ticker: DRTE Security ID: 248239105
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Bailye For For Management
1.2 Elect Director John A. Fazio For For Management
1.3 Elect Director Bernard M. Goldsmith For Withhold Management
1.4 Elect Director Edward J. Kfoury For For Management
1.5 Elect Director Paul A. Margolis For For Management
1.6 Elect Director John H. Martinson For For Management
1.7 Elect Director Terence H. Osborne For For Management
1.8 Elect Director Patrick J. Zenner For For Management
- --------------------------------------------------------------------------------
DIAGNOSTIC PRODUCTS CORP.
Ticker: DP Security ID: 252450101
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sidney A. Aroesty For For Management
1.2 Elect Director Frederick Frank For For Management
1.3 Elect Director Kenneth A. Merchant For For Management
1.4 Elect Director Maxwell H. Salter For For Management
1.5 Elect Director Dr. James D. Watson For For Management
1.6 Elect Director Ira Ziering For For Management
1.7 Elect Director Michael Ziering For For Management
2 Approve Increase in Size of Board For For Management
- --------------------------------------------------------------------------------
DST SYSTEMS, INC.
Ticker: DST Security ID: 233326107
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Edward Allinson For Withhold Management
1.2 Elect Director Michael G. Fitt For For Management
2 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
E*TRADE GROUP, INC.
Ticker: ET Security ID: 269246104
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald D. Fisher For For Management
1.2 Elect Director George A. Hayter For For Management
1.3 Elect Director Donna L. Weaver For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
E.I. DU PONT DE NEMOURS & CO.
Ticker: DD Security ID: 263534109
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J. P. Belda For For Management
1.2 Elect Director Richard H. Brown For For Management
1.3 Elect Director Curtis J. Crawford For For Management
1.4 Elect Director John T. Dillon For For Management
1.5 Elect Director Louisa C. Duemling For For Management
1.6 Elect Director Charles O. Holliday, Jr. For For Management
1.7 Elect Director Deborah C. Hopkins For For Management
1.8 Elect Director Lois D. Juliber For For Management
1.9 Elect Director Masahisa Naitoh For For Management
1.10 Elect Director William K. Reilly For For Management
1.11 Elect Director H. Rodney Sharp, III For For Management
1.12 Elect Director Charles M. Vest For For Management
2 Ratify Auditors For For Management
3 Report on Executive Ties to Government Against Against Shareholder
4 Adopt and Report on a Code of Corporate Against Against Shareholder
Conduct
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION
Ticker: EW Security ID: 28176E108
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Ingram For Did Not Management
Vote
1.2 Elect Director Vernon R. Loucks Jr. For Did Not Management
Vote
2 Amend Non-Employee Director Omnibus Stock For Did Not Management
Plan Vote
3 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
EGL, INC.
Ticker: EAGL Security ID: 268484102
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Crane For For Management
1.2 Elect Director Frank J. Hevrdejs For For Management
1.3 Elect Director Paul William Hobby For For Management
1.4 Elect Director Michael K. Jhin For For Management
1.5 Elect Director Milton Carroll For For Management
1.6 Elect Director Neil E. Kelley For For Management
1.7 Elect Director Rebecca A. McDonald For For Management
1.8 Elect Director James C. Flagg For For Management
1.9 Elect Director Elijio V. Serrano For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ELI LILLY AND CO.
Ticker: LLY Security ID: 532457108
Meeting Date: APR 19, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven C. Beering For For Management
1.2 Elect Director Winfried Bischoff For For Management
1.3 Elect Director Franklyn G. Prendergast For For Management
1.4 Elect Director Kathi P. Seifert For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
5 Report on Drug Pricing Against Against Shareholder
- --------------------------------------------------------------------------------
ENSCO INTERNATIONAL, INC.
Ticker: ESV Security ID: 26874Q100
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Carmichael For Withhold Management
1.2 Elect Director Thomas L. Kelly II For Withhold Management
1.3 Elect Director Rita M. Rodriguez For For Management
- --------------------------------------------------------------------------------
EXELON CORP.
Ticker: EXC Security ID: 30161N101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas DeBenedictis For For Management
1.2 Elect Director G. Fred Dibona, Jr. For For Management
1.3 Elect Director Sue L. Gin For For Management
1.4 Elect Director Edgar D. Jannotta For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
EXXON MOBIL CORP.
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Boskin For For Management
1.2 Elect Director James R. Houghton For For Management
1.3 Elect Director William R. Howell For For Management
1.4 Elect Director Reatha Clark King For For Management
1.5 Elect Director Philip E. Lippincott For For Management
1.6 Elect Director Harry J. Longwell For For Management
1.7 Elect Director Henry A. McKinnell, Jr. For For Management
1.8 Elect Director Marilyn Carlson Nelson For For Management
1.9 Elect Director Lee R. Raymond For For Management
1.10 Elect Director Walter V. Shipley For For Management
1.11 Elect Director Rex W. Tillerson For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Restricted For For Management
Stock Plan
4 Affirm Political Nonpartisanship Against Against Shareholder
5 Report on Political Against Against Shareholder
Contributions/Activities
6 Report on Equatorial Guinea Against Against Shareholder
7 Separate Chairman and CEO Positions Against Against Shareholder
8 Prohibit Awards to Executives Against Against Shareholder
9 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
10 Amend EEO Statement to Include Reference Against For Shareholder
to Sexual Orientation
11 Report on Climate Change Research Against Against Shareholder
- --------------------------------------------------------------------------------
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC.
Ticker: FCS Security ID: 303726103
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kirk P. Pond For Did Not Management
Vote
1.2 Elect Director Joseph R. Martin For Did Not Management
Vote
1.3 Elect Director Charles P. Carinalli For Did Not Management
Vote
1.4 Elect Director Richard M. Cashin, Jr. For Did Not Management
Vote
1.5 Elect Director Charles M. Clough For Did Not Management
Vote
1.6 Elect Director Robert F. Friel For Did Not Management
Vote
1.7 Elect Director Thomas L. Magnanti For Did Not Management
Vote
1.8 Elect Director Bryan R. Roub For Did Not Management
Vote
1.9 Elect Director Paul C. Schorr IV For Did Not Management
Vote
1.10 Elect Director Ronald W. Shelly For Did Not Management
Vote
1.11 Elect Director William N. Stout For Did Not Management
Vote
2 Amend Omnibus Stock Plan For Did Not Management
Vote
3 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
FEDERATED DEPARTMENT STORES, INC.
Ticker: FD Security ID: 31410H101
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sara Levinson For Withhold Management
1.2 Elect Director Joseph Neubauer For Withhold Management
1.3 Elect Director Joseph A. Pichler For Withhold Management
1.4 Elect Director Karl M. von der Heyden For Withhold Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
FEDEX CORPORATION
Ticker: FDX Security ID: 31428X106
Meeting Date: SEP 29, 2003 Meeting Type: Annual
Record Date: AUG 4, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director August A. Busch IV For For Management
1.2 Elect Director John A. Edwardson For For Management
1.3 Elect Director George J. Mitchell For Withhold Management
1.4 Elect Director Joshua I. Smith For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
FIRST DATA CORP.
Ticker: FDC Security ID: 319963104
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry C. Duques For For Management
1.2 Elect Director Charles T. Fote For For Management
1.3 Elect Director Richard P. Kiphart For For Management
1.4 Elect Director Joan E. Spero For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GAP, INC., THE
Ticker: GPS Security ID: 364760108
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard Behar For For Management
1.2 Elect Director Adrian D.P. Bellamy For For Management
1.3 Elect Director Donald G. Fisher For For Management
1.4 Elect Director Doris F. Fisher For For Management
1.5 Elect Director Robert J. Fisher For For Management
1.6 Elect Director Glenda A. Hatchett For For Management
1.7 Elect Director Penelope L. Hughes For For Management
1.8 Elect Director Bob L. Martin For For Management
1.9 Elect Director Jorge P. Montoya For For Management
1.10 Elect Director Paul S. Pressler For For Management
1.11 Elect Director James M. Schneider For For Management
1.12 Elect Director Mayo A. Shattuck III For For Management
1.13 Elect Director Margaret C. Whitman For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
GENERAL DYNAMICS CORP.
Ticker: GD Security ID: 369550108
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas D. Chabraja For For Management
1.2 Elect Director James S. Crown For For Management
1.3 Elect Director Lester Crown For For Management
1.4 Elect Director William P. Fricks For For Management
1.5 Elect Director Charles H. Goodman For For Management
1.6 Elect Director Jay L. Johnson For For Management
1.7 Elect Director George A. Joulwan For For Management
1.8 Elect Director Paul G. Kaminski For For Management
1.9 Elect Director John M. Keane For For Management
1.10 Elect Director Lester L. Lyles For For Management
1.11 Elect Director Carl E. Mundy, Jr. For For Management
1.12 Elect Director Robert Walmsley For For Management
2 Approve Omnibus Stock Plan For For Management
3 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
4 Report on Foreign Military Sales Against Against Shareholder
- --------------------------------------------------------------------------------
GENERAL ELECTRIC CO.
Ticker: GE Security ID: 369604103
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James I. Cash, Jr. For For Management
1.2 Elect Director Dennis D. Dammerman For For Management
1.3 Elect Director Ann M. Fudge For For Management
1.4 Elect Director Claudio X. Gonzalez For Withhold Management
1.5 Elect Director Jeffrey R. Immelt For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Alan G. Lafley For For Management
1.8 Elect Director Kenneth G. Langone For For Management
1.9 Elect Director Ralph S. Larsen For For Management
1.10 Elect Director Rochelle B. Lazarus For For Management
1.11 Elect Director Sam Nunn For For Management
1.12 Elect Director Roger S. Penske For For Management
1.13 Elect Director Robert J. Swieringa For For Management
1.14 Elect Director Douglas A. Warner III For For Management
1.15 Elect Director Robert C. Wright For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Provide for Cumulative Voting Against Against Shareholder
5 Eliminate Animal Testing Against Against Shareholder
6 Report on Nuclear Fuel Storage Risks Against Against Shareholder
7 Report on PCB Clean-up Against Against Shareholder
8 Report on Foreign Outsourcing Against Against Shareholder
9 Prepare Sustainability Report Against Against Shareholder
10 Limit Composition of Management Against Against Shareholder
Development and Compensation Committee to
Independent Directors
11 Report on Pay Disparity Against Against Shareholder
12 Limit Awards to Executives Against Against Shareholder
13 Limit Board Service for Other Companies Against For Shareholder
14 Separate Chairman and CEO Positions Against Against Shareholder
15 Hire Advisor/Maximize Shareholder Value Against Against Shareholder
16 Adopt a Retention Ratio for Executives Against Against Shareholder
and Directors
17 Require 70% to 80% Independent Board Against Against Shareholder
18 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
GENERAL MILLS, INC.
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 22, 2003 Meeting Type: Annual
Record Date: JUL 24, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen R. Demeritt For For Management
1.2 Elect Director Livio D. DeSimone For For Management
1.3 Elect Director William T. Esrey For For Management
1.4 Elect Director Raymond V. Gilmartin For For Management
1.5 Elect Director Judith Richards Hope For For Management
1.6 Elect Director Robert L. Johnson For For Management
1.7 Elect Director John M. Keenan For For Management
1.8 Elect Director Heidi G. Miller For For Management
1.9 Elect Director Hilda Ochoa-Brillembourg For For Management
1.10 Elect Director Stephen W. Sanger For For Management
1.11 Elect Director A. Michael Spence For For Management
1.12 Elect Director Dorothy A. Terrell For For Management
1.13 Elect Director Raymond G. Viault For For Management
1.14 Elect Director Paul S. Walsh For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
GILLETTE CO., THE
Ticker: G Security ID: 375766102
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward F. DeGraan For Did Not Management
Vote
1.2 Elect Director Wilbur H. Gantz For Did Not Management
Vote
1.3 Elect Director James M. Kilts For Did Not Management
Vote
1.4 Elect Director Jorge Paulo Lemann For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 Approve Omnibus Stock Plan For Did Not Management
Vote
4 Declassify the Board of Directors Against Did Not Shareholder
Vote
5 Prohibit Auditor from Providing Non-Audit Against Did Not Shareholder
Services Vote
6 Expense Stock Options Against Did Not Shareholder
Vote
- --------------------------------------------------------------------------------
GOLDMAN SACHS GROUP, INC., THE
Ticker: GS Security ID: 38141G104
Meeting Date: MAR 31, 2004 Meeting Type: Annual
Record Date: FEB 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lloyd C. Blankfein For For Management
1.2 Elect Director Lord Browne Of Madingley For For Management
1.3 Elect Director Claes Dahlback For For Management
1.4 Elect Director James A. Johnson For For Management
1.5 Elect Director Lois D. Juliber For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
HAIN CELESTIAL GROUP, INC., THE
Ticker: HAIN Security ID: 405217100
Meeting Date: DEC 4, 2003 Meeting Type: Annual
Record Date: OCT 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irwin D. Simon For For Management
1.2 Elect Director Beth L. Bronner For For Management
1.3 Elect Director Jack Futterman For Withhold Management
1.4 Elect Director Daniel R. Glickman For For Management
1.5 Elect Director James S. Gold For Withhold Management
1.6 Elect Director Marina Hahn For Withhold Management
1.7 Elect Director Neil Harrison For For Management
1.8 Elect Director Andrew R. Heyer For For Management
1.9 Elect Director Joseph Jimenez For Withhold Management
1.10 Elect Director Roger Meltzer For Withhold Management
1.11 Elect Director Larry S. Zilavy For Withhold Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Non-Employee Director Stock Option For Against Management
Plan
4 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
HEALTH NET, INC.
Ticker: HNT Security ID: 42222G108
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Thomas Bouchard For For Management
1.2 Elect Director Theodore F. Craver, Jr. For For Management
1.3 Elect Director Thomas T. Farley For For Management
1.4 Elect Director Gale S. Fitzgerald For For Management
1.5 Elect Director Patrick Foley For For Management
1.6 Elect Director Jay M. Gellert For For Management
1.7 Elect Director Roger F. Greaves For Withhold Management
1.8 Elect Director Richard W. Hanselman For For Management
1.9 Elect Director Richard J. Stegemeier For For Management
1.10 Elect Director Bruce G. Willison For For Management
1.11 Elect Director Frederick C. Yeager For For Management
2 Eliminate Class of Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HEWLETT-PACKARD CO.
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 17, 2004 Meeting Type: Annual
Record Date: JAN 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L.T. Babbio, Jr. For For Management
1.2 Elect Director P.C. Dunn For For Management
1.3 Elect Director C.S. Fiorina For For Management
1.4 Elect Director R.A. Hackborn For For Management
1.5 Elect Director G.A. Keyworth II For For Management
1.6 Elect Director R.E. Knowling, Jr. For For Management
1.7 Elect Director S.M. Litvack For Withhold Management
1.8 Elect Director R.L. Ryan For For Management
1.9 Elect Director L.S. Salhany For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
IMCLONE SYSTEMS INC.
Ticker: IMCL Security ID: 45245W109
Meeting Date: JUN 17, 2004 Meeting Type: Annual
Record Date: APR 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew G. Bodnar For For Management
1.2 Elect Director William W. Crouse For For Management
1.3 Elect Director Vincent T. Devita, Jr. For For Management
1.4 Elect Director John A. Fazio For For Management
1.5 Elect Director Joseph L. Fischer For For Management
1.6 Elect Director David M. Kies For For Management
1.7 Elect Director Daniel S. Lynch For For Management
1.8 Elect Director William R. Miller For For Management
1.9 Elect Director David Sidransky For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INGRAM MICRO, INC.
Ticker: IM Security ID: 457153104
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Orrin H. Ingram II For Withhold Management
1.2 Elect Director Michael T. Smith For For Management
1.3 Elect Director Joe B. Wyatt For For Management
1.4 Elect Director Howard I. Atkins For For Management
- --------------------------------------------------------------------------------
INTEGRATED CIRCUIT SYSTEMS, INC.
Ticker: ICST Security ID: 45811K208
Meeting Date: OCT 29, 2003 Meeting Type: Annual
Record Date: SEP 19, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hock E. Tan For Withhold Management
1.2 Elect Director Nam P. Suh, Ph.D. For For Management
- --------------------------------------------------------------------------------
INTEL CORP.
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig R. Barrett For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director E. John P. Browne For For Management
1.4 Elect Director Andrew S. Grove For For Management
1.5 Elect Director D. James Guzy For Withhold Management
1.6 Elect Director Reed E. Hundt For For Management
1.7 Elect Director Paul S. Otellini For For Management
1.8 Elect Director David S. Pottruck For For Management
1.9 Elect Director Jane E. Shaw For For Management
1.10 Elect Director John L. Thornton For For Management
1.11 Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Expense Stock Options Against For Shareholder
5 Limit/Prohibit Awards to Executives Against For Shareholder
6 Performance- Based/Indexed Options Against For Shareholder
- --------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP.
Ticker: IBM Security ID: 459200101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cathleen Black For For Management
1.2 Elect Director Kenneth I. Chenault For For Management
1.3 Elect Director Carlos Ghosn For For Management
1.4 Elect Director Nannerl O. Keohane For For Management
1.5 Elect Director Charles F. Knight For For Management
1.6 Elect Director Lucio A. Noto For For Management
1.7 Elect Director Samuel J. Palmisano For For Management
1.8 Elect Director John B. Slaughter For For Management
1.9 Elect Director Joan E. Spero For For Management
1.10 Elect Director Sidney Taurel For For Management
1.11 Elect Director Charles M. Vest For For Management
1.12 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Ratify Auditors for the Company's For For Management
Business Consulting Services Unit
4 Approve Executive Incentive Bonus Plan For For Management
5 Provide for Cumulative Voting Against For Shareholder
6 Amend Pension and Retirement Medical Against Against Shareholder
Insurance Plans
7 Submit Executive Compensation to Vote Against For Shareholder
8 Expense Stock Options Against For Shareholder
9 Limit Awards to Executives Against Against Shareholder
10 China Principles Against Against Shareholder
11 Report on Political Against Against Shareholder
Contributions/Activities
12 Report on Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY
Ticker: IGT Security ID: 459902102
Meeting Date: MAR 2, 2004 Meeting Type: Annual
Record Date: JAN 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Thomas Baker For For Management
1.2 Elect Director Neil Barsky For For Management
1.3 Elect Director Robert A. Bittman For For Management
1.4 Elect Director Richard R. Burt For For Management
1.5 Elect Director Leslie S. Heisz For For Management
1.6 Elect Director Robert A. Mathewson For For Management
1.7 Elect Director Thomas J. Matthews For For Management
1.8 Elect Director Robert Miller For Withhold Management
1.9 Elect Director Frederick B. Rentschler For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INTERNATIONAL PAPER CO.
Ticker: IP Security ID: 460146103
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martha F. Brooks For For Management
1.2 Elect Director James A. Henderson For For Management
1.3 Elect Director Robert D. Kennedy For For Management
1.4 Elect Director W. Craig McClelland For Withhold Management
1.5 Elect Director Robert M. Amen For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
INTERNATIONAL RECTIFIER CORP.
Ticker: IRF Security ID: 460254105
Meeting Date: JAN 26, 2004 Meeting Type: Special
Record Date: DEC 19, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
INTERNATIONAL RECTIFIER CORP.
Ticker: IRF Security ID: 460254105
Meeting Date: NOV 24, 2003 Meeting Type: Annual
Record Date: SEP 26, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James D. Plummer For For Management
1.2 Elect Director Minoru Matsuda For For Management
1.3 Elect Director Robert S. Attiyeh For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INTUIT, INC.
Ticker: INTU Security ID: 461202103
Meeting Date: OCT 30, 2003 Meeting Type: Annual
Record Date: SEP 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen M. Bennett For For Management
1.2 Elect Director Christopher W. Brody For For Management
1.3 Elect Director William V. Campbell For For Management
1.4 Elect Director Scott D. Cook For For Management
1.5 Elect Director L. John Doerr For For Management
1.6 Elect Director Donna L. Dubinsky For For Management
1.7 Elect Director Michael R. Hallman For For Management
1.8 Elect Director Stratton D. Sclavos For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ITT EDUCATIONAL SERVICES, INC.
Ticker: ESI Security ID: 45068B109
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rene R. Champagne For For Management
1.2 Elect Director John F. Cozzi For For Management
1.3 Elect Director James D. Fowler, Jr. For For Management
1.4 Elect Director Harris N. Miller For For Management
2 Increase Authorized Common Stock For Against Management
- --------------------------------------------------------------------------------
KING PHARMACEUTICALS INC.
Ticker: KG Security ID: 495582108
Meeting Date: NOV 4, 2003 Meeting Type: Annual
Record Date: SEP 5, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Earnest W. Deavenport, Jr. For For Management
as Class II Director
1.2 Elect Director Elizabeth M. Greetham as For For Management
Class II Director
1.3 Elect Director James R. Lattanzi as Class For For Management
III Director
1.4 Elect Director Philip M. Pfeffer as Class For For Management
II Director
1.5 Elect Director Ted G. Wood as Class I For For Management
Director
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KRISPY KREME DOUGHNUTS INC.
Ticker: KKD Security ID: 501014104
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott A. Livengood For For Management
1.2 Elect Director Robert S. McCoy, Jr. For For Management
1.3 Elect Director Su Hua Newton For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LAMAR ADVERTISING COMPANY
Ticker: LAMR Security ID: 512815101
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anna Reilly Cullinan For For Management
1.2 Elect Director John Maxwell Hamilton For For Management
1.3 Elect Director Robert M. Jelenic For For Management
1.4 Elect Director Charles W. Lamar, III For For Management
1.5 Elect Director Stephen P. Mumblow For For Management
1.6 Elect Director Thomas V. Reifenheiser For For Management
1.7 Elect Director Kevin P. Reilly, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
LEAR CORPORATION
Ticker: LEA Security ID: 521865105
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry W. McCurdy For For Management
1.2 Elect Director Roy E. Parrott For For Management
1.3 Elect Director Richard F. Wallman For For Management
2 Ratify Auditors For For Management
3 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
LIZ CLAIBORNE, INC.
Ticker: LIZ Security ID: 539320101
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raul J. Fernandez For For Management
1.2 Elect Director Mary Kay Haben For For Management
1.3 Elect Director Kenneth P. Kopelman For For Management
1.4 Elect Director Arthur C. Martinez For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LOCKHEED MARTIN CORP.
Ticker: LMT Security ID: 539830109
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.C. 'Pete' Aldridge, Jr. For For Management
1.2 Elect Director Nolan D. Archibald For For Management
1.3 Elect Director Norman R. Augustine For Withhold Management
1.4 Elect Director Marcus C. Bennett For For Management
1.5 Elect Director Vance D. Coffman For For Management
1.6 Elect Director Gwendolyn S. King For For Management
1.7 Elect Director Douglas H. McCorkindale For For Management
1.8 Elect Director Eugene F. Murphy For For Management
1.9 Elect Director Joseph W. Ralston For Withhold Management
1.10 Elect Director Frank Savage For For Management
1.11 Elect Director Anne Stevens For For Management
1.12 Elect Director Robert J. Stevens For For Management
1.13 Elect Director James R. Ukropina For For Management
1.14 Elect Director Douglas C. Yearley For For Management
2 Ratify Auditors For For Management
3 Report on Executive Ties to Government Against Against Shareholder
4 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
5 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
6 Develop Ethical Criteria for Military Against Against Shareholder
Contracts
- --------------------------------------------------------------------------------
LOWE
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard L. Berry For For Management
1.2 Elect Director Paul Fulton For For Management
1.3 Elect Director Dawn E. Hudson For Withhold Management
1.4 Elect Director Marshall O. Larsen For For Management
1.5 Elect Director Robert A. Niblock For For Management
1.6 Elect Director Stephen F. Page For For Management
1.7 Elect Director O. Temple Sloan, Jr. For For Management
1.8 Elect Director Robert L. Tillman For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MANHATTAN ASSOCIATES, INC.
Ticker: MANH Security ID: 562750109
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. Huntz, Jr. For For Management
1.2 Elect Director Thomas E. Noonan For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MASCO CORP.
Ticker: MAS Security ID: 574599106
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter A. Dow For For Management
1.2 Elect Director Anthony F. Earley, Jr. For For Management
1.3 Elect Director Wayne B. Lyon For For Management
1.4 Elect Director David L. Johnston For For Management
1.5 Elect Director J. Michael Losh For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MEDCO HEALTH SOLUTIONS INC
Ticker: MHS Security ID: 58405U102
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David B. Snow, Jr. For For Management
1.2 Elect Director Howard W. Barker, Jr. For For Management
1.3 Elect Director Brian L. Strom, Md, Mph For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC.
Ticker: MER Security ID: 590188108
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Newbigging For For Management
1.2 Elect Director Joseph W. Prueher For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against For Shareholder
4 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
MICHAELS STORES, INC.
Ticker: MIK Security ID: 594087108
Meeting Date: JUN 17, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles J. Wyly, Jr. For For Management
1.2 Elect Director Sam Wyly For For Management
1.3 Elect Director Richard E. Hanlon For For Management
1.4 Elect Director Richard C. Marcus For For Management
1.5 Elect Director Liz Minyard For For Management
1.6 Elect Director Cece Smith For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
MICROSOFT CORP.
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates, III For For Management
1.2 Elect Director Steven A. Ballmer For For Management
1.3 Elect Director James I. Cash, Jr., Ph.D. For For Management
1.4 Elect Director Raymond V. Gilmartin For For Management
1.5 Elect Director Ann McLaughlin Korologos For For Management
1.6 Elect Director David F. Marquardt For For Management
1.7 Elect Director Charles H. Noski For For Management
1.8 Elect Director Dr. Helmut Panke For For Management
1.9 Elect Director Wm. G. Reed, Jr. For For Management
1.10 Elect Director Jon A. Shirley For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Stock Option For For Management
Plan
4 Refrain from Giving Charitable Against Against Shareholder
Contributions
- --------------------------------------------------------------------------------
MOTOROLA, INC.
Ticker: MOT Security ID: 620076109
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward Zander For For Management
1.2 Elect Director H. Laurence Fuller For For Management
1.3 Elect Director Judy Lewent For For Management
1.4 Elect Director Walter Massey For For Management
1.5 Elect Director Nicholas Negroponte For For Management
1.6 Elect Director Indra Nooyi For For Management
1.7 Elect Director John Pepper, Jr. For For Management
1.8 Elect Director Samuel Scott III For For Management
1.9 Elect Director Douglas Warner III For For Management
1.10 Elect Director John White For For Management
1.11 Elect Director Mike Zafirovski For For Management
2 Limit Executive Compensation Against Against Shareholder
3 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
NEXTEL COMMUNICATIONS, INC.
Ticker: NXTL Security ID: 65332V103
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith J. Bane For For Management
1.2 Elect Director V. Janet Hill For For Management
2 Ratify Auditors For For Management
3 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
NOBLE CORP
Ticker: NE Security ID: G65422100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Cawley For Did Not Management
Vote
1.2 Elect Director Luke R. Corbett For Did Not Management
Vote
1.3 Elect Director Jack E. Little For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
NORFOLK SOUTHERN CORP.
Ticker: NSC Security ID: 655844108
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alston D. Correll For For Management
1.2 Elect Director Landon Hilliard For For Management
1.3 Elect Director Burton M. Joyce For For Management
1.4 Elect Director Jane Margaret O'Brien For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NOVELLUS SYSTEMS, INC.
Ticker: NVLS Security ID: 670008101
Meeting Date: APR 16, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard S. Hill For For Management
1.2 Elect Director Neil R. Bonke For For Management
1.3 Elect Director Youssef A. El-Mansy For For Management
1.4 Elect Director J. David Litster For For Management
1.5 Elect Director Yoshio Nishi For For Management
1.6 Elect Director Glen G. Possley For For Management
1.7 Elect Director Ann D. Rhoads For For Management
1.8 Elect Director William R. Spivey For For Management
1.9 Elect Director Delbert A. Whitaker For For Management
2 Ratify Auditors For For Management
3 Provision of Non-Audit Services by Against Against Shareholder
Independent Auditors
4 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
O'REILLY AUTOMOTIVE, INC.
Ticker: ORLY Security ID: 686091109
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joe C. Greene For For Management
1.2 Elect Director Lawrence P. O'Reilly For For Management
1.3 Elect Director Rosalie O'Reilly-Wooten For For Management
2 Ratify Auditors For For Management
3 Elect Director John Murphy For For Management
4 Elect Director Ronald Rashkow For For Management
- --------------------------------------------------------------------------------
ODYSSEY HEALTHCARE, INC.
Ticker: ODSY Security ID: 67611V101
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard R. Burnham For Did Not Management
Vote
1.2 Elect Director David C. Gasmire For Did Not Management
Vote
1.3 Elect Director Martin S. Rash For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
OXFORD HEALTH PLANS, INC.
Ticker: OHP Security ID: 691471106
Meeting Date: JUN 2, 2004 Meeting Type: Annual
Record Date: APR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kent J. Thirty For For Management
1.2 Elect Director B.H. Safirstein, M.D. For Withhold Management
2 Ratify Auditors For For Management
3 Divest from Tobacco Equities Against Against Shareholder
- --------------------------------------------------------------------------------
PACIFIC SUNWEAR OF CALIFORNIA, INC.
Ticker: PSUN Security ID: 694873100
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sally Frame Kasaks For For Management
1.2 Elect Director Peter Starrett For For Management
1.3 Elect Director Thomas M. Murnane For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PACTIV CORP.
Ticker: PTV Security ID: 695257105
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry D. Brady For For Management
1.2 Elect Director K. Dane Brooksher For For Management
1.3 Elect Director Robert J. Darnall For For Management
1.4 Elect Director Mary R. (Nina) Henderson For For Management
1.5 Elect Director Roger B. Porter For For Management
1.6 Elect Director Richard L. Wambold For For Management
1.7 Elect Director Norman H. Wesley For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Akers For For Management
1.2 Elect Director Robert E. Allen For For Management
1.3 Elect Director Ray L. Hunt For For Management
1.4 Elect Director Arthur C. Martinez For For Management
1.5 Elect Director Indra K. Nooyi For For Management
1.6 Elect Director Franklin D. Raines For For Management
1.7 Elect Director Steven S. Reinemund For For Management
1.8 Elect Director Sharon Percy Rockefeller For For Management
1.9 Elect Director James J. Schiro For For Management
1.10 Elect Director Franklin A. Thomas For For Management
1.11 Elect Director Cynthia M. Trudell For For Management
1.12 Elect Director Solomon D. Trujillo For For Management
1.13 Elect Director Daniel Vasella For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
PETSMART
Ticker: PETM Security ID: 716768106
Meeting Date: JUN 10, 2004 Meeting Type: Annual
Record Date: APR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara A. Munder For For Management
1.2 Elect Director Thomas G. Stemberg For For Management
1.3 Elect Director Nancy J. Pedot For For Management
1.4 Elect Director Jeffery W. Yabuki For For Management
1.5 Elect Director Rita V. Foley For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Brown For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director Robert N. Burt For For Management
1.4 Elect Director W. Don Cornwell For For Management
1.5 Elect Director William H. Gray III For For Management
1.6 Elect Director Constance J. Horner For For Management
1.7 Elect Director William R. Howell For For Management
1.8 Elect Director Stanley O. Ikenberry For For Management
1.9 Elect Director George A. Lorch For For Management
1.10 Elect Director Henry A. Mckinnell For For Management
1.11 Elect Director Dana G. Mead For For Management
1.12 Elect Director Franklin D. Raines For For Management
1.13 Elect Director Ruth J. Simmons For For Management
1.14 Elect Director William C. Steere, Jr. For For Management
1.15 Elect Director Jean-Paul Valles For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
5 Cease Political Contributions/Activities Against Against Shareholder
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Establish Term Limits for Directors Against Against Shareholder
8 Report on Drug Pricing Against Against Shareholder
9 Limit Awards to Executives Against Against Shareholder
10 Amend Animal Testing Policy Against Against Shareholder
- --------------------------------------------------------------------------------
POLYCOM, INC.
Ticker: PLCM Security ID: 73172K104
Meeting Date: JUN 2, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Betsy S. Atkins For For Management
1.2 Elect Director John Seely Brown For For Management
1.3 Elect Director Robert C. Hagerty For For Management
1.4 Elect Director John A. Kelley, Jr. For For Management
1.5 Elect Director Michael R. Kourey For For Management
1.6 Elect Director Stanley J. Meresman For For Management
1.7 Elect Director William A. Owens For Withhold Management
1.8 Elect Director Durk I. Jager For For Management
1.9 Elect Director Thomas G. Stemberg For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE
Ticker: PG Security ID: 742718109
Meeting Date: OCT 14, 2003 Meeting Type: Annual
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman R. Augustine For For Management
1.2 Elect Director A.G. Lafley For For Management
1.3 Elect Director Johnathan A. Rodgers For For Management
1.4 Elect Director John F. Smith, Jr. For For Management
1.5 Elect Director Margaret C. Whitman For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
4 Declassify the Board of Directors Against For Shareholder
5 Label Genetically Engineered Foods Against Against Shareholder
- --------------------------------------------------------------------------------
SANMINA-SCI CORP.
Ticker: SANM Security ID: 800907107
Meeting Date: JAN 26, 2004 Meeting Type: Annual
Record Date: DEC 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Bolger For For Management
1.2 Elect Director Neil R. Bonke For For Management
1.3 Elect Director Randy W. Furr For For Management
1.4 Elect Director Mario M. Rosati For For Management
1.5 Elect Director A. Eugene Sapp, Jr. For For Management
1.6 Elect Director Wayne Shortridge For For Management
1.7 Elect Director Peter J. Simone For For Management
1.8 Elect Director Jure Sola For For Management
1.9 Elect Director Bernard V Vonderschmitt For For Management
1.10 Elect Director Jacqueline M. Ward For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SCHLUMBERGER LTD.
Ticker: SLB Security ID: 806857108
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Deutch For For Management
1.2 Elect Director J.S. Gorelick For For Management
1.3 Elect Director A. Gould For For Management
1.4 Elect Director T. Isaac For For Management
1.5 Elect Director A. Lajous For For Management
1.6 Elect Director A. Levy-Lang For For Management
1.7 Elect Director D. Primat For For Management
1.8 Elect Director T. Sandvold For For Management
1.9 Elect Director N. Seydoux For For Management
1.10 Elect Director L.G. Stuntz For For Management
2 ADOPTION AND APPROVAL OF FINANCIALS AND For For Management
DIVIDENDS
3 APPROVAL OF ADOPTION OF THE 2004 STOCK For For Management
AND DEFERRAL PLAN FOR NON-EMPLOYEE
DIRECTORS
4 APPROVAL OF AUDITORS For For Management
- --------------------------------------------------------------------------------
SCHLUMBERGER LTD.
Ticker: SLB Security ID: 806857108
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect John Deutch as Director For Did Not Management
Vote
1.2 Elect Jamie Gorelick as Director For Did Not Management
Vote
1.3 Elect Andrew Gould as Director For Did Not Management
Vote
1.4 Elect Tony Isaac as Director For Did Not Management
Vote
1.5 Elect Adrian Lajous as Director For Did Not Management
Vote
1.6 Elect Andre Levy-Lang as Director For Did Not Management
Vote
1.7 Elect Didier Primat as Director For Did Not Management
Vote
1.8 Elect Tore Sandvold as Director For Did Not Management
Vote
1.9 Elect Nicolas Seydoux as Director For Did Not Management
Vote
1.10 Elect Linda Stuntz as Director For Did Not Management
Vote
2 Adoption and Approval of Financials and For Did Not Management
Dividends Vote
3 Approve 2004 Stock and Deferral Plan for For Did Not Management
Non-Employee Directors Vote
4 Ratify PricewaterhouseCoopers as Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
SUNGARD DATA SYSTEMS INC.
Ticker: SDS Security ID: 867363103
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory S. Bentley For Withhold Management
1.2 Elect Director Michael C. Brooks For For Management
1.3 Elect Director Cristobal Conde For For Management
1.4 Elect Director Ramon de Oliveira For For Management
1.5 Elect Director Henry C. Duques For For Management
1.6 Elect Director Albert A. Eisenstat For For Management
1.7 Elect Director Bernard Goldstein For For Management
1.8 Elect Director Janet Brutschea Haugen For For Management
1.9 Elect Director James L. Mann For For Management
1.10 Elect Director Malcolm I. Ruddock For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SWIFT ENERGY CO.
Ticker: SFY Security ID: 870738101
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Earl Swift For Did Not Management
Vote
1.2 Elect Director Greg Matiuk For Did Not Management
Vote
1.3 Elect Director Henry C. Montgomery For Did Not Management
Vote
1.4 Elect Director Deanna L. Cannon For Did Not Management
Vote
- --------------------------------------------------------------------------------
TEKELEC
Ticker: TKLC Security ID: 879101103
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert V. Adams For For Management
1.2 Elect Director Jean-Claude Asscher For Withhold Management
1.3 Elect Director Daniel L. Brenner For Withhold Management
1.4 Elect Director Martin A. Kaplan For Withhold Management
1.5 Elect Director Frederick M. Lax For Withhold Management
1.6 Elect Director Jon F. Rager For Withhold Management
2 Amend Stock Option Plan For Against Management
3 Amend Omnibus Stock Plan For Against Management
4 Amend Non-Employee Director Stock Option For Against Management
Plan
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TEXAS INSTRUMENTS INC.
Ticker: TXN Security ID: 882508104
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Adams For For Management
1.2 Elect Director David L. Boren For For Management
1.3 Elect Director Daniel A. Carp For For Management
1.4 Elect Director Thomas J. Engibous For For Management
1.5 Elect Director Gerald W. Fronterhouse For For Management
1.6 Elect Director David R. Goode For For Management
1.7 Elect Director Wayne R. Sanders For For Management
1.8 Elect Director Ruth J. Simmons For For Management
1.9 Elect Director Richard K. Templeton For For Management
1.10 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
TIME WARNER INC
Ticker: TWX Security ID: 887317105
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director Stephen F. Bollenbach For For Management
1.3 Elect Director Stephen M. Case For For Management
1.4 Elect Director Frank J. Caufield For For Management
1.5 Elect Director Robert C. Clark For For Management
1.6 Elect Director Miles R. Gilburne For For Management
1.7 Elect Director Carla A. Hills For For Management
1.8 Elect Director Reuben Mark For For Management
1.9 Elect Director Michael A. Miles For For Management
1.10 Elect Director Kenneth J. Novack For For Management
1.11 Elect Director Richard D. Parsons For For Management
1.12 Elect Director R. E. Turner For For Management
1.13 Elect Director Francis T. Vincent, Jr. For For Management
2 Ratify Auditors For For Management
3 Adopt China Principles Against Against Shareholder
4 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
TRAVELERS PROPERTY CASUALTY CORP.
Ticker: TVCR Security ID: 89420G406
Meeting Date: MAR 19, 2004 Meeting Type: Special
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
TRIAD HOSPITALS, INC.
Ticker: TRI Security ID: 89579K109
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James D. Shelton For For Management
1.2 Elect Director Thomas F. Frist III For For Management
1.3 Elect Director Gale E. Sayers For For Management
1.4 Elect Director Nancy-Ann DeParle For For Management
1.5 Elect Director Michael K. Jhin For For Management
1.6 Elect Director Harriet R. Michel For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: 902124106
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis C. Blair For For Management
1.2 Elect Director Edward D. Breen For For Management
1.3 Elect Director George W. Buckley For For Management
1.4 Elect Director Brian Duperreault For For Management
1.5 Elect Director Bruce S. Gordon For For Management
1.6 Elect Director John A. Krol For For Management
1.7 Elect Director Mackey J. Mcdonald For For Management
1.8 Elect Director H. Carl Mccall For For Management
1.9 Elect Director Brendan R. O'Neill For For Management
1.10 Elect Director Sandra S. Wijnberg For For Management
1.11 Elect Director Jerome B. York For For Management
2 Ratify Auditors For For Management
3 ADOPTION OF THE AMENDED AND RESTATED For For Management
BYE-LAWS.
4 APPROVAL OF TYCO 2004 STOCK AND INCENTIVE For For Management
PLAN.
5 SHAREHOLDER PROPOSAL REGARDING For For Shareholder
ENVIRONMENTAL REPORTING.
6 SHAREHOLDER PROPOSAL TO CHANGE TYCO S Against Against Shareholder
JURISDICTION OF INCORPORATION FROM
BERMUDA TO A U.S. STATE.
7 SHAREHOLDER PROPOSAL ON COMMON SENSE Against Against Shareholder
EXECUTIVE COMPENSATION.
- --------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORP.
Ticker: UTX Security ID: 913017109
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Betsy J. Bernard For For Management
1.2 Elect Director George David For For Management
1.3 Elect Director Jean-Pierre Garnier For For Management
1.4 Elect Director Jamie S. Gorelick For For Management
1.5 Elect Director Charles R. Lee For For Management
1.6 Elect Director Richard D. McCormick For For Management
1.7 Elect Director Harold McGraw III For For Management
1.8 Elect Director Frank P. Popoff For For Management
1.9 Elect Director H. Patrick Swygert For For Management
1.10 Elect Director Andre Villeneuve For For Management
1.11 Elect Director H. A. Wagner For For Management
1.12 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Disclosure of Executive Compensation Against Against Shareholder
4 Develop Ethical Criteria for Military Against Against Shareholder
Contracts
5 Performance-Based/Indexed Options Against For Shareholder
6 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
VERITY, INC.
Ticker: VRTY Security ID: 92343C106
Meeting Date: OCT 23, 2003 Meeting Type: Annual
Record Date: AUG 26, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony J. Bettencourt For For Management
1.2 Elect Director Stephen A. MacDonald For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VERIZON COMMUNICATIONS
Ticker: VZ Security ID: 92343V104
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Barker For For Management
1.2 Elect Director Richard L. Carrion For For Management
1.3 Elect Director Robert W. Lane For For Management
1.4 Elect Director Sandra O. Moose For For Management
1.5 Elect Director Joseph Neubauer For For Management
1.6 Elect Director Thomas H. O'Brien For For Management
1.7 Elect Director Hugh B. Price For For Management
1.8 Elect Director Ivan G. Seidenberg For For Management
1.9 Elect Director Walter V. Shipley For For Management
1.10 Elect Director John R. Stafford For For Management
1.11 Elect Director Robert D. Storey For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against For Shareholder
4 Require Majority of Independent Directors Against Against Shareholder
on Board
5 Separate Chairman and CEO Positions Against Against Shareholder
6 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
7 Submit Executive Compensation to Vote Against For Shareholder
8 Prohibit Awards to Executives Against Against Shareholder
9 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
10 Report on Political Against Against Shareholder
Contributions/Activities
11 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
VIASYS HEALTHCARE, INC.
Ticker: VAS Security ID: 92553Q209
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randy H. Thurman For For Management
1.2 Elect Director Robert W. O'Leary For For Management
- --------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 4, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Breyer For For Management
1.2 Elect Director M. Michele Burns For For Management
1.3 Elect Director Thomas M. Coughlin For For Management
1.4 Elect Director David D. Glass For For Management
1.5 Elect Director Roland A. Hernandez For For Management
1.6 Elect Director Dawn G. Lepore For For Management
1.7 Elect Director John D. Opie For For Management
1.8 Elect Director J. Paul Reason For For Management
1.9 Elect Director H. Lee Scott, Jr. For For Management
1.10 Elect Director Jack C. Shewmaker For For Management
1.11 Elect Director Jose H. Villarreal For For Management
1.12 Elect Director John T. Walton For For Management
1.13 Elect Director S. Robson Walton For For Management
1.14 Elect Director Christopher J. Williams For For Management
2 Approve Stock Option Plan For For Management
3 Approve Stock Option Plan For For Management
4 Amend Employee Stock Purchase Plan For For Management
5 Ratify Auditors For For Management
6 Separate Chairman and CEO Positions Against Against Shareholder
7 Prepare Sustainability Report Against For Shareholder
8 Report on Stock Option Distribution by Against For Shareholder
Race and Gender
9 Report on Genetically Modified Organisms Against Against Shareholder
(GMO)
10 Prepare Diversity Report Against For Shareholder
11 Submit Executive Compensation to Vote Against For Shareholder
- --------------------------------------------------------------------------------
WATERS CORP.
Ticker: WAT Security ID: 941848103
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joshua Bekenstein For For Management
1.2 Elect Director M.J. Berendt, Ph.D. For For Management
1.3 Elect Director Douglas A. Berthiaume For For Management
1.4 Elect Director Philip Caldwell For For Management
1.5 Elect Director Edward Conard For Withhold Management
1.6 Elect Director L.H. Glimcher, M.D. For For Management
1.7 Elect Director William J. Miller For For Management
1.8 Elect Director Thomas P. Salice For Withhold Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
WESTERN DIGITAL CORP.
Ticker: WDC Security ID: 958102105
Meeting Date: NOV 20, 2003 Meeting Type: Annual
Record Date: OCT 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew E. Massengill For For Management
1.2 Elect Director I.M. Booth For For Management
1.3 Elect Director Peter D. Behrendt For For Management
1.4 Elect Director Kathleen A. Cote For For Management
1.5 Elect Director Henry T. DeNero For For Management
1.6 Elect Director William L. Kimsey For For Management
1.7 Elect Director Michael D. Lambert For For Management
1.8 Elect Director Roger H. Moore For For Management
1.9 Elect Director Thomas E. Pardun For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WYETH
Ticker: WYE Security ID: 983024100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clifford L. Alexander, For For Management
Jr.
1.2 Elect Director Frank A. Bennack, Jr. For For Management
1.3 Elect Director Richard L. Carrion For For Management
1.4 Elect Director Robert Essner For For Management
1.5 Elect Director John D. Feerick For For Management
1.6 Elect Director Robert Langer For For Management
1.7 Elect Director John P. Mascotte For For Management
1.8 Elect Director Mary Lake Polan For For Management
1.9 Elect Director Ivan G. Seidenberg For For Management
1.10 Elect Director Walter V. Shipley For For Management
1.11 Elect Director John R. Torell III For For Management
2 Ratify Auditors For For Management
3 Report on Drug Pricing Against Against Shareholder
4 Amend Animal Testing Policy Against Against Shareholder
- --------------------------------------------------------------------------------
YELLOW ROADWAY CORP.
Ticker: YELL Security ID: 985577105
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cassandra C. Carr For For Management
1.2 Elect Director Howard M. Dean For For Management
1.3 Elect Director Frank P. Doyle For For Management
1.4 Elect Director John F. Fiedler For For Management
1.5 Elect Director Dennis E. Foster For For Management
1.6 Elect Director John C. McKelvey For For Management
1.7 Elect Director Phillip J. Meek For For Management
1.8 Elect Director William L. Trubeck For For Management
1.9 Elect Director Carl W. Vogt For For Management
1.10 Elect Director William D. Zollars For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
======================== USAA CORNERSTONE STRATEGY FUND ========================
3M CO
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward A. Brennan For Withhold Management
1.2 Elect Director Michael L. Eskew For For Management
1.3 Elect Director W. James McNerney, Jr. For Withhold Management
1.4 Elect Director Kevin W. Sharer For Withhold Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne S. Austin For For Management
1.2 Elect Director H.Laurance Fuller For For Management
1.3 Elect Director Richard A. Gonzalez For For Management
1.4 Elect Director Jack M. Greenberg For For Management
1.5 Elect Director Jeffrey M. Leiden For For Management
1.6 Elect Director David A. Lord Owen For For Management
1.7 Elect Director Boone Powell Jr. For For Management
1.8 Elect Director Addison Barry Rand For For Management
1.9 Elect Director W.Ann Reynolds For For Management
1.10 Elect Director Roy S. Roberts For For Management
1.11 Elect Director William D. Smithburg For For Management
1.12 Elect Director John R. Walter For For Management
1.13 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Drug Pricing Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Prohibit Awards to Executives Against Against Shareholder
6 Report on Operational Imact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
ACCENTURE LTD BERMUDA
Ticker: ACN Security ID: G1150G111
Meeting Date: FEB 5, 2004 Meeting Type: Annual
Record Date: DEC 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint Dennis F. Hightower, William L. For For Management
Kimsey, Robert I. Lipp, and Wulf von
Schimmelmann as Directors
2 Approve KPMG LLP as Independent Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Transact Other Business (Non-Voting) None None Management
- --------------------------------------------------------------------------------
ALBANY MOLECULAR RESEARCH, INC.
Ticker: AMRI Security ID: 012423109
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas E. D'Ambra For For Management
1.2 Elect Director Anthony P. Tartaglia For For Management
- --------------------------------------------------------------------------------
ALCOA INC.
Ticker: AA Security ID: 013817101
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: FEB 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J.P. Belda For For Management
1.2 Elect Director Carlos Ghosn For For Management
1.3 Elect Director Henry B. Schacht For For Management
1.4 Elect Director Franklin A. Thomas For For Management
2 Approve Omnibus Stock Plan For For Management
3 Report on Pay Disparity Against Against Shareholder
4 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth E. Bailey For For Management
1.2 Elect Director Mathis Cabiallavetta For For Management
1.3 Elect Director Louis C. Camilleri For For Management
1.4 Elect Director J. Dudley Fishburn For For Management
1.5 Elect Director Robert E. R. Huntley For For Management
1.6 Elect Director Thomas W. Jones For For Management
1.7 Elect Director Lucio A. Noto For For Management
1.8 Elect Director John S. Reed For For Management
1.9 Elect Director Carlos Slim Helu For For Management
1.10 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 Report on Product Warnings for Pregnant Against Against Shareholder
Women
4 Report on Health Risks Associated with Against Against Shareholder
Cigarette Filters
5 Political Contributions/Activities Against Against Shareholder
6 Cease Use of Light and Ultra Light in Against Against Shareholder
Cigarette Marketing
7 Place Canadian Style Warnings on Against Against Shareholder
Cigarette Packaging
8 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
AMERICAN EXPRESS CO.
Ticker: AXP Security ID: 025816109
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director William G. Bowen For For Management
1.4 Elect Director Ursula M. Burns For For Management
1.5 Elect Director Kenneth I. Chenault For For Management
1.6 Elect Director Peter R. Dolan For For Management
1.7 Elect Director Vernon E. Jordan, Jr. For For Management
1.8 Elect Director Jan Leschly For For Management
1.9 Elect Director Richard A. McGinn For For Management
1.10 Elect Director Edward D. Miller For For Management
1.11 Elect Director Frank P. Popoff For For Management
1.12 Elect Director Robert D. Walter For For Management
2 Ratify Auditors For For Management
3 Establish Term Limits for Directors Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874107
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Bernard Aidinoff For For Management
1.2 Elect Director Pei-Yuan Chia For For Management
1.3 Elect Director Marshall A. Cohen For For Management
1.4 Elect Director Willaim S. Cohen For For Management
1.5 Elect Director Martin S. Feldstein For For Management
1.6 Elect Director Ellen V. Futter For For Management
1.7 Elect Director Maurice R. Greenberg For For Management
1.8 Elect Director Carla A. Hills For For Management
1.9 Elect Director Frank J. Hoenemeyer For For Management
1.10 Elect Director Richard C. Holbrooke For For Management
1.11 Elect Director Donald P. Kanak For For Management
1.12 Elect Director Howard I. Smith For For Management
1.13 Elect Director Martin J. Sullivan For For Management
1.14 Elect Director Edmund S.W. Tse For For Management
1.15 Elect Director Frank G. Zarb For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
4 Ratify Auditors For For Management
5 Report on Political Against Against Shareholder
Contributions/Activities
6 Divest from Tobacco Equities Against Against Shareholder
7 Link Executive Compensation to Predatory Against Against Shareholder
Lending
- --------------------------------------------------------------------------------
AMERICAN POWER CONVERSION CORP.
Ticker: APCC Security ID: 029066107
Meeting Date: JUN 10, 2004 Meeting Type: Annual
Record Date: APR 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors For For Management
2.1 Elect Director Rodger B. Dowdell, Jr. For Withhold Management
2.2 Elect Director Emanuel E. Landsman For Withhold Management
2.3 Elect Director Neil E. Rasmussen For Withhold Management
2.4 Elect Director Ervin F. Lyon For Withhold Management
2.5 Elect Director James D. Gerson For For Management
2.6 Elect Director John G. Kassakian For For Management
2.7 Elect Director John F. Keane, Sr. For For Management
2.8 Elect Director Ellen B. Richstone For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMVESCAP PLC
Ticker: Security ID: G4917N106
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 6.5 Pence Per For For Management
Ordinary Share
4 Re-elect Joseph Canion as Director For For Management
5 Re-elect Robert Graham as Director For For Management
6 Elect Thomas Fischer as Director For For Management
7 Re-elect Bevis Longstreth as Director For For Management
8 Elect James Robertson as Director For For Management
9 Re-elect Stephen West as Director For For Management
10 Reappoint Ernst and Young LLP as Auditors For For Management
and Authorise Board to Fix Remuneration
of Auditors
11 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 61,750,000
12 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 10,032,500
13 Authorise 80,260,000 Ordinary Shares for For For Management
Market Purchase
14 Amend Articles of Association Re: For For Management
Retirement of Directors by Rotation and
Repurchase of Shares to be Held in
Treasury
15 Approve Amvescap International Sharesave For For Management
Plan
- --------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: MAR 9, 2004 Meeting Type: Annual
Record Date: JAN 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerald G. Fishman For For Management
1.2 Elect Director F. Grant Saviers For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ANDREW CORP.
Ticker: ANDW Security ID: 034425108
Meeting Date: FEB 10, 2004 Meeting Type: Annual
Record Date: DEC 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John G. Bollinger, Ph.D. For For Management
1.2 Elect Director Philip Wm. Colburn For Withhold Management
1.3 Elect Director Thomas A. Donahoe For For Management
1.4 Elect Director Ralph E. Faison For For Management
1.5 Elect Director Jere D. Fluno For For Management
1.6 Elect Director William O. Hunt For For Management
1.7 Elect Director Charles R. Nicholas For For Management
1.8 Elect Director Robert G. Paul For For Management
1.9 Elect Director Gerald A. Poch For For Management
1.10 Elect Director Glen O. Toney, Ph.D. For For Management
1.11 Elect Director Dennis L. Whipple For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ANTHEM INC.
Ticker: ATH Security ID: 03674B104
Meeting Date: JUN 28, 2004 Meeting Type: Special
Record Date: MAY 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
2 Change Company Name For For Management
- --------------------------------------------------------------------------------
ANTHEM INC.
Ticker: ATH Security ID: 03674B104
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor S. Liss For For Management
1.2 Elect Director James W. McDowell, Jr. For For Management
1.3 Elect Director George A. Schaefer, Jr. For For Management
1.4 Elect Director Jackie M. Ward For For Management
- --------------------------------------------------------------------------------
APACHE CORP.
Ticker: APA Security ID: 037411105
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugene C. Fiedorek For For Management
1.2 Elect Director Patricia Albjerg Graham For For Management
1.3 Elect Director F. H. Merelli For Withhold Management
1.4 Elect Director Raymond Plank For For Management
2 Report on Greenhouse Gas Emissions Against For Shareholder
- --------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 24, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael H. Armacost For For Management
1.2 Elect Director Deborah A. Coleman For For Management
1.3 Elect Director Herbert M. Dwight, Jr. For For Management
1.4 Elect Director Philip V. Gerdine For For Management
1.5 Elect Director Paul R. Low For For Management
1.6 Elect Director Dan Maydan For For Management
1.7 Elect Director Steven L. Miller For For Management
1.8 Elect Director James C. Morgan For For Management
1.9 Elect Director Gerhard H. Parker For For Management
1.10 Elect Director Michael R. Splinter For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
ARAMARK CORP
Ticker: RMK Security ID: 038521100
Meeting Date: FEB 3, 2004 Meeting Type: Annual
Record Date: DEC 10, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Neubauer For For Management
1.2 Elect Director Lawrence T. Babbio, Jr. For For Management
1.3 Elect Director William Leonard For For Management
1.4 Elect Director Karl M. von der Heyden For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ARTHUR J. GALLAGHER & CO.
Ticker: AJG Security ID: 363576109
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director T. Kimball Brooker For For Management
1.2 Elect Director Robert E. Gallagher For For Management
1.3 Elect Director David S. Johnson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ASTRAZENECA PLC (FORMERLY ZENECA PLC)
Ticker: ZEN Security ID: G0593M107
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Confirm First Interim Dividend of USD For For Management
0.255 Per Ordinary Share and Confirm as
the Final Dividend the Second Interim
Dividend of USD 0.540 Per Ordinary Share
3 Reappoint KPMG Audit Plc as Auditors of For For Management
the Company
4 Authorise Board to Fix Remuneration of For For Management
the Auditors
5a Re-elect Percy Barnevik as Director For For Management
5b Re-elect Hakan Mogren as Director For For Management
5c Re-elect Sir Tom McKillop as Director For For Management
5d Re-elect Jonathan Symonds as Director For For Management
5e Re-elect Sir Peter Bonfield as Director For For Management
5f Re-elect John Buchanan as Director For For Management
5g Re-elect Jane Henney as Director For For Management
5h Elect Michele Hooper as Director For For Management
5i Elect Joe Jimenez as Director For For Management
5j Re-elect Erna Moller as Director For For Management
5k Re-elect Dame Bridget Ogilvie as Director For For Management
5l Elect Louis Schweitzer as Director For For Management
5m Re-elect Marcus Wallenberg as Director For For Management
6 Approve Remuneration Report For For Management
7 Adopt New Articles of Association For For Management
8 Authorise EU Political Donations up to For For Management
Aggregate Nominal Amount of USD 150,000
9 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
USD 140,456,500
10 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 21,068,745
11 Authorise up to 10 Percent of the For For Management
Company's Issued Share Capital for Market
Purchase
12 Approve Increase in Remuneration of For For Management
Non-Executive Directors from GBP 750,000
to GBP 1,100,000
- --------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC.
Ticker: ADP Security ID: 053015103
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory D. Brenneman For For Management
1.2 Elect Director Leslie A. Brun For For Management
1.3 Elect Director Gary C. Butler For For Management
1.4 Elect Director Joseph A. Califano, Jr. For For Management
1.5 Elect Director Leon G. Cooperman For For Management
1.6 Elect Director Ann Dibble Jordan For For Management
1.7 Elect Director Harvey M. Krueger For For Management
1.8 Elect Director Frederic V. Malek For For Management
1.9 Elect Director Henry Taub For For Management
1.10 Elect Director Arthur F. Weinbach For For Management
1.11 Elect Director Josh S. Weston For For Management
2 Amend Stock Option Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Approve Outside Director Stock Awards in For For Management
Lieu of Cash
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AXA (FORMERLY AXA-UAP)
Ticker: AXA Security ID: F06106102
Meeting Date: APR 21, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.57 per Share
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Reelect Claude Bebear as Supervisory For Against Management
Board Member
6 Ratify Mazars & Guerard as Auditors For For Management
7 Ratify Jean Louis Simon as Alternate For For Management
Auditor
8 Elect Willy Avereyn as Representative of None Against Management
Employee Shareholders to the Supervisory
Board, Pending Approval of Item 13
9 Elect Cees de Jong as Representative of None Against Management
Employee Shareholders to the Supervisory
Board, Pending Approval of Item 13
10 Elect Jacques Tabourot as Representative For For Management
of Employee Shareholders to the
Supervisory Board, Pending Approval of
Item 13
11 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
12 Allow Board to Issue Shares in the Event For Against Management
of a Public Tender Offer or Share
Exchange Offer
13 Amend Article 10 Re: Appointment of For For Management
Representative of Employee Shareholders
to the Supervisory Board
14 Amend Article 10 Re: Appointment of Against Against Management
Employee Representative to the
Supervisory Board
15 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
16 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: MAR 17, 2004 Meeting Type: Special
Record Date: JAN 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Amend Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Adjourn Meeting For Against Management
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Barnet, III For For Management
1.2 Elect Director Charles W. Coker For For Management
1.3 Elect Director John T. Collins For For Management
1.4 Elect Director Gary L. Countryman For For Management
1.5 Elect Director Paul Fulton For For Management
1.6 Elect Director Charles K. Gifford For For Management
1.7 Elect Director Donald E. Guinn For For Management
1.8 Elect Director James H. Hance, Jr. For For Management
1.9 Elect Director Kenneth D. Lewis For For Management
1.10 Elect Director Walter E. Massey For For Management
1.11 Elect Director Thomas J. May For For Management
1.12 Elect Director C. Steven McMillan For For Management
1.13 Elect Director Eugene M. McQuade For For Management
1.14 Elect Director Patricia E. Mitchell For For Management
1.15 Elect Director Edward L. Romero For For Management
1.16 Elect Director Thomas M. Ryan For For Management
1.17 Elect Director O. Temple Sloan, Jr. For For Management
1.18 Elect Director Meredith R. Spangler For For Management
1.19 Elect Director Jackie M. Ward For For Management
2 Ratify Auditors For For Management
3 Change Date of Annual Meeting Against Against Shareholder
4 Adopt Nomination Procedures for the Board Against Against Shareholder
5 Charitable Contributions Against Against Shareholder
6 Establish Independent Committee to Review Against Against Shareholder
Mutual Fund Policy
7 Adopt Standards Regarding Privacy and Against Against Shareholder
Information Security
- --------------------------------------------------------------------------------
BANK ONE CORP.
Ticker: ONE Security ID: 06423A103
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director John H. Bryan For For Management
2.2 Elect Director Stephen B. Burke For For Management
2.3 Elect Director James S. Crown For For Management
2.4 Elect Director James Dimon For For Management
2.5 Elect Director Maureen A. Fay For For Management
2.6 Elect Director Laban P. Jackson, Jr. For For Management
2.7 Elect Director John W. Kessler For For Management
2.8 Elect Director Robert I. Lipp For For Management
2.9 Elect Director Richard A. Manoogian For For Management
2.10 Elect Director David C. Novak For For Management
2.11 Elect Director John W. Rogers, Jr. For For Management
2.12 Elect Director Frederick P. Stratton, For For Management
Jr.
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BAYERISCHE MOTOREN WERKE AG (BMW)
Ticker: Security ID: D12096109
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.58 per Common Share
and EUR 0.60 per Preference Share
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Ratify KPMG Deutsche For For Management
Treuhand-Gesellschaft AG as Auditors
6 Elect Volker Doppelfeld, Franz Haniel, For For Management
Arthur Kelly, Susanne Klatten, Hubert
Markl, Wolfgang Mayrhuber, Joachim
Milberg, Stefan Quandt, Juergen Strube,
and Hans-Dietrich Winkhaus to the
Supervisory Board
- --------------------------------------------------------------------------------
BG GROUP PLC (FRM. BG PLC)
Ticker: BRG Security ID: G1245Z108
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 1.86 Pence Per For For Management
Ordinary Share
4 Re-elect Peter Backhouse as Director For For Management
5 Re-elect Paul Collins as Director For For Management
6 Re-elect William Friedrich as Director For For Management
7 Re-elect Lord Sharman as Director For For Management
8 Re-elect Keith Mackrell as Director For For Management
9 Re-appoint PricewaterhouseCoopers LLP as For For Management
Auditors of the Company
10 Authorise Audit Committee to Fix For For Management
Remuneration of the Auditors
11 Authorise EU Political Donations and EU For For Management
Political Expenditure up to Aggregate
Nominal of GBP 25,000
12 Approve the Use of Treasury Shares for For For Management
the Exercise of Options or the Vesting of
Other Share Awards Under the Company's
Share Schemes
13 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 117,730,026
14 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 17,659,504
15 Authorise 353,190,078 Ordinary Shares for For For Management
Market Purchase
- --------------------------------------------------------------------------------
BOC GROUP PLC
Ticker: BOX Security ID: G12068113
Meeting Date: JAN 23, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Elect Andrew Bonfield as Director For For Management
4 Reelect Christopher O'Donnell as Director For For Management
5 Reelect Julie Baddeley as Director For For Management
6 Reelect John Walsh as Director For For Management
7 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
8 Authorize Board to Fix Remuneration of For For Management
Auditors
9 Approve Dividend Policy For For Management
10 Authorize EU Political Donations up to For For Management
GBP 150,000
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
GBP 18,580,721
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of GBP 6,222,335
13 Authorize 49,778,680 Shares for Share For For Management
Repurchase Program
14 Amend Articles of Association Re: For For Management
Treasury Shares and Directors' Fees
- --------------------------------------------------------------------------------
BP PLC (FORM. BP AMOCO PLC )
Ticker: BP.PP Security ID: G12793181
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect The Lord Browne of Madingley as For For Management
Director
2 Re-elect Byron Grote as Director For For Management
3 Re-elect Michael Miles as Director For For Management
4 Re-elect Sir Robin Nicholson as Director For For Management
5 Re-elect Dick Olver as Director For For Management
6 Re-elect Sir Ian Prosser as Director For For Management
7 Elect Antony Burgmans as Director For For Management
8 Re-appoint Ernst and Young LLP as For For Management
Auditors and Authorise Board to Fix
Remuneration of Auditors
9 Amend Articles of Association Re: For For Management
Treasury Shares and Annual Retirement of
Directors
10 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
USD 1,820 Million
11 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 273 Million
12 Authorise 2.2 Billion Shares for Market For For Management
Purchase
13 Authorise the Company to use Treasury For For Management
Shares for the Purpose of the Employee
Share Schemes Operated by the Company
14 Approve Remuneration Report For For Management
15 Approve Increase in Remuneration of For For Management
Non-Executive Directors from GBP 1.5
Million to GBP 2.5 Million
16 Accept Financial Statements and Statutory For For Management
Reports
17 Require the Company to Prepare a Report Against Against Shareholder
Re: Mitigating Risks to Shareholder Value
when Operating in Protected and Sensitive
Areas
- --------------------------------------------------------------------------------
BRIDGESTONE CORP.
Ticker: Security ID: J04578126
Meeting Date: MAR 30, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 8,
Final JY 8, Special JY 0
2 Authorize Share Repurchase Program For For Management
3 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
4 Elect Director For For Management
5.1 Appoint Internal Statutory Auditor For Against Management
5.2 Appoint Internal Statutory Auditor For For Management
6 Approve Retirement Bonuses for Director For Against Management
and Statutory Auditor
7 Approve Executive Stock Option Plan For For Management
- --------------------------------------------------------------------------------
BRINKER INTERNATIONAL, INC.
Ticker: EAT Security ID: 109641100
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald A. McDougall For For Management
1.2 Elect Director Douglas H. Brooks For For Management
1.3 Elect Director Dan W. Cook, III For For Management
1.4 Elect Director Robert M. Gates For For Management
1.5 Elect Director Marvin J. Girouard For Withhold Management
1.6 Elect Director Ronald Kirk For Withhold Management
1.7 Elect Director George R. Mrkonic For For Management
1.8 Elect Director Erle Nye For For Management
1.9 Elect Director James E. Oesterreicher For Withhold Management
1.10 Elect Director Cece Smith For Withhold Management
1.11 Elect Director Roger T. Staubach For For Management
2 Ratify Auditors For Against Management
3 Report on the Impact of Genetically Against Against Shareholder
Engineered Products
- --------------------------------------------------------------------------------
BRITISH SKY BROADCASTING PLC
Ticker: BSY Security ID: G15632105
Meeting Date: NOV 14, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Elect Lord Wilson as Director For For Management
3 Elect James Murdoch as Director For For Management
4 Elect Chase Carey as Director For For Management
5 Reelect David Evans as Director For For Management
6 Reelect Lord St John as Director For Against Management
7 Reelect Martin Stewart as Director For For Management
8 Approve Deloitte and Touche LLP as For For Management
Auditors and Authorize Board to Fix Their
Remuneration
9 Approve Remuneration Report For Against Management
10 Authorize EU Political Donations up to For For Management
GBP 200,000
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
GBP 319,000,000
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of GBP 48,000,000
13 Approve Reduction of GBP 1.120 Billion For For Management
from Share Premium Account
- --------------------------------------------------------------------------------
BROCADE COMMUNICATIONS SYSTEMS
Ticker: BRCD Security ID: 111621108
Meeting Date: APR 7, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neal Dempsey For Withhold Management
1.2 Elect Director Larry W. Sonsini For For Management
2 Ratify Auditors For For Management
3 Amend Non-Employee Director Stock Option For Against Management
Plan
- --------------------------------------------------------------------------------
CABOT MICROELECTRONICS CORP.
Ticker: CCMP Security ID: 12709P103
Meeting Date: MAR 9, 2004 Meeting Type: Annual
Record Date: JAN 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Juan Enriquez-Cabot For For Management
1.2 Elect Director H. Laurance Fuller For For Management
2 Elect Director William P. Noglows For For Management
3 Ratify Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
CADENCE DESIGN SYSTEMS, INC.
Ticker: CDN Security ID: 127387108
Meeting Date: JUN 15, 2004 Meeting Type: Annual
Record Date: APR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Raymond Bingham For For Management
1.2 Elect Director Susan L. Bostrom For For Management
1.3 Elect Director Donald L. Lucas For For Management
1.4 Elect Director Sean M. Maloney For Withhold Management
1.5 Elect Director Alberto For For Management
Sangiovanni-Vincentelli
1.6 Elect Director George M. Scalise For For Management
1.7 Elect Director John B. Shoven For For Management
1.8 Elect Director Roger S. Siboni For For Management
1.9 Elect Director Lip-Bu Tan For For Management
2 Amend Stock Option Plan For Against Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CANADIAN NATIONAL RAILWAY CO.
Ticker: CNR. Security ID: 136375102
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Armellino For For Management
1.2 Elect Director A. Charles Baillie For For Management
1.3 Elect Director Hugh J. Bolton For For Management
1.4 Elect Director Purdy Crawford For For Management
1.5 Elect Director J.V. Raymond Cyr For For Management
1.6 Elect Director Gordon D. Giffin For For Management
1.7 Elect Director James K. Gray For For Management
1.8 Elect Director E. Hunter Harrison For For Management
1.9 Elect Director Edith E. Holiday For For Management
1.10 Elect Director V.M. Kempston Darkes For For Management
1.11 Elect Director Gilbert H. Lamphere For For Management
1.12 Elect Director Denis Losier For For Management
1.13 Elect Director Edward C. Lumley For For Management
1.14 Elect Director David G.A. Mclean For For Management
1.15 Elect Director Robert Pace For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CANON INC.
Ticker: CAJ Security ID: J05124144
Meeting Date: MAR 30, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 15,
Final JY 35, Special JY 0
2 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
3.11 Elect Director For For Management
3.12 Elect Director For For Management
3.13 Elect Director For For Management
3.14 Elect Director For For Management
3.15 Elect Director For For Management
3.16 Elect Director For For Management
3.17 Elect Director For For Management
3.18 Elect Director For For Management
3.19 Elect Director For For Management
3.20 Elect Director For For Management
3.21 Elect Director For For Management
3.22 Elect Director For For Management
3.23 Elect Director For For Management
3.24 Elect Director For For Management
3.25 Elect Director For For Management
3.26 Elect Director For For Management
3.27 Elect Director For For Management
4.1 Appoint Internal Statutory Auditor For For Management
4.2 Appoint Internal Statutory Auditor For For Management
4.3 Appoint Internal Statutory Auditor For Against Management
5 Appoint Additional External Auditor For For Management
6 Approve Retirement Bonuses for Directors For For Management
and Statutory Auditors
7 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors and
Statutory Auditors
- --------------------------------------------------------------------------------
CAPITAL RADIO PLC
Ticker: Security ID: G18648108
Meeting Date: FEB 3, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 12.5 Pence Per For For Management
Share
4 Reelect Tony Illsley as Director For For Management
5 Reelect Tim Mason as Director For For Management
6 Reelect Peter Mitchell as Director For For Management
7 Elect Peter Williams as Director For For Management
8 Elect Nathalie Schwarz as Director For For Management
9 Ratify KPMG Audit Plc as Auditors For For Management
10 Authorize Board to Fix Remuneration of For For Management
Auditors
11 Approve Increase in Remuneration of For For Management
Nonexecutive Directors to GBP 500,000
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
GBP 425,237
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of GBP 103,738
14 Authorize 8,299,050 Shares for Share For For Management
Repurchase Program
- --------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 5, 2003 Meeting Type: Annual
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dave Bing For For Management
1.2 Elect Director John F. Finn For For Management
1.3 Elect Director John F. Havens For For Management
1.4 Elect Director David W. Raisbeck For For Management
1.5 Elect Director Robert D. Walter For For Management
- --------------------------------------------------------------------------------
CAREMARK RX, INC.
Ticker: CMX Security ID: 141705103
Meeting Date: MAR 22, 2004 Meeting Type: Special
Record Date: FEB 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Approve Issuance of Stock in Connection For For Management
with Merger Agreement
3 Increase Authorized Preferred Stock For Against Management
4 Approve Omnibus Stock Plan For For Management
5 Allow Postponement or Adjournment of For Against Management
Special Meeting
- --------------------------------------------------------------------------------
CAREMARK RX, INC.
Ticker: CMX Security ID: 141705103
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edwin M. Banks For Did Not Management
Vote
1.2 Elect Director Colleen C. Welch, Ph.D. For Did Not Management
Vote
1.3 Elect Director Roger L. Headrick For Did Not Management
Vote
1.4 Elect Director Jean-Pierre Millon For Did Not Management
Vote
- --------------------------------------------------------------------------------
CDW CORP.
Ticker: CDWC Security ID: 12512N105
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michelle L. Collins For For Management
1.2 Elect Director Casey G. Cowell For For Management
1.3 Elect Director John A. Edwardson For For Management
1.4 Elect Director Daniel S. Goldin For For Management
1.5 Elect Director Donald P. Jacobs For For Management
1.6 Elect Director Michael P. Krasny For For Management
1.7 Elect Director Terry L. Lengfelder For For Management
1.8 Elect Director Susan D. Wellington For For Management
1.9 Elect Director Brian E. Williams For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
- --------------------------------------------------------------------------------
CHECKFREE CORP.
Ticker: CKFR Security ID: 162813109
Meeting Date: OCT 29, 2003 Meeting Type: Annual
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Johnson For For Management
1.2 Elect Director Eugene F. Quinn For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Make Effort to Locate Women and Against For Shareholder
Minorities for Board Nomination
- --------------------------------------------------------------------------------
CHESAPEAKE ENERGY CORP.
Ticker: CHK Security ID: 165167107
Meeting Date: JUN 4, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank A. Keating For For Management
1.2 Elect Director Tom L. Ward For For Management
1.3 Elect Director Frederick B. Whittemore For For Management
2 Increase Authorized Common Stock For For Management
3 Increase Authorized Preferred Stock For For Management
- --------------------------------------------------------------------------------
CHEVRONTEXACO CORP.
Ticker: CVX Security ID: 166764100
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel H. Armacost For For Management
1.2 Elect Director Robert E. Denham For For Management
1.3 Elect Director Robert J. Eaton For For Management
1.4 Elect Director Sam Ginn For For Management
1.5 Elect Director Carla Anderson Hills For For Management
1.6 Elect Director Franklyn G. Jenifer For For Management
1.7 Elect Director J. Bennett Johnston For For Management
1.8 Elect Director Sam Nunn For For Management
1.9 Elect Director David J. O'Reilly For For Management
1.10 Elect Director Peter J. Robertson For For Management
1.11 Elect Director Charles R. Shoemate For For Management
1.12 Elect Director Carl Ware For For Management
2 Ratify Auditors For For Management
3 Adopt Shareholder Rights Plan (Poison For For Management
Pill) Policy
4 Amend Omnibus Stock Plan For For Management
5 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Require Affirmative Vote of a Majority of Against Against Shareholder
the Shares to Elect Directors
8 Report on Health and Environmental Against Against Shareholder
Initiatives in Ecuador
9 Report on Renewable Energy Against Against Shareholder
- --------------------------------------------------------------------------------
CHICO'S FAS, INC.
Ticker: CHS Security ID: 168615102
Meeting Date: JUN 22, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Helene B. Gralnick For Withhold Management
1.2 Elect Director Verna K. Gibson For For Management
1.3 Elect Director Betsy S. Atkins For For Management
1.4 Elect Director Scott A. Edmonds For Withhold Management
2 Change Range for Size of the Board For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CHOICEPOINT INC.
Ticker: CPS Security ID: 170388102
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John B. Mccoy For For Management
1.2 Elect Director Thomas M. Coughlin For For Management
1.3 Elect Director Derek V. Smith For For Management
2 Approve Deferred Compensation Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CHUGAI PHARMACEUTICAL CO. LTD.
Ticker: Security ID: J06930101
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 0,
Final JY 13, Special JY 0
2.1 Elect Director For For Management
2.2 Elect Director For For Management
2.3 Elect Director For For Management
2.4 Elect Director For For Management
2.5 Elect Director For For Management
2.6 Elect Director For For Management
2.7 Elect Director For For Management
2.8 Elect Director For For Management
2.9 Elect Director For For Management
3.1 Appoint Internal Statutory Auditor For For Management
3.2 Appoint Internal Statutory Auditor For For Management
4 Approve Retirement Bonuses for Directors For Against Management
and Statutory Auditors
5 Approve Executive Stock Option Plan For For Management
6 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Bartz For For Management
1.2 Elect Director Larry R. Carter For For Management
1.3 Elect Director John T. Chambers For For Management
1.4 Elect Director Dr. James F. Gibbons For For Management
1.5 Elect Director Dr. John L. Hennessy For For Management
1.6 Elect Director Roderick C. McGeary For For Management
1.7 Elect Director James C. Morgan For For Management
1.8 Elect Director John P. Morgridge For For Management
1.9 Elect Director Donald T. Valentine For For Management
1.10 Elect Director Steven M. West For For Management
1.11 Elect Director Jerry Yang For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
4 Report on Company Products Used by the Against Against Shareholder
Government to Monitor the Internet
5 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Alain J.P. Belda For For Management
1.3 Elect Director George David For For Management
1.4 Elect Director Kenneth T. Derr For For Management
1.5 Elect Director John M. Deutch For For Management
1.6 Elect Director Roberto Hernandez Ramirez For For Management
1.7 Elect Director Ann Dibble Jordan For For Management
1.8 Elect Director Dudley C. Mecum For For Management
1.9 Elect Director Richard D. Parsons For For Management
1.10 Elect Director Andrall E. Pearson For For Management
1.11 Elect Director Charles Prince For For Management
1.12 Elect Director Robert E. Rubin For For Management
1.13 Elect Director Franklin A. Thomas For For Management
1.14 Elect Director Sanford I. Weill For For Management
1.15 Elect Director Robert B. Willumstad For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Prohibit Awards to Executives Against Against Shareholder
6 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
CITIZEN WATCH CO. LTD.
Ticker: Security ID: J07938111
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 4.5,
Final JY 5.5, Special JY 0
2 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion - Limit
Liability of Directors and Statutory
Auditors - Authorize Appointment of
Alternate Statutory Auditors
3 Approve Executive Stock Option Plan For For Management
4.1 Elect Director For For Management
4.2 Elect Director For For Management
4.3 Elect Director For For Management
4.4 Elect Director For For Management
4.5 Elect Director For For Management
4.6 Elect Director For For Management
4.7 Elect Director For For Management
4.8 Elect Director For For Management
4.9 Elect Director For For Management
4.10 Elect Director For For Management
4.11 Elect Director For For Management
4.12 Elect Director For For Management
4.13 Elect Director For For Management
5.1 Appoint Internal Statutory Auditor For Against Management
5.2 Appoint Internal Statutory Auditor For For Management
5.3 Appoint Internal Statutory Auditor For Against Management
6 Appoint Alternate Internal Statutory For For Management
Auditor
7 Approve Retirement Bonuses for Directors For For Management
- --------------------------------------------------------------------------------
CNOOC LTD
Ticker: Security ID: Y1662W117
Meeting Date: JUN 14, 2004 Meeting Type: Annual
Record Date: JUN 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2a Reelect Shouwei Zhou as Executive For For Management
Director
2b Reelect Kenneth S. Courtis as Independent For For Management
Non-Executive Director
2c Reelect Erwin Schurtenberger as For For Management
Independent Non-Executive Director
2d Reelect Evert Henkes as Independent For For Management
Non-Executive Director
3 Reappoint Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their Remuneration
4 Approve Repurchase of Up to 10 Percent of For For Management
Issued Capital
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Reissuance of Repurchased For For Management
Shares
1 Amend Articles Re: Voting at General For For Management
Meetings, Nomination and Removal of
Directors, Material Interest of Directors
in Contracts Entered into by the Company
- --------------------------------------------------------------------------------
COACH, INC.
Ticker: COH Security ID: 189754104
Meeting Date: NOV 5, 2003 Meeting Type: Annual
Record Date: SEP 17, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Ellis For For Management
1.2 Elect Director Lew Frankfort For For Management
1.3 Elect Director Sally Frame Kasaks For For Management
1.4 Elect Director Gary Loveman For For Management
1.5 Elect Director Irene Miller For For Management
1.6 Elect Director Keith Monda For For Management
1.7 Elect Director Michael Murphy For For Management
- --------------------------------------------------------------------------------
COCA-COLA ENTERPRISES INC.
Ticker: CCE Security ID: 191219104
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Alm For For Management
1.2 Elect Director J. Trevor Eyton For For Management
1.3 Elect Director Gary P. Fayard For For Management
1.4 Elect Director L. Phillip Humann For For Management
1.5 Elect Director Paula G. Rosput For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Approve Omnibus Stock Plan For For Management
4 Amend Deferred Compensation Plan For For Management
5 Approve Employee Stock Purchase Plan For For Management
6 Approve Employee Stock Purchase Plan For For Management
7 Ratify Auditors For For Management
8 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
9 Report on Recycling Policy Against Against Shareholder
- --------------------------------------------------------------------------------
COGNEX CORP.
Ticker: CGNX Security ID: 192422103
Meeting Date: APR 22, 2004 Meeting Type: Special
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Shillman For For Management
1.2 Elect Director Anthony Sun For For Management
- --------------------------------------------------------------------------------
COLUMBIA SPORTSWEAR CO.
Ticker: COLM Security ID: 198516106
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gertrude Boyle For For Management
1.2 Elect Director Timothy P. Boyle For For Management
1.3 Elect Director Sarah A. Bany For For Management
1.4 Elect Director Murrey R. Albers For For Management
1.5 Elect Director Stephen E. Babson For For Management
1.6 Elect Director Edward S. George For For Management
1.7 Elect Director Walter T. Klenz For For Management
1.8 Elect Director John W. Stanton For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COMPAL ELECTRONICS
Ticker: Security ID: Y16907100
Meeting Date: JUN 15, 2004 Meeting Type: Annual
Record Date: APR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Report on 2003 Business Operation None None Management
Results
1.2 Receive Supervisors' Report None None Management
2.1 Accept Financial Statements and Statutory For For Management
Reports
2.2 Approve Allocation of Income and For For Management
Dividends
2.3 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
3.1 Approve Capitalization of 2003 Dividends For For Management
and Employee Profit Sharing
3.2 Amend Operating Procedures for the Loan For Against Management
of Funds to Other Parties
4 Elect Directors and Supervisors For For Management
5 Other Business None None Management
- --------------------------------------------------------------------------------
COMPANHIA VALE DO RIO DOCE
Ticker: Security ID: 204412209
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPRECIATION OF THE MANAGEMENT S REPORT For For Management
AND ANALYSIS, DISCUSSION AND VOTE ON THE
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2003.
2 PROPOSAL FOR THE DESTINATION OF THE For For Management
PROFITS OF THE SAID FISCAL YEAR.
3 ESTABLISHMENT OF THE TOTAL AND ANNUAL For For Management
REMUNERATION OF THE MEMBERS OF THE
COMPANY S MANAGEMENT.
4 ELECTION OF THE MEMBERS OF THE FISCAL For For Management
COUNCIL AND ESTABLISHMENT OF THEIR
REMUNERATION.
5 PROPOSAL OF CAPITAL INCREASE, THROUGH THE For For Management
CAPITALIZATION OF RESERVES, WITHOUT THE
ISSUANCE OF SHARES, AND THE CONSEQUENT
CHANGE OF THE HEAD SECTION OF ARTICLE 5
OF THE COMPANY S BY-LAWS.
- --------------------------------------------------------------------------------
COMVERSE TECHNOLOGY, INC.
Ticker: CMVT Security ID: 205862402
Meeting Date: DEC 16, 2003 Meeting Type: Annual
Record Date: OCT 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kobi Alexander For For Management
1.2 Elect Director Raz Alon For For Management
1.3 Elect Director Itsik Danziger For For Management
1.4 Elect Director John H. Friedman For For Management
1.5 Elect Director Ron Hiram For For Management
1.6 Elect Director Sam Oolie For For Management
1.7 Elect Director William F. Sorin For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COOPER COMPANIES, INC., THE
Ticker: COO Security ID: 216648402
Meeting Date: MAR 23, 2004 Meeting Type: Annual
Record Date: FEB 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Thomas Bender For For Management
1.2 Elect Director Michael H. Kalkstein For For Management
1.3 Elect Director Moses Marx For For Management
1.4 Elect Director Donald Press For For Management
1.5 Elect Director Steven Rosenberg For For Management
1.6 Elect Director Allan E Rubenstein M.D. For For Management
1.7 Elect Director Robert S. Weiss For For Management
1.8 Elect Director Stanley Zinberg, M.D. For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
CORNING INC.
Ticker: GLW Security ID: 219350105
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeremy R. Knowles For For Management
1.2 Elect Director Eugene C. Sit For For Management
1.3 Elect Director William D. Smithburg For For Management
1.4 Elect Director Hansel E. Tookes II For For Management
1.5 Elect Director Wendell P. Weeks For For Management
2 Ratify Auditors For For Management
3 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
COUNTRYWIDE FINANCIAL CORP.
Ticker: CFC Security ID: 222372104
Meeting Date: JAN 9, 2004 Meeting Type: Special
Record Date: NOV 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
COUNTRYWIDE FINANCIAL CORP.
Ticker: CFC Security ID: 222372104
Meeting Date: JUN 16, 2004 Meeting Type: Annual
Record Date: APR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry G. Cisneros For For Management
1.2 Elect Director Robert J. Donato For For Management
1.3 Elect Director Michael E. Dougherty For For Management
1.4 Elect Director Martin R. Melone For For Management
1.5 Elect Director Harley W. Snyder For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
CREDIT AGRICOLE SA
Ticker: Security ID: F22797108
Meeting Date: MAY 19, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.825 per Share
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Elect Alain Dieval as Director in For Against Management
Replacement of Pierre Bastide
6 Elect Daniel Lebegue as Director in For Against Management
Replacement of Jean Peyrelevade
7 Elect Michel Michaut as Director in For Against Management
Replacement of Jean-Marie Sander
8 Reelect Pierre Bru as Director For Against Management
9 Reelect Yves Couturier as Director For Against Management
10 Reelect Pierre Kerfriden as Director For Against Management
11 Reelect Jean Le Brun as Director For Against Management
12 Confirm End of Term of Cabinet Alain For For Management
Laine as Auditors and Cabinet Mazars &
Guerard as Deputy Auditor and Appoint New
Auditors
13 Authorize Issuance of Bonds/Debentures Up For For Management
to Aggregate Amount of EUR 20 Billion
14 Approve Remuneration of Directors in the For For Management
Aggregate Amount of EUR 670,000
15 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
EUR 1 Billion
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 1 Bilion
18 Authorize Capitalization of Reserves of For For Management
Up to EUR 3 Billion for Bonus Issue or
Increase in Par Value
19 Approve Capital Increase Reserved for For For Management
Employees Participating in
Savings-Related Share Purchase Plan
20 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
21 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
CREDIT SUISSE GROUP (FORMERLY CS HOLDING)
Ticker: CSR Security ID: H3698D419
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Approve Allocation of Income and Omission For For Management
of Dividends
3.2 Approve CHF 597.5 Million Reduction in For For Management
Share Capital via Reduction in Par Value
and Repayment to Shareholders
4.1 Reelect Thomas Bell and Aziz Syriani as For For Management
Directors; Elect Peter Weibel, Noreen
Doyle, and David Syz as Directors
4.2 Reelect KPMG Klynveld Peat Marwick For For Management
Goerdeler SA as Auditors
4.3 Reelect BDO Sofirom as Special Auditors For For Management
5.1 Amend Articles Re: Submission of For For Management
Shareholder Proposals
5.2 Amend Articles Re: Delete Provisions For For Management
Concerning Contributions In Kind
- --------------------------------------------------------------------------------
CSX CORP.
Ticker: CSX Security ID: 126408103
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.E. Bailey For For Management
1.2 Elect Director R.L. Burrus, Jr. For For Management
1.3 Elect Director E.J. Kelly, III For For Management
1.4 Elect Director R.D. Kunisch For For Management
1.5 Elect Director S.J. Morcott For For Management
1.6 Elect Director D.M. Ratcliffe For For Management
1.7 Elect Director C.E. Rice For For Management
1.8 Elect Director W.C. Richardson For For Management
1.9 Elect Director F.S. Royal, M.D. For For Management
1.10 Elect Director D.J. Shepard For For Management
1.11 Elect Director M.J. Ward For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Limit Awards to Executives Against For Shareholder
- --------------------------------------------------------------------------------
D.R. HORTON, INC.
Ticker: DHI Security ID: 23331A109
Meeting Date: JAN 29, 2004 Meeting Type: Annual
Record Date: DEC 4, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald R. Horton For For Management
1.2 Elect Director Bradley S. Anderson For For Management
1.3 Elect Director Michael R. Buchanan For For Management
1.4 Elect Director Richard I. Galland For For Management
1.5 Elect Director Francine I. Neff For For Management
1.6 Elect Director Donald J. Tomnitz For For Management
1.7 Elect Director Bill W. Wheat For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
DARDEN RESTAURANTS, INC.
Ticker: DRI Security ID: 237194105
Meeting Date: SEP 25, 2003 Meeting Type: Annual
Record Date: JUL 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard L. Berry For For Management
1.2 Elect Director Odie C. Donald For For Management
1.3 Elect Director David H. Hughes For For Management
1.4 Elect Director Joe R. Lee For For Management
1.5 Elect Director Senator Connie Mack, III For For Management
1.6 Elect Director Richard E. Rivera For For Management
1.7 Elect Director Michael D. Rose For For Management
1.8 Elect Director Maria A. Sastre For For Management
1.9 Elect Director Jack A. Smith For For Management
1.10 Elect Director Blaine Sweatt, III For For Management
1.11 Elect Director Rita P. Wilson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD. (FORMERLY DEVELOPMENT BANK OF SINGAPORE)
Ticker: Security ID: Y20246107
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and Directors' For For Management
and Auditors' Reports
2a Declare Final Dividend of SGD 0.16 Per For For Management
Ordinary Share
2b Declare Final Dividend of SGD 0.16 Per For For Management
Non-Voting Convertible Preference Share
2c Declare Final Dividend of SGD 0.16 Per For For Management
Non-Voting Redeemable Convertible
Preference Share
3 Approve Directors' Fees of SGD 647,851 For For Management
for the Year Ended Dec. 31, 2003
4 Reappoint Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their Remuneration
5a Reelect S. Dhanabalan as Director For For Management
5b Reelect Bernard Chen Tien Lap as Director For For Management
5c Reelect Fock Siew Wah as Director For For Management
5d Reelect Kwa Chong Seng as Director For For Management
5e Reelect Narayana Murthy as Director For For Management
5f Reelect Frank Wong Kwong Shing as For For Management
Director
5g Reappoint Thean Lip Ping as Director For For Management
6a Approve Issuance of Shares and Grant of For Against Management
Options Pursuant to the Share Option Plan
6b Approve Issuance of Shares and Grant of For Against Management
Options Pursuant to the Performance Share
Plan
6c Approve Issuance of Shares without For For Management
Preemptive Rights
- --------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD. (FORMERLY DEVELOPMENT BANK OF SINGAPORE)
Ticker: Security ID: Y20246107
Meeting Date: APR 30, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Issuance of Shares without For For Management
Preemptive Rights
3 Authorize Share Repurchase Program For For Management
- --------------------------------------------------------------------------------
DELPHI CORP.
Ticker: DPH Security ID: 247126105
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Oscar de Paula Bernardes For Withhold Management
Neto
1.2 Elect Director Dr. Bernd Gottschalk For Withhold Management
1.3 Elect Director John D. Opie For Withhold Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For For Management
5 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
6 Declassify the Board of Directors Against For Shareholder
7 Amend Workplace Code of Conduct Against For Shareholder
- --------------------------------------------------------------------------------
DENDRITE INTERNATIONAL, INC.
Ticker: DRTE Security ID: 248239105
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Bailye For For Management
1.2 Elect Director John A. Fazio For For Management
1.3 Elect Director Bernard M. Goldsmith For Withhold Management
1.4 Elect Director Edward J. Kfoury For For Management
1.5 Elect Director Paul A. Margolis For For Management
1.6 Elect Director John H. Martinson For For Management
1.7 Elect Director Terence H. Osborne For For Management
1.8 Elect Director Patrick J. Zenner For For Management
- --------------------------------------------------------------------------------
DEPFA BANK PLC
Ticker: Security ID: G27230104
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Declare Final Dividend For For Management
3a Reelect Reinhare Grzesik as Director For For Management
3b Reelect Thomas Kolbeck as Director For For Management
3c Reelect Jacques Poos as Director For For Management
3d Reelect Hans Reich as Director For For Management
3e Reelect Jurgen Karcher as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Approve Sub-division of Ordinary Share For For Management
Capital
6 Approve Increase in Authorized Capital For For Management
and Authorize New Class of Preferred
Stock
- --------------------------------------------------------------------------------
DIAGEO PLC (FORMERLY GUINNESS PLC)
Ticker: DEO Security ID: G42089113
Meeting Date: OCT 22, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 15.7 Pence Per For For Management
Share
4 Reelect Lord Blyth as Director For For Management
5 Reelect Keith Oates as Director For For Management
6 Reelect Paul Walsh as Director For For Management
7 Approve KPMG Audit Plc as Auditors and For For Management
Authorize Board to Fix Their Remuneration
8 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of GBP 44,833,003
9 Authorize 309,885,718 Shares for Share For For Management
Repurchase Program
- --------------------------------------------------------------------------------
DIAGNOSTIC PRODUCTS CORP.
Ticker: DP Security ID: 252450101
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sidney A. Aroesty For For Management
1.2 Elect Director Frederick Frank For For Management
1.3 Elect Director Kenneth A. Merchant For For Management
1.4 Elect Director Maxwell H. Salter For For Management
1.5 Elect Director Dr. James D. Watson For For Management
1.6 Elect Director Ira Ziering For For Management
1.7 Elect Director Michael Ziering For For Management
2 Approve Increase in Size of Board For For Management
- --------------------------------------------------------------------------------
DST SYSTEMS, INC.
Ticker: DST Security ID: 233326107
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Edward Allinson For Withhold Management
1.2 Elect Director Michael G. Fitt For For Management
2 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
E*TRADE GROUP, INC.
Ticker: ET Security ID: 269246104
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald D. Fisher For For Management
1.2 Elect Director George A. Hayter For For Management
1.3 Elect Director Donna L. Weaver For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
E.I. DU PONT DE NEMOURS & CO.
Ticker: DD Security ID: 263534109
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J. P. Belda For For Management
1.2 Elect Director Richard H. Brown For For Management
1.3 Elect Director Curtis J. Crawford For For Management
1.4 Elect Director John T. Dillon For For Management
1.5 Elect Director Louisa C. Duemling For For Management
1.6 Elect Director Charles O. Holliday, Jr. For For Management
1.7 Elect Director Deborah C. Hopkins For For Management
1.8 Elect Director Lois D. Juliber For For Management
1.9 Elect Director Masahisa Naitoh For For Management
1.10 Elect Director William K. Reilly For For Management
1.11 Elect Director H. Rodney Sharp, III For For Management
1.12 Elect Director Charles M. Vest For For Management
2 Ratify Auditors For For Management
3 Report on Executive Ties to Government Against Against Shareholder
4 Adopt and Report on a Code of Corporate Against Against Shareholder
Conduct
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION
Ticker: EW Security ID: 28176E108
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Ingram For Withhold Management
1.2 Elect Director Vernon R. Loucks Jr. For For Management
2 Amend Non-Employee Director Omnibus Stock For For Management
Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EGL, INC.
Ticker: EAGL Security ID: 268484102
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Crane For For Management
1.2 Elect Director Frank J. Hevrdejs For For Management
1.3 Elect Director Paul William Hobby For For Management
1.4 Elect Director Michael K. Jhin For For Management
1.5 Elect Director Milton Carroll For For Management
1.6 Elect Director Neil E. Kelley For For Management
1.7 Elect Director Rebecca A. McDonald For For Management
1.8 Elect Director James C. Flagg For For Management
1.9 Elect Director Elijio V. Serrano For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ELI LILLY AND CO.
Ticker: LLY Security ID: 532457108
Meeting Date: APR 19, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven C. Beering For For Management
1.2 Elect Director Winfried Bischoff For For Management
1.3 Elect Director Franklyn G. Prendergast For For Management
1.4 Elect Director Kathi P. Seifert For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
5 Report on Drug Pricing Against Against Shareholder
- --------------------------------------------------------------------------------
ENSCO INTERNATIONAL, INC.
Ticker: ESV Security ID: 26874Q100
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Carmichael For Withhold Management
1.2 Elect Director Thomas L. Kelly II For Withhold Management
1.3 Elect Director Rita M. Rodriguez For For Management
- --------------------------------------------------------------------------------
ERSTE BANK DER OESTER SPARK
Ticker: Security ID: A19494102
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports
2 Approve Allocation of Income For For Management
3.a Approve Discharge of Management Board For For Management
3.b Approve Discharge of Supervisory Board For For Management
4 Approve Remuneration of Directors For For Management
5 Elect Supervisory Board Members For For Management
6 Ratify Auditors For For Management
7 Approve Spin-Off Agreement of For For Management
FINAG-Holding AG
8 Approve EUR 43.9 Million Capitalization For For Management
of Reserves
9 Approve 4:1 Stock Split For For Management
10 Approve Creation of EUR 16.7 Million Pool For For Management
of Conditional Capital with Preemptive
Rights
11 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital for Trading
Purposes
12 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
13 Amend Articles For For Management
- --------------------------------------------------------------------------------
ESPRIT HOLDINGS
Ticker: Security ID: G3122U129
Meeting Date: NOV 26, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend For For Management
3 Approve Special Dividend For For Management
4 Reelect Directors For For Management
5 Reappoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
6 Approve Repurchase of Up to 10 Percent of For For Management
Issued Capital
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For For Management
Shares
- --------------------------------------------------------------------------------
EXELON CORP.
Ticker: EXC Security ID: 30161N101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas DeBenedictis For For Management
1.2 Elect Director G. Fred Dibona, Jr. For For Management
1.3 Elect Director Sue L. Gin For For Management
1.4 Elect Director Edgar D. Jannotta For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
EXXON MOBIL CORP.
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Boskin For For Management
1.2 Elect Director James R. Houghton For For Management
1.3 Elect Director William R. Howell For For Management
1.4 Elect Director Reatha Clark King For For Management
1.5 Elect Director Philip E. Lippincott For For Management
1.6 Elect Director Harry J. Longwell For For Management
1.7 Elect Director Henry A. McKinnell, Jr. For For Management
1.8 Elect Director Marilyn Carlson Nelson For For Management
1.9 Elect Director Lee R. Raymond For For Management
1.10 Elect Director Walter V. Shipley For For Management
1.11 Elect Director Rex W. Tillerson For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Restricted For For Management
Stock Plan
4 Affirm Political Nonpartisanship Against Against Shareholder
5 Report on Political Against Against Shareholder
Contributions/Activities
6 Report on Equatorial Guinea Against Against Shareholder
7 Separate Chairman and CEO Positions Against Against Shareholder
8 Prohibit Awards to Executives Against Against Shareholder
9 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
10 Amend EEO Statement to Include Reference Against For Shareholder
to Sexual Orientation
11 Report on Climate Change Research Against Against Shareholder
- --------------------------------------------------------------------------------
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC.
Ticker: FCS Security ID: 303726103
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kirk P. Pond For Did Not Management
Vote
1.2 Elect Director Joseph R. Martin For Did Not Management
Vote
1.3 Elect Director Charles P. Carinalli For Did Not Management
Vote
1.4 Elect Director Richard M. Cashin, Jr. For Did Not Management
Vote
1.5 Elect Director Charles M. Clough For Did Not Management
Vote
1.6 Elect Director Robert F. Friel For Did Not Management
Vote
1.7 Elect Director Thomas L. Magnanti For Did Not Management
Vote
1.8 Elect Director Bryan R. Roub For Did Not Management
Vote
1.9 Elect Director Paul C. Schorr IV For Did Not Management
Vote
1.10 Elect Director Ronald W. Shelly For Did Not Management
Vote
1.11 Elect Director William N. Stout For Did Not Management
Vote
2 Amend Omnibus Stock Plan For Did Not Management
Vote
3 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
FEDERATED DEPARTMENT STORES, INC.
Ticker: FD Security ID: 31410H101
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sara Levinson For Withhold Management
1.2 Elect Director Joseph Neubauer For Withhold Management
1.3 Elect Director Joseph A. Pichler For Withhold Management
1.4 Elect Director Karl M. von der Heyden For Withhold Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
FEDEX CORPORATION
Ticker: FDX Security ID: 31428X106
Meeting Date: SEP 29, 2003 Meeting Type: Annual
Record Date: AUG 4, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director August A. Busch IV For For Management
1.2 Elect Director John A. Edwardson For For Management
1.3 Elect Director George J. Mitchell For Withhold Management
1.4 Elect Director Joshua I. Smith For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
FIRST DATA CORP.
Ticker: FDC Security ID: 319963104
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry C. Duques For For Management
1.2 Elect Director Charles T. Fote For For Management
1.3 Elect Director Richard P. Kiphart For For Management
1.4 Elect Director Joan E. Spero For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FRANCE TELECOM SA
Ticker: Security ID: F4113C103
Meeting Date: APR 9, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors for Fiscal Year Ended
Dec. 2003
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports for Fiscal Year
Ended Dec. 2003
3 Approve Treatment of Losses and Dividends For For Management
of EUR 0.25 per Share
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
6 Fix Issue Price of Previous Authority to For For Management
Issue Equity or Equity-Linked Securities
without Preemptive Rights Submitted to
Shareholder Vote at Feb. 25, 2003 EGM to
Increase Capital by up to EUR 30 Billion
7 Amend Article 1, 2, and 7 to Reflect 2003 For For Management
Legislative Changes, Postal Service and
Telecommunication Code, and European
Parliament Directives
8 Amend Articles to Reflect 2003 For For Management
Legislative Changes; Remove French
Government Obligation to Retain Majority
Stake in Company and Amend Articles with
Respect to Board Composition
9 Amend Articles to Reflect Potential For For Management
Change in Control with Respect to Powers
of Chairman and Management
10 Amend Articles of Association to For For Management
Introduce Liquidation Provision
11 Authorize Board to Issue Up to 30 Million For For Management
Shares to Participants of Wanadoo Stock
Option Plan in Connection with France
Telecom Liquidity Agreement
12 Approve Capital Increase Reserved for For Against Management
Employees Participating in
Savings-Related Share Purchase Plan
13 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
GAP, INC., THE
Ticker: GPS Security ID: 364760108
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard Behar For For Management
1.2 Elect Director Adrian D.P. Bellamy For For Management
1.3 Elect Director Donald G. Fisher For For Management
1.4 Elect Director Doris F. Fisher For For Management
1.5 Elect Director Robert J. Fisher For For Management
1.6 Elect Director Glenda A. Hatchett For For Management
1.7 Elect Director Penelope L. Hughes For For Management
1.8 Elect Director Bob L. Martin For For Management
1.9 Elect Director Jorge P. Montoya For For Management
1.10 Elect Director Paul S. Pressler For For Management
1.11 Elect Director James M. Schneider For For Management
1.12 Elect Director Mayo A. Shattuck III For For Management
1.13 Elect Director Margaret C. Whitman For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
GENERAL DYNAMICS CORP.
Ticker: GD Security ID: 369550108
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas D. Chabraja For For Management
1.2 Elect Director James S. Crown For For Management
1.3 Elect Director Lester Crown For For Management
1.4 Elect Director William P. Fricks For For Management
1.5 Elect Director Charles H. Goodman For For Management
1.6 Elect Director Jay L. Johnson For For Management
1.7 Elect Director George A. Joulwan For For Management
1.8 Elect Director Paul G. Kaminski For For Management
1.9 Elect Director John M. Keane For For Management
1.10 Elect Director Lester L. Lyles For For Management
1.11 Elect Director Carl E. Mundy, Jr. For For Management
1.12 Elect Director Robert Walmsley For For Management
2 Approve Omnibus Stock Plan For For Management
3 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
4 Report on Foreign Military Sales Against Against Shareholder
- --------------------------------------------------------------------------------
GENERAL ELECTRIC CO.
Ticker: GE Security ID: 369604103
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James I. Cash, Jr. For For Management
1.2 Elect Director Dennis D. Dammerman For For Management
1.3 Elect Director Ann M. Fudge For For Management
1.4 Elect Director Claudio X. Gonzalez For Withhold Management
1.5 Elect Director Jeffrey R. Immelt For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Alan G. Lafley For For Management
1.8 Elect Director Kenneth G. Langone For For Management
1.9 Elect Director Ralph S. Larsen For For Management
1.10 Elect Director Rochelle B. Lazarus For For Management
1.11 Elect Director Sam Nunn For For Management
1.12 Elect Director Roger S. Penske For For Management
1.13 Elect Director Robert J. Swieringa For For Management
1.14 Elect Director Douglas A. Warner III For For Management
1.15 Elect Director Robert C. Wright For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Provide for Cumulative Voting Against Against Shareholder
5 Eliminate Animal Testing Against Against Shareholder
6 Report on Nuclear Fuel Storage Risks Against Against Shareholder
7 Report on PCB Clean-up Against Against Shareholder
8 Report on Foreign Outsourcing Against Against Shareholder
9 Prepare Sustainability Report Against Against Shareholder
10 Limit Composition of Management Against Against Shareholder
Development and Compensation Committee to
Independent Directors
11 Report on Pay Disparity Against Against Shareholder
12 Limit Awards to Executives Against Against Shareholder
13 Limit Board Service for Other Companies Against For Shareholder
14 Separate Chairman and CEO Positions Against Against Shareholder
15 Hire Advisor/Maximize Shareholder Value Against Against Shareholder
16 Adopt a Retention Ratio for Executives Against Against Shareholder
and Directors
17 Require 70% to 80% Independent Board Against Against Shareholder
18 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
GENERAL MILLS, INC.
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 22, 2003 Meeting Type: Annual
Record Date: JUL 24, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen R. Demeritt For For Management
1.2 Elect Director Livio D. DeSimone For For Management
1.3 Elect Director William T. Esrey For For Management
1.4 Elect Director Raymond V. Gilmartin For For Management
1.5 Elect Director Judith Richards Hope For For Management
1.6 Elect Director Robert L. Johnson For For Management
1.7 Elect Director John M. Keenan For For Management
1.8 Elect Director Heidi G. Miller For For Management
1.9 Elect Director Hilda Ochoa-Brillembourg For For Management
1.10 Elect Director Stephen W. Sanger For For Management
1.11 Elect Director A. Michael Spence For For Management
1.12 Elect Director Dorothy A. Terrell For For Management
1.13 Elect Director Raymond G. Viault For For Management
1.14 Elect Director Paul S. Walsh For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
GILLETTE CO., THE
Ticker: G Security ID: 375766102
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward F. DeGraan For Withhold Management
1.2 Elect Director Wilbur H. Gantz For Withhold Management
1.3 Elect Director James M. Kilts For Withhold Management
1.4 Elect Director Jorge Paulo Lemann For Withhold Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Declassify the Board of Directors Against For Shareholder
5 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
6 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
GOLDMAN SACHS GROUP, INC., THE
Ticker: GS Security ID: 38141G104
Meeting Date: MAR 31, 2004 Meeting Type: Annual
Record Date: FEB 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lloyd C. Blankfein For For Management
1.2 Elect Director Lord Browne Of Madingley For For Management
1.3 Elect Director Claes Dahlback For For Management
1.4 Elect Director James A. Johnson For For Management
1.5 Elect Director Lois D. Juliber For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
GRANADA PLC (FRMRLY. GRANADA COMPASS)
Ticker: Security ID: G4049Q100
Meeting Date: JAN 13, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 To Give Effect to the Scheme of For For Management
Arrangement Between the Company and
Holders of its Scheme Shares
2 Approve ITV Approved Executive Share For For Management
Option Scheme
3 Approve ITV Unapproved Executive Share For For Management
Option Scheme
4 Approve ITV Commitment Scheme For For Management
5 Approve ITV Savings-Related Share Option For For Management
Scheme
6 Approve ITV Share Incentive Plan For For Management
7 Establish Plans for Oversea Employees of For For Management
ITV
- --------------------------------------------------------------------------------
HAIN CELESTIAL GROUP, INC., THE
Ticker: HAIN Security ID: 405217100
Meeting Date: DEC 4, 2003 Meeting Type: Annual
Record Date: OCT 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irwin D. Simon For For Management
1.2 Elect Director Beth L. Bronner For For Management
1.3 Elect Director Jack Futterman For Withhold Management
1.4 Elect Director Daniel R. Glickman For For Management
1.5 Elect Director James S. Gold For Withhold Management
1.6 Elect Director Marina Hahn For Withhold Management
1.7 Elect Director Neil Harrison For For Management
1.8 Elect Director Andrew R. Heyer For For Management
1.9 Elect Director Joseph Jimenez For Withhold Management
1.10 Elect Director Roger Meltzer For Withhold Management
1.11 Elect Director Larry S. Zilavy For Withhold Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Non-Employee Director Stock Option For Against Management
Plan
4 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
HEALTH NET, INC.
Ticker: HNT Security ID: 42222G108
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Thomas Bouchard For For Management
1.2 Elect Director Theodore F. Craver, Jr. For For Management
1.3 Elect Director Thomas T. Farley For For Management
1.4 Elect Director Gale S. Fitzgerald For For Management
1.5 Elect Director Patrick Foley For For Management
1.6 Elect Director Jay M. Gellert For For Management
1.7 Elect Director Roger F. Greaves For Withhold Management
1.8 Elect Director Richard W. Hanselman For For Management
1.9 Elect Director Richard J. Stegemeier For For Management
1.10 Elect Director Bruce G. Willison For For Management
1.11 Elect Director Frederick C. Yeager For For Management
2 Eliminate Class of Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HEWLETT-PACKARD CO.
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 17, 2004 Meeting Type: Annual
Record Date: JAN 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L.T. Babbio, Jr. For For Management
1.2 Elect Director P.C. Dunn For For Management
1.3 Elect Director C.S. Fiorina For For Management
1.4 Elect Director R.A. Hackborn For For Management
1.5 Elect Director G.A. Keyworth II For For Management
1.6 Elect Director R.E. Knowling, Jr. For For Management
1.7 Elect Director S.M. Litvack For Withhold Management
1.8 Elect Director R.L. Ryan For For Management
1.9 Elect Director L.S. Salhany For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
HONDA MOTOR CO. LTD.
Ticker: HMCL Security ID: J22302111
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 19,
Final JY 23, Special JY 0
2 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
3.11 Elect Director For For Management
3.12 Elect Director For For Management
3.13 Elect Director For For Management
3.14 Elect Director For For Management
3.15 Elect Director For For Management
3.16 Elect Director For For Management
3.17 Elect Director For For Management
3.18 Elect Director For For Management
3.19 Elect Director For For Management
3.20 Elect Director For For Management
3.21 Elect Director For For Management
3.22 Elect Director For For Management
3.23 Elect Director For For Management
3.24 Elect Director For For Management
3.25 Elect Director For For Management
3.26 Elect Director For For Management
3.27 Elect Director For For Management
3.28 Elect Director For For Management
3.29 Elect Director For For Management
3.30 Elect Director For For Management
3.31 Elect Director For For Management
3.32 Elect Director For For Management
3.33 Elect Director For For Management
3.34 Elect Director For For Management
3.35 Elect Director For For Management
3.36 Elect Director For For Management
4.1 Appoint Internal Statutory Auditor For For Management
4.2 Appoint Internal Statutory Auditor For For Management
4.3 Appoint Internal Statutory Auditor For For Management
5 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors
6 Approve Payment of Annual Bonuses to For For Management
Directors and Statutory Auditors
7 Approve Retirement Bonuses for Directors For For Management
and Statutory Auditor
- --------------------------------------------------------------------------------
IBERDROLA S.A.
Ticker: Security ID: E6164R104
Meeting Date: APR 2, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, Allocation For For Management
of Income and Dividends, and Discharge
Directors
2 Adopt New Articles of Association For For Management
3 Approve General Meeting Guidelines; For For Management
Information on Board Guidelines
4 Approve Merger by Absorption of For For Management
Subsidiaries Iberdrola Gas S.A. and Star
21 Networks Espana, S.A.
5 Authorize Issuance of Convertible Bonds For For Management
and/or Warrants without Preemptive Rights
with a Maximum Limit of EUR 1 Billion
6 Authorize Issuance of Convertible Bonds For For Management
and/or Warrants with Preemptive Rights
with a Maximum Limit of EUR 1 Billion
7 Authorize Issuance of Bonds/Debentures up For For Management
to Aggregate Nominal Amount of EUR 1.2
Billion, or EUR 1.5 Billion in the Case
of Debentures
8 Authorize Repurchase of Shares and Reduce For For Management
Capital Via Cancellation of Repurchased
Shares
9 Approve Listing of Shares on Secondary For For Management
Exchanges in Spain or Overseas
10 Approve Creation of Foundations For For Management
11 Approve Auditors For For Management
12 Ratify Appointment of Directors For For Management
13 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
- --------------------------------------------------------------------------------
IMCLONE SYSTEMS INC.
Ticker: IMCL Security ID: 45245W109
Meeting Date: JUN 17, 2004 Meeting Type: Annual
Record Date: APR 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew G. Bodnar For For Management
1.2 Elect Director William W. Crouse For For Management
1.3 Elect Director Vincent T. Devita, Jr. For For Management
1.4 Elect Director John A. Fazio For For Management
1.5 Elect Director Joseph L. Fischer For For Management
1.6 Elect Director David M. Kies For For Management
1.7 Elect Director Daniel S. Lynch For For Management
1.8 Elect Director William R. Miller For For Management
1.9 Elect Director David Sidransky For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INGRAM MICRO, INC.
Ticker: IM Security ID: 457153104
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Orrin H. Ingram II For Withhold Management
1.2 Elect Director Michael T. Smith For For Management
1.3 Elect Director Joe B. Wyatt For For Management
1.4 Elect Director Howard I. Atkins For For Management
- --------------------------------------------------------------------------------
INTEGRATED CIRCUIT SYSTEMS, INC.
Ticker: ICST Security ID: 45811K208
Meeting Date: OCT 29, 2003 Meeting Type: Annual
Record Date: SEP 19, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hock E. Tan For Withhold Management
1.2 Elect Director Nam P. Suh, Ph.D. For For Management
- --------------------------------------------------------------------------------
INTEL CORP.
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig R. Barrett For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director E. John P. Browne For For Management
1.4 Elect Director Andrew S. Grove For For Management
1.5 Elect Director D. James Guzy For Withhold Management
1.6 Elect Director Reed E. Hundt For For Management
1.7 Elect Director Paul S. Otellini For For Management
1.8 Elect Director David S. Pottruck For For Management
1.9 Elect Director Jane E. Shaw For For Management
1.10 Elect Director John L. Thornton For For Management
1.11 Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Expense Stock Options Against For Shareholder
5 Limit/Prohibit Awards to Executives Against For Shareholder
6 Performance- Based/Indexed Options Against For Shareholder
- --------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP.
Ticker: IBM Security ID: 459200101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cathleen Black For For Management
1.2 Elect Director Kenneth I. Chenault For For Management
1.3 Elect Director Carlos Ghosn For For Management
1.4 Elect Director Nannerl O. Keohane For For Management
1.5 Elect Director Charles F. Knight For For Management
1.6 Elect Director Lucio A. Noto For For Management
1.7 Elect Director Samuel J. Palmisano For For Management
1.8 Elect Director John B. Slaughter For For Management
1.9 Elect Director Joan E. Spero For For Management
1.10 Elect Director Sidney Taurel For For Management
1.11 Elect Director Charles M. Vest For For Management
1.12 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Ratify Auditors for the Company's For For Management
Business Consulting Services Unit
4 Approve Executive Incentive Bonus Plan For For Management
5 Provide for Cumulative Voting Against For Shareholder
6 Amend Pension and Retirement Medical Against Against Shareholder
Insurance Plans
7 Submit Executive Compensation to Vote Against For Shareholder
8 Expense Stock Options Against For Shareholder
9 Limit Awards to Executives Against Against Shareholder
10 China Principles Against Against Shareholder
11 Report on Political Against Against Shareholder
Contributions/Activities
12 Report on Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY
Ticker: IGT Security ID: 459902102
Meeting Date: MAR 2, 2004 Meeting Type: Annual
Record Date: JAN 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Thomas Baker For For Management
1.2 Elect Director Neil Barsky For For Management
1.3 Elect Director Robert A. Bittman For For Management
1.4 Elect Director Richard R. Burt For For Management
1.5 Elect Director Leslie S. Heisz For For Management
1.6 Elect Director Robert A. Mathewson For For Management
1.7 Elect Director Thomas J. Matthews For For Management
1.8 Elect Director Robert Miller For Withhold Management
1.9 Elect Director Frederick B. Rentschler For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INTERNATIONAL PAPER CO.
Ticker: IP Security ID: 460146103
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martha F. Brooks For For Management
1.2 Elect Director James A. Henderson For For Management
1.3 Elect Director Robert D. Kennedy For For Management
1.4 Elect Director W. Craig McClelland For Withhold Management
1.5 Elect Director Robert M. Amen For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
INTERNATIONAL RECTIFIER CORP.
Ticker: IRF Security ID: 460254105
Meeting Date: JAN 26, 2004 Meeting Type: Special
Record Date: DEC 19, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
INTERNATIONAL RECTIFIER CORP.
Ticker: IRF Security ID: 460254105
Meeting Date: NOV 24, 2003 Meeting Type: Annual
Record Date: SEP 26, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James D. Plummer For For Management
1.2 Elect Director Minoru Matsuda For For Management
1.3 Elect Director Robert S. Attiyeh For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INTUIT, INC.
Ticker: INTU Security ID: 461202103
Meeting Date: OCT 30, 2003 Meeting Type: Annual
Record Date: SEP 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen M. Bennett For For Management
1.2 Elect Director Christopher W. Brody For For Management
1.3 Elect Director William V. Campbell For For Management
1.4 Elect Director Scott D. Cook For For Management
1.5 Elect Director L. John Doerr For For Management
1.6 Elect Director Donna L. Dubinsky For For Management
1.7 Elect Director Michael R. Hallman For For Management
1.8 Elect Director Stratton D. Sclavos For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
IRISH LIFE AND PERMANENT PLC (FRM. IRISH PERMANENT)
Ticker: Security ID: G4945H105
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive and Consider Financial Statements For For Management
and Statutory Reports
2 Declare a Final Dividend For For Management
3a Reelect Denis Casey as a Director For For Management
3b Reelect Kieran McGowan as a Director For For Management
3c Reelect Kevin Murphy as a Director For For Management
3d Reelect Finbar Sheehan as a Director For For Management
3e Reelect David Went as a Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
6 Authorize Board to Allot Equity For For Management
Securities for Cash without Preemptive
Rights up to Aggregate Nominal Amount of
Five Percent of Issued and Outstanding
Ordinary Share Capital
- --------------------------------------------------------------------------------
ITT EDUCATIONAL SERVICES, INC.
Ticker: ESI Security ID: 45068B109
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rene R. Champagne For For Management
1.2 Elect Director John F. Cozzi For For Management
1.3 Elect Director James D. Fowler, Jr. For For Management
1.4 Elect Director Harris N. Miller For For Management
2 Increase Authorized Common Stock For Against Management
- --------------------------------------------------------------------------------
KDDI CORPORATION (FRM. DDI CORP.)
Ticker: Security ID: J31843105
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 1200,
Final JY 2400, Special JY 0
2 Amend Articles to: Abolish Retirement For Against Management
Bonus System - Authorize Share
Repurchases at Board's Discretion
3 Approve Executive Stock Option Plan For For Management
4 Amend Stock Option Plans Approved at 2002 For For Management
and 2003 AGMs
5.1 Appoint Internal Statutory Auditor For For Management
5.2 Appoint Internal Statutory Auditor For For Management
5.3 Appoint Internal Statutory Auditor For Against Management
5.4 Appoint Internal Statutory Auditor For Against Management
6 Approve Retirement Bonuses for Statutory For For Management
Auditors
7 Approve Special Payments to Directors and For For Management
Statutory Auditor in Connection with the
Abolition of Retirement Bonus System
- --------------------------------------------------------------------------------
KING PHARMACEUTICALS INC.
Ticker: KG Security ID: 495582108
Meeting Date: NOV 4, 2003 Meeting Type: Annual
Record Date: SEP 5, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Earnest W. Deavenport, Jr. For For Management
as Class II Director
1.2 Elect Director Elizabeth M. Greetham as For For Management
Class II Director
1.3 Elect Director James R. Lattanzi as Class For For Management
III Director
1.4 Elect Director Philip M. Pfeffer as Class For For Management
II Director
1.5 Elect Director Ted G. Wood as Class I For For Management
Director
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KINGFISHER PLC
Ticker: KGFHY Security ID: G5256E441
Meeting Date: JUN 3, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 6.15 Pence Per For For Management
Ordinary Share
4 Elect Duncan Tatton-Brown as Director For For Management
5 Re-elect Sir Francis Mackay as Director For For Management
6 Re-elect Michael Hepher as Director For For Management
7 Re-elect Margaret Salmon as Director For For Management
8 Re-appoint PricewaterhouseCoopers LLP as For For Management
Auditors and Authorise Board to Fix
Remuneration of Auditors
9 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 108,526,099
10 Approve Scrip Dividend For For Management
11 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to a Nominal Value
of 5 Percent of the Issued Share Capital
of the Company
12 Authorise 233,210,664 Ordinary Shares for For For Management
Market Purchase
- --------------------------------------------------------------------------------
KRISPY KREME DOUGHNUTS INC.
Ticker: KKD Security ID: 501014104
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott A. Livengood For For Management
1.2 Elect Director Robert S. McCoy, Jr. For For Management
1.3 Elect Director Su Hua Newton For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
L'AIR LIQUIDE
Ticker: AIQUY Security ID: F01764103
Meeting Date: APR 27, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 4.80 per Share
4 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
5 Elect Rolf Krebs as Supervisory Board For Against Management
Member
6 Reelect Edouard Royere as Supervisory For Against Management
Board Member
7 Ratify Ernst & Young as Auditors For For Management
8 Ratify Mazars & Guerard as Auditors For For Management
9 Ratify Valerie Quint as Alternate Auditor For For Management
10 Ratify Patrick De Cambourg as Alternate For For Management
Auditor
11 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
12 Authorize Issuance of Bonds/Debentures in For For Management
the Aggregat Value of Up to EUR 4 Billion
13 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
14 Authorize Increase in Capital by For Against Management
Capitalization of Reserves or by Issuance
of Equity or Equity-Linked Securities
with and without Preemptive Rights for an
Aggregate Nominal Amount Up to EUR 2
Billion
15 Authorize Issuance of Convertible Bonds For Against Management
with and without Preemptive Rights and
Approve Creation of EUR 1.5 Billion Pool
of Conditional Capital to Guarantee
Conversion Rights
16 Approve Stock Option Plan Grants For Against Management
17 Approve Capital Increase Reserved for For For Management
Employees Participating in
Savings-Related Share Purchase Plan
18 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
L'AIR LIQUIDE
Ticker: AIQUY Security ID: F01764103
Meeting Date: MAY 12, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 4.80 per Share
4 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
5 Elect Rolf Krebs as Supervisory Board For Against Management
Member
6 Reelect Edouard Royere as Supervisory For Against Management
Board Member
7 Ratify Ernst & Young as Auditors For For Management
8 Ratify Mazars & Guerard as Auditors For For Management
9 Ratify Valerie Quint as Alternate Auditor For For Management
10 Ratify Patrick De Cambourg as Alternate For For Management
Auditor
11 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
12 Authorize Issuance of Bonds/Debentures in For For Management
the Aggregat Value of Up to EUR 4 Billion
13 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
14 Authorize Increase in Capital by For Against Management
Capitalization of Reserves or by Issuance
of Equity or Equity-Linked Securities
with and without Preemptive Rights for an
Aggregate Nominal Amount Up to EUR 2
Billion
15 Authorize Issuance of Convertible Bonds For Against Management
with and without Preemptive Rights and
Approve Creation of EUR 1.5 Billion Pool
of Conditional Capital to Guarantee
Conversion Rights
16 Approve Stock Option Plan Grants For Against Management
17 Approve Capital Increase Reserved for For For Management
Employees Participating in
Savings-Related Share Purchase Plan
18 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
L'OREAL
Ticker: LORLY Security ID: F58149133
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.10 per Share
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Reelect Rainer E. Gut as Director For Against Management
6 Elect Bernard Kasriel as Director For Against Management
7 Approve Remuneration of Directors in the For For Management
Aggregate Amount of EUR 1 Million
8 Appoint PricewaterhouseCoopers Audit as For For Management
Auditors and Yves Nicolas as Deputy
Auditor
9 Appoint Deloitte Touche Tohmatsu Audit as For For Management
Auditors and Jean-Paul Picard as Deputy
Auditor
10 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
11 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
L'OREAL
Ticker: LORLY Security ID: F58149133
Meeting Date: APR 29, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Remove Double-Voting Rights for Long-Term For For Management
Registered Shareholders, Pending Approval
of Item 3
2 Amend Articles of Association to Allow For For Management
Registered Shareholders to Register
Holdings in Their Name by the Day of the
Meeting, Pending Approval of Item 3
3 Approve Merger by Absorption of Gesparal; For For Management
Approve Dissolution of Gesparal without
Liquidation
4 Approve Reduction in Share Capital via For For Management
Cancellation of L'Oreal Shares Held by
Gesparal
5 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
LAMAR ADVERTISING COMPANY
Ticker: LAMR Security ID: 512815101
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anna Reilly Cullinan For For Management
1.2 Elect Director John Maxwell Hamilton For For Management
1.3 Elect Director Robert M. Jelenic For For Management
1.4 Elect Director Charles W. Lamar, III For For Management
1.5 Elect Director Stephen P. Mumblow For For Management
1.6 Elect Director Thomas V. Reifenheiser For For Management
1.7 Elect Director Kevin P. Reilly, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
LEAR CORPORATION
Ticker: LEA Security ID: 521865105
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry W. McCurdy For For Management
1.2 Elect Director Roy E. Parrott For For Management
1.3 Elect Director Richard F. Wallman For For Management
2 Ratify Auditors For For Management
3 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
LIZ CLAIBORNE, INC.
Ticker: LIZ Security ID: 539320101
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raul J. Fernandez For For Management
1.2 Elect Director Mary Kay Haben For For Management
1.3 Elect Director Kenneth P. Kopelman For For Management
1.4 Elect Director Arthur C. Martinez For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LOCKHEED MARTIN CORP.
Ticker: LMT Security ID: 539830109
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.C. 'Pete' Aldridge, Jr. For For Management
1.2 Elect Director Nolan D. Archibald For For Management
1.3 Elect Director Norman R. Augustine For Withhold Management
1.4 Elect Director Marcus C. Bennett For For Management
1.5 Elect Director Vance D. Coffman For For Management
1.6 Elect Director Gwendolyn S. King For For Management
1.7 Elect Director Douglas H. McCorkindale For For Management
1.8 Elect Director Eugene F. Murphy For For Management
1.9 Elect Director Joseph W. Ralston For Withhold Management
1.10 Elect Director Frank Savage For For Management
1.11 Elect Director Anne Stevens For For Management
1.12 Elect Director Robert J. Stevens For For Management
1.13 Elect Director James R. Ukropina For For Management
1.14 Elect Director Douglas C. Yearley For For Management
2 Ratify Auditors For For Management
3 Report on Executive Ties to Government Against Against Shareholder
4 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
5 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
6 Develop Ethical Criteria for Military Against Against Shareholder
Contracts
- --------------------------------------------------------------------------------
LOWE
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard L. Berry For For Management
1.2 Elect Director Paul Fulton For For Management
1.3 Elect Director Dawn E. Hudson For Withhold Management
1.4 Elect Director Marshall O. Larsen For For Management
1.5 Elect Director Robert A. Niblock For For Management
1.6 Elect Director Stephen F. Page For For Management
1.7 Elect Director O. Temple Sloan, Jr. For For Management
1.8 Elect Director Robert L. Tillman For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MANHATTAN ASSOCIATES, INC.
Ticker: MANH Security ID: 562750109
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. Huntz, Jr. For For Management
1.2 Elect Director Thomas E. Noonan For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MASCO CORP.
Ticker: MAS Security ID: 574599106
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter A. Dow For For Management
1.2 Elect Director Anthony F. Earley, Jr. For For Management
1.3 Elect Director Wayne B. Lyon For For Management
1.4 Elect Director David L. Johnston For For Management
1.5 Elect Director J. Michael Losh For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MEDCO HEALTH SOLUTIONS INC
Ticker: MHS Security ID: 58405U102
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David B. Snow, Jr. For For Management
1.2 Elect Director Howard W. Barker, Jr. For For Management
1.3 Elect Director Brian L. Strom, Md, Mph For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC.
Ticker: MER Security ID: 590188108
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Newbigging For For Management
1.2 Elect Director Joseph W. Prueher For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against For Shareholder
4 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
MICHAELS STORES, INC.
Ticker: MIK Security ID: 594087108
Meeting Date: JUN 17, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles J. Wyly, Jr. For For Management
1.2 Elect Director Sam Wyly For For Management
1.3 Elect Director Richard E. Hanlon For For Management
1.4 Elect Director Richard C. Marcus For For Management
1.5 Elect Director Liz Minyard For For Management
1.6 Elect Director Cece Smith For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
MICROSOFT CORP.
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates, III For For Management
1.2 Elect Director Steven A. Ballmer For For Management
1.3 Elect Director James I. Cash, Jr., Ph.D. For For Management
1.4 Elect Director Raymond V. Gilmartin For For Management
1.5 Elect Director Ann McLaughlin Korologos For For Management
1.6 Elect Director David F. Marquardt For For Management
1.7 Elect Director Charles H. Noski For For Management
1.8 Elect Director Dr. Helmut Panke For For Management
1.9 Elect Director Wm. G. Reed, Jr. For For Management
1.10 Elect Director Jon A. Shirley For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Stock Option For For Management
Plan
4 Refrain from Giving Charitable Against Against Shareholder
Contributions
- --------------------------------------------------------------------------------
MOTOROLA, INC.
Ticker: MOT Security ID: 620076109
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward Zander For For Management
1.2 Elect Director H. Laurence Fuller For For Management
1.3 Elect Director Judy Lewent For For Management
1.4 Elect Director Walter Massey For For Management
1.5 Elect Director Nicholas Negroponte For For Management
1.6 Elect Director Indra Nooyi For For Management
1.7 Elect Director John Pepper, Jr. For For Management
1.8 Elect Director Samuel Scott III For For Management
1.9 Elect Director Douglas Warner III For For Management
1.10 Elect Director John White For For Management
1.11 Elect Director Mike Zafirovski For For Management
2 Limit Executive Compensation Against Against Shareholder
3 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
MURATA MANUFACTURING CO. LTD.
Ticker: Security ID: J46840104
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 25,
Final JY 25, Special JY 0
2 Amend Articles to: Decrease Authorized For Against Management
Capital to Reflect Share Repurchase from
600 Million to 590 Million Shares -
Authorize Share Repurchases at Board's
Discretion
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
4.1 Appoint Internal Statutory Auditor For For Management
4.2 Appoint Internal Statutory Auditor For For Management
5 Approve Special Payments to Continuing For Against Management
Directors and
Statutory Auditors in Connection with the
Abolition of Retirement Bonus System and
Approve Retirement Bonus to Statutory
Auditor
6 Approve Executive Stock Option Plan For For Management
- --------------------------------------------------------------------------------
NESTLE SA
Ticker: NSRGY Security ID: H57312466
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1a Accept Financial Statements and Statutory For For Management
Reports
1b Accept Consolidated Financial Statements For For Management
and Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 7.20 per Share
4a Elect Edward George as Directors For For Management
4b Elect Kaspar Villiger as Directors For For Management
4c Elect Rolf Haenggi as Directors For For Management
4d Elect Daniel Borel as Directors For For Management
4e Elect Carolina Mueller as Directors For For Management
- --------------------------------------------------------------------------------
NEXT PLC
Ticker: Security ID: G6500M106
Meeting Date: JAN 29, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association Re: For For Management
Borrowing Powers
- --------------------------------------------------------------------------------
NEXT PLC
Ticker: Security ID: G6500M106
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For Against Management
3 Approve Final Dividend of 24 Pence For For Management
Ordinary Share
4 Elect Nick Brookes as Director For For Management
5 Re-elect David Keens as Director For For Management
6 Re-appoint Ernst and Young LLP as For For Management
Auditors and Authorise Board to Fix
Remuneration of Auditors
7 Authorise Directors to Alter the Rules of For For Management
the Company's Employee Share Option
Schemes to Permit Options Granted Over
Treasury Shares
8 Authorise Issuance of Equity or For For Management
Equity-Linked Securities and the Sale of
Treasury Shares without Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 1,300,000
9 Authorise 39 Million Ordinary Shares for For For Management
Market Purchase
- --------------------------------------------------------------------------------
NEXTEL COMMUNICATIONS, INC.
Ticker: NXTL Security ID: 65332V103
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith J. Bane For For Management
1.2 Elect Director V. Janet Hill For For Management
2 Ratify Auditors For For Management
3 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
NOBLE CORP
Ticker: NE Security ID: G65422100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Cawley For For Management
1.2 Elect Director Luke R. Corbett For For Management
1.3 Elect Director Jack E. Little For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NORFOLK SOUTHERN CORP.
Ticker: NSC Security ID: 655844108
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alston D. Correll For For Management
1.2 Elect Director Landon Hilliard For For Management
1.3 Elect Director Burton M. Joyce For For Management
1.4 Elect Director Jane Margaret O'Brien For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NVS Security ID: H5820Q150
Meeting Date: FEB 24, 2004 Meeting Type: Annual
Record Date: FEB 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Discharge of the Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 1.00 per Share
4 Approve Transfer of CHF 360.9 Million For For Management
from General Reserves to Free Reserves
5 Approve CHF 12.1 Million Reduction in For For Management
Share Capital via Share Cancellation
6 Authorize Repurchase of up to Ten Percent For For Management
of Issued Share Capital
7 Amend Articles Re: Reduce Board Terms For For Management
from Four to Three Years
8.1 Approve Resignation of Walter Frehner and For For Management
Heini Lippuner
8.2 Elect Helmut Sihler, Hans-Joerg Rudloff For For Management
and Daniel Vasella as Directors
9 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
- --------------------------------------------------------------------------------
NOVELLUS SYSTEMS, INC.
Ticker: NVLS Security ID: 670008101
Meeting Date: APR 16, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard S. Hill For For Management
1.2 Elect Director Neil R. Bonke For For Management
1.3 Elect Director Youssef A. El-Mansy For For Management
1.4 Elect Director J. David Litster For For Management
1.5 Elect Director Yoshio Nishi For For Management
1.6 Elect Director Glen G. Possley For For Management
1.7 Elect Director Ann D. Rhoads For For Management
1.8 Elect Director William R. Spivey For For Management
1.9 Elect Director Delbert A. Whitaker For For Management
2 Ratify Auditors For For Management
3 Provision of Non-Audit Services by Against Against Shareholder
Independent Auditors
4 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
O'REILLY AUTOMOTIVE, INC.
Ticker: ORLY Security ID: 686091109
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joe C. Greene For For Management
1.2 Elect Director Lawrence P. O'Reilly For For Management
1.3 Elect Director Rosalie O'Reilly-Wooten For For Management
2 Ratify Auditors For For Management
3 Elect Director John Murphy For For Management
4 Elect Director Ronald Rashkow For For Management
- --------------------------------------------------------------------------------
ODYSSEY HEALTHCARE, INC.
Ticker: ODSY Security ID: 67611V101
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard R. Burnham For Withhold Management
1.2 Elect Director David C. Gasmire For Withhold Management
1.3 Elect Director Martin S. Rash For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
OXFORD HEALTH PLANS, INC.
Ticker: OHP Security ID: 691471106
Meeting Date: JUN 2, 2004 Meeting Type: Annual
Record Date: APR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kent J. Thirty For For Management
1.2 Elect Director B.H. Safirstein, M.D. For Withhold Management
2 Ratify Auditors For For Management
3 Divest from Tobacco Equities Against Against Shareholder
- --------------------------------------------------------------------------------
PACIFIC SUNWEAR OF CALIFORNIA, INC.
Ticker: PSUN Security ID: 694873100
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sally Frame Kasaks For For Management
1.2 Elect Director Peter Starrett For For Management
1.3 Elect Director Thomas M. Murnane For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PACTIV CORP.
Ticker: PTV Security ID: 695257105
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry D. Brady For For Management
1.2 Elect Director K. Dane Brooksher For For Management
1.3 Elect Director Robert J. Darnall For For Management
1.4 Elect Director Mary R. (Nina) Henderson For For Management
1.5 Elect Director Roger B. Porter For For Management
1.6 Elect Director Richard L. Wambold For For Management
1.7 Elect Director Norman H. Wesley For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Akers For For Management
1.2 Elect Director Robert E. Allen For For Management
1.3 Elect Director Ray L. Hunt For For Management
1.4 Elect Director Arthur C. Martinez For For Management
1.5 Elect Director Indra K. Nooyi For For Management
1.6 Elect Director Franklin D. Raines For For Management
1.7 Elect Director Steven S. Reinemund For For Management
1.8 Elect Director Sharon Percy Rockefeller For For Management
1.9 Elect Director James J. Schiro For For Management
1.10 Elect Director Franklin A. Thomas For For Management
1.11 Elect Director Cynthia M. Trudell For For Management
1.12 Elect Director Solomon D. Trujillo For For Management
1.13 Elect Director Daniel Vasella For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
PETSMART
Ticker: PETM Security ID: 716768106
Meeting Date: JUN 10, 2004 Meeting Type: Annual
Record Date: APR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara A. Munder For For Management
1.2 Elect Director Thomas G. Stemberg For For Management
1.3 Elect Director Nancy J. Pedot For For Management
1.4 Elect Director Jeffery W. Yabuki For For Management
1.5 Elect Director Rita V. Foley For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Brown For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director Robert N. Burt For For Management
1.4 Elect Director W. Don Cornwell For For Management
1.5 Elect Director William H. Gray III For For Management
1.6 Elect Director Constance J. Horner For For Management
1.7 Elect Director William R. Howell For For Management
1.8 Elect Director Stanley O. Ikenberry For For Management
1.9 Elect Director George A. Lorch For For Management
1.10 Elect Director Henry A. Mckinnell For For Management
1.11 Elect Director Dana G. Mead For For Management
1.12 Elect Director Franklin D. Raines For For Management
1.13 Elect Director Ruth J. Simmons For For Management
1.14 Elect Director William C. Steere, Jr. For For Management
1.15 Elect Director Jean-Paul Valles For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
5 Cease Political Contributions/Activities Against Against Shareholder
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Establish Term Limits for Directors Against Against Shareholder
8 Report on Drug Pricing Against Against Shareholder
9 Limit Awards to Executives Against Against Shareholder
10 Amend Animal Testing Policy Against Against Shareholder
- --------------------------------------------------------------------------------
POLYCOM, INC.
Ticker: PLCM Security ID: 73172K104
Meeting Date: JUN 2, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Betsy S. Atkins For For Management
1.2 Elect Director John Seely Brown For For Management
1.3 Elect Director Robert C. Hagerty For For Management
1.4 Elect Director John A. Kelley, Jr. For For Management
1.5 Elect Director Michael R. Kourey For For Management
1.6 Elect Director Stanley J. Meresman For For Management
1.7 Elect Director William A. Owens For Withhold Management
1.8 Elect Director Durk I. Jager For For Management
1.9 Elect Director Thomas G. Stemberg For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE
Ticker: PG Security ID: 742718109
Meeting Date: OCT 14, 2003 Meeting Type: Annual
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman R. Augustine For For Management
1.2 Elect Director A.G. Lafley For For Management
1.3 Elect Director Johnathan A. Rodgers For For Management
1.4 Elect Director John F. Smith, Jr. For For Management
1.5 Elect Director Margaret C. Whitman For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
4 Declassify the Board of Directors Against For Shareholder
5 Label Genetically Engineered Foods Against Against Shareholder
- --------------------------------------------------------------------------------
QBE INSURANCE GROUP LTD.
Ticker: Security ID: Q78063114
Meeting Date: APR 2, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2a Elect L. F. Bleasel as Director For For Management
2b Elect N. F. Greiner as Director For For Management
3 Approve Remuneration of Directors in the For For Management
Amount of AUD 2.2 Million Per Annum
4 Amend Constitution Re: Non-Executive For For Management
Directors' Retirement Allowances
5 Approve Issue of Conditional Rights and For For Management
Options Under the Senior Executive Equity
Scheme to F. M. O'Halloran, Chief
Executive Officer
- --------------------------------------------------------------------------------
RAS (RIUNIONE ADRIATICA DI SICURTA)
Ticker: Security ID: T79470109
Meeting Date: APR 28, 2004 Meeting Type: Annual/Special
Record Date: APR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Reflect New Italian For Against Management
Company Law Regulations; Add One New
Articles to Company's Bylaws; Renumber
Articles of Association
2 Amend Rules Governing General Meetings For For Management
1 Accept Financial Statements and Statutory For For Management
Reports
2 Accept Resignation of Certain Directors; For For Management
Fix Number of Directors on the Board;
Elect Directors; Determine Directors'
Remuneration
3 Accept Resignation of One Alternate For For Management
Internal Statutory Auditor; Appoint One
Auditor to Reintegrate Board of Internal
Statutory Auditors
4 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
- --------------------------------------------------------------------------------
RECKITT BENCKISER PLC (FORMERLY RECKITT & COLMAN PLC )
Ticker: Security ID: G7420A107
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 14 Pence Per For For Management
Ordinary Share
4 Re-elect George Greener as Director For For Management
5 Re-elect Peter White as Director For For Management
6 Re-elect Colin Day as Director For For Management
7 Elect Judith Sprieser as Director For For Management
8 Elect Kenneth Hydon as Director For For Management
9 Re-appoint PricewaterhouseCoopers LLP as For For Management
Auditors and Authorise Board to Fix
Remuneration of Auditors
10 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 24,842,000
11 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 3,726,000
12 Authorise 70,800,000 Ordinary Shares for For For Management
Market Purchase
- --------------------------------------------------------------------------------
REED ELSEVIER NV (FORMERLY ELSEVIER NV)
Ticker: ENL Security ID: N73430105
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: APR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Documents Received None None Management
3 Receive Report of Management Board None None Management
4 Approve Financial Statements and For For Management
Statutory Reports
5 Approve Dividends of EUR 0.30 per For For Management
Ordinary Share
6 Discussion about Company's Corporate None None Management
Governance Report
7.1 Approve Discharge of Management Board For For Management
7.2 Approve Discharge of Supervisory Board For For Management
8 Reelect Deloitte Accountants as Auditors For For Management
9.1 Reelect Lord Sharman as Member of For For Management
Supervisory Board
9.2 Reelect R. Stomberg as Member of For For Management
Supervisory Board
9.3 Reelect M. Tabaksblat as Member of For For Management
Supervisory Board
10 Reelect G. van de Aast as Member of For For Management
Management Board
11 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
12.1 Grant Board Authority to Issue Shares Up For For Management
to Ten Percent of Issued Share Capital
12.2 Grant Board Authority to Restrict/Exclude For For Management
Preemptive Rights for Share Issuance
under Item 12.1
13 Other Business None None Management
14 Close Meeting None None Management
- --------------------------------------------------------------------------------
ROYAL BANK OF SCOTLAND GROUP PLC
Ticker: RBS Security ID: G76891111
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 35.7 Pence Per For For Management
Share
4 Re-elect Emilio Botin as Director For For Management
5 Re-elect Lawrence Fish as Director For For Management
6 Re-elect Sir Angus Grossart as Director For For Management
7 Re-elect Sir George Mathewson as Director For For Management
8 Re-elect Gordon Pell as Director For For Management
9 Re-elect Iain Robertson as Director For For Management
10 Re-elect Sir Iain Vallance as Director For For Management
11 Re-appoint Deloitte and Touche LLP as For For Management
Auditors of the Company
12 Authorise Board to Fix Remuneration of For For Management
the Auditors
13 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 247,120,127
14 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 37,068,019
15 Authorise 296,544,152 Ordinary Shares for For For Management
Market Purchase
16 Approve Increase in Authorised Capital by For For Management
Creation of 110 Million Category II
Non-cumulative Dollar Preference Shares;
Issue Equity with Pre-emptive Rights up
to All the Existing Preference Shares
17 Amend Articles Re: Preference Shares For For Management
- --------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO. LTD.
Ticker: SSNHY Security ID: Y74718100
Meeting Date: FEB 27, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Appropriation of Income, with Total
Dividend of KRW 5500 Per Share
2.1 Elect Two Outside Directors For For Management
2.2 Appoint One Member of Audit Committee For For Management
2.3 Elect One Executive Director For For Management
3 Approve Limit on Remuneration of For For Management
Directors
- --------------------------------------------------------------------------------
SAMSUNG SDI CO.
Ticker: Security ID: Y74866107
Meeting Date: FEB 27, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividends of KRW 2500 Per Share
2 Elect Director For For Management
3 Approve Limit on Remuneration of For For Management
Directors
- --------------------------------------------------------------------------------
SANMINA-SCI CORP.
Ticker: SANM Security ID: 800907107
Meeting Date: JAN 26, 2004 Meeting Type: Annual
Record Date: DEC 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Bolger For For Management
1.2 Elect Director Neil R. Bonke For For Management
1.3 Elect Director Randy W. Furr For For Management
1.4 Elect Director Mario M. Rosati For For Management
1.5 Elect Director A. Eugene Sapp, Jr. For For Management
1.6 Elect Director Wayne Shortridge For For Management
1.7 Elect Director Peter J. Simone For For Management
1.8 Elect Director Jure Sola For For Management
1.9 Elect Director Bernard V Vonderschmitt For For Management
1.10 Elect Director Jacqueline M. Ward For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SANOFI-SYNTHELABO (FORMERLY SANOFI)
Ticker: Security ID: F5548N101
Meeting Date: JUN 23, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.53 per Share
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
6 Authorize Issuance of Bonds/Debentures in For For Management
the Aggregate Value of EUR 7 Billion
7 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
EUR 750 Million; Set Global Limit for
Capital Increase to Result from Issuance
Requests in Items 7-10 at EUR 1.25
Billion
8 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 750 Million
9 Allow Board to Issue Shares in the Event For Against Management
of a Public Tender Offer or Share
Exchange Offer
10 Authorize Capitalization of Reserves of For For Management
Up to EUR 500 Million for Bonus Issue or
Increase in Par Value
11 Approve Capital Increase Reserved for For For Management
Employees Participating in
Savings-Related Share Purchase Plan
12 Approve Stock Option Plan Grants For Against Management
13 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
14 Authorize Capital Increase of Up to EUR For For Management
1.429 Billion for Aventis Exchange Offer
15 Change Company Name to Sanofi-Aventis For For Management
16 Amend Articles of Association to Reduce For For Management
Term of Board Members from Five to Four
Years
17 Amend Articles to Reflect 2003 Legal For For Management
Changes Re: Powers of the Chairman
18 Reelect Jean-Francois Dehecq as Director For For Management
(Representing Sanofi-Synthelabo)
19 Reelect Rene Barbier de la Serre as For For Management
Director (Representing Sanofi-Synthelabo)
20 Reelect Robert Castaigne as Director For For Management
(Representing Sanofi-Synthelabo)
21 Reelect Thierry Desmarest as Director For For Management
(Representing Sanofi-Synthelabo)
22 Reelect Lindsay Owen-Jones as Director For For Management
(Representing Sanofi-Synthelabo)
23 Reelect Bruno Weymuller as Director For For Management
(Representing Sanofi-Synthelabo)
24 Confirm Appointment of Lord Douro as For For Management
Director (Representing Sanofi-Synthelabo)
25 Confirm Appointment of Gerard Van Kemmel For For Management
as Director (Representing
Sanofi-Synthelabo)
26 Elect Christian Mulliez as Director For For Management
(Representing Sanofi-Synthelabo)
27 Elect Jean-Marc Bruel as Director For For Management
(Representing Aventis)
28 Elect Jurgen Dormann as Director For For Management
(Representing Aventis)
29 Elect Jean-Rene Fourtou as Director For For Management
(Representing Aventis)
30 Elect Serge Kampf as Director For For Management
(Representing Aventis)
31 Elect Igor Landau as Director For For Management
(Representing Aventis)
32 Elect Hubert Markl as Director For For Management
(Representing Aventis)
33 Elect Klaus Pohle as Director For For Management
(Representing Aventis)
34 Elect Hermann Scholl as Director For For Management
(Representing Aventis)
35 Confirm End of Term of Permanent For For Management
Representative of Elf Aquitaine, L'Oreal,
Pierre Castres Saint-Martin,
Pierre-Gilles de Gennes, and Herve Guerin
as Directors
36 Approve Remuneration of Directors in the For For Management
Aggregate Amount of Up to EUR 1 Million
37 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
SCHERING AG
Ticker: SHR10 Security ID: D67334108
Meeting Date: APR 16, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.93 per Share
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Ratify BDO Deutsche Warentreuhand AG as For For Management
Auditors
6 Approve Creation of EUR 97 Million Pool For Against Management
of Conditional Capital without Preemptive
Rights
7 Approve Issuance of Convertible Bonds For For Management
and/or Bonds with Warrants Attached up to
Aggregate Nominal Amount of EUR 600
Million with Preemptive Rights; Approve
Creation of EUR 10 Million Pool of
Conditional Capital to Guarantee
Conversion Rights
8 Amend Articles Re: Supervisory Board For Against Management
Remuneration due to Changes in German
Disclosure Regulations
9 Adopt New Articles of Association For For Management
10 Authorize Repurchase of up to Ten Percent For For Management
of Issued Share Capital; Authorize Board
to Issue Repurchased Shares as New Shares
without Preemptive Rights
11 Elect Karl-Hermann Baumann, Piet Borst, For For Management
Mathias Doepfner, John Dormandy, Reiner
Hagemann, Martin Kohlhaussen,
Hermann-Josef Lamberti, and Giuseppe Vita
to the Supervisory Board
12 Approve Affiliation Agreements with For For Management
Subsidiaries
13 Approve Affiliation Agreements with For For Management
Schering International Holding GmbH
- --------------------------------------------------------------------------------
SCHLUMBERGER LTD.
Ticker: SLB Security ID: 806857108
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect John Deutch as Director For For Management
1.2 Elect Jamie Gorelick as Director For For Management
1.3 Elect Andrew Gould as Director For For Management
1.4 Elect Tony Isaac as Director For For Management
1.5 Elect Adrian Lajous as Director For For Management
1.6 Elect Andre Levy-Lang as Director For For Management
1.7 Elect Didier Primat as Director For For Management
1.8 Elect Tore Sandvold as Director For For Management
1.9 Elect Nicolas Seydoux as Director For For Management
1.10 Elect Linda Stuntz as Director For For Management
2 Adoption and Approval of Financials and For For Management
Dividends
3 Approve 2004 Stock and Deferral Plan for For For Management
Non-Employee Directors
4 Ratify PricewaterhouseCoopers as Auditors For For Management
- --------------------------------------------------------------------------------
SCHLUMBERGER LTD.
Ticker: SLB Security ID: 806857108
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Deutch For For Management
1.2 Elect Director J.S. Gorelick For For Management
1.3 Elect Director A. Gould For For Management
1.4 Elect Director T. Isaac For For Management
1.5 Elect Director A. Lajous For For Management
1.6 Elect Director A. Levy-Lang For For Management
1.7 Elect Director D. Primat For For Management
1.8 Elect Director T. Sandvold For For Management
1.9 Elect Director N. Seydoux For For Management
1.10 Elect Director L.G. Stuntz For For Management
2 ADOPTION AND APPROVAL OF FINANCIALS AND For For Management
DIVIDENDS
3 APPROVAL OF ADOPTION OF THE 2004 STOCK For For Management
AND DEFERRAL PLAN FOR NON-EMPLOYEE
DIRECTORS
4 APPROVAL OF AUDITORS For For Management
- --------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SA (FORMERLY SCHNEIDER SA)
Ticker: Security ID: F86921107
Meeting Date: APR 27, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
4 Approve Allocation of Income and For For Management
Dividends of EUR 1.65 per Share
5 Elect Caisse des Depots et Consignations, For For Management
Represented by Jerome Gallot, as Director
6 Elect Chris C. Richardson as Director For For Management
7 Reelect Alain Burq as Representative of For For Management
Employee Shareholders to the Board
8 Reelect Daniel Bouton as Director For For Management
9 Reelect Thierry Breton as Director For For Management
10 Reelect Willy Kissling as Director For For Management
11 Reelect Piero Sierra as Director For For Management
12 Reappoint Barbier Frinault et Autres For For Management
(Ernst & Young) as Auditors
13 Ratify Philippe Diu as Alternate Auditor For For Management
to Barbier Frinault et Autres (Ernst &
Young)
14 Appoint Mazars & Guerard as Auditor For For Management
15 Ratify Charles Vincensini as Alternate For For Management
Auditor to Mazars & Guerard
16 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
17 Amend Articles of Association to For For Management
Authorize the Appointment of Censors
18 Approve Capital Increase Reserved for For Against Management
Employees Participating in
Savings-Related Share Purchase Plan
19 Approve Stock Option Plan Grants For Against Management
20 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
21 Allow Board to Issue Shares in the Event For Against Management
of a Public Tender Offer or Share
Exchange Offer
22 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SA (FORMERLY SCHNEIDER SA)
Ticker: Security ID: F86921107
Meeting Date: MAY 6, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
4 Approve Allocation of Income and For For Management
Dividends of EUR 1.65 per Share
5 Elect Caisse des Depots et Consignations, For For Management
Represented by Jerome Gallot, as Director
6 Elect Chris C. Richardson as Director For For Management
7 Reelect Alain Burq as Representative of For For Management
Employee Shareholders to the Board
8 Reelect Daniel Bouton as Director For For Management
9 Reelect Thierry Breton as Director For For Management
10 Reelect Willy Kissling as Director For For Management
11 Reelect Piero Sierra as Director For For Management
12 Reappoint Barbier Frinault et Autres For For Management
(Ernst & Young) as Auditors
13 Ratify Philippe Diu as Alternate Auditor For For Management
to Barbier Frinault et Autres (Ernst &
Young)
14 Appoint Mazars & Guerard as Auditor For For Management
15 Ratify Charles Vincensini as Alternate For For Management
Auditor to Mazars & Guerard
16 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
17 Amend Articles of Association to For For Management
Authorize the Appointment of Censors
18 Approve Capital Increase Reserved for For Against Management
Employees Participating in
Savings-Related Share Purchase Plan
19 Approve Stock Option Plan Grants For Against Management
20 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
21 Allow Board to Issue Shares in the Event For Against Management
of a Public Tender Offer or Share
Exchange Offer
22 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
SEIKO EPSON CORP.
Ticker: Security ID: J7030F105
Meeting Date: JUN 25, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 9,
Final JY 9, Special JY 0
2 Approve Bonus Payments to Directors and For For Management
Statutory Auditors
3 Approve Transfer of Company's LCD Display For For Management
Operations to Joint-Venture with Sanyo
Electric
4 Amend Articles to: Authorize Share For Against Management
Repurchases at Board's Discretion - Limit
Directors' Legal Liability
5.1 Elect Director For For Management
5.2 Elect Director For For Management
5.3 Elect Director For For Management
5.4 Elect Director For For Management
5.5 Elect Director For For Management
5.6 Elect Director For For Management
5.7 Elect Director For For Management
5.8 Elect Director For For Management
5.9 Elect Director For For Management
5.10 Elect Director For For Management
5.11 Elect Director For For Management
5.12 Elect Director For For Management
5.13 Elect Director For For Management
5.14 Elect Director For For Management
5.15 Elect Director For For Management
5.16 Elect Director For For Management
5.17 Elect Director For For Management
5.18 Elect Director For For Management
5.19 Elect Director For For Management
6.1 Appoint Internal Statutory Auditor For For Management
6.2 Appoint Internal Statutory Auditor For Against Management
6.3 Appoint Internal Statutory Auditor For For Management
6.4 Appoint Internal Statutory Auditor For For Management
7 Approve Retirement Bonuses for Directors For Against Management
and Statutory Auditors
- --------------------------------------------------------------------------------
STRAUMANN HOLDINGS
Ticker: Security ID: H8300N119
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports
2 Accept Financial Statements and Statutory For For Management
Reports
3 Approve Allocation of Income and For For Management
Dividends of CHF 1.55 per Share; Approve
Allocation of a Special Dividend of CHF
1.55 per Share
4 Approve Discharge of Board and Senior For For Management
Management
5 Reelect Thomas Straumann and Dominik For For Management
Ellenrieder as Directors
6 Reelect Ernst & Young AG as Auditors For For Management
- --------------------------------------------------------------------------------
SUNGARD DATA SYSTEMS INC.
Ticker: SDS Security ID: 867363103
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory S. Bentley For Withhold Management
1.2 Elect Director Michael C. Brooks For For Management
1.3 Elect Director Cristobal Conde For For Management
1.4 Elect Director Ramon de Oliveira For For Management
1.5 Elect Director Henry C. Duques For For Management
1.6 Elect Director Albert A. Eisenstat For For Management
1.7 Elect Director Bernard Goldstein For For Management
1.8 Elect Director Janet Brutschea Haugen For For Management
1.9 Elect Director James L. Mann For For Management
1.10 Elect Director Malcolm I. Ruddock For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SWIFT ENERGY CO.
Ticker: SFY Security ID: 870738101
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Earl Swift For For Management
1.2 Elect Director Greg Matiuk For For Management
1.3 Elect Director Henry C. Montgomery For For Management
1.4 Elect Director Deanna L. Cannon For For Management
- --------------------------------------------------------------------------------
SYNGENTA AG
Ticker: Security ID: H84140112
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and Omission For For Management
of Dividends
4 Approve CHF 191.4 Million Reduction in For For Management
Share Capital via Reduction in Par Value
and Repayment to Shareholders
5 Amend Articles Re: Submission of For For Management
Shareholder Proposals
6 Authorize Repurchase of up to Ten Percent For For Management
of Issued Share Capital
7 Reelect Rupert Gasser, Heinz Imhof, and For For Management
Michael Pragnell as Directors
8 Reelect Ernst and Young AG as Auditors For For Management
- --------------------------------------------------------------------------------
SYNTHES-STRATEC INC
Ticker: ICR Security ID: 87162M102
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Present Report on Dividend Approved by For For Management
Board
4 Elect Director Charles Hedgepeth, Amin For Withhold Management
Khoury and Dr. Rolf
5 Ratify Auditors For Against Management
6 Increase Authorized Common Stock For Against Management
7 Change Company Name For For Management
8 Authorize Issuance of Equity For Against Management
- --------------------------------------------------------------------------------
SYNTHES-STRATEC INC
Ticker: ICR Security ID: 87162M102
Meeting Date: OCT 23, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Size of Board from For For Management
Nine to 10 Members
2 Approve Issuance of 510,725 Shares For For Management
without Preemptive Rights
- --------------------------------------------------------------------------------
TEKELEC
Ticker: TKLC Security ID: 879101103
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert V. Adams For For Management
1.2 Elect Director Jean-Claude Asscher For Withhold Management
1.3 Elect Director Daniel L. Brenner For Withhold Management
1.4 Elect Director Martin A. Kaplan For Withhold Management
1.5 Elect Director Frederick M. Lax For Withhold Management
1.6 Elect Director Jon F. Rager For Withhold Management
2 Amend Stock Option Plan For Against Management
3 Amend Omnibus Stock Plan For Against Management
4 Amend Non-Employee Director Stock Option For Against Management
Plan
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TELEFONICA S.A. (FORMERLY TELEFONICA DE ESPANA, S.A.)
Ticker: TEF Security ID: E90183182
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, Allocation For For Management
of Income, and Discharge Directors
2 Approve Dividend Per Share For For Management
3 Approve Auditors For For Management
4 Authorize Repurchase of Shares For For Management
5 Approve General Meeting Guidelines For For Management
6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
- --------------------------------------------------------------------------------
TELEFONICA S.A. (FORMERLY TELEFONICA DE ESPANA, S.A.)
Ticker: TEF Security ID: E90183182
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, Allocation For For Management
of Income, and Discharge Directors
2 Approve Dividend Per Share For For Management
3 Approve Auditors For For Management
4 Authorize Repurchase of Shares For For Management
5 Approve General Meeting Guidelines For For Management
6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
- --------------------------------------------------------------------------------
TELEVISION FRANCAISE 1
Ticker: Security ID: F91255103
Meeting Date: APR 20, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
4 Approve Allocation of Income and For For Management
Dividends of EUR 0.975 per Share
5 Receive Special Directors' Report For For Management
Regarding Stock Option Grants
6 Receive Chairman's and Auditors' Report For For Management
Regarding Internal Control Procedures
7 Reelect Alain Pouyat as Director For For Management
8 Confirm Election of Employee For Against Management
Representatives to the Board
9 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
10 Authorize Issuance of Bonds/Debentures For Against Management
11 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
12 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
EUR 120 Million
13 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 120 Million
14 Authorize Capital Increase of Up to EUR For Against Management
120 Million for Future Exchange Offers
15 Set Global Limit for Capital Increase to For Against Management
Result from All Issuance Requests at EUR
120 Million
16 Approve Capital Increase Reserved for For For Management
Employees Participating in
Savings-Related Share Purchase Plan
17 Approve Issuance of Equity-Linked For Against Management
Securities Reserved for Employees
Participating in Savings-Related Share
Purchase Plan
18 Amend Articles of Association to Reflect For For Management
2003 Regulation Changes Re: Related-Party
Transactions and Internal Control
Procedures
19 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
TEXAS INSTRUMENTS INC.
Ticker: TXN Security ID: 882508104
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Adams For For Management
1.2 Elect Director David L. Boren For For Management
1.3 Elect Director Daniel A. Carp For For Management
1.4 Elect Director Thomas J. Engibous For For Management
1.5 Elect Director Gerald W. Fronterhouse For For Management
1.6 Elect Director David R. Goode For For Management
1.7 Elect Director Wayne R. Sanders For For Management
1.8 Elect Director Ruth J. Simmons For For Management
1.9 Elect Director Richard K. Templeton For For Management
1.10 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
TIME WARNER INC
Ticker: TWX Security ID: 887317105
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director Stephen F. Bollenbach For For Management
1.3 Elect Director Stephen M. Case For For Management
1.4 Elect Director Frank J. Caufield For For Management
1.5 Elect Director Robert C. Clark For For Management
1.6 Elect Director Miles R. Gilburne For For Management
1.7 Elect Director Carla A. Hills For For Management
1.8 Elect Director Reuben Mark For For Management
1.9 Elect Director Michael A. Miles For For Management
1.10 Elect Director Kenneth J. Novack For For Management
1.11 Elect Director Richard D. Parsons For For Management
1.12 Elect Director R. E. Turner For For Management
1.13 Elect Director Francis T. Vincent, Jr. For For Management
2 Ratify Auditors For For Management
3 Adopt China Principles Against Against Shareholder
4 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
TOKYO BROADCASTING SYSTEM INC. (TBS)
Ticker: Security ID: J86656105
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 5,
Final JY 5, Special JY 0
2 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
3 Elect Director For For Management
4.1 Appoint Internal Statutory Auditor For For Management
4.2 Appoint Internal Statutory Auditor For For Management
4.3 Appoint Internal Statutory Auditor For For Management
4.4 Appoint Internal Statutory Auditor For Against Management
4.5 Appoint Internal Statutory Auditor For Against Management
5 Approve Retirement Bonuses for Statutory For Against Management
Auditors and Payments to Continuing
Directors and Statutory Auditors in
Connection with Abolition of Retirement
Bonus System
6 Approve Executive Stock Option Plan For For Management
- --------------------------------------------------------------------------------
TOKYO GAS CO. LTD.
Ticker: Security ID: J87000105
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 3,
Final JY 4, Special JY 0
2 Amend Articles to: Allow Appointment of For For Management
Alternate Statutory Auditors - Authorize
Share Repurchases at Board's Discretion
3 Authorize Share Repurchase Program For For Management
4.1 Elect Director For For Management
4.2 Elect Director For For Management
4.3 Elect Director For For Management
4.4 Elect Director For For Management
4.5 Elect Director For For Management
4.6 Elect Director For For Management
4.7 Elect Director For For Management
4.8 Elect Director For For Management
4.9 Elect Director For For Management
4.10 Elect Director For For Management
4.11 Elect Director For For Management
4.12 Elect Director For For Management
5 Appoint Internal Statutory Auditor For For Management
6 Approve Retirement Bonuses for Directors For Against Management
and Statutory Auditor
- --------------------------------------------------------------------------------
TOTAL S.A. (FORMERLY TOTAL FINA ELF S.A )
Ticker: TOT Security ID: F92124100
Meeting Date: APR 28, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Allocation of Income and Net For For Management
Dividends of EUR 4.70 per Share
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital and Reissuance of
Repurchased Shares
6 Authorize Issuance of Bonds/Debentures For For Management
7 Reelect Thierry Desmarest as Director For For Management
8 Reelect Thierry de Rudder as Director For For Management
9 Reelect Serge Tchuruk as Director For For Management
10 Elect Daniel Boeuf as Representative of For For Management
Employee Shareholders to the Board
11 Elect Philippe Marchandise as Against Against Management
Representative of Employee Shareholders
to the Board
12 Elect Cyril Mouche as Representative of Against Against Management
Employee Shareholders to the Board
13 Elect Alan Cramer as Representative of Against Against Management
Employee Shareholders to the Board
14 Ratify Ernst & Young Audit as Auditors For For Management
15 Ratify KPMG Audit as Auditors For For Management
16 Ratify Pierre Jouanne as Alternate For For Management
Auditor
17 Ratify Jean-Luc Decornoy as Alternate For For Management
Auditor
18 Approve Remuneration of Directors in the For For Management
Aggregate Amount of EUR 900,000
19 Approve Stock Option Plan Grants For For Management
20 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
EUR 4 Billion
21 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 2 Billion
22 Approve Capital Increase Reserved for For For Management
Employees Participating in
Savings-Related Share Purchase Plan
- --------------------------------------------------------------------------------
TOTAL S.A. (FORMERLY TOTAL FINA ELF S.A )
Ticker: TOT Security ID: F92124100
Meeting Date: MAY 14, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Allocation of Income and Net For For Management
Dividends of EUR 4.70 per Share
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital and Reissuance of
Repurchased Shares
6 Authorize Issuance of Bonds/Debentures For For Management
7 Reelect Thierry Desmarest as Director For For Management
8 Reelect Thierry de Rudder as Director For For Management
9 Reelect Serge Tchuruk as Director For For Management
10 Elect Daniel Boeuf as Representative of For For Management
Employee Shareholders to the Board
11 Elect Philippe Marchandise as Against Against Management
Representative of Employee Shareholders
to the Board
12 Elect Cyril Mouche as Representative of Against Against Management
Employee Shareholders to the Board
13 Elect Alan Cramer as Representative of Against Against Management
Employee Shareholders to the Board
14 Ratify Ernst & Young Audit as Auditors For For Management
15 Ratify KPMG Audit as Auditors For For Management
16 Ratify Pierre Jouanne as Alternate For For Management
Auditor
17 Ratify Jean-Luc Decornoy as Alternate For For Management
Auditor
18 Approve Remuneration of Directors in the For For Management
Aggregate Amount of EUR 900,000
19 Approve Stock Option Plan Grants For For Management
20 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
EUR 4 Billion
21 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 2 Billion
22 Approve Capital Increase Reserved for For For Management
Employees Participating in
Savings-Related Share Purchase Plan
- --------------------------------------------------------------------------------
TRAVELERS PROPERTY CASUALTY CORP.
Ticker: TVCR Security ID: 89420G406
Meeting Date: MAR 19, 2004 Meeting Type: Special
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
TRIAD HOSPITALS, INC.
Ticker: TRI Security ID: 89579K109
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James D. Shelton For For Management
1.2 Elect Director Thomas F. Frist III For For Management
1.3 Elect Director Gale E. Sayers For For Management
1.4 Elect Director Nancy-Ann DeParle For For Management
1.5 Elect Director Michael K. Jhin For For Management
1.6 Elect Director Harriet R. Michel For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: 902124106
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis C. Blair For For Management
1.2 Elect Director Edward D. Breen For For Management
1.3 Elect Director George W. Buckley For For Management
1.4 Elect Director Brian Duperreault For For Management
1.5 Elect Director Bruce S. Gordon For For Management
1.6 Elect Director John A. Krol For For Management
1.7 Elect Director Mackey J. Mcdonald For For Management
1.8 Elect Director H. Carl Mccall For For Management
1.9 Elect Director Brendan R. O'Neill For For Management
1.10 Elect Director Sandra S. Wijnberg For For Management
1.11 Elect Director Jerome B. York For For Management
2 Ratify Auditors For For Management
3 ADOPTION OF THE AMENDED AND RESTATED For For Management
BYE-LAWS.
4 APPROVAL OF TYCO 2004 STOCK AND INCENTIVE For For Management
PLAN.
5 SHAREHOLDER PROPOSAL REGARDING For For Shareholder
ENVIRONMENTAL REPORTING.
6 SHAREHOLDER PROPOSAL TO CHANGE TYCO S Against Against Shareholder
JURISDICTION OF INCORPORATION FROM
BERMUDA TO A U.S. STATE.
7 SHAREHOLDER PROPOSAL ON COMMON SENSE Against Against Shareholder
EXECUTIVE COMPENSATION.
- --------------------------------------------------------------------------------
UBS AG
Ticker: Security ID: H8920M855
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 2.60 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Reelect Peter Davis as Director For For Management
4.2.1 Elect Stephan Haeringer as Director For For Management
4.2.2 Elect Helmut Panke as Director For For Management
4.2.3 Elect Peter Spuhler as Director For For Management
4.3 Ratify Ernst and Young as Auditors For For Management
5.1 Approve CHF 47.6 Million Reduction in For For Management
Share Capital via Cancellation of Shares
5.2 Authorize Repurchase of Issued Share For For Management
Capital
- --------------------------------------------------------------------------------
UBS AG
Ticker: Security ID: H8920M855
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 ANNUAL REPORT, GROUP AND PARENT COMPANY For For Management
ACCOUNTS FOR 2003. REPORTS OF THE GROUP
AND STATUTORY AUDITORS
2 APPROPRIATION OF RETAINED EARNINGS. For For Management
DIVIDEND FOR FINANCIAL YEAR 2003
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF For For Management
DIRECTORS AND THE GROUP EXECUTIVE BOARD
4 RE-ELECTION OF BOARD MEMBER: SIR PETER For For Management
DAVIS
5 ELECTION OF NEW BOARD MEMBER: STEPHAN For For Management
HAERINGER
6 ELECTION OF NEW BOARD MEMBER: HELMUT For For Management
PANKE
7 ELECTION OF NEW BOARD MEMBER: PETER For For Management
SPUHLER
8 RE-ELECTION OF GROUP AND STATUTORY For For Management
AUDITORS ERNST & YOUNG LTD., BASEL
9 CAPITAL REDUCTION: CANCELLATION OF SHARES For For Management
REPURCHASED UNDER THE 2003/2004 SHARE
BUYBACK PROGRAM AND RESPECTIVE AMENDMENT
OF ARTICLE 4 OF THE ARTICLES OF
ASSOCIATION
10 CAPITAL REDUCTION: APPROVAL OF A NEW For For Management
2004/2005 SHARE BUYBACK PROGRAM
11 IN CASE OF AD-HOC SHAREHOLDERS MOTIONS For Against Management
DURING THE ANNUAL GENERAL MEETING, I/WE
AUTHORIZE MY/OUR PROXY TO VOTE IN
ACCORDANCE WITH THE BOARD OF DIRECTORS
- --------------------------------------------------------------------------------
UNITED OVERSEAS BANK
Ticker: UOVEY Security ID: V96194127
Meeting Date: APR 29, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
- --------------------------------------------------------------------------------
UNITED OVERSEAS BANK
Ticker: UOVEY Security ID: V96194127
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and Directors' For For Management
and Auditors' Reports
2 Declare Final Dividend of SGD 0.40 Per For For Management
Share
3 Approve Directors' Fees of SGD 618,750 For For Management
4 Reappoint Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their Remuneration
5 Reelect Sim Wong Hoo as Director For For Management
6 Reelect Lim Pin as Director For For Management
7 Reelect Margaret Lien Wen Hsien as For For Management
Director
8 Reelect Ng Boon Yew as Director For For Management
9 ReappointWee Cho Yaw as Director For For Management
10 Approve Issuance of Shares and Grant of For Against Management
Options Pursuant to the 1999 Share Option
Scheme
11 Approve Issuance of Shares without For For Management
Preemptive Rights
- --------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORP.
Ticker: UTX Security ID: 913017109
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Betsy J. Bernard For For Management
1.2 Elect Director George David For For Management
1.3 Elect Director Jean-Pierre Garnier For For Management
1.4 Elect Director Jamie S. Gorelick For For Management
1.5 Elect Director Charles R. Lee For For Management
1.6 Elect Director Richard D. McCormick For For Management
1.7 Elect Director Harold McGraw III For For Management
1.8 Elect Director Frank P. Popoff For For Management
1.9 Elect Director H. Patrick Swygert For For Management
1.10 Elect Director Andre Villeneuve For For Management
1.11 Elect Director H. A. Wagner For For Management
1.12 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Disclosure of Executive Compensation Against Against Shareholder
4 Develop Ethical Criteria for Military Against Against Shareholder
Contracts
5 Performance-Based/Indexed Options Against For Shareholder
6 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
VEOLIA ENVIRONNEMENT (FORMERLY VIVENDI ENVIRONMENT)
Ticker: Security ID: F9686M107
Meeting Date: MAY 12, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Non-Tax Deductible Expenses For For Management
4 Approve Allocation of Income and For For Management
Dividends of EUR 0.825 per Share
5 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
6 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
7 Authorize Issuance of Bonds/Debentures in For Against Management
the Aggregate Nominal Value of EUR 7
Billion
8 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
EUR 1 Billion
9 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 1 Billion
10 Authorize Capitalization of Reserves of For For Management
Up to EUR 370 Million for Bonus Issue or
Increase in Par Value and Set Global
Limit for All Capital Increases Pursuant
to Items 8, 9, and 10 at EUR 2.37 Billion
11 Approve Capital Increase Reserved for For For Management
Employees Participating in
Savings-Related Share Purchase Plan
12 Approve Stock Option Plan Grants For Against Management
13 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
14 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
VERITY, INC.
Ticker: VRTY Security ID: 92343C106
Meeting Date: OCT 23, 2003 Meeting Type: Annual
Record Date: AUG 26, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony J. Bettencourt For For Management
1.2 Elect Director Stephen A. MacDonald For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VERIZON COMMUNICATIONS
Ticker: VZ Security ID: 92343V104
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Barker For For Management
1.2 Elect Director Richard L. Carrion For For Management
1.3 Elect Director Robert W. Lane For For Management
1.4 Elect Director Sandra O. Moose For For Management
1.5 Elect Director Joseph Neubauer For For Management
1.6 Elect Director Thomas H. O'Brien For For Management
1.7 Elect Director Hugh B. Price For For Management
1.8 Elect Director Ivan G. Seidenberg For For Management
1.9 Elect Director Walter V. Shipley For For Management
1.10 Elect Director John R. Stafford For For Management
1.11 Elect Director Robert D. Storey For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against For Shareholder
4 Require Majority of Independent Directors Against Against Shareholder
on Board
5 Separate Chairman and CEO Positions Against Against Shareholder
6 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
7 Submit Executive Compensation to Vote Against For Shareholder
8 Prohibit Awards to Executives Against Against Shareholder
9 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
10 Report on Political Against Against Shareholder
Contributions/Activities
11 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
VIASYS HEALTHCARE, INC.
Ticker: VAS Security ID: 92553Q209
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randy H. Thurman For For Management
1.2 Elect Director Robert W. O'Leary For For Management
- --------------------------------------------------------------------------------
VODAFONE HOLDINGS K.K. (FRM. JAPAN TELECOM HOLDINGS CO., LTD
Ticker: Security ID: J27859107
Meeting Date: DEC 9, 2003 Meeting Type: Extraordinary Shareholders
Record Date: OCT 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to: Change Location of For For Management
Head Office - Change Company Name to
Vodafone Holdings K.K.
2 Approve Reduction in Capital Reserves For For Management
3 Elect Director For For Management
- --------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 4, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Breyer For For Management
1.2 Elect Director M. Michele Burns For For Management
1.3 Elect Director Thomas M. Coughlin For For Management
1.4 Elect Director David D. Glass For For Management
1.5 Elect Director Roland A. Hernandez For For Management
1.6 Elect Director Dawn G. Lepore For For Management
1.7 Elect Director John D. Opie For For Management
1.8 Elect Director J. Paul Reason For For Management
1.9 Elect Director H. Lee Scott, Jr. For For Management
1.10 Elect Director Jack C. Shewmaker For For Management
1.11 Elect Director Jose H. Villarreal For For Management
1.12 Elect Director John T. Walton For For Management
1.13 Elect Director S. Robson Walton For For Management
1.14 Elect Director Christopher J. Williams For For Management
2 Approve Stock Option Plan For For Management
3 Approve Stock Option Plan For For Management
4 Amend Employee Stock Purchase Plan For For Management
5 Ratify Auditors For For Management
6 Separate Chairman and CEO Positions Against Against Shareholder
7 Prepare Sustainability Report Against For Shareholder
8 Report on Stock Option Distribution by Against For Shareholder
Race and Gender
9 Report on Genetically Modified Organisms Against Against Shareholder
(GMO)
10 Prepare Diversity Report Against For Shareholder
11 Submit Executive Compensation to Vote Against For Shareholder
- --------------------------------------------------------------------------------
WATERS CORP.
Ticker: WAT Security ID: 941848103
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joshua Bekenstein For Did Not Management
Vote
1.2 Elect Director M.J. Berendt, Ph.D. For Did Not Management
Vote
1.3 Elect Director Douglas A. Berthiaume For Did Not Management
Vote
1.4 Elect Director Philip Caldwell For Did Not Management
Vote
1.5 Elect Director Edward Conard For Did Not Management
Vote
1.6 Elect Director L.H. Glimcher, M.D. For Did Not Management
Vote
1.7 Elect Director William J. Miller For Did Not Management
Vote
1.8 Elect Director Thomas P. Salice For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 Other Business For Did Not Management
Vote
- --------------------------------------------------------------------------------
WESTERN DIGITAL CORP.
Ticker: WDC Security ID: 958102105
Meeting Date: NOV 20, 2003 Meeting Type: Annual
Record Date: OCT 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew E. Massengill For For Management
1.2 Elect Director I.M. Booth For For Management
1.3 Elect Director Peter D. Behrendt For For Management
1.4 Elect Director Kathleen A. Cote For For Management
1.5 Elect Director Henry T. DeNero For For Management
1.6 Elect Director William L. Kimsey For For Management
1.7 Elect Director Michael D. Lambert For For Management
1.8 Elect Director Roger H. Moore For For Management
1.9 Elect Director Thomas E. Pardun For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WILLIAM HILL PLC
Ticker: Security ID: G9645P117
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 9 Pence Per For For Management
Ordinary Share
4 Re-elect David Allvey as Director For For Management
5 Re-elect Barry Gibson as Director For For Management
6 Re-appoint Deloitte and Touche LLP as For For Management
Auditors of the Company
7 Authorise Board to Fix Remuneration of For For Management
the Auditors
8 Amend the 2004 Senior Management For For Management
Operating Bonus Scheme, the William Hill
Executive Director Incentive Plan, the
William Hill Long Term Incentive Plan and
the William Hill SAYE Share Option
Schemes
9 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 14,060,370
10 Amend Articles of Association Re: For For Management
Disapplication of Pre-emptive Rights
11 Amend Articles of Association Re: For For Management
Treasury Shares
12 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount Equal to Five Percent of
the Issued Share Capital
13 Authorise 42,811,111 Ordinary Shares for For For Management
Market Purchase
- --------------------------------------------------------------------------------
WYETH
Ticker: WYE Security ID: 983024100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clifford L. Alexander, For For Management
Jr.
1.2 Elect Director Frank A. Bennack, Jr. For For Management
1.3 Elect Director Richard L. Carrion For For Management
1.4 Elect Director Robert Essner For For Management
1.5 Elect Director John D. Feerick For For Management
1.6 Elect Director Robert Langer For For Management
1.7 Elect Director John P. Mascotte For For Management
1.8 Elect Director Mary Lake Polan For For Management
1.9 Elect Director Ivan G. Seidenberg For For Management
1.10 Elect Director Walter V. Shipley For For Management
1.11 Elect Director John R. Torell III For For Management
2 Ratify Auditors For For Management
3 Report on Drug Pricing Against Against Shareholder
4 Amend Animal Testing Policy Against Against Shareholder
- --------------------------------------------------------------------------------
YAMAHA CORP.
Ticker: Security ID: J95732103
Meeting Date: JUN 25, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 5,
Final JY 10, Special JY 0
2 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
4 Appoint Internal Statutory Auditor For For Management
5 Approve Retirement Bonus for Director For For Management
- --------------------------------------------------------------------------------
YELLOW ROADWAY CORP.
Ticker: YELL Security ID: 985577105
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cassandra C. Carr For For Management
1.2 Elect Director Howard M. Dean For For Management
1.3 Elect Director Frank P. Doyle For For Management
1.4 Elect Director John F. Fiedler For For Management
1.5 Elect Director Dennis E. Foster For For Management
1.6 Elect Director John C. McKelvey For For Management
1.7 Elect Director Phillip J. Meek For For Management
1.8 Elect Director William L. Trubeck For For Management
1.9 Elect Director Carl W. Vogt For For Management
1.10 Elect Director William D. Zollars For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
========================== USAA EMERGING MARKETS FUND ==========================
ABS-CBN BROADCASTING CORP (FORMERLY ABS-CBN HLDGS CORP)
Ticker: Security ID: Y00027105
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Call to Order For For Management
2 Proof of Service of Notice For For Management
3 Certification of Quorum For For Management
4 Approve Minutes of Previous Shareholder For For Management
Meeting
5 Approve Annual Report of Management For For Management
6 Approval of Audited Financial Statements For For Management
7 Elect Directors For For Management
8 Amend Articles Re: Incorporation of For For Management
Corporate Governance Guidelines Adopted
by the Company and Include Procedure for
the Nomination and Election of
Independent Directors
9 Ratify Acts of Board and Management For For Management
10 Other Business For Against Management
11 Adjournment For For Management
- --------------------------------------------------------------------------------
ABSA GROUP LTD (FORMERLY AMALGAMATED BANKS OF SOUTH AFRICA)
Ticker: Security ID: S0269H108
Meeting Date: JUN 25, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Authorized Capital to For For Management
ZAR 1.8 Billion by Means of Creation of
80 Million Redeemable Preference Shares
2 Amend Articles of Association Re: Terms For For Management
and Conditions of Preference Shares
3 Authorize Board to Allot and Issue Shares For For Management
Pursuant to Redemption of Redeemable
Preference Shares
4 Place Authorized But Unissued Shares For For Management
under Control of Directors Pursuant to
Allocation to Botho Bonke
5 Approve Absa Group Limited Employee Share For For Management
Ownership Administrative Trust
6 Place Authorized But Unissued Shares For For Management
under Control of Directors Pursuant to
Allocation to Absa Group Limited Employee
Share Ownership Administrative Trust
7 Elect Nthobi Angel as Director For For Management
8 Elect Leslie Maasdorp as Director For For Management
- --------------------------------------------------------------------------------
ACCTON TECHNOLOGY CORP.
Ticker: Security ID: Y0002S109
Meeting Date: JUN 1, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Report on 2003 Business Operation None None Management
Results
1.2 Receive Supervisors' Report None None Management
1.3 Receive Report on the Execution Status on None None Management
Endorsement and Guarantee
1.4 Receive Report on Execution of Treasury None None Management
Stocks
1.5 Receive Other Reports None None Management
2.1 Accept Financial Statements and Statutory For For Management
Reports
2.2 Ratify 2003 Net Loss For For Management
3.1 Amend Articles of Association For For Management
4.1 Elect Directors and Supervisors For For Management
5.1 Other Business None None Management
- --------------------------------------------------------------------------------
ANGLO AMERICAN PLC (FORMERLY ANGLO AME. CORP. OF S. AFRICA L
Ticker: Security ID: G03764100
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend of 39 US cents Per For For Management
Ordinary Share
3 Elect M Marques as Director For For Management
4 Re-elect Barry Davison as Director For For Management
5 Re-elect Chris Fay as Director For For Management
6 Re-elect Tony Lea as Director For For Management
7 Re-elect Rob Margetts as Director For For Management
8 Re-elect Bill Nairn as Director For For Management
9 Re-elect Nicky Oppenheimer as Director For For Management
10 Re-appoint Deloitte and Touche LLP as For For Management
Auditors and Authorise Board to Fix
Remuneration of Auditors
11 Approve Remuneration Report For For Management
12 Approve Anglo American Bonus Share Plan For For Management
2004
13 Authorise the Directors to Establish For For Management
Further Similar Bonus Share Plans
14 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
USD 246,500,000
15 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 31,750,000
16 Authorise 148 Million Shares for Market For For Management
Purchase
- --------------------------------------------------------------------------------
ASUSTEK COMPUTER
Ticker: Security ID: Y04327105
Meeting Date: JUN 9, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Report on 2003 Business Operation None None Management
Results
1.2 Receive Financial Report None None Management
1.3 Receive Supervisors' Report None None Management
1.4 Receive Report on Issuance of Overseas None None Management
Convertible Bonds
2.1 Accept Financial Statements and Statutory For For Management
Reports
2.2 Approve Allocation of Income and For For Management
Dividends
3.1 Approve Capitalization of 2003 Dividends For For Management
and Employee Profit Sharing
3.2 Amend Articles of Association For For Management
4 Other Business None None Management
- --------------------------------------------------------------------------------
AVENG LTD.
Ticker: Security ID: S0805F103
Meeting Date: OCT 31, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect P.F. Crowley as Director For For Management
2 Reelect D.R. Grammie as Director For For Management
3 Reelect B.P.J. Fourie as Director For For Management
4 Reelect L. Gcabashe as Director For For Management
5 Reelect K.W. Meissner-Roloff as Director For For Management
6 Reelect V.Z. Mntambo as Director For For Management
7 Reelect R.B. Savage as Director For For Management
8 Reelect B.P. Steele as Director For For Management
9 Approve Increase in Directors Fees For For Management
10 Place Authorized But Unissued Shares For For Management
under Control of Directors
11 Adopt New Articles of Association For Against Management
- --------------------------------------------------------------------------------
BANK HAPOALIM B.M.
Ticker: Security ID: M1586M115
Meeting Date: NOV 17, 2003 Meeting Type: Special
Record Date: NOV 10, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement with Mishkan, a For For Management
Wholly-Owned Subsidiary of the Company
- --------------------------------------------------------------------------------
BANK OF THE PHILIPPINE ISLANDS
Ticker: Security ID: Y0967S169
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Call to Order For For Management
2 Certification of Notice For For Management
3 Roll Call of Stockholders For For Management
4 Determination and Declaration of Quorum For For Management
5 Approve Minutes of the Annual Shareholder For For Management
Meeting on Apr. 3, 2003
6 Reading of Annual Report and Approval of For For Management
the Bank's Statement of Condition as of
Dec. 31, 2003 Incorporated in the Annual
Report
7 Approve and Confirm All Acts During the For For Management
Past Year of the Board of Directors,
Executive Committee, and All Other Board
and Management Committes and Officers of
BPI
8 Declare Stock Dividend For For Management
9 Elect 15 Members of the Board of For For Management
Directors
10 Appoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
11 Approve Bonuses of Directors For For Management
12 Other Business For Against Management
- --------------------------------------------------------------------------------
BEIJING ENTERPRISES HOLDINGS
Ticker: Security ID: Y07702106
Meeting Date: JUN 18, 2004 Meeting Type: Annual
Record Date: JUN 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend For For Management
3a Reelect Zhang Honghai as Director For For Management
3b Reelect Guo Pu Jin as Director For For Management
3c Reelect Liu Kai as Director For For Management
3d Reelect Li Man as Director For For Management
3e Reelect Li Zhong Gen as Director For For Management
3f Authorize Board to Fix Directors' For For Management
Remuneration
4 Reappoint Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their Remuneration
5 Approve Repurchase of Up to 10 Percent of For For Management
Issued Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For For Management
Shares
8 Amend Articles Re: Voting at General For For Management
Meetings, Material Interest of Directors
in Contracts Entered into by the Company,
Nomination of Directors
- --------------------------------------------------------------------------------
BIDVEST GROUP LTD.
Ticker: Security ID: S1201R105
Meeting Date: NOV 10, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Issuance of up to 18 Million For For Management
Ordinary Shares to Scheme Participants
- --------------------------------------------------------------------------------
BIDVEST GROUP LTD.
Ticker: Security ID: S1201R105
Meeting Date: NOV 10, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement Re: For For Management
Acquisition of 45 Million Bidvest Shares
by Dinatla, and Issuance of Securities in
BidBEE and Call Options in Bidvest to
Scheme Participants
- --------------------------------------------------------------------------------
BIDVEST GROUP LTD.
Ticker: Security ID: S1201R105
Meeting Date: NOV 25, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports for Year Ended June 30, 2003
2 Approve Remuneration of Directors For For Management
3 Reappoint Auditors For For Management
4 Authorize Repurchase of Up to 20 Percent For For Management
of Issued Share Capital
5 Place Authorized But Unissued Shares For For Management
under Control of Directors
6 Approve Issuance of Shares without For For Management
Preemptive Rights up to a Maximum of 15
Percent of Issued Capital
7 Approve Reduction of Share Premium For For Management
Account by Way of Cash Payment to
Shareholders in Lieu of Dividends
8.1 Reelect M.C. Berzack as Director For For Management
8.2 Reelect D. Masson as Director For For Management
8.3 Reelect S.P. Ngwenya as Director For For Management
8.4 Reelect L.P. Ralphs as Director For For Management
8.5 Reelect D.K. Rosevear as Director For Against Management
8.6 Reelect P.C. Steyn as Director For For Management
8.7 Reelect P.D. Womersley as Director For For Management
8.8 Reelect L.K. Matisonm as Director For For Management
8.9 Elect D.D.B. Band as Director Appointed For For Management
During the Year
8.10 Elect F.J. Barnes as Director Appointed For For Management
During the Year
8.11 Elect B.L. Berson as Director Appointed For For Management
During the Year
8.12 Elect N. Cassim as Director Appointed For For Management
During the Year
8.13 Elect M.B.N. Dube as Director Appointed For For Management
During the Year
8.14 Elect L. Jacobs as Director Appointed For For Management
During the Year
8.15 Elect B.R. Chipkin as Director Appointed For For Management
During the Year
- --------------------------------------------------------------------------------
BIG C SUPERCENTER
Ticker: Security ID: Y08886114
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of EGM For For Management
2 Accept Financial Statements and Statutory For For Management
Reports
3 Approve Allocation of Income and For For Management
Dividends
4 Elect Yves Bernard Braibant, Nontaphon For For Management
Nimsomboon, and Rongphol Charoenphandhu
as Directors
5 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their Remuneration
6 Approve Cancellation of cancellation of For For Management
the Dividend Amount of Baht 7.95 Million
7 Other Business For Against Management
- --------------------------------------------------------------------------------
C.P.SEVEN ELEVEN PUBLIC CO LTD
Ticker: Security ID: Y1772K110
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous AGM For For Management
2 Accept Directors' Report For For Management
3 Accept Financial Statements and Statutory For For Management
Reports
4 Approve Allocation of Income and Dividend For For Management
of Baht 1.75 per Share
5 Elect Directors For For Management
6 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
7 Approve Remuneration of Directors For For Management
8 Amend Corporate Purpose For For Management
9 Other Business For Against Management
- --------------------------------------------------------------------------------
CEMEX S.A.
Ticker: CMXYY Security ID: 151290889
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 PRESENTATION, DISCUSSION AND, IF For For Management
APPLICABLE, APPROVAL OF THE REPORT BY THE
BOARD OF DIRECTORS, INCLUDING THE
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2003 AS REQUIRED BY
THE MEXICAN CORPORATION LAW.
2 PROPOSAL FOR THE ALLOCATION OF PROFITS For For Management
AND THE MAXIMUM AMOUNT OF FUNDS TO BE
USED FOR THE PURCHASE OF COMPANY SHARES.
3 PROPOSAL TO INCREASE THE CAPITAL STOCK OF For For Management
THE COMPANY IN ITS VARIBLE PORTION
THROUGH CAPITALIZATION CHARGED AGAINST
RETAINED EARNINGS, SUBMITTED FOR
CONSIDERATION OF THE SHAREHOLDERS AT THE
MEETING.
4 ELECT DIRECTORS AND SUPERVISORY BOARD For For Management
5 COMPENSATION OF DIRECTORS AND STATUTORY For For Management
AUDITORS, ACCORDING TO THE PROPOSAL OF
SHAREHOLDERS SUBMITTED FOR CONSIDERATION
AT THE MEETING.
6 APPOINTMENT OF DELEGATES TO FORMALIZE THE For For Management
RESOLUTIONS ADOPTED AT THE MEETING.
- --------------------------------------------------------------------------------
CEMEX S.A.
Ticker: CMXYY Security ID: P22561321
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Allocation of Income; Set For For Management
Aggregate Nominal Amount of Share
Repurchase Reserve
3 Authorize Capitalization of Reserves For For Management
4 Elect Directors and Supervisory Board For For Management
5 Approve Remuneration of Directors and For For Management
Supervisory Board
6 Designate Shareholder Representative(s) For For Management
of Minutes of Meeting
- --------------------------------------------------------------------------------
CESKY TELECOM AS (SPT TELECOM A.S.)
Ticker: Security ID: X1168W109
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: JUN 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman and Other Meeting For For Management
Officials; Approve Procedural Rules
3 Receive Financial Statements and None None Management
Statutory Reports
4 Receive Supervisory Board Report None None Management
5 Approve Financial Statements and For For Management
Statutory Reports
6 Approve Allocation of Income and Covering For For Management
of Losses
7 Amend Articles For For Management
8 Approve Resignation of Supervisory Board For For Management
Except for Members Elected by Company
Employees
9 Elect Supervisory Board For For Management
10 Amend Articles Re: Remuneration of Board For Against Management
of Directors
11 Amend Articles Re: Remuneration of For Against Management
Supervisory Board
12 Approve Remuneration of Board of For For Management
Directors and Supervisory Board
13 Approve Discharge of Supervisory Board For For Management
14 Close Meeting None None Management
- --------------------------------------------------------------------------------
CHAROEN POKPHAND FOODS PCL (CP FEEDMILL CO. LTD.)
Ticker: Security ID: Y1296K117
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous AGM For For Management
2 Accept Report on Company Performance in For For Management
2003
3 Accept Financial Statements and Statutory For For Management
Reports
4 Accept Acknowledgement of Interim For For Management
Dividend
5 Approve Allocation of Income and Final For For Management
Dividend of Baht 0.04 per Share
6 Amend Articles of Association Re: Company For For Management
Objectives
7 Elect Directors For For Management
8 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
9 Other Business For Against Management
- --------------------------------------------------------------------------------
CHEIL COMMUNICATIONS INC.
Ticker: Security ID: Y1296G108
Meeting Date: FEB 27, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividends of KRW 3000 Per Share
2 Elect Directors For For Management
3 Appoint Auditor For For Management
4 Approve Limit on Remuneration of For For Management
Directors
5 Approve Limit on Remuneration of Auditors For For Management
- --------------------------------------------------------------------------------
CHINA MOBILE (HONG KONG) LIMITED
Ticker: Security ID: Y14965100
Meeting Date: JUN 16, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale and Purchase Agreement For For Management
Between China Mobile (Hong Kong) Ltd.,
China Mobile Hong Kong (BVI) Ltd. and
China Mobile Communications Corp.
- --------------------------------------------------------------------------------
CHINA MOBILE (HONG KONG) LIMITED
Ticker: Security ID: Y14965100
Meeting Date: JUN 16, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend of HK$0.20 Per For For Management
Share
3 Elect Directors For For Management
4 Reappoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
5 Approve Remuneration of HK$180,000 for For For Management
Each Director
6 Approve Repurchase of Up to 10 Percent of For For Management
Issued Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For For Management
Shares
9 Amend Articles Re: Voting at General For For Management
Meetings, Retirement of Directors,
Nomination of Directors, Material
Interest of Directors in Contracts
Entered into by the Company
- --------------------------------------------------------------------------------
CHINA RESOURCES ENTERPRISES, LTD.
Ticker: Security ID: Y15037107
Meeting Date: JUN 2, 2004 Meeting Type: Annual
Record Date: MAY 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend of HK$0.14 Per For For Management
Share
3 Reelect Qiao Shibo, Yan Biao, Jiang Wei For For Management
and Chan Po Fun, Peter as Directors and
Fix Their Remuneration
4 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix Their
Remuneration
5 Approve Repurchase of Up to 10 Percent of For For Management
Issued Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For For Management
Shares
8 Amend Articles Re: Voting at General For For Management
Meetings, Nomination of Directors,
Material Interest of Directors in
Contracts Entered into by the Company,
Resignation and Removal of Managing
Director
- --------------------------------------------------------------------------------
CHINA TELECOM CORP LTD
Ticker: Security ID: Y1505D102
Meeting Date: JUN 9, 2004 Meeting Type: Special
Record Date: MAY 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition Agreement Between For For Management
China Telecom Corp. Ltd. and China
Telecommunications Corp.
2 Approve Prospective Connected Transaction For For Management
with a Related Party
3 Amend Articles Re: Service Areas of the For For Management
Company
4 Amend Articles Re: Voting at General For For Management
Meetings, Nomination of Directors
- --------------------------------------------------------------------------------
CHUNGHWA TELECOM
Ticker: Security ID: 17133Q205
Meeting Date: JUN 25, 2004 Meeting Type: Annual
Record Date: MAY 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 THE COMPANY S OPERATION REPORTS FOR 2003 For For Management
2 THE SUPERVISORS AUDIT REPORTS ON THE For For Management
COMPANY S FINANCIAL STATEMENTS FOR 2003
3 THE COMPANY S FINANCIAL STATEMENTS FOR For For Management
2002 APPROVED BY THE MINISTRY OF AUDIT OF
THE REPUBLIC OF CHINA
4 THE ENACTMENT OF THE COMPANY S RULES OF For For Management
PROCEDURE FOR BOARD MEETINGS
5 THE COMPANY S FINANCIAL STATEMENTS FOR For For Management
2003
6 THE COMPANY S DISTRIBUTION OF EARNINGS For For Management
FOR 2003
7 THE COMPANY S DRAFT PROCESS FOR For For Management
ACQUISITION AND DISPOSAL OF ASSETS
8 AMENDMENT OF ARTICLES 2 AND 22 OF THE For For Management
COMPANY S ARTICLES OF INCORPORATION
9 AMENDMENT OF THE COMPANY S PROCESS FOR For For Management
ENDORSEMENTS AND GUARANTEES
10 AMENDMENT OF THE COMPANY S RULES OF For For Management
PROCEDURE FOR SHAREHOLDERS MEETINGS
11 THE ELECTION OF THE COMPANY S DIRECTORS For For Management
AND SUPERVISORS
12 THE ELECTION OF THE COMPANY S 4TH-TERM For For Management
DIRECTORS AND SUPERVISORS (INCLUDING 15
DIRECTORS AND 4 SUPERVISORS)
13 EXTEMPORARY MOTIONS For Against Management
- --------------------------------------------------------------------------------
CJ CORP. (FORMERLY CHEIL JEDANG CORP.)
Ticker: Security ID: Y12981109
Meeting Date: FEB 27, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividends of KRW 1750 Per Ordinary Share
2 Amend Articles of Incorporation For For Management
3 Elect Directors For For Management
4 Elect Members of Audit Committee For For Management
5 Approve Limit on Remuneration of For For Management
Directors
- --------------------------------------------------------------------------------
CNOOC LTD
Ticker: Security ID: Y1662W117
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final and Special Cash Dividends For For Management
3 Reelect Directors and Fix Their For For Management
Remuneration
4 Reappoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
5 Approve Repurchase of Up to 10 Percent of For For Management
Issued Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For For Management
Shares
8 Other Business (Voting) For Against Management
9 Amend Articles Re: Voting at General For For Management
Meetings, Nomination of Directors,
Material Interest of Directors in
Contracts Entered into by the Company
- --------------------------------------------------------------------------------
CNOOC LTD
Ticker: Security ID: Y1662W117
Meeting Date: APR 28, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Connected Transaction with a For For Management
Related Party
- --------------------------------------------------------------------------------
CNOOC LTD
Ticker: Security ID: Y1662W109
Meeting Date: MAR 16, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Subdivision of Every Issued and For For Management
Unissued Share of HK$0.10 Each Into Five
Shares of HK$0.02 Each
- --------------------------------------------------------------------------------
COCA-COLA FEMSA S.A.
Ticker: KOF Security ID: 191241108
Meeting Date: DEC 9, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Comply with Mexican For For Management
Legislation Law
2 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
3 Approve Minutes of Meeting For For Management
- --------------------------------------------------------------------------------
COCA-COLA FEMSA S.A.
Ticker: KOF Security ID: 191241108
Meeting Date: MAR 9, 2004 Meeting Type: Annual
Record Date: FEB 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF THE DIRECTORS, EXAMINERS, For For Management
CHAIRMAN AND SECRETARY OF THE BOARD OF
DIRECTORS, AND RESOLUTION WITH RESPECT TO
THEIR REMUNERATION.
- --------------------------------------------------------------------------------
COMPAL ELECTRONICS
Ticker: Security ID: Y16907100
Meeting Date: JUN 15, 2004 Meeting Type: Annual
Record Date: APR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Report on 2003 Business Operation None None Management
Results
1.2 Receive Supervisors' Report None None Management
2.1 Accept Financial Statements and Statutory For For Management
Reports
2.2 Approve Allocation of Income and For For Management
Dividends
2.3 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
3.1 Approve Capitalization of 2003 Dividends For For Management
and Employee Profit Sharing
3.2 Amend Operating Procedures for the Loan For Against Management
of Funds to Other Parties
4 Elect Directors and Supervisors For For Management
5 Other Business None None Management
- --------------------------------------------------------------------------------
CONSORCIO ARA SA
Ticker: CNRFY Security ID: P3084R106
Meeting Date: OCT 20, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Inspector or Shareholder For For Management
Representatuve(s) of Minutes of Meeting
2 Elect Members to Management Board and For For Management
Alternates
3 Amend Articles Re: Compliance With For For Management
Mexican Securities Regulations
4 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
- --------------------------------------------------------------------------------
CONTROLADORA COMERCIAL MEXICANA S.A.
Ticker: CRRXY Security ID: P3097R168
Meeting Date: MAR 31, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Allocation of Income and For Against Management
Dividends of MXN 0.1115 Per Share
3 Elect Members to Management Board, For For Management
Supervisory Board, Executive Committee
and Audit Committee
4 Approve Remuneration of Directors and For For Management
Supervisory Boards
5 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
- --------------------------------------------------------------------------------
DELTA ELECTRONIC
Ticker: Security ID: Y20263102
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Report on 2003 Business Operation None None Management
Results
1.2 Receive Financial Report None None Management
1.3 Receive Supervisors' Report None None Management
1.4 Receive Report on Overseas Convetible None None Management
Bonds
1.5 Receive Report on Endorsement and None None Management
Guarantee
1.6 Receive Report on Board Meeting None None Management
Procedures
2.1 Accept Financial Statements and Statutory For For Management
Reports
2.2 Approve Allocation of Income and Cash For For Management
Dividend of NTD 2.25 per Share and Stock
Dividend of 50 Shares per 1000 Shares
3.1 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
3.2 Approve Capitalization of 2003 Dividends For For Management
and Employee Profit Sharing
3.3 Amend Articles of Association For For Management
4 Other Business None None Management
- --------------------------------------------------------------------------------
DELTA ELECTRONICS PUBLIC CO LTD
Ticker: Security ID: Y20266154
Meeting Date: MAR 29, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Accept Report on Company Performance in For For Management
2003
3 Accept Financial Statements and Statutory For For Management
Reports
4 Elect Directors and Fix Their For For Management
Remuneration
5 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
6 Approve Bonus Payment to Directors For For Management
7 Approve Dividend Payment of Baht 0.80 Per For For Management
Share
8 Amend Articles of Association For For Management
9 Other Business For Against Management
- --------------------------------------------------------------------------------
DESC, S.A. DE C.V.
Ticker: DES Security ID: P3506C117
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Directors' and Audit Committee's For For Management
Reports for Fiscal Year 2003
2 Approve Discharge of Management and For For Management
Supervisory Boards
3 Accept Financial Statements For For Management
4 Approve Allocation of Income For For Management
5 Elect Directors, Supervisory Board For For Management
Members, and Committee Members
6 Approve Remuneration of Directors and For For Management
Supervisory Board
7 Accept Directors' Report in Compliance For For Management
With Securities Commission Regulations
8 Designate Shareholder Representatives of For For Management
Minutes of Meeting
9 Approve Minutes of Meeting For For Management
- --------------------------------------------------------------------------------
DESC, S.A. DE C.V.
Ticker: DES Security ID: P3506C117
Meeting Date: MAR 8, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Mandatory Conversion of Class C For For Management
Shares Into Class B Shares and Delisting
of C Shares
2 Approve Voluntary Conversion of A Shares For For Management
Into B Shares and B Shares Into A Shares
Up to Amount to be Decided at AGM
3 Amend Articles to Reflect Changes in For For Management
Capital
4 Approve Increase in Capital For For Management
5 Designate Shareholders to Approve and For For Management
Sign Minutes of Meeting
6 Approve Minutes of Meeting For For Management
- --------------------------------------------------------------------------------
EGIS RT GYOGYSZERGYARSZOLGALTATASI RESZVENYTARSASAG
Ticker: Security ID: X1897P128
Meeting Date: JAN 30, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Directors' Report on 2002/2003 For For Management
Business Activity
2 Approve 2002/2003 Allocation of Profit For For Management
3 Approve Supervisory Board Report For For Management
4 Approve Auditors' Report For For Management
5 Approve 2002/2003 Balance Sheet For For Management
6 Elect Supervisory Board Members For For Management
7 Elect Auditors For For Management
8 Approve Remuneration of Directors For For Management
9 Approve Directors' Report on 2002/2003 For For Management
Consolidated Activity
10 Approve Supervisory Board Report on For For Management
2002/2003 Consolidated Activity
11 Approve Auditors' Report on 2002/2003 For For Management
Consolidated Activity
12 Approve 2002/2003 Consolidated Balance For For Management
Sheet
13 Amend Articles of Association For Against Management
- --------------------------------------------------------------------------------
ELAN MICROELECTRONICS CORP.
Ticker: Security ID: Y2268H108
Meeting Date: JUN 1, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Report on Business Operation None None Management
Results for Fiscal Year 2003
1.2 Receive Supervisors' Report None None Management
1.3 Receive Report on the Execution of None None Management
Treasury Shares
2.1 Accept Financial Statements and Statutory For For Management
Reports
2.2 Approve Allocation of Income and For For Management
Dividends
3.1 Approve Capitalization of 2003 Dividends For For Management
and Employee Profit Sharing
3.2 Amend Articles of Association For For Management
4 Other Business None None Management
- --------------------------------------------------------------------------------
FIRST FINANCIAL HOLDING COMPANY
Ticker: Security ID: Y2518F100
Meeting Date: JUN 11, 2004 Meeting Type: Annual
Record Date: APR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Report on 2003 Business Operation None None Management
Results
1.2 Receive Supervisors' Report None None Management
1.3 Receive Report on the Issuance of Global None None Management
Depository Receipts (GDR)
2.1 Accept Financial Statements and Statutory For For Management
Reports
2.2 Ratify 2003 Net Loss For Against Management
3 Amend Articles of Association For Against Management
4 Other Business None None Management
- --------------------------------------------------------------------------------
GAMUDA BHD.
Ticker: Security ID: Y2679X106
Meeting Date: JAN 14, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports for the Year Ended July 31, 2003
2 Approve a Final Dividend of Nine Percent For For Management
Per Share Less 28 Percent Income Tax for
the Year Ended July 31 ,2003
3 Approve Remuneration of Directors for the For For Management
Year Ended July 31, 2003
4 Elect Ir Talha bin Haji Mohd Hashim as For For Management
Director
5 Elect Mohd Ramli bin Kushairi as Director For For Management
6 Elect Ab Rahman bin Omar as Director For For Management
7 Elect Abdul Aziz bin Raja Salim as For For Management
Director
8 Elect Haji Azmi Mat Nor as Director For For Management
9 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their Remuneration
10 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights in Any Amount Up to Ten
Percent of Issued Share Capital
11 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
12 Approve Implementation of Shareholders' For For Management
Mandate for Recurrent Related Party
Transactions with Lingkaran Trans Kota
Sdn Bhd
- --------------------------------------------------------------------------------
GENTING BERHAD
Ticker: Security ID: Y26926116
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports for the Financial Year Ended Dec.
31, 2003
2 Approve Final Dividends for the Financial For Against Management
Year Ended Dec. 31, 2003
3 Approve Remuneration of Directors in the For For Management
Amount of MYR597,699 for the Financial
Year Ended Dec. 31, 2003
4 Elect Lim Kok Thay as Director For For Management
5 Elect Quah Chek Tin as Director For For Management
6 Elect Mohd Amin bin Osman as Director For For Management
7 Elect Gunn Chit Tuan as Director For For Management
8 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights in Any Amount Up to Ten
Percent of Issued Share Capital
10 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
1 Amend Article 118 Re: Insertion of a New For For Management
Article 118A which Creates the Position
of an Honorary Life Chairman of the
Company
- --------------------------------------------------------------------------------
GRUPO CONTINENTAL S.A. DE C.V.
Ticker: Security ID: P3091R172
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting;
Open Meeting
2 Accept Individual and Consolidated For For Management
Financial Statements and Statutory
Reports
3 Accept Audit Committee Report For For Management
4 Approve Discharge of Management Board For For Management
5 Approve Allocation of Income and For For Management
Dividends
6 Accept Report Re: Shares Repurchased For For Management
7 Set Maximum Aggregate Amount for For For Management
Repurchase of Shares
8 Elect Management Board For For Management
9 Elect Members to Audit Committee For For Management
10 Elect Supervisory Board For For Management
11 Approve Remuneration of Directors and For For Management
Supervisory Board
12 Approve Minutes of Meeting For For Management
- --------------------------------------------------------------------------------
GRUPO CONTINENTAL S.A. DE C.V.
Ticker: Security ID: P3091R172
Meeting Date: DEC 11, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Proper Convening of Meeting For For Management
2 Amend Articles Re: Compliance with For For Management
Mexican Market Law
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Approve Minutes of Meeting For For Management
- --------------------------------------------------------------------------------
GRUPO FINANCIERO BBVA BANCOMER
Ticker: Security ID: P49505145
Meeting Date: JAN 7, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles Re: Compliance With For For Management
Mexican Market Legislation
2 Designate Two Shareholders to Approve and For For Management
Sign Minutes of Meeting
- --------------------------------------------------------------------------------
HUADIAN POWER INTERNATIONAL (FORMER SHANDONG INT'L POWER DEV
Ticker: Security ID: Y3738Y101
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAY 28, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and Auditors' For For Management
Reports
4 Approve Final Dividend of RMB0.035 Per For For Management
Share
5 Approve KPMG, CPAs and KPMG Huazhen as For For Management
International and Domestic Auditors
Respectively and Authorize Board to Fix
Their Remuneration
1a Approve Issuance to Individuals and For For Management
Institutional Investors in the PRC and
China Huadian Corp. of Renminbi
Denominated Domestic Ordinary Shares with
a Nominal Value of RMB1.0 Each (A Shares)
and List Such A Shares on the Shanghai
Stock Exchange
1b Approve Proposed Issue of A Shares to For For Management
China Huadian Corp.
2 Approve Intended Use of Proceeds Raised For For Management
from the Proposed A Share Issue and
Authorize Board to Finalize the
Particulars of the Proposal
3 Amend Articles Re: Proposed A Share Issue For For Management
4 Amend Articles Re: Voting at General For For Management
Meetings, Nomination of Directors,
Material Interest of Directors in
Contracts Entered into by the Company
- --------------------------------------------------------------------------------
HYUNDAI MOTOR CO.
Ticker: Security ID: Y38472109
Meeting Date: MAR 12, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividends of KRW 1000 Per Share
2 Amend Articles of Incorporation For For Management
3 Elect Directors For For Management
4 Elect Member of Audit Committee For For Management
5 Approve Limit on Remuneration of For For Management
Directors
- --------------------------------------------------------------------------------
IMPERIAL HOLDINGS LIMITED
Ticker: Security ID: S38127106
Meeting Date: MAR 5, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Creation of up to 50 Million For For Management
Deferred Ordinary Shares
2 Amend Articles Re: Rights and Conditions For For Management
Attached to Deferred Ordinary Shares
3 Approve Issuance of 22.8 Million Deferred For For Management
Ordinary Shares to Ukhamba Holdings (Pty)
Ltd.
4 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
- --------------------------------------------------------------------------------
IMPERIAL HOLDINGS LIMITED
Ticker: Security ID: S38127106
Meeting Date: NOV 4, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Nov. 4, 2002 AGM For For Management
2 Accept Financial Statements and Statutory For For Management
Reports
3 Approve Remuneration of Directors For For Management
4 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
5 Place Authorized But Unissued Shares For For Management
under Control of Directors
6 Approve Issuance of Shares, Options, or For For Management
Convertible Securities without Preemptive
Rights up to a Maximum of 15 Percent of
Issued Capital
7 Confirm Appointment of M.J. Leeming and For For Management
S.A. Tati as Directors
8 Approve Simultaneous Re-Appointment of For Against Management
Retiring Directors
9.1 Reelect L. Boyd as Director For For Management
9.2 Reelect P.L. Erasmus as Director For For Management
9.3 Reelect E. Molobi as Director For For Management
10 Authorize Repurchase of Up to 20 Percent For For Management
of Issued Share Capital
11 Approve Reduction of Share Premium For For Management
Account
12 Other Business None None Management
- --------------------------------------------------------------------------------
INDUSTRIAL BANK OF KOREA
Ticker: Security ID: 456036102
Meeting Date: FEB 27, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF BALANCE SHEET, INCOME For For Management
STATEMENT AND APPROPRIATION OF RETAINED
EARNINGS FOR THE 43RD FISCAL YEAR, AS SET
FORTH IN THE BANK S NOTICE OF MEETING
ENCLOSED HEREWITH.
2 APPROVAL OF AMENDMENT TO THE ARTICLES OF For For Management
INCORPORATION, AS SET FORTH IN THE BANK S
NOTICE OF MEETING ENCLOSED HEREWITH.
- --------------------------------------------------------------------------------
INI STEEL CO. (FRMRLY. INCHON IRON STEEL)
Ticker: Security ID: Y3904R104
Meeting Date: MAY 28, 2004 Meeting Type: Special
Record Date: APR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director For For Management
- --------------------------------------------------------------------------------
KANGWON LAND INC.
Ticker: Security ID: Y4581L105
Meeting Date: MAR 30, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividends of KRW 320 Per Share
2 Approve Dismissal of Two Directors For For Management
3 Elect Four Directors For Against Management
4 Approve Limit on Remuneration of For For Management
Directors
5 Approve Limit on Remuneration of Auditor For For Management
- --------------------------------------------------------------------------------
KASIKORNBANK PCL (FORMERLY THAI FARMERS BANK)
Ticker: Security ID: Y4591R118
Meeting Date: APR 2, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous AGM For For Management
2 Accept Directors' Report For For Management
3 Accept Financial Statements and Statutory For For Management
Reports
4 Approve Compensation of the Accumulated For For Management
Losses of the Company
5 Elect Directors For For Management
6 Amend Articles of Association Re: Board For For Management
of Directors
7 Approve Names and Number of Directors Who For For Management
Have Signing Authority
8 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
9 Amend Memorandum and Articles of For For Management
Association
10 Approve Reduction in Registered Capital For For Management
to Baht 24 Billion
11 Approve Increase in Registered Capital to For For Management
Baht 30.5 Billion
12 Other Business For Against Management
- --------------------------------------------------------------------------------
KIA MOTORS
Ticker: Security ID: Y47601102
Meeting Date: MAR 19, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividends of KRW 350 Per Share
2 Amend Articles of Incorporation Re: For For Management
Additional Business Objectives, Stock
Option Exercise Period, Size of Board,
Payment of Quarterly Dividends,
Qualifications of Audit Committee Members
3 Approve Limit on Remuneration of For For Management
Directors
- --------------------------------------------------------------------------------
KOOKMIN BANK
Ticker: KKBKY Security ID: 50049M109
Meeting Date: MAR 23, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF BALANCE SHEET, INCOME For For Management
STATEMENT AND STATEMENT OF DISPOSITION OF
DEFICIT FOR FY2003
2 AMENDMENT TO THE ARTICLES OF For For Management
INCORPORATION
3 APPOINTMENT OF DIRECTORS For For Management
4 APPOINTMENT TO THE AUDIT COMMITTEE MEMBER For For Management
CANDIDATES WHO ARE NON-EXECUTIVE
DIRECTORS
5 APPROVAL OF THE GRANTED STOCK OPTIONS For For Management
- --------------------------------------------------------------------------------
KOOKMIN BANK
Ticker: KKBKY Security ID: Y4822W100
Meeting Date: MAR 23, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Non-Consolidated Financial For For Management
Statements and Disposition of Deficit,
with No Dividends
2 Amend Articles of Incorporation For For Management
3 Elect Directors For For Management
4 Elect Members of Audit Committee For For Management
5 Approve Stock Option Grants For For Management
- --------------------------------------------------------------------------------
KOREA ELECTRIC POWER CORP
Ticker: KEP Security ID: Y48406105
Meeting Date: MAR 19, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividends of KRW 1050 Per Share
2 Elect Han Joon-Ho as New President For For Management
- --------------------------------------------------------------------------------
KOREA EXCHANGE BANK CREDIT SERVICE CO
Ticker: Security ID: Y48661105
Meeting Date: JAN 16, 2004 Meeting Type: Special
Record Date: DEC 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement with Korea For For Management
Exchange Bank
- --------------------------------------------------------------------------------
KRUNG THAI BANK
Ticker: Security ID: Y49885208
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous AGM For For Management
2 Accept Directors'Report For For Management
3 Accept Financial Statements and Statutory For For Management
Reports
4 Approve Allocation of Income and Dividend For For Management
of Baht 0.47 per Share
5 Elect Directors For For Management
6 Approve Remuneration of Directors For For Management
7 Approve State Audit Office as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
8 Amend Articles of Association For Against Management
9 Accept Acknowledgement of the Expenses For Against Management
for Shares Distribution by the Financial
Instituions Development Fund
10 Approve Transfer of the Bank's For Against Management
Information Technology (IT) assets to the
Krungthai Computer Services Co, Ltd
11 Other Business For Against Management
- --------------------------------------------------------------------------------
KT CORP (FORMERLY KOREA TELECOM CORPORATION)
Ticker: Security ID: 48268K101
Meeting Date: MAR 12, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF BALANCE SHEET, INCOME For For Management
STATEMENT AND STATEMENT OF APPROPRIATION
OF RETAINED EARNINGS FOR THE 22ND FISCAL
YEAR, AS SET FORTH IN THE COMPANY S
NOTICE OF MEETING ENCLOSED HEREWITH.
2 APPROVAL OF THE AMENDMENT OF ARTICLES OF For For Management
INCORPORATION, AS SET FORTH IN THE
COMPANY S NOTICE OF MEETING ENCLOSED
HEREWITH.
3 ELECTION OF MEMBERS OF THE AUDIT For For Management
COMMITTEE, AS SET FORTH IN THE COMPANY S
NOTICE OF MEETING ENCLOSED HEREWITH.
4 HI CHANG ROH (NOMINATED BY THE PRESIDENT For For Management
WITH CONSENT OF BOARD OF DIRECTORS)
5 SUNG DEUK PARK (NOMINATED BY OUTSIDE For For Management
DIRECTOR RECOMMENDATION COMMITTEE)
6 BYOUNG HOON LEE (SHAREHOLDER PROPOSAL - Against Against Shareholder
PRACTICALLY INITIATED BY LABOR UNION OF
KT)
7 APPROVAL OF LIMIT ON REMUNERATION OF For For Management
DIRECTORS, AS SET FORTH IN THE COMPANY S
NOTICE OF MEETING ENCLOSED HEREWITH.
8 APPROVAL OF AMENDMENT OF MANAGEMENT For For Management
CONTRACT, AS SET FORTH IN H THE COMPANY S
NOTICE OF MEETING ENCLOSED HEREWITH.
- --------------------------------------------------------------------------------
LG CARD CO LTD
Ticker: Security ID: Y5275T106
Meeting Date: DEC 16, 2003 Meeting Type: Special
Record Date: NOV 17, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Incorporation For For Management
- --------------------------------------------------------------------------------
LG CARD CO LTD
Ticker: Security ID: Y5275T106
Meeting Date: MAR 23, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Disposition of Deficit For For Management
2 Approve Limit on Remuneration of For For Management
Directors
- --------------------------------------------------------------------------------
LUKOIL OAO
Ticker: LUKFY Security ID: 677862104
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: MAY 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL REPORT 2003, OF For For Management
THE ANNUAL ACCOUNTS INCLUDING THE PROFIT
AND LOSS STATEMENT
2 AMOUNT, PAYMENT DATE, AND FORM OF PAYMENT For For Management
OF DIVIDENDS
3 ELECTION OF THE MEMBERS OF THE BOARD OF For Withhold Management
DIRECTORS.
4 ELECTION OF THE MEMBER OF THE AUDIT For For Management
COMMISSION: NIKITENKO, VLADIMIR
NIKOLAYEVICH
5 ELECTION OF THE MEMBER OF THE AUDIT For For Management
COMMISSION: SKLYAROVA, TATIANA
SERGUEYEVNA
6 ELECTION OF THE MEMBER OF THE AUDIT For For Management
COMMISSION: TANULYAK, NATALIA ILYINICHNA
7 ELECTION OF THE MEMBER OF THE AUDIT For For Management
COMMISSION: KONDRATIEV, PAVEL
GENNADIEVICH
8 ELECTION OF THE MEMBER OF THE AUDIT For For Management
COMMISSION: BULAVINA, LYUDMILA
MIKHAILOVNA
9 REMUNERATION AND COMPENSATION OF EXPENSES For For Management
TO THE MEMBERS OF THE BOARD OF DIRECTORS
AND AUDIT COMMISSION OF OAO LUKOIL
10 APPROVAL OF THE EXTERNAL AUDITOR OF THE For For Management
COMPANY
11 APPROVAL OF AMENDMENTS AND ADDENDA TO THE For For Management
CHARTER OF OAO LUKOIL
12 APPROVAL OF AMENDMENTS AND ADDENDA TO THE For For Management
REGULATIONS ON THE PROCEDURE FOR
PREPARING AND HOLDING THE SHAREHOLDERS
MEETING
13 APPROVAL OF AMENDMENTS AND ADDENDA TO THE For For Management
REGULATIONS ON THE BOARD OF DIRECTORS OF
LUKOIL
14 APPROVAL OF TRANSACTIONS INVOLVING For For Management
INTERESTED/RELATED PARTIES
- --------------------------------------------------------------------------------
MANILA ELECTRIC CO. (MERALCO)
Ticker: Security ID: Y5764J114
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Call to Order For For Management
2 Certification of Notice and Quorum For For Management
3 Approve Minutes of Previous Shareholder For For Management
Meeting
4 Annual Report of the President For For Management
5 Approve Audited Financial Statements For For Management
6 Ratify Acts of Board and Management For For Management
7 Appoint Auditors For For Management
8 Elect Directors For For Management
9 Other Business For Against Management
10 Adjournment For For Management
- --------------------------------------------------------------------------------
MATAV RT
Ticker: Security ID: X5215H122
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: APR 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Directors' Report on Company For Did Not Management
Business Policy and Financial Situation Vote
in 2003
2 Approve Directors' Report on Business For Did Not Management
Operations in 2003, Supervisory Board's Vote
Report and Auditor's Report
3 Approve Allocation of Income Earned in For Did Not Management
2003 and Dividend of HUF 70 per Share Vote
4 Approve Dematerialization of Shares For Did Not Management
Vote
5 Amend Articles of Association For Did Not Management
Vote
6 Elect Management Board For Did Not Management
Vote
7 Elect Supervisory Board For Did Not Management
Vote
8 Approve Remuneration of Management and For Did Not Management
Supervisory Board Members Vote
9 Approve Auditors and Fix Their For Did Not Management
Remuneration Vote
10 Approve Rules of Procedure of Supervisory For Did Not Management
Board Vote
11 Approve Amendments to Matav Stock Option Against Did Not Shareholder
Plan Vote
12 Other Business For Did Not Management
Vote
- --------------------------------------------------------------------------------
MOL HUNGARIAN OIL AND GAS PLC.(FORMERLY MOL MAGYAR OLAY-ES
Ticker: Security ID: X5462R112
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: APR 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Directors' Report on 2003 None None Management
Business Year and Proposal on Allocation
of Income
1.2 Receive Auditors' Report None None Management
1.3 Receive Supervisory Board's Report None None Management
1.4 Approve Financial Statements and For For Management
Allocation of Income and Dividend
2 Approve Auditors and Fix Their For For Management
Remuneration
3 Amend Articles of Association For Against Management
4 Receive Board's Report on Transactions For For Management
with Treasury Shares and Authorize Share
Repurchase Program
5 Elect Supervisory Board Members and For For Management
Determine Their Remuneration
6 Elect Members of Board of Directors and For For Management
Determine Their Remuneration
- --------------------------------------------------------------------------------
NAMPAK LTD.
Ticker: Security ID: S53240107
Meeting Date: JAN 28, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect R.P. Becker as Director For For Management
2.1 Approve Simultaneous Re-Appointment of For Against Management
Retiring Directors
2.1.1 Reelect M.M. Katz as Director For For Management
2.1.2 Reelect A.M. Martinusen as Director For For Management
2.1.3 Reelect K.M. Mokoape as Director For For Management
2.1.4 Reelect M.L. Ndlovu as Director For For Management
3 Approve Remuneration of Directors For For Management
4 Approve Stock Option Grants to R.P. For Against Management
Becker and T. Evans
5 Approve Issuance of Up to 10.4 Million For Against Management
Shares Pursuant to Share Option Schemes
6 Authorize Repurchase of Up to 20 Percent For For Management
of Issued Share Capital
- --------------------------------------------------------------------------------
NAN YA PLASTIC
Ticker: Security ID: Y62061109
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive 2003 Report None None Management
2.1 Accept Financial Statements and Statutory For For Management
Reports
2.2 Approve Allocation of Income and For For Management
Dividends
2.3 Approve Capitalization of Capital For For Management
Reserves
2.4 Amend Articles of Association For For Management
3 Elect Directors and Supervisors For For Management
4 Other Business None None Management
- --------------------------------------------------------------------------------
NEDCOR LTD.
Ticker: Security ID: S55000103
Meeting Date: MAR 17, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Authorized Capital For For Management
2 Place Authorized But Unissued Shares For For Management
under Control of Directors
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
- --------------------------------------------------------------------------------
NEDCOR LTD.
Ticker: Security ID: S55000103
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports for Year Ended Dec. 31, 2003
2 Approve Award of Capitalization Shares as For For Management
Dividends
3 Approve Distribution of Cash Dividends in For For Management
the Amount of ZAR 2.40 for Shareholders
Electing Cash Dividends
4.1 Reelect C.J.W. Ball as Director For For Management
4.2 Reelect W.A.M. Clewlow as Director For For Management
4.3 Reelect B.E. Davison as Director For For Management
4.4 Reelect M.M. Katz as Director For For Management
4.5 Reelect M.E. Mkwanazi as Director For For Management
4.6 Reelect J.V.F Roberts as Director For For Management
4.7 Reelect J.H. Sutcliffe as Director For For Management
5 Elect Directors Proposed at the Meeting For Against Management
6 Approve Remuneration of Directors for For For Management
Past Fiscal Year
7 Ratify Deloitte & Touche and KPMG as For For Management
Joint Auditors
8 Authorize Board to Fix Remuneration of For For Management
the Auditors
9 Place Authorized But Unissued Shares For For Management
under Control of Directors
10 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
- --------------------------------------------------------------------------------
NIEN HSING TEXTILE CO LTD
Ticker: Security ID: Y6349B105
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Report on 2003 Business Operation None None Management
Results
1.2 Receive Supervisors' Report None None Management
1.3 Receive Report on the Amendment of Board None None Management
Meeting Procedures
1.4 Receive Report on Status of Endorsements None None Management
and Guarantees
2.1 Accept Financial Statements and Statutory For For Management
Reports
2.2 Approve Allocation of Income and For For Management
Dividends
3.1 Amend Articles of Association For For Management
3.2 Amend Rules and Procedures on Shareholder For For Management
Meeting
4 Other Business None None Management
- --------------------------------------------------------------------------------
OLD MUTUAL PLC
Ticker: Security ID: G67395106
Meeting Date: MAY 14, 2004 Meeting Type: Court
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposals Relating to the For For Management
Unclaimed Shares Trusts and Amend
Memorandum of Association
- --------------------------------------------------------------------------------
OLD MUTUAL PLC
Ticker: Security ID: G67395106
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend of 3.1 Pence Per For For Management
Ordinary Share
3.1 Elect Michael Marks as Director For For Management
3.2 Re-elect Rudi Bogni as Director For For Management
3.3 Re-elect Norman Broadhurst as Director For For Management
3.4 Re-elect Julian Roberts as Director For For Management
4 Re-appoint KPMG Audit Plc as Auditors of For For Management
the Company
5 Authorise Audit Committee to Fix For For Management
Remuneration of the Auditors
6 Approve Remuneration Report For For Management
7 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 127,917,000
8 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 19,187,000
9 Authorise 383,752,930 Ordinary Shares for For For Management
Market Purchase
10.1 Approve the Contingent Purchase Contract For For Management
with Merrill Lynch South Africa (Pty)
Limited up to 383,752,930 Ordinary Shares
10.2 Approve the Contingent Purchase Contract For For Management
with Investment House Namibia (Pty)
Limited up to 383,752,930 Ordinary Shares
10.3 Approve the Contingent Purchase Contract For For Management
with Fleming Martin Edwards Securities
(Private) Limited up to 383,752,930
Ordinary Shares
10.4 Approve the Contingent Purchase Contract For For Management
with Stockbrokers Malawi Limited up to
383,752,930 Ordinary Shares
11 Adopt New Articles of Association For For Management
12 Approve Proposals Relating to the For For Management
Unclaimed Shares Trusts; Amend Memorandum
of Association
- --------------------------------------------------------------------------------
ORGANIZACION SORIANA S.A.
Ticker: Security ID: P8728U167
Meeting Date: APR 16, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Chairman's Statutory Report For For Management
2 Approve Financial Statements, Allocation For For Management
of Income and Distribution of Dividend of
MXN 0.25 Per Share
3 Accept Supervisory Board's Report For For Management
4 Accept Audit Committee Report For For Management
5 Set Aggregate Nominal Amount of Share For For Management
Repurchase Reserve
6 Elect Management Board and Supervisory For For Management
Board
7 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
- --------------------------------------------------------------------------------
ORGANIZACION SORIANA S.A.
Ticker: Security ID: P8728U167
Meeting Date: DEC 11, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles 10, 13, and 16 Re: For For Management
Compliance with Mexican Market Law
2 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
3 Approve Minutes of Meeting For For Management
- --------------------------------------------------------------------------------
PETROLEO BRASILEIRO
Ticker: PBR/A Security ID: 71654V408
Meeting Date: MAR 29, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE MANAGEMENT REPORT, THE For For Management
FINANCIAL STATEMENTS AND AUDIT COMMITTEE
S OPINION FOR THE FISCAL YEAR 2003.
2 APPROVAL OF THE CAPITAL EXPENDITURES For For Management
BUDGET FOR THE FISCAL YEAR 2004.
3 APPROVAL OF THE DISTRIBUTION OF RESULTS For For Management
FOR THE FISCAL YEAR 2003.
4 APPROVAL OF THE ELECTION OF MEMBERS TO For For Management
THE BOARD OF DIRECTORS, AUDIT COMMITTEE
AND THEIR RESPECTIVE SUBSTITUTES, TO VOTE
IN THE SAME MANNER AS THE MAJORITY OF THE
SHAREHOLDERS AT THE MEETING.*
5 APPROVAL OF THE INCREASE IN CAPITAL STOCK For For Management
THROUGH THE INCORPORATION OF PART OF THE
REVENUE RESERVES CONSTITUTED IN PREVIOUS
FISCAL YEARS AMOUNTING TO R$ 13,033
MILLION, INCREASING THE CAPITAL STOCK
FROM R$ 19,863 MILLION TO R$ 32,896
MILLION WITHOUT ANY
6 APPROVAL OF THE INCREASE IN THE LIMIT OF For For Management
AUTHORIZED CAPITAL FROM R$ 30 BILLION TO
R$ 60 BILLION.
7 APPROVAL OF THE ESTABLISHMENT OF THE For For Management
COMPENSATION OF MANAGEMENT AND EFFECTIVE
MEMBERS OF THE AUDIT COMMITTEE, AS WELL
AS THEIR PARTICIPATION IN THE PROFITS.
- --------------------------------------------------------------------------------
PLIVA D.D. GDR
Ticker: Security ID: 72917Q103
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF THE CHAIRMAN For For Management
2 FINANCIAL REPORT For For Management
3 SUPERVISORY REPORT For For Management
4 PROFIT For For Management
5 MANAGEMENT BOARD For For Management
6 PURCHASE OF SHARES For For Management
7 ARTICLES OF ASSOCIATION For For Management
8 AUDITORS For For Management
9 PROCEDURE For For Management
- --------------------------------------------------------------------------------
POSCO (FORMERLY POHANG IRON & STEEL)
Ticker: PKX Security ID: 693483109
Meeting Date: MAR 12, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income, with a For For Management
Year-End Dividend of KRW 5000 Per Share
2.1 Amend Articles of Incorporation Re: For For Management
Cumulative Voting
2.2 Amend Articles of Incorporation Re: For For Management
Corporate Governance
3.1.1 Elect Outside Director For For Management
3.1.2 Elect Outside Director For For Management
3.1.3 Elect Outside Director For For Management
3.1.4 Elect Outside Director For For Management
3.2.1 Elect Member of Audit Committee For For Management
3.2.2 Elect Member of Audit Committee For For Management
3.3.1 Elect Inside Director For For Management
3.3.2 Elect Inside Director For For Management
3.3.3 Elect Inside Director For For Management
3.3.4 Elect Inside Director For For Management
3.3.5 Elect Inside Director For For Management
4 Approve Limit on Remuneration of For For Management
Directors
- --------------------------------------------------------------------------------
PRESIDENT CHAIN ST
Ticker: Security ID: Y7082T105
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: APR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Report on Business Operation None None Management
Results of FY 2003
1.2 Receive Supervisors' Report None None Management
1.3 Receive Report on Endorsement Guaranty to None None Management
Third Party
1.4 Receive Report on Related Party None None Management
Transaction
1.5 Receive Report on the Status of Indirect None None Management
Investment in Mainland China
2.1 Accept Financial Statements and Statutory For For Management
Reports
2.2 Approve Allocation of Income and For For Management
Dividends
3.1 Approve Capitalization of 2003 Dividends For For Management
and Employee Profit Sharing
3.2 Amend Articles of Association For For Management
4 Elect a Supervisor For For Management
5 Other Business None None Management
- --------------------------------------------------------------------------------
PROTON (PERUSAHAAN OTOMOBIL NASIONAL BERHAD)
Ticker: Security ID: Y6860U102
Meeting Date: JAN 28, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Exchange of Shares For For Management
Pursuant to a Scheme of Arrangement
Between Proton and Its Shareholders
Whereby All Proton Shareholders will
Exchange All Their Ordinary Proton Shares
of MYR1.00 Each for Proton Holdings Bhd
Shares
2 Approve Proposed Transfer of the Listing For For Management
Status of Proton Holdings Bhd and the
Simultaneous De-Listing Proton from the
Main Board of the Malaysia Securities
Exchange Bhd
3 Approve Reorganization of the Proton For For Management
Group
- --------------------------------------------------------------------------------
PROTON (PERUSAHAAN OTOMOBIL NASIONAL BERHAD)
Ticker: Security ID: Y6860U102
Meeting Date: JAN 28, 2004 Meeting Type: Court
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reorganization of the Proton For For Management
Group
- --------------------------------------------------------------------------------
PT ASTRA AGRO LESTARI
Ticker: Security ID: Y7116Q119
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Allocation of Income For For Management
3 Elect Commissioners For For Management
4 Approve Remuneration of Directors and For For Management
Commissioners
5 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix Their
Remuneration
- --------------------------------------------------------------------------------
PT GUDANG GARAM(PT PERUSAHAAN ROKOK TJAP GUDANG GARAM )
Ticker: Security ID: Y7121F165
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: JUN 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Directors' Report For For Management
2 Accept Financial Statements and Statutory For For Management
Reports
3 Approve Dividends of IDR 300 For For Management
4 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
- --------------------------------------------------------------------------------
PT INDOFOOD SUKSES MAKMUR
Ticker: Security ID: Y7128X128
Meeting Date: JUN 25, 2004 Meeting Type: Special
Record Date: JUN 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
- --------------------------------------------------------------------------------
PT INDOFOOD SUKSES MAKMUR
Ticker: Security ID: Y7128X128
Meeting Date: JUN 25, 2004 Meeting Type: Annual
Record Date: JUN 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Directors' Report For For Management
2 Accept Financial Statements and Statutory For For Management
Reports
3 Approve Allocation of Income For For Management
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their Remuneration
5 Elect Directors and Commissioners For For Management
- --------------------------------------------------------------------------------
PT INDOSAT, INDONESIAN SATELLITE CORPORATION
Ticker: IIT Security ID: Y7130D110
Meeting Date: JUN 22, 2004 Meeting Type: Annual
Record Date: MAY 28, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors and Commissioners
2 Approve Allocation of Income For For Management
3 Approve Remuneration of Commissioners For For Management
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their Remuneration
5 Approve Second Phase Exercise Price of For Against Management
Options Pursuant to Employee Stock Option
Program
6 Elect Directors and Commissioners For For Management
- --------------------------------------------------------------------------------
PT INDOSAT, INDONESIAN SATELLITE CORPORATION
Ticker: IIT Security ID: Y7130D102
Meeting Date: MAR 8, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 5-for-1 Stock Split For For Management
2 Approve Remuneration of Directors For For Management
- --------------------------------------------------------------------------------
PT INDOSAT, INDONESIAN SATELLITE CORPORATION
Ticker: IIT Security ID: Y7130D102
Meeting Date: NOV 11, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement with PT Satelit For For Management
Palapa Indonesia, PT Indosat Multi Media
Mobile and PT Bimagraha Telekomindo
2 Amend Articles of Association Re: Change For Against Management
in Terms of Office for Directors, Change
in Meeting Notice Period, Authorization
within Board of Directors
- --------------------------------------------------------------------------------
PT TELEKOMUNIKASI INDONESIA
Ticker: TLK Security ID: Y71474129
Meeting Date: MAR 10, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Replacement of Annual Report and For Against Management
Consolidated Financial Statements for FY
2002
2 Approve Annual Report 2002 and For Against Management
Ratification of Consolidated Financial
Statement 2002
3 Ratify Restated Consolidated Financial For Against Management
Statement for FY 2000 and FY 2001
4 Approve Restatement of Net Income For Against Management
Allocation for FY 2000, FY 2001 and FY
2002
5 Elect Directors and Commissioners For For Management
- --------------------------------------------------------------------------------
PTT EXPLORATION & PRODUCTION
Ticker: Security ID: Y7145P132
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous AGM For For Management
2 Approve Financial Statements, Allocation For For Management
of Income and Dividends
3 Elect Directors and Fix Their For For Management
Remuneration
4 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
5 Approve Reallocation of 2.4 Million For For Management
Shares
6 Approve Issuance of 800,000 Units of For For Management
Warrants to Directors, Employees, and
Advisors of the Company
7 Approve Issuance of Two Million Units of For For Management
Warrants to Directors, Employees, and
Advisors of the Company
8 Approve Allocation of 800,000 Ordinary For For Management
Shares
9 Approve Allocation of Two Million For For Management
Ordinary Shares
10 Other Business For Against Management
- --------------------------------------------------------------------------------
QINGLING MOTORS CO LTD
Ticker: Security ID: Y71713104
Meeting Date: JUN 18, 2004 Meeting Type: Annual
Record Date: MAY 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and Auditors' For For Management
Report
4 Approve Proposal for Profit Appropriation For For Management
5 Reappoint Deloitte Touche Tohmatsu CPA For For Management
Ltd. and Deloitte Touche Tohmatsu as PRC
and International Auditors Respectively
and Authorize Board to Fix Their
Remuneration
6 Amend Articles Re: Shareholding For For Management
Structure, Voting at General Meetings,
Material Interest of Directors in
Contracts Entered into by the Company
- --------------------------------------------------------------------------------
QUANTA COMPUTER INC.
Ticker: Security ID: Y7174J106
Meeting Date: JUN 15, 2004 Meeting Type: Annual
Record Date: APR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Report on 2003 Business Operating None None Management
Results
1.2 Receive Supervisors' Report None None Management
1.3 Receive Report on the Issuance of Global None None Management
Depository Receipts (GDR)
1.4 Receive Report on Overseas Convetible None None Management
Bonds
2.1 Accept Financial Statements and Statutory For For Management
Reports
2.2 Approve Allocation of Income and For For Management
Dividends
3.1 Approve Capitalization of 2003 Dividends For For Management
and Employee Profit Sharing
3.2 Amend Articles of Association For For Management
3.3 Elect Directors and Supervisors For For Management
3.4 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
4 Other Business None None Management
- --------------------------------------------------------------------------------
RICHTER GEDEON RT
Ticker: Security ID: X3124X114
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: APR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Directors' Report on 2003 For None Management
Business Activities of Company
2 Approve Auditors' Report For None Management
3 Approve Supervisory Board's Report For None Management
4 Approve Allocation of Income For For Management
5 Approve Financial Statements and Annual For For Management
Report
6 Receive Directors' Report on 2003 None None Management
Business Activities of Richter Group and
Consolidated Financial Statements
7 Receive Auditors' Report on Consolidated None None Management
Financial Statements
8 Receive Supervisory Board's Report on None None Management
Consolidated Financial Statements
9 Approve Consolidated Financial Statements For For Management
10 Approve 2003 Financial Statements and For For Management
Consolidated Financial Statements
Prepared in Accordance with IAS Standards
11 Approve Applications Submitted to Company For For Management
by Preference Shareholders for Conversion
of Preference Shares into Ordinary Shares
12 Approve Introduction of Ordinary Shares For For Management
Converted from Preference Shares to
Budapest Stock Exchange and Luxembourg
Stock Exchange
13 Authorize Share Repurchase Program For For Management
14 Amend Articles of Association (Statutes) For Against Management
15 Approve Consolidated Text of Company's For Against Management
Statutes
16 Elect Directors For For Management
17 Approve Remuneration of Directors and For Against Management
Supervisory Board Members
18 Approve Proposal on Appreciation of Board For For Management
of Directors' Activities in 2003
19 Elect Supervisory Board Members For For Management
20 Approve Remuneration of Supervisory Board For Against Management
Members
21 Elect Statutory Auditor For For Management
22 Approve Remuneration of Statutory Auditor For For Management
23 Other Business For Against Management
- --------------------------------------------------------------------------------
SABESP, COMPANHIA SANEAMENTO BASICO SAO PAULO
Ticker: Security ID: P8228H104
Meeting Date: OCT 28, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint Firm to Perform Net Equity For For Management
Appraisal of Sistema de Saneamento do
Municipio de Sao Bernardo do Campo
2 Ratify Remuneration of Executive For For Management
Directors, Management Board, and
Suprvisory Board Members
3 Other Business (Voting) For Against Management
- --------------------------------------------------------------------------------
SAMSUNG CORP.
Ticker: Security ID: Y7470R109
Meeting Date: FEB 27, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividends of KRW 250 Per Ordinary Share
2 Amend Articles of Incorporation Re: For For Management
Additional Business Objectives
3 Elect Director For For Management
4 Approve Limit on Remuneration of For For Management
Directors
- --------------------------------------------------------------------------------
SAMSUNG ELECTRO-MECHANICS CO
Ticker: Security ID: Y7470U102
Meeting Date: FEB 27, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Handling of Net Loss, with No For For Management
Dividend
2 Elect Director For For Management
3 Elect Member of Audit Committee For For Management
4 Approve Limit on Remuneration of For For Management
Directors
- --------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO. LTD.
Ticker: SSNHY Security ID: Y74718100
Meeting Date: FEB 27, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Appropriation of Income, with Total
Dividend of KRW 5500 Per Share
2.1 Elect Two Outside Directors For For Management
2.2 Appoint One Member of Audit Committee For For Management
2.3 Elect One Executive Director For For Management
3 Approve Limit on Remuneration of For For Management
Directors
- --------------------------------------------------------------------------------
SAMSUNG FIRE & MARINE INS
Ticker: Security ID: Y7473H108
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividends of KRW 1000 Per Share
2 Amend Articles of Incorporation in For For Management
Connection with Changes to Korean Laws
3 Elect Director For For Management
4 Approve Limit on Remuneration of For For Management
Directors
5 Approve Stock Option Grants For For Management
- --------------------------------------------------------------------------------
SANLAM LIMITED
Ticker: Security ID: S7302C129
Meeting Date: APR 1, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Authorized Capital For For Management
2 Authorize Creation of A and B Convertible For For Management
Redeemable Non-Participating Preference
Shares
3 Amend Articles Re: Creation of A and B For For Management
Convertible Redeemable Non-Participating
Preference Shares
4 Authorize Allotment and Issuance of For For Management
Shares to Ubuntu-Botho and
Demutualization Trust
5 Place Authorized But Unissued Shares For For Management
under Control of Directors
6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
- --------------------------------------------------------------------------------
SANLAM LIMITED
Ticker: Security ID: S7302C129
Meeting Date: JUN 2, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports for Year Ended Dec. 31, 2003
2 Reappoint External Auditors For For Management
3.1 Reelect M.M.M. Bakane-Tuoane as Director For For Management
3.2 Reelect F.A. du Plessis as Director For For Management
3.3 Reelect W. James as Director For For Management
4 Reelect J.J.M. van Zyl as Director For For Management
5 Reelect Three Directors to Be Appointed For Against Management
in Casual Vacancies or as Additional
Directors Following Completion of
Ubuntu-Botho Transactions
6 Authorize Board to Fix Remuneration of For For Management
the Auditors
7 Approve Remuneration of Directors For For Management
8 Place Authorized But Unissued Shares For For Management
under Control of Directors
9 Authorize Repurchase of Up to 20 Percent For For Management
of Issued Share Capital
- --------------------------------------------------------------------------------
SAPPI LTD.
Ticker: Security ID: S73544108
Meeting Date: MAR 1, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Confirm Appointment of J.C.A. Leslie as For For Management
Director
1.2 Confirm Appointment of H.C.J. Mamsch as For For Management
Director
2.1 Reelect M.R. Haymon as Director For For Management
2.2 Reelect E. van As as Director For For Management
2.3 Reelect D.G. Wilson as Director For For Management
3 Authorize Repurchase of Up to 20 Percent For For Management
of Issued Share Capital
4 Authorize Sale of Treasury Shares to For Against Management
Sappi Share Incentive Scheme
5 Place Authorized But Unissued Shares For For Management
under Control of Directors
6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
- --------------------------------------------------------------------------------
SASOL LTD.
Ticker: SSL Security ID: 803866102
Meeting Date: NOV 28, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company and Group Financial For For Management
Statements and Statutory Reports For Year
Ended June 30, 2003
2.1 Reelect W.A.M. Clewlow as Director For For Management
2.2 Reelect P.V. Cox as Director For For Management
2.3 Reelect S. Montisi as Director For For Management
2.4 Reelect C.B. Strauss as Director For For Management
2.5 Reelect T.S. Munday as Director For For Management
3.1 Reelect E. le R. Bradley as Director For For Management
4.1 Reelect M.V.S. Gantsho as Director For For Management
4.2 Reelect A. Jain as Director For For Management
4.3 Reelect S.B. Pfeiffer as Director For For Management
5 Reappoint KPMG Inc. as Auditors For For Management
6 Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
7 Place Authorized But Unissued Shares For For Management
under Control of Directors
8 Approve Remuneration of Directors For For Management
- --------------------------------------------------------------------------------
SHANGHAI INDUSTRIAL HOLDINGS LTD
Ticker: Security ID: Y7683K107
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: MAY 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend of HK$0.32 Per For For Management
Share
3a1 Reelect Ding Zhong De as Director For For Management
3a2 Reelect Lu Shen as Director For For Management
3a3 Reelect Qian Shi Zheng as Director For For Management
3a4 Reelect Ge Wen Yao as Director For For Management
3a5 Reelect Woo Chia-Wei as Director For For Management
3a6 Reelect Leung Pak To, Francis as Director For For Management
3b Authorize Board to Fix Their Remuneration For For Management
4 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Approve Repurchase of Up to 10 Percent of For For Management
Issued Capital
7 Authorize Reissuance of Repurchased For For Management
Shares
8 Amend Articles Re: Voting at General For For Management
Meetings, Material Interest of Directors
in Contracts Entered into by the Company,
Nomination and Removal of Directors,
Electronic Communication, Indemnification
of Directors and Officers of the Company
- --------------------------------------------------------------------------------
SHANGHAI INDUSTRIAL HOLDINGS LTD
Ticker: Security ID: Y7683K107
Meeting Date: MAY 28, 2004 Meeting Type: Special
Record Date: MAY 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Option Scheme of Mergen For Against Management
Biotech Ltd.
2 Approve Grant of Options to Subscribe for For Against Management
39,000 Shares in Mergen Biotech Ltd. to
Hu Fang Pursuant to the Share Option
Scheme of Mergen Biotech Ltd.
- --------------------------------------------------------------------------------
SHOPRITE HOLDINGS LTD.
Ticker: Security ID: S76263102
Meeting Date: OCT 28, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports for Year Ended 30, 2003
2 Approve Remuneration of Directors For For Management
3 Reappoint PricewaterhouseCoopers as For For Management
Auditors
4 Approve Dividends For For Management
5 Place Authorized But Unissued Shares For For Management
under Control of Directors
6 Approve Issuance of Shares without For For Management
Preemptive Rights up to a Maximum of 15
Percent of Issued Capital
7 Reelect C.H. Wiese as Director For For Management
8 Reelect J.A. Louw as Director For For Management
9 Reelect A.N. van Zyl as Director For For Management
10 Reelect B.R. Meyers as Director For For Management
11 Elect T.R.P. Hlongwane as Director For For Management
Appointed During the Year
12 Elect B. Harisunker as Director Appointed For For Management
During the Year
13 Elect J.G. Rademeyer as Director For For Management
Appointed During the Year
14 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
15 Authorize Repurchase of Up to 20 Percent For For Management
of Issued Share Capital
- --------------------------------------------------------------------------------
SIAM COMMERCIAL BANK PLC
Ticker: Security ID: Y7905M113
Meeting Date: APR 8, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous AGM For For Management
2 Accept Directors' Report For For Management
3 Accept Financial Statements and Statutory For For Management
Reports
4 Approve Allocation of Income and Dividend For For Management
of Baht 1.40 Per Share
5 Approve Remuneration of Directors For For Management
6 Elect Directors For For Management
7 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
8 Amend Articles of Association For For Management
9 Amend Articles/Charter to Reflect Changes For For Management
in Capital
10 Other Business For Against Management
- --------------------------------------------------------------------------------
SIAM MAKRO PUBLIC CO LTD
Ticker: Security ID: Y7923E119
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous AGM For For Management
2 Accept Financial Statements and Statutory For For Management
Reports
3.1 Accept Report on Company Performance in For For Management
2003
3.2 Accept Acknowledgment of the Payment of For For Management
Interim Dividend
4 Elect Directors and Fix Their For For Management
Remuneration
5 Elect Members of Audit Committee For For Management
6 Approve Allocation of Income and Final For For Management
Dividend of Baht 1.25 per Share
7 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
8 Amend Articles of Association Re: For For Management
Connected Transaction or Acquisition or
Disposition of Assets
9 Other Business For Against Management
- --------------------------------------------------------------------------------
SIME DARBY BERHAD
Ticker: Security ID: Y79551126
Meeting Date: NOV 4, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports for the Year Ended June 30, 2003
2 Approve Final Dividends for the Year For For Management
Ended June 30, 2003
3 Elect Seri Ahmad bin Tunku Yahaya as For For Management
Director
4 Elect Michael Wong Pakshong as Director For For Management
5 Elect Muhammad Alias bin Raja Muhammad For For Management
Ali as Director
6 Elect Khatijah binti Ahmad as Director For For Management
7 Elect Nik Mohamed bin Nik Yaacob as For For Management
Director
8 Elect David Li Kwok Po as Director For For Management
9 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix Their
Remuneration
10 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights in Any Amount Up to Ten
Percent of Issued Share Capital
11 Authorize Repurchase of Issued Share For For Management
Capital
12 Approve Implementation of Shareholders' For For Management
Mandate for Recurrent Related Party
Transactions
13 Amend Stock Option Plan For Against Management
- --------------------------------------------------------------------------------
SINOPAC HOLDINGS
Ticker: Security ID: Y8035M106
Meeting Date: JUN 11, 2004 Meeting Type: Annual
Record Date: APR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Report on 2003 Business Operation None None Management
Results
1.2 Receive Supervisors' Report None None Management
1.3 Receive Report on Execution of Treasury None None Management
Stocks
2.1 Accept Financial Statements and Statutory For For Management
Reports
2.2 Amend Endorsement and Guarantee Operating For For Management
Guidelines
2.3 Amend Operating Procedures for the Loan For For Management
of Funds to Other Parties
2.4 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
2.5 Amend Procedures Governing Financial For For Management
Derivative Transactions
2.6 Approve Change of Usage of Proceeds from For For Management
Overseas Convertible Bonds Issuance
2.7 Approve Investment in a Company For For Management
3.1 Approve Allocation of Income and For For Management
Dividends
3.2 Approve Capitalization of 2003 Dividends For For Management
and Employee Profit Sharing
3.3 Amend Articles of Association For For Management
4 Other Business None None Management
- --------------------------------------------------------------------------------
SINOPEC SHANGHAI PETROCHEMICAL CO. (FORMERLY SHANGHAI PETROCHEMICAL CO LTD)
Ticker: SHI Security ID: Y80373106
Meeting Date: NOV 21, 2003 Meeting Type: Special
Record Date: OCT 22, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Contract for Supply of For For Management
Acrylonitrile Between Sinopec Shanghai
Petrochemical Co. Ltd. and Shanghai Secco
Petrochemical Co. Ltd.
2 Approve Contract for Supply of For For Management
Acrylonitrile Between Zhejiang Jinyong
Acrylic Fiber Co. Ltd.
- --------------------------------------------------------------------------------
SINOPEC YIZHENG CHEMICAL FIBRE CO. (FM.YIZHENG CHEM.FIBRE)
Ticker: Security ID: Y9841W106
Meeting Date: DEC 27, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Agreement Re: the Purchase of For For Management
Paraxylene from Sinopec Zhenhai Refining
& Chemical Co. Ltd.
2 Authorize Directors to Implement the For For Management
Agreement and Seek the Relevant Waiver
Application from the Stock Exchange of
Hong Kong
- --------------------------------------------------------------------------------
SINOPEC YIZHENG CHEMICAL FIBRE CO. (FM.YIZHENG CHEM.FIBRE)
Ticker: Security ID: Y9841W106
Meeting Date: JUN 30, 2004 Meeting Type: Annual
Record Date: MAY 28, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Report of the Independent For For Management
Supervisors
4 Accept Financial Statements and Auditors' For For Management
Reports
5 Approve Profit Distribution Scheme For For Management
6 Reappoint KPMG Huazhen and KPMG as For For Management
Domestic and International Auditors and
Authorize Board to Fix Their Remuneration
7 Approve Amendments to the Rules of For For Management
Proceedings for Shareholders' General
Meetings
8a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8b Amend Articles Re: Voting at General For For Management
Meetings, Nomination of Directors,
Material Interest of Directors in
Contracts Entered into by the Company
- --------------------------------------------------------------------------------
SK TELECOM
Ticker: Security ID: 78440P108
Meeting Date: MAR 12, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE BALANCE SHEET, THE For For Management
STATEMENT OF INCOME, AND THE STATEMENT OF
APPROPRIATION OF RETAINED EARNINGS OF THE
20TH FISCAL YEAR, AS SET FORTH IN ITEM 1
OF THE COMPANY S AGENDA ENCLOSED
HEREWITH.
2 APPROVAL OF THE AMENDMENT OF THE ARTICLES For For Management
OF INCORPORATION, AS SET FORTH IN ITEM 2
OF THE COMPANY S AGENDA ENCLOSED
HEREWITH.
3 APPROVAL OF THE CEILING AMOUNT OF THE For For Management
REMUNERATION OF DIRECTORS, AS SET FORTH
IN THE COMPANY S AGENDA ENCLOSED
HEREWITH.
4 APPROVAL OF THE APPOINTMENT OF DIRECTORS, For For Management
AS SET FORTH IN ITEM 3 OF THE COMPANY S
AGENDA ENCLOSED HEREWITH.
5 APPROVAL OF THE APPOINTMENT OF OUTSIDE For For Management
DIRECTORS WHO WILL BE AUDIT COMMITTEE
MEMBERS, AS SET FORTH IN ITEM 3 OF THE
COMPANY S AGENDA ENCLOSED HEREWITH.
- --------------------------------------------------------------------------------
SK TELECOM
Ticker: Security ID: Y4935N104
Meeting Date: MAR 12, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividends of KRW 5500 Per Share
2 Amend Articles of Incorporation For For Management
3 Approve Limit on Remuneration of For For Management
Directors
4.1 Elect Director(s) For For Management
4.2 Elect Member(s) of Audit Committee For For Management
- --------------------------------------------------------------------------------
STEINHOFF INTERNATIONAL HOLDINGS LTD
Ticker: Security ID: S81589103
Meeting Date: DEC 1, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports for Year Ended June 30, 2003
2.1.1 Reelect D.E. Ackerman as Director For For Management
2.1.2 Reelect M.J. Jooste as Director For Against Management
2.1.3 Reelect B.E. Steinhoff as Director For For Management
2.1.4 Reelect N.W. Steinhoff as Director For For Management
2.2 Elect J.H.N van der Merwe as Director For For Management
2.3.1 Approve Remuneration of Directors For For Management
2.3.2 Reappoint Deloitte and Touche as Auditors For For Management
3.1 Place Authorized But Unissued Shares For For Management
under Control of Directors
3.2 Approve Issuance of Shares without For For Management
Preemptive Rights up to a Maximum of 15
Percent of Issued Capital
4 Place 85.4 Million Unissued Shares under For Against Management
Control of Directors for Purposes of
Steinhoff International Share Incentive
Schemes
5 Approve Incentive Share Option Scheme For Against Management
6 Authorize Repurchase of Up to 20 Percent For For Management
of Issued Share Capital
7 Authorize Issuance of Bonds, Debentures, For Against Management
or Convertible Instruments
- --------------------------------------------------------------------------------
SUPER-SOL LTD
Ticker: SUPLF Security ID: M8710D119
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports (Voting)
2 Reappoint Ido Bergman, Rafi Bisker, and For For Management
Zehavit Yosef as Directors
3 Reappoint KPMG Somech Haik as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
4 Approve Bonus/Compensation/Remuneration For For Management
of Directors
5 Approve Management Contract with Biger For For Management
Investment Company, a Private Company
Owned by Board Chairman Avraham Biger
- --------------------------------------------------------------------------------
SUPER-SOL LTD
Ticker: SUPLF Security ID: M8710D119
Meeting Date: FEB 24, 2004 Meeting Type: Special
Record Date: FEB 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yehezkiel Offir as External For For Management
Director
- --------------------------------------------------------------------------------
SUPER-SOL LTD
Ticker: SUPLF Security ID: M8710D119
Meeting Date: NOV 27, 2003 Meeting Type: Special
Record Date: NOV 11, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint M. Amit as Director For For Management
- --------------------------------------------------------------------------------
TAIWAN CELLULAR CORP
Ticker: Security ID: Y84153108
Meeting Date: JUN 15, 2004 Meeting Type: Annual
Record Date: APR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Report on 2003 Business Operation None None Management
Results
1.2 Receive Supervisors' Report None None Management
1.3 Receive Report on the Amendment of None None Management
Employee Stock Option Plan
1.4 Receive Other Reports None None Management
2.1 Accept Financial Statements and Statutory For For Management
Reports
2.2 Approve Allocation of Income and Cash For For Management
Dividend of NTD 2.40 per Share
2.3 Amend Articles of Association For Against Management
2.4 Amend Procedures Governing the For Against Management
Acquisition or Disposal of Assets
2.5 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
3 Elect Directors and Supervisors For For Management
4 Other Business None None Management
- --------------------------------------------------------------------------------
TIGER BRANDS (FORMERLY TIGER OATS LTD.)
Ticker: Security ID: S84594134
Meeting Date: FEB 23, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports for Year Ended Sept. 30, 2003
2 Reelect A.C. Nissen as Director For For Management
3 Reelect R.A. Williams as Director For For Management
4 Reelect D.D.B. Band as Director For For Management
5 Reelect B.L. Sibiya as Director For For Management
6 Reelect L.C. van Vught as Director For For Management
7 Ratify Ernst and Young as Auditors For For Management
8 Authorize Repurchase of Up to 20 Percent For For Management
of Issued Share Capital
- --------------------------------------------------------------------------------
TIGER BRANDS (FORMERLY TIGER OATS LTD.)
Ticker: Security ID: S84594134
Meeting Date: OCT 30, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of 555,000 5.5 Percent For For Management
Cumulative Preference Shares into 555,000
Redeemable Preference Shares with Par
Value ZAR 2.00
2 Amend Articles Re: Share Capital and For For Management
Terms of Preference Shares
- --------------------------------------------------------------------------------
TONGAAT-HULETT GROUP LTD. (THE)
Ticker: Security ID: S85920106
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports for Year Ended Dec. 31, 2003
2.1 Reelect D.D. Barber as Director For For Management
2.2 Reelect P.M. Baum as Director For Against Management
2.3 Reelect I. Botha as Director For For Management
2.4 Reelect B.G. Dunlop as Director For For Management
2.5 Reelect G.P.N. Kruger as Director For For Management
2.6 Reelect M.H. Munro as Director For For Management
2.7 Reelect S.J. Saunders as Director For For Management
2.8 Reelect T.H. Nyasulu as Director For For Management
3 Authorize Repurchase of Up to 20 Percent For For Management
of Issued Share Capital
4 Authorize Board to Ratify and Execute For For Management
Resolution 4
5 Place Authorized But Unissued Shares For For Management
under Control of Directors
6 Approve Issuance of Shares without For For Management
Preemptive Rights up to a Maximum of 15
Percent of Issued Capital
- --------------------------------------------------------------------------------
UNITED MICRO ELECTRONIC
Ticker: Security ID: Y92370108
Meeting Date: JUN 1, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Report on 2003 AGM None None Management
1.2 Receive Report on Business Operation None None Management
Results for Fiscal Year 2003
1.3 Receive Supervisors' Report None None Management
1.4 Receive Report on the Acquisition and None None Management
Disposal of Assets
1.5 Receive Report on the Issuance of None None Management
Corporate Debt
2.1 Accept Financial Statements and Statutory For For Management
Reports
2.2 Approve Allocation of Income and For For Management
Dividends
3.1 Approve Capitalization of 2003 Dividends For For Management
and Employee Profit Sharing
3.2 Amend Articles of Association For For Management
4 Elect Directors and Supervisors For For Management
5 Other Business None None Management
- --------------------------------------------------------------------------------
YAGEO CORP
Ticker: Security ID: Y9723R100
Meeting Date: JUN 18, 2004 Meeting Type: Annual
Record Date: APR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Report on 2003 Business Operation None None Management
Results
1.2 Receive Supervisors' Report None None Management
1.3 Receive Report on Execution of Treasury None None Management
Stocks
1.4 Receive Report on the Issuance of None None Management
Corporate Debt
1.5 Receive Report on the Execution of None None Management
Employee Stock Option Plan
1.6 Receive Report on the Establishment of None None Management
Board of Directors' Meeting Guidelines
2.1 Accept Financial Statements and Statutory For For Management
Reports
2.2 Approve Compensation of the Accumulated For For Management
Losses of the Company
3 Amend Articles of Association For For Management
4 Elect Directors and Supervisors For For Management
5 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
6 Other Business None None Management
- --------------------------------------------------------------------------------
YUKOS OIL COMPANY
Ticker: Security ID: 98849W108
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: MAY 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL REPORT OF YUKOS For For Management
OIL COMPANY FOR 2003.
2 APPROVAL OF THE ANNUAL ACCOUNTING For For Management
REPORTS, INCLUDING THE PROFIT AND LOSS
ACCOUNT, OF YUKOS OIL COMPANY FOR FY
2003.
3 APPROVAL OF DISTRIBUTION OF PROFIT OF For For Management
YUKOS OIL COMPANY FOR FY 2003, INCLUDING
PAYMENT OF DIVIDEND ON COMMON SHARES OF
YUKOS OIL COMPANY, AND OF LOSSES FOR FY
2003.
4 ELECTION OF THE BOARD OF DIRECTORS OF For For Management
YUKOS OIL COMPANY.
5 ELECTION OF MURASHOVA ANTONINA B. TO THE For For Management
AUDITING COMMISSION OF YUKOS OIL COMPANY.
6 ELECTION OF BRITKOVA ELENA V. TO THE For For Management
AUDITING COMMISSION OF YUKOS OIL COMPANY.
7 ELECTION OF SERZHANOVA MARGARITA O. TO For For Management
THE AUDITING COMMISSION OF YUKOS OIL
COMPANY.
8 APPROVAL OF THE AUDITOR OF YUKOS OIL For For Management
COMPANY FOR 2004.
9 APPROVAL OF THE TOTAL AMOUNT OF For For Management
REMUNERATION AND REIMBURSEMENTS OF
DIRECTORS OF YUKOS OIL COMPANY FOR THE
PERIOD 2004-2005.
====================== USAA GROWTH AND TAX STRATEGY FUND =======================
3M CO
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward A. Brennan For Withhold Management
1.2 Elect Director Michael L. Eskew For For Management
1.3 Elect Director W. James McNerney, Jr. For Withhold Management
1.4 Elect Director Kevin W. Sharer For Withhold Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
ACCENTURE LTD BERMUDA
Ticker: ACN Security ID: G1150G111
Meeting Date: FEB 5, 2004 Meeting Type: Annual
Record Date: DEC 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint Dennis F. Hightower, William L. For For Management
Kimsey, Robert I. Lipp, and Wulf von
Schimmelmann as Directors
2 Approve KPMG LLP as Independent Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Transact Other Business (Non-Voting) None None Management
- --------------------------------------------------------------------------------
AFLAC INCORPORATED
Ticker: AFL Security ID: 001055102
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel P. Amos For For Management
1.2 Elect Director John Shelby Amos II For For Management
1.3 Elect Director Michael H. Armacost For Withhold Management
1.4 Elect Director Kriss Cloninger III For For Management
1.5 Elect Director Joe Frank Harris For For Management
1.6 Elect Director Elizabeth J. Hudson For For Management
1.7 Elect Director Kenneth S. Janke, Sr. For For Management
1.8 Elect Director Douglas W. Johnson For For Management
1.9 Elect Director Robert B. Johnson For For Management
1.10 Elect Director Charles B. Knapp For For Management
1.11 Elect Director Hidefumi Matsui For For Management
1.12 Elect Director Nobuhiro Mori For For Management
1.13 Elect Director E. Stephen Purdom, M.D. For For Management
1.14 Elect Director Barbara K. Rimer, Ph.D. For For Management
1.15 Elect Director Marvin R. Schuster For For Management
1.16 Elect Director Glenn Vaughn, Jr. For For Management
1.17 Elect Director Robert L. Wright For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AIR PRODUCTS & CHEMICALS, INC.
Ticker: APD Security ID: 009158106
Meeting Date: JAN 22, 2004 Meeting Type: Annual
Record Date: NOV 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Douglas Ford For For Management
1.2 Elect Director James F. Hardymon For For Management
1.3 Elect Director Paula G. Rosput For For Management
1.4 Elect Director Lawrason D. Thomas For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874107
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Bernard Aidinoff For For Management
1.2 Elect Director Pei-Yuan Chia For For Management
1.3 Elect Director Marshall A. Cohen For For Management
1.4 Elect Director Willaim S. Cohen For For Management
1.5 Elect Director Martin S. Feldstein For For Management
1.6 Elect Director Ellen V. Futter For For Management
1.7 Elect Director Maurice R. Greenberg For For Management
1.8 Elect Director Carla A. Hills For For Management
1.9 Elect Director Frank J. Hoenemeyer For For Management
1.10 Elect Director Richard C. Holbrooke For For Management
1.11 Elect Director Donald P. Kanak For For Management
1.12 Elect Director Howard I. Smith For For Management
1.13 Elect Director Martin J. Sullivan For For Management
1.14 Elect Director Edmund S.W. Tse For For Management
1.15 Elect Director Frank G. Zarb For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
4 Ratify Auditors For For Management
5 Report on Political Against Against Shareholder
Contributions/Activities
6 Divest from Tobacco Equities Against Against Shareholder
7 Link Executive Compensation to Predatory Against Against Shareholder
Lending
- --------------------------------------------------------------------------------
AMGEN, INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Biondi, Jr. For For Management
1.2 Elect Director Jerry D. Choate For Withhold Management
1.3 Elect Director Frank C. Herringer For For Management
1.4 Elect Director Gilbert S. Omenn For For Management
2 Ratify Auditors For For Management
3 Prepare Glass Ceiling Report Against Against Shareholder
4 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
ANHEUSER-BUSCH COMPANIES, INC.
Ticker: BUD Security ID: 035229103
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director August A. Busch III For For Management
1.2 Elect Director Carlos Fernandez G. For For Management
1.3 Elect Director James R. Jones For For Management
1.4 Elect Director Andrew C. Taylor For For Management
1.5 Elect Director Douglas A. Warner III For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC.
Ticker: ADP Security ID: 053015103
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory D. Brenneman For For Management
1.2 Elect Director Leslie A. Brun For For Management
1.3 Elect Director Gary C. Butler For For Management
1.4 Elect Director Joseph A. Califano, Jr. For For Management
1.5 Elect Director Leon G. Cooperman For For Management
1.6 Elect Director Ann Dibble Jordan For For Management
1.7 Elect Director Harvey M. Krueger For For Management
1.8 Elect Director Frederic V. Malek For For Management
1.9 Elect Director Henry Taub For For Management
1.10 Elect Director Arthur F. Weinbach For For Management
1.11 Elect Director Josh S. Weston For For Management
2 Amend Stock Option Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Approve Outside Director Stock Awards in For For Management
Lieu of Cash
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AVON PRODUCTS, INC.
Ticker: AVP Security ID: 054303102
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward T. Fogarty For For Management
1.2 Elect Director Susan J. Kropf For For Management
1.3 Elect Director Maria Elena Lagomasino For Withhold Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Declassify the Board of Directors Against For Shareholder
5 Report on Feasibility of Removing Against Against Shareholder
Parabens from Company Products
6 Report on Feasibility of Removing Dibutyl Against Against Shareholder
Phthalate from Company Products
- --------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED
Ticker: BHI Security ID: 057224107
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward P. Djerejian For Withhold Management
1.2 Elect Director H. John Riley, Jr. For Withhold Management
1.3 Elect Director Charles L. Watson For Withhold Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
BIOGEN IDEC INC
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 16, 2004 Meeting Type: Annual
Record Date: APR 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan Belzer For For Management
1.2 Elect Director Mary L. Good For For Management
1.3 Elect Director James C. Mullen For For Management
1.4 Elect Director Bruce R. Ross For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORP.
Ticker: BSX Security ID: 101137107
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ursula M. Burns For For Management
1.2 Elect Director Marye Anne Fox For For Management
1.3 Elect Director N.J. Nicholas, Jr. For For Management
1.4 Elect Director John E. Pepper For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORP.
Ticker: BSX Security ID: 101137107
Meeting Date: OCT 6, 2003 Meeting Type: Special
Record Date: AUG 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 5, 2003 Meeting Type: Annual
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dave Bing For For Management
1.2 Elect Director John F. Finn For For Management
1.3 Elect Director John F. Havens For For Management
1.4 Elect Director David W. Raisbeck For For Management
1.5 Elect Director Robert D. Walter For For Management
- --------------------------------------------------------------------------------
CAREMARK RX, INC.
Ticker: CMX Security ID: 141705103
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edwin M. Banks For For Management
1.2 Elect Director Colleen C. Welch, Ph.D. For For Management
1.3 Elect Director Roger L. Headrick For For Management
1.4 Elect Director Jean-Pierre Millon For For Management
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Bartz For For Management
1.2 Elect Director Larry R. Carter For For Management
1.3 Elect Director John T. Chambers For For Management
1.4 Elect Director Dr. James F. Gibbons For For Management
1.5 Elect Director Dr. John L. Hennessy For For Management
1.6 Elect Director Roderick C. McGeary For For Management
1.7 Elect Director James C. Morgan For For Management
1.8 Elect Director John P. Morgridge For For Management
1.9 Elect Director Donald T. Valentine For For Management
1.10 Elect Director Steven M. West For For Management
1.11 Elect Director Jerry Yang For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
4 Report on Company Products Used by the Against Against Shareholder
Government to Monitor the Internet
5 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Alain J.P. Belda For For Management
1.3 Elect Director George David For For Management
1.4 Elect Director Kenneth T. Derr For For Management
1.5 Elect Director John M. Deutch For For Management
1.6 Elect Director Roberto Hernandez Ramirez For For Management
1.7 Elect Director Ann Dibble Jordan For For Management
1.8 Elect Director Dudley C. Mecum For For Management
1.9 Elect Director Richard D. Parsons For For Management
1.10 Elect Director Andrall E. Pearson For For Management
1.11 Elect Director Charles Prince For For Management
1.12 Elect Director Robert E. Rubin For For Management
1.13 Elect Director Franklin A. Thomas For For Management
1.14 Elect Director Sanford I. Weill For For Management
1.15 Elect Director Robert B. Willumstad For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Prohibit Awards to Executives Against Against Shareholder
6 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
COCA-COLA COMPANY, THE
Ticker: KO Security ID: 191216100
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert A. Allen For For Management
1.2 Elect Director Ronald W. Allen For For Management
1.3 Elect Director Cathleen P. Black For For Management
1.4 Elect Director Warren E. Buffett For Withhold Management
1.5 Elect Director Douglas N. Daft For For Management
1.6 Elect Director Barry Diller For For Management
1.7 Elect Director Donald R. Keough For For Management
1.8 Elect Director Susan Bennett King For For Management
1.9 Elect Director Maria Elena Lagomasino For For Management
1.10 Elect Director Donald F. Mchenry For For Management
1.11 Elect Director Robert L. Nardelli For For Management
1.12 Elect Director Sam Nunn For For Management
1.13 Elect Director J. Pedro Reinhard For For Management
1.14 Elect Director James D. Robinson III For For Management
1.15 Elect Director Peter V. Ueberroth For For Management
1.16 Elect Director James B. Williams For For Management
2 Ratify Auditors For For Management
3 Report on Operational Impact of HIV/AIDS For For Shareholder
Pandemic
4 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
5 Prohibit Awards to Executives Against Against Shareholder
6 Submit Executive Compensation to Vote Against For Shareholder
7 Submit Executive Compensation to Vote Against Against Shareholder
8 Implement China Principles Against Against Shareholder
9 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
COLGATE-PALMOLIVE CO.
Ticker: CL Security ID: 194162103
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jill K. Conway For For Management
1.2 Elect Director Ronald E. Ferguson For For Management
1.3 Elect Director Carlos M. Gutierrez For For Management
1.4 Elect Director Ellen M. Hancock For For Management
1.5 Elect Director David W. Johnson For For Management
1.6 Elect Director Richard J. Kogan For For Management
1.7 Elect Director Delano E. Lewis For For Management
1.8 Elect Director Reuben Mark For For Management
1.9 Elect Director Elizabeth A. Monrad For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
5 Adopt ILO Based Code of Conduct Against Against Shareholder
6 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
DANAHER CORP.
Ticker: DHR Security ID: 235851102
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven M. Rales For For Management
1.2 Elect Director John T. Schwieters For For Management
1.3 Elect Director Alan G. Spoon For For Management
2 Ratify Auditors For For Management
3 Amend Stock Option Plan For For Management
4 Develop Charter Language on Board Against Against Shareholder
Diversity
- --------------------------------------------------------------------------------
ELI LILLY AND CO.
Ticker: LLY Security ID: 532457108
Meeting Date: APR 19, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven C. Beering For For Management
1.2 Elect Director Winfried Bischoff For For Management
1.3 Elect Director Franklyn G. Prendergast For For Management
1.4 Elect Director Kathi P. Seifert For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
5 Report on Drug Pricing Against Against Shareholder
- --------------------------------------------------------------------------------
FANNIE MAE
Ticker: FNM Security ID: 313586109
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen B. Ashley For For Management
1.2 Elect Director Kenneth M. Duberstein For For Management
1.3 Elect Director Thomas P. Gerrity For For Management
1.4 Elect Director Timothy Howard For For Management
1.5 Elect Director Ann Korologos For For Management
1.6 Elect Director Frederic V. Malek For For Management
1.7 Elect Director Donald B. Marron For For Management
1.8 Elect Director Daniel H. Mudd For For Management
1.9 Elect Director Anne M. Mulcahy For For Management
1.10 Elect Director Joe K. Pickett For For Management
1.11 Elect Director Leslie Rahl For For Management
1.12 Elect Director Franklin D. Raines For For Management
1.13 Elect Director H. Patrick Swygert For For Management
2 Ratify Auditors For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Provide for Cumulative Voting Against For Shareholder
- --------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC.
Ticker: BEN Security ID: 354613101
Meeting Date: JAN 29, 2004 Meeting Type: Annual
Record Date: DEC 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harmon E. Burns For For Management
1.2 Elect Director Charles Crocker For For Management
1.3 Elect Director Robert D. Joffe For For Management
1.4 Elect Director Charles B. Johnson For For Management
1.5 Elect Director Rupert H. Johnson, Jr. For For Management
1.6 Elect Director Thomas H. Kean For For Management
1.7 Elect Director James A. McCarthy For For Management
1.8 Elect Director Chutta Ratnathicam For For Management
1.9 Elect Director Peter M. Sacerdote For For Management
1.10 Elect Director Anne M. Tatlock For For Management
1.11 Elect Director Louis E. Woodworth For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
GENENTECH, INC.
Ticker: DNA Security ID: 368710406
Meeting Date: APR 16, 2004 Meeting Type: Written Consent
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles/Bylaws/Charter-Non-Routine For For Management
2.1 Elect Director Herbert W. Boyer For Withhold Management
2.2 Elect Director Arthur D. Levinson For Withhold Management
2.3 Elect Director Mark Richmond For For Management
2.4 Elect Director Charles A. Sanders For For Management
2.5 Elect Director William M. Burns For Withhold Management
2.6 Elect Director Erich Hunziker For Withhold Management
2.7 Elect Director Jonathan K.C. Knowles For Withhold Management
3 Elect Director M. Burns For Withhold Management
4 Elect Director Erich Hunziker For Withhold Management
5 Elect Director Jonathan K.C. Knowles For Withhold Management
6 Increase Authorized Common Stock For For Management
7 Approve Omnibus Stock Plan For Against Management
8 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GENERAL ELECTRIC CO.
Ticker: GE Security ID: 369604103
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James I. Cash, Jr. For For Management
1.2 Elect Director Dennis D. Dammerman For For Management
1.3 Elect Director Ann M. Fudge For For Management
1.4 Elect Director Claudio X. Gonzalez For Withhold Management
1.5 Elect Director Jeffrey R. Immelt For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Alan G. Lafley For For Management
1.8 Elect Director Kenneth G. Langone For For Management
1.9 Elect Director Ralph S. Larsen For For Management
1.10 Elect Director Rochelle B. Lazarus For For Management
1.11 Elect Director Sam Nunn For For Management
1.12 Elect Director Roger S. Penske For For Management
1.13 Elect Director Robert J. Swieringa For For Management
1.14 Elect Director Douglas A. Warner III For For Management
1.15 Elect Director Robert C. Wright For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Provide for Cumulative Voting Against Against Shareholder
5 Eliminate Animal Testing Against Against Shareholder
6 Report on Nuclear Fuel Storage Risks Against Against Shareholder
7 Report on PCB Clean-up Against Against Shareholder
8 Report on Foreign Outsourcing Against Against Shareholder
9 Prepare Sustainability Report Against Against Shareholder
10 Limit Composition of Management Against Against Shareholder
Development and Compensation Committee to
Independent Directors
11 Report on Pay Disparity Against Against Shareholder
12 Limit Awards to Executives Against Against Shareholder
13 Limit Board Service for Other Companies Against For Shareholder
14 Separate Chairman and CEO Positions Against Against Shareholder
15 Hire Advisor/Maximize Shareholder Value Against Against Shareholder
16 Adopt a Retention Ratio for Executives Against Against Shareholder
and Directors
17 Require 70% to 80% Independent Board Against Against Shareholder
18 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Berg For For Management
1.2 Elect Director Etienne F. Davignon For For Management
1.3 Elect Director James M. Denny For For Management
1.4 Elect Director John C. Martin For For Management
1.5 Elect Director Gordon E. Moore For For Management
1.6 Elect Director Nicholas G. Moore For For Management
1.7 Elect Director George P. Shultz For For Management
1.8 Elect Director Gayle E. Wilson For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
GOLDEN WEST FINANCIAL CORP.
Ticker: GDW Security ID: 381317106
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patricia A. King For For Management
1.2 Elect Director Marion O. Sandler For For Management
1.3 Elect Director Leslie Tang Schilling For For Management
2 Increase Authorized Common Stock For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GOLDMAN SACHS GROUP, INC., THE
Ticker: GS Security ID: 38141G104
Meeting Date: MAR 31, 2004 Meeting Type: Annual
Record Date: FEB 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lloyd C. Blankfein For For Management
1.2 Elect Director Lord Browne Of Madingley For For Management
1.3 Elect Director Claes Dahlback For For Management
1.4 Elect Director James A. Johnson For For Management
1.5 Elect Director Lois D. Juliber For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
GUIDANT CORP.
Ticker: GDT Security ID: 401698105
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maurice A. Cox, Jr. For For Management
1.2 Elect Director Nancy-Ann Min DeParle For For Management
1.3 Elect Director Ronald W. Dollens For For Management
1.4 Elect Director Enrique C. Falla For For Management
1.5 Elect Director Kristina M. Johnson, For For Management
Ph.D.
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
HEWLETT-PACKARD CO.
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 17, 2004 Meeting Type: Annual
Record Date: JAN 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L.T. Babbio, Jr. For For Management
1.2 Elect Director P.C. Dunn For For Management
1.3 Elect Director C.S. Fiorina For For Management
1.4 Elect Director R.A. Hackborn For For Management
1.5 Elect Director G.A. Keyworth II For For Management
1.6 Elect Director R.E. Knowling, Jr. For For Management
1.7 Elect Director S.M. Litvack For Withhold Management
1.8 Elect Director R.L. Ryan For For Management
1.9 Elect Director L.S. Salhany For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
INGERSOLL-RAND COMPANY LIMITED
Ticker: IR Security ID: G4776G101
Meeting Date: JUN 2, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director P.C. Godsoe For For Management
1.2 Elect Director C.J. Horner For For Management
1.3 Elect Director O.R. Smith For For Management
2 ADOPTION OF AMENDED AND RESTATED For For Management
INCENTIVE STOCK PLAN OF 1998.
3 APPROVAL OF AMENDED AND RESTATED For For Management
BYE-LAWS.
4 Ratify Auditors For For Management
5 SHAREHOLDER PROPOSAL TO DECLASSIFY THE Against For Shareholder
BOARD OF DIRECTORS.
6 SHAREHOLDER PROPOSAL TO CHANGE THE Against Against Shareholder
COMPANY S JURISDICTION OF INCORPORATION.
7 SHAREHOLDER PROPOSAL TO REQUIRE THE Against Against Shareholder
SEPARATION OF THE CHIEF EXECUTIVE OFFICER
AND THE CHAIR OF THE BOARD.
- --------------------------------------------------------------------------------
INTEL CORP.
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig R. Barrett For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director E. John P. Browne For For Management
1.4 Elect Director Andrew S. Grove For For Management
1.5 Elect Director D. James Guzy For Withhold Management
1.6 Elect Director Reed E. Hundt For For Management
1.7 Elect Director Paul S. Otellini For For Management
1.8 Elect Director David S. Pottruck For For Management
1.9 Elect Director Jane E. Shaw For For Management
1.10 Elect Director John L. Thornton For For Management
1.11 Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Expense Stock Options Against For Shareholder
5 Limit/Prohibit Awards to Executives Against For Shareholder
6 Performance- Based/Indexed Options Against For Shareholder
- --------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerard N. Burrow For For Management
1.2 Elect Director Mary S. Coleman For For Management
1.3 Elect Director James G. Cullen For For Management
1.4 Elect Director Robert J. Darretta For For Management
1.5 Elect Director M. Judah Folkman For For Management
1.6 Elect Director Ann D. Jordan For For Management
1.7 Elect Director Arnold G. Langbo For For Management
1.8 Elect Director Susan L. Lindquist For For Management
1.9 Elect Director Leo F. Mullin For For Management
1.10 Elect Director Steven S Reinemund For For Management
1.11 Elect Director David Satcher For For Management
1.12 Elect Director Henry B. Schacht For For Management
1.13 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
LOWE
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard L. Berry For For Management
1.2 Elect Director Paul Fulton For For Management
1.3 Elect Director Dawn E. Hudson For Withhold Management
1.4 Elect Director Marshall O. Larsen For For Management
1.5 Elect Director Robert A. Niblock For For Management
1.6 Elect Director Stephen F. Page For For Management
1.7 Elect Director O. Temple Sloan, Jr. For For Management
1.8 Elect Director Robert L. Tillman For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC.
Ticker: MXIM Security ID: 57772K101
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Bergman For For Management
1.2 Elect Director John F. Gifford For Withhold Management
1.3 Elect Director B. Kipling Hagopian For For Management
1.4 Elect Director M. D. Sampels For For Management
1.5 Elect Director A. R. Frank Wazzan For For Management
2 Amend Stock Option Plan For Against Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MCDONALD'S CORP.
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward A. Brennan For For Management
1.2 Elect Director Walter E. Massey For For Management
1.3 Elect Director John W. Rogers, Jr. For For Management
1.4 Elect Director Anne-Marie Slaughter For For Management
1.5 Elect Director Roger W. Stone For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve/Amend Executive Incentive Bonus For For Management
Plan
- --------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 28, 2003 Meeting Type: Annual
Record Date: JUL 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Anderson For For Management
1.2 Elect Director Michael R. Bonsignore For For Management
1.3 Elect Director Gordon M. Sprenger For Withhold Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC.
Ticker: MER Security ID: 590188108
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Newbigging For For Management
1.2 Elect Director Joseph W. Prueher For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against For Shareholder
4 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
MICROSOFT CORP.
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates, III For For Management
1.2 Elect Director Steven A. Ballmer For For Management
1.3 Elect Director James I. Cash, Jr., Ph.D. For For Management
1.4 Elect Director Raymond V. Gilmartin For For Management
1.5 Elect Director Ann McLaughlin Korologos For For Management
1.6 Elect Director David F. Marquardt For For Management
1.7 Elect Director Charles H. Noski For For Management
1.8 Elect Director Dr. Helmut Panke For For Management
1.9 Elect Director Wm. G. Reed, Jr. For For Management
1.10 Elect Director Jon A. Shirley For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Stock Option For For Management
Plan
4 Refrain from Giving Charitable Against Against Shareholder
Contributions
- --------------------------------------------------------------------------------
NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 22, 2003 Meeting Type: Annual
Record Date: JUL 25, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas E. Clarke as Class For For Management
A Director
1.2 Elect Director Ralph D. DeNunzio as Class For For Management
A Director
1.3 Elect Director Richard K. Donahue as For Withhold Management
Class A Director
1.4 Elect Director Delbert J. Hayes as Class For For Management
A Director
1.5 Elect Director Douglas G. Houser as Class For For Management
A Director
1.6 Elect Director Jeanne P. Jackson as Class For For Management
A Director
1.7 Elect Director Philip H. Knight as Class For For Management
A Director
1.8 Elect Director Charles W. Robinson as For For Management
Class A Director
1.9 Elect Director John R. Thompson, Jr. as For Withhold Management
Class A Director
1.10 Elect Director Jill K. Conway as Class B For For Management
Director
1.11 Elect Director Alan B. Graf, Jr. as Class For For Management
B Director
1.12 Elect Director John E. Jaqua as Class B For For Management
Director
1.13 Elect Director A. Michael Spence as Class For For Management
B Director
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NOBLE CORP
Ticker: NE Security ID: G65422100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Cawley For For Management
1.2 Elect Director Luke R. Corbett For For Management
1.3 Elect Director Jack E. Little For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NOKIA CORP.
Ticker: NOK Security ID: 654902204
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE INCOME STATEMENTS AND THE For For Management
BALANCE SHEETS.
2 APPROVAL OF A DIVIDEND OF EUR 0.30 PER For For Management
SHARE.
3 APPROVAL OF THE DISCHARGE OF THE For For Management
CHAIRMAN, THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE PRESIDENT FROM
LIABILITY.
4.1 Elect Director Paul J. Collins For For Management
4.2 Elect Director Georg Ehrnrooth For For Management
4.3 Elect Director Bengt Holmstrom For For Management
4.4 Elect Director Per Karlsson For For Management
4.5 Elect Director Jorma Ollila For For Management
4.6 Elect Director Marjorie Scardino For For Management
4.7 Elect Director Vesa Vainio For For Management
4.8 Elect Director Arne Wessberg For For Management
5 Ratify Auditors For For Management
6 APPROVAL OF THE PROPOSAL OF THE BOARD TO For For Management
REDUCE THE SHARE CAPITAL THROUGH
CANCELLATION OF NOKIA SHARES HELD BY THE
COMPANY
7 APPROVAL OF THE AUTHORIZATION TO THE For For Management
BOARD TO INCREASE THE SHARE CAPITAL OF
THE COMPANY.
8 APPROVAL OF THE AUTHORIZATION TO THE For For Management
BOARD TO REPURCHASE NOKIA SHARES.
9 APPROVAL OF THE AUTHORIZATION TO THE For For Management
BOARD TO DISPOSE NOKIA SHARES HELD BY THE
COMPANY.
10 APPROVAL OF THE PROPOSAL OF THE BOARD TO For For Management
INCREASE THE CAPITAL OF THE FOUNDATION OF
NOKIA CORPORATION.
11 MARK THE FOR BOX IF YOU WISH TO None Against Management
INSTRUCT THE DEPOSITARY TO GIVE A PROXY
TO ANY ONE OF MARIANNA UOTINEN-TARKOMA,
ESA KAUNISTOLA, BOTH LEGAL COUNSELS OF
NOKIA CORPORATION, TO AUTHORIZE ANY OF
THEM (WITH FULL POWER OF SUBSTITUTION) TO
VOTE, IN THEIR DISCR
- --------------------------------------------------------------------------------
NOVELL, INC.
Ticker: NOVL Security ID: 670006105
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert Aiello For For Management
1.2 Elect Director Fred Corrado For For Management
1.3 Elect Director Richard L. Crandall For For Management
1.4 Elect Director Wayne Mackie For For Management
1.5 Elect Director Claudia B. Malone For For Management
1.6 Elect Director Jack L. Messman For For Management
1.7 Elect Director Richard L. Nolan For For Management
1.8 Elect Director Thomas G. Plaskett For For Management
1.9 Elect Director John W. Poduska, Sr. For For Management
1.10 Elect Director James D. Robinson, III For For Management
1.11 Elect Director Kathy Brittain White For For Management
2 Expense Stock Options Against For Shareholder
3 Performance-Based/Indexed Options Against For Shareholder
4 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
- --------------------------------------------------------------------------------
ORACLE CORP.
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 13, 2003 Meeting Type: Annual
Record Date: AUG 21, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence J. Ellison For For Management
1.2 Elect Director Donald L. Lucas For For Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Jeffrey O. Henley For For Management
1.5 Elect Director Jack F. Kemp For For Management
1.6 Elect Director Jeffrey Berg For For Management
1.7 Elect Director Safra Catz For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Joseph A. Grundfest For For Management
1.10 Elect Director H. Raymond Bingham For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Amend Non-Employee Director Omnibus Stock For For Management
Plan
5 Implement China Principles Against Against Shareholder
- --------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Akers For For Management
1.2 Elect Director Robert E. Allen For For Management
1.3 Elect Director Ray L. Hunt For For Management
1.4 Elect Director Arthur C. Martinez For For Management
1.5 Elect Director Indra K. Nooyi For For Management
1.6 Elect Director Franklin D. Raines For For Management
1.7 Elect Director Steven S. Reinemund For For Management
1.8 Elect Director Sharon Percy Rockefeller For For Management
1.9 Elect Director James J. Schiro For For Management
1.10 Elect Director Franklin A. Thomas For For Management
1.11 Elect Director Cynthia M. Trudell For For Management
1.12 Elect Director Solomon D. Trujillo For For Management
1.13 Elect Director Daniel Vasella For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Brown For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director Robert N. Burt For For Management
1.4 Elect Director W. Don Cornwell For For Management
1.5 Elect Director William H. Gray III For For Management
1.6 Elect Director Constance J. Horner For For Management
1.7 Elect Director William R. Howell For For Management
1.8 Elect Director Stanley O. Ikenberry For For Management
1.9 Elect Director George A. Lorch For For Management
1.10 Elect Director Henry A. Mckinnell For For Management
1.11 Elect Director Dana G. Mead For For Management
1.12 Elect Director Franklin D. Raines For For Management
1.13 Elect Director Ruth J. Simmons For For Management
1.14 Elect Director William C. Steere, Jr. For For Management
1.15 Elect Director Jean-Paul Valles For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
5 Cease Political Contributions/Activities Against Against Shareholder
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Establish Term Limits for Directors Against Against Shareholder
8 Report on Drug Pricing Against Against Shareholder
9 Limit Awards to Executives Against Against Shareholder
10 Amend Animal Testing Policy Against Against Shareholder
- --------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE
Ticker: PG Security ID: 742718109
Meeting Date: OCT 14, 2003 Meeting Type: Annual
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman R. Augustine For For Management
1.2 Elect Director A.G. Lafley For For Management
1.3 Elect Director Johnathan A. Rodgers For For Management
1.4 Elect Director John F. Smith, Jr. For For Management
1.5 Elect Director Margaret C. Whitman For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
4 Declassify the Board of Directors Against For Shareholder
5 Label Genetically Engineered Foods Against Against Shareholder
- --------------------------------------------------------------------------------
SAP AG
Ticker: SZXP10 Security ID: 803054204
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 RESOLUTION ON THE APPROPRIATION OF THE For For Management
RETAINED EARNINGS OF THE FISCAL YEAR 2003
2 RESOLUTION ON THE FORMAL APPROVAL OF THE For For Management
ACTS OF THE EXECUTIVE BOARD IN THE FISCAL
YEAR 2003
3 RESOLUTION ON THE FORMAL APPROVAL OF THE For For Management
ACTS OF THE SUPERVISORY BOARD IN THE
FISCAL YEAR 2003
4 Ratify Auditors For For Management
5 RESOLUTION ON ADJUSTMENTS TO SECTION 4 OF For For Management
THE ARTICLES OF ASSOCIATION
6 RESOLUTION ON THE AUTHORIZATION TO For For Management
ACQUIRE AND USE TREASURY SHARES
7 RESOLUTION ON THE AUTHORIZATION TO USE For Against Management
EQUITY DERIVATIVES IN CONNECTION WITH THE
ACQUISITION OF TREASURY SHARES
- --------------------------------------------------------------------------------
SMITH INTERNATIONAL, INC.
Ticker: SII Security ID: 832110100
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Gibbs For For Management
1.2 Elect Director Jerry W. Neely For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC.
Ticker: STJ Security ID: 790849103
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Rocca For For Management
1.2 Elect Director David A. Thompson For For Management
1.3 Elect Director Stefan K. Widensohler For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Increase Authorized Common Stock For For Management
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
STARBUCKS CORP.
Ticker: SBUX Security ID: 855244109
Meeting Date: MAR 30, 2004 Meeting Type: Annual
Record Date: JAN 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William W. (Bill) Bradley For For Management
1.2 Elect Director Gregory B. Maffei For For Management
1.3 Elect Director Orin C. Smith For For Management
1.4 Elect Director Olden Lee For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
STRYKER CORP.
Ticker: SYK Security ID: 863667101
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Brown For For Management
1.2 Elect Director Howard E. Cox, Jr. For For Management
1.3 Elect Director Donald M. Engelman, Ph.D. For Withhold Management
1.4 Elect Director Jerome H. Grossman, M.D. For For Management
1.5 Elect Director John S. Lillard For For Management
1.6 Elect Director William U. Parfet For For Management
1.7 Elect Director Ronda E. Stryker For Withhold Management
2 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
SYSCO CORPORATION
Ticker: SYY Security ID: 871829107
Meeting Date: NOV 7, 2003 Meeting Type: Annual
Record Date: SEP 9, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan Golden as Class For Withhold Management
II Director
1.2 Elect Director Joseph A. Hafner, Jr. as For For Management
Class II Director
1.3 Elect Director Thomas E. Lankford as For Withhold Management
Class II Director
1.4 Elect Director Richard J. Schnieders as For Withhold Management
Class II Director
1.5 Elect Director John K. Stubblefield, Jr. For For Management
as Class III Director
2 Increase Authorized Common Stock For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Report on the Impact of Genetically Against Against Shareholder
Engineered Products
- --------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES
Ticker: TEVA Security ID: 881624209
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: APR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND DISCUSS THE COMPANY S For For Management
CONSOLIDATED BALANCE SHEET AS OF DECEMBER
31, 2003 AND THE CONSOLIDATED STATEMENTS.
2 TO APPROVE THE BOARD OF DIRECTORS For Against Management
RECOMMENDATION THAT THE CASH DIVIDEND FOR
THE YEAR ENDED DECEMBER 31, 2003, WHICH
WAS PAID IN FOUR INSTALLMENTS AND
AGGREGATED NIS 1.44 (APPROXIMATELY
US$0.322) PER ORDINARY SHARE, BE DECLARED
FINAL.
3 TO ELECT ABRAHAM E. COHEN TO SERVE FOR A For For Management
THREE-YEAR TERM.
4 TO ELECT LESLIE DAN TO SERVE FOR A For For Management
THREE-YEAR TERM.
5 TO ELECT PROF. MEIR HETH TO SERVE FOR A For For Management
THREE-YEAR TERM.
6 TO ELECT PROF. MOSHE MANY TO SERVE FOR A For For Management
THREE-YEAR TERM.
7 TO ELECT DOV SHAFIR TO SERVE FOR A For For Management
THREE-YEAR TERM.
8 TO APPROVE THE PURCHASE OF DIRECTOR S AND For Against Management
OFFICER S LIABILITY INSURANCE FOR THE
DIRECTORS AND OFFICERS OF THE COMPANY.
9 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES
Ticker: TEVA Security ID: 881624209
Meeting Date: OCT 27, 2003 Meeting Type: Special
Record Date: SEP 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect G. Shalev as an External Director For For Management
2 Approve Increase in Remuneration of For For Management
Directors other than the Chairman
- --------------------------------------------------------------------------------
TRIBUNE CO.
Ticker: TRB Security ID: 896047107
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Chandler For For Management
1.2 Elect Director William A. Osborn For For Management
1.3 Elect Director Kathryn C. Turner For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Calvin Darden For For Management
1.2 Elect Director Michael L. Eskew For For Management
1.3 Elect Director James P. Kelly For For Management
1.4 Elect Director Ann M. Livermore For For Management
1.5 Elect Director Gary E. MacDougal For For Management
1.6 Elect Director Victor A. Pelson For For Management
1.7 Elect Director Lea N. Soupata For For Management
1.8 Elect Director Robert M. Teeter For For Management
1.9 Elect Director John W. Thompson For For Management
1.10 Elect Director Carol B. Tome For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORP.
Ticker: UTX Security ID: 913017109
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Betsy J. Bernard For For Management
1.2 Elect Director George David For For Management
1.3 Elect Director Jean-Pierre Garnier For For Management
1.4 Elect Director Jamie S. Gorelick For For Management
1.5 Elect Director Charles R. Lee For For Management
1.6 Elect Director Richard D. McCormick For For Management
1.7 Elect Director Harold McGraw III For For Management
1.8 Elect Director Frank P. Popoff For For Management
1.9 Elect Director H. Patrick Swygert For For Management
1.10 Elect Director Andre Villeneuve For For Management
1.11 Elect Director H. A. Wagner For For Management
1.12 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Disclosure of Executive Compensation Against Against Shareholder
4 Develop Ethical Criteria for Military Against Against Shareholder
Contracts
5 Performance-Based/Indexed Options Against For Shareholder
6 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
VIACOM INC.
Ticker: VIA Security ID: 925524308
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George S. Abrams For Withhold Management
1.2 Elect Director David R. Andelman For Withhold Management
1.3 Elect Director Joseph A. Califano, Jr. For For Management
1.4 Elect Director William S. Cohen For For Management
1.5 Elect Director Philippe P. Dauman For Withhold Management
1.6 Elect Director Alan C. Greenberg For Withhold Management
1.7 Elect Director Mel Karmazin For Withhold Management
1.8 Elect Director Jan Leschly For For Management
1.9 Elect Director David T. McLaughlin For For Management
1.10 Elect Director Shari Redstone For Withhold Management
1.11 Elect Director Sumner M. Redstone For Withhold Management
1.12 Elect Director Frederic V. Salerno For Withhold Management
1.13 Elect Director William Schwartz For Withhold Management
1.14 Elect Director Patty Stonesifer For For Management
1.15 Elect Director Robert D. Walter For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Amend Non-Employee Director Stock Option For For Management
Plan
- --------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 4, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Breyer For For Management
1.2 Elect Director M. Michele Burns For For Management
1.3 Elect Director Thomas M. Coughlin For For Management
1.4 Elect Director David D. Glass For For Management
1.5 Elect Director Roland A. Hernandez For For Management
1.6 Elect Director Dawn G. Lepore For For Management
1.7 Elect Director John D. Opie For For Management
1.8 Elect Director J. Paul Reason For For Management
1.9 Elect Director H. Lee Scott, Jr. For For Management
1.10 Elect Director Jack C. Shewmaker For For Management
1.11 Elect Director Jose H. Villarreal For For Management
1.12 Elect Director John T. Walton For For Management
1.13 Elect Director S. Robson Walton For For Management
1.14 Elect Director Christopher J. Williams For For Management
2 Approve Stock Option Plan For For Management
3 Approve Stock Option Plan For For Management
4 Amend Employee Stock Purchase Plan For For Management
5 Ratify Auditors For For Management
6 Separate Chairman and CEO Positions Against Against Shareholder
7 Prepare Sustainability Report Against For Shareholder
8 Report on Stock Option Distribution by Against For Shareholder
Race and Gender
9 Report on Genetically Modified Organisms Against Against Shareholder
(GMO)
10 Prepare Diversity Report Against For Shareholder
11 Submit Executive Compensation to Vote Against For Shareholder
- --------------------------------------------------------------------------------
WALGREEN CO.
Ticker: WAG Security ID: 931422109
Meeting Date: JAN 14, 2004 Meeting Type: Annual
Record Date: NOV 17, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Bernauer For For Management
1.2 Elect Director William C. Foote For For Management
1.3 Elect Director James J. Howard For For Management
1.4 Elect Director Alan G. McNally For For Management
1.5 Elect Director Cordell Reed For For Management
1.6 Elect Director Jeffrey A. Rein For For Management
1.7 Elect Director David Y. Schwartz For For Management
1.8 Elect Director John B. Schwemm For For Management
1.9 Elect Director Marilou M. von Ferstel For For Management
1.10 Elect Director Charles R. Walgreen III For For Management
2 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
- --------------------------------------------------------------------------------
WYETH
Ticker: WYE Security ID: 983024100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clifford L. Alexander, For For Management
Jr.
1.2 Elect Director Frank A. Bennack, Jr. For For Management
1.3 Elect Director Richard L. Carrion For For Management
1.4 Elect Director Robert Essner For For Management
1.5 Elect Director John D. Feerick For For Management
1.6 Elect Director Robert Langer For For Management
1.7 Elect Director John P. Mascotte For For Management
1.8 Elect Director Mary Lake Polan For For Management
1.9 Elect Director Ivan G. Seidenberg For For Management
1.10 Elect Director Walter V. Shipley For For Management
1.11 Elect Director John R. Torell III For For Management
2 Ratify Auditors For For Management
3 Report on Drug Pricing Against Against Shareholder
4 Amend Animal Testing Policy Against Against Shareholder
- --------------------------------------------------------------------------------
YAHOO!, INC.
Ticker: YHOO Security ID: 984332106
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terry S. Semel For Withhold Management
1.2 Elect Director Jerry Yang For Withhold Management
1.3 Elect Director Roy J. Bostock For Withhold Management
1.4 Elect Director Ronald W. Burkle For Withhold Management
1.5 Elect Director Eric Hippeau For Withhold Management
1.6 Elect Director Arthur H. Kern For Withhold Management
1.7 Elect Director Robert A. Kotick For Withhold Management
1.8 Elect Director Edward R. Kozel For Withhold Management
1.9 Elect Director Gary L. Wilson For Withhold Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
4 Expense Stock Options Against For Shareholder
=============================== USAA GNMA TRUST ================================
No records to report
=========================== USAA INTERNATIONAL FUND ============================
AMVESCAP PLC
Ticker: Security ID: G4917N106
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 6.5 Pence Per For For Management
Ordinary Share
4 Re-elect Joseph Canion as Director For For Management
5 Re-elect Robert Graham as Director For For Management
6 Elect Thomas Fischer as Director For For Management
7 Re-elect Bevis Longstreth as Director For For Management
8 Elect James Robertson as Director For For Management
9 Re-elect Stephen West as Director For For Management
10 Reappoint Ernst and Young LLP as Auditors For For Management
and Authorise Board to Fix Remuneration
of Auditors
11 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 61,750,000
12 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 10,032,500
13 Authorise 80,260,000 Ordinary Shares for For For Management
Market Purchase
14 Amend Articles of Association Re: For For Management
Retirement of Directors by Rotation and
Repurchase of Shares to be Held in
Treasury
15 Approve Amvescap International Sharesave For For Management
Plan
- --------------------------------------------------------------------------------
ASTRAZENECA PLC (FORMERLY ZENECA PLC)
Ticker: ZEN Security ID: G0593M107
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Confirm First Interim Dividend of USD For For Management
0.255 Per Ordinary Share and Confirm as
the Final Dividend the Second Interim
Dividend of USD 0.540 Per Ordinary Share
3 Reappoint KPMG Audit Plc as Auditors of For For Management
the Company
4 Authorise Board to Fix Remuneration of For For Management
the Auditors
5a Re-elect Percy Barnevik as Director For For Management
5b Re-elect Hakan Mogren as Director For For Management
5c Re-elect Sir Tom McKillop as Director For For Management
5d Re-elect Jonathan Symonds as Director For For Management
5e Re-elect Sir Peter Bonfield as Director For For Management
5f Re-elect John Buchanan as Director For For Management
5g Re-elect Jane Henney as Director For For Management
5h Elect Michele Hooper as Director For For Management
5i Elect Joe Jimenez as Director For For Management
5j Re-elect Erna Moller as Director For For Management
5k Re-elect Dame Bridget Ogilvie as Director For For Management
5l Elect Louis Schweitzer as Director For For Management
5m Re-elect Marcus Wallenberg as Director For For Management
6 Approve Remuneration Report For For Management
7 Adopt New Articles of Association For For Management
8 Authorise EU Political Donations up to For For Management
Aggregate Nominal Amount of USD 150,000
9 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
USD 140,456,500
10 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 21,068,745
11 Authorise up to 10 Percent of the For For Management
Company's Issued Share Capital for Market
Purchase
12 Approve Increase in Remuneration of For For Management
Non-Executive Directors from GBP 750,000
to GBP 1,100,000
- --------------------------------------------------------------------------------
AXA (FORMERLY AXA-UAP)
Ticker: AXA Security ID: F06106102
Meeting Date: APR 21, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.57 per Share
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Reelect Claude Bebear as Supervisory For Against Management
Board Member
6 Ratify Mazars & Guerard as Auditors For For Management
7 Ratify Jean Louis Simon as Alternate For For Management
Auditor
8 Elect Willy Avereyn as Representative of None Against Management
Employee Shareholders to the Supervisory
Board, Pending Approval of Item 13
9 Elect Cees de Jong as Representative of None Against Management
Employee Shareholders to the Supervisory
Board, Pending Approval of Item 13
10 Elect Jacques Tabourot as Representative For For Management
of Employee Shareholders to the
Supervisory Board, Pending Approval of
Item 13
11 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
12 Allow Board to Issue Shares in the Event For Against Management
of a Public Tender Offer or Share
Exchange Offer
13 Amend Article 10 Re: Appointment of For For Management
Representative of Employee Shareholders
to the Supervisory Board
14 Amend Article 10 Re: Appointment of Against Against Management
Employee Representative to the
Supervisory Board
15 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
16 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
BAYERISCHE MOTOREN WERKE AG (BMW)
Ticker: Security ID: D12096109
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.58 per Common Share
and EUR 0.60 per Preference Share
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Ratify KPMG Deutsche For For Management
Treuhand-Gesellschaft AG as Auditors
6 Elect Volker Doppelfeld, Franz Haniel, For For Management
Arthur Kelly, Susanne Klatten, Hubert
Markl, Wolfgang Mayrhuber, Joachim
Milberg, Stefan Quandt, Juergen Strube,
and Hans-Dietrich Winkhaus to the
Supervisory Board
- --------------------------------------------------------------------------------
BCE INC.
Ticker: BCE. Security ID: 05534B109
Meeting Date: MAY 26, 2004 Meeting Type: Annual/Special
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andre Berard For For Management
1.2 Elect Director Ronald Brenneman For For Management
1.3 Elect Director Richard Currie For For Management
1.4 Elect Director Anthony Fell For For Management
1.5 Elect Director Donna Kaufman For For Management
1.6 Elect Director Thomas Kierans For For Management
1.7 Elect Director Brian Levitt For For Management
1.8 Elect Director Edward Lumley For For Management
1.9 Elect Director Judith Maxwell For For Management
1.10 Elect Director John McArthur For For Management
1.11 Elect Director Thomas O'Neill For For Management
1.12 Elect Director Robert Pozen For For Management
1.13 Elect Director Michael Sabia For For Management
1.14 Elect Director Paul Tellier For For Management
1.15 Elect Director Victor Young For For Management
2 Appoint Deloitte & Touche LLP as Auditors For For Management
3 Disclose Director Nominee Directorships For For Shareholder
for Past Five Years
4 Prohibit CEO from Sitting on Other Boards Against Against Shareholder
5 Disclose Total Value of Pension Benefits Against Against Shareholder
of Senior Executives
6 Adopt By-Law Providing that Insiders Give Against Against Shareholder
Notice of Stock Trades and Stock Option
Exercises
7 Prohibit Auditors from Providing Against Against Shareholder
Non-Audit Services
- --------------------------------------------------------------------------------
BG GROUP PLC (FRM. BG PLC)
Ticker: BRG Security ID: G1245Z108
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 1.86 Pence Per For For Management
Ordinary Share
4 Re-elect Peter Backhouse as Director For For Management
5 Re-elect Paul Collins as Director For For Management
6 Re-elect William Friedrich as Director For For Management
7 Re-elect Lord Sharman as Director For For Management
8 Re-elect Keith Mackrell as Director For For Management
9 Re-appoint PricewaterhouseCoopers LLP as For For Management
Auditors of the Company
10 Authorise Audit Committee to Fix For For Management
Remuneration of the Auditors
11 Authorise EU Political Donations and EU For For Management
Political Expenditure up to Aggregate
Nominal of GBP 25,000
12 Approve the Use of Treasury Shares for For For Management
the Exercise of Options or the Vesting of
Other Share Awards Under the Company's
Share Schemes
13 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 117,730,026
14 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 17,659,504
15 Authorise 353,190,078 Ordinary Shares for For For Management
Market Purchase
- --------------------------------------------------------------------------------
BOC GROUP PLC
Ticker: BOX Security ID: G12068113
Meeting Date: JAN 23, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Elect Andrew Bonfield as Director For For Management
4 Reelect Christopher O'Donnell as Director For For Management
5 Reelect Julie Baddeley as Director For For Management
6 Reelect John Walsh as Director For For Management
7 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
8 Authorize Board to Fix Remuneration of For For Management
Auditors
9 Approve Dividend Policy For For Management
10 Authorize EU Political Donations up to For For Management
GBP 150,000
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
GBP 18,580,721
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of GBP 6,222,335
13 Authorize 49,778,680 Shares for Share For For Management
Repurchase Program
14 Amend Articles of Association Re: For For Management
Treasury Shares and Directors' Fees
- --------------------------------------------------------------------------------
BP PLC (FORM. BP AMOCO PLC )
Ticker: BP.PP Security ID: G12793181
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect The Lord Browne of Madingley as For For Management
Director
2 Re-elect Byron Grote as Director For For Management
3 Re-elect Michael Miles as Director For For Management
4 Re-elect Sir Robin Nicholson as Director For For Management
5 Re-elect Dick Olver as Director For For Management
6 Re-elect Sir Ian Prosser as Director For For Management
7 Elect Antony Burgmans as Director For For Management
8 Re-appoint Ernst and Young LLP as For For Management
Auditors and Authorise Board to Fix
Remuneration of Auditors
9 Amend Articles of Association Re: For For Management
Treasury Shares and Annual Retirement of
Directors
10 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
USD 1,820 Million
11 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 273 Million
12 Authorise 2.2 Billion Shares for Market For For Management
Purchase
13 Authorise the Company to use Treasury For For Management
Shares for the Purpose of the Employee
Share Schemes Operated by the Company
14 Approve Remuneration Report For For Management
15 Approve Increase in Remuneration of For For Management
Non-Executive Directors from GBP 1.5
Million to GBP 2.5 Million
16 Accept Financial Statements and Statutory For For Management
Reports
17 Require the Company to Prepare a Report Against Against Shareholder
Re: Mitigating Risks to Shareholder Value
when Operating in Protected and Sensitive
Areas
- --------------------------------------------------------------------------------
BRIDGESTONE CORP.
Ticker: Security ID: J04578126
Meeting Date: MAR 30, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 8,
Final JY 8, Special JY 0
2 Authorize Share Repurchase Program For For Management
3 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
4 Elect Director For For Management
5.1 Appoint Internal Statutory Auditor For Against Management
5.2 Appoint Internal Statutory Auditor For For Management
6 Approve Retirement Bonuses for Director For Against Management
and Statutory Auditor
7 Approve Executive Stock Option Plan For For Management
- --------------------------------------------------------------------------------
BRITISH SKY BROADCASTING PLC
Ticker: BSY Security ID: G15632105
Meeting Date: NOV 14, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Elect Lord Wilson as Director For For Management
3 Elect James Murdoch as Director For For Management
4 Elect Chase Carey as Director For For Management
5 Reelect David Evans as Director For For Management
6 Reelect Lord St John as Director For Against Management
7 Reelect Martin Stewart as Director For For Management
8 Approve Deloitte and Touche LLP as For For Management
Auditors and Authorize Board to Fix Their
Remuneration
9 Approve Remuneration Report For Against Management
10 Authorize EU Political Donations up to For For Management
GBP 200,000
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
GBP 319,000,000
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of GBP 48,000,000
13 Approve Reduction of GBP 1.120 Billion For For Management
from Share Premium Account
- --------------------------------------------------------------------------------
CANADIAN NATIONAL RAILWAY CO.
Ticker: CNR. Security ID: 136375102
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Armellino For For Management
1.2 Elect Director A. Charles Baillie For For Management
1.3 Elect Director Hugh J. Bolton For For Management
1.4 Elect Director Purdy Crawford For For Management
1.5 Elect Director J.V. Raymond Cyr For For Management
1.6 Elect Director Gordon D. Giffin For For Management
1.7 Elect Director James K. Gray For For Management
1.8 Elect Director E. Hunter Harrison For For Management
1.9 Elect Director Edith E. Holiday For For Management
1.10 Elect Director V.M. Kempston Darkes For For Management
1.11 Elect Director Gilbert H. Lamphere For For Management
1.12 Elect Director Denis Losier For For Management
1.13 Elect Director Edward C. Lumley For For Management
1.14 Elect Director David G.A. Mclean For For Management
1.15 Elect Director Robert Pace For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CANON INC.
Ticker: CAJ Security ID: J05124144
Meeting Date: MAR 30, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 15,
Final JY 35, Special JY 0
2 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
3.11 Elect Director For For Management
3.12 Elect Director For For Management
3.13 Elect Director For For Management
3.14 Elect Director For For Management
3.15 Elect Director For For Management
3.16 Elect Director For For Management
3.17 Elect Director For For Management
3.18 Elect Director For For Management
3.19 Elect Director For For Management
3.20 Elect Director For For Management
3.21 Elect Director For For Management
3.22 Elect Director For For Management
3.23 Elect Director For For Management
3.24 Elect Director For For Management
3.25 Elect Director For For Management
3.26 Elect Director For For Management
3.27 Elect Director For For Management
4.1 Appoint Internal Statutory Auditor For For Management
4.2 Appoint Internal Statutory Auditor For For Management
4.3 Appoint Internal Statutory Auditor For Against Management
5 Appoint Additional External Auditor For For Management
6 Approve Retirement Bonuses for Directors For For Management
and Statutory Auditors
7 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors and
Statutory Auditors
- --------------------------------------------------------------------------------
CAPITAL RADIO PLC
Ticker: Security ID: G18648108
Meeting Date: FEB 3, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 12.5 Pence Per For For Management
Share
4 Reelect Tony Illsley as Director For For Management
5 Reelect Tim Mason as Director For For Management
6 Reelect Peter Mitchell as Director For For Management
7 Elect Peter Williams as Director For For Management
8 Elect Nathalie Schwarz as Director For For Management
9 Ratify KPMG Audit Plc as Auditors For For Management
10 Authorize Board to Fix Remuneration of For For Management
Auditors
11 Approve Increase in Remuneration of For For Management
Nonexecutive Directors to GBP 500,000
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
GBP 425,237
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of GBP 103,738
14 Authorize 8,299,050 Shares for Share For For Management
Repurchase Program
- --------------------------------------------------------------------------------
CHUGAI PHARMACEUTICAL CO. LTD.
Ticker: Security ID: J06930101
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 0,
Final JY 13, Special JY 0
2.1 Elect Director For For Management
2.2 Elect Director For For Management
2.3 Elect Director For For Management
2.4 Elect Director For For Management
2.5 Elect Director For For Management
2.6 Elect Director For For Management
2.7 Elect Director For For Management
2.8 Elect Director For For Management
2.9 Elect Director For For Management
3.1 Appoint Internal Statutory Auditor For For Management
3.2 Appoint Internal Statutory Auditor For For Management
4 Approve Retirement Bonuses for Directors For Against Management
and Statutory Auditors
5 Approve Executive Stock Option Plan For For Management
6 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
- --------------------------------------------------------------------------------
CITIZEN WATCH CO. LTD.
Ticker: Security ID: J07938111
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 4.5,
Final JY 5.5, Special JY 0
2 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion - Limit
Liability of Directors and Statutory
Auditors - Authorize Appointment of
Alternate Statutory Auditors
3 Approve Executive Stock Option Plan For For Management
4.1 Elect Director For For Management
4.2 Elect Director For For Management
4.3 Elect Director For For Management
4.4 Elect Director For For Management
4.5 Elect Director For For Management
4.6 Elect Director For For Management
4.7 Elect Director For For Management
4.8 Elect Director For For Management
4.9 Elect Director For For Management
4.10 Elect Director For For Management
4.11 Elect Director For For Management
4.12 Elect Director For For Management
4.13 Elect Director For For Management
5.1 Appoint Internal Statutory Auditor For Against Management
5.2 Appoint Internal Statutory Auditor For For Management
5.3 Appoint Internal Statutory Auditor For Against Management
6 Appoint Alternate Internal Statutory For For Management
Auditor
7 Approve Retirement Bonuses for Directors For For Management
- --------------------------------------------------------------------------------
CNOOC LTD
Ticker: Security ID: Y1662W117
Meeting Date: JUN 14, 2004 Meeting Type: Annual
Record Date: JUN 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2a Reelect Shouwei Zhou as Executive For For Management
Director
2b Reelect Kenneth S. Courtis as Independent For For Management
Non-Executive Director
2c Reelect Erwin Schurtenberger as For For Management
Independent Non-Executive Director
2d Reelect Evert Henkes as Independent For For Management
Non-Executive Director
3 Reappoint Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their Remuneration
4 Approve Repurchase of Up to 10 Percent of For For Management
Issued Capital
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Reissuance of Repurchased For For Management
Shares
1 Amend Articles Re: Voting at General For For Management
Meetings, Nomination and Removal of
Directors, Material Interest of Directors
in Contracts Entered into by the Company
- --------------------------------------------------------------------------------
COMPAL ELECTRONICS
Ticker: Security ID: Y16907100
Meeting Date: JUN 15, 2004 Meeting Type: Annual
Record Date: APR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Report on 2003 Business Operation None None Management
Results
1.2 Receive Supervisors' Report None None Management
2.1 Accept Financial Statements and Statutory For For Management
Reports
2.2 Approve Allocation of Income and For For Management
Dividends
2.3 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
3.1 Approve Capitalization of 2003 Dividends For For Management
and Employee Profit Sharing
3.2 Amend Operating Procedures for the Loan For Against Management
of Funds to Other Parties
4 Elect Directors and Supervisors For For Management
5 Other Business None None Management
- --------------------------------------------------------------------------------
COMPANHIA VALE DO RIO DOCE
Ticker: Security ID: 204412209
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPRECIATION OF THE MANAGEMENT S REPORT For For Management
AND ANALYSIS, DISCUSSION AND VOTE ON THE
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2003.
2 PROPOSAL FOR THE DESTINATION OF THE For For Management
PROFITS OF THE SAID FISCAL YEAR.
3 ESTABLISHMENT OF THE TOTAL AND ANNUAL For For Management
REMUNERATION OF THE MEMBERS OF THE
COMPANY S MANAGEMENT.
4 ELECTION OF THE MEMBERS OF THE FISCAL For For Management
COUNCIL AND ESTABLISHMENT OF THEIR
REMUNERATION.
5 PROPOSAL OF CAPITAL INCREASE, THROUGH THE For For Management
CAPITALIZATION OF RESERVES, WITHOUT THE
ISSUANCE OF SHARES, AND THE CONSEQUENT
CHANGE OF THE HEAD SECTION OF ARTICLE 5
OF THE COMPANY S BY-LAWS.
- --------------------------------------------------------------------------------
CREDIT AGRICOLE SA
Ticker: Security ID: F22797108
Meeting Date: MAY 19, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.825 per Share
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Elect Alain Dieval as Director in For Against Management
Replacement of Pierre Bastide
6 Elect Daniel Lebegue as Director in For Against Management
Replacement of Jean Peyrelevade
7 Elect Michel Michaut as Director in For Against Management
Replacement of Jean-Marie Sander
8 Reelect Pierre Bru as Director For Against Management
9 Reelect Yves Couturier as Director For Against Management
10 Reelect Pierre Kerfriden as Director For Against Management
11 Reelect Jean Le Brun as Director For Against Management
12 Confirm End of Term of Cabinet Alain For For Management
Laine as Auditors and Cabinet Mazars &
Guerard as Deputy Auditor and Appoint New
Auditors
13 Authorize Issuance of Bonds/Debentures Up For For Management
to Aggregate Amount of EUR 20 Billion
14 Approve Remuneration of Directors in the For For Management
Aggregate Amount of EUR 670,000
15 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
EUR 1 Billion
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 1 Bilion
18 Authorize Capitalization of Reserves of For For Management
Up to EUR 3 Billion for Bonus Issue or
Increase in Par Value
19 Approve Capital Increase Reserved for For For Management
Employees Participating in
Savings-Related Share Purchase Plan
20 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
21 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
CREDIT SUISSE GROUP (FORMERLY CS HOLDING)
Ticker: CSR Security ID: H3698D419
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Approve Allocation of Income and Omission For For Management
of Dividends
3.2 Approve CHF 597.5 Million Reduction in For For Management
Share Capital via Reduction in Par Value
and Repayment to Shareholders
4.1 Reelect Thomas Bell and Aziz Syriani as For For Management
Directors; Elect Peter Weibel, Noreen
Doyle, and David Syz as Directors
4.2 Reelect KPMG Klynveld Peat Marwick For For Management
Goerdeler SA as Auditors
4.3 Reelect BDO Sofirom as Special Auditors For For Management
5.1 Amend Articles Re: Submission of For For Management
Shareholder Proposals
5.2 Amend Articles Re: Delete Provisions For For Management
Concerning Contributions In Kind
- --------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD. (FORMERLY DEVELOPMENT BANK OF SINGAPORE)
Ticker: Security ID: Y20246107
Meeting Date: APR 30, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Issuance of Shares without For For Management
Preemptive Rights
3 Authorize Share Repurchase Program For For Management
- --------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD. (FORMERLY DEVELOPMENT BANK OF SINGAPORE)
Ticker: Security ID: Y20246107
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and Directors' For For Management
and Auditors' Reports
2a Declare Final Dividend of SGD 0.16 Per For For Management
Ordinary Share
2b Declare Final Dividend of SGD 0.16 Per For For Management
Non-Voting Convertible Preference Share
2c Declare Final Dividend of SGD 0.16 Per For For Management
Non-Voting Redeemable Convertible
Preference Share
3 Approve Directors' Fees of SGD 647,851 For For Management
for the Year Ended Dec. 31, 2003
4 Reappoint Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their Remuneration
5a Reelect S. Dhanabalan as Director For For Management
5b Reelect Bernard Chen Tien Lap as Director For For Management
5c Reelect Fock Siew Wah as Director For For Management
5d Reelect Kwa Chong Seng as Director For For Management
5e Reelect Narayana Murthy as Director For For Management
5f Reelect Frank Wong Kwong Shing as For For Management
Director
5g Reappoint Thean Lip Ping as Director For For Management
6a Approve Issuance of Shares and Grant of For Against Management
Options Pursuant to the Share Option Plan
6b Approve Issuance of Shares and Grant of For Against Management
Options Pursuant to the Performance Share
Plan
6c Approve Issuance of Shares without For For Management
Preemptive Rights
- --------------------------------------------------------------------------------
DEPFA BANK PLC
Ticker: Security ID: G27230104
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Declare Final Dividend For For Management
3a Reelect Reinhare Grzesik as Director For For Management
3b Reelect Thomas Kolbeck as Director For For Management
3c Reelect Jacques Poos as Director For For Management
3d Reelect Hans Reich as Director For For Management
3e Reelect Jurgen Karcher as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Approve Sub-division of Ordinary Share For For Management
Capital
6 Approve Increase in Authorized Capital For For Management
and Authorize New Class of Preferred
Stock
- --------------------------------------------------------------------------------
ENCANA CORP[FORMERLY PANCANADIAN ENERGY CORP
Ticker: ECA. Security ID: 292505104
Meeting Date: APR 28, 2004 Meeting Type: Annual/Special
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael N. Chernoff For For Management
1.2 Elect Director Ralph S. Cunningham For For Management
1.3 Elect Director Patrick D. Daniel For For Management
1.4 Elect Director Ian W. Delaney For For Management
1.5 Elect Director William R. Fatt For For Management
1.6 Elect Director Michael A. Grandin For For Management
1.7 Elect Director Barry W. Harrison For For Management
1.8 Elect Director Richard F. Haskayne For For Management
1.9 Elect Director Dale A. Lucas For For Management
1.10 Elect Director Ken F. McCready For For Management
1.11 Elect Director Gwyn Morgan For For Management
1.12 Elect Director Valerie A.A. Nielsen For For Management
1.13 Elect Director David P. O'Brien For For Management
1.14 Elect Director Jane L. Peverett For For Management
1.15 Elect Director Dennis A. Sharp For For Management
1.16 Elect Director James M. Stanford For For Management
2 Approve Auditors and Authorize Board to For For Management
Fix Remuneration of Auditors
3 Adopt New By-Law No. 1 For For Management
4 Amend Shareholder Rights Plan (Poison For For Management
Pill)
- --------------------------------------------------------------------------------
ERSTE BANK DER OESTER SPARK
Ticker: Security ID: A19494102
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports
2 Approve Allocation of Income For For Management
3.a Approve Discharge of Management Board For For Management
3.b Approve Discharge of Supervisory Board For For Management
4 Approve Remuneration of Directors For For Management
5 Elect Supervisory Board Members For For Management
6 Ratify Auditors For For Management
7 Approve Spin-Off Agreement of For For Management
FINAG-Holding AG
8 Approve EUR 43.9 Million Capitalization For For Management
of Reserves
9 Approve 4:1 Stock Split For For Management
10 Approve Creation of EUR 16.7 Million Pool For For Management
of Conditional Capital with Preemptive
Rights
11 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital for Trading
Purposes
12 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
13 Amend Articles For For Management
- --------------------------------------------------------------------------------
ESPRIT HOLDINGS
Ticker: Security ID: G3122U129
Meeting Date: NOV 26, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend For For Management
3 Approve Special Dividend For For Management
4 Reelect Directors For For Management
5 Reappoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
6 Approve Repurchase of Up to 10 Percent of For For Management
Issued Capital
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For For Management
Shares
- --------------------------------------------------------------------------------
FRANCE TELECOM SA
Ticker: Security ID: F4113C103
Meeting Date: APR 9, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors for Fiscal Year Ended
Dec. 2003
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports for Fiscal Year
Ended Dec. 2003
3 Approve Treatment of Losses and Dividends For For Management
of EUR 0.25 per Share
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
6 Fix Issue Price of Previous Authority to For For Management
Issue Equity or Equity-Linked Securities
without Preemptive Rights Submitted to
Shareholder Vote at Feb. 25, 2003 EGM to
Increase Capital by up to EUR 30 Billion
7 Amend Article 1, 2, and 7 to Reflect 2003 For For Management
Legislative Changes, Postal Service and
Telecommunication Code, and European
Parliament Directives
8 Amend Articles to Reflect 2003 For For Management
Legislative Changes; Remove French
Government Obligation to Retain Majority
Stake in Company and Amend Articles with
Respect to Board Composition
9 Amend Articles to Reflect Potential For For Management
Change in Control with Respect to Powers
of Chairman and Management
10 Amend Articles of Association to For For Management
Introduce Liquidation Provision
11 Authorize Board to Issue Up to 30 Million For For Management
Shares to Participants of Wanadoo Stock
Option Plan in Connection with France
Telecom Liquidity Agreement
12 Approve Capital Increase Reserved for For Against Management
Employees Participating in
Savings-Related Share Purchase Plan
13 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC (FORMERLY GLAXO WELLCOME PLC )
Ticker: SBH Security ID: 37733W105
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND ADOPT THE DIRECTORS For For Management
REPORT AND THE FINANCIAL STATEMENTS
(ORDINARY RESOLUTION)
2 TO APPROVE THE REMUNERATION REPORT For For Management
(ORDINARY RESOLUTION)
3 TO ELECT MR H LAWRENCE CULP AS A DIRECTOR For For Management
(ORDINARY RESOLUTION)
4 TO ELECT MR CRISPIN DAVIS AS A DIRECTOR For For Management
(ORDINARY RESOLUTION)
5 TO ELECT SIR ROBERT WILSON AS A DIRECTOR For For Management
(ORDINARY RESOLUTION)
6 TO ELECT DR TACHI YAMADA AS A DIRECTOR For For Management
(ORDINARY RESOLUTION)
7 TO RE-ELECT SIR CHRISTOPHER HOGG AS A For For Management
DIRECTOR (ORDINARY RESOLUTION)
8 Ratify Auditors For For Management
9 REMUNERATION OF AUDITORS (ORDINARY For For Management
RESOLUTION)
10 AUTHORISE THE COMPANY TO MAKE DONATIONS For For Management
TO EU POLITICAL ORGAN- ISATIONS AND INCUR
EU POLITICAL EXPENDITURE (SPECIAL
BUSINESS)
11 DISAPPLICATION OF PRE-EMPTION RIGHTS For For Management
(SPECIAL RESOLUTION)
12 AUTHORITY FOR THE COMPANY TO PURCHASE ITS For For Management
OWN SHARES (SPECIAL RESOLUTION)
- --------------------------------------------------------------------------------
GRANADA PLC (FRMRLY. GRANADA COMPASS)
Ticker: Security ID: G4049Q100
Meeting Date: JAN 13, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 To Give Effect to the Scheme of For For Management
Arrangement Between the Company and
Holders of its Scheme Shares
2 Approve ITV Approved Executive Share For For Management
Option Scheme
3 Approve ITV Unapproved Executive Share For For Management
Option Scheme
4 Approve ITV Commitment Scheme For For Management
5 Approve ITV Savings-Related Share Option For For Management
Scheme
6 Approve ITV Share Incentive Plan For For Management
7 Establish Plans for Oversea Employees of For For Management
ITV
- --------------------------------------------------------------------------------
HONDA MOTOR CO. LTD.
Ticker: HMCL Security ID: J22302111
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 19,
Final JY 23, Special JY 0
2 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
3.11 Elect Director For For Management
3.12 Elect Director For For Management
3.13 Elect Director For For Management
3.14 Elect Director For For Management
3.15 Elect Director For For Management
3.16 Elect Director For For Management
3.17 Elect Director For For Management
3.18 Elect Director For For Management
3.19 Elect Director For For Management
3.20 Elect Director For For Management
3.21 Elect Director For For Management
3.22 Elect Director For For Management
3.23 Elect Director For For Management
3.24 Elect Director For For Management
3.25 Elect Director For For Management
3.26 Elect Director For For Management
3.27 Elect Director For For Management
3.28 Elect Director For For Management
3.29 Elect Director For For Management
3.30 Elect Director For For Management
3.31 Elect Director For For Management
3.32 Elect Director For For Management
3.33 Elect Director For For Management
3.34 Elect Director For For Management
3.35 Elect Director For For Management
3.36 Elect Director For For Management
4.1 Appoint Internal Statutory Auditor For For Management
4.2 Appoint Internal Statutory Auditor For For Management
4.3 Appoint Internal Statutory Auditor For For Management
5 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors
6 Approve Payment of Annual Bonuses to For For Management
Directors and Statutory Auditors
7 Approve Retirement Bonuses for Directors For For Management
and Statutory Auditor
- --------------------------------------------------------------------------------
IBERDROLA S.A.
Ticker: Security ID: E6164R104
Meeting Date: APR 2, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, Allocation For For Management
of Income and Dividends, and Discharge
Directors
2 Adopt New Articles of Association For For Management
3 Approve General Meeting Guidelines; For For Management
Information on Board Guidelines
4 Approve Merger by Absorption of For For Management
Subsidiaries Iberdrola Gas S.A. and Star
21 Networks Espana, S.A.
5 Authorize Issuance of Convertible Bonds For For Management
and/or Warrants without Preemptive Rights
with a Maximum Limit of EUR 1 Billion
6 Authorize Issuance of Convertible Bonds For For Management
and/or Warrants with Preemptive Rights
with a Maximum Limit of EUR 1 Billion
7 Authorize Issuance of Bonds/Debentures up For For Management
to Aggregate Nominal Amount of EUR 1.2
Billion, or EUR 1.5 Billion in the Case
of Debentures
8 Authorize Repurchase of Shares and Reduce For For Management
Capital Via Cancellation of Repurchased
Shares
9 Approve Listing of Shares on Secondary For For Management
Exchanges in Spain or Overseas
10 Approve Creation of Foundations For For Management
11 Approve Auditors For For Management
12 Ratify Appointment of Directors For For Management
13 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
- --------------------------------------------------------------------------------
IRISH LIFE AND PERMANENT PLC (FRM. IRISH PERMANENT)
Ticker: Security ID: G4945H105
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive and Consider Financial Statements For For Management
and Statutory Reports
2 Declare a Final Dividend For For Management
3a Reelect Denis Casey as a Director For For Management
3b Reelect Kieran McGowan as a Director For For Management
3c Reelect Kevin Murphy as a Director For For Management
3d Reelect Finbar Sheehan as a Director For For Management
3e Reelect David Went as a Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
6 Authorize Board to Allot Equity For For Management
Securities for Cash without Preemptive
Rights up to Aggregate Nominal Amount of
Five Percent of Issued and Outstanding
Ordinary Share Capital
- --------------------------------------------------------------------------------
KDDI CORPORATION (FRM. DDI CORP.)
Ticker: Security ID: J31843105
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 1200,
Final JY 2400, Special JY 0
2 Amend Articles to: Abolish Retirement For Against Management
Bonus System - Authorize Share
Repurchases at Board's Discretion
3 Approve Executive Stock Option Plan For For Management
4 Amend Stock Option Plans Approved at 2002 For For Management
and 2003 AGMs
5.1 Appoint Internal Statutory Auditor For For Management
5.2 Appoint Internal Statutory Auditor For For Management
5.3 Appoint Internal Statutory Auditor For Against Management
5.4 Appoint Internal Statutory Auditor For Against Management
6 Approve Retirement Bonuses for Statutory For For Management
Auditors
7 Approve Special Payments to Directors and For For Management
Statutory Auditor in Connection with the
Abolition of Retirement Bonus System
- --------------------------------------------------------------------------------
KINGFISHER PLC
Ticker: KGFHY Security ID: G5256E441
Meeting Date: JUN 3, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 6.15 Pence Per For For Management
Ordinary Share
4 Elect Duncan Tatton-Brown as Director For For Management
5 Re-elect Sir Francis Mackay as Director For For Management
6 Re-elect Michael Hepher as Director For For Management
7 Re-elect Margaret Salmon as Director For For Management
8 Re-appoint PricewaterhouseCoopers LLP as For For Management
Auditors and Authorise Board to Fix
Remuneration of Auditors
9 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 108,526,099
10 Approve Scrip Dividend For For Management
11 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to a Nominal Value
of 5 Percent of the Issued Share Capital
of the Company
12 Authorise 233,210,664 Ordinary Shares for For For Management
Market Purchase
- --------------------------------------------------------------------------------
L'AIR LIQUIDE
Ticker: AIQUY Security ID: F01764103
Meeting Date: APR 27, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 4.80 per Share
4 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
5 Elect Rolf Krebs as Supervisory Board For Against Management
Member
6 Reelect Edouard Royere as Supervisory For Against Management
Board Member
7 Ratify Ernst & Young as Auditors For For Management
8 Ratify Mazars & Guerard as Auditors For For Management
9 Ratify Valerie Quint as Alternate Auditor For For Management
10 Ratify Patrick De Cambourg as Alternate For For Management
Auditor
11 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
12 Authorize Issuance of Bonds/Debentures in For For Management
the Aggregat Value of Up to EUR 4 Billion
13 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
14 Authorize Increase in Capital by For Against Management
Capitalization of Reserves or by Issuance
of Equity or Equity-Linked Securities
with and without Preemptive Rights for an
Aggregate Nominal Amount Up to EUR 2
Billion
15 Authorize Issuance of Convertible Bonds For Against Management
with and without Preemptive Rights and
Approve Creation of EUR 1.5 Billion Pool
of Conditional Capital to Guarantee
Conversion Rights
16 Approve Stock Option Plan Grants For Against Management
17 Approve Capital Increase Reserved for For For Management
Employees Participating in
Savings-Related Share Purchase Plan
18 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
L'AIR LIQUIDE
Ticker: AIQUY Security ID: F01764103
Meeting Date: MAY 12, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 4.80 per Share
4 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
5 Elect Rolf Krebs as Supervisory Board For Against Management
Member
6 Reelect Edouard Royere as Supervisory For Against Management
Board Member
7 Ratify Ernst & Young as Auditors For For Management
8 Ratify Mazars & Guerard as Auditors For For Management
9 Ratify Valerie Quint as Alternate Auditor For For Management
10 Ratify Patrick De Cambourg as Alternate For For Management
Auditor
11 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
12 Authorize Issuance of Bonds/Debentures in For For Management
the Aggregat Value of Up to EUR 4 Billion
13 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
14 Authorize Increase in Capital by For Against Management
Capitalization of Reserves or by Issuance
of Equity or Equity-Linked Securities
with and without Preemptive Rights for an
Aggregate Nominal Amount Up to EUR 2
Billion
15 Authorize Issuance of Convertible Bonds For Against Management
with and without Preemptive Rights and
Approve Creation of EUR 1.5 Billion Pool
of Conditional Capital to Guarantee
Conversion Rights
16 Approve Stock Option Plan Grants For Against Management
17 Approve Capital Increase Reserved for For For Management
Employees Participating in
Savings-Related Share Purchase Plan
18 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
L'OREAL
Ticker: LORLY Security ID: F58149133
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.10 per Share
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Reelect Rainer E. Gut as Director For Against Management
6 Elect Bernard Kasriel as Director For Against Management
7 Approve Remuneration of Directors in the For For Management
Aggregate Amount of EUR 1 Million
8 Appoint PricewaterhouseCoopers Audit as For For Management
Auditors and Yves Nicolas as Deputy
Auditor
9 Appoint Deloitte Touche Tohmatsu Audit as For For Management
Auditors and Jean-Paul Picard as Deputy
Auditor
10 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
11 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
L'OREAL
Ticker: LORLY Security ID: F58149133
Meeting Date: APR 29, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Remove Double-Voting Rights for Long-Term For For Management
Registered Shareholders, Pending Approval
of Item 3
2 Amend Articles of Association to Allow For For Management
Registered Shareholders to Register
Holdings in Their Name by the Day of the
Meeting, Pending Approval of Item 3
3 Approve Merger by Absorption of Gesparal; For For Management
Approve Dissolution of Gesparal without
Liquidation
4 Approve Reduction in Share Capital via For For Management
Cancellation of L'Oreal Shares Held by
Gesparal
5 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
MURATA MANUFACTURING CO. LTD.
Ticker: Security ID: J46840104
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 25,
Final JY 25, Special JY 0
2 Amend Articles to: Decrease Authorized For Against Management
Capital to Reflect Share Repurchase from
600 Million to 590 Million Shares -
Authorize Share Repurchases at Board's
Discretion
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
4.1 Appoint Internal Statutory Auditor For For Management
4.2 Appoint Internal Statutory Auditor For For Management
5 Approve Special Payments to Continuing For Against Management
Directors and
Statutory Auditors in Connection with the
Abolition of Retirement Bonus System and
Approve Retirement Bonus to Statutory
Auditor
6 Approve Executive Stock Option Plan For For Management
- --------------------------------------------------------------------------------
NESTLE SA
Ticker: NSRGY Security ID: H57312466
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1a Accept Financial Statements and Statutory For For Management
Reports
1b Accept Consolidated Financial Statements For For Management
and Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 7.20 per Share
4a Elect Edward George as Directors For For Management
4b Elect Kaspar Villiger as Directors For For Management
4c Elect Rolf Haenggi as Directors For For Management
4d Elect Daniel Borel as Directors For For Management
4e Elect Carolina Mueller as Directors For For Management
- --------------------------------------------------------------------------------
NEXT PLC
Ticker: Security ID: G6500M106
Meeting Date: JAN 29, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association Re: For For Management
Borrowing Powers
- --------------------------------------------------------------------------------
NEXT PLC
Ticker: Security ID: G6500M106
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For Against Management
3 Approve Final Dividend of 24 Pence For For Management
Ordinary Share
4 Elect Nick Brookes as Director For For Management
5 Re-elect David Keens as Director For For Management
6 Re-appoint Ernst and Young LLP as For For Management
Auditors and Authorise Board to Fix
Remuneration of Auditors
7 Authorise Directors to Alter the Rules of For For Management
the Company's Employee Share Option
Schemes to Permit Options Granted Over
Treasury Shares
8 Authorise Issuance of Equity or For For Management
Equity-Linked Securities and the Sale of
Treasury Shares without Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 1,300,000
9 Authorise 39 Million Ordinary Shares for For For Management
Market Purchase
- --------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NVS Security ID: H5820Q150
Meeting Date: FEB 24, 2004 Meeting Type: Annual
Record Date: FEB 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Discharge of the Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 1.00 per Share
4 Approve Transfer of CHF 360.9 Million For For Management
from General Reserves to Free Reserves
5 Approve CHF 12.1 Million Reduction in For For Management
Share Capital via Share Cancellation
6 Authorize Repurchase of up to Ten Percent For For Management
of Issued Share Capital
7 Amend Articles Re: Reduce Board Terms For For Management
from Four to Three Years
8.1 Approve Resignation of Walter Frehner and For For Management
Heini Lippuner
8.2 Elect Helmut Sihler, Hans-Joerg Rudloff For For Management
and Daniel Vasella as Directors
9 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
- --------------------------------------------------------------------------------
QBE INSURANCE GROUP LTD.
Ticker: Security ID: Q78063114
Meeting Date: APR 2, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2a Elect L. F. Bleasel as Director For For Management
2b Elect N. F. Greiner as Director For For Management
3 Approve Remuneration of Directors in the For For Management
Amount of AUD 2.2 Million Per Annum
4 Amend Constitution Re: Non-Executive For For Management
Directors' Retirement Allowances
5 Approve Issue of Conditional Rights and For For Management
Options Under the Senior Executive Equity
Scheme to F. M. O'Halloran, Chief
Executive Officer
- --------------------------------------------------------------------------------
RAS (RIUNIONE ADRIATICA DI SICURTA)
Ticker: Security ID: T79470109
Meeting Date: APR 28, 2004 Meeting Type: Annual/Special
Record Date: APR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Reflect New Italian For Against Management
Company Law Regulations; Add One New
Articles to Company's Bylaws; Renumber
Articles of Association
2 Amend Rules Governing General Meetings For For Management
1 Accept Financial Statements and Statutory For For Management
Reports
2 Accept Resignation of Certain Directors; For For Management
Fix Number of Directors on the Board;
Elect Directors; Determine Directors'
Remuneration
3 Accept Resignation of One Alternate For For Management
Internal Statutory Auditor; Appoint One
Auditor to Reintegrate Board of Internal
Statutory Auditors
4 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
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RECKITT BENCKISER PLC (FORMERLY RECKITT & COLMAN PLC )
Ticker: Security ID: G7420A107
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 14 Pence Per For For Management
Ordinary Share
4 Re-elect George Greener as Director For For Management
5 Re-elect Peter White as Director For For Management
6 Re-elect Colin Day as Director For For Management
7 Elect Judith Sprieser as Director For For Management
8 Elect Kenneth Hydon as Director For For Management
9 Re-appoint PricewaterhouseCoopers LLP as For For Management
Auditors and Authorise Board to Fix
Remuneration of Auditors
10 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 24,842,000
11 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 3,726,000
12 Authorise 70,800,000 Ordinary Shares for For For Management
Market Purchase
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REED ELSEVIER NV (FORMERLY ELSEVIER NV)
Ticker: ENL Security ID: N73430105
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: APR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Documents Received None None Management
3 Receive Report of Management Board None None Management
4 Approve Financial Statements and For For Management
Statutory Reports
5 Approve Dividends of EUR 0.30 per For For Management
Ordinary Share
6 Discussion about Company's Corporate None None Management
Governance Report
7.1 Approve Discharge of Management Board For For Management
7.2 Approve Discharge of Supervisory Board For For Management
8 Reelect Deloitte Accountants as Auditors For For Management
9.1 Reelect Lord Sharman as Member of For For Management
Supervisory Board
9.2 Reelect R. Stomberg as Member of For For Management
Supervisory Board
9.3 Reelect M. Tabaksblat as Member of For For Management
Supervisory Board
10 Reelect G. van de Aast as Member of For For Management
Management Board
11 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
12.1 Grant Board Authority to Issue Shares Up For For Management
to Ten Percent of Issued Share Capital
12.2 Grant Board Authority to Restrict/Exclude For For Management
Preemptive Rights for Share Issuance
under Item 12.1
13 Other Business None None Management
14 Close Meeting None None Management
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ROYAL BANK OF SCOTLAND GROUP PLC
Ticker: RBS Security ID: G76891111
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 35.7 Pence Per For For Management
Share
4 Re-elect Emilio Botin as Director For For Management
5 Re-elect Lawrence Fish as Director For For Management
6 Re-elect Sir Angus Grossart as Director For For Management
7 Re-elect Sir George Mathewson as Director For For Management
8 Re-elect Gordon Pell as Director For For Management
9 Re-elect Iain Robertson as Director For For Management
10 Re-elect Sir Iain Vallance as Director For For Management
11 Re-appoint Deloitte and Touche LLP as For For Management
Auditors of the Company
12 Authorise Board to Fix Remuneration of For For Management
the Auditors
13 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 247,120,127
14 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 37,068,019
15 Authorise 296,544,152 Ordinary Shares for For For Management
Market Purchase
16 Approve Increase in Authorised Capital by For For Management
Creation of 110 Million Category II
Non-cumulative Dollar Preference Shares;
Issue Equity with Pre-emptive Rights up
to All the Existing Preference Shares
17 Amend Articles Re: Preference Shares For For Management
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SAMSUNG ELECTRONICS CO. LTD.
Ticker: SSNHY Security ID: Y74718100
Meeting Date: FEB 27, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Appropriation of Income, with Total
Dividend of KRW 5500 Per Share
2.1 Elect Two Outside Directors For For Management
2.2 Appoint One Member of Audit Committee For For Management
2.3 Elect One Executive Director For For Management
3 Approve Limit on Remuneration of For For Management
Directors
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SAMSUNG SDI CO.
Ticker: Security ID: Y74866107
Meeting Date: FEB 27, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividends of KRW 2500 Per Share
2 Elect Director For For Management
3 Approve Limit on Remuneration of For For Management
Directors
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SANOFI-SYNTHELABO (FORMERLY SANOFI)
Ticker: Security ID: F5548N101
Meeting Date: JUN 23, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.53 per Share
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
6 Authorize Issuance of Bonds/Debentures in For For Management
the Aggregate Value of EUR 7 Billion
7 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
EUR 750 Million; Set Global Limit for
Capital Increase to Result from Issuance
Requests in Items 7-10 at EUR 1.25
Billion
8 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 750 Million
9 Allow Board to Issue Shares in the Event For Against Management
of a Public Tender Offer or Share
Exchange Offer
10 Authorize Capitalization of Reserves of For For Management
Up to EUR 500 Million for Bonus Issue or
Increase in Par Value
11 Approve Capital Increase Reserved for For For Management
Employees Participating in
Savings-Related Share Purchase Plan
12 Approve Stock Option Plan Grants For Against Management
13 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
14 Authorize Capital Increase of Up to EUR For For Management
1.429 Billion for Aventis Exchange Offer
15 Change Company Name to Sanofi-Aventis For For Management
16 Amend Articles of Association to Reduce For For Management
Term of Board Members from Five to Four
Years
17 Amend Articles to Reflect 2003 Legal For For Management
Changes Re: Powers of the Chairman
18 Reelect Jean-Francois Dehecq as Director For For Management
(Representing Sanofi-Synthelabo)
19 Reelect Rene Barbier de la Serre as For For Management
Director (Representing Sanofi-Synthelabo)
20 Reelect Robert Castaigne as Director For For Management
(Representing Sanofi-Synthelabo)
21 Reelect Thierry Desmarest as Director For For Management
(Representing Sanofi-Synthelabo)
22 Reelect Lindsay Owen-Jones as Director For For Management
(Representing Sanofi-Synthelabo)
23 Reelect Bruno Weymuller as Director For For Management
(Representing Sanofi-Synthelabo)
24 Confirm Appointment of Lord Douro as For For Management
Director (Representing Sanofi-Synthelabo)
25 Confirm Appointment of Gerard Van Kemmel For For Management
as Director (Representing
Sanofi-Synthelabo)
26 Elect Christian Mulliez as Director For For Management
(Representing Sanofi-Synthelabo)
27 Elect Jean-Marc Bruel as Director For For Management
(Representing Aventis)
28 Elect Jurgen Dormann as Director For For Management
(Representing Aventis)
29 Elect Jean-Rene Fourtou as Director For For Management
(Representing Aventis)
30 Elect Serge Kampf as Director For For Management
(Representing Aventis)
31 Elect Igor Landau as Director For For Management
(Representing Aventis)
32 Elect Hubert Markl as Director For For Management
(Representing Aventis)
33 Elect Klaus Pohle as Director For For Management
(Representing Aventis)
34 Elect Hermann Scholl as Director For For Management
(Representing Aventis)
35 Confirm End of Term of Permanent For For Management
Representative of Elf Aquitaine, L'Oreal,
Pierre Castres Saint-Martin,
Pierre-Gilles de Gennes, and Herve Guerin
as Directors
36 Approve Remuneration of Directors in the For For Management
Aggregate Amount of Up to EUR 1 Million
37 Authorize Filing of Required For For Management
Documents/Other Formalities
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SCHERING AG
Ticker: SHR10 Security ID: D67334108
Meeting Date: APR 16, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.93 per Share
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Ratify BDO Deutsche Warentreuhand AG as For For Management
Auditors
6 Approve Creation of EUR 97 Million Pool For Against Management
of Conditional Capital without Preemptive
Rights
7 Approve Issuance of Convertible Bonds For For Management
and/or Bonds with Warrants Attached up to
Aggregate Nominal Amount of EUR 600
Million with Preemptive Rights; Approve
Creation of EUR 10 Million Pool of
Conditional Capital to Guarantee
Conversion Rights
8 Amend Articles Re: Supervisory Board For Against Management
Remuneration due to Changes in German
Disclosure Regulations
9 Adopt New Articles of Association For For Management
10 Authorize Repurchase of up to Ten Percent For For Management
of Issued Share Capital; Authorize Board
to Issue Repurchased Shares as New Shares
without Preemptive Rights
11 Elect Karl-Hermann Baumann, Piet Borst, For For Management
Mathias Doepfner, John Dormandy, Reiner
Hagemann, Martin Kohlhaussen,
Hermann-Josef Lamberti, and Giuseppe Vita
to the Supervisory Board
12 Approve Affiliation Agreements with For For Management
Subsidiaries
13 Approve Affiliation Agreements with For For Management
Schering International Holding GmbH
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SCHNEIDER ELECTRIC SA (FORMERLY SCHNEIDER SA)
Ticker: Security ID: F86921107
Meeting Date: APR 27, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
4 Approve Allocation of Income and For For Management
Dividends of EUR 1.65 per Share
5 Elect Caisse des Depots et Consignations, For For Management
Represented by Jerome Gallot, as Director
6 Elect Chris C. Richardson as Director For For Management
7 Reelect Alain Burq as Representative of For For Management
Employee Shareholders to the Board
8 Reelect Daniel Bouton as Director For For Management
9 Reelect Thierry Breton as Director For For Management
10 Reelect Willy Kissling as Director For For Management
11 Reelect Piero Sierra as Director For For Management
12 Reappoint Barbier Frinault et Autres For For Management
(Ernst & Young) as Auditors
13 Ratify Philippe Diu as Alternate Auditor For For Management
to Barbier Frinault et Autres (Ernst &
Young)
14 Appoint Mazars & Guerard as Auditor For For Management
15 Ratify Charles Vincensini as Alternate For For Management
Auditor to Mazars & Guerard
16 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
17 Amend Articles of Association to For For Management
Authorize the Appointment of Censors
18 Approve Capital Increase Reserved for For Against Management
Employees Participating in
Savings-Related Share Purchase Plan
19 Approve Stock Option Plan Grants For Against Management
20 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
21 Allow Board to Issue Shares in the Event For Against Management
of a Public Tender Offer or Share
Exchange Offer
22 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SA (FORMERLY SCHNEIDER SA)
Ticker: Security ID: F86921107
Meeting Date: MAY 6, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
4 Approve Allocation of Income and For For Management
Dividends of EUR 1.65 per Share
5 Elect Caisse des Depots et Consignations, For For Management
Represented by Jerome Gallot, as Director
6 Elect Chris C. Richardson as Director For For Management
7 Reelect Alain Burq as Representative of For For Management
Employee Shareholders to the Board
8 Reelect Daniel Bouton as Director For For Management
9 Reelect Thierry Breton as Director For For Management
10 Reelect Willy Kissling as Director For For Management
11 Reelect Piero Sierra as Director For For Management
12 Reappoint Barbier Frinault et Autres For For Management
(Ernst & Young) as Auditors
13 Ratify Philippe Diu as Alternate Auditor For For Management
to Barbier Frinault et Autres (Ernst &
Young)
14 Appoint Mazars & Guerard as Auditor For For Management
15 Ratify Charles Vincensini as Alternate For For Management
Auditor to Mazars & Guerard
16 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
17 Amend Articles of Association to For For Management
Authorize the Appointment of Censors
18 Approve Capital Increase Reserved for For Against Management
Employees Participating in
Savings-Related Share Purchase Plan
19 Approve Stock Option Plan Grants For Against Management
20 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
21 Allow Board to Issue Shares in the Event For Against Management
of a Public Tender Offer or Share
Exchange Offer
22 Authorize Filing of Required For For Management
Documents/Other Formalities
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SEIKO EPSON CORP.
Ticker: Security ID: J7030F105
Meeting Date: JUN 25, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 9,
Final JY 9, Special JY 0
2 Approve Bonus Payments to Directors and For For Management
Statutory Auditors
3 Approve Transfer of Company's LCD Display For For Management
Operations to Joint-Venture with Sanyo
Electric
4 Amend Articles to: Authorize Share For Against Management
Repurchases at Board's Discretion - Limit
Directors' Legal Liability
5.1 Elect Director For For Management
5.2 Elect Director For For Management
5.3 Elect Director For For Management
5.4 Elect Director For For Management
5.5 Elect Director For For Management
5.6 Elect Director For For Management
5.7 Elect Director For For Management
5.8 Elect Director For For Management
5.9 Elect Director For For Management
5.10 Elect Director For For Management
5.11 Elect Director For For Management
5.12 Elect Director For For Management
5.13 Elect Director For For Management
5.14 Elect Director For For Management
5.15 Elect Director For For Management
5.16 Elect Director For For Management
5.17 Elect Director For For Management
5.18 Elect Director For For Management
5.19 Elect Director For For Management
6.1 Appoint Internal Statutory Auditor For For Management
6.2 Appoint Internal Statutory Auditor For Against Management
6.3 Appoint Internal Statutory Auditor For For Management
6.4 Appoint Internal Statutory Auditor For For Management
7 Approve Retirement Bonuses for Directors For Against Management
and Statutory Auditors
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STRAUMANN HOLDINGS
Ticker: Security ID: H8300N119
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports
2 Accept Financial Statements and Statutory For For Management
Reports
3 Approve Allocation of Income and For For Management
Dividends of CHF 1.55 per Share; Approve
Allocation of a Special Dividend of CHF
1.55 per Share
4 Approve Discharge of Board and Senior For For Management
Management
5 Reelect Thomas Straumann and Dominik For For Management
Ellenrieder as Directors
6 Reelect Ernst & Young AG as Auditors For For Management
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SYNGENTA AG
Ticker: Security ID: H84140112
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and Omission For For Management
of Dividends
4 Approve CHF 191.4 Million Reduction in For For Management
Share Capital via Reduction in Par Value
and Repayment to Shareholders
5 Amend Articles Re: Submission of For For Management
Shareholder Proposals
6 Authorize Repurchase of up to Ten Percent For For Management
of Issued Share Capital
7 Reelect Rupert Gasser, Heinz Imhof, and For For Management
Michael Pragnell as Directors
8 Reelect Ernst and Young AG as Auditors For For Management
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SYNTHES-STRATEC INC
Ticker: ICR Security ID: 87162M102
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Present Report on Dividend Approved by For For Management
Board
4 Elect Director Charles Hedgepeth, Amin For Withhold Management
Khoury and Dr. Rolf
5 Ratify Auditors For Against Management
6 Increase Authorized Common Stock For Against Management
7 Change Company Name For For Management
8 Authorize Issuance of Equity For Against Management
- --------------------------------------------------------------------------------
SYNTHES-STRATEC INC
Ticker: ICR Security ID: 87162M102
Meeting Date: OCT 23, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Size of Board from For For Management
Nine to 10 Members
2 Approve Issuance of 510,725 Shares For For Management
without Preemptive Rights
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TELEFONICA S.A. (FORMERLY TELEFONICA DE ESPANA, S.A.)
Ticker: TEF Security ID: 879382208
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL ACCOUNTS AND OF For For Management
THE MANAGEMENT REPORT OF TELEFONICA,
S.A. AND OF ITS CONSOLIDATED GROUP OF
COMPANIES, AS WELL AS THE PROPOSAL FOR
THE APPLICATION OF THE RESULTS OF
TELEFONICA, S.A., AND THAT OF THE
MANAGEMENT OF ITS BOARD OF DIRE
2 APPROVAL OF THE SHAREHOLDER REMUNERATION: For For Management
DISTRIBUTION OF DIVIDENDS FROM 2003 NET
INCOME AND FROM THE ADDITIONAL
PAID-IN-CAPITAL RESERVE.
3 APPROVAL OF THE DESIGNATION OF THE For For Management
ACCOUNTS AUDITOR FOR THE 2004 FISCAL
YEAR.
4 APPROVAL OF THE AUTHORIZATION FOR THE For For Management
ACQUISITION OF TREASURY STOCK, DIRECTLY
OR THROUGH GROUP COMPANIES.
5 APPROVAL, IF APPROPRIATE, OF THE For For Management
REGULATIONS OF THE GENERAL MEETING OF
SHAREHOLDERS OF TELEFONICA, S.A. .
6 DELEGATION OF POWERS FOR THE FORMALIZING, For For Management
INTERPRETING, CORRECTING AND EXECUTING OF
THE RESOLUTIONS ADOPTED BY THE ANNUAL
GENERAL SHAREHOLDERS MEETING.
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TELEFONICA S.A. (FORMERLY TELEFONICA DE ESPANA, S.A.)
Ticker: TEF Security ID: E90183182
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, Allocation For For Management
of Income, and Discharge Directors
2 Approve Dividend Per Share For For Management
3 Approve Auditors For For Management
4 Authorize Repurchase of Shares For For Management
5 Approve General Meeting Guidelines For For Management
6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
- --------------------------------------------------------------------------------
TELEFONICA S.A. (FORMERLY TELEFONICA DE ESPANA, S.A.)
Ticker: TEF Security ID: E90183182
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, Allocation For For Management
of Income, and Discharge Directors
2 Approve Dividend Per Share For For Management
3 Approve Auditors For For Management
4 Authorize Repurchase of Shares For For Management
5 Approve General Meeting Guidelines For For Management
6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
- --------------------------------------------------------------------------------
TELEVISION FRANCAISE 1
Ticker: Security ID: F91255103
Meeting Date: APR 20, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
4 Approve Allocation of Income and For For Management
Dividends of EUR 0.975 per Share
5 Receive Special Directors' Report For For Management
Regarding Stock Option Grants
6 Receive Chairman's and Auditors' Report For For Management
Regarding Internal Control Procedures
7 Reelect Alain Pouyat as Director For For Management
8 Confirm Election of Employee For Against Management
Representatives to the Board
9 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
10 Authorize Issuance of Bonds/Debentures For Against Management
11 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
12 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
EUR 120 Million
13 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 120 Million
14 Authorize Capital Increase of Up to EUR For Against Management
120 Million for Future Exchange Offers
15 Set Global Limit for Capital Increase to For Against Management
Result from All Issuance Requests at EUR
120 Million
16 Approve Capital Increase Reserved for For For Management
Employees Participating in
Savings-Related Share Purchase Plan
17 Approve Issuance of Equity-Linked For Against Management
Securities Reserved for Employees
Participating in Savings-Related Share
Purchase Plan
18 Amend Articles of Association to Reflect For For Management
2003 Regulation Changes Re: Related-Party
Transactions and Internal Control
Procedures
19 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
TOKYO BROADCASTING SYSTEM INC. (TBS)
Ticker: Security ID: J86656105
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 5,
Final JY 5, Special JY 0
2 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
3 Elect Director For For Management
4.1 Appoint Internal Statutory Auditor For For Management
4.2 Appoint Internal Statutory Auditor For For Management
4.3 Appoint Internal Statutory Auditor For For Management
4.4 Appoint Internal Statutory Auditor For Against Management
4.5 Appoint Internal Statutory Auditor For Against Management
5 Approve Retirement Bonuses for Statutory For Against Management
Auditors and Payments to Continuing
Directors and Statutory Auditors in
Connection with Abolition of Retirement
Bonus System
6 Approve Executive Stock Option Plan For For Management
- --------------------------------------------------------------------------------
TOKYO GAS CO. LTD.
Ticker: Security ID: J87000105
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 3,
Final JY 4, Special JY 0
2 Amend Articles to: Allow Appointment of For For Management
Alternate Statutory Auditors - Authorize
Share Repurchases at Board's Discretion
3 Authorize Share Repurchase Program For For Management
4.1 Elect Director For For Management
4.2 Elect Director For For Management
4.3 Elect Director For For Management
4.4 Elect Director For For Management
4.5 Elect Director For For Management
4.6 Elect Director For For Management
4.7 Elect Director For For Management
4.8 Elect Director For For Management
4.9 Elect Director For For Management
4.10 Elect Director For For Management
4.11 Elect Director For For Management
4.12 Elect Director For For Management
5 Appoint Internal Statutory Auditor For For Management
6 Approve Retirement Bonuses for Directors For Against Management
and Statutory Auditor
- --------------------------------------------------------------------------------
TOTAL S.A. (FORMERLY TOTAL FINA ELF S.A )
Ticker: TOT Security ID: 89151E109
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF CERTAIN REPORTS AND OF THE For For Management
PARENT COMPANY S FINANCIAL STATEMENTS
2 APPROVAL OF CONSOLIDATED FINANCIAL For For Management
STATEMENTS
3 ALLOCATION OF INCOME, APPROVAL OF THE For For Management
DIVIDEND
4 AGREEMENTS MENTIONED IN ARTICLE L. 225-38 For For Management
OF THE FRENCH COMMERCIAL CODE
5 AUTHORIZATION TO TRADE THE COMPANY S OWN For For Management
SHARES
6 AUTHORIZATION FOR THE BOARD OF DIRECTORS For For Management
TO ISSUE DEBT SECURITIES AND/OR PERPETUAL
SUBORDINATED NOTES FOR A MAXIMUM NOMINAL
AMOUNT OF 10 BILLION EUROS
7.1 Elect Director Mr. Thierry Desmarest For For Management
7.2 Elect Director Mr. Thierry De Rudder For For Management
7.3 Elect Director Mr. Serge Tchuruk For For Management
8 APPOINTMENT OF DANIEL BOEUF AS A DIRECTOR For For Management
REPRESENTING EMPLOYEE SHAREHOLDERS IN
APPLICATION OF ARTICLE 11 OF THE ARTICLES
OF INCORPORATION
9 APPOINTMENT OF PHILIPPE MARCHANDISE AS A Against Against Management
DIRECTOR REPRESENTING EMPLOYEE
SHAREHOLDERS IN APPLICATION OF ARTICLE 11
OF THE ARTICLES OF INCORPORATION
10 APPOINTMENT OF CYRIL MOUCHE AS A DIRECTOR Against Against Management
REPRESENTING EMPLOYEE SHAREHOLDERS IN
APPLICATION OF ARTICLE 11 OF THE ARTICLES
OF INCORPORATION
11 APPOINTMENT OF ALAN CRAMER AS A DIRECTOR Against Against Management
REPRESENTING EMPLOYEE SHAREHOLDERS IN
APPLICATION OF ARTICLE 11 OF THE ARTICLES
OF INCORPORATION
12 Ratify Auditors For For Management
13 RENEWAL OF STATUTORY AUDITORS For For Management
14 Ratify Auditors For For Management
15 Ratify Auditors For For Management
16 DETERMINATION OF THE TOTAL AMOUNT OF For For Management
DIRECTORS COMPENSATION
17 AUTHORIZATION TO AWARD OPTIONS TO For For Management
SUBSCRIBE FOR OR PURCHASE STOCK OF THE
COMPANY IN FAVOUR OF THE MANAGEMENT AND
KEY EMPLOYEES OF THE GROUP
18 AUTHORIZATION FOR ISSUING CONVERTIBLE OR For For Management
OTHER EQUITY SECURITIES
19 AUTHORIZATION TO USE THE ABOVE DELEGATION For For Management
WITHOUT MAINTENANCE OF PREFERENTIAL
SUBSCRIPTION RIGHTS, BUT WITH AN OPTION
TO GRANT A PRIORITY PERIOD
20 CAPITAL INCREASE RESERVED FOR EMPLOYEES For For Management
- --------------------------------------------------------------------------------
UBS AG
Ticker: Security ID: H8920M855
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 ANNUAL REPORT, GROUP AND PARENT COMPANY For For Management
ACCOUNTS FOR 2003. REPORTS OF THE GROUP
AND STATUTORY AUDITORS
2 APPROPRIATION OF RETAINED EARNINGS. For For Management
DIVIDEND FOR FINANCIAL YEAR 2003
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF For For Management
DIRECTORS AND THE GROUP EXECUTIVE BOARD
4 RE-ELECTION OF BOARD MEMBER: SIR PETER For For Management
DAVIS
5 ELECTION OF NEW BOARD MEMBER: STEPHAN For For Management
HAERINGER
6 ELECTION OF NEW BOARD MEMBER: HELMUT For For Management
PANKE
7 ELECTION OF NEW BOARD MEMBER: PETER For For Management
SPUHLER
8 RE-ELECTION OF GROUP AND STATUTORY For For Management
AUDITORS ERNST & YOUNG LTD., BASEL
9 CAPITAL REDUCTION: CANCELLATION OF SHARES For For Management
REPURCHASED UNDER THE 2003/2004 SHARE
BUYBACK PROGRAM AND RESPECTIVE AMENDMENT
OF ARTICLE 4 OF THE ARTICLES OF
ASSOCIATION
10 CAPITAL REDUCTION: APPROVAL OF A NEW For For Management
2004/2005 SHARE BUYBACK PROGRAM
11 IN CASE OF AD-HOC SHAREHOLDERS MOTIONS For Against Management
DURING THE ANNUAL GENERAL MEETING, I/WE
AUTHORIZE MY/OUR PROXY TO VOTE IN
ACCORDANCE WITH THE BOARD OF DIRECTORS
- --------------------------------------------------------------------------------
UBS AG
Ticker: Security ID: H8920M855
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 2.60 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Reelect Peter Davis as Director For For Management
4.2.1 Elect Stephan Haeringer as Director For For Management
4.2.2 Elect Helmut Panke as Director For For Management
4.2.3 Elect Peter Spuhler as Director For For Management
4.3 Ratify Ernst and Young as Auditors For For Management
5.1 Approve CHF 47.6 Million Reduction in For For Management
Share Capital via Cancellation of Shares
5.2 Authorize Repurchase of Issued Share For For Management
Capital
- --------------------------------------------------------------------------------
UNITED OVERSEAS BANK
Ticker: UOVEY Security ID: V96194127
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and Directors' For For Management
and Auditors' Reports
2 Declare Final Dividend of SGD 0.40 Per For For Management
Share
3 Approve Directors' Fees of SGD 618,750 For For Management
4 Reappoint Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their Remuneration
5 Reelect Sim Wong Hoo as Director For For Management
6 Reelect Lim Pin as Director For For Management
7 Reelect Margaret Lien Wen Hsien as For For Management
Director
8 Reelect Ng Boon Yew as Director For For Management
9 ReappointWee Cho Yaw as Director For For Management
10 Approve Issuance of Shares and Grant of For Against Management
Options Pursuant to the 1999 Share Option
Scheme
11 Approve Issuance of Shares without For For Management
Preemptive Rights
- --------------------------------------------------------------------------------
UNITED OVERSEAS BANK
Ticker: UOVEY Security ID: V96194127
Meeting Date: APR 29, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
- --------------------------------------------------------------------------------
VEOLIA ENVIRONNEMENT (FORMERLY VIVENDI ENVIRONMENT)
Ticker: Security ID: F9686M107
Meeting Date: MAY 12, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Non-Tax Deductible Expenses For For Management
4 Approve Allocation of Income and For For Management
Dividends of EUR 0.825 per Share
5 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
6 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
7 Authorize Issuance of Bonds/Debentures in For Against Management
the Aggregate Nominal Value of EUR 7
Billion
8 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
EUR 1 Billion
9 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 1 Billion
10 Authorize Capitalization of Reserves of For For Management
Up to EUR 370 Million for Bonus Issue or
Increase in Par Value and Set Global
Limit for All Capital Increases Pursuant
to Items 8, 9, and 10 at EUR 2.37 Billion
11 Approve Capital Increase Reserved for For For Management
Employees Participating in
Savings-Related Share Purchase Plan
12 Approve Stock Option Plan Grants For Against Management
13 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
14 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
VODAFONE HOLDINGS K.K. (FRM. JAPAN TELECOM HOLDINGS CO., LTD
Ticker: Security ID: J27859107
Meeting Date: DEC 9, 2003 Meeting Type: Extraordinary Shareholders
Record Date: OCT 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to: Change Location of For For Management
Head Office - Change Company Name to
Vodafone Holdings K.K.
2 Approve Reduction in Capital Reserves For For Management
3 Elect Director For For Management
- --------------------------------------------------------------------------------
WILLIAM HILL PLC
Ticker: Security ID: G9645P117
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 9 Pence Per For For Management
Ordinary Share
4 Re-elect David Allvey as Director For For Management
5 Re-elect Barry Gibson as Director For For Management
6 Re-appoint Deloitte and Touche LLP as For For Management
Auditors of the Company
7 Authorise Board to Fix Remuneration of For For Management
the Auditors
8 Amend the 2004 Senior Management For For Management
Operating Bonus Scheme, the William Hill
Executive Director Incentive Plan, the
William Hill Long Term Incentive Plan and
the William Hill SAYE Share Option
Schemes
9 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 14,060,370
10 Amend Articles of Association Re: For For Management
Disapplication of Pre-emptive Rights
11 Amend Articles of Association Re: For For Management
Treasury Shares
12 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount Equal to Five Percent of
the Issued Share Capital
13 Authorise 42,811,111 Ordinary Shares for For For Management
Market Purchase
- --------------------------------------------------------------------------------
YAMAHA CORP.
Ticker: Security ID: J95732103
Meeting Date: JUN 25, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 5,
Final JY 10, Special JY 0
2 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
4 Appoint Internal Statutory Auditor For For Management
5 Approve Retirement Bonus for Director For For Management
==================== USAA PRECIOUS METALS AND MINERALS FUND ====================
ABER DIAMOND CORP. (FORMERLY ABER RESOURCES LTD. )
Ticker: ABZ Security ID: 002893105
Meeting Date: JUN 22, 2004 Meeting Type: Annual
Record Date: MAY 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect James Fernandez, Robert Gannicott, For For Management
Lars-Eric Johansson, Thomas O'Neill, J.
Roger Phillimore, D. Grenville Thomas and
Eira Thomas as Directors
2 Appoint KPMG LLP as Auditors and For Management
Authorize Board to Fix Remuneration of
Auditors
- --------------------------------------------------------------------------------
ADAMUS RESOURCES LTD
Ticker: Security ID: Q0102E108
Meeting Date: JAN 23, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Anwia Acquisition For For Management
2 Approve Additional Tenure Acquisitions For For Management
- --------------------------------------------------------------------------------
AFRIKANDER LEASE LTD.
Ticker: AFKDY Security ID: S0170H122
Meeting Date: JUL 15, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Simultaneous Re-Appointment of For Did Not Management
Retiring Directors Vote
2.1 Elect K.V. Dicks as Director For Did Not Management
Vote
2.2 Elect N.J. Froneman as Director For Did Not Management
Vote
2.3 Elect K.B.K. Jones as Director For Did Not Management
Vote
2.4 Elect F. Lips as Director For Did Not Management
Vote
2.5 Elect J.M. Sibley as Director For Did Not Management
Vote
2.6 Elect M. Steyn as Director For Did Not Management
Vote
3 Reelect D.J. Nortier as Director For Did Not Management
Vote
4 Reappoint PricewaterhouseCoopers as For Did Not Management
Auditors and Approve Their Remuneration Vote
for Past Fiscal Year
5 Approve Remuneration of Directors For Did Not Management
Vote
6 Place Authorized But Unissued Shares For Did Not Management
under Control of Directors Vote
7 Approve Issuance of Shares without For Did Not Management
Preemptive Rights up to a Maximum of 15 Vote
Percent of Issued Capital
1 Authorize Repurchase of Up to 20 Percent For Did Not Management
of Issued Share Capital Vote
2 Amend Article 1.9 of Afrikander Lease For Did Not Management
Share Incentive Scheme Vote
3 Amend Article 16.4 of Afrikander Lease For Did Not Management
Share Incentive Scheme Vote
4 Amend Article 17.4 of Afrikander Lease For Did Not Management
Share Incentive Scheme Vote
5 Amend Article 23.1 of Afrikander Lease For Did Not Management
Share Incentive Scheme Vote
6 Amend Article 29.1 of Afrikander Lease For Did Not Management
Share Incentive Scheme Vote
7 Approve Increase in Authorized Capital to For Did Not Management
400 Million Shares Vote
- --------------------------------------------------------------------------------
AFRIKANDER LEASE LTD.
Ticker: AFKDY Security ID: S0170H122
Meeting Date: NOV 5, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Authorized Capital For For Management
from ZAR 4 Million to ZAR 6 Million
2 Amend Articles of Association Re: For For Management
Increase Maximum Number of Directors from
Seven to Nine
- --------------------------------------------------------------------------------
AGNICO-EAGLE MINES LTD.
Ticker: AGE. Security ID: 008474108
Meeting Date: MAY 28, 2004 Meeting Type: Annual/Special
Record Date: APR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leanne M. Baker For For Management
1.2 Elect Director Douglas R. Beaumont For For Management
1.3 Elect Director Sean Boyd For For Management
1.4 Elect Director Alan Green For For Management
1.5 Elect Director Bernard Kraft For For Management
1.6 Elect Director Mel Leiderman For For Management
1.7 Elect Director James D. Nasso For For Management
1.8 Elect Director Ernest Sheriff For For Management
2 Approve Auditors and Authorize Board to For For Management
Fix Remuneration of Auditors
3 Amend Stock Option Plan For For Management
- --------------------------------------------------------------------------------
ANGLO AMERICAN PLATINUM CORP. LTD.
Ticker: Security ID: S7081Q109
Meeting Date: MAR 30, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Creation of 40 Million For For Management
Convertible Perpetual Cumulative
Preference Shares
2 Amend Articles to Re: Rights and For For Management
Privileges of Preference Shares
3 Approve Increase in Authorized Capital For For Management
Equal to Any Increase in Issued Capital
Due to Conversion of Preference Shares
into Ordinary Shares
4 Place Authorized But Unissued Preference For For Management
Shares under Control of Directors
- --------------------------------------------------------------------------------
ANGLO AMERICAN PLATINUM CORP. LTD.
Ticker: Security ID: S7081Q109
Meeting Date: MAR 30, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports for Year Ended Dec. 31, 2003
2.1 Reelect L. Boyd as Director For For Management
2.2 Reelect W.A. Nairn as Director For For Management
2.3 Reelect R. Havenstein as Director For For Management
Appointed During the Year
2.4 Reelect B.A. Khumalo as Director For For Management
Appointed During the Year
2.5 Reelect R.G. Mills as Director Appointed For For Management
During the Year
2.6 Reelect A.M. Thebyane as Director For For Management
Appointed During the Year
2.7 Reelect P.L Zim as Director Appointed For For Management
During the Year
3 Ratify Deloitte & Touche as Auditors For For Management
4 Place Authorized But Unissued Shares For For Management
under Control of Directors
5 Approve Remuneration of Directors For For Management
- --------------------------------------------------------------------------------
ANGLOGOLD ASHANTI LTD.
Ticker: ASL Security ID: 035128206
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 ORDINARY RESOLUTION NO. 1: ADOPTION OF For For Management
FINANCIAL STATEMENTS
2 ORDINARY RESOLUTION NO. 2: RE-ELECTION OF For For Management
DIRECTOR MR J G BEST
3 ORDINARY RESOLUTION NO. 3: RE-ELECTION OF For For Management
DIRECTOR MRS E LE R BRADLEY
4 ORDINARY RESOLUTION NO. 4: RE-ELECTION OF For Against Management
DIRECTORS MR A J TRAHAR
5 ORDINARY RESOLUTION NO. 5: PLACEMENT OF For For Management
UNISSUED SHARES UNDER THE CONTROL OF THE
DIRECTORS
6 ORDINARY RESOLUTION NO. 6: AUTHORITY TO For For Management
ISSUE SHARES FOR CASH
7 ORDINARY RESOLUTION NO. 7: INCREASE IN For For Management
DIRECTORS REMUNERATION
8 SPECIAL RESOLUTION NO. 1: AUTHORITY TO For For Management
ACQUIRE THE COMPANY S OWN SHARES
- --------------------------------------------------------------------------------
ANGLOGOLD ASHANTI LTD.
Ticker: ASL Security ID: 043743202
Meeting Date: APR 7, 2004 Meeting Type: Special
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 SPECIAL RESOLUTION TO (A) ADOPT A NEW For For Management
REGULATION 14: (I) TO MAKE SHARES ISSUED
BETWEEN THE VOTING RECORD TIME AND THE
RECORD TIME SUBJECT TO THE SCHEME; AND
(II) TO MAKE ANY SHARES ISSUED AFTER THE
RECORD TIME AUTOMATICALLY EXCHANGEABLE
FOR NEW ANGLOGOLD
2 ORDINARY RESOLUTION TO APPROVE THE For For Management
DE-LISTING OF ASHANTI FROM THE GHANA
STOCK EXCHANGE ON THE EFFECTIVE DATE.
- --------------------------------------------------------------------------------
ANGLOGOLD ASHANTI LTD.
Ticker: ASL Security ID: 043743202
Meeting Date: APR 7, 2004 Meeting Type: Special
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 THE SCHEME For For Management
- --------------------------------------------------------------------------------
ANGLOGOLD ASHANTI LTD.
Ticker: ASL Security ID: 035128206
Meeting Date: APR 8, 2004 Meeting Type: Special
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 SPECIAL RESOLUTION - APPROVAL TO CHANGE For For Management
THE NAME OF ANGLOGOLD LIMITED TO
ANGLOGOLD ASHANTI LIMITED.
- --------------------------------------------------------------------------------
ANGLOGOLD ASHANTI LTD.
Ticker: VAALY Security ID: 035128206
Meeting Date: JUN 29, 2004 Meeting Type: Special
Record Date: JUN 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 ORDINARY RESOLUTION NUMBER 1 AUTHORITY TO For For Management
ISSUE SHARES FOR THE CONVERSION OF THE US
$1,000,000,000, 2.375% GUARANTEED
CONVERTIBLE BONDS DUE 2009
2 ORDINARY RESOLUTION NUMBER 2 AUTHORITY TO For For Management
ISSUE SHARES
3 ORDINARY RESOLUTION NUMBER 3 AUTHORITY TO For For Management
ISSUE SHARES FOR CASH
- --------------------------------------------------------------------------------
APOLLO GOLD CORP
Ticker: APG Security ID: 03761E102
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect as Director G. Michael Hobart For For Management
1.2 Elect as Director R. David Russell For For Management
1.3 Elect as Director Gerald J. Schissler For For Management
1.4 Elect as Director Charles Stott For For Management
1.5 Elect as Director G. W. Thompson For For Management
1.6 Elect as Director W.S. Vaughn For For Management
1.7 Elect as Director Robert A. Watts For For Management
2 Ratify Deloitte & Touche LLP as Auditors For For Management
and Authorise Directors to Fix Auditor
Remuneration.
3 Approve Issuance of Shares in One or More For Against Management
Private Placements
- --------------------------------------------------------------------------------
ARIANE GOLD CORP
Ticker: Security ID: 04032P108
Meeting Date: NOV 26, 2003 Meeting Type: Special
Record Date: OCT 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement with Cambior For For Management
Inc.
- --------------------------------------------------------------------------------
BARRICK GOLD CORP.
Ticker: ABX. Security ID: 067901108
Meeting Date: APR 22, 2004 Meeting Type: Annual/Special
Record Date: MAR 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H.L. Beck For For Management
1.2 Elect Director C.W.D. Birchall For Withhold Management
1.3 Elect Director G. Cisneros For For Management
1.4 Elect Director M.A. Cohen For For Management
1.5 Elect Director P.A. Crossgrove For For Management
1.6 Elect Director P.C. Godsoe For For Management
1.7 Elect Director A.A. Macnaughton For Withhold Management
1.8 Elect Director B. Mulroney For For Management
1.9 Elect Director A. Munk For Withhold Management
1.10 Elect Director P. Munk For Withhold Management
1.11 Elect Director J.L. Rotman For Withhold Management
1.12 Elect Director J.E. Thompson For For Management
1.13 Elect Director G.C. Wilkins For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Approve Stock Option Plan (2004) up to 16 For For Management
Million Common Shares
- --------------------------------------------------------------------------------
BEMA GOLD CORP.
Ticker: BGO. Security ID: 08135F107
Meeting Date: JUN 23, 2004 Meeting Type: Annual/Special
Record Date: MAY 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clive T. Johnson For For Management
1.2 Elect Director R. Stuart Angus For For Management
1.3 Elect Director Barry D. Rayment For For Management
1.4 Elect Director Cole E. McFarland For For Management
1.5 Elect Director Eulogio Perez-Cotapos For For Management
1.6 Elect Director Thomas I. A. Allen For For Management
1.7 Elect Director Jerry R. Korpan For For Management
1.8 Elect Director Robert M. D. Cross For For Management
1.9 Elect Director Robert J. Gayton For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Stock Option Plan to Increase For For Management
Shares Resreved Thereunder
4 Amend Stock Option Plan Re: Expiry Date For For Management
of Options
- --------------------------------------------------------------------------------
CAMBIOR INC.
Ticker: CBJ. Security ID: 13201L103
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Alexander Balogh, Guy Dufresne, For For Management
Graham Farquharson, Michel Gaucher, Louis
Gignac, John Hick, Robert Normand, Kazuo
Shuto as Directors
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CUMBERLAND RESOURCES LTD.
Ticker: CLG. Security ID: 23077R100
Meeting Date: JUN 10, 2004 Meeting Type: Annual/Special
Record Date: APR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors For For Management
2 Elect Michael Kenyon as a Director For For Management
3 Elect Abraham Aronowicz as a Director For For Management
4 Ratify Auditors For For Management
5 Authorize Board to Fix Remuneration of For For Management
the Auditors
6 Elect Michael Kenyon for a Three Year For Withhold Management
Term
7 Elect Abraham Aronowicz for a Three Year For Withhold Management
Term
8 Adopt New Articles and Amend the For Against Management
Company's Share Capital
9 Amend Stock Option Plan For Against Management
10 Other Business For Against Management
- --------------------------------------------------------------------------------
ELDORADO GOLD CORP LTD.
Ticker: ELD Security ID: 284902103
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: APR 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John S. Auston For For Management
1.2 Elect Director K. Ross Cory For For Management
1.3 Elect Director Robert R. Gilmore For For Management
1.4 Elect Director Wayne D. Lenton For For Management
1.5 Elect Director Hugh C. Morris For For Management
1.6 Elect Director Paul N. Wright For For Management
2 Ratify Auditors For For Management
3 Authorize Board to Fix Remuneration of For For Management
the Auditors
4 Amend Incentive Stock Option Plan For Against Management
- --------------------------------------------------------------------------------
FNX MINING COMPANY INC (FORMERLY FORT KNOX GOLD RESOURCES IN
Ticker: FNX. Security ID: 30253R101
Meeting Date: MAY 19, 2004 Meeting Type: Annual/Special
Record Date: APR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect A. Terrance MacGibbon, Terrence For For Management
Podolsky, Donald M. Ross, Robert D.
Cudney, Wayne G. Beach, James W.
Ashcroft, Frank McKenna, John Lydall, J.
Duncan Gibson as Directors
2 Ratify KPMG LLP as Auditors and Authorise For For Management
Board to Fix Auditor Remuneration.
3 Approve Issuance of Shares in One or More For Against Management
Private Placements
- --------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Allison, Jr. For For Management
1.2 Elect Director R. Leigh Clifford For Withhold Management
1.3 Elect Director James R. Moffett For For Management
1.4 Elect Director B. M. Rankin, Jr. For For Management
1.5 Elect Director J. Taylor Wharton For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Halt Payments to Indonesian Military Against Against Shareholder
- --------------------------------------------------------------------------------
GABRIEL RESOURCES LTD.
Ticker: GBU Security ID: 361970106
Meeting Date: JUN 15, 2004 Meeting Type: Annual/Special
Record Date: MAY 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors For For Management
2.1 Elect Director Oyvind Hushovd For For Management
2.2 Elect Director James J. Komandina For For Management
2.3 Elect Director James McClements For For Management
2.4 Elect Director Paul J. Morgan For For Management
2.5 Elect Director Michael S. Parrett For For Management
2.6 Elect Director A. Murray Sinclair For For Management
2.7 Elect Director T. Michael Young For For Management
3 Approve Grant Thornton LLP as Auditors For For Management
and Authorize Board to Fix Remuneration
of Auditors
4 Approve Issuance of Shares in One or More For Against Management
Private Placements
- --------------------------------------------------------------------------------
GAMMON LAKE RESOURCES INC.
Ticker: GAM. Security ID: 364915108
Meeting Date: OCT 27, 2003 Meeting Type: Annual/Special
Record Date: SEP 22, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Fred George, Bradley H. Langille, For For Management
Rodolfo Nieblas, Alejandro Caraveo, Dale
M. Hendrick and Terence W. Coughlan as
Directors
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Amend Stock Option Plan For Against Management
4 Approve Stock Option Plan Grants For Against Management
5 Approve Issuance of Shares in One or More For Against Management
Private Placements
- --------------------------------------------------------------------------------
GLAMIS GOLD LTD.
Ticker: GLG. Security ID: 376775102
Meeting Date: MAY 6, 2004 Meeting Type: Annual/Special
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors For For Management
2.1 Elect Director A. Dan Rovig For For Management
2.2 Elect Director C. Kevin McArthur For For Management
2.3 Elect Director Kenneth F. Williamson For For Management
2.4 Elect Director Jean Depatie For For Management
2.5 Elect Director A. Ian S. Davidson For For Management
2.6 Elect Director P. Randy Reifel For For Management
3 Approve Auditors and Authorize Board to For For Management
Fix Remuneration of Auditors
4 Amend Stock Option Plan For For Management
5 Approve Equity Incentive Plan For For Management
- --------------------------------------------------------------------------------
GOLD FIELDS LIMITED
Ticker: DRFNY Security ID: 38059T106
Meeting Date: MAR 8, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 ORDINARY RESOLUTION NUMBER 1 (REGARDING For For Management
ISSUE OF SHARES TO MVELA GOLD)
2 ORDINARY RESOLUTION NUMBER 2 (AUTHORISING For For Management
DIRECTORS TO IMPLEMENT SHARE EXCHANGE)
3 ORDINARY RESOLUTION NUMBER 3 (AUTHORISING For For Management
DIRECTORS TO PERFORM NECESSARY ACTS TO
GIVE EFFECT TO RESOLUTIONS NUMBERS 1 AND
2)
- --------------------------------------------------------------------------------
GOLD FIELDS LIMITED
Ticker: DRFNY Security ID: 38059T106
Meeting Date: NOV 18, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports for the Year Ended June 30, 2003
2.1 Reelect J.M. McMahon as Director For For Management
2.2 Reelect B.R. Van Rooyen as Director For For Management
2.3 Reelect C.I. Von Christierson as Director For For Management
2.4 Reelect A.J. Wright as Director For For Management
3 Place Authorized But Unissued Shares For For Management
under Control of Directors
4 Approve Issuance of Shares without For For Management
Preemptive Rights up to a Maximum of 15
Percent of Issued Capital
5 Authorize the Company and Any of Its For For Management
Subsidiaries to Repurchase Up to 20
Percent of the Company's Issued Share
Capital
- --------------------------------------------------------------------------------
GOLDCORP INC.
Ticker: G. Security ID: 380956409
Meeting Date: JUN 16, 2004 Meeting Type: Annual
Record Date: APR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D.R. Beatty For For Management
1.2 Elect Director R.M. Goldsack For For Management
1.3 Elect Director S.R. Horne For For Management
1.4 Elect Director J.P. Hutch For For Management
1.5 Elect Director B.W. Jones For Withhold Management
1.6 Elect Director R.R. McEwen For For Management
1.7 Elect Director D.R.M. Quick For For Management
1.8 Elect Director M.L. Stein For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Remuneration of
Auditors
- --------------------------------------------------------------------------------
GOLDEN STAR RESOURCES LTD.
Ticker: GSC. Security ID: 38119T104
Meeting Date: MAY 20, 2004 Meeting Type: Annual/Special
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Askew For For Management
1.2 Elect Director Peter J. Bradford For For Management
1.3 Elect Director David K. Fagin For For Management
1.4 Elect Director Ian MacGregor For For Management
1.5 Elect Director Lars-Eric Johansson For For Management
1.6 Elect Director Michael P. Martineau For For Management
2 Approve Shareholder Rights Plan (Poison For For Management
Pill)
3 Amend 1997 Stock Option Plan For Against Management
4 Approve Auditors and Authorize Board to For For Management
Fix Remuneration of Auditors
- --------------------------------------------------------------------------------
HECLA MINING CO.
Ticker: HL Security ID: 422704106
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ted Crumley For For Management
1.2 Elect Director Charles L. McAlpine For For Management
1.3 Elect Director Jorge E. Ordonez C. For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
IMPALA PLATINUM HOLDINGS LTD.
Ticker: Security ID: S37840105
Meeting Date: OCT 22, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports for Year Ended June 30, 2003
2 Confirm Appointment of T.V. Mokgatlha and For Against Management
L.J. Paton as Directors
3 Reelect M.V. Mennell, D.H. Brown, K.C. For Against Management
Rumble, and D.M. O'Connor as Directors
4 Approve Remuneration of Directors For Against Management
5 Place Authorized But Unissued Shares For For Management
under Control of Directors
6 Approve Issuance of Shares without For For Management
Preemptive Rights up to a Maximum of 15
Percent of Issued Capital
7 Approve Amendments to Deed of Implats For For Management
Share Incentive Trust Re: Deed of
Agreements Entered into Between Impala
Platinum Ltd. and Implats Share Incentive
Trust
8 Amend Articles of Association Re: Board For Against Management
Size and Board Decisions
9 Authorize Repurchase of Up to 20 Percent For For Management
of Issued Share Capital
- --------------------------------------------------------------------------------
IVANHOE MINES LTD. (FORMERLY INDOCHINA GOLDFIELDS LTD)
Ticker: IVN Security ID: 46579N103
Meeting Date: JUN 10, 2004 Meeting Type: Annual
Record Date: APR 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend By-Law No. 1 For For Management
2 Approve Issuance of up to 50 million For For Management
Equity Securities
3 Approve Increase in Number of Directors For For Management
to 12
4.1 Elect Director Robert M. Friedland For For Management
4.2 Elect Director R. Edward Flood For For Management
4.3 Elect Director Kjeld Thygesen For For Management
4.4 Elect Director Gordon L. Toll For For Management
4.5 Elect Director Robert Hanson For For Management
4.6 Elect Director John Weatherall For For Management
4.7 Elect Director Markus Faber For For Management
4.8 Elect Director John Macken For For Management
4.9 Elect Director David Huberman For For Management
5 Appoint Deloitte & Touche, Chartered For For Management
Accountants as Auditors and Authorize
Board to Fix Remuneration of Auditors
- --------------------------------------------------------------------------------
KINGSGATE CONSOLIDATED NL
Ticker: Security ID: Q5318K103
Meeting Date: OCT 30, 2003 Meeting Type: Annual
Record Date: OCT 30, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect P McAleer as Director For For Management
2 Approve Increase in the Remuneration of For For Management
Non-Executive Directors to a Maximum of
AUD250,000
3 Ratify Past Issuance of 10.8 Million For For Management
Fully Paid Ordinary Shares at an Issue
Price of AUD3.55 Per Share
4 Approve Issue of Options to S Reid, For For Management
Managing Director
5 Approve a Dividend Reinvestment Plan For For Management
- --------------------------------------------------------------------------------
KINROSS GOLD CORP.
Ticker: K. Security ID: 496902206
Meeting Date: MAY 10, 2004 Meeting Type: Annual/Special
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect John Brough, Robert Buchan, Scott For For Management
Caldwell, Arthur Ditto, Richard Hallisey,
John Huxley, John Keyes, George Michals,
Cameron Mingay, John Oliver as Directors
2 Ratify Auditors For For Management
3 Amend Stock Option Plan For For Management
4 Amend Restricted Share Plan For For Management
- --------------------------------------------------------------------------------
LIHIR GOLD LIMITED
Ticker: LIHRY Security ID: Y5285N149
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports
2 Elect Anthony Siaguru as Director For For Management
3 Elect Geoff Loudon as Director For For Management
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix Their
Remuneration
- --------------------------------------------------------------------------------
MERIDIAN GOLD INC.
Ticker: MNG. Security ID: 589975101
Meeting Date: MAY 11, 2004 Meeting Type: Annual/Special
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect John A. Eckersley, Robert A. Horn, For For Management
Brian J. Kennedy, Christopher R.
Lattanzi, Malcolm W. MacNaught, Gerald E.
Munera, Carl L. Renzoni as Directors
2 Ratify Auditors For For Management
3 Amend Bylaws Re:Mandatory Retirement Age For Against Management
- --------------------------------------------------------------------------------
METALLIC VENTURES GOLD INC
Ticker: Security ID: 591253109
Meeting Date: MAY 27, 2004 Meeting Type: Annual/Special
Record Date: APR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jeffrey R. Ward, Richard D. For For Management
McNeely, Norman F. Findlay, William R.C
Blundell, Timothy J. Ryan, Rand A. Lomas
as Directors
2 Ratify PricewaterhouseCoopers as Auditors For For Management
and Authorise Board to Fix Auditor
Remuneration.
3 Amend Articles of Amalgamation. For For Management
4 Amend Stock Option Plan For Against Management
5 Amend Bylaws For Against Management
- --------------------------------------------------------------------------------
MINEFINDERS CORP
Ticker: MFL. Security ID: 602900102
Meeting Date: JUN 10, 2004 Meeting Type: Annual/Special
Record Date: MAY 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Mark H. Bailey as a Director For Withhold Management
2.2 Elect James M. Dawson as a Director For For Management
2.3 Elect H. Leo King as a Director For For Management
2.4 Elect Robert L. Leclerc as a Director For For Management
2.5 Elect Paul MacNeill as a Director For Withhold Management
2.6 Elect Anthonie Luteijn as a Director For For Management
3 Appoint BDO Dunwoody LLP as Auditor For For Management
4 Authorize Board to Fix Remuneration of For For Management
the Auditors
5 Amend Stock Option Plan For Against Management
6 Other Business (Voting) For Against Management
- --------------------------------------------------------------------------------
NEVSUN RESOURCES LTD.
Ticker: NSU Security ID: 64156L101
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect R. Stuart Angus, John A. Clarke, For For Management
Clifford T. Davis, Robert J. Gayton, Gary
E. German and Gerard E. Munera as
Directors
2 Ratify KPMG LLP as Auditors For For Management
3 Authorize Board to Fix Remuneration of For For Management
the Auditors
- --------------------------------------------------------------------------------
NEWCREST MINING LTD.
Ticker: Security ID: Q6651B114
Meeting Date: OCT 29, 2003 Meeting Type: Annual
Record Date: OCT 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2a Elect Mick O'Leary as Director For For Management
2b Elect Ian Johnson as Director For For Management
2c Elect Bryan Davis as Director For For Management
3 Approve Increase in Aggregate For For Management
Remuneration of Directors in the Amount
of AUD 200,000 From AUD 800,000 to AUD 1
Million
- --------------------------------------------------------------------------------
NEWMONT MINING CORP. (HOLDING COMPANY)
Ticker: NEM Security ID: 651639106
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glen A. Barton For For Management
1.2 Elect Director Vincent A. Calarco For For Management
1.3 Elect Director Michael S. Hamson For For Management
1.4 Elect Director Leo I. Higdon, Jr. For For Management
1.5 Elect Director Pierre Lassonde For For Management
1.6 Elect Director Robert J. Miller For For Management
1.7 Elect Director Wayne W. Murdy For For Management
1.8 Elect Director Robin A. Plumbridge For For Management
1.9 Elect Director John B. Prescott For For Management
1.10 Elect Director Michael K. Reilly For For Management
1.11 Elect Director Seymour Schulich For For Management
1.12 Elect Director James V. Taranik For For Management
2 Ratify Auditors For For Management
3 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
NORTHGATE EXPLORATION, LTD.
Ticker: NGX. Security ID: 666416102
Meeting Date: MAY 14, 2004 Meeting Type: Annual/Special
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect G. Warren Armstrong as a Director For For Management
1.2 Elect C. William Daniel as a Director For For Management
1.3 Elect Patrick D. Downey as a Director For For Management
1.4 Elect J. Peter Gordon as a Director For For Management
1.5 Elect Klaus V. Konigsmann as a Director For For Management
1.6 Elect Keith C. Hendrick as a Director For For Management
1.7 Elect Terrence A. Lyons as a Director For For Management
1.8 Elect Kenneth G. Stowe as a Director For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Authorize Board to Fix Remuneration of For For Management
the Auditors
4 Change Company Name to 'Northgate For For Management
Minerals Corporation'
5 Adopt Shareholder Rights Plan (Poison For For Management
Pill)
- --------------------------------------------------------------------------------
PLACER DOME INC.
Ticker: PDG. Security ID: 725906101
Meeting Date: MAY 5, 2004 Meeting Type: Annual/Special
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect G. B. Coulombe as a Director For For Management
1.2 Elect J. W. Crow as a Director For For Management
1.3 Elect G. Farquharson as a Director For For Management
1.4 Elect R. M. Franklin as a Director For For Management
1.5 Elect D. S. Karpin as a Director For For Management
1.6 Elect R. McFarland as a Director For For Management
1.7 Elect C. L. Michel as a Director For For Management
1.8 Elect E. A. Parkinson-Marcoux as a For For Management
Director
1.9 Elect J. K. Taylor as a Director For For Management
1.10 Elect V. F. Taylor III as a Director For For Management
1.11 Elect W. G. Wilson as a Director For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Adopt or Amend Shareholder Rights Plan For For Management
(Poison Pill)
- --------------------------------------------------------------------------------
QGX LTD
Ticker: Security ID: 74728B101
Meeting Date: JUN 22, 2004 Meeting Type: Annual
Record Date: MAY 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect as Director David Anderson For For Management
1.2 Elect as Director Alex Davidson For For Management
1.3 Elect as Director Robert Mcrae For For Management
1.4 Elect as Director Henry Reimer For For Management
1.5 Elect as Director Barry D. Simmons For For Management
1.6 Elect as Director Edward Van Ginkel For For Management
1.7 Elect as Director Mark Wayne For For Management
2 Ratify PricewaterhouseCoopers as Auditors For For Management
3 Amend Stock Option Plan For Against Management
- --------------------------------------------------------------------------------
SINO GOLD LTD
Ticker: Security ID: Q8505T101
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAY 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Nicholas Curtis as Director For For Management
2 Elect Xu Hanjing as Director For For Management
3 Elect Zhong Jianguo as Director For For Management
4 Ratify Past Issuance of 16.8 Million For For Management
Ordinary Shares of AUD2.50 Per Share to
Clients of Southern Cross Equities Ltd
and BMO Nesbitt Burns last Dec. 2003
5 Approve Issue Of Options to Subscribe for None Against Management
100,000 Fully Paid Ordinary Shares to
Nicholas Curtis
6 Approve Issue Of Options to Subscribe for None Against Management
100,000 Fully Paid Ordinary Shares to
Jake Klein
7 Approve Issue Of Options to Subscribe for None Against Management
75,000 Fully Paid Ordinary Shares to Xu
Hanjing
8 Approve Issue of Options to Subscribe for None Against Management
20,000 Fully Paid Ordinary Shares to
Brian Davidson
9 Approve Issue Of Options to Suscribe for None Against Management
20,000 Fully Paid Ordinary Shares to
Peter Cassidy
10 Approve Issue of Options to Subscribe for None Against Management
20,000 Fully Paid Ordinay Shares to James
Askew
- --------------------------------------------------------------------------------
SONS OF GWALIA LTD.
Ticker: Security ID: Q8567U103
Meeting Date: NOV 14, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2a Elect Peter Lalor as Director For Against Management
2b Elect Malcolm Richmond as Director For For Management
3 Approve Remuneration of Directors in the For For Management
Amount of AUD 350,000
4 Other Business (Voting) For Against Management
- --------------------------------------------------------------------------------
STRONGBOW RESOURCES INC
Ticker: Security ID: 863365102
Meeting Date: MAR 26, 2004 Meeting Type: Special
Record Date: FEB 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Special Resolution for For For Management
Continuation of Company Under Canadian
Business Corporation Act
2 Approve Special Resolution Reducing The For For Management
Stated Capital Account for the Common
Shares of Strongbow
3 Approve Special Resolution for the For For Management
Arrangement with Navigator Explorations
Corp
4 Adopt By-Laws of Strongbow For For Management
5 Approve Stock Option Plan for Arrangco For Against Management
6 Approve Limitation on Grants to Insiders For Against Management
Under the Stock Option Plan to 20 Percent
7 To Transact Other Business For Against Management
- --------------------------------------------------------------------------------
WOLFDEN RES INC
Ticker: WLF Security ID: 977752104
Meeting Date: JUN 16, 2004 Meeting Type: Annual/Special
Record Date: MAY 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jean-Pierre Colin, J. F. Cook, Ewan For For Management
S. Downie, H. J. Knowles, J. A. Pollock,
J. Seaman and A. Murray Sinclair Jr. as
Directors
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Stock Option Plan For Against Management
4 Approve Issuance of Shares in One or More For Against Management
Private Placements
- --------------------------------------------------------------------------------
YAMANA GOLD INC.
Ticker: YRI Security ID: 98462Y100
Meeting Date: JUN 24, 2004 Meeting Type: Annual/Special
Record Date: MAY 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Peter Marrone, Victor H. Bradley, For Withhold Management
James Askew, Patrick J. Mars, Juvenal
Mesquita Filho, Antenor F. Silva Jr. and
Lance Tigert as Directors
2 Ratify Deloitte & Touche LLP as Auditors For For Management
3 Approve Share Subscription Arrangements For For Management
4 Amend Stock Option Plan For Against Management
======================= USAA TREASURY MONEY MARKET TRUST =======================
No records to report
============================ USAA WORLD GROWTH FUND ============================
ACCENTURE LTD BERMUDA
Ticker: ACN Security ID: G1150G111
Meeting Date: FEB 5, 2004 Meeting Type: Annual
Record Date: DEC 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint Dennis F. Hightower, William L. For For Management
Kimsey, Robert I. Lipp, and Wulf von
Schimmelmann as Directors
2 Approve KPMG LLP as Independent Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Transact Other Business (Non-Voting) None None Management
- --------------------------------------------------------------------------------
ACE LTD.
Ticker: ACE Security ID: G0070K103
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian Duperreault For For Management
1.2 Elect Director Robert M. Hernandez For For Management
1.3 Elect Director Peter Menikoff For For Management
1.4 Elect Director Robert Ripp For For Management
1.5 Elect Director Dermot F. Smurfit For For Management
2 PROPOSAL TO APPROVE THE ACE LIMITED 2004 For For Management
LONG-TERM INCENTIVE PLAN.
3 PROPOSAL TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT ACCOUNTANTS OF ACE LIMITED
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2004.
- --------------------------------------------------------------------------------
ADVANCEPCS
Ticker: ADVP Security ID: 00790K109
Meeting Date: MAR 22, 2004 Meeting Type: Annual
Record Date: FEB 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director T. Danny Phillips For Withhold Management
2.2 Elect Director Dr. George Poste For For Management
2.3 Elect Director Jean-Pierre Millon For Withhold Management
3 Approve Omnibus Stock Plan For For Management
4 Amend Articles For For Management
5 Ratify Auditors For For Management
6 Adjourn Meeting For Against Management
- --------------------------------------------------------------------------------
AIR PRODUCTS & CHEMICALS, INC.
Ticker: APD Security ID: 009158106
Meeting Date: JAN 22, 2004 Meeting Type: Annual
Record Date: NOV 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Douglas Ford For For Management
1.2 Elect Director James F. Hardymon For For Management
1.3 Elect Director Paula G. Rosput For For Management
1.4 Elect Director Lawrason D. Thomas For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ALBERTO-CULVER CO.
Ticker: ACV Security ID: 013068101
Meeting Date: JAN 22, 2004 Meeting Type: Annual
Record Date: DEC 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. G. Atwater, Jr. For For Management
1.2 Elect Director Sam J. Susser For For Management
1.3 Elect Director William W. Wirtz For For Management
1.4 Elect Director John A. Miller For For Management
1.5 Elect Director James G. Brocksmith, Jr. For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Amend Articles For For Management
4 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
AMERICAN EXPRESS CO.
Ticker: AXP Security ID: 025816109
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director William G. Bowen For For Management
1.4 Elect Director Ursula M. Burns For For Management
1.5 Elect Director Kenneth I. Chenault For For Management
1.6 Elect Director Peter R. Dolan For For Management
1.7 Elect Director Vernon E. Jordan, Jr. For For Management
1.8 Elect Director Jan Leschly For For Management
1.9 Elect Director Richard A. McGinn For For Management
1.10 Elect Director Edward D. Miller For For Management
1.11 Elect Director Frank P. Popoff For For Management
1.12 Elect Director Robert D. Walter For For Management
2 Ratify Auditors For For Management
3 Establish Term Limits for Directors Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
AMERISOURCEBERGEN CORP
Ticker: ABC Security ID: 03073E105
Meeting Date: MAR 5, 2004 Meeting Type: Annual
Record Date: JAN 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward E. Hagenlocker For For Management
1.2 Elect Director Kurt J. Hilzinger For For Management
- --------------------------------------------------------------------------------
AMVESCAP PLC
Ticker: Security ID: G4917N106
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 6.5 Pence Per For For Management
Ordinary Share
4 Re-elect Joseph Canion as Director For For Management
5 Re-elect Robert Graham as Director For For Management
6 Elect Thomas Fischer as Director For For Management
7 Re-elect Bevis Longstreth as Director For For Management
8 Elect James Robertson as Director For For Management
9 Re-elect Stephen West as Director For For Management
10 Reappoint Ernst and Young LLP as Auditors For For Management
and Authorise Board to Fix Remuneration
of Auditors
11 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 61,750,000
12 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 10,032,500
13 Authorise 80,260,000 Ordinary Shares for For For Management
Market Purchase
14 Amend Articles of Association Re: For For Management
Retirement of Directors by Rotation and
Repurchase of Shares to be Held in
Treasury
15 Approve Amvescap International Sharesave For For Management
Plan
- --------------------------------------------------------------------------------
ARAMARK CORP
Ticker: RMK Security ID: 038521100
Meeting Date: FEB 3, 2004 Meeting Type: Annual
Record Date: DEC 10, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Neubauer For For Management
1.2 Elect Director Lawrence T. Babbio, Jr. For For Management
1.3 Elect Director William Leonard For For Management
1.4 Elect Director Karl M. von der Heyden For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ASTRAZENECA PLC (FORMERLY ZENECA PLC)
Ticker: ZEN Security ID: G0593M107
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Confirm First Interim Dividend of USD For For Management
0.255 Per Ordinary Share and Confirm as
the Final Dividend the Second Interim
Dividend of USD 0.540 Per Ordinary Share
3 Reappoint KPMG Audit Plc as Auditors of For For Management
the Company
4 Authorise Board to Fix Remuneration of For For Management
the Auditors
5a Re-elect Percy Barnevik as Director For For Management
5b Re-elect Hakan Mogren as Director For For Management
5c Re-elect Sir Tom McKillop as Director For For Management
5d Re-elect Jonathan Symonds as Director For For Management
5e Re-elect Sir Peter Bonfield as Director For For Management
5f Re-elect John Buchanan as Director For For Management
5g Re-elect Jane Henney as Director For For Management
5h Elect Michele Hooper as Director For For Management
5i Elect Joe Jimenez as Director For For Management
5j Re-elect Erna Moller as Director For For Management
5k Re-elect Dame Bridget Ogilvie as Director For For Management
5l Elect Louis Schweitzer as Director For For Management
5m Re-elect Marcus Wallenberg as Director For For Management
6 Approve Remuneration Report For For Management
7 Adopt New Articles of Association For For Management
8 Authorise EU Political Donations up to For For Management
Aggregate Nominal Amount of USD 150,000
9 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
USD 140,456,500
10 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 21,068,745
11 Authorise up to 10 Percent of the For For Management
Company's Issued Share Capital for Market
Purchase
12 Approve Increase in Remuneration of For For Management
Non-Executive Directors from GBP 750,000
to GBP 1,100,000
- --------------------------------------------------------------------------------
AXA (FORMERLY AXA-UAP)
Ticker: AXA Security ID: F06106102
Meeting Date: APR 21, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.57 per Share
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Reelect Claude Bebear as Supervisory For Against Management
Board Member
6 Ratify Mazars & Guerard as Auditors For For Management
7 Ratify Jean Louis Simon as Alternate For For Management
Auditor
8 Elect Willy Avereyn as Representative of None Against Management
Employee Shareholders to the Supervisory
Board, Pending Approval of Item 13
9 Elect Cees de Jong as Representative of None Against Management
Employee Shareholders to the Supervisory
Board, Pending Approval of Item 13
10 Elect Jacques Tabourot as Representative For For Management
of Employee Shareholders to the
Supervisory Board, Pending Approval of
Item 13
11 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
12 Allow Board to Issue Shares in the Event For Against Management
of a Public Tender Offer or Share
Exchange Offer
13 Amend Article 10 Re: Appointment of For For Management
Representative of Employee Shareholders
to the Supervisory Board
14 Amend Article 10 Re: Appointment of Against Against Management
Employee Representative to the
Supervisory Board
15 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
16 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: MAR 17, 2004 Meeting Type: Special
Record Date: JAN 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Amend Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Adjourn Meeting For Against Management
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Barnet, III For For Management
1.2 Elect Director Charles W. Coker For For Management
1.3 Elect Director John T. Collins For For Management
1.4 Elect Director Gary L. Countryman For For Management
1.5 Elect Director Paul Fulton For For Management
1.6 Elect Director Charles K. Gifford For For Management
1.7 Elect Director Donald E. Guinn For For Management
1.8 Elect Director James H. Hance, Jr. For For Management
1.9 Elect Director Kenneth D. Lewis For For Management
1.10 Elect Director Walter E. Massey For For Management
1.11 Elect Director Thomas J. May For For Management
1.12 Elect Director C. Steven McMillan For For Management
1.13 Elect Director Eugene M. McQuade For For Management
1.14 Elect Director Patricia E. Mitchell For For Management
1.15 Elect Director Edward L. Romero For For Management
1.16 Elect Director Thomas M. Ryan For For Management
1.17 Elect Director O. Temple Sloan, Jr. For For Management
1.18 Elect Director Meredith R. Spangler For For Management
1.19 Elect Director Jackie M. Ward For For Management
2 Ratify Auditors For For Management
3 Change Date of Annual Meeting Against Against Shareholder
4 Adopt Nomination Procedures for the Board Against Against Shareholder
5 Charitable Contributions Against Against Shareholder
6 Establish Independent Committee to Review Against Against Shareholder
Mutual Fund Policy
7 Adopt Standards Regarding Privacy and Against Against Shareholder
Information Security
- --------------------------------------------------------------------------------
BAYERISCHE MOTOREN WERKE AG (BMW)
Ticker: Security ID: D12096109
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.58 per Common Share
and EUR 0.60 per Preference Share
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Ratify KPMG Deutsche For For Management
Treuhand-Gesellschaft AG as Auditors
6 Elect Volker Doppelfeld, Franz Haniel, For For Management
Arthur Kelly, Susanne Klatten, Hubert
Markl, Wolfgang Mayrhuber, Joachim
Milberg, Stefan Quandt, Juergen Strube,
and Hans-Dietrich Winkhaus to the
Supervisory Board
- --------------------------------------------------------------------------------
BCE INC.
Ticker: BCE. Security ID: 05534B109
Meeting Date: MAY 26, 2004 Meeting Type: Annual/Special
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andre Berard For For Management
1.2 Elect Director Ronald Brenneman For For Management
1.3 Elect Director Richard Currie For For Management
1.4 Elect Director Anthony Fell For For Management
1.5 Elect Director Donna Kaufman For For Management
1.6 Elect Director Thomas Kierans For For Management
1.7 Elect Director Brian Levitt For For Management
1.8 Elect Director Edward Lumley For For Management
1.9 Elect Director Judith Maxwell For For Management
1.10 Elect Director John McArthur For For Management
1.11 Elect Director Thomas O'Neill For For Management
1.12 Elect Director Robert Pozen For For Management
1.13 Elect Director Michael Sabia For For Management
1.14 Elect Director Paul Tellier For For Management
1.15 Elect Director Victor Young For For Management
2 Appoint Deloitte & Touche LLP as Auditors For For Management
3 Disclose Director Nominee Directorships For For Shareholder
for Past Five Years
4 Prohibit CEO from Sitting on Other Boards Against Against Shareholder
5 Disclose Total Value of Pension Benefits Against Against Shareholder
of Senior Executives
6 Adopt By-Law Providing that Insiders Give Against Against Shareholder
Notice of Stock Trades and Stock Option
Exercises
7 Prohibit Auditors from Providing Against Against Shareholder
Non-Audit Services
- --------------------------------------------------------------------------------
BOC GROUP PLC
Ticker: BOX Security ID: G12068113
Meeting Date: JAN 23, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Elect Andrew Bonfield as Director For For Management
4 Reelect Christopher O'Donnell as Director For For Management
5 Reelect Julie Baddeley as Director For For Management
6 Reelect John Walsh as Director For For Management
7 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
8 Authorize Board to Fix Remuneration of For For Management
Auditors
9 Approve Dividend Policy For For Management
10 Authorize EU Political Donations up to For For Management
GBP 150,000
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
GBP 18,580,721
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of GBP 6,222,335
13 Authorize 49,778,680 Shares for Share For For Management
Repurchase Program
14 Amend Articles of Association Re: For For Management
Treasury Shares and Directors' Fees
- --------------------------------------------------------------------------------
BP PLC (FORM. BP AMOCO PLC )
Ticker: BP.PP Security ID: G12793181
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect The Lord Browne of Madingley as For For Management
Director
2 Re-elect Byron Grote as Director For For Management
3 Re-elect Michael Miles as Director For For Management
4 Re-elect Sir Robin Nicholson as Director For For Management
5 Re-elect Dick Olver as Director For For Management
6 Re-elect Sir Ian Prosser as Director For For Management
7 Elect Antony Burgmans as Director For For Management
8 Re-appoint Ernst and Young LLP as For For Management
Auditors and Authorise Board to Fix
Remuneration of Auditors
9 Amend Articles of Association Re: For For Management
Treasury Shares and Annual Retirement of
Directors
10 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
USD 1,820 Million
11 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 273 Million
12 Authorise 2.2 Billion Shares for Market For For Management
Purchase
13 Authorise the Company to use Treasury For For Management
Shares for the Purpose of the Employee
Share Schemes Operated by the Company
14 Approve Remuneration Report For For Management
15 Approve Increase in Remuneration of For For Management
Non-Executive Directors from GBP 1.5
Million to GBP 2.5 Million
16 Accept Financial Statements and Statutory For For Management
Reports
17 Require the Company to Prepare a Report Against Against Shareholder
Re: Mitigating Risks to Shareholder Value
when Operating in Protected and Sensitive
Areas
- --------------------------------------------------------------------------------
BRIDGESTONE CORP.
Ticker: Security ID: J04578126
Meeting Date: MAR 30, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 8,
Final JY 8, Special JY 0
2 Authorize Share Repurchase Program For For Management
3 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
4 Elect Director For For Management
5.1 Appoint Internal Statutory Auditor For Against Management
5.2 Appoint Internal Statutory Auditor For For Management
6 Approve Retirement Bonuses for Director For Against Management
and Statutory Auditor
7 Approve Executive Stock Option Plan For For Management
- --------------------------------------------------------------------------------
BRITISH SKY BROADCASTING PLC
Ticker: BSY Security ID: G15632105
Meeting Date: NOV 14, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Elect Lord Wilson as Director For For Management
3 Elect James Murdoch as Director For For Management
4 Elect Chase Carey as Director For For Management
5 Reelect David Evans as Director For For Management
6 Reelect Lord St John as Director For Against Management
7 Reelect Martin Stewart as Director For For Management
8 Approve Deloitte and Touche LLP as For For Management
Auditors and Authorize Board to Fix Their
Remuneration
9 Approve Remuneration Report For Against Management
10 Authorize EU Political Donations up to For For Management
GBP 200,000
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
GBP 319,000,000
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of GBP 48,000,000
13 Approve Reduction of GBP 1.120 Billion For For Management
from Share Premium Account
- --------------------------------------------------------------------------------
BURLINGTON NORTHERN SANTA FE CORP.
Ticker: BNI Security ID: 12189T104
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Boeckmann For For Management
1.2 Elect Director Vilma S. Martinez For Withhold Management
1.3 Elect Director Marc F. Racicot For Withhold Management
1.4 Elect Director Roy S. Roberts For For Management
1.5 Elect Director Matthew K. Rose For For Management
1.6 Elect Director Marc J. Shapiro For For Management
1.7 Elect Director J.C. Watts, Jr. For For Management
1.8 Elect Director Robert H. West For For Management
1.9 Elect Director J. Steven Whisler For For Management
1.10 Elect Director Edward E. Whitacre, Jr. For For Management
1.11 Elect Director Michael B. Yanney For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CANADIAN NATIONAL RAILWAY CO.
Ticker: CNR. Security ID: 136375102
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Armellino For For Management
1.2 Elect Director A. Charles Baillie For For Management
1.3 Elect Director Hugh J. Bolton For For Management
1.4 Elect Director Purdy Crawford For For Management
1.5 Elect Director J.V. Raymond Cyr For For Management
1.6 Elect Director Gordon D. Giffin For For Management
1.7 Elect Director James K. Gray For For Management
1.8 Elect Director E. Hunter Harrison For For Management
1.9 Elect Director Edith E. Holiday For For Management
1.10 Elect Director V.M. Kempston Darkes For For Management
1.11 Elect Director Gilbert H. Lamphere For For Management
1.12 Elect Director Denis Losier For For Management
1.13 Elect Director Edward C. Lumley For For Management
1.14 Elect Director David G.A. Mclean For For Management
1.15 Elect Director Robert Pace For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CANON INC.
Ticker: CAJ Security ID: J05124144
Meeting Date: MAR 30, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 15,
Final JY 35, Special JY 0
2 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
3.11 Elect Director For For Management
3.12 Elect Director For For Management
3.13 Elect Director For For Management
3.14 Elect Director For For Management
3.15 Elect Director For For Management
3.16 Elect Director For For Management
3.17 Elect Director For For Management
3.18 Elect Director For For Management
3.19 Elect Director For For Management
3.20 Elect Director For For Management
3.21 Elect Director For For Management
3.22 Elect Director For For Management
3.23 Elect Director For For Management
3.24 Elect Director For For Management
3.25 Elect Director For For Management
3.26 Elect Director For For Management
3.27 Elect Director For For Management
4.1 Appoint Internal Statutory Auditor For For Management
4.2 Appoint Internal Statutory Auditor For For Management
4.3 Appoint Internal Statutory Auditor For Against Management
5 Appoint Additional External Auditor For For Management
6 Approve Retirement Bonuses for Directors For For Management
and Statutory Auditors
7 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors and
Statutory Auditors
- --------------------------------------------------------------------------------
CAPITAL RADIO PLC
Ticker: Security ID: G18648108
Meeting Date: FEB 3, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 12.5 Pence Per For For Management
Share
4 Reelect Tony Illsley as Director For For Management
5 Reelect Tim Mason as Director For For Management
6 Reelect Peter Mitchell as Director For For Management
7 Elect Peter Williams as Director For For Management
8 Elect Nathalie Schwarz as Director For For Management
9 Ratify KPMG Audit Plc as Auditors For For Management
10 Authorize Board to Fix Remuneration of For For Management
Auditors
11 Approve Increase in Remuneration of For For Management
Nonexecutive Directors to GBP 500,000
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
GBP 425,237
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of GBP 103,738
14 Authorize 8,299,050 Shares for Share For For Management
Repurchase Program
- --------------------------------------------------------------------------------
CAREMARK RX, INC.
Ticker: CMX Security ID: 141705103
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edwin M. Banks For For Management
1.2 Elect Director Colleen C. Welch, Ph.D. For For Management
1.3 Elect Director Roger L. Headrick For For Management
1.4 Elect Director Jean-Pierre Millon For For Management
- --------------------------------------------------------------------------------
CHUGAI PHARMACEUTICAL CO. LTD.
Ticker: Security ID: J06930101
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 0,
Final JY 13, Special JY 0
2.1 Elect Director For For Management
2.2 Elect Director For For Management
2.3 Elect Director For For Management
2.4 Elect Director For For Management
2.5 Elect Director For For Management
2.6 Elect Director For For Management
2.7 Elect Director For For Management
2.8 Elect Director For For Management
2.9 Elect Director For For Management
3.1 Appoint Internal Statutory Auditor For For Management
3.2 Appoint Internal Statutory Auditor For For Management
4 Approve Retirement Bonuses for Directors For Against Management
and Statutory Auditors
5 Approve Executive Stock Option Plan For For Management
6 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
- --------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Alain J.P. Belda For For Management
1.3 Elect Director George David For For Management
1.4 Elect Director Kenneth T. Derr For For Management
1.5 Elect Director John M. Deutch For For Management
1.6 Elect Director Roberto Hernandez Ramirez For For Management
1.7 Elect Director Ann Dibble Jordan For For Management
1.8 Elect Director Dudley C. Mecum For For Management
1.9 Elect Director Richard D. Parsons For For Management
1.10 Elect Director Andrall E. Pearson For For Management
1.11 Elect Director Charles Prince For For Management
1.12 Elect Director Robert E. Rubin For For Management
1.13 Elect Director Franklin A. Thomas For For Management
1.14 Elect Director Sanford I. Weill For For Management
1.15 Elect Director Robert B. Willumstad For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Prohibit Awards to Executives Against Against Shareholder
6 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
CITIZEN WATCH CO. LTD.
Ticker: Security ID: J07938111
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 4.5,
Final JY 5.5, Special JY 0
2 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion - Limit
Liability of Directors and Statutory
Auditors - Authorize Appointment of
Alternate Statutory Auditors
3 Approve Executive Stock Option Plan For For Management
4.1 Elect Director For For Management
4.2 Elect Director For For Management
4.3 Elect Director For For Management
4.4 Elect Director For For Management
4.5 Elect Director For For Management
4.6 Elect Director For For Management
4.7 Elect Director For For Management
4.8 Elect Director For For Management
4.9 Elect Director For For Management
4.10 Elect Director For For Management
4.11 Elect Director For For Management
4.12 Elect Director For For Management
4.13 Elect Director For For Management
5.1 Appoint Internal Statutory Auditor For Against Management
5.2 Appoint Internal Statutory Auditor For For Management
5.3 Appoint Internal Statutory Auditor For Against Management
6 Appoint Alternate Internal Statutory For For Management
Auditor
7 Approve Retirement Bonuses for Directors For For Management
- --------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Boren For Did Not Management
Vote
1.2 Elect Director James E. Copeland, Jr. For Did Not Management
Vote
1.3 Elect Director Kenneth M. Duberstein For Did Not Management
Vote
1.4 Elect Director Ruth R. Harkin For Did Not Management
Vote
1.5 Elect Director William R. Rhodes For Did Not Management
Vote
1.6 Elect Director J. Stapleton Roy For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 Approve Omnibus Stock Plan For Did Not Management
Vote
4 Limit Executive Compensation Against Did Not Shareholder
Vote
5 Limit Executive Compensation Against Did Not Shareholder
Vote
6 Report on Drilling in the Arctic National Against Did Not Shareholder
Wildlife Refuge Vote
- --------------------------------------------------------------------------------
CREDIT SUISSE GROUP (FORMERLY CS HOLDING)
Ticker: CSR Security ID: H3698D419
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Approve Allocation of Income and Omission For For Management
of Dividends
3.2 Approve CHF 597.5 Million Reduction in For For Management
Share Capital via Reduction in Par Value
and Repayment to Shareholders
4.1 Reelect Thomas Bell and Aziz Syriani as For For Management
Directors; Elect Peter Weibel, Noreen
Doyle, and David Syz as Directors
4.2 Reelect KPMG Klynveld Peat Marwick For For Management
Goerdeler SA as Auditors
4.3 Reelect BDO Sofirom as Special Auditors For For Management
5.1 Amend Articles Re: Submission of For For Management
Shareholder Proposals
5.2 Amend Articles Re: Delete Provisions For For Management
Concerning Contributions In Kind
- --------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD. (FORMERLY DEVELOPMENT BANK OF SINGAPORE)
Ticker: Security ID: Y20246107
Meeting Date: APR 30, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Issuance of Shares without For For Management
Preemptive Rights
3 Authorize Share Repurchase Program For For Management
- --------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD. (FORMERLY DEVELOPMENT BANK OF SINGAPORE)
Ticker: Security ID: Y20246107
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and Directors' For For Management
and Auditors' Reports
2a Declare Final Dividend of SGD 0.16 Per For For Management
Ordinary Share
2b Declare Final Dividend of SGD 0.16 Per For For Management
Non-Voting Convertible Preference Share
2c Declare Final Dividend of SGD 0.16 Per For For Management
Non-Voting Redeemable Convertible
Preference Share
3 Approve Directors' Fees of SGD 647,851 For For Management
for the Year Ended Dec. 31, 2003
4 Reappoint Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their Remuneration
5a Reelect S. Dhanabalan as Director For For Management
5b Reelect Bernard Chen Tien Lap as Director For For Management
5c Reelect Fock Siew Wah as Director For For Management
5d Reelect Kwa Chong Seng as Director For For Management
5e Reelect Narayana Murthy as Director For For Management
5f Reelect Frank Wong Kwong Shing as For For Management
Director
5g Reappoint Thean Lip Ping as Director For For Management
6a Approve Issuance of Shares and Grant of For Against Management
Options Pursuant to the Share Option Plan
6b Approve Issuance of Shares and Grant of For Against Management
Options Pursuant to the Performance Share
Plan
6c Approve Issuance of Shares without For For Management
Preemptive Rights
- --------------------------------------------------------------------------------
DENTSPLY INTERNATIONAL, INC.
Ticker: XRAY Security ID: 249030107
Meeting Date: MAY 10, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paula H. Cholmondeley For For Management
1.2 Elect Director Michael J. Coleman For For Management
1.3 Elect Director John C. Miles Ii For For Management
1.4 Elect Director W. Keith Smith For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ERSTE BANK DER OESTER SPARK
Ticker: Security ID: A19494102
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports
2 Approve Allocation of Income For For Management
3.a Approve Discharge of Management Board For For Management
3.b Approve Discharge of Supervisory Board For For Management
4 Approve Remuneration of Directors For For Management
5 Elect Supervisory Board Members For For Management
6 Ratify Auditors For For Management
7 Approve Spin-Off Agreement of For For Management
FINAG-Holding AG
8 Approve EUR 43.9 Million Capitalization For For Management
of Reserves
9 Approve 4:1 Stock Split For For Management
10 Approve Creation of EUR 16.7 Million Pool For For Management
of Conditional Capital with Preemptive
Rights
11 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital for Trading
Purposes
12 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
13 Amend Articles For For Management
- --------------------------------------------------------------------------------
ESPRIT HOLDINGS
Ticker: Security ID: G3122U129
Meeting Date: NOV 26, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend For For Management
3 Approve Special Dividend For For Management
4 Reelect Directors For For Management
5 Reappoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
6 Approve Repurchase of Up to 10 Percent of For For Management
Issued Capital
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For For Management
Shares
- --------------------------------------------------------------------------------
FEDEX CORPORATION
Ticker: FDX Security ID: 31428X106
Meeting Date: SEP 29, 2003 Meeting Type: Annual
Record Date: AUG 4, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director August A. Busch IV For For Management
1.2 Elect Director John A. Edwardson For For Management
1.3 Elect Director George J. Mitchell For Withhold Management
1.4 Elect Director Joshua I. Smith For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
FRANCE TELECOM SA
Ticker: Security ID: F4113C103
Meeting Date: APR 9, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors for Fiscal Year Ended
Dec. 2003
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports for Fiscal Year
Ended Dec. 2003
3 Approve Treatment of Losses and Dividends For For Management
of EUR 0.25 per Share
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
6 Fix Issue Price of Previous Authority to For For Management
Issue Equity or Equity-Linked Securities
without Preemptive Rights Submitted to
Shareholder Vote at Feb. 25, 2003 EGM to
Increase Capital by up to EUR 30 Billion
7 Amend Article 1, 2, and 7 to Reflect 2003 For For Management
Legislative Changes, Postal Service and
Telecommunication Code, and European
Parliament Directives
8 Amend Articles to Reflect 2003 For For Management
Legislative Changes; Remove French
Government Obligation to Retain Majority
Stake in Company and Amend Articles with
Respect to Board Composition
9 Amend Articles to Reflect Potential For For Management
Change in Control with Respect to Powers
of Chairman and Management
10 Amend Articles of Association to For For Management
Introduce Liquidation Provision
11 Authorize Board to Issue Up to 30 Million For For Management
Shares to Participants of Wanadoo Stock
Option Plan in Connection with France
Telecom Liquidity Agreement
12 Approve Capital Increase Reserved for For Against Management
Employees Participating in
Savings-Related Share Purchase Plan
13 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
GENZYME CORP.
Ticker: GENZ Security ID: 372917104
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas A. Berthiaume For For Management
1.2 Elect Director Henry E. Blair For For Management
1.3 Elect Director Gail K. Boudreaux For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Approve Stock Option Plan For For Management
4 Amend Non-Employee Director Stock Option For For Management
Plan
5 Increase Authorized Preferred Stock For Against Management
6 Ratify Auditors For For Management
7 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
GRANADA PLC (FRMRLY. GRANADA COMPASS)
Ticker: Security ID: G4049Q100
Meeting Date: JAN 13, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 To Give Effect to the Scheme of For For Management
Arrangement Between the Company and
Holders of its Scheme Shares
2 Approve ITV Approved Executive Share For For Management
Option Scheme
3 Approve ITV Unapproved Executive Share For For Management
Option Scheme
4 Approve ITV Commitment Scheme For For Management
5 Approve ITV Savings-Related Share Option For For Management
Scheme
6 Approve ITV Share Incentive Plan For For Management
7 Establish Plans for Oversea Employees of For For Management
ITV
- --------------------------------------------------------------------------------
HOME DEPOT, INC. (THE)
Ticker: HD Security ID: 437076102
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory D. Brenneman For For Management
1.2 Elect Director Richard H. Brown For For Management
1.3 Elect Director John L. Clendenin For For Management
1.4 Elect Director Berry R. Cox For For Management
1.5 Elect Director Claudio X. Gonzalez For Withhold Management
1.6 Elect Director Milledge A. Hart, III For For Management
1.7 Elect Director Bonnie G. Hill For For Management
1.8 Elect Director Kenneth G. Langone For For Management
1.9 Elect Director Robert L. Nardelli For For Management
1.10 Elect Director Roger S. Penske For For Management
2 Ratify Auditors For For Management
3 Establish Term Limits for Directors Against Against Shareholder
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Performance- Based/Indexed Options Against For Shareholder
6 Adopt ILO Based Code of Conduct Against Against Shareholder
7 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
8 Require Affirmative Vote of the Majority Against Against Shareholder
of the Shares to Elect Directors
- --------------------------------------------------------------------------------
HONDA MOTOR CO. LTD.
Ticker: HMCL Security ID: J22302111
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 19,
Final JY 23, Special JY 0
2 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
3.11 Elect Director For For Management
3.12 Elect Director For For Management
3.13 Elect Director For For Management
3.14 Elect Director For For Management
3.15 Elect Director For For Management
3.16 Elect Director For For Management
3.17 Elect Director For For Management
3.18 Elect Director For For Management
3.19 Elect Director For For Management
3.20 Elect Director For For Management
3.21 Elect Director For For Management
3.22 Elect Director For For Management
3.23 Elect Director For For Management
3.24 Elect Director For For Management
3.25 Elect Director For For Management
3.26 Elect Director For For Management
3.27 Elect Director For For Management
3.28 Elect Director For For Management
3.29 Elect Director For For Management
3.30 Elect Director For For Management
3.31 Elect Director For For Management
3.32 Elect Director For For Management
3.33 Elect Director For For Management
3.34 Elect Director For For Management
3.35 Elect Director For For Management
3.36 Elect Director For For Management
4.1 Appoint Internal Statutory Auditor For For Management
4.2 Appoint Internal Statutory Auditor For For Management
4.3 Appoint Internal Statutory Auditor For For Management
5 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors
6 Approve Payment of Annual Bonuses to For For Management
Directors and Statutory Auditors
7 Approve Retirement Bonuses for Directors For For Management
and Statutory Auditor
- --------------------------------------------------------------------------------
IBERDROLA S.A.
Ticker: Security ID: E6164R104
Meeting Date: APR 2, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, Allocation For For Management
of Income and Dividends, and Discharge
Directors
2 Adopt New Articles of Association For For Management
3 Approve General Meeting Guidelines; For For Management
Information on Board Guidelines
4 Approve Merger by Absorption of For For Management
Subsidiaries Iberdrola Gas S.A. and Star
21 Networks Espana, S.A.
5 Authorize Issuance of Convertible Bonds For For Management
and/or Warrants without Preemptive Rights
with a Maximum Limit of EUR 1 Billion
6 Authorize Issuance of Convertible Bonds For For Management
and/or Warrants with Preemptive Rights
with a Maximum Limit of EUR 1 Billion
7 Authorize Issuance of Bonds/Debentures up For For Management
to Aggregate Nominal Amount of EUR 1.2
Billion, or EUR 1.5 Billion in the Case
of Debentures
8 Authorize Repurchase of Shares and Reduce For For Management
Capital Via Cancellation of Repurchased
Shares
9 Approve Listing of Shares on Secondary For For Management
Exchanges in Spain or Overseas
10 Approve Creation of Foundations For For Management
11 Approve Auditors For For Management
12 Ratify Appointment of Directors For For Management
13 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
- --------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP.
Ticker: IBM Security ID: 459200101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cathleen Black For For Management
1.2 Elect Director Kenneth I. Chenault For For Management
1.3 Elect Director Carlos Ghosn For For Management
1.4 Elect Director Nannerl O. Keohane For For Management
1.5 Elect Director Charles F. Knight For For Management
1.6 Elect Director Lucio A. Noto For For Management
1.7 Elect Director Samuel J. Palmisano For For Management
1.8 Elect Director John B. Slaughter For For Management
1.9 Elect Director Joan E. Spero For For Management
1.10 Elect Director Sidney Taurel For For Management
1.11 Elect Director Charles M. Vest For For Management
1.12 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Ratify Auditors for the Company's For For Management
Business Consulting Services Unit
4 Approve Executive Incentive Bonus Plan For For Management
5 Provide for Cumulative Voting Against For Shareholder
6 Amend Pension and Retirement Medical Against Against Shareholder
Insurance Plans
7 Submit Executive Compensation to Vote Against For Shareholder
8 Expense Stock Options Against For Shareholder
9 Limit Awards to Executives Against Against Shareholder
10 China Principles Against Against Shareholder
11 Report on Political Against Against Shareholder
Contributions/Activities
12 Report on Executive Compensation Against Against Shareholder
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IRISH LIFE AND PERMANENT PLC (FRM. IRISH PERMANENT)
Ticker: Security ID: G4945H105
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive and Consider Financial Statements For For Management
and Statutory Reports
2 Declare a Final Dividend For For Management
3a Reelect Denis Casey as a Director For For Management
3b Reelect Kieran McGowan as a Director For For Management
3c Reelect Kevin Murphy as a Director For For Management
3d Reelect Finbar Sheehan as a Director For For Management
3e Reelect David Went as a Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
6 Authorize Board to Allot Equity For For Management
Securities for Cash without Preemptive
Rights up to Aggregate Nominal Amount of
Five Percent of Issued and Outstanding
Ordinary Share Capital
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J. M. SMUCKER CO., THE
Ticker: SJM Security ID: 832696405
Meeting Date: AUG 14, 2003 Meeting Type: Annual
Record Date: JUN 16, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred A. Duncan For For Management
1.2 Elect Director Charles S. Mechem, Jr. For For Management
1.3 Elect Director Gary A. Oatey For For Management
1.4 Elect Director Timothy P. Smucker For For Management
2 Ratify Auditors For For Management
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J. M. SMUCKER CO., THE
Ticker: SJM Security ID: 832696405
Meeting Date: JUN 17, 2004 Meeting Type: Special
Record Date: MAY 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For Against Management
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JANUS CAPITAL GROUP INC.
Ticker: JNS Security ID: 47102X105
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Andrew Cox For For Management
1.2 Elect Director James P. Craig, III For For Management
1.3 Elect Director Deborah R. Gatzek For For Management
2 Ratify Auditors For For Management
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JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerard N. Burrow For For Management
1.2 Elect Director Mary S. Coleman For For Management
1.3 Elect Director James G. Cullen For For Management
1.4 Elect Director Robert J. Darretta For For Management
1.5 Elect Director M. Judah Folkman For For Management
1.6 Elect Director Ann D. Jordan For For Management
1.7 Elect Director Arnold G. Langbo For For Management
1.8 Elect Director Susan L. Lindquist For For Management
1.9 Elect Director Leo F. Mullin For For Management
1.10 Elect Director Steven S Reinemund For For Management
1.11 Elect Director David Satcher For For Management
1.12 Elect Director Henry B. Schacht For For Management
1.13 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Cease Charitable Contributions Against Against Shareholder
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KDDI CORPORATION (FRM. DDI CORP.)
Ticker: Security ID: J31843105
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 1200,
Final JY 2400, Special JY 0
2 Amend Articles to: Abolish Retirement For Against Management
Bonus System - Authorize Share
Repurchases at Board's Discretion
3 Approve Executive Stock Option Plan For For Management
4 Amend Stock Option Plans Approved at 2002 For For Management
and 2003 AGMs
5.1 Appoint Internal Statutory Auditor For For Management
5.2 Appoint Internal Statutory Auditor For For Management
5.3 Appoint Internal Statutory Auditor For Against Management
5.4 Appoint Internal Statutory Auditor For Against Management
6 Approve Retirement Bonuses for Statutory For For Management
Auditors
7 Approve Special Payments to Directors and For For Management
Statutory Auditor in Connection with the
Abolition of Retirement Bonus System
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KINGFISHER PLC
Ticker: KGFHY Security ID: G5256E441
Meeting Date: JUN 3, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 6.15 Pence Per For For Management
Ordinary Share
4 Elect Duncan Tatton-Brown as Director For For Management
5 Re-elect Sir Francis Mackay as Director For For Management
6 Re-elect Michael Hepher as Director For For Management
7 Re-elect Margaret Salmon as Director For For Management
8 Re-appoint PricewaterhouseCoopers LLP as For For Management
Auditors and Authorise Board to Fix
Remuneration of Auditors
9 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 108,526,099
10 Approve Scrip Dividend For For Management
11 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to a Nominal Value
of 5 Percent of the Issued Share Capital
of the Company
12 Authorise 233,210,664 Ordinary Shares for For For Management
Market Purchase
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L'AIR LIQUIDE
Ticker: AIQUY Security ID: F01764103
Meeting Date: APR 27, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 4.80 per Share
4 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
5 Elect Rolf Krebs as Supervisory Board For Against Management
Member
6 Reelect Edouard Royere as Supervisory For Against Management
Board Member
7 Ratify Ernst & Young as Auditors For For Management
8 Ratify Mazars & Guerard as Auditors For For Management
9 Ratify Valerie Quint as Alternate Auditor For For Management
10 Ratify Patrick De Cambourg as Alternate For For Management
Auditor
11 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
12 Authorize Issuance of Bonds/Debentures in For For Management
the Aggregat Value of Up to EUR 4 Billion
13 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
14 Authorize Increase in Capital by For Against Management
Capitalization of Reserves or by Issuance
of Equity or Equity-Linked Securities
with and without Preemptive Rights for an
Aggregate Nominal Amount Up to EUR 2
Billion
15 Authorize Issuance of Convertible Bonds For Against Management
with and without Preemptive Rights and
Approve Creation of EUR 1.5 Billion Pool
of Conditional Capital to Guarantee
Conversion Rights
16 Approve Stock Option Plan Grants For Against Management
17 Approve Capital Increase Reserved for For For Management
Employees Participating in
Savings-Related Share Purchase Plan
18 Authorize Filing of Required For For Management
Documents/Other Formalities
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L'AIR LIQUIDE
Ticker: AIQUY Security ID: F01764103
Meeting Date: MAY 12, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 4.80 per Share
4 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
5 Elect Rolf Krebs as Supervisory Board For Against Management
Member
6 Reelect Edouard Royere as Supervisory For Against Management
Board Member
7 Ratify Ernst & Young as Auditors For For Management
8 Ratify Mazars & Guerard as Auditors For For Management
9 Ratify Valerie Quint as Alternate Auditor For For Management
10 Ratify Patrick De Cambourg as Alternate For For Management
Auditor
11 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
12 Authorize Issuance of Bonds/Debentures in For For Management
the Aggregat Value of Up to EUR 4 Billion
13 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
14 Authorize Increase in Capital by For Against Management
Capitalization of Reserves or by Issuance
of Equity or Equity-Linked Securities
with and without Preemptive Rights for an
Aggregate Nominal Amount Up to EUR 2
Billion
15 Authorize Issuance of Convertible Bonds For Against Management
with and without Preemptive Rights and
Approve Creation of EUR 1.5 Billion Pool
of Conditional Capital to Guarantee
Conversion Rights
16 Approve Stock Option Plan Grants For Against Management
17 Approve Capital Increase Reserved for For For Management
Employees Participating in
Savings-Related Share Purchase Plan
18 Authorize Filing of Required For For Management
Documents/Other Formalities
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LINCARE HOLDINGS, INC.
Ticker: LNCR Security ID: 532791100
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.P. Byrnes For For Management
1.2 Elect Director S.H. Altman, Ph.D. For For Management
1.3 Elect Director C.B. Black For For Management
1.4 Elect Director F.D. Byrne, M.D. For For Management
1.5 Elect Director F.T. Cary For For Management
1.6 Elect Director W.F. Miller, III For For Management
2 Approve Omnibus Stock Plan For For Management
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MCAFEE INC.
Ticker: MFE Security ID: 640938106
Meeting Date: DEC 16, 2003 Meeting Type: Annual
Record Date: NOV 13, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie Denend For For Management
1.2 Elect Director George Samenuk For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Non-Employee Director Stock Option For Against Management
Plan
4 Amend Employee Stock Purchase Plan For For Management
5 Ratify Auditors For For Management
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MCAFEE INC.
Ticker: MFE Security ID: 640938106
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Dutkowsky For For Management
1.2 Elect Director Denis O'Leary For For Management
1.3 Elect Director Robert Pangia For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
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MICROSOFT CORP.
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates, III For For Management
1.2 Elect Director Steven A. Ballmer For For Management
1.3 Elect Director James I. Cash, Jr., Ph.D. For For Management
1.4 Elect Director Raymond V. Gilmartin For For Management
1.5 Elect Director Ann McLaughlin Korologos For For Management
1.6 Elect Director David F. Marquardt For For Management
1.7 Elect Director Charles H. Noski For For Management
1.8 Elect Director Dr. Helmut Panke For For Management
1.9 Elect Director Wm. G. Reed, Jr. For For Management
1.10 Elect Director Jon A. Shirley For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Stock Option For For Management
Plan
4 Refrain from Giving Charitable Against Against Shareholder
Contributions
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NESTLE SA
Ticker: NSRGY Security ID: H57312466
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1a Accept Financial Statements and Statutory For For Management
Reports
1b Accept Consolidated Financial Statements For For Management
and Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 7.20 per Share
4a Elect Edward George as Directors For For Management
4b Elect Kaspar Villiger as Directors For For Management
4c Elect Rolf Haenggi as Directors For For Management
4d Elect Daniel Borel as Directors For For Management
4e Elect Carolina Mueller as Directors For For Management
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NEXT PLC
Ticker: Security ID: G6500M106
Meeting Date: JAN 29, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association Re: For For Management
Borrowing Powers
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NEXT PLC
Ticker: Security ID: G6500M106
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For Against Management
3 Approve Final Dividend of 24 Pence For For Management
Ordinary Share
4 Elect Nick Brookes as Director For For Management
5 Re-elect David Keens as Director For For Management
6 Re-appoint Ernst and Young LLP as For For Management
Auditors and Authorise Board to Fix
Remuneration of Auditors
7 Authorise Directors to Alter the Rules of For For Management
the Company's Employee Share Option
Schemes to Permit Options Granted Over
Treasury Shares
8 Authorise Issuance of Equity or For For Management
Equity-Linked Securities and the Sale of
Treasury Shares without Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 1,300,000
9 Authorise 39 Million Ordinary Shares for For For Management
Market Purchase
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NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 22, 2003 Meeting Type: Annual
Record Date: JUL 25, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas E. Clarke as Class For For Management
A Director
1.2 Elect Director Ralph D. DeNunzio as Class For For Management
A Director
1.3 Elect Director Richard K. Donahue as For Withhold Management
Class A Director
1.4 Elect Director Delbert J. Hayes as Class For For Management
A Director
1.5 Elect Director Douglas G. Houser as Class For For Management
A Director
1.6 Elect Director Jeanne P. Jackson as Class For For Management
A Director
1.7 Elect Director Philip H. Knight as Class For For Management
A Director
1.8 Elect Director Charles W. Robinson as For For Management
Class A Director
1.9 Elect Director John R. Thompson, Jr. as For Withhold Management
Class A Director
1.10 Elect Director Jill K. Conway as Class B For For Management
Director
1.11 Elect Director Alan B. Graf, Jr. as Class For For Management
B Director
1.12 Elect Director John E. Jaqua as Class B For For Management
Director
1.13 Elect Director A. Michael Spence as Class For For Management
B Director
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
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NOBLE CORP
Ticker: NE Security ID: G65422100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Cawley For Did Not Management
Vote
1.2 Elect Director Luke R. Corbett For Did Not Management
Vote
1.3 Elect Director Jack E. Little For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
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NOVARTIS AG
Ticker: NVS Security ID: H5820Q150
Meeting Date: FEB 24, 2004 Meeting Type: Annual
Record Date: FEB 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Discharge of the Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 1.00 per Share
4 Approve Transfer of CHF 360.9 Million For For Management
from General Reserves to Free Reserves
5 Approve CHF 12.1 Million Reduction in For For Management
Share Capital via Share Cancellation
6 Authorize Repurchase of up to Ten Percent For For Management
of Issued Share Capital
7 Amend Articles Re: Reduce Board Terms For For Management
from Four to Three Years
8.1 Approve Resignation of Walter Frehner and For For Management
Heini Lippuner
8.2 Elect Helmut Sihler, Hans-Joerg Rudloff For For Management
and Daniel Vasella as Directors
9 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
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PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Akers For For Management
1.2 Elect Director Robert E. Allen For For Management
1.3 Elect Director Ray L. Hunt For For Management
1.4 Elect Director Arthur C. Martinez For For Management
1.5 Elect Director Indra K. Nooyi For For Management
1.6 Elect Director Franklin D. Raines For For Management
1.7 Elect Director Steven S. Reinemund For For Management
1.8 Elect Director Sharon Percy Rockefeller For For Management
1.9 Elect Director James J. Schiro For For Management
1.10 Elect Director Franklin A. Thomas For For Management
1.11 Elect Director Cynthia M. Trudell For For Management
1.12 Elect Director Solomon D. Trujillo For For Management
1.13 Elect Director Daniel Vasella For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
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PRAXAIR, INC.
Ticker: PX Security ID: 74005P104
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alejandro Achaval For For Management
1.2 Elect Director Ronald L. Kuehn, Jr. For For Management
1.3 Elect Director H. Mitchell Watson, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Approve Stockholder Protection Rights For For Management
Agreement
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QBE INSURANCE GROUP LTD.
Ticker: Security ID: Q78063114
Meeting Date: APR 2, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2a Elect L. F. Bleasel as Director For For Management
2b Elect N. F. Greiner as Director For For Management
3 Approve Remuneration of Directors in the For For Management
Amount of AUD 2.2 Million Per Annum
4 Amend Constitution Re: Non-Executive For For Management
Directors' Retirement Allowances
5 Approve Issue of Conditional Rights and For For Management
Options Under the Senior Executive Equity
Scheme to F. M. O'Halloran, Chief
Executive Officer
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RAS (RIUNIONE ADRIATICA DI SICURTA)
Ticker: Security ID: T79470109
Meeting Date: APR 28, 2004 Meeting Type: Annual/Special
Record Date: APR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Reflect New Italian For Against Management
Company Law Regulations; Add One New
Articles to Company's Bylaws; Renumber
Articles of Association
2 Amend Rules Governing General Meetings For For Management
1 Accept Financial Statements and Statutory For For Management
Reports
2 Accept Resignation of Certain Directors; For For Management
Fix Number of Directors on the Board;
Elect Directors; Determine Directors'
Remuneration
3 Accept Resignation of One Alternate For For Management
Internal Statutory Auditor; Appoint One
Auditor to Reintegrate Board of Internal
Statutory Auditors
4 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
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RECKITT BENCKISER PLC (FORMERLY RECKITT & COLMAN PLC )
Ticker: Security ID: G7420A107
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 14 Pence Per For For Management
Ordinary Share
4 Re-elect George Greener as Director For For Management
5 Re-elect Peter White as Director For For Management
6 Re-elect Colin Day as Director For For Management
7 Elect Judith Sprieser as Director For For Management
8 Elect Kenneth Hydon as Director For For Management
9 Re-appoint PricewaterhouseCoopers LLP as For For Management
Auditors and Authorise Board to Fix
Remuneration of Auditors
10 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 24,842,000
11 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 3,726,000
12 Authorise 70,800,000 Ordinary Shares for For For Management
Market Purchase
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REED ELSEVIER NV (FORMERLY ELSEVIER NV)
Ticker: ENL Security ID: N73430105
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: APR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Documents Received None None Management
3 Receive Report of Management Board None None Management
4 Approve Financial Statements and For For Management
Statutory Reports
5 Approve Dividends of EUR 0.30 per For For Management
Ordinary Share
6 Discussion about Company's Corporate None None Management
Governance Report
7.1 Approve Discharge of Management Board For For Management
7.2 Approve Discharge of Supervisory Board For For Management
8 Reelect Deloitte Accountants as Auditors For For Management
9.1 Reelect Lord Sharman as Member of For For Management
Supervisory Board
9.2 Reelect R. Stomberg as Member of For For Management
Supervisory Board
9.3 Reelect M. Tabaksblat as Member of For For Management
Supervisory Board
10 Reelect G. van de Aast as Member of For For Management
Management Board
11 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
12.1 Grant Board Authority to Issue Shares Up For For Management
to Ten Percent of Issued Share Capital
12.2 Grant Board Authority to Restrict/Exclude For For Management
Preemptive Rights for Share Issuance
under Item 12.1
13 Other Business None None Management
14 Close Meeting None None Management
- --------------------------------------------------------------------------------
ROYAL BANK OF SCOTLAND GROUP PLC
Ticker: RBS Security ID: G76891111
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 35.7 Pence Per For For Management
Share
4 Re-elect Emilio Botin as Director For For Management
5 Re-elect Lawrence Fish as Director For For Management
6 Re-elect Sir Angus Grossart as Director For For Management
7 Re-elect Sir George Mathewson as Director For For Management
8 Re-elect Gordon Pell as Director For For Management
9 Re-elect Iain Robertson as Director For For Management
10 Re-elect Sir Iain Vallance as Director For For Management
11 Re-appoint Deloitte and Touche LLP as For For Management
Auditors of the Company
12 Authorise Board to Fix Remuneration of For For Management
the Auditors
13 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 247,120,127
14 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 37,068,019
15 Authorise 296,544,152 Ordinary Shares for For For Management
Market Purchase
16 Approve Increase in Authorised Capital by For For Management
Creation of 110 Million Category II
Non-cumulative Dollar Preference Shares;
Issue Equity with Pre-emptive Rights up
to All the Existing Preference Shares
17 Amend Articles Re: Preference Shares For For Management
- --------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO. LTD.
Ticker: SSNHY Security ID: Y74718100
Meeting Date: FEB 27, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Appropriation of Income, with Total
Dividend of KRW 5500 Per Share
2.1 Elect Two Outside Directors For For Management
2.2 Appoint One Member of Audit Committee For For Management
2.3 Elect One Executive Director For For Management
3 Approve Limit on Remuneration of For For Management
Directors
- --------------------------------------------------------------------------------
SAMSUNG SDI CO.
Ticker: Security ID: Y74866107
Meeting Date: FEB 27, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividends of KRW 2500 Per Share
2 Elect Director For For Management
3 Approve Limit on Remuneration of For For Management
Directors
- --------------------------------------------------------------------------------
SANOFI-SYNTHELABO (FORMERLY SANOFI)
Ticker: Security ID: F5548N101
Meeting Date: JUN 23, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.53 per Share
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
6 Authorize Issuance of Bonds/Debentures in For For Management
the Aggregate Value of EUR 7 Billion
7 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
EUR 750 Million; Set Global Limit for
Capital Increase to Result from Issuance
Requests in Items 7-10 at EUR 1.25
Billion
8 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 750 Million
9 Allow Board to Issue Shares in the Event For Against Management
of a Public Tender Offer or Share
Exchange Offer
10 Authorize Capitalization of Reserves of For For Management
Up to EUR 500 Million for Bonus Issue or
Increase in Par Value
11 Approve Capital Increase Reserved for For For Management
Employees Participating in
Savings-Related Share Purchase Plan
12 Approve Stock Option Plan Grants For Against Management
13 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
14 Authorize Capital Increase of Up to EUR For For Management
1.429 Billion for Aventis Exchange Offer
15 Change Company Name to Sanofi-Aventis For For Management
16 Amend Articles of Association to Reduce For For Management
Term of Board Members from Five to Four
Years
17 Amend Articles to Reflect 2003 Legal For For Management
Changes Re: Powers of the Chairman
18 Reelect Jean-Francois Dehecq as Director For For Management
(Representing Sanofi-Synthelabo)
19 Reelect Rene Barbier de la Serre as For For Management
Director (Representing Sanofi-Synthelabo)
20 Reelect Robert Castaigne as Director For For Management
(Representing Sanofi-Synthelabo)
21 Reelect Thierry Desmarest as Director For For Management
(Representing Sanofi-Synthelabo)
22 Reelect Lindsay Owen-Jones as Director For For Management
(Representing Sanofi-Synthelabo)
23 Reelect Bruno Weymuller as Director For For Management
(Representing Sanofi-Synthelabo)
24 Confirm Appointment of Lord Douro as For For Management
Director (Representing Sanofi-Synthelabo)
25 Confirm Appointment of Gerard Van Kemmel For For Management
as Director (Representing
Sanofi-Synthelabo)
26 Elect Christian Mulliez as Director For For Management
(Representing Sanofi-Synthelabo)
27 Elect Jean-Marc Bruel as Director For For Management
(Representing Aventis)
28 Elect Jurgen Dormann as Director For For Management
(Representing Aventis)
29 Elect Jean-Rene Fourtou as Director For For Management
(Representing Aventis)
30 Elect Serge Kampf as Director For For Management
(Representing Aventis)
31 Elect Igor Landau as Director For For Management
(Representing Aventis)
32 Elect Hubert Markl as Director For For Management
(Representing Aventis)
33 Elect Klaus Pohle as Director For For Management
(Representing Aventis)
34 Elect Hermann Scholl as Director For For Management
(Representing Aventis)
35 Confirm End of Term of Permanent For For Management
Representative of Elf Aquitaine, L'Oreal,
Pierre Castres Saint-Martin,
Pierre-Gilles de Gennes, and Herve Guerin
as Directors
36 Approve Remuneration of Directors in the For For Management
Aggregate Amount of Up to EUR 1 Million
37 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
SCHERING AG
Ticker: SHR10 Security ID: D67334108
Meeting Date: APR 16, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.93 per Share
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Ratify BDO Deutsche Warentreuhand AG as For For Management
Auditors
6 Approve Creation of EUR 97 Million Pool For Against Management
of Conditional Capital without Preemptive
Rights
7 Approve Issuance of Convertible Bonds For For Management
and/or Bonds with Warrants Attached up to
Aggregate Nominal Amount of EUR 600
Million with Preemptive Rights; Approve
Creation of EUR 10 Million Pool of
Conditional Capital to Guarantee
Conversion Rights
8 Amend Articles Re: Supervisory Board For Against Management
Remuneration due to Changes in German
Disclosure Regulations
9 Adopt New Articles of Association For For Management
10 Authorize Repurchase of up to Ten Percent For For Management
of Issued Share Capital; Authorize Board
to Issue Repurchased Shares as New Shares
without Preemptive Rights
11 Elect Karl-Hermann Baumann, Piet Borst, For For Management
Mathias Doepfner, John Dormandy, Reiner
Hagemann, Martin Kohlhaussen,
Hermann-Josef Lamberti, and Giuseppe Vita
to the Supervisory Board
12 Approve Affiliation Agreements with For For Management
Subsidiaries
13 Approve Affiliation Agreements with For For Management
Schering International Holding GmbH
- --------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SA (FORMERLY SCHNEIDER SA)
Ticker: Security ID: F86921107
Meeting Date: APR 27, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
4 Approve Allocation of Income and For For Management
Dividends of EUR 1.65 per Share
5 Elect Caisse des Depots et Consignations, For For Management
Represented by Jerome Gallot, as Director
6 Elect Chris C. Richardson as Director For For Management
7 Reelect Alain Burq as Representative of For For Management
Employee Shareholders to the Board
8 Reelect Daniel Bouton as Director For For Management
9 Reelect Thierry Breton as Director For For Management
10 Reelect Willy Kissling as Director For For Management
11 Reelect Piero Sierra as Director For For Management
12 Reappoint Barbier Frinault et Autres For For Management
(Ernst & Young) as Auditors
13 Ratify Philippe Diu as Alternate Auditor For For Management
to Barbier Frinault et Autres (Ernst &
Young)
14 Appoint Mazars & Guerard as Auditor For For Management
15 Ratify Charles Vincensini as Alternate For For Management
Auditor to Mazars & Guerard
16 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
17 Amend Articles of Association to For For Management
Authorize the Appointment of Censors
18 Approve Capital Increase Reserved for For Against Management
Employees Participating in
Savings-Related Share Purchase Plan
19 Approve Stock Option Plan Grants For Against Management
20 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
21 Allow Board to Issue Shares in the Event For Against Management
of a Public Tender Offer or Share
Exchange Offer
22 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SA (FORMERLY SCHNEIDER SA)
Ticker: Security ID: F86921107
Meeting Date: MAY 6, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
4 Approve Allocation of Income and For For Management
Dividends of EUR 1.65 per Share
5 Elect Caisse des Depots et Consignations, For For Management
Represented by Jerome Gallot, as Director
6 Elect Chris C. Richardson as Director For For Management
7 Reelect Alain Burq as Representative of For For Management
Employee Shareholders to the Board
8 Reelect Daniel Bouton as Director For For Management
9 Reelect Thierry Breton as Director For For Management
10 Reelect Willy Kissling as Director For For Management
11 Reelect Piero Sierra as Director For For Management
12 Reappoint Barbier Frinault et Autres For For Management
(Ernst & Young) as Auditors
13 Ratify Philippe Diu as Alternate Auditor For For Management
to Barbier Frinault et Autres (Ernst &
Young)
14 Appoint Mazars & Guerard as Auditor For For Management
15 Ratify Charles Vincensini as Alternate For For Management
Auditor to Mazars & Guerard
16 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
17 Amend Articles of Association to For For Management
Authorize the Appointment of Censors
18 Approve Capital Increase Reserved for For Against Management
Employees Participating in
Savings-Related Share Purchase Plan
19 Approve Stock Option Plan Grants For Against Management
20 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
21 Allow Board to Issue Shares in the Event For Against Management
of a Public Tender Offer or Share
Exchange Offer
22 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
SEIKO EPSON CORP.
Ticker: Security ID: J7030F105
Meeting Date: JUN 25, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 9,
Final JY 9, Special JY 0
2 Approve Bonus Payments to Directors and For For Management
Statutory Auditors
3 Approve Transfer of Company's LCD Display For For Management
Operations to Joint-Venture with Sanyo
Electric
4 Amend Articles to: Authorize Share For Against Management
Repurchases at Board's Discretion - Limit
Directors' Legal Liability
5.1 Elect Director For For Management
5.2 Elect Director For For Management
5.3 Elect Director For For Management
5.4 Elect Director For For Management
5.5 Elect Director For For Management
5.6 Elect Director For For Management
5.7 Elect Director For For Management
5.8 Elect Director For For Management
5.9 Elect Director For For Management
5.10 Elect Director For For Management
5.11 Elect Director For For Management
5.12 Elect Director For For Management
5.13 Elect Director For For Management
5.14 Elect Director For For Management
5.15 Elect Director For For Management
5.16 Elect Director For For Management
5.17 Elect Director For For Management
5.18 Elect Director For For Management
5.19 Elect Director For For Management
6.1 Appoint Internal Statutory Auditor For For Management
6.2 Appoint Internal Statutory Auditor For Against Management
6.3 Appoint Internal Statutory Auditor For For Management
6.4 Appoint Internal Statutory Auditor For For Management
7 Approve Retirement Bonuses for Directors For Against Management
and Statutory Auditors
- --------------------------------------------------------------------------------
SOUTHTRUST CORP.
Ticker: SOTR Security ID: 844730101
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl F. Bailey For For Management
1.2 Elect Director John M. Bradford For For Management
1.3 Elect Director William C. Hulsey For For Management
1.4 Elect Director Wallace D. Malone, Jr. For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
STMICROELECTRONICS N.V.
Ticker: STM Security ID: N83574108
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
3 Receive Report of Supervisory Board None None Management
4 Approve Financial Statements and For For Management
Statutory Reports
5 Approve Discharge of Management Board For For Management
6 Approve Discharge of Supervisory Board For For Management
7 Approve Dividend of $0.12 Per Ordinary For For Management
Share
8 Elect Gerald Arbola as New Member of For For Management
Supervisory Board
9 Elect Didier Lombard as New Member of For For Management
Supervisory Board
10 Approve Remuneration of Supervisory Board For For Management
11 Approve Employee Stock Purchase Plan For For Management
12 Grant Supervisory Board Authority for For Against Management
Five Years to Issue All Authorized but
Unissued Shares Restricting/Excluding
Preemptive Rights
13 Lower Quorum Requirement for General For Against Management
Meeting from One-Third to 15 Percent of
Issued Share Capital
14 Amend Articles to Reflect Lowering of For Against Management
Quorum Requirement (Item 13)
15 Approve Company's Corporate Governance For For Management
Policy
16 Allow Questions None None Management
17 Close Meeting None None Management
- --------------------------------------------------------------------------------
SYMANTEC CORP.
Ticker: SYMC Security ID: 871503108
Meeting Date: AUG 21, 2003 Meeting Type: Annual
Record Date: JUL 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tania Amochaev For For Management
1.2 Elect Director William Coleman For For Management
1.3 Elect Director Dr. Per-Kristian Halvorsen For For Management
1.4 Elect Director David Mahoney For For Management
1.5 Elect Director Robert S. Miller For For Management
1.6 Elect Director Bill Owens For For Management
1.7 Elect Director George Reyes For For Management
1.8 Elect Director Daniel H. Schulman For For Management
1.9 Elect Director John W. Thompson For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Stock Option Plan For Against Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SYNGENTA AG
Ticker: Security ID: H84140112
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and Omission For For Management
of Dividends
4 Approve CHF 191.4 Million Reduction in For For Management
Share Capital via Reduction in Par Value
and Repayment to Shareholders
5 Amend Articles Re: Submission of For For Management
Shareholder Proposals
6 Authorize Repurchase of up to Ten Percent For For Management
of Issued Share Capital
7 Reelect Rupert Gasser, Heinz Imhof, and For For Management
Michael Pragnell as Directors
8 Reelect Ernst and Young AG as Auditors For For Management
- --------------------------------------------------------------------------------
SYNTHES-STRATEC INC
Ticker: ICR Security ID: 87162M102
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Present Report on Dividend Approved by For For Management
Board
4 Elect Director Charles Hedgepeth, Amin For Withhold Management
Khoury and Dr. Rolf
5 Ratify Auditors For Against Management
6 Increase Authorized Common Stock For Against Management
7 Change Company Name For For Management
8 Authorize Issuance of Equity For Against Management
- --------------------------------------------------------------------------------
SYNTHES-STRATEC INC
Ticker: ICR Security ID: 87162M102
Meeting Date: OCT 23, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Size of Board from For For Management
Nine to 10 Members
2 Approve Issuance of 510,725 Shares For For Management
without Preemptive Rights
- --------------------------------------------------------------------------------
TELEFONICA S.A. (FORMERLY TELEFONICA DE ESPANA, S.A.)
Ticker: TEF Security ID: E90183182
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, Allocation For For Management
of Income, and Discharge Directors
2 Approve Dividend Per Share For For Management
3 Approve Auditors For For Management
4 Authorize Repurchase of Shares For For Management
5 Approve General Meeting Guidelines For For Management
6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
- --------------------------------------------------------------------------------
TELEFONICA S.A. (FORMERLY TELEFONICA DE ESPANA, S.A.)
Ticker: TEF Security ID: E90183182
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, Allocation For For Management
of Income, and Discharge Directors
2 Approve Dividend Per Share For For Management
3 Approve Auditors For For Management
4 Authorize Repurchase of Shares For For Management
5 Approve General Meeting Guidelines For For Management
6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
- --------------------------------------------------------------------------------
THERMO ELECTRON CORP.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marijn E. Dekkers For For Management
1.2 Elect Director Robert A. McCabe For For Management
1.3 Elect Director Robert W. O'Leary For For Management
2 Ratify Auditors For For Management
3 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
TIME WARNER INC
Ticker: TWX Security ID: 887317105
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director Stephen F. Bollenbach For For Management
1.3 Elect Director Stephen M. Case For For Management
1.4 Elect Director Frank J. Caufield For For Management
1.5 Elect Director Robert C. Clark For For Management
1.6 Elect Director Miles R. Gilburne For For Management
1.7 Elect Director Carla A. Hills For For Management
1.8 Elect Director Reuben Mark For For Management
1.9 Elect Director Michael A. Miles For For Management
1.10 Elect Director Kenneth J. Novack For For Management
1.11 Elect Director Richard D. Parsons For For Management
1.12 Elect Director R. E. Turner For For Management
1.13 Elect Director Francis T. Vincent, Jr. For For Management
2 Ratify Auditors For For Management
3 Adopt China Principles Against Against Shareholder
4 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
TJX COMPANIES, INC., THE
Ticker: TJX Security ID: 872540109
Meeting Date: JUN 1, 2004 Meeting Type: Annual
Record Date: APR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary L. Crittenden For For Management
1.2 Elect Director Edmond J. English For For Management
1.3 Elect Director Richard G. Lesser For For Management
2 Amend Omnibus Stock Plan For For Management
3 Implement ILO Based Code of Conduct Against Against Shareholder
4 Report on Vendor Standards Against Against Shareholder
5 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
TOKYO BROADCASTING SYSTEM INC. (TBS)
Ticker: Security ID: J86656105
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 5,
Final JY 5, Special JY 0
2 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
3 Elect Director For For Management
4.1 Appoint Internal Statutory Auditor For For Management
4.2 Appoint Internal Statutory Auditor For For Management
4.3 Appoint Internal Statutory Auditor For For Management
4.4 Appoint Internal Statutory Auditor For Against Management
4.5 Appoint Internal Statutory Auditor For Against Management
5 Approve Retirement Bonuses for Statutory For Against Management
Auditors and Payments to Continuing
Directors and Statutory Auditors in
Connection with Abolition of Retirement
Bonus System
6 Approve Executive Stock Option Plan For For Management
- --------------------------------------------------------------------------------
TOKYO GAS CO. LTD.
Ticker: Security ID: J87000105
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 3,
Final JY 4, Special JY 0
2 Amend Articles to: Allow Appointment of For For Management
Alternate Statutory Auditors - Authorize
Share Repurchases at Board's Discretion
3 Authorize Share Repurchase Program For For Management
4.1 Elect Director For For Management
4.2 Elect Director For For Management
4.3 Elect Director For For Management
4.4 Elect Director For For Management
4.5 Elect Director For For Management
4.6 Elect Director For For Management
4.7 Elect Director For For Management
4.8 Elect Director For For Management
4.9 Elect Director For For Management
4.10 Elect Director For For Management
4.11 Elect Director For For Management
4.12 Elect Director For For Management
5 Appoint Internal Statutory Auditor For For Management
6 Approve Retirement Bonuses for Directors For Against Management
and Statutory Auditor
- --------------------------------------------------------------------------------
TOTAL S.A. (FORMERLY TOTAL FINA ELF S.A )
Ticker: TOT Security ID: F92124100
Meeting Date: APR 28, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Allocation of Income and Net For For Management
Dividends of EUR 4.70 per Share
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital and Reissuance of
Repurchased Shares
6 Authorize Issuance of Bonds/Debentures For For Management
7 Reelect Thierry Desmarest as Director For For Management
8 Reelect Thierry de Rudder as Director For For Management
9 Reelect Serge Tchuruk as Director For For Management
10 Elect Daniel Boeuf as Representative of For For Management
Employee Shareholders to the Board
11 Elect Philippe Marchandise as Against Against Management
Representative of Employee Shareholders
to the Board
12 Elect Cyril Mouche as Representative of Against Against Management
Employee Shareholders to the Board
13 Elect Alan Cramer as Representative of Against Against Management
Employee Shareholders to the Board
14 Ratify Ernst & Young Audit as Auditors For For Management
15 Ratify KPMG Audit as Auditors For For Management
16 Ratify Pierre Jouanne as Alternate For For Management
Auditor
17 Ratify Jean-Luc Decornoy as Alternate For For Management
Auditor
18 Approve Remuneration of Directors in the For For Management
Aggregate Amount of EUR 900,000
19 Approve Stock Option Plan Grants For For Management
20 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
EUR 4 Billion
21 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 2 Billion
22 Approve Capital Increase Reserved for For For Management
Employees Participating in
Savings-Related Share Purchase Plan
- --------------------------------------------------------------------------------
TOTAL S.A. (FORMERLY TOTAL FINA ELF S.A )
Ticker: TOT Security ID: 89151E109
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF CERTAIN REPORTS AND OF THE For For Management
PARENT COMPANY S FINANCIAL STATEMENTS
2 APPROVAL OF CONSOLIDATED FINANCIAL For For Management
STATEMENTS
3 ALLOCATION OF INCOME, APPROVAL OF THE For For Management
DIVIDEND
4 AGREEMENTS MENTIONED IN ARTICLE L. 225-38 For For Management
OF THE FRENCH COMMERCIAL CODE
5 AUTHORIZATION TO TRADE THE COMPANY S OWN For For Management
SHARES
6 AUTHORIZATION FOR THE BOARD OF DIRECTORS For For Management
TO ISSUE DEBT SECURITIES AND/OR PERPETUAL
SUBORDINATED NOTES FOR A MAXIMUM NOMINAL
AMOUNT OF 10 BILLION EUROS
7.1 Elect Director Mr. Thierry Desmarest For For Management
7.2 Elect Director Mr. Thierry De Rudder For For Management
7.3 Elect Director Mr. Serge Tchuruk For For Management
8 APPOINTMENT OF DANIEL BOEUF AS A DIRECTOR For For Management
REPRESENTING EMPLOYEE SHAREHOLDERS IN
APPLICATION OF ARTICLE 11 OF THE ARTICLES
OF INCORPORATION
9 APPOINTMENT OF PHILIPPE MARCHANDISE AS A Against Against Management
DIRECTOR REPRESENTING EMPLOYEE
SHAREHOLDERS IN APPLICATION OF ARTICLE 11
OF THE ARTICLES OF INCORPORATION
10 APPOINTMENT OF CYRIL MOUCHE AS A DIRECTOR Against Against Management
REPRESENTING EMPLOYEE SHAREHOLDERS IN
APPLICATION OF ARTICLE 11 OF THE ARTICLES
OF INCORPORATION
11 APPOINTMENT OF ALAN CRAMER AS A DIRECTOR Against Against Management
REPRESENTING EMPLOYEE SHAREHOLDERS IN
APPLICATION OF ARTICLE 11 OF THE ARTICLES
OF INCORPORATION
12 Ratify Auditors For For Management
13 RENEWAL OF STATUTORY AUDITORS For For Management
14 Ratify Auditors For For Management
15 Ratify Auditors For For Management
16 DETERMINATION OF THE TOTAL AMOUNT OF For For Management
DIRECTORS COMPENSATION
17 AUTHORIZATION TO AWARD OPTIONS TO For For Management
SUBSCRIBE FOR OR PURCHASE STOCK OF THE
COMPANY IN FAVOUR OF THE MANAGEMENT AND
KEY EMPLOYEES OF THE GROUP
18 AUTHORIZATION FOR ISSUING CONVERTIBLE OR For For Management
OTHER EQUITY SECURITIES
19 AUTHORIZATION TO USE THE ABOVE DELEGATION For For Management
WITHOUT MAINTENANCE OF PREFERENTIAL
SUBSCRIPTION RIGHTS, BUT WITH AN OPTION
TO GRANT A PRIORITY PERIOD
20 CAPITAL INCREASE RESERVED FOR EMPLOYEES For For Management
- --------------------------------------------------------------------------------
TOTAL S.A. (FORMERLY TOTAL FINA ELF S.A )
Ticker: TOT Security ID: F92124100
Meeting Date: MAY 14, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Allocation of Income and Net For For Management
Dividends of EUR 4.70 per Share
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital and Reissuance of
Repurchased Shares
6 Authorize Issuance of Bonds/Debentures For For Management
7 Reelect Thierry Desmarest as Director For For Management
8 Reelect Thierry de Rudder as Director For For Management
9 Reelect Serge Tchuruk as Director For For Management
10 Elect Daniel Boeuf as Representative of For For Management
Employee Shareholders to the Board
11 Elect Philippe Marchandise as Against Against Management
Representative of Employee Shareholders
to the Board
12 Elect Cyril Mouche as Representative of Against Against Management
Employee Shareholders to the Board
13 Elect Alan Cramer as Representative of Against Against Management
Employee Shareholders to the Board
14 Ratify Ernst & Young Audit as Auditors For For Management
15 Ratify KPMG Audit as Auditors For For Management
16 Ratify Pierre Jouanne as Alternate For For Management
Auditor
17 Ratify Jean-Luc Decornoy as Alternate For For Management
Auditor
18 Approve Remuneration of Directors in the For For Management
Aggregate Amount of EUR 900,000
19 Approve Stock Option Plan Grants For For Management
20 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
EUR 4 Billion
21 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 2 Billion
22 Approve Capital Increase Reserved for For For Management
Employees Participating in
Savings-Related Share Purchase Plan
- --------------------------------------------------------------------------------
UBS AG
Ticker: Security ID: H8920M855
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 ANNUAL REPORT, GROUP AND PARENT COMPANY For For Management
ACCOUNTS FOR 2003. REPORTS OF THE GROUP
AND STATUTORY AUDITORS
2 APPROPRIATION OF RETAINED EARNINGS. For For Management
DIVIDEND FOR FINANCIAL YEAR 2003
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF For For Management
DIRECTORS AND THE GROUP EXECUTIVE BOARD
4 RE-ELECTION OF BOARD MEMBER: SIR PETER For For Management
DAVIS
5 ELECTION OF NEW BOARD MEMBER: STEPHAN For For Management
HAERINGER
6 ELECTION OF NEW BOARD MEMBER: HELMUT For For Management
PANKE
7 ELECTION OF NEW BOARD MEMBER: PETER For For Management
SPUHLER
8 RE-ELECTION OF GROUP AND STATUTORY For For Management
AUDITORS ERNST & YOUNG LTD., BASEL
9 CAPITAL REDUCTION: CANCELLATION OF SHARES For For Management
REPURCHASED UNDER THE 2003/2004 SHARE
BUYBACK PROGRAM AND RESPECTIVE AMENDMENT
OF ARTICLE 4 OF THE ARTICLES OF
ASSOCIATION
10 CAPITAL REDUCTION: APPROVAL OF A NEW For For Management
2004/2005 SHARE BUYBACK PROGRAM
11 IN CASE OF AD-HOC SHAREHOLDERS MOTIONS For Against Management
DURING THE ANNUAL GENERAL MEETING, I/WE
AUTHORIZE MY/OUR PROXY TO VOTE IN
ACCORDANCE WITH THE BOARD OF DIRECTORS
- --------------------------------------------------------------------------------
UBS AG
Ticker: Security ID: H8920M855
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 2.60 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Reelect Peter Davis as Director For For Management
4.2.1 Elect Stephan Haeringer as Director For For Management
4.2.2 Elect Helmut Panke as Director For For Management
4.2.3 Elect Peter Spuhler as Director For For Management
4.3 Ratify Ernst and Young as Auditors For For Management
5.1 Approve CHF 47.6 Million Reduction in For For Management
Share Capital via Cancellation of Shares
5.2 Authorize Repurchase of Issued Share For For Management
Capital
- --------------------------------------------------------------------------------
UNION PACIFIC CORP.
Ticker: UNP Security ID: 907818108
Meeting Date: APR 16, 2004 Meeting Type: Annual
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director P.F. Anschutz For For Management
1.2 Elect Director R.K. Davidson For For Management
1.3 Elect Director T.J. Donohue For For Management
1.4 Elect Director A.W. Dunham For For Management
1.5 Elect Director S.F. Eccles For For Management
1.6 Elect Director I.J. Evans For For Management
1.7 Elect Director J.R. Hope For For Management
1.8 Elect Director M.W. Mcconnell For For Management
1.9 Elect Director S.R. Rogel For For Management
1.10 Elect Director E. Zedillo For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Limit Executive Compensation Against Against Shareholder
5 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
UNITED OVERSEAS BANK
Ticker: UOVEY Security ID: V96194127
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and Directors' For For Management
and Auditors' Reports
2 Declare Final Dividend of SGD 0.40 Per For For Management
Share
3 Approve Directors' Fees of SGD 618,750 For For Management
4 Reappoint Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their Remuneration
5 Reelect Sim Wong Hoo as Director For For Management
6 Reelect Lim Pin as Director For For Management
7 Reelect Margaret Lien Wen Hsien as For For Management
Director
8 Reelect Ng Boon Yew as Director For For Management
9 ReappointWee Cho Yaw as Director For For Management
10 Approve Issuance of Shares and Grant of For Against Management
Options Pursuant to the 1999 Share Option
Scheme
11 Approve Issuance of Shares without For For Management
Preemptive Rights
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UNITED OVERSEAS BANK
Ticker: UOVEY Security ID: V96194127
Meeting Date: APR 29, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
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VEOLIA ENVIRONNEMENT (FORMERLY VIVENDI ENVIRONMENT)
Ticker: Security ID: F9686M107
Meeting Date: MAY 12, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Non-Tax Deductible Expenses For For Management
4 Approve Allocation of Income and For For Management
Dividends of EUR 0.825 per Share
5 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
6 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
7 Authorize Issuance of Bonds/Debentures in For Against Management
the Aggregate Nominal Value of EUR 7
Billion
8 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
EUR 1 Billion
9 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 1 Billion
10 Authorize Capitalization of Reserves of For For Management
Up to EUR 370 Million for Bonus Issue or
Increase in Par Value and Set Global
Limit for All Capital Increases Pursuant
to Items 8, 9, and 10 at EUR 2.37 Billion
11 Approve Capital Increase Reserved for For For Management
Employees Participating in
Savings-Related Share Purchase Plan
12 Approve Stock Option Plan Grants For Against Management
13 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
14 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
VERIZON COMMUNICATIONS
Ticker: VZ Security ID: 92343V104
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Barker For For Management
1.2 Elect Director Richard L. Carrion For For Management
1.3 Elect Director Robert W. Lane For For Management
1.4 Elect Director Sandra O. Moose For For Management
1.5 Elect Director Joseph Neubauer For For Management
1.6 Elect Director Thomas H. O'Brien For For Management
1.7 Elect Director Hugh B. Price For For Management
1.8 Elect Director Ivan G. Seidenberg For For Management
1.9 Elect Director Walter V. Shipley For For Management
1.10 Elect Director John R. Stafford For For Management
1.11 Elect Director Robert D. Storey For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against For Shareholder
4 Require Majority of Independent Directors Against Against Shareholder
on Board
5 Separate Chairman and CEO Positions Against Against Shareholder
6 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
7 Submit Executive Compensation to Vote Against For Shareholder
8 Prohibit Awards to Executives Against Against Shareholder
9 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
10 Report on Political Against Against Shareholder
Contributions/Activities
11 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
VIACOM INC.
Ticker: VIA Security ID: 925524308
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George S. Abrams For Withhold Management
1.2 Elect Director David R. Andelman For Withhold Management
1.3 Elect Director Joseph A. Califano, Jr. For For Management
1.4 Elect Director William S. Cohen For For Management
1.5 Elect Director Philippe P. Dauman For Withhold Management
1.6 Elect Director Alan C. Greenberg For Withhold Management
1.7 Elect Director Mel Karmazin For Withhold Management
1.8 Elect Director Jan Leschly For For Management
1.9 Elect Director David T. McLaughlin For For Management
1.10 Elect Director Shari Redstone For Withhold Management
1.11 Elect Director Sumner M. Redstone For Withhold Management
1.12 Elect Director Frederic V. Salerno For Withhold Management
1.13 Elect Director William Schwartz For Withhold Management
1.14 Elect Director Patty Stonesifer For For Management
1.15 Elect Director Robert D. Walter For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Amend Non-Employee Director Stock Option For For Management
Plan
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VODAFONE HOLDINGS K.K. (FRM. JAPAN TELECOM HOLDINGS CO., LTD
Ticker: Security ID: J27859107
Meeting Date: DEC 9, 2003 Meeting Type: Extraordinary Shareholders
Record Date: OCT 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to: Change Location of For For Management
Head Office - Change Company Name to
Vodafone Holdings K.K.
2 Approve Reduction in Capital Reserves For For Management
3 Elect Director For For Management
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WATERS CORP.
Ticker: WAT Security ID: 941848103
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joshua Bekenstein For Did Not Management
Vote
1.2 Elect Director M.J. Berendt, Ph.D. For Did Not Management
Vote
1.3 Elect Director Douglas A. Berthiaume For Did Not Management
Vote
1.4 Elect Director Philip Caldwell For Did Not Management
Vote
1.5 Elect Director Edward Conard For Did Not Management
Vote
1.6 Elect Director L.H. Glimcher, M.D. For Did Not Management
Vote
1.7 Elect Director William J. Miller For Did Not Management
Vote
1.8 Elect Director Thomas P. Salice For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 Other Business For Did Not Management
Vote
- --------------------------------------------------------------------------------
WILLIAM HILL PLC
Ticker: Security ID: G9645P117
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 9 Pence Per For For Management
Ordinary Share
4 Re-elect David Allvey as Director For For Management
5 Re-elect Barry Gibson as Director For For Management
6 Re-appoint Deloitte and Touche LLP as For For Management
Auditors of the Company
7 Authorise Board to Fix Remuneration of For For Management
the Auditors
8 Amend the 2004 Senior Management For For Management
Operating Bonus Scheme, the William Hill
Executive Director Incentive Plan, the
William Hill Long Term Incentive Plan and
the William Hill SAYE Share Option
Schemes
9 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 14,060,370
10 Amend Articles of Association Re: For For Management
Disapplication of Pre-emptive Rights
11 Amend Articles of Association Re: For For Management
Treasury Shares
12 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount Equal to Five Percent of
the Issued Share Capital
13 Authorise 42,811,111 Ordinary Shares for For For Management
Market Purchase
- --------------------------------------------------------------------------------
YAMAHA CORP.
Ticker: Security ID: J95732103
Meeting Date: JUN 25, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 5,
Final JY 10, Special JY 0
2 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
4 Appoint Internal Statutory Auditor For For Management
5 Approve Retirement Bonus for Director For For Management
========== END NPX REPORT