SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 28, 2005
AXA FINANCIAL, INC.
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(Exact name of Registrant as specified in its charter)
Delaware 1-11166 13-3623351
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(State or other jurisdiction of (Commission File Number) (I.R.S. Employer
incorporation or organization) Identification No.)
1290 Avenue of the Americas
New York, New York 10104
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(Address of principal executive offices) (Zip Code)
(212) 554-1234
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(Registrant's telephone number, including area code)
None
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(Former name or address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
/ / Written communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)
/ / Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
/ / Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
/ / Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
ITEM 2.02 RESULTS OF OPERATIONS AND FINANCIAL CONDITION.
On July 28, 2005, AXA, the Registrant's parent company, issued a press release
announcing certain activity indicators for the six months ended June 30, 2005.
Set forth in Exhibit 99.1 is the AXA press release. Set forth in Appendix 5 to
the AXA press release is the contribution of the Registrant and its consolidated
subsidiaries to AXA Group Revenues for the six months ended June 30, 2005 and
2004, presented in accordance with International Financial Reporting Standards
("IFRS"). Appendix 5 includes "AXA Group Revenues" for United States Life &
Savings operations, which is a reference to the Registrant's Financial
Advisory/Insurance segment. "AXA Group Revenues" is not a measure calculated and
presented in accordance with generally accepted accounting principles in the
United States ("U.S. GAAP"). Set forth in Exhibit 99.2 is a reconciliation of
the Registrant's contribution to AXA's United States Life & Savings Revenues for
the six months ended June 30, 2005 and 2004 prepared in accordance with IFRS to
the premiums of the Registrant and its consolidated subsidiaries prepared in
accordance with U.S. GAAP for the same period.
In accordance with General Instruction B.2 of Form 8-K, the information in this
Current Report on Form 8-K, including Exhibits 99.1 and 99.2, shall not be
deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act
of 1934, as amended (the "Exchange Act"), or otherwise subject to the liability
of that section, and shall not be incorporated by reference into any
registration statement or other document filed under the Securities Act of 1933,
as amended, or the Exchange Act, except as shall be expressly set forth by
specific reference in such filing.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934,
the Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
AXA FINANCIAL, INC.
Date: July 29, 2005 By: /s/ Alvin H. Fenichel
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Name: Alvin H. Fenichel
Title: Senior Vice President and
Controller
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EXHIBIT INDEX
EXHIBIT NUMBER EXHIBIT DESCRIPTION
99.1 Press Release, dated July 28, 2005, of AXA.
99.2 Reconciliation of AXA US Life & Savings Contribution to AXA IFRS
Revenues with Consolidated AXA Financial, Inc. Premiums
under US GAAP.