SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ------------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15 (d) OF THE SECURITES EXCHANGE ACT of 1934 September 12, 2002 - -------------------------------------------------------------- (Date of Report - date of earliest event reported) First Albany Companies Inc. - ------------------------------------------------------------------ (Exact name of registrant as specified in its charter) New York 0-14140 22-2655804 - ------------------------------------------------------------------ (State of Other (Commission 		 (IRS Employer Jurisdiction of File Number) Identification Incorporation)		 		 No.) 30 South Pearl Street, Albany, New York 12207 - ------------------------------------------------------------------ (Address of Principal (Zip Code) Executive Offices) (518) 447-8500 - ------------------------------------------------------------------ (Registrant's telephone number, including area code) - ------------------------------------------------------------------ (Former Name or Former Address, if Changed Since Last Report) Item 5. Letter to Our Employees and Shareholders I'm very proud of how our brokerage firm, First Albany Corporation, is doing in this difficult market environment. Almost 20% top-line growth for the second quarter (net revenues year over year) while the industry had one of its worst quarters in the last six years is a real accomplishment. I am confident we will achieve the guidance we gave that First Albany Corporation would show after tax earnings this year of between $4 and $5 million. With so much momentum in the firm's business, now is the appropriate time to make official the management transition that has been in progress for some time. I'm announcing with great pleasure that Alan Goldberg will be taking sole responsibility for the role of Chief Executive Officer of First Albany Corporation. This is a position for which Alan is well suited by experience, judgment and especially character. This new role is the culmination of a long evolution here at First Albany in which Alan has steadily commanded a greater share of the load. As a result, I expect this to be a seamless transition that will enable me to devote more time to our venture capital effort and our other principal investments. I will remain as Chairman of the holding company, First Albany Companies Inc. Please join me in congratulating yourselves on our success and Alan on his new responsibilities. George McNamee