WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE. <ARTICLE> BD <PERIOD-TYPE> YEAR <FISCAL-YEAR-END> DEC-31-1997 <PERIOD-END> DEC-31-1997 <CASH> $951 <RECEIVABLES> 195,157 <SECURITIES-RESALE> 5,299 <SECURITIES-BORROWED> 468,786 <INSTRUMENTS-OWNED> 128,142 <PP&E> 12,947 <TOTAL-ASSETS> 831,921 <SHORT-TERM> 99,702 <PAYABLES> 89,337 <REPOS-SOLD> 891 <SECURITIES-LOANED> 547,847 <INSTRUMENTS-SOLD> 8,440 <LONG-TERM> 7,500 <PREFERRED-MANDATORY> 0 <PREFERRED> 0 <COMMON> 59 <OTHER-SE> 44,489 <TOTAL-LIABILITY-AND-EQUITY> 831,921 <TRADING-REVENUE> 63,235 <INTEREST-DIVIDENDS> 45,474 <COMMISSIONS> 52,987 <INVESTMENT-BANKING-REVENUES> 19,636 <FEE-REVENUE> 11,640 <INTEREST-EXPENSE> 38,615 <COMPENSATION> 105,080 <INCOME-PRETAX> 2,902 <INCOME-PRE-EXTRAORDINARY> 1,651 <EXTRAORDINARY> 305 <CHANGES> 0 <NET-INCOME> 1,956 <EPS-PRIMARY> 0.34 <EPS-DILUTED> 0.31 Prior periods restated to conform to Financial Accounting Standards No. 128- "Earnings per share". [PERIOD-TYPE] 9-MOS [FISCAL-YEAR-END] DEC-31-1997 [PERIOD-END] SEP-26-1997 [CASH] $ 321 [RECEIVABLES] 207,118 [SECURITIES-RESALE] 3,504 [SECURITIES-BORROWED] 587,132 [INSTRUMENTS-OWNED] 120,462 [PP&E] 13,246 [TOTAL-ASSETS] 955,158 [SHORT-TERM] 203,002 [PAYABLES] 60,837 [REPOS-SOLD] 5,031 [SECURITIES-LOANED] 606,583 [INSTRUMENTS-SOLD] 4,112 [LONG-TERM] 7,927 [PREFERRED-MANDATORY] 0 [PREFERRED] 0 [COMMON] 57 [OTHER-SE] 43,578 [TOTAL-LIABILITY-AND-EQUITY] 955,158 [TRADING-REVENUE] 47,246 [INTEREST-DIVIDENDS] 32,748 [COMMISSIONS] 38,347 [INVESTMENT-BANKING-REVENUES] 11,114 [FEE-REVENUE] 8,114 [INTEREST-EXPENSE] 28,112 [COMPENSATION] 73,183 [INCOME-PRETAX] 1,501 [INCOME-PRE-EXTRAORDINARY] 862 [EXTRAORDINARY] 305 [CHANGES] 0 [NET-INCOME] 1,167 [EPS-PRIMARY] 0.20 [EPS-DILUTED] 0.19 Prior periods restated to conform to Financial Accounting Standards No. 128- "Earnings per share". [PERIOD-TYPE] 6-MOS [FISCAL-YEAR-END] DEC-31-1997 [PERIOD-END] JUN-27-1997 [CASH] $ 1,314 [RECEIVABLES] 152,237 [SECURITIES-RESALE] 3,882 [SECURITIES-BORROWED] 538,785 [INSTRUMENTS-OWNED] 185,646 [PP&E] 13,608 [TOTAL-ASSETS] 924,020 [SHORT-TERM] 204,012 [PAYABLES] 76,264 [REPOS-SOLD] 5,132 [SECURITIES-LOANED] 559,711 [INSTRUMENTS-SOLD] 7,286 [LONG-TERM] 8,583 [PREFERRED-MANDATORY] 0 [PREFERRED] 0 [COMMON] 57 [OTHER-SE] 42,767 [TOTAL-LIABILITY-AND-EQUITY] 924,020 [TRADING-REVENUE] 31,080 [INTEREST-DIVIDENDS] 20,942 [COMMISSIONS] 23,668 [INVESTMENT-BANKING-REVENUES] 6,834 [FEE-REVENUE] 5,304 [INTEREST-EXPENSE] 17,940 [COMPENSATION] 46,968 [INCOME-PRETAX] 350 [INCOME-PRE-EXTRAORDINARY] 256 [EXTRAORDINARY] 305 [CHANGES] 0 [NET-INCOME] 561 [EPS-PRIMARY] 0.10 [EPS-DILUTED] 0.09 Prior periods restated to conform to Financial Accounting Standards No. 128- "Earnings per share". [PERIOD-TYPE] 3-MOS [FISCAL-YEAR-END] DEC-31-1997 [PERIOD-END] MAR-27-1997 [CASH] $ 4,400 [RECEIVABLES] 152,260 [SECURITIES-RESALE] 6,597 [SECURITIES-BORROWED] 402,767 [INSTRUMENTS-OWNED] 85,869 [PP&E] 14,397 [TOTAL-ASSETS] 684,898 [SHORT-TERM] 131,312 [PAYABLES] 56,073 [REPOS-SOLD] 0 [SECURITIES-LOANED] 417,069 [INSTRUMENTS-SOLD] 11,762 [LONG-TERM] 16,011 [PREFERRED-MANDATORY] 0 [PREFERRED] 0 [COMMON] 54 [OTHER-SE] 42,811 [TOTAL-LIABILITY-AND-EQUITY] 684,898 [TRADING-REVENUE] 14,566 [INTEREST-DIVIDENDS] 10,052 [COMMISSIONS] 11,581 [INVESTMENT-BANKING-REVENUES] 3,196 [FEE-REVENUE] 2,664 [INTEREST-EXPENSE] 8,424 [COMPENSATION] 22,888 [INCOME-PRETAX] 30 [INCOME-PRE-EXTRAORDINARY] 66 [EXTRAORDINARY] 305 [CHANGES] 0 [NET-INCOME] 371 [EPS-PRIMARY] 0.07 [EPS-DILUTED] 0.06 Prior periods restated to conform to Financial Accounting Standards No. 128- "Earnings per share". [PERIOD-TYPE] YEAR [FISCAL-YEAR-END] DEC-31-1996 [PERIOD-END] DEC-31-1996 [CASH] $ 4,005 [RECEIVABLES] 138,167 [SECURITIES-RESALE] 2,869 [SECURITIES-BORROWED] 344,904 [INSTRUMENTS-OWNED] 162,311 [PP&E] 12,584 [TOTAL-ASSETS] 675,785 [SHORT-TERM] 134,712 [PAYABLES] 107,939 [REPOS-SOLD] 0 [SECURITIES-LOANED] 350,577 [INSTRUMENTS-SOLD] 10,075 [LONG-TERM] 6,009 [PREFERRED-MANDATORY] 0 [PREFERRED] 0 [COMMON] 54 [OTHER-SE] 42,220 [TOTAL-LIABILITY-AND-EQUITY] 675,785 [TRADING-REVENUE] [INTEREST-DIVIDENDS] 32,240 [COMMISSIONS] 42,711 [INVESTMENT-BANKING-REVENUES] 19,558 [FEE-REVENUE] 10,244 [INTEREST-EXPENSE] 26,030 [COMPENSATION] 95,691 [INCOME-PRETAX] 9,092 [INCOME-PRE-EXTRAORDINARY] 5,500 [EXTRAORDINARY] 0 [CHANGES] 0 [NET-INCOME] 5,500 [EPS-PRIMARY] 1.00 [EPS-DILUTED] 0.93 Prior periods restated to conform to Financial Accounting Standards No. 128- "Earnings per share". [PERIOD-TYPE] 9-MOS [FISCAL-YEAR-END] DEC-31-1996 [PERIOD-END] SEP-27-1996 [CASH] $ 10,555 [RECEIVABLES] 151,558 [SECURITIES-RESALE] 0 [SECURITIES-BORROWED] 525,330 [INSTRUMENTS-OWNED] 98,836 [PP&E] 7,362 [TOTAL-ASSETS] 805,142 [SHORT-TERM] 101,567 [PAYABLES] 81,623 [REPOS-SOLD] 2,996 [SECURITIES-LOANED] 546,753 [INSTRUMENTS-SOLD] 4,443 [LONG-TERM] 9,927 [PREFERRED-MANDATORY] 0 [PREFERRED] 0 [COMMON] 51 [OTHER-SE] 40,812 [TOTAL-LIABILITY-AND-EQUITY] 805,142 [TRADING-REVENUE] 48,148 [INTEREST-DIVIDENDS] 20,629 [COMMISSIONS] 31,804 [INVESTMENT-BANKING-REVENUES] 12,475 [FEE-REVENUE] 7,397 [INTEREST-EXPENSE] 16,098 [COMPENSATION] 70,298 [INCOME-PRETAX] 7,041 [INCOME-PRE-EXTRAORDINARY] 4,271 [EXTRAORDINARY] 0 [CHANGES] 0 [NET-INCOME] 4,271 [EPS-PRIMARY] 0.77 [EPS-DILUTED] 0.72 Prior periods restated to conform to Financial Accounting Standards No. 128- "Earnings per share". [PERIOD-TYPE] 9-MOS [FISCAL-YEAR-END] SEP-27-1996 [PERIOD-END] JUN-28-1996 [CASH] $ 3,362 [RECEIVABLES] 132,328 [SECURITIES-RESALE] 0 [SECURITIES-BORROWED] 288,902 [INSTRUMENTS-OWNED] 128,454 [PP&E] 6,997 [TOTAL-ASSETS] 571,368 [SHORT-TERM] 136,033 [PAYABLES] 65,953 [REPOS-SOLD] 4,975 [SECURITIES-LOANED] 298,211 [INSTRUMENTS-SOLD] 5,758 [LONG-TERM] 5,156 [PREFERRED-MANDATORY] 0 [PREFERRED] 0 [COMMON] 51 [OTHER-SE] 40,117 [TOTAL-LIABILITY-AND-EQUITY] 571,368 [TRADING-REVENUE] 46,067 [INTEREST-DIVIDENDS] 21,317 [COMMISSIONS] 31,982 [INVESTMENT-BANKING-REVENUES] 14,059 [FEE-REVENUE] 6,482 [INTEREST-EXPENSE] 16,758 [COMPENSATION] 69,776 [INCOME-PRETAX] 7,919 [INCOME-PRE-EXTRAORDINARY] 4,892 [EXTRAORDINARY] 0 [CHANGES] 0 [NET-INCOME] 4,892 [EPS-PRIMARY] 0.89 [EPS-DILUTED] 0.82 Prior periods restated to conform to Financial Accounting Standards No. 128- "Earnings per share". [PERIOD-TYPE] 6-MOS [FISCAL-YEAR-END] SEP-27-1996 [PERIOD-END] MAR-29-1996 [CASH] $ 2,970 [RECEIVABLES] 119,763 [SECURITIES-RESALE] 0 [SECURITIES-BORROWED] 258,469 [INSTRUMENTS-OWNED] 75,137 [PP&E] 7,485 [TOTAL-ASSETS] 478,178 [SHORT-TERM] 95,587 [PAYABLES] 50,105 [REPOS-SOLD] 0 [SECURITIES-LOANED] 266,756 [INSTRUMENTS-SOLD] 9,874 [LONG-TERM] 5,500 [PREFERRED-MANDATORY] 0 [PREFERRED] 0 [COMMON] 49 [OTHER-SE] 38,713 [TOTAL-LIABILITY-AND-EQUITY] 478,178 [TRADING-REVENUE] 28,510 [INTEREST-DIVIDENDS] 14,577 [COMMISSIONS] 20,783 [INVESTMENT-BANKING-REVENUES] 9,730 [FEE-REVENUE] 4,094 [INTEREST-EXPENSE] 11,585 [COMPENSATION] 44,778 [INCOME-PRETAX] 5,339 [INCOME-PRE-EXTRAORDINARY] 3,307 [EXTRAORDINARY] 0 [CHANGES] 0 [NET-INCOME] 3,307 [EPS-PRIMARY] 0.60 [EPS-DILUTED] 0.56 Prior periods restated to conform to Financial Accounting Standards No. 128- "Earnings per share". [PERIOD-TYPE] 3-MOS [FISCAL-YEAR-END] DEC-31-1995 [PERIOD-END] DEC-31-1995 [CASH] $ 6,750 [RECEIVABLES] 124,482 [SECURITIES-RESALE] 0 [SECURITIES-BORROWED] 283,785 [INSTRUMENTS-OWNED] 82,056 [PP&E] 6,075 [TOTAL-ASSETS] 510,081 [SHORT-TERM] 112,292 [PAYABLES] 56,555 [REPOS-SOLD] 0 [SECURITIES-LOANED] 283,146 [INSTRUMENTS-SOLD] 4,407 [LONG-TERM] 1,641 [PREFERRED-MANDATORY] 0 [PREFERRED] 0 [COMMON] 49 [OTHER-SE] 37,509 [TOTAL-LIABILITY-AND-EQUITY] 510,081 [TRADING-REVENUE] 12,322 [INTEREST-DIVIDENDS] 8,138 [COMMISSIONS] 9,639 [INVESTMENT-BANKING-REVENUES] 5,435 [FEE-REVENUE] 1,870 [INTEREST-EXPENSE] 6,631 [COMPENSATION] 20,433 [INCOME-PRETAX] 2,482 [INCOME-PRE-EXTRAORDINARY] 1,553 [EXTRAORDINARY] 0 [CHANGES] 0 [NET-INCOME] 1,553 [EPS-PRIMARY] 0.28 [EPS-DILUTED] 0.26 Prior periods restated to conform to Financial Accounting Standards No. 128- "Earnings per share". [PERIOD-TYPE] YEAR [FISCAL-YEAR-END] SEP-29-1995 [PERIOD-END] SEP-29-1995 [CASH] $ 3,253 [RECEIVABLES] 95,464 [SECURITIES-RESALE] 0 [SECURITIES-BORROWED] 376,919 [INSTRUMENTS-OWNED] 56,025 [PP&E] 6,062 [TOTAL-ASSETS] 543,255 [SHORT-TERM] 53,288 [PAYABLES] 45,574 [REPOS-SOLD] 0 [SECURITIES-LOANED] 388,523 [INSTRUMENTS-SOLD] 3,892 [LONG-TERM] 1,791 [PREFERRED-MANDATORY] 0 [PREFERRED] 0 [COMMON] 49 [OTHER-SE] 36,143 [TOTAL-LIABILITY-AND-EQUITY] 543,255 [TRADING-REVENUE] 43,198 [INTEREST-DIVIDENDS] 26,173 [COMMISSIONS] 31,889 [INVESTMENT-BANKING-REVENUES] 14,625 [FEE-REVENUE] 7,214 [INTEREST-EXPENSE] 19,904 [COMPENSATION] 71,064 [INCOME-PRETAX] 5,220 [INCOME-PRE-EXTRAORDINARY] 3,350 [EXTRAORDINARY] 0 [CHANGES] 0 [NET-INCOME] 3,350 [EPS-PRIMARY] 0.61 [EPS-DILUTED] 0.59