<ARTICLE> BD <PERIOD-TYPE> 9-MOS <FISCAL-YEAR-END> DEC-31-1998 <PERIOD-END> SEP-25-1998 <CASH> 1,084 <RECEIVABLES> 229,807 <SECURITIES-RESALE> 12,056 <SECURITIES-BORROWED> 603,562 <INSTRUMENTS-OWNED> 151,349 <PP&E> 12,096 <TOTAL-ASSETS> 1,035,979 <SHORT-TERM> 153,792 <PAYABLES> 49,020 <REPOS-SOLD> 3,158 <SECURITIES-LOANED> 716,034 <INSTRUMENTS-SOLD> 18,585 <LONG-TERM> 5,302 <PREFERRED-MANDATORY> 0 <PREFERRED> 0 <COMMON> 62 <OTHER-SE> 47,995 <TOTAL-LIABILITY-AND-EQUITY> 1,035,979 <TRADING-REVENUE> 55,118 <INTEREST-DIVIDENDS> 35,457 <COMMISSIONS> 44,421 <INVESTMENT-BANKING-REVENUES> 23,333 <FEE-REVENUE> 10,118 <INTEREST-EXPENSE> 29,102 <COMPENSATION> 97,608 <INCOME-PRETAX> 6,113 <INCOME-PRE-EXTRAORDINARY> 3,642 <EXTRAORDINARY> 0 <CHANGES> 0 <NET-INCOME> 3,642 <EPS-PRIMARY> 0.56 <EPS-DILUTED> 0.51