<ARTICLE> BD <PERIOD-TYPE> YEAR <FISCAL-YEAR-END> DEC-31-1997 <PERIOD-END> DEC-31-1997 <CASH> 10784000 <RECEIVABLES> 438049000 <SECURITIES-RESALE> 0 <SECURITIES-BORROWED> 299938000 <INSTRUMENTS-OWNED> 63262000 <PP&E> 9128000 <TOTAL-ASSETS> 835146000 <SHORT-TERM> 23755000 <PAYABLES> 208247000 <REPOS-SOLD> 0 <SECURITIES-LOANED> 411089000 <INSTRUMENTS-SOLD> 31090000 <LONG-TERM> 30000 <PREFERRED-MANDATORY> 0 <PREFERRED> 0 <COMMON> 40916000 <OTHER-SE> 120019000 <TOTAL-LIABILITY-AND-EQUITY> 835146000 <TRADING-REVENUE> 65972000 <INTEREST-DIVIDENDS> 40123000 <COMMISSIONS> 103323000 <INVESTMENT-BANKING-REVENUES> 11042000 <FEE-REVENUE> 15808000 <INTEREST-EXPENSE> 20161000 <COMPENSATION> 119785000 <INCOME-PRETAX> 46484000 <INCOME-PRE-EXTRAORDINARY> 46484000 <EXTRAORDINARY> 0 <CHANGES> 0 <NET-INCOME> 26731000 <EPS-PRIMARY> 2.14 <EPS-DILUTED> 2.08