SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
________________________
FORM 11-K
(Mark One)
X ANNUAL REPORT PURSUANT TO SECTION 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934 (FEE REQUIRED)
For the year ended December 31, 1996
OR
TRANSITION REPORT PURSUANT TO SECTION 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934 (NO FEE REQUIRED)
For the transition period from ..... to .....
Commission file number 1-9769
A. Full title of the Plan and the address of the Plan, if different from
that of the issuer named below:
LANDS' END, INC. RETIREMENT PLAN
B. Name of issuer of the securities held pursuant to the Plan and the
address of its principal executive officer:
LANDS' END, INC.
LANDS' END LANE
DODGEVILLE, WI 53595
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
trustees (or other persons who administer the Plan) have duly caused this
annual report to be signed by the undersigned thereunto duly authorized.
LANDS' END, INC. RETIREMENT PLAN
By DONALD R. HUGHES
Donald R. Hughes
Vice President-Finance
Date: June 25, 1997
Consent of Independent Public Accountants
As independent public accountants, we hereby consent to the incorporation of
our report included in this Form 11-K into the previously filed Lands' End,
Inc. Form S-8 Registration Statement (No. 33-63461) for the Lands' End, Inc.
Retirement Plan.
ARTHUR ANDERSEN LLP
Milwaukee, Wisconsin,
June 25, 1997
LANDS' END, INC.
RETIREMENT PLAN
FINANCIAL STATEMENTS AS OF DECEMBER 31, 1996 AND 1995
TOGETHER WITH REPORT OF INDEPENDENT PUBLIC ACCOUNTANTS
LANDS' END, INC.
RETIREMENT PLAN
FINANCIAL STATEMENTS
DECEMBER 31, 1996 AND 1995
TABLE OF CONTENTS
REPORT OF INDEPENDENT PUBLIC ACCOUNTANTS
FINANCIAL STATEMENTS
Statements of Net Assets Available for Plan Benefits, with Fund
Information-December 31, 1996 and 1995
Statements of Changes in Net Assets Available for Plan Benefits, with
Fund Information, for the Years Ended December 31, 1996 and 1995
NOTES TO FINANCIAL STATEMENTS
SCHEDULES SUPPORTING FINANCIAL STATEMENTS
Schedule I: Item 27(a)-Schedule of Assets Held for Investment
Purposes-December 31, 1996
Schedule II: Item 27(d)-Schedule of Reportable Transactions for the
Year Ended December 31, 1996
REPORT OF INDEPENDENT PUBLIC ACCOUNTANTS
To the Plan Administrator of the
Lands' End, Inc. Retirement Plan:
We have audited the accompanying statements of net assets available for plan
benefits of Lands' End, Inc. Retirement Plan (the "Plan") as of December 31,
1996 and 1995 and the related statements of changes in net assets available
for plan benefits, with fund information, for the years then ended, as listed
in the accompanying table of contents. These financial statements and the
supplemental schedules referred to below are the responsibility of the plan
administrator. Our responsibility is to express an opinion on these
financial statements and the supplemental schedules based on our audits.
We conducted our audits in accordance with generally accepted auditing
standards. Those standards require that we plan and perform the audit to
obtain reasonable assurance about whether the financial statements are free
of material misstatement. An audit includes examining, on a test basis,
evidence supporting the amounts and disclosures in the financial statements.
An audit also includes assessing the accounting principles used and
significant estimates made by management, as well as evaluating the overall
financial statement presentation. We believe that our audits provide a
reasonable basis for our opinion.
In our opinion, the financial statements referred to above present fairly, in
all material respects, the net assets available for plan benefits of the Plan
as of December 31, 1996 and 1995, and the changes in its net assets available
for plan benefits for the years then ended, in conformity with generally
accepted accounting principles.
Our audits were performed for the purpose of forming an opinion on the basic
financial statements taken as a whole. The supplemental schedules, as listed
in the accompanying table of contents, are presented for the purpose of
additional analysis and are not a required part of the basic financial
statements but are supplementary information required by the Department of
Labor Rules and Regulations for Reporting and Disclosure under the Employee
Retirement Income Security Act of 1974. The fund information in the
statements of net assets available for plan benefits and the statements of
changes in net assets available for plan benefits is presented for purposes
of additional analysis rather than to present the net assets available for
plan benefits and changes in net assets available for plan benefits of each
fund. The supplemental schedules, and fund information, have been subjected
to the auditing procedures applied in the audit of the basic financial
statements and, in our opinion, are fairly stated in all material respects in
relation to the basic financial statements taken as a whole.
ARTHUR ANDERSEN LLP
Milwaukee, Wisconsin,
April 11, 1997
LANDS' END, INC.
RETIREMENT PLAN
STATEMENT OF NET ASSETS AVAILABLE FOR PLAN BENEFITS, WITH FUND INFORMATION
AS OF DECEMBER 31, 1996
Fund Information
---------------------------------------------------------------
Lands' End, Partic-
Cash Fixed Inc. ipants'
(In thousands) Equiva- Income Balanced Equity Stock Loan
ASSETS lents Fund Fund Fund Fund Fund Total
<S)
INVESTMENTS, at fair
value (cost at $50,559):
U.S. Government
Securities Fund II $ 493 $ - $ - $ - $ - $ - $ 493
IDS Federal Income
Fund, Inc. - 9,151 - - - - 9,151
IDS Mutual - - 16,054 - - - 16,054
IDS New Dimensions
Fund, Inc. - - - 34,769 - - 34,769
Lands' End, Inc.
Stock Fund - - - - 130 - 130
Total Investments 493 9,151 16,054 34,769 130 - 60,597
LOANS TO PARTICIPANTS - - - - - 1,137 1,137
EMPLOYER CONTRIBUTION
RECEIVABLE 50 539 727 1,507 50 - 2,873
NET ASSETS AVAILABLE
FOR PLAN BENEFITS $ 543 $9,690 $16,781 $36,276 $ 180 $1,137 $64,607
<FN>
The accompanying notes to financial statements are an integral part of this statement.
</FN>
LANDS' END, INC.
RETIREMENT PLAN
STATEMENT OF NET ASSETS AVAILABLE FOR PLAN BENEFITS, WITH FUND INFORMATION
AS OF DECEMBER 31, 1995
Fund Information
------------------------------------------------------------
Lands' End, Partic-
Cash Fixed Inc. ipants'
(In thousands) Equiva- Income Balanced Equity Stock Loan
ASSETS lents Fund Fund Fund Fund Fund Total
INVESTMENTS, at fair
value (cost at $38,476):
U.S. Government
Securities Fund II $ 34 $ - $ - $ - $ - $ - $ 34
IDS Federal Income
Fund, Inc. - 8,271 - - - - 8,271
IDS Mutual - - 12,538 - - - 12,538
IDS New Dimensions
Fund, Inc. - - - 22,870 - - 22,870
Lands' End, Inc.
Stock Fund - - - - 8 - 8
Total Investments 34 8,271 12,538 22,870 8 - 43,721
LOANS TO PARTICIPANTS - - - - - 852 852
RECEIVABLES:
Employer Contribution 25 286 403 705 11 - 1,430
Dividends - - - 1,015 - - 1,015
Total receivables 25 286 403 1,720 11 - 2,445
NET ASSETS AVAILABLE
FOR PLAN BENEFITS $ 59 $8,557 $12,941 $24,590 $ 19 $ 852 $47,018
<FN>
The accompanying notes to financial statements are an integral part of this statement.
</FN>
LANDS' END, INC.
RETIREMENT PLAN
STATEMENTS OF CHANGES IN NET ASSETS AVAILABLE FOR PLAN BENEFITS, WITH FUND INFORMATION
FOR THE YEAR ENDED DECEMBER 31, 1996
Fund Information
-----------------------------------------------------------
Cash Fixed Lands' End, Partic-
Equiva- Income Balanced Equity Inc. ipants'
(In thousands) lents Fund Fund Fund Stock Fund Loan Fund Total
ADDITIONS TO NET ASSETS
ATTRIBUTED TO:
Investment income-
Net appreciation
(depreciation) in fair
market value of investments $ - $ (183) $ 363 $ 5,106 $ 31 $ - $ 5,317
Interest and dividend income 13 568 1,534 1,371 - - 3,486
Total investment income 13 385 1,897 6,477 31 - 8,803
Contributions-
Employer contributions-
Matching 20 323 560 1,060 23 - 1,986
Profit sharing 50 539 727 1,507 50 - 2,873
Participants' contributions 50 814 1,478 2,874 60 - 5,276
Rollovers 1 138 78 59 - - 276
Total contributions 121 1,814 2,843 5,500 133 - 10,411
Total additions 134 2,199 4,740 11,977 164 - 19,214
DEDUCTIONS FROM NET ASSETS
ATTRIBUTED TO:
Benefits paid to participants (9) (285) (369) (941) (1) (20) (1,625)
Total deductions (9) (285) (369) (941) (1) (20) (1,625)
FUND TRANSFERS 359 (739) (469) 851 (2) - -
LOANS ISSUED TO PARTICIPANTS (2) (75) (128) (346) (1) 552 -
LOAN PRINCIPAL REPAYMENTS 2 33 66 145 1 (247) -
NET INCREASE 484 1,133 3,840 11,686 161 285 17,589
NET ASSETS AVAILABLE
FOR PLAN BENEFITS:
Beginning of year 59 8,557 12,941 24,590 19 852 47,018
End of year $543 $9,690 $16,781 $36,276 $ 180 $1,137 $64,607
<FN>
The accompanying notes to financial statements are an integral part of these statements.
</FN>
LANDS' END, INC.
RETIREMENT PLAN
STATEMENTS OF CHANGES IN NET ASSETS AVAILABLE FOR PLAN BENEFITS, WITH FUND INFORMATION
FOR THE YEAR ENDED DECEMBER 31, 1995
Fund Information
--------------------------------------------------------
Cash Fixed Lands' End, Partic-
Equiva- Income Balanced Equity Inc. ipants'
(In thousands) lents Fund Fund Fund Stock Fund Loan Fund Total
ADDITIONS TO NET ASSETS
ATTRIBUTED TO:
Investment income-
Net appreciation
(depreciation) in fair
market value of investments $ - $ 471 $ 1,780 $ 4,713 $ - $ - $ 6,964
Interest and dividend income - 513 623 1,051 - - 2,187
Total investment income - 984 2,403 5,764 - - 9,151
Contributions-
Employer contributions-
Matching 2 318 505 868 2 - 1,695
Profit sharing 25 286 403 705 11 - 1,430
Participants' contributions 4 785 1,318 2,308 6 - 4,421
Rollovers - 18 79 97 - - 194
Total contributions 31 1,407 2,305 3,978 19 - 7,740
Total additions 31 2,391 4,708 9,742 19 - 16,891
DEDUCTIONS FROM NET ASSETS
ATTRIBUTED TO:
Benefits paid to participants (83) (298) (276) (633) - (15) (1,305)
Total deductions (83) (298) (276) (633) - (15) (1,305)
FUND TRANSFERS 111 (18) (600) 507 - - -
LOANS ISSUED TO PARTICIPANTS - (56) (109) (186) - 351 -
LOAN PRINCIPAL REPAYMENTS - 25 35 81 - (141) -
NET INCREASE 59 2,044 3,758 9,511 19 195 15,586
NET ASSETS AVAILABLE
FOR PLAN BENEFITS:
Beginning of year - 6,513 9,183 15,079 - 657 31,432
End of year $ 59 $8,557 $12,941 $24,590 $ 19 $ 852 $47,018
<FN>
The accompanying notes to financial statements are an integral part of these statements.
</FN>
LANDS' END, INC.
RETIREMENT PLAN
NOTES TO FINANCIAL STATEMENTS
DECEMBER 31, 1996 AND 1995
(1) Description of the Plan-
The following description of the Lands' End, Inc. Retirement Plan (the
"Plan") is provided for general information purposes only. More
complete information regarding the Plan's provisions may be found in the
plan document.
The Plan is a defined contribution plan and covers substantially all
employees of Lands' End, Inc. (the "Company") who are at least 19 years
of age as of the end of the Plan year and have completed 1,000 hours of
eligible service. The Plan is sponsored and administered by the
Company. The Plan is governed by the Employee Retirement Income
Security Act of 1974, as amended ("ERISA").
Participants contribute to the Plan through salary reductions in amounts
not exceeding 15 percent of participants' eligible compensation. Each
participant's account is credited with the participant's voluntary
contributions, the allocation of the Company contributions and Plan
earnings in accordance with the Plan agreement. The Plan provides for
employer matching and profit sharing contributions. Matching
contributions are made in amounts equal to 50 percent of participant
contributions, limited to three percent of participants' eligible
compensation. Profit sharing contributions are made at the discretion
of the Company's Board of Directors and are allocated to each
participant's account based on his or her eligible compensation level
(subject to certain Internal Revenue Service limits) in relation to all
participants' compensation. Participants are fully vested in
participant and employer contributions at all times.
Participants have the ability to self-direct their funds. The following
are descriptions of the funds:
U.S. Government Securities Fund II is invested in U.S. Government and
U.S. Agency securities and seeks to provide maximum current income
consistent with liquidity and conservation of capital. This was a new
fund option as of October 1, 1995.
IDS Federal Income Fund, Inc. is an income fund. This fund is managed
to help protect the participants' money from loss, while seeking a
consistent rate of return.
IDS Mutual is a balanced growth and income fund. This fund focuses on
securities of medium to large, well-established companies that offer
long-term capital appreciation and consistent income from dividends
and interest.
IDS New Dimensions Fund, Inc. is an equity growth fund. Funds in
this group seek capital growth, primarily from common stocks. Income
is not an investment objective.
Lands' End, Inc. Stock Fund is a Company stock fund. This fund seeks
long-term capital growth from Lands' End, Inc. common stock and money
market investments. Income is not an investment objective. This was
a new fund option as of October 1, 1995.
(2) Summary of Significant Accounting Policies-
Basis of Accounting-
The financial statements have been prepared on the accrual basis of
accounting.
Investments-
Investments are stated at fair market value as determined by the
custodian by reference to published market data.
Net Appreciation (Depreciation) in Fair Market Value of Investments-
Net realized and unrealized appreciation (depreciation) is recorded in
the accompanying statements of changes in net assets as net appreciation
(depreciation) in fair market value of investments.
Administrative Expenses-
All administrative expenses for the Plan were paid by the Company,
except certain mutual fund expenses that were netted against
participants' investment yield.
Accounting Estimates-
The preparation of financial statements required the use of estimates by
management in determining the Plan's assets, revenues and expenses.
Actual results could differ from those estimates.
(3) Funding Policy-
The Company's contributions to the Plan represent matching and profit
sharing contributions. Matching contributions are deposited at
specified intervals throughout the year. The employer contribution
receivable as of December 31, 1996 and 1995, represents the accrued
profit sharing contribution for the applicable year.
(4) Loans to Participants-
A participant may borrow the lesser of $50,000 or 50% of his or her
vested account balance with a minimum loan of $1,000. Loans are
repayable through payroll deductions over periods ranging up to 120
months. The interest rate is determined by the Plan administrator based
on prevailing market conditions and is fixed over the term of the note.
Interest rates ranged from 7.0% to 12.5% during 1996 and 1995.
(5) Benefits Paid to Participants-
Benefits paid to participants represent the amounts paid to participants
who have terminated employment. Amounts currently payable to terminated
participants included in net assets available for plan benefits as of
December 31, 1996 and 1995, was $102,209 and $103,276, respectively.
(6) Income Tax Status-
The Plan has obtained a determination letter from the Internal Revenue
Service dated May 16, 1994, approving the Plan as qualified for tax-
exempt status. Plan amendments adopted since the last tax determination
letter will be included in the Company's next filing. The Company's
management believes the Plan remains tax-exempt.
(7) Related Party Transactions-
The Plan periodically invests in common funds managed by the current
custodian, American Express Trust Company. Also, the Plan invests in
the Company's common stock. These transactions, which are included in
the accompanying schedules, are not considered prohibited transactions
by statutory exemption under ERISA regulations.
(8) Plan Termination-
Although it has not expressed any intent to do so, the Company has the
right under the Plan to discontinue its contributions at any time and to
terminate the Plan subject to the provisions of ERISA.
(9) Reconciliation to Form 5500-
The difference between net assets and benefits paid in both the financial
statements and the Plan's Form 5500 is due to benefit claims payable to
terminated participants. This difference as of December 31 is summarized
as follows:
1996 1995
Net assets, per Form 5500 $64,504,561 $46,914,984
Benefit claims payable 102,209 103,276
Net assets, per Statement of Net
Assets Available for Plan Benefits $64,606,770 $47,018,260
1996
Benefits paid to participants per
Form 5500 $1,623,511
Change in benefit claims payable 1,067
Benefits paid to participants per
Statement of Changes in Net Assets
Available for Plan Benefits $1,624,578
SCHEDULE I
EI No. 36-2512786
Plan No. 001
LANDS' END, INC.
RETIREMENT PLAN
ITEM 27(a)-SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES
DECEMBER 31, 1996
Description Cost Fair Value
U.S. Government Securities Fund II (*) $ 492,873 $ 492,873
IDS Federal Income Fund, Inc. (*) 9,274,632 9,151,025
IDS Mutual (*) 14,991,942 16,054,433
IDS New Dimensions Fund, Inc. (*) 25,700,585 34,771,072
Lands' End, Inc. Stock Fund (*) 98,635 128,721
Total Investments $50,558,667 $60,598,124
Loan to Participants (interest rates
ranging from 7.0% - 12.5%) $ 1,135,887 $ 1,135,887
(*) Represents a party in interest
The accompanying notes to financial statements are an integral part of this
schedule.
SCHEDULE G INFORMATION - PART V
REPORTABLE TRANSACTIONS
LANDS' END RETIREMENT
FROM 1/1/96 TO 12/31/96
BEGINNING MARKET VALUE 44,575,556.68
COMPARATIVE VALUE (5%) 2,228,777.83
---------------------- ------------------
CATEGORY 1 - SINGLE TRANSACTION EXCEEDS 5% OF VALUE
*** NO TRANSACTIONS QUALIFIED FOR THIS SECTION ***
- -----------------------------------------------------------------------------
- -----------------------------------------------------------------------------
CATEGORY 2 - SERIES OF TRANSACTIONS WITH SAME BROKER EXCEEDS 5% OF VALUE
*** NO TRANSACTIONS QUALIFIED FOR THIS SECTION ***
- -----------------------------------------------------------------------------
- -----------------------------------------------------------------------------
CATEGORY 3 - SERIES OF TRANSACTIONS IN SAME SECURITY EXCEEDS 5% OF VALUE
ISSUE: 44943K301 - IDS FEDERAL INCOME FUND Y
ACCOUNT DM0144200
DATE SHARES/ UNIT EXPENSE PRINCIPAL COST REALIZED
ACCOUNT BOUGHT/SOLD PAR VALUE PRICE INCURRED CASH ADJUSTMENT GAIN/LOSS
- ------- ----------- --------- ----- -------- --------- ---------- ---------
DM0144200 01/02/96 B 4,083 5.090 0 20,780- 20,780
DM0144200 01/03/96 B 17 5.088 0 87- 87
DM0144200 01/03/96 S 15,773 5.088 0 80,255 79,903 352
DM0144200 01/04/96 S 290 5.094 0 1,479 1,471 8
DM0144200 01/05/96 B 0 5.090 0 2- 2
DM0144200 01/05/96 S 1,316 5.089 0 6,696 6,665 31
DM0144200 01/08/96 B 4,030 5.080 0 20,473- 20,473
DM0144200 01/10/96 B 2 5.083 0 10- 10
DM0144200 01/10/96 S 1,335 5.083 0 6,785 6,761 23
DM0144200 01/12/96 B 20 5.075 0 102- 102
DM0144200 01/12/96 B 8 5.080 0 38- 38
DM0144200 01/12/96 S 7,300 5.075 0 37,048 36,980 68
DM0144200 01/16/96 S 3 5.080 0 17 17 0
DM0144200 01/16/96 B 4,624 5.083 0 23,502- 23,502
DM0144200 01/18/96 B 1 5.096 0 4- 4
DM0144200 01/18/96 S 340 5.096 0 1,734 1,723 10
DM0144200 01/22/96 B 1 5.104 0 5- 5
DM0144200 01/22/96 B 4,433 5.104 0 22,625- 22,625
DM0144200 01/23/96 B 3 5.093 0 13- 13
DM0144200 01/23/96 S 546 5.093 0 2,782 2,768 15
DM0144200 01/24/96 B 1 5.087 0 7- 7
DM0144200 01/24/96 S 279 5.087 0 1,421 1,415 6
DM0144200 01/25/96 B 6 5.091 0 29- 29
DM0144200 01/25/96 S 1,181 5.091 0 6,013 5,983 30
DM0144200 01/26/96 B 2,647 5.082 0 13,454- 13,454
DM0144200 01/29/96 B 8,219 5.086 0 41,801- 41,801
DM0144200 01/29/96 S 982 5.086 0 4,994 4,974 20
DM0144200 01/30/96 B 0 5.085 0 2- 2
DM0144200 01/30/96 B 3,631 5.085 0 18,465- 18,465
DM0144200 02/01/96 B 0 5.105 0 1- 1
DM0144200 02/01/96 B 1,008 5.104 0 5,144- 5,144
DM0144200 02/02/96 B 0 5.106 0 2- 2
DM0144200 02/02/96 S 370 5.106 0 1,888 1,873 15
DM0144200 02/05/96 B 4,212 5.109 0 21,521- 21,521
DM0144200 02/06/96 B 8 5.098 0 41- 41
DM0144200 02/06/96 S 4,281 5.098 0 21,822 21,686 136
DM0144200 02/08/96 B 6,225 5.105 0 31,779- 31,779
DM0144200 02/09/96 B 12 5.110 0 63- 63
DM0144200 02/09/96 S 6,565 5.110 0 33,546 33,260 287
DM0144200 02/12/96 B 2,084 5.114 0 10,660- 10,660
DM0144200 02/12/96 B 10 5.114 0 53- 53
DM0144200 02/14/96 B 15 5.128 0 75- 75
DM0144200 02/14/96 S 4,586 5.128 0 23,518 23,235 282
DM0144200 02/16/96 B 1 5.106 0 6- 6
DM0144200 02/16/96 S 320 5.106 0 1,632 1,619 13
DM0144200 02/20/96 B 4,060 5.093 0 20,677- 20,677
DM0144200 02/21/96 B 5,165 5.064 0 26,158- 26,158
DM0144200 02/22/96 B 22 5.062 0 110- 110
DM0144200 02/22/96 S 4,670 5.062 0 23,637 23,658 -21
DM0144200 02/26/96 B 5 5.065 0 24- 24
DM0144200 02/26/96 B 1,830 5.065 0 9,271- 9,271
DM0144200 02/29/96 B 9,239 5.036 0 46,528- 46,528
DM0144200 02/29/96 B 109 5.036 0 551- 551
DM0144200 03/04/96 B 4,096 5.058 0 20,720- 20,720
DM0144200 03/07/96 B 2 5.045 0 10- 10
DM0144200 03/07/96 S 871 5.046 0 4,397 4,414 -18
DM0144200 03/08/96 B 760 5.042 0 3,832- 3,832
DM0144200 03/11/96 B 15 4.983 0 77- 77
DM0144200 03/11/96 S 2,131 4.983 0 10,620 10,797 -177
DM0144200 03/12/96 B 5 4.992 0 23- 23
DM0144200 03/12/96 S 2,083 4.992 0 10,398 10,553 -155
DM0144200 03/15/96 B 1 4.992 0 6- 6
DM0144200 03/15/96 S 1,136 4.992 0 5,672 5,756 -84
DM0144200 03/18/96 B 3 4.973 0 13- 13
DM0144200 03/18/96 B 3,253 4.973 0 16,175- 16,175
DM0144200 03/22/96 B 6 4.996 0 29- 29
DM0144200 03/22/96 S 1,468 4.996 0 7,336 7,439 -103
DM0144200 03/25/96 B 4,851 4.991 0 24,210- 24,210
DM0144200 03/27/96 B 3 5.002 0 16- 16
DM0144200 03/27/96 B 56,954 5.002 0 284,883- 284,883
DM0144200 03/29/96 B 8,158 4.980 0 40,628- 40,628
DM0144200 04/01/96 B 4,222 4.991 0 21,074- 21,074
DM0144200 04/02/96 B 1 4.990 0 7- 7
DM0144200 04/02/96 S 1,550 4.990 0 7,734 7,848 -113
DM0144200 04/08/96 B 4,199 4.992 0 20,959- 20,959
DM0144200 04/09/96 B 8 4.942 0 38- 38
DM0144200 04/09/96 S 3,712 4.942 0 18,345 18,794 -449
DM0144200 04/12/96 B 0 4.944 0 1- 1
DM0144200 04/12/96 S 81 4.945 0 398 408 -10
DM0144200 04/15/96 B 4,118 4.977 0 20,497- 20,497
DM0144200 04/19/96 S 22 4.964 0 107 109 -2
DM0144200 04/22/96 B 16,241 4.974 0 80,783- 80,783
DM0144200 04/23/96 B 13 4.983 0 67- 67
DM0144200 04/23/96 S 3,707 4.983 0 18,473 18,766 -293
DM0144200 04/24/96 S 82 4.977 0 407 414 -7
DM0144200 04/25/96 B 3 4.973 0 17- 17
DM0144200 04/25/96 S 2,758 4.973 0 13,716 13,961 -245
DM0144200 04/29/96 B 19 4.979 0 95- 95
DM0144200 04/29/96 B 333 4.979 0 1,660- 1,660
DM0144200 04/30/96 B 8,652 4.974 0 43,036- 43,036
DM0144200 04/30/96 S 1,909 4.974 0 9,497 9,664 -167
DM0144200 05/02/96 S 135 4.962 0 672 685 -13
DM0144200 05/03/96 B 4 4.935 0 20- 20
DM0144200 05/03/96 S 3,975 4.935 0 19,617 20,119 -503
DM0144200 05/03/96 S 2 4.936 0 11 12 0
DM0144200 05/06/96 B 3 4.936 0 14- 14
DM0144200 05/06/96 B 2,353 4.936 0 11,613- 11,613
DM0144200 05/07/96 B 5 4.939 0 22- 22
DM0144200 05/07/96 S 2,695 4.939 0 13,313 13,642 -330
DM0144200 05/08/96 B 5 4.940 0 26- 26
DM0144200 05/08/96 S 2,873 4.940 0 14,190 14,539 -348
DM0144200 05/10/96 S 1,044 4.947 0 5,164 5,284 -119
DM0144200 05/10/96 B 2 4.947 0 11- 11
DM0144200 05/13/96 B 4,218 4.961 0 20,926- 20,926
DM0144200 05/16/96 B 3,109 4.974 0 15,464- 15,464
DM0144200 05/17/96 B 0 4.964 0 1- 1
DM0144200 05/17/96 S 65 4.964 0 320 326 -6
DM0144200 05/20/96 B 0 4.963 0 1- 1
DM0144200 05/20/96 B 2,763 4.962 0 13,708- 13,708
DM0144200 05/21/96 B 5 4.972 0 24- 24
DM0144200 05/21/96 S 1,136 4.972 0 5,647 5,748 -101
DM0144200 05/22/96 S 97 4.968 0 480 489 -9
DM0144200 05/24/96 B 2 4.936 0 11- 11
DM0144200 05/28/96 B 8 4.958 0 38- 38
DM0144200 05/28/96 B 6,243 4.958 0 30,954- 30,954
DM0144200 05/29/96 B 3,47 4.955 0 17,082- 17,082
DM0144200 05/29/96 S 3,445 4.958 0 17,082 17,434 -352
DM0144200 05/30/96 B 10,092 4.942 0 49,875- 49,875
DM0144200 06/04/96 B 5 4.920 0 24- 24
DM0144200 06/04/96 S 311 4.920 0 1,532 1 ,575 -43
DM0144200 06/05/96 S 105 4.922 0 518 532 -14
DM0144200 06/07/96 S 1,052 4.934 0 5,190 5,322 -132
DM0144200 06/10/96 B 4,294 4.911 0 21,089- 21,089
DM0144200 06/11/96 S 106 4.913 0 518 534 -15
DM0144200 06/11/96 S 2 4.911 0 9 9 0
DM0144200 06/11/96 B 0 4.912 0 1- 1
DM0144200 06/12/96 B 1 4.942 0 5- 5
DM0144200 06/12/96 B 9 4.911 0 42- 42
DM0144200 06/12/96 S 3,691 4.911 0 18,128 18,675 -547
DM0144200 06/13/96 B 0 4.910 0 0- 0
DM0144200 06/13/96 S 22 4.913 0 109 112 -3
DM0144200 06/14/96 B 19 4.902 0 91- 91
DM0144200 06/14/96 S 6,393 4.902 0 31,340 32,345 -1,004
DM0144200 06/17/96 B 0 4.911 0 1- 1
DM0144200 06/17/96 B 4,228 4.910 0 20,759- 20,759
DM0144200 06/18/96 B 9 4.920 0 45- 45
DM0144200 06/18/96 S 2,549 4.920 0 12,541 12,895 -354
DM0144200 06/20/96 B 28 4.912 0 139- 139
DM0144200 06/20/96 S 7,145 4.912 0 35,095 36,144 -1,048
DM0144200 06/21/96 B 2 4.909 0 10- 10
DM0144200 06/21/96 S 5,958 4.909 0 29,250 30,142 -892
DM0144200 06/24/96 B 4,260 4.912 0 20,925- 20,925
DM0144200 06/25/96 B 8 4.916 0 41- 41
DM0144200 06/25/96 S 787 4.916 0 3,868 3,980 -112
DM0144200 06/26/96 B 1 4.913 0 5- 5
DM0144200 06/26/96 B 677 4.911 0 3,327- 3,327
DM0144200 06/26/96 S 1,674 4.913 0 8,224 8,468 -243
DM0144200 06/27/96 B 42 4.911 0 204- 204
DM0144200 06/27/96 S 9,144 4.911 0 44,906 46,253 -1,347
DM0144200 06/28/96 B 8,966 4.914 0 44,058- 44,058
DM0144200 06/28/96 S 1,049 4.914 0 5,155 5,305 -151
DM0144200 07/01/96 B 4,072 4.933 0 20,086- 20,086
DM0144200 07/02/96 B 1 4.930 0 5- 5
DM0144200 07/02/96 S 1,113 4.930 0 5,487 5,628 -142
DM0144200 07/05/96 S 381 4.926 0 1,878 1,928 -50
DM0144200 07/08/96 B 4,071 4.892 0 19,914- 19,914
DM0144200 07/10/96 S 170 4.901 0 832 858 -26
DM0144200 07/11/96 B 9 4.907 0 43- 43
DM0144200 07/11/96 S 3,150 4.907 0 15,456 15,928 -472
DM0144200 07/12/96 B 15 4.914 0 75- 75
DM0144200 07/12/96 S 5,692 4.914 0 27,969 28,782 -813
DM0144200 07/15/96 B 9 4.919 0 44- 44
DM0144200 07/15/96 B 1,438 4.919 0 7,075- 7,075
DM0144200 07/17/96 B 7 4.921 0 32- 32
DM0144200 07/17/96 S 1,969 4.921 0 9,690 9,958 -267
DM0144200 07/18/96 S 477 4.924 0 2,349 2,413 -63
DM0144200 07/19/96 B 8 4.934 0 42- 42
DM0144200 07/19/96 S 2,132 4.934 0 10,522 10,783 -262
DM0144200 07/22/96 B 56 4.930 0 276- 276
DM0144200 07/22/96 S 9,334 4.930 0 46,015 47,198 -1,183
DM0144200 07/23/96 B 14 4.922 0 70- 70
DM0144200 07/23/96 S 2,307 4.922 0 11,357 11,668 -311
DM0144200 07/24/96 B 416 4.923 0 2,048- 2,048
DM0144200 07/25/96 B 12 4.918 0 58- 58
DM0144200 07/25/96 S 1,749 4.918 0 8,600 8,843 -243
DM0144200 07/29/96 B 4 4.918 0 21- 21
DM0144200 07/29/96 B 3,305 4.918 0 16,256- 16,256
DM0144200 07/30/96 B 9,446 4.909 0 46,370- 46,370
DM0144200 07/30/96 S 295 4.909 0 1,447 1,490 -43
DM0144200 07/31/96 S 726 4.913 0 3,568 3,671 -104
DM0144200 08/05/96 B 2 4.950 0 10- 10
DM0144200 08/05/96 S 418 4.950 0 2,071 2,115 -44
DM0144200 08/07/96 B 5 4.947 0 23- 23
DM0144200 08/07/96 S 2,263 4.947 0 11,195 11,441 -246
DM0144200 08/08/96 B 21 4.945 0 102- 102
DM0144200 08/08/96 S 8,364 4.945 0 41,361 42,286 -926
DM0144200 08/09/96 B 4 4.947 0 22- 22
DM0144200 08/09/96 S 1,315 4.947 0 6,506 6,649 -143
DM0144200 08/12/96 B 1 4.956 0 3- 3
DM0144200 08/12/96 B 3,916 4.955 0 19,403- 19,403
DM0144200 08/13/96 B 20 4.957 0 101- 101
DM0144200 08/13/96 S 6,470 4.957 0 32,074 32,711 -637
DM0144200 08/15/96 B 12 4.946 0 61- 61
DM0144200 08/15/96 S 3,468 4.946 0 17,152 17,531 -379
DM0144200 08/19/96 B 10 4.948 0 52- 52
DM0144200 08/19/96 B 935 4.948 0 4,626- 4,626
DM0144200 08/20/96 B 1 4.947 0 7- 7
DM0144200 08/20/96 S 295 4.947 0 1,459 1,491 -32
DM0144200 08/21/96 B 23 4.950 0 112- 112
DM0144200 08/21/96 S 4,866 4.950 0 24,084 24,597 -513
DM0144200 08/22/96 B 30 4.946 0 147- 147
DM0144200 08/22/96 S 5,206 4.946 0 25,747 26,316 -569
DM0144200 08/23/96 S 980 4.944 0 4,847 4,956 -109
DM0144200 08/26/96 B 4,391 4.935 0 21,669- 21,669
DM0144200 08/29/96 B 10,170 4.919 0 50,024- 50,024
DM0144200 08/30/96 B 169 4.915 0 831- 831
DM0144200 09/03/96 B 0 4.899 0 0- 0
DM0144200 09/03/96 S 105 4.902 0 514 530 -16
DM0144200 09/04/96 B 4,560 4.902 0 22,351- 22,351
DM0144200 09/05/96 B 1 4.898 0 6- 6
DM0144200 09/05/96 S 885 4.898 0 4,337 4,475 -138
DM0144200 09/06/96 B 1 4.899 0 6- 6
DM0144200 09/06/96 S 783 4.899 0 3,837 3,958 -121
DM0144200 09/09/96 B 4 4.909 0 19- 19
DM0144200 09/09/96 B 2,155 4.909 0 10,581- 10,581
DM0144200 09/10/96 B 261 4.912 0 1,282- 1,282
DM0144200 09/11/96 B 1 4.911 0 5- 5
DM0144200 09/11/96 S 853 4.911 0 4,190 4,312 -122
DM0144200 09/12/96 B 0 4.915 0 2- 2
DM0144200 09/12/96 S 125 4.915 0 614 631 -17
DM0144200 09/13/96 B 7,269 4.917 0 35,743- 35,743
DM0144200 09/16/96 B 3,900 4.939 0 19,264- 19,264
DM0144200 09/17/96 B 8 4.941 0 40- 40
DM0144200 09/17/96 S 2,329 4.941 0 11,509 11,769 -260
DM0144200 09/18/96 B 0 4.930 0 2- 2
DM0144200 09/18/96 B 2,657 4.930 0 13,101- 13,101
DM0144200 09/20/96 B 6 4.920 0 27- 27
DM0144200 09/20/96 B 273 4.920 0 1,341- 1,341
DM0144200 09/23/96 B 3,774 4.925 0 18,587- 18,587
DM0144200 09/26/96 B 3,599 4.945 0 17,795- 17,795
DM0144200 09/27/96 B 8,827 4.953 0 43,719- 43,719
DM0144200 10/01/96 B 4,343 4.947 0 21,487- 21,487
DM0144200 10/02/96 B 0 4.952 0 1- 1
DM0144200 10/02/96 S 123 4.954 0 608 620 -12
DM0144200 10/03/96 B 6 4.961 0 29- 29
DM0144200 10/03/96 S 4,232 4.961 0 20,997 21,379 -382
DM0144200 10/04/96 B 24 4.959 0 118- 118
DM0144200 10/04/96 S 5,785 4.959 0 28,688 29,222 -534
DM0144200 10/07/96 B 1 4.978 0 5- 5
DM0144200 10/07/96 B 3,342 4.978 0 16,635- 16,635
DM0144200 10/09/96 B 16,619 4.972 0 82,628- 82,628
DM0144200 10/10/96 B 1 4.968 0 4- 4
DM0144200 10/10/96 S 287 4.968 0 1,428 1,451 -24
DM0144200 10/11/96 B 3 4.960 0 13- 13
DM0144200 10/11/96 B 23,625 4.960 0 117,182- 117,182
DM0144200 10/15/96 B 1 4.972 0 3- 3
DM0144200 10/15/96 B 3,792 4.972 0 18,856- 18,856
DM0144200 10/16/96 B 1 4.971 0 7- 7
DM0144200 10/16/96 B 3,912 4.971 0 19,448- 19,448
DM0144200 10/17/96 B 1,159 4.969 0 5,757- 5,757
DM0144200 10/18/96 B 1,577 4.976 0 7,849- 7,849
DM0144200 10/21/96 B 1 4.978 0 7- 7
DM0144200 10/21/96 B 4,166 4.978 0 20,740- 20,740
DM0144200 10/22/96 B 5 4.975 0 26- 26
DM0144200 10/22/96 B 1,574 4.975 0 7,833- 7,833
DM0144200 10/23/96 B 8 4.969 0 40- 40
DM0144200 10/23/96 S 1,658 4.969 0 8,238 8,370 -132
DM0144200 10/24/96 B 3 4.967 0 16- 16
DM0144200 10/24/96 S 683 4.967 0 3,393 3,449 -56
DM0144200 10/25/96 B 6 4.971 0 31- 31
DM0144200 10/25/96 S 1,206 4.971 0 5,994 6,087 -93
DM0144200 10/28/96 B 6,810 4.974 0 33,875- 33,875
DM0144200 10/29/96 B 1 4.972 0 5- 5
DM0144200 10/29/96 S 1,473 4.972 0 7,321 7,434 -112
DM0144200 10/30/96 B 10,501 4.991 0 52,409- 52,409
DM0144200 10/30/96 S 464 4.991 0 2,316 2,342 -26
DM0144200 10/31/96 B 1 4.988 0 7- 7
DM0144200 10/31/96 S 3,932 4.988 0 19,612 19,847 -236
DM0144200 11/01/96 B 0 4.985 0 1- 1
DM0144200 11/01/96 S 241 4.989 0 1,200 1,214 -14
DM0144200 11/04/96 B 4 4.990 0 19- 19
DM0144200 11/04/96 B 1,846 4.990 0 9,210- 9,210
DM0144200 11/05/96 S 1,112 4.990 0 5,548 5,612 -64
DM0144200 11/06/96 B 0 4.995 0 1- 1
DM0144200 11/06/96 S 206 4.995 0 1,030 1,041 -11
DM0144200 11/07/96 B 3 4.995 0 17- 17
DM0144200 11/07/96 S 2,117 4.995 0 10,573 10,685 -112
DM0144200 11/12/96 B 17 4.999 0 85- 85
DM0144200 11/12/96 S 139 4.997 0 696 704 -7
DM0144200 11/12/96 S 4,046 4.999 0 20,226 20,424 -198
DM0144200 11/12/96 S 259 4.998 0 1,293 1,306 -13
DM0144200 11/13/96 B 8 5.007 0 40- 40
DM0144200 11/13/96 S 2,773 5.007 0 13,883 13,996 -113
DM0144200 11/14/96 B 6,635 5.005 0 33,208- 33,208
DM0144200 11/15/96 B 13 5.009 0 63- 63
DM0144200 11/15/96 S 4,129 5.009 0 20,681 20,840 -160
DM0144200 11/18/96 B 5 5.007 0 26- 26
DM0144200 11/18/96 B 2,851 5.007 0 14,274- 14,274
DM0144200 11/19/96 B 7 5.003 0 36- 36
DM0144200 11/19/96 S 1,899 5.003 0 9,499 9,584 -85
DM0144200 11/20/96 B 6 5.009 0 31- 31
DM0144200 11/20/96 B 1,917 5.009 0 9,601- 9,601
DM0144200 11/21/96 B 2 5.013 0 10- 10
DM0144200 11/21/96 S 486 5.013 0 2,437 2,454 -17
DM0144200 11/22/96 B 1 5.016 0 6- 6
DM0144200 11/22/96 S 917 5.016 0 4,599 4,628 -29
DM0144200 11/25/96 B 4,699 5.011 0 23,546- 23,546
DM0144200 11/27/96 B 7 5.015 0 35- 35
DM0144200 11/27/96 S 604 5.015 0 3,029 3,049 -20
DM0144200 11/29/96 B 9,331 5.015 0 46,793- 46,793
DM0144200 11/29/96 S 420 5.015 0 2,108 2,122 -14
DM0144200 12/02/96 B 5,229 5.023 0 26,266- 26,266
DM0144200 12/03/96 B 2 5.021 0 8- 8
DM0144200 12/03/96 S 4,760 5.021 0 23,898 24,023 -125
DM0144200 12/04/96 B 1 5.022 0 6- 6
DM0144200 12/04/96 S 885 5.022 0 4,447 4,469 -22
DM0144200 12/05/96 B 3 5.017 0 17- 17
DM0144200 12/05/96 S 2,346 5.017 0 11,772 11,843 -71
DM0144200 12/06/96 B 2 5.006 0 9- 9
DM0144200 12/06/96 B 1,124 5.006 0 5,627- 5,627
DM0144200 12/09/96 B 4,781 5.001 0 23,909- 23,909
DM0144200 12/10/96 B 1 5.009 0 5- 5
DM0144200 12/10/96 S 239 5.009 0 1,195 1,204 -9
DM0144200 12/11/96 B 5 5.007 0 27- 27
DM0144200 12/11/96 S 2,187 5.007 0 10,952 11,040 -88
DM0144200 12/13/96 B 4 4.986 0 20- 20
DM0144200 12/13/96 S 1,395 4.986 0 6,954 7,039 -85
DM0144200 12/16/96 B 2 4.995 0 8- 8
DM0144200 12/16/96 B 5,086 4.995 0 25,407- 25,407
DM0144200 12/18/96 B 7 4.983 0 36- 36
DM0144200 12/18/96 S 1,960 4.983 0 9,767 9,893 -125
DM0144200 12/19/96 S 356 4.981 0 1,776 1,799 -24
DM0144200 12/23/96 B 14,501 4.990 0 72,362- 72,362
DM0144200 12/27/96 B 5 4.990 0 26- 26
DM0144200 12/27/96 S 1,037 4.990 0 5,175 5,234 -59
DM0144200 12/30/96 B 9,489 4.998 0 47,427- 47,427
DM0144200 12/30/96 B 2,230 4.998 0 11,143- 11,143
DM0144200 12/31/96 B 2,727 4.998 0 13,629- 13,629
---- --------- --------- -------
SUB-TOTAL 0 3,588,145 3,607,702 -19,557
ISSUE: 449442409 - IDS MUTUAL Y
DM0144200 01/02/96 B 2,596 13.077 0 33,943- 33,943
DM0144200 01/04/96 B 48 13.180 0 636- 636
DM0144200 01/05/96 S 1,211 13.118 0 15,886 14,836 1,050
DM0144200 01/08/96 B 2,567 13.096 0 33,620- 33,620
DM0144200 01/09/96 S 300 13.113 0 3,940 3,681 258
DM0144200 01/12/96 S 1 13.097 0 9 8 1
DM0144200 01/16/96 B 3,731 12.958 0 48,353- 48,353
DM0144200 01/18/96 S 130 13.030 0 1,692 1,591 100
DM0144200 01/22/96 B 3,158 13.064 0 41,258- 41,258
DM0144200 01/23/96 B 227 13.072 0 2,969- 2,969
DM0144200 01/24/96 S 3 13.057 0 44 41 3
DM0144200 01/25/96 B 151 13.115 0 1,979- 1,979
DM0144200 01/29/96 B 291 13.114 0 3,812- 3,812
DM0144200 01/30/96 B 3,003 13.134 0 39,438- 39,438
DM0144200 01/31/96 S 76 13.215 0 1,001 929 72
DM0144200 02/01/96 S 174 13.282 0 2,315 2,138 178
DM0144200 02/05/96 B 2,986 13.255 0 39,575- 39,575
DM0144200 02/06/96 B 881 13.288 0 11,702- 11,702
DM0144200 02/09/96 S 982 13.434 0 13,195 12,048 1,147
DM0144200 02/12/96 B 2,660 13.425 0 35,709- 35,709
DM0144200 02/14/96 S 24 13.514 0 319 290 29
DM0144200 02/20/96 B 2,642 13.373 0 35,325- 35,325
DM0144200 02/26/96 B 3,068 13.426 0 41,190- 41,190
DM0144200 02/29/96 S 27 13.305 0 354 327 27
DM0144200 03/01/96 B 83 13.277 0 1,106- 1,106
DM0144200 03/04/96 B 2,709 13.390 0 36,269- 36,269
DM0144200 03/07/96 S 2,247 13.465 0 30,258 27,593 2,665
DM0144200 03/11/96 B 2,562 13.175 0 33,758- 33,758
DM0144200 03/12/96 S 75 13.285 0 1,000 924 76
DM0144200 03/15/96 S 432 13.312 0 5,756 5,311 446
DM0144200 03/18/96 B 2,837 13.262 0 37,619- 37,619
DM0144200 03/22/96 B 274 13.392 0 3,668- 3,668
DM0144200 03/25/96 B 3,073 13.402 0 41,186- 41,186
DM0144200 03/27/96 B 30,121 13.443 0 404,913- 404,913
DM0144200 04/01/96 B 10,146 13.219 0 134,118- 134,118
DM0144200 04/01/96 B 2,767 13.219 0 36,573- 36,573
DM0144200 04/02/96 S 631 13.289 0 8,391 7,787 604
DM0144200 04/03/96 B 525 13.328 0 7,000- 7,000
DM0144200 04/04/96 S 58 13.328 0 779 721 58
DM0144200 04/08/96 B 2,781 13.312 0 37,019- 37,019
DM0144200 04/09/96 S 940 13.119 0 12,338 11,602 736
DM0144200 04/11/96 S 953 13.041 0 12,422 11,751 671
DM0144200 04/15/96 B 2,718 13.101 0 35,611- 35,611
DM0144200 04/19/96 S 22 13.169 0 295 276 19
DM0144200 04/22/96 B 2,504 13.211 0 33,075- 33,075
DM0144200 04/23/96 S 1,135 13.257 0 15,050 14,009 1,041
DM0144200 04/24/96 S 187 13.282 0 2,489 2,312 176
DM0144200 04/25/96 S 84 13.246 0 1,116 1,039 76
DM0144200 04/29/96 B 1,511 13.314 0 20,118- 20,118
DM0144200 04/30/96 S 278 13.312 0 3,697 3,428 269
DM0144200 05/02/96 S 29 13.309 0 390 362 28
DM0144200 05/06/96 B 2,025 13.147 0 26,623- 26,623
DM0144200 05/08/96 S 2,156 13.103 0 28,245 26,608 1,638
DM0144200 05/10/96 B 697 13.204 0 9,202- 9,202
DM0144200 05/13/96 B 2,824 13.279 0 37,495- 37,495
DM0144200 05/16/96 S 2,136 13.396 0 28,612 26,370 2,242
DM0144200 05/17/96 S 39 13.360 0 523 484 40
DM0144200 05/20/96 B 2,851 13.417 0 38,253- 38,253
DM0144200 05/21/96 B 210 13.464 0 2,824- 2,824
DM0144200 05/22/96 S 19 13.468 0 258 237 21
DM0144200 05/28/96 B 2,893 13.515 0 39,099- 39,099
DM0144200 05/30/96 S 417 13.426 0 5,593 5,146 447
DM0144200 06/04/96 B 3,498 13.397 0 46,868- 46,868
DM0144200 06/05/96 S 575 13.461 0 7,733 7,099 635
DM0144200 06/06/96 S 195 13.527 0 2,631 2,404 228
DM0144200 06/07/96 S 346 13.500 0 4,665 4,270 395
DM0144200 06/10/96 B 3,249 13.429 0 43,627- 43,627
DM0144200 06/12/96 S 2,857 13.408 0 38,302 35,307 2,995
DM0144200 06/13/96 S 6 13.389 0 83 76 6
DM0144200 06/14/96 B 904 13.385 0 12,096- 12,096
DM0144200 06/17/96 B 2,862 13.389 0 38,320- 38,320
DM0144200 06/18/96 S 5,843 13.400 0 78,297 72,240 6,057
DM0144200 06/20/96 S 1,699 13.352 0 22,680 21,001 1,679
DM0144200 06/21/96 S 879 13.339 0 11,723 10,866 858
DM0144200 06/24/96 B 2,851 13.368 0 38,115- 38,115
DM0144200 06/26/96 B 49 13.408 0 653- 653
DM0144200 06/27/96 S 207 13.347 0 2,760 2,557 203
DM0144200 06/28/96 S 988 13.401 0 13,235 12,213 1,022
DM0144200 07/01/96 B 10,548 13.344 0 140,753- 140,753
DM0144200 07/01/96 B 2,496 13.344 0 33,304- 33,304
DM0144200 07/02/96 S 1,129 13.405 0 15,132 13,973 1,159
DM0144200 07/05/96 S 197 13.380 0 2,634 2,437 197
DM0144200 07/08/96 B 2,741 13.185 0 36,134- 36,134
DM0144200 07/10/96 S 174 13.178 0 2,298 2,158 139
DM0144200 07/12/96 S 4,376 13.143 0 57,517 54,179 3,338
DM0144200 07/15/96 B 2,826 13.135 0 37,113- 37,113
DM0144200 07/17/96 S 481 12.966 0 6,234 5,953 281
DM0144200 07/18/96 S 263 12.993 0 3,414 3,253 160
DM0144200 07/19/96 S 723 13.101 0 9,471 8,952 520
DM0144200 07/22/96 B 2,360 13.058 0 30,814- 30,814
DM0144200 07/23/96 S 60 12.994 0 774 737 36
DM0144200 07/24/96 S 2,766 12.966 0 35,863 34,253 1,610
DM0144200 07/25/96 S 642 12.924 0 8,293 7,947 347
DM0144200 07/29/96 B 1,969 12.990 0 25,574- 25,574
DM0144200 07/31/96 B 91 13.005 0 1,177- 1,177
DM0144200 08/05/96 B 2,707 13.356 0 36,159- 36,159
DM0144200 08/06/96 B 18 13.359 0 236- 236
DM0144200 08/07/96 S 206 13.355 0 2,750 2,550 199
DM0144200 08/08/96 S 3,130 13.359 0 41,818 38,777 3,041
DM0144200 08/09/96 S 1,470 13.349 0 19,621 18,208 1,413
DM0144200 08/12/96 B 2,718 13.351 0 36,294- 36,294
DM0144200 08/13/96 S 751 13.389 0 10,057 9,307 750
DM0144200 08/15/96 B 1,287 13.329 0 17,152- 17,152
DM0144200 08/19/96 B 675 13.374 0 9,030- 9,030
DM0144200 08/20/96 B 52 13.398 0 703- 703
DM0144200 08/21/96 B 898 13.410 0 12,042- 12,042
DM0144200 08/22/96 B 715 13.367 0 9,555- 9,555
DM0144200 08/23/96 S 729 13.421 0 9,781 9,032 749
DM0144200 08/26/96 B 2,933 13.364 0 39,193- 39,193
DM0144200 08/27/96 S 322 13.327 0 4,294 3,994 300
DM0144200 08/30/96 S 785 13.296 0 10,443 9,736 707
DM0144200 09/03/96 S 40 13.226 0 530 497 33
DM0144200 09/04/96 B 3,062 13.226 0 40,497- 40,497
DM0144200 09/04/96 S 226 13.253 0 3,000 2,807 193
DM0144200 09/06/96 B 36 13.204 0 475- 475
DM0144200 09/09/96 B 2,480 13.276 0 32,923- 32,923
DM0144200 09/10/96 B 96 13.369 0 1,282- 1,282
DM0144200 09/11/96 S 553 13.357 0 7,390 6,860 529
DM0144200 09/12/96 S 96 13.383 0 1,291 1,196 95
DM0144200 09/13/96 B 5,485 13.431 0 73,673- 73,673
DM0144200 09/16/96 B 2,694 13.562 0 36,535- 36,535
DM0144200 09/17/96 B 644 13.612 0 8,763- 8,763
DM0144200 09/19/96 S 535 13.554 0 7,246 6,634 612
DM0144200 09/20/96 S 51 13.540 0 685 628 57
DM0144200 09/23/96 B 2,655 13.579 0 36,053- 36,053
DM0144200 09/24/96 B 1,001 13.586 0 13,600- 13,600
DM0144200 09/30/96 B 11,577 13.497 0 156,200- 156,200
DM0144200 10/01/96 B 2,841 13.497 0 38,338- 38,338
DM0144200 10/01/96 S 394 13.512 0 5,319 4,893 427
DM0144200 10/02/96 S 5,247 13.569 0 71,197 65,208 5,989
DM0144200 10/03/96 S 207 13.651 0 2,828 2,574 253
DM0144200 10/04/96 S 649 13.631 0 8,844 8,063 781
DM0144200 10/07/96 B 2,472 13.744 0 33,977- 33,977
DM0144200 10/09/96 S 524 13.712 0 7,181 6,510 671
DM0144200 10/10/96 S 40 13.661 0 551 502 50
DM0144200 10/11/96 S 643 13.628 0 8,769 7,998 770
DM0144200 10/15/96 B 2,630 13.694 0 36,018- 36,018
DM0144200 10/16/96 S 260 13.707 0 3,558 3,227 331
DM0144200 10/17/96 S 262 13.741 0 3,594 3,252 342
DM0144200 10/18/96 B 78 13.802 0 1,075- 1,075
DM0144200 10/21/96 B 2,784 13.832 0 38,504- 38,504
DM0144200 10/22/96 S 431 13.842 0 5,970 5,364 606
DM0144200 10/24/96 S 139 13.797 0 1,922 1,733 189
DM0144200 10/25/96 B 436 13.744 0 5,994- 5,994
DM0144200 10/28/96 B 2,421 13.754 0 33,299- 33,299
DM0144200 10/29/96 S 1,291 13.718 0 17,711 16,062 1,649
DM0144200 10/30/96 S 343 13.813 0 4,743 4,272 471
DM0144200 10/31/96 S 7 13.798 0 95 86 9
DM0144200 11/04/96 B 2,177 13.818 0 30,082- 30,082
DM0144200 11/05/96 B 18 13.856 0 249- 249
DM0144200 11/06/96 S 79 13.946 0 1,096 978 118
DM0144200 11/07/96 S 277 14.034 0 3,889 3,448 441
DM0144200 11/12/96 S 257 14.097 0 3,628 3,203 425
DM0144200 11/12/96 B 1,090 14.097 0 15,360- 15,360
DM0144200 11/12/96 S 52 14.058 0 730 646 84
DM0144200 11/13/96 S 285 14.116 0 4,022 3,546 476
DM0144200 11/14/96 S 365 14.120 0 5,157 4,545 612
DM0144200 11/15/96 S 19 14.166 0 265 233 32
DM0144200 11/18/96 B 2,104 14.205 0 29,894- 29,894
DM0144200 11/19/96 S 550 14.210 0 7,817 6,848 969
DM0144200 11/20/96 S 403 14.271 0 5,749 5,015 734
DM0144200 11/21/96 S 776 14.301 0 11,093 9,656 1,437
DM0144200 11/22/96 S 169 14.315 0 2,423 2,107 316
DM0144200 11/25/96 B 2,870 14.358 0 41,209- 41,209
DM0144200 11/26/96 S 46 14.466 0 665 573 93
DM0144200 11/27/96 S 84 14.462 0 1,220 1,050 169
DM0144200 11/29/96 S 86 14.458 0 1,239 1,067 172
DM0144200 12/02/96 B 2,967 14.512 0 43,050- 43,050
DM0144200 12/03/96 S 299 14.495 0 4,337 3,728 609
DM0144200 12/04/96 S 935 14.424 0 13,490 11,653 1,838
DM0144200 12/05/96 B 98 14.380 0 1,416- 1,416
DM0144200 12/06/96 S 1,135 14.364 0 16,308 14,145 2,162
DM0144200 12/09/96 B 20,667 14.298 0 295,495- 295,495
DM0144200 12/10/96 S 3,178 14.411 0 45,803 39,707 6,096
DM0144200 12/13/96 S 410 14.203 0 5,822 5,121 701
DM0144200 12/16/96 B 3,102 14.218 0 44,109- 44,109
DM0144200 12/19/96 S 312 14.208 0 4,432 3,898 533
DM0144200 12/23/96 B 9,225 14.433 0 133,140- 133,140
DM0144200 12/27/96 B 5 14.468 0 68- 68
DM0144200 12/30/96 B 79,426 13.612 0 1,081,146- 1,081,146
DM0144200 12/31/96 S 16,400 13.619 0 223,348 206,408 16,941
---- --------- --------- ------
SUB-TOTAL 0 5,475,801 5,383,643 92,157
ISSUE: 449444306 - IDS NEW DIMENSIONS FUND Y
DM0144200 01/02/96 B 58,780 17.271 0 1,015,181- 1,015,181
DM0144200 01/02/96 B 3,569 17.271 0 61,637- 61,637
DM0144200 01/03/96 B 4,634 17.318 0 80,255- 80,255
DM0144200 01/04/96 B 49 17.227 0 843- 843
DM0144200 01/05/96 S 6,067 17.045 0 103,406 85,478 17,929
DM0144200 01/08/96 B 3,619 17.062 0 61,752- 61,752
DM0144200 01/09/96 B 230 17.124 0 3,940- 3,940
DM0144200 01/10/96 B 264 16.786 0 4,435- 4,435
DM0144200 01/12/96 S 2 17.062 0 34 28 6
DM0144200 01/12/96 S 63 16.713 0 1,048 884 164
DM0144200 01/16/96 B 5,284 16.705 0 88,270- 88,270
DM0144200 01/18/96 S 138 16.796 0 2,318 1,947 371
DM0144200 01/22/96 B 4,667 17.089 0 79,753- 79,753
DM0144200 01/23/96 B 7 17.144 0 119- 119
DM0144200 01/24/96 B 77 17.156 0 1,329- 1,329
DM0144200 01/25/96 B 166 17.390 0 2,884- 2,884
DM0144200 01/26/96 S 777 17.310 0 13,454 10,974 2,480
DM0144200 01/29/96 B 68 17.476 0 1,181- 1,181
DM0144200 01/30/96 B 4,898 17.511 0 85,767- 85,767
DM0144200 01/31/96 B 57 17.688 0 1,001- 1,001
DM0144200 02/01/96 S 158 17.859 0 2,829 2,238 590
DM0144200 02/02/96 S 540 17.976 0 9,699 7,624 2,074
DM0144200 02/05/96 B 4,135 17.916 0 74,086- 74,086
DM0144200 02/06/96 B 1,010 18.072 0 18,244- 18,244
DM0144200 02/08/96 S 1,744 18.219 0 31,779 24,673 7,106
DM0144200 02/09/96 S 1,538 18.404 0 28,304 21,755 6,550
DM0144200 02/12/96 B 5,172 18.407 0 95,199- 95,199
DM0144200 02/14/96 B 1,219 18.489 0 22,537- 22,537
DM0144200 02/16/96 B 89 18.333 0 1,632- 1,632
DM0144200 02/20/96 B 3,776 18.265 0 68,973- 68,973
DM0144200 02/21/96 S 1,446 18.089 0 26,158 20,499 5,659
DM0144200 02/22/96 B 1,290 18.320 0 23,637- 23,637
DM0144200 02/26/96 B 3,946 18.655 0 73,621- 73,621
DM0144200 02/27/96 B 3 18.444 0 54- 54
DM0144200 02/29/96 S 268 18.325 0 4,915 3,806 1,108
DM0144200 03/01/96 B 71 18.222 0 1,295- 1,295
DM0144200 03/04/96 B 3,830 18.185 0 69,645- 69,645
DM0144200 03/07/96 S 1,409 18.430 0 25,964 20,009 5,955
DM0144200 03/08/96 S 300 18.439 0 5,532 4,261 1,271
DM0144200 03/11/96 B 4,217 17.925 0 75,599- 75,599
DM0144200 03/12/96 B 234 18.102 0 4,239- 4,239
DM0144200 03/15/96 S 59 18.121 0 1,072 841 231
DM0144200 03/18/96 B 3,941 18.185 0 71,670- 71,670
DM0144200 03/19/96 S 419 18.185 0 7,626 5,965 1,660
DM0144200 03/21/96 S 763 18.351 0 14,000 10,853 3,147
DM0144200 03/22/96 B 200 18.335 0 3,668- 3,668
DM0144200 03/25/96 B 4,358 18.405 0 80,214- 80,214
DM0144200 03/26/96 S 56 18.274 0 1,027 800 227
DM0144200 03/27/96 B 38,564 18.285 0 705,144- 705,144
DM0144200 04/01/96 B 3,890 18.222 0 70,886- 70,886
DM0144200 04/02/96 S 83 18.404 0 1,530 1,194 337
DM0144200 04/03/96 S 378 18.497 0 7,000 5,433 1,567
DM0144200 04/04/96 B 42 18.514 0 779- 779
DM0144200 04/08/96 B 3,793 18.510 0 70,200- 70,200
DM0144200 04/09/96 S 2,964 18.216 0 53,997 42,586 11,411
DM0144200 04/11/96 B 694 17.901 0 12,422- 12,422
DM0144200 04/12/96 S 1,148 17.856 0 20,495 16,492 4,003
DM0144200 04/15/96 B 3,837 17.960 0 68,917- 68,917
DM0144200 04/16/96 B 441 18.086 0 7,979- 7,979
DM0144200 04/19/96 S 12 18.213 0 218 172 46
DM0144200 04/22/96 B 997 18.255 0 18,203- 18,203
DM0144200 04/23/96 B 1,820 18.421 0 33,523- 33,523
DM0144200 04/24/96 S 386 18.576 0 7,168 5,551 1,617
DM0144200 04/25/96 B 45 18.595 0 831- 831
DM0144200 04/29/96 B 5,926 18.666 0 110,619- 110,619
DM0144200 04/30/96 B 440 18.629 0 8,194- 8,194
DM0144200 04/30/96 S 43 18.666 0 797 615 182
DM0144200 05/02/96 S 23 18.692 0 437 337 100
DM0144200 05/03/96 B 1,068 18.365 0 19,617- 19,617
DM0144200 05/06/96 B 4,157 18.342 0 76,246- 76,246
DM0144200 05/07/96 B 725 18.367 0 13,313- 13,313
DM0144200 05/08/96 S 2,850 18.289 0 52,118 41,094 11,024
DM0144200 05/10/96 S 338 18.455 0 6,232 4,869 1,362
DM0144200 05/13/96 B 4,366 18.740 0 81,825- 81,825
DM0144200 05/14/96 S 3,460 19.018 0 65,795 49,932 15,862
DM0144200 05/15/96 S 93 19.131 0 1,770 1,336 435
DM0144200 05/16/96 S 2,619 19.145 0 50,146 37,804 12,342
DM0144200 05/17/96 S 155 19.182 0 2,975 2,238 737
DM0144200 05/20/96 B 4,473 19.288 0 86,280- 86,280
DM0144200 05/21/96 B 146 19.406 0 2,824- 2,824
DM0144200 05/22/96 S 15 19.376 0 287 214 73
DM0144200 05/24/96 S 1 18.340 0 11 9 2
DM0144200 05/28/96 B 3,402 19.471 0 66,248- 66,248
DM0144200 05/29/96 B 877 19.471 0 17,082- 17,082
DM0144200 05/29/96 S 877 19.471 0 17,082 12,688 4,394
DM0144200 05/30/96 S 699 19.191 0 13,407 10,104 3,303
DM0144200 06/04/96 B 4,400 19.310 0 84,968- 84,968
DM0144200 06/05/96 S 189 19.411 0 3,674 2,740 934
DM0144200 06/06/96 S 52 19.604 0 1,019 752 266
DM0144200 06/07/96 B 506 19.460 0 9,855- 9,855
DM0144200 06/10/96 B 4,160 19.498 0 81,112- 81,112
DM0144200 06/11/96 B 27 19.482 0 518- 518
DM0144200 06/12/96 S 1,372 19.469 0 26,705 19,879 6,826
DM0144200 06/13/96 S 66 19.499 0 1,294 962 332
DM0144200 06/14/96 B 1,154 19.441 0 22,440- 22,440
DM0144200 06/17/96 B 3,764 19.368 0 72,911- 72,911
DM0144200 06/18/96 B 4,707 19.300 0 90,838- 90,838
DM0144200 06/20/96 B 3,018 19.142 0 57,775- 57,775
DM0144200 06/21/96 S 282 19.047 0 5,372 4,099 1,273
DM0144200 06/24/96 B 3,821 19.244 0 73,526- 73,526
DM0144200 06/25/96 B 200 19.323 0 3,868- 3,868
DM0144200 06/26/96 B 426 19.303 0 8,224- 8,224
DM0144200 06/27/96 S 350 19.132 0 6,703 5,096 1,607
DM0144200 06/28/96 B 954 19.284 0 18,389- 18,389
DM0144200 07/01/96 B 4,020 19.414 0 78,048- 78,048
DM0144200 07/02/96 S 439 19.585 0 8,589 6,386 2,203
DM0144200 07/05/96 S 279 19.427 0 5,427 4,068 1,359
DM0144200 07/08/96 B 3,704 19.011 0 70,409- 70,409
DM0144200 07/10/96 S 228 18.928 0 4,306 3,315 991
DM0144200 07/11/96 B 816 18.942 0 15,456- 15,456
DM0144200 07/12/96 S 6,723 18.569 0 124,831 97,984 26,847
DM0144200 07/15/96 B 4,546 18.598 0 84,552- 84,552
DM0144200 07/17/96 S 368 18.058 0 6,638 5,362 1,276
DM0144200 07/18/96 S 384 18.352 0 7,049 5,603 1,446
DM0144200 07/19/96 B 1,073 18.638 0 19,993- 19,993
DM0144200 07/22/96 B 7,824 18.473 0 144,538- 144,538
DM0144200 07/23/96 B 662 18.314 0 12,131- 12,131
DM0144200 07/24/96 B 1,877 18.018 0 33,815- 33,815
DM0144200 07/25/96 S 104 18.056 0 1,879 1,521 358
DM0144200 07/26/96 S 26 18.239 0 472 379 94
DM0144200 07/29/96 B 4,622 18.441 0 85,236- 85,236
DM0144200 07/30/96 S 1,453 18.270 0 26,553 21,259 5,294
DM0144200 07/31/96 B 64 18.412 0 1,177- 1,177
DM0144200 08/05/96 B 4,891 19.255 0 94,178- 94,178
DM0144200 08/06/96 B 12 19.108 0 236- 236
DM0144200 08/07/96 S 220 19.229 0 4,223 3,216 1,007
DM0144200 08/08/96 S 118 19.355 0 2,277 1,722 554
DM0144200 08/09/96 B 4,082 19.313 0 78,839- 78,839
DM0144200 08/12/96 B 3,647 19.286 0 70,334- 70,334
DM0144200 08/13/96 S 928 19.396 0 18,008 13,616 4,392
DM0144200 08/14/96 S 58 19.278 0 1,122 853 268
DM0144200 08/15/96 S 52 19.331 0 1,000 759 241
DM0144200 08/19/96 B 5,673 19.393 0 110,011- 110,011
DM0144200 08/20/96 B 39 19.384 0 756- 756
DM0144200 08/21/96 B 624 19.291 0 12,042- 12,042
DM0144200 08/22/96 B 232 19.311 0 4,477- 4,477
DM0144200 08/23/96 S 1,060 19.507 0 20,672 15,563 5,110
DM0144200 08/26/96 B 3,875 19.432 0 75,295- 75,295
DM0144200 08/27/96 B 222 19.363 0 4,294- 4,294
DM0144200 08/30/96 S 1,341 19.227 0 25,789 19,714 6,075
DM0144200 09/03/96 B 57 19.063 0 1,078- 1,078
DM0144200 09/04/96 B 4,111 19.063 0 78,375- 78,375
DM0144200 09/05/96 B 226 19.166 0 4,337- 4,337
DM0144200 09/06/96 B 177 18.986 0 3,362- 3,362
DM0144200 09/09/96 B 4,495 19.199 0 86,297- 86,297
DM0144200 09/10/96 S 264 19.407 0 5,128 3,891 1,238
DM0144200 09/11/96 S 2,026 19.439 0 39,393 29,837 9,556
DM0144200 09/12/96 S 36 19.495 0 706 533 173
DM0144200 09/13/96 B 1,893 19.653 0 37,201- 37,201
DM0144200 09/16/96 B 2,118 20.004 0 42,362- 42,362
DM0144200 09/17/96 B 27 20.063 0 536- 536
DM0144200 09/18/96 S 651 20.114 0 13,101 9,599 3,502
DM0144200 09/19/96 B 360 20.112 0 7,246- 7,246
DM0144200 09/20/96 S 231 20.171 0 4,656 3,402 1,254
DM0144200 09/23/96 B 3,868 20.323 0 78,604- 78,604
DM0144200 09/24/96 B 1,006 20.269 0 20,400- 20,400
DM0144200 09/26/96 S 869 20.487 0 17,795 12,816 4,978
DM0144200 10/01/96 B 3,623 20.509 0 74,305- 74,305
DM0144200 10/01/96 B 259 20.527 0 5,319- 5,319
DM0144200 10/02/96 B 3,490 20.584 0 71,846- 71,846
DM0144200 10/03/96 B 1,147 20.774 0 23,825- 23,825
DM0144200 10/04/96 B 1,807 20.775 0 37,532- 37,532
DM0144200 10/07/96 B 3,408 21.044 0 71,710- 71,710
DM0144200 10/09/96 S 1,471 20.952 0 30,819 21,780 9,039
DM0144200 10/10/96 S 5,701 20.899 0 119,154 84,421 34,733
DM0144200 10/11/96 S 7,460 20.886 0 155,806 110,458 45,348
DM0144200 10/15/96 B 3,083 21.077 0 64,979- 64,979
DM0144200 10/16/96 S 1,039 21.138 0 21,969 15,402 6,567
DM0144200 10/17/96 S 982 21.090 0 20,707 14,550 6,157
DM0144200 10/18/96 S 389 21.126 0 8,220 5,766 2,454
DM0144200 10/21/96 B 3,505 21.240 0 74,449- 74,449
DM0144200 10/22/96 S 88 21.129 0 1,863 1,308 555
DM0144200 10/23/96 B 394 20.997 0 8,265- 8,265
DM0144200 10/24/96 B 265 21.022 0 5,561- 5,561
DM0144200 10/28/96 B 3,510 20.878 0 73,292- 73,292
DM0144200 10/29/96 B 271 20.739 0 5,616- 5,616
DM0144200 10/30/96 B 340 20.735 0 7,059- 7,059
DM0144200 10/31/96 B 464 20.767 0 9,628- 9,628
DM0144200 11/01/96 B 57 20.989 0 1,200- 1,200
DM0144200 11/04/96 B 4,043 20.909 0 84,525- 84,525
DM0144200 11/05/96 B 282 20.960 0 5,904- 5,904
DM0144200 11/06/96 B 100 21.219 0 2,126- 2,126
DM0144200 11/07/96 B 673 21.490 0 14,462- 14,462
DM0144200 11/12/96 B 66 21.592 0 1,426- 1,426
DM0144200 11/12/96 B 1,491 21.648 0 32,285- 32,285
DM0144200 11/12/96 S 185 21.691 0 4,013 2,753 1,260
DM0144200 11/13/96 S 1,983 21.614 0 42,864 29,510 13,354
DM0144200 11/14/96 S 1,849 21.715 0 40,161 27,520 12,640
DM0144200 11/15/96 B 1,150 21.811 0 25,076- 25,076
DM0144200 11/18/96 B 4,434 21.750 0 96,440- 96,440
DM0144200 11/19/96 B 799 21.666 0 17,316- 17,316
DM0144200 11/20/96 B 628 21.839 0 13,706- 13,706
DM0144200 11/21/96 S 84 21.938 0 1,837 1,249 589
DM0144200 11/22/96 S 59 21.858 0 1,290 880 410
DM0144200 11/25/96 B 3,672 22.044 0 80,943- 80,943
DM0144200 11/26/96 B 30 22.210 0 670- 670
DM0144200 11/27/96 S 292 22.134 0 6,470 4,363 2,107
DM0144200 11/29/96 S 701 22.154 0 15,540 10,471 5,069
DM0144200 12/02/96 B 3,710 22.204 0 82,386- 82,386
DM0144200 12/03/96 B 1,274 22.168 0 28,235- 28,235
DM0144200 12/04/96 S 1,024 21.912 0 22,437 15,308 7,129
DM0144200 12/05/96 B 51 21.804 0 1,108- 1,108
DM0144200 12/06/96 S 595 21.777 0 12,960 8,897 4,063
DM0144200 12/09/96 S 8,039 21.646 0 174,006 120,181 53,826
DM0144200 12/10/96 S 2,959 21.950 0 64,940 44,231 20,709
DM0144200 12/11/96 B 501 21.864 0 10,952- 10,952
DM0144200 12/13/96 S 269 21.402 0 5,749 4,016 1,732
DM0144200 12/16/96 B 3,216 21.283 0 68,450- 68,450
DM0144200 12/18/96 B 463 21.113 0 9,767- 9,767
DM0144200 12/19/96 S 722 21.405 0 15,458 10,809 4,649
DM0144200 12/23/96 B 12,296 21.793 0 267,963- 267,963
DM0144200 12/26/96 B 1,046 21.751 0 22,755- 22,755
DM0144200 12/27/96 B 5 21.751 0 116- 116
DM0144200 12/27/96 B 236 21.888 0 5,175- 5,175
DM0144200 12/30/96 S 510 21.841 0 11,143 7,666 3,478
DM0144200 12/31/96 B 63,100 20.953 0 1,322,137- 1,322,137
DM0144200 12/31/96 B 15,739 20.953 0 329,777- 329,777
---- ---------- ---------- -------
SUB-TOTAL 0 10,324,534 9,873,885 450,647
GRAND TOTAL 0 19,388,480 18,865,230 523,247
- --------------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------
CATEGORY 4 - SINGLE TRANSACTION WITH ONE BROKER EXCEEDS 5% OF VALUE
*** NO TRANSACTIONS QUALIFIED FOR THIS SECTION ***
<FN>
F O O T N O T E S
-----------------
* = SINGLE TRANSACTION IS 5% REPORTABLE
B = BUY TRANSACTION
S = SELL TRANSACTION
R = REINVESTMENT TRANSACTION
</FN>