UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 20, 2004 Lehman Brothers Holdings Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-9466 13-3216325 (Commission File Number) (IRS Employer Identification No.) 745 Seventh Avenue New York, New York 10019 (Address of principal (Zip Code) executive offices) Registrant's telephone number, including area code: (212) 526-7000 Item 5. Other Events and Regulation FD Disclosure The Registrant's wholly-owned subsidiary, Neuberger Berman Inc., announced today that at December 31, 2003, the unaudited consolidated assets under management of Neuberger Berman Inc. and its subsidiaries were approximately $70.5 billion. 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized. LEHMAN BROTHERS HOLDINGS INC. (Registrant) Date: January 20, 2004 By: /s/ David Goldfarb ------------------------------- David Goldfarb Chief Financial Officer (Principal Financial Officer) 3