SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 12, 2004 Lehman Brothers Holdings Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-9466 13-3216325 (Commission File Number) (IRS Employer Identification No.) 745 Seventh Avenue New York, NY 10019 (Address of principal (Zip Code) executive offices) Registrant's telephone number, including area code: (212) 526-7000 Item 7. Financial Statements and Exhibits (c) Exhibits The following Exhibit is incorporated by reference into Registration Statement on Form S-3 No. 333-60474 as an exhibit thereto and is filed as part of this Report. 4.01 Form of senior debt security--Global Security representing the Registrant's Medium-Term Notes, Series G, Risk AdjustiNG Equity Range Securities PlusSM, Performance Linked to the Value of a Stock Index (filed herewith). 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized. LEHMAN BROTHERS HOLDINGS INC. (Registrant) Date: April 12, 2004 By: /s/ Karen Corrigan -------------------------------- Karen Corrigan Vice President 3 EXHIBIT INDEX Exhibit No. Exhibit 4.01 Form of senior debt security--Global Security representing the Registrant's Medium-Term Notes, Series G, Risk AdjustiNG Equity Range Securities PlusSM, Performance Linked to the Value of a Stock Index (filed herewith). 4