UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (date of earliest event
reported):
June 15, 2004
Lehman Brothers Holdings Inc.
(Exact name of registrant as specified in its charter)
Delaware
(State or other jurisdiction of incorporation)
1-9466 13-3216325
(Commission File Number) (IRS Employer Identification No.)
745 Seventh Avenue
New York, New York 10019
(Address of principal (Zip Code)
executive offices)
Registrant's telephone number, including area
code:
(212) 526-7000
Item 7. Financial Statements and Exhibits
(c) Exhibits
The following Exhibit is filed as part of this Report.
Exhibit 99.1 Press Release Dated June 15, 2004, Relating to
Earnings for the Three Months Ended, May 31,
2004
Selected Statistical Information
As of and for the Three Months Ended, May 31,
2004
(Preliminary and Unaudited)
Consolidated Statement of Income
Three Months Ended May 31, 2004
(Preliminary and Unaudited)
Consolidated Statement of Income
Six Months Ended May 31, 2004
(Preliminary and Unaudited)
Segment Net Revenue Information
Three and Six Months Ended May 31, 2004
(Preliminary and Unaudited)
Reconciliation of Average Common Stockholders'
Equity to Average Tangible Common Stockholders'
Equity
(Preliminary and Unaudited)
Assets under Management
As of May 31, 2004
(Preliminary and Unaudited)
Gross Leverage and Net Leverage Calculations
(Preliminary and Unaudited)
Item 12. Results of Operations and Financial Condition.
On June 15, 2004, Lehman Brothers Holdings Inc. (the "Registrant") issued a
press release with respect to its earnings for its most recently completed
fiscal quarter (the "Earnings Release").
The Earnings Release and related attachments are annexed as Exhibit 99.1 hereto
and are hereby incorporated herein and made a part hereof.
The information furnished under this Item 12, including Exhibit 99.1, shall be
deemed to be "filed" for purposes of the Securities Exchange Act of 1934, as
amended.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this Report to be signed on its behalf by the
undersigned hereunto duly authorized.
LEHMAN BROTHERS HOLDINGS INC.
(Registrant)
Date: June 15, 2004 By: /s/ David Goldfarb
--------------------------------
David Goldfarb
Chief Financial Officer
(Principal Financial Officer)
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EXHIBIT INDEX
Exhibit 99.1 Press Release Dated June 15, 2004, Relating to Earnings
for the Three Months Ended, May 31, 2004
Selected Statistical Information
As of and for the Three Months Ended, May 31, 2004
(Preliminary and Unaudited)
Consolidated Statement of Income
Three Months Ended May 31, 2004
(Preliminary and Unaudited)
Consolidated Statement of Income
Six Months Ended May 31, 2004
(Preliminary and Unaudited)
Segment Net Revenue Information
Three and Six Months Ended May 31, 2004
(Preliminary and Unaudited)
Reconciliation of Average Common Stockholders' Equity to
Average Tangible Common Stockholders' Equity
(Preliminary and Unaudited)
Assets under Management
As of May 31, 2004
(Preliminary and Unaudited)
Gross Leverage and Net Leverage Calculations
(Preliminary and Unaudited)