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EXHIBIT 4
NAVISTAR INTERNATIONAL CORPORATION
AND CONSOLIDATED SUBSIDIARIES
----------------------------------
INSTRUMENTS DEFINING RIGHTS OF SECURITY HOLDERS,
INCLUDING INDENTURES
The following instruments of Navistar International Corporation and its
principal subsidiary Navistar International Transportation Corp. and its
principal subsidiary Navistar Financial Corporation defining the rights of
security holders are incorporated herein by reference.
4.1 Indenture, dated as of May 30, 1997, by and between Navistar Financial
Corporation and The Fuji Bank and Trust Company, as Trustee, for 9%
Senior Subordinated Notes due 2002 for $100,000,000. Filed on
Registration No. 333-30167.
4.2 $125,000,000 Credit Agreement dated as of November 26, 1997, as amended
by Amendment No. 1 dated as of February 4, 1998, and as amended by
Amendment No. 2 dated as of July 10, 1998, among Navistar International
Corporation Mexico, S.A. de C.V., Navistar International Corporation,
certain banks, certain Co-Arranger banks, Bank of Montreal, as Paying
Agent, and Bancomer, S.A., Institucion de Banca Multiple, Grupo
Financiero, as Peso Agent and Collateral Agent. The Registrant agrees to
furnish to the Commission upon request a copy of such agreement which it
has elected not to file under the provisions of Regulation 601(b) (4)
(iii).
4.3 Indenture, dated as of February 4, 1998, by and between Navistar
International Corporation and Harris Trust and Savings Bank, as Trustee,
for 7% Senior Notes due 2003 for $100,000,000. Filed on Registration No.
333-47063.
4.4 Indenture, dated as of February 4, 1998, by and between Navistar
International Corporation and Harris Trust and Savings Bank, as Trustee,
for 8% Senior Subordinated Notes due 2008 for $250,000,000. Filed on
Registration No. 333-47063.
4.5 $160,000,000 Mexican pesos, Credit Agreement dated as of May 26, 1998 by
and between Arrendadora Financiera Navistar S.A., de C.V., and Banco
Nacional de Mexico, S.A. de C.V. The Registrant agrees to furnish to the
Commission upon request a copy of such agreement which it has elected
not to file under the provisions of Regulation 601(b)(4)(iii).
4.6 $6,000,000, Credit Agreement dated as of May 26, 1998 by and between
Arrendadora Financiera Navistar S.A. de C.V., and Banco Nacional de
Mexico, S.A. de C.V. The Registrant agrees to furnish to the Commission
upon request a copy of such agreement which it has elected not to file
under the provisions of Regulation 601(b)(4)(iii).
4.7 $20,000,000 Revolving Credit Agreement dated as of June 5, 1998 by and
between Servicios Financieros Navistar, S.A. de C.V. and The First
National Bank of Chicago. The Registrant agrees to furnish to the
Commission upon request a copy of such agreement which it has elected
not to file under the provisions of Regulation 601(b)(4)(iii).
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PAGE 2
EXHIBIT 4
NAVISTAR INTERNATIONAL CORPORATION
AND CONSOLIDATED SUBSIDIARIES
----------------------------------
INSTRUMENTS DEFINING RIGHTS OF SECURITY HOLDERS,
INCLUDING INDENTURES
4.8 $20,000,000 Revolving Credit Agreement dated as of June 5, 1998 by and
between Arrendadora Financiera Navistar, S.A. de C.V. and The First
National Bank of Chicago. The Registrant agrees to furnish to the
Commission upon request a copy of such agreement which it has elected
not to file under the provisions of Regulation 601(b)(4)(iii).
4.9 Rights Agreement dated as of April 20, 1999 between Navistar
International Corporation and Harris Trust and Savings Bank, as Rights
Agent, including the form of Certificate of Designation, Preferences
and Rights of Junior Participating Preferred Stock, Series A attached
thereto as Exhibit A, and the form of Rights Certificate attached
thereto as Exhibit B. Filed as Exhibit 1.1 to the company's
Registration Statement on Form 8-A, dated April 20, 1999. Commission
File No. 1-9618.
4.10 Indenture dated as of June 4, 1999, between Navistar Financial
1999-A Owner Trust and The Bank of New York, as Indenture Trustee,
with respect to Navistar Financial 1999-A Owner Trust. Filed on
Registration No. 33-50291.
=====
Instruments defining the rights of holders of other unregistered long-term
debt of Navistar and its subsidiaries have been omitted from this exhibit index
because the amount of debt authorized under any such instrument does not exceed
10% of the total assets of the Registrant and its consolidated subsidiaries. The
Registrant agrees to furnish a copy of any such instrument to the Commission
upon request.
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