UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-04984
Name of Registrant: American Beacon Funds
Address of Principal Executive Offices: 4151 Amon Carter Boulevard, MD 2450
Fort Worth, Texas 76155
Name and address of agent of service: William F. Quinn, President
4151 Amon Carter Boulevard, MD 2450
Fort Worth, Texas 76155
Registrant's telephone number including area code: (817) 967-3509
Date of fiscal year end:
Date of reporting period: 07/01/2008 - 06/30/2009
ITEM 1: PROXY VOTING RECORD
REGISTRANT: AMERICAN BEACON FUNDS
FUND NAME: BALANCED FUND
AMERICAN BEACON MONEY MARKET SELECT FUND
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ASRXX CUSIP 02368W101 08/22/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 To approve the new investment management Mgmt For For For
agreement for the Fund
2 To elect Trustees for the Select Funds
2a Elect Alan D. Feld Mgmt For For For
2b Elect W. Humphrey Bogart Mgmt For For For
2c Elect Brenda A. Cline Mgmt For For For
2d Elect Richard A. Massman Mgmt For For For
2e Elect R. Gerald Turner Mgmt For For For
2f Elect Thomas M. Dunning Mgmt For For For
2g Elect Eugene J. Duffy Mgmt For For For
2h Elect Paul J. Zucconi Mgmt For For For
3 To authorize the Select Funds, on behalf of Mgmt For For For
the Fund, to vote to approve the new
investment management agreement for the
Master Trust portfolio in which the Fund
invests
4 To authorize the Select Funds to vote to
elect Trustees for the Master Trust
4a Elect Alan D. Feld Mgmt For For For
4b Elect W. Humphrey Bogart Mgmt For For For
4c Elect Brenda A. Cline Mgmt For For For
4d Elect Richard A. Massman Mgmt For For For
4e Elect R. Gerald Turner Mgmt For For For
4f Elect Thomas M. Dunning Mgmt For For For
4g Elect Eugene J. Duffy Mgmt For For For
4h Elect Paul J. Zucconi Mgmt For For For
ALTRIA GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MO CUSIP 02209S103 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Elizabeth Bailey Mgmt For For For
2 Elect Gerald Baliles Mgmt For For For
3 Elect Dinyar Devitre Mgmt For For For
4 Elect Thomas Farrell II Mgmt For For For
5 Elect Robert Huntley Mgmt For For For
6 Elect Thomas Jones Mgmt For For For
7 Elect George Munoz Mgmt For For For
8 Elect Nabil Sakkab Mgmt For For For
9 Elect Michael Szymanczyk Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal Regarding Reduction of ShrHoldr Against Against For
Nicotine Content in New Brands/Brand
Extensions
12 Shareholder Proposal Regarding Food ShrHoldr Against Against For
Insecurity and Tobacco Use
13 Shareholder Proposal Regarding Adoption of ShrHoldr Against Against For
Principles for Health Care Reform
14 Shareholder Proposal Regarding Human Rights ShrHoldr Against Against For
Protocols
15 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
16 Shareholder Proposal Regarding Political ShrHoldr Against Against For
Contributions and Expenditure Report
AMERICAN EXPRESS COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AXP CUSIP 025816109 04/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: D.F. AKERSON Mgmt For For For
2 ELECTION OF DIRECTOR: C. BARSHEFSKY Mgmt For For For
3 ELECTION OF DIRECTOR: U.M. BURNS Mgmt For For For
4 ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For For
5 ELECTION OF DIRECTOR: P. CHERNIN Mgmt For For For
6 ELECTION OF DIRECTOR: J. LESCHLY Mgmt For For For
7 ELECTION OF DIRECTOR: R.C. LEVIN Mgmt For For For
8 ELECTION OF DIRECTOR: R.A. MCGINN Mgmt For For For
9 ELECTION OF DIRECTOR: E.D. MILLER Mgmt For For For
10 ELECTION OF DIRECTOR: S.S REINEMUND Mgmt For For For
11 ELECTION OF DIRECTOR: R.D. WALTER Mgmt For For For
12 ELECTION OF DIRECTOR: R.A. WILLIAMS Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 ADVISORY (NON-BINDING) VOTE APPROVING Mgmt For For For
EXECUTIVE COMPENSATION.
15 SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE ShrHoldr Against Against For
VOTING FOR DIRECTORS.
16 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
AMERICAN INTERNATIONAL GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AIG CUSIP 026874107 06/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Dennis Dammerman Mgmt For For For
2 Elect Harvey Golub Mgmt For For For
3 Elect Laurette Koellner Mgmt For For For
4 Elect Edward Liddy Mgmt For For For
5 Elect Christopher Lynch Mgmt For For For
6 Elect Arthur Martinez Mgmt For For For
7 Elect George Miles, Jr. Mgmt For For For
8 Elect Robert Miller Mgmt For For For
9 Elect Suzanne Nora Johnson Mgmt For For For
10 Elect Morris Offit Mgmt For For For
11 Elect Douglas Steenland Mgmt For For For
12 Advisory Vote on Executive Compensation Mgmt For For For
13 Increase of Authorized Common Stock Mgmt For For For
14 Reverse Stock Split Mgmt For For For
15 Increase of Preferred Stock Mgmt For For For
16 Amendment to Preferred Stock Mgmt For For For
17 Amendment to the Certificate of Mgmt For For For
Incorporation to Eliminate Restrictions on
the Pledging of Assets
18 Ratification of Auditor Mgmt For For For
19 Shareholder Proposal Regarding Retention of ShrHoldr Against Against For
Shares After Retirement
20 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
AT&T CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
T CUSIP 00206R102 04/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For For
2 ELECTION OF DIRECTOR: WILLIAM F. ALDINGER III Mgmt For For For
3 ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For For
4 ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For For
5 ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For For
6 ELECTION OF DIRECTOR: AUGUST A. BUSCH III Mgmt For For For
7 ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For For
8 ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For For
9 ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For For
10 ELECTION OF DIRECTOR: LYNN M. MARTIN Mgmt For For For
11 ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For For
12 ELECTION OF DIRECTOR: MARY S. METZ Mgmt For For For
13 ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For For
14 ELECTION OF DIRECTOR: LAURA D ANDREA TYSON Mgmt For For For
15 ELECTION OF DIRECTOR: PATRICIA P. UPTON Mgmt For For For
16 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For For
AUDITORS.
17 AMENDMENT TO INCREASE AUTHORIZED SHARES. Mgmt For For For
18 REPORT ON POLITICAL CONTRIBUTIONS. ShrHoldr Against Against For
19 SPECIAL STOCKHOLDER MEETINGS. ShrHoldr Against Against For
20 CUMULATIVE VOTING. ShrHoldr Against Against For
21 BYLAW REQUIRING INDEPENDENT CHAIRMAN. ShrHoldr Against Against For
22 ADVISORY VOTE ON COMPENSATION. ShrHoldr Against Against For
23 PENSION CREDIT POLICY. ShrHoldr Against Against For
BANK OF AMERICA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BAC CUSIP 060505104 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: WILLIAM BARNET, III Mgmt For For For
2 ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For For
3 ELECTION OF DIRECTOR: VIRGIS W. COLBERT Mgmt For For For
4 ELECTION OF DIRECTOR: JOHN T. COLLINS Mgmt For For For
5 ELECTION OF DIRECTOR: GARY L. COUNTRYMAN Mgmt For For For
6 ELECTION OF DIRECTOR: TOMMY R. FRANKS Mgmt For For For
7 ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For For
8 ELECTION OF DIRECTOR: KENNETH D. LEWIS Mgmt For For For
9 ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For For
10 ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For For
11 ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For For
12 ELECTION OF DIRECTOR: PATRICIA E. MITCHELL Mgmt For For For
13 ELECTION OF DIRECTOR: JOSEPH W. PRUEHER Mgmt For For For
14 ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI Mgmt For For For
15 ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For For
16 ELECTION OF DIRECTOR: O. TEMPLE SLOAN, JR. Mgmt For For For
17 ELECTION OF DIRECTOR: ROBERT L. TILLMAN Mgmt For For For
18 ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt For For For
19 RATIFICATION OF THE INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM FOR 2009
20 AN ADVISORY (NON-BINDING) VOTE APPROVING Mgmt For For For
EXECUTIVE COMPENSATION
21 STOCKHOLDER PROPOSAL - DISCLOSURE OF ShrHoldr Against Against For
GOVERNMENT EMPLOYMENT
22 STOCKHOLDER PROPOSAL - ADVISORY VOTE ON EXEC ShrHoldr Against Against For
COMP
23 STOCKHOLDER PROPOSAL - CUMULATIVE VOTING ShrHoldr Against Against For
24 STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER ShrHoldr Against Against For
MEETINGS
25 STOCKHOLDER PROPOSAL - INDEPENDENT BOARD ShrHoldr Against Against For
CHAIRMAN
26 STOCKHOLDER PROPOSAL - PREDATORY CREDIT CARD ShrHoldr Against Against For
LENDING PRACTICES
27 STOCKHOLDER PROPOSAL - ADOPTION OF ShrHoldr Against Against For
PRINCIPLES FOR HEALTH CARE REFORM
28 STOCKHOLDER PROPOSAL - LIMITS ON EXEC COMP ShrHoldr Against Against For
BANK OF AMERICA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BAC CUSIP 060505104 12/05/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval of the Merger Agreement Mgmt For For For
2 Amendment to the 2003 Key Associate Stock Mgmt For For For
Plan
3 Increase of Authorized Common Stock Mgmt For For For
4 Right to Adjourn Meeting Mgmt For For For
BAXTER INTERNATIONAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BAX CUSIP 071813109 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Walter Boomer Mgmt For For For
2 Elect James Gavin III Mgmt For For For
3 Elect Peter Hellman Mgmt For For For
4 Elect K.J. Storm Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding Animal Testing ShrHoldr Against Against For
BRISTOL-MYERS SQUIBB COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BMY CUSIP 110122108 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Lamberto Andreotti Mgmt For For For
2 Elect Lewis Campbell Mgmt For For For
3 Elect James Cornelius Mgmt For For For
4 Elect Louis Freeh Mgmt For For For
5 Elect Laurie Glimcher Mgmt For For For
6 Elect Michael Grobstein Mgmt For For For
7 Elect Leif Johansson Mgmt For For For
8 Elect Alan Lacy Mgmt For For For
9 Elect Vicki Sato Mgmt For For For
10 Elect Togo West Mgmt For For For
11 Elect R. Sanders Williams Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding Disclosure of ShrHoldr Against Against For
Executive Compensation
14 Shareholder Proposal Regarding Eliminating ShrHoldr Against For Against
Supermajority Provisions
15 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
16 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
CAPITAL ONE FINANCIAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
COF CUSIP 14040H105 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: RICHARD D. FAIRBANK Mgmt For For For
2 ELECTION OF DIRECTOR: E.R. CAMPBELL Mgmt For For For
3 ELECTION OF DIRECTOR: BRADFORD H. WARNER Mgmt For For For
4 ELECTION OF DIRECTOR: STANLEY WESTREICH Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Amendment to the 2004 Stock Incentive Plan Mgmt For For For
7 ADVISORY APPROVAL OF CAPITAL ONE S NAMED Mgmt For For For
EXECUTIVE OFFICER COMPENSATION.
CARDINAL HEALTH, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CAH CUSIP 14149Y108 06/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Option Exchange Program Mgmt For Against Against
CARNIVAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CCL CUSIP 143658300 04/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Micky Arison Mgmt For For For
1.2 Elect Richard Capen, Jr. Mgmt For For For
1.3 Elect Robert Dickinson Mgmt For Withhold Against
1.4 Elect Arnold Donald Mgmt For For For
1.5 Elect Pier Foschi Mgmt For Withhold Against
1.6 Elect Howard Frank Mgmt For Withhold Against
1.7 Elect Richard Glasier Mgmt For For For
1.8 Elect Modesto Maidique Mgmt For For For
1.9 Elect Sir John Parker Mgmt For For For
1.10 Elect Peter Ratcliffe Mgmt For Withhold Against
1.11 Elect Stuart Subotnick Mgmt For For For
1.12 Elect Laura Weil Mgmt For For For
1.13 Elect Randall Weisenburger Mgmt For For For
1.14 Elect Uzi Zucker Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Auditor's Fees Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Directors' Remuneration Report Mgmt For For For
6 Authority to Increase Authorised Capital Mgmt For For For
7 TO ADOPT THE AMENDED AND RESTATED ARTICLES Mgmt For For For
OF ASSOCIATION OF CARNIVAL PLC.
8 Further Amendments to Articles Mgmt For For For
9 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
10 Authority to Issue Shares w/o Preemptive Mgmt For Against Against
Rights
11 Authority to Repurchase Shares Mgmt For For For
CENTERPOINT ENERGY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CNP CUSIP 15189T107 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: DERRILL CODY Mgmt For For For
2 ELECTION OF DIRECTOR: MICHAEL P. JOHNSON Mgmt For For For
3 ELECTION OF DIRECTOR: DAVID M. MCCLANAHAN Mgmt For For For
4 ELECTION OF DIRECTOR: ROBERT T. O CONNELL Mgmt For For For
5 ELECTION OF DIRECTOR: SUSAN O. RHENEY Mgmt For For For
6 ELECTION OF DIRECTOR: MICHAEL E. SHANNON Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 APPROVE THE CENTERPOINT ENERGY, INC. 2009 Mgmt For For For
LONG TERM INCENTIVE PLAN.
CONOCOPHILLIPS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
COP CUSIP 20825C104 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Richard Armitage Mgmt For For For
2 Elect Richard Auchinleck Mgmt For For For
3 Elect James Copeland Jr. Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Ruth Harkin Mgmt For For For
6 Elect Harold McGraw III Mgmt For For For
7 Elect James Mulva Mgmt For For For
8 Elect Harald Norvik Mgmt For For For
9 Elect William Reilly Mgmt For For For
10 Elect Bobby Shackouls Mgmt For For For
11 Elect Victoria Tschinkel Mgmt For For For
12 Elect Kathryn Turner Mgmt For For For
13 Elect William Wade, Jr. Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 2009 Omnibus Stock and Performance Incentive Mgmt For For For
Plan
16 Shareholder Proposal Regarding Adoption of ShrHoldr Against Against For
Principles for Health Care Reform
17 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
18 Shareholder Proposal Regarding Political ShrHoldr Against Against For
Contributions and Expenditure Report
19 Shareholder Proposal Regarding Reporting and ShrHoldr Against Against For
Reducing Greenhouse Gas Emissions
20 Shareholder Proposal Regarding Report on Oil ShrHoldr Against Against For
Sands Operations
21 Shareholder Proposal Regarding Director ShrHoldr Against Against For
Qualifications
CONSTELLATION ENERGY GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CEG CUSIP 210371100 05/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Yves de Balmann Mgmt For For For
2 Elect Ann Berzin Mgmt For For For
3 Elect James Brady Mgmt For For For
4 Elect James Curtiss Mgmt For For For
5 Elect Freeman Hrabowski, III Mgmt For For For
6 Elect Nancy Lampton Mgmt For For For
7 Elect Robert Lawless Mgmt For For For
8 Elect Lynn Martin Mgmt For For For
9 Elect Mayo Shattuck III Mgmt For For For
10 Elect John Skolds Mgmt For For For
11 Elect Michael Sullivan Mgmt For For For
12 Ratification of Auditor Mgmt For For For
DIAGEO PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DEO CUSIP 25243Q205 10/15/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 REPORT AND ACCOUNTS 2008 Mgmt For For For
2 DIRECTORS REMUNERATION REPORT 2008 Mgmt For For For
3 DECLARATION OF FINAL DIVIDEND Mgmt For For For
4 Elect Franz Humer Mgmt For For For
5 Elect Maria Lilja Mgmt For For For
6 Elect William Shanahan Mgmt For For For
7 Elect H. Todd Stitzer Mgmt For For For
8 Elect Philip Scott Mgmt For For For
9 RE-APPOINTMENT AND REMUNERATION OF AUDITOR Mgmt For For For
10 AUTHORITY TO ALLOT RELEVANT SECURITIES Mgmt For For For
11 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For Against Against
12 AUTHORITY TO PURCHASE OWN ORDINARY SHARES Mgmt For For For
13 AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR Mgmt For For For
TO INCUR POLITICAL EXPENDITURE
14 ADOPTION OF THE DIAGEO PLC 2008 PERFORMANCE Mgmt For For For
SHARE PLAN
15 ADOPTION OF THE DIAGEO PLC 2008 SENIOR Mgmt For For For
EXECUTIVE SHARE OPTION PLAN
16 AUTHORITY TO ESTABLISH INTERNATIONAL SHARE Mgmt For For For
PLANS
17 AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt For For For
DOMINION RESOURCES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
D CUSIP 25746U109 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Peter Brown Mgmt For For For
2 Elect George Davidson, Jr. Mgmt For For For
3 Elect Thomas Farrell, II Mgmt For For For
4 Elect John Harris Mgmt For For For
5 Elect Robert Jepson, Jr. Mgmt For For For
6 Elect Mark Kington Mgmt For For For
7 Elect Benjamin Lambert, III Mgmt For For For
8 Elect Margeret McKenna Mgmt For For For
9 Elect Frank Royal Mgmt For For For
10 Elect David Wollard Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2005 Incentive Compensation Mgmt For Against Against
Plan
13 Shareholder Proposal Regarding Fossil Fuel ShrHoldr Against Against For
Reduction
14 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
15 Shareholder Proposal Regarding Approval of ShrHoldr Against Against For
SERP Benefits
DUKE ENERGY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DUK CUSIP 26441C105 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect William Barnet, III Mgmt For For For
1.2 Elect G. Alex Bernhardt, Sr. Mgmt For For For
1.3 Elect Michael Browning Mgmt For For For
1.4 Elect Daniel DiMicco Mgmt For For For
1.5 Elect Ann Maynard Gray Mgmt For For For
1.6 Elect James Hance, Jr. Mgmt For For For
1.7 Elect James Rhodes Mgmt For For For
1.8 Elect James Rogers Mgmt For For For
1.9 Elect Philip Sharp Mgmt For For For
1.10 Elect Dudley Taft Mgmt For For For
2 Ratification of Auditor Mgmt For For For
E.I. DUPONT DE NEMOURS & CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DD CUSIP 263534109 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: SAMUEL W. BODMAN Mgmt For For For
2 ELECTION OF DIRECTOR: RICHARD H. BROWN Mgmt For For For
3 ELECTION OF DIRECTOR: ROBERT A. BROWN Mgmt For For For
4 ELECTION OF DIRECTOR: BERTRAND P. COLLOMB Mgmt For For For
5 ELECTION OF DIRECTOR: CURTIS J. CRAWFORD Mgmt For For For
6 ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For For
7 ELECTION OF DIRECTOR: JOHN T. DILLON Mgmt For For For
8 ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT Mgmt For For For
9 ELECTION OF DIRECTOR: MARILLYN A. HEWSON Mgmt For For For
10 ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For For
JR.
11 ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For For
12 ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For For
13 ELECTION OF DIRECTOR: WILLIAM K. REILLY Mgmt For For For
14 ON RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM
15 ON SHAREHOLDER SAY ON EXECUTIVE PAY ShrHoldr Against Against For
EASTMAN CHEMICAL COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EMN CUSIP 277432100 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Stephen Demeritt Mgmt For For For
2 Elect Robert Hernandez Mgmt For For For
3 Elect Lewis Kling Mgmt For For For
4 Elect David Raisbeck Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding Adopting ShrHoldr Against Against For
Sexual Orientation and Gender Identity
Expression Anti-Bias Policy
7 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
ENTERGY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ETR CUSIP 29364G103 05/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Maureen Bateman Mgmt For For For
2 Elect W. Frank Blount Mgmt For For For
3 Elect Gary Edwards Mgmt For For For
4 Elect Alexis Herman Mgmt For For For
5 Elect Donald Hintz Mgmt For For For
6 Elect J. Wayne Leonard Mgmt For For For
7 Elect Stuart Levenick Mgmt For For For
8 Elect James Nichols Mgmt For For For
9 Elect William Percy, II Mgmt For For For
10 Elect W.J. Tauzin Mgmt For For For
11 Elect Steven Wilkinson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
EXELON CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EXC CUSIP 30161N101 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Mgmt For For For
2 ELECTION OF DIRECTOR: M. WALTER D ALESSIO Mgmt For For For
3 ELECTION OF DIRECTOR: BRUCE DEMARS Mgmt For For For
4 ELECTION OF DIRECTOR: NELSON A. DIAZ Mgmt For For For
5 ELECTION OF DIRECTOR: ROSEMARIE B. GRECO Mgmt For For For
6 ELECTION OF DIRECTOR: PAUL L. JOSKOW Mgmt For For For
7 ELECTION OF DIRECTOR: JOHN M. PALMS Mgmt For For For
8 ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt For For For
9 ELECTION OF DIRECTOR: JOHN W. ROWE Mgmt For For For
10 ELECTION OF DIRECTOR: STEPHEN D. STEINOUR Mgmt For For For
11 Renewal of the Annual Incentive Plan for Mgmt For For For
Senior Executives
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding Global ShrHoldr Against Against For
Warming Report
FAIRPOINT COMMUNICATIONS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FRP CUSIP 305560104 06/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Patricia Garrison-Corbin Mgmt For For For
1.2 Elect Eugene Johnson Mgmt For For For
1.3 Elect Robert Kennedy Mgmt For For For
2 Ratification of Auditor Mgmt For For For
GENERAL ELECTRIC COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GE CUSIP 369604103 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For For
2 ELECTION OF DIRECTOR: WILLIAM M. CASTELL Mgmt For For For
3 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For For
4 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For For
5 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For For
6 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For For
7 ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY Mgmt For For For
8 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For For
9 ELECTION OF DIRECTOR: RALPH S. LARSEN Mgmt For For For
10 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For For
11 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For For
12 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For For
13 ELECTION OF DIRECTOR: ROGER S. PENSKE Mgmt For For For
14 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For For
15 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt For For For
16 RATIFICATION OF KPMG Mgmt For For For
17 CUMULATIVE VOTING ShrHoldr Against Against For
18 EXECUTIVE COMPENSATION ADVISORY VOTE ShrHoldr Against Against For
19 INDEPENDENT STUDY REGARDING BREAKING UP GE ShrHoldr Against Against For
20 DIVIDEND POLICY ShrHoldr Against Against For
21 SHAREHOLDER VOTE ON GOLDEN PARACHUTES ShrHoldr Against Against For
HEWLETT-PACKARD COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HPQ CUSIP 428236103 03/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: L. T. BABBIO, JR. Mgmt For For For
2 ELECTION OF DIRECTOR: S. M. BALDAUF Mgmt For For For
3 ELECTION OF DIRECTOR: R. L. GUPTA Mgmt For For For
4 ELECTION OF DIRECTOR: J. H. HAMMERGREN Mgmt For For For
5 ELECTION OF DIRECTOR: M. V. HURD Mgmt For For For
6 ELECTION OF DIRECTOR: J. Z. HYATT Mgmt For For For
7 ELECTION OF DIRECTOR: J. R. JOYCE Mgmt For For For
8 ELECTION OF DIRECTOR: R. L. RYAN Mgmt For For For
9 ELECTION OF DIRECTOR: L. S. SALHANY Mgmt For For For
10 ELECTION OF DIRECTOR: G. K. THOMPSON Mgmt For For For
11 Ratification of Auditor Mgmt For For For
HONEYWELL INTERNATIONAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HON CUSIP 438516106 04/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For For
2 ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For For
3 ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For For
4 ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For For
5 ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt For For For
6 ELECTION OF DIRECTOR: CLIVE R. HOLLICK Mgmt For For For
7 ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For For
8 ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For For
9 ELECTION OF DIRECTOR: JOHN R. STAFFORD Mgmt For For For
10 ELECTION OF DIRECTOR: MICHAEL W. WRIGHT Mgmt For For For
11 APPROVAL OF INDEPENDENT ACCOUNTANTS Mgmt For For For
12 CUMULATIVE VOTING ShrHoldr Against Against For
13 PRINCIPLES FOR HEALTH CARE REFORM ShrHoldr Against Against For
14 EXECUTIVE COMPENSATION ADVISORY VOTE ShrHoldr Against Against For
15 TAX GROSS-UP PAYMENTS ShrHoldr Against Against For
16 SPECIAL SHAREOWNER MEETINGS ShrHoldr Against Against For
ILLINOIS TOOL WORKS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ITW CUSIP 452308109 05/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect William Aldinger III Mgmt For For For
2 Elect Marvin Brailsford Mgmt For For For
3 Elect Susan Crown Mgmt For For For
4 Elect Don Davis, Jr. Mgmt For For For
5 Elect Robert McCormack Mgmt For For For
6 Elect Robert Morrison Mgmt For For For
7 Elect James Skinner Mgmt For For For
8 Elect Harold Smith Mgmt For For For
9 Elect David Speer Mgmt For For For
10 Elect Pamela Strobel Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding Approval of ShrHoldr Against Against For
SERP Benefits
IMPERIAL TOBACCO GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ITYBY CUSIP 453142101 02/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 TO RE-ELECT MR G L BLASHILL AS A DIRECTOR OF Mgmt For Against Against
THE COMPANY.
5 TO RE-ELECT DR P H JUNGELS AS A DIRECTOR OF Mgmt For For For
THE COMPANY.
6 TO ELECT MR J D COMOLLI AS A DIRECTOR OF THE Mgmt For Against Against
COMPANY.
7 TO ELECT MR B F BICH AS A DIRECTOR OF THE Mgmt For For For
COMPANY.
8 TO ELECT MR B SETRAKIAN AS A DIRECTOR OF THE Mgmt For For For
COMPANY.
9 Appointment of Auditor Mgmt For For For
10 TO AUTHORIZE THE DIRECTORS TO SET THE Mgmt For For For
REMUNERATION OF THE AUDITOR.
11 EU Political Donations Mgmt For For For
12 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
13 Authority to Issue Shares w/o Preemptive Mgmt For Against Against
Rights
14 Authority to Repurchase Shares Mgmt For For For
INTEL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
INTC CUSIP 458140100 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Charlene Barshefsky Mgmt For For For
2 Elect Susan Decker Mgmt For For For
3 Elect John Donahoe Mgmt For For For
4 Elect Reed Hundt Mgmt For For For
5 Elect Paul Otellini Mgmt For For For
6 Elect James Plummer Mgmt For For For
7 Elect David Pottruck Mgmt For For For
8 Elect Jane Shaw Mgmt For For For
9 Elect John Thornton Mgmt For For For
10 Elect Frank Yeary Mgmt For For For
11 Elect David Yoffie Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2006 Equity Incentive Plan Mgmt For For For
14 Stock Option Exchange Program Mgmt For Against Against
15 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For
16 Shareholder Proposal Regarding Cumulative ShrHoldr Against Against For
Voting
17 Shareholder Proposal Regarding Human Right ShrHoldr Against Against For
to Water
INTERNATIONAL BUSINESS MACHINES CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IBM CUSIP 459200101 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For For For
2 ELECTION OF DIRECTOR: C. BLACK Mgmt For For For
3 ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For For
4 ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For For
5 ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For For For
6 ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For For
7 ELECTION OF DIRECTOR: T. NISHIMURO Mgmt For For For
8 ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For For
9 ELECTION OF DIRECTOR: S.J. PALMISANO Mgmt For For For
10 ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For For
11 ELECTION OF DIRECTOR: S. TAUREL Mgmt For For For
12 ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Approval of Long-Term Incentive Performance Mgmt For For For
Terms
15 STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING ShrHoldr Against Against For
16 STOCKHOLDER PROPOSAL ON EXECUTIVE ShrHoldr Against Against For
COMPENSATION AND PENSION INCOME
17 STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON ShrHoldr Against Against For
EXECUTIVE COMPENSATION
ITT CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ITT CUSIP 450911102 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Steven Loranger Mgmt For For For
1.2 Elect Curtis Crawford Mgmt For For For
1.3 Elect Christina Gold Mgmt For For For
1.4 Elect Ralph Hake Mgmt For For For
1.5 Elect John Hamre Mgmt For For For
1.6 Elect Paul Kern Mgmt For For For
1.7 Elect Frank MacInnis Mgmt For For For
1.8 Elect Surya Mohapatra Mgmt For For For
1.9 Elect Linda Sanford Mgmt For For For
1.10 Elect Markos Tambakeras Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Disclosure of ShrHoldr Against Against For
Foreign Military Sales
JPMORGAN CHASE & CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JPM CUSIP 46625H100 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Crandall Bowles Mgmt For For For
2 Elect Stephen Burke Mgmt For For For
3 Elect David Cote Mgmt For For For
4 Elect James Crown Mgmt For For For
5 Elect James Dimon Mgmt For For For
6 Elect Ellen Futter Mgmt For For For
7 Elect William Gray, III Mgmt For For For
8 Elect Laban Jackson, Jr. Mgmt For For For
9 Elect David Novak Mgmt For For For
10 Elect Lee Raymond Mgmt For For For
11 Elect William Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For
14 Shareholder Proposal Regarding Disclosure of ShrHoldr Against Against For
Prior Government Service
15 Shareholder Proposal Regarding Cumulative ShrHoldr Against Against For
Voting
16 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
17 Shareholder Proposal Regarding Report on ShrHoldr Against Against For
Credit Card Practices
18 Shareholder Proposal Regarding Key Executive ShrHoldr Against Against For
Performance Plan ("KEPP")
19 Shareholder Proposal Regarding Retention of ShrHoldr Against Against For
Shares After Retirement
20 Shareholder Proposal Regarding Carbon ShrHoldr Against Against For
Principles Report
KRAFT FOODS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KFT CUSIP 50075N104 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Ajay Banga Mgmt For For For
2 Elect Myra Hart Mgmt For For For
3 Elect Lois Juliber Mgmt For For For
4 Elect Mark Ketchum Mgmt For For For
5 Elect Richard Lerner Mgmt For For For
6 Elect John Pope Mgmt For For For
7 Elect Fedric Reynolds Mgmt For For For
8 Elect Irene Rosenfeld Mgmt For For For
9 Elect Deborah Wright Mgmt For For For
10 Elect Frank Zarb Mgmt For For For
11 Amendment to the 2005 Performance Incentive Mgmt For For For
Plan
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding the Right to ShrHoldr Against Against For
Call Special Metings
MERRILL LYNCH & CO., INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MER CUSIP 590188108 12/05/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval of the Merger Agreement Mgmt For For For
2 Misc. Article Amendments Mgmt For For For
3 Right to Adjourn Meeting Mgmt For For For
NATIONAL CITY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NCC CUSIP 635405103 12/23/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval of the Merger Agreement Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
NOKIA CORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NOK CUSIP 654902204 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ADOPTION OF THE ANNUAL ACCOUNTS. Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Ratification of Board and Management Acts Mgmt For For For
4 RESOLUTION ON THE REMUNERATION OF THE Mgmt For For For
MEMBERS OF THE BOARD OF DIRECTORS.
5 RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt For For For
BOARD OF DIRECTORS.
6.1 Elect Georg Ehrnrooth Mgmt For For For
6.2 Elect Lalita Gupte Mgmt For For For
6.3 Elect Bengt Holmstrom Mgmt For Withhold Against
6.4 Elect Henning Kagermann Mgmt For For For
6.5 Elect Olli-Pekka Kallasvuo Mgmt For For For
6.6 Elect Per Karlsson Mgmt For For For
6.7 Elect Jorma Ollila Mgmt For Withhold Against
6.8 Elect Marjorie Scardino Mgmt For For For
6.9 Elect Risto Siilasmaa Mgmt For For For
6.10 Elect Keijo Suila Mgmt For For For
6.11 Elect Isabel Marey-Semper Mgmt For For For
7 RESOLUTION ON THE REMUNERATION OF THE Mgmt For For For
AUDITOR.
8 ELECTION OF AUDITOR. Mgmt For For For
9 Authority to Repurchase Shares Mgmt For For For
10 Transaction of Other Business Mgmt Abstain Abstain For
OCCIDENTAL PETROLEUM CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OXY CUSIP 674599105 05/01/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Spencer Abraham Mgmt For For For
2 Elect Ronald Burkle Mgmt For For For
3 Elect John Chalsty Mgmt For For For
4 Elect Edward Djerejian Mgmt For For For
5 Elect John Feick Mgmt For For For
6 Elect Ray Irani Mgmt For For For
7 Elect Irvin Maloney Mgmt For For For
8 Elect Avedick Poladian Mgmt For For For
9 Elect Rodolfo Segovia Mgmt For For For
10 Elect Aziz Syriani Mgmt For For For
11 Elect Rosemary Tomich Mgmt For For For
12 Elect Walter Weisman Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Amendment to Permit Shareholders to Call a Mgmt For For For
Special Meeting
15 Shareholder Proposal Regarding Report on ShrHoldr Against Against For
Host Country Regulations
PFIZER INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PFE CUSIP 717081103 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For For
2 ELECTION OF DIRECTOR: MICHAEL S. BROWN Mgmt For For For
3 ELECTION OF DIRECTOR: M. ANTHONY BURNS Mgmt For For For
4 ELECTION OF DIRECTOR: ROBERT N. BURT Mgmt For For For
5 ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For For
6 ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For For
7 ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For For
8 ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For For
9 ELECTION OF DIRECTOR: JEFFREY B. KINDLER Mgmt For For For
10 ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For For
11 ELECTION OF DIRECTOR: DANA G. MEAD Mgmt For For For
12 ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For For
13 ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For For
14 ELECTION OF DIRECTOR: WILLIAM C. STEERE, JR. Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Amendment to the 2004 Stock Plan Mgmt For Against Against
17 SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS. ShrHoldr Against Against For
18 SHAREHOLDER PROPOSAL REGARDING ADVISORY VOTE ShrHoldr Against Against For
ON EXECUTIVE COMPENSATION.
19 SHAREHOLDER PROPOSAL REGARDING CUMULATIVE ShrHoldr Against Against For
VOTING.
20 SHAREHOLDER PROPOSAL REGARDING SPECIAL ShrHoldr Against Against For
SHAREHOLDER MEETINGS.
PHILIP MORRIS INTERNATIONAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PM CUSIP 718172109 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Harold Brown Mgmt For For For
2 Elect Mathis Cabiallavetta Mgmt For For For
3 Elect Louis Camilleri Mgmt For For For
4 Elect J. Dudley Fishburn Mgmt For For For
5 Elect Graham MacKay Mgmt For For For
6 Elect Sergio Marchionne Mgmt For For For
7 Elect Lucio Noto Mgmt For For For
8 Elect Carlos Slim Helu Mgmt For For For
9 Elect Stephen Wolf Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Approval of Material Terms of the 2008 Mgmt For For For
Performance Incentive Plan
PNC FINANCIAL SERVICES GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PNC CUSIP 693475105 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: MR. BERNDT Mgmt For For For
2 ELECTION OF DIRECTOR: MR. BUNCH Mgmt For For For
3 ELECTION OF DIRECTOR: MR. CHELLGREN Mgmt For For For
4 ELECTION OF DIRECTOR: MR. CLAY Mgmt For For For
5 ELECTION OF DIRECTOR: MS. JAMES Mgmt For For For
6 ELECTION OF DIRECTOR: MR. KELSON Mgmt For For For
7 ELECTION OF DIRECTOR: MR. LINDSAY Mgmt For For For
8 ELECTION OF DIRECTOR: MR. MASSARO Mgmt For For For
9 ELECTION OF DIRECTOR: MS. PEPPER Mgmt For For For
10 ELECTION OF DIRECTOR: MR. ROHR Mgmt For For For
11 ELECTION OF DIRECTOR: MR. SHEPARD Mgmt For For For
12 ELECTION OF DIRECTOR: MS. STEFFES Mgmt For For For
13 ELECTION OF DIRECTOR: MR. STRIGL Mgmt For For For
14 ELECTION OF DIRECTOR: MR. THIEKE Mgmt For For For
15 ELECTION OF DIRECTOR: MR. USHER Mgmt For For For
16 ELECTION OF DIRECTOR: MR. WALLS Mgmt For For For
17 ELECTION OF DIRECTOR: MR. WEHMEIER Mgmt For For For
18 Employee Stock Purchase Plan Mgmt For For For
19 Ratification of Auditor Mgmt For For For
20 APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION.
21 Shareholder Proposal Regarding Retention of ShrHoldr Against Against For
Shares After Retirement
SLM CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SLM CUSIP 78442P106 05/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Ann Bates Mgmt For For For
2 Elect William Diefenderfer III Mgmt For For For
3 Elect Diane Gilleland Mgmt For For For
4 Elect Earl Goode Mgmt For For For
5 Elect Ronald Hunt Mgmt For For For
6 Elect Albert Lord Mgmt For For For
7 Elect Michael Martin Mgmt For For For
8 Elect Barry Munitz Mgmt For For For
9 Elect Howard Newman Mgmt For For For
10 Elect A. Alexander Porter, Jr. Mgmt For For For
11 Elect Frank Puleo Mgmt For For For
12 Elect Wolfgang Schoellkopf Mgmt For For For
13 Elect Steven Shapiro Mgmt For For For
14 Elect J. Terry Strange Mgmt For For For
15 Elect Anthony Terracciano Mgmt For For For
16 Elect Barry Williams Mgmt For For For
17 Directors Equity Plan Mgmt For For For
18 2009 - 2012 Incentive Plan Mgmt For Against Against
19 Ratification of Auditor Mgmt For For For
SPECTRA ENERGY CORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SE CUSIP 847560109 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amendment to Declassify the Board Mgmt For Against Against
2.1 Elect Gregory Ebel Mgmt For For For
2.2 Elect Peter Hamilton Mgmt For For For
2.3 Elect Michael Phelps Mgmt For For For
3 Ratification of Auditor Mgmt For For For
UST INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UST CUSIP 902911106 12/04/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval of the Merger Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
VERIZON COMMUNICATIONS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VZ CUSIP 92343V104 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Richard Carrion Mgmt For For For
2 Elect M. Frances Keeth Mgmt For For For
3 Elect Robert Lane Mgmt For For For
4 Elect Sandra Moose Mgmt For For For
5 Elect Joseph Neubauer Mgmt For For For
6 Elect Donald Nicolaisen Mgmt For For For
7 Elect Thomas O'Brien Mgmt For For For
8 Elect Clarence Otis, Jr. Mgmt For For For
9 Elect Hugh Price Mgmt For For For
10 Elect Ivan Seidenberg Mgmt For For For
11 Elect John Snow Mgmt For For For
12 Elect John Stafford Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Compensation Mgmt For For For
15 2009 Long-Term Incentive Plan Mgmt For For For
16 2009 Short-Term Incentive Plan Mgmt For For For
17 Shareholder Proposal Regarding Elimination ShrHoldr Against Against For
of Stock Options
18 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
19 Shareholder Proposal Regarding Independent ShrHoldr Against Against For
Board Chairman
20 Shareholder Proposal Regarding Cumulative ShrHoldr Against Against For
Voting
21 Shareholder Proposal Regarding the Approval ShrHoldr Against Against For
of Survivor Benefits (Golden Coffins)
WELLPOINT INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WLP CUSIP 94973V107 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Lenox Baker, Jr. Mgmt For For For
2 Elect Susan Bayh Mgmt For For For
3 Elect Larry Glasscock Mgmt For For For
4 Elect Julie Hill Mgmt For For For
5 Elect Ramiro Peru Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Amendment to the 2006 Incentive Compensation Mgmt For Against Against
Plan
8 Amendment to the Employee Stock Purchase
Plan Mgmt For For For
9 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
WELLS FARGO & COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WFC CUSIP 949746101 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For For
2 ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For For
3 ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For For
4 ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For For
5 ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Mgmt For For For
6 ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For For
7 ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt For For For
8 ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For For
9 ELECTION OF DIRECTOR: RICHARD D. MCCORMICK Mgmt For For For
10 ELECTION OF DIRECTOR: MACKEY J. MCDONALD Mgmt For For For
11 ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For For
12 ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For For
13 ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Mgmt For For For
14 ELECTION OF DIRECTOR: DONALD B. RICE Mgmt For For For
15 ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For For
16 ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For For
17 ELECTION OF DIRECTOR: ROBERT K. STEEL Mgmt For For For
18 ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For For
19 ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For For
20 Advisory Vote on Executive Compensation Mgmt For For For
21 Ratification of Auditor Mgmt For For For
22 Amendment to the Long-Term Incentive Mgmt For Against Against
Compensation Plan
23 Shareholder Proposal Regarding Independent ShrHoldr Against Against For
Board Chairman
24 STOCKHOLDER PROPOSAL REGARDING A REPORT ON ShrHoldr Against Against For
POLITICAL CONTRIBUTIONS.
WYNDHAM WORLDWIDE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WYN CUSIP 98310W108 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Stephen Holmes Mgmt For For For
1.2 Elect Myra Biblowit Mgmt For For For
1.3 Elect Pauline Richards Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Equity and Incentive Mgmt For Against Against
Plan
4 Shareholder Proposal Regarding Approval of ShrHoldr Against For Against
Severance Agreements
5 Shareholder Proposal Regarding an ShrHoldr Against Against For
Independent Board Chairman
XL CAPITAL LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
XL CUSIP G98255105 04/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Dale Comey Mgmt For For For
1.2 Elect Robert Glauber Mgmt For For For
1.3 Elect G. Thompson Hutton Mgmt For For For
2 Amendment to the 1991 Performance Incentive Mgmt For For For
Program
3 Amendment to the Directors Stock & Option Mgmt For For For
Plan
4 Ratification of Auditor Mgmt For For For
3M COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MMM CUSIP 88579Y101 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Linda Alvarado Mgmt For For For
2 Elect George Buckley Mgmt For For For
3 Elect Vance Coffman Mgmt For For For
4 Elect Michael Eskew Mgmt For For For
5 Elect W. James Farrell Mgmt For For For
6 Elect Herbert Henkel Mgmt For For For
7 Elect Edward Liddy Mgmt For For For
8 Elect Robert Morrison Mgmt For For For
9 Elect Aulana Peters Mgmt For For For
10 Elect Robert Ulrich Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
13 Shareholder Proposal Regarding Restricting ShrHoldr Against Against For
Executive Compensation
ACE LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACE CUSIP H0023R105 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Michael Atieh Mgmt For For For
2 Elect Mary Cirillo Mgmt For For For
3 Elect Bruce Crockett Mgmt For For For
4 Elect Thomas Neff Mgmt For For For
5 Annual Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Consolidated Accounts and Reports Mgmt For For For
8 Allocation of Profits/Dividends Mgmt For For For
9 Ratification of Board Acts Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Appointment of Special Auditor Mgmt For For For
14 Reduction in Par Value Mgmt For For For
ACE LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACE CUSIP G0070K103 07/14/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: MICHAEL G. ATIEH TO Mgmt For For For
TERM EXPIRING IN 2009.
2 ELECTION OF DIRECTOR: MARY A. CIRILLO TO Mgmt For For For
TERM EXPIRING IN 2009.
3 ELECTION OF DIRECTOR: BRUCE L. CROCKETT TO Mgmt For For For
TERM EXPIRING IN 2009.
4 ELECTION OF DIRECTOR: THOMAS J. NEFF TO TERM Mgmt For For For
EXPIRING IN 2009.
5 ELECTION OF DIRECTOR: GARY M. STUART TO TERM Mgmt For For For
EXPIRING IN 2009.
6 ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ TO Mgmt For For For
TERM EXPIRING IN 2010.
7 ELECTION OF DIRECTOR: PETER MENIKOFF TO TERM Mgmt For For For
EXPIRING IN 2010.
8 ELECTION OF DIRECTOR: ROBERT RIPP TO TERM Mgmt For For For
EXPIRING IN 2010.
9 ELECTION OF DIRECTOR: DERMOT F. SMURFIT TO Mgmt For For For
TERM EXPIRING IN 2010.
10 ELECTION OF DIRECTOR: EVAN G. GREENBERG TO Mgmt For For For
TERM EXPIRING IN
11 ELECTION OF DIRECTOR: JOHN A. KROL TO TERM Mgmt For For For
EXPIRING IN 2011.
12 ELECTION OF DIRECTOR: LEO F. MULLIN TO TERM Mgmt For For For
EXPIRING IN 2011.
13 ELECTION OF DIRECTOR: OLIVIER STEIMER TO Mgmt For For For
TERM EXPIRING IN 2011.
14 De-Registration from the Cayman Islands Mgmt For For For
15 Requirement of the Preparation of a Special Mgmt For For For
Purpose Unconsolidated Balance Sheet
16 Amendment to Par Value Mgmt For For For
17 Registration of the Company in Zurich, Mgmt For For For
Switzerland
18 APPROVAL OF THE NAME OF THE COMPANY Mgmt For For For
19 APPROVAL OF THE CHANGE OF THE PURPOSE OF THE Mgmt For For For
COMPANY
20 APPROVAL OF THE REARRANGEMENT OF THE COMPANY Mgmt For For For
S EXISTING SHARE CAPITAL
21 APPROVAL OF THE COMPANY S ARTICLES OF Mgmt For For For
ASSOCIATION
22 CONFIRMATION OF SWISS LAW AS THE Mgmt For For For
AUTHORITATIVE LEGISLATION GOVERNING THE
COMPANY
23 Approval of Zurich, Switzerland as the Mgmt For For For
Company's Principal Place of Business
24 Appointment of Special Auditor Mgmt For For For
25 Amendment to the 2004 Long-Term Incentive Mgmt For For For
Plan
26 Ratification of Auditor Mgmt For For For
27 Approval of Dividend in the Form of a Par Mgmt For For For
Value Reduction
AIR PRODUCTS & CHEMICALS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
APD CUSIP 009158106 01/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Mario Baeza Mgmt For For For
1.2 Elect Edward Hagenlocker Mgmt For For For
1.3 Elect John McGlade Mgmt For For For
1.4 Elect Charles Noski Mgmt For For For
2 Ratification of Auditor Mgmt For For For
AMGEN INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMGN CUSIP 031162100 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect David Baltimore Mgmt For For For
2 Elect Frank Biondi, Jr. Mgmt For For For
3 Elect Francois de Carbonnel Mgmt For For For
4 Elect Jerry Choate Mgmt For For For
5 Elect Vance Coffman Mgmt For For For
6 Elect Frederick Gluck Mgmt For For For
7 Elect Frank Herringer Mgmt For For For
8 Elect Gilbert Omenn Mgmt For For For
9 Elect Judith Pelham Mgmt For For For
10 Elect J. Paul Reason Mgmt For For For
11 Elect Leonard Schaeffer Mgmt For For For
12 Elect Kevin Sharer Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2009 Equity Incentive Plan Mgmt For Against Against
15 Elimination of Supermajority Requirement Mgmt For For For
16 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
AT&T CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
T CUSIP 00206R102 04/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For For
2 ELECTION OF DIRECTOR: WILLIAM F. ALDINGER
III Mgmt For For For
3 ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For For
4 ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For For
5 ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For For
6 ELECTION OF DIRECTOR: AUGUST A. BUSCH III Mgmt For For For
7 ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For For
8 ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For For
9 ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For For
10 ELECTION OF DIRECTOR: LYNN M. MARTIN Mgmt For For For
11 ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For For
12 ELECTION OF DIRECTOR: MARY S. METZ Mgmt For For For
13 ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For For
14 ELECTION OF DIRECTOR: LAURA D ANDREA TYSON Mgmt For For For
15 ELECTION OF DIRECTOR: PATRICIA P. UPTON Mgmt For For For
16 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For For
AUDITORS.
17 AMENDMENT TO INCREASE AUTHORIZED SHARES. Mgmt For For For
18 REPORT ON POLITICAL CONTRIBUTIONS. ShrHoldr Against Against For
19 SPECIAL STOCKHOLDER MEETINGS. ShrHoldr Against Against For
20 CUMULATIVE VOTING. ShrHoldr Against Against For
21 BYLAW REQUIRING INDEPENDENT CHAIRMAN. ShrHoldr Against Against For
22 ADVISORY VOTE ON COMPENSATION. ShrHoldr Against Against For
23 PENSION CREDIT POLICY. ShrHoldr Against Against For
BANK OF AMERICA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BAC CUSIP 060505104 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: WILLIAM BARNET, III Mgmt For For For
2 ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For For
3 ELECTION OF DIRECTOR: VIRGIS W. COLBERT Mgmt For For For
4 ELECTION OF DIRECTOR: JOHN T. COLLINS Mgmt For For For
5 ELECTION OF DIRECTOR: GARY L. COUNTRYMAN Mgmt For For For
6 ELECTION OF DIRECTOR: TOMMY R. FRANKS Mgmt For For For
7 ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For For
8 ELECTION OF DIRECTOR: KENNETH D. LEWIS Mgmt For For For
9 ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For For
10 ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For For
11 ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For For
12 ELECTION OF DIRECTOR: PATRICIA E. MITCHELL Mgmt For For For
13 ELECTION OF DIRECTOR: JOSEPH W. PRUEHER Mgmt For For For
14 ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI Mgmt For For For
15 ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For For
16 ELECTION OF DIRECTOR: O. TEMPLE SLOAN, JR. Mgmt For For For
17 ELECTION OF DIRECTOR: ROBERT L. TILLMAN Mgmt For For For
18 ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt For For For
19 RATIFICATION OF THE INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM FOR 2009
20 AN ADVISORY (NON-BINDING) VOTE APPROVING Mgmt For For For
EXECUTIVE COMPENSATION
21 STOCKHOLDER PROPOSAL - DISCLOSURE OF ShrHoldr Against Against For
GOVERNMENT EMPLOYMENT
22 STOCKHOLDER PROPOSAL - ADVISORY VOTE ON EXEC ShrHoldr Against Against For
COMP
23 STOCKHOLDER PROPOSAL - CUMULATIVE VOTING ShrHoldr Against Against For
24 STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER ShrHoldr Against Against For
MEETINGS
25 STOCKHOLDER PROPOSAL - INDEPENDENT BOARD ShrHoldr Against Against For
CHAIRMAN
26 STOCKHOLDER PROPOSAL - PREDATORY CREDIT CARD ShrHoldr Against Against For
LENDING PRACTICES
27 STOCKHOLDER PROPOSAL - ADOPTION OF ShrHoldr Against Against For
PRINCIPLES FOR HEALTH CARE REFORM
28 STOCKHOLDER PROPOSAL - LIMITS ON EXEC COMP ShrHoldr Against Against For
BANK OF AMERICA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BAC CUSIP 060505104 12/05/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval of the Merger Agreement Mgmt For For For
2 Amendment to the 2003 Key Associate Stock Mgmt For For For
Plan
3 Increase of Authorized Common Stock Mgmt For For For
4 Right to Adjourn Meeting Mgmt For For For
BOEING COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BA CUSIP 097023105 04/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: JOHN H. BIGGS Mgmt For For For
2 ELECTION OF DIRECTOR: JOHN E. BRYSON Mgmt For For For
3 ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. Mgmt For For For
4 ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For For
5 ELECTION OF DIRECTOR: WILLIAM M. DALEY Mgmt For For For
6 ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For For
7 ELECTION OF DIRECTOR: JOHN F. MCDONNELL Mgmt For For For
8 ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. Mgmt For For For
9 ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For For For
10 AMENDMENT TO THE BOEING COMPANY 2003 Mgmt For Against Against
INCENTIVE STOCK PLAN.
11 Ratification of Auditor Mgmt For For For
12 ADOPT CUMULATIVE VOTING. ShrHoldr Against Against For
13 REQUIRE ADVISORY VOTE ON NAMED EXECUTIVE ShrHoldr Against Against For
OFFICER COMPENSATION.
14 ADOPT HEALTH CARE PRINCIPLES. ShrHoldr Against Against For
15 PREPARE A REPORT ON FOREIGN MILITARY SALES. ShrHoldr Against Against For
16 REQUIRE AN INDEPENDENT LEAD DIRECTOR. ShrHoldr Against Against For
17 REQUIRE SHAREHOLDER APPROVAL OF FUTURE ShrHoldr Against Against For
SEVERANCE ARRANGEMENTS.
18 REQUIRE DISCLOSURE OF POLITICAL ShrHoldr Against Against For
CONTRIBUTIONS.
BURLINGTON NORTHERN SANTA FE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BNI CUSIP 12189T104 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: A.L. BOECKMANN Mgmt For For For
2 ELECTION OF DIRECTOR: D.G. COOK Mgmt For For For
3 ELECTION OF DIRECTOR: V.S. MARTINEZ Mgmt For For For
4 ELECTION OF DIRECTOR: M.F. RACICOT Mgmt For For For
5 ELECTION OF DIRECTOR: R.S. ROBERTS Mgmt For For For
6 ELECTION OF DIRECTOR: M.K. ROSE Mgmt For For For
7 ELECTION OF DIRECTOR: M.J. SHAPIRO Mgmt For For For
8 ELECTION OF DIRECTOR: J.C. WATTS, JR. Mgmt For For For
9 ELECTION OF DIRECTOR: R.H. WEST Mgmt For For For
10 ELECTION OF DIRECTOR: J.S. WHISLER Mgmt For For For
11 ELECTION OF DIRECTOR: E.E. WHITACRE, JR. Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 PROPOSAL REGARDING SAY ON EXECUTIVE PAY. ShrHoldr Against Against For
14 PROPOSAL REGARDING SPECIAL SHAREOWNER ShrHoldr Against Against For
MEETINGS.
15 PROPOSAL REGARDING REPORT ON POLITICAL ShrHoldr Against Against For
CONTRIBUTIONS.
CATERPILLAR INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CAT CUSIP 149123101 06/10/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Daniel Dickenson Mgmt For For For
1.2 Elect David Goode Mgmt For For For
1.3 Elect James Owens Mgmt For For For
1.4 Elect Charles Powell Mgmt For For For
1.5 Elect Joshua Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Declassification of the Board
4 Shareholder Proposal Regarding Majority Vote ShrHoldr Against For Against
for Election of Directors
5 Shareholder Proposal Regarding Disclosure of ShrHoldr Against Against For
Foreign Military Sales
6 Shareholder Proposal Regarding Simple ShrHoldr Against For Against
Majority Vote
7 Shareholder Proposal Regarding Compensation ShrHoldr Against Against For
Consultants
8 Shareholder Proposal Regarding Independent ShrHoldr Against Against For
Chairman
9 Shareholder Proposal Regarding Report on ShrHoldr Against Against For
Lobbying Priorities
CHEVRON CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CVX CUSIP 166764100 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Samuel Armacost Mgmt For For For
2 Elect Linnet Deily Mgmt For For For
3 Elect Robert Denham Mgmt For For For
4 Elect Robert Eaton Mgmt For For For
5 Elect Enrique Hernandez, Jr. Mgmt For For For
6 Elect Franklyn Jenifer Mgmt For For For
7 Elect Sam Nunn Mgmt For For For
8 Elect David O'Reilly Mgmt For For For
9 Elect Donald Rice Mgmt For For For
10 Elect Kevin Sharer Mgmt For For For
11 Elect Charles Shoemate Mgmt For For For
12 Elect Ronald Sugar Mgmt For For For
13 Elect Carl Ware Mgmt For For For
14 Elect John Watson Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Approval of Performance Goals for the Mgmt For For For
Chevron Incentive Plan
17 Amendment to the Long-Term Incentive Plan Mgmt For For For
18 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
19 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
20 Shareholder Proposal Regarding Reporting and ShrHoldr Against Against For
Reducing Greenhouse Gas Emissions
21 Shareholder Proposal Regarding Country ShrHoldr Against Against For
Selection Guidelines
22 Shareholder Proposal Regarding Human Rights ShrHoldr Against Against For
Policy
23 Shareholder Proposal Regarding Report on ShrHoldr Against Against For
Host Country Laws
CIGNA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CI CUSIP 125509109 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: H. EDWARD HANWAY Mgmt For For For
2 ELECTION OF DIRECTOR: JOHN M. PARTRIDGE Mgmt For For For
3 ELECTION OF DIRECTOR: JAMES E. ROGERS Mgmt For For For
4 ELECTION OF DIRECTOR: ERIC C. WISEMAN Mgmt For For For
5 Ratification of Auditor Mgmt For For For
CONOCOPHILLIPS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
COP CUSIP 20825C104 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Richard Armitage Mgmt For For For
2 Elect Richard Auchinleck Mgmt For For For
3 Elect James Copeland Jr. Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Ruth Harkin Mgmt For For For
6 Elect Harold McGraw III Mgmt For For For
7 Elect James Mulva Mgmt For For For
8 Elect Harald Norvik Mgmt For For For
9 Elect William Reilly Mgmt For For For
10 Elect Bobby Shackouls Mgmt For For For
11 Elect Victoria Tschinkel Mgmt For For For
12 Elect Kathryn Turner Mgmt For For For
13 Elect William Wade, Jr. Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 2009 Omnibus Stock and Performance Incentive Mgmt For For For
Plan
16 Shareholder Proposal Regarding Adoption of ShrHoldr Against Against For
Principles for Health Care Reform
17 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
18 Shareholder Proposal Regarding Political ShrHoldr Against Against For
Contributions and Expenditure Report
19 Shareholder Proposal Regarding Reporting and ShrHoldr Against Against For
Reducing Greenhouse Gas Emissions
20 Shareholder Proposal Regarding Report on Oil ShrHoldr Against Against For
Sands Operations
21 Shareholder Proposal Regarding Director ShrHoldr Against Against For
Qualifications
DEVON ENERGY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DVN CUSIP 25179M103 06/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Robert Howard Mgmt For For For
1.2 Elect Michael Kanovsky Mgmt For For For
1.3 Elect J. Todd Mitchell Mgmt For For For
1.4 Elect J. Larry Nichols Mgmt For For For
2 Elect Robert Mosbacher, Jr. Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 2009 Long-Term Incentive Plan Mgmt For For For
5 Shareholder Proposal Regarding Majority Vote ShrHoldr Against For Against
for Election of Directors
DOW CHEMICAL CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DOW CUSIP 260543103 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Arnold Allemang Mgmt For For For
2 Elect Jacqueline Barton Mgmt For For For
3 Elect James Bell Mgmt For For For
4 Elect Jeff Fettig Mgmt For For For
5 Elect Barbara Franklin Mgmt For For For
6 Elect John Hess Mgmt For For For
7 Elect Andrew Liveris Mgmt For For For
8 Elect Geoffery Merszei Mgmt For For For
9 Elect Dennis Reilley Mgmt For For For
10 Elect James Ringler Mgmt For For For
11 Elect Ruth Shaw Mgmt For For For
12 Elect Paul Stern Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding Cumulative ShrHoldr Against Against For
Voting
15 Shareholder Proposal Regarding the Right to ShrHoldr Against Against For
Call Special Meetings
16 Shareholder Proposal Regarding Retention of ShrHoldr Against Against For
Shares After Retirement
17 Shareholder Proposal Regarding Say on ShrHoldr Against Against For
Executive Pay
18 Shareholder Proposal Regarding Environmental ShrHoldr Against Against For
Remediation in the Midland Area
E.I. DUPONT DE NEMOURS & CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DD CUSIP 263534109 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: SAMUEL W. BODMAN Mgmt For For For
2 ELECTION OF DIRECTOR: RICHARD H. BROWN Mgmt For For For
3 ELECTION OF DIRECTOR: ROBERT A. BROWN Mgmt For For For
4 ELECTION OF DIRECTOR: BERTRAND P. COLLOMB Mgmt For For For
5 ELECTION OF DIRECTOR: CURTIS J. CRAWFORD Mgmt For For For
6 ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For For
7 ELECTION OF DIRECTOR: JOHN T. DILLON Mgmt For For For
8 ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT Mgmt For For For
9 ELECTION OF DIRECTOR: MARILLYN A. HEWSON Mgmt For For For
10 ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For For
JR.
11 ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For For
12 ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For For
13 ELECTION OF DIRECTOR: WILLIAM K. REILLY Mgmt For For For
14 ON RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM
15 ON SHAREHOLDER SAY ON EXECUTIVE PAY ShrHoldr Against Against For
EATON CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ETN CUSIP 278058102 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For For
2 ELECTION OF DIRECTOR: ARTHUR E. JOHNSON Mgmt For For For
3 ELECTION OF DIRECTOR: DEBORAH L. MCCOY Mgmt For For For
4 ELECTION OF DIRECTOR: GARY L. TOOKER Mgmt For For For
5 APPROVE THE PROPOSED 2009 STOCK PLAN Mgmt For Against Against
6 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For For
AS INDEPENDENT AUDITOR FOR 2009
ELI LILLY AND COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LLY CUSIP 532457108 04/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Martin Feldstein Mgmt For For For
1.2 Elect J. Erik Fyrwald Mgmt For For For
1.3 Elect Ellen Marram Mgmt For For For
1.4 Elect Douglas Oberhelman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Board Mgmt For For For
4 Amendment to the Bonus Plan Mgmt For For For
5 Shareholder Proposal Regarding Eliminating ShrHoldr Against For Against
Supermajority Provisions
6 Shareholder Proposal Regarding Simple ShrHoldr Against For Against
Majority Vote
7 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Executive Compensation (Say on Pay)
FEDEX CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FDX CUSIP 31428X106 09/29/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For For
2 ELECTION OF DIRECTOR: AUGUST A. BUSCH IV Mgmt For For For
3 ELECTION OF DIRECTOR: JOHN A. EDWARDSON Mgmt For For For
4 ELECTION OF DIRECTOR: JUDITH L. ESTRIN Mgmt For For For
5 ELECTION OF DIRECTOR: J.R. HYDE, III Mgmt For For For
6 ELECTION OF DIRECTOR: SHIRLEY A. JACKSON Mgmt For For For
7 ELECTION OF DIRECTOR: STEVEN R. LORANGER Mgmt For For For
8 ELECTION OF DIRECTOR: GARY W. LOVEMAN Mgmt For For For
9 ELECTION OF DIRECTOR: FREDERICK W. SMITH Mgmt For For For
10 ELECTION OF DIRECTOR: JOSHUA I. SMITH Mgmt For For For
11 ELECTION OF DIRECTOR: PAUL S. WALSH Mgmt For For For
12 ELECTION OF DIRECTOR: PETER S. WILLMOTT Mgmt For For For
13 Amendment to the Incentive Stock Plan Mgmt For Against Against
14 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM.
15 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT ShrHoldr Against Against For
BOARD CHAIRMAN.
16 STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER ShrHoldr Against Against For
VOTE ON EXECUTIVE PAY.
FORTUNE BRANDS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FO CUSIP 349631101 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Bruce Carbonari Mgmt For For For
1.2 Elect Ann Hackett Mgmt For For For
1.3 Elect David Thomas Mgmt For For For
1.4 Elect Ronald Waters III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Board Mgmt For Against Against
4 IF PRESENTED, A SHAREHOLDER PROPOSAL ShrHoldr Against For Against
ENTITLED ADOPT SIMPLE MAJORITY VOTE .
GENERAL ELECTRIC COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GE CUSIP 369604103 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For For
2 ELECTION OF DIRECTOR: WILLIAM M. CASTELL Mgmt For For For
3 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For For
4 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For For
5 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For For
6 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For For
7 ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY Mgmt For For For
8 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For For
9 ELECTION OF DIRECTOR: RALPH S. LARSEN Mgmt For For For
10 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For For
11 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For For
12 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For For
13 ELECTION OF DIRECTOR: ROGER S. PENSKE Mgmt For For For
14 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For For
15 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt For For For
16 RATIFICATION OF KPMG Mgmt For For For
17 CUMULATIVE VOTING ShrHoldr Against Against For
18 EXECUTIVE COMPENSATION ADVISORY VOTE ShrHoldr Against Against For
19 INDEPENDENT STUDY REGARDING BREAKING UP GE ShrHoldr Against Against For
20 DIVIDEND POLICY ShrHoldr Against Against For
21 SHAREHOLDER VOTE ON GOLDEN PARACHUTES ShrHoldr Against Against For
HARTFORD FINANCIAL SERVICES GROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HIG CUSIP 416515104 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Robert Allardice, III Mgmt For For For
2 Elect Ramani Ayer Mgmt For For For
3 Elect Trevor Fetter Mgmt For For For
4 Elect Edward Kelly, III Mgmt For For For
5 Elect Paul Kirk, Jr. Mgmt For For For
6 Elect Gail McGovern Mgmt For For For
7 Elect Michael Morris Mgmt For For For
8 Elect Charles Strauss Mgmt For For For
9 Elect H. Patrick Swygert Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Increase of Authorized Common Stock Mgmt For For For
12 Amendment to the Employee Stock Purchase Plan Mgmt For For For
HEWLETT-PACKARD COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HPQ CUSIP 428236103 03/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: L. T. BABBIO, JR. Mgmt For For For
2 ELECTION OF DIRECTOR: S. M. BALDAUF Mgmt For For For
3 ELECTION OF DIRECTOR: R. L. GUPTA Mgmt For For For
4 ELECTION OF DIRECTOR: J. H. HAMMERGREN Mgmt For For For
5 ELECTION OF DIRECTOR: M. V. HURD Mgmt For For For
6 ELECTION OF DIRECTOR: J. Z. HYATT Mgmt For For For
7 ELECTION OF DIRECTOR: J. R. JOYCE Mgmt For For For
8 ELECTION OF DIRECTOR: R. L. RYAN Mgmt For For For
9 ELECTION OF DIRECTOR: L. S. SALHANY Mgmt For For For
10 ELECTION OF DIRECTOR: G. K. THOMPSON Mgmt For For For
11 Ratification of Auditor Mgmt For For For
HOME DEPOT INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HD CUSIP 437076102 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect David Batchelder Mgmt For For For
3 Elect Francis Blake Mgmt For For For
4 Elect Ari Bousbib Mgmt For For For
5 Elect Gregory Brenneman Mgmt For For For
6 Elect Albert Carey Mgmt For For For
7 Elect Armando Codina Mgmt For For For
8 Elect Bonnie Hill Mgmt For For For
9 Elect Karen Katen Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Right to Call a Special Meeting Mgmt For For For
12 Shareholder Proposal Regarding Cumulative ShrHoldr Against Against For
Voting
13 Shareholder Proposal Regarding Special ShrHoldr Against Against For
Shareholder Meetings
14 Shareholder Proposal Regarding Employment ShrHoldr Against Against For
Diversity Report
15 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
16 Shareholder Proposal Regarding Energy Usage ShrHoldr Against Against For
HONEYWELL INTERNATIONAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HON CUSIP 438516106 04/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For For
2 ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For For
3 ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For For
4 ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For For
5 ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt For For For
6 ELECTION OF DIRECTOR: CLIVE R. HOLLICK Mgmt For For For
7 ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For For
8 ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For For
9 ELECTION OF DIRECTOR: JOHN R. STAFFORD Mgmt For For For
10 ELECTION OF DIRECTOR: MICHAEL W. WRIGHT Mgmt For For For
11 APPROVAL OF INDEPENDENT ACCOUNTANTS Mgmt For For For
12 CUMULATIVE VOTING ShrHoldr Against Against For
13 PRINCIPLES FOR HEALTH CARE REFORM ShrHoldr Against Against For
14 EXECUTIVE COMPENSATION ADVISORY VOTE ShrHoldr Against Against For
15 TAX GROSS-UP PAYMENTS ShrHoldr Against Against For
16 SPECIAL SHAREOWNER MEETINGS ShrHoldr Against Against For
INTEL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
INTC CUSIP 458140100 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Charlene Barshefsky Mgmt For For For
2 Elect Susan Decker Mgmt For For For
3 Elect John Donahoe Mgmt For For For
4 Elect Reed Hundt Mgmt For For For
5 Elect Paul Otellini Mgmt For For For
6 Elect James Plummer Mgmt For For For
7 Elect David Pottruck Mgmt For For For
8 Elect Jane Shaw Mgmt For For For
9 Elect John Thornton Mgmt For For For
10 Elect Frank Yeary Mgmt For For For
11 Elect David Yoffie Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2006 Equity Incentive Plan Mgmt For For For
14 Stock Option Exchange Program Mgmt For Against Against
15 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For
16 Shareholder Proposal Regarding Cumulative ShrHoldr Against Against For
Voting
17 Shareholder Proposal Regarding Human Right ShrHoldr Against Against For
to Water
INTERNATIONAL BUSINESS MACHINES CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IBM CUSIP 459200101 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For For For
2 ELECTION OF DIRECTOR: C. BLACK Mgmt For For For
3 ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For For
4 ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For For
5 ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For For For
6 ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For For
7 ELECTION OF DIRECTOR: T. NISHIMURO Mgmt For For For
8 ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For For
9 ELECTION OF DIRECTOR: S.J. PALMISANO Mgmt For For For
10 ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For For
11 ELECTION OF DIRECTOR: S. TAUREL Mgmt For For For
12 ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Approval of Long-Term Incentive Performance Mgmt For For For
Terms
15 STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING ShrHoldr Against Against For
16 STOCKHOLDER PROPOSAL ON EXECUTIVE ShrHoldr Against Against For
COMPENSATION AND PENSION INCOME
17 STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON ShrHoldr Against Against For
EXECUTIVE COMPENSATION
JOHNSON & JOHNSON
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JNJ CUSIP 478160104 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For For
2 ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For For
3 ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Mgmt For For For
4 ELECTION OF DIRECTOR: ARNOLD G. LANGBO Mgmt For For For
5 ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For For
6 ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For For
7 ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For For
8 ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For For
9 ELECTION OF DIRECTOR: DAVID SATCHER Mgmt For For For
10 ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 ADVISORY VOTE ON EXECUTIVE COMPENSATION ShrHoldr Against Against For
POLICIES AND DISCLOSURE
JPMORGAN CHASE & CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JPM CUSIP 46625H100 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Crandall Bowles Mgmt For For For
2 Elect Stephen Burke Mgmt For For For
3 Elect David Cote Mgmt For For For
4 Elect James Crown Mgmt For For For
5 Elect James Dimon Mgmt For For For
6 Elect Ellen Futter Mgmt For For For
7 Elect William Gray, III Mgmt For For For
8 Elect Laban Jackson, Jr. Mgmt For For For
9 Elect David Novak Mgmt For For For
10 Elect Lee Raymond Mgmt For For For
11 Elect William Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For
14 Shareholder Proposal Regarding Disclosure of ShrHoldr Against Against For
Prior Government Service
15 Shareholder Proposal Regarding Cumulative ShrHoldr Against Against For
Voting
16 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
17 Shareholder Proposal Regarding Report on ShrHoldr Against Against For
Credit Card Practices
18 Shareholder Proposal Regarding Key Executive ShrHoldr Against Against For
Performance Plan ("KEPP")
19 Shareholder Proposal Regarding Retention of ShrHoldr Against Against For
Shares After Retirement
20 Shareholder Proposal Regarding Carbon ShrHoldr Against Against For
Principles Report
MERCK & CO., INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MRK CUSIP 589331107 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For For
2 ELECTION OF DIRECTOR: THOMAS R. CECH, PH.D. Mgmt For For For
3 ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For For
4 ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For For
5 ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE Mgmt For For For
6 ELECTION OF DIRECTOR: WILLIAM B. HARRISON, Mgmt For For For
JR.
7 ELECTION OF DIRECTOR: HARRY R. JACOBSON, M.D. Mgmt For For For
8 ELECTION OF DIRECTOR: WILLIAM N. KELLEY, M.D. Mgmt For For For
9 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For For
10 ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For For
11 ELECTION OF DIRECTOR: THOMAS E. SHENK, PH.D. Mgmt For For For
12 ELECTION OF DIRECTOR: ANNE M. TATLOCK Mgmt For For For
13 ELECTION OF DIRECTOR: SAMUEL O. THIER, M.D. Mgmt For For For
14 ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For For
15 ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Authorization of Board to Set Board Size Mgmt For For For
18 STOCKHOLDER PROPOSAL CONCERNING SPECIAL ShrHoldr Against Against For
SHAREHOLDER MEETINGS
19 STOCKHOLDER PROPOSAL CONCERNING AN ShrHoldr Against Against For
INDEPENDENT LEAD DIRECTOR
20 STOCKHOLDER PROPOSAL CONCERNING AN ADVISORY ShrHoldr Against Against For
VOTE ON EXECUTIVE COMPENSATION
MERRILL LYNCH & CO., INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MER CUSIP 590188108 12/05/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval of the Merger Agreement Mgmt For For For
2 Misc. Article Amendments Mgmt For For For
3 Right to Adjourn Meeting Mgmt For For For
METLIFE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MET CUSIP 59156R108 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect C. Robert Henrikson Mgmt For For For
1.2 Elect John Keane Mgmt For For For
1.3 Elect Catherine Kinney Mgmt For For For
1.4 Elect Hugh Price Mgmt For For For
1.5 Elect Kenton Sicchitano Mgmt For For For
2 REAPPROVAL OF THE METLIFE, INC. 2005 STOCK Mgmt For Against Against
AND INCENTIVE COMPENSATION PLAN
3 Ratification of Auditor Mgmt For For For
NOKIA CORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NOK CUSIP 654902204 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ADOPTION OF THE ANNUAL ACCOUNTS. Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Ratification of Board and Management Acts Mgmt For For For
4 RESOLUTION ON THE REMUNERATION OF THE Mgmt For For For
MEMBERS OF THE BOARD OF DIRECTORS.
5 RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt For For For
BOARD OF DIRECTORS.
6.1 Elect Georg Ehrnrooth Mgmt For For For
6.2 Elect Lalita Gupte Mgmt For For For
6.3 Elect Bengt Holmstrom Mgmt For Withhold Against
6.4 Elect Henning Kagermann Mgmt For For For
6.5 Elect Olli-Pekka Kallasvuo Mgmt For For For
6.6 Elect Per Karlsson Mgmt For For For
6.7 Elect Jorma Ollila Mgmt For Withhold Against
6.8 Elect Marjorie Scardino Mgmt For For For
6.9 Elect Risto Siilasmaa Mgmt For For For
6.10 Elect Keijo Suila Mgmt For For For
6.11 Elect Isabel Marey-Semper Mgmt For For For
7 RESOLUTION ON THE REMUNERATION OF THE Mgmt For For For
AUDITOR.
8 ELECTION OF AUDITOR. Mgmt For For For
9 Authority to Repurchase Shares Mgmt For For For
10 Transaction of Other Business Mgmt Abstain Abstain For
PEPSICO, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PEP CUSIP 713448108 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Shona Brown Mgmt For For For
2 Elect Ian Cook Mgmt For For For
3 Elect Dina Dublon Mgmt For For For
4 Elect Victor Dzau Mgmt For For For
5 Elect Ray Hunt Mgmt For For For
6 Elect Alberto Ibarguen Mgmt For For For
7 Elect Arthur Martinez Mgmt For For For
8 Elect Indra Nooyi Mgmt For For For
9 Elect Sharon Rockefeller Mgmt For For For
10 Elect James Schiro Mgmt For For For
11 Elect Lloyd Trotter Mgmt For For For
12 Elect Daniel Vasella Mgmt For For For
13 Elect Michael White Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Executive Incentive Compensation Plan Mgmt For For For
16 Shareholder Proposal Regarding Report on ShrHoldr Against Against For
Beverage Container Recycling Program
17 Shareholder Proposal Regarding Genetically ShrHoldr Against Against For
Engineered Products
18 Shareholder Regarding Reviewing Charitable ShrHoldr Against Against For
Spending
19 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
PFIZER INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PFE CUSIP 717081103 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For For
2 ELECTION OF DIRECTOR: MICHAEL S. BROWN Mgmt For For For
3 ELECTION OF DIRECTOR: M. ANTHONY BURNS Mgmt For For For
4 ELECTION OF DIRECTOR: ROBERT N. BURT Mgmt For For For
5 ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For For
6 ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For For
7 ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For For
8 ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For For
9 ELECTION OF DIRECTOR: JEFFREY B. KINDLER Mgmt For For For
10 ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For For
11 ELECTION OF DIRECTOR: DANA G. MEAD Mgmt For For For
12 ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For For
13 ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For For
14 ELECTION OF DIRECTOR: WILLIAM C. STEERE, JR. Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Amendment to the 2004 Stock Plan Mgmt For Against Against
17 SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS. ShrHoldr Against Against For
18 SHAREHOLDER PROPOSAL REGARDING ADVISORY VOTE ShrHoldr Against Against For
ON EXECUTIVE COMPENSATION.
19 SHAREHOLDER PROPOSAL REGARDING CUMULATIVE ShrHoldr Against Against For
VOTING.
20 SHAREHOLDER PROPOSAL REGARDING SPECIAL ShrHoldr Against Against For
SHAREHOLDER MEETINGS.
PNC FINANCIAL SERVICES GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PNC CUSIP 693475105 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: MR. BERNDT Mgmt For For For
2 ELECTION OF DIRECTOR: MR. BUNCH Mgmt For For For
3 ELECTION OF DIRECTOR: MR. CHELLGREN Mgmt For For For
4 ELECTION OF DIRECTOR: MR. CLAY Mgmt For For For
5 ELECTION OF DIRECTOR: MS. JAMES Mgmt For For For
6 ELECTION OF DIRECTOR: MR. KELSON Mgmt For For For
7 ELECTION OF DIRECTOR: MR. LINDSAY Mgmt For For For
8 ELECTION OF DIRECTOR: MR. MASSARO Mgmt For For For
9 ELECTION OF DIRECTOR: MS. PEPPER Mgmt For For For
10 ELECTION OF DIRECTOR: MR. ROHR Mgmt For For For
11 ELECTION OF DIRECTOR: MR. SHEPARD Mgmt For For For
12 ELECTION OF DIRECTOR: MS. STEFFES Mgmt For For For
13 ELECTION OF DIRECTOR: MR. STRIGL Mgmt For For For
14 ELECTION OF DIRECTOR: MR. THIEKE Mgmt For For For
15 ELECTION OF DIRECTOR: MR. USHER Mgmt For For For
16 ELECTION OF DIRECTOR: MR. WALLS Mgmt For For For
17 ELECTION OF DIRECTOR: MR. WEHMEIER Mgmt For For For
18 Employee Stock Purchase Plan Mgmt For For For
19 Ratification of Auditor Mgmt For For For
20 APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION.
21 Shareholder Proposal Regarding Retention of ShrHoldr Against Against For
Shares After Retirement
PPG INDUSTRIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PPG CUSIP 693506107 04/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Charles Bunch Mgmt For For For
1.2 Elect Robert Ripp Mgmt For For For
1.3 Elect Thomas Usher Mgmt For For For
1.4 Elect David Whitwam Mgmt For For For
2 Ratification of Auditor Mgmt For For For
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PEG CUSIP 744573106 04/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Albert Gamper, Jr. Mgmt For For For
1.2 Elect Conrad Harper Mgmt For For For
1.3 Elect Shirley Jackson Mgmt For For For
1.4 Elect David Lilley Mgmt For For For
1.5 Elect Thomas Renyi Mgmt For For For
1.6 Elect Hak Cheol Shin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
RAYTHEON COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RTN CUSIP 755111507 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Vernon Clark Mgmt For For For
2 Elect John Deutch Mgmt For For For
3 Elect Frederic Poses Mgmt For For For
4 Elect Michael Ruettgers Mgmt For For For
5 Elect Ronald Skates Mgmt For For For
6 Elect William Spivey Mgmt For For For
7 Elect Linda Stuntz Mgmt For For For
8 Elect William Swanson Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation
11 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
12 Shareholder Proposal Regarding Cumulative ShrHoldr Against Against For
Voting
13 Shareholder Proposal Regarding Adoption of ShrHoldr Against Against For
Health Care Reform Principles
14 Shareholder Proposal Regarding Supplemental ShrHoldr Against Against For
Executive Retirement Plans
TARGET CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TGT CUSIP 87612E106 05/28/2009 Take No Action
MEETING TYPE COUNTRY OF TRADE
Proxy Contest United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Fix the Number of Directors at Twelve ShrHoldr N/A TNA N/A
2.1 Elect William Ackman ShrHoldr N/A TNA N/A
2.2 Elect Michael Ashner ShrHoldr N/A TNA N/A
2.3 Elect James Donald ShrHoldr N/A TNA N/A
2.4 Elect Richard Vague ShrHoldr N/A TNA N/A
3 Elect Ronald Gilson ShrHoldr N/A TNA N/A
4 Ratification of Auditor ShrHoldr N/A TNA N/A
5 Amendment to the Long-Term Incentive Plan ShrHoldr N/A TNA N/A
6 Shareholder Proposal Regarding Advisory Vote ShrHoldr N/A TNA N/A
on Compensation
TARGET CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TGT CUSIP 87612E106 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Proxy Contest United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Fix the Number of Directors at Twelve Mgmt For For For
2 Elect Mary Dillon Mgmt For For For
3 Elect Richard Kovacevich Mgmt For For For
4 Elect George Tamke Mgmt For For For
5 Elect Solomon Trujillo Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Amendment to the Long-Term Incentive Plan Mgmt For For For
8 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation
TEXTRON INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TXT CUSIP 883203101 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: LEWIS B. CAMPBELL Mgmt For For For
2 ELECTION OF DIRECTOR: LAWRENCE K. FISH Mgmt For For For
3 ELECTION OF DIRECTOR: JOE T. FORD Mgmt For For For
4 Ratification of Auditor Mgmt For For For
TRAVELERS COMPANIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TRV CUSIP 89417E109 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Alan Beller Mgmt For For For
2 Elect John Dasburg Mgmt For For For
3 Elect Janet Dolan Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Jay Fishman Mgmt For For For
6 Elect Lawrence Graev Mgmt For For For
7 Elect Patricia Higgins Mgmt For For For
8 Elect Thomas Hodgson Mgmt For For For
9 Elect Cleve Killingsworth, Jr. Mgmt For For For
10 Elect Robert Lipp Mgmt For For For
11 Elect Blythe McGarvie Mgmt For For For
12 Elect Laurie Thomsen Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Reapproval of Material Terms of the Amended Mgmt For Against Against
and Restated 2004 Stock Incentive Plan
15 Shareholder Proposal Regarding Political ShrHoldr Against Against For
Contributions and Expenditures
U.S. BANCORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
USB CUSIP 902973304 04/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Douglas Baker, Jr. Mgmt For For For
2 Elect Y. Marc Belton Mgmt For For For
3 Elect Richard Davis Mgmt For For For
4 Elect Joel Johnson Mgmt For For For
5 Elect David O'Maley Mgmt For For For
6 Elect O'Dell Owens Mgmt For For For
7 Elect Craig Schnuck Mgmt For For For
8 Elect Patrick Stokes Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For For
COMPENSATION PROGRAM.
UNITED TECHNOLOGIES CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UTX CUSIP 913017109 04/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Louis Chenevert Mgmt For For For
1.2 Elect George David Mgmt For For For
1.3 Elect John Faraci Mgmt For For For
1.4 Elect Jean-Pierre Garnier Mgmt For For For
1.5 Elect Jamie Gorelick Mgmt For For For
1.6 Elect Carlos Gutierrez Mgmt For For For
1.7 Elect Edward Kangas Mgmt For For For
1.8 Elect Charles Lee Mgmt For For For
1.9 Elect Richard McCormick Mgmt For For For
1.10 Elect Harold McGraw III Mgmt For For For
1.11 Elect Richard Myers Mgmt For For For
1.12 Elect H. Patrick Swygert Mgmt For For For
1.13 Elect Andre Villeneuve Mgmt For For For
1.14 Elect Christine Whitman Mgmt For For For
2 APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For For
3 SHAREOWNER PROPOSAL: OFFSETS FOR FOREIGN ShrHoldr Against Against For
MILITARY SALES
UNITEDHEALTH GROUP INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UNH CUSIP 91324P102 06/02/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect William Ballard, Jr. Mgmt For For For
2 Elect Richard Burke Mgmt For For For
3 Elect Robert Darretta Mgmt For For For
4 Elect Stephen Hemsley Mgmt For For For
5 Elect Michele Hooper Mgmt For For For
6 Elect Douglas Leatherdale Mgmt For For For
7 Elect Glenn Renwick Mgmt For For For
8 Elect Kenneth Shine Mgmt For For For
9 Elect Gail Wilensky Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
VERIZON COMMUNICATIONS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VZ CUSIP 92343V104 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Richard Carrion Mgmt For For For
2 Elect M. Frances Keeth Mgmt For For For
3 Elect Robert Lane Mgmt For For For
4 Elect Sandra Moose Mgmt For For For
5 Elect Joseph Neubauer Mgmt For For For
6 Elect Donald Nicolaisen Mgmt For For For
7 Elect Thomas O'Brien Mgmt For For For
8 Elect Clarence Otis, Jr. Mgmt For For For
9 Elect Hugh Price Mgmt For For For
10 Elect Ivan Seidenberg Mgmt For For For
11 Elect John Snow Mgmt For For For
12 Elect John Stafford Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Compensation Mgmt For For For
15 2009 Long-Term Incentive Plan Mgmt For For For
16 2009 Short-Term Incentive Plan Mgmt For For For
17 Shareholder Proposal Regarding Elimination ShrHoldr Against Against For
of Stock Options
18 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
19 Shareholder Proposal Regarding Independent ShrHoldr Against Against For
Board Chairman
20 Shareholder Proposal Regarding Cumulative ShrHoldr Against Against For
Voting
21 Shareholder Proposal Regarding the Approval ShrHoldr Against Against For
of Survivor Benefits (Golden Coffins)
WALT DISNEY COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DIS CUSIP 254687106 03/10/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For For
2 ELECTION OF DIRECTOR: JOHN E. BRYSON Mgmt For For For
3 ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For For
4 ELECTION OF DIRECTOR: JUDITH L. ESTRIN Mgmt For For For
5 ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For For
6 ELECTION OF DIRECTOR: STEVEN P. JOBS Mgmt For For For
7 ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For For
8 ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For For
9 ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For For
10 ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For For
11 ELECTION OF DIRECTOR: JOHN E. PEPPER, JR. Mgmt For For For
12 ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2005 Stock Incentive Plan Mgmt For Against Against
15 Amendment to the 2002 Executive Performance Mgmt For For For
Plan
16 Shareholder Proposal Regarding Political ShrHoldr Against Against For
Contributions Reporting
17 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING ShrHoldr Against Against For
TO DEATH BENEFIT PAYMENTS.
18 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Executive Compensation (Say on Pay)
WELLS FARGO & COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WFC CUSIP 949746101 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For For
2 ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For For
3 ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For For
4 ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For For
5 ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Mgmt For For For
6 ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For For
7 ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt For For For
8 ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For For
9 ELECTION OF DIRECTOR: RICHARD D. MCCORMICK Mgmt For For For
10 ELECTION OF DIRECTOR: MACKEY J. MCDONALD Mgmt For For For
11 ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For For
12 ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For For
13 ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Mgmt For For For
14 ELECTION OF DIRECTOR: DONALD B. RICE Mgmt For For For
15 ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For For
16 ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For For
17 ELECTION OF DIRECTOR: ROBERT K. STEEL Mgmt For For For
18 ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For For
19 ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For For
20 Advisory Vote on Executive Compensation Mgmt For For For
21 Ratification of Auditor Mgmt For For For
22 Amendment to the Long-Term Incentive Mgmt For Against Against
Compensation Plan
23 Shareholder Proposal Regarding Independent ShrHoldr Against Against For
Board Chairman
24 STOCKHOLDER PROPOSAL REGARDING A REPORT ON ShrHoldr Against Against For
POLITICAL CONTRIBUTIONS.
ALCATEL-LUCENT
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ALU CUSIP 013904305 05/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accounts and Reports; Approval of Mgmt For For For
Non-Tax-Deductible Expenses
2 Consolidated Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Ratification of the Co-Option of Philippe Mgmt For For For
Camus
5 Ratification of the Co-Option of Ben Mgmt For For For
Vermaayen
6 Ratification of the Co-Option of Stuart E. Mgmt For For For
Eizenstat
7 Ratification of the Co-Option of Louis R. Mgmt For For For
Hugues
8 Ratification of the Co-Option of Jean C. Mgmt For For For
Monty
9 Ratification of the Co-Option of Olivier Piou Mgmt For For For
10 Elect Sylvia Jay Mgmt For For For
11 Elect Jean-Cyril Spinetta Mgmt For For For
12 Related Party Transaction (Thales) Mgmt For For For
13 Related Party Transaction (Philippe Camus) Mgmt For For For
14 Related Party Transactions (Ben Verwaayen) Mgmt For For For
15 Retirement Benefits (Ben Verwaayen) Mgmt For For For
16 Authority to Repurchase Shares Mgmt For For For
17 Authority to Cancel Shares and Reduce Capital Mgmt For For For
18 Authority to Issue Shares and/or Convertible Mgmt For For For
Securities w/ Preemptive Rights; Authority
to Issue Debt Instruments
19 Authority to Issue Shares and/or Convertible Mgmt For Against Against
Securities w/o Preemptive Rights; Authority
to Issue Debt Instruments
20 Authority to Increase Capital in Mgmt For Against Against
Consideration of Contributions in Kind
21 Global Ceiling on Increases in Capital Mgmt For For For
22 Authority to Increase Capital through Mgmt For For For
Capitalizations
23 Authority to Issue Shares and/or Convertible Mgmt For For For
Securities Under Employee Savings Plan
24 Authority to Carry Out Formalities Mgmt For For For
25 Transaction of Other Business Mgmt Against Against For
ALCOA INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AA CUSIP 013817101 05/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Kathryn Fuller Mgmt For For For
1.2 Elect Judith Gueron Mgmt For For For
1.3 Elect Patricia Russo Mgmt For For For
1.4 Elect Ernesto Zedillo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Stock Incentive Plan Mgmt For Against Against
4 Shareholder Proposal Regarding a Simple ShrHoldr Against For Against
Majority Vote
ALLSTATE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ALL CUSIP 020002101 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect Robert Beyer Mgmt For For For
3 Elect W. James Farrell Mgmt For For For
4 Elect Jack Greenberg Mgmt For For For
5 Elect Ronald LeMay Mgmt For For For
6 Elect H. John Riley, Jr. Mgmt For For For
7 Elect Joshua Smith Mgmt For For For
8 Elect Judith Sprieser Mgmt For For For
9 Elect Mary Taylor Mgmt For For For
10 Elect Thomas Wilson Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Annual Executive Incentive Plan Mgmt For For For
13 2009 Equity Incentive Plan Mgmt For For For
14 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
15 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
16 Shareholder Proposal Regarding Political ShrHoldr Against Against For
Contributions and Expenditure Report
AMERICAN EXPRESS COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AXP CUSIP 025816109 04/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: D.F. AKERSON Mgmt For For For
2 ELECTION OF DIRECTOR: C. BARSHEFSKY Mgmt For For For
3 ELECTION OF DIRECTOR: U.M. BURNS Mgmt For For For
4 ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For For
5 ELECTION OF DIRECTOR: P. CHERNIN Mgmt For For For
6 ELECTION OF DIRECTOR: J. LESCHLY Mgmt For For For
7 ELECTION OF DIRECTOR: R.C. LEVIN Mgmt For For For
8 ELECTION OF DIRECTOR: R.A. MCGINN Mgmt For For For
9 ELECTION OF DIRECTOR: E.D. MILLER Mgmt For For For
10 ELECTION OF DIRECTOR: S.S REINEMUND Mgmt For For For
11 ELECTION OF DIRECTOR: R.D. WALTER Mgmt For For For
12 ELECTION OF DIRECTOR: R.A. WILLIAMS Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 ADVISORY (NON-BINDING) VOTE APPROVING Mgmt For For For
EXECUTIVE COMPENSATION.
15 SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE ShrHoldr Against Against For
VOTING FOR DIRECTORS.
16 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
BANK OF AMERICA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BAC CUSIP 060505104 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: WILLIAM BARNET, III Mgmt For For For
2 ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For For
3 ELECTION OF DIRECTOR: VIRGIS W. COLBERT Mgmt For For For
4 ELECTION OF DIRECTOR: JOHN T. COLLINS Mgmt For For For
5 ELECTION OF DIRECTOR: GARY L. COUNTRYMAN Mgmt For For For
6 ELECTION OF DIRECTOR: TOMMY R. FRANKS Mgmt For For For
7 ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For For
8 ELECTION OF DIRECTOR: KENNETH D. LEWIS Mgmt For For For
9 ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For For
10 ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For For
11 ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For For
12 ELECTION OF DIRECTOR: PATRICIA E. MITCHELL Mgmt For For For
13 ELECTION OF DIRECTOR: JOSEPH W. PRUEHER Mgmt For For For
14 ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI Mgmt For For For
15 ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For For
16 ELECTION OF DIRECTOR: O. TEMPLE SLOAN, JR. Mgmt For For For
17 ELECTION OF DIRECTOR: ROBERT L. TILLMAN Mgmt For For For
18 ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt For For For
19 RATIFICATION OF THE INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM FOR 2009
20 AN ADVISORY (NON-BINDING) VOTE APPROVING Mgmt For For For
EXECUTIVE COMPENSATION
21 STOCKHOLDER PROPOSAL - DISCLOSURE OF ShrHoldr Against Against For
GOVERNMENT EMPLOYMENT
22 STOCKHOLDER PROPOSAL - ADVISORY VOTE ON EXEC ShrHoldr Against Against For
COMP
23 STOCKHOLDER PROPOSAL - CUMULATIVE VOTING ShrHoldr Against Against For
24 STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER ShrHoldr Against Against For
MEETINGS
25 STOCKHOLDER PROPOSAL - INDEPENDENT BOARD ShrHoldr Against Against For
CHAIRMAN
26 STOCKHOLDER PROPOSAL - PREDATORY CREDIT CARD ShrHoldr Against Against For
LENDING PRACTICES
27 STOCKHOLDER PROPOSAL - ADOPTION OF ShrHoldr Against Against For
PRINCIPLES FOR HEALTH CARE REFORM
28 STOCKHOLDER PROPOSAL - LIMITS ON EXEC COMP ShrHoldr Against Against For
BANK OF AMERICA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BAC CUSIP 060505104 12/05/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval of the Merger Agreement Mgmt For For For
2 Amendment to the 2003 Key Associate Stock Mgmt For For For
Plan
3 Increase of Authorized Common Stock Mgmt For For For
4 Right to Adjourn Meeting Mgmt For For For
BRISTOL-MYERS SQUIBB COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BMY CUSIP 110122108 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Lamberto Andreotti Mgmt For For For
2 Elect Lewis Campbell Mgmt For For For
3 Elect James Cornelius Mgmt For For For
4 Elect Louis Freeh Mgmt For For For
5 Elect Laurie Glimcher Mgmt For For For
6 Elect Michael Grobstein Mgmt For For For
7 Elect Leif Johansson Mgmt For For For
8 Elect Alan Lacy Mgmt For For For
9 Elect Vicki Sato Mgmt For For For
10 Elect Togo West Mgmt For For For
11 Elect R. Sanders Williams Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding Disclosure of ShrHoldr Against Against For
Executive Compensation
14 Shareholder Proposal Regarding Eliminating ShrHoldr Against For Against
Supermajority Provisions
15 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
16 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
CA INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CA CUSIP 12673P105 09/09/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: RAYMOND J. BROMARK Mgmt For For For
2 ELECTION OF DIRECTOR: ALFONSE M. D AMATO Mgmt For For For
3 ELECTION OF DIRECTOR: GARY J. FERNANDES Mgmt For For For
4 ELECTION OF DIRECTOR: ROBERT E. LA BLANC Mgmt For For For
5 ELECTION OF DIRECTOR: CHRISTOPHER B. LOFGREN Mgmt For For For
6 ELECTION OF DIRECTOR: WILLIAM E. MCCRACKEN Mgmt For For For
7 ELECTION OF DIRECTOR: JOHN A. SWAINSON Mgmt For For For
8 ELECTION OF DIRECTOR: LAURA S. UNGER Mgmt For For For
9 ELECTION OF DIRECTOR: ARTHUR F. WEINBACH Mgmt For For For
10 ELECTION OF DIRECTOR: RENATO (RON) ZAMBONINI Mgmt For For For
11 Ratification of Auditor Mgmt For For For
CENTEX CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CTX CUSIP 152312104 07/10/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Barbara Alexander Mgmt For For For
1.2 Elect Timothy Eller Mgmt For For For
1.3 Elect James Postl Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVAL OF AMENDED AND RESTATED ARTICLES OF Mgmt For For For
INCORPORATION.
4 Amendment to the 2003 Annual Incentive Mgmt For For For
Compensation Plan
5 Approval of Material Terms of the 2003 Mgmt For For For
Equity Plan
6 APPROVAL OF AMENDMENTS TO 2003 EQUITY Mgmt For Against Against
INCENTIVE PLAN.
7 STOCKHOLDER PROPOSAL REGARDING CLIMATE ShrHoldr Against Against For
CHANGE.
8 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
DECLASSIFICATION OF THE BOARD.
COCA-COLA CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KO CUSIP 191216100 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: HERBERT A. ALLEN Mgmt For For For
2 ELECTION OF DIRECTOR: RONALD W. ALLEN Mgmt For For For
3 ELECTION OF DIRECTOR: CATHLEEN P. BLACK Mgmt For For For
4 ELECTION OF DIRECTOR: BARRY DILLER Mgmt For For For
5 ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For For
6 ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For For
7 ELECTION OF DIRECTOR: DONALD R. KEOUGH Mgmt For For For
8 ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO Mgmt For For For
9 ELECTION OF DIRECTOR: DONALD F. MCHENRY Mgmt For For For
10 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For For
11 ELECTION OF DIRECTOR: JAMES D. ROBINSON III Mgmt For For For
12 ELECTION OF DIRECTOR: PETER V. UEBERROTH Mgmt For For For
13 ELECTION OF DIRECTOR: JACOB WALLENBERG Mgmt For For For
14 ELECTION OF DIRECTOR: JAMES B. WILLIAMS Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 SHAREOWNER PROPOSAL REGARDING AN ADVISORY ShrHoldr Against Against For
VOTE ON EXECUTIVE COMPENSATION
17 SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT ShrHoldr Against Against For
BOARD CHAIR
18 SHAREOWNER PROPOSAL REGARDING A BOARD ShrHoldr Against Against For
COMMITTEE ON HUMAN RIGHTS
19 SHAREOWNER PROPOSAL REGARDING RESTRICTED ShrHoldr Against Against For
STOCK
COMERICA INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CMA CUSIP 200340107 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Lillian Bauder Mgmt For For For
2 Elect Richard Lindner Mgmt For For For
3 Elect Robert Taubman Mgmt For For For
4 Elect Reginald Turner Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Executive Compensation Mgmt For For For
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Declassification of the Board
CONSECO, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CNO CUSIP 208464883 05/12/2009 Take No Action
MEETING TYPE COUNTRY OF TRADE
Proxy Contest United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Roger Keith Long ShrHoldr N/A TNA N/A
1.2 Elect Donna James ShrHoldr N/A TNA N/A
1.3 Elect Debra Perry ShrHoldr N/A TNA N/A
1.4 Elect C. James Prieur ShrHoldr N/A TNA N/A
1.5 Elect Michael Tokarz ShrHoldr N/A TNA N/A
1.6 Elect R. Glenn Hilliard ShrHoldr N/A TNA N/A
1.7 Elect Neal Schneider ShrHoldr N/A TNA N/A
1.8 Elect John Turner ShrHoldr N/A TNA N/A
1.9 Elect Doreen Wright ShrHoldr N/A TNA N/A
2 Approval of the Section 382 Shareholder ShrHoldr N/A TNA N/A
Rights Plan
3 Amendment to the Long-Term Incentive Plan ShrHoldr N/A TNA N/A
4 Ratification of Auditor ShrHoldr N/A TNA N/A
CONSECO, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CNO CUSIP 208464883 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Proxy Contest United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Donna James Mgmt For For For
1.2 Elect Debra Perry Mgmt For For For
1.3 Elect C. James Prieur Mgmt For For For
1.4 Elect Philip Roberts Mgmt For For For
1.5 Elect Michael Tokarz Mgmt For For For
1.6 Elect R. Glenn Hilliard Mgmt For For For
1.7 Elect Neal Schneider Mgmt For For For
1.8 Elect John Turner Mgmt For For For
1.9 Elect Doreen Wright Mgmt For For For
2 Approval of the Section 382 Shareholder Mgmt For For For
Rights Plan
3 Amendment to the Long-Term Incentive Plan Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
CUMMINS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CMI CUSIP 231021106 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Robert Bernhard Mgmt For For For
2 Elect Robert Darnall Mgmt For For For
3 Elect Robert Herdman Mgmt For For For
4 Elect Alexis Herman Mgmt For For For
5 Elect N. Thomas Linebarger Mgmt For For For
6 Elect William Miller Mgmt For For For
7 Elect Georgia Nelson Mgmt For For For
8 Elect Theodore Solso Mgmt For For For
9 Elect Carl Ware Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Amendment to the 2003 Stock Incentive Plan Mgmt For For For
12 Reapproval of Performance Goals Under Bonus Mgmt For For For
Plans
13 Shareholder Proposal Regarding Adoption of ShrHoldr Against Against For
International Labor Organization Standards
EASTMAN CHEMICAL COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EMN CUSIP 277432100 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Stephen Demeritt Mgmt For For For
2 Elect Robert Hernandez Mgmt For For For
3 Elect Lewis Kling Mgmt For For For
4 Elect David Raisbeck Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding Adopting ShrHoldr Against Against For
Sexual Orientation and Gender Identity
Expression Anti-Bias Policy
7 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
EBAY INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EBAY CUSIP 278642103 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: MARC L. ANDREESSEN Mgmt For For For
2 ELECTION OF DIRECTOR: WILLIAM C. FORD, JR. Mgmt For For For
3 ELECTION OF DIRECTOR: DAWN G. LEPORE Mgmt For For For
4 ELECTION OF DIRECTOR: PIERRE M. OMIDYAR Mgmt For For For
5 ELECTION OF DIRECTOR: RICHARD T. SCHLOSBERG, Mgmt For For For
III
6 One-time Stock Option Exchange Program Mgmt For Against Against
7 Amendment to the 2008 Equity Incentive Award Mgmt For Against Against
Plan
8 Ratification of Auditor Mgmt For For For
ELECTRONIC DATA SYSTEMS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EDS CUSIP 285661104 07/31/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval of the Merger Agreement Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
ELI LILLY AND COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LLY CUSIP 532457108 04/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Martin Feldstein Mgmt For For For
1.2 Elect J. Erik Fyrwald Mgmt For For For
1.3 Elect Ellen Marram Mgmt For For For
1.4 Elect Douglas Oberhelman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Board Mgmt For For For
4 Amendment to the Bonus Plan Mgmt For For For
5 Shareholder Proposal Regarding Eliminating ShrHoldr Against For Against
Supermajority Provisions
6 Shareholder Proposal Regarding Simple ShrHoldr Against For Against
Majority Vote
7 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Executive Compensation (Say on Pay)
ENTERGY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ETR CUSIP 29364G103 05/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Maureen Bateman Mgmt For For For
2 Elect W. Frank Blount Mgmt For For For
3 Elect Gary Edwards Mgmt For For For
4 Elect Alexis Herman Mgmt For For For
5 Elect Donald Hintz Mgmt For For For
6 Elect J. Wayne Leonard Mgmt For For For
7 Elect Stuart Levenick Mgmt For For For
8 Elect James Nichols Mgmt For For For
9 Elect William Percy, II Mgmt For For For
10 Elect W.J. Tauzin Mgmt For For For
11 Elect Steven Wilkinson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
EXELON CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EXC CUSIP 30161N101 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Mgmt For For For
2 ELECTION OF DIRECTOR: M. WALTER D ALESSIO Mgmt For For For
3 ELECTION OF DIRECTOR: BRUCE DEMARS Mgmt For For For
4 ELECTION OF DIRECTOR: NELSON A. DIAZ Mgmt For For For
5 ELECTION OF DIRECTOR: ROSEMARIE B. GRECO Mgmt For For For
6 ELECTION OF DIRECTOR: PAUL L. JOSKOW Mgmt For For For
7 ELECTION OF DIRECTOR: JOHN M. PALMS Mgmt For For For
8 ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt For For For
9 ELECTION OF DIRECTOR: JOHN W. ROWE Mgmt For For For
10 ELECTION OF DIRECTOR: STEPHEN D. STEINOUR Mgmt For For For
11 Renewal of the Annual Incentive Plan for Mgmt For For For
Senior Executives
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding Global ShrHoldr Against Against For
Warming Report
FEDEX CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FDX CUSIP 31428X106 09/29/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For For
2 ELECTION OF DIRECTOR: AUGUST A. BUSCH IV Mgmt For For For
3 ELECTION OF DIRECTOR: JOHN A. EDWARDSON Mgmt For For For
4 ELECTION OF DIRECTOR: JUDITH L. ESTRIN Mgmt For For For
5 ELECTION OF DIRECTOR: J.R. HYDE, III Mgmt For For For
6 ELECTION OF DIRECTOR: SHIRLEY A. JACKSON Mgmt For For For
7 ELECTION OF DIRECTOR: STEVEN R. LORANGER Mgmt For For For
8 ELECTION OF DIRECTOR: GARY W. LOVEMAN Mgmt For For For
9 ELECTION OF DIRECTOR: FREDERICK W. SMITH Mgmt For For For
10 ELECTION OF DIRECTOR: JOSHUA I. SMITH Mgmt For For For
11 ELECTION OF DIRECTOR: PAUL S. WALSH Mgmt For For For
12 ELECTION OF DIRECTOR: PETER S. WILLMOTT Mgmt For For For
13 Amendment to the Incentive Stock Plan Mgmt For Against Against
14 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM.
15 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT ShrHoldr Against Against For
BOARD CHAIRMAN.
16 STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER ShrHoldr Against Against For
VOTE ON EXECUTIVE PAY.
FPL GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FPL CUSIP 302571104 05/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Sherry Barrat Mgmt For For For
1.2 Elect Robert Beall, II Mgmt For For For
1.3 Elect J. Hyatt Brown Mgmt For For For
1.4 Elect James Camaren Mgmt For For For
1.5 Elect J. Brian Ferguson Mgmt For For For
1.6 Elect Lewis Hay III Mgmt For For For
1.7 Elect Toni Jennings Mgmt For For For
1.8 Elect Oliver Kingsley, Jr. Mgmt For For For
1.9 Elect Rudy Schupp Mgmt For For For
1.10 Elect Michael Thaman Mgmt For For For
1.11 Elect Hansel Tookes, II Mgmt For For For
1.12 Elect Paul Tregurtha Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Long Term Incentive Plan Mgmt For For For
GAP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GPS CUSIP 364760108 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Adrian Bellamy Mgmt For For For
1.2 Elect Domenico De Sole Mgmt For For For
1.3 Elect Donald Fisher Mgmt For Withhold Against
1.4 Elect Robert Fisher Mgmt For Withhold Against
1.5 Elect Bob Martin Mgmt For For For
1.6 Elect Jorge Montoya Mgmt For For For
1.7 Elect Glenn Murphy Mgmt For For For
1.8 Elect James Schneider Mgmt For For For
1.9 Elect Mayo Shattuck III Mgmt For For For
1.10 Elect Kneeland Youngblood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
GENWORTH FINANCIAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GNW CUSIP 37247D106 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Frank Borelli Mgmt For For For
2 Elect Michael Fraizer Mgmt For For For
3 Elect Nancy Karch Mgmt For For For
4 Elect J. Robert Kerrey Mgmt For For For
5 Elect Risa Lavizzo-Mourey Mgmt For For For
6 Elect James Parke Mgmt For For For
7 Elect James Riepe Mgmt For For For
8 Elect Barrett Toan Mgmt For For For
9 Elect Thomas Wheeler Mgmt For For For
10 Amendment to the 2004 Omnibus Incentive Plan Mgmt For Against Against
to Permit an Equity Exchange
11 Ratification of Auditor Mgmt For For For
HOME DEPOT INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HD CUSIP 437076102 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect David Batchelder Mgmt For For For
3 Elect Francis Blake Mgmt For For For
4 Elect Ari Bousbib Mgmt For For For
5 Elect Gregory Brenneman Mgmt For For For
6 Elect Albert Carey Mgmt For For For
7 Elect Armando Codina Mgmt For For For
8 Elect Bonnie Hill Mgmt For For For
9 Elect Karen Katen Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Right to Call a Special Meeting Mgmt For For For
12 Shareholder Proposal Regarding Cumulative ShrHoldr Against Against For
Voting
13 Shareholder Proposal Regarding Special ShrHoldr Against Against For
Shareholder Meetings
14 Shareholder Proposal Regarding Employment ShrHoldr Against Against For
Diversity Report
15 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
16 Shareholder Proposal Regarding Energy Usage ShrHoldr Against Against For
INTERPUBLIC GROUP OF COS.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IPG CUSIP 460690100 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Frank Borelli Mgmt For For For
2 Elect Reginald Brack Mgmt For For For
3 Elect Jocelyn Carter-Miller Mgmt For For For
4 Elect Jill Considine Mgmt For For For
5 Elect Richard Goldstein Mgmt For For For
6 Elect Mary Steele Guilfoile Mgmt For For For
7 Elect H. John Greeniaus Mgmt For For For
8 Elect William Kerr Mgmt For For For
9 Elect Michael Roth Mgmt For For For
10 Elect David Thomas Mgmt For For For
11 2009 Performance Incentive Plan Mgmt For Against Against
12 2009 Non-Management Directors' Stock Mgmt For Against Against
Incentive Plan
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
JOHNSON & JOHNSON
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JNJ CUSIP 478160104 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For For
2 ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For For
3 ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Mgmt For For For
4 ELECTION OF DIRECTOR: ARNOLD G. LANGBO Mgmt For For For
5 ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For For
6 ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For For
7 ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For For
8 ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For For
9 ELECTION OF DIRECTOR: DAVID SATCHER Mgmt For For For
10 ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 ADVISORY VOTE ON EXECUTIVE COMPENSATION ShrHoldr Against Against For
POLICIES AND DISCLOSURE
JPMORGAN CHASE & CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JPM CUSIP 46625H100 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Crandall Bowles Mgmt For For For
2 Elect Stephen Burke Mgmt For For For
3 Elect David Cote Mgmt For For For
4 Elect James Crown Mgmt For For For
5 Elect James Dimon Mgmt For For For
6 Elect Ellen Futter Mgmt For For For
7 Elect William Gray, III Mgmt For For For
8 Elect Laban Jackson, Jr. Mgmt For For For
9 Elect David Novak Mgmt For For For
10 Elect Lee Raymond Mgmt For For For
11 Elect William Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For
14 Shareholder Proposal Regarding Disclosure of ShrHoldr Against Against For
Prior Government Service
15 Shareholder Proposal Regarding Cumulative ShrHoldr Against Against For
Voting
16 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
17 Shareholder Proposal Regarding Report on ShrHoldr Against Against For
Credit Card Practices
18 Shareholder Proposal Regarding Key Executive ShrHoldr Against Against For
Performance Plan ("KEPP")
19 Shareholder Proposal Regarding Retention of ShrHoldr Against Against For
Shares After Retirement
20 Shareholder Proposal Regarding Carbon ShrHoldr Against Against For
Principles Report
KEYCORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KEY CUSIP 493267108 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect William Bares Mgmt For For For
1.2 Elect Carol Cartwright Mgmt For For For
1.3 Elect Kristen Manos Mgmt For For For
1.4 Elect Thomas Stevens Mgmt For For For
2 Adoption of Majority Vote for Election of Mgmt For For For
Directors
3 Amendment to Authorized Preferred Stock Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Compensation Mgmt For For For
KRAFT FOODS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KFT CUSIP 50075N104 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Ajay Banga Mgmt For For For
2 Elect Myra Hart Mgmt For For For
3 Elect Lois Juliber Mgmt For For For
4 Elect Mark Ketchum Mgmt For For For
5 Elect Richard Lerner Mgmt For For For
6 Elect John Pope Mgmt For For For
7 Elect Fedric Reynolds Mgmt For For For
8 Elect Irene Rosenfeld Mgmt For For For
9 Elect Deborah Wright Mgmt For For For
10 Elect Frank Zarb Mgmt For For For
11 Amendment to the 2005 Performance Incentive Mgmt For For For
Plan
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding the Right to ShrHoldr Against Against For
Call Special Metings
LIMITED BRANDS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LTD CUSIP 532716107 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect James Heskett Mgmt For For For
2 Elect Allan Tessler Mgmt For For For
3 Elect Abigail Wexner Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 1993 Stock Option and Mgmt For Against Against
Performance Incentive Plan
6 Repeal of Classified Board Mgmt N/A Against N/A
LORILLARD, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LO CUSIP 544147101 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Robert Almon Mgmt For For For
1.2 Elect Kit Dietz Mgmt For For For
1.3 Elect Nigel Travis Mgmt For For For
2 2008 Incentive Compensation Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
MERCK & CO., INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MRK CUSIP 589331107 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For For
2 ELECTION OF DIRECTOR: THOMAS R. CECH, PH.D. Mgmt For For For
3 ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For For
4 ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For For
5 ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE Mgmt For For For
6 ELECTION OF DIRECTOR: WILLIAM B. HARRISON, Mgmt For For For
JR.
7 ELECTION OF DIRECTOR: HARRY R. JACOBSON, M.D. Mgmt For For For
8 ELECTION OF DIRECTOR: WILLIAM N. KELLEY, M.D. Mgmt For For For
9 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For For
10 ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For For
11 ELECTION OF DIRECTOR: THOMAS E. SHENK, PH.D. Mgmt For For For
12 ELECTION OF DIRECTOR: ANNE M. TATLOCK Mgmt For For For
13 ELECTION OF DIRECTOR: SAMUEL O. THIER, M.D. Mgmt For For For
14 ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For For
15 ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Authorization of Board to Set Board Size Mgmt For For For
18 STOCKHOLDER PROPOSAL CONCERNING SPECIAL ShrHoldr Against Against For
SHAREHOLDER MEETINGS
19 STOCKHOLDER PROPOSAL CONCERNING AN ShrHoldr Against Against For
INDEPENDENT LEAD DIRECTOR
20 STOCKHOLDER PROPOSAL CONCERNING AN ADVISORY ShrHoldr Against Against For
VOTE ON EXECUTIVE COMPENSATION
METLIFE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MET CUSIP 59156R108 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect C. Robert Henrikson Mgmt For For For
1.2 Elect John Keane Mgmt For For For
1.3 Elect Catherine Kinney Mgmt For For For
1.4 Elect Hugh Price Mgmt For For For
1.5 Elect Kenton Sicchitano Mgmt For For For
2 REAPPROVAL OF THE METLIFE, INC. 2005 STOCK Mgmt For Against Against
AND INCENTIVE COMPENSATION PLAN
3 Ratification of Auditor Mgmt For For For
MICROSOFT CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MSFT CUSIP 594918104 11/19/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For For
2 ELECTION OF DIRECTOR: JAMES I. CASH JR. Mgmt For For For
3 ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For For
4 ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For For
5 ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Mgmt For For For
6 ELECTION OF DIRECTOR: REED HASTINGS Mgmt For For For
7 ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For For
8 ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For For
9 ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For For
10 Executive Officer Incentive Plan Mgmt For For For
11 Amendment to the 1999 Stock Option Plan for Mgmt For For For
Non-Employee Directors
12 Ratification of Auditor Mgmt For For For
13 SHAREHOLDER PROPOSAL - ADOPTION OF POLICIES ShrHoldr Against Against For
ON INTERNET CENSORSHIP.
14 SHAREHOLDER PROPOSAL - ESTABLISHMENT OF ShrHoldr Against Against For
BOARD COMMITTEE ON HUMAN RIGHTS.
15 SHAREHOLDER PROPOSAL - DISCLOSURE OF ShrHoldr Against Against For
CHARITABLE CONTRIBUTIONS.
NORTHROP GRUMMAN CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NOC CUSIP 666807102 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Lewis Coleman Mgmt For For For
2 Elect Thomas Fargo Mgmt For For For
3 Elect Victor Fazio Mgmt For For For
4 Elect Donald Felsinger Mgmt For For For
5 Elect Stephen Frank Mgmt For For For
6 Elect Bruce Gordon Mgmt For For For
7 Elect Madeleine Kleiner Mgmt For For For
8 Elect Karl Krapek Mgmt For For For
9 Elect Richard Myers Mgmt For For For
10 Elect Aulana Peters Mgmt For For For
11 Elect Kevin Sharer Mgmt For For For
12 Elect Ronald Sugar Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding a Report on ShrHoldr Against Against For
Space Based Weapons
15 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
16 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
Special Meetings
ORACLE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ORCL CUSIP 68389X105 10/10/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Jeffrey Henley Mgmt For Withhold Against
1.2 Elect Lawrence Ellison Mgmt For For For
1.3 Elect Donald Lucas Mgmt For For For
1.4 Elect Michael Boskin Mgmt For For For
1.5 Elect Jack Kemp Mgmt For For For
1.6 Elect Jeffrey Berg Mgmt For For For
1.7 Elect Safra Catz Mgmt For Withhold Against
1.8 Elect Hector Garcia-Molina Mgmt For For For
1.9 Elect H. Raymond Bingham Mgmt For For For
1.10 Elect Charles Phillips, Jr. Mgmt For Withhold Against
1.11 Elect Naomi Seligman Mgmt For For For
1.12 Elect George Conrades Mgmt For For For
1.13 Elect Bruce Chizen Mgmt For For For
2 2009 Executive Bonus Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON ShrHoldr Against Against For
EXECUTIVE COMPENSATION.
PFIZER INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PFE CUSIP 717081103 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For For
2 ELECTION OF DIRECTOR: MICHAEL S. BROWN Mgmt For For For
3 ELECTION OF DIRECTOR: M. ANTHONY BURNS Mgmt For For For
4 ELECTION OF DIRECTOR: ROBERT N. BURT Mgmt For For For
5 ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For For
6 ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For For
7 ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For For
8 ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For For
9 ELECTION OF DIRECTOR: JEFFREY B. KINDLER Mgmt For For For
10 ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For For
11 ELECTION OF DIRECTOR: DANA G. MEAD Mgmt For For For
12 ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For For
13 ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For For
14 ELECTION OF DIRECTOR: WILLIAM C. STEERE, JR. Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Amendment to the 2004 Stock Plan Mgmt For Against Against
17 SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS. ShrHoldr Against Against For
18 SHAREHOLDER PROPOSAL REGARDING ADVISORY VOTE ShrHoldr Against Against For
ON EXECUTIVE COMPENSATION.
19 SHAREHOLDER PROPOSAL REGARDING CUMULATIVE ShrHoldr Against Against For
VOTING.
20 SHAREHOLDER PROPOSAL REGARDING SPECIAL ShrHoldr Against Against For
SHAREHOLDER MEETINGS.
PHILIP MORRIS INTERNATIONAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PM CUSIP 718172109 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Harold Brown Mgmt For For For
2 Elect Mathis Cabiallavetta Mgmt For For For
3 Elect Louis Camilleri Mgmt For For For
4 Elect J. Dudley Fishburn Mgmt For For For
5 Elect Graham MacKay Mgmt For For For
6 Elect Sergio Marchionne Mgmt For For For
7 Elect Lucio Noto Mgmt For For For
8 Elect Carlos Slim Helu Mgmt For For For
9 Elect Stephen Wolf Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Approval of Material Terms of the 2008 Mgmt For For For
Performance Incentive Plan
PNC FINANCIAL SERVICES GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PNC CUSIP 693475105 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: MR. BERNDT Mgmt For For For
2 ELECTION OF DIRECTOR: MR. BUNCH Mgmt For For For
3 ELECTION OF DIRECTOR: MR. CHELLGREN Mgmt For For For
4 ELECTION OF DIRECTOR: MR. CLAY Mgmt For For For
5 ELECTION OF DIRECTOR: MS. JAMES Mgmt For For For
6 ELECTION OF DIRECTOR: MR. KELSON Mgmt For For For
7 ELECTION OF DIRECTOR: MR. LINDSAY Mgmt For For For
8 ELECTION OF DIRECTOR: MR. MASSARO Mgmt For For For
9 ELECTION OF DIRECTOR: MS. PEPPER Mgmt For For For
10 ELECTION OF DIRECTOR: MR. ROHR Mgmt For For For
11 ELECTION OF DIRECTOR: MR. SHEPARD Mgmt For For For
12 ELECTION OF DIRECTOR: MS. STEFFES Mgmt For For For
13 ELECTION OF DIRECTOR: MR. STRIGL Mgmt For For For
14 ELECTION OF DIRECTOR: MR. THIEKE Mgmt For For For
15 ELECTION OF DIRECTOR: MR. USHER Mgmt For For For
16 ELECTION OF DIRECTOR: MR. WALLS Mgmt For For For
17 ELECTION OF DIRECTOR: MR. WEHMEIER Mgmt For For For
18 Employee Stock Purchase Plan Mgmt For For For
19 Ratification of Auditor Mgmt For For For
20 APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION.
21 Shareholder Proposal Regarding Retention of ShrHoldr Against Against For
Shares After Retirement
PRUDENTIAL FINANCIAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PRU CUSIP 744320102 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Thomas Baltimore Jr. Mgmt For For For
2 Elect Frederic Becker Mgmt For For For
3 Elect Gordon Bethune Mgmt For For For
4 Elect Gaston Caperton Mgmt For For For
5 Elect Gilbert Casellas Mgmt For For For
6 Elect James Cullen Mgmt For For For
7 Elect William Gray, III Mgmt For For For
8 Elect Mark Grier Mgmt For For For
9 Elect Jon Hanson Mgmt For For For
10 Elect Constance Horner Mgmt For For For
11 Elect Karl Krapek Mgmt For For For
12 Elect Christine Poon Mgmt For For For
13 Elect John Strangfield Mgmt For For For
14 Elect James Unruh Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
17 Shareholder Proposal Regarding Independent ShrHoldr Against Against For
Board Chairman
ROYAL DUTCH SHELL PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RDSB CUSIP 780259107 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Simon Henry Mgmt For Abstain Against
4 Elect Lord Kerr Mgmt For For For
5 Elect Wim Kok Mgmt For For For
6 Elect Nick Land Mgmt For For For
7 Elect Jorma Ollila Mgmt For For For
8 Elect Jeroen van der Veer Mgmt For For For
9 Elect Hans Wijers Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Auditor's Fees Mgmt For For For
12 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
13 Authority to Issue Shares w/o Preemptive Mgmt For Against Against
Rights
14 Authority to Repurchase Shares Mgmt For For For
15 EU Political Donations Mgmt For For For
SAFEWAY INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SWY CUSIP 786514208 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Steven Burd Mgmt For For For
2 Elect Janet Grove Mgmt For For For
3 Elect Mohan Gyani Mgmt For For For
4 Elect Paul Hazen Mgmt For For For
5 Elect Frank Herringer Mgmt For For For
6 Elect Robert MacDonnell Mgmt For For For
7 Elect Kenneth Oder Mgmt For For For
8 Elect Rebecca Stirn Mgmt For For For
9 Elect William Tauscher Mgmt For For For
10 Elect Raymond Viault Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding Cumulative ShrHoldr Against Against For
Voting
13 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
14 Shareholder Proposal Regarding Limitation on ShrHoldr Against Against For
Future Death Benefits (Golden Coffins)
SCHERING-PLOUGH CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SGP CUSIP 806605101 05/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Thomas Colligan Mgmt For For For
1.2 Elect Fred Hassan Mgmt For For For
1.3 Elect C. Robert Kidder Mgmt For For For
1.4 Elect Eugene McGrath Mgmt For For For
1.5 Elect Antonio Perez Mgmt For For For
1.6 Elect Patricia Russo Mgmt For For For
1.7 Elect Jack Stahl Mgmt For For For
1.8 Elect Craig Thompson Mgmt For For For
1.9 Elect Kathryn Turner Mgmt For For For
1.10 Elect Robert van Oordt Mgmt For For For
1.11 Elect Arthur Weinbach Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Cumulative ShrHoldr Against Against For
Voting
4 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
Special Meeting
SUNTRUST BANKS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STI CUSIP 867914103 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Alston Correll Mgmt For For For
1.2 Elect Patricia Frist Mgmt For For For
1.3 Elect Blake Garrett Mgmt For For For
1.4 Elect David Hughes Mgmt For For For
1.5 Elect M. Douglas Ivester Mgmt For For For
1.6 Elect G. Gilmer Minor, III Mgmt For For For
1.7 Elect James Wells III Mgmt For For For
1.8 Elect Karen Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 PROPOSAL TO APPROVE THE SUNTRUST BANKS, INC. Mgmt For Against Against
2009 STOCK PLAN.
4 Advisory Vote on Executive Compensation Mgmt For For For
TEXAS INSTRUMENTS INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TXN CUSIP 882508104 04/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: J.R. ADAMS Mgmt For For For
2 ELECTION OF DIRECTOR: D.L. BOREN Mgmt For For For
3 ELECTION OF DIRECTOR: D.A. CARP Mgmt For For For
4 ELECTION OF DIRECTOR: C.S. COX Mgmt For For For
5 ELECTION OF DIRECTOR: D.R. GOODE Mgmt For For For
6 ELECTION OF DIRECTOR: S.P. MACMILLAN Mgmt For For For
7 ELECTION OF DIRECTOR: P.H. PATSLEY Mgmt For For For
8 ELECTION OF DIRECTOR: W.R. SANDERS Mgmt For For For
9 ELECTION OF DIRECTOR: R.J. SIMMONS Mgmt For For For
10 ELECTION OF DIRECTOR: R.K. TEMPLETON Mgmt For For For
11 ELECTION OF DIRECTOR: C.T. WHITMAN Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 2009 Long-Term Incentive Plan Mgmt For Against Against
14 2009 Director Compensation Plan Mgmt For Against Against
15 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF ShrHoldr Against Against For
ROLES OF CHAIRMAN AND CEO.
TRAVELERS COMPANIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TRV CUSIP 89417E109 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Alan Beller Mgmt For For For
2 Elect John Dasburg Mgmt For For For
3 Elect Janet Dolan Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Jay Fishman Mgmt For For For
6 Elect Lawrence Graev Mgmt For For For
7 Elect Patricia Higgins Mgmt For For For
8 Elect Thomas Hodgson Mgmt For For For
9 Elect Cleve Killingsworth, Jr. Mgmt For For For
10 Elect Robert Lipp Mgmt For For For
11 Elect Blythe McGarvie Mgmt For For For
12 Elect Laurie Thomsen Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Reapproval of Material Terms of the Amended Mgmt For Against Against
and Restated 2004 Stock Incentive Plan
15 Shareholder Proposal Regarding Political ShrHoldr Against Against For
Contributions and Expenditures
TYCO ELECTRONICS, LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TEL CUSIP G9144P105 06/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Reincorporation from Bermuda to Switzerland Mgmt For For For
2 Elimination of Supermajority Voting Mgmt For For For
Requirement
3 Increase in Registered Share Capital Mgmt For For For
4 Approval of Dividend in the Form of a Mgmt For For For
Reduction of Registered Captial
5 Confirmation of Swiss Law as the Mgmt For For For
Authoritative Legislation Governing the
Company
6 Approve Company Name Mgmt For For For
7 Change of Company Purpose Mgmt For For For
8 Approval of the Swiss Articles of Association Mgmt For For For
9 Approval of Schaffhausen, Switzerland as the Mgmt For For For
Company's Principal Place of Business
10 Appointment of Special Auditor Mgmt For For For
11 Appointment of Statutory Auditor Mgmt For For For
12 Amendments to Articles to Limit the Number Mgmt For Against Against
of Shares that may be Registered and/or
Voted by a Single Shareholder or Group to
15% of the Registered Share Capital
13 Adoption of Supermajority Voting Requirement Mgmt For Against Against
14 Right to Adjourn Meeting Mgmt For For For
TYCO ELECTRONICS, LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TEL CUSIP G9144P105 06/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Pierre Brondeau Mgmt For For For
1.2 Elect Ram Charan Mgmt For For For
1.3 Elect Juergen Gromer Mgmt For For For
1.4 Elect Robert Hernandez Mgmt For For For
1.5 Elect Thomas Lynch Mgmt For For For
1.6 Elect Daniel Phelan Mgmt For For For
1.7 Elect Frederic Poses Mgmt For For For
1.8 Elect Lawrence Smith Mgmt For For For
1.9 Elect Paula Sneed Mgmt For For For
1.10 Elect David Steiner Mgmt For For For
1.11 Elect John Van Scoter Mgmt For For For
2 Amendment to the 2007 Stock and Incentive Mgmt For For For
Plan
3 Appointment of Auditor and Authority to Set Mgmt For For For
Fees
TYCO INTERNATIONAL LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TYC CUSIP G9143X208 03/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Reincorporation from Bermuda to Switzerland Mgmt For For For
2 Change of Par Value Mgmt For For For
3 TO CONSIDER AND APPROVE THE NAME OF TYCO Mgmt For For For
INTERNATIONAL LTD.
4 Change of Company Purpose Mgmt For For For
5 Approval of the Swiss Articles of Association Mgmt For For For
6 Confirmation of Swiss Law as the Mgmt For For For
Authoritative Legislation Governing the
Company
7 Approval of Schaffhausen, Switzerland as the Mgmt For For For
Company's Principal Place of Business
8 Appointment of Special Auditor Mgmt For For For
9 Appointment of Statutory Auditor Mgmt For For For
10 Approval of Dividend in the Form of a Mgmt For For For
Reduction of Registered Captial
11 Right to Adjourn Meeting Mgmt For For For
TYCO INTERNATIONAL LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TYC CUSIP G9143X208 03/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Edward Breen Mgmt For For For
1.2 Elect Timothy Donahue Mgmt For For For
1.3 Elect Brian Duperreault Mgmt For For For
1.4 Elect Bruce Gordon Mgmt For For For
1.5 Elect Rajiv Gupta Mgmt For For For
1.6 Elect John Krol Mgmt For For For
1.7 Elect Brendan O'Neill Mgmt For For For
1.8 Elect William Stavropoulos Mgmt For For For
1.9 Elect Sandra Wijnberg Mgmt For For For
1.10 Elect Jerome York Mgmt For For For
1.11 Elect R. David Yost Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 AMENDMENTS TO THE COMPANY S 2004 STOCK AND Mgmt For Against Against
INCENTIVE PLAN.
UNILEVER PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UL CUSIP 904767704 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Jim Lawrence Mgmt For For For
5 Elect Paul Polman Mgmt For For For
6 Elect Lord Brittan of Spennithorne Mgmt For For For
7 Elect Wim Dik Mgmt For For For
8 Elect Charles Golden Mgmt For For For
9 Elect Byron Grote Mgmt For For For
10 Elect N. R. Narayana Murthy Mgmt For For For
11 Elect Hixonia Nyasulu Mgmt For For For
12 Elect K.J. Storm Mgmt For For For
13 Elect Michael Treschow Mgmt For For For
14 Elect Jeroen van der Veer Mgmt For For For
15 Elect Louise Fresco Mgmt For For For
16 Elect Ann Fudge Mgmt For For For
17 Elect Paul Walsh Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Authority to Set Auditor's Fees Mgmt For For For
20 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
21 Authority to Issue Shares w/o Preemptive Mgmt For Against Against
Rights
22 Authority to Repurchase Shares Mgmt For For For
23 Authorization of Political Donations Mgmt For For For
24 Authority to Set General Meeting Notice Mgmt For For For
Period at 14 Days
25 Amendments to Equalisation Agreement Mgmt For For For
26 Amendments to Equalisation Agreement Mgmt For For For
WACHOVIA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WB CUSIP 929903102 12/23/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval of the Merger Agreement Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
WAL-MART STORES INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WMT CUSIP 931142103 06/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Aida Alvarez Mgmt For For For
2 Elect James Breyer Mgmt For For For
3 Elect M. Michele Burns Mgmt For For For
4 Elect James Cash, Jr. Mgmt For For For
5 Elect Roger Corbett Mgmt For For For
6 Elect Douglas Daft Mgmt For For For
7 Elect Michael Duke Mgmt For For For
8 Elect Gregory Penner Mgmt For Against Against
9 Elect Allen Questrom Mgmt For For For
10 Elect H. Lee Scott, Jr. Mgmt For Against Against
11 Elect Arne Sorenson Mgmt For For For
12 Elect Jim Walton Mgmt For Against Against
13 Elect S. Robson Walton Mgmt For Against Against
14 Elect Christopher Williams Mgmt For For For
15 Elect Linda Wolf Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal Regarding Adopting ShrHoldr Against Against For
Sexual Orientation and Gender Identity
Expression Anti-Bias Policy
18 Shareholder Proposal Regarding Pay for ShrHoldr Against Against For
Superior Performance
19 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
20 Shareholder Proposal Regarding Reviewing ShrHoldr Against Against For
Political Contributions and Expenditures
Report
21 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
22 Shareholder Proposal Regarding Incentive ShrHoldr Against Against For
Compensation in the Form of Stock Options
WELLS FARGO & COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WFC CUSIP 949746101 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For For
2 ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For For
3 ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For For
4 ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For For
5 ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Mgmt For For For
6 ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For For
7 ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt For For For
8 ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For For
9 ELECTION OF DIRECTOR: RICHARD D. MCCORMICK Mgmt For For For
10 ELECTION OF DIRECTOR: MACKEY J. MCDONALD Mgmt For For For
11 ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For For
12 ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For For
13 ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Mgmt For For For
14 ELECTION OF DIRECTOR: DONALD B. RICE Mgmt For For For
15 ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For For
16 ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For For
17 ELECTION OF DIRECTOR: ROBERT K. STEEL Mgmt For For For
18 ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For For
19 ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For For
20 Advisory Vote on Executive Compensation Mgmt For For For
21 Ratification of Auditor Mgmt For For For
22 Amendment to the Long-Term Incentive Mgmt For Against Against
Compensation Plan
23 Shareholder Proposal Regarding Independent ShrHoldr Against Against For
Board Chairman
24 STOCKHOLDER PROPOSAL REGARDING A REPORT ON ShrHoldr Against Against For
POLITICAL CONTRIBUTIONS.
XL CAPITAL LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
XL CUSIP G98255105 04/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Dale Comey Mgmt For For For
1.2 Elect Robert Glauber Mgmt For For For
1.3 Elect G. Thompson Hutton Mgmt For For For
2 Amendment to the 1991 Performance Incentive Mgmt For For For
Program
3 Amendment to the Directors Stock & Option Mgmt For For For
Plan
4 Ratification of Auditor Mgmt For For For
ZIMMER HOLDINGS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ZMH CUSIP 98956P102 05/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Besty Bernard Mgmt For For For
2 Elect Marc Casper Mgmt For For For
3 Elect David Dvorak Mgmt For For For
4 Elect Robert Hagemann Mgmt For For For
5 Elect Arthur Higgins Mgmt For For For
6 Elect Cecil Pickett Mgmt For For For
7 Elect Augustus White, III Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 2009 Stock Incentive Plan Mgmt For Against Against
10 Amendment to the Stock Plan for Non-Employee Mgmt For Against Against
Directors
11 Extension of the Deferred Compensation Plan Mgmt For Against Against
for Non-Employee Directors
FUND NAME: EMERGING MARKETS FUND
AMERICAN BEACON MONEY MARKET SELECT FUND
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ASRXX CUSIP 02368W101 08/22/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 To approve the new investment management Mgmt For For For
agreement for the Fund
2 To elect Trustees for the Select Funds
2a Elect Alan D. Feld Mgmt For For For
2b Elect W. Humphrey Bogart Mgmt For For For
2c Elect Brenda A. Cline Mgmt For For For
2d Elect Richard A. Massman Mgmt For For For
2e Elect R. Gerald Turner Mgmt For For For
2f Elect Thomas M. Dunning Mgmt For For For
2g Elect Eugene J. Duffy Mgmt For For For
2h Elect Paul J. Zucconi Mgmt For For For
3 To authorize the Select Funds, on behalf of Mgmt For For For
the Fund, to vote to approve the new
investment management agreement for the
Master Trust portfolio in which the Fund
invests
4 To authorize the Select Funds to vote to elect Trustees for the Master Trust
4a Elect Alan D. Feld Mgmt For For For
4b Elect W. Humphrey Bogart Mgmt For For For
4c Elect Brenda A. Cline Mgmt For For For
4d Elect Richard A. Massman Mgmt For For For
4e Elect R. Gerald Turner Mgmt For For For
4f Elect Thomas M. Dunning Mgmt For For For
4g Elect Eugene J. Duffy Mgmt For For For
4h Elect Paul J. Zucconi Mgmt For For For
ABAN OFFSHORE LTD (FORMERLY ABAN LOYD CHILES OFFSHORE LTD)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y0001N135 09/17/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Dividend on Non-Convertible Mgmt For For For
Cumulative Redeemable Preference Shares of 8
Percent Per Share
3 Approve Dividend on Cumulative Mgmt For For For
Non-Convertible Redeemable Preference Shares
of 9 Percent Per Share
4 Approve Dividend on Equity Shares of 180 Mgmt For For For
Percent Per Share
5 Reappoint V.S. Rao as Director Mgmt For Against Against
6 Reappoint P. Venkateswaran as Director Mgmt For For For
7 Approve Ford, Rhodes, Parks & Co. as Mgmt For For For
Auditors and Authorize Board to Fix Their
Remuneration
8 Approve Issuance of Equity or Equity-Linked Mgmt For For For
Securities without Preemptive Rights up to
an Aggregate Amount of $400 Million
9 Approve Issuance of Equity or Equity-Linked Mgmt For For For
Securities without Preemptive Rights to
Qualified Institutional Buyers up to an
Aggregate Amount of INR 10 Billion
10 Increase Authorized Share Capital to INR 15 Mgmt For For For
Billion Divided into 2.5 Billion Equity
Shares of INR 2.00 Each and 1 Billion
Cumulative Redeemable Preference Shares of
INR 10.00 Each
11 Amend Clause V of the Memorandum of Mgmt For For For
Association to Reflect Increase in Capital
12 Amend Clause 3 of the Articles of Mgmt For For For
Association to Reflect Increase in Capital
13 Approve Issuance of 500 Million Cumulative Mgmt For For For
Redeemable Preference Shares of INR 10.00
Each without Preemptive Rights
ACC LTD (FORMERLY ASSOCIATED CEMENT COS., LTD.)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y0002C112 04/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Final Dividend of INR 10.00 Per Share Mgmt For For For
3 Reappoint N.S. Sekhsaria as Director Mgmt For For For
4 Reappoint P. Hugentobler as Director Mgmt For For For
5 Reappoint M. Akermann as Director Mgmt For For For
6 Reappoint M.L. Narula as Director Mgmt For For For
7 Approve S.R. Batliboi & Associates as Mgmt For For For
Auditors and Authorize Board to Fix Their
Remuneration
8 Appoint O. van der Weijde as Director Mgmt For For For
9 Approve Revision in Remuneration of S. Mgmt For For For
Banerjee, Managing Director
10 Amend Article 157(ii) of the Articles of Mgmt For For For
Association Re: Company Seal
ACER INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y0004E108 06/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve 2008 Business Operations Reports and Mgmt For For For
Financial Statements
2 Approve 2008 Allocation of Income and Mgmt For For For
Dividends
3 Approve Capitalization of 2008 Dividends Mgmt For For For
4 Approve Stock Option Grants to Employees Mgmt For For For
5 Approve Amendment on the Procedures for Mgmt For For For
Loans to Other Parties
6 Approve Amendment on the Procedures for Mgmt For For For
Endorsement and Guarantee
ADVANCED INFO SERVICE PCL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y0014U183 04/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Thailand
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Open Meeting Mgmt For For For
2 Approve Minutes of Previous AGM Mgmt For For For
3 Approve 2008 Operating Results Mgmt For For For
4 Accept Financial Statements and Statutory Mgmt For For For
Reports
5 Approve Dividend of THB 6.30 Per Share Mgmt For For For
6 Authorize Issuance of Debentures Not Mgmt For For For
Exceeding THB 15 Billion
7 Amend Corporate Purpose Mgmt For For For
8 Elect Somprasong Boonyachai as Director Mgmt For For For
9 Elect Aviruth Wongbuddhapitak as Director Mgmt For For For
10 Elect Tasanee Manorot as Director Mgmt For For For
11 Elect Allen Lew Yoong Keong as Director Mgmt For Against Against
12 Approve Remuneration of Directors Mgmt For For For
13 Approve KPMG Phoomchai Audit Ltd as Auditors Mgmt For For For
and Authorize Board to Fix Their Remuneration
14 Approve Allotment of 1.15 Million Additional Mgmt For For For
Ordinary Shares at THB 1.00 Each to be
Reserved for the Exercise of Rights Pursuant
to the ESOP Warrants
15 Other Business Mgmt For Against Against
AKBANK
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS M0300L106 03/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Turkey
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Annual Meeting Agenda Mgmt N/A N/A N/A
2 Open Meeting and Elect Presiding Council Mgmt For N/A N/A
3 Receive Statutory Reports Mgmt N/A N/A N/A
4 Approve Financial Statements and Discharge Mgmt For N/A N/A
of Board and Auditors
5 Approve Allocation of Income Mgmt For N/A N/A
6 Appoint Internal Auditors and Approve Their Mgmt For N/A N/A
Remuneration
7 Receive Information on Charitable Donations Mgmt N/A N/A N/A
8 Grant Permission for Board Members to Engage Mgmt For N/A N/A
in Commercial Transactions with Company and
Be Involved with Companies with Similar
Corporate Purpose
AMOREPACIFIC CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y01258105 03/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Appropriation of Income and Mgmt For For For
Dividends of KRW 5,000 per Common Share
2 Amend Articles of Incorporation regarding Mgmt For For For
Business Objectives, Preemptive Rights,
Public Offerings, Public Notice for
Shareholder Meetings, and Share Cancellation
3 Elect Five Inside Directors Mgmt For For For
4 Elect Three Outside Directors Who Will Also Mgmt For For For
Serve as Members of Audit Committee
5 Approve Total Remuneration of Inside Mgmt For For For
Directors and Outside Directors
ANADOLU EFES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS M10225106 04/29/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Turkey
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Annual Meeting Agenda ShrHldr N/A N/A N/A
2 Elect Presiding Council of Meeting and Mgmt For N/A N/A
Provide Authorization to Sign Minutes
3 Receive Statutory Reports Mgmt N/A N/A N/A
4 Accept Financial Statements Mgmt For N/A N/A
5 Approve Discharge of Board and Auditors Mgmt For N/A N/A
6 Approve Allocation of Income Mgmt For N/A N/A
7 Elect Board of Directors and Internal Mgmt For N/A N/A
Auditors and Approve Their Fees
8 Receive Information on Charitable Donations Mgmt N/A N/A N/A
9 Receive Information on Profit Distribution Mgmt N/A N/A N/A
Policy
10 Ratify External Auditors Mgmt For N/A N/A
11 Grant Permission for Board Members to Engage Mgmt For N/A N/A
in Commercial Transactions with Company and
Be Involved with Companies with Similar
Corporate Purpose
12 Close Meeting Mgmt N/A N/A N/A
ANGLO PLATINUM LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS S9122P108 03/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Africa
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for Year Ended 31 December 2008
2 Elect K D Dlamini as Director Mgmt For For For
3 Reelect B A Khumalo as Director Mgmt For For For
4 Elect N F Nicolau as Director Mgmt For For For
5 Elect B Nqwababa as Director Mgmt For For For
6 Reelect T A Wixley as Director Mgmt For For For
7 Approve Deloitte & Touche as Auditors of the Mgmt For For For
Company and Appoint Graeme Berry as the
Designated Auditor to Hold Office for the
Ensuing Year
8 Authorize Repurchase of Up to 20 Percent of Mgmt For For For
Issued Ordinary Share Capital
9 Authorize the Company to Provide Financial Mgmt For Against Against
Assistance for the Purchase of or
Subscription for Shares in Respect of the
Anglo Platinum Bonus Share Plan
10 Place Authorized But Unissued Shares under Mgmt For Against Against
Control of Directors
11 Approve Remuneration of Non-Executive Mgmt For For For
Directors
12 Approve the Bonus Share Plan Mgmt For Against Against
13 Place Authorized But Unissued Shares under Mgmt For Against Against
Control of Directors to Meet the
Requirements of the Bonus Share Plan
14 Authorize Board to Ratify and Execute Mgmt For For For
Approved Resolutions
ANGLOGOLD ASHANTI LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 035128206 05/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Africa
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for Year Ended 31 December 2008
2 Re-appoint Ernst & Young Inc as Auditors of Mgmt For For For
the Company
3 Reelect RP Edey as Director Mgmt For For For
4 Authorise Directors to Allot and Issue Mgmt For For For
Shares up to a Maximum of 5 Percent of the
Issued Ordinary Shares of the Company from
Time to Time
5 Authorize Issuance of Shares for Cash up to Mgmt For For For
a Maximum of 5 Percent of Issued Capital
6 Approve Remuneration of Non-Executive Mgmt For For For
Directors
7 Authorise Directors to Issue Convertible Mgmt For For For
Bonds
8 Approve Increase in Authorized Share Capital Mgmt For For For
9 Amend Articles of Association Mgmt For For For
ANGLOGOLD ASHANTI LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS S04255196 05/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Africa
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for Year Ended 31 December 2008
2 Re-appoint Ernst & Young Inc as Auditors of Mgmt For For For
the Company
3 Reelect RP Edey as Director Mgmt For For For
4 Authorise Directors to Allot and Issue Mgmt For For For
Shares up to a Maximum of 5 Percent of the
Issued Ordinary Shares of the Company from
Time to Time
5 Authorize Issuance of Shares for Cash up to Mgmt For For For
a Maximum of 5 Percent of Issued Capital
6 Approve Remuneration of Non-Executive Mgmt For For For
Directors
7 Authorise Directors to Issue Convertible Mgmt For For For
Bonds
8 Approve Increase in Authorized Share Capital Mgmt For For For
9 Amend Articles of Association Mgmt For For For
ANHUI CONCH CEMENT COMPANY LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y01373102 02/17/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Change of the Use of Proceeds Raised Mgmt For For For
from the Issue of 200 Million A Shares in
the Company in 2008 and the Use of the
Remaining Amount of Proceeds for the
Resolutions Below
2 Approve Investment of RMB 300 Million in the Mgmt For For For
Project of a 4,500 Tonnes/d Cement and
Clinker Production Line (Phase I), 2.2
Million Tonnes Cement Mill and 18MW Residual
Heat Power Generation Unit of Chongqing
Conch Cement Co., Ltd.
3 Approve Investment of RMB 300 Million in the Mgmt For For For
Project of a 4,500 Tonnes/d Cement and
Clinker Production Line (Phase I), 2.2
Million Tonnes Cement Mill and 18MW Residual
Heat Power Generation Unit of Dazhou Conch
Cement Co., Ltd.
4 Approve Investment of RMB 300 Million in the Mgmt For For For
Project of a 4,500 Tonnes/d Cement and
Clinker Production Line (Phase I), 2.2
Million Tonnes Cement Mill and 18MW Residual
Heat Power Generation Unit of Guangyuan
Conch Cement Co., Ltd.
5 Approve Investment of RMB 300 Million in the Mgmt For For For
Project of a 4,500 Tonnes/d Cement and
Clinker Production Line (Phase I), 2.2
Million Tonnes Cement Mill and 9MW Residual
Heat Power Generation Unit of Pingliang
Conch Cement Co., Ltd.
6 Approve Repayment of Bank Loans by Applying Mgmt For For For
Sum of RMB 1.23 Million and All the Interest
Accrued So Far to be Accrued on the Proceeds
7 Approve Change of the Use of Proceeds Raised Mgmt For For For
from the Issue of 200 Million A Shares in
the Company in 2008 and the Use of the
Remaining Amount of Proceeds for the
Resolutions Below
8 Approve Investment of RMB 300 Million in the Mgmt For For For
Project of a 4,500 Tonnes/d Cement and
Clinker Production Line (Phase I), 2.2
Million Tonnes Cement Mill and 18MW Residual
Heat Power Generation Unit of Chongqing
Conch Cement Co., Ltd.
9 Approve Investment of RMB 300 Million in the Mgmt For For For
Project of a 4,500 Tonnes/d Cement and
Clinker Production Line (Phase I), 2.2
Million Tonnes Cement Mill and 18MW Residual
Heat Power Generation Unit of Dazhou Conch
Cement Co., Ltd.
10 Approve Investment of RMB 300 Million in the Mgmt For For For
Project of a 4,500 Tonnes/d Cement and
Clinker Production Line (Phase I), 2.2
Million Tonnes Cement Mill and 18MW Residual
Heat Power Generation Unit of Guangyuan
Conch Cement Co., Ltd.
11 Approve Investment of RMB 300 Million in the Mgmt For For For
Project of a 4,500 Tonnes/d Cement and
Clinker Production Line (Phase I), 2.2
Million Tonnes Cement Mill and 9MW Residual
Heat Power Generation Unit of Pingliang
Conch Cement Co., Ltd.
12 Approve Repayment of Bank Loans by Applying Mgmt For For For
Sum of RMB 1.23 Million, and All the
Interest Accrued So Far to be Accrued on the
Proceeds
ANHUI CONCH CEMENT COMPANY LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y01373102 06/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Report of the Board of Directors Mgmt For For For
2 Accept Report of the Supervisory Committee Mgmt For For For
3 Accept Financial Statements and Statutory Mgmt For For For
Reports
4 Approve Profit Distribution Proposal for the Mgmt For For For
Year 2008
5 Reappoint PRC and International Auditors of Mgmt For For For
the Company and Authorize the Board to Fix
Their Remuneration
6 Approve the Guarantees Provided by the Mgmt For For For
Company for the Bank Borrowings of Certain
Subsidiaries of the Companies
7 Amend Articles Re: Profit Distribution Mgmt For For For
8 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
9 Approve Issuance of Corporate Bonds (Bonds) Mgmt For For For
With Face Value in the Aggregate Principal
Amount Not Exceeding RMB 9.5 Billion in the
PRC (Bonds Issue)
10 Approve Issuing Amount of the Bonds Mgmt For For For
11 Approve Maturity of the Bonds Mgmt For For For
12 Approve Interest Rate of the Bonds and its Mgmt For For For
Determination
13 Approve Issue Price of the Bonds Mgmt For For For
14 Approve Use of Proceeds of the Bonds Mgmt For For For
15 Approve Arrangement of Placing to the Mgmt For For For
Existing Holders of the Company's A Shares
Under the Terms of the Bonds Issue
16 Approve Validity Period of the Bonds Mgmt For For For
17 Approve Authorization of the Bonds Issue Mgmt For For For
AXIS BANK LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y0487S103 06/01/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Reappoint M.V. Subbiah as Director Mgmt For For For
3 Reappoint R. Ramanathan as Director Mgmt For For For
4 Approve Dividend of INR 10.00 Per Share Mgmt For For For
5 Approve S.R. Batliboi & Co. as Auditors and Mgmt For For For
Authorize Board to Fix Their Remuneration
6 Amend Memorandum of Association Re: Mgmt For For For
Preference Shares
7 Amend Articles of Association Re: Chairman Mgmt For For For
and Managing Director of the Board
BANCO BRADESCO S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P1808G117 03/10/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for Fiscal Year Ended Dec. 31, 2008
2 Approve Allocation of Income and Dividends Mgmt For For For
3 Elect Directors Mgmt For Against Against
4 Elect Fiscal Council Members Mgmt For For For
5 Approve Remuneration of Executive Officers Mgmt For For For
and Non-Executive Directors
BANCO BRADESCO S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P1808G117 03/10/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amend Article 24 re: Change Title of Mgmt For For For
Company's Code of Ethics
2 Approve 50:1 Reverse Stock Split Followed by Mgmt For For For
a 1:50 Stock Split of Common and Preferred
Shares
BANCO DO BRASIL S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P11427112 09/30/2008 Unvoted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Acquisition Agreement between Banco Mgmt For For For
do Brasil, BESC, and BESCRI
2 Appoint Independent Firms to Appraise the Mgmt For For For
Proposed Acquisition
3 Approve Independent Appraisals Mgmt For For For
4 Approve Acquisition of BESC and BESCRI Mgmt For For For
5 Amend Articles to Reflect Changes in Capital Mgmt For For For
Deriving from the Proposed Acquisition
BANCO DO BRASIL S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P11427112 11/28/2008 Unvoted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Agreement for the Acquisition of Mgmt For For For
Banco do Estado do Piaui SA
2 Appoint Independent Firm to Appraise Mgmt For For For
Proposed Merger
3 Approve Indedendent Firm's Appraisal Mgmt For For For
4 Approve Acquisition of Banco do Estado do Mgmt For For For
Piaui SA
5 Amend Articles to Reflect Changes in Capital Mgmt For For For
BANCO DO BRASIL S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P11427112 12/23/2008 Unvoted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Acquisition of 76.3 Million Ordinary Mgmt For For For
Shares in Banco Nossa Caixa
2 Ratify Acquisition Agreement and the Mgmt For For For
Independent Assessment Reports Regarding the
Transaction
BANK HANDLOWY W WARSZAWIE SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X05318104 06/18/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Poland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Open Meeting Mgmt N/A N/A N/A
2 Elect Meeting Chairman Mgmt For N/A N/A
3 Acknowledge Proper Convening of Meeting Mgmt N/A N/A N/A
4 Approve Agenda of Meeting Mgmt For N/A N/A
5 Elect Members of Vote Counting Commission Mgmt For N/A N/A
6 Approve Financial Statements and Management Mgmt For N/A N/A
Board Report on Company's Operations in
Fiscal 2008
7 Approve Supervisory Board Report Mgmt For N/A N/A
8 Approve Consolidated Financial Statements Mgmt For N/A N/A
and Management Board Report on Group's
Operations in Fiscal 2008
9 Approve Discharge of Management Board Mgmt For N/A N/A
10 Approve Discharge of Supervisory Board Mgmt For N/A N/A
11 Approve Allocation of Income Mgmt For N/A N/A
12 Amend Statute Re: General Meeting, Corporate Mgmt For N/A N/A
Purpose, and Information Disclosure
13 Amend Regulations on General Meetings Mgmt For N/A N/A
14 Elect Supervisory Board Members Mgmt For N/A N/A
15 Close Meeting Mgmt N/A N/A N/A
BANK OF CHINA LIMITED, BEIJING
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y0698A107 06/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
14 Accept Working Report of the Board of Mgmt For For For
Directors
15 Accept Working Report of the Supervisors Mgmt For For For
16 Approve Profit Distribution Plan Mgmt For For For
17 Accept Annual Financial Statements Mgmt For For For
18 Approve Annual Budget for Year 2009 Mgmt For For For
19 Reappoint PricewaterhouseCoopers Zhong Tian Mgmt For For For
Certified Public Accountants Ltd. Co. and
PricewaterhouseCoopers Hong Kong as External
Auditors
20 Approve 2008 Performance Appraisal and Bonus Mgmt For For For
Plan for Xiao Gang, the Chairman of the
Board of Directors
21 Approve 2008 Performance Appraisal and Bonus Mgmt For For For
Plan for Li Lihui, the Vice Chairman of the
Board of Directors and the President of the
Bank
22 Approve 2008 Performance Appraisal and Bonus Mgmt For For For
Plan for Li Zaohang, the Executive Director
and the Executive Vice President of the Bank
23 Approve 2008 Performance Appraisal and Bonus Mgmt For For For
Plan for Zhou Zaiqun, the Executive Director
and the Executive Vice President of the Bank
24 Approve 2008 Performance Appraisal and Bonus Mgmt For For For
Plan for Liu Ziqiang, the Chairman of the
Board of Supervisors
25 Approve 2008 Performance Appraisal and Bonus Mgmt For For For
Plan for Wang Xueqiang, the Supervisor of
the Bank
26 Approve 2008 Performance Appraisal and Bonus Mgmt For For For
Plan for Liu Wanming, the Supervisor of the
Bank
27 Reelect Seah Lim Huat Peter as a Mgmt For For For
Non-Executive Director
28 Reelect Alberto Togni as an Independent Mgmt For For For
Non-Executive Director
29 Approve Proposal for Supplemental Delegation Mgmt For For For
of Authorities by the Shareholders' Meeting
to the Board of Directors of the Bank
30 Amend Articles Re: Profit Distribution Policy Mgmt For For For
31 Approve Issuance of RMB-Denominated Bonds in Mgmt For For For
Hong Kong for a Total Amount Not Exceeding
RMB 10 Billion by the End of 2010
BANK PEKAO SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X0641X106 05/05/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Poland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Open Meeting Mgmt N/A N/A N/A
2 Elect Meeting Chairman Mgmt For N/A N/A
3 Acknowledge Proper Convening of Meeting Mgmt N/A N/A N/A
4 Elect Members of Vote Counting Commission Mgmt For N/A N/A
5 Approve Agenda of Meeting Mgmt For N/A N/A
6 Receive Management Board Report on Company's Mgmt N/A N/A N/A
Operations in Fiscal 2008
7 Receive Financial Statements Mgmt N/A N/A N/A
8 Receive Management Board Report on Group's Mgmt N/A N/A N/A
Operations in Fiscal 2008
9 Receive Consolidated Financial Statements Mgmt N/A N/A N/A
10 Receive Management Board Proposal Regarding Mgmt N/A N/A N/A
Allocation of 2008 Income
11 Receive Supervisory Board Report on Its Mgmt N/A N/A N/A
Activities in Fiscal 2008 and Its Review of
Financial Statements and Statutory Reports
12 Approve Management Board Report on Company's Mgmt For N/A N/A
Operations in Fiscal 2008
13 Approve Financial Statements Mgmt For N/A N/A
14 Approve Management Board Report on Group's Mgmt For N/A N/A
Operations in Fiscal 2008
15 Approve Consolidated Financial Statements Mgmt For N/A N/A
16 Approve Allocation of Income Mgmt For N/A N/A
17 Approve Supervisory Board Report on Its Mgmt For N/A N/A
Activities in Fiscal 2008
18 Approve Discharge of Jerzy Woznicki Mgmt For N/A N/A
(Supervisory Board Chairman)
19 Approve Discharge of Paolo Fiorentino Mgmt For N/A N/A
(Supervisory Board)
20 Approve Discharge of Federico Ghizzoni Mgmt For N/A N/A
(Supervisory Board)
21 Approve Discharge of Pawel Dangel Mgmt For N/A N/A
(Supervisory Board)
22 Approve Discharge of Fausto Galmarini Mgmt For N/A N/A
(Supervisory Board)
23 Approve Discharge of Oliver Greene Mgmt For N/A N/A
(Supervisory Board)
24 Approve Discharge of Enrico Pavoni Mgmt For N/A N/A
(Supervisory Board)
25 Approve Discharge of Leszek Pawlowicz Mgmt For N/A N/A
(Supervisory Board)
26 Approve Discharge of Krzysztof Pawlowski Mgmt For N/A N/A
(Supervisory Board)
27 Approve Discharge of Jan Krzysztof Bielecki Mgmt For N/A N/A
(CEO)
28 Approve Discharge of Luigi Lovaglio Mgmt For N/A N/A
(Management Board)
29 Approve Discharge of Paolo Iannone Mgmt For N/A N/A
(Management Board)
30 Approve Discharge of Katarzyna Mgmt For N/A N/A
Niezgoda-Walczak (Management Board)
31 Approve Discharge of Grzegorz Piwowar Mgmt For N/A N/A
(Management Board)
32 Approve Discharge of Marian Wazynski Mgmt For N/A N/A
(Management Board)
33 Approve Discharge of Przemyslaw Gdanski Mgmt For N/A N/A
(Management Board)
34 Approve Discharge of Chistopher Kosmidr Mgmt For N/A N/A
(Management Board)
35 Approve Discharge of Andrzej Kopyrski Mgmt For N/A N/A
(Management Board)
36 Approve Discharge of Diego Biondo Mgmt For N/A N/A
(Management Board)
37 Approve Discharge of Marco Iannaccone Mgmt For N/A N/A
(Management Board)
38 Elect Members of Supervisory Board for Joint Mgmt For N/A N/A
Term of Office
39 Amend Statute Mgmt For N/A N/A
40 Approve Consolidated Text of Statute Mgmt For N/A N/A
41 Amend Regulations on General Meetings Mgmt For N/A N/A
42 Approve Consolidated Text of Regulations on Mgmt For N/A N/A
General Meetings
43 Close Meeting Mgmt N/A N/A N/A
BANK ZACHODNI WBK SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X0646L107 04/21/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Poland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Open Meeting Mgmt N/A N/A N/A
2 Elect Meeting Chairman Mgmt For N/A N/A
3 Acknowledge Proper Convening of Meeting Mgmt N/A N/A N/A
4 Approve Agenda of Meeting Mgmt For N/A N/A
5 Approve Financial Statements and Management Mgmt For N/A N/A
Board Report on Company's Operations in
Fiscal 2008
6 Receive and Approve Consolidated Financial Mgmt For N/A N/A
Statements and Management Board Report on
Group's Operations in Fiscal 2008
7 Approve Allocation of Income Mgmt For N/A N/A
8 Approve Discharge of Mateusz Morawiecki Mgmt For N/A N/A
(Management Board)
9 Approve Discharge of Andrzej Burliga Mgmt For N/A N/A
(Management Board)
10 Approve Discharge of Paul Barry (Management Mgmt For N/A N/A
Board)
11 Approve Discharge of Declan Flynn Mgmt For N/A N/A
(Management Board)
12 Approve Discharge of Michal Gajewski Mgmt For N/A N/A
(Management Board)
13 Approve Discharge of Justyn Konieczny Mgmt For N/A N/A
(Management Board)
14 Approve Discharge of Janusz Krawczyk Mgmt For N/A N/A
(Management Board)
15 Approve Discharge of Jacek Marcinowski Mgmt For N/A N/A
(Management Board)
16 Approve Discharge of James Murphy Mgmt For N/A N/A
(Management Board)
17 Approve Discharge of Marcin Prell Mgmt For N/A N/A
(Management Board)
18 Approve Discharge of Miroslaw Skiba Mgmt For N/A N/A
(Management Board)
19 Approve Discharge of Feliks Szyszkowiak Mgmt For N/A N/A
(Management Board)
20 Approve Supervisory Board Report Mgmt For N/A N/A
21 Approve Discharge of Aleksander Szwarc Mgmt For N/A N/A
(Supervisory Board)
22 Approve Discharge of Gerry Byrne Mgmt For N/A N/A
(Supervisory Board)
23 Approve Discharge of Waldemar Frackowiak Mgmt For N/A N/A
(Supervisory Board)
24 Approve Discharge of Aleksander Galos Mgmt For N/A N/A
(Supervisory Board)
25 Approve Discharge of James O'Leary Mgmt For N/A N/A
(Supervisory Board)
26 Approve Discharge of Maeliosa OhOgartaigh Mgmt For N/A N/A
(Supervisory Board)
27 Approve Discharge of John Power (Supervisory Mgmt For N/A N/A
Board)
28 Approve Discharge of Jacek Slotala Mgmt For N/A N/A
(Supervisory Board)
29 Approve Changes in Composition of Mgmt For N/A N/A
Supervisory Board
30 Amend Statute Mgmt For N/A N/A
31 Adopt Uniform Text of Statute Mgmt For N/A N/A
32 Close Meeting Mgmt N/A N/A N/A
BEIJING ENTERPRISES HOLDINGS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y07702122 06/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Consolidated Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Final Dividend and Special Dividend Mgmt For For For
3 Reelect Yi Xiqun as Director Mgmt For For For
4 Reelect Zhang Honghai as Director Mgmt For For For
5 Reelect Li Fucheng as Director Mgmt For For For
6 Reelect Liu Kai as Director Mgmt For Against Against
7 Reelect Guo Pujin as Director Mgmt For Against Against
8 Reelect Fu Tingmei as Director Mgmt For For For
9 Authorize Board to Fix Remuneration of Mgmt For For For
Directors
10 Reappoint Ernst and Young as Auditors and Mgmt For For For
Authorize Board to Fix Their Remuneration
11 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
12 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
13 Authorize Reissuance of Repurchased Shares Mgmt For Against Against
BELLE INTERNATIONAL HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G09702104 05/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Final Dividend Mgmt For For For
3 Reappoint PricewaterhouseCoopers as Auditors Mgmt For For For
and Authorize the Board to Fix Their
Remuneration
4 Reelect Sheng Baijiao as Executive Director Mgmt For For For
5 Reelect Chan Yu Ling, Abraham as Independent Mgmt For For For
Non-Executive Director
6 Elect Tang King Loy as Executive Director Mgmt For For For
7 Authorize the Board to Fix Remuneration of Mgmt For For For
Directors
8 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
9 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
10 Authorize Reissuance of Repurchased Shares Mgmt For Against Against
BHARAT HEAVY ELECTRICALS LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y0882L117 09/17/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Final Dividend of INR 6.25 Per Share Mgmt For For For
3 Reappoint A.K. Aggarwal as Director Mgmt For For For
4 Reappoint M. Gupta as Director Mgmt For For For
5 Reappoint S. Datta as Director Mgmt For For For
6 Authorize Board to Fix Remuneration of Mgmt For For For
Auditors
7 Appoint S. Ravi as Director Mgmt For For For
8 Appoint B.S. Meena as Director Mgmt For For For
BHARTI AIRTEL LTD(FRMLY BHARTI TELE-VENTURES LTD)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y0885K108 08/01/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Reappoint B. Currimjee as Director Mgmt For For For
3 Reappoint Chua Sock Koong as Director Mgmt For For For
4 Reappoint Rajan B. Mittal as Director Mgmt For For For
5 Reappoint Rakesh B. Mittal as Director Mgmt For For For
6 Approve S.R. Batliboi & Associates as Mgmt For For For
Auditors and Authorize Board to Fix Their
Remuneration
7 Appoint M. Sentinelli as Director Mgmt For For For
BHARTI AIRTEL LTD(FRMLY BHARTI TELE-VENTURES LTD)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y0885K108 09/24/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Appointment and Remuneration of M. Mgmt For For For
Kohli, Managing Director
BMF BOVESPA S.A. BOLSA VALORES MERC FUT
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P73232103 04/28/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for Fiscal Year Ended Dec. 31, 2008
2 Approve Allocation of Income and Dividends Mgmt For For For
3 Elect Directors Mgmt For For For
4 Approve Remuneration of Executive Officers Mgmt For For For
and Non-Executive Directors
BMF BOVESPA S.A. BOLSA VALORES MERC FUT
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P73232103 05/08/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amend Article 1 to Unify Expressions "BM&F" Mgmt For For For
and "Bovespa"
2 Amend Article 5 to Reflect the Increase in Mgmt For For For
Share Capital Due to the Exercise of Stock
Options
3 Amend Article 16 to Exclude Reference to the Mgmt For For For
"Bolsa de Valores de Sao Paulo"
4 Amend Articles 16 to Eliminate Provision Mgmt For For For
Requiring Shareholders to Approve How the
Company Will Vote on Shareholder Meetings of
its Subsidiaries
5 Amend Article 22 to Change Director Mgmt For For For
Independence Criteria
6 Amend Article 23 to Give the Governance Mgmt For For For
Committee the Responsibility of a
Nominations Committee
7 Amend Article 26 to Allow CEO to Attend or Mgmt For For For
Not the Board Meetings
8 Amend Article 27 to Clarify that the Mgmt For For For
Governance Committee Will Not be Involved in
the Appointment of Substitutes to Fill Board
Vacancies
9 Amend Article 29 to Correct Spelling Mgmt For For For
10 Amend Article 29 to Allow the Board to Mgmt For For For
Create Working Groups to Address Specific
Matters
11 Amend Articles 35 and 49 to Eliminate the Mgmt For For For
Regulations and Norms Committee
12 Amend Article 39 re: Substitution of CEO Mgmt For For For
13 Amend Article 45 to Change the Name of the Mgmt For For For
Governance Committee to Governance and
Nominations Committee, and to Change the
Remuneration and Nominations Committee to
Remuneration Committee
14 Amend Articles 46, 47, 49, and 50 re: Mgmt For For For
Composition of Audit, Remuneration, and
Governance and Nominations Committees
15 Amend Article 81 Through 85 to Remove Mgmt For For For
Temporary Provisions Related to the
Integration of BM&F and Bovespa
16 Consolidate Articles Mgmt For For For
BUMIPUTRA-COMMERCE HOLDINGS BHD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1002C102 02/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Malaysia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Issuance of Five-Year Warrants to Mgmt For For For
TPG Malaysia Finance, L.P.
BUMIPUTRA-COMMERCE HOLDINGS BHD+A664
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1002C102 05/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Malaysia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for the Financial Year Ended Dec.
31, 2008
2 Elect Haidar Mohamed Nor as Director Mgmt For For For
3 Elect Hamzah Bakar as Director Mgmt For For For
4 Elect Zainal Abidin Putih as Director Mgmt For For For
5 Approve Remuneration of Directors in the Mgmt For For For
Amount of MYR 90,000 Per Director for the
Financial Year Ended Dec. 31, 2008
6 Approve PricewaterhouseCoopers as Auditors Mgmt For Against Against
and Authorize Board to Fix Their Remuneration
7 Approve Issuance of Equity or Equity-Linked Mgmt For For For
Securities without Preemptive Rights in Any
Amount Up to 10 Percent of Issued Share
Capital
8 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
BYD ELECTRONIC INTERNATIONAL CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1045N107 06/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Reelect Chan Yuk Tong as Director and Mgmt For Against Against
Authorize the Board to Fix His Remuneration
3 Reelect Liang Ping as Director and Authorize Mgmt For For For
the Board to Fix His Remuneration
4 Reelect Antony Francis Mampilly as Director Mgmt For For For
and Authorize the Board to Fix His
Remuneration
5 Reappoint Auditors and Authorize the Board Mgmt For Abstain Against
to Fix Their Remuneration
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
7 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
8 Authorize Reissuance of Repurchased Shares Mgmt For Against Against
BYD ELECTRONIC INTERNATIONAL CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1045N107 06/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Acquisition by BYD (Huizhou) Mgmt For For For
Electronic Company Ltd of the Handset
Charger Business from BYD (Huizhou) Company
Ltd for a Consideration of RMB 51.0 Million
CATHAY FINANCIAL HOLDING CO., LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y11654103 06/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve 2008 Business Operations Report and Mgmt For For For
Financial Statements and Statutory Reports
2 Approve 2008 Allocation of Income and Mgmt For For For
Dividends
3 Amend Articles of Association Mgmt For For For
4 Approve Release of Restrictions on Mgmt For For For
Competitive Activities of Directors
CEZ A.S.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X2337V121 05/13/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Czech Republic
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Open Meeting; Elect Meeting Chairman and Mgmt For N/A N/A
Other Meeting Officials
2 Approve Report on Company's Operations and Mgmt For N/A N/A
State of Its Assets in Fiscal 2008
3 Approve Supervisory Board Report Mgmt For N/A N/A
4 Accept Financial Statements Mgmt For N/A N/A
5 Approve Allocation of Income Mgmt For N/A N/A
6 Approve Transfer of Company Assets to CEZ Mgmt For N/A N/A
Teplarenska a.s.
7 Approve Share Repurchase Program Mgmt For N/A N/A
8 Amend Articles of Association Re: Audit Mgmt For N/A N/A
Committee, Legal Changes, Outdated
Provisions, and Editorial Amendments
9 Determine Size of Charitable Donations Mgmt For N/A N/A
10 Approve Cooptation, Recall, and Elections of Mgmt For N/A N/A
Supervisory Board Members
11 Approve Agreements with Supervisory Board Mgmt For N/A N/A
Members
12 Elect Members of Audit Committee Mgmt For N/A N/A
13 Approve Agreement with Audit Committee Mgmt For N/A N/A
Members
14 Close Meeting Mgmt N/A N/A N/A
CHEIL INDUSTRIES INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1296J102 03/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Appropriation of Income and Dividend Mgmt For For For
of KRW 750 per Share
2 Elect Four Directors Mgmt For For For
3 Elect Two Members of Audit Committee Mgmt For For For
4 Approve Total Remuneration of Inside Mgmt For For For
Directors and Outside Directors
CHEIL WORLDWIDE INC. (EX CHEIL COMMUNICATIONS INC.)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1296G108 03/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Appropriation of Income and Dividend Mgmt For For For
of KRW 8,000 per Share
2 Elect Two Inside Directors and One Outside Mgmt For For For
Director
3 Appoint Internal Auditor Mgmt For For For
4 Approve Total Remuneration of Inside Mgmt For For For
Directors and Outside Directors
5 Authorize Board to Fix Remuneration of Mgmt For For For
Internal Statutory Auditors
CHINA COAL ENERGY COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1434L100 12/19/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Land Use Rights Leasing Framework Mgmt For For For
Agreement and Related Annual Caps
2 Approve Trademark License Framework Mgmt For For For
Agreement and Related Annual Caps
3 Approve Property Leasing Framework Agreement Mgmt For For For
and Related Annual Caps
4 Approve Coal Export and Sales Agency Mgmt For For For
Framework Agreement and Related Annual Caps
5 Approve Coal Supplies Framework Agreement Mgmt For For For
and Related Annual Caps
6 Approve Integrated Materials and Services Mgmt For For For
Mutual Provision Framework Agreement and
Related Annual Caps
7 Approve Revised Cap of the Amounts Paid for Mgmt For For For
the Provision of Construction Services from
China Goal Group
8 Approve Mine Construction, Mining Design and Mgmt For For For
General Contracting Service Framework
Agreement and Related Annual Caps
9 Approve Coal, Pertinent Products and Mgmt For For For
Services Provision Framework Agreement and
Related Annual Caps
10 Elect Wang An as Executive Director Mgmt For For For
CHINA COMMUNICATIONS SERVICES CORP. LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1436A102 06/09/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Consolidated Financial Statements, Mgmt For For For
Report of the Directors, Report of the
Supervisory Committee, and Report of the
International Auditors; and Authorize Board
to Fix the Company's 2009 Budget
2 Approve Profit Distribution Proposal and Mgmt For For For
Declare Final Dividend for the Year Ended
Dec. 31, 2008
3 Reappoint KPMG and KPMG Huazhen as Mgmt For For For
International and Domestic Auditors,
Respectively, and Authorize the Board to Fix
Their Remuneration
4 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
5 Approve Increase in Registered Capital to Mgmt For Against Against
Reflect the Issuance of Shares Without
Preemptive Rights and Reflect Such Increase
in the Articles of Association of the Company
CHINA COMMUNICATIONS SERVICES CORP. LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1436A102 11/14/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
4 Approve Supplemental Agreement With China Mgmt For For For
Telecommunications Corporation
CHINA CONSTRUCTION BANK CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1397N101 03/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Issuance of Subordinated Bonds in Mgmt For For For
the Aggregate Principal Amount Not Exceeding
RMB 80 Billion
2 Approve Resolution on Supplying Corporate Mgmt For For For
Communications to the Holders of H Shares By
Means of the Bank's Own Website
CHINA CONSTRUCTION BANK CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1397N101 06/11/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept 2008 Report of the Board of Directors Mgmt For For For
2 Accept 2008 Report of the Board of Mgmt For For For
Supervisors
3 Accept 2008 Final Financial Accounts Mgmt For For For
4 Approve 2009 Fixed Assets Investment Budget Mgmt For For For
5 Approve Profit Distribution Plan for the Mgmt For For For
Second Half of 2008
6 Approve 2008 Final Emoluments Distribution Mgmt For For For
Plan for Directors and Supervisors
7 Appoint Auditors Mgmt For For For
8 Elect Chen Zuofu as Executive Director Mgmt For For For
CHINA LIFE INSURANCE CO. LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1477R204 05/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Report of the Board of Directors Mgmt For For For
2 Accept Report of the Supervisory Committee Mgmt For For For
3 Accept Financial Statements and Statutory Mgmt For For For
Reports
4 Approve Profit Distribution and Cash Mgmt For For For
Dividend Distribution Plan for the Year
Ended Dec. 31, 2008
5 Approve Remuneration of Directors and Mgmt For For For
Supervisors
6 Reappoint PricewaterhouseCoopers Zhong Tian Mgmt For For For
Certified Public Accountants Co. Ltd. and
PricewaterhouseCoopers as PRC and
International Auditors, Respectfully, and
Authorize Board to Fix Their Remuneration
7 Elect Yang Chao as Executive Director Mgmt For For For
8 Elect Wan Feng as Executive Director Mgmt For For For
9 Elect Lin Dairen as Executive Director Mgmt For For For
10 Elect Liu Yingqi as Executive Director Mgmt For For For
11 Elect Miao Jianmin as Non-Executive Director Mgmt For For For
12 Elect Shi Guoqing as Non-Executive Director Mgmt For For For
13 Elect Zhuang Zuojin as Non-Executive Director Mgmt For For For
14 Elect Sun Shuyi as Independent Non-Executive Mgmt For For For
Director
15 Elect Ma Yongwei as Independent Mgmt For For For
Non-Executive Director
16 Elect Sun Changji as Independent Mgmt For For For
Non-Executive Director
17 Elect Bruce Douglas Moore as Independent Mgmt For For For
Non-Executive Director
18 Elect Xia Zhihua as Non-Employee Mgmt For For For
Representative Supervisor
19 Elect Shi Xiangming as Non-Employee Mgmt For For For
Representative Supervisor
20 Elect Tian Hui as Non-Employee Mgmt For For For
Representative Supervisor
21 Approve Renewal of Liability Insurance for Mgmt For Against Against
Directors and Senior Management Officers
22 Review Duty Report of Independent Directors Mgmt N/A N/A N/A
for the Year 2008
23 Review Status of Connected Transactions and Mgmt N/A N/A N/A
Execution of Connected Transaction
Management System of the Company for the
Year 2008
24 Amend Articles of Association Mgmt For For For
25 Amend Procedural Rules for Shareholders' Mgmt For For For
General Meetings
26 Amend Procedural Rules for Board of Mgmt For For For
Directors Meetings
27 Amend Procedural Rules for the Supervisory Mgmt For For For
Committee Meetings
28 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
CHINA LIFE INSURANCE CO. LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1477R204 10/27/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Miao Jianmin as Non-Executive Director Mgmt For For For
1.2 Elect Lin Dairen as Executive Director Mgmt For For For
1.3 Elect Liu Yingqi as Executive Director Mgmt For For For
2 Amend Articles of Association Mgmt For For For
CHINA MOBILE (HONG KONG) LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y14965100 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Final Dividend Mgmt For For For
3 Reelect Wang Jianzhou as Director Mgmt For For For
4 Reelect Zhang Chunjiang as Director Mgmt For For For
5 Reelect Sha Yuejia as Director Mgmt For For For
6 Reelect Liu Aili as Director Mgmt For For For
7 Reelect Xu Long as Director Mgmt For For For
8 Reelect Moses Cheng Mo Chi as Director Mgmt For Against Against
9 Reelect Nicholas Jonathan Read as Director Mgmt For For For
10 Reappoint KPMG as Auditors and Authorize Mgmt For For For
Board to Fix Their Remuneration
11 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
12 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
13 Authorize Reissuance of Repurchased Shares Mgmt For Against Against
CHINA RAILWAY CONSTRUCTION CORPORATION LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1508P110 06/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Report of Board of Directors Mgmt For For For
2 Accept Report of Supervisory Committee Mgmt For For For
3 Accept Financial Statements and Statutory Mgmt For For For
Reports
4 Approve Proposal for the Profits Distribution Mgmt For For For
5 Accept Annual Report and Its Summary Mgmt For For For
6 Approve Changes to the Use of H Share Mgmt For For For
Proceeds
7 Reappoint Ernst & Young and Ernst & Young Mgmt For For For
Hua Ming as External Auditors and Fix Their
Remuneration
8 Elect Zhao Guangfa as Executive Director Mgmt For For For
9 Elect Zhu Mingxian as Non-Executive Director Mgmt For For For
10 Approve Remuneration Policy of Directors and Mgmt For For For
Supervisors
11 Approve New Annual Basic Salaries for Mgmt For For For
Independent Directors
12 Approve Remuneration Packages for Directors Mgmt For For For
13 Amend Articles Re: Delivery of Corporate Mgmt For For For
Communications Through the Company's Website
and Changes in Cash Dividend Policy
14 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
CHINA RESOURCES POWER HOLDINGS COMPANY LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1503A100 06/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Final Dividend Mgmt For For For
3 Reelect Wang Shuai Ting as Director Mgmt For For For
4 Reelect Tang Cheng as Director Mgmt For For For
5 Reelect Zhang Shen Wen as Director Mgmt For For For
6 Reelect Jiang Wei as Director Mgmt For Against Against
7 Authorize Board to Fix Remuneration of Mgmt For For For
Directors
8 Reappoint Deloitte Touche Tohmatsu as Mgmt For For For
Auditors and Authorize Board to Fix Their
Remuneration
9 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
10 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
11 Authorize Reissuance of Repurchased Shares Mgmt For Against Against
CHINA RESOURCES POWER HOLDINGS COMPANY LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1503A100 07/02/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Acquisition by China Resources Power Mgmt For For For
Project Service Company Ltd. of 60 Percent
Equity Interest of China Resources Power
(Jiangsu) Investment Co. Ltd. From China
Resuorces Co. Ltd. at a Consideration of RMB
1.43 Billion
CHINA UNICOM LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1519S111 01/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Transfer Agreement Between China Mgmt For For For
United Network Communications Corp. Ltd. and
China United Telecommunications Corp. Ltd.
CHUNGHWA TELECOM CO. LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1613J108 06/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve 2008 Business Report and Financial Mgmt For For For
Statements
2 Approve 2008 Allocation of Income and Mgmt For For For
Dividends
3 Amend Articles of Association Mgmt For For For
4 Proposed Conversion of the Capital Surplus Mgmt For For For
into Capital Stock of the Company and
Issuance of New Shares
5 Proposed Capital Deduction and Issuance of Mgmt For For For
Cash Dividends
6 Amend Procedures Governing the Acquisition Mgmt For For For
or Disposal of Assets
7 Approve Amendment on the Procedures for Mgmt For For For
Loans to Other Parties
8 Approve Amendment on the Procedures for Mgmt For For For
Endorsement and Guarantee
CORPORACION GEO, S.A.B. DE C.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P3142C117 03/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Mexico
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Present Board's Report and Approve Mgmt For For For
Individual and Consolidated Financial
Statements and Statutory Reports for Fiscal
Year Ended Dec.31, 2008
2 Present CEO's Report Mgmt For For For
3 Present Audit Committee and Corporate Mgmt For For For
Practices (Governance) Committee's Special
Board Report
4 Approve Allocation of Income Mgmt For Abstain Against
5 Fix Maximum Amount for Share Repurchase Mgmt For For For
Reserve
6 Elect and/or Ratify Directors and Board Mgmt For Abstain Against
Secretary and Deputy Secretary
7 Elect Members to Audit Committee and Mgmt For Abstain Against
Corporate Practices (Governance) Committee;
Appoint Chairman of Each Committee
8 Approve Remuneration of Directors and Mgmt For Abstain Against
Secretaries, and Members of the Audit and
Corporate Practices Committees
9 Designate Inspector or Shareholder Mgmt For For For
Representative(s) of Minutes of Meeting
DATANG INTERNATIONAL POWER GENERATION CO. LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y20020106 03/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Provision of Guarantee for the Mgmt For Abstain Against
Financing of Fujian Datang International
Ningde Power Generation Co. Ltd.
2 Approve Provision of Guarantee for the Mgmt For Abstain Against
Financing of Zhejiang Datang Wushashan Power
Generation Co. Ltd.
3 Approve Provision of Guarantee for the Mgmt For Abstain Against
Financing of Shanxi Datang International
Yungang Thermal Power Co. Ltd.
4 Approve Provision of Guarantee for the Mgmt For Abstain Against
Financing of Hebei Datang International
Wangtan Power Generation Co. Ltd.
5 Approve Provision of Guarantee for the Mgmt For Abstain Against
Financing of Datang International (Hong
Kong) Ltd.
DATANG INTERNATIONAL POWER GENERATION CO. LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y20020106 06/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Report of Directors Mgmt For For For
2 Accept Report of Supervisory Committee Mgmt For For For
3 Accept Financial Statements Mgmt For For For
4 Approve Profit Distribution Proposal Mgmt For For For
5 Reappoint PricewaterhouseCoopers as Auditors Mgmt For For For
and Authorize the Board to Fix Their
Remuneration
6 Allow Electronic Distribution of Company Mgmt For For For
Communications
7 Amend Articles Re: Change of Office Address, Mgmt For For For
Change of Dividend Policy of Listed
Companies and Change of Means of Sending or
Supplying Corporate Communications
8 Approve the Extension of Mandate for the Mgmt For For For
Issuance of Medium-to-Short-Term Debentures
9 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
10 Approve Non-Public Issuance of A Shares (A Mgmt For For For
Share Issue)
11 Approve Type of Shares to be Issued and Par Mgmt For For For
Value for the A Share Issue
12 Approve Number of Shares to be Issued Under Mgmt For For For
the A Share Issue
13 Approve Method and Time of the A Share Issue Mgmt For For For
14 Approve Target Subscribers and Subscription Mgmt For For For
Method of the A Share Issue
15 Approve Place of Listing of the A Share Issue Mgmt For For For
16 Approve Issue Price and Method of Pricing of Mgmt For For For
the A Share Issue
17 Approve Use of Fundraising Proceeds from the Mgmt For For For
A Share Issue
18 Approve Arrangement for the Accumulated Mgmt For For For
Profits Prior to the Current Issue Under the
A Share Issue
19 Approve Arrangement for the Lock-Up Period Mgmt For For For
of the A Share Issue
20 Approve the Effective Period for the Mgmt For For For
Resolution on the Current A Share Issue
21 Authorize Board to Conduct All Matters in Mgmt For For For
Relation to the A Share Issue
22 Approve Feasibility Analysis Report on the Mgmt For For For
Use of Fund Raising Proceeds from the A
Share Issue
23 Approve Plan Relating to the A Share Issue Mgmt For For For
24 Approve Report on the Previous Use of Fund Mgmt For Abstain Against
Raising Proceeds
DATANG INTERNATIONAL POWER GENERATION CO. LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y20020106 11/11/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Provision of Guarantee for the Mgmt For For For
Financing of Jiangxi Datang International
Xinyu Power Generation Co. Ltd.
2 Approve Contribution to Construct 300 MW Mgmt For For For
Coal-Fired Heat Supply and Power Generation
Units at Fengrun Thermal Power Project Phase
1
3 Approve Change in the Registered Capital of Mgmt For For For
the Company from RMB 11.7 Billion to RMB
11.8 Billion
DECCAN CHRONICLE HOLDINGS LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y2026H119 01/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amend Articles of Association Re: Share Buy Mgmt For For For
Back Authority
2 Authorize Share Buy Back Program Mgmt For For For
3 Approve B.S.R. and Co. as Joint Statutory Mgmt For For For
Auditors and Authorize Board to Fix Their
Remuneration
DECCAN CHRONICLE HOLDINGS LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y2026H119 09/30/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Final Dividend of INR 2.00 Per Share Mgmt For For For
and Confirm Interim Dividend of INR 1.00 Per
Share
3 Reappoint M.S. Reddy as Director Mgmt For For For
4 Approve C.B. Mouli & Associates as Auditors Mgmt For For For
and Authorize Board to Fix Their Remuneration
5 Appoint K. Premnarayen as Director Mgmt For For For
DESARROLLADORA HOMEX, S.A.B. DE C.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 25030W100 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Mexico
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 DISCUSSION AND APPROVAL OF THE REPORTS TO BE Mgmt For Abstain Against
PRESENTED BY THE BOARD OF DIRECTORS,
PURSUANT TO ARTICLE 28,SECTION IV OF THE
MEXICAN SECURITIES MARKET LAW, INCLUDING THE
FINANCIAL STATEMENTS CORRESPONDING TO THE
YEAR ENDED ON DECEMBER 31, 2008.
2 RESOLUTION ON THE ALLOCATION OF PROFITS Mgmt For Abstain Against
OBTAINED IN SUCH FISCALYEAR, AS PER THE
PROPOSAL OF THE BOARD OF DIRECTORS.
3 DISCUSSION AND APPROVAL, AS THE CASE MAY BE, Mgmt For Abstain Against
OF THE MAXIMUM AMOUNT OF RESOURCES THAT MAY
BE ALLOCATED FOR STOCK REPURCHASE,AS PER THE
PROPOSAL OF THE BOARD OF DIRECTORS.
4 APPOINTMENT OR RATIFICATION, AS THE CASE MAY Mgmt For For For
BE, OF THE MEMBERS OF THE BOARD OF DIRECTORS
AND SECRETARY, AND DETERMINATION OFTHEIR
COMPENSATION, AS PER THE PROPOSAL OF THE
GOVERNANCE ANDCOMPENSATION COMMITTEE.
5 APPOINTMENT OR RATIFICATION OF THE CHAIRMAN Mgmt For For For
OF THE AUDIT COMMITTEE AND OF THE CORPORATE
GOVERNANCE COMMITTEE AND, IF APPROPRIATE,
APPOINTMENT OF THE OTHER MEMBERS OF SUCH
COMMITTEES AND OF THE EXECUTIVE COMMITTEE
6 DESIGNATION OF SPECIAL DELEGATES WHO WILL Mgmt For For For
FORMALIZE AND EXECUTE THE RESOLUTIONS
ADOPTED AT THIS MEETING.
DIGI.COM BERHAD (FORMERLY DIGI SWISSCOM)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y2070F100 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Malaysia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for the Financial Year Ended Dec.
31, 2008
2 Approve Final Dividend of MYR 0.53 Per Share Mgmt For For For
for the Financial Year Ended Dec. 31, 2008
3 Elect Leo Moggie as Director Mgmt For For For
4 Elect Sigve Brekke as Director Mgmt For For For
5 Approve Ernst & Young as Auditors and Mgmt For For For
Authorize Board to Fix Their Remuneration
6 Approve Implementation of Shareholders' Mgmt For For For
Mandate for Recurrent Related Party
Transactions with Telenor ASA
DONGFENG MOTOR GROUP COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y21042109 04/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Connected Transaction with a Related Mgmt For For For
Party and Related Caps
2 Authorize Board to Apply and Issue the Bonds Mgmt For For For
DONGFENG MOTOR GROUP COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y21042109 06/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Report of the Board of Directors Mgmt For For For
2 Accept Report of the Supervisory Committee Mgmt For For For
3 Accept Financial Statements and Statutory Mgmt For For For
Reports
4 Approve Profit Distribution Plan and Mgmt For For For
Distribution of Final Dividend
5 Authorize Board to Deal with All Issues in Mgmt For For For
Relation to Distribution of Interim Dividend
6 Reappoint Ernst & Young as the International Mgmt For For For
Auditors and Ernst & Young Hua Ming as the
PRC Auditors and Authorize Board to Fix
Their Remuneration
7 Authorize the Board to Fix Remuneration of Mgmt For For For
Directors and Supervisors
8 Authorize Qiao Yang to Deal With the Mgmt For Against Against
Provision of Guarantee for the Bank Loans
With a Cap Not Exceeding RMB 30 Million Each
9 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
FIRST FINANCIAL HOLDING CO. LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y2518F100 05/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve 2008 Business Operations Report and Mgmt For For For
Financial Statements
2 Approve 2008 Allocation of Income and Mgmt For For For
Dividends
3 Approve 2008 Capitalization of Dividends Mgmt For For For
4 Elect Directors and Supervisors (Bundled) Mgmt For Abstain Against
5 Transact Other Business (Non-Voting) Mgmt N/A N/A N/A
FUBON FINANCIAL HOLDING CO. LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y26528102 06/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve 2008 Business Operations Report and Mgmt For For For
Financial Statements
2 Approve 2008 Allocation of Income and Mgmt For For For
Dividends
3 Approve the Company's Long-term Capital Fund Mgmt For For For
Raising Plans and Authorize the Board of
Directors to Take Appropriate Measures at
the Appropriate Time to Proceed
4 Amend Procedures Governing the Acquisition Mgmt For For For
or Disposal of Assets
5 Elect Chen, Kok-Choo, ID No. A210358712 as Mgmt For For For
an Independent Director
6 Approve Release of Restrictions on Mgmt For For For
Competitive Activities of Directors
GAZPROM OAO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 368287207 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Russia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval Of The Annual Report Of The Company. Mgmt For For For
2 Approval Of The Annual Accounting Mgmt For For For
Statements, Including The Profit And Loss
Reports Of The Company.
3 Approval Of The Distribution Of Profit Of Mgmt For For For
The Company Based On The Results Of 2008.
4 Regarding The Amount Of, Time For And Form Mgmt For For For
Of Payment Of Dividends Based On The Results
Of 2008.
5 Approval Of The External Auditor Of The Mgmt For For For
Company.
6 Regarding The Remuneration Of Members Of The Mgmt For Against Against
Board Of Directors And Audit Commission Of
The Company.
7.1 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprombank Re: Loan Agreements
7.2 Approve Related-Party Transactions with OAO Mgmt For For For
Sberbank Re: Loan Agreements
7.3 Approve Related-Party Transactions with OAO Mgmt For For For
VTB Bank Re: Loan Agreements
7.4 Approve Related-Party Transactions with Mgmt For For For
State Corporation Vnesheconombank Re: Loan
Agreements
7.5 Approve Related-Party Transactions with OAO Mgmt For For For
Rosselkhozbank Re: Loan Agreements
7.6 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprombank Re: Loan Facility Agreements
7.7 Approve Related-Party Transactions with OAO Mgmt For For For
Sberbank Re: Loan Facility Agreements
7.8 Approve Related-Party Transactions with ZAO Mgmt For For For
Gazenergoprombank Re: Loan Facility
Agreements
7.9 Approve Related-Party Transactions with OAO Mgmt For For For
VTB Bank Re: Loan Facility Agreements
7.10 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprombank Re: Agreements on Transfer of
Credit Funds
7.11 Approve Related-Party Transactions with OAO Mgmt For For For
Sberbank Re: Agreements on Transfer of
Credit Funds
7.12 Approve Related-Party Transactions with ZAO Mgmt For For For
Gazenergoprombank Re: Agreements on Transfer
of Credit Funds
7.13 Approve Related-Party Transactions with OAO Mgmt For For For
VTB Bank Re: Agreements on Transfer of
Credit Funds
7.14 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprombank Re: Agreements on Using
Electronic Payments System
7.15 Approve Related-Party Transactions with OAO Mgmt For For For
Sberbank Re: Agreements on Using Electronic
Payments System
7.16 Approve Related-Party Transactions with ZAO Mgmt For For For
Gazenergoprombank Re: Agreements on Using
Electronic Payments System
7.17 Approve Related-Party Transactions with OAO Mgmt For For For
VTB Bank Re: Agreements on Using Electronic
Payments System
7.18 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprombank Re: Agreements on Foreign
Currency Purchase
7.19 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprombank Re: Agreement on Guarantees to
Tax Authorities
7.20 Approve Related-Party Transactions with OAO Mgmt For For For
Sberbank Re: Agreement on Guarantees to Tax
Authorities
7.21 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprombank Re: Agreement on Guarantees to
Tax Authorities
7.22 Approve Related-Party Transaction with Nord Mgmt For For For
Stream AG Re: Gas Transportation Agreement
7.23 Approve Related-Party Transaction with OAO Mgmt For For For
Gazprombank Re: Loan Agreement in Favor of
AK Uztransgaz for Gas Transportation Across
Uzbekistan
7.24 Approve Related-Party Transactions with OAO Mgmt For For For
Beltransgaz Re: Agreement on Temporary
Possession and Use of Facilities of
Yamal-Europe Trunk Gas Pipeline
7.25 Approve Related-Party Transactions with OAO Mgmt For For For
Gazpromregiongaz Re: Agreement on Temporary
Possession and Use of Property Complex of
Gas Distribution System
7.26 Approve Related-Party Transactions with ZAO Mgmt For For For
Gazprom Neft Orenburg Re: Agreement on
Temporary Possession and Use of Wells and
Well Equipment
7.27 Approve Related-Party Transactions with OAO Mgmt For For For
Gazpromtrubinvest Re: Agreement on Temporary
Possession and Use of Facilities
7.28 Approve Related-Party Transactions with OAO Mgmt For For For
Lazurnaya Re: Agreement on Temporary
Possession and Use of Property of Lazurnaya
Peak Hotel Complex
7.29 Approve Related-Party Transactions with DOAO Mgmt For For For
Tsentrenergogaz Re: Agreement on Temporary
Possession and Use of Building and Equipment
7.30 Approve Related-Party Transactions with OOO Mgmt For For For
Gazpromtrans Re: Agreement on Temporary
Possession and Use of Facilities of
Surgutsky Condensate Stabilization Plant
7.31 Approve Related-Party Transactions with OOO Mgmt For For For
Gazpromtrans Re: Agreement on Temporary
Possession and Use of Methanol Tank Cars
7.32 Approve Related-Party Transactions with OAO Mgmt For For For
Tsentrgaz Re: Agreement on Temporary
Possession and Use of Preventative Clinic
Facilities
7.33 Approve Related-Party Transactions with OAO Mgmt For For For
Druzhba Re: Agreement on Temporary
Possession and Use of Facilities of Druzhba
Vacation Center
7.34 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Promgaz Re: Agreement on Temporary
Possession and Use of Gas-Using Equipment
7.35 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprombank Re: Agreement on Temporary
Possession and Use of Non-Residential
Premises
7.36 Approve Related-Party Transactions with OAO Mgmt For For For
Salavatnefteorgsintez Re: Agreement on
Temporary Possession and Use of Gas Pipeline
7.37 Approve Related-Party Transactions with OAO Mgmt For For For
Vostokgazprom Re: Agreement on Temporary
Possession and Use of Special Installation
7.38 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Export Re: Agreement on Temporary
Possession and Use of Special Installation
7.39 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Neft Re: Agreement on Temporary
Possession and Use of Special Installation
7.40 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Space Systems Re: Agreement on
Temporary Possession and Use of ERP System
7.41 Approve Related-Party Transactions with ZAO Mgmt For For For
Yamalgazinvest Re: Agreement on Temporary
Possession and Use of ERP System
7.42 Approve Related-Party Transactions with ZAO Mgmt For For For
Gaztelecom Re: Agreement on Temporary
Possession and Use of Communication
Facilities
7.43 Approve Related-Party Transactions with OOO Mgmt For For For
TsentrCaspneftegaz Re: Agreement on
Extension of Loans
7.44 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprombank Re: Guarantee Agreements to
Customs Authorities
7.45 Approve Related-Party Transactions with OOO Mgmt For For For
Mezhregiongaz Re: Agreement on Delivery of
Gas
7.46 Approve Related-Party Transactions with OOO Mgmt For For For
Mezhregiongaz Re: Agreement on Sale of Gas
7.47 Approve Related-Party Transactions with OOO Mgmt For For For
Mezhregiongaz Re: Agreement on Accepting Gas
Purchased from Independent Entities
7.48 Approve Related-Party Transactions with OOO Mgmt For For For
Gazprom Export Re: Agreement on Sale of
Liquid Hydrocarbons
7.49 Approve Related-Party Transactions OOO Mgmt For For For
Mezhregiongaz Re: Agreement on Gas Storage
7.50 Approve Related-Party Transactions with ZAO Mgmt For For For
Northgas Re: Agreement on Delivery of Gas
7.51 Approve Related-Party Transactions with OAO Mgmt For For For
Severneftegazprom Re: Agreement on Delivery
of Gas
7.52 Approve Related-Party Transactions with ZAO Mgmt For For For
Gazprom Neft Orenburg Re: Agreement on
Delivery of Gas
7.53 Approve Related-Party Transactions with OAO Mgmt For For For
SIBUR Holding Re: Agreement on Delivery of
Gas
7.54 Approve Related-Party Transactions with OAO Mgmt For For For
SIBUR Holding Re: Agreement on Purchase of
Ethane Fraction
7.55 Approve Related-Party Transactions with OAO Mgmt For For For
SIBUR Holding Re: Agreement on Processing of
Ethane Fraction
7.56 Approve Related-Party Transactions with OAO Mgmt For For For
SIBUR Holding Re: Agreement on
Transportation of Gas
7.57 Approve Related-Party Transactions with OAO Mgmt For For For
Tomskgazprom Re: Agreement on Transportation
of Gas
7.58 Approve Related-Party Transactions with OO Mgmt For For For
Mezhregiongaz Re: Agreement on
Transportation of Gas
7.59 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Neft Re: Agreement on Transportation
of Gas
7.60 Approve Related-Party Transactions with OAO Mgmt For For For
NOVATEK Re: Agreement on Transportation of
Gas
7.61 Approve Related-Party Transactions with OAO Mgmt For For For
NOVATEK Re: Agreement on Arranging of
Injection and Storage of Gas
7.62 Approve Related-Party Transactions with a/s Mgmt For For For
Latvijas Gaze Re: Agreement on Purchase of
Gas
7.63 Approve Related-Party Transactions with AB Mgmt For For For
Lietuvos Dujos Re: Agreement on Purchase of
Gas
7.64 Approve Related-Party Transactions with UAB Mgmt For For For
Kauno Termofikacijos Elektrine Re: Agreement
on Purchase of Gas
7.65 Approve Related-Party Transactions with Mgmt For For For
MoldovaGaz SA Re: Agreement on Purchase of
Gas
7.66 Approve Related-Party Transactions with Mgmt For For For
MoldovaGaz SA Re: Agreement on
Transportation of Gas
7.67 Approve Related-Party Transactions with Mgmt For For For
KazRosGaz LLP Re: Agreement on Sale of Gas
7.68 Approve Related-Party Transactions with Mgmt For For For
KazRosGaz LLP Re: Agreement on
Transportation of Gas
7.69 Approve Related-Party Transactions with OAO Mgmt For For For
Beltransgaz Re: Agreement on Purchase of Gas
7.70 Approve Related-Party Transactions with OOO Mgmt For For For
Gazpromtrans Re: Agreement on Start-Up and
Commissioning Work
7.71 Approve Related-Party Transactions with ZAO Mgmt For For For
Gazprom Invest Yug Re: Agreement on Start-Up
and Commissioning Work
7.72 Approve Related-Party Transactions with ZAO Mgmt For For For
Yamalgazinvest Re: Agreement on Start-Up and
Commissioning Work
7.73 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Space Systems Re: Agreement on
Investment Projects
7.74 Approve Related-Party Transactions with ZAO Mgmt For For For
Yamalgazinvest Re: Agreement on Investment
Projects
7.75 Approve Related-Party Transactions with ZAO Mgmt For For For
Gazprom Neft Orenburg Re: Agreement on
Investment Projects
7.76 Approve Related-Party Transactions with ZAO Mgmt For For For
Gazprom Invest Yug Re: Agreement on
Investment Projects
7.77 Approve Related-Party Transactions with OOO Mgmt For For For
Gazpromtrans Re: Agreement on Investment
Projects
7.78 Approve Related-Party Transactions with ZAO Mgmt For For For
Gaztelecom Re: Agreement on Investment
Projects
7.79 Approve Related-Party Transactions with ZAO Mgmt For For For
Federal Research and Production Center
NefteGazAeroCosmos Re: Agreement on
Investment Projects
7.80 Approve Related-Party Transactions with OAO Mgmt For For For
Sogaz Re: Agreement on Property Insurance
7.81 Approve Related-Party Transactions with OAO Mgmt For For For
Sogaz Re: Agreement on Life and Individual
Property Insurance
7.82 Approve Related-Party Transactions with OAO Mgmt For For For
Sogaz Re: Agreement on Insurance of
Gazprom's Employees
7.83 Approve Related-Party Transactions with OAO Mgmt For For For
Sogaz Re: Agreement on Provision of Medical
Services to Gazprom's Employees and Their
Families
7.84 Approve Related-Party Transactions with OAO Mgmt For For For
Sogaz Re: Agreement on Insurance of
Employees of OAO Gazprom Avtopredpriyatie
7.85 Approve Related-Party Transactions with OAO Mgmt For For For
Sogaz Re: Agreement on Insurance of Property
of Third Persons Representing OAO Gazprom
7.86 Approve Related-Party Transactions with OAO Mgmt For For For
Sogaz Re: Agreement on Insurance of
Transportation Vehicles
7.87 Approve Related-Party Transactions with OAO Mgmt For For For
Sogaz Re: Agreement on Insurance to Board of
Directors and Management Board
7.88 Approve Related-Party Transactions Re: Mgmt For For For
Agreeement on Arranging Stocktaking of
Property
7.89 Approve Related-Party Transactions with DOAO Mgmt For For For
Tsentrenergogaz Re: Agreement on Research
Work for OAO Gazprom
7.90 Approve Related-Party Transactions with OAO Mgmt For For For
Gazavtomatika Re: Agreement on Research Work
for OAO Gazprom
7.91 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Promgaz Re: Agreement on Research
Work for OAO Gazprom
7.92 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Promgaz Re: Agreement on Research
Work for OAO Gazprom
7.93 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Promgaz Re: Agreement on Research
Work for OAO Gazprom
7.94 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Promgaz Re: Agreement on Research
Work for OAO Gazprom
7.95 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Promgaz Re: Agreement on Research
Work for OAO Gazprom
7.96 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Promgaz Re: Agreement on Research
Work for OAO Gazprom
7.97 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Promgaz Re: Agreement on Research
Work for OAO Gazprom
7.98 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Promgaz Re: Agreement on Research
Work for OAO Gazprom
7.99 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Promgaz Re: Agreement on Research
Work for OAO Gazprom
7.100 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Promgaz and OAO Gazavtomatika Re:
Agreements on Implementation of Programs for
Scientific and Technical Cooperation
7.101 Approve Related-Party Transactions Re: Mgmt For For For
Agreement on Using OAO Gazprom's Trademarks
8.1 Elect Andrey Akimov as Director Mgmt N/A Against N/A
8.2 Elect Aleksandr Ananenkov as Director Mgmt For Against Against
8.3 Elect Burckhard Bergmann as Director Mgmt N/A Against N/A
8.4 Elect Farit Gazizullin as Director Mgmt N/A Against N/A
8.5 Elect Vladimir Gusakov as Director Mgmt N/A Against N/A
8.6 Elect Viktor Zubkov as Director Mgmt N/A Against N/A
8.7 Elect Yelena Karpel as Director Mgmt For Against Against
8.8 Elect Aleksey Makarov as Director Mgmt N/A Against N/A
8.9 Elect Aleksey Miller as Director Mgmt For Against Against
8.10 Elect Valery Musin as Director Mgmt N/A For N/A
8.11 Elect Elvira Nabiullina as Director Mgmt N/A Against N/A
8.12 Elect Viktor Nikolayev as Director Mgmt N/A Against N/A
8.13 Elect Yury Petrov as Director Mgmt N/A Against N/A
8.14 Elect Mikhail Sereda as Director Mgmt For Against Against
8.15 Elect Robert Foresman as Director Mgmt N/A Against N/A
8.16 Elect Vladimir Fortov as Director Mgmt N/A Against N/A
8.17 Elect Sergey Shmatko as Director Mgmt N/A Against N/A
8.18 Elect Igor Yusufov as Director Mgmt N/A Against N/A
9.1 Elect Dmitry Arkhipov as Member of Audit Mgmt For For For
Commission
9.2 Elect Vadim Bikulov as Member of Audit Mgmt For For For
Commission
9.3 Elect Rafael Ishutin as Member of Audit Mgmt For For For
Commission
9.4 Elect Andrey Kobzev as Member of Audit Mgmt For For For
Commission
9.5 Elect Nina Lobanova as Member of Audit Mgmt For For For
Commission
9.6 Elect Svetlana Mikhaylova as Member of Audit Mgmt For For For
Commission
9.7 Elect Yury Nosov as Member of Audit Mgmt For Against Against
Commission
9.8 Elect Sergey Ozerov as Member of Audit Mgmt For Against Against
Commission
9.9 Elect Mariya Tikhonova as Member of Audit Mgmt For Against Against
Commission
9.10 Elect Olga Tulinova as Member of Audit Mgmt For Against Against
Commission
9.11 Elect Yury Shubin as Member of Audit Mgmt For Against Against
Commission
GAZPROM OAO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 368287207 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Russia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve The Annual Report Of Oao Gazprom For Mgmt For For For
2008
2 Approve The Annual Accounting Statements, Mgmt For For For
Including The Profit and Loss Report Of The
Company Based On The Results Of 2008
3 Approve The Distribution Of Profit Of The Mgmt For For For
Company Based On The Results Of 2008
4 Approve The Amount Of, Time For And Form Of Mgmt For For For
Payment Of Annual Dividends On The Company's
Shares That Have Been Proposed By The Board
Of Directors Of The Company
5 Approve Closed Joint Stock Company Mgmt For For For
PricewaterhouseCoopers Audit as The
Company's External Auditor
6 Pay Remuneration To Members Of The Board Of Mgmt For Against Against
Directors And Audit Commission Of The
Company In The Amounts Recommended By The
Board Of Directors Of The Company
7 Approve Related-Party Transaction Mgmt For For For
8 Approve Related-Party Transaction Mgmt For For For
9 Approve Related-Party Transaction Mgmt For For For
10 Elect Arkhipov Dmitry Alexandrovich To The Mgmt For For For
Audit Commission of OAO Gazprom
11 Elect Bikulov Vadim Kasymovich To The Audit Mgmt For For For
Commission of OAO Gazprom
12 Elect Ishutin Rafael Vladimirovich To The Mgmt For For For
Audit Commission of OAO Gazprom
13 Elect Kobzev Andrey Nikolaevich To The Audit Mgmt For For For
Commission of OAO Gazprom
14 Elect Lobanova Nina Vladislavovna To The Mgmt For For For
Audit Commission of OAO Gazprom
15 Elect Mikhailova Svetlana Sergeevna To The Mgmt For For For
Audit Commission of OAO Gazprom
16 Elect Nosov Yury Stanislavovich To The Audit Mgmt For Against Against
Commission of OAO Gazprom
17 Elect Ozerov Sergey Mikhailovich To The Mgmt For Against Against
Audit Commission of OAO Gazprom
18 Elect Tikhonova Mariya Gennadievna To The Mgmt For Against Against
Audit Commission of OAO Gazprom
19 Elect Tulinova Olga Alexandrovna To The Mgmt For Against Against
Audit Commission of OAO Gazprom
20 Elect Shubin Yury Ivanovich To The Audit Mgmt For Against Against
Commission of OAO Gazprom
GAZPROM OAO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 368287207 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Russia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval Of The Annual Report Of The Company. Mgmt For For For
2 Approval Of The Annual Accounting Mgmt For For For
Statements, Including The Profit And Loss
Reports Of The Company.
3 Approval Of The Distribution Of Profit Of Mgmt For For For
The Company Based On The Results Of 2008.
4 Regarding The Amount Of, Time For And Form Mgmt For For For
Of Payment Of Dividends Based On The Results
Of 2008.
5 Approval Of The External Auditor Of The Mgmt For For For
Company.
6 Regarding The Remuneration Of Members Of The Mgmt For Against Against
Board Of Directors And Audit Commission Of
The Company.
7.1 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprombank Re: Loan Agreements
7.2 Approve Related-Party Transactions with OAO Mgmt For For For
Sberbank Re: Loan Agreements
7.3 Approve Related-Party Transactions with OAO Mgmt For For For
VTB Bank Re: Loan Agreements
7.4 Approve Related-Party Transactions with Mgmt For For For
State Corporation Vnesheconombank Re: Loan
Agreements
7.5 Approve Related-Party Transactions with OAO Mgmt For For For
Rosselkhozbank Re: Loan Agreements
7.6 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprombank Re: Loan Facility Agreements
7.7 Approve Related-Party Transactions with OAO Mgmt For For For
Sberbank Re: Loan Facility Agreements
7.8 Approve Related-Party Transactions with ZAO Mgmt For For For
Gazenergoprombank Re: Loan Facility
Agreements
7.9 Approve Related-Party Transactions with OAO Mgmt For For For
VTB Bank Re: Loan Facility Agreements
7.10 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprombank Re: Agreements on Transfer of
Credit Funds
7.11 Approve Related-Party Transactions with OAO Mgmt For For For
Sberbank Re: Agreements on Transfer of
Credit Funds
7.12 Approve Related-Party Transactions with ZAO Mgmt For For For
Gazenergoprombank Re: Agreements on Transfer
of Credit Funds
7.13 Approve Related-Party Transactions with OAO Mgmt For For For
VTB Bank Re: Agreements on Transfer of
Credit Funds
7.14 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprombank Re: Agreements on Using
Electronic Payments System
7.15 Approve Related-Party Transactions with OAO Mgmt For For For
Sberbank Re: Agreements on Using Electronic
Payments System
7.16 Approve Related-Party Transactions with ZAO Mgmt For For For
Gazenergoprombank Re: Agreements on Using
Electronic Payments System
7.17 Approve Related-Party Transactions with OAO Mgmt For For For
VTB Bank Re: Agreements on Using Electronic
Payments System
7.18 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprombank Re: Agreements on Foreign
Currency Purchase
7.19 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprombank Re: Agreement on Guarantees to
Tax Authorities
7.20 Approve Related-Party Transactions with OAO Mgmt For For For
Sberbank Re: Agreement on Guarantees to Tax
Authorities
7.21 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprombank Re: Agreement on Guarantees to
Tax Authorities
7.22 Approve Related-Party Transaction with Nord Mgmt For For For
Stream AG Re: Gas Transportation Agreement
7.23 Approve Related-Party Transaction with OAO Mgmt For For For
Gazprombank Re: Loan Agreement in Favor of
AK Uztransgaz for Gas Transportation Across
Uzbekistan
7.24 Approve Related-Party Transactions with OAO Mgmt For For For
Beltransgaz Re: Agreement on Temporary
Possession and Use of Facilities of
Yamal-Europe Trunk Gas Pipeline
7.25 Approve Related-Party Transactions with OAO Mgmt For For For
Gazpromregiongaz Re: Agreement on Temporary
Possession and Use of Property Complex of
Gas Distribution System
7.26 Approve Related-Party Transactions with ZAO Mgmt For For For
Gazprom Neft Orenburg Re: Agreement on
Temporary Possession and Use of Wells and
Well Equipment
7.27 Approve Related-Party Transactions with OAO Mgmt For For For
Gazpromtrubinvest Re: Agreement on Temporary
Possession and Use of Facilities
7.28 Approve Related-Party Transactions with OAO Mgmt For For For
Lazurnaya Re: Agreement on Temporary
Possession and Use of Property of Lazurnaya
Peak Hotel Complex
7.29 Approve Related-Party Transactions with DOAO Mgmt For For For
Tsentrenergogaz Re: Agreement on Temporary
Possession and Use of Building and Equipment
7.30 Approve Related-Party Transactions with OOO Mgmt For For For
Gazpromtrans Re: Agreement on Temporary
Possession and Use of Facilities of
Surgutsky Condensate Stabilization Plant
7.31 Approve Related-Party Transactions with OOO Mgmt For For For
Gazpromtrans Re: Agreement on Temporary
Possession and Use of Methanol Tank Cars
7.32 Approve Related-Party Transactions with OAO Mgmt For For For
Tsentrgaz Re: Agreement on Temporary
Possession and Use of Preventative Clinic
Facilities
7.33 Approve Related-Party Transactions with OAO Mgmt For For For
Druzhba Re: Agreement on Temporary
Possession and Use of Facilities of Druzhba
Vacation Center
7.34 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Promgaz Re: Agreement on Temporary
Possession and Use of Gas-Using Equipment
7.35 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprombank Re: Agreement on Temporary
Possession and Use of Non-Residential
Premises
7.36 Approve Related-Party Transactions with OAO Mgmt For For For
Salavatnefteorgsintez Re: Agreement on
Temporary Possession and Use of Gas Pipeline
7.37 Approve Related-Party Transactions with OAO Mgmt For For For
Vostokgazprom Re: Agreement on Temporary
Possession and Use of Special Installation
7.38 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Export Re: Agreement on Temporary
Possession and Use of Special Installation
7.39 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Neft Re: Agreement on Temporary
Possession and Use of Special Installation
7.40 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Space Systems Re: Agreement on
Temporary Possession and Use of ERP System
7.41 Approve Related-Party Transactions with ZAO Mgmt For For For
Yamalgazinvest Re: Agreement on Temporary
Possession and Use of ERP System
7.42 Approve Related-Party Transactions with ZAO Mgmt For For For
Gaztelecom Re: Agreement on Temporary
Possession and Use of Communication
Facilities
7.43 Approve Related-Party Transactions with OOO Mgmt For For For
TsentrCaspneftegaz Re: Agreement on
Extension of Loans
7.44 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprombank Re: Guarantee Agreements to
Customs Authorities
7.45 Approve Related-Party Transactions with OOO Mgmt For For For
Mezhregiongaz Re: Agreement on Delivery of
Gas
7.46 Approve Related-Party Transactions with OOO Mgmt For For For
Mezhregiongaz Re: Agreement on Sale of Gas
7.47 Approve Related-Party Transactions with OOO Mgmt For For For
Mezhregiongaz Re: Agreement on Accepting Gas
Purchased from Independent Entities
7.48 Approve Related-Party Transactions with OOO Mgmt For For For
Gazprom Export Re: Agreement on Sale of
Liquid Hydrocarbons
7.49 Approve Related-Party Transactions OOO Mgmt For For For
Mezhregiongaz Re: Agreement on Gas Storage
7.50 Approve Related-Party Transactions with ZAO Mgmt For For For
Northgas Re: Agreement on Delivery of Gas
7.51 Approve Related-Party Transactions with OAO Mgmt For For For
Severneftegazprom Re: Agreement on Delivery
of Gas
7.52 Approve Related-Party Transactions with ZAO Mgmt For For For
Gazprom Neft Orenburg Re: Agreement on
Delivery of Gas
7.53 Approve Related-Party Transactions with OAO Mgmt For For For
SIBUR Holding Re: Agreement on Delivery of
Gas
7.54 Approve Related-Party Transactions with OAO Mgmt For For For
SIBUR Holding Re: Agreement on Purchase of
Ethane Fraction
7.55 Approve Related-Party Transactions with OAO Mgmt For For For
SIBUR Holding Re: Agreement on Processing of
Ethane Fraction
7.56 Approve Related-Party Transactions with OAO Mgmt For For For
SIBUR Holding Re: Agreement on
Transportation of Gas
7.57 Approve Related-Party Transactions with OAO Mgmt For For For
Tomskgazprom Re: Agreement on Transportation
of Gas
7.58 Approve Related-Party Transactions with OO Mgmt For For For
Mezhregiongaz Re: Agreement on
Transportation of Gas
7.59 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Neft Re: Agreement on Transportation
of Gas
7.60 Approve Related-Party Transactions with OAO Mgmt For For For
NOVATEK Re: Agreement on Transportation of
Gas
7.61 Approve Related-Party Transactions with OAO Mgmt For For For
NOVATEK Re: Agreement on Arranging of
Injection and Storage of Gas
7.62 Approve Related-Party Transactions with a/s Mgmt For For For
Latvijas Gaze Re: Agreement on Purchase of
Gas
7.63 Approve Related-Party Transactions with AB Mgmt For For For
Lietuvos Dujos Re: Agreement on Purchase of
Gas
7.64 Approve Related-Party Transactions with UAB Mgmt For For For
Kauno Termofikacijos Elektrine Re: Agreement
on Purchase of Gas
7.65 Approve Related-Party Transactions with Mgmt For For For
MoldovaGaz SA Re: Agreement on Purchase of
Gas
7.66 Approve Related-Party Transactions with Mgmt For For For
MoldovaGaz SA Re: Agreement on
Transportation of Gas
7.67 Approve Related-Party Transactions with Mgmt For For For
KazRosGaz LLP Re: Agreement on Sale of Gas
7.68 Approve Related-Party Transactions with Mgmt For For For
KazRosGaz LLP Re: Agreement on
Transportation of Gas
7.69 Approve Related-Party Transactions with OAO Mgmt For For For
Beltransgaz Re: Agreement on Purchase of Gas
7.70 Approve Related-Party Transactions with OOO Mgmt For For For
Gazpromtrans Re: Agreement on Start-Up and
Commissioning Work
7.71 Approve Related-Party Transactions with ZAO Mgmt For For For
Gazprom Invest Yug Re: Agreement on Start-Up
and Commissioning Work
7.72 Approve Related-Party Transactions with ZAO Mgmt For For For
Yamalgazinvest Re: Agreement on Start-Up and
Commissioning Work
7.73 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Space Systems Re: Agreement on
Investment Projects
7.74 Approve Related-Party Transactions with ZAO Mgmt For For For
Yamalgazinvest Re: Agreement on Investment
Projects
7.75 Approve Related-Party Transactions with ZAO Mgmt For For For
Gazprom Neft Orenburg Re: Agreement on
Investment Projects
7.76 Approve Related-Party Transactions with ZAO Mgmt For For For
Gazprom Invest Yug Re: Agreement on
Investment Projects
7.77 Approve Related-Party Transactions with OOO Mgmt For For For
Gazpromtrans Re: Agreement on Investment
Projects
7.78 Approve Related-Party Transactions with ZAO Mgmt For For For
Gaztelecom Re: Agreement on Investment
Projects
7.79 Approve Related-Party Transactions with ZAO Mgmt For For For
Federal Research and Production Center
NefteGazAeroCosmos Re: Agreement on
Investment Projects
7.80 Approve Related-Party Transactions with OAO Mgmt For For For
Sogaz Re: Agreement on Property Insurance
7.81 Approve Related-Party Transactions with OAO Mgmt For For For
Sogaz Re: Agreement on Life and Individual
Property Insurance
7.82 Approve Related-Party Transactions with OAO Mgmt For For For
Sogaz Re: Agreement on Insurance of
Gazprom's Employees
7.83 Approve Related-Party Transactions with OAO Mgmt For For For
Sogaz Re: Agreement on Provision of Medical
Services to Gazprom's Employees and Their
Families
7.84 Approve Related-Party Transactions with OAO Mgmt For For For
Sogaz Re: Agreement on Insurance of
Employees of OAO Gazprom Avtopredpriyatie
7.85 Approve Related-Party Transactions with OAO Mgmt For For For
Sogaz Re: Agreement on Insurance of Property
of Third Persons Representing OAO Gazprom
7.86 Approve Related-Party Transactions with OAO Mgmt For For For
Sogaz Re: Agreement on Insurance of
Transportation Vehicles
7.87 Approve Related-Party Transactions with OAO Mgmt For For For
Sogaz Re: Agreement on Insurance to Board of
Directors and Management Board
7.88 Approve Related-Party Transactions Re: Mgmt For For For
Agreeement on Arranging Stocktaking of
Property
7.89 Approve Related-Party Transactions with DOAO Mgmt For For For
Tsentrenergogaz Re: Agreement on Research
Work for OAO Gazprom
7.90 Approve Related-Party Transactions with OAO Mgmt For For For
Gazavtomatika Re: Agreement on Research Work
for OAO Gazprom
7.91 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Promgaz Re: Agreement on Research
Work for OAO Gazprom
7.92 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Promgaz Re: Agreement on Research
Work for OAO Gazprom
7.93 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Promgaz Re: Agreement on Research
Work for OAO Gazprom
7.94 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Promgaz Re: Agreement on Research
Work for OAO Gazprom
7.95 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Promgaz Re: Agreement on Research
Work for OAO Gazprom
7.96 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Promgaz Re: Agreement on Research
Work for OAO Gazprom
7.97 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Promgaz Re: Agreement on Research
Work for OAO Gazprom
7.98 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Promgaz Re: Agreement on Research
Work for OAO Gazprom
7.99 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Promgaz Re: Agreement on Research
Work for OAO Gazprom
7.100 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Promgaz and OAO Gazavtomatika Re:
Agreements on Implementation of Programs for
Scientific and Technical Cooperation
7.101 Approve Related-Party Transactions Re: Mgmt For For For
Agreement on Using OAO Gazprom's Trademarks
8.1 Elect Andrey Akimov as Director Mgmt N/A Against N/A
8.2 Elect Aleksandr Ananenkov as Director Mgmt For Against Against
8.3 Elect Burckhard Bergmann as Director Mgmt N/A Against N/A
8.4 Elect Farit Gazizullin as Director Mgmt N/A Against N/A
8.5 Elect Vladimir Gusakov as Director Mgmt N/A Against N/A
8.6 Elect Viktor Zubkov as Director Mgmt N/A Against N/A
8.7 Elect Yelena Karpel as Director Mgmt For Against Against
8.8 Elect Aleksey Makarov as Director Mgmt N/A Against N/A
8.9 Elect Aleksey Miller as Director Mgmt For Against Against
8.10 Elect Valery Musin as Director Mgmt N/A For N/A
8.11 Elect Elvira Nabiullina as Director Mgmt N/A Against N/A
8.12 Elect Viktor Nikolayev as Director Mgmt N/A Against N/A
8.13 Elect Yury Petrov as Director Mgmt N/A Against N/A
8.14 Elect Mikhail Sereda as Director Mgmt For Against Against
8.15 Elect Robert Foresman as Director Mgmt N/A Against N/A
8.16 Elect Vladimir Fortov as Director Mgmt N/A Against N/A
8.17 Elect Sergey Shmatko as Director Mgmt N/A Against N/A
8.18 Elect Igor Yusufov as Director Mgmt N/A Against N/A
9.1 Elect Dmitry Arkhipov as Member of Audit Mgmt For For For
Commission
9.2 Elect Vadim Bikulov as Member of Audit Mgmt For For For
Commission
9.3 Elect Rafael Ishutin as Member of Audit Mgmt For For For
Commission
9.4 Elect Andrey Kobzev as Member of Audit Mgmt For For For
Commission
9.5 Elect Nina Lobanova as Member of Audit Mgmt For For For
Commission
9.6 Elect Svetlana Mikhaylova as Member of Audit Mgmt For For For
Commission
9.7 Elect Yury Nosov as Member of Audit Mgmt For Do Not Vote N/A
Commission
9.8 Elect Sergey Ozerov as Member of Audit Mgmt For Do Not Vote N/A
Commission
9.9 Elect Mariya Tikhonova as Member of Audit Mgmt For Do Not Vote N/A
Commission
9.10 Elect Olga Tulinova as Member of Audit Mgmt For Do Not Vote N/A
Commission
9.11 Elect Yury Shubin as Member of Audit Mgmt For Do Not Vote N/A
Commission
GLENMARK PHARMACEUTICALS LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y2711C144 09/26/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Interim Dividend of INR 0.70 Per Mgmt For For For
Share
3 Reappoint B.E. Saldanha as Director Mgmt For For For
4 Reappoint R.V. Desai as Director Mgmt For For For
5 Reappoint A.S Mohanty as Director Mgmt For For For
6 Approve Price Waterhouse as Auditors and Mgmt For For For
Authorize Board to Fix Their Remuneration
7 Approve Issuance of Equity or Equity-Linked Mgmt For For For
Securities without Preemptive Rights up to
an Aggregate Amount of $250 Million
GLENMARK PHARMACEUTICALS LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y2711C144 09/29/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Corporate Guarantee of up to INR 40 Mgmt For For For
Billion
2 Approve Increase in Borrowing Powers to INR Mgmt For For For
40 Billion
3 Approve Pledging of Assets for Debt Mgmt For For For
GOME ELECTRICAL APPLIANCES HOLDINGS LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G3978C124 06/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Reelect Wang Jun Zhou as Executive Director Mgmt For For For
3 Reelect Wei Qiu Li as Executive Director Mgmt For For For
4 Reelect Sun Qiang Chang as Non-Executive Mgmt For For For
Director
5 Reelect Mark Christopher Greaves as Mgmt For Against Against
Independent Non-Executive Director
6 Reelect Thomas Joseph Manning as Independent Mgmt For Against Against
Non-Executive Director
7 Authorize Board to Fix Remuneration of Mgmt For For For
Directors
8 Reappoint Ernst & Young as Auditors and Mgmt For For For
Authorize Board to Fix Their Remuneration
9 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
10 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
11 Authorize Reissuance of Repurchased Shares Mgmt For Against Against
12 Elect Sun Yi Ding as Executive Director Mgmt For For For
GRUPO FINANCIERO BANORTE S.A.B. DE C.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P49501201 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Mexico
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for Fiscal Year Ended Dec. 31, 2008
2 Approve Allocation of Income Mgmt For Abstain Against
3 Elect/Ratify Directors (Bundled); Verify Mgmt For Abstain Against
Independence of Board Members; Approve Their
Remuneration
4 Elect Chairman and Members of Audit and Mgmt For Abstain Against
Corporate Practices Committee; Approve Their
Remuneration
5 Present Report on Company's 2008 Share Mgmt For Abstain Against
Repurchase Program; Set Maximum Nominal
Amount of Share Repurchase Reserve for 2009
6 Approve Cancellation of Treasury Shares Mgmt For Abstain Against
7 Designate Inspector or Shareholder Mgmt For For For
Representative(s) of Minutes of Meeting
8 Approve Minutes of Meeting Mgmt For For For
9 Approve Modification of Article 2 of the Mgmt For For For
Company Bylaws Re: Removal of Credito
Pronegocio S.A. de C.V., as an Integrating
Entity in Connection with its Merger with
Banco Mercantil del Norte, S.A.
10 Designate Inspector or Shareholder Mgmt For For For
Representative(s) of Minutes of Meeting
11 Approve Minutes of Meeting Mgmt For For For
GRUPO FINANCIERO BANORTE S.A.B. DE C.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P49501201 10/06/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Mexico
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Cash Dividends of MXN 0.47 Per Share Mgmt For For For
2 Approve External Auditor Report Mgmt For For For
3 Designate Inspector or Shareholder Mgmt For For For
Representative(s) of Minutes of Meeting
4 Approve Minutes of Meeting Mgmt For For For
GRUPO TELEVISA S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 40049J206 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Mexico
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect or Ratify Directors Representing Mgmt For Against Against
Series L Shareholders
2 Designate Inspector or Shareholder Mgmt For For For
Representative(s) of Minutes of Meeting
GRUPO TELEVISA S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 40049J206 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special Mexico
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Directors Representing Series D Mgmt For Against Against
Shareholders
2 Designate Inspector or Shareholder Mgmt For For For
Representative(s) of Minutes of Meeting
3 Accept Statutory Reports as Required by Mgmt For Abstain Against
Article 28 of Mexican Securities Law,
Approve Financial Statements for Fiscal Year
Ended Dec. 31, 2008, Approve Discharge of
Directors, CEO and Board Committees
4 Present Report on Compliance with Fiscal Mgmt For Abstain Against
Obligations
5 Approve Allocation of Income for Fiscal Year Mgmt For Abstain Against
2008
6 Set Aggregate Nominal Amount for Share Mgmt For Abstain Against
Repurchase and Receive Report on Board's
Decision on Share Repurchase and Sale of
Treasury Shares
7 Elect Members of the Board, Secretary and Mgmt For Abstain Against
Deputy Secretaries, and Other Employees
8 Elect Members of the Executive Committee Mgmt For Abstain Against
9 Elect or Ratify Chairman of Audit Committee Mgmt For Abstain Against
and Corporate Practices Committee
10 Approve Remuneration of Board Members, Mgmt For Abstain Against
Executive, Audit and Corporate Practices
Committees, Secretary and Deputy Secretaries
11 Designate Inspector or Shareholder Mgmt For Abstain Against
Representative(s) of Minutes of Meeting
12 Approve Cancellation of Shares and Mgmt For Abstain Against
Subsequent Reduction in Capital; Amend
Article 6 of the Bylaws Accordingly
13 Designate Inspector or Shareholder Mgmt For Abstain Against
Representative(s) of Minutes of Meeting
GVK POWER & INFRASTRUCTURE LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y2962K118 07/29/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Reappoint A. Ramakrishna as Director Mgmt For For For
3 Reappoint P. Abraham as Director Mgmt For For For
4 Reappoint A. Lal as Director Mgmt For For For
5 Approve S.R. Batliboi & Associates as Mgmt For For For
Auditors and Authorize Board to Fix Their
Remuneration
6 Appoint A.I. George as Director Mgmt For For For
7 Approve Appointment and Remuneration of A.I. Mgmt For For For
George, Director & Chief Financial Officer
HACI OMER SABANCI HOLDING A.S
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS M8223R100 05/13/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Turkey
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Annual Meeting Agenda ShrHldr N/A N/A N/A
2 Open Meeting and Elect Presiding Council Mgmt For N/A N/A
3 Authorize Presiding Council to Sign Minutes Mgmt For N/A N/A
of Meeting
4 Receive Statutory Reports Mgmt N/A N/A N/A
5 Receive Information on Charitable Donations Mgmt N/A N/A N/A
6 Accept Financial Statements and Approve Mgmt For N/A N/A
Income Allocation
7 Approve Discharge of Board and Auditors Mgmt For N/A N/A
8 Appoint Internal Statutory Auditors and Mgmt For N/A N/A
Approve Their Remuneration
9 Grant Permission for Board Members to Engage Mgmt For N/A N/A
in Commercial Transactions with Company and
Be Involved with Companies with Similar
Corporate Purpose
HARMONY GOLD MINING LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS S34320101 11/24/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Africa
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for Year Ended June 30, 2008
2 Elect KV Dicks as Director Appointed During Mgmt For For For
the Year
3 Elect CM Diara as Director Appointed During Mgmt For For For
the Year
4 Reelect CML Savage as Director Mgmt For For For
5 Reelect F Abbott as Director Mgmt For Against Against
6 Reappoint PricewaterhouseCoopers inc. as Mgmt For For For
External Auditors
7 Approve Remuneration of Non-Executive Mgmt For For For
Directors
8 Place up to 10 Percent of Authorized But Mgmt For For For
Unissued Shares under Control of Directors
9 Approve Issuance of Shares without Mgmt For For For
Preemptive Rights up to a Maximum of 10
Percent of Issued Capital
HINDUSTAN PETROLEUM
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y3224R123 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amend Object Clause of the Memorandum of Mgmt For For For
Association
2 Approve Pledging of Assets for Debt Mgmt For For For
HON HAI PRECISION INDUSTRY CO. LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y36861105 04/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept 2008 Financial Statements and Mgmt For For For
Statutory Reports
2 Approve 2008 Allocation of Income and Mgmt For For For
Dividends
3 Approve Capitalization of Dividends Mgmt For For For
4 Approve Increase of Registered Capital and Mgmt For For For
Issuance of Ordinary Shares to Participate
in the Issuance of Global Depository Receipt
5 Approve Amendment on the Procedures for Mgmt For For For
Loans to Other Parties
6 Approve Amendment on the Procedures for Mgmt For For For
Endorsement and Guarantee
7 Approve Rules and Procedures of Mgmt For For For
Shareholder's General Meeting
8 Amend Articles of Association Mgmt For For For
9 Other Business Mgmt For Against Against
HOUSING DEVELOPMENT FINANCE CORP. LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y37246157 07/16/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Dividend of INR 25.00 Per Share Mgmt For For For
3 Reappoint D.M. Satwalekar as Director Mgmt For For For
4 Reappoint D.N. Ghosh as Director Mgmt For For For
5 Reappoint R.S. Tarneja as Director Mgmt For For For
6 Approve Deloitte Haskins & Sells as Auditors Mgmt For For For
and Authorize Board to Fix Their Remuneration
7 Approve Pannell Kerr Forster as Branch Mgmt For For For
Auditors and Authorize Board to Fix Their
Remuneration
8 Appoint B. Jalan as Director Mgmt For For For
9 Approve Increase in Borrowing Powers to INR Mgmt For For For
1.5 Trillion
10 Approve Reappointment and Remuneration of Mgmt For For For
R.S. Karnad, Joint Managing Director
11 Approve Employee Stock Option Scheme - 2008 Mgmt For For For
HTC CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y3194T109 06/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve 2008 Business Reports and Financial Mgmt For For For
Statements
2 Approve 2008 Allocation of Income and Mgmt For For For
Dividends
3 Approve Capitalization of 2008 Dividends and Mgmt For For For
Employee Profit Sharing
4 Amend Articles of Association Mgmt For For For
5 Approve Amendment on the Procedures for Mgmt For For For
Asset Acquisition and Disposal
6 Approve Amendments on the Procedures for Mgmt For For For
Derivatives
7 Approve Amendment on the Procedures for Mgmt For For For
Loans to Other Parties
8 Approve Amendment on the Procedures for Mgmt For For For
Endorsement and Guarantee
9 Elect Hochen Tan with ID No. D101161444 as Mgmt For For For
Director
10 Other Business Mgmt For Against Against
HYUNDAI DEVELOPMENT CO. (FRMRLY. HYUNDAI INDUSTRIAL HOUSING & INDUSTRIAL DEV.)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y38397108 03/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Appropriation of Income and Dividend Mgmt For For For
of KRW 500 per Share
2 Amend Articles of Incorporation regarding Mgmt For For For
Business Objectives, Preemptive Rights,
Public Offerings, Stock Options, Public
Notice for Shareholder Meeting, Nomination
of Directors, Audit Committee, Share
Cancellation, and Interim Dividend
3 Elect Two Inside Directors and Two Outside Mgmt For For For
Directors
4 Elect Two Ouside Directors who will also Mgmt For For For
Serve as Members of Audit Committee
5 Approve Total Remuneration of Inside Mgmt For For For
Directors and Outside Directors
HYUNDAI MOTOR CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y38472109 03/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Appropriation of Income and Dividend Mgmt For For For
of KRW 850 per Common Share
2 Elect Three Inside Directors and Two Outside Mgmt For For For
Directors
3 Elect Two Outside Directors who will also Mgmt For For For
Serve as Members of Audit Committee
4 Approve Total Remuneration of Inside Mgmt For For For
Directors and Outside Directors
5 Amend Articles of Incorporation regarding Mgmt For For For
Business Objectives, Preemptive Rights,
Stock Options, Public Notice for Shareholder
Meetings and Audit Committee
IDFC LTD (INFRASTRUCTURE DEVELOPMENT FINANCE CO LTD)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y40805114 07/18/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Dividend of INR 1.20 Per Share Mgmt For For For
3 Reappoint D. Tsitsiragos as Director Mgmt For Against Against
4 Reappoint O. Goswami as Director Mgmt For For For
5 Reappoint S. Shroff as Director Mgmt For Against Against
6 Approve Deloitte Haskins & Sells as Auditors Mgmt For For For
and Authorize Board to Fix Their Remuneration
7 Appoint A. Ramanathan as Director Mgmt For For For
8 Appoint A.R.A. Bakar as Director Mgmt For For For
9 Approve Commission Remuneration of Mgmt For For For
Non-Executive Directors
10 Approve Increase in Remuneration of R.B. Mgmt For For For
Lall, Managing Director and Chief Executive
Officer
11 Amend Employees Stock Option Scheme 2007 Re: Mgmt For For For
Increase in Limit for Issuance of Shares
from 2 Percent to 5 Percent
12 Approve Sale of Shares Held in Subsidiary Mgmt For For For
Companies
13 Amend Articles of Association Re: Quorum, Mgmt For For For
Board Size, and Video Conferencing
14 Approve Issuance of Equity or Equity-Linked Mgmt For For For
Securities without Preemptive Rights up to
an Aggregate Amount of INR 31.5 Billion
INDIA CEMENTS LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y39167153 08/28/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Dividend of 20 Percent Per Share Mgmt For For For
3 Reappoint R.K. Das as Director Mgmt For For For
4 Approve Brahmayya & Co. and P.S. Subramania Mgmt For For For
Iyer & Co. as Auditors and Authorize Board
to Fix Their Remuneration
5 Appoint A. Shah as Director Mgmt For For For
6 Appoint A. Sankarakrishnan as Director Mgmt For For For
7 Appoint N.R. Krishnan as Director Mgmt For For For
8 Appoint R. Gurunath as Director Mgmt For For For
INDUSTRIAL & COMMERCIAL BANK OF CHINA (ASIA) LIMITED (ICBC ASIA)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS ADPV10686 05/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve 2008 Work Report of the Board of Mgmt For For For
Directors
2 Approve 2008 Work Report of the Board of Mgmt For For For
Supervisors
3 Approve 2008 Audited Accounts Mgmt For For For
4 Approve 2008 Profit Distribution Plan Mgmt For For For
5 Approve 2009 Fixed Assets Investment Budget Mgmt For For For
6 Reappoint Ernst & Young and Ernst & Young Mgmt For For For
Hua Ming as International and Domestic
Auditors, Respectively, and Fix the Total
Audit Fees for 2009 at RMB 153 million
7 Approve the Remuneration Calculations for Mgmt For For For
Directors and Supervisors for 2008
8 Amend Articles of Association Mgmt For For For
9 Amend Rules of Procedures for Shareholders' Mgmt For For For
General Meeting
10 Amend Rules of Procedures for the Board of Mgmt For For For
Directors
11 Amend Rules of Procedures for the Board of Mgmt For For For
Supervisors
12 Elect Dong Juan as External Supervisor ShrHldr N/A For N/A
13 Elect Meng Yan as External Supervisor ShrHldr N/A For N/A
INDUSTRIAL & COMMERCIAL BANK OF CHINA (ASIA) LIMITED (ICBC ASIA)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS ADPV10686 10/27/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Jiang Jianqing as Executive Director Mgmt For For For
1.2 Elect Yang Kaisheng as Executive Director Mgmt For For For
1.3 Elect Zhang Furong as Executive Director Mgmt For For For
1.4 Elect Niu Ximing as Executive Director Mgmt For For For
1.5 Elect Leung Kam Chung, Antony as Independent Mgmt For For For
Non-Executive Director
1.6 Elect John L. Thornton as Independent Mgmt For For For
Non-Executive Director
1.7 Elect Qian Yingyi as Independent Mgmt For For For
Non-Executive Director
1.8 Elect Wong Kwong Shing, Frank as Independent Mgmt For For For
Non-Executive Director
1.9 Elect Huan Huiwu as Non-Executive Director ShrHldr For For For
1.10 Elect Gao Jianhong as Non-Executive Director ShrHldr For For For
1.11 Elect Li Chunxiang as Non-Executive Director ShrHldr For For For
1.12 Elect Li Jun as Non-Executive Director ShrHldr For For For
1.13 Elect Li Xiwen as Non-Executive Director ShrHldr For For For
1.14 Elect Wei Fusheng as Non-Executive Director ShrHldr For For For
2 Elect Wang Chixi as Shareholder Supervisor Mgmt For For For
3 Approve Issuance of Subordinated Bonds Mgmt For Against Against
INFOSYS TECHNOLOGIES LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y4082C133 06/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Final Dividend of INR 13.50 Per Share Mgmt For For For
3 Reappoint D.M. Satwalekar as Director Mgmt For For For
4 Reappoint O. Goswami as Director Mgmt For For For
5 Reappoint R. Bijapurkar as Director Mgmt For For For
6 Reappoint D.L. Boyles as Director Mgmt For For For
7 Reappoint J.S. Lehman as Director Mgmt For For For
8 Approve BSR & Co. as Auditors and Authorize Mgmt For For For
Board to Fix Their Remuneration
9 Appoint K.V. Kamath as Director Mgmt For For For
ITAU UNIBANCO BANCO MULTIPLO SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P5968Q104 04/24/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for Fiscal Year Ended Dec. 31, 2008
2 Accept Financial Statements and Statutory Mgmt For For For
Reports for Fiscal Year Ended Dec. 31, 2008
3 Approve Allocation of Income and Dividends Mgmt For For For
4 Approve Allocation of Income and Dividends Mgmt For For For
5 Elect Directors and Fiscal Council Members Mgmt For Abstain Against
6 Elect Directors and Fiscal Council Members Mgmt For Abstain Against
7 Approve Remuneration of Executive Officers, Mgmt For Abstain Against
Non-Executive Directors, and Fiscal Council
Members
8 Approve Remuneration of Executive Officers, Mgmt For Abstain Against
Non-Executive Directors, and Fiscal Council
Members
JAIPRAKASH ASSOCIATES LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y42539117 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Investments in Shares and/or Provide Mgmt For For For
Corporate Guarantees to Jaypee Infratech
Ltd, Sangam Power Generation Co Ltd,
Prayagraj Power Generation Co Ltd, Jaypee
Ganga Infrastructure Corp Ltd, Bina Power
Supply Co Ltd, and Jaiprakash Power Ventures
Ltd
2 Approve Increase in Remuneration of G.P. Mgmt For For For
Gaur and R. Dixit, Relatives of Directors
3 Approve Commencement of Business as Mgmt For For For
Specified in Clause Nos 3, 7, and 14 of
Other Objects of the Objects Clause of the
Memorandum of Association
4 Approve Increase in Borrowing Powers to INR Mgmt For For For
250 Billion
5 Approve Reappointment and Remuneration of Mgmt For For For
S.K. Sharma, Executive Vice Chairman
6 Approve Reappointment and Remuneration of P. Mgmt For For For
Gaur, Joint Managing Director (Construction)
7 Approve Reappointment and Remuneration of Mgmt For For For
S.D. Nailwal, Executive Director
8 Approve Pledging of Assets for Debt in Favor Mgmt For For For
of the Debenture Trustee and/or Financial
Institutions in Respect of Loans,
Debentures, Financial Assistance Aggregating
to INR 15.5 Billion
9 Approve Pledging of Assets for Debt in Favor Mgmt For For For
of Financial Institutions and/or Trustees in
Respect of the Secured Redeemable
Non-Convertible Debentures Aggregating INR
40 Billion
10 Approve Pledging of Assets for Debt in Favor Mgmt For For For
of Financial Institutions in Respect of
Borrowings Aggregating to INR 250 Billion
KASIKORNBANK PCL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y4591R118 04/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Thailand
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Minutes of Previous AGM Mgmt For For For
2 Accept Directors' Report Mgmt For For For
3 Accept Financial Statements and Statutory Mgmt For For For
Reports
4 Approve Allocation of Income for Legal Mgmt For For For
Reserves and Payment of Dividend of THB 2.00
Per Share
5 Elect Somchai Bulsook as Director Mgmt For For For
6 Elect Sujitpan Lamsam as Director Mgmt For For For
7 Elect Khunying Suchada Kiranandana as Mgmt For For For
Director
8 Elect Abhijai Chandrasen as Director Mgmt For For For
9 Elect Hiroshi Ota as Director Mgmt For For For
10 Elect Sobson Ketsuwan as New Director Mgmt For For For
11 Approve Remuneration of Directors Mgmt For For For
12 Approve KPMG Phoomchai Audit Ltd as Auditors Mgmt For For For
and Authorize Board to Fix Their Remuneration
13 Amend Articles of Association Re: Transfer Mgmt For For For
of Shares and Additional Provisions
14 Amend the Terms of the Debentures Approved Mgmt For For For
at the AGM Held on April 8, 2005 Re:
Increase in Total Issue Size from Not
Exceeding $3 Billion to Not Exceeding THB
170 Billion
15 Approve Acquisition of 19.2 Million Shares Mgmt For For For
in Muangthai Fortis Holding Co Ltd for a
Total Consideration of Not More Than THB
7.24 Billion
16 Other Business Mgmt For Against Against
KB FINANCIAL GROUP (FKA KOOKMIN BANK)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KOKBFG CINS Y46007103 03/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Financial Statements Mgmt For For For
2 Amend Articles of Incorporation Regarding Mgmt For For For
Preemptive Right, Stock Option, Public
Notice for Shareholder Meeting, Duties of
Audit Committee, Share Cancellation, and
Quarterly Dividend
3 Elect Two Outside Directors Mgmt For For For
4 Elect Five Outside Directors who will Serve Mgmt For For For
as Members of Audit Committee
5 Approve Total Remuneration of Inside Mgmt For For For
Directors and Outside Directors
KB FINANCIAL GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KOKBFG CINS Y4822W100 08/25/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval of Stock Transfer Plan to Establish Mgmt For For For
Financial Holding Company through
Comprehensive Stock Transfer
2 Amend Articles Regarding Settlement Method Mgmt For For For
for Outstanding Stock Options
KGHM POLSKA MIEDZ S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X45213109 06/16/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Poland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Open Meeting Mgmt N/A N/A N/A
2 Elect Meeting Chairman Mgmt For N/A N/A
3 Acknowledge Proper Convening of Meeting Mgmt N/A N/A N/A
4 Approve Agenda of Meeting Mgmt For N/A N/A
5 Receive Receive Financial Statements and Mgmt N/A N/A N/A
Management Board Report on Company's
Operations in Fiscal 2008
6 Receive Allocation of Income Proposal Mgmt N/A N/A N/A
7 Receive Supervisory Board Evaluation of Mgmt N/A N/A N/A
Financial Statements, Management Board
Report on Company's Operations in Fiscal
2008, and Income Allocation Proposal
8 Receive Supervisory Board Report on Risk Mgmt N/A N/A N/A
Management and Internal Controls
9 Receive Supervisory Board Report on Its Mgmt N/A N/A N/A
Activities
10 Approve Management Board Report on Company's Mgmt For N/A N/A
Operations in Fiscal 2008
11 Approve Financial Statements Mgmt For N/A N/A
12 Approve Allocation of Income Mgmt For N/A N/A
13 Approve Discharge of Marek Fusinski Mgmt For N/A N/A
(Management Board)
14 Approve Discharge of Dariusz Kaskow Mgmt N/A N/A N/A
(Management Board)
15 Approve Discharge of Stanislaw Kot Mgmt For N/A N/A
(Management Board)
16 Approve Discharge of Miroslaw Krutin Mgmt For N/A N/A
(Management Board)
17 Approve Discharge of Ireneusz Reszczynski Mgmt For N/A N/A
(Management Board)
18 Approve Discharge of Krzysztof Skora Mgmt N/A N/A N/A
(Management Board)
19 Approve Discharge of Maciej Tybura Mgmt For N/A N/A
(Management Board)
20 Approve Discharge of Herbert Wirth Mgmt For N/A N/A
(Management Board)
21 Approve Discharge of Jozef Czyczerski Mgmt For N/A N/A
(Supervisory Board)
22 Approve Discharge of Maciej Dyl (Supervisory Mgmt For N/A N/A
Board)
23 Approve Discharge of Leszek Hajdacki Mgmt For N/A N/A
(Supervisory Board)
24 Approve Discharge of Leszek Jakubow Mgmt For N/A N/A
(Supervisory Board)
25 Approve Discharge of Arkadiusz Kawecki Mgmt For N/A N/A
(Supervisory Board)
26 Approve Discharge of Jacek Kucinski Mgmt For N/A N/A
(Supervisory Board)
27 Approve Discharge of Ryszard Kurek Mgmt For N/A N/A
(Supervisory Board)
28 Approve Discharge of Anna Mank (Supervisory Mgmt For N/A N/A
Board)
29 Approve Discharge of Remigiusz Nowakowski Mgmt For N/A N/A
(Supervisory Board)
30 Approve Discharge of Marek Panfil Mgmt For N/A N/A
(Supervisory Board)
31 Approve Discharge of Andrzej Potycz Mgmt For N/A N/A
(Supervisory Board)
32 Approve Discharge of Marcin Slezak Mgmt For N/A N/A
(Supervisory Board)
33 Approve Discharge of Marek Trawinski Mgmt For N/A N/A
(Supervisory Board)
34 Approve Discharge of Marzenna Waresa Mgmt For N/A N/A
(Supervisory Board)
35 Approve Discharge of Jerzy Zyzynski Mgmt For N/A N/A
(Supervisory Board)
36 Receive Consolidated Financial Statements Mgmt N/A N/A N/A
and Management Board Report on Group's
Operations in Fiscal 2008
37 Receive Supervisory Board Evaluation of Mgmt N/A N/A N/A
Consolidated Financial Statements and
Management Board Report on Group's
Operations in Fiscal 2008
38 Approve Management Board Report on Group's Mgmt For N/A N/A
Operations in Fiscal 2008
39 Approve Consolidated Financial Statements Mgmt For N/A N/A
40 Amend Statute Re: Corporate Purpose, Company Mgmt For N/A N/A
Shares, CEO, General Meeting, and Other
Amendments
41 Close Meeting Mgmt N/A N/A N/A
KOMERCNI BANKA A.S.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X45471111 04/29/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Czech Republic
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Open Meeting Mgmt N/A N/A N/A
2 Approve Meeting Procedures Mgmt For N/A N/A
3 Elect Meeting Chairman and Other Meeting Mgmt For N/A N/A
Officials
4 Approve Management Board Report on Company's Mgmt For N/A N/A
Operations and State of Assets in Fiscal 2008
5 Receive Financial Statements, Allocation of Mgmt N/A N/A N/A
Income Proposal, and Consolidated Financial
Statements
6 Receive Supervisory Board Report on Mgmt N/A N/A N/A
Financial Statements, Allocation of Income
Proposal, Consolidated Financial Statements,
and Results of Board's Activities
7 Approve Financial Statements Mgmt For N/A N/A
8 Approve Allocation of Income and Dividends Mgmt For N/A N/A
of CZK 180 per Share
9 Approve Transfer of Dividends Not Paid Out Mgmt For N/A N/A
for More Than Ten Years from Payment Date to
Retained Earnings
10 Accept Consolidated Financial Statements Mgmt For N/A N/A
11 Reelect Didier Alix as Supervisory Board Mgmt For N/A N/A
Member
12 Reelect Severin Cabannes as Supervisory Mgmt For N/A N/A
Board Member
13 Reelect Petr Laube as Supervisory Board Mgmt For N/A N/A
Member
14 Reelect Jean-Louis Mattei as Supervisory Mgmt For N/A N/A
Board Member
15 Reelect Christian Poirier as Supervisory Mgmt For N/A N/A
Board Member
16 Approve Performance Contracts with Mgmt For N/A N/A
Supervisory Board Members
17 Approve Remuneration of Members of Mgmt For N/A N/A
Management Board
18 Approve Share Repurchase Program Mgmt For N/A N/A
19 Amend Articles of Association Re: Mgmt For N/A N/A
Establishment of Audit Committee; Internal
Audit; Other Changes
20 Ratify Deloitte Ltd. as Auditor Mgmt For N/A N/A
21 Elect Members of Audit Committee Mgmt For N/A N/A
22 Approve Performance Contracts with Members Mgmt For N/A N/A
of Audit Committee
23 Approve Remuneration of Members of Audit Mgmt For N/A N/A
Committee
24 Close Meeting Mgmt N/A N/A N/A
KT&G CORP. (FORMERLY KOREA TOBACCO & GINSENG)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y49904108 03/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Appropriation of Income and Dividend Mgmt For For For
of KRW 2,800 per Share
2 Amend Articles of Incorporation regarding Mgmt For For For
Business Objectives, Suspension Period of
Shareholder Register, Notice of Shareholder
Meeting, Number of Directors, and Audit
Committee
3 Elect Three Outside Directors (Bundled) Mgmt For For For
4 Elect Two Outside Directors who will also Mgmt For For For
Serve as Members of Audit Committee
5 Approve Total Remuneration of Inside Mgmt For For For
Directors and Outside Directors
LG CHEM LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y52758102 01/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Spin-Off Agreement Mgmt For For For
LG CHEM LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y52758102 03/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Appropriation of Income and Dividend Mgmt For For For
of KRW 2,500 per Common Share
2 Amend Articles of Incorporation regarding Mgmt For For For
Business Objectives, Public Notice for
Shareholder Meetings, Appointment of
Directors and Term of Directors
3 Elect Kim Bahn-Suk as Inside Director Mgmt For For For
4 Approve Total Remuneration of Inside Mgmt For For For
Directors and Outside Directors
LG ELECTRONICS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y5275H177 03/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Appropriation of Income and Mgmt For For For
Dividends of KRW 350 per Common Share
2 Amend Articles of Incorporation Regarding Mgmt For For For
Preemptive Rights, Convertible Bonds, Bond
with Warrants, Stock Options, Public Notice
for Shareholder Meeting, Nomination of
Directors, Share Cancellation, and Interim
Dividend
3 Elect Kim Sang-Hui and Lee Gyu-Min as Mgmt For For For
Outside Directors
4 Elect Kim Sang-Hui and Hong Seong-Won as Mgmt For For For
Members of Audit Committee
5 Approve Total Remuneration of Inside Mgmt For For For
Directors and Outside Directors
6 Amend Terms of Severance Payments to Mgmt For For For
Executives
LG TELECOM CO. LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y5276R125 03/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Appropriation of Income and Dividend Mgmt For For For
of KRW 200 per Share
2 Amend Articles of Incorporation Regarding Mgmt For For For
Business Objectives, Public Notice for
Shareholder Meeting, Executive Committeemen,
Audit Committee, and Remuneration and
Severance Payments of Directors
3 Elect Two Outside Directors Mgmt For For For
4 Elect Two Members of Audit Committee Mgmt For For For
5 Approve Total Remuneration of Inside Mgmt For For For
Directors and Outside Directors
6 Amend Terms of Severance Payments to Mgmt For For For
Executives
LOJAS RENNER
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P6332C102 03/30/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amend Articles 2 and 5 of Company Bylaws Mgmt For For For
2 Amend Articles 13, 16, 20, 22, 24, 26, 27, Mgmt For For For
and 30 of Company Bylaws
3 Amend Stock Option Plan Mgmt For Against Against
LOJAS RENNER
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P6332C102 04/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for Fiscal Year Ended Dec. 31, 2008
2 Accept Financial Statements and Statutory Mgmt For For For
Reports for Fiscal Year Ended Dec. 31, 2008
3 Approve Allocation of Income and Dividends Mgmt For For For
4 Approve Allocation of Income and Dividends Mgmt For For For
5 Elect Directors and Approve their Mgmt For For For
Remuneration
6 Elect Directors and Approve their Mgmt For For For
Remuneration
7 Elect Fiscal Council Members and Approve Mgmt For For For
their Remuneration
8 Elect Fiscal Council Members and Approve Mgmt For For For
their Remuneration
LUKOIL OAO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 677862104 06/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Russia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Annual Report, Financial Statements, Mgmt For For For
and Allocation of Income, Including
Dividends of RUB 50 per Share
2.1 Elect Vagit Alekperov as Director Mgmt N/A Against N/A
2.2 Elect Igor Belikov as Director Mgmt N/A For N/A
2.3 Elect Viktor Blazheyev as Director Mgmt N/A Against N/A
2.4 Elect Donald Evert Wallette as Director Mgmt N/A For N/A
2.5 Elect Valery Grayfer as Director Mgmt N/A Against N/A
2.6 Elect German Gref as Director Mgmt N/A Against N/A
2.7 Elect Igor Ivanov as Director Mgmt N/A Against N/A
2.8 Elect Ravil Maganov as Director Mgmt N/A Against N/A
2.9 Elect Richard Matzke as Director Mgmt N/A For N/A
2.10 Elect Sergey Mikhaylov as Director Mgmt N/A For N/A
2.11 Elect Nikolay Tsvetkov as Director Mgmt N/A Against N/A
2.12 Elect Aleksandr Shokhin as Director Mgmt N/A For N/A
3.1 Elect Lyubov Ivanova as Member of Audit Mgmt For For For
Commission
3.2 Elect Pavel Kondratyev as Member of Audit Mgmt For For For
Commission
3.3 Elect Vladimir Nikitenko as Member of Audit Mgmt For For For
Commission
4.1 Approve Disbursement of Remuneration to Mgmt For For For
Directors and Members of Audit Commission
4.2 Approve Remuneration of Directors and Mgmt For For For
Members of Audit Commission at Levels
Approved at June 26, 2008, AGM
5 Ratify ZAO KPMG as Auditor Mgmt For For For
6 Amend Regulations on General Meetings Mgmt For For For
7 Approve Related-Party Transaction with OAO Mgmt For For For
Kapital Strakhovanie Re: Liability Insurance
for Directors, Officers, and Corporations
MAANSHAN IRON & STEEL COMPANY LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y5361G109 08/31/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Gu Jianguo as Non-Independent Director Mgmt For For For
1.2 Elect Gu Zhanggen as Non-Independent Director Mgmt For For For
1.3 Elect Su Jiangang as Non-Independent Director Mgmt For For For
1.4 Elect Zhao Jianming as Non-Independent Mgmt For For For
Director
1.5 Elect Gao Haijian as Non-Independent Director Mgmt For For For
1.6 Elect Hui Zhigang as Non-Independent Director Mgmt For For For
1.7 Elect Wong Chun Wa as Independent Mgmt For For For
Non-Executive Director
1.8 Elect Su Yong as Independent Non-Executive Mgmt For For For
Director
1.9 Elect Hui Leung Wah as Independent Mgmt For For For
Non-Executive Director
1.10 Elect Han Yi as Independent Non-Executive Mgmt For For For
Director
2.1 Elect Fang Jinrong as Supervisor Mgmt For For For
2.2 Elect Cheng Shaoxiu as Supervisor Mgmt For For For
2.3 Elect An Qun as Supervisor Mgmt For For For
3 Approve Remuneration of Directors and Mgmt For For For
Supervisors
MARUTI SUZUKI INDIA LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7565Y100 09/02/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Dividend of INR 5.00 Per Share Mgmt For For For
3 Reappoint M.S. Banga as Director Mgmt For For For
4 Reappoint A. Ganguli as Director Mgmt For For For
5 Reappoint D.S. Brar as Director Mgmt For For For
6 Approve Price Waterhouse as Auditors and Mgmt For For For
Authorize Board to Fix Their Remuneration
7 Appoint T. Ohashi as Director Mgmt For For For
8 Appoint K. Asai as Director Mgmt For For For
9 Appoint K. Ayukawa as Director Mgmt For For For
10 Approve Appointment and Remuneration of S. Mgmt For For For
Nakanishi, Managing Director & Chief
Executive Officer
11 Approve Reappointment and Remuneration of H. Mgmt For For For
Nagao, Director & Managing Executive Officer
(Administration)
12 Approve Appointment and Remuneration of T. Mgmt For For For
Ohashi, Director & Managing Executive
Officer (Production)
13 Approve Appointment and Remuneration of K. Mgmt For For For
Asai, Director & Managing Executive Officer
(Engineering)
MASSMART HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS S4799N114 11/26/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Africa
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for Year Ended June 30 2008
2 Reelect IN Mathews as Director Mgmt For For For
3 Reelect DNM Mokhobo as Director Mgmt For For For
4 Reelect GM Pattison as Director Mgmt For For For
5 Reelect MJ Rubin as Director Mgmt For For For
6 Reelect CS Seabrooke as Director Mgmt For For For
7 Approve Remuneration of Directors Mgmt For For For
8 Reappoint Deloitte & Touche as Auditors Mgmt For For For
9 Place Authorized But Unissued Shares under Mgmt For For For
Control of Directors
10 Approve Issuance of Shares without Mgmt For For For
Preemptive Rights up to a Maximum of 5
Percent of Issued Capital
11 Authorize for the Sale of 100,000 Shares to Mgmt For For For
the Black Non-Executive Directors
12 Authorize Repurchase of Up to 15 Percent of Mgmt For For For
Issued Share Capital
13 Authorize the Giving of Financial Assistance Mgmt For For For
for the Purchase of Shares by the Black
Non-Executive Directors
MILLICOM INTERNATIONAL CELLULAR S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MICC CINS L6388F110 02/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Luxembourg
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Renew Authorized Common Stock Mgmt For For For
2 Eliminate Preemptive Rights under Item 1 Mgmt For Against Against
3 Amend Bylaws Re: Article 5 Mgmt For For For
4 Amend Bylaws Re: Article 5 Mgmt For For For
5 Ratify Past Issuance of New Shares Mgmt For For For
6 Approve Past Amendment of Articles Mgmt For Against Against
7 Change Date of Annual Meeting and Amend Mgmt For For For
Articles Accordingly
8 Amend Corporate Purpose and Amend Articles Mgmt For For For
Accordingly
9.1 Amend Article 6 - Equity Related Mgmt For For For
9.2 Approve Introduction in Share Ownership Mgmt For Against Against
Disclosure Threshold and Amend Bylwas
Accordingly
9.3 Amend Article 7 - Board Related Mgmt For For For
9.4 Amend Article 8 - Board Related Mgmt For For For
9.5 Amend Article 8 - Board Related Mgmt For For For
9.6 Amend Article 8 - Board Related Mgmt For For For
9.7 Amend Article 8 - Board Related Mgmt For For For
9.8 Amend Article 8 - Board Related Mgmt For For For
9.9 Amend Article 11 - Board Related Mgmt For For For
9.10 Amend Article 21 - Non-Routine Mgmt For For For
9.11 Amend Article 21 - Non-Routine Mgmt For For For
9.12 Amend Article 21 - Non-Routine Mgmt For For For
9.13 Amend Article 21 - Non-Routine Mgmt For For For
MILLICOM INTERNATIONAL CELLULAR S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MICC CINS L6388F110 07/07/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special Luxembourg
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF CHAIRMAN. Mgmt For For For
2 TO RECEIVE THE DIRECTORS REPORT (RAPPORT DE Mgmt For For For
GESTION) AND THE REPORT OF THE EXTERNAL
AUDITOR OF THE CONSOLIDATED AND PARENT
COMPANY (MILLICOM) ACCOUNTS AT 31 DECEMBER
2007.
3 APPROVAL OF THE CONSOLIDATED ACCOUNTS PARENT Mgmt For For For
COMPANY (MILLICOM) ACCOUNTS FOR THE YEAR
ENDED 31 DECEMBER 2007.
4 ALLOCATION OF THE RESULTS OF THE YEAR ENDED Mgmt For For For
DECEMBER 31 2007.
5 DISCHARGE OF THE BOARD OF DIRECTORS IN Mgmt For For For
RESPECT OF THE YEAR ENDED DECEMBER 31 2007.
6 ELECTION OF THE BOARD OF DIRECTORS, Mgmt For For For
INCLUDING TWO NEW DIRECTORS.
7 ELECTION OF THE EXTERNAL AUDITORS. Mgmt For For For
8 APPROVAL OF DIRECTORS FEES. Mgmt For For For
9 APPROVAL OF (A) PROPOSED SHARE BUY-BACK Mgmt For For For
PROGRAM, (B) BOARD OF DIRECTORS DECISION TO
DELEGATE AUTHORITY TO IMPLEMENT SHARE
BUY-BACK JOINTLY TO CEO AND CHAIRMAN, AND
(C) VARIOUS USES OF MILLICOM SHARES
REPURCHASED IN THE SHARE BUY-BACK PROGRAM.
10 MISCELLANEOUS. Mgmt For Against Against
11 APPROVAL OF AMENDMENTS TO ARTICLE 21 ( Mgmt For For For
PROCEDURE, VOTE ) OF THE ARTICLES OF
ASSOCIATION.
12 MISCELLANEOUS. Mgmt For Against Against
MR. PRICE GROUP LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS S5256M101 08/29/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Africa
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for Year Ended 2008
2 Reelect SA Ellis as Director Mgmt For Against Against
3 Reelect K Getz as Director Mgmt For Against Against
4 Reelect S van Niekerk as Director Mgmt For Against Against
5 Reelect WR Jardine as Director Mgmt For For For
6 Reelect NG Payne as Director Mgmt For For For
7 Reelect JD Ruck as Director Mgmt For For For
8 Approve Remuneration of Directors Mgmt For For For
9.1 Amend Mr Price General Staff Share Scheme Mgmt For Abstain Against
Rules
9.2 Amend Mr Price Senior Management Share Mgmt For Abstain Against
Scheme Rules
9.3 Amend Mr Price Executive Share Scheme Rules Mgmt For Abstain Against
9.4 Amend Mr Price Executive Director Share Mgmt For Abstain Against
Scheme Rules
10 Amend Mr Price Group Employees Share Mgmt For For For
Investment Trust
11 Amend Mr Price Partners Share Trust Deed and Mgmt For For For
Scheme Rules
12 Authorize Repurchase of Up to 20 Percent of Mgmt For For For
Issued Share Capital
MTN GROUP LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS S8039R108 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special South Africa
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Implementation of Transaction Mgmt For For For
Agreements and Various Transactions
2 Auth. Directors to Purchase in Part From Mgmt For For For
Share Cap. and Premium up to ZAR
3,381,966,783 and in Part from Profits
Available for Distribution, the 243,500,011
MTN Shares Held by Newshelf Pursuant to the
Terms and Conditions of the Repurchase
Agreement
3 Sanction Any Financial Assistance Given or Mgmt For For For
Construed to be Given by the Company to
Newshelf in Respect to the Transactions Set
Out in the Transaction Agreements
4 Place 213,866,898 MTN Shares Under the Mgmt For For For
Control of the Directors to Allot and Issue
for Cash to PIC Pursuant to, and on the
Terms and Conditions of, the B Prefs
Acquisition Agreement and the Newshelf
Acquisition Agreement
5 Authorize Board to Ratify and Execute Mgmt For For For
Approved Resolutions
MTN GROUP LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS S8039R108 06/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Africa
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for Year Ended 31 December 2008
2 Reelect RS Dabengwa as Director Mgmt For For For
3 Reelect AT Mikati as Director Mgmt For For For
4 Reelect MJN Njeke as Director Mgmt For Against Against
5 Reelect J van Rooyen as Director Mgmt For For For
6 Approve Remuneration of Non-Executive Mgmt For For For
Directors
7 Place Authorized but Unissued Shares under Mgmt For For For
Control of Directors up to 10 Percent of
Issued Capital
8 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
MURRAY & ROBERTS HOLDINGS LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS S52800133 10/28/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Africa
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for Year Ended June 30, 2008
2.1 Elect DB Barber as Director Appointed During Mgmt For For For
the Year
2.2 Reelect BC Bruce as Director Mgmt For For For
2.3 Reelect SJ Flanangan as Director Mgmt For For For
2.4 Reelect IN Mkhinze as Director Mgmt For For For
2.5 Reelect RW Rees as Director Mgmt For For For
2.6 Reelect RT Vice as Director Mgmt For For For
3 Reappoint Deloitte and Touche as External Mgmt For For For
Auditors and Authorize Board to Fix Their
Remuneration
4 Approve Remuneration of Non-Executive Mgmt For For For
Directors
5 Authorize Repurchase of up to 10 Percent of Mgmt For For For
Issued Share Capital
NASPERS LTD (FORMERLY NASIONALE PERS BEPERK)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS S53435103 08/22/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Africa
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for Year Ended March 31, 2008
2 Approve Dividends for Ordinary N and A Shares Mgmt For For For
3 Approve Remuneration of Non-Executive Mgmt For For For
Directors for Year Ended March 31, 2008
4 Reelect PricewaterhouseCoopers Inc. as Mgmt For For For
Auditors
5 Ratify J P Bekker as Managing Director Mgmt For For For
Appointed During the Year
6.1 Reelect G J Gerwel as Director Mgmt For For For
6.2 Reelect B J van der Ross as Director Mgmt For For For
6.3 Reelect J J M van Zyl as Director Mgmt For For For
7 Place Authorized But Unissued Shares under Mgmt For Against Against
Control of Directors
8 Approve Issuance of Shares without Mgmt For For For
Preemptive Rights up to a Maximum of 5
Percent of Issued Capital for Cash
9 Authorize Repurchase of Up to 20 Percent of Mgmt For For For
Class N Issued Share Capital
10 Authorize Repurchase of Class A Issued Mgmt For Against Against
Shares
11 Amend Articles of Association Re: Submission Mgmt For For For
of Proxies
12 Authorize Board to Ratify and Execute Mgmt For For For
Approved Resolutions
NET SERVICOS DE COMUNICACAO S.A.(FRMLY GLOBO CABO S.A.)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P7161A100 02/27/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Arbsorption of Net Florianopolis Ltda Mgmt For For For
2 Ratify Acquisition of Companies that Mgmt For For For
comprise BIGTV
NET SERVICOS DE COMUNICACAO S.A.(FRMLY GLOBO CABO S.A.)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P7161A100 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for Fiscal Year Ended Dec. 31, 2008
2 Accept Financial Statements and Statutory Mgmt For For For
Reports for Fiscal Year Ended Dec. 31, 2008
3 Elect Directors and Approve the Remuneration Mgmt For Abstain Against
of Directors and Executive Officers
4 Elect Directors and Approve the Remuneration Mgmt For Abstain Against
of Directors and Executive Officers
5 Authorize Capitalization of Fiscal Benefits Mgmt For For For
Derived from the Amortization of Goodwill,
and Amend Article 5 Accordingly
6 Authorize Capitalization of Fiscal Benefits Mgmt For For For
Derived from the Amortization of Goodwill,
and Amend Article 5 Accordingly
7 Approve Absorption 614 Telecomunicoes Ltda, Mgmt For For For
614 Interior Linha SA, and TVC Oeste
Paulista Ltda
8 Approve Absorption 614 Telecomunicoes Ltda, Mgmt For For For
614 Interior Linha SA, and TVC Oeste
Paulista Ltda
9 Consolidate Articles Mgmt For For For
10 Consolidate Articles Mgmt For For For
NET SERVICOS DE COMUNICACAO S.A.(FRMLY GLOBO CABO S.A.)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P7161A100 10/02/2008 Unvoted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Resignation of Antonio Jose Alves Mgmt For For For
Junior from the Fiscal Council
2 Elect New Fiscal Council Member for the Mgmt For Abstain Against
Vacant Position
NHN CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y6347M103 03/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Financial Statements Mgmt For For For
2 Amend Articles of Incorporation Mgmt For For For
3 Elect One Inside Director and Two Outside Mgmt For For For
Directors (Bundled)
4 Elect Two Members of Audit Committee Mgmt For Against Against
5 Approve Total Remuneration of Inside Mgmt For For For
Directors and Outside Directors
6 Amend Terms of Severance Payments to Mgmt For For For
Executives
7 Approve Spin-Off Agreement Mgmt For For For
NHN CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y6347M103 11/14/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Delisting of Shares from Stock Mgmt For For For
Exchange
2 Elect Hwang In-Joon as Inside Director Mgmt For For For
3 Elect Member of Audit Committee Who Will Mgmt For For For
Also Be Outside Director
NOVOLIPETSK STEEL (FRMLY NOVOLIPETSK FERROUS METAL FACTORY)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 67011E204 09/19/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Russia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 TO APPROVE DIVIDEND PAYMENT FOR THE FIRST Mgmt For For For
HALF OF THE YEAR 2008 IN THE AMOUNT OF 2.00
RUBLES PER COMMON SHARE IN CASH.
PDG REALTY SA EMPREENDIMENTOS E PARTICIPACOES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P7649U108 03/31/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Earlier Date for the Exercise of Mgmt For For For
Options to Purchase the Remaining 20 Percent
Stake in Goldfarb incorporacoes e
Construcoes SA, so that Its Acquisition Can
Take Place Along with that of MP Holding 3
Ltda
2 Approve Acquisition Agreement between the Mgmt For For For
Company and MP Holding 3 Ltda
3 Appoint Independent Firm to Appraise Book Mgmt For For For
Value of Goldfarb Holding
4 Approve Independent Firm's Appraisal Report Mgmt For For For
5 Approve Acquisition of MP Holding 3 Ltda Mgmt For For For
6 Approve Share Capital Increase Associated Mgmt For For For
with the Acquisition
7 Amend Articles to Reflect Changes in Capital Mgmt For For For
PDG REALTY SA EMPREENDIMENTOS E PARTICIPACOES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P7649U108 04/29/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Earlier Date for the Exercise of Mgmt For For For
Options to Purchase a 30-Percent Stake in
CHL Desenvolvimento Imobiliario SA
2 Approve Acquisition Agreement between the Mgmt For For For
Company and CHL Desenvolvimento Imobiliario
SA
3 Appoint Independent Firm to Appraise Mgmt For For For
Proposed Acquisition
4 Approve Independent Firm's Appraisal Report Mgmt For For For
5 Approve Acquisition of CHL Desenvolvimento Mgmt For For For
Imobiliario SA
6 Approve Issuance of Shares and Warrants in Mgmt For For For
Connection with the Acquisition
7 Amend Articles 5 to Reflect Capital Mgmt For For For
Increase; Amend Article 5 to Ease Voting
Restrictions
8 Amend Article 16 Mgmt For For For
9 Amend Article 17 re: Appointment of Company Mgmt For For For
Representatives
PDG REALTY SA EMPREENDIMENTOS E PARTICIPACOES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P7649U108 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for Fiscal Year Ended Dec. 31, 2008
2 Accept Financial Statements and Statutory Mgmt For For For
Reports for Fiscal Year Ended Dec. 31, 2008
3 Approve Allocation of Income and Dividends Mgmt For For For
4 Approve Allocation of Income and Dividends Mgmt For For For
5 Elect Directors Mgmt For For For
6 Elect Directors Mgmt For For For
7 Approve Remuneration of Executive Officers Mgmt For For For
and Non-Executive Directors
8 Approve Remuneration of Executive Officers Mgmt For For For
and Non-Executive Directors
9 Authorize Second Issuance of Debentures Mgmt For For For
10 Authorize Second Issuance of Debentures Mgmt For For For
11 Authorize Board to Set Some of the Terms of Mgmt For For For
the Debenture Issuance
12 Authorize Board to Set Some of the Terms of Mgmt For For For
the Debenture Issuance
13 Authorize Executives to Undertake Debenture Mgmt For For For
Issuance
14 Authorize Executives to Undertake Debenture Mgmt For For For
Issuance
15 Approve Discharge of Executive Officer Board Mgmt For For For
16 Approve Discharge of Executive Officer Board Mgmt For For For
PERDIGAO S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P7704H109 02/27/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Appoint Independent Firm to Appraise Book Mgmt For For For
Value of Perdigao Agroindustrial SA
2 Approve Appraisal Report by Independent Firm Mgmt For For For
3 Approve Absorption of Perdigao Mgmt For For For
Agroindustrial SA
PERDIGAO S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P7704H109 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for Fiscal Year Ended Dec. 31, 2008
2 Accept Financial Statements and Statutory Mgmt For For For
Reports for Fiscal Year Ended Dec. 31, 2008
3 Approve Allocation of Income and Dividends Mgmt For For For
4 Approve Allocation of Income and Dividends Mgmt For For For
5 Elect Directors Mgmt For For For
6 Elect Directors Mgmt For For For
7 Elect Fiscal Council Members Mgmt For For For
8 Elect Fiscal Council Members Mgmt For For For
9 Approve Remuneration of Executive Officers, Mgmt For For For
Non-Executive Directors, and Fiscal Council
Members
10 Approve Remuneration of Executive Officers, Mgmt For For For
Non-Executive Directors, and Fiscal Council
Members
PERDIGAO S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P7704H109 06/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Increase in Authorized Capital to Mgmt For For For
500 Million Shares and Amend Article 5
Accordinlgy
PERDIGAO S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P7704H109 12/18/2008 Unvoted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Appoint Independent Firm to Appraise Mgmt For For For
Proposed Aborption of Assets Held by
Subsidiaries Perdigao Agroindustrial SA,
Perdigao Agroindustrial Mato Grosso Ltda,
Batavia SA Industria de Alimentos, and
Maroca & Russo Industria e Comercio Ltda
2 Approve Agreement to Spin Off Assets held by Mgmt For For For
Perdigao Agroindustrial SA to the
Subsidiaries Perdigao Agroindustrial Mato
Grosso Ltda, Batavia SA Industria de
Alimentos, and Maroca & Russo Industria e
Comercio Ltda
3 Approve Absorption of Perdigao Mgmt For For For
Agroindustrial Mato Grosso Ltda, Batavia SA
Industria de Alimentos, and Maroca & Russo
Industria e Comercio Ltda
PETROCHINA CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y6883Q104 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Report of the Board of Directors Mgmt For For For
2 Accept Report of the Supervisory Committee Mgmt For For For
3 Accept Financial Statements and Statutory Mgmt For For For
Reports
4 Approve Final Dividends Mgmt For For For
5 Approve Distribution of Interim Dividends Mgmt For For For
for the Year 2009
6 Reappoint PricewaterhouseCoopers, Certified Mgmt For For For
Public Accountants,
andPricewaterhouseCoopers Zhong Tian CPAs
Co. Ltd., Certified Public Accountants, as
International and Domestic Auditors,
Respectively, and Authorize Board to Fix
Their Remuneration
7 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
8 Approve Issuance of Debt Financing Mgmt For For For
Instruments in the Aggregate Principal
Amount of Up to RMB 100 Billion
9 Elect Wang Daocheng as Independent Supervisor ShrHldr N/A For N/A
PETROCHINA CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y6883Q104 10/21/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve New Comprehensive Agreement and Mgmt For Against Against
Revised Non-Exempt Annual Caps
2 Approve Supplemental Agreement to the CRMSC Mgmt For For For
Products and Services Agreement and Related
Annual Caps
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y69790106 06/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Report of the Board of Directors Mgmt For For For
2 Accept Report of the Supervisory Committee Mgmt For For For
3 Accept Annual Report and Its Summary Mgmt For For For
4 Accept Auditors' Report and Audited Mgmt For For For
Financial Statements
5 Approve Profit Distribution Plan Mgmt For For For
6 Reappoint Ernst and Young Hua Ming as the Mgmt For For For
PRC Auditors and Ernst and Young as the
International Auditors and Authorize the
Board to Fix Their Remuneration
7 Reelect Ma Mingzhe as Executive Director Mgmt For For For
8 Reelect Sun Jianyi as Executive Director Mgmt For For For
9 Reelect Cheung Chi Yan Louis as Executive Mgmt For For For
Director
10 Appoint Wang Liping as Executive Director Mgmt For For For
11 Appoint Jason Bo Yao as Executive Director Mgmt For For For
12 Reelect Lin Lijun as Non-Executive Director Mgmt For For For
13 Reelect Hu Aimin as Non-Executive Director Mgmt For For For
14 Reelect Chen Hongbo as Non-Executive Director Mgmt For For For
15 Reelect Wong Tung Shun Peter as Mgmt For For For
Non-Executive Director
16 Reelect Ng Sing Yip as Non-Executive Director Mgmt For For For
17 Reelect Clive Bannister as Non-Executive Mgmt For For For
Director
18 Appoint Li Zhe as Non-Executive Director Mgmt For For For
19 Reelect Chow Wing Kin Anthony as Independent Mgmt For For For
Non-Executive Director
20 Reelect Zhang Hongyi as Independent Mgmt For For For
Non-Executive Director
21 Reelect Chen Su as Independent Non-Executive Mgmt For For For
Director
22 Reelect Xia Liping as Independent Mgmt For For For
Non-Executive Director
23 Appoint Tang Yunwei as Independent Mgmt For For For
Non-Executive Director
24 Appoint Lee Ka Sze Carmelo as Independent Mgmt For For For
Non-Executive Director
25 Appoint Chung Yu-wo Danny as Independent Mgmt For For For
Non-Executive Director
26 Approve Remuneration of Directors Mgmt For For For
27 Appoint Gu Liji as Independent Supervisor Mgmt For For For
28 Reelect Sun Fuxin as Independent Supervisor Mgmt For For For
29 Appoint Song Zhijiang as Shareholders Mgmt For For For
Representative Supervisor
30 Approve Supervisors' Remuneration Plan for Mgmt For For For
the Supervisory Committee
31 Amend Articles of Association Mgmt For For For
32 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
33 Appoint Peng Zhijian as Independent Mgmt For For For
Supervisor
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y69790106 07/17/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amend Articles Re: Business Scope of the Mgmt For For For
Company
POLSKIE GORNICTWO NAFTOWE I GAZOWNICTWO S.A. (PGNIG)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X6582S105 01/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Poland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Open Meeting Mgmt N/A N/A N/A
2 Elect Meeting Chairman Mgmt For N/A N/A
3 Acknowledge Proper Convening of Meeting Mgmt For N/A N/A
4 Prepare List of Shareholders Mgmt N/A N/A N/A
5 Approve Non-Bid Sale of Company Assets Mgmt For N/A N/A
(Know-How) Determined by Way of Valuation by
Independent Expert
6 Transact Other Business (Voting) Mgmt For N/A N/A
7 Close Meeting Mgmt N/A N/A N/A
POLSKIE GORNICTWO NAFTOWE I GAZOWNICTWO S.A. (PGNIG)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X6582S105 03/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Poland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Open Meeting Mgmt N/A N/A N/A
2 Elect Meeting Chairman Mgmt For N/A N/A
3 Acknowledge Proper Convening of Meeting Mgmt N/A N/A N/A
4 Prepare List of Shareholders Mgmt N/A N/A N/A
5 Authorize Management Board to Conclude Mgmt For N/A N/A
Transactions Re: Exchanges of Perpetual
Leases of Real Estate Properties and Other
Assets
6 Approve Increase in Share Capital of Mgmt For N/A N/A
Gornoslaska Spolka Gazownictwa sp. z o.o.,
Mazowiecka Spolka Gazownictwa sp. z o.o.,
and Dolnoslaska Spoka Gazownictwa sp. z
o.o.; Approve Acquisition of Aforementioned
Companies against Non-Monetary Consideration
7 Withdraw Resolution Re: Acquisition of Mgmt For N/A N/A
Shares of Dewon Z.S.A.
8 Transact Other Business Mgmt For N/A N/A
9 Close Meeting Mgmt N/A N/A N/A
POLSKIE GORNICTWO NAFTOWE I GAZOWNICTWO S.A. (PGNIG)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X6582S105 05/21/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Special Poland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Open Meeting Mgmt N/A N/A N/A
2 Elect Meeting Chairman Mgmt For N/A N/A
3 Acknowledge Proper Convening of Meeting Mgmt N/A N/A N/A
4 Prepare List of Shareholders Mgmt N/A N/A N/A
5 Approve Sale of Shares of Agencja Rozwoju Mgmt For N/A N/A
Pomorza SA
6 Transact Other Business (Voting) Mgmt For N/A N/A
7 Close Meeting Mgmt N/A N/A N/A
POLSKIE GORNICTWO NAFTOWE I GAZOWNICTWO S.A. (PGNIG)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X6582S105 06/23/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Poland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Open Meeting Mgmt N/A N/A N/A
2 Elect Meeting Chairman Mgmt For N/A N/A
3 Acknowledge Proper Convening of Meeting Mgmt N/A N/A N/A
4 Prepare List of Shareholders Mgmt N/A N/A N/A
5 Approve Financial Statements and Management Mgmt For N/A N/A
Board Report on Company's Operations in
Fiscal 2008
6 Approve Consolidated Financial Statements Mgmt For N/A N/A
and Management Board Report on Group's
Operations in Fiscal 2008
7 Approve Discharge of Management Board Mgmt For N/A N/A
8 Approve Discharge of Supervisory Board Mgmt For N/A N/A
9 Approve Allocation of Income Mgmt For N/A N/A
10 Determine Non-Monetary Dividend and Its Mgmt For N/A N/A
Components
11 Transact Other Business (Voting) Mgmt For N/A N/A
12 Close Meeting Mgmt N/A N/A N/A
POLYUS GOLD OJSC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 678129107 05/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Russia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Annual Report and Financial Mgmt For For For
Statements
2 Approve Allocation of Income and Omission of Mgmt For For For
Dividends
3.1 Elect Anton Averin as Director Mgmt Against Against For
3.2 Elect Robert Buchan as Director Mgmt For For For
3.3 Elect Valery Braiko as Director Mgmt For For For
3.4 Elect Pavel Grachev as Director Mgmt Against Against For
3.5 Elect Eduard Eremyan as Director Mgmt Against Against For
3.6 Elect Marianna Zakharova as Director Mgmt Against Against For
3.7 Elect Evgeny Ivanov as Director Mgmt For Against Against
3.8 Elect Andrey Lebedev as Director Mgmt Against Against For
3.9 Elect Oleg Lipatov as Director Mgmt Against Against For
3.10 Elect Lord Patric Gillford as Director Mgmt For Against Against
3.11 Elect Alexander Mosionzhik as Director Mgmt Against Against For
3.12 Elect Mikhail Prokhorov as Director Mgmt For Against Against
3.13 Elect Andrey Rodionov as Director Mgmt Against Against For
3.14 Elect Alexander Romanov as Director Mgmt Against Against For
3.15 Elect Valery Rudakov as Director Mgmt For Against Against
3.16 Elect Zumrud Rustamova as Director Mgmt Against Against For
3.17 Elect Ekaterina Salnikova as Director Mgmt For Against Against
3.18 Elect Valery Senko as Director Mgmt Against Against For
3.19 Elect Maxim Finsky as Director Mgmt Against Against For
3.20 Elect Anton Cherny as Director Mgmt Against Against For
3.21 Elect Christophe Charlier as Director Mgmt Against Against For
4.1 Elect Andrey Zaytsev as Member of Audit Mgmt For For For
Commission
4.2 Elect Mikhail Zatsepin as Member of Audit Mgmt For For For
Commission
4.3 Elect Dmitry Mayorov as Member of Audit Mgmt Against For Against
Commission
4.4 Elect Georgy Svanidze as Member of Audit Mgmt Against Against For
Commission
4.5 Elect Olga Rompel as Member of Audit Mgmt For Against Against
Commission
4.6 Elect Oleg Cherney as Member of Audit Mgmt For For For
Commission
4.7 Elect Alexey Shaimardanov as Member of Audit Mgmt For For For
Commission
5 Ratify Rosexpertiza LLC as Auditor Mgmt For For For
6 Determine Cost of Liability Insurance for Mgmt For For For
Directors
7 Approve Related-Party Transaction Re: Mgmt For For For
Liability Insurance for Directors Proposed
under Item 6
8 Approve Remuneration of Directors Mgmt For For For
9 Approve Membership in All-Russia Mgmt For For For
Intersectoral Association of Employers -
Producers of Nickel and Precious Metals
POLYUS GOLD OJSC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 678129107 05/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Russia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Annual Report and Financial Mgmt For For For
Statements
2 Approve Allocation of Income and Omission of Mgmt For For For
Dividends
3 Elect Anton Averin as Director Mgmt Against Against For
4 Elect Robert Buchan as Director Mgmt For For For
5 Elect Valery Braiko as Director Mgmt For For For
6 Elect Pavel Grachev as Director Mgmt Against Against For
7 Elect Eduard Eremyan as Director Mgmt Against Against For
8 Elect Marianna Zakharova as Director Mgmt Against Against For
9 Elect Evgeny Ivanov as Director Mgmt For Against Against
10 Elect Andrey Lebedev as Director Mgmt Against Against For
11 Elect Oleg Lipatov as Director Mgmt Against Against For
12 Elect Lord Patric Gillford as Director Mgmt For Against Against
13 Elect Alexander Mosionzhik as Director Mgmt Against Against For
14 Elect Mikhail Prokhorov as Director Mgmt For Against Against
15 Elect Andrey Rodionov as Director Mgmt Against Against For
16 Elect Alexander Romanov as Director Mgmt Against Against For
17 Elect Valery Rudakov as Director Mgmt For Against Against
18 Elect Zumrud Rustamova as Director Mgmt Against Against For
19 Elect Ekaterina Salnikova as Director Mgmt For Against Against
20 Elect Valery Senko as Director Mgmt Against Against For
21 Elect Maxim Finsky as Director Mgmt Against Against For
22 Elect Anton Cherny as Director Mgmt Against Against For
23 Elect Christophe Charlier as Director Mgmt Against Against For
24 Elect Andrey Zaytsev as Member of Audit Mgmt For For For
Commission
25 Elect Mikhail Zatsepin as Member of Audit Mgmt For For For
Commission
26 Elect Dmitry Mayorov as Member of Audit Mgmt Against For Against
Commission
27 Elect Georgy Svanidze as Member of Audit Mgmt Against Do Not Vote N/A
Commission
28 Elect Olga Rompel as Member of Audit Mgmt For Do Not Vote N/A
Commission
29 Elect Oleg Cherney as Member of Audit Mgmt For For For
Commission
30 Elect Alexey Shaimardanov as Member of Audit Mgmt For For For
Commission
31 Ratify Rosexpertiza LLC as Auditor Mgmt For For For
32 Determine Cost of Liability Insurance for Mgmt For For For
Directors
33 Approve Related-Party Transaction Re: Mgmt For For For
Liability Insurance for Directors Proposed
under Item 6
34 Approve Remuneration of Directors Mgmt For For For
35 Approve Membership in All-Russia Mgmt For For For
Intersectoral Association of Employers -
Producers of Nickel and Precious Metals
POWSZECHNA KASA OSZCZEDNOSCI BANK POLSKI S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X6919X108 04/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Poland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Acknowledge Proper Convening of Meeting Mgmt N/A N/A N/A
2 Approve Agenda of Meeting Mgmt For N/A N/A
3 Recall Supervisory Board Member(s) Mgmt For N/A N/A
4 Elect Supervisory Board Member(s) Mgmt For N/A N/A
5 Close Meeting Mgmt N/A N/A N/A
POWSZECHNA KASA OSZCZEDNOSCI BANK POLSKI S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X6919X108 06/30/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Poland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Open Meeting Mgmt N/A N/A N/A
2 Elect Meeting Chairman Mgmt For N/A N/A
3 Acknowledge Proper Convening of Meeting Mgmt N/A N/A N/A
4 Approve Agenda of Meeting Mgmt For N/A N/A
5 Receive Financial Statements and Management Mgmt N/A N/A N/A
Board Report on Company's Operations in
Fiscal 2008
6 Receive Supervisory Board Report Mgmt N/A N/A N/A
7 Approve Management Board Report on Company's Mgmt For N/A N/A
Operations in Fiscal 2008
8 Approve Financial Statements Mgmt For N/A N/A
9 Approve Supervisory Board Report Mgmt For N/A N/A
10 Approve Allocation of Income Mgmt For N/A N/A
11 Approve Discharge of Jerzy Pruski Mgmt Against N/A N/A
(Management Board)
12 Approve Discharge of Bartosz Drabikowski Mgmt For N/A N/A
(Management Board)
13 Approve Discharge of Krzysztof Dresler Mgmt For N/A N/A
(Management Board)
14 Approve Discharge of Mariusz Klimczak Mgmt For N/A N/A
(Management Board)
15 Approve Discharge of Tomasz Mironczuk Mgmt Against N/A N/A
(Management Board)
16 Approve Discharge of Jaroslaw Myjak Mgmt For N/A N/A
(Management Board)
17 Approve Discharge of Wojciech Papierak Mgmt For N/A N/A
(Management Board)
18 Approve Discharge of Mariusz Zarzycki Mgmt For N/A N/A
(Management Board)
19 Approve Discharge of Rafal Juszczak Mgmt For N/A N/A
(Management Board)
20 Approve Discharge of Berenika Duda-Uhryn Mgmt For N/A N/A
(Management Board)
21 Approve Discharge of Robert Dzialak Mgmt For N/A N/A
(Management Board)
22 Approve Discharge of Wojciech Kwiatkowski Mgmt For N/A N/A
(Management Board)
23 Approve Discharge of Aldona Michalak Mgmt For N/A N/A
(Management Board)
24 Approve Discharge of Adam Skowronski Mgmt For N/A N/A
(Management Board)
25 Approve Discharge of Stefan Swiatkowski Mgmt For N/A N/A
(Management Board)
26 Approve Discharge of Marzena Piszczek Mgmt For N/A N/A
(Supervisory Board)
27 Approve Discharge of Eligiusz Krzesniak Mgmt For N/A N/A
(Supervisory Board)
28 Approve Discharge of Jan Bossak (Supervisory Mgmt For N/A N/A
Board)
29 Approve Discharge of Jerzy Osiatynski Mgmt For N/A N/A
(Supervisory Board)
30 Approve Discharge of Urszula Palaszek Mgmt For N/A N/A
(Supervisory Board)
31 Approve Discharge of Roman Sobiecki Mgmt For N/A N/A
(Supervisory Board)
32 Approve Discharge of Ryszard Wierzba Mgmt For N/A N/A
(Supervisory Board)
33 Approve Discharge of Marek Gluchowski Mgmt For N/A N/A
(Supervisory Board)
34 Approve Discharge of Maciej Czapiewski Mgmt For N/A N/A
(Supervisory Board)
35 Approve Discharge of Jerzy Michalowski Mgmt For N/A N/A
(Supervisory Board)
36 Approve Discharge of Tomasz Siemiatkowski Mgmt For N/A N/A
(Supervisory Board)
37 Approve Discharge of Agnieszka Mgmt For N/A N/A
Winnik-Kalemba (Supervisory Board)
38 Receive Consolidated Financial Statements Mgmt N/A N/A N/A
and Management Board Report on Group's
Operations in Fiscal 2008
39 Approve Management Board Report on Group's Mgmt For N/A N/A
Operations in Fiscal 2008
40 Approve Consolidated Financial Statements Mgmt For N/A N/A
41 Approve Increase in Share Capital via Mgmt For N/A N/A
Issuance of Shares with Preemptive Rights
42 Amend Statute Mgmt For N/A N/A
43 Amend Regulations on Supervisory Board Mgmt For N/A N/A
44 Amend Regulations on General Meetings Mgmt For N/A N/A
45 Receive Presentation on Recruitment for Mgmt N/A N/A N/A
Position of Bank's Vice President
46 Receive Special Report of Supervisory Board Mgmt N/A N/A N/A
47 Close Meeting Mgmt N/A N/A N/A
PT ASTRA INTERNATIONAL TBK.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7117N149 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Indonesia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Annual Report and Financial Statements Mgmt For For For
2 Approve Allocation of Income Mgmt For Abstain Against
3 Approve Remuneration of Directors and Mgmt For Abstain Against
Commissioners
4 Appoint Auditors Mgmt For For For
PT BANK CENTRAL ASIA TBK
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7123P138 05/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Indonesia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Annual Report, Financial Statements, Mgmt For For For
Commissioners' Report, and Discharge of
Directors and Commissioners
2 Approve Allocation of Income Mgmt For For For
3 Elect Directors and Commissioners Mgmt For Abstain Against
4 Approve Remuneration of Directors and Mgmt For Abstain Against
Commissioners
5 Appoint Auditors Mgmt For For For
6 Approve Payment of Interim Dividends Mgmt For For For
PT BANK CENTRAL ASIA TBK
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7123P138 12/18/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Indonesia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Acquisition of PT Bank UIB Mgmt For For For
2 Amend Articles of Association Re: Bapepam Mgmt For For For
Rule No. IX.J.1
PT BANK MANDIRI (PERSERO) TBK
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7123S108 05/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Indonesia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Annual Report, Financial Statements, Mgmt For For For
Commissioners' Report, and Annual Report on
Partnership and Community Development
Program for the Financial Year Ended Dec.
31, 2008
2 Approve Allocation of Income Mgmt For For For
3 Appoint Auditors Mgmt For For For
4 Approve Remuneration of Directors and Mgmt For For For
Commissioners
5 Approve Increase in Issued Share Capital Mgmt For Against Against
PT BANK MANDIRI (PERSERO) TBK
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7123S108 09/23/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Indonesia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Acquisition of a 51-Percent Equity Mgmt For For For
Interest in PT Tunas Financindo Sarana from
PT Tunas Ridean Tbk and PT Tunas Mobilindo
Parama
PT BANK RAKYAT INDONESIA (PERSERO) TBK
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y0697U104 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Indonesia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Annual Report, Financial Statements, Mgmt For For For
and Commissioners' Report of the Company and
Report of the Partnership and Community
Development Program for the Year 2008
2 Approve Allocation of Income Mgmt For Abstain Against
3 Approve Remuneration of Directors and Mgmt For Abstain Against
Commissioners
4 Appoint Auditors Mgmt For Abstain Against
5 Approve Increase in Capital Mgmt For Abstain Against
6 Elect Commissioners Mgmt For Abstain Against
7 Approve Implementation of the Ministry Mgmt For For For
Regulation No. 5/2008 Re: General
Procurement of Goods and Services
8 Approve Increase in the Company's Placement Mgmt For Abstain Against
in Bank Syariah BRI
9 Approve Implementation of the Ministry of Mgmt For Abstain Against
State Owned Company Letter No.
S-1996/MBU/2009 Re: Funding Charge for the
Activities of Institutions, Organizations,
and/or Associations
PT BUMI RESOURCES TBK
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7122M110 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special Indonesia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Directors' Report Mgmt For For For
2 Accept Financial Statements and Statutory Mgmt For For For
Reports
3 Approve Allocation of Income Mgmt For Abstain Against
4 Appoint Auditors Mgmt For Abstain Against
5 Approve Pledging of Assets for Debt Mgmt For Abstain Against
6 Elect Commissioners Mgmt For Abstain Against
PT PERUSAHAAN GAS NEGARA TBK
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7136Y118 06/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special Indonesia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Directors' Report, Report on the Mgmt For For For
Duties of Commissioners, and Report on
Partnership and Community Development
Program (PCDP)
2 Approve Financial Statements of the Company Mgmt For For For
and Its PCDP and Discharge of Directors and
Commissioners
3 Approve Allocation of Income and Payment of Mgmt For Abstain Against
Dividend
4 Approve Remuneration of Directors and Mgmt For Abstain Against
Commissioners
5 Appoint Auditors Mgmt For For For
6 Amend Articles of Association Mgmt For For For
PT PERUSAHAAN GAS NEGARA TBK
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7136Y118 12/22/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Indonesia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Implementation of the Ministry Mgmt For For For
Regulation No. 5/2008 Re: General
Procurement of Goods and Services
2 Approve Ratification of the Record Mgmt For For For
Adjustment Re: Partnership and Community
Development Program
3 Authorize Share Repurchase Program Mgmt For For For
4 Ratify Accounting Procedure Re: Tantiem for Mgmt For Abstain Against
the Financial Year 2007
5 Approve Remuneration of Directors and Mgmt For For For
Commissioners
PT TELEKOMUNIKASI INDONESIA TBK
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y71474137 06/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Indonesia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Annual Report and Commissioners' Mgmt For For For
Report
2 Approve Financial Statements of the Company Mgmt For For For
and Its Partnership and Community
Development Program and Discharge of
Directors and Commissioners
3 Approve Allocation of Income Mgmt For For For
4 Approve Remuneration of Directors and Mgmt For For For
Commissioners
5 Appoint Auditors Mgmt For For For
6 Approve Implementation of the Ministry Mgmt For For For
Regulation No. 5/2008 Re: General
Procurement of Goods and Services
7 Elect Commissioners Mgmt For Abstain Against
PT TELEKOMUNIKASI INDONESIA TBK
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y71474137 09/19/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Indonesia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect a Commissioner to Fill in the Vacancy Mgmt For Abstain Against
Caused by the Resignation of Anggito Abimanyu
2 Extend the Terms of Duty of Members of the Mgmt For For For
Board of Commissioners Who were Elected in
the EGM dated March 10, 2004 for a Period of
Five Years, Until the Closing of the AGM in
2009
PTT EXPLORATION & PRODUCTION PCL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7145P165 03/31/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Thailand
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Acknowledge 2008 Performance Result and 2009 Mgmt For For For
Work Plan
2 Accept 2008 Financial Statements Mgmt For For For
3 Approve Dividend of THB 5.42 Per Share Mgmt For For For
4 Approve Office of the Auditor General of Mgmt For For For
Thailand as Auditors and Authorize Board to
Fix Their Remuneration
5 Elect Pala Sookawesh as Director Mgmt For For For
6 Elect Bhusana Premanode as Director Mgmt For For For
7 Elect Anon Sirisaengtaksin as Director Mgmt For For For
8 Elect Sirinuj Bisonyabut as Director Mgmt For For For
9 Elect Rathakit Manathat as Director Mgmt For For For
10 Approve Remuneration of Directors and Mgmt For For For
Sub-Committees
11 Amend Clause 9 of the Articles of Association Mgmt For For For
12 Authorize Issuance of Debentures Not Mgmt For For For
Exceeding THB 50 Billion or its Equivalent
in Other Currency
13 Other Business Mgmt For Against Against
PTT PUBLIC CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y6883U113 04/10/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Thailand
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Minutes of Previous AGM Mgmt For For For
2 Accept 2008 Operating Results, Financial Mgmt For For For
Statements, and Statutory Reports
3 Approve 2008 Net Profit Allocation Plan and Mgmt For For For
2008 Dividend Policy
4 Approve Office of the Auditor General as Mgmt For For For
Auditors and Authorize Board to Fix Their
Remuneration
5 Approve Remuneration of Directors Mgmt For For For
6 Elect Norkun Sitthiphong as Director Mgmt For For For
7 Elect Prasert Bunsumpun as Director Mgmt For For For
8 Elect Watcharakiti Watcharothai as Director Mgmt For For For
9 Elect Suraphol Nitikraipot as Director Mgmt For For For
10 Elect Surachai Phuprasert as Director Mgmt For For For
11 Amend Articles of Association Re: Repurchase Mgmt For For For
Clause, Powers of Directors, and Connected
Transactions
12 Approve Five-Year External Fund Raising Plan Mgmt For Against Against
of up to THB 65 Billion
13 Report Company's Related Supreme Mgmt For For For
Administrative Court's Decisions Compliances
14 Other Business Mgmt For Against Against
RAUBEX GROUP LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS S68353101 10/03/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Africa
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for Year Ended February 29, 2008
2.1 Reelect MC Matjila as Director Mgmt For Against Against
2.2 Reelect JE Raubenheimer as Director Mgmt For For For
2.3 Reelect F Diedrechsen as Director Mgmt For Against Against
2.4 Reelect GM Raubenheimer as Director Mgmt For Against Against
2.5 Reelect F Kenney as Director Mgmt For Against Against
2.6 Reelect MB Swana as Director Mgmt For For For
2.7 Reelect LA Maxwell as Director Mgmt For For For
3 Authorize Board to Fix Remuneration of the Mgmt For For For
Auditors for Year Ended February 29, 2008
4 Approve Remuneration of Directors Mgmt For For For
5 Place up to 10 Percent Authorized But Mgmt For For For
Unissued Shares under Control of Directors
6 Approve Issuance of Shares without Mgmt For For For
Preemptive Rights up to a Maximum of 10
Percent of Issued Capital
7 Authorize Repurchase of Up to 20 Percent of Mgmt For For For
Issued Share Capital
8 Authorize Board to Ratify and Execute Mgmt For For For
Approved Resolutions
RELIANCE COMMUNICATIONS LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y72317103 09/30/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Dividend of INR 0.75 Per Share Mgmt For For For
3 Reappoint J. Ramachandran as Director Mgmt For For For
4 Approve Chaturvedi & Shah and BSR & Co. as Mgmt For For For
Auditors and Authorize Board to Fix Their
Remuneration
5 Appoint A.K. Purwar as Director Mgmt For For For
RICHTER GEDEON RT
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X3124R133 04/28/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Hungary
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Use of Computerized Voting Machine Mgmt For N/A N/A
for AGM
2 Approve Use of Sound Recording for Minute Mgmt For N/A N/A
Preparation
3 Elect Chairman of Meeting and Other Meeting Mgmt For N/A N/A
Officials
4 Approve Board of Directors Report on Mgmt For N/A N/A
Company's Operations in Fiscal 2008
5 Receive Auditor's Report Mgmt N/A N/A N/A
6 Receive Supervisory Board Report, Including Mgmt N/A N/A N/A
Audit Committee Report
7 Approve Dividends of HUF 590 Per Share for Mgmt For N/A N/A
Fiscal 2008
8 Approve Allocation of Remaining Net Income Mgmt For N/A N/A
9 Approve Annual Report and Financial Mgmt For N/A N/A
Statements
10 Receive Consolidated Financial Statements Mgmt N/A N/A N/A
and Board of Directors Report on Group's
Operations in Fiscal 2008
11 Receive Auditor's Report on Consolidated Mgmt N/A N/A N/A
Report
12 Receive Supervisory Board Report, Including Mgmt N/A N/A N/A
Audit Committee Report on Consolidated Report
13 Approve Consolidated Report Mgmt For N/A N/A
14 Accept Company's Corporate Governance Report Mgmt For N/A N/A
15 Authorize Share Repurchase Program Mgmt For N/A N/A
16 Amend Articles of Association Re: Corporate Mgmt For N/A N/A
Purpose
17 Amend Articles of Association Re: Exercise Mgmt For N/A N/A
of Employer's Rights over Company Employees
18 Amend Articles of Association Re: Technical Mgmt For N/A N/A
Amendments Regarding Terminology Used in
Current Articles of Association
19 Amend Articles of Association Re: Eliminate Mgmt For N/A N/A
General Meeting Authority to Decide on
Acceptance of Public Purchase Offers with
Respect to Treasury Shares
20 Amend Articles of Association Re: Voting Mgmt For N/A N/A
Right Cap
21 Amend Articles of Association Re: Eliminate Mgmt For N/A N/A
General Meeting's Exclusive Authority to
Decide on Measures to Be Taken in Order to
Disturb Public Purchase Offers
22 Approve Consolidated Text of Articles of Mgmt For N/A N/A
Association
23 Approve Remuneration of Members of Board of Mgmt For N/A N/A
Directors
24 Reelect Attila Chikan as Member of Mgmt For N/A N/A
Supervisory Board
25 Reelect Jozsef Eros as Member of Supervisory Mgmt For N/A N/A
Board
26 Reelect Janokine dr. Maria Balogh as Member Mgmt For N/A N/A
of Supervisory Board
27 Reelect Gabor Simon Kis as Member of Mgmt For N/A N/A
Supervisory Board
28 Reelect Andras Sugar S. as Member of Mgmt For N/A N/A
Supervisory Board
29 Reelect Gabor Toth as Member of Supervisory Mgmt For N/A N/A
Board
30 Reelect Jeno Fodor as Employee Mgmt For N/A N/A
Representative on Company's Supervisory Board
31 Elect Andras Balasko as Employee Mgmt For N/A N/A
Representative on Company's Supervisory Board
32 Reelect Attila Chikan, Jozsef Eros, and Mgmt For N/A N/A
Janokine dr. Maria Balogh as Members of
Audit Committee
33 Approve Remuneration of Supervisory Board Mgmt For N/A N/A
Members
34 Approve Rules of Procedure of Supervisory Mgmt For N/A N/A
Board
35 Ratify Deloitte Ltd. as Auditor Mgmt For N/A N/A
36 Approve Auditor's Remuneration Mgmt For N/A N/A
37 Transact Other Business Mgmt For N/A N/A
ROSNEFT OIL COMPANY OJSC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 67812M207 06/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Russia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Annual Report Mgmt For For For
2 Approve Financial Statements Mgmt For For For
3 Approve Allocation of Income Mgmt For For For
4 Approve Dividends of RUB 1.92 per Ordinary Mgmt For For For
Share
5 Approve Remuneration of Directors Mgmt For For For
6 Elect Vladimir Bogdanov as Director Mgmt N/A For N/A
7 Elect Sergey Bogdanchikov as Director Mgmt N/A Against N/A
8 Elect Andrey Kostin as Director Mgmt N/A For N/A
9 Elect Aleksandr Nekipelov as Director Mgmt N/A For N/A
10 Elect Yury Petrov as Director Mgmt N/A Against N/A
11 Elect Andrey Reous as Director Mgmt N/A Against N/A
12 Elect Hans-Joerg Rudloff as Director Mgmt N/A For N/A
13 Elect Igor Sechin as Director Mgmt N/A Against N/A
14 Elect Nikolay Tokarev as Director Mgmt N/A Against N/A
15 Elect Andrey Zobzev as Member of Audit Mgmt For For For
Commission
16 Elect Irina Korovkina as Member of Audit Mgmt For For For
Commission
17 Elect Sergey Ozerov as Member of Audit Mgmt For For For
Commission
18 Elect Tatiana Fisenko as Member of Audit Mgmt For For For
Commission
19 Elect Aleksandr Yugov as Member of Audit Mgmt For For For
Commission
20 Ratify Rosexpertiza LLC Auditor Mgmt For For For
21 Amend New Edition of Charter Mgmt For For For
22 Approve New Edition of Regulations on Mgmt For For For
General Meetings
23 Approve New Edition of Regulations on Board Mgmt For Against Against
of Directors
24 Approve New Edition of Regulations on Mgmt For For For
Management
25 Approve New Edition of Regulations on Mgmt For For For
General Director
26 Approve New Edition of Regulations on Audit Mgmt For For For
Commission
27 Approve Related-Party Transactions with OOO Mgmt For For For
RN-Yuganskneftegas Re: Oil and Gas
Production Services
28 Approve Related-Party Transactions Re: Sale Mgmt For For For
of Oil Products to OOO RN-Vostoknefteproduct
29 Approve Related-Party Transactions with OAO Mgmt For For For
AK Transneft Re: Oil Transportation
Agreements
30 Approve Related-Party Transactions with OAO Mgmt For For For
VBRR Re: Bank Deposit Transactions
31 Approve Related-Party Transactions with OAO Mgmt For For For
Bank VTB Re: Bank Deposit Transactions
32 Approve Related-Party Transactions with OAO Mgmt For For For
VBRR Re: Purchase and Sale of Foreign
Currency Transactions
33 Approve Related-Party Transactions with OAO Mgmt For For For
Bank VTB Re: Purchase and Sale of Foreign
Currency Transactions
34 Approve Related-Party Transactions with OAO Mgmt For For For
Bank VTB Re: Loan Agreements
35 Approve Related-Party Transaction Re: Oil Mgmt For For For
Delivery Agreement
36 Approve Large-Scale Transaction Mgmt For For For
SAMSUNG ELECTRONICS CO. LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y74718100 03/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Appropriation of Income and Year-End Mgmt For For For
Dividend of KRW 5,000 per Common Share
2 Elect Three Outside Directors (Bundled) Mgmt For For For
3 Elect Four Inside Directors (Bundled) Mgmt For For For
4 Elect Two Members of Audit Committee Mgmt For For For
(Bundled)
5 Approve Total Remuneration of Inside Mgmt For Against Against
Directors and Outside Directors
SAMSUNG FIRE & MARINE INSURANCE CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7473H108 06/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Appropriation of Income and Mgmt For For For
Dividends of KRW 3,000 per Common Share
2 Amend Articles of Incorporation Regarding Mgmt For For For
Preemptive Rights, Public Offerings, Stock
Options, Public Notice for Shareholder
Meeting, Audit Committee, and Share
Cancellation
3 Elect One Inside Director and Three Outside Mgmt For For For
Directors (Bundled)
4 Elect Two Members of Audit Committee Mgmt For For For
5 Approve Total Remuneration of Inside Mgmt For For For
Directors and Outside Directors
SASOL LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 803866102 11/28/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Africa
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for Year Ended June 30, 2008
2 Reelect LPA Davies as Director Mgmt For For For
3 Reelect AM Mokaba as Director Mgmt For For For
4 Reelect TH Nyasulu as Director Mgmt For For For
5 Reelect KC Ramon as Director Mgmt For For For
6 Reelect BP Connellan as Director Mgmt For For For
7 Reelect MSV Gantsho as Director Mgmt For For For
8 Reelect A Jain as Director Mgmt For For For
9 Reelect JE Schrempp as Director Mgmt For For For
10 Reappoint KPMG, Inc. as Auditors Mgmt For For For
11 Amend Article160 of the Articles of Mgmt For For For
Association Re: Approve Substitution of
Rights, Privileges and Conditions Attached
to the Sasol Preferred Ordinary Shares
12 Authorize Repurchase of 31.5 Million Mgmt For For For
Ordinary Shares from Sasol Investment
Company (Pty) Limited
13 Authorize Repurchase of Up to 20 Percent of Mgmt For For For
Issued Share Capital
14 Approve Remuneration of Non-Executive Mgmt For For For
Directors for Year Ended June 30, 2009
15 Authorize Board to Ratify and Execute Mgmt For For For
Approved Resolutions
SHANGHAI INDUSTRIAL HOLDINGS LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7683K107 06/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Final Dividend of HK$0.36 Mgmt For For For
3 Reelect Teng Yi Long as Director Mgmt For For For
4 Reelect Cai Yu Tian as Director Mgmt For For For
5 Reelect Lu Ming Fang as Director Mgmt For For For
6 Reelect Ding Zhong De as Director Mgmt For Against Against
7 Reelect Zhou Jun as Director Mgmt For Against Against
8 Reelect Leung Pak To, Francis as Director Mgmt For For For
9 Authorize Board to Fix the Remuneration of Mgmt For For For
Directors
10 Reappoint Deloitte Touche Tohmatsu as Mgmt For For For
Auditors and Authorize the Board to Fix
Their Remuneration
11 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
12 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
13 Authorize Reissuance of Repurchased Shares Mgmt For Against Against
SHANGHAI INDUSTRIAL HOLDINGS LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7683K107 09/08/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Acquisition of the Good Cheer Sale Mgmt For For For
Share and the Good Cheer Sale Loans for a
Consideration of HK$1.35 Billion
2 Approve Acquisition of the Hu-Hang Sale Mgmt For For For
Share and the Hu-Hang Sale Loan for a
Consideration of HK$4.2 Billion
SHINHAN FINANCIAL GROUP CO. LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7749X101 03/17/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Appropriation of Income and Mgmt For For For
Dividends of KRW 0 for Common Stock and
Total of KRW 245 Billion for Preferred Stock
2 Amend Articles of Incorporation Mgmt For For For
3 Approve Total Remuneration of Inside Mgmt For For For
Directors and Outside Directors
4 Approve Stock Option Grants Mgmt For For For
5 Elect Lee Baek-Soon as Inside Director Mgmt For For For
6 Elect Go Boo-In as Outside Director Mgmt For For For
7 Elect Kim Young-Woo as Outside Director Mgmt For For For
8 Elect Kim Yo-Koo as Outside Director Mgmt For For For
9 Elect Ryoo Shee-Yul as Outside Director Mgmt For For For
10 Elect Yun Ke-Sup as Outside Director Mgmt For For For
11 Elect Lee Jung-Il as Outside Director Mgmt For For For
12 Elect Chun Sung-Bin as Outside Director Mgmt For For For
13 Elect Jeong Kap-Young as Outside Director Mgmt For For For
14 Elect Chung Haeng-Nam as Outside Director Mgmt For For For
15 Elect Cho Bong-Youn as Outside Director Mgmt For For For
16 Elect Choi Young-Seok as Outside Director Mgmt For For For
17 Elect Philippe Reynieix as Outside Director Mgmt For For For
18 Elect Kim Young-Woo as Outside Director who Mgmt For For For
will also serve as Member of Audit Committee
19 Elect Chun Sung-Bin as Outside Director who Mgmt For For For
will also serve as Member of Audit Committee
20 Elect Jeong Kap-Young as Outside Director Mgmt For For For
who will also serve as Member of Audit
Committee
21 Elect Cho Bong-Youn as Outside Director who Mgmt For For For
will also serve as Member of Audit Committee
SIAM COMMERCIAL BANK PCL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7905M113 04/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Thailand
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Minutes of Previous AGM Mgmt For For For
2 Acknowledge 2008 Annual Report Mgmt N/A N/A N/A
3 Accept Financial Statements and Statutory Mgmt For For For
Reports
4 Approve Allocation of Income and Payment of Mgmt For For For
Dividend of THB 2.00 per Share
5 Approve Remuneration and Bonus of Directors Mgmt For For For
6 Elect Vichit Suraphongchai as Director Mgmt For For For
7 Elect Bodin Asavanich as Director Mgmt For For For
8 Elect Maris Samaram as Director Mgmt For For For
9 Elect Tiraphot Vajrabhaya as Director Mgmt For For For
10 Elect Supa Piyajitti as Director Mgmt For For For
11 Approve KPMG Phoomchai Audit as Auditors and Mgmt For For For
Authorize Board to Fix Their Remuneration
12 Amend Articles of Association Re: Mgmt For For For
Definitions of Law, Restriction on Foreign
Shareholding, Directors Retiring by
Rotation, Power and Duty of the Board of
Directors, and Authorized Signatories
13 Amend Clause 4 of the Memorandum of Mgmt For For For
Association to Reflect Changes in Registered
Capital
SILICONWARE PRECISION INDUSTRIES CO. LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7934R109 06/10/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve 2008 Business Operations Report and Mgmt For For For
Financial Statements
2 Approve 2008 Allocation of Income and Mgmt For For For
Dividends
3 Transact Other Business (Non-Voting) Mgmt N/A N/A N/A
SIME DARBY BHD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7962G108 11/12/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Malaysia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for the Financial Year Ended June
30, 2008
2 Approve Final Dividend of MYR 0.34 Per Share Mgmt For For For
Less Malaysian Income at 25 Percent and
Special Dividends of MYR 0.04 Per Share Less
Malaysian Income at 25 Percent and MYR 0.06
Per Share Malaysian Tax Exempt for the
Financial Year Ended June 30, 2008
3 Approve Remuneration of Non-Executive Mgmt For For For
Directors in the Amount of MYR 3 Million for
the Financial Year Ended June 30, 2008
4 Elect Musa Hitam as Director Mgmt For For For
5 Elect Ahmad Sarji Abdul Hamid as Director Mgmt For For For
6 Elect Arifin Mohamad Siregar as Director Mgmt For For For
7 Elect Mohamed Sulaiman as Director Mgmt For Against Against
8 Elect Mohd Zahid Mohd Noordin as Director Mgmt For For For
9 Elect Ahmad Tajuddin Ali as Director Mgmt For For For
10 Elect Sheng Len Tao as Director Mgmt For For For
11 Approve PricewaterhouseCoopers as Auditors Mgmt For For For
and Authorize Board to Fix Their Remuneration
12 Amend Articles of Association Re: Board Size Mgmt For For For
13 Approve Issuance of Equity or Equity-Linked Mgmt For For For
Securities without Preemptive Rights in Any
Amount Up to 10 Percent of Issued Share
Capital
14 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
15 Approve Implementation of Shareholders' Mgmt For For For
Mandate for Recurrent Related Party
Transactions
SK TELECOM CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 78440P108 03/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Appropriation of Income and Year-End Mgmt For For For
Dividend of KRW 8,400 per Share
2 Approve Total Remuneration of Inside Mgmt For For For
Directors and Outside Directors
3 Amend Terms of Severance Payments to Mgmt For For For
Executives
4.1 Elect Inside Director Chey Jae Won Mgmt For For For
4.2 Elect Inside Director Jung Man Won Mgmt For For For
4.3 Elect Lim Hyun-Chin as Outside Director Mgmt For For For
4.4 Elect Lim Hyun-Chin as Member of Audit Mgmt For For For
Committee
SK TELECOM CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y4935N104 03/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Appropriation of Income and Year-End Mgmt For For For
Dividend of KRW 8,400 per Share
2 Approve Total Remuneration of Inside Mgmt For For For
Directors and Outside Directors
3 Amend Terms of Severance Payments to Mgmt For For For
Executives
4 Elect Two Inside Directors Mgmt For For For
5 Elect Lim Hyun-Chin as Outside Director Mgmt For For For
6 Elect Lim Hyun-Chin as Member of Audit Mgmt For For For
Committee
SSCP CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y8135T100 03/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Financial Statements Mgmt For For For
2 Amend Articles of Incorporation Regarding Mgmt For For For
Preemptive Rights, Public Offerings, and
Meeting Notice
3 Elect One Inside Director and One Outside Mgmt For For For
Director (Bundled)
4 Approve Total Remuneration of Inside Mgmt For For For
Directors and Outside Directors
5 Authorize Board to Fix Remuneration of Mgmt For For For
Internal Auditor
STATE BANK OF INDIA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y8161Z129 01/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect R. Maheshwari as Director Mgmt For Abstain Against
2 Elect D. Sundaram as Director Mgmt For Do Not Vote N/A
3 Elect U.N. Kapur as Director Mgmt For Do Not Vote N/A
STATE BANK OF INDIA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y8161Z129 06/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
STX PAN OCEAN CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y81718101 03/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Appropriation of Income and Dividend Mgmt For For For
of KRW 365 per Share
2 Elect Five Directors Mgmt For For For
3 Elect Four Members of Audit Committee Mgmt For For For
4 Approve Total Remuneration of Inside Mgmt For For For
Directors and Outside Directors
5 Appoint External Auditor Mgmt For For For
6 Approve Modification and Renewal of Mgmt For For For
Shareholders' Mandate for Interested Person
Transactions
STX PAN OCEAN CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y81718101 10/31/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amend Articles of Incorporation to Lower Mgmt For For For
Number of Authorized Shares and to Increase
Share Par Value
2 Approve Reverse Stock Split Mgmt For For For
TAIWAN FERTILIZER CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y84171100 06/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve 2008 Financial Statements and Mgmt For For For
Statutory Reports
2 Approve 2008 Allocation of Income and Mgmt For For For
Dividends
3 Amend Articles of Association Mgmt For For For
4 Approve Amendment on the Procedures for Mgmt For For For
Loans and for Endorsements and Guarantee
5 Elect Jung-Chi Chung, Representative of Mgmt For For For
Council of Agriculture with Shareholder No.
17316, as Director
6 Elect Sing-Hwa Hu, Representative of Council Mgmt For For For
of Agriculture with Shareholder No. 17316,
as Director
7 Elect Fang-Xung Ye, Representative of Mgmt For For For
Council of Agriculture with Shareholder No.
17316, as Director
8 Elect Shi-Yu Li, Representative of Council Mgmt For For For
of Agriculture with Shareholder No. 17316,
as Director
9 Elect Sheng-Feng You, Representative of Mgmt For For For
Council of Agriculture with Shareholder No.
17316, as Director
10 Elect Chang-Hai Tasi with Shareholder No. Mgmt For For For
214242 as Director
11 Elect Chiung-Ying Lin, Representative of Mgmt For For For
Chunghwa Post Co., Ltd. with Shareholder No.
163375, as Supervisor
12 Transact Other Business (Non-Voting) Mgmt N/A N/A N/A
TAIWAN SEMICONDUCTOR MANUFACTURING CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 874039100 06/10/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve 2008 Business Operations Report, Mgmt For For For
Financial Statements, and Statutory Reports
2 Approve 2008 Allocation of Income and Mgmt For For For
Dividends
3 Approve Capitalization of 2008 Dividends and Mgmt For For For
Employee Profit Sharing
4 Approve Amendment on the Procedures for Mgmt For For For
Loans to Other Parties and Procedures for
Endorsement and Guarantee
5.1 Director Morris Chang Mgmt For For For
5.2 Director F.c. Tseng Mgmt For For For
5.3 Director Rick Tsai Mgmt For For For
5.4 Director Tain-jy Chen Mgmt For Withhold Against
5.5 Director P. Leahy Bonfield Mgmt For For For
5.6 Director Stan Shih Mgmt For For For
5.7 Director Ms. Carly Fiorina Mgmt For For For
5.8 Director Thomas J Engibous Mgmt For For For
TAIWAN SEMICONDUCTOR MANUFACTURING CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y84629107 06/10/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve 2008 Business Operations Report and Mgmt For For For
Financial Statements
2 Approve 2008 Allocation of Income and Mgmt For For For
Dividends
3 Approve Capitalization of 2008 Dividends and Mgmt For For For
Employee Profit Sharing
4 Approve to Amend the Company's Internal Mgmt For For For
Policies
5 Approve Amendment on the Procedures for Mgmt For For For
Loans to Other Parties
6 Approve Amendment on the Procedures for Mgmt For For For
Endorsement and Guarantee
7 Elect Morris Chang, ID No. 4515 as Director Mgmt For For For
8 Elect F.C. Tseng, ID No. 104 as Director Mgmt For For For
9 Elect Rick Tsai, ID No. 7252 as Director Mgmt For For For
10 Elect Tain-Jy Chen (Representative of Mgmt For Abstain Against
NationalDevelopment Fund, Executive Yuan),
ID No. 1 as Director
11 Elect Peter Leahy Bonfield, ID No. 093180657 Mgmt For For For
as Independent Director
12 Elect Stan Shih, ID No. 534770 as Mgmt For For For
Independent Director
13 Elect Carleton Sneed Fiorina, ID No. Mgmt For For For
438012153 as Independent Director
14 Elect Thomas J. Engibous, ID No. 135021464 Mgmt For For For
as Independent Director
15 Transact Other Business (Non-Voting) Mgmt N/A N/A N/A
TATA CONSULTANCY SERVICES LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y85279100 07/01/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Confirm Interim Dividends on Equity Shares Mgmt For For For
and Approve Final Dividend on Equity Shares
of INR 5.00 Per Share
3 Approve Dividend on Redeemable Preference Mgmt For For For
Share of INR 0.07 Per Share
4 Reappoint R.N. Tata as Director Mgmt For For For
5 Reappoint V. Thyagarajan as Director Mgmt For For For
6 Approve Deloitte Haskins & Sells as Auditors Mgmt For For For
in Place of Retiring Auditors, S.B.
Billimoria, and Authorize Board to Fix Their
Remuneration
7 Appoint N. Chandrasekaran as Additional Mgmt For For For
Director
8 Appoint S. Mahalingam as Additional Director Mgmt For For For
9 Appoint P. Vandrevala as Additional Director Mgmt For For For
10 Approve Appointment and Remuneration of N. Mgmt For For For
Chandrasekaran, Executive Director and COO
11 Approve Appointment and Remuneration of S. Mgmt For For For
Mahalingam, Executive Director and CFO
12 Approve Appointment and Remuneration of P. Mgmt For For For
Vandrevala, Executive Director
13 Approve Appointment and Remuneration of S. Mgmt For For For
Padmanabhan, Executive Director
14 Appoint Branch Auditors and Authorize Board Mgmt For For For
to Fix Their Remuneration
TELEFONICA O2 CZECH REPUBLIC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X89734101 04/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Czech Republic
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Open Meeting Mgmt N/A N/A N/A
2 Elect Meeting Officials; Approve Meeting Mgmt For N/A N/A
Procedures
3 Accept Management Board Report on Company's Mgmt For N/A N/A
Operations and Company's Assets in Fiscal
2008
4 Accept Supervisory Board Report on Its Mgmt For N/A N/A
Activities and Affiliated Persons
5 Accept Financial Statements for Fiscal 2008 Mgmt For N/A N/A
6 Approve Allocation of Income for Fiscal 2008 Mgmt For N/A N/A
7 Amend Articles of Association Re: Amendments Mgmt For N/A N/A
Resulting from Changes in Legal Regulations
8 Recall Non-Employee Representatives from Mgmt For N/A N/A
Supervisory Board
9 Elect Anselmo Enriquez Linares, Eduardo Mgmt For N/A N/A
Andres Julio Zaplana Hernandez-Soro, Enrique
Used Aznar as Supervisory Board Members
10 Amend Regulations Re: Remuneration of Mgmt For N/A N/A
Supervisory Board Members
11 Amend Regulations Re: Other Remuneration of Mgmt For N/A N/A
Supervisory Board Members
12 Approve Agreements with Supervisory Board Mgmt For N/A N/A
Members
13 Elect Members of Audit Committee Mgmt For N/A N/A
14 Approve Remuneration of Members of Audit Mgmt For N/A N/A
Committee
15 Amend Regulations Re: Other Remuneration of Mgmt For N/A N/A
Members of Audit Committee
16 Approve Agreement with Audit Committee Mgmt For N/A N/A
Members
17 Close Meeting Mgmt N/A N/A N/A
TELEKOMUNIKACJA POLSKA S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X6669J101 01/16/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Special Poland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Open Meeting Mgmt N/A N/A N/A
2 Elect Meeting Chairman Mgmt For N/A N/A
3 Acknowledge Proper Convening of Meeting Mgmt For N/A N/A
4 Approve Agenda of Meeting Mgmt For N/A N/A
5 Elect Members of Vote Counting Commission Mgmt For N/A N/A
6 Approve Cancellation of 33.1 Million Mgmt For N/A N/A
Treasury Shares
7 Amend Statute to Reflect PLN 99.4 Million Mgmt For N/A N/A
Reduction in Share Capital as Result of
Share Cancellation Proposed under Item 6
8 Approve Changes in Composition of Mgmt For N/A N/A
Supervisory Board
9 Close Meeting Mgmt N/A N/A N/A
TELEKOMUNIKACJA POLSKA S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X6669J101 04/23/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Poland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Open Meeting Mgmt N/A N/A N/A
2 Elect Meeting Chairman Mgmt For N/A N/A
3 Acknowledge Proper Convening of Meeting Mgmt N/A N/A N/A
4 Approve Agenda of Meeting Mgmt For N/A N/A
5 Elect Members of Vote Counting Commission Mgmt For N/A N/A
6 Receive Financial Statements and Management Mgmt N/A N/A N/A
Board Report on Company Operations in Fiscal
2008
7 Receive Management Board Proposal Regarding Mgmt N/A N/A N/A
Allocation of Company's 2008 Income,
Including Dividend Payout
8 Receive Supervisory Board Report on Mgmt N/A N/A N/A
Management Board Report on Company's
Operations in Fiscal 2008, Financial
Statements, and Management Board Proposal
Regarding Allocation of Company's 2008 Income
9 Receive Consolidated Financial Statements Mgmt N/A N/A N/A
and Management Board Report on Group's
Operations in Fiscal 2008
10 Receive Supervisory Board Report on Mgmt N/A N/A N/A
Management Board Report on Group's
Operations in Fiscal 2008 and Consolidated
Financial Statements
11 Receive Supervisory Board's Evaluation of Mgmt N/A N/A N/A
Company's Standing in Fiscal 2008 and Report
on Supervisory Board's Activities in Fiscal
2008
12 Approve Management Board Report on Company's Mgmt For N/A N/A
Operations in Fiscal 2008
13 Approve Financial Statements Mgmt For N/A N/A
14 Approve Allocation of Income and Dividends Mgmt For N/A N/A
15 Approve Management Board Report on Group's Mgmt For N/A N/A
Operations in Fiscal 2008
16 Approve Consolidated Financial Statements Mgmt For N/A N/A
17 Approve Discharge of Management and Mgmt For N/A N/A
Supervisory Boards
18 Amend Statute Re: Corporate Purpose and Mgmt For N/A N/A
Editorial Changes
19 Approve Uniform Text of Statute Mgmt For N/A N/A
20 Approve Changes in Composition of Mgmt For N/A N/A
Supervisory Board
21 Close Meeting Mgmt N/A N/A N/A
TELEVISION EIGHTEEN INDIA LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y85842188 01/31/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amend Employee Stock Option Plan A 2007 Re: Mgmt For Against Against
Exercise Price and Vesting Period
2 Amend Employee Stock Option Plan 2005 Re: Mgmt For Against Against
Exercise Price and Vesting Period
3 Amend Employees Stock Option Plan 2004 Re: Mgmt For Against Against
Exercise Price and Vesting Period
4 Amend Senior Employee Stock Option Plan 2004 Mgmt For Against Against
Re: Exercise Price and Vesting Period
5 Amend Employees Stock Option Plan 2007 Re: Mgmt For Against Against
Increase in Total Number of Options to 10
Million and Permit Issue of Shares on
Exercise by way of Transfer of Shares by
TV18 Employees Welfare Trust
6 Approve Network18 Group Employee Welfare Mgmt For For For
Plan 2008
7 Approve Inter-Corporate Mgmt For For For
Loans/Investments/Guarantees
8 Increase Authorized Share Capital to INR Mgmt For For For
1.05 Billion Divided into 200 Million Equity
Shares of INR 5.00 Each and 500,000
Preference Shares of INR 100 Each and Amend
Clause V of the Memorandum of Association to
Reflect Increase in Capital
TELEVISION EIGHTEEN INDIA LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y85842188 07/21/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Reappoint R. Bahl as Managing Director Mgmt For For For
2 Amend Clause 113 of the Articles of Mgmt For For For
Association Re: Company Seal
3 Approve Inter-Corporate Mgmt For For For
Loans/Investments/Guarantees
TELEVISION EIGHTEEN INDIA LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y85842188 09/15/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Interim Dividends of INR 2.00 Per Mgmt For For For
Share
3 Reappoint M. Mohanka as Director Mgmt For For For
4 Approve Deloitte Haskins & Sells as Auditors Mgmt For For For
and Authorize Board to Fix Their Remuneration
5 Appoint S. Bahl as Director Mgmt For For For
TENAGA NASIONAL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y85859109 12/11/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Malaysia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for the Financial Year Ended Aug.
31, 2008
2 Approve Final Gross Dividend of MYR 0.10 Per Mgmt For For For
Share Less Income Tax of 25 Percent for the
Financial Year Ended Aug. 31, 2008
3 Approve Remuneration of Directors in the Mgmt For For For
Amount of MYR 628,838 for the Financial Year
Ended Aug. 31, 2008
4 Elect Leo Moggie as Director Mgmt For For For
5 Elect Hari Narayanan a/l Govindasamy as Mgmt For For For
Director
6 Elect Zainal Abidin bin Putih as Director Mgmt For For For
7 Elect Siti Norma binti Yaakob as Director Mgmt For For For
8 Approve PricewaterhouseCoopers as Auditors Mgmt For For For
and Authorize Board to Fix Their Remuneration
9 Approve Issuance of Shares Pursuant to the Mgmt For For For
Employees' Share Option Scheme II
10 Approve Issuance of Equity or Equity-Linked Mgmt For For For
Securities without Preemptive Rights in Any
Amount Up to 10 Percent of Issued Share
Capital
11 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
TEVA PHARMACEUTICAL INDUSTRIES LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 881624209 06/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Israel
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Final Dividend Mgmt For For For
2.1 Elect Phillip Frost as Director Mgmt For For For
2.2 Elect Roger Abravanel as Director Mgmt For For For
2.3 Elect Elon Kohlberg as Director Mgmt For For For
2.4 Elect Yitzhak Peterburg as Director Mgmt For For For
2.5 Elect Erez Vigodman as Director Mgmt For For For
3 Approve Auditors and Authorize Board to Fix Mgmt For For For
Their Remuneration
TIGER BRANDS LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS S84594142 02/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Africa
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for Year Ended September 30, 2008
2 Reelect P B Matlare as Director Mgmt For For For
3 Reelect N G Brimacombe as Director Mgmt For For For
4 Reelect B N Njobe as Director Mgmt For For For
5 Reelect P M Roux as Director Mgmt For For For
6 Reelect U P T Johnson as Director Mgmt For For For
7 Reelect A C Nissen as Director Mgmt For For For
8 Approve Remuneration of Non-Executive Mgmt For For For
Directors, Including the Chairman and Deputy
Chairman
9 Approve Remuneration of Non-Executive Mgmt For For For
Directors, Who Participate in the
Subcommittees of the Board
10 Increase Fees Payable to Non-Executive Mgmt For Against Against
Directors Who Attend Special Meetings of the
Board and Who Undertake Additional Work
11 Authorize Repurchase of up to 14 Percent of Mgmt For For For
Issued Share Capital by Company and/or
Subsidiary
TMK OAO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 87260R201 11/07/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Russia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Interim Dividends of RUB 1.75 per Mgmt For For For
Ordinary Share for Nine Months of Fiscal 2008
TURK TELEKOMUNIKASYON AS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y90033104 02/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Turkey
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Special Meeting Agenda ShrHldr N/A N/A N/A
2 Elect Presiding Council of Meeting Mgmt For N/A N/A
3 Authorize Presiding Council to Sign Minutes Mgmt For N/A N/A
of Meeting
4 Authorize Board to Make Acquisitions in Mgmt For N/A N/A
Fiscal Year 2009
5 Express Wishes Mgmt N/A N/A N/A
6 Close Meeting Mgmt N/A N/A N/A
TURK TELEKOMUNIKASYON AS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y90033104 05/11/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Turkey
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Annual Meeting Agenda ShrHldr N/A N/A N/A
2 Open Meeting and Elect Presiding Council Mgmt For N/A N/A
3 Authorize Presiding Council to Sign Minutes Mgmt For N/A N/A
of Meeting
4 Accept Statutory Reports Mgmt For N/A N/A
5 Accept Financial Statements Mgmt For N/A N/A
6 Approve Standard Accounting Transfers Mgmt For N/A N/A
7 Approve Allocation of Income Mgmt For N/A N/A
8 Approve Discharge of Board and Auditors Mgmt For N/A N/A
9 Ratify External Auditors Mgmt For N/A N/A
10 Receive Information on Profit Distribution Mgmt N/A N/A N/A
Policy
11 Receive Information on Disclosure Policy Mgmt N/A N/A N/A
12 Receive Information on Charitable Donations Mgmt N/A N/A N/A
13 Receive Information on Related Party Mgmt N/A N/A N/A
Transactions
14 Grant Permission for Board Members to Engage Mgmt For N/A N/A
in Commercial Transactions with Company and
Be Involved with Companies with Similar
Corporate Purpose
15 Close Meeting Mgmt N/A N/A N/A
TURKCELL ILETISIM HIZMETLERI AS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS M8903B102 01/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Turkey
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Special Meeting Agenda ShrHldr N/A N/A N/A
2 Opening and Elect Chairman of Meeting Mgmt For N/A N/A
3 Authorize Presiding Council to Sign Minutes Mgmt For N/A N/A
of Meeting
4 Amend Article 3 - Re: Corporate Purpose and Mgmt For N/A N/A
Subject
5 Wishes and Hopes Mgmt N/A N/A N/A
6 Close Meeting Mgmt N/A N/A N/A
TURKCELL ILETISIM HIZMETLERI AS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS M8903B102 05/08/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Turkey
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Annual Meeting Agenda ShrHldr N/A N/A N/A
2 Open Meeting and Elect Presiding Council Mgmt For N/A N/A
3 Authorize Presiding Council to Sign Minutes Mgmt For N/A N/A
of Meeting
4 Receive Statutory Reports Mgmt N/A N/A N/A
5 Accept Financial Statements Mgmt For N/A N/A
6 Approve Discharge of Board and Auditors Mgmt For N/A N/A
7 Elect Directors and Approve Their Mgmt For N/A N/A
Remuneration
8 Appoint Internal Statutory Auditors and Mgmt For N/A N/A
Approve Their Remuneration
9 Approve Allocation of Income Mgmt For N/A N/A
10 Receive Information on Charitable Donations Mgmt N/A N/A N/A
11 Ratify External Auditors Mgmt For N/A N/A
12 Grant Permission for Board Members to Engage Mgmt For N/A N/A
in Commercial Transactions with Company and
Be Involved with Companies with Similar
Corporate Purpose
13 Close Meeting Mgmt N/A N/A N/A
TURKIYE GARANTI BANKASI
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS M4752S106 04/02/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Turkey
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Annual Meeting Agenda ShrHldr N/A N/A N/A
2 Open Meeting and Elect Presiding Council Mgmt For N/A N/A
3 Authorize Presiding Council to Sign Minutes Mgmt For N/A N/A
of Meeting
4 Receive Statutory Reports Mgmt N/A N/A N/A
5 Accept Financial Statements and Approve Mgmt For N/A N/A
Income Allocation
6 Ratify Director Appointments Mgmt For N/A N/A
7 Approve Discharge of Board and Auditors Mgmt For N/A N/A
8 Elect Board of Directors and Internal Mgmt For N/A N/A
Auditors
9 Approve Remuneration of Directors and Mgmt For N/A N/A
Internal Auditors
10 Receive Information on Charitable Donations Mgmt N/A N/A N/A
11 Grant Permission for Board Members to Engage Mgmt For N/A N/A
in Commercial Transactions with Company and
Be Involved with Companies with Similar
Corporate Purpose
TURKIYE HALK BANKASI A.S.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS M9032A106 04/14/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Turkey
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Annual Meeting Agenda ShrHldr N/A N/A N/A
2 Open Meeting and Elect Presiding Council Mgmt For N/A N/A
3 Authorize Presiding Council to Sign Minutes Mgmt For N/A N/A
of Meeting
4 Receive Statutory Reports Mgmt N/A N/A N/A
5 Accept Financial Statements and Approve Mgmt For N/A N/A
Income Allocation
6 Approve Discharge of Board and Auditors Mgmt For N/A N/A
7 Approve Remuneration of Directors and Mgmt For N/A N/A
Internal Auditors
8 Receive Information on Charitable Donations Mgmt N/A N/A N/A
9 Close Meeting Mgmt N/A N/A N/A
TURKIYE IS BANKASI AS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS M8933F115 03/31/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Turkey
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Annual Meeting Agenda ShrHldr N/A N/A N/A
2 Open Meeting, Elect Presiding Council, Mgmt For N/A N/A
Provide Authorization to Sign Minutes
3 Receive Statutory Reports Mgmt N/A N/A N/A
4 Accept Financial Statements Mgmt For N/A N/A
5 Approve Discharge of Board Mgmt For N/A N/A
6 Approve Discharge of Auditors Mgmt For N/A N/A
7 Approve Allocation of Income Mgmt For N/A N/A
8 Ratify Director Appointments Mgmt For N/A N/A
9 Approve Director Remuneration Mgmt For N/A N/A
10 Appoint Internal Statutory Auditors Mgmt For N/A N/A
11 Approve Internal Statutory Auditor Mgmt For N/A N/A
Remuneration
12 Receive Information on Charitable Donations Mgmt N/A N/A N/A
ULTRAPAR PARTICIPACOES S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P94396101 02/11/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Observe Capital Increase in Refinaria de Mgmt For Abstain Against
Petroleo Riograndense SA, and Consequently
the Change in its Status from Wholly-Owned
Subsidiary to a Joint-Stock Company
2 Observe Conditions for the Exercise of Mgmt For Abstain Against
Preemptive Rights in Subsequent Share
Issuances by Refinaria de Petroleo
Riograndense SA
ULTRAPAR PARTICIPACOES S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P94396101 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for Fiscal Year Ended Dec. 31, 2008
2 Approve Capital Budget for Fiscal 2009 Mgmt For For For
3 Approve Allocation of Income and Dividends Mgmt For For For
4 Elect Directors and Approve the Remuneration Mgmt For Abstain Against
of Directors and Executive Officers
5 Elect Fiscal Council Members and Approve Mgmt For Abstain Against
their Remuneration
6 Approve Acquisition of Controlling Stake in Mgmt For For For
Companhia Brasileira de Petroleo Ipiranga,
Distribuidora de Productos de Petroleo
Ipiranga SA, and Refinaria de Petroleo
Ipiranga SA
7 Appoint Apsis Consultoria Empresarial to Mgmt For For For
Appraise Proposed Acquisitions
8 Approve Appraisal Report by Apsis Mgmt For For For
Consultoria Empresarial
9 Ratify Acquisitions and All of the Acts Mgmt For For For
Taken by Management to Execute the
Acquisitions
10 Approve Acquisition of Uniao Terminais e Mgmt For For For
Armazens Gerais Ltda, and Lexington
Participacoes Ltda
11 Appoint Apsis Consultoria Empresarial to Mgmt For For For
Appraise Proposed Acquisitions
12 Approve Appraisal Report by Apsis Mgmt For For For
Consultoria Empresarial
13 Ratify Acquisitions and All of the Acts Mgmt For For For
Taken by Management to Execute the
Acquisitions
UNIBANCO UNIAO DE BANCOS BRASILEIROS S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 90458E107 11/28/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Re-ratify that the Capitalization of Mgmt For For For
Reserves Approved at the July 16, 2008 EGM
be Made without the Issuance of Shares
2 Cancel Treasury Shares Mgmt For For For
3 Amend Article 4 to Reflect Changes in Capital Mgmt For For For
4 Amend Articles 15 and 37 re: Size of Board Mgmt For For For
of Directors and Executive Officer Board
5 Consolidate Articles Mgmt For For For
6 Elect Members to the Board of Directors and Mgmt For Abstain Against
Audit Committee
7 Approve Merger Agreement Signed between Mgmt For For For
Unibanco and Banco Itau SA
8 Approve Merger between Unibanco and Banco Mgmt For For For
Itau SA
9 Authorize Administrators to Subscribe to Mgmt For For For
Banco Itau SA Shares
UNION BANK OF INDIA LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y90885115 06/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Dividends of INR 5.00 Per Share Mgmt For For For
3 Elect A.K. Nanda as Director Mgmt For Against Against
4 Elect K.S. Sreenivasan as Director Mgmt For Against Against
5 Elect M.S. Sriram as Director Mgmt For For For
6 Elect S. Ravi as Director Mgmt For For For
7 Elect S.P. Mangal as Director Mgmt For Against Against
8 Elect U.N. Kapur as Director Mgmt For Against Against
UNITECH LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y9164M149 06/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights up to 1
Billion Equity Shares
2 Approve Issuance of 227.5 Million Mgmt For For For
Convertible Warrants at a Price of INR 50.75
Per Share to Harsil Projects Pvt Ltd,
Promoter Group Company
USINAS SIDERURGICAS DE MINAS GERAIS S.A. - USIMINAS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P9632E125 07/01/2008 Unvoted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Agreement for the Acquisition of Mgmt For For For
Subsidiaries Mineracao J. Mendes Ltda,
SOMISA - Siderurgica Oeste de Minas Ltda,
and Global Mineracao Ltda
2 Appoint PricewaterhouseCoopers to Appraise Mgmt For For For
Proposed Acquisitions
3 Approve Proposed Acquisitions Mgmt For For For
4 Authorize Executive Officer Board to Execute Mgmt For For For
Approved Resolutions
VALE S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P2605D109 04/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for Fiscal Year Ended Dec. 31, 2008
2 Approve Allocation of Income for Fiscal Mgmt For For For
2008, and Capital Budget for Fiscal 2009
3 Elect Directors Mgmt For Abstain Against
4 Elect Fiscal Council Members Mgmt For Abstain Against
5 Approve Remuneration of Executive Officers, Mgmt For Abstain Against
Non-Executive Directors, and Fiscal Council
Members
VALE S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 204412100 05/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 APPRECIATION OF THE MANAGEMENTS REPORT AND Mgmt For For For
ANALYSIS, DISCUSSION AND VOTE ON THE
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2008
2 PROPOSAL FOR THE DESTINATION OF PROFITS OF Mgmt For For For
THE SAID FISCAL YEAR AND APPROVAL OF THE
INVESTMENT BUDGET
3 APPOINTMENT OF THE MEMBERS OF THE BOARD OF Mgmt For Abstain Against
DIRECTORS
4 APPOINTMENT OF THE MEMBERS OF THE FISCAL Mgmt For Abstain Against
COUNCIL
5 ESTABLISHMENT OF THE REMUNERATION OF THE Mgmt For Abstain Against
SENIOR MANAGEMENT AND FISCAL COUNCIL MEMBERS
6 TO CHANGE THE LEGAL NAME OF THE COMPANY TO Mgmt For For For
VALE S.A. , WITH THE CONSEQUENT AMENDMENT OF
ARTICLE 1 OF VALE S BY-LAWS IN ACCORDANCE
WITH THE NEW GLOBAL BRAND UNIFICATION
7 TO ADJUST ARTICLE 5 OF VALE S BY-LAWS TO Mgmt For For For
REFLECT THE CAPITAL INCREASE RESOLVED IN THE
BOARD OF DIRECTORS MEETINGS HELD ON JULY 22,
2008 AND AUGUST 05, 2008
VALE S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P2605D109 05/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Change Company Name and Amend Article 1 Mgmt For For For
Accordingly
2 Change Company Name and Amend Article 1 Mgmt For For For
Accordingly
3 Amend Article 5 to Reflect Changes in Mgmt For For For
Capital following Public Offering of Shares
Performed during 2008
4 Amend Article 5 to Reflect Changes in Mgmt For For For
Capital following Public Offering of Shares
Performed during 2008
VALE S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 204412100 12/29/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 THE APPROVAL FOR THE PROTOCOL AND Mgmt For For For
JUSTIFICATION OF THE CONSOLIDARION OF
MINERACAO ONCA PUMA S.A. INTO VALE PURSUANT
TO ARTICLES 224 AND 225 OF THE BRAZILIAN
CORPORATE LAW.
2 Ratify Auditors Mgmt For For For
3 TO DECIDE ON THE APPRAISAL REPORT, PREPARED Mgmt For For For
BY THE EXPERT APPRAISERS.
4 THE APPROVAL FOR THE CONSOLIDATION OF Mgmt For For For
MINERACAO ONCA PUMA S.A. INTO VALE, WITHOUT
A CAPITAL INCREASE OR THE ISSUANCE OF NEW
VALE SHARES.
5 TO AMEND ARTICLE 1 OF VALE S BY-LAWS IN Mgmt For For For
ORDER TO REPLACE THE ACRONYM CVRD FOR
VALE IN ACCORDANCE WITH THE NEW GLOBAL
BRAND UNIFICATION.
6 TO ADJUST ARTICLES 5 AND 6 OF VALE S BY-LAWS Mgmt For For For
TO REFLECT THE CAPITAL INCREASE RESOLVED IN
THE BOARD OF DIRECTORS MEETINGS HELD ON JULY
22, 2008 AND AUGUST 05, 2008.
VALE S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P2605D109 12/29/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Agreement to Absorb Mineracao Onca Mgmt For For For
Puma SA
2 Appoint Acal Consultoria e Auditoria SS to Mgmt For For For
Appraise Proposed Absorption
3 Approve Independent Firm's Appraisal of the Mgmt For For For
Proposed Absorption
4 Approve Absorption of Mineracao Onca Puma SA Mgmt For For For
5 Ratify Principal and Alternate Director Mgmt For For For
Appointments
6 Amend Articles to Change References of Mgmt For For For
"CVRD" to "Vale"
7 Amend Articles to Reflect Capital Increases Mgmt For For For
Approved by the Board on July 22, 2008 and
Aug. 5, 2008
VIMPEL COMMUNICATIONS OJSC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 68370R109 06/10/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Russia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 To Approve The 2008 Vimpelcom Annual Report Mgmt For For For
Prepared Inaccordance With Russian Law.
2 Approve Vimpelcom S 2008 Unconsolidated Mgmt For For For
Accountingstatements, Including Profit And
Loss Statement For 2008.
3 Approve Allocation of Income, Omission of Mgmt For For For
Dividends on Ordinary Shares, and Payment of
Dividends of RUB 0.001 per Type A Preferred
Share
4.1 Elect Mikhail Fridman as Director Mgmt N/A Against N/A
4.2 Elect Kjell Morten Johnsen as Director Mgmt N/A Against N/A
4.3 Elect Hans Peter Kohlhammer as Director Mgmt N/A For N/A
4.4 Elect Jo Olav Lunder as Director Mgmt N/A For N/A
4.5 Elect Oleg Malis as Director Mgmt N/A Against N/A
4.6 Elect Leonid Novoselsky as Director Mgmt N/A For N/A
4.7 Elect Aleksey Reznikovich as Director Mgmt N/A Against N/A
4.8 Elect Ole Bjorn Sjulstad as Director Mgmt N/A Against N/A
4.9 Elect Jan Edvard Thygesen as Director Mgmt N/A Against N/A
5 Elect The Following Individuals To The Audit Mgmt For For For
Commission:Alexander Gersh, Halvor Bru And
Nigel Robinson.
6 Ratify Ernst & Young (CIS) Ltd. as Auditor Mgmt For For For
of Company's Accounts Prepared in Accordance
with U.S. GAAP, and Rosexpertiza LLC as
Auditor of Company's Accounts Prepared in
Accordance with Russian Accounting Standards
7 Approve The Amended By-laws Of The Audit Mgmt For For For
Commission Of Vimpelcom.
8 Approve The Amended Charter Of Vimpelcom. Mgmt For For For
WAL-MART DE MEXICO, S.A.B. DE C.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P98180105 03/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Mexico
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Board of Directors Report Mgmt For For For
2 Accept CEO's Report Mgmt For For For
3 Accept Audit Committee's Report Mgmt For For For
4 Approve Financial Statements for Fiscal Year Mgmt For For For
Ended December 31, 2008
5 Present Report on the Share Repurchase Mgmt For For For
Reserves and Approve Set Repurchase of
Shares up to MXN 8 Billion
6 Approve to Cancel 69.9 Million Company Mgmt For For For
Treasury Shares
7 Approve Allocation of Income Mgmt For For For
8 Approve Dividend of MXN 0.61 to be Paid in Mgmt For For For
Cash Charged to Retained Earnings or
Equivalent in Company Shares
9 Amend Clause 5 of Company Bylaws Mgmt For Abstain Against
10 Accept Report on Adherence to Fiscal Mgmt For For For
Obligations
11 Accept Report Re: Employee Stock Purchase Mgmt For For For
Plan
12 Accept Report Re: Wal-Mart de Mexico Mgmt For For For
Foundation
13 Ratify Board of Directors' Actions Between Mgmt For For For
Fiscal Year Jan. 1 - Dec. 31, 2008
14 Elect Board Members Mgmt For Abstain Against
15 Elect Audit and Corporate Governance Mgmt For Abstain Against
Committee Chairs
16 Authorize Board to Ratify and Execute Mgmt For For For
Approved Resolutions
WIMM-BILL-DANN FOODS OJSC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 97263M109 06/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Russia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Annual Report Mgmt For For For
2 Approve Annual Financial Statements Mgmt For For For
3 Approve Allocation of Income and Dividends Mgmt For For For
4 Ratify Auditor Mgmt For For For
5.1 Elect Guy de Selliers as Director Mgmt N/A For N/A
5.2 Elect Mikhail Dubinin as Director Mgmt N/A Withhold N/A
5.3 Elect Igor Kostikov as Director Mgmt N/A Withhold N/A
5.4 Elect Michael O'Neill as Director Mgmt N/A For N/A
5.5 Elect Aleksandr Orlov as Director Mgmt N/A Withhold N/A
5.6 Elect Sergey Plastinin as Director Mgmt N/A Withhold N/A
5.7 Elect Gavril Yushvaev as Director Mgmt N/A Withhold N/A
5.8 Elect David Iakabachvili as Director Mgmt N/A Withhold N/A
5.9 Elect Evgeny Yasin as Director Mgmt N/A For N/A
5.10 Elect Marcus Rhodes as Director Mgmt N/A For N/A
5.11 Elect Jacques Vincent as Director Mgmt N/A Withhold N/A
6.1 Elect Natalia Volkova as Member of Audit Mgmt For For For
Commission
6.2 Elect Irina Vershinina as Member of Audit Mgmt For For For
Commission
6.3 Elect Natalia Polikarpova as Member of Audit Mgmt For For For
Commission
6.4 Elect Tatiana Propastina as Member of Audit Mgmt For For For
Commission
6.5 Elect Evgeniya Solntseva as Member of Audit Mgmt For For For
Commission
6.6 Elect Grigory Sergeev as Member of Audit Mgmt For For For
Commission
6.7 Elect Tatiana Shavero as Member of Audit Mgmt For For For
Commission
7.1 Approve Related-Party Transaction Re: Loan Mgmt For For For
Agreement with OAO WBD
7.2 Approve Related-Party Transaction Re: Loan Mgmt For For For
Agreement with OAO WBD
7.3 Approve Related-Party Transaction Re: Loan Mgmt For For For
Agreement with OAO WBD
7.4 Approve Related-Party Transaction Re: Loan Mgmt For For For
Agreement with OAO WBD
7.5 Approve Related-Party Transaction with OAO Mgmt For For For
Sberbank of Russia Re: Guarantee Agreement
for Loan to OAO WBD
7.6 Approve Related-Party Transaction Re: Sale Mgmt For For For
of Inventories and Fixed Assets to OAO WBD
7.7 Approve Related-Party Transaction Re: Sale Mgmt For For For
of Dairy and Other Products to OAO WBD
7.8 Approve Related-Party Transaction Re: Loan Mgmt For For For
Agreement with OAO WBD
WIMM-BILL-DANN FOODS OJSC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 97263M109 09/04/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Russia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 IN ORDER TO COMPLY WITH THE FORMAL Mgmt For Against Against
REQUIREMENTS OF THE FEDERAL LAW ON
JOINT-STOCK COMPANIES AS RELATED TO
INTERESTED PARTY TRANSACTIONS AND DUE TO THE
ABSENCE OF THE ACTUAL CONFLICT OF INTEREST,
SEPERATE INDEMNIFICATION AGREEMENTS BETWEEN
WBD FOODS OJS
2 IN ORDER TO COMPLY WITH THE FORMAL Mgmt For Against Against
REQUIREMENTS OF THE FEDERAL LAW ON
JOINT-STOCK COMPANIES AS RELATED TO
INTERESTED PARTY TRANSACTIONS AND DUE TO THE
ABSENCE OF THE ACTUAL CONFLICT OF INTEREST,
AGREEMENTS ON LEGAL EXPENSES COMPENSATION
BETWEEN WBD FOO
3 APPROVE THE NEW VERSION OF WBD FOODS OJSC Mgmt For For For
CHARTER.
WISTRON CORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y96738102 06/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve 2008 Business Operations Reports and Mgmt For For For
Financial Statements
2 Approve 2008 Allocation of Income and Mgmt For For For
Dividends
3 Approve Capitalization of 2008 Dividends Mgmt For For For
4 Amend Articles of Association Mgmt For For For
5 Approve Amendment on the Election Procedures Mgmt For For For
for Directors and Supervisors
6 Elect Simon Lin (Hsien-Ming Lin), Mgmt For For For
Shareholder No. 000002 as Director
7 Elect Stan Shih (Chen-Jung Shih), Mgmt For For For
Shareholder No. 000003 as Director
8 Elect Haydn Hsieh (Hong-Po Hsieh), Mgmt For For For
Shareholder No. 000004 as Director
9 Elect Philip Peng (Chin-Bing Peng), Mgmt For For For
Representative of Acer Inc., Shareholder No.
000001 as Director
10 Elect Robert Huang (Po-Tuan Huang), Mgmt For For For
Shareholder No. 000642 as Director
11 Elect John Hsuan (Min-Chih Hsuan), ID No. Mgmt For Abstain Against
F100588265 as Independent Director
12 Elect Michael Tsai (Kuo-Chih Tsai), ID No. Mgmt For Abstain Against
A100138304 as Independent Director
13 Elect Victor C.J. Cheng (Chung-Jen Cheng), Mgmt For Abstain Against
ID No. J100515149 as Independent Director
14 Elect James K.F. Wu (Kuo-Feng Wu), ID No. Mgmt For For For
N100666626 as Independent Director
15 Approve Release of Restrictions on Mgmt For For For
Competitive Activities of Directors
16 Approve Amendment on the Procedures for Mgmt For For For
Endorsement and Guarantee
17 Approve Amendment on the Procedures for Mgmt For For For
Loans to Other Parties
18 Amend Procedures Governing the Acquisition Mgmt For For For
and Disposal of Assets
19 Approve Amendment of the Foreign Exchange Mgmt For For For
Risk Management Policy and Guidelines
20 Approve Amendment of the Regulation for the Mgmt For For For
Management of Long-term and Short-term
Investments
21 Approve Issuance of Preferred A-Shares Mgmt For For For
Through a Private Placement
22 Approve Issuance of New Common Shares in the Mgmt For For For
Form of GDR
23 Approve and Discuss the Proposal to Opt for Mgmt For For For
Tax Benefits for Earnings in 2006
24 Approve and Discuss the Proposal to Opt for Mgmt For For For
Tax Benefits for the Issuance of New Common
Shares in 2008 and the Earnings in 2007
WOOLWORTHS HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS S98758121 08/18/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special South Africa
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Authorize Repurchase of 86,871,694 Ordinary Mgmt For For For
Shares
2 Authorize Board to Ratify and Execute Mgmt For For For
Repurchase of Shares
3 Amend Woolworths Holdings Share Trust Deed Mgmt For Against Against
WOONGJIN COWAY CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y9694W104 03/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Appropriation of Income and Dividend Mgmt For For For
of KRW 870 per Share
2 Amend Articles of Incorporation Regarding Mgmt For For For
Business Objectives, Convertible Bonds,
Bonds with Warrants, Public Notice for
Shareholder Meetings, and Share Cancellation
3 Elect Hong Joon-Ki as Inside Director Mgmt For For For
4 Approve Stock Option Plan Grants Mgmt For For For
5 Approve Total Remuneration of Inside Mgmt For For For
Directors and Outside Directors
6 Authorize Board to Fix Remuneration of Mgmt For For For
Internal Auditor
WOONGJIN COWAY CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y9694W104 08/12/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amend Articles of Incorporation to Expand Mgmt For For For
Business Objectives
X5 RETAIL GROUP N.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 98387E205 06/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Open Meeting Mgmt N/A N/A N/A
2 Open Meeting Mgmt N/A N/A N/A
3 Receive Report of Management Board Mgmt N/A N/A N/A
4 Receive Report of Management Board Mgmt N/A N/A N/A
5 Receive Explanation on Company's Reserves Mgmt N/A N/A N/A
and Dividend Policy
6 Receive Explanation on Company's Reserves Mgmt N/A N/A N/A
and Dividend Policy
7 Approve Financial Statements Mgmt For For For
8 Approve Financial Statements Mgmt For For For
9 Approve Allocation of Income Mgmt For For For
10 Approve Allocation of Income Mgmt For For For
11 Approve Discharge of Management Board Mgmt For For For
12 Approve Discharge of Management Board Mgmt For For For
13 Approve Discharge of Supervisory Board Mgmt For For For
14 Approve Discharge of Supervisory Board Mgmt For For For
15 Reelect Mikhail Fridman and Alexander Savin Mgmt For For For
to Supervisory Board
16 Reelect Mikhail Fridman and Alexander Savin Mgmt For For For
to Supervisory Board
17 Amend Stock Option Plan Mgmt For Against Against
18 Amend Stock Option Plan Mgmt For Against Against
19 Grant Board Authority to Issue Shares Mgmt For Against Against
20 Grant Board Authority to Issue Shares Mgmt For Against Against
21 Authorize Board to Exclude Preemptive Rights Mgmt For Against Against
from Issuance under Item 10
22 Authorize Board to Exclude Preemptive Rights Mgmt For Against Against
from Issuance under Item 10
23 Authorize Repurchase of Up to Ten Percent of Mgmt For For For
Issued Share Capital
24 Authorize Repurchase of Up to Ten Percent of Mgmt For For For
Issued Share Capital
25 Ratify PricewaterhouseCoopers as Auditors Mgmt For For For
26 Ratify PricewaterhouseCoopers as Auditors Mgmt For For For
27 Other Business Mgmt N/A N/A N/A
28 Other Business Mgmt N/A N/A N/A
X5 RETAIL GROUP N.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 98387E205 10/29/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Netherlands
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Open Meeting Mgmt N/A N/A N/A
2 Elect Stephan DuCharme to Supervisory Board Mgmt For Against Against
3 Approve Remuneration of Stephan DuCharme Mgmt For For For
4 Approve Performance Related Remuneration of Mgmt For Against Against
Herve Defforey and Carlos Criado-Perez
Trefault
5 Amend Articles Re: Share Repurchase Mgmt For Against Against
Authorizations and Transfer of Shares Held
by Company
6 Other Business (Non-Voting) Mgmt N/A N/A N/A
YANZHOU COAL MINING COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y97417102 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Working Report of the Board of Mgmt For For For
Directors
2 Accept Working Report of the Supervisory Mgmt For For For
Committee
3 Accept Financial Statements and Statutory Mgmt For For For
Reports
4 Approve Profit Distribution Plan and Mgmt For For For
Distribution of Dividends
5 Approve Remuneration of Directors and Mgmt For For For
Supervisors
6 Reappoint Appoint Grant Thornton and Shine Mgmt For For For
Wing Certified Public Accountants Ltd. as
International and PRC Auditors,
Respectively, and Authorize Board to Fix
Their Remuneration
7 Approve Renewal of Liability Insurance for Mgmt For Against Against
Directors, Supervisors and Senior Officers
8 Allow Electronic Distribution of Company Mgmt For For For
Communications
9 Amend Articles of Association Mgmt For For For
10 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
11 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
YANZHOU COAL MINING COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y97417102 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
YUANTA FINANCIAL HOLDING CO. LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y2652W109 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve 2008 Business Operations Reports and Mgmt For For For
Financial Statements
2 Approve 2008 Allocation of Income and Mgmt For For For
Dividends
3 Approve Allocation of Cash Dividend Mgmt For For For
4 Transact Other Business (Non-Voting) Mgmt N/A N/A N/A
ABS-CBN Holdings Corp
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y00027105 06/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Philippines
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Call to Order Mgmt N/A N/A N/A
2 Proof of Notice of the Meeting Mgmt N/A N/A N/A
3 Certification of Existence of Quorum Mgmt N/A N/A N/A
4 Approve Minutes of Previous Shareholder Mgmt For For For
Meeting Held on June 26, 2008
5 Approve Annual Report of Management Mgmt For For For
6 Approve Audited Financial Statements Mgmt For For For
7.1 Elect Eugenio L. Lopez III as Director Mgmt For For For
7.2 Elect Augusto Almeda Lopez as Director Mgmt For For For
7.3 Elect Maria Rosario Santos-Concio as Director Mgmt For For For
7.4 Elect Oscar M. Lopez as Director Mgmt For For For
7.5 Elect Presentacion L. Psinakis as Director Mgmt For For For
7.6 Elect Federico R. Lopez as Director Mgmt For For For
7.7 Elect Federico M. Garcia as Director Mgmt For For For
7.8 Elect Manuel L. Lopez, Jr. as Director Mgmt For For For
7.9 Elect Jose C. Vitug as Director Mgmt For For For
7.10 Elect Angel S. Ong as Director Mgmt For For For
7.11 Elect Pedro N. Dy-liacco as Director Mgmt For For For
8 Ratify All Acts of the Board of Directors Mgmt For For For
and Management for the Period of Jan. 1,
2008 to Dec. 31, 2008
9 Appoint External Auditors Mgmt For For For
10 Approve the Amendment of Article II, Sec. 1 Mgmt For For For
of the Company's Amended By-Laws to Change
the Date of the Annual Meeting
ALUMINUM CORPORATION OF CHINA LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y0094N109 10/28/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Profit Distribution Proposal and Mgmt For For For
Interim Dividend of RMB0.052 Per Share
2 Approve Issuance of Corporate Bonds in the Mgmt For For For
Principal Amount of Not More than RMB 10
Billion
3 Amend Articles Re: Business Scope Mgmt For For For
ALUMINUM CORPORATION OF CHINA LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y0094N109 12/29/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Revision of Annual Caps Mgmt For For For
2 Approve Connected Transaction with a Related Mgmt For For For
Party
3 Approve the Mutual Provision of Products and Mgmt For For For
Services Framework Agreement Between the
Company and Xinan Aluminum (Group) Company
Ltd. and Related Annual Caps
4 Authorize Board to Ratify and Execute Mgmt For For For
Approved Resolutions
5 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
America Movil, S.A.B. de C.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 02364W105 04/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Mexico
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Directors for Class L Shares (Bundled) Mgmt For Against Against
2 Designate Inspector or Shareholder Mgmt For For For
Representative(s) of Minutes of Meeting
Amil Participacoes S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P0R997100 04/28/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For N/A N/A
Reports for Fiscal Year Ended Dec. 31, 2008
2 Approve Allocation of Income and Dividends Mgmt For N/A N/A
3 Elect Directors Mgmt For N/A N/A
4 Approve Remuneration of Executive Officers Mgmt For N/A N/A
and Non-Executive Directors
AMMB Holdings Bhd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y0122P100 09/26/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Malaysia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for the Financial Year Ended March
31, 2008
2 Approve Dividend of MYR 0.06 Per Share Less Mgmt For For For
Tax for the Financial Year Ended March 31,
2008
3 Approve Remuneration of Directors in the Mgmt For For For
Amount of MYR 36,000 Per Annum Each for the
Financial Year Ended March 31, 2008
4 Elect Azlan Hashim as Director Mgmt For For For
5 Elect Aris Othman as Director Mgmt For For For
6 Elect Izham Mahmud as Director Mgmt For For For
7 Elect Soo Kim Wai as Director Mgmt For For For
8 Elect Alexander Vincent Thursby as Director Mgmt For For For
9 Approve Ernst & Young as Auditors and Mgmt For For For
Authorize Board to Fix Their Remuneration
10 Approve Issuance of Equity or Equity-Linked Mgmt For For For
Securities without Preemptive Rights in Any
Amount Up to 10 Percent of Issued Share
Capital
AMMB Holdings Bhd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y0122P100 09/26/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Malaysia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amend Memorandum of Association Re: Issuance Mgmt For Against Against
of Shares Pursuant to Share Incentive Schemes
AMMB Holdings Bhd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y0122P100 09/26/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Malaysia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Executives' Share Scheme (ESS) Mgmt For Against Against
2 Approve Issuance of Shares and Options to Mgmt For Against Against
Cheah Tek Kuang, Group Managing Director,
Pursuant to the ESS
3 Approve Renewal of Existing Shareholders' Mgmt For For For
Mandate for Recurrent Related Party
Transactions with AmcorpGroup Bhd Group
4 Approve Renewal of Existing Shareholders' Mgmt For For For
Mandate for Recurrent Related Party
Transactions with AMDB Bhd Group
5 Approve Renewal of Existing Shareholders' Mgmt For For For
Mandate for Recurrent Related Party
Transactions with Australia and New Zealand
Banking Group Ltd Group
6 Approve Renewal of Existing Shareholders' Mgmt For For For
Mandate for Recurrent Related Party
Transactions with Unigaya Protection System
Sdn Bhd Group
7 Approve Renewal of Existing Shareholders' Mgmt For For For
Mandate for Recurrent Related Party
Transactions with Modular Corp (M) Sdn Bhd
Group
8 Approve New Shareholders' Mandate for Mgmt For For For
Recurrent Related Party Transactions with
Australia and New Zealand Banking Group Ltd
Group
9 Approve New Shareholders' Mandate for Mgmt For For For
Recurrent Related Party Transactions with
Cuscapi Bhd Group
Andhra Bank Ltd
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y01279119 03/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Appoint V.H. Rama Krishnan as Director Mgmt For For For
2 Appoint P. Agarwal as Director Mgmt For Do Not Vote N/A
3 Appoint K. Raghuraman as Director Mgmt For Do Not Vote N/A
4 Appoint P.P. Pareek as Director Mgmt For For For
5 Appoint A.P. Garg as Director Mgmt For For For
Andhra Bank Ltd
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y01279119 06/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Dividend of INR 4.50 Per Share Mgmt For For For
Anhui Expressway Co Ltd
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y01374100 04/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Accept 2008 Working Report of the Board Mgmt For For For
1.2 Amend Articles of Association Mgmt For For For
2.1 Accept the Working Report of Board of the Mgmt For For For
Supervisory Committee
2.2 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
3 Accept 2008 Audited Financial Report Mgmt For For For
4 Approve 2008 Profit Appropriation Proposal Mgmt For For For
5 Appoint Auditors and Authorize Board to Fix Mgmt For For For
Their Remuneration
6 Approve Remuneration of Directors and Mgmt For For For
Supervisors
7 Authorize Board to Select and Confirm Mgmt For For For
Between the Issuance of Corporate Bonds or
Detachable Convertible Bonds as a Way of
Refinancing
8.1 Approve Issuing Size in Relation to the Mgmt For For For
Issuance of Corporate Bonds (Bonds)
8.2 Approve Duration of Bonds Mgmt For For For
8.3 Approve Interest Rate of Bonds Mgmt For For For
8.4 Approve Placing Arrangements to Shareholders Mgmt For For For
of the Company Relating to the Issuance of
Bonds
8.5 Approve Use of Proceeds from the Issuance of Mgmt For For For
Bonds
8.6 Approve Effective Period of Resolutions Mgmt For For For
Relating to the Bonds
8.7 Approve Grant of Authority to the Board in Mgmt For For For
Relation to the Bonds
8.8 Approve Repayment Protection Measures Mgmt For For For
Relating to the Bonds
Anhui Expressway Co Ltd
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y01374100 10/10/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Approve Issuance Size of the Bonds with Mgmt For For For
Warrants
1.2 Approve Issuance Price of the Bonds with Mgmt For For For
Warrants
1.3 Approve Issuance Target of the Bonds with Mgmt For For For
Warrants
1.4 Approve Method of Issuance of the Bonds with Mgmt For For For
Warrants
1.5 Approve Interest Rate of the Bonds Mgmt For For For
1.6 Approve Term of the Bonds Mgmt For For For
1.7 Approve Term and Method of Repayment for Mgmt For For For
Principal and Payment of Interest
1.8 Approve Terms of Redemption of the Bonds Mgmt For For For
1.9 Approve Guarantee of the Bonds with Warrants Mgmt For For For
1.10 Approve Term of the Warrants Mgmt For For For
1.11 Approve Conversion Period of the Warrants Mgmt For For For
1.12 Approve Conversion Price of the Warrants and Mgmt For For For
Method of Adjustments
1.13 Approve Proportion of Exercise Rights of the Mgmt For For For
Warrants and Method of Adjustments
1.14 Approve Use of Proceeds from the Proposed Mgmt For For For
Issuance of Bonds with Warrants
1.15 Approve Validity of the Resolutions for the Mgmt For For For
Issuance of the Bonds with Warrants
1.16 Authorize Board to Complete Specific Matters Mgmt For For For
Relating to the Issuance of Bonds with
Warrants
2 Approve Feasibility of the Project to be Mgmt For For For
Invested with the Proceeds from the Proposed
Issuance of Bonds with Warrants
ArcelorMittal South Africa Ltd
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS S05944103 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Africa
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for Year Ended 31 December 2008
2.1 Reelect KDK Mokhele as Director Mgmt For For For
2.2 Elect CPD Cornier as Director Mgmt For For For
2.3 Reelect S Maheshwari as Director Mgmt For Against Against
2.4 Reelect AMHO Poupart-Lafarge as Director Mgmt For For For
2.5 Reelect HJ Verster as Director Mgmt For For For
3 Approve the Non-Executive Directors' Fees Mgmt For For For
for the Year Ended 31 December 2008
4 Approve the Annual Fees as the Maximum Mgmt For For For
Non-executive Directors' Fees Payable for
the Period 1 May 2009 Until the Next Annual
General Meeting
5 Ratify Deloitte & Touche as Auditors and Mgmt For For For
Appoint Ryan Duffy as the Audit Partner
6 Place 5 Percent of the Authorised But Mgmt For For For
Unissued Share Capital of the Company Under
the Control of the Directors of the Company
7 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
ArcelorMittal South Africa Ltd
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS S05944103 06/01/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Court South Africa
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Scheme of Arrangement Proposed to Be Mgmt For For For
Made By Vicva Investments and Trading Nine
(Proprietary) Limited Between the Applicant
and Shareholders
ArcelorMittal South Africa Ltd
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS S05944103 06/01/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special South Africa
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Authorize Vicva Investments and Trading Nine Mgmt For For For
(Proprietary) Limited to Acquire by Way of
Scheme of Arrangement Between the Company
and its Shareholders of Approximately 10% of
the Number of Issued Ordinary Shares in the
Company
2 Authorize Board to Ratify and Execute Mgmt For For For
Approved Resolutions
Bangkok Bank Public Co. Ltd
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y0606R119 04/10/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Thailand
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Minutes of Previous AGM Mgmt For For For
2 Accept 2008 Operating Results Mgmt N/A N/A N/A
3 Acknowledge Audit Committee's Report Mgmt N/A N/A N/A
4 Accept Financial Statements and Statutory Mgmt For For For
Reports
5 Approve Allocation of Income for Legal Mgmt For Against Against
Reserves and Payment of Dividend of THB 3.00
per Share
6.1 Elect Staporn Kavitanon as Director Mgmt For For For
6.2 Elect Chartsiri Sophonpanich as Director Mgmt For For For
6.3 Elect Deja Tulananda as Director Mgmt For For For
6.4 Elect Mongkolchaleam Yugala as Director Mgmt For For For
6.5 Elect Suvarn Thansathit as Director Mgmt For For For
6.6 Elect Amorn Chandarasomboon as Director Mgmt For For For
7 Approve Remuneration of Directors Mgmt N/A N/A N/A
8 Approve Deloitte Touche Tohmatsu Jaiyos Mgmt For For For
Audit Co Ltd as Auditors and Authorize Board
to Fix Their Remuneration
9 Amend Articles of Association Mgmt For For For
10 Other Business Mgmt For Against Against
Bank Hapoalim B.M.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS M1586M115 02/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Israel
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Imri Tov as an External Director Mgmt For For For
2 Approve Directors Indemnification Agreements Mgmt For For For
3.1 Approve Director/Officer Liability and Mgmt For For For
Indemnification Insurance
3.2 Approve Director/Officer Liability and Mgmt For For For
Indemnification Insurance
3.3 Approve Director/Officer Liability and Mgmt For For For
Indemnification Insurance
Bank Hapoalim B.M.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS M1586M115 04/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Israel
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Discuss Financial Statements and Board Mgmt For For For
Report For Year 2007
2 Reappoint Nira Dror as External Director Mgmt For For For
2.1 Indicate If You Are a Controlling Shareholder Mgmt N/A Against N/A
3 Approve Auditors and Authorize Board to Fix Mgmt For For For
Their Remuneration
Bank Hapoalim B.M.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS M1586M115 08/06/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Israel
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Remuneration of Directors Mgmt For For For
2 Increase Authorized Common Stock to 4 Mgmt For For For
Billion Shares
Bank of China Limited, BEIJING
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y0698A107 03/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Issuance of Subordinated Bonds in ShrHldr N/A Against N/A
the Principal Amount of Not More Than RMB
120 Billion
Bank of China Limited, BEIJING
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y0698A107 03/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Proposal on Change in the Means for Mgmt For For For
Distribution of Periodic Reports to H
Shareholders
Bank of China Limited, BEIJING
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y0698A107 06/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Working Report of the Board of Mgmt For For For
Directors
2 Accept Working Report of the Supervisors Mgmt For For For
3 Approve Profit Distribution Plan Mgmt For For For
4 Accept Annual Financial Statements Mgmt For For For
5 Approve Annual Budget for Year 2009 Mgmt For For For
6 Reappoint PricewaterhouseCoopers Zhong Tian Mgmt For For For
Certified Public Accountants Ltd. Co. and
PricewaterhouseCoopers Hong Kong as External
Auditors
7.1 Approve 2008 Performance Appraisal and Bonus Mgmt For For For
Plan for Xiao Gang, the Chairman of the
Board of Directors
7.2 Approve 2008 Performance Appraisal and Bonus Mgmt For For For
Plan for Li Lihui, the Vice Chairman of the
Board of Directors and the President of the
Bank
7.3 Approve 2008 Performance Appraisal and Bonus Mgmt For For For
Plan for Li Zaohang, the Executive Director
and the Executive Vice President of the Bank
7.4 Approve 2008 Performance Appraisal and Bonus Mgmt For For For
Plan for Zhou Zaiqun, the Executive Director
and the Executive Vice President of the Bank
7.5 Approve 2008 Performance Appraisal and Bonus Mgmt For For For
Plan for Liu Ziqiang, the Chairman of the
Board of Supervisors
7.6 Approve 2008 Performance Appraisal and Bonus Mgmt For For For
Plan for Wang Xueqiang, the Supervisor of
the Bank
7.7 Approve 2008 Performance Appraisal and Bonus Mgmt For For For
Plan for Liu Wanming, the Supervisor of the
Bank
8.1 Reelect Seah Lim Huat Peter as a Mgmt For For For
Non-Executive Director
8.2 Reelect Alberto Togni as an Independent Mgmt For For For
Non-Executive Director
9 Approve Proposal for Supplemental Delegation Mgmt For For For
of Authorities by the Shareholders' Meeting
to the Board of Directors of the Bank
10 Amend Articles Re: Profit Distribution Policy Mgmt For For For
11 Approve Issuance of RMB-Denominated Bonds in Mgmt For Against Against
Hong Kong for a Total Amount Not Exceeding
RMB 10 Billion by the End of 2010
Bank of The Philippine Islands
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y0967S169 03/31/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Philippines
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Jaime Augusto Zobel de Ayala II as a Mgmt For For For
Director
1.2 Elect Aurelio R. Montinola III as a Director Mgmt For For For
1.3 Elect Fernando Zobel de Ayala as a Director Mgmt For For For
1.4 Elect Gerardo C. Ablaza, Jr. as a Director Mgmt For For For
1.5 Elect Emily A. Abrera as a Director Mgmt For For For
1.6 Elect Lilia R. Bautista as a Director Mgmt For For For
1.7 Elect Romeo L. Bernardo as a Director Mgmt For For For
1.8 Elect Chng Sok Hui as a Director Mgmt For For For
1.9 Elect Rebecca G. Fernando as a Director Mgmt For For For
1.10 Elect Octavio V. Espiritu as a Director Mgmt For For For
1.11 Elect Xavier P. Loinaz as a Director Mgmt For For For
1.12 Elect Ma Yuen Lin Annie as a Director Mgmt For For For
1.13 Elect Mercedita S. Nolledo as a Director Mgmt For For For
1.14 Elect Oscar S. Reyes as a Director Mgmt For For For
1.15 Elect Wong Ann Chai as a Director Mgmt For For For
2 Approve Minutes of Previous Annual Mgmt For For For
Stockholders' Meeting Held on April 3, 2008
3 Approve Annual Report of Management for the Mgmt For For For
Year Ended Dec. 31, 2008
4 Approval and Confirmation of All Acts and Mgmt For For For
Resolution During the Past Year of the Board
of Directors and Management
5 Elect Isla Lipana & Co. as Independent Mgmt For For For
Auditors and Authorize Board to Fix Their
Remuneration
6 Approve Grant of Directors' Bonus Mgmt For Against Against
7 Other Matters Mgmt For Against Against
Bank Pekao SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X0641X106 05/05/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Poland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Open Meeting Mgmt N/A N/A N/A
2 Elect Meeting Chairman Mgmt For N/A N/A
3 Acknowledge Proper Convening of Meeting Mgmt N/A N/A N/A
4 Elect Members of Vote Counting Commission Mgmt For N/A N/A
5 Approve Agenda of Meeting Mgmt For N/A N/A
6 Receive Management Board Report on Company's Mgmt N/A N/A N/A
Operations in Fiscal 2008
7 Receive Financial Statements Mgmt N/A N/A N/A
8 Receive Management Board Report on Group's Mgmt N/A N/A N/A
Operations in Fiscal 2008
9 Receive Consolidated Financial Statements Mgmt N/A N/A N/A
10 Receive Management Board Proposal Regarding Mgmt N/A N/A N/A
Allocation of 2008 Income
11 Receive Supervisory Board Report on Its Mgmt N/A N/A N/A
Activities in Fiscal 2008 and Its Review of
Financial Statements and Statutory Reports
12.1 Approve Management Board Report on Company's Mgmt For N/A N/A
Operations in Fiscal 2008
12.2 Approve Financial Statements Mgmt For N/A N/A
12.3 Approve Management Board Report on Group's Mgmt For N/A N/A
Operations in Fiscal 2008
12.4 Approve Consolidated Financial Statements Mgmt For N/A N/A
12.5 Approve Allocation of Income Mgmt For N/A N/A
12.6 Approve Supervisory Board Report on Its Mgmt For N/A N/A
Activities in Fiscal 2008
13.1 Approve Discharge of Jerzy Woznicki Mgmt For N/A N/A
(Supervisory Board Chairman)
13.2 Approve Discharge of Paolo Fiorentino Mgmt For N/A N/A
(Supervisory Board)
13.3 Approve Discharge of Federico Ghizzoni Mgmt For N/A N/A
(Supervisory Board)
13.4 Approve Discharge of Pawel Dangel Mgmt For N/A N/A
(Supervisory Board)
13.5 Approve Discharge of Fausto Galmarini Mgmt For N/A N/A
(Supervisory Board)
13.6 Approve Discharge of Oliver Greene Mgmt For N/A N/A
(Supervisory Board)
13.7 Approve Discharge of Enrico Pavoni Mgmt For N/A N/A
(Supervisory Board)
13.8 Approve Discharge of Leszek Pawlowicz Mgmt For N/A N/A
(Supervisory Board)
13.9 Approve Discharge of Krzysztof Pawlowski Mgmt For N/A N/A
(Supervisory Board)
13.10 Approve Discharge of Jan Krzysztof Bielecki Mgmt For N/A N/A
(CEO)
13.11 Approve Discharge of Luigi Lovaglio Mgmt For N/A N/A
(Management Board)
13.12 Approve Discharge of Paolo Iannone Mgmt For N/A N/A
(Management Board)
13.13 Approve Discharge of Katarzyna Mgmt For N/A N/A
Niezgoda-Walczak (Management Board)
13.14 Approve Discharge of Grzegorz Piwowar Mgmt For N/A N/A
(Management Board)
13.15 Approve Discharge of Marian Wazynski Mgmt For N/A N/A
(Management Board)
13.16 Approve Discharge of Przemyslaw Gdanski Mgmt For N/A N/A
(Management Board)
13.17 Approve Discharge of Chistopher Kosmidr Mgmt For N/A N/A
(Management Board)
13.18 Approve Discharge of Andrzej Kopyrski Mgmt For N/A N/A
(Management Board)
13.19 Approve Discharge of Diego Biondo Mgmt For N/A N/A
(Management Board)
13.20 Approve Discharge of Marco Iannaccone Mgmt For N/A N/A
(Management Board)
14 Elect Members of Supervisory Board for Joint Mgmt For N/A N/A
Term of Office
15 Amend Statute Mgmt For N/A N/A
16 Approve Consolidated Text of Statute Mgmt For N/A N/A
17 Amend Regulations on General Meetings Mgmt For N/A N/A
18 Approve Consolidated Text of Regulations on Mgmt For N/A N/A
General Meetings
19 Close Meeting Mgmt N/A N/A N/A
Bharat Petroleum Corporation Ltd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y0882Z116 08/18/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amend Corporate Purpose Mgmt For For For
Bharat Petroleum Corporation Ltd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y0882Z116 09/22/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Dividend of INR 4.00 Per Share Mgmt For For For
3 Reappoint P.K. Sinha as Director Mgmt For For For
4 Reappoint A.H. Kalro as Director Mgmt For For For
5 Reappoint R.K. Singh as Director Mgmt For For For
6 Authorize Board to Fix Remuneration of Mgmt For For For
Auditors
7 Appoint R. Bijapurkar as Director Mgmt For For For
8 Appoint S.K. Barua as Director Mgmt For For For
9 Appoint S. Mohan as Director Mgmt For For For
Bidvest Group Ltd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS S1201R162 10/02/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special South Africa
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Specific Authority to Issue Shares Mgmt For For For
BOSIDENG INTERNATIONAL HOLDINGS LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G12652106 09/26/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Directors' Mgmt For For For
and Auditors' Reports
2 Approve Final and Special Dividend Mgmt For For For
3.1 Reelect Gao Dekang as Director Mgmt For For For
3.2 Reelect Gao Miaoqin as Director Mgmt For For For
3.3 Reelect Wang Yao as Director Mgmt For For For
3.4 Reelect Ngai Wai Fung as Director Mgmt For For For
3.5 Authorize Board to Fix Remuneration of Mgmt For For For
Directors
4 Appoint Auditors and Authorize Board to Fix Mgmt For For For
Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
6 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
7 Authorize Reissuance of Repurchased Shares Mgmt For Against Against
BOSIDENG INTERNATIONAL HOLDINGS LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G12652106 09/26/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve the Non-Exercise of the Right of Mgmt For For For
First Refusal and Related Transactions
BRASKEM S.A. (frmrly. Copene-Petroquimica do Nordeste)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P18533110 04/15/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual/Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For N/A N/A
Reports for Fiscal Year Ended Dec. 31, 2008
2 Elect Fiscal Council Members Mgmt For N/A N/A
3 Approve Remuneration of Executive Officers, Mgmt For N/A N/A
Non-Executive Directors, and Fiscal Council
Members
4 Elect Directors to Fill Vacancies on the Mgmt For N/A N/A
Board
Brilliance China Automotive Holdings Ltd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G1368B102 01/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Approve Subscription by Huachen Automotive Mgmt For For For
Group Holdings Co. Ltd. (Huachen) of 1.3
Billion New Shares (Subscription Shares) in
the Capital of the Company at the Price of
HK$0.43 Each
1.2 Authorize Board to Issue and Allot the Mgmt For For For
Subscription Shares to Huachen at Completion
of the Subscription Agreement
2 Approve Whitewash Waiver Mgmt For For For
Brilliance China Automotive Holdings Ltd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G1368B102 11/11/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Cancellation of Oustanding Options Mgmt For For For
to Subscribe for 92.1 Million Shares at Par
Value of US$0.01 Each Granted But Not
Exercised Pursuant to the Existing Share
Option Scheme
2 Approve New Share Option Scheme and Mgmt For Against Against
Terminate the Existing Share Option Scheme
Brilliance China Automotive Holdings Ltd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G1368B102 12/30/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Approve Framework Agreements Mgmt For For For
1.2 Approve Proposed Caps Under the Framework Mgmt For For For
Agreements
2.1 Approve Regional Agent Agreement Mgmt For For For
2.2 Approve Proposed Caps Under the Regional Mgmt For For For
Agent Agreement
3 Approve Cross Guarantees Agreement Betweeen Mgmt For For For
Shenyang XingYuanDong Automobile Component
Co., Ltd. and Shenyang JinBei Automotive
Co., Ltd. in Relation to the Provision of
Cross Guarantees for Banking Facilities of
Up to RMB 500 million
Cemig, Companhia Energetica De Minas Gerais
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P2577R110 03/05/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Changes to the Board's Composition, Mgmt For N/A N/A
Following Resignation of Certain Directors
2 Determine How the Company Will Vote on the Mgmt For N/A N/A
Shareholders' Meeting for Cemig Distribuicao
SA, and Cemig Geracao e Transmissao SA,
Being Held on March 5, 2009
Cemig, Companhia Energetica De Minas Gerais
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P2577R110 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for Fiscal Year Ended Dec. 31, 2008
2 Approve Allocation of Income and Dividends Mgmt For For For
3 Determine Date and Form of Mandatory Mgmt For For For
Dividend Payments
4 Authorize Capitalization of Reserves and Mgmt For For For
Special Credits for Bonus Issue
5 Authorize Executives to Execute Bonus Mgmt For For For
Issuance of Shares
6 Amend Articles to Reflect Changes in Capital Mgmt For For For
7 Elect Fiscal Council Members and Approve Mgmt For Against Against
their Remuneration
8 Elect Directors Mgmt For Against Against
9 Approve Remuneration of Executive Officers, Mgmt For For For
and Non-Executive Directors
10 Determine How the Company Will Vote on the Mgmt For For For
Shareholders' Meeting for Cemig Distribuicao
SA Being Held on April 29, 2009
11 Determine How the Company Will Vote on the Mgmt For For For
Shareholders' Meeting for Cemig Geracao e
Transmissao SA Being Held on April 29, 2009
Charoen Pokphand Foods PCL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1296K117 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Thailand
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Minutes of Previous AGM Mgmt For For For
2 Accept 2008 Operations Report Mgmt For For For
3 Accept Financial Statements Mgmt For For For
4 Approve Interim Dividend of THB 0.08 Per Mgmt For For For
Share
5 Approve Allocation of Income and Final Mgmt For For For
Dividend of THB 0.11 Per Share
6.1 Elect Dhanin Chearavanont as Director Mgmt For For For
6.2 Elect Prasert Poongkumarm as Director Mgmt For For For
6.3 Elect Athasit Vejjajiva as Director Mgmt For For For
6.4 Elect Supapun Ruttanaporn as Director Mgmt For For For
6.5 Elect Veeravat Kanchanadul as Director Mgmt For For For
7 Approve Remuneration of Directors Mgmt For For For
8 Approve KPMG Phoomchai Audit Ltd. as Mgmt For For For
Auditors and Authorize Board to Fix Their
Remuneration
9 Authorize Issuance of Debentures Not Mgmt For For For
Exceeding THB 40 Billion
10 Approve Acquisition of 35 Million Ordinary Mgmt For For For
Shares of Rajburi Foods Co Ltd from Bangkok
Food Products Co Ltd for Approximately THB
595 Million
11 Amend Company Objectives Mgmt For For For
12 Allow Questions Mgmt N/A N/A N/A
China Construction Bank Corporation
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1397N101 06/11/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept 2008 Report of the Board of Directors Mgmt For For For
2 Accept 2008 Report of the Board of Mgmt For For For
Supervisors
3 Accept 2008 Final Financial Accounts Mgmt For For For
4 Approve 2009 Fixed Assets Investment Budget Mgmt For For For
5 Approve Profit Distribution Plan for the Mgmt For For For
Second Half of 2008
6 Approve 2008 Final Emoluments Distribution Mgmt For For For
Plan for Directors and Supervisors
7 Appoint Auditors Mgmt For For For
8 Elect Chen Zuofu as Executive Director Mgmt For For For
China Mobile (Hong Kong) Limited
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 16941M109 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Final Dividend Mgmt For For For
3.1 Reelect Wang Jianzhou as Director Mgmt For For For
3.2 Reelect Zhang Chunjiang as Director Mgmt For Against Against
3.3 Reelect Sha Yuejia as Director Mgmt For For For
3.4 Reelect Liu Aili as Director Mgmt For For For
3.5 Reelect Xu Long as Director Mgmt For For For
3.6 Reelect Moses Cheng Mo Chi as Director Mgmt For For For
3.7 Reelect Nicholas Jonathan Read as Director Mgmt For For For
4 Reappoint KMPG as Auditors and Authorize Mgmt For For For
Board to Fix Their Remuneration
5 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
7 Authorize Reissuance of Repurchased Shares Mgmt For Against Against
China Mobile (Hong Kong) Limited
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y14965100 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Final Dividend Mgmt For For For
3.1 Reelect Wang Jianzhou as Director Mgmt For For For
3.2 Reelect Zhang Chunjiang as Director Mgmt For Against Against
3.3 Reelect Sha Yuejia as Director Mgmt For For For
3.4 Reelect Liu Aili as Director Mgmt For For For
3.5 Reelect Xu Long as Director Mgmt For For For
3.6 Reelect Moses Cheng Mo Chi as Director Mgmt For For For
3.7 Reelect Nicholas Jonathan Read as Director Mgmt For For For
4 Reappoint KPMG as Auditors and Authorize Mgmt For For For
Board to Fix Their Remuneration
5 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
7 Authorize Reissuance of Repurchased Shares Mgmt For Against Against
CHINA MOLYBDENUM CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1503Z105 06/02/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Report of the Board of Directors Mgmt For For For
2 Accept Report of the Supervisory Committee Mgmt For For For
3 Accept Financial Statements and Statutory Mgmt For For For
Reports
4 Approve Profit Distribution Plan and Payment Mgmt For For For
of Final Dividend
5 Approve Distribution of Interim Dividend for Mgmt For For For
the Year 2009
6 Reappoint Deloitte Touche Tohmatsu CPA Ltd. Mgmt For For For
and Deloitte Touche Tohmatsu, Certified
Public Accountants, as Domestic and Overseas
Auditors, Respectively, and Authorize the
Board to Fix Their Remuneration
7 Authorize the Board to Fix Remuneration of Mgmt For For For
Directors and Supervisors
8 Authorize the Company to Send or Supply Mgmt For For For
Corporate Communications to the H
Shareholders Through the Company's Website
9 Authorize the Company to Change Registered Mgmt For For For
Its Address
10 Other Business (Voting) Mgmt For Against Against
11 Amend Articles Re: Supply of Corporate Mgmt For For For
Communications Through the Company's Website
and Change of Registered Address
12 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
China Motor Corp
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1499J107 06/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Allocation of Income and Dividends Mgmt For For For
3 Approve Amendment on the Procedures for Mgmt For For For
Loans to Other Parties
4 Approve Amendment on the Procedures for Mgmt For For For
Endorsement and Guarantee
5 Approve Release of Restrictions on Mgmt For For For
Competitive Activities of Directors
6 Transact Other Business (Non-Voting) Mgmt N/A N/A N/A
CHINA NETCOM GROUP CORP HONGKONG LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1505N100 09/17/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Court Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Scheme of Arrangement Mgmt For For For
CHINA NETCOM GROUP CORP HONGKONG LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1505N100 09/17/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Scheme of Arrangement Mgmt For For For
CHINA POWER INTERNATIONAL DEVELOPMENT LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1508G102 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Consolidated Financial Statements and Mgmt For For For
Directors' and Auditors' Reports
2.1 Reelect Li Fang as Director Mgmt For For For
2.2 Reelect Tsui Yiu Wa, Alec as Director Mgmt For For For
3 Authorize the Board to Fix Remuneration of Mgmt For For For
Directors
4 Reappoint PricewaterhouseCoopers as Auditors Mgmt For For For
and Authorize Board to Fix Their Remuneration
5.1 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
5.2 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
5.3 Authorize Reissuance of Repurchased Shares Mgmt For Against Against
China Telecom Corporation Ltd
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1505D102 03/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amend Articles of Association Mgmt For For For
China Telecom Corporation Ltd
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1505D102 05/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Allocation of Profit and Mgmt For For For
Distirbution of Dividend for the Year Ended
Dec. 31, 2008
3 Reappoint KPMG and KPMG Huazhen as Mgmt For For For
International and Domestic Auditors,
Respectively, and Authorize Board to Fix
Their Remuneration
4.1 Approve Issuance of Debentures Mgmt For For For
4.2 Authorize Board to Determine Specific Terms, Mgmt For For For
Conditions and Other Matters of the
Debentures
5.1 Approve Issuance of Bonds in One or More Mgmt For For For
Tranches Not Exceeding RMB 30 Billion
5.2 Authorize Board to Determine Specific Terms, Mgmt For For For
Conditions and Other Matters of the Company
Bonds
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
7 Authorize Board to Increase the Registered Mgmt For Against Against
Capital of the Company and Amend the
Articles of Association to Reflect Such
Increase
China Telecom Corporation Ltd
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1505D102 09/05/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Reelect Wang Xiaochu as Director and Mgmt For For For
Authorize Board to Fix His Remuneration
1.2 Elect Shang Bing as Director and Authorize Mgmt For For For
Board to Fix His Remuneration
1.3 Reelect Wu Andi as Director and Authorize Mgmt For For For
Board to Fix Her Remuneration
1.4 Reelect Zhang Jiping as Director and Mgmt For For For
Authorize Board to Fix His Remuneration
1.5 Reelect Zhang Chenshuang as Director and Mgmt For For For
Authorize Board to Fix His Remuneration
1.6 Elect Yang Xiaowei as Director and Authorize Mgmt For Against Against
Board to Fix His Remuneration
1.7 Reelect Yang Jie as Director and Authorize Mgmt For For For
Board to Fix His Remuneration
1.8 Reelect Sun Kangmin as Director and Mgmt For For For
Authorize Board to Fix His Remuneration
1.9 Reelect Li Jinming as Director and Authorize Mgmt For For For
Board to Fix His Remuneration
1.10 Elect Wu Jichuan as an Independent Director Mgmt For For For
and Authorize Board to Fix His Remuneration
1.11 Elect Qin Xiao as an Independent Director Mgmt For For For
and Authorize Board to Fix His Remuneration
1.12 Reelect Tse Hau Yin, Aloysius as an Mgmt For Against Against
Independent Director and Authorize Board to
Fix His Remuneration
1.13 Elect Cha May Lung, Laura as an Independent Mgmt For For For
Director and Authorize Board to Fix Her
Remuneration
1.14 Reelect Xu Erming as an Independent Director Mgmt For For For
and Authorize Board to Fix His Remuneration
2.1 Reelect Xiao Jinxue as Supervisor and Mgmt For For For
Authorize Supervisory Committee to Fix His
Remuneration
2.2 Reelect Xu Cailiao as Supervisor and Mgmt For For For
Authorize Supervisory Committee to Fix His
Remuneration
2.3 Elect Han Fang as Supervisor and Authorize Mgmt For For For
Supervisory Committee to Fix Her Remuneration
2.4 Reelect Zhu Lihao as Supervisor and Mgmt For For For
Authorize Supervisory Committee to Fix Her
Remuneration
3.1 Approve Issuance of Debentures Denominated Mgmt For Against Against
in Local or Foreign Currencies with a
Maximum Outstanding Repayment Amount of RMB
80 Billion (General Mandate)
3.2 Authorize Board to Determine the Specific Mgmt For Against Against
Terms and Conditions of as Well as Do All
Such Acts Necessary and Incidental to the
Issue of Debentures Under the General Mandate
4.1 Approve Issuance of Company Bonds with an Mgmt For Against Against
Aggregate Principal Amount of Up to RMB 50
Billion
4.2 Authorize Board to Determine the Specific Mgmt For Against Against
Terms and Conditions of as Well as Do All
Such Acts Necessary and Incidental to the
Issue of the Company Bonds
China Telecom Corporation Ltd
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1505D102 09/16/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Telecom CDMA Lease and Related Mgmt For For For
Annual Caps
2 Approve Interconnection Settlement Mgmt For For For
Supplemental Agreement
3 Approve Engineering Framework Supplemental Mgmt For For For
Agreement and Related Annual Cap
4 Approve Ancillary Telecommunications Mgmt For For For
Services Framework Supplemental Agreement
and the Revised Annual Cap and Proposed
Annual Cap
5 Amend Articles Re: Business Scope of the Mgmt For For For
Company
China Unicom (Hong Kong) Ltd
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1519S111 01/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Transfer Agreement Between China Mgmt For For For
United Network Communications Corp. Ltd. and
China United Telecommunications Corp. Ltd.
China Unicom (Hong Kong) Ltd
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1519S111 05/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Final Dividend Mgmt For For For
3.1 Reelect Chang Xiaobing as Director Mgmt For For For
3.2 Reelect Lu Yimin as Director Mgmt For For For
3.3 Reelect Zuo Xunsheng as Director Mgmt For For For
3.4 Reelect Cesareo Alierta Izuel as Director Mgmt For For For
3.5 Reelect Jung Man Won as Director Mgmt For For For
3.6 Reelect John Lawson Thornton as Director Mgmt For For For
3.7 Reelect Timpson Chung Shui Ming as Director Mgmt For For For
4.1 Authorize the Board to Fix Remuneration of Mgmt For For For
Directors
4.2 Reelect Wong Wai Ming as Director Mgmt For For For
5 Reappoint PricewaterhouseCoopers as Auditors Mgmt For For For
and Authorize Board to Fix Their Remuneration
6 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
7 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
8 Authorize Reissuance of Repurchased Shares Mgmt For Against Against
9 Amend Share Option Scheme, Pre-Global Mgmt For Against Against
Offering Share Option Scheme, and Special
Purpose Unicom Share Option Scheme
10 Amend Terms of the Options Granted Under the Mgmt For Against Against
Share Option Scheme, Pre-Global Offering
Share Option Scheme, and Special Purpose
Unicom Share Option Scheme
CHINA YURUN FOOD GROUP LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G21159101 06/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Final Dividend of HK$0.08 Per Share Mgmt For For For
3 Reelect Zhu Yicai as Executive Director Mgmt For For For
4 Reelect Feng Kuande as Executive Director Mgmt For For For
5 Reelect Gao Hui as Independent Non-Executive Mgmt For For For
Director
6 Authorize the Board to Fix Remuneration of Mgmt For For For
Directors
7 Reappoint KPMG as Auditors and Authorize the Mgmt For For For
Board to Fix Their Remuneration
8 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
9 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
10 Authorize Reissuance of Repurchased Shares Mgmt For Against Against
Chinatrust Financial Holding Co. Ltd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y15093100 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve 2008 Financial Statements and Mgmt For For For
Statutory Reports
2 Approve 2008 Allocation of Income and Mgmt For For For
Dividends
3 Amend Articles of Association Mgmt For Against Against
4 Approve Capitalization of 2008 Dividends Mgmt For For For
5 Approve Issuance of Shares for a Private Mgmt For Against Against
Placement
6 Approve Amendment on the Election Procedures Mgmt For For For
for Directors and Supervisors
7.1 Elect Daniel I.K. Wu, Shareholder No. 265 as Mgmt For For For
Director
7.2 Elect Lee Wen-chih, ID No. E121520459 as Mgmt For For For
Independent Director
8 Approve Release of Restrictions on Mgmt For For For
Competitive Activities of Directors
9 Transact Other Business (Non-Voting) Mgmt N/A N/A N/A
Chunghwa Telecom Co. Ltd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 17133Q304 08/14/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Taiwan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 TO APPROVE THE PROPOSAL FOR CONVERSION OF Mgmt For For For
THE CAPITAL SURPLUS INTO CAPITAL INCREASE OF
THE COMPANY AND ISSUANCE OF NEW SHARES.
2 TO APPROVE THE PROPOSAL FOR DECREASE IN CASH Mgmt For For For
OF THE COMPANY.
CNOOC LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1662W117 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Final Dividend Mgmt For For For
3.1 Reelect Wu Guangqi as Executive Director Mgmt For For For
3.2 Reelect Cao Xinghe as Non-Executive Director Mgmt For For For
3.3 Reelect Wu Zhenfang as Non-Executive Director Mgmt For For For
3.4 Reelect Edgar W. K. Cheng as Independent Mgmt For For For
Non-Executive Director
3.5 Authorize the Board to Fix Remuneration of Mgmt For For For
Directors
4 Reappoint Auditors and Authorize the Board Mgmt For For For
to Fix Their Remuneration
5 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
7 Authorize Reissuance of Repurchased Shares Mgmt For Against Against
8 Amend Articles of Association Mgmt For For For
Compal Electronics Inc.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y16907100 06/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve 2008 Financial Statements and Mgmt For For For
Statutory Reports
2 Approve 2008 Allocation of Income and Mgmt For For For
Dividends
3 Approve Capitalization of 2008 Dividends and Mgmt For For For
Employee Profit Sharing
4 Amend Articles of Association Mgmt For For For
5 Amend Procedures Governing the Acquisition Mgmt For For For
or Disposal of Assets
6 Approve Amendment on the Procedures for Mgmt For For For
Endorsement and Guarantee
7 Approve Amendment on the Procedures for Mgmt For For For
Loans to Other Parties
8.1 Elect Sheng-Hsiung Hsu with ID No. 23 as Mgmt For For For
Director
8.2 Elect John Kevin Medica with ID No. 562334 Mgmt For For For
as Director
8.3 Elect Jui-Tsung Chen with ID No. 83 as Mgmt For For For
Director
8.4 Elect Wen-Being Hsu with ID No. 15 as Mgmt For For For
Director
8.5 Elect Wen-Chung Shen with ID No. 19173 as Mgmt For For For
Director
8.6 Elect Kuang-Nan Lin with ID No. 57 as Mgmt For For For
Director
8.7 Elect Representative of Kinpo Electronics Mgmt For For For
Inc with Shareholder ID No 85 as Director
8.8 Elect Yung-Ching Chang with ID No. 2024 as Mgmt For For For
Director
8.9 Elect Chung-Pin Wong with ID No. 1357 as Mgmt For For For
Director
8.10 Elect Shao-Tsu Kung with ID No. 2028 as Mgmt For For For
Director
8.11 Elect Chiung-Chi Hsu with ID No. 91 as Mgmt For For For
Director
8.12 Elect Chi-Lin Wea with ID No. J100196868 as Mgmt For For For
Director
8.13 Elect Charng-Chyi Ko with ID No. 55 as Mgmt For For For
Supervisor
8.14 Elect Yen-Chia Chou with ID No. 60 as Mgmt For For For
Supervisor
8.15 Elect Sheng-Chieh Hsu with ID No. 3 as Mgmt For For For
Supervisor
9 Approve Release of Restrictions of Mgmt For For For
Competitive Activities of Directors
10 Transact Other Business (Non-Voting) Mgmt N/A N/A N/A
Companhia de Saneamento de Minas Gerais COPASA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P28269101 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for Fiscal Year Ended Dec. 31, 2008
2 Approve Allocation of Income and Dividends Mgmt For Against Against
3 Approve Investments Planned for the Mgmt For For For
Company's Subsidiaries Over the 2009-2010
Period
4 Elect Directors and Fiscal Council Members Mgmt For For For
5 Amend Articles 1, 5, and 21 Mgmt For For For
6 Approve Divend Policy Mgmt For Against Against
7 Approve Remuneration of Executive Officers, Mgmt For For For
Non-Executive Directors, and Fiscal Council
Members
8 Approve Bidding Process for Facilities Mgmt For For For
Expansion Woth Up to BRL 162 Million
9 Approve EUR 100 Million Financing from KfW Mgmt For For For
Bank
10 Approve Donation of Real Estate Assets in Mgmt For For For
Gouveia, Minas Gerais
11 Approve Donation of Real Estate Assets in Mgmt For For For
Augusto de Lima, Minas Gerais
Companhia de Saneamento de Minas Gerais COPASA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P28269101 07/21/2008 Unvoted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect a Director and Fiscal Council Member Mgmt For N/A N/A
2 Approve Donation of Real Estate and Land in Mgmt For N/A N/A
Areado, MG Back to that Municipality
3 Approve Donation of Real Estate and Land in Mgmt For N/A N/A
Campestre, MG Back to that Municipality
Companhia de Saneamento de Minas Gerais COPASA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P28269101 11/24/2008 Unvoted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect a Principal and an Alternate Fiscal Mgmt For N/A N/A
Council Member
2 Ratify Administrative Bidding Process DVLI Mgmt For N/A N/A
1020080124 in the Amount of BRL 118.95
Million
3 Approve Bids Resulting from Administrative Mgmt For N/A N/A
Bidding Process DVLI 1020080124
4 Authorize Increase in Share Capital and Mgmt For N/A N/A
Amend Article 5 Accordingly
Companhia Paranaense de Energia - COPEL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P30557139 03/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amend Articles re: Creation of Environemnt Mgmt For For For
and Corporate Citizenship Office
Companhia Paranaense de Energia - COPEL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P30557139 04/23/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For N/A N/A
Reports for Fiscal Year Ended Dec. 31, 2008
2.1 Approve Allocation of Income and Ratify Mgmt For N/A N/A
Dividend Payments
2.2 Ratify Interest on Capital Stock Payments Mgmt For N/A N/A
3 Elect Directors Mgmt For N/A N/A
4 Elect Fiscal Council Members Mgmt For N/A N/A
5 Approve Remuneration of Executive Officers, Mgmt For N/A N/A
Non-Executive Directors, and Fiscal Council
Members
6 Designate Newspapers to Publish Company Mgmt For N/A N/A
Announcements
Consorcio Ara, S.A.B. de C.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P3084R106 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Mexico
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for the Fiscal Year Ended Dec. 31,
2008
2 Accept Tax Report on Adherance to Fiscal Mgmt For For For
Obligations
3 Approve Allocation of Income Mgmt For For For
4 Elect Directors, Board Secretary and Deputy Mgmt For For For
Board Secretary; Approve Their Discharge and
Remuneration
5 Elect or Ratify Chairman of Audit Committee Mgmt For For For
6 Elect or Ratify Chairman of Corporate Mgmt For For For
Practices Committee
7 Set Maximum Aggregate Nominal Amount of Mgmt For For For
Share Repurchase Reserve
8 Present Report on the Policies of Share Mgmt For For For
Repurchases
9 Designate Inspector or Shareholder Mgmt For For For
Representative(s) of Minutes of Meeting
Cosco Pacific Limited
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G2442N104 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Final Dividend Mgmt For For For
3.1 Reelect Li Jianhong as Director Mgmt For For For
3.2 Reelect Sun Yueyin as Director Mgmt For For For
3.3 Reelect Xu Minjie as Director Mgmt For For For
3.4 Reelect He Jiale as Director Mgmt For Against Against
3.5 Reelect Wong Tin Yau, Kelvin as Director Mgmt For For For
3.6 Reelect Chow Kwong Fai, Edward as Director Mgmt For For For
3.7 Reelect Fan Hsu Lai Tai, Rita as Director Mgmt For For For
4 Authorize Board to Fix the Remuneration of Mgmt For For For
Directors
5 Reappoint PricewaterhouseCoopers as Auditors Mgmt For For For
and Authorize Board to Fix Their Remuneration
6.1 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
6.2 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
6.3 Authorize Reissuance of Repurchased Shares Mgmt For Against Against
Coteminas
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P3164Y104 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for Fiscal Year Ended Dec. 31, 2008
2 Approve Allocation of Income and Dividends Mgmt For For For
3 Elect Fiscal Council Members Mgmt For For For
4 Elect Directors Mgmt For For For
5 Amend Article 6 re: Executive Officer Board Mgmt For For For
6 Amend Article 14 to Shorten Director Terms Mgmt For For For
from Three Years to One Year
7 Amend Article 16 to Substitute the Mgmt For For For
Expression "the Market" for "Investors"
8 Amend Article 17 re: Executive Officer Board Mgmt For For For
9 Amend Article 18 to Reflect Changes Proposed Mgmt For For For
for Article 17
10 Amend Article 19 to Reflect Changes Proposed Mgmt For For For
for Article 17
Denway Motors Ltd. (formerly Denway Investment)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y2032Y106 06/02/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Final Dividend Mgmt For For For
3.1 Reelect Zeng Qinghong as Director Mgmt For For For
3.2 Reelect Yang Dadong as Director Mgmt For For For
3.3 Reelect Yao Yiming as Director Mgmt For For For
3.4 Reelect Cheung Doi Shu as Director Mgmt For For For
3.5 Authorize Board to Fix the Remuneration of Mgmt For For For
Directors
4 Reappoint Auditors and Authorize Board to Mgmt For For For
Fix Their Remuneration
5 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
7 Authorize Reissuance of Repurchased Shares Mgmt For Against Against
DONGFANG ELECTRIC CORPORATION LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y20958107 02/11/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Amend Articles of Association Mgmt For For For
1.2 Approve Postponement of the Election of the Mgmt For For For
Members of the New Session of the Board and
the Supervisory Committee
2 Approve Post-Disaster Reconstruction of Mgmt For For For
DST's Hanwang Production Base in Another
Place
DONGFANG ELECTRIC CORPORATION LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y20958107 06/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Accept Report of the Board of Directors Mgmt For For For
1.2 Amend Articles of Association Mgmt For For For
2.1 Accept Report of the Supervisory Committee Mgmt For For For
2.2 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
3 Approve Proposal for Distribution of Profits Mgmt For For For
4 Accept Annual Report of the Company Mgmt For For For
5.1 Elect Si Zefu as Non-Independent Director ShrHldr For For For
5.2 Elect Zhang Xiaolun as Non-Independent ShrHldr For For For
Director
5.3 Elect Wen Shugang as Non-Independent Director ShrHldr For For For
5.4 Elect Huang Wei as Non-Independent Director ShrHldr For For For
5.5 Elect Zhu Yuanchao as Non-Independent ShrHldr For For For
Director
5.6 Elect Zhang Jilie as Non-Independent Director ShrHldr For For For
5.7 Elect Chen Xiaoyue as Independent Mgmt For For For
Non-Executive Director
5.8 Elect Li Yanmeng as Independent Mgmt For For For
Non-Executive Director
5.9 Elect Zhao Chunjun as Independent Mgmt For For For
Non-Executive Director
6.1 Elect Wen Bingyou as Supervisor ShrHldr For For For
6.2 Elect Wen Limin as Supervisor ShrHldr For For For
7 Determine Remuneration of Directors Mgmt For For For
8 Determine Remuneration of Supervisors Mgmt For For For
9 Allow Electronic Distribution of Corporate Mgmt For For For
Communications
DONGFANG ELECTRIC CORPORATION LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y20958107 06/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Fulfillment of the Issue Criteria Mgmt For For For
2.1 Approve Class and Nominal Value of Shares to Mgmt For For For
be Issued Under the Proposed Placing
2.2 Approve Manner of Issue Under the Proposed Mgmt For For For
Placing
2.3 Approve Targets to Whom the Shares are to be Mgmt For For For
Issued Under the Proposed Placing
2.4 Approve Lock-Up Periods Under the Proposed Mgmt For For For
Placing
2.5 Approve Manner of Subscription Under the Mgmt For For For
Proposed Placing
2.6 Approve Number of New A Shares to be Issued Mgmt For For For
Under the Proposed Placing
2.7 Approve Price Determination Date and Issue Mgmt For For For
Price Under the Proposed Placing
2.8 Approve Place of Listing Under the Proposed Mgmt For For For
Placing
2.9 Approve Use of Proceeds Under the Proposed Mgmt For For For
Placing
2.10 Approve Arrangement Relating to the Mgmt For For For
Distributable Profits Accumulated But Not
Declared
2.11 Approve Validity Period of the Authorization Mgmt For For For
in Respect of the Proposed Placing
3 Approve DEC Subscription Agreement Mgmt For For For
4 Approve Issue Proposal Mgmt For For For
5 Authorize Board to Deal With Matters Mgmt For For For
Relating to the Proposed Placing
6 Approve Feasibility Analysis Report Mgmt For For For
7 Approve CSRC Waiver Mgmt For For For
8 Approve Report on the Use of Previous Mgmt For For For
Proceeds
9.1 Approve 2009 Purchase and Production Mgmt For For For
Services Framework Agreement, the Related
Continuing Connected Transactions and the
Related Annual Caps
9.2 Approve 2009 Sales and Production Services Mgmt For For For
Framework Agreement, the Related Continuing
Connected Transactions and the Related
Annual Caps
9.3 Approve 2009 Combined Ancillary Services Mgmt For For For
Framework Agreement, the Related Continuing
Connected Transactions and the Related
Annual Caps
9.4 Approve 2009 Financial Services Framework Mgmt For Against Against
Agreement, the Related Continuing Connected
Transactions and the Related Annual Caps
9.5 Approve 2009 Properties and Equipment Mgmt For For For
Framework Lessee Agreement, the Related
Continuing Connected Transactions and the
Related Annual Caps
DONGFANG ELECTRIC CORPORATION LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y20958107 10/09/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Zhu Yuanchao as Director ShrHldr For For For
Eletrobras, Centrais Eletricas Brasileiras S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P22854122 04/30/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For N/A N/A
Reports for Fiscal Year Ended Dec. 31, 2008
2 Approve Capital Budget for Upcoming Fiscal Mgmt For N/A N/A
Year
3 Approve Allocation of Income and Dividends Mgmt For N/A N/A
4 Elect Directors Mgmt For N/A N/A
5 Elect Fiscal Council Members Mgmt For N/A N/A
6 Approve Remuneration of Executive Officers, Mgmt For N/A N/A
Non-Executive Directors, and Fiscal Council
Members
7 Designate Newspapers to Publish Company Mgmt For N/A N/A
Announcements
Eletrobras, Centrais Eletricas Brasileiras S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P22854122 09/25/2008 Unvoted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amend Article 3 to Comply with Law 11,651/08 Mgmt For N/A N/A
2 Authorize Capitalization of Reserves and Mgmt For N/A N/A
Ratify Capitalization of Compulsory Loans,
Amending Article 6 Accordingly
3 Amend Article 41 re: Voting During Mgmt For N/A N/A
Shareholder Meetings
Embotelladoras Arca, S.A.B. de C.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P3699M104 04/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Mexico
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Board Report on Financial Statements Mgmt For For For
and Statutory Reports for Fiscal Year 2008;
Report of the External Auditors; Report of
the Audit and Statutory Committee and Tax
Report on Compliance to Fiscal Obligations
2 Approve Allocation of Income and Dividends Mgmt For For For
of MXN 1 Per Share
3 Authorize Repurchase of Shares and Set Mgmt For For For
Aggregate Maximum Amount
4 Elect Directors, Approve their Remuneration Mgmt For For For
and Elect Secretaries
5 Approve Remuneration of Board Committee Mgmt For For For
Members; Elect Chairman of the Audit and
Social Practices Committee
6 Designate Inspector or Shareholder Mgmt For For For
Representative(s) of Minutes of Meeting
7 Approve Minutes of Meeting Mgmt For For For
First Financial Holding Co. Ltd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y2518F100 05/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve 2008 Business Operations Report and Mgmt For For For
Financial Statements
2 Approve 2008 Allocation of Income and Mgmt For For For
Dividends
3 Approve 2008 Capitalization of Dividends Mgmt For For For
4 Elect Directors and Supervisors (Bundled) Mgmt For For For
5 Transact Other Business (Non-Voting) Mgmt N/A N/A N/A
Firstrand Limited
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS S5202Z131 11/27/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Africa
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for Year Ended June30, 2008
2 Approve Final Dividend of ZAR 0.38 Per Share Mgmt For For For
3.1 Reelect Patrick Maguire Gross as Director Mgmt For For For
3.2 Reelect Aser Paul Nkuna as Director Mgmt For For For
3.3 Reelect Khehla Cleopas Shubane as Director Mgmt For For For
4.1 Elect Leon Crouse as Director Appointed Mgmt For For For
During the Year
4.2 Elect Amanda Tandiwe Nzimade as Director Mgmt For For For
Appointed During the Year
4.3 Elect Kgotso Buni Schoeman as Director Mgmt For For For
Appointed During the Year
5 Approve Remuneration of Directors for Year Mgmt For For For
Ended June 30, 2008
6 Approve Remuneration of Directors for Year Mgmt For For For
Ending June 30, 2009
7 Reappoint PricewaterhouseCoopers as Auditors Mgmt For For For
8 Authorize Board to Fix Remuneration of the Mgmt For For For
Auditors for Year Ended June 30, 2008
9 Place Authorized But Unissued Shares under Mgmt For For For
Control of Directors
10 Approve Issuance of Ordinary Shares without Mgmt For For For
Preemptive Rights up to a Maximum of 5
Percent of Issued Capital
11 Approve Issuance of B Variable Rate Shares Mgmt For For For
without Preemptive Rights up to a Maximum of
15 Percent of Issued Capital
12 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
Gamuda Bhd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y2679X106 12/16/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Malaysia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Remuneration of Directors in the Mgmt For For For
Amount of MYR 334,000 for the Financial Year
Ended July 31, 2008
2 Elect Goon Heng Wah as Director Mgmt For For For
3 Elect Ir Ha Tiing Tai as Director Mgmt For For For
4 Elect Wong Chin Yen as Director Mgmt For For For
5 Elect Ir Talha bin Haji Mohd Hashim as Mgmt For For For
Director
6 Elect Mohd Ramli bin Kushairi as Director Mgmt For For For
7 Elect Ir Kamarul Zaman bin Mohd Ali as Mgmt For For For
Director
8 Elect Abdul Aziz bin Raja Salim as Director Mgmt For For For
9 Approve Ernst & Young as Auditors and Mgmt For For For
Authorize Board to Fix Their Remuneration
10 Approve Issuance of Equity or Equity-Linked Mgmt For For For
Securities without Preemptive Rights in Any
Amount up to 10 Percent of Issued Share
Capital
11 Authorize Repurchase of up to 10 Percent of Mgmt For For For
Issued Share Capital
Gazprom OAO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 368287207 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Russia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval Of The Annual Report Of The Company. Mgmt For For For
2 Approval Of The Annual Accounting Mgmt For For For
Statements, Including The Profit And Loss
Reports Of The Company.
3 Approval Of The Distribution Of Profit Of Mgmt For For For
The Company Based On The Results Of 2008.
4 Approve The Amount Of, Time For And Form Of Mgmt For For For
Payment Of Annual Dividends On The Company's
Shares That Have Been Proposed By The Board
Of Directors Of The Company
5 Approval Of The External Auditor Of The Mgmt For For For
Company.
6 Pay Remuneration To Members Of The Board Of Mgmt For Against Against
Directors And Audit Commission Of The
Company In The Amounts Recommended By The
Board Of Directors Of The Company
7.1 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprombank Re: Loan Agreements
7.2 Approve Related-Party Transactions with OAO Mgmt For For For
Sberbank Re: Loan Agreements
7.3 Approve Related-Party Transactions with OAO Mgmt For For For
VTB Bank Re: Loan Agreements
7.4 Approve Related-Party Transactions with Mgmt For For For
State Corporation Vnesheconombank Re: Loan
Agreements
7.5 Approve Related-Party Transactions with OAO Mgmt For For For
Rosselkhozbank Re: Loan Agreements
7.6 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprombank Re: Loan Facility Agreements
7.7 Approve Related-Party Transactions with OAO Mgmt For For For
Sberbank Re: Loan Facility Agreements
7.8 Approve Related-Party Transactions with ZAO Mgmt For For For
Gazenergoprombank Re: Loan Facility
Agreements
7.9 Approve Related-Party Transactions with OAO Mgmt For For For
VTB Bank Re: Loan Facility Agreements
7.10 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprombank Re: Agreements on Transfer of
Credit Funds
7.11 Approve Related-Party Transactions with OAO Mgmt For For For
Sberbank Re: Agreements on Transfer of
Credit Funds
7.12 Approve Related-Party Transactions with ZAO Mgmt For For For
Gazenergoprombank Re: Agreements on Transfer
of Credit Funds
7.13 Approve Related-Party Transactions with OAO Mgmt For For For
VTB Bank Re: Agreements on Transfer of
Credit Funds
7.14 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprombank Re: Agreements on Using
Electronic Payments System
7.15 Approve Related-Party Transactions with OAO Mgmt For For For
Sberbank Re: Agreements on Using Electronic
Payments System
7.16 Approve Related-Party Transactions with ZAO Mgmt For For For
Gazenergoprombank Re: Agreements on Using
Electronic Payments System
7.17 Approve Related-Party Transactions with OAO Mgmt For For For
VTB Bank Re: Agreements on Using Electronic
Payments System
7.18 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprombank Re: Agreements on Foreign
Currency Purchase
7.19 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprombank Re: Agreement on Guarantees to
Tax Authorities
7.20 Approve Related-Party Transactions with OAO Mgmt For For For
Sberbank Re: Agreement on Guarantees to Tax
Authorities
7.21 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprombank Re: Agreement on Guarantees to
Tax Authorities
7.22 Approve Related-Party Transaction with Nord Mgmt For For For
Stream AG Re: Gas Transportation Agreement
7.23 Approve Related-Party Transaction with OAO Mgmt For For For
Gazprombank Re: Loan Agreement in Favor of
AK Uztransgaz for Gas Transportation Across
Uzbekistan
7.24 Approve Related-Party Transactions with OAO Mgmt For For For
Beltransgaz Re: Agreement on Temporary
Possession and Use of Facilities of
Yamal-Europe Trunk Gas Pipeline
7.25 Approve Related-Party Transactions with OAO Mgmt For For For
Gazpromregiongaz Re: Agreement on Temporary
Possession and Use of Property Complex of
Gas Distribution System
7.26 Approve Related-Party Transactions with ZAO Mgmt For For For
Gazprom Neft Orenburg Re: Agreement on
Temporary Possession and Use of Wells and
Well Equipment
7.27 Approve Related-Party Transactions with OAO Mgmt For For For
Gazpromtrubinvest Re: Agreement on Temporary
Possession and Use of Facilities
7.28 Approve Related-Party Transactions with OAO Mgmt For For For
Lazurnaya Re: Agreement on Temporary
Possession and Use of Property of Lazurnaya
Peak Hotel Complex
7.29 Approve Related-Party Transactions with DOAO Mgmt For For For
Tsentrenergogaz Re: Agreement on Temporary
Possession and Use of Building and Equipment
7.30 Approve Related-Party Transactions with OOO Mgmt For For For
Gazpromtrans Re: Agreement on Temporary
Possession and Use of Facilities of
Surgutsky Condensate Stabilization Plant
7.31 Approve Related-Party Transactions with OOO Mgmt For For For
Gazpromtrans Re: Agreement on Temporary
Possession and Use of Methanol Tank Cars
7.32 Approve Related-Party Transactions with OAO Mgmt For For For
Tsentrgaz Re: Agreement on Temporary
Possession and Use of Preventative Clinic
Facilities
7.33 Approve Related-Party Transactions with OAO Mgmt For For For
Druzhba Re: Agreement on Temporary
Possession and Use of Facilities of Druzhba
Vacation Center
7.34 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Promgaz Re: Agreement on Temporary
Possession and Use of Gas-Using Equipment
7.35 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprombank Re: Agreement on Temporary
Possession and Use of Non-Residential
Premises
7.36 Approve Related-Party Transactions with OAO Mgmt For For For
Salavatnefteorgsintez Re: Agreement on
Temporary Possession and Use of Gas Pipeline
7.37 Approve Related-Party Transactions with OAO Mgmt For For For
Vostokgazprom Re: Agreement on Temporary
Possession and Use of Special Installation
7.38 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Export Re: Agreement on Temporary
Possession and Use of Special Installation
7.39 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Neft Re: Agreement on Temporary
Possession and Use of Special Installation
7.40 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Space Systems Re: Agreement on
Temporary Possession and Use of ERP System
7.41 Approve Related-Party Transactions with ZAO Mgmt For For For
Yamalgazinvest Re: Agreement on Temporary
Possession and Use of ERP System
7.42 Approve Related-Party Transactions with ZAO Mgmt For For For
Gaztelecom Re: Agreement on Temporary
Possession and Use of Communication
Facilities
7.43 Approve Related-Party Transactions with OOO Mgmt For For For
TsentrCaspneftegaz Re: Agreement on
Extension of Loans
7.44 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprombank Re: Guarantee Agreements to
Customs Authorities
7.45 Approve Related-Party Transactions with OOO Mgmt For For For
Mezhregiongaz Re: Agreement on Delivery of
Gas
7.46 Approve Related-Party Transactions with OOO Mgmt For For For
Mezhregiongaz Re: Agreement on Sale of Gas
7.47 Approve Related-Party Transactions with OOO Mgmt For For For
Mezhregiongaz Re: Agreement on Accepting Gas
Purchased from Independent Entities
7.48 Approve Related-Party Transactions with OOO Mgmt For For For
Gazprom Export Re: Agreement on Sale of
Liquid Hydrocarbons
7.49 Approve Related-Party Transactions OOO Mgmt For For For
Mezhregiongaz Re: Agreement on Gas Storage
7.50 Approve Related-Party Transactions with ZAO Mgmt For For For
Northgas Re: Agreement on Delivery of Gas
7.51 Approve Related-Party Transactions with OAO Mgmt For For For
Severneftegazprom Re: Agreement on Delivery
of Gas
7.52 Approve Related-Party Transactions with ZAO Mgmt For For For
Gazprom Neft Orenburg Re: Agreement on
Delivery of Gas
7.53 Approve Related-Party Transactions with OAO Mgmt For For For
SIBUR Holding Re: Agreement on Delivery of
Gas
7.54 Approve Related-Party Transactions with OAO Mgmt For For For
SIBUR Holding Re: Agreement on Purchase of
Ethane Fraction
7.55 Approve Related-Party Transactions with OAO Mgmt For For For
SIBUR Holding Re: Agreement on Processing of
Ethane Fraction
7.56 Approve Related-Party Transactions with OAO Mgmt For For For
SIBUR Holding Re: Agreement on
Transportation of Gas
7.57 Approve Related-Party Transactions with OAO Mgmt For For For
Tomskgazprom Re: Agreement on Transportation
of Gas
7.58 Approve Related-Party Transactions with OO Mgmt For For For
Mezhregiongaz Re: Agreement on
Transportation of Gas
7.59 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Neft Re: Agreement on Transportation
of Gas
7.60 Approve Related-Party Transactions with OAO Mgmt For For For
NOVATEK Re: Agreement on Transportation of
Gas
7.61 Approve Related-Party Transactions with OAO Mgmt For For For
NOVATEK Re: Agreement on Arranging of
Injection and Storage of Gas
7.62 Approve Related-Party Transactions with a/s Mgmt For For For
Latvijas Gaze Re: Agreement on Purchase of
Gas
7.63 Approve Related-Party Transactions with AB Mgmt For For For
Lietuvos Dujos Re: Agreement on Purchase of
Gas
7.64 Approve Related-Party Transactions with UAB Mgmt For For For
Kauno Termofikacijos Elektrine Re: Agreement
on Purchase of Gas
7.65 Approve Related-Party Transactions with Mgmt For For For
MoldovaGaz SA Re: Agreement on Purchase of
Gas
7.66 Approve Related-Party Transactions with Mgmt For For For
MoldovaGaz SA Re: Agreement on
Transportation of Gas
7.67 Approve Related-Party Transactions with Mgmt For For For
KazRosGaz LLP Re: Agreement on Sale of Gas
7.68 Approve Related-Party Transactions with Mgmt For For For
KazRosGaz LLP Re: Agreement on
Transportation of Gas
7.69 Approve Related-Party Transactions with OAO Mgmt For For For
Beltransgaz Re: Agreement on Purchase of Gas
7.70 Approve Related-Party Transactions with OOO Mgmt For For For
Gazpromtrans Re: Agreement on Start-Up and
Commissioning Work
7.71 Approve Related-Party Transactions with ZAO Mgmt For For For
Gazprom Invest Yug Re: Agreement on Start-Up
and Commissioning Work
7.72 Approve Related-Party Transactions with ZAO Mgmt For For For
Yamalgazinvest Re: Agreement on Start-Up and
Commissioning Work
7.73 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Space Systems Re: Agreement on
Investment Projects
7.74 Approve Related-Party Transactions with ZAO Mgmt For For For
Yamalgazinvest Re: Agreement on Investment
Projects
7.75 Approve Related-Party Transactions with ZAO Mgmt For For For
Gazprom Neft Orenburg Re: Agreement on
Investment Projects
7.76 Approve Related-Party Transactions with ZAO Mgmt For For For
Gazprom Invest Yug Re: Agreement on
Investment Projects
7.77 Approve Related-Party Transactions with OOO Mgmt For For For
Gazpromtrans Re: Agreement on Investment
Projects
7.78 Approve Related-Party Transactions with ZAO Mgmt For For For
Gaztelecom Re: Agreement on Investment
Projects
7.79 Approve Related-Party Transactions with ZAO Mgmt For For For
Federal Research and Production Center
NefteGazAeroCosmos Re: Agreement on
Investment Projects
7.80 Approve Related-Party Transactions with OAO Mgmt For For For
Sogaz Re: Agreement on Property Insurance
7.81 Approve Related-Party Transactions with OAO Mgmt For For For
Sogaz Re: Agreement on Life and Individual
Property Insurance
7.82 Approve Related-Party Transactions with OAO Mgmt For For For
Sogaz Re: Agreement on Insurance of
Gazprom's Employees
7.83 Approve Related-Party Transactions with OAO Mgmt For For For
Sogaz Re: Agreement on Provision of Medical
Services to Gazprom's Employees and Their
Families
7.84 Approve Related-Party Transactions with OAO Mgmt For For For
Sogaz Re: Agreement on Insurance of
Employees of OAO Gazprom Avtopredpriyatie
7.85 Approve Related-Party Transactions with OAO Mgmt For For For
Sogaz Re: Agreement on Insurance of Property
of Third Persons Representing OAO Gazprom
7.86 Approve Related-Party Transactions with OAO Mgmt For For For
Sogaz Re: Agreement on Insurance of
Transportation Vehicles
7.87 Approve Related-Party Transactions with OAO Mgmt For For For
Sogaz Re: Agreement on Insurance to Board of
Directors and Management Board
7.88 Approve Related-Party Transactions Re: Mgmt For For For
Agreeement on Arranging Stocktaking of
Property
7.89 Approve Related-Party Transactions with DOAO Mgmt For For For
Tsentrenergogaz Re: Agreement on Research
Work for OAO Gazprom
7.90 Approve Related-Party Transactions with OAO Mgmt For For For
Gazavtomatika Re: Agreement on Research Work
for OAO Gazprom
7.91 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Promgaz Re: Agreement on Research
Work for OAO Gazprom
7.92 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Promgaz Re: Agreement on Research
Work for OAO Gazprom
7.93 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Promgaz Re: Agreement on Research
Work for OAO Gazprom
7.94 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Promgaz Re: Agreement on Research
Work for OAO Gazprom
7.95 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Promgaz Re: Agreement on Research
Work for OAO Gazprom
7.96 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Promgaz Re: Agreement on Research
Work for OAO Gazprom
7.97 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Promgaz Re: Agreement on Research
Work for OAO Gazprom
7.98 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Promgaz Re: Agreement on Research
Work for OAO Gazprom
7.99 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Promgaz Re: Agreement on Research
Work for OAO Gazprom
7.100 Approve Related-Party Transactions with OAO Mgmt For For For
Gazprom Promgaz and OAO Gazavtomatika Re:
Agreements on Implementation of Programs for
Scientific and Technical Cooperation
7.101 Approve Related-Party Transactions Re: Mgmt For For For
Agreement on Using OAO Gazprom's Trademarks
8.1 Elect Andrey Akimov as Director Mgmt N/A Against N/A
8.2 Elect Aleksandr Ananenkov as Director Mgmt For Against Against
8.3 Elect Burckhard Bergmann as Director Mgmt N/A Against N/A
8.4 Elect Farit Gazizullin as Director Mgmt N/A Against N/A
8.5 Elect Vladimir Gusakov as Director Mgmt N/A Against N/A
8.6 Elect Viktor Zubkov as Director Mgmt N/A Against N/A
8.7 Elect Yelena Karpel as Director Mgmt For Against Against
8.8 Elect Aleksey Makarov as Director Mgmt N/A Against N/A
8.9 Elect Aleksey Miller as Director Mgmt For Against Against
8.10 Elect Valery Musin as Director Mgmt N/A For N/A
8.11 Elect Elvira Nabiullina as Director Mgmt N/A Against N/A
8.12 Elect Viktor Nikolayev as Director Mgmt N/A Against N/A
8.13 Elect Yury Petrov as Director Mgmt N/A Against N/A
8.14 Elect Mikhail Sereda as Director Mgmt For Against Against
8.15 Elect Robert Foresman as Director Mgmt N/A Against N/A
8.16 Elect Vladimir Fortov as Director Mgmt N/A Against N/A
8.17 Elect Sergey Shmatko as Director Mgmt N/A Against N/A
8.18 Elect Igor Yusufov as Director Mgmt N/A Against N/A
9.1 Elect Dmitry Arkhipov as Member of Audit Mgmt For For For
Commission
9.2 Elect Vadim Bikulov as Member of Audit Mgmt For For For
Commission
9.3 Elect Rafael Ishutin as Member of Audit Mgmt For For For
Commission
9.4 Elect Andrey Kobzev as Member of Audit Mgmt For For For
Commission
9.5 Elect Nina Lobanova as Member of Audit Mgmt For For For
Commission
9.6 Elect Svetlana Mikhaylova as Member of Audit Mgmt For For For
Commission
9.7 Elect Yury Nosov as Member of Audit Mgmt For Against Against
Commission
9.8 Elect Sergey Ozerov as Member of Audit Mgmt For Against Against
Commission
9.9 Elect Mariya Tikhonova as Member of Audit Mgmt For Against Against
Commission
9.10 Elect Olga Tulinova as Member of Audit Mgmt For Against Against
Commission
9.11 Elect Yury Shubin as Member of Audit Mgmt For Against Against
Commission
10 Elect Arkhipov Dmitry Alexandrovich To The Mgmt For For For
Audit Commission of OAO Gazprom
11 Elect Bikulov Vadim Kasymovich To The Audit Mgmt For For For
Commission of OAO Gazprom
12 Elect Ishutin Rafael Vladimirovich To The Mgmt For For For
Audit Commission of OAO Gazprom
13 Elect Kobzev Andrey Nikolaevich To The Audit Mgmt For For For
Commission of OAO Gazprom
14 Elect Lobanova Nina Vladislavovna To The Mgmt For For For
Audit Commission of OAO Gazprom
15 Elect Mikhailova Svetlana Sergeevna To The Mgmt For For For
Audit Commission of OAO Gazprom
16 Elect Nosov Yury Stanislavovich To The Audit Mgmt For Against Against
Commission of OAO Gazprom
17 Elect Ozerov Sergey Mikhailovich To The Mgmt For Against Against
Audit Commission of OAO Gazprom
18 Elect Tikhonova Mariya Gennadievna To The Mgmt For Against Against
Audit Commission of OAO Gazprom
19 Elect Tulinova Olga Alexandrovna To The Mgmt For Against Against
Audit Commission of OAO Gazprom
20 Elect Shubin Yury Ivanovich To The Audit Mgmt For Against Against
Commission of OAO Gazprom
Genting Bhd
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y26926116 06/17/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Malaysia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for the Financial Year Ended Dec.
31, 2008
2 Approve Final Dividend of MYR 0.04 Per Share Mgmt For For For
for the Financial Year Ended Dec. 31, 2008
3 Approve Remuneration of Directors in the Mgmt For For For
Amount of MYR 826,900 for the Financial Year
Ended Dec. 31, 2008
4 Elect Lim Kok Thay as Director Mgmt For Against Against
5 Elect Quah Chek Tin as Director Mgmt For For For
6 Elect Mohd Amin Bin Osman as Director Mgmt For For For
7 Elect Hashim Bin Nik Yusoff as Director Mgmt For For For
8 Elect Mohammed Hanif Bin Omar as Director Mgmt For For For
9 Approve PricewaterhouseCoopers as Auditors Mgmt For For For
and Authorize Board to Fix Their Remuneration
10 Approve Issuance of Equity or Equity-Linked Mgmt For For For
Securities without Preemptive Rights in Any
Amount Up to 10 Percent of Issued Share
Capital
11 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
12 Approve Exemption to Kien Huat Realty Sdn Mgmt For For For
Bhd (KHR) and Persons Acting in Concert with
KHR from the Obligation to Undertake
Mandatory Offer on the Remaining Shares in
the Company Not Already Held by Them After
the Share Repurchase Program
13 Approve Implementation of Shareholders' Mgmt For For For
Mandate for Recurrent Related Party
Transactions
Genting Malaysia Bhd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7368M113 06/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Malaysia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for the Financial Year Ended Dec.
31, 2008
2 Change Company Name to Genting Malaysia Bhd. Mgmt For For For
3 Approve Final Dividend of MYR 0.04 Per Share Mgmt For For For
for the Financial Year Ended Dec. 31, 2008
4 Approve Remuneration of Directors in the Mgmt For For For
Amount of MYR 741,900 for the Financial Year
Ended Dec. 31, 2008
5 Elect Clifford Francis Herbert as Director Mgmt For For For
6 Elect Quah Chek Tin as Director Mgmt For For For
7 Elect Mohammed Hanif bin Omar as Director Mgmt For For For
8 Elect Alwi Jantan as Director Mgmt For For For
9 Elect Sidek bin Hj Wan Abdul Rahman as Mgmt For For For
Director
10 Approve PricewaterhouseCoopers as Auditors Mgmt For For For
and Authorize Board to Fix Their Remuneration
11 Approve Issuance of Equity or Equity-Linked Mgmt For For For
Securities without Preemptive Rights in Any
Amount Up to 10 Percent of Issued Share
Capital
12 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
13 Approve Exemption to Genting Bhd and Persons Mgmt For For For
Acting in Concert with Genting from the
Obligation to Undertake Mandatory Offer on
All Remaining Shares in the Company Not
Already Held by Them After the Share
Repurchase Program
14 Approve Implementation of Shareholders' Mgmt For For For
Mandate for Recurrent Related Party
Transactions
Global Bio-Chem Technology Group Co. Ltd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G3919S105 05/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Consolidated Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Final Dividend Mgmt For For For
3.1 Reelect Liu Xiaoming as Director Mgmt For For For
3.2 Reelect Xu Zhouwen as Director Mgmt For For For
3.3 Reelect Wang Tieguang as Director Mgmt For For For
3.4 Authorize Board to Fix the Remuneration of Mgmt For For For
Directors
4 Reappoint Auditors and Authorize Board to Mgmt For For For
Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
6 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
7 Authorize Reissuance of Repurchased Shares Mgmt For Against Against
GRENDENE SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P49516100 04/06/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual/Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For N/A N/A
Reports for Fiscal Year Ended Dec. 31, 2008
2 Approve Allocation of Income and Dividends Mgmt For N/A N/A
3 Approve Remuneration of Executive Officers, Mgmt For N/A N/A
Non-Executive Directors, and Fiscal Council
Members
4 Authorize Capitalization of Reserves and Mgmt For N/A N/A
Subsidies from the State of Ceara
5 Amend Articles to Reflect Changes in Capital Mgmt For N/A N/A
6 Update Zip Code of Company Headquarters, as Mgmt For N/A N/A
Requested by Post Office
7 Amend Articles to Reflect Change in Address Mgmt For N/A N/A
Gruma S.A.B. de C.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P4948K121 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Mexico
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for Fiscal Year 2008 in Accordance
with Article 28 Section IV of Stock Market
Law
2 Accept Report on Adherence to Fiscal Mgmt For For For
Obligations in Accordance to Article 86 of
Income Tax Law
3 Approve Allocation of Income Mgmt For For For
4 Set Aggregate Nominal Amount of Share Mgmt For For For
Repurchase Reserve and Present Report of
Operations with Treasury Shares for the Year
Ended December 31, 2008
5 Elect Directors, Board Secretary, and Mgmt For For For
Alternates; Approve Their Remuneration
6 Elect Chairs to Audit and Corporate Mgmt For For For
Practices Committees
7 Designate Inspector or Shareholder Mgmt For For For
Representative(s) of Minutes of Meeting
8 Approve Minutes of Meeting Mgmt For For For
Grupo Continental S.A.B.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P3091R172 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Mexico
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Designate Inspector or Shareholder Mgmt For For For
Representative(s) of Minutes of Meeting
2.1 Accept Individual and Consolidated Financial Mgmt For For For
Statements, Statutory Reports, and Board's
Report for Fiscal Year Ended Dec. 31, 2008
2.2 Receive Opinion of the Board of Directors on Mgmt For For For
the Report Presented by the CEO
3 Accept Reports of Audit and Corprorate Mgmt For For For
Practices Committee
4 Ratify Agreements and Approve Actions of Mgmt For For For
Directors for Fiscal Year Ended Dec. 31, 2008
5 Approve Allocation of Income and Dividends Mgmt For For For
6 Accept Report Re: Share Repurchase Program Mgmt For For For
7 Set Maximum Aggregate Amount for Repurchase Mgmt For For For
of Shares
8 Receive Report on Fiscal Obligations Mgmt For For For
9 Elect Directors Mgmt For For For
10 Elect Chairman of the Audit and Corporate Mgmt For For For
Practices Committee
11 Approve Remuneration of Directors Mgmt For For For
12 Approve Minutes of Meeting Mgmt For For For
Hana Financial Group Inc.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y29975102 03/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Financial Statements Mgmt For For For
2 Approve Appropriation of Income and Dividend Mgmt For For For
of KRW 100 per Share
3 Amend Articles of Incorporation regarding Mgmt For Against Against
Preemptive Rights, Stock Option, Issuance of
Convertible Bonds, Issuance of Bonds with
Warrants, and Meeting Notice
4.1 Elect One Inside Director and 10 Outside Mgmt For Against Against
Directors
4.2 Elect Three Outside Directors as Members of Mgmt For For For
Audit Committee
4.3 Elect One Inside Director as Member of Audit Mgmt For Against Against
Committee
5 Approve Total Remuneration of Inside Mgmt For For For
Directors and Outside Directors
Hanwha Chemical Corp.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y3065K104 03/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Appropriation of Income and Mgmt For For For
Dividends of KRW 350 per Common Share
2 Amend Articles of Incorporation Regarding Mgmt For Against Against
Preemptive Rights, Stock Options, Public
Notice for Shareholder Meetings, Audit
Committee, and Share Cancellation
3 Elect Two Inside Directors and Two Outside Mgmt For For For
Directors (Bundled)
4 Elect Two Members of Audit Committee Mgmt For For For
5 Approve Total Remuneration of Inside Mgmt For Against Against
Directors and Outside Directors
Hindalco Industries Ltd
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y3196V185 04/02/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Court India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Scheme of Arrangement Between Mgmt For For For
Hindalco Industries Ltd and its Equity
Shareholders
Hindalco Industries Ltd
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y3196V185 04/02/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Utilization of Securities Premium Mgmt For For For
Account Pursuant to the Scheme of
Arrangement Involving Financial
Restructuring of Hindalco Industries Ltd and
Its Shareholders
Hindalco Industries Ltd
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y3196V185 08/05/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Increase Authorized Share Capital from INR Mgmt For For For
1.5 Billion to INR 2 Billion Divided into
1.95 Billion Equity Shares of INR 1.00 Each
and 25 Million Redeemable Cumulative
Preference Shares of INR 2.00 Each
2 Amend Clause V of the Memorandum of Mgmt For For For
Association to Reflect Increase in Capital
3 Amend Article 4(i)(a) of the Articles of Mgmt For For For
Association to Reflect Increase in Capital
Hindalco Industries Ltd
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y3196V185 09/19/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Dividend on Preference Shares of 6 Mgmt For For For
Percent and on Equity Shares of INR 1.85 Per
Share
3 Reappoint S.S. Kothari as Director Mgmt For For For
4 Reappoint M.M. Bhagat as Director Mgmt For For For
5 Reappoint C.M. Maniar as Director Mgmt For For For
6 Approve Singhi & Co. as Auditors and Mgmt For For For
Authorize Board to Fix Their Remuneration
7 Approve Deployment of Unutilized Rights Mgmt For For For
Issue Proceeds
8 Approve Revision in Remuneration of D. Mgmt For For For
Bhattacharya, Managing Director
Hindustan Petroleum
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y3224R123 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amend Object Clause of the Memorandum of Mgmt For For For
Association
2 Approve Pledging of Assets for Debt Mgmt For Against Against
Hindustan Petroleum
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y3224R123 09/22/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Dividend of 30 Percent Per Share Mgmt For For For
3 Reappoint P.K. Sinha as Director Mgmt For For For
4 Reappoint I.M. Pandey as Director Mgmt For For For
5 Reappoint S.R. Choudhury as Director Mgmt For For For
6 Authorize Board to Fix Remuneration of Mgmt For For For
Auditors
7 Appoint B. Mukherjee as Director Mgmt For For For
8 Appoint L.N. Gupta as Director Mgmt For For For
9 Approve Increase in Borrowing Powers to INR Mgmt For Against Against
200 Billion
10 Amend Clause 67 of the Articles of Mgmt For Against Against
Association Re: Borrowing Powers
Hon Hai Precision Industry Co. Ltd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y36861105 04/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept 2008 Financial Statements and Mgmt For For For
Statutory Reports
2 Approve 2008 Allocation of Income and Mgmt For For For
Dividends
3 Approve Capitalization of Dividends Mgmt For For For
4 Approve Increase of Registered Capital and Mgmt For For For
Issuance of Ordinary Shares to Participate
in the Issuance of Global Depository Receipt
5 Approve Amendment on the Procedures for Mgmt For For For
Loans to Other Parties
6 Approve Amendment on the Procedures for Mgmt For For For
Endorsement and Guarantee
7 Approve Rules and Procedures of Mgmt For For For
Shareholder's General Meeting
8 Amend Articles of Association Mgmt For For For
9 Other Business Mgmt For Against Against
Huaneng Power International Inc.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 443304100 06/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Working Report of the Directors Mgmt For For For
2 Accept Working Report of the Supervisory Mgmt For For For
Committee
3 Accept Audited Financial Statements Mgmt For For For
4 Approve Profit Distribution Plan Mgmt For For For
5 Appoint PricewaterhouseCoopers Zhong Tian Mgmt For For For
CPAs Co. Ltd. as the PRC Auditors and
PricewaterhouseCoopers as the International
Auditors with a Total Remuneration of About
RMB 20.0 Million
6 Approve Proposal Regarding the Transfer of Mgmt For For For
the Interest in Tianjin Yangliuqing
Co-Generation Limited Liability Company
7 Apporve Proposal Regarding the Transfer of Mgmt For For For
the Interest in Huaneng Beijing
Co-Generation Limited Liability Company
8 Amend Articles of Association Mgmt For For For
9 Approve Issuance of Short-Term Debentures Mgmt For Against Against
with a Principal Amount of Up to RMB 10
Billion
Huaneng Power International Inc.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y3744A105 06/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Working Report of the Directors Mgmt For For For
2 Accept Working Report of the Supervisory Mgmt For For For
Committee
3 Accept Audited Financial Statements Mgmt For For For
4 Approve Profit Distribution Plan Mgmt For For For
5 Appoint PricewaterhouseCoopers Zhong Tian Mgmt For For For
CPAs Co. Ltd. as the PRC Auditors and
PricewaterhouseCoopers as the International
Auditors with a Total Remuneration of About
RMB 20.0 Million
6 Approve Proposal Regarding the Transfer of Mgmt For For For
the Interest in Tianjin Yangliuqing
Co-Generation Limited Liability Company
7 Apporve Proposal Regarding the Transfer of Mgmt For For For
the Interest in Huaneng Beijing
Co-Generation Limited Liability Company
8 Amend Articles of Association Mgmt For For For
9 Approve Issuance of Short-Term Debentures Mgmt For Against Against
with a Principal Amount of Up to RMB 10
Billion
Huaneng Power International Inc.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y3744A105 08/27/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Cao Peixi as Director Mgmt For For For
2 Elect Huang Jian as Director Mgmt For For For
Huaneng Power International Inc.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y3744A105 12/23/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve the Proposal Regarding the Issuance Mgmt For Against Against
of Mid-term Financial Instruments
2 Approve Huaneng Group Framework Agreement Mgmt For For For
3 Approve Huaneng Finance Framework Agreement Mgmt For Against Against
Hyundai Motor Co.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y38472109 03/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Appropriation of Income and Dividend Mgmt For For For
of KRW 850 per Common Share
2 Elect Three Inside Directors and Two Outside Mgmt For For For
Directors
3 Elect Two Outside Directors who will also Mgmt For For For
Serve as Members of Audit Committee
4 Approve Total Remuneration of Inside Mgmt For For For
Directors and Outside Directors
5 Amend Articles of Incorporation regarding Mgmt For For For
Business Objectives, Preemptive Rights,
Stock Options, Public Notice for Shareholder
Meetings and Audit Committee
India Cements Ltd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y39167153 08/28/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Dividend of 20 Percent Per Share Mgmt For For For
3 Reappoint R.K. Das as Director Mgmt For For For
4 Approve Brahmayya & Co. and P.S. Subramania Mgmt For For For
Iyer & Co. as Auditors and Authorize Board
to Fix Their Remuneration
5 Appoint A. Shah as Director Mgmt For For For
6 Appoint A. Sankarakrishnan as Director Mgmt For For For
7 Appoint N.R. Krishnan as Director Mgmt For For For
8 Appoint R. Gurunath as Director Mgmt For For For
Israel Discount Bank Ltd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS 465074201 03/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Israel
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Idit Losky as Director Mgmt For For For
2 Indicate If You Are a Controlling Shareholder Mgmt N/A Against N/A
Israel Discount Bank Ltd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS 465074201 06/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Israel
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Receive Financial Statements and Statutory Mgmt N/A N/A N/A
Reports (Non-Voting)
2 Approve Final Dividend Mgmt For For For
3 Approve Auditors and Authorize Board to Fix Mgmt For For For
Their Remuneration
4 Elect Yoseph Zachnovar-Yitzhar as Director Mgmt For For For
5 Approve Director/Officer Liability and Mgmt For For For
Indemnification Insurance
Israel Discount Bank Ltd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS 465074201 09/22/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Israel
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Dividend of NIS 0.26 Per Share Mgmt For For For
2 Increase Authorized Common Stock to Mgmt For For For
1,850,000,000 Shares
Israel Discount Bank Ltd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS 465074201 10/29/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Israel
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Receive Financial Statements and Statutory Mgmt N/A N/A N/A
Reports (Non-Voting)
2 Approve Final Dividend Mgmt For For For
3.1 Approve Ziv Haft as Auditors and Authorize Mgmt For For For
Board to Fix Their Remuneration
3.2 Receive Auditor Remuneration Report Mgmt N/A N/A N/A
(Non-Voting)
4 Elect Ilan Birn as External Director Mgmt For For For
5 Indicate Whether You Are a Controlling Mgmt N/A Against N/A
Shareholder
6.1 Elect Ilan Ayish as Director Mgmt For For For
6.2 Elect Aryeh Ovadiah as Director Mgmt For For For
7 Director Continuation (Non-Voting) Mgmt N/A N/A N/A
JD Group Ltd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS S40920118 02/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Africa
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Annual Financial Statements and Mgmt For For For
Appropriation of Income and Dividends
2.1 Reelect ME King as Director Mgmt For For For
2.2 Reelect D Konar as Director Mgmt For For For
2.3 Reelect ID Sussman as Director Mgmt For For For
2.4 Reelect G Volkel as Director Mgmt For For For
2.5 Elect VP Khanyile as Director as Appointed Mgmt For For For
During the Year
2.6 Elect GZ Steffens as Director as Appointed Mgmt For For For
During the Year
2.7 Elect ID Thompson as Director as Appointed Mgmt For For For
During the Year
3 Place Authorized But Unissued Shares under Mgmt For For For
Control of Directors
4.1 Ratify Deloitte & Touche as the Auditing Mgmt For For For
Firm and X Botha as the Individual Auditor
4.2 Authorize Board to Fix Remuneration of the Mgmt For For For
Auditors
5.1 Approve Remuneration of Directors for the Mgmt For For For
Past Year
5.2 Approve Remuneration of Directors for the Mgmt For For For
Forthcoming Year
6 Authorize Repurchase of Up to 20 Percent of Mgmt For For For
Issued Share Capital
JD Group Ltd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS S40920118 02/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special South Africa
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve the JD Group Share Appreciation Mgmt For Against Against
Rights Scheme
2 Place 25.6 Million Unissued Ordinary Shares Mgmt For Against Against
for the SAR Scheme under Control of Directors
3 Place 9.8 Million Unissued Ordinary Shares Mgmt For Against Against
under Control of Directors for the Purposes
of Phasing Out the Exisitng JD Group
Employee Share Incentive Scheme
JKX Oil & Gas plc
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G5140Z105 06/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Remuneration Report Mgmt For Against Against
3 Re-elect Lord Fraser of Carymyllie as Mgmt For For For
Director
4 Re-elect Viscount Asquith as Director Mgmt For Against Against
5 Elect Dipesh Shah as Director Mgmt For For For
6 Elect Michel-Marc Delcommune as Director Mgmt For For For
7 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For
Auditors and Authorise the Board to
Determine Their Remuneration
8 Approve Final Dividend of 2.6 Pence Per Share Mgmt For For For
9 Authorise Issue of Equity or Equity-Linked Mgmt For Against Against
Securities with Pre-emptive Rights Under a
General Authority up to Aggregate Nominal
Amount of GBP 5,219,053 and an Additional
Amount Pursuant to a Rights Issue of up to
GBP 5,219,053
10 Approve Increase in Authorised Ordinary Mgmt For For For
Share Capital from GBP 25,000,000 to GBP
30,000,000
11 Authorise 15,657,160 Ordinary Shares for Mgmt For For For
Market Purchase
12 Subject to the Passing of Resolution 9, Mgmt For Against Against
Authorise Issue of Equity or Equity-Linked
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 1,565,716
13 Approve That a General Meeting Other Than an Mgmt For For For
Annual General Meeting May Be Called on Not
Less Than 14 Clear Days' Notice
Kangwon Land Inc.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y4581L105 03/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Appropriation of Income and Dividend Mgmt For For For
of KRW 720 per Share
2 Amend Articles of Incorporation Regarding Mgmt For Against Against
Business Objectives, Sub-Committees and
Other Legislative Changes
3 Elect Directors (Bundled) Mgmt For Against Against
4 Approve Total Remuneration of Inside Mgmt For For For
Directors and Outside Directors
Kasikornbank PCL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y4591R118 04/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Thailand
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Minutes of Previous AGM Mgmt For For For
2 Accept Directors' Report Mgmt For For For
3 Accept Financial Statements and Statutory Mgmt For For For
Reports
4 Approve Allocation of Income for Legal Mgmt For For For
Reserves and Payment of Dividend of THB 2.00
Per Share
5.1 Elect Somchai Bulsook as Director Mgmt For For For
5.2 Elect Sujitpan Lamsam as Director Mgmt For For For
5.3 Elect Khunying Suchada Kiranandana as Mgmt For For For
Director
5.4 Elect Abhijai Chandrasen as Director Mgmt For For For
5.5 Elect Hiroshi Ota as Director Mgmt For For For
6 Elect Sobson Ketsuwan as New Director Mgmt For For For
7 Approve Remuneration of Directors Mgmt For For For
8 Approve KPMG Phoomchai Audit Ltd as Auditors Mgmt For For For
and Authorize Board to Fix Their Remuneration
9 Amend Articles of Association Re: Transfer Mgmt For For For
of Shares and Additional Provisions
10 Amend the Terms of the Debentures Approved Mgmt For For For
at the AGM Held on April 8, 2005 Re:
Increase in Total Issue Size from Not
Exceeding $3 Billion to Not Exceeding THB
170 Billion
11 Approve Acquisition of 19.2 Million Shares Mgmt For For For
in Muangthai Fortis Holding Co Ltd for a
Total Consideration of Not More Than THB
7.24 Billion
12 Other Business Mgmt For Against Against
KB Financial Group Inc
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KOKBFG CINS Y46007103 03/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Financial Statements Mgmt For For For
2 Amend Articles of Incorporation Regarding Mgmt For For For
Preemptive Right, Stock Option, Public
Notice for Shareholder Meeting, Duties of
Audit Committee, Share Cancellation, and
Quarterly Dividend
3 Elect Two Outside Directors Mgmt For For For
4 Elect Five Outside Directors who will Serve Mgmt For For For
as Members of Audit Committee
5 Approve Total Remuneration of Inside Mgmt For For For
Directors and Outside Directors
KB Financial Group Inc
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KOKBFG CINS Y4822W100 08/25/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval of Stock Transfer Plan to Establish Mgmt For For For
Financial Holding Company through
Comprehensive Stock Transfer
2 Amend Articles Regarding Settlement Method Mgmt For For For
for Outstanding Stock Options
Korea Electric Power Corp.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y48406105 02/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Four Inside Directors (Bundled) Mgmt For For For
Korea Electric Power Corp.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y48406105 03/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Financial Statements Mgmt For For For
2 Approve Total Remuneration of Inside Mgmt For For For
Directors and Outside Directors
3 Amend Articles of Incorporation regarding Mgmt For Against Against
Business Objectives, Preemptive Rights,
Public Offering, and Public Notice for
Shareholder Meetings
Korea Electric Power Corp.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y48406105 08/20/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Ssang-su Kim as CEO of Company Mgmt N/A For N/A
1.2 Elect Chang-gun Lim as CEO of Company Mgmt N/A Do Not Vote N/A
1.3 Elect Kyu-suk Chung as CEO of Company Mgmt N/A Do Not Vote N/A
Korea Electric Power Corp.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y48406105 12/08/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Kang Seung-Cheol as Inside Director Mgmt For For For
2 Elect One Inside Director as Audit Committee Mgmt For Against Against
Member
3 Elect Two Outside Directors as Audit Mgmt For For For
Committee Members
4 Approve Remuneration of Inside and Outside Mgmt For For For
Directors
5 Approve Limit on Remuneration of Internal Mgmt For For For
Auditors
Krung Thai Bank PCL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y49885208 04/17/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Thailand
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Minutes of Previous AGM Mgmt For For For
2 Accept Director's Report Mgmt N/A N/A N/A
3 Accept Financial Statements Mgmt For For For
4 Approve Allocation of Income and Dividend of Mgmt For For For
THB 0.59 Per Preferred Share and THB 0.44
Per Ordinary Share
5 Approve Adjustment of Dividend Payment Policy Mgmt For For For
6 Approve Remuneration of Directors Mgmt For For For
7.1 Elect Sima Simananta as Director Mgmt For For For
7.2 Elect Visut Montriwat as Director Mgmt For For For
7.3 Elect Dusit Nontanakorn as Director Mgmt For For For
7.4 Elect Jamlong Atikul as Director Mgmt For For For
8 Approve Office of the Auditor General of Mgmt For For For
Thailand as Auditors and Authorize Board to
Fix Their Remuneration
9 Amend Articles of Association Mgmt For For For
10 Approve Acquisition of Shares in Krungthai Mgmt For For For
Card PCL
11 Other Business Mgmt For Against Against
KT Corp (formerly Korea Telecom Corporation)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 48268K101 01/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amend Articles of Incorporation Regarding Mgmt For For For
President Qualification Requirements
2 Elect Lee Suk-Chae as President Mgmt For For For
3 Elect Kang Si-Chin as Outside Director and Mgmt For For For
as Audit Committee Member
4 Elect Song In-Man as Outside Director and as Mgmt For For For
Audit Committee Member
5 Elect Park Joon as Outside Director and as Mgmt For For For
Audit Committee Member
6 Approve Employment Contract with President Mgmt For For For
KT Corp (formerly Korea Telecom Corporation)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y49915104 01/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amend Articles of Incorporation Regarding Mgmt For For For
President Qualification Requirements
2 Elect Lee Suk-Chae as President Mgmt For For For
3.1 Elect Kang Si-Chin as Outside Director and Mgmt For For For
as Audit Committee Member
3.2 Elect Song In-Man as Outside Director and as Mgmt For For For
Audit Committee Member
3.3 Elect Park Joon as Outside Director and as Mgmt For For For
Audit Committee Member
4 Approve Employment Contract with President Mgmt For For For
KT Corp (formerly Korea Telecom Corporation)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y49915104 03/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Appropriation of Income and Dividend Mgmt For For For
of KRW 1,120 per Share
2.1 Elect Lee Sang-Hoon as Inside Director Mgmt For For For
2.2 Elect Pyo Hyun-Myung as Inside Director Mgmt For For For
2.3 Elect Lee Choon-Ho as Outside Director Mgmt For For For
2.4 Elect Kim Eung-Han as Outside Director Mgmt For For For
2.5 Elect Huh Jeung-Soo as Outside Director Mgmt For For For
3 Elect Kim Eung-Han as Member of Audit Mgmt For For For
Committee
4 Approve Total Remuneration of Inside Mgmt For For For
Directors and Outside Directors
KT Corp (formerly Korea Telecom Corporation)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 48268K101 03/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Merger Agreement with KT Freetel Mgmt For For For
Co., Ltd.
2 Amend Articles of Incorporation regarding Mgmt For For For
Expansion of Business Objectives, Changes to
Executives' Title, Board's Quorum
Requirements, and Other Legislative Changes
KT Corp (formerly Korea Telecom Corporation)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y49915104 03/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Merger Agreement with KT Freetel Mgmt For For For
Co., Ltd.
2 Amend Articles of Incorporation regarding Mgmt For For For
Expansion of Business Objectives, Changes to
Executives' Title, Board's Quorum
Requirements, and Other Legislative Changes
Kumho Tire Co.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y5044V101 03/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Financial Statements and Disposition Mgmt For For For
of Loss
2 Amend Articles of Incorporation regarding Mgmt For Against Against
Preemptive Rights, Convertible Bonds, and
Meeting Notice
3 Elect Four Inside Directors and Two Outside Mgmt For Against Against
Directors
4 Approve Total Remuneration of Inside Mgmt For For For
Directors and Outside Directors
5 Amend Terms of Severance Payments to Mgmt For Against Against
Executives
Lotte Shopping Co.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y5346T119 03/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Appropriation of Income and Dividend Mgmt For For For
of KRW 1,250 per Share
2.1 Elect Yim Jong-In as Outside Director Mgmt For For For
2.2 Elect Shin Kyuk-Ho as Inside Director Mgmt For For For
3 Approve Total Remuneration of Inside Mgmt For For For
Directors and Outside Directors
Lukoil OAO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 677862104 06/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Russia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Annual Report, Financial Statements, Mgmt For For For
and Allocation of Income, Including
Dividends of RUB 50 per Share
2.1 Elect Vagit Alekperov as Director Mgmt N/A Against N/A
2.2 Elect Igor Belikov as Director Mgmt N/A For N/A
2.3 Elect Viktor Blazheyev as Director Mgmt N/A Against N/A
2.4 Elect Donald Evert Wallette as Director Mgmt N/A Against N/A
2.5 Elect Valery Grayfer as Director Mgmt N/A Against N/A
2.6 Elect German Gref as Director Mgmt N/A Against N/A
2.7 Elect Igor Ivanov as Director Mgmt N/A Against N/A
2.8 Elect Ravil Maganov as Director Mgmt N/A Against N/A
2.9 Elect Richard Matzke as Director Mgmt N/A Against N/A
2.10 Elect Sergey Mikhaylov as Director Mgmt N/A For N/A
2.11 Elect Nikolay Tsvetkov as Director Mgmt N/A Against N/A
2.12 Elect Aleksandr Shokhin as Director Mgmt N/A For N/A
3.1 Elect Lyubov Ivanova as Member of Audit Mgmt For For For
Commission
3.2 Elect Pavel Kondratyev as Member of Audit Mgmt For For For
Commission
3.3 Elect Vladimir Nikitenko as Member of Audit Mgmt For For For
Commission
4.1 Approve Disbursement of Remuneration to Mgmt For For For
Directors and Members of Audit Commission
4.2 Approve Remuneration of Directors and Mgmt For For For
Members of Audit Commission at Levels
Approved at June 26, 2008, AGM
4.3 Approve Remuneration of Directors and Mgmt For For For
Members of Audit Commission at Levels
Approved at June 26, 2008, AGM
5 Ratify ZAO KPMG as Auditor Mgmt For For For
6 Amend Regulations on General Meetings Mgmt For For For
7 Approve Related-Party Transaction with OAO Mgmt For For For
Kapital Strakhovanie Re: Liability Insurance
for Directors, Officers, and Corporations
Magyar Telekom (frm. Matav RT)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X5215H163 04/02/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Hungary
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Board of Directors Report on Mgmt For N/A N/A
Company's Operations in Fiscal 2008
2 Approve Consolidated Financial Statements Mgmt For N/A N/A
and Annual Report
3 Approve Financial Statements and Annual Mgmt For N/A N/A
Report
4 Approve Allocation of Income Mgmt For N/A N/A
5 Approve Corporate Governance Report and Mgmt For N/A N/A
Management Report
6 Approve Discharge of Directors Mgmt For N/A N/A
7.1 Amend Articles of Association Re: Company Mgmt For N/A N/A
Branches
7.2 Amend Articles of Association Re: Mgmt For N/A N/A
Shareholder Register
7.3 Amend Articles of Association Re: Board of Mgmt For N/A N/A
Directors
7.4 Amend Articles of Association Re: Liability Mgmt For N/A N/A
of Directors
7.5 Amend Articles of Association Re: Liability Mgmt For N/A N/A
of Members of Supervisory Board
7.6 Amend Articles of Association Re: Company Mgmt For N/A N/A
Auditor
8.1 Elect Guido Kerkhoff as Member of Board of Mgmt For N/A N/A
Directors
8.2 Elect Steffen Roehn as Member of Board of Mgmt For N/A N/A
Directors
8.3 Elect Wolfgang Hetlinger as Member of Board Mgmt For N/A N/A
of Directors
8.4 Elect Mechthilde Maier as Member of Board of Mgmt For N/A N/A
Directors
9.1 Elect Eva Oz as Supervisory Board Member Mgmt For N/A N/A
9.2 Elect Martin Meffert as Supervisory Board Mgmt For N/A N/A
Member
10 Approve Terms of Officer Remuneration Mgmt For N/A N/A
11 Approve Auditors and Authorize Board to Fix Mgmt For N/A N/A
Their Remuneration; Approve Deputy Auditor
Magyar Telekom (frm. Matav RT)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X5215H163 06/29/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Special Hungary
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Receive Information on Merger of T-Kabel Mgmt N/A N/A N/A
Magyarorszag Kft and Dek-Vonal Kft into
Magyar Telekom Nyrt.
2 Approve Written Report of Senior Officers Mgmt For N/A N/A
3 Approve Auditor's Report on Merger Mgmt For N/A N/A
4.1 Approve Supervisory Board Report on Proposed Mgmt For N/A N/A
Merger
4.2 Approve Audit Committee Report on Proposed Mgmt For N/A N/A
Merger
5 Approve Closing of Draft Balance Sheet and Mgmt For N/A N/A
Draft Merger Inventory
6 Approve Amount of Assets Distributed to Mgmt For N/A N/A
Persons Not Wishing to Remain Company's
Shareholders after Merger
7 Identify Persons Not Wishing to Remain Mgmt N/A N/A N/A
Company's Shareholders after Merger and
Determine Quantity of Their Shares
8 Fix Number of Persons Not Wishing to Remain Mgmt For N/A N/A
Company's Shareholders after Merger and
Determine Quantity of Their Shares
9 Approve Company's Draft Balance Sheet and Mgmt For N/A N/A
Draft Inventory After Possible Depature of
Company's Shareholders
10.1 Approve Merger Mgmt For N/A N/A
10.2 Approve Merger Agreement Mgmt For N/A N/A
11.1 Amend Articles of Association Mgmt For N/A N/A
11.2 Amend Articles of Association Mgmt For N/A N/A
11.3 Amend Articles of Association Mgmt For N/A N/A
11.4 Amend Articles of Association Mgmt For N/A N/A
11.5 Amend Articles of Association Mgmt For N/A N/A
12 Approve Articles of Association after Merger Mgmt For N/A N/A
Mahanagar Telephone Nigam Ltd
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y5401F111 09/26/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Accept Financial Statements and Statutory Mgmt For For For
Reports
1.2 Appoint U. Sahajpal as Director Mgmt For For For
2 Confirm Interim Dividend of INR 3.00 Per Mgmt For For For
Share and Approve Final Dividend of INR 1.00
Per Share
3.1 Reappoint S. Balasubramanian as Director Mgmt For For For
3.2 Reappoint J.S. Deepak as Director Mgmt For For For
4 Authorize Board to Fix Remuneration of Mgmt For For For
Auditors
Mahindra & Mahindra Ltd
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y54164135 04/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Transfer of the Land Systems Mgmt For For For
Business to a Subsidiary Company
2 Approve Transfer of the Naval Systems Mgmt For For For
Business to a Subsidiary Company
Mahindra & Mahindra Ltd
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y54164135 07/30/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Dividend of INR 11.50 Per Share Mgmt For For For
3 Reappoint A.G. Mahindra as Director Mgmt For For For
4 Reappoint A.K. Nanda as Director Mgmt For For For
5 Reappoint N.B. Godrej as Director Mgmt For For For
6 Reappoint M.M. Murugappan as Director Mgmt For For For
7 Approve Deloitte Haskins & Sells as Auditors Mgmt For For For
and Authorize Board to Fix Their Remuneration
Mahindra & Mahindra Ltd
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y54164135 10/29/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Court India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Scheme of Amalgamation of Punjab Mgmt For For For
Tractors Ltd with Mahindra and Mahindra Ltd
Malayan Banking Bhd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y54671105 03/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Malaysia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Renouncable Rights Issue of up to Mgmt For For For
2.21 Billion New Ordinary Shares of MYR 1.00
Each on the Basis of Nine Rights Share For
Every 20 Existing Share Held
Malayan Banking Bhd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y54671105 09/25/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Malaysia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for the Financial Year Ended June
30, 2008
2 Approve Final Dividend of MYR 0.20 Per Share Mgmt For For For
Less 26 Percent Income Tax for the Financial
Year Ended June 30, 2008
3 Elect Zaharuddin bin Megat Mohd Nor as Mgmt For For For
Director
4 Elect Chua Hock Chin as Director Mgmt For For For
5 Elect Tamim Ansari bin Syed Mohamed as Mgmt For For For
Director
6 Elect Aminuddin bin Md Desa as Director Mgmt For For For
7 Elect Abdul Wahid bin Omar as Director Mgmt For For For
8 Elect Mohamed Basir bin Ahmad as Director Mgmt For For For
9 Elect Mohd Hashir bin Haji Abdullah as Mgmt For For For
Director
10 Elect Teh Soon Poh as Director Mgmt For For For
11 Approve Remuneration of Directors in the Mgmt For For For
Amount of MYR 1.12 Million for the Financial
Year Ended June 30, 2008
12 Approve Ernst & Young as Auditors and Mgmt For For For
Authorize Board to Fix Their Remuneration
13 Approve Issuance of Equity or Equity-Linked Mgmt For For For
Securities without Preemptive Rights in Any
Amount Up to 10 Percent of Issued Share
Capital
MEDIAL SAUDE S.A
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P6499S106 04/28/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual/Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For N/A N/A
Reports for Fiscal Year Ended Dec. 31, 2008
2 Discuss 2008 Results Mgmt For N/A N/A
3 Elect Directors Mgmt For N/A N/A
4 Elect Fiscal Council Members Mgmt For N/A N/A
5 Approve Remuneration of Executive Officers, Mgmt For N/A N/A
Non-Executive Directors, and Fiscal Council
Members
6 Amend Articles re: Executive Officer Board Mgmt For N/A N/A
MEDIAL SAUDE S.A
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P6499S106 11/28/2008 Unvoted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Ratify Capital Increase Approved by the Mgmt For N/A N/A
Board on July 31, 2008 Due to the Exercise
of Stock Options, and Amend Article 5
Accordingly
2 Approve Acquisition Agreement between the Mgmt For N/A N/A
Company, Delpho Empreendimentos e
Participacoes Ltda, and E-Nova Odontologia
Ltda
3 Appoint Deloitte Touche Tohmatsu to Appraise Mgmt For N/A N/A
Proposed Acquisition
4 Approve Deloitte Touche Tohmatsu's Appraisal Mgmt For N/A N/A
Report
5 Approve Acquisition of Delpho Mgmt For N/A N/A
Empreendimentos e Participacoes Ltda, and
E-Nova Odontologia Ltda
6 Amend Articles re: Executive Officer Board Mgmt For N/A N/A
Mega Financial Holding Co. Ltd. (frm CTB FINANCIAL HOLDING C
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y59456106 06/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve 2008 Business Operations Report and Mgmt For For For
Financial Statements
2 Approve 2008 Allocation of Income and Mgmt For For For
Dividends
3.1 Elect Rong Jou Wong, Representative of Mgmt For For For
Ministry of Finance ROC with Shareholder ID
No. 100001
3.2 Elect Kung-Si Shiu, Representative of Mgmt For For For
Ministry of Finance ROC with Shareholder ID
No. 100001
4 Amend Articles of Association Mgmt For For For
5 Approve Release of Restrictions on Mgmt For For For
Competitive Activities of Directors
6 Transact Other Business (Non-Voting) Mgmt N/A N/A N/A
Metropolitan Bank & Trust Company
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y6028G136 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Philippines
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Call to Order Mgmt N/A N/A N/A
2 Certification of Notice and Quorum Mgmt N/A N/A N/A
3 Approve Minutes of Previous Annual Meeting Mgmt For For For
of Stockholders Held on May 21, 2008
4 Report to the Stockholders Mgmt N/A N/A N/A
5 Ratify Corporate Acts Mgmt For For For
6.1 Elect Renato C. Valencia as a Director Mgmt For For For
6.2 Elect Remedios L. Macalincag as a Director Mgmt For For For
6.3 Elect Valentin A. Araneta as a Director Mgmt For For For
6.4 Elect George S.K. Ty as a Director Mgmt For For For
6.5 Elect Antonio S. Abacan, Jr. as a Director Mgmt For For For
6.6 Elect Francisco C. Sebastian as a Director Mgmt For For For
6.7 Elect Arthur Ty as a Director Mgmt For For For
6.8 Elect Carlos A. Pedrosa as a Director Mgmt For For For
6.9 Elect Edmund A. Go as a Director Mgmt For For For
6.10 Elect Fabian S. Dee as a Director Mgmt For For For
6.11 Elect Antonio V. Viray as a Director Mgmt For For For
6.12 Elect Vy Tonne So as a Director Mgmt For For For
7 Other Matters Mgmt For Against Against
MMC Norilsk Nickel
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 46626D108 06/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Russia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Annual Report Mgmt For For For
2 Approve Financial Statements Mgmt For For For
3 Approve Allocation of Income Mgmt For For For
4 Approve Omission of Dividends Mgmt For For For
5.1 Elect Guerman Aliev as Director Mgmt Against Against For
5.2 Elect Sergey Batekhin as Director Mgmt Against Against For
5.3 Elect Andrey Bugrov as Director Mgmt Against Against For
5.4 Elect Aleksandr Voloshin as Director Mgmt Against Against For
5.5 Elect Andrey Klishas as Director Mgmt Against Against For
5.6 Elect Valery Lukyanenko as Director Mgmt Against Against For
5.7 Elect Aleksandr Polevoy as Director Mgmt Against Against For
5.8 Elect Anton Cherny as Director Mgmt Against Against For
5.9 Elect Brad Mills as Director Mgmt For For For
5.10 Elect Gerard Holden as Director Mgmt For For For
5.11 Elect Vasily Titov as Director Mgmt Against Against For
5.12 Elect Vladimir Strzhalkovsky as Director Mgmt Against Against For
5.13 Elect Dmitry Afansiev as Director Mgmt Against Against For
5.14 Elect Anatoly Ballo as Director Mgmt Against Against For
5.15 Elect Aleksadr Bulygin as Director Mgmt Against Against For
5.16 Elect Artem Volynets as Director Mgmt Against Against For
5.17 Elect Vadim Geraskin as Director Mgmt Against Against For
5.18 Elect Maxim Goldman as Director Mgmt Against Against For
5.19 Elect Dmitry Razumov as Director Mgmt Against Against For
5.20 Elect Maksim Sokov as Director Mgmt Against Against For
5.21 Elect Vladislav Soloviev as Director Mgmt Against Against For
5.22 Elect Igor Komarov as Director Mgmt Against Against For
5.23 Elect Ardavan Moshiri as Director Mgmt Against Against For
6.1 Elect Natalia Gololobova as Member of Audit Mgmt For For For
Commission
6.2 Elect Aleksey Kargachov as Member of Audit Mgmt For For For
Commission
6.3 Elect Natalia Panphil as Member of Audit Mgmt For For For
Commission
6.4 Elect Dmitry Pershinkov as Member of Audit Mgmt For For For
Commission
6.5 Elect Tamara Sirotkina as Member of Audit Mgmt For For For
Commission
7 Ratify Rosexpertiza LLC as Auditor Mgmt For For For
8 Approve New Edition of Charter Mgmt For For For
9 Approve New Edition of Regulations on Board Mgmt For For For
of Directors
10 Approve Regulations on Management Mgmt For For For
11.1 Approve Remuneration of Independent Directors Mgmt For Against Against
11.2 Approve Stock Option Plan for Independent Mgmt For Against Against
Directors
12 Approve Value of Assets Subject to Mgmt For For For
Compensation of Expenses Agreements with
Directors and Executives
13 Approve Related-Party Transactions Re: Mgmt For For For
Compensation of Expenses Agreements with
Directors and Executives
14 Approve Price of Liability Insurance for Mgmt For For For
Directors and Executives
15 Approve Related-Party Transactions Re: Mgmt For For For
Liability Insurance for Directors and
Executives
MTN Group Ltd
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS S8039R108 06/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Africa
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for Year Ended 31 December 2008
2 Reelect RS Dabengwa as Director Mgmt For For For
3 Reelect AT Mikati as Director Mgmt For For For
4 Reelect MJN Njeke as Director Mgmt For Against Against
5 Reelect J van Rooyen as Director Mgmt For For For
6 Approve Remuneration of Non-Executive Mgmt For For For
Directors
7 Place Authorized but Unissued Shares under Mgmt For For For
Control of Directors up to 10 Percent of
Issued Capital
8 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
Nampak Ltd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS S5326R114 02/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Africa
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect RC Andersen as Director as Appointed Mgmt For For For
During the Year
2 Elect PM Madi as Director as Appointed Mgmt For For For
During the Year
3 Elect AB Marshsall as Director as Appointed Mgmt For For For
During the Year
4 Reelect TN Jacobs as Director Mgmt For For For
5 Reelect MH Visser as Director Mgmt For For For
6 Approve Remuneration of Members of the Mgmt For For For
Transformation and Sustainability Committee
7 Increase Fees Payable to Non-Executive Mgmt For For For
Directors, Including Fees Payable to
Committee Members
8 Approve Cash Distribution to Shareholders by Mgmt For For For
Way of Reduction in Equity
9 Approve Issuance of Shares in Terms of the Mgmt For Against Against
Nampak Limited Performance Share Plan
10 Approve Issuance of Shares in Terms of the Mgmt For Against Against
Nampak Limited Share Appreciation Plan
11 Authorize Repurchase of Up to 20 Percent of Mgmt For Against Against
Issued Share Capital
Nan Ya Printed Circuit Board Corp.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y6205K108 06/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve 2008 Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Allocation of Income and Dividends Mgmt For For For
3 Approve Capitalization of 2008 Dividends Mgmt For For For
4 Amend Articles of Association Mgmt For For For
5 Approve Amendment on the Procedures for Mgmt For For For
Loans to Other Parties
6 Approve Amendment on the Procedures for Mgmt For For For
Endorsement and Guarantee
7 Approve Release of Restrictions of Mgmt For For For
Competitive Activities of Directors
8 Transact Other Business (Non-Voting) Mgmt N/A N/A N/A
Nedbank Group Ltd
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS S5518R104 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Africa
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for Year Ended December 31, 2008
2 Approve Interim Dividend of 310 Cents per Mgmt For For For
Share and Final Dividend of a Number of the
Company's Shares
3.1 Reelect RJ Khoza as Director Mgmt For For For
3.2 Reelect MA Enus-Brey as Director Mgmt For For For
3.3 Reelect MM Katz as Director Mgmt For For For
3.4 Reelect JB Magwaza as Director Mgmt For For For
3.5 Reelect ME Mkwanazi as Director Mgmt For For For
3.6 Reelect ML Ndlovu as Director Mgmt For For For
3.7 Reelect GT Serobe as Director Mgmt For For For
4.1 Ratify Appointment of A de VC Knott-Craig to Mgmt For For For
the Board
4.2 Ratify Appointment of NP Mnxasana to the Mgmt For For For
Board
5 Approve Remuneration of Non-Executive Mgmt For For For
Directors
6 Approve Remuneration of Executive Directors Mgmt For For For
7 Reappoint Deloitte & Touche and KPMG as Mgmt For For For
Joint Auditors
8 Authorize Board to Fix Remuneration of the Mgmt For For For
Joint Auditors
9 Place Authorized But Unissued Shares under Mgmt For Against Against
Control of Directors
10 Amend Share Option, Matched Share and Mgmt For For For
Restricted Share Scheme Rules
11 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
Nedbank Group Ltd
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS S5518R104 06/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special South Africa
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Place 12,855,359 Authorised But Unissued Mgmt For For For
Ordinary Shares under Control of Directors
for the Purposes of Company's Acquisition of
Three Businesses From Old Mutual.
Nien Hsing Textile Co Ltd
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y6349B105 06/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept 2008 Financial Statements and Mgmt For For For
Statutory Reports
2 Approve 2008 Allocation of Income and Mgmt For For For
Dividends
3 Amend Articles of Incorporation Mgmt For For For
4 Amend Procedures Governing the Acquisition Mgmt For For For
or Disposal of Assets
5 Approve Amendment on the Procedures for Mgmt For For For
Endorsement and Guarantee
6 Approve Amendment on the Procedures for Mgmt For For For
Loans to Other Parties
7.1 Elect Chao Kuo Chen with ID No. 211 as a Mgmt For For For
Director
7.2 Elect Ron Chu Chen Representing Ron Yuan Mgmt For For For
Investment Co. with Shareholder ID No. 14457
as a Director
7.3 Elect Yi Fung Chen with ID No. 584 as a Mgmt For For For
Director
7.4 Elect Chao Yuan Chen with ID No. 585 as a Mgmt For For For
Director
7.5 Elect Tzu Pei Yang with ID No. 45 as a Mgmt For For For
Director
7.6 Elect Shih Kuen Hwang with ID No. 15 as a Mgmt For For For
Director
7.7 Elect Shu Hsuan Tsai with ID No. 10666 as a Mgmt For For For
Director
7.8 Elect Wei Hsiung Tsai with ID No. 12724 as a Mgmt For For For
Director
7.9 Elect Chia Hong Hung with ID No. 34488 as a Mgmt For For For
Director
7.10 Elect Jen Chou Chen with ID No. 31187 as a Mgmt For For For
Director
7.11 Elect Chia Liang Han with ID No. 38527 as a Mgmt For For For
Director
7.12 Elect Chu Chen Chen Representing Chu Chen Mgmt For For For
Investment Co. with Shareholder ID No. 63257
as a Supervisor
7.13 Elect Mao Cheng Lai with ID No. 38924 as a Mgmt For For For
Supervisor
7.14 Elect Yu Chueh Chen with ID No. 9 as a Mgmt For For For
Supervisor
8 Approve Release of Restrictions on Mgmt For For For
Competitive Activities of Directors
NINE DRAGONS PAPER HOLDINGS LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G65318100 11/27/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Final Dividend Mgmt For For For
3.1 Reelect Cheung Yan as Director Mgmt For For For
3.2 Reelect Wang Hong Bo as Director Mgmt For For For
3.3 Reelect Liu Ming Chung as Director Mgmt For For For
3.4 Reelect Zhang Cheng Fei as Director Mgmt For For For
3.5 Reelect Zhang Yuanfu as Director Mgmt For For For
3.6 Reelect Gao Jing as Director Mgmt For Against Against
3.7 Reelect Lau Chun Shun as Director Mgmt For For For
3.8 Reelect Tam Wai Chu, Maria as Director Mgmt For For For
3.9 Reelect Chung Shui Ming, Timpson as Director Mgmt For For For
3.10 Reelect Cheng Chi Pang as Director Mgmt For Against Against
3.11 Approve Remuneration of Directors Mgmt For For For
4 Reappoint Auditors and Authorize Board to Mgmt For For For
Fix Their Remuneration
5.1 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
5.2 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
5.3 Authorize Reissuance of Repurchased Shares Mgmt For Against Against
NWS Holdings Limited (frmly Pacific Ports Company Ltd.)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G66897110 12/01/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Final Dividend Mgmt For For For
3.1 Reelect Cheng Kar Shun, Henry as Director Mgmt For For For
3.2 Reelect Doo Wai Hoi, William as Director Mgmt For For For
3.3 Reelect Chan Kam Ling as Director Mgmt For For For
3.4 Reelect Wong Kwok Kin, Andrew as Director Mgmt For Against Against
3.5 Authorize Board to Fix the Remuneration of Mgmt For For For
Directors
4 Reappoint Auditor and Authorize Board to Fix Mgmt For For For
Their Remuneration
5.1 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
5.2 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
5.3 Authorize Reissuance of Repurchased Shares Mgmt For Against Against
Oil & Natural Gas Corporation Ltd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y64606117 09/19/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Confirm Interim Dividend of INR 18.00 Per Mgmt For For For
Share and Approve Final Dividend of INR
14.00 Per Share
3 Reappoint R.K. Pachauri as Director Mgmt For For For
4 Reappoint B.H. Dholakia as Director Mgmt For For For
5 Reappoint P.K. Choudhury as Director Mgmt For For For
6 Reappoint V.P. Singh as Director Mgmt For For For
7 Authorize Board to Fix Remuneration of Mgmt For For For
Auditors
8 Appoint D.K. Sarraf as Director Mgmt For For For
Petrochina Company Limited
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y6883Q104 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Report of the Board of Directors Mgmt For For For
2 Accept Report of the Supervisory Committee Mgmt For For For
3 Accept Financial Statements and Statutory Mgmt For For For
Reports
4 Approve Final Dividends Mgmt For For For
5 Approve Distribution of Interim Dividends Mgmt For For For
for the Year 2009
6 Reappoint PricewaterhouseCoopers, Certified Mgmt For For For
Public Accountants,
andPricewaterhouseCoopers Zhong Tian CPAs
Co. Ltd., Certified Public Accountants, as
International and Domestic Auditors,
Respectively, and Authorize Board to Fix
Their Remuneration
7 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
8 Approve Issuance of Debt Financing Mgmt For For For
Instruments in the Aggregate Principal
Amount of Up to RMB 100 Billion
9 Elect Wang Daocheng as Independent Supervisor ShrHldr N/A For N/A
Petrochina Company Limited
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y6883Q104 07/31/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Issuance of Domestic Corporate Bonds Mgmt For For For
in Principal Amount Not Exceeding RMB 60.0
Billion
Petrochina Company Limited
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y6883Q104 10/21/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve New Comprehensive Agreement and Mgmt For Against Against
Revised Non-Exempt Annual Caps
2 Approve Supplemental Agreement to the CRMSC Mgmt For For For
Products and Services Agreement and Related
Annual Caps
Petroleo Brasileiro
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 71654V408 04/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for Fiscal Year Ended Dec. 31, 2008
2 Approve Capital Budget for Upcoming Fiscal Mgmt For For For
Year
3 Approve Allocation of Income and Dividends Mgmt For For For
for Fiscal 2008
4 Elect Directors Mgmt For Against Against
5 Elect Board Chairman Mgmt For Against Against
6 Elect Fiscal Council Members and Alternates Mgmt For Against Against
7 Approve Remuneration of Executive Officers, Mgmt For For For
Non-Executive Directors, and Fiscal Council
Members
Petroleo Brasileiro
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 71654V408 11/24/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Absorption of 17 de Maio Mgmt For For For
Participacoes SA
2 Appoint Independent Firm to Appraise Mgmt For For For
Proposed Absorption
POSCO (formerly Pohang Iron & Steel)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y70750115 02/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Appropriation of Income and Year-End Mgmt For For For
Dividend of KRW 7500 per Share
2 Amend Articles of Incorporation regarding Mgmt For For For
Pre-Emptive Rights, Public Offerings,
Meeting Notice, Election of Directors and
Appointment of Audit Committee Members
3.1 Elect Yoo Jang-Hee as Outside Director Mgmt For For For
3.2 Elect Han Joon-Ho as Outside Director Mgmt For For For
3.3 Elect Lee Young-Sun as Outside Director Mgmt For For For
3.4 Elect Kim Byung-Ki as Outside Director Mgmt For For For
3.5 Elect Lee Chang-Hee as Outside Director Mgmt For For For
3.6 Elect Chung Joon-Yang as CEO and Inside Mgmt For For For
Director
3.7 Elect Lee Dong-Hee as Inside Director Mgmt For For For
3.8 Elect Hur Nam-Suk as Inside Director Mgmt For For For
3.9 Elect Chung Keel-Sou as Inside Director Mgmt For For For
3.10 Elect Lee Chang-Hee as Member of Audit Mgmt For For For
Committee
4 Approve Total Remuneration of Inside Mgmt For For For
Directors and Outside Directors
PT Gudang Garam Tbk (PT Perusahaan Rokok Tjap Gudang Garam)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7121F165 06/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Indonesia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Directors' Report Mgmt For For For
2 Accept Financial Statements Mgmt For For For
3 Approve Payment of Dividend Mgmt For For For
4 Elect Directors and Commissioners Mgmt For Against Against
5 Appoint Auditors Mgmt For For For
PT Kalbe Farma Tbk
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y71287190 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Indonesia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Directors' Report Mgmt For For For
2 Approve Financial Statements and Discharge Mgmt For For For
of Directors and Commissioners
3 Approve Allocation of Income Mgmt For For For
4 Approve Remuneration of Directors and Mgmt For For For
Commissioners
5 Approve Auditors and Authorize Board to Fix Mgmt For For For
Their Remuneration
PT Kalbe Farma Tbk
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y71287190 09/17/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Indonesia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Authorize Share Repurchase Program Mgmt For For For
PT Telekomunikasi Indonesia Tbk
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y71474137 06/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Indonesia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Annual Report and Commissioners' Mgmt For For For
Report
2 Approve Financial Statements of the Company Mgmt For For For
and Its Partnership and Community
Development Program and Discharge of
Directors and Commissioners
3 Approve Allocation of Income Mgmt For For For
4 Approve Remuneration of Directors and Mgmt For For For
Commissioners
5 Appoint Auditors Mgmt For For For
6 Approve Implementation of the Ministry Mgmt For For For
Regulation No. 5/2008 Re: General
Procurement of Goods and Services
7 Elect Commissioners Mgmt For Against Against
PT Telekomunikasi Indonesia Tbk
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y71474137 09/19/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Indonesia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect a Commissioner to Fill in the Vacancy Mgmt For For For
Caused by the Resignation of Anggito Abimanyu
2 Extend the Terms of Duty of Members of the Mgmt For For For
Board of Commissioners Who were Elected in
the EGM dated March 10, 2004 for a Period of
Five Years, Until the Closing of the AGM in
2009
Quanta Computer Inc.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7174J106 06/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve 2008 Business Operations Report and Mgmt For For For
Financial Statements
2 Approve 2008 Allocation of Income and Mgmt For For For
Dividends
3 Approve Capitalization of 2008 Dividends and Mgmt For For For
Employee Profit Sharing
4 Amend Articles of Association Mgmt For For For
5 Approve Amendment on the Procedures for Mgmt For For For
Loans to Other Parties and for Endorsement
and Guarantee
6 Transact Other Business (Non-Voting) Mgmt N/A N/A N/A
Reliance Industries Ltd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y72596102 04/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Court India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Scheme of Amalgamation of Reliance Mgmt For For For
Petroleum Ltd with Reliance Industries Ltd
Renhe Commercial Holdings Company Ltd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G75004104 06/11/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Cayman Islands
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports (Voting)
2 Approve Dividends Mgmt For For For
3.1 Reelect Mr. Zhang Dabin as Director Mgmt For For For
3.2 Reelect Mr. Wang Hongfang as Director Mgmt For For For
3.3 Reelect Mr. Wang Chunrong as Director Mgmt For For For
3.4 Reelect Mr. Wang Luding as Director Mgmt For For For
3.5 Reelect Mrs. Hawken Xui Li as Director Mgmt For For For
3.6 Reelect Mr. Chi Miao as Director Mgmt For For For
4 Approve Remuneration of Directors Mgmt For For For
5 Reappoint KPMG as Auditors and Authorize Mgmt For For For
Board to Fix Their Remuneration
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
7 Authorize Share Repurchase Program Mgmt For For For
8 Authorize Reissuance of Repurchased Shares Mgmt For Against Against
Richter Gedeon RT
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X3124R133 04/28/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Hungary
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Use of Computerized Voting Machine Mgmt For N/A N/A
for AGM
2 Approve Use of Sound Recording for Minute Mgmt For N/A N/A
Preparation
3 Elect Chairman of Meeting and Other Meeting Mgmt For N/A N/A
Officials
4 Approve Board of Directors Report on Mgmt For N/A N/A
Company's Operations in Fiscal 2008
5 Receive Auditor's Report Mgmt N/A N/A N/A
6 Receive Supervisory Board Report, Including Mgmt N/A N/A N/A
Audit Committee Report
7.1 Approve Dividends of HUF 590 Per Share for Mgmt For N/A N/A
Fiscal 2008
7.2 Approve Allocation of Remaining Net Income Mgmt For N/A N/A
8 Approve Annual Report and Financial Mgmt For N/A N/A
Statements
9 Receive Consolidated Financial Statements Mgmt N/A N/A N/A
and Board of Directors Report on Group's
Operations in Fiscal 2008
10 Receive Auditor's Report on Consolidated Mgmt N/A N/A N/A
Report
11 Receive Supervisory Board Report, Including Mgmt N/A N/A N/A
Audit Committee Report on Consolidated Report
12 Approve Consolidated Report Mgmt For N/A N/A
13 Accept Company's Corporate Governance Report Mgmt For N/A N/A
14 Authorize Share Repurchase Program Mgmt For N/A N/A
15.1 Amend Articles of Association Re: Corporate Mgmt For N/A N/A
Purpose
15.2 Amend Articles of Association Re: Exercise Mgmt For N/A N/A
of Employer's Rights over Company Employees
15.3 Amend Articles of Association Re: Technical Mgmt For N/A N/A
Amendments Regarding Terminology Used in
Current Articles of Association
15.4 Amend Articles of Association Re: Eliminate Mgmt For N/A N/A
General Meeting Authority to Decide on
Acceptance of Public Purchase Offers with
Respect to Treasury Shares
15.5 Amend Articles of Association Re: Voting Mgmt For N/A N/A
Right Cap
15.6 Amend Articles of Association Re: Eliminate Mgmt For N/A N/A
General Meeting's Exclusive Authority to
Decide on Measures to Be Taken in Order to
Disturb Public Purchase Offers
16 Approve Consolidated Text of Articles of Mgmt For N/A N/A
Association
17 Approve Remuneration of Members of Board of Mgmt For N/A N/A
Directors
18.1 Reelect Attila Chikan as Member of Mgmt For N/A N/A
Supervisory Board
18.2 Reelect Jozsef Eros as Member of Supervisory Mgmt For N/A N/A
Board
18.3 Reelect Janokine dr. Maria Balogh as Member Mgmt For N/A N/A
of Supervisory Board
18.4 Reelect Gabor Simon Kis as Member of Mgmt For N/A N/A
Supervisory Board
18.5 Reelect Andras Sugar S. as Member of Mgmt For N/A N/A
Supervisory Board
18.6 Reelect Gabor Toth as Member of Supervisory Mgmt For N/A N/A
Board
18.7 Reelect Jeno Fodor as Employee Mgmt For N/A N/A
Representative on Company's Supervisory Board
18.8 Elect Andras Balasko as Employee Mgmt For N/A N/A
Representative on Company's Supervisory Board
18.9 Reelect Attila Chikan, Jozsef Eros, and Mgmt For N/A N/A
Janokine dr. Maria Balogh as Members of
Audit Committee
19 Approve Remuneration of Supervisory Board Mgmt For N/A N/A
Members
20 Approve Rules of Procedure of Supervisory Mgmt For N/A N/A
Board
21 Ratify Deloitte Ltd. as Auditor Mgmt For N/A N/A
22 Approve Auditor's Remuneration Mgmt For N/A N/A
23 Transact Other Business Mgmt For N/A N/A
SABESP, Companhia Saneamento Basico Sao Paulo
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 20441A102 04/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Director Mgmt For Against Against
SABESP, Companhia Saneamento Basico Sao Paulo
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P8228H104 04/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Director Mgmt For Against Against
SABESP, Companhia Saneamento Basico Sao Paulo
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 20441A102 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For Against Against
Reports for Fiscal Year Ended Dec. 31, 2008
2 Approve Allocation of Income and Dividends Mgmt For For For
3 Elect Fiscal Council Members Mgmt For Against Against
4 Approve Paid Leave for Executive Officers, Mgmt For For For
in Accordance with Sao Paulo State
Regulations
SABESP, Companhia Saneamento Basico Sao Paulo
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P8228H104 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For Against Against
Reports for Fiscal Year Ended Dec. 31, 2008
2 Approve Allocation of Income and Dividends Mgmt For For For
3 Elect Fiscal Council Members Mgmt For Against Against
4 Approve Paid Leave for Executive Officers, Mgmt For For For
in Accordance with Sao Paulo State
Regulations
SABESP, Companhia Saneamento Basico Sao Paulo
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 20441A102 07/28/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amend Articles Mgmt For For For
2 Elect Director Mgmt For For For
SABESP, Companhia Saneamento Basico Sao Paulo
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P8228H104 07/28/2008 Unvoted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amend Articles Mgmt For N/A N/A
2 Elect Director Mgmt For N/A N/A
Samsung Electronics Co. Ltd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y74718100 03/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Appropriation of Income and Year-End Mgmt For For For
Dividend of KRW 5,000 per Common Share
2.1 Elect Three Outside Directors (Bundled) Mgmt For For For
2.2 Elect Four Inside Directors (Bundled) Mgmt For For For
2.3 Elect Two Members of Audit Committee Mgmt For For For
(Bundled)
3 Approve Total Remuneration of Inside Mgmt For Against Against
Directors and Outside Directors
Sanlam Ltd
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS S7302C137 06/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Africa
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Cancellation of the 52,000,000 "A" Mgmt For For For
Convertible Redeemable Non-Participating
Preference Shares of the Demutualisation
Trust
2 Subject to Special Resolution Number 1, Mgmt For For For
Amend the Articles of Association of the
Company to Reflect the New Authorised Share
Capital
Sanlam Ltd
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS S7302C137 06/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Africa
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for Year Ended Dec. 31, 2008
2 Ratify Ernst & Young Inc. as Auditors and in Mgmt For For For
Particular MP Rapson Being the Individual
Registered Auditor
3 Authorize the Audit Committee to Fix Mgmt For For For
Remuneration of the Auditors
4.1 Reelect Bernard Swanepoel as Director Mgmt For For For
4.2 Reelect Anton Botha as Director Mgmt For For For
4.3 Reelect Raisibe Morathi as Director Mgmt For For For
4.4 Reelect Sipho Nkosi as Director Mgmt For For For
4.5 Reelect Lazarus Zim as Director Mgmt For For For
5 Approve the Total Amount of Directors' Mgmt For For For
Remuneration for the Financial Year Ended 31
December 2008.
6 Approve 5 Percent Increase in all the Mgmt For For For
Inclusive Remuneration Package of the
Chairman; Approve 10 Percent Increase in the
Fess Paid to Members of the Board Committee
7 Amend Trust Deed of the Sanlam Share Mgmt For For For
Incentive Trust and Each of the Deferred
Share Plan, Performance Deferred Share Plan
and Restricted Share Plan
8 Approve Issuance and Use of Treasury Shares Mgmt For For For
to Meet Obligations Under the Sanlam Share
Incentive Scheme Trust
9 Subject to Special Resolution Number1, Amend Mgmt For For For
the Articles of Association of the Company
to Reflect the Cancellation of the
Preference Shares of the Demutualisation
Trust
10 Authorize a General Repurchase and Transfer Mgmt For For For
of the Company's Shares by the Company or
its Subsidiaries
11 Authorize Board to Ratify and Execute Mgmt For For For
Approved Resolutions
Sappi Ltd
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS S73544108 03/02/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Africa
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Reelect David Charles Brink as Director Mgmt For For For
1.2 Reelect Meyer Feldberg as Director Mgmt For For For
1.3 Reelect James Edward Healey as Director Mgmt For For For
1.4 Reelect David Helmut Claus-Jurgen Mamsch as Mgmt For For For
Director
2 Approve Decrease in Authorize Capital Mgmt For For For
3 Reappoint Deloitte and Touche as Auditors Mgmt For For For
4 Place 25 Million Authorized But Unissued Mgmt For For For
Shares under Control of Directors
5 Approve Remuneration of Non-Executive Mgmt For For For
Directors
6 Authorize Board to Ratify and Execute Mgmt For For For
Approved Resolutions
Sappi Ltd
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS S73544108 11/03/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special South Africa
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Acquisition of Certain Assets of Mgmt For For For
M-real and Issue Shares in Connection with
the Acquisition
2 Approve Increase in Authorized Share Capital Mgmt For For For
3 Place Authorized But Unissued Shares under Mgmt For For For
Control of Directors
4 Waive Requirement for Mandatory Offer to All Mgmt For For For
Shareholders
Sasol Ltd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS 803866102 11/28/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Africa
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for Year Ended June 30, 2008
2.1 Reelect LPA Davies as Director Mgmt For For For
2.2 Reelect AM Mokaba as Director Mgmt For For For
2.3 Reelect TH Nyasulu as Director Mgmt For For For
2.4 Reelect KC Ramon as Director Mgmt For For For
3.1 Reelect BP Connellan as Director Mgmt For For For
3.2 Reelect MSV Gantsho as Director Mgmt For For For
3.3 Reelect A Jain as Director Mgmt For For For
3.4 Reelect JE Schrempp as Director Mgmt For For For
4 Reappoint KPMG, Inc. as Auditors Mgmt For For For
5 Amend Article160 of the Articles of Mgmt For For For
Association Re: Approve Substitution of
Rights, Privileges and Conditions Attached
to the Sasol Preferred Ordinary Shares
6 Authorize Repurchase of 31.5 Million Mgmt For For For
Ordinary Shares from Sasol Investment
Company (Pty) Limited
7 Authorize Repurchase of Up to 20 Percent of Mgmt For For For
Issued Share Capital
8 Approve Remuneration of Non-Executive Mgmt For For For
Directors for Year Ended June 30, 2009
9 Authorize Board to Ratify and Execute Mgmt For For For
Approved Resolutions
Satyam Computer Services Ltd
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7530Q141 08/26/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Accept Balance Sheet Mgmt For For For
1.2 Accept Profit and Loss Account Mgmt For For For
1.3 Accept Auditors' Report Mgmt For For For
1.4 Accept Directors' Report Mgmt For For For
2 Approve Dividend of INR 3.50 Per Share Mgmt For For For
3 Reappoint M.R. Rao as Director Mgmt For For For
4 Reappoint V.K. Dham as Director Mgmt For For For
5 Approve Pricewaterhouse as Auditors and Mgmt For For For
Authorize Board to Fix Their Remuneration
6 Approve Reappointment and Remuneration of B. Mgmt For For For
Ramalinga Raju, Executive Chairman
7 Approve Reappointment and Remuneration of B. Mgmt For For For
Rama Raju, Managing Director
8 Approve Commission Remuneration of Mgmt For For For
Non-Executive Directors
SEVERSTAL CHEREPOVETS METAL FACTORY JSC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 818150104 06/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Russia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Alexey Mordashov as Director Mgmt N/A Against N/A
1.2 Elect Mikhail Noskov as Director Mgmt N/A Against N/A
1.3 Elect Sergey Kuznetsov as Director Mgmt N/A Against N/A
1.4 Elect Anatoly Kruchinin as Director Mgmt N/A Against N/A
1.5 Elect Gregory Mason as Director Mgmt N/A Against N/A
1.6 Elect Christopher Clark as Director Mgmt N/A For N/A
1.7 Elect Rolf Stomberg as Director Mgmt N/A For N/A
1.8 Elect Martin Angle as Director Mgmt N/A For N/A
1.9 Elect Roland Freeman as Director Mgmt N/A For N/A
1.10 Elect Peter Kraljic as Director Mgmt N/A For N/A
2 Approve Annual Report and Financial Mgmt For For For
Statements
3 Approve Allocation of Income and Omission of Mgmt For For For
Dividends
4.1 Elect Artem Voronchikhin as Member of Audit Mgmt For For For
Commission
4.2 Elect Roman Antonov as Member of Audit Mgmt For For For
Commission
4.3 Elect Irina Utyugova as Member of Audit Mgmt For For For
Commission
5 Ratify Auditor Mgmt For For For
6 Amend New Edition of Charter Mgmt For For For
SEVERSTAL CHEREPOVETS METAL FACTORY JSC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 818150104 12/26/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Russia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Interim Dividends of RUB 7.17 per Mgmt For For For
Ordinary Share for First Nine Months of 2008
Shanghai Industrial Holdings Ltd
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7683K107 09/08/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Acquisition of the Good Cheer Sale Mgmt For For For
Share and the Good Cheer Sale Loans for a
Consideration of HK$1.35 Billion
2 Approve Acquisition of the Hu-Hang Sale Mgmt For For For
Share and the Hu-Hang Sale Loan for a
Consideration of HK$4.2 Billion
Shinhan Financial Group Co. Ltd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7749X101 03/17/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Appropriation of Income and Mgmt For For For
Dividends of KRW 0 for Common Stock and
Total of KRW 245 Billion for Preferred Stock
2 Amend Articles of Incorporation Mgmt For Against Against
3 Approve Total Remuneration of Inside Mgmt For For For
Directors and Outside Directors
4 Approve Stock Option Grants Mgmt For For For
5.1 Elect Lee Baek-Soon as Inside Director Mgmt For For For
5.2 Elect Go Boo-In as Outside Director Mgmt For For For
5.3 Elect Kim Young-Woo as Outside Director Mgmt For For For
5.4 Elect Kim Yo-Koo as Outside Director Mgmt For For For
5.5 Elect Ryoo Shee-Yul as Outside Director Mgmt For For For
5.6 Elect Yun Ke-Sup as Outside Director Mgmt For For For
5.7 Elect Lee Jung-Il as Outside Director Mgmt For For For
5.8 Elect Chun Sung-Bin as Outside Director Mgmt For For For
5.9 Elect Jeong Kap-Young as Outside Director Mgmt For For For
5.10 Elect Chung Haeng-Nam as Outside Director Mgmt For For For
5.11 Elect Cho Bong-Youn as Outside Director Mgmt For For For
5.12 Elect Choi Young-Seok as Outside Director Mgmt For For For
5.13 Elect Philippe Reynieix as Outside Director Mgmt For For For
6.1 Elect Kim Young-Woo as Outside Director who Mgmt For For For
will also serve as Member of Audit Committee
6.2 Elect Chun Sung-Bin as Outside Director who Mgmt For For For
will also serve as Member of Audit Committee
6.3 Elect Jeong Kap-Young as Outside Director Mgmt For For For
who will also serve as Member of Audit
Committee
6.4 Elect Cho Bong-Youn as Outside Director who Mgmt For For For
will also serve as Member of Audit Committee
Sime Darby Bhd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7962G108 11/12/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Malaysia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for the Financial Year Ended June
30, 2008
2 Approve Final Dividend of MYR 0.34 Per Share Mgmt For For For
Less Malaysian Income at 25 Percent and
Special Dividends of MYR 0.04 Per Share Less
Malaysian Income at 25 Percent and MYR 0.06
Per Share Malaysian Tax Exempt for the
Financial Year Ended June 30, 2008
3 Approve Remuneration of Non-Executive Mgmt For For For
Directors in the Amount of MYR 3 Million for
the Financial Year Ended June 30, 2008
4 Elect Musa Hitam as Director Mgmt For For For
5 Elect Ahmad Sarji Abdul Hamid as Director Mgmt For For For
6 Elect Arifin Mohamad Siregar as Director Mgmt For For For
7 Elect Mohamed Sulaiman as Director Mgmt For For For
8 Elect Mohd Zahid Mohd Noordin as Director Mgmt For For For
9 Elect Ahmad Tajuddin Ali as Director Mgmt For For For
10 Elect Sheng Len Tao as Director Mgmt For For For
11 Approve PricewaterhouseCoopers as Auditors Mgmt For For For
and Authorize Board to Fix Their Remuneration
12 Amend Articles of Association Re: Board Size Mgmt For For For
13 Approve Issuance of Equity or Equity-Linked Mgmt For For For
Securities without Preemptive Rights in Any
Amount Up to 10 Percent of Issued Share
Capital
14 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
15 Approve Implementation of Shareholders' Mgmt For For For
Mandate for Recurrent Related Party
Transactions
SinoPac Financial Holdings Co. Ltd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y8009U100 06/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve 2008 Business Operations Report and Mgmt For For For
Financial Statements and Statutory Reports
2 Approve 2008 Compensation of the Accumulated Mgmt For For For
Losses of the Company
3 Approve Release of Restrictions on Mgmt For For For
Competitive Activities of Directors
4 Amend Articles of Association Mgmt For For For
5 Elect Chao-Cheng Mai with ID No. J100030221 Mgmt For For For
as Independent Director
Sinopec Shanghai Petrochemical Co. (formerly Shanghai Petrochemical Co Ltd)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y80373106 06/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept 2008 Report of the Directors Mgmt For For For
2 Accept 2008 Report of the Supervisory Mgmt For For For
Committee
3 Accept 2008 Financial Statements Mgmt For For For
4 Approve 2008 Profit Distribution Plan Mgmt For For For
5 Approve 2009 Financial Budget Mgmt For For For
6 Reappoint KPMG Huazhen and KPMG as Domestic Mgmt For For For
and International Auditors, Respectively,
and Authorize Board to Fix Their Remuneration
7 Amend Articles of Association Mgmt For For For
Sinotrans Ltd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y6145J104 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Connected Transaction with a Related Mgmt For For For
Party
2 Elect Jiang Jian as Supervisor Mgmt For For For
Sinotrans Ltd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y6145J104 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Continuing Connected Transactions Mgmt For For For
and Related Annual Caps
Sinotrans Ltd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y6145J104 06/11/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Report of the Board of Directors Mgmt For For For
2 Accept Report of the Supervisory Committee Mgmt For For For
3 Accept Financial Statements and Auditors' Mgmt For For For
Report
4 Approve Profit Distribution Proposal and Mgmt For For For
Final Dividend for the Year Ended Dec. 31,
2008
5 Authorize Board to Decide on Matters Mgmt For For For
Relating to the Declaration, Payment, and
Recommendation of Interm or Special
Dividends for the Year 2009
6.1 Reelect Zhao Huxiang as Executive Director Mgmt For For For
6.2 Reelect Li Jianzhang as Executive Director Mgmt For Against Against
6.3 Reelect Liu Jinghua as Non-Executive Director Mgmt For Against Against
6.4 Reelect Jerry Hsu as Non-Executive Director Mgmt For For For
7 Authorize Board to Determine the Mgmt For For For
Remuneration of Directors
8 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
9 Authorize Repurchase of H Shares of Up to 10 Mgmt For For For
Percent of Issued H Share Capital
Sinotrans Ltd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y6145J104 06/11/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued H Share Capital
2 Approve Connected Transaction with a Related Mgmt For For For
Party and Related Caps
SK Telecom Co.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 78440P108 03/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Appropriation of Income and Year-End Mgmt For For For
Dividend of KRW 8,400 per Share
2 Approve Total Remuneration of Inside Mgmt For For For
Directors and Outside Directors
3 Amend Terms of Severance Payments to Mgmt For For For
Executives
4.1 Elect Inside Director Chey Jae Won Mgmt For For For
4.2 Elect Inside Director Jung Man Won Mgmt For For For
4.3 Elect Lim Hyun-Chin as Outside Director Mgmt For For For
4.4 Elect Lim Hyun-Chin as Member of Audit Mgmt For For For
Committee
State Bank Of India
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y8161Z129 01/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect R. Maheshwari as Director Mgmt For Against Against
2 Elect D. Sundaram as Director Mgmt For Do Not Vote N/A
3 Elect U.N. Kapur as Director Mgmt For Do Not Vote N/A
State Bank Of India
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y8161Z129 06/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
Steel Authority India
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y8166R114 09/10/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Reappoint V. Shyamsundar as Director Mgmt For For For
3 Reappoint B.N. Singh as Director Mgmt For For For
4 Reappoint V.K. Srivastava as Director Mgmt For For For
5 Reappoint G. Ojha as Director Mgmt For For For
6 Reappoint S. Ghosh as Director Mgmt For For For
7 Reappoint M.Y. Khan as Director Mgmt For For For
8 Authorize Board to Fix Remuneration of Mgmt For For For
Auditors
9 Approve Dividend of 37 Percent Per Share Mgmt For For For
10 Appoint V.K. Gulhati as Director Mgmt For For For
11 Appoint S.P. Rao as Director Mgmt For For For
12 Approve Amalgamation of Bharat Refractories Mgmt For For For
Ltd with Steel Authority of India Ltd
Steinhoff International Holdings Ltd
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS S81589103 12/01/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Africa
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for Year Ended June 30, 2008
2 Reappoint Deloitte and Touche as Auditors Mgmt For For For
3 Approve Remuneration of Directors for Year Mgmt For For For
Ending June 30, 2009
4.1 Reelect DE Ackerman as Director Mgmt For For For
4.2 Reelect JF Mouton as Director Mgmt For For For
4.3 Reelect FJ Nel as Director Mgmt For For For
4.4 Reelect BE Steinhoff as Director Mgmt For For For
4.5 Reelect DM van der Merwe as Director Mgmt For For For
5 Approve the Black Economic Empowerment Mgmt For For For
Owneship Initiative
6 Approve Financial Assistance to Steinhoff Mgmt For For For
International Holdings Ltd. Under the Terms
of the Black Economic Empowerment Owneship
Initiative
7 Approve Issuance of up to 40 Million Mgmt For For For
Ordinary Shares without Preemptive Rights
Under the Terms of the Black Economic
Empowerment Owneship Initiative
8 Place Authorized But Unissued Shares under Mgmt For For For
Control of Directors
9 Approve Issuance of Shares without Mgmt For For For
Preemptive Rights up to a Maximum of 15
Percent of Issued Capital
10 Place 18.5 Million Ordinary Unissued Shares Mgmt For Against Against
under Control of Directors to Serve the
Steinhoff International Incentive Schemes
and the Unitrans Limited Share Incentive
Scheme
11 Authorize Repurchase of Up to 20 Percent of Mgmt For For For
Issued Share Capital
12 Approve Cash Distribution to Shareholders by Mgmt For For For
Way of Reduction of Share Premium Account
13 Approve creation and issue of convertible Mgmt For For For
debentures
Sterlite Industries (India) Ltd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y8169X209 08/22/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Dividend of INR 4.00 Per Share Mgmt For For For
3 Reappoint A. Agarwal as Director Mgmt For For For
4 Reappoint D. Agarwal as Director Mgmt For For For
5 Approve Chaturvedi & Shah and Deloitte, Mgmt For For For
Haskin & Sells as Auditors and Authorize
Board to Fix Their Remuneration
6 Appoint K.K. Kaura as Director Mgmt For For For
7 Approve Reappointment and Remuneration of Mgmt For For For
K.K. Kaura, Managing Director & Chief
Executive Officer
8 Appoint N. Agarwal as Director Mgmt For For For
9 Approve Reappointment and Remuneration of N. Mgmt For For For
Agarwal, Executive Vice-Chairman
Taiwan Semiconductor Manufacturing Co.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y84629107 06/10/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve 2008 Business Operations Report and Mgmt For For For
Financial Statements
2 Approve 2008 Allocation of Income and Mgmt For For For
Dividends
3 Approve Capitalization of 2008 Dividends and Mgmt For For For
Employee Profit Sharing
4.1 Approve to Amend the Company's Internal Mgmt For For For
Policies
4.2 Approve Amendment on the Procedures for Mgmt For For For
Loans to Other Parties
4.3 Approve Amendment on the Procedures for Mgmt For For For
Endorsement and Guarantee
5.1 Elect Morris Chang, ID No. 4515 as Director Mgmt For For For
5.2 Elect F.C. Tseng, ID No. 104 as Director Mgmt For For For
5.3 Elect Rick Tsai, ID No. 7252 as Director Mgmt For For For
5.4 Elect Tain-Jy Chen (Representative of Mgmt For For For
NationalDevelopment Fund, Executive Yuan),
ID No. 1 as Director
5.5 Elect Peter Leahy Bonfield, ID No. 093180657 Mgmt For For For
as Independent Director
5.6 Elect Stan Shih, ID No. 534770 as Mgmt For For For
Independent Director
5.7 Elect Carleton Sneed Fiorina, ID No. Mgmt For For For
438012153 as Independent Director
5.8 Elect Thomas J. Engibous, ID No. 135021464 Mgmt For For For
as Independent Director
6 Transact Other Business (Non-Voting) Mgmt N/A N/A N/A
Tata Consultancy Services Ltd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y85279100 06/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Increase in Authorized Share Capital Mgmt For For For
to INR 3.25 Billion Divided into 2.25
Billion Equity Shares of INR 1.00 Each and 1
Billion Redeemable Preference Shares of INR
1.00 Each by the Creation of 1.05 Billion
Equity Shares of INR 1.00 Each
2 Amend Article 3 of the Articles of Mgmt For For For
Association to Reflect Increase in
Authorized Share Capital
3 Authorize Capitalization of up to INR 979 Mgmt For For For
Million from the Securities Premium Account
for Bonus Issue in the Proportion of One New
Equity Share for Every One Equity Share Held
Tata Consultancy Services Ltd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y85279100 06/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Confirm Interim Dividends of INR 9.00 Per Mgmt For For For
Share and Approve Final Dividend of INR 5.00
Per Share
3 Approve Dividend of INR 0.70 Per Redeemable Mgmt For For For
Preference Share
4 Reappoint C.M. Christensen as Director Mgmt For For For
5 Reappoint A. Mehta as Director Mgmt For For For
6 Approve Vacancy on the Board of Directors Mgmt For For For
Resulting from the Retirement of N. Chandra
7 Appoint Auditors and Authorize Board to Fix Mgmt For For For
Their Remuneration
8 Approve Reappointment and Remuneration of S. Mgmt For For For
Ramadorai, CEO and Managing Director
9 Approve Commission Remuneration for Mgmt For For For
Non-Executive Directors
10 Appoint Branch Auditors and Authorize Board Mgmt For For For
to Fix Their Remuneration
Tata Consultancy Services Ltd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y85279100 07/01/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Confirm Interim Dividends on Equity Shares Mgmt For For For
and Approve Final Dividend on Equity Shares
of INR 5.00 Per Share
3 Approve Dividend on Redeemable Preference Mgmt For For For
Share of INR 0.07 Per Share
4 Reappoint R.N. Tata as Director Mgmt For For For
5 Reappoint V. Thyagarajan as Director Mgmt For For For
6 Approve Deloitte Haskins & Sells as Auditors Mgmt For For For
in Place of Retiring Auditors, S.B.
Billimoria, and Authorize Board to Fix Their
Remuneration
7 Appoint N. Chandrasekaran as Additional Mgmt For For For
Director
8 Appoint S. Mahalingam as Additional Director Mgmt For For For
9 Appoint P. Vandrevala as Additional Director Mgmt For For For
10 Approve Appointment and Remuneration of N. Mgmt For For For
Chandrasekaran, Executive Director and COO
11 Approve Appointment and Remuneration of S. Mgmt For For For
Mahalingam, Executive Director and CFO
12 Approve Appointment and Remuneration of P. Mgmt For For For
Vandrevala, Executive Director
13 Approve Appointment and Remuneration of S. Mgmt For For For
Padmanabhan, Executive Director
14 Appoint Branch Auditors and Authorize Board Mgmt For For For
to Fix Their Remuneration
Tata Motors Ltd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y85740143 07/09/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Increase Authorized Share Capital from INR Mgmt For Against Against
4.5 Billion to INR 39 Billion by Creation of
250 Million Ordinary Shares of INR 10 Each,
200 Million 'A' Ordinary Shares of INR 10
Each, and 300 Million Convertible Cumulative
Preference Shares of INR 100 Each
2 Amend Articles of Association Re: Terms of Mgmt For Against Against
'A' Ordinary Shares and Convertible
Cumulative Preference Shares
3 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights up to
an Aggregate Amount of $1 Billion
4 Approve Increase in Borrowing Powers to INR Mgmt For Against Against
200 Billion
5 Approve Pledging of Assets for Debt Mgmt For Against Against
Tata Motors Ltd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y85740143 07/24/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Dividend of INR 15.00 Per Share Mgmt For For For
3 Reappoint R.N. Tata as Director Mgmt For For For
4 Reappoint R. Gopalakrishnan as Director Mgmt For For For
5 Appoint Auditors and Authorize Board to Fix Mgmt For For For
Their Remuneration
6 Appoint R.A. Mashelkar as Director Mgmt For For For
7 Approve Commission Remuneration of Mgmt For For For
Non-Executive Directors
8 Approve Increase in Remuneration of R. Kant, Mgmt For For For
Managing Director
Telekomunikacja Polska S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X6669J101 04/23/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Poland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Open Meeting Mgmt N/A N/A N/A
2 Elect Meeting Chairman Mgmt For N/A N/A
3 Acknowledge Proper Convening of Meeting Mgmt N/A N/A N/A
4 Approve Agenda of Meeting Mgmt For N/A N/A
5 Elect Members of Vote Counting Commission Mgmt For N/A N/A
6.1 Receive Financial Statements and Management Mgmt N/A N/A N/A
Board Report on Company Operations in Fiscal
2008
6.2 Receive Management Board Proposal Regarding Mgmt N/A N/A N/A
Allocation of Company's 2008 Income,
Including Dividend Payout
6.3 Receive Supervisory Board Report on Mgmt N/A N/A N/A
Management Board Report on Company's
Operations in Fiscal 2008, Financial
Statements, and Management Board Proposal
Regarding Allocation of Company's 2008 Income
6.4 Receive Consolidated Financial Statements Mgmt N/A N/A N/A
and Management Board Report on Group's
Operations in Fiscal 2008
6.5 Receive Supervisory Board Report on Mgmt N/A N/A N/A
Management Board Report on Group's
Operations in Fiscal 2008 and Consolidated
Financial Statements
6.6 Receive Supervisory Board's Evaluation of Mgmt N/A N/A N/A
Company's Standing in Fiscal 2008 and Report
on Supervisory Board's Activities in Fiscal
2008
7.1 Approve Management Board Report on Company's Mgmt For N/A N/A
Operations in Fiscal 2008
7.2 Approve Financial Statements Mgmt For N/A N/A
7.3 Approve Allocation of Income and Dividends Mgmt For N/A N/A
7.4 Approve Management Board Report on Group's Mgmt For N/A N/A
Operations in Fiscal 2008
7.5 Approve Consolidated Financial Statements Mgmt For N/A N/A
7.6 Approve Discharge of Management and Mgmt For N/A N/A
Supervisory Boards
8.1 Amend Statute Re: Corporate Purpose and Mgmt For N/A N/A
Editorial Changes
8.2 Approve Uniform Text of Statute Mgmt For N/A N/A
9 Approve Changes in Composition of Mgmt For N/A N/A
Supervisory Board
10 Close Meeting Mgmt N/A N/A N/A
Telemig Celular S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P9036N465 03/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for Fiscal Year Ended Dec. 31, 2008
2 Approve Allocation of Income and Dividends Mgmt For For For
3 Elect Fiscal Council Members Mgmt For For For
4 Approve Remuneration of Executive Officers, Mgmt For For For
Non-Executive Directors, and Fiscal Council
Members
Telkom SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS S84197102 03/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special South Africa
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amend Articles of Association Re: Foreign Mgmt For For For
Members
2 Approve Sale of 15 Percent of the Entire Mgmt For For For
Issued Ordinary Share Capital of Vodacom
Group (Propriety) Ltd to Vodafone Holdings
(SA) (Propriety) Ltd
3 Approve Distribution in Specie to Mgmt For For For
Shareholders Pro Rata to Their Respective
Holdings of Shares in the Company on the
Record Date for the Distribution
4 Approve Special Dividend of ZAR 19.00 Per Mgmt For For For
Ordinary Share
5 Authorize Board to Ratify and Execute Mgmt For For For
Approved Special Resolutions 1 and 2 and
Ordinary Resolutions 1 and 2
6 Amend Telkom Conditional Share Plan Mgmt For For For
7 Authorize Board to Ratify and Execute Mgmt For For For
Approved Ordinary Resolution 4
Telkom SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS S84197102 08/08/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special South Africa
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amend Articles 1.1.1.47, 21.1, and 21.4.2 of Mgmt For For For
Association (Non-Routine)
2 Authorize Board to Ratify and Execute Mgmt For For For
Approved Resolutions
Telkom SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS S84197102 09/15/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Africa
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for Year Ended March 31, 2008
2.1 Reelect PG Joubert as Director Mgmt For For For
2.2 Reelect B du Plessis as Director Mgmt For For For
3 Reappoint Ernst and Young as Auditors Mgmt For For For
4 Authorize Repurchase of Up to 20 Percent of Mgmt For For For
Issued Share Capital
Tenaga Nasional
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y85859109 12/11/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Malaysia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for the Financial Year Ended Aug.
31, 2008
2 Approve Final Gross Dividend of MYR 0.10 Per Mgmt For Against Against
Share Less Income Tax of 25 Percent for the
Financial Year Ended Aug. 31, 2008
3 Approve Remuneration of Directors in the Mgmt For For For
Amount of MYR 628,838 for the Financial Year
Ended Aug. 31, 2008
4 Elect Leo Moggie as Director Mgmt For For For
5 Elect Hari Narayanan a/l Govindasamy as Mgmt For For For
Director
6 Elect Zainal Abidin bin Putih as Director Mgmt For For For
7 Elect Siti Norma binti Yaakob as Director Mgmt For For For
8 Approve PricewaterhouseCoopers as Auditors Mgmt For For For
and Authorize Board to Fix Their Remuneration
9 Approve Issuance of Shares Pursuant to the Mgmt For Against Against
Employees' Share Option Scheme II
10 Approve Issuance of Equity or Equity-Linked Mgmt For For For
Securities without Preemptive Rights in Any
Amount Up to 10 Percent of Issued Share
Capital
11 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
Teva Pharmaceutical Industries Ltd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 881624209 06/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Israel
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Final Dividend Mgmt For For For
2.1 Elect Phillip Frost as Director Mgmt For For For
2.2 Elect Roger Abravanel as Director Mgmt For For For
2.3 Elect Elon Kohlberg as Director Mgmt For For For
2.4 Elect Yitzhak Peterburg as Director Mgmt For For For
2.5 Elect Erez Vigodman as Director Mgmt For For For
3 Approve Auditors and Authorize Board to Fix Mgmt For For For
Their Remuneration
Teva Pharmaceutical Industries Ltd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 881624209 09/25/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Israel
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Joseph (Yosi) Nitzani as External Mgmt For For For
Director
Texwinca Holdings Limited
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G8770Z106 08/28/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Consolidated Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Final Dividend Mgmt For For For
3.1 Elect Poon Bun Chak as Director Mgmt For For For
3.2 Elect Poon Kai Chak as Director Mgmt For Against Against
3.3 Elect Poon Kei Chak as Director Mgmt For For For
3.4 Elect Poon Kwan Chak as Director Mgmt For For For
3.5 Elect Ting Kit Chung as Director Mgmt For For For
3.6 Elect Au Son Yiu as Director Mgmt For For For
3.7 Elect Cheng Shu Wing as Director Mgmt For For For
3.8 Elect Wong Tze Kin, David as Director Mgmt For For For
3.9 Authorize Board to Fix the Remuneration of Mgmt For For For
Directors
4 Appoint Auditors and Authorize Board to Fix Mgmt For For For
Their Remuneration
5 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
7 Authorize Reissuance of Repurchased Shares Mgmt For Against Against
THAI OIL PUBLIC CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y8620B119 04/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Thailand
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Minutes of Previous AGM Mgmt For For For
2 Accept 2008 Operating Results, Financial Mgmt For For For
Statements, and Statutory Reports
3 Approve Dividend of THB 2.75 Per Share Mgmt For For For
4 Approve Remuneration of Directors for the Mgmt For For For
Year 2009
5 Approve KPMG Phoomchai Audit Ltd. as Mgmt For For For
Auditors and Authorize Board to Fix Their
Remuneration
6.1 Elect Pichai Chunhavajira as Director Mgmt For For For
6.2 Elect Prajya Phinyawat as Director Mgmt For For For
6.3 Elect Utid Tamwatin as Director Mgmt For For For
6.4 Elect Manu Leopairote as Director Mgmt For For For
6.5 Elect Naris Chaiyasoot as Director Mgmt For For For
7 Authorize Issuance of Debentures Not Mgmt For For For
Exceeding $500 Million to Domestic and
Foreign Investors
8 Other Business Mgmt For Against Against
Thai Union Frozen Products PCL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y8729T169 04/09/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Thailand
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Minutes of Previous AGM Mgmt For For For
2 Accept Annual Report and 2008 Operational Mgmt For For For
Results
3 Accept Financial Statements and Approve Mgmt For For For
Allocation of Income for Dividend of THB
0.70 Per Share
4.1 Elect Chan Hon Kit as Director and Approve Mgmt For For For
Directors' Remuneration
4.2 Elect Rittirong Boonmechote as Director and Mgmt For For For
Approve Directors' Remuneration
4.3 Elect Kiti Pilunthanadiloke as Director and Mgmt For For For
Approve Directors' Remuneration
4.4 Elect Chan Shue Wing as Director and Approve Mgmt For For For
Directors' Remuneration
4.5 Elect Chan Shue Chung as Director and Mgmt For For For
Approve Directors' Remuneration
5 Approve Ernst & Young Office Ltd. as Mgmt For For For
Auditors and Authorize Board to Fix Their
Remuneration
6 Other Business Mgmt For Against Against
The Siam Cement Public Co. Ltd.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7866P147 03/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Thailand
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Minutes of Previous AGM Mgmt For For For
2 Acknowledge 2008 Annual Report Mgmt For For For
3 Accept Financial Statements and Statutory Mgmt For For For
Reports
4 Approve Allocation of Income Mgmt For For For
5.1 Elect Snoh Unakul as Director Mgmt For For For
5.2 Elect Panas Simasathien as Director Mgmt For For For
5.3 Elect Arsa Sarasin as Director Mgmt For For For
5.4 Elect Chumpol NaLamlieng as Director Mgmt For For For
6 Approve KPMG Phoomchai Audit as Auditors and Mgmt For For For
Authorize Board to Fix Their Remuneration
7 Approve the Indemnification of Directors Mgmt For For For
8 Approve Remuneration of Directors and Mgmt For For For
Sub-Committees
TPV Technology Limited (frmly TPV HOLDINGS LTD)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G8984D107 03/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Acquisition of the Philips Sale Mgmt For For For
Shares From Koninklijke Philips Electronics
N.V. Pusuant to the Share Purchase Agreement
TPV Technology Limited (frmly TPV HOLDINGS LTD)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G8984D107 06/02/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Final Dividend Mgmt For For For
3.1 Reelect Houng Yu-Te as Director Mgmt For For For
3.2 Reelect Maarten Jan De Vries as Director Mgmt For For For
3.3 Reelect Wong Chi Keung as Director Mgmt For For For
3.4 Reelect Robert Theodoor Smits as Director Mgmt For For For
3.5 Reelect Chen Yen-Sung, Eddie as Director Mgmt For For For
3.6 Authorize Board to Fix Remuneration of Mgmt For For For
Directors
4 Reappoint PricewaterhouseCoopers as Auditors Mgmt For For For
and Authorize Board to Fix Their Remuneration
5 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
7 Authorize Reissuance of Repurchased Shares Mgmt For Against Against
Turkcell Iletisim Hizmetleri AS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 900111204 01/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Turkey
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Opening and Elect Chairman of Meeting Mgmt For For For
2 Authorize Presiding Council to Sign Minutes Mgmt For For For
of Meeting
3 Amend Article 3 - Re: Corporate Purpose and Mgmt For For For
Subject
Turkcell Iletisim Hizmetleri AS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS M8903B102 01/30/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Special Turkey
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Opening and Elect Chairman of Meeting Mgmt For N/A N/A
2 Authorize Presiding Council to Sign Minutes Mgmt For N/A N/A
of Meeting
3 Amend Article 3 - Re: Corporate Purpose and Mgmt For N/A N/A
Subject
4 Wishes and Hopes Mgmt N/A N/A N/A
5 Close Meeting Mgmt N/A N/A N/A
Turkcell Iletisim Hizmetleri AS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS M8903B102 05/08/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Turkey
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Open Meeting and Elect Presiding Council Mgmt For N/A N/A
2 Authorize Presiding Council to Sign Minutes Mgmt For N/A N/A
of Meeting
3 Receive Statutory Reports Mgmt N/A N/A N/A
4 Accept Financial Statements Mgmt For N/A N/A
5 Approve Discharge of Board and Auditors Mgmt For N/A N/A
6 Elect Directors and Approve Their Mgmt For N/A N/A
Remuneration
7 Appoint Internal Statutory Auditors and Mgmt For N/A N/A
Approve Their Remuneration
8 Approve Allocation of Income Mgmt For N/A N/A
9 Receive Information on Charitable Donations Mgmt N/A N/A N/A
10 Ratify External Auditors Mgmt For N/A N/A
11 Grant Permission for Board Members to Engage Mgmt For N/A N/A
in Commercial Transactions with Company and
Be Involved with Companies with Similar
Corporate Purpose
12 Close Meeting Mgmt N/A N/A N/A
Turkiye Is Bankasi AS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS M8933F115 03/31/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Turkey
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Open Meeting, Elect Presiding Council, Mgmt For N/A N/A
Provide Authorization to Sign Minutes
2 Receive Statutory Reports Mgmt N/A N/A N/A
3 Accept Financial Statements Mgmt For N/A N/A
4 Approve Discharge of Board Mgmt For N/A N/A
5 Approve Discharge of Auditors Mgmt For N/A N/A
6 Approve Allocation of Income Mgmt For N/A N/A
7 Ratify Director Appointments Mgmt For N/A N/A
8 Approve Director Remuneration Mgmt For N/A N/A
9 Appoint Internal Statutory Auditors Mgmt For N/A N/A
10 Approve Internal Statutory Auditor Mgmt For N/A N/A
Remuneration
11 Receive Information on Charitable Donations Mgmt N/A N/A N/A
Turkiye Sise ve Cam Fabrikalari AS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS M9013U105 04/28/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Turkey
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Presiding Council of Meeting and Mgmt For N/A N/A
Provide Authorization to Sign Minutes
2 Receive Statutory Reports Mgmt N/A N/A N/A
3 Accept Financial Statements Mgmt For N/A N/A
4 Approve Allocation of Income Mgmt For N/A N/A
5 Approve Discharge of Board and Auditors Mgmt For N/A N/A
6 Elect Directors Mgmt For N/A N/A
7 Appoint Internal Statutory Auditors Mgmt For N/A N/A
8 Grant Permission for Board Members to Engage Mgmt For N/A N/A
in Commercial Transactions with Company and
Be Involved with Companies with Similar
Corporate Purpose
9 Approve Director Remuneration Mgmt For N/A N/A
10 Approve Internal Auditor Remuneration Mgmt For N/A N/A
11 Receive Information on Charitable Donations Mgmt N/A N/A N/A
12 Amend Company Articles Mgmt For N/A N/A
Union Bank of the Philippines
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y9091H106 05/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Philippines
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Justo A. Ortiz as a Director Mgmt For For For
1.2 Elect Jon Ramon M. Aboitiz as a Director Mgmt For Against Against
1.3 Elect Vicente R. Ayllon as a Director Mgmt For Against Against
1.4 Elect Stephen G. Paradies as a Director Mgmt For Against Against
1.5 Elect Erramon I. Aboitiz as a Director Mgmt For Against Against
1.6 Elect Iker M. Aboitiz as a Director Mgmt For Against Against
1.7 Elect Juan Antonio E. Bernad as a Director Mgmt For Against Against
1.8 Elect Edilberto B. Bravo as a Director Mgmt For Against Against
1.9 Elect Mayo Jose B. Ongsingco as a Director Mgmt For Against Against
1.10 Elect Thelmo Y. Cunanan as a Director Mgmt For Against Against
1.11 Elect Sergio Antonio F. Apostol as a Director Mgmt For Against Against
1.12 Elect Romulo L. Neri as a Director Mgmt For Against Against
1.13 Elect Victor B. Valdepenas as a Director Mgmt For Against Against
2.1 Elect Armand F. Braun, Jr. as a Director Mgmt For Against Against
2.2 Elect Cancio C. Garcia as a Director Mgmt For For For
3.1 Approve the Minutes of the Annual Mgmt For For For
Stockholders' Meeting Held on May 23, 2008
3.2 Approve the Annual Report of Management on Mgmt For For For
Operations for 2008
3.3 Appoint Punong Bayan & Araullo as Auditors Mgmt For For For
United Microelectronics Corp
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y92370108 06/10/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve 2008 Business Operations Report and Mgmt For For For
Financial Statements
2 Approve 2008 Compensation of the Accumulated Mgmt For For For
Losses of the Company
3 Approve Amendment on the Procedures for Mgmt For For For
Loans to Other Parties
4 Approve Amendment on the Procedures for Mgmt For For For
Endorsement and Guarantee
5 Approve Amendments on the Procedures for Mgmt For For For
Derivatives
6 Amend Procedures Governing the Acquisition Mgmt For For For
or Disposal of Assets
7 Approve Acquisition of Total Shares of He Mgmt For For For
Jian Technology (Suzhou) Co., Ltd. through
Merging with the Holding Companies
8 Approve New Share Issuance for Merging with Mgmt For For For
the Holding Companies of He Jian Technology
(Suzhou) Co., Ltd.
9.1 Elect Chun-Yen Chang, ID No. D100028575 as Mgmt For For For
Independent Director
9.2 Elect Chung Laung Liu, ID No. S124811949 as Mgmt For For For
Independent Director
9.3 Elect Paul S.C. Hsu, ID No. F102847490 as Mgmt For For For
Independent Director
9.4 Cheng-Li Huang, ID No. R100769590 as Mgmt For For For
Independent Director
9.5 Elect Ting-Yu Lin, Shareholder No. 5015 as Mgmt For For For
Director
9.6 Elect Stan Hung, Shareholder No. 111699 as Mgmt For For For
Director
9.7 Elect Shih-Wei Sun (Representative of Mgmt For For For
Silicon Integrated Systems Corp.),
Shareholder No. 1569628 as Director
9.8 Elect Wen-Yang Chen (Representative of Hsun Mgmt For For For
Chieh Investment Co.), Shareholder No.
195818 as Director
9.9 Elect Po-Wen Yen (Representative of Hsun Mgmt For For For
Chieh Investment Co.), Shareholder No.
195818 as Director
Vale S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 204412209 05/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 APPRECIATION OF THE MANAGEMENTS REPORT AND Mgmt For For For
ANALYSIS, DISCUSSIONAND VOTE ON THE
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDINGDECEMBER 31, 2008
2 PROPOSAL FOR THE DESTINATION OF PROFITS OF Mgmt For Against Against
THE SAID FISCAL YEARAND APPROVAL OF THE
INVESTMENT BUDGET FOR VALE
3 APPOINTMENT OF THE MEMBERS OF THE BOARD OF Mgmt For Against Against
DIRECTORS
4 APPOINTMENT OF THE MEMBERS OF THE FISCAL Mgmt For Against Against
COUNCIL
5 ESTABLISHMENT OF THE REMUNERATION OF THE Mgmt For For For
SENIOR MANAGEMENT ANDFISCAL COUNCIL MEMBERS
6 TO CHANGE THE LEGAL NAME OF THE COMPANY TO Mgmt For For For
VALE S.A. , WITH THECONSEQUENT AMENDMENT OF
ARTICLE 1 OF VALE S BY-LAWS INACCORDANCE
WITH THE NEW GLOBAL BRAND UNIFICATION
7 TO ADJUST ARTICLE 5 OF VALE S BY-LAWS TO Mgmt For For For
REFLECT THE CAPITALINCREASE RESOLVED IN THE
BOARD OF DIRECTORS MEETINGS HELD ONJULY 22,
2008 AND AUGUST 05, 2008
Vale S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 204412209 12/29/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 THE APPROVAL FOR THE PROTOCOL AND Mgmt For For For
JUSTIFICATION OF THE CONSOLIDARION OF
MINERACAO ONCA PUMA S.A. INTO VALE PURSUANT
TO ARTICLES 224 AND 225 OF THE BRAZILIAN
CORPORATE LAW.
2 Ratify Auditors Mgmt For For For
3 TO DECIDE ON THE APPRAISAL REPORT, PREPARED Mgmt For For For
BY THE EXPERT APPRAISERS.
4 THE APPROVAL FOR THE CONSOLIDATION OF Mgmt For For For
MINERACAO ONCA PUMA S.A. INTO VALE, WITHOUT
A CAPITAL INCREASE OR THE ISSUANCE OF NEW
VALE SHARES.
5 TO RATIFY THE APPOINTMENT OF A MEMBER AND AN Mgmt For For For
ALTERNATE OF THE BOARD OF DIRECTORS, DULY
NOMINATED DURING THE BOARD OF DIRECTORS
MEETINGS HELD ON APRIL 17, 2008 AND MAY 21,
2008 IN ACCORDANCE WITH SECTION 10 OF
ARTICLE 11 OF VALE S BY-LAWS.
6 TO AMEND ARTICLE 1 OF VALE S BY-LAWS IN Mgmt For For For
ORDER TO REPLACE THE ACRONYM CVRD FOR
VALE IN ACCORDANCE WITH THE NEW GLOBAL
BRAND UNIFICATION.
7 TO ADJUST ARTICLES 5 AND 6 OF VALE S BY-LAWS Mgmt For For For
TO REFLECT THE CAPITAL INCREASE RESOLVED IN
THE BOARD OF DIRECTORS MEETINGS HELD ON JULY
22, 2008 AND AUGUST 05, 2008.
Weiqiao Textile Company Limited
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y95343102 06/01/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Profit Distribution Proposal and Mgmt For For For
Final Dividend for the Year Ended Dec. 31,
2008
3 Approve Remuneration of Directors and Mgmt For For For
Supervisors
4 Reappoint Ernst and Young Hua Ming and Ernst Mgmt For For For
and Young as Domestic and International
Auditors, Respectively, and Authorize the
Board to Fix Their Remuneration
5 Reelect Zhang Hongxia as Executive Director Mgmt For For For
6 Reelect Qi Xingli as Executive Director Mgmt For For For
7 Reelect Zhao Suwen as Executive Director Mgmt For For For
8 Reelect Zhang Yanhong as Executive Director Mgmt For Against Against
9 Reelect Zhang Shiping as Non-Executive Mgmt For For For
Director
10 Reelect Wang Zhaoting as Non-Executive Mgmt For For For
Director
11 Reelect Wang Naixin as Independent Mgmt For For For
Non-Executive Director
12 Reelect Xu Wenying as Independent Mgmt For For For
Non-Executive Director
13 Reelect George Chan Wing Yau as Independent Mgmt For For For
Non-Executive Director
14 Reelect Liu Mingping as Supervisor Mgmt For For For
15 Reelect Lu Tianfu as Independent Supervisor Mgmt For For For
16 Reelect Wang Wei as Independent Supervisor Mgmt For For For
17 Other Business (Voting) Mgmt For Against Against
18 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
19 Amend Articles of Association Mgmt For For For
Weiqiao Textile Company Limited
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y95343102 12/16/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve New Cotton/Grey Fabric and Denim Mgmt For For For
Supply Agreement and Related Annual Caps
2 Approve Renewed Supply of Raw Materials Mgmt For For For
Agreement and Related Annual Caps
3 Approve Supplemental Electricity Supply Mgmt For For For
Agreement and Related Annual Caps
Yageo Corp
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y9723R100 06/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve 2007 and 2008 Financial Statements Mgmt For For For
and Statutory Reports
2 Approve 2008 Allocation of Income and Mgmt For For For
Dividends
3 Amend Articles of Association Mgmt For For For
4 Approve Amendment on the Procedures for Mgmt For For For
Loans to Other Parties and for Endorsement
and Guarantee
5 Amend Procedures Governing the Acquisition Mgmt For For For
or Disposal of Assets
6 Approve Amendment on the Election Procedures Mgmt For For For
for Directors and Supervisors
7 Approve Issuance of Overseas Convertible Mgmt For For For
Bonds
8 Approve Issuance of Shares via Private Mgmt For Against Against
Placement
9 Approve Reelection of All Directors and Mgmt For For For
Supervisors
10.1 Elect Pierre T.M. Chen with Shareholder ID Mgmt For For For
No. 2 as Director
10.2 Elect Lawrence Lai-Fu Lin with ID No. Mgmt For For For
F102340709 as Director
10.3 Elect Wood M.Y. Chen Representing Vinhaus Mgmt For For For
Investment Compay with Shareholder ID No.
14091 as Director
10.4 Elect Tzong-Yeong Lin Representing Hsu Chung Mgmt For For For
Investment Ltd with Shareholder ID No. 99108
as Director
10.5 Elect Shih-Chien Yang Representing Hsu Chung Mgmt For For For
Investment Ltd with Shareholder ID No. 99108
as Director
10.6 Elect Paul Chien Representing Hsu Chung Mgmt For For For
Investment Ltd with Shareholder ID No. 99108
as Director
10.7 Elect Dora C.W. Chang Representing Hsu Chung Mgmt For For For
Investment Ltd with Shareholder ID No. 99108
as Director
10.8 Elect Yuan Ho Lai Representing San Tai Mgmt For For For
Investment Ltd with Shareholder ID No. 34987
as Supervisor
10.9 Elect James Y.S. Jan Representing San Tai Mgmt For For For
Investment Ltd with Shareholder ID No. 34987
as Supervisor
11 Approve Release of Restrictions of Mgmt For For For
Competitive Activities of Directors
12 Transact Other Business (Non-Voting) Mgmt N/A N/A N/A
Yanzhou Coal Mining Company Limited
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 984846105 01/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
Yanzhou Coal Mining Company Limited
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y97417102 01/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
Yanzhou Coal Mining Company Limited
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 984846105 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Working Report of the Board of Mgmt For For For
Directors
2 Accept Working Report of the Supervisory Mgmt For For For
Committee
3 Accept Financial Statements and Statutory Mgmt For For For
Reports
4 Approve Profit Distribution Plan and Mgmt For For For
Distribution of Dividends
5 Approve Remuneration of Directors and Mgmt For For For
Supervisors
6 Reappoint Appoint Grant Thornton and Shine Mgmt For For For
Wing Certified Public Accountants Ltd. as
International and PRC Auditors,
Respectively, and Authorize Board to Fix
Their Remuneration
7 Approve Renewal of Liability Insurance for Mgmt For Against Against
Directors, Supervisors and Senior Officers
8 Allow Electronic Distribution of Company Mgmt For For For
Communications
9 Amend Articles of Association Mgmt For For For
10 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
11 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
Yanzhou Coal Mining Company Limited
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y97417102 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Working Report of the Board of Mgmt For For For
Directors
2 Accept Working Report of the Supervisory Mgmt For For For
Committee
3 Accept Financial Statements and Statutory Mgmt For For For
Reports
4 Approve Profit Distribution Plan and Mgmt For For For
Distribution of Dividends
5 Approve Remuneration of Directors and Mgmt For For For
Supervisors
6 Reappoint Appoint Grant Thornton and Shine Mgmt For For For
Wing Certified Public Accountants Ltd. as
International and PRC Auditors,
Respectively, and Authorize Board to Fix
Their Remuneration
7 Approve Renewal of Liability Insurance for Mgmt For Against Against
Directors, Supervisors and Senior Officers
8 Allow Electronic Distribution of Company Mgmt For For For
Communications
9 Amend Articles of Association Mgmt For For For
10 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
11 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
Yanzhou Coal Mining Company Limited
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y97417102 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
Yanzhou Coal Mining Company Limited
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y97417102 12/23/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Provision of Materials Supply Mgmt For For For
Agreement and the Proposed Annual Caps
2 Approve Provision of Labor and Services Mgmt For For For
Supply Agreement and the Proposed Annual Caps
3 Approve Provision of Insurance Fund Mgmt For For For
Administrative Services Agreement and the
Proposed Annual Caps
4 Approve Provision of Coal Products and Mgmt For For For
Materials Agreement and the Proposed Annual
Caps
5 Approve Provision of Electricity and Heat Mgmt For For For
Agreement and the Proposed Annual Caps
6 Approve Acquisition of 74 Percent Equity Mgmt For For For
Interest in Shandong Hua Ju Energy Co., Ltd.
from Yankuang Group Corp. Ltd.
7 Amend Articles of Association Mgmt For For For
FUND NAME: ENHANCED INCOME FUND
ACCENTURE LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACN CUSIP G1150G111 02/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 RE-APPOINTMENT TO THE BOARD OF DIRECTORS: Mgmt For For For
CHARLES H. GIANCARLO
2 RE-APPOINTMENT TO THE BOARD OF DIRECTORS: Mgmt For For For
DINA DUBLON
3 RE-APPOINTMENT TO THE BOARD OF DIRECTORS: Mgmt For For For
WILLIAM D. GREEN
4 RE-APPOINTMENT TO THE BOARD OF DIRECTORS: Mgmt For For For
NOBUYUKI IDEI
5 RE-APPOINTMENT TO THE BOARD OF DIRECTORS: Mgmt For For For
MARJORIE MAGNER
6 Ratification of Auditor Mgmt For For For
ALCON INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACL CUSIP H01301102 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Ratification of Board Acts Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Appointment of Special Auditor Mgmt For For For
6 Elect Kevin Buehler Mgmt For For For
7 Elect Paul Bulcke Mgmt For Against Against
8 Elect Paul Bulcke Mgmt For For For
9 Elect Hermann Wirz Mgmt For Against Against
10 Reduction of Share Capital Mgmt For For For
11 Amendments to Articles Mgmt For For For
BLACKROCK, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BLK CUSIP 09247X101 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect William Demchak Mgmt For Withhold Against
1.2 Elect Kenneth Dunn Mgmt For For For
1.3 Elect Laurence Fink Mgmt For For For
1.4 Elect Robert Kapito Mgmt For Withhold Against
1.5 Elect Brian Moynihan Mgmt For Withhold Against
1.6 Elect Thomas O'Brien Mgmt For For For
2 Ratification of Auditor Mgmt For For For
CISCO SYSTEMS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CSCO CUSIP 17275R102 11/13/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For For
2 ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For For
3 ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For For
4 ELECTION OF DIRECTOR: LARRY R. CARTER Mgmt For For For
5 ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For For
6 ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For For
7 ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt For For For
8 ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For For
9 ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For For
10 ELECTION OF DIRECTOR: MICHAEL K. POWELL Mgmt For For For
11 ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For For
12 ELECTION OF DIRECTOR: JERRY YANG Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding Formation of ShrHoldr Against Against For
a Board Committee on Human Rights
15 Shareholder Proposal Regarding Report on ShrHoldr Against Against For
Internet Fragmentation
COCA-COLA CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KO CUSIP 191216100 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: HERBERT A. ALLEN Mgmt For For For
2 ELECTION OF DIRECTOR: RONALD W. ALLEN Mgmt For For For
3 ELECTION OF DIRECTOR: CATHLEEN P. BLACK Mgmt For For For
4 ELECTION OF DIRECTOR: BARRY DILLER Mgmt For For For
5 ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For For
6 ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For For
7 ELECTION OF DIRECTOR: DONALD R. KEOUGH Mgmt For For For
8 ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO Mgmt For For For
9 ELECTION OF DIRECTOR: DONALD F. MCHENRY Mgmt For For For
10 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For For
11 ELECTION OF DIRECTOR: JAMES D. ROBINSON III Mgmt For For For
12 ELECTION OF DIRECTOR: PETER V. UEBERROTH Mgmt For For For
13 ELECTION OF DIRECTOR: JACOB WALLENBERG Mgmt For For For
14 ELECTION OF DIRECTOR: JAMES B. WILLIAMS Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 SHAREOWNER PROPOSAL REGARDING AN ADVISORY ShrHoldr Against Against For
VOTE ON EXECUTIVE COMPENSATION
17 SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT ShrHoldr Against Against For
BOARD CHAIR
18 SHAREOWNER PROPOSAL REGARDING A BOARD ShrHoldr Against Against For
COMMITTEE ON HUMAN RIGHTS
19 SHAREOWNER PROPOSAL REGARDING RESTRICTED ShrHoldr Against Against For
STOCK
ENSCO INTERNATIONAL INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ESV CUSIP 26874Q100 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Gerald Haddock Mgmt For For For
2 Elect Paul Rowsey, III Mgmt For For For
3 Elect C.Christopher Gaut Mgmt For For For
4 Amendment to the 2005 Long-Term Incentive Mgmt For Against Against
Plan
5 Ratification of Auditor Mgmt For For For
NIKE INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NKE CUSIP 654106103 09/22/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Jill Conway Mgmt For For For
1.2 Elect Alan Graf, Jr. Mgmt For For For
1.3 Elect Jeanne Jackson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
NOBLE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NE CUSIP H5833N103 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amendment to Par Value; Capital Repayment Mgmt For For For
2.1 Elect Julie Edwards Mgmt For For For
2.2 Elect Marc Leland Mgmt For For For
2.3 Elect David Williams Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Amendment Regarding Supermajority Voting Mgmt For For For
NOBLE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NE CUSIP H5833N103 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amendment to Par Value; Capital Repayment Mgmt For For For
2.1 Elect Julie Edwards Mgmt For For For
2.2 Elect Marc Leland Mgmt For For For
2.3 Elect David Williams Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Amendment Regarding Supermajority Voting Mgmt For For For
QUALCOMM INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
QCOM CUSIP 747525103 03/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Barbara Alexander Mgmt For For For
1.2 Elect Stephen Bennett Mgmt For For For
1.3 Elect Donald Cruickshank Mgmt For For For
1.4 Elect Raymond Dittamore Mgmt For For For
1.5 Elect Thomas Horton Mgmt For For For
1.6 Elect Irwin Jacobs Mgmt For For For
1.7 Elect Paul Jacobs Mgmt For For For
1.8 Elect Robert Kahn Mgmt For For For
1.9 Elect Sherry Lansing Mgmt For For For
1.10 Elect Duane Nelles Mgmt For For For
1.11 Elect Marc Stern Mgmt For For For
1.12 Elect Brent Scowcroft Mgmt For For For
2 Ratification of Auditor Mgmt For For For
TRANSOCEAN LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RIG CUSIP H8817H100 05/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accounts and Reports Mgmt For For For
2 Ratification of Board and Management Acts Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Authority to Repurchase Shares Mgmt For For For
5 Amendment to the Long-Term Incentive Plan Mgmt For For For
6 Elect W. Richard Anderson Mgmt For For For
7 Elect Richard George Mgmt For For For
8 Elect Robert Long Mgmt For For For
9 Elect Edward Muller Mgmt For For For
10 Elect Victor Grijalva Mgmt For For For
11 Appointment of Auditor Mgmt For For For
TRANSOCEAN LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RIG CUSIP H8817H100 05/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accounts and Reports Mgmt For For For
2 Ratification of Board and Management Acts Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Authority to Repurchase Shares Mgmt For For For
5 Amendment to the Long-Term Incentive Plan Mgmt For For For
6 Elect W. Richard Anderson Mgmt For For For
7 Elect Richard George Mgmt For For For
8 Elect Robert Long Mgmt For For For
9 Elect Edward Muller Mgmt For For For
10 Elect Victor Grijalva Mgmt For For For
11 Appointment of Auditor Mgmt For For For
FUND NAME: HIGH YIELD BOND FUND
AMERICAN BEACON MONEY MARKET SELECT FUND
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ASRXX CUSIP 02368W101 08/22/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 To approve the new investment management Mgmt For For For
agreement for the Fund
2 To elect Trustees for the Select Funds
2a Elect Alan D. Feld Mgmt For For For
2b Elect W. Humphrey Bogart Mgmt For For For
2c Elect Brenda A. Cline Mgmt For For For
2d Elect Richard A. Massman Mgmt For For For
2e Elect R. Gerald Turner Mgmt For For For
2f Elect Thomas M. Dunning Mgmt For For For
2g Elect Eugene J. Duffy Mgmt For For For
2h Elect Paul J. Zucconi Mgmt For For For
3 To authorize the Select Funds, on behalf of Mgmt For For For
the Fund, to vote to approve the new
investment management agreement for the
Master Trust portfolio in which the Fund
invests
4 To authorize the Select Funds to vote to
elect Trustees for the Master Trust
4a Elect Alan D. Feld Mgmt For For For
4b Elect W. Humphrey Bogart Mgmt For For For
4c Elect Brenda A. Cline Mgmt For For For
4d Elect Richard A. Massman Mgmt For For For
4e Elect R. Gerald Turner Mgmt For For For
4f Elect Thomas M. Dunning Mgmt For For For
4g Elect Eugene J. Duffy Mgmt For For For
4h Elect Paul J. Zucconi Mgmt For For For
FUND NAME: INTERMEDIATE BOND FUND
AMERICAN BEACON MONEY MARKET SELECT FUND
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ASRXX CUSIP 02368W101 08/22/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 To approve the new investment management Mgmt For For For
agreement for the Fund
2 To elect Trustees for the Select Funds
2a Elect Alan D. Feld Mgmt For For For
2b Elect W. Humphrey Bogart Mgmt For For For
2c Elect Brenda A. Cline Mgmt For For For
2d Elect Richard A. Massman Mgmt For For For
2e Elect R. Gerald Turner Mgmt For For For
2f Elect Thomas M. Dunning Mgmt For For For
2g Elect Eugene J. Duffy Mgmt For For For
2h Elect Paul J. Zucconi Mgmt For For For
3 To authorize the Select Funds, on behalf of Mgmt For For For
the Fund, to vote to approve the new
investment management agreement for the
Master Trust portfolio in which the Fund
invests
4 To authorize the Select Funds to vote to
elect Trustees for the Master Trust
4a Elect Alan D. Feld Mgmt For For For
4b Elect W. Humphrey Bogart Mgmt For For For
4c Elect Brenda A. Cline Mgmt For For For
4d Elect Richard A. Massman Mgmt For For For
4e Elect R. Gerald Turner Mgmt For For For
4f Elect Thomas M. Dunning Mgmt For For For
4g Elect Eugene J. Duffy Mgmt For For For
4h Elect Paul J. Zucconi Mgmt For For For
FUND NAME: INTERNATIONAL EQUITY FUND
AMERICAN BEACON MONEY MARKET SELECT FUND
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ASRXX CUSIP 02368W101 08/22/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 To approve the new investment management Mgmt For For For
agreement for the Fund
2 To elect Trustees for the Select Funds
2a Elect Alan D. Feld Mgmt For For For
2b Elect W. Humphrey Bogart Mgmt For For For
2c Elect Brenda A. Cline Mgmt For For For
2d Elect Richard A. Massman Mgmt For For For
2e Elect R. Gerald Turner Mgmt For For For
2f Elect Thomas M. Dunning Mgmt For For For
2g Elect Eugene J. Duffy Mgmt For For For
2h Elect Paul J. Zucconi Mgmt For For For
3 To authorize the Select Funds, on behalf of Mgmt For For For
the Fund, to vote to approve the new
investment management agreement for the
Master Trust portfolio in which the Fund
invests
4 To authorize the Select Funds to vote to
elect Trustees for the Master Trust
4a Elect Alan D. Feld Mgmt For For For
4b Elect W. Humphrey Bogart Mgmt For For For
4c Elect Brenda A. Cline Mgmt For For For
4d Elect Richard A. Massman Mgmt For For For
4e Elect R. Gerald Turner Mgmt For For For
4f Elect Thomas M. Dunning Mgmt For For For
4g Elect Eugene J. Duffy Mgmt For For For
4h Elect Paul J. Zucconi Mgmt For For For
AEON CO. LTD. (FORMERLY JUSCO CO. LTD.)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
8267 ISIN J00288100 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amend Articles To Reflect Digitalization of Mgmt For For For
Share Certificates - Amend Business Lines
2.1 Elect Director Mgmt For For For
2.2 Elect Director Mgmt For For For
2.3 Elect Director Mgmt For For For
2.4 Elect Director Mgmt For For For
2.5 Elect Director Mgmt For For For
2.6 Elect Director Mgmt For For For
2.7 Elect Director Mgmt For For For
2.8 Elect Director Mgmt For Against Against
2.9 Elect Director Mgmt For For For
3 Approve Takeover Defense Plan (Poison Pill) Mgmt For Against Against
ANGLO AMERICAN PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G03764134 04/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Re-elect David Challen as Director Mgmt For For For
3 Re-elect Dr Chris Fay as Director Mgmt For For For
4 Re-elect Sir Rob Margetts as Director Mgmt For For For
5 Re-elect Sir Mark Moody-Stuart as Director Mgmt For For For
6 Re-elect Fred Phaswana as Director Mgmt For For For
7 Re-elect Mamphela Ramphele as Director Mgmt For For For
8 Re-elect Peter Woicke as Director Mgmt For For For
9 Reappoint Deloitte LLP as Auditors of the Mgmt For For For
Company
10 Authorise Board to Fix Remuneration of Mgmt For For For
Auditors
11 Approve Remuneration Report Mgmt For For For
12 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of USD 72,300,000
13 Subject to the Passing of Resolution 12, Mgmt For For For
Authorise Issue of Equity or Equity-Linked
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of USD 36,100,000
14 Authorise 197,300,000 Ordinary Shares for Mgmt For For For
Market Purchase
BP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G12793108 04/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Remuneration Report Mgmt For Against Against
3 Re-elect Antony Burgmans as Director Mgmt For For For
4 Re-elect Cynthia Carroll as Director Mgmt For For For
5 Re-elect Sir William Castell as Director Mgmt For For For
6 Re-elect Iain Conn as Director Mgmt For For For
7 Re-elect George David as Director Mgmt For For For
8 Re-elect Erroll Davis, Jr as Director Mgmt For For For
9 Elect Robert Dudley as Director Mgmt For For For
10 Re-elect Douglas Flint as Director Mgmt For For For
11 Re-elect Dr Byron Grote as Director Mgmt For For For
12 Re-elect Dr Tony Hayward as Director Mgmt For For For
13 Re-elect Andy Inglis as Director Mgmt For For For
14 Re-elect Dr DeAnne Julius as Director Mgmt For For For
15 Re-elect Sir Tom McKillop as Director Mgmt For Against Against
16 Re-elect Sir Ian Prosser as Director Mgmt For For For
17 Re-elect Peter Sutherland as Director Mgmt For For For
18 Reappoint Ernst & Young LLP as Auditors and Mgmt For For For
Authorise Board to Fix Their Remuneration
19 Authorise 1,800,000,000 Ordinary Shares for Mgmt For For For
Market Purchase
20 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of USD 1,561,000,000
21 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of USD 234,000,000
22 Approve That a General Meeting Other Than an Mgmt For For For
Annual General Meeting May Be Called on Not
Less Than 14 Clear Days' Notice
CANON INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
7751 CINS J05124144 03/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Allocation of Income, With a Final Mgmt For For For
Dividend of JY 55
2 Amend Articles to Reflect Digitalization of Mgmt For For For
Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
3.13 Elect Director Mgmt For For For
3.14 Elect Director Mgmt For For For
3.15 Elect Director Mgmt For For For
3.16 Elect Director Mgmt For For For
3.17 Elect Director Mgmt For For For
3.18 Elect Director Mgmt For For For
3.19 Elect Director Mgmt For For For
3.20 Elect Director Mgmt For For For
3.21 Elect Director Mgmt For For For
3.22 Elect Director Mgmt For For For
3.23 Elect Director Mgmt For For For
3.24 Elect Director Mgmt For For For
3.25 Elect Director Mgmt For For For
4 Approve Retirement Bonus for Director Mgmt For For For
5 Approve Payment of Annual Bonuses to Mgmt For For For
Directors
6 Approve Stock Option Plan Mgmt For For For
CARREFOUR
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F13923119 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Financial Statements and Discharge Mgmt For For For
Directors
2 Accept Consolidated Financial Statements and Mgmt For For For
Statutory Reports
3 Approve Transaction with Jose-Luis Duran Re: Mgmt For For For
Severance Payments
4 Approve Transaction with Lars Olofsson Re: Mgmt For For For
Severance Payments
5 Approve Treatment of Losses and Dividends of Mgmt For For For
EUR 1.08 per Share
6 Elect Lars Olofsson as Director Mgmt For For For
7 Reelect Rene Abate as Director Mgmt For For For
8 Reelect Nicolas Bazire as Director Mgmt For For For
9 Reelect Jean-Martin Folz as Director Mgmt For For For
10 Reappoint Deloitte & Associes as Audito and Mgmt For For For
BEAS as Alternate Auditor
11 Reappoint KPMG as Auditor Mgmt For For For
12 Ratify Bernard Perot as Alternate Auditor Mgmt For For For
13 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Against
Issued Share Capital
14 Approve Reduction in Share Capital via Mgmt For For For
Cancellation of Repurchased Shares
15 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of EUR
500 Million
16 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without Preemptive
Rights up to Aggregate Nominal Amount of EUR
350 Million
17 Authorize Board to Increase Capital in the Mgmt For Against Against
Event of Additional Demand Related to
Delegation Submitted to Shareholder Vote
Above
18 Authorize Capitalization of Reserves of Up Mgmt For For For
to EUR 500 Million for Bonus Issue or
Increase in Par Value
19 Authorize up to 3 Percent of Issued Capital Mgmt For Against Against
for Use in Stock Option Plan
20 Authorize up to 0.2 Percent of Issued Mgmt For Against Against
Capital for Use in Restricted Stock Plan
21 Approve Employee Stock Purchase Plan Mgmt For For For
22 Approve Employee Stock Purchase Plan for Mgmt For For For
International Employees
CENTRAL JAPAN RAILWAY CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
9022 CINS J05523105 06/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Allocation of Income, with a Final Mgmt For For For
Dividend of JPY 4500
2 Amend Articles To Reflect Digitalization of Mgmt For Against Against
Share Certificates - Allow Company to Make
Rules on Exercise of Shareholder Rights
3 Elect Director Mgmt For For For
4 Appoint Statutory Auditor Mgmt For For For
CENTRICA PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G2018Z143 05/11/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Remuneration Report Mgmt For For For
3 Approve Final Dividend of 8.73 Pence Per Mgmt For For For
Ordinary Share
4 Elect Mark Hanafin as Director Mgmt For For For
5 Re-elect Sam Laidlaw as Director Mgmt For For For
6 Re-elect Andrew Mackenzie as Director Mgmt For For For
7 Re-elect Helen Alexander as Director Mgmt For For For
8 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For
Auditors of the Company
9 Authorise Board to Determine Remuneration of Mgmt For For For
Auditors
10 Auth. Company and Subsidiaries to Make EU Mgmt For For For
Political Donations to Political Parties or
Independent Election Candidates up to GBP
80,000, to Political Org. Other than
Political Parties up to GBP 80,000 and to
Incur EU Political Expenditure up to GBP
80,000
11 Approve Increase in Authorised Ordinary Mgmt For For For
Share Capital from GBP 432,198,765 to GBP
555,655,555
12 Authorise Issue of Equity with Pre-emptive Mgmt For For For
Rights Under a General Authority up to GBP
105,092,036 and an Additional Amount
Pursuant to a Rights Issue of up to GBP
210,184,073 After Deducting Any Securities
Issued Under the General Authority
13 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 15,765,382
14 Authorise 510,798,378 Ordinary Shares for Mgmt For For For
Market Purchase
15 Approve That a General Meeting Other Than an Mgmt For For For
Annual General Meeting May Be Called on Not
Less Than 14 Clear Days' Notice
CENTRICA PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G2018Z143 06/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve the Transactions on the Terms Set Mgmt For For For
Out in the Transaction Agreements
CENTRICA PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G2018Z143 11/21/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Increase in Authorised Ordinary Mgmt For For For
Share Capital from GBP 275,100,000 to GBP
432,098,765; Authorise Issue of Equity or
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of GBP
180,515,131
2 Subject to the Passing of Resolution 1, Mgmt For For For
Authorise Issue of Equity or Equity-Linked
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 15,700,000
CHIYODA CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
6366 CINS J06237101 06/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Allocation of Income, with a Final Mgmt For For For
Dividend of JPY 7.5
2 Amend Articles To Reflect Digitalization of Mgmt For Against Against
Share Certificates - Reduce Directors' Term
- Authorize Share Buybacks at Board's
Discretion
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
4 Appoint Statutory Auditor Mgmt For For For
5 Approve Retirement Bonuses and Special Mgmt For Against Against
Payments in Connection with Abolition of
Retirement Bonus System
6 Approve Adjustment to Aggregate Compensation Mgmt For For For
Ceilings for Directors and Statutory Auditors
CHUO MITSUI TRUST HOLDINGS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
8309 CINS J0752J108 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Allocation of Income, with a Final Mgmt For For For
Dividend of JPY 5 for Ordinary Shares
2 Amend Articles To Reflect Digitalization of Mgmt For For For
Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
4.1 Appoint Statutory Auditor Mgmt For For For
4.2 Appoint Statutory Auditor Mgmt For For For
4.3 Appoint Statutory Auditor Mgmt For For For
4.4 Appoint Statutory Auditor Mgmt For Against Against
4.5 Appoint Statutory Auditor Mgmt For Against Against
5 Approve Retirement Bonus Payment for Mgmt For Against Against
Statutory Auditors
CIBA HOLDING AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CSBHY CINS H14405106 12/02/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Share Re-registration Consent Mgmt For For For
CIBA HOLDING AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CSBHY CINS H14405106 12/02/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amend Articles Re: Deletion of Voting Rights Mgmt For For For
Restrictions
2.1 Elect Hans-Ulrich Engel as Director Mgmt For Against Against
2.2 Elect Hans-Walther Reiners as Director Mgmt For Against Against
2.3 Elect Joerg Buchmueller as Director Mgmt For Against Against
CREDIT AGRICOLE SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F22797108 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Financial Statements and Discharge Mgmt For For For
Directors
2 Accept Consolidated Financial Statements and Mgmt For For For
Statutory Reports
3 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 0.45 per Share
4 Approve Stock Dividend Program (Cash or Mgmt For For For
Shares)
5 Approve Auditors' Special Report Regarding Mgmt For For For
Related-Party Transactions
6 Approve Transaction with Georges Pauget Re: Mgmt For For For
Pension Benefits
7 Approve Transaction with Jean-Yves Rocher Mgmt For For For
Re: Pension Benefits
8 Approve Transaction with Jacques Lenormand Mgmt For For For
Re: Pension Benefits
9 Approve Transaction with Jean-Frederic de Mgmt For For For
Leusse Re: Pension Benefits
10 Reelect SAS Rue La Boetie as Director Mgmt For Against Against
11 Reelect Gerard Cazals as Director Mgmt For Against Against
12 Reelect Noel Dupuy as Director Mgmt For Against Against
13 Reelect Carole Giraud as Director Mgmt For Against Against
14 Reelect Dominique Lefebvre as Director Mgmt For Against Against
15 Ratify Appointment of Patrick Clavelou as Mgmt For Against Against
Director
16 Reelect Patrick Clavelou as Director Mgmt For Against Against
17 Elect Laurence Dors Meary as Director Mgmt For For For
18 Approve Remuneration of Directors in the Mgmt For For For
Aggregate Amount of EUR 950,000
19 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Ordinary Share Capital
20 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Against
Preference Share Capital, Subject to
Approval of Item 23, 24, 36, or 37
21 Amend Article 10.2 of Bylaws Re: Maximum Mgmt For For For
Number of Terms for Directors
22 Authorize New Class of Preferred Stock and Mgmt For Against Against
Amend Bylaws Accordingly, Subject to
Approval of Item 23, 24, 36, or 37
23 Authorize Issuance of Preferred Stock with Mgmt For Against Against
Preemptive Rights for Up to Aggregate
Nominal Amount of EUR 2,226,342,496, Subject
to Approval of Item 22
24 Authorize Issuance of Preferred Stock Mgmt For Against Against
without Preemptive Rights for Up to
Aggregate Nominal Amount of EUR
2,226,342,496, Subject to Approval of Item 22
25 Authorize Board to Increase Capital in the Mgmt For Against Against
Event of Additional Demand Related to
Delegation Submitted to Shareholder Vote
Above
26 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of EUR
3.3 Billion
27 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without Preemptive
Rights up to Aggregate Nominal Amount of EUR
1 Billion
28 Authorize Board to Increase Capital in the Mgmt For For For
Event of Additional Demand Related to
Delegation Submitted to Shareholder Vote
Above
29 Authorize Capital Increase of up to 10 Mgmt For For For
Percent of Issued Capital for Future
Acquisitions
30 Authorize Board to Set Issue Price for 10 Mgmt For Against Against
Percent of Issued Capital Pursuant to
Issuance Authority without Preemptive Rights
31 Set Global Limit for Capital Increase to Mgmt For Against Against
Result from Issuance Requests under Items 23
through 30 at EUR 5.5 Billion
32 Approve Issuance of Securities Convertible Mgmt For For For
into Debt up to an Aggregate Amount of EUR 5
Billion
33 Authorize Capitalization of Reserves of Up Mgmt For For For
to EUR 1 Billion for Bonus Issue or Increase
in Par Value
34 Approve Employee Stock Purchase Plan Mgmt For For For
35 Approve Stock Purchase Plan Reserved for Mgmt For For For
International Employees
36 Approve Employee Preferred Stock Purchase Mgmt For Against Against
Plan, Subject to Approval of Item 22
37 Approve Employee Preferred Stock Purchase Mgmt For Against Against
Plan for International Employees, Subject to
Approval of Item 22
38 Approve Reduction in Share Capital via Mgmt For For For
Cancellation of Repurchased Shares
39 Approve Reduction in Share Capital via Mgmt For Against Against
Cancellation of Repurchased Preference Shares
40 Authorize Filing of Required Documents/Other Mgmt For For For
Formalities
DBS GROUP HOLDINGS LTD. (FORMERLY DEVELOPMENT BANK OF SINGAPORE)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y20246107 04/08/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Singapore
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Adopt Financial Statements and Directors' Mgmt For N/A N/A
and Auditors' Reports
2 Declare Final Dividend of SGD 0.14 Per Share Mgmt For N/A N/A
3.1 Approve Directors' Fees of SGD 1.5 Million Mgmt For N/A N/A
(2007: SGD 1.7 Million)
3.2 Approve Special Remuneration of SGD 2.0 Mgmt For N/A N/A
Million for Koh Boon Hwee
4 Reappoint PricewaterhouseCoopers LLC as Mgmt For N/A N/A
Auditors and Authorize Board to Fix Their
Remuneration
5.1 Reelect Koh Boon Hwee as Director Mgmt For N/A N/A
5.2 Reelect Christopher Cheng Wai Chee as Mgmt For N/A N/A
Director
6.1 Reelect Richard Daniel Stanley as Director Mgmt For N/A N/A
6.2 Reelect Euleen Goh Yiu Kiang as Director Mgmt For N/A N/A
6.3 Reelect Bart Joseph Broadman as Director Mgmt For N/A N/A
7 Reelect Andrew Robert Fowell Buxton as Mgmt For N/A N/A
Director
8.1 Approve Issuance of Shares and/or Grant Mgmt For N/A N/A
Awards Pursuant to the DBSH Share Option
Plan and/or the DBSH Share Plan
8.2 Approve Issuance of Shares Under Preemptive Mgmt For N/A N/A
Rights
DBS GROUP HOLDINGS LTD. (FORMERLY DEVELOPMENT BANK OF SINGAPORE)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y20246107 04/08/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Special Singapore
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Authorize Share Repurchase Program Mgmt For N/A N/A
2 Approve Extension and Modification of the Mgmt For N/A N/A
DBSH Share Plan
3 Amend Articles of Association Mgmt For N/A N/A
4 Approve Issuance of Shares, New NRPS and New Mgmt For N/A N/A
RPS Pursuant to the DBSH Scrip Dividend
Scheme
DEUTSCHE POST AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D19225107 04/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Receive Financial Statements and Statutory Mgmt N/A N/A N/A
Reports for Fiscal 2008 (Non-Voting)
2 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 0.60 per Share
3 Approve Discharge of Management Board for Mgmt For For For
Fiscal 2008
4 Approve Discharge of Supervisory Board for Mgmt For For For
Fiscal 2008
5 Ratify PricewaterhouseCoopers AG as Auditors Mgmt For For For
for Fiscal 2009
6 Authorize Share Repurchase Program and Mgmt For For For
Reissuance or Cancellation of Repurchased
Shares
7 Authorize Use of Financial Derivatives when Mgmt For For For
Repurchasing Shares
8 Approve Creation of EUR 240 Million Pool of Mgmt For For For
Capital without Preemptive Rights
9.1 Elect Ulrich Schroeder to the Supervisory Mgmt For For For
Board
9.2 Elect Henning Kagermann to the Supervisory Mgmt For For For
Board
9.3 Elect Stefan Schulte to the Supervisory Board Mgmt For For For
10 Amend Articles Re: Proxy Voting and Location Mgmt For For For
of General Meeting
E.ON AG (FORMERLY VEBA AG)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D24914133 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Receive Financial Statements and Statutory Mgmt N/A N/A N/A
Reports for Fiscal 2008 (Non-Voting)
2 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 1.50 per Share
3 Approve Discharge of Management Board for Mgmt For For For
Fiscal 2008
4 Approve Discharge of Supervisory Board for Mgmt For For For
Fiscal 2008
5 Elect Jens Heyerdahl to the Supervisory Board Mgmt For For For
6.1 Ratify PricewaterhouseCoopers AG as Auditors Mgmt For For For
for Fiscal 2009
6.2 Ratify PricewaterhouseCoopers AG as Auditors Mgmt For For For
for the Inspection of the Abbreviated
Financial Statements for the First Half of
Fiscal 2009
7 Authorize Share Repurchase Program and Mgmt For For For
Reissuance or Cancellation of Repurchased
Shares; Authorize Use of Financial
Derivatives When Repurchasing Shares
8 Approve Creation of EUR 460 Million Pool of Mgmt For For For
Capital without Preemptive Rights
9.1 Approve Issuance of Warrants/Bonds with Mgmt For For For
Warrants Attached/Convertible Bonds without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 5 Billion; Approve Creation of
EUR 175 Million Pool of Capital to Guarantee
Conversion Rights
9.2 Approve Issuance of Warrants/Bonds with Mgmt For For For
Warrants Attached/Convertible Bonds without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 5 Billion; Approve Creation of
EUR 175 Million Pool of Capital to Guarantee
Conversion Rights
10 Amend Corporate Purpose Mgmt For For For
11.1 Amend Articles Re: Audio and Video Mgmt For For For
Transmission at Annual Meeting due to New
German Legislation (Law on Transposition of
EU Shareholders' Rights Directive)
11.2 Amend Articles Re: Voting Rights Mgmt For For For
Representation at Annual Meeting due to New
German Legislation (Law on Transposition of
EU Shareholders' Rights Directive)
11.3 Amend Articles Re: Convocation of Annual Mgmt For For For
Meeting due to New German Legislation (Law
on Transposition of EU Shareholders' Rights
Directive)
12 Approve Affiliation Agreement with E.ON Mgmt For For For
Einundzwanzigste Verwaltungs GmbH
13 Approve Affiliation Agreement with E.ON Mgmt For For For
Zweiundzwanzigste Verwaltungs GmbH
FINMECCANICA SPA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS T4502J151 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Italy
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2.1 Slate Submitted by the Italian Ministry o Mgmt N/A N/A N/A
Economy and Finance
2.2 Slate Submitted by Mediobanca Spa Mgmt N/A N/A N/A
2.3 Slate Submitted by Institutional Investors Mgmt N/A For N/A
3 Appoint Chairman of the Internal Statutory Mgmt For For For
Auditors
4 Approve Remuneration of Internal Statutory Mgmt For For For
Auditors
5 Authorize Share Repurchase Program and Mgmt For For For
Reissuance of Repurchased Shares
FRANCE TELECOM
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F4113C103 05/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Financial Statements and Discharge Mgmt For For For
Directors
2 Accept Consolidated Financial Statements and Mgmt For For For
Statutory Reports
3 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 1.40 per Share
4 Approve Auditors' Special Report Regarding Mgmt For Against Against
Related-Party Transactions
5 Renew Appointment of Ernst and Young Audit Mgmt For For For
as Auditor
6 Renew Appointment of Auditex as Alternate Mgmt For For For
Auditor
7 Renew Appointment of Deloitte and Associes Mgmt For For For
as Auditor
8 Renew Appointment of BEAS as Alternate Mgmt For For For
Auditor
9 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
10 Amend Article 13 of Bylaws Re: Shareholding Mgmt For For For
Requirements for Directors
11 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of EUR
2 Billion
12 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without Preemptive
Rights, with the Possibility Not to Offer
them to the Public, up to Aggregate Nominal
Amount of EUR 1.5 Billion
13 Authorize Board to Increase Capital in the Mgmt For For For
Event of Additional Demand Related to
Delegation Submitted to Shareholder Vote
Above
14 Authorize Capital Increase of Up to EUR 1.5 Mgmt For For For
Billion for Future Exchange Offers
15 Authorize Capital Increase of up to 10 Mgmt For For For
Percent of Issued Capital for Future
Acquisitions
16 Authorize Capital Increase of up to EUR 70 Mgmt For For For
Million Reserved for Holders of Orange SA
Stock Options or Shares in Connection with
France Telecom Liquidity Agreement
17 Authorize up to EUR 1 Million for Issuance Mgmt For For For
of Free Option-Based Liquidity Instruments
Reserved for Holders of Orange SA Stock
Options Benefitting from a Liquidity
Agreement
18 Set Global Limit for Capital Increase to Mgmt For For For
Result from All Issuance Requests at EUR 3.5
Billion
19 Approve Issuance of Securities Convertible Mgmt For For For
into Debt up to an Aggregate Amount of EUR 7
Billion
20 Authorize Capitalization of Reserves of Up Mgmt For For For
to EUR 2 Billion for Bonus Issue or Increase
in Par Value
21 Authorize up to 1 Percent of Issued Capital Mgmt For Against Against
for Use in Restricted Stock Plan
22 Approve Employee Stock Purchase Plan Mgmt For For For
23 Approve Reduction in Share Capital via Mgmt For For For
Cancellation of Repurchased Shares
24 Authorize Filing of Required Documents/Other Mgmt For For For
Formalities
GLAXOSMITHKLINE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G3910J112 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Remuneration Report Mgmt For For For
3 Elect James Murdoch as Director Mgmt For For For
4 Re-elect Larry Culp as Director Mgmt For For For
5 Re-elect Sir Crispin Davis as Director Mgmt For For For
6 Re-elect Dr Moncef Slaoui as Director Mgmt For For For
7 Re-elect Tom de Swaan as Director Mgmt For For For
8 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For
Auditors of the Company
9 Authorise the Audit Committee to Fix Mgmt For For For
Remuneration of Auditors
10 Authorise the Company and its Subsidiaries Mgmt For For For
to Make EU Political Donations to Political
Organisations Other than Political Parties
up to GBP 50,000 and to Incur EU Political
Expenditure up to GBP 50,000
11 Authorise Issue of Equity with Pre-emptive Mgmt For For For
Rights Under a General Authority up to GBP
432,359,137 and an Additional Amount
Pursuant to a Rights Issue of up to GBP
864,692,333 After Deducting Any Securities
Issued Under the General Authority
12 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 64,854,519
13 Authorise 518,836,153 Ordinary Shares for Mgmt For For For
Market Purchase
14 Approve the Exemption from Statement of the Mgmt For For For
Name of the Senior Statutory Auditor in
Published Copies of the Auditor's Reports
15 Approve That a General Meeting of the Mgmt For For For
Company Other Than an Annual General Meeting
May Be Called on Not Less Than 14 Clear
Days' Notice
16 Approve GlaxoSmithKline 2009 Performance Mgmt For For For
Share Plan
17 Approve GlaxoSmithKline 2009 Share Option Mgmt For For For
Plan
18 Approve GlaxoSmithKline 2009 Deferred Annual Mgmt For For For
Bonus Plan
HSBC HOLDINGS PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G4634U169 03/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Increase in Authorised Ordinary Mgmt For For For
Share Capital from USD 7,500,100,000, GBP
401,500 and EUR 100,000 to USD
10,500,100,000, GBP 401,500 and EUR 100,000
2 Subject to the Passing of Resolution 1, Mgmt For For For
Authorise Issue of Equity or Equity-Linked
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of USD
2,530,200,000 (Rights Issue)
3 Subject to the Passing of Resolution 2, Mgmt For For For
Authorise Issue of Equity or Equity-Linked
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of USD
2,530,200,000 (Rights Issue)
HSBC HOLDINGS PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G4634U169 05/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Remuneration Report Mgmt For For For
3.1 Re-elect Safra Catz as Director Mgmt For For For
3.2 Re-elect Vincent Cheng as Director Mgmt For For For
3.3 Elect Marvin Cheung as Director Mgmt For For For
3.4 Re-elect John Coombe as Director Mgmt For For For
3.5 Re-elect Jose Duran as Director Mgmt For For For
3.6 Re-elect Rona Fairhead as Director Mgmt For For For
3.7 Re-elect Douglas Flint as Director Mgmt For For For
3.8 Re-elect Alexander Flockhart as Director Mgmt For For For
3.9 Re-elect Lun Fung as Director Mgmt For For For
3.10 Re-elect Michael Geoghegan as Director Mgmt For For For
3.11 Re-elect Stephen Green as Director Mgmt For For For
3.12 Re-elect Stuart Gulliver as Director Mgmt For For For
3.13 Re-elect James Hughes-Hallett as Director Mgmt For For For
3.14 Re-elect William Laidlaw as Director Mgmt For For For
3.15 Elect Rachel Lomax as Director Mgmt For For For
3.16 Re-elect Sir Mark Moody-Stuart as Director Mgmt For For For
3.17 Re-elect Gwyn Morgan as Director Mgmt For For For
3.18 Re-elect Nagavara Murthy as Director Mgmt For For For
3.19 Re-elect Simon Robertson as Director Mgmt For For For
3.20 Elect John Thornton as Director Mgmt For For For
3.21 Re-elect Sir Brian Williamson as Director Mgmt For For For
4 Reappoint KPMG Audit plc as Auditors and Mgmt For For For
Authorise the Group Audit Committee to
Determine Their Remuneration
5 Auth. Issuance of Non-Cumulative Pref. Mgmt For For For
Shares with Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 100,000, EUR
100,000 and USD 85,500; and Auth. Issuance
of Ord. Shares with Pre-emptive Rights up to
Aggregate Nominal Amount of USD 1,720,481,200
6 Subject to the Passing of Resolution 5, Mgmt For For For
Authorise Issue of Equity or Equity-Linked
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of USD 430,120,300
7 Authorise 1,720,481,200 Ordinary Shares for Mgmt For For For
Market Purchase
8 Adopt New Articles of Association Mgmt For For For
9 Approve General Meetings Other Than an Mgmt For For For
Annual General Meetings to be Called on 14
Clear Days' Notice
INSURANCE AUSTRALIA GROUP LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IAG CINS Q49361100 11/11/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Australia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Brian Schwartz as Director Mgmt For For For
2 Elect James Strong as Director Mgmt For For For
3 Elect Richard Talbot as Director ShrHldr Against N/A N/A
4 Elect Philip Twyman as Director Mgmt For For For
5 Approve Remuneration Report for the Mgmt For For For
Financial Year Ended June 30, 2008
JS GROUP CORP. (FORMERLY TOSTEM INAX HOLDING CORP.)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
5938 CINS J2855M103 06/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amend Articles To Reflect Digitalization of Mgmt For For For
Share Certificates
2.1 Elect Director Mgmt For For For
2.2 Elect Director Mgmt For For For
2.3 Elect Director Mgmt For For For
2.4 Elect Director Mgmt For For For
2.5 Elect Director Mgmt For For For
2.6 Elect Director Mgmt For For For
2.7 Elect Director Mgmt For For For
2.8 Elect Director Mgmt For For For
2.9 Elect Director Mgmt For For For
3 Appoint Alternate Statutory Auditor Mgmt For For For
JULIUS BAER HOLDING AG (FORMERLY BAER HOLDINGS)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H4407G263 04/08/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For N/A N/A
Reports
2 Approve Allocation of Income and Dividends Mgmt For N/A N/A
of CHF 0.50 per Share
3 Approve Discharge of Board and Senior Mgmt For N/A N/A
Management
4.1 Reelect Raymond Baer as Director Mgmt For N/A N/A
4.2 Elect Leonhard Fischer as Director Mgmt For N/A N/A
5 Ratify KPMG AG as Auditors Mgmt For N/A N/A
6 Approve CHF 220,175 Reduction in Share Mgmt For N/A N/A
Capital via Cancellation of 4.4 Million
Repurchased Shares
7 Amend Articles Re: Auditors, AGM Resolutions Mgmt For N/A N/A
on Sale of Shares in Julius Baer & Co. AG,
Shareholding Requirement for Board Members
JULIUS BAER HOLDING AG (FORMERLY BAER HOLDINGS)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H4407G263 06/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Authorize CHF 4.9 Billion Transfer from Mgmt For For For
Legal Reserves to Free Reserves
2 Amend Corporate Purpose Mgmt For For For
3.1 Approve Special Dividend in Form of Julius Mgmt For For For
Baer Gruppe AG Shares
3.2 Change Company Name to GAM Holding AG Mgmt For For For
4 Authorize Cancelation of Share Repurchase Mgmt For For For
Program
5.1 Elect Johannes de Gier as Director Mgmt For Against Against
5.2 Elect Hugh Scott-Barrett as Director Mgmt For For For
5.3 Elect Dieter Enkelmann as Director Mgmt For Against Against
KDDI CORPORATION (FRM. DDI CORP.)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
9433 CINS J31843105 06/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Allocation of Income, with a Final Mgmt For For For
Dividend of JPY 5500
2 Amend Articles To Reflect Digitalization of Mgmt For For For
Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
4 Appoint Statutory Auditor Mgmt For Against Against
5 Approve Adjustment to Aggregate Compensation Mgmt For For For
Ceiling for Statutory Auditors
6 Approve Annual Bonus Payment to Directors Mgmt For For For
and Statutory Auditors
KONINKLIJKE DSM N.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS N5017D122 03/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Open Meeting Mgmt N/A N/A N/A
2 Receive Report of Management Board Mgmt N/A N/A N/A
(Non-Voting)
3 Approve Financial Statements and Statutory Mgmt For For For
Reports
4.1 Receive Explanation on Company's Reserves Mgmt N/A N/A N/A
and Dividend Policy
4.2 Approve Dividends of EUR 1.20 Per Share Mgmt For For For
5.1 Approve Discharge of Management Board Mgmt For For For
5.2 Approve Discharge of Supervisory Board Mgmt For For For
6.1 Reelect P. Hochuli to Supervisory Board Mgmt For For For
6.2 Reelect C. Sonder to Supervisory Board Mgmt For For For
7 Withdrawn Item (Previously: Approve Mgmt N/A N/A N/A
Remuneration Report Containing Remuneration
Policy for Management Board Members)
8.1 Grant Board Authority to Issue Shares Up To Mgmt For For For
10 Percent of Issued Capital Plus Additional
10 Percent in Case of Takeover/Merger and
Restricting/Excluding Preemptive Rights
8.2 Authorize Board to Exclude Preemptive Rights Mgmt For For For
from Issuance under Item 8a
9 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
10 Authoriize Reduction of Up to 10 Percent of Mgmt For For For
Share Capital by Cancellation of Shares
11 Amend Articles Re: Adopt New Share Mgmt For For For
Repurchase Limit, Remove Cumulative
Preference Shares C, and Other Changes
12 Allow Questions Mgmt N/A N/A N/A
13 Close Meeting Mgmt N/A N/A N/A
MEDIASET SPA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS T6688Q107 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Italy
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements, Consolidated Mgmt For For For
Financial Statements, and Statutory Reports
2 Approve Allocation of Income Mgmt For For For
3 Fix Number of Directors Mgmt For For For
4 Fix Directors' Term Mgmt For For For
5 Approve Remuneration of Directors Mgmt For For For
6 Elect Directors Mgmt For Against Against
7 Approve Stock Option Plan for XXX Mgmt For For For
8 Authorize Share Repurchase Program and Mgmt For For For
Reissuance of Repurchased Shares
MITSUBISHI UFJ FINANCIAL GROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
8306 CINS J44497105 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Allocation of Income, with a Final Mgmt For For For
Dividend of JPY 5 for Ordinary Shares
2 Amend Articles To Amend Provisions on Mgmt For For For
Preferred Shares to Reflect Cancellation -
Reflect Digitalization of Share Certificates
- Authorize Public Announcements in
Electronic Format
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
3.13 Elect Director Mgmt For For For
3.14 Elect Director Mgmt For For For
3.15 Elect Director Mgmt For Against Against
3.16 Elect Director Mgmt For For For
3.17 Elect Director Mgmt For Against Against
4.1 Appoint Statutory Auditor Mgmt For For For
4.2 Appoint Statutory Auditor Mgmt For Against Against
4.3 Appoint Statutory Auditor Mgmt For Against Against
4.4 Appoint Statutory Auditor Mgmt For For For
NGK SPARK PLUG CO. LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
5334 CINS J49119100 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amend Articles To Reflect Digitalization of Mgmt For For For
Share Certificates
2.1 Elect Director Mgmt For For For
2.2 Elect Director Mgmt For For For
2.3 Elect Director Mgmt For For For
2.4 Elect Director Mgmt For For For
2.5 Elect Director Mgmt For For For
2.6 Elect Director Mgmt For For For
2.7 Elect Director Mgmt For For For
2.8 Elect Director Mgmt For For For
2.9 Elect Director Mgmt For For For
2.10 Elect Director Mgmt For For For
2.11 Elect Director Mgmt For For For
2.12 Elect Director Mgmt For For For
2.13 Elect Director Mgmt For For For
2.14 Elect Director Mgmt For For For
2.15 Elect Director Mgmt For For For
2.16 Elect Director Mgmt For For For
2.17 Elect Director Mgmt For For For
2.18 Elect Director Mgmt For For For
2.19 Elect Director Mgmt For For For
2.20 Elect Director Mgmt For For For
2.21 Elect Director Mgmt For For For
NOKIA CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X61873133 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Finland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Open Meeting Mgmt N/A N/A N/A
2 Calling the Meeting to Order Mgmt N/A N/A N/A
3 Designate Inspector or Shareholder Mgmt For For For
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting Mgmt For For For
5 Prepare and Approve List of Shareholders Mgmt For For For
6 Receive Financial Statements and Statutory Mgmt N/A N/A N/A
Reports; Receive Auditor's Report; Receive
CEO's Review
7 Accept Financial Statements and Statutory Mgmt For For For
Reports
8 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 0.40 Per Share
9 Approve Discharge of Board and President Mgmt For For For
10 Approve Remuneration of Directors in the Mgmt For For For
Amount of EUR 440,000 for Chairman, EUR
150,000 for Vice Chairman, and EUR 130,000
for Other Directors; Approve Remuneration
for Committee Work
11 Fix Number of Directors at 11 Mgmt For For For
12 Reelect Georg Ehrnrooth, Lalita D. Gupte, Mgmt For For For
Bengt Holmstrom, Henning Kagermann,
Olli-Pekka Kallasvuo, Per Karlsson, Jorma
Ollila, Marjorie Scardino, Risto Siilasmaa,
and Keijo Suila as Directors; Elect Isabel
Marey-Semper as New Director
13 Approve Remuneration of Auditors Mgmt For For For
14 Ratify PricewaterhouseCoopers Oy as Auditors Mgmt For For For
15 Authorize Repurchase of up to 360 Million Mgmt For For For
Nokia Shares
16 Close Meeting Mgmt N/A N/A N/A
NOMURA RESEARCH INSTITUTE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
4307 CINS J5900F106 06/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amend Articles To Reflect Digitalization of Mgmt For For For
Share Certificates
2.1 Elect Director Mgmt For For For
2.2 Elect Director Mgmt For For For
2.3 Elect Director Mgmt For For For
2.4 Elect Director Mgmt For For For
2.5 Elect Director Mgmt For For For
2.6 Elect Director Mgmt For For For
2.7 Elect Director Mgmt For For For
2.8 Elect Director Mgmt For For For
2.9 Elect Director Mgmt For For For
2.10 Elect Director Mgmt For For For
2.11 Elect Director Mgmt For Against Against
3 Appoint Statutory Auditor Mgmt For For For
PUBLIC POWER CORPORATION S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X7023M103 06/25/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Greece
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For N/A N/A
Reports
2 Approve Omission of Dividends Mgmt For N/A N/A
3 Approve Discharge of Board and Auditors Mgmt For N/A N/A
4 Ratify Director Appointments Mgmt For N/A N/A
5 Amend Company Articles Mgmt For N/A N/A
6 Approve Director Remuneration Mgmt For N/A N/A
7 Approve Auditors and Fix Their Remuneration Mgmt For N/A N/A
8 Other Business Mgmt For N/A N/A
PUBLIC POWER CORPORATION S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X7023M103 07/31/2008 Unvoted
MEETING TYPE COUNTRY OF TRADE
Special Greece
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Director Mgmt For N/A N/A
ROYAL DUTCH SHELL PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G7690A100 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Remuneration Report Mgmt For Against Against
3 Elect Simon Henry as Director Mgmt For For For
4 Re-elect Lord Kerr of Kinlochard as Director Mgmt For For For
5 Re-elect Wim Kok as Director Mgmt For For For
6 Re-elect Nick Land as Director Mgmt For For For
7 Re-elect Jorma Ollila as Director Mgmt For For For
8 Re-elect Jeroen van der Veer as Director Mgmt For For For
9 Re-elect Hans Wijers as Director Mgmt For For For
10 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For
Auditors of the Company
11 Authorise Board to Fix Remuneration of Mgmt For For For
Auditors
12 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of EUR 145 Million
13 Subject to the Previous Resolution Being Mgmt For For For
Passed, Authorise Issue of Equity or
Equity-Linked Securities without Pre-emptive
Rights up to Aggregate Nominal Amount of EUR
21 Million
14 Authorise 624 Million Ordinary Shares for Mgmt For For For
Market Purchase
15 Authorise the Company and its Subsidiaries Mgmt For For For
to Make EU Political Donations to Political
Organisations Other than Political Parties
up to GBP 200,000 and to Incur EU Political
Expenditure up to GBP 200,000
ROYAL PHILIPS ELECTRONICS N.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS N6817P109 03/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 President's Speech Mgmt N/A N/A N/A
2.1 Approve Financial Statements and Statutory Mgmt For For For
Reports
2.2 Receive Explanation on Company's Reserves Mgmt N/A N/A N/A
and Dividend Policy
2.3 Approve Dividends of EUR 0.70 Per Share Mgmt For For For
2.4 Approve Discharge of Management Board Mgmt For For For
2.5 Approve Discharge of Supervisory Board Mgmt For For For
3 Reelect P-J. Sivignon to Management Board Mgmt For For For
4.1 Elect J.J. Schiro to Supervisory Board Mgmt For For For
4.2 Elect J. van der Veer to Supervisory Board Mgmt For For For
4.3 Elect C.A. Poon to Supervisory Board Mgmt For For For
5 Amend Long-Term Incentive Plan Mgmt For For For
6.1 Grant Board Authority to Issue Shares Up To Mgmt For For For
10 Percent of Issued Capital Plus Additional
10 Percent in Case of Takeover/Merger
6.2 Authorize Board to Exclude Preemptive Rights Mgmt For For For
from Issuance under Item 6a
7 Authorize Repurchase of Shares Mgmt For For For
8 Other Business (Non-Voting) Mgmt N/A N/A N/A
SANOFI AVENTIS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F5548N101 04/17/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Financial Statements and Statutory Mgmt For For For
Reports
2 Accept Consolidated Financial Statements and Mgmt For For For
Statutory Reports
3 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 2.20 per Share
4 Ratify Appointment of Chris Viehbacher as Mgmt For For For
Director
5 Approve Auditors' Special Report Regarding Mgmt For Against Against
Related-Party Transactions
6 Approve Transaction with Chris Viehbacher Mgmt For Against Against
Re: Severance Payments
7 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
8 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of EUR
1.3 Billion
9 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without Preemptive
Rights up to Aggregate Nominal Amount of EUR
500 Million
10 Authorize Capital Increase of up to 10 Mgmt For For For
Percent of Issued Capital for Future
Acquisitions
11 Authorize Board to Increase Capital in the Mgmt For For For
Event of Additional Demand Related to
Delegation Submitted to Shareholder Vote
Above
12 Authorize Capitalization of Reserves of Up Mgmt For For For
to EUR 500 Million for Bonus Issue or
Increase in Par Value
13 Approve Employee Stock Purchase Plan Mgmt For For For
14 Authorize up to 2.5 Percent of Issued Mgmt For Against Against
Capital for Use in Stock Option Plan
15 Authorize up to 1.0 Percent of Issued Mgmt For Against Against
Capital for Use in Restricted Stock Plan
16 Approve Reduction in Share Capital via Mgmt For For For
Cancellation of Repurchased Shares
17 Amend Article 15 of the Bylaws Re: Audit Mgmt For For For
Committee
18 Authorize Filing of Required Documents/Other Mgmt For For For
Formalities
SMITH & NEPHEW PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G82343164 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Remuneration Report Mgmt For Against Against
3 Confirm the 2008 First Interim Dividend of Mgmt For For For
4.96 US Cents Per Ordinary Share; Confirm
the 2008 Second Interim Dividend of 8.12 US
Cents Per Ordinary Share
4 Re-elect David Illingworth as Director Mgmt For For For
5 Elect Joseph Papa as Director Mgmt For For For
6 Re-elect Dr Rolf Stomberg as Director Mgmt For For For
7 Reappoint Ernst & Young LLP as Auditors of Mgmt For For For
the Company
8 Authorise Board to Fix Remuneration of Mgmt For For For
Auditors
9 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of USD 49,472,658
10 Amend The Smith & Nephew French Sharesave Mgmt For For For
Plan (2002)
11 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of USD 9,499,803
12 Authorise 94,998,029 Ordinary Shares for Mgmt For For For
Market Purchase
13 Approve That a General Meeting Other Than an Mgmt For For For
Annual General Meeting May be Held on Not
Less Than 14 Clear Days' Notice
TAKEDA PHARMACEUTICAL CO. LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
4502 CINS J8129E108 06/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Allocation of Income, with a Final Mgmt For For For
Dividend of JPY 92
2 Amend Articles To Reflect Digitalization of Mgmt For For For
Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
4.1 Appoint Statutory Auditor Mgmt For Against Against
4.2 Appoint Statutory Auditor Mgmt For For For
5 Approve Annual Bonus Payment to Directors Mgmt For For For
TOTAL SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F92124100 05/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Consolidated Financial Statements Mgmt For For For
and Statutory Reports
3 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 2.28 per Share
4 Approve Special Auditors' Report Presenting Mgmt For For For
Ongoing Related-Party Transactions
5 Approve Transaction with Thierry Desmarest Mgmt For For For
6 Approve Transaction with Christophe de Mgmt For Against Against
Margerie
7 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
8 Reelect Anne Lauvergeon as Director Mgmt For Against Against
9 Reelect Daniel Bouton as Director Mgmt For Against Against
10 Reelect Bertrand Collomb as Director Mgmt For For For
11 Reelect Christophe de Margerie as Director Mgmt For For For
12 Reelect Michel Pebereau as Director Mgmt For Against Against
13 Electe Patrick Artus as Director Mgmt For For For
14 Amend Article 12 of Bylaws Re: Age Limit for Mgmt For For For
Chairman
15 Amend Article 19 of Bylaws Re: Disclosure of ShrHldr Against Against For
Individual Stock Plans
16 Amend Article 11 of Bylaws Re: Nomination of ShrHldr Against Against For
Employees Shareholders Representative to the
Board of Directors
17 Approve Restricted Stock Plan to All ShrHldr Against Against For
Employees
TOYOTA MOTOR CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
7203 CINS J92676113 06/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Allocation of Income, with a Final Mgmt For For For
Dividend of JPY 35
2 Amend Articles To Reflect Digitalization of Mgmt For For For
Share Certificates - Authorize Public
Announcements in Electronic Format
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
3.13 Elect Director Mgmt For For For
3.14 Elect Director Mgmt For For For
3.15 Elect Director Mgmt For For For
3.16 Elect Director Mgmt For For For
3.17 Elect Director Mgmt For For For
3.18 Elect Director Mgmt For For For
3.19 Elect Director Mgmt For For For
3.20 Elect Director Mgmt For For For
3.21 Elect Director Mgmt For For For
3.22 Elect Director Mgmt For For For
3.23 Elect Director Mgmt For For For
3.24 Elect Director Mgmt For For For
3.25 Elect Director Mgmt For For For
3.26 Elect Director Mgmt For For For
3.27 Elect Director Mgmt For For For
3.28 Elect Director Mgmt For For For
3.29 Elect Director Mgmt For For For
4 Approve Stock Option Plan Mgmt For For For
UBS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H89231338 04/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Accept Financial Statements and Statutory Mgmt For For For
Reports
1.2 Approve 2009 Compensation Model Mgmt For For For
2 Approve Carrying Forward of Net Loss Mgmt For For For
3.3 Ratify Ernst & Young Ltd. as Auditors Mgmt For For For
3.4 Ratify BDO Visura as Special Auditors Mgmt For For For
4 Approve Issuance of Warrants without Mgmt For For For
Preemptive Rights; Approve Creation of CHF
10 Million Pool of Capital to Guarantee
Conversion Rights
5 Approve Creation of CHF 29.3 Million Pool of Mgmt For For For
Capital without Preemptive Rights
6.1 Reelect Peter Voser as Director Mgmt For For For
6.2 Reelect David Sidwell as Director Mgmt For For For
6.3 Reelect Sally Bott as Director Mgmt For For For
6.4 Reelect Rainer-Marc Frey as Director Mgmt For For For
6.5 Reelect Bruno Gehrig as Director Mgmt For For For
6.6 Reelect William Parrett as Director Mgmt For For For
6.7 Elect Kaspar Villiger as Director Mgmt For For For
6.8 Elect Michel Demare as Director Mgmt For For For
6.9 Elect Ann Goodbehere as Director Mgmt For For For
6.10 Elect Axel Lehmann as Director Mgmt For For For
UBS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H89231338 10/02/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Sally Bott as Director Mgmt For For For
1.2 Elect Rainer-Marc Frey as Director Mgmt For For For
1.3 Elect Bruno Gehrig as Director Mgmt For For For
1.4 Elect William G. Parrett as Director Mgmt For For For
2 Amend Articles Re: New Governance Structure Mgmt For For For
UBS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H89231338 11/27/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Issuance of Mandatory Convertible Mgmt For For For
Notes without Preemptive Rights; Approve
Creation of CHF 36.5 Million Pool of Capital
to Guarantee Conversion Rights
UNICREDIT SPA (FORMERLY UNICREDITO ITALIANO SPA)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS T95132105 11/14/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Italy
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Authorize Capital Increase Through the Mgmt For For For
Issuance of up to 973.08 Million Ordinary
Shares Reserved to Ordinary and Saving
Shareholders; Amend Bylaws Accordingly
2 Authorize Share Repurchase Program and Mgmt For For For
Reissuance of Repurchased Shares
UNILEVER N.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS N8981F271 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Receive Report of Management Board Mgmt N/A N/A N/A
(Non-Voting)
2 Approve Financial Statements and Allocation Mgmt For For For
of Income
3 Approve Discharge of Executive Directors Mgmt For For For
4 Approve Discharge of Non-Executive Directors Mgmt For For For
5 Elect L.A. Lawrence as Executive Director Mgmt For For For
6 Elect P.G.J.M. Polman as Executive Director Mgmt For For For
7 Reelect L. Brittan of Spennithorne as Mgmt For For For
Non-Executive Director
8 Reelect W. Dik as Non-Executive Director Mgmt For For For
9 Reelect C.E. Golden as Non-Executive Director Mgmt For For For
10 Reelect B.E. Grote as Non-Executive Director Mgmt For For For
11 Reelect N. Murthy as Non-Executive Director Mgmt For For For
12 Reelect H. Nyasulu as Non-Executive Director Mgmt For For For
13 Reelect K.J. Storm as Non-Executive Director Mgmt For For For
14 Reelect M. Treschow as Non-Executive Director Mgmt For For For
15 Reelect J. van der Veer as Non-Executive Mgmt For For For
Director
16 Elect L.O. Fresco as Non-Executive Director Mgmt For For For
17 Elect A.M. Fudge as Non-Executive Director Mgmt For For For
18 Elect P. Walsh as Non-Executive Director Mgmt For For For
19 Ratify PwC as Auditors Mgmt For For For
20 Grant Board Authority to Issue Shares Up To Mgmt For For For
10 Percent of Issued Capital Plus Additional
10 Percent in Case of Takeover/Merger and
Restricting/Excluding Preemptive Rights
21 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
22 Approve Reduction in Share Capital by Mgmt For For For
Cancellation of Shares
23.1 Amend Articles Re: Move to Quarterly Mgmt For For For
Dividends
23.2 Amend Articles Re: Move to Quarterly Mgmt For For For
Dividends
24 Allow Questions Mgmt N/A N/A N/A
UNILEVER N.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS N8981F271 10/29/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Netherlands
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Appointment of Paul Polman as Mgmt For For For
Executive Director
UPM-KYMMENE OY (FORMERLY KYMMENE CORP.)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X9518S108 03/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Finland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Open Meeting Mgmt N/A N/A N/A
2 Calling the Meeting to Order Mgmt N/A N/A N/A
3 Designate Inspector or Shareholder Mgmt For For For
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting Mgmt For For For
5 Prepare and Approve List of Shareholders Mgmt For For For
6 Receive Financial Statements and Statutory Mgmt N/A N/A N/A
Reports; Receive Auditor's Report; Receive
CEO's Review
7 Accept Financial Statements and Statutory Mgmt For For For
Reports
8 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 0.40 Per Share
9 Approve Discharge of Board and President Mgmt For For For
10 Approve Remuneration of Directors in the Mgmt For For For
Amount of EUR 175,000 for Chairman, EUR
120,000 for Vice Chairman, and EUR 95,000
for Other Directors
11 Fix Number of Directors at 9 Mgmt For For For
12 Reelect Matti Alahuhta, Berndt Brunow, Karl Mgmt For For For
Grotenfelt, Georg Holzhey, Wendy Lane,
Jussi Pesonen, Ursula Ranin, Veli-Matti
Reinikkala and BjornWahlroos as Directors
13 Approve Remuneration of Auditors Mgmt For For For
14 Ratify PricewaterhouseCoopers Oy as Auditors Mgmt For For For
15 Amend Articles Regarding Notification to Mgmt For For For
General Meeting
16 Authorize Repurchase of up to 51 Million Mgmt For For For
Issued Sharesl
17 Close Meeting Mgmt N/A N/A N/A
VIVENDI
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F97982106 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Financial Statements and Statutory Mgmt For For For
Reports
2 Accept Consolidated Financial Statements and Mgmt For For For
Statutory Reports
3 Treatment of Losses and Allocation of Mgmt For For For
Dividends of EUR 1.40 per Share
4 Authorize Payment of Dividends by Shares Mgmt For For For
5 Approve Auditors' Special Report Regarding Mgmt For For For
Related-Party Transactions
6 Approve Transaction with Jean-Bernard Levy Mgmt For For For
Related to Severance Payments
7 Elect Maureen Chiquet as Supervisory Board Mgmt For For For
Member
8 Elect Christophe de Margerie as Supervisory Mgmt For For For
Board Member
9 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
10 Approve Reduction in Share Capital via Mgmt For For For
Cancellation of Repurchased Shares
11 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of EUR
1.5 Billion
12 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without Preemptive
Rights up to Aggregate Nominal Amount of EUR
800 Million
13 Authorize Board to Increase Capital in the Mgmt For For For
Event of Additional Demand Related to
Delegation Submitted to Shareholder Vote
Under Items 11 and 12
14 Authorize Capital Increase of up to 10 Mgmt For For For
Percent of Issued Capital for Future
Acquisitions
15 Approve Employee Stock Purchase Plan Mgmt For For For
16 Approve Stock Purchase Plan Reserved for Mgmt For For For
Employees of International Subsidiaries
17 Authorize Capitalization of Reserves of Up Mgmt For For For
to EUR 800 Million for Bonus Issue or
Increase in Par Value
18 Authorize Filing of Required Documents/Other Mgmt For For For
Formalities
VODAFONE GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G93882135 07/29/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Re-elect Sir John Bond as Director Mgmt For For For
3 Re-elect John Buchanan as Director Mgmt For For For
4 Re-elect Vittorio Colao as Director Mgmt For For For
5 Re-elect Andy Halford as Director Mgmt For For For
6 Re-elect Alan Jebson as Director Mgmt For For For
7 Re-elect Nick Land as Director Mgmt For For For
8 Re-elect Anne Lauvergeon as Director Mgmt For For For
9 Re-elect Simon Murray as Director Mgmt For For For
10 Re-elect Luc Vandevelde as Director Mgmt For For For
11 Re-elect Anthony Watson as Director Mgmt For For For
12 Re-elect Philip Yea as Director Mgmt For For For
13 Approve Final Dividend of 5.02 Pence Per Mgmt For For For
Ordinary Share
14 Approve Remuneration Report Mgmt For For For
15 Reappoint Deloitte & Touche LLP as Auditors Mgmt For For For
of the Company
16 Authorise the Audit Committee to Fix Mgmt For For For
Remuneration of Auditors
17 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of USD 1,100,000,000
18 Subject to the Passing of Resolution 17, Mgmt For For For
Authorise Issue of Equity or Equity-Linked
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of USD 300,000,000
19 Authorise 5,300,000,000 Ordinary Shares for Mgmt For For For
Market Purchase
20 Authorise the Company and its Subsidiaries Mgmt For For For
to Make EU Political Donations to Political
Parties, and/or Independent Election
Candidates, to Political Organisations Other
Than Political Parties and Incur EU
Political Expenditure up to GBP 100,000
21 Amend Articles of Association Mgmt For For For
22 Approve Vodafone Group 2008 Sharesave Plan Mgmt For For For
YUE YUEN INDUSTRIAL (HOLDINGS) LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G98803144 02/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Final Dividend of HK$0.55 Per Share Mgmt For For For
3.1 Reelect Lu Chin Chu as Director Mgmt For Against Against
3.2 Reelect Kung Sung Yen as Director Mgmt For Against Against
3.3 Reelect Li I Nan, Steve as Director Mgmt For For For
3.4 Reelect So Kwan Lok as Director Mgmt For Against Against
3.5 Reelect Leung Yee Sik as Director Mgmt For For For
3.6 Authorize Board to Fix the Remuneration of Mgmt For For For
Directors
4 Appoint Auditors and Authorize Board to Fix Mgmt For For For
Their Remuneration
5.1 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
5.2 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
5.3 Authorize Reissuance of Repurchased Shares Mgmt For Against Against
5.4 Approve and Adopt Share Option Scheme Mgmt For Against Against
6 Amend Bylaws Mgmt For For For
YUE YUEN INDUSTRIAL (HOLDINGS) LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G98803144 12/23/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Second Supplemental Production Mgmt For For For
Agreement and Related Annual Caps
2 Approve Second Supplemental PCC Management Mgmt For For For
Service Agreement and Related Annual Caps
3 Approve Second Supplemental PCC Services Mgmt For For For
Agreement and Related Annual Caps
4 Approve Supplemental PCC Connected Sales Mgmt For For For
Agreement and Related Annual Caps
5 Approve Supplemental PCC Connected Purchases Mgmt For For For
Agreement and Related Annual Caps
6 Approve Supplemental Pou Chien Lease Mgmt For For For
Agreement and Related Annual Caps
7 Approve Supplemental Pou Yuen Lease Mgmt For For For
Agreement and Related Annual Caps
8 Approve Supplemental Yue Dean Lease Mgmt For For For
Agreement and Related Annual Caps
9 Approve Pou Chien Technology Lease Agreement Mgmt For For For
and Related Annual Caps
10 Approve Barits Leather Splitting Agreement Mgmt For For For
and Related Annual Caps
11 Approve Second Supplemental GBD Management Mgmt For For For
Service Agreement and Related Annual Caps
12 Approve Second Supplemental GBD Tenancy Mgmt For For For
Agreement and Related Annual Caps
13 Approve Second Supplemental Godalming Mgmt For For For
Tenancy Agreement and Related Annual Caps
AKER SOLUTIONS ASA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP R0180X100 04/02/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Norway
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Open Meeting; Designate Inspector(s) of Mgmt For For For
Minutes of Meeting
2 Receive Information about Company Business Mgmt N/A N/A N/A
3 Approve Financial Statements and Statutory Mgmt For For For
Reports; Approve Allocation of Income and
Dividends of NOK 1.60 per Share
4 Approve Remuneration Policy And Other Terms Mgmt For For For
of Employment For Executive Management
5 Approve Remuneration of Directors Mgmt For For For
6 Approve Remuneration of Nominating Committee Mgmt For For For
7 Approve Remuneration of Auditors Mgmt For For For
8 Elect Directors Mgmt For Against Against
9 Elect Members of Nominating Committee Mgmt For For For
10 Amend Articles Regarding Notification of Mgmt For For For
General meeting
11 Authorize Repurchase of Up to Ten Percent of Mgmt For Against Against
Issued Share Capital and Reissuance of
Repurchased Shares
AKER SOLUTIONS ASA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP R0180X100 06/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Norway
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Open Meeting; Designate Inspector(s) of Mgmt For For For
Minutes of Meeting
2 Approve Transactions Between Aker Solutions Mgmt For Against Against
AS and Companies within the Aker Group
3 Approve Issuance of Bonds up to Aggregate Mgmt For For For
Nominal Amount of NOK 2.5 Billion
4 Elect Directors (Bundled) Mgmt For Against Against
AKZO NOBEL N.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP N01803100 04/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Open Meeting Mgmt N/A N/A N/A
2 Receive Report of Management Board Mgmt N/A N/A N/A
3.1 Approve Financial Statements Mgmt For For For
3.2 Approve Allocation of Income Mgmt For For For
3.3 Receive Explanation on Company's Reserves Mgmt N/A N/A N/A
and Dividend Policy
3.4 Approve Dividends of EUR 1.80 Per Share Mgmt For For For
4.1 Approve Discharge of Management Board Mgmt For For For
4.2 Approve Discharge of Supervisory Board Mgmt For For For
5.1 Approve Increase in Size of Executive Board Mgmt For For For
5.2 Elect L.W. Gunning to Executive Board Mgmt For For For
6 Approve Decrease in Size of Supervisory Mgmt For For For
Board from Nine to Eight Members
7.1 Amend Executive Short Term Incentive Bonus Mgmt For For For
7.2 Amend Restricted Stock Plan Mgmt For For For
8.1 Grant Board Authority to Issue Shares Mgmt For For For
8.2 Authorize Board to Exclude Preemptive Rights Mgmt For For For
from Issuance under Item 8a
9 Authorize Repurchase of Shares Mgmt For For For
10 Other Business Mgmt N/A N/A N/A
ASML HOLDING N.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP N07059178 03/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Open Meeting Mgmt N/A N/A N/A
2 Receive Announcements Mgmt N/A N/A N/A
3 Approve Financial Statements and Statutory Mgmt For For For
Reports
4 Approve Discharge of Management Board Mgmt For For For
5 Approve Discharge of Supervisory Board Mgmt For For For
6 Receive Explanation on Company's Reserves Mgmt N/A N/A N/A
and Dividend Policy
7 Approve Dividends of EUR 0.20 Per Share Mgmt For For For
8.1 Approve Performance Stock Grant for Mgmt For For For
Management Board
8.2 Approve Sign-on Stock Grant for Management Mgmt For Against Against
Board
9.1 Approve Performance Stock Grant for Mgmt For For For
Management Board
9.2 Approve Sign-on Stock Grant for Management Mgmt For For For
Board
9.3 Approve Share Grants for Employees Mgmt For For For
10 Notification of the Intended Reelection of Mgmt N/A N/A N/A
F.J. van Hout to the Management Board
11.1 Reelect H.C.J. Van Den Burg to Supervisory Mgmt For For For
Board
11.2 Reelect O. Bilous to Supervisory Board Mgmt For For For
11.3 Reelect J.W.B. Westerburgen to Supervisory Mgmt For For For
Board
11.4 Elect P.F.M. Van Der Meer Mohr to Mgmt For For For
Supervisory Board
11.5 Elect W. Ziebart to Supervisory Board Mgmt For For For
12.1 Grant Board Authority to Issue Shares Up To Mgmt For For For
5 Percent of Issued Capital
12.2 Authorize Board to Exclude Preemptive Rights Mgmt For For For
from Issuance under Item 12a
12.3 Grant Board Authority to Issue Additional Mgmt For For For
Shares of up to 5 Percent in Case of
Takeover/Merger
12.4 Authorize Board to Exclude Preemptive Rights Mgmt For For For
from Issuance under Item 12d
13 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
14 Authorize Cancellation of Repurchased Shares Mgmt For For For
15 Authorize Additionnal Cancellation of Mgmt For For For
Repurchased Shares
16 Other Business (Non-Voting) Mgmt N/A N/A N/A
17 Close Meeting Mgmt N/A N/A N/A
AVIVA PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP G0683Q109 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Final Dividend of 19.91 Pence Per Mgmt For For For
Ordinary Share
3 Elect Mark Hodges as Director Mgmt For For For
4 Elect Euleen Goh as Director Mgmt For For For
5 Re-elect Mary Francis as Director Mgmt For For For
6 Re-elect Carole Piwnica as Director Mgmt For For For
7 Re-elect Russell Walls as Director Mgmt For For For
8 Re-elect Richard Goeltz as Director Mgmt For For For
9 Reappoint Ernst & Young LLP as Auditors of Mgmt For For For
the Company
10 Authorise Board to Fix Remuneration of Mgmt For For For
Auditors
11 Approve Increase in Authorised Ordinary Mgmt For For For
Share Capital from GBP 1,950,000,000 and EUR
700,000,000 to GBP 2,500,000,000 and EUR
700,000,000
12 Authorise Issue of Equity with Pre-emptive Mgmt For For For
Rights Under a General Authority up to GBP
221,475,135 and an Additional Amount
Pursuant to a Rights Issue of up to GBP
442,950,270 After Deducting Any Securities
Issued Under the General Authority
13 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 33,221,270
14 Approve Remuneration Report Mgmt For For For
15 Approve That a General Meeting of the Mgmt For For For
Company Other Than an Annual General Meeting
May Be Called on Not Less Than 14 Clear
Days' Notice
16 Authorise Company and its Subsidiaries to Mgmt For For For
Make EU Political Donations to Political
Parties or Independent Election Candidates,
to Political Organisations Other than
Political Parties and to Incur EU Political
Expenditure up to GBP 100,000
17 Approve Scrip Dividend Program Mgmt For For For
18 Authorise 265,000,000 Ordinary Shares for Mgmt For For For
Market Purchase
19 Authorise 100,000,000 8 3/4 Percent Mgmt For For For
Cumulative Irredeemable Preference Shares
for Market Purchase
20 Authorise 100,000,000 8 3/8 Percent Mgmt For For For
Cumulative Irredeemable Preference Shares
Preference Shares for Market Purchase
AXA S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP F06106102 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Financial Statements and Statutory Mgmt For For For
Reports
2 Accept Consolidated Financial Statements and Mgmt For For For
Statutory Reports
3 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 0.40 per Share
4 Approve Auditors' Special Report Regarding Mgmt For For For
Related-Party Transactions
5 Reelect Jacques de Chateauvieux as Mgmt For For For
Supervisory Board Member
6 Reelect Anthony Hamilton as Supervisory Mgmt For For For
Board Member
7 Reelect Michel Pebereau as Supervisory Board Mgmt For Against Against
Member
8 Reelect Dominique Reiniche as Supervisory Mgmt For For For
Board Member
9 Elect Ramon de Oliveira as Supervisory Board Mgmt For For For
Member
10 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Against
Issued Share Capital
11 Authorize Capitalization of Reserves of Up Mgmt For For For
to EUR 1 Billion for Bonus Issue or Increase
in Par Value
12 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of EUR
2 Billion
13 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without Preemptive
Rights up to Aggregate Nominal Amount of EUR
1 Billion
14 Authorize Board to Set Issue Price for 10 Mgmt For For For
Percent of Issued Capital Pursuant to Issue
Authority without Preemptive Rights
15 Authorize Board to Increase Capital in the Mgmt For For For
Event of Additional Demand Related to
Delegation Submitted to Shareholder Vote
Items 12 to 14 and 16 to 18
16 Authorize Capital Increase of Up to EUR 1 Mgmt For For For
Billion for Future Exchange Offers
17 Authorize Capital Increase of up to 10 Mgmt For For For
Percent of Issued Capital for Future
Acquisitions
18 Authorize Issuance of Equity upon Conversion Mgmt For For For
of a Subsidiary's Equity-Linked Securities
for Up to EUR 1 Billion
19 Approve Issuance of Securities Convertible Mgmt For For For
into Debt
20 Approve Employee Stock Purchase Plan Mgmt For For For
21 Approve Stock Purchase Plan Reserved for Mgmt For For For
Employees of International Subsidiaries
22 Approve Reduction in Share Capital via Mgmt For For For
Cancellation of Repurchased Shares
23 Authorize Issuance of Preferred Stock in Mgmt For Against Against
Favor of Axa Assurances IARD Mutuelle and
Axa Assurances Vie Mutuelle for up to
Aggregate Nominal Amount of EUR 1 Billion
24 Authorize Issuance of Preferred Stock with Mgmt For For For
Preemptive Rights for up to Aggregate
Nominal Amount of EUR 1 Billion
25 Authorize Issuance of Preferred Stock Mgmt For Against Against
without Preemptive Rights for up to
Aggregate Nominal Amount of EUR 1 Billion
26 Adopt New Articles of Association, Pursuant Mgmt For For For
to Items 23 through 25
27 Authorize Filing of Required Documents/Other Mgmt For For For
Formalities
BAE SYSTEMS PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP G06940103 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Remuneration Report Mgmt For For For
3 Approve Final Dividend of 8.7 Pence Per Mgmt For For For
Ordinary Share
4 Re-elect Philip Carroll as Director Mgmt For For For
5 Re-elect Ian King as Director Mgmt For For For
6 Re-elect Roberto Quarta as Director Mgmt For For For
7 Re-elect George Rose as Director Mgmt For For For
8 Elect Carl Symon as Director Mgmt For For For
9 Reappoint KPMG Audt plc as Auditors of the Mgmt For For For
Company
10 Authorise the Audit Committee to Fix Mgmt For For For
Remuneration of Auditors
11 Authorise the Company and its Subsidiaries Mgmt For For For
to Make EU Political Donations to Political
Parties and/ or Independent Election
Candidates, to Political Organisations Other
than Political Parties and to Incur EU
Political Expenditure up to GBP 100,000
12 Approve Increase in Authorised Ordinary Mgmt For For For
Share Capital from GBP 188,750,001 to GBP
218,750,001
13 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities with Pre-emptive Rights Under a
General Authority up to Aggregate Nominal
Amount of GBP 29,396,313 and an Additional
Amount Pursuant to a Rights Issue of up to
GBP 29,396,313
14 Subject to the Passing of Resolution 13, Mgmt For For For
Authorise Issue of Equity or Equity-Linked
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 4,409,888
15 Authorise 352,791,045 Ordinary Shares for Mgmt For For For
Market Purchase
16 Amend Articles of Association by Deleting Mgmt For For For
All the Provisions of the Company's
Memorandum of Association which, by Virtue
of Section 28 of the Companies Act of 2006,
are to be Treated as Provisions of the
Company's Articles of Association
17 Approve That a General Meeting Other Than an Mgmt For For For
Annual General Meeting May Be Called on Not
Less Than 14 Clear Days' Notice
BAYER AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP D07112119 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Receive Financial Statements and Statutory Mgmt For For For
Reports; Approve Allocation of Income and
Dividends of EUR 1.40 per Share for Fiscal
2008
2 Approve Discharge of Management Board for Mgmt For For For
Fiscal 2008
3 Approve Discharge of Supervisory Board for Mgmt For For For
Fiscal 2008
4 Authorize Share Repurchase Program and Mgmt For For For
Reissuance or Cancellation of Repurchased
Shares
5 Approve Conversion of Bearer Shares into Mgmt For For For
Registered Shares
6 Amend Articles Re: Allow Electronic Mgmt For For For
Distribution of Company Communications
7 Ratify PricewaterhouseCoopers AG as Auditors Mgmt For For For
for Fiscal 2009
BNP PARIBAS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP F1058Q238 03/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Authorize New Class of Preferred Stock Mgmt For For For
(Class B) and Amend Bylaws Accordingly,
Subject to Approval of Item 2
2 Authorize Issuance of Preferred Stock (Class Mgmt For For For
B) in Favor of Societe de Prise de
Participation de l'Etat (SPPE) for up to
Aggregate Nominal Amount of EUR 608,064,070,
Subject to Approval of Item 1
3 Approve Employee Stock Purchase Plan Mgmt For For For
4 Authorize Capitalization of Reserves of Up Mgmt For For For
to EUR 1 Billion for Bonus Issue or Increase
in Par Value, Subject to Approval of Items 1
and 2
5 Authorize Filing of Required Documents/Other Mgmt For For For
Formalities
BNP PARIBAS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP F1058Q238 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Consolidated Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Financial Statements and Statutory Mgmt For For For
Reports
3 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 1.00 per Share
4 Approve Auditors' Special Report Regarding Mgmt For For For
Related-Party Transactions
5 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Ordinary Share Capital
6 Reelect Claude Bebear as Director Mgmt For For For
7 Reelect Jean-Louis Beffa as Director Mgmt For Against Against
8 Reelect Denis Kessler as Director Mgmt For Against Against
9 Reelect Laurence Parisot as Director Mgmt For For For
10 Reelect Michel Pebereau as Director Mgmt For For For
11 Approve Contribution in Kind of 98,529,695 Mgmt For For For
Fortis Banque Shares by Societe Federale de
Participations et d'Investissement (SFPI)
12 Approve Contribution in Kind of 4,540,798 Mgmt For For For
BGL SA Shares by Grand Duchy of Luxembourg
13 Authorize Capital Increase of up to 10 Mgmt For For For
Percent of Issued Capital for Future
Acquisitions
14 Amend Bylaws to Reflect Amendment to Terms Mgmt For For For
and Conditions of Class B Shares
15 Approve Reduction in Share Capital via Mgmt For For For
Cancellation of Repurchased Shares
16 Authorize Filing of Required Documents/Other Mgmt For For For
Formalities
BNP PARIBAS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP F1058Q238 12/19/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Contribution in Kind of 98,529,695 Mgmt For For For
Fortis Banque Shares by SFPI
2 Approve Contribution in Kind of 263,586,083 Mgmt For For For
Fortis Banque Luxembourg Shares by Grand
Duchy of Luxembourg
3 Authorize Capital Increase of up to 10 Mgmt For Against Against
Percent of Issued Capital for Future
Acquisitions
4 Authorize Filing of Required Documents/Other Mgmt For For For
Formalities
BRITISH AMERICAN TOBACCO PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP G1510J102 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Remuneration Report Mgmt For For For
3 Approve Final Dividend of 61.6 Pence Per Mgmt For For For
Ordinary Share
4 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For
Auditors of the Company
5 Authorise Board to Fix Remuneration of Mgmt For For For
Auditors
6.1 Re-elect Paul Adams as Director Mgmt For For For
6.2 Re-elect Jan du Plessis as Director Mgmt For For For
6.3 Re-elect Robert Lerwill as Director Mgmt For For For
6.4 Re-elect Sir Nicholas Scheele as Director Mgmt For For For
7 Elect Gerry Murphy as Director Mgmt For For For
8 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 166,359,108
9 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 24,953,866
10 Authorise 199,600,000 Ordinary Shares for Mgmt For For For
Market Purchase
11 Authorise the Company and its Subsidiaries Mgmt For For For
to Make EU Political Donations to Political
Parties or Independent Election Candidates,
to Political Organisations Other than
Political Parties and to Incur EU Political
Expenditure up to GBP 1,000,000
12 Approve That a General Meeting Other Than an Mgmt For For For
Annual General Meeting May Be Called on Not
Less Than 14 Clear Days' Notice
13 Adopt New Articles of Association with Mgmt For For For
Effect from 01 October 2009
C&C GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP G1826G107 07/11/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Ireland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Dividends Mgmt For For For
3 Elect John Holberry as Director Mgmt For For For
4 Elect John Burgess as Director Mgmt For For For
5 Elect John Hogan as Director Mgmt For For For
6 Elect Philip Lynch as Director Mgmt For For For
7 Authorize Board to Fix Remuneration of Mgmt For For For
Auditors
8 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with Preemptive
Rights
9 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without Preemptive
Rights
10 Authorize Share Repurchase up to 10 Percent Mgmt For For For
of Issued Share Capital
11 Authorize Reissuance of Repurchased Shares Mgmt For For For
12 Amend Articles Re: Electronic Communications Mgmt For For For
C&C GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP G1826G107 12/18/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Ireland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Joint Share Ownership Plan Mgmt For For For
2 Amend Save-As-You-Earn Share Option Scheme Mgmt For For For
3 Amend Profit Sharing Scheme Mgmt For For For
4 Amend Executive Share Option Plan Mgmt For For For
5 Amend Long Term Incentive Plan Mgmt For For For
CREDIT SUISSE GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP H3698D419 04/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Receive Financial Statements and Statutory Mgmt N/A N/A N/A
Reports (Non-Voting)
1.2 Approve Remuneration Report Mgmt For For For
1.3 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Discharge of Board and Senior Mgmt For For For
Management
3 Approve Allocation of Retained Earnings and Mgmt For For For
Dividends of CHF 0.10 per Share
4.1 Approve Issuance of Convertible Bonds and/or Mgmt For For For
Options without Preemptive Rights; Approve
EUR 4 Million Increase of Existing Pool of
Capital to Guarantee Conversion Rights
4.2 Approve Creation of CHF 4 Million Pool of Mgmt For For For
Capital without Preemptive Rights
5.1 Amend Articles Re: Auditors Mgmt For For For
5.2 Amend Articles Re: Presence Quorum for Board Mgmt For For For
Resolutions
5.3 Amend Articles Re: Contributions in Kind Mgmt For For For
6.1 Reelect Hans-Ulrich Doerig as Director Mgmt For For For
6.2 Reelect Walter Kielholz as Director Mgmt For For For
6.3 Reelect Richard Thornburgh as Director Mgmt For For For
6.4 Elect Andreas Koopmann as Director Mgmt For For For
6.5 Elect Urs Rohner as Director Mgmt For For For
6.6 Elect John Tiner as Director Mgmt For For For
6.7 Ratify KPMG AG as Auditors Mgmt For For For
6.8 Ratify BDO Visura as Special Auditors Mgmt For For For
CRH PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP G25508105 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Ireland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Dividends Mgmt For For For
3.1 Reelect W.P. Egan as Director Mgmt For For For
3.2 Reelect J.M. de Jong as Director Mgmt For For For
3.3 Reelect M. Lee as Director Mgmt For For For
3.4 Reelect G.A. Culpepper as Director Mgmt For For For
3.5 Reelect A. Manifold as Director Mgmt For For For
3.6 Reelect W.I. O'Mahony as Director Mgmt For For For
3.7 Reelect M.S. Towe as Director Mgmt For For For
4 Authorize Board to Fix Remuneration of Mgmt For For For
Auditors
5 Increase in Authorized Share Capital Mgmt For For For
6 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with Preemptive
Rights
7 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without Preemptive
Rights
8 Authorize Share Repurchase Mgmt For For For
9 Amend Articles of Association Re: Treasury Mgmt For For For
Shares
10 Authorize Reissuance of Treasury Shares Mgmt For For For
11 Approve Scrip Dividend Program Mgmt For For For
12 Approve Notice of Period for Extraordinary Mgmt For For For
General Meetings
13 Amend Articles of Association Mgmt For For For
DEUTSCHE POST AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP D19225107 04/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Receive Financial Statements and Statutory Mgmt N/A N/A N/A
Reports for Fiscal 2008 (Non-Voting)
2 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 0.60 per Share
3 Approve Discharge of Management Board for Mgmt For For For
Fiscal 2008
4 Approve Discharge of Supervisory Board for Mgmt For For For
Fiscal 2008
5 Ratify PricewaterhouseCoopers AG as Auditors Mgmt For For For
for Fiscal 2009
6 Authorize Share Repurchase Program and Mgmt For For For
Reissuance or Cancellation of Repurchased
Shares
7 Authorize Use of Financial Derivatives when Mgmt For For For
Repurchasing Shares
8 Approve Creation of EUR 240 Million Pool of Mgmt For For For
Capital without Preemptive Rights
9.1 Elect Ulrich Schroeder to the Supervisory Mgmt For For For
Board
9.2 Elect Henning Kagermann to the Supervisory Mgmt For For For
Board
9.3 Elect Stefan Schulte to the Supervisory Board Mgmt For For For
10 Amend Articles Re: Proxy Voting and Location Mgmt For For For
of General Meeting
E.ON AG (FORMERLY VEBA AG)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP D24914133 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Receive Financial Statements and Statutory Mgmt N/A N/A N/A
Reports for Fiscal 2008 (Non-Voting)
2 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 1.50 per Share
3 Approve Discharge of Management Board for Mgmt For For For
Fiscal 2008
4 Approve Discharge of Supervisory Board for Mgmt For For For
Fiscal 2008
5 Elect Jens Heyerdahl to the Supervisory Board Mgmt For For For
6.1 Ratify PricewaterhouseCoopers AG as Auditors Mgmt For For For
for Fiscal 2009
6.2 Ratify PricewaterhouseCoopers AG as Auditors Mgmt For For For
for the Inspection of the Abbreviated
Financial Statements for the First Half of
Fiscal 2009
7 Authorize Share Repurchase Program and Mgmt For For For
Reissuance or Cancellation of Repurchased
Shares; Authorize Use of Financial
Derivatives When Repurchasing Shares
8 Approve Creation of EUR 460 Million Pool of Mgmt For For For
Capital without Preemptive Rights
9.1 Approve Issuance of Warrants/Bonds with Mgmt For For For
Warrants Attached/Convertible Bonds without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 5 Billion; Approve Creation of
EUR 175 Million Pool of Capital to Guarantee
Conversion Rights
9.2 Approve Issuance of Warrants/Bonds with Mgmt For For For
Warrants Attached/Convertible Bonds without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 5 Billion; Approve Creation of
EUR 175 Million Pool of Capital to Guarantee
Conversion Rights
10 Amend Corporate Purpose Mgmt For For For
11.1 Amend Articles Re: Audio and Video Mgmt For For For
Transmission at Annual Meeting due to New
German Legislation (Law on Transposition of
EU Shareholders' Rights Directive)
11.2 Amend Articles Re: Voting Rights Mgmt For For For
Representation at Annual Meeting due to New
German Legislation (Law on Transposition of
EU Shareholders' Rights Directive)
11.3 Amend Articles Re: Convocation of Annual Mgmt For For For
Meeting due to New German Legislation (Law
on Transposition of EU Shareholders' Rights
Directive)
12 Approve Affiliation Agreement with E.ON Mgmt For For For
Einundzwanzigste Verwaltungs GmbH
13 Approve Affiliation Agreement with E.ON Mgmt For For For
Zweiundzwanzigste Verwaltungs GmbH
ELECTRICITE DE FRANCE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP F2940H113 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Financial Statements and Statutory Mgmt For For For
Reports
2 Accept Consolidated Financial Statements and Mgmt For For For
Statutory Reports
3.1 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 1.28 per Share
3.2 Approve Dividends of EUR 0.64 per Share ShrHldr Against Against For
4 Approve Auditors' Special Report Regarding Mgmt For For For
Related-Party Transactions
5.1 Approve aditional Remuneration of Directors Mgmt For For For
of EUR 32,000 for Fiscal Year 2008
5.2 Approve No Additional Remuneration for ShrHldr Against Against For
Directors for Fiscal Year 2008
6 Approve Remuneration of Directors in the Mgmt For For For
Aggregate Amount of EUR 180,000 Starting for
Fiscal Year 2009
7 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
8 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of EUR
45 Million
9 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without Preemptive
Rights up to Aggregate Nominal Amount of EUR
45 Million
10 Authorize Board to Increase Capital in the Mgmt For For For
Event of Additional Demand Related to
Delegation Submitted to Shareholder Vote
Above
11 Authorize Capitalization of Reserves of Up Mgmt For For For
to EUR 1 Billion for Bonus Issue or Increase
in Par Value
12 Authorize Capital Increase of Up to EUR 45 Mgmt For For For
Million for Future Exchange Offers
13 Authorize Capital Increase of up to EUR 45 Mgmt For For For
Million for Future Acquisitions
14 Approve Employee Stock Purchase Plan Mgmt For For For
15 Approve Reduction in Share Capital via Mgmt For For For
Cancellation of Repurchased Shares
16 Authorize Filing of Required Documents/Other Mgmt For For For
Formalities
ERICSSON
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP W26049119 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Sweden
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Michael Treschow as Chairman of Meeting Mgmt For For For
2 Prepare and Approve List of Shareholders Mgmt For For For
3 Approve Agenda of Meeting Mgmt For For For
4 Acknowledge Proper Convening of Meeting Mgmt For For For
5 Designate Inspector(s) of Minutes of Meeting Mgmt For For For
6 Receive Financial Statements and Statutory Mgmt N/A N/A N/A
Reports; Receive Auditors' Report
7 Receive President's Report; Allow Questions Mgmt N/A N/A N/A
8.1 Approve Financial Statements and Statutory Mgmt For For For
Reports
8.2 Approve Discharge of Board and President Mgmt For For For
8.3 Approve Allocation of Income and Dividends Mgmt For For For
of SEK 1.85 per Share; Approve April 27,
2009 as Record Date for Dividend
9.1 Determine Number of Members (10) and Deputy Mgmt For For For
Members (0) of Board
9.2 Approve Remuneration of Directors in the Mgmt For For For
Amount of SEK 3.8 Million for Chairman and
SEK 750,000 for Other Directors (Including
Possibility to Receive Part of Remuneration
in Phantom Shares); Approve Remuneration of
Committee Members
9.3 Reelect Michael Treschow (Chairman), Roxanne Mgmt For For For
Austin, Peter Bonfield, Boerje Ekholm, Ulf
Johansson, Sverker Martin-Loef, Nancy
McKinstry, Anders Nyren, Carl-Henric
Svanberg, and Marcus Wallenberg as Directors
9.4 Authorize Chairman of Board and Mgmt For For For
Representatives of Four of Company's Largest
Shareholders by Voting Power to Serve on
Nominating Committee; Approve the Assignment
of the Nomination Committee
9.5 Approve Omission of Remuneration to Mgmt For For For
Nominating Committee Members
9.6 Approve Remuneration of Auditors Mgmt For For For
10 Approve Remuneration Policy And Other Terms Mgmt For For For
of Employment For Executive Management
11.1 Approve 2009 Share Matching Plan for All Mgmt For For For
Employees
11.2 Authorize Reissuance of 13.9 Million Mgmt For For For
Repurchased Class B Shares for 2009 Share
Matching Plan for All Employees
11.3 Approve Swap Agreement with Third Party as Mgmt For Against Against
Alternative to Item 11.2
11.4 Approve 2009 Share Matching Plan for Key Mgmt For For For
Contributors
11.5 Authorize Reissuance of 8.5 Million Mgmt For For For
Repurchased Class B Shares for 2009 Share
Matching Plan for Key Contributors
11.6 Approve Swap Agreement with Third Party as Mgmt For Against Against
Alternative to Item 11.5
11.7 Approve 2009 Restricted Stock Plan for Mgmt For For For
Executives
11.8 Authorize Reissuance of 4.6 Million Mgmt For For For
Repurchased Class B Shares for 2009
Restricted Stock Plan for Executives
11.9 Approve Swap Agreement with Third Party as Mgmt For Against Against
Alternative to Item 11.8
12 Authorize Reissuance of 11 Million Mgmt For For For
Repurchased Class B Shares to Cover Social
Costs in Connection with 2001 Global Stock
Incentive Program, and 2005, 2006, 2007, and
2008 Long-Term Incentive and Variable
Compensation Plans
13 Amend Articles Regarding Publication of Mgmt For For For
Meeting Notice
14 Authorize the Board of Directors to Explore Mgmt N/A For N/A
How to Provide All Shares with Equal Voting
Rights
15 Close Meeting Mgmt N/A N/A N/A
FANUC LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
6954 CUSIP J13440102 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Allocation of Income, with a Final Mgmt For For For
Dividend of JPY 54.1
2 Amend Articles To Reflect Digitalization of Mgmt For For For
Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
3.13 Elect Director Mgmt For For For
3.14 Elect Director Mgmt For For For
4 Appoint Statutory Auditor Mgmt For For For
FRANCE TELECOM
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP F4113C103 05/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Financial Statements and Discharge Mgmt For For For
Directors
2 Accept Consolidated Financial Statements and Mgmt For For For
Statutory Reports
3 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 1.40 per Share
4 Approve Auditors' Special Report Regarding Mgmt For Against Against
Related-Party Transactions
5 Renew Appointment of Ernst and Young Audit Mgmt For For For
as Auditor
6 Renew Appointment of Auditex as Alternate Mgmt For For For
Auditor
7 Renew Appointment of Deloitte and Associes Mgmt For For For
as Auditor
8 Renew Appointment of BEAS as Alternate Mgmt For For For
Auditor
9 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
10 Amend Article 13 of Bylaws Re: Shareholding Mgmt For For For
Requirements for Directors
11 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of EUR
2 Billion
12 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without Preemptive
Rights, with the Possibility Not to Offer
them to the Public, up to Aggregate Nominal
Amount of EUR 1.5 Billion
13 Authorize Board to Increase Capital in the Mgmt For For For
Event of Additional Demand Related to
Delegation Submitted to Shareholder Vote
Above
14 Authorize Capital Increase of Up to EUR 1.5 Mgmt For For For
Billion for Future Exchange Offers
15 Authorize Capital Increase of up to 10 Mgmt For For For
Percent of Issued Capital for Future
Acquisitions
16 Authorize Capital Increase of up to EUR 70 Mgmt For For For
Million Reserved for Holders of Orange SA
Stock Options or Shares in Connection with
France Telecom Liquidity Agreement
17 Authorize up to EUR 1 Million for Issuance Mgmt For For For
of Free Option-Based Liquidity Instruments
Reserved for Holders of Orange SA Stock
Options Benefitting from a Liquidity
Agreement
18 Set Global Limit for Capital Increase to Mgmt For For For
Result from All Issuance Requests at EUR 3.5
Billion
19 Approve Issuance of Securities Convertible Mgmt For For For
into Debt up to an Aggregate Amount of EUR 7
Billion
20 Authorize Capitalization of Reserves of Up Mgmt For For For
to EUR 2 Billion for Bonus Issue or Increase
in Par Value
21 Authorize up to 1 Percent of Issued Capital Mgmt For Against Against
for Use in Restricted Stock Plan
22 Approve Employee Stock Purchase Plan Mgmt For For For
23 Approve Reduction in Share Capital via Mgmt For For For
Cancellation of Repurchased Shares
24 Authorize Filing of Required Documents/Other Mgmt For For For
Formalities
HASEKO CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
1808 CUSIP J18984104 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Handling of Net Loss Mgmt For For For
2 Amend Articles To Reflect Digitalization of Mgmt For For For
Share Certificates - Make Technical Changes
- Amend Business Lines
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
HONDA MOTOR CO. LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
7267 CUSIP J22302111 06/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Allocation of Income, with a Final Mgmt For For For
Dividend of JPY 8
2 Amend Articles To Reflect Digitalization of Mgmt For For For
Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
3.13 Elect Director Mgmt For For For
3.14 Elect Director Mgmt For For For
3.15 Elect Director Mgmt For For For
3.16 Elect Director Mgmt For For For
3.17 Elect Director Mgmt For For For
3.18 Elect Director Mgmt For For For
3.19 Elect Director Mgmt For For For
3.20 Elect Director Mgmt For For For
3.21 Elect Director Mgmt For For For
4 Appoint Statutory Auditor Mgmt For For For
5 Approve Annual Bonus Payment to Directors Mgmt For For For
and Statutory Auditors
HSBC HOLDINGS PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP G4634U169 03/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Increase in Authorised Ordinary Mgmt For For For
Share Capital from USD 7,500,100,000, GBP
401,500 and EUR 100,000 to USD
10,500,100,000, GBP 401,500 and EUR 100,000
2 Subject to the Passing of Resolution 1, Mgmt For For For
Authorise Issue of Equity or Equity-Linked
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of USD
2,530,200,000 (Rights Issue)
3 Subject to the Passing of Resolution 2, Mgmt For For For
Authorise Issue of Equity or Equity-Linked
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of USD
2,530,200,000 (Rights Issue)
HSBC HOLDINGS PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP G4634U169 05/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Remuneration Report Mgmt For For For
3.1 Re-elect Safra Catz as Director Mgmt For For For
3.2 Re-elect Vincent Cheng as Director Mgmt For For For
3.3 Elect Marvin Cheung as Director Mgmt For For For
3.4 Re-elect John Coombe as Director Mgmt For For For
3.5 Re-elect Jose Duran as Director Mgmt For For For
3.6 Re-elect Rona Fairhead as Director Mgmt For For For
3.7 Re-elect Douglas Flint as Director Mgmt For For For
3.8 Re-elect Alexander Flockhart as Director Mgmt For For For
3.9 Re-elect Lun Fung as Director Mgmt For For For
3.10 Re-elect Michael Geoghegan as Director Mgmt For For For
3.11 Re-elect Stephen Green as Director Mgmt For For For
3.12 Re-elect Stuart Gulliver as Director Mgmt For For For
3.13 Re-elect James Hughes-Hallett as Director Mgmt For For For
3.14 Re-elect William Laidlaw as Director Mgmt For For For
3.15 Elect Rachel Lomax as Director Mgmt For For For
3.16 Re-elect Sir Mark Moody-Stuart as Director Mgmt For For For
3.17 Re-elect Gwyn Morgan as Director Mgmt For For For
3.18 Re-elect Nagavara Murthy as Director Mgmt For For For
3.19 Re-elect Simon Robertson as Director Mgmt For For For
3.20 Elect John Thornton as Director Mgmt For For For
3.21 Re-elect Sir Brian Williamson as Director Mgmt For For For
4 Reappoint KPMG Audit plc as Auditors and Mgmt For For For
Authorise the Group Audit Committee to
Determine Their Remuneration
5 Auth. Issuance of Non-Cumulative Pref. Mgmt For For For
Shares with Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 100,000, EUR
100,000 and USD 85,500; and Auth. Issuance
of Ord. Shares with Pre-emptive Rights up to
Aggregate Nominal Amount of USD 1,720,481,200
6 Subject to the Passing of Resolution 5, Mgmt For For For
Authorise Issue of Equity or Equity-Linked
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of USD 430,120,300
7 Authorise 1,720,481,200 Ordinary Shares for Mgmt For For For
Market Purchase
8 Adopt New Articles of Association Mgmt For For For
9 Approve General Meetings Other Than an Mgmt For For For
Annual General Meetings to be Called on 14
Clear Days' Notice
HYUNDAI HEAVY INDUSTRIES CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP Y3838M106 03/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Appropriation of Income and Dividend Mgmt For For For
of KRW 5,000 per Share
2 Amend Articles of Incorporation Regarding Mgmt For For For
Business Objectives, Preemptive Rights,
Stock Options, Convertible Bonds, Bond with
Warrants, Public Notice for Shareholder
Meeting, Audit Committee, Outside Directors,
Interim Dividend, and Share Cancellation
3 Elect One Inside Director and One Outside Mgmt For For For
Director
4 Elect Member of Audit Committee Who Will Mgmt For For For
Also Serve as Outside Director
5 Approve Total Remuneration of Inside Mgmt For For For
Directors and Outside Directors
LINDE AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP D50348107 05/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Receive Financial Statements and Statutory Mgmt N/A N/A N/A
Reports for Fiscal 2008 (Non-Voting)
2 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 1.80 per Share
3 Approve Discharge of Management Board for Mgmt For For For
Fiscal 2008
4 Approve Discharge of Supervisory Board for Mgmt For For For
Fiscal 2008
5 Ratify KPMG AG as Auditors for Fiscal 2009 Mgmt For For For
6 Authorize Share Repurchase Program and Mgmt For For For
Reissuance or Cancellation of Repurchased
Shares
7 Approve Cancellation of Unused Pool of Mgmt For For For
Conditional Capital
8 Amend Articles Re: Audio and Video Mgmt For For For
Transmission of Annual Meeting due to New
German Legislation (Law on Transposition of
EU Shareholders' Rights Directive)
MANULIFE FINANCIAL CORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MFC CUSIP 56501R106 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special Canada
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Director John M. Cassaday Mgmt For For For
1.2 Elect Director Lino J. Celeste Mgmt For For For
1.3 Elect Director Gail C. A. Cook-Bennett Mgmt For For For
1.4 Elect Director Thomas P. d'Aquino Mgmt For For For
1.5 Elect Director Richard B. DeWolfe Mgmt For For For
1.6 Elect Director Robert E. Dineen Jr. Mgmt For For For
1.7 Elect Director Pierre Y. Ducros Mgmt For For For
1.8 Elect Director Donald A. Guloien Mgmt For For For
1.9 Elect Director Scott M. Hand Mgmt For For For
1.10 Elect Director Robert J. Harding Mgmt For For For
1.11 Elect Director Luther S. Helms Mgmt For For For
1.12 Elect Director Thomas E. Kierans Mgmt For For For
1.13 Elect Director Lorna R. Marsden Mgmt For For For
1.14 Elect Director Hugh W. Sloan Jr. Mgmt For For For
1.15 Elect Director Gordon G. Thiessen Mgmt For For For
2 Ratify Ernst & Young LLP as Auditors Mgmt For For For
3 Authorize New Class of Preferred Stock Mgmt For For For
4.1 SP 1: Advisory Vote to Ratify Named ShrHldr Against For Against
Executive Officers' Compensation
4.2 SP 2: Adopt Policy to Increase Number of ShrHldr Against Against For
Women Directors
4.3 SP 3: Adopt Policy Limiting the Number of ShrHldr Against Against For
Board Seats per Director
MICHAEL PAGE INTERNATIONAL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP G68694119 05/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Final Dividend of 5.12 Pence Per Mgmt For For For
Ordinary Share
3 Re-elect Stephen Puckett as Director Mgmt For For For
4 Re-elect Hubert Reid as Director Mgmt For For For
5 Approve Remuneration Report Mgmt For For For
6 Reappoint Deloitte LLP as Auditors and Mgmt For For For
Authorise Audit Committee to Fix Their
Remuneration
7 Auth. Company and its Subsidiaries to Make Mgmt For For For
EU Political Donations to Political Parties
or Independent Election Candidates up to GBP
25,000, to Political Org. Other Than
Political Parties up to GBP 25,000 and Incur
EU Political Expenditure up to GBP 25,000
8 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities with Pre-emptive Rights Under a
General Authority up to Aggregate Nominal
Amount of GBP 1,062,637 and an Additional
Amount Pursuant to a Rights Issue of up to
GBP 1,062,637
9 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 161,006
10 Authorise 48,269,495 Ordinary Shares for Mgmt For For For
Market Purchase
11 Adopt New Articles of Association Mgmt For For For
12 Approve That a General Meeting Other Than an Mgmt For For For
Annual General Meeting May Be Called on Not
Less Than 14 Clear Days' Notice
MITSUBISHI GAS CHEMICAL CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
4182 CUSIP J43959113 06/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amend Articles To Reflect Digitalization of Mgmt For For For
Share Certificates - Authorize Public
Announcements in Electronic Format
2.1 Elect Director Mgmt For For For
2.2 Elect Director Mgmt For For For
2.3 Elect Director Mgmt For For For
2.4 Elect Director Mgmt For For For
2.5 Elect Director Mgmt For For For
2.6 Elect Director Mgmt For For For
2.7 Elect Director Mgmt For For For
2.8 Elect Director Mgmt For For For
2.9 Elect Director Mgmt For For For
2.10 Elect Director Mgmt For For For
3 Appoint Statutory Auditor Mgmt For For For
4 Approve Retirement Bonus Payment for Mgmt For For For
Directors
MITSUBISHI UFJ FINANCIAL GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
8306 CUSIP J44497105 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Allocation of Income, with a Final Mgmt For For For
Dividend of JPY 5 for Ordinary Shares
2 Amend Articles To Amend Provisions on Mgmt For For For
Preferred Shares to Reflect Cancellation -
Reflect Digitalization of Share Certificates
- Authorize Public Announcements in
Electronic Format
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
3.13 Elect Director Mgmt For For For
3.14 Elect Director Mgmt For For For
3.15 Elect Director Mgmt For Against Against
3.16 Elect Director Mgmt For For For
3.17 Elect Director Mgmt For Against Against
4.1 Appoint Statutory Auditor Mgmt For For For
4.2 Appoint Statutory Auditor Mgmt For Against Against
4.3 Appoint Statutory Auditor Mgmt For Against Against
4.4 Appoint Statutory Auditor Mgmt For For For
OPAP (GREEK ORGANISATION OF FOOTBALL PROGNOSTICS S.A.)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP X3232T104 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Greece
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Statutory Reports Mgmt For For For
2 Accept Financial Statements Mgmt For For For
3 Approve Allocation of Income and Dividends Mgmt For For For
4 Approve Discharge of Board and Auditors Mgmt For For For
5 Approve Director Remuneration for 2008 Mgmt For For For
6 Preapprove Director Remuneration for 2009 Mgmt For For For
7 Approve Auditors and Fix Their Remuneration Mgmt For Against Against
8 Ratify Director Appointments and Audit Mgmt For Against Against
Committee Members
9 Acknowledge Director Resignations Mgmt For Against Against
10 Authorize Board to Participate in Companies Mgmt For For For
with Similiar Business Interests
11 Authorize Filing of Required Documents and Mgmt For For For
Other Formalities
12 Other Business Mgmt For Against Against
PRECISION DRILLING TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PD.U CUSIP 740215108 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special Canada
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Robert J.S. Gibson, Patrick M. Murray, Mgmt For For For
and Allen R. Hagerman as Trustees
2 Elect F.M. Brown, W.T. Donovan, W.C. Mgmt For For For
(Mickey) Dunn, B.A. Felesky, Robert J.S.
Gibson, A.R. Hagerman, Stephen J.J. Letwin,
P.M. Murray, K.A. Neveu, F.W. Pheasey, R.L.
Phillips, and T.M. Turbidy as Directors of
Precision Drilling Corp.
3 Ratify KPMG LLP as Auditors Mgmt For For For
4 Approve Employee Trust Unit Option Plan Mgmt For For For
5 Amend Deferred Trust Unit Plan Mgmt For For For
REED ELSEVIER NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP N73430113 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Open Meeting Mgmt N/A N/A N/A
2 Receive Report of Management Board Mgmt N/A N/A N/A
(Non-Voting)
3 Approve Financial Statements and Statutory Mgmt For For For
Reports
4.1 Approve Discharge of Executive Board Mgmt For For For
4.2 Approve Discharge of Supervisory Board Mgmt For For For
5 Approve Dividends of EUR 0.404 Per Share Mgmt For For For
6 Ratify Deloitte Accountants as Auditors Mgmt For For For
7.1 Reelect Lord Sharman to Supervisory Board Mgmt For For For
7.2 Reelect David Reid to Supervisory Board Mgmt For For For
7.3 Reelect Mark Elliott to Supervisory Board Mgmt For For For
7.4 Reelect Dien de Boer-Kruyt to Supervisory Mgmt For For For
Board
8 Elect Ian Smith to Executive Board Mgmt For For For
9 Authorize Repurchase of Shares Mgmt For For For
10.1 Grant Board Authority to Issue Shares Up To Mgmt For For For
10 Percent of Issued Capital Plus Additional
10 Percent in Case of Takeover/Merger
10.2 Authorize Board to Exclude Preemptive Rights Mgmt For For For
from Issuance under Item 10a
11 Other Business (Non-Voting) Mgmt N/A N/A N/A
12 Close Meeting Mgmt N/A N/A N/A
REED ELSEVIER NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP N73430113 05/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Netherlands
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Open Meeting Mgmt N/A N/A N/A
2 Elect Anthony Habgood to Supervisory Board Mgmt For For For
3 Close Meeting Mgmt N/A N/A N/A
RIO TINTO PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP G75754104 04/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Remuneration Report Mgmt For For For
3 Elect Jan du Plessis as Director Mgmt For For For
4 Re-elect Sir David Clementi as Director Mgmt For For For
5 Re-elect Sir Rod Eddington as Director Mgmt For Against Against
6 Re-elect Andrew Gould as Director Mgmt For For For
7 Re-elect David Mayhew as Director Mgmt For For For
8 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For
Auditors and Authorise the Audit Committee
to Determine Their Remuneration
9 Amend Articles of Association and Amend the Mgmt For For For
Constitution of Rio Tinto Limited Re:
Non-Executive Directors' Fees
10 Approve Increase in Authorised Ordinary Mgmt For For For
Share Capital from GBP 142,123,283.30 to GBP
170,000,000.30; Authorise Issue of Equity
with Pre-emptive Rights up to GBP 32,948,000
in Connection with an Offer by Way of Rights
Issue; Otherwise up to GBP 32,948,000
11 Subject to the Passing of Resolution 10, Mgmt For For For
Authorise Issue of Equity or Equity-Linked
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 6,420,000
12 Approve That a General Meeting Other Than an Mgmt For For For
Annual General Meeting May be Called on Not
Less Than 14 Clear Days' Notice
13 Approve Scrip Dividend Program Mgmt For For For
14 Adopt New Articles of Association; Amend Mgmt For For For
Articles of Association; Amend the
Constitution of Rio Tinto Limited
ROYAL DUTCH SHELL PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP G7690A118 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Remuneration Report Mgmt For Against Against
3 Elect Simon Henry as Director Mgmt For For For
4 Re-elect Lord Kerr of Kinlochard as Director Mgmt For For For
5 Re-elect Wim Kok as Director Mgmt For For For
6 Re-elect Nick Land as Director Mgmt For For For
7 Re-elect Jorma Ollila as Director Mgmt For For For
8 Re-elect Jeroen van der Veer as Director Mgmt For For For
9 Re-elect Hans Wijers as Director Mgmt For For For
10 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For
Auditors of the Company
11 Authorise Board to Fix Remuneration of Mgmt For For For
Auditors
12 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of EUR 145 Million
13 Subject to the Previous Resolution Being Mgmt For For For
Passed, Authorise Issue of Equity or
Equity-Linked Securities without Pre-emptive
Rights up to Aggregate Nominal Amount of EUR
21 Million
14 Authorise 624 Million Ordinary Shares for Mgmt For For For
Market Purchase
15 Authorise the Company and its Subsidiaries Mgmt For For For
to Make EU Political Donations to Political
Organisations Other than Political Parties
up to GBP 200,000 and to Incur EU Political
Expenditure up to GBP 200,000
ROYAL PHILIPS ELECTRONICS N.V
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP N6817P109 03/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 President's Speech Mgmt N/A N/A N/A
2.1 Approve Financial Statements and Statutory Mgmt For For For
Reports
2.2 Receive Explanation on Company's Reserves Mgmt N/A N/A N/A
and Dividend Policy
2.3 Approve Dividends of EUR 0.70 Per Share Mgmt For For For
2.4 Approve Discharge of Management Board Mgmt For For For
2.5 Approve Discharge of Supervisory Board Mgmt For For For
3 Reelect P-J. Sivignon to Management Board Mgmt For For For
4.1 Elect J.J. Schiro to Supervisory Board Mgmt For For For
4.2 Elect J. van der Veer to Supervisory Board Mgmt For For For
4.3 Elect C.A. Poon to Supervisory Board Mgmt For For For
5 Amend Long-Term Incentive Plan Mgmt For For For
6.1 Grant Board Authority to Issue Shares Up To Mgmt For For For
10 Percent of Issued Capital Plus Additional
10 Percent in Case of Takeover/Merger
6.2 Authorize Board to Exclude Preemptive Rights Mgmt For For For
from Issuance under Item 6a
7 Authorize Repurchase of Shares Mgmt For Against Against
8 Other Business (Non-Voting) Mgmt N/A N/A N/A
SANKYO CO. LTD. (OTC)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
6417 CUSIP J67844100 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Allocation of Income, with a Final Mgmt For For For
Dividend of JPY 75
2 Amend Articles To Reflect Digitalization of Mgmt For For For
Share Certificates
SANOFI AVENTIS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP F5548N101 04/17/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Financial Statements and Statutory Mgmt For For For
Reports
2 Accept Consolidated Financial Statements and Mgmt For For For
Statutory Reports
3 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 2.20 per Share
4 Ratify Appointment of Chris Viehbacher as Mgmt For For For
Director
5 Approve Auditors' Special Report Regarding Mgmt For Against Against
Related-Party Transactions
6 Approve Transaction with Chris Viehbacher Mgmt For Against Against
Re: Severance Payments
7 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
8 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of EUR
1.3 Billion
9 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without Preemptive
Rights up to Aggregate Nominal Amount of EUR
500 Million
10 Authorize Capital Increase of up to 10 Mgmt For For For
Percent of Issued Capital for Future
Acquisitions
11 Authorize Board to Increase Capital in the Mgmt For For For
Event of Additional Demand Related to
Delegation Submitted to Shareholder Vote
Above
12 Authorize Capitalization of Reserves of Up Mgmt For For For
to EUR 500 Million for Bonus Issue or
Increase in Par Value
13 Approve Employee Stock Purchase Plan Mgmt For For For
14 Authorize up to 2.5 Percent of Issued Mgmt For Against Against
Capital for Use in Stock Option Plan
15 Authorize up to 1.0 Percent of Issued Mgmt For Against Against
Capital for Use in Restricted Stock Plan
16 Approve Reduction in Share Capital via Mgmt For For For
Cancellation of Repurchased Shares
17 Amend Article 15 of the Bylaws Re: Audit Mgmt For For For
Committee
18 Authorize Filing of Required Documents/Other Mgmt For For For
Formalities
SHIN-ETSU CHEMICAL CO. LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
4063 CUSIP J72810120 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Allocation of Income, With a Final Mgmt For For For
Dividend of JPY 50
2 Amend Articles To Reflect Digitalization of Mgmt For For For
Share Certificates - Increase Maximum Board
Size
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For Against Against
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
3.13 Elect Director Mgmt For For For
3.14 Elect Director Mgmt For For For
4 Appoint Statutory Auditor Mgmt For Against Against
5 Approve Stock Option Plan Mgmt For For For
6 Approve Takeover Defense Plan (Poison Pill) Mgmt For Against Against
SIEMENS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP D69671218 01/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Receive Supervisory Board Report, Corporate Mgmt N/A N/A N/A
Governance Report, Remuneration Report, and
Compliance Report for Fiscal 2007/2008
(Non-Voting)
2 Receive Financial Statements and Statutory Mgmt N/A N/A N/A
Reports for Fiscal 2007/2008 (Non-Voting)
3 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 1.60 per Share
4.1 Postpone Discharge of Former Management Mgmt For For For
Board Member Rudi Lamprecht for Fiscal
2007/2008
4.2 Postpone Discharge of Former Management Mgmt For For For
Board Member Juergen Radomski for Fiscal
2007/2008
4.3 Postpone Discharge of Former Management Mgmt For For For
Board Member Uriel Sharef for Fiscal
2007/2008
4.4 Postpone Discharge of Former Management Mgmt For For For
Board Member Klaus Wucherer for Fiscal
2007/2008
4.5 Approve Discharge of Management Board Member Mgmt For For For
Peter Loescher for Fiscal 2007/2008
4.6 Approve Discharge of Management Board Member Mgmt For For For
Wolfgang Dehen for Fiscal 2007/2008
4.7 Approve Discharge of Management Board Member Mgmt For For For
Heinrich Hiesinger for Fiscal 2007/2008
4.8 Approve Discharge of Management Board Member Mgmt For For For
Joe Kaeser for Fiscal 2007/2008
4.9 Approve Discharge of Former Management Board Mgmt For For For
Member Eduardo Montes for Fiscal 2007/2008
4.10 Approve Discharge of Former Management Board Mgmt For For For
Member Jim Reid-Anderson for Fiscal 2007/2008
4.11 Approve Discharge of Former Management Board Mgmt For For For
Member Erich R. Reinhardt for Fiscal
2007/2008
4.12 Approve Discharge of Management Board Member Mgmt For For For
Hermann Requardt for Fiscal 2007/2008
4.13 Approve Discharge of Management Board Member Mgmt For For For
Siegfried Russwurm for Fiscal 2007/2008
4.14 Approve Discharge of Management Board Member Mgmt For For For
Peter Y. Solmssen for Fiscal 2007/2008
5.1 Approve Discharge of Supervisory Board Mgmt For For For
Member Gerhard Cromme for Fiscal 2007/2008
5.2 Approve Discharge of Supervisory Board Mgmt For For For
Member Ralf Heckmann for Fiscal 2007/2008
5.3 Approve Discharge of Supervisory Board Mgmt For For For
Member Josef Ackermann for Fiscal 2007/2008
5.4 Approve Discharge of Supervisory Board Mgmt For For For
Member Lothar Adler for Fiscal 2007/2008
5.5 Approve Discharge of Supervisory Board Mgmt For For For
Member Jean-Louis Beffa for Fiscal 2007/2008
5.6 Approve Discharge of Former Supervisory Mgmt For For For
Board Member Gerhard Bieletzki for Fiscal
2007/2008
5.7 Approve Discharge of Supervisory Board Mgmt For For For
Member Gerd von Brandenstein for Fiscal
2007/2008
5.8 Approve Discharge of Former Supervisory Mgmt For For For
Board Member John David Coombe for Fiscal
2007/2008
5.9 Approve Discharge of Former Supervisory Mgmt For For For
Board Member Hildegard Cornudet for Fiscal
2007/2008
5.10 Approve Discharge of Supervisory Board Mgmt For For For
Member Michael Diekmann for Fiscal 2007/2008
5.11 Approve Discharge of Supervisory Board Mgmt For For For
Member Hans Michael Gaul for Fiscal 2007/2008
5.12 Approve Discharge of Former Supervisory Mgmt For For For
Board Member Birgit Grube for Fiscal
2007/2008
5.13 Approve Discharge of Supervisory Board Mgmt For For For
Member Peter Gruss for Fiscal 2007/2008
5.14 Approve Discharge of Supervisory Board Mgmt For For For
Member Bettina Haller for Fiscal 2007/2008
5.15 Approve Discharge of Supervisory Board Mgmt For For For
Member Heinz Hawreliuk for Fiscal 2007/2008
5.16 Approve Discharge of Supervisory Board Mgmt For For For
Member Berthold Huber for Fiscal 2007/2008
5.17 Approve Discharge of Supervisory Board Mgmt For For For
Member Harald Kern for Fiscal 2007/2008
5.18 Approve Discharge of Former Supervisory Mgmt For For For
Board Member Walter Kroell for Fiscal
2007/2008
5.19 Approve Discharge of Supervisory Board Mgmt For For For
Member Nicola Leibinger-Kammueller for
Fiscal 2007/2008
5.20 Approve Discharge of Former Supervisory Mgmt For For For
Board Member Michael Mirow for Fiscal
2007/2008
5.21 Approve Discharge of Supervisory Board Mgmt For For For
Member Werner Moenius for Fiscal 2007/2008
5.22 Approve Discharge of Former Supervisory Mgmt For For For
Board Member Roland Motzigemba for Fiscal
2007/2008
5.23 Approve Discharge of Former Supervisory Mgmt For For For
Board Member Thomas Rackow for Fiscal
2007/2008
5.24 Approve Discharge of Supervisory Board Mgmt For For For
Member Hakan Samuelsson for Fiscal 2007/2008
5.25 Approve Discharge of Supervisory Board Mgmt For For For
Member Dieter Scheitor for Fiscal 2007/2008
5.26 Approve Discharge of Former Supervisory Mgmt For For For
Board Member Albrecht Schmidt for Fiscal
2007/2008
5.27 Approve Discharge of Supervisory Board Mgmt For For For
Member Henning Schulte-Noelle for Fiscal
2007/2008
5.28 Approve Discharge of Supervisory Board Mgmt For For For
Member Rainer Sieg for Fiscal 2007/2008
5.29 Approve Discharge of Former Supervisory Mgmt For For For
Board Member Peter von Siemens for Fiscal
2007/2008
5.30 Approve Discharge of Former Supervisory Mgmt For For For
Board Member Jerry I. Speyer for Fiscal
2007/2008
5.31 Approve Discharge of Supervisory Board Mgmt For For For
Member Birgit Steinborn for Fiscal 2007/2008
5.32 Approve Discharge of Supervisory Board Mgmt For For For
Member Iain Vallance of Tummel for Fiscal
2007/2008
6 Ratify Ernst & Young AG as Auditors for Mgmt For For For
Fiscal 2008/2009
7 Authorize Share Repurchase Program and Mgmt For For For
Reissuance or Cancellation of Repurchased
Shares
8 Authorize Use of Financial Derivatives of up Mgmt For For For
to 5 Percent of Issued Share Capital When
Repurchasing Shares
9 Approve Creation of EUR 520.8 Million Pool Mgmt For For For
of Capital without Preemptive Rights
10 Approve Issuance of Warrants/Bonds with Mgmt For For For
Warrants Attached/Convertible Bonds without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 15 Billion; Approve Creation
of EUR 600 Million Pool of Capital to
Guarantee Conversion Rights
11 Approve Remuneration of Supervisory Board Mgmt For For For
12 Amend Articles Re: Decision Making of Mgmt For For For
General Meeting
SMURFIT KAPPA GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP G8248F104 05/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Ireland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2.1 Elect Sam Mencoff as Director Mgmt For For For
2.2 Elect Chris McGowan as Director Mgmt For For For
2.3 Elect Gordon Moore as Director Mgmt For For For
2.4 Elect Rolly van Rappard as Director Mgmt For For For
3 Authorize Board to Fix Remuneration of Mgmt For For For
Auditors
4 Eliminate Preemptive Rights Mgmt For For For
5 Authorize Share Repurchase Program and Mgmt For For For
Reissuance of Shares
6 Amend Share Incentive Plan Mgmt For For For
SONY FINANCIAL HOLDINGS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
8729 CUSIP J76337104 06/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Allocation of Income, with a Final Mgmt For For For
Dividend of JPY 3000
2 Amend Articles To Reflect Digitalization of Mgmt For Against Against
Share Certificates - Allow Company to Make
Rules on Exercise of Shareholder Rights
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
STOLT-NIELSEN SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP L88742108 03/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Luxembourg
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Date of Annual Meeting Mgmt For NULL N/A
2 Receive Auditors' Reports and Financial Mgmt N/A NULL N/A
Statements
3 Accept Consolidated Financial Statements Mgmt For NULL N/A
4 Accept Financial Statements Mgmt For NULL N/A
5 Approve Allocation of Income and Dividends Mgmt For NULL N/A
of USD 0.50 per Share
6 Approve Discharge of Directors Mgmt For NULL N/A
7 Continuation of Authorized Capital/ Mgmt For NULL N/A
Suppression of Shareholders Preemptive Rights
8 Approve Share Repurchase Program Mgmt For NULL N/A
9.1 Elect Jacob Stolt-Nielsen as Director Mgmt For NULL N/A
9.2 Elect Niels G. Stolt-Nielsen as Director Mgmt For NULL N/A
9.3 Elect Samuel Cooperman as Director Mgmt For NULL N/A
9.4 Elect Hakan Larsson as Director Mgmt For NULL N/A
9.5 Elect Christer Olsson as Director Mgmt For NULL N/A
9.6 Elect Jacob B. Stolt-Nielsen as Director Mgmt For NULL N/A
9.7 Elect Christopher J. Wright as Director Mgmt For NULL N/A
10 Elect Jacob Stolt-Nielsen as Chairman of the Mgmt For NULL N/A
Board
11 Ratify PricewaterhouseCoopers S.a.r.l. as Mgmt For NULL N/A
Auditors
NULL Annual Meeting Mgmt NULL NULL N/A
TECHNIP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP F90676101 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 1.20 per Share
3 Accept Consolidated Financial Statements and Mgmt For For For
Statutory Reports
4 Receive Auditors' Special Report Regarding Mgmt For For For
Related-Party Transactions and Approve
Transaction Concluded during Fiscal Year 2009
5 Receive Auditors' Special Report Regarding Mgmt For For For
Related-Party Transactions and Approve
Transaction Concluded during Fiscal Year 2008
6 Receive Auditors' Special Report Regarding Mgmt For For For
Related-Party Transactions and Approve
Ongoing Transactions Concluded before Fiscal
Year 2008
7 Reelect Jean-Pierre Lamoure as Director Mgmt For For For
8 Reelect Daniel Lebegue as Director Mgmt For For For
9 Reelect Bruno Weymuller as Director Mgmt For For For
10 Elect Gerard Hauser as Director Mgmt For For For
11 Elect Marwan Lahoud as Director Mgmt For For For
12 Elect Joseph Rinaldi as Director Mgmt For For For
13 Approve Remuneration of Directors in the Mgmt For For For
Aggregate Amount of EUR 440,000
14 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
15 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of EUR
37.5 Million
16 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without Preemptive
Rights up to Aggregate Nominal Amount of EUR
12 Million
17 Approve Employee Stock Purchase Plan Mgmt For For For
18 Authorize up to 1 Percent of Issued Capital Mgmt For For For
for Use in Restricted Stock Plan
19 Authorize up to 0.03 Percent of Issued Mgmt For For For
Capital for Use in Restricted Stock Plan
Reserved for Chairman and/or CEO, Subject to
Approval of Item 18
20 Authorize up to 1 Percent of Issued Capital Mgmt For For For
for Use in Stock Option Plan
21 Authorize up to 0.1 Percent of Issued Mgmt For For For
Capital for Use in Stock Option Plan
Reserved for Chairman and/or CEO, Subject to
Approval of Item 20
22 Authorize Filing of Required Documents/Other Mgmt For For For
Formalities
TELEFONICA S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 879382109 06/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Spain
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Individual and Consolidated Mgmt For For For
Financial Statements, Allocation of Income,
and Discharge Directors
2 Approve Dividend Charged to Unrestricted Mgmt For For For
Reserves
3 Approve Employee Stock Purchase Plan Mgmt For For For
4 Authorize Share Repurchase Program Mgmt For For For
5 Approve Reduction in Capital via the Mgmt For For For
Cancellation of Treasury Shares; Amend
Articles Accordingly
6 Ratify Auditors for Fiscal Year 2009 Mgmt For For For
7 Authorize Board to Ratify and Execute Mgmt For For For
Approved Resolutions
THE ROYAL BANK OF SCOTLAND GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP G76891111 11/20/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Increase in Authorised Ordinary Mgmt For For For
Share Capital by the Creation of an
Additional 22,909,776,276 Ordinary Shares of
25 Pence Each; Authorise Issue of Equity
with Pre-emptive Rights up to GBP
8,092,121,756 (Placing and Open Offer)
2 Subject to the Placing and Open Offer of Mgmt For For For
22,909,776,276 New Shares in the Company
Becoming Unconditional, Approve Waiver on
Tender-Bid Requirement
TNT N.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP N86672107 04/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Open Meeting and Announcements Mgmt N/A N/A N/A
2 Presentation by M.P. Bakker, CEO Mgmt N/A N/A N/A
3 Receive Report of Management Board Mgmt N/A N/A N/A
(Non-Voting)
4 Discussion on Company's Corporate Governance Mgmt N/A N/A N/A
Structure
5 Discuss Remuneration of the Management Board Mgmt N/A N/A N/A
6 Approve Financial Statements and Statutory Mgmt For For For
Reports
7.1 Receive Explanation on Company's Reserves Mgmt N/A N/A N/A
and Dividend Policy
7.2 Approve Dividends of EUR 0.37 Per Share Mgmt For For For
7.3 Approve Allocation of Income Mgmt For For For
8 Approve Discharge of Management Board Mgmt For For For
9 Approve Discharge of Supervisory Board Mgmt For For For
10.1 Announce Vacancies on Supervisory Board Mgmt N/A N/A N/A
10.2 Opportunity to Nominate Supervisory Board Mgmt N/A N/A N/A
Members
10.3 Announcement by the Supervisory Board of the Mgmt N/A N/A N/A
Persons Nominated for Appointment
10.4 Amendments to Supervisory Board Profile Mgmt N/A N/A N/A
11 Reelect S. Levy to Supervisory Board Mgmt For For For
12 Elect P.M. Altenburg to Supervisory Board Mgmt For For For
13 Announce Vacancies on Supervisory Board Mgmt N/A N/A N/A
Arising in 2010
14 Announce Intention of the Supervisory Board Mgmt N/A N/A N/A
to Reelect H.M. Koorstra to the Management
Board
15 Grant Board Authority to Issue Shares Up To Mgmt For For For
10 Percent of Issued Capital Plus Additional
10 Percent in Case of Takeover/Merger
16 Authorize Board to Exclude Preemptive Rights Mgmt For For For
from Issuance under Item 15
17 Authorize Repurchase of Up to Ten Percent of Mgmt For For For
Issued Share Capital
18 Approve Reduction of Issued Capital by Mgmt For For For
Cancelling Treasury Shares
19 Allow Questions Mgmt N/A N/A N/A
20 Close Meeting Mgmt N/A N/A N/A
TOKYO ELECTRON LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
8035 CUSIP J86957115 06/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amend Articles To Reflect Digitalization of Mgmt For For For
Share Certificates
2.1 Elect Director Mgmt For For For
2.2 Elect Director Mgmt For For For
2.3 Elect Director Mgmt For For For
2.4 Elect Director Mgmt For For For
2.5 Elect Director Mgmt For For For
2.6 Elect Director Mgmt For For For
2.7 Elect Director Mgmt For For For
2.8 Elect Director Mgmt For For For
2.9 Elect Director Mgmt For For For
2.10 Elect Director Mgmt For For For
2.11 Elect Director Mgmt For For For
2.12 Elect Director Mgmt For For For
2.13 Elect Director Mgmt For For For
3.1 Appoint Statutory Auditor Mgmt For For For
3.2 Appoint Statutory Auditor Mgmt For Against Against
4 Approve Annual Bonus Payment to Directors Mgmt For For For
UBS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP H89231338 04/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Accept Financial Statements and Statutory Mgmt For For For
Reports
1.2 Approve 2009 Compensation Model Mgmt For For For
2 Approve Carrying Forward of Net Loss Mgmt For For For
3.1 Reelect Peter Voser as Director Mgmt For For For
3.2 Reelect David Sidwell as Director Mgmt For For For
3.3 Reelect Sally Bott as Director Mgmt For For For
3.4 Reelect Rainer-Marc Frey as Director Mgmt For For For
3.5 Reelect Bruno Gehrig as Director Mgmt For For For
3.6 Reelect William Parrett as Director Mgmt For For For
3.7 Elect Kaspar Villiger as Director Mgmt For For For
3.8 Elect Michel Demare as Director Mgmt For For For
3.9 Elect Ann Goodbehere as Director Mgmt For For For
3.10 Elect Axel Lehmann as Director Mgmt For For For
3.11 Ratify Ernst & Young Ltd. as Auditors Mgmt For For For
3.12 Ratify BDO Visura as Special Auditors Mgmt For For For
4 Approve Issuance of Warrants without Mgmt For For For
Preemptive Rights; Approve Creation of CHF
10 Million Pool of Capital to Guarantee
Conversion Rights
5 Approve Creation of CHF 29.3 Million Pool of Mgmt For For For
Capital without Preemptive Rights
UBS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP H89231338 10/02/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Sally Bott as Director Mgmt For For For
1.2 Elect Rainer-Marc Frey as Director Mgmt For For For
1.3 Elect Bruno Gehrig as Director Mgmt For For For
1.4 Elect William G. Parrett as Director Mgmt For For For
2 Amend Articles Re: New Governance Structure Mgmt For For For
UBS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP H89231338 11/27/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Issuance of Mandatory Convertible Mgmt For For For
Notes without Preemptive Rights; Approve
Creation of CHF 36.5 Million Pool of Capital
to Guarantee Conversion Rights
UNICREDIT SPA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP T95132105 11/14/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Italy
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Authorize Capital Increase Through the Mgmt For For For
Issuance of up to 973.08 Million Ordinary
Shares Reserved to Ordinary and Saving
Shareholders; Amend Bylaws Accordingly
UNICREDIT SPA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP T95132105 11/14/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Italy
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Authorize Share Repurchase Program and Mgmt For For For
Reissuance of Repurchased Shares
UNILEVER N.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP N8981F271 10/29/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Netherlands
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Appointment of Paul Polman as Mgmt For For For
Executive Director
UNILEVER PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP G92087165 10/28/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Paul Polman as Director Mgmt For For For
VINCI
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP F5879X108 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Consolidated Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Financial Statements and Statutory Mgmt For For For
Reports
3 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 1.62 per Share
4 Authorize Payment of Dividends by Shares Mgmt For For For
5 Ratify Appointment of Jean-Pierre Lamoure as Mgmt For Against Against
Director
6 Reelect Francois David as Director Mgmt For For For
7 Reelect Patrick Faure as Director Mgmt For Against Against
8 Elect Michael Pragnell as Director Mgmt For For For
9 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
10 Approve Transaction between Vinci et Vinci Mgmt For For For
Concessions Re: Financing of Prado Sud
Railway Concession
11 Approve Transaction between Vinci et Vinci Mgmt For For For
Concessions Re: Financing of Stade du Mans
Concession
12 Approve Transaction between Vinci et Vinci Mgmt For For For
Concessions Re: Financing Obtained by
Arcour, Contractor of A19 Highway
13 Approve Transaction between Vinci et Vinci Mgmt For For For
Concessions Re: Sale by Vinci to Vinci
Concession of Its Participation to Aegean
Motorway SA
14 Approve Transaction between Vinci et Vinci Mgmt For For For
Concessions Re: Sale by Vinci to Vinci
Concession of Its Participation to Olympia
Odos
15 Approve Transaction between Vinci et Vinci Mgmt For For For
Concessions Re: Sale by Vinci to Vinci
Concession of Its Participation to Olympia
Odos Operation
16 Approve Transaction between Vinci et Vinci Mgmt For For For
Concessions Re: Sale by Vinci to Vinci
Concession of Its Participation to Vinci
Airports Holding
17 Approve Reduction in Share Capital via Mgmt For For For
Cancellation of Repurchased Shares
18 Authorize Capitalization of Reserves for Mgmt For For For
Bonus Issue or Increase in Par Value
19 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of EUR
300 Million
20 Authorize Issuance of Specific Convertible Mgmt For For For
Bonds without Preemptive Rights Named OCEANE
21 Approve Issuance of Convertible Bonds Mgmt For For For
without Preemptive Rights Other than OCEANE
22 Authorize Board to Increase Capital in the Mgmt For For For
Event of Additional Demand Related to
Delegation Submitted to Shareholder Vote
Above
23 Authorize Capital Increase of up to 10 Mgmt For Against Against
Percent of Issued Capital for Future
Acquisitions
24 Approve Employee Stock Purchase Plan Mgmt For For For
25 Approve Stock Purchase Plan Reserved for Mgmt For For For
International Employees
26 Authorize up to 1.5 Percent of Issued Mgmt For For For
Capital for Use in Stock Option Plan
27 Authorize Filing of Required Documents/Other Mgmt For For For
Formalities
VODAFONE GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP G93882135 07/29/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Re-elect Sir John Bond as Director Mgmt For For For
3 Re-elect John Buchanan as Director Mgmt For For For
4 Re-elect Vittorio Colao as Director Mgmt For For For
5 Re-elect Andy Halford as Director Mgmt For For For
6 Re-elect Alan Jebson as Director Mgmt For For For
7 Re-elect Nick Land as Director Mgmt For For For
8 Re-elect Anne Lauvergeon as Director Mgmt For For For
9 Re-elect Simon Murray as Director Mgmt For For For
10 Re-elect Luc Vandevelde as Director Mgmt For For For
11 Re-elect Anthony Watson as Director Mgmt For For For
12 Re-elect Philip Yea as Director Mgmt For For For
13 Approve Final Dividend of 5.02 Pence Per Mgmt For For For
Ordinary Share
14 Approve Remuneration Report Mgmt For For For
15 Reappoint Deloitte & Touche LLP as Auditors Mgmt For For For
of the Company
16 Authorise the Audit Committee to Fix Mgmt For For For
Remuneration of Auditors
17 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of USD 1,100,000,000
18 Subject to the Passing of Resolution 17, Mgmt For For For
Authorise Issue of Equity or Equity-Linked
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of USD 300,000,000
19 Authorise 5,300,000,000 Ordinary Shares for Mgmt For For For
Market Purchase
20 Authorise the Company and its Subsidiaries Mgmt For For For
to Make EU Political Donations to Political
Parties, and/or Independent Election
Candidates, to Political Organisations Other
Than Political Parties and Incur EU
Political Expenditure up to GBP 100,000
21 Amend Articles of Association Mgmt For For For
22 Approve Vodafone Group 2008 Sharesave Plan Mgmt For For For
YAMAHA MOTOR CO. LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
7272 CUSIP J95776126 03/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Allocation of Income, With a Final Mgmt For For For
Dividend of JY 5
2 Amend Articles to Reflect Digitalization of Mgmt For For For
Share Certificates - Increase Authorized
Capital
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
4.1 Appoint Internal Statutory Auditor Mgmt For For For
4.2 Appoint Internal Statutory Auditor Mgmt For For For
5 Approve Adjustment to Aggregate Mgmt For For For
Compensation Ceiling for Statutory Auditors
YUE YUEN INDUSTRIAL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP G98803144 02/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Final Dividend of HK$0.55 Per Share Mgmt For For For
3.1 Reelect Lu Chin Chu as Director Mgmt For Against Against
3.2 Reelect Kung Sung Yen as Director Mgmt For Against Against
3.3 Reelect Li I Nan, Steve as Director Mgmt For For For
3.4 Reelect So Kwan Lok as Director Mgmt For Against Against
3.5 Reelect Leung Yee Sik as Director Mgmt For For For
3.6 Authorize Board to Fix the Remuneration of Mgmt For For For
Directors
4 Appoint Auditors and Authorize Board to Fix Mgmt For For For
Their Remuneration
5.1 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
5.2 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
5.3 Authorize Reissuance of Repurchased Shares Mgmt For Against Against
5.4 Approve and Adopt Share Option Scheme Mgmt For Against Against
6 Amend Bylaws Mgmt For For For
YUE YUEN INDUSTRIAL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP G98803144 12/23/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Second Supplemental Production Mgmt For For For
Agreement and Related Annual Caps
2 Approve Second Supplemental PCC Management Mgmt For For For
Service Agreement and Related Annual Caps
3 Approve Second Supplemental PCC Services Mgmt For For For
Agreement and Related Annual Caps
4 Approve Supplemental PCC Connected Sales Mgmt For For For
Agreement and Related Annual Caps
5 Approve Supplemental PCC Connected Purchases Mgmt For For For
Agreement and Related Annual Caps
6 Approve Supplemental Pou Chien Lease Mgmt For For For
Agreement and Related Annual Caps
7 Approve Supplemental Pou Yuen Lease Mgmt For For For
Agreement and Related Annual Caps
8 Approve Supplemental Yue Dean Lease Mgmt For For For
Agreement and Related Annual Caps
9 Approve Pou Chien Technology Lease Agreement Mgmt For For For
and Related Annual Caps
10 Approve Barits Leather Splitting Agreement Mgmt For For For
and Related Annual Caps
11 Approve Second Supplemental GBD Management Mgmt For For For
Service Agreement and Related Annual Caps
12 Approve Second Supplemental GBD Tenancy Mgmt For For For
Agreement and Related Annual Caps
13 Approve Second Supplemental Godalming Mgmt For For For
Tenancy Agreement and Related Annual Caps
ZURICH FINANCIAL SERVICES AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP H9870Y105 04/02/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports; Approve Remuneration Report
2 Approve Allocation of Income and Dividends Mgmt For For For
of CHF 11 per Share
3 Approve Discharge of Board and Senior Mgmt For For For
Management
4 Increase Existing Pool of Authorized Capital Mgmt For For For
without Preemtive Rights by CHF 400,000 to
CHF 1 Million
5 Increase Existing Pool of Conditional Mgmt For For For
Capital without Preemptive Rights by CHF
451,817 to CHF 1 Million
6 Amend Articles Re: Indicate Legal Form in Mgmt For For For
Company Name
7.1 Reelect Thomas Escher as Director Mgmt For For For
7.2 Reelect Don Nicolaisen as Director Mgmt For For For
7.3 Reelect Philippe Pidoux as Director Mgmt For For For
7.4 Reelect Vernon Sankey as Director Mgmt For For For
7.5 Ratify PricewaterhouseCoopers AG as Auditors Mgmt For For For
ACCOR
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F00189120 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Financial Statements and Statutory Mgmt For For For
Reports
2 Accept Consolidated Financial Statements and Mgmt For For For
Statutory Reports
3 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 1.65 per Share
4 Approve Stock Dividend Program (Cash or Mgmt For For For
Shares)
5 Reelect Thomas J.Barack as Director Mgmt For For For
6 Reelect Sebastien Bazin as Director Mgmt For For For
7 Reelect Philippe Citerne as Director Mgmt For For For
8 Reelect Gabriele Galateri as Director Mgmt For For For
9 Reelect Gilles Pelisson as Director Mgmt For For For
10 Ratify Appointment and Reelection of Alain Mgmt For For For
Quinet as Director
11 Reelect Franck Riboud as Director Mgmt For For For
12 Ratify Appointment and Reelection of Patrick Mgmt For For For
Sayer as Director
13 Elect Jean-Paul Bailly as Director Mgmt For For For
14 Elect Denis Hennequin as Director Mgmt For For For
15 Elect Bertrand Meheut as Director Mgmt For For For
16 Elect Virginie Morgon as Director Mgmt For For For
17 Approve Remuneration of Directors in the Mgmt For For For
Aggregate Amount of EUR 420,000
18 Approve Transaction with Caisse des Depots Mgmt For For For
et Consignations
19 Approve Transaction with Colony Capital SAS Mgmt For For For
20 Approve Transaction with Gilles Pelisson Mgmt For For For
21 Approve Transaction with Gilles Pelisson Mgmt For For For
22 Approve Transaction with Gilles Pelisson Mgmt For For For
23 Approve Transaction with Paul Dubrule and Mgmt For For For
Gerard Pelisson
24 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
25 Approve Reduction in Share Capital via Mgmt For For For
Cancellation of Repurchased Shares
26 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of EUR
200 Million
27 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights Up to
Aggregate Nominal Amount of EUR 150 Million,
with the Possibility Not to Offer them to
the Public
28 Authorize Capital Increase of up to 10 Mgmt For For For
Percent of Issued Capital for Future
Acquisitions
29 Subject to Approval of Items 26 and/or 27, Mgmt For For For
Authorize Board to Increase Capital in the
Event of Additional Demand Related to
Delegation Submitted to Shareholder Vote
Above
30 Authorize Capitalization of Reserves of Up Mgmt For For For
to EUR 200 Million for Bonus Issue or
Increase in Par Value
31 Set Global Limit for Capital Increase to Mgmt For For For
Result from All Issuance Requests Under
Items 26 to 30 at EUR 300 Million
32 Approve Employee Stock Purchase Plan Mgmt For For For
33 Authorize Filing of Required Documents/Other Mgmt For For For
Formalities
ADECCO SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H00392318 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Share Re-registration Consent Mgmt For For For
ADECCO SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H00392318 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Allocation of Income and Dividends Mgmt For For For
of CHF 1.50 per Share
3 Approve Discharge of Board and Senior Mgmt For For For
Management
4.1 Reelect Jakob Baer as Director Mgmt For For For
4.2 Reelect Rolf Doerig as Director Mgmt For For For
4.3 Reelect Andreas Jacobs as Director Mgmt For For For
4.4 Reelect Francis Mer as Director Mgmt For For For
4.5 Reelect Thomas O'Neill as Director Mgmt For For For
4.6 Reelect David Prince as Director Mgmt For For For
4.7 Reelect Wanda Rapaczynski as Director Mgmt For For For
4.8 Reelect Judith Sprieser as Director Mgmt For For For
5 Ratify Ernst & Young Ltd as Auditors Mgmt For For For
6 Amend Articles Re: Transfer of Shares; Mgmt For For For
Special Quorum for AGM Vote on Dissolution
of Company; Shareholding Requirements for
Board of Directors; Auditors; Financial
Statements and Statutory Reports
7 Authorize Repurchase of up to Ten Percent of Mgmt For For For
Issued Share Capital
ATLAS COPCO AB
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS W10020118 04/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Sweden
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Open Meeting; Elect Sune Carlsson as Mgmt For For For
Chairman of Meeting
2 Prepare and Approve List of Shareholders Mgmt For For For
3 Approve Agenda of Meeting Mgmt For For For
4 Designate Inspector(s) of Minutes of Meeting Mgmt For For For
5 Acknowledge Proper Convening of Meeting Mgmt For For For
6 Receive Financial Statements and Statutory Mgmt N/A N/A N/A
Reports; Receive Auditor's Report
7 Receive President's Report; Allow Questions Mgmt N/A N/A N/A
8 Receive Report on Work of Board and Audit Mgmt N/A N/A N/A
Committee
9.1 Approve Financial Statements and Statutory Mgmt For For For
Reports; Receive Auditor's Presentation
9.2 Approve Discharge of Board and President Mgmt For For For
9.3 Approve Allocation of Income and Dividends Mgmt For For For
of SEK 3.00 per Share
9.4 Approve April 30, 2009 as Record Date for Mgmt For For For
Dividends
10 Receive Report from Nominating Committee; Mgmt For For For
Determine Number of Members (9) and Deputy
Members (0) of Board
11 Reelect Sune Carlsson (Chair), Jacob Mgmt For For For
Wallenberg (Vice Chair), Staffan Bohman,
Christel Bories, Johan Forssell, Ulla
Litzen, Anders Ullberg, and Margareth Ovrum
as Directors; Elect Ronnie Leten as New
Director
12 Approve Remuneration of Directors Mgmt For For For
(Including Possibility to Receive Part of
Remuneration in Phantom Shares); Approve
Remuneration of Committee Members; Authorize
Repurchase of Up to 70,000 Class A Shares to
Fund Remuneration of Directors
13.1 Presentation of Remuneration Committee's Mgmt For For For
Work; Approve Remuneration Policy And Other
Terms of Employment For Executive Management
13.2 Approve Stock Option Plan 2009 for Key Mgmt For For For
Employees
13.3 Authorize Repurchase of Up to 5.5 Million Mgmt For For For
Class A Shares in Connection with Stock
Option Plan 2009 (Item 13b) and Reissuance
of Repurchased Shares
14 Approve Reissuance of 1.45 Million Mgmt For For For
Repurchased Class B Shares in Connection
with 2006 and 2007 Stock Option Plans
15 Authorize Chairman of Board and Mgmt For For For
Representatives of four of Company's Largest
Shareholders to Serve on Nominating Committee
16 Amend Articles Regarding Notification of Mgmt For For For
General Meeting
17 Close Meeting Mgmt N/A N/A N/A
AVIVA PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G0683Q109 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Final Dividend of 19.91 Pence Per Mgmt For For For
Ordinary Share
3 Elect Mark Hodges as Director Mgmt For For For
4 Elect Euleen Goh as Director Mgmt For For For
5 Re-elect Mary Francis as Director Mgmt For For For
6 Re-elect Carole Piwnica as Director Mgmt For For For
7 Re-elect Russell Walls as Director Mgmt For For For
8 Re-elect Richard Goeltz as Director Mgmt For For For
9 Reappoint Ernst & Young LLP as Auditors of Mgmt For For For
the Company
10 Authorise Board to Fix Remuneration of Mgmt For For For
Auditors
11 Approve Increase in Authorised Ordinary Mgmt For For For
Share Capital from GBP 1,950,000,000 and EUR
700,000,000 to GBP 2,500,000,000 and EUR
700,000,000
12 Authorise Issue of Equity with Pre-emptive Mgmt For For For
Rights Under a General Authority up to GBP
221,475,135 and an Additional Amount
Pursuant to a Rights Issue of up to GBP
442,950,270 After Deducting Any Securities
Issued Under the General Authority
13 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 33,221,270
14 Approve Remuneration Report Mgmt For For For
15 Approve That a General Meeting of the Mgmt For For For
Company Other Than an Annual General Meeting
May Be Called on Not Less Than 14 Clear
Days' Notice
16 Authorise Company and its Subsidiaries to Mgmt For For For
Make EU Political Donations to Political
Parties or Independent Election Candidates,
to Political Organisations Other than
Political Parties and to Incur EU Political
Expenditure up to GBP 100,000
17 Approve Scrip Dividend Program Mgmt For For For
18 Authorise 265,000,000 Ordinary Shares for Mgmt For For For
Market Purchase
19 Authorise 100,000,000 8 3/4 Percent Mgmt For For For
Cumulative Irredeemable Preference Shares
for Market Purchase
20 Authorise 100,000,000 8 3/8 Percent Mgmt For For For
Cumulative Irredeemable Preference Shares
Preference Shares for Market Purchase
AXA S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F06106102 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Financial Statements and Statutory Mgmt For For For
Reports
2 Accept Consolidated Financial Statements and Mgmt For For For
Statutory Reports
3 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 0.40 per Share
4 Approve Auditors' Special Report Regarding Mgmt For For For
Related-Party Transactions
5 Reelect Jacques de Chateauvieux as Mgmt For For For
Supervisory Board Member
6 Reelect Anthony Hamilton as Supervisory Mgmt For For For
Board Member
7 Reelect Michel Pebereau as Supervisory Board Mgmt For Against Against
Member
8 Reelect Dominique Reiniche as Supervisory Mgmt For For For
Board Member
9 Elect Ramon de Oliveira as Supervisory Board Mgmt For For For
Member
10 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
11 Authorize Capitalization of Reserves of Up Mgmt For For For
to EUR 1 Billion for Bonus Issue or Increase
in Par Value
12 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of EUR
2 Billion
13 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without Preemptive
Rights up to Aggregate Nominal Amount of EUR
1 Billion
14 Authorize Board to Set Issue Price for 10 Mgmt For For For
Percent of Issued Capital Pursuant to Issue
Authority without Preemptive Rights
15 Authorize Board to Increase Capital in the Mgmt For For For
Event of Additional Demand Related to
Delegation Submitted to Shareholder Vote
Items 12 to 14 and 16 to 18
16 Authorize Capital Increase of Up to EUR 1 Mgmt For Against Against
Billion for Future Exchange Offers
17 Authorize Capital Increase of up to 10 Mgmt For Against Against
Percent of Issued Capital for Future
Acquisitions
18 Authorize Issuance of Equity upon Conversion Mgmt For Against Against
of a Subsidiary's Equity-Linked Securities
for Up to EUR 1 Billion
19 Approve Issuance of Securities Convertible Mgmt For For For
into Debt
20 Approve Employee Stock Purchase Plan Mgmt For For For
21 Approve Stock Purchase Plan Reserved for Mgmt For For For
Employees of International Subsidiaries
22 Approve Reduction in Share Capital via Mgmt For For For
Cancellation of Repurchased Shares
23 Authorize Issuance of Preferred Stock in Mgmt For For For
Favor of Axa Assurances IARD Mutuelle and
Axa Assurances Vie Mutuelle for up to
Aggregate Nominal Amount of EUR 1 Billion
24 Authorize Issuance of Preferred Stock with Mgmt For For For
Preemptive Rights for up to Aggregate
Nominal Amount of EUR 1 Billion
25 Authorize Issuance of Preferred Stock Mgmt For For For
without Preemptive Rights for up to
Aggregate Nominal Amount of EUR 1 Billion
26 Adopt New Articles of Association, Pursuant Mgmt For For For
to Items 23 through 25
27 Authorize Filing of Required Documents/Other Mgmt For For For
Formalities
BAE SYSTEMS PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G06940103 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Remuneration Report Mgmt For For For
3 Approve Final Dividend of 8.7 Pence Per Mgmt For For For
Ordinary Share
4 Re-elect Philip Carroll as Director Mgmt For For For
5 Re-elect Ian King as Director Mgmt For For For
6 Re-elect Roberto Quarta as Director Mgmt For For For
7 Re-elect George Rose as Director Mgmt For For For
8 Elect Carl Symon as Director Mgmt For For For
9 Reappoint KPMG Audt plc as Auditors of the Mgmt For For For
Company
10 Authorise the Audit Committee to Fix Mgmt For For For
Remuneration of Auditors
11 Authorise the Company and its Subsidiaries Mgmt For For For
to Make EU Political Donations to Political
Parties and/ or Independent Election
Candidates, to Political Organisations Other
than Political Parties and to Incur EU
Political Expenditure up to GBP 100,000
12 Approve Increase in Authorised Ordinary Mgmt For For For
Share Capital from GBP 188,750,001 to GBP
218,750,001
13 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities with Pre-emptive Rights Under a
General Authority up to Aggregate Nominal
Amount of GBP 29,396,313 and an Additional
Amount Pursuant to a Rights Issue of up to
GBP 29,396,313
14 Subject to the Passing of Resolution 13, Mgmt For For For
Authorise Issue of Equity or Equity-Linked
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 4,409,888
15 Authorise 352,791,045 Ordinary Shares for Mgmt For For For
Market Purchase
16 Amend Articles of Association by Deleting Mgmt For For For
All the Provisions of the Company's
Memorandum of Association which, by Virtue
of Section 28 of the Companies Act of 2006,
are to be Treated as Provisions of the
Company's Articles of Association
17 Approve That a General Meeting Other Than an Mgmt For For For
Annual General Meeting May Be Called on Not
Less Than 14 Clear Days' Notice
BANCO POPULAR ESPANOL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS E19550206 11/09/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Spain
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Merger by Absorption of Banco de Mgmt For For For
Castilla SA, Banco de Credito Balear SA,
Banco de Galicia Sa, and Banco de Vasconia
SA by Banco Popular Espanol SA; Approve
Merger Balance Sheet as of Jun. 30, 2008;
Adopt Consolidated Fiscal Tax Regime
2 Authorize Board to Ratify and Execute Mgmt For For For
Approved Resolutions
BANCO SANTANDER S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS E19790109 01/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Spain
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve EUR 88.7 Million Capital Increase Mgmt For For For
via Issuance of 177.4 Million New Common
Shares with EUR 0.5 Par Value Each and a
Share Issuance Premium to be Determined by
the Board, in Accordance with Article 159.1c
of Spanish Companies Law
2 Approve Delivery of 100 Banco Santander Mgmt For For For
Shares to Each Employee of the Abbey
National plc.subgroup as Special Bonus at
the Completion of the Acquisition of the
Retail Deposits and Branch and Distribution
Networks of the Bradford & Bingley plc.
Group
3 Authorize Board to Ratify and Execute Mgmt For For For
Approved Resolutions
BANCO SANTANDER S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS E19790109 06/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Spain
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Individual and Consolidated Financial Mgmt For For For
Statements and Statutory Reports and
Discharge Directors for Fiscal Year Ended
December 31, 2008
2 Approve Allocation of Income Mgmt For For For
3.1 Reelect Matias Rodriguez Inciarte to the Mgmt For For For
Board of Directors
3.2 Reelect Manuel Soto Serrano to the Board of Mgmt For For For
Directors
3.3 Reelect Guillermo de la Dehesa Romero to the Mgmt For For For
Board of Directors
3.4 Reelect Abel Matutes Juan to the Board of Mgmt For For For
Directors
4 Reelect Auditors for Fiscal Year 2009 Mgmt For For For
5 Authorize Repurchase of Shares in Accordance Mgmt For For For
With Article 75 of Corporate Law; Void
Authorization Granted on June 21, 2008
6 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without Preemptive
Rights in Accordance to Article 153 1.a) of
the Spanish Corporate Law; Void
Authorization Granted at the AGM held on
June 21, 2008
7 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities up to Aggregate
Nominal Amount of EUR 2.04 Billion without
Preemptive Rights
8 Authorize Capitalization of Reserves of 0.5: Mgmt For For For
1 Bonus Issue; Amend Article 5 Accordingly
9 Grant Board Authorization to Issue Mgmt For For For
Convertible and/or Exchangeable Debt
Securities without Preemptive Rights
10.1 Approve Bundled Incentive Plans Linked to Mgmt For For For
Predetermined Requirements such as Total
Return Results and EPS
10.2 Approve Savings Plan for Abbey National Plc' Mgmt For For For
Employees and other Companies of Santander
Group in the U.K.
10.3 Approve Issuance of 100 Shares to Employees Mgmt For For For
of Sovereign Subsidiary
11 Authorize Board to Ratify and Execute Mgmt For For For
Approved Resolutions
BANCO SANTANDER S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS E19790109 09/21/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Spain
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve EUR 71.69 Million Capital Increase Mgmt For For For
via Issuance of 143.38 Million New Common
Shares with EUR 0.5 Par Value Each and a
Share Issuance Premium to be Determined by
the Board, in Accordance with Article 153.1c
of Spanish Companies Law
2 Approve Delivery of 100 Banco Santander Mgmt For For For
Shares to Each Employee of the Alliance &
Leicester Plc Group as Special Bonus at the
Completion of the Acquisition
3 Authorize Board to Ratify and Execute Mgmt For For For
Approved Resolutions
BMW GROUP BAYERISCHE MOTOREN WERKE AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D12096109 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Receive Financial Statements and Statutory Mgmt N/A N/A N/A
Reports for Fiscal 2008 (Non-Voting)
2 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 0.30 per Share Common Share and EUR
0.32 per Preference Share
3 Approve Discharge of Management Board for Mgmt For For For
Fiscal 2008
4 Approve Discharge of Supervisory Board for Mgmt For For For
Fiscal 2008
5 Ratify KPMG AG as Auditors for Fiscal 2009 Mgmt For For For
6.1 Reelect Franz Haniel to the Supervisory Board Mgmt For For For
6.2 Reelect Susanne Klatten to the Supervisory Mgmt For For For
Board
6.3 Elect Robert Lane to the Supervisory Board Mgmt For For For
6.4 Reelect Wolfgang Mayrhuber to the Mgmt For For For
Supervisory Board
6.5 Reelect Joachim Milberg to the Supervisory Mgmt For Against Against
Board
6.6 Reelect Stefan Quandt to the Supervisory Mgmt For For For
Board
6.7 Elect Juergen Strube to the Supervisory Board Mgmt For For For
7 Authorize Share Repurchase Program and Mgmt For For For
Reissuance or Cancellation of Repurchased
Shares
8 Amend Articles Re: Audio and Video Mgmt For For For
Transmission of Annual Meeting due to New
German Legislation (Law on Transposition of
EU Shareholders' Rights Directive)
9 Amend Articles Re: Voting Procedures for Mgmt For For For
Supervisory Board Meetings; Adopt D & O
Insurance for Supervisory Board Members
10 Approve Creation of EUR 5 Million Pool of Mgmt For For For
Capital without Preemptive Rights
BP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G12793108 04/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Remuneration Report Mgmt For For For
3 Re-elect Antony Burgmans as Director Mgmt For For For
4 Re-elect Cynthia Carroll as Director Mgmt For For For
5 Re-elect Sir William Castell as Director Mgmt For For For
6 Re-elect Iain Conn as Director Mgmt For For For
7 Re-elect George David as Director Mgmt For For For
8 Re-elect Erroll Davis, Jr as Director Mgmt For For For
9 Elect Robert Dudley as Director Mgmt For For For
10 Re-elect Douglas Flint as Director Mgmt For For For
11 Re-elect Dr Byron Grote as Director Mgmt For For For
12 Re-elect Dr Tony Hayward as Director Mgmt For For For
13 Re-elect Andy Inglis as Director Mgmt For For For
14 Re-elect Dr DeAnne Julius as Director Mgmt For For For
15 Re-elect Sir Tom McKillop as Director Mgmt For For For
16 Re-elect Sir Ian Prosser as Director Mgmt For For For
17 Re-elect Peter Sutherland as Director Mgmt For For For
18 Reappoint Ernst & Young LLP as Auditors and Mgmt For For For
Authorise Board to Fix Their Remuneration
19 Authorise 1,800,000,000 Ordinary Shares for Mgmt For For For
Market Purchase
20 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of USD 1,561,000,000
21 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of USD 234,000,000
22 Approve That a General Meeting Other Than an Mgmt For For For
Annual General Meeting May Be Called on Not
Less Than 14 Clear Days' Notice
BRITISH SKY BROADCASTING GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G15632105 09/26/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Final Dividend of 9.6 Pence Per Mgmt For For For
Ordinary Share
3 Elect Andrew Griffith as Director Mgmt For For For
4 Elect Daniel Rimer as Director Mgmt For For For
5 Re-elect David Evans as Director Mgmt For For For
6 Re-elect Allan Leighton as Director Mgmt For For For
7 Re-elect James Murdoch as Director Mgmt For For For
8 Re-elect Lord Wilson of Dinton as Director Mgmt For For For
9 Re-elect David DeVoe as Director Mgmt For For For
10 Re-elect Arthur Siskind as Director Mgmt For For For
11 Reappoint Deloitte & Touche LLP as Auditors Mgmt For For For
and Authorise the Board to Determine Their
Remuneration
12 Approve Remuneration Report Mgmt For For For
13 Auth. Company and its Subsidiaries to Make Mgmt For For For
EU Political Donations to Political Parties
or Independent Election Candidates up to GBP
0.1M, to Political Org. Other Than Political
Parties up to GBP 0.1M and Incur EU
Political Expenditure up to GBP 0.1M
14 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 289,000,000
15 Subject to the Passing of Resolution 14, Mgmt For For For
Authorise Issue of Equity or Equity-Linked
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 43,500,000
16 Approve Increase in Remuneration of Mgmt For For For
Non-Executive Directors to GBP 1,500,000
17 Adopt New Articles of Association Mgmt For For For
18 Approve British Sky Broadcasting Group 2008 Mgmt For For For
Long-Term Incentive Plan
CADBURY PLC (FKA CADBURY SCHWEPPES PLC)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G1843B107 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Final Dividend of 11.1 Pence Per Mgmt For For For
Ordinary Share
3 Approve Remuneration Report Mgmt For For For
4 Re-elect Roger Carr as Director Mgmt For For For
5 Re-elect Todd Stitzer as Director Mgmt For For For
6 Elect Baroness Hogg as Director Mgmt For For For
7 Elect Colin Day as Director Mgmt For For For
8 Elect Andrew Bonfield as Director Mgmt For For For
9 Reappoint Deloitte LLP as Auditors of the Mgmt For For For
Company
10 Authorise Board to Fix Remuneration of Mgmt For For For
Auditors
11 Authorise Company and its Subsidiaries to Mgmt For For For
Make EU Political Donations to Political
Parties or Independent Election Candidates,
to Political Organisations Other than
Political Parties and to Incur EU Political
Expenditure up to GBP 100,000
12 Authorise Issue of Equity with Pre-emptive Mgmt For For For
Rights Under a General Authority up to GBP
45,410,520 and an Additional Amount Pursuant
to a Rights Issue of up to GBP 90,821,040
After Deducting Any Securities Issued Under
the General Authority
13 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 6,811,578
14 Authorise Market Purchase of up to GBP Mgmt For For For
13,623,156
15 Approve That a General Meeting Other Than an Mgmt For For For
Annual GeneralMeeting May Be Called on Not
Less than 14 Clear Days' Notice
CELESIO AG (FORMERLY GEHE AG)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D1497R112 05/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Receive Financial Statements and Statutory Mgmt N/A N/A N/A
Reports for Fiscal 2008 (Non-Voting)
2 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 0.48 per Share
3 Approve Discharge of Management Board for Mgmt For For For
Fiscal 2008
4 Approve Discharge of Supervisory Board for Mgmt For For For
Fiscal 2008
5 Ratify Ernst & Young AG as Auditors for Mgmt For For For
Fiscal 2009
6 Authorize Share Repurchase Program and Mgmt For For For
Reissuance or Cancellation of Repurchased
Shares
7 Approve Creation of EUR 65.3 Million Pool of Mgmt For Against Against
Capital without Preemptive Rights
8 Approve Issuance of Warrants/Bonds with Mgmt For Against Against
Warrants Attached/Convertible Bonds without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 500 Million; Approve Creation
of EUR 21.8 Million Pool of Capital to
Guarantee Conversion Rights
9 Elect W. M. Henning Rehder to the Mgmt For For For
Supervisory Board
CHEUNG KONG (HOLDINGS) LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y13213106 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Final Dividend Mgmt For For For
3.1 Elect Kam Hing Lam as Director Mgmt For For For
3.2 Elect Woo Chia Ching, Grace as Director Mgmt For For For
3.3 Elect Fok Kin-ning, Canning as Director Mgmt For For For
3.4 Elect Frank John Sixt as Director Mgmt For For For
3.5 Elect George Colin Magnus as Director Mgmt For For For
3.6 Elect Kwok Tun-li, Stanley as Director Mgmt For For For
3.7 Elect Hung Siu-lin, Katherine as Director Mgmt For For For
4 Appoint Deloitte Touche Tohmatsu as Auditors Mgmt For For For
and Authorize Board to Fix Their Remuneration
5.1 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
5.2 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
5.3 Authorize Reissuance of Repurchased Shares Mgmt For Against Against
COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F61824144 05/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 1.00 per Share
3 Accept Consolidated Financial Statements and Mgmt For For For
Statutory Reports
4 Approve Auditors' Special Report Regarding Mgmt For For For
Related-Party Transactions Mentionning the
Absence of Related-Party Transactions
5 Reelect Eric Bourdais de Charbonniere as Mgmt For For For
Supervisory Board Member
6 Reelect Francois Grappotte as Supervisory Mgmt For For For
Board Member
7 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
8 Amend Article 15 of Bylaws Re: Length of Mgmt For For For
Term for Supervisory Board Members
9 Authorize up to 2 Percent of Issued Capital Mgmt For For For
for Use in Stock Option Plan
COMPASS GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G23296182 02/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Remuneration Report Mgmt For For For
3 Approve Final Dividend of 8.0 Pence Per Mgmt For For For
Ordinary Share
4 Elect Tim Parker as Director Mgmt For For For
5 Re-elect Richard Cousins as Director Mgmt For For For
6 Re-elect Andrew Martin as Director Mgmt For For For
7 Reappoint Deloitte LLP as Auditors of the Mgmt For For For
Company
8 Authorise Board to Fix Remuneration of Mgmt For For For
Auditors
9 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 61,400,000
10 Subject to the Passing of Resolution 9, Mgmt For For For
Authorise Issue of Equity or Equity-Linked
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 9,200,000
11 Authorise 184,000,000 Ordinary Shares for Mgmt For For For
Market Purchase
12 Authorise the Company and its Subsidiaries Mgmt For For For
to Make EU Political Donations to Political
Parties or Independent Election Candidates,
to Political Organisations Other Than
Political Parties and to Incur EU Political
Expenditure up to GBP 125,000
DBS GROUP HOLDINGS LTD. (FORMERLY DEVELOPMENT BANK OF SINGAPORE)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y20246107 04/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Singapore
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Authorize Share Repurchase Program Mgmt For For For
2 Approve Extension and Modification of the Mgmt For For For
DBSH Share Plan
3 Amend Articles of Association Mgmt For For For
4 Approve Issuance of Shares, New NRPS and New Mgmt For For For
RPS Pursuant to the DBSH Scrip Dividend
Scheme
DBS GROUP HOLDINGS LTD. (FORMERLY DEVELOPMENT BANK OF SINGAPORE)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y20246107 04/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Singapore
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Adopt Financial Statements and Directors' Mgmt For For For
and Auditors' Reports
2 Declare Final Dividend of SGD 0.14 Per Share Mgmt For For For
3.1 Approve Directors' Fees of SGD 1.5 Million Mgmt For For For
(2007: SGD 1.7 Million)
3.2 Approve Special Remuneration of SGD 2.0 Mgmt For For For
Million for Koh Boon Hwee
4 Reappoint PricewaterhouseCoopers LLC as Mgmt For For For
Auditors and Authorize Board to Fix Their
Remuneration
5.1 Reelect Koh Boon Hwee as Director Mgmt For For For
5.2 Reelect Christopher Cheng Wai Chee as Mgmt For For For
Director
6.1 Reelect Richard Daniel Stanley as Director Mgmt For For For
6.2 Reelect Euleen Goh Yiu Kiang as Director Mgmt For For For
6.3 Reelect Bart Joseph Broadman as Director Mgmt For For For
7 Reelect Andrew Robert Fowell Buxton as Mgmt For Against Against
Director
8.1 Approve Issuance of Shares and/or Grant Mgmt For For For
Awards Pursuant to the DBSH Share Option
Plan and/or the DBSH Share Plan
8.2 Approve Issuance of Shares Under Preemptive Mgmt For For For
Rights
DEUTSCHE POST AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D19225107 04/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Receive Financial Statements and Statutory Mgmt N/A N/A N/A
Reports for Fiscal 2008 (Non-Voting)
2 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 0.60 per Share
3 Approve Discharge of Management Board for Mgmt For For For
Fiscal 2008
4 Approve Discharge of Supervisory Board for Mgmt For For For
Fiscal 2008
5 Ratify PricewaterhouseCoopers AG as Auditors Mgmt For For For
for Fiscal 2009
6 Authorize Share Repurchase Program and Mgmt For For For
Reissuance or Cancellation of Repurchased
Shares
7 Authorize Use of Financial Derivatives when Mgmt For For For
Repurchasing Shares
8 Approve Creation of EUR 240 Million Pool of Mgmt For For For
Capital without Preemptive Rights
9.1 Elect Ulrich Schroeder to the Supervisory Mgmt For For For
Board
9.2 Elect Henning Kagermann to the Supervisory Mgmt For For For
Board
9.3 Elect Stefan Schulte to the Supervisory Board Mgmt For For For
10 Amend Articles Re: Proxy Voting and Location Mgmt For For For
of General Meeting
E.ON AG (FORMERLY VEBA AG)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D24914133 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Receive Financial Statements and Statutory Mgmt N/A N/A N/A
Reports for Fiscal 2008 (Non-Voting)
2 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 1.50 per Share
3 Approve Discharge of Management Board for Mgmt For For For
Fiscal 2008
4 Approve Discharge of Supervisory Board for Mgmt For For For
Fiscal 2008
5 Elect Jens Heyerdahl to the Supervisory Board Mgmt For For For
6.1 Ratify PricewaterhouseCoopers AG as Auditors Mgmt For For For
for Fiscal 2009
6.2 Ratify PricewaterhouseCoopers AG as Auditors Mgmt For For For
for the Inspection of the Abbreviated
Financial Statements for the First Half of
Fiscal 2009
7 Authorize Share Repurchase Program and Mgmt For For For
Reissuance or Cancellation of Repurchased
Shares; Authorize Use of Financial
Derivatives When Repurchasing Shares
8 Approve Creation of EUR 460 Million Pool of Mgmt For For For
Capital without Preemptive Rights
9.1 Approve Issuance of Warrants/Bonds with Mgmt For For For
Warrants Attached/Convertible Bonds without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 5 Billion; Approve Creation of
EUR 175 Million Pool of Capital to Guarantee
Conversion Rights
9.2 Approve Issuance of Warrants/Bonds with Mgmt For For For
Warrants Attached/Convertible Bonds without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 5 Billion; Approve Creation of
EUR 175 Million Pool of Capital to Guarantee
Conversion Rights
10 Amend Corporate Purpose Mgmt For For For
11.1 Amend Articles Re: Audio and Video Mgmt For For For
Transmission at Annual Meeting due to New
German Legislation (Law on Transposition of
EU Shareholders' Rights Directive)
11.2 Amend Articles Re: Voting Rights Mgmt For For For
Representation at Annual Meeting due to New
German Legislation (Law on Transposition of
EU Shareholders' Rights Directive)
11.3 Amend Articles Re: Convocation of Annual Mgmt For For For
Meeting due to New German Legislation (Law
on Transposition of EU Shareholders' Rights
Directive)
12 Approve Affiliation Agreement with E.ON Mgmt For For For
Einundzwanzigste Verwaltungs GmbH
13 Approve Affiliation Agreement with E.ON Mgmt For For For
Zweiundzwanzigste Verwaltungs GmbH
ENI SPA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS T3643A145 04/30/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Italy
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements, Consolidated Mgmt For N/A N/A
Financial Statements, and Statutory Reports
2 Approve Allocation of Income Mgmt For N/A N/A
FLEXTRONICS INTERNATIONAL LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FLEX CINS Y2573F102 09/30/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Singapore
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 RE-ELECTION OF MR. H. RAYMOND BINGHAM AS A Mgmt For For For
DIRECTOR OF FLEXTRONICS.
2 RE-ELECTION OF MR. AJAY B. SHAH AS A Mgmt For For For
DIRECTOR OF FLEXTRONICS.
3 RE-ELECTION OF DR. WILLY C. SHIH AS A Mgmt For For For
DIRECTOR OF FLEXTRONICS.
4 RE-APPOINTMENT OF MR. ROCKWELL A. SCHNABEL Mgmt For For For
AS A DIRECTOR OF FLEXTRONICS.
5 RATIFY AUDITORS Mgmt For For For
6 TO APPROVE THE GENERAL AUTHORIZATION FOR THE Mgmt For For For
DIRECTORS OF FLEXTRONICS TO ALLOT AND ISSUE
ORDINARY SHARES.
7 TO APPROVE THE RENEWAL OF THE SHARE PURCHASE Mgmt For For For
MANDATE RELATING TO ACQUISITIONS BY
FLEXTRONICS OF ITS OWN ISSUED ORDINARY
SHARES.
8 APPROVE AN AMENDMENT TO 2001 EQUITY Mgmt For For For
INCENTIVE PLAN TO INCREASE THE SUB-LIMIT ON
THE MAXIMUM NUMBER OF ORDINARY SHARES WHICH
MAY BE ISSUED AS SHARE BONUSES BY 5,000,000
ORDINARY SHARES.
9 TO APPROVE AN AMENDMENT TO THE 2001 EQUITY Mgmt For For For
INCENTIVE PLAN TO INCREASE THE SUB-LIMIT ON
THE MAXIMUM NUMBER OF ORDINARY SHARES
SUBJECT TO AWARDS WHICH MAY BE GRANTED TO A
PERSON IN A SINGLE CALENDAR YEAR BY
2,000,000 ORDINARY SHARES.
10 TO APPROVE AN AMENDMENT TO THE 2001 EQUITY Mgmt For For For
INCENTIVE PLAN TO INCREASE THE NUMBER OF
ORDINARY SHARES RESERVED FOR ISSUANCE BY
20,000,000 ORDINARY SHARES.
FRANCE TELECOM
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F4113C103 05/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Financial Statements and Discharge Mgmt For For For
Directors
2 Accept Consolidated Financial Statements and Mgmt For For For
Statutory Reports
3 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 1.40 per Share
4 Approve Auditors' Special Report Regarding Mgmt For For For
Related-Party Transactions
5 Renew Appointment of Ernst and Young Audit Mgmt For For For
as Auditor
6 Renew Appointment of Auditex as Alternate Mgmt For For For
Auditor
7 Renew Appointment of Deloitte and Associes Mgmt For For For
as Auditor
8 Renew Appointment of BEAS as Alternate Mgmt For For For
Auditor
9 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
10 Amend Article 13 of Bylaws Re: Shareholding Mgmt For For For
Requirements for Directors
11 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of EUR
2 Billion
12 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without Preemptive
Rights, with the Possibility Not to Offer
them to the Public, up to Aggregate Nominal
Amount of EUR 1.5 Billion
13 Authorize Board to Increase Capital in the Mgmt For For For
Event of Additional Demand Related to
Delegation Submitted to Shareholder Vote
Above
14 Authorize Capital Increase of Up to EUR 1.5 Mgmt For For For
Billion for Future Exchange Offers
15 Authorize Capital Increase of up to 10 Mgmt For For For
Percent of Issued Capital for Future
Acquisitions
16 Authorize Capital Increase of up to EUR 70 Mgmt For For For
Million Reserved for Holders of Orange SA
Stock Options or Shares in Connection with
France Telecom Liquidity Agreement
17 Authorize up to EUR 1 Million for Issuance Mgmt For For For
of Free Option-Based Liquidity Instruments
Reserved for Holders of Orange SA Stock
Options Benefitting from a Liquidity
Agreement
18 Set Global Limit for Capital Increase to Mgmt For For For
Result from All Issuance Requests at EUR 3.5
Billion
19 Approve Issuance of Securities Convertible Mgmt For For For
into Debt up to an Aggregate Amount of EUR 7
Billion
20 Authorize Capitalization of Reserves of Up Mgmt For For For
to EUR 2 Billion for Bonus Issue or Increase
in Par Value
21 Authorize up to 1 Percent of Issued Capital Mgmt For For For
for Use in Restricted Stock Plan
22 Approve Employee Stock Purchase Plan Mgmt For For For
23 Approve Reduction in Share Capital via Mgmt For For For
Cancellation of Repurchased Shares
24 Authorize Filing of Required Documents/Other Mgmt For For For
Formalities
FUJIFILM HOLDINGS CORP. (FORMERLY FUJI PHOTO FILM CO.)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
4901 CINS J14208102 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Allocation of Income, with a Final Mgmt For For For
Dividend of JPY 12.5
2 Amend Articles To Reflect Digitalization of Mgmt For For For
Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
4 Appoint Statutory Auditor Mgmt For For For
5 Approve Retirement Bonus and Special Mgmt For For For
Payments in Connection with Abolition of
Director Retirement Bonus System
6 Approve Retirement Bonus and Special Payment Mgmt For For For
in Connection with Abolition of Statutory
Auditor Retirement Bonus System
7 Approve Deep Discount Stock Option Plan and Mgmt For For For
Stock Option Plan for Directors
GLAXOSMITHKLINE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G3910J112 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Remuneration Report Mgmt For For For
3 Elect James Murdoch as Director Mgmt For For For
4 Re-elect Larry Culp as Director Mgmt For For For
5 Re-elect Sir Crispin Davis as Director Mgmt For For For
6 Re-elect Dr Moncef Slaoui as Director Mgmt For For For
7 Re-elect Tom de Swaan as Director Mgmt For For For
8 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For
Auditors of the Company
9 Authorise the Audit Committee to Fix Mgmt For For For
Remuneration of Auditors
10 Authorise the Company and its Subsidiaries Mgmt For For For
to Make EU Political Donations to Political
Organisations Other than Political Parties
up to GBP 50,000 and to Incur EU Political
Expenditure up to GBP 50,000
11 Authorise Issue of Equity with Pre-emptive Mgmt For For For
Rights Under a General Authority up to GBP
432,359,137 and an Additional Amount
Pursuant to a Rights Issue of up to GBP
864,692,333 After Deducting Any Securities
Issued Under the General Authority
12 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 64,854,519
13 Authorise 518,836,153 Ordinary Shares for Mgmt For For For
Market Purchase
14 Approve the Exemption from Statement of the Mgmt For For For
Name of the Senior Statutory Auditor in
Published Copies of the Auditor's Reports
15 Approve That a General Meeting of the Mgmt For For For
Company Other Than an Annual General Meeting
May Be Called on Not Less Than 14 Clear
Days' Notice
16 Approve GlaxoSmithKline 2009 Performance Mgmt For For For
Share Plan
17 Approve GlaxoSmithKline 2009 Share Option Mgmt For For For
Plan
18 Approve GlaxoSmithKline 2009 Deferred Annual Mgmt For For For
Bonus Plan
HSBC HOLDINGS PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G4634U169 03/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Increase in Authorised Ordinary Mgmt For For For
Share Capital from USD 7,500,100,000, GBP
401,500 and EUR 100,000 to USD
10,500,100,000, GBP 401,500 and EUR 100,000
2 Subject to the Passing of Resolution 1, Mgmt For For For
Authorise Issue of Equity or Equity-Linked
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of USD
2,530,200,000 (Rights Issue)
3 Subject to the Passing of Resolution 2, Mgmt For For For
Authorise Issue of Equity or Equity-Linked
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of USD
2,530,200,000 (Rights Issue)
HSBC HOLDINGS PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G4634U169 05/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Remuneration Report Mgmt For For For
3.1 Re-elect Safra Catz as Director Mgmt For For For
3.2 Re-elect Vincent Cheng as Director Mgmt For For For
3.3 Elect Marvin Cheung as Director Mgmt For For For
3.4 Re-elect John Coombe as Director Mgmt For For For
3.5 Re-elect Jose Duran as Director Mgmt For For For
3.6 Re-elect Rona Fairhead as Director Mgmt For For For
3.7 Re-elect Douglas Flint as Director Mgmt For For For
3.8 Re-elect Alexander Flockhart as Director Mgmt For For For
3.9 Re-elect Lun Fung as Director Mgmt For For For
3.10 Re-elect Michael Geoghegan as Director Mgmt For For For
3.11 Re-elect Stephen Green as Director Mgmt For For For
3.12 Re-elect Stuart Gulliver as Director Mgmt For For For
3.13 Re-elect James Hughes-Hallett as Director Mgmt For For For
3.14 Re-elect William Laidlaw as Director Mgmt For For For
3.15 Elect Rachel Lomax as Director Mgmt For For For
3.16 Re-elect Sir Mark Moody-Stuart as Director Mgmt For For For
3.17 Re-elect Gwyn Morgan as Director Mgmt For For For
3.18 Re-elect Nagavara Murthy as Director Mgmt For For For
3.19 Re-elect Simon Robertson as Director Mgmt For For For
3.20 Elect John Thornton as Director Mgmt For For For
3.21 Re-elect Sir Brian Williamson as Director Mgmt For For For
4 Reappoint KPMG Audit plc as Auditors and Mgmt For For For
Authorise the Group Audit Committee to
Determine Their Remuneration
5 Auth. Issuance of Non-Cumulative Pref. Mgmt For For For
Shares with Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 100,000, EUR
100,000 and USD 85,500; and Auth. Issuance
of Ord. Shares with Pre-emptive Rights up to
Aggregate Nominal Amount of USD 1,720,481,200
6 Subject to the Passing of Resolution 5, Mgmt For For For
Authorise Issue of Equity or Equity-Linked
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of USD 430,120,300
7 Authorise 1,720,481,200 Ordinary Shares for Mgmt For For For
Market Purchase
8 Adopt New Articles of Association Mgmt For For For
9 Approve General Meetings Other Than an Mgmt For For For
Annual General Meetings to be Called on 14
Clear Days' Notice
HUTCHISON WHAMPOA LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y38024108 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Final Dividend Mgmt For For For
3.1 Reelect Li Ka-shing as Director Mgmt For For For
3.2 Reelect Chow Woo Mo Fong, Susan as Director Mgmt For For For
3.3 Reelect Lai Kai Ming, Dominic as Director Mgmt For Against Against
3.4 Reelect William Shurniak as Director Mgmt For For For
4 Appoint Auditors and Authorize Board to Fix Mgmt For For For
Their Remuneration
5 Approve Remuneration of Directors Mgmt For For For
6.1 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
6.2 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
6.3 Authorize Reissuance of Repurchased Shares Mgmt For Against Against
7 Approve Amendments to the 2004 Partner Share Mgmt For Against Against
Option Plan
HUTCHISON WHAMPOA LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y38024108 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve HTHKH Share Option Scheme Mgmt For Against Against
2 Approve CKH Master Agreement Between the Mgmt For For For
Company and Cheung Kong (Hldgs.) Ltd. in
Relation to the Acquisition of CKH Connected
Debt Securities
3 Approve HSE Master Agreement Between the Mgmt For For For
Company and Husky Energy Inc. in Relation to
the Acquisition of HSE Connected Debt
Securities
ING GROEP N.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS N4578E413 04/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Open Meeting and Receive Announcements Mgmt N/A N/A N/A
2.1 Receive Report of Management Board Mgmt N/A N/A N/A
(Non-Voting)
2.2 Receive Report of Supervisory Board Mgmt N/A N/A N/A
(Non-Voting)
2.3 Approve Financial Statements and Statutory Mgmt For For For
Reports
3.1 Receive Explanation on Company's Reserves Mgmt N/A N/A N/A
and Dividend Policy
3.2 Approve Dividends of EUR 0.74 Per Share Mgmt For For For
4 Discuss Remuneration Report Mgmt N/A N/A N/A
5 Discussion on Company's Corporate Governance Mgmt N/A N/A N/A
Structure
6 Receive Explanation on Company's Corporate Mgmt N/A N/A N/A
Responsibility Performance
7.1 Approve Discharge of Management Board Mgmt For For For
7.2 Approve Discharge of Supervisory Board Mgmt For For For
8.1 Elect Jan Hommen to Executive Board Mgmt For For For
8.2 Elect Patrick Flynn Mgmt For For For
9.1 Reelect Godfried van der Lugt to Supervisory Mgmt For For For
Board
9.2 Elect Tineke Bahlmann to Supervisory Board Mgmt For For For
9.3 Elect Jeroen van der Veer to Supervisory Mgmt For For For
Board
9.4 Elect Lodewijk de Waal to Supervisory Board Mgmt For For For
10 Grant Board Authority to Issue Shares and Mgmt For For For
Restricting/Excluding Preemptive Rights
11 Authorize Repurchase of Shares Mgmt For For For
12 Any Other Businesss and Close Meeting Mgmt N/A N/A N/A
INTESA SANPAOLO SPA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS T55067101 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special Italy
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Allocation of Income Mgmt For For For
2 Integrate Remuneration of External Auditors Mgmt For For For
INTESA SANPAOLO SPA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS T55067101 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special Italy
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amend Company Bylaws to Comply with Bank of Mgmt For For For
Italy's Regulation
JEAN COUTU GROUP INC. (THE)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PJC.A CUSIP 47215Q104 07/08/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Canada
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Lise Bastarache, Francois J. Coutu, Mgmt For For For
Jean Coutu, Marie-Josee Coutu, Michel Coutu,
Sylvie Coutu, L. Denis Desautels, Marcel
Dutil, Me Nicolle Forget, Robert Lacroix, Me
Yvon Martineau, Erik Peladeau, Peter Simons
and Dennis Wood as Directors
2 Approve Deloitte & Touche LLP as Auditors Mgmt For For For
and Authorize Board to Fix Their Remuneration
KB FINANCIAL GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KOKBFG CUSIP 48241A105 03/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Financial Statements Mgmt For For For
2 Amend Articles of Incorporation Regarding Mgmt For For For
Preemptive Right, Stock Option, Public
Notice for Shareholder Meeting, Duties of
Audit Committee, Share Cancellation, and
Interim Dividend
3 Elect Two Outside Directors Mgmt For For For
4 Elect Five Outside Directors who will serve Mgmt For For For
as Members of Audit Committee
5 Approve Total Remuneration of Inside Mgmt For For For
Directors and Outside Directors
KB FINANCIAL GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KOKBFG CUSIP 50049M109 08/25/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval of Stock Transfer Plan to Establish Mgmt For For For
Financial Holding Company through
Comprehensive Stock Transfer
2 Amend Articles Regarding Settlement Method Mgmt For For For
for Outstanding Stock Options
KINGFISHER PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G5256E441 06/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Remuneration Report Mgmt For For For
3 Approve Final Dividend of 3.4 Pence Per Mgmt For For For
Ordinary Share
4 Elect Kevin O'Byrne as Director Mgmt For For For
5 Re-elect Phil Bentley as Director Mgmt For For For
6 Re-elect John Nelson as Director Mgmt For For For
7 Re-elect Michael Hepher as Director Mgmt For For For
8 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For
Auditors of the Company
9 Authorise the Audit Committee to Fix Mgmt For For For
Remuneration of Auditors
10 Approve Increase in Authorised Share Capital Mgmt For For For
from GBP 475,000,000 to GBP 624,285,660
11 Authorise Issue of Equity with Pre-emptive Mgmt For For For
Rights Under a General Authority up to GBP
123,662,752 and an Additional Amount
Pursuant to a Rights Issue of up to GBP
247,325,505 After Deducting Any Securities
Issued Under the General Authority
12 Authorise the Company and its Subsidiaries Mgmt For For For
to Make EU Political Donations to Political
Parties and/or Independent Election
Candidates, to Political Organisations Other
Than Political Parties and Incur EU
Political Expenditure up to GBP 75,000
13 Subject to the Passing of Resolution 11, Mgmt For For For
Authorise Issue of Equity or Equity-Linked
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 18,549,412
14 Authorise 236,083,523 Ordinary Shares for Mgmt For For For
Market Purchase
15 Approve That a General Meeting Other Than an Mgmt For For For
Annual General Meeting May Be Called on Not
Less Than 14 Clear Days' Notice
16 Amend Memorandum of Association Mgmt For For For
KONICA MINOLTA HOLDINGS INC. (FORMERLY KONICA CORP.)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
4902 CINS J36060119 06/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amend Articles To Reflect Digitalization of Mgmt For For For
Share Certificates
2.1 Elect Director Mgmt For For For
2.2 Elect Director Mgmt For For For
2.3 Elect Director Mgmt For For For
2.4 Elect Director Mgmt For For For
2.5 Elect Director Mgmt For For For
2.6 Elect Director Mgmt For For For
2.7 Elect Director Mgmt For For For
2.8 Elect Director Mgmt For For For
2.9 Elect Director Mgmt For For For
2.10 Elect Director Mgmt For For For
2.11 Elect Director Mgmt For For For
2.12 Elect Director Mgmt For For For
KOREA ELECTRIC POWER CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y48406105 02/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Four Inside Directors (Bundled) Mgmt For For For
KOREA ELECTRIC POWER CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y48406105 03/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Financial Statements Mgmt For For For
2 Approve Total Remuneration of Inside Mgmt For For For
Directors and Outside Directors
3 Amend Articles of Incorporation regarding Mgmt For Against Against
Business Objectives, Preemptive Rights,
Public Offering, and Public Notice for
Shareholder Meetings
KOREA ELECTRIC POWER CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y48406105 08/20/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Ssang-su Kim as CEO of Company Mgmt N/A For N/A
1.2 Elect Chang-gun Lim as CEO of Company Mgmt N/A TNA N/A
1.3 Elect Kyu-suk Chung as CEO of Company Mgmt N/A TNA N/A
KOREA ELECTRIC POWER CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y48406105 12/08/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Kang Seung-Cheol as Inside Director Mgmt For For For
2 Elect One Inside Director as Audit Committee Mgmt For Against Against
Member
3 Elect Two Outside Directors as Audit Mgmt For For For
Committee Members
4 Approve Remuneration of Inside and Outside Mgmt For For For
Directors
5 Approve Limit on Remuneration of Internal Mgmt For For For
Auditors
LONZA GROUP LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H50524133 04/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Consolidated Financial Statements and Mgmt For For For
Statutory Reports
2 Accept Financial Statements and Statutory Mgmt For For For
Reports
3 Approve Allocation of Income and Dividends Mgmt For For For
of CHF 1.75 per Share
4 Approve Discharge of Board and Senior Mgmt For For For
Management
5 Approve CHF 5 Million Increase in Existing Mgmt For For For
Pool of Capital and Creation of New CHF 5
Million Pool of Capital without Preemptive
Rights
6.1 Reelect Julia Higgins as Director Mgmt For For For
6.2 Reelect Patrick Aebischer as Director Mgmt For For For
6.3 Reelect Gerhard Mayr as Director Mgmt For For For
6.4 Reelect Rolf Soiron as Director Mgmt For For For
6.5 Reelect Richard Sykes as Director Mgmt For For For
6.6 Reelect Peter Wilden as Director Mgmt For For For
6.7 Elect Frits van Dijkas as Director Mgmt For For For
7 Ratify KPMG as Auditors Mgmt For For For
MERCK KGAA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D5357W103 04/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Receive Financial Statements and Statutory Mgmt N/A N/A N/A
Reports for Fiscal 2008 (Non-Voting)
2 Accept Financial Statements and Statutory Mgmt For For For
Reports for Fiscal 2008
3 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 1.50 per Share
4 Approve Discharge of Management Board for Mgmt For For For
Fiscal 2008
5 Approve Discharge of Supervisory Board for Mgmt For For For
Fiscal 2008
6 Ratify KPMG AG as Auditors for Fiscal 2009 Mgmt For For For
7 Approve Affiliation Agreements with Mgmt For For For
Subsidiary Litec-LLL GmbH
8.1 Elect Wolfgang Buechele to the Supervisory Mgmt For For For
Board
8.2 Elect Hans-Juergen Leuchs to the Supervisory Mgmt For For For
Board
9 Allow Electronic Distribution of Company Mgmt For For For
Communications
10 Amend Articles Re: Participation of Merck Mgmt For For For
KGaA on Profit/Loss of E. Merck
11 Approve Creation of EUR 57 Million Pool of Mgmt For For For
Capital without Preemptive Rights
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D55535104 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Receive Supervisory Board, Corporate Mgmt N/A N/A N/A
Governance, and Remuneration Reports for
Fiscal 2008 (Non-Voting)
1.2 Receive Financial Statements and Statutory Mgmt N/A N/A N/A
Reports for Fiscal 2008 (Non-Voting)
2 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 5.50 per Share
3 Approve Discharge of Management Board for Mgmt For For For
Fiscal 2008
4 Approve Discharge of Supervisory Board for Mgmt For For For
Fiscal 2008
5 Authorize Share Repurchase Program and Mgmt For For For
Reissuance or Cancellation of Repurchased
Shares
6 Authorize Use of Financial Derivatives when Mgmt For For For
Repurchasing Shares
7.1 Elect Peter Gruss to the Supervisory Board Mgmt For For For
7.2 Elect Henning Kagermann to the Supervisory Mgmt For For For
Board
7.3 Elect Peter Loescher to the Supervisory Board Mgmt For For For
7.4 Elect Wolfgang Mayrhuber to the Supervisory Mgmt For For For
Board
7.5 Elect Karel Van Miert to the Supervisory Mgmt For For For
Board
7.6 Elect Bernd Pischetsrieder to the Mgmt For For For
Supervisory Board
7.7 Elect Anton van Rossum to the Supervisory Mgmt For For For
Board
7.8 Elect Hans-Juergen Schinzler to the Mgmt For Against Against
Supervisory Board
7.9 Elect Ron Sommer to the Supervisory Board Mgmt For For For
7.10 Elect Thomas Wellauer to the Supervisory Mgmt For For For
Board
8 Approve Creation of EUR 280 Million Pool of Mgmt For For For
Capital without Preemptive Rights
9 Amend Articles Re: Entry in the Mgmt For For For
Shareholders' Register and Registration for
the General Meeting
10 Amend Articles Re: Electronic Participation Mgmt For For For
in the General Meeting and Postal Vote due
to New German Legislation (Law on
Transposition of EU Shareholders' Rights
Directive)
11 Amend Articles Re: Election of Chairman and Mgmt For For For
Deputy Chairman and Decision-Making of
Supervisory Board
NATIONAL AUSTRALIA BANK LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NAB CINS Q65336119 12/18/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Australia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Receive Financial Statements and Statutory Mgmt N/A N/A N/A
Reports for the Financial Year Ended Sept.
30, 2008
2.1 Elect John Thorn as Director Mgmt For For For
2.2 Elect Geoff Tomlinson as Director Mgmt For For For
3 Approve National Australia Bank ('NAB') Mgmt For For For
Staff Share Allocation Plan, NAB New Zealand
Staff Share Allocation Plan, NAB Staff Share
Ownership Plan, NAB Executive Share Option
Plan No.2, NAB Performance Rights Plan, and
NAB Share Incentive Plan (UK)
4 Approve Grant of Performance Shares Mgmt For For For
Amounting to A$1.25 Million and Performance
Rights Amounting to A$1.25 Million to
Cameron Clyne, Group CEO Designate, Under
the Company's Long Term Incentive Plan
5.1 Approve Grant of Shares, Performance Options Mgmt For For For
and Performance Rights to Ahmed Fahour,
Executive Director, Under the Company's Long
Term Incentive Plan
5.2 Approve Grant of Shares, Performance Options Mgmt For For For
and Performance Rights to Michael Ullmer,
Executive Director, Under the Company's Long
Term Incentive Plan
6 Approve Remuneration Report for the Mgmt For For For
Financial Year Ended Sept. 30, 2008
7 Remove Paul Rizzo as a Director ShrHldr Against Against For
NESTLE SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H57312649 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Accept Financial Statements and Statutory Mgmt For For For
Reports
1.2 Approve Remuneration Report Mgmt For For For
2 Approve Discharge of Board and Senior Mgmt For For For
Management
3 Approve Allocation of Income and Dividends Mgmt For For For
of CHF 1.40 per Share
4.1 Reelect Daniel Borel as Director Mgmt For For For
4.2 Reelect Carolina Mueller-Moehl as Director Mgmt For For For
5 Ratify KPMG AG as Auditors Mgmt For For For
6 Approve CHF 180 million Reduction in Share Mgmt For For For
Capital
NINTENDO CO. LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
7974 CINS J51699106 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Allocation of Income, With a Final Mgmt For For For
Dividend of JPY 780
2 Amend Articles To Reflect Digitalization of Mgmt For For For
Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
NORDEA BANK AB (FORMERLY NORDEA AB)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS W57996121 03/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Sweden
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Claes Beyer as Chairman of Meeting Mgmt For For For
2 Prepare and Approve List of Shareholders Mgmt For For For
3 Approve Agenda of Meeting Mgmt For For For
4 Designate Inspector(s) of Minutes of Meeting Mgmt For For For
5 Acknowledge Proper Convening of Meeting Mgmt For For For
6 Approve Issuance of Shares with Preemptive Mgmt For For For
Rights; Approve Capitalization of Reserves
of Up to EUR 5.30 Billion via Transfer from
Unrestricted Equity to Share Capital; Change
Articles Accordingly
7 Approve Issuance of Shares with Preemptive Mgmt For Against Against
Rights; Approve Capitalization of Reserves
of Up to EUR 1.4 Billion via Transfer from
Unrestricted Equity to Share Capital; Reduce
Par Value of Common Stock from EUR 1.0 to
EUR 0.5; Change Articles Accordingly
8 Approve Issuance of Shares with Preemptive Mgmt For Against Against
Rights
NORDEA BANK AB (FORMERLY NORDEA AB)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS W57996121 04/02/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Sweden
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Clas Beyer as Chairman of Meeting Mgmt For For For
2 Prepare and Approve List of Shareholders Mgmt For For For
3 Approve Agenda of Meeting Mgmt For For For
4 Designate Inspector(s) of Minutes of Meeting Mgmt For For For
5 Acknowledge Proper Convening of Meeting Mgmt For For For
6 Receive Financial Statements and Statutory Mgmt N/A N/A N/A
Reports; Receive Auditor's Report; Receive
Chairman's Report on Board's Work; Receive
CEO's Report
7 Approve Financial Statements and Statutory Mgmt For For For
Reports
8 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 0.20 per Share
9 Approve Discharge of Board and President Mgmt For For For
10 Determine Number of Members (10) and Deputy Mgmt For For For
Members (0) of Board
11 Approve Remuneration of Directors in the Mgmt For For For
Amount of EUR 252,000 for Chair, EUR 97,650
for Vice-chairm, and EUR 75,600 for Other
Directors; Approve Additional Compensation
for Attendance and Committee Work; Approve
Remuneration of Auditors
12 Reelect Hans Dalborg (Chair), Stine Bosse, Mgmt For For For
Marie Ehrling, Svein Jacobsen, Tom Knutzen,
Lars Nordstrom, Timo Peltola, Heidi
Petersen, Bjorn Saven, and Bjorn Wahlroos as
Directors
13 Authorize Chairman of Board and Mgmt For For For
Representatives of Four of Company's Largest
Shareholders to Serve on Nominating Committee
14 Authorize Repurchase of Up to 1 Percent of Mgmt For For For
Issued Share Capital
15 Approve Remuneration Policy And Other Terms Mgmt For For For
of Employment For Executive Management
16.1 Approve 2009 Share Matching Plan Mgmt For For For
16.2 Approve Issuance up to 7.25 Million Class Mgmt For For For
C-Shares in Connection with Share Matching
Plan (Item 16a); Amend Articles of
Association Accordingly
17 Shareholder Proposal: Donate SEK 50 Million ShrHldr Against Against For
to "Create a Decent Sweden" Foundation
NOVARTIS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H5820Q150 02/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Discharge of Board and Senior Mgmt For For For
Management
3 Approve Allocation of Income and Dividends Mgmt For For For
of CHF 2 per Share
4 Approve CHF 3 Million Reduction in Share Mgmt For For For
Capital via Cancellation of Repurchased
Shares
5.1 Amend Articles Re: Require Annual Advisory ShrHldr Against For Against
Vote on Remuneration Report, incl.
Disclosure of Compensation Amount Paid to
Board of Directors and Executive Management
5.2 Amend Corporate Purpose Re: Sustainability Mgmt For For For
5.3 Amend Articles Re: Auditors Mgmt For For For
6.1 Retirement of Peter Burckhardt and William Mgmt N/A N/A N/A
George as Directors (Non-Voting)
6.2 Reelect Srikant Datar as Director Mgmt For For For
6.3 Reelect Andreas von Planta as Director Mgmt For For For
6.4 Reelect Wendelin Wiedeking as Director Mgmt For For For
6.5 Reelect Rolf Zinkernagel as Director Mgmt For For For
6.6 Elect William Brody as Director Mgmt For For For
7 Ratify PricewaterhouseCoopers AG as Auditors Mgmt For For For
PEARSON PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G69651100 05/01/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Final Dividend of 22 Pence Per Mgmt For For For
Ordinary Share
3 Re-elect David Arculus as Director Mgmt For For For
4 Re-elect Terry Burns as Director Mgmt For For For
5 Re-elect Patrick Cescau as Director Mgmt For For For
6 Re-elect Rona Fairhead as Director Mgmt For For For
7 Re-elect Robin Freestone as Director Mgmt For For For
8 Re-elect Susan Fuhrman as Director Mgmt For For For
9 Re-elect Ken Hydon as Director Mgmt For For For
10 Re-elect John Makinson as Director Mgmt For For For
11 Re-elect Glen Moreno as Director Mgmt For For For
12 Re-elect Marjorie Scardino as Director Mgmt For For For
13 Elect Will Ethridge as Director Mgmt For For For
14 Elect CK Prahalad as Director Mgmt For For For
15 Approve Remuneration Report Mgmt For For For
16 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For
Auditors of the Company
17 Authorise Board to Fix Remuneration of Mgmt For For For
Auditors
18 Authorise Issue of Equity with Pre-emptive Mgmt For For For
Rights Under a General Authority up to GBP
67,500,000 and an Additional Amount Pursuant
to a Rights Issue of up to GBP 135,000,000
After Deducting Any Securities Issued Under
the General Authority
19 Approve Increase in Authorised Ordinary Mgmt For For For
Share Capital from GBP 299,500,000 to GBP
400,000,000
20 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 10,123,000
21 Authorise 80,000,000 Ordinary Shares for Mgmt For For For
Market Purchase
22 Amend Articles of Association by Deleting Mgmt For For For
All Provisions of Company's Memorandum of
Association which, by Virtue of Section 28
of Companies Act 2006, would Otherwise be
Treated as Provisions of Company's Articles
of Association, and by Deleting Article 3
23 Authorise the Company to Call General Mgmt For For For
Meetings on 14 Clear Days' Notice
PORTUGAL TELECOM, SGPS, S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X6769Q104 03/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Portugal
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Individual Financial Statements and Mgmt For For For
Statutory Reports for Fiscal 2008
2 Accept Consolidated Financial Statements and Mgmt For For For
Statutory Reports for Fiscal 2008
3 Approve Allocation of Income and Dividends Mgmt For For For
4 Approve Discharge of Management and Mgmt For For For
Supervisory Board
5 Increase Board Size to 25 from 23 ShrHldr N/A Against N/A
6 Elect Board Committee Members ShrHldr N/A Against N/A
7 Appoint Principal and Alternate Internal Mgmt For For For
Statutory Auditors
8 Amend Articles Re: Share Registration Mgmt For For For
9 Authorize Share Repurchase Program and Mgmt For For For
Cancellation of Repurchased Shares
10 Approve Issuance of Convertible Debentures Mgmt For For For
11 Eliminate Preemptive Rights Pursuant to the Mgmt For For For
Possible Convertible Debenture Issuance
12 Authorize Issuance of Bonds Mgmt For For For
13 Approve Bond Repurchase Mgmt For For For
RANDSTAD HOLDING N.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS N7291Y137 03/31/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Open Meeting Mgmt N/A N/A N/A
2 Receive Report of Management Board Mgmt N/A N/A N/A
(Non-Voting)
3.1 Approve Financial Statements and Statutory Mgmt For For For
Reports
3.2 Receive Explanation on Company's Reserves Mgmt N/A N/A N/A
and Dividend Policy
3.3 Approve Dividends Mgmt For For For
3.4 Approve Discharge of Management Board Mgmt For For For
3.5 Approve Discharge of Supervisory Board Mgmt For For For
5 Reelect A.H.J. Risseeuw to the Stichting Mgmt For For For
Administratiekantoor Preferente Aandelen
Randstad Holding
6.1 Grant Board Authority to Issue Shares Up To Mgmt For For For
10 Percent of Issued Capital
6.2 Authorize Board to Exclude Preemptive Rights Mgmt For For For
from Issuance under Item 7a
7 Ratify PricewaterhouseCoopers as Auditors Mgmt For For For
8 Allow Questions Mgmt N/A N/A N/A
9 Close Meeting Mgmt N/A N/A N/A
REPSOL YPF S.A
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS E8471S130 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Spain
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Individual and Consolidated Mgmt For For For
Financial Statements, Allocation of Income,
and Discharge Directors
2.1 Re-Elect Luis Suarez de Lezo Mantilla as Mgmt For For For
Director
2.2 Elect Maria Isabel Gabarro Miguel as Director Mgmt For For For
3 Elect External Auditors Mgmt For For For
4 Authorize Repurchase of Shares Mgmt For For For
5 Authorize Issuance of Bonds/Debentures Mgmt For For For
6 Authorize Board to Ratify and Execute Mgmt For For For
Approved Resolutions
ROLLS-ROYCE GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G7630U109 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Remuneration Report Mgmt For For For
3 Elect John Neill as Director Mgmt For For For
4 Re-elect Peter Byrom as Director Mgmt For For For
5 Re-elect Iain Conn as Director Mgmt For For For
6 Re-elect James Guyette as Director Mgmt For For For
7 Re-elect John Rishton as Director Mgmt For For For
8 Re-elect Simon Robertson as Director Mgmt For For For
9 Reappoint KPMG Audit plc as Auditors and Mgmt For For For
Authorise the Board to Determine Their
Remuneration
10 Auth. Directors to Capitalise GBP Mgmt For For For
350,000,000 Standing to the Credit of
Company's Merger Reserve, Capital Redemption
Reserve and/or Such Other Reserves; Issue
Equity with Pre-emptive Rights up to
Aggregate Nominal Amount of GBP GBP
350,000,000 (C Shares)
11 Authorise Company and its Subsidiaries to Mgmt For For For
Make EU Political Donations to Political
Parties and/or Independent Election
Candidates, to Political Organisations Other
than Political Parties and Incur EU
Political Expenditure up to GBP 50,000
12 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 124,899,130
13 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 18,734,869
14 Authorise 185,137,887 Ordinary Shares for Mgmt For For For
Market Purchase
ROYAL DUTCH SHELL PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G7690A118 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Remuneration Report Mgmt For For For
3 Elect Simon Henry as Director Mgmt For For For
4 Re-elect Lord Kerr of Kinlochard as Director Mgmt For For For
5 Re-elect Wim Kok as Director Mgmt For For For
6 Re-elect Nick Land as Director Mgmt For For For
7 Re-elect Jorma Ollila as Director Mgmt For For For
8 Re-elect Jeroen van der Veer as Director Mgmt For For For
9 Re-elect Hans Wijers as Director Mgmt For For For
10 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For
Auditors of the Company
11 Authorise Board to Fix Remuneration of Mgmt For For For
Auditors
12 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of EUR 145 Million
13 Subject to the Previous Resolution Being Mgmt For For For
Passed, Authorise Issue of Equity or
Equity-Linked Securities without Pre-emptive
Rights up to Aggregate Nominal Amount of EUR
21 Million
14 Authorise 624 Million Ordinary Shares for Mgmt For For For
Market Purchase
15 Authorise the Company and its Subsidiaries Mgmt For For For
to Make EU Political Donations to Political
Organisations Other than Political Parties
up to GBP 200,000 and to Incur EU Political
Expenditure up to GBP 200,000
ROYAL PHILIPS ELECTRONICS N.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS N6817P109 03/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 President's Speech Mgmt N/A N/A N/A
2.1 Approve Financial Statements and Statutory Mgmt For For For
Reports
2.2 Receive Explanation on Company's Reserves Mgmt N/A N/A N/A
and Dividend Policy
2.3 Approve Dividends of EUR 0.70 Per Share Mgmt For For For
2.4 Approve Discharge of Management Board Mgmt For For For
2.5 Approve Discharge of Supervisory Board Mgmt For For For
3 Reelect P-J. Sivignon to Management Board Mgmt For For For
4.1 Elect J.J. Schiro to Supervisory Board Mgmt For For For
4.2 Elect J. van der Veer to Supervisory Board Mgmt For For For
4.3 Elect C.A. Poon to Supervisory Board Mgmt For For For
5 Amend Long-Term Incentive Plan Mgmt For For For
6.1 Grant Board Authority to Issue Shares Up To Mgmt For For For
10 Percent of Issued Capital Plus Additional
10 Percent in Case of Takeover/Merger
6.2 Authorize Board to Exclude Preemptive Rights Mgmt For For For
from Issuance under Item 6a
7 Authorize Repurchase of Shares Mgmt For For For
8 Other Business (Non-Voting) Mgmt N/A N/A N/A
SANOFI AVENTIS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F5548N101 04/17/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Financial Statements and Statutory Mgmt For For For
Reports
2 Accept Consolidated Financial Statements and Mgmt For For For
Statutory Reports
3 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 2.20 per Share
4 Ratify Appointment of Chris Viehbacher as Mgmt For For For
Director
5 Approve Auditors' Special Report Regarding Mgmt For Against Against
Related-Party Transactions
6 Approve Transaction with Chris Viehbacher Mgmt For Against Against
Re: Severance Payments
7 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
8 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of EUR
1.3 Billion
9 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without Preemptive
Rights up to Aggregate Nominal Amount of EUR
500 Million
10 Authorize Capital Increase of up to 10 Mgmt For For For
Percent of Issued Capital for Future
Acquisitions
11 Authorize Board to Increase Capital in the Mgmt For For For
Event of Additional Demand Related to
Delegation Submitted to Shareholder Vote
Above
12 Authorize Capitalization of Reserves of Up Mgmt For For For
to EUR 500 Million for Bonus Issue or
Increase in Par Value
13 Approve Employee Stock Purchase Plan Mgmt For For For
14 Authorize up to 2.5 Percent of Issued Mgmt For Against Against
Capital for Use in Stock Option Plan
15 Authorize up to 1.0 Percent of Issued Mgmt For Against Against
Capital for Use in Restricted Stock Plan
16 Approve Reduction in Share Capital via Mgmt For For For
Cancellation of Repurchased Shares
17 Amend Article 15 of the Bylaws Re: Audit Mgmt For For For
Committee
18 Authorize Filing of Required Documents/Other Mgmt For For For
Formalities
SAP AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D66992104 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Receive Financial Statements and Statutory Mgmt N/A N/A N/A
Reports for Fiscal 2008 (Non-Voting)
2 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 0.50 per Share
3 Approve Discharge of Management Board for Mgmt For For For
Fiscal 2008
4 Approve Discharge of Supervisory Board for Mgmt For For For
Fiscal 2008
5 Ratify KPMG AG as Auditors for Fiscal 2009 Mgmt For For For
6 Authorize Share Repurchase Program and Mgmt For For For
Reissuance or Cancellation of Repurchased
Shares
7 Amend Articles Re: Electronic Proxy Mgmt For For For
Authorization due to New German Legislation
(Law on Transposition of EU Shareholders'
Rights Directive)
SBM OFFSHORE NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS N7752F148 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Open Meeting Mgmt N/A N/A N/A
2.1 Receive Report of Management Board Mgmt N/A N/A N/A
2.2 Receive Report of Supervisory Board Mgmt N/A N/A N/A
2.3 Approve Financial Statements Mgmt For For For
3 Approve Dividends of USD 0.93 Per Share Mgmt For For For
4 Discussion on Company's Corporate Governance Mgmt N/A N/A N/A
Structure
5.1 Approve Discharge of Management Board Mgmt For For For
5.2 Approve Discharge of Supervisory Board Mgmt For For For
6 Reelect R. van Gelder MA to Supervisory Board Mgmt For For For
7.1 Amend Articles Board-Related Mgmt For For For
7.2 Allow Electronic Distribution of Company Mgmt For For For
Communications and Amend Articles Accordingly
7.3 Delete Article 29.5 Re: Dividend Distribution Mgmt For For For
7.4 Amend Articles Mgmt For For For
8 Ratify KPMG Accountants NV as Auditors Mgmt For For For
9 Authorize Repurchase of Up to Ten Percent of Mgmt For For For
Issued Share Capital
10.1 Grant Board Authority to Issue Shares Up To Mgmt For For For
Ten Percent of Issued Capital Plus
Additional Ten Percent in Case of
Takeover/Merger
10.2 Authorize Board to Exclude Preemptive Rights Mgmt For For For
from Issuance under Item 10a
11 Approve Restricted Stock Plan Mgmt For For For
12 Allow Electronic Distribution of Company Mgmt For For For
Communications
13 Other Business Mgmt N/A N/A N/A
14 Close Meeting Mgmt N/A N/A N/A
SIEMENS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D69671218 01/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Receive Supervisory Board Report, Corporate Mgmt N/A N/A N/A
Governance Report, Remuneration Report, and
Compliance Report for Fiscal 2007/2008
(Non-Voting)
2 Receive Financial Statements and Statutory Mgmt N/A N/A N/A
Reports for Fiscal 2007/2008 (Non-Voting)
3 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 1.60 per Share
4.1 Postpone Discharge of Former Management Mgmt For For For
Board Member Rudi Lamprecht for Fiscal
2007/2008
4.2 Postpone Discharge of Former Management Mgmt For For For
Board Member Juergen Radomski for Fiscal
2007/2008
4.3 Postpone Discharge of Former Management Mgmt For For For
Board Member Uriel Sharef for Fiscal
2007/2008
4.4 Postpone Discharge of Former Management Mgmt For For For
Board Member Klaus Wucherer for Fiscal
2007/2008
4.5 Approve Discharge of Management Board Member Mgmt For For For
Peter Loescher for Fiscal 2007/2008
4.6 Approve Discharge of Management Board Member Mgmt For For For
Wolfgang Dehen for Fiscal 2007/2008
4.7 Approve Discharge of Management Board Member Mgmt For For For
Heinrich Hiesinger for Fiscal 2007/2008
4.8 Approve Discharge of Management Board Member Mgmt For For For
Joe Kaeser for Fiscal 2007/2008
4.9 Approve Discharge of Former Management Board Mgmt For For For
Member Eduardo Montes for Fiscal 2007/2008
4.10 Approve Discharge of Former Management Board Mgmt For For For
Member Jim Reid-Anderson for Fiscal 2007/2008
4.11 Approve Discharge of Former Management Board Mgmt For For For
Member Erich R. Reinhardt for Fiscal
2007/2008
4.12 Approve Discharge of Management Board Member Mgmt For For For
Hermann Requardt for Fiscal 2007/2008
4.13 Approve Discharge of Management Board Member Mgmt For For For
Siegfried Russwurm for Fiscal 2007/2008
4.14 Approve Discharge of Management Board Member Mgmt For For For
Peter Y. Solmssen for Fiscal 2007/2008
5.1 Approve Discharge of Supervisory Board Mgmt For For For
Member Gerhard Cromme for Fiscal 2007/2008
5.2 Approve Discharge of Supervisory Board Mgmt For For For
Member Ralf Heckmann for Fiscal 2007/2008
5.3 Approve Discharge of Supervisory Board Mgmt For For For
Member Josef Ackermann for Fiscal 2007/2008
5.4 Approve Discharge of Supervisory Board Mgmt For For For
Member Lothar Adler for Fiscal 2007/2008
5.5 Approve Discharge of Supervisory Board Mgmt For For For
Member Jean-Louis Beffa for Fiscal 2007/2008
5.6 Approve Discharge of Former Supervisory Mgmt For For For
Board Member Gerhard Bieletzki for Fiscal
2007/2008
5.7 Approve Discharge of Supervisory Board Mgmt For For For
Member Gerd von Brandenstein for Fiscal
2007/2008
5.8 Approve Discharge of Former Supervisory Mgmt For For For
Board Member John David Coombe for Fiscal
2007/2008
5.9 Approve Discharge of Former Supervisory Mgmt For For For
Board Member Hildegard Cornudet for Fiscal
2007/2008
5.10 Approve Discharge of Supervisory Board Mgmt For For For
Member Michael Diekmann for Fiscal 2007/2008
5.11 Approve Discharge of Supervisory Board Mgmt For For For
Member Hans Michael Gaul for Fiscal 2007/2008
5.12 Approve Discharge of Former Supervisory Mgmt For For For
Board Member Birgit Grube for Fiscal
2007/2008
5.13 Approve Discharge of Supervisory Board Mgmt For For For
Member Peter Gruss for Fiscal 2007/2008
5.14 Approve Discharge of Supervisory Board Mgmt For For For
Member Bettina Haller for Fiscal 2007/2008
5.15 Approve Discharge of Supervisory Board Mgmt For For For
Member Heinz Hawreliuk for Fiscal 2007/2008
5.16 Approve Discharge of Supervisory Board Mgmt For For For
Member Berthold Huber for Fiscal 2007/2008
5.17 Approve Discharge of Supervisory Board Mgmt For For For
Member Harald Kern for Fiscal 2007/2008
5.18 Approve Discharge of Former Supervisory Mgmt For For For
Board Member Walter Kroell for Fiscal
2007/2008
5.19 Approve Discharge of Supervisory Board Mgmt For For For
Member Nicola Leibinger-Kammueller for
Fiscal 2007/2008
5.20 Approve Discharge of Former Supervisory Mgmt For For For
Board Member Michael Mirow for Fiscal
2007/2008
5.21 Approve Discharge of Supervisory Board Mgmt For For For
Member Werner Moenius for Fiscal 2007/2008
5.22 Approve Discharge of Former Supervisory Mgmt For For For
Board Member Roland Motzigemba for Fiscal
2007/2008
5.23 Approve Discharge of Former Supervisory Mgmt For For For
Board Member Thomas Rackow for Fiscal
2007/2008
5.24 Approve Discharge of Supervisory Board Mgmt For For For
Member Hakan Samuelsson for Fiscal 2007/2008
5.25 Approve Discharge of Supervisory Board Mgmt For For For
Member Dieter Scheitor for Fiscal 2007/2008
5.26 Approve Discharge of Former Supervisory Mgmt For For For
Board Member Albrecht Schmidt for Fiscal
2007/2008
5.27 Approve Discharge of Supervisory Board Mgmt For For For
Member Henning Schulte-Noelle for Fiscal
2007/2008
5.28 Approve Discharge of Supervisory Board Mgmt For For For
Member Rainer Sieg for Fiscal 2007/2008
5.29 Approve Discharge of Former Supervisory Mgmt For For For
Board Member Peter von Siemens for Fiscal
2007/2008
5.30 Approve Discharge of Former Supervisory Mgmt For For For
Board Member Jerry I. Speyer for Fiscal
2007/2008
5.31 Approve Discharge of Supervisory Board Mgmt For For For
Member Birgit Steinborn for Fiscal 2007/2008
5.32 Approve Discharge of Supervisory Board Mgmt For For For
Member Iain Vallance of Tummel for Fiscal
2007/2008
6 Ratify Ernst & Young AG as Auditors for Mgmt For For For
Fiscal 2008/2009
7 Authorize Share Repurchase Program and Mgmt For For For
Reissuance or Cancellation of Repurchased
Shares
8 Authorize Use of Financial Derivatives of up Mgmt For For For
to 5 Percent of Issued Share Capital When
Repurchasing Shares
9 Approve Creation of EUR 520.8 Million Pool Mgmt For For For
of Capital without Preemptive Rights
10 Approve Issuance of Warrants/Bonds with Mgmt For For For
Warrants Attached/Convertible Bonds without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 15 Billion; Approve Creation
of EUR 600 Million Pool of Capital to
Guarantee Conversion Rights
11 Approve Remuneration of Supervisory Board Mgmt For For For
12 Amend Articles Re: Decision Making of Mgmt For For For
General Meeting
SINGAPORE TELECOMMUNICATIONS LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y79985209 07/25/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Singapore
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Adopt Financial Statements and Directors' Mgmt For For For
and Auditors' Reports
2 Declare Final Dividend of SGD 0.069 Per Share Mgmt For For For
3 Reelect Graham John Bradley as Director Mgmt For For For
4 Reelect Chumpol NaLamlieng as Director Mgmt For For For
5 Reelect Nicky Tan Ng Kuang as Director Mgmt For For For
6 Reelect Dominic Chiu Fai Ho as Director Mgmt For For For
7 Approve Directors' Fees of SGD 2.3 Million Mgmt For For For
for the Year Ending March 31, 2009 (2008:
SGD 2.3 Million)
8 Reappoint Auditors and Authorize Board to Mgmt For For For
Fix Their Remuneration
9 Approve Issuance of Shares without Mgmt For For For
Preemptive Rights
10 Approve Issuance of Shares and Grant Options Mgmt For For For
Pursuant to the Singapore Telecom Share
Option Scheme 1999
11 Approve Issuance of Shares and Grant Awards Mgmt For For For
Pursuant to the Singtel Performance Share
Plan
SINGAPORE TELECOMMUNICATIONS LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y79985209 07/25/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Singapore
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Authorize Share Repurchase Program Mgmt For For For
2 Approve Participation by the Relevant Person Mgmt For For For
in the SingTel Performance Share Plan
3 Amend Articles of Association Mgmt For For For
SMITHS GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G82401111 07/28/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Adopt New Articles of Association Mgmt For For For
2 Approve Smiths Group Value Sharing Plan Mgmt For For For
3 Amend Smiths Group Co-Investment Plan Mgmt For For For
SMITHS GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G82401111 11/18/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Remuneration Report Mgmt For For For
3 Approve Final Dividend of 23.5 Pence Per Mgmt For For For
Ordinary Share
4 Elect Philip Bowman as Director Mgmt For For For
5 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For
Auditors of the Company
6 Authorise Board to Fix Remuneration of Mgmt For For For
Auditors
7 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 48,510,168
8 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 7,276,525
9 Authorise 38,808,135 Ordinary Shares for Mgmt For For For
Market Purchase
10 Authorise Company and its Subsidiaries to Mgmt For For For
Make EU Political Donations to Political
Parties or Independent Election Candidates
up to GBP 0.05M,to Political Org. Other Than
Political Parties up to GBP 0.05M and Incur
EU Political Expenditure up to GBP 0.05M
SONY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
6758 CINS J76379106 06/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amend Articles To Reflect Digitalization of Mgmt For For For
Share Certificates
2.1 Elect Director Mgmt For For For
2.2 Elect Director Mgmt For For For
2.3 Elect Director Mgmt For For For
2.4 Elect Director Mgmt For For For
2.5 Elect Director Mgmt For For For
2.6 Elect Director Mgmt For For For
2.7 Elect Director Mgmt For For For
2.8 Elect Director Mgmt For For For
2.9 Elect Director Mgmt For For For
2.10 Elect Director Mgmt For For For
2.11 Elect Director Mgmt For For For
2.12 Elect Director Mgmt For For For
2.13 Elect Director Mgmt For For For
2.14 Elect Director Mgmt For For For
2.15 Elect Director Mgmt For For For
3 Approve Stock Option Plan Mgmt For For For
STANDARD CHARTERED PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G84228157 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Final Dividend of 42.32 US Cents Per Mgmt For For For
Ordinary Share
3 Approve Remuneration Report Mgmt For For For
4 Re-elect Jamie Dundas as Director Mgmt For For For
5 Re-elect Rudolph Markham as Director Mgmt For For For
6 Re-elect Ruth Markland as Director Mgmt For For For
7 Re-elect Richard Meddings as Director Mgmt For For For
8 Re-elect John Peace as Director Mgmt For For For
9 Elect Steve Bertamini as Director Mgmt For For For
10 Elect John Paynter as Director Mgmt For For For
11 Reappoint KPMG Audit plc as Auditors of the Mgmt For For For
Company
12 Authorise Board to Fix Remuneration of Mgmt For For For
Auditors
13 Authorise the Company and its Subsidiaries Mgmt For For For
to Make EU Political Donations to Political
Parties or Independent Election Candidates,
to Political Organisations Other than
Political Parties and Incur EU Political
Expenditure up to GBP 100,000
14 Increase Auth. Share Capital from USD Mgmt For For For
2,816,000,000, GBP 500,000,000 and EUR
1,000,000,000 to USD 3,316,000,000, GBP
500,000,000, EUR 1,000,000,000, AED
100,000,000, HKD 100,000,000, INR
1,000,000,000, KRW 500,000,000,000 and SGD
100,000,000
15 Issue Equity with Rights up to USD Mgmt For For For
316,162,105.50 (Relevant Authorities and
Share Dividend Scheme) and Additional Amount
of USD 632,324,211 (Rights Issue) After
Deducting Any Securities Issued Under the
Relevant Authorities and Share Dividend
Scheme
16 Extend Directors' Authority to Issue Equity Mgmt For For For
with Pre-emptive Rights up to Aggregate
Nominal Amount of USD 189,697,263 Pursuant
to Paragraph A of Resolution 15 to Include
the Shares Repurchased by the Company Under
Authority Granted by Resolution 18
17 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of USD 47,424,315.50
18 Authorise 189,697,263 Ordinary Shares for Mgmt For For For
Market Purchase
19 Authorise Market Purchase of 477,500 Mgmt For For For
Preference Shares of USD 5.00 and
195,285,000 Preference Shares of GBP 1.00
20 Adopt New Articles of Association Mgmt For For For
21 Approve That a General Meeting Other Than an Mgmt For For For
Annual General Meeting May Be Called on Not
Less Than 14 Clear Days' Notice
SUEZ ENVIRONNEMENT COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F90131115 07/16/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Merger by Absorption of Rivolam Mgmt For For For
2 Approve Spin-Off of Suez Environnement Mgmt For For For
3 Approve Distribution of 65 percent of Suez Mgmt For For For
Environnement to Suez's Shareholders
4 Approve Special Auditors' Report Regarding Mgmt For For For
Related-Party Transactions
5 Approve Merger by Absorption of Suez by GDF Mgmt For For For
6 Authorize Filing of Required Documents/Other Mgmt For For For
Formalities
SWIRE PACIFIC LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y83310105 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Final Dividends Mgmt For For For
2.1 Reelect C D Pratt as Director Mgmt For For For
2.2 Reelect P N L Chen as Director Mgmt For For For
2.3 Reelect D Ho as Director Mgmt For For For
2.4 Reelect J W J Hughes-Hallett as Director Mgmt For For For
2.5 Reelect C K M Kwok as Director Mgmt For For For
2.6 Reelect M M T Yang as Director Mgmt For For For
2.7 Elect P A Kilgour as Director Mgmt For For For
2.8 Elect M B Swire as Director Mgmt For For For
3 Reappoint PricewaterhouseCoopers as Auditors Mgmt For For For
and Authorize the Board to Fix Their
Remuneration
4 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
SWISS REINSURANCE (SCHWEIZERISCHE RUECKVERSICHERUNGS)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H84046137 03/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports for Fiscal 2008
2 Approve Allocation of Income and Dividends Mgmt For For For
of CHF 0.10 per Share
3 Approve Discharge of Board and Senior Mgmt For For For
Management
4.1 Approve Issuance of Convertible Notes Mgmt For For For
without Preemptive Rights; Approve Creation
of CHF 16 Million Pool of Capital to
Guarantee Conversion Rights
4.2 Approve Creation of CHF 18 Million Pool of Mgmt For For For
Capital with Preemptive Rights
5.1 Reelect Jakob Baer as Director Mgmt For For For
5.2 Reelect John Coomber as Director Mgmt For For For
5.3 Elect Director Mgmt For Against Against
6 Ratify PricewaterhouseCoopers AG as Auditors Mgmt For For For
TAKEDA PHARMACEUTICAL CO. LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
4502 CINS J8129E108 06/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Allocation of Income, with a Final Mgmt For For For
Dividend of JPY 92
2 Amend Articles To Reflect Digitalization of Mgmt For For For
Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
4.1 Appoint Statutory Auditor Mgmt For Against Against
4.2 Appoint Statutory Auditor Mgmt For For For
5 Approve Annual Bonus Payment to Directors Mgmt For For For
TELEFONICA S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 879382109 06/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Spain
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Individual and Consolidated Mgmt For For For
Financial Statements, Allocation of Income,
and Discharge Directors
2 Approve Dividend Charged to Unrestricted Mgmt For For For
Reserves
3 Approve Employee Stock Purchase Plan Mgmt For For For
4 Authorize Share Repurchase Program Mgmt For For For
5 Approve Reduction in Capital via the Mgmt For For For
Cancellation of Treasury Shares; Amend
Articles Accordingly
6 Ratify Auditors for Fiscal Year 2009 Mgmt For For For
7 Authorize Board to Ratify and Execute Mgmt For For For
Approved Resolutions
TELEKOM AUSTRIA AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS A8502A102 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Austria
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Receive Financial Statements and Statutory Mgmt N/A N/A N/A
Reports (Non-Voting)
2 Approve Allocation of Income Mgmt For For For
3 Approve Discharge of Management and Mgmt For For For
Supervisory Board
4 Approve Remuneration of Supervisory Board Mgmt For For For
Members
5 Ratify Auditors Mgmt For For For
6 Receive Report on Share Repurchase Program Mgmt N/A N/A N/A
7 Authorize Share Repurchase Program; Mgmt For For For
Authorize Use of Repurchased Shares for
Stock Option Plan, Settlement of Convertible
Bonds, Acquisitions, and Other Purposes,
Cancellation in an Amount of up to EUR 100.3
Million, or Sale of Shares On- or Off-Market
8 Approve Issuance of Convertible Bonds and/or Mgmt For For For
Bonds with Warrants Attached that Convert
into up to 80 Million Shares
9 Approve Creation of EUR 87.2 Million Pool of Mgmt For For For
Capital without Preemptive Rights to Cover
Conversion Rights
TELENOR ASA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS R21882106 05/11/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Norway
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Notice of Meeting Mgmt For For For
2 Designate Inspector of Minutes of Meeting Mgmt For For For
3 Approve Financial Statements and Statutory Mgmt For For For
Reports; Approve Allocation of Income
4 Approve Remuneration of Auditors Mgmt For For For
5 Approve Remuneration Policy And Other Terms Mgmt For For For
of Employment For Executive Management
6 Authorize Repurchase of up to 4 Million Mgmt For For For
Issued Shares in Connection with Incentive
Programs
7 Elect Members and Deputy Members of Mgmt For For For
Corporate Assembly
8 Elect Members of Nominating Committee Mgmt For For For
9 Amend Articles Re: Set Minimum (5) and Mgmt For For For
Maximum (13) Number of Directors
10 Amend Articles Re: Change Name of Election Mgmt For For For
Committee to Nomination Committee
THE ROYAL BANK OF SCOTLAND GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G76891111 11/20/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Increase in Authorised Ordinary Mgmt For For For
Share Capital by the Creation of an
Additional 22,909,776,276 Ordinary Shares of
25 Pence Each; Authorise Issue of Equity
with Pre-emptive Rights up to GBP
8,092,121,756 (Placing and Open Offer)
2 Subject to the Placing and Open Offer of Mgmt For For For
22,909,776,276 New Shares in the Company
Becoming Unconditional, Approve Waiver on
Tender-Bid Requirement
TOTAL SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F92124100 05/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Consolidated Financial Statements Mgmt For For For
and Statutory Reports
3 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 2.28 per Share
4 Approve Special Auditors' Report Presenting Mgmt For For For
Ongoing Related-Party Transactions
5 Approve Transaction with Thierry Desmarest Mgmt For For For
6 Approve Transaction with Christophe de Mgmt For Against Against
Margerie
7 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
8 Reelect Anne Lauvergeon as Director Mgmt For For For
9 Reelect Daniel Bouton as Director Mgmt For For For
10 Reelect Bertrand Collomb as Director Mgmt For For For
11 Reelect Christophe de Margerie as Director Mgmt For For For
12 Reelect Michel Pebereau as Director Mgmt For For For
13 Electe Patrick Artus as Director Mgmt For For For
14 Amend Article 12 of Bylaws Re: Age Limit for Mgmt For For For
Chairman
15 Amend Article 19 of Bylaws Re: Disclosure of ShrHldr Against Against For
Individual Stock Plans
16 Amend Article 11 of Bylaws Re: Nomination of ShrHldr Against Against For
Employees Shareholders Representative to the
Board of Directors
17 Approve Restricted Stock Plan to All ShrHldr Against Against For
Employees
UBS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H89231338 04/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Accept Financial Statements and Statutory Mgmt For For For
Reports
1.2 Approve 2009 Compensation Model Mgmt For For For
2 Approve Carrying Forward of Net Loss Mgmt For For For
3.1 Reelect Peter Voser as Director Mgmt For For For
3.2 Reelect David Sidwell as Director Mgmt For For For
3.3 Reelect Sally Bott as Director Mgmt For For For
3.4 Reelect Rainer-Marc Frey as Director Mgmt For For For
3.5 Reelect Bruno Gehrig as Director Mgmt For For For
3.6 Reelect William Parrett as Director Mgmt For For For
3.7 Elect Kaspar Villiger as Director Mgmt For For For
3.8 Elect Michel Demare as Director Mgmt For For For
3.9 Elect Ann Goodbehere as Director Mgmt For For For
3.10 Elect Axel Lehmann as Director Mgmt For For For
4.1 Ratify Ernst & Young Ltd. as Auditors Mgmt For For For
4.2 Ratify BDO Visura as Special Auditors Mgmt For For For
5 Approve Issuance of Warrants without Mgmt For For For
Preemptive Rights; Approve Creation of CHF
10 Million Pool of Capital to Guarantee
Conversion Rights
6 Approve Creation of CHF 29.3 Million Pool of Mgmt For For For
Capital without Preemptive Rights
UBS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H89231338 10/02/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Sally Bott as Director Mgmt For For For
1.2 Elect Rainer-Marc Frey as Director Mgmt For For For
1.3 Elect Bruno Gehrig as Director Mgmt For For For
1.4 Elect William G. Parrett as Director Mgmt For For For
2 Amend Articles Re: New Governance Structure Mgmt For For For
UBS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H89231338 11/27/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Issuance of Mandatory Convertible Mgmt For For For
Notes without Preemptive Rights; Approve
Creation of CHF 36.5 Million Pool of Capital
to Guarantee Conversion Rights
UNICREDIT SPA (FORMERLY UNICREDITO ITALIANO SPA)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS T95132105 04/29/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual/Special Italy
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements, Consolidated Mgmt For N/A N/A
Financial Statements, and Statutory Reports
2 Approve Allocation of Income Mgmt For N/A N/A
3.1 Slate 1 - Submitted by Three Foundation Mgmt N/A N/A N/A
3.2 Slate 2- Submitted by Institutional Investors Mgmt N/A N/A N/A
4 Approve Remuneration of Directors and Mgmt For N/A N/A
Committees Members
5 Deliberations Pursuant to Article 2390 of Mgmt For N/A N/A
Civil Code Re: Decisions Inherent to
Authorization of Board Members To Assume
Positions In Competing Companies
6 Approve Remuneration Policy Mgmt For N/A N/A
7 Approve Stock Ownership Plan for the Mgmt For N/A N/A
Employees of the Company
UNICREDIT SPA (FORMERLY UNICREDITO ITALIANO SPA)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS T95132105 04/29/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Special Italy
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Authorize Capital Increase with Preemptive Mgmt For N/A N/A
Rights, Through the Capitalization of
Reserves
2 Amend Articles 5, 8, 23, and 30 of Company's Mgmt For N/A N/A
Bylaws
UNICREDIT SPA (FORMERLY UNICREDITO ITALIANO SPA)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS T95132105 11/14/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Italy
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Authorize Capital Increase Through the Mgmt For For For
Issuance of up to 973.08 Million Ordinary
Shares Reserved to Ordinary and Saving
Shareholders; Amend Bylaws Accordingly
UNICREDIT SPA (FORMERLY UNICREDITO ITALIANO SPA)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS T95132105 11/14/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Italy
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Authorize Share Repurchase Program and Mgmt For For For
Reissuance of Repurchased Shares
UNILEVER PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G92087165 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Remuneration Report Mgmt For For For
3 Approve Final Dividend of 40.19 Pence Per Mgmt For For For
Ordinary Share
4 Re-elect James Lawrence as Director Mgmt For For For
5 Re-elect Paul Polman as Director Mgmt For For For
6 Re-elect The Lord Brittan of Spennithorne as Mgmt For For For
Director
7 Re-elect Wim Dik as Director Mgmt For For For
8 Re-elect Charles Golden as Director Mgmt For For For
9 Re-elect Byron Grote as Director Mgmt For For For
10 Re-elect Narayana Murthy as Director Mgmt For For For
11 Re-elect Hixonia Nyasulu as Director Mgmt For For For
12 Re-elect Kees Storm as Director Mgmt For For For
13 Re-elect Michael Treschow as Director Mgmt For For For
14 Re-elect Jeroen van der Veer as Director Mgmt For For For
15 Elect Louise Fresco as Director Mgmt For For For
16 Elect Ann Fudge as Director Mgmt For For For
17 Elect Paul Walsh as Director Mgmt For For For
18 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For
Auditors of the Company
19 Authorise Board to Fix Remuneration of Mgmt For For For
Auditors
20 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 13,290,000
21 Subject to the Passing of the Previous Mgmt For For For
Resolution, Authorise Issue of Equity or
Equity-Linked Securities without Pre-emptive
Rights up to Aggregate Nominal Amount of GBP
2,000,000
22 Authorise 131,000,000 Ordinary Shares for Mgmt For For For
Market Purchase
23 Auth. Company and its Subsidiaries to Make Mgmt For For For
EU Political Donations to Political Parties
and Independent Election Candidates up to
GBP 0.1M, to Political Org. Other Than
Political Parties up to GBP 0.1M and to
Incur EU Political Expenditure up to GBP 0.1M
24 Approve That a General Meeting Other Than an Mgmt For For For
Annual General Meeting May Be Called on Not
Less Than 14 Days' Clear Notice
25 Authorise Directors to Agree to Modify the Mgmt For For For
Agreement Dated 28 June, 1946 (as Amended by
Supplemental Agreements Dated 20 July, 1951,
21 December, 1981 and 15 May, 2006) with
Unilever N.V. of the Netherlands known as
the Equalisation Agreement
UNILEVER PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G92087165 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amend Unilever plc Equalisation Agreement Mgmt For For For
UNILEVER PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G92087165 10/28/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Paul Polman as Director Mgmt For For For
VIVENDI
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F97982106 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Financial Statements and Statutory Mgmt For For For
Reports
2 Accept Consolidated Financial Statements and Mgmt For For For
Statutory Reports
3 Treatment of Losses and Allocation of Mgmt For For For
Dividends of EUR 1.40 per Share
4 Authorize Payment of Dividends by Shares Mgmt For For For
5 Approve Auditors' Special Report Regarding Mgmt For For For
Related-Party Transactions
6 Approve Transaction with Jean-Bernard Levy Mgmt For For For
Related to Severance Payments
7 Elect Maureen Chiquet as Supervisory Board Mgmt For For For
Member
8 Elect Christophe de Margerie as Supervisory Mgmt For For For
Board Member
9 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
10 Approve Reduction in Share Capital via Mgmt For For For
Cancellation of Repurchased Shares
11 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of EUR
1.5 Billion
12 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without Preemptive
Rights up to Aggregate Nominal Amount of EUR
800 Million
13 Authorize Board to Increase Capital in the Mgmt For For For
Event of Additional Demand Related to
Delegation Submitted to Shareholder Vote
Under Items 11 and 12
14 Authorize Capital Increase of up to 10 Mgmt For For For
Percent of Issued Capital for Future
Acquisitions
15 Approve Employee Stock Purchase Plan Mgmt For For For
16 Approve Stock Purchase Plan Reserved for Mgmt For For For
Employees of International Subsidiaries
17 Authorize Capitalization of Reserves of Up Mgmt For For For
to EUR 800 Million for Bonus Issue or
Increase in Par Value
18 Authorize Filing of Required Documents/Other Mgmt For For For
Formalities
VODAFONE GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G93882135 07/29/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Re-elect Sir John Bond as Director Mgmt For For For
3 Re-elect John Buchanan as Director Mgmt For For For
4 Re-elect Vittorio Colao as Director Mgmt For For For
5 Re-elect Andy Halford as Director Mgmt For For For
6 Re-elect Alan Jebson as Director Mgmt For For For
7 Re-elect Nick Land as Director Mgmt For For For
8 Re-elect Anne Lauvergeon as Director Mgmt For For For
9 Re-elect Simon Murray as Director Mgmt For For For
10 Re-elect Luc Vandevelde as Director Mgmt For For For
11 Re-elect Anthony Watson as Director Mgmt For For For
12 Re-elect Philip Yea as Director Mgmt For For For
13 Approve Final Dividend of 5.02 Pence Per Mgmt For For For
Ordinary Share
14 Approve Remuneration Report Mgmt For For For
15 Reappoint Deloitte & Touche LLP as Auditors Mgmt For For For
of the Company
16 Authorise the Audit Committee to Fix Mgmt For For For
Remuneration of Auditors
17 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of USD 1,100,000,000
18 Subject to the Passing of Resolution 17, Mgmt For For For
Authorise Issue of Equity or Equity-Linked
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of USD 300,000,000
19 Authorise 5,300,000,000 Ordinary Shares for Mgmt For For For
Market Purchase
20 Authorise the Company and its Subsidiaries Mgmt For For For
to Make EU Political Donations to Political
Parties, and/or Independent Election
Candidates, to Political Organisations Other
Than Political Parties and Incur EU
Political Expenditure up to GBP 100,000
21 Amend Articles of Association Mgmt For For For
22 Approve Vodafone Group 2008 Sharesave Plan Mgmt For For For
YELL PUBLICIDAD (FKA TELEFONICA PUBLICIDAD E INFORMACION S.A.)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G9835W104 07/25/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Final Dividend of 5.7 Pence Per Mgmt For For For
Ordinary Share
3 Approve Remuneration Report Mgmt For For For
4 Re-elect John Condron as Director Mgmt For For For
5 Re-elect John Davis as Director Mgmt For For For
6 Re-elect Lyndon Lea as Director Mgmt For For For
7 Re-elect Lord Powell of Bayswater as Director Mgmt For For For
8 Re-elect Robert Scott as Director Mgmt For For For
9 Re-elect John Coghlan as Director Mgmt For For For
10 Re-elect Joachim Eberhardt as Director Mgmt For For For
11 Re-elect Richard Hooper as Director Mgmt For For For
12 Re-elect Tim Bunting as Director Mgmt For For For
13 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For
Auditors of the Company
14 Authorise Board to Fix Remuneration of Mgmt For For For
Auditors
15 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 2,592,204
16 Authorise the Company and its Subsidiaries Mgmt For For For
to Make EU Political Donations to Political
Parties or Independent Election Candidates,
to Political Organisations Other Than
Political Parties and Incur EU Political
Expenditure up to GBP 100,000
17 Adopt New Articles of Association Mgmt For For For
18 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 390,550
19 Authorise 78,109,963 Ordinary Shares for Mgmt For For For
Market Purchase
ADIDAS AG (FRMLY ADIDAS-SALOMON AG)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D0066B102 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Receive Financial Statements and Statutory Mgmt N/A N/A N/A
Reports for Fiscal 2008 (Non-Voting)
2 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 0.50 per Share
3 Approve Discharge of Management Board for Mgmt For For For
Fiscal 2008
4 Approve Discharge of Supervisory Board for Mgmt For For For
Fiscal 2008
5.1 Reelect Stefan Jentzsch to the Supervisory Mgmt For For For
Board
5.2 Reelect Igor Landau to the Supervisory Board Mgmt For For For
5.3 Reelect Willi Schwerdtle to the Supervisory Mgmt For For For
Board
5.4 Reelect Christian Tourres to the Supervisory Mgmt For For For
Board
5.5 Elect Herbert Kauffmann to the Supervisory Mgmt For For For
Board
5.6 Elect Alexander Popow to the Supervisory Mgmt For For For
Board
6 Amend Articles Re: Voting Rights Mgmt For For For
Representation at Annual Meeting due to New
German Legislation (Law on Transposition of
EU Shareholders' Rights Directive)
7 Amend Articles Re: Conducting of Shareholder Mgmt For For For
Meeting due to New German Legislation (Law
on Company Integrity and Modernization of
the Right of Avoidance)
8 Approve Creation of EUR 50 Million Pool of Mgmt For For For
Capital with Preemptive Rights
9 Approve Creation of EUR 25 Million Pool of Mgmt For For For
Capital without Preemptive Rights
10 Authorize Share Repurchase Program and Mgmt For For For
Reissuance or Cancellation of Repurchased
Shares
11 Authorize Use of Financial Derivatives when Mgmt For For For
Repurchasing Shares
12.1 Ratify KPMG AG as Auditors for Fiscal 2009 Mgmt For For For
12.2 Ratify KPMG AG as Auditors for the Mgmt For For For
Inspection of the Abbreviated Financial
Statements for the First Half of Fiscal 2009
ALLIANZ SE (FORMERLY ALLIANZ AG)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D03080112 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Receive Financial Statements and Statutory Mgmt N/A N/A N/A
Reports for Fiscal 2008 (Non-Voting)
2 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 3.50 per Share
3 Approve Discharge of Management Board for Mgmt For For For
Fiscal 2008
4 Approve Discharge of Supervisory Board for Mgmt For For For
Fiscal 2008
5 Elect Karl Grimm to the Supervisory Board Mgmt For For For
6 Authorize Repurchase of up to 5 Percent of Mgmt For For For
Issued Share Capital for Trading Purposes
7 Authorize Share Repurchase Program and Mgmt For For For
Reissuance or Cancellation of Repurchased
Shares
8 Authorize Use of Financial Derivatives of up Mgmt For For For
to 5 Percent of Issued Share Capital When
Repurchasing Shares
9 Amend Articles Re: Entry of Nominees in the Mgmt For For For
Shareholders' Register
10 Amend Articles Re: First Supervisory Board Mgmt For For For
of Allianz SE, Electronic Participation in
the Annual Meeting, and Audio and Video
Transmission of Annual Meeting due to New
German Legislation (Law on Transposition of
EU Shareholders' Rights Directive)
11 Approve Affiliation Agreement with Mgmt For For For
Subsidiary Allianz Shared Infrastructure
Services SE
ANHEUSER-BUSCH INBEV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS B6399C107 04/28/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual/Special Belgium
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Receive Directors' Report Mgmt N/A N/A N/A
2 Receive Auditors' Report Mgmt N/A N/A N/A
3 Receive Consolidated Financial Statements Mgmt N/A N/A N/A
and Statutory Reports
4 Accept Financial Statements, Allocation of Mgmt For N/A N/A
Income, and Dividends of EUR 0.28 per Share
5 Approve Discharge of Directors Mgmt For N/A N/A
6 Approve Discharge of Auditors Mgmt For N/A N/A
7.1 Approve Remuneration Report Mgmt For N/A N/A
7.2 Approve One-Time Grantings of Stock Options Mgmt For N/A N/A
and Sale of Shares
7.3 Approve Change of Control Provisions Re: Mgmt For N/A N/A
EMTN Program
7.4 Approve Change of Control Provisions Re: USD Mgmt For N/A N/A
Notes
8.1 Receive Special Board Report on Issuance of Mgmt N/A N/A N/A
Subscription Rights Without Preemptive Rights
8.2 Receive Special Auditor Report on Issuance Mgmt N/A N/A N/A
of Subscription Rights Without Preemptive
Rights
8.3 Eliminate Preemptive Rights Under Item 9d Mgmt For N/A N/A
8.4 Approve One-Time Grant of 1.25 Million Mgmt For N/A N/A
Subscritpion Rights to Non-Executive
Directors
8.5 Approve Issuance of Equity or Equity-Linked Mgmt For N/A N/A
Securities without Preemptive Rights Re: 9d
8.6 Authorize Compensation and Nomination Mgmt For N/A N/A
Committee to Determine Effective Total
Number of Subscription Rights to Be Issued
Under Item 9d
8.7 Authorize Implementation of Approved Mgmt For N/A N/A
Resolutions and Filing of Required
Documents/Formalities at Trade Registry for
Items 9a to 9e
9.1 Receive Special Board Report on Authorized Mgmt N/A N/A N/A
Capital
9.2 Approve Issuance of Equity or Equity-Linked Mgmt For N/A N/A
Securities without Preemptive Rights Up to 3
Percent of Issued Capital
10 Authorize Repurchase of Up to 20 Percent of Mgmt For N/A N/A
Issued Shares and Amend Articles Accordingly
11 Authorize Implementation of Approved Mgmt For N/A N/A
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
ATLANTIA SPA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS T05404107 04/23/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual/Special Italy
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amend Articles 19 of the Company Bylaws Mgmt For N/A N/A
ATLANTIA SPA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS T05404107 04/23/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual/Special Italy
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Financial Statements, Consolidated Mgmt For N/A N/A
Financial Statements, Statutory Reports, and
Allocation of Income
2 Approve Integration of External Auditor's Mgmt For N/A N/A
Duties
3 Approve Two Incentive Plans in Favour of Mgmt For N/A N/A
Managers of the Group
4 Authorize Share Repurchase Program and Mgmt For N/A N/A
Reissuance of Repurchased Shares
5.1 Slate Submitted by Sintonia SA and Mgmt N/A N/A N/A
Schemaventotto SpA
5.2 Slate Submitted by Cassa di Risparmio di Mgmt N/A N/A N/A
Torino
6.1 Slate Submitted by Sintonia SA and Mgmt N/A N/A N/A
Schemaventotto SpA
6.2 Slate Submitted by Cassa di Risparmio di Mgmt N/A N/A N/A
Torino
BAE SYSTEMS PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G06940103 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Remuneration Report Mgmt For For For
3 Approve Final Dividend of 8.7 Pence Per Mgmt For For For
Ordinary Share
4 Re-elect Philip Carroll as Director Mgmt For For For
5 Re-elect Ian King as Director Mgmt For For For
6 Re-elect Roberto Quarta as Director Mgmt For For For
7 Re-elect George Rose as Director Mgmt For For For
8 Elect Carl Symon as Director Mgmt For For For
9 Reappoint KPMG Audt plc as Auditors of the Mgmt For For For
Company
10 Authorise the Audit Committee to Fix Mgmt For For For
Remuneration of Auditors
11 Authorise the Company and its Subsidiaries Mgmt For For For
to Make EU Political Donations to Political
Parties and/ or Independent Election
Candidates, to Political Organisations Other
than Political Parties and to Incur EU
Political Expenditure up to GBP 100,000
12 Approve Increase in Authorised Ordinary Mgmt For For For
Share Capital from GBP 188,750,001 to GBP
218,750,001
13 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities with Pre-emptive Rights Under a
General Authority up to Aggregate Nominal
Amount of GBP 29,396,313 and an Additional
Amount Pursuant to a Rights Issue of up to
GBP 29,396,313
14 Subject to the Passing of Resolution 13, Mgmt For For For
Authorise Issue of Equity or Equity-Linked
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 4,409,888
15 Authorise 352,791,045 Ordinary Shares for Mgmt For For For
Market Purchase
16 Amend Articles of Association by Deleting Mgmt For For For
All the Provisions of the Company's
Memorandum of Association which, by Virtue
of Section 28 of the Companies Act of 2006,
are to be Treated as Provisions of the
Company's Articles of Association
17 Approve That a General Meeting Other Than an Mgmt For For For
Annual General Meeting May Be Called on Not
Less Than 14 Clear Days' Notice
BANCO SANTANDER S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS E19790109 01/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Spain
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve EUR 88.7 Million Capital Increase Mgmt For For For
via Issuance of 177.4 Million New Common
Shares with EUR 0.5 Par Value Each and a
Share Issuance Premium to be Determined by
the Board, in Accordance with Article 159.1c
of Spanish Companies Law
2 Approve Delivery of 100 Banco Santander Mgmt For For For
Shares to Each Employee of the Abbey
National plc.subgroup as Special Bonus at
the Completion of the Acquisition of the
Retail Deposits and Branch and Distribution
Networks of the Bradford & Bingley plc. Group
3 Authorize Board to Ratify and Execute Mgmt For For For
Approved Resolutions
BANCO SANTANDER S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS E19790109 06/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Spain
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Individual and Consolidated Financial Mgmt For For For
Statements and Statutory Reports and
Discharge Directors for Fiscal Year Ended
December 31, 2008
2 Approve Allocation of Income Mgmt For For For
3.1 Reelect Matias Rodriguez Inciarte to the Mgmt For For For
Board of Directors
3.2 Reelect Manuel Soto Serrano to the Board of Mgmt For For For
Directors
3.3 Reelect Guillermo de la Dehesa Romero to the Mgmt For For For
Board of Directors
3.4 Reelect Abel Matutes Juan to the Board of Mgmt For For For
Directors
4 Reelect Auditors for Fiscal Year 2009 Mgmt For For For
5 Authorize Repurchase of Shares in Accordance Mgmt For For For
With Article 75 of Corporate Law; Void
Authorization Granted on June 21, 2008
6 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without Preemptive
Rights in Accordance to Article 153 1.a) of
the Spanish Corporate Law; Void
Authorization Granted at the AGM held on
June 21, 2008
7 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities up to Aggregate
Nominal Amount of EUR 2.04 Billion without
Preemptive Rights
8 Authorize Capitalization of Reserves of 0.5: Mgmt For For For
1 Bonus Issue; Amend Article 5 Accordingly
9 Grant Board Authorization to Issue Mgmt For For For
Convertible and/or Exchangeable Debt
Securities without Preemptive Rights
10.1 Approve Bundled Incentive Plans Linked to Mgmt For For For
Predetermined Requirements such as Total
Return Results and EPS
10.2 Approve Savings Plan for Abbey National Plc' Mgmt For For For
Employees and other Companies of Santander
Group in the U.K.
10.3 Approve Issuance of 100 Shares to Employees Mgmt For For For
of Sovereign Subsidiary
11 Authorize Board to Ratify and Execute Mgmt For For For
Approved Resolutions
BANCO SANTANDER S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS E19790109 09/21/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Spain
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve EUR 71.69 Million Capital Increase Mgmt For For For
via Issuance of 143.38 Million New Common
Shares with EUR 0.5 Par Value Each and a
Share Issuance Premium to be Determined by
the Board, in Accordance with Article 153.1c
of Spanish Companies Law
2 Approve Delivery of 100 Banco Santander Mgmt For For For
Shares to Each Employee of the Alliance &
Leicester Plc Group as Special Bonus at the
Completion of the Acquisition
3 Authorize Board to Ratify and Execute Mgmt For For For
Approved Resolutions
BG GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G1245Z108 05/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Remuneration Report Mgmt For For For
3 Approve Final Dividend of 6.55 Pence Per Mgmt For For For
Ordinary Share
4 Elect Sir David Manning as Director Mgmt For For For
5 Elect Martin Houston as Director Mgmt For For For
6 Re-elect Sir Robert Wilson as Director Mgmt For For For
7 Re-elect Frank Chapman as Director Mgmt For For For
8 Re-elect Ashley Almanza as Director Mgmt For For For
9 Re-elect Jurgen Dormann as Director Mgmt For For For
10 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For
Auditors of the Company
11 Authorise the Audit Committee to Fix Mgmt For For For
Remuneration of Auditors
12 Authorise the Company to Make EU Political Mgmt For For For
Donations to Political Parties or
Independent Election Candidates up to GBP
15,000, to Political Organisations Other
Than Political Parties up to GBP 15,000 and
Incur EU Political Expenditure up to GBP
20,000
13 Approve Increase in Authorised Ordinary Mgmt For For For
Share Capital from GBP 500,000,001 to GBP
600,000,001
14 Issue of Equity with Pre-emptive Rights Mgmt For For For
Under General Authority up to Aggregate
Nominal Amount of GBP 116,481,140 and
Additional Amount Pursuant to a Rights Issue
of up to GBP 111,926,886
15 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount GBP 16,789,033
16 Authorise 335,780,660 Ordinary Shares for Mgmt For For For
Market Purchase
17 Amend Articles of Association Re: Form of Mgmt For For For
the Company's Share Capital
18 Adopt New Articles of Association Mgmt For For For
19 Approve That a General Meeting, Other Than Mgmt For For For
an Annual General Meeting, May Be Called on
Not Less Than 14 Clear Days' Notice
BNP PARIBAS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F1058Q238 03/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Authorize New Class of Preferred Stock Mgmt For For For
(Class B) and Amend Bylaws Accordingly,
Subject to Approval of Item 2
2 Authorize Issuance of Preferred Stock (Class Mgmt For For For
B) in Favor of Societe de Prise de
Participation de l'Etat (SPPE) for up to
Aggregate Nominal Amount of EUR 608,064,070,
Subject to Approval of Item 1
3 Approve Employee Stock Purchase Plan Mgmt For For For
4 Authorize Capitalization of Reserves of Up Mgmt For For For
to EUR 1 Billion for Bonus Issue or Increase
in Par Value, Subject to Approval of Items 1
and 2
5 Authorize Filing of Required Documents/Other Mgmt For For For
Formalities
BNP PARIBAS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F1058Q238 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Consolidated Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Financial Statements and Statutory Mgmt For For For
Reports
3 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 1.00 per Share
4 Approve Auditors' Special Report Regarding Mgmt For For For
Related-Party Transactions
5 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Ordinary Share Capital
6 Reelect Claude Bebear as Director Mgmt For For For
7 Reelect Jean-Louis Beffa as Director Mgmt For For For
8 Reelect Denis Kessler as Director Mgmt For For For
9 Reelect Laurence Parisot as Director Mgmt For For For
10 Reelect Michel Pebereau as Director Mgmt For For For
11 Approve Contribution in Kind of 98,529,695 Mgmt For For For
Fortis Banque Shares by Societe Federale de
Participations et d'Investissement (SFPI)
12 Approve Contribution in Kind of 4,540,798 Mgmt For For For
BGL SA Shares by Grand Duchy of Luxembourg
13 Authorize Capital Increase of up to 10 Mgmt For For For
Percent of Issued Capital for Future
Acquisitions
14 Amend Bylaws to Reflect Amendment to Terms Mgmt For For For
and Conditions of Class B Shares
15 Approve Reduction in Share Capital via Mgmt For For For
Cancellation of Repurchased Shares
16 Authorize Filing of Required Documents/Other Mgmt For For For
Formalities
BOUYGUES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F11487125 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Financial Statements and Statutory Mgmt For For For
Reports
2 Accept Consolidated Financial Statements and Mgmt For For For
Statutory Reports
3 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 1.60 per Share
4 Approve Auditors' Special Report Regarding Mgmt For For For
Related-Party Transactions
5 Reelect Martin Bouygues as Director Mgmt For For For
6 Reelect Francis Bouygues as Director Mgmt For Against Against
7 Reelect Pierre Barberis as Director Mgmt For For For
8 Reelect Francois Bertiere as Director Mgmt For Against Against
9 Reelect Georges Chodron de Courcel as Mgmt For Against Against
Director
10 Reappoint Ernst & Young Audit as Auditor Mgmt For For For
11 Appoint Auditex as Alternate Auditor Mgmt For For For
12 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Against
Issued Share Capital
13 Approve Reduction in Share Capital via Mgmt For For For
Cancellation of Repurchased Shares
14 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of EUR
150 Million
15 Authorize Capitalization of Reserves of Up Mgmt For For For
to EUR 4 Billion for Bonus Issue or Increase
in Par Value
16 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without Preemptive
Rights up to Aggregate Nominal Amount of EUR
150 Million
17 Authorize Board to Increase Capital in the Mgmt For For For
Event of Additional Demand Related to
Delegation Submitted to Shareholder Vote
under Items 14 and 16
18 Authorize Board to Set Issue Price for 10 Mgmt For For For
Percent of Issued Capital Per Year Pursuant
to Issue Authority without Preemptive Rights
19 Authorize Capital Increase of up to 10 Mgmt For For For
Percent of Issued Capital for Future
Acquisitions
20 Authorize Capital Increase up to Aggregate Mgmt For For For
Nominal Amount of EUR 150 Million for Future
Exchange Offers
21 Approve Employee Stock Purchase Plan Mgmt For For For
22 Authorize Issuance of Equity upon Conversion Mgmt For For For
of a Subsidiary's Equity-Linked Securities
up to EUR 150 Million
23 Approve Issuance of Securities Convertible Mgmt For For For
into Debt up to an Aggregate Amount of EUR 5
Billion
24 Authorize Board to Issue Free Warrants with Mgmt For Against Against
Preemptive Rights During a Public Tender
Offer
25 Allow Board to Use All Outstanding Capital Mgmt For Against Against
Authorizations in the Event of a Public
Tender Offer or Share Exchange Offer
26 Authorize Filing of Required Documents/Other Mgmt For For For
Formalities
BP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G12793108 04/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Remuneration Report Mgmt For Against Against
3 Re-elect Antony Burgmans as Director Mgmt For For For
4 Re-elect Cynthia Carroll as Director Mgmt For For For
5 Re-elect Sir William Castell as Director Mgmt For For For
6 Re-elect Iain Conn as Director Mgmt For For For
7 Re-elect George David as Director Mgmt For For For
8 Re-elect Erroll Davis, Jr as Director Mgmt For For For
9 Elect Robert Dudley as Director Mgmt For For For
10 Re-elect Douglas Flint as Director Mgmt For For For
11 Re-elect Dr Byron Grote as Director Mgmt For For For
12 Re-elect Dr Tony Hayward as Director Mgmt For For For
13 Re-elect Andy Inglis as Director Mgmt For For For
14 Re-elect Dr DeAnne Julius as Director Mgmt For For For
15 Re-elect Sir Tom McKillop as Director Mgmt For Against Against
16 Re-elect Sir Ian Prosser as Director Mgmt For For For
17 Re-elect Peter Sutherland as Director Mgmt For For For
18 Reappoint Ernst & Young LLP as Auditors and Mgmt For For For
Authorise Board to Fix Their Remuneration
19 Authorise 1,800,000,000 Ordinary Shares for Mgmt For For For
Market Purchase
20 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of USD 1,561,000,000
21 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of USD 234,000,000
22 Approve That a General Meeting Other Than an Mgmt For For For
Annual General Meeting May Be Called on Not
Less Than 14 Clear Days' Notice
BRITISH AMERICAN TOBACCO PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G1510J102 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Remuneration Report Mgmt For For For
3 Approve Final Dividend of 61.6 Pence Per Mgmt For For For
Ordinary Share
4 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For
Auditors of the Company
5 Authorise Board to Fix Remuneration of Mgmt For For For
Auditors
6.1 Re-elect Paul Adams as Director Mgmt For For For
6.2 Re-elect Jan du Plessis as Director Mgmt For For For
6.3 Re-elect Robert Lerwill as Director Mgmt For For For
6.4 Re-elect Sir Nicholas Scheele as Director Mgmt For For For
7 Elect Gerry Murphy as Director Mgmt For For For
8 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 166,359,108
9 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 24,953,866
10 Authorise 199,600,000 Ordinary Shares for Mgmt For For For
Market Purchase
11 Authorise the Company and its Subsidiaries Mgmt For For For
to Make EU Political Donations to Political
Parties or Independent Election Candidates,
to Political Organisations Other than
Political Parties and to Incur EU Political
Expenditure up to GBP 1,000,000
12 Approve That a General Meeting Other Than an Mgmt For For For
Annual General Meeting May Be Called on Not
Less Than 14 Clear Days' Notice
13 Adopt New Articles of Association with Mgmt For For For
Effect from 01 October 2009
CAIRN ENERGY PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G17528236 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Remuneration Report Mgmt For For For
3 Reappoint Ernst & Young LLP as Auditors and Mgmt For For For
Authorise the Board to Determine Their
Remuneration
4 Elect Iain McLaren as Director Mgmt For For For
5 Elect Dr James Buckee as Director Mgmt For For For
6 Re-elect Todd Hunt as Director Mgmt For For For
7 Re-elect Dr Mike Watts as Director Mgmt For For For
8 Re-elect Phil Tracy as Director Mgmt For For For
9 Re-elect Hamish Grossart as Director Mgmt For For For
10 Authorise Issue of Equity with Pre-emptive Mgmt For For For
Rights Under a General Authority up to GBP
2,823,943.44 and an Additional Amount
Pursuant to a Rights Issue of up to GBP
5,647,886.88 After Deducting Any Securities
Issued Under the General Authority
11 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 5,647,886.88
in Connection with Rights Issue; Otherwise
up to GBP 423,633.88
12 Authorise 20,638,383 Ordinary Shares for Mgmt For For For
Market Purchase
13 Approve That the Period of Notice for Mgmt For For For
Calling Extraordinary General Meetings Shall
Be Not Less Than 14 Clear Days
14 Approve Cairn Energy plc Long Term Incentive Mgmt For For For
Plan 2009
15 Approve Cairn Energy plc Approved Share Mgmt For For For
Option Plan 2009
16 Approve Cairn Energy plc Unapproved Share Mgmt For For For
Option Plan 2009
CANON INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
7751 CINS J05124144 03/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Allocation of Income, With a Final Mgmt For For For
Dividend of JY 55
2 Amend Articles to Reflect Digitalization of Mgmt For For For
Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
3.13 Elect Director Mgmt For For For
3.14 Elect Director Mgmt For For For
3.15 Elect Director Mgmt For For For
3.16 Elect Director Mgmt For For For
3.17 Elect Director Mgmt For For For
3.18 Elect Director Mgmt For For For
3.19 Elect Director Mgmt For For For
3.20 Elect Director Mgmt For For For
3.21 Elect Director Mgmt For For For
3.22 Elect Director Mgmt For For For
3.23 Elect Director Mgmt For For For
3.24 Elect Director Mgmt For For For
3.25 Elect Director Mgmt For For For
4 Approve Retirement Bonus for Director Mgmt For For For
5 Approve Payment of Annual Bonuses to Mgmt For For For
Directors
6 Approve Stock Option Plan Mgmt For For For
CARREFOUR
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F13923119 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Financial Statements and Discharge Mgmt For For For
Directors
2 Accept Consolidated Financial Statements and Mgmt For For For
Statutory Reports
3 Approve Transaction with Jose-Luis Duran Re: Mgmt For For For
Severance Payments
4 Approve Transaction with Lars Olofsson Re: Mgmt For For For
Severance Payments
5 Approve Treatment of Losses and Dividends of Mgmt For For For
EUR 1.08 per Share
6 Elect Lars Olofsson as Director Mgmt For For For
7 Reelect Rene Abate as Director Mgmt For For For
8 Reelect Nicolas Bazire as Director Mgmt For For For
9 Reelect Jean-Martin Folz as Director Mgmt For For For
10 Reappoint Deloitte & Associes as Audito and Mgmt For For For
BEAS as Alternate Auditor
11 Reappoint KPMG as Auditor Mgmt For For For
12 Ratify Bernard Perot as Alternate Auditor Mgmt For For For
13 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
14 Approve Reduction in Share Capital via Mgmt For For For
Cancellation of Repurchased Shares
15 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of EUR
500 Million
16 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without Preemptive
Rights up to Aggregate Nominal Amount of EUR
350 Million
17 Authorize Board to Increase Capital in the Mgmt For For For
Event of Additional Demand Related to
Delegation Submitted to Shareholder Vote
Above
18 Authorize Capitalization of Reserves of Up Mgmt For For For
to EUR 500 Million for Bonus Issue or
Increase in Par Value
19 Authorize up to 3 Percent of Issued Capital Mgmt For For For
for Use in Stock Option Plan
20 Authorize up to 0.2 Percent of Issued Mgmt For For For
Capital for Use in Restricted Stock Plan
21 Approve Employee Stock Purchase Plan Mgmt For For For
22 Approve Employee Stock Purchase Plan for Mgmt For For For
International Employees
CRH PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G25508105 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Ireland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Dividends Mgmt For For For
3.1 Reelect W.P. Egan as Director Mgmt For For For
3.2 Reelect J.M. de Jong as Director Mgmt For For For
3.3 Reelect M. Lee as Director Mgmt For For For
3.4 Reelect G.A. Culpepper as Director Mgmt For For For
3.5 Reelect A. Manifold as Director Mgmt For For For
3.6 Reelect W.I. O'Mahony as Director Mgmt For For For
3.7 Reelect M.S. Towe as Director Mgmt For For For
4 Authorize Board to Fix Remuneration of Mgmt For For For
Auditors
5 Increase in Authorized Share Capital Mgmt For For For
6 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with Preemptive
Rights
7 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without Preemptive
Rights
8 Authorize Share Repurchase Mgmt For For For
9 Amend Articles of Association Re: Treasury Mgmt For For For
Shares
10 Authorize Reissuance of Treasury Shares Mgmt For For For
11 Approve Scrip Dividend Program Mgmt For For For
12 Approve Notice of Period for Extraordinary Mgmt For For For
General Meetings
13 Amend Articles of Association Mgmt For For For
DAIMLER AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D1668R123 04/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Receive Financial Statements and Statutory Mgmt N/A N/A N/A
Reports for Fiscal 2008 (Non-Voting)
2 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 0.60 per Share
3 Approve Discharge of Management Board for Mgmt For For For
Fiscal 2008
4 Approve Discharge of Supervisory Board for Mgmt For For For
Fiscal 2008
5 Ratify KPMG AG as Auditors for Fiscal 2009 Mgmt For For For
6 Authorize Share Repurchase Program and Mgmt For For For
Reissuance or Cancellation of Repurchased
Shares
7 Authorize Use of Financial Derivatives when Mgmt For For For
Repurchasing Shares
8.1 Elect Gerard Kleisterlee to the Supervisory Mgmt For For For
Board
8.2 Reelect Manfred Schneider to the Supervisory Mgmt For For For
Board
8.3 Elect Lloyd Trotter to the Supervisory Board Mgmt For For For
8.4 Reelect Bernhard Walter to the Supervisory Mgmt For For For
Board
8.5 Reelect Lynton Wilson to the Supervisory Mgmt For For For
Board
9 Approve Affiliation Agreements with EvoBus Mgmt For For For
GmbH
10 Amend Articles Re: Convocation of General Mgmt For For For
Meeting due to New German Legislation (Law
on Transposition of EU Shareholders' Rights
Directive)
11 Approve Creation of EUR 1 Billion Pool of Mgmt For For For
Capital without Preemptive Rights
DAITO TRUST CONSTRUCTION CO. LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
1878 CINS J11151107 06/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Allocation of Income, with a Final Mgmt For For For
Dividend of JPY 52
2 Amend Articles To Reflect Digitalization of Mgmt For For For
Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
4.1 Appoint Statutory Auditor Mgmt For For For
4.2 Appoint Statutory Auditor Mgmt For For For
4.3 Appoint Statutory Auditor Mgmt For Against Against
5 Amend Stock Option Plan Approved at 2004 AGM Mgmt For For For
DANONE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F12033134 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Financial Statements and Statutory Mgmt For For For
Reports
2 Accept Consolidated Financial Statements and Mgmt For For For
Statutory Reports
3 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 1.20 per Share
4 Approve Stock Dividend Program Mgmt For For For
5 Approve Auditors' Special Report Regarding Mgmt For For For
Related-Party Transactions
6 Reelect Richard Goblet d'Alviella as Director Mgmt For For For
7 Reelect Christian Laubie as Director Mgmt For For For
8 Reelect Jean Laurent as Director Mgmt For For For
9 Reelect Hakan Mogren as Director Mgmt For For For
10 Reelect Benoit Potier as Director Mgmt For For For
11 Elect Guylaine Saucier as Director Mgmt For For For
12 Approve Remuneration of Directors in the Mgmt For For For
Aggregate Amount of EUR 600,000
13 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
14 Approve Creation of Danone Eco-Systeme Fund Mgmt For For For
15 Change Company Name to Danone Mgmt For For For
16 Amend Article 7 of Bylaws Re: Delegation of Mgmt For For For
Power in Case of Share Capital Increase
17 Amend Articles 10 of Association Re: Mgmt For For For
Shareholders Identification
18 Amend Article 18 of Bylaws Re: Attendance to Mgmt For For For
Board Meetings Through Videoconference and
Telecommunication
19 Amend Article 22 of Bylaws Re: Record Date Mgmt For For For
20 Amend Article 26 of Bylaws Re: Electronic Mgmt For For For
Voting
21 Amend Article 27 of Bylaws Re: Delegation of Mgmt For For For
Powers to the Board for the Issuance of Bonds
22 Amend Articles 27 and 28 of Association Re: Mgmt For For For
Quorum Requirements for Ordinary and
Extraordinary General Meetings
23 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of EUR
45 Million
24 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without Preemptive
Rights up to Aggregate Nominal Amount of EUR
30 Million
25 Authorize Board to Increase Capital in the Mgmt For For For
Event of Additional Demand Related to
Delegations Submitted to Shareholder Vote
Above
26 Authorize Capital Increase of Up to EUR 25 Mgmt For For For
Million for Future Exchange Offers
27 Authorize Capital Increase of up to 10 Mgmt For For For
Percent of Issued Capital for Future
Acquisitions
28 Authorize Capitalization of Reserves of Up Mgmt For For For
to EUR 33 Million for Bonus Issue or
Increase in Par Value
29 Approve Employee Stock Purchase Plan Mgmt For For For
30 Authorize up to 6 Million Shares for Use in Mgmt For For For
Stock Option Plan
31 Authorize up to 2 Million Shares for Use in Mgmt For For For
Restricted Stock Plan
32 Approve Reduction in Share Capital via Mgmt For For For
Cancellation of Repurchased Shares
33 Authorize Filing of Required Documents/Other Mgmt For For For
Formalities
DEUTSCHE BANK AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D18190898 05/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Receive Financial Statements and Statutory Mgmt N/A For N/A
Reports for Fiscal 2008 (Non-Voting)
2 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 0.50 per Share
3 Approve Discharge of Management Board for Mgmt For For For
Fiscal 2008
4 Approve Discharge of Supervisory Board for Mgmt For For For
Fiscal 2008
5 Ratify KPMG AG as Auditors for Fiscal 2009 Mgmt For For For
6 Authorize Repurchase of Up to Five Percent Mgmt For For For
of Issued Share Capital for Trading Purposes
7 Authorize Share Repurchase Program and Mgmt For For For
Reissuance or Cancellation of Repurchased
Shares
8 Amend Articles Re: Registration for the Mgmt For For For
General Meeting
9 Amend Articles Re: Electronic Media Mgmt For For For
Transmission of Annual Meeting due to New
German Legislation (Law on Transposition of
EU Shareholders' Rights Directive)
10 Approve Creation of EUR 128 Million Pool of Mgmt For For For
Capital without Preemptive Rights
11 Approve Creation of EUR 176.6 Million Pool Mgmt For For For
of Capital without Preemptive Rights
12 Approve Creation of EUR 314.9 Million Pool Mgmt For For For
of Capital with Preemptive Rights
13 Approve Issuance of Warrants/Bonds with Mgmt For For For
Warrants Attached/Convertible Bonds without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 9 Billion; Approve Creation of
EUR 256 Million Pool of Capital to Guarantee
Conversion Rights
DIAGEO PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G42089113 10/15/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Remuneration Report Mgmt For For For
3 Approve Final Dividend of 21.15 Pence Per Mgmt For For For
Ordinary Share
4 Re-elect Dr Franz Humer as Director Mgmt For For For
5 Re-elect Maria Lilja as Director Mgmt For For For
6 Re-elect William Shanahan as Director Mgmt For For For
7 Re-elect Todd Stitzer as Director Mgmt For For For
8 Elect Philip Scott as Director Mgmt For For For
9 Reappoint KPMG Audit plc as Auditors and Mgmt For For For
Authorise the Board to Determine Their
Remuneration
10 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 243,079,000
11 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 36,462,000
12 Authorise 252,025,000 Ordinary Shares for Mgmt For For For
Market Purchase
13 Authorise the Company and its Subsidiaries Mgmt For For For
to Make EU Political Donations to Political
Parties, to Make EU Political Donations to
Political Organisations Other Than Political
Parties and to Incur EU Political
Expenditure up to GBP 200,000
14 Approve Diageo plc 2008 Performance Share Mgmt For For For
Plan
15 Approve Diageo plc 2008 Senior Executive Mgmt For For For
Share Option Plan
16 Authorise Remuneration Committee of the Mgmt For For For
Company's Board to Establish Future Share
Plans for the Benefit of Employees Outside
the United Kingdom Based on the Diageo plc
2008 Performance Share Plan and the Diageo
plc 2008 Senior Executive Share Option Plan
17 Adopt New Articles of Association Mgmt For For For
E.ON AG (FORMERLY VEBA AG)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D24914133 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Receive Financial Statements and Statutory Mgmt N/A N/A N/A
Reports for Fiscal 2008 (Non-Voting)
2 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 1.50 per Share
3 Approve Discharge of Management Board for Mgmt For For For
Fiscal 2008
4 Approve Discharge of Supervisory Board for Mgmt For For For
Fiscal 2008
5 Elect Jens Heyerdahl to the Supervisory Board Mgmt For For For
6.1 Ratify PricewaterhouseCoopers AG as Auditors Mgmt For For For
for Fiscal 2009
6.2 Ratify PricewaterhouseCoopers AG as Auditors Mgmt For For For
for the Inspection of the Abbreviated
Financial Statements for the First Half of
Fiscal 2009
7 Authorize Share Repurchase Program and Mgmt For For For
Reissuance or Cancellation of Repurchased
Shares; Authorize Use of Financial
Derivatives When Repurchasing Shares
8 Approve Creation of EUR 460 Million Pool of Mgmt For For For
Capital without Preemptive Rights
9.1 Approve Issuance of Warrants/Bonds with Mgmt For For For
Warrants Attached/Convertible Bonds without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 5 Billion; Approve Creation of
EUR 175 Million Pool of Capital to Guarantee
Conversion Rights
9.2 Approve Issuance of Warrants/Bonds with Mgmt For For For
Warrants Attached/Convertible Bonds without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 5 Billion; Approve Creation of
EUR 175 Million Pool of Capital to Guarantee
Conversion Rights
10 Amend Corporate Purpose Mgmt For For For
11.1 Amend Articles Re: Audio and Video Mgmt For For For
Transmission at Annual Meeting due to New
German Legislation (Law on Transposition of
EU Shareholders' Rights Directive)
11.2 Amend Articles Re: Voting Rights Mgmt For For For
Representation at Annual Meeting due to New
German Legislation (Law on Transposition of
EU Shareholders' Rights Directive)
11.3 Amend Articles Re: Convocation of Annual Mgmt For For For
Meeting due to New German Legislation (Law
on Transposition of EU Shareholders' Rights
Directive)
12 Approve Affiliation Agreement with E.ON Mgmt For For For
Einundzwanzigste Verwaltungs GmbH
13 Approve Affiliation Agreement with E.ON Mgmt For For For
Zweiundzwanzigste Verwaltungs GmbH
ENI SPA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS T3643A145 04/30/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Italy
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements, Consolidated Mgmt For N/A N/A
Financial Statements, and Statutory Reports
2 Approve Allocation of Income Mgmt For N/A N/A
ERICSSON (TELEFONAKTIEBOLAGET L M ERICSSON)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS W26049119 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Sweden
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Michael Treschow as Chairman of Meeting Mgmt For For For
2 Prepare and Approve List of Shareholders Mgmt For For For
3 Approve Agenda of Meeting Mgmt For For For
4 Acknowledge Proper Convening of Meeting Mgmt For For For
5 Designate Inspector(s) of Minutes of Meeting Mgmt For For For
6 Receive Financial Statements and Statutory Mgmt N/A N/A N/A
Reports; Receive Auditors' Report
7 Receive President's Report; Allow Questions Mgmt N/A N/A N/A
8.1 Approve Financial Statements and Statutory Mgmt For For For
Reports
8.2 Approve Discharge of Board and President Mgmt For For For
8.3 Approve Allocation of Income and Dividends Mgmt For For For
of SEK 1.85 per Share; Approve April 27,
2009 as Record Date for Dividend
9.1 Determine Number of Members (10) and Deputy Mgmt For For For
Members (0) of Board
9.2 Approve Remuneration of Directors in the Mgmt For For For
Amount of SEK 3.8 Million for Chairman and
SEK 750,000 for Other Directors (Including
Possibility to Receive Part of Remuneration
in Phantom Shares); Approve Remuneration of
Committee Members
9.3 Reelect Michael Treschow (Chairman), Roxanne Mgmt For For For
Austin, Peter Bonfield, Boerje Ekholm, Ulf
Johansson, Sverker Martin-Loef, Nancy
McKinstry, Anders Nyren, Carl-Henric
Svanberg, and Marcus Wallenberg as Directors
9.4 Authorize Chairman of Board and Mgmt For For For
Representatives of Four of Company's Largest
Shareholders by Voting Power to Serve on
Nominating Committee; Approve the Assignment
of the Nomination Committee
9.5 Approve Omission of Remuneration to Mgmt For For For
Nominating Committee Members
9.6 Approve Remuneration of Auditors Mgmt For For For
10 Approve Remuneration Policy And Other Terms Mgmt For For For
of Employment For Executive Management
11.1 Approve 2009 Share Matching Plan for All Mgmt For For For
Employees
11.2 Authorize Reissuance of 13.9 Million Mgmt For For For
Repurchased Class B Shares for 2009 Share
Matching Plan for All Employees
11.3 Approve Swap Agreement with Third Party as Mgmt For Against Against
Alternative to Item 11.2
11.4 Approve 2009 Share Matching Plan for Key Mgmt For For For
Contributors
11.5 Authorize Reissuance of 8.5 Million Mgmt For For For
Repurchased Class B Shares for 2009 Share
Matching Plan for Key Contributors
11.6 Approve Swap Agreement with Third Party as Mgmt For Against Against
Alternative to Item 11.5
11.7 Approve 2009 Restricted Stock Plan for Mgmt For For For
Executives
11.8 Authorize Reissuance of 4.6 Million Mgmt For For For
Repurchased Class B Shares for 2009
Restricted Stock Plan for Executives
11.9 Approve Swap Agreement with Third Party as Mgmt For Against Against
Alternative to Item 11.8
12 Authorize Reissuance of 11 Million Mgmt For For For
Repurchased Class B Shares to Cover Social
Costs in Connection with 2001 Global Stock
Incentive Program, and 2005, 2006, 2007, and
2008 Long-Term Incentive and Variable
Compensation Plans
13 Amend Articles Regarding Publication of Mgmt For For For
Meeting Notice
14 Authorize the Board of Directors to Explore ShrHldr N/A For N/A
How to Provide All Shares with Equal Voting
Rights
15 Close Meeting Mgmt N/A N/A N/A
GDF SUEZ
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F42768105 05/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Financial Statements and Statutory Mgmt For For For
Reports
2 Accept Consolidated Financial Statements and Mgmt For For For
Statutory Reports
3 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 2.20 per Share
4 Approve Auditors' Special Report Regarding Mgmt For For For
Related-Party Transactions
5 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
6 Elect Patrick Arnaud as Representative of Mgmt For Against Against
Employee Shareholders to the Board
7 Elect Charles Bourgeois as Representative of Mgmt For Against Against
Employee Shareholders to the Board
8 Elect Emmanuel Bridoux as Representative of Mgmt For Against Against
Employee Shareholders to the Board
9 Elect Gabrielle Prunet as Representative of Mgmt For Against Against
Employee Shareholders to the Board
10 Elect Jean-Luc Rigo as Representative of Mgmt For Against Against
Employee Shareholders to the Board
11 Elect Philippe Taurines as Representative of Mgmt For Against Against
Employee Shareholders to the Board
12 Elect Robin Vander Putten as Representative Mgmt For Against Against
of Employee Shareholders to the Board
13 Approve Employee Stock Purchase Plan for Mgmt For For For
International Employees
14 Authorize up to 0.5 Percent of Issued Mgmt For For For
Capital for Use in Stock Option Plan
15 Authorize up to 0.5 Percent of Issued Mgmt For Against Against
Capital for Use in Restricted Stock Plan
16 Authorize Filing of Required Documents/Other Mgmt For For For
Formalities
17 Authorize up to 0.5 Percent of Issued ShrHldr Against Against For
Capital for Use in Stock Option Plan to All
Employees
18 Authorize up to 0.5 Percent of Issued ShrHldr Against Against For
Capital for Use in Restricted Stock Plan to
All Employees and Officers
19 Approve Dividends of EUR 0.80 per Share ShrHldr Against Against For
GDF SUEZ
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F42651111 07/16/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amend Article 13 of the Bylaws Re: Board Mgmt For For For
Composition
2 Approve Merger by Absorption of Suez Mgmt For For For
3 Approve Accounting Treatment of Merger Mgmt For For For
4 Approve Gaz de France Stock Replacing Suez Mgmt For For For
Stock to Be Issued or Reissued Pursuant to
Suez Outstanding Stock Option Plans
5 Approve Gaz de France Stock Replacing Suez Mgmt For For For
Stock to Be Issued or Reissued Pursuant to
Suez Outstanding Share Incentive Plans
6 Acknowledge Completion of Merger, Approve Mgmt For For For
Dissolution of Suez without Liquidation, and
Delegate Powers to the Board to Execute all
Formalities Pursuant to Merger
7 Amend Article 1 of Association Re: Form of Mgmt For For For
Company
8 Change Corporate Purpose and Amend Article 2 Mgmt For For For
of Bylaws Accordingly
9 Change Company Name to GDF SUEZ and Amend Mgmt For For For
Article 3 of Bylaws Accordingly
10 Change Location of Registered Office to Mgmt For For For
16-26 Rue du Docteur Lancereaux, 75008
Paris, and Amend Article 4 of Bylaws
Accordingly
11 Amend Article 6 of Bylaws to Reflect Changes Mgmt For For For
in Capital
12 Adopt New Articles of Association Mgmt For For For
13 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of EUR
250 Million
14 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without Preemptive
Rights up to Aggregate Nominal Amount of EUR
250 Million
15 Authorize Board to Increase Capital in the Mgmt For For For
Event of Additional Demand Related to
Delegations Submitted to Shareholder Vote
Above Within the Nominal Limits Set Above
16 Authorize Capital Increase of up to 10 Mgmt For For For
Percent of Issued Capital for Future
Acquisitions
17 Approve Employee Stock Purchase Plan Mgmt For For For
18 Approve Employee Stock Purchase Plan for Mgmt For For For
International Employees
19 Set Global Limit for Capital Increase to Mgmt For For For
Result from Issuance Requests under Items 13
through 18 at EUR 310 Million
20 Authorize Capitalization of Reserves for Mgmt For For For
Bonus Issue or Increase in Par Value
21 Authorize up to 0.5 Percent of Issued Mgmt For Against Against
Capital for Use in Restricted Stock Plan
22 Approve Stock Option Plans Grants Mgmt For Against Against
23 Approve Reduction in Share Capital via Mgmt For For For
Cancellation of Repurchased Shares
24 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Against
Issued Share Capital
25 Dismiss Directors Elected on General Meeting Mgmt For For For
Held on Oct. 07, 2005
26 Elect Jean-Francois Cirelli as Director Mgmt For For For
27 Elect Gerard Mestrallet as Director Mgmt For For For
28 Elect Jean-Louis Beffa as Director Mgmt For For For
29 Elect Aldo Cardoso as Director Mgmt For For For
30 Elect Etienne Davignon as Director Mgmt For For For
31 Elect Albert Frere as Director Mgmt For For For
32 Elect Edmond Alphandery as Director Mgmt For For For
33 Elect Rene Carron as Director Mgmt For For For
34 Elect Thierry de Rudder as Director Mgmt For For For
35 Elect Paul Desmarais Jr as Director Mgmt For For For
36 Elect Jacques Lagarde as Director Mgmt For For For
37 Elect Anne Lauvergeon as Director Mgmt For For For
38 Elect Lord Simon of Highbury as Director Mgmt For For For
39 Appoint Philippe Lemoine as Censor Mgmt For For For
40 Appoint Richard Goblet d'Alviella as Censor Mgmt For For For
41 Set Remuneration of Directors in the Mgmt For For For
Aggregate Amount of EUR 1.4 Million Starting
for Fiscal Year 2008
42 Ratify Appointment of Deloitte & Associes as Mgmt For For For
Auditor
43 Ratify Appointment of BEAS as Alternate Mgmt For For For
Auditor
44 Authorize Filing of Required Documents/Other Mgmt For For For
Formalities
GDF SUEZ
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F42768105 12/17/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Spin-Off Agreement and Its Mgmt For For For
Remuneration to GDF Investissements 31
2 Approve Spin-Off Agreement and Its Mgmt For For For
Remuneration to GDF Investissements 37
3 Amend Article 16 of the Bylaws Re: Election Mgmt For For For
of Vice-Chairman
4 Amend Articles 13.1 and 13.3 of the Bylaws Mgmt For For For
Re: Election of Shareholder Employee
Representative to the Board of Directors
5 Authorize Filing of Required Documents/Other Mgmt For For For
Formalities
GLAXOSMITHKLINE PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G3910J112 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Remuneration Report Mgmt For For For
3 Elect James Murdoch as Director Mgmt For For For
4 Re-elect Larry Culp as Director Mgmt For For For
5 Re-elect Sir Crispin Davis as Director Mgmt For For For
6 Re-elect Dr Moncef Slaoui as Director Mgmt For For For
7 Re-elect Tom de Swaan as Director Mgmt For For For
8 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For
Auditors of the Company
9 Authorise the Audit Committee to Fix Mgmt For For For
Remuneration of Auditors
10 Authorise the Company and its Subsidiaries Mgmt For For For
to Make EU Political Donations to Political
Organisations Other than Political Parties
up to GBP 50,000 and to Incur EU Political
Expenditure up to GBP 50,000
11 Authorise Issue of Equity with Pre-emptive Mgmt For For For
Rights Under a General Authority up to GBP
432,359,137 and an Additional Amount
Pursuant to a Rights Issue of up to GBP
864,692,333 After Deducting Any Securities
Issued Under the General Authority
12 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 64,854,519
13 Authorise 518,836,153 Ordinary Shares for Mgmt For For For
Market Purchase
14 Approve the Exemption from Statement of the Mgmt For For For
Name of the Senior Statutory Auditor in
Published Copies of the Auditor's Reports
15 Approve That a General Meeting of the Mgmt For For For
Company Other Than an Annual General Meeting
May Be Called on Not Less Than 14 Clear
Days' Notice
16 Approve GlaxoSmithKline 2009 Performance Mgmt For For For
Share Plan
17 Approve GlaxoSmithKline 2009 Share Option Mgmt For For For
Plan
18 Approve GlaxoSmithKline 2009 Deferred Annual Mgmt For For For
Bonus Plan
HOYA CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
7741 CINS J22848105 06/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amend Articles To Reflect Digitalization of Mgmt For For For
Share Certificates
2.1 Elect Director Mgmt For For For
2.2 Elect Director Mgmt For For For
2.3 Elect Director Mgmt For For For
2.4 Elect Director Mgmt For For For
2.5 Elect Director Mgmt For For For
2.6 Elect Director Mgmt For For For
2.7 Elect Director Mgmt For For For
2.8 Elect Director Mgmt For For For
3 Approve Stock Option Plan Mgmt For For For
HSBC HOLDINGS PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G4634U169 03/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Increase in Authorised Ordinary Mgmt For For For
Share Capital from USD 7,500,100,000, GBP
401,500 and EUR 100,000 to USD
10,500,100,000, GBP 401,500 and EUR 100,000
2 Subject to the Passing of Resolution 1, Mgmt For For For
Authorise Issue of Equity or Equity-Linked
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of USD
2,530,200,000 (Rights Issue)
3 Subject to the Passing of Resolution 2, Mgmt For For For
Authorise Issue of Equity or Equity-Linked
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of USD
2,530,200,000 (Rights Issue)
HSBC HOLDINGS PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G4634U169 05/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Remuneration Report Mgmt For For For
3.1 Re-elect Safra Catz as Director Mgmt For For For
3.2 Re-elect Vincent Cheng as Director Mgmt For For For
3.3 Elect Marvin Cheung as Director Mgmt For For For
3.4 Re-elect John Coombe as Director Mgmt For For For
3.5 Re-elect Jose Duran as Director Mgmt For For For
3.6 Re-elect Rona Fairhead as Director Mgmt For For For
3.7 Re-elect Douglas Flint as Director Mgmt For For For
3.8 Re-elect Alexander Flockhart as Director Mgmt For For For
3.9 Re-elect Lun Fung as Director Mgmt For For For
3.10 Re-elect Michael Geoghegan as Director Mgmt For For For
3.11 Re-elect Stephen Green as Director Mgmt For For For
3.12 Re-elect Stuart Gulliver as Director Mgmt For For For
3.13 Re-elect James Hughes-Hallett as Director Mgmt For For For
3.14 Re-elect William Laidlaw as Director Mgmt For For For
3.15 Elect Rachel Lomax as Director Mgmt For For For
3.16 Re-elect Sir Mark Moody-Stuart as Director Mgmt For For For
3.17 Re-elect Gwyn Morgan as Director Mgmt For For For
3.18 Re-elect Nagavara Murthy as Director Mgmt For For For
3.19 Re-elect Simon Robertson as Director Mgmt For For For
3.20 Elect John Thornton as Director Mgmt For For For
3.21 Re-elect Sir Brian Williamson as Director Mgmt For For For
4 Reappoint KPMG Audit plc as Auditors and Mgmt For For For
Authorise the Group Audit Committee to
Determine Their Remuneration
5 Auth. Issuance of Non-Cumulative Pref. Mgmt For For For
Shares with Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 100,000, EUR
100,000 and USD 85,500; and Auth. Issuance
of Ord. Shares with Pre-emptive Rights up to
Aggregate Nominal Amount of USD 1,720,481,200
6 Subject to the Passing of Resolution 5, Mgmt For For For
Authorise Issue of Equity or Equity-Linked
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of USD 430,120,300
7 Authorise 1,720,481,200 Ordinary Shares for Mgmt For For For
Market Purchase
8 Adopt New Articles of Association Mgmt For For For
9 Approve General Meetings Other Than an Mgmt For For For
Annual General Meetings to be Called on 14
Clear Days' Notice
IMPERIAL TOBACCO GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G4721W102 02/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Remuneration Report Mgmt For For For
3 Approve Final Dividend of 42.2 Pence Per Mgmt For For For
Ordinary Share
4 Re-elect Graham Blashill as Director Mgmt For For For
5 Re-elect Dr Pierre Jungels as Director Mgmt For For For
6 Elect Jean-Dominique Comolli as Director Mgmt For For For
7 Elect Bruno Bich as Director Mgmt For For For
8 Elect Berge Setrakian as Director Mgmt For For For
9 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For
Auditors of the Company
10 Authorise Board to Fix Remuneration of Mgmt For For For
Auditors
11 Authorise Company and its Subsidiaries to Mgmt For For For
Make EU Political Donations to Political
Organisations or Independent Election
Candidates up to GBP 100,000 and Incur EU
Political Expenditure up to GBP 100,000
12 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 35,500,000
13 Subject to the Passing of Resolution 12, Mgmt For For For
Authorise Issue of Equity or Equity-Linked
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 5,330,000
14 Authorise 106,794,000 Ordinary Shares for Mgmt For For For
Market Purchase
INPEX CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
1605 CINS J2467E101 06/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Allocation of Income, with a Final Mgmt For For For
Dividend of JPY 4000 for Ordinary Shares
2 Amend Articles To Reflect Digitalization of Mgmt For For For
Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
4 Approve Annual Bonus Payment to Directors Mgmt For For For
and Statutory Auditors
JAPAN TOBACCO INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
2914 CINS J27869106 06/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Allocation of Income, with a Final Mgmt For For For
Dividend of JPY 2,800
2 Amend Articles To Reflect Digitalization of Mgmt For For For
Share Certificates
3 Elect Director Mgmt For For For
4 Appoint Statutory Auditor Mgmt For Against Against
KDDI CORPORATION (FRM. DDI CORP.)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
9433 CINS J31843105 06/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Allocation of Income, with a Final Mgmt For For For
Dividend of JPY 5500
2 Amend Articles To Reflect Digitalization of Mgmt For For For
Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
4 Appoint Statutory Auditor Mgmt For Against Against
5 Approve Adjustment to Aggregate Compensation Mgmt For For For
Ceiling for Statutory Auditors
6 Approve Annual Bonus Payment to Directors Mgmt For For For
and Statutory Auditors
KOOKMIN BANK
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KOKBFG CUSIP 50049M109 08/25/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special South Korea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval of Stock Transfer Plan to Establish Mgmt For For For
Financial Holding Company through
Comprehensive Stock Transfer
2 Amend Articles Regarding Settlement Method Mgmt For For For
for Outstanding Stock Options
MERCK KGAA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D5357W103 04/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Receive Financial Statements and Statutory Mgmt N/A N/A N/A
Reports for Fiscal 2008 (Non-Voting)
2 Accept Financial Statements and Statutory Mgmt For For For
Reports for Fiscal 2008
3 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 1.50 per Share
4 Approve Discharge of Management Board for Mgmt For For For
Fiscal 2008
5 Approve Discharge of Supervisory Board for Mgmt For For For
Fiscal 2008
6 Ratify KPMG AG as Auditors for Fiscal 2009 Mgmt For For For
7 Approve Affiliation Agreements with Mgmt For For For
Subsidiary Litec-LLL GmbH
8.1 Elect Wolfgang Buechele to the Supervisory Mgmt For For For
Board
8.2 Elect Hans-Juergen Leuchs to the Supervisory Mgmt For For For
Board
9 Allow Electronic Distribution of Company Mgmt For For For
Communications
10 Amend Articles Re: Participation of Merck Mgmt For For For
KGaA on Profit/Loss of E. Merck
11 Approve Creation of EUR 57 Million Pool of Mgmt For For For
Capital without Preemptive Rights
MITSUBISHI CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
8058 CINS J43830116 06/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Allocation of Income, with a Final Mgmt For For For
Dividend of JPY 16
2 Amend Articles To Reflect Digitalization of Mgmt For For For
Share Certificates - Amend Business Lines
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
3.13 Elect Director Mgmt For For For
3.14 Elect Director Mgmt For For For
3.15 Elect Director Mgmt For For For
4 Approve Annual Bonus Payment to Directors Mgmt For For For
5 Approve Deep Discount Stock Option Plan Mgmt For For For
6 Set Amounts for Retirement Bonus Reserve Mgmt For For For
Funds for Directors
MITSUBISHI ESTATE CO. LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
8802 CINS J43916113 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Allocation of Income, with a Final Mgmt For For For
Dividend of JPY 8
2 Amend Articles To Reflect Digitalization of Mgmt For For For
Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For Against Against
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
3.13 Elect Director Mgmt For For For
3.14 Elect Director Mgmt For For For
4 Appoint Statutory Auditor Mgmt For For For
NATIONAL GRID PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G6375K151 07/28/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Final Dividend of 21.3 Pence Per Mgmt For For For
Ordinary Share
3 Elect Bob Catell as Director Mgmt For For For
4 Elect Tom King as Director Mgmt For For For
5 Elect Philip Aiken as Director Mgmt For For For
6 Re-elect John Allan as Director Mgmt For For For
7 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For
Auditors of the Company
8 Authorise Board to Fix Remuneration of Mgmt For For For
Auditors
9 Approve Remuneration Report Mgmt For For For
10 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 94,936,979
11 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 14,240,547
12 Authorise 249,936,128 Ordinary Shares for Mgmt For For For
Market Purchase
13 Adopt New Articles of Association Mgmt For For For
NESTLE SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H57312649 04/23/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Accept Financial Statements and Statutory Mgmt For N/A N/A
Reports
1.2 Approve Remuneration Report Mgmt For N/A N/A
2 Approve Discharge of Board and Senior Mgmt For N/A N/A
Management
3 Approve Allocation of Income and Dividends Mgmt For N/A N/A
of CHF 1.40 per Share
4.1 Reelect Daniel Borel as Director Mgmt For N/A N/A
4.2 Reelect Carolina Mueller-Moehl as Director Mgmt For N/A N/A
4.3 Ratify KPMG AG as Auditors Mgmt For N/A N/A
5 Approve CHF 180 million Reduction in Share Mgmt For N/A N/A
Capital
NOKIA CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X61873133 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Finland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Open Meeting Mgmt N/A N/A N/A
2 Calling the Meeting to Order Mgmt N/A N/A N/A
3 Designate Inspector or Shareholder Mgmt For For For
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting Mgmt For For For
5 Prepare and Approve List of Shareholders Mgmt For For For
6 Receive Financial Statements and Statutory Mgmt N/A N/A N/A
Reports; Receive Auditor's Report; Receive
CEO's Review
7 Accept Financial Statements and Statutory Mgmt For For For
Reports
8 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 0.40 Per Share
9 Approve Discharge of Board and President Mgmt For For For
10 Approve Remuneration of Directors in the Mgmt For For For
Amount of EUR 440,000 for Chairman, EUR
150,000 for Vice Chairman, and EUR 130,000
for Other Directors; Approve Remuneration
for Committee Work
11 Fix Number of Directors at 11 Mgmt For For For
12 Reelect Georg Ehrnrooth, Lalita D. Gupte, Mgmt For For For
Bengt Holmstrom, Henning Kagermann,
Olli-Pekka Kallasvuo, Per Karlsson, Jorma
Ollila, Marjorie Scardino, Risto Siilasmaa,
and Keijo Suila as Directors; Elect Isabel
Marey-Semper as New Director
13 Approve Remuneration of Auditors Mgmt For For For
14 Ratify PricewaterhouseCoopers Oy as Auditors Mgmt For For For
15 Authorize Repurchase of up to 360 Million Mgmt For For For
Nokia Shares
16 Close Meeting Mgmt N/A N/A N/A
NOVARTIS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H5820Q150 02/24/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For N/A N/A
Reports
2 Approve Discharge of Board and Senior Mgmt For N/A N/A
Management
3 Approve Allocation of Income and Dividends Mgmt For N/A N/A
of CHF 2 per Share
4 Approve CHF 3 Million Reduction in Share Mgmt For N/A N/A
Capital via Cancellation of Repurchased
Shares
5.1 Amend Articles Re: Require Annual Advisory ShrHldr Against N/A N/A
Vote on Remuneration Report, incl.
Disclosure of Compensation Amount Paid to
Board of Directors and Executive Management
5.2 Amend Corporate Purpose Re: Sustainability Mgmt For N/A N/A
5.3 Amend Articles Re: Auditors Mgmt For N/A N/A
6.1 Retirement of Peter Burckhardt and William Mgmt N/A N/A N/A
George as Directors (Non-Voting)
6.2 Reelect Srikant Datar as Director Mgmt For N/A N/A
6.3 Reelect Andreas von Planta as Director Mgmt For N/A N/A
6.4 Reelect Wendelin Wiedeking as Director Mgmt For N/A N/A
6.5 Reelect Rolf Zinkernagel as Director Mgmt For N/A N/A
6.6 Elect William Brody as Director Mgmt For N/A N/A
7 Ratify PricewaterhouseCoopers AG as Auditors Mgmt For N/A N/A
OLYMPUS CORP. (FORMERLY OLYMPUS OPTICAL)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
7733 CINS J61240107 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Reduction in Capital Reserves Mgmt For For For
2 Amend Articles To Reflect Digitalization of Mgmt For For For
Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
3.13 Elect Director Mgmt For For For
3.14 Elect Director Mgmt For For For
3.15 Elect Director Mgmt For For For
4 Appoint Alternate Statutory Auditor Mgmt For Against Against
5 Appoint External Audit Firm Mgmt For For For
6 Approve Takeover Defense Plan (Poison Pill) Mgmt For Against Against
OPAP (GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X3232T104 05/06/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Greece
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Statutory Reports Mgmt For N/A N/A
2 Accept Financial Statements Mgmt For N/A N/A
3 Approve Allocation of Income and Dividends Mgmt For N/A N/A
4 Approve Discharge of Board and Auditors Mgmt For N/A N/A
5 Approve Director Remuneration for 2008 Mgmt For N/A N/A
6 Preapprove Director Remuneration for 2009 Mgmt For N/A N/A
7 Approve Auditors and Fix Their Remuneration Mgmt For N/A N/A
8 Ratify Director Appointments and Audit Mgmt For N/A N/A
Committee Members
9 Acknowledge Director Resignations Mgmt For N/A N/A
10 Authorize Board to Participate in Companies Mgmt For N/A N/A
with Similiar Business Interests
11 Authorize Filing of Required Documents and Mgmt For N/A N/A
Other Formalities
12 Other Business Mgmt For N/A N/A
PRUDENTIAL PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G72899100 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Remuneration Report Mgmt For For For
3 Elect Harvey McGrath as Director Mgmt For For For
4 Re-elect Mark Tucker as Director Mgmt For For For
5 Re-elect Michael McLintock as Director Mgmt For For For
6 Re-elect Nick Prettejohn as Director Mgmt For For For
7 Reappoint KPMG Audit plc as Auditors of the Mgmt For For For
Company
8 Authorise Board to Determine Remuneration of Mgmt For For For
Auditors
9 Approve Final Dividend of 12.91 Pence Per Mgmt For For For
Ordinary Share
10 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 41,611,000
11 Auth. Issue of Equity Securities with Rights Mgmt For For For
up to a Nominal Amount of GBP 83,223,000
After Deducting From Such Limit Any Relevant
Securities Alloted Under Resolution 10 in
Connection with an Offer by Way of Rights
12 Authorise Issue of Preference Shares with Mgmt For For For
Pre-emptive Rights up to GBP 20,000,000
(Sterling Preference Shares), USD 20,000,000
(Dollar Preference Shares) and EUR
20,000,000 (Euro Preference Shares)
13 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 6,242,000
14 Authorise 249,680,000 Ordinary Shares for Mgmt For For For
Market Purchase
15 Adopt New Articles of Association Mgmt For For For
16 Approve That a General Meeting Other Than an Mgmt For For For
Annual General Meeting May Be Called on Not
Less Than 14 Clear Days' Notice
RECKITT BENCKISER GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G74079107 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Remuneration Report Mgmt For For For
3 Approve Final Dividend of 48 Pence Per Mgmt For For For
Ordinary Share
4 Re-elect Adrian Bellamy as Director Mgmt For Abstain Against
5 Re-elect Dr Peter Harf as Director Mgmt For Abstain Against
6 Elect Andre Lacroix as Director Mgmt For For For
7 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For
Auditors of the Company
8 Authorise Board to Fix Remuneration of Mgmt For For For
Auditors
9 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 23,662,000
10 Subject to the Passing of Resolution 9, Mgmt For For For
Authorise Issue of Equity or Equity-Linked
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 3,611,000
11 Authorise 72,000,000 Ordinary Shares for Mgmt For For For
Market Purchase
12 Approve That a General Meeting Other Than an Mgmt For For For
Annual General Meeting May Be Called on Not
Less Than 14 Clear Days' Notice
SANOFI AVENTIS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F5548N101 04/17/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Financial Statements and Statutory Mgmt For For For
Reports
2 Accept Consolidated Financial Statements and Mgmt For For For
Statutory Reports
3 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 2.20 per Share
4 Ratify Appointment of Chris Viehbacher as Mgmt For For For
Director
5 Approve Auditors' Special Report Regarding Mgmt For For For
Related-Party Transactions
6 Approve Transaction with Chris Viehbacher Mgmt For Against Against
Re: Severance Payments
7 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
8 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of EUR
1.3 Billion
9 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without Preemptive
Rights up to Aggregate Nominal Amount of EUR
500 Million
10 Authorize Capital Increase of up to 10 Mgmt For For For
Percent of Issued Capital for Future
Acquisitions
11 Authorize Board to Increase Capital in the Mgmt For For For
Event of Additional Demand Related to
Delegation Submitted to Shareholder Vote
Above
12 Authorize Capitalization of Reserves of Up Mgmt For For For
to EUR 500 Million for Bonus Issue or
Increase in Par Value
13 Approve Employee Stock Purchase Plan Mgmt For For For
14 Authorize up to 2.5 Percent of Issued Mgmt For Against Against
Capital for Use in Stock Option Plan
15 Authorize up to 1.0 Percent of Issued Mgmt For Against Against
Capital for Use in Restricted Stock Plan
16 Approve Reduction in Share Capital via Mgmt For For For
Cancellation of Repurchased Shares
17 Amend Article 15 of the Bylaws Re: Audit Mgmt For For For
Committee
18 Authorize Filing of Required Documents/Other Mgmt For For For
Formalities
SECOM CO. LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
9735 CINS J69972107 06/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Allocation of Income, with a Final Mgmt For For For
Dividend of JPY 85
2 Amend Articles To Reflect Digitalization of Mgmt For For For
Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
4 Approve Retirement Bonus Payment for Director Mgmt For For For
SIEMENS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D69671218 01/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Receive Supervisory Board Report, Corporate Mgmt N/A N/A N/A
Governance Report, Remuneration Report, and
Compliance Report for Fiscal 2007/2008
(Non-Voting)
2 Receive Financial Statements and Statutory Mgmt N/A N/A N/A
Reports for Fiscal 2007/2008 (Non-Voting)
3 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 1.60 per Share
4.1 Postpone Discharge of Former Management Mgmt For For For
Board Member Rudi Lamprecht for Fiscal
2007/2008
4.2 Postpone Discharge of Former Management Mgmt For For For
Board Member Juergen Radomski for Fiscal
2007/2008
4.3 Postpone Discharge of Former Management Mgmt For For For
Board Member Uriel Sharef for Fiscal
2007/2008
4.4 Postpone Discharge of Former Management Mgmt For For For
Board Member Klaus Wucherer for Fiscal
2007/2008
4.5 Approve Discharge of Management Board Member Mgmt For For For
Peter Loescher for Fiscal 2007/2008
4.6 Approve Discharge of Management Board Member Mgmt For For For
Wolfgang Dehen for Fiscal 2007/2008
4.7 Approve Discharge of Management Board Member Mgmt For For For
Heinrich Hiesinger for Fiscal 2007/2008
4.8 Approve Discharge of Management Board Member Mgmt For For For
Joe Kaeser for Fiscal 2007/2008
4.9 Approve Discharge of Former Management Board Mgmt For For For
Member Eduardo Montes for Fiscal 2007/2008
4.10 Approve Discharge of Former Management Board Mgmt For For For
Member Jim Reid-Anderson for Fiscal 2007/2008
4.11 Approve Discharge of Former Management Board Mgmt For For For
Member Erich R. Reinhardt for Fiscal
2007/2008
4.12 Approve Discharge of Management Board Member Mgmt For For For
Hermann Requardt for Fiscal 2007/2008
4.13 Approve Discharge of Management Board Member Mgmt For For For
Siegfried Russwurm for Fiscal 2007/2008
4.14 Approve Discharge of Management Board Member Mgmt For For For
Peter Y. Solmssen for Fiscal 2007/2008
5.1 Approve Discharge of Supervisory Board Mgmt For For For
Member Gerhard Cromme for Fiscal 2007/2008
5.2 Approve Discharge of Supervisory Board Mgmt For For For
Member Ralf Heckmann for Fiscal 2007/2008
5.3 Approve Discharge of Supervisory Board Mgmt For For For
Member Josef Ackermann for Fiscal 2007/2008
5.4 Approve Discharge of Supervisory Board Mgmt For For For
Member Lothar Adler for Fiscal 2007/2008
5.5 Approve Discharge of Supervisory Board Mgmt For For For
Member Jean-Louis Beffa for Fiscal 2007/2008
5.6 Approve Discharge of Former Supervisory Mgmt For For For
Board Member Gerhard Bieletzki for Fiscal
2007/2008
5.7 Approve Discharge of Supervisory Board Mgmt For For For
Member Gerd von Brandenstein for Fiscal
2007/2008
5.8 Approve Discharge of Former Supervisory Mgmt For For For
Board Member John David Coombe for Fiscal
2007/2008
5.9 Approve Discharge of Former Supervisory Mgmt For For For
Board Member Hildegard Cornudet for Fiscal
2007/2008
5.10 Approve Discharge of Supervisory Board Mgmt For For For
Member Michael Diekmann for Fiscal 2007/2008
5.11 Approve Discharge of Supervisory Board Mgmt For For For
Member Hans Michael Gaul for Fiscal 2007/2008
5.12 Approve Discharge of Former Supervisory Mgmt For For For
Board Member Birgit Grube for Fiscal
2007/2008
5.13 Approve Discharge of Supervisory Board Mgmt For For For
Member Peter Gruss for Fiscal 2007/2008
5.14 Approve Discharge of Supervisory Board Mgmt For For For
Member Bettina Haller for Fiscal 2007/2008
5.15 Approve Discharge of Supervisory Board Mgmt For For For
Member Heinz Hawreliuk for Fiscal 2007/2008
5.16 Approve Discharge of Supervisory Board Mgmt For For For
Member Berthold Huber for Fiscal 2007/2008
5.17 Approve Discharge of Supervisory Board Mgmt For For For
Member Harald Kern for Fiscal 2007/2008
5.18 Approve Discharge of Former Supervisory Mgmt For For For
Board Member Walter Kroell for Fiscal
2007/2008
5.19 Approve Discharge of Supervisory Board Mgmt For For For
Member Nicola Leibinger-Kammueller for
Fiscal 2007/2008
5.20 Approve Discharge of Former Supervisory Mgmt For For For
Board Member Michael Mirow for Fiscal
2007/2008
5.21 Approve Discharge of Supervisory Board Mgmt For For For
Member Werner Moenius for Fiscal 2007/2008
5.22 Approve Discharge of Former Supervisory Mgmt For For For
Board Member Roland Motzigemba for Fiscal
2007/2008
5.23 Approve Discharge of Former Supervisory Mgmt For For For
Board Member Thomas Rackow for Fiscal
2007/2008
5.24 Approve Discharge of Supervisory Board Mgmt For For For
Member Hakan Samuelsson for Fiscal 2007/2008
5.25 Approve Discharge of Supervisory Board Mgmt For For For
Member Dieter Scheitor for Fiscal 2007/2008
5.26 Approve Discharge of Former Supervisory Mgmt For For For
Board Member Albrecht Schmidt for Fiscal
2007/2008
5.27 Approve Discharge of Supervisory Board Mgmt For For For
Member Henning Schulte-Noelle for Fiscal
2007/2008
5.28 Approve Discharge of Supervisory Board Mgmt For For For
Member Rainer Sieg for Fiscal 2007/2008
5.29 Approve Discharge of Former Supervisory Mgmt For For For
Board Member Peter von Siemens for Fiscal
2007/2008
5.30 Approve Discharge of Former Supervisory Mgmt For For For
Board Member Jerry I. Speyer for Fiscal
2007/2008
5.31 Approve Discharge of Supervisory Board Mgmt For For For
Member Birgit Steinborn for Fiscal 2007/2008
5.32 Approve Discharge of Supervisory Board Mgmt For For For
Member Iain Vallance of Tummel for Fiscal
2007/2008
6 Ratify Ernst & Young AG as Auditors for Mgmt For For For
Fiscal 2008/2009
7 Authorize Share Repurchase Program and Mgmt For For For
Reissuance or Cancellation of Repurchased
Shares
8 Authorize Use of Financial Derivatives of up Mgmt For For For
to 5 Percent of Issued Share Capital When
Repurchasing Shares
9 Approve Creation of EUR 520.8 Million Pool Mgmt For For For
of Capital without Preemptive Rights
10 Approve Issuance of Warrants/Bonds with Mgmt For For For
Warrants Attached/Convertible Bonds without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 15 Billion; Approve Creation
of EUR 600 Million Pool of Capital to
Guarantee Conversion Rights
11 Approve Remuneration of Supervisory Board Mgmt For For For
12 Amend Articles Re: Decision Making of Mgmt For For For
General Meeting
SINGAPORE TELECOMMUNICATIONS LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y79985209 07/25/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Singapore
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Adopt Financial Statements and Directors' Mgmt For For For
and Auditors' Reports
2 Declare Final Dividend of SGD 0.069 Per Share Mgmt For For For
3 Reelect Graham John Bradley as Director Mgmt For For For
4 Reelect Chumpol NaLamlieng as Director Mgmt For For For
5 Reelect Nicky Tan Ng Kuang as Director Mgmt For For For
6 Reelect Dominic Chiu Fai Ho as Director Mgmt For For For
7 Approve Directors' Fees of SGD 2.3 Million Mgmt For For For
for the Year Ending March 31, 2009 (2008:
SGD 2.3 Million)
8 Reappoint Auditors and Authorize Board to Mgmt For For For
Fix Their Remuneration
9 Approve Issuance of Shares without Mgmt For For For
Preemptive Rights
10 Approve Issuance of Shares and Grant Options Mgmt For For For
Pursuant to the Singapore Telecom Share
Option Scheme 1999
11 Approve Issuance of Shares and Grant Awards Mgmt For For For
Pursuant to the Singtel Performance Share
Plan
SINGAPORE TELECOMMUNICATIONS LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y79985209 07/25/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Singapore
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Authorize Share Repurchase Program Mgmt For For For
2 Approve Participation by the Relevant Person Mgmt For For For
in the SingTel Performance Share Plan
3 Amend Articles of Association Mgmt For For For
SWISSCOM AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H8398N104 04/21/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For N/A N/A
Reports
2 Approve Allocation of Income and Dividends Mgmt For N/A N/A
of CHF 19 per Share
3 Approve Discharge of Board and Senior Mgmt For N/A N/A
Management
4 Approve CHF 1.6 Million Reduction in Share Mgmt For N/A N/A
Capital via Cancellation of Repurchased
Shares
5.1 Reelect Michel Gobet as Director Mgmt For N/A N/A
5.2 Reelect Torsten Kreindl as Director Mgmt For N/A N/A
5.3 Reelect Richard Roy as Director Mgmt For N/A N/A
5.4 Reelect Othmar Vock as Director Mgmt For N/A N/A
5.5 Elect Hansueli Loosli as Director Mgmt For N/A N/A
6 Ratify KPMG AG as Auditors Mgmt For N/A N/A
T&D HOLDINGS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
8795 CINS J86796109 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Allocation of Income, with a Final Mgmt For For For
Dividend of JPY 45
2 Amend Articles To Reflect Digitalization of Mgmt For For For
Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
4.1 Appoint Statutory Auditor Mgmt For For For
4.2 Appoint Statutory Auditor Mgmt For For For
4.3 Appoint Statutory Auditor Mgmt For For For
4.4 Appoint Statutory Auditor Mgmt For For For
5 Appoint Alternate Statutory Auditor Mgmt For For For
6 Approve Retirement Bonus Payment for Director Mgmt For For For
TELUS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
T CUSIP 87971M996 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Canada
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Director R. H. (Dick) Auchinleck Mgmt For For For
1.2 Elect Director A. Charles Baillie Mgmt For For For
1.3 Elect Director Micheline Bouchard Mgmt For For For
1.4 Elect Director R. John Butler Mgmt For For For
1.5 Elect Director Brian A. Canfield Mgmt For For For
1.6 Elect Director Pierre Y. Ducros Mgmt For For For
1.7 Elect Director Darren Entwistle Mgmt For For For
1.8 Elect Director Ruston E. T. Goepel Mgmt For For For
1.9 Elect Director John S. Lacey Mgmt For For For
1.10 Elect Director Brian F. MacNeill Mgmt For For For
1.11 Elect Director Ronald P. Triffo Mgmt For For For
1.12 ElectDirector Donald Woodley Mgmt For For For
2 Approve Deloitte & Touche LLP as Auditors Mgmt For For For
and Authorize Board to Fix Their Remuneration
TNT N.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS N86672107 04/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Open Meeting and Announcements Mgmt N/A N/A N/A
2 Presentation by M.P. Bakker, CEO Mgmt N/A N/A N/A
3 Receive Report of Management Board Mgmt N/A N/A N/A
(Non-Voting)
4 Discussion on Company's Corporate Governance Mgmt N/A N/A N/A
Structure
5 Discuss Remuneration of the Management Board Mgmt N/A N/A N/A
6 Approve Financial Statements and Statutory Mgmt For For For
Reports
7.1 Receive Explanation on Company's Reserves Mgmt N/A N/A N/A
and Dividend Policy
7.2 Approve Dividends of EUR 0.37 Per Share Mgmt For For For
7.3 Approve Allocation of Income Mgmt For For For
8 Approve Discharge of Management Board Mgmt For For For
9 Approve Discharge of Supervisory Board Mgmt For For For
10.1 Announce Vacancies on Supervisory Board Mgmt N/A N/A N/A
10.2 Opportunity to Nominate Supervisory Board Mgmt N/A N/A N/A
Members
10.3 Announcement by the Supervisory Board of the Mgmt N/A N/A N/A
Persons Nominated for Appointment
10.4 Amendments to Supervisory Board Profile Mgmt N/A N/A N/A
11 Reelect S. Levy to Supervisory Board Mgmt For For For
12 Elect P.M. Altenburg to Supervisory Board Mgmt For For For
13 Announce Vacancies on Supervisory Board Mgmt N/A N/A N/A
Arising in 2010
14 Announce Intention of the Supervisory Board Mgmt N/A N/A N/A
to Reelect H.M. Koorstra to the Management
Board
15 Grant Board Authority to Issue Shares Up To Mgmt For For For
10 Percent of Issued Capital Plus Additional
10 Percent in Case of Takeover/Merger
16 Authorize Board to Exclude Preemptive Rights Mgmt For For For
from Issuance under Item 15
17 Authorize Repurchase of Up to Ten Percent of Mgmt For For For
Issued Share Capital
18 Approve Reduction of Issued Capital by Mgmt For For For
Cancelling Treasury Shares
19 Allow Questions Mgmt N/A N/A N/A
20 Close Meeting Mgmt N/A N/A N/A
TOKIO MARINE HOLDINGS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
8766 CINS J86298106 06/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Allocation of Income, with a Final Mgmt For For For
Dividend of JPY 24
2 Amend Articles To Reflect Digitalization of Mgmt For For For
Share Certificates
3.1 Elect Director Mgmt For Against Against
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For Against Against
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
4 Appoint Statutory Auditor Mgmt For For For
TOTAL SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F92124100 05/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual/Special France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Consolidated Financial Statements Mgmt For For For
and Statutory Reports
3 Approve Allocation of Income and Dividends Mgmt For For For
of EUR 2.28 per Share
4 Approve Special Auditors' Report Presenting Mgmt For For For
Ongoing Related-Party Transactions
5 Approve Transaction with Thierry Desmarest Mgmt For For For
6 Approve Transaction with Christophe de Mgmt For For For
Margerie
7 Authorize Repurchase of Up to 10 Percent of Mgmt For For For
Issued Share Capital
8 Reelect Anne Lauvergeon as Director Mgmt For Against Against
9 Reelect Daniel Bouton as Director Mgmt For Against Against
10 Reelect Bertrand Collomb as Director Mgmt For For For
11 Reelect Christophe de Margerie as Director Mgmt For For For
12 Reelect Michel Pebereau as Director Mgmt For Against Against
13 Electe Patrick Artus as Director Mgmt For For For
14 Amend Article 12 of Bylaws Re: Age Limit for Mgmt For For For
Chairman
15 Amend Article 19 of Bylaws Re: Disclosure of ShrHldr Against Against For
Individual Stock Plans
16 Amend Article 11 of Bylaws Re: Nomination of ShrHldr Against Against For
Employees Shareholders Representative to the
Board of Directors
17 Approve Restricted Stock Plan to All ShrHldr Against Against For
Employees
TOYOTA MOTOR CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
7203 CINS J92676113 06/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Allocation of Income, with a Final Mgmt For For For
Dividend of JPY 35
2 Amend Articles To Reflect Digitalization of Mgmt For For For
Share Certificates - Authorize Public
Announcements in Electronic Format
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
3.13 Elect Director Mgmt For For For
3.14 Elect Director Mgmt For For For
3.15 Elect Director Mgmt For For For
3.16 Elect Director Mgmt For For For
3.17 Elect Director Mgmt For For For
3.18 Elect Director Mgmt For For For
3.19 Elect Director Mgmt For For For
3.20 Elect Director Mgmt For For For
3.21 Elect Director Mgmt For For For
3.22 Elect Director Mgmt For For For
3.23 Elect Director Mgmt For For For
3.24 Elect Director Mgmt For For For
3.25 Elect Director Mgmt For For For
3.26 Elect Director Mgmt For For For
3.27 Elect Director Mgmt For For For
3.28 Elect Director Mgmt For For For
3.29 Elect Director Mgmt For For For
4 Approve Stock Option Plan Mgmt For For For
UBS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H89231338 04/15/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Accept Financial Statements and Statutory Mgmt For N/A N/A
Reports
1.2 Approve 2009 Compensation Model Mgmt For N/A N/A
2 Approve Carrying Forward of Net Loss Mgmt For N/A N/A
3.1 Reelect Peter Voser as Director Mgmt For N/A N/A
3.2 Reelect David Sidwell as Director Mgmt For N/A N/A
3.3 Reelect Sally Bott as Director Mgmt For N/A N/A
3.4 Reelect Rainer-Marc Frey as Director Mgmt For N/A N/A
3.5 Reelect Bruno Gehrig as Director Mgmt For N/A N/A
3.6 Reelect William Parrett as Director Mgmt For N/A N/A
3.7 Elect Kaspar Villiger as Director Mgmt For N/A N/A
3.8 Elect Michel Demare as Director Mgmt For N/A N/A
3.9 Elect Ann Goodbehere as Director Mgmt For N/A N/A
3.10 Elect Axel Lehmann as Director Mgmt For N/A N/A
3.11 Ratify Ernst & Young Ltd. as Auditors Mgmt For N/A N/A
3.12 Ratify BDO Visura as Special Auditors Mgmt For N/A N/A
4 Approve Issuance of Warrants without Mgmt For N/A N/A
Preemptive Rights; Approve Creation of CHF
10 Million Pool of Capital to Guarantee
Conversion Rights
5 Approve Creation of CHF 29.3 Million Pool of Mgmt For N/A N/A
Capital without Preemptive Rights
UBS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H89231338 10/02/2008 Unvoted
MEETING TYPE COUNTRY OF TRADE
Special Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Sally Bott as Director Mgmt For N/A N/A
1.2 Elect Rainer-Marc Frey as Director Mgmt For N/A N/A
1.3 Elect Bruno Gehrig as Director Mgmt For N/A N/A
1.4 Elect William G. Parrett as Director Mgmt For N/A N/A
2 Amend Articles Re: New Governance Structure Mgmt For N/A N/A
UBS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H89231338 11/27/2008 Unvoted
MEETING TYPE COUNTRY OF TRADE
Special Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approve Issuance of Mandatory Convertible Mgmt For N/A N/A
Notes without Preemptive Rights; Approve
Creation of CHF 36.5 Million Pool of Capital
to Guarantee Conversion Rights
UNILEVER PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G92087165 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Approve Remuneration Report Mgmt For For For
3 Approve Final Dividend of 40.19 Pence Per Mgmt For For For
Ordinary Share
4 Re-elect James Lawrence as Director Mgmt For For For
5 Re-elect Paul Polman as Director Mgmt For For For
6 Re-elect The Lord Brittan of Spennithorne as Mgmt For For For
Director
7 Re-elect Wim Dik as Director Mgmt For For For
8 Re-elect Charles Golden as Director Mgmt For For For
9 Re-elect Byron Grote as Director Mgmt For For For
10 Re-elect Narayana Murthy as Director Mgmt For For For
11 Re-elect Hixonia Nyasulu as Director Mgmt For For For
12 Re-elect Kees Storm as Director Mgmt For For For
13 Re-elect Michael Treschow as Director Mgmt For For For
14 Re-elect Jeroen van der Veer as Director Mgmt For For For
15 Elect Louise Fresco as Director Mgmt For For For
16 Elect Ann Fudge as Director Mgmt For For For
17 Elect Paul Walsh as Director Mgmt For For For
18 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For
Auditors of the Company
19 Authorise Board to Fix Remuneration of Mgmt For For For
Auditors
20 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 13,290,000
21 Subject to the Passing of the Previous Mgmt For For For
Resolution, Authorise Issue of Equity or
Equity-Linked Securities without Pre-emptive
Rights up to Aggregate Nominal Amount of GBP
2,000,000
22 Authorise 131,000,000 Ordinary Shares for Mgmt For For For
Market Purchase
23 Auth. Company and its Subsidiaries to Make Mgmt For For For
EU Political Donations to Political Parties
and Independent Election Candidates up to
GBP 0.1M, to Political Org. Other Than
Political Parties up to GBP 0.1M and to
Incur EU Political Expenditure up to GBP 0.1M
24 Approve That a General Meeting Other Than an Mgmt For For For
Annual General Meeting May Be Called on Not
Less Than 14 Days' Clear Notice
25 Authorise Directors to Agree to Modify the Mgmt For For For
Agreement Dated 28 June, 1946 (as Amended by
Supplemental Agreements Dated 20 July, 1951,
21 December, 1981 and 15 May, 2006) with
Unilever N.V. of the Netherlands known as
the Equalisation Agreement
UNILEVER PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G92087165 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amend Unilever plc Equalisation Agreement Mgmt For For For
UNILEVER PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G92087165 10/28/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Paul Polman as Director Mgmt For For For
VODAFONE GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G93882135 07/29/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For For For
Reports
2 Re-elect Sir John Bond as Director Mgmt For For For
3 Re-elect John Buchanan as Director Mgmt For For For
4 Re-elect Vittorio Colao as Director Mgmt For For For
5 Re-elect Andy Halford as Director Mgmt For For For
6 Re-elect Alan Jebson as Director Mgmt For For For
7 Re-elect Nick Land as Director Mgmt For For For
8 Re-elect Anne Lauvergeon as Director Mgmt For For For
9 Re-elect Simon Murray as Director Mgmt For For For
10 Re-elect Luc Vandevelde as Director Mgmt For For For
11 Re-elect Anthony Watson as Director Mgmt For For For
12 Re-elect Philip Yea as Director Mgmt For For For
13 Approve Final Dividend of 5.02 Pence Per Mgmt For For For
Ordinary Share
14 Approve Remuneration Report Mgmt For For For
15 Reappoint Deloitte & Touche LLP as Auditors Mgmt For For For
of the Company
16 Authorise the Audit Committee to Fix Mgmt For For For
Remuneration of Auditors
17 Authorise Issue of Equity or Equity-Linked Mgmt For For For
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of USD 1,100,000,000
18 Subject to the Passing of Resolution 17, Mgmt For For For
Authorise Issue of Equity or Equity-Linked
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of USD 300,000,000
19 Authorise 5,300,000,000 Ordinary Shares for Mgmt For For For
Market Purchase
20 Authorise the Company and its Subsidiaries Mgmt For For For
to Make EU Political Donations to Political
Parties, and/or Independent Election
Candidates, to Political Organisations Other
Than Political Parties and Incur EU
Political Expenditure up to GBP 100,000
21 Amend Articles of Association Mgmt For For For
22 Approve Vodafone Group 2008 Sharesave Plan Mgmt For For For
ZURICH FINANCIAL SERVICES AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H9870Y105 04/02/2009 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accept Financial Statements and Statutory Mgmt For N/A N/A
Reports; Approve Remuneration Report
2 Approve Allocation of Income and Dividends Mgmt For N/A N/A
of CHF 11 per Share
3 Approve Discharge of Board and Senior Mgmt For N/A N/A
Management
4 Increase Existing Pool of Authorized Capital Mgmt For N/A N/A
without Preemtive Rights by CHF 400,000 to
CHF 1 Million
5 Increase Existing Pool of Conditional Mgmt For N/A N/A
Capital without Preemptive Rights by CHF
451,817 to CHF 1 Million
6 Amend Articles Re: Indicate Legal Form in Mgmt For N/A N/A
Company Name
7.1 Reelect Thomas Escher as Director Mgmt For N/A N/A
7.2 Reelect Don Nicolaisen as Director Mgmt For N/A N/A
7.3 Reelect Philippe Pidoux as Director Mgmt For N/A N/A
7.4 Reelect Vernon Sankey as Director Mgmt For N/A N/A
7.5 Ratify PricewaterhouseCoopers AG as Auditors Mgmt For N/A N/A
FUND NAME: INTERNATIONAL EQUITY INDEX FUND
The American Beacon International Equity Index Fund invests all of its
investable assets in the Master International Index Series of the Quantitative
Master Series LLC. The proxy voting record of the Quantitative Master Series LLC
for the year ended June 30, 2009 was filed on August 27, 2009 under CIK
0001025836 and 1940 Act File Number 811-07885.
FUND NAME: LARGE CAP GROWTH FUND
AMERICAN BEACON MONEY MARKET SELECT FUND
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ASRXX CUSIP 02368W101 08/22/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 To approve the new investment management Mgmt For For For
agreement for the Fund
2 To elect Trustees for the Select Funds
2a Elect Alan D. Feld Mgmt For For For
2b Elect W. Humphrey Bogart Mgmt For For For
2c Elect Brenda A. Cline Mgmt For For For
2d Elect Richard A. Massman Mgmt For For For
2e Elect R. Gerald Turner Mgmt For For For
2f Elect Thomas M. Dunning Mgmt For For For
2g Elect Eugene J. Duffy Mgmt For For For
2h Elect Paul J. Zucconi Mgmt For For For
3 To authorize the Select Funds, on behalf of Mgmt For For For
the Fund, to vote to approve the new
investment management agreement for the
Master Trust portfolio in which the Fund
invests
4 To authorize the Select Funds to vote to
elect Trustees for the Master Trust
4a Elect Alan D. Feld Mgmt For For For
4b Elect W. Humphrey Bogart Mgmt For For For
4c Elect Brenda A. Cline Mgmt For For For
4d Elect Richard A. Massman Mgmt For For For
4e Elect R. Gerald Turner Mgmt For For For
4f Elect Thomas M. Dunning Mgmt For For For
4g Elect Eugene J. Duffy Mgmt For For For
4h Elect Paul J. Zucconi Mgmt For For For
ABBOTT LABORATORIES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ABT CUSIP 002824100 04/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Robert Alpern Mgmt For For For
1.2 Elect Roxanne Austin Mgmt For For For
1.3 Elect William Daley Mgmt For For For
1.4 Elect W. James Farrell Mgmt For For For
1.5 Elect H. Laurance Fuller Mgmt For For For
1.6 Elect William Osborn Mgmt For For For
1.7 Elect David Owen Mgmt For For For
1.8 Elect W. Ann Reynolds Mgmt For For For
1.9 Elect Roy Roberts Mgmt For For For
1.10 Elect Samuel Scott III Mgmt For For For
1.11 Elect William Smithburg Mgmt For For For
1.12 Elect Glenn Tilton Mgmt For For For
1.13 Elect Miles White Mgmt For For For
2 APPROVAL OF THE ABBOTT LABORATORIES 2009 Mgmt For Against Against
INCENTIVE STOCK PROGRAM
3 2009 Employee Stock Purchase Plan Mgmt For For For
4 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For For
AUDITORS
5 SHAREHOLDER PROPOSAL - ANIMAL TESTING ShrHoldr Against Against For
6 SHAREHOLDER PROPOSAL - HEALTH CARE PRINCIPLES ShrHoldr Against Against For
7 SHAREHOLDER PROPOSAL - ADVISORY VOTE ShrHoldr Against Against For
ACCENTURE LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACN CUSIP G1150G111 02/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 RE-APPOINTMENT TO THE BOARD OF DIRECTORS: Mgmt For For For
CHARLES H. GIANCARLO
2 RE-APPOINTMENT TO THE BOARD OF DIRECTORS: Mgmt For For For
DINA DUBLON
3 RE-APPOINTMENT TO THE BOARD OF DIRECTORS: Mgmt For For For
WILLIAM D. GREEN
4 RE-APPOINTMENT TO THE BOARD OF DIRECTORS: Mgmt For For For
NOBUYUKI IDEI
5 RE-APPOINTMENT TO THE BOARD OF DIRECTORS: Mgmt For For For
MARJORIE MAGNER
6 Ratification of Auditor Mgmt For For For
ACTIVISION BLIZZARD, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ATVI CUSIP 004930202 07/08/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval of the Merger Agreement Mgmt For For For
2 Company Name Change Mgmt For For For
3 Increase in Authorized Common Stock Mgmt For For For
4 A PROPOSAL TO ELIMINATE THE SERIES A JUNIOR Mgmt For For For
PREFERRED STOCK.
5 Establish Quorum Requirements for Committees Mgmt For For For
6 Adoption of Supermajority Requirement for Mgmt For For For
Certain Sections of the Certificate of
Incorporation
7 Limit the Power of the Board to Amend Mgmt For For For
Certain Provisions of the Bylaws Without
Shareholder Approval
8 Grant Directors Designated by Vivendi Mgmt For For For
Certain Voting Powers
9 Include Limitations on Certain Business Mgmt For For For
Activities
10 Establish Procedurings Allocating Certain Mgmt For For For
Corporate Opportunities
11 Require Vivendi or Activision Blizzard to Mgmt For For For
Purchase All Outstanding Shares Upon a 90%
Acquisition of Company Stock by Vivendi
12 A PROPOSAL TO ESTABLISH PROCEDURES GOVERNING Mgmt For For For
AFFILIATE TRANSACTIONS.
13 Cause a Statute Restricting Business Mgmt For For For
Combinations
14 Amendment to Bylaws Mgmt For For For
15 Right to Adjourn Meeting Mgmt For For For
ACTIVISION BLIZZARD, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ATVI CUSIP 00507V109 09/24/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Philippe Capron Mgmt For Withhold Against
1.2 Elect Robert Corti Mgmt For For For
1.3 Elect Frederic Crepin Mgmt For Withhold Against
1.4 Elect Bruce Hack Mgmt For Withhold Against
1.5 Elect Brian Kelly Mgmt For Withhold Against
1.6 Elect Robert Kotick Mgmt For For For
1.7 Elect Jean-Bernard Levy Mgmt For Withhold Against
1.8 Elect Robert Morgado Mgmt For For For
1.9 Elect Douglas Morris Mgmt For Withhold Against
1.10 Elect Rene Penisson Mgmt For Withhold Against
1.11 Elect Richard Sarnoff Mgmt For For For
2 APPROVAL OF THE ACTIVISION BLIZZARD, INC. Mgmt For Against Against
2008 INCENTIVE PLAN.
3 Shareholder Proposal Regarding Board ShrHoldr Against Against For
Diversity
4 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against For Against
on Compensation
ADOBE SYSTEMS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ADBE CUSIP 00724F101 04/01/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF CLASS II DIRECTOR: ROBERT K. Mgmt For For For
BURGESS
2 ELECTION OF CLASS II DIRECTOR: CAROL MILLS Mgmt For For For
3 ELECTION OF CLASS II DIRECTOR: DANIEL Mgmt For For For
ROSENSWEIG
4 ELECTION OF CLASS II DIRECTOR: ROBERT Mgmt For For For
SEDGEWICK
5 ELECTION OF CLASS II DIRECTOR: JOHN E. Mgmt For For For
WARNOCK
6 Amendment to the 2003 Equity Incentive Plan Mgmt For Against Against
7 Ratification of Auditor Mgmt For For For
AFLAC INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AFL CUSIP 001055102 05/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Daniel Amos Mgmt For For For
2 Elect John Amos, II Mgmt For Against Against
3 Elect Paul Amos, II Mgmt For Against Against
4 Elect Yoshiro Aoki Mgmt For Against Against
5 Elect Michael Armacost Mgmt For For For
6 Elect Kriss Cloninger, III Mgmt For Against Against
7 Elect Joe Harris Mgmt For Against Against
8 Elect Elizabeth Hudson Mgmt For For For
9 Elect Kenneth Janke, Sr. Mgmt For Against Against
10 Elect Douglas Johnson Mgmt For For For
11 Elect Robert Johnson Mgmt For For For
12 Elect Charles Knapp Mgmt For For For
13 Elect E. Stephen Purdom Mgmt For Against Against
14 Elect Barbara Rimer Mgmt For For For
15 Elect Marvin Schuster Mgmt For For For
16 Elect David Thompson Mgmt For For For
17 Elect Robert Wright Mgmt For For For
18 Advisory Vote on Executive Compensation Mgmt For For For
19 Ratification of Auditor Mgmt For For For
AGCO CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AG CUSIP 001084102 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect P. George Benson Mgmt For For For
1.2 Elect Gerald Shaheen Mgmt For For For
1.3 Elect Hendrikus Visser Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ALTERA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ALTR CUSIP 021441100 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect John Daane Mgmt For For For
2 Elect Robert Finocchio, Jr. Mgmt For For For
3 Elect Kevin McGarity Mgmt For For For
4 Elect Gregory Myers Mgmt For For For
5 Elect Krish Prabhu Mgmt For For For
6 Elect John Shoemaker Mgmt For For For
7 Elect Susan Wang Mgmt For For For
8 Amendment to the 2005 Equity Incentive Plan Mgmt For For For
9 Amendment to the 1987 Employee Stock Mgmt For For For
Purchase Plan
10 Ratification of Auditor Mgmt For For For
AMGEN INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMGN CUSIP 031162100 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect David Baltimore Mgmt For For For
2 Elect Frank Biondi, Jr. Mgmt For For For
3 Elect Francois de Carbonnel Mgmt For For For
4 Elect Jerry Choate Mgmt For For For
5 Elect Vance Coffman Mgmt For For For
6 Elect Frederick Gluck Mgmt For For For
7 Elect Frank Herringer Mgmt For For For
8 Elect Gilbert Omenn Mgmt For For For
9 Elect Judith Pelham Mgmt For For For
10 Elect J. Paul Reason Mgmt For For For
11 Elect Leonard Schaeffer Mgmt For For For
12 Elect Kevin Sharer Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2009 Equity Incentive Plan Mgmt For Against Against
15 Elimination of Supermajority Requirement Mgmt For For For
16 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
ANHEUSER-BUSCH COMPANIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BUD CUSIP 035229103 11/12/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval of the Merger Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
APPLE INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AAPL CUSIP 037833100 02/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect William Campbell Mgmt For For For
1.2 Elect Millard Drexler Mgmt For For For
1.3 Elect Albert Gore, Jr. Mgmt For For For
1.4 Elect Steven Jobs Mgmt For For For
1.5 Elect Andrea Jung Mgmt For For For
1.6 Elect Arthur Levinson Mgmt For For For
1.7 Elect Eric Schmidt Mgmt For For For
1.8 Elect Jerome York Mgmt For For For
2 Shareholder Proposal Regarding Political ShrHoldr Against Against For
Contributions and Expenditure Report
3 Shareholder Proposal Regarding Adoption of ShrHoldr Against Against For
Principles for Health Care Reform
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability Report
5 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
AT&T CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
T CUSIP 00206R102 04/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For For
2 ELECTION OF DIRECTOR: WILLIAM F. ALDINGER III Mgmt For For For
3 ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For For
4 ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For For
5 ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For For
6 ELECTION OF DIRECTOR: AUGUST A. BUSCH III Mgmt For For For
7 ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For For
8 ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For For
9 ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For For
10 ELECTION OF DIRECTOR: LYNN M. MARTIN Mgmt For For For
11 ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For For
12 ELECTION OF DIRECTOR: MARY S. METZ Mgmt For For For
13 ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For For
14 ELECTION OF DIRECTOR: LAURA D ANDREA TYSON Mgmt For For For
15 ELECTION OF DIRECTOR: PATRICIA P. UPTON Mgmt For For For
16 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For For
AUDITORS.
17 AMENDMENT TO INCREASE AUTHORIZED SHARES. Mgmt For For For
18 REPORT ON POLITICAL CONTRIBUTIONS. ShrHoldr Against Against For
19 SPECIAL STOCKHOLDER MEETINGS. ShrHoldr Against Against For
20 CUMULATIVE VOTING. ShrHoldr Against Against For
21 BYLAW REQUIRING INDEPENDENT CHAIRMAN. ShrHoldr Against Against For
22 ADVISORY VOTE ON COMPENSATION. ShrHoldr Against Against For
23 PENSION CREDIT POLICY. ShrHoldr Against Against For
BALL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BLL CUSIP 058498106 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Robert Alspaugh Mgmt For For For
1.2 Elect R. David Hoover Mgmt For For For
1.3 Elect Jan Nicholson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 PROPOSAL TO DECLASSIFY THE BOARD OF ShrHoldr Against Against For
DIRECTORS.
BECTON, DICKINSON AND COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BDX CUSIP 075887109 02/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Claire Fraser-Liggett Mgmt For For For
1.2 Elect Edward Ludwig Mgmt For For For
1.3 Elect Willard Overlock, Jr. Mgmt For For For
1.4 Elect Bertram Scott Mgmt For For For
2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3 AMENDMENT TO BD S RESTATED CERTIFICATE OF Mgmt For Against Against
INCORPORATION.
4 AMENDMENT TO THE 2004 EMPLOYEE AND DIRECTOR Mgmt For For For
EQUITY-BASED COMPENSATION PLAN.
5 APPROVAL OF MATERIAL TERMS OF PERFORMANCE Mgmt For For For
GOALS.
6 SPECIAL SHAREHOLDER MEETINGS. ShrHoldr Against Against For
7 CUMULATIVE VOTING. ShrHoldr Against Against For
BOSTON SCIENTIFIC CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BSX CUSIP 101137107 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect John Abele Mgmt For Against Against
2 Elect Ursula Burns Mgmt For For For
3 Elect Marye Anne Fox Mgmt For For For
4 Elect Ray Groves Mgmt For For For
5 Elect Kristina Johnson Mgmt For For For
6 Elect Ernest Mario Mgmt For For For
7 Elect N.J. Nicholas, Jr. Mgmt For Against Against
8 Elect Pete Nicholas Mgmt For Against Against
9 Elect John Pepper Mgmt For For For
10 Elect Uwe Reinhardt Mgmt For For For
11 Elect Warren Rudman Mgmt For For For
12 Elect John Sununu Mgmt For For For
13 Elect James Tobin Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Transaction of Other Business Mgmt For For For
BRISTOL-MYERS SQUIBB COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BMY CUSIP 110122108 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Lamberto Andreotti Mgmt For For For
2 Elect Lewis Campbell Mgmt For For For
3 Elect James Cornelius Mgmt For For For
4 Elect Louis Freeh Mgmt For For For
5 Elect Laurie Glimcher Mgmt For For For
6 Elect Michael Grobstein Mgmt For For For
7 Elect Leif Johansson Mgmt For For For
8 Elect Alan Lacy Mgmt For For For
9 Elect Vicki Sato Mgmt For For For
10 Elect Togo West Mgmt For For For
11 Elect R. Sanders Williams Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding Disclosure of ShrHoldr Against Against For
Executive Compensation
14 Shareholder Proposal Regarding Eliminating ShrHoldr Against For Against
Supermajority Provisions
15 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
16 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
BROADRIDGE FINANCIAL SOLUTIONS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BR CUSIP 11133T103 11/13/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Leslie Brun Mgmt For For For
1.2 Elect Richard Daly Mgmt For For For
1.3 Elect Richard Haviland Mgmt For For For
1.4 Elect Alexandra Lebenthal Mgmt For For For
1.5 Elect Stuart Levine Mgmt For For For
1.6 Elect Thomas McInerney Mgmt For For For
1.7 Elect Alan Weber Mgmt For For For
1.8 Elect Arthur Weinbach Mgmt For For For
2 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For For
3 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Mgmt For Against Against
THE 2007 OMNIBUS AWARD PLAN
C.R. BARD, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BCR CUSIP 067383109 04/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Marc Breslawsky Mgmt For For For
1.2 Elect Herbert Henkel Mgmt For For For
1.3 Elect Tommy Thompson Mgmt For For For
1.4 Elect Timothy Ring Mgmt For For For
2 Amendment to the Executive Bonus Plan Mgmt For For For
3 Amendment to the 2003 Long Term Incentive Mgmt For For For
Plan
4 Ratification of Auditor Mgmt For For For
CISCO SYSTEMS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CSCO CUSIP 17275R102 11/13/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For For
2 ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For For
3 ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For For
4 ELECTION OF DIRECTOR: LARRY R. CARTER Mgmt For For For
5 ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For For
6 ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For For
7 ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt For For For
8 ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For For
9 ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For For
10 ELECTION OF DIRECTOR: MICHAEL K. POWELL Mgmt For For For
11 ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For For
12 ELECTION OF DIRECTOR: JERRY YANG Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding Formation of ShrHoldr Against Against For
a Board Committee on Human Rights
15 Shareholder Proposal Regarding Report on ShrHoldr Against Against For
Internet Fragmentation
COLGATE-PALMOLIVE COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CL CUSIP 194162103 05/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect John Cahill Mgmt For For For
2 Elect Jill Conway Mgmt For For For
3 Elect Ian Cook Mgmt For For For
4 Elect Ellen Hancock Mgmt For For For
5 Elect David Johnson Mgmt For For For
6 Elect Richard Kogan Mgmt For For For
7 Elect Delano Lewis Mgmt For For For
8 Elect J. Pedro Reinhard Mgmt For For For
9 Elect Stephen Sadove Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 2009 Executive Incentive Compensation Plan Mgmt For For For
12 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
COMCAST CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CMCSA CUSIP 20030N101 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect S. Decker Anstrom Mgmt For For For
1.2 Elect Kenneth Bacon Mgmt For For For
1.3 Elect Sheldon Bonovitz Mgmt For Withhold Against
1.4 Elect Edward Breen Mgmt For For For
1.5 Elect Julian Brodsky Mgmt For Withhold Against
1.6 Elect Joseph Collins Mgmt For For For
1.7 Elect J. Michael Cook Mgmt For For For
1.8 Elect Gerald Hassell Mgmt For For For
1.9 Elect Jeffrey Honickman Mgmt For For For
1.10 Elect Brian Roberts Mgmt For For For
1.11 Elect Ralph Roberts Mgmt For Withhold Against
1.12 Elect Judith Rodin Mgmt For For For
1.13 Elect Michael Sovern Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2002 Employee Stock Mgmt For For For
Purchase Plan
4 Amendment to the 2002 Restricted Stock Plan Mgmt For Against Against
5 Amendment to the 2003 Stock Option Plan Mgmt For Against Against
6 Shareholder Proposal Regarding Disclosure of ShrHoldr Against Against For
Executives Earning in Excess of $500,000
7 Shareholder Proposal Regarding the Approval ShrHoldr Against Against For
of Survivor Benefits (Golden Coffin)
Arrangements
8 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Executive Compensation (Say on Pay)
9 Shareholder Proposal Regarding a ShrHoldr Against Against For
Recapitalization Plan
COPART, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CPRT CUSIP 217204106 12/11/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Willis Johnson Mgmt For For For
1.2 Elect A. Jayson Adair Mgmt For Withhold Against
1.3 Elect James Meeks Mgmt For Withhold Against
1.4 Elect Steven Cohan Mgmt For For For
1.5 Elect Daniel Englander Mgmt For For For
1.6 Elect Barry Rosenstein Mgmt For For For
1.7 Elect Thomas Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
COSTCO WHOLESALE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
COST CUSIP 22160K105 01/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect James Sinegal Mgmt For For For
1.2 Elect Jeffrey Brotman Mgmt For Withhold Against
1.3 Elect Richard Galanti Mgmt For Withhold Against
1.4 Elect Daniel Evans Mgmt For For For
1.5 Elect Jeffrey Raikes Mgmt For For For
2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For For
AUDITORS.
DEERE & COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DE CUSIP 244199105 02/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For For
2 ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For For
3 ELECTION OF DIRECTOR: CLAYTON M. JONES Mgmt For For For
4 ELECTION OF DIRECTOR: THOMAS H. PATRICK Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 STOCKHOLDER PROPOSAL #1 - ANNUAL ELECTION OF ShrHoldr For For For
DIRECTORS
7 STOCKHOLDER PROPOSAL #2 - ADVISORY VOTE ON ShrHoldr Against Against For
EXECUTIVE COMPENSATION
8 STOCKHOLDER PROPOSAL #3 - SEPARATION OF CEO ShrHoldr Against Against For
AND CHAIRMAN RESPONSIBILITIES
DELL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DELL CUSIP 24702R101 07/18/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Donald Carty Mgmt For For For
1.2 Elect Michael Dell Mgmt For For For
1.3 Elect William Gray, III Mgmt For For For
1.4 Elect Sallie Krawcheck Mgmt For For For
1.5 Elect Alan Lafley Mgmt For For For
1.6 Elect Judy Lewent Mgmt For For For
1.7 Elect Thomas Luce, III Mgmt For For For
1.8 Elect Klaus Luft Mgmt For For For
1.9 Elect Alex Mandl Mgmt For For For
1.10 Elect Michael Miles Mgmt For For For
1.11 Elect Sam Nunn, Jr. Mgmt For For For
2 RATIFICATION OF INDEPENDENT AUDITOR Mgmt For For For
3 APPROVAL OF EXECUTIVE ANNUAL INCENTIVE BONUS Mgmt For For For
PLAN
4 REIMBURSEMENT OF PROXY EXPENSES ShrHoldr Against Against For
5 ADVISORY VOTE ON EXECUTIVE COMPENSATION ShrHoldr Against Against For
EBAY INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EBAY CUSIP 278642103 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: MARC L. ANDREESSEN Mgmt For For For
2 ELECTION OF DIRECTOR: WILLIAM C. FORD, JR. Mgmt For For For
3 ELECTION OF DIRECTOR: DAWN G. LEPORE Mgmt For For For
4 ELECTION OF DIRECTOR: PIERRE M. OMIDYAR Mgmt For For For
5 ELECTION OF DIRECTOR: RICHARD T. SCHLOSBERG, Mgmt For For For
III
6 One-time Stock Option Exchange Program Mgmt For Against Against
7 Amendment to the 2008 Equity Incentive Award Mgmt For Against Against
Plan
8 Ratification of Auditor Mgmt For For For
ECOLAB INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ECL CUSIP 278865100 05/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Leslie Biller Mgmt For For For
2 Elect Jerry Grundhofer Mgmt For For For
3 Elect John Zillmer Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Re-approval of the Management Performance Mgmt For For For
Incentive Plan
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Declassification of the Board
EDWARDS LIFESCIENCES CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EW CUSIP 28176E108 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Mike Bowlin Mgmt For For For
2 Elect Barbara McNeil Mgmt For For For
3 Elect Michael Mussallem Mgmt For For For
4 Elect William Link Mgmt For For For
5 Amendment to the Long-Term Stock Incentive Mgmt For Against Against
Compensation Program
6 Ratification of Auditor Mgmt For For For
EMC CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EMC CUSIP 268648102 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Michael Brown Mgmt For For For
2 Elect Randolph Cowen Mgmt For For For
3 Elect Michael Cronin Mgmt For For For
4 Elect Gail Deegan Mgmt For For For
5 Elect John Egan Mgmt For For For
6 Elect W. Paul Fitzgerald Mgmt For For For
7 Elect Edmund Kelly Mgmt For For For
8 Elect Windle Priem Mgmt For For For
9 Elect Paul Sagan Mgmt For For For
10 Elect David Strohm Mgmt For For For
11 Elect Joseph Tucci Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 1989 Employee Stock Mgmt For For For
Purchase Plan
14 Amendment to Shareholders' Right to Call a Mgmt For For For
Special Meeting
15 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
EMERSON ELECTRIC CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EMR CUSIP 291011104 02/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect August Busch III Mgmt For For For
1.2 Elect Arthur Golden Mgmt For For For
1.3 Elect Harriet Green Mgmt For For For
1.4 Elect William Johnson Mgmt For For For
1.5 Elect John Menzer Mgmt For For For
1.6 Elect Vernon Loucks, Jr. Mgmt For For For
2 RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM.
EOG RESOURCES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EOG CUSIP 26875P101 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: GEORGE A. ALCORN Mgmt For For For
2 ELECTION OF DIRECTOR: CHARLES R. CRISP Mgmt For For For
3 ELECTION OF DIRECTOR: JAMES C. DAY Mgmt For For For
4 ELECTION OF DIRECTOR: MARK G. PAPA Mgmt For For For
5 ELECTION OF DIRECTOR: H. LEIGHTON STEWARD Mgmt For For For
6 ELECTION OF DIRECTOR: DONALD F. TEXTOR Mgmt For For For
7 ELECTION OF DIRECTOR: FRANK G. WISNER Mgmt For For For
8 Ratification of Auditor Mgmt For For For
EXELON CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EXC CUSIP 30161N101 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Mgmt For For For
2 ELECTION OF DIRECTOR: M. WALTER D ALESSIO Mgmt For For For
3 ELECTION OF DIRECTOR: BRUCE DEMARS Mgmt For For For
4 ELECTION OF DIRECTOR: NELSON A. DIAZ Mgmt For For For
5 ELECTION OF DIRECTOR: ROSEMARIE B. GRECO Mgmt For For For
6 ELECTION OF DIRECTOR: PAUL L. JOSKOW Mgmt For For For
7 ELECTION OF DIRECTOR: JOHN M. PALMS Mgmt For For For
8 ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt For For For
9 ELECTION OF DIRECTOR: JOHN W. ROWE Mgmt For For For
10 ELECTION OF DIRECTOR: STEPHEN D. STEINOUR Mgmt For For For
11 Renewal of the Annual Incentive Plan for Mgmt For For For
Senior Executives
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding Global ShrHoldr Against Against For
Warming Report
EXPEDITORS INTERNATIONAL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EXPD CUSIP 302130109 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Mark Emmert Mgmt For For For
2 Elect R. Jordan Gates Mgmt For Against Against
3 Elect Dan Kourkoumelis Mgmt For For For
4 Elect Michael Malone Mgmt For For For
5 Elect John Meisenbach Mgmt For For For
6 Elect Peter Rose Mgmt For For For
7 Elect James Wang Mgmt For Against Against
8 Elect Robert Wright Mgmt For For For
9 2009 Stock Option Plan Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
FLUOR CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FLR CUSIP 343412102 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Peter Barker Mgmt For For For
2 Elect Alan Boeckmann Mgmt For For For
3 Elect Vilma Martinez Mgmt For For For
4 Elect Dean O'Hare Mgmt For For For
5 Ratification of Auditor Mgmt For For For
FMC CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FMCPRC CUSIP 302491303 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Patricia Buffler Mgmt For For For
2 Elect G. Peter D'Aloia Mgmt For For For
3 Elect C. Scott Greer Mgmt For For For
4 Elect Paul Norris Mgmt For For For
5 Elect Dirk Kempthorne Mgmt For For For
6 Ratification of Auditor Mgmt For For For
GENERAL DYNAMICS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GD CUSIP 369550108 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Nicholas Chabraja Mgmt For For For
2 Elect James Crown Mgmt For For For
3 Elect William Fricks Mgmt For For For
4 Elect Jay Johnson Mgmt For For For
5 Elect George Joulwan Mgmt For For For
6 Elect Paul Kaminski Mgmt For For For
7 Elect John Keane Mgmt For For For
8 Elect Deborah Lucas Mgmt For For For
9 Elect Lester Lyles Mgmt For For For
10 Elect J. Christopher Reyes Mgmt For For For
11 Elect Robert Walmsley Mgmt For For For
12 2009 Equity Compensation Plan Mgmt For Against Against
13 2009 United Kingdom Share Save Plan Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal Regarding Space Weapons ShrHoldr Against Against For
16 Shareholder Proposal Regarding Executive ShrHoldr Against Against For
Death Benefit Payments
GENPACT LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
G CUSIP G3922B107 04/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Pramod Bhasin Mgmt For For For
1.2 Elect Rajat Kumar Gupta Mgmt For For For
1.3 Elect John Barter Mgmt For For For
1.4 Elect J. Taylor Crandall Mgmt For For For
1.5 Elect Steven Denning Mgmt For For For
1.6 Elect Mark F. Dzialga Mgmt For For For
1.7 Elect Jagdish Khattar Mgmt For For For
1.8 Elect James Madden Mgmt For For For
1.9 Elect Denis Nayden Mgmt For For For
1.10 Elect Robert Scott Mgmt For For For
1.11 Elect A. Michael Spence Mgmt For For For
2 Ratification of Auditor Mgmt For For For
GILEAD SCIENCES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GILD CUSIP 375558103 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Paul Berg Mgmt For For For
1.2 Elect John Cogan Mgmt For For For
1.3 Elect Etienne Davignon Mgmt For For For
1.4 Elect James Denny Mgmt For For For
1.5 Elect Carla Hills Mgmt For For For
1.6 Elect John Madigan Mgmt For For For
1.7 Elect John Martin Mgmt For For For
1.8 Elect Gordon Moore Mgmt For For For
1.9 Elect Nicholas Moore Mgmt For For For
1.10 Elect Richard Whitley Mgmt For For For
1.11 Elect Gayle Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Equity Incentive Plan Mgmt For For For
GOOGLE INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GOOG CUSIP 38259P508 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Eric Schmidt Mgmt For For For
1.2 Elect Sergey Brin Mgmt For Withhold Against
1.3 Elect Larry Page Mgmt For Withhold Against
1.4 Elect L. John Doerr Mgmt For For For
1.5 Elect John Hennessy Mgmt For For For
1.6 Elect Arthur Levinson Mgmt For For For
1.7 Elect Ann Mather Mgmt For For For
1.8 Elect Paul Otellini Mgmt For For For
1.9 Elect K. Shriram Mgmt For For For
1.10 Elect Shirley Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Plan Mgmt For Against Against
4 Shareholder proposal regarding political ShrHoldr For For For
contribution disclosure
5 Shareholder proposal regarding internet ShrHoldr Against Against For
censorship
6 Shareholder proposal regarding health care ShrHoldr Against Against For
reform
HARRIS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HRS CUSIP 413875105 10/24/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Lewis Hay III Mgmt For For For
2 ELECTION OF A DIRECTOR FOR A THREE-YEAR TERM Mgmt For For For
EXPIRING IN 2011: KAREN KATEN
3 Elect Stephen Kaufman Mgmt For For For
4 Elect Hansel Tookes II Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Increase of Authorized Common Stock Mgmt For For For
7 Declassification of Board Mgmt For Against Against
HERBALIFE LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HLF CUSIP G4412G101 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Pedro Cardoso Mgmt For For For
1.2 Elect Murray Dashe Mgmt For For For
1.3 Elect Colombe Nicholas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
HERSHEY COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HSY CUSIP 427866108 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Robert Cavanaugh Mgmt For For For
1.2 Elect Charles Davis Mgmt For For For
1.3 Elect Arnold Langbo Mgmt For For For
1.4 Elect James Nevels Mgmt For For For
1.5 Elect Thomas Ridge Mgmt For For For
1.6 Elect David Shedlarz Mgmt For For For
1.7 Elect Charles Strauss Mgmt For For For
1.8 Elect David West Mgmt For For For
1.9 Elect LeRoy Zimmerman Mgmt For For For
2 RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For For
INDEPENDENT AUDITORS FOR 2009.
HEWLETT-PACKARD COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HPQ CUSIP 428236103 03/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: L. T. BABBIO, JR. Mgmt For For For
2 ELECTION OF DIRECTOR: S. M. BALDAUF Mgmt For For For
3 ELECTION OF DIRECTOR: R. L. GUPTA Mgmt For For For
4 ELECTION OF DIRECTOR: J. H. HAMMERGREN Mgmt For For For
5 ELECTION OF DIRECTOR: M. V. HURD Mgmt For For For
6 ELECTION OF DIRECTOR: J. Z. HYATT Mgmt For For For
7 ELECTION OF DIRECTOR: J. R. JOYCE Mgmt For For For
8 ELECTION OF DIRECTOR: R. L. RYAN Mgmt For For For
9 ELECTION OF DIRECTOR: L. S. SALHANY Mgmt For For For
10 ELECTION OF DIRECTOR: G. K. THOMPSON Mgmt For For For
11 Ratification of Auditor Mgmt For For For
HUDSON CITY BANCORP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HCBK CUSIP 443683107 04/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Denis Salamone Mgmt For For For
1.2 Elect Michael Azzara Mgmt For For For
1.3 Elect Victoria Bruni Mgmt For For For
2 Ratification of Auditor Mgmt For For For
HUMANA INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HUM CUSIP 444859102 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: DAVID A. JONES, JR. Mgmt For For For
2 ELECTION OF DIRECTOR: FRANK A. D AMELIO Mgmt For For For
3 ELECTION OF DIRECTOR: W. ROY DUNBAR Mgmt For For For
4 ELECTION OF DIRECTOR: KURT J. HILZINGER Mgmt For For For
5 ELECTION OF DIRECTOR: MICHAEL B. MCCALLISTER Mgmt For For For
6 ELECTION OF DIRECTOR: WILLIAM J. MCDONALD Mgmt For For For
7 ELECTION OF DIRECTOR: WILLIAM E. MITCHELL Mgmt For For For
8 ELECTION OF DIRECTOR: JAMES J. O BRIEN Mgmt For For For
9 ELECTION OF DIRECTOR: MARISSA T. PETERSON Mgmt For For For
10 ELECTION OF DIRECTOR: W. ANN REYNOLDS, PH.D. Mgmt For For For
11 Ratification of Auditor Mgmt For For For
ILLINOIS TOOL WORKS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ITW CUSIP 452308109 05/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect William Aldinger III Mgmt For For For
2 Elect Marvin Brailsford Mgmt For For For
3 Elect Susan Crown Mgmt For For For
4 Elect Don Davis, Jr. Mgmt For For For
5 Elect Robert McCormack Mgmt For For For
6 Elect Robert Morrison Mgmt For For For
7 Elect James Skinner Mgmt For For For
8 Elect Harold Smith Mgmt For For For
9 Elect David Speer Mgmt For For For
10 Elect Pamela Strobel Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding Approval of ShrHoldr Against Against For
SERP Benefits
INTERNATIONAL BUSINESS MACHINES CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IBM CUSIP 459200101 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For For For
2 ELECTION OF DIRECTOR: C. BLACK Mgmt For For For
3 ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For For
4 ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For For
5 ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For For For
6 ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For For
7 ELECTION OF DIRECTOR: T. NISHIMURO Mgmt For For For
8 ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For For
9 ELECTION OF DIRECTOR: S.J. PALMISANO Mgmt For For For
10 ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For For
11 ELECTION OF DIRECTOR: S. TAUREL Mgmt For For For
12 ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Approval of Long-Term Incentive Performance Mgmt For For For
Terms
15 STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING ShrHoldr Against Against For
16 STOCKHOLDER PROPOSAL ON EXECUTIVE ShrHoldr Against Against For
COMPENSATION AND PENSION INCOME
17 STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON ShrHoldr Against Against For
EXECUTIVE COMPENSATION
ITT EDUCATIONAL SERVICES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ESI CUSIP 45068B109 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Joanna Lau Mgmt For For For
2 Elect Samuel Odle Mgmt For For For
3 Elect John Yena Mgmt For For For
4 Ratification of Auditor Mgmt For For For
JOY GLOBAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JOYG CUSIP 481165108 02/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Steven Gerard Mgmt For For For
1.2 Elect John Hanson Mgmt For For For
1.3 Elect Kenneth Johnsen Mgmt For For For
1.4 Elect Gale Klappa Mgmt For For For
1.5 Elect Richard Loynd Mgmt For For For
1.6 Elect P. Eric Siegert Mgmt For For For
1.7 Elect Michael Sutherlin Mgmt For For For
1.8 Elect James Tate Mgmt For For For
2 Ratification of Auditor Mgmt For For For
LANDSTAR SYSTEM, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LSTR CUSIP 515098101 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Henry Gerkens Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVAL OF AN AMENDMENT TO THE COMPANY S Mgmt For Against Against
2002 EMPLOYEE STOCK OPTION PLAN.
LOCKHEED MARTIN CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LMT CUSIP 539830109 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: E.C. PETE ALDRIDGE Mgmt For For For
JR.
2 ELECTION OF DIRECTOR: NOLAN D. ARCHIBALD Mgmt For For For
3 ELECTION OF DIRECTOR: DAVID B. BURRITT Mgmt For For For
4 ELECTION OF DIRECTOR: JAMES O. ELLIS JR. Mgmt For For For
5 ELECTION OF DIRECTOR: GWENDOLYN S. KING Mgmt For For For
6 ELECTION OF DIRECTOR: JAMES M. LOY Mgmt For For For
7 ELECTION OF DIRECTOR: DOUGLAS H. MCCORKINDALE Mgmt For For For
8 ELECTION OF DIRECTOR: JOSEPH W. RALSTON Mgmt For For For
9 ELECTION OF DIRECTOR: FRANK SAVAGE Mgmt For For For
10 ELECTION OF DIRECTOR: JAMES M. SCHNEIDER Mgmt For For For
11 ELECTION OF DIRECTOR: ANNE STEVENS Mgmt For For For
12 ELECTION OF DIRECTOR: ROBERT J. STEVENS Mgmt For For For
13 ELECTION OF DIRECTOR: JAMES R. UKROPINA Mgmt For For For
14 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For For
LLP AS INDEPENDENT AUDITORS
15 Elimination of Supermajority Requirement Mgmt For For For
16 STOCKHOLDER PROPOSAL - REPORT ON SPACE-BASED ShrHoldr Against Against For
WEAPONS PROGRAM
17 STOCKHOLDER PROPOSAL - POLICY ON PAYMENTS TO ShrHoldr Against Against For
EXECUTIVES AFTER DEATH
18 STOCKHOLDER PROPOSAL - ADVISORY VOTE ON ShrHoldr Against Against For
EXECUTIVE COMPENSATION
MEDTRONIC, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MDT CUSIP 585055106 08/21/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Victor Dzau Mgmt For For For
1.2 Elect William Hawkins Mgmt For For For
1.3 Elect Shirley Ann Jackson Mgmt For For For
1.4 Elect Denise O'Leary Mgmt For For For
1.5 Elect Jean-Pierre Rosso Mgmt For For For
1.6 Elect Jack Schuler Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 TO APPROVE THE MEDTRONIC, INC. 2008 STOCK Mgmt For Against Against
AWARD AND INCENTIVE PLAN.
MERCK & CO., INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MRK CUSIP 589331107 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For For
2 ELECTION OF DIRECTOR: THOMAS R. CECH, PH.D. Mgmt For For For
3 ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For For
4 ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For For
5 ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE Mgmt For For For
6 ELECTION OF DIRECTOR: WILLIAM B. HARRISON, Mgmt For For For
JR.
7 ELECTION OF DIRECTOR: HARRY R. JACOBSON, M.D. Mgmt For For For
8 ELECTION OF DIRECTOR: WILLIAM N. KELLEY, M.D. Mgmt For For For
9 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For For
10 ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For For
11 ELECTION OF DIRECTOR: THOMAS E. SHENK, PH.D. Mgmt For For For
12 ELECTION OF DIRECTOR: ANNE M. TATLOCK Mgmt For For For
13 ELECTION OF DIRECTOR: SAMUEL O. THIER, M.D. Mgmt For For For
14 ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For For
15 ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Authorization of Board to Set Board Size Mgmt For For For
18 STOCKHOLDER PROPOSAL CONCERNING SPECIAL ShrHoldr Against Against For
SHAREHOLDER MEETINGS
19 STOCKHOLDER PROPOSAL CONCERNING AN ShrHoldr Against Against For
INDEPENDENT LEAD DIRECTOR
20 STOCKHOLDER PROPOSAL CONCERNING AN ADVISORY ShrHoldr Against Against For
VOTE ON EXECUTIVE COMPENSATION
MICROSOFT CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MSFT CUSIP 594918104 11/19/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For For
2 ELECTION OF DIRECTOR: JAMES I. CASH JR. Mgmt For For For
3 ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For For
4 ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For For
5 ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Mgmt For For For
6 ELECTION OF DIRECTOR: REED HASTINGS Mgmt For For For
7 ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For For
8 ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For For
9 ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For For
10 Executive Officer Incentive Plan Mgmt For For For
11 Amendment to the 1999 Stock Option Plan for Mgmt For For For
Non-Employee Directors
12 Ratification of Auditor Mgmt For For For
13 SHAREHOLDER PROPOSAL - ADOPTION OF POLICIES ShrHoldr Against Against For
ON INTERNET CENSORSHIP.
14 SHAREHOLDER PROPOSAL - ESTABLISHMENT OF ShrHoldr Against Against For
BOARD COMMITTEE ON HUMAN RIGHTS.
15 SHAREHOLDER PROPOSAL - DISCLOSURE OF ShrHoldr Against Against For
CHARITABLE CONTRIBUTIONS.
MIRANT CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MIR CUSIP 60467R100 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Thomas Cason Mgmt For For For
1.2 Elect A.D. Correll Mgmt For For For
1.3 Elect Terry Dallas Mgmt For For For
1.4 Elect Thomas Johnson Mgmt For For For
1.5 Elect John Miller Mgmt For For For
1.6 Elect Edward Muller Mgmt For For For
1.7 Elect Robert Murray Mgmt For For For
1.8 Elect John Quain Mgmt For For For
1.9 Elect William Thacker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Report on ShrHoldr Against Against For
Global Warming
MONSANTO COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MON CUSIP 61166W101 01/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: JANICE L. FIELDS Mgmt For For For
2 ELECTION OF DIRECTOR: HUGH GRANT Mgmt For For For
3 ELECTION OF DIRECTOR: C. STEVEN MCMILLAN Mgmt For For For
4 ELECTION OF DIRECTOR: ROBERT J. STEVENS Mgmt For For For
5 Ratification of Auditor Mgmt For For For
MOODY'S CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MCO CUSIP 615369105 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: EWALD KIST Mgmt For For For
2 ELECTION OF DIRECTOR: HENRY A. MCKINNELL, Mgmt For For For
JR., PH.D.
3 ELECTION OF DIRECTOR: JOHN K. WULFF Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding Independent ShrHoldr Against Against For
Board Chairman
6 Shareholder Proposal Regarding Retention of ShrHoldr Against Against For
Shares After Retirement
MOSAIC CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MOS CUSIP 61945A107 10/09/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect David Mathis Mgmt For For For
1.2 Elect James Popowich Mgmt For For For
1.3 Elect James Prokopanko Mgmt For For For
1.4 Elect Steven Seibert Mgmt For For For
2 Ratification of Auditor Mgmt For For For
NATIONWIDE HEALTH PROPERTIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NHP CUSIP 638620104 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect William Doyle Mgmt For For For
1.2 Elect Richard Gilchrist Mgmt For For For
1.3 Elect Robert Paulson Mgmt For For For
1.4 Elect Jeffrey Rush Mgmt For For For
1.5 Elect Keith Russell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
NETAPP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NTAP CUSIP 64110D104 04/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval of Stock Option Exchange Program Mgmt For Against Against
OCCIDENTAL PETROLEUM CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OXY CUSIP 674599105 05/01/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Spencer Abraham Mgmt For For For
2 Elect Ronald Burkle Mgmt For For For
3 Elect John Chalsty Mgmt For For For
4 Elect Edward Djerejian Mgmt For For For
5 Elect John Feick Mgmt For For For
6 Elect Ray Irani Mgmt For For For
7 Elect Irvin Maloney Mgmt For For For
8 Elect Avedick Poladian Mgmt For For For
9 Elect Rodolfo Segovia Mgmt For For For
10 Elect Aziz Syriani Mgmt For For For
11 Elect Rosemary Tomich Mgmt For For For
12 Elect Walter Weisman Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Amendment to Permit Shareholders to Call a Mgmt For For For
Special Meeting
15 Shareholder Proposal Regarding Report on ShrHoldr Against Against For
Host Country Regulations
ORACLE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ORCL CUSIP 68389X105 10/10/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Jeffrey Henley Mgmt For Withhold Against
1.2 Elect Lawrence Ellison Mgmt For For For
1.3 Elect Donald Lucas Mgmt For For For
1.4 Elect Michael Boskin Mgmt For For For
1.5 Elect Jack Kemp Mgmt For For For
1.6 Elect Jeffrey Berg Mgmt For For For
1.7 Elect Safra Catz Mgmt For Withhold Against
1.8 Elect Hector Garcia-Molina Mgmt For For For
1.9 Elect H. Raymond Bingham Mgmt For For For
1.10 Elect Charles Phillips, Jr. Mgmt For Withhold Against
1.11 Elect Naomi Seligman Mgmt For For For
1.12 Elect George Conrades Mgmt For For For
1.13 Elect Bruce Chizen Mgmt For For For
2 2009 Executive Bonus Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON ShrHoldr Against Against For
EXECUTIVE COMPENSATION.
PEPSIAMERICAS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PAS CUSIP 71343P200 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Herbert Baum Mgmt For For For
2 Elect Richard Cline Mgmt For For For
3 Elect Michael Corliss Mgmt For For For
4 Elect Pierre du Pont Mgmt For For For
5 Elect Archie Dykes Mgmt For For For
6 Elect Jarobin Gilbert, Jr. Mgmt For For For
7 Elect James Kackley Mgmt For For For
8 Elect Matthew McKenna Mgmt For For For
9 Elect Robert Pohlad Mgmt For For For
10 Elect Deborah Powell Mgmt For For For
11 2009 Long-Term Incentive Plan Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
PEPSICO, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PEP CUSIP 713448108 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Shona Brown Mgmt For For For
2 Elect Ian Cook Mgmt For For For
3 Elect Dina Dublon Mgmt For For For
4 Elect Victor Dzau Mgmt For For For
5 Elect Ray Hunt Mgmt For For For
6 Elect Alberto Ibarguen Mgmt For For For
7 Elect Arthur Martinez Mgmt For For For
8 Elect Indra Nooyi Mgmt For For For
9 Elect Sharon Rockefeller Mgmt For For For
10 Elect James Schiro Mgmt For For For
11 Elect Lloyd Trotter Mgmt For For For
12 Elect Daniel Vasella Mgmt For For For
13 Elect Michael White Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Executive Incentive Compensation Plan Mgmt For For For
16 Shareholder Proposal Regarding Report on ShrHoldr Against Against For
Beverage Container Recycling Program
17 Shareholder Proposal Regarding Genetically ShrHoldr Against Against For
Engineered Products
18 Shareholder Regarding Reviewing Charitable ShrHoldr Against Against For
Spending
19 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
PFIZER INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PFE CUSIP 717081103 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For For
2 ELECTION OF DIRECTOR: MICHAEL S. BROWN Mgmt For For For
3 ELECTION OF DIRECTOR: M. ANTHONY BURNS Mgmt For For For
4 ELECTION OF DIRECTOR: ROBERT N. BURT Mgmt For For For
5 ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For For
6 ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For For
7 ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For For
8 ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For For
9 ELECTION OF DIRECTOR: JEFFREY B. KINDLER Mgmt For For For
10 ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For For
11 ELECTION OF DIRECTOR: DANA G. MEAD Mgmt For For For
12 ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For For
13 ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For For
14 ELECTION OF DIRECTOR: WILLIAM C. STEERE, JR. Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Amendment to the 2004 Stock Plan Mgmt For Against Against
17 SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS. ShrHoldr Against Against For
18 SHAREHOLDER PROPOSAL REGARDING ADVISORY VOTE ShrHoldr Against Against For
ON EXECUTIVE COMPENSATION.
19 SHAREHOLDER PROPOSAL REGARDING CUMULATIVE ShrHoldr Against Against For
VOTING.
20 SHAREHOLDER PROPOSAL REGARDING SPECIAL ShrHoldr Against Against For
SHAREHOLDER MEETINGS.
PHILIP MORRIS INTERNATIONAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PM CUSIP 718172109 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Harold Brown Mgmt For For For
2 Elect Mathis Cabiallavetta Mgmt For For For
3 Elect Louis Camilleri Mgmt For For For
4 Elect J. Dudley Fishburn Mgmt For For For
5 Elect Graham MacKay Mgmt For For For
6 Elect Sergio Marchionne Mgmt For For For
7 Elect Lucio Noto Mgmt For For For
8 Elect Carlos Slim Helu Mgmt For For For
9 Elect Stephen Wolf Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Approval of Material Terms of the 2008 Mgmt For For For
Performance Incentive Plan
PREMCOR INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VLO CUSIP 91913Y100 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: JERRY D. CHOATE Mgmt For For For
2 ELECTION OF DIRECTOR: WILLIAM R. KLESSE Mgmt For For For
3 ELECTION OF DIRECTOR: DONALD L. NICKLES Mgmt For For For
4 ELECTION OF DIRECTOR: SUSAN KAUFMAN PURCELL Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, ShrHoldr Against Against For
SAY-ON-PAY.
7 VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, ShrHoldr Against Against For
STOCK RETENTION BY EXECUTIVES.
8 Shareholder Proposal Regarding Compensation ShrHoldr Against Against For
Consultants
9 Shareholder Proposal Regarding Disclosure of ShrHoldr Against Against For
Political Contributions and Expenditure
PROCTER & GAMBLE COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PG CUSIP 742718109 10/14/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Kenneth Chenault Mgmt For For For
1.2 Elect Scott Cook Mgmt For For For
1.3 Elect Rajat Gupta Mgmt For For For
1.4 Elect Alan Lafley Mgmt For For For
1.5 Elect Charles Lee Mgmt For For For
1.6 Elect Lynn Martin Mgmt For For For
1.7 Elect W. James McNerney, Jr. Mgmt For For For
1.8 Elect Johnathan Rodgers Mgmt For For For
1.9 Elect Ralph Snyderman Mgmt For For For
1.10 Elect Margaret Whitman Mgmt For For For
1.11 Elect Patricia Woertz Mgmt For For For
1.12 Elect Ernesto Zedillo Mgmt For For For
2 RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM
3 AMEND COMPANY S AMENDED ARTICLES OF Mgmt For For For
INCORPORATION TO ADOPT MAJORITY VOTING
4 SHAREHOLDER PROPOSAL #1 - ROTATE SITE OF ShrHoldr Against Against For
ANNUAL MEETING
5 SHAREHOLDER PROPOSAL #2 - ADVISORY VOTE ON ShrHoldr Against Against For
EXECUTIVE COMPENSATION
QUALCOMM INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
QCOM CUSIP 747525103 03/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Barbara Alexander Mgmt For For For
1.2 Elect Stephen Bennett Mgmt For For For
1.3 Elect Donald Cruickshank Mgmt For For For
1.4 Elect Raymond Dittamore Mgmt For For For
1.5 Elect Thomas Horton Mgmt For For For
1.6 Elect Irwin Jacobs Mgmt For For For
1.7 Elect Paul Jacobs Mgmt For For For
1.8 Elect Robert Kahn Mgmt For For For
1.9 Elect Sherry Lansing Mgmt For For For
1.10 Elect Duane Nelles Mgmt For For For
1.11 Elect Marc Stern Mgmt For For For
1.12 Elect Brent Scowcroft Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ROBERT HALF INTERNATIONAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RHI CUSIP 770323103 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Andrew Berwick, Jr. Mgmt For For For
1.2 Elect Frederick Furth Mgmt For For For
1.3 Elect Edward Gibbons Mgmt For For For
1.4 Elect Harold Messmer, Jr. Mgmt For For For
1.5 Elect Barbara Novogradac Mgmt For For For
1.6 Elect Robert Pace Mgmt For For For
1.7 Elect Fredrick Richman Mgmt For For For
1.8 Elect J. Stephen Schaub Mgmt For For For
1.9 Elect M. Keith Waddell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Elimination of Supermajority Requirements Mgmt For For For
for Certain Transactions
4 Technical Amendment to Certificate of Mgmt For For For
Incorporation
ROCKWELL COLLINS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
COL CUSIP 774341101 02/10/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Anthony Carbone Mgmt For For For
1.2 Elect Clayton Jones Mgmt For For For
1.3 Elect Cheryl Shavers Mgmt For For For
2 Ratification of Auditor Mgmt For For For
SCHLUMBERGER LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SLB CUSIP 806857108 04/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Philippe Camus Mgmt For For For
1.2 Elect Jamie Gorelick Mgmt For For For
1.3 Elect Andrew Gould Mgmt For For For
1.4 Elect Tony Isaac Mgmt For For For
1.5 Elect Nikolay Kudryavtsev Mgmt For For For
1.6 Elect Adrian Lajous Mgmt For For For
1.7 Elect Michael Marks Mgmt For For For
1.8 Elect Leo Reif Mgmt For For For
1.9 Elect Tore Sandvold Mgmt For For For
1.10 Elect Henri Seydoux Mgmt For For For
1.11 Elect Linda Stuntz Mgmt For For For
2 PROPOSAL TO ADOPT AND APPROVE OF FINANCIALS Mgmt For For For
AND DIVIDENDS.
3 Shareholder Proposal Regarding an Advisory ShrHoldr Against Against For
Vote on Compensation Report (Say on Pay)
4 PROPOSAL TO APPROVE OF INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM.
SIGMA-ALDRICH CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SIAL CUSIP 826552101 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Rebecca Bergman Mgmt For For For
1.2 Elect David Harvey Mgmt For For For
1.3 Elect W. Lee McCollum Mgmt For For For
1.4 Elect Jai Nagarkatti Mgmt For For For
1.5 Elect Avi Nash Mgmt For For For
1.6 Elect Steven Paul Mgmt For For For
1.7 Elect J. Pedro Reinhard Mgmt For For For
1.8 Elect Timothy Sear Mgmt For For For
1.9 Elect D. Dean Spatz Mgmt For For For
1.10 Elect Barrett Toan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
SIMON PROPERTY GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SPG CUSIP 828806109 05/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Change in Board Size Mgmt For For For
2 Elimination of Supermajority Requirement Mgmt For For For
3 Increase of Authorized Common Stock Mgmt For Against Against
4 Delete or Change Obsolete or Unnecessary Mgmt For For For
Provisions
5.1 Elect Melvyn Bergstein Mgmt For For For
5.2 Elect Linda Bynoe Mgmt For For For
5.3 Elect Karen Horn Mgmt For For For
5.4 Elect Reuben Leibowitz Mgmt For For For
5.5 Elect J. Albert Smith, Jr. Mgmt For For For
5.6 Elect Pieter van den Berg Mgmt For For For
5.7 Elect Allan Hubbard Mgmt For For For
5.8 Elect Daniel Smith Mgmt For For For
6 Right to Adjourn Meeting Mgmt For For For
7 Ratification of Auditor Mgmt For For For
SOUTHERN COPPER CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PCU CUSIP 84265V105 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Genaro Larrea Mota-Velasco Mgmt For Withhold Against
1.2 Elect Oscar Gonzalez Rocha Mgmt For For For
1.3 Elect Emilio Carrillo Gamboa Mgmt For For For
1.4 Elect Alfredo Perez Mgmt For Withhold Against
1.5 Elect Alberto de la Parra Zavala Mgmt For Withhold Against
1.6 Elect Xavier Garcia de Quevedo Topete Mgmt For Withhold Against
1.7 Elect German Larrea Mota-Velasco Mgmt For Withhold Against
1.8 Elect Daniel Quintanilla Mgmt For Withhold Against
1.9 Elect Armando Ortega Gomez Mgmt For Withhold Against
1.10 Elect Luis Miguel Palomino Bonilla Mgmt For For For
1.11 Elect Gilberto Cifuentes Mgmt For For For
1.12 Elect Juan Rebolledo Gout Mgmt For Withhold Against
1.13 Elect Carlos Ruiz Sacristan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
SPRINT NEXTEL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
S CUSIP 852061100 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Robert Bennett Mgmt For For For
2 Elect Gordon Bethune Mgmt For For For
3 Elect Larry Glasscock Mgmt For For For
4 Elect James Hance, Jr. Mgmt For For For
5 Elect Daniel Hesse Mgmt For For For
6 Elect Janet Hill Mgmt For For For
7 Elect Frank Ianna Mgmt For For For
8 Elect Sven-Christer Nilsson Mgmt For For For
9 Elect William Nuti Mgmt For For For
10 Elect Rodney O'Neal Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 1988 Employees Stock Mgmt For For For
Purchase Plan
13 Shareholder Proposal Regarding Special ShrHoldr Against Against For
Meetings
14 Shareholder Proposal Regarding Political ShrHoldr Against Against For
Contributions and Expenditure Report
STERIS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STE CUSIP 859152100 07/24/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Richard Breeden Mgmt For For For
1.2 Elect Cynthia Feldmann Mgmt For For For
1.3 Elect Robert Fields Mgmt For For For
1.4 Elect Jacqueline Kosecoff Mgmt For For For
1.5 Elect Raymond Lancaster Mgmt For For For
1.6 Elect Kevin McMullen Mgmt For For For
1.7 Elect J. B. Richey Mgmt For For For
1.8 Elect Walter Rosebrough, Jr. Mgmt For For For
1.9 Elect Mohsen Sohi Mgmt For For For
1.10 Elect John Wareham Mgmt For For For
1.11 Elect Loyal Wilson Mgmt For For For
1.12 Elect Michael Wood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
T. ROWE PRICE GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TROW CUSIP 74144T108 04/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: EDWARD C. BERNARD Mgmt For Against Against
2 ELECTION OF DIRECTOR: JAMES T. BRADY Mgmt For For For
3 ELECTION OF DIRECTOR: J. ALFRED BROADDUS, JR. Mgmt For For For
4 ELECTION OF DIRECTOR: DONALD B. HEBB, JR. Mgmt For For For
5 ELECTION OF DIRECTOR: JAMES A.C. KENNEDY Mgmt For For For
6 ELECTION OF DIRECTOR: BRIAN C. ROGERS Mgmt For Against Against
7 ELECTION OF DIRECTOR: DR. ALFRED SOMMER Mgmt For For For
8 ELECTION OF DIRECTOR: DWIGHT S. TAYLOR Mgmt For For For
9 ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE Mgmt For For For
10 Ratification of Auditor Mgmt For For For
TELLABS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TLAB CUSIP 879664100 05/01/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Bo Hedfors Mgmt For For For
2 Elect Michael Lavin Mgmt For For For
3 Elect Jan Suwinski Mgmt For For For
4 Ratification of Auditor Mgmt For For For
TERADATA CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TDC CUSIP 88076W103 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: PETER L. FIORE Mgmt For For For
2 ELECTION OF DIRECTOR: MICHAEL F. KOEHLER Mgmt For For For
3 ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt For For For
4 APPROVAL OF THE APPOINTMENT OF INDEPENDENT Mgmt For For For
AUDITORS FOR 2009
5 APPROVAL OF THE TERADATA CORPORATION 2007 Mgmt For For For
STOCK INCENTIVE PLAN
6 APPROVAL OF THE TERADATA CORPORATION Mgmt For For For
MANAGEMENT INCENTIVE PLAN
TESORO CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TSO CUSIP 881609101 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect John Bookout III Mgmt For For For
1.2 Elect Rodney Chase Mgmt For For For
1.3 Elect Robert Goldman Mgmt For For For
1.4 Elect Steven Grapstein Mgmt For For For
1.5 Elect William Johnson Mgmt For For For
1.6 Elect Jim Nokes Mgmt For For For
1.7 Elect Donald Schmude Mgmt For For For
1.8 Elect Bruce Smith Mgmt For For For
1.9 Elect Michael Wiley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
TIME WARNER INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TWX CUSIP 887317105 01/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Reverse Stock Split Mgmt For For For
TORO COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TTC CUSIP 891092108 03/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Janet Cooper Mgmt For For For
1.2 Elect Gary Ellis Mgmt For For For
1.3 Elect Gregg Steinhafel Mgmt For For For
2 Amendment to the 2000 Directors Stock Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
TYCO INTERNATIONAL LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TYC CUSIP G9143X208 03/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Reincorporation from Bermuda to Switzerland Mgmt For For For
2 Change of Par Value Mgmt For For For
3 TO CONSIDER AND APPROVE THE NAME OF TYCO Mgmt For For For
INTERNATIONAL LTD.
4 Change of Company Purpose Mgmt For For For
5 Approval of the Swiss Articles of Association Mgmt For For For
6 Confirmation of Swiss Law as the Mgmt For For For
Authoritative Legislation Governing the
Company
7 Approval of Schaffhausen, Switzerland as the Mgmt For For For
Company's Principal Place of Business
8 Appointment of Special Auditor Mgmt For For For
9 Appointment of Statutory Auditor Mgmt For For For
10 Approval of Dividend in the Form of a Mgmt For For For
Reduction of Registered Captial
11 Right to Adjourn Meeting Mgmt For For For
TYCO INTERNATIONAL LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TYC CUSIP G9143X208 03/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Edward Breen Mgmt For For For
1.2 Elect Timothy Donahue Mgmt For For For
1.3 Elect Brian Duperreault Mgmt For For For
1.4 Elect Bruce Gordon Mgmt For For For
1.5 Elect Rajiv Gupta Mgmt For For For
1.6 Elect John Krol Mgmt For For For
1.7 Elect Brendan O'Neill Mgmt For For For
1.8 Elect William Stavropoulos Mgmt For For For
1.9 Elect Sandra Wijnberg Mgmt For For For
1.10 Elect Jerome York Mgmt For For For
1.11 Elect R. David Yost Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 AMENDMENTS TO THE COMPANY S 2004 STOCK AND Mgmt For Against Against
INCENTIVE PLAN.
UNITED PARCEL SERVICE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UPS CUSIP 911312106 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect F. Duane Ackerman Mgmt For For For
1.2 Elect Michael Burns Mgmt For For For
1.3 Elect D. Scott Davis Mgmt For For For
1.4 Elect Stuart Eizenstat Mgmt For For For
1.5 Elect Michael Eskew Mgmt For For For
1.6 Elect William Johnson Mgmt For For For
1.7 Elect Ann Livermore Mgmt For For For
1.8 Elect Rudy Markham Mgmt For For For
1.9 Elect John Thompson Mgmt For For For
1.10 Elect Carol Tome Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Omnibus Incentive Compensation Plan Mgmt For Against Against
VERITAS SOFTWARE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SYMC CUSIP 871503108 09/22/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Michael Brown Mgmt For For For
1.2 Elect William Coleman, III Mgmt For For For
1.3 Elect Frank Dangeard Mgmt For For For
1.4 Elect Geraldine Laybourne Mgmt For For For
1.5 Elect David Mahoney Mgmt For For For
1.6 Elect Robert Miller Mgmt For For For
1.7 Elect George Reyes Mgmt For For For
1.8 Elect Daniel Schulman Mgmt For For For
1.9 Elect John Thompson Mgmt For For For
1.10 Elect V. Paul Unruh Mgmt For For For
2 Amendment to the 2004 Equity Incentive Plan Mgmt For Against Against
3 2008 Employee Stock Purchase Plan Mgmt For For For
4 Amendment to the Senior Executive Incentive Mgmt For For For
Plan
5 Ratification of Auditor Mgmt For For For
W.W. GRAINGER, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GWW CUSIP 384802104 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Brian Anderson Mgmt For For For
1.2 Elect Wilbur Gantz Mgmt For For For
1.3 Elect V. Ann Hailey Mgmt For For For
1.4 Elect William Hall Mgmt For For For
1.5 Elect Richard Keyser Mgmt For For For
1.6 Elect Stuart Levenick Mgmt For For For
1.7 Elect John McCarter, Jr. Mgmt For For For
1.8 Elect Neil Novich Mgmt For For For
1.9 Elect Michael Roberts Mgmt For For For
1.10 Elect Gary Rogers Mgmt For For For
1.11 Elect James Ryan Mgmt For For For
1.12 Elect James Slavik Mgmt For For For
1.13 Elect Harold Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ABBOTT LABORATORIES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ABT CUSIP 002824100 04/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Robert Alpern Mgmt For For For
1.2 Elect Roxanne Austin Mgmt For For For
1.3 Elect William Daley Mgmt For For For
1.4 Elect W. James Farrell Mgmt For For For
1.5 Elect H. Laurance Fuller Mgmt For For For
1.6 Elect William Osborn Mgmt For For For
1.7 Elect David Owen Mgmt For For For
1.8 Elect W. Ann Reynolds Mgmt For For For
1.9 Elect Roy Roberts Mgmt For For For
1.10 Elect Samuel Scott III Mgmt For For For
1.11 Elect William Smithburg Mgmt For For For
1.12 Elect Glenn Tilton Mgmt For For For
1.13 Elect Miles White Mgmt For For For
2 APPROVAL OF THE ABBOTT LABORATORIES 2009 Mgmt For Against Against
INCENTIVE STOCK PROGRAM
3 2009 Employee Stock Purchase Plan Mgmt For For For
4 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For For
AUDITORS
5 SHAREHOLDER PROPOSAL - ANIMAL TESTING ShrHoldr Against Against For
6 SHAREHOLDER PROPOSAL - HEALTH CARE PRINCIPLES ShrHoldr Against Against For
7 SHAREHOLDER PROPOSAL - ADVISORY VOTE ShrHoldr Against Against For
ACCENTURE LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACN CUSIP G1150G111 02/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 RE-APPOINTMENT TO THE BOARD OF DIRECTORS: Mgmt For For For
CHARLES H. GIANCARLO
2 RE-APPOINTMENT TO THE BOARD OF DIRECTORS: Mgmt For For For
DINA DUBLON
3 RE-APPOINTMENT TO THE BOARD OF DIRECTORS: Mgmt For For For
WILLIAM D. GREEN
4 RE-APPOINTMENT TO THE BOARD OF DIRECTORS: Mgmt For For For
NOBUYUKI IDEI
5 RE-APPOINTMENT TO THE BOARD OF DIRECTORS: Mgmt For For For
MARJORIE MAGNER
6 Ratification of Auditor Mgmt For For For
ACTIVISION BLIZZARD, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ATVI CUSIP 00507V109 06/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Philippe Capron Mgmt For Withhold Against
1.2 Elect Robert Corti Mgmt For For For
1.3 Elect Frederic Crepin Mgmt For Withhold Against
1.4 Elect Brian Kelly Mgmt For Withhold Against
1.5 Elect Robert Kotick Mgmt For For For
1.6 Elect Jean-Bernard Levy Mgmt For Withhold Against
1.7 Elect Robert Morgado Mgmt For For For
1.8 Elect Douglas Morris Mgmt For Withhold Against
1.9 Elect Stephane Roussel Mgmt For Withhold Against
1.10 Elect Richard Sarnoff Mgmt For For For
1.11 Elect Regis Turrini Mgmt For Withhold Against
2 Amendment to the 2008 Incentive Plan Mgmt For Against Against
ACTIVISION BLIZZARD, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ATVI CUSIP 00507V109 09/24/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Philippe Capron Mgmt For Withhold Against
1.2 Elect Robert Corti Mgmt For For For
1.3 Elect Frederic Crepin Mgmt For Withhold Against
1.4 Elect Bruce Hack Mgmt For Withhold Against
1.5 Elect Brian Kelly Mgmt For Withhold Against
1.6 Elect Robert Kotick Mgmt For For For
1.7 Elect Jean-Bernard Levy Mgmt For Withhold Against
1.8 Elect Robert Morgado Mgmt For For For
1.9 Elect Douglas Morris Mgmt For Withhold Against
1.10 Elect Rene Penisson Mgmt For Withhold Against
1.11 Elect Richard Sarnoff Mgmt For For For
2 APPROVAL OF THE ACTIVISION BLIZZARD, INC. Mgmt For Against Against
2008 INCENTIVE PLAN.
3 Shareholder Proposal Regarding Board ShrHoldr Against Against For
Diversity
4 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against For Against
on Compensation
AFFILIATED COMPUTER SERVICES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACS CUSIP 008190100 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Darwin Deason Mgmt For Withhold Against
1.2 Elect Lynn Blodgett Mgmt For For For
1.3 Elect Robert Druskin Mgmt For For For
1.4 Elect Kurt Krauss Mgmt For For For
1.5 Elect Ted Miller, Jr. Mgmt For For For
1.6 Elect Paul Sullivan Mgmt For For For
1.7 Elect Frank Varasano Mgmt For For For
2 Senior Executive Annual Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
AMGEN INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMGN CUSIP 031162100 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect David Baltimore Mgmt For For For
2 Elect Frank Biondi, Jr. Mgmt For For For
3 Elect Francois de Carbonnel Mgmt For For For
4 Elect Jerry Choate Mgmt For For For
5 Elect Vance Coffman Mgmt For For For
6 Elect Frederick Gluck Mgmt For For For
7 Elect Frank Herringer Mgmt For For For
8 Elect Gilbert Omenn Mgmt For For For
9 Elect Judith Pelham Mgmt For For For
10 Elect J. Paul Reason Mgmt For For For
11 Elect Leonard Schaeffer Mgmt For For For
12 Elect Kevin Sharer Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2009 Equity Incentive Plan Mgmt For Against Against
15 Elimination of Supermajority Requirement Mgmt For For For
16 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
APACHE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
APA CUSIP 037411105 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Frederick Bohen Mgmt For For For
2 Elect George Lawrence Mgmt For For For
3 Elect Rodman Patton Mgmt For For For
4 Elect Charles Pitman Mgmt For For For
BAXTER INTERNATIONAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BAX CUSIP 071813109 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Walter Boomer Mgmt For For For
2 Elect James Gavin III Mgmt For For For
3 Elect Peter Hellman Mgmt For For For
4 Elect K.J. Storm Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding Animal Testing ShrHoldr Against Against For
BECTON, DICKINSON AND COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BDX CUSIP 075887109 02/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Claire Fraser-Liggett Mgmt For For For
1.2 Elect Edward Ludwig Mgmt For For For
1.3 Elect Willard Overlock, Jr. Mgmt For For For
1.4 Elect Bertram Scott Mgmt For For For
2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3 AMENDMENT TO BD S RESTATED CERTIFICATE OF Mgmt For Against Against
INCORPORATION.
4 AMENDMENT TO THE 2004 EMPLOYEE AND DIRECTOR Mgmt For For For
EQUITY-BASED COMPENSATION PLAN.
5 APPROVAL OF MATERIAL TERMS OF PERFORMANCE Mgmt For For For
GOALS.
6 SPECIAL SHAREHOLDER MEETINGS. ShrHoldr Against Against For
7 CUMULATIVE VOTING. ShrHoldr Against Against For
BEST BUY CO., INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BBY CUSIP 086516101 06/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Ronald James Mgmt For For For
1.2 Elect Elliot Kaplan Mgmt For Withhold Against
1.3 Elect Sanjay Khosla Mgmt For For For
1.4 Elect George Mikan III Mgmt For For For
1.5 Elect Matthew Paull Mgmt For For For
1.6 Elect Richard Schulze Mgmt For Withhold Against
1.7 Elect Hatim Tyabji Mgmt For For For
1.8 Elect Gerard Vittecoq Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Omnibus Stock and Mgmt For Against Against
Incentive Plan
4 Amendment to Change the Approval Required Mgmt For For For
For Certain Business Combinations
5 Amendment to Decrease Shareholder Approval Mgmt For For For
Required to Amend Article IX
6 Amendment to Decrease Shareholder Approval Mgmt For For For
Required to Remove Directors Without Cause
7 Amendment to Decrease Shareholder Approval Mgmt For For For
Required to Amend Classified Board Provisions
8 Amendment to Decrease Shareholder Approval Mgmt For For For
Required For Certain Stock Repurchases from
Shareholders
9 Amendment to Decrease Shareholder Approval Mgmt For For For
Required to Amend Article X
BRISTOL-MYERS SQUIBB COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BMY CUSIP 110122108 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Lamberto Andreotti Mgmt For For For
2 Elect Lewis Campbell Mgmt For For For
3 Elect James Cornelius Mgmt For For For
4 Elect Louis Freeh Mgmt For For For
5 Elect Laurie Glimcher Mgmt For For For
6 Elect Michael Grobstein Mgmt For For For
7 Elect Leif Johansson Mgmt For For For
8 Elect Alan Lacy Mgmt For For For
9 Elect Vicki Sato Mgmt For For For
10 Elect Togo West Mgmt For For For
11 Elect R. Sanders Williams Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding Disclosure of ShrHoldr Against Against For
Executive Compensation
14 Shareholder Proposal Regarding Eliminating ShrHoldr Against For Against
Supermajority Provisions
15 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
16 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
CISCO SYSTEMS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CSCO CUSIP 17275R102 11/13/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For For
2 ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For For
3 ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For For
4 ELECTION OF DIRECTOR: LARRY R. CARTER Mgmt For For For
5 ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For For
6 ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For For
7 ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt For For For
8 ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For For
9 ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For For
10 ELECTION OF DIRECTOR: MICHAEL K. POWELL Mgmt For For For
11 ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For For
12 ELECTION OF DIRECTOR: JERRY YANG Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding Formation of ShrHoldr Against Against For
a Board Committee on Human Rights
15 Shareholder Proposal Regarding Report on ShrHoldr Against Against For
Internet Fragmentation
COACH, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
COH CUSIP 189754104 10/30/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Lew Frankfort Mgmt For For For
1.2 Elect Susan Kropf Mgmt For For For
1.3 Elect Gary Loveman Mgmt For For For
1.4 Elect Ivan Menezes Mgmt For For For
1.5 Elect Irene Miller Mgmt For For For
1.6 Elect Keith Monda Mgmt For For For
1.7 Elect Michael Murphy Mgmt For For For
1.8 Elect Jide Zeitlin Mgmt For For For
2 Amendment to the Performance-Based Annual Mgmt For For For
Incentive Plan
COLGATE-PALMOLIVE COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CL CUSIP 194162103 05/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect John Cahill Mgmt For For For
2 Elect Jill Conway Mgmt For For For
3 Elect Ian Cook Mgmt For For For
4 Elect Ellen Hancock Mgmt For For For
5 Elect David Johnson Mgmt For For For
6 Elect Richard Kogan Mgmt For For For
7 Elect Delano Lewis Mgmt For For For
8 Elect J. Pedro Reinhard Mgmt For For For
9 Elect Stephen Sadove Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 2009 Executive Incentive Compensation Plan Mgmt For For For
12 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
DELL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DELL CUSIP 24702R101 07/18/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Donald Carty Mgmt For For For
1.2 Elect Michael Dell Mgmt For For For
1.3 Elect William Gray, III Mgmt For For For
1.4 Elect Sallie Krawcheck Mgmt For For For
1.5 Elect Alan Lafley Mgmt For For For
1.6 Elect Judy Lewent Mgmt For For For
1.7 Elect Thomas Luce, III Mgmt For For For
1.8 Elect Klaus Luft Mgmt For For For
1.9 Elect Alex Mandl Mgmt For For For
1.10 Elect Michael Miles Mgmt For For For
1.11 Elect Sam Nunn, Jr. Mgmt For For For
2 RATIFICATION OF INDEPENDENT AUDITOR Mgmt For For For
3 APPROVAL OF EXECUTIVE ANNUAL INCENTIVE BONUS Mgmt For For For
PLAN
4 REIMBURSEMENT OF PROXY EXPENSES ShrHoldr Against Against For
5 ADVISORY VOTE ON EXECUTIVE COMPENSATION ShrHoldr Against Against For
DOLLAR TREE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DLTR CUSIP 256746108 06/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Arnold Barron Mgmt For For For
1.2 Elect J. Douglas Perry Mgmt For For For
1.3 Elect Thomas Saunders III Mgmt For For For
1.4 Elect Carl Zeithaml Mgmt For For For
2 Shareholder Proposal Regarding ShrHoldr Against Against For
Declassification of the Board
ELI LILLY AND COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LLY CUSIP 532457108 04/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Martin Feldstein Mgmt For For For
1.2 Elect J. Erik Fyrwald Mgmt For For For
1.3 Elect Ellen Marram Mgmt For For For
1.4 Elect Douglas Oberhelman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Board Mgmt For For For
4 Amendment to the Bonus Plan Mgmt For For For
5 Shareholder Proposal Regarding Eliminating ShrHoldr Against For Against
Supermajority Provisions
6 Shareholder Proposal Regarding Simple ShrHoldr Against For Against
Majority Vote
7 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Executive Compensation (Say on Pay)
EMC CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EMC CUSIP 268648102 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Michael Brown Mgmt For For For
2 Elect Randolph Cowen Mgmt For For For
3 Elect Michael Cronin Mgmt For For For
4 Elect Gail Deegan Mgmt For For For
5 Elect John Egan Mgmt For For For
6 Elect W. Paul Fitzgerald Mgmt For For For
7 Elect Edmund Kelly Mgmt For For For
8 Elect Windle Priem Mgmt For For For
9 Elect Paul Sagan Mgmt For For For
10 Elect David Strohm Mgmt For For For
11 Elect Joseph Tucci Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 1989 Employee Stock Mgmt For For For
Purchase Plan
14 Amendment to Shareholders' Right to Call a Mgmt For For For
Special Meeting
15 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
EMERSON ELECTRIC CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EMR CUSIP 291011104 02/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect August Busch III Mgmt For For For
1.2 Elect Arthur Golden Mgmt For For For
1.3 Elect Harriet Green Mgmt For For For
1.4 Elect William Johnson Mgmt For For For
1.5 Elect John Menzer Mgmt For For For
1.6 Elect Vernon Loucks, Jr. Mgmt For For For
2 RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM.
EXPRESS SCRIPTS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ESRX CUSIP 302182100 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Gary Benanav Mgmt For For For
1.2 Elect Frank Borelli Mgmt For For For
1.3 Elect Maura Breen Mgmt For For For
1.4 Elect Nicholas LaHowchic Mgmt For For For
1.5 Elect Thomas Mac Mahon Mgmt For For For
1.6 Elect Frank Mergenthaler Mgmt For For For
1.7 Elect Woodrow Myers, Jr. Mgmt For For For
1.8 Elect John Parker, Jr. Mgmt For For For
1.9 Elect George Paz Mgmt For For For
1.10 Elect Samuel Skinner Mgmt For For For
1.11 Elect Seymour Sternberg Mgmt For For For
1.12 Elect Barrett Toan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
FLOWSERVE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FLS CUSIP 34354P105 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Roger Fix Mgmt For For For
1.2 Elect Lewis Kling Mgmt For For For
1.3 Elect James Rollans Mgmt For For For
2 Equity and Incentive Compensation Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
FLUOR CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FLR CUSIP 343412102 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Peter Barker Mgmt For For For
2 Elect Alan Boeckmann Mgmt For For For
3 Elect Vilma Martinez Mgmt For For For
4 Elect Dean O'Hare Mgmt For For For
5 Ratification of Auditor Mgmt For For For
GAMESTOP CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GME CUSIP 36467W109 06/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Daniel A. DeMatteo Mgmt For For For
1.2 Elect Michael Rosen Mgmt For Withhold Against
1.3 Elect Edward A. Volkwein Mgmt For For For
2 Amendment to the 2001 Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
GENERAL DYNAMICS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GD CUSIP 369550108 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Nicholas Chabraja Mgmt For For For
2 Elect James Crown Mgmt For For For
3 Elect William Fricks Mgmt For For For
4 Elect Jay Johnson Mgmt For For For
5 Elect George Joulwan Mgmt For For For
6 Elect Paul Kaminski Mgmt For For For
7 Elect John Keane Mgmt For For For
8 Elect Deborah Lucas Mgmt For For For
9 Elect Lester Lyles Mgmt For For For
10 Elect J. Christopher Reyes Mgmt For For For
11 Elect Robert Walmsley Mgmt For For For
12 2009 Equity Compensation Plan Mgmt For Against Against
13 2009 United Kingdom Share Save Plan Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal Regarding Space Weapons ShrHoldr Against Against For
16 Shareholder Proposal Regarding Executive ShrHoldr Against Against For
Death Benefit Payments
GILEAD SCIENCES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GILD CUSIP 375558103 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Paul Berg Mgmt For For For
1.2 Elect John Cogan Mgmt For For For
1.3 Elect Etienne Davignon Mgmt For For For
1.4 Elect James Denny Mgmt For For For
1.5 Elect Carla Hills Mgmt For For For
1.6 Elect John Madigan Mgmt For For For
1.7 Elect John Martin Mgmt For For For
1.8 Elect Gordon Moore Mgmt For For For
1.9 Elect Nicholas Moore Mgmt For For For
1.10 Elect Richard Whitley Mgmt For For For
1.11 Elect Gayle Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Equity Incentive Plan Mgmt For For For
GOODRICH CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GR CUSIP 382388106 04/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Diane Creel Mgmt For For For
1.2 Elect George Davidson, Jr. Mgmt For For For
1.3 Elect Harris Deloach, Jr. Mgmt For For For
1.4 Elect James Griffith Mgmt For For For
1.5 Elect William Holland Mgmt For For For
1.6 Elect John Jumper Mgmt For For For
1.7 Elect Marshall Larsen Mgmt For For For
1.8 Elect Lloyd Newton Mgmt For For For
1.9 Elect Douglas Olesen Mgmt For For For
1.10 Elect Alfred Rankin, Jr. Mgmt For For For
1.11 Elect A. Thomas Young Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Majority Vote ShrHoldr Against For Against
for Election of Directors
H.J. HEINZ COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HNZ CUSIP 423074103 08/13/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: W.R. JOHNSON Mgmt For For For
2 ELECTION OF DIRECTOR: C.E. BUNCH Mgmt For For For
3 ELECTION OF DIRECTOR: L.S. COLEMAN, JR. Mgmt For For For
4 ELECTION OF DIRECTOR: J.G. DROSDICK Mgmt For For For
5 ELECTION OF DIRECTOR: E.E. HOLIDAY Mgmt For For For
6 ELECTION OF DIRECTOR: C. KENDLE Mgmt For For For
7 ELECTION OF DIRECTOR: D.R. O HARE Mgmt For For For
8 ELECTION OF DIRECTOR: N. PELTZ Mgmt For For For
9 ELECTION OF DIRECTOR: D.H. REILLEY Mgmt For For For
10 ELECTION OF DIRECTOR: L.C. SWANN Mgmt For For For
11 ELECTION OF DIRECTOR: T.J. USHER Mgmt For For For
12 ELECTION OF DIRECTOR: M.F. WEINSTEIN Mgmt For For For
13 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM.
14 Elimination of the Supermajority Requirement Mgmt For For For
Regarding Provisions Relating to Limitation
of Director Liability and Director and
Officer Indemnification
15 Elimination of the Supermajority Requirement Mgmt For For For
Regarding Certain Business Combinations
HALLIBURTON COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HAL CUSIP 406216101 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Alan Bennett Mgmt For For For
2 Elect James Boyd Mgmt For For For
3 Elect Milton Carroll Mgmt For For For
4 Elect S. Malcolm Gillis Mgmt For For For
5 Elect James Hackett Mgmt For For For
6 Elect David Lesar Mgmt For For For
7 Elect Robert Malone Mgmt For For For
8 Elect J. Landis Martin Mgmt For For For
9 Elect Jay Precourt Mgmt For For For
10 Elect Debra Reed Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 1993 Stock and Incentive Mgmt For For For
Plan
13 Amendment to the 2002 Employee Stock Mgmt For For For
Purchase Plan
14 Shareholder Proposal Regarding Review of ShrHoldr Against Against For
Human Rights Policies
15 Shareholder Proposal Regarding Political ShrHoldr Against Against For
Contributions and Expenditure Report
16 Shareholder Proposal Regarding Low-Carbon ShrHoldr Against Against For
Energy Research and Development
17 Shareholder Proposal Regarding Compensation ShrHoldr Against Against For
Consultants
18 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
19 Shareholder Proposal Regarding Iraq ShrHoldr Against Against For
Operations
HEWLETT-PACKARD COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HPQ CUSIP 428236103 03/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: L. T. BABBIO, JR. Mgmt For For For
2 ELECTION OF DIRECTOR: S. M. BALDAUF Mgmt For For For
3 ELECTION OF DIRECTOR: R. L. GUPTA Mgmt For For For
4 ELECTION OF DIRECTOR: J. H. HAMMERGREN Mgmt For For For
5 ELECTION OF DIRECTOR: M. V. HURD Mgmt For For For
6 ELECTION OF DIRECTOR: J. Z. HYATT Mgmt For For For
7 ELECTION OF DIRECTOR: J. R. JOYCE Mgmt For For For
8 ELECTION OF DIRECTOR: R. L. RYAN Mgmt For For For
9 ELECTION OF DIRECTOR: L. S. SALHANY Mgmt For For For
10 ELECTION OF DIRECTOR: G. K. THOMPSON Mgmt For For For
11 Ratification of Auditor Mgmt For For For
HONEYWELL INTERNATIONAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HON CUSIP 438516106 04/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For For
2 ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For For
3 ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For For
4 ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For For
5 ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt For For For
6 ELECTION OF DIRECTOR: CLIVE R. HOLLICK Mgmt For For For
7 ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For For
8 ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For For
9 ELECTION OF DIRECTOR: JOHN R. STAFFORD Mgmt For For For
10 ELECTION OF DIRECTOR: MICHAEL W. WRIGHT Mgmt For For For
11 APPROVAL OF INDEPENDENT ACCOUNTANTS Mgmt For For For
12 CUMULATIVE VOTING ShrHoldr Against Against For
13 PRINCIPLES FOR HEALTH CARE REFORM ShrHoldr Against Against For
14 EXECUTIVE COMPENSATION ADVISORY VOTE ShrHoldr Against Against For
15 TAX GROSS-UP PAYMENTS ShrHoldr Against Against For
16 SPECIAL SHAREOWNER MEETINGS ShrHoldr Against Against For
INTERNATIONAL BUSINESS MACHINES CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IBM CUSIP 459200101 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For For For
2 ELECTION OF DIRECTOR: C. BLACK Mgmt For For For
3 ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For For
4 ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For For
5 ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For For For
6 ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For For
7 ELECTION OF DIRECTOR: T. NISHIMURO Mgmt For For For
8 ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For For
9 ELECTION OF DIRECTOR: S.J. PALMISANO Mgmt For For For
10 ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For For
11 ELECTION OF DIRECTOR: S. TAUREL Mgmt For For For
12 ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Approval of Long-Term Incentive Performance Mgmt For For For
Terms
15 STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING ShrHoldr Against Against For
16 STOCKHOLDER PROPOSAL ON EXECUTIVE ShrHoldr Against Against For
COMPENSATION AND PENSION INCOME
17 STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON ShrHoldr Against Against For
EXECUTIVE COMPENSATION
ITT EDUCATIONAL SERVICES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ESI CUSIP 45068B109 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Joanna Lau Mgmt For For For
2 Elect Samuel Odle Mgmt For For For
3 Elect John Yena Mgmt For For For
4 Ratification of Auditor Mgmt For For For
JOHNSON & JOHNSON
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JNJ CUSIP 478160104 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For For
2 ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For For
3 ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Mgmt For For For
4 ELECTION OF DIRECTOR: ARNOLD G. LANGBO Mgmt For For For
5 ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For For
6 ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For For
7 ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For For
8 ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For For
9 ELECTION OF DIRECTOR: DAVID SATCHER Mgmt For For For
10 ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 ADVISORY VOTE ON EXECUTIVE COMPENSATION ShrHoldr Against Against For
POLICIES AND DISCLOSURE
KELLOGG COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
K CUSIP 487836108 04/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect John Dillon Mgmt For For For
1.2 Elect James Jenness Mgmt For For For
1.3 Elect Donald Knauss Mgmt For For For
1.4 Elect Robert Steele Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVAL OF THE KELLOGG COMPANY 2009 Mgmt For For For
LONG-TERM INCENTIVE PLAN
4 APPROVAL OF THE KELLOGG COMPANY 2009 Mgmt For For For
NON-EMPLOYEE DIRECTOR STOCK PLAN
5 ENACT A MAJORITY VOTE REQUIREMENT FOR THE ShrHoldr Against For Against
ELECTION OF DIRECTORS
6 ELECT EACH DIRECTOR ANNUALLY ShrHoldr Against Against For
KROGER CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KR CUSIP 501044101 06/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Reuben Anderson Mgmt For For For
2 Elect Robert Beyer Mgmt For For For
3 Elect David Dillon Mgmt For For For
4 Elect Susan Kropf Mgmt For For For
5 Elect John LaMacchia Mgmt For For For
6 Elect David Lewis Mgmt For For For
7 Elect Don McGeorge Mgmt For For For
8 Elect W. Rodney McMullen Mgmt For For For
9 Elect Jorge Montoya Mgmt For For For
10 Elect Clyde Moore Mgmt For For For
11 Elect Susan Phillips Mgmt For For For
12 Elect Steven Rogel Mgmt For For For
13 Elect James Runde Mgmt For For For
14 Elect Ronald Sargent Mgmt For For For
15 Elect Bobby Shackouls Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal Regarding Cage Free Eggs ShrHoldr Against Against For
18 Shareholder Proposal Regarding Majority Vote ShrHoldr Against For Against
for Election of Directors
LOCKHEED MARTIN CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LMT CUSIP 539830109 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: E.C. PETE ALDRIDGE Mgmt For For For
JR.
2 ELECTION OF DIRECTOR: NOLAN D. ARCHIBALD Mgmt For For For
3 ELECTION OF DIRECTOR: DAVID B. BURRITT Mgmt For For For
4 ELECTION OF DIRECTOR: JAMES O. ELLIS JR. Mgmt For For For
5 ELECTION OF DIRECTOR: GWENDOLYN S. KING Mgmt For For For
6 ELECTION OF DIRECTOR: JAMES M. LOY Mgmt For For For
7 ELECTION OF DIRECTOR: DOUGLAS H. MCCORKINDALE Mgmt For For For
8 ELECTION OF DIRECTOR: JOSEPH W. RALSTON Mgmt For For For
9 ELECTION OF DIRECTOR: FRANK SAVAGE Mgmt For For For
10 ELECTION OF DIRECTOR: JAMES M. SCHNEIDER Mgmt For For For
11 ELECTION OF DIRECTOR: ANNE STEVENS Mgmt For For For
12 ELECTION OF DIRECTOR: ROBERT J. STEVENS Mgmt For For For
13 ELECTION OF DIRECTOR: JAMES R. UKROPINA Mgmt For For For
14 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For For
LLP AS INDEPENDENT AUDITORS
15 Elimination of Supermajority Requirement Mgmt For For For
16 STOCKHOLDER PROPOSAL - REPORT ON SPACE-BASED ShrHoldr Against Against For
WEAPONS PROGRAM
17 STOCKHOLDER PROPOSAL - POLICY ON PAYMENTS TO ShrHoldr Against Against For
EXECUTIVES AFTER DEATH
18 STOCKHOLDER PROPOSAL - ADVISORY VOTE ON ShrHoldr Against Against For
EXECUTIVE COMPENSATION
MCDONALD'S CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MCD CUSIP 580135101 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Robert Eckert Mgmt For For For
2 Elect Enrique Hernandez, Jr. Mgmt For For For
3 Elect Jeanne Jackson Mgmt For For For
4 Elect Andrew McKenna Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Amendment to the 2001 Omnibus Stock Mgmt For For For
Ownership Plan
7 2009 Cash Incentive Plan Mgmt For For For
8 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
9 Shareholder Proposal Regarding Cage-free Eggs ShrHoldr Against Against For
MICROSOFT CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MSFT CUSIP 594918104 11/19/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For For
2 ELECTION OF DIRECTOR: JAMES I. CASH JR. Mgmt For For For
3 ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For For
4 ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For For
5 ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Mgmt For For For
6 ELECTION OF DIRECTOR: REED HASTINGS Mgmt For For For
7 ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For For
8 ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For For
9 ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For For
10 Executive Officer Incentive Plan Mgmt For For For
11 Amendment to the 1999 Stock Option Plan for Mgmt For For For
Non-Employee Directors
12 Ratification of Auditor Mgmt For For For
13 SHAREHOLDER PROPOSAL - ADOPTION OF POLICIES ShrHoldr Against Against For
ON INTERNET CENSORSHIP.
14 SHAREHOLDER PROPOSAL - ESTABLISHMENT OF ShrHoldr Against Against For
BOARD COMMITTEE ON HUMAN RIGHTS.
15 SHAREHOLDER PROPOSAL - DISCLOSURE OF ShrHoldr Against Against For
CHARITABLE CONTRIBUTIONS.
MONSANTO COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MON CUSIP 61166W101 01/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: JANICE L. FIELDS Mgmt For For For
2 ELECTION OF DIRECTOR: HUGH GRANT Mgmt For For For
3 ELECTION OF DIRECTOR: C. STEVEN MCMILLAN Mgmt For For For
4 ELECTION OF DIRECTOR: ROBERT J. STEVENS Mgmt For For For
5 Ratification of Auditor Mgmt For For For
MURPHY OIL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MUR CUSIP 626717102 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Frank Blue Mgmt For For For
1.2 Elect Claiborne Deming Mgmt For For For
1.3 Elect Robert Hermes Mgmt For For For
1.4 Elect James Kelley Mgmt For For For
1.5 Elect R. Madison Murphy Mgmt For For For
1.6 Elect William Nolan, Jr. Mgmt For For For
1.7 Elect Ivar Ramberg Mgmt For For For
1.8 Elect Neal Schmale Mgmt For For For
1.9 Elect David Smith Mgmt For For For
1.10 Elect Caroline Theus Mgmt For For For
1.11 Elect David Wood Mgmt For For For
2 Shareholder Proposal Regarding Adopting ShrHoldr Against Against For
Sexual Orientation and Gender Identity
Expression Anti-Bias Policy
3 Ratification of Auditor Mgmt For For For
NIKE INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NKE CUSIP 654106103 09/22/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Jill Conway Mgmt For For For
1.2 Elect Alan Graf, Jr. Mgmt For For For
1.3 Elect Jeanne Jackson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
NORFOLK SOUTHERN CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NSC CUSIP 655844108 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Daniel Carp Mgmt For For For
1.2 Elect Steven Leer Mgmt For For For
1.3 Elect Michael Lockhart Mgmt For For For
1.4 Elect Charles Moorman, IV Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Political ShrHoldr Against Against For
Contributions and Expenditure Report
ORACLE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ORCL CUSIP 68389X105 10/10/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Jeffrey Henley Mgmt For Withhold Against
1.2 Elect Lawrence Ellison Mgmt For For For
1.3 Elect Donald Lucas Mgmt For For For
1.4 Elect Michael Boskin Mgmt For For For
1.5 Elect Jack Kemp Mgmt For For For
1.6 Elect Jeffrey Berg Mgmt For For For
1.7 Elect Safra Catz Mgmt For Withhold Against
1.8 Elect Hector Garcia-Molina Mgmt For For For
1.9 Elect H. Raymond Bingham Mgmt For For For
1.10 Elect Charles Phillips, Jr. Mgmt For Withhold Against
1.11 Elect Naomi Seligman Mgmt For For For
1.12 Elect George Conrades Mgmt For For For
1.13 Elect Bruce Chizen Mgmt For For For
2 2009 Executive Bonus Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON ShrHoldr Against Against For
EXECUTIVE COMPENSATION.
SEAGATE TECHNOLOGY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STX CUSIP G7945J104 10/30/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECT WILLIAM D. WATKINS AS A DIRECTOR Mgmt For For For
2 ELECT STEPHEN J. LUCZO AS A DIRECTOR Mgmt For For For
3 ELECT FRANK J. BIONDI AS A DIRECTOR Mgmt For For For
4 ELECT WILLIAM W. BRADLEY AS A DIRECTOR Mgmt For For For
5 ELECT DONALD E. KIERNAN AS A DIRECTOR Mgmt For For For
6 ELECT DAVID F. MARQUARDT AS A DIRECTOR Mgmt For For For
7 ELECT LYDIA M. MARSHALL AS A DIRECTOR Mgmt For For For
8 ELECT C.S. PARK AS A DIRECTOR Mgmt For For For
9 ELECT GREGORIO REYES AS A DIRECTOR Mgmt For For For
10 ELECT JOHN W. THOMPSON AS A DIRECTOR Mgmt For For For
11 Amendment to the Executive Officer Mgmt For For For
Performance Bonus Plan
12 Ratification of Auditor Mgmt For For For
ST. JUDE MEDICAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STJ CUSIP 790849103 05/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect John Brown Mgmt For For For
1.2 Elect Daniel Starks Mgmt For For For
2 Management Incentive Compensation Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
TRANSOCEAN LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RIG CUSIP H8817H100 05/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accounts and Reports Mgmt For For For
2 Ratification of Board and Management Acts Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Authority to Repurchase Shares Mgmt For For For
5 Amendment to the Long-Term Incentive Plan Mgmt For For For
6 Elect W. Richard Anderson Mgmt For For For
7 Elect Richard George Mgmt For For For
8 Elect Robert Long Mgmt For For For
9 Elect Edward Muller Mgmt For For For
10 Elect Victor Grijalva Mgmt For For For
11 Appointment of Auditor Mgmt For For For
TRANSOCEAN LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RIG CUSIP H8817H100 05/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accounts and Reports Mgmt For For For
2 Ratification of Board and Management Acts Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Authority to Repurchase Shares Mgmt For For For
5 Amendment to the Long-Term Incentive Plan Mgmt For For For
6 Elect W. Richard Anderson Mgmt For For For
7 Elect Richard George Mgmt For For For
8 Elect Robert Long Mgmt For For For
9 Elect Edward Muller Mgmt For For For
10 Elect Victor Grijalva Mgmt For For For
11 Appointment of Auditor Mgmt For For For
TRANSOCEAN LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RIG CUSIP G90073100 12/08/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Reincorporation from the Cayman Islands to Mgmt For For For
Switzerland
2 Right to Adjourn Meeting Mgmt For For For
UNION PACIFIC CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UNP CUSIP 907818108 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Andrew Card, Jr. Mgmt For For For
2 Elect Erroll Davis, Jr. Mgmt For For For
3 Elect Thomas Donohue Mgmt For For For
4 Elect Archie Dunham Mgmt For For For
5 Elect Judith Hope Mgmt For For For
6 Elect Charles Krulak Mgmt For For For
7 Elect Michael McCarthy Mgmt For For For
8 Elect Michael McConnell Mgmt For For For
9 Elect Thomas McLarty III Mgmt For For For
10 Elect Steven Rogel Mgmt For For For
11 Elect Jose Villarreal Mgmt For For For
12 Elect James Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding Political ShrHoldr Against Against For
Contributions and Expenditure Report
UNITED TECHNOLOGIES CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UTX CUSIP 913017109 04/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Louis Chenevert Mgmt For For For
1.2 Elect George David Mgmt For For For
1.3 Elect John Faraci Mgmt For For For
1.4 Elect Jean-Pierre Garnier Mgmt For For For
1.5 Elect Jamie Gorelick Mgmt For For For
1.6 Elect Carlos Gutierrez Mgmt For For For
1.7 Elect Edward Kangas Mgmt For For For
1.8 Elect Charles Lee Mgmt For For For
1.9 Elect Richard McCormick Mgmt For For For
1.10 Elect Harold McGraw III Mgmt For For For
1.11 Elect Richard Myers Mgmt For For For
1.12 Elect H. Patrick Swygert Mgmt For For For
1.13 Elect Andre Villeneuve Mgmt For For For
1.14 Elect Christine Whitman Mgmt For For For
2 APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For For
3 SHAREOWNER PROPOSAL: OFFSETS FOR FOREIGN ShrHoldr Against Against For
MILITARY SALES
VARIAN MEDICAL SYSTEMS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VAR CUSIP 92220P105 02/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Timothy Guertin Mgmt For For For
1.2 Elect David Martin, Jr. Mgmt For For For
1.3 Elect Ruediger Naumann-Etienne Mgmt For For For
1.4 Elect Venkatraman Thyagarajan Mgmt For For For
2 Amendment to the 2005 Omnibus Stock Plan Mgmt For Against Against
3 TO APPROVE THE VARIAN MEDICAL SYSTEMS, INC. Mgmt For For For
MANAGEMENT INCENTIVE PLAN.
4 Ratification of Auditor Mgmt For For For
WAL-MART STORES INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WMT CUSIP 931142103 06/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Aida Alvarez Mgmt For For For
2 Elect James Breyer Mgmt For For For
3 Elect M. Michele Burns Mgmt For For For
4 Elect James Cash, Jr. Mgmt For For For
5 Elect Roger Corbett Mgmt For For For
6 Elect Douglas Daft Mgmt For For For
7 Elect Michael Duke Mgmt For For For
8 Elect Gregory Penner Mgmt For Against Against
9 Elect Allen Questrom Mgmt For For For
10 Elect H. Lee Scott, Jr. Mgmt For Against Against
11 Elect Arne Sorenson Mgmt For For For
12 Elect Jim Walton Mgmt For Against Against
13 Elect S. Robson Walton Mgmt For Against Against
14 Elect Christopher Williams Mgmt For For For
15 Elect Linda Wolf Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal Regarding Adopting ShrHoldr Against Against For
Sexual Orientation and Gender Identity
Expression Anti-Bias Policy
18 Shareholder Proposal Regarding Pay for ShrHoldr Against Against For
Superior Performance
19 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
20 Shareholder Proposal Regarding Reviewing ShrHoldr Against Against For
Political Contributions and Expenditures
Report
21 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
22 Shareholder Proposal Regarding Incentive ShrHoldr Against Against For
Compensation in the Form of Stock Options
YUM! BRANDS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
YUM CUSIP 988498101 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect David Dorman Mgmt For For For
2 Elect Massimo Ferragamo Mgmt For For For
3 Elect J. David Grissom Mgmt For For For
4 Elect Bonnie Hill Mgmt For For For
5 Elect Robert Holland, Jr. Mgmt For For For
6 Elect Kenneth Langone Mgmt For For For
7 Elect Jonathan Linen Mgmt For For For
8 Elect Thomas Nelson Mgmt For For For
9 Elect David Novak Mgmt For For For
10 Elect Thomas Ryan Mgmt For For For
11 Elect Jing-Shyh Su Mgmt For For For
12 Elect Jackie Trujillo Mgmt For For For
13 Elect Robert Walter Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Amendment to the Executive Incentive Mgmt For For For
Compensation Plan
16 Shareholder Proposal Regarding Vote on ShrHoldr Against Against For
Poison Pill
17 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
18 Shareholder Proposal Regarding Food Supply ShrHoldr Against Against For
Chain Security and Sustainability
19 Shareholder Proposal Regarding Adoption of ShrHoldr Against Against For
Principles for Health Care Reform
20 Shareholder Proposal Regarding Animal Welfare ShrHoldr Against Against For
ACCREDO HEALTH, INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MHS CUSIP 58405U102 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Charles Lillis Mgmt For For For
2 Elect Williams Roper Mgmt For For For
3 Elect David Stevens Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Executive Annual Incentive Plan Mgmt For For For
ALCON INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACL CUSIP H01301102 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Ratification of Board Acts Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Appointment of Special Auditor Mgmt For For For
6 Elect Kevin Buehler Mgmt For For For
7 Elect Paul Bulcke Mgmt For Abstain Against
8 Elect Joan Miller Mgmt For For For
9 Elect Hermann Wirz Mgmt For Abstain Against
10 Reduction of Share Capital Mgmt For For For
11 Amendments to Articles Mgmt For For For
BEST BUY CO., INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BBY CUSIP 086516101 06/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Ronald James Mgmt For For For
1.2 Elect Elliot Kaplan Mgmt For Withhold Against
1.3 Elect Sanjay Khosla Mgmt For For For
1.4 Elect George Mikan III Mgmt For For For
1.5 Elect Matthew Paull Mgmt For For For
1.6 Elect Richard Schulze Mgmt For Withhold Against
1.7 Elect Hatim Tyabji Mgmt For For For
1.8 Elect Gerard Vittecoq Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Omnibus Stock and Mgmt For Against Against
Incentive Plan
4 Amendment to Change the Approval Required Mgmt For For For
For Certain Business Combinations
5 Amendment to Decrease Shareholder Approval Mgmt For For For
Required to Amend Article IX
6 Amendment to Decrease Shareholder Approval Mgmt For For For
Required to Remove Directors Without Cause
7 Amendment to Decrease Shareholder Approval Mgmt For For For
Required to Amend Classified Board Provisions
8 Amendment to Decrease Shareholder Approval Mgmt For For For
Required For Certain Stock Repurchases from
Shareholders
9 Amendment to Decrease Shareholder Approval Mgmt For For For
Required to Amend Article X
BLACKROCK, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BLK CUSIP 09247X101 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect William Demchak Mgmt For Withhold Against
1.2 Elect Kenneth Dunn Mgmt For For For
1.3 Elect Laurence Fink Mgmt For For For
1.4 Elect Robert Kapito Mgmt For Withhold Against
1.5 Elect Brian Moynihan Mgmt For Withhold Against
1.6 Elect Thomas O'Brien Mgmt For For For
2 Ratification of Auditor Mgmt For For For
C.H. ROBINSON WORLDWIDE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CHRW CUSIP 12541W209 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect James Stake Mgmt For For For
2 Elect John Wiehoff Mgmt For For For
3 Change in Board Size Range Mgmt For For For
4 Ratification of Auditor Mgmt For For For
CEPHALON, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CEPH CUSIP 156708109 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Frank Baldino, Jr. Mgmt For For For
1.2 Elect William Egan Mgmt For For For
1.3 Elect Martyn Greenacre Mgmt For For For
1.4 Elect Vaughn Kailian Mgmt For For For
1.5 Elect Kevin Moley Mgmt For For For
1.6 Elect Charles Sanders Mgmt For For For
1.7 Elect Gail Wilensky Mgmt For For For
1.8 Elect Dennis Winger Mgmt For For For
2 Amendment to the 2004 Equity Compensation Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
CHARLES SCHWAB CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SCHW CUSIP 808513105 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Nancy Bechtle Mgmt For For For
2 Elect Walter Bettinger II Mgmt For For For
3 Elect C. Preston Butcher Mgmt For For For
4 Shareholder Proposal Regarding Political ShrHoldr Against Against For
Contributions and Expenditure Report
5 Shareholder Proposal Regarding the Approval ShrHoldr Against Against For
of Survivor Benefits (Golden Coffins)
6 Shareholder Proposal Regarding Corporate ShrHoldr Against Against For
Executive Bonus Plan
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CTSH CUSIP 192446102 06/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Francisco D'Souza Mgmt For For For
2 Elect John Fox, Jr. Mgmt For For For
3 Elect Thomas Wendel Mgmt For For For
4 2009 Incentive Compensation Plan Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
EQUINIX, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EQIX CUSIP 29444U502 06/09/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Steven Clontz Mgmt For For For
1.2 Elect Steven Eng Mgmt For For For
1.3 Elect Gary Hromadko Mgmt For For For
1.4 Elect Scott Kriens Mgmt For For For
1.5 Elect Irving Lyons, III Mgmt For For For
1.6 Elect Christopher Paisley Mgmt For For For
1.7 Elect Stephen Smith Mgmt For For For
1.8 Elect Peter Van Camp Mgmt For For For
2 Ratification of Auditor Mgmt For For For
FMC TECHNOLOGIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FTI CUSIP 30249U101 05/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Mike Bowlin Mgmt For For For
1.2 Elect Philip Burguieres Mgmt For For For
1.3 Elect Peter Kinnear Mgmt For For For
1.4 Elect Edward Mooney Mgmt For For For
1.5 Elect James Ringler Mgmt For For For
2 Increase in Authorized Shares Mgmt For For For
GENZYME CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GENZ CUSIP 372917104 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Douglas Berthiaume Mgmt For For For
2 Elect Gail Boudreaux Mgmt For For For
3 Elect Robert Carpenter Mgmt For For For
4 Elect Charles Cooney Mgmt For For For
5 Elect Victor Dzau Mgmt For For For
6 Elect Connie Mack, III Mgmt For For For
7 Elect Richard Syron Mgmt For For For
8 Elect Henri Termeer Mgmt For For For
9 Amendment to the 2004 Equity Incentive Plan Mgmt For Against Against
10 2009 Employee Stock Purchase Plan Mgmt For For For
11 Ratification of Auditor Mgmt For For For
ILLUMINA, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ILMN CUSIP 452327109 05/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect A. Blaine Bowman Mgmt For For For
2 Elect Karin Eastham Mgmt For For For
3 Elect Jay T. Flatley Mgmt For For For
4 Elect William Rastetter Mgmt For For For
5 Ratification of Auditor Mgmt For For For
INTERCONTINENTALEXCHANGE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ICE CUSIP 45865V100 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Charles Crisp Mgmt For For For
1.2 Elect Jean-Marc Forneri Mgmt For For For
1.3 Elect Fred Hatfield Mgmt For For For
1.4 Elect Terrence Martell Mgmt For For For
1.5 Elect Robert Reid Mgmt For For For
1.6 Elect Frederic Salerno Mgmt For For For
1.7 Elect Frederick Schoenhut Mgmt For For For
1.8 Elect Jeffrey Sprecher Mgmt For For For
1.9 Elect Judith Sprieser Mgmt For For For
1.10 Elect Vincent Tese Mgmt For For For
2 Executive Bonus Plan Mgmt For For For
3 2009 Omnibus Incentive Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
JPMORGAN CHASE & CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JPM CUSIP 46625H100 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Crandall Bowles Mgmt For For For
2 Elect Stephen Burke Mgmt For For For
3 Elect David Cote Mgmt For For For
4 Elect James Crown Mgmt For For For
5 Elect James Dimon Mgmt For For For
6 Elect Ellen Futter Mgmt For For For
7 Elect William Gray, III Mgmt For For For
8 Elect Laban Jackson, Jr. Mgmt For For For
9 Elect David Novak Mgmt For For For
10 Elect Lee Raymond Mgmt For For For
11 Elect William Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote On Executive Compensation Mgmt For For For
14 Shareholder Proposal Regarding Disclosure of ShrHoldr Against Against For
Prior Government Service
15 Shareholder Proposal Regarding Cumulative ShrHoldr Against Against For
Voting
16 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
17 Shareholder Proposal Regarding Report on ShrHoldr Against Against For
Credit Card Practices
18 Shareholder Proposal Regarding Key Executive ShrHoldr Against Against For
Performance Plan ("KEPP")
19 Shareholder Proposal Regarding Retention of ShrHoldr Against Against For
Shares After Retirement
20 Shareholder Proposal Regarding Carbon ShrHoldr Against Against For
Principles Report
LOWE'S COMPANIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LOW CUSIP 548661107 05/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Peter Browning Mgmt For For For
1.2 Elect Marshall Larsen Mgmt For For For
1.3 Elect Stephen Page Mgmt For For For
1.4 Elect O. Temple Sloan, Jr. Mgmt For For For
2 Amendment to the 2006 Long Term Incentive Mgmt For Against Against
Plan
3 Ratification of Auditor Mgmt For For For
4 Amendment to the Articles of Incorporation Mgmt For For For
to Eliminate All Remaining Supermajority
Requirements
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
6 Shareholder Proposal Regarding Principles of ShrHoldr Against Against For
Health Care Reform
7 Shareholder Proposal Regarding Independent ShrHoldr Against Against For
Chairman
MASTERCARD INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MA CUSIP 57636Q104 06/09/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Richard Haythornthwaite Mgmt For For For
1.2 Elect David Carlucci Mgmt For For For
1.3 Elect Robert Selander Mgmt For For For
2 Change In Board Size Mgmt For For For
3 Ratification of Auditor Mgmt For For For
METROPCS COMMUNICATIONS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PCS CUSIP 591708102 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect W. Michael Barnes Mgmt For For For
1.2 Elect Jack Callahan, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
PETRO-CANADA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PCZ CUSIP 71644E102 06/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval of Merger Mgmt For For For
2 Amalco Stock Option Plan Mgmt For For For
3.1 Elect Ronald Brenneman Mgmt For For For
3.2 Elect Hans Brenninkmeyer Mgmt For For For
3.3 Elect Claude Fontaine Mgmt For For For
3.4 Elect Paul Haseldonckx Mgmt For For For
3.5 Elect Thomas Kierans Mgmt For For For
3.6 Elect Brian MacNeill Mgmt For For For
3.7 Elect Maureen McCaw Mgmt For For For
3.8 Elect Paul Melnuk Mgmt For For For
3.9 Elect Guylaine Saucier Mgmt For For For
3.10 Elect James Simpson Mgmt For For For
3.11 Elect Daniel Valot Mgmt For For For
4 Appointment of Auditor Mgmt For For For
PETROLEO BRASILEIRO S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PBRA CUSIP 71654V408 04/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accounts and Reports Mgmt For For For
2 Capital Budget Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Election of Directors Mgmt For Abstain Against
5 Election of Chairperson Mgmt For Abstain Against
6 Election of Supervisory Council Mgmt For Abstain Against
7 Directors' Fees Mgmt For Abstain Against
PRICELINE.COM INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PCLN CUSIP 741503403 06/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Jeffrey Boyd Mgmt For For For
1.2 Elect Ralph Bahna Mgmt For For For
1.3 Elect Howard Barker, Jr. Mgmt For For For
1.4 Elect Jan Docter Mgmt For Withhold Against
1.5 Elect Jeffrey Epstein Mgmt For For For
1.6 Elect James Guyette Mgmt For For For
1.7 Elect Nancy Peretsman Mgmt For Withhold Against
1.8 Elect Craig Rydin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Restoration of Right to Call a Special Mgmt For For For
Meeting
4 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
SOUTHWESTERN ENERGY COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SWN CUSIP 845467109 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Lewis Epley, Jr. Mgmt For For For
1.2 Elect Robert Howard Mgmt For For For
1.3 Elect Harold Korell Mgmt For For For
1.4 Elect Vello Kuuskraa Mgmt For For For
1.5 Elect Kenneth Mourton Mgmt For For For
1.6 Elect Charles Scharlau Mgmt For For For
2 Ratification of Auditor Mgmt For For For
TEVA PHARMACEUTICAL INDUSTRIES LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TEVA CUSIP 881624209 06/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Allocation of Profits/Dividends Mgmt For For For
2 Elect Phillip Frost Mgmt For For For
3 Elect Roger Abravanel Mgmt For For For
4 Elect Elon Kohlberg Mgmt For For For
5 Elect Yitzhak Peterburg Mgmt For For For
6 Elect Erez Vigodman Mgmt For For For
7 Appointment of Auditor Mgmt For For For
THERMO FISHER SCIENTIFIC INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TMO CUSIP 883556102 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Judy Lewent Mgmt For For For
1.2 Elect Peter Manning Mgmt For For For
1.3 Elect Jim Manzi Mgmt For For For
1.4 Elect Elaine Ullian Mgmt For For For
2 Ratification of Auditor Mgmt For For For
WAL-MART STORES INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WMT CUSIP 931142103 06/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Aida Alvarez Mgmt For For For
2 Elect James Breyer Mgmt For For For
3 Elect M. Michele Burns Mgmt For For For
4 Elect James Cash, Jr. Mgmt For For For
5 Elect Roger Corbett Mgmt For For For
6 Elect Douglas Daft Mgmt For For For
7 Elect Michael Duke Mgmt For For For
8 Elect Gregory Penner Mgmt For Against Against
9 Elect Allen Questrom Mgmt For For For
10 Elect H. Lee Scott, Jr. Mgmt For Against Against
11 Elect Arne Sorenson Mgmt For For For
12 Elect Jim Walton Mgmt For Against Against
13 Elect S. Robson Walton Mgmt For Against Against
14 Elect Christopher Williams Mgmt For For For
15 Elect Linda Wolf Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal Regarding Adopting ShrHoldr Against Against For
Sexual Orientation and Gender Identity
Expression Anti-Bias Policy
18 Shareholder Proposal Regarding Pay for ShrHoldr Against Against For
Superior Performance
19 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
20 Shareholder Proposal Regarding Reviewing ShrHoldr Against Against For
Political Contributions and Expenditures
Report
21 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
22 Shareholder Proposal Regarding Incentive ShrHoldr Against Against For
Compensation in the Form of Stock Options
FUND NAME: LARGE CAP VALUE FUND
AMERICAN BEACON MONEY MARKET SELECT FUND
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ASRXX CUSIP 02368W101 08/22/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 To approve the new investment management Mgmt For For For
agreement for the Fund
2 To elect Trustees for the Select Funds
2a Elect Alan D. Feld Mgmt For For For
2b Elect W. Humphrey Bogart Mgmt For For For
2c Elect Brenda A. Cline Mgmt For For For
2d Elect Richard A. Massman Mgmt For For For
2e Elect R. Gerald Turner Mgmt For For For
2f Elect Thomas M. Dunning Mgmt For For For
2g Elect Eugene J. Duffy Mgmt For For For
2h Elect Paul J. Zucconi Mgmt For For For
3 To authorize the Select Funds, on behalf of Mgmt For For For
the Fund, to vote to approve the new
investment management agreement for the
Master Trust portfolio in which the Fund
invests
4 To authorize the Select Funds to vote to elect Trustees for the Master Trust
4a Elect Alan D. Feld Mgmt For For For
4b Elect W. Humphrey Bogart Mgmt For For For
4c Elect Brenda A. Cline Mgmt For For For
4d Elect Richard A. Massman Mgmt For For For
4e Elect R. Gerald Turner Mgmt For For For
4f Elect Thomas M. Dunning Mgmt For For For
4g Elect Eugene J. Duffy Mgmt For For For
4h Elect Paul J. Zucconi Mgmt For For For
ALTRIA GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MO CUSIP 02209S103 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Elizabeth Bailey Mgmt For For For
2 Elect Gerald Baliles Mgmt For For For
3 Elect Dinyar Devitre Mgmt For For For
4 Elect Thomas Farrell II Mgmt For For For
5 Elect Robert Huntley Mgmt For For For
6 Elect Thomas Jones Mgmt For For For
7 Elect George Munoz Mgmt For For For
8 Elect Nabil Sakkab Mgmt For For For
9 Elect Michael Szymanczyk Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal Regarding Reduction of ShrHoldr Against Against For
Nicotine Content in New Brands/Brand
Extensions
12 Shareholder Proposal Regarding Food ShrHoldr Against Against For
Insecurity and Tobacco Use
13 Shareholder Proposal Regarding Adoption of ShrHoldr Against Against For
Principles for Health Care Reform
14 Shareholder Proposal Regarding Human Rights ShrHoldr Against Against For
Protocols
15 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
16 Shareholder Proposal Regarding Political ShrHoldr Against Against For
Contributions and Expenditure Report
AMERICAN EXPRESS COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AXP CUSIP 025816109 04/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: D.F. AKERSON Mgmt For For For
2 ELECTION OF DIRECTOR: C. BARSHEFSKY Mgmt For For For
3 ELECTION OF DIRECTOR: U.M. BURNS Mgmt For For For
4 ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For For
5 ELECTION OF DIRECTOR: P. CHERNIN Mgmt For For For
6 ELECTION OF DIRECTOR: J. LESCHLY Mgmt For For For
7 ELECTION OF DIRECTOR: R.C. LEVIN Mgmt For For For
8 ELECTION OF DIRECTOR: R.A. MCGINN Mgmt For For For
9 ELECTION OF DIRECTOR: E.D. MILLER Mgmt For For For
10 ELECTION OF DIRECTOR: S.S REINEMUND Mgmt For For For
11 ELECTION OF DIRECTOR: R.D. WALTER Mgmt For For For
12 ELECTION OF DIRECTOR: R.A. WILLIAMS Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 ADVISORY (NON-BINDING) VOTE APPROVING Mgmt For For For
EXECUTIVE COMPENSATION.
15 SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE ShrHoldr Against Against For
VOTING FOR DIRECTORS.
16 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
AMERICAN INTERNATIONAL GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AIG CUSIP 026874107 06/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Dennis Dammerman Mgmt For For For
2 Elect Harvey Golub Mgmt For For For
3 Elect Laurette Koellner Mgmt For For For
4 Elect Edward Liddy Mgmt For For For
5 Elect Christopher Lynch Mgmt For For For
6 Elect Arthur Martinez Mgmt For For For
7 Elect George Miles, Jr. Mgmt For For For
8 Elect Robert Miller Mgmt For For For
9 Elect Suzanne Nora Johnson Mgmt For For For
10 Elect Morris Offit Mgmt For For For
11 Elect Douglas Steenland Mgmt For For For
12 Advisory Vote on Executive Compensation Mgmt For For For
13 Increase of Authorized Common Stock Mgmt For For For
14 Reverse Stock Split Mgmt For For For
15 Increase of Preferred Stock Mgmt For For For
16 Amendment to Preferred Stock Mgmt For For For
17 Amendment to the Certificate of Mgmt For For For
Incorporation to Eliminate Restrictions on
the Pledging of Assets
18 Ratification of Auditor Mgmt For For For
19 Shareholder Proposal Regarding Retention of ShrHoldr Against Against For
Shares After Retirement
20 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
AT&T CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
T CUSIP 00206R102 04/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For For
2 ELECTION OF DIRECTOR: WILLIAM F. ALDINGER III Mgmt For For For
3 ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For For
4 ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For For
5 ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For For
6 ELECTION OF DIRECTOR: AUGUST A. BUSCH III Mgmt For For For
7 ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For For
8 ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For For
9 ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For For
10 ELECTION OF DIRECTOR: LYNN M. MARTIN Mgmt For For For
11 ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For For
12 ELECTION OF DIRECTOR: MARY S. METZ Mgmt For For For
13 ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For For
14 ELECTION OF DIRECTOR: LAURA D ANDREA TYSON Mgmt For For For
15 ELECTION OF DIRECTOR: PATRICIA P. UPTON Mgmt For For For
16 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For For
AUDITORS.
17 AMENDMENT TO INCREASE AUTHORIZED SHARES. Mgmt For For For
18 REPORT ON POLITICAL CONTRIBUTIONS. ShrHoldr Against Against For
19 SPECIAL STOCKHOLDER MEETINGS. ShrHoldr Against Against For
20 CUMULATIVE VOTING. ShrHoldr Against Against For
21 BYLAW REQUIRING INDEPENDENT CHAIRMAN. ShrHoldr Against Against For
22 ADVISORY VOTE ON COMPENSATION. ShrHoldr Against Against For
23 PENSION CREDIT POLICY. ShrHoldr Against Against For
BANK OF AMERICA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BAC CUSIP 060505104 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: WILLIAM BARNET, III Mgmt For For For
2 ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For For
3 ELECTION OF DIRECTOR: VIRGIS W. COLBERT Mgmt For For For
4 ELECTION OF DIRECTOR: JOHN T. COLLINS Mgmt For For For
5 ELECTION OF DIRECTOR: GARY L. COUNTRYMAN Mgmt For For For
6 ELECTION OF DIRECTOR: TOMMY R. FRANKS Mgmt For For For
7 ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For For
8 ELECTION OF DIRECTOR: KENNETH D. LEWIS Mgmt For For For
9 ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For For
10 ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For For
11 ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For For
12 ELECTION OF DIRECTOR: PATRICIA E. MITCHELL Mgmt For For For
13 ELECTION OF DIRECTOR: JOSEPH W. PRUEHER Mgmt For For For
14 ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI Mgmt For For For
15 ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For For
16 ELECTION OF DIRECTOR: O. TEMPLE SLOAN, JR. Mgmt For For For
17 ELECTION OF DIRECTOR: ROBERT L. TILLMAN Mgmt For For For
18 ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt For For For
19 RATIFICATION OF THE INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM FOR 2009
20 AN ADVISORY (NON-BINDING) VOTE APPROVING Mgmt For For For
EXECUTIVE COMPENSATION
21 STOCKHOLDER PROPOSAL - DISCLOSURE OF ShrHoldr Against Against For
GOVERNMENT EMPLOYMENT
22 STOCKHOLDER PROPOSAL - ADVISORY VOTE ON EXEC ShrHoldr Against Against For
COMP
23 STOCKHOLDER PROPOSAL - CUMULATIVE VOTING ShrHoldr Against Against For
24 STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER ShrHoldr Against Against For
MEETINGS
25 STOCKHOLDER PROPOSAL - INDEPENDENT BOARD ShrHoldr Against Against For
CHAIRMAN
26 STOCKHOLDER PROPOSAL - PREDATORY CREDIT CARD ShrHoldr Against Against For
LENDING PRACTICES
27 STOCKHOLDER PROPOSAL - ADOPTION OF ShrHoldr Against Against For
PRINCIPLES FOR HEALTH CARE REFORM
28 STOCKHOLDER PROPOSAL - LIMITS ON EXEC COMP ShrHoldr Against Against For
BANK OF AMERICA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BAC CUSIP 060505104 12/05/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval of the Merger Agreement Mgmt For For For
2 Amendment to the 2003 Key Associate Stock Mgmt For For For
Plan
3 Increase of Authorized Common Stock Mgmt For For For
4 Right to Adjourn Meeting Mgmt For For For
BAXTER INTERNATIONAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BAX CUSIP 071813109 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Walter Boomer Mgmt For For For
2 Elect James Gavin III Mgmt For For For
3 Elect Peter Hellman Mgmt For For For
4 Elect K.J. Storm Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding Animal Testing ShrHoldr Against Against For
BRISTOL-MYERS SQUIBB COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BMY CUSIP 110122108 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Lamberto Andreotti Mgmt For For For
2 Elect Lewis Campbell Mgmt For For For
3 Elect James Cornelius Mgmt For For For
4 Elect Louis Freeh Mgmt For For For
5 Elect Laurie Glimcher Mgmt For For For
6 Elect Michael Grobstein Mgmt For For For
7 Elect Leif Johansson Mgmt For For For
8 Elect Alan Lacy Mgmt For For For
9 Elect Vicki Sato Mgmt For For For
10 Elect Togo West Mgmt For For For
11 Elect R. Sanders Williams Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding Disclosure of ShrHoldr Against Against For
Executive Compensation
14 Shareholder Proposal Regarding Eliminating ShrHoldr Against For Against
Supermajority Provisions
15 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
16 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
CAPITAL ONE FINANCIAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
COF CUSIP 14040H105 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: RICHARD D. FAIRBANK Mgmt For For For
2 ELECTION OF DIRECTOR: E.R. CAMPBELL Mgmt For For For
3 ELECTION OF DIRECTOR: BRADFORD H. WARNER Mgmt For For For
4 ELECTION OF DIRECTOR: STANLEY WESTREICH Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Amendment to the 2004 Stock Incentive Plan Mgmt For For For
7 ADVISORY APPROVAL OF CAPITAL ONE S NAMED Mgmt For For For
EXECUTIVE OFFICER COMPENSATION.
CARDINAL HEALTH, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CAH CUSIP 14149Y108 06/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Option Exchange Program Mgmt For Against Against
CARNIVAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CCL CUSIP 143658300 04/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Micky Arison Mgmt For For For
1.2 Elect Richard Capen, Jr. Mgmt For For For
1.3 Elect Robert Dickinson Mgmt For Withhold Against
1.4 Elect Arnold Donald Mgmt For For For
1.5 Elect Pier Foschi Mgmt For Withhold Against
1.6 Elect Howard Frank Mgmt For Withhold Against
1.7 Elect Richard Glasier Mgmt For For For
1.8 Elect Modesto Maidique Mgmt For For For
1.9 Elect Sir John Parker Mgmt For For For
1.10 Elect Peter Ratcliffe Mgmt For Withhold Against
1.11 Elect Stuart Subotnick Mgmt For For For
1.12 Elect Laura Weil Mgmt For For For
1.13 Elect Randall Weisenburger Mgmt For For For
1.14 Elect Uzi Zucker Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Auditor's Fees Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Directors' Remuneration Report Mgmt For For For
6 Authority to Increase Authorised Capital Mgmt For For For
7 TO ADOPT THE AMENDED AND RESTATED ARTICLES Mgmt For For For
OF ASSOCIATION OF CARNIVAL PLC.
8 Further Amendments to Articles Mgmt For For For
9 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
10 Authority to Issue Shares w/o Preemptive Mgmt For Against Against
Rights
11 Authority to Repurchase Shares Mgmt For For For
CENTERPOINT ENERGY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CNP CUSIP 15189T107 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: DERRILL CODY Mgmt For For For
2 ELECTION OF DIRECTOR: MICHAEL P. JOHNSON Mgmt For For For
3 ELECTION OF DIRECTOR: DAVID M. MCCLANAHAN Mgmt For For For
4 ELECTION OF DIRECTOR: ROBERT T. O CONNELL Mgmt For For For
5 ELECTION OF DIRECTOR: SUSAN O. RHENEY Mgmt For For For
6 ELECTION OF DIRECTOR: MICHAEL E. SHANNON Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 APPROVE THE CENTERPOINT ENERGY, INC. 2009 Mgmt For For For
LONG TERM INCENTIVE PLAN.
CITIGROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
C CUSIP 172967101 04/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: C. MICHAEL ARMSTRONG Mgmt For For For
2 ELECTION OF DIRECTOR: ALAIN J.P. BELDA Mgmt For For For
3 ELECTION OF DIRECTOR: JOHN M. DEUTCH Mgmt For For For
4 ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER Mgmt For For For
5 ELECTION OF DIRECTOR: ANDREW N. LIVERIS Mgmt For For For
6 ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For For
7 ELECTION OF DIRECTOR: MICHAEL E. O NEILL Mgmt For For For
8 ELECTION OF DIRECTOR: VIKRAM S. PANDIT Mgmt For For For
9 ELECTION OF DIRECTOR: RICHARD D. PARSONS Mgmt For For For
10 ELECTION OF DIRECTOR: LAWRENCE R. RICCIARDI Mgmt For For For
11 ELECTION OF DIRECTOR: JUDITH RODIN Mgmt For For For
12 ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For For
13 ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For For
14 ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt For For For
JR.
15 Ratification of Auditor Mgmt For For For
16 PROPOSAL TO APPROVE THE CITIGROUP 2009 STOCK Mgmt For Against Against
INCENTIVE PLAN.
17 PROPOSAL TO APPROVE CITI S 2008 EXECUTIVE Mgmt For For For
COMPENSATION
18 Shareholder Proposal Regarding Disclosure of ShrHoldr Against Against For
Prior Government Service
19 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON ShrHoldr Against Against For
POLITICAL CONTRIBUTIONS.
20 Shareholder Proposal Regarding Report on ShrHoldr Against Against For
Credit Card Practices
21 Shareholder Proposal Regarding Double Board ShrHoldr Against Against For
Nominees
22 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON ShrHoldr Against Against For
THE CARBON PRINCIPLES.
23 Shareholder Proposal Regarding Retention of ShrHoldr Against Against For
Shares After Retirement
24 Shareholder Proposal Regarding Compensation ShrHoldr Against Against For
Consultants
25 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
26 STOCKHOLDER PROPOSAL REQUESTING CUMULATIVE ShrHoldr Against Against For
VOTING.
CONOCOPHILLIPS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
COP CUSIP 20825C104 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Richard Armitage Mgmt For For For
2 Elect Richard Auchinleck Mgmt For For For
3 Elect James Copeland Jr. Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Ruth Harkin Mgmt For For For
6 Elect Harold McGraw III Mgmt For For For
7 Elect James Mulva Mgmt For For For
8 Elect Harald Norvik Mgmt For For For
9 Elect William Reilly Mgmt For For For
10 Elect Bobby Shackouls Mgmt For For For
11 Elect Victoria Tschinkel Mgmt For For For
12 Elect Kathryn Turner Mgmt For For For
13 Elect William Wade, Jr. Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 2009 Omnibus Stock and Performance Incentive Mgmt For For For
Plan
16 Shareholder Proposal Regarding Adoption of ShrHoldr Against Against For
Principles for Health Care Reform
17 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
18 Shareholder Proposal Regarding Political ShrHoldr Against Against For
Contributions and Expenditure Report
19 Shareholder Proposal Regarding Reporting and ShrHoldr Against Against For
Reducing Greenhouse Gas Emissions
20 Shareholder Proposal Regarding Report on Oil ShrHoldr Against Against For
Sands Operations
21 Shareholder Proposal Regarding Director ShrHoldr Against Against For
Qualifications
CONSTELLATION ENERGY GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CEG CUSIP 210371100 05/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Yves de Balmann Mgmt For For For
2 Elect Ann Berzin Mgmt For For For
3 Elect James Brady Mgmt For For For
4 Elect James Curtiss Mgmt For For For
5 Elect Freeman Hrabowski, III Mgmt For For For
6 Elect Nancy Lampton Mgmt For For For
7 Elect Robert Lawless Mgmt For For For
8 Elect Lynn Martin Mgmt For For For
9 Elect Mayo Shattuck III Mgmt For For For
10 Elect John Skolds Mgmt For For For
11 Elect Michael Sullivan Mgmt For For For
12 Ratification of Auditor Mgmt For For For
DIAGEO PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DEO CUSIP 25243Q205 10/15/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 REPORT AND ACCOUNTS 2008 Mgmt For For For
2 DIRECTORS REMUNERATION REPORT 2008 Mgmt For For For
3 DECLARATION OF FINAL DIVIDEND Mgmt For For For
4 Elect Franz Humer Mgmt For For For
5 Elect Maria Lilja Mgmt For For For
6 Elect William Shanahan Mgmt For For For
7 Elect H. Todd Stitzer Mgmt For For For
8 Elect Philip Scott Mgmt For For For
9 RE-APPOINTMENT AND REMUNERATION OF AUDITOR Mgmt For For For
10 AUTHORITY TO ALLOT RELEVANT SECURITIES Mgmt For For For
11 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For Against Against
12 AUTHORITY TO PURCHASE OWN ORDINARY SHARES Mgmt For For For
13 AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR Mgmt For For For
TO INCUR POLITICAL EXPENDITURE
14 ADOPTION OF THE DIAGEO PLC 2008 PERFORMANCE Mgmt For For For
SHARE PLAN
15 ADOPTION OF THE DIAGEO PLC 2008 SENIOR Mgmt For For For
EXECUTIVE SHARE OPTION PLAN
16 AUTHORITY TO ESTABLISH INTERNATIONAL SHARE Mgmt For For For
PLANS
17 AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt For For For
DOMINION RESOURCES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
D CUSIP 25746U109 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Peter Brown Mgmt For For For
2 Elect George Davidson, Jr. Mgmt For For For
3 Elect Thomas Farrell, II Mgmt For For For
4 Elect John Harris Mgmt For For For
5 Elect Robert Jepson, Jr. Mgmt For For For
6 Elect Mark Kington Mgmt For For For
7 Elect Benjamin Lambert, III Mgmt For For For
8 Elect Margeret McKenna Mgmt For For For
9 Elect Frank Royal Mgmt For For For
10 Elect David Wollard Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2005 Incentive Compensation Mgmt For Against Against
Plan
13 Shareholder Proposal Regarding Fossil Fuel ShrHoldr Against Against For
Reduction
14 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
15 Shareholder Proposal Regarding Approval of ShrHoldr Against Against For
SERP Benefits
DUKE ENERGY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DUK CUSIP 26441C105 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect William Barnet, III Mgmt For For For
1.2 Elect G. Alex Bernhardt, Sr. Mgmt For For For
1.3 Elect Michael Browning Mgmt For For For
1.4 Elect Daniel DiMicco Mgmt For For For
1.5 Elect Ann Maynard Gray Mgmt For For For
1.6 Elect James Hance, Jr. Mgmt For For For
1.7 Elect James Rhodes Mgmt For For For
1.8 Elect James Rogers Mgmt For For For
1.9 Elect Philip Sharp Mgmt For For For
1.10 Elect Dudley Taft Mgmt For For For
2 Ratification of Auditor Mgmt For For For
E.I. DUPONT DE NEMOURS & CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DD CUSIP 263534109 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: SAMUEL W. BODMAN Mgmt For For For
2 ELECTION OF DIRECTOR: RICHARD H. BROWN Mgmt For For For
3 ELECTION OF DIRECTOR: ROBERT A. BROWN Mgmt For For For
4 ELECTION OF DIRECTOR: BERTRAND P. COLLOMB Mgmt For For For
5 ELECTION OF DIRECTOR: CURTIS J. CRAWFORD Mgmt For For For
6 ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For For
7 ELECTION OF DIRECTOR: JOHN T. DILLON Mgmt For For For
8 ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT Mgmt For For For
9 ELECTION OF DIRECTOR: MARILLYN A. HEWSON Mgmt For For For
10 ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For For
JR.
11 ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For For
12 ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For For
13 ELECTION OF DIRECTOR: WILLIAM K. REILLY Mgmt For For For
14 ON RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM
15 ON SHAREHOLDER SAY ON EXECUTIVE PAY ShrHoldr Against Against For
ENTERGY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ETR CUSIP 29364G103 05/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Maureen Bateman Mgmt For For For
2 Elect W. Frank Blount Mgmt For For For
3 Elect Gary Edwards Mgmt For For For
4 Elect Alexis Herman Mgmt For For For
5 Elect Donald Hintz Mgmt For For For
6 Elect J. Wayne Leonard Mgmt For For For
7 Elect Stuart Levenick Mgmt For For For
8 Elect James Nichols Mgmt For For For
9 Elect William Percy, II Mgmt For For For
10 Elect W.J. Tauzin Mgmt For For For
11 Elect Steven Wilkinson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
EXELON CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EXC CUSIP 30161N101 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Mgmt For For For
2 ELECTION OF DIRECTOR: M. WALTER D ALESSIO Mgmt For For For
3 ELECTION OF DIRECTOR: BRUCE DEMARS Mgmt For For For
4 ELECTION OF DIRECTOR: NELSON A. DIAZ Mgmt For For For
5 ELECTION OF DIRECTOR: ROSEMARIE B. GRECO Mgmt For For For
6 ELECTION OF DIRECTOR: PAUL L. JOSKOW Mgmt For For For
7 ELECTION OF DIRECTOR: JOHN M. PALMS Mgmt For For For
8 ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt For For For
9 ELECTION OF DIRECTOR: JOHN W. ROWE Mgmt For For For
10 ELECTION OF DIRECTOR: STEPHEN D. STEINOUR Mgmt For For For
11 Renewal of the Annual Incentive Plan for Mgmt For For For
Senior Executives
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding Global ShrHoldr Against Against For
Warming Report
FAIRPOINT COMMUNICATIONS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FRP CUSIP 305560104 06/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Patricia Garrison-Corbin Mgmt For For For
1.2 Elect Eugene Johnson Mgmt For For For
1.3 Elect Robert Kennedy Mgmt For For For
2 Ratification of Auditor Mgmt For For For
GENERAL ELECTRIC COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GE CUSIP 369604103 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For For
2 ELECTION OF DIRECTOR: WILLIAM M. CASTELL Mgmt For For For
3 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For For
4 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For For
5 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For For
6 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For For
7 ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY Mgmt For For For
8 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For For
9 ELECTION OF DIRECTOR: RALPH S. LARSEN Mgmt For For For
10 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For For
11 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For For
12 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For For
13 ELECTION OF DIRECTOR: ROGER S. PENSKE Mgmt For For For
14 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For For
15 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt For For For
16 RATIFICATION OF KPMG Mgmt For For For
17 CUMULATIVE VOTING ShrHoldr Against Against For
18 EXECUTIVE COMPENSATION ADVISORY VOTE ShrHoldr Against Against For
19 INDEPENDENT STUDY REGARDING BREAKING UP GE ShrHoldr Against Against For
20 DIVIDEND POLICY ShrHoldr Against Against For
21 SHAREHOLDER VOTE ON GOLDEN PARACHUTES ShrHoldr Against Against For
HEWLETT-PACKARD COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HPQ CUSIP 428236103 03/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: L. T. BABBIO, JR. Mgmt For For For
2 ELECTION OF DIRECTOR: S. M. BALDAUF Mgmt For For For
3 ELECTION OF DIRECTOR: R. L. GUPTA Mgmt For For For
4 ELECTION OF DIRECTOR: J. H. HAMMERGREN Mgmt For For For
5 ELECTION OF DIRECTOR: M. V. HURD Mgmt For For For
6 ELECTION OF DIRECTOR: J. Z. HYATT Mgmt For For For
7 ELECTION OF DIRECTOR: J. R. JOYCE Mgmt For For For
8 ELECTION OF DIRECTOR: R. L. RYAN Mgmt For For For
9 ELECTION OF DIRECTOR: L. S. SALHANY Mgmt For For For
10 ELECTION OF DIRECTOR: G. K. THOMPSON Mgmt For For For
11 Ratification of Auditor Mgmt For For For
HONEYWELL INTERNATIONAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HON CUSIP 438516106 04/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For For
2 ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For For
3 ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For For
4 ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For For
5 ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt For For For
6 ELECTION OF DIRECTOR: CLIVE R. HOLLICK Mgmt For For For
7 ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For For
8 ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For For
9 ELECTION OF DIRECTOR: JOHN R. STAFFORD Mgmt For For For
10 ELECTION OF DIRECTOR: MICHAEL W. WRIGHT Mgmt For For For
11 APPROVAL OF INDEPENDENT ACCOUNTANTS Mgmt For For For
12 CUMULATIVE VOTING ShrHoldr Against Against For
13 PRINCIPLES FOR HEALTH CARE REFORM ShrHoldr Against Against For
14 EXECUTIVE COMPENSATION ADVISORY VOTE ShrHoldr Against Against For
15 TAX GROSS-UP PAYMENTS ShrHoldr Against Against For
16 SPECIAL SHAREOWNER MEETINGS ShrHoldr Against Against For
ILLINOIS TOOL WORKS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ITW CUSIP 452308109 05/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect William Aldinger III Mgmt For For For
2 Elect Marvin Brailsford Mgmt For For For
3 Elect Susan Crown Mgmt For For For
4 Elect Don Davis, Jr. Mgmt For For For
5 Elect Robert McCormack Mgmt For For For
6 Elect Robert Morrison Mgmt For For For
7 Elect James Skinner Mgmt For For For
8 Elect Harold Smith Mgmt For For For
9 Elect David Speer Mgmt For For For
10 Elect Pamela Strobel Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding Approval of ShrHoldr Against Against For
SERP Benefits
IMPERIAL TOBACCO GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ITYBY CUSIP 453142101 02/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 TO RE-ELECT MR G L BLASHILL AS A DIRECTOR OF Mgmt For Against Against
THE COMPANY.
5 TO RE-ELECT DR P H JUNGELS AS A DIRECTOR OF Mgmt For For For
THE COMPANY.
6 TO ELECT MR J D COMOLLI AS A DIRECTOR OF THE Mgmt For Against Against
COMPANY.
7 TO ELECT MR B F BICH AS A DIRECTOR OF THE Mgmt For For For
COMPANY.
8 TO ELECT MR B SETRAKIAN AS A DIRECTOR OF THE Mgmt For For For
COMPANY.
9 Appointment of Auditor Mgmt For For For
10 TO AUTHORIZE THE DIRECTORS TO SET THE Mgmt For For For
REMUNERATION OF THE AUDITOR.
11 EU Political Donations Mgmt For For For
12 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
13 Authority to Issue Shares w/o Preemptive Mgmt For Against Against
Rights
14 Authority to Repurchase Shares Mgmt For For For
INTEL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
INTC CUSIP 458140100 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Charlene Barshefsky Mgmt For For For
2 Elect Susan Decker Mgmt For For For
3 Elect John Donahoe Mgmt For For For
4 Elect Reed Hundt Mgmt For For For
5 Elect Paul Otellini Mgmt For For For
6 Elect James Plummer Mgmt For For For
7 Elect David Pottruck Mgmt For For For
8 Elect Jane Shaw Mgmt For For For
9 Elect John Thornton Mgmt For For For
10 Elect Frank Yeary Mgmt For For For
11 Elect David Yoffie Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2006 Equity Incentive Plan Mgmt For For For
14 Stock Option Exchange Program Mgmt For Against Against
15 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For
16 Shareholder Proposal Regarding Cumulative ShrHoldr Against Against For
Voting
17 Shareholder Proposal Regarding Human Right ShrHoldr Against Against For
to Water
INTERNATIONAL BUSINESS MACHINES CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IBM CUSIP 459200101 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For For For
2 ELECTION OF DIRECTOR: C. BLACK Mgmt For For For
3 ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For For
4 ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For For
5 ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For For For
6 ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For For
7 ELECTION OF DIRECTOR: T. NISHIMURO Mgmt For For For
8 ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For For
9 ELECTION OF DIRECTOR: S.J. PALMISANO Mgmt For For For
10 ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For For
11 ELECTION OF DIRECTOR: S. TAUREL Mgmt For For For
12 ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Approval of Long-Term Incentive Performance Mgmt For For For
Terms
15 STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING ShrHoldr Against Against For
16 STOCKHOLDER PROPOSAL ON EXECUTIVE ShrHoldr Against Against For
COMPENSATION AND PENSION INCOME
17 STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON ShrHoldr Against Against For
EXECUTIVE COMPENSATION
ITT CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ITT CUSIP 450911102 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Steven Loranger Mgmt For For For
1.2 Elect Curtis Crawford Mgmt For For For
1.3 Elect Christina Gold Mgmt For For For
1.4 Elect Ralph Hake Mgmt For For For
1.5 Elect John Hamre Mgmt For For For
1.6 Elect Paul Kern Mgmt For For For
1.7 Elect Frank MacInnis Mgmt For For For
1.8 Elect Surya Mohapatra Mgmt For For For
1.9 Elect Linda Sanford Mgmt For For For
1.10 Elect Markos Tambakeras Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Disclosure of ShrHoldr Against Against For
Foreign Military Sales
JPMORGAN CHASE & CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JPM CUSIP 46625H100 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Crandall Bowles Mgmt For For For
2 Elect Stephen Burke Mgmt For For For
3 Elect David Cote Mgmt For For For
4 Elect James Crown Mgmt For For For
5 Elect James Dimon Mgmt For For For
6 Elect Ellen Futter Mgmt For For For
7 Elect William Gray, III Mgmt For For For
8 Elect Laban Jackson, Jr. Mgmt For For For
9 Elect David Novak Mgmt For For For
10 Elect Lee Raymond Mgmt For For For
11 Elect William Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For
14 Shareholder Proposal Regarding Disclosure of ShrHoldr Against Against For
Prior Government Service
15 Shareholder Proposal Regarding Cumulative ShrHoldr Against Against For
Voting
16 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
17 Shareholder Proposal Regarding Report on ShrHoldr Against Against For
Credit Card Practices
18 Shareholder Proposal Regarding Key Executive ShrHoldr Against Against For
Performance Plan ("KEPP")
19 Shareholder Proposal Regarding Retention of ShrHoldr Against Against For
Shares After Retirement
20 Shareholder Proposal Regarding Carbon ShrHoldr Against Against For
Principles Report
KRAFT FOODS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KFT CUSIP 50075N104 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Ajay Banga Mgmt For For For
2 Elect Myra Hart Mgmt For For For
3 Elect Lois Juliber Mgmt For For For
4 Elect Mark Ketchum Mgmt For For For
5 Elect Richard Lerner Mgmt For For For
6 Elect John Pope Mgmt For For For
7 Elect Fedric Reynolds Mgmt For For For
8 Elect Irene Rosenfeld Mgmt For For For
9 Elect Deborah Wright Mgmt For For For
10 Elect Frank Zarb Mgmt For For For
11 Amendment to the 2005 Performance Incentive Mgmt For For For
Plan
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding the Right to ShrHoldr Against Against For
Call Special Metings
MERRILL LYNCH & CO., INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MER CUSIP 590188108 12/05/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval of the Merger Agreement Mgmt For For For
2 Misc. Article Amendments Mgmt For For For
3 Right to Adjourn Meeting Mgmt For For For
NOKIA CORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NOK CUSIP 654902204 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ADOPTION OF THE ANNUAL ACCOUNTS. Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Ratification of Board and Management Acts Mgmt For For For
4 RESOLUTION ON THE REMUNERATION OF THE Mgmt For For For
MEMBERS OF THE BOARD OF DIRECTORS.
5 RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt For For For
BOARD OF DIRECTORS.
6.1 Elect Georg Ehrnrooth Mgmt For For For
6.2 Elect Lalita Gupte Mgmt For For For
6.3 Elect Bengt Holmstrom Mgmt For Withhold Against
6.4 Elect Henning Kagermann Mgmt For For For
6.5 Elect Olli-Pekka Kallasvuo Mgmt For For For
6.6 Elect Per Karlsson Mgmt For For For
6.7 Elect Jorma Ollila Mgmt For Withhold Against
6.8 Elect Marjorie Scardino Mgmt For For For
6.9 Elect Risto Siilasmaa Mgmt For For For
6.10 Elect Keijo Suila Mgmt For For For
6.11 Elect Isabel Marey-Semper Mgmt For For For
7 RESOLUTION ON THE REMUNERATION OF THE Mgmt For For For
AUDITOR.
8 ELECTION OF AUDITOR. Mgmt For For For
9 Authority to Repurchase Shares Mgmt For For For
10 Transaction of Other Business Mgmt Abstain Abstain For
OCCIDENTAL PETROLEUM CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OXY CUSIP 674599105 05/01/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Spencer Abraham Mgmt For For For
2 Elect Ronald Burkle Mgmt For For For
3 Elect John Chalsty Mgmt For For For
4 Elect Edward Djerejian Mgmt For For For
5 Elect John Feick Mgmt For For For
6 Elect Ray Irani Mgmt For For For
7 Elect Irvin Maloney Mgmt For For For
8 Elect Avedick Poladian Mgmt For For For
9 Elect Rodolfo Segovia Mgmt For For For
10 Elect Aziz Syriani Mgmt For For For
11 Elect Rosemary Tomich Mgmt For For For
12 Elect Walter Weisman Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Amendment to Permit Shareholders to Call a Mgmt For For For
Special Meeting
15 Shareholder Proposal Regarding Report on ShrHoldr Against Against For
Host Country Regulations
PFIZER INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PFE CUSIP 717081103 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For For
2 ELECTION OF DIRECTOR: MICHAEL S. BROWN Mgmt For For For
3 ELECTION OF DIRECTOR: M. ANTHONY BURNS Mgmt For For For
4 ELECTION OF DIRECTOR: ROBERT N. BURT Mgmt For For For
5 ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For For
6 ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For For
7 ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For For
8 ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For For
9 ELECTION OF DIRECTOR: JEFFREY B. KINDLER Mgmt For For For
10 ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For For
11 ELECTION OF DIRECTOR: DANA G. MEAD Mgmt For For For
12 ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For For
13 ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For For
14 ELECTION OF DIRECTOR: WILLIAM C. STEERE, JR. Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Amendment to the 2004 Stock Plan Mgmt For Against Against
17 SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS. ShrHoldr Against Against For
18 SHAREHOLDER PROPOSAL REGARDING ADVISORY VOTE ShrHoldr Against Against For
ON EXECUTIVE COMPENSATION.
19 SHAREHOLDER PROPOSAL REGARDING CUMULATIVE ShrHoldr Against Against For
VOTING.
20 SHAREHOLDER PROPOSAL REGARDING SPECIAL ShrHoldr Against Against For
SHAREHOLDER MEETINGS.
PHILIP MORRIS INTERNATIONAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PM CUSIP 718172109 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Harold Brown Mgmt For For For
2 Elect Mathis Cabiallavetta Mgmt For For For
3 Elect Louis Camilleri Mgmt For For For
4 Elect J. Dudley Fishburn Mgmt For For For
5 Elect Graham MacKay Mgmt For For For
6 Elect Sergio Marchionne Mgmt For For For
7 Elect Lucio Noto Mgmt For For For
8 Elect Carlos Slim Helu Mgmt For For For
9 Elect Stephen Wolf Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Approval of Material Terms of the 2008 Mgmt For For For
Performance Incentive Plan
SLM CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SLM CUSIP 78442P106 05/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Ann Bates Mgmt For For For
2 Elect William Diefenderfer III Mgmt For For For
3 Elect Diane Gilleland Mgmt For For For
4 Elect Earl Goode Mgmt For For For
5 Elect Ronald Hunt Mgmt For For For
6 Elect Albert Lord Mgmt For For For
7 Elect Michael Martin Mgmt For For For
8 Elect Barry Munitz Mgmt For For For
9 Elect Howard Newman Mgmt For For For
10 Elect A. Alexander Porter, Jr. Mgmt For For For
11 Elect Frank Puleo Mgmt For For For
12 Elect Wolfgang Schoellkopf Mgmt For For For
13 Elect Steven Shapiro Mgmt For For For
14 Elect J. Terry Strange Mgmt For For For
15 Elect Anthony Terracciano Mgmt For For For
16 Elect Barry Williams Mgmt For For For
17 Directors Equity Plan Mgmt For For For
18 2009 - 2012 Incentive Plan Mgmt For Against Against
19 Ratification of Auditor Mgmt For For For
SPECTRA ENERGY CORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SE CUSIP 847560109 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amendment to Declassify the Board Mgmt For Against Against
2.1 Elect Gregory Ebel Mgmt For For For
2.2 Elect Peter Hamilton Mgmt For For For
2.3 Elect Michael Phelps Mgmt For For For
3 Ratification of Auditor Mgmt For For For
UST INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UST CUSIP 902911106 12/04/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval of the Merger Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
VERIZON COMMUNICATIONS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VZ CUSIP 92343V104 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Richard Carrion Mgmt For For For
2 Elect M. Frances Keeth Mgmt For For For
3 Elect Robert Lane Mgmt For For For
4 Elect Sandra Moose Mgmt For For For
5 Elect Joseph Neubauer Mgmt For For For
6 Elect Donald Nicolaisen Mgmt For For For
7 Elect Thomas O'Brien Mgmt For For For
8 Elect Clarence Otis, Jr. Mgmt For For For
9 Elect Hugh Price Mgmt For For For
10 Elect Ivan Seidenberg Mgmt For For For
11 Elect John Snow Mgmt For For For
12 Elect John Stafford Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Compensation Mgmt For For For
15 2009 Long-Term Incentive Plan Mgmt For For For
16 2009 Short-Term Incentive Plan Mgmt For For For
17 Shareholder Proposal Regarding Elimination ShrHoldr Against Against For
of Stock Options
18 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
19 Shareholder Proposal Regarding Independent ShrHoldr Against Against For
Board Chairman
20 Shareholder Proposal Regarding Cumulative ShrHoldr Against Against For
Voting
21 Shareholder Proposal Regarding the Approval ShrHoldr Against Against For
of Survivor Benefits (Golden Coffins)
WELLPOINT INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WLP CUSIP 94973V107 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Lenox Baker, Jr. Mgmt For For For
2 Elect Susan Bayh Mgmt For For For
3 Elect Larry Glasscock Mgmt For For For
4 Elect Julie Hill Mgmt For For For
5 Elect Ramiro Peru Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Amendment to the 2006 Incentive Compensation Mgmt For Against Against
Plan
8 Amendment to the Employee Stock Purchase Plan Mgmt For For For
9 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
WELLS FARGO & COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WFC CUSIP 949746101 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For For
2 ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For For
3 ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For For
4 ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For For
5 ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Mgmt For For For
6 ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For For
7 ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt For For For
8 ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For For
9 ELECTION OF DIRECTOR: RICHARD D. MCCORMICK Mgmt For For For
10 ELECTION OF DIRECTOR: MACKEY J. MCDONALD Mgmt For For For
11 ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For For
12 ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For For
13 ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Mgmt For For For
14 ELECTION OF DIRECTOR: DONALD B. RICE Mgmt For For For
15 ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For For
16 ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For For
17 ELECTION OF DIRECTOR: ROBERT K. STEEL Mgmt For For For
18 ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For For
19 ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For For
20 Advisory Vote on Executive Compensation Mgmt For For For
21 Ratification of Auditor Mgmt For For For
22 Amendment to the Long-Term Incentive Mgmt For Against Against
Compensation Plan
23 Shareholder Proposal Regarding Independent ShrHoldr Against Against For
Board Chairman
24 STOCKHOLDER PROPOSAL REGARDING A REPORT ON ShrHoldr Against Against For
POLITICAL CONTRIBUTIONS.
WYNDHAM WORLDWIDE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WYN CUSIP 98310W108 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Stephen Holmes Mgmt For For For
1.2 Elect Myra Biblowit Mgmt For For For
1.3 Elect Pauline Richards Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Equity and Incentive Mgmt For Against Against
Plan
4 Shareholder Proposal Regarding Approval of ShrHoldr Against For Against
Severance Agreements
5 Shareholder Proposal Regarding an ShrHoldr Against Against For
Independent Board Chairman
XL CAPITAL LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
XL CUSIP G98255105 04/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Dale Comey Mgmt For For For
1.2 Elect Robert Glauber Mgmt For For For
1.3 Elect G. Thompson Hutton Mgmt For For For
2 Amendment to the 1991 Performance Incentive Mgmt For For For
Program
3 Amendment to the Directors Stock & Option Mgmt For For For
Plan
4 Ratification of Auditor Mgmt For For For
3M COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MMM CUSIP 88579Y101 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Linda Alvarado Mgmt For For For
2 Elect George Buckley Mgmt For For For
3 Elect Vance Coffman Mgmt For For For
4 Elect Michael Eskew Mgmt For For For
5 Elect W. James Farrell Mgmt For For For
6 Elect Herbert Henkel Mgmt For For For
7 Elect Edward Liddy Mgmt For For For
8 Elect Robert Morrison Mgmt For For For
9 Elect Aulana Peters Mgmt For For For
10 Elect Robert Ulrich Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
13 Shareholder Proposal Regarding Restricting ShrHoldr Against Against For
Executive Compensation
ACE LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACE CUSIP H0023R105 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Michael Atieh Mgmt For For For
2 Elect Mary Cirillo Mgmt For For For
3 Elect Bruce Crockett Mgmt For For For
4 Elect Thomas Neff Mgmt For For For
5 Annual Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Consolidated Accounts and Reports Mgmt For For For
8 Allocation of Profits/Dividends Mgmt For For For
9 Ratification of Board Acts Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Appointment of Special Auditor Mgmt For For For
14 Reduction in Par Value Mgmt For For For
ACE LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACE CUSIP G0070K103 07/14/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: MICHAEL G. ATIEH TO Mgmt For For For
TERM EXPIRING IN 2009.
2 ELECTION OF DIRECTOR: MARY A. CIRILLO TO Mgmt For For For
TERM EXPIRING IN 2009.
3 ELECTION OF DIRECTOR: BRUCE L. CROCKETT TO Mgmt For For For
TERM EXPIRING IN 2009.
4 ELECTION OF DIRECTOR: THOMAS J. NEFF TO TERM Mgmt For For For
EXPIRING IN 2009.
5 ELECTION OF DIRECTOR: GARY M. STUART TO TERM Mgmt For For For
EXPIRING IN 2009.
6 ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ TO Mgmt For For For
TERM EXPIRING IN 2010.
7 ELECTION OF DIRECTOR: PETER MENIKOFF TO TERM Mgmt For For For
EXPIRING IN 2010.
8 ELECTION OF DIRECTOR: ROBERT RIPP TO TERM Mgmt For For For
EXPIRING IN 2010.
9 ELECTION OF DIRECTOR: DERMOT F. SMURFIT TO Mgmt For For For
TERM EXPIRING IN 2010.
10 ELECTION OF DIRECTOR: EVAN G. GREENBERG TO Mgmt For For For
TERM EXPIRING IN
11 ELECTION OF DIRECTOR: JOHN A. KROL TO TERM Mgmt For For For
EXPIRING IN 2011.
12 ELECTION OF DIRECTOR: LEO F. MULLIN TO TERM Mgmt For For For
EXPIRING IN 2011.
13 ELECTION OF DIRECTOR: OLIVIER STEIMER TO Mgmt For For For
TERM EXPIRING IN 2011.
14 De-Registration from the Cayman Islands Mgmt For For For
15 Requirement of the Preparation of a Special Mgmt For For For
Purpose Unconsolidated Balance Sheet
16 Amendment to Par Value Mgmt For For For
17 Registration of the Company in Zurich, Mgmt For For For
Switzerland
18 APPROVAL OF THE NAME OF THE COMPANY Mgmt For For For
19 APPROVAL OF THE CHANGE OF THE PURPOSE OF THE Mgmt For For For
COMPANY
20 APPROVAL OF THE REARRANGEMENT OF THE COMPANY Mgmt For For For
S EXISTING SHARE CAPITAL
21 APPROVAL OF THE COMPANY S ARTICLES OF Mgmt For For For
ASSOCIATION
22 CONFIRMATION OF SWISS LAW AS THE Mgmt For For For
AUTHORITATIVE LEGISLATION GOVERNING THE
COMPANY
23 Approval of Zurich, Switzerland as the Mgmt For For For
Company's Principal Place of Business
24 Appointment of Special Auditor Mgmt For For For
25 Amendment to the 2004 Long-Term Incentive Mgmt For For For
Plan
26 Ratification of Auditor Mgmt For For For
27 Approval of Dividend in the Form of a Par Mgmt For For For
Value Reduction
AIR PRODUCTS & CHEMICALS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
APD CUSIP 009158106 01/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Mario Baeza Mgmt For For For
1.2 Elect Edward Hagenlocker Mgmt For For For
1.3 Elect John McGlade Mgmt For For For
1.4 Elect Charles Noski Mgmt For For For
2 Ratification of Auditor Mgmt For For For
AMGEN INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMGN CUSIP 031162100 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect David Baltimore Mgmt For For For
2 Elect Frank Biondi, Jr. Mgmt For For For
3 Elect Francois de Carbonnel Mgmt For For For
4 Elect Jerry Choate Mgmt For For For
5 Elect Vance Coffman Mgmt For For For
6 Elect Frederick Gluck Mgmt For For For
7 Elect Frank Herringer Mgmt For For For
8 Elect Gilbert Omenn Mgmt For For For
9 Elect Judith Pelham Mgmt For For For
10 Elect J. Paul Reason Mgmt For For For
11 Elect Leonard Schaeffer Mgmt For For For
12 Elect Kevin Sharer Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2009 Equity Incentive Plan Mgmt For Against Against
15 Elimination of Supermajority Requirement Mgmt For For For
16 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
AT&T CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
T CUSIP 00206R102 04/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For For
2 ELECTION OF DIRECTOR: WILLIAM F. ALDINGER III Mgmt For For For
3 ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For For
4 ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For For
5 ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For For
6 ELECTION OF DIRECTOR: AUGUST A. BUSCH III Mgmt For For For
7 ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For For
8 ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For For
9 ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For For
10 ELECTION OF DIRECTOR: LYNN M. MARTIN Mgmt For For For
11 ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For For
12 ELECTION OF DIRECTOR: MARY S. METZ Mgmt For For For
13 ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For For
14 ELECTION OF DIRECTOR: LAURA D ANDREA TYSON Mgmt For For For
15 ELECTION OF DIRECTOR: PATRICIA P. UPTON Mgmt For For For
16 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For For
AUDITORS.
17 AMENDMENT TO INCREASE AUTHORIZED SHARES. Mgmt For For For
18 REPORT ON POLITICAL CONTRIBUTIONS. ShrHoldr Against Against For
19 SPECIAL STOCKHOLDER MEETINGS. ShrHoldr Against Against For
20 CUMULATIVE VOTING. ShrHoldr Against Against For
21 BYLAW REQUIRING INDEPENDENT CHAIRMAN. ShrHoldr Against Against For
22 ADVISORY VOTE ON COMPENSATION. ShrHoldr Against Against For
23 PENSION CREDIT POLICY. ShrHoldr Against Against For
BANK OF AMERICA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BAC CUSIP 060505104 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: WILLIAM BARNET, III Mgmt For For For
2 ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For For
3 ELECTION OF DIRECTOR: VIRGIS W. COLBERT Mgmt For For For
4 ELECTION OF DIRECTOR: JOHN T. COLLINS Mgmt For For For
5 ELECTION OF DIRECTOR: GARY L. COUNTRYMAN Mgmt For For For
6 ELECTION OF DIRECTOR: TOMMY R. FRANKS Mgmt For For For
7 ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For For
8 ELECTION OF DIRECTOR: KENNETH D. LEWIS Mgmt For For For
9 ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For For
10 ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For For
11 ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For For
12 ELECTION OF DIRECTOR: PATRICIA E. MITCHELL Mgmt For For For
13 ELECTION OF DIRECTOR: JOSEPH W. PRUEHER Mgmt For For For
14 ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI Mgmt For For For
15 ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For For
16 ELECTION OF DIRECTOR: O. TEMPLE SLOAN, JR. Mgmt For For For
17 ELECTION OF DIRECTOR: ROBERT L. TILLMAN Mgmt For For For
18 ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt For For For
19 RATIFICATION OF THE INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM FOR 2009
20 AN ADVISORY (NON-BINDING) VOTE APPROVING Mgmt For For For
EXECUTIVE COMPENSATION
21 STOCKHOLDER PROPOSAL - DISCLOSURE OF ShrHoldr Against Against For
GOVERNMENT EMPLOYMENT
22 STOCKHOLDER PROPOSAL - ADVISORY VOTE ON EXEC ShrHoldr Against Against For
COMP
23 STOCKHOLDER PROPOSAL - CUMULATIVE VOTING ShrHoldr Against Against For
24 STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER ShrHoldr Against Against For
MEETINGS
25 STOCKHOLDER PROPOSAL - INDEPENDENT BOARD ShrHoldr Against Against For
CHAIRMAN
26 STOCKHOLDER PROPOSAL - PREDATORY CREDIT CARD ShrHoldr Against Against For
LENDING PRACTICES
27 STOCKHOLDER PROPOSAL - ADOPTION OF ShrHoldr Against Against For
PRINCIPLES FOR HEALTH CARE REFORM
28 STOCKHOLDER PROPOSAL - LIMITS ON EXEC COMP ShrHoldr Against Against For
BANK OF AMERICA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BAC CUSIP 060505104 12/05/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval of the Merger Agreement Mgmt For For For
2 Amendment to the 2003 Key Associate Stock Mgmt For For For
Plan
3 Increase of Authorized Common Stock Mgmt For For For
4 Right to Adjourn Meeting Mgmt For For For
BOEING COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BA CUSIP 097023105 04/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: JOHN H. BIGGS Mgmt For For For
2 ELECTION OF DIRECTOR: JOHN E. BRYSON Mgmt For For For
3 ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. Mgmt For For For
4 ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For For
5 ELECTION OF DIRECTOR: WILLIAM M. DALEY Mgmt For For For
6 ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For For
7 ELECTION OF DIRECTOR: JOHN F. MCDONNELL Mgmt For For For
8 ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. Mgmt For For For
9 ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For For For
10 AMENDMENT TO THE BOEING COMPANY 2003 Mgmt For Against Against
INCENTIVE STOCK PLAN.
11 Ratification of Auditor Mgmt For For For
12 ADOPT CUMULATIVE VOTING. ShrHoldr Against Against For
13 REQUIRE ADVISORY VOTE ON NAMED EXECUTIVE ShrHoldr Against Against For
OFFICER COMPENSATION.
14 ADOPT HEALTH CARE PRINCIPLES. ShrHoldr Against Against For
15 PREPARE A REPORT ON FOREIGN MILITARY SALES. ShrHoldr Against Against For
16 REQUIRE AN INDEPENDENT LEAD DIRECTOR. ShrHoldr Against Against For
17 REQUIRE SHAREHOLDER APPROVAL OF FUTURE ShrHoldr Against Against For
SEVERANCE ARRANGEMENTS.
18 REQUIRE DISCLOSURE OF POLITICAL ShrHoldr Against Against For
CONTRIBUTIONS.
BURLINGTON NORTHERN SANTA FE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BNI CUSIP 12189T104 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: A.L. BOECKMANN Mgmt For For For
2 ELECTION OF DIRECTOR: D.G. COOK Mgmt For For For
3 ELECTION OF DIRECTOR: V.S. MARTINEZ Mgmt For For For
4 ELECTION OF DIRECTOR: M.F. RACICOT Mgmt For For For
5 ELECTION OF DIRECTOR: R.S. ROBERTS Mgmt For For For
6 ELECTION OF DIRECTOR: M.K. ROSE Mgmt For For For
7 ELECTION OF DIRECTOR: M.J. SHAPIRO Mgmt For For For
8 ELECTION OF DIRECTOR: J.C. WATTS, JR. Mgmt For For For
9 ELECTION OF DIRECTOR: R.H. WEST Mgmt For For For
10 ELECTION OF DIRECTOR: J.S. WHISLER Mgmt For For For
11 ELECTION OF DIRECTOR: E.E. WHITACRE, JR. Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 PROPOSAL REGARDING SAY ON EXECUTIVE PAY. ShrHoldr Against Against For
14 PROPOSAL REGARDING SPECIAL SHAREOWNER ShrHoldr Against Against For
MEETINGS.
15 PROPOSAL REGARDING REPORT ON POLITICAL ShrHoldr Against Against For
CONTRIBUTIONS.
CHEVRON CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CVX CUSIP 166764100 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Samuel Armacost Mgmt For For For
2 Elect Linnet Deily Mgmt For For For
3 Elect Robert Denham Mgmt For For For
4 Elect Robert Eaton Mgmt For For For
5 Elect Enrique Hernandez, Jr. Mgmt For For For
6 Elect Franklyn Jenifer Mgmt For For For
7 Elect Sam Nunn Mgmt For For For
8 Elect David O'Reilly Mgmt For For For
9 Elect Donald Rice Mgmt For For For
10 Elect Kevin Sharer Mgmt For For For
11 Elect Charles Shoemate Mgmt For For For
12 Elect Ronald Sugar Mgmt For For For
13 Elect Carl Ware Mgmt For For For
14 Elect John Watson Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Approval of Performance Goals for the Mgmt For For For
Chevron Incentive Plan
17 Amendment to the Long-Term Incentive Plan Mgmt For For For
18 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
19 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
20 Shareholder Proposal Regarding Reporting and ShrHoldr Against Against For
Reducing Greenhouse Gas Emissions
21 Shareholder Proposal Regarding Country ShrHoldr Against Against For
Selection Guidelines
22 Shareholder Proposal Regarding Human Rights ShrHoldr Against Against For
Policy
23 Shareholder Proposal Regarding Report on ShrHoldr Against Against For
Host Country Laws
CIGNA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CI CUSIP 125509109 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: H. EDWARD HANWAY Mgmt For For For
2 ELECTION OF DIRECTOR: JOHN M. PARTRIDGE Mgmt For For For
3 ELECTION OF DIRECTOR: JAMES E. ROGERS Mgmt For For For
4 ELECTION OF DIRECTOR: ERIC C. WISEMAN Mgmt For For For
5 Ratification of Auditor Mgmt For For For
CITIGROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
C CUSIP 172967101 04/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: C. MICHAEL ARMSTRONG Mgmt For For For
2 ELECTION OF DIRECTOR: ALAIN J.P. BELDA Mgmt For For For
3 ELECTION OF DIRECTOR: JOHN M. DEUTCH Mgmt For For For
4 ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER Mgmt For For For
5 ELECTION OF DIRECTOR: ANDREW N. LIVERIS Mgmt For For For
6 ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For For
7 ELECTION OF DIRECTOR: MICHAEL E. O NEILL Mgmt For For For
8 ELECTION OF DIRECTOR: VIKRAM S. PANDIT Mgmt For For For
9 ELECTION OF DIRECTOR: RICHARD D. PARSONS Mgmt For For For
10 ELECTION OF DIRECTOR: LAWRENCE R. RICCIARDI Mgmt For For For
11 ELECTION OF DIRECTOR: JUDITH RODIN Mgmt For For For
12 ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For For
13 ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For For
14 ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt For For For
JR.
15 Ratification of Auditor Mgmt For For For
16 PROPOSAL TO APPROVE THE CITIGROUP 2009 STOCK Mgmt For Against Against
INCENTIVE PLAN.
17 PROPOSAL TO APPROVE CITI S 2008 EXECUTIVE Mgmt For For For
COMPENSATION
18 Shareholder Proposal Regarding Disclosure of ShrHoldr Against Against For
Prior Government Service
19 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON ShrHoldr Against Against For
POLITICAL CONTRIBUTIONS.
20 Shareholder Proposal Regarding Report on ShrHoldr Against Against For
Credit Card Practices
21 Shareholder Proposal Regarding Double Board ShrHoldr Against Against For
Nominees
22 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON ShrHoldr Against Against For
THE CARBON PRINCIPLES.
23 Shareholder Proposal Regarding Retention of ShrHoldr Against Against For
Shares After Retirement
24 Shareholder Proposal Regarding Compensation ShrHoldr Against Against For
Consultants
25 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
26 STOCKHOLDER PROPOSAL REQUESTING CUMULATIVE ShrHoldr Against Against For
VOTING.
CONOCOPHILLIPS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
COP CUSIP 20825C104 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Richard Armitage Mgmt For For For
2 Elect Richard Auchinleck Mgmt For For For
3 Elect James Copeland Jr. Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Ruth Harkin Mgmt For For For
6 Elect Harold McGraw III Mgmt For For For
7 Elect James Mulva Mgmt For For For
8 Elect Harald Norvik Mgmt For For For
9 Elect William Reilly Mgmt For For For
10 Elect Bobby Shackouls Mgmt For For For
11 Elect Victoria Tschinkel Mgmt For For For
12 Elect Kathryn Turner Mgmt For For For
13 Elect William Wade, Jr. Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 2009 Omnibus Stock and Performance Incentive Mgmt For For For
Plan
16 Shareholder Proposal Regarding Adoption of ShrHoldr Against Against For
Principles for Health Care Reform
17 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
18 Shareholder Proposal Regarding Political ShrHoldr Against Against For
Contributions and Expenditure Report
19 Shareholder Proposal Regarding Reporting and ShrHoldr Against Against For
Reducing Greenhouse Gas Emissions
20 Shareholder Proposal Regarding Report on Oil ShrHoldr Against Against For
Sands Operations
21 Shareholder Proposal Regarding Director ShrHoldr Against Against For
Qualifications
DEVON ENERGY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DVN CUSIP 25179M103 06/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Robert Howard Mgmt For For For
1.2 Elect Michael Kanovsky Mgmt For For For
1.3 Elect J. Todd Mitchell Mgmt For For For
1.4 Elect J. Larry Nichols Mgmt For For For
2 Elect Robert Mosbacher, Jr. Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 2009 Long-Term Incentive Plan Mgmt For For For
5 Shareholder Proposal Regarding Majority Vote ShrHoldr Against For Against
for Election of Directors
DISCOVER FINANCIAL SERVICES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DFS CUSIP 254709108 04/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: JEFFREY S. ARONIN Mgmt For For For
2 ELECTION OF DIRECTOR: MARY K. BUSH Mgmt For For For
3 ELECTION OF DIRECTOR: GREGORY C. CASE Mgmt For For For
4 ELECTION OF DIRECTOR: ROBERT M. DEVLIN Mgmt For For For
5 ELECTION OF DIRECTOR: CYNTHIA A. GLASSMAN Mgmt For For For
6 ELECTION OF DIRECTOR: RICHARD H. LENNY Mgmt For For For
7 ELECTION OF DIRECTOR: THOMAS G. MAHERAS Mgmt For For For
8 ELECTION OF DIRECTOR: MICHAEL M. MOSKOW Mgmt For For For
9 ELECTION OF DIRECTOR: DAVID W. NELMS Mgmt For For For
10 ELECTION OF DIRECTOR: E. FOLLIN SMITH Mgmt For For For
11 ELECTION OF DIRECTOR: LAWRENCE A. WEINBACH Mgmt For For For
12 Amendment to the 2007 Omnibus Incentive Plan Mgmt For For For
13 Ratification of Auditor Mgmt For For For
DOW CHEMICAL CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DOW CUSIP 260543103 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Arnold Allemang Mgmt For For For
2 Elect Jacqueline Barton Mgmt For For For
3 Elect James Bell Mgmt For For For
4 Elect Jeff Fettig Mgmt For For For
5 Elect Barbara Franklin Mgmt For For For
6 Elect John Hess Mgmt For For For
7 Elect Andrew Liveris Mgmt For For For
8 Elect Geoffery Merszei Mgmt For For For
9 Elect Dennis Reilley Mgmt For For For
10 Elect James Ringler Mgmt For For For
11 Elect Ruth Shaw Mgmt For For For
12 Elect Paul Stern Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding Cumulative ShrHoldr Against Against For
Voting
15 Shareholder Proposal Regarding the Right to ShrHoldr Against Against For
Call Special Meetings
16 Shareholder Proposal Regarding Retention of ShrHoldr Against Against For
Shares After Retirement
17 Shareholder Proposal Regarding Say on ShrHoldr Against Against For
Executive Pay
18 Shareholder Proposal Regarding Environmental ShrHoldr Against Against For
Remediation in the Midland Area
E.I. DUPONT DE NEMOURS & CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DD CUSIP 263534109 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: SAMUEL W. BODMAN Mgmt For For For
2 ELECTION OF DIRECTOR: RICHARD H. BROWN Mgmt For For For
3 ELECTION OF DIRECTOR: ROBERT A. BROWN Mgmt For For For
4 ELECTION OF DIRECTOR: BERTRAND P. COLLOMB Mgmt For For For
5 ELECTION OF DIRECTOR: CURTIS J. CRAWFORD Mgmt For For For
6 ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For For
7 ELECTION OF DIRECTOR: JOHN T. DILLON Mgmt For For For
8 ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT Mgmt For For For
9 ELECTION OF DIRECTOR: MARILLYN A. HEWSON Mgmt For For For
10 ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For For
JR.
11 ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For For
12 ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For For
13 ELECTION OF DIRECTOR: WILLIAM K. REILLY Mgmt For For For
14 ON RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM
15 ON SHAREHOLDER SAY ON EXECUTIVE PAY ShrHoldr Against Against For
EATON CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ETN CUSIP 278058102 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For For
2 ELECTION OF DIRECTOR: ARTHUR E. JOHNSON Mgmt For For For
3 ELECTION OF DIRECTOR: DEBORAH L. MCCOY Mgmt For For For
4 ELECTION OF DIRECTOR: GARY L. TOOKER Mgmt For For For
5 APPROVE THE PROPOSED 2009 STOCK PLAN Mgmt For Against Against
6 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For For
AS INDEPENDENT AUDITOR FOR 2009
ELI LILLY AND COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LLY CUSIP 532457108 04/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Martin Feldstein Mgmt For For For
1.2 Elect J. Erik Fyrwald Mgmt For For For
1.3 Elect Ellen Marram Mgmt For For For
1.4 Elect Douglas Oberhelman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Board Mgmt For For For
4 Amendment to the Bonus Plan Mgmt For For For
5 Shareholder Proposal Regarding Eliminating ShrHoldr Against For Against
Supermajority Provisions
6 Shareholder Proposal Regarding Simple ShrHoldr Against For Against
Majority Vote
7 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Executive Compensation (Say on Pay)
FEDEX CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FDX CUSIP 31428X106 09/29/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For For
2 ELECTION OF DIRECTOR: AUGUST A. BUSCH IV Mgmt For For For
3 ELECTION OF DIRECTOR: JOHN A. EDWARDSON Mgmt For For For
4 ELECTION OF DIRECTOR: JUDITH L. ESTRIN Mgmt For For For
5 ELECTION OF DIRECTOR: J.R. HYDE, III Mgmt For For For
6 ELECTION OF DIRECTOR: SHIRLEY A. JACKSON Mgmt For For For
7 ELECTION OF DIRECTOR: STEVEN R. LORANGER Mgmt For For For
8 ELECTION OF DIRECTOR: GARY W. LOVEMAN Mgmt For For For
9 ELECTION OF DIRECTOR: FREDERICK W. SMITH Mgmt For For For
10 ELECTION OF DIRECTOR: JOSHUA I. SMITH Mgmt For For For
11 ELECTION OF DIRECTOR: PAUL S. WALSH Mgmt For For For
12 ELECTION OF DIRECTOR: PETER S. WILLMOTT Mgmt For For For
13 Amendment to the Incentive Stock Plan Mgmt For Against Against
14 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM.
15 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT ShrHoldr Against Against For
BOARD CHAIRMAN.
16 STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER ShrHoldr Against Against For
VOTE ON EXECUTIVE PAY.
FORTUNE BRANDS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FO CUSIP 349631101 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Bruce Carbonari Mgmt For For For
1.2 Elect Ann Hackett Mgmt For For For
1.3 Elect David Thomas Mgmt For For For
1.4 Elect Ronald Waters III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Board Mgmt For Against Against
4 IF PRESENTED, A SHAREHOLDER PROPOSAL ShrHoldr Against For Against
ENTITLED ADOPT SIMPLE MAJORITY VOTE .
GENERAL ELECTRIC COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GE CUSIP 369604103 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For For
2 ELECTION OF DIRECTOR: WILLIAM M. CASTELL Mgmt For For For
3 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For For
4 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For For
5 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For For
6 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For For
7 ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY Mgmt For For For
8 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For For
9 ELECTION OF DIRECTOR: RALPH S. LARSEN Mgmt For For For
10 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For For
11 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For For
12 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For For
13 ELECTION OF DIRECTOR: ROGER S. PENSKE Mgmt For For For
14 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For For
15 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt For For For
16 RATIFICATION OF KPMG Mgmt For For For
17 CUMULATIVE VOTING ShrHoldr Against Against For
18 EXECUTIVE COMPENSATION ADVISORY VOTE ShrHoldr Against Against For
19 INDEPENDENT STUDY REGARDING BREAKING UP GE ShrHoldr Against Against For
20 DIVIDEND POLICY ShrHoldr Against Against For
21 SHAREHOLDER VOTE ON GOLDEN PARACHUTES ShrHoldr Against Against For
HARTFORD FINANCIAL SERVICES GROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HIG CUSIP 416515104 03/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Conversion of Series C Preferred Stock Mgmt For For For
Pursuant to the Investment Agreement
HARTFORD FINANCIAL SERVICES GROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HIG CUSIP 416515104 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Robert Allardice, III Mgmt For For For
2 Elect Ramani Ayer Mgmt For For For
3 Elect Trevor Fetter Mgmt For For For
4 Elect Edward Kelly, III Mgmt For For For
5 Elect Paul Kirk, Jr. Mgmt For For For
6 Elect Gail McGovern Mgmt For For For
7 Elect Michael Morris Mgmt For For For
8 Elect Charles Strauss Mgmt For For For
9 Elect H. Patrick Swygert Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Increase of Authorized Common Stock Mgmt For For For
12 Amendment to the Employee Stock Purchase Plan Mgmt For For For
HEWLETT-PACKARD COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HPQ CUSIP 428236103 03/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: L. T. BABBIO, JR. Mgmt For For For
2 ELECTION OF DIRECTOR: S. M. BALDAUF Mgmt For For For
3 ELECTION OF DIRECTOR: R. L. GUPTA Mgmt For For For
4 ELECTION OF DIRECTOR: J. H. HAMMERGREN Mgmt For For For
5 ELECTION OF DIRECTOR: M. V. HURD Mgmt For For For
6 ELECTION OF DIRECTOR: J. Z. HYATT Mgmt For For For
7 ELECTION OF DIRECTOR: J. R. JOYCE Mgmt For For For
8 ELECTION OF DIRECTOR: R. L. RYAN Mgmt For For For
9 ELECTION OF DIRECTOR: L. S. SALHANY Mgmt For For For
10 ELECTION OF DIRECTOR: G. K. THOMPSON Mgmt For For For
11 Ratification of Auditor Mgmt For For For
HOME DEPOT INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HD CUSIP 437076102 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect David Batchelder Mgmt For For For
3 Elect Francis Blake Mgmt For For For
4 Elect Ari Bousbib Mgmt For For For
5 Elect Gregory Brenneman Mgmt For For For
6 Elect Albert Carey Mgmt For For For
7 Elect Armando Codina Mgmt For For For
8 Elect Bonnie Hill Mgmt For For For
9 Elect Karen Katen Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Right to Call a Special Meeting Mgmt For For For
12 Shareholder Proposal Regarding Cumulative ShrHoldr Against Against For
Voting
13 Shareholder Proposal Regarding Special ShrHoldr Against Against For
Shareholder Meetings
14 Shareholder Proposal Regarding Employment ShrHoldr Against Against For
Diversity Report
15 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
16 Shareholder Proposal Regarding Energy Usage ShrHoldr Against Against For
HONEYWELL INTERNATIONAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HON CUSIP 438516106 04/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For For
2 ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For For
3 ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For For
4 ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For For
5 ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt For For For
6 ELECTION OF DIRECTOR: CLIVE R. HOLLICK Mgmt For For For
7 ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For For
8 ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For For
9 ELECTION OF DIRECTOR: JOHN R. STAFFORD Mgmt For For For
10 ELECTION OF DIRECTOR: MICHAEL W. WRIGHT Mgmt For For For
11 APPROVAL OF INDEPENDENT ACCOUNTANTS Mgmt For For For
12 CUMULATIVE VOTING ShrHoldr Against Against For
13 PRINCIPLES FOR HEALTH CARE REFORM ShrHoldr Against Against For
14 EXECUTIVE COMPENSATION ADVISORY VOTE ShrHoldr Against Against For
15 TAX GROSS-UP PAYMENTS ShrHoldr Against Against For
16 SPECIAL SHAREOWNER MEETINGS ShrHoldr Against Against For
INTEL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
INTC CUSIP 458140100 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Charlene Barshefsky Mgmt For For For
2 Elect Susan Decker Mgmt For For For
3 Elect John Donahoe Mgmt For For For
4 Elect Reed Hundt Mgmt For For For
5 Elect Paul Otellini Mgmt For For For
6 Elect James Plummer Mgmt For For For
7 Elect David Pottruck Mgmt For For For
8 Elect Jane Shaw Mgmt For For For
9 Elect John Thornton Mgmt For For For
10 Elect Frank Yeary Mgmt For For For
11 Elect David Yoffie Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2006 Equity Incentive Plan Mgmt For For For
14 Stock Option Exchange Program Mgmt For Against Against
15 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For
16 Shareholder Proposal Regarding Cumulative ShrHoldr Against Against For
Voting
17 Shareholder Proposal Regarding Human Right ShrHoldr Against Against For
to Water
INTERNATIONAL BUSINESS MACHINES CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IBM CUSIP 459200101 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For For For
2 ELECTION OF DIRECTOR: C. BLACK Mgmt For For For
3 ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For For
4 ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For For
5 ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For For For
6 ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For For
7 ELECTION OF DIRECTOR: T. NISHIMURO Mgmt For For For
8 ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For For
9 ELECTION OF DIRECTOR: S.J. PALMISANO Mgmt For For For
10 ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For For
11 ELECTION OF DIRECTOR: S. TAUREL Mgmt For For For
12 ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Approval of Long-Term Incentive Performance Mgmt For For For
Terms
15 STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING ShrHoldr Against Against For
16 STOCKHOLDER PROPOSAL ON EXECUTIVE ShrHoldr Against Against For
COMPENSATION AND PENSION INCOME
17 STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON ShrHoldr Against Against For
EXECUTIVE COMPENSATION
JOHNSON & JOHNSON
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JNJ CUSIP 478160104 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For For
2 ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For For
3 ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Mgmt For For For
4 ELECTION OF DIRECTOR: ARNOLD G. LANGBO Mgmt For For For
5 ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For For
6 ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For For
7 ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For For
8 ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For For
9 ELECTION OF DIRECTOR: DAVID SATCHER Mgmt For For For
10 ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 ADVISORY VOTE ON EXECUTIVE COMPENSATION ShrHoldr Against Against For
POLICIES AND DISCLOSURE
JPMORGAN CHASE & CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JPM CUSIP 46625H100 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Crandall Bowles Mgmt For For For
2 Elect Stephen Burke Mgmt For For For
3 Elect David Cote Mgmt For For For
4 Elect James Crown Mgmt For For For
5 Elect James Dimon Mgmt For For For
6 Elect Ellen Futter Mgmt For For For
7 Elect William Gray, III Mgmt For For For
8 Elect Laban Jackson, Jr. Mgmt For For For
9 Elect David Novak Mgmt For For For
10 Elect Lee Raymond Mgmt For For For
11 Elect William Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For
14 Shareholder Proposal Regarding Disclosure of ShrHoldr Against Against For
Prior Government Service
15 Shareholder Proposal Regarding Cumulative ShrHoldr Against Against For
Voting
16 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
17 Shareholder Proposal Regarding Report on ShrHoldr Against Against For
Credit Card Practices
18 Shareholder Proposal Regarding Key Executive ShrHoldr Against Against For
Performance Plan ("KEPP")
19 Shareholder Proposal Regarding Retention of ShrHoldr Against Against For
Shares After Retirement
20 Shareholder Proposal Regarding Carbon ShrHoldr Against Against For
Principles Report
MERCK & CO., INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MRK CUSIP 589331107 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For For
2 ELECTION OF DIRECTOR: THOMAS R. CECH, PH.D. Mgmt For For For
3 ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For For
4 ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For For
5 ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE Mgmt For For For
6 ELECTION OF DIRECTOR: WILLIAM B. HARRISON, Mgmt For For For
JR.
7 ELECTION OF DIRECTOR: HARRY R. JACOBSON, M.D. Mgmt For For For
8 ELECTION OF DIRECTOR: WILLIAM N. KELLEY, M.D. Mgmt For For For
9 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For For
10 ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For For
11 ELECTION OF DIRECTOR: THOMAS E. SHENK, PH.D. Mgmt For For For
12 ELECTION OF DIRECTOR: ANNE M. TATLOCK Mgmt For For For
13 ELECTION OF DIRECTOR: SAMUEL O. THIER, M.D. Mgmt For For For
14 ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For For
15 ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Authorization of Board to Set Board Size Mgmt For For For
18 STOCKHOLDER PROPOSAL CONCERNING SPECIAL ShrHoldr Against Against For
SHAREHOLDER MEETINGS
19 STOCKHOLDER PROPOSAL CONCERNING AN ShrHoldr Against Against For
INDEPENDENT LEAD DIRECTOR
20 STOCKHOLDER PROPOSAL CONCERNING AN ADVISORY ShrHoldr Against Against For
VOTE ON EXECUTIVE COMPENSATION
MERRILL LYNCH & CO., INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MER CUSIP 590188108 12/05/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval of the Merger Agreement Mgmt For For For
2 Misc. Article Amendments Mgmt For For For
3 Right to Adjourn Meeting Mgmt For For For
METLIFE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MET CUSIP 59156R108 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect C. Robert Henrikson Mgmt For For For
1.2 Elect John Keane Mgmt For For For
1.3 Elect Catherine Kinney Mgmt For For For
1.4 Elect Hugh Price Mgmt For For For
1.5 Elect Kenton Sicchitano Mgmt For For For
2 REAPPROVAL OF THE METLIFE, INC. 2005 STOCK Mgmt For Against Against
AND INCENTIVE COMPENSATION PLAN
3 Ratification of Auditor Mgmt For For For
NOKIA CORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NOK CUSIP 654902204 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ADOPTION OF THE ANNUAL ACCOUNTS. Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Ratification of Board and Management Acts Mgmt For For For
4 RESOLUTION ON THE REMUNERATION OF THE Mgmt For For For
MEMBERS OF THE BOARD OF DIRECTORS.
5 RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt For For For
BOARD OF DIRECTORS.
6.1 Elect Georg Ehrnrooth Mgmt For For For
6.2 Elect Lalita Gupte Mgmt For For For
6.3 Elect Bengt Holmstrom Mgmt For Withhold Against
6.4 Elect Henning Kagermann Mgmt For For For
6.5 Elect Olli-Pekka Kallasvuo Mgmt For For For
6.6 Elect Per Karlsson Mgmt For For For
6.7 Elect Jorma Ollila Mgmt For Withhold Against
6.8 Elect Marjorie Scardino Mgmt For For For
6.9 Elect Risto Siilasmaa Mgmt For For For
6.10 Elect Keijo Suila Mgmt For For For
6.11 Elect Isabel Marey-Semper Mgmt For For For
7 RESOLUTION ON THE REMUNERATION OF THE Mgmt For For For
AUDITOR.
8 ELECTION OF AUDITOR. Mgmt For For For
9 Authority to Repurchase Shares Mgmt For For For
10 Transaction of Other Business Mgmt Abstain Abstain For
PEPSICO, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PEP CUSIP 713448108 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Shona Brown Mgmt For For For
2 Elect Ian Cook Mgmt For For For
3 Elect Dina Dublon Mgmt For For For
4 Elect Victor Dzau Mgmt For For For
5 Elect Ray Hunt Mgmt For For For
6 Elect Alberto Ibarguen Mgmt For For For
7 Elect Arthur Martinez Mgmt For For For
8 Elect Indra Nooyi Mgmt For For For
9 Elect Sharon Rockefeller Mgmt For For For
10 Elect James Schiro Mgmt For For For
11 Elect Lloyd Trotter Mgmt For For For
12 Elect Daniel Vasella Mgmt For For For
13 Elect Michael White Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Executive Incentive Compensation Plan Mgmt For For For
16 Shareholder Proposal Regarding Report on ShrHoldr Against Against For
Beverage Container Recycling Program
17 Shareholder Proposal Regarding Genetically ShrHoldr Against Against For
Engineered Products
18 Shareholder Regarding Reviewing Charitable ShrHoldr Against Against For
Spending
19 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
PFIZER INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PFE CUSIP 717081103 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For For
2 ELECTION OF DIRECTOR: MICHAEL S. BROWN Mgmt For For For
3 ELECTION OF DIRECTOR: M. ANTHONY BURNS Mgmt For For For
4 ELECTION OF DIRECTOR: ROBERT N. BURT Mgmt For For For
5 ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For For
6 ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For For
7 ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For For
8 ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For For
9 ELECTION OF DIRECTOR: JEFFREY B. KINDLER Mgmt For For For
10 ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For For
11 ELECTION OF DIRECTOR: DANA G. MEAD Mgmt For For For
12 ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For For
13 ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For For
14 ELECTION OF DIRECTOR: WILLIAM C. STEERE, JR. Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Amendment to the 2004 Stock Plan Mgmt For Against Against
17 SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS. ShrHoldr Against Against For
18 SHAREHOLDER PROPOSAL REGARDING ADVISORY VOTE ShrHoldr Against Against For
ON EXECUTIVE COMPENSATION.
19 SHAREHOLDER PROPOSAL REGARDING CUMULATIVE ShrHoldr Against Against For
VOTING.
20 SHAREHOLDER PROPOSAL REGARDING SPECIAL ShrHoldr Against Against For
SHAREHOLDER MEETINGS.
PHILIP MORRIS INTERNATIONAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PM CUSIP 718172109 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Harold Brown Mgmt For For For
2 Elect Mathis Cabiallavetta Mgmt For For For
3 Elect Louis Camilleri Mgmt For For For
4 Elect J. Dudley Fishburn Mgmt For For For
5 Elect Graham MacKay Mgmt For For For
6 Elect Sergio Marchionne Mgmt For For For
7 Elect Lucio Noto Mgmt For For For
8 Elect Carlos Slim Helu Mgmt For For For
9 Elect Stephen Wolf Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Approval of Material Terms of the 2008 Mgmt For For For
Performance Incentive Plan
PNC FINANCIAL SERVICES GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PNC CUSIP 693475105 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: MR. BERNDT Mgmt For For For
2 ELECTION OF DIRECTOR: MR. BUNCH Mgmt For For For
3 ELECTION OF DIRECTOR: MR. CHELLGREN Mgmt For For For
4 ELECTION OF DIRECTOR: MR. CLAY Mgmt For For For
5 ELECTION OF DIRECTOR: MS. JAMES Mgmt For For For
6 ELECTION OF DIRECTOR: MR. KELSON Mgmt For For For
7 ELECTION OF DIRECTOR: MR. LINDSAY Mgmt For For For
8 ELECTION OF DIRECTOR: MR. MASSARO Mgmt For For For
9 ELECTION OF DIRECTOR: MS. PEPPER Mgmt For For For
10 ELECTION OF DIRECTOR: MR. ROHR Mgmt For For For
11 ELECTION OF DIRECTOR: MR. SHEPARD Mgmt For For For
12 ELECTION OF DIRECTOR: MS. STEFFES Mgmt For For For
13 ELECTION OF DIRECTOR: MR. STRIGL Mgmt For For For
14 ELECTION OF DIRECTOR: MR. THIEKE Mgmt For For For
15 ELECTION OF DIRECTOR: MR. USHER Mgmt For For For
16 ELECTION OF DIRECTOR: MR. WALLS Mgmt For For For
17 ELECTION OF DIRECTOR: MR. WEHMEIER Mgmt For For For
18 Employee Stock Purchase Plan Mgmt For For For
19 Ratification of Auditor Mgmt For For For
20 APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION.
21 Shareholder Proposal Regarding Retention of ShrHoldr Against Against For
Shares After Retirement
PPG INDUSTRIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PPG CUSIP 693506107 04/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Charles Bunch Mgmt For For For
1.2 Elect Robert Ripp Mgmt For For For
1.3 Elect Thomas Usher Mgmt For For For
1.4 Elect David Whitwam Mgmt For For For
2 Ratification of Auditor Mgmt For For For
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PEG CUSIP 744573106 04/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Albert Gamper, Jr. Mgmt For For For
1.2 Elect Conrad Harper Mgmt For For For
1.3 Elect Shirley Jackson Mgmt For For For
1.4 Elect David Lilley Mgmt For For For
1.5 Elect Thomas Renyi Mgmt For For For
1.6 Elect Hak Cheol Shin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
RAYTHEON COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RTN CUSIP 755111507 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Vernon Clark Mgmt For For For
2 Elect John Deutch Mgmt For For For
3 Elect Frederic Poses Mgmt For For For
4 Elect Michael Ruettgers Mgmt For For For
5 Elect Ronald Skates Mgmt For For For
6 Elect William Spivey Mgmt For For For
7 Elect Linda Stuntz Mgmt For For For
8 Elect William Swanson Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation
11 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
12 Shareholder Proposal Regarding Cumulative ShrHoldr Against Against For
Voting
13 Shareholder Proposal Regarding Adoption of ShrHoldr Against Against For
Health Care Reform Principles
14 Shareholder Proposal Regarding Supplemental ShrHoldr Against Against For
Executive Retirement Plans
TARGET CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TGT CUSIP 87612E106 05/28/2009 Take No Action
MEETING TYPE COUNTRY OF TRADE
Proxy Contest United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Fix the Number of Directors at Twelve ShrHoldr N/A TNA N/A
2.1 Elect William Ackman ShrHoldr N/A TNA N/A
2.2 Elect Michael Ashner ShrHoldr N/A TNA N/A
2.3 Elect James Donald ShrHoldr N/A TNA N/A
2.4 Elect Richard Vague ShrHoldr N/A TNA N/A
3 Elect Ronald Gilson ShrHoldr N/A TNA N/A
4 Ratification of Auditor ShrHoldr N/A TNA N/A
5 Amendment to the Long-Term Incentive Plan ShrHoldr N/A TNA N/A
6 Shareholder Proposal Regarding Advisory Vote ShrHoldr N/A TNA N/A
on Compensation
TARGET CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TGT CUSIP 87612E106 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Proxy Contest United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Fix the Number of Directors at Twelve Mgmt For For For
2 Elect Mary Dillon Mgmt For For For
3 Elect Richard Kovacevich Mgmt For For For
4 Elect George Tamke Mgmt For For For
5 Elect Solomon Trujillo Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Amendment to the Long-Term Incentive Plan Mgmt For For For
8 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation
TEXTRON INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TXT CUSIP 883203101 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: LEWIS B. CAMPBELL Mgmt For For For
2 ELECTION OF DIRECTOR: LAWRENCE K. FISH Mgmt For For For
3 ELECTION OF DIRECTOR: JOE T. FORD Mgmt For For For
4 Ratification of Auditor Mgmt For For For
TRAVELERS COMPANIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TRV CUSIP 89417E109 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Alan Beller Mgmt For For For
2 Elect John Dasburg Mgmt For For For
3 Elect Janet Dolan Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Jay Fishman Mgmt For For For
6 Elect Lawrence Graev Mgmt For For For
7 Elect Patricia Higgins Mgmt For For For
8 Elect Thomas Hodgson Mgmt For For For
9 Elect Cleve Killingsworth, Jr. Mgmt For For For
10 Elect Robert Lipp Mgmt For For For
11 Elect Blythe McGarvie Mgmt For For For
12 Elect Laurie Thomsen Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Reapproval of Material Terms of the Amended Mgmt For Against Against
and Restated 2004 Stock Incentive Plan
15 Shareholder Proposal Regarding Political ShrHoldr Against Against For
Contributions and Expenditures
U.S. BANCORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
USB CUSIP 902973304 04/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Douglas Baker, Jr. Mgmt For For For
2 Elect Y. Marc Belton Mgmt For For For
3 Elect Richard Davis Mgmt For For For
4 Elect Joel Johnson Mgmt For For For
5 Elect David O'Maley Mgmt For For For
6 Elect O'Dell Owens Mgmt For For For
7 Elect Craig Schnuck Mgmt For For For
8 Elect Patrick Stokes Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For For
COMPENSATION PROGRAM.
UNITED TECHNOLOGIES CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UTX CUSIP 913017109 04/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Louis Chenevert Mgmt For For For
1.2 Elect George David Mgmt For For For
1.3 Elect John Faraci Mgmt For For For
1.4 Elect Jean-Pierre Garnier Mgmt For For For
1.5 Elect Jamie Gorelick Mgmt For For For
1.6 Elect Carlos Gutierrez Mgmt For For For
1.7 Elect Edward Kangas Mgmt For For For
1.8 Elect Charles Lee Mgmt For For For
1.9 Elect Richard McCormick Mgmt For For For
1.10 Elect Harold McGraw III Mgmt For For For
1.11 Elect Richard Myers Mgmt For For For
1.12 Elect H. Patrick Swygert Mgmt For For For
1.13 Elect Andre Villeneuve Mgmt For For For
1.14 Elect Christine Whitman Mgmt For For For
2 APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For For
3 SHAREOWNER PROPOSAL: OFFSETS FOR FOREIGN ShrHoldr Against Against For
MILITARY SALES
UNITEDHEALTH GROUP INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UNH CUSIP 91324P102 06/02/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect William Ballard, Jr. Mgmt For For For
2 Elect Richard Burke Mgmt For For For
3 Elect Robert Darretta Mgmt For For For
4 Elect Stephen Hemsley Mgmt For For For
5 Elect Michele Hooper Mgmt For For For
6 Elect Douglas Leatherdale Mgmt For For For
7 Elect Glenn Renwick Mgmt For For For
8 Elect Kenneth Shine Mgmt For For For
9 Elect Gail Wilensky Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
VERIZON COMMUNICATIONS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VZ CUSIP 92343V104 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Richard Carrion Mgmt For For For
2 Elect M. Frances Keeth Mgmt For For For
3 Elect Robert Lane Mgmt For For For
4 Elect Sandra Moose Mgmt For For For
5 Elect Joseph Neubauer Mgmt For For For
6 Elect Donald Nicolaisen Mgmt For For For
7 Elect Thomas O'Brien Mgmt For For For
8 Elect Clarence Otis, Jr. Mgmt For For For
9 Elect Hugh Price Mgmt For For For
10 Elect Ivan Seidenberg Mgmt For For For
11 Elect John Snow Mgmt For For For
12 Elect John Stafford Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Compensation Mgmt For For For
15 2009 Long-Term Incentive Plan Mgmt For For For
16 2009 Short-Term Incentive Plan Mgmt For For For
17 Shareholder Proposal Regarding Elimination ShrHoldr Against Against For
of Stock Options
18 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
19 Shareholder Proposal Regarding Independent ShrHoldr Against Against For
Board Chairman
20 Shareholder Proposal Regarding Cumulative ShrHoldr Against Against For
Voting
21 Shareholder Proposal Regarding the Approval ShrHoldr Against Against For
of Survivor Benefits (Golden Coffins)
WALT DISNEY COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DIS CUSIP 254687106 03/10/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For For
2 ELECTION OF DIRECTOR: JOHN E. BRYSON Mgmt For For For
3 ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For For
4 ELECTION OF DIRECTOR: JUDITH L. ESTRIN Mgmt For For For
5 ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For For
6 ELECTION OF DIRECTOR: STEVEN P. JOBS Mgmt For For For
7 ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For For
8 ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For For
9 ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For For
10 ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For For
11 ELECTION OF DIRECTOR: JOHN E. PEPPER, JR. Mgmt For For For
12 ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2005 Stock Incentive Plan Mgmt For Against Against
15 Amendment to the 2002 Executive Performance Mgmt For For For
Plan
16 Shareholder Proposal Regarding Political ShrHoldr Against Against For
Contributions Reporting
17 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING ShrHoldr Against Against For
TO DEATH BENEFIT PAYMENTS.
18 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Executive Compensation (Say on Pay)
WELLS FARGO & COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WFC CUSIP 949746101 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For For
2 ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For For
3 ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For For
4 ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For For
5 ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Mgmt For For For
6 ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For For
7 ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt For For For
8 ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For For
9 ELECTION OF DIRECTOR: RICHARD D. MCCORMICK Mgmt For For For
10 ELECTION OF DIRECTOR: MACKEY J. MCDONALD Mgmt For For For
11 ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For For
12 ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For For
13 ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Mgmt For For For
14 ELECTION OF DIRECTOR: DONALD B. RICE Mgmt For For For
15 ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For For
16 ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For For
17 ELECTION OF DIRECTOR: ROBERT K. STEEL Mgmt For For For
18 ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For For
19 ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For For
20 Advisory Vote on Executive Compensation Mgmt For For For
21 Ratification of Auditor Mgmt For For For
22 Amendment to the Long-Term Incentive Mgmt For Against Against
Compensation Plan
23 Shareholder Proposal Regarding Independent ShrHoldr Against Against For
Board Chairman
24 STOCKHOLDER PROPOSAL REGARDING A REPORT ON ShrHoldr Against Against For
POLITICAL CONTRIBUTIONS.
ALCATEL-LUCENT
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ALU CUSIP 013904305 05/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accounts and Reports; Approval of Mgmt For For For
Non-Tax-Deductible Expenses
2 Consolidated Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Ratification of the Co-Option of Philippe Mgmt For For For
Camus
5 Ratification of the Co-Option of Ben Mgmt For For For
Vermaayen
6 Ratification of the Co-Option of Stuart E. Mgmt For For For
Eizenstat
7 Ratification of the Co-Option of Louis R. Mgmt For For For
Hugues
8 Ratification of the Co-Option of Jean C. Mgmt For For For
Monty
9 Ratification of the Co-Option of Olivier Piou Mgmt For For For
10 Elect Sylvia Jay Mgmt For For For
11 Elect Jean-Cyril Spinetta Mgmt For For For
12 Related Party Transaction (Thales) Mgmt For For For
13 Related Party Transaction (Philippe Camus) Mgmt For For For
14 Related Party Transactions (Ben Verwaayen) Mgmt For For For
15 Retirement Benefits (Ben Verwaayen) Mgmt For For For
16 Authority to Repurchase Shares Mgmt For For For
17 Authority to Cancel Shares and Reduce Capital Mgmt For For For
18 Authority to Issue Shares and/or Convertible Mgmt For For For
Securities w/ Preemptive Rights; Authority
to Issue Debt Instruments
19 Authority to Issue Shares and/or Convertible Mgmt For Against Against
Securities w/o Preemptive Rights; Authority
to Issue Debt Instruments
20 Authority to Increase Capital in Mgmt For Against Against
Consideration of Contributions in Kind
21 Global Ceiling on Increases in Capital Mgmt For For For
22 Authority to Increase Capital through Mgmt For For For
Capitalizations
23 Authority to Issue Shares and/or Convertible Mgmt For For For
Securities Under Employee Savings Plan
24 Authority to Carry Out Formalities Mgmt For For For
25 Transaction of Other Business Mgmt Against Against For
ALCOA INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AA CUSIP 013817101 05/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Kathryn Fuller Mgmt For For For
1.2 Elect Judith Gueron Mgmt For For For
1.3 Elect Patricia Russo Mgmt For For For
1.4 Elect Ernesto Zedillo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Stock Incentive Plan Mgmt For Against Against
4 Shareholder Proposal Regarding a Simple ShrHoldr Against For Against
Majority Vote
ALLSTATE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ALL CUSIP 020002101 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect Robert Beyer Mgmt For For For
3 Elect W. James Farrell Mgmt For For For
4 Elect Jack Greenberg Mgmt For For For
5 Elect Ronald LeMay Mgmt For For For
6 Elect H. John Riley, Jr. Mgmt For For For
7 Elect Joshua Smith Mgmt For For For
8 Elect Judith Sprieser Mgmt For For For
9 Elect Mary Taylor Mgmt For For For
10 Elect Thomas Wilson Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Annual Executive Incentive Plan Mgmt For For For
13 2009 Equity Incentive Plan Mgmt For For For
14 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
15 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
16 Shareholder Proposal Regarding Political ShrHoldr Against Against For
Contributions and Expenditure Report
AMERICAN EXPRESS COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AXP CUSIP 025816109 04/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: D.F. AKERSON Mgmt For For For
2 ELECTION OF DIRECTOR: C. BARSHEFSKY Mgmt For For For
3 ELECTION OF DIRECTOR: U.M. BURNS Mgmt For For For
4 ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For For
5 ELECTION OF DIRECTOR: P. CHERNIN Mgmt For For For
6 ELECTION OF DIRECTOR: J. LESCHLY Mgmt For For For
7 ELECTION OF DIRECTOR: R.C. LEVIN Mgmt For For For
8 ELECTION OF DIRECTOR: R.A. MCGINN Mgmt For For For
9 ELECTION OF DIRECTOR: E.D. MILLER Mgmt For For For
10 ELECTION OF DIRECTOR: S.S REINEMUND Mgmt For For For
11 ELECTION OF DIRECTOR: R.D. WALTER Mgmt For For For
12 ELECTION OF DIRECTOR: R.A. WILLIAMS Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 ADVISORY (NON-BINDING) VOTE APPROVING Mgmt For For For
EXECUTIVE COMPENSATION.
15 SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE ShrHoldr Against Against For
VOTING FOR DIRECTORS.
16 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
BANK OF AMERICA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BAC CUSIP 060505104 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: WILLIAM BARNET, III Mgmt For For For
2 ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For For
3 ELECTION OF DIRECTOR: VIRGIS W. COLBERT Mgmt For For For
4 ELECTION OF DIRECTOR: JOHN T. COLLINS Mgmt For For For
5 ELECTION OF DIRECTOR: GARY L. COUNTRYMAN Mgmt For For For
6 ELECTION OF DIRECTOR: TOMMY R. FRANKS Mgmt For For For
7 ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For For
8 ELECTION OF DIRECTOR: KENNETH D. LEWIS Mgmt For For For
9 ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For For
10 ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For For
11 ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For For
12 ELECTION OF DIRECTOR: PATRICIA E. MITCHELL Mgmt For For For
13 ELECTION OF DIRECTOR: JOSEPH W. PRUEHER Mgmt For For For
14 ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI Mgmt For For For
15 ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For For
16 ELECTION OF DIRECTOR: O. TEMPLE SLOAN, JR. Mgmt For For For
17 ELECTION OF DIRECTOR: ROBERT L. TILLMAN Mgmt For For For
18 ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt For For For
19 RATIFICATION OF THE INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM FOR 2009
20 AN ADVISORY (NON-BINDING) VOTE APPROVING Mgmt For For For
EXECUTIVE COMPENSATION
21 STOCKHOLDER PROPOSAL - DISCLOSURE OF ShrHoldr Against Against For
GOVERNMENT EMPLOYMENT
22 STOCKHOLDER PROPOSAL - ADVISORY VOTE ON EXEC ShrHoldr Against Against For
COMP
23 STOCKHOLDER PROPOSAL - CUMULATIVE VOTING ShrHoldr Against Against For
24 STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER ShrHoldr Against Against For
MEETINGS
25 STOCKHOLDER PROPOSAL - INDEPENDENT BOARD ShrHoldr Against Against For
CHAIRMAN
26 STOCKHOLDER PROPOSAL - PREDATORY CREDIT CARD ShrHoldr Against Against For
LENDING PRACTICES
27 STOCKHOLDER PROPOSAL - ADOPTION OF ShrHoldr Against Against For
PRINCIPLES FOR HEALTH CARE REFORM
28 STOCKHOLDER PROPOSAL - LIMITS ON EXEC COMP ShrHoldr Against Against For
BANK OF AMERICA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BAC CUSIP 060505104 12/05/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval of the Merger Agreement Mgmt For For For
2 Amendment to the 2003 Key Associate Stock Mgmt For For For
Plan
3 Increase of Authorized Common Stock Mgmt For For For
4 Right to Adjourn Meeting Mgmt For For For
BRISTOL-MYERS SQUIBB COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BMY CUSIP 110122108 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Lamberto Andreotti Mgmt For For For
2 Elect Lewis Campbell Mgmt For For For
3 Elect James Cornelius Mgmt For For For
4 Elect Louis Freeh Mgmt For For For
5 Elect Laurie Glimcher Mgmt For For For
6 Elect Michael Grobstein Mgmt For For For
7 Elect Leif Johansson Mgmt For For For
8 Elect Alan Lacy Mgmt For For For
9 Elect Vicki Sato Mgmt For For For
10 Elect Togo West Mgmt For For For
11 Elect R. Sanders Williams Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding Disclosure of ShrHoldr Against Against For
Executive Compensation
14 Shareholder Proposal Regarding Eliminating ShrHoldr Against For Against
Supermajority Provisions
15 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
16 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
CA INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CA CUSIP 12673P105 09/09/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: RAYMOND J. BROMARK Mgmt For For For
2 ELECTION OF DIRECTOR: ALFONSE M. D AMATO Mgmt For For For
3 ELECTION OF DIRECTOR: GARY J. FERNANDES Mgmt For For For
4 ELECTION OF DIRECTOR: ROBERT E. LA BLANC Mgmt For For For
5 ELECTION OF DIRECTOR: CHRISTOPHER B. LOFGREN Mgmt For For For
6 ELECTION OF DIRECTOR: WILLIAM E. MCCRACKEN Mgmt For For For
7 ELECTION OF DIRECTOR: JOHN A. SWAINSON Mgmt For For For
8 ELECTION OF DIRECTOR: LAURA S. UNGER Mgmt For For For
9 ELECTION OF DIRECTOR: ARTHUR F. WEINBACH Mgmt For For For
10 ELECTION OF DIRECTOR: RENATO (RON) ZAMBONINI Mgmt For For For
11 Ratification of Auditor Mgmt For For For
CENTEX CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CTX CUSIP 152312104 07/10/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Barbara Alexander Mgmt For For For
1.2 Elect Timothy Eller Mgmt For For For
1.3 Elect James Postl Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVAL OF AMENDED AND RESTATED ARTICLES OF Mgmt For For For
INCORPORATION.
4 Amendment to the 2003 Annual Incentive Mgmt For For For
Compensation Plan
5 Approval of Material Terms of the 2003 Mgmt For For For
Equity Plan
6 APPROVAL OF AMENDMENTS TO 2003 EQUITY Mgmt For Against Against
INCENTIVE PLAN.
7 STOCKHOLDER PROPOSAL REGARDING CLIMATE ShrHoldr Against Against For
CHANGE.
8 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
DECLASSIFICATION OF THE BOARD.
COCA-COLA CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KO CUSIP 191216100 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: HERBERT A. ALLEN Mgmt For For For
2 ELECTION OF DIRECTOR: RONALD W. ALLEN Mgmt For For For
3 ELECTION OF DIRECTOR: CATHLEEN P. BLACK Mgmt For For For
4 ELECTION OF DIRECTOR: BARRY DILLER Mgmt For For For
5 ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For For
6 ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For For
7 ELECTION OF DIRECTOR: DONALD R. KEOUGH Mgmt For For For
8 ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO Mgmt For For For
9 ELECTION OF DIRECTOR: DONALD F. MCHENRY Mgmt For For For
10 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For For
11 ELECTION OF DIRECTOR: JAMES D. ROBINSON III Mgmt For For For
12 ELECTION OF DIRECTOR: PETER V. UEBERROTH Mgmt For For For
13 ELECTION OF DIRECTOR: JACOB WALLENBERG Mgmt For For For
14 ELECTION OF DIRECTOR: JAMES B. WILLIAMS Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 SHAREOWNER PROPOSAL REGARDING AN ADVISORY ShrHoldr Against Against For
VOTE ON EXECUTIVE COMPENSATION
17 SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT ShrHoldr Against Against For
BOARD CHAIR
18 SHAREOWNER PROPOSAL REGARDING A BOARD ShrHoldr Against Against For
COMMITTEE ON HUMAN RIGHTS
19 SHAREOWNER PROPOSAL REGARDING RESTRICTED ShrHoldr Against Against For
STOCK
COMERICA INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CMA CUSIP 200340107 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Lillian Bauder Mgmt For For For
2 Elect Richard Lindner Mgmt For For For
3 Elect Robert Taubman Mgmt For For For
4 Elect Reginald Turner Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Executive Compensation Mgmt For For For
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Declassification of the Board
CONSECO, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CNO CUSIP 208464883 05/12/2009 Take No Action
MEETING TYPE COUNTRY OF TRADE
Proxy Contest United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Roger Keith Long ShrHoldr N/A TNA N/A
1.2 Elect Donna James ShrHoldr N/A TNA N/A
1.3 Elect Debra Perry ShrHoldr N/A TNA N/A
1.4 Elect C. James Prieur ShrHoldr N/A TNA N/A
1.5 Elect Michael Tokarz ShrHoldr N/A TNA N/A
1.6 Elect R. Glenn Hilliard ShrHoldr N/A TNA N/A
1.7 Elect Neal Schneider ShrHoldr N/A TNA N/A
1.8 Elect John Turner ShrHoldr N/A TNA N/A
1.9 Elect Doreen Wright ShrHoldr N/A TNA N/A
2 Approval of the Section 382 Shareholder ShrHoldr N/A TNA N/A
Rights Plan
3 Amendment to the Long-Term Incentive Plan ShrHoldr N/A TNA N/A
4 Ratification of Auditor ShrHoldr N/A TNA N/A
CONSECO, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CNO CUSIP 208464883 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Proxy Contest United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Donna James Mgmt For For For
1.2 Elect Debra Perry Mgmt For For For
1.3 Elect C. James Prieur Mgmt For For For
1.4 Elect Philip Roberts Mgmt For For For
1.5 Elect Michael Tokarz Mgmt For For For
1.6 Elect R. Glenn Hilliard Mgmt For For For
1.7 Elect Neal Schneider Mgmt For For For
1.8 Elect John Turner Mgmt For For For
1.9 Elect Doreen Wright Mgmt For For For
2 Approval of the Section 382 Shareholder Mgmt For For For
Rights Plan
3 Amendment to the Long-Term Incentive Plan Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
CUMMINS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CMI CUSIP 231021106 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Robert Bernhard Mgmt For For For
2 Elect Robert Darnall Mgmt For For For
3 Elect Robert Herdman Mgmt For For For
4 Elect Alexis Herman Mgmt For For For
5 Elect N. Thomas Linebarger Mgmt For For For
6 Elect William Miller Mgmt For For For
7 Elect Georgia Nelson Mgmt For For For
8 Elect Theodore Solso Mgmt For For For
9 Elect Carl Ware Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Amendment to the 2003 Stock Incentive Plan Mgmt For For For
12 Reapproval of Performance Goals Under Bonus Mgmt For For For
Plans
13 Shareholder Proposal Regarding Adoption of ShrHoldr Against Against For
International Labor Organization Standards
EASTMAN CHEMICAL COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EMN CUSIP 277432100 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Stephen Demeritt Mgmt For For For
2 Elect Robert Hernandez Mgmt For For For
3 Elect Lewis Kling Mgmt For For For
4 Elect David Raisbeck Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding Adopting ShrHoldr Against Against For
Sexual Orientation and Gender Identity
Expression Anti-Bias Policy
7 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
EBAY INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EBAY CUSIP 278642103 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: MARC L. ANDREESSEN Mgmt For For For
2 ELECTION OF DIRECTOR: WILLIAM C. FORD, JR. Mgmt For For For
3 ELECTION OF DIRECTOR: DAWN G. LEPORE Mgmt For For For
4 ELECTION OF DIRECTOR: PIERRE M. OMIDYAR Mgmt For For For
5 ELECTION OF DIRECTOR: RICHARD T. SCHLOSBERG, Mgmt For For For
III
6 One-time Stock Option Exchange Program Mgmt For Against Against
7 Amendment to the 2008 Equity Incentive Award Mgmt For Against Against
Plan
8 Ratification of Auditor Mgmt For For For
ELECTRONIC DATA SYSTEMS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EDS CUSIP 285661104 07/31/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval of the Merger Agreement Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
ELI LILLY AND COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LLY CUSIP 532457108 04/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Martin Feldstein Mgmt For For For
1.2 Elect J. Erik Fyrwald Mgmt For For For
1.3 Elect Ellen Marram Mgmt For For For
1.4 Elect Douglas Oberhelman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Board Mgmt For For For
4 Amendment to the Bonus Plan Mgmt For For For
5 Shareholder Proposal Regarding Eliminating ShrHoldr Against For Against
Supermajority Provisions
6 Shareholder Proposal Regarding Simple ShrHoldr Against For Against
Majority Vote
7 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Executive Compensation (Say on Pay)
ENTERGY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ETR CUSIP 29364G103 05/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Maureen Bateman Mgmt For For For
2 Elect W. Frank Blount Mgmt For For For
3 Elect Gary Edwards Mgmt For For For
4 Elect Alexis Herman Mgmt For For For
5 Elect Donald Hintz Mgmt For For For
6 Elect J. Wayne Leonard Mgmt For For For
7 Elect Stuart Levenick Mgmt For For For
8 Elect James Nichols Mgmt For For For
9 Elect William Percy, II Mgmt For For For
10 Elect W.J. Tauzin Mgmt For For For
11 Elect Steven Wilkinson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
EXELON CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EXC CUSIP 30161N101 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Mgmt For For For
2 ELECTION OF DIRECTOR: M. WALTER D ALESSIO Mgmt For For For
3 ELECTION OF DIRECTOR: BRUCE DEMARS Mgmt For For For
4 ELECTION OF DIRECTOR: NELSON A. DIAZ Mgmt For For For
5 ELECTION OF DIRECTOR: ROSEMARIE B. GRECO Mgmt For For For
6 ELECTION OF DIRECTOR: PAUL L. JOSKOW Mgmt For For For
7 ELECTION OF DIRECTOR: JOHN M. PALMS Mgmt For For For
8 ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt For For For
9 ELECTION OF DIRECTOR: JOHN W. ROWE Mgmt For For For
10 ELECTION OF DIRECTOR: STEPHEN D. STEINOUR Mgmt For For For
11 Renewal of the Annual Incentive Plan for Mgmt For For For
Senior Executives
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding Global ShrHoldr Against Against For
Warming Report
FEDEX CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FDX CUSIP 31428X106 09/29/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For For
2 ELECTION OF DIRECTOR: AUGUST A. BUSCH IV Mgmt For For For
3 ELECTION OF DIRECTOR: JOHN A. EDWARDSON Mgmt For For For
4 ELECTION OF DIRECTOR: JUDITH L. ESTRIN Mgmt For For For
5 ELECTION OF DIRECTOR: J.R. HYDE, III Mgmt For For For
6 ELECTION OF DIRECTOR: SHIRLEY A. JACKSON Mgmt For For For
7 ELECTION OF DIRECTOR: STEVEN R. LORANGER Mgmt For For For
8 ELECTION OF DIRECTOR: GARY W. LOVEMAN Mgmt For For For
9 ELECTION OF DIRECTOR: FREDERICK W. SMITH Mgmt For For For
10 ELECTION OF DIRECTOR: JOSHUA I. SMITH Mgmt For For For
11 ELECTION OF DIRECTOR: PAUL S. WALSH Mgmt For For For
12 ELECTION OF DIRECTOR: PETER S. WILLMOTT Mgmt For For For
13 Amendment to the Incentive Stock Plan Mgmt For Against Against
14 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM.
15 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT ShrHoldr Against Against For
BOARD CHAIRMAN.
16 STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER ShrHoldr Against Against For
VOTE ON EXECUTIVE PAY.
FPL GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FPL CUSIP 302571104 05/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Sherry Barrat Mgmt For For For
1.2 Elect Robert Beall, II Mgmt For For For
1.3 Elect J. Hyatt Brown Mgmt For For For
1.4 Elect James Camaren Mgmt For For For
1.5 Elect J. Brian Ferguson Mgmt For For For
1.6 Elect Lewis Hay III Mgmt For For For
1.7 Elect Toni Jennings Mgmt For For For
1.8 Elect Oliver Kingsley, Jr. Mgmt For For For
1.9 Elect Rudy Schupp Mgmt For For For
1.10 Elect Michael Thaman Mgmt For For For
1.11 Elect Hansel Tookes, II Mgmt For For For
1.12 Elect Paul Tregurtha Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Long Term Incentive Plan Mgmt For For For
GAP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GPS CUSIP 364760108 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Adrian Bellamy Mgmt For For For
1.2 Elect Domenico De Sole Mgmt For For For
1.3 Elect Donald Fisher Mgmt For Withhold Against
1.4 Elect Robert Fisher Mgmt For Withhold Against
1.5 Elect Bob Martin Mgmt For For For
1.6 Elect Jorge Montoya Mgmt For For For
1.7 Elect Glenn Murphy Mgmt For For For
1.8 Elect James Schneider Mgmt For For For
1.9 Elect Mayo Shattuck III Mgmt For For For
1.10 Elect Kneeland Youngblood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
GENWORTH FINANCIAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GNW CUSIP 37247D106 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Frank Borelli Mgmt For For For
2 Elect Michael Fraizer Mgmt For For For
3 Elect Nancy Karch Mgmt For For For
4 Elect J. Robert Kerrey Mgmt For For For
5 Elect Risa Lavizzo-Mourey Mgmt For For For
6 Elect James Parke Mgmt For For For
7 Elect James Riepe Mgmt For For For
8 Elect Barrett Toan Mgmt For For For
9 Elect Thomas Wheeler Mgmt For For For
10 Amendment to the 2004 Omnibus Incentive Plan Mgmt For Against Against
to Permit an Equity Exchange
11 Ratification of Auditor Mgmt For For For
HOME DEPOT INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HD CUSIP 437076102 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect David Batchelder Mgmt For For For
3 Elect Francis Blake Mgmt For For For
4 Elect Ari Bousbib Mgmt For For For
5 Elect Gregory Brenneman Mgmt For For For
6 Elect Albert Carey Mgmt For For For
7 Elect Armando Codina Mgmt For For For
8 Elect Bonnie Hill Mgmt For For For
9 Elect Karen Katen Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Right to Call a Special Meeting Mgmt For For For
12 Shareholder Proposal Regarding Cumulative ShrHoldr Against Against For
Voting
13 Shareholder Proposal Regarding Special ShrHoldr Against Against For
Shareholder Meetings
14 Shareholder Proposal Regarding Employment ShrHoldr Against Against For
Diversity Report
15 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
16 Shareholder Proposal Regarding Energy Usage ShrHoldr Against Against For
INTERPUBLIC GROUP OF COS.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IPG CUSIP 460690100 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Frank Borelli Mgmt For For For
2 Elect Reginald Brack Mgmt For For For
3 Elect Jocelyn Carter-Miller Mgmt For For For
4 Elect Jill Considine Mgmt For For For
5 Elect Richard Goldstein Mgmt For For For
6 Elect Mary Steele Guilfoile Mgmt For For For
7 Elect H. John Greeniaus Mgmt For For For
8 Elect William Kerr Mgmt For For For
9 Elect Michael Roth Mgmt For For For
10 Elect David Thomas Mgmt For For For
11 2009 Performance Incentive Plan Mgmt For Against Against
12 2009 Non-Management Directors' Stock Mgmt For Against Against
Incentive Plan
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
J.C. PENNEY COMPANY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JCP CUSIP 708160106 05/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Colleen Barrett Mgmt For For For
2 Elect M. Anthony Burns Mgmt For For For
3 Elect Maxine Clark Mgmt For For For
4 Elect Thomas Engibous Mgmt For For For
5 Elect Kent Foster Mgmt For For For
6 Elect Ken Hicks Mgmt For For For
7 Elect Burl Osborne Mgmt For For For
8 Elect Leonard Roberts Mgmt For For For
9 Elect Javier Teruel Mgmt For For For
10 Elect R. Gerald Turner Mgmt For For For
11 Elect Myron Ullman, III Mgmt For For For
12 Elect Mary Beth West Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2009 Long-Term Incentive Plan Mgmt For Against Against
15 Shareholder Proposal Regarding Principles ShrHoldr Against Against For
for Health Care Reform
JOHNSON & JOHNSON
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JNJ CUSIP 478160104 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For For
2 ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For For
3 ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Mgmt For For For
4 ELECTION OF DIRECTOR: ARNOLD G. LANGBO Mgmt For For For
5 ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For For
6 ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For For
7 ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For For
8 ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For For
9 ELECTION OF DIRECTOR: DAVID SATCHER Mgmt For For For
10 ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 ADVISORY VOTE ON EXECUTIVE COMPENSATION ShrHoldr Against Against For
POLICIES AND DISCLOSURE
JPMORGAN CHASE & CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JPM CUSIP 46625H100 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Crandall Bowles Mgmt For For For
2 Elect Stephen Burke Mgmt For For For
3 Elect David Cote Mgmt For For For
4 Elect James Crown Mgmt For For For
5 Elect James Dimon Mgmt For For For
6 Elect Ellen Futter Mgmt For For For
7 Elect William Gray, III Mgmt For For For
8 Elect Laban Jackson, Jr. Mgmt For For For
9 Elect David Novak Mgmt For For For
10 Elect Lee Raymond Mgmt For For For
11 Elect William Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For
14 Shareholder Proposal Regarding Disclosure of ShrHoldr Against Against For
Prior Government Service
15 Shareholder Proposal Regarding Cumulative ShrHoldr Against Against For
Voting
16 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
17 Shareholder Proposal Regarding Report on ShrHoldr Against Against For
Credit Card Practices
18 Shareholder Proposal Regarding Key Executive ShrHoldr Against Against For
Performance Plan ("KEPP")
19 Shareholder Proposal Regarding Retention of ShrHoldr Against Against For
Shares After Retirement
20 Shareholder Proposal Regarding Carbon ShrHoldr Against Against For
Principles Report
KEYCORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KEY CUSIP 493267108 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect William Bares Mgmt For For For
1.2 Elect Carol Cartwright Mgmt For For For
1.3 Elect Kristen Manos Mgmt For For For
1.4 Elect Thomas Stevens Mgmt For For For
2 Adoption of Majority Vote for Election of Mgmt For For For
Directors
3 Amendment to Authorized Preferred Stock Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Compensation Mgmt For For For
KRAFT FOODS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KFT CUSIP 50075N104 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Ajay Banga Mgmt For For For
2 Elect Myra Hart Mgmt For For For
3 Elect Lois Juliber Mgmt For For For
4 Elect Mark Ketchum Mgmt For For For
5 Elect Richard Lerner Mgmt For For For
6 Elect John Pope Mgmt For For For
7 Elect Fedric Reynolds Mgmt For For For
8 Elect Irene Rosenfeld Mgmt For For For
9 Elect Deborah Wright Mgmt For For For
10 Elect Frank Zarb Mgmt For For For
11 Amendment to the 2005 Performance Incentive Mgmt For For For
Plan
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding the Right to ShrHoldr Against Against For
Call Special Metings
LIMITED BRANDS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LTD CUSIP 532716107 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect James Heskett Mgmt For For For
2 Elect Allan Tessler Mgmt For For For
3 Elect Abigail Wexner Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 1993 Stock Option and Mgmt For Against Against
Performance Incentive Plan
6 Repeal of Classified Board Mgmt N/A Against N/A
LORILLARD, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LO CUSIP 544147101 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Robert Almon Mgmt For For For
1.2 Elect Kit Dietz Mgmt For For For
1.3 Elect Nigel Travis Mgmt For For For
2 2008 Incentive Compensation Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
MERCK & CO., INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MRK CUSIP 589331107 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For For
2 ELECTION OF DIRECTOR: THOMAS R. CECH, PH.D. Mgmt For For For
3 ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For For
4 ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For For
5 ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE Mgmt For For For
6 ELECTION OF DIRECTOR: WILLIAM B. HARRISON, Mgmt For For For
JR.
7 ELECTION OF DIRECTOR: HARRY R. JACOBSON, M.D. Mgmt For For For
8 ELECTION OF DIRECTOR: WILLIAM N. KELLEY, M.D. Mgmt For For For
9 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For For
10 ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For For
11 ELECTION OF DIRECTOR: THOMAS E. SHENK, PH.D. Mgmt For For For
12 ELECTION OF DIRECTOR: ANNE M. TATLOCK Mgmt For For For
13 ELECTION OF DIRECTOR: SAMUEL O. THIER, M.D. Mgmt For For For
14 ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For For
15 ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Authorization of Board to Set Board Size Mgmt For For For
18 STOCKHOLDER PROPOSAL CONCERNING SPECIAL ShrHoldr Against Against For
SHAREHOLDER MEETINGS
19 STOCKHOLDER PROPOSAL CONCERNING AN ShrHoldr Against Against For
INDEPENDENT LEAD DIRECTOR
20 STOCKHOLDER PROPOSAL CONCERNING AN ADVISORY ShrHoldr Against Against For
VOTE ON EXECUTIVE COMPENSATION
METLIFE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MET CUSIP 59156R108 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect C. Robert Henrikson Mgmt For For For
1.2 Elect John Keane Mgmt For For For
1.3 Elect Catherine Kinney Mgmt For For For
1.4 Elect Hugh Price Mgmt For For For
1.5 Elect Kenton Sicchitano Mgmt For For For
2 REAPPROVAL OF THE METLIFE, INC. 2005 STOCK Mgmt For Against Against
AND INCENTIVE COMPENSATION PLAN
3 Ratification of Auditor Mgmt For For For
MICROSOFT CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MSFT CUSIP 594918104 11/19/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For For
2 ELECTION OF DIRECTOR: JAMES I. CASH JR. Mgmt For For For
3 ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For For
4 ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For For
5 ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Mgmt For For For
6 ELECTION OF DIRECTOR: REED HASTINGS Mgmt For For For
7 ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For For
8 ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For For
9 ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For For
10 Executive Officer Incentive Plan Mgmt For For For
11 Amendment to the 1999 Stock Option Plan for Mgmt For For For
Non-Employee Directors
12 Ratification of Auditor Mgmt For For For
13 SHAREHOLDER PROPOSAL - ADOPTION OF POLICIES ShrHoldr Against Against For
ON INTERNET CENSORSHIP.
14 SHAREHOLDER PROPOSAL - ESTABLISHMENT OF ShrHoldr Against Against For
BOARD COMMITTEE ON HUMAN RIGHTS.
15 SHAREHOLDER PROPOSAL - DISCLOSURE OF ShrHoldr Against Against For
CHARITABLE CONTRIBUTIONS.
NORTHROP GRUMMAN CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NOC CUSIP 666807102 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Lewis Coleman Mgmt For For For
2 Elect Thomas Fargo Mgmt For For For
3 Elect Victor Fazio Mgmt For For For
4 Elect Donald Felsinger Mgmt For For For
5 Elect Stephen Frank Mgmt For For For
6 Elect Bruce Gordon Mgmt For For For
7 Elect Madeleine Kleiner Mgmt For For For
8 Elect Karl Krapek Mgmt For For For
9 Elect Richard Myers Mgmt For For For
10 Elect Aulana Peters Mgmt For For For
11 Elect Kevin Sharer Mgmt For For For
12 Elect Ronald Sugar Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding a Report on ShrHoldr Against Against For
Space Based Weapons
15 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
16 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
Special Meetings
ORACLE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ORCL CUSIP 68389X105 10/10/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Jeffrey Henley Mgmt For Withhold Against
1.2 Elect Lawrence Ellison Mgmt For For For
1.3 Elect Donald Lucas Mgmt For For For
1.4 Elect Michael Boskin Mgmt For For For
1.5 Elect Jack Kemp Mgmt For For For
1.6 Elect Jeffrey Berg Mgmt For For For
1.7 Elect Safra Catz Mgmt For Withhold Against
1.8 Elect Hector Garcia-Molina Mgmt For For For
1.9 Elect H. Raymond Bingham Mgmt For For For
1.10 Elect Charles Phillips, Jr. Mgmt For Withhold Against
1.11 Elect Naomi Seligman Mgmt For For For
1.12 Elect George Conrades Mgmt For For For
1.13 Elect Bruce Chizen Mgmt For For For
2 2009 Executive Bonus Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON ShrHoldr Against Against For
EXECUTIVE COMPENSATION.
PACCAR INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PCAR CUSIP 693718108 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Mark Pigott Mgmt For For For
1.2 Elect William Reed, Jr. Mgmt For For For
1.3 Elect Warren Staley Mgmt For For For
1.4 Elect Charles Williamson Mgmt For For For
2 STOCKHOLDER PROPOSAL REGARDING THE ANNUAL ShrHoldr Against Against For
ELECTION OF ALL DIRECTORS
3 STOCKHOLDER PROPOSAL REGARDING A DIRECTOR ShrHoldr Against For Against
VOTE THRESHOLD
PFIZER INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PFE CUSIP 717081103 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For For
2 ELECTION OF DIRECTOR: MICHAEL S. BROWN Mgmt For For For
3 ELECTION OF DIRECTOR: M. ANTHONY BURNS Mgmt For For For
4 ELECTION OF DIRECTOR: ROBERT N. BURT Mgmt For For For
5 ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For For
6 ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For For
7 ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For For
8 ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For For
9 ELECTION OF DIRECTOR: JEFFREY B. KINDLER Mgmt For For For
10 ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For For
11 ELECTION OF DIRECTOR: DANA G. MEAD Mgmt For For For
12 ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For For
13 ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For For
14 ELECTION OF DIRECTOR: WILLIAM C. STEERE, JR. Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Amendment to the 2004 Stock Plan Mgmt For Against Against
17 SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS. ShrHoldr Against Against For
18 SHAREHOLDER PROPOSAL REGARDING ADVISORY VOTE ShrHoldr Against Against For
ON EXECUTIVE COMPENSATION.
19 SHAREHOLDER PROPOSAL REGARDING CUMULATIVE ShrHoldr Against Against For
VOTING.
20 SHAREHOLDER PROPOSAL REGARDING SPECIAL ShrHoldr Against Against For
SHAREHOLDER MEETINGS.
PHILIP MORRIS INTERNATIONAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PM CUSIP 718172109 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Harold Brown Mgmt For For For
2 Elect Mathis Cabiallavetta Mgmt For For For
3 Elect Louis Camilleri Mgmt For For For
4 Elect J. Dudley Fishburn Mgmt For For For
5 Elect Graham MacKay Mgmt For For For
6 Elect Sergio Marchionne Mgmt For For For
7 Elect Lucio Noto Mgmt For For For
8 Elect Carlos Slim Helu Mgmt For For For
9 Elect Stephen Wolf Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Approval of Material Terms of the 2008 Mgmt For For For
Performance Incentive Plan
PNC FINANCIAL SERVICES GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PNC CUSIP 693475105 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: MR. BERNDT Mgmt For For For
2 ELECTION OF DIRECTOR: MR. BUNCH Mgmt For For For
3 ELECTION OF DIRECTOR: MR. CHELLGREN Mgmt For For For
4 ELECTION OF DIRECTOR: MR. CLAY Mgmt For For For
5 ELECTION OF DIRECTOR: MS. JAMES Mgmt For For For
6 ELECTION OF DIRECTOR: MR. KELSON Mgmt For For For
7 ELECTION OF DIRECTOR: MR. LINDSAY Mgmt For For For
8 ELECTION OF DIRECTOR: MR. MASSARO Mgmt For For For
9 ELECTION OF DIRECTOR: MS. PEPPER Mgmt For For For
10 ELECTION OF DIRECTOR: MR. ROHR Mgmt For For For
11 ELECTION OF DIRECTOR: MR. SHEPARD Mgmt For For For
12 ELECTION OF DIRECTOR: MS. STEFFES Mgmt For For For
13 ELECTION OF DIRECTOR: MR. STRIGL Mgmt For For For
14 ELECTION OF DIRECTOR: MR. THIEKE Mgmt For For For
15 ELECTION OF DIRECTOR: MR. USHER Mgmt For For For
16 ELECTION OF DIRECTOR: MR. WALLS Mgmt For For For
17 ELECTION OF DIRECTOR: MR. WEHMEIER Mgmt For For For
18 Employee Stock Purchase Plan Mgmt For For For
19 Ratification of Auditor Mgmt For For For
20 APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION.
21 Shareholder Proposal Regarding Retention of ShrHoldr Against Against For
Shares After Retirement
PRUDENTIAL FINANCIAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PRU CUSIP 744320102 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Thomas Baltimore Jr. Mgmt For For For
2 Elect Frederic Becker Mgmt For For For
3 Elect Gordon Bethune Mgmt For For For
4 Elect Gaston Caperton Mgmt For For For
5 Elect Gilbert Casellas Mgmt For For For
6 Elect James Cullen Mgmt For For For
7 Elect William Gray, III Mgmt For For For
8 Elect Mark Grier Mgmt For For For
9 Elect Jon Hanson Mgmt For For For
10 Elect Constance Horner Mgmt For For For
11 Elect Karl Krapek Mgmt For For For
12 Elect Christine Poon Mgmt For For For
13 Elect John Strangfield Mgmt For For For
14 Elect James Unruh Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
17 Shareholder Proposal Regarding Independent ShrHoldr Against Against For
Board Chairman
ROYAL DUTCH SHELL PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RDSB CUSIP 780259107 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Simon Henry Mgmt For Abstain Against
4 Elect Lord Kerr Mgmt For For For
5 Elect Wim Kok Mgmt For For For
6 Elect Nick Land Mgmt For For For
7 Elect Jorma Ollila Mgmt For For For
8 Elect Jeroen van der Veer Mgmt For For For
9 Elect Hans Wijers Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Auditor's Fees Mgmt For For For
12 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
13 Authority to Issue Shares w/o Preemptive Mgmt For Against Against
Rights
14 Authority to Repurchase Shares Mgmt For For For
15 EU Political Donations Mgmt For For For
SAFEWAY INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SWY CUSIP 786514208 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Steven Burd Mgmt For For For
2 Elect Janet Grove Mgmt For For For
3 Elect Mohan Gyani Mgmt For For For
4 Elect Paul Hazen Mgmt For For For
5 Elect Frank Herringer Mgmt For For For
6 Elect Robert MacDonnell Mgmt For For For
7 Elect Kenneth Oder Mgmt For For For
8 Elect Rebecca Stirn Mgmt For For For
9 Elect William Tauscher Mgmt For For For
10 Elect Raymond Viault Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding Cumulative ShrHoldr Against Against For
Voting
13 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
14 Shareholder Proposal Regarding Limitation on ShrHoldr Against Against For
Future Death Benefits (Golden Coffins)
SCHERING-PLOUGH CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SGP CUSIP 806605101 05/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Thomas Colligan Mgmt For For For
1.2 Elect Fred Hassan Mgmt For For For
1.3 Elect C. Robert Kidder Mgmt For For For
1.4 Elect Eugene McGrath Mgmt For For For
1.5 Elect Antonio Perez Mgmt For For For
1.6 Elect Patricia Russo Mgmt For For For
1.7 Elect Jack Stahl Mgmt For For For
1.8 Elect Craig Thompson Mgmt For For For
1.9 Elect Kathryn Turner Mgmt For For For
1.10 Elect Robert van Oordt Mgmt For For For
1.11 Elect Arthur Weinbach Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Cumulative ShrHoldr Against Against For
Voting
4 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
Special Meeting
SUNTRUST BANKS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STI CUSIP 867914103 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Alston Correll Mgmt For For For
1.2 Elect Patricia Frist Mgmt For For For
1.3 Elect Blake Garrett Mgmt For For For
1.4 Elect David Hughes Mgmt For For For
1.5 Elect M. Douglas Ivester Mgmt For For For
1.6 Elect G. Gilmer Minor, III Mgmt For For For
1.7 Elect James Wells III Mgmt For For For
1.8 Elect Karen Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 PROPOSAL TO APPROVE THE SUNTRUST BANKS, INC. Mgmt For Against Against
2009 STOCK PLAN.
4 Advisory Vote on Executive Compensation Mgmt For For For
TEXAS INSTRUMENTS INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TXN CUSIP 882508104 04/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: J.R. ADAMS Mgmt For For For
2 ELECTION OF DIRECTOR: D.L. BOREN Mgmt For For For
3 ELECTION OF DIRECTOR: D.A. CARP Mgmt For For For
4 ELECTION OF DIRECTOR: C.S. COX Mgmt For For For
5 ELECTION OF DIRECTOR: D.R. GOODE Mgmt For For For
6 ELECTION OF DIRECTOR: S.P. MACMILLAN Mgmt For For For
7 ELECTION OF DIRECTOR: P.H. PATSLEY Mgmt For For For
8 ELECTION OF DIRECTOR: W.R. SANDERS Mgmt For For For
9 ELECTION OF DIRECTOR: R.J. SIMMONS Mgmt For For For
10 ELECTION OF DIRECTOR: R.K. TEMPLETON Mgmt For For For
11 ELECTION OF DIRECTOR: C.T. WHITMAN Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 2009 Long-Term Incentive Plan Mgmt For Against Against
14 2009 Director Compensation Plan Mgmt For Against Against
15 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF ShrHoldr Against Against For
ROLES OF CHAIRMAN AND CEO.
TRAVELERS COMPANIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TRV CUSIP 89417E109 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Alan Beller Mgmt For For For
2 Elect John Dasburg Mgmt For For For
3 Elect Janet Dolan Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Jay Fishman Mgmt For For For
6 Elect Lawrence Graev Mgmt For For For
7 Elect Patricia Higgins Mgmt For For For
8 Elect Thomas Hodgson Mgmt For For For
9 Elect Cleve Killingsworth, Jr. Mgmt For For For
10 Elect Robert Lipp Mgmt For For For
11 Elect Blythe McGarvie Mgmt For For For
12 Elect Laurie Thomsen Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Reapproval of Material Terms of the Amended Mgmt For Against Against
and Restated 2004 Stock Incentive Plan
15 Shareholder Proposal Regarding Political ShrHoldr Against Against For
Contributions and Expenditures
TYCO ELECTRONICS, LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TEL CUSIP G9144P105 06/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Reincorporation from Bermuda to Switzerland Mgmt For For For
2 Elimination of Supermajority Voting Mgmt For For For
Requirement
3 Increase in Registered Share Capital Mgmt For For For
4 Approval of Dividend in the Form of a Mgmt For For For
Reduction of Registered Captial
5 Confirmation of Swiss Law as the Mgmt For For For
Authoritative Legislation Governing the
Company
6 Approve Company Name Mgmt For For For
7 Change of Company Purpose Mgmt For For For
8 Approval of the Swiss Articles of Association Mgmt For For For
9 Approval of Schaffhausen, Switzerland as the Mgmt For For For
Company's Principal Place of Business
10 Appointment of Special Auditor Mgmt For For For
11 Appointment of Statutory Auditor Mgmt For For For
12 Amendments to Articles to Limit the Number Mgmt For Against Against
of Shares that may be Registered and/or
Voted by a Single Shareholder or Group to
15% of the Registered Share Capital
13 Adoption of Supermajority Voting Requirement Mgmt For Against Against
14 Right to Adjourn Meeting Mgmt For For For
TYCO ELECTRONICS, LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TEL CUSIP G9144P105 06/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Pierre Brondeau Mgmt For For For
1.2 Elect Ram Charan Mgmt For For For
1.3 Elect Juergen Gromer Mgmt For For For
1.4 Elect Robert Hernandez Mgmt For For For
1.5 Elect Thomas Lynch Mgmt For For For
1.6 Elect Daniel Phelan Mgmt For For For
1.7 Elect Frederic Poses Mgmt For For For
1.8 Elect Lawrence Smith Mgmt For For For
1.9 Elect Paula Sneed Mgmt For For For
1.10 Elect David Steiner Mgmt For For For
1.11 Elect John Van Scoter Mgmt For For For
2 Amendment to the 2007 Stock and Incentive Mgmt For For For
Plan
3 Appointment of Auditor and Authority to Set Mgmt For For For
Fees
TYCO INTERNATIONAL LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TYC CUSIP G9143X208 03/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Reincorporation from Bermuda to Switzerland Mgmt For For For
2 Change of Par Value Mgmt For For For
3 TO CONSIDER AND APPROVE THE NAME OF TYCO Mgmt For For For
INTERNATIONAL LTD.
4 Change of Company Purpose Mgmt For For For
5 Approval of the Swiss Articles of Association Mgmt For For For
6 Confirmation of Swiss Law as the Mgmt For For For
Authoritative Legislation Governing the
Company
7 Approval of Schaffhausen, Switzerland as the Mgmt For For For
Company's Principal Place of Business
8 Appointment of Special Auditor Mgmt For For For
9 Appointment of Statutory Auditor Mgmt For For For
10 Approval of Dividend in the Form of a Mgmt For For For
Reduction of Registered Captial
11 Right to Adjourn Meeting Mgmt For For For
TYCO INTERNATIONAL LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TYC CUSIP G9143X208 03/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Edward Breen Mgmt For For For
1.2 Elect Timothy Donahue Mgmt For For For
1.3 Elect Brian Duperreault Mgmt For For For
1.4 Elect Bruce Gordon Mgmt For For For
1.5 Elect Rajiv Gupta Mgmt For For For
1.6 Elect John Krol Mgmt For For For
1.7 Elect Brendan O'Neill Mgmt For For For
1.8 Elect William Stavropoulos Mgmt For For For
1.9 Elect Sandra Wijnberg Mgmt For For For
1.10 Elect Jerome York Mgmt For For For
1.11 Elect R. David Yost Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 AMENDMENTS TO THE COMPANY S 2004 STOCK AND Mgmt For Against Against
INCENTIVE PLAN.
UNILEVER PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UL CUSIP 904767704 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Jim Lawrence Mgmt For For For
5 Elect Paul Polman Mgmt For For For
6 Elect Lord Brittan of Spennithorne Mgmt For For For
7 Elect Wim Dik Mgmt For For For
8 Elect Charles Golden Mgmt For For For
9 Elect Byron Grote Mgmt For For For
10 Elect N. R. Narayana Murthy Mgmt For For For
11 Elect Hixonia Nyasulu Mgmt For For For
12 Elect K.J. Storm Mgmt For For For
13 Elect Michael Treschow Mgmt For For For
14 Elect Jeroen van der Veer Mgmt For For For
15 Elect Louise Fresco Mgmt For For For
16 Elect Ann Fudge Mgmt For For For
17 Elect Paul Walsh Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Authority to Set Auditor's Fees Mgmt For For For
20 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
21 Authority to Issue Shares w/o Preemptive Mgmt For Against Against
Rights
22 Authority to Repurchase Shares Mgmt For For For
23 Authorization of Political Donations Mgmt For For For
24 Authority to Set General Meeting Notice Mgmt For For For
Period at 14 Days
25 Amendments to Equalisation Agreement Mgmt For For For
26 Amendments to Equalisation Agreement Mgmt For For For
WACHOVIA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WB CUSIP 929903102 12/23/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval of the Merger Agreement Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
WAL-MART STORES INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WMT CUSIP 931142103 06/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Aida Alvarez Mgmt For For For
2 Elect James Breyer Mgmt For For For
3 Elect M. Michele Burns Mgmt For For For
4 Elect James Cash, Jr. Mgmt For For For
5 Elect Roger Corbett Mgmt For For For
6 Elect Douglas Daft Mgmt For For For
7 Elect Michael Duke Mgmt For For For
8 Elect Gregory Penner Mgmt For Against Against
9 Elect Allen Questrom Mgmt For For For
10 Elect H. Lee Scott, Jr. Mgmt For Against Against
11 Elect Arne Sorenson Mgmt For For For
12 Elect Jim Walton Mgmt For Against Against
13 Elect S. Robson Walton Mgmt For Against Against
14 Elect Christopher Williams Mgmt For For For
15 Elect Linda Wolf Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal Regarding Adopting ShrHoldr Against Against For
Sexual Orientation and Gender Identity
Expression Anti-Bias Policy
18 Shareholder Proposal Regarding Pay for ShrHoldr Against Against For
Superior Performance
19 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
20 Shareholder Proposal Regarding Reviewing ShrHoldr Against Against For
Political Contributions and Expenditures
Report
21 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
22 Shareholder Proposal Regarding Incentive ShrHoldr Against Against For
Compensation in the Form of Stock Options
WELLS FARGO & COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WFC CUSIP 949746101 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For For
2 ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For For
3 ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For For
4 ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For For
5 ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Mgmt For For For
6 ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For For
7 ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt For For For
8 ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For For
9 ELECTION OF DIRECTOR: RICHARD D. MCCORMICK Mgmt For For For
10 ELECTION OF DIRECTOR: MACKEY J. MCDONALD Mgmt For For For
11 ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For For
12 ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For For
13 ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Mgmt For For For
14 ELECTION OF DIRECTOR: DONALD B. RICE Mgmt For For For
15 ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For For
16 ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For For
17 ELECTION OF DIRECTOR: ROBERT K. STEEL Mgmt For For For
18 ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For For
19 ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For For
20 Advisory Vote on Executive Compensation Mgmt For For For
21 Ratification of Auditor Mgmt For For For
22 Amendment to the Long-Term Incentive Mgmt For Against Against
Compensation Plan
23 Shareholder Proposal Regarding Independent ShrHoldr Against Against For
Board Chairman
24 STOCKHOLDER PROPOSAL REGARDING A REPORT ON ShrHoldr Against Against For
POLITICAL CONTRIBUTIONS.
XL CAPITAL LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
XL CUSIP G98255105 04/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Dale Comey Mgmt For For For
1.2 Elect Robert Glauber Mgmt For For For
1.3 Elect G. Thompson Hutton Mgmt For For For
2 Amendment to the 1991 Performance Incentive Mgmt For For For
Program
3 Amendment to the Directors Stock & Option Mgmt For For For
Plan
4 Ratification of Auditor Mgmt For For For
ZIMMER HOLDINGS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ZMH CUSIP 98956P102 05/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Besty Bernard Mgmt For For For
2 Elect Marc Casper Mgmt For For For
3 Elect David Dvorak Mgmt For For For
4 Elect Robert Hagemann Mgmt For For For
5 Elect Arthur Higgins Mgmt For For For
6 Elect Cecil Pickett Mgmt For For For
7 Elect Augustus White, III Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 2009 Stock Incentive Plan Mgmt For Against Against
10 Amendment to the Stock Plan for Non-Employee Mgmt For Against Against
Directors
11 Extension of the Deferred Compensation Plan Mgmt For Against Against
for Non-Employee Directors
AFLAC INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AFL CUSIP 001055102 05/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Daniel Amos Mgmt For For For
2 Elect John Amos, II Mgmt For Against Against
3 Elect Paul Amos, II Mgmt For Against Against
4 Elect Yoshiro Aoki Mgmt For Against Against
5 Elect Michael Armacost Mgmt For For For
6 Elect Kriss Cloninger, III Mgmt For Against Against
7 Elect Joe Harris Mgmt For Against Against
8 Elect Elizabeth Hudson Mgmt For For For
9 Elect Kenneth Janke, Sr. Mgmt For Against Against
10 Elect Douglas Johnson Mgmt For For For
11 Elect Robert Johnson Mgmt For For For
12 Elect Charles Knapp Mgmt For For For
13 Elect E. Stephen Purdom Mgmt For Against Against
14 Elect Barbara Rimer Mgmt For For For
15 Elect Marvin Schuster Mgmt For For For
16 Elect David Thompson Mgmt For For For
17 Elect Robert Wright Mgmt For For For
18 Advisory Vote on Executive Compensation Mgmt For For For
19 Ratification of Auditor Mgmt For For For
AIR PRODUCTS & CHEMICALS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
APD CUSIP 009158106 01/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Mario Baeza Mgmt For For For
1.2 Elect Edward Hagenlocker Mgmt For For For
1.3 Elect John McGlade Mgmt For For For
1.4 Elect Charles Noski Mgmt For For For
2 Ratification of Auditor Mgmt For For For
APPLE INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AAPL CUSIP 037833100 02/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect William Campbell Mgmt For For For
1.2 Elect Millard Drexler Mgmt For For For
1.3 Elect Albert Gore, Jr. Mgmt For For For
1.4 Elect Steven Jobs Mgmt For For For
1.5 Elect Andrea Jung Mgmt For For For
1.6 Elect Arthur Levinson Mgmt For For For
1.7 Elect Eric Schmidt Mgmt For For For
1.8 Elect Jerome York Mgmt For For For
2 Shareholder Proposal Regarding Political ShrHoldr Against Against For
Contributions and Expenditure Report
3 Shareholder Proposal Regarding Adoption of ShrHoldr Against Against For
Principles for Health Care Reform
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability Report
5 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
ARCHER-DANIELS-MIDLAND COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ADM CUSIP 039483102 11/06/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: G.W. BUCKLEY Mgmt For For For
2 ELECTION OF DIRECTOR: M.H. CARTER Mgmt For For For
3 ELECTION OF DIRECTOR: V.F. HAYNES Mgmt For For For
4 ELECTION OF DIRECTOR: A. MACIEL Mgmt For For For
5 ELECTION OF DIRECTOR: P.J. MOORE Mgmt For For For
6 ELECTION OF DIRECTOR: M.B. MULRONEY Mgmt For For For
7 ELECTION OF DIRECTOR: T.F. O NEILL Mgmt For For For
8 ELECTION OF DIRECTOR: K.R. WESTBROOK Mgmt For For For
9 ELECTION OF DIRECTOR: P.A. WOERTZ Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 ADOPT STOCKHOLDER S PROPOSAL REGARDING ShrHoldr Against Against For
GLOBAL HUMAN RIGHTS STANDARDS.
BANK OF AMERICA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BAC CUSIP 060505104 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: WILLIAM BARNET, III Mgmt For For For
2 ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For For
3 ELECTION OF DIRECTOR: VIRGIS W. COLBERT Mgmt For For For
4 ELECTION OF DIRECTOR: JOHN T. COLLINS Mgmt For For For
5 ELECTION OF DIRECTOR: GARY L. COUNTRYMAN Mgmt For For For
6 ELECTION OF DIRECTOR: TOMMY R. FRANKS Mgmt For For For
7 ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For For
8 ELECTION OF DIRECTOR: KENNETH D. LEWIS Mgmt For For For
9 ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For For
10 ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For For
11 ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For For
12 ELECTION OF DIRECTOR: PATRICIA E. MITCHELL Mgmt For For For
13 ELECTION OF DIRECTOR: JOSEPH W. PRUEHER Mgmt For For For
14 ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI Mgmt For For For
15 ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For For
16 ELECTION OF DIRECTOR: O. TEMPLE SLOAN, JR. Mgmt For For For
17 ELECTION OF DIRECTOR: ROBERT L. TILLMAN Mgmt For For For
18 ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt For For For
19 RATIFICATION OF THE INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM FOR 2009
20 AN ADVISORY (NON-BINDING) VOTE APPROVING Mgmt For For For
EXECUTIVE COMPENSATION
21 STOCKHOLDER PROPOSAL - DISCLOSURE OF ShrHoldr Against Against For
GOVERNMENT EMPLOYMENT
22 STOCKHOLDER PROPOSAL - ADVISORY VOTE ON EXEC ShrHoldr Against Against For
COMP
23 STOCKHOLDER PROPOSAL - CUMULATIVE VOTING ShrHoldr Against Against For
24 STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER ShrHoldr Against Against For
MEETINGS
25 STOCKHOLDER PROPOSAL - INDEPENDENT BOARD ShrHoldr Against Against For
CHAIRMAN
26 STOCKHOLDER PROPOSAL - PREDATORY CREDIT CARD ShrHoldr Against Against For
LENDING PRACTICES
27 STOCKHOLDER PROPOSAL - ADOPTION OF ShrHoldr Against Against For
PRINCIPLES FOR HEALTH CARE REFORM
28 STOCKHOLDER PROPOSAL - LIMITS ON EXEC COMP ShrHoldr Against Against For
BAXTER INTERNATIONAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BAX CUSIP 071813109 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Walter Boomer Mgmt For For For
2 Elect James Gavin III Mgmt For For For
3 Elect Peter Hellman Mgmt For For For
4 Elect K.J. Storm Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding Animal Testing ShrHoldr Against Against For
BOEING COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BA CUSIP 097023105 04/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: JOHN H. BIGGS Mgmt For For For
2 ELECTION OF DIRECTOR: JOHN E. BRYSON Mgmt For For For
3 ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. Mgmt For For For
4 ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For For
5 ELECTION OF DIRECTOR: WILLIAM M. DALEY Mgmt For For For
6 ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For For
7 ELECTION OF DIRECTOR: JOHN F. MCDONNELL Mgmt For For For
8 ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. Mgmt For For For
9 ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For For For
10 AMENDMENT TO THE BOEING COMPANY 2003 Mgmt For Against Against
INCENTIVE STOCK PLAN.
11 Ratification of Auditor Mgmt For For For
12 ADOPT CUMULATIVE VOTING. ShrHoldr Against Against For
13 REQUIRE ADVISORY VOTE ON NAMED EXECUTIVE ShrHoldr Against Against For
OFFICER COMPENSATION.
14 ADOPT HEALTH CARE PRINCIPLES. ShrHoldr Against Against For
15 PREPARE A REPORT ON FOREIGN MILITARY SALES. ShrHoldr Against Against For
16 REQUIRE AN INDEPENDENT LEAD DIRECTOR. ShrHoldr Against Against For
17 REQUIRE SHAREHOLDER APPROVAL OF FUTURE ShrHoldr Against Against For
SEVERANCE ARRANGEMENTS.
18 REQUIRE DISCLOSURE OF POLITICAL ShrHoldr Against Against For
CONTRIBUTIONS.
CHARLES SCHWAB CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SCHW CUSIP 808513105 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Nancy Bechtle Mgmt For For For
2 Elect Walter Bettinger II Mgmt For For For
3 Elect C. Preston Butcher Mgmt For For For
4 Shareholder Proposal Regarding Political ShrHoldr Against Against For
Contributions and Expenditure Report
5 Shareholder Proposal Regarding the Approval ShrHoldr Against Against For
of Survivor Benefits (Golden Coffins)
6 Shareholder Proposal Regarding Corporate ShrHoldr Against Against For
Executive Bonus Plan
CONAGRA FOODS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CAG CUSIP 205887102 09/25/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Mogens Bay Mgmt For For For
1.2 Elect Stephen Butler Mgmt For For For
1.3 Elect Steven Goldstone Mgmt For For For
1.4 Elect W.G. Jurgensen Mgmt For For For
1.5 Elect Ruth Ann Marshall Mgmt For For For
1.6 Elect Gary Rodkin Mgmt For For For
1.7 Elect Andrew Schindler Mgmt For For For
1.8 Elect Kenneth Stinson Mgmt For For For
2 RATIFY THE APPOINTMENT OF INDEPENDENT Mgmt For For For
AUDITORS
CONOCOPHILLIPS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
COP CUSIP 20825C104 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Richard Armitage Mgmt For For For
2 Elect Richard Auchinleck Mgmt For For For
3 Elect James Copeland Jr. Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Ruth Harkin Mgmt For For For
6 Elect Harold McGraw III Mgmt For For For
7 Elect James Mulva Mgmt For For For
8 Elect Harald Norvik Mgmt For For For
9 Elect William Reilly Mgmt For For For
10 Elect Bobby Shackouls Mgmt For For For
11 Elect Victoria Tschinkel Mgmt For For For
12 Elect Kathryn Turner Mgmt For For For
13 Elect William Wade, Jr. Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 2009 Omnibus Stock and Performance Incentive Mgmt For For For
Plan
16 Shareholder Proposal Regarding Adoption of ShrHoldr Against Against For
Principles for Health Care Reform
17 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
18 Shareholder Proposal Regarding Political ShrHoldr Against Against For
Contributions and Expenditure Report
19 Shareholder Proposal Regarding Reporting and ShrHoldr Against Against For
Reducing Greenhouse Gas Emissions
20 Shareholder Proposal Regarding Report on Oil ShrHoldr Against Against For
Sands Operations
21 Shareholder Proposal Regarding Director ShrHoldr Against Against For
Qualifications
DEERE & COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DE CUSIP 244199105 02/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For For
2 ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For For
3 ELECTION OF DIRECTOR: CLAYTON M. JONES Mgmt For For For
4 ELECTION OF DIRECTOR: THOMAS H. PATRICK Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 STOCKHOLDER PROPOSAL #1 - ANNUAL ELECTION OF ShrHoldr For For For
DIRECTORS
7 STOCKHOLDER PROPOSAL #2 - ADVISORY VOTE ON ShrHoldr Against Against For
EXECUTIVE COMPENSATION
8 STOCKHOLDER PROPOSAL #3 - SEPARATION OF CEO ShrHoldr Against Against For
AND CHAIRMAN RESPONSIBILITIES
DIAGEO PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DEO CUSIP 25243Q205 10/15/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 REPORT AND ACCOUNTS 2008 Mgmt For For For
2 DIRECTORS REMUNERATION REPORT 2008 Mgmt For For For
3 DECLARATION OF FINAL DIVIDEND Mgmt For For For
4 Elect Franz Humer Mgmt For For For
5 Elect Maria Lilja Mgmt For For For
6 Elect William Shanahan Mgmt For For For
7 Elect H. Todd Stitzer Mgmt For For For
8 Elect Philip Scott Mgmt For For For
9 RE-APPOINTMENT AND REMUNERATION OF AUDITOR Mgmt For For For
10 AUTHORITY TO ALLOT RELEVANT SECURITIES Mgmt For For For
11 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For Against Against
12 AUTHORITY TO PURCHASE OWN ORDINARY SHARES Mgmt For For For
13 AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR Mgmt For For For
TO INCUR POLITICAL EXPENDITURE
14 ADOPTION OF THE DIAGEO PLC 2008 PERFORMANCE Mgmt For For For
SHARE PLAN
15 ADOPTION OF THE DIAGEO PLC 2008 SENIOR Mgmt For For For
EXECUTIVE SHARE OPTION PLAN
16 AUTHORITY TO ESTABLISH INTERNATIONAL SHARE Mgmt For For For
PLANS
17 AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt For For For
DOMINION RESOURCES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
D CUSIP 25746U109 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Peter Brown Mgmt For For For
2 Elect George Davidson, Jr. Mgmt For For For
3 Elect Thomas Farrell, II Mgmt For For For
4 Elect John Harris Mgmt For For For
5 Elect Robert Jepson, Jr. Mgmt For For For
6 Elect Mark Kington Mgmt For For For
7 Elect Benjamin Lambert, III Mgmt For For For
8 Elect Margeret McKenna Mgmt For For For
9 Elect Frank Royal Mgmt For For For
10 Elect David Wollard Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2005 Incentive Compensation Mgmt For Against Against
Plan
13 Shareholder Proposal Regarding Fossil Fuel ShrHoldr Against Against For
Reduction
14 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
15 Shareholder Proposal Regarding Approval of ShrHoldr Against Against For
SERP Benefits
EAST WEST BANCORP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EWBC CUSIP 27579R104 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Peggy Cherng Mgmt For For For
1.2 Elect Rudolph Estrada Mgmt For For For
1.3 Elect Julia Gouw Mgmt For For For
1.4 Elect Andrew Kane Mgmt For For For
1.5 Elect John Lee Mgmt For For For
1.6 Elect Herman Li Mgmt For For For
1.7 Elect Jack Liu Mgmt For For For
1.8 Elect Dominic Ng Mgmt For For For
1.9 Elect Keith Renken Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
ELI LILLY AND COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LLY CUSIP 532457108 04/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Martin Feldstein Mgmt For For For
1.2 Elect J. Erik Fyrwald Mgmt For For For
1.3 Elect Ellen Marram Mgmt For For For
1.4 Elect Douglas Oberhelman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Board Mgmt For For For
4 Amendment to the Bonus Plan Mgmt For For For
5 Shareholder Proposal Regarding Eliminating ShrHoldr Against For Against
Supermajority Provisions
6 Shareholder Proposal Regarding Simple ShrHoldr Against For Against
Majority Vote
7 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Executive Compensation (Say on Pay)
EMC CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EMC CUSIP 268648102 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Michael Brown Mgmt For For For
2 Elect Randolph Cowen Mgmt For For For
3 Elect Michael Cronin Mgmt For For For
4 Elect Gail Deegan Mgmt For For For
5 Elect John Egan Mgmt For For For
6 Elect W. Paul Fitzgerald Mgmt For For For
7 Elect Edmund Kelly Mgmt For For For
8 Elect Windle Priem Mgmt For For For
9 Elect Paul Sagan Mgmt For For For
10 Elect David Strohm Mgmt For For For
11 Elect Joseph Tucci Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 1989 Employee Stock Mgmt For For For
Purchase Plan
14 Amendment to Shareholders' Right to Call a Mgmt For For For
Special Meeting
15 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
FPL GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FPL CUSIP 302571104 05/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Sherry Barrat Mgmt For For For
1.2 Elect Robert Beall, II Mgmt For For For
1.3 Elect J. Hyatt Brown Mgmt For For For
1.4 Elect James Camaren Mgmt For For For
1.5 Elect J. Brian Ferguson Mgmt For For For
1.6 Elect Lewis Hay III Mgmt For For For
1.7 Elect Toni Jennings Mgmt For For For
1.8 Elect Oliver Kingsley, Jr. Mgmt For For For
1.9 Elect Rudy Schupp Mgmt For For For
1.10 Elect Michael Thaman Mgmt For For For
1.11 Elect Hansel Tookes, II Mgmt For For For
1.12 Elect Paul Tregurtha Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Long Term Incentive Plan Mgmt For For For
GENTEX CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GNTX CUSIP 371901109 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Fred Bauer Mgmt For For For
1.2 Elect Gary Goode Mgmt For For For
1.3 Elect James Wallace Mgmt For For For
2 Ratification of Auditor Mgmt For For For
HOME DEPOT INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HD CUSIP 437076102 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect David Batchelder Mgmt For For For
3 Elect Francis Blake Mgmt For For For
4 Elect Ari Bousbib Mgmt For For For
5 Elect Gregory Brenneman Mgmt For For For
6 Elect Albert Carey Mgmt For For For
7 Elect Armando Codina Mgmt For For For
8 Elect Bonnie Hill Mgmt For For For
9 Elect Karen Katen Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Right to Call a Special Meeting Mgmt For For For
12 Shareholder Proposal Regarding Cumulative ShrHoldr Against Against For
Voting
13 Shareholder Proposal Regarding Special ShrHoldr Against Against For
Shareholder Meetings
14 Shareholder Proposal Regarding Employment ShrHoldr Against Against For
Diversity Report
15 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
16 Shareholder Proposal Regarding Energy Usage ShrHoldr Against Against For
HOSPIRA, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HSP CUSIP 441060100 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Christopher Begley Mgmt For For For
1.2 Elect Barbara Bowles Mgmt For For For
1.3 Elect Roger Hale Mgmt For For For
1.4 Elect John Staley Mgmt For For For
1.5 Elect Heino von Prondzynski Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Long-Term Stock Mgmt For Against Against
Incentive Plan
INTERNATIONAL BUSINESS MACHINES CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IBM CUSIP 459200101 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For For For
2 ELECTION OF DIRECTOR: C. BLACK Mgmt For For For
3 ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For For
4 ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For For
5 ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For For For
6 ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For For
7 ELECTION OF DIRECTOR: T. NISHIMURO Mgmt For For For
8 ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For For
9 ELECTION OF DIRECTOR: S.J. PALMISANO Mgmt For For For
10 ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For For
11 ELECTION OF DIRECTOR: S. TAUREL Mgmt For For For
12 ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Approval of Long-Term Incentive Performance Mgmt For For For
Terms
15 STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING ShrHoldr Against Against For
16 STOCKHOLDER PROPOSAL ON EXECUTIVE ShrHoldr Against Against For
COMPENSATION AND PENSION INCOME
17 STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON ShrHoldr Against Against For
EXECUTIVE COMPENSATION
J.C. PENNEY COMPANY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JCP CUSIP 708160106 05/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Colleen Barrett Mgmt For For For
2 Elect M. Anthony Burns Mgmt For For For
3 Elect Maxine Clark Mgmt For For For
4 Elect Thomas Engibous Mgmt For For For
5 Elect Kent Foster Mgmt For For For
6 Elect Ken Hicks Mgmt For For For
7 Elect Burl Osborne Mgmt For For For
8 Elect Leonard Roberts Mgmt For For For
9 Elect Javier Teruel Mgmt For For For
10 Elect R. Gerald Turner Mgmt For For For
11 Elect Myron Ullman, III Mgmt For For For
12 Elect Mary Beth West Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2009 Long-Term Incentive Plan Mgmt For Against Against
15 Shareholder Proposal Regarding Principles ShrHoldr Against Against For
for Health Care Reform
JPMORGAN CHASE & CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JPM CUSIP 46625H100 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Crandall Bowles Mgmt For For For
2 Elect Stephen Burke Mgmt For For For
3 Elect David Cote Mgmt For For For
4 Elect James Crown Mgmt For For For
5 Elect James Dimon Mgmt For For For
6 Elect Ellen Futter Mgmt For For For
7 Elect William Gray, III Mgmt For For For
8 Elect Laban Jackson, Jr. Mgmt For For For
9 Elect David Novak Mgmt For For For
10 Elect Lee Raymond Mgmt For For For
11 Elect William Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For
14 Shareholder Proposal Regarding Disclosure of ShrHoldr Against Against For
Prior Government Service
15 Shareholder Proposal Regarding Cumulative ShrHoldr Against Against For
Voting
16 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
17 Shareholder Proposal Regarding Report on ShrHoldr Against Against For
Credit Card Practices
18 Shareholder Proposal Regarding Key Executive ShrHoldr Against Against For
Performance Plan ("KEPP")
19 Shareholder Proposal Regarding Retention of ShrHoldr Against Against For
Shares After Retirement
20 Shareholder Proposal Regarding Carbon ShrHoldr Against Against For
Principles Report
KELLOGG COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
K CUSIP 487836108 04/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect John Dillon Mgmt For For For
1.2 Elect James Jenness Mgmt For For For
1.3 Elect Donald Knauss Mgmt For For For
1.4 Elect Robert Steele Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVAL OF THE KELLOGG COMPANY 2009 Mgmt For For For
LONG-TERM INCENTIVE PLAN
4 APPROVAL OF THE KELLOGG COMPANY 2009 Mgmt For For For
NON-EMPLOYEE DIRECTOR STOCK PLAN
5 ENACT A MAJORITY VOTE REQUIREMENT FOR THE ShrHoldr Against For Against
ELECTION OF DIRECTORS
6 ELECT EACH DIRECTOR ANNUALLY ShrHoldr Against Against For
MERRILL LYNCH & CO., INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MER CUSIP 590188108 12/05/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval of the Merger Agreement Mgmt For For For
2 Misc. Article Amendments Mgmt For For For
3 Right to Adjourn Meeting Mgmt For For For
MITSUBISHI UFJ FINANCIAL GROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MTU CUSIP 606822104 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Allocation of Profits/Dividends Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Elect Ryousuke Tamakoshi Mgmt For Against Against
4 Elect Haruya Uehara Mgmt For Against Against
5 Elect Nobuo Kuroyanagi Mgmt For For For
6 Elect Kyouta Ohmori Mgmt For Against Against
7 Elect Saburoh Sano Mgmt For Against Against
8 Elect Hiroshi Saitoh Mgmt For Against Against
9 Elect Nobushige Kamei Mgmt For Against Against
10 Elect Shintaroh Yasuda Mgmt For Against Against
11 Elect Katsunori Nagayasu Mgmt For Against Against
12 Elect Fumiyuki Akikusa Mgmt For Against Against
13 Elect Kazuo Takeuchi Mgmt For Against Against
14 Elect Kinya Okauchi Mgmt For Against Against
15 Elect Kaoru Wachi Mgmt For Against Against
16 Elect Takashi Oyamada Mgmt For Against Against
17 Elect Akio Harada Mgmt For For For
18 Elect Ryuji Araki Mgmt For For For
19 Elect Takuma Ohtoshi Mgmt For For For
20 Elect Tetsuo Maeda Mgmt For For For
21 Elect Tsutomu Takasuka Mgmt For For For
22 Elect Kunie Okamoto Mgmt For For For
23 Elect Yasushi Ikeda Mgmt For For For
MOLEX INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MOLXA CUSIP 608554101 10/31/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Edgar Jannotta Mgmt For For For
1.2 Elect John Krehbiel, Jr. Mgmt For Withhold Against
1.3 Elect Donald Lubin Mgmt For Withhold Against
1.4 Elect Robert Potter Mgmt For For For
2 APPROVAL OF THE MOLEX INCORPORATED ANNUAL Mgmt For For For
INCENTIVE PLAN
3 APPROVAL OF THE 2008 MOLEX STOCK INCENTIVE Mgmt For Against Against
PLAN
4 Ratification of Auditor Mgmt For For For
MORGAN STANLEY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MS CUSIP 617446448 02/09/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Issuance of Common Stock Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
MORGAN STANLEY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MS CUSIP 617446448 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: ROY J. BOSTOCK Mgmt For For For
2 ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For For
3 ELECTION OF DIRECTOR: HOWARD J. DAVIES Mgmt For For For
4 ELECTION OF DIRECTOR: NOBUYUKI HIRANO Mgmt For For For
5 ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For For
6 ELECTION OF DIRECTOR: JOHN J. MACK Mgmt For For For
7 ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For For
8 ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For For
9 ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Mgmt For For For
10 ELECTION OF DIRECTOR: CHARLES E. PHILLIPS, Mgmt For For For
JR.
11 ELECTION OF DIRECTOR: O. GRIFFITH SEXTON Mgmt For For For
12 ELECTION OF DIRECTOR: LAURA D. TYSON Mgmt For For For
13 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For For
TOUCHE LLP AS INDEPENDENT AUDITOR
14 Advisory Vote on Executive Compensation Mgmt For For For
15 TO AMEND THE 2007 EQUITY INCENTIVE Mgmt For Against Against
COMPENSATION PLAN
16 SHAREHOLDER PROPOSAL REGARDING SPECIAL ShrHoldr Against Against For
SHAREOWNER MEETINGS
17 SHAREHOLDER PROPOSAL REGARDING INDEPENDENT ShrHoldr Against Against For
CHAIR
NORTHROP GRUMMAN CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NOC CUSIP 666807102 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Lewis Coleman Mgmt For For For
2 Elect Thomas Fargo Mgmt For For For
3 Elect Victor Fazio Mgmt For For For
4 Elect Donald Felsinger Mgmt For For For
5 Elect Stephen Frank Mgmt For For For
6 Elect Bruce Gordon Mgmt For For For
7 Elect Madeleine Kleiner Mgmt For For For
8 Elect Karl Krapek Mgmt For For For
9 Elect Richard Myers Mgmt For For For
10 Elect Aulana Peters Mgmt For For For
11 Elect Kevin Sharer Mgmt For For For
12 Elect Ronald Sugar Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding a Report on ShrHoldr Against Against For
Space Based Weapons
15 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
16 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
Special Meetings
ORACLE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ORCL CUSIP 68389X105 10/10/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Jeffrey Henley Mgmt For Withhold Against
1.2 Elect Lawrence Ellison Mgmt For For For
1.3 Elect Donald Lucas Mgmt For For For
1.4 Elect Michael Boskin Mgmt For For For
1.5 Elect Jack Kemp Mgmt For For For
1.6 Elect Jeffrey Berg Mgmt For For For
1.7 Elect Safra Catz Mgmt For Withhold Against
1.8 Elect Hector Garcia-Molina Mgmt For For For
1.9 Elect H. Raymond Bingham Mgmt For For For
1.10 Elect Charles Phillips, Jr. Mgmt For Withhold Against
1.11 Elect Naomi Seligman Mgmt For For For
1.12 Elect George Conrades Mgmt For For For
1.13 Elect Bruce Chizen Mgmt For For For
2 2009 Executive Bonus Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON ShrHoldr Against Against For
EXECUTIVE COMPENSATION.
QUESTAR CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STR CUSIP 748356102 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Keith Rattie Mgmt For For For
1.2 Elect Harris Simmons Mgmt For For For
1.3 Elect M. W. Scoggins Mgmt For For For
1.4 Elect James Harmon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Board and Change in Mgmt For Against Against
Board Size
4 Clarification of the Director Liability Mgmt For For For
Standard
5 Increase of Authorized Common Stock Mgmt For For For
6 Amendment to Authorized Preferred Stock Mgmt For For For
7 Amendment to the Long-Term Cash Incentive Mgmt For For For
Plan
8 Shareholder Proposal Regarding Majority Vote ShrHoldr N/A For N/A
for Election of Directors
9 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
SAFEWAY INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SWY CUSIP 786514208 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Steven Burd Mgmt For For For
2 Elect Janet Grove Mgmt For For For
3 Elect Mohan Gyani Mgmt For For For
4 Elect Paul Hazen Mgmt For For For
5 Elect Frank Herringer Mgmt For For For
6 Elect Robert MacDonnell Mgmt For For For
7 Elect Kenneth Oder Mgmt For For For
8 Elect Rebecca Stirn Mgmt For For For
9 Elect William Tauscher Mgmt For For For
10 Elect Raymond Viault Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding Cumulative ShrHoldr Against Against For
Voting
13 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
14 Shareholder Proposal Regarding Limitation on ShrHoldr Against Against For
Future Death Benefits (Golden Coffins)
SYNOVUS FINANCIAL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SNV CUSIP 87161C105 12/17/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Authorization of Preferred Stock Mgmt For For For
2 Authorization of Board to Set Board Size Mgmt For Against Against
SYSCO CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SYY CUSIP 871829107 11/19/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Judith Craven Mgmt For For For
2 Elect Phyllis Sewell Mgmt For For For
3 Elect Richard Tilghman Mgmt For For For
4 2008 Cash Performance Unit Plan Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Declassification of the Board
TEXAS INSTRUMENTS INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TXN CUSIP 882508104 04/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: J.R. ADAMS Mgmt For For For
2 ELECTION OF DIRECTOR: D.L. BOREN Mgmt For For For
3 ELECTION OF DIRECTOR: D.A. CARP Mgmt For For For
4 ELECTION OF DIRECTOR: C.S. COX Mgmt For For For
5 ELECTION OF DIRECTOR: D.R. GOODE Mgmt For For For
6 ELECTION OF DIRECTOR: S.P. MACMILLAN Mgmt For For For
7 ELECTION OF DIRECTOR: P.H. PATSLEY Mgmt For For For
8 ELECTION OF DIRECTOR: W.R. SANDERS Mgmt For For For
9 ELECTION OF DIRECTOR: R.J. SIMMONS Mgmt For For For
10 ELECTION OF DIRECTOR: R.K. TEMPLETON Mgmt For For For
11 ELECTION OF DIRECTOR: C.T. WHITMAN Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 2009 Long-Term Incentive Plan Mgmt For Against Against
14 2009 Director Compensation Plan Mgmt For Against Against
15 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF ShrHoldr Against Against For
ROLES OF CHAIRMAN AND CEO.
THOMAS & BETTS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TNB CUSIP 884315102 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Jeananne Hauswald Mgmt For For For
1.2 Elect Dean Jernigan Mgmt For For For
1.3 Elect Ronald Kalich, Sr. Mgmt For For For
1.4 Elect Kenneth Masterson Mgmt For For For
1.5 Elect Dominic Pileggi Mgmt For For For
1.6 Elect Jean-Paul Richard Mgmt For For For
1.7 Elect Rufus Rivers Mgmt For For For
1.8 Elect Kevin Roberg Mgmt For For For
1.9 Elect David Stevens Mgmt For For For
1.10 Elect William Waltrip Mgmt For For For
2 Ratification of Auditor Mgmt For For For
TIME WARNER INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TWX CUSIP 887317105 01/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Reverse Stock Split Mgmt For For For
TIME WARNER INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TWX CUSIP 887317303 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Herbert Allison Jr. Mgmt For For For
2 Elect James Barksdale Mgmt For For For
3 Elect Jeffrey Bewkes Mgmt For For For
4 Elect Stephen Bollenbach Mgmt For For For
5 Elect Frank Caufield Mgmt For For For
6 Elect Robert Clark Mgmt For For For
7 Elect Mathias Dopfner Mgmt For For For
8 Elect Jessica Einhorn Mgmt For For For
9 Elect Michael Miles Mgmt For For For
10 Elect Kenneth Novack Mgmt For For For
11 Elect Deborah Wright Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Annual Incentive Plan for Executive Officers Mgmt For For For
14 Shareholder Proposal Regarding Cumulative ShrHoldr Against Against For
Voting
15 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
16 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
UNIVERSAL HEALTH SERVICES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UHS CUSIP 913903100 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Transaction of Other Business Mgmt For For For
UST INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UST CUSIP 902911106 12/04/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval of the Merger Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
VODAFONE GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VOD CUSIP 92857W209 07/29/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accounts and Reports Mgmt For For For
2 Re-elect John Bond Mgmt For For For
3 Re-elect John Buchanan Mgmt For For For
4 TO RE-ELECT VITTORIO COLAO AS A DIRECTOR Mgmt For For For
5 TO RE-ELECT ANDY HALFORD AS A DIRECTOR Mgmt For For For
6 TO RE-ELECT ALAN JEBSON AS A DIRECTOR Mgmt For For For
(MEMBER OF THE AUDIT COMMITTEE)
7 TO RE-ELECT NICK LAND AS A DIRECTOR (MEMBER Mgmt For For For
OF THE AUDIT COMMITTEE)
8 TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR Mgmt For For For
(MEMBER OF THE AUDIT COMMITTEE)
9 Re-elect Simon Murray Mgmt For For For
10 Re-elect Luc Vandevelde Mgmt For For For
11 Re-elect Anthony Watson Mgmt For For For
12 TO RE-ELECT PHILIP YEA AS A DIRECTOR (MEMBER Mgmt For For For
OF THE REMUNERATION COMMITTEE)
13 TO APPROVE A FINAL DIVIDEND OF 5.02P PER Mgmt For For For
ORDINARY SHARE
14 TO APPROVE THE REMUNERATION REPORT Mgmt For Against Against
15 TO RE-APPOINT DELOITTE & TOUCHE LLP AS Mgmt For For For
AUDITORS
16 Authority to Set Auditor's Fees Mgmt For For For
17 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
18 Authority to Issue Shares w/o Preemptive Mgmt For Against Against
Rights
19 Authority to Repurchase Shares Mgmt For For For
20 EU Political Donations Mgmt For For For
21 TO ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For For
(SPECIAL RESOLUTION)
22 TO APPROVE THE RULES OF THE VODAFONE GROUP Mgmt For For For
2008 SHARESAVE PLAN
WARNER MUSIC GROUP CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WMG CUSIP 934550104 02/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Edgar Bronfman, Jr. Mgmt For For For
1.2 Elect Shelby Bonnie Mgmt For For For
1.3 Elect Richard Bressler Mgmt For Withhold Against
1.4 Elect John Connaughton Mgmt For Withhold Against
1.5 Elect Phyllis Grann Mgmt For For For
1.6 Elect Michele Hooper Mgmt For For For
1.7 Elect Scott Jaeckel Mgmt For Withhold Against
1.8 Elect Seth Lawry Mgmt For Withhold Against
1.9 Elect Thomas Lee Mgmt For Withhold Against
1.10 Elect Ian Loring Mgmt For Withhold Against
1.11 Elect Mark Nunnelly Mgmt For Withhold Against
1.12 Elect Scott Sperling Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
WEATHERFORD INTERNATIONAL LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WFT CUSIP G95089101 02/17/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Reincorporation from Bermuda to Switzerland Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
WEATHERFORD INTERNATIONAL LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WFT CUSIP H27013103 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Bernard Duroc-Danner Mgmt For For For
2 Elect David Butters Mgmt For For For
3 Elect Nicholas Brady Mgmt For For For
4 Elect William Macaulay Mgmt For For For
5 Elect Robert Millard Mgmt For For For
6 Elect Robert Moses, Jr. Mgmt For For For
7 Elect Robert Rayne Mgmt For For For
8 Appointment of Auditor Mgmt For For For
ZIONS BANCORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ZION CUSIP 989701107 06/02/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect R. D. Cash Mgmt For For For
2 Elect Patricia Frobes Mgmt For For For
3 Elect J. David Heaney Mgmt For For For
4 Elect Harris Simmons Mgmt For For For
5 Amendment to the 2005 Stock Option and Mgmt For Against Against
Incentive Plan
6 Repeal of Classified Board Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Executive Compensation Mgmt For For For
9 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
FUND NAME: MID-CAP VALUE FUND
ADVANCE AUTO PARTS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AAP CUSIP 00751Y106 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect John Bergstrom Mgmt For For For
1.2 Elect John Brouillard Mgmt For For For
1.3 Elect Darren Jackson Mgmt For For For
1.4 Elect William Oglesby Mgmt For For For
1.5 Elect Gilbert Ray Mgmt For For For
1.6 Elect Carlos Saladrigas Mgmt For For For
1.7 Elect Francesca Spinelli Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ALLIANCE DATA SYSTEMS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ADS CUSIP 018581108 06/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect J. Michael Parks Mgmt For For For
1.2 Elect Edward J. Heffernan Mgmt For For For
1.3 Elect Robert Minicucci Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ANNALY CAPITAL MANAGEMENT, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NLY CUSIP 035710409 05/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Wellington Denahan-Norris Mgmt For Withhold Against
1.2 Elect Michael Haylon Mgmt For For For
1.3 Elect Donnell Segalas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
AVERY DENNISON CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AVY CUSIP 053611109 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: JOHN T. CARDIS Mgmt For For For
2 ELECTION OF DIRECTOR: DAVID E.I. PYOTT Mgmt For For For
3 ELECTION OF DIRECTOR: DEAN A. SCARBOROUGH Mgmt For For For
4 ELECTION OF DIRECTOR: JULIA A. STEWART Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 APPROVAL OF THE SENIOR EXECUTIVE ANNUAL Mgmt For For For
INCENTIVE PLAN
AXIS CAPITAL HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AXS CUSIP G0692U109 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Michael Butt Mgmt For For For
1.2 Elect John Charman Mgmt For For For
1.3 Elect Charles Davis Mgmt For For For
1.4 Elect Andrew Large Mgmt For For For
2 Amendment to the 2007 Long-Term Equity Mgmt For For For
Compensation Plan
3 Amendments to Bye-laws Mgmt For For For
4 Appointment of Auditor Mgmt For For For
CAPITAL ONE FINANCIAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
COF CUSIP 14040H105 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: RICHARD D. FAIRBANK Mgmt For For For
2 ELECTION OF DIRECTOR: E.R. CAMPBELL Mgmt For For For
3 ELECTION OF DIRECTOR: BRADFORD H. WARNER Mgmt For For For
4 ELECTION OF DIRECTOR: STANLEY WESTREICH Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Amendment to the 2004 Stock Incentive Plan Mgmt For For For
7 ADVISORY APPROVAL OF CAPITAL ONE S NAMED Mgmt For For For
EXECUTIVE OFFICER COMPENSATION.
CARDINAL HEALTH, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CAH CUSIP 14149Y108 06/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Option Exchange Program Mgmt For Against Against
CENTERPOINT ENERGY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CNP CUSIP 15189T107 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: DERRILL CODY Mgmt For For For
2 ELECTION OF DIRECTOR: MICHAEL P. JOHNSON Mgmt For For For
3 ELECTION OF DIRECTOR: DAVID M. MCCLANAHAN Mgmt For For For
4 ELECTION OF DIRECTOR: ROBERT T. O CONNELL Mgmt For For For
5 ELECTION OF DIRECTOR: SUSAN O. RHENEY Mgmt For For For
6 ELECTION OF DIRECTOR: MICHAEL E. SHANNON Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 APPROVE THE CENTERPOINT ENERGY, INC. 2009 Mgmt For For For
LONG TERM INCENTIVE PLAN.
CIGNA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CI CUSIP 125509109 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: H. EDWARD HANWAY Mgmt For For For
2 ELECTION OF DIRECTOR: JOHN M. PARTRIDGE Mgmt For For For
3 ELECTION OF DIRECTOR: JAMES E. ROGERS Mgmt For For For
4 ELECTION OF DIRECTOR: ERIC C. WISEMAN Mgmt For For For
5 Ratification of Auditor Mgmt For For For
CIT GROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CIT CUSIP 125581108 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Election of Directors Mgmt For For For
2 Elect William Freeman Mgmt For For For
3 Elect Susan Lyne Mgmt For For For
4 Elect Marianne Parrs Mgmt For For For
5 Elect Jeffrey Peek Mgmt For For For
6 Elect John Ryan Mgmt For For For
7 Elect Christopher Shays Mgmt For For For
8 Elect Seymour Sternberg Mgmt For For For
9 Elect Peter Tobin Mgmt For For For
10 Elect Lois Van Deusen Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the Long-Term Incentive Plan Mgmt For Against Against
13 Amendment to the Employee Stock Purchase Plan Mgmt For For For
14 Issurance of Common Stock Mgmt For For For
15 Advisory Vote on Executive Compensation Mgmt For For For
COMPUTER SCIENCES CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CSC CUSIP 205363104 08/04/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Irving Bailey, II Mgmt For For For
1.2 Elect David Barram Mgmt For For For
1.3 Elect Stephen Baum Mgmt For For For
1.4 Elect Rodney Chase Mgmt For For For
1.5 Elect Judith Haberkorn Mgmt For For For
1.6 Elect Michael Laphen Mgmt For For For
1.7 Elect F. Warren McFarlan Mgmt For For For
1.8 Elect Chong Sup Park Mgmt For For For
1.9 Elect Thomas Patrick Mgmt For For For
2 TO RATIFY THE APPOINTMENT OF INDEPENDENT Mgmt For For For
AUDITORS
COVENTRY HEALTH CARE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CVH CUSIP 222862104 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Daniel Mendelson Mgmt For For For
2 Elect Rodman Moorhead, lll Mgmt For For For
3 Elect Timothy Weglicki Mgmt For For For
4 Amendment to the 2004 Incentive Plan Mgmt For Against Against
5 Approval of Performance Goals For the 2004 Mgmt For Against Against
Incentive Plan
6 Ratification of Auditor Mgmt For For For
EATON CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ETN CUSIP 278058102 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For For
2 ELECTION OF DIRECTOR: ARTHUR E. JOHNSON Mgmt For For For
3 ELECTION OF DIRECTOR: DEBORAH L. MCCOY Mgmt For For For
4 ELECTION OF DIRECTOR: GARY L. TOOKER Mgmt For For For
5 APPROVE THE PROPOSED 2009 STOCK PLAN Mgmt For Against Against
6 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For For
AS INDEPENDENT AUDITOR FOR 2009
EL PASO CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EP CUSIP 28336L109 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Juan Braniff Mgmt For For For
2 Elect James Dunlap Mgmt For For For
3 Elect Douglas Foshee Mgmt For For For
4 Elect Robert Goldman Mgmt For For For
5 Elect Anthony Hall, Jr. Mgmt For For For
6 Elect Anthony Hall, Jr. Mgmt For For For
7 Elect Ferrell McClean Mgmt For For For
8 Elect Steven Shapiro Mgmt For For For
9 Elect J. Michael Talbert Mgmt For For For
10 Elect Robert Vagt Mgmt For For For
11 Elect John Whitmire Mgmt For For For
12 Amendment to the 2005 Omnibus Incentive Mgmt For Against Against
Compensation Plan
13 Amendment to the Employee Stock Purchase Plan Mgmt For For For
14 Ratification of Auditor Mgmt For For For
FAMILY DOLLAR STORES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FDO CUSIP 307000109 01/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Mark Bernstein Mgmt For For For
1.2 Elect Pamela Davies Mgmt For For For
1.3 Elect Sharon Allred Decker Mgmt For For For
1.4 Elect Edward Dolby Mgmt For For For
1.5 Elect Glenn Eisenberg Mgmt For For For
1.6 Elect Howard Levine Mgmt For For For
1.7 Elect George Mahoney, Jr. Mgmt For For For
1.8 Elect James Martin, Jr. Mgmt For For For
1.9 Elect Harvey Morgan Mgmt For For For
1.10 Elect Dale Pond Mgmt For For For
2 Ratification of Auditor Mgmt For For For
GAMESTOP CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GME CUSIP 36467W109 06/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Daniel A. DeMatteo Mgmt For For For
1.2 Elect Michael Rosen Mgmt For Withhold Against
1.3 Elect Edward A. Volkwein Mgmt For For For
2 Amendment to the 2001 Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
GOODRICH CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GR CUSIP 382388106 04/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Diane Creel Mgmt For For For
1.2 Elect George Davidson, Jr. Mgmt For For For
1.3 Elect Harris Deloach, Jr. Mgmt For For For
1.4 Elect James Griffith Mgmt For For For
1.5 Elect William Holland Mgmt For For For
1.6 Elect John Jumper Mgmt For For For
1.7 Elect Marshall Larsen Mgmt For For For
1.8 Elect Lloyd Newton Mgmt For For For
1.9 Elect Douglas Olesen Mgmt For For For
1.10 Elect Alfred Rankin, Jr. Mgmt For For For
1.11 Elect A. Thomas Young Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Majority Vote ShrHoldr Against For Against
for Election of Directors
HANESBRANDS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HBI CUSIP 410345102 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Lee Chaden Mgmt For Withhold Against
1.2 Elect Bobby Griffin Mgmt For For For
1.3 Elect James Johnson Mgmt For For For
1.4 Elect Jessica Mathews Mgmt For For For
1.5 Elect J. Patrick Mulcahy Mgmt For For For
1.6 Elect Ronald Nelson Mgmt For For For
1.7 Elect Richard Noll Mgmt For For For
1.8 Elect Andrew Schindler Mgmt For For For
1.9 Elect Ann Ziegler Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
HILL-ROM HOLDINGS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HRC CUSIP 431475102 02/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Patrick Ryan Mgmt For For For
1.2 Elect Rolf Classon Mgmt For For For
1.3 Elect Eduardo Menasce Mgmt For For For
2 APPROVAL OF THE HILL-ROM HOLDINGS, INC. Mgmt For For For
EMPLOYEE STOCK PURCHASE PLAN.
3 Stock Incentive Plan Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
INTERNATIONAL GAME TECHNOLOGY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IGT CUSIP 459902102 03/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Robert Bittman Mgmt For For For
1.2 Elect Richard Burt Mgmt For For For
1.3 Elect Patti Hart Mgmt For For For
1.4 Elect Robert Mathewson Mgmt For For For
1.5 Elect Thomas Matthews Mgmt For For For
1.6 Elect Robert Miller Mgmt For For For
1.7 Elect Frederick Rentschler Mgmt For For For
1.8 Elect David Roberson Mgmt For For For
2 Amendment to the 2002 Stock Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 Elect Philip Satre Mgmt For For For
ITT CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ITT CUSIP 450911102 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Steven Loranger Mgmt For For For
1.2 Elect Curtis Crawford Mgmt For For For
1.3 Elect Christina Gold Mgmt For For For
1.4 Elect Ralph Hake Mgmt For For For
1.5 Elect John Hamre Mgmt For For For
1.6 Elect Paul Kern Mgmt For For For
1.7 Elect Frank MacInnis Mgmt For For For
1.8 Elect Surya Mohapatra Mgmt For For For
1.9 Elect Linda Sanford Mgmt For For For
1.10 Elect Markos Tambakeras Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Disclosure of ShrHoldr Against Against For
Foreign Military Sales
L-3 COMMUNICATIONS HOLDINGS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LLL CUSIP 502424104 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Robert Millard Mgmt For For For
1.2 Elect Arthur Simon Mgmt For For For
2 2009 Employee Stock Purchase Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
LORILLARD, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LO CUSIP 544147101 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Robert Almon Mgmt For For For
1.2 Elect Kit Dietz Mgmt For For For
1.3 Elect Nigel Travis Mgmt For For For
2 2008 Incentive Compensation Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
MDU RESOURCES GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MDU CUSIP 552690109 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: THOMAS EVERIST Mgmt For For For
2 ELECTION OF DIRECTOR: KAREN B. FAGG Mgmt For For For
3 ELECTION OF DIRECTOR: A. BART HOLADAY Mgmt For For For
4 ELECTION OF DIRECTOR: THOMAS C. KNUDSON Mgmt For For For
5 ELECTION OF DIRECTOR: RICHARD H. LEWIS Mgmt For For For
6 ELECTION OF DIRECTOR: PATRICIA L. MOSS Mgmt For For For
7 ELECTION OF DIRECTOR: HARRY J. PEARCE Mgmt For For For
8 ELECTION OF DIRECTOR: SISTER THOMAS WELDER, Mgmt For For For
O.S.B.
9 RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR Mgmt For For For
INDEPENDENT AUDITORS FOR 2009
MURPHY OIL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MUR CUSIP 626717102 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Frank Blue Mgmt For For For
1.2 Elect Claiborne Deming Mgmt For For For
1.3 Elect Robert Hermes Mgmt For For For
1.4 Elect James Kelley Mgmt For For For
1.5 Elect R. Madison Murphy Mgmt For For For
1.6 Elect William Nolan, Jr. Mgmt For For For
1.7 Elect Ivar Ramberg Mgmt For For For
1.8 Elect Neal Schmale Mgmt For For For
1.9 Elect David Smith Mgmt For For For
1.10 Elect Caroline Theus Mgmt For For For
1.11 Elect David Wood Mgmt For For For
2 Shareholder Proposal Regarding Adopting ShrHoldr Against Against For
Sexual Orientation and Gender Identity
Expression Anti-Bias Policy
3 Ratification of Auditor Mgmt For For For
NEW YORK COMMUNITY BANCORP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NYB CUSIP 649445103 06/10/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Maureen Clancy Mgmt For For For
1.2 Elect Robert Farrell Mgmt For For For
1.3 Elect Joseph Ficalora Mgmt For For For
1.4 Elect James O'Donovan Mgmt For Withhold Against
1.5 Elect Hanif Dahya Mgmt For For For
2 Ratification of Auditor Mgmt For For For
OMNICARE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OCR CUSIP 681904108 05/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect John Crotty Mgmt For For For
2 Elect Joel Gemunder Mgmt For For For
3 Elect Steven Heyer Mgmt For For For
4 Elect Sandra Laney Mgmt For For For
5 Elect Andrea Lindell Mgmt For For For
6 Elect James Shelton Mgmt For For For
7 Elect John Timoney Mgmt For For For
8 Elect Amy Wallman Mgmt For For For
9 Amendment to the Annual Incentive Plan for Mgmt For For For
Senior Executive Officers
10 Amendment to the 2004 Stock and Incentive Mgmt For For For
Plan
11 Ratification of Auditor Mgmt For For For
PEOPLE'S UNITED FINANCIAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PBCT CUSIP 712704105 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect George Carter Mgmt For For For
1.2 Elect Jerry Franklin Mgmt For For For
1.3 Elect Eunice Groark Mgmt For For For
1.4 Elect James Thomas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
PINNACLE WEST CAPITAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PNW CUSIP 723484101 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Edward Basha, Jr. Mgmt For For For
1.2 Elect David Brandt Mgmt For For For
1.3 Elect Susan Clark-Johnson Mgmt For For For
1.4 Elect Michael Gallagher Mgmt For For For
1.5 Elect Pamela Grant Mgmt For For For
1.6 Elect Roy Herberger, Jr. Mgmt For For For
1.7 Elect William Jamieson Mgmt For For For
1.8 Elect Humberto Lopez Mgmt For For For
1.9 Elect Kathryn Munro Mgmt For For For
1.10 Elect Bruce Nordstrom Mgmt For For For
1.11 Elect W. Douglas Parker Mgmt For For For
1.12 Elect William Post Mgmt For For For
1.13 Elect William Stewart Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
PITNEY BOWES INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PBI CUSIP 724479100 05/11/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Anne Busquet Mgmt For For For
2 Elect Anne Fuchs Mgmt For For For
3 Elect James Keyes Mgmt For For For
4 Elect David Shedlarz Mgmt For For For
5 Elect David Snow Mgmt For For For
6 Ratification of Auditor Mgmt For For For
QUEST DIAGNOSTICS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DGX CUSIP 74834L100 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Jenne Britell Mgmt For For For
2 Elect Gail Wilensky Mgmt For For For
3 Elect John Ziegler Mgmt For For For
4 Amendment to the Employee Long-Term Mgmt For Against Against
Incentive Plan
5 Amendment to the Long-Term Incentive Plan Mgmt For Against Against
for Non-Employee Directors
6 Ratification of Auditor Mgmt For For For
R.J. REYNOLDS TOBACCO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RAI CUSIP 761713106 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Nicandro Durante Mgmt For For For
1.2 Elect Holly Koeppel Mgmt For For For
1.3 Elect Hugo Powell Mgmt For For For
1.4 Elect Thomas Wajnert Mgmt For For For
1.5 Elect Luc Jobin Mgmt For For For
2 2009 Omnibus Incentive Compensation Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Declassification of the Board
5 Shareholder Proposal Regarding Food ShrHoldr Against Against For
Insecurity and Tobacco Use
6 Shareholder Proposal Regarding Reduction of ShrHoldr Against Against For
Nicotine Content
7 Shareholder Proposal Regarding Human Rights ShrHoldr Against Against For
Protocols
ROYAL CARIBBEAN CRUISES LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RCL CUSIP V7780T103 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Morten Arntzen Mgmt For For For
1.2 Elect Bernard Aronson Mgmt For For For
1.3 Elect Richard Fain Mgmt For For For
2 Discretion to Delist from the Oslo Stock Mgmt For For For
Exchange
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Declassification of the Board
RYDER SYSTEM, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
R CUSIP 783549108 05/01/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect James Beard Mgmt For For For
2 Elect John Berra Mgmt For For For
3 Elect Luis Nieto, Jr. Mgmt For For For
4 Elect E. Follin Smith Mgmt For For For
5 Elect Gregory Swienton Mgmt For For For
6 Ratification of Auditor Mgmt For For For
SHERWIN-WILLIAMS CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SHW CUSIP 824348106 04/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Arthur Anton Mgmt For For For
1.2 Elect James Boland Mgmt For For For
1.3 Elect Christopher Connor Mgmt For For For
1.4 Elect David Hodnik Mgmt For For For
1.5 Elect Susan Kropf Mgmt For For For
1.6 Elect Gary McCullough Mgmt For For For
1.7 Elect A. Malachi Mixon, III Mgmt For For For
1.8 Elect Curtis Moll Mgmt For For For
1.9 Elect Richard Smucker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 SHAREHOLDER PROPOSAL RELATING TO MAJORITY ShrHoldr Against For Against
VOTING.
SLM CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SLM CUSIP 78442P106 05/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Ann Bates Mgmt For For For
2 Elect William Diefenderfer III Mgmt For For For
3 Elect Diane Gilleland Mgmt For For For
4 Elect Earl Goode Mgmt For For For
5 Elect Ronald Hunt Mgmt For For For
6 Elect Albert Lord Mgmt For For For
7 Elect Michael Martin Mgmt For For For
8 Elect Barry Munitz Mgmt For For For
9 Elect Howard Newman Mgmt For For For
10 Elect A. Alexander Porter, Jr. Mgmt For For For
11 Elect Frank Puleo Mgmt For For For
12 Elect Wolfgang Schoellkopf Mgmt For For For
13 Elect Steven Shapiro Mgmt For For For
14 Elect J. Terry Strange Mgmt For For For
15 Elect Anthony Terracciano Mgmt For For For
16 Elect Barry Williams Mgmt For For For
17 Directors Equity Plan Mgmt For For For
18 2009 - 2012 Incentive Plan Mgmt For Against Against
19 Ratification of Auditor Mgmt For For For
SPECTRA ENERGY CORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SE CUSIP 847560109 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amendment to Declassify the Board Mgmt For Against Against
2.1 Elect Gregory Ebel Mgmt For For For
2.2 Elect Peter Hamilton Mgmt For For For
2.3 Elect Michael Phelps Mgmt For For For
3 Ratification of Auditor Mgmt For For For
STANLEY WORKS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SWK CUSIP 854616109 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Patrick Campbell Mgmt For For For
1.2 Elect Eileen Kraus Mgmt For For For
1.3 Elect Lawrence Zimmerman Mgmt For For For
2 TO APPROVE ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For For
AUDITORS FOR THE YEAR 2009.
3 TO APPROVE THE STANLEY WORKS 2009 LONG-TERM Mgmt For For For
INCENTIVE PLAN.
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Declassification of the Board
UST INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UST CUSIP 902911106 12/04/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval of the Merger Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
WILLIS GROUP HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WSH CUSIP G96655108 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: WILLIAM W. BRADLEY Mgmt For For For
2 ELECTION OF DIRECTOR: JOSEPH A. CALIFANO JR. Mgmt For For For
3 ELECTION OF DIRECTOR: ANNA C. CATALANO Mgmt For For For
4 ELECTION OF DIRECTOR: SIR ROY GARDNER Mgmt For For For
5 ELECTION OF DIRECTOR: SIR JEREMY HANLEY Mgmt For For For
6 ELECTION OF DIRECTOR: ROBYN S. KRAVIT Mgmt For For For
7 ELECTION OF DIRECTOR: JEFFREY B. LANE Mgmt For For For
8 ELECTION OF DIRECTOR: WENDY E. LANE Mgmt For For For
9 ELECTION OF DIRECTOR: JAMES F. MCCANN Mgmt For For For
10 ELECTION OF DIRECTOR: JOSEPH J. PLUMERI Mgmt For For For
11 ELECTION OF DIRECTOR: DOUGLAS B. ROBERTS. Mgmt For For For
12 Ratification of Auditor Mgmt For For For
XCEL ENERGY INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
XEL CUSIP 98389B100 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect C. Coney Burgess Mgmt For For For
2 Elect Fredric Corrigan Mgmt For For For
3 Elect Richard Davis Mgmt For For For
4 Elect Richard Kelly Mgmt For For For
5 Elect Albert Moreno Mgmt For For For
6 Elect Margaret Preska Mgmt For For For
7 Elect A. Patricia Sampson Mgmt For For For
8 Elect Richard Truly Mgmt For For For
9 Elect David Westerlund Mgmt For For For
10 Elect Timothy Wolf Mgmt For For For
11 Ratification of Auditor Mgmt For For For
ALCATEL-LUCENT
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ALU CUSIP 013904305 05/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accounts and Reports; Approval of Mgmt For For For
Non-Tax-Deductible Expenses
2 Consolidated Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Ratification of the Co-Option of Philippe Mgmt For For For
Camus
5 Ratification of the Co-Option of Ben Mgmt For For For
Vermaayen
6 Ratification of the Co-Option of Stuart E. Mgmt For For For
Eizenstat
7 Ratification of the Co-Option of Louis R. Mgmt For For For
Hugues
8 Ratification of the Co-Option of Jean C. Mgmt For For For
Monty
9 Ratification of the Co-Option of Olivier Piou Mgmt For For For
10 Elect Sylvia Jay Mgmt For For For
11 Elect Jean-Cyril Spinetta Mgmt For For For
12 Related Party Transaction (Thales) Mgmt For For For
13 Related Party Transaction (Philippe Camus) Mgmt For For For
14 Related Party Transactions (Ben Verwaayen) Mgmt For For For
15 Retirement Benefits (Ben Verwaayen) Mgmt For For For
16 Authority to Repurchase Shares Mgmt For For For
17 Authority to Cancel Shares and Reduce Capital Mgmt For For For
18 Authority to Issue Shares and/or Convertible Mgmt For For For
Securities w/ Preemptive Rights; Authority
to Issue Debt Instruments
19 Authority to Issue Shares and/or Convertible Mgmt For Against Against
Securities w/o Preemptive Rights; Authority
to Issue Debt Instruments
20 Authority to Increase Capital in Mgmt For Against Against
Consideration of Contributions in Kind
21 Global Ceiling on Increases in Capital Mgmt For For For
22 Authority to Increase Capital through Mgmt For For For
Capitalizations
23 Authority to Issue Shares and/or Convertible Mgmt For For For
Securities Under Employee Savings Plan
24 Authority to Carry Out Formalities Mgmt For For For
25 Transaction of Other Business Mgmt Against Against For
AMERISOURCEBERGEN CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ABC CUSIP 03073E105 02/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: RICHARD C. GOZON Mgmt For For For
2 ELECTION OF DIRECTOR: MICHAEL J. LONG Mgmt For For For
3 ELECTION OF DIRECTOR: J. LAWRENCE WILSON Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 2002 Management Stock Mgmt For Against Against
Incentive Plan
6 STOCKHOLDER PROPOSAL TO REDEEM COMPANY S ShrHoldr Against Against For
POISON PILL.
ARMSTRONG WORLD INDUSTRIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AWI CUSIP 04247X102 06/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Stan Askren Mgmt For For For
1.2 Elect Jon Boscia Mgmt For For For
1.3 Elect James Gaffney Mgmt For For For
1.4 Elect Robert Garland Mgmt For For For
1.5 Elect Judith Haberkorn Mgmt For For For
1.6 Elect Michael Lockhart Mgmt For For For
1.7 Elect James O'Connor Mgmt For For For
1.8 Elect Russell Peppet Mgmt For For For
1.9 Elect Arthur Pergament Mgmt For For For
1.10 Elect John Roberts Mgmt For For For
1.11 Elect Alexander Sanders Mgmt For For For
2 Ratification of Auditor Mgmt For For For
AVON PRODUCTS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AVP CUSIP 054303102 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect W. Don Cornwell Mgmt For For For
1.2 Elect Edward Fogarty Mgmt For For For
1.3 Elect V. Ann Hailey Mgmt For For For
1.4 Elect Fred Hassan Mgmt For For For
1.5 Elect Andrea Jung Mgmt For For For
1.6 Elect Maria Lagomasino Mgmt For For For
1.7 Elect Ann Moore Mgmt For For For
1.8 Elect Paul Pressler Mgmt For For For
1.9 Elect Gary Rodkin Mgmt For For For
1.10 Elect Paula Stern Mgmt For For For
1.11 Elect Lawrence Weinbach Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Nanomaterial ShrHoldr Against Against For
Report
BJ SERVICES COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BJS CUSIP 055482103 01/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect John Huff Mgmt For For For
1.2 Elect Michael Patrick Mgmt For For For
2 TO APPROVE AMENDMENTS TO THE BJ SERVICES Mgmt For Against Against
COMPANY 2003 INCENTIVE PLAN.
3 Ratification of Auditor Mgmt For For For
BLACK & DECKER CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BDK CUSIP 091797100 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Nolan Archibald Mgmt For For For
1.2 Elect Norman Augustine Mgmt For For For
1.3 Elect Barbara Bowles Mgmt For For For
1.4 Elect George Buckley Mgmt For For For
1.5 Elect M. Anthony Burns Mgmt For For For
1.6 Elect Kim Clark Mgmt For For For
1.7 Elect Manuel Fernandez Mgmt For For For
1.8 Elect Benjamin Griswold, IV Mgmt For For For
1.9 Elect Anthony Luiso Mgmt For For For
1.10 Elect Robert Ryan Mgmt For For For
1.11 Elect Mark Willes Mgmt For For For
2 Ratification of Auditor Mgmt For For For
CA INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CA CUSIP 12673P105 09/09/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: RAYMOND J. BROMARK Mgmt For For For
2 ELECTION OF DIRECTOR: ALFONSE M. D AMATO Mgmt For For For
3 ELECTION OF DIRECTOR: GARY J. FERNANDES Mgmt For For For
4 ELECTION OF DIRECTOR: ROBERT E. LA BLANC Mgmt For For For
5 ELECTION OF DIRECTOR: CHRISTOPHER B. LOFGREN Mgmt For For For
6 ELECTION OF DIRECTOR: WILLIAM E. MCCRACKEN Mgmt For For For
7 ELECTION OF DIRECTOR: JOHN A. SWAINSON Mgmt For For For
8 ELECTION OF DIRECTOR: LAURA S. UNGER Mgmt For For For
9 ELECTION OF DIRECTOR: ARTHUR F. WEINBACH Mgmt For For For
10 ELECTION OF DIRECTOR: RENATO (RON) ZAMBONINI Mgmt For For For
11 Ratification of Auditor Mgmt For For For
CHARLES RIVER LABORATORIES INTERNATIONAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CRL CUSIP 159864107 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect James Foster Mgmt For For For
1.2 Elect Nancy Chang Mgmt For For For
1.3 Elect Stephen Chubb Mgmt For For For
1.4 Elect Deborah Kochevar Mgmt For For For
1.5 Elect George Massaro Mgmt For For For
1.6 Elect George Milne, Jr. Mgmt For For For
1.7 Elect C. Richard Reese Mgmt For For For
1.8 Elect Douglas Rogers Mgmt For For For
1.9 Elect Samuel Thier Mgmt For For For
1.10 Elect William Waltrip Mgmt For For For
2 Amendment to the 2007 Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
COMERICA INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CMA CUSIP 200340107 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Lillian Bauder Mgmt For For For
2 Elect Richard Lindner Mgmt For For For
3 Elect Robert Taubman Mgmt For For For
4 Elect Reginald Turner Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Executive Compensation Mgmt For For For
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Declassification of the Board
CONSECO, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CNO CUSIP 208464883 05/12/2009 Take No Action
MEETING TYPE COUNTRY OF TRADE
Proxy Contest United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Roger Keith Long ShrHoldr N/A TNA N/A
1.2 Elect Donna James ShrHoldr N/A TNA N/A
1.3 Elect Debra Perry ShrHoldr N/A TNA N/A
1.4 Elect C. James Prieur ShrHoldr N/A TNA N/A
1.5 Elect Michael Tokarz ShrHoldr N/A TNA N/A
1.6 Elect R. Glenn Hilliard ShrHoldr N/A TNA N/A
1.7 Elect Neal Schneider ShrHoldr N/A TNA N/A
1.8 Elect John Turner ShrHoldr N/A TNA N/A
1.9 Elect Doreen Wright ShrHoldr N/A TNA N/A
2 Approval of the Section 382 Shareholder ShrHoldr N/A TNA N/A
Rights Plan
3 Amendment to the Long-Term Incentive Plan ShrHoldr N/A TNA N/A
4 Ratification of Auditor ShrHoldr N/A TNA N/A
CONSECO, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CNO CUSIP 208464883 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Proxy Contest United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Donna James Mgmt For For For
1.2 Elect Debra Perry Mgmt For For For
1.3 Elect C. James Prieur Mgmt For For For
1.4 Elect Philip Roberts Mgmt For For For
1.5 Elect Michael Tokarz Mgmt For For For
1.6 Elect R. Glenn Hilliard Mgmt For For For
1.7 Elect Neal Schneider Mgmt For For For
1.8 Elect John Turner Mgmt For For For
1.9 Elect Doreen Wright Mgmt For For For
2 Approval of the Section 382 Shareholder Mgmt For For For
Rights Plan
3 Amendment to the Long-Term Incentive Plan Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
DEL MONTE FOODS COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DLM CUSIP 24522P103 09/25/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Timothy Bruer Mgmt For For For
2 Elect Mary Henderson Mgmt For For For
3 Elect Sharon McCollam Mgmt For For For
4 Ratification of Auditor Mgmt For For For
DELPHI FINANCIAL GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DFG CUSIP 247131105 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Philip O'Connor Mgmt For For For
1.2 Elect Robert Rosenkranz Mgmt For For For
1.3 Elect Donald Sherman Mgmt For For For
1.4 Elect Kevin Brine Mgmt For For For
1.5 Elect Edward Fox Mgmt For For For
1.6 Elect Steven Hirsh Mgmt For For For
1.7 Elect Harold Ilg Mgmt For For For
1.8 Elect James Litvack Mgmt For For For
1.9 Elect James Meehan Mgmt For For For
1.10 Elect Robert Smith, Jr. Mgmt For For For
1.11 Elect Robert Wright Mgmt For For For
2 Annual Incentive Compensation Plan Mgmt For For For
3 Amendment to the 2003 Employee Long-Term Mgmt For Against Against
Incentive and Share Award Plan
4 Option Exchange Program Mgmt For Against Against
FIRST AMERICAN CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FAF CUSIP 318522307 12/10/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect George Argyros Mgmt For For For
1.2 Elect Bruce Bennett Mgmt For For For
1.3 Elect J. David Chatham Mgmt For For For
1.4 Elect Glenn Christenson Mgmt For For For
1.5 Elect William Davis Mgmt For For For
1.6 Elect James Doti Mgmt For For For
1.7 Elect Lewis Douglas, Jr. Mgmt For For For
1.8 Elect Christopher Greetham Mgmt For For For
1.9 Elect Parker Kennedy Mgmt For For For
1.10 Elect Thomas O'Brien Mgmt For For For
1.11 Elect Frank O' Bryan Mgmt For For For
1.12 Elect Roslyn Payne Mgmt For For For
1.13 Elect D. Van Skilling Mgmt For For For
1.14 Elect Patrick Stone Mgmt For For For
1.15 Elect Herbert Tasker Mgmt For For For
1.16 Elect Virginia Ueberroth Mgmt For For For
1.17 Elect Mary Widener Mgmt For For For
2 Increase in Board Size Range Mgmt For For For
3 Ratification of Auditor Mgmt For For For
FIRST HORIZON NATIONAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FHN CUSIP 320517105 04/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Mark Emkes Mgmt For For For
1.2 Elect D. Bryan Jordan Mgmt For For For
1.3 Elect R. Brad Martin Mgmt For For For
1.4 Elect Vicki Palmer Mgmt For For For
1.5 Elect William Sansom Mgmt For For For
2 RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For For
AUDITORS.
3 APPROVAL OF AN ADVISORY PROPOSAL ON Mgmt For For For
EXECUTIVE COMPENSATION.
HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HAR CUSIP 413086109 12/03/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Brian Carroll Mgmt For For For
1.2 Elect Hellene Runtagh Mgmt For For For
2 APPROVAL OF THE AMENDMENTS TO THE 2002 STOCK Mgmt For Against Against
OPTION AND INCENTIVE PLAN.
3 APPROVAL OF THE 2008 KEY EXECUTIVE OFFICERS Mgmt For For For
BONUS PLAN.
IMS HEALTH INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RX CUSIP 449934108 05/01/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect H. Eugene Lockhart Mgmt For For For
2 Elect Bradley Sheares Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Elimination of Supermajority Requirement Mgmt For For For
IPC HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IPCR CUSIP G4933P101 06/12/2009 Take No Action
MEETING TYPE COUNTRY OF TRADE
Consent United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Increase in the Maximum Number of Directors ShrHoldr N/A TNA N/A
2 Director and Officer Indemnity Provisions ShrHoldr N/A TNA N/A
3 Adoption of Advance Notice for Shareholder ShrHoldr N/A TNA N/A
Proposals
4 Elimination of Cumulative Voting ShrHoldr N/A TNA N/A
5 Amendment to Certain Conditions to the ShrHoldr N/A TNA N/A
Conduct of Director and Shareholder Meetings
6 Increase in Authorized Common Stock ShrHoldr N/A TNA N/A
7 Company Name Change ShrHoldr N/A TNA N/A
8 Issuance of Common Stock Pursuant to Merger ShrHoldr N/A TNA N/A
9 Elect Kenneth Hammond ShrHoldr N/A TNA N/A
10 Elect Mark Bridges ShrHoldr N/A TNA N/A
11 Elect Michael Cascio ShrHoldr N/A TNA N/A
12 Elect Peter Christie ShrHoldr N/A TNA N/A
13 Elect L. Anthony Joaquin ShrHoldr N/A TNA N/A
14 Elect Antony Lancaster ShrHoldr N/A TNA N/A
15 Elect W. Marston Becker ShrHoldr N/A TNA N/A
16 Elect Gordon Cheesbrough ShrHoldr N/A TNA N/A
17 Elect K. Bruce Connell ShrHoldr N/A TNA N/A
18 Elect Willis King Jr. ShrHoldr N/A TNA N/A
19 Elect Mario Torisello ShrHoldr N/A TNA N/A
20 Elect James Zech ShrHoldr N/A TNA N/A
21 Revised Remuneration Plan ShrHoldr N/A TNA N/A
22 Appointment of Auditor ShrHoldr N/A TNA N/A
23 Right to Adjourn Meeting ShrHoldr N/A TNA N/A
IPC HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IPCR CUSIP G4933P101 06/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Consent United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Increase in the Maximum Number of Directors Mgmt For For For
2 Director and Officer Indemnity Provisions Mgmt For For For
3 Adoption of Advance Notice for Shareholder Mgmt For For For
Proposals
4 Elimination of Cumulative Voting Mgmt For For For
5 Amendment to Certain Conditions to the Mgmt For For For
Conduct of Director and Shareholder Meetings
6 Increase in Authorized Common Stock Mgmt For For For
7 Company Name Change Mgmt For For For
8 Issuance of Common Stock Pursuant to Merger Mgmt For For For
9 Elect Kenneth Hammond Mgmt For For For
10 Elect Mark Bridges Mgmt For For For
11 Elect Michael Cascio Mgmt For For For
12 Elect Peter Christie Mgmt For For For
13 Elect L. Anthony Joaquin Mgmt For For For
14 Elect Antony Lancaster Mgmt For For For
15 Elect W. Marston Becker Mgmt For For For
16 Elect Gordon Cheesbrough Mgmt For For For
17 Elect K. Bruce Connell Mgmt For For For
18 Elect Willis King Jr. Mgmt For For For
19 Elect Mario Torisello Mgmt For For For
20 Elect James Zech Mgmt For For For
21 Revised Remuneration Plan Mgmt For For For
22 Appointment of Auditor Mgmt For For For
23 Right to Adjourn Meeting Mgmt For For For
IPC HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IPCR CUSIP G4933P101 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Consent United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Shareholder Proposal to Call a Special Mgmt N/A Abstain N/A
Meeting
J.C. PENNEY COMPANY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JCP CUSIP 708160106 05/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Colleen Barrett Mgmt For For For
2 Elect M. Anthony Burns Mgmt For For For
3 Elect Maxine Clark Mgmt For For For
4 Elect Thomas Engibous Mgmt For For For
5 Elect Kent Foster Mgmt For For For
6 Elect Ken Hicks Mgmt For For For
7 Elect Burl Osborne Mgmt For For For
8 Elect Leonard Roberts Mgmt For For For
9 Elect Javier Teruel Mgmt For For For
10 Elect R. Gerald Turner Mgmt For For For
11 Elect Myron Ullman, III Mgmt For For For
12 Elect Mary Beth West Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2009 Long-Term Incentive Plan Mgmt For Against Against
15 Shareholder Proposal Regarding Principles ShrHoldr Against Against For
for Health Care Reform
L-3 COMMUNICATIONS HOLDINGS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LLL CUSIP 502424104 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Robert Millard Mgmt For For For
1.2 Elect Arthur Simon Mgmt For For For
2 2009 Employee Stock Purchase Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
LEAR CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LEA CUSIP 521865105 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect David Fry Mgmt For For For
1.2 Elect Conrad Mallett, Jr. Mgmt For For For
1.3 Elect Robert Rossiter Mgmt For For For
1.4 Elect David Spalding Mgmt For For For
1.5 Elect James Stern Mgmt For For For
1.6 Elect Henry Wallace Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Global Human ShrHoldr Against Against For
Rights Standards
4 Shareholder Proposal Regarding Proponent ShrHoldr Against Against For
Engagement Process
MAGNA INTERNATIONAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MGA CUSIP 559222401 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Frank Stronach Mgmt For Withhold Against
1.2 Elect Michael Harris Mgmt For For For
1.3 Elect Lady Judge Mgmt For For For
1.4 Elect Louis Lataif Mgmt For For For
1.5 Elect Donald Resnick Mgmt For For For
1.6 Elect Belinda Stronach Mgmt For Withhold Against
1.7 Elect Franz Vranitzky Mgmt For For For
1.8 Elect Donald Walker Mgmt For For For
1.9 Elect Siegfried Wolf Mgmt For For For
1.10 Elect Lawrence Worrall Mgmt For For For
2 Appointment of Auditor and Authority to Set Mgmt For For For
Fees
MATTEL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MAT CUSIP 577081102 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Michael Dolan Mgmt For For For
2 Elect Robert Eckert Mgmt For For For
3 Elect Frances Fergusson Mgmt For For For
4 Elect Tully Friedman Mgmt For For For
5 Elect Dominic Ng Mgmt For For For
6 Elect Vasant Prabhu Mgmt For For For
7 Elect Andrea Rich Mgmt For For For
8 Elect Ronald Sargent Mgmt For For For
9 Elect Dean Scarborough Mgmt For For For
10 Elect Christopher Sinclair Mgmt For For For
11 Elect G. Craig Sullivan Mgmt For For For
12 Elect Kathy White Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding Company ShrHoldr Against Against For
Product Responsibility
15 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
Special Meeting
MEDNAX, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MD CUSIP 58502B106 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Cesar Alvarez Mgmt For For For
1.2 Elect Waldemar Carlo Mgmt For For For
1.3 Elect Michael Fernandez Mgmt For For For
1.4 Elect Roger Freeman Mgmt For For For
1.5 Elect Paul Gabos Mgmt For For For
1.6 Elect Dany Garcia Mgmt For For For
1.7 Elect Pascal Goldschmidt Mgmt For For For
1.8 Elect Roger Medel Mgmt For For For
1.9 Elect Manuel Kadre Mgmt For For For
1.10 Elect Enrique Sosa Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For For For
MOODY'S CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MCO CUSIP 615369105 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: EWALD KIST Mgmt For For For
2 ELECTION OF DIRECTOR: HENRY A. MCKINNELL, Mgmt For For For
JR., PH.D.
3 ELECTION OF DIRECTOR: JOHN K. WULFF Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding Independent ShrHoldr Against Against For
Board Chairman
6 Shareholder Proposal Regarding Retention of ShrHoldr Against Against For
Shares After Retirement
MOTOROLA, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MOT CUSIP 620076109 05/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Gregory Brown Mgmt For For For
2 Elect David Dorman Mgmt For For For
3 Elect William Hambrecht Mgmt For For For
4 Elect Sanjay Jha Mgmt For For For
5 Elect Judy Lewent Mgmt For For For
6 Elect Keith Meister Mgmt For For For
7 Elect Thomas Meredith Mgmt For For For
8 Elect Samuel Scott III Mgmt For For For
9 Elect Ron Sommer Mgmt For For For
10 Elect James Stengel Mgmt For For For
11 Elect Anthony Vinciquerra Mgmt For For For
12 Elect Douglas Warner III Mgmt For For For
13 Elect John White Mgmt For For For
14 Decrease in Par Value of Common Stock Mgmt For For For
15 Stock Option Exchange Program Mgmt For Against Against
16 Amendment to the Employee Stock Purchase Mgmt For For For
Plan OF 1999
17 Advisory Vote on Executive Compensation Mgmt For For For
18 Ratification of Auditor Mgmt For For For
19 Shareholder Proposal Regarding Cumulative ShrHoldr Against Against For
Voting
20 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
21 Shareholder Proposal Regarding Review of ShrHoldr Against Against For
Global Human Rights Standards
NATIONAL CITY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NCC CUSIP 635405103 12/23/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval of the Merger Agreement Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
OMNICOM GROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OMC CUSIP 681919106 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect John Wren Mgmt For For For
1.2 Elect Bruce Crawford Mgmt For For For
1.3 Elect Alan Batkin Mgmt For For For
1.4 Elect Robert Clark Mgmt For For For
1.5 Elect Leonard Coleman, Jr. Mgmt For For For
1.6 Elect Errol Cook Mgmt For For For
1.7 Elect Susan Denison Mgmt For For For
1.8 Elect Michael Henning Mgmt For For For
1.9 Elect John Murphy Mgmt For For For
1.10 Elect John Purcell Mgmt For For For
1.11 Elect Linda Johnson Rice Mgmt For For For
1.12 Elect Gary Roubos Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Employee Stock Purchase Plan Mgmt For For For
PNC FINANCIAL SERVICES GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PNC CUSIP 693475105 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: MR. BERNDT Mgmt For For For
2 ELECTION OF DIRECTOR: MR. BUNCH Mgmt For For For
3 ELECTION OF DIRECTOR: MR. CHELLGREN Mgmt For For For
4 ELECTION OF DIRECTOR: MR. CLAY Mgmt For For For
5 ELECTION OF DIRECTOR: MS. JAMES Mgmt For For For
6 ELECTION OF DIRECTOR: MR. KELSON Mgmt For For For
7 ELECTION OF DIRECTOR: MR. LINDSAY Mgmt For For For
8 ELECTION OF DIRECTOR: MR. MASSARO Mgmt For For For
9 ELECTION OF DIRECTOR: MS. PEPPER Mgmt For For For
10 ELECTION OF DIRECTOR: MR. ROHR Mgmt For For For
11 ELECTION OF DIRECTOR: MR. SHEPARD Mgmt For For For
12 ELECTION OF DIRECTOR: MS. STEFFES Mgmt For For For
13 ELECTION OF DIRECTOR: MR. STRIGL Mgmt For For For
14 ELECTION OF DIRECTOR: MR. THIEKE Mgmt For For For
15 ELECTION OF DIRECTOR: MR. USHER Mgmt For For For
16 ELECTION OF DIRECTOR: MR. WALLS Mgmt For For For
17 ELECTION OF DIRECTOR: MR. WEHMEIER Mgmt For For For
18 Employee Stock Purchase Plan Mgmt For For For
19 Ratification of Auditor Mgmt For For For
20 APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION.
21 Shareholder Proposal Regarding Retention of ShrHoldr Against Against For
Shares After Retirement
PNM RESOURCES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PNM CUSIP 69349H107 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Adelmo Archuleta Mgmt For For For
1.2 Elect Julie Dobson Mgmt For For For
1.3 Elect Robert Nordhaus Mgmt For For For
1.4 Elect Manuel Pacheco Mgmt For For For
1.5 Elect Robert Price Mgmt For For For
1.6 Elect Bonnie Reitz Mgmt For For For
1.7 Elect Jeffry Sterba Mgmt For For For
1.8 Elect Donald Schwanz Mgmt For For For
1.9 Elect Joan Woodard Mgmt For For For
2 Amendment to the Omnibus Performance Equity Mgmt For Against Against
Plan
3 Ratification of Auditor Mgmt For For For
PROTECTIVE LIFE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PL CUSIP 743674103 05/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect James French Mgmt For For For
1.2 Elect Thomas Hamby Mgmt For For For
1.3 Elect John Johns Mgmt For For For
1.4 Elect Vanessa Leonard Mgmt For For For
1.5 Elect Charles McCrary Mgmt For For For
1.6 Elect John McMahon, Jr. Mgmt For For For
1.7 Elect Malcolm Portera Mgmt For For For
1.8 Elect C. Dowd Ritter Mgmt For For For
1.9 Elect William Terry Mgmt For For For
1.10 Elect W. Michael Warren, Jr. Mgmt For For For
1.11 Elect Vanessa Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
REGIS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RGS CUSIP 758932107 10/23/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Rolf Bjelland Mgmt For For For
1.2 Elect Paul Finkelstein Mgmt For For For
1.3 Elect Thomas Gregory Mgmt For For For
1.4 Elect Van Zandt Hawn Mgmt For For For
1.5 Elect Susan Hoyt Mgmt For For For
1.6 Elect David Kunin Mgmt For Withhold Against
1.7 Elect Stephen Watson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For For For
RENAISSANCERE HOLDINGS, LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RNR CUSIP G7496G103 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Thomas Cooper Mgmt For For For
1.2 Elect Neill Currie Mgmt For For For
1.3 Elect W. James MacGinnitie Mgmt For For For
2 Appointment of Auditor and Authority to Set Mgmt For For For
Fees
RENT-A-CENTER, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RCII CUSIP 76009N100 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Michael Gade Mgmt For For For
2 Elect J. V. Lentell Mgmt For For For
3 Ratification of Auditor Mgmt For For For
SARA LEE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SLE CUSIP 803111103 10/30/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: BRENDA C. BARNES Mgmt For For For
2 ELECTION OF DIRECTOR: CHRISTOPHER B. BEGLEY Mgmt For For For
3 ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For For
4 ELECTION OF DIRECTOR: VIRGIS W. COLBERT Mgmt For For For
5 ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For For
6 ELECTION OF DIRECTOR: LAURETTE T. KOELLNER Mgmt For For For
7 ELECTION OF DIRECTOR: CORNELIS J.A. VAN LEDE Mgmt For For For
8 ELECTION OF DIRECTOR: DR. JOHN MCADAM Mgmt For For For
9 ELECTION OF DIRECTOR: SIR IAN PROSSER Mgmt For For For
10 ELECTION OF DIRECTOR: ROZANNE L. RIDGWAY Mgmt For For For
11 ELECTION OF DIRECTOR: NORMAN R. SORENSEN Mgmt For For For
12 ELECTION OF DIRECTOR: JEFFREY W. UBBEN Mgmt For For For
13 ELECTION OF DIRECTOR: JONATHAN P. WARD Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Reapprove Performance Measures under the Mgmt For Against Against
1998 and 2002 Long-Term Incentive Stock Plans
SEALY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ZZ CUSIP 812139301 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Andrew Bellas Mgmt For Withhold Against
1.2 Elect Brian Carroll Mgmt For Withhold Against
1.3 Elect James Johnston Mgmt For For For
1.4 Elect Gary Morin Mgmt For For For
1.5 Elect Dean Nelson Mgmt For Withhold Against
1.6 Elect Paul Norris Mgmt For Withhold Against
1.7 Elect Richard Roedel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
SEMPRA ENERGY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SRE CUSIP 816851109 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: JAMES G. BROCKSMITH JR. Mgmt For For For
2 ELECTION OF DIRECTOR: RICHARD A. COLLATO Mgmt For For For
3 ELECTION OF DIRECTOR: DONALD E. FELSINGER Mgmt For For For
4 ELECTION OF DIRECTOR: WILFORD D. GODBOLD JR. Mgmt For For For
5 ELECTION OF DIRECTOR: WILLIAM D. JONES Mgmt For For For
6 ELECTION OF DIRECTOR: RICHARD G. NEWMAN Mgmt For For For
7 ELECTION OF DIRECTOR: WILLIAM G. OUCHI Mgmt For For For
8 ELECTION OF DIRECTOR: CARLOS RUIZ Mgmt For For For
9 ELECTION OF DIRECTOR: WILLIAM C. RUSNACK Mgmt For For For
10 ELECTION OF DIRECTOR: WILLIAM P. RUTLEDGE Mgmt For For For
11 ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For For
12 ELECTION OF DIRECTOR: NEAL E. SCHMALE Mgmt For For For
13 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM
14 SHAREHOLDER PROPOSAL FOR AN ADVISORY VOTE ON ShrHoldr Against Against For
EXECUTIVE COMPENSATION
15 SHAREHOLDER PROPOSAL FOR NORTH DAKOTA ShrHoldr Against Against For
REINCORPORATION
SPIRIT AEROSYSTEMS HOLDINGS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SPR CUSIP 848574109 04/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Charles Chadwell Mgmt For For For
1.2 Elect Ivor Evans Mgmt For For For
1.3 Elect Paul Fulchino Mgmt For Withhold Against
1.4 Elect Richard Gephardt Mgmt For Withhold Against
1.5 Elect Robert Johnson Mgmt For For For
1.6 Elect Ronald Kadish Mgmt For For For
1.7 Elect Francis Raborn Mgmt For For For
1.8 Elect Jeffrey Turner Mgmt For For For
1.9 Elect James Welch Mgmt For For For
1.10 Elect Nigel Wright Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
TECH DATA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TECD CUSIP 878237106 06/10/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Kathy Misunas Mgmt For For For
1.2 Elect Thomas Morgan Mgmt For For For
1.3 Elect Steven Raymund Mgmt For Withhold Against
2 Adoption of Majority Vote for Election of Mgmt For For For
Directors
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Compensation Mgmt For For For
5 2009 Equity Incentive Plan Mgmt For Against Against
THE TJX COMPANIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TJX CUSIP 872540109 06/02/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Jose Alvarez Mgmt For For For
1.2 Elect Alan Bennett Mgmt For For For
1.3 Elect David Brandon Mgmt For For For
1.4 Elect Bernard Cammarata Mgmt For For For
1.5 Elect David Ching Mgmt For For For
1.6 Elect Michael Hines Mgmt For For For
1.7 Elect Amy Lane Mgmt For For For
1.8 Elect Carol Meyrowitz Mgmt For For For
1.9 Elect John O'Brien Mgmt For For For
1.10 Elect Robert Shapiro Mgmt For For For
1.11 Elect Willow Shire Mgmt For For For
1.12 Elect Fletcher Wiley Mgmt For For For
2 Amendment to the Stock Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
TORCHMARK CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TMK CUSIP 891027104 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect David Boren Mgmt For For For
1.2 Elect M. Jane Buchan Mgmt For For For
1.3 Elect Robert Ingram Mgmt For For For
1.4 Elect Paul Zucconi Mgmt For For For
2 RATIFICATION OF AUDITORS Mgmt For For For
3 Amendments to Bylaws Regarding Majority Mgmt For For For
Voting in Election of Directors and Advance
Notice Provisions
TYCO ELECTRONICS, LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TEL CUSIP G9144P105 06/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Reincorporation from Bermuda to Switzerland Mgmt For For For
2 Elimination of Supermajority Voting Mgmt For For For
Requirement
3 Increase in Registered Share Capital Mgmt For For For
4 Approval of Dividend in the Form of a Mgmt For For For
Reduction of Registered Captial
5 Confirmation of Swiss Law as the Mgmt For For For
Authoritative Legislation Governing the
Company
6 Approve Company Name Mgmt For For For
7 Change of Company Purpose Mgmt For For For
8 Approval of the Swiss Articles of Association Mgmt For For For
9 Approval of Schaffhausen, Switzerland as the Mgmt For For For
Company's Principal Place of Business
10 Appointment of Special Auditor Mgmt For For For
11 Appointment of Statutory Auditor Mgmt For For For
12 Amendments to Articles to Limit the Number Mgmt For Against Against
of Shares that may be Registered and/or
Voted by a Single Shareholder or Group to
15% of the Registered Share Capital
13 Adoption of Supermajority Voting Requirement Mgmt For Against Against
14 Right to Adjourn Meeting Mgmt For For For
TYCO ELECTRONICS, LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TEL CUSIP G9144P105 06/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Pierre Brondeau Mgmt For For For
1.2 Elect Ram Charan Mgmt For For For
1.3 Elect Juergen Gromer Mgmt For For For
1.4 Elect Robert Hernandez Mgmt For For For
1.5 Elect Thomas Lynch Mgmt For For For
1.6 Elect Daniel Phelan Mgmt For For For
1.7 Elect Frederic Poses Mgmt For For For
1.8 Elect Lawrence Smith Mgmt For For For
1.9 Elect Paula Sneed Mgmt For For For
1.10 Elect David Steiner Mgmt For For For
1.11 Elect John Van Scoter Mgmt For For For
2 Amendment to the 2007 Stock and Incentive Mgmt For For For
Plan
3 Appointment of Auditor and Authority to Set Mgmt For For For
Fees
WHIRLPOOL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WHR CUSIP 963320106 04/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: GARY T. DICAMILLO Mgmt For For For
2 ELECTION OF DIRECTOR: KATHLEEN J. HEMPEL Mgmt For For For
3 ELECTION OF DIRECTOR: MICHAEL A. TODMAN Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 APPROVAL OF THE WHIRLPOOL CORPORATION Mgmt For For For
PERFORMANCE EXCELLENCE PLAN.
6 Amendment to Declassify the Board Mgmt For For For
7 Elimination of Supermajority Vote Provisions Mgmt For For For
8 Elimination of Supermajority Vote Provisions Mgmt For For For
9 STOCKHOLDER PROPOSAL TO ELECT EACH DIRECTOR ShrHoldr Against Against For
ANNUALLY.
10 Shareholder Proposal Regarding Simple ShrHoldr Against For Against
Majority Vote
FUND NAME: S&P 500 INDEX FUND
The American Beacon S&P 500 Index Fund invests all of its investable assets in
the State Street Equity 500 Index Portfolio of the State Street Master Funds.
The proxy voting record of the State Street Master Funds for the year ended June
30, 2009 was filed on August 18, 2009 under CIK 0001025836 and 1940 Act File
Number 811-07885.
FUND NAME: SHORT-TERM BOND FUND
There were no matters relating to a portfolio security considered at any
shareholder meeting held during the year ended June 30, 2009 with respect to
which this series was entitled to vote.
FUND NAME: SMALL CAP INDEX FUND
The American Beacon Small Cap Index Fund invests all of its investable assets in
the Master Small Cap Index Series of the Quantitative Master Series LLC. The
proxy voting record of the Quantitative Master Series LLC for the year ended
June 30, 2009 was filed on August 27, 2009 under CIK 0001025836 and 1940 Act
File Number 811-07885.
FUND NAME: SMALL CAP VALUE FUND
AMERICAN BEACON MONEY MARKET SELECT FUND
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ASRXX CUSIP 02368W101 08/22/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 To approve the new investment management Mgmt For For For
agreement for the Fund
2 To elect Trustees for the Select Funds
2a Elect Alan D. Feld Mgmt For For For
2b Elect W. Humphrey Bogart Mgmt For For For
2c Elect Brenda A. Cline Mgmt For For For
2d Elect Richard A. Massman Mgmt For For For
2e Elect R. Gerald Turner Mgmt For For For
2f Elect Thomas M. Dunning Mgmt For For For
2g Elect Eugene J. Duffy Mgmt For For For
2h Elect Paul J. Zucconi Mgmt For For For
3 To authorize the Select Funds, on behalf of Mgmt For For For
the Fund, to vote to approve the new
investment management agreement for the
Master Trust portfolio in which the Fund
invests
4 To authorize the Select Funds to vote to
elect Trustees for the Master Trust
4a Elect Alan D. Feld Mgmt For For For
4b Elect W. Humphrey Bogart Mgmt For For For
4c Elect Brenda A. Cline Mgmt For For For
4d Elect Richard A. Massman Mgmt For For For
4e Elect R. Gerald Turner Mgmt For For For
4f Elect Thomas M. Dunning Mgmt For For For
4g Elect Eugene J. Duffy Mgmt For For For
4h Elect Paul J. Zucconi Mgmt For For For
ADMINISTAFF, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ASF CUSIP 007094105 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Paul Sarvadi Mgmt For For For
1.2 Elect Austin Young Mgmt For For For
2 Amendment to the 2001 Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
AMERICAN AXLE & MANUFACTURING HOLDINGS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AXL CUSIP 024061103 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Salvatore Bonanno, Sr. Mgmt For For For
1.2 Elect David Dauch Mgmt For For For
1.3 Elect Forest Farmer Mgmt For For For
1.4 Elect Richard Lappin Mgmt For For For
1.5 Elect Thomas Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
AMERICAN ITALIAN PASTA COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AIPC CUSIP 027070 02/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect David Allen Mgmt For For For
1.2 Elect Mark Demetree Mgmt For For For
1.3 Elect Tim Pollak Mgmt For For For
1.4 Elect Robert Druten Mgmt For For For
1.5 Elect James Heeter Mgmt For For For
1.6 Elect Ronald Kesselman Mgmt For For For
1.7 Elect Jonathan Baum Mgmt For For For
1.8 Elect John Kelly Mgmt For For For
1.9 Elect William Patterson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 PROPOSAL TO APPROVE THE AMERICAN ITALIAN Mgmt For For For
PASTA COMPANY CASH BONUS PLAN.
AMERISTAR CASINOS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ASCA CUSIP 03070Q101 06/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Leslie Nathanson Juris Mgmt For For For
1.2 Elect Thomas Steinbauer Mgmt For Withhold Against
2 2009 Stock Incentive Plan Mgmt For Against Against
CABELA'S INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CAB CUSIP 126804301 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Theodore Armstrong Mgmt For For For
1.2 Elect Richard Cabela Mgmt For Withhold Against
1.3 Elect James Cabela Mgmt For Withhold Against
1.4 Elect John Edmondson Mgmt For For For
1.5 Elect John Gottschalk Mgmt For For For
1.6 Elect Dennis Highby Mgmt For Withhold Against
1.7 Elect Reuben Mark Mgmt For For For
1.8 Elect Michael McCarthy Mgmt For For For
1.9 Elect Thomas Millner Mgmt For For For
2 Amendment to the 2004 Stock Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
CELADON GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CLDN CUSIP 150838100 11/14/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Stephen Russell Mgmt For For For
1.2 Elect Anthony Heyworth Mgmt For For For
1.3 Elect Catherine Langham Mgmt For For For
1.4 Elect Michael Miller Mgmt For For For
1.5 Elect Paul Will Mgmt For Withhold Against
2 Amendment to the 2006 Omnibus Incentive Plan Mgmt For Against Against
3 Transaction of Other Business Mgmt For For For
CKE RESTAURANTS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CKR CUSIP 12561E105 06/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Carl Karcher Mgmt For Against Against
2 Elect Jerold Rubinstein Mgmt For For For
3 Elect Daniel Ponder, Jr. Mgmt For Against Against
4 Amendment to the 2005 Omnibus Incentive Mgmt For Against Against
Compensation Plan
5 Ratification of Auditor Mgmt For For For
DIEBOLD, INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DBD CUSIP 253651103 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Phillip Cox Mgmt For For For
1.2 Elect Richard Crandall Mgmt For For For
1.3 Elect Gale Fitzgerald Mgmt For For For
1.4 Elect Phillip Lassiter Mgmt For For For
1.5 Elect John Lauer Mgmt For For For
1.6 Elect Eric Roorda Mgmt For For For
1.7 Elect Thomas Swidarski Mgmt For For For
1.8 Elect Henry Wallace Mgmt For For For
1.9 Elect Alan Weber Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 1991 Equity and Performance Mgmt For For For
Incentive Plan
DIEBOLD, INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DBD CUSIP 253651103 11/12/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Louis Bockius, III Mgmt For For For
1.2 Elect Phillip Cox Mgmt For For For
1.3 Elect Richard Crandall Mgmt For For For
1.4 Elect Gale Fitzgerald Mgmt For For For
1.5 Elect Phillip Lassiter Mgmt For For For
1.6 Elect John Lauer Mgmt For For For
1.7 Elect Eric Roorda Mgmt For For For
1.8 Elect Thomas Swidarski Mgmt For For For
1.9 Elect Henry Wallace Mgmt For For For
1.10 Elect Alan Weber Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ENCORE ACQUISITION COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EAC CUSIP 29255W100 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect I. Jon Brumley Mgmt For For For
1.2 Elect Jon Brumley Mgmt For For For
1.3 Elect John Bailey Mgmt For For For
1.4 Elect Martin Bowen Mgmt For For For
1.5 Elect Ted Collins, Jr. Mgmt For For For
1.6 Elect Ted Gardner Mgmt For For For
1.7 Elect John Genova Mgmt For For For
1.8 Elect James Winne III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
EXCO RESOURCES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
XCO CUSIP 269279402 06/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Douglas Miller Mgmt For For For
1.2 Elect Stephen Smith Mgmt For For For
1.3 Elect Jeffrey Benjamin Mgmt For For For
1.4 Elect Vincent Cebula Mgmt For For For
1.5 Elect Earl Ellis Mgmt For For For
1.6 Elect B. James Ford Mgmt For For For
1.7 Elect T. Boone Pickens Mgmt For For For
1.8 Elect Jeffrey Serota Mgmt For For For
1.9 Elect Robert Stillwell Mgmt For For For
2 Amendment to the 2005 Long-Term Incentive Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
FAMILY DOLLAR STORES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FDO CUSIP 307000109 01/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Mark Bernstein Mgmt For For For
1.2 Elect Pamela Davies Mgmt For For For
1.3 Elect Sharon Allred Decker Mgmt For For For
1.4 Elect Edward Dolby Mgmt For For For
1.5 Elect Glenn Eisenberg Mgmt For For For
1.6 Elect Howard Levine Mgmt For For For
1.7 Elect George Mahoney, Jr. Mgmt For For For
1.8 Elect James Martin, Jr. Mgmt For For For
1.9 Elect Harvey Morgan Mgmt For For For
1.10 Elect Dale Pond Mgmt For For For
2 Ratification of Auditor Mgmt For For For
FLOWSERVE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FLS CUSIP 34354P105 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Roger Fix Mgmt For For For
1.2 Elect Lewis Kling Mgmt For For For
1.3 Elect James Rollans Mgmt For For For
2 Equity and Incentive Compensation Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
HARSCO CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HSC CUSIP 415864107 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect G. D. H. Butler Mgmt For For For
1.2 Elect K. Eddy Mgmt For For For
1.3 Elect S. Fazzolari Mgmt For For For
1.4 Elect Stuart Graham Mgmt For For For
1.5 Elect Terry Growcock Mgmt For For For
1.6 Elect Henry Knueppel Mgmt For For For
1.7 Elect D. Howard Pierce Mgmt For For For
1.8 Elect J. Scheiner Mgmt For For For
1.9 Elect A. Sordoni, III Mgmt For For For
1.10 Elect Robert Wilburn Mgmt For For For
2 Reapproval of Terms for Performance-Based Mgmt For Against Against
Awards Under the 1995 Executive Incentive
Compensation Plan
3 Ratification of Auditor Mgmt For For For
HELIX TECHNOLOGY CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BRKS CUSIP 114340102 02/11/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect A. Clinton Allen Mgmt For For For
1.2 Elect Robert Lepofsky Mgmt For For For
1.3 Elect Joseph Martin Mgmt For For For
1.4 Elect John McGillicuddy Mgmt For For For
1.5 Elect Krishna Palepu Mgmt For For For
1.6 Elect C.S. Park Mgmt For For For
1.7 Elect Kirk Pond Mgmt For For For
1.8 Elect Alfred Woollacott, III Mgmt For For For
1.9 Elect Mark Wrighton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
INSITUFORM TECHNOLOGIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
INSU CUSIP 457667103 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: J. JOSEPH BURGESS Mgmt For For For
2 ELECTION OF DIRECTOR: STEPHEN P. CORTINOVIS Mgmt For For For
3 ELECTION OF DIRECTOR: STEPHANIE A. CUSKLEY Mgmt For For For
4 ELECTION OF DIRECTOR: JOHN P. DUBINSKY Mgmt For For For
5 ELECTION OF DIRECTOR: JUANITA H. HINSHAW Mgmt For For For
6 ELECTION OF DIRECTOR: ALFRED L. WOODS Mgmt For For For
7 2009 Employee Equity Incentive Plan Mgmt For For For
8 Ratification of Auditor Mgmt For For For
KAYDON CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KDN CUSIP 486587108 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Mark Alexander Mgmt For For For
1.2 Elect David Brandon Mgmt For For For
1.3 Elect Patrick Coyne Mgmt For For For
1.4 Elect William Gerber Mgmt For For For
1.5 Elect Timothy O'Donovan Mgmt For For For
1.6 Elect James O'Leary Mgmt For For For
1.7 Elect Thomas Sullivan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
KORN/FERRY INTERNATIONAL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KFY CUSIP 500643200 09/23/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Debra Perry Mgmt For For For
1.2 Elect Gerhard Schulmeyer Mgmt For For For
1.3 Elect Harry You Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 TO APPROVE THE KORN/FERRY INTERNATIONAL 2008 Mgmt For For For
STOCK INCENTIVE PLAN.
4 Transaction of Other Business Mgmt For For For
LEAR CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LEA CUSIP 521865105 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect David Fry Mgmt For For For
1.2 Elect Conrad Mallett, Jr. Mgmt For For For
1.3 Elect Robert Rossiter Mgmt For For For
1.4 Elect David Spalding Mgmt For For For
1.5 Elect James Stern Mgmt For For For
1.6 Elect Henry Wallace Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Global Human ShrHoldr Against Against For
Rights Standards
4 Shareholder Proposal Regarding Proponent ShrHoldr Against Against For
Engagement Process
LITTELFUSE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LFUS CUSIP 537008104 04/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Tzau-Jin Chung Mgmt For For For
1.2 Elect John Driscoll Mgmt For For For
1.3 Elect Anthony Grillo Mgmt For For For
1.4 Elect Gordon Hunter Mgmt For For For
1.5 Elect John Major Mgmt For For For
1.6 Elect William Noglows Mgmt For For For
1.7 Elect Ronald Schubel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
MAXIMUS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MMS CUSIP 577933104 03/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Richard Montoni Mgmt For For For
1.2 Elect Raymond Ruddy Mgmt For For For
1.3 Elect Wellington Webb Mgmt For For For
2 Ratification of Auditor Mgmt For For For
MENTOR GRAPHICS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MENT CUSIP 587200106 06/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Peter Bonfield Mgmt For For For
1.2 Elect Marsha Congdon Mgmt For For For
1.3 Elect James Fiebiger Mgmt For For For
1.4 Elect Gregory Hinckley Mgmt For For For
1.5 Elect Kevin McDonough Mgmt For For For
1.6 Elect Patrick McManus Mgmt For For For
1.7 Elect Walden Rhines Mgmt For For For
1.8 Elect Fontaine Richardson Mgmt For For For
2 Amendment to the 1989 Employee Stock Mgmt For For For
Purchase Plan and Foreign Subsidiary
Employee Stock Purchase Plan
3 Ratification of Auditor Mgmt For For For
MERCURY COMPUTER SYSTEMS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MRCY CUSIP 589378108 05/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Option Exchange Program Mgmt For Against Against
MERCURY COMPUTER SYSTEMS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MRCY CUSIP 589378108 11/17/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Mark Aslett Mgmt For For For
1.2 Elect George Chamillard Mgmt For For For
1.3 Elect William O'Brien Mgmt For For For
2 Amendment to the 2005 Stock Incentive Plan Mgmt For Against Against
METHODE ELECTRONICS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MEI CUSIP 591520200 09/18/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Walter Aspatore Mgmt For For For
1.2 Elect Warren Batts Mgmt For For For
1.3 Elect J. Edward Colgate Mgmt For For For
1.4 Elect Darren Dawson Mgmt For For For
1.5 Elect Donald Duda Mgmt For For For
1.6 Elect Isabelle Goossen Mgmt For For For
1.7 Elect Christopher Hornung Mgmt For For For
1.8 Elect Paul Shelton Mgmt For For For
1.9 Elect Lawrence Skatoff Mgmt For For For
2 Ratification of Auditor Mgmt For For For
OSHKOSH TRUCK CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OSK CUSIP 688239201 02/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect J. William Andersen Mgmt For For For
1.2 Elect Robert Bohn Mgmt For For For
1.3 Elect Richard Donnelly Mgmt For For For
1.4 Elect Frederick Franks, Jr. Mgmt For For For
1.5 Elect Michael Grebe Mgmt For For For
1.6 Elect Kathleen Hempel Mgmt For For For
1.7 Elect Harvey Medvin Mgmt For For For
1.8 Elect J. Peter Mosling, Jr. Mgmt For For For
1.9 Elect Craig Omtvedt Mgmt For For For
1.10 Elect Timothy Roemer Mgmt For For For
1.11 Elect Richard Sim Mgmt For For For
1.12 Elect Charles Szews Mgmt For For For
2 APPROVAL OF THE 2009 INCENTIVE STOCK AND Mgmt For Against Against
AWARDS PLAN.
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
PLEXUS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PLXS CUSIP 729132100 02/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Ralf Boer Mgmt For For For
1.2 Elect Stephen Cortinovis Mgmt For For For
1.3 Elect David Drury Mgmt For For For
1.4 Elect Dean Foate Mgmt For For For
1.5 Elect Peter Kelly Mgmt For For For
1.6 Elect John Nussbaum Mgmt For For For
1.7 Elect Michael Schrock Mgmt For For For
1.8 Elect Charles Strother Mgmt For For For
1.9 Elect Mary Winston Mgmt For For For
2 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For For
AS INDEPENDENT AUDITORS.
POLYONE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
POL CUSIP 73179P106 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect J. Douglas Campbell Mgmt For For For
1.2 Elect Carol Cartwright Mgmt For For For
1.3 Elect Gale Duff-Bloom Mgmt For For For
1.4 Elect Richard Fearon Mgmt For For For
1.5 Elect Gordon Harnett Mgmt For For For
1.6 Elect Richar Lorraine Mgmt For For For
1.7 Elect Edward Mooney Mgmt For For For
1.8 Elect Stephen Newlin Mgmt For For For
1.9 Elect William Powell Mgmt For For For
1.10 Elect Farah Walters Mgmt For For For
2 Amendment to the Code of Regulations Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
STEWART INFORMATION SERVICES CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STC CUSIP 860372101 05/01/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Catherine Allen Mgmt For Withhold Against
1.2 Elect Robert Clarke Mgmt For For For
1.3 Elect E. Douglas Hodo Mgmt For For For
1.4 Elect Laurie Moore Mgmt For For For
1.5 Elect W. Arthur Porter Mgmt For For For
2 Increase of Authorized Common Stock Mgmt For Against Against
3 2008 Strategic Incentive Pool Plan Mgmt For For For
4 Amendment to the 2005 Long-Term Incentive Mgmt For Against Against
Plan
THE MEN'S WEARHOUSE INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MW CUSIP 587118100 06/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect George Zimmer Mgmt For For For
1.2 Elect David Edwab Mgmt For For For
1.3 Elect Rinaldo Brutoco Mgmt For For For
1.4 Elect Michael Ray Mgmt For For For
1.5 Elect Sheldon Stein Mgmt For For For
1.6 Elect Deepak Chopra Mgmt For For For
1.7 Elect William Sechrest Mgmt For For For
1.8 Elect Larry Katzen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
VALASSIS COMMUNICATIONS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VCI CUSIP 918866104 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: JOSEPH B. ANDERSON, JR. Mgmt For For For
2 ELECTION OF DIRECTOR: PATRICK F. BRENNAN Mgmt For For For
3 ELECTION OF DIRECTOR: KENNETH V. DARISH Mgmt For For For
4 ELECTION OF DIRECTOR: DR. WALTER H. KU Mgmt For For For
5 ELECTION OF DIRECTOR: ROBERT L. RECCHIA Mgmt For For For
6 ELECTION OF DIRECTOR: MARCELLA A. SAMPSON Mgmt For For For
7 ELECTION OF DIRECTOR: ALAN F. SCHULTZ Mgmt For For For
8 ELECTION OF DIRECTOR: WALLACE S. SNYDER Mgmt For For For
9 ELECTION OF DIRECTOR: AMBASSADOR FAITH Mgmt For For For
WHITTLESEY
10 PROPOSAL TO APPROVE THE STOCK OPTION Mgmt For Against Against
EXCHANGE PROGRAM.
11 Ratification of Auditor Mgmt For For For
12 Right to Adjourn Meeting Mgmt For For For
VISHAY INTERTECHNOLOGY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VSH CUSIP 928298108 05/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Ziv Shoshani Mgmt For Withhold Against
1.2 Elect Thomas Wertheimer Mgmt For For For
1.3 Elect Marc Zandman Mgmt For Withhold Against
1.4 Elect Ruta Zandman Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For For For
A. H. BELO CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AHC CUSIP 001282102 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Douglas Carlston Mgmt For For For
1.2 Elect Dealey Herndon Mgmt For For For
1.3 Elect David Morgan Mgmt For For For
1.4 Elect Tyree Miller Mgmt For For For
2 2008 Incentive Compensation Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
ACADIA REALTY TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AKR CUSIP 004239109 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Kenneth Bernstein Mgmt For For For
1.2 Elect Douglas Crocker II Mgmt For For For
1.3 Elect Suzanne Hopgood Mgmt For For For
1.4 Elect Lorrence Kellar Mgmt For For For
1.5 Elect Wendy Luscombe Mgmt For For For
1.6 Elect William Spitz Mgmt For For For
1.7 Elect Lee Wielansky Mgmt For For For
2 Ratification of Auditor Mgmt For For For
AIR METHODS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AIRM CUSIP 009128307 06/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Ralph Bernstein Mgmt For For For
2 Elect Mark Carleton Mgmt For For For
3 Elect Lowell Miller Mgmt For For For
4 Elect David Roehr Mgmt For For For
AIR METHODS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AIRM CUSIP 009128307 07/01/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: SAMUEL H. GRAY Mgmt For For For
2 ELECTION OF DIRECTOR: MORAD TAHBAZ Mgmt For For For
3 ELECTION OF DIRECTOR: AARON D. TODD Mgmt For For For
4 ADOPTION OF AMENDMENT TO INCREASE NUMBER OF Mgmt For For For
AUTHORIZED SHARES
AIRVANA, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AIRV CUSIP 00950V101 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Hassan Ahmed Mgmt For For For
1.2 Elect Gururaj Deshpande Mgmt For For For
1.3 Elect Anthony Thornley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ALLIANT TECHSYSTEMS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ATK CUSIP 018804104 08/05/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Frances Cook Mgmt For For For
1.2 Elect Martin Faga Mgmt For For For
1.3 Elect Ronald Fogleman Mgmt For For For
1.4 Elect Cynthia Lesher Mgmt For For For
1.5 Elect Douglas Maine Mgmt For For For
1.6 Elect Roman Martinez IV Mgmt For For For
1.7 Elect Daniel Murphy Mgmt For For For
1.8 Elect Mark Ronald Mgmt For For For
1.9 Elect Michael Smith Mgmt For For For
1.10 Elect William Van Dyke Mgmt For For For
2 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Mgmt For For For
ACCOUNTING FIRM
3 Increase Authorized Shares Mgmt For For For
4 Shareholder Proposal Regarding Health Care ShrHoldr Against Against For
Reform Principles
AMCOL INTERNATIONAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACO CUSIP 02341W103 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Daniel Casey Mgmt For For For
1.2 Elect Dale Stahl Mgmt For For For
1.3 Elect Lawrence Washow Mgmt For For For
AMERICAN ECOLOGY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ECOL CUSIP 025533407 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Victor Barnhart Mgmt For For For
1.2 Elect Joe Colvin Mgmt For For For
1.3 Elect Roy Eliff Mgmt For For For
1.4 Elect Edward Heil Mgmt For For For
1.5 Elect Jeffrey Merrifield Mgmt For For For
1.6 Elect John Poling Mgmt For For For
1.7 Elect Stephen Romano Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ANALOGIC CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ALOG CUSIP 032657207 01/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect James Judge Mgmt For For For
1.2 Elect Gerald Wilson Mgmt For For For
2 Adoption of Majority Vote for Election of Mgmt For For For
Directors
3 Ratification of Auditor Mgmt For For For
ARENA RESOURCES INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ARD CUSIP 040049108 12/12/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Lloyd Rochford Mgmt For Withhold Against
1.2 Elect Stanley McCabe Mgmt For Withhold Against
1.3 Elect Clayton Woodrum Mgmt For For For
1.4 Elect Anthony Petrelli Mgmt For For For
1.5 Elect Carl Fiddner Mgmt For For For
2 Amendment to the Stock Option Plan Mgmt For Against Against
ARRIS GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ARRS CUSIP 04269Q100 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Alex Best Mgmt For For For
1.2 Elect Harry Bosco Mgmt For For For
1.3 Elect John Craig Mgmt For For For
1.4 Elect Matthew Kearney Mgmt For For For
1.5 Elect William Lambert Mgmt For For For
1.6 Elect John Petty Mgmt For For For
1.7 Elect Robert Stanzione Mgmt For For For
1.8 Elect David Woodle Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2001 Employee Stock Mgmt For For For
Purchase Plan
ASBURY AUTOMOTIVE GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ABG CUSIP 043436104 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Janet Clarke Mgmt For For For
1.2 Elect Dennis Clements Mgmt For For For
1.3 Elect Michael Durham Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2002 Equity Incentive Plan Mgmt For For For
4 Amendment to the Key Executive Incentive Mgmt For For For
Compensation Plan
ASPEN INSURANCE HOLDINGS LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AHL CUSIP G05384105 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Richard Houghton Mgmt For Withhold Against
1.2 Elect Julian Cusack Mgmt For Withhold Against
1.3 Elect Glyn Jones Mgmt For For For
1.4 Elect Glyn Jones Mgmt For For For
1.5 Elect Christopher O'Kane Mgmt For For For
1.6 Elect Richard Bucknall Mgmt For For For
1.7 Elect Ian Cormack Mgmt For For For
1.8 Elect Richard Houghton Mgmt For Withhold Against
1.9 Elect Stephen Rose Mgmt For For For
1.10 Elect Oliver Peterken Mgmt For For For
1.11 Elect Heidi Hutter Mgmt For For For
1.12 Elect Christopher O'Kane Mgmt For For For
1.13 Elect Richard Houghton Mgmt For Withhold Against
1.14 Elect Stephen Rose Mgmt For For For
1.15 Elect Christopher O'Kane Mgmt For For For
1.16 Elect Richard Houghton Mgmt For Withhold Against
1.17 Elect Stephen Rose Mgmt For For For
1.18 Elect Stephen Rose Mgmt For For For
1.19 Elect John Henderson Mgmt For For For
1.20 Elect Christopher Woodman Mgmt For For For
1.21 Elect Michael Cain Mgmt For For For
1.22 Elect Katherine Wade Mgmt For For For
1.23 Elect Karen Green Mgmt For For For
1.24 Elect Christopher O'Brien Mgmt For For For
1.25 Elect Richard Bucknall Mgmt For For For
1.26 Elect John Hobbs Mgmt For For For
1.27 Elect James Ingham Clark Mgmt For For For
1.28 Elect Robert Long Mgmt For For For
1.29 Elect Christopher O'Brien Mgmt For For For
1.30 Elect Matthew Yeldham Mgmt For For For
1.31 Elect Karen Green Mgmt For For For
1.32 Elect Heidi Hutter Mgmt For For For
1.33 Elect Christopher O'Kane Mgmt For For For
1.34 Elect Julian Cusack Mgmt For Withhold Against
1.35 Elect James Few Mgmt For For For
1.36 Elect Oliver Peterken Mgmt For For For
1.37 Elect David Skinner Mgmt For For For
1.38 Elect Karen Green Mgmt For For For
1.39 Elect Heather Kitson Mgmt For For For
2 Appointment of Auditor and Authority to Set Mgmt For For For
Fees
3 Adoption of New Articles Mgmt For For For
4 Amendments to Memorandum Mgmt For For For
5 Amendments to Articles (Aspen Insurance UK Mgmt For For For
Limited)
6 Amendments to Articles (Aspen Insurance UK Mgmt For For For
Service Limited)
7 Amendments to Articles (Aspen [UK] Holdings Mgmt For For For
Limited)
8 Amendments to Articles (AIUK Trustees Mgmt For For For
Limited)
9 Amendments to Articles (Aspen Underwriting Mgmt For For For
Limited)
10 Amendments to Articles (Aspen Managing Mgmt For For For
Agency Limited)
11 Appointment of Auditor and Authority to Set Mgmt For For For
Fees
12 Amendments to By-Laws (Aspen Insurance Mgmt For For For
Limited)
13 Amendments to Memordandum (Aspen Insurance Mgmt For For For
Limited)
ASPEN TECHNOLOGY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AZPN CUSIP 045327103 08/21/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Donald Casey Mgmt For For For
1.2 Elect Stephen Jennings Mgmt For For For
1.3 Elect Michael Pehl Mgmt For Withhold Against
2 TO RATIFY THE SELECTION OF INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM.
ATMOS ENERGY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ATO CUSIP 049560105 02/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Ruben Esquivel Mgmt For For For
1.2 Elect Richard Cardin Mgmt For For For
1.3 Elect Thomas Meredith Mgmt For For For
1.4 Elect Nancy Quinn Mgmt For For For
1.5 Elect Stephen Springer Mgmt For For For
1.6 Elect Richard Ware II Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
DECLASSIFICATION OF BOARD OF DIRECTORS.
BANCORPSOUTH, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BXS CUSIP 059692103 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Hassell Franklin Mgmt For For For
1.2 Elect Robert Nolan Mgmt For For For
1.3 Elect W. Cal Partee, Jr. Mgmt For For For
1.4 Elect James Campbell, III Mgmt For For For
2 Authorization of Preferred Stock Mgmt For For For
BEBE STORES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BEBE CUSIP 075571109 11/05/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Manny Mashouf Mgmt For Withhold Against
1.2 Elect Barbara Bass Mgmt For For For
1.3 Elect Cynthia Cohen Mgmt For For For
1.4 Elect Corrado Federico Mgmt For For For
1.5 Elect Caden Wang Mgmt For For For
1.6 Elect Gregory Scott Mgmt For For For
2 Amendment to the 1997 Stock Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
BIOMED REALTY TRUST, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BMR CUSIP 09063H107 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Alan Gold Mgmt For For For
1.2 Elect Barbara Cambon Mgmt For For For
1.3 Elect Edward Dennis Mgmt For For For
1.4 Elect Richard Gilchrist Mgmt For For For
1.5 Elect Gary Kreitzer Mgmt For Withhold Against
1.6 Elect Theodore Roth Mgmt For For For
1.7 Elect M. Faye Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Incentive Award Plan Mgmt For Against Against
BJ'S WHOLESALE CLUB, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BJ CUSIP 05548J106 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Christine Cournoyer Mgmt For For For
2 Elect Edmond English Mgmt For For For
3 Elect Helen Peters Mgmt For For For
4 Amendment to the 2008 Management Incentive Mgmt For For For
Plan
5 Amendment to the 2008 Growth Incentive Plan Mgmt For For For
6 Amendment to the 2007 Stock Incentive Plan Mgmt For For For
7 Ratification of Auditor Mgmt For For For
BRINK'S HOME SECURITY HOLDINGS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CFL CUSIP 109699108 05/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Robert Allen Mgmt For For For
1.2 Elect Michael Gilliland Mgmt For For For
2 Ratification of Auditor Mgmt For For For
BRINKS COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BCO CUSIP 109696104 05/01/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Roger Ackerman Mgmt For For For
1.2 Elect Betty Alewine Mgmt For For For
1.3 Elect Michael Herling Mgmt For For For
1.4 Elect Thomas Schievelbein Mgmt For For For
1.5 Elect Robert Strang Mgmt For For For
2 Ratification of Auditor Mgmt For For For
CACHE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CACH CUSIP 127150308 07/01/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Andrew Saul Mgmt For For For
1.2 Elect Thomas Reinckens Mgmt For For For
1.3 Elect Gene Gage Mgmt For For For
1.4 Elect Arthur Mintz Mgmt For For For
1.5 Elect Morton Schrader Mgmt For For For
2 Ratification of Auditor Mgmt For For For
CASELLA WASTE SYSTEMS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CWST CUSIP 147448104 10/14/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect James Bohlig Mgmt For Withhold Against
1.2 Elect Gregory Peters Mgmt For For For
1.3 Elect Joseph Doody Mgmt For For For
1.4 Elect Michael Burke Mgmt For For For
2 TO APPROVE THE AMENDMENT TO THE COMPANY S Mgmt For Against Against
2006 STOCK INCENTIVE PLAN.
3 Ratification of Auditor Mgmt For For For
CASEY'S GENERAL STORES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CASY CUSIP 147528103 09/19/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Ronald Lamb Mgmt For Withhold Against
1.2 Elect Robert Myers Mgmt For For For
1.3 Elect Diane Bridgewater Mgmt For For For
1.4 Elect Johnny Danos Mgmt For For For
1.5 Elect Patricia Sullivan Mgmt For For For
1.6 Elect Kenneth Haynie Mgmt For For For
1.7 Elect William Kimball Mgmt For For For
1.8 Elect Jeffrey Lamberti Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
CAVCO INDUSTRIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CVCO CUSIP 149568107 06/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Steven Bunger Mgmt For For For
1.2 Elect Jack Hanna Mgmt For For For
2 Ratification of Auditor Mgmt For For For
CAVCO INDUSTRIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CVCO CUSIP 149568107 07/09/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Joseph Stegmayer Mgmt For For For
1.2 Elect William Boor Mgmt For For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For For
INDEPENDENT AUDITOR FOR FISCAL 2009.
CELADON GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CLDN CUSIP 150838100 11/14/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Stephen Russell Mgmt For For For
1.2 Elect Anthony Heyworth Mgmt For For For
1.3 Elect Catherine Langham Mgmt For For For
1.4 Elect Michael Miller Mgmt For For For
1.5 Elect Paul Will Mgmt For Withhold Against
2 Amendment to the 2006 Omnibus Incentive Plan Mgmt For Against Against
3 Transaction of Other Business Mgmt For For For
CHICO'S FAS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CHS CUSIP 168615102 06/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Ross Roeder Mgmt For For For
1.2 Elect Andrea Weiss Mgmt For For For
2 Adoption of Majority Vote for Election of Mgmt For For For
Directors
3 Ratification of Auditor Mgmt For For For
CLEAN HARBORS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CLH CUSIP 184496107 05/11/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Alan McKim Mgmt For For For
1.2 Elect John Preston Mgmt For For For
1.3 Elect Lorne Waxlax Mgmt For For For
2 CEO Annual Incentive Bonus Plan Mgmt For For For
COHEN & STEERS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CNS CUSIP 19247A100 05/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Martin Cohen Mgmt For For For
2 Elect Robert Steers Mgmt For For For
3 Elect Richard Bruce Mgmt For For For
4 Elect Peter Rhein Mgmt For For For
5 Elect Richard Simon Mgmt For For For
6 Elect Edmond Villani Mgmt For For For
7 Ratification of Auditor Mgmt For For For
COMSTOCK RESOURCES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CRK CUSIP 205768203 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Roland Burns Mgmt For Withhold Against
1.2 Elect David Lockett Mgmt For For For
2 2009 Long-term Incentive Plan Mgmt For Against Against
3 Increase of Authorized Common Stock Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
COMTECH TELECOMMUNICATIONS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CMTL CUSIP 205826209 12/05/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Ira Kaplan Mgmt For For For
1.2 Elect Gerard Nocita Mgmt For For For
2 Ratification of Auditor Mgmt For For For
COURIER CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CRRC CUSIP 222660102 01/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect James Conway III Mgmt For For For
1.2 Elect Kathleen Curley Mgmt For For For
1.3 Elect W. Nicholas Thorndike Mgmt For For For
2 Ratification of Auditor Mgmt For For For
CRAY INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CRAY CUSIP 225223304 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect William Blake Mgmt For For For
1.2 Elect John Jones Mgmt For For For
1.3 Elect Stephen Kiely Mgmt For For For
1.4 Elect Frank Lederman Mgmt For For For
1.5 Elect Sally Narodick Mgmt For For For
1.6 Elect Daniel Regis Mgmt For For For
1.7 Elect Stephen Richards Mgmt For For For
1.8 Elect Peter Ungaro Mgmt For For For
2 2009 Long-Term Equity Compensation Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
CURTISS-WRIGHT CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CW CUSIP 231561101 05/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Martin Benante Mgmt For For For
1.2 Elect S. Marce Fuller Mgmt For For For
1.3 Elect Allen Kozinski Mgmt For For For
1.4 Elect Carl Miller Mgmt For For For
1.5 Elect William Mitchell Mgmt For For For
1.6 Elect John Myers Mgmt For For For
1.7 Elect John Nathman Mgmt For For For
1.8 Elect William Sihler Mgmt For For For
1.9 Elect Albert Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
CYMER, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CYMI CUSIP 232572107 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Charles Abbe Mgmt For For For
1.2 Elect Robert Akins Mgmt For For For
1.3 Elect Edward Braun Mgmt For For For
1.4 Elect Michael Gaulke Mgmt For For For
1.5 Elect William Oldham Mgmt For For For
1.6 Elect Peter Simone Mgmt For For For
1.7 Elect Young Sohn Mgmt For For For
1.8 Elect Jon Tompkins Mgmt For For For
2 Amendment to the 2005 Equity Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
DEALERTRACK HOLDINGS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TRAK CUSIP 242309102 06/17/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect James Foy Mgmt For For For
1.2 Elect Howard Tischler Mgmt For For For
1.3 Elect James Power III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Option Exchange Mgmt For Against Against
4 Amendment to the 2005 Incentive Plan Mgmt For Against Against
DICK'S SPORTING GOODS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DKS CUSIP 253393102 06/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect William Colombo Mgmt For For For
1.2 Elect David Fuente Mgmt For For For
1.3 Elect Larry Stone Mgmt For For For
2 Ratification of Auditor Mgmt For For For
DIEBOLD, INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DBD CUSIP 253651103 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Phillip Cox Mgmt For For For
1.2 Elect Richard Crandall Mgmt For For For
1.3 Elect Gale Fitzgerald Mgmt For For For
1.4 Elect Phillip Lassiter Mgmt For For For
1.5 Elect John Lauer Mgmt For For For
1.6 Elect Eric Roorda Mgmt For For For
1.7 Elect Thomas Swidarski Mgmt For For For
1.8 Elect Henry Wallace Mgmt For For For
1.9 Elect Alan Weber Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 1991 Equity and Performance Mgmt For For For
Incentive Plan
DREW INDUSTRIES INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DW CUSIP 26168L205 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Edward Rose, III Mgmt For For For
1.2 Elect Leigh Abrams Mgmt For Withhold Against
1.3 Elect Fredric Zinn Mgmt For For For
1.4 Elect James Gero Mgmt For For For
1.5 Elect Frederick Hegi, Jr. Mgmt For For For
1.6 Elect David Reed Mgmt For For For
1.7 Elect John Lowe, Jr. Mgmt For For For
1.8 Elect Jason Lippert Mgmt For Withhold Against
2 Decrease of Authorized Common Stock Mgmt For For For
3 Amendment to the 2002 Equity Award and Mgmt For Against Against
Incentive Plan
4 Ratification of Auditor Mgmt For For For
5 Transaction of Other Business Mgmt For For For
EL PASO ELECTRIC COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EE CUSIP 283677854 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect James Harris Mgmt For For For
1.2 Elect David Stevens Mgmt For For For
1.3 Elect Stephen Wertheimer Mgmt For For For
1.4 Elect Charles Yamarone Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ELECTRONICS FOR IMAGING, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EFII CUSIP 286082102 06/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Gill Cogan Mgmt For For For
1.2 Elect Guy Gecht Mgmt For For For
1.3 Elect Thomas Georgens Mgmt For For For
1.4 Elect James Greene Mgmt For For For
1.5 Elect Richard Kashnow Mgmt For For For
1.6 Elect Dan Maydan Mgmt For For For
1.7 Elect Fred Rosenzweig Mgmt For Withhold Against
2 Amendment to the 2000 Employee Stock Mgmt For For For
Purchase Plan
3 Approval of the 2009 Equity Incentive Award Mgmt For Against Against
Plan
4 Approval of a One-Time Option Exchange for Mgmt For Against Against
Employees
5 Approval of a One-Time Option Exchange for Mgmt For Against Against
Named Executive Officers
6 Ratification of Auditor Mgmt For For For
ENERGEN CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EGN CUSIP 29265N108 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Judy Merritt, PhD Mgmt For For For
1.2 Elect Stephen Snider Mgmt For For For
1.3 Elect Gary Youngblood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
EPIQ SYSTEMS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EPIQ CUSIP 26882D109 06/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Tom Olofson Mgmt For For For
1.2 Elect Christopher Olofson Mgmt For Withhold Against
1.3 Elect W. Bryan Satterlee Mgmt For For For
1.4 Elect Edward Connolly, Jr. Mgmt For For For
1.5 Elect James Byrnes Mgmt For For For
1.6 Elect Joel Pelofsky Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ESTERLINE TECHNOLOGIES CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ESL CUSIP 297425100 03/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Lewis Burns Mgmt For For For
1.2 Elect Robert Cline Mgmt For For For
1.3 Elect Jerry Leitman Mgmt For For For
1.4 Elect Paul Haack Mgmt For For For
2 Ratification of Auditor Mgmt For For For
F5 NETWORKS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FFIV CUSIP 315616102 03/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF ONE CLASS I DIRECTOR: KARL D. Mgmt For For For
GUELICH
2 PROPOSAL TO APPROVE AN AMENDMENT TO THE 2005 Mgmt For For For
EQUITY INCENTIVE PLAN.
3 PROPOSAL TO APPROVE AN AMENDMENT TO THE 1999 Mgmt For For For
EMPLOYEE STOCK PURCHASE PLAN.
4 Ratification of Auditor Mgmt For For For
FEI COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FEIC CUSIP 30241L109 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Lawrence Bock Mgmt For For For
1.2 Elect Wilfred Corrigan Mgmt For For For
1.3 Elect Don Kania Mgmt For For For
1.4 Elect Thomas Kelly Mgmt For For For
1.5 Elect William Lattin Mgmt For For For
1.6 Elect Jan Lobbezoo Mgmt For For For
1.7 Elect Gerhard Parker Mgmt For For For
1.8 Elect James Richardson Mgmt For For For
1.9 Elect Richard Wills Mgmt For For For
2 Amendment to the 1995 Stock Incentive Plan Mgmt For For For
3 Amendment to the Employee Share Purchase Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
FIDELITY NATIONAL FINANCIAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FNF CUSIP 31620R105 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Frank Willey Mgmt For For For
1.2 Elect Willie Davis Mgmt For For For
2 Ratification of Auditor Mgmt For For For
FINANCIAL FEDERAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FIF CUSIP 317492106 12/09/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Lawrence Fisher Mgmt For For For
1.2 Elect Michael Palitz Mgmt For For For
1.3 Elect Paul Sinsheimer Mgmt For For For
1.4 Elect Leopold Swergold Mgmt For For For
1.5 Elect H. E. Timanus, Jr. Mgmt For For For
1.6 Elect Michael Zimmerman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
FIRST ADVANTAGE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FADV CUSIP 31845F100 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Parker Kennedy Mgmt For Withhold Against
1.2 Elect Anand Nallathambi Mgmt For For For
1.3 Elect J. David Chatham Mgmt For For For
1.4 Elect Barry Connelly Mgmt For For For
1.5 Elect Frank McMahon Mgmt For Withhold Against
1.6 Elect Donald Nickelson Mgmt For For For
1.7 Elect Donald Robert Mgmt For For For
1.8 Elect Jill Kanin-Lovers Mgmt For For For
1.9 Elect D. Van Skilling Mgmt For For For
1.10 Elect David Walker Mgmt For For For
FIRST AMERICAN CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FAF CUSIP 318522307 12/10/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect George Argyros Mgmt For For For
1.2 Elect Bruce Bennett Mgmt For For For
1.3 Elect J. David Chatham Mgmt For For For
1.4 Elect Glenn Christenson Mgmt For For For
1.5 Elect William Davis Mgmt For For For
1.6 Elect James Doti Mgmt For For For
1.7 Elect Lewis Douglas, Jr. Mgmt For For For
1.8 Elect Christopher Greetham Mgmt For For For
1.9 Elect Parker Kennedy Mgmt For For For
1.10 Elect Thomas O'Brien Mgmt For For For
1.11 Elect Frank O' Bryan Mgmt For For For
1.12 Elect Roslyn Payne Mgmt For For For
1.13 Elect D. Van Skilling Mgmt For For For
1.14 Elect Patrick Stone Mgmt For For For
1.15 Elect Herbert Tasker Mgmt For For For
1.16 Elect Virginia Ueberroth Mgmt For For For
1.17 Elect Mary Widener Mgmt For For For
2 Increase in Board Size Range Mgmt For For For
3 Ratification of Auditor Mgmt For For For
FIRST HORIZON NATIONAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FHN CUSIP 320517105 04/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Mark Emkes Mgmt For For For
1.2 Elect D. Bryan Jordan Mgmt For For For
1.3 Elect R. Brad Martin Mgmt For For For
1.4 Elect Vicki Palmer Mgmt For For For
1.5 Elect William Sansom Mgmt For For For
2 RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For For
AUDITORS.
3 APPROVAL OF AN ADVISORY PROPOSAL ON Mgmt For For For
EXECUTIVE COMPENSATION.
FIRSTMERIT CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FMER CUSIP 337915102 01/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amendment to Authorized Preferred Stock Mgmt For For For
2 Amendment to Code of Regulations Mgmt For For For
3 Right to Adjourn Meeting Mgmt For For For
FIRSTMERIT CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FMER CUSIP 337915102 04/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Karen Belden Mgmt For For For
1.2 Elect R. Cary Blair Mgmt For For For
1.3 Elect John Blickle Mgmt For For For
1.4 Elect Robert Briggs Mgmt For For For
1.5 Elect Gina France Mgmt For For For
1.6 Elect Paul Greig Mgmt For For For
1.7 Elect Terry Haines Mgmt For For For
1.8 Elect Clifford Isroff Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
FLUSHING FINANCIAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FFIC CUSIP 343873105 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Steven D'Iorio Mgmt For For For
1.2 Elect Louis Grassi Mgmt For For For
1.3 Elect Sam Han Mgmt For For For
1.4 Elect John Roe, Sr. Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Ratification of Auditor Mgmt For For For
FORMFACTOR, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FORM CUSIP 346375108 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect James Prestridge Mgmt For For For
1.2 Elect Harvey Wagner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
FORMFACTOR, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FORM CUSIP 346375108 10/08/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Option Exchange Program Mgmt For Against Against
FRONTIER OIL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FTO CUSIP 35914P105 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect James Gibbs Mgmt For For For
1.2 Elect Douglas Bech Mgmt For For For
1.3 Elect G. Clyde Buck Mgmt For For For
1.4 Elect T. Michael Dossey Mgmt For For For
1.5 Elect Michael Jennings Mgmt For For For
1.6 Elect James Lee Mgmt For For For
1.7 Elect Paul Loyd, Jr. Mgmt For For For
1.8 Elect Michael Rose Mgmt For For For
2 TO APPROVE THE SECOND AMENDED AND RESTATED Mgmt For For For
ARTICLES OF INCORPORATION.
3 Ratification of Auditor Mgmt For For For
FULTON FINANCIAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FULT CUSIP 360271100 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Jeffrey Albertson Mgmt For For For
1.2 Elect Craig Dally Mgmt For For For
1.3 Elect Rufus Fulton, Jr. Mgmt For For For
1.4 Elect Willem Kooyker Mgmt For For For
1.5 Elect R. Scott Smith, Jr. Mgmt For For For
1.6 Elect E. Philip Wenger Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Ratification of Auditor Mgmt For For For
GYMBOREE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GYMB CUSIP 403777105 06/09/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Matthew McCauley Mgmt For For For
1.2 Elect Gary Heil Mgmt For For For
2 Ratification of Auditor Mgmt For For For
H.B. FULLER COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FUL CUSIP 359694106 04/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Juliana Chugg Mgmt For For For
1.2 Elect Richard Marcantonio Mgmt For For For
1.3 Elect Alfredo Rovira Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 TO APPROVE THE H.B. FULLER COMPANY 2009 Mgmt For Against Against
DIRECTOR STOCK INCENTIVE PLAN.
HAIN CELESTIAL GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HAIN CUSIP 405217100 03/11/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Irwin Simon Mgmt For For For
1.2 Elect Barry Alperin Mgmt For For For
1.3 Elect Richard Berke Mgmt For For For
1.4 Elect Beth Bronner Mgmt For For For
1.5 Elect Jack Futterman Mgmt For For For
1.6 Elect Daniel Glickman Mgmt For For For
1.7 Elect Marina Hahn Mgmt For For For
1.8 Elect Andrew Heyer Mgmt For For For
1.9 Elect Roger Meltzer Mgmt For For For
1.10 Elect Lewis Schiliro Mgmt For For For
1.11 Elect Lawrence Zilavy Mgmt For For For
2 TO APPROVE THE AMENDMENT OF THE 2000 Mgmt For Against Against
DIRECTORS STOCK OPTION PLAN.
3 Amendment to the 2002 Long-Term Incentive Mgmt For Against Against
and Stock Award Plan
4 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
6 Ratification of Auditor Mgmt For For For
HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HAR CUSIP 413086109 12/03/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Brian Carroll Mgmt For For For
1.2 Elect Hellene Runtagh Mgmt For For For
2 APPROVAL OF THE AMENDMENTS TO THE 2002 STOCK Mgmt For Against Against
OPTION AND INCENTIVE PLAN.
3 APPROVAL OF THE 2008 KEY EXECUTIVE OFFICERS Mgmt For For For
BONUS PLAN.
HARMONIC INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HLIT CUSIP 413160102 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Patrick Harshman Mgmt For For For
1.2 Elect Harold Covert Mgmt For For For
1.3 Elect Patrick Gallagher Mgmt For For For
1.4 Elect E. Floyd Kvamme Mgmt For For For
1.5 Elect Anthony Ley Mgmt For For For
1.6 Elect William Reddersen Mgmt For For For
1.7 Elect Lewis Solomon Mgmt For For For
1.8 Elect David Van Valkenburg Mgmt For For For
2 Amendment to the 2002 Employee Stock Mgmt For For For
Purchase Plan
3 Ratification of Auditor Mgmt For For For
HARRIS STRATEX NETWORKS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HSTX CUSIP 41457P106 11/20/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Charles Kissner Mgmt For Withhold Against
1.2 Elect William Hasler Mgmt For For For
1.3 Elect Clifford Higgerson Mgmt For For For
1.4 Elect Edward Thompson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVAL OF THE ANNUAL INCENTIVE PLAN Mgmt For For For
4 APPROVAL OF THE 2007 STOCK EQUITY PLAN. Mgmt For Against Against
HEWITT ASSOCIATES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HEW CUSIP 42822Q100 02/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect William Conaty Mgmt For For For
1.2 Elect Michele Hunt Mgmt For For For
1.3 Elect Cary McMillan Mgmt For For For
2 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For For
INDEPENDENT PUBLIC ACCOUNTANTS.
HIBBETT SPORTS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HIBB CUSIP 428567101 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Terrance Finley Mgmt For For For
1.2 Elect Alton Yother Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2005 Equity Incentive Plan Mgmt For Against Against
HILLENBRAND, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HI CUSIP 431571108 02/11/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect William Cernugel Mgmt For For For
1.2 Elect Eduardo Menasce Mgmt For For For
1.3 Elect Stuart Taylor, II Mgmt For For For
2 Short-Term Incentive Compensation Plan for Mgmt For For For
Key Executives
3 Ratification of Auditor Mgmt For For For
IDACORP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IDA CUSIP 451107106 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect C. Stephen Allred Mgmt For For For
1.2 Elect Christine King Mgmt For For For
1.3 Elect Gary Michael Mgmt For For For
1.4 Elect Jan Packwood Mgmt For For For
1.5 Elect Richard Dahl Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Reducing ShrHoldr Against Against For
Greenhouse Gas Emissions
INFORMATICA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
INFA CUSIP 45666Q102 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect David Pidwell Mgmt For For For
1.2 Elect Sohaib Abbasi Mgmt For For For
1.3 Elect Geoffrey W. Squire Mgmt For For For
2 2009 Equity Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
INTERVEST BANCSHARES CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IBCA CUSIP 460927106 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Michael Callen Mgmt For For For
1.2 Elect Wayne Holly Mgmt For Withhold Against
1.3 Elect Lawton Swan III Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For Abstain Against
3 Ratification of Auditor Mgmt For For For
INVESTMENT TECHNOLOGY GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ITG CUSIP 46145F105 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect J. William Burdett Mgmt For For For
1.2 Elect Christopher Dodds Mgmt For For For
1.3 Elect Robert Gasser Mgmt For For For
1.4 Elect Timothy Jones Mgmt For For For
1.5 Elect Robert King Mgmt For For For
1.6 Elect Kevin O'Hara Mgmt For For For
1.7 Elect Maureen O'Hara Mgmt For For For
1.8 Elect Brian Steck Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Employee Stock Purchase Plan Mgmt For For For
4 Amendment to the 2007 Omnibus Equity Mgmt For For For
Compensation Plan
IPC THE HOSPITALIST COMPANY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IPCM CUSIP 44984A105 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Mark Brooks Mgmt For For For
1.2 Elect Woodrin Grossman Mgmt For For For
1.3 Elect R. Jeffrey Taylor Mgmt For For For
2 Ratification of Auditor Mgmt For For For
J. CREW GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JCG CUSIP 46612H402 06/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect James Coulter Mgmt For For For
1.2 Elect Millard Drexler Mgmt For For For
1.3 Elect Steven Grand-Jean Mgmt For For For
2 Ratification of Auditor Mgmt For For For
J.M. SMUCKER CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SJMB CUSIP 832696405 08/21/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Vincent Byrd Mgmt For Withhold Against
1.2 Elect R. Douglas Cowan Mgmt For For For
1.3 Elect Elizabeth Long Mgmt For For For
2 Ratification of Auditor Mgmt For For For
JEFFERIES GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JEF CUSIP 472319102 05/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Richard Handler Mgmt For For For
1.2 Elect Brian Friedman Mgmt For For For
1.3 Elect W. Patrick Campbell Mgmt For For For
1.4 Elect Ian Cumming Mgmt For For For
1.5 Elect Richard Dooley Mgmt For For For
1.6 Elect Robert Joyal Mgmt For For For
1.7 Elect Michael O'Kane Mgmt For For For
1.8 Elect Joseph Steinberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
K-V PHARMACEUTICAL COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KVB CUSIP 482740206 09/05/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amendment to Classified Board Mgmt For For For
2.1 Elect Jean Bellin Mgmt For For For
2.2 Elect Kevin Carlie Mgmt For For For
2.3 Elect Terry Hatfield Mgmt For For For
2.4 Elect David Hermelin Mgmt For Withhold Against
2.5 Elect Marc Hermelin Mgmt For For For
2.6 Elect Ronald Kanterman Mgmt For Withhold Against
2.7 Elect Jonathon Killmer Mgmt For For For
2.8 Elect Norman Schellenger Mgmt For For For
2.9 Elect Jean Bellin Mgmt For For For
2.10 Elect Terry Hatfield Mgmt For For For
2.11 Elect Norman Schellenger Mgmt For For For
2.12 Elect Kevin Carlie Mgmt For For For
2.13 Elect Marc Hermelin Mgmt For For For
3 Amendment to the 2001 Incentive Stock Option Mgmt For Against Against
Plan
4 Ratification of Auditor Mgmt For For For
KENSEY NASH CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KNSY CUSIP 490057106 12/10/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Douglas Evans Mgmt For For For
1.2 Elect C. McCollister Evarts Mgmt For For For
1.3 Elect Walter Maupay, Jr. Mgmt For For For
2 Amendment to the Employee Incentive Mgmt For Against Against
Compensation Plan
3 Ratification of Auditor Mgmt For For For
LANCASTER COLONY CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LANC CUSIP 513847103 11/17/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Robert Fox Mgmt For For For
1.2 Elect John Gerlach, Jr. Mgmt For For For
1.3 Elect Edward Jennings Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Opting Into State Takeover Law Mgmt For For For
4 Elimination of Supermajority Requirement Mgmt For For For
5 Revise Authority of Meeting Chairperson and Mgmt For Against Against
Adopt Advanced Notice Requirement
6 Allow Alternative Proxy Formats Mgmt For For For
7 Additional Requirements Regarding Director Mgmt For For For
Nominations
8 Allow Amendments Without Shareholder Approval Mgmt For Against Against
LANCE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LNCE CUSIP 514606102 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Jeffrey Atkins Mgmt For For For
1.2 Elect J.P. Bolduc Mgmt For For For
1.3 Elect Isaiah Tidwell Mgmt For For For
2 RATIFICATION OF SELECTION OF KPMG LLP AS Mgmt For For For
INDEPENDENT PUBLIC ACCOUNTANTS.
LANDSTAR SYSTEM, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LSTR CUSIP 515098101 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Henry Gerkens Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVAL OF AN AMENDMENT TO THE COMPANY S Mgmt For Against Against
2002 EMPLOYEE STOCK OPTION PLAN.
LAYNE CHRISTENSEN COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LAYN CUSIP 521050104 06/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect David Brown Mgmt For For For
1.2 Elect Nelson Obus Mgmt For For For
1.3 Elect J. Samuel Butler Mgmt For For For
1.4 Elect Jeffrey Reynolds Mgmt For For For
1.5 Elect Robert Gilmore Mgmt For For For
1.6 Elect Rene Robichaud Mgmt For For For
1.7 Elect Anthony Helfet Mgmt For For For
1.8 Elect Andrew Schmitt Mgmt For For For
2 Amendment to Rights Agreement Mgmt For For For
3 Amendment to the 2006 Equity Incentive Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
LAZARD LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LAZ CUSIP G54050102 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Steven Heyer Mgmt For For For
1.2 Elect Sylvia Jay Mgmt For For For
1.3 Elect Vernon Jordan, Jr. Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
LIFE TECHNOLOGIES CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IVGN CUSIP 46185R100 10/28/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval of the Merger Mgmt For For For
2 Increase of Authorized Common Stock Mgmt For For For
3 Right to Adjourn Meeting Mgmt For For For
LULULEMON ATHLETICA INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LULU CUSIP 550021109 06/10/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Christine Day Mgmt For For For
1.2 Elect Martha Morfitt Mgmt For For For
1.3 Elect Rhoda Pitcher Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For For For
M.D.C. HOLDINGS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MDC CUSIP 552676108 04/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect David Blackford Mgmt For For For
1.2 Elect Steven Borick Mgmt For For For
2 TO VOTE ON A SHAREOWNER PROPOSAL REGARDING ShrHoldr Against Against For
THE CHAIRMAN AND CEO POSITIONS.
3 Ratification of Auditor Mgmt For For For
MAGELLAN HEALTH SERVICES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MGLH CUSIP 559079207 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Rene Lerer Mgmt For For For
1.2 Elect Nancy Johnson Mgmt For For For
1.3 Elect Eran Broshy Mgmt For For For
2 Ratification of Auditor Mgmt For For For
MARTEN TRANSPORT, LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MRTN CUSIP 573075108 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Randolph Marten Mgmt For For For
1.2 Elect Larry Hagness Mgmt For For For
1.3 Elect Thomas Winkel Mgmt For For For
1.4 Elect Jerry Bauer Mgmt For For For
1.5 Elect Robert Demorest Mgmt For For For
1.6 Elect G. Larry Owens Mgmt For For For
2 Ratification of Auditor Mgmt For For For
MCGRATH RENTCORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MGRC CUSIP 580589109 06/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect William Dawson Mgmt For For For
1.2 Elect Robert Hood Mgmt For For For
1.3 Elect Dennis Kakures Mgmt For For For
1.4 Elect Robert McGrath Mgmt For For For
1.5 Elect Dennis Stradford Mgmt For For For
1.6 Elect Ronald Zech Mgmt For For For
2 Amendment to the 2007 Stock Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
MEDNAX, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MD CUSIP 58502B106 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Cesar Alvarez Mgmt For For For
1.2 Elect Waldemar Carlo Mgmt For For For
1.3 Elect Michael Fernandez Mgmt For For For
1.4 Elect Roger Freeman Mgmt For For For
1.5 Elect Paul Gabos Mgmt For For For
1.6 Elect Dany Garcia Mgmt For For For
1.7 Elect Pascal Goldschmidt Mgmt For For For
1.8 Elect Roger Medel Mgmt For For For
1.9 Elect Manuel Kadre Mgmt For For For
1.10 Elect Enrique Sosa Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For For For
MEDNAX, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MD CUSIP 705324101 09/24/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Amendment to the 1996 Non-Qualified Employee Mgmt For For For
Stock Purchase Plan
MICROSEMI CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MSCC CUSIP 595137100 02/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect James Peterson Mgmt For For For
1.2 Elect Dennis Leibel Mgmt For For For
1.3 Elect Thomas Anderson Mgmt For For For
1.4 Elect William Bendush Mgmt For For For
1.5 Elect William Healey Mgmt For For For
1.6 Elect Paul Folino Mgmt For For For
1.7 Elect Matthew Massengill Mgmt For For For
2 Ratification of Auditor Mgmt For For For
MISSION WEST PROPERTIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MSW CUSIP 605203108 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Carl Berg Mgmt For For For
1.2 Elect William Hasler Mgmt For For For
1.3 Elect Lawrence Helzel Mgmt For For For
1.4 Elect Raymond Marino Mgmt For Withhold Against
1.5 Elect Martin Roher Mgmt For For For
2 Ratification of Auditor Mgmt For For For
MKS INSTRUMENTS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MKSI CUSIP 55306N104 05/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Leo Berlinghieri Mgmt For For For
1.2 Elect Hans-Jochen Kahl Mgmt For For For
1.3 Elect Louis Valente Mgmt For For For
2 Amendment to the 2004 Stock Incentive Plan Mgmt For Against Against
3 Amendment to the Employee Stock Purchase Plan Mgmt For For For
4 Amendment to the International Employee Mgmt For For For
Stock Purchase Plan
5 Ratification of Auditor Mgmt For For For
MOOG INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MOGA CUSIP 615394202 01/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Brian Lipke Mgmt For For For
2 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For For
AUDITORS FOR THE FISCAL YEAR 2009.
MTS SYSTEMS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MTSC CUSIP 553777103 02/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Jean-Lou Chameau Mgmt For For For
1.2 Elect Merlin Dewing Mgmt For For For
1.3 Elect Laura Hamilton Mgmt For For For
1.4 Elect Brendan Hegarty Mgmt For For For
1.5 Elect Lois Martin Mgmt For For For
1.6 Elect Joseph O'Donnell Mgmt For For For
1.7 Elect Barb Samardzich Mgmt For For For
2 Ratification of Auditor Mgmt For For For
NATCO GROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NTG CUSIP 63227W203 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Keith Allan Mgmt For For For
1.2 Elect George Hickox, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Long-Term Incentive Compensation Plan Mgmt For Against Against
NATIONAL CITY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NCC CUSIP 635405103 09/15/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Increase of Authorized Common Stock Mgmt For For For
2 Issuance of Common Stock Pursuant to Equity Mgmt For For For
Investment Transactions
NEWALLIANCE BANCSHARES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NAL CUSIP 650203102 04/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Robert Lyons, Jr. Mgmt For For For
1.2 Elect Eric Marziali Mgmt For For For
1.3 Elect Julia McNamara Mgmt For For For
1.4 Elect Peyton Patterson Mgmt For For For
1.5 Elect Gerald Rosenberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For For For
NIC INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EGOV CUSIP 62914B100 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Harry Herington Mgmt For For For
1.2 Elect Art Burtscher Mgmt For For For
1.3 Elect Daniel Evans Mgmt For For For
1.4 Elect Jeffery Fraser Mgmt For Withhold Against
1.5 Elect Ross Hartley Mgmt For For For
1.6 Elect Alexander Kemper Mgmt For For For
1.7 Elect Pete Wilson Mgmt For For For
2 Reincorporation of the Company from the Mgmt For For For
State of Colorado to the State of Delaware
3 Authorization of Preferred Stock Mgmt For Against Against
4 Amendment to the 2006 Amended and Restated Mgmt For Against Against
Stock Option and Incentive Plan
5 Ratification of Auditor Mgmt For For For
6 Right to Adjourn Meeting Mgmt For For For
NICOR INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GAS CUSIP 654086107 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Robert Beavers, Jr. Mgmt For For For
1.2 Elect Bruce Bickner Mgmt For For For
1.3 Elect John Birdsall, lll Mgmt For For For
1.4 Elect Norman Bobins Mgmt For For For
1.5 Elect Brenda Gaines Mgmt For For For
1.6 Elect Raymond Jean Mgmt For For For
1.7 Elect Dennis Keller Mgmt For For For
1.8 Elect R. Eden Martin Mgmt For For For
1.9 Elect Georgia Nelson Mgmt For For For
1.10 Elect Armando Olivera Mgmt For For For
1.11 Elect John Rau Mgmt For For For
1.12 Elect John Staley Mgmt For For For
1.13 Elect Russ Strobel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ODYSSEY HEALTHCARE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ODSY CUSIP 67611V101 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect John Carlyle Mgmt For For For
2 Elect David Cross Mgmt For For For
3 Elect David Steffy Mgmt For For For
4 Ratification of Auditor Mgmt For For For
OFFICEMAX (FKA BOISE CASCADE CORPORATION)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OMX CUSIP 67622P101 04/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: DORRIT J. BERN Mgmt For For For
2 ELECTION OF DIRECTOR: WARREN F. BRYANT Mgmt For For For
3 ELECTION OF DIRECTOR: JOSEPH M. DEPINTO Mgmt For For For
4 ELECTION OF DIRECTOR: SAM K. DUNCAN Mgmt For For For
5 ELECTION OF DIRECTOR: RAKESH GANGWAL Mgmt For For For
6 ELECTION OF DIRECTOR: FRANCESCA RUIZ DE Mgmt For For For
LUZURIAGA
7 ELECTION OF DIRECTOR: WILLIAM J. MONTGORIS Mgmt For For For
8 ELECTION OF DIRECTOR: DAVID M. SZYMANSKI Mgmt For For For
9 Ratification of Auditor Mgmt For For For
OLD NATIONAL BANCORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ONB CUSIP 680033107 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Joseph Barnette, Jr. Mgmt For For For
1.2 Elect Alan Braun Mgmt For For For
1.3 Elect Larry Dunigan Mgmt For For For
1.4 Elect Niel Ellerbrook Mgmt For For For
1.5 Elect Andrew Goebel Mgmt For For For
1.6 Elect Robert Jones Mgmt For For For
1.7 Elect Phelps Lambert Mgmt For For For
1.8 Elect Arthur McElwee, Jr. Mgmt For For For
1.9 Elect Marjorie Soyugenc Mgmt For For For
1.10 Elect Kelly Stanley Mgmt For For For
1.11 Elect Charles Storms Mgmt For For For
1.12 Elect Linda White Mgmt For For For
2 Employee Stock Purchase Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
OMNICELL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OMCL CUSIP 68213N109 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Mary Foley Mgmt For For For
1.2 Elect Randall Lipps Mgmt For For For
1.3 Elect Joseph Whitters Mgmt For For For
2 2009 Equity Incentive Plan Mgmt For Against Against
3 Amendment to the 1997 Employee Stock Mgmt For For For
Purchase Plan
4 Ratification of Auditor Mgmt For For For
OSI SYSTEMS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OSIS CUSIP 671044105 12/08/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Deepak Chopra Mgmt For For For
1.2 Elect Ajay Mehra Mgmt For Withhold Against
1.3 Elect Steven Good Mgmt For For For
1.4 Elect Meyer Luskin Mgmt For For For
1.5 Elect Chand Viswanathan Mgmt For For For
1.6 Elect Leslie Bider Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2008 Employee Stock Purchase Plan Mgmt For For For
P.F. CHANG'S CHINA BISTRO, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PFCB CUSIP 69333Y108 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: F. LANE CARDWELL, JR. Mgmt For For For
2 ELECTION OF DIRECTOR: RICHARD L. FEDERICO Mgmt For For For
3 ELECTION OF DIRECTOR: LESLEY H. HOWE Mgmt For For For
4 ELECTION OF DIRECTOR: KENNETH A. MAY Mgmt For For For
5 ELECTION OF DIRECTOR: M. ANN RHOADES Mgmt For For For
6 ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. Mgmt For For For
7 ELECTION OF DIRECTOR: ROBERT T. VIVIAN Mgmt For For For
8 ELECTION OF DIRECTOR: R. MICHAEL WELBORN Mgmt For Against Against
9 ELECTION OF DIRECTOR: KENNETH J. WESSELS Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 APPROVAL OF ADJOURNMENT OF THE MEETING TO Mgmt For For For
SOLICIT ADDITIONAL PROXIES.
PACKAGING CORPORATION OF AMERICA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PKG CUSIP 695156109 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Cheryl Beebe Mgmt For For For
1.2 Elect Henry Frigon Mgmt For For For
1.3 Elect Hasan Jameel Mgmt For For For
1.4 Elect Samuel Mencoff Mgmt For For For
1.5 Elect Roger Porter Mgmt For For For
1.6 Elect Paul Stecko Mgmt For For For
1.7 Elect James Woodrum Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 1999 Long-Term Equity Mgmt For Against Against
Incentive Plan
PARAMETRIC TECHNOLOGY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PMTC CUSIP 699173209 03/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Donald Grierson Mgmt For For For
1.2 Elect James Heppelmann Mgmt For Withhold Against
1.3 Elect Oscar Marx, III Mgmt For For For
2 Amendment to the 2000 Equity Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
PATTERSON-UTI ENERGY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PTEN CUSIP 703481101 06/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Mark Siegel Mgmt For Withhold Against
1.2 Elect Kenneth Berns Mgmt For Withhold Against
1.3 Elect Charles Buckner Mgmt For For For
1.4 Elect Curtis Huff Mgmt For For For
1.5 Elect Terry Hunt Mgmt For For For
1.6 Elect Kenneth Peak Mgmt For For For
1.7 Elect Cloyce Talbott Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
PENN VIRGINIA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PVA CUSIP 707882106 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Edward Cloues, II Mgmt For For For
1.2 Elect A. James Dearlove Mgmt For For For
1.3 Elect Robert Garrett Mgmt For For For
1.4 Elect Keith Horton Mgmt For For For
1.5 Elect Marsha Perelman Mgmt For For For
1.6 Elect William Shea Mgmt For For For
1.7 Elect Philippe van Marcke de Lummen Mgmt For For For
1.8 Elect Gary Wright Mgmt For For For
2 Amendment to the 1999 Employee Stock Mgmt For Against Against
Incentive Plan
PHILADELPHIA CONSOLIDATED HOLDING CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PHLY CUSIP 717528103 10/23/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval of the Merger Agreement Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
PIKE ELECTRIC CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PEC CUSIP 721283109 12/03/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect J. Eric Pike Mgmt For For For
1.2 Elect Charles Bayless Mgmt For For For
1.3 Elect Adam Godfrey Mgmt For Withhold Against
1.4 Elect James Helvey III Mgmt For For For
1.5 Elect Robert Lindsay Mgmt For Withhold Against
1.6 Elect Daniel Sullivan Mgmt For For For
1.7 Elect Louis Terhar Mgmt For For For
2 Ratification of Auditor Mgmt For For For
PIPER JAFFRAY COMPANIES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PJC CUSIP 724078100 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Michael Francis Mgmt For For For
1.2 Elect B. Kristine Johnson Mgmt For For For
1.3 Elect Addison Piper Mgmt For For For
1.4 Elect Lisa Polsky Mgmt For For For
1.5 Elect Jean Taylor Mgmt For For For
2 Amendment to the 2003 Annual and Long-Term Mgmt For For For
Incentive Plan
PORTLAND GENERAL ELECTRIC COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
POR CUSIP 736508847 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect John Ballantine Mgmt For For For
1.2 Elect Rodney Brown, Jr. Mgmt For For For
1.3 Elect David Dietzler Mgmt For For For
1.4 Elect Peggy Fowler Mgmt For For For
1.5 Elect Mark Ganz Mgmt For For For
1.6 Elect Corbin McNeill, Jr. Mgmt For For For
1.7 Elect Neil Nelson Mgmt For For For
1.8 Elect M. Lee Pelton Mgmt For For For
1.9 Elect James Piro Mgmt For For For
1.10 Elect Robert Reid Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase of Authorized Common Stock Mgmt For For For
PROASSURANCE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PRA CUSIP 74267C106 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Jerry Brant Mgmt For For For
1.2 Elect John McMahon, Jr. Mgmt For For For
1.3 Elect William Woodhams Mgmt For For For
1.4 Elect Wilfred Yeargan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
PROVIDENT BANKSHARES CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PBKS CUSIP 743859100 04/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval of Merger Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
RALCORP HOLDINGS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RAH CUSIP 751028101 01/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect David Banks Mgmt For For For
1.2 Elect Jack Goodall Mgmt For For For
1.3 Elect Joe Micheletto Mgmt For For For
1.4 Elect David Skarie Mgmt For For For
2 Ratification of Auditor Mgmt For For For
RALCORP HOLDINGS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RAH CUSIP 751028101 07/17/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Issuance of Shares Pursuant to Acquisition Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
REDWOOD TRUST, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RWT CUSIP 758075402 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect George Bull Mgmt For For For
1.2 Elect Thomas Brown Mgmt For For For
1.3 Elect Diane Merdian Mgmt For For For
1.4 Elect Georganne Proctor Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2002 Employee Stock Purchase Plan Mgmt For For For
4 Increase of Authorized Common Stock Mgmt For For For
REGIS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RGS CUSIP 758932107 10/23/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Rolf Bjelland Mgmt For For For
1.2 Elect Paul Finkelstein Mgmt For For For
1.3 Elect Thomas Gregory Mgmt For For For
1.4 Elect Van Zandt Hawn Mgmt For For For
1.5 Elect Susan Hoyt Mgmt For For For
1.6 Elect David Kunin Mgmt For Withhold Against
1.7 Elect Stephen Watson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For For For
REHABCARE GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RHB CUSIP 759148109 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Colleen Conway-Welch Mgmt For For For
1.2 Elect Christopher Hjelm Mgmt For For For
1.3 Elect Anthony Piszel Mgmt For For For
1.4 Elect Suzan Rayner Mgmt For For For
1.5 Elect Harry Rich Mgmt For For For
1.6 Elect John Short Mgmt For For For
1.7 Elect Larry Warren Mgmt For For For
1.8 Elect Theodore Wight Mgmt For For For
2 Ratification of Auditor Mgmt For For For
SEMTECH CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SMTC CUSIP 816850101 06/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Glen Antle Mgmt For For For
1.2 Elect W. Dean Baker Mgmt For For For
1.3 Elect James Burra Mgmt For For For
1.4 Elect Bruce Edwards Mgmt For For For
1.5 Elect Rockell Hankin Mgmt For For For
1.6 Elect James Lindstrom Mgmt For For For
1.7 Elect Mohan Maheswaran Mgmt For For For
1.8 Elect John Piotrowski Mgmt For For For
1.9 Elect James Schraith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
SEPRACOR INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SEPR CUSIP 817315104 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Robert Cresci Mgmt For For For
1.2 Elect James Mrazek Mgmt For For For
2 2009 Stock Incentive Plan Mgmt For For For
3 Amendment to the 1998 Employee Stock Mgmt For For For
Purchase Plan
4 Ratification of Auditor Mgmt For For For
SHAW GROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SGR CUSIP 820280105 01/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect J.M. Bernhard, Jr. Mgmt For For For
1.2 Elect James Barker Mgmt For For For
1.3 Elect Thos. Capps Mgmt For For For
1.4 Elect Daniel Hoffler Mgmt For For For
1.5 Elect David Hoyle Mgmt For For For
1.6 Elect Michael Mancuso Mgmt For For For
1.7 Elect Albert McAlister Mgmt For For For
2 2008 Omnibus Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding Approval of ShrHoldr Against Against For
Survivor Benefits (Golden Coffins)
5 Transaction of Other Business Mgmt For For For
SKECHERS U.S.A., INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SKX CUSIP 830566105 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Robert Greenberg Mgmt For For For
1.2 Elect Morton Erlich Mgmt For For For
SONUS NETWORKS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SONS CUSIP 835916107 06/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect James Brewington Mgmt For For For
1.2 Elect Richard Nottenburg Mgmt For For For
1.3 Elect Scott Schubert Mgmt For For For
2 Amendment to Declassify the Board of Mgmt For For For
Directors
3 Stock Option Exchange Tender Offer Mgmt For Against Against
4 Amendment to the 2007 Stock Incentive Plan Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
SOUTHWEST BANCORP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OKSB CUSIP 844767103 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect James Berry II Mgmt For For For
1.2 Elect Joe Cannon Mgmt For For For
1.3 Elect Robert Rodgers Mgmt For For For
1.4 Elect John Cohlmia Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
SRA INTERNATIONAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SRX CUSIP 78464R105 10/30/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect John Barter Mgmt For For For
1.2 Elect Larry Ellis Mgmt For For For
1.3 Elect Miles Gilburne Mgmt For For For
1.4 Elect Gail Wilensky Mgmt For For For
2 Ratification of Auditor Mgmt For For For
SYNOPSYS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SNPS CUSIP 871607107 02/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Aart de Geus Mgmt For For For
1.2 Elect Alfred Castino Mgmt For For For
1.3 Elect Chi-Foon Chan Mgmt For For For
1.4 Elect Bruce Chizen Mgmt For For For
1.5 Elect Deborah Coleman Mgmt For For For
1.6 Elect John Schwarz Mgmt For For For
1.7 Elect Sasson Somekh Mgmt For For For
1.8 Elect Roy Vallee Mgmt For For For
1.9 Elect Steven Walske Mgmt For For For
2 Amendment to the 2006 Employee Equity Mgmt For Against Against
Incentive Plan
3 Ratification of Auditor Mgmt For For For
SYNOVUS FINANCIAL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SNV CUSIP 87161C105 12/17/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Authorization of Preferred Stock Mgmt For For For
2 Authorization of Board to Set Board Size Mgmt For Against Against
TECH DATA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TECD CUSIP 878237106 06/10/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Kathy Misunas Mgmt For For For
1.2 Elect Thomas Morgan Mgmt For For For
1.3 Elect Steven Raymund Mgmt For Withhold Against
2 Adoption of Majority Vote for Election of Mgmt For For For
Directors
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Compensation Mgmt For For For
5 2009 Equity Incentive Plan Mgmt For Against Against
TERADYNE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TER CUSIP 880770102 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect James Bagley Mgmt For For For
2 Elect Michael Bradley Mgmt For For For
3 Elect Albert Carnesale Mgmt For For For
4 Elect Edwin Gillis Mgmt For For For
5 Elect Vincent O'Reilly Mgmt For For For
6 Elect Paul Tufano Mgmt For For For
7 Elect Roy Vallee Mgmt For For For
8 Elect Patricia Wolpert Mgmt For For For
9 Amendment to the 2006 Equity and Cash Mgmt For For For
Compensation Incentive Plan
10 Amendment to the 1996 Employee Stock Mgmt For For For
Purchase Plan
11 Ratification of Auditor Mgmt For For For
TETRA TECH, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TTEK CUSIP 88162G103 02/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Dan Batrack Mgmt For For For
1.2 Elect Hugh Grant Mgmt For For For
1.3 Elect Patrick Haden Mgmt For For For
1.4 Elect J. Christopher Lewis Mgmt For For For
1.5 Elect Albert Smith Mgmt For Withhold Against
1.6 Elect J. Kenneth Thompson Mgmt For For For
1.7 Elect Richard Truly Mgmt For For For
2 Increase of Authorized Common Stock Mgmt For Against Against
3 TO APPROVE THE AMENDMENT OF OUR 2005 EQUITY Mgmt For Against Against
INCENTIVE PLAN.
4 TO APPROVE OUR EXECUTIVE COMPENSATION PLAN. Mgmt For For For
5 Ratification of Auditor Mgmt For For For
THE HANOVER INSURANCE GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
THG CUSIP 410867105 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Frederick Eppinger Mgmt For For For
2 Elect Gail Harrison Mgmt For For For
3 Elect Joseph Ramrath Mgmt For For For
4 Elect Harriett Taggart Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 2009 Short-Term Incentive Compensation Plan Mgmt For For For
TIMBERLAND CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TBL CUSIP 887100105 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Sidney Swartz Mgmt For For For
1.2 Elect Jeffrey Swartz Mgmt For For For
1.3 Elect Ian Diery Mgmt For For For
1.4 Elect Irene Esteves Mgmt For For For
1.5 Elect John Fitzsimmons Mgmt For For For
1.6 Elect Virginia Kent Mgmt For For For
1.7 Elect Kenneth Lombard Mgmt For For For
1.8 Elect Edward Moneypenny Mgmt For For For
1.9 Elect Peter Moore Mgmt For For For
1.10 Elect Bill Shore Mgmt For For For
1.11 Elect Terdema Ussery, II Mgmt For For For
1.12 Elect Carden Welsh Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 1991 Employee Stock Mgmt For For For
Purchase Plan
TRACTOR SUPPLY COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TSCO CUSIP 892356106 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect James Wright Mgmt For For For
1.2 Elect Johnston Adams Mgmt For For For
1.3 Elect William Bass Mgmt For For For
1.4 Elect Jack Bingleman Mgmt For For For
1.5 Elect S.P. Braud Mgmt For For For
1.6 Elect Richard Frost Mgmt For For For
1.7 Elect Cynthia Jamison Mgmt For For For
1.8 Elect Gerard Jones Mgmt For For For
1.9 Elect George MacKenzie Mgmt For For For
1.10 Elect Edna Morris Mgmt For For For
2 2009 Stock Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
TRIQUINT SEMICONDUCTOR, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TQNT CUSIP 89674K103 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Paul Gary Mgmt For For For
1.2 Elect C. Scott Gibson Mgmt For For For
1.3 Elect Nicolas Kauser Mgmt For For For
1.4 Elect Ralph Quinsey Mgmt For For For
1.5 Elect Walden Rhines Mgmt For For For
1.6 Elect Steven Sharp Mgmt For For For
1.7 Elect Willis Young Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Election of Mgmt For For For
Directors
4 Amendments to Articles of Association Mgmt For For For
Regarding Director and Officer
Indemnification
5 2009 Incentive Plan Mgmt For Against Against
UGI CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UGI CUSIP 902681105 01/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Stephen Ban Mgmt For For For
1.2 Elect Richard Gozon Mgmt For For For
1.3 Elect Lon Greenberg Mgmt For For For
1.4 Elect Marvin Schlanger Mgmt For For For
1.5 Elect Anne Pol Mgmt For For For
1.6 Elect Ernest Jones Mgmt For For For
1.7 Elect John Walsh Mgmt For For For
1.8 Elect Roger Vincent Mgmt For For For
1.9 Elect M. Shawn Puccio Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ULTRA CLEAN HOLDINGS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UCTT CUSIP 90385V107 06/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Susan Billat Mgmt For For For
1.2 Elect John Chenault Mgmt For For For
1.3 Elect Kevin Eichler Mgmt For For For
1.4 Elect Clarence Granger Mgmt For For For
1.5 Elect David ibnAle Mgmt For For For
1.6 Elect Leonid Mezhvinsky Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
UNIT CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UNT CUSIP 909218109 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect John Nikkel Mgmt For Withhold Against
1.2 Elect Robert Sullivan, Jr. Mgmt For For For
1.3 Elect Gary Christopher Mgmt For For For
2 Ratification of Auditor Mgmt For For For
UNITED NATURAL FOODS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UNFI CUSIP 911163103 12/12/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Michael Funk Mgmt For For For
1.2 Elect James Heffernan Mgmt For For For
1.3 Elect Steven Spinner Mgmt For For For
2 Amendment to the 2004 Equity Compensation Mgmt For Against Against
Plan
3 Ratification of Auditor Mgmt For For For
4 THE STOCKHOLDER PROPOSAL REGARDING ADOPTION ShrHoldr Against Against For
OF A VENDOR CODE OF CONDUCT.
URSTADT BIDDLE PROPERTIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UBP CUSIP 917286205 03/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Kevin Bannon Mgmt For For For
1.2 Elect Robert Douglass Mgmt For For For
1.3 Elect George Lawrence Mgmt For For For
1.4 Elect Charles J. Urstadt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VSEA CUSIP 922207105 02/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Gary Dickerson Mgmt For For For
1.2 Elect Robert Dutton Mgmt For For For
2 APPROVE AN AMENDMENT TO THE AMENDED AND Mgmt For Against Against
RESTATED 2006 STOCK INCENTIVE PLAN.
3 Ratification of Auditor Mgmt For For For
W.P. CAREY & CO. LLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WPC CUSIP 92930Y107 06/11/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Wm. Polk Carey Mgmt For For For
1.2 Elect Francis Carey Mgmt For For For
1.3 Elect Trevor Bond Mgmt For For For
1.4 Elect Nathaniel Coolidge Mgmt For For For
1.5 Elect Gordon DuGan Mgmt For For For
1.6 Elect Eberhard Faber, IV Mgmt For For For
1.7 Elect Benjamin Griswold, IV Mgmt For For For
1.8 Elect Lawrence Klein Mgmt For For For
1.9 Elect Karsten von Koller Mgmt For For For
1.10 Elect Robert Mittelstaedt, Jr. Mgmt For For For
1.11 Elect Charles Parente Mgmt For For For
1.12 Elect Reginald Winssinger Mgmt For For For
2 2009 Share Incentive Plan Mgmt For For For
3 2009 Non-Employee Directors' Incentive Plan Mgmt For For For
W.P. CAREY & CO. LLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WPC CUSIP 92930Y107 06/11/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Wm. Polk Carey Mgmt For For For
1.2 Elect Francis Carey Mgmt For For For
1.3 Elect Trevor Bond Mgmt For For For
1.4 Elect Nathaniel Coolidge Mgmt For For For
1.5 Elect Gordon DuGan Mgmt For For For
1.6 Elect Eberhard Faber, IV Mgmt For For For
1.7 Elect Benjamin Griswold, IV Mgmt For For For
1.8 Elect Lawrence Klein Mgmt For For For
1.9 Elect Karsten von Koller Mgmt For For For
1.10 Elect Robert Mittelstaedt, Jr. Mgmt For For For
1.11 Elect Charles Parente Mgmt For For For
1.12 Elect Reginald Winssinger Mgmt For For For
2 2009 Share Incentive Plan Mgmt For For For
3 2009 Non-Employee Directors' Incentive Plan Mgmt For For For
WASHINGTON FEDERAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WFSL CUSIP 938824109 01/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect John Clearman Mgmt For For For
1.2 Elect James Doud, Jr. Mgmt For For For
1.3 Elect H. Dennis Halvorson Mgmt For For For
1.4 Elect Roy Whitehead Mgmt For For For
2 Ratification of Auditor Mgmt For For For
WASHINGTON TRUST BANCORP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WASH CUSIP 940610108 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: STEVEN J. CRANDALL Mgmt For For For
2 ELECTION OF DIRECTOR: VICTOR J. ORSINGER II, Mgmt For For For
ESQ.
3 ELECTION OF DIRECTOR: PATRICK J. SHANAHAN, Mgmt For For For
JR.
4 ELECTION OF DIRECTOR: NEIL H. THORP Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Amendment and Restatement of 2003 Stock Mgmt For Against Against
Incentive Plan
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Declassification of the Board
WASTE CONNECTIONS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WCN CUSIP 941053100 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Michael Harlan Mgmt For For For
1.2 Elect William Razzouk Mgmt For For For
2 Ratification of Auditor Mgmt For For For
WAUSAU PAPER CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WPP CUSIP 943315101 04/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect G. Watts Humphrey, Jr. Mgmt For For For
1.2 Elect San Orr, Jr. Mgmt For Withhold Against
WHITNEY HOLDING CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WTNY CUSIP 966612103 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect A.R. Blossman, Jr. Mgmt For Withhold Against
1.2 Elect Angus Cooper II Mgmt For For For
1.3 Elect Terence Hall Mgmt For For For
1.4 Elect John Turner Mgmt For Withhold Against
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Ratification of Auditor Mgmt For For For
WHITNEY HOLDING CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WTNY CUSIP 966612103 12/17/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Authorization of Preferred Stock Mgmt For For For
2 Increase in Authorized Common Stock Mgmt For For For
WHOLE FOODS MARKET, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WFMI CUSIP 966837106 03/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect John Elstrott Mgmt For For For
1.2 Elect Gabrielle Greene Mgmt For For For
1.3 Elect Hass Hassan Mgmt For For For
1.4 Elect Stephanie Kugelman Mgmt For For For
1.5 Elect John Mackey Mgmt For For For
1.6 Elect Morris Siegel Mgmt For For For
1.7 Elect Ralph Sorenson Mgmt For For For
1.8 Elect William Tindell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2007 Stock Incentive Plan Mgmt For Against Against
4 Amendment to the 2007 Stock Incentive Plan Mgmt For Against Against
5 Amendment to the 2007 Team Member Stock Mgmt For For For
Purchase Plan
6 Shareholder Proposal Regarding Separation of ShrHoldr Against Against For
Chairman and CEO
7 Shareholder Proposal Regarding Simple ShrHoldr Against Against For
Majority Vote
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
WILLIAMS-SONOMA, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WSM CUSIP 969904101 05/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect W. Howard Lester Mgmt For For For
1.2 Elect Adrian Bellamy Mgmt For For For
1.3 Elect Patrick Connolly Mgmt For For For
1.4 Elect Adrian Dillon Mgmt For For For
1.5 Elect Anthony Greener Mgmt For For For
1.6 Elect Ted Hall Mgmt For For For
1.7 Elect Michael Lynch Mgmt For For For
1.8 Elect Richard Robertson Mgmt For For For
1.9 Elect David Zenoff Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Independent ShrHoldr Against Against For
Board Chairman
WINN-DIXIE STORES INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WINN CUSIP 974280307 11/05/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Evelyn Follitt Mgmt For For For
1.2 Elect Charles Garcia Mgmt For For For
1.3 Elect Jeffrey Girard Mgmt For For For
1.4 Elect Yvonne Jackson Mgmt For For For
1.5 Elect Gregory Josefowicz Mgmt For For For
1.6 Elect Peter Lynch Mgmt For For For
1.7 Elect James Olson Mgmt For For For
1.8 Elect Terry Peets Mgmt For For For
1.9 Elect Richard Rivera Mgmt For For For
2 APPROVAL OF THE WINN-DIXIE STORES, INC. Mgmt For For For
EMPLOYEE STOCK PURCHASE PLAN.
3 Ratification of Auditor Mgmt For For For
1ST SOURCE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SRCE CUSIP 336901103 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Terry Gerber Mgmt For For For
1.2 Elect William Johnson Mgmt For For For
1.3 Elect Craig Kapson Mgmt For For For
1.4 Elect John Phair Mgmt For For For
1.5 Elect Mark Schwabero Mgmt For For For
2 REAPPROVAL OF 1998 PERFORMANCE COMPENSATION Mgmt For For For
PLAN MATERIAL TERMS
3 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For For
A. M. CASTLE & CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CAS CUSIP 148411101 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Brian Anderson Mgmt For For For
1.2 Elect Thomas Donahoe Mgmt For For For
1.3 Elect Ann Drake Mgmt For For For
1.4 Elect Michael Goldberg Mgmt For For For
1.5 Elect William Hall Mgmt For For For
1.6 Elect Robert Hamada Mgmt For For For
1.7 Elect Patrick Herbert, III Mgmt For For For
1.8 Elect Terrence Keating Mgmt For For For
1.9 Elect Pamela Forbes Lieberman Mgmt For For For
1.10 Elect John McCartney Mgmt For For For
1.11 Elect Michael Simpson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2008 Restricted Stock, Stock Option and Mgmt For For For
Equity Compensation Plan
A.O. SMITH CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AOS CUSIP 831865209 04/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect William Greubel Mgmt For For For
1.2 Elect Robert O'Toole Mgmt For For For
1.3 Elect Idelle Wolf Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the A.O. Smith Combined Mgmt For Against Against
Incentive Compensation Plan
A.O. SMITH CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AOS CUSIP 831865209 04/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval of the Merger Agreement Mgmt For For For
2 Amendment to Charter Mgmt For For For
3 Issuance of Common Stock Pursuant to the Mgmt For For For
Merger
ALLIED WORLD ASSURANCE COMPANY HOLDINGS, LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AWH CUSIP G0219G203 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Scott Carmilani Mgmt For For For
1.2 Elect James Duffy Mgmt For For For
1.3 Elect Bart Friedman Mgmt For For For
2 Allied World Assurance Company (Europe) Mgmt For For For
Limited
3 Allied World Assurance Company (Reinsurance) Mgmt For For For
Limited
4 Permit Company to Own Treasury Shares Mgmt For For For
5 Increase Share Ownership Limit for Founding Mgmt For For For
Shareholders to 24.5%
6 Give Board Discretion Regarding Transfers Mgmt For For For
7 Ability to Hold Board Meetings In the U.S. Mgmt For For For
8 Appointment of Auditor Mgmt For For For
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AEL CUSIP 025676206 06/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Wendy Carlson Mgmt For For For
1.2 Elect Joyce Chapman Mgmt For For For
1.3 Elect Steven Chapman Mgmt For For For
1.4 Elect David Noble Mgmt For Withhold Against
1.5 Elect Debra Richardson Mgmt For Withhold Against
1.6 Elect A.J. Strickland, III Mgmt For For For
1.7 Elect Harley Whitfield Mgmt For For For
2 2009 Employee Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
AMERICAN FINANCIAL GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AFG CUSIP 025932104 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Carl Lindner Mgmt For Withhold Against
1.2 Elect Carl Lindner, III Mgmt For For For
1.3 Elect S. Craig Lindner Mgmt For For For
1.4 Elect Kenneth Ambrecht Mgmt For For For
1.5 Elect Theodore Emmerich Mgmt For For For
1.6 Elect James Evans Mgmt For Withhold Against
1.7 Elect Terry Jacobs Mgmt For For For
1.8 Elect Gregory Joseph Mgmt For For For
1.9 Elect William Verity Mgmt For For For
1.10 Elect John Von Lehman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the Annual Co-CEO Equity Bonus Mgmt For For For
Plan
AMERICAN NATIONAL INSURANCE COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ANAT CUSIP 028591105 04/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Russell Moody Mgmt For Withhold Against
1.2 Elect Frances Moody-Dahlberg Mgmt For Withhold Against
1.3 Elect Arthur Dummer Mgmt For For For
1.4 Elect William Moody IV Mgmt For For For
1.5 Elect James Yarbrough Mgmt For For For
1.6 Elect Frank Williamson Mgmt For For For
1.7 Elect Robert Moody Mgmt For For For
1.8 Elect G. Richard Ferdinandtsen Mgmt For Withhold Against
1.9 Elect Shelby Elliott Mgmt For For For
2 Amendment to the 1999 Stock and Incentive Mgmt For Against Against
Plan
AMERIGROUP CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AGP CUSIP 03073T102 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Thomas Capps Mgmt For For For
1.2 Elect Emerson Fullwood Mgmt For For For
1.3 Elect William McBride Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Equity Incentive Plan Mgmt For Against Against
AMTRUST FINANCIAL SERVICES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AFNIY CINS 032359 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Donald DeCarlo Mgmt For For For
1.2 Elect Abraham Gulkowitz Mgmt For For For
1.3 Elect George Karfunkel Mgmt For For For
1.4 Elect Michael Karfunkel Mgmt For Withhold Against
1.5 Elect Jay Miller Mgmt For For For
1.6 Elect Isaac Neuberger Mgmt For For For
1.7 Elect Barry Zyskind Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ANCHOR BANCORP WISCONSIN INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ABCW CUSIP 032839102 07/22/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Richard Bergstrom Mgmt For For For
1.2 Elect Donald Parker Mgmt For For For
1.3 Elect James Smessaert Mgmt For For For
2 Ratification of Auditor Mgmt For For For
APOGEE ENTERPRISES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
APOG CUSIP 037598109 06/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Bernard Aldrich Mgmt For For For
1.2 Elect Sara Hays Mgmt For For For
1.3 Elect Russell Huffer Mgmt For For For
1.4 Elect John Manning Mgmt For For For
2 2009 Stock Incentive Plan Mgmt For For For
3 2009 Non-Employee Director Stock Incentive Mgmt For For For
Plan
4 Ratification of Auditor Mgmt For For For
APPLIED INDUSTRIAL TECHNOLOGIES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AIT CUSIP 03820C105 10/21/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect L. Thomas Hiltz Mgmt For For For
1.2 Elect John Meier Mgmt For For For
1.3 Elect David Pugh Mgmt For For For
1.4 Elect Peter Wallace Mgmt For For For
2 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For For
AUDITORS.
APRIA HEALTHCARE GROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AHG CUSIP 037933108 10/10/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval of the Merger Agreement Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
ARGO GROUP INTERNATIONAL HOLDINGS, LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AGII CUSIP G0464B107 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Mural Josephson Mgmt For For For
1.2 Elect John Power, Jr. Mgmt For For For
1.3 Elect Gary Woods Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ARKANSAS BEST CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ABFS CUSIP 040790107 04/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Fred Allardyce Mgmt For For For
1.2 Elect John Morris Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Board Mgmt For Against Against
ARMSTRONG WORLD INDUSTRIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AWI CUSIP 04247X102 06/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Stan Askren Mgmt For For For
1.2 Elect Jon Boscia Mgmt For For For
1.3 Elect James Gaffney Mgmt For For For
1.4 Elect Robert Garland Mgmt For For For
1.5 Elect Judith Haberkorn Mgmt For For For
1.6 Elect Michael Lockhart Mgmt For For For
1.7 Elect James O'Connor Mgmt For For For
1.8 Elect Russell Peppet Mgmt For For For
1.9 Elect Arthur Pergament Mgmt For For For
1.10 Elect John Roberts Mgmt For For For
1.11 Elect Alexander Sanders Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ARROW ELECTRONICS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ARW CUSIP 042735100 05/01/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Daniel Duval Mgmt For For For
1.2 Elect Gail Hamilton Mgmt For For For
1.3 Elect John Hanson Mgmt For For For
1.4 Elect Richard Hill Mgmt For For For
1.5 Elect M.F. (Fran) Keeth Mgmt For For For
1.6 Elect Roger King Mgmt For For For
1.7 Elect Michael Long Mgmt For For For
1.8 Elect William Mitchell Mgmt For For For
1.9 Elect Stephen Patrick Mgmt For For For
1.10 Elect Barry Perry Mgmt For For For
1.11 Elect John Waddell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ASHLAND INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ASH CUSIP 044209104 01/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Roger Hale Mgmt For For For
1.2 Elect Vada Manager Mgmt For For For
1.3 Elect George Schaefer, Jr. Mgmt For For For
1.4 Elect John Turner Mgmt For For For
1.5 Elect Mark Rohr Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of a Majority Vote for Election of Mgmt For For For
Directors
ASPEN INSURANCE HOLDINGS LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AHL CUSIP G05384105 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Richard Houghton Mgmt For Withhold Against
1.2 Elect Julian Cusack Mgmt For Withhold Against
1.3 Elect Glyn Jones Mgmt For For For
1.4 Elect Glyn Jones Mgmt For For For
1.5 Elect Christopher O'Kane Mgmt For For For
1.6 Elect Richard Bucknall Mgmt For For For
1.7 Elect Ian Cormack Mgmt For For For
1.8 Elect Richard Houghton Mgmt For Withhold Against
1.9 Elect Stephen Rose Mgmt For For For
1.10 Elect Oliver Peterken Mgmt For For For
1.11 Elect Heidi Hutter Mgmt For For For
1.12 Elect Christopher O'Kane Mgmt For For For
1.13 Elect Richard Houghton Mgmt For Withhold Against
1.14 Elect Stephen Rose Mgmt For For For
1.15 Elect Christopher O'Kane Mgmt For For For
1.16 Elect Richard Houghton Mgmt For Withhold Against
1.17 Elect Stephen Rose Mgmt For For For
1.18 Elect Stephen Rose Mgmt For For For
1.19 Elect John Henderson Mgmt For For For
1.20 Elect Christopher Woodman Mgmt For For For
1.21 Elect Michael Cain Mgmt For For For
1.22 Elect Katherine Wade Mgmt For For For
1.23 Elect Karen Green Mgmt For For For
1.24 Elect Christopher O'Brien Mgmt For For For
1.25 Elect Richard Bucknall Mgmt For For For
1.26 Elect John Hobbs Mgmt For For For
1.27 Elect James Ingham Clark Mgmt For For For
1.28 Elect Robert Long Mgmt For For For
1.29 Elect Christopher O'Brien Mgmt For For For
1.30 Elect Matthew Yeldham Mgmt For For For
1.31 Elect Karen Green Mgmt For For For
1.32 Elect Heidi Hutter Mgmt For For For
1.33 Elect Christopher O'Kane Mgmt For For For
1.34 Elect Julian Cusack Mgmt For Withhold Against
1.35 Elect James Few Mgmt For For For
1.36 Elect Oliver Peterken Mgmt For For For
1.37 Elect David Skinner Mgmt For For For
1.38 Elect Karen Green Mgmt For For For
1.39 Elect Heather Kitson Mgmt For For For
2 Appointment of Auditor and Authority to Set Mgmt For For For
Fees
3 Adoption of New Articles Mgmt For For For
4 Amendments to Memorandum Mgmt For For For
5 Amendments to Articles (Aspen Insurance UK Mgmt For For For
Limited)
6 Amendments to Articles (Aspen Insurance UK Mgmt For For For
Service Limited)
7 Amendments to Articles (Aspen [UK] Holdings Mgmt For For For
Limited)
8 Amendments to Articles (AIUK Trustees Mgmt For For For
Limited)
9 Amendments to Articles (Aspen Underwriting Mgmt For For For
Limited)
10 Amendments to Articles (Aspen Managing Mgmt For For For
Agency Limited)
11 Appointment of Auditor and Authority to Set Mgmt For For For
Fees
12 Amendments to By-Laws (Aspen Insurance Mgmt For For For
Limited)
13 Amendments to Memordandum (Aspen Insurance Mgmt For For For
Limited)
ASTEC INDUSTRIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ASTE CUSIP 046224101 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Daniel Frierson Mgmt For For For
1.2 Elect Glen Tellock Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ATC TECHNOLOGY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ATAC CUSIP 00211W104 06/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Robert Evans Mgmt For For For
1.2 Elect Curtland Fields Mgmt For For For
1.3 Elect Michael Hartnett Mgmt For For For
1.4 Elect Michael Jordan Mgmt For For For
1.5 Elect Todd Peters Mgmt For For For
1.6 Elect S. Lawrence Prendergast Mgmt For For For
1.7 Elect Edward Stewart Mgmt For For For
2 Amendment to the 2006 Stock Incentive Plan Mgmt For Against Against
ATMOS ENERGY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ATO CUSIP 049560105 02/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Ruben Esquivel Mgmt For For For
1.2 Elect Richard Cardin Mgmt For For For
1.3 Elect Thomas Meredith Mgmt For For For
1.4 Elect Nancy Quinn Mgmt For For For
1.5 Elect Stephen Springer Mgmt For For For
1.6 Elect Richard Ware II Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
DECLASSIFICATION OF BOARD OF DIRECTORS.
AVISTA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AVA CUSIP 05379B107 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect John Kelly Mgmt For For For
2 Elect Scott Morris Mgmt For For For
3 Elect Heidi Stanley Mgmt For For For
4 Elect R. John Taylor Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Reapproval of Material Terms of Long-Term Mgmt For For For
Incentive Plan
7 Shareholder Proposal Regarding ShrHoldr N/A Against N/A
Declassification of the Board
8 Shareholder Proposal Regarding Separation of ShrHoldr Against Against For
Chair and CEO
AVOCENT CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AVCT CUSIP 053893103 06/11/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Francis Dramis, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2005 Equity Incentive Plan Mgmt For Against Against
BARNES GROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
B CUSIP 067806109 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Thomas Albani Mgmt For For For
1.2 Elect Thomas Barnes Mgmt For For For
1.3 Elect Gary Benanav Mgmt For For For
1.4 Elect Mylle Mangum Mgmt For For For
2 Ratification of Auditor Mgmt For For For
BASIC ENERGY SERVICES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BAS CUSIP 06985P100 07/15/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval of the Merger Agreement Mgmt For For For
2 2008 Equity Incentive Plan Mgmt For Against Against
3 Right to Adjourn Meeting Mgmt For For For
BELDEN, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BDC CUSIP 077454106 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect David Aldrich Mgmt For For For
1.2 Elect Lorne Bain Mgmt For For For
1.3 Elect Lance Balk Mgmt For For For
1.4 Elect Judy Brown Mgmt For For For
1.5 Elect Bryan Cressey Mgmt For For For
1.6 Elect Glenn Kalnasy Mgmt For For For
1.7 Elect Mary McLeod Mgmt For For For
1.8 Elect John Monter Mgmt For For For
1.9 Elect Bernard Rethore Mgmt For For For
1.10 Elect John Stroup Mgmt For For For
2 2001 Long-Term Incentive Plan Mgmt For Against Against
BENCHMARK ELECTRONICS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BHE CUSIP 08160H101 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Cary Fu Mgmt For For For
1.2 Elect Michael Dawson Mgmt For For For
1.3 Elect Peter Dorflinger Mgmt For For For
1.4 Elect Douglas Duncan Mgmt For For For
1.5 Elect Laura Lang Mgmt For For For
1.6 Elect Bernee Strom Mgmt For For For
1.7 Elect Clay Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
BLACK & DECKER CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BDK CUSIP 091797100 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Nolan Archibald Mgmt For For For
1.2 Elect Norman Augustine Mgmt For For For
1.3 Elect Barbara Bowles Mgmt For For For
1.4 Elect George Buckley Mgmt For For For
1.5 Elect M. Anthony Burns Mgmt For For For
1.6 Elect Kim Clark Mgmt For For For
1.7 Elect Manuel Fernandez Mgmt For For For
1.8 Elect Benjamin Griswold, IV Mgmt For For For
1.9 Elect Anthony Luiso Mgmt For For For
1.10 Elect Robert Ryan Mgmt For For For
1.11 Elect Mark Willes Mgmt For For For
2 Ratification of Auditor Mgmt For For For
BLACK HILLS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BKH CUSIP 092113109 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect David Ebertz Mgmt For For For
1.2 Elect John Howard Mgmt For For For
1.3 Elect Stephen Newlin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
BLYTH, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BTH CUSIP 09643P108 01/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Reverse Stock Split Mgmt For For For
2 Decrease in Authorized Common Stock Mgmt For For For
CAL DIVE INTERNATIONAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DVR CUSIP 12802T101 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Quinn Hebert Mgmt For For For
1.2 Elect Todd Dittmann Mgmt For For For
CALLAWAY GOLF COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ELY CUSIP 131193104 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect George Fellows Mgmt For For For
1.2 Elect Samuel Armacost Mgmt For For For
1.3 Elect Ronald Beard Mgmt For For For
1.4 Elect John Cushman, III Mgmt For For For
1.5 Elect Yotaro Kobayashi Mgmt For For For
1.6 Elect John Lundgren Mgmt For For For
1.7 Elect Richard Rosenfield Mgmt For For For
1.8 Elect Anthony Thornley Mgmt For For For
2 Amendment to the 2004 Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
CARLISLE COMPANIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CSL CUSIP 142339100 04/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: PAUL J. CHOQUETTE, JR. Mgmt For For For
2 ELECTION OF DIRECTOR: STEPHEN P. MUNN Mgmt For For For
3 ELECTION OF DIRECTOR: LAWRENCE A. SALA Mgmt For For For
4 ELECTION OF DIRECTOR: MAGALEN C. WEBERT Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Amendment to the Executive Incentive Plan Mgmt For Against Against
CARPENTER TECHNOLOGY CORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CRS CUSIP 144285103 10/13/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Robert McMaster Mgmt For For For
1.2 Elect Gregory Pratt Mgmt For For For
1.3 Elect Anne Stevens Mgmt For For For
2 Ratification of Auditor Mgmt For For For
CASH AMERICA INTERNATIONAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CSH CUSIP 14754D100 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Daniel Berce Mgmt For For For
1.2 Elect Jack Daugherty Mgmt For Withhold Against
1.3 Elect Daniel Feehan Mgmt For For For
1.4 Elect Albert Goldstein Mgmt For Withhold Against
1.5 Elect James Graves Mgmt For For For
1.6 Elect B.D. Hunter Mgmt For For For
1.7 Elect Timothy McKibben Mgmt For For For
1.8 Elect Alfred Micallef Mgmt For For For
2 Amendment to the 2004 Long-Term Incentive Mgmt For Against Against
Plan
3 Amendment to the 2004 Long-Term Incentive Mgmt For Against Against
Plan
4 Ratification of Auditor Mgmt For For For
5 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
ANTI-PREDATORY LENDING POLICIES.
CEC ENTERTAINMENT, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CEC CUSIP 125137109 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Richard Frank Mgmt For Withhold Against
1.2 Elect Tim Morris Mgmt For For For
1.3 Elect Louis Neeb Mgmt For For For
2 Amendment to the 2004 Restricted Stock Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
CERADYNE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CRDN CUSIP 156710105 06/09/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Joel Moskowitz Mgmt For For For
1.2 Elect Richard Alliegro Mgmt For For For
1.3 Elect Frank Edelstein Mgmt For For For
1.4 Elect Richard Kertson Mgmt For For For
1.5 Elect William LaCourse Mgmt For For For
1.6 Elect Milton Lohr Mgmt For For For
2 Ratification of Auditor Mgmt For For For
CIBER, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CBR CUSIP 17163B102 05/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Paul Jacobs Mgmt For For For
1.2 Elect Archibald McGill Mgmt For For For
2 Amendment to the Employee Stock Purchase Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
CINCINNATI BELL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CBB CUSIP 171871106 05/01/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Bruce Byrnes Mgmt For For For
1.2 Elect Jakki Haussler Mgmt For For For
1.3 Elect Mark Lazarus Mgmt For For For
1.4 Elect Craig Maier Mgmt For For For
1.5 Elect Alex Shumate Mgmt For For For
2 Amendment to the 2007 Long Term Incentive Mgmt For Against Against
Plan
3 Ratification of Auditor Mgmt For For For
CIRCOR INTERNATIONAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CIR CUSIP 17273K109 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect David Dietz Mgmt For For For
1.2 Elect Douglas Hayes Mgmt For For For
1.3 Elect Thomas Naugle Mgmt For For For
2 Ratification of Auditor Mgmt For For For
CNA SURETY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SUR CUSIP 12612L108 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Philip Britt Mgmt For For For
1.2 Elect Anthony Cleberg Mgmt For For For
1.3 Elect David Edelson Mgmt For Withhold Against
1.4 Elect D. Craig Mense Mgmt For Withhold Against
1.5 Elect Robert Tinstman Mgmt For For For
1.6 Elect John Welch Mgmt For For For
1.7 Elect Peter W. Wilson Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
COHERENT, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
COHR CUSIP 192479103 03/11/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect John Ambroseo Mgmt For For For
1.2 Elect John Hart Mgmt For For For
1.3 Elect Susan James Mgmt For For For
1.4 Elect Clifford Press Mgmt For For For
1.5 Elect Lawrence Tomlinson Mgmt For For For
1.6 Elect Garry Rogerson Mgmt For For For
1.7 Elect Sandeep Vij Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 TO APPROVE THE AMENDED AND RESTATED EMPLOYEE Mgmt For For For
STOCK PURCHASE PLAN
4 TO APPROVE THE AMENDED AND RESTATED 2001 Mgmt For Against Against
STOCK PLAN
CON-WAY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CNW CUSIP 205944101 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect William Corbin Mgmt For For For
1.2 Elect Robert Jaunich II Mgmt For For For
1.3 Elect W. Keith Kennedy, Jr. Mgmt For For For
2 Repeal of Classified Board Mgmt For Against Against
3 Change in Board Size Mgmt For For For
4 Ratification of Auditor Mgmt For For For
CONSOLIDATED GRAPHICS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CGX CUSIP 209341106 08/07/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Joe Davis Mgmt For For For
1.2 Elect Hugh West Mgmt For For For
2 Annual Incentive Compensation Plan Mgmt For For For
CONVERGYS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CVG CUSIP 212485106 04/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect John Barrett Mgmt For For For
1.2 Elect Willard Brittain, Jr. Mgmt For For For
1.3 Elect David Dougherty Mgmt For For For
1.4 Elect Joseph Gibbs Mgmt For For For
1.5 Elect Barry Rosenstein Mgmt For For For
2 TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Mgmt For For For
ACCOUNTANTS.
3 Adoption of Majority Vote for Election of Mgmt For For For
Directors
4 SHAREHOLDER PROPOSAL NO. 1 ShrHoldr Against For Against
5 SHAREHOLDER PROPOSAL NO. 2 ShrHoldr Against Against For
CORN PRODUCTS INTERNATIONAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CPO CUSIP 219023108 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Luis Aranguren-Trellez Mgmt For For For
1.2 Elect Paul Hanrahan Mgmt For For For
1.3 Elect William Norman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Abstain Against Against
Declassification of the Board
CRACKER BARREL OLD COUNTRY STORE INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CBRL CUSIP 12489V106 11/25/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect James Carreker Mgmt For For For
1.2 Elect Robert Dale Mgmt For For For
1.3 Elect Richard Dobkin Mgmt For For For
1.4 Elect Robert Hilton Mgmt For For For
1.5 Elect Charles Jones, Jr. Mgmt For For For
1.6 Elect B.F. Lowery Mgmt For For For
1.7 Elect Martha Mitchell Mgmt For For For
1.8 Elect Andrea Weiss Mgmt For For For
1.9 Elect Jimmie White Mgmt For For For
1.10 Elect Michael Woodhouse Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Company Name Change Mgmt For For For
4 Amendment to the Stock Option Plan Mgmt For For For
5 Amendment to the 2002 Omnibus Incentive Mgmt For Against Against
Compensation Plan Regarding Performance
Criteria
6 Amendment to the 2002 Omnibus Incentive Mgmt For Against Against
Compensation Plan Regarding Share Incresae
CRANE CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CR CUSIP 224399105 04/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: DONALD G. COOK Mgmt For For For
2 ELECTION OF DIRECTOR: ROBERT S. EVANS Mgmt For For For
3 ELECTION OF DIRECTOR: ERIC C. FAST Mgmt For For For
4 ELECTION OF DIRECTOR: DORSEY R. GARDNER Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 APPROVAL OF THE 2009 STOCK INCENTIVE PLAN Mgmt For Against Against
7 APPROVAL OF THE 2009 NON-EMPLOYEE DIRECTOR Mgmt For Against Against
COMPENSATION PLAN
8 APPROVAL OF THE 2009 CORPORATE EVA INCENTIVE Mgmt For For For
COMPENSATION PLAN
9 Shareholder Proposal Regarding the MacBride ShrHoldr Against Against For
Principles
CREDIT ACCEPTANCE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CACC CUSIP 225310101 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Donald Foss Mgmt For Withhold Against
1.2 Elect Glenda Chamberlain Mgmt For For For
1.3 Elect Brett Roberts Mgmt For For For
1.4 Elect Thomas Tryforos Mgmt For For For
1.5 Elect Scott Vassalluzzo Mgmt For For For
2 Amendment to the Incentive Compensation Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
CSG SYSTEMS INTERNATIONAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CSGS CUSIP 126349109 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Peter Kalan Mgmt For For For
1.2 Elect Frank Sica Mgmt For For For
1.3 Elect James Unruh Mgmt For For For
2 Ratification of Auditor Mgmt For For For
DEL MONTE FOODS COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DLM CUSIP 24522P103 09/25/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Timothy Bruer Mgmt For For For
2 Elect Mary Henderson Mgmt For For For
3 Elect Sharon McCollam Mgmt For For For
4 Ratification of Auditor Mgmt For For For
DELPHI FINANCIAL GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DFG CUSIP 247131105 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Philip O'Connor Mgmt For For For
1.2 Elect Robert Rosenkranz Mgmt For For For
1.3 Elect Donald Sherman Mgmt For For For
1.4 Elect Kevin Brine Mgmt For For For
1.5 Elect Edward Fox Mgmt For For For
1.6 Elect Steven Hirsh Mgmt For For For
1.7 Elect Harold Ilg Mgmt For For For
1.8 Elect James Litvack Mgmt For For For
1.9 Elect James Meehan Mgmt For For For
1.10 Elect Robert Smith, Jr. Mgmt For For For
1.11 Elect Robert Wright Mgmt For For For
2 Annual Incentive Compensation Plan Mgmt For For For
3 Amendment to the 2003 Employee Long-Term Mgmt For Against Against
Incentive and Share Award Plan
4 Option Exchange Program Mgmt For Against Against
DELUXE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DLX CUSIP 248019101 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Ronald Baldwin Mgmt For For For
1.2 Elect Charles Haggerty Mgmt For For For
1.3 Elect Isaiah Harris, Jr. Mgmt For For For
1.4 Elect Don McGrath Mgmt For For For
1.5 Elect Cheryl Mayberry McKissack Mgmt For For For
1.6 Elect Neil Metviner Mgmt For For For
1.7 Elect Stephen Nachtsheim Mgmt For For For
1.8 Elect Mary O'Dwyer Mgmt For For For
1.9 Elect Martyn Redgrave Mgmt For For For
1.10 Elect Lee Schram Mgmt For For For
2 Ratification of Auditor Mgmt For For For
DOLLAR FINANCIAL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DLLR CUSIP 256664103 11/13/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Jeffrey Weiss Mgmt For For For
1.2 Elect Ronald McLaughlin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
DOMINO'S PIZZA, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DPZ CUSIP 25754A201 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect David Brandon Mgmt For For For
1.2 Elect Mark Nunnelly Mgmt For For For
1.3 Elect Diana Cantor Mgmt For For For
2 Amendment to the 2004 Equity Incentive Plan Mgmt For Against Against
to Permit a Stock Option Exchange Program
3 Ratification of Auditor Mgmt For For For
DRESS BARN INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DBRN CUSIP 261570105 12/10/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect David Jaffe Mgmt For For For
1.2 Elect Klaus Eppler Mgmt For For For
1.3 Elect Kate Buggeln Mgmt For For For
2 Increase of Authorized Common Stock Mgmt For Against Against
3 Amendments to Director & Officer Mgmt For For For
Indemnification Provisions
4 General Amendment to Certificate Mgmt For For For
5 Ratification of Auditor Mgmt For For For
EARTHLINK, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ELNK CUSIP 270321102 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Marce Fuller Mgmt For For For
1.2 Elect Thomas Wheeler Mgmt For For For
1.3 Elect M. Wayne Wisehart Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Internet ShrHoldr Against Against For
Network Management Practices
EAST WEST BANCORP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EWBC CUSIP 27579R104 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Peggy Cherng Mgmt For For For
1.2 Elect Rudolph Estrada Mgmt For For For
1.3 Elect Julia Gouw Mgmt For For For
1.4 Elect Andrew Kane Mgmt For For For
1.5 Elect John Lee Mgmt For For For
1.6 Elect Herman Li Mgmt For For For
1.7 Elect Jack Liu Mgmt For For For
1.8 Elect Dominic Ng Mgmt For For For
1.9 Elect Keith Renken Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
EL PASO ELECTRIC COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EE CUSIP 283677854 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect James Harris Mgmt For For For
1.2 Elect David Stevens Mgmt For For For
1.3 Elect Stephen Wertheimer Mgmt For For For
1.4 Elect Charles Yamarone Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ELECTRONICS FOR IMAGING, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EFII CUSIP 286082102 06/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Gill Cogan Mgmt For For For
1.2 Elect Guy Gecht Mgmt For For For
1.3 Elect Thomas Georgens Mgmt For For For
1.4 Elect James Greene Mgmt For For For
1.5 Elect Richard Kashnow Mgmt For For For
1.6 Elect Dan Maydan Mgmt For For For
1.7 Elect Fred Rosenzweig Mgmt For Withhold Against
2 Amendment to the 2000 Employee Stock Mgmt For For For
Purchase Plan
3 Approval of the 2009 Equity Incentive Award Mgmt For Against Against
Plan
4 Approval of a One-Time Option Exchange for Mgmt For Against Against
Employees
5 Approval of a One-Time Option Exchange for Mgmt For Against Against
Named Executive Officers
6 Ratification of Auditor Mgmt For For For
EMCOR GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EME CUSIP 29084Q100 06/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Frank MacInnis Mgmt For For For
1.2 Elect Stephen Bershad Mgmt For For For
1.3 Elect David Brown Mgmt For For For
1.4 Elect Larry Bump Mgmt For For For
1.5 Elect Albert Fried, Jr. Mgmt For For For
1.6 Elect Richard Hamm, Jr. Mgmt For For For
1.7 Elect David Laidley Mgmt For For For
1.8 Elect Jerry Ryan Mgmt For For For
1.9 Elect Michael Yonker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
EMPLOYERS HOLDINGS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EIG CUSIP 292218104 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Ronald Mosher Mgmt For For For
1.2 Elect Katherine Ong Mgmt For For For
1.3 Elect Michael Rumbolz Mgmt For For For
1.4 Elect Valerie Glenn Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
ENDURANCE SPECIALTY HOLDINGS LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ENH CUSIP G30397106 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Steven Carlsen Mgmt For For For
1.2 Elect Kenneth LeStrange Mgmt For For For
1.3 Elect William Raver Mgmt For For For
1.4 Elect Steven Carlsen* Mgmt For For For
1.5 Elect David Cash* Mgmt For For For
1.6 Elect Kenneth LeStrange* Mgmt For For For
1.7 Elect Alan Barlow** Mgmt For For For
1.8 Elect William Bolinder** Mgmt For For For
1.9 Elect Steven Carlsen** Mgmt For For For
1.10 Elect Kenneth LeStrange** Mgmt For For For
1.11 Elect Simon Minshall** Mgmt For For For
1.12 Elect Brendan O'Neill** Mgmt For For For
1.13 Elect Alan Barlow*** Mgmt For For For
1.14 Elect William Bolinder*** Mgmt For For For
1.15 Elect Steven Carlsen*** Mgmt For For For
1.16 Elect Kenneth LeStrange*** Mgmt For For For
1.17 Elect Simon Minshall*** Mgmt For For For
1.18 Elect Brendan O'Neill*** Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ESTERLINE TECHNOLOGIES CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ESL CUSIP 297425100 03/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Lewis Burns Mgmt For For For
1.2 Elect Robert Cline Mgmt For For For
1.3 Elect Jerry Leitman Mgmt For For For
1.4 Elect Paul Haack Mgmt For For For
2 Ratification of Auditor Mgmt For For For
FBL FINANCIAL GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FFG CUSIP 30239F106 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Jerry Chicoine Mgmt For For For
1.2 Elect Tim Gill Mgmt For For For
1.3 Elect Robert Hanson Mgmt For For For
1.4 Elect Paul Larson Mgmt For For For
1.5 Elect Edward Mehrer Mgmt For For For
1.6 Elect James Noyce Mgmt For For For
1.7 Elect Kim Robak Mgmt For For For
1.8 Elect John Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
FINANCIAL FEDERAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FIF CUSIP 317492106 12/09/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Lawrence Fisher Mgmt For For For
1.2 Elect Michael Palitz Mgmt For For For
1.3 Elect Paul Sinsheimer Mgmt For For For
1.4 Elect Leopold Swergold Mgmt For For For
1.5 Elect H. E. Timanus, Jr. Mgmt For For For
1.6 Elect Michael Zimmerman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
FIRST NIAGARA FINANCIAL GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FNFG CUSIP 33582V108 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Carl A. Florio Mgmt For For For
1.2 Elect David Zebro Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Ratification of Auditor Mgmt For For For
FLAGSTONE REINSURANCE HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FSR CUSIP G3529T105 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Mark Byrne Mgmt For For For
1.2 Elect Stewart Gross Mgmt For For For
1.3 Elect E. Daniel James Mgmt For For For
1.4 Elect Anthony Latham Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Amendments to Bye-Laws Mgmt For For For
4 Approval of Designated Company Directors for Mgmt For For For
certain subsidiaries of the Company
5 Amendments to the Restricted Share Unit Plan Mgmt For Against Against
6 Amendment to the Long-Term Incentive Plan Mgmt For Against Against
for Island Heritage Holdings, Ltd.
7 Approval of Stock Appreciation Rights Plan Mgmt For Against Against
for Island Heritage Holdings, Ltd.
8 Approval of Restricted Share Unit Plan for Mgmt For Against Against
Flagstone Reinsurance Africa Limited
9 Increase in Authorized Share Capital Mgmt For For For
10 Transaction of Other Business Mgmt For For For
FOOT LOCKER, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FL CUSIP 344849104 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Alan Feldman Mgmt For For For
1.2 Elect Jarobin Gilbert, Jr. Mgmt For For For
1.3 Elect David Schwartz Mgmt For For For
1.4 Elect Cheryl Turpin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Change in Board Size Mgmt For For For
G&K SERVICES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GKSR CUSIP 361268105 11/13/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Lynn Crump-Caine Mgmt For For For
1.2 Elect J. Patrick Doyle Mgmt For For For
1.3 Elect M. Lenny Pippin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
GARDNER DENVER, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GDI CUSIP 365558105 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Barry Pennypacker Mgmt For For For
1.2 Elect Richard Thompson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
GATX CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GMT CUSIP 361448103 04/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Anne Ariva Mgmt For For For
1.2 Elect Richard Fairbanks Mgmt For For For
1.3 Elect Deborah Fretz Mgmt For For For
1.4 Elect Ernst Haberli Mgmt For For For
1.5 Elect Brian Kenney Mgmt For For For
1.6 Elect Mark McGrath Mgmt For For For
1.7 Elect James B. Ream Mgmt For For For
1.8 Elect David Sutherland Mgmt For For For
1.9 Elect Casey Sylla Mgmt For For For
2 Amendment to the 2004 Equity Incentive Mgmt For Against Against
Compensation Plan
3 Ratification of Auditor Mgmt For For For
GIBRALTAR INDUSTRIES INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ROCK CUSIP 374689107 05/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect David Campbell Mgmt For For For
1.2 Elect Robert Sadler, Jr. Mgmt For For For
2 Amendment to the 2005 Equity Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
GREAT PLAINS ENERGY INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GXP CUSIP 391164100 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect David Bodde Mgmt For For For
1.2 Elect Michael Chesser Mgmt For For For
1.3 Elect William Downey Mgmt For For For
1.4 Elect Randall Ferguson, Jr. Mgmt For For For
1.5 Elect Gary Forsee Mgmt For For For
1.6 Elect James Mitchell Mgmt For For For
1.7 Elect William Nelson Mgmt For For For
1.8 Elect Linda Talbott Mgmt For For For
1.9 Elect Robert West Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase in Authorized Shares Mgmt For For For
GULF ISLAND FABRICATION, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GIFI CUSIP 402307102 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Alden Laborde Mgmt For For For
1.2 Elect Kerry Chauvin Mgmt For For For
GULFMARK OFFSHORE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GLF CUSIP 402629109 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Peter Bijur Mgmt For For For
1.2 Elect David Butters Mgmt For For For
1.3 Elect Brian Ford Mgmt For For For
1.4 Elect Louis Gimbel, III Mgmt For For For
1.5 Elect Sheldon Gordon Mgmt For For For
1.6 Elect Robert Millard Mgmt For For For
1.7 Elect Robert O'Connell Mgmt For For For
1.8 Elect Larry Rigdon Mgmt For For For
1.9 Elect Rex Ross Mgmt For For For
1.10 Elect Bruce Streeter Mgmt For For For
2 Ratification of Auditor Mgmt For For For
GYMBOREE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GYMB CUSIP 403777105 06/09/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Matthew McCauley Mgmt For For For
1.2 Elect Gary Heil Mgmt For For For
2 Ratification of Auditor Mgmt For For For
HCC INSURANCE HOLDINGS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HCC CUSIP 404132102 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Frank Bramanti Mgmt For For For
1.2 Elect Walter Duer Mgmt For For For
1.3 Elect Edward Ellis, Jr. Mgmt For Withhold Against
1.4 Elect James Flagg Mgmt For For For
1.5 Elect Thomas Hamilton Mgmt For For For
1.6 Elect John Molbeck, Jr. Mgmt For Withhold Against
1.7 Elect James Oesterreicher Mgmt For For For
1.8 Elect Robert Rosholt Mgmt For For For
1.9 Elect Christopher Williams Mgmt For For For
1.10 Elect Scott Wise Mgmt For For For
2 Ratification of Auditor Mgmt For For For
HEADWATERS INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HW CUSIP 42210P102 03/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Blake Fisher Jr. Mgmt For For For
1.2 Elect James Herickhoff Mgmt For For For
2 APPROVE AMENDMENTS TO THE LONG TERM Mgmt For Against Against
INCENTIVE COMPENSATION PLAN
3 Ratification of Auditor Mgmt For For For
HEALTHSPRING
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HS CUSIP 42224N101 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Bruce Fried Mgmt For For For
1.2 Elect Herbert Fritch Mgmt For For For
1.3 Elect Joseph Nolan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
HEIDRICK & STRUGGLES INTERNATIONAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HSII CUSIP 422819102 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Gary Knell Mgmt For For For
1.2 Elect Jill Kanin-Lovers Mgmt For For For
2 Ratification of Auditor Mgmt For For For
HELMERICH & PAYNE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HP CUSIP 423452101 03/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect W. H. Helmerich, III Mgmt For For For
1.2 Elect Francis Rooney Mgmt For For For
1.3 Elect Edward Rust, Jr. Mgmt For For For
HERBALIFE LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HLF CUSIP G4412G101 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Pedro Cardoso Mgmt For For For
1.2 Elect Murray Dashe Mgmt For For For
1.3 Elect Colombe Nicholas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
HERMAN MILLER, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MLHR CUSIP 600544100 09/30/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect C. William Pollard Mgmt For For For
1.2 Elect Mary Andringa Mgmt For For For
1.3 Elect Brian Griffiths Mgmt For For For
1.4 Elect J. Barry Griswell Mgmt For For For
1.5 Elect Brian Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
HILLTOP HOLDINGS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HTH CUSIP 432748101 06/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Rhodes Bobbitt Mgmt For For For
1.2 Elect Joris Brinkerhoff Mgmt For For For
1.3 Elect Charles Cummings Mgmt For For For
1.4 Elect Gerald Ford Mgmt For Withhold Against
1.5 Elect J. Markham Green Mgmt For For For
1.6 Elect Jess Hay Mgmt For For For
1.7 Elect William Hill, Jr. Mgmt For For For
1.8 Elect W. Robert Nichols, III Mgmt For For For
1.9 Elect C. Clifton Robinson Mgmt For Withhold Against
1.10 Elect James Staff Mgmt For Withhold Against
1.11 Elect Carl Webb Mgmt For Withhold Against
1.12 Elect Larry Willard Mgmt For For For
2 Ratification of Auditor Mgmt For For For
HORACE MANN EDUCATORS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HMN CUSIP 440327104 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Election of Directors Mgmt For For For
2 Elect Stephen Hasenmiller Mgmt For For For
3 Elect Louis Lower II Mgmt For For For
4 Elect Joseph Melone Mgmt For For For
5 Elect Charles Parker Mgmt For For For
6 Elect Gabriel Shaheen Mgmt For For For
7 Elect Roger Steinbecker Mgmt For For For
8 Elect Charles Wright Mgmt For For For
9 Ratification of Auditor Mgmt For For For
HUBBELL INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HUBA CUSIP 443510201 05/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect E. Richard Brooks Mgmt For For For
1.2 Elect George Edwards, Jr. Mgmt For For For
1.3 Elect Anthony Guzzi Mgmt For For For
1.4 Elect Joel Hoffman Mgmt For For For
1.5 Elect Andrew McNally, IV Mgmt For For For
1.6 Elect Timothy Powers Mgmt For For For
1.7 Elect G. Jackson Ratcliffe Mgmt For For For
1.8 Elect Richard Swift Mgmt For For For
1.9 Elect Daniel Van Riper Mgmt For For For
2 Ratification of Auditor Mgmt For For For
IAC/INTERACTIVECORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IACI CUSIP 44919P508 06/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Edgar Bronfman, Jr. Mgmt For Withhold Against
1.2 Elect Barry Diller Mgmt For For For
1.3 Elect Victor Kaufman Mgmt For Withhold Against
1.4 Elect Donald Keough Mgmt For For For
1.5 Elect Bryan Lourd Mgmt For For For
1.6 Elect John Malone Mgmt For Withhold Against
1.7 Elect Arthur Martinez Mgmt For For For
1.8 Elect David Rosenblatt Mgmt For For For
1.9 Elect Alan Spoon Mgmt For For For
1.10 Elect Alexander Von Furstenberg Mgmt For Withhold Against
1.11 Elect Michael Zeisser Mgmt For Withhold Against
2 Match Equity Proposal Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
IDACORP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IDA CUSIP 451107106 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect C. Stephen Allred Mgmt For For For
1.2 Elect Christine King Mgmt For For For
1.3 Elect Gary Michael Mgmt For For For
1.4 Elect Jan Packwood Mgmt For For For
1.5 Elect Richard Dahl Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Reducing ShrHoldr Against Against For
Greenhouse Gas Emissions
IMATION CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IMN CUSIP 45245A107 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Michael Fields Mgmt For For For
1.2 Elect Ronald LeMay Mgmt For For For
1.3 Elect L. White Matthews, III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
INFINITY PROPERTY AND CASUALTY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IPCC CUSIP 45665Q103 05/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Maria Teresa Alvarez Canida Mgmt For For For
1.2 Elect Jorge Castro Mgmt For For For
1.3 Elect James Gober Mgmt For For For
1.4 Elect Harold Layman Mgmt For For For
1.5 Elect Drayton Nabers, Jr. Mgmt For For For
1.6 Elect Samuel Simon Mgmt For Withhold Against
1.7 Elect Roger Smith Mgmt For Withhold Against
1.8 Elect William Starnes Mgmt For For For
1.9 Elect Gregory Thomas Mgmt For For For
1.10 Elect Samuel Weinhoff Mgmt For For For
2 Ratification of Auditor Mgmt For For For
INGLES MARKETS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IMKTA CUSIP 457030104 02/10/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Fred Ayers Mgmt For For For
1.2 Elect John Pollard Mgmt For For For
2 Shareholder Proposal Regarding Severance ShrHoldr Against For Against
Agreements
3 Shareholder Proposal Regarding Animal ShrHoldr Against Against For
Welfare Progress Report
INGRAM MICRO INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IM CUSIP 457153104 06/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect John Ingram Mgmt For For For
1.2 Elect Dale Laurance Mgmt For For For
1.3 Elect Gerhard Schulmeyer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
INTERLINE BRANDS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IBI CUSIP 458743101 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Barry Goldstein Mgmt For For For
1.2 Elect Charles Santoro Mgmt For For For
1.3 Elect Drew Sawyer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
INTERNATIONAL BANCSHARES CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IBOC CUSIP 459044103 12/19/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Authorization of Preferred Stock Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
IPC HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IPCR CUSIP G4933P101 06/12/2009 Take No Action
MEETING TYPE COUNTRY OF TRADE
Consent United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Increase in the Maximum Number of Directors ShrHoldr N/A TNA N/A
2 Director and Officer Indemnity Provisions ShrHoldr N/A TNA N/A
3 Adoption of Advance Notice for Shareholder ShrHoldr N/A TNA N/A
Proposals
4 Elimination of Cumulative Voting ShrHoldr N/A TNA N/A
5 Amendment to Certain Conditions to the ShrHoldr N/A TNA N/A
Conduct of Director and Shareholder Meetings
6 Increase in Authorized Common Stock ShrHoldr N/A TNA N/A
7 Company Name Change ShrHoldr N/A TNA N/A
8 Issuance of Common Stock Pursuant to Merger ShrHoldr N/A TNA N/A
9 Elect Kenneth Hammond ShrHoldr N/A TNA N/A
10 Elect Mark Bridges ShrHoldr N/A TNA N/A
11 Elect Michael Cascio ShrHoldr N/A TNA N/A
12 Elect Peter Christie ShrHoldr N/A TNA N/A
13 Elect L. Anthony Joaquin ShrHoldr N/A TNA N/A
14 Elect Antony Lancaster ShrHoldr N/A TNA N/A
15 Elect W. Marston Becker ShrHoldr N/A TNA N/A
16 Elect Gordon Cheesbrough ShrHoldr N/A TNA N/A
17 Elect K. Bruce Connell ShrHoldr N/A TNA N/A
18 Elect Willis King Jr. ShrHoldr N/A TNA N/A
19 Elect Mario Torisello ShrHoldr N/A TNA N/A
20 Elect James Zech ShrHoldr N/A TNA N/A
21 Revised Remuneration Plan ShrHoldr N/A TNA N/A
22 Appointment of Auditor ShrHoldr N/A TNA N/A
23 Right to Adjourn Meeting ShrHoldr N/A TNA N/A
IPC HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IPCR CUSIP G4933P101 06/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Consent United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Increase in the Maximum Number of Directors Mgmt For For For
2 Director and Officer Indemnity Provisions Mgmt For For For
3 Adoption of Advance Notice for Shareholder Mgmt For For For
Proposals
4 Elimination of Cumulative Voting Mgmt For For For
5 Amendment to Certain Conditions to the Mgmt For For For
Conduct of Director and Shareholder Meetings
6 Increase in Authorized Common Stock Mgmt For For For
7 Company Name Change Mgmt For For For
8 Issuance of Common Stock Pursuant to Merger Mgmt For For For
9 Elect Kenneth Hammond Mgmt For For For
10 Elect Mark Bridges Mgmt For For For
11 Elect Michael Cascio Mgmt For For For
12 Elect Peter Christie Mgmt For For For
13 Elect L. Anthony Joaquin Mgmt For For For
14 Elect Antony Lancaster Mgmt For For For
15 Elect W. Marston Becker Mgmt For For For
16 Elect Gordon Cheesbrough Mgmt For For For
17 Elect K. Bruce Connell Mgmt For For For
18 Elect Willis King Jr. Mgmt For For For
19 Elect Mario Torisello Mgmt For For For
20 Elect James Zech Mgmt For For For
21 Revised Remuneration Plan Mgmt For For For
22 Appointment of Auditor Mgmt For For For
23 Right to Adjourn Meeting Mgmt For For For
IPC HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IPCR CUSIP G4933P101 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Consent United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Shareholder Proposal to Call a Special Mgmt N/A Abstain N/A
Meeting
JAKKS PACIFIC, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JAKK CUSIP 47012E106 09/19/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Jack Friedman Mgmt For For For
1.2 Elect Stephen Berman Mgmt For Withhold Against
1.3 Elect Dan Almagor Mgmt For For For
1.4 Elect David Blatte Mgmt For For For
1.5 Elect Robert Glick Mgmt For For For
1.6 Elect Michael Miller Mgmt For For For
1.7 Elect Murray Skala Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2002 Stock Award and Mgmt For Against Against
Incentive Plan
4 Transaction of Other Business Mgmt For For For
JARDEN CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JAH CUSIP 471109108 06/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Martin Franklin Mgmt For For For
1.2 Elect Rene-Pierre Azria Mgmt For For For
1.3 Elect Michael Gross Mgmt For For For
2 2009 Stock Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
JOS. A. BANK CLOTHIERS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JOSB CUSIP 480838101 06/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Andrew Giordano Mgmt For For For
1.2 Elect William Herron Mgmt For For For
1.3 Elect Henry Homes Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Executive Management Incentive Plan Mgmt For For For
K-SWISS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KSWS CUSIP 482686102 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Stephen Fine Mgmt For For For
1.2 Elect Mark Louie Mgmt For For For
2 2009 Stock Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
KELLY SERVICES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KELYA CUSIP 488152208 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Maureen Fay Mgmt For For For
1.2 Elect Verne Istock Mgmt For For For
1.3 Elect Donald Parfet Mgmt For For For
2 Bundled Amendments to the Certificate of Mgmt For For For
Incorporation
3 Ratification of Auditor Mgmt For For For
KENNAMETAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KMT CUSIP 489170100 10/21/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Philip Dur Mgmt For For For
1.2 Elect Timothy McLevish Mgmt For For For
1.3 Elect Steven Wunning Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Stock and Incentive Plan of Mgmt For Against Against
2002
KINDRED HEALTHCARE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KND CUSIP 494580103 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Edward Kuntz Mgmt For For For
1.2 Elect Joel Ackerman Mgmt For For For
1.3 Elect Ann Berzin Mgmt For For For
1.4 Elect Jonathan Blum Mgmt For For For
1.5 Elect Thomas Cooper Mgmt For For For
1.6 Elect Paul Diaz Mgmt For For For
1.7 Elect Isaac Kaufman Mgmt For For For
1.8 Elect Frederick Kleisner Mgmt For For For
1.9 Elect Eddy Rogers, Jr. Mgmt For For For
2 Short-Term Incentive Plan Mgmt For For For
3 Long-Term Incentive Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
KINETIC CONCEPTS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KNCI CUSIP 49460W208 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Carl Kohrt Mgmt For For For
1.2 Elect C. Thomas Smith Mgmt For For For
1.3 Elect Donald E. Steen Mgmt For For For
1.4 Elect Craig Callen Mgmt For For For
2 Issuance of Common Stock Mgmt For For For
3 Ratification of Auditor Mgmt For For For
KING PHARMACEUTICALS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KG CUSIP 495582108 06/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect R. Charles Moyer Mgmt For For For
1.2 Elect D. Gregory Rooker Mgmt For For For
1.3 Elect Ted Wood Mgmt For For For
1.4 Elect Earnest Deavenport, Jr. Mgmt For For For
1.5 Elect Elizabeth Greetham Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Majority Vote ShrHoldr Against For Against
for Election of Directors
KNOLL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KNL CUSIP 498904200 05/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Burton Staniar Mgmt For Withhold Against
1.2 Elect Sidney Lapidus Mgmt For For For
2 Ratification of Auditor Mgmt For For For
KORN/FERRY INTERNATIONAL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KFY CUSIP 500643200 09/23/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Debra Perry Mgmt For For For
1.2 Elect Gerhard Schulmeyer Mgmt For For For
1.3 Elect Harry You Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 TO APPROVE THE KORN/FERRY INTERNATIONAL 2008 Mgmt For For For
STOCK INCENTIVE PLAN.
4 Transaction of Other Business Mgmt For For For
LENNOX INTERNATIONAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LII CUSIP 526107107 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Linda Alvarado Mgmt For For For
1.2 Elect Steven Booth Mgmt For For For
1.3 Elect John Major Mgmt For For For
1.4 Elect Jeffrey Storey Mgmt For For For
2 Ratification of Auditor Mgmt For For For
LEXMARK INTERNATIONAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LXK CUSIP 529771107 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: MICHAEL J. MAPLES Mgmt For For For
2 ELECTION OF DIRECTOR: STEPHEN R. HARDIS Mgmt For For For
3 ELECTION OF DIRECTOR: WILLIAM R. FIELDS Mgmt For For For
4 ELECTION OF DIRECTOR: ROBERT HOLLAND, JR. Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 APPROVAL OF THE COMPANY S STOCK INCENTIVE Mgmt For Against Against
PLAN, AS AMENDED AND RESTATED.
7 STOCKHOLDER PROPOSAL REGARDING AN ADVISORY ShrHoldr Against Against For
VOTE ON EXECUTIVE COMPENSATION.
LIFEPOINT HOSPITALS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LPNT CUSIP 53219L109 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Marguerite Kondracke Mgmt For For For
1.2 Elect John Maupin, Jr. Mgmt For For For
1.3 Elect Owen Shell, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Management Stock Purchase Mgmt For For For
Plan
4 Amendment to the Outside Directors Stock and Mgmt For For For
Incentive Compensation Plan
5 Amendment to the Executive Performance Mgmt For For For
Incentive Plan
LINCARE HOLDINGS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LNCR CUSIP 532791100 05/11/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect John Byrnes Mgmt For For For
1.2 Elect Stuart Altman Mgmt For For For
1.3 Elect Chester Black Mgmt For For For
1.4 Elect Frank Byrne Mgmt For For For
1.5 Elect William Miller, III Mgmt For For For
2 2009 Employee Stock Purchase Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
LINCOLN ELECTRIC HOLDINGS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LECO CUSIP 533900106 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Harold Adams Mgmt For For For
1.2 Elect Robert Knoll Mgmt For For For
1.3 Elect John Stropki, Jr. Mgmt For For For
2 RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For For
MAX CAPITAL GROUP LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MXGL CUSIP G6052F103 06/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elimination of Supermajority Vote Mgmt For For For
Requirement Regarding Mergers
2 Approval of the Merger Mgmt For For For
3 Right to Adjourn Meeting Mgmt For For For
MB FINANCIAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MBFI CUSIP 55264U108 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect David Bolger Mgmt For For For
1.2 Elect Robert Engelman, Jr. Mgmt For Withhold Against
1.3 Elect Thomas Harvey Mgmt For For For
1.4 Elect Ronald Santo Mgmt For Withhold Against
2 Elimination of Supermajority Requirements Mgmt For For For
3 ADVISORY (NON-BINDING) VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION.
4 Ratification of Auditor Mgmt For For For
MKS INSTRUMENTS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MKSI CUSIP 55306N104 05/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Leo Berlinghieri Mgmt For For For
1.2 Elect Hans-Jochen Kahl Mgmt For For For
1.3 Elect Louis Valente Mgmt For For For
2 Amendment to the 2004 Stock Incentive Plan Mgmt For Against Against
3 Amendment to the Employee Stock Purchase Plan Mgmt For For For
4 Amendment to the International Employee Mgmt For For For
Stock Purchase Plan
5 Ratification of Auditor Mgmt For For For
MODUSLINK GLOBAL SOLUTIONS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MLNK CUSIP 60786L107 12/10/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Thomas Johnson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
MOLINA HEALTHCARE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MOH CUSIP 60855R100 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Frank Murray Mgmt For For For
1.2 Elect John Szabo, Jr. Mgmt For For For
MPS GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MPS CUSIP 553409103 05/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Derek Dewan Mgmt For Withhold Against
1.2 Elect Timothy Payne Mgmt For For For
1.3 Elect Peter Tanous Mgmt For For For
1.4 Elect T. Wayne Davis Mgmt For For For
1.5 Elect John Kennedy Mgmt For For For
1.6 Elect Michael Abney Mgmt For For For
1.7 Elect William Isaac Mgmt For For For
1.8 Elect Darla Moore Mgmt For For For
1.9 Elect Arthur Laffer Mgmt For For For
1.10 Elect Robert Crouch Mgmt For Withhold Against
2 Executive Annual Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
MUELLER INDUSTRIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MLI CUSIP 624756102 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Alexander Federbush Mgmt For For For
1.2 Elect Paul Flaherty Mgmt For For For
1.3 Elect Gennaro Fulvio Mgmt For For For
1.4 Elect Gary Gladstein Mgmt For For For
1.5 Elect Scott Goldman Mgmt For For For
1.6 Elect Terry Hermanson Mgmt For For For
1.7 Elect Harvey Karp Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Stock Incentive Plan Mgmt For Against Against
4 Shareholder Proposal Regarding Gender and ShrHoldr Against Against For
Minority Representation on the Board of
Directors
NACCO INDUSTRIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NC CUSIP 629579103 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Owsley Brown II Mgmt For For For
1.2 Elect Dennis LaBarre Mgmt For For For
1.3 Elect Richard de Osborne Mgmt For For For
1.4 Elect Alfred Rankin, Jr. Mgmt For For For
1.5 Elect Ian Ross Mgmt For For For
1.6 Elect Michael Shannon Mgmt For For For
1.7 Elect Britton Taplin Mgmt For For For
1.8 Elect David Taplin Mgmt For For For
1.9 Elect John Turben Mgmt For For For
1.10 Elect Eugene Wong Mgmt For For For
2 Ratification of Auditor Mgmt For For For
NATIONAL WESTERN LIFE INSURANCE COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NWLI CUSIP 638522102 06/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Robert Moody Mgmt For For For
1.2 Elect Stephen Glasgow Mgmt For For For
1.3 Elect E.J. Pederson Mgmt For For For
NAVIGATORS GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NAVG CUSIP 638904102 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect H.J. Mervyn Blakeney Mgmt For For For
1.2 Elect Peter Cheney Mgmt For For For
1.3 Elect Terence Deeks Mgmt For For For
1.4 Elect W. Thomas Forrester Mgmt For For For
1.5 Elect Stanley Galanski Mgmt For For For
1.6 Elect Leandro Galban, Jr. Mgmt For For For
1.7 Elect John Kirby Mgmt For For For
1.8 Elect Marc Tract Mgmt For For For
1.9 Elect Robert Wright Mgmt For For For
2 Amendment to the 2005 Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
NBTY INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NTY CUSIP 628782104 02/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Aram Garabedian Mgmt For For For
1.2 Elect Neil Koenig Mgmt For For For
2 APPROVAL OF THE NBTY, INC. 2009 EQUITY Mgmt For Against Against
AWARDS PLAN.
3 Ratification of Auditor Mgmt For For For
NCI BUILDING SYSTEMS, INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NCS CUSIP 628852105 03/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Larry Edwards Mgmt For For For
1.2 Elect Ed Phipps Mgmt For For For
1.3 Elect W. Bernard Pieper Mgmt For For For
1.4 Elect John Sterling Mgmt For For For
2 Amendment to the 2003 Long-Term Stock Mgmt For Against Against
Incentive Plan
3 RATIFICATION OF ERNST & YOUNG LLP FOR FISCAL Mgmt For For For
2009.
NELNET, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NNI CUSIP 64031N108 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect James Abel Mgmt For For For
2 Elect Stephen Butterfield Mgmt For For For
3 Elect Michael Dunlap Mgmt For For For
4 Elect Kathleen Farrell Mgmt For For For
5 Elect Thomas Henning Mgmt For For For
6 Elect Brian O'Connor Mgmt For For For
7 Elect Kimberly Rath Mgmt For For For
8 Elect Michael Reardon Mgmt For For For
9 Elect James Van Horn Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Amendment to the Restricted Stock Plan Mgmt For For For
NEWALLIANCE BANCSHARES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NAL CUSIP 650203102 04/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Robert Lyons, Jr. Mgmt For For For
1.2 Elect Eric Marziali Mgmt For For For
1.3 Elect Julia McNamara Mgmt For For For
1.4 Elect Peyton Patterson Mgmt For For For
1.5 Elect Gerald Rosenberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For For For
NEWMARKET CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NEU CUSIP 651587107 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Phyllis Cothran Mgmt For For For
1.2 Elect Mark Gambill Mgmt For For For
1.3 Elect Bruce Gottwald Mgmt For Withhold Against
1.4 Elect Thomas Gottwald Mgmt For For For
1.5 Elect Patrick Hanley Mgmt For For For
1.6 Elect James Rogers Mgmt For For For
1.7 Elect Charles Walker Mgmt For For For
2 Amendment to the 2004 Incentive Compensation Mgmt For Against Against
and Stock Plan
3 Ratification of Auditor Mgmt For For For
NUTRISYSTEM, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NTRI CUSIP 67069D108 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Ian Berg Mgmt For For For
1.2 Elect Robert Bernstock Mgmt For For For
1.3 Elect Michael Devine, III Mgmt For For For
1.4 Elect Theodore Leonisis Mgmt For For For
1.5 Elect Warren Musser Mgmt For For For
1.6 Elect Joseph Redling Mgmt For For For
1.7 Elect Brian Tierney Mgmt For For For
1.8 Elect Stephen Zarrilli Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Gender and ShrHoldr Against Against For
Minority Representation on the Board of
Directors
OGE ENERGY CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OGE CUSIP 670837103 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Wayne Brunetti Mgmt For For For
1.2 Elect John Groendyke Mgmt For For For
1.3 Elect Robert Kelley Mgmt For For For
1.4 Elect Robert Lorenz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Declassification of the Board
OLD REPUBLIC INTERNATIONAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ORI CUSIP 680223104 05/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Harrington Bischof Mgmt For For For
1.2 Elect Leo Knight, Jr. Mgmt For For For
1.3 Elect Charles Titterton Mgmt For For For
1.4 Elect Steven Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
OLIN CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OLN CUSIP 680665205 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Gray Benoist Mgmt For For For
1.2 Elect Donald Bogus Mgmt For For For
1.3 Elect John O'Connor Mgmt For For For
1.4 Elect Philip Schulz Mgmt For For For
1.5 Elect Vincent Smith Mgmt For For For
2 APPROVAL OF THE 2009 LONG TERM INCENTIVE PLAN Mgmt For For For
3 Ratification of Auditor Mgmt For For For
ON SEMICONDUCTOR CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ONNN CUSIP 682189105 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Curtis Crawford Mgmt For For For
1.2 Elect Daryl Ostrander Mgmt For For For
1.3 Elect Robert Smith Mgmt For For For
2 2000 Employee Stock Purchase Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
ONEBEACON INSURANCE GROUP, LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OB CUSIP G67742109 06/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Raymond Barrette Mgmt For Withhold Against
1.2 Elect Reid Campbell Mgmt For Withhold Against
1.3 Elect Morgan Davis Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
PACER INTERNATIONAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PACR CUSIP 69373H106 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Andrew Clarke Mgmt For For For
1.2 Elect Robert Grassi Mgmt For For For
2 Ratification of Auditor Mgmt For For For
PENSKE AUTOMOTIVE GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PAG CUSIP 70959W103 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect John Barr Mgmt For For For
1.2 Elect Michael Eisenson Mgmt For For For
1.3 Elect Hiroshi Ishikawa Mgmt For Withhold Against
1.4 Elect Robert Kurnick, Jr. Mgmt For Withhold Against
1.5 Elect William Lovejoy Mgmt For For For
1.6 Elect Kimberly McWaters Mgmt For For For
1.7 Elect Lucio Noto Mgmt For For For
1.8 Elect Roger Penske Mgmt For For For
1.9 Elect Richard Peters Mgmt For Withhold Against
1.10 Elect Ronald Steinhart Mgmt For For For
1.11 Elect H. Brian Thompson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt For For For
PROPERLY COME BEFORE THE MEETING.
PEP BOYS-MANNY MOE & JACK
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PBY CUSIP 713278109 06/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Jane Scaccetti Mgmt For For For
2 Elect John Sweetwood Mgmt For For For
3 Elect M. Shan Atkins Mgmt For For For
4 Elect Robert Hotz Mgmt For For For
5 Elect James Mitarotonda Mgmt For For For
6 Elect Nick White Mgmt For For For
7 Elect James Williams Mgmt For For For
8 Elect Irvin Reid Mgmt For For For
9 Elect Michael Odell Mgmt For For For
10 Elect Max Lukens Mgmt For For For
11 Radification of Auditor Mgmt For For For
12 Amendment of the Stock Incentive Plan Mgmt For Against Against
13 Amendment of the Annual Incentive Bonus Plan Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
PHH CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PHH CUSIP 693320202 06/12/2009 Take No Action
MEETING TYPE COUNTRY OF TRADE
Proxy Contest United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Dissident Nominee Allan Loren ShrHoldr N/A TNA N/A
1.2 Elect Dissident Nominee Gregory Parseghian ShrHoldr N/A TNA N/A
1.3 Elect Management Nominee James Egan ShrHoldr N/A TNA N/A
2 Ratification of Auditor ShrHoldr N/A TNA N/A
3 Amendment to the 2005 Equity and Incentive ShrHoldr N/A TNA N/A
Plan
4 Increase of Authorized Common Stock ShrHoldr N/A TNA N/A
PHH CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PHH CUSIP 693320202 06/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Proxy Contest United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect A.B. Krongard Mgmt For For For
1.2 Elect Terence Edwards Mgmt For For For
1.3 Elect James Egan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2005 Equity and Incentive Mgmt For Against Against
Plan
4 Increase of Authorized Common Stock Mgmt For Against Against
PHILLIPS-VAN HEUSEN CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PVH CUSIP 718592108 06/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Mary Baglivo Mgmt For For For
1.2 Elect Emanuel Chirico Mgmt For For For
1.3 Elect Edward Cohen Mgmt For For For
1.4 Elect Joseph Fuller Mgmt For For For
1.5 Elect Margaret Jenkins Mgmt For For For
1.6 Elect Bruce Maggin Mgmt For For For
1.7 Elect V. James Marino Mgmt For For For
1.8 Elect Henry Nasella Mgmt For For For
1.9 Elect Rita Rodriguez Mgmt For For For
1.10 Elect Craig Rydin Mgmt For For For
2 Amendment to the 2006 Stock Incentive Plan Mgmt For Against Against
3 Amendment to the Performance Incentive Bonus Mgmt For For For
Plan
4 Amendment to the Long-Term Incentive Plan Mgmt For For For
5 Ratification of Auditor Mgmt For For For
PINNACLE ENTERTAINMENT, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PNK CUSIP 723456109 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Daniel Lee Mgmt For For For
1.2 Elect Stephen Comer Mgmt For For For
1.3 Elect John Giovenco Mgmt For For For
1.4 Elect Richard Goeglein Mgmt For For For
1.5 Elect Ellis Landau Mgmt For For For
1.6 Elect Bruce Leslie Mgmt For For For
1.7 Elect James Martineau Mgmt For For For
1.8 Elect Michael Ornest Mgmt For For For
1.9 Elect Lynn Reitnouer Mgmt For For For
2 Option Exchange Program Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
PINNACLE WEST CAPITAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PNW CUSIP 723484101 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Edward Basha, Jr. Mgmt For For For
1.2 Elect David Brandt Mgmt For For For
1.3 Elect Susan Clark-Johnson Mgmt For For For
1.4 Elect Michael Gallagher Mgmt For For For
1.5 Elect Pamela Grant Mgmt For For For
1.6 Elect Roy Herberger, Jr. Mgmt For For For
1.7 Elect William Jamieson Mgmt For For For
1.8 Elect Humberto Lopez Mgmt For For For
1.9 Elect Kathryn Munro Mgmt For For For
1.10 Elect Bruce Nordstrom Mgmt For For For
1.11 Elect W. Douglas Parker Mgmt For For For
1.12 Elect William Post Mgmt For For For
1.13 Elect William Stewart Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
PIPER JAFFRAY COMPANIES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PJC CUSIP 724078100 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Michael Francis Mgmt For For For
1.2 Elect B. Kristine Johnson Mgmt For For For
1.3 Elect Addison Piper Mgmt For For For
1.4 Elect Lisa Polsky Mgmt For For For
1.5 Elect Jean Taylor Mgmt For For For
2 Amendment to the 2003 Annual and Long-Term Mgmt For For For
Incentive Plan
PLANTRONICS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PLT CUSIP 727493108 07/23/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Marv Tseu Mgmt For For For
1.2 Elect Ken Kannappan Mgmt For For For
1.3 Elect Brian Dexheimer Mgmt For For For
1.4 Elect Greggory Hammann Mgmt For For For
1.5 Elect John Hart Mgmt For For For
1.6 Elect Marshall Mohr Mgmt For For For
1.7 Elect Roger Wery Mgmt For For For
2 RATIFY AND APPROVE AMENDMENTS TO THE 2003 Mgmt For Against Against
STOCK PLAN.
3 RATIFY AND APPROVE AMENDMENTS TO THE 2002 Mgmt For For For
EMPLOYEE STOCK PURCHASE PLAN.
4 Ratification of Auditor Mgmt For For For
PLATINUM UNDERWRITERS HOLDINGS, LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PTP CUSIP G7127P100 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect H. Furlong Baldwin Mgmt For For For
1.2 Elect Dan Carmichael Mgmt For For For
1.3 Elect A. John Hass Mgmt For For For
1.4 Elect Edmund Megna Mgmt For For For
1.5 Elect Michael Price Mgmt For For For
1.6 Elect Peter Pruitt Mgmt For For For
1.7 Elect James Slattery Mgmt For For For
2 Appointment of Auditor Mgmt For For For
PLEXUS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PLXS CUSIP 729132100 02/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Ralf Boer Mgmt For For For
1.2 Elect Stephen Cortinovis Mgmt For For For
1.3 Elect David Drury Mgmt For For For
1.4 Elect Dean Foate Mgmt For For For
1.5 Elect Peter Kelly Mgmt For For For
1.6 Elect John Nussbaum Mgmt For For For
1.7 Elect Michael Schrock Mgmt For For For
1.8 Elect Charles Strother Mgmt For For For
1.9 Elect Mary Winston Mgmt For For For
2 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For For
AS INDEPENDENT AUDITORS.
PNM RESOURCES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PNM CUSIP 69349H107 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Adelmo Archuleta Mgmt For For For
1.2 Elect Julie Dobson Mgmt For For For
1.3 Elect Robert Nordhaus Mgmt For For For
1.4 Elect Manuel Pacheco Mgmt For For For
1.5 Elect Robert Price Mgmt For For For
1.6 Elect Bonnie Reitz Mgmt For For For
1.7 Elect Jeffry Sterba Mgmt For For For
1.8 Elect Donald Schwanz Mgmt For For For
1.9 Elect Joan Woodard Mgmt For For For
2 Amendment to the Omnibus Performance Equity Mgmt For Against Against
Plan
3 Ratification of Auditor Mgmt For For For
POLYONE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
POL CUSIP 73179P106 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect J. Douglas Campbell Mgmt For For For
1.2 Elect Carol Cartwright Mgmt For For For
1.3 Elect Gale Duff-Bloom Mgmt For For For
1.4 Elect Richard Fearon Mgmt For For For
1.5 Elect Gordon Harnett Mgmt For For For
1.6 Elect Richar Lorraine Mgmt For For For
1.7 Elect Edward Mooney Mgmt For For For
1.8 Elect Stephen Newlin Mgmt For For For
1.9 Elect William Powell Mgmt For For For
1.10 Elect Farah Walters Mgmt For For For
2 Amendment to the Code of Regulations Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
PORTLAND GENERAL ELECTRIC COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
POR CUSIP 736508847 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect John Ballantine Mgmt For For For
1.2 Elect Rodney Brown, Jr. Mgmt For For For
1.3 Elect David Dietzler Mgmt For For For
1.4 Elect Peggy Fowler Mgmt For For For
1.5 Elect Mark Ganz Mgmt For For For
1.6 Elect Corbin McNeill, Jr. Mgmt For For For
1.7 Elect Neil Nelson Mgmt For For For
1.8 Elect M. Lee Pelton Mgmt For For For
1.9 Elect James Piro Mgmt For For For
1.10 Elect Robert Reid Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase of Authorized Common Stock Mgmt For For For
PRESIDENTIAL LIFE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PLFE CUSIP 740884101 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Donald Barnes Mgmt For Against Against
2 Elect William DeMilt Mgmt For For For
3 Elect W. Thomas Knight Mgmt For For For
4 Elect Herbert Kurz Mgmt For For For
5 Elect John McMahon Mgmt For For For
6 Elect Lawrence Read Mgmt For For For
7 Elect Lawrence Rivkin Mgmt For For For
8 Elect Stanley Rubin Mgmt For For For
9 Elect William Trust, Jr. Mgmt For For For
10 Ratification of Auditor Mgmt For For For
PROASSURANCE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PRA CUSIP 74267C106 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Jerry Brant Mgmt For For For
1.2 Elect John McMahon, Jr. Mgmt For For For
1.3 Elect William Woodhams Mgmt For For For
1.4 Elect Wilfred Yeargan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
PROSPERITY BANCSHARES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PRSP CUSIP 743606105 04/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect James Bouligny Mgmt For For For
1.2 Elect Robert Steelhammer Mgmt For For For
1.3 Elect H. E. Timanus, Jr. Mgmt For Withhold Against
1.4 Elect Ervan Zouzalik Mgmt For For For
2 Ratification of Auditor Mgmt For For For
PROVIDENT FINANCIAL SERVICES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PFS CUSIP 74386T105 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Geoffrey Connor Mgmt For For For
1.2 Elect Christopher Martin Mgmt For For For
1.3 Elect Edward O'Donnell Mgmt For For For
1.4 Elect Jeffries Shein Mgmt For For For
2 Ratification of Auditor Mgmt For For For
RADIOSHACK CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RSH CUSIP 750438103 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Frank Belatti Mgmt For For For
2 Elect Julian Day Mgmt For For For
3 Elect Daniel Feehan Mgmt For For For
4 Elect H. Eugene Lockhart Mgmt For For For
5 Elect Jack Messman Mgmt For For For
6 Elect Thomas Plaskett Mgmt For For For
7 Elect Edwina Woodbury Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 2009 Annual and Long-Term Incentive Mgmt For For For
Compensation Plan
10 2009 Incentive Stock Plan Mgmt For Against Against
REINSURANCE GROUP OF AMERICA, INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RGA CUSIP 759351604 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect John Danahy Mgmt For For For
1.2 Elect Arnoud Boot Mgmt For For For
1.3 Elect Stuart Greenbaum Mgmt For For For
1.4 Elect A. Greig Woodring Mgmt For For For
2 Ratification of Auditor Mgmt For For For
REINSURANCE GROUP OF AMERICA, INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RGA CUSIP 759351109 09/05/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Recapitalization Mgmt For For For
2 Class B Common Stock Voting Limitation Mgmt For For For
3 Acquisition Restrictions Mgmt For For For
4 Potential Conversion of Class B Common Stock Mgmt For For For
5 Section 382 Shareholder Rights Plan Mgmt For For For
6 Right to Adjourn Meeting Mgmt For For For
RENT-A-CENTER, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RCII CUSIP 76009N100 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Michael Gade Mgmt For For For
2 Elect J. V. Lentell Mgmt For For For
3 Ratification of Auditor Mgmt For For For
RPM INTERNATIONAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RPM CUSIP 749685103 10/10/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Frederick Nance Mgmt For For For
1.2 Elect Charles Ratner Mgmt For For For
1.3 Elect William Summers, Jr. Mgmt For For For
1.4 Elect Jerry Thornton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
RSC HOLDINGS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RRR CUSIP 74972L102 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Douglas Kaden Mgmt For Withhold Against
1.2 Elect Erik Olsson Mgmt For For For
1.3 Elect James Ozanne Mgmt For For For
1.4 Elect Scott Spielvogel Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
RYDER SYSTEM, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
R CUSIP 783549108 05/01/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect James Beard Mgmt For For For
2 Elect John Berra Mgmt For For For
3 Elect Luis Nieto, Jr. Mgmt For For For
4 Elect E. Follin Smith Mgmt For For For
5 Elect Gregory Swienton Mgmt For For For
6 Ratification of Auditor Mgmt For For For
SAFETY INSURANCE GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SAFT CUSIP 78648T100 05/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Peter Manning Mgmt For For For
1.2 Elect David McKown Mgmt For For For
2 Ratification of Auditor Mgmt For For For
SCHNITZER STEEL INDUSTRIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SCHN CUSIP 806882106 01/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Robert Ball Mgmt For For For
1.2 Elect John Carter Mgmt For Withhold Against
1.3 Elect Kenneth Novack Mgmt For Withhold Against
1.4 Elect Jean Reynolds Mgmt For Withhold Against
1.5 Elect Tamara Lundgren Mgmt For For For
2 TO APPROVE A PROPOSED AMENDMENT TO THE 1993 Mgmt For Against Against
STOCK INCENTIVE PLAN.
SCHOLASTIC CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SCHL CUSIP 807066105 09/24/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect James Barge Mgmt For For For
1.2 Elect John McDonald Mgmt For For For
SCHOOL SPECIALTY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SCHS CUSIP 807863105 08/19/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Edward Emma Mgmt For For For
1.2 Elect Jonathan Ledecky Mgmt For For For
2 APPROVAL OF THE SCHOOL SPECIALTY, INC. 2008 Mgmt For Against Against
EQUITY INCENTIVE PLAN.
3 Ratification of Auditor Mgmt For For For
SEACOR HOLDINGS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CKH CUSIP 811904101 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Charles Fabrikant Mgmt For For For
1.2 Elect Pierre de Demandolx Mgmt For For For
1.3 Elect Richard Fairbanks, III Mgmt For For For
1.4 Elect Michael Gellert Mgmt For For For
1.5 Elect John Hadjipateras Mgmt For For For
1.6 Elect Oivind Lorentzen Mgmt For For For
1.7 Elect Andrew Morse Mgmt For For For
1.8 Elect Christopher Regan Mgmt For For For
1.9 Elect Stephen Stamas Mgmt For For For
1.10 Elect Steven Webster Mgmt For For For
1.11 Elect Steven Wisch Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Employee Stock Purchase Plan Mgmt For For For
4 Amendment to the 2007 Share Incentive Plan Mgmt For For For
5 Management Incentive Plan Mgmt For For For
SELECTIVE INSURANCE GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SIGI CUSIP 816300107 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect A. David Brown Mgmt For For For
1.2 Elect S. Griffin McClellan III Mgmt For For For
1.3 Elect J. Brian Thebault Mgmt For For For
2 2009 Employee Stock Purchase Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr For Against Against
Declassification of the Board
SKECHERS U.S.A., INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SKX CUSIP 830566105 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Robert Greenberg Mgmt For For For
1.2 Elect Morton Erlich Mgmt For For For
SONOCO PRODUCTS COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SON CUSIP 835495102 04/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Pamela Davies Mgmt For For For
1.2 Elect Harris DeLoach, Jr. Mgmt For For For
1.3 Elect Edgar Lawton, III Mgmt For For For
1.4 Elect John Linville Mgmt For For For
1.5 Elect James Micali Mgmt For For For
2 Ratification of Auditor Mgmt For For For
SOUTHWEST GAS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SWX CUSIP 844895102 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect George Biehl Mgmt For For For
1.2 Elect Robert Boughner Mgmt For For For
1.3 Elect Thomas Chestnut Mgmt For For For
1.4 Elect Stephen Comer Mgmt For For For
1.5 Elect Richard Gardner Mgmt For For For
1.6 Elect LeRoy Hanneman, Jr. Mgmt For For For
1.7 Elect James Kropid Mgmt For For For
1.8 Elect Michael Maffie Mgmt For For For
1.9 Elect Anne Mariucci Mgmt For For For
1.10 Elect Michael Melarkey Mgmt For For For
1.11 Elect Jeffrey Shaw Mgmt For For For
1.12 Elect Thomas Thomas Mgmt For For For
1.13 Elect Terrence Wright Mgmt For For For
2 Management Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
SPEEDWAY MOTORSPORTS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TRK CUSIP 847788106 04/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Marcus Smith Mgmt For Withhold Against
1.2 Elect Tom Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amended and Restated 2004 Stock Incentive Mgmt For Against Against
Plan
STAGE STORES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SGE CUSIP 85254C305 06/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Alan Barocas Mgmt For For For
2 Elect Michael Glazer Mgmt For For For
3 Elect Andrew Hall Mgmt For For For
4 Elect John Mentzer Mgmt For For For
5 Elect William Montgoris Mgmt For For For
6 Elect Sharon Mosse Mgmt For For For
7 Elect James Scarborough Mgmt For For For
8 Elect David Schwartz Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Amendment to the 2008 Equity Incentive Plan Mgmt For For For
STANCORP FINANCIAL GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SFG CUSIP 852891100 05/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Virginia Anderson Mgmt For For For
1.2 Elect Stanley Fallis Mgmt For For For
1.3 Elect Peter Kohler Mgmt For For For
1.4 Elect Eric Parsons Mgmt For For For
1.5 Elect Mary Sammons Mgmt For For For
2 Ratification of Auditor Mgmt For For For
STANLEY WORKS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SWK CUSIP 854616109 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Patrick Campbell Mgmt For For For
1.2 Elect Eileen Kraus Mgmt For For For
1.3 Elect Lawrence Zimmerman Mgmt For For For
2 TO APPROVE ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For For
AUDITORS FOR THE YEAR 2009.
3 TO APPROVE THE STANLEY WORKS 2009 LONG-TERM Mgmt For For For
INCENTIVE PLAN.
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Declassification of the Board
STONE ENERGY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SGY CUSIP 861642106 08/27/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Issuance of Shares Pursuant to Merger Mgmt For Against Against
SYCAMORE NETWORKS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SCMR CUSIP 871206108 01/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Daniel Smith Mgmt For For For
2 Reverse Stock Split Mgmt For For For
3 TO APPROVE SYCAMORE S 2009 STOCK INCENTIVE Mgmt For Against Against
PLAN.
4 TO APPROVE SYCAMORE S 2009 NON-EMPLOYEE Mgmt For Against Against
DIRECTOR STOCK OPTION PLAN.
5 Ratification of Auditor Mgmt For For For
SYNNEX CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SNX CUSIP 87162W100 03/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Robert Huang Mgmt For Withhold Against
1.2 Elect Kevin M. Murai Mgmt For For For
1.3 Elect Matthew Miau Mgmt For Withhold Against
1.4 Elect Fred Breidenbach Mgmt For For For
1.5 Elect Gregory Quesnel Mgmt For For For
1.6 Elect Dwight Steffensen Mgmt For For For
1.7 Elect James Van Horne Mgmt For For For
1.8 Elect Duane Zitzner Mgmt For For For
2 Amendment of the 2003 Employee Stock Mgmt For For For
Purchase Plan
3 APPROVAL OF 2009 PROFIT SHARING PLAN FOR Mgmt For For For
SECTION 16(B) OFFICERS.
4 Ratification of Auditor Mgmt For For For
SYNNEX CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SNX CUSIP 87162W100 08/19/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 APPROVAL OF MATERIAL TERMS OF THE 2003 STOCK Mgmt For Against Against
INCENTIVE PLAN.
TAL INTERNATIONAL GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TAL CUSIP 874083108 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Brian Sondey Mgmt For For For
1.2 Elect Malcolm Baker Mgmt For For For
1.3 Elect A. Richard Caputo, Jr. Mgmt For Withhold Against
1.4 Elect Claude Germain Mgmt For For For
1.5 Elect Brian Higgins Mgmt For Withhold Against
1.6 Elect John Jordan II Mgmt For Withhold Against
1.7 Elect Frederic Lindeberg Mgmt For For For
1.8 Elect David Zalaznick Mgmt For Withhold Against
1.9 Elect Douglas Zych Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
TECH DATA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TECD CUSIP 878237106 06/10/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Kathy Misunas Mgmt For For For
1.2 Elect Thomas Morgan Mgmt For For For
1.3 Elect Steven Raymund Mgmt For Withhold Against
2 Adoption of Majority Vote for Election of Mgmt For For For
Directors
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Compensation Mgmt For For For
5 2009 Equity Incentive Plan Mgmt For Against Against
THE HANOVER INSURANCE GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
THG CUSIP 410867105 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Frederick Eppinger Mgmt For For For
2 Elect Gail Harrison Mgmt For For For
3 Elect Joseph Ramrath Mgmt For For For
4 Elect Harriett Taggart Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 2009 Short-Term Incentive Compensation Plan Mgmt For For For
THOMAS & BETTS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TNB CUSIP 884315102 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Jeananne Hauswald Mgmt For For For
1.2 Elect Dean Jernigan Mgmt For For For
1.3 Elect Ronald Kalich, Sr. Mgmt For For For
1.4 Elect Kenneth Masterson Mgmt For For For
1.5 Elect Dominic Pileggi Mgmt For For For
1.6 Elect Jean-Paul Richard Mgmt For For For
1.7 Elect Rufus Rivers Mgmt For For For
1.8 Elect Kevin Roberg Mgmt For For For
1.9 Elect David Stevens Mgmt For For For
1.10 Elect William Waltrip Mgmt For For For
2 Ratification of Auditor Mgmt For For For
TIDEWATER INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TDW CUSIP 886423102 07/31/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect M. Jay Allison Mgmt For For For
1.2 Elect James Day Mgmt For For For
1.3 Elect Richard du Moulin Mgmt For For For
1.4 Elect J. Wayne Leonard Mgmt For For For
1.5 Elect Richard Pattarozzi Mgmt For For For
1.6 Elect Nicholas Sutton Mgmt For For For
1.7 Elect Cindy Taylor Mgmt For For For
1.8 Elect Dean Taylor Mgmt For For For
1.9 Elect Jack Thompson Mgmt For For For
2 APPROVAL OF THE TERMS OF THE EXECUTIVE Mgmt For For For
OFFICER ANNUAL INCENTIVE PLAN.
3 Ratification of Auditor Mgmt For For For
TIMKEN CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TKR CUSIP 887389104 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Joseph Ralston Mgmt For For For
1.2 Elect John Reilly Mgmt For For For
1.3 Elect John Timken, Jr. Mgmt For For For
1.4 Elect Jacqueline Woods Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Majority Vote ShrHoldr Against For Against
for Election of Directors
TOWER GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TWGP CUSIP 891777104 01/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Increase in Authorized Shares Mgmt For For For
2 Issuance of Stock Pursuant to Merger Mgmt For For For
3 Right to Adjourn Meeting Mgmt For For For
TOWER GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TWGP CUSIP 891777104 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Jan Van Gorder Mgmt For For For
1.2 Elect Austin Young, III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
TRUEBLUE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TBI CUSIP 89785X101 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Steven Cooper Mgmt For For For
2 Elect Thomas McChesney Mgmt For For For
3 Elect Gates McKibbin Mgmt For For For
4 Elect Joseph Sambataro, Jr. Mgmt For Against Against
5 Elect William Steele Mgmt For For For
6 Elect Robert Sullivan Mgmt For For For
7 Elect Craig Tall Mgmt For For For
8 Ratification of Auditor Mgmt For For For
TUTOR PERINI CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TPC CUSIP 713839108 09/05/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval of the Merger Agreement Mgmt For For For
2 Increase Authorized Shares Mgmt For For For
3.1 Elect Marilyn Alexander Mgmt For For For
3.2 Elect Peter Arkley Mgmt For For For
3.3 Elect Raymond Oneglia Mgmt For For For
3.4 Elect Donald Snyder Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 2004 Stock Option and Mgmt For For For
Incentive Plan
6 Right to Adjourn Meeting Mgmt For For For
UNITED FIRE & CASUALTY COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UFCS CUSIP 910331107 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Christopher Drahozal Mgmt For Withhold Against
1.2 Elect Jack Evans Mgmt For For For
1.3 Elect Thomas Hanley Mgmt For For For
1.4 Elect George Milligan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
UNITED ONLINE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UNTD CUSIP 911268100 06/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect James Armstrong Mgmt For For For
1.2 Elect Dennis Holt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
UNITED STATIONERS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
USTR CUSIP 913004107 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Daniel Connors Mgmt For For For
1.2 Elect Charles Crovitz Mgmt For For For
1.3 Elect Frederick Hegi, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
UNITRIN, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UTR CUSIP 913275103 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect James Annable Mgmt For For For
1.2 Elect Eric Draut Mgmt For Withhold Against
1.3 Elect Douglas Geoga Mgmt For For For
1.4 Elect Reuben Hedlund Mgmt For For For
1.5 Elect William Johnston, Jr. Mgmt For For For
1.6 Elect Wayne Kauth Mgmt For For For
1.7 Elect Fayez Sarofim Mgmt For Withhold Against
1.8 Elect Donald Southwell Mgmt For For For
1.9 Elect Richard Vie Mgmt For Withhold Against
1.10 Elect Ann Ziegler Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Performance Incentive Plan Mgmt For For For
4 2005 Restricted Stock and Restricted Stock Mgmt For Against Against
Unit Plan
UNIVERSAL AMERICAN CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UAM CUSIP 913377107 06/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Barry Averill Mgmt For For For
1.2 Elect Richard Barasch Mgmt For For For
1.3 Elect Sally Crawford Mgmt For For For
1.4 Elect Matthew Etheridge Mgmt For For For
1.5 Elect Mark Gormley Mgmt For Withhold Against
1.6 Elect Mark Harmeling Mgmt For For For
1.7 Elect Linda Lamel Mgmt For For For
1.8 Elect Eric Leathers Mgmt For Withhold Against
1.9 Elect Patrick McLaughlin Mgmt For For For
1.10 Elect Richard Perry Mgmt For For For
1.11 Elect Thomas Scully Mgmt For Withhold Against
1.12 Elect Robert Spass Mgmt For Withhold Against
1.13 Elect Sean Traynor Mgmt For Withhold Against
1.14 Elect Robert Wright Mgmt For For For
2 Ratification of Auditor Mgmt For For For
UNIVERSAL FOREST PRODUCTS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UFPI CUSIP 913543104 04/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Dan Dutton Mgmt For For For
1.2 Elect William Payne Mgmt For For For
1.3 Elect Louis Smith Mgmt For For For
2 Amendment to the 1999 Long Term Stock Mgmt For Against Against
Incentive Plan
3 Ratification of Auditor Mgmt For For For
USEC INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
USU CUSIP 90333E108 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect James Mellor Mgmt For Withhold Against
1.2 Elect Michael Armacost Mgmt For For For
1.3 Elect Joyce Brown Mgmt For For For
1.4 Elect Joseph Doyle Mgmt For For For
1.5 Elect H. Habermeyer Mgmt For For For
1.6 Elect John Hall Mgmt For For For
1.7 Elect William Madia Mgmt For Withhold Against
1.8 Elect W. Henson Moore Mgmt For For For
1.9 Elect Joseph Paquette, Jr. Mgmt For For For
1.10 Elect John Welch Mgmt For For For
2 THE APPROVAL OF THE PROPOSED USEC INC. 2009 Mgmt For Against Against
EQUITY INCENTIVE PLAN.
3 THE APPROVAL OF THE PROPOSED USEC INC. 2009 Mgmt For For For
EMPLOYEE STOCK PURCHASE PLAN.
4 Ratification of Auditor Mgmt For For For
VIROPHARMA INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VPHM CUSIP 928241108 05/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Paul Brooke Mgmt For For For
1.2 Elect Michael Dougherty Mgmt For For For
1.3 Elect Robert Glaser Mgmt For For For
2 Amendment to the 2000 Employee Stock Mgmt For For For
Purchase Plan
3 Ratification of Auditor Mgmt For For For
VISHAY INTERTECHNOLOGY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VSH CUSIP 928298108 05/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Ziv Shoshani Mgmt For Withhold Against
1.2 Elect Thomas Wertheimer Mgmt For For For
1.3 Elect Marc Zandman Mgmt For Withhold Against
1.4 Elect Ruta Zandman Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For For For
WASHINGTON FEDERAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WFSL CUSIP 938824109 01/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect John Clearman Mgmt For For For
1.2 Elect James Doud, Jr. Mgmt For For For
1.3 Elect H. Dennis Halvorson Mgmt For For For
1.4 Elect Roy Whitehead Mgmt For For For
2 Ratification of Auditor Mgmt For For For
WATTS WATER TECHNOLOGIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WTS CUSIP 942749102 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Robert Ayers Mgmt For For For
1.2 Elect Kennett Burnes Mgmt For For For
1.3 Elect Richard Cathcart Mgmt For For For
1.4 Elect Timothy Horne Mgmt For For For
1.5 Elect Ralph Jackson, Jr. Mgmt For For For
1.6 Elect Kenneth McAvoy Mgmt For For For
1.7 Elect John McGillicuddy Mgmt For For For
1.8 Elect Gordon Moran Mgmt For For For
1.9 Elect Daniel Murphy, III Mgmt For For For
1.10 Elect Patrick O'Keefe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
WESBANCO, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WSBC CUSIP 950810101 04/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Ray Byrd Mgmt For Withhold Against
1.2 Elect John Fisher, II Mgmt For For For
1.3 Elect Ernest Fragale Mgmt For For For
1.4 Elect D. Bruce Knox Mgmt For Withhold Against
1.5 Elect Reed Tanner Mgmt For For For
1.6 Elect Donald Wood Mgmt For For For
2 ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION. Mgmt For For For
WESCO INTERNATIONAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WCC CUSIP 95082P105 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect John Engel Mgmt For For For
1.2 Elect Steven Raymund Mgmt For For For
1.3 Elect Lynn Utter Mgmt For For For
1.4 Elect William J. Vareschi Mgmt For For For
1.5 Elect Stephen Van Oss Mgmt For For For
2 Ratification of Auditor Mgmt For For For
WESTAR ENERGY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WR CUSIP 95709T100 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Charles Chandler, IV Mgmt For For For
1.2 Elect R. A. Edwards Mgmt For For For
1.3 Elect Sandra Lawrence Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Long Term Incentive and Mgmt For For For
Share Award Plan
WHITNEY HOLDING CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WTNY CUSIP 966612103 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect A.R. Blossman, Jr. Mgmt For Withhold Against
1.2 Elect Angus Cooper II Mgmt For For For
1.3 Elect Terence Hall Mgmt For For For
1.4 Elect John Turner Mgmt For Withhold Against
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Ratification of Auditor Mgmt For For For
WINTRUST FINANCIAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WTFC CUSIP 97650W108 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Peter Crist Mgmt For For For
1.2 Elect Bruce Crowther Mgmt For For For
1.3 Elect Joseph Damico Mgmt For For For
1.4 Elect Bert Getz, Jr. Mgmt For For For
1.5 Elect H. Patrick Hackett Mgmt For For For
1.6 Elect Scott Heitmann Mgmt For For For
1.7 Elect Charles James Mgmt For For For
1.8 Elect Albin Moschner Mgmt For For For
1.9 Elect Thomas Neis Mgmt For For For
1.10 Elect Christopher Perry Mgmt For For For
1.11 Elect Hollis Rademacher Mgmt For For For
1.12 Elect Ingrid Stafford Mgmt For For For
1.13 Elect Edward Wehmer Mgmt For For For
2 Amendment to the Employee Stock Purchase Plan Mgmt For For For
3 Amendment to the 2007 Stock Incentive Plan Mgmt For Against Against
4 Advisory Vote on Executive Compensation Mgmt For For For
5 Ratification of Auditor Mgmt For For For
WORLD ACCEPTANCE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WRLD CUSIP 981419104 08/06/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect A. Alexander McLean, lll Mgmt For For For
1.2 Elect James R. Gilreath Mgmt For For For
1.3 Elect William S. Hummers, lll Mgmt For For For
1.4 Elect Charles Way Mgmt For For For
1.5 Elect Ken R. Bramlett, Jr. Mgmt For For For
1.6 Elect Mark C. Roland Mgmt For Withhold Against
1.7 Elect Darrell Whitaker Mgmt For For For
2 PROPOSAL TO APPROVE THE 2008 STOCK OPTION Mgmt For Against Against
PLAN
3 Ratification of Auditor Mgmt For For For
WORTHINGTON INDUSTRIES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WOR CUSIP 981811102 09/24/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Michael Endres Mgmt For For For
1.2 Elect Peter Karmanos, Jr. Mgmt For For For
1.3 Elect Carl Nelson, Jr. Mgmt For For For
2 Annual Incentive Plan for Executives Mgmt For For For
3 Amendment to the 1997 Long-Term Incentive Mgmt For Against Against
Plan
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding Implementing ShrHoldr Against Against For
Equal Employment Opportunity Policies
ZENITH NATIONAL INSURANCE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ZNT CUSIP 989390109 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Jerome Coben Mgmt For For For
1.2 Elect Max Kampelman Mgmt For For For
1.3 Elect Robert Miller Mgmt For For For
1.4 Elect Fabian Nunez Mgmt For For For
1.5 Elect Catherine Reynolds Mgmt For For For
1.6 Elect Alan Rothenberg Mgmt For For For
1.7 Elect William Sessions Mgmt For For For
1.8 Elect Michael Zavis Mgmt For For For
1.9 Elect Stanley Zax Mgmt For For For
2 Ratification of Auditor Mgmt For For For
BOWNE & CO., INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BNE CUSIP 103043105 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Stephen Murphy Mgmt For For For
1.2 Elect Gloria Portela Mgmt For For For
1.3 Elect Vincent Tese Mgmt For For For
1.4 Elect Richard West Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 1999 Incentive Compensation Mgmt For Against Against
Plan
CABOT MICROELECTRONICS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CCMP CUSIP 12709P103 03/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect John Frazee, Jr. Mgmt For For For
1.2 Elect Barbara Klein Mgmt For For For
1.3 Elect William Noglows Mgmt For For For
2 Ratification of Auditor Mgmt For For For
CAPLEASE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LSE CUSIP 140288101 06/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Paul McDowell Mgmt For For For
1.2 Elect William Pollert Mgmt For Withhold Against
1.3 Elect Michael Gagliardi Mgmt For For For
1.4 Elect Stanley Kreitman Mgmt For For For
1.5 Elect Jeffrey Rogatz Mgmt For For For
1.6 Elect Howard Silver Mgmt For For For
2 Amendment to the 2004 Stock Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
CON-WAY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CNW CUSIP 205944101 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect William Corbin Mgmt For For For
1.2 Elect Robert Jaunich II Mgmt For For For
1.3 Elect W. Keith Kennedy, Jr. Mgmt For For For
2 Repeal of Classified Board Mgmt For Against Against
3 Change in Board Size Mgmt For For For
4 Ratification of Auditor Mgmt For For For
CONSECO, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CNO CUSIP 208464883 05/12/2009 Take No Action
MEETING TYPE COUNTRY OF TRADE
Proxy Contest United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Roger Keith Long ShrHoldr N/A TNA N/A
1.2 Elect Donna James ShrHoldr N/A TNA N/A
1.3 Elect Debra Perry ShrHoldr N/A TNA N/A
1.4 Elect C. James Prieur ShrHoldr N/A TNA N/A
1.5 Elect Michael Tokarz ShrHoldr N/A TNA N/A
1.6 Elect R. Glenn Hilliard ShrHoldr N/A TNA N/A
1.7 Elect Neal Schneider ShrHoldr N/A TNA N/A
1.8 Elect John Turner ShrHoldr N/A TNA N/A
1.9 Elect Doreen Wright ShrHoldr N/A TNA N/A
2 Approval of the Section 382 Shareholder ShrHoldr N/A TNA N/A
Rights Plan
3 Amendment to the Long-Term Incentive Plan ShrHoldr N/A TNA N/A
4 Ratification of Auditor ShrHoldr N/A TNA N/A
CONSECO, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CNO CUSIP 208464883 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Proxy Contest United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Donna James Mgmt For For For
1.2 Elect Debra Perry Mgmt For For For
1.3 Elect C. James Prieur Mgmt For For For
1.4 Elect Philip Roberts Mgmt For For For
1.5 Elect Michael Tokarz Mgmt For For For
1.6 Elect R. Glenn Hilliard Mgmt For For For
1.7 Elect Neal Schneider Mgmt For For For
1.8 Elect John Turner Mgmt For For For
1.9 Elect Doreen Wright Mgmt For For For
2 Approval of the Section 382 Shareholder Mgmt For For For
Rights Plan
3 Amendment to the Long-Term Incentive Plan Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
EASTMAN CHEMICAL COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EMN CUSIP 277432100 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Stephen Demeritt Mgmt For For For
2 Elect Robert Hernandez Mgmt For For For
3 Elect Lewis Kling Mgmt For For For
4 Elect David Raisbeck Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding Adopting ShrHoldr Against Against For
Sexual Orientation and Gender Identity
Expression Anti-Bias Policy
7 Shareholder Proposal Regarding Right to Call ShrHoldr Against Against For
a Special Meeting
EMPLOYERS HOLDINGS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EIG CUSIP 292218104 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Ronald Mosher Mgmt For For For
1.2 Elect Katherine Ong Mgmt For For For
1.3 Elect Michael Rumbolz Mgmt For For For
1.4 Elect Valerie Glenn Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
FIRST HORIZON NATIONAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FHN CUSIP 320517105 04/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Mark Emkes Mgmt For For For
1.2 Elect D. Bryan Jordan Mgmt For For For
1.3 Elect R. Brad Martin Mgmt For For For
1.4 Elect Vicki Palmer Mgmt For For For
1.5 Elect William Sansom Mgmt For For For
2 RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For For
AUDITORS.
3 APPROVAL OF AN ADVISORY PROPOSAL ON Mgmt For For For
EXECUTIVE COMPENSATION.
FOUNDATION COAL HOLDINGS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FCL CUSIP 35039W100 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect James Roberts Mgmt For For For
1.2 Elect Kurt Kost Mgmt For For For
1.3 Elect William Crowley, Jr. Mgmt For For For
1.4 Elect David Foley Mgmt For For For
1.5 Elect P. Michael Giftos Mgmt For For For
1.6 Elect Alex Krueger Mgmt For For For
1.7 Elect Joel Richards, III Mgmt For For For
1.8 Elect Robert Scharp Mgmt For For For
1.9 Elect Thomas Shockley, III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
GREAT PLAINS ENERGY INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GXP CUSIP 391164100 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect David Bodde Mgmt For For For
1.2 Elect Michael Chesser Mgmt For For For
1.3 Elect William Downey Mgmt For For For
1.4 Elect Randall Ferguson, Jr. Mgmt For For For
1.5 Elect Gary Forsee Mgmt For For For
1.6 Elect James Mitchell Mgmt For For For
1.7 Elect William Nelson Mgmt For For For
1.8 Elect Linda Talbott Mgmt For For For
1.9 Elect Robert West Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase in Authorized Shares Mgmt For For For
HEIDRICK & STRUGGLES INTERNATIONAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HSII CUSIP 422819102 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Gary Knell Mgmt For For For
1.2 Elect Jill Kanin-Lovers Mgmt For For For
2 Ratification of Auditor Mgmt For For For
HERCULES INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HPC CUSIP 427056106 11/05/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval of Merger Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
HOME FEDERAL BANCORP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HOME CUSIP 43710G105 01/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Daniel Stevens Mgmt For Withhold Against
1.2 Elect Richard Navarro Mgmt For For For
1.3 Elect Brad Little Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 THE ADOPTION OF THE HOME FEDERAL BANCORP, Mgmt For Against Against
INC. 2008 EQUITY INCENTIVE PLAN.
HUDSON HIGHLAND GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HHGP CUSIP 443792106 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect John Haley Mgmt For For For
1.2 Elect David Offensend Mgmt For For For
2 2009 Incentive Stock and Awards Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
IKON OFFICE SOLUTIONS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IKN CUSIP 451713101 10/31/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval of the Merger Mgmt For For For
IMS HEALTH INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RX CUSIP 449934108 05/01/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect H. Eugene Lockhart Mgmt For For For
2 Elect Bradley Sheares Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Elimination of Supermajority Requirement Mgmt For For For
INFOGROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IUSA CUSIP 45670G108 10/23/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Bernard Reznicek Mgmt For For For
1.2 Elect John Staples III Mgmt For For For
1.3 Elect Clifton Weatherford Mgmt For For For
2 Amendment to the 2007 Omnibus Incentive Plan Mgmt For Against Against
JONES APPAREL GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JNY CUSIP 480074103 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Wesley Card Mgmt For For For
2 Elect Sidney Kimmel Mgmt For Against Against
3 Elect Matthew Kamens Mgmt For Against Against
4 Elect J. Robert Kerrey Mgmt For For For
5 Elect Ann Reese Mgmt For For For
6 Elect Gerald Crotty Mgmt For For For
7 Elect Lowell W. Robinson Mgmt For For For
8 Elect Donna Zarcone Mgmt For For For
9 Elect Robert Mettler Mgmt For For For
10 Elect Margaret Georgiadis Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 2009 Long Term Incentive Plan Mgmt For Against Against
13 Shareholder Proposal Regarding Advisory Vote ShrHoldr Against Against For
on Compensation (Say on Pay)
K-SWISS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KSWS CUSIP 482686102 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Stephen Fine Mgmt For For For
1.2 Elect Mark Louie Mgmt For For For
2 2009 Stock Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
KING PHARMACEUTICALS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KG CUSIP 495582108 06/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect R. Charles Moyer Mgmt For For For
1.2 Elect D. Gregory Rooker Mgmt For For For
1.3 Elect Ted Wood Mgmt For For For
1.4 Elect Earnest Deavenport, Jr. Mgmt For For For
1.5 Elect Elizabeth Greetham Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Majority Vote ShrHoldr Against For Against
for Election of Directors
KORN/FERRY INTERNATIONAL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KFY CUSIP 500643200 09/23/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Debra Perry Mgmt For For For
1.2 Elect Gerhard Schulmeyer Mgmt For For For
1.3 Elect Harry You Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 TO APPROVE THE KORN/FERRY INTERNATIONAL 2008 Mgmt For For For
STOCK INCENTIVE PLAN.
4 Transaction of Other Business Mgmt For For For
LAWSON SOFTWARE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LWSN CUSIP 52078P102 10/16/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Steven Chang Mgmt For For For
1.2 Elect Harry Debes Mgmt For For For
1.3 Elect Peter Gyenes Mgmt For For For
1.4 Elect David Hubers Mgmt For For For
1.5 Elect H. Richard Lawson Mgmt For Withhold Against
1.6 Elect Michael Rocca Mgmt For For For
1.7 Elect Robert Schriesheim Mgmt For Withhold Against
1.8 Elect Romesh Wadhwani Mgmt For For For
1.9 Elect Paul Wahl Mgmt For For For
2 Ratification of Auditor Mgmt For For For
LIMITED BRANDS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LTD CUSIP 532716107 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect James Heskett Mgmt For For For
2 Elect Allan Tessler Mgmt For For For
3 Elect Abigail Wexner Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 1993 Stock Option and Mgmt For Against Against
Performance Incentive Plan
6 Repeal of Classified Board Mgmt N/A Against N/A
MANPOWER INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MAN CUSIP 56418H100 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Jeffrey Joerres Mgmt For For For
1.2 Elect John Walter Mgmt For For For
1.3 Elect Marc Bolland Mgmt For For For
1.4 Elect Ulice Payne, Jr. Mgmt For For For
2 Ratification of the appointment of Roberto Mgmt For For For
Mendoza to the Board of Directors
3 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For For
INDEPENDENT AUDITORS FOR 2009.
4 APPROVAL OF AMENDMENT TO THE 2003 EQUITY Mgmt For Against Against
INCENTIVE PLAN OF MANPOWER INC.
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Implementation of the MacBride Principles in
Northern Ireland
MI DEVELOPMENTS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MIM CUSIP 55304X104 05/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Election of Directors (Slate) Mgmt For For For
2 Appointment of Auditor and Authority to Set Mgmt For For For
Fees
MILLER INDUSTRIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MLR CUSIP 600551204 05/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Jeffrey Badgley Mgmt For For For
1.2 Elect A. Russell Chandler, III Mgmt For For For
1.3 Elect Paul Drack Mgmt For For For
1.4 Elect William Miller Mgmt For For For
1.5 Elect Richard Roberts Mgmt For For For
NESS TECHNOLOGIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NSTC CUSIP 64104X108 06/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Aharon Fogel Mgmt For Withhold Against
1.2 Elect Sachi Gerlitz Mgmt For For For
1.3 Elect Morris Wolfson Mgmt For For For
1.4 Elect Satyam Cherukuri Mgmt For For For
1.5 Elect Dan Suesskind Mgmt For For For
1.6 Elect P. Howard Edelstein Mgmt For For For
1.7 Elect Gabriel Eichler Mgmt For For For
2 Ratification of Auditor Mgmt For For For
NOVELL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NOVL CUSIP 670006105 04/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: ALBERT AIELLO Mgmt For For For
2 ELECTION OF DIRECTOR: FRED CORRADO Mgmt For For For
3 ELECTION OF DIRECTOR: RICHARD L. CRANDALL Mgmt For For For
4 ELECTION OF DIRECTOR: GARY G. GREENFIELD Mgmt For For For
5 ELECTION OF DIRECTOR: JUDITH H. HAMILTON Mgmt For For For
6 ELECTION OF DIRECTOR: RONALD W. HOVSEPIAN Mgmt For For For
7 ELECTION OF DIRECTOR: PATRICK S. JONES Mgmt For For For
8 ELECTION OF DIRECTOR: CLAUDINE B. MALONE Mgmt For For For
9 ELECTION OF DIRECTOR: RICHARD L. NOLAN Mgmt For For For
10 ELECTION OF DIRECTOR: THOMAS G. PLASKETT Mgmt For For For
11 ELECTION OF DIRECTOR: JOHN W. PODUSKA, SR., Mgmt For For For
SC.D.
12 ELECTION OF DIRECTOR: KATHY BRITTAIN WHITE Mgmt For For For
13 TO APPROVE THE NOVELL, INC. 2009 OMNIBUS Mgmt For Against Against
INCENTIVE PLAN.
14 Ratification of Auditor Mgmt For For For
ON SEMICONDUCTOR CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ONNN CUSIP 682189105 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Curtis Crawford Mgmt For For For
1.2 Elect Daryl Ostrander Mgmt For For For
1.3 Elect Robert Smith Mgmt For For For
2 2000 Employee Stock Purchase Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
PATNI COMPUTER SYSTEMS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PTI CUSIP 703248203 06/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Arun Maira Mgmt For For For
4 Elect Pradip Shah Mgmt For For For
5 Appointment of Auditor and Authority to Set Mgmt For For For
Fees
6 Appointment of Branch Auditor Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Appointment of Jeya Kumar as CEO Mgmt For For For
9 Stock Options Grants Mgmt For Abstain Against
10 Appointment of Jeya Kumar as Executive Mgmt For For For
Director
11 Appointment of Pradip Baijal as Director Mgmt For For For
12 Amendment to Stock Option Plan Mgmt For Against Against
13 Amendment to Stock Option Plan for Mgmt For Against Against
Subsidiaries
14 Amendment to Terms of Employment of Mr. Mgmt For Abstain Against
Anirudh Patni
15 Directors' Fees Mgmt For For For
PHILLIPS-VAN HEUSEN CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PVH CUSIP 718592108 06/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Mary Baglivo Mgmt For For For
1.2 Elect Emanuel Chirico Mgmt For For For
1.3 Elect Edward Cohen Mgmt For For For
1.4 Elect Joseph Fuller Mgmt For For For
1.5 Elect Margaret Jenkins Mgmt For For For
1.6 Elect Bruce Maggin Mgmt For For For
1.7 Elect V. James Marino Mgmt For For For
1.8 Elect Henry Nasella Mgmt For For For
1.9 Elect Rita Rodriguez Mgmt For For For
1.10 Elect Craig Rydin Mgmt For For For
2 Amendment to the 2006 Stock Incentive Plan Mgmt For Against Against
3 Amendment to the Performance Incentive Bonus Mgmt For For For
Plan
4 Amendment to the Long-Term Incentive Plan Mgmt For For For
5 Ratification of Auditor Mgmt For For For
PMA CAPITAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PMACA CUSIP 693419202 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Vincent Donnelly Mgmt For For For
1.2 Elect John Rollins Mgmt For For For
1.3 Elect Neal Schneider Mgmt For For For
2 Ratification of Auditor Mgmt For For For
PORTLAND GENERAL ELECTRIC COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
POR CUSIP 736508847 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect John Ballantine Mgmt For For For
1.2 Elect Rodney Brown, Jr. Mgmt For For For
1.3 Elect David Dietzler Mgmt For For For
1.4 Elect Peggy Fowler Mgmt For For For
1.5 Elect Mark Ganz Mgmt For For For
1.6 Elect Corbin McNeill, Jr. Mgmt For For For
1.7 Elect Neil Nelson Mgmt For For For
1.8 Elect M. Lee Pelton Mgmt For For For
1.9 Elect James Piro Mgmt For For For
1.10 Elect Robert Reid Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase of Authorized Common Stock Mgmt For For For
QUIKSILVER, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ZQK CUSIP 74838C106 03/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Douglas Ammerman Mgmt For For For
1.2 Elect William Barnum, Jr. Mgmt For For For
1.3 Elect Charles Crowe Mgmt For For For
1.4 Elect James Ellis Mgmt For For For
1.5 Elect Charles Exon Mgmt For Withhold Against
1.6 Elect Robert McKnight Mgmt For For For
2 Amendment to the 2000 Employee Stock Mgmt For For For
Purchase Plan
3 Amendment to the 2000 Stock Incentive Plan Mgmt For Against Against
RENT-A-CENTER, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RCII CUSIP 76009N100 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Michael Gade Mgmt For For For
2 Elect J. V. Lentell Mgmt For For For
3 Ratification of Auditor Mgmt For For For
RUSS BERRIE & COMPANY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RUS CUSIP 782233100 07/10/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Raphael Benaroya Mgmt For For For
1.2 Elect Mario Ciampi Mgmt For For For
1.3 Elect Bruce Crain Mgmt For For For
1.4 Elect Fredrick Horowitz Mgmt For For For
1.5 Elect Lauren Krueger Mgmt For For For
1.6 Elect Salvatore Salibello Mgmt For For For
1.7 Elect John Schaefer Mgmt For For For
1.8 Elect Michael Zimmerman Mgmt For For For
2 APPROVAL OF THE RUSS BERRIE AND COMPANY, Mgmt For For For
INC. EQUITY INCENTIVE PLAN.
3 2009 Employee Stock Purchase Plan Mgmt For For For
SPHERION CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SFN CUSIP 848420105 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect William Evans Mgmt For For For
1.2 Elect Roy Krause Mgmt For For For
1.3 Elect Barbara Pellow Mgmt For For For
2 Ratification of Auditor Mgmt For For For
TERADATA CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TDC CUSIP 88076W103 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: PETER L. FIORE Mgmt For For For
2 ELECTION OF DIRECTOR: MICHAEL F. KOEHLER Mgmt For For For
3 ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt For For For
4 APPROVAL OF THE APPOINTMENT OF INDEPENDENT Mgmt For For For
AUDITORS FOR 2009
5 APPROVAL OF THE TERADATA CORPORATION 2007 Mgmt For For For
STOCK INCENTIVE PLAN
6 APPROVAL OF THE TERADATA CORPORATION Mgmt For For For
MANAGEMENT INCENTIVE PLAN
THE HANOVER INSURANCE GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
THG CUSIP 410867105 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect Frederick Eppinger Mgmt For For For
2 Elect Gail Harrison Mgmt For For For
3 Elect Joseph Ramrath Mgmt For For For
4 Elect Harriett Taggart Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 2009 Short-Term Incentive Compensation Plan Mgmt For For For
TIBCO SOFTWARE INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TIBX CUSIP 88632Q103 04/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Vivek Ranadive Mgmt For For For
1.2 Elect Eric Dunn Mgmt For For For
1.3 Elect Narendra Gupta Mgmt For For For
1.4 Elect Peter Job Mgmt For For For
1.5 Elect Philip Wood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
U-STORE-IT TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
YSI CUSIP 91274F104 05/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect William Diefenderfer, III Mgmt For For For
1.2 Elect Charles Andrews Mgmt For For For
1.3 Elect John Dannemiller Mgmt For For For
1.4 Elect Harold Haller Mgmt For For For
1.5 Elect Daniel Hurwitz Mgmt For For For
1.6 Elect Dean Jernigan Mgmt For For For
1.7 Elect Marianne Keler Mgmt For For For
1.8 Elect David LaRue Mgmt For For For
2 Ratification of Auditor Mgmt For For For
UNISYS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UIS CUSIP 909214108 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect J. Edward Coleman Mgmt For For For
1.2 Elect Leslie Kenne Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Reverse Stock Split Mgmt For For For
UNISYS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UIS CUSIP 909214108 07/24/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect J.P. Bolduc Mgmt For For For
1.2 Elect James Duderstadt Mgmt For For For
1.3 Elect Matthew Espe Mgmt For For For
1.4 Elect Denise Fletcher Mgmt For For For
1.5 Elect Clay Lifflander Mgmt For For For
2 Ratification of Auditor Mgmt For For For
VALASSIS COMMUNICATIONS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VCI CUSIP 918866104 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: JOSEPH B. ANDERSON, JR. Mgmt For For For
2 ELECTION OF DIRECTOR: PATRICK F. BRENNAN Mgmt For For For
3 ELECTION OF DIRECTOR: KENNETH V. DARISH Mgmt For For For
4 ELECTION OF DIRECTOR: DR. WALTER H. KU Mgmt For For For
5 ELECTION OF DIRECTOR: ROBERT L. RECCHIA Mgmt For For For
6 ELECTION OF DIRECTOR: MARCELLA A. SAMPSON Mgmt For For For
7 ELECTION OF DIRECTOR: ALAN F. SCHULTZ Mgmt For For For
8 ELECTION OF DIRECTOR: WALLACE S. SNYDER Mgmt For For For
9 ELECTION OF DIRECTOR: AMBASSADOR FAITH Mgmt For For For
WHITTLESEY
10 PROPOSAL TO APPROVE THE STOCK OPTION Mgmt For Against Against
EXCHANGE PROGRAM.
11 Ratification of Auditor Mgmt For For For
12 Right to Adjourn Meeting Mgmt For For For
VOLCOM, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VLCM CUSIP 92864N101 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Rene Woolcott Mgmt For Withhold Against
1.2 Elect Richard Woolcott Mgmt For For For
1.3 Elect Douglas Ingram Mgmt For For For
1.4 Elect Anthony Palma Mgmt For For For
1.5 Elect Joseph Tyson Mgmt For For For
1.6 Elect Carl Womack Mgmt For For For
1.7 Elect Kevin Wulff Mgmt For For For
2 Amendment to the 2005 Incentive Award Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
WARNACO GROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WAC CUSIP 934390402 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect David Bell Mgmt For For For
2 Elect Robert Bowman Mgmt For For For
3 Elect Richard Goeltz Mgmt For For For
4 Elect Joseph Gromek Mgmt For For For
5 Elect Sheila Hopkins Mgmt For For For
6 Elect Charles Perrin Mgmt For For For
7 Elect Nancy Reardon Mgmt For For For
8 Elect Donald Seeley Mgmt For For For
9 Elect Cheryl Turpin Mgmt For For For
10 Amendment to the 2005 Stock Incentive Plan Mgmt For For For
11 Ratification of Auditor Mgmt For For For
WESTAR ENERGY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WR CUSIP 95709T100 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Charles Chandler, IV Mgmt For For For
1.2 Elect R. A. Edwards Mgmt For For For
1.3 Elect Sandra Lawrence Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Long Term Incentive and Mgmt For For For
Share Award Plan
WESTWOOD ONE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WWON CUSIP 961815107 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Increase of Authorized Common Stock Mgmt For For For
2 Reverse Stock Split Mgmt For For For
3 Amendment to Define the Term "Continuing Mgmt For For For
Directors"
4 Elimination of Supermajority Requirement Mgmt For For For
5 Amendment Related to the Elimination of Mgmt For For For
Supermajority Requirement
6 Right to Adjourn Meeting Mgmt For For For
WESTWOOD ONE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WON CUSIP 961815107 09/22/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect H. Melvin Ming Mgmt For For For
1.2 Elect Emanuel Nunez Mgmt For For For
2 Ratification of Auditor Mgmt For For For
AMERICAN FINANCIAL GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AFG CUSIP 025932104 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Carl Lindner Mgmt For Withhold Against
1.2 Elect Carl Lindner, III Mgmt For For For
1.3 Elect S. Craig Lindner Mgmt For For For
1.4 Elect Kenneth Ambrecht Mgmt For For For
1.5 Elect Theodore Emmerich Mgmt For For For
1.6 Elect James Evans Mgmt For Withhold Against
1.7 Elect Terry Jacobs Mgmt For For For
1.8 Elect Gregory Joseph Mgmt For For For
1.9 Elect William Verity Mgmt For For For
1.10 Elect John Von Lehman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the Annual Co-CEO Equity Bonus Mgmt For For For
Plan
AMERIGROUP CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AGP CUSIP 03073T102 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Thomas Capps Mgmt For For For
1.2 Elect Emerson Fullwood Mgmt For For For
1.3 Elect William McBride Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Equity Incentive Plan Mgmt For Against Against
APPLIED INDUSTRIAL TECHNOLOGIES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AIT CUSIP 03820C105 10/21/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect L. Thomas Hiltz Mgmt For For For
1.2 Elect John Meier Mgmt For For For
1.3 Elect David Pugh Mgmt For For For
1.4 Elect Peter Wallace Mgmt For For For
2 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For For
AUDITORS.
ARGO GROUP INTERNATIONAL HOLDINGS, LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AGII CUSIP G0464B107 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Mural Josephson Mgmt For For For
1.2 Elect John Power, Jr. Mgmt For For For
1.3 Elect Gary Woods Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ARROW ELECTRONICS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ARW CUSIP 042735100 05/01/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Daniel Duval Mgmt For For For
1.2 Elect Gail Hamilton Mgmt For For For
1.3 Elect John Hanson Mgmt For For For
1.4 Elect Richard Hill Mgmt For For For
1.5 Elect M.F. (Fran) Keeth Mgmt For For For
1.6 Elect Roger King Mgmt For For For
1.7 Elect Michael Long Mgmt For For For
1.8 Elect William Mitchell Mgmt For For For
1.9 Elect Stephen Patrick Mgmt For For For
1.10 Elect Barry Perry Mgmt For For For
1.11 Elect John Waddell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ASPEN INSURANCE HOLDINGS LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AHL CUSIP G05384105 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Richard Houghton Mgmt For Withhold Against
1.2 Elect Julian Cusack Mgmt For Withhold Against
1.3 Elect Glyn Jones Mgmt For For For
1.4 Elect Glyn Jones Mgmt For For For
1.5 Elect Christopher O'Kane Mgmt For For For
1.6 Elect Richard Bucknall Mgmt For For For
1.7 Elect Ian Cormack Mgmt For For For
1.8 Elect Richard Houghton Mgmt For Withhold Against
1.9 Elect Stephen Rose Mgmt For For For
1.10 Elect Oliver Peterken Mgmt For For For
1.11 Elect Heidi Hutter Mgmt For For For
1.12 Elect Christopher O'Kane Mgmt For For For
1.13 Elect Richard Houghton Mgmt For Withhold Against
1.14 Elect Stephen Rose Mgmt For For For
1.15 Elect Christopher O'Kane Mgmt For For For
1.16 Elect Richard Houghton Mgmt For Withhold Against
1.17 Elect Stephen Rose Mgmt For For For
1.18 Elect Stephen Rose Mgmt For For For
1.19 Elect John Henderson Mgmt For For For
1.20 Elect Christopher Woodman Mgmt For For For
1.21 Elect Michael Cain Mgmt For For For
1.22 Elect Katherine Wade Mgmt For For For
1.23 Elect Karen Green Mgmt For For For
1.24 Elect Christopher O'Brien Mgmt For For For
1.25 Elect Richard Bucknall Mgmt For For For
1.26 Elect John Hobbs Mgmt For For For
1.27 Elect James Ingham Clark Mgmt For For For
1.28 Elect Robert Long Mgmt For For For
1.29 Elect Christopher O'Brien Mgmt For For For
1.30 Elect Matthew Yeldham Mgmt For For For
1.31 Elect Karen Green Mgmt For For For
1.32 Elect Heidi Hutter Mgmt For For For
1.33 Elect Christopher O'Kane Mgmt For For For
1.34 Elect Julian Cusack Mgmt For Withhold Against
1.35 Elect James Few Mgmt For For For
1.36 Elect Oliver Peterken Mgmt For For For
1.37 Elect David Skinner Mgmt For For For
1.38 Elect Karen Green Mgmt For For For
1.39 Elect Heather Kitson Mgmt For For For
2 Appointment of Auditor and Authority to Set Mgmt For For For
Fees
3 Adoption of New Articles Mgmt For For For
4 Amendments to Memorandum Mgmt For For For
5 Amendments to Articles (Aspen Insurance UK Mgmt For For For
Limited)
6 Amendments to Articles (Aspen Insurance UK Mgmt For For For
Service Limited)
7 Amendments to Articles (Aspen [UK] Holdings Mgmt For For For
Limited)
8 Amendments to Articles (AIUK Trustees Mgmt For For For
Limited)
9 Amendments to Articles (Aspen Underwriting Mgmt For For For
Limited)
10 Amendments to Articles (Aspen Managing Mgmt For For For
Agency Limited)
11 Appointment of Auditor and Authority to Set Mgmt For For For
Fees
12 Amendments to By-Laws (Aspen Insurance Mgmt For For For
Limited)
13 Amendments to Memordandum (Aspen Insurance Mgmt For For For
Limited)
ATMOS ENERGY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ATO CUSIP 049560105 02/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Ruben Esquivel Mgmt For For For
1.2 Elect Richard Cardin Mgmt For For For
1.3 Elect Thomas Meredith Mgmt For For For
1.4 Elect Nancy Quinn Mgmt For For For
1.5 Elect Stephen Springer Mgmt For For For
1.6 Elect Richard Ware II Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
DECLASSIFICATION OF BOARD OF DIRECTORS.
AVOCENT CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AVCT CUSIP 053893103 06/11/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Francis Dramis, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2005 Equity Incentive Plan Mgmt For Against Against
BARNES GROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
B CUSIP 067806109 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Thomas Albani Mgmt For For For
1.2 Elect Thomas Barnes Mgmt For For For
1.3 Elect Gary Benanav Mgmt For For For
1.4 Elect Mylle Mangum Mgmt For For For
2 Ratification of Auditor Mgmt For For For
BE AEROSPACE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BEAV CUSIP 073302101 07/31/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Robert Khoury Mgmt For Withhold Against
1.2 Elect Jonathan Schofield Mgmt For For For
2 PROPOSAL TO ADOPT THE STOCKHOLDER PROPOSAL ShrHoldr Against Against For
(THE MACBRIDE PRINCIPLES).
BENCHMARK ELECTRONICS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BHE CUSIP 08160H101 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Cary Fu Mgmt For For For
1.2 Elect Michael Dawson Mgmt For For For
1.3 Elect Peter Dorflinger Mgmt For For For
1.4 Elect Douglas Duncan Mgmt For For For
1.5 Elect Laura Lang Mgmt For For For
1.6 Elect Bernee Strom Mgmt For For For
1.7 Elect Clay Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
BIG LOTS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BIG CUSIP 089302103 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Jeffrey Berger Mgmt For For For
1.2 Elect Steven Fishman Mgmt For For For
1.3 Elect Peter Hayes Mgmt For For For
1.4 Elect David Kollat Mgmt For For For
1.5 Elect Brenda Lauderback Mgmt For For For
1.6 Elect Philip Mallott Mgmt For For For
1.7 Elect Russell Solt Mgmt For For For
1.8 Elect James Tener Mgmt For For For
1.9 Elect Dennis Tishkoff Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Majority Vote ShrHoldr Against For Against
for Election of Directors
BIOMED REALTY TRUST, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BMR CUSIP 09063H107 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Alan Gold Mgmt For For For
1.2 Elect Barbara Cambon Mgmt For For For
1.3 Elect Edward Dennis Mgmt For For For
1.4 Elect Richard Gilchrist Mgmt For For For
1.5 Elect Gary Kreitzer Mgmt For Withhold Against
1.6 Elect Theodore Roth Mgmt For For For
1.7 Elect M. Faye Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Incentive Award Plan Mgmt For Against Against
CACI INTERNATIONAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CAI CUSIP 127190304 11/19/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Dan Bannister Mgmt For For For
1.2 Elect Paul Cofoni Mgmt For For For
1.3 Elect Gregory Johnson Mgmt For Withhold Against
1.4 Elect Richard Leatherwood Mgmt For For For
1.5 Elect J.P. London Mgmt For Withhold Against
1.6 Elect Michael Mancuso Mgmt For For For
1.7 Elect James Pavitt Mgmt For For For
1.8 Elect Warren Phillips Mgmt For For For
1.9 Elect Charles Revoile Mgmt For For For
2 APPROVAL OF AMENDMENTS TO THE COMPANY S 2006 Mgmt For Against Against
STOCK INCENTIVE PLAN.
3 Right to Adjourn Meeting Mgmt For For For
4 Ratification of Auditor Mgmt For For For
CARLISLE COMPANIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CSL CUSIP 142339100 04/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: PAUL J. CHOQUETTE, JR. Mgmt For For For
2 ELECTION OF DIRECTOR: STEPHEN P. MUNN Mgmt For For For
3 ELECTION OF DIRECTOR: LAWRENCE A. SALA Mgmt For For For
4 ELECTION OF DIRECTOR: MAGALEN C. WEBERT Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Amendment to the Executive Incentive Plan Mgmt For Against Against
CONSOLIDATED GRAPHICS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CGX CUSIP 209341106 08/07/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Joe Davis Mgmt For For For
1.2 Elect Hugh West Mgmt For For For
2 Annual Incentive Compensation Plan Mgmt For For For
CRANE CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CR CUSIP 224399105 04/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: DONALD G. COOK Mgmt For For For
2 ELECTION OF DIRECTOR: ROBERT S. EVANS Mgmt For For For
3 ELECTION OF DIRECTOR: ERIC C. FAST Mgmt For For For
4 ELECTION OF DIRECTOR: DORSEY R. GARDNER Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 APPROVAL OF THE 2009 STOCK INCENTIVE PLAN Mgmt For Against Against
7 APPROVAL OF THE 2009 NON-EMPLOYEE DIRECTOR Mgmt For Against Against
COMPENSATION PLAN
8 APPROVAL OF THE 2009 CORPORATE EVA INCENTIVE Mgmt For For For
COMPENSATION PLAN
9 Shareholder Proposal Regarding the MacBride ShrHoldr Against Against For
Principles
DELPHI FINANCIAL GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DFG CUSIP 247131105 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Philip O'Connor Mgmt For For For
1.2 Elect Robert Rosenkranz Mgmt For For For
1.3 Elect Donald Sherman Mgmt For For For
1.4 Elect Kevin Brine Mgmt For For For
1.5 Elect Edward Fox Mgmt For For For
1.6 Elect Steven Hirsh Mgmt For For For
1.7 Elect Harold Ilg Mgmt For For For
1.8 Elect James Litvack Mgmt For For For
1.9 Elect James Meehan Mgmt For For For
1.10 Elect Robert Smith, Jr. Mgmt For For For
1.11 Elect Robert Wright Mgmt For For For
2 Annual Incentive Compensation Plan Mgmt For For For
3 Amendment to the 2003 Employee Long-Term Mgmt For Against Against
Incentive and Share Award Plan
4 Option Exchange Program Mgmt For Against Against
DIAMONDROCK HOSPITALITY COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DRH CUSIP 252784301 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect William McCarten Mgmt For Withhold Against
1.2 Elect Daniel Altobello Mgmt For For For
1.3 Elect Mark Brugger Mgmt For For For
1.4 Elect W. Robert Grafton Mgmt For For For
1.5 Elect Maureen McAvey Mgmt For For For
1.6 Elect Gilbert Ray Mgmt For For For
1.7 Elect John Williams Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
EMCOR GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EME CUSIP 29084Q100 06/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Frank MacInnis Mgmt For For For
1.2 Elect Stephen Bershad Mgmt For For For
1.3 Elect David Brown Mgmt For For For
1.4 Elect Larry Bump Mgmt For For For
1.5 Elect Albert Fried, Jr. Mgmt For For For
1.6 Elect Richard Hamm, Jr. Mgmt For For For
1.7 Elect David Laidley Mgmt For For For
1.8 Elect Jerry Ryan Mgmt For For For
1.9 Elect Michael Yonker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ENDO PHARMACEUTICALS HOLDINGS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ENDP CUSIP 29264F205 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect John Delucca Mgmt For For For
1.2 Elect David Holveck Mgmt For For For
1.3 Elect Nancy Hutson Mgmt For For For
1.4 Elect Michael Hyatt Mgmt For For For
1.5 Elect Roger Kimmel Mgmt For For For
1.6 Elect Clive Meanwell Mgmt For For For
1.7 Elect William P. Montague Mgmt For For For
1.8 Elect Joseph Scodari Mgmt For For For
1.9 Elect William Spengler Mgmt For For For
2 Amendment to the 2007 Stock Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
ENTERTAINMENT PROPERTIES TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EPR CUSIP 29380T105 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Jack Newman Mgmt For For For
1.2 Elect James Olson Mgmt For For For
2 Amendment to the the 2007 Equity Incentive Mgmt For Against Against
Plan
3 Ratification of Auditor Mgmt For For For
GROUP 1 AUTOMOTIVE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GPI CUSIP 398905109 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Earl Hesterberg, Jr. Mgmt For For For
1.2 Elect Beryl Raff Mgmt For For For
2 Amendment to the 1998 Employee Stock Mgmt For For For
Purchase Plan
3 Ratification of Auditor Mgmt For For For
GYMBOREE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GYMB CUSIP 403777105 06/09/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Matthew McCauley Mgmt For For For
1.2 Elect Gary Heil Mgmt For For For
2 Ratification of Auditor Mgmt For For For
HCC INSURANCE HOLDINGS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HCC CUSIP 404132102 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Frank Bramanti Mgmt For For For
1.2 Elect Walter Duer Mgmt For For For
1.3 Elect Edward Ellis, Jr. Mgmt For Withhold Against
1.4 Elect James Flagg Mgmt For For For
1.5 Elect Thomas Hamilton Mgmt For For For
1.6 Elect John Molbeck, Jr. Mgmt For Withhold Against
1.7 Elect James Oesterreicher Mgmt For For For
1.8 Elect Robert Rosholt Mgmt For For For
1.9 Elect Christopher Williams Mgmt For For For
1.10 Elect Scott Wise Mgmt For For For
2 Ratification of Auditor Mgmt For For For
HEALTHSPRING
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HS CUSIP 42224N101 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Bruce Fried Mgmt For For For
1.2 Elect Herbert Fritch Mgmt For For For
1.3 Elect Joseph Nolan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
HERCULES INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HPC CUSIP 427056106 11/05/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval of Merger Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
HOLLY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HOC CUSIP 435758305 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Buford Berry Mgmt For For For
1.2 Elect Matthew Clifton Mgmt For For For
1.3 Elect Leldon Echols Mgmt For For For
1.4 Elect Marcus Hickerson Mgmt For For For
1.5 Elect Thomas Matthews, II Mgmt For For For
1.6 Elect Robert McKenzie Mgmt For For For
1.7 Elect Jack Reid Mgmt For For For
1.8 Elect Paul Stoffel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
INGRAM MICRO INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IM CUSIP 457153104 06/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect John Ingram Mgmt For For For
1.2 Elect Dale Laurance Mgmt For For For
1.3 Elect Gerhard Schulmeyer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
INVESTMENT TECHNOLOGY GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ITG CUSIP 46145F105 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect J. William Burdett Mgmt For For For
1.2 Elect Christopher Dodds Mgmt For For For
1.3 Elect Robert Gasser Mgmt For For For
1.4 Elect Timothy Jones Mgmt For For For
1.5 Elect Robert King Mgmt For For For
1.6 Elect Kevin O'Hara Mgmt For For For
1.7 Elect Maureen O'Hara Mgmt For For For
1.8 Elect Brian Steck Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Employee Stock Purchase Plan Mgmt For For For
4 Amendment to the 2007 Omnibus Equity Mgmt For For For
Compensation Plan
JACK IN THE BOX INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JACK CUSIP 466367109 02/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Michael Alpert Mgmt For For For
1.2 Elect David Goebel Mgmt For For For
1.3 Elect Anne Gust Mgmt For For For
1.4 Elect Murray Hutchison Mgmt For For For
1.5 Elect Linda Lang Mgmt For For For
1.6 Elect Michael Murphy Mgmt For For For
1.7 Elect David Tehle Mgmt For For For
1.8 Elect Winifred Webb Mgmt For For For
2 Ratification of Auditor Mgmt For For For
JDA SOFTWARE GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JDAS CUSIP 46612K108 05/11/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect J. Michael Gullard Mgmt For For For
2 Amendment to the 2005 Performance Incentive Mgmt For Against Against
Plan
3 Ratification of Auditor Mgmt For For For
KENNAMETAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KMT CUSIP 489170100 10/21/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Philip Dur Mgmt For For For
1.2 Elect Timothy McLevish Mgmt For For For
1.3 Elect Steven Wunning Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Stock and Incentive Plan of Mgmt For Against Against
2002
KIRBY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KEX CUSIP 497266106 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: BOB G. GOWER Mgmt For For For
2 ELECTION OF DIRECTOR: MONTE J. MILLER Mgmt For For For
3 ELECTION OF DIRECTOR: JOSEPH H. PYNE Mgmt For For For
4 Ratification of Auditor Mgmt For For For
KNIGHT CAPITAL GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NITE CUSIP 499005106 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Elect William Bolster Mgmt For For For
2 Elect Gary Griffith Mgmt For For For
3 Elect Thomas Joyce Mgmt For For For
4 Elect James Lewis Mgmt For For For
5 Elect Thomas Lockburner Mgmt For For For
6 Elect James Milde Mgmt For For For
7 Elect Christopher Quick Mgmt For For For
8 Elect Laurie Shahon Mgmt For For For
9 2009 Executive Incentive Plan Mgmt For For For
10 Ratification of Auditor Mgmt For For For
KORN/FERRY INTERNATIONAL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KFY CUSIP 500643200 09/23/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Debra Perry Mgmt For For For
1.2 Elect Gerhard Schulmeyer Mgmt For For For
1.3 Elect Harry You Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 TO APPROVE THE KORN/FERRY INTERNATIONAL 2008 Mgmt For For For
STOCK INCENTIVE PLAN.
4 Transaction of Other Business Mgmt For For For
LIFEPOINT HOSPITALS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LPNT CUSIP 53219L109 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Marguerite Kondracke Mgmt For For For
1.2 Elect John Maupin, Jr. Mgmt For For For
1.3 Elect Owen Shell, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Management Stock Purchase Mgmt For For For
Plan
4 Amendment to the Outside Directors Stock and Mgmt For For For
Incentive Compensation Plan
5 Amendment to the Executive Performance Mgmt For For For
Incentive Plan
MANHATTAN ASSOCIATES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MANH CUSIP 562750109 05/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Peter Kight Mgmt For For For
1.2 Elect Deepak Raghavan Mgmt For For For
1.3 Elect Peter Sinisgalli Mgmt For For For
2 Amendment to the 2007 Stock Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
MANTECH INTERNATIONAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MANT CUSIP 564563104 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect George Pedersen Mgmt For For For
1.2 Elect Richard Armitage Mgmt For Withhold Against
1.3 Elect Mary Bush Mgmt For For For
1.4 Elect Barry Campbell Mgmt For For For
1.5 Elect Robert Coleman Mgmt For Withhold Against
1.6 Elect Walter Fatzinger, Jr. Mgmt For For For
1.7 Elect David Jeremiah Mgmt For For For
1.8 Elect Richard Kerr Mgmt For For For
1.9 Elect Kenneth Minihan Mgmt For For For
1.10 Elect Stephen Porter Mgmt For For For
2 Ratification of Auditor Mgmt For For For
MAXIMUS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MMS CUSIP 577933104 03/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Richard Montoni Mgmt For For For
1.2 Elect Raymond Ruddy Mgmt For For For
1.3 Elect Wellington Webb Mgmt For For For
2 Ratification of Auditor Mgmt For For For
NAVIGATORS GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NAVG CUSIP 638904102 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect H.J. Mervyn Blakeney Mgmt For For For
1.2 Elect Peter Cheney Mgmt For For For
1.3 Elect Terence Deeks Mgmt For For For
1.4 Elect W. Thomas Forrester Mgmt For For For
1.5 Elect Stanley Galanski Mgmt For For For
1.6 Elect Leandro Galban, Jr. Mgmt For For For
1.7 Elect John Kirby Mgmt For For For
1.8 Elect Marc Tract Mgmt For For For
1.9 Elect Robert Wright Mgmt For For For
2 Amendment to the 2005 Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
NBTY INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NTY CUSIP 628782104 02/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Aram Garabedian Mgmt For For For
1.2 Elect Neil Koenig Mgmt For For For
2 APPROVAL OF THE NBTY, INC. 2009 EQUITY Mgmt For Against Against
AWARDS PLAN.
3 Ratification of Auditor Mgmt For For For
NV ENERGY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NVE CUSIP 67073Y106 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Susan Clark Mgmt For For For
1.2 Elect Theodore Day Mgmt For For For
1.3 Elect Stephen Frank Mgmt For For For
1.4 Elect Maureen Mullarkey Mgmt For For For
1.5 Elect Donald Snyder Mgmt For For For
2 Repeal of Classified Board Mgmt For Against Against
3 TO RATIFY THE SELECTION OF INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM.
OIL STATES INTERNATIONAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OIS CUSIP 678026105 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect S. James Nelson Mgmt For For For
1.2 Elect Gary L. Rosenthal Mgmt For For For
1.3 Elect William Van Kleef Mgmt For For For
2 Ratification of Auditor Mgmt For For For
RES-CARE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RSCR CUSIP 760943100 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect James Bloem Mgmt For For For
1.2 Elect Steven Reed Mgmt For For For
2 Ratification of Auditor Mgmt For For For
SKECHERS U.S.A., INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SKX CUSIP 830566105 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Robert Greenberg Mgmt For For For
1.2 Elect Morton Erlich Mgmt For For For
SPARTAN STORES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SPTN CUSIP 846822104 08/13/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Elizabeth Nickels Mgmt For For For
1.2 Elect Kenneth Stevens Mgmt For For For
1.3 Elect James Wright Mgmt For For For
2 Ratification of Auditor Mgmt For For For
STANCORP FINANCIAL GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SFG CUSIP 852891100 05/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Virginia Anderson Mgmt For For For
1.2 Elect Stanley Fallis Mgmt For For For
1.3 Elect Peter Kohler Mgmt For For For
1.4 Elect Eric Parsons Mgmt For For For
1.5 Elect Mary Sammons Mgmt For For For
2 Ratification of Auditor Mgmt For For For
TIDEWATER INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TDW CUSIP 886423102 07/31/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect M. Jay Allison Mgmt For For For
1.2 Elect James Day Mgmt For For For
1.3 Elect Richard du Moulin Mgmt For For For
1.4 Elect J. Wayne Leonard Mgmt For For For
1.5 Elect Richard Pattarozzi Mgmt For For For
1.6 Elect Nicholas Sutton Mgmt For For For
1.7 Elect Cindy Taylor Mgmt For For For
1.8 Elect Dean Taylor Mgmt For For For
1.9 Elect Jack Thompson Mgmt For For For
2 APPROVAL OF THE TERMS OF THE EXECUTIVE Mgmt For For For
OFFICER ANNUAL INCENTIVE PLAN.
3 Ratification of Auditor Mgmt For For For
TIMKEN CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TKR CUSIP 887389104 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Joseph Ralston Mgmt For For For
1.2 Elect John Reilly Mgmt For For For
1.3 Elect John Timken, Jr. Mgmt For For For
1.4 Elect Jacqueline Woods Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Majority Vote ShrHoldr Against For Against
for Election of Directors
TUTOR PERINI CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TPC CUSIP 713839108 09/05/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval of the Merger Agreement Mgmt For For For
2 Increase Authorized Shares Mgmt For For For
3.1 Elect Marilyn Alexander Mgmt For For For
3.2 Elect Peter Arkley Mgmt For For For
3.3 Elect Raymond Oneglia Mgmt For For For
3.4 Elect Donald Snyder Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 2004 Stock Option and Mgmt For For For
Incentive Plan
6 Right to Adjourn Meeting Mgmt For For For
WORLD ACCEPTANCE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WRLD CUSIP 981419104 08/06/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect A. Alexander McLean, lll Mgmt For For For
1.2 Elect James R. Gilreath Mgmt For For For
1.3 Elect William S. Hummers, lll Mgmt For For For
1.4 Elect Charles Way Mgmt For For For
1.5 Elect Ken R. Bramlett, Jr. Mgmt For For For
1.6 Elect Mark C. Roland Mgmt For Withhold Against
1.7 Elect Darrell Whitaker Mgmt For For For
2 PROPOSAL TO APPROVE THE 2008 STOCK OPTION Mgmt For Against Against
PLAN
3 Ratification of Auditor Mgmt For For For
FUND NAME: SMALL CAP VALUE OPPORTUNITY FUND
AMERICAN BEACON MONEY MARKET SELECT FUND
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ASRXX CUSIP 02368W101 08/22/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 To approve the new investment management Mgmt For For For
agreement for the Fund
2 To elect Trustees for the Select Funds
2a Elect Alan D. Feld Mgmt For For For
2b Elect W. Humphrey Bogart Mgmt For For For
2c Elect Brenda A. Cline Mgmt For For For
2d Elect Richard A. Massman Mgmt For For For
2e Elect R. Gerald Turner Mgmt For For For
2f Elect Thomas M. Dunning Mgmt For For For
2g Elect Eugene J. Duffy Mgmt For For For
2h Elect Paul J. Zucconi Mgmt For For For
3 To authorize the Select Funds, on behalf of Mgmt For For For
the Fund, to vote to approve the new
investment management agreement for the
Master Trust portfolio in which the Fund
invests
4 To authorize the Select Funds to vote to elect Trustees for the Master Trust
4a Elect Alan D. Feld Mgmt For For For
4b Elect W. Humphrey Bogart Mgmt For For For
4c Elect Brenda A. Cline Mgmt For For For
4d Elect Richard A. Massman Mgmt For For For
4e Elect R. Gerald Turner Mgmt For For For
4f Elect Thomas M. Dunning Mgmt For For For
4g Elect Eugene J. Duffy Mgmt For For For
4h Elect Paul J. Zucconi Mgmt For For For
ACUITY BRANDS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AYI CUSIP 00508Y102 01/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Peter Browning Mgmt For For For
1.2 Elect John Clendenin Mgmt For For For
1.3 Elect Ray Robinson Mgmt For For For
1.4 Elect Gordon Harnett Mgmt For For For
1.5 Elect George Guynn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
APPLIED INDUSTRIAL TECHNOLOGIES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AIT CUSIP 03820C105 10/21/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect L. Thomas Hiltz Mgmt For For For
1.2 Elect John Meier Mgmt For For For
1.3 Elect David Pugh Mgmt For For For
1.4 Elect Peter Wallace Mgmt For For For
2 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For For
AUDITORS.
ATMOS ENERGY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ATO CUSIP 049560105 02/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Ruben Esquivel Mgmt For For For
1.2 Elect Richard Cardin Mgmt For For For
1.3 Elect Thomas Meredith Mgmt For For For
1.4 Elect Nancy Quinn Mgmt For For For
1.5 Elect Stephen Springer Mgmt For For For
1.6 Elect Richard Ware II Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
DECLASSIFICATION OF BOARD OF DIRECTORS.
BOB EVANS FARMS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BOBE CUSIP 096761101 09/08/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: CHERYL L. KRUEGER Mgmt For For For
2 ELECTION OF DIRECTOR: G. ROBERT LUCAS II Mgmt For For For
3 ELECTION OF DIRECTOR: EILEEN A. MALLESCH Mgmt For For For
4 Ratification of Auditor Mgmt For For For
BOIS D'ARC ENERGY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BDE CUSIP 09738U103 08/27/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Approval of the Merger Mgmt For For For
2 Transaction of Other Business Mgmt For For For
BOSTON PRIVATE FINANCIAL HOLDINGS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BPFH CUSIP 101119105 09/30/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Increase in Authorized Common Stock Mgmt For For For
2 Issuance of Common Stock Mgmt For For For
BRISTOW GROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BRS CUSIP 110394103 08/05/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Thomas Amonett Mgmt For For For
1.2 Elect Charles Bolden, Jr. Mgmt For For For
1.3 Elect Stephen Cannon Mgmt For For For
1.4 Elect Jonathan Cartwright Mgmt For For For
1.5 Elect William Chiles Mgmt For For For
1.6 Elect Michael Flick Mgmt For For For
1.7 Elect Thomas Knudson Mgmt For For For
1.8 Elect Ken Tamblyn Mgmt For For For
1.9 Elect William Wyatt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
BUCKEYE TECHNOLOGIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BKI CUSIP 118255108 11/05/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect George Bryan Mgmt For For For
1.2 Elect R. Howard Cannon Mgmt For For For
1.3 Elect Katherine Buckman Gibson Mgmt For For For
2 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For For
LLP AS INDEPENDENT AUDITORS.
CANTEL MEDICAL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CMN CUSIP 138098108 01/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Robert Barbanell Mgmt For For For
1.2 Elect Alan Batkin Mgmt For For For
1.3 Elect Joseph Cohen Mgmt For For For
1.4 Elect Charles Diker Mgmt For For For
1.5 Elect Mark Diker Mgmt For For For
1.6 Elect George Fotiades Mgmt For For For
1.7 Elect Alan Hirschfield Mgmt For For For
1.8 Elect Elizabeth McCaughey Mgmt For For For
1.9 Elect Bruce Slovin Mgmt For For For
2 Amendment to the 2006 Equity Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
CASEY'S GENERAL STORES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CASY CUSIP 147528103 09/19/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Ronald Lamb Mgmt For Withhold Against
1.2 Elect Robert Myers Mgmt For For For
1.3 Elect Diane Bridgewater Mgmt For For For
1.4 Elect Johnny Danos Mgmt For For For
1.5 Elect Patricia Sullivan Mgmt For For For
1.6 Elect Kenneth Haynie Mgmt For For For
1.7 Elect William Kimball Mgmt For For For
1.8 Elect Jeffrey Lamberti Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
CENTENNIAL COMMUNICATIONS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CYCL CUSIP 15133V208 09/25/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Darren Battistoni Mgmt For For For
1.2 Elect Michael Coltrane Mgmt For For For
1.3 Elect Anthony de Nicola Mgmt For For For
1.4 Elect Thomas McInerney Mgmt For For For
1.5 Elect John Mueller Mgmt For For For
1.6 Elect James Pellow Mgmt For For For
1.7 Elect Raymond Ranelli Mgmt For For For
1.8 Elect Scott Schneider Mgmt For For For
1.9 Elect Michael Small Mgmt For For For
1.10 Elect Paul Sunu Mgmt For For For
1.11 Elect J. Stephen Vanderwoude Mgmt For For For
2 2008 Stock Option and Restricted Stock Mgmt For Against Against
Purchase Plan
3 Ratification of Auditor Mgmt For For For
COLUMBUS MCKINNON CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CMCO CUSIP 199333105 07/28/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Timothy Tevens Mgmt For For For
1.2 Elect Richard Fleming Mgmt For For For
1.3 Elect Ernest Verebelyi Mgmt For For For
1.4 Elect Wallace Creek Mgmt For For For
1.5 Elect Stephen Rabinowitz Mgmt For For For
1.6 Elect Linda Goodspeed Mgmt For For For
1.7 Elect Nicholas Pinchuk Mgmt For For For
2 Ratification of Auditor Mgmt For For For
CONSOLIDATED GRAPHICS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CGX CUSIP 209341106 08/07/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Joe Davis Mgmt For For For
1.2 Elect Hugh West Mgmt For For For
2 Annual Incentive Compensation Plan Mgmt For For For
CSS INDUSTRIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CSS CUSIP 125906107 07/31/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Scott Beaumont Mgmt For For For
1.2 Elect James Bromley Mgmt For For For
1.3 Elect Jack Farber Mgmt For For For
1.4 Elect John Gavin Mgmt For For For
1.5 Elect Leonard Grossman Mgmt For For For
1.6 Elect James Ksansnak Mgmt For For For
1.7 Elect Rebecca Matthias Mgmt For For For
1.8 Elect Christopher Munyan Mgmt For For For
2 APPROVAL OF THE AMENDMENT TO THE 2004 EQUITY Mgmt For Against Against
COMPENSATION PLAN.
3 APPROVAL OF THE MANAGEMENT INCENTIVE PROGRAM. Mgmt For For For
CUBIC CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUB CUSIP 229669106 02/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Walter J. Zable Mgmt For For For
1.2 Elect Walter C. Zable Mgmt For Withhold Against
1.3 Elect Bruce Blakley Mgmt For For For
1.4 Elect William Boyle Mgmt For Withhold Against
1.5 Elect Raymond deKozan Mgmt For Withhold Against
1.6 Elect Edwin Guiles Mgmt For For For
1.7 Elect Raymond Peet Mgmt For For For
1.8 Elect Robert Sullivan Mgmt For For For
1.9 Elect John Warner, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
DIGI INTERNATIONAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DGII CUSIP 253798102 01/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Kenneth Millard Mgmt For For For
1.2 Elect William Priesmeyer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
EMULEX CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ELX CUSIP 292475209 11/19/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Fred Cox Mgmt For For For
1.2 Elect Michael Downey Mgmt For For For
1.3 Elect Bruce Edwards Mgmt For For For
1.4 Elect Paul Folino Mgmt For For For
1.5 Elect Robert Goon Mgmt For For For
1.6 Elect Don Lyle Mgmt For For For
1.7 Elect James McCluney Mgmt For For For
1.8 Elect Dean Yoost Mgmt For For For
2 Option Exchange Program Mgmt For Against Against
3 Amendment to the 2005 Equity Incentive Plan Mgmt For Against Against
Regarding Share Increase
4 Amendment to the 2005 Equity Incentive Plan Mgmt For Against Against
Regarding Clarification
5 Amendment to the Employee Stock Purchase Plan Mgmt For For For
6 Ratification of Auditor Mgmt For For For
EXTREME NETWORKS, INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EXTR CUSIP 30226D106 12/04/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Gordon Stitt Mgmt For Withhold Against
1.2 Elect Mark Canepa Mgmt For For For
1.3 Elect Kenneth Levy Mgmt For For For
2 Ratification of Auditor Mgmt For For For
FIRST BANCORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FBNC CUSIP 318910106 12/19/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Authorization of Preferred Stock Mgmt For For For
JACK IN THE BOX INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JACK CUSIP 466367109 02/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Michael Alpert Mgmt For For For
1.2 Elect David Goebel Mgmt For For For
1.3 Elect Anne Gust Mgmt For For For
1.4 Elect Murray Hutchison Mgmt For For For
1.5 Elect Linda Lang Mgmt For For For
1.6 Elect Michael Murphy Mgmt For For For
1.7 Elect David Tehle Mgmt For For For
1.8 Elect Winifred Webb Mgmt For For For
2 Ratification of Auditor Mgmt For For For
KENNAMETAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KMT CUSIP 489170100 10/21/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Philip Dur Mgmt For For For
1.2 Elect Timothy McLevish Mgmt For For For
1.3 Elect Steven Wunning Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Stock and Incentive Plan of Mgmt For Against Against
2002
KORN/FERRY INTERNATIONAL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KFY CUSIP 500643200 09/23/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Debra Perry Mgmt For For For
1.2 Elect Gerhard Schulmeyer Mgmt For For For
1.3 Elect Harry You Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 TO APPROVE THE KORN/FERRY INTERNATIONAL 2008 Mgmt For For For
STOCK INCENTIVE PLAN.
4 Transaction of Other Business Mgmt For For For
PSS WORLD MEDICAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PSSI CUSIP 69366A100 08/21/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Charles Adair Mgmt For For For
1.2 Elect Alvin Carpenter Mgmt For For For
1.3 Elect Stephen Rogers Mgmt For For For
QUEST SOFTWARE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
QSFT CUSIP 74834T103 02/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Reincorporation from California to Delaware Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
ROBBINS & MYERS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RBN CUSIP 770196103 01/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Andrew Lampereur Mgmt For For For
1.2 Elect Thomas Loftis Mgmt For For For
1.3 Elect Dale Medford Mgmt For For For
1.4 Elect Albert Neupaver Mgmt For For For
2 Ratification of Auditor Mgmt For For For
RUDDICK CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RDK CUSIP 781258108 02/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect John Belk Mgmt For For For
1.2 Elect John Cato Mgmt For For For
1.3 Elect Alan Dickson Mgmt For For For
1.4 Elect Thomas Dickson Mgmt For For For
1.5 Elect James Hynes Mgmt For For For
1.6 Elect Anna Nelson Mgmt For For For
1.7 Elect Bailey Patrick Mgmt For For For
1.8 Elect Robert Spilman, Jr. Mgmt For For For
1.9 Elect Harold Stowe Mgmt For For For
1.10 Elect Isaiah Tidwell Mgmt For For For
1.11 Elect William Warden, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
SANMINA-SCI CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SANM CUSIP 800907107 01/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 ELECTION OF DIRECTOR: NEIL R. BONKE Mgmt For For For
2 ELECTION OF DIRECTOR: ALAIN COUDER Mgmt For For For
3 ELECTION OF DIRECTOR: JOHN P. GOLDSBERRY Mgmt For For For
4 ELECTION OF DIRECTOR: JOSEPH G. LICATA, JR. Mgmt For For For
5 ELECTION OF DIRECTOR: MARIO M. ROSATI Mgmt For For For
6 ELECTION OF DIRECTOR: A. EUGENE SAPP, JR. Mgmt For For For
7 ELECTION OF DIRECTOR: WAYNE SHORTRIDGE Mgmt For For For
8 ELECTION OF DIRECTOR: JURE SOLA Mgmt For For For
9 ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 2009 Incentive Plan Mgmt For Against Against
SANMINA-SCI CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SANM CUSIP 800907107 09/29/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Reverse Stock Split Mgmt For For For
SCBT FINANCIAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SCBT CUSIP 78401V102 12/30/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1 Authorization of Preferred Stock Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
SPARTAN STORES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SPTN CUSIP 846822104 08/13/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Elizabeth Nickels Mgmt For For For
1.2 Elect Kenneth Stevens Mgmt For For For
1.3 Elect James Wright Mgmt For For For
2 Ratification of Auditor Mgmt For For For
STANDARD MICROSYSTEMS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SMSC CUSIP 853626109 07/10/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Steven Bilodeau Mgmt For For For
1.2 Elect Peter Dicks Mgmt For For For
1.3 Elect Stephen McCluski Mgmt For For For
2 Ratification of Auditor Mgmt For For For
STERIS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STE CUSIP 859152100 07/24/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Richard Breeden Mgmt For For For
1.2 Elect Cynthia Feldmann Mgmt For For For
1.3 Elect Robert Fields Mgmt For For For
1.4 Elect Jacqueline Kosecoff Mgmt For For For
1.5 Elect Raymond Lancaster Mgmt For For For
1.6 Elect Kevin McMullen Mgmt For For For
1.7 Elect J. B. Richey Mgmt For For For
1.8 Elect Walter Rosebrough, Jr. Mgmt For For For
1.9 Elect Mohsen Sohi Mgmt For For For
1.10 Elect John Wareham Mgmt For For For
1.11 Elect Loyal Wilson Mgmt For For For
1.12 Elect Michael Wood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
UNIVERSAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UVVHP CUSIP 913456109 08/05/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect George Freeman Mgmt For For For
1.2 Elect Eddie Moore, Jr. Mgmt For For For
1.3 Elect Hubert Stallard Mgmt For For For
WOODWARD GOVERNOR COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WGOV CUSIP 980745103 01/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Paul Donovan Mgmt For For For
1.2 Elect Thomas Gendron Mgmt For For For
1.3 Elect John Halbrook Mgmt For For For
1.4 Elect Ronald Sega Mgmt For For For
2 Ratification of Auditor Mgmt For For For
WORLD ACCEPTANCE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WRLD CUSIP 981419104 08/06/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect A. Alexander McLean, lll Mgmt For For For
1.2 Elect James R. Gilreath Mgmt For For For
1.3 Elect William S. Hummers, lll Mgmt For For For
1.4 Elect Charles Way Mgmt For For For
1.5 Elect Ken R. Bramlett, Jr. Mgmt For For For
1.6 Elect Mark C. Roland Mgmt For Withhold Against
1.7 Elect Darrell Whitaker Mgmt For For For
2 PROPOSAL TO APPROVE THE 2008 STOCK OPTION Mgmt For Against Against
PLAN
3 Ratification of Auditor Mgmt For For For
WORTHINGTON INDUSTRIES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WOR CUSIP 981811102 09/24/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ----------- -------------------------------------------- ------------- ----------- ------------ ---------
1.1 Elect Michael Endres Mgmt For For For
1.2 Elect Peter Karmanos, Jr. Mgmt For For For
1.3 Elect Carl Nelson, Jr. Mgmt For For For
2 Annual Incentive Plan for Executives Mgmt For For For
3 Amendment to the 1997 Long-Term Incentive Mgmt For Against Against
Plan
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding Implementing ShrHoldr Against Against For
Equal Employment Opportunity Policies
FUND NAME: TREASURY INFLATION PROTECTED SECURITIES FUND
There were no matters relating to a portfolio security considered at any
shareholder meeting held during the year ended June 30, 2009 with respect to
which this series was entitled to vote.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant: American Beacon Funds
By: /s/ William F. Quinn
--------------------------------
Name: William F. Quinn
Title: President
Date: September 8, 2009