UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-01873
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Principal Growth Fund, Inc.
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(Exact name of registrant as specified in charter)
711 High Street, Des Moines, Iowa 50392-2080
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(Address of principal executive offices) (Zip code)
MICHAEL D. ROUGHTON Copy to:
The Principal Financial Group John W. Blouch, Esq.
Des Moines, Iowa 50392-0300 Dykema Gossett PLLC
Franklin Square, Suite 300 West
1300 I Street, N.W.
Washington, DC 20005-3306
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(Name and address of agent for service)
Registrant's telephone number, including area code: 515-248-3842
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Date of fiscal year end: 10/31/2003
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Date of reporting period: 07/01/2003 - 06/30/2004
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Item 1 Proxy Voting Record
Fund: Principal Growth Fund, Inc.
Advisor: PGI
SecID Ticker Company Name Meetingdate Ballot Item #
73325102 BEAS BEA Systems, Inc. 7/11/2003 1.1
73325102 BEAS BEA Systems, Inc. 7/11/2003 1.2
73325102 BEAS BEA Systems, Inc. 7/11/2003 1.3
73325102 BEAS BEA Systems, Inc. 7/11/2003 2
73325102 BEAS BEA Systems, Inc. 7/11/2003 3
345838106 FRX Forest Laboratories, Inc. 8/11/2003 1.1
345838106 FRX Forest Laboratories, Inc. 8/11/2003 1.2
345838106 FRX Forest Laboratories, Inc. 8/11/2003 1.3
345838106 FRX Forest Laboratories, Inc. 8/11/2003 1.4
345838106 FRX Forest Laboratories, Inc. 8/11/2003 1.5
345838106 FRX Forest Laboratories, Inc. 8/11/2003 1.6
345838106 FRX Forest Laboratories, Inc. 8/11/2003 1.7
345838106 FRX Forest Laboratories, Inc. 8/11/2003 2
345838106 FRX Forest Laboratories, Inc. 8/11/2003 3
585055106 MDT Medtronic, Inc. 8/28/2003 1.1
585055106 MDT Medtronic, Inc. 8/28/2003 1.2
585055106 MDT Medtronic, Inc. 8/28/2003 1.3
585055106 MDT Medtronic, Inc. 8/28/2003 2
585055106 MDT Medtronic, Inc. 8/28/2003 3
585055106 MDT Medtronic, Inc. 8/28/2003 4
93671105 HRB H&R Block, Inc. 9/10/2003 1.1
93671105 HRB H&R Block, Inc. 9/10/2003 1.2
93671105 HRB H&R Block, Inc. 9/10/2003 1.3
93671105 HRB H&R Block, Inc. 9/10/2003 2
93671105 HRB H&R Block, Inc. 9/10/2003 3
704326107 PAYX Paychex, Inc. 10/2/2003 1.1
704326107 PAYX Paychex, Inc. 10/2/2003 1.2
704326107 PAYX Paychex, Inc. 10/2/2003 1.3
704326107 PAYX Paychex, Inc. 10/2/2003 1.4
704326107 PAYX Paychex, Inc. 10/2/2003 1.5
704326107 PAYX Paychex, Inc. 10/2/2003 1.6
704326107 PAYX Paychex, Inc. 10/2/2003 1.7
704326107 PAYX Paychex, Inc. 10/2/2003 1.8
742718109 PG The Procter & Gamble Company 10/14/2003 1.1
742718109 PG The Procter & Gamble Company 10/14/2003 1.2
742718109 PG The Procter & Gamble Company 10/14/2003 1.3
742718109 PG The Procter & Gamble Company 10/14/2003 1.4
742718109 PG The Procter & Gamble Company 10/14/2003 1.5
742718109 PG The Procter & Gamble Company 10/14/2003 2
742718109 PG The Procter & Gamble Company 10/14/2003 3
742718109 PG The Procter & Gamble Company 10/14/2003 4
742718109 PG The Procter & Gamble Company 10/14/2003 5
14149Y108 CAH Cardinal Health, Inc. 11/5/2003 1.1
189754104 COH Coach, Inc. 11/5/2003 1.1
535678106 LLTC Linear Technology Corp. 11/5/2003 1.1
14149Y108 CAH Cardinal Health, Inc. 11/5/2003 1.2
189754104 COH Coach, Inc. 11/5/2003 1.2
535678106 LLTC Linear Technology Corp. 11/5/2003 1.2
14149Y108 CAH Cardinal Health, Inc. 11/5/2003 1.3
189754104 COH Coach, Inc. 11/5/2003 1.3
535678106 LLTC Linear Technology Corp. 11/5/2003 1.3
14149Y108 CAH Cardinal Health, Inc. 11/5/2003 1.4
189754104 COH Coach, Inc. 11/5/2003 1.4
535678106 LLTC Linear Technology Corp. 11/5/2003 1.4
14149Y108 CAH Cardinal Health, Inc. 11/5/2003 1.5
189754104 COH Coach, Inc. 11/5/2003 1.5
535678106 LLTC Linear Technology Corp. 11/5/2003 1.5
189754104 COH Coach, Inc. 11/5/2003 1.6
189754104 COH Coach, Inc. 11/5/2003 1.7
535678106 LLTC Linear Technology Corp. 11/5/2003 2
871829107 SYY SYSCO Corporation 11/7/2003 1.1
871829107 SYY SYSCO Corporation 11/7/2003 1.2
871829107 SYY SYSCO Corporation 11/7/2003 1.3
871829107 SYY SYSCO Corporation 11/7/2003 1.4
871829107 SYY SYSCO Corporation 11/7/2003 1.5
871829107 SYY SYSCO Corporation 11/7/2003 2
871829107 SYY SYSCO Corporation 11/7/2003 3
871829107 SYY SYSCO Corporation 11/7/2003 4
53015103 ADP Automatic Data Processing, Inc. 11/11/2003 1.1
17275R102 CSCO Cisco Systems, Inc. 11/11/2003 1.1
594918104 MSFT Microsoft Corp. 11/11/2003 1.1
53015103 ADP Automatic Data Processing, Inc. 11/11/2003 1.1
17275R102 CSCO Cisco Systems, Inc. 11/11/2003 1.1
594918104 MSFT Microsoft Corp. 11/11/2003 1.1
53015103 ADP Automatic Data Processing, Inc. 11/11/2003 1.11
17275R102 CSCO Cisco Systems, Inc. 11/11/2003 1.11
53015103 ADP Automatic Data Processing, Inc. 11/11/2003 1.2
17275R102 CSCO Cisco Systems, Inc. 11/11/2003 1.2
594918104 MSFT Microsoft Corp. 11/11/2003 1.2
53015103 ADP Automatic Data Processing, Inc. 11/11/2003 1.3
17275R102 CSCO Cisco Systems, Inc. 11/11/2003 1.3
594918104 MSFT Microsoft Corp. 11/11/2003 1.3
53015103 ADP Automatic Data Processing, Inc. 11/11/2003 1.4
17275R102 CSCO Cisco Systems, Inc. 11/11/2003 1.4
594918104 MSFT Microsoft Corp. 11/11/2003 1.4
53015103 ADP Automatic Data Processing, Inc. 11/11/2003 1.5
17275R102 CSCO Cisco Systems, Inc. 11/11/2003 1.5
594918104 MSFT Microsoft Corp. 11/11/2003 1.5
53015103 ADP Automatic Data Processing, Inc. 11/11/2003 1.6
17275R102 CSCO Cisco Systems, Inc. 11/11/2003 1.6
594918104 MSFT Microsoft Corp. 11/11/2003 1.6
53015103 ADP Automatic Data Processing, Inc. 11/11/2003 1.7
17275R102 CSCO Cisco Systems, Inc. 11/11/2003 1.7
594918104 MSFT Microsoft Corp. 11/11/2003 1.7
53015103 ADP Automatic Data Processing, Inc. 11/11/2003 1.8
17275R102 CSCO Cisco Systems, Inc. 11/11/2003 1.8
594918104 MSFT Microsoft Corp. 11/11/2003 1.8
53015103 ADP Automatic Data Processing, Inc. 11/11/2003 1.9
17275R102 CSCO Cisco Systems, Inc. 11/11/2003 1.9
594918104 MSFT Microsoft Corp. 11/11/2003 1.9
53015103 ADP Automatic Data Processing, Inc. 11/11/2003 2
17275R102 CSCO Cisco Systems, Inc. 11/11/2003 2
594918104 MSFT Microsoft Corp. 11/11/2003 2
53015103 ADP Automatic Data Processing, Inc. 11/11/2003 3
17275R102 CSCO Cisco Systems, Inc. 11/11/2003 3
594918104 MSFT Microsoft Corp. 11/11/2003 3
53015103 ADP Automatic Data Processing, Inc. 11/11/2003 4
17275R102 CSCO Cisco Systems, Inc. 11/11/2003 4
594918104 MSFT Microsoft Corp. 11/11/2003 4
53015103 ADP Automatic Data Processing, Inc. 11/11/2003 5
17275R102 CSCO Cisco Systems, Inc. 11/11/2003 5
57772K101 MXIM Maxim Integrated Products, Inc. 11/13/2003 1.1
57772K101 MXIM Maxim Integrated Products, Inc. 11/13/2003 1.2
57772K101 MXIM Maxim Integrated Products, Inc. 11/13/2003 1.3
57772K101 MXIM Maxim Integrated Products, Inc. 11/13/2003 1.4
57772K101 MXIM Maxim Integrated Products, Inc. 11/13/2003 1.5
57772K101 MXIM Maxim Integrated Products, Inc. 11/13/2003 2
57772K101 MXIM Maxim Integrated Products, Inc. 11/13/2003 3
57772K101 MXIM Maxim Integrated Products, Inc. 11/13/2003 4
303075105 FDS Factset Research Systems, Inc. 1/8/2004 1.1
303075105 FDS Factset Research Systems, Inc. 1/8/2004 1.2
303075105 FDS Factset Research Systems, Inc. 1/8/2004 1.3
303075105 FDS Factset Research Systems, Inc. 1/8/2004 2
13068101 ACV Alberto-Culver Co. 1/22/2004 1.1
13068101 ACV Alberto-Culver Co. 1/22/2004 1.2
13068101 ACV Alberto-Culver Co. 1/22/2004 1.3
13068101 ACV Alberto-Culver Co. 1/22/2004 1.4
13068101 ACV Alberto-Culver Co. 1/22/2004 1.5
13068101 ACV Alberto-Culver Co. 1/22/2004 2
13068101 ACV Alberto-Culver Co. 1/22/2004 3
13068101 ACV Alberto-Culver Co. 1/22/2004 4
303250104 FIC Fair Isaac Inc. 2/2/2004 1.1
303250104 FIC Fair Isaac Inc. 2/2/2004 1.2
303250104 FIC Fair Isaac Inc. 2/2/2004 1.3
303250104 FIC Fair Isaac Inc. 2/2/2004 1.4
303250104 FIC Fair Isaac Inc. 2/2/2004 1.5
303250104 FIC Fair Isaac Inc. 2/2/2004 1.6
303250104 FIC Fair Isaac Inc. 2/2/2004 1.7
303250104 FIC Fair Isaac Inc. 2/2/2004 1.8
303250104 FIC Fair Isaac Inc. 2/2/2004 2
303250104 FIC Fair Isaac Inc. 2/2/2004 3
75887109 BDX Becton, Dickinson and Company 2/11/2004 1.1
75887109 BDX Becton, Dickinson and Company 2/11/2004 1.2
75887109 BDX Becton, Dickinson and Company 2/11/2004 1.3
75887109 BDX Becton, Dickinson and Company 2/11/2004 1.4
75887109 BDX Becton, Dickinson and Company 2/11/2004 2
75887109 BDX Becton, Dickinson and Company 2/11/2004 3
75887109 BDX Becton, Dickinson and Company 2/11/2004 4
92220P105 VAR Varian Medical Systems Inc 2/19/2004 1.1
92220P105 VAR Varian Medical Systems Inc 2/19/2004 1.1
92220P105 VAR Varian Medical Systems Inc 2/19/2004 1.2
92220P105 VAR Varian Medical Systems Inc 2/19/2004 1.2
92220P105 VAR Varian Medical Systems Inc 2/19/2004 1.3
92220P105 VAR Varian Medical Systems Inc 2/19/2004 1.3
92220P105 VAR Varian Medical Systems Inc 2/19/2004 2
92220P105 VAR Varian Medical Systems Inc 2/19/2004 2
459902102 IGT International Game Technology 3/2/2004 1.1
459902102 IGT International Game Technology 3/2/2004 1.2
459902102 IGT International Game Technology 3/2/2004 1.3
459902102 IGT International Game Technology 3/2/2004 1.4
459902102 IGT International Game Technology 3/2/2004 1.5
459902102 IGT International Game Technology 3/2/2004 1.6
459902102 IGT International Game Technology 3/2/2004 1.7
459902102 IGT International Game Technology 3/2/2004 1.8
459902102 IGT International Game Technology 3/2/2004 1.9
459902102 IGT International Game Technology 3/2/2004 2
459902102 IGT International Game Technology 3/2/2004 3
982526105 WWY Wm. Wrigley Jr. Co. 3/9/2004 1.1
982526105 WWY Wm. Wrigley Jr. Co. 3/9/2004 1.2
982526105 WWY Wm. Wrigley Jr. Co. 3/9/2004 1.3
982526105 WWY Wm. Wrigley Jr. Co. 3/9/2004 2
982526105 WWY Wm. Wrigley Jr. Co. 3/9/2004 3
966837106 WFMI Whole Foods Market, Inc. 3/22/2004 1.1
966837106 WFMI Whole Foods Market, Inc. 3/22/2004 1.2
966837106 WFMI Whole Foods Market, Inc. 3/22/2004 1.3
966837106 WFMI Whole Foods Market, Inc. 3/22/2004 1.4
966837106 WFMI Whole Foods Market, Inc. 3/22/2004 2
966837106 WFMI Whole Foods Market, Inc. 3/22/2004 3
966837106 WFMI Whole Foods Market, Inc. 3/22/2004 4
38222105 AMAT Applied Materials, Inc. 3/24/2004 1.1
38222105 AMAT Applied Materials, Inc. 3/24/2004 1.1
38222105 AMAT Applied Materials, Inc. 3/24/2004 1.2
38222105 AMAT Applied Materials, Inc. 3/24/2004 1.3
38222105 AMAT Applied Materials, Inc. 3/24/2004 1.4
38222105 AMAT Applied Materials, Inc. 3/24/2004 1.5
38222105 AMAT Applied Materials, Inc. 3/24/2004 1.6
38222105 AMAT Applied Materials, Inc. 3/24/2004 1.7
38222105 AMAT Applied Materials, Inc. 3/24/2004 1.8
38222105 AMAT Applied Materials, Inc. 3/24/2004 1.9
38222105 AMAT Applied Materials, Inc. 3/24/2004 2
913017109 UTX United Technologies Corp. 4/14/2004 1.1
913017109 UTX United Technologies Corp. 4/14/2004 1.1
913017109 UTX United Technologies Corp. 4/14/2004 1.11
913017109 UTX United Technologies Corp. 4/14/2004 1.12
913017109 UTX United Technologies Corp. 4/14/2004 1.2
913017109 UTX United Technologies Corp. 4/14/2004 1.3
913017109 UTX United Technologies Corp. 4/14/2004 1.4
913017109 UTX United Technologies Corp. 4/14/2004 1.5
913017109 UTX United Technologies Corp. 4/14/2004 1.6
913017109 UTX United Technologies Corp. 4/14/2004 1.7
913017109 UTX United Technologies Corp. 4/14/2004 1.8
913017109 UTX United Technologies Corp. 4/14/2004 1.9
913017109 UTX United Technologies Corp. 4/14/2004 2
913017109 UTX United Technologies Corp. 4/14/2004 3
913017109 UTX United Technologies Corp. 4/14/2004 4
913017109 UTX United Technologies Corp. 4/14/2004 5
913017109 UTX United Technologies Corp. 4/14/2004 6
882508104 TXN Texas Instruments Inc. 4/15/2004 1.1
882508104 TXN Texas Instruments Inc. 4/15/2004 1.1
882508104 TXN Texas Instruments Inc. 4/15/2004 1.2
882508104 TXN Texas Instruments Inc. 4/15/2004 1.3
882508104 TXN Texas Instruments Inc. 4/15/2004 1.4
882508104 TXN Texas Instruments Inc. 4/15/2004 1.5
882508104 TXN Texas Instruments Inc. 4/15/2004 1.6
882508104 TXN Texas Instruments Inc. 4/15/2004 1.7
882508104 TXN Texas Instruments Inc. 4/15/2004 1.8
882508104 TXN Texas Instruments Inc. 4/15/2004 1.9
882508104 TXN Texas Instruments Inc. 4/15/2004 2
882508104 TXN Texas Instruments Inc. 4/15/2004 3
172967101 C Citigroup Inc. 4/20/2004 1.1
311900104 FAST Fastenal Co. 4/20/2004 1.1
617446448 MWD Morgan Stanley 4/20/2004 1.1
172967101 C Citigroup Inc. 4/20/2004 1.1
172967101 C Citigroup Inc. 4/20/2004 1.11
172967101 C Citigroup Inc. 4/20/2004 1.12
172967101 C Citigroup Inc. 4/20/2004 1.13
172967101 C Citigroup Inc. 4/20/2004 1.14
172967101 C Citigroup Inc. 4/20/2004 1.15
172967101 C Citigroup Inc. 4/20/2004 1.2
311900104 FAST Fastenal Co. 4/20/2004 1.2
617446448 MWD Morgan Stanley 4/20/2004 1.2
172967101 C Citigroup Inc. 4/20/2004 1.3
311900104 FAST Fastenal Co. 4/20/2004 1.3
617446448 MWD Morgan Stanley 4/20/2004 1.3
172967101 C Citigroup Inc. 4/20/2004 1.4
311900104 FAST Fastenal Co. 4/20/2004 1.4
172967101 C Citigroup Inc. 4/20/2004 1.5
311900104 FAST Fastenal Co. 4/20/2004 1.5
172967101 C Citigroup Inc. 4/20/2004 1.6
311900104 FAST Fastenal Co. 4/20/2004 1.6
172967101 C Citigroup Inc. 4/20/2004 1.7
311900104 FAST Fastenal Co. 4/20/2004 1.7
172967101 C Citigroup Inc. 4/20/2004 1.8
311900104 FAST Fastenal Co. 4/20/2004 1.8
172967101 C Citigroup Inc. 4/20/2004 1.9
311900104 FAST Fastenal Co. 4/20/2004 1.9
172967101 C Citigroup Inc. 4/20/2004 2
311900104 FAST Fastenal Co. 4/20/2004 2
617446448 MWD Morgan Stanley 4/20/2004 2
172967101 C Citigroup Inc. 4/20/2004 3
617446448 MWD Morgan Stanley 4/20/2004 3
172967101 C Citigroup Inc. 4/20/2004 4
617446448 MWD Morgan Stanley 4/20/2004 4
172967101 C Citigroup Inc. 4/20/2004 5
617446448 MWD Morgan Stanley 4/20/2004 5
172967101 C Citigroup Inc. 4/20/2004 6
478160104 JNJ Johnson & Johnson 4/22/2004 1.1
717081103 PFE Pfizer Inc. 4/22/2004 1.1
478160104 JNJ Johnson & Johnson 4/22/2004 1.1
717081103 PFE Pfizer Inc. 4/22/2004 1.1
478160104 JNJ Johnson & Johnson 4/22/2004 1.11
717081103 PFE Pfizer Inc. 4/22/2004 1.11
478160104 JNJ Johnson & Johnson 4/22/2004 1.12
717081103 PFE Pfizer Inc. 4/22/2004 1.12
478160104 JNJ Johnson & Johnson 4/22/2004 1.13
717081103 PFE Pfizer Inc. 4/22/2004 1.13
717081103 PFE Pfizer Inc. 4/22/2004 1.14
717081103 PFE Pfizer Inc. 4/22/2004 1.15
478160104 JNJ Johnson & Johnson 4/22/2004 1.2
717081103 PFE Pfizer Inc. 4/22/2004 1.2
478160104 JNJ Johnson & Johnson 4/22/2004 1.3
717081103 PFE Pfizer Inc. 4/22/2004 1.3
478160104 JNJ Johnson & Johnson 4/22/2004 1.4
717081103 PFE Pfizer Inc. 4/22/2004 1.4
478160104 JNJ Johnson & Johnson 4/22/2004 1.5
717081103 PFE Pfizer Inc. 4/22/2004 1.5
478160104 JNJ Johnson & Johnson 4/22/2004 1.6
717081103 PFE Pfizer Inc. 4/22/2004 1.6
478160104 JNJ Johnson & Johnson 4/22/2004 1.7
717081103 PFE Pfizer Inc. 4/22/2004 1.7
478160104 JNJ Johnson & Johnson 4/22/2004 1.8
717081103 PFE Pfizer Inc. 4/22/2004 1.8
478160104 JNJ Johnson & Johnson 4/22/2004 1.9
717081103 PFE Pfizer Inc. 4/22/2004 1.9
717081103 PFE Pfizer Inc. 4/22/2004 10
478160104 JNJ Johnson & Johnson 4/22/2004 2
717081103 PFE Pfizer Inc. 4/22/2004 2
478160104 JNJ Johnson & Johnson 4/22/2004 3
717081103 PFE Pfizer Inc. 4/22/2004 3
717081103 PFE Pfizer Inc. 4/22/2004 4
717081103 PFE Pfizer Inc. 4/22/2004 5
717081103 PFE Pfizer Inc. 4/22/2004 6
717081103 PFE Pfizer Inc. 4/22/2004 7
717081103 PFE Pfizer Inc. 4/22/2004 8
717081103 PFE Pfizer Inc. 4/22/2004 9
384109104 GGG Graco Inc. 4/23/2004 1.1
384109104 GGG Graco Inc. 4/23/2004 1.2
384109104 GGG Graco Inc. 4/23/2004 1.3
384109104 GGG Graco Inc. 4/23/2004 1.4
384109104 GGG Graco Inc. 4/23/2004 1.5
384109104 GGG Graco Inc. 4/23/2004 2
412822108 HDI Harley-Davidson, Inc. 4/24/2004 1.1
412822108 HDI Harley-Davidson, Inc. 4/24/2004 1.2
412822108 HDI Harley-Davidson, Inc. 4/24/2004 2
412822108 HDI Harley-Davidson, Inc. 4/24/2004 3
412822108 HDI Harley-Davidson, Inc. 4/24/2004 4
615369105 MCO Moody's Corporation 4/27/2004 1.1
615369105 MCO Moody's Corporation 4/27/2004 1.2
615369105 MCO Moody's Corporation 4/27/2004 1.3
615369105 MCO Moody's Corporation 4/27/2004 1.4
615369105 MCO Moody's Corporation 4/27/2004 2
615369105 MCO Moody's Corporation 4/27/2004 3
615369105 MCO Moody's Corporation 4/27/2004 4
615369105 MCO Moody's Corporation 4/27/2004 5
35229103 BUD Anheuser-Busch Companies, Inc. 4/28/2004 1.1
369604103 GE General Electric Co. 4/28/2004 1.1
369604103 GE General Electric Co. 4/28/2004 1.1
369604103 GE General Electric Co. 4/28/2004 1.11
369604103 GE General Electric Co. 4/28/2004 1.12
369604103 GE General Electric Co. 4/28/2004 1.13
369604103 GE General Electric Co. 4/28/2004 1.14
369604103 GE General Electric Co. 4/28/2004 1.15
35229103 BUD Anheuser-Busch Companies, Inc. 4/28/2004 1.2
369604103 GE General Electric Co. 4/28/2004 1.2
35229103 BUD Anheuser-Busch Companies, Inc. 4/28/2004 1.3
369604103 GE General Electric Co. 4/28/2004 1.3
35229103 BUD Anheuser-Busch Companies, Inc. 4/28/2004 1.4
369604103 GE General Electric Co. 4/28/2004 1.4
35229103 BUD Anheuser-Busch Companies, Inc. 4/28/2004 1.5
369604103 GE General Electric Co. 4/28/2004 1.5
369604103 GE General Electric Co. 4/28/2004 1.6
369604103 GE General Electric Co. 4/28/2004 1.7
369604103 GE General Electric Co. 4/28/2004 1.8
369604103 GE General Electric Co. 4/28/2004 1.9
369604103 GE General Electric Co. 4/28/2004 10
369604103 GE General Electric Co. 4/28/2004 11
369604103 GE General Electric Co. 4/28/2004 12
369604103 GE General Electric Co. 4/28/2004 13
369604103 GE General Electric Co. 4/28/2004 14
369604103 GE General Electric Co. 4/28/2004 15
369604103 GE General Electric Co. 4/28/2004 16
369604103 GE General Electric Co. 4/28/2004 17
369604103 GE General Electric Co. 4/28/2004 18
35229103 BUD Anheuser-Busch Companies, Inc. 4/28/2004 2
369604103 GE General Electric Co. 4/28/2004 2
369604103 GE General Electric Co. 4/28/2004 3
369604103 GE General Electric Co. 4/28/2004 4
369604103 GE General Electric Co. 4/28/2004 5
369604103 GE General Electric Co. 4/28/2004 6
369604103 GE General Electric Co. 4/28/2004 7
369604103 GE General Electric Co. 4/28/2004 8
369604103 GE General Electric Co. 4/28/2004 9
235851102 DHR Danaher Corp. 5/4/2004 1.1
235851102 DHR Danaher Corp. 5/4/2004 1.2
235851102 DHR Danaher Corp. 5/4/2004 1.3
235851102 DHR Danaher Corp. 5/4/2004 2
235851102 DHR Danaher Corp. 5/4/2004 3
235851102 DHR Danaher Corp. 5/4/2004 4
268648102 EMC EMC Corp. 5/5/2004 1.1
268648102 EMC EMC Corp. 5/5/2004 1.2
268648102 EMC EMC Corp. 5/5/2004 1.3
268648102 EMC EMC Corp. 5/5/2004 2
268648102 EMC EMC Corp. 5/5/2004 3
268648102 EMC EMC Corp. 5/5/2004 4
268648102 EMC EMC Corp. 5/5/2004 5
54303102 AVP Avon Products, Inc. 5/6/2004 1.1
54303102 AVP Avon Products, Inc. 5/6/2004 1.2
54303102 AVP Avon Products, Inc. 5/6/2004 1.3
54303102 AVP Avon Products, Inc. 5/6/2004 2
54303102 AVP Avon Products, Inc. 5/6/2004 3
54303102 AVP Avon Products, Inc. 5/6/2004 4
54303102 AVP Avon Products, Inc. 5/6/2004 5
54303102 AVP Avon Products, Inc. 5/6/2004 6
452308109 ITW Illinois Tool Works Inc. 5/7/2004 1.1
452308109 ITW Illinois Tool Works Inc. 5/7/2004 1.1
452308109 ITW Illinois Tool Works Inc. 5/7/2004 1.2
452308109 ITW Illinois Tool Works Inc. 5/7/2004 1.3
452308109 ITW Illinois Tool Works Inc. 5/7/2004 1.4
452308109 ITW Illinois Tool Works Inc. 5/7/2004 1.5
452308109 ITW Illinois Tool Works Inc. 5/7/2004 1.6
452308109 ITW Illinois Tool Works Inc. 5/7/2004 1.7
452308109 ITW Illinois Tool Works Inc. 5/7/2004 1.8
452308109 ITW Illinois Tool Works Inc. 5/7/2004 1.9
452308109 ITW Illinois Tool Works Inc. 5/7/2004 2
21441100 ALTR Altera Corp. 5/11/2004 1.1
88579Y101 MMM 3M CO 5/11/2004 1.1
21441100 ALTR Altera Corp. 5/11/2004 1.2
88579Y101 MMM 3M CO 5/11/2004 1.2
21441100 ALTR Altera Corp. 5/11/2004 1.3
88579Y101 MMM 3M CO 5/11/2004 1.3
21441100 ALTR Altera Corp. 5/11/2004 1.4
88579Y101 MMM 3M CO 5/11/2004 1.4
21441100 ALTR Altera Corp. 5/11/2004 1.5
21441100 ALTR Altera Corp. 5/11/2004 1.6
21441100 ALTR Altera Corp. 5/11/2004 1.7
21441100 ALTR Altera Corp. 5/11/2004 1.8
21441100 ALTR Altera Corp. 5/11/2004 2
88579Y101 MMM 3M CO 5/11/2004 2
21441100 ALTR Altera Corp. 5/11/2004 3
88579Y101 MMM 3M CO 5/11/2004 3
21441100 ALTR Altera Corp. 5/11/2004 4
88579Y101 MMM 3M CO 5/11/2004 4
21441100 ALTR Altera Corp. 5/11/2004 5
790849103 STJ St. Jude Medical, Inc. 5/12/2004 1.1
91324P102 UNH UnitedHealth Group Incorporated 5/12/2004 1.1
790849103 STJ St. Jude Medical, Inc. 5/12/2004 1.2
91324P102 UNH UnitedHealth Group Incorporated 5/12/2004 1.2
790849103 STJ St. Jude Medical, Inc. 5/12/2004 1.3
91324P102 UNH UnitedHealth Group Incorporated 5/12/2004 1.3
91324P102 UNH UnitedHealth Group Incorporated 5/12/2004 1.4
790849103 STJ St. Jude Medical, Inc. 5/12/2004 2
91324P102 UNH UnitedHealth Group Incorporated 5/12/2004 2
790849103 STJ St. Jude Medical, Inc. 5/12/2004 3
91324P102 UNH UnitedHealth Group Incorporated 5/12/2004 3
790849103 STJ St. Jude Medical, Inc. 5/12/2004 4
91324P102 UNH UnitedHealth Group Incorporated 5/12/2004 4
790849103 STJ St. Jude Medical, Inc. 5/12/2004 5
31162100 AMGN Amgen, Inc. 5/13/2004 1.1
31162100 AMGN Amgen, Inc. 5/13/2004 1.2
31162100 AMGN Amgen, Inc. 5/13/2004 1.3
31162100 AMGN Amgen, Inc. 5/13/2004 1.4
31162100 AMGN Amgen, Inc. 5/13/2004 2
31162100 AMGN Amgen, Inc. 5/13/2004 3
31162100 AMGN Amgen, Inc. 5/13/2004 4
26874107 AIG American International Group, Inc. 5/19/2004 1.1
319963104 FDC First Data Corp. 5/19/2004 1.1
45168D104 IDXX IDEXX Laboratories, Inc. 5/19/2004 1.1
458140100 INTC Intel Corp. 5/19/2004 1.1
26874107 AIG American International Group, Inc. 5/19/2004 1.1
458140100 INTC Intel Corp. 5/19/2004 1.1
26874107 AIG American International Group, Inc. 5/19/2004 1.11
458140100 INTC Intel Corp. 5/19/2004 1.11
26874107 AIG American International Group, Inc. 5/19/2004 1.12
26874107 AIG American International Group, Inc. 5/19/2004 1.13
26874107 AIG American International Group, Inc. 5/19/2004 1.14
26874107 AIG American International Group, Inc. 5/19/2004 1.15
26874107 AIG American International Group, Inc. 5/19/2004 1.2
319963104 FDC First Data Corp. 5/19/2004 1.2
45168D104 IDXX IDEXX Laboratories, Inc. 5/19/2004 1.2
458140100 INTC Intel Corp. 5/19/2004 1.2
26874107 AIG American International Group, Inc. 5/19/2004 1.3
319963104 FDC First Data Corp. 5/19/2004 1.3
458140100 INTC Intel Corp. 5/19/2004 1.3
26874107 AIG American International Group, Inc. 5/19/2004 1.4
319963104 FDC First Data Corp. 5/19/2004 1.4
458140100 INTC Intel Corp. 5/19/2004 1.4
26874107 AIG American International Group, Inc. 5/19/2004 1.5
458140100 INTC Intel Corp. 5/19/2004 1.5
26874107 AIG American International Group, Inc. 5/19/2004 1.6
458140100 INTC Intel Corp. 5/19/2004 1.6
26874107 AIG American International Group, Inc. 5/19/2004 1.7
458140100 INTC Intel Corp. 5/19/2004 1.7
26874107 AIG American International Group, Inc. 5/19/2004 1.8
458140100 INTC Intel Corp. 5/19/2004 1.8
26874107 AIG American International Group, Inc. 5/19/2004 1.9
458140100 INTC Intel Corp. 5/19/2004 1.9
26874107 AIG American International Group, Inc. 5/19/2004 2
319963104 FDC First Data Corp. 5/19/2004 2
45168D104 IDXX IDEXX Laboratories, Inc. 5/19/2004 2
458140100 INTC Intel Corp. 5/19/2004 2
26874107 AIG American International Group, Inc. 5/19/2004 3
458140100 INTC Intel Corp. 5/19/2004 3
26874107 AIG American International Group, Inc. 5/19/2004 4
458140100 INTC Intel Corp. 5/19/2004 4
26874107 AIG American International Group, Inc. 5/19/2004 5
458140100 INTC Intel Corp. 5/19/2004 5
26874107 AIG American International Group, Inc. 5/19/2004 6
458140100 INTC Intel Corp. 5/19/2004 6
26874107 AIG American International Group, Inc. 5/19/2004 7
886547108 TIF Tiffany & Co. 5/20/2004 1.1
886547108 TIF Tiffany & Co. 5/20/2004 1.2
886547108 TIF Tiffany & Co. 5/20/2004 1.3
886547108 TIF Tiffany & Co. 5/20/2004 1.4
886547108 TIF Tiffany & Co. 5/20/2004 1.5
886547108 TIF Tiffany & Co. 5/20/2004 1.6
886547108 TIF Tiffany & Co. 5/20/2004 1.7
886547108 TIF Tiffany & Co. 5/20/2004 1.8
886547108 TIF Tiffany & Co. 5/20/2004 1.9
886547108 TIF Tiffany & Co. 5/20/2004 2
313586109 FNM Fannie Mae 5/25/2004 1.1
375558103 GILD Gilead Sciences, Inc. 5/25/2004 1.1
784117103 SEIC SEI Investment Company 5/25/2004 1.1
313586109 FNM Fannie Mae 5/25/2004 1.1
313586109 FNM Fannie Mae 5/25/2004 1.11
313586109 FNM Fannie Mae 5/25/2004 1.12
313586109 FNM Fannie Mae 5/25/2004 1.13
313586109 FNM Fannie Mae 5/25/2004 1.2
375558103 GILD Gilead Sciences, Inc. 5/25/2004 1.2
784117103 SEIC SEI Investment Company 5/25/2004 1.2
313586109 FNM Fannie Mae 5/25/2004 1.3
375558103 GILD Gilead Sciences, Inc. 5/25/2004 1.3
784117103 SEIC SEI Investment Company 5/25/2004 1.3
313586109 FNM Fannie Mae 5/25/2004 1.4
375558103 GILD Gilead Sciences, Inc. 5/25/2004 1.4
784117103 SEIC SEI Investment Company 5/25/2004 1.4
313586109 FNM Fannie Mae 5/25/2004 1.5
375558103 GILD Gilead Sciences, Inc. 5/25/2004 1.5
313586109 FNM Fannie Mae 5/25/2004 1.6
375558103 GILD Gilead Sciences, Inc. 5/25/2004 1.6
313586109 FNM Fannie Mae 5/25/2004 1.7
375558103 GILD Gilead Sciences, Inc. 5/25/2004 1.7
313586109 FNM Fannie Mae 5/25/2004 1.8
375558103 GILD Gilead Sciences, Inc. 5/25/2004 1.8
313586109 FNM Fannie Mae 5/25/2004 1.9
313586109 FNM Fannie Mae 5/25/2004 2
375558103 GILD Gilead Sciences, Inc. 5/25/2004 2
784117103 SEIC SEI Investment Company 5/25/2004 2
313586109 FNM Fannie Mae 5/25/2004 3
375558103 GILD Gilead Sciences, Inc. 5/25/2004 3
313586109 FNM Fannie Mae 5/25/2004 4
375558103 GILD Gilead Sciences, Inc. 5/25/2004 4
30231G102 XOM Exxon Mobil Corp. 5/26/2004 1.1
717125108 PRX PAR PHARMACEUTICAL COS INC 5/26/2004 1.1
30231G102 XOM Exxon Mobil Corp. 5/26/2004 1.1
30231G102 XOM Exxon Mobil Corp. 5/26/2004 1.11
30231G102 XOM Exxon Mobil Corp. 5/26/2004 1.2
717125108 PRX PAR PHARMACEUTICAL COS INC 5/26/2004 1.2
30231G102 XOM Exxon Mobil Corp. 5/26/2004 1.3
717125108 PRX PAR PHARMACEUTICAL COS INC 5/26/2004 1.3
30231G102 XOM Exxon Mobil Corp. 5/26/2004 1.4
30231G102 XOM Exxon Mobil Corp. 5/26/2004 1.5
30231G102 XOM Exxon Mobil Corp. 5/26/2004 1.6
30231G102 XOM Exxon Mobil Corp. 5/26/2004 1.7
30231G102 XOM Exxon Mobil Corp. 5/26/2004 1.8
30231G102 XOM Exxon Mobil Corp. 5/26/2004 1.9
30231G102 XOM Exxon Mobil Corp. 5/26/2004 10
30231G102 XOM Exxon Mobil Corp. 5/26/2004 11
30231G102 XOM Exxon Mobil Corp. 5/26/2004 2
717125108 PRX PAR PHARMACEUTICAL COS INC 5/26/2004 2
30231G102 XOM Exxon Mobil Corp. 5/26/2004 3
717125108 PRX PAR PHARMACEUTICAL COS INC 5/26/2004 3
30231G102 XOM Exxon Mobil Corp. 5/26/2004 4
717125108 PRX PAR PHARMACEUTICAL COS INC 5/26/2004 4
30231G102 XOM Exxon Mobil Corp. 5/26/2004 5
717125108 PRX PAR PHARMACEUTICAL COS INC 5/26/2004 5
30231G102 XOM Exxon Mobil Corp. 5/26/2004 6
30231G102 XOM Exxon Mobil Corp. 5/26/2004 7
30231G102 XOM Exxon Mobil Corp. 5/26/2004 8
30231G102 XOM Exxon Mobil Corp. 5/26/2004 9
35063R100 FDRY Foundry Networks, Inc. 6/1/2004 1.1
35063R100 FDRY Foundry Networks, Inc. 6/1/2004 1.2
35063R100 FDRY Foundry Networks, Inc. 6/1/2004 1.3
35063R100 FDRY Foundry Networks, Inc. 6/1/2004 1.4
35063R100 FDRY Foundry Networks, Inc. 6/1/2004 1.5
35063R100 FDRY Foundry Networks, Inc. 6/1/2004 1.6
35063R100 FDRY Foundry Networks, Inc. 6/1/2004 2
931142103 WMT Wal-Mart Stores, Inc. 6/4/2004 1.1
931142103 WMT Wal-Mart Stores, Inc. 6/4/2004 1.1
931142103 WMT Wal-Mart Stores, Inc. 6/4/2004 1.11
931142103 WMT Wal-Mart Stores, Inc. 6/4/2004 1.12
931142103 WMT Wal-Mart Stores, Inc. 6/4/2004 1.13
931142103 WMT Wal-Mart Stores, Inc. 6/4/2004 1.14
931142103 WMT Wal-Mart Stores, Inc. 6/4/2004 1.2
931142103 WMT Wal-Mart Stores, Inc. 6/4/2004 1.3
931142103 WMT Wal-Mart Stores, Inc. 6/4/2004 1.4
931142103 WMT Wal-Mart Stores, Inc. 6/4/2004 1.5
931142103 WMT Wal-Mart Stores, Inc. 6/4/2004 1.6
931142103 WMT Wal-Mart Stores, Inc. 6/4/2004 1.7
931142103 WMT Wal-Mart Stores, Inc. 6/4/2004 1.8
931142103 WMT Wal-Mart Stores, Inc. 6/4/2004 1.9
931142103 WMT Wal-Mart Stores, Inc. 6/4/2004 10
931142103 WMT Wal-Mart Stores, Inc. 6/4/2004 11
931142103 WMT Wal-Mart Stores, Inc. 6/4/2004 2
931142103 WMT Wal-Mart Stores, Inc. 6/4/2004 3
931142103 WMT Wal-Mart Stores, Inc. 6/4/2004 4
931142103 WMT Wal-Mart Stores, Inc. 6/4/2004 5
931142103 WMT Wal-Mart Stores, Inc. 6/4/2004 6
931142103 WMT Wal-Mart Stores, Inc. 6/4/2004 7
931142103 WMT Wal-Mart Stores, Inc. 6/4/2004 8
931142103 WMT Wal-Mart Stores, Inc. 6/4/2004 9
92220P105 VAR Varian Medical Systems Inc 6/10/2004 1
73325102 BEAS BEA Systems, Inc. 6/11/2004 1.1
73325102 BEAS BEA Systems, Inc. 6/11/2004 1.2
73325102 BEAS BEA Systems, Inc. 6/11/2004 2
594087108 MIK Michaels Stores, Inc. 6/17/2004 1.1
855030102 SPLS Staples, Inc. 6/17/2004 1.1
594087108 MIK Michaels Stores, Inc. 6/17/2004 1.2
855030102 SPLS Staples, Inc. 6/17/2004 1.2
594087108 MIK Michaels Stores, Inc. 6/17/2004 1.3
855030102 SPLS Staples, Inc. 6/17/2004 1.3
594087108 MIK Michaels Stores, Inc. 6/17/2004 1.4
855030102 SPLS Staples, Inc. 6/17/2004 1.4
594087108 MIK Michaels Stores, Inc. 6/17/2004 1.5
594087108 MIK Michaels Stores, Inc. 6/17/2004 1.6
594087108 MIK Michaels Stores, Inc. 6/17/2004 2
855030102 SPLS Staples, Inc. 6/17/2004 2
594087108 MIK Michaels Stores, Inc. 6/17/2004 3
855030102 SPLS Staples, Inc. 6/17/2004 3
855030102 SPLS Staples, Inc. 6/17/2004 4
855030102 SPLS Staples, Inc. 6/17/2004 5
855030102 SPLS Staples, Inc. 6/17/2004 6
855030102 SPLS Staples, Inc. 6/17/2004 7
855030102 SPLS Staples, Inc. 6/17/2004 8
855030102 SPLS Staples, Inc. 6/17/2004 9
86516101 BBY Best Buy Co., Inc. 6/24/2004 1.1
86516101 BBY Best Buy Co., Inc. 6/24/2004 1.2
86516101 BBY Best Buy Co., Inc. 6/24/2004 1.3
86516101 BBY Best Buy Co., Inc. 6/24/2004 1.4
86516101 BBY Best Buy Co., Inc. 6/24/2004 1.5
86516101 BBY Best Buy Co., Inc. 6/24/2004 1.6
86516101 BBY Best Buy Co., Inc. 6/24/2004 1.7
86516101 BBY Best Buy Co., Inc. 6/24/2004 1.8
86516101 BBY Best Buy Co., Inc. 6/24/2004 2
86516101 BBY Best Buy Co., Inc. 6/24/2004 3
Ballot Item # Item Description Mgt Rec Vote Cast Agenda Code* Ballot Shares
1.1 Elect Director William T. Coleman III For For M0201 307000
1.2 Elect Director Dale Crandall For For M0201 307000
1.3 Elect Director William H. Janeway For For M0201 307000
2 Approve Executive Incentive Bonus Plan For For M0535 307000
3 Ratify Auditors For For M0101 307000
1.1 Elect Director Howard Solomon For Withhold M0201 118250
1.2 Elect Director William J. Candee, III For For M0201 118250
1.3 Elect Director George S. Cohan For For M0201 118250
1.4 Elect Director Dan L. Goldwasser For For M0201 118250
1.5 Elect Director Lester B. Salans, M.D. For For M0201 118250
1.6 Elect Director Kenneth E. Goodman For Withhold M0201 118250
1.7 Elect Director Phillip M. Satow For Withhold M0201 118250
2 Increase Authorized Common Stock For Against M0304 118250
3 Ratify Auditors For For M0101 118250
1.1 Elect Director Richard H. Anderson For For M0201 208670
1.2 Elect Director Michael R. Bonsignore For For M0201 208670
1.3 Elect Director Gordon M. Sprenger For Withhold M0201 208670
2 Ratify Auditors For For M0101 208670
3 Approve Omnibus Stock Plan For For M0522 208670
4 Approve Executive Incentive Bonus Plan For For M0535 208670
1.1 Elect Director G. Kenneth Baum For For M0201 17546
1.2 Elect Director Henry F. Frigon For For M0201 17546
1.3 Elect Director Roger W. Hale For For M0201 17546
2 Amend Omnibus Stock Plan For For M0524 17546
3 Ratify Auditors For For M0101 17546
1.1 Elect Director B. Thomas Golisano For Withhold M0201 155700
1.2 Elect Director Betsy S. Atkins For For M0201 155700
1.3 Elect Director G. Thomas Clark For Withhold M0201 155700
1.4 Elect Director David J. S. Flaschen For For M0201 155700
1.5 Elect Director Phillip Horsley For For M0201 155700
1.6 Elect Director Grant M. Inman For For M0201 155700
1.7 Elect Director J. Robert Sebo For Withhold M0201 155700
1.8 Elect Director Joseph M. Tucci For Withhold M0201 155700
1.1 Elect Director Norman R. Augustine For For M0201 63890
1.2 Elect Director A.G. Lafley For For M0201 63890
1.3 Elect Director Johnathan A. Rodgers For For M0201 63890
1.4 Elect Director John F. Smith, Jr. For For M0201 63890
1.5 Elect Director Margaret C. Whitman For For M0201 63890
2 Ratify Auditors For For M0101 63890
3 Approve Non-Employee Director Omnibus Stock Plan For Against M0598 63890
4 Declassify the Board of Directors Against For S0201 63890
5 Label Genetically Engineered Foods Against Against S0736 63890
1.1 Elect Director Dave Bing For For M0201 89360
1.1 Elect Director Joseph Ellis For For M0201 83600
1.1 Elect Director Robert H. Swanson, Jr. For Withhold M0201 170749
1.2 Elect Director John F. Finn For For M0201 89360
1.2 Elect Director Lew Frankfort For For M0201 83600
1.2 Elect Director David S. Lee For For M0201 170749
1.3 Elect Director John F. Havens For For M0201 89360
1.3 Elect Director Sally Frame Kasaks For For M0201 83600
1.3 Elect Director Leo T. McCarthy For For M0201 170749
1.4 Elect Director David W. Raisbeck For For M0201 89360
1.4 Elect Director Gary Loveman For For M0201 83600
1.4 Elect Director Richard M. Moley For For M0201 170749
1.5 Elect Director Robert D. Walter For For M0201 89360
1.5 Elect Director Irene Miller For For M0201 83600
1.5 Elect Director Thomas S. Volpe For For M0201 170749
1.6 Elect Director Keith Monda For For M0201 83600
1.7 Elect Director Michael Murphy For For M0201 83600
2 Ratify Auditors For For M0101 170749
1.1 Elect Director Jonathan Golden as Class II Director For Withhold M0201 186810
1.2 Elect Director Joseph A. Hafner, Jr. as Class II Director For For M0201 186810
1.3 Elect Director Thomas E. Lankford as Class II Director For Withhold M0201 186810
1.4 Elect Director Richard J. Schnieders as Class II Director For Withhold M0201 186810
1.5 Elect Director John K. Stubblefield, Jr. as Class III Director For For M0201 186810
2 Increase Authorized Common Stock For For M0304 186810
3 Approve Omnibus Stock Plan For Against M0522 186810
4 Report on the Impact of Genetically Engineered Products Against Against S0736 186810
1.1 Elect Director Gregory D. Brenneman For For M0201 13670
1.1 Elect Director Carol A. Bartz For For M0201 825840
1.1 Elect Director William H. Gates, III For For M0201 493100
1.1 Elect Director Arthur F. Weinbach For For M0201 13670
1.1 Elect Director Steven M. West For For M0201 825840
1.1 Elect Director Jon A. Shirley For Withhold M0201 493100
1.11 Elect Director Josh S. Weston For For M0201 13670
1.11 Elect Director Jerry Yang For For M0201 825840
1.2 Elect Director Leslie A. Brun For For M0201 13670
1.2 Elect Director Larry R. Carter For For M0201 825840
1.2 Elect Director Steven A. Ballmer For For M0201 493100
1.3 Elect Director Gary C. Butler For For M0201 13670
1.3 Elect Director John T. Chambers For For M0201 825840
1.3 Elect Director James I. Cash, Jr., Ph.D. For For M0201 493100
1.4 Elect Director Joseph A. Califano, Jr. For For M0201 13670
1.4 Elect Director Dr. James F. Gibbons For For M0201 825840
1.4 Elect Director Raymond V. Gilmartin For For M0201 493100
1.5 Elect Director Leon G. Cooperman For For M0201 13670
1.5 Elect Director Dr. John L. Hennessy For For M0201 825840
1.5 Elect Director Ann McLaughlin Korologos For For M0201 493100
1.6 Elect Director Ann Dibble Jordan For For M0201 13670
1.6 Elect Director Roderick C. McGeary For For M0201 825840
1.6 Elect Director David F. Marquardt For For M0201 493100
1.7 Elect Director Harvey M. Krueger For For M0201 13670
1.7 Elect Director James C. Morgan For For M0201 825840
1.7 Elect Director Charles H. Noski For For M0201 493100
1.8 Elect Director Frederic V. Malek For For M0201 13670
1.8 Elect Director John P. Morgridge For For M0201 825840
1.8 Elect Director Dr. Helmut Panke For For M0201 493100
1.9 Elect Director Henry Taub For For M0201 13670
1.9 Elect Director Donald T. Valentine For For M0201 825840
1.9 Elect Director Wm. G. Reed, Jr. For For M0201 493100
2 Amend Stock Option Plan For For M0503 13670
2 Amend Employee Stock Purchase Plan For For M0512 825840
2 Amend Omnibus Stock Plan For For M0524 493100
3 Amend Employee Stock Purchase Plan For For M0512 13670
3 Ratify Auditors For For M0101 825840
3 Amend Non-Employee Director Stock Option Plan For For M0526 493100
4 Approve Outside Director Stock Awards in Lieu of Cash For For M0554 13670
4 Report on Company Products Used by the Government to Monitor the Internet Against Against S0999 825840
4 Refrain from Giving Charitable Contributions Against Against S0806 493100
5 Ratify Auditors For For M0101 13670
5 Report on Pay Disparity Against Against S0507 825840
1.1 Elect Director James R. Bergman For For M0201 78621
1.2 Elect Director John F. Gifford For Withhold M0201 78621
1.3 Elect Director B. Kipling Hagopian For For M0201 78621
1.4 Elect Director M. D. Sampels For For M0201 78621
1.5 Elect Director A. R. Frank Wazzan For For M0201 78621
2 Amend Stock Option Plan For Against M0503 78621
3 Amend Employee Stock Purchase Plan For For M0512 78621
4 Ratify Auditors For For M0101 78621
1.1 Elect Director Scott A. Billeadeau For For M0201 32400
1.2 Elect Director Philip A. Hadley For For M0201 32400
1.3 Elect Director John C. Mickle For For M0201 32400
2 Ratify Auditors For For M0101 32400
1.1 Elect Director A. G. Atwater, Jr. For For M0201 37650
1.2 Elect Director Sam J. Susser For For M0201 37650
1.3 Elect Director William W. Wirtz For For M0201 37650
1.4 Elect Director John A. Miller For For M0201 37650
1.5 Elect Director James G. Brocksmith, Jr. For For M0201 37650
2 Approve Executive Incentive Bonus Plan For For M0535 37650
3 Amend Articles For For M0126 37650
4 Increase Authorized Common Stock For For M0304 37650
1.1 Elect Director A. George Battle For For M0201 22000
1.2 Elect Director Tony J. Christianson For For M0201 22000
1.3 Elect Director Thomas G. Grudnowski For For M0201 22000
1.4 Elect Director Alex W. Hart For Withhold M0201 22000
1.5 Elect Director Philip G. Heasley For Withhold M0201 22000
1.6 Elect Director Guy R. Henshaw For For M0201 22000
1.7 Elect Director David S.P. Hopkins For For M0201 22000
1.8 Elect Director Margaret L. Taylor For Withhold M0201 22000
2 Increase Authorized Common Stock For For M0304 22000
3 Ratify Auditors For For M0101 22000
1.1 Elect Director Henry P. Becton, Jr. For For M0201 89380
1.2 Elect Director Edward F. DeGraan For For M0201 89380
1.3 Elect Director James F. Orr For For M0201 89380
1.4 Elect Director Margaretha af Ugglas For For M0201 89380
2 Ratify Auditors For For M0101 89380
3 Approve Omnibus Stock Plan For For M0522 89380
4 Provide for Cumulative Voting Against For S0207 89380
1.1 Elect Director John Seely Brown For For M0201 57100
1.1 Elect Director John Seely Brown For For M0201 57100
1.2 Elect Director Samuel Hellman For For M0201 57100
1.2 Elect Director Samuel Hellman For For M0201 57100
1.3 Elect Director Terry R. Lautenbach For For M0201 57100
1.3 Elect Director Terry R. Lautenbach For For M0201 57100
2 Amend Executive Incentive Bonus Plan For For M0535 57100
2 Amend Executive Incentive Bonus Plan For For M0535 57100
1.1 Elect Director G. Thomas Baker For For M0201 108500
1.2 Elect Director Neil Barsky For For M0201 108500
1.3 Elect Director Robert A. Bittman For For M0201 108500
1.4 Elect Director Richard R. Burt For For M0201 108500
1.5 Elect Director Leslie S. Heisz For For M0201 108500
1.6 Elect Director Robert A. Mathewson For For M0201 108500
1.7 Elect Director Thomas J. Matthews For For M0201 108500
1.8 Elect Director Robert Miller For Withhold M0201 108500
1.9 Elect Director Frederick B. Rentschler For For M0201 108500
2 Amend Employee Stock Purchase Plan For For M0512 108500
3 Ratify Auditors For For M0101 108500
1.1 Elect Director Thomas A. Knowlton For For M0201 51140
1.2 Elect Director Steven B. Sample For For M0201 51140
1.3 Elect Director Alex Shumate For For M0201 51140
2 Amend Omnibus Stock Plan For For M0524 51140
3 Ratify Auditors For For M0101 51140
1.1 Elect Director David W. Dupree For For M0201 19340
1.2 Elect Director Gabrielle E. Greene For For M0201 19340
1.3 Elect Director John P. Mackey For For M0201 19340
1.4 Elect Director Morris J. Siegel For For M0201 19340
2 Amend Stock Option Plan For For M0503 19340
3 Ratify Auditors For For M0101 19340
4 Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote Against For S0302 19340
1.1 Elect Director Michael H. Armacost For For M0201 129630
1.1 Elect Director Michael R. Splinter For For M0201 129630
1.2 Elect Director Deborah A. Coleman For For M0201 129630
1.3 Elect Director Herbert M. Dwight, Jr. For For M0201 129630
1.4 Elect Director Philip V. Gerdine For For M0201 129630
1.5 Elect Director Paul R. Low For For M0201 129630
1.6 Elect Director Dan Maydan For For M0201 129630
1.7 Elect Director Steven L. Miller For For M0201 129630
1.8 Elect Director James C. Morgan For For M0201 129630
1.9 Elect Director Gerhard H. Parker For For M0201 129630
2 Amend Omnibus Stock Plan For For M0524 129630
1.1 Elect Director Betsy J. Bernard For For M0201 27130
1.1 Elect Director Andre Villeneuve For For M0201 27130
1.11 Elect Director H. A. Wagner For For M0201 27130
1.12 Elect Director Christine Todd Whitman For For M0201 27130
1.2 Elect Director George David For For M0201 27130
1.3 Elect Director Jean-Pierre Garnier For For M0201 27130
1.4 Elect Director Jamie S. Gorelick For For M0201 27130
1.5 Elect Director Charles R. Lee For For M0201 27130
1.6 Elect Director Richard D. McCormick For For M0201 27130
1.7 Elect Director Harold McGraw III For For M0201 27130
1.8 Elect Director Frank P. Popoff For For M0201 27130
1.9 Elect Director H. Patrick Swygert For For M0201 27130
2 Ratify Auditors For For M0101 27130
3 Disclosure of Executive Compensation Against Against S0810 27130
4 Develop Ethical Criteria for Military Contracts Against Against S0725 27130
5 Performance-Based/Indexed Options Against For S0512 27130
6 Separate Chairman and CEO Positions Against For S0107 27130
1.1 Elect Director James R. Adams For For M0201 178553
1.1 Elect Director Christine Todd Whitman For For M0201 178553
1.2 Elect Director David L. Boren For For M0201 178553
1.3 Elect Director Daniel A. Carp For For M0201 178553
1.4 Elect Director Thomas J. Engibous For For M0201 178553
1.5 Elect Director Gerald W. Fronterhouse For For M0201 178553
1.6 Elect Director David R. Goode For For M0201 178553
1.7 Elect Director Wayne R. Sanders For For M0201 178553
1.8 Elect Director Ruth J. Simmons For For M0201 178553
1.9 Elect Director Richard K. Templeton For For M0201 178553
2 Ratify Auditors For For M0101 178553
3 Expense Stock Options Against For S0514 178553
1.1 Elect Director C. Michael Armstrong For For M0201 57983
1.1 Elect Director Robert A. Kierlin For Withhold M0201 34850
1.1 Elect Director John W. Madigan For Withhold M0201 69173
1.1 Elect Director Andrall E. Pearson For For M0201 57983
1.11 Elect Director Charles Prince For For M0201 57983
1.12 Elect Director Robert E. Rubin For For M0201 57983
1.13 Elect Director Franklin A. Thomas For For M0201 57983
1.14 Elect Director Sanford I. Weill For For M0201 57983
1.15 Elect Director Robert B. Willumstad For For M0201 57983
1.2 Elect Director Alain J.P. Belda For For M0201 57983
1.2 Elect Director Stephen M. Slaggie For Withhold M0201 34850
1.2 Elect Director Dr. Klaus Zumwinkel For For M0201 69173
1.3 Elect Director George David For For M0201 57983
1.3 Elect Director Michael M. Gostomski For For M0201 34850
1.3 Elect Director Sir Howard Davies For For M0201 69173
1.4 Elect Director Kenneth T. Derr For For M0201 57983
1.4 Elect Director John D. Remick For For M0201 34850
1.5 Elect Director John M. Deutch For For M0201 57983
1.5 Elect Director Henry K. McConnon For For M0201 34850
1.6 Elect Director Roberto Hernandez Ramirez For For M0201 57983
1.6 Elect Director Robert A. Hansen For For M0201 34850
1.7 Elect Director Ann Dibble Jordan For For M0201 57983
1.7 Elect Director Willard D. Oberton For Withhold M0201 34850
1.8 Elect Director Dudley C. Mecum For For M0201 57983
1.8 Elect Director Michael J. Dolan For For M0201 34850
1.9 Elect Director Richard D. Parsons For For M0201 57983
1.9 Elect Director Reyne K. Wisecup For Withhold M0201 34850
2 Ratify Auditors For For M0101 57983
2 Ratify Auditors For For M0101 34850
2 Ratify Auditors For For M0101 69173
3 Limit Executive Compensation Against Against S0508 57983
3 Declassify the Board of Directors Against For S0201 69173
4 Report on Political Contributions/Activities Against Against S0807 57983
4 Submit Severance Agreement (Change-in-Control) to Shareholder Vote Against For S0321 69173
5 Prohibit Awards to Executives Against Against S0501 57983
5 Report on Political Contributions/Activities Against Against S0807 69173
6 Separate Chairman and CEO Positions Against Against S0107 57983
1.1 Elect Director Gerard N. Burrow For For M0201 210510
1.1 Elect Director Michael S. Brown For For M0201 488025
1.1 Elect Director Steven S Reinemund For For M0201 210510
1.1 Elect Director Henry A. Mckinnell For For M0201 488025
1.11 Elect Director David Satcher For For M0201 210510
1.11 Elect Director Dana G. Mead For For M0201 488025
1.12 Elect Director Henry B. Schacht For For M0201 210510
1.12 Elect Director Franklin D. Raines For For M0201 488025
1.13 Elect Director William C. Weldon For For M0201 210510
1.13 Elect Director Ruth J. Simmons For For M0201 488025
1.14 Elect Director William C. Steere, Jr. For For M0201 488025
1.15 Elect Director Jean-Paul Valles For For M0201 488025
1.2 Elect Director Mary S. Coleman For For M0201 210510
1.2 Elect Director M. Anthony Burns For For M0201 488025
1.3 Elect Director James G. Cullen For For M0201 210510
1.3 Elect Director Robert N. Burt For For M0201 488025
1.4 Elect Director Robert J. Darretta For For M0201 210510
1.4 Elect Director W. Don Cornwell For For M0201 488025
1.5 Elect Director M. Judah Folkman For For M0201 210510
1.5 Elect Director William H. Gray III For For M0201 488025
1.6 Elect Director Ann D. Jordan For For M0201 210510
1.6 Elect Director Constance J. Horner For For M0201 488025
1.7 Elect Director Arnold G. Langbo For For M0201 210510
1.7 Elect Director William R. Howell For For M0201 488025
1.8 Elect Director Susan L. Lindquist For For M0201 210510
1.8 Elect Director Stanley O. Ikenberry For For M0201 488025
1.9 Elect Director Leo F. Mullin For For M0201 210510
1.9 Elect Director George A. Lorch For For M0201 488025
10 Amend Animal Testing Policy Against Against S0999 488025
2 Ratify Auditors For For M0101 210510
2 Ratify Auditors For For M0101 488025
3 Cease Charitable Contributions Against Against S0806 210510
3 Approve Omnibus Stock Plan For For M0522 488025
4 Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic Against Against S0735 488025
5 Cease Political Contributions/Activities Against Against S0807 488025
6 Report on Political Contributions/Activities Against Against S0807 488025
7 Establish Term Limits for Directors Against Against S0202 488025
8 Report on Drug Pricing Against Against S0729 488025
9 Limit Awards to Executives Against Against S0501 488025
1.1 Elect Director William G. Van Dyke For For M0201 45904
1.2 Elect Director Mark H. Rauenhorst For For M0201 45904
1.3 Elect Director J. Kevin Gilligan For For M0201 45904
1.4 Elect Director R. William Van Sant For For M0201 45904
1.5 Elect Director Jack W. Eugster For For M0201 45904
2 Ratify Auditors For For M0101 45904
1.1 Elect Director Barry K. Allen For For M0201 112900
1.2 Elect Director Richard I. Beattie For For M0201 112900
2 Amend Executive Incentive Bonus Plan For For M0535 112900
3 Approve Omnibus Stock Plan For For M0522 112900
4 Ratify Auditors For For M0101 112900
1.1 Elect Director Basil L. Anderson For For M0201 74957
1.2 Elect Director Raymond W Mcdaniel Jr. For For M0201 74957
1.3 Elect Director John Rutherfurd, Jr. For For M0201 74957
1.4 Elect Director John K. Wulff For For M0201 74957
2 Amend Omnibus Stock Plan For For M0524 74957
3 Approve Executive Incentive Bonus Plan For For M0535 74957
4 Ratify Auditors For For M0101 74957
5 Performance- Based Against Against S0512 74957
1.1 Elect Director August A. Busch III For For M0201 88080
1.1 Elect Director James I. Cash, Jr. For For M0201 403510
1.1 Elect Director Rochelle B. Lazarus For For M0201 403510
1.11 Elect Director Sam Nunn For For M0201 403510
1.12 Elect Director Roger S. Penske For For M0201 403510
1.13 Elect Director Robert J. Swieringa For For M0201 403510
1.14 Elect Director Douglas A. Warner III For For M0201 403510
1.15 Elect Director Robert C. Wright For For M0201 403510
1.2 Elect Director Carlos Fernandez G. For For M0201 88080
1.2 Elect Director Dennis D. Dammerman For For M0201 403510
1.3 Elect Director James R. Jones For For M0201 88080
1.3 Elect Director Ann M. Fudge For For M0201 403510
1.4 Elect Director Andrew C. Taylor For For M0201 88080
1.4 Elect Director Claudio X. Gonzalez For Withhold M0201 403510
1.5 Elect Director Douglas A. Warner III For For M0201 88080
1.5 Elect Director Jeffrey R. Immelt For For M0201 403510
1.6 Elect Director Andrea Jung For For M0201 403510
1.7 Elect Director Alan G. Lafley For For M0201 403510
1.8 Elect Director Kenneth G. Langone For For M0201 403510
1.9 Elect Director Ralph S. Larsen For For M0201 403510
10 Limit Composition of Management Development and Compensation Committee to
Independent Directors Against Against S0219 403510
11 Report on Pay Disparity Against Against S0507 403510
12 Limit Awards to Executives Against Against S0501 403510
13 Limit Board Service for Other Companies Against For S0810 403510
14 Separate Chairman and CEO Positions Against Against S0107 403510
15 Hire Advisor/Maximize Shareholder Value Against Against S0617 403510
16 Adopt a Retention Ratio for Executives and Directors Against Against S0810 403510
17 Require 70% to 80% Independent Board Against Against S0810 403510
18 Report on Political Contributions/Activities Against Against S0807 403510
2 Ratify Auditors For For M0101 88080
2 Ratify Auditors For For M0101 403510
3 Amend Omnibus Stock Plan For For M0524 403510
4 Provide for Cumulative Voting Against Against S0207 403510
5 Eliminate Animal Testing Against Against S0999 403510
6 Report on Nuclear Fuel Storage Risks Against Against S0709 403510
7 Report on PCB Clean-up Against Against S0730 403510
8 Report on Foreign Outsourcing Against Against S0999 403510
9 Prepare Sustainability Report Against Against S0999 403510
1.1 Elect Director Steven M. Rales For For M0201 19700
1.2 Elect Director John T. Schwieters For For M0201 19700
1.3 Elect Director Alan G. Spoon For For M0201 19700
2 Ratify Auditors For For M0101 19700
3 Amend Stock Option Plan For For M0503 19700
4 Develop Charter Language on Board Diversity Against Against S0814 19700
1.1 Elect Director John R. Egan For For M0201 212900
1.2 Elect Director Michael C. Ruettgers For For M0201 212900
1.3 Elect Director David N. Strohm For For M0201 212900
2 Amend Omnibus Stock Plan For For M0524 212900
3 Amend Employee Stock Purchase Plan For For M0512 212900
4 Ratify Auditors For For M0101 212900
5 Limit Executive Compensation Against Against S0508 212900
1.1 Elect Director Edward T. Fogarty For For M0201 49680
1.2 Elect Director Susan J. Kropf For For M0201 49680
1.3 Elect Director Maria Elena Lagomasino For Withhold M0201 49680
2 Ratify Auditors For For M0101 49680
3 Increase Authorized Common Stock For For M0304 49680
4 Declassify the Board of Directors Against For S0201 49680
5 Report on Feasibility of Removing Parabens from Company Products Against Against S0999 49680
6 Report on Feasibility of Removing Dibutyl Phthalate from Company Products Against Against S0999 49680
1.1 Elect Director William F. Aldinger For For M0201 50730
1.1 Elect Director Harold B. Smith For For M0201 50730
1.2 Elect Director Michael J. Birck For For M0201 50730
1.3 Elect Director Marvin D. Brailsford For For M0201 50730
1.4 Elect Director James R. Cantalupo For For M0201 50730
1.5 Elect Director Susan Crown For For M0201 50730
1.6 Elect Director Don H. Davis, Jr. For For M0201 50730
1.7 Elect Director W. James Farrell For For M0201 50730
1.8 Elect Director Robert C. McCormack For For M0201 50730
1.9 Elect Director Robert S. Morrison For For M0201 50730
2 Ratify Auditors For For M0101 50730
1.1 Elect Director John P. Daane For For M0201 127130
1.1 Elect Director Edward A. Brennan For For M0201 80786
1.2 Elect Director Robert W. Reed For For M0201 127130
1.2 Elect Director Michael L. Eskew For For M0201 80786
1.3 Elect Director Charles M. Clough For For M0201 127130
1.3 Elect Director W. James McNerney, Jr. For For M0201 80786
1.4 Elect Director Robert J. Finocchio Jr For For M0201 127130
1.4 Elect Director Kevin W. Sharer For For M0201 80786
1.5 Elect Director Kevin Mcgarity For For M0201 127130
1.6 Elect Director Paul Newhagen For For M0201 127130
1.7 Elect Director William E. Terry For For M0201 127130
1.8 Elect Director Susan Wang For For M0201 127130
2 Amend Stock Option Plan For For M0503 127130
2 Ratify Auditors For For M0101 80786
3 Amend Employee Stock Purchase Plan For For M0512 127130
3 Increase Authorized Common Stock For For M0304 80786
4 Ratify Auditors For For M0101 127130
4 Separate Chairman and CEO Positions Against For S0107 80786
5 Approve Option Expensing Against For S0514 127130
1.1 Elect Director Michael A. Rocca For For M0201 76281
1.1 Elect Director William C. Ballard, Jr. For For M0201 117640
1.2 Elect Director David A. Thompson For For M0201 76281
1.2 Elect Director Richard T. Burke For For M0201 117640
1.3 Elect Director Stefan K. Widensohler For For M0201 76281
1.3 Elect Director Stephen J. Hemsley For For M0201 117640
1.4 Elect Director Donna E. Shalala For For M0201 117640
2 Ratify Auditors For For M0101 76281
2 Ratify Auditors For For M0101 117640
3 Approve Executive Incentive Bonus Plan For For M0535 76281
3 Expense Stock Options Against For S0514 117640
4 Increase Authorized Common Stock For For M0304 76281
4 Limit Awards to Executives Against Against S0501 117640
5 Limit Executive Compensation Against Against S0508 76281
1.1 Elect Director Frank J. Biondi, Jr. For For M0201 90310
1.2 Elect Director Jerry D. Choate For Withhold M0201 90310
1.3 Elect Director Frank C. Herringer For For M0201 90310
1.4 Elect Director Gilbert S. Omenn For For M0201 90310
2 Ratify Auditors For For M0101 90310
3 Prepare Glass Ceiling Report Against Against S0814 90310
4 Expense Stock Options Against For S0514 90310
1.1 Elect Director M. Bernard Aidinoff For For M0201 52140
1.1 Elect Director Henry C. Duques For For M0201 46720
1.1 Elect Director Jonathan W. Ayers For For M0201 50740
1.1 Elect Director Craig R. Barrett For For M0201 301062
1.1 Elect Director Richard C. Holbrooke For For M0201 52140
1.1 Elect Director John L. Thornton For For M0201 301062
1.11 Elect Director Donald P. Kanak For For M0201 52140
1.11 Elect Director David B. Yoffie For For M0201 301062
1.12 Elect Director Howard I. Smith For For M0201 52140
1.13 Elect Director Martin J. Sullivan For For M0201 52140
1.14 Elect Director Edmund S.W. Tse For For M0201 52140
1.15 Elect Director Frank G. Zarb For For M0201 52140
1.2 Elect Director Pei-Yuan Chia For For M0201 52140
1.2 Elect Director Charles T. Fote For For M0201 46720
1.2 Elect Director James L. Moody, Jr. For For M0201 50740
1.2 Elect Director Charlene Barshefsky For For M0201 301062
1.3 Elect Director Marshall A. Cohen For For M0201 52140
1.3 Elect Director Richard P. Kiphart For For M0201 46720
1.3 Elect Director E. John P. Browne For For M0201 301062
1.4 Elect Director Willaim S. Cohen For For M0201 52140
1.4 Elect Director Joan E. Spero For For M0201 46720
1.4 Elect Director Andrew S. Grove For For M0201 301062
1.5 Elect Director Martin S. Feldstein For For M0201 52140
1.5 Elect Director D. James Guzy For Withhold M0201 301062
1.6 Elect Director Ellen V. Futter For For M0201 52140
1.6 Elect Director Reed E. Hundt For For M0201 301062
1.7 Elect Director Maurice R. Greenberg For For M0201 52140
1.7 Elect Director Paul S. Otellini For For M0201 301062
1.8 Elect Director Carla A. Hills For For M0201 52140
1.8 Elect Director David S. Pottruck For For M0201 301062
1.9 Elect Director Frank J. Hoenemeyer For For M0201 52140
1.9 Elect Director Jane E. Shaw For For M0201 301062
2 Approve Executive Incentive Bonus Plan For For M0535 52140
2 Ratify Auditors For For M0101 46720
2 Ratify Auditors For For M0101 50740
2 Ratify Auditors For For M0101 301062
3 Approve Non-Employee Director Stock Option Plan For For M0525 52140
3 Approve Omnibus Stock Plan For For M0522 301062
4 Ratify Auditors For For M0101 52140
4 Expense Stock Options Against For S0514 301062
5 Report on Political Contributions/Activities Against Against S0807 52140
5 Limit/Prohibit Awards to Executives Against For S0501 301062
6 Divest from Tobacco Equities Against Against S0703 52140
6 Performance- Based/Indexed Options Against For S0512 301062
7 Link Executive Compensation to Predatory Lending Against Against S0510 52140
1.1 Elect Director Michael J. Kowalski For For M0201 51380
1.2 Elect Director Rose Marie Bravo For For M0201 51380
1.3 Elect Director William R. Chaney For For M0201 51380
1.4 Elect Director Samuel L. Hayes III For For M0201 51380
1.5 Elect Director Abby F. Kohnstamm For For M0201 51380
1.6 Elect Director Charles K. Marquis For For M0201 51380
1.7 Elect Director J. Thomas Presby For For M0201 51380
1.8 Elect Director James E. Quinn For For M0201 51380
1.9 Elect Director William A. Shutzer For For M0201 51380
2 Ratify Auditors For For M0101 51380
1.1 Elect Director Stephen B. Ashley For For M0201 56410
1.1 Elect Director Paul Berg For For M0201 57640
1.1 Elect Director Alfred P. West, Jr. For Withhold M0201 56730
1.1 Elect Director Joe K. Pickett For For M0201 56410
1.11 Elect Director Leslie Rahl For For M0201 56410
1.12 Elect Director Franklin D. Raines For For M0201 56410
1.13 Elect Director H. Patrick Swygert For For M0201 56410
1.2 Elect Director Kenneth M. Duberstein For For M0201 56410
1.2 Elect Director Etienne F. Davignon For For M0201 57640
1.2 Elect Director William M. Doran For Withhold M0201 56730
1.3 Elect Director Thomas P. Gerrity For For M0201 56410
1.3 Elect Director James M. Denny For For M0201 57640
1.3 Elect Director Howard D. Ross For For M0201 56730
1.4 Elect Director Timothy Howard For For M0201 56410
1.4 Elect Director John C. Martin For For M0201 57640
1.4 Elect Director Thomas W. Smith For For M0201 56730
1.5 Elect Director Ann Korologos For For M0201 56410
1.5 Elect Director Gordon E. Moore For For M0201 57640
1.6 Elect Director Frederic V. Malek For For M0201 56410
1.6 Elect Director Nicholas G. Moore For For M0201 57640
1.7 Elect Director Donald B. Marron For For M0201 56410
1.7 Elect Director George P. Shultz For For M0201 57640
1.8 Elect Director Daniel H. Mudd For For M0201 56410
1.8 Elect Director Gayle E. Wilson For For M0201 57640
1.9 Elect Director Anne M. Mulcahy For For M0201 56410
2 Ratify Auditors For For M0101 56410
2 Ratify Auditors For For M0101 57640
2 Ratify Auditors For For M0101 56730
3 Amend Employee Stock Purchase Plan For For M0512 56410
3 Approve Omnibus Stock Plan For For M0522 57640
4 Provide for Cumulative Voting Against For S0207 56410
4 Increase Authorized Common Stock For For M0304 57640
1.1 Elect Director Michael J. Boskin For For M0201 105250
1.1 Elect Director Peter W. Williams For For M0201 60650
1.1 Elect Director Walter V. Shipley For For M0201 105250
1.11 Elect Director Rex W. Tillerson For For M0201 105250
1.2 Elect Director James R. Houghton For For M0201 105250
1.2 Elect Director Mark Auerbach For For M0201 60650
1.3 Elect Director William R. Howell For For M0201 105250
1.3 Elect Director John D. Abernathy For For M0201 60650
1.4 Elect Director Reatha Clark King For For M0201 105250
1.5 Elect Director Philip E. Lippincott For For M0201 105250
1.6 Elect Director Harry J. Longwell For For M0201 105250
1.7 Elect Director Henry A. McKinnell, Jr. For For M0201 105250
1.8 Elect Director Marilyn Carlson Nelson For For M0201 105250
1.9 Elect Director Lee R. Raymond For For M0201 105250
10 Amend EEO Statement to Include Reference to Sexual Orientation Against For S0811 105250
11 Report on Climate Change Research Against Against S0742 105250
2 Ratify Auditors For For M0101 105250
2 Change Company Name For For M0111 60650
3 Approve Non-Employee Director Restricted Stock Plan For For M0596 105250
3 Approve Omnibus Stock Plan For For M0522 60650
4 Affirm Political Nonpartisanship Against Against S0807 105250
4 Amend Non-Employee Director Stock Option Plan For For M0526 60650
5 Report on Political Contributions/Activities Against Against S0807 105250
5 Approve Executive Incentive Bonus Plan For For M0535 60650
6 Report on Equatorial Guinea Against Against S0999 105250
7 Separate Chairman and CEO Positions Against Against S0107 105250
8 Prohibit Awards to Executives Against Against S0501 105250
9 Report on Stock Option Distribution by Race and Gender Against Against S0814 105250
1.1 Elect Director Bobby R. Johnson, Jr. For For M0201 51820
1.2 Elect Director Andrew K. Ludwick For For M0201 51820
1.3 Elect Director Alfred J. Amoroso For For M0201 51820
1.4 Elect Director C. Nicholas Keating, Jr. For For M0201 51820
1.5 Elect Director J. Steven Young For Withhold M0201 51820
1.6 Elect Director Alan L. Earhart For For M0201 51820
2 Ratify Auditors For For M0101 51820
1.1 Elect Director James W. Breyer For For M0201 129820
1.1 Elect Director Jack C. Shewmaker For For M0201 129820
1.11 Elect Director Jose H. Villarreal For For M0201 129820
1.12 Elect Director John T. Walton For For M0201 129820
1.13 Elect Director S. Robson Walton For For M0201 129820
1.14 Elect Director Christopher J. Williams For For M0201 129820
1.2 Elect Director M. Michele Burns For For M0201 129820
1.3 Elect Director Thomas M. Coughlin For For M0201 129820
1.4 Elect Director David D. Glass For For M0201 129820
1.5 Elect Director Roland A. Hernandez For For M0201 129820
1.6 Elect Director Dawn G. Lepore For For M0201 129820
1.7 Elect Director John D. Opie For For M0201 129820
1.8 Elect Director J. Paul Reason For For M0201 129820
1.9 Elect Director H. Lee Scott, Jr. For For M0201 129820
10 Prepare Diversity Report Against For S0814 129820
11 Submit Executive Compensation to Vote Against For S0508 129820
2 Approve Stock Option Plan For For M0501 129820
3 Approve Stock Option Plan For For M0501 129820
4 Amend Employee Stock Purchase Plan For For M0512 129820
5 Ratify Auditors For For M0101 129820
6 Separate Chairman and CEO Positions Against For S0107 129820
7 Prepare Sustainability Report Against For S0999 129820
8 Report on Stock Option Distribution by Race and Gender Against For S0814 129820
9 Report on Genetically Modified Organisms (GMO) Against Against S0736 129820
1 Increase Authorized Common Stock For For M0304 57100
1.1 Elect Director Dean O. Morton For Withhold M0201 56440
1.2 Elect Director George Reyes For For M0201 56440
2 Ratify Auditors For Against M0101 56440
1.1 Elect Director Charles J. Wyly, Jr. For For M0201 84200
1.1 Elect Director Arthur M. Blank For For M0201 185880
1.2 Elect Director Sam Wyly For For M0201 84200
1.2 Elect Director Gary L. Crittenden For For M0201 185880
1.3 Elect Director Richard E. Hanlon For For M0201 84200
1.3 Elect Director Martin Trust For For M0201 185880
1.4 Elect Director Richard C. Marcus For For M0201 84200
1.4 Elect Director Paul F. Walsh For For M0201 185880
1.5 Elect Director Liz Minyard For For M0201 84200
1.6 Elect Director Cece Smith For For M0201 84200
2 Ratify Auditors For For M0101 84200
2 Approve Omnibus Stock Plan For For M0522 185880
3 Increase Authorized Common Stock For For M0304 84200
3 Amend Employee Stock Purchase Plan For For M0512 185880
4 Amend Employee Stock Purchase Plan For For M0512 185880
5 Ratify Auditors For For M0101 185880
6 Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote Against Against S0302 185880
7 Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote Against For S0302 185880
8 Limit Executive Compensation Against Against S0508 185880
9 Prohibit Auditor from Providing Non-Audit Services Against Against S0810 185880
1.1 Elect Director Bradbury H. Anderson For For M0201 108370
1.2 Elect Director K.J. Higgins Victor For For M0201 108370
1.3 Elect Director Allen U. Lenzmeier For For M0201 108370
1.4 Elect Director Frank D. Trestman For For M0201 108370
1.5 Elect Director James C. Wetherbe For For M0201 108370
1.6 Elect Director Ronald James For For M0201 108370
1.7 Elect Director Matthew H. Paull For For M0201 108370
1.8 Elect Director Mary A. Tolan For For M0201 108370
2 Ratify Auditors For For M0101 108370
3 Approve Omnibus Stock Plan For For M0522 108370
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Principal Growth Fund, Inc.
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By (Signature and Title) /s/ Ralph C. Eucher
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Ralph C. Eucher
President and Chief Executive Officer
Date January 14, 2005
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