UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-05171
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Principal MidCap Fund, Inc.
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(Exact name of registrant as specified in charter)
711 High Street, Des Moines, Iowa 50392-2080
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(Address of principal executive offices) (Zip code)
MICHAEL D. ROUGHTON Copy to:
The Principal Financial Group John W. Blouch, Esq.
Des Moines, Iowa 50392-0300 Dykema Gossett PLLC
Franklin Square, Suite 300 West
1300 I Street, N.W.
Washington, DC 20005-3306
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(Name and address of agent for service)
Registrant's telephone number, including area code: 515-248-3842
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Date of fiscal year end: 10/31/2003
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Date of reporting period: 07/01/2003 - 06/30/2004
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Item 1 Proxy Voting Record
Fund Name: Principal MidCap Fund, Inc.
Advisor: PGI
SecID Ticker Company Name Meetingdate Ballot Item #
400518106 GTK GTECH Holdings Corp. 8/4/2003 1.1
400518106 GTK GTECH Holdings Corp. 8/4/2003 1.2
400518106 GTK GTECH Holdings Corp. 8/4/2003 1.3
400518106 GTK GTECH Holdings Corp. 8/4/2003 2
400518106 GTK GTECH Holdings Corp. 8/4/2003 3
18804104 ATK Alliant Techsystems Inc. 8/5/2003 1.1
18804104 ATK Alliant Techsystems Inc. 8/5/2003 1.2
18804104 ATK Alliant Techsystems Inc. 8/5/2003 1.3
18804104 ATK Alliant Techsystems Inc. 8/5/2003 1.4
18804104 ATK Alliant Techsystems Inc. 8/5/2003 1.5
18804104 ATK Alliant Techsystems Inc. 8/5/2003 1.6
18804104 ATK Alliant Techsystems Inc. 8/5/2003 1.7
18804104 ATK Alliant Techsystems Inc. 8/5/2003 1.8
18804104 ATK Alliant Techsystems Inc. 8/5/2003 1.9
18804104 ATK Alliant Techsystems Inc. 8/5/2003 2
18804104 ATK Alliant Techsystems Inc. 8/5/2003 3
731572103 RL Polo Ralph Lauren Corp. 8/14/2003 1.1
731572103 RL Polo Ralph Lauren Corp. 8/14/2003 1.2
731572103 RL Polo Ralph Lauren Corp. 8/14/2003 2
731572103 RL Polo Ralph Lauren Corp. 8/14/2003 3
03822W109 AMCC Applied Micro Circuits Corp. 8/27/2003 1.1
03822W109 AMCC Applied Micro Circuits Corp. 8/27/2003 1.2
03822W109 AMCC Applied Micro Circuits Corp. 8/27/2003 1.3
03822W109 AMCC Applied Micro Circuits Corp. 8/27/2003 1.4
03822W109 AMCC Applied Micro Circuits Corp. 8/27/2003 1.5
03822W109 AMCC Applied Micro Circuits Corp. 8/27/2003 1.6
03822W109 AMCC Applied Micro Circuits Corp. 8/27/2003 1.7
03822W109 AMCC Applied Micro Circuits Corp. 8/27/2003 1.8
03822W109 AMCC Applied Micro Circuits Corp. 8/27/2003 1.9
03822W109 AMCC Applied Micro Circuits Corp. 8/27/2003 2
747906204 DSS Quantum Corp. 9/3/2003 1.1
747906204 DSS Quantum Corp. 9/3/2003 1.2
747906204 DSS Quantum Corp. 9/3/2003 1.3
747906204 DSS Quantum Corp. 9/3/2003 1.4
747906204 DSS Quantum Corp. 9/3/2003 1.5
747906204 DSS Quantum Corp. 9/3/2003 1.6
747906204 DSS Quantum Corp. 9/3/2003 1.7
747906204 DSS Quantum Corp. 9/3/2003 1.8
747906204 DSS Quantum Corp. 9/3/2003 1.9
747906204 DSS Quantum Corp. 9/3/2003 2
747906204 DSS Quantum Corp. 9/3/2003 3
885535104 COMS 3com Corp. 9/23/2003 1.1
885535104 COMS 3com Corp. 9/23/2003 1.2
885535104 COMS 3com Corp. 9/23/2003 2
885535104 COMS 3com Corp. 9/23/2003 3
885535104 COMS 3com Corp. 9/23/2003 4
90613100 BMET Biomet, Inc. 9/27/2003 1.1
90613100 BMET Biomet, Inc. 9/27/2003 1.2
90613100 BMET Biomet, Inc. 9/27/2003 1.3
90613100 BMET Biomet, Inc. 9/27/2003 1.4
90613100 BMET Biomet, Inc. 9/27/2003 2
316326107 FNF Fidelity National Financial, Inc. 9/29/2003 1
316326107 FNF Fidelity National Financial, Inc. 9/29/2003 2.1
316326107 FNF Fidelity National Financial, Inc. 9/29/2003 2.2
316326107 FNF Fidelity National Financial, Inc. 9/29/2003 2.3
316326107 FNF Fidelity National Financial, Inc. 9/29/2003 2.4
316326107 FNF Fidelity National Financial, Inc. 9/29/2003 2.5
101137107 BSX Boston Scientific Corp. 10/6/2003 1
461202103 INTU Intuit, Inc. 10/30/2003 1.1
461202103 INTU Intuit, Inc. 10/30/2003 1.2
461202103 INTU Intuit, Inc. 10/30/2003 1.3
461202103 INTU Intuit, Inc. 10/30/2003 1.4
461202103 INTU Intuit, Inc. 10/30/2003 1.5
461202103 INTU Intuit, Inc. 10/30/2003 1.6
461202103 INTU Intuit, Inc. 10/30/2003 1.7
461202103 INTU Intuit, Inc. 10/30/2003 1.8
461202103 INTU Intuit, Inc. 10/30/2003 2
461202103 INTU Intuit, Inc. 10/30/2003 3
90597105 Biogen, Inc. 11/12/2003 1
90597105 Biogen, Inc. 11/12/2003 2
513847103 LANC Lancaster Colony Corp. 11/17/2003 1.1
513847103 LANC Lancaster Colony Corp. 11/17/2003 1.2
513847103 LANC Lancaster Colony Corp. 11/17/2003 1.3
233326107 DST DST Systems, Inc. 11/28/2003 1
97383103 BCC Boise Cascade Corp. 12/9/2003 1
97383103 BCC Boise Cascade Corp. 12/9/2003 2
205862402 CMVT Comverse Technology, Inc. 12/16/2003 1.1
205862402 CMVT Comverse Technology, Inc. 12/16/2003 1.2
205862402 CMVT Comverse Technology, Inc. 12/16/2003 1.3
205862402 CMVT Comverse Technology, Inc. 12/16/2003 1.4
205862402 CMVT Comverse Technology, Inc. 12/16/2003 1.5
205862402 CMVT Comverse Technology, Inc. 12/16/2003 1.6
205862402 CMVT Comverse Technology, Inc. 12/16/2003 1.7
205862402 CMVT Comverse Technology, Inc. 12/16/2003 2
205862402 CMVT Comverse Technology, Inc. 12/16/2003 3
205862402 CMVT Comverse Technology, Inc. 12/16/2003 4
37411105 APA Apache Corp. 12/18/2003 1
222372104 CFC Countrywide Financial Corp. 1/9/2004 1
247357106 DLP Delta & Pine Land Company 1/15/2004 1.1
247357106 DLP Delta & Pine Land Company 1/15/2004 1.2
247357106 DLP Delta & Pine Land Company 1/15/2004 2
640204202 NMG.A The Neiman Marcus Group, Inc. 1/16/2004 1.1
640204202 NMG.A The Neiman Marcus Group, Inc. 1/16/2004 1.2
640204202 NMG.A The Neiman Marcus Group, Inc. 1/16/2004 1.3
640204202 NMG.A The Neiman Marcus Group, Inc. 1/16/2004 1.4
640204202 NMG.A The Neiman Marcus Group, Inc. 1/16/2004 2
640204202 NMG.A The Neiman Marcus Group, Inc. 1/16/2004 3
640204202 NMG.A The Neiman Marcus Group, Inc. 1/16/2004 4
55482103 BJS BJ Services Company 1/22/2004 1.1
55482103 BJS BJ Services Company 1/22/2004 1.2
55482103 BJS BJ Services Company 1/22/2004 2
55482103 BJS BJ Services Company 1/22/2004 3
22160K105 COST Costco Wholesale Corporation 1/29/2004 1.1
22160K105 COST Costco Wholesale Corporation 1/29/2004 1.2
22160K105 COST Costco Wholesale Corporation 1/29/2004 1.3
22160K105 COST Costco Wholesale Corporation 1/29/2004 1.4
22160K105 COST Costco Wholesale Corporation 1/29/2004 1.5
22160K105 COST Costco Wholesale Corporation 1/29/2004 2
22160K105 COST Costco Wholesale Corporation 1/29/2004 3
22160K105 COST Costco Wholesale Corporation 1/29/2004 4
774341101 COL Rockwell Collins, Inc. 2/10/2004 1.1
774341101 COL Rockwell Collins, Inc. 2/10/2004 1.2
774341101 COL Rockwell Collins, Inc. 2/10/2004 2
75887109 BDX Becton, Dickinson and Company 2/11/2004 1.1
75887109 BDX Becton, Dickinson and Company 2/11/2004 1.2
75887109 BDX Becton, Dickinson and Company 2/11/2004 1.3
75887109 BDX Becton, Dickinson and Company 2/11/2004 1.4
75887109 BDX Becton, Dickinson and Company 2/11/2004 2
75887109 BDX Becton, Dickinson and Company 2/11/2004 3
75887109 BDX Becton, Dickinson and Company 2/11/2004 4
431573104 HB Hillenbrand Industries, Inc. 2/12/2004 1.1
761695105 REY Reynolds & Reynolds Co. (The) 2/12/2004 1.1
431573104 HB Hillenbrand Industries, Inc. 2/12/2004 1.2
761695105 REY Reynolds & Reynolds Co. (The) 2/12/2004 1.2
431573104 HB Hillenbrand Industries, Inc. 2/12/2004 1.3
761695105 REY Reynolds & Reynolds Co. (The) 2/12/2004 1.3
431573104 HB Hillenbrand Industries, Inc. 2/12/2004 2
761695105 REY Reynolds & Reynolds Co. (The) 2/12/2004 2
431573104 HB Hillenbrand Industries, Inc. 2/12/2004 3
761695105 REY Reynolds & Reynolds Co. (The) 2/12/2004 3
761695105 REY Reynolds & Reynolds Co. (The) 2/12/2004 4
421933102 HMA Health Management Associates, Inc. 2/17/2004 1.1
421933102 HMA Health Management Associates, Inc. 2/17/2004 1.2
421933102 HMA Health Management Associates, Inc. 2/17/2004 1.3
421933102 HMA Health Management Associates, Inc. 2/17/2004 1.4
421933102 HMA Health Management Associates, Inc. 2/17/2004 1.5
421933102 HMA Health Management Associates, Inc. 2/17/2004 1.6
421933102 HMA Health Management Associates, Inc. 2/17/2004 1.7
421933102 HMA Health Management Associates, Inc. 2/17/2004 1.8
92220P105 VAR Varian Medical Systems Inc 2/19/2004 1.1
92220P105 VAR Varian Medical Systems Inc 2/19/2004 1.1
92220P105 VAR Varian Medical Systems Inc 2/19/2004 1.2
92220P105 VAR Varian Medical Systems Inc 2/19/2004 1.2
92220P105 VAR Varian Medical Systems Inc 2/19/2004 1.3
92220P105 VAR Varian Medical Systems Inc 2/19/2004 1.3
92220P105 VAR Varian Medical Systems Inc 2/19/2004 2
92220P105 VAR Varian Medical Systems Inc 2/19/2004 2
459902102 IGT International Game Technology 3/2/2004 1.1
459902102 IGT International Game Technology 3/2/2004 1.2
459902102 IGT International Game Technology 3/2/2004 1.3
459902102 IGT International Game Technology 3/2/2004 1.4
459902102 IGT International Game Technology 3/2/2004 1.5
459902102 IGT International Game Technology 3/2/2004 1.6
459902102 IGT International Game Technology 3/2/2004 1.7
459902102 IGT International Game Technology 3/2/2004 1.8
459902102 IGT International Game Technology 3/2/2004 1.9
459902102 IGT International Game Technology 3/2/2004 2
459902102 IGT International Game Technology 3/2/2004 3
75811109 BEC Beckman Coulter, Inc. 4/1/2004 1.1
75811109 BEC Beckman Coulter, Inc. 4/1/2004 1.2
75811109 BEC Beckman Coulter, Inc. 4/1/2004 1.3
75811109 BEC Beckman Coulter, Inc. 4/1/2004 2
294549100 EQT Equitable Resources, Inc. 4/14/2004 1.1
294549100 EQT Equitable Resources, Inc. 4/14/2004 1.2
294549100 EQT Equitable Resources, Inc. 4/14/2004 1.3
294549100 EQT Equitable Resources, Inc. 4/14/2004 1.4
294549100 EQT Equitable Resources, Inc. 4/14/2004 2
294549100 EQT Equitable Resources, Inc. 4/14/2004 3
97383103 BCC Boise Cascade Corp. 4/15/2004 1.1
811054204 SSP E.W. Scripps Co. (The) 4/15/2004 1.1
97383103 BCC Boise Cascade Corp. 4/15/2004 1.2
811054204 SSP E.W. Scripps Co. (The) 4/15/2004 1.2
97383103 BCC Boise Cascade Corp. 4/15/2004 1.3
811054204 SSP E.W. Scripps Co. (The) 4/15/2004 1.3
97383103 BCC Boise Cascade Corp. 4/15/2004 1.4
811054204 SSP E.W. Scripps Co. (The) 4/15/2004 1.4
97383103 BCC Boise Cascade Corp. 4/15/2004 2
97383103 BCC Boise Cascade Corp. 4/15/2004 3
260003108 DOV Dover Corp. 4/20/2004 1.1
55261F104 MTB M & T Bank Corp. 4/20/2004 1.1
260003108 DOV Dover Corp. 4/20/2004 1.1
55261F104 MTB M & T Bank Corp. 4/20/2004 1.1
55261F104 MTB M & T Bank Corp. 4/20/2004 1.11
55261F104 MTB M & T Bank Corp. 4/20/2004 1.12
55261F104 MTB M & T Bank Corp. 4/20/2004 1.13
55261F104 MTB M & T Bank Corp. 4/20/2004 1.14
55261F104 MTB M & T Bank Corp. 4/20/2004 1.15
55261F104 MTB M & T Bank Corp. 4/20/2004 1.16
55261F104 MTB M & T Bank Corp. 4/20/2004 1.17
55261F104 MTB M & T Bank Corp. 4/20/2004 1.18
55261F104 MTB M & T Bank Corp. 4/20/2004 1.19
260003108 DOV Dover Corp. 4/20/2004 1.2
55261F104 MTB M & T Bank Corp. 4/20/2004 1.2
55261F104 MTB M & T Bank Corp. 4/20/2004 1.2
55261F104 MTB M & T Bank Corp. 4/20/2004 1.21
55261F104 MTB M & T Bank Corp. 4/20/2004 1.22
55261F104 MTB M & T Bank Corp. 4/20/2004 1.23
55261F104 MTB M & T Bank Corp. 4/20/2004 1.24
55261F104 MTB M & T Bank Corp. 4/20/2004 1.25
55261F104 MTB M & T Bank Corp. 4/20/2004 1.26
260003108 DOV Dover Corp. 4/20/2004 1.3
55261F104 MTB M & T Bank Corp. 4/20/2004 1.3
260003108 DOV Dover Corp. 4/20/2004 1.4
55261F104 MTB M & T Bank Corp. 4/20/2004 1.4
260003108 DOV Dover Corp. 4/20/2004 1.5
55261F104 MTB M & T Bank Corp. 4/20/2004 1.5
260003108 DOV Dover Corp. 4/20/2004 1.6
55261F104 MTB M & T Bank Corp. 4/20/2004 1.6
260003108 DOV Dover Corp. 4/20/2004 1.7
55261F104 MTB M & T Bank Corp. 4/20/2004 1.7
260003108 DOV Dover Corp. 4/20/2004 1.8
55261F104 MTB M & T Bank Corp. 4/20/2004 1.8
260003108 DOV Dover Corp. 4/20/2004 1.9
55261F104 MTB M & T Bank Corp. 4/20/2004 1.9
260003108 DOV Dover Corp. 4/20/2004 2
55261F104 MTB M & T Bank Corp. 4/20/2004 2
260003108 DOV Dover Corp. 4/20/2004 3
122014103 BR Burlington Resources Inc. 4/21/2004 1.1
160903100 CF Charter One Financial, Inc. 4/21/2004 1.1
501940100 LNR LNR Property Corp. 4/21/2004 1.1
844730101 SOTR SouthTrust Corp. 4/21/2004 1.1
122014103 BR Burlington Resources Inc. 4/21/2004 1.1
122014103 BR Burlington Resources Inc. 4/21/2004 1.11
122014103 BR Burlington Resources Inc. 4/21/2004 1.12
122014103 BR Burlington Resources Inc. 4/21/2004 1.13
122014103 BR Burlington Resources Inc. 4/21/2004 1.14
122014103 BR Burlington Resources Inc. 4/21/2004 1.15
122014103 BR Burlington Resources Inc. 4/21/2004 1.2
160903100 CF Charter One Financial, Inc. 4/21/2004 1.2
501940100 LNR LNR Property Corp. 4/21/2004 1.2
844730101 SOTR SouthTrust Corp. 4/21/2004 1.2
122014103 BR Burlington Resources Inc. 4/21/2004 1.3
160903100 CF Charter One Financial, Inc. 4/21/2004 1.3
501940100 LNR LNR Property Corp. 4/21/2004 1.3
844730101 SOTR SouthTrust Corp. 4/21/2004 1.3
122014103 BR Burlington Resources Inc. 4/21/2004 1.4
160903100 CF Charter One Financial, Inc. 4/21/2004 1.4
844730101 SOTR SouthTrust Corp. 4/21/2004 1.4
122014103 BR Burlington Resources Inc. 4/21/2004 1.5
160903100 CF Charter One Financial, Inc. 4/21/2004 1.5
122014103 BR Burlington Resources Inc. 4/21/2004 1.6
160903100 CF Charter One Financial, Inc. 4/21/2004 1.6
122014103 BR Burlington Resources Inc. 4/21/2004 1.7
122014103 BR Burlington Resources Inc. 4/21/2004 1.8
122014103 BR Burlington Resources Inc. 4/21/2004 1.9
122014103 BR Burlington Resources Inc. 4/21/2004 2
160903100 CF Charter One Financial, Inc. 4/21/2004 2
501940100 LNR LNR Property Corp. 4/21/2004 2
844730101 SOTR SouthTrust Corp. 4/21/2004 2
122014103 BR Burlington Resources Inc. 4/21/2004 3
160903100 CF Charter One Financial, Inc. 4/21/2004 3
501940100 LNR LNR Property Corp. 4/21/2004 3
844730101 SOTR SouthTrust Corp. 4/21/2004 3
844730101 SOTR SouthTrust Corp. 4/21/2004 4
253651103 DBD Diebold, Inc. 4/22/2004 1.1
529771107 LXK Lexmark International, Inc. 4/22/2004 1.1
909214108 UIS Unisys Corp. 4/22/2004 1.1
957090103 WABC Westamerica Bancorporation 4/22/2004 1.1
253651103 DBD Diebold, Inc. 4/22/2004 1.1
957090103 WABC Westamerica Bancorporation 4/22/2004 1.1
253651103 DBD Diebold, Inc. 4/22/2004 1.11
253651103 DBD Diebold, Inc. 4/22/2004 1.12
253651103 DBD Diebold, Inc. 4/22/2004 1.2
529771107 LXK Lexmark International, Inc. 4/22/2004 1.2
909214108 UIS Unisys Corp. 4/22/2004 1.2
957090103 WABC Westamerica Bancorporation 4/22/2004 1.2
253651103 DBD Diebold, Inc. 4/22/2004 1.3
529771107 LXK Lexmark International, Inc. 4/22/2004 1.3
909214108 UIS Unisys Corp. 4/22/2004 1.3
957090103 WABC Westamerica Bancorporation 4/22/2004 1.3
253651103 DBD Diebold, Inc. 4/22/2004 1.4
529771107 LXK Lexmark International, Inc. 4/22/2004 1.4
909214108 UIS Unisys Corp. 4/22/2004 1.4
957090103 WABC Westamerica Bancorporation 4/22/2004 1.4
253651103 DBD Diebold, Inc. 4/22/2004 1.5
957090103 WABC Westamerica Bancorporation 4/22/2004 1.5
253651103 DBD Diebold, Inc. 4/22/2004 1.6
957090103 WABC Westamerica Bancorporation 4/22/2004 1.6
253651103 DBD Diebold, Inc. 4/22/2004 1.7
957090103 WABC Westamerica Bancorporation 4/22/2004 1.7
253651103 DBD Diebold, Inc. 4/22/2004 1.8
957090103 WABC Westamerica Bancorporation 4/22/2004 1.8
253651103 DBD Diebold, Inc. 4/22/2004 1.9
957090103 WABC Westamerica Bancorporation 4/22/2004 1.9
253651103 DBD Diebold, Inc. 4/22/2004 2
529771107 LXK Lexmark International, Inc. 4/22/2004 2
957090103 WABC Westamerica Bancorporation 4/22/2004 2
529771107 LXK Lexmark International, Inc. 4/22/2004 3
384109104 GGG Graco Inc. 4/23/2004 1.1
384109104 GGG Graco Inc. 4/23/2004 1.2
384109104 GGG Graco Inc. 4/23/2004 1.3
384109104 GGG Graco Inc. 4/23/2004 1.4
384109104 GGG Graco Inc. 4/23/2004 1.5
384109104 GGG Graco Inc. 4/23/2004 2
23608102 AEE Ameren Corporation 4/27/2004 1.1
571834100 MI Marshall & Ilsley Corp. 4/27/2004 1.1
659424105 NFB North Fork Bancorporation, Inc. 4/27/2004 1.1
23608102 AEE Ameren Corporation 4/27/2004 1.1
23608102 AEE Ameren Corporation 4/27/2004 1.11
23608102 AEE Ameren Corporation 4/27/2004 1.12
23608102 AEE Ameren Corporation 4/27/2004 1.2
571834100 MI Marshall & Ilsley Corp. 4/27/2004 1.2
659424105 NFB North Fork Bancorporation, Inc. 4/27/2004 1.2
23608102 AEE Ameren Corporation 4/27/2004 1.3
571834100 MI Marshall & Ilsley Corp. 4/27/2004 1.3
659424105 NFB North Fork Bancorporation, Inc. 4/27/2004 1.3
23608102 AEE Ameren Corporation 4/27/2004 1.4
571834100 MI Marshall & Ilsley Corp. 4/27/2004 1.4
23608102 AEE Ameren Corporation 4/27/2004 1.5
571834100 MI Marshall & Ilsley Corp. 4/27/2004 1.5
23608102 AEE Ameren Corporation 4/27/2004 1.6
571834100 MI Marshall & Ilsley Corp. 4/27/2004 1.6
23608102 AEE Ameren Corporation 4/27/2004 1.7
571834100 MI Marshall & Ilsley Corp. 4/27/2004 1.7
23608102 AEE Ameren Corporation 4/27/2004 1.8
23608102 AEE Ameren Corporation 4/27/2004 1.9
23608102 AEE Ameren Corporation 4/27/2004 2
659424105 NFB North Fork Bancorporation, Inc. 4/27/2004 2
23608102 AEE Ameren Corporation 4/27/2004 3
565849106 MRO Marathon Oil Corp 4/28/2004 1.1
6.2886E+112 NCR NCR Corporation 4/28/2004 1.1
651639106 NEM Newmont Mining Corp. (Holding Company) 4/28/2004 1.1
872275102 TCB TCF Financial Corp. 4/28/2004 1.1
651639106 NEM Newmont Mining Corp. (Holding Company) 4/28/2004 1.1
651639106 NEM Newmont Mining Corp. (Holding Company) 4/28/2004 1.11
651639106 NEM Newmont Mining Corp. (Holding Company) 4/28/2004 1.12
565849106 MRO Marathon Oil Corp 4/28/2004 1.2
6.2886E+112 NCR NCR Corporation 4/28/2004 1.2
651639106 NEM Newmont Mining Corp. (Holding Company) 4/28/2004 1.2
872275102 TCB TCF Financial Corp. 4/28/2004 1.2
565849106 MRO Marathon Oil Corp 4/28/2004 1.3
6.2886E+112 NCR NCR Corporation 4/28/2004 1.3
651639106 NEM Newmont Mining Corp. (Holding Company) 4/28/2004 1.3
872275102 TCB TCF Financial Corp. 4/28/2004 1.3
565849106 MRO Marathon Oil Corp 4/28/2004 1.4
6.2886E+112 NCR NCR Corporation 4/28/2004 1.4
651639106 NEM Newmont Mining Corp. (Holding Company) 4/28/2004 1.4
872275102 TCB TCF Financial Corp. 4/28/2004 1.4
651639106 NEM Newmont Mining Corp. (Holding Company) 4/28/2004 1.5
651639106 NEM Newmont Mining Corp. (Holding Company) 4/28/2004 1.6
651639106 NEM Newmont Mining Corp. (Holding Company) 4/28/2004 1.7
651639106 NEM Newmont Mining Corp. (Holding Company) 4/28/2004 1.8
651639106 NEM Newmont Mining Corp. (Holding Company) 4/28/2004 1.9
565849106 MRO Marathon Oil Corp 4/28/2004 2
6.2886E+112 NCR NCR Corporation 4/28/2004 2
651639106 NEM Newmont Mining Corp. (Holding Company) 4/28/2004 2
872275102 TCB TCF Financial Corp. 4/28/2004 2
565849106 MRO Marathon Oil Corp 4/28/2004 3
6.2886E+112 NCR NCR Corporation 4/28/2004 3
651639106 NEM Newmont Mining Corp. (Holding Company) 4/28/2004 3
872275102 TCB TCF Financial Corp. 4/28/2004 3
565849106 MRO Marathon Oil Corp 4/28/2004 4
6.2886E+112 NCR NCR Corporation 4/28/2004 4
872275102 TCB TCF Financial Corp. 4/28/2004 4
872275102 TCB TCF Financial Corp. 4/28/2004 5
413619107 HET Harrah's Entertainment, Inc. 4/29/2004 1.1
80589M102 SCG SCANA Corporation 4/29/2004 1.1
891027104 TMK Torchmark Corp. 4/29/2004 1.1
413619107 HET Harrah's Entertainment, Inc. 4/29/2004 1.2
80589M102 SCG SCANA Corporation 4/29/2004 1.2
891027104 TMK Torchmark Corp. 4/29/2004 1.2
413619107 HET Harrah's Entertainment, Inc. 4/29/2004 1.3
80589M102 SCG SCANA Corporation 4/29/2004 1.3
891027104 TMK Torchmark Corp. 4/29/2004 1.3
413619107 HET Harrah's Entertainment, Inc. 4/29/2004 1.4
80589M102 SCG SCANA Corporation 4/29/2004 1.4
891027104 TMK Torchmark Corp. 4/29/2004 1.4
891027104 TMK Torchmark Corp. 4/29/2004 1.5
413619107 HET Harrah's Entertainment, Inc. 4/29/2004 2
80589M102 SCG SCANA Corporation 4/29/2004 2
891027104 TMK Torchmark Corp. 4/29/2004 2
413619107 HET Harrah's Entertainment, Inc. 4/29/2004 3
80589M102 SCG SCANA Corporation 4/29/2004 3
891027104 TMK Torchmark Corp. 4/29/2004 3
413619107 HET Harrah's Entertainment, Inc. 4/29/2004 4
891027104 TMK Torchmark Corp. 4/29/2004 4
413619107 HET Harrah's Entertainment, Inc. 4/29/2004 5
191219104 CCE Coca-Cola Enterprises Inc. 4/30/2004 1.1
81760N109 SVM The Servicemaster Company 4/30/2004 1.1
191219104 CCE Coca-Cola Enterprises Inc. 4/30/2004 1.2
81760N109 SVM The Servicemaster Company 4/30/2004 1.2
191219104 CCE Coca-Cola Enterprises Inc. 4/30/2004 1.3
81760N109 SVM The Servicemaster Company 4/30/2004 1.3
191219104 CCE Coca-Cola Enterprises Inc. 4/30/2004 1.4
191219104 CCE Coca-Cola Enterprises Inc. 4/30/2004 1.5
191219104 CCE Coca-Cola Enterprises Inc. 4/30/2004 2
81760N109 SVM The Servicemaster Company 4/30/2004 2
191219104 CCE Coca-Cola Enterprises Inc. 4/30/2004 3
81760N109 SVM The Servicemaster Company 4/30/2004 3
191219104 CCE Coca-Cola Enterprises Inc. 4/30/2004 4
81760N109 SVM The Servicemaster Company 4/30/2004 4
191219104 CCE Coca-Cola Enterprises Inc. 4/30/2004 5
191219104 CCE Coca-Cola Enterprises Inc. 4/30/2004 6
191219104 CCE Coca-Cola Enterprises Inc. 4/30/2004 7
191219104 CCE Coca-Cola Enterprises Inc. 4/30/2004 8
191219104 CCE Coca-Cola Enterprises Inc. 4/30/2004 9
1055102 AFL AFLAC Incorporated 5/3/2004 1.1
890516107 TR Tootsie Roll Industries, Inc. 5/3/2004 1.1
1055102 AFL AFLAC Incorporated 5/3/2004 1.1
1055102 AFL AFLAC Incorporated 5/3/2004 1.11
1055102 AFL AFLAC Incorporated 5/3/2004 1.12
1055102 AFL AFLAC Incorporated 5/3/2004 1.13
1055102 AFL AFLAC Incorporated 5/3/2004 1.14
1055102 AFL AFLAC Incorporated 5/3/2004 1.15
1055102 AFL AFLAC Incorporated 5/3/2004 1.16
1055102 AFL AFLAC Incorporated 5/3/2004 1.17
1055102 AFL AFLAC Incorporated 5/3/2004 1.2
890516107 TR Tootsie Roll Industries, Inc. 5/3/2004 1.2
1055102 AFL AFLAC Incorporated 5/3/2004 1.3
890516107 TR Tootsie Roll Industries, Inc. 5/3/2004 1.3
1055102 AFL AFLAC Incorporated 5/3/2004 1.4
890516107 TR Tootsie Roll Industries, Inc. 5/3/2004 1.4
1055102 AFL AFLAC Incorporated 5/3/2004 1.5
890516107 TR Tootsie Roll Industries, Inc. 5/3/2004 1.5
1055102 AFL AFLAC Incorporated 5/3/2004 1.6
1055102 AFL AFLAC Incorporated 5/3/2004 1.7
1055102 AFL AFLAC Incorporated 5/3/2004 1.8
1055102 AFL AFLAC Incorporated 5/3/2004 1.9
1055102 AFL AFLAC Incorporated 5/3/2004 2
890516107 TR Tootsie Roll Industries, Inc. 5/3/2004 2
1055102 AFL AFLAC Incorporated 5/3/2004 3
29712106 ASD American Standard Companies, Inc. 5/4/2004 1.1
149113102 CDX Catellus Development Corp. 5/4/2004 1.1
169905106 CHH Choice Hotels International, Inc. 5/4/2004 1.1
2.6483E+104 DNB The Dun & Bradstreet Corp 5/4/2004 1.1
499040103 KRI Knight-Ridder, Inc. 5/4/2004 1.1
902911106 UST UST Inc. 5/4/2004 1.1
29712106 ASD American Standard Companies, Inc. 5/4/2004 1.2
149113102 CDX Catellus Development Corp. 5/4/2004 1.2
169905106 CHH Choice Hotels International, Inc. 5/4/2004 1.2
2.6483E+104 DNB The Dun & Bradstreet Corp 5/4/2004 1.2
499040103 KRI Knight-Ridder, Inc. 5/4/2004 1.2
902911106 UST UST Inc. 5/4/2004 1.2
29712106 ASD American Standard Companies, Inc. 5/4/2004 1.3
149113102 CDX Catellus Development Corp. 5/4/2004 1.3
2.6483E+104 DNB The Dun & Bradstreet Corp 5/4/2004 1.3
499040103 KRI Knight-Ridder, Inc. 5/4/2004 1.3
902911106 UST UST Inc. 5/4/2004 1.3
149113102 CDX Catellus Development Corp. 5/4/2004 1.4
499040103 KRI Knight-Ridder, Inc. 5/4/2004 1.4
149113102 CDX Catellus Development Corp. 5/4/2004 1.5
149113102 CDX Catellus Development Corp. 5/4/2004 1.6
149113102 CDX Catellus Development Corp. 5/4/2004 1.7
149113102 CDX Catellus Development Corp. 5/4/2004 1.8
149113102 CDX Catellus Development Corp. 5/4/2004 1.9
29712106 ASD American Standard Companies, Inc. 5/4/2004 2
169905106 CHH Choice Hotels International, Inc. 5/4/2004 2
2.6483E+104 DNB The Dun & Bradstreet Corp 5/4/2004 2
499040103 KRI Knight-Ridder, Inc. 5/4/2004 2
902911106 UST UST Inc. 5/4/2004 2
29712106 ASD American Standard Companies, Inc. 5/4/2004 3
902911106 UST UST Inc. 5/4/2004 3
902911106 UST UST Inc. 5/4/2004 4
313747206 FRT Federal Realty Investment Trust 5/5/2004 1.1
755111507 RTN Raytheon Co. 5/5/2004 1.1
313747206 FRT Federal Realty Investment Trust 5/5/2004 1.2
755111507 RTN Raytheon Co. 5/5/2004 1.2
755111507 RTN Raytheon Co. 5/5/2004 1.3
755111507 RTN Raytheon Co. 5/5/2004 1.4
755111507 RTN Raytheon Co. 5/5/2004 1.5
313747206 FRT Federal Realty Investment Trust 5/5/2004 2
755111507 RTN Raytheon Co. 5/5/2004 2
313747206 FRT Federal Realty Investment Trust 5/5/2004 3
755111507 RTN Raytheon Co. 5/5/2004 3
313747206 FRT Federal Realty Investment Trust 5/5/2004 4
755111507 RTN Raytheon Co. 5/5/2004 4
755111507 RTN Raytheon Co. 5/5/2004 5
755111507 RTN Raytheon Co. 5/5/2004 6
755111507 RTN Raytheon Co. 5/5/2004 7
755111507 RTN Raytheon Co. 5/5/2004 8
755111507 RTN Raytheon Co. 5/5/2004 9
37411105 APA Apache Corp. 5/6/2004 1.1
35671D857 FCX Freeport-McMoRan Copper & Gold Inc. 5/6/2004 1.1
422347104 HTLD Heartland Express, Inc. 5/6/2004 1.1
74460D109 PSA Public Storage, Inc. 5/6/2004 1.1
88033G100 THC Tenet Healthcare Corp. 5/6/2004 1.1
74460D109 PSA Public Storage, Inc. 5/6/2004 1.1
37411105 APA Apache Corp. 5/6/2004 1.2
35671D857 FCX Freeport-McMoRan Copper & Gold Inc. 5/6/2004 1.2
422347104 HTLD Heartland Express, Inc. 5/6/2004 1.2
74460D109 PSA Public Storage, Inc. 5/6/2004 1.2
88033G100 THC Tenet Healthcare Corp. 5/6/2004 1.2
37411105 APA Apache Corp. 5/6/2004 1.3
35671D857 FCX Freeport-McMoRan Copper & Gold Inc. 5/6/2004 1.3
422347104 HTLD Heartland Express, Inc. 5/6/2004 1.3
74460D109 PSA Public Storage, Inc. 5/6/2004 1.3
88033G100 THC Tenet Healthcare Corp. 5/6/2004 1.3
37411105 APA Apache Corp. 5/6/2004 1.4
35671D857 FCX Freeport-McMoRan Copper & Gold Inc. 5/6/2004 1.4
422347104 HTLD Heartland Express, Inc. 5/6/2004 1.4
74460D109 PSA Public Storage, Inc. 5/6/2004 1.4
88033G100 THC Tenet Healthcare Corp. 5/6/2004 1.4
35671D857 FCX Freeport-McMoRan Copper & Gold Inc. 5/6/2004 1.5
422347104 HTLD Heartland Express, Inc. 5/6/2004 1.5
74460D109 PSA Public Storage, Inc. 5/6/2004 1.5
88033G100 THC Tenet Healthcare Corp. 5/6/2004 1.5
74460D109 PSA Public Storage, Inc. 5/6/2004 1.6
88033G100 THC Tenet Healthcare Corp. 5/6/2004 1.6
74460D109 PSA Public Storage, Inc. 5/6/2004 1.7
74460D109 PSA Public Storage, Inc. 5/6/2004 1.8
74460D109 PSA Public Storage, Inc. 5/6/2004 1.9
37411105 APA Apache Corp. 5/6/2004 2
35671D857 FCX Freeport-McMoRan Copper & Gold Inc. 5/6/2004 2
74460D109 PSA Public Storage, Inc. 5/6/2004 2
88033G100 THC Tenet Healthcare Corp. 5/6/2004 2
35671D857 FCX Freeport-McMoRan Copper & Gold Inc. 5/6/2004 3
35671D857 FCX Freeport-McMoRan Copper & Gold Inc. 5/6/2004 4
449934108 RX IMS Health Inc. 5/7/2004 1.1
449934108 RX IMS Health Inc. 5/7/2004 1.2
449934108 RX IMS Health Inc. 5/7/2004 1.3
449934108 RX IMS Health Inc. 5/7/2004 2
449934108 RX IMS Health Inc. 5/7/2004 3
449934108 RX IMS Health Inc. 5/7/2004 4
249030107 XRAY Dentsply International, Inc. 5/10/2004 1.1
724479100 PBI Pitney Bowes Inc. 5/10/2004 1.1
249030107 XRAY Dentsply International, Inc. 5/10/2004 1.2
724479100 PBI Pitney Bowes Inc. 5/10/2004 1.2
249030107 XRAY Dentsply International, Inc. 5/10/2004 1.3
724479100 PBI Pitney Bowes Inc. 5/10/2004 1.3
249030107 XRAY Dentsply International, Inc. 5/10/2004 1.4
724479100 PBI Pitney Bowes Inc. 5/10/2004 1.4
249030107 XRAY Dentsply International, Inc. 5/10/2004 2
724479100 PBI Pitney Bowes Inc. 5/10/2004 2
724479100 PBI Pitney Bowes Inc. 5/10/2004 3
450911102 ITT ITT Industries, Inc. 5/11/2004 1
80555105 BLC Belo Corp. 5/11/2004 1.1
233326107 DST DST Systems, Inc. 5/11/2004 1.1
459506101 IFF International Flavors & Fragrances Inc. 5/11/2004 1.1
527288104 LUK Leucadia National Corp. 5/11/2004 1.1
540424108 LTR Loews Corp. 5/11/2004 1.1
760759100 RSG Republic Services, Inc. 5/11/2004 1.1
918866104 VCI Valassis Communications, Inc. 5/11/2004 1.1
92552R109 VVI Viad Corp. 5/11/2004 1.1
540424108 LTR Loews Corp. 5/11/2004 1.1
80555105 BLC Belo Corp. 5/11/2004 1.2
233326107 DST DST Systems, Inc. 5/11/2004 1.2
459506101 IFF International Flavors & Fragrances Inc. 5/11/2004 1.2
527288104 LUK Leucadia National Corp. 5/11/2004 1.2
540424108 LTR Loews Corp. 5/11/2004 1.2
760759100 RSG Republic Services, Inc. 5/11/2004 1.2
918866104 VCI Valassis Communications, Inc. 5/11/2004 1.2
92552R109 VVI Viad Corp. 5/11/2004 1.2
80555105 BLC Belo Corp. 5/11/2004 1.3
459506101 IFF International Flavors & Fragrances Inc. 5/11/2004 1.3
527288104 LUK Leucadia National Corp. 5/11/2004 1.3
540424108 LTR Loews Corp. 5/11/2004 1.3
760759100 RSG Republic Services, Inc. 5/11/2004 1.3
918866104 VCI Valassis Communications, Inc. 5/11/2004 1.3
92552R109 VVI Viad Corp. 5/11/2004 1.3
80555105 BLC Belo Corp. 5/11/2004 1.4
459506101 IFF International Flavors & Fragrances Inc. 5/11/2004 1.4
527288104 LUK Leucadia National Corp. 5/11/2004 1.4
540424108 LTR Loews Corp. 5/11/2004 1.4
760759100 RSG Republic Services, Inc. 5/11/2004 1.4
918866104 VCI Valassis Communications, Inc. 5/11/2004 1.4
92552R109 VVI Viad Corp. 5/11/2004 1.4
80555105 BLC Belo Corp. 5/11/2004 1.5
459506101 IFF International Flavors & Fragrances Inc. 5/11/2004 1.5
527288104 LUK Leucadia National Corp. 5/11/2004 1.5
540424108 LTR Loews Corp. 5/11/2004 1.5
760759100 RSG Republic Services, Inc. 5/11/2004 1.5
918866104 VCI Valassis Communications, Inc. 5/11/2004 1.5
459506101 IFF International Flavors & Fragrances Inc. 5/11/2004 1.6
527288104 LUK Leucadia National Corp. 5/11/2004 1.6
540424108 LTR Loews Corp. 5/11/2004 1.6
760759100 RSG Republic Services, Inc. 5/11/2004 1.6
918866104 VCI Valassis Communications, Inc. 5/11/2004 1.6
459506101 IFF International Flavors & Fragrances Inc. 5/11/2004 1.7
527288104 LUK Leucadia National Corp. 5/11/2004 1.7
540424108 LTR Loews Corp. 5/11/2004 1.7
918866104 VCI Valassis Communications, Inc. 5/11/2004 1.7
459506101 IFF International Flavors & Fragrances Inc. 5/11/2004 1.8
527288104 LUK Leucadia National Corp. 5/11/2004 1.8
540424108 LTR Loews Corp. 5/11/2004 1.8
918866104 VCI Valassis Communications, Inc. 5/11/2004 1.8
540424108 LTR Loews Corp. 5/11/2004 1.9
918866104 VCI Valassis Communications, Inc. 5/11/2004 1.9
80555105 BLC Belo Corp. 5/11/2004 2
233326107 DST DST Systems, Inc. 5/11/2004 2
459506101 IFF International Flavors & Fragrances Inc. 5/11/2004 2
527288104 LUK Leucadia National Corp. 5/11/2004 2
540424108 LTR Loews Corp. 5/11/2004 2
760759100 RSG Republic Services, Inc. 5/11/2004 2
918866104 VCI Valassis Communications, Inc. 5/11/2004 2
92552R109 VVI Viad Corp. 5/11/2004 2
450911102 ITT ITT Industries, Inc. 5/11/2004 2.1
450911102 ITT ITT Industries, Inc. 5/11/2004 2.2
450911102 ITT ITT Industries, Inc. 5/11/2004 2.3
450911102 ITT ITT Industries, Inc. 5/11/2004 2.4
450911102 ITT ITT Industries, Inc. 5/11/2004 2.5
450911102 ITT ITT Industries, Inc. 5/11/2004 2.6
450911102 ITT ITT Industries, Inc. 5/11/2004 2.7
450911102 ITT ITT Industries, Inc. 5/11/2004 2.8
450911102 ITT ITT Industries, Inc. 5/11/2004 2.9
459506101 IFF International Flavors & Fragrances Inc. 5/11/2004 3
527288104 LUK Leucadia National Corp. 5/11/2004 3
540424108 LTR Loews Corp. 5/11/2004 3
92552R109 VVI Viad Corp. 5/11/2004 3
540424108 LTR Loews Corp. 5/11/2004 4
92552R109 VVI Viad Corp. 5/11/2004 4
540424108 LTR Loews Corp. 5/11/2004 5
156779100 CEN Ceridian Corporation 5/12/2004 1.1
2.8176E+112 EW Edwards Lifesciences Corporation 5/12/2004 1.1
589400100 MCY Mercury General Corp. 5/12/2004 1.1
790849103 STJ St. Jude Medical, Inc. 5/12/2004 1.1
156779100 CEN Ceridian Corporation 5/12/2004 1.2
2.8176E+112 EW Edwards Lifesciences Corporation 5/12/2004 1.2
589400100 MCY Mercury General Corp. 5/12/2004 1.2
790849103 STJ St. Jude Medical, Inc. 5/12/2004 1.2
156779100 CEN Ceridian Corporation 5/12/2004 1.3
589400100 MCY Mercury General Corp. 5/12/2004 1.3
790849103 STJ St. Jude Medical, Inc. 5/12/2004 1.3
156779100 CEN Ceridian Corporation 5/12/2004 1.4
589400100 MCY Mercury General Corp. 5/12/2004 1.4
156779100 CEN Ceridian Corporation 5/12/2004 1.5
589400100 MCY Mercury General Corp. 5/12/2004 1.5
156779100 CEN Ceridian Corporation 5/12/2004 1.6
589400100 MCY Mercury General Corp. 5/12/2004 1.6
156779100 CEN Ceridian Corporation 5/12/2004 1.7
589400100 MCY Mercury General Corp. 5/12/2004 1.7
156779100 CEN Ceridian Corporation 5/12/2004 1.8
589400100 MCY Mercury General Corp. 5/12/2004 1.8
589400100 MCY Mercury General Corp. 5/12/2004 1.9
156779100 CEN Ceridian Corporation 5/12/2004 2
2.8176E+112 EW Edwards Lifesciences Corporation 5/12/2004 2
790849103 STJ St. Jude Medical, Inc. 5/12/2004 2
156779100 CEN Ceridian Corporation 5/12/2004 3
2.8176E+112 EW Edwards Lifesciences Corporation 5/12/2004 3
790849103 STJ St. Jude Medical, Inc. 5/12/2004 3
790849103 STJ St. Jude Medical, Inc. 5/12/2004 4
790849103 STJ St. Jude Medical, Inc. 5/12/2004 5
156880106 CEY CERTEGY INC 5/13/2004 1.1
320960107 FHCC First Health Group Corp. 5/13/2004 1.1
371901109 GNTX Gentex Corp. 5/13/2004 1.1
577081102 MAT Mattel, Inc. 5/13/2004 1.1
723787107 PXD Pioneer Natural Resources Co. 5/13/2004 1.1
320960107 FHCC First Health Group Corp. 5/13/2004 1.1
577081102 MAT Mattel, Inc. 5/13/2004 1.1
577081102 MAT Mattel, Inc. 5/13/2004 1.11
156880106 CEY CERTEGY INC 5/13/2004 1.2
320960107 FHCC First Health Group Corp. 5/13/2004 1.2
371901109 GNTX Gentex Corp. 5/13/2004 1.2
577081102 MAT Mattel, Inc. 5/13/2004 1.2
723787107 PXD Pioneer Natural Resources Co. 5/13/2004 1.2
156880106 CEY CERTEGY INC 5/13/2004 1.3
320960107 FHCC First Health Group Corp. 5/13/2004 1.3
371901109 GNTX Gentex Corp. 5/13/2004 1.3
577081102 MAT Mattel, Inc. 5/13/2004 1.3
723787107 PXD Pioneer Natural Resources Co. 5/13/2004 1.3
320960107 FHCC First Health Group Corp. 5/13/2004 1.4
577081102 MAT Mattel, Inc. 5/13/2004 1.4
320960107 FHCC First Health Group Corp. 5/13/2004 1.5
577081102 MAT Mattel, Inc. 5/13/2004 1.5
320960107 FHCC First Health Group Corp. 5/13/2004 1.6
577081102 MAT Mattel, Inc. 5/13/2004 1.6
320960107 FHCC First Health Group Corp. 5/13/2004 1.7
577081102 MAT Mattel, Inc. 5/13/2004 1.7
320960107 FHCC First Health Group Corp. 5/13/2004 1.8
577081102 MAT Mattel, Inc. 5/13/2004 1.8
320960107 FHCC First Health Group Corp. 5/13/2004 1.9
577081102 MAT Mattel, Inc. 5/13/2004 1.9
320960107 FHCC First Health Group Corp. 5/13/2004 2
371901109 GNTX Gentex Corp. 5/13/2004 2
577081102 MAT Mattel, Inc. 5/13/2004 2
723787107 PXD Pioneer Natural Resources Co. 5/13/2004 2
371901109 GNTX Gentex Corp. 5/13/2004 3
577081102 MAT Mattel, Inc. 5/13/2004 3
371901109 GNTX Gentex Corp. 5/13/2004 4
577081102 MAT Mattel, Inc. 5/13/2004 4
67090F106 JNC Nuveen Investments, Inc 5/14/2004 1.1
867363103 SDS SunGard Data Systems Inc. 5/14/2004 1.1
929160109 VMC Vulcan Materials Co. 5/14/2004 1.1
94106L109 WMI Waste Management, Inc. 5/14/2004 1.1
867363103 SDS SunGard Data Systems Inc. 5/14/2004 1.1
67090F106 JNC Nuveen Investments, Inc 5/14/2004 1.2
867363103 SDS SunGard Data Systems Inc. 5/14/2004 1.2
929160109 VMC Vulcan Materials Co. 5/14/2004 1.2
94106L109 WMI Waste Management, Inc. 5/14/2004 1.2
67090F106 JNC Nuveen Investments, Inc 5/14/2004 1.3
867363103 SDS SunGard Data Systems Inc. 5/14/2004 1.3
929160109 VMC Vulcan Materials Co. 5/14/2004 1.3
94106L109 WMI Waste Management, Inc. 5/14/2004 1.3
67090F106 JNC Nuveen Investments, Inc 5/14/2004 1.4
867363103 SDS SunGard Data Systems Inc. 5/14/2004 1.4
929160109 VMC Vulcan Materials Co. 5/14/2004 1.4
94106L109 WMI Waste Management, Inc. 5/14/2004 1.4
67090F106 JNC Nuveen Investments, Inc 5/14/2004 1.5
867363103 SDS SunGard Data Systems Inc. 5/14/2004 1.5
94106L109 WMI Waste Management, Inc. 5/14/2004 1.5
67090F106 JNC Nuveen Investments, Inc 5/14/2004 1.6
867363103 SDS SunGard Data Systems Inc. 5/14/2004 1.6
94106L109 WMI Waste Management, Inc. 5/14/2004 1.6
67090F106 JNC Nuveen Investments, Inc 5/14/2004 1.7
867363103 SDS SunGard Data Systems Inc. 5/14/2004 1.7
94106L109 WMI Waste Management, Inc. 5/14/2004 1.7
867363103 SDS SunGard Data Systems Inc. 5/14/2004 1.8
94106L109 WMI Waste Management, Inc. 5/14/2004 1.8
867363103 SDS SunGard Data Systems Inc. 5/14/2004 1.9
94106L109 WMI Waste Management, Inc. 5/14/2004 1.9
67090F106 JNC Nuveen Investments, Inc 5/14/2004 2
867363103 SDS SunGard Data Systems Inc. 5/14/2004 2
929160109 VMC Vulcan Materials Co. 5/14/2004 2
94106L109 WMI Waste Management, Inc. 5/14/2004 2
67090F106 JNC Nuveen Investments, Inc 5/14/2004 3
929160109 VMC Vulcan Materials Co. 5/14/2004 3
94106L109 WMI Waste Management, Inc. 5/14/2004 3
94106L109 WMI Waste Management, Inc. 5/14/2004 4
03674B104 ATH Anthem Inc. 5/17/2004 1.1
03875Q108 ARB Arbitron, Inc. 5/17/2004 1.1
532791100 LNCR Lincare Holdings, Inc. 5/17/2004 1.1
03674B104 ATH Anthem Inc. 5/17/2004 1.2
03875Q108 ARB Arbitron, Inc. 5/17/2004 1.2
532791100 LNCR Lincare Holdings, Inc. 5/17/2004 1.2
03674B104 ATH Anthem Inc. 5/17/2004 1.3
03875Q108 ARB Arbitron, Inc. 5/17/2004 1.3
532791100 LNCR Lincare Holdings, Inc. 5/17/2004 1.3
03674B104 ATH Anthem Inc. 5/17/2004 1.4
03875Q108 ARB Arbitron, Inc. 5/17/2004 1.4
532791100 LNCR Lincare Holdings, Inc. 5/17/2004 1.4
03875Q108 ARB Arbitron, Inc. 5/17/2004 1.5
532791100 LNCR Lincare Holdings, Inc. 5/17/2004 1.5
03875Q108 ARB Arbitron, Inc. 5/17/2004 1.6
532791100 LNCR Lincare Holdings, Inc. 5/17/2004 1.6
03875Q108 ARB Arbitron, Inc. 5/17/2004 1.7
03875Q108 ARB Arbitron, Inc. 5/17/2004 1.8
03875Q108 ARB Arbitron, Inc. 5/17/2004 1.9
03875Q108 ARB Arbitron, Inc. 5/17/2004 2
532791100 LNCR Lincare Holdings, Inc. 5/17/2004 2
17453B101 CZN Citizens Communications Co. 5/18/2004 1.1
242370104 DF Dean Foods Company 5/18/2004 1.1
363576109 AJG Arthur J. Gallagher & Co. 5/18/2004 1.1
401698105 GDT Guidant Corp. 5/18/2004 1.1
460690100 IPG The Interpublic Group of Companies, Inc. 5/18/2004 1.1
743410102 PLD ProLogis 5/18/2004 1.1
748356102 STR Questar Corp. 5/18/2004 1.1
790148100 JOE The St. Joe Company 5/18/2004 1.1
98385X106 XTO XTO ENERGY CORP 5/18/2004 1.1
17453B101 CZN Citizens Communications Co. 5/18/2004 1.1
460690100 IPG The Interpublic Group of Companies, Inc. 5/18/2004 1.1
17453B101 CZN Citizens Communications Co. 5/18/2004 1.11
17453B101 CZN Citizens Communications Co. 5/18/2004 1.12
17453B101 CZN Citizens Communications Co. 5/18/2004 1.2
242370104 DF Dean Foods Company 5/18/2004 1.2
363576109 AJG Arthur J. Gallagher & Co. 5/18/2004 1.2
401698105 GDT Guidant Corp. 5/18/2004 1.2
460690100 IPG The Interpublic Group of Companies, Inc. 5/18/2004 1.2
743410102 PLD ProLogis 5/18/2004 1.2
748356102 STR Questar Corp. 5/18/2004 1.2
790148100 JOE The St. Joe Company 5/18/2004 1.2
98385X106 XTO XTO ENERGY CORP 5/18/2004 1.2
17453B101 CZN Citizens Communications Co. 5/18/2004 1.3
242370104 DF Dean Foods Company 5/18/2004 1.3
363576109 AJG Arthur J. Gallagher & Co. 5/18/2004 1.3
401698105 GDT Guidant Corp. 5/18/2004 1.3
460690100 IPG The Interpublic Group of Companies, Inc. 5/18/2004 1.3
743410102 PLD ProLogis 5/18/2004 1.3
748356102 STR Questar Corp. 5/18/2004 1.3
790148100 JOE The St. Joe Company 5/18/2004 1.3
98385X106 XTO XTO ENERGY CORP 5/18/2004 1.3
17453B101 CZN Citizens Communications Co. 5/18/2004 1.4
242370104 DF Dean Foods Company 5/18/2004 1.4
401698105 GDT Guidant Corp. 5/18/2004 1.4
460690100 IPG The Interpublic Group of Companies, Inc. 5/18/2004 1.4
743410102 PLD ProLogis 5/18/2004 1.4
748356102 STR Questar Corp. 5/18/2004 1.4
790148100 JOE The St. Joe Company 5/18/2004 1.4
17453B101 CZN Citizens Communications Co. 5/18/2004 1.5
242370104 DF Dean Foods Company 5/18/2004 1.5
401698105 GDT Guidant Corp. 5/18/2004 1.5
460690100 IPG The Interpublic Group of Companies, Inc. 5/18/2004 1.5
748356102 STR Questar Corp. 5/18/2004 1.5
790148100 JOE The St. Joe Company 5/18/2004 1.5
17453B101 CZN Citizens Communications Co. 5/18/2004 1.6
460690100 IPG The Interpublic Group of Companies, Inc. 5/18/2004 1.6
790148100 JOE The St. Joe Company 5/18/2004 1.6
17453B101 CZN Citizens Communications Co. 5/18/2004 1.7
460690100 IPG The Interpublic Group of Companies, Inc. 5/18/2004 1.7
790148100 JOE The St. Joe Company 5/18/2004 1.7
17453B101 CZN Citizens Communications Co. 5/18/2004 1.8
460690100 IPG The Interpublic Group of Companies, Inc. 5/18/2004 1.8
790148100 JOE The St. Joe Company 5/18/2004 1.8
17453B101 CZN Citizens Communications Co. 5/18/2004 1.9
460690100 IPG The Interpublic Group of Companies, Inc. 5/18/2004 1.9
790148100 JOE The St. Joe Company 5/18/2004 1.9
17453B101 CZN Citizens Communications Co. 5/18/2004 2
242370104 DF Dean Foods Company 5/18/2004 2
363576109 AJG Arthur J. Gallagher & Co. 5/18/2004 2
401698105 GDT Guidant Corp. 5/18/2004 2
460690100 IPG The Interpublic Group of Companies, Inc. 5/18/2004 2
743410102 PLD ProLogis 5/18/2004 2
748356102 STR Questar Corp. 5/18/2004 2
790148100 JOE The St. Joe Company 5/18/2004 2
98385X106 XTO XTO ENERGY CORP 5/18/2004 2
17453B101 CZN Citizens Communications Co. 5/18/2004 3
401698105 GDT Guidant Corp. 5/18/2004 3
460690100 IPG The Interpublic Group of Companies, Inc. 5/18/2004 3
743410102 PLD ProLogis 5/18/2004 3
790148100 JOE The St. Joe Company 5/18/2004 3
460690100 IPG The Interpublic Group of Companies, Inc. 5/18/2004 4
460690100 IPG The Interpublic Group of Companies, Inc. 5/18/2004 5
608190104 MHK Mohawk Industries, Inc. 5/19/2004 1.1
G3223R108 RE Everest Re Group LTD 5/19/2004 1.1
608190104 MHK Mohawk Industries, Inc. 5/19/2004 1.2
G3223R108 RE Everest Re Group LTD 5/19/2004 1.2
608190104 MHK Mohawk Industries, Inc. 5/19/2004 1.3
608190104 MHK Mohawk Industries, Inc. 5/19/2004 1.4
G3223R108 RE Everest Re Group LTD 5/19/2004 2
00163T109 AMB AMB Property Corp. 5/20/2004 1.1
49446R109 KIM Kimco Realty Corp. 5/20/2004 1.1
584699102 MEDI MedImmune, Inc. 5/20/2004 1.1
754907103 RYN Rayonier Inc. 5/20/2004 1.1
778296103 ROST Ross Stores, Inc. 5/20/2004 1.1
862111200 STK Storage Technology Corp. 5/20/2004 1.1
886547108 TIF Tiffany & Co. 5/20/2004 1.1
988498101 YUM Yum Brands, Inc. 5/20/2004 1.1
00163T109 AMB AMB Property Corp. 5/20/2004 1.2
49446R109 KIM Kimco Realty Corp. 5/20/2004 1.2
584699102 MEDI MedImmune, Inc. 5/20/2004 1.2
754907103 RYN Rayonier Inc. 5/20/2004 1.2
778296103 ROST Ross Stores, Inc. 5/20/2004 1.2
862111200 STK Storage Technology Corp. 5/20/2004 1.2
886547108 TIF Tiffany & Co. 5/20/2004 1.2
988498101 YUM Yum Brands, Inc. 5/20/2004 1.2
00163T109 AMB AMB Property Corp. 5/20/2004 1.3
49446R109 KIM Kimco Realty Corp. 5/20/2004 1.3
584699102 MEDI MedImmune, Inc. 5/20/2004 1.3
754907103 RYN Rayonier Inc. 5/20/2004 1.3
778296103 ROST Ross Stores, Inc. 5/20/2004 1.3
862111200 STK Storage Technology Corp. 5/20/2004 1.3
886547108 TIF Tiffany & Co. 5/20/2004 1.3
988498101 YUM Yum Brands, Inc. 5/20/2004 1.3
00163T109 AMB AMB Property Corp. 5/20/2004 1.4
49446R109 KIM Kimco Realty Corp. 5/20/2004 1.4
584699102 MEDI MedImmune, Inc. 5/20/2004 1.4
862111200 STK Storage Technology Corp. 5/20/2004 1.4
886547108 TIF Tiffany & Co. 5/20/2004 1.4
00163T109 AMB AMB Property Corp. 5/20/2004 1.5
49446R109 KIM Kimco Realty Corp. 5/20/2004 1.5
584699102 MEDI MedImmune, Inc. 5/20/2004 1.5
862111200 STK Storage Technology Corp. 5/20/2004 1.5
886547108 TIF Tiffany & Co. 5/20/2004 1.5
00163T109 AMB AMB Property Corp. 5/20/2004 1.6
49446R109 KIM Kimco Realty Corp. 5/20/2004 1.6
584699102 MEDI MedImmune, Inc. 5/20/2004 1.6
862111200 STK Storage Technology Corp. 5/20/2004 1.6
886547108 TIF Tiffany & Co. 5/20/2004 1.6
00163T109 AMB AMB Property Corp. 5/20/2004 1.7
49446R109 KIM Kimco Realty Corp. 5/20/2004 1.7
584699102 MEDI MedImmune, Inc. 5/20/2004 1.7
862111200 STK Storage Technology Corp. 5/20/2004 1.7
886547108 TIF Tiffany & Co. 5/20/2004 1.7
00163T109 AMB AMB Property Corp. 5/20/2004 1.8
49446R109 KIM Kimco Realty Corp. 5/20/2004 1.8
584699102 MEDI MedImmune, Inc. 5/20/2004 1.8
886547108 TIF Tiffany & Co. 5/20/2004 1.8
00163T109 AMB AMB Property Corp. 5/20/2004 1.9
49446R109 KIM Kimco Realty Corp. 5/20/2004 1.9
584699102 MEDI MedImmune, Inc. 5/20/2004 1.9
886547108 TIF Tiffany & Co. 5/20/2004 1.9
00163T109 AMB AMB Property Corp. 5/20/2004 2
49446R109 KIM Kimco Realty Corp. 5/20/2004 2
584699102 MEDI MedImmune, Inc. 5/20/2004 2
754907103 RYN Rayonier Inc. 5/20/2004 2
778296103 ROST Ross Stores, Inc. 5/20/2004 2
862111200 STK Storage Technology Corp. 5/20/2004 2
886547108 TIF Tiffany & Co. 5/20/2004 2
988498101 YUM Yum Brands, Inc. 5/20/2004 2
49446R109 KIM Kimco Realty Corp. 5/20/2004 3
584699102 MEDI MedImmune, Inc. 5/20/2004 3
754907103 RYN Rayonier Inc. 5/20/2004 3
778296103 ROST Ross Stores, Inc. 5/20/2004 3
862111200 STK Storage Technology Corp. 5/20/2004 3
988498101 YUM Yum Brands, Inc. 5/20/2004 3
778296103 ROST Ross Stores, Inc. 5/20/2004 4
862111200 STK Storage Technology Corp. 5/20/2004 4
988498101 YUM Yum Brands, Inc. 5/20/2004 4
988498101 YUM Yum Brands, Inc. 5/20/2004 5
988498101 YUM Yum Brands, Inc. 5/20/2004 6
988498101 YUM Yum Brands, Inc. 5/20/2004 7
988498101 YUM Yum Brands, Inc. 5/20/2004 8
37389103 AOC Aon Corp. 5/21/2004 1.1
37389103 AOC Aon Corp. 5/21/2004 1.1
37389103 AOC Aon Corp. 5/21/2004 1.11
37389103 AOC Aon Corp. 5/21/2004 1.12
37389103 AOC Aon Corp. 5/21/2004 1.13
37389103 AOC Aon Corp. 5/21/2004 1.2
37389103 AOC Aon Corp. 5/21/2004 1.3
37389103 AOC Aon Corp. 5/21/2004 1.4
37389103 AOC Aon Corp. 5/21/2004 1.5
37389103 AOC Aon Corp. 5/21/2004 1.6
37389103 AOC Aon Corp. 5/21/2004 1.7
37389103 AOC Aon Corp. 5/21/2004 1.8
37389103 AOC Aon Corp. 5/21/2004 1.9
37389103 AOC Aon Corp. 5/21/2004 2
784117103 SEIC SEI Investment Company 5/25/2004 1.1
G95089101 WFT WEATHERFORD INTL LTD 5/25/2004 1.1
784117103 SEIC SEI Investment Company 5/25/2004 1.2
G95089101 WFT WEATHERFORD INTL LTD 5/25/2004 1.2
784117103 SEIC SEI Investment Company 5/25/2004 1.3
G95089101 WFT WEATHERFORD INTL LTD 5/25/2004 1.3
784117103 SEIC SEI Investment Company 5/25/2004 1.4
G95089101 WFT WEATHERFORD INTL LTD 5/25/2004 1.4
G95089101 WFT WEATHERFORD INTL LTD 5/25/2004 1.5
G95089101 WFT WEATHERFORD INTL LTD 5/25/2004 1.6
G95089101 WFT WEATHERFORD INTL LTD 5/25/2004 1.7
G95089101 WFT WEATHERFORD INTL LTD 5/25/2004 1.8
G95089101 WFT WEATHERFORD INTL LTD 5/25/2004 1.9
784117103 SEIC SEI Investment Company 5/25/2004 2
G95089101 WFT WEATHERFORD INTL LTD 5/25/2004 2
871607107 SNPS Synopsys, Inc. 5/26/2004 1.1
871607107 SNPS Synopsys, Inc. 5/26/2004 1.2
871607107 SNPS Synopsys, Inc. 5/26/2004 1.3
871607107 SNPS Synopsys, Inc. 5/26/2004 1.4
871607107 SNPS Synopsys, Inc. 5/26/2004 1.5
871607107 SNPS Synopsys, Inc. 5/26/2004 1.6
871607107 SNPS Synopsys, Inc. 5/26/2004 1.7
871607107 SNPS Synopsys, Inc. 5/26/2004 1.8
871607107 SNPS Synopsys, Inc. 5/26/2004 1.9
871607107 SNPS Synopsys, Inc. 5/26/2004 2
871607107 SNPS Synopsys, Inc. 5/26/2004 3
266233105 DQE Duquesne Light Holdings Inc 5/27/2004 1.1
266233105 DQE Duquesne Light Holdings Inc 5/27/2004 1.2
266233105 DQE Duquesne Light Holdings Inc 5/27/2004 1.3
266233105 DQE Duquesne Light Holdings Inc 5/27/2004 2
266233105 DQE Duquesne Light Holdings Inc 5/27/2004 3
872540109 TJX The TJX Companies, Inc. 6/1/2004 1.1
872540109 TJX The TJX Companies, Inc. 6/1/2004 1.2
872540109 TJX The TJX Companies, Inc. 6/1/2004 1.3
872540109 TJX The TJX Companies, Inc. 6/1/2004 2
872540109 TJX The TJX Companies, Inc. 6/1/2004 3
872540109 TJX The TJX Companies, Inc. 6/1/2004 4
872540109 TJX The TJX Companies, Inc. 6/1/2004 5
691471106 OHP Oxford Health Plans, Inc. 6/2/2004 1.1
73172K104 PLCM Polycom, Inc. 6/2/2004 1.1
691471106 OHP Oxford Health Plans, Inc. 6/2/2004 1.2
73172K104 PLCM Polycom, Inc. 6/2/2004 1.2
73172K104 PLCM Polycom, Inc. 6/2/2004 1.3
73172K104 PLCM Polycom, Inc. 6/2/2004 1.4
73172K104 PLCM Polycom, Inc. 6/2/2004 1.5
73172K104 PLCM Polycom, Inc. 6/2/2004 1.6
73172K104 PLCM Polycom, Inc. 6/2/2004 1.7
73172K104 PLCM Polycom, Inc. 6/2/2004 1.8
73172K104 PLCM Polycom, Inc. 6/2/2004 1.9
691471106 OHP Oxford Health Plans, Inc. 6/2/2004 2
73172K104 PLCM Polycom, Inc. 6/2/2004 2
691471106 OHP Oxford Health Plans, Inc. 6/2/2004 3
73172K104 PLCM Polycom, Inc. 6/2/2004 3
989207105 ZBRA Zebra Technologies Corp. 6/3/2004 1.1
989207105 ZBRA Zebra Technologies Corp. 6/3/2004 1.2
989207105 ZBRA Zebra Technologies Corp. 6/3/2004 2
989207105 ZBRA Zebra Technologies Corp. 6/3/2004 3
989207105 ZBRA Zebra Technologies Corp. 6/3/2004 4
345550107 FCE.A Forest City Enterprises, Inc. 6/8/2004 1.1
345550107 FCE.A Forest City Enterprises, Inc. 6/8/2004 1.2
345550107 FCE.A Forest City Enterprises, Inc. 6/8/2004 1.3
345550107 FCE.A Forest City Enterprises, Inc. 6/8/2004 1.4
345550107 FCE.A Forest City Enterprises, Inc. 6/8/2004 2
345550107 FCE.A Forest City Enterprises, Inc. 6/8/2004 3
530718105 L Liberty Media Corp. 6/9/2004 1.1
530718105 L Liberty Media Corp. 6/9/2004 1.2
530718105 L Liberty Media Corp. 6/9/2004 1.3
530718105 L Liberty Media Corp. 6/9/2004 2
530718105 L Liberty Media Corp. 6/9/2004 3
29066107 APCC American Power Conversion Corp. 6/10/2004 1
92220P105 VAR Varian Medical Systems Inc 6/10/2004 1
29066107 APCC American Power Conversion Corp. 6/10/2004 2.1
29066107 APCC American Power Conversion Corp. 6/10/2004 2.2
29066107 APCC American Power Conversion Corp. 6/10/2004 2.3
29066107 APCC American Power Conversion Corp. 6/10/2004 2.4
29066107 APCC American Power Conversion Corp. 6/10/2004 2.5
29066107 APCC American Power Conversion Corp. 6/10/2004 2.6
29066107 APCC American Power Conversion Corp. 6/10/2004 2.7
29066107 APCC American Power Conversion Corp. 6/10/2004 2.8
29066107 APCC American Power Conversion Corp. 6/10/2004 3
29066107 APCC American Power Conversion Corp. 6/10/2004 4
205862402 CMVT Comverse Technology, Inc. 6/15/2004 1.1
205862402 CMVT Comverse Technology, Inc. 6/15/2004 1.2
205862402 CMVT Comverse Technology, Inc. 6/15/2004 1.3
205862402 CMVT Comverse Technology, Inc. 6/15/2004 1.4
205862402 CMVT Comverse Technology, Inc. 6/15/2004 1.5
205862402 CMVT Comverse Technology, Inc. 6/15/2004 1.6
205862402 CMVT Comverse Technology, Inc. 6/15/2004 1.7
205862402 CMVT Comverse Technology, Inc. 6/15/2004 2
205862402 CMVT Comverse Technology, Inc. 6/15/2004 3
09062X103 BIIB BIOGEN IDEC INC 6/16/2004 1.1
09062X103 BIIB BIOGEN IDEC INC 6/16/2004 1.2
09062X103 BIIB BIOGEN IDEC INC 6/16/2004 1.3
09062X103 BIIB BIOGEN IDEC INC 6/16/2004 1.4
09062X103 BIIB BIOGEN IDEC INC 6/16/2004 2
720279108 PIR Pier 1 Imports, Inc 6/25/2004 1.1
720279108 PIR Pier 1 Imports, Inc 6/25/2004 1.2
720279108 PIR Pier 1 Imports, Inc 6/25/2004 1.3
720279108 PIR Pier 1 Imports, Inc 6/25/2004 1.4
720279108 PIR Pier 1 Imports, Inc 6/25/2004 1.5
720279108 PIR Pier 1 Imports, Inc 6/25/2004 1.6
720279108 PIR Pier 1 Imports, Inc 6/25/2004 1.7
720279108 PIR Pier 1 Imports, Inc 6/25/2004 2
720279108 PIR Pier 1 Imports, Inc 6/25/2004 3
03674B104 ATH Anthem Inc. 6/28/2004 1
03674B104 ATH Anthem Inc. 6/28/2004 2
879433100 TDS Telephone and Data Systems, Inc. 6/29/2004 1
879433100 TDS Telephone and Data Systems, Inc. 6/29/2004 2.1
879433100 TDS Telephone and Data Systems, Inc. 6/29/2004 2.2
879433100 TDS Telephone and Data Systems, Inc. 6/29/2004 2.3
879433100 TDS Telephone and Data Systems, Inc. 6/29/2004 2.4
879433100 TDS Telephone and Data Systems, Inc. 6/29/2004 2.5
879433100 TDS Telephone and Data Systems, Inc. 6/29/2004 2.6
879433100 TDS Telephone and Data Systems, Inc. 6/29/2004 3
879433100 TDS Telephone and Data Systems, Inc. 6/29/2004 4
Ballot Item # Item Description Mgt Rec Vote Cast Agenda Code* Ballot Shares
1.1 Elect Director Burnett W. Donoho For For M0201 144100
1.2 Elect Director James F. McCann For For M0201 144100
1.3 Elect Director W. Bruce Turner For For M0201 144100
2 Approve Executive Incentive Bonus Plan For For M0535 144100
3 Ratify Auditors For For M0101 144100
1.1 Elect Director Frances D. Cook For For M0201 124150
1.2 Elect Director Gilbert F. Decker For For M0201 124150
1.3 Elect Director Jonathan G. Guss For For M0201 124150
1.4 Elect Director Admiral David E. Jeremiah, USN (Ret.) For For M0201 124150
1.5 Elect Director Admiral Paul David Miller, USN (Ret.) For For M0201 124150
1.6 Elect Director Daniel J. Murphy, Jr. For For M0201 124150
1.7 Elect Director General Robert W. RisCassi, USA (Ret.) For For M0201 124150
1.8 Elect Director Michael T. Smith For For M0201 124150
1.9 Elect Director William G. Van Dyke For For M0201 124150
2 Ratify Auditors For For M0101 124150
3 Report on Space-Based Weapons Against Against S0725 124150
1.1 Elect Director Arnold H. Aronson as Class A Director For Withhold M0201 134088
1.2 Elect Director Dr. Joyce F. Brown as Class A Director For For M0201 134088
2 Amend Executive Incentive Bonus Plan For For M0535 134088
3 Ratify Auditors For For M0101 134088
1.1 Elect Director David M. Rickey For For M0201 630757
1.2 Elect Director Roger A. Smullen, Sr. For For M0201 630757
1.3 Elect Director Cesar Cesaratto For For M0201 630757
1.4 Elect Director Franklin P. Johnson, Jr. For For M0201 630757
1.5 Elect Director Kevin N. Kalkhoven For Withhold M0201 630757
1.6 Elect Director L. Wayne Price For For M0201 630757
1.7 Elect Director Douglas C. Spreng For For M0201 630757
1.8 Elect Director Arthur B. Stabenow For For M0201 630757
1.9 Elect Director Harvey P. White For For M0201 630757
2 Ratify Auditors For For M0101 630757
1.1 Elect Director Richard E. Belluzzo For For M0201 417878
1.2 Elect Director Stephen M. Berkley For For M0201 417878
1.3 Elect Director David A. Brown For For M0201 417878
1.4 Elect Director Michael A. Brown For For M0201 417878
1.5 Elect Director Alan L. Earhart For For M0201 417878
1.6 Elect Director Edward M. Esber, Jr. For For M0201 417878
1.7 Elect Director Dr. Kevin J. Kennedy For For M0201 417878
1.8 Elect Director Edward J. Sanderson For For M0201 417878
1.9 Elect Director Gregory W. Slayton For For M0201 417878
2 Ratify Auditors For For M0101 417878
3 Approve Non-Employee Director Omnibus Stock Plan For Against M0598 417878
1.1 Elect Director Bruce L. Claflin For For M0201 208137
1.2 Elect Director Paul G. Yovovich For For M0201 208137
2 Approve Omnibus Stock Plan For For M0522 208137
3 Amend Employee Stock Purchase Plan For For M0512 208137
4 Ratify Auditors For For M0101 208137
1.1 Elect Director Jerry L. Ferguson For For M0201 99212
1.2 Elect Director Daniel P. Hann For For M0201 99212
1.3 Elect Director Thomas F. Kearns, Jr. For For M0201 99212
1.4 Elect Director Dane A. Miller, Ph.D. For For M0201 99212
2 Ratify Auditors For For M0101 99212
1 Increase Authorized Common Stock For For M0304 188033
2.1 Elect Director Terry N. Christensen For For M0201 188033
2.2 Elect Director John F. Farrell, Jr. For For M0201 188033
2.3 Elect Director Philip G. Heasley For For M0201 188033
2.4 Elect Director Daniel D. (Ron) Lane For For M0201 188033
2.5 Elect Director J. Thomas Talbot For For M0201 188033
1 Increase Authorized Common Stock For For M0304 30804
1.1 Elect Director Stephen M. Bennett For For M0201 56900
1.2 Elect Director Christopher W. Brody For For M0201 56900
1.3 Elect Director William V. Campbell For For M0201 56900
1.4 Elect Director Scott D. Cook For For M0201 56900
1.5 Elect Director L. John Doerr For For M0201 56900
1.6 Elect Director Donna L. Dubinsky For For M0201 56900
1.7 Elect Director Michael R. Hallman For For M0201 56900
1.8 Elect Director Stratton D. Sclavos For For M0201 56900
2 Amend Employee Stock Purchase Plan For For M0512 56900
3 Ratify Auditors For For M0101 56900
1 Approve Merger Agreement For For M0405 37000
2 Adjourn Meeting For Against M0617 37000
1.1 Elect Director Kerrii B. Anderson For For M0201 53823
1.2 Elect Director James B. Bachmann For For M0201 53823
1.3 Elect Director Robert S. Hamilton For For M0201 53823
1 Approve Reorganization Plan For For M0404 148257
1 Approve Merger Agreement For For M0405 110131
2 Approve Omnibus Stock Plan For Against M0522 110131
1.1 Elect Director Kobi Alexander For For M0201 218837
1.2 Elect Director Raz Alon For For M0201 218837
1.3 Elect Director Itsik Danziger For For M0201 218837
1.4 Elect Director John H. Friedman For For M0201 218837
1.5 Elect Director Ron Hiram For For M0201 218837
1.6 Elect Director Sam Oolie For For M0201 218837
1.7 Elect Director William F. Sorin For For M0201 218837
2 Amend Employee Stock Purchase Plan For For M0512 218837
3 Approve Executive Incentive Bonus Plan For For M0535 218837
4 Ratify Auditors For For M0101 218837
1 Increase Authorized Common Stock For For M0304 49792
1 Increase Authorized Common Stock For For M0304 21417
1.1 Elect Director Joseph M. Murphy For For M0201 117585
1.2 Elect Director Rudi E. Scheidt For For M0201 117585
2 Ratify Auditor For For M0101 117585
1.1 Elect Director Richard A. Smith For For M0201 72670
1.2 Elect Director Robert A. Smith For For M0201 72670
1.3 Elect Director Paula Stern For For M0201 72670
1.4 Elect Director Gary L. Countryman For For M0201 72670
2 Approve Executive Incentive Bonus Plan For For M0535 72670
3 Ratify Auditors For For M0101 72670
4 Provide for Cumulative Voting Against For S0207 72670
1.1 Elect Director Don D. Jordan For For M0201 103362
1.2 Elect Director William H. White For For M0201 103362
2 Approve Omnibus Stock Plan For For M0522 103362
3 Report on Foreign Operations Risk Against Against S0417 103362
1.1 Elect Director Benjamin S. Carson, Sr., M.D. as Class II Director For For M0201 89341
1.2 Elect Director Hamilton E. James as Class II Director For For M0201 89341
1.3 Elect Director Jill S. Ruckelshaus as Class II Director For For M0201 89341
1.4 Elect Director William H. Gates, II as Class II Director For For M0201 89341
1.5 Elect Director Daniel J. Evans as Class I Director For For M0201 89341
2 Declassify the Board of Directors Against For S0201 89341
3 Develop Land Procurement Policy Against Against S0999 89341
4 Ratify Auditors For For M0101 89341
1.1 Elect Director Donald R. Beall For For M0201 70391
1.2 Elect Director Richard J. Ferris For For M0201 70391
2 Ratify Auditors For For M0101 70391
1.1 Elect Director Henry P. Becton, Jr. For For M0201 98180
1.2 Elect Director Edward F. DeGraan For For M0201 98180
1.3 Elect Director James F. Orr For For M0201 98180
1.4 Elect Director Margaretha af Ugglas For For M0201 98180
2 Ratify Auditors For For M0101 98180
3 Approve Omnibus Stock Plan For For M0522 98180
4 Provide for Cumulative Voting Against For S0207 98180
1.1 Elect Director Ray J. Hillenbrand as Class II Director For Withhold M0201 88856
1.1 Elect Director Eustace W. Mita For For M0201 131676
1.2 Elect Director Anne Griswold Peirce as Class II Director For For M0201 88856
1.2 Elect Director Philip A. Odeen For For M0201 131676
1.3 Elect Director Peter H. Soderberg as Class II Director For For M0201 88856
1.3 Elect Director Donald K. Peterson For For M0201 131676
2 Elect Director Joanne C. Smith as Class III Director For For M0201 88856
2 Approve Omnibus Stock Plan For For M0522 131676
3 Ratify Auditors For For M0101 88856
3 Approve Omnibus Stock Plan For For M0522 131676
4 Ratify Auditors For For M0101 131676
1.1 Elect Director William J. Schoen For For M0201 188082
1.2 Elect Director Joseph V. Vumbacco For For M0201 188082
1.3 Elect Director Kent P. Dauten For For M0201 188082
1.4 Elect Director Donald E. Kiernan For For M0201 188082
1.5 Elect Director Robert A. Knox For For M0201 188082
1.6 Elect Director William E. Mayberry, M.D. For For M0201 188082
1.7 Elect Director William C. Steere, Jr. For For M0201 188082
1.8 Elect Director Randolph W. Westerfield, Ph.D. For For M0201 188082
1.1 Elect Director John Seely Brown For For M0201 32302
1.1 Elect Director John Seely Brown For For M0201 32302
1.2 Elect Director Samuel Hellman For For M0201 32302
1.2 Elect Director Samuel Hellman For For M0201 32302
1.3 Elect Director Terry R. Lautenbach For For M0201 32302
1.3 Elect Director Terry R. Lautenbach For For M0201 32302
2 Amend Executive Incentive Bonus Plan For For M0535 32302
2 Amend Executive Incentive Bonus Plan For For M0535 32302
1.1 Elect Director G. Thomas Baker For For M0201 14504
1.2 Elect Director Neil Barsky For For M0201 14504
1.3 Elect Director Robert A. Bittman For For M0201 14504
1.4 Elect Director Richard R. Burt For For M0201 14504
1.5 Elect Director Leslie S. Heisz For For M0201 14504
1.6 Elect Director Robert A. Mathewson For For M0201 14504
1.7 Elect Director Thomas J. Matthews For For M0201 14504
1.8 Elect Director Robert Miller For Withhold M0201 14504
1.9 Elect Director Frederick B. Rentschler For For M0201 14504
2 Amend Employee Stock Purchase Plan For For M0512 14504
3 Ratify Auditors For For M0101 14504
1.1 Elect Director Ronald W. Dollens For Withhold M0201 94722
1.2 Elect Director Charles A. Haggerty For For M0201 94722
1.3 Elect Director William N. Kelley, M.D. For For M0201 94722
2 Approve Omnibus Stock Plan For For M0522 94722
1.1 Elect Director Lee T. Todd, Jr., Ph.D. For For M0201 67635
1.2 Elect Director Murry S. Gerber For For M0201 67635
1.3 Elect Director George L. Miles, Jr. For For M0201 67635
1.4 Elect Director James W. Whalen For For M0201 67635
2 Amend Omnibus Stock Plan For For M0524 67635
3 Ratify Auditors For For M0101 67635
1.1 Elect Director Claire S. Farley For For M0201 108834
1.1 Elect Director David A. Galloway For For M0201 38316
1.2 Elect Director Rakesh Gangwal For For M0201 108834
1.2 Elect Director Nicholas B. Paumgarten For Withhold M0201 38316
1.3 Elect Director Gary G. Michael For For M0201 108834
1.3 Elect Director Ronald W. Tysoe For For M0201 38316
1.4 Elect Director A. William Reynolds For For M0201 108834
1.4 Elect Director Julie A. Wrigley For For M0201 38316
2 Ratify Auditors For For M0101 108834
3 Separate Chairman and CEO Positions Against Against S0107 108834
1.1 Elect Director David H. Benson For For M0201 55873
1.1 Elect Director William F. Allyn For For M0201 77758
1.1 Elect Director Michael B. Stubbs For For M0201 55873
1.1 Elect Director T. Jefferson Cunningham III For For M0201 77758
1.11 Elect Director Donald Devorris For For M0201 77758
1.12 Elect Director Richard E. Garman For Withhold M0201 77758
1.13 Elect Director James V. Glynn For For M0201 77758
1.14 Elect Director Derek C. Hathaway For For M0201 77758
1.15 Elect Director Daniel R. Hawbaker For For M0201 77758
1.16 Elect Director Patrick W.E. Hodgson For For M0201 77758
1.17 Elect Director Gary Kennedy For For M0201 77758
1.18 Elect Director Richard G. King For For M0201 77758
1.19 Elect Director Reginald B. Newman, II For For M0201 77758
1.2 Elect Director Jean-Pierre M. Ergas For For M0201 55873
1.2 Elect Director Brent D. Baird For For M0201 77758
1.2 Elect Director Jorge G. Pereira For For M0201 77758
1.21 Elect Director Michael P. Pinto For For M0201 77758
1.22 Elect Director Robert E. Sadler, Jr. For For M0201 77758
1.23 Elect Director Eugene J. Sheehy For For M0201 77758
1.24 Elect Director Stephen G. Sheetz For For M0201 77758
1.25 Elect Director Herbert L. Washington For For M0201 77758
1.26 Elect Director Robert G. Wilmers For For M0201 77758
1.3 Elect Director Kristiane C. Graham For For M0201 55873
1.3 Elect Director Robert J. Bennett For For M0201 77758
1.4 Elect Director Ronald L. Hoffman For For M0201 55873
1.4 Elect Director C. Angela Bontempo For For M0201 77758
1.5 Elect Director James L. Koley For For M0201 55873
1.5 Elect Director Robert T. Brady For For M0201 77758
1.6 Elect Director Richard K. Lochridge For For M0201 55873
1.6 Elect Director Emerson L. Brumback For For M0201 77758
1.7 Elect Director Thomas L. Reece For For M0201 55873
1.7 Elect Director Michael D. Buckley For For M0201 77758
1.8 Elect Director Bernard G. Rethore For For M0201 55873
1.8 Elect Director Patrick J. Callan For For M0201 77758
1.9 Elect Director Gary L. Roubos For Withhold M0201 55873
1.9 Elect Director R. Carlos Carballada For For M0201 77758
2 Approve Omnibus Stock Plan For For M0522 55873
2 Ratify Auditors For For M0101 77758
3 Other Business For Against M0125 55873
1.1 Elect Director Barbara T. Alexander For For M0201 61099
1.1 Elect Director Patrick J. Agnew For For M0201 159764
1.1 Elect Director Brian L. Bilzin For Withhold M0201 5075
1.1 Elect Director Carl F. Bailey For For M0201 94108
1.1 Elect Director James A. Runde For For M0201 61099
1.11 Elect Director John F. Schwarz For For M0201 61099
1.12 Elect Director Walter Scott, Jr. For Withhold M0201 61099
1.13 Elect Director Bobby S. Shackouls For For M0201 61099
1.14 Elect Director Steven J. Shapiro For For M0201 61099
1.15 Elect Director William E. Wade, Jr. For For M0201 61099
1.2 Elect Director Reuben V. Anderson For For M0201 61099
1.2 Elect Director Denise Marie Fugo For For M0201 159764
1.2 Elect Director Connie Mack For For M0201 5075
1.2 Elect Director John M. Bradford For For M0201 94108
1.3 Elect Director Laird I. Grant For For M0201 61099
1.3 Elect Director Charles John Koch For For M0201 159764
1.3 Elect Director James M. Carr For For M0201 5075
1.3 Elect Director William C. Hulsey For For M0201 94108
1.4 Elect Director Robert J. Harding For For M0201 61099
1.4 Elect Director Ronald F. Poe For For M0201 159764
1.4 Elect Director Wallace D. Malone, Jr. For For M0201 94108
1.5 Elect Director John T. LaMacchia For For M0201 61099
1.5 Elect Director Jerome L. Schostak For For M0201 159764
1.6 Elect Director Randy L. Limbacher For For M0201 61099
1.6 Elect Director Mark Shaevsky For For M0201 159764
1.7 Elect Director James F. McDonald For For M0201 61099
1.8 Elect Director Kenneth W. Orce For Withhold M0201 61099
1.9 Elect Director Donald M. Roberts For For M0201 61099
2 Approve Increase in Common Stock and a Stock Split For For M0309 61099
2 Amend Omnibus Stock Plan For For M0524 159764
2 Amend Executive Incentive Bonus Plan For For M0535 5075
2 Ratify Auditors For For M0101 94108
3 Ratify Auditors For For M0101 61099
3 Ratify Auditors For For M0101 159764
3 Approve Deferred Compensation Plan For For M0538 5075
3 Approve Executive Incentive Bonus Plan For For M0535 94108
4 Approve Omnibus Stock Plan For For M0522 94108
1.1 Elect Director Louis V. Bockius III For For M0201 26224
1.1 Elect Director Frank T. Cary For For M0201 131044
1.1 Elect Director Henry C. Duques For For M0201 251144
1.1 Elect Director Etta Allen For For M0201 24866
1.1 Elect Director Eric J. Roorda For For M0201 26224
1.1 Elect Director Edward Sylvester For For M0201 24866
1.11 Elect Director W. R. Timken, Jr. For For M0201 26224
1.12 Elect Director Henry D. G. Wallace For For M0201 26224
1.2 Elect Director Christopher M. Connor For For M0201 26224
1.2 Elect Director Paul J. Curlander For For M0201 131044
1.2 Elect Director Clayton M. Jones For For M0201 251144
1.2 Elect Director Louis Bartolini For For M0201 24866
1.3 Elect Director Richard L. Crandall For For M0201 26224
1.3 Elect Director Martin D. Walker For For M0201 131044
1.3 Elect Director Theodore E. Martin For For M0201 251144
1.3 Elect Director E. Joseph Bowler For For M0201 24866
1.4 Elect Director Eric C. Evans For For M0201 26224
1.4 Elect Director James F. Hardymon For For M0201 131044
1.4 Elect Director Lawrence A. Weinbach For For M0201 251144
1.4 Elect Director Arthur Latno, Jr. For For M0201 24866
1.5 Elect Director Gale S. Fitzgerald For For M0201 26224
1.5 Elect Director Patrick Lynch For For M0201 24866
1.6 Elect Director Phillip B. Lassiter For For M0201 26224
1.6 Elect Director Catherine MacMillan For For M0201 24866
1.7 Elect Director John N. Lauer For For M0201 26224
1.7 Elect Director Ronald Nelson For For M0201 24866
1.8 Elect Director William F. Massy For For M0201 26224
1.8 Elect Director Carl Otto For For M0201 24866
1.9 Elect Director Walden W. O'Dell For For M0201 26224
1.9 Elect Director David Payne For For M0201 24866
2 Ratify Auditors For For M0101 26224
2 Approve Executive Incentive Bonus Plan For For M0535 131044
2 Ratify Auditors For For M0101 24866
3 Ratify Auditors For For M0101 131044
1.1 Elect Director William G. Van Dyke For For M0201 50698
1.2 Elect Director Mark H. Rauenhorst For For M0201 50698
1.3 Elect Director J. Kevin Gilligan For For M0201 50698
1.4 Elect Director R. William Van Sant For For M0201 50698
1.5 Elect Director Jack W. Eugster For For M0201 50698
2 Ratify Auditors For For M0101 50698
1.1 Elect Director Susan S. Elliott For For M0201 128222
1.1 Elect Director Jon F. Chait For For M0201 47788
1.1 Elect Director James F. Reeve For For M0201 117843
1.1 Elect Director Douglas R. Oberhelman For For M0201 128222
1.11 Elect Director Gary L. Rainwater For For M0201 128222
1.12 Elect Director Harvey Saligman For For M0201 128222
1.2 Elect Director Clifford L. Greenwalt For For M0201 128222
1.2 Elect Director Bruce E. Jacobs For For M0201 47788
1.2 Elect Director George H. Rowsom For For M0201 117843
1.3 Elect Director Thomas A. Hays For For M0201 128222
1.3 Elect Director Dennis J. Kuester For For M0201 47788
1.3 Elect Director Dr. Kurt R. Schmeller For For M0201 117843
1.4 Elect Director Richard A. Liddy For For M0201 128222
1.4 Elect Director Edward L. Meyer, Jr. For For M0201 47788
1.5 Elect Director Gordon R. Lohman For For M0201 128222
1.5 Elect Director San W. Orr, Jr. For For M0201 47788
1.6 Elect Director Richard A. Lumpkin For For M0201 128222
1.6 Elect Director Debra S. Waller For For M0201 47788
1.7 Elect Director John Peters MacCarthy For For M0201 128222
1.7 Elect Director George E. Wardeberg For For M0201 47788
1.8 Elect Director Paul L. Miller, Jr. For For M0201 128222
1.9 Elect Director Charles W. Mueller For For M0201 128222
2 Ratify Auditors For For M0101 128222
2 Ratify Auditors For For M0101 117843
3 Report on Risks of Nuclear Waste Storage Against Against S0709 128222
1.1 Elect Director Charles F. Bolden, Jr. For For M0201 111259
1.1 Elect Director Edward P. Boykin For For M0201 90212
1.1 Elect Director Glen A. Barton For For M0201 81572
1.1 Elect Director Luella G. Goldberg For For M0201 136802
1.1 Elect Director Michael K. Reilly For For M0201 81572
1.11 Elect Director Seymour Schulich For For M0201 81572
1.12 Elect Director James V. Taranik For For M0201 81572
1.2 Elect Director Charles R. Lee For For M0201 111259
1.2 Elect Director Linda Fayne Levinson For For M0201 90212
1.2 Elect Director Vincent A. Calarco For For M0201 81572
1.2 Elect Director George G. Johnson For For M0201 136802
1.3 Elect Director Dennis H. Reilley For For M0201 111259
1.3 Elect Director Victor L. Lund For For M0201 90212
1.3 Elect Director Michael S. Hamson For For M0201 81572
1.3 Elect Director Lynn A. Nagorske For For M0201 136802
1.4 Elect Director Thomas J. Usher For For M0201 111259
1.4 Elect Director James M. Ringler For For M0201 90212
1.4 Elect Director Leo I. Higdon, Jr. For For M0201 81572
1.4 Elect Director Ralph Strangis For For M0201 136802
1.5 Elect Director Pierre Lassonde For For M0201 81572
1.6 Elect Director Robert J. Miller For For M0201 81572
1.7 Elect Director Wayne W. Murdy For For M0201 81572
1.8 Elect Director Robin A. Plumbridge For For M0201 81572
1.9 Elect Director John B. Prescott For For M0201 81572
2 Ratify Auditors For For M0101 111259
2 Ratify Auditors For For M0101 90212
2 Ratify Auditors For For M0101 81572
2 Approve Executive Incentive Bonus Plan For For M0535 136802
3 Report on Greenhouse Gas Emissions Against For S0742 111259
3 Prohibit Auditor from Providing Non-Audit Services Against Against S0810 90212
3 Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote Against For S0302 81572
3 Amend Omnibus Stock Plan For For M0524 136802
4 Submit Severance Agreement (Change-in-Control) to Shareholder Vote Against For S0321 111259
4 Prohibit Awards to Executives Against Against S0501 90212
4 Approve Omnibus Stock Plan For For M0522 136802
5 Ratify Auditors For For M0101 136802
1.1 Elect Director Ralph Horn For For M0201 94066
1.1 Elect Director William B. Bookhart, Jr For For M0201 77068
1.1 Elect Director Charles E. Adair For For M0201 73929
1.2 Elect Director Gary W. Loveman For For M0201 94066
1.2 Elect Director W. Hayne Hipp For For M0201 77068
1.2 Elect Director Joseph M. Farley For For M0201 73929
1.3 Elect Director Philip G. Satre For For M0201 94066
1.3 Elect Director Harold C. Stowe For For M0201 77068
1.3 Elect Director C. B. Hudson For For M0201 73929
1.4 Elect Director Boake A. Sells For For M0201 94066
1.4 Elect Director G. Smedes York For For M0201 77068
1.4 Elect Director Joseph L. Lanier, Jr. For For M0201 73929
1.5 Elect Director R. K. Richey For For M0201 73929
2 Approve Omnibus Stock Plan For For M0522 94066
2 Approve Outside Director Stock Awards in Lieu of Cash For For M0554 77068
2 Ratify Auditors For For M0101 73929
3 Approve Executive Incentive Bonus Plan For For M0535 94066
3 Ratify Auditors For For M0101 77068
3 Limit Executive Compensation Against Against S0508 73929
4 Ratify Auditors For For M0101 94066
4 Divest Investments in Tobacco Companies Against Against S0703 73929
5 Report on Political Contributions/Activities Against Against S0807 94066
1.1 Elect Director John R. Alm For For M0201 85886
1.1 Elect Director Lord Griffiths of Fforestfach For For M0201 298124
1.2 Elect Director J. Trevor Eyton For For M0201 85886
1.2 Elect Director Sidney E. Harris For For M0201 298124
1.3 Elect Director Gary P. Fayard For For M0201 85886
1.3 Elect Director James D. McLennan For For M0201 298124
1.4 Elect Director L. Phillip Humann For For M0201 85886
1.5 Elect Director Paula G. Rosput For For M0201 85886
2 Approve Executive Incentive Bonus Plan For For M0535 85886
2 Approve Employee Stock Purchase Plan For For M0510 298124
3 Approve Omnibus Stock Plan For For M0522 85886
3 Ratify Auditors For For M0101 298124
4 Amend Deferred Compensation Plan For For M0538 85886
4 Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote Against For S0302 298124
5 Approve Employee Stock Purchase Plan For For M0510 85886
6 Approve Employee Stock Purchase Plan For For M0510 85886
7 Ratify Auditors For For M0101 85886
8 Submit Severance Agreement (Change-in-Control) to Shareholder Vote Against For S0321 85886
9 Report on Recycling Policy Against Against S0730 85886
1.1 Elect Director Daniel P. Amos For For M0201 87826
1.1 Elect Director Melvin J. Gordon For Withhold M0201 29710
1.1 Elect Director Charles B. Knapp For For M0201 87826
1.11 Elect Director Hidefumi Matsui For For M0201 87826
1.12 Elect Director Nobuhiro Mori For For M0201 87826
1.13 Elect Director E. Stephen Purdom, M.D. For For M0201 87826
1.14 Elect Director Barbara K. Rimer, Ph.D. For For M0201 87826
1.15 Elect Director Marvin R. Schuster For For M0201 87826
1.16 Elect Director Glenn Vaughn, Jr. For For M0201 87826
1.17 Elect Director Robert L. Wright For For M0201 87826
1.2 Elect Director John Shelby Amos II For For M0201 87826
1.2 Elect Director Ellen R. Gordon For Withhold M0201 29710
1.3 Elect Director Michael H. Armacost For Withhold M0201 87826
1.3 Elect Director Lana Jane Lewis-Brent For For M0201 29710
1.4 Elect Director Kriss Cloninger III For For M0201 87826
1.4 Elect Director Charles W. Seibert For For M0201 29710
1.5 Elect Director Joe Frank Harris For For M0201 87826
1.5 Elect Director Richard P. Bergeman For For M0201 29710
1.6 Elect Director Elizabeth J. Hudson For For M0201 87826
1.7 Elect Director Kenneth S. Janke, Sr. For For M0201 87826
1.8 Elect Director Douglas W. Johnson For For M0201 87826
1.9 Elect Director Robert B. Johnson For For M0201 87826
2 Approve Omnibus Stock Plan For For M0522 87826
2 Ratify Auditors For For M0101 29710
3 Ratify Auditors For For M0101 87826
1.1 Elect Director Steven E. Anderson For For M0201 24180
1.1 Elect Director Stephen F. Bollenbach For For M0201 113662
1.1 Elect Director Jerry E. Robertson For For M0201 42971
1.1 Elect Director John W. Alden For For M0201 92485
1.1 Elect Director Mark A. Ernst For For M0201 33849
1.1 Elect Director John P. Clancey For For M0201 192299
1.2 Elect Director James F. Hardymon For For M0201 24180
1.2 Elect Director Daryl J. Carter For For M0201 113662
1.2 Elect Director Raymond Schultz For For M0201 42971
1.2 Elect Director Allan Z. Loren For For M0201 92485
1.2 Elect Director K. Foley Feldstein For For M0201 33849
1.2 Elect Director Vincent A. Gierer, Jr. For For M0201 192299
1.3 Elect Director Ruth Ann Marshall For For M0201 24180
1.3 Elect Director Richard D. Farman For For M0201 113662
1.3 Elect Director Victor A. Pelson For For M0201 92485
1.3 Elect Director Thomas P. Gerrity For For M0201 33849
1.3 Elect Director Joseph E. Heid For For M0201 192299
1.4 Elect Director Christine Garvey For For M0201 113662
1.4 Elect Director Gonzalo F. Valdes-Fauli For For M0201 33849
1.5 Elect Director William M. Kahane For For M0201 113662
1.6 Elect Director Leslie D. Michelson For For M0201 113662
1.7 Elect Director Deanna W. Oppenheimer For For M0201 113662
1.8 Elect Director Nelson C. Rising For For M0201 113662
1.9 Elect Director Thomas M. Steinberg For For M0201 113662
2 Increase Authorized Common Stock For For M0304 24180
2 Ratify Auditors For For M0101 42971
2 Ratify Auditors For For M0101 92485
2 Ratify Auditors For For M0101 33849
2 Ratify Auditors For For M0101 192299
3 Ratify Auditors For For M0101 24180
3 Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote None For S0302 192299
4 Reduce Nitrosamines in Oral Snuff Against Against S0703 192299
1.1 Elect Trustee David W. Faeder For For M0201 57208
1.1 Elect Director John M. Deutch For For M0201 120491
1.2 Elect Trustee Kristin Gamble For For M0201 57208
1.2 Elect Director Michael C. Ruettgers For For M0201 120491
1.3 Elect Director William R. Spivey For For M0201 120491
1.4 Elect Director William H. Swanson For For M0201 120491
1.5 Elect Director Linda G. Stuntz For For M0201 120491
2 Change Range for Size of the Board For For M0232 57208
2 Ratify Auditors For For M0101 120491
3 Reduce Supermajority Vote Requirement For For M0608 57208
3 Develop Ethical Criteria for Military Contracts Against Against S0725 120491
4 Ratify Auditors For For M0101 57208
4 Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote Against For S0302 120491
5 Declassify the Board of Directors Against For S0201 120491
6 Implement MacBride Principles Against Against S0411 120491
7 Expense Stock Options Against For S0514 120491
8 Submit Executive Pension Benefit to Vote Against For S0508 120491
9 Limit Executive Compensation Against Against S0508 120491
1.1 Elect Director Eugene C. Fiedorek For For M0201 92139
1.1 Elect Director Robert J. Allison, Jr. For For M0201 153417
1.1 Elect Director Russell A. Gerdin For For M0201 120576
1.1 Elect Director B. Wayne Hughes For For M0201 37546
1.1 Elect Director Trevor Fetter For For M0201 46817
1.1 Elect Director Daniel C. Staton For For M0201 37546
1.2 Elect Director Patricia Albjerg Graham For For M0201 92139
1.2 Elect Director R. Leigh Clifford For Withhold M0201 153417
1.2 Elect Director Richard O. Jacobson For For M0201 120576
1.2 Elect Director Ronald L. Havner, Jr. For For M0201 37546
1.2 Elect Director Van B. Honeycutt For For M0201 46817
1.3 Elect Director F. H. Merelli For Withhold M0201 92139
1.3 Elect Director James R. Moffett For For M0201 153417
1.3 Elect Director Benjamin J. Allen For For M0201 120576
1.3 Elect Director Harvey Lenkin For For M0201 37546
1.3 Elect Director John C. Kane For For M0201 46817
1.4 Elect Director Raymond Plank For For M0201 92139
1.4 Elect Director B. M. Rankin, Jr. For For M0201 153417
1.4 Elect Director Michael J. Gerdin For For M0201 120576
1.4 Elect Director Robert J. Abernethy For For M0201 37546
1.4 Elect Director Edward A. Kangas For For M0201 46817
1.5 Elect Director J. Taylor Wharton For For M0201 153417
1.5 Elect Director Lawrence D. Crouse For For M0201 120576
1.5 Elect Director Dann V. Angeloff For For M0201 37546
1.5 Elect Director J. Robert Kerrey For For M0201 46817
1.6 Elect Director William C. Baker For For M0201 37546
1.6 Elect Director Richard R. Pettingill For For M0201 46817
1.7 Elect Director John T. Evans For For M0201 37546
1.8 Elect Director Uri P. Harkham For For M0201 37546
1.9 Elect Director B. Wayne Hughes, Jr. For Withhold M0201 37546
2 Report on Greenhouse Gas Emissions Against For S0742 92139
2 Ratify Auditors For For M0101 153417
2 Ratify Auditors For For M0101 37546
2 Ratify Auditors For For M0101 46817
3 Approve Non-Employee Director Omnibus Stock Plan For For M0598 153417
4 Halt Payments to Indonesian Military Against Against S0999 153417
1.1 Elect Director James D. Edwards For For M0201 305048
1.2 Elect Director David M. Thomas For For M0201 305048
1.3 Elect Director William C. Van Faasen For For M0201 305048
2 Ratify Auditors For For M0101 305048
3 Declassify the Board of Directors Against For S0201 305048
4 Submit Severance Agreement (Change-in-Control) to Shareholder Vote Against For S0321 305048
1.1 Elect Director Paula H. Cholmondeley For For M0201 92549
1.1 Elect Director Linda G. Alvarado For For M0201 50290
1.2 Elect Director Michael J. Coleman For For M0201 92549
1.2 Elect Director Ernie Green For For M0201 50290
1.3 Elect Director John C. Miles Ii For For M0201 92549
1.3 Elect Director John S. McFarlane For For M0201 50290
1.4 Elect Director W. Keith Smith For For M0201 92549
1.4 Elect Director Eduardo R. Menasce For For M0201 50290
2 Ratify Auditors For For M0101 92549
2 Ratify Auditors For For M0101 50290
3 Report on Political Contributions/Activities Against Against S0807 50290
1 Ratify Auditors For For M0101 23967
1.1 Elect Director Louis E. Caldera For For M0201 129298
1.1 Elect Director A. Edward Allinson For Withhold M0201 163599
1.1 Elect Director Margaret Hayes Adame For For M0201 48969
1.1 Elect Director Ian M. Cumming For For M0201 94609
1.1 Elect Director Joseph L. Bower For For M0201 57170
1.1 Elect Director James E. O'Connor For For M0201 345346
1.1 Elect Director Patrick F. Brennan For Withhold M0201 41238
1.1 Elect Director Jess Hay For For M0201 131096
1.1 Elect Director Preston R. Tisch For For M0201 57170
1.2 Elect Director J. L. Craven, M.D., Mph For For M0201 129298
1.2 Elect Director Michael G. Fitt For For M0201 163599
1.2 Elect Director Gunter Blobel For For M0201 48969
1.2 Elect Director Paul M. Dougan For For M0201 94609
1.2 Elect Director John Brademas For For M0201 57170
1.2 Elect Director Harris W. Hudson For For M0201 345346
1.2 Elect Director Kenneth V. Darish For For M0201 41238
1.2 Elect Director Linda Johnson Rice For For M0201 131096
1.3 Elect Director Stephen Hamblett For For M0201 129298
1.3 Elect Director J. Michael Cook For For M0201 48969
1.3 Elect Director Lawrence D. Glaubinger For For M0201 94609
1.3 Elect Director Charles M. Diker For For M0201 57170
1.3 Elect Director John W. Croghan For For M0201 345346
1.3 Elect Director Seth Goldstein For For M0201 41238
1.3 Elect Director Albert M. Teplin For For M0201 131096
1.4 Elect Director Dealey D. Herndon For For M0201 129298
1.4 Elect Director Peter A. Georgescu For For M0201 48969
1.4 Elect Director Alan J. Hirschfield For For M0201 94609
1.4 Elect Director Paul J. Fribourg For For M0201 57170
1.4 Elect Director W. Lee Nutter For For M0201 345346
1.4 Elect Director Barry P. Hoffman For For M0201 41238
1.4 Elect Director Timothy R. Wallace For For M0201 131096
1.5 Elect Director Wayne R. Sanders For For M0201 129298
1.5 Elect Director Richard A. Goldstein For For M0201 48969
1.5 Elect Director James E. Jordan For For M0201 94609
1.5 Elect Director Philip A. Laskawy For For M0201 57170
1.5 Elect Director Ramon A. Rodriguez For For M0201 345346
1.5 Elect Director Walter H. Ku For For M0201 41238
1.6 Elect Director Alexandra A. Herzan For For M0201 48969
1.6 Elect Director Jeffrey C. Keil For For M0201 94609
1.6 Elect Director Gloria R. Scott For For M0201 57170
1.6 Elect Director Allan C. Sorensen For For M0201 345346
1.6 Elect Director Robert L. Recchia For For M0201 41238
1.7 Elect Director Arthur C. Martinez For For M0201 48969
1.7 Elect Director Jesse Clyde Nichols III For For M0201 94609
1.7 Elect Director Andrew H. Tisch For For M0201 57170
1.7 Elect Director Marcella A. Sampson For Withhold M0201 41238
1.8 Elect Director Burton M. Tansky For For M0201 48969
1.8 Elect Director Joseph S. Steinberg For For M0201 94609
1.8 Elect Director James S. Tisch For For M0201 57170
1.8 Elect Director Alan F. Schultz For For M0201 41238
1.9 Elect Director Jonathan M. Tisch For For M0201 57170
1.9 Elect Director Faith Whittlesey For Withhold M0201 41238
2 Approve Omnibus Stock Plan For Against M0522 129298
2 Increase Authorized Common Stock For For M0304 163599
2 Ratify Auditors For For M0101 48969
2 Amend Art to Extend Provisions that Restrict Accum of 5% Common Stock For For M0126 94609
2 Ratify Auditors For For M0101 57170
2 Adjourn Meeting For Against M0617 345346
2 Ratify Auditors For For M0101 41238
2 Amend Omnibus Stock Plan For For M0524 131096
2.1 Elect Director Louis J. Giuliano For For M0201 23967
2.2 Elect Director Curtis J. Crawford For For M0201 23967
2.3 Elect Director Christina A. Gold For For M0201 23967
2.4 Elect Director Ralph F. Hake For For M0201 23967
2.5 Elect Director John J. Hamre For For M0201 23967
2.6 Elect Director Raymond W. LeBoeuf For For M0201 23967
2.7 Elect Director Frank T. MacInnis For For M0201 23967
2.8 Elect Director Linda S. Sanford For For M0201 23967
2.9 Elect Director Markos I. Tambakeras For For M0201 23967
3 Prohibit Auditor from Providing Non-Audit Services Against Against S0810 48969
3 Ratify Auditors For For M0101 94609
3 Provide for Cumulative Voting Against Against S0207 57170
3 Approve Reverse Stock Split For For M0308 131096
4 Support Leg. & Make Public Statements on Environmental Tobacco Smoke Against For S0703 57170
4 Ratify Auditors For For M0101 131096
5 Cease Charitable Contributions Against Against S0806 57170
1.1 Elect Director William J. Cadogan For For M0201 232104
1.1 Elect Director Robert A. Ingram For Withhold M0201 147399
1.1 Elect Director George Joseph For For M0201 50999
1.1 Elect Director Michael A. Rocca For For M0201 27676
1.2 Elect Director Nicholas D. Chabraja For For M0201 232104
1.2 Elect Director Vernon R. Loucks Jr. For For M0201 147399
1.2 Elect Director Charles E. Mcclung For For M0201 50999
1.2 Elect Director David A. Thompson For For M0201 27676
1.3 Elect Director Robert H. Ewald For For M0201 232104
1.3 Elect Director Donald R. Spuehler For For M0201 50999
1.3 Elect Director Stefan K. Widensohler For For M0201 27676
1.4 Elect Director Ronald T. LeMay For For M0201 232104
1.4 Elect Director Richard E. Grayson For For M0201 50999
1.5 Elect Director George R. Lewis For For M0201 232104
1.5 Elect Director Donald P. Newell For For M0201 50999
1.6 Elect Director Ronald L. Turner For For M0201 232104
1.6 Elect Director Bruce A. Bunner For For M0201 50999
1.7 Elect Director Carole J. Uhrich For For M0201 232104
1.7 Elect Director Nathan Bessin For For M0201 50999
1.8 Elect Director Alan F. White For For M0201 232104
1.8 Elect Director Michael D. Curtius For For M0201 50999
1.9 Elect Director Gabriel Tirador For For M0201 50999
2 Approve Omnibus Stock Plan For For M0522 232104
2 Amend Non-Employee Director Omnibus Stock Plan For For M0599 147399
2 Ratify Auditors For For M0101 27676
3 Amend Employee Stock Purchase Plan For For M0512 232104
3 Ratify Auditors For For M0101 147399
3 Approve Executive Incentive Bonus Plan For For M0535 27676
4 Increase Authorized Common Stock For For M0304 27676
5 Limit Executive Compensation Against Against S0508 27676
1.1 Elect Director David K. Hunt For For M0201 64900
1.1 Elect Director Michael J. Boskin, Phd For For M0201 118761
1.1 Elect Director John Mulder For For M0201 102620
1.1 Elect Director Eugene P. Beard For For M0201 178188
1.1 Elect Director R. Hartwell Gardner For For M0201 87299
1.1 Elect Director Edward L. Wristen For For M0201 118761
1.1 Elect Director John L. Vogelstein For For M0201 178188
1.11 Elect Director Kathy Brittain White For For M0201 178188
1.2 Elect Director Phillip B. Lassiter For For M0201 64900
1.2 Elect Director Daniel S. Brunner For For M0201 118761
1.2 Elect Director Frederick Sotok For For M0201 102620
1.2 Elect Director Michael J. Dolan For For M0201 178188
1.2 Elect Director James L. Houghton For For M0201 87299
1.3 Elect Director Kathy Brittain White For For M0201 64900
1.3 Elect Director Raul Cesan For For M0201 118761
1.3 Elect Director Wallace Tsuha For For M0201 102620
1.3 Elect Director Robert A. Eckert For For M0201 178188
1.3 Elect Director Linda K. Lawson For For M0201 87299
1.4 Elect Director Ronald H. Galowich For Withhold M0201 118761
1.4 Elect Director Tully M. Friedman For For M0201 178188
1.5 Elect Director Harold S. Handelsman For For M0201 118761
1.5 Elect Director Ronald M. Loeb For For M0201 178188
1.6 Elect Director Don Logan For For M0201 118761
1.6 Elect Director Andrea L. Rich For For M0201 178188
1.7 Elect Director William Mayer For For M0201 118761
1.7 Elect Director Ronald L. Sargent For For M0201 178188
1.8 Elect Director David E. Simon For For M0201 118761
1.8 Elect Director Christopher A. Sinclair For For M0201 178188
1.9 Elect Director James C. Smith For For M0201 118761
1.9 Elect Director G. Craig Sullivan For For M0201 178188
2 Ratify Auditors For For M0101 118761
2 Amend Stock Option Plan For For M0503 102620
2 Ratify Auditors For For M0101 178188
2 Ratify Auditors For For M0101 87299
3 Increase Authorized Common Stock For For M0304 102620
3 Limit Awards to Executives Against Against S0501 178188
4 Ratify Auditors For For M0101 102620
4 Prohibit Auditor from Providing Non-Audit Services Against Against S0810 178188
1.1 Elect Director John P. Amboian For For M0201 103716
1.1 Elect Director Gregory S. Bentley For Withhold M0201 70553
1.1 Elect Director Orin R. Smith For For M0201 70683
1.1 Elect Director Pastora San Juan Cafferty For For M0201 124273
1.1 Elect Director Malcolm I. Ruddock For For M0201 70553
1.2 Elect Director Willard L. Boyd For For M0201 103716
1.2 Elect Director Michael C. Brooks For For M0201 70553
1.2 Elect Director Douglas J. McGregor For For M0201 70683
1.2 Elect Director Frank M. Clark, Jr. For For M0201 124273
1.3 Elect Director John L. Carl For For M0201 103716
1.3 Elect Director Cristobal Conde For For M0201 70553
1.3 Elect Director Donald B. Rice For For M0201 70683
1.3 Elect Director Robert S. Miller For For M0201 124273
1.4 Elect Director W. John Driscoll For For M0201 103716
1.4 Elect Director Ramon de Oliveira For For M0201 70553
1.4 Elect Director Vincent J. Trosino For For M0201 70683
1.4 Elect Director A. Maurice Myers For For M0201 124273
1.5 Elect Director Duane R. Kullberg For For M0201 103716
1.5 Elect Director Henry C. Duques For For M0201 70553
1.5 Elect Director John C. Pope For For M0201 124273
1.6 Elect Director Roderick A. Palmore For For M0201 103716
1.6 Elect Director Albert A. Eisenstat For For M0201 70553
1.6 Elect Director W. Robert Reum For For M0201 124273
1.7 Elect Director Timothy R. Schwertfeger For For M0201 103716
1.7 Elect Director Bernard Goldstein For For M0201 70553
1.7 Elect Director Steven G. Rothmeier For For M0201 124273
1.8 Elect Director Janet Brutschea Haugen For For M0201 70553
1.8 Elect Director David P. Steiner For For M0201 124273
1.9 Elect Director James L. Mann For For M0201 70553
1.9 Elect Director Carl W. Vogt For For M0201 124273
2 Ratify Auditors For For M0101 103716
2 Ratify Auditors For For M0101 70553
2 Approve Non-Employee Director Restricted Stock Plan For For M0596 70683
2 Ratify Auditors For For M0101 124273
3 Other Business For Against M0125 103716
3 Ratify Auditors For For M0101 70683
3 Approve Omnibus Stock Plan For For M0522 124273
4 Approve Executive Incentive Bonus Plan For For M0535 124273
1.1 Elect Director Victor S. Liss For For M0201 25388
1.1 Elect Director Alan Aldworth For For M0201 145682
1.1 Elect Director J.P. Byrnes For For M0201 14
1.2 Elect Director James W. McDowell, Jr. For For M0201 25388
1.2 Elect Director Erica Farber For For M0201 145682
1.2 Elect Director S.H. Altman, Ph.D. For For M0201 14
1.3 Elect Director George A. Schaefer, Jr. For For M0201 25388
1.3 Elect Director Kenneth F. Gorman For For M0201 145682
1.3 Elect Director C.B. Black For For M0201 14
1.4 Elect Director Jackie M. Ward For For M0201 25388
1.4 Elect Director Philip Guarascio For For M0201 145682
1.4 Elect Director F.D. Byrne, M.D. For For M0201 14
1.5 Elect Director Larry E. Kittelberger For For M0201 145682
1.5 Elect Director F.T. Cary For For M0201 14
1.6 Elect Director Stephen B. Morris For For M0201 145682
1.6 Elect Director W.F. Miller, III For For M0201 14
1.7 Elect Director Luis G. Nogales For For M0201 145682
1.8 Elect Director Lawrence Perlman For For M0201 145682
1.9 Elect Director Richard A. Post For For M0201 145682
2 Amend Omnibus Stock Plan For For M0524 145682
2 Approve Omnibus Stock Plan For For M0522 14
1.1 Elect Director Aaron I. Fleischman For For M0201 287980
1.1 Elect Director Alan J. Bernon For For M0201 74308
1.1 Elect Director T. Kimball Brooker For For M0201 127894
1.1 Elect Director Maurice A. Cox, Jr. For For M0201 88602
1.1 Elect Director David A. Bell For For M0201 329526
1.1 Elect Director Stephen L. Feinberg For For M0201 85181
1.1 Elect Director Teresa Beck For For M0201 142458
1.1 Elect Director Michael L. Ainslie For For M0201 93603
1.1 Elect Director Phillip R. Kevil For Withhold M0201 169353
1.1 Elect Director Claire L. Tow For For M0201 287980
1.1 Elect Director J. Phillip Samper For Withhold M0201 329526
1.11 Elect Director Leonard Tow For For M0201 287980
1.12 Elect Director David H. Ward For For M0201 287980
1.2 Elect Director Rudy J. Graf For For M0201 287980
1.2 Elect Director Gregg L. Engles For For M0201 74308
1.2 Elect Director Robert E. Gallagher For For M0201 127894
1.2 Elect Director Nancy-Ann Min DeParle For For M0201 88602
1.2 Elect Director Frank J. Borell For For M0201 329526
1.2 Elect Director Donald P. Jacobs For For M0201 85181
1.2 Elect Director R.D. Cash For For M0201 142458
1.2 Elect Director Hugh M. Durden For For M0201 93603
1.2 Elect Director Scott G. Sherman For For M0201 169353
1.3 Elect Director Stanley Harfenist For For M0201 287980
1.3 Elect Director Joseph S. Hardin, Jr. For For M0201 74308
1.3 Elect Director David S. Johnson For For M0201 127894
1.3 Elect Director Ronald W. Dollens For For M0201 88602
1.3 Elect Director Reginald K. Brack For For M0201 329526
1.3 Elect Director D. Michael Steuert For For M0201 85181
1.3 Elect Director Robert E. McKee III For Withhold M0201 142458
1.3 Elect Director Adam W. Herbert, Jr. For For M0201 93603
1.3 Elect Director Bob R. Simpson For Withhold M0201 169353
1.4 Elect Director Andrew N. Heine For For M0201 287980
1.4 Elect Director Ronald Kirk For For M0201 74308
1.4 Elect Director Enrique C. Falla For For M0201 88602
1.4 Elect Director Jill M. Considine For For M0201 329526
1.4 Elect Director J. Andre Teixeira For For M0201 85181
1.4 Elect Director Gary G. Michael For For M0201 142458
1.4 Elect Director Delores Kesler For For M0201 93603
1.5 Elect Director William M. Kraus For For M0201 287980
1.5 Elect Director John S. Llewellyn, Jr. For For M0201 74308
1.5 Elect Director Kristina M. Johnson, Ph.D. For For M0201 88602
1.5 Elect Director Christopher J. Coughlin For For M0201 329526
1.5 Elect Director Charles B. Stanley For For M0201 142458
1.5 Elect Director John S. Lord For Withhold M0201 93603
1.6 Elect Director Scott N. Schneider For For M0201 287980
1.6 Elect Director John J. Donner, Jr. For For M0201 329526
1.6 Elect Director Walter L. Revell For For M0201 93603
1.7 Elect Director John L. Schroeder For For M0201 287980
1.7 Elect Director Richard A. Goldstein For For M0201 329526
1.7 Elect Director Peter S. Rummell For For M0201 93603
1.8 Elect Director Robert A. Stanger For For M0201 287980
1.8 Elect Director H. John Greenlaus For For M0201 329526
1.8 Elect Director Winfred L. Thornton For Withhold M0201 93603
1.9 Elect Director Edwin Tornberg For For M0201 287980
1.9 Elect Director Michael I. Roth For For M0201 329526
1.9 Elect Director William H. Walton, III For For M0201 93603
2 Ratify Auditors For For M0101 287980
2 Ratify Auditors For For M0101 74308
2 Ratify Auditors For For M0101 127894
2 Ratify Auditors For For M0101 88602
2 Approve Omnibus Stock Plan For For M0522 329526
2 Approve Non-Employee Director Omnibus Stock Plan For For M0598 85181
2 Approve Executive Incentive Bonus Plan For For M0535 142458
2 Eliminate Preemptive Rights For Against M0314 93603
2 Increase Authorized Common Stock For For M0304 169353
3 Submit Severance Agreement (Change-in-Control) to Shareholder Vote Against For S0321 287980
3 Expense Stock Options Against For S0514 88602
3 Approve Non-Employee Director Omnibus Stock Plan For For M0598 329526
3 Ratify Auditors For For M0101 85181
3 Ratify Auditors For For M0101 93603
4 Ratify Auditors For For M0101 329526
5 MacBride Principles Against Against S0411 329526
1.1 Elect Director Leo Benatar For For M0201 59100
1.1 Elect Director Kenneth J. Duffy For For M0201 106431
1.2 Elect Director Phyllis O. Bonanno For For M0201 59100
1.2 Elect Director Joseph V. Taranto For For M0201 106431
1.3 Elect Director David L. Kolb For For M0201 59100
1.4 Elect Director W. Christopher Wellborn For For M0201 59100
2 Ratify Auditors For For M0101 106431
1.1 Elect Director Hamid R. Moghadam For For M0201 95773
1.1 Elect Director Martin Kimmel For Withhold M0201 108716
1.1 Elect Director Wayne T. Hockmeyer For For M0201 146871
1.1 Elect Director Ronald M. Gross For For M0201 50176
1.1 Elect Director Michael J. Bush For Withhold M0201 90336
1.1 Elect Director James R. Adams For For M0201 310477
1.1 Elect Director Michael J. Kowalski For For M0201 57582
1.1 Elect Director Robert Holland, Jr. For For M0201 85399
1.2 Elect Director W. Blake Baird For For M0201 95773
1.2 Elect Director Milton Cooper For Withhold M0201 108716
1.2 Elect Director David M. Mott For For M0201 146871
1.2 Elect Director Thomas I. Morgan For For M0201 50176
1.2 Elect Director Norman A. Ferber For Withhold M0201 90336
1.2 Elect Director Charles E. Foster For For M0201 310477
1.2 Elect Director Rose Marie Bravo For For M0201 57582
1.2 Elect Director David C. Novak For For M0201 85399
1.3 Elect Director T. Robert Burke For For M0201 95773
1.3 Elect Director Richard G. Dooley For Withhold M0201 108716
1.3 Elect Director David Baltimore For For M0201 146871
1.3 Elect Director Katherine D. Ortega For For M0201 50176
1.3 Elect Director James C. Peters For Withhold M0201 90336
1.3 Elect Director Mercedes Johnson For For M0201 310477
1.3 Elect Director William R. Chaney For For M0201 57582
1.3 Elect Director Jackie Trujillo For For M0201 85399
1.4 Elect Director David A. Cole For For M0201 95773
1.4 Elect Director Michael Flynn For Withhold M0201 108716
1.4 Elect Director M. James Barrett For For M0201 146871
1.4 Elect Director William T. Kerr For For M0201 310477
1.4 Elect Director Samuel L. Hayes III For For M0201 57582
1.5 Elect Director J. Michael Losh For For M0201 95773
1.5 Elect Director Joe Grills For For M0201 108716
1.5 Elect Director Melvin D. Booth For For M0201 146871
1.5 Elect Director Robert E. Lee For For M0201 310477
1.5 Elect Director Abby F. Kohnstamm For For M0201 57582
1.6 Elect Director Frederick W. Reid For For M0201 95773
1.6 Elect Director David Henry For Withhold M0201 108716
1.6 Elect Director James H. Cavanaugh For For M0201 146871
1.6 Elect Director Patrick J. Martin For For M0201 310477
1.6 Elect Director Charles K. Marquis For For M0201 57582
1.7 Elect Director Jeffrey L. Skelton For For M0201 95773
1.7 Elect Director F. Patrick Hughes For For M0201 108716
1.7 Elect Director Barbara Hackman Franklin For For M0201 146871
1.7 Elect Director Judy C. Odom For For M0201 310477
1.7 Elect Director J. Thomas Presby For For M0201 57582
1.8 Elect Director Thomas W. Tusher For For M0201 95773
1.8 Elect Director Frank Lourenso For Withhold M0201 108716
1.8 Elect Director Gordon S. Macklin For For M0201 146871
1.8 Elect Director James E. Quinn For For M0201 57582
1.9 Elect Director Caryl B. Welborn For For M0201 95773
1.9 Elect Director Richard Saltzman For For M0201 108716
1.9 Elect Director Elizabeth H. S. Wyatt For For M0201 146871
1.9 Elect Director William A. Shutzer For For M0201 57582
2 Ratify Auditors For For M0101 95773
2 Amend Stock Option Plan For For M0503 108716
2 Approve Omnibus Stock Plan For For M0522 146871
2 Increase Authorized Common Stock For For M0304 50176
2 Approve Omnibus Stock Plan For For M0522 90336
2 Approve Omnibus Stock Plan For For M0522 310477
2 Ratify Auditors For For M0101 57582
2 Approve Executive Incentive Bonus Plan For For M0535 85399
3 Separate Chairman and CEO Positions Against For S0107 108716
3 Ratify Auditors For For M0101 146871
3 Amend Omnibus Stock Plan For For M0524 50176
3 Increase Authorized Common Stock For For M0304 90336
3 Approve Executive Incentive Bonus Plan For For M0535 310477
3 Ratify Auditors For For M0101 85399
4 Ratify Auditors For For M0101 90336
4 Provide for Cumulative Voting Against For S0207 310477
4 Adopt Smoke-Free Restaurant Policy Against Against S0703 85399
5 Prepare a Sustainability Report Against For S0999 85399
6 Adopt MacBride Principles Against Against S0411 85399
7 Report on Genetically Modified Organisms (GMO) Against Against S0736 85399
8 Report on Animal Welfare Standards Against Against S0999 85399
1.1 Elect Director Patrick G. Ryan For For M0201 219517
1.1 Elect Director Michael D. O'Halleran For For M0201 219517
1.11 Elect Director John W. Rogers, Jr. For For M0201 219517
1.12 Elect Director Gloria Santona For For M0201 219517
1.13 Elect Director Carolyn Y. Woo For For M0201 219517
1.2 Elect Director Edgar D. Jannotta For Withhold M0201 219517
1.3 Elect Director Jan Kalff For Withhold M0201 219517
1.4 Elect Director Lester B. Knight For For M0201 219517
1.5 Elect Director J. Michael Losh For For M0201 219517
1.6 Elect Director R. Eden Martin For For M0201 219517
1.7 Elect Director Andrew J. McKenna For For M0201 219517
1.8 Elect Director Robert S. Morrison For For M0201 219517
1.9 Elect Director Richard C. Notebaert For For M0201 219517
2 Ratify Auditors For For M0101 219517
1.1 Elect Director Alfred P. West, Jr. For Withhold M0201 96505
1.1 Elect Director Philip Burguieres For For M0201 54569
1.2 Elect Director William M. Doran For Withhold M0201 96505
1.2 Elect Director Nicholas F. Brady For For M0201 54569
1.3 Elect Director Howard D. Ross For For M0201 96505
1.3 Elect Director David J. Butters For For M0201 54569
1.4 Elect Director Thomas W. Smith For For M0201 96505
1.4 Elect Director Bernard J. Duroc-Danner For For M0201 54569
1.5 Elect Director Sheldon B. Lubar For For M0201 54569
1.6 Elect Director William E. Macaulay For For M0201 54569
1.7 Elect Director Robert B. Millard For For M0201 54569
1.8 Elect Director Robert K. Moses, Jr. For For M0201 54569
1.9 Elect Director Robert A. Rayne For For M0201 54569
2 Ratify Auditors For For M0101 96505
2 Ratify Auditors For For M0136 54569
1.1 Elect Director Aart J. de Geus For For M0201 240070
1.2 Elect Director Andy D. Bryant For For M0201 240070
1.3 Elect Director Chi-Foon Chan For For M0201 240070
1.4 Elect Director Bruce R. Chizen For For M0201 240070
1.5 Elect Director Deborah A. Coleman For For M0201 240070
1.6 Elect Director A. Richard Newton For For M0201 240070
1.7 Elect Director Sasson Somekh For Withhold M0201 240070
1.8 Elect Director Roy Vallee For For M0201 240070
1.9 Elect Director Steven C. Walske For For M0201 240070
2 Amend Non-Employee Director Stock Option Plan For Against M0526 240070
3 Ratify Auditors For For M0101 240070
1.1 Elect Director Doreen E. Boyce For For M0201 118317
1.2 Elect Director Charles C. Cohen For Withhold M0201 118317
1.3 Elect Director Morgan K. O'Brien For For M0201 118317
2 Amend Omnibus Stock Plan For For M0524 118317
3 Ratify Auditors For For M0101 118317
1.1 Elect Director Gary L. Crittenden For For M0201 138443
1.2 Elect Director Edmond J. English For For M0201 138443
1.3 Elect Director Richard G. Lesser For For M0201 138443
2 Amend Omnibus Stock Plan For For M0524 138443
3 Implement ILO Based Code of Conduct Against Against S0414 138443
4 Report on Vendor Standards Against Against S0415 138443
5 Declassify the Board of Directors Against For S0201 138443
1.1 Elect Director Kent J. Thirty For For M0201 43163
1.1 Elect Director Betsy S. Atkins For For M0201 141626
1.2 Elect Director B.H. Safirstein, M.D. For Withhold M0201 43163
1.2 Elect Director John Seely Brown For For M0201 141626
1.3 Elect Director Robert C. Hagerty For For M0201 141626
1.4 Elect Director John A. Kelley, Jr. For For M0201 141626
1.5 Elect Director Michael R. Kourey For For M0201 141626
1.6 Elect Director Stanley J. Meresman For For M0201 141626
1.7 Elect Director William A. Owens For Withhold M0201 141626
1.8 Elect Director Durk I. Jager For For M0201 141626
1.9 Elect Director Thomas G. Stemberg For For M0201 141626
2 Ratify Auditors For For M0101 43163
2 Approve Omnibus Stock Plan For For M0522 141626
3 Divest from Tobacco Equities Against Against S0703 43163
3 Ratify Auditors For For M0101 141626
1.1 Elect Director Gerhard Cless For For M0201 52885
1.2 Elect Director Michael A. Smith For For M0201 52885
2 Increase Authorized Common Stock For For M0304 52885
3 Ratify Auditors For For M0101 52885
4 Adopt Charter Language on Board Diversity Against Against S0227 52885
1.1 Elect Director Michael P. Esposito, Jr. For For M0201 24426
1.2 Elect Director Joan K. Shafran For Withhold M0201 24426
1.3 Elect Director Louis Stokes For For M0201 24426
1.4 Elect Director Stan Ross For For M0201 24426
2 Amend Stock Option Plan For Against M0503 24426
3 Ratify Auditors For For M0101 24426
1.1 Elect Director Robert R. Bennett For Withhold M0201 698000
1.2 Elect Director Paul A. Gould For For M0201 698000
1.3 Elect Director John C. Malone For Withhold M0201 698000
2 Amend Executive Incentive Bonus Plan For For M0535 698000
3 Ratify Auditors For For M0101 698000
1 Fix Number of Directors For For M0202 282651
1 Increase Authorized Common Stock For For M0304 17903
2.1 Elect Director Rodger B. Dowdell, Jr. For Withhold M0201 282651
2.2 Elect Director Emanuel E. Landsman For Withhold M0201 282651
2.3 Elect Director Neil E. Rasmussen For Withhold M0201 282651
2.4 Elect Director Ervin F. Lyon For Withhold M0201 282651
2.5 Elect Director James D. Gerson For For M0201 282651
2.6 Elect Director John G. Kassakian For For M0201 282651
2.7 Elect Director John F. Keane, Sr. For For M0201 282651
2.8 Elect Director Ellen B. Richstone For For M0201 282651
3 Approve Omnibus Stock Plan For For M0522 282651
4 Ratify Auditors For For M0101 282651
1.1 Elect Director Kobi Alexander For For M0201 380309
1.2 Elect Director Raz Alon For For M0201 380309
1.3 Elect Director Itsik Danziger For For M0201 380309
1.4 Elect Director John H. Friedman For For M0201 380309
1.5 Elect Director Ron Hiram For For M0201 380309
1.6 Elect Director Sam Oolie For For M0201 380309
1.7 Elect Director William F. Sorin For For M0201 380309
2 Approve Omnibus Stock Plan For For M0522 380309
3 Ratify Auditors For For M0101 380309
1.1 Elect Director Alan Belzer For For M0201 176683
1.2 Elect Director Mary L. Good For For M0201 176683
1.3 Elect Director James C. Mullen For For M0201 176683
1.4 Elect Director Bruce R. Ross For For M0201 176683
2 Ratify Auditors For For M0101 176683
1.1 Elect Director Marvin J. Girouard For For M0201 107539
1.2 Elect Director James M. Hoak, Jr. For For M0201 107539
1.3 Elect Director Tom M. Thomas For For M0201 107539
1.4 Elect Director John H. Burgoyne For For M0201 107539
1.5 Elect Director Michael R. Ferrari For For M0201 107539
1.6 Elect Director Karen W. Katz For For M0201 107539
1.7 Elect Director Terry E. London For For M0201 107539
2 Amend Omnibus Stock Plan For For M0524 107539
3 Amend Employee Stock Purchase Plan For For M0512 107539
1 Issue Shares in Connection with an Acquisition For For M0410 25388
2 Change Company Name For For M0111 25388
1 Declassify the Board of Directors For For M0215 22648
2.1 Elect Director K.A. Mundt For For M0201 22648
2.2 Elect Director M.H. Saranow For For M0201 22648
2.3 Elect Director K.A. Mundt For For M0201 22648
2.4 Elect Director M.L. Solomon For For M0201 22648
2.5 Elect Director H.S. Wander For For M0201 22648
2.6 Elect Director M.H. Saranow For For M0201 22648
3 Approve Omnibus Stock Plan For For M0522 22648
4 Ratify Auditors For For M0101 22648
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Principal MidCap Fund, Inc.
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By (Signature and Title) /s/ Ralph C. Eucher
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Ralph C. Eucher
President and Chief Executive Officer
Date January 14, 2005
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