UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-2111
------------
AXP GROWTH SERIES, INC.
- --------------------------------------------------------------------------------
(Exact name of registrant as specified in charter)
50606 AXP Financial Center, Minneapolis, Minnesota 55474
- --------------------------------------------------------------------------------
(Address of principal executive offices) (Zip code)
Leslie L. Ogg - 901 S. Marquette Avenue, Suite 2810, Minneapolis, MN 55402-3268
- --------------------------------------------------------------------------------
(Name and address of agent for service)
Registrant's telephone number, including area code: (612) 330-9283
-----------------
Date of fiscal year end: 7/31
--------------
Date of reporting period: 7/1/03-6/30/04
--------------
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-02111
Reporting Period: 07/01/2003 - 06/30/2004
AXP Growth Series, Inc.
=============================== AXP GROWTH FUND ================================
The Fund is part of a master/feeder operating structure. The following proxy
voting record was voted by Growth Portfolio of Growth Trust, the master fund.
ACCENTURE LTD BERMUDA
Ticker: ACN Security ID: G1150G111
Meeting Date: FEB 5, 2004 Meeting Type: Annual
Record Date: DEC 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint Dennis F. Hightower, William L. For Did Not Management
Kimsey, Robert I. Lipp, and Wulf von Vote
Schimmelmann as Directors
2 Approve KPMG LLP as Independent Auditors For Did Not Management
and Authorize Board to Fix Their Vote
Remuneration
3 Transact Other Business (Non-Voting) None Did Not Management
Vote
- --------------------------------------------------------------------------------
ACE LTD.
Ticker: ACE Security ID: G0070K103
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian Duperreault For For Management
1.2 Elect Director Robert M. Hernandez For For Management
1.3 Elect Director Peter Menikoff For For Management
1.4 Elect Director Robert Ripp For For Management
1.5 Elect Director Dermot F. Smurfit For For Management
2 PROPOSAL TO APPROVE THE ACE LIMITED 2004 For For Management
LONG-TERM INCENTIVE PLAN.
3 PROPOSAL TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT ACCOUNTANTS OF ACE LIMITED
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2004.
- --------------------------------------------------------------------------------
AETNA INC.
Ticker: AET Security ID: 00817Y108
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Betsy Z. Cohen For For Management
1.2 Elect Director Barbara Hackman Franklin For For Management
1.3 Elect Director Jeffrey E. Garten For For Management
1.4 Elect Director Earl G. Graves For For Management
1.5 Elect Director Gerald Greenwald For For Management
1.6 Elect Director Ellen M. Hancock For For Management
1.7 Elect Director Michael H. Jordan For For Management
1.8 Elect Director Jack D. Kuehler For For Management
1.9 Elect Director Edward J. Ludwig For For Management
1.10 Elect Director Joseph P. Newhouse For For Management
1.11 Elect Director Judith Rodin For For Management
1.12 Elect Director John W. Rowe, M.D. For For Management
1.13 Elect Director Ronald A. Williams For For Management
1.14 Elect Director R. David Yost For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against Against Shareholder
4 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
AFFILIATED COMPUTER SERVICES, INC.
Ticker: ACS Security ID: 008190100
Meeting Date: OCT 30, 2003 Meeting Type: Annual
Record Date: SEP 19, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darwin Deason For For Management
1.2 Elect Director Jeffrey A. Rich For For Management
1.3 Elect Director Mark A. King For For Management
1.4 Elect Director Joseph P. O'Neill For For Management
1.5 Elect Director Frank A. Rossi For For Management
1.6 Elect Director J. Livingston Kosberg For For Management
1.7 Elect Director Dennis McCuistion For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AGNICO-EAGLE MINES LTD.
Ticker: AGE. Security ID: 008474108
Meeting Date: MAY 28, 2004 Meeting Type: Annual/Special
Record Date: APR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leanne M. Baker For For Management
1.2 Elect Director Douglas R. Beaumont For For Management
1.3 Elect Director Sean Boyd For For Management
1.4 Elect Director Alan Green For For Management
1.5 Elect Director Bernard Kraft For For Management
1.6 Elect Director Mel Leiderman For For Management
1.7 Elect Director James D. Nasso For For Management
1.8 Elect Director Ernest Sheriff For For Management
2 Approve Auditors and Authorize Board to For For Management
Fix Remuneration of Auditors
3 Amend Stock Option Plan For For Management
- --------------------------------------------------------------------------------
ALLSTATE CORP., THE
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director F. Duane Ackerman For For Management
1.2 Elect Director James G. Andress For For Management
1.3 Elect Director Edward A. Brennan For For Management
1.4 Elect Director W. James Farrell For For Management
1.5 Elect Director Jack M. Greenberg For For Management
1.6 Elect Director Ronald T. LeMay For For Management
1.7 Elect Director Edward M. Liddy For For Management
1.8 Elect Director J. Christopher Reyes For For Management
1.9 Elect Director H. John Riley, Jr. For For Management
1.10 Elect Director Joshua I. Smith For For Management
1.11 Elect Director Judith A. Sprieser For For Management
1.12 Elect Director Mary Alice Taylor For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Provide for Cumulative Voting Against Against Shareholder
- --------------------------------------------------------------------------------
ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth E. Bailey For For Management
1.2 Elect Director Mathis Cabiallavetta For For Management
1.3 Elect Director Louis C. Camilleri For For Management
1.4 Elect Director J. Dudley Fishburn For For Management
1.5 Elect Director Robert E. R. Huntley For For Management
1.6 Elect Director Thomas W. Jones For For Management
1.7 Elect Director Lucio A. Noto For For Management
1.8 Elect Director John S. Reed For For Management
1.9 Elect Director Carlos Slim Helu For For Management
1.10 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 Report on Product Warnings for Pregnant Against Against Shareholder
Women
4 Report on Health Risks Associated with Against Against Shareholder
Cigarette Filters
5 Political Contributions/Activities Against Against Shareholder
6 Cease Use of Light and Ultra Light in Against Against Shareholder
Cigarette Marketing
7 Place Canadian Style Warnings on Against Against Shareholder
Cigarette Packaging
8 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874107
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Bernard Aidinoff For For Management
1.2 Elect Director Pei-Yuan Chia For For Management
1.3 Elect Director Marshall A. Cohen For For Management
1.4 Elect Director Willaim S. Cohen For For Management
1.5 Elect Director Martin S. Feldstein For For Management
1.6 Elect Director Ellen V. Futter For For Management
1.7 Elect Director Maurice R. Greenberg For For Management
1.8 Elect Director Carla A. Hills For For Management
1.9 Elect Director Frank J. Hoenemeyer For For Management
1.10 Elect Director Richard C. Holbrooke For For Management
1.11 Elect Director Donald P. Kanak For For Management
1.12 Elect Director Howard I. Smith For For Management
1.13 Elect Director Martin J. Sullivan For For Management
1.14 Elect Director Edmund S.W. Tse For For Management
1.15 Elect Director Frank G. Zarb For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
4 Ratify Auditors For For Management
5 Report on Political Against Against Shareholder
Contributions/Activities
6 Divest from Tobacco Equities Against Against Shareholder
7 Link Executive Compensation to Predatory Against Against Shareholder
Lending
- --------------------------------------------------------------------------------
ANADARKO PETROLEUM CORP.
Ticker: APC Security ID: 032511107
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Barcus For For Management
1.2 Elect Director James L. Bryan For For Management
1.3 Elect Director James T. Hackett For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Report on Greenhouse Gas Emissions Against Against Shareholder
- --------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: MAR 9, 2004 Meeting Type: Annual
Record Date: JAN 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerald G. Fishman For For Management
1.2 Elect Director F. Grant Saviers For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ANHEUSER-BUSCH COMPANIES, INC.
Ticker: BUD Security ID: 035229103
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director August A. Busch III For For Management
1.2 Elect Director Carlos Fernandez G. For For Management
1.3 Elect Director James R. Jones For For Management
1.4 Elect Director Andrew C. Taylor For For Management
1.5 Elect Director Douglas A. Warner III For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ANTHEM INC.
Ticker: ATH Security ID: 03674B104
Meeting Date: JUN 28, 2004 Meeting Type: Special
Record Date: MAY 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
2 Change Company Name For For Management
- --------------------------------------------------------------------------------
ANTHEM INC.
Ticker: ATH Security ID: 03674B104
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor S. Liss For For Management
1.2 Elect Director James W. McDowell, Jr. For For Management
1.3 Elect Director George A. Schaefer, Jr. For For Management
1.4 Elect Director Jackie M. Ward For For Management
- --------------------------------------------------------------------------------
APACHE CORP.
Ticker: APA Security ID: 037411105
Meeting Date: DEC 18, 2003 Meeting Type: Special
Record Date: OCT 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
APACHE CORP.
Ticker: APA Security ID: 037411105
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugene C. Fiedorek For For Management
1.2 Elect Director Patricia Albjerg Graham For For Management
1.3 Elect Director F. H. Merelli For Withhold Management
1.4 Elect Director Raymond Plank For For Management
2 Report on Greenhouse Gas Emissions Against Against Shareholder
- --------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 24, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael H. Armacost For For Management
1.2 Elect Director Deborah A. Coleman For For Management
1.3 Elect Director Herbert M. Dwight, Jr. For For Management
1.4 Elect Director Philip V. Gerdine For For Management
1.5 Elect Director Paul R. Low For For Management
1.6 Elect Director Dan Maydan For For Management
1.7 Elect Director Steven L. Miller For For Management
1.8 Elect Director James C. Morgan For For Management
1.9 Elect Director Gerhard H. Parker For For Management
1.10 Elect Director Michael R. Splinter For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
AT&T WIRELESS SERVICES, INC.
Ticker: AWE Security ID: 00209A106
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director Nobuharu Ono For For Management
2.2 Elect Director Carolyn M. Ticknor For For Management
2.3 Elect Director John D. Zeglis For For Management
3 Ratify Auditors For For Management
4 Limit Executive Compensation Against Against Shareholder
5 Prohibit Awards to Executives Against Against Shareholder
6 Require Affirmative Vote of a Majority of Against Against Shareholder
the Shares to Elect Directors
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Barnet, III For For Management
1.2 Elect Director Charles W. Coker For For Management
1.3 Elect Director John T. Collins For For Management
1.4 Elect Director Gary L. Countryman For For Management
1.5 Elect Director Paul Fulton For For Management
1.6 Elect Director Charles K. Gifford For For Management
1.7 Elect Director Donald E. Guinn For For Management
1.8 Elect Director James H. Hance, Jr. For For Management
1.9 Elect Director Kenneth D. Lewis For For Management
1.10 Elect Director Walter E. Massey For For Management
1.11 Elect Director Thomas J. May For For Management
1.12 Elect Director C. Steven McMillan For For Management
1.13 Elect Director Eugene M. McQuade For For Management
1.14 Elect Director Patricia E. Mitchell For For Management
1.15 Elect Director Edward L. Romero For For Management
1.16 Elect Director Thomas M. Ryan For For Management
1.17 Elect Director O. Temple Sloan, Jr. For For Management
1.18 Elect Director Meredith R. Spangler For For Management
1.19 Elect Director Jackie M. Ward For For Management
2 Ratify Auditors For For Management
3 Change Date of Annual Meeting Against Against Shareholder
4 Adopt Nomination Procedures for the Board Against Against Shareholder
5 Charitable Contributions Against Against Shareholder
6 Establish Independent Committee to Review Against Against Shareholder
Mutual Fund Policy
7 Adopt Standards Regarding Privacy and Against Against Shareholder
Information Security
- --------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Forsyth For For Management
1.2 Elect Director Gail D. Fosler For For Management
1.3 Elect Director Carole J. Uhrich For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against Against Shareholder
- --------------------------------------------------------------------------------
BIOGEN IDEC INC
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 16, 2004 Meeting Type: Annual
Record Date: APR 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan Belzer For For Management
1.2 Elect Director Mary L. Good For For Management
1.3 Elect Director James C. Mullen For For Management
1.4 Elect Director Bruce R. Ross For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORP.
Ticker: BSX Security ID: 101137107
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ursula M. Burns For For Management
1.2 Elect Director Marye Anne Fox For For Management
1.3 Elect Director N.J. Nicholas, Jr. For For Management
1.4 Elect Director John E. Pepper For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CAMECO CORP.
Ticker: CCO. Security ID: 13321L108
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John S. Auston For For Management
1.2 Elect Director Joe F. Colvin For For Management
1.3 Elect Director Harry D. Cook For For Management
1.4 Elect Director James R. Curtiss For For Management
1.5 Elect Director George S. Dembroski For For Management
1.6 Elect Director Gerald W. Grandey For For Management
1.7 Elect Director Nancy E. Hopkins For For Management
1.8 Elect Director Oyvind Hushovd For For Management
1.9 Elect Director J.W. George Ivany For For Management
1.10 Elect Director A. Neil McMillan For For Management
1.11 Elect Director Robert W. Peterson For For Management
1.12 Elect Director Victor J. Zaleschuk For For Management
2 Appoint KPMG LLP as Auditors For For Management
3 The Undersigned Holder of Record of None None Management
Shares Declares that all Shares are Held,
Beneficially owned or Controlled by One
or More Canadian Residents
4 The Undersigned Holder of Shares Declares None None Management
that the Undersigned is a Canadian
Resident
- --------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORP.
Ticker: COF Security ID: 14040H105
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: FEB 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Ronald Dietz For For Management
1.2 Elect Director Lewis Hay, III For For Management
1.3 Elect Director Mayo A. Shattuck, III For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 5, 2003 Meeting Type: Annual
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dave Bing For For Management
1.2 Elect Director John F. Finn For For Management
1.3 Elect Director John F. Havens For For Management
1.4 Elect Director David W. Raisbeck For For Management
1.5 Elect Director Robert D. Walter For For Management
- --------------------------------------------------------------------------------
CAREMARK RX, INC.
Ticker: CMX Security ID: 141705103
Meeting Date: MAR 22, 2004 Meeting Type: Special
Record Date: FEB 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Approve Issuance of Stock in Connection For For Management
with Merger Agreement
3 Increase Authorized Preferred Stock For For Management
4 Approve Omnibus Stock Plan For For Management
5 Allow Postponement or Adjournment of For For Management
Special Meeting
- --------------------------------------------------------------------------------
CAREMARK RX, INC.
Ticker: CMX Security ID: 141705103
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edwin M. Banks For For Management
1.2 Elect Director Colleen C. Welch, Ph.D. For For Management
1.3 Elect Director Roger L. Headrick For For Management
1.4 Elect Director Jean-Pierre Millon For For Management
- --------------------------------------------------------------------------------
CENDANT CORPORATION
Ticker: CD Security ID: 151313103
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director The Right Honourable For For Management
Brian Mulroney
1.2 Elect Director Ronald L. Nelson For For Management
1.3 Elect Director Robert W. Pittman For For Management
1.4 Elect Director Myra J. Biblowit For For Management
1.5 Elect Director Sheli Z. Rosenberg For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
4 Separate Chairman and CEO Positions Against Against Shareholder
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
CHINA UNICOM
Ticker: Security ID: 16945R104
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND CONSIDER THE FINANCIAL For For Management
STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND OF THE AUDITORS FOR THE
YEAR ENDED 31 DECEMBER 2003.
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR For For Management
ENDED 31 DECEMBER 2003.
3 TO ELECT MR. LINUS CHEUNG WING LAM AS A For For Management
DIRECTOR.
4.1 Elect Director Mr. Tong Jilu For For Management
4.2 Elect Director Mr. Zhao Le For For Management
4.3 Elect Director Mr. Liu Yunjie For For Management
4.4 Elect Director Mr. Wu Jinglian For For Management
4.5 Elect Director Mr. Lo Wing Yan William For For Management
4.6 Elect Director Mr. Ye Fengping For For Management
5 TO AUTHORIZE THE DIRECTORS TO FIX For For Management
DIRECTORS FEES FOR THE YEAR ENDING 31
DECEMBER 2004.
6 Ratify Auditors For For Management
7 TO APPROVE THE AMENDMENTS TO THE ARTICLES For For Management
OF ASSOCIATION OF THE COMPANY.
8 TO GRANT A GENERAL MANDATE TO THE For For Management
DIRECTORS TO REPURCHASE SHARES IN THE
COMPANY NOT EXCEEDING 10% OF THE
AGGREGATE NOMINAL AMOUNT OF THE EXISTING
ISSUED SHARE CAPITAL.
9 TO GRANT A GENERAL MANDATE TO THE For Against Management
DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL SHARES IN THE COMPANY NOT
EXCEEDING 20% OF THE EXISTING ISSUED
SHARE CAPITAL.
10 TO EXTEND THE GENERAL MANDATE GRANTED TO For For Management
THE DIRECTORS TO ISSUE, ALLOT AND DEAL
WITH SHARES BY THE NUMBER OF SHARES
REPURCHASED.
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Bartz For For Management
1.2 Elect Director Larry R. Carter For For Management
1.3 Elect Director John T. Chambers For For Management
1.4 Elect Director Dr. James F. Gibbons For For Management
1.5 Elect Director Dr. John L. Hennessy For For Management
1.6 Elect Director Roderick C. McGeary For For Management
1.7 Elect Director James C. Morgan For For Management
1.8 Elect Director John P. Morgridge For For Management
1.9 Elect Director Donald T. Valentine For For Management
1.10 Elect Director Steven M. West For For Management
1.11 Elect Director Jerry Yang For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
4 Report on Company Products Used by the Against Against Shareholder
Government to Monitor the Internet
5 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Alain J.P. Belda For For Management
1.3 Elect Director George David For For Management
1.4 Elect Director Kenneth T. Derr For For Management
1.5 Elect Director John M. Deutch For For Management
1.6 Elect Director Roberto Hernandez Ramirez For For Management
1.7 Elect Director Ann Dibble Jordan For For Management
1.8 Elect Director Dudley C. Mecum For For Management
1.9 Elect Director Richard D. Parsons For For Management
1.10 Elect Director Andrall E. Pearson For For Management
1.11 Elect Director Charles Prince For For Management
1.12 Elect Director Robert E. Rubin For For Management
1.13 Elect Director Franklin A. Thomas For For Management
1.14 Elect Director Sanford I. Weill For For Management
1.15 Elect Director Robert B. Willumstad For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Prohibit Awards to Executives Against Against Shareholder
6 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
COCA-COLA COMPANY, THE
Ticker: KO Security ID: 191216100
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert A. Allen For For Management
1.2 Elect Director Ronald W. Allen For For Management
1.3 Elect Director Cathleen P. Black For For Management
1.4 Elect Director Warren E. Buffett For Withhold Management
1.5 Elect Director Douglas N. Daft For For Management
1.6 Elect Director Barry Diller For For Management
1.7 Elect Director Donald R. Keough For For Management
1.8 Elect Director Susan Bennett King For For Management
1.9 Elect Director Maria Elena Lagomasino For For Management
1.10 Elect Director Donald F. Mchenry For For Management
1.11 Elect Director Robert L. Nardelli For For Management
1.12 Elect Director Sam Nunn For For Management
1.13 Elect Director J. Pedro Reinhard For For Management
1.14 Elect Director James D. Robinson III For For Management
1.15 Elect Director Peter V. Ueberroth For For Management
1.16 Elect Director James B. Williams For For Management
2 Ratify Auditors For For Management
3 Report on Operational Impact of HIV/AIDS For For Shareholder
Pandemic
4 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
5 Prohibit Awards to Executives Against Against Shareholder
6 Submit Executive Compensation to Vote Against Against Shareholder
7 Submit Executive Compensation to Vote Against Against Shareholder
8 Implement China Principles Against Against Shareholder
9 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
COEUR D' ALENE MINES CORP.
Ticker: CDE Security ID: 192108108
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cecil D. Andrus For For Management
1.2 Elect Director James J. Curran For For Management
1.3 Elect Director James A. McClure For For Management
1.4 Elect Director Robert E. Mellor For For Management
1.5 Elect Director John H. Robinson For For Management
1.6 Elect Director J. Kenneth Thompson For For Management
1.7 Elect Director Timothy R. Winterer For For Management
1.8 Elect Director Dennis E. Wheeler For For Management
2 Increase Authorized Common Stock For For Management
3 Other Business For For Management
- --------------------------------------------------------------------------------
COLGATE-PALMOLIVE CO.
Ticker: CL Security ID: 194162103
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jill K. Conway For For Management
1.2 Elect Director Ronald E. Ferguson For For Management
1.3 Elect Director Carlos M. Gutierrez For For Management
1.4 Elect Director Ellen M. Hancock For For Management
1.5 Elect Director David W. Johnson For For Management
1.6 Elect Director Richard J. Kogan For For Management
1.7 Elect Director Delano E. Lewis For For Management
1.8 Elect Director Reuben Mark For For Management
1.9 Elect Director Elizabeth A. Monrad For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
5 Adopt ILO Based Code of Conduct Against Against Shareholder
6 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
COMCAST CORP.
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. Decker Anstrom For For Management
1.2 Elect Director C. Michael Armstrong For For Management
1.3 Elect Director Kenneth J. Bacon For For Management
1.4 Elect Director Sheldon M. Bonovitz For For Management
1.5 Elect Director Julian A. Brodsky For For Management
1.6 Elect Director Joseph L. Castle, II For For Management
1.7 Elect Director J. Michael Cook For For Management
1.8 Elect Director Brian L. Roberts For For Management
1.9 Elect Director Ralph J. Roberts For For Management
1.10 Elect Director Dr. Judith Rodin For For Management
1.11 Elect Director Michael I. Sovern For For Management
2 Ratify Auditors For For Management
3 Amend Restricted Stock Plan For For Management
4 Amend Articles/Bylaws/Charter-Non-Routine For For Management
5 Require Two-Thirds Majority of Against For Shareholder
Independent Directors on Board
6 Political Contributions/Activities Against Against Shareholder
7 Nominate Two Directors for every open Against Against Shareholder
Directorships
8 Limit Executive Compensation Against Against Shareholder
9 Adopt a Recapitalization Plan Against For Shareholder
- --------------------------------------------------------------------------------
COMMERCE BANCORP, INC.
Ticker: CBH Security ID: 200519106
Meeting Date: JUN 11, 2004 Meeting Type: Annual
Record Date: APR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vernon W. Hill, II For For Management
1.2 Elect Director Robert C. Beck For For Management
1.3 Elect Director Jack R Bershad For For Management
1.4 Elect Director Joseph E. Buckelew For For Management
1.5 Elect Director Donald T. Difrancesco For For Management
1.6 Elect Director John P. Ferguson For For Management
1.7 Elect Director Morton N. Kerr For For Management
1.8 Elect Director Steven M. Lewis For For Management
1.9 Elect Director George E. Norcross, III For For Management
1.10 Elect Director Joseph J. Plumeri, II For For Management
1.11 Elect Director Daniel J. Ragone For For Management
1.12 Elect Director Wm. A. Schwartz, Jr. For For Management
1.13 Elect Director Joseph T. Tarquini, Jr. For For Management
2 Approve Stock Option Plan For Against Management
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Boren For For Management
1.2 Elect Director James E. Copeland, Jr. For For Management
1.3 Elect Director Kenneth M. Duberstein For For Management
1.4 Elect Director Ruth R. Harkin For For Management
1.5 Elect Director William R. Rhodes For For Management
1.6 Elect Director J. Stapleton Roy For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
5 Limit Executive Compensation Against Against Shareholder
6 Report on Drilling in the Arctic National Against Against Shareholder
Wildlife Refuge
- --------------------------------------------------------------------------------
COUNTRYWIDE FINANCIAL CORP.
Ticker: CFC Security ID: 222372104
Meeting Date: JUN 16, 2004 Meeting Type: Annual
Record Date: APR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry G. Cisneros For For Management
1.2 Elect Director Robert J. Donato For For Management
1.3 Elect Director Michael E. Dougherty For For Management
1.4 Elect Director Martin R. Melone For For Management
1.5 Elect Director Harley W. Snyder For For Management
2 Amend Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
DEVON ENERGY CORP.
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 8, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas F. Ferguson For For Management
1.2 Elect Director Peter J. Fluor For For Management
1.3 Elect Director David M. Gavin For For Management
1.4 Elect Director Michael E. Gellert For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against Against Shareholder
of Directors
- --------------------------------------------------------------------------------
ECHOSTAR COMMUNICATIONS CORP.
Ticker: DISH Security ID: 278762109
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael T. Dugan For For Management
1.2 Elect Director James Defranco For For Management
1.3 Elect Director Cantey Ergen For For Management
1.4 Elect Director Charles W. Ergen For For Management
1.5 Elect Director Raymond L. Friedlob For For Management
1.6 Elect Director Steven R. Goodbarn For For Management
1.7 Elect Director David K. Moskowitz For For Management
1.8 Elect Director C. Michael Schroeder For For Management
2 Ratify Auditors For For Management
3 Other Business For For Management
- --------------------------------------------------------------------------------
ELAN CORPORATION PLC
Ticker: ELN Security ID: 284131208
Meeting Date: JUN 17, 2004 Meeting Type: Annual
Record Date: MAY 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND CONSIDER THE FINANCIAL For For Management
STATEMENTS FOR THE YEAR ENDED DECEMBER
31, 2003 TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND AUDITORS THEREON.
2 TO RE-ELECT MR. BRENDAN BOUSHEL WHO For For Management
RETIRES FROM THE BOARD BY ROTATION AS A
DIRECTOR OF THE COMPANY.
3 TO RE-ELECT MR. JOHN GROOM WHO RETIRES For For Management
FROM THE BOARD BY ROTATION AS A DIRECTOR
OF THE COMPANY.
4 TO RE-ELECT MR. KYRAN MCLAUGHLIN WHO For For Management
RETIRES FROM THE BOARD BY ROTATION AS A
DIRECTOR OF THE COMPANY.
5 TO RE-ELECT DR. DENNIS SELKOE WHO RETIRES For For Management
FROM THE BOARD BY ROTATION AS A DIRECTOR
OF THE COMPANY.
6 TO RE-ELECT MR. DANIEL TULLY WHO RETIRES For For Management
FROM THE BOARD BY ROTATION AS A DIRECTOR
OF THE COMPANY.
7 TO AUTHORISE THE DIRECTORS TO FIX THE For For Management
REMUNERATION OF THE AUDITORS.
8 THAT THE BOARD OF DIRECTORS BE AUTHORISED For Against Management
TO ISSUE SHARE OPTIONS TO NON-EXECUTIVE
DIRECTORS IN ACCORDANCE WITH THE TERMS OF
THE ELAN CORPORATION, PLC 1996 CONSULTANT
OPTION PLAN.
9 THAT THE ELAN CORPORATION, PLC 2004 For Against Management
RESTRICTED STOCK PLAN ( THE RSU PLAN ) BE
APPROVED AND ADOPTED.
10 THAT THE ELAN CORPORATION, PLC EMPLOYEE For For Management
EQUITY PURCHASE PLAN ( THE ESPP ) BE
APPROVED AND ADOPTED.
11 THAT THE DIRECTORS BE AND ARE HEREBY For For Management
GENERALLY AND UNCONDITIONALLY AUTHORISED
TO ALLOT AND ISSUE ALL RELEVANT
SECURITIES OF THE COMPANY.
12 THAT THE AUTHORISED SHARE CAPITAL OF THE For For Management
COMPANY BE INCREASED FROM 30,002,500 TO
33,502,500.
13 THAT, SUBJECT TO THE PASSING OF For For Management
RESOLUTION 12 IN THE NOTICE OF THIS
MEETING, THE ARTICLES OF ASSOCIATION BE
AMENDED.
14 THAT, SUBJECT TO THE PASSING OF For For Management
RESOLUTION 11 IN THE NOTICE OF THE
MEETING, THE DIRECTORS BE AND ARE HEREBY
EMPOWERED TO ALLOT SECURITIES FOR CASH.
15 THAT THE COMPANY AND/OR ANY SUBSIDIARY OF For For Management
THE COMPANY BE AND IS HEREBY GENERALLY
AUTHORIZED TO MAKE MARKET PURCHASES OF
SHARES OF ANY CLASS OF THE COMPANY.
16 THAT THE RE-ISSUE PRICE RANGE AT WHICH For For Management
ANY TREASURY SHARES FOR THE TIME BEING
HELD BY THE COMPANY MAY BE RE-ISSUED
OFF-MARKET SHALL BE THE MAXIMUM PRICE
EQUAL TO 120 PER CENT OF THE RELEVANT
PRICE; AND THE MINIMUM PRICE EQUAL TO 95
PER CENT OF THE RELEVA
- --------------------------------------------------------------------------------
EMC CORP.
Ticker: EMC Security ID: 268648102
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Egan For For Management
1.2 Elect Director Michael C. Ruettgers For For Management
1.3 Elect Director David N. Strohm For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
EXPEDIA INC
Ticker: EXPE Security ID: 302125109
Meeting Date: AUG 8, 2003 Meeting Type: Special
Record Date: JUN 25, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
FANNIE MAE
Ticker: FNM Security ID: 313586109
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen B. Ashley For For Management
1.2 Elect Director Kenneth M. Duberstein For For Management
1.3 Elect Director Thomas P. Gerrity For For Management
1.4 Elect Director Timothy Howard For For Management
1.5 Elect Director Ann Korologos For For Management
1.6 Elect Director Frederic V. Malek For For Management
1.7 Elect Director Donald B. Marron For For Management
1.8 Elect Director Daniel H. Mudd For For Management
1.9 Elect Director Anne M. Mulcahy For For Management
1.10 Elect Director Joe K. Pickett For For Management
1.11 Elect Director Leslie Rahl For For Management
1.12 Elect Director Franklin D. Raines For For Management
1.13 Elect Director H. Patrick Swygert For For Management
2 Ratify Auditors For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Provide for Cumulative Voting Against Against Shareholder
- --------------------------------------------------------------------------------
FIRST DATA CORP.
Ticker: FDC Security ID: 319963104
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry C. Duques For For Management
1.2 Elect Director Charles T. Fote For For Management
1.3 Elect Director Richard P. Kiphart For For Management
1.4 Elect Director Joan E. Spero For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FIRST DATA CORP.
Ticker: FDC Security ID: 319963104
Meeting Date: OCT 28, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
FOREST LABORATORIES, INC.
Ticker: FRX Security ID: 345838106
Meeting Date: AUG 11, 2003 Meeting Type: Annual
Record Date: JUN 20, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard Solomon For For Management
1.2 Elect Director William J. Candee, III For For Management
1.3 Elect Director George S. Cohan For For Management
1.4 Elect Director Dan L. Goldwasser For For Management
1.5 Elect Director Lester B. Salans, M.D. For For Management
1.6 Elect Director Kenneth E. Goodman For For Management
1.7 Elect Director Phillip M. Satow For Withhold Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FREDDIE MAC
Ticker: FRE Security ID: 313400301
Meeting Date: MAR 31, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joan E. Donoghue For For Management
1.2 Elect Director Michelle Engler For For Management
1.3 Elect Director Richard Karl Goeltz For For Management
1.4 Elect Director George D. Gould For For Management
1.5 Elect Director Henry Kaufman For For Management
1.6 Elect Director John B. Mccoy For For Management
1.7 Elect Director Shaun F. O'Malley For For Management
1.8 Elect Director Ronald F. Poe For For Management
1.9 Elect Director Stephen A. Ross For For Management
1.10 Elect Director Donald J. Schuenke For For Management
1.11 Elect Director Christina Seix For For Management
1.12 Elect Director Richard F. Syron For For Management
1.13 Elect Director William J. Turner For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GATEWAY INC
Ticker: GTW Security ID: 367626108
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas L. Lacey For For Management
1.2 Elect Director Wayne R. Inouye For For Management
2 Ratify Auditors For For Management
3 Report on Political Against Against Shareholder
Contributions/Activities
4 Require a Majority Vote for the Election Against Against Shareholder
of Directors
5 Board Diversity Against Against Shareholder
- --------------------------------------------------------------------------------
GENERAL MILLS, INC.
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 22, 2003 Meeting Type: Annual
Record Date: JUL 24, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen R. Demeritt For For Management
1.2 Elect Director Livio D. DeSimone For For Management
1.3 Elect Director William T. Esrey For For Management
1.4 Elect Director Raymond V. Gilmartin For For Management
1.5 Elect Director Judith Richards Hope For For Management
1.6 Elect Director Robert L. Johnson For For Management
1.7 Elect Director John M. Keenan For For Management
1.8 Elect Director Heidi G. Miller For For Management
1.9 Elect Director Hilda Ochoa-Brillembourg For For Management
1.10 Elect Director Stephen W. Sanger For For Management
1.11 Elect Director A. Michael Spence For For Management
1.12 Elect Director Dorothy A. Terrell For For Management
1.13 Elect Director Raymond G. Viault For For Management
1.14 Elect Director Paul S. Walsh For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
GILLETTE CO., THE
Ticker: G Security ID: 375766102
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward F. DeGraan For For Management
1.2 Elect Director Wilbur H. Gantz For For Management
1.3 Elect Director James M. Kilts For For Management
1.4 Elect Director Jorge Paulo Lemann For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Declassify the Board of Directors Against For Shareholder
5 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
6 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
GLAMIS GOLD LTD.
Ticker: GLG. Security ID: 376775102
Meeting Date: MAY 6, 2004 Meeting Type: Annual/Special
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors For For Management
2.1 Elect Director A. Dan Rovig For For Management
2.2 Elect Director C. Kevin McArthur For For Management
2.3 Elect Director Kenneth F. Williamson For For Management
2.4 Elect Director Jean Depatie For For Management
2.5 Elect Director A. Ian S. Davidson For For Management
2.6 Elect Director P. Randy Reifel For For Management
3 Approve Auditors and Authorize Board to For For Management
Fix Remuneration of Auditors
4 Amend Stock Option Plan For For Management
5 Approve Equity Incentive Plan For For Management
- --------------------------------------------------------------------------------
GUIDANT CORP.
Ticker: GDT Security ID: 401698105
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maurice A. Cox, Jr. For For Management
1.2 Elect Director Nancy-Ann Min DeParle For For Management
1.3 Elect Director Ronald W. Dollens For For Management
1.4 Elect Director Enrique C. Falla For For Management
1.5 Elect Director Kristina M. Johnson, For For Management
Ph.D.
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
HALLIBURTON CO.
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Crandall For For Management
1.2 Elect Director Kenneth T. Derr For For Management
1.3 Elect Director Charles J. DiBona For For Management
1.4 Elect Director W. R. Howell For For Management
1.5 Elect Director Ray L. Hunt For For Management
1.6 Elect Director David J. Lesar For For Management
1.7 Elect Director Aylwin B. Lewis For For Management
1.8 Elect Director J. Landis Martin For For Management
1.9 Elect Director Jay A. Precourt For For Management
1.10 Elect Director Debra L. Reed For For Management
1.11 Elect Director C. J. Silas For For Management
2 Increase Authorized Common Stock For For Management
3 Review/Report on Operations in Iran Against Against Shareholder
4 Require Affirmative Vote of a Majority of Against Against Shareholder
the Shares to Elect Directors
5 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
HARMAN INTERNATIONAL INDUSTRIES, INC.
Ticker: HAR Security ID: 413086109
Meeting Date: NOV 12, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward H. Meyer For For Management
1.2 Elect Director Gregory P. Stapleton For For Management
1.3 Elect Director Stanley A. Weiss For For Management
2 Approve Stock Split For For Management
- --------------------------------------------------------------------------------
HEWLETT-PACKARD CO.
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 17, 2004 Meeting Type: Annual
Record Date: JAN 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L.T. Babbio, Jr. For For Management
1.2 Elect Director P.C. Dunn For For Management
1.3 Elect Director C.S. Fiorina For For Management
1.4 Elect Director R.A. Hackborn For For Management
1.5 Elect Director G.A. Keyworth II For For Management
1.6 Elect Director R.E. Knowling, Jr. For For Management
1.7 Elect Director S.M. Litvack For For Management
1.8 Elect Director R.L. Ryan For For Management
1.9 Elect Director L.S. Salhany For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
HOME DEPOT, INC. (THE)
Ticker: HD Security ID: 437076102
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory D. Brenneman For For Management
1.2 Elect Director Richard H. Brown For For Management
1.3 Elect Director John L. Clendenin For For Management
1.4 Elect Director Berry R. Cox For For Management
1.5 Elect Director Claudio X. Gonzalez For For Management
1.6 Elect Director Milledge A. Hart, III For For Management
1.7 Elect Director Bonnie G. Hill For For Management
1.8 Elect Director Kenneth G. Langone For For Management
1.9 Elect Director Robert L. Nardelli For For Management
1.10 Elect Director Roger S. Penske For For Management
2 Ratify Auditors For For Management
3 Establish Term Limits for Directors Against Against Shareholder
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Performance- Based/Indexed Options Against Against Shareholder
6 Adopt ILO Based Code of Conduct Against Against Shareholder
7 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
8 Require Affirmative Vote of the Majority Against Against Shareholder
of the Shares to Elect Directors
- --------------------------------------------------------------------------------
IAC / INTERACTIVECORP
Ticker: IACI Security ID: 45840Q101
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: APR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard N. Barton For For Management
1.2 Elect Director Robert R. Bennett For Withhold Management
1.3 Elect Director Edgar Bronfman, Jr. For For Management
1.4 Elect Director Barry Diller For For Management
1.5 Elect Director Victor A. Kaufman For For Management
1.6 Elect Director Donald R. Keough For For Management
1.7 Elect Director Marie-Josee Kravis For For Management
1.8 Elect Director John C. Malone For For Management
1.9 Elect Director Steven Rattner For For Management
1.10 Elect Director Gen. H.N. Schwarzkopf For For Management
1.11 Elect Director Alan G. Spoon For For Management
1.12 Elect Director Diane Von Furstenberg For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INTEL CORP.
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig R. Barrett For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director E. John P. Browne For For Management
1.4 Elect Director Andrew S. Grove For For Management
1.5 Elect Director D. James Guzy For For Management
1.6 Elect Director Reed E. Hundt For For Management
1.7 Elect Director Paul S. Otellini For For Management
1.8 Elect Director David S. Pottruck For For Management
1.9 Elect Director Jane E. Shaw For For Management
1.10 Elect Director John L. Thornton For For Management
1.11 Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Expense Stock Options Against For Shareholder
5 Limit/Prohibit Awards to Executives Against Against Shareholder
6 Performance- Based/Indexed Options Against Against Shareholder
- --------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerard N. Burrow For For Management
1.2 Elect Director Mary S. Coleman For For Management
1.3 Elect Director James G. Cullen For For Management
1.4 Elect Director Robert J. Darretta For For Management
1.5 Elect Director M. Judah Folkman For For Management
1.6 Elect Director Ann D. Jordan For For Management
1.7 Elect Director Arnold G. Langbo For For Management
1.8 Elect Director Susan L. Lindquist For For Management
1.9 Elect Director Leo F. Mullin For For Management
1.10 Elect Director Steven S Reinemund For For Management
1.11 Elect Director David Satcher For For Management
1.12 Elect Director Henry B. Schacht For For Management
1.13 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
JUNIPER NETWORKS, INC.
Ticker: JNPR Security ID: 48203R104
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pradeep Sindhu For For Management
1.2 Elect Director Robert M. Calderoni For For Management
1.3 Elect Director Kenneth Levy For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KELLOGG CO.
Ticker: K Security ID: 487836108
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: MAR 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Benjamin S. Carson, Sr. For For Management
1.2 Elect Director Gordon Gund For For Management
1.3 Elect Director Dorothy A. Johnson For For Management
1.4 Elect Director Ann Mclaughlin Korologos For For Management
2 Ratify Auditors For For Management
3 Report on Genetically Modified Organisms Against Against Shareholder
(GMO)
- --------------------------------------------------------------------------------
KOHL'S CORP.
Ticker: KSS Security ID: 500255104
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wayne Embry For For Management
1.2 Elect Director John F. Herma For Withhold Management
1.3 Elect Director R. Lawrence Montgomery For For Management
1.4 Elect Director Frank V. Sica For For Management
2 Ratify Auditors For For Management
3 Performance-Based Stock/Indexed Options Against Against Shareholder
4 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
KROGER CO., THE
Ticker: KR Security ID: 501044101
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John L. Clendenin For For Management
1.2 Elect Director David B. Dillon For For Management
1.3 Elect Director David B. Lewis For For Management
1.4 Elect Director Don W. McGeorge For For Management
1.5 Elect Director W. Rodney McMullen For For Management
1.6 Elect Director Susan M. Phillips For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Separate Chairman and CEO Positions Against Against Shareholder
5 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
LIBERTY MEDIA CORP.
Ticker: L Security ID: 530718105
Meeting Date: JUN 9, 2004 Meeting Type: Annual
Record Date: APR 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert R. Bennett For For Management
1.2 Elect Director Paul A. Gould For For Management
1.3 Elect Director John C. Malone For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LOCKHEED MARTIN CORP.
Ticker: LMT Security ID: 539830109
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.C. 'Pete' Aldridge, Jr. For For Management
1.2 Elect Director Nolan D. Archibald For For Management
1.3 Elect Director Norman R. Augustine For Withhold Management
1.4 Elect Director Marcus C. Bennett For For Management
1.5 Elect Director Vance D. Coffman For For Management
1.6 Elect Director Gwendolyn S. King For For Management
1.7 Elect Director Douglas H. McCorkindale For For Management
1.8 Elect Director Eugene F. Murphy For For Management
1.9 Elect Director Joseph W. Ralston For Withhold Management
1.10 Elect Director Frank Savage For For Management
1.11 Elect Director Anne Stevens For For Management
1.12 Elect Director Robert J. Stevens For For Management
1.13 Elect Director James R. Ukropina For For Management
1.14 Elect Director Douglas C. Yearley For For Management
2 Ratify Auditors For For Management
3 Report on Executive Ties to Government Against Against Shareholder
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
6 Develop Ethical Criteria for Military Against Against Shareholder
Contracts
- --------------------------------------------------------------------------------
MBNA CORP.
Ticker: KRB Security ID: 55262L100
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Berick For Withhold Management
1.2 Elect Director Benjamin R. Civiletti For Withhold Management
1.3 Elect Director Bruce L. Hammonds For For Management
1.4 Elect Director William L. Jews For For Management
1.5 Elect Director Randolph D. Lerner For For Management
1.6 Elect Director Stuart L. Markowitz For For Management
1.7 Elect Director William B. Milstead For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
4 Require Majority of Independent Directors Against For Shareholder
on Board
- --------------------------------------------------------------------------------
MCDONALD'S CORP.
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward A. Brennan For For Management
1.2 Elect Director Walter E. Massey For For Management
1.3 Elect Director John W. Rogers, Jr. For For Management
1.4 Elect Director Anne-Marie Slaughter For For Management
1.5 Elect Director Roger W. Stone For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Approve/Amend Executive Incentive Bonus For For Management
Plan
- --------------------------------------------------------------------------------
MCKESSON CORP.
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 30, 2003 Meeting Type: Annual
Record Date: JUN 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alton F. Irby III For For Management
1.2 Elect Director James V. Napier For For Management
2 Ratify Auditors For For Management
3 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 28, 2003 Meeting Type: Annual
Record Date: JUL 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Anderson For For Management
1.2 Elect Director Michael R. Bonsignore For For Management
1.3 Elect Director Gordon M. Sprenger For Withhold Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 589331107
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter C. Wendell For For Management
1.2 Elect Director William G. Bowen For For Management
1.3 Elect Director William M. Daley For For Management
1.4 Elect Director Thomas E. Shenk For For Management
1.5 Elect Director Wendell P. Weeks For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Prohibit Awards to Executives Against Against Shareholder
5 Develop Ethical Criteria for Patent Against Against Shareholder
Extension
6 Link Executive Compensation to Social Against Against Shareholder
Issues
7 Report on Political Contributions Against Against Shareholder
8 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY, INC.
Ticker: MCHP Security ID: 595017104
Meeting Date: AUG 15, 2003 Meeting Type: Annual
Record Date: JUN 20, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steve Sanghi For For Management
1.2 Elect Director Albert J. Hugo-Martinez For For Management
1.3 Elect Director L.B. Day For For Management
1.4 Elect Director Matthew W. Chapman For For Management
1.5 Elect Director Wade F. Meyercord For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
MICROSOFT CORP.
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates, III For For Management
1.2 Elect Director Steven A. Ballmer For For Management
1.3 Elect Director James I. Cash, Jr., Ph.D. For For Management
1.4 Elect Director Raymond V. Gilmartin For For Management
1.5 Elect Director Ann McLaughlin Korologos For For Management
1.6 Elect Director David F. Marquardt For For Management
1.7 Elect Director Charles H. Noski For For Management
1.8 Elect Director Dr. Helmut Panke For For Management
1.9 Elect Director Wm. G. Reed, Jr. For For Management
1.10 Elect Director Jon A. Shirley For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Stock Option For For Management
Plan
4 Refrain from Giving Charitable Against Against Shareholder
Contributions
- --------------------------------------------------------------------------------
MOTOROLA, INC.
Ticker: MOT Security ID: 620076109
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward Zander For For Management
1.2 Elect Director H. Laurence Fuller For For Management
1.3 Elect Director Judy Lewent For For Management
1.4 Elect Director Walter Massey For For Management
1.5 Elect Director Nicholas Negroponte For For Management
1.6 Elect Director Indra Nooyi For For Management
1.7 Elect Director John Pepper, Jr. For For Management
1.8 Elect Director Samuel Scott III For For Management
1.9 Elect Director Douglas Warner III For For Management
1.10 Elect Director John White For For Management
1.11 Elect Director Mike Zafirovski For For Management
2 Limit Executive Compensation Against Against Shareholder
3 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
NEWFIELD EXPLORATION CO.
Ticker: NFX Security ID: 651290108
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joe B. Foster For For Management
1.2 Elect Director David A. Trice For For Management
1.3 Elect Director David F. Schaible For For Management
1.4 Elect Director Charles W. Duncan, Jr. For For Management
1.5 Elect Director Howard H. Newman For For Management
1.6 Elect Director Thomas G. Ricks For For Management
1.7 Elect Director Dennis R. Hendrix For For Management
1.8 Elect Director C.E. (chuck) Shultz For For Management
1.9 Elect Director Philip J. Burguieres For For Management
1.10 Elect Director Claire S. Farley For For Management
1.11 Elect Director John Randolph Kemp III For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NEWMONT MINING CORP. (HOLDING COMPANY)
Ticker: NEM Security ID: 651639106
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glen A. Barton For For Management
1.2 Elect Director Vincent A. Calarco For For Management
1.3 Elect Director Michael S. Hamson For For Management
1.4 Elect Director Leo I. Higdon, Jr. For For Management
1.5 Elect Director Pierre Lassonde For For Management
1.6 Elect Director Robert J. Miller For For Management
1.7 Elect Director Wayne W. Murdy For For Management
1.8 Elect Director Robin A. Plumbridge For For Management
1.9 Elect Director John B. Prescott For For Management
1.10 Elect Director Michael K. Reilly For For Management
1.11 Elect Director Seymour Schulich For For Management
1.12 Elect Director James V. Taranik For For Management
2 Ratify Auditors For For Management
3 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
NEXTEL COMMUNICATIONS, INC.
Ticker: NXTL Security ID: 65332V103
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith J. Bane For For Management
1.2 Elect Director V. Janet Hill For For Management
2 Ratify Auditors For For Management
3 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
NEXTEL PARTNERS, INC.
Ticker: NXTP Security ID: 65333F107
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adam Aron For For Management
1.2 Elect Director John Chapple For For Management
1.3 Elect Director Steven B. Dodge For For Management
1.4 Elect Director Timothy Donahue For For Management
1.5 Elect Director Caroline H. Rapking For For Management
1.6 Elect Director James N. Perry, Jr. For For Management
1.7 Elect Director Dennis M. Weibling For For Management
2 Ratify Auditors For For Management
3 Amend Stock Option Plan For Against Management
4 Increase Authorized Common Stock For For Management
5 Permit Board to Amend Bylaws Without For Against Management
Shareholder Consent
- --------------------------------------------------------------------------------
NOMURA HOLDINGS INC.
Ticker: NSLJ10 Security ID: J59009159
Meeting Date: JUN 25, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
2 Approve Executive Stock Option Plan and For For Management
Deep-Discount Stock Option Plan
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
3.11 Elect Director For For Management
- --------------------------------------------------------------------------------
NORTHROP GRUMMAN CORP.
Ticker: NOC Security ID: 666807102
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis W. Coleman For For Management
1.2 Elect Director J. Michael Cook For For Management
1.3 Elect Director Philip A. Odeen For For Management
1.4 Elect Director Aulana L. Peters For For Management
1.5 Elect Director Kevin W. Sharer For For Management
2 Ratify Auditors For For Management
3 Develop Ethical Criteria for Military Against Against Shareholder
Contracts
4 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NVS Security ID: 66987V109
Meeting Date: FEB 24, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL REPORT, THE For For Management
FINANCIAL STATEMENTS OF NOVARTIS AG AND
THE GROUP CONSOLIDATED FINANCIAL
STATEMENTS FOR THE YEAR 2003.
2 APPROVAL OF THE ACTIVITIES OF THE BOARD For For Management
OF DIRECTORS.
3 APPROPRIATION OF AVAILABLE EARNINGS OF For For Management
NOVARTIS AG AS PER BALANCE SHEET AND
DECLARATION OF DIVIDEND.
4 CONVERSION OF GENERAL RESERVES INTO FREE For For Management
RESERVES.
5 REDUCTION OF SHARE CAPITAL. For For Management
6 FURTHER SHARE REPURCHASE PROGRAM. For For Management
7 AMENDMENT TO THE ARTICLES OF For For Management
INCORPORATION.
8 ELECTION TO THE BOARD OF DIRECTORS. For For Management
RE-ELECTION OF PROF. DR. HELMUT SIHLER
FOR A THREE-YEAR TERM.
9 ELECTION TO THE BOARD OF DIRECTORS. For For Management
RE-ELECTION OF MR. HANS-JORG RUDLOFF FOR
A THREE-YEAR TERM.
10 ELECTION TO THE BOARD OF DIRECTORS. For For Management
RE-ELECTION OF DR. DANIEL VASELLA FOR A
THREE-YEAR TERM.
11 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NTL INCORPORATED
Ticker: NTLI Security ID: 62940M104
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey D. Benjamin For For Management
1.2 Elect Director David Elstein For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Approve Share Plan Grant For For Management
- --------------------------------------------------------------------------------
ORACLE CORP.
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 13, 2003 Meeting Type: Annual
Record Date: AUG 21, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence J. Ellison For For Management
1.2 Elect Director Donald L. Lucas For For Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Jeffrey O. Henley For For Management
1.5 Elect Director Jack F. Kemp For For Management
1.6 Elect Director Jeffrey Berg For For Management
1.7 Elect Director Safra Catz For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Joseph A. Grundfest For For Management
1.10 Elect Director H. Raymond Bingham For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Amend Non-Employee Director Omnibus Stock For For Management
Plan
5 Implement China Principles Against Against Shareholder
- --------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Akers For For Management
1.2 Elect Director Robert E. Allen For For Management
1.3 Elect Director Ray L. Hunt For For Management
1.4 Elect Director Arthur C. Martinez For For Management
1.5 Elect Director Indra K. Nooyi For For Management
1.6 Elect Director Franklin D. Raines For For Management
1.7 Elect Director Steven S. Reinemund For For Management
1.8 Elect Director Sharon Percy Rockefeller For For Management
1.9 Elect Director James J. Schiro For For Management
1.10 Elect Director Franklin A. Thomas For For Management
1.11 Elect Director Cynthia M. Trudell For For Management
1.12 Elect Director Solomon D. Trujillo For For Management
1.13 Elect Director Daniel Vasella For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Brown For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director Robert N. Burt For For Management
1.4 Elect Director W. Don Cornwell For For Management
1.5 Elect Director William H. Gray III For For Management
1.6 Elect Director Constance J. Horner For For Management
1.7 Elect Director William R. Howell For For Management
1.8 Elect Director Stanley O. Ikenberry For For Management
1.9 Elect Director George A. Lorch For For Management
1.10 Elect Director Henry A. Mckinnell For For Management
1.11 Elect Director Dana G. Mead For For Management
1.12 Elect Director Franklin D. Raines For For Management
1.13 Elect Director Ruth J. Simmons For For Management
1.14 Elect Director William C. Steere, Jr. For For Management
1.15 Elect Director Jean-Paul Valles For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
5 Cease Political Contributions/Activities Against Against Shareholder
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Establish Term Limits for Directors Against Against Shareholder
8 Report on Drug Pricing Against Against Shareholder
9 Limit Awards to Executives Against Against Shareholder
10 Amend Animal Testing Policy Against Against Shareholder
- --------------------------------------------------------------------------------
PIPER JAFFRAY COS
Ticker: PJC Security ID: 724078100
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew S. Duff For For Management
1.2 Elect Director Samuel L. Kaplan For For Management
1.3 Elect Director Frank L. Sims For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
POLO RALPH LAUREN CORP.
Ticker: RL Security ID: 731572103
Meeting Date: AUG 14, 2003 Meeting Type: Annual
Record Date: JUN 19, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arnold H. Aronson as Class For For Management
A Director
1.2 Elect Director Dr. Joyce F. Brown as For For Management
Class A Director
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE
Ticker: PG Security ID: 742718109
Meeting Date: OCT 14, 2003 Meeting Type: Annual
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman R. Augustine For For Management
1.2 Elect Director A.G. Lafley For For Management
1.3 Elect Director Johnathan A. Rodgers For For Management
1.4 Elect Director John F. Smith, Jr. For For Management
1.5 Elect Director Margaret C. Whitman For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Declassify the Board of Directors Against For Shareholder
5 Label Genetically Engineered Foods Against Against Shareholder
- --------------------------------------------------------------------------------
SAFEWAY INC.
Ticker: SWY Security ID: 786514208
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven A. Burd For For Management
1.2 Elect Director Robert I. MacDonnell For For Management
1.3 Elect Director William Y. Tauscher For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Approve Repricing of Options For For Management
5 Amend Bylaws to Require Independent Against Against Shareholder
Director as Chairman of the Board
6 Provide for Cumulative Voting Against Against Shareholder
7 Report on Genetically Modified Organisms Against Against Shareholder
(GMO)
8 Prepare Sustainability Report Against Against Shareholder
9 Report on Political Contributions Against Against Shareholder
10 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
SCHERING-PLOUGH CORP.
Ticker: SGP Security ID: 806605101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred Hassan For For Management
1.2 Elect Director Philip Leder, M.D. For For Management
1.3 Elect Director Eugene R. McGrath For For Management
1.4 Elect Director Richard de J. Osborne For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
SCHLUMBERGER LTD.
Ticker: SLB Security ID: 806857108
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Deutch For For Management
1.2 Elect Director J.S. Gorelick For For Management
1.3 Elect Director A. Gould For For Management
1.4 Elect Director T. Isaac For For Management
1.5 Elect Director A. Lajous For For Management
1.6 Elect Director A. Levy-Lang For For Management
1.7 Elect Director D. Primat For For Management
1.8 Elect Director T. Sandvold For For Management
1.9 Elect Director N. Seydoux For For Management
1.10 Elect Director L.G. Stuntz For For Management
2 ADOPTION AND APPROVAL OF FINANCIALS AND For For Management
DIVIDENDS
3 APPROVAL OF ADOPTION OF THE 2004 STOCK For For Management
AND DEFERRAL PLAN FOR NON-EMPLOYEE
DIRECTORS
4 APPROVAL OF AUDITORS For For Management
- --------------------------------------------------------------------------------
SELECT MEDICAL CORP.
Ticker: SEM Security ID: 816196109
Meeting Date: MAY 10, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Russell L. Carson For For Management
1.2 Elect Director Rocco A. Ortenzio For For Management
1.3 Elect Director Leopold Swergold For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SPRINT CORP.
Ticker: FON Security ID: 852061506
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gordon M. Bethune For For Management
1.2 Elect Director E. Linn Draper, Jr. For For Management
1.3 Elect Director Deborah A. Henretta For For Management
1.4 Elect Director Linda Koch Lorimer For For Management
2 Ratify Auditors For For Management
3 Performance- Based/Indexed Options Against Against Shareholder
4 Limit Executive Compensation Against Against Shareholder
5 Separate Chairman and CEO Positions Against Against Shareholder
6 Report on Foreign Outsourcing Against Against Shareholder
- --------------------------------------------------------------------------------
STILLWATER MINING CO.
Ticker: SWC Security ID: 86074Q102
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig L. Fuller For For Management
1.2 Elect Director Patrick M. James For For Management
1.3 Elect Director Steven S. Lucas For For Management
1.4 Elect Director Joseph P. Mazurek For Withhold Management
1.5 Elect Director Francis R. Mcallister For For Management
1.6 Elect Director Sheryl K. Pressler For For Management
1.7 Elect Director Donald W. Riegle, Jr. For For Management
1.8 Elect Director Todd D. Schafer For For Management
1.9 Elect Director Jack E. Thompson For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SUN MICROSYSTEMS, INC.
Ticker: SUNW Security ID: 866810104
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott G. McNealy For For Management
1.2 Elect Director James L. Barksdale For For Management
1.3 Elect Director L. John Doerr For For Management
1.4 Elect Director Robert J. Fisher For For Management
1.5 Elect Director Michael E. Lehman For For Management
1.6 Elect Director Robert L. Long For For Management
1.7 Elect Director M. Kenneth Oshman For For Management
1.8 Elect Director Naomi O. Seligman For For Management
1.9 Elect Director Lynn E. Turner For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
4 Implement China Principles Against Against Shareholder
- --------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO.
Ticker: TSM.P Security ID: 874039100
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ACCEPT 2003 BUSINESS REPORT AND For For Management
FINANCIAL STATEMENTS.
2 TO APPROVE THE PROPOSAL FOR DISTRIBUTION For For Management
OF 2003 PROFITS.
3 TO APPROVE THE CAPITALIZATION OF 2003 For For Management
DIVIDENDS AND EMPLOYEE PROFIT SHARING.
- --------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Calvin Darden For For Management
1.2 Elect Director Michele J. Hooper For For Management
1.3 Elect Director Anne M. Mulcahy For For Management
1.4 Elect Director Stephen W. Sanger For For Management
1.5 Elect Director Warren R. Staley For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
TECK COMINCO LTD.
Ticker: TEK.B Security ID: 878742204
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect J. B. Aune, L. I. Barber, H. J. For For Management
Bolton, J. W. Gill, M. Hisatsune, N. B.
Keevil, N. B. Keevil III, T. Mochihara,
W. S. R. Seyffert D. R. Sinclair, K. E.
Steeves, C. Thompson, D. Thompson and R.
J. Wright as Directors
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Authorize Board to Fix Remuneration of For For Management
the Auditors
4 Amend Stock Option Plan For For Management
- --------------------------------------------------------------------------------
TELESYSTEM INTERNATIONAL WIRELESS INC.
Ticker: TIW. Security ID: 879946606
Meeting Date: MAY 4, 2004 Meeting Type: Annual/Special
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 To Elect Daniel Cyr, Jacques A. Drouin, For For Management
Michael R. Hannon, C. Kent Jespersen,
Jonathan Charles Carter-Meggs, Christian
Salbaing and Charles Sirois as Directors
2 Ratify Ernst & Young LLP Auditors For For Management
3 Approve Restricted Share Unit Plan For For Management
- --------------------------------------------------------------------------------
TENET HEALTHCARE CORP.
Ticker: THC Security ID: 88033G100
Meeting Date: JUL 23, 2003 Meeting Type: Annual
Record Date: JUN 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence Biondi, S.J. For For Management
1.2 Elect Director Van B. Honeycutt For For Management
1.3 Elect Director Edward A. Kangas For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
4 Require Majority of Independent Directors Against Against Shareholder
on Board
- --------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES
Ticker: TEVA Security ID: 881624209
Meeting Date: OCT 27, 2003 Meeting Type: Special
Record Date: SEP 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect G. Shalev as an External Director For For Management
2 Approve Increase in Remuneration of For For Management
Directors other than the Chairman
- --------------------------------------------------------------------------------
TIDEWATER INC.
Ticker: TDW Security ID: 886423102
Meeting Date: JUL 31, 2003 Meeting Type: Annual
Record Date: JUN 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur R. Carlson For For Management
1.2 Elect Director Jon C. Madonna For For Management
1.3 Elect Director William C. O'Malley For For Management
- --------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: Security ID: G93882101
Meeting Date: JUL 30, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Reelect Lord MacLaurin of Knebworth as For For Management
Director
4 Reelect Kenneth Hydon as Director For For Management
5 Reelect Thomas Geitner as Director For For Management
6 Reelect Alec Broers as Director For For Management
7 Reelect Juergen Schrempp as Director For For Management
8 Elect John Buchanan as Director For For Management
9 Approve Final Dividend of 0.8983 Pence For For Management
Per Share
10 Ratify Deloitte and Touche as Auditors For For Management
11 Authorize Board to Fix Remuneration of For For Management
Auditors
12 Authorize EU Political Donations up to For For Management
GBP 100,000
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
USD 900,000,000
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of USD 340,000,000
15 Authorize 6,800,000,000 Shares for Share For For Management
Repurchase Program
- --------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 4, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Breyer For For Management
1.2 Elect Director M. Michele Burns For For Management
1.3 Elect Director Thomas M. Coughlin For For Management
1.4 Elect Director David D. Glass For For Management
1.5 Elect Director Roland A. Hernandez For For Management
1.6 Elect Director Dawn G. Lepore For For Management
1.7 Elect Director John D. Opie For For Management
1.8 Elect Director J. Paul Reason For For Management
1.9 Elect Director H. Lee Scott, Jr. For For Management
1.10 Elect Director Jack C. Shewmaker For For Management
1.11 Elect Director Jose H. Villarreal For For Management
1.12 Elect Director John T. Walton For For Management
1.13 Elect Director S. Robson Walton For For Management
1.14 Elect Director Christopher J. Williams For For Management
2 Approve Stock Option Plan For For Management
3 Approve Stock Option Plan For For Management
4 Amend Employee Stock Purchase Plan For For Management
5 Ratify Auditors For For Management
6 Separate Chairman and CEO Positions Against Against Shareholder
7 Prepare Sustainability Report Against Against Shareholder
8 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
9 Report on Genetically Modified Organisms Against Against Shareholder
(GMO)
10 Prepare Diversity Report Against Against Shareholder
11 Submit Executive Compensation to Vote Against Against Shareholder
- --------------------------------------------------------------------------------
WALT DISNEY COMPANY, THE
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 3, 2004 Meeting Type: Annual
Record Date: JAN 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Bryson For For Management
1.2 Elect Director John S. Chen For For Management
1.3 Elect Director Michael D. Eisner For Withhold Management
1.4 Elect Director Judith L. Estrin For For Management
1.5 Elect Director Robert A. Iger For For Management
1.6 Elect Director Aylwin B. Lewis For For Management
1.7 Elect Director Monica C. Lozano For For Management
1.8 Elect Director Robert W. Matschullat For For Management
1.9 Elect Director George J. Mitchell For For Management
1.10 Elect Director Leo J. O'Donovan, S.J. For For Management
1.11 Elect Director Gary L. Wilson For For Management
2 Ratify Auditors For For Management
3 China Principles Against Against Shareholder
4 Report on Supplier Labor Standards in Against Against Shareholder
China
5 Report on Amusement Park Safety Against Against Shareholder
- --------------------------------------------------------------------------------
WEATHERFORD INTL LTD
Ticker: WFT Security ID: G95089101
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip Burguieres For For Management
1.2 Elect Director Nicholas F. Brady For For Management
1.3 Elect Director David J. Butters For For Management
1.4 Elect Director Bernard J. Duroc-Danner For For Management
1.5 Elect Director Sheldon B. Lubar For For Management
1.6 Elect Director William E. Macaulay For For Management
1.7 Elect Director Robert B. Millard For For Management
1.8 Elect Director Robert K. Moses, Jr. For For Management
1.9 Elect Director Robert A. Rayne For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WEBMD CORPORATION
Ticker: HLTH Security ID: 94769M105
Meeting Date: SEP 12, 2003 Meeting Type: Annual
Record Date: JUL 21, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul A. Brooke For For Management
1.2 Elect Director James V. Manning For For Management
1.3 Elect Director Martin J. Wygod For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
WELLPOINT HEALTH NETWORKS INC.
Ticker: WLP Security ID: 94973H108
Meeting Date: JUN 28, 2004 Meeting Type: Special
Record Date: MAY 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
WESTERN WIRELESS CORPORATION
Ticker: WWCA Security ID: 95988E204
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Stanton For For Management
1.2 Elect Director John L. Bunce, Jr. For For Management
1.3 Elect Director Mitchell R. Cohen For For Management
1.4 Elect Director Daniel J. Evans For For Management
1.5 Elect Director Theresa E. Gillespie For For Management
1.6 Elect Director Jonathan M. Nelson For For Management
1.7 Elect Director Peggy V. Phillips For For Management
1.8 Elect Director Mikal J. Thomsen For For Management
1.9 Elect Director Peter H. van Oppen For For Management
2 Ratify Auditors For For Management
3 Approve Employee Stock Purchase Plan For For Management
4 Other Business For For Management
- --------------------------------------------------------------------------------
WYETH
Ticker: WYE Security ID: 983024100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clifford L. Alexander, For For Management
Jr.
1.2 Elect Director Frank A. Bennack, Jr. For For Management
1.3 Elect Director Richard L. Carrion For For Management
1.4 Elect Director Robert Essner For For Management
1.5 Elect Director John D. Feerick For For Management
1.6 Elect Director Robert Langer For For Management
1.7 Elect Director John P. Mascotte For For Management
1.8 Elect Director Mary Lake Polan For For Management
1.9 Elect Director Ivan G. Seidenberg For For Management
1.10 Elect Director Walter V. Shipley For For Management
1.11 Elect Director John R. Torell III For For Management
2 Ratify Auditors For For Management
3 Report on Drug Pricing Against Against Shareholder
4 Amend Animal Testing Policy Against Against Shareholder
========================== AXP LARGE CAP EQUITY FUND ===========================
AXP Blue Chip Advantage Fund, a series of AXP Market Advantage Series, Inc. and
AXP Research Opportunities Fund, a series of AXP Growth Series, Inc. (the
"Selling Funds") were merged into AXP Large Cap Equity Fund (the "Buying Fund")
on June 25, 2004. The following proxy voting record for the Buying Fund includes
the proxy voting record of the Selling Funds.
ACCENTURE LTD BERMUDA
Ticker: ACN Security ID: G1150G111
Meeting Date: FEB 5, 2004 Meeting Type: Annual
Record Date: DEC 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint Dennis F. Hightower, William L. For Did Not Management
Kimsey, Robert I. Lipp, and Wulf von Vote
Schimmelmann as Directors
2 Approve KPMG LLP as Independent Auditors For Did Not Management
and Authorize Board to Fix Their Vote
Remuneration
3 Transact Other Business (Non-Voting) None Did Not Management
Vote
- --------------------------------------------------------------------------------
ACE LTD.
Ticker: ACE Security ID: G0070K103
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian Duperreault For For Management
1.2 Elect Director Robert M. Hernandez For For Management
1.3 Elect Director Peter Menikoff For For Management
1.4 Elect Director Robert Ripp For For Management
1.5 Elect Director Dermot F. Smurfit For For Management
2 PROPOSAL TO APPROVE THE ACE LIMITED 2004 For For Management
LONG-TERM INCENTIVE PLAN.
3 PROPOSAL TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT ACCOUNTANTS OF ACE LIMITED
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2004.
- --------------------------------------------------------------------------------
AETNA INC.
Ticker: AET Security ID: 00817Y108
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Betsy Z. Cohen For For Management
1.2 Elect Director Barbara Hackman Franklin For For Management
1.3 Elect Director Jeffrey E. Garten For For Management
1.4 Elect Director Earl G. Graves For For Management
1.5 Elect Director Gerald Greenwald For For Management
1.6 Elect Director Ellen M. Hancock For For Management
1.7 Elect Director Michael H. Jordan For For Management
1.8 Elect Director Jack D. Kuehler For For Management
1.9 Elect Director Edward J. Ludwig For For Management
1.10 Elect Director Joseph P. Newhouse For For Management
1.11 Elect Director Judith Rodin For For Management
1.12 Elect Director John W. Rowe, M.D. For For Management
1.13 Elect Director Ronald A. Williams For For Management
1.14 Elect Director R. David Yost For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against Against Shareholder
4 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
AFFILIATED COMPUTER SERVICES, INC.
Ticker: ACS Security ID: 008190100
Meeting Date: OCT 30, 2003 Meeting Type: Annual
Record Date: SEP 19, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darwin Deason For For Management
1.2 Elect Director Jeffrey A. Rich For For Management
1.3 Elect Director Mark A. King For For Management
1.4 Elect Director Joseph P. O'Neill For For Management
1.5 Elect Director Frank A. Rossi For For Management
1.6 Elect Director J. Livingston Kosberg For For Management
1.7 Elect Director Dennis McCuistion For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ALLSTATE CORP., THE
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director F. Duane Ackerman For For Management
1.2 Elect Director James G. Andress For For Management
1.3 Elect Director Edward A. Brennan For For Management
1.4 Elect Director W. James Farrell For For Management
1.5 Elect Director Jack M. Greenberg For For Management
1.6 Elect Director Ronald T. LeMay For For Management
1.7 Elect Director Edward M. Liddy For For Management
1.8 Elect Director J. Christopher Reyes For For Management
1.9 Elect Director H. John Riley, Jr. For For Management
1.10 Elect Director Joshua I. Smith For For Management
1.11 Elect Director Judith A. Sprieser For For Management
1.12 Elect Director Mary Alice Taylor For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Provide for Cumulative Voting Against Against Shareholder
- --------------------------------------------------------------------------------
ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth E. Bailey For For Management
1.2 Elect Director Mathis Cabiallavetta For For Management
1.3 Elect Director Louis C. Camilleri For For Management
1.4 Elect Director J. Dudley Fishburn For For Management
1.5 Elect Director Robert E. R. Huntley For For Management
1.6 Elect Director Thomas W. Jones For For Management
1.7 Elect Director Lucio A. Noto For For Management
1.8 Elect Director John S. Reed For For Management
1.9 Elect Director Carlos Slim Helu For For Management
1.10 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 Report on Product Warnings for Pregnant Against Against Shareholder
Women
4 Report on Health Risks Associated with Against Against Shareholder
Cigarette Filters
5 Political Contributions/Activities Against Against Shareholder
6 Cease Use of Light and Ultra Light in Against Against Shareholder
Cigarette Marketing
7 Place Canadian Style Warnings on Against Against Shareholder
Cigarette Packaging
8 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874107
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Bernard Aidinoff For For Management
1.2 Elect Director Pei-Yuan Chia For For Management
1.3 Elect Director Marshall A. Cohen For For Management
1.4 Elect Director Willaim S. Cohen For For Management
1.5 Elect Director Martin S. Feldstein For For Management
1.6 Elect Director Ellen V. Futter For For Management
1.7 Elect Director Maurice R. Greenberg For For Management
1.8 Elect Director Carla A. Hills For For Management
1.9 Elect Director Frank J. Hoenemeyer For For Management
1.10 Elect Director Richard C. Holbrooke For For Management
1.11 Elect Director Donald P. Kanak For For Management
1.12 Elect Director Howard I. Smith For For Management
1.13 Elect Director Martin J. Sullivan For For Management
1.14 Elect Director Edmund S.W. Tse For For Management
1.15 Elect Director Frank G. Zarb For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
4 Ratify Auditors For For Management
5 Report on Political Against Against Shareholder
Contributions/Activities
6 Divest from Tobacco Equities Against Against Shareholder
7 Link Executive Compensation to Predatory Against Against Shareholder
Lending
- --------------------------------------------------------------------------------
AMERICAN STANDARD COMPANIES, INC.
Ticker: ASD Security ID: 029712106
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven E. Anderson For For Management
1.2 Elect Director James F. Hardymon For For Management
1.3 Elect Director Ruth Ann Marshall For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMERISOURCEBERGEN CORP
Ticker: ABC Security ID: 03073E105
Meeting Date: MAR 5, 2004 Meeting Type: Annual
Record Date: JAN 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward E. Hagenlocker For For Management
1.2 Elect Director Kurt J. Hilzinger For For Management
- --------------------------------------------------------------------------------
AMGEN, INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Biondi, Jr. For For Management
1.2 Elect Director Jerry D. Choate For Withhold Management
1.3 Elect Director Frank C. Herringer For For Management
1.4 Elect Director Gilbert S. Omenn For For Management
2 Ratify Auditors For For Management
3 Prepare Glass Ceiling Report Against Against Shareholder
4 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: MAR 9, 2004 Meeting Type: Annual
Record Date: JAN 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerald G. Fishman For For Management
1.2 Elect Director F. Grant Saviers For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ANHEUSER-BUSCH COMPANIES, INC.
Ticker: BUD Security ID: 035229103
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director August A. Busch III For For Management
1.2 Elect Director Carlos Fernandez G. For For Management
1.3 Elect Director James R. Jones For For Management
1.4 Elect Director Andrew C. Taylor For For Management
1.5 Elect Director Douglas A. Warner III For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ANTHEM INC.
Ticker: ATH Security ID: 03674B104
Meeting Date: JUN 28, 2004 Meeting Type: Special
Record Date: MAY 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
2 Change Company Name For For Management
- --------------------------------------------------------------------------------
ANTHEM INC.
Ticker: ATH Security ID: 03674B104
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor S. Liss For For Management
1.2 Elect Director James W. McDowell, Jr. For For Management
1.3 Elect Director George A. Schaefer, Jr. For For Management
1.4 Elect Director Jackie M. Ward For For Management
- --------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 24, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael H. Armacost For For Management
1.2 Elect Director Deborah A. Coleman For For Management
1.3 Elect Director Herbert M. Dwight, Jr. For For Management
1.4 Elect Director Philip V. Gerdine For For Management
1.5 Elect Director Paul R. Low For For Management
1.6 Elect Director Dan Maydan For For Management
1.7 Elect Director Steven L. Miller For For Management
1.8 Elect Director James C. Morgan For For Management
1.9 Elect Director Gerhard H. Parker For For Management
1.10 Elect Director Michael R. Splinter For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: MAR 17, 2004 Meeting Type: Special
Record Date: JAN 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Amend Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Barnet, III For For Management
1.2 Elect Director Charles W. Coker For For Management
1.3 Elect Director John T. Collins For For Management
1.4 Elect Director Gary L. Countryman For For Management
1.5 Elect Director Paul Fulton For For Management
1.6 Elect Director Charles K. Gifford For For Management
1.7 Elect Director Donald E. Guinn For For Management
1.8 Elect Director James H. Hance, Jr. For For Management
1.9 Elect Director Kenneth D. Lewis For For Management
1.10 Elect Director Walter E. Massey For For Management
1.11 Elect Director Thomas J. May For For Management
1.12 Elect Director C. Steven McMillan For For Management
1.13 Elect Director Eugene M. McQuade For For Management
1.14 Elect Director Patricia E. Mitchell For For Management
1.15 Elect Director Edward L. Romero For For Management
1.16 Elect Director Thomas M. Ryan For For Management
1.17 Elect Director O. Temple Sloan, Jr. For For Management
1.18 Elect Director Meredith R. Spangler For For Management
1.19 Elect Director Jackie M. Ward For For Management
2 Ratify Auditors For For Management
3 Change Date of Annual Meeting Against Against Shareholder
4 Adopt Nomination Procedures for the Board Against Against Shareholder
5 Charitable Contributions Against Against Shareholder
6 Establish Independent Committee to Review Against Against Shareholder
Mutual Fund Policy
7 Adopt Standards Regarding Privacy and Against Against Shareholder
Information Security
- --------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Forsyth For For Management
1.2 Elect Director Gail D. Fosler For For Management
1.3 Elect Director Carole J. Uhrich For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against Against Shareholder
- --------------------------------------------------------------------------------
BIOGEN IDEC INC
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 16, 2004 Meeting Type: Annual
Record Date: APR 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan Belzer For For Management
1.2 Elect Director Mary L. Good For For Management
1.3 Elect Director James C. Mullen For For Management
1.4 Elect Director Bruce R. Ross For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORP.
Ticker: BSX Security ID: 101137107
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ursula M. Burns For For Management
1.2 Elect Director Marye Anne Fox For For Management
1.3 Elect Director N.J. Nicholas, Jr. For For Management
1.4 Elect Director John E. Pepper For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORP.
Ticker: COF Security ID: 14040H105
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: FEB 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Ronald Dietz For For Management
1.2 Elect Director Lewis Hay, III For For Management
1.3 Elect Director Mayo A. Shattuck, III For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 5, 2003 Meeting Type: Annual
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dave Bing For For Management
1.2 Elect Director John F. Finn For For Management
1.3 Elect Director John F. Havens For For Management
1.4 Elect Director David W. Raisbeck For For Management
1.5 Elect Director Robert D. Walter For For Management
- --------------------------------------------------------------------------------
CAREMARK RX, INC.
Ticker: CMX Security ID: 141705103
Meeting Date: MAR 22, 2004 Meeting Type: Special
Record Date: FEB 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Approve Issuance of Stock in Connection For For Management
with Merger Agreement
3 Increase Authorized Preferred Stock For For Management
4 Approve Omnibus Stock Plan For For Management
5 Allow Postponement or Adjournment of For For Management
Special Meeting
- --------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Dillon For For Management
1.2 Elect Director Juan Gallardo For For Management
1.3 Elect Director William A. Osborn For For Management
1.4 Elect Director Gordon R. Parker For For Management
1.5 Elect Director Edward B. Rust, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Report on Equipment Sales to Israel Against Against Shareholder
6 Report on Operational Imact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
CENDANT CORPORATION
Ticker: CD Security ID: 151313103
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director The Right Honourable For For Management
Brian Mulroney
1.2 Elect Director Ronald L. Nelson For For Management
1.3 Elect Director Robert W. Pittman For For Management
1.4 Elect Director Myra J. Biblowit For For Management
1.5 Elect Director Sheli Z. Rosenberg For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
4 Separate Chairman and CEO Positions Against Against Shareholder
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
CHEVRONTEXACO CORP.
Ticker: CVX Security ID: 166764100
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel H. Armacost For For Management
1.2 Elect Director Robert E. Denham For For Management
1.3 Elect Director Robert J. Eaton For For Management
1.4 Elect Director Sam Ginn For For Management
1.5 Elect Director Carla Anderson Hills For For Management
1.6 Elect Director Franklyn G. Jenifer For For Management
1.7 Elect Director J. Bennett Johnston For For Management
1.8 Elect Director Sam Nunn For For Management
1.9 Elect Director David J. O'Reilly For For Management
1.10 Elect Director Peter J. Robertson For For Management
1.11 Elect Director Charles R. Shoemate For For Management
1.12 Elect Director Carl Ware For For Management
2 Ratify Auditors For For Management
3 Adopt Shareholder Rights Plan (Poison For For Management
Pill) Policy
4 Amend Omnibus Stock Plan For For Management
5 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Require Affirmative Vote of a Majority of Against Against Shareholder
the Shares to Elect Directors
8 Report on Health and Environmental Against Against Shareholder
Initiatives in Ecuador
9 Report on Renewable Energy Against Against Shareholder
- --------------------------------------------------------------------------------
CHUBB CORP., THE
Ticker: CB Security ID: 171232101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zoe Baird For For Management
1.2 Elect Director Sheila P. Burke For For Management
1.3 Elect Director James I. Cash, Jr. For For Management
1.4 Elect Director Joel J. Cohen For For Management
1.5 Elect Director James M. Cornelius For For Management
1.6 Elect Director John D. Finnegan For For Management
1.7 Elect Director David H. Hoag For For Management
1.8 Elect Director Klaus J. Mangold For For Management
1.9 Elect Director Sir David G. Scholey, CBE For For Management
1.10 Elect Director Raymond G. H. Seitz For For Management
1.11 Elect Director Lawrence M. Small For For Management
1.12 Elect Director Daniel E. Somers For For Management
1.13 Elect Director Karen Hastie Williams For For Management
1.14 Elect Director James M. Zimmerman For For Management
1.15 Elect Director Alfred W. Zollar For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
4 Ratify Auditors For For Management
5 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Bartz For For Management
1.2 Elect Director Larry R. Carter For For Management
1.3 Elect Director John T. Chambers For For Management
1.4 Elect Director Dr. James F. Gibbons For For Management
1.5 Elect Director Dr. John L. Hennessy For For Management
1.6 Elect Director Roderick C. McGeary For For Management
1.7 Elect Director James C. Morgan For For Management
1.8 Elect Director John P. Morgridge For For Management
1.9 Elect Director Donald T. Valentine For For Management
1.10 Elect Director Steven M. West For For Management
1.11 Elect Director Jerry Yang For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
4 Report on Company Products Used by the Against Against Shareholder
Government to Monitor the Internet
5 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Alain J.P. Belda For For Management
1.3 Elect Director George David For For Management
1.4 Elect Director Kenneth T. Derr For For Management
1.5 Elect Director John M. Deutch For For Management
1.6 Elect Director Roberto Hernandez Ramirez For For Management
1.7 Elect Director Ann Dibble Jordan For For Management
1.8 Elect Director Dudley C. Mecum For For Management
1.9 Elect Director Richard D. Parsons For For Management
1.10 Elect Director Andrall E. Pearson For For Management
1.11 Elect Director Charles Prince For For Management
1.12 Elect Director Robert E. Rubin For For Management
1.13 Elect Director Franklin A. Thomas For For Management
1.14 Elect Director Sanford I. Weill For For Management
1.15 Elect Director Robert B. Willumstad For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Prohibit Awards to Executives Against Against Shareholder
6 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
COCA-COLA COMPANY, THE
Ticker: KO Security ID: 191216100
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert A. Allen For For Management
1.2 Elect Director Ronald W. Allen For For Management
1.3 Elect Director Cathleen P. Black For For Management
1.4 Elect Director Warren E. Buffett For Withhold Management
1.5 Elect Director Douglas N. Daft For For Management
1.6 Elect Director Barry Diller For For Management
1.7 Elect Director Donald R. Keough For For Management
1.8 Elect Director Susan Bennett King For For Management
1.9 Elect Director Maria Elena Lagomasino For For Management
1.10 Elect Director Donald F. Mchenry For For Management
1.11 Elect Director Robert L. Nardelli For For Management
1.12 Elect Director Sam Nunn For For Management
1.13 Elect Director J. Pedro Reinhard For For Management
1.14 Elect Director James D. Robinson III For For Management
1.15 Elect Director Peter V. Ueberroth For For Management
1.16 Elect Director James B. Williams For For Management
2 Ratify Auditors For For Management
3 Report on Operational Impact of HIV/AIDS For For Shareholder
Pandemic
4 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
5 Prohibit Awards to Executives Against Against Shareholder
6 Submit Executive Compensation to Vote Against Against Shareholder
7 Submit Executive Compensation to Vote Against Against Shareholder
8 Implement China Principles Against Against Shareholder
9 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
COLGATE-PALMOLIVE CO.
Ticker: CL Security ID: 194162103
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jill K. Conway For For Management
1.2 Elect Director Ronald E. Ferguson For For Management
1.3 Elect Director Carlos M. Gutierrez For For Management
1.4 Elect Director Ellen M. Hancock For For Management
1.5 Elect Director David W. Johnson For For Management
1.6 Elect Director Richard J. Kogan For For Management
1.7 Elect Director Delano E. Lewis For For Management
1.8 Elect Director Reuben Mark For For Management
1.9 Elect Director Elizabeth A. Monrad For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
5 Adopt ILO Based Code of Conduct Against Against Shareholder
6 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
COMMERCE BANCORP, INC.
Ticker: CBH Security ID: 200519106
Meeting Date: JUN 11, 2004 Meeting Type: Annual
Record Date: APR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vernon W. Hill, II For For Management
1.2 Elect Director Robert C. Beck For For Management
1.3 Elect Director Jack R Bershad For For Management
1.4 Elect Director Joseph E. Buckelew For For Management
1.5 Elect Director Donald T. Difrancesco For For Management
1.6 Elect Director John P. Ferguson For For Management
1.7 Elect Director Morton N. Kerr For For Management
1.8 Elect Director Steven M. Lewis For For Management
1.9 Elect Director George E. Norcross, III For For Management
1.10 Elect Director Joseph J. Plumeri, II For For Management
1.11 Elect Director Daniel J. Ragone For For Management
1.12 Elect Director Wm. A. Schwartz, Jr. For For Management
1.13 Elect Director Joseph T. Tarquini, Jr. For For Management
2 Approve Stock Option Plan For Against Management
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Boren For For Management
1.2 Elect Director James E. Copeland, Jr. For For Management
1.3 Elect Director Kenneth M. Duberstein For For Management
1.4 Elect Director Ruth R. Harkin For For Management
1.5 Elect Director William R. Rhodes For For Management
1.6 Elect Director J. Stapleton Roy For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
5 Limit Executive Compensation Against Against Shareholder
6 Report on Drilling in the Arctic National Against Against Shareholder
Wildlife Refuge
- --------------------------------------------------------------------------------
COUNTRYWIDE FINANCIAL CORP.
Ticker: CFC Security ID: 222372104
Meeting Date: JAN 9, 2004 Meeting Type: Special
Record Date: NOV 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
COUNTRYWIDE FINANCIAL CORP.
Ticker: CFC Security ID: 222372104
Meeting Date: JUN 16, 2004 Meeting Type: Annual
Record Date: APR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry G. Cisneros For For Management
1.2 Elect Director Robert J. Donato For For Management
1.3 Elect Director Michael E. Dougherty For For Management
1.4 Elect Director Martin R. Melone For For Management
1.5 Elect Director Harley W. Snyder For For Management
2 Amend Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
DELL INC.
Ticker: DELL Security ID: 247025109
Meeting Date: JUL 18, 2003 Meeting Type: Annual
Record Date: MAY 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Miles For For Management
1.2 Elect Director Alex J. Mandl For For Management
1.3 Elect Director Morton L. Topfer For For Management
2 Declassify the Board of Directors For For Management
3 Change Company Name For For Management
4 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
DEVON ENERGY CORP.
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 8, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas F. Ferguson For For Management
1.2 Elect Director Peter J. Fluor For For Management
1.3 Elect Director David M. Gavin For For Management
1.4 Elect Director Michael E. Gellert For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against Against Shareholder
of Directors
- --------------------------------------------------------------------------------
DOW CHEMICAL COMPANY, THE
Ticker: DOW Security ID: 260543103
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arnold A. Allemang For For Management
1.2 Elect Director John C. Danforth For For Management
1.3 Elect Director Jeff M. Fettig For For Management
1.4 Elect Director Andrew N. Liveris For For Management
1.5 Elect Director James M. Ringler For For Management
1.6 Elect Director William S. Stavropoulos For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Report on Social Initiatives in Bhopal Against Against Shareholder
- --------------------------------------------------------------------------------
EXELON CORP.
Ticker: EXC Security ID: 30161N101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas DeBenedictis For For Management
1.2 Elect Director G. Fred Dibona, Jr. For For Management
1.3 Elect Director Sue L. Gin For For Management
1.4 Elect Director Edgar D. Jannotta For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
EXXON MOBIL CORP.
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Boskin For For Management
1.2 Elect Director James R. Houghton For For Management
1.3 Elect Director William R. Howell For For Management
1.4 Elect Director Reatha Clark King For For Management
1.5 Elect Director Philip E. Lippincott For For Management
1.6 Elect Director Harry J. Longwell For For Management
1.7 Elect Director Henry A. McKinnell, Jr. For For Management
1.8 Elect Director Marilyn Carlson Nelson For For Management
1.9 Elect Director Lee R. Raymond For For Management
1.10 Elect Director Walter V. Shipley For For Management
1.11 Elect Director Rex W. Tillerson For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Restricted For For Management
Stock Plan
4 Affirm Political Nonpartisanship Against Against Shareholder
5 Report on Political Against Against Shareholder
Contributions/Activities
6 Report on Equatorial Guinea Against Against Shareholder
7 Separate Chairman and CEO Positions Against Against Shareholder
8 Prohibit Awards to Executives Against Against Shareholder
9 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
10 Amend EEO Statement to Include Reference Against Against Shareholder
to Sexual Orientation
11 Report on Climate Change Research Against Against Shareholder
- --------------------------------------------------------------------------------
FANNIE MAE
Ticker: FNM Security ID: 313586109
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen B. Ashley For For Management
1.2 Elect Director Kenneth M. Duberstein For For Management
1.3 Elect Director Thomas P. Gerrity For For Management
1.4 Elect Director Timothy Howard For For Management
1.5 Elect Director Ann Korologos For For Management
1.6 Elect Director Frederic V. Malek For For Management
1.7 Elect Director Donald B. Marron For For Management
1.8 Elect Director Daniel H. Mudd For For Management
1.9 Elect Director Anne M. Mulcahy For For Management
1.10 Elect Director Joe K. Pickett For For Management
1.11 Elect Director Leslie Rahl For For Management
1.12 Elect Director Franklin D. Raines For For Management
1.13 Elect Director H. Patrick Swygert For For Management
2 Ratify Auditors For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Provide for Cumulative Voting Against Against Shareholder
- --------------------------------------------------------------------------------
FIRST DATA CORP.
Ticker: FDC Security ID: 319963104
Meeting Date: OCT 28, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Allison, Jr. For For Management
1.2 Elect Director R. Leigh Clifford For For Management
1.3 Elect Director James R. Moffett For For Management
1.4 Elect Director B. M. Rankin, Jr. For For Management
1.5 Elect Director J. Taylor Wharton For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Halt Payments to Indonesian Military Against Against Shareholder
- --------------------------------------------------------------------------------
GENERAL ELECTRIC CO.
Ticker: GE Security ID: 369604103
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James I. Cash, Jr. For For Management
1.2 Elect Director Dennis D. Dammerman For For Management
1.3 Elect Director Ann M. Fudge For For Management
1.4 Elect Director Claudio X. Gonzalez For For Management
1.5 Elect Director Jeffrey R. Immelt For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Alan G. Lafley For For Management
1.8 Elect Director Kenneth G. Langone For For Management
1.9 Elect Director Ralph S. Larsen For For Management
1.10 Elect Director Rochelle B. Lazarus For For Management
1.11 Elect Director Sam Nunn For For Management
1.12 Elect Director Roger S. Penske For For Management
1.13 Elect Director Robert J. Swieringa For For Management
1.14 Elect Director Douglas A. Warner III For For Management
1.15 Elect Director Robert C. Wright For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Provide for Cumulative Voting Against Against Shareholder
5 Eliminate Animal Testing Against Against Shareholder
6 Report on Nuclear Fuel Storage Risks Against Against Shareholder
7 Report on PCB Clean-up Against Against Shareholder
8 Report on Foreign Outsourcing Against Against Shareholder
9 Prepare Sustainability Report Against Against Shareholder
10 Limit Composition of Management Against Against Shareholder
Development and Compensation Committee to
Independent Directors
11 Report on Pay Disparity Against Against Shareholder
12 Limit Awards to Executives Against Against Shareholder
13 Limit Board Service for Other Companies Against Against Shareholder
14 Separate Chairman and CEO Positions Against Against Shareholder
15 Hire Advisor/Maximize Shareholder Value Against Against Shareholder
16 Adopt a Retention Ratio for Executives Against Against Shareholder
and Directors
17 Require 70% to 80% Independent Board Against Against Shareholder
18 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
HALLIBURTON CO.
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Crandall For For Management
1.2 Elect Director Kenneth T. Derr For For Management
1.3 Elect Director Charles J. DiBona For For Management
1.4 Elect Director W. R. Howell For For Management
1.5 Elect Director Ray L. Hunt For For Management
1.6 Elect Director David J. Lesar For For Management
1.7 Elect Director Aylwin B. Lewis For For Management
1.8 Elect Director J. Landis Martin For For Management
1.9 Elect Director Jay A. Precourt For For Management
1.10 Elect Director Debra L. Reed For For Management
1.11 Elect Director C. J. Silas For For Management
2 Increase Authorized Common Stock For For Management
3 Review/Report on Operations in Iran Against Against Shareholder
4 Require Affirmative Vote of a Majority of Against Against Shareholder
the Shares to Elect Directors
5 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
HCA, INC.
Ticker: HCA Security ID: 404119109
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Magdalena H. Averhoff, For For Management
M.D.
1.3 Elect Director Jack O. Bovender, Jr. For For Management
1.4 Elect Director Richard M. Bracken For For Management
1.5 Elect Director Martin Feldstein For For Management
1.6 Elect Director Thomas F. Frist, Jr., For For Management
M.D.
1.7 Elect Director Frederick W. Gluck For For Management
1.8 Elect Director Glenda A. Hatchett For For Management
1.9 Elect Director Charles O. Holliday, Jr. For For Management
1.10 Elect Director T. Michael Long For For Management
1.11 Elect Director John H. McArthur For For Management
1.12 Elect Director Kent C. Nelson For For Management
1.13 Elect Director Frank S. Royal, M.D. For For Management
1.14 Elect Director Harold T. Shapiro For For Management
2 Ratify Auditors For For Management
3 Amend Management Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
HEWLETT-PACKARD CO.
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 17, 2004 Meeting Type: Annual
Record Date: JAN 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L.T. Babbio, Jr. For For Management
1.2 Elect Director P.C. Dunn For For Management
1.3 Elect Director C.S. Fiorina For For Management
1.4 Elect Director R.A. Hackborn For For Management
1.5 Elect Director G.A. Keyworth II For For Management
1.6 Elect Director R.E. Knowling, Jr. For For Management
1.7 Elect Director S.M. Litvack For For Management
1.8 Elect Director R.L. Ryan For For Management
1.9 Elect Director L.S. Salhany For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
IAC / INTERACTIVECORP
Ticker: IACI Security ID: 45840Q101
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: APR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard N. Barton For For Management
1.2 Elect Director Robert R. Bennett For Withhold Management
1.3 Elect Director Edgar Bronfman, Jr. For For Management
1.4 Elect Director Barry Diller For For Management
1.5 Elect Director Victor A. Kaufman For For Management
1.6 Elect Director Donald R. Keough For For Management
1.7 Elect Director Marie-Josee Kravis For For Management
1.8 Elect Director John C. Malone For For Management
1.9 Elect Director Steven Rattner For For Management
1.10 Elect Director Gen. H.N. Schwarzkopf For For Management
1.11 Elect Director Alan G. Spoon For For Management
1.12 Elect Director Diane Von Furstenberg For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INGERSOLL-RAND COMPANY LIMITED
Ticker: IR Security ID: G4776G101
Meeting Date: JUN 2, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director P.C. Godsoe For For Management
1.2 Elect Director C.J. Horner For For Management
1.3 Elect Director O.R. Smith For For Management
2 ADOPTION OF AMENDED AND RESTATED For For Management
INCENTIVE STOCK PLAN OF 1998.
3 APPROVAL OF AMENDED AND RESTATED For For Management
BYE-LAWS.
4 Ratify Auditors For For Management
5 SHAREHOLDER PROPOSAL TO DECLASSIFY THE Against For Shareholder
BOARD OF DIRECTORS.
6 SHAREHOLDER PROPOSAL TO CHANGE THE Against Against Shareholder
COMPANY S JURISDICTION OF INCORPORATION.
7 SHAREHOLDER PROPOSAL TO REQUIRE THE Against Against Shareholder
SEPARATION OF THE CHIEF EXECUTIVE OFFICER
AND THE CHAIR OF THE BOARD.
- --------------------------------------------------------------------------------
INTEL CORP.
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig R. Barrett For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director E. John P. Browne For For Management
1.4 Elect Director Andrew S. Grove For For Management
1.5 Elect Director D. James Guzy For For Management
1.6 Elect Director Reed E. Hundt For For Management
1.7 Elect Director Paul S. Otellini For For Management
1.8 Elect Director David S. Pottruck For For Management
1.9 Elect Director Jane E. Shaw For For Management
1.10 Elect Director John L. Thornton For For Management
1.11 Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Expense Stock Options Against For Shareholder
5 Limit/Prohibit Awards to Executives Against Against Shareholder
6 Performance- Based/Indexed Options Against Against Shareholder
- --------------------------------------------------------------------------------
INVESTORS FINANCIAL SERVICES CORP.
Ticker: IFIN Security ID: 461915100
Meeting Date: APR 13, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin J. Sheehan For For Management
1.2 Elect Director James M. Oates For For Management
1.3 Elect Director Thomas P. McDermott For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JABIL CIRCUIT, INC.
Ticker: JBL Security ID: 466313103
Meeting Date: JAN 13, 2004 Meeting Type: Annual
Record Date: NOV 14, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William D. Morean For For Management
1.2 Elect Director Thomas A. Sansone For For Management
1.3 Elect Director Timothy L. Main For For Management
1.4 Elect Director Lawrence J. Murphy For For Management
1.5 Elect Director Mel S. Lavitt For For Management
1.6 Elect Director Steven A. Raymund For For Management
1.7 Elect Director Frank A. Newman For For Management
1.8 Elect Director Laurence S. Grafstein For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerard N. Burrow For For Management
1.2 Elect Director Mary S. Coleman For For Management
1.3 Elect Director James G. Cullen For For Management
1.4 Elect Director Robert J. Darretta For For Management
1.5 Elect Director M. Judah Folkman For For Management
1.6 Elect Director Ann D. Jordan For For Management
1.7 Elect Director Arnold G. Langbo For For Management
1.8 Elect Director Susan L. Lindquist For For Management
1.9 Elect Director Leo F. Mullin For For Management
1.10 Elect Director Steven S Reinemund For For Management
1.11 Elect Director David Satcher For For Management
1.12 Elect Director Henry B. Schacht For For Management
1.13 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
LIBERTY MEDIA CORP.
Ticker: L Security ID: 530718105
Meeting Date: JUN 9, 2004 Meeting Type: Annual
Record Date: APR 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert R. Bennett For For Management
1.2 Elect Director Paul A. Gould For For Management
1.3 Elect Director John C. Malone For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LOCKHEED MARTIN CORP.
Ticker: LMT Security ID: 539830109
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.C. 'Pete' Aldridge, Jr. For For Management
1.2 Elect Director Nolan D. Archibald For For Management
1.3 Elect Director Norman R. Augustine For Withhold Management
1.4 Elect Director Marcus C. Bennett For For Management
1.5 Elect Director Vance D. Coffman For For Management
1.6 Elect Director Gwendolyn S. King For For Management
1.7 Elect Director Douglas H. McCorkindale For For Management
1.8 Elect Director Eugene F. Murphy For For Management
1.9 Elect Director Joseph W. Ralston For Withhold Management
1.10 Elect Director Frank Savage For For Management
1.11 Elect Director Anne Stevens For For Management
1.12 Elect Director Robert J. Stevens For For Management
1.13 Elect Director James R. Ukropina For For Management
1.14 Elect Director Douglas C. Yearley For For Management
2 Ratify Auditors For For Management
3 Report on Executive Ties to Government Against Against Shareholder
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
6 Develop Ethical Criteria for Military Against Against Shareholder
Contracts
- --------------------------------------------------------------------------------
LYONDELL CHEMICAL CO.
Ticker: LYO Security ID: 552078107
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Anderson For For Management
1.2 Elect Director William T. Butler For For Management
1.3 Elect Director Stephen I. Chazen For For Management
1.4 Elect Director Travis Engen For For Management
1.5 Elect Director Stephen F. Hinchliffe, For For Management
Jr.
1.6 Elect Director Danny W. Huff For For Management
1.7 Elect Director Ray R. Irani For For Management
1.8 Elect Director David J. Lesar For For Management
1.9 Elect Director Dudley C. Mecum For For Management
1.10 Elect Director Dan F. Smith For For Management
1.11 Elect Director William R. Spivey For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MATTEL, INC.
Ticker: MAT Security ID: 577081102
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugene P. Beard For For Management
1.2 Elect Director Michael J. Dolan For For Management
1.3 Elect Director Robert A. Eckert For For Management
1.4 Elect Director Tully M. Friedman For For Management
1.5 Elect Director Ronald M. Loeb For For Management
1.6 Elect Director Andrea L. Rich For For Management
1.7 Elect Director Ronald L. Sargent For For Management
1.8 Elect Director Christopher A. Sinclair For For Management
1.9 Elect Director G. Craig Sullivan For For Management
1.10 Elect Director John L. Vogelstein For For Management
1.11 Elect Director Kathy Brittain White For For Management
2 Ratify Auditors For For Management
3 Limit Awards to Executives Against Against Shareholder
4 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
- --------------------------------------------------------------------------------
MBIA INC.
Ticker: MBI Security ID: 55262C100
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph W. Brown For For Management
1.2 Elect Director C. Edward Chaplin For For Management
1.3 Elect Director David C. Clapp For For Management
1.4 Elect Director Gary C. Dunton For For Management
1.5 Elect Director Claire L. Gaudiani For For Management
1.6 Elect Director Freda S. Johnson For For Management
1.7 Elect Director Daniel P. Kearney For For Management
1.8 Elect Director James A. Lebenthal For For Management
1.9 Elect Director Debra J. Perry For For Management
1.10 Elect Director John A. Rolls For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MBNA CORP.
Ticker: KRB Security ID: 55262L100
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Berick For Withhold Management
1.2 Elect Director Benjamin R. Civiletti For Withhold Management
1.3 Elect Director Bruce L. Hammonds For For Management
1.4 Elect Director William L. Jews For For Management
1.5 Elect Director Randolph D. Lerner For For Management
1.6 Elect Director Stuart L. Markowitz For For Management
1.7 Elect Director William B. Milstead For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
4 Require Majority of Independent Directors Against For Shareholder
on Board
- --------------------------------------------------------------------------------
MCKESSON CORP.
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 30, 2003 Meeting Type: Annual
Record Date: JUN 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alton F. Irby III For For Management
1.2 Elect Director James V. Napier For For Management
2 Ratify Auditors For For Management
3 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 28, 2003 Meeting Type: Annual
Record Date: JUL 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Anderson For For Management
1.2 Elect Director Michael R. Bonsignore For For Management
1.3 Elect Director Gordon M. Sprenger For Withhold Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 589331107
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter C. Wendell For For Management
1.2 Elect Director William G. Bowen For For Management
1.3 Elect Director William M. Daley For For Management
1.4 Elect Director Thomas E. Shenk For For Management
1.5 Elect Director Wendell P. Weeks For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Prohibit Awards to Executives Against Against Shareholder
5 Develop Ethical Criteria for Patent Against Against Shareholder
Extension
6 Link Executive Compensation to Social Against Against Shareholder
Issues
7 Report on Political Contributions Against Against Shareholder
8 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC.
Ticker: MER Security ID: 590188108
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Newbigging For For Management
1.2 Elect Director Joseph W. Prueher For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against Against Shareholder
4 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
MICROSOFT CORP.
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates, III For For Management
1.2 Elect Director Steven A. Ballmer For For Management
1.3 Elect Director James I. Cash, Jr., Ph.D. For For Management
1.4 Elect Director Raymond V. Gilmartin For For Management
1.5 Elect Director Ann McLaughlin Korologos For For Management
1.6 Elect Director David F. Marquardt For For Management
1.7 Elect Director Charles H. Noski For For Management
1.8 Elect Director Dr. Helmut Panke For For Management
1.9 Elect Director Wm. G. Reed, Jr. For For Management
1.10 Elect Director Jon A. Shirley For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Stock Option For For Management
Plan
4 Refrain from Giving Charitable Against Against Shareholder
Contributions
- --------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MWD Security ID: 617446448
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Madigan For For Management
1.2 Elect Director Dr. Klaus Zumwinkel For For Management
1.3 Elect Director Sir Howard Davies For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
5 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
NEWFIELD EXPLORATION CO.
Ticker: NFX Security ID: 651290108
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joe B. Foster For For Management
1.2 Elect Director David A. Trice For For Management
1.3 Elect Director David F. Schaible For For Management
1.4 Elect Director Charles W. Duncan, Jr. For For Management
1.5 Elect Director Howard H. Newman For For Management
1.6 Elect Director Thomas G. Ricks For For Management
1.7 Elect Director Dennis R. Hendrix For For Management
1.8 Elect Director C.E. (chuck) Shultz For For Management
1.9 Elect Director Philip J. Burguieres For For Management
1.10 Elect Director Claire S. Farley For For Management
1.11 Elect Director John Randolph Kemp III For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NEXTEL COMMUNICATIONS, INC.
Ticker: NXTL Security ID: 65332V103
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith J. Bane For For Management
1.2 Elect Director V. Janet Hill For For Management
2 Ratify Auditors For For Management
3 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
NORTHROP GRUMMAN CORP.
Ticker: NOC Security ID: 666807102
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis W. Coleman For For Management
1.2 Elect Director J. Michael Cook For For Management
1.3 Elect Director Philip A. Odeen For For Management
1.4 Elect Director Aulana L. Peters For For Management
1.5 Elect Director Kevin W. Sharer For For Management
2 Ratify Auditors For For Management
3 Develop Ethical Criteria for Military Against Against Shareholder
Contracts
4 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NVS Security ID: 66987V109
Meeting Date: FEB 24, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL REPORT, THE For For Management
FINANCIAL STATEMENTS OF NOVARTIS AG AND
THE GROUP CONSOLIDATED FINANCIAL
STATEMENTS FOR THE YEAR 2003.
2 APPROVAL OF THE ACTIVITIES OF THE BOARD For For Management
OF DIRECTORS.
3 APPROPRIATION OF AVAILABLE EARNINGS OF For For Management
NOVARTIS AG AS PER BALANCE SHEET AND
DECLARATION OF DIVIDEND.
4 CONVERSION OF GENERAL RESERVES INTO FREE For For Management
RESERVES.
5 REDUCTION OF SHARE CAPITAL. For For Management
6 FURTHER SHARE REPURCHASE PROGRAM. For For Management
7 AMENDMENT TO THE ARTICLES OF For For Management
INCORPORATION.
8 ELECTION TO THE BOARD OF DIRECTORS. For For Management
RE-ELECTION OF PROF. DR. HELMUT SIHLER
FOR A THREE-YEAR TERM.
9 ELECTION TO THE BOARD OF DIRECTORS. For For Management
RE-ELECTION OF MR. HANS-JORG RUDLOFF FOR
A THREE-YEAR TERM.
10 ELECTION TO THE BOARD OF DIRECTORS. For For Management
RE-ELECTION OF DR. DANIEL VASELLA FOR A
THREE-YEAR TERM.
11 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NTL INCORPORATED
Ticker: NTLI Security ID: 62940M104
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey D. Benjamin For For Management
1.2 Elect Director David Elstein For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Approve Share Plan Grant For For Management
- --------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Akers For For Management
1.2 Elect Director Robert E. Allen For For Management
1.3 Elect Director Ray L. Hunt For For Management
1.4 Elect Director Arthur C. Martinez For For Management
1.5 Elect Director Indra K. Nooyi For For Management
1.6 Elect Director Franklin D. Raines For For Management
1.7 Elect Director Steven S. Reinemund For For Management
1.8 Elect Director Sharon Percy Rockefeller For For Management
1.9 Elect Director James J. Schiro For For Management
1.10 Elect Director Franklin A. Thomas For For Management
1.11 Elect Director Cynthia M. Trudell For For Management
1.12 Elect Director Solomon D. Trujillo For For Management
1.13 Elect Director Daniel Vasella For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Brown For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director Robert N. Burt For For Management
1.4 Elect Director W. Don Cornwell For For Management
1.5 Elect Director William H. Gray III For For Management
1.6 Elect Director Constance J. Horner For For Management
1.7 Elect Director William R. Howell For For Management
1.8 Elect Director Stanley O. Ikenberry For For Management
1.9 Elect Director George A. Lorch For For Management
1.10 Elect Director Henry A. Mckinnell For For Management
1.11 Elect Director Dana G. Mead For For Management
1.12 Elect Director Franklin D. Raines For For Management
1.13 Elect Director Ruth J. Simmons For For Management
1.14 Elect Director William C. Steere, Jr. For For Management
1.15 Elect Director Jean-Paul Valles For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
5 Cease Political Contributions/Activities Against Against Shareholder
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Establish Term Limits for Directors Against Against Shareholder
8 Report on Drug Pricing Against Against Shareholder
9 Limit Awards to Executives Against Against Shareholder
10 Amend Animal Testing Policy Against Against Shareholder
- --------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE
Ticker: PG Security ID: 742718109
Meeting Date: OCT 14, 2003 Meeting Type: Annual
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman R. Augustine For For Management
1.2 Elect Director A.G. Lafley For For Management
1.3 Elect Director Johnathan A. Rodgers For For Management
1.4 Elect Director John F. Smith, Jr. For For Management
1.5 Elect Director Margaret C. Whitman For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Declassify the Board of Directors Against For Shareholder
5 Label Genetically Engineered Foods Against Against Shareholder
- --------------------------------------------------------------------------------
ROYAL DUTCH PETROLEUM CO.
Ticker: RPETY Security ID: 780257804
Meeting Date: JUN 28, 2004 Meeting Type: Annual
Record Date: MAY 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 FINALIZATION OF THE BALANCE SHEET AS AT For Did Not Management
DECEMBER 31, 2003, THE PROFIT AND LOSS Vote
ACCOUNT FOR THE YEAR 2003 AND THE NOTES
TO THE BALANCE SHEET AND THE PROFIT AND
LOSS ACCOUNT.
2 DECLARATION OF THE TOTAL DIVIDEND FOR THE For Did Not Management
YEAR 2003. Vote
3 DISCHARGE OF THE MANAGING DIRECTORS OF For Did Not Management
RESPONSIBILITY IN RESPECT OF THEIR Vote
MANAGEMENT FOR THE YEAR 2003.
4 DISCHARGE OF THE MEMBERS OF THE For Did Not Management
SUPERVISORY BOARD OF RESPONSIBILITY FOR Vote
THEIR SUPERVISION FOR THE YEAR 2003.
5 APPOINTMENT OF MS. L.Z. COOK AS A For Did Not Management
MANAGING DIRECTOR OF THE COMPANY.* Vote
6 APPOINTMENT OF MRS. CH. MORIN-POSTEL AS A For Did Not Management
MEMBER OF THE SUPERVISORY BOARD.* Vote
7 APPOINTMENT OF MR. M.A. VAN DEN BERGH AS For Did Not Management
A MEMBER OF THE SUPERVISORY BOARD OWING Vote
TO RETIREMENT BY ROTATION.*
8 REDUCTION OF THE ISSUED SHARE CAPITAL For Did Not Management
WITH A VIEW TO CANCELLA- TION OF THE Vote
SHARES ACQUIRED BY THE COMPANY IN ITS OWN
CAPITAL.
9 AUTHORIZATION OF THE BOARD OF MANAGEMENT, For Did Not Management
PURSUANT TO ARTICLE 98, BOOK 2 OF THE Vote
NETHERLANDS CIVIL CODE, AS THE COMPETENT
BODY TO ACQUIRE SHARES IN THE CAPITAL OF
THE COMPANY.
- --------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO.
Ticker: TSM.P Security ID: 874039100
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ACCEPT 2003 BUSINESS REPORT AND For For Management
FINANCIAL STATEMENTS.
2 TO APPROVE THE PROPOSAL FOR DISTRIBUTION For For Management
OF 2003 PROFITS.
3 TO APPROVE THE CAPITALIZATION OF 2003 For For Management
DIVIDENDS AND EMPLOYEE PROFIT SHARING.
- --------------------------------------------------------------------------------
TENET HEALTHCARE CORP.
Ticker: THC Security ID: 88033G100
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Trevor Fetter For For Management
1.2 Elect Director Van B. Honeycutt For For Management
1.3 Elect Director John C. Kane For For Management
1.4 Elect Director Edward A. Kangas For For Management
1.5 Elect Director J. Robert Kerrey For For Management
1.6 Elect Director Richard R. Pettingill For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TRIBUNE CO.
Ticker: TRB Security ID: 896047107
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Chandler For For Management
1.2 Elect Director William A. Osborn For For Management
1.3 Elect Director Kathryn C. Turner For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: 902124106
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis C. Blair For For Management
1.2 Elect Director Edward D. Breen For For Management
1.3 Elect Director George W. Buckley For For Management
1.4 Elect Director Brian Duperreault For For Management
1.5 Elect Director Bruce S. Gordon For For Management
1.6 Elect Director John A. Krol For For Management
1.7 Elect Director Mackey J. Mcdonald For For Management
1.8 Elect Director H. Carl Mccall For For Management
1.9 Elect Director Brendan R. O'Neill For For Management
1.10 Elect Director Sandra S. Wijnberg For For Management
1.11 Elect Director Jerome B. York For For Management
2 Ratify Auditors For For Management
3 ADOPTION OF THE AMENDED AND RESTATED For For Management
BYE-LAWS.
4 APPROVAL OF TYCO 2004 STOCK AND INCENTIVE For For Management
PLAN.
5 SHAREHOLDER PROPOSAL REGARDING For For Shareholder
ENVIRONMENTAL REPORTING.
6 SHAREHOLDER PROPOSAL TO CHANGE TYCO S Against Against Shareholder
JURISDICTION OF INCORPORATION FROM
BERMUDA TO A U.S. STATE.
7 SHAREHOLDER PROPOSAL ON COMMON SENSE Against Against Shareholder
EXECUTIVE COMPENSATION.
- --------------------------------------------------------------------------------
UNITED MICRO ELECTRONIC
Ticker: Security ID: 910873207
Meeting Date: JUN 1, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Report on 2003 AGM None Did Not Management
Vote
1.2 Receive Report on Business Operation None Did Not Management
Results for Fiscal Year 2003 Vote
1.3 Receive Supervisors' Report None Did Not Management
Vote
1.4 Receive Report on the Acquisition and None Did Not Management
Disposal of Assets Vote
1.5 Receive Report on the Issuance of None Did Not Management
Corporate Debt Vote
2.1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2.2 Approve Allocation of Income and For Did Not Management
Dividends Vote
3.1 Approve Capitalization of 2003 Dividends For Did Not Management
and Employee Profit Sharing Vote
3.2 Amend Articles of Association For Did Not Management
Vote
4 Elect Directors and Supervisors For Did Not Management
Vote
5 Other Business None Did Not Management
Vote
- --------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORP.
Ticker: UTX Security ID: 913017109
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Betsy J. Bernard For For Management
1.2 Elect Director George David For For Management
1.3 Elect Director Jean-Pierre Garnier For For Management
1.4 Elect Director Jamie S. Gorelick For For Management
1.5 Elect Director Charles R. Lee For For Management
1.6 Elect Director Richard D. McCormick For For Management
1.7 Elect Director Harold McGraw III For For Management
1.8 Elect Director Frank P. Popoff For For Management
1.9 Elect Director H. Patrick Swygert For For Management
1.10 Elect Director Andre Villeneuve For For Management
1.11 Elect Director H. A. Wagner For For Management
1.12 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Disclosure of Executive Compensation Against Against Shareholder
4 Develop Ethical Criteria for Military Against Against Shareholder
Contracts
5 Performance-Based/Indexed Options Against Against Shareholder
6 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Ballard, Jr. For For Management
1.2 Elect Director Richard T. Burke For For Management
1.3 Elect Director Stephen J. Hemsley For For Management
1.4 Elect Director Donna E. Shalala For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
4 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 4, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Breyer For For Management
1.2 Elect Director M. Michele Burns For For Management
1.3 Elect Director Thomas M. Coughlin For For Management
1.4 Elect Director David D. Glass For For Management
1.5 Elect Director Roland A. Hernandez For For Management
1.6 Elect Director Dawn G. Lepore For For Management
1.7 Elect Director John D. Opie For For Management
1.8 Elect Director J. Paul Reason For For Management
1.9 Elect Director H. Lee Scott, Jr. For For Management
1.10 Elect Director Jack C. Shewmaker For For Management
1.11 Elect Director Jose H. Villarreal For For Management
1.12 Elect Director John T. Walton For For Management
1.13 Elect Director S. Robson Walton For For Management
1.14 Elect Director Christopher J. Williams For For Management
2 Approve Stock Option Plan For For Management
3 Approve Stock Option Plan For For Management
4 Amend Employee Stock Purchase Plan For For Management
5 Ratify Auditors For For Management
6 Separate Chairman and CEO Positions Against Against Shareholder
7 Prepare Sustainability Report Against Against Shareholder
8 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
9 Report on Genetically Modified Organisms Against Against Shareholder
(GMO)
10 Prepare Diversity Report Against Against Shareholder
11 Submit Executive Compensation to Vote Against Against Shareholder
- --------------------------------------------------------------------------------
WALT DISNEY COMPANY, THE
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 3, 2004 Meeting Type: Annual
Record Date: JAN 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Bryson For For Management
1.2 Elect Director John S. Chen For For Management
1.3 Elect Director Michael D. Eisner For Withhold Management
1.4 Elect Director Judith L. Estrin For For Management
1.5 Elect Director Robert A. Iger For For Management
1.6 Elect Director Aylwin B. Lewis For For Management
1.7 Elect Director Monica C. Lozano For For Management
1.8 Elect Director Robert W. Matschullat For For Management
1.9 Elect Director George J. Mitchell For For Management
1.10 Elect Director Leo J. O'Donovan, S.J. For For Management
1.11 Elect Director Gary L. Wilson For For Management
2 Ratify Auditors For For Management
3 China Principles Against Against Shareholder
4 Report on Supplier Labor Standards in Against Against Shareholder
China
5 Report on Amusement Park Safety Against Against Shareholder
- --------------------------------------------------------------------------------
WASHINGTON MUTUAL, INC
Ticker: WM Security ID: 939322103
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne V. Farrell For For Management
1.2 Elect Director Stephen E. Frank For For Management
1.3 Elect Director Margaret Osmer Mcquade For For Management
1.4 Elect Director William D. Schulte For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
WEATHERFORD INTL LTD
Ticker: WFT Security ID: G95089101
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip Burguieres For For Management
1.2 Elect Director Nicholas F. Brady For For Management
1.3 Elect Director David J. Butters For For Management
1.4 Elect Director Bernard J. Duroc-Danner For For Management
1.5 Elect Director Sheldon B. Lubar For For Management
1.6 Elect Director William E. Macaulay For For Management
1.7 Elect Director Robert B. Millard For For Management
1.8 Elect Director Robert K. Moses, Jr. For For Management
1.9 Elect Director Robert A. Rayne For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.A. Blanchard III For For Management
1.2 Elect Director Susan E. Engel For For Management
1.3 Elect Director Enrique Hernandez, Jr. For For Management
1.4 Elect Director Robert L. Joss For For Management
1.5 Elect Director Reatha Clark King For For Management
1.6 Elect Director Richard M. Kovacevich For For Management
1.7 Elect Director Richard D. McCormick For For Management
1.8 Elect Director Cynthia H. Milligan For For Management
1.9 Elect Director Philip J. Quigley For For Management
1.10 Elect Director Donald B. Rice For Withhold Management
1.11 Elect Director Judith M. Runstad For Withhold Management
1.12 Elect Director Stephen W. Sanger For For Management
1.13 Elect Director Susan G. Swenson For For Management
1.14 Elect Director Michael W. Wright For Withhold Management
2 Approve Retirement Plan For For Management
3 Ratify Auditors For For Management
4 Expense Stock Options Against For Shareholder
5 Limit Executive Compensation Against Against Shareholder
6 Link Executive Compensation to Social Against Against Shareholder
Issues
7 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
WEYERHAEUSER CO.
Ticker: WY Security ID: 962166104
Meeting Date: APR 13, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven R. Rogel For For Management
1.2 Elect Director William D. Ruckelshaus For For Management
1.3 Elect Director Richard H. Sinkfield For For Management
1.4 Elect Director James N. Sullivan For For Management
2 Approve Omnibus Stock Plan For For Management
3 Declassify the Board of Directors Against For Management
4 Expense Stock Options Against For Shareholder
5 Implement Restricted Share Executive Against Against Shareholder
Compensation Plan
6 Report on Greenhouse Gas Emissions Against Against Shareholder
7 Develop Policy Regarding Old Growth Against Against Shareholder
Forests
8 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WYETH
Ticker: WYE Security ID: 983024100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clifford L. Alexander, For For Management
Jr.
1.2 Elect Director Frank A. Bennack, Jr. For For Management
1.3 Elect Director Richard L. Carrion For For Management
1.4 Elect Director Robert Essner For For Management
1.5 Elect Director John D. Feerick For For Management
1.6 Elect Director Robert Langer For For Management
1.7 Elect Director John P. Mascotte For For Management
1.8 Elect Director Mary Lake Polan For For Management
1.9 Elect Director Ivan G. Seidenberg For For Management
1.10 Elect Director Walter V. Shipley For For Management
1.11 Elect Director John R. Torell III For For Management
2 Ratify Auditors For For Management
3 Report on Drug Pricing Against Against Shareholder
4 Amend Animal Testing Policy Against Against Shareholder
========================= AXP BLUE CHIP ADVANTAGE FUND =========================
ACE LTD.
Ticker: ACE Security ID: G0070K103
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian Duperreault For For Management
1.2 Elect Director Robert M. Hernandez For For Management
1.3 Elect Director Peter Menikoff For For Management
1.4 Elect Director Robert Ripp For For Management
1.5 Elect Director Dermot F. Smurfit For For Management
2 PROPOSAL TO APPROVE THE ACE LIMITED 2004 For For Management
LONG-TERM INCENTIVE PLAN.
3 PROPOSAL TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT ACCOUNTANTS OF ACE LIMITED
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2004.
- --------------------------------------------------------------------------------
AETNA INC.
Ticker: AET Security ID: 00817Y108
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Betsy Z. Cohen For For Management
1.2 Elect Director Barbara Hackman Franklin For For Management
1.3 Elect Director Jeffrey E. Garten For For Management
1.4 Elect Director Earl G. Graves For For Management
1.5 Elect Director Gerald Greenwald For For Management
1.6 Elect Director Ellen M. Hancock For For Management
1.7 Elect Director Michael H. Jordan For For Management
1.8 Elect Director Jack D. Kuehler For For Management
1.9 Elect Director Edward J. Ludwig For For Management
1.10 Elect Director Joseph P. Newhouse For For Management
1.11 Elect Director Judith Rodin For For Management
1.12 Elect Director John W. Rowe, M.D. For For Management
1.13 Elect Director Ronald A. Williams For For Management
1.14 Elect Director R. David Yost For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against Against Shareholder
4 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
ALLSTATE CORP., THE
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director F. Duane Ackerman For For Management
1.2 Elect Director James G. Andress For For Management
1.3 Elect Director Edward A. Brennan For For Management
1.4 Elect Director W. James Farrell For For Management
1.5 Elect Director Jack M. Greenberg For For Management
1.6 Elect Director Ronald T. LeMay For For Management
1.7 Elect Director Edward M. Liddy For For Management
1.8 Elect Director J. Christopher Reyes For For Management
1.9 Elect Director H. John Riley, Jr. For For Management
1.10 Elect Director Joshua I. Smith For For Management
1.11 Elect Director Judith A. Sprieser For For Management
1.12 Elect Director Mary Alice Taylor For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Provide for Cumulative Voting Against Against Shareholder
- --------------------------------------------------------------------------------
ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth E. Bailey For For Management
1.2 Elect Director Mathis Cabiallavetta For For Management
1.3 Elect Director Louis C. Camilleri For For Management
1.4 Elect Director J. Dudley Fishburn For For Management
1.5 Elect Director Robert E. R. Huntley For For Management
1.6 Elect Director Thomas W. Jones For For Management
1.7 Elect Director Lucio A. Noto For For Management
1.8 Elect Director John S. Reed For For Management
1.9 Elect Director Carlos Slim Helu For For Management
1.10 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 Report on Product Warnings for Pregnant Against Against Shareholder
Women
4 Report on Health Risks Associated with Against Against Shareholder
Cigarette Filters
5 Political Contributions/Activities Against Against Shareholder
6 Cease Use of Light and Ultra Light in Against Against Shareholder
Cigarette Marketing
7 Place Canadian Style Warnings on Against Against Shareholder
Cigarette Packaging
8 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874107
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Bernard Aidinoff For For Management
1.2 Elect Director Pei-Yuan Chia For For Management
1.3 Elect Director Marshall A. Cohen For For Management
1.4 Elect Director Willaim S. Cohen For For Management
1.5 Elect Director Martin S. Feldstein For For Management
1.6 Elect Director Ellen V. Futter For For Management
1.7 Elect Director Maurice R. Greenberg For For Management
1.8 Elect Director Carla A. Hills For For Management
1.9 Elect Director Frank J. Hoenemeyer For For Management
1.10 Elect Director Richard C. Holbrooke For For Management
1.11 Elect Director Donald P. Kanak For For Management
1.12 Elect Director Howard I. Smith For For Management
1.13 Elect Director Martin J. Sullivan For For Management
1.14 Elect Director Edmund S.W. Tse For For Management
1.15 Elect Director Frank G. Zarb For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
4 Ratify Auditors For For Management
5 Report on Political Against Against Shareholder
Contributions/Activities
6 Divest from Tobacco Equities Against Against Shareholder
7 Link Executive Compensation to Predatory Against Against Shareholder
Lending
- --------------------------------------------------------------------------------
AMERICAN STANDARD COMPANIES, INC.
Ticker: ASD Security ID: 029712106
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven E. Anderson For For Management
1.2 Elect Director James F. Hardymon For For Management
1.3 Elect Director Ruth Ann Marshall For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMERISOURCEBERGEN CORP
Ticker: ABC Security ID: 03073E105
Meeting Date: MAR 5, 2004 Meeting Type: Annual
Record Date: JAN 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward E. Hagenlocker For For Management
1.2 Elect Director Kurt J. Hilzinger For For Management
- --------------------------------------------------------------------------------
AMGEN, INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Biondi, Jr. For For Management
1.2 Elect Director Jerry D. Choate For Withhold Management
1.3 Elect Director Frank C. Herringer For For Management
1.4 Elect Director Gilbert S. Omenn For For Management
2 Ratify Auditors For For Management
3 Prepare Glass Ceiling Report Against Against Shareholder
4 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: MAR 9, 2004 Meeting Type: Annual
Record Date: JAN 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerald G. Fishman For For Management
1.2 Elect Director F. Grant Saviers For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ANHEUSER-BUSCH COMPANIES, INC.
Ticker: BUD Security ID: 035229103
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director August A. Busch III For For Management
1.2 Elect Director Carlos Fernandez G. For For Management
1.3 Elect Director James R. Jones For For Management
1.4 Elect Director Andrew C. Taylor For For Management
1.5 Elect Director Douglas A. Warner III For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ANTHEM INC.
Ticker: ATH Security ID: 03674B104
Meeting Date: JUN 28, 2004 Meeting Type: Special
Record Date: MAY 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
2 Change Company Name For For Management
- --------------------------------------------------------------------------------
ANTHEM INC.
Ticker: ATH Security ID: 03674B104
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor S. Liss For For Management
1.2 Elect Director James W. McDowell, Jr. For For Management
1.3 Elect Director George A. Schaefer, Jr. For For Management
1.4 Elect Director Jackie M. Ward For For Management
- --------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 24, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael H. Armacost For For Management
1.2 Elect Director Deborah A. Coleman For For Management
1.3 Elect Director Herbert M. Dwight, Jr. For For Management
1.4 Elect Director Philip V. Gerdine For For Management
1.5 Elect Director Paul R. Low For For Management
1.6 Elect Director Dan Maydan For For Management
1.7 Elect Director Steven L. Miller For For Management
1.8 Elect Director James C. Morgan For For Management
1.9 Elect Director Gerhard H. Parker For For Management
1.10 Elect Director Michael R. Splinter For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
AUTOZONE, INC.
Ticker: AZO Security ID: 053332102
Meeting Date: DEC 11, 2003 Meeting Type: Annual
Record Date: OCT 14, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Elson For For Management
1.2 Elect Director Marsha J. Evans For For Management
1.3 Elect Director Earl G. Graves, Jr. For For Management
1.4 Elect Director N. Gerry House For For Management
1.5 Elect Director J.R. Hyde, III For For Management
1.6 Elect Director Edward S. Lampert For For Management
1.7 Elect Director W. Andrew McKenna For For Management
1.8 Elect Director Steve Odland For For Management
1.9 Elect Director James J. Postl For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AVAYA INC
Ticker: AV Security ID: 053499109
Meeting Date: FEB 26, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph P. Landy For For Management
1.2 Elect Director Mark Leslie For For Management
1.3 Elect Director Donald K. Peterson For For Management
1.4 Elect Director Anthony P. Terracciano For For Management
2 Approve Omnibus Stock Plan For For Management
3 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
AVNET, INC.
Ticker: AVT Security ID: 053807103
Meeting Date: NOV 6, 2003 Meeting Type: Annual
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eleanor Baum For For Management
1.2 Elect Director J. Veronica Biggins For For Management
1.3 Elect Director Lawrence W. Clarkson For For Management
1.4 Elect Director Ehud Houminer For For Management
1.5 Elect Director James A. Lawrence For For Management
1.6 Elect Director Ray M. Robinson For For Management
1.7 Elect Director Frederic Salerno For For Management
1.8 Elect Director Gary L. Tooker For For Management
1.9 Elect Director Roy Vallee For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: MAR 17, 2004 Meeting Type: Special
Record Date: JAN 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Amend Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Barnet, III For For Management
1.2 Elect Director Charles W. Coker For For Management
1.3 Elect Director John T. Collins For For Management
1.4 Elect Director Gary L. Countryman For For Management
1.5 Elect Director Paul Fulton For For Management
1.6 Elect Director Charles K. Gifford For For Management
1.7 Elect Director Donald E. Guinn For For Management
1.8 Elect Director James H. Hance, Jr. For For Management
1.9 Elect Director Kenneth D. Lewis For For Management
1.10 Elect Director Walter E. Massey For For Management
1.11 Elect Director Thomas J. May For For Management
1.12 Elect Director C. Steven McMillan For For Management
1.13 Elect Director Eugene M. McQuade For For Management
1.14 Elect Director Patricia E. Mitchell For For Management
1.15 Elect Director Edward L. Romero For For Management
1.16 Elect Director Thomas M. Ryan For For Management
1.17 Elect Director O. Temple Sloan, Jr. For For Management
1.18 Elect Director Meredith R. Spangler For For Management
1.19 Elect Director Jackie M. Ward For For Management
2 Ratify Auditors For For Management
3 Change Date of Annual Meeting Against Against Shareholder
4 Adopt Nomination Procedures for the Board Against Against Shareholder
5 Charitable Contributions Against Against Shareholder
6 Establish Independent Committee to Review Against Against Shareholder
Mutual Fund Policy
7 Adopt Standards Regarding Privacy and Against Against Shareholder
Information Security
- --------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Forsyth For For Management
1.2 Elect Director Gail D. Fosler For For Management
1.3 Elect Director Carole J. Uhrich For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against Against Shareholder
- --------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY
Ticker: BDX Security ID: 075887109
Meeting Date: FEB 11, 2004 Meeting Type: Annual
Record Date: DEC 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry P. Becton, Jr. For For Management
1.2 Elect Director Edward F. DeGraan For For Management
1.3 Elect Director James F. Orr For For Management
1.4 Elect Director Margaretha af Ugglas For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Provide for Cumulative Voting Against Against Shareholder
- --------------------------------------------------------------------------------
BIOGEN IDEC INC
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 16, 2004 Meeting Type: Annual
Record Date: APR 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan Belzer For For Management
1.2 Elect Director Mary L. Good For For Management
1.3 Elect Director James C. Mullen For For Management
1.4 Elect Director Bruce R. Ross For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BIOGEN, INC.
Ticker: Security ID: 090597105
Meeting Date: NOV 12, 2003 Meeting Type: Special
Record Date: SEP 25, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
BMC SOFTWARE, INC.
Ticker: BMC Security ID: 055921100
Meeting Date: AUG 21, 2003 Meeting Type: Annual
Record Date: JUL 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director B. Garland Cupp For For Management
1.2 Elect Director Robert E. Beauchamp For For Management
1.3 Elect Director Jon E. Barfield For For Management
1.4 Elect Director John W. Barter For For Management
1.5 Elect Director Meldon K. Gafner For For Management
1.6 Elect Director L.W. Gray For For Management
1.7 Elect Director Kathleen A. O'Neil For For Management
1.8 Elect Director George F. Raymond For For Management
1.9 Elect Director Tom C. Tinsley For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORP.
Ticker: BSX Security ID: 101137107
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ursula M. Burns For For Management
1.2 Elect Director Marye Anne Fox For For Management
1.3 Elect Director N.J. Nicholas, Jr. For For Management
1.4 Elect Director John E. Pepper For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORP.
Ticker: BSX Security ID: 101137107
Meeting Date: OCT 6, 2003 Meeting Type: Special
Record Date: AUG 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORP.
Ticker: COF Security ID: 14040H105
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: FEB 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Ronald Dietz For For Management
1.2 Elect Director Lewis Hay, III For For Management
1.3 Elect Director Mayo A. Shattuck, III For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
CAREMARK RX, INC.
Ticker: CMX Security ID: 141705103
Meeting Date: MAR 22, 2004 Meeting Type: Special
Record Date: FEB 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Approve Issuance of Stock in Connection For For Management
with Merger Agreement
3 Increase Authorized Preferred Stock For For Management
4 Approve Omnibus Stock Plan For For Management
5 Allow Postponement or Adjournment of For For Management
Special Meeting
- --------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Dillon For For Management
1.2 Elect Director Juan Gallardo For For Management
1.3 Elect Director William A. Osborn For For Management
1.4 Elect Director Gordon R. Parker For For Management
1.5 Elect Director Edward B. Rust, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Report on Equipment Sales to Israel Against Against Shareholder
6 Report on Operational Imact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
CBRL GROUP, INC.
Ticker: CBRL Security ID: 12489V106
Meeting Date: NOV 25, 2003 Meeting Type: Annual
Record Date: SEP 26, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James D. Carreker For For Management
1.2 Elect Director Robert V. Dale For For Management
1.3 Elect Director Dan W. Evins For For Management
1.4 Elect Director Robert C. Hilton For For Management
1.5 Elect Director Charles E. Jones, Jr. For For Management
1.6 Elect Director B. F. 'Jack' Lowery For Withhold Management
1.7 Elect Director Gordon L. Miller For For Management
1.8 Elect Director Martha M. Mitchell For Withhold Management
1.9 Elect Director Andrea M. Weiss For For Management
1.10 Elect Director Jimmie D. White For Withhold Management
1.11 Elect Director Michael A. Woodhouse For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CENDANT CORPORATION
Ticker: CD Security ID: 151313103
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director The Right Honourable For For Management
Brian Mulroney
1.2 Elect Director Ronald L. Nelson For For Management
1.3 Elect Director Robert W. Pittman For For Management
1.4 Elect Director Myra J. Biblowit For For Management
1.5 Elect Director Sheli Z. Rosenberg For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
4 Separate Chairman and CEO Positions Against Against Shareholder
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
CHEVRONTEXACO CORP.
Ticker: CVX Security ID: 166764100
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel H. Armacost For For Management
1.2 Elect Director Robert E. Denham For For Management
1.3 Elect Director Robert J. Eaton For For Management
1.4 Elect Director Sam Ginn For For Management
1.5 Elect Director Carla Anderson Hills For For Management
1.6 Elect Director Franklyn G. Jenifer For For Management
1.7 Elect Director J. Bennett Johnston For For Management
1.8 Elect Director Sam Nunn For For Management
1.9 Elect Director David J. O'Reilly For For Management
1.10 Elect Director Peter J. Robertson For For Management
1.11 Elect Director Charles R. Shoemate For For Management
1.12 Elect Director Carl Ware For For Management
2 Ratify Auditors For For Management
3 Adopt Shareholder Rights Plan (Poison For For Management
Pill) Policy
4 Amend Omnibus Stock Plan For For Management
5 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Require Affirmative Vote of a Majority of Against Against Shareholder
the Shares to Elect Directors
8 Report on Health and Environmental Against Against Shareholder
Initiatives in Ecuador
9 Report on Renewable Energy Against Against Shareholder
- --------------------------------------------------------------------------------
CHUBB CORP., THE
Ticker: CB Security ID: 171232101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zoe Baird For For Management
1.2 Elect Director Sheila P. Burke For For Management
1.3 Elect Director James I. Cash, Jr. For For Management
1.4 Elect Director Joel J. Cohen For For Management
1.5 Elect Director James M. Cornelius For For Management
1.6 Elect Director John D. Finnegan For For Management
1.7 Elect Director David H. Hoag For For Management
1.8 Elect Director Klaus J. Mangold For For Management
1.9 Elect Director Sir David G. Scholey, CBE For For Management
1.10 Elect Director Raymond G. H. Seitz For For Management
1.11 Elect Director Lawrence M. Small For For Management
1.12 Elect Director Daniel E. Somers For For Management
1.13 Elect Director Karen Hastie Williams For For Management
1.14 Elect Director James M. Zimmerman For For Management
1.15 Elect Director Alfred W. Zollar For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
4 Ratify Auditors For For Management
5 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Bartz For For Management
1.2 Elect Director Larry R. Carter For For Management
1.3 Elect Director John T. Chambers For For Management
1.4 Elect Director Dr. James F. Gibbons For For Management
1.5 Elect Director Dr. John L. Hennessy For For Management
1.6 Elect Director Roderick C. McGeary For For Management
1.7 Elect Director James C. Morgan For For Management
1.8 Elect Director John P. Morgridge For For Management
1.9 Elect Director Donald T. Valentine For For Management
1.10 Elect Director Steven M. West For For Management
1.11 Elect Director Jerry Yang For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
4 Report on Company Products Used by the Against Against Shareholder
Government to Monitor the Internet
5 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Alain J.P. Belda For For Management
1.3 Elect Director George David For For Management
1.4 Elect Director Kenneth T. Derr For For Management
1.5 Elect Director John M. Deutch For For Management
1.6 Elect Director Roberto Hernandez Ramirez For For Management
1.7 Elect Director Ann Dibble Jordan For For Management
1.8 Elect Director Dudley C. Mecum For For Management
1.9 Elect Director Richard D. Parsons For For Management
1.10 Elect Director Andrall E. Pearson For For Management
1.11 Elect Director Charles Prince For For Management
1.12 Elect Director Robert E. Rubin For For Management
1.13 Elect Director Franklin A. Thomas For For Management
1.14 Elect Director Sanford I. Weill For For Management
1.15 Elect Director Robert B. Willumstad For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Prohibit Awards to Executives Against Against Shareholder
6 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
COACH, INC.
Ticker: COH Security ID: 189754104
Meeting Date: NOV 5, 2003 Meeting Type: Annual
Record Date: SEP 17, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Ellis For For Management
1.2 Elect Director Lew Frankfort For For Management
1.3 Elect Director Sally Frame Kasaks For For Management
1.4 Elect Director Gary Loveman For For Management
1.5 Elect Director Irene Miller For For Management
1.6 Elect Director Keith Monda For For Management
1.7 Elect Director Michael Murphy For For Management
- --------------------------------------------------------------------------------
COCA-COLA COMPANY, THE
Ticker: KO Security ID: 191216100
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert A. Allen For For Management
1.2 Elect Director Ronald W. Allen For For Management
1.3 Elect Director Cathleen P. Black For For Management
1.4 Elect Director Warren E. Buffett For Withhold Management
1.5 Elect Director Douglas N. Daft For For Management
1.6 Elect Director Barry Diller For For Management
1.7 Elect Director Donald R. Keough For For Management
1.8 Elect Director Susan Bennett King For For Management
1.9 Elect Director Maria Elena Lagomasino For For Management
1.10 Elect Director Donald F. Mchenry For For Management
1.11 Elect Director Robert L. Nardelli For For Management
1.12 Elect Director Sam Nunn For For Management
1.13 Elect Director J. Pedro Reinhard For For Management
1.14 Elect Director James D. Robinson III For For Management
1.15 Elect Director Peter V. Ueberroth For For Management
1.16 Elect Director James B. Williams For For Management
2 Ratify Auditors For For Management
3 Report on Operational Impact of HIV/AIDS For For Shareholder
Pandemic
4 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
5 Prohibit Awards to Executives Against Against Shareholder
6 Submit Executive Compensation to Vote Against Against Shareholder
7 Submit Executive Compensation to Vote Against Against Shareholder
8 Implement China Principles Against Against Shareholder
9 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
COLGATE-PALMOLIVE CO.
Ticker: CL Security ID: 194162103
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jill K. Conway For For Management
1.2 Elect Director Ronald E. Ferguson For For Management
1.3 Elect Director Carlos M. Gutierrez For For Management
1.4 Elect Director Ellen M. Hancock For For Management
1.5 Elect Director David W. Johnson For For Management
1.6 Elect Director Richard J. Kogan For For Management
1.7 Elect Director Delano E. Lewis For For Management
1.8 Elect Director Reuben Mark For For Management
1.9 Elect Director Elizabeth A. Monrad For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
5 Adopt ILO Based Code of Conduct Against Against Shareholder
6 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
COMMERCE BANCORP, INC.
Ticker: CBH Security ID: 200519106
Meeting Date: JUN 11, 2004 Meeting Type: Annual
Record Date: APR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vernon W. Hill, II For For Management
1.2 Elect Director Robert C. Beck For For Management
1.3 Elect Director Jack R Bershad For For Management
1.4 Elect Director Joseph E. Buckelew For For Management
1.5 Elect Director Donald T. Difrancesco For For Management
1.6 Elect Director John P. Ferguson For For Management
1.7 Elect Director Morton N. Kerr For For Management
1.8 Elect Director Steven M. Lewis For For Management
1.9 Elect Director George E. Norcross, III For For Management
1.10 Elect Director Joseph J. Plumeri, II For For Management
1.11 Elect Director Daniel J. Ragone For For Management
1.12 Elect Director Wm. A. Schwartz, Jr. For For Management
1.13 Elect Director Joseph T. Tarquini, Jr. For For Management
2 Approve Stock Option Plan For Against Management
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COMPUTER SCIENCES CORPORATION
Ticker: CSC Security ID: 205363104
Meeting Date: AUG 11, 2003 Meeting Type: Annual
Record Date: JUN 13, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irving W. Bailey, II For For Management
1.2 Elect Director Stephen L. Baum For For Management
1.3 Elect Director Rodney F. Chase For For Management
1.4 Elect Director Van B. Honeycutt For For Management
1.5 Elect Director William R. Hoover For For Management
1.6 Elect Director Leon J. Level For For Management
1.7 Elect Director Thomas A. McDonnell For For Management
1.8 Elect Director F. Warren McFarlan For For Management
1.9 Elect Director James R. Mellor For For Management
1.10 Elect Director William P. Rutledge For For Management
- --------------------------------------------------------------------------------
COMVERSE TECHNOLOGY, INC.
Ticker: CMVT Security ID: 205862402
Meeting Date: DEC 16, 2003 Meeting Type: Annual
Record Date: OCT 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kobi Alexander For For Management
1.2 Elect Director Raz Alon For For Management
1.3 Elect Director Itsik Danziger For For Management
1.4 Elect Director John H. Friedman For For Management
1.5 Elect Director Ron Hiram For For Management
1.6 Elect Director Sam Oolie For For Management
1.7 Elect Director William F. Sorin For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CONAGRA FOODS INC.
Ticker: CAG Security ID: 205887102
Meeting Date: SEP 25, 2003 Meeting Type: Annual
Record Date: JUL 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David H. Batchelder For For Management
1.2 Elect Director Robert A. Krane For For Management
1.3 Elect Director Mark H. Rauenhorst For For Management
1.4 Elect Director Bruce Rohde For For Management
2 Ratify Auditors For For Management
4 Genetically Modified Organisms (GMO) Against Against Shareholder
5 Modify Current and Future Stock Option Against Against Shareholder
Plans
6 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Boren For For Management
1.2 Elect Director James E. Copeland, Jr. For For Management
1.3 Elect Director Kenneth M. Duberstein For For Management
1.4 Elect Director Ruth R. Harkin For For Management
1.5 Elect Director William R. Rhodes For For Management
1.6 Elect Director J. Stapleton Roy For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
5 Limit Executive Compensation Against Against Shareholder
6 Report on Drilling in the Arctic National Against Against Shareholder
Wildlife Refuge
- --------------------------------------------------------------------------------
CONSTELLATION BRANDS, INC.
Ticker: STZ.B Security ID: 21036P108
Meeting Date: JUL 15, 2003 Meeting Type: Annual
Record Date: MAY 20, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas C. McDermott as For For Management
Class A Stock Director
1.2 Elect Director Paul L. Smith as Class A For For Management
Stock Director
1.3 Elect Director George Bresler as Class B For For Management
Stock Director
1.4 Elect Director Jeananne K. Hauswald as For For Management
Class B Stock Director
1.5 Elect Director James A. Locke III as For Withhold Management
Class B Stock Director
1.6 Elect Director Richard Sands, Ph.D. as For For Management
Class B Stock Director
1.7 Elect Director Robert Sands as Class B For Withhold Management
Stock Director
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 29, 2004 Meeting Type: Annual
Record Date: DEC 5, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Benjamin S. Carson, Sr., For For Management
M.D. as Class II Director
1.2 Elect Director Hamilton E. James as Class For For Management
II Director
1.3 Elect Director Jill S. Ruckelshaus as For For Management
Class II Director
1.4 Elect Director William H. Gates, II as For For Management
Class II Director
1.5 Elect Director Daniel J. Evans as Class I For For Management
Director
2 Declassify the Board of Directors Against For Shareholder
3 Develop Land Procurement Policy Against Against Shareholder
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COUNTRYWIDE FINANCIAL CORP.
Ticker: CFC Security ID: 222372104
Meeting Date: JAN 9, 2004 Meeting Type: Special
Record Date: NOV 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
COUNTRYWIDE FINANCIAL CORP.
Ticker: CFC Security ID: 222372104
Meeting Date: JUN 16, 2004 Meeting Type: Annual
Record Date: APR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry G. Cisneros For For Management
1.2 Elect Director Robert J. Donato For For Management
1.3 Elect Director Michael E. Dougherty For For Management
1.4 Elect Director Martin R. Melone For For Management
1.5 Elect Director Harley W. Snyder For For Management
2 Amend Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
DELL INC.
Ticker: DELL Security ID: 247025109
Meeting Date: JUL 18, 2003 Meeting Type: Annual
Record Date: MAY 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Miles For For Management
1.2 Elect Director Alex J. Mandl For For Management
1.3 Elect Director Morton L. Topfer For For Management
2 Declassify the Board of Directors For For Management
3 Change Company Name For For Management
4 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
DEVON ENERGY CORP.
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 8, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas F. Ferguson For For Management
1.2 Elect Director Peter J. Fluor For For Management
1.3 Elect Director David M. Gavin For For Management
1.4 Elect Director Michael E. Gellert For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against Against Shareholder
of Directors
- --------------------------------------------------------------------------------
DOW CHEMICAL COMPANY, THE
Ticker: DOW Security ID: 260543103
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arnold A. Allemang For For Management
1.2 Elect Director John C. Danforth For For Management
1.3 Elect Director Jeff M. Fettig For For Management
1.4 Elect Director Andrew N. Liveris For For Management
1.5 Elect Director James M. Ringler For For Management
1.6 Elect Director William S. Stavropoulos For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Report on Social Initiatives in Bhopal Against Against Shareholder
- --------------------------------------------------------------------------------
ELECTRONIC ARTS, INC.
Ticker: ERTS Security ID: 285512109
Meeting Date: JUL 31, 2003 Meeting Type: Annual
Record Date: JUN 4, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Richard Asher For For Management
1.2 Elect Director William J. Byron For For Management
1.3 Elect Director Leonard S. Coleman For For Management
1.4 Elect Director Gary M. Kusin For For Management
1.5 Elect Director Gregory B. Maffei For For Management
1.6 Elect Director Timothy Mott For For Management
1.7 Elect Director Lawrence F. Probst III For For Management
1.8 Elect Director Linda J. Srere For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 3, 2004 Meeting Type: Annual
Record Date: NOV 24, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Fernandez G. For For Management
1.2 Elect Director C.F. Knight For For Management
1.3 Elect Director G.A. Lodge For For Management
1.4 Elect Director R.L. Ridgway For For Management
1.5 Elect Director E.E. Whitacre, Jr. For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ENERGIZER HOLDINGS, INC.
Ticker: ENR Security ID: 29266R108
Meeting Date: JAN 26, 2004 Meeting Type: Annual
Record Date: NOV 21, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Roberts For For Management
1.2 Elect Director John E. Klein For For Management
1.3 Elect Director R. David Hoover For For Management
1.4 Elect Director W. Patrick McGinnis For For Management
- --------------------------------------------------------------------------------
EXELON CORP.
Ticker: EXC Security ID: 30161N101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas DeBenedictis For For Management
1.2 Elect Director G. Fred Dibona, Jr. For For Management
1.3 Elect Director Sue L. Gin For For Management
1.4 Elect Director Edgar D. Jannotta For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
EXXON MOBIL CORP.
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Boskin For For Management
1.2 Elect Director James R. Houghton For For Management
1.3 Elect Director William R. Howell For For Management
1.4 Elect Director Reatha Clark King For For Management
1.5 Elect Director Philip E. Lippincott For For Management
1.6 Elect Director Harry J. Longwell For For Management
1.7 Elect Director Henry A. McKinnell, Jr. For For Management
1.8 Elect Director Marilyn Carlson Nelson For For Management
1.9 Elect Director Lee R. Raymond For For Management
1.10 Elect Director Walter V. Shipley For For Management
1.11 Elect Director Rex W. Tillerson For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Restricted For For Management
Stock Plan
4 Affirm Political Nonpartisanship Against Against Shareholder
5 Report on Political Against Against Shareholder
Contributions/Activities
6 Report on Equatorial Guinea Against Against Shareholder
7 Separate Chairman and CEO Positions Against Against Shareholder
8 Prohibit Awards to Executives Against Against Shareholder
9 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
10 Amend EEO Statement to Include Reference Against Against Shareholder
to Sexual Orientation
11 Report on Climate Change Research Against Against Shareholder
- --------------------------------------------------------------------------------
FAIR ISAAC INC.
Ticker: FIC Security ID: 303250104
Meeting Date: FEB 2, 2004 Meeting Type: Annual
Record Date: DEC 5, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. George Battle For For Management
1.2 Elect Director Tony J. Christianson For For Management
1.3 Elect Director Thomas G. Grudnowski For For Management
1.4 Elect Director Alex W. Hart For For Management
1.5 Elect Director Philip G. Heasley For For Management
1.6 Elect Director Guy R. Henshaw For For Management
1.7 Elect Director David S.P. Hopkins For For Management
1.8 Elect Director Margaret L. Taylor For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FAMILY DOLLAR STORES, INC.
Ticker: FDO Security ID: 307000109
Meeting Date: JAN 15, 2004 Meeting Type: Annual
Record Date: NOV 24, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard R. Levine For For Management
1.2 Elect Director George R. Mahoney, Jr. For For Management
1.3 Elect Director Mark R. Bernstein For For Management
1.4 Elect Director Sharon Allred Decker For For Management
1.5 Elect Director Edward C. Dolby For For Management
1.6 Elect Director Glenn A. Eisenberg For For Management
1.7 Elect Director James G. Martin For For Management
2 Approve Non-Employee Director Stock For For Management
Option Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FANNIE MAE
Ticker: FNM Security ID: 313586109
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen B. Ashley For For Management
1.2 Elect Director Kenneth M. Duberstein For For Management
1.3 Elect Director Thomas P. Gerrity For For Management
1.4 Elect Director Timothy Howard For For Management
1.5 Elect Director Ann Korologos For For Management
1.6 Elect Director Frederic V. Malek For For Management
1.7 Elect Director Donald B. Marron For For Management
1.8 Elect Director Daniel H. Mudd For For Management
1.9 Elect Director Anne M. Mulcahy For For Management
1.10 Elect Director Joe K. Pickett For For Management
1.11 Elect Director Leslie Rahl For For Management
1.12 Elect Director Franklin D. Raines For For Management
1.13 Elect Director H. Patrick Swygert For For Management
2 Ratify Auditors For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Provide for Cumulative Voting Against Against Shareholder
- --------------------------------------------------------------------------------
FIDELITY NATIONAL FINANCIAL, INC.
Ticker: FNF Security ID: 316326107
Meeting Date: SEP 29, 2003 Meeting Type: Annual
Record Date: AUG 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2.1 Elect Director Terry N. Christensen For For Management
2.2 Elect Director John F. Farrell, Jr. For For Management
2.3 Elect Director Philip G. Heasley For For Management
2.4 Elect Director Daniel D. (Ron) Lane For For Management
2.5 Elect Director J. Thomas Talbot For For Management
- --------------------------------------------------------------------------------
FIRST DATA CORP.
Ticker: FDC Security ID: 319963104
Meeting Date: OCT 28, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Allison, Jr. For For Management
1.2 Elect Director R. Leigh Clifford For For Management
1.3 Elect Director James R. Moffett For For Management
1.4 Elect Director B. M. Rankin, Jr. For For Management
1.5 Elect Director J. Taylor Wharton For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Halt Payments to Indonesian Military Against Against Shareholder
- --------------------------------------------------------------------------------
GENERAL ELECTRIC CO.
Ticker: GE Security ID: 369604103
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James I. Cash, Jr. For For Management
1.2 Elect Director Dennis D. Dammerman For For Management
1.3 Elect Director Ann M. Fudge For For Management
1.4 Elect Director Claudio X. Gonzalez For For Management
1.5 Elect Director Jeffrey R. Immelt For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Alan G. Lafley For For Management
1.8 Elect Director Kenneth G. Langone For For Management
1.9 Elect Director Ralph S. Larsen For For Management
1.10 Elect Director Rochelle B. Lazarus For For Management
1.11 Elect Director Sam Nunn For For Management
1.12 Elect Director Roger S. Penske For For Management
1.13 Elect Director Robert J. Swieringa For For Management
1.14 Elect Director Douglas A. Warner III For For Management
1.15 Elect Director Robert C. Wright For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Provide for Cumulative Voting Against Against Shareholder
5 Eliminate Animal Testing Against Against Shareholder
6 Report on Nuclear Fuel Storage Risks Against Against Shareholder
7 Report on PCB Clean-up Against Against Shareholder
8 Report on Foreign Outsourcing Against Against Shareholder
9 Prepare Sustainability Report Against Against Shareholder
10 Limit Composition of Management Against Against Shareholder
Development and Compensation Committee to
Independent Directors
11 Report on Pay Disparity Against Against Shareholder
12 Limit Awards to Executives Against Against Shareholder
13 Limit Board Service for Other Companies Against Against Shareholder
14 Separate Chairman and CEO Positions Against Against Shareholder
15 Hire Advisor/Maximize Shareholder Value Against Against Shareholder
16 Adopt a Retention Ratio for Executives Against Against Shareholder
and Directors
17 Require 70% to 80% Independent Board Against Against Shareholder
18 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
H. J. HEINZ CO.
Ticker: HNZ Security ID: 423074103
Meeting Date: SEP 12, 2003 Meeting Type: Annual
Record Date: JUL 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William R. Johnson For For Management
1.2 Elect Director Charles E. Bunch For For Management
1.3 Elect Director Mary C. Choksi For For Management
1.4 Elect Director Leonard S. Coleman, Jr. For For Management
1.5 Elect Director Peter H. Coors For For Management
1.6 Elect Director Edith E. Holiday For For Management
1.7 Elect Director Candace Kendle For For Management
1.8 Elect Director Dean R. O'Hare For For Management
1.9 Elect Director Lynn C. Swann For For Management
1.10 Elect Director Thomas J. Usher For For Management
1.11 Elect Director James M. Zimmerman For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HALLIBURTON CO.
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Crandall For For Management
1.2 Elect Director Kenneth T. Derr For For Management
1.3 Elect Director Charles J. DiBona For For Management
1.4 Elect Director W. R. Howell For For Management
1.5 Elect Director Ray L. Hunt For For Management
1.6 Elect Director David J. Lesar For For Management
1.7 Elect Director Aylwin B. Lewis For For Management
1.8 Elect Director J. Landis Martin For For Management
1.9 Elect Director Jay A. Precourt For For Management
1.10 Elect Director Debra L. Reed For For Management
1.11 Elect Director C. J. Silas For For Management
2 Increase Authorized Common Stock For For Management
3 Review/Report on Operations in Iran Against Against Shareholder
4 Require Affirmative Vote of a Majority of Against Against Shareholder
the Shares to Elect Directors
5 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
HCA, INC.
Ticker: HCA Security ID: 404119109
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Magdalena H. Averhoff, For For Management
M.D.
1.3 Elect Director Jack O. Bovender, Jr. For For Management
1.4 Elect Director Richard M. Bracken For For Management
1.5 Elect Director Martin Feldstein For For Management
1.6 Elect Director Thomas F. Frist, Jr., For For Management
M.D.
1.7 Elect Director Frederick W. Gluck For For Management
1.8 Elect Director Glenda A. Hatchett For For Management
1.9 Elect Director Charles O. Holliday, Jr. For For Management
1.10 Elect Director T. Michael Long For For Management
1.11 Elect Director John H. McArthur For For Management
1.12 Elect Director Kent C. Nelson For For Management
1.13 Elect Director Frank S. Royal, M.D. For For Management
1.14 Elect Director Harold T. Shapiro For For Management
2 Ratify Auditors For For Management
3 Amend Management Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
HEWLETT-PACKARD CO.
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 17, 2004 Meeting Type: Annual
Record Date: JAN 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L.T. Babbio, Jr. For For Management
1.2 Elect Director P.C. Dunn For For Management
1.3 Elect Director C.S. Fiorina For For Management
1.4 Elect Director R.A. Hackborn For For Management
1.5 Elect Director G.A. Keyworth II For For Management
1.6 Elect Director R.E. Knowling, Jr. For For Management
1.7 Elect Director S.M. Litvack For For Management
1.8 Elect Director R.L. Ryan For For Management
1.9 Elect Director L.S. Salhany For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
IAC / INTERACTIVECORP
Ticker: IACI Security ID: 45840Q101
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: APR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard N. Barton For For Management
1.2 Elect Director Robert R. Bennett For Withhold Management
1.3 Elect Director Edgar Bronfman, Jr. For For Management
1.4 Elect Director Barry Diller For For Management
1.5 Elect Director Victor A. Kaufman For For Management
1.6 Elect Director Donald R. Keough For For Management
1.7 Elect Director Marie-Josee Kravis For For Management
1.8 Elect Director John C. Malone For For Management
1.9 Elect Director Steven Rattner For For Management
1.10 Elect Director Gen. H.N. Schwarzkopf For For Management
1.11 Elect Director Alan G. Spoon For For Management
1.12 Elect Director Diane Von Furstenberg For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INGERSOLL-RAND COMPANY LIMITED
Ticker: IR Security ID: G4776G101
Meeting Date: JUN 2, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director P.C. Godsoe For For Management
1.2 Elect Director C.J. Horner For For Management
1.3 Elect Director O.R. Smith For For Management
2 ADOPTION OF AMENDED AND RESTATED For For Management
INCENTIVE STOCK PLAN OF 1998.
3 APPROVAL OF AMENDED AND RESTATED For For Management
BYE-LAWS.
4 Ratify Auditors For For Management
5 SHAREHOLDER PROPOSAL TO DECLASSIFY THE Against For Shareholder
BOARD OF DIRECTORS.
6 SHAREHOLDER PROPOSAL TO CHANGE THE Against Against Shareholder
COMPANY S JURISDICTION OF INCORPORATION.
7 SHAREHOLDER PROPOSAL TO REQUIRE THE Against Against Shareholder
SEPARATION OF THE CHIEF EXECUTIVE OFFICER
AND THE CHAIR OF THE BOARD.
- --------------------------------------------------------------------------------
INTEL CORP.
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig R. Barrett For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director E. John P. Browne For For Management
1.4 Elect Director Andrew S. Grove For For Management
1.5 Elect Director D. James Guzy For For Management
1.6 Elect Director Reed E. Hundt For For Management
1.7 Elect Director Paul S. Otellini For For Management
1.8 Elect Director David S. Pottruck For For Management
1.9 Elect Director Jane E. Shaw For For Management
1.10 Elect Director John L. Thornton For For Management
1.11 Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Expense Stock Options Against For Shareholder
5 Limit/Prohibit Awards to Executives Against Against Shareholder
6 Performance- Based/Indexed Options Against Against Shareholder
- --------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY
Ticker: IGT Security ID: 459902102
Meeting Date: MAR 2, 2004 Meeting Type: Annual
Record Date: JAN 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Thomas Baker For For Management
1.2 Elect Director Neil Barsky For For Management
1.3 Elect Director Robert A. Bittman For For Management
1.4 Elect Director Richard R. Burt For For Management
1.5 Elect Director Leslie S. Heisz For For Management
1.6 Elect Director Robert A. Mathewson For For Management
1.7 Elect Director Thomas J. Matthews For For Management
1.8 Elect Director Robert Miller For Withhold Management
1.9 Elect Director Frederick B. Rentschler For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INVESTORS FINANCIAL SERVICES CORP.
Ticker: IFIN Security ID: 461915100
Meeting Date: APR 13, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin J. Sheehan For For Management
1.2 Elect Director James M. Oates For For Management
1.3 Elect Director Thomas P. McDermott For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JDS UNIPHASE CORP.
Ticker: JDSU Security ID: 46612J101
Meeting Date: NOV 6, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Enos For For Management
1.2 Elect Director Peter A. Guglielmi For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerard N. Burrow For For Management
1.2 Elect Director Mary S. Coleman For For Management
1.3 Elect Director James G. Cullen For For Management
1.4 Elect Director Robert J. Darretta For For Management
1.5 Elect Director M. Judah Folkman For For Management
1.6 Elect Director Ann D. Jordan For For Management
1.7 Elect Director Arnold G. Langbo For For Management
1.8 Elect Director Susan L. Lindquist For For Management
1.9 Elect Director Leo F. Mullin For For Management
1.10 Elect Director Steven S Reinemund For For Management
1.11 Elect Director David Satcher For For Management
1.12 Elect Director Henry B. Schacht For For Management
1.13 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
LIBERTY MEDIA CORP.
Ticker: L Security ID: 530718105
Meeting Date: JUN 9, 2004 Meeting Type: Annual
Record Date: APR 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert R. Bennett For For Management
1.2 Elect Director Paul A. Gould For For Management
1.3 Elect Director John C. Malone For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LOCKHEED MARTIN CORP.
Ticker: LMT Security ID: 539830109
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.C. 'Pete' Aldridge, Jr. For For Management
1.2 Elect Director Nolan D. Archibald For For Management
1.3 Elect Director Norman R. Augustine For Withhold Management
1.4 Elect Director Marcus C. Bennett For For Management
1.5 Elect Director Vance D. Coffman For For Management
1.6 Elect Director Gwendolyn S. King For For Management
1.7 Elect Director Douglas H. McCorkindale For For Management
1.8 Elect Director Eugene F. Murphy For For Management
1.9 Elect Director Joseph W. Ralston For Withhold Management
1.10 Elect Director Frank Savage For For Management
1.11 Elect Director Anne Stevens For For Management
1.12 Elect Director Robert J. Stevens For For Management
1.13 Elect Director James R. Ukropina For For Management
1.14 Elect Director Douglas C. Yearley For For Management
2 Ratify Auditors For For Management
3 Report on Executive Ties to Government Against Against Shareholder
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
6 Develop Ethical Criteria for Military Against Against Shareholder
Contracts
- --------------------------------------------------------------------------------
LUCENT TECHNOLOGIES INC.
Ticker: LU Security ID: 549463107
Meeting Date: FEB 18, 2004 Meeting Type: Annual
Record Date: DEC 22, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Karl J. Krapek For For Management
1.2 Elect Director Patricia F. Russo For For Management
1.3 Elect Director Henry B. Schacht For For Management
1.4 Elect Director Franklin A. Thomas For For Management
2 Declassify the Board of Directors and For For Management
Amend Director Removal Provision
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Approve Reverse Stock Split For For Management
5 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
6 Prohibit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
LYONDELL CHEMICAL CO.
Ticker: LYO Security ID: 552078107
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Anderson For For Management
1.2 Elect Director William T. Butler For For Management
1.3 Elect Director Stephen I. Chazen For For Management
1.4 Elect Director Travis Engen For For Management
1.5 Elect Director Stephen F. Hinchliffe, For For Management
Jr.
1.6 Elect Director Danny W. Huff For For Management
1.7 Elect Director Ray R. Irani For For Management
1.8 Elect Director David J. Lesar For For Management
1.9 Elect Director Dudley C. Mecum For For Management
1.10 Elect Director Dan F. Smith For For Management
1.11 Elect Director William R. Spivey For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MACROMEDIA, INC.
Ticker: MACR Security ID: 556100105
Meeting Date: JUL 24, 2003 Meeting Type: Annual
Record Date: MAY 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert K. Burgess For For Management
1.2 Elect Director John (Ian) Giffen For Withhold Management
1.3 Elect Director William H. Harris, Jr. For For Management
1.4 Elect Director Robert A. Kotick For For Management
1.5 Elect Director Donald L. Lucas For For Management
1.6 Elect Director Timothy O'Reilly For For Management
1.7 Elect Director William B. Welty For For Management
2 Approve Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MATTEL, INC.
Ticker: MAT Security ID: 577081102
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugene P. Beard For For Management
1.2 Elect Director Michael J. Dolan For For Management
1.3 Elect Director Robert A. Eckert For For Management
1.4 Elect Director Tully M. Friedman For For Management
1.5 Elect Director Ronald M. Loeb For For Management
1.6 Elect Director Andrea L. Rich For For Management
1.7 Elect Director Ronald L. Sargent For For Management
1.8 Elect Director Christopher A. Sinclair For For Management
1.9 Elect Director G. Craig Sullivan For For Management
1.10 Elect Director John L. Vogelstein For For Management
1.11 Elect Director Kathy Brittain White For For Management
2 Ratify Auditors For For Management
3 Limit Awards to Executives Against Against Shareholder
4 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
- --------------------------------------------------------------------------------
MBIA INC.
Ticker: MBI Security ID: 55262C100
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph W. Brown For For Management
1.2 Elect Director C. Edward Chaplin For For Management
1.3 Elect Director David C. Clapp For For Management
1.4 Elect Director Gary C. Dunton For For Management
1.5 Elect Director Claire L. Gaudiani For For Management
1.6 Elect Director Freda S. Johnson For For Management
1.7 Elect Director Daniel P. Kearney For For Management
1.8 Elect Director James A. Lebenthal For For Management
1.9 Elect Director Debra J. Perry For For Management
1.10 Elect Director John A. Rolls For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MBNA CORP.
Ticker: KRB Security ID: 55262L100
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Berick For Withhold Management
1.2 Elect Director Benjamin R. Civiletti For Withhold Management
1.3 Elect Director Bruce L. Hammonds For For Management
1.4 Elect Director William L. Jews For For Management
1.5 Elect Director Randolph D. Lerner For For Management
1.6 Elect Director Stuart L. Markowitz For For Management
1.7 Elect Director William B. Milstead For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
4 Require Majority of Independent Directors Against For Shareholder
on Board
- --------------------------------------------------------------------------------
MEDICIS PHARMACEUTICAL CORP.
Ticker: MRX Security ID: 584690309
Meeting Date: NOV 19, 2003 Meeting Type: Annual
Record Date: OCT 10, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur G. Altschul, Jr. For For Management
1.2 Elect Director Philip S. Schein, M.D. For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 589331107
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter C. Wendell For For Management
1.2 Elect Director William G. Bowen For For Management
1.3 Elect Director William M. Daley For For Management
1.4 Elect Director Thomas E. Shenk For For Management
1.5 Elect Director Wendell P. Weeks For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Prohibit Awards to Executives Against Against Shareholder
5 Develop Ethical Criteria for Patent Against Against Shareholder
Extension
6 Link Executive Compensation to Social Against Against Shareholder
Issues
7 Report on Political Contributions Against Against Shareholder
8 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC.
Ticker: MER Security ID: 590188108
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Newbigging For For Management
1.2 Elect Director Joseph W. Prueher For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against Against Shareholder
4 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
MICROSOFT CORP.
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates, III For For Management
1.2 Elect Director Steven A. Ballmer For For Management
1.3 Elect Director James I. Cash, Jr., Ph.D. For For Management
1.4 Elect Director Raymond V. Gilmartin For For Management
1.5 Elect Director Ann McLaughlin Korologos For For Management
1.6 Elect Director David F. Marquardt For For Management
1.7 Elect Director Charles H. Noski For For Management
1.8 Elect Director Dr. Helmut Panke For For Management
1.9 Elect Director Wm. G. Reed, Jr. For For Management
1.10 Elect Director Jon A. Shirley For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Stock Option For For Management
Plan
4 Refrain from Giving Charitable Against Against Shareholder
Contributions
- --------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MWD Security ID: 617446448
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Madigan For For Management
1.2 Elect Director Dr. Klaus Zumwinkel For For Management
1.3 Elect Director Sir Howard Davies For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
5 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
NEWFIELD EXPLORATION CO.
Ticker: NFX Security ID: 651290108
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joe B. Foster For For Management
1.2 Elect Director David A. Trice For For Management
1.3 Elect Director David F. Schaible For For Management
1.4 Elect Director Charles W. Duncan, Jr. For For Management
1.5 Elect Director Howard H. Newman For For Management
1.6 Elect Director Thomas G. Ricks For For Management
1.7 Elect Director Dennis R. Hendrix For For Management
1.8 Elect Director C.E. (chuck) Shultz For For Management
1.9 Elect Director Philip J. Burguieres For For Management
1.10 Elect Director Claire S. Farley For For Management
1.11 Elect Director John Randolph Kemp III For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NEXTEL COMMUNICATIONS, INC.
Ticker: NXTL Security ID: 65332V103
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith J. Bane For For Management
1.2 Elect Director V. Janet Hill For For Management
2 Ratify Auditors For For Management
3 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
NORTHROP GRUMMAN CORP.
Ticker: NOC Security ID: 666807102
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis W. Coleman For For Management
1.2 Elect Director J. Michael Cook For For Management
1.3 Elect Director Philip A. Odeen For For Management
1.4 Elect Director Aulana L. Peters For For Management
1.5 Elect Director Kevin W. Sharer For For Management
2 Ratify Auditors For For Management
3 Develop Ethical Criteria for Military Against Against Shareholder
Contracts
4 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NVS Security ID: 66987V109
Meeting Date: FEB 24, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL REPORT, THE For For Management
FINANCIAL STATEMENTS OF NOVARTIS AG AND
THE GROUP CONSOLIDATED FINANCIAL
STATEMENTS FOR THE YEAR 2003.
2 APPROVAL OF THE ACTIVITIES OF THE BOARD For For Management
OF DIRECTORS.
3 APPROPRIATION OF AVAILABLE EARNINGS OF For For Management
NOVARTIS AG AS PER BALANCE SHEET AND
DECLARATION OF DIVIDEND.
4 CONVERSION OF GENERAL RESERVES INTO FREE For For Management
RESERVES.
5 REDUCTION OF SHARE CAPITAL. For For Management
6 FURTHER SHARE REPURCHASE PROGRAM. For For Management
7 AMENDMENT TO THE ARTICLES OF For For Management
INCORPORATION.
8 ELECTION TO THE BOARD OF DIRECTORS. For For Management
RE-ELECTION OF PROF. DR. HELMUT SIHLER
FOR A THREE-YEAR TERM.
9 ELECTION TO THE BOARD OF DIRECTORS. For For Management
RE-ELECTION OF MR. HANS-JORG RUDLOFF FOR
A THREE-YEAR TERM.
10 ELECTION TO THE BOARD OF DIRECTORS. For For Management
RE-ELECTION OF DR. DANIEL VASELLA FOR A
THREE-YEAR TERM.
11 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NTL INCORPORATED
Ticker: NTLI Security ID: 62940M104
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey D. Benjamin For For Management
1.2 Elect Director David Elstein For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Approve Share Plan Grant For For Management
- --------------------------------------------------------------------------------
ORACLE CORP.
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 13, 2003 Meeting Type: Annual
Record Date: AUG 21, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence J. Ellison For For Management
1.2 Elect Director Donald L. Lucas For For Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Jeffrey O. Henley For For Management
1.5 Elect Director Jack F. Kemp For For Management
1.6 Elect Director Jeffrey Berg For For Management
1.7 Elect Director Safra Catz For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Joseph A. Grundfest For For Management
1.10 Elect Director H. Raymond Bingham For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Amend Non-Employee Director Omnibus Stock For For Management
Plan
5 Implement China Principles Against Against Shareholder
- --------------------------------------------------------------------------------
PEOPLES ENERGY CORP.
Ticker: PGL Security ID: 711030106
Meeting Date: FEB 27, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.R. Boris For For Management
1.2 Elect Director W.J. Brodsky For For Management
1.3 Elect Director P. Cafferty For For Management
1.4 Elect Director J.W. Higgins For For Management
1.5 Elect Director D.C. Jain For For Management
1.6 Elect Director M.E. Lavin For For Management
1.7 Elect Director H.J. Livingston, Jr. For For Management
1.8 Elect Director T.M. Patrick For For Management
1.9 Elect Director R.P. Toft For For Management
1.10 Elect Director A.R. Valasquez For For Management
2 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Akers For For Management
1.2 Elect Director Robert E. Allen For For Management
1.3 Elect Director Ray L. Hunt For For Management
1.4 Elect Director Arthur C. Martinez For For Management
1.5 Elect Director Indra K. Nooyi For For Management
1.6 Elect Director Franklin D. Raines For For Management
1.7 Elect Director Steven S. Reinemund For For Management
1.8 Elect Director Sharon Percy Rockefeller For For Management
1.9 Elect Director James J. Schiro For For Management
1.10 Elect Director Franklin A. Thomas For For Management
1.11 Elect Director Cynthia M. Trudell For For Management
1.12 Elect Director Solomon D. Trujillo For For Management
1.13 Elect Director Daniel Vasella For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Brown For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director Robert N. Burt For For Management
1.4 Elect Director W. Don Cornwell For For Management
1.5 Elect Director William H. Gray III For For Management
1.6 Elect Director Constance J. Horner For For Management
1.7 Elect Director William R. Howell For For Management
1.8 Elect Director Stanley O. Ikenberry For For Management
1.9 Elect Director George A. Lorch For For Management
1.10 Elect Director Henry A. Mckinnell For For Management
1.11 Elect Director Dana G. Mead For For Management
1.12 Elect Director Franklin D. Raines For For Management
1.13 Elect Director Ruth J. Simmons For For Management
1.14 Elect Director William C. Steere, Jr. For For Management
1.15 Elect Director Jean-Paul Valles For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
5 Cease Political Contributions/Activities Against Against Shareholder
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Establish Term Limits for Directors Against Against Shareholder
8 Report on Drug Pricing Against Against Shareholder
9 Limit Awards to Executives Against Against Shareholder
10 Amend Animal Testing Policy Against Against Shareholder
- --------------------------------------------------------------------------------
PRECISION CASTPARTS CORP.
Ticker: PCP Security ID: 740189105
Meeting Date: AUG 13, 2003 Meeting Type: Annual
Record Date: JUN 20, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Donegan For For Management
1.2 Elect Director William C. McCormick For For Management
1.3 Elect Director Vernon E. Oechsle For For Management
2 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE
Ticker: PG Security ID: 742718109
Meeting Date: OCT 14, 2003 Meeting Type: Annual
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman R. Augustine For For Management
1.2 Elect Director A.G. Lafley For For Management
1.3 Elect Director Johnathan A. Rodgers For For Management
1.4 Elect Director John F. Smith, Jr. For For Management
1.5 Elect Director Margaret C. Whitman For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Declassify the Board of Directors Against For Shareholder
5 Label Genetically Engineered Foods Against Against Shareholder
- --------------------------------------------------------------------------------
QLOGIC CORP.
Ticker: QLGC Security ID: 747277101
Meeting Date: AUG 26, 2003 Meeting Type: Annual
Record Date: JUL 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H.K. Desai For For Management
1.2 Elect Director Larry R. Carter For For Management
1.3 Elect Director James R. Fiebiger For For Management
1.4 Elect Director Balakrishnan S. Iyer For For Management
1.5 Elect Director Carol L. Miltner For For Management
1.6 Elect Director George D. Wells For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
QWEST COMMUNICATIONS INTERNATIONAL INC.
Ticker: Q Security ID: 749121109
Meeting Date: DEC 16, 2003 Meeting Type: Annual
Record Date: OCT 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip F. Anschutz For Withhold Management
1.2 Elect Director Richard C. Notebaert For For Management
1.3 Elect Director Frank F. Popoff For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Exclude Pension Credits from Net Income For Against Shareholder
When Determining Executive Compensation
4 Declassify the Board of Directors For For Shareholder
5 Submit Severance Agreement For Against Shareholder
(Change-in-Control) to Shareholder Vote
6 Require Majority of Independent Directors Against For Shareholder
on Board
7 Performance- Based/Indexed Options Against Against Shareholder
8 Performance- Based/Indexed Options Against Against Shareholder
9 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
ROCKWELL COLLINS, INC.
Ticker: COL Security ID: 774341101
Meeting Date: FEB 10, 2004 Meeting Type: Annual
Record Date: DEC 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald R. Beall For For Management
1.2 Elect Director Richard J. Ferris For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ROYAL DUTCH PETROLEUM CO.
Ticker: RPETY Security ID: 780257804
Meeting Date: JUN 28, 2004 Meeting Type: Annual
Record Date: MAY 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 FINALIZATION OF THE BALANCE SHEET AS AT For Did Not Management
DECEMBER 31, 2003, THE PROFIT AND LOSS Vote
ACCOUNT FOR THE YEAR 2003 AND THE NOTES
TO THE BALANCE SHEET AND THE PROFIT AND
LOSS ACCOUNT.
2 DECLARATION OF THE TOTAL DIVIDEND FOR THE For Did Not Management
YEAR 2003. Vote
3 DISCHARGE OF THE MANAGING DIRECTORS OF For Did Not Management
RESPONSIBILITY IN RESPECT OF THEIR Vote
MANAGEMENT FOR THE YEAR 2003.
4 DISCHARGE OF THE MEMBERS OF THE For Did Not Management
SUPERVISORY BOARD OF RESPONSIBILITY FOR Vote
THEIR SUPERVISION FOR THE YEAR 2003.
5 APPOINTMENT OF MS. L.Z. COOK AS A For Did Not Management
MANAGING DIRECTOR OF THE COMPANY.* Vote
6 APPOINTMENT OF MRS. CH. MORIN-POSTEL AS A For Did Not Management
MEMBER OF THE SUPERVISORY BOARD.* Vote
7 APPOINTMENT OF MR. M.A. VAN DEN BERGH AS For Did Not Management
A MEMBER OF THE SUPERVISORY BOARD OWING Vote
TO RETIREMENT BY ROTATION.*
8 REDUCTION OF THE ISSUED SHARE CAPITAL For Did Not Management
WITH A VIEW TO CANCELLA- TION OF THE Vote
SHARES ACQUIRED BY THE COMPANY IN ITS OWN
CAPITAL.
9 AUTHORIZATION OF THE BOARD OF MANAGEMENT, For Did Not Management
PURSUANT TO ARTICLE 98, BOOK 2 OF THE Vote
NETHERLANDS CIVIL CODE, AS THE COMPETENT
BODY TO ACQUIRE SHARES IN THE CAPITAL OF
THE COMPANY.
- --------------------------------------------------------------------------------
SARA LEE CORP.
Ticker: SLE Security ID: 803111103
Meeting Date: OCT 30, 2003 Meeting Type: Annual
Record Date: SEP 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.T. Battenberg III For For Management
1.2 Elect Director Charles W. Coker For For Management
1.3 Elect Director James S. Crown For For Management
1.4 Elect Director Willie D. Davis For For Management
1.5 Elect Director Vernon E. Jordan, Jr. For For Management
1.6 Elect Director Laurette T. Koellner For For Management
1.7 Elect Director Cornelis J.A. Van Lede For For Management
1.8 Elect Director Joan D. Manley For For Management
1.9 Elect Director Cary D. McMillan For For Management
1.10 Elect Director C. Steven McMillan For For Management
1.11 Elect Director Rozanne L. Ridgway For For Management
1.12 Elect Director Richard L. Thomas For For Management
2 Ratify Auditors For For Management
3 Report on Charitable Contributions Against Against Shareholder
4 Implement and Monitor Code of Corporate Against Against Shareholder
Conduct - ILO Standards
- --------------------------------------------------------------------------------
SUN MICROSYSTEMS, INC.
Ticker: SUNW Security ID: 866810104
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott G. McNealy For For Management
1.2 Elect Director James L. Barksdale For For Management
1.3 Elect Director L. John Doerr For For Management
1.4 Elect Director Robert J. Fisher For For Management
1.5 Elect Director Michael E. Lehman For For Management
1.6 Elect Director Robert L. Long For For Management
1.7 Elect Director M. Kenneth Oshman For For Management
1.8 Elect Director Naomi O. Seligman For For Management
1.9 Elect Director Lynn E. Turner For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
4 Implement China Principles Against Against Shareholder
- --------------------------------------------------------------------------------
SYMANTEC CORP.
Ticker: SYMC Security ID: 871503108
Meeting Date: AUG 21, 2003 Meeting Type: Annual
Record Date: JUL 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tania Amochaev For For Management
1.2 Elect Director William Coleman For For Management
1.3 Elect Director Dr. Per-Kristian Halvorsen For For Management
1.4 Elect Director David Mahoney For For Management
1.5 Elect Director Robert S. Miller For For Management
1.6 Elect Director Bill Owens For For Management
1.7 Elect Director George Reyes For For Management
1.8 Elect Director Daniel H. Schulman For For Management
1.9 Elect Director John W. Thompson For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Stock Option Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO.
Ticker: TSM.P Security ID: 874039100
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ACCEPT 2003 BUSINESS REPORT AND For For Management
FINANCIAL STATEMENTS.
2 TO APPROVE THE PROPOSAL FOR DISTRIBUTION For For Management
OF 2003 PROFITS.
3 TO APPROVE THE CAPITALIZATION OF 2003 For For Management
DIVIDENDS AND EMPLOYEE PROFIT SHARING.
- --------------------------------------------------------------------------------
TENET HEALTHCARE CORP.
Ticker: THC Security ID: 88033G100
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Trevor Fetter For For Management
1.2 Elect Director Van B. Honeycutt For For Management
1.3 Elect Director John C. Kane For For Management
1.4 Elect Director Edward A. Kangas For For Management
1.5 Elect Director J. Robert Kerrey For For Management
1.6 Elect Director Richard R. Pettingill For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TRIBUNE CO.
Ticker: TRB Security ID: 896047107
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Chandler For For Management
1.2 Elect Director William A. Osborn For For Management
1.3 Elect Director Kathryn C. Turner For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: 902124106
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis C. Blair For For Management
1.2 Elect Director Edward D. Breen For For Management
1.3 Elect Director George W. Buckley For For Management
1.4 Elect Director Brian Duperreault For For Management
1.5 Elect Director Bruce S. Gordon For For Management
1.6 Elect Director John A. Krol For For Management
1.7 Elect Director Mackey J. Mcdonald For For Management
1.8 Elect Director H. Carl Mccall For For Management
1.9 Elect Director Brendan R. O'Neill For For Management
1.10 Elect Director Sandra S. Wijnberg For For Management
1.11 Elect Director Jerome B. York For For Management
2 Ratify Auditors For For Management
3 ADOPTION OF THE AMENDED AND RESTATED For For Management
BYE-LAWS.
4 APPROVAL OF TYCO 2004 STOCK AND INCENTIVE For For Management
PLAN.
5 SHAREHOLDER PROPOSAL REGARDING For For Shareholder
ENVIRONMENTAL REPORTING.
6 SHAREHOLDER PROPOSAL TO CHANGE TYCO S Against Against Shareholder
JURISDICTION OF INCORPORATION FROM
BERMUDA TO A U.S. STATE.
7 SHAREHOLDER PROPOSAL ON COMMON SENSE Against Against Shareholder
EXECUTIVE COMPENSATION.
- --------------------------------------------------------------------------------
UNITED MICRO ELECTRONIC
Ticker: Security ID: 910873207
Meeting Date: JUN 1, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Report on 2003 AGM None Did Not Management
Vote
1.2 Receive Report on Business Operation None Did Not Management
Results for Fiscal Year 2003 Vote
1.3 Receive Supervisors' Report None Did Not Management
Vote
1.4 Receive Report on the Acquisition and None Did Not Management
Disposal of Assets Vote
1.5 Receive Report on the Issuance of None Did Not Management
Corporate Debt Vote
2.1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2.2 Approve Allocation of Income and For Did Not Management
Dividends Vote
3.1 Approve Capitalization of 2003 Dividends For Did Not Management
and Employee Profit Sharing Vote
3.2 Amend Articles of Association For Did Not Management
Vote
4 Elect Directors and Supervisors For Did Not Management
Vote
5 Other Business None Did Not Management
Vote
- --------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORP.
Ticker: UTX Security ID: 913017109
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Betsy J. Bernard For For Management
1.2 Elect Director George David For For Management
1.3 Elect Director Jean-Pierre Garnier For For Management
1.4 Elect Director Jamie S. Gorelick For For Management
1.5 Elect Director Charles R. Lee For For Management
1.6 Elect Director Richard D. McCormick For For Management
1.7 Elect Director Harold McGraw III For For Management
1.8 Elect Director Frank P. Popoff For For Management
1.9 Elect Director H. Patrick Swygert For For Management
1.10 Elect Director Andre Villeneuve For For Management
1.11 Elect Director H. A. Wagner For For Management
1.12 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Disclosure of Executive Compensation Against Against Shareholder
4 Develop Ethical Criteria for Military Against Against Shareholder
Contracts
5 Performance-Based/Indexed Options Against Against Shareholder
6 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Ballard, Jr. For For Management
1.2 Elect Director Richard T. Burke For For Management
1.3 Elect Director Stephen J. Hemsley For For Management
1.4 Elect Director Donna E. Shalala For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
4 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 4, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Breyer For For Management
1.2 Elect Director M. Michele Burns For For Management
1.3 Elect Director Thomas M. Coughlin For For Management
1.4 Elect Director David D. Glass For For Management
1.5 Elect Director Roland A. Hernandez For For Management
1.6 Elect Director Dawn G. Lepore For For Management
1.7 Elect Director John D. Opie For For Management
1.8 Elect Director J. Paul Reason For For Management
1.9 Elect Director H. Lee Scott, Jr. For For Management
1.10 Elect Director Jack C. Shewmaker For For Management
1.11 Elect Director Jose H. Villarreal For For Management
1.12 Elect Director John T. Walton For For Management
1.13 Elect Director S. Robson Walton For For Management
1.14 Elect Director Christopher J. Williams For For Management
2 Approve Stock Option Plan For For Management
3 Approve Stock Option Plan For For Management
4 Amend Employee Stock Purchase Plan For For Management
5 Ratify Auditors For For Management
6 Separate Chairman and CEO Positions Against Against Shareholder
7 Prepare Sustainability Report Against Against Shareholder
8 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
9 Report on Genetically Modified Organisms Against Against Shareholder
(GMO)
10 Prepare Diversity Report Against Against Shareholder
11 Submit Executive Compensation to Vote Against Against Shareholder
- --------------------------------------------------------------------------------
WALT DISNEY COMPANY, THE
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 3, 2004 Meeting Type: Annual
Record Date: JAN 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Bryson For For Management
1.2 Elect Director John S. Chen For For Management
1.3 Elect Director Michael D. Eisner For Withhold Management
1.4 Elect Director Judith L. Estrin For For Management
1.5 Elect Director Robert A. Iger For For Management
1.6 Elect Director Aylwin B. Lewis For For Management
1.7 Elect Director Monica C. Lozano For For Management
1.8 Elect Director Robert W. Matschullat For For Management
1.9 Elect Director George J. Mitchell For For Management
1.10 Elect Director Leo J. O'Donovan, S.J. For For Management
1.11 Elect Director Gary L. Wilson For For Management
2 Ratify Auditors For For Management
3 China Principles Against Against Shareholder
4 Report on Supplier Labor Standards in Against Against Shareholder
China
5 Report on Amusement Park Safety Against Against Shareholder
- --------------------------------------------------------------------------------
WASHINGTON MUTUAL, INC
Ticker: WM Security ID: 939322103
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne V. Farrell For For Management
1.2 Elect Director Stephen E. Frank For For Management
1.3 Elect Director Margaret Osmer Mcquade For For Management
1.4 Elect Director William D. Schulte For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
WEATHERFORD INTL LTD
Ticker: WFT Security ID: G95089101
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip Burguieres For For Management
1.2 Elect Director Nicholas F. Brady For For Management
1.3 Elect Director David J. Butters For For Management
1.4 Elect Director Bernard J. Duroc-Danner For For Management
1.5 Elect Director Sheldon B. Lubar For For Management
1.6 Elect Director William E. Macaulay For For Management
1.7 Elect Director Robert B. Millard For For Management
1.8 Elect Director Robert K. Moses, Jr. For For Management
1.9 Elect Director Robert A. Rayne For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.A. Blanchard III For For Management
1.2 Elect Director Susan E. Engel For For Management
1.3 Elect Director Enrique Hernandez, Jr. For For Management
1.4 Elect Director Robert L. Joss For For Management
1.5 Elect Director Reatha Clark King For For Management
1.6 Elect Director Richard M. Kovacevich For For Management
1.7 Elect Director Richard D. McCormick For For Management
1.8 Elect Director Cynthia H. Milligan For For Management
1.9 Elect Director Philip J. Quigley For For Management
1.10 Elect Director Donald B. Rice For Withhold Management
1.11 Elect Director Judith M. Runstad For Withhold Management
1.12 Elect Director Stephen W. Sanger For For Management
1.13 Elect Director Susan G. Swenson For For Management
1.14 Elect Director Michael W. Wright For Withhold Management
2 Approve Retirement Plan For For Management
3 Ratify Auditors For For Management
4 Expense Stock Options Against For Shareholder
5 Limit Executive Compensation Against Against Shareholder
6 Link Executive Compensation to Social Against Against Shareholder
Issues
7 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
WEYERHAEUSER CO.
Ticker: WY Security ID: 962166104
Meeting Date: APR 13, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven R. Rogel For For Management
1.2 Elect Director William D. Ruckelshaus For For Management
1.3 Elect Director Richard H. Sinkfield For For Management
1.4 Elect Director James N. Sullivan For For Management
2 Approve Omnibus Stock Plan For For Management
3 Declassify the Board of Directors Against For Management
4 Expense Stock Options Against For Shareholder
5 Implement Restricted Share Executive Against Against Shareholder
Compensation Plan
6 Report on Greenhouse Gas Emissions Against Against Shareholder
7 Develop Policy Regarding Old Growth Against Against Shareholder
Forests
8 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WINN-DIXIE STORES, INC.
Ticker: WIN Security ID: 974280109
Meeting Date: OCT 8, 2003 Meeting Type: Annual
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tillie K. Fowler as Class For For Management
II Director
1.2 Elect Director Frank Lazaran as Class II For For Management
Director
1.3 Elect Director Edward W. Mehrer, Jr. as For For Management
Class II Director
1.4 Elect Director Ronald Townsend as Class For For Management
II Director
1.5 Elect Director John E. Anderson as Class For For Management
III Director
2 Approve Executive Incentive Bonus Plan For For Management
3 Amend Stock Option Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WYETH
Ticker: WYE Security ID: 983024100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clifford L. Alexander, For For Management
Jr.
1.2 Elect Director Frank A. Bennack, Jr. For For Management
1.3 Elect Director Richard L. Carrion For For Management
1.4 Elect Director Robert Essner For For Management
1.5 Elect Director John D. Feerick For For Management
1.6 Elect Director Robert Langer For For Management
1.7 Elect Director John P. Mascotte For For Management
1.8 Elect Director Mary Lake Polan For For Management
1.9 Elect Director Ivan G. Seidenberg For For Management
1.10 Elect Director Walter V. Shipley For For Management
1.11 Elect Director John R. Torell III For For Management
2 Ratify Auditors For For Management
3 Report on Drug Pricing Against Against Shareholder
4 Amend Animal Testing Policy Against Against Shareholder
======== AXP RESEARCH OPPORTUNITIES FUND / AGGRESSIVE GROWTH PORTFOLIO =========
ACCENTURE LTD BERMUDA
Ticker: ACN Security ID: G1150G111
Meeting Date: FEB 5, 2004 Meeting Type: Annual
Record Date: DEC 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint Dennis F. Hightower, William L. For Did Not Management
Kimsey, Robert I. Lipp, and Wulf von Vote
Schimmelmann as Directors
2 Approve KPMG LLP as Independent Auditors For Did Not Management
and Authorize Board to Fix Their Vote
Remuneration
3 Transact Other Business (Non-Voting) None Did Not Management
Vote
- --------------------------------------------------------------------------------
ACE LTD.
Ticker: ACE Security ID: G0070K103
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian Duperreault For For Management
1.2 Elect Director Robert M. Hernandez For For Management
1.3 Elect Director Peter Menikoff For For Management
1.4 Elect Director Robert Ripp For For Management
1.5 Elect Director Dermot F. Smurfit For For Management
2 PROPOSAL TO APPROVE THE ACE LIMITED 2004 For For Management
LONG-TERM INCENTIVE PLAN.
3 PROPOSAL TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT ACCOUNTANTS OF ACE LIMITED
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2004.
- --------------------------------------------------------------------------------
AETNA INC.
Ticker: AET Security ID: 00817Y108
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Betsy Z. Cohen For For Management
1.2 Elect Director Barbara Hackman Franklin For For Management
1.3 Elect Director Jeffrey E. Garten For For Management
1.4 Elect Director Earl G. Graves For For Management
1.5 Elect Director Gerald Greenwald For For Management
1.6 Elect Director Ellen M. Hancock For For Management
1.7 Elect Director Michael H. Jordan For For Management
1.8 Elect Director Jack D. Kuehler For For Management
1.9 Elect Director Edward J. Ludwig For For Management
1.10 Elect Director Joseph P. Newhouse For For Management
1.11 Elect Director Judith Rodin For For Management
1.12 Elect Director John W. Rowe, M.D. For For Management
1.13 Elect Director Ronald A. Williams For For Management
1.14 Elect Director R. David Yost For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against Against Shareholder
4 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
ALLSTATE CORP., THE
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director F. Duane Ackerman For For Management
1.2 Elect Director James G. Andress For For Management
1.3 Elect Director Edward A. Brennan For For Management
1.4 Elect Director W. James Farrell For For Management
1.5 Elect Director Jack M. Greenberg For For Management
1.6 Elect Director Ronald T. LeMay For For Management
1.7 Elect Director Edward M. Liddy For For Management
1.8 Elect Director J. Christopher Reyes For For Management
1.9 Elect Director H. John Riley, Jr. For For Management
1.10 Elect Director Joshua I. Smith For For Management
1.11 Elect Director Judith A. Sprieser For For Management
1.12 Elect Director Mary Alice Taylor For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Provide for Cumulative Voting Against Against Shareholder
- --------------------------------------------------------------------------------
ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth E. Bailey For For Management
1.2 Elect Director Mathis Cabiallavetta For For Management
1.3 Elect Director Louis C. Camilleri For For Management
1.4 Elect Director J. Dudley Fishburn For For Management
1.5 Elect Director Robert E. R. Huntley For For Management
1.6 Elect Director Thomas W. Jones For For Management
1.7 Elect Director Lucio A. Noto For For Management
1.8 Elect Director John S. Reed For For Management
1.9 Elect Director Carlos Slim Helu For For Management
1.10 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 Report on Product Warnings for Pregnant Against Against Shareholder
Women
4 Report on Health Risks Associated with Against Against Shareholder
Cigarette Filters
5 Political Contributions/Activities Against Against Shareholder
6 Cease Use of Light and Ultra Light in Against Against Shareholder
Cigarette Marketing
7 Place Canadian Style Warnings on Against Against Shareholder
Cigarette Packaging
8 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874107
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Bernard Aidinoff For For Management
1.2 Elect Director Pei-Yuan Chia For For Management
1.3 Elect Director Marshall A. Cohen For For Management
1.4 Elect Director Willaim S. Cohen For For Management
1.5 Elect Director Martin S. Feldstein For For Management
1.6 Elect Director Ellen V. Futter For For Management
1.7 Elect Director Maurice R. Greenberg For For Management
1.8 Elect Director Carla A. Hills For For Management
1.9 Elect Director Frank J. Hoenemeyer For For Management
1.10 Elect Director Richard C. Holbrooke For For Management
1.11 Elect Director Donald P. Kanak For For Management
1.12 Elect Director Howard I. Smith For For Management
1.13 Elect Director Martin J. Sullivan For For Management
1.14 Elect Director Edmund S.W. Tse For For Management
1.15 Elect Director Frank G. Zarb For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
4 Ratify Auditors For For Management
5 Report on Political Against Against Shareholder
Contributions/Activities
6 Divest from Tobacco Equities Against Against Shareholder
7 Link Executive Compensation to Predatory Against Against Shareholder
Lending
- --------------------------------------------------------------------------------
AMERICAN STANDARD COMPANIES, INC.
Ticker: ASD Security ID: 029712106
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven E. Anderson For For Management
1.2 Elect Director James F. Hardymon For For Management
1.3 Elect Director Ruth Ann Marshall For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMERISOURCEBERGEN CORP
Ticker: ABC Security ID: 03073E105
Meeting Date: MAR 5, 2004 Meeting Type: Annual
Record Date: JAN 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward E. Hagenlocker For For Management
1.2 Elect Director Kurt J. Hilzinger For For Management
- --------------------------------------------------------------------------------
AMGEN, INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Biondi, Jr. For For Management
1.2 Elect Director Jerry D. Choate For Withhold Management
1.3 Elect Director Frank C. Herringer For For Management
1.4 Elect Director Gilbert S. Omenn For For Management
2 Ratify Auditors For For Management
3 Prepare Glass Ceiling Report Against Against Shareholder
4 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: MAR 9, 2004 Meeting Type: Annual
Record Date: JAN 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerald G. Fishman For For Management
1.2 Elect Director F. Grant Saviers For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ANHEUSER-BUSCH COMPANIES, INC.
Ticker: BUD Security ID: 035229103
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director August A. Busch III For For Management
1.2 Elect Director Carlos Fernandez G. For For Management
1.3 Elect Director James R. Jones For For Management
1.4 Elect Director Andrew C. Taylor For For Management
1.5 Elect Director Douglas A. Warner III For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ANTHEM INC.
Ticker: ATH Security ID: 03674B104
Meeting Date: JUN 28, 2004 Meeting Type: Special
Record Date: MAY 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
2 Change Company Name For For Management
- --------------------------------------------------------------------------------
ANTHEM INC.
Ticker: ATH Security ID: 03674B104
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor S. Liss For For Management
1.2 Elect Director James W. McDowell, Jr. For For Management
1.3 Elect Director George A. Schaefer, Jr. For For Management
1.4 Elect Director Jackie M. Ward For For Management
- --------------------------------------------------------------------------------
APACHE CORP.
Ticker: APA Security ID: 037411105
Meeting Date: DEC 18, 2003 Meeting Type: Special
Record Date: OCT 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 24, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael H. Armacost For For Management
1.2 Elect Director Deborah A. Coleman For For Management
1.3 Elect Director Herbert M. Dwight, Jr. For For Management
1.4 Elect Director Philip V. Gerdine For For Management
1.5 Elect Director Paul R. Low For For Management
1.6 Elect Director Dan Maydan For For Management
1.7 Elect Director Steven L. Miller For For Management
1.8 Elect Director James C. Morgan For For Management
1.9 Elect Director Gerhard H. Parker For For Management
1.10 Elect Director Michael R. Splinter For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: MAR 17, 2004 Meeting Type: Special
Record Date: JAN 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Amend Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Barnet, III For For Management
1.2 Elect Director Charles W. Coker For For Management
1.3 Elect Director John T. Collins For For Management
1.4 Elect Director Gary L. Countryman For For Management
1.5 Elect Director Paul Fulton For For Management
1.6 Elect Director Charles K. Gifford For For Management
1.7 Elect Director Donald E. Guinn For For Management
1.8 Elect Director James H. Hance, Jr. For For Management
1.9 Elect Director Kenneth D. Lewis For For Management
1.10 Elect Director Walter E. Massey For For Management
1.11 Elect Director Thomas J. May For For Management
1.12 Elect Director C. Steven McMillan For For Management
1.13 Elect Director Eugene M. McQuade For For Management
1.14 Elect Director Patricia E. Mitchell For For Management
1.15 Elect Director Edward L. Romero For For Management
1.16 Elect Director Thomas M. Ryan For For Management
1.17 Elect Director O. Temple Sloan, Jr. For For Management
1.18 Elect Director Meredith R. Spangler For For Management
1.19 Elect Director Jackie M. Ward For For Management
2 Ratify Auditors For For Management
3 Change Date of Annual Meeting Against Against Shareholder
4 Adopt Nomination Procedures for the Board Against Against Shareholder
5 Charitable Contributions Against Against Shareholder
6 Establish Independent Committee to Review Against Against Shareholder
Mutual Fund Policy
7 Adopt Standards Regarding Privacy and Against Against Shareholder
Information Security
- --------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Forsyth For For Management
1.2 Elect Director Gail D. Fosler For For Management
1.3 Elect Director Carole J. Uhrich For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against Against Shareholder
- --------------------------------------------------------------------------------
BIOGEN IDEC INC
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 16, 2004 Meeting Type: Annual
Record Date: APR 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan Belzer For For Management
1.2 Elect Director Mary L. Good For For Management
1.3 Elect Director James C. Mullen For For Management
1.4 Elect Director Bruce R. Ross For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORP.
Ticker: BSX Security ID: 101137107
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ursula M. Burns For For Management
1.2 Elect Director Marye Anne Fox For For Management
1.3 Elect Director N.J. Nicholas, Jr. For For Management
1.4 Elect Director John E. Pepper For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORP.
Ticker: BSX Security ID: 101137107
Meeting Date: OCT 6, 2003 Meeting Type: Special
Record Date: AUG 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORP.
Ticker: COF Security ID: 14040H105
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: FEB 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Ronald Dietz For For Management
1.2 Elect Director Lewis Hay, III For For Management
1.3 Elect Director Mayo A. Shattuck, III For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 5, 2003 Meeting Type: Annual
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dave Bing For For Management
1.2 Elect Director John F. Finn For For Management
1.3 Elect Director John F. Havens For For Management
1.4 Elect Director David W. Raisbeck For For Management
1.5 Elect Director Robert D. Walter For For Management
- --------------------------------------------------------------------------------
CAREMARK RX, INC.
Ticker: CMX Security ID: 141705103
Meeting Date: MAR 22, 2004 Meeting Type: Special
Record Date: FEB 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Approve Issuance of Stock in Connection For For Management
with Merger Agreement
3 Increase Authorized Preferred Stock For For Management
4 Approve Omnibus Stock Plan For For Management
5 Allow Postponement or Adjournment of For For Management
Special Meeting
- --------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Dillon For For Management
1.2 Elect Director Juan Gallardo For For Management
1.3 Elect Director William A. Osborn For For Management
1.4 Elect Director Gordon R. Parker For For Management
1.5 Elect Director Edward B. Rust, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Report on Equipment Sales to Israel Against Against Shareholder
6 Report on Operational Imact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
CENDANT CORPORATION
Ticker: CD Security ID: 151313103
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director The Right Honourable For For Management
Brian Mulroney
1.2 Elect Director Ronald L. Nelson For For Management
1.3 Elect Director Robert W. Pittman For For Management
1.4 Elect Director Myra J. Biblowit For For Management
1.5 Elect Director Sheli Z. Rosenberg For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
4 Separate Chairman and CEO Positions Against Against Shareholder
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
CHEVRONTEXACO CORP.
Ticker: CVX Security ID: 166764100
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel H. Armacost For For Management
1.2 Elect Director Robert E. Denham For For Management
1.3 Elect Director Robert J. Eaton For For Management
1.4 Elect Director Sam Ginn For For Management
1.5 Elect Director Carla Anderson Hills For For Management
1.6 Elect Director Franklyn G. Jenifer For For Management
1.7 Elect Director J. Bennett Johnston For For Management
1.8 Elect Director Sam Nunn For For Management
1.9 Elect Director David J. O'Reilly For For Management
1.10 Elect Director Peter J. Robertson For For Management
1.11 Elect Director Charles R. Shoemate For For Management
1.12 Elect Director Carl Ware For For Management
2 Ratify Auditors For For Management
3 Adopt Shareholder Rights Plan (Poison For For Management
Pill) Policy
4 Amend Omnibus Stock Plan For For Management
5 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Require Affirmative Vote of a Majority of Against Against Shareholder
the Shares to Elect Directors
8 Report on Health and Environmental Against Against Shareholder
Initiatives in Ecuador
9 Report on Renewable Energy Against Against Shareholder
- --------------------------------------------------------------------------------
CHUBB CORP., THE
Ticker: CB Security ID: 171232101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zoe Baird For For Management
1.2 Elect Director Sheila P. Burke For For Management
1.3 Elect Director James I. Cash, Jr. For For Management
1.4 Elect Director Joel J. Cohen For For Management
1.5 Elect Director James M. Cornelius For For Management
1.6 Elect Director John D. Finnegan For For Management
1.7 Elect Director David H. Hoag For For Management
1.8 Elect Director Klaus J. Mangold For For Management
1.9 Elect Director Sir David G. Scholey, CBE For For Management
1.10 Elect Director Raymond G. H. Seitz For For Management
1.11 Elect Director Lawrence M. Small For For Management
1.12 Elect Director Daniel E. Somers For For Management
1.13 Elect Director Karen Hastie Williams For For Management
1.14 Elect Director James M. Zimmerman For For Management
1.15 Elect Director Alfred W. Zollar For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
4 Ratify Auditors For For Management
5 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Alain J.P. Belda For For Management
1.3 Elect Director George David For For Management
1.4 Elect Director Kenneth T. Derr For For Management
1.5 Elect Director John M. Deutch For For Management
1.6 Elect Director Roberto Hernandez Ramirez For For Management
1.7 Elect Director Ann Dibble Jordan For For Management
1.8 Elect Director Dudley C. Mecum For For Management
1.9 Elect Director Richard D. Parsons For For Management
1.10 Elect Director Andrall E. Pearson For For Management
1.11 Elect Director Charles Prince For For Management
1.12 Elect Director Robert E. Rubin For For Management
1.13 Elect Director Franklin A. Thomas For For Management
1.14 Elect Director Sanford I. Weill For For Management
1.15 Elect Director Robert B. Willumstad For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Prohibit Awards to Executives Against Against Shareholder
6 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
COCA-COLA COMPANY, THE
Ticker: KO Security ID: 191216100
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert A. Allen For For Management
1.2 Elect Director Ronald W. Allen For For Management
1.3 Elect Director Cathleen P. Black For For Management
1.4 Elect Director Warren E. Buffett For Withhold Management
1.5 Elect Director Douglas N. Daft For For Management
1.6 Elect Director Barry Diller For For Management
1.7 Elect Director Donald R. Keough For For Management
1.8 Elect Director Susan Bennett King For For Management
1.9 Elect Director Maria Elena Lagomasino For For Management
1.10 Elect Director Donald F. Mchenry For For Management
1.11 Elect Director Robert L. Nardelli For For Management
1.12 Elect Director Sam Nunn For For Management
1.13 Elect Director J. Pedro Reinhard For For Management
1.14 Elect Director James D. Robinson III For For Management
1.15 Elect Director Peter V. Ueberroth For For Management
1.16 Elect Director James B. Williams For For Management
2 Ratify Auditors For For Management
3 Report on Operational Impact of HIV/AIDS For For Shareholder
Pandemic
4 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
5 Prohibit Awards to Executives Against Against Shareholder
6 Submit Executive Compensation to Vote Against Against Shareholder
7 Submit Executive Compensation to Vote Against Against Shareholder
8 Implement China Principles Against Against Shareholder
9 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
COLGATE-PALMOLIVE CO.
Ticker: CL Security ID: 194162103
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jill K. Conway For For Management
1.2 Elect Director Ronald E. Ferguson For For Management
1.3 Elect Director Carlos M. Gutierrez For For Management
1.4 Elect Director Ellen M. Hancock For For Management
1.5 Elect Director David W. Johnson For For Management
1.6 Elect Director Richard J. Kogan For For Management
1.7 Elect Director Delano E. Lewis For For Management
1.8 Elect Director Reuben Mark For For Management
1.9 Elect Director Elizabeth A. Monrad For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
5 Adopt ILO Based Code of Conduct Against Against Shareholder
6 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
COMMERCE BANCORP, INC.
Ticker: CBH Security ID: 200519106
Meeting Date: JUN 11, 2004 Meeting Type: Annual
Record Date: APR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vernon W. Hill, II For For Management
1.2 Elect Director Robert C. Beck For For Management
1.3 Elect Director Jack R Bershad For For Management
1.4 Elect Director Joseph E. Buckelew For For Management
1.5 Elect Director Donald T. Difrancesco For For Management
1.6 Elect Director John P. Ferguson For For Management
1.7 Elect Director Morton N. Kerr For For Management
1.8 Elect Director Steven M. Lewis For For Management
1.9 Elect Director George E. Norcross, III For For Management
1.10 Elect Director Joseph J. Plumeri, II For For Management
1.11 Elect Director Daniel J. Ragone For For Management
1.12 Elect Director Wm. A. Schwartz, Jr. For For Management
1.13 Elect Director Joseph T. Tarquini, Jr. For For Management
2 Approve Stock Option Plan For Against Management
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Boren For For Management
1.2 Elect Director James E. Copeland, Jr. For For Management
1.3 Elect Director Kenneth M. Duberstein For For Management
1.4 Elect Director Ruth R. Harkin For For Management
1.5 Elect Director William R. Rhodes For For Management
1.6 Elect Director J. Stapleton Roy For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
5 Limit Executive Compensation Against Against Shareholder
6 Report on Drilling in the Arctic National Against Against Shareholder
Wildlife Refuge
- --------------------------------------------------------------------------------
COUNTRYWIDE FINANCIAL CORP.
Ticker: CFC Security ID: 222372104
Meeting Date: JAN 9, 2004 Meeting Type: Special
Record Date: NOV 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
COUNTRYWIDE FINANCIAL CORP.
Ticker: CFC Security ID: 222372104
Meeting Date: JUN 16, 2004 Meeting Type: Annual
Record Date: APR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry G. Cisneros For For Management
1.2 Elect Director Robert J. Donato For For Management
1.3 Elect Director Michael E. Dougherty For For Management
1.4 Elect Director Martin R. Melone For For Management
1.5 Elect Director Harley W. Snyder For For Management
2 Amend Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
DARDEN RESTAURANTS, INC.
Ticker: DRI Security ID: 237194105
Meeting Date: SEP 25, 2003 Meeting Type: Annual
Record Date: JUL 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard L. Berry For For Management
1.2 Elect Director Odie C. Donald For For Management
1.3 Elect Director David H. Hughes For For Management
1.4 Elect Director Joe R. Lee For For Management
1.5 Elect Director Senator Connie Mack, III For For Management
1.6 Elect Director Richard E. Rivera For For Management
1.7 Elect Director Michael D. Rose For For Management
1.8 Elect Director Maria A. Sastre For For Management
1.9 Elect Director Jack A. Smith For For Management
1.10 Elect Director Blaine Sweatt, III For For Management
1.11 Elect Director Rita P. Wilson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DELL INC.
Ticker: DELL Security ID: 247025109
Meeting Date: JUL 18, 2003 Meeting Type: Annual
Record Date: MAY 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Miles For For Management
1.2 Elect Director Alex J. Mandl For For Management
1.3 Elect Director Morton L. Topfer For For Management
2 Declassify the Board of Directors For For Management
3 Change Company Name For For Management
4 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
DEVON ENERGY CORP.
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 8, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas F. Ferguson For For Management
1.2 Elect Director Peter J. Fluor For For Management
1.3 Elect Director David M. Gavin For For Management
1.4 Elect Director Michael E. Gellert For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against Against Shareholder
of Directors
- --------------------------------------------------------------------------------
DOW CHEMICAL COMPANY, THE
Ticker: DOW Security ID: 260543103
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arnold A. Allemang For For Management
1.2 Elect Director John C. Danforth For For Management
1.3 Elect Director Jeff M. Fettig For For Management
1.4 Elect Director Andrew N. Liveris For For Management
1.5 Elect Director James M. Ringler For For Management
1.6 Elect Director William S. Stavropoulos For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Report on Social Initiatives in Bhopal Against Against Shareholder
- --------------------------------------------------------------------------------
DST SYSTEMS, INC.
Ticker: DST Security ID: 233326107
Meeting Date: NOV 28, 2003 Meeting Type: Special
Record Date: NOV 10, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reorganization Plan For For Management
- --------------------------------------------------------------------------------
EXELON CORP.
Ticker: EXC Security ID: 30161N101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas DeBenedictis For For Management
1.2 Elect Director G. Fred Dibona, Jr. For For Management
1.3 Elect Director Sue L. Gin For For Management
1.4 Elect Director Edgar D. Jannotta For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
EXXON MOBIL CORP.
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Boskin For For Management
1.2 Elect Director James R. Houghton For For Management
1.3 Elect Director William R. Howell For For Management
1.4 Elect Director Reatha Clark King For For Management
1.5 Elect Director Philip E. Lippincott For For Management
1.6 Elect Director Harry J. Longwell For For Management
1.7 Elect Director Henry A. McKinnell, Jr. For For Management
1.8 Elect Director Marilyn Carlson Nelson For For Management
1.9 Elect Director Lee R. Raymond For For Management
1.10 Elect Director Walter V. Shipley For For Management
1.11 Elect Director Rex W. Tillerson For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Restricted For For Management
Stock Plan
4 Affirm Political Nonpartisanship Against Against Shareholder
5 Report on Political Against Against Shareholder
Contributions/Activities
6 Report on Equatorial Guinea Against Against Shareholder
7 Separate Chairman and CEO Positions Against Against Shareholder
8 Prohibit Awards to Executives Against Against Shareholder
9 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
10 Amend EEO Statement to Include Reference Against Against Shareholder
to Sexual Orientation
11 Report on Climate Change Research Against Against Shareholder
- --------------------------------------------------------------------------------
FAMILY DOLLAR STORES, INC.
Ticker: FDO Security ID: 307000109
Meeting Date: JAN 15, 2004 Meeting Type: Annual
Record Date: NOV 24, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard R. Levine For For Management
1.2 Elect Director George R. Mahoney, Jr. For For Management
1.3 Elect Director Mark R. Bernstein For For Management
1.4 Elect Director Sharon Allred Decker For For Management
1.5 Elect Director Edward C. Dolby For For Management
1.6 Elect Director Glenn A. Eisenberg For For Management
1.7 Elect Director James G. Martin For For Management
2 Approve Non-Employee Director Stock For For Management
Option Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FANNIE MAE
Ticker: FNM Security ID: 313586109
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen B. Ashley For For Management
1.2 Elect Director Kenneth M. Duberstein For For Management
1.3 Elect Director Thomas P. Gerrity For For Management
1.4 Elect Director Timothy Howard For For Management
1.5 Elect Director Ann Korologos For For Management
1.6 Elect Director Frederic V. Malek For For Management
1.7 Elect Director Donald B. Marron For For Management
1.8 Elect Director Daniel H. Mudd For For Management
1.9 Elect Director Anne M. Mulcahy For For Management
1.10 Elect Director Joe K. Pickett For For Management
1.11 Elect Director Leslie Rahl For For Management
1.12 Elect Director Franklin D. Raines For For Management
1.13 Elect Director H. Patrick Swygert For For Management
2 Ratify Auditors For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Provide for Cumulative Voting Against Against Shareholder
- --------------------------------------------------------------------------------
FLEXTRONICS INTERNATIONAL LTD.
Ticker: FLEX Security ID: Y2573F102
Meeting Date: SEP 30, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Richard Sharp as Director For For Management
2a Reelect James Davidson as Director For For Management
2b Reelect Lip-Bu Tan as Director For For Management
3 Reelect Patrick Foley as Director For For Management
4 Reappoint Deloitte & Touche as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
5 Amend 1997 Employee Share Purchase Plan For For Management
6 Approve Issuance of Shares without For For Management
Preemptive Rights
7 Approve Nonexecutive Directors' Fees For For Management
8 Authorize Share Repurchase Program For For Management
- --------------------------------------------------------------------------------
FOREST LABORATORIES, INC.
Ticker: FRX Security ID: 345838106
Meeting Date: AUG 11, 2003 Meeting Type: Annual
Record Date: JUN 20, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard Solomon For For Management
1.2 Elect Director William J. Candee, III For For Management
1.3 Elect Director George S. Cohan For For Management
1.4 Elect Director Dan L. Goldwasser For For Management
1.5 Elect Director Lester B. Salans, M.D. For For Management
1.6 Elect Director Kenneth E. Goodman For For Management
1.7 Elect Director Phillip M. Satow For Withhold Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Allison, Jr. For For Management
1.2 Elect Director R. Leigh Clifford For For Management
1.3 Elect Director James R. Moffett For For Management
1.4 Elect Director B. M. Rankin, Jr. For For Management
1.5 Elect Director J. Taylor Wharton For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Halt Payments to Indonesian Military Against Against Shareholder
- --------------------------------------------------------------------------------
GENERAL ELECTRIC CO.
Ticker: GE Security ID: 369604103
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James I. Cash, Jr. For For Management
1.2 Elect Director Dennis D. Dammerman For For Management
1.3 Elect Director Ann M. Fudge For For Management
1.4 Elect Director Claudio X. Gonzalez For For Management
1.5 Elect Director Jeffrey R. Immelt For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Alan G. Lafley For For Management
1.8 Elect Director Kenneth G. Langone For For Management
1.9 Elect Director Ralph S. Larsen For For Management
1.10 Elect Director Rochelle B. Lazarus For For Management
1.11 Elect Director Sam Nunn For For Management
1.12 Elect Director Roger S. Penske For For Management
1.13 Elect Director Robert J. Swieringa For For Management
1.14 Elect Director Douglas A. Warner III For For Management
1.15 Elect Director Robert C. Wright For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Provide for Cumulative Voting Against Against Shareholder
5 Eliminate Animal Testing Against Against Shareholder
6 Report on Nuclear Fuel Storage Risks Against Against Shareholder
7 Report on PCB Clean-up Against Against Shareholder
8 Report on Foreign Outsourcing Against Against Shareholder
9 Prepare Sustainability Report Against Against Shareholder
10 Limit Composition of Management Against Against Shareholder
Development and Compensation Committee to
Independent Directors
11 Report on Pay Disparity Against Against Shareholder
12 Limit Awards to Executives Against Against Shareholder
13 Limit Board Service for Other Companies Against Against Shareholder
14 Separate Chairman and CEO Positions Against Against Shareholder
15 Hire Advisor/Maximize Shareholder Value Against Against Shareholder
16 Adopt a Retention Ratio for Executives Against Against Shareholder
and Directors
17 Require 70% to 80% Independent Board Against Against Shareholder
18 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
HALLIBURTON CO.
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Crandall For For Management
1.2 Elect Director Kenneth T. Derr For For Management
1.3 Elect Director Charles J. DiBona For For Management
1.4 Elect Director W. R. Howell For For Management
1.5 Elect Director Ray L. Hunt For For Management
1.6 Elect Director David J. Lesar For For Management
1.7 Elect Director Aylwin B. Lewis For For Management
1.8 Elect Director J. Landis Martin For For Management
1.9 Elect Director Jay A. Precourt For For Management
1.10 Elect Director Debra L. Reed For For Management
1.11 Elect Director C. J. Silas For For Management
2 Increase Authorized Common Stock For For Management
3 Review/Report on Operations in Iran Against Against Shareholder
4 Require Affirmative Vote of a Majority of Against Against Shareholder
the Shares to Elect Directors
5 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
HCA, INC.
Ticker: HCA Security ID: 404119109
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Magdalena H. Averhoff, For For Management
M.D.
1.3 Elect Director Jack O. Bovender, Jr. For For Management
1.4 Elect Director Richard M. Bracken For For Management
1.5 Elect Director Martin Feldstein For For Management
1.6 Elect Director Thomas F. Frist, Jr., For For Management
M.D.
1.7 Elect Director Frederick W. Gluck For For Management
1.8 Elect Director Glenda A. Hatchett For For Management
1.9 Elect Director Charles O. Holliday, Jr. For For Management
1.10 Elect Director T. Michael Long For For Management
1.11 Elect Director John H. McArthur For For Management
1.12 Elect Director Kent C. Nelson For For Management
1.13 Elect Director Frank S. Royal, M.D. For For Management
1.14 Elect Director Harold T. Shapiro For For Management
2 Ratify Auditors For For Management
3 Amend Management Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
HEWLETT-PACKARD CO.
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 17, 2004 Meeting Type: Annual
Record Date: JAN 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L.T. Babbio, Jr. For For Management
1.2 Elect Director P.C. Dunn For For Management
1.3 Elect Director C.S. Fiorina For For Management
1.4 Elect Director R.A. Hackborn For For Management
1.5 Elect Director G.A. Keyworth II For For Management
1.6 Elect Director R.E. Knowling, Jr. For For Management
1.7 Elect Director S.M. Litvack For For Management
1.8 Elect Director R.L. Ryan For For Management
1.9 Elect Director L.S. Salhany For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
IAC / INTERACTIVECORP
Ticker: IACI Security ID: 45840Q101
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: APR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard N. Barton For For Management
1.2 Elect Director Robert R. Bennett For Withhold Management
1.3 Elect Director Edgar Bronfman, Jr. For For Management
1.4 Elect Director Barry Diller For For Management
1.5 Elect Director Victor A. Kaufman For For Management
1.6 Elect Director Donald R. Keough For For Management
1.7 Elect Director Marie-Josee Kravis For For Management
1.8 Elect Director John C. Malone For For Management
1.9 Elect Director Steven Rattner For For Management
1.10 Elect Director Gen. H.N. Schwarzkopf For For Management
1.11 Elect Director Alan G. Spoon For For Management
1.12 Elect Director Diane Von Furstenberg For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INGERSOLL-RAND COMPANY LIMITED
Ticker: IR Security ID: G4776G101
Meeting Date: JUN 2, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director P.C. Godsoe For For Management
1.2 Elect Director C.J. Horner For For Management
1.3 Elect Director O.R. Smith For For Management
2 ADOPTION OF AMENDED AND RESTATED For For Management
INCENTIVE STOCK PLAN OF 1998.
3 APPROVAL OF AMENDED AND RESTATED For For Management
BYE-LAWS.
4 Ratify Auditors For For Management
5 SHAREHOLDER PROPOSAL TO DECLASSIFY THE Against For Shareholder
BOARD OF DIRECTORS.
6 SHAREHOLDER PROPOSAL TO CHANGE THE Against Against Shareholder
COMPANY S JURISDICTION OF INCORPORATION.
7 SHAREHOLDER PROPOSAL TO REQUIRE THE Against Against Shareholder
SEPARATION OF THE CHIEF EXECUTIVE OFFICER
AND THE CHAIR OF THE BOARD.
- --------------------------------------------------------------------------------
INTEL CORP.
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig R. Barrett For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director E. John P. Browne For For Management
1.4 Elect Director Andrew S. Grove For For Management
1.5 Elect Director D. James Guzy For For Management
1.6 Elect Director Reed E. Hundt For For Management
1.7 Elect Director Paul S. Otellini For For Management
1.8 Elect Director David S. Pottruck For For Management
1.9 Elect Director Jane E. Shaw For For Management
1.10 Elect Director John L. Thornton For For Management
1.11 Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Expense Stock Options Against For Shareholder
5 Limit/Prohibit Awards to Executives Against Against Shareholder
6 Performance- Based/Indexed Options Against Against Shareholder
- --------------------------------------------------------------------------------
INVESTORS FINANCIAL SERVICES CORP.
Ticker: IFIN Security ID: 461915100
Meeting Date: APR 13, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin J. Sheehan For For Management
1.2 Elect Director James M. Oates For For Management
1.3 Elect Director Thomas P. McDermott For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerard N. Burrow For For Management
1.2 Elect Director Mary S. Coleman For For Management
1.3 Elect Director James G. Cullen For For Management
1.4 Elect Director Robert J. Darretta For For Management
1.5 Elect Director M. Judah Folkman For For Management
1.6 Elect Director Ann D. Jordan For For Management
1.7 Elect Director Arnold G. Langbo For For Management
1.8 Elect Director Susan L. Lindquist For For Management
1.9 Elect Director Leo F. Mullin For For Management
1.10 Elect Director Steven S Reinemund For For Management
1.11 Elect Director David Satcher For For Management
1.12 Elect Director Henry B. Schacht For For Management
1.13 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
JOHNSON CONTROLS, INC.
Ticker: JCI Security ID: 478366107
Meeting Date: JAN 28, 2004 Meeting Type: Annual
Record Date: NOV 20, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Barnett For For Management
1.2 Elect Director Willie D. Davis For For Management
1.3 Elect Director Jeffrey A. Joerres For For Management
1.4 Elect Director Richard F. Teerlink For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Approve Non-Employee Director Stock For For Management
Option Plan
6 Amend Restricted Stock Plan For For Management
- --------------------------------------------------------------------------------
KLA-TENCOR CORP.
Ticker: KLAC Security ID: 482480100
Meeting Date: NOV 5, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.a Elect Director H. Raymond Bingham For For Management
1.b Elect Director Robert T. Bond For For Management
1.c Elect Director Richard J. Elkus, Jr. For For Management
1.d Elect Director Michael E. Marks For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LIBERTY MEDIA CORP.
Ticker: L Security ID: 530718105
Meeting Date: JUN 9, 2004 Meeting Type: Annual
Record Date: APR 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert R. Bennett For For Management
1.2 Elect Director Paul A. Gould For For Management
1.3 Elect Director John C. Malone For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LINEAR TECHNOLOGY CORP.
Ticker: LLTC Security ID: 535678106
Meeting Date: NOV 5, 2003 Meeting Type: Annual
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Swanson, Jr. For For Management
1.2 Elect Director David S. Lee For For Management
1.3 Elect Director Leo T. McCarthy For For Management
1.4 Elect Director Richard M. Moley For For Management
1.5 Elect Director Thomas S. Volpe For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LOCKHEED MARTIN CORP.
Ticker: LMT Security ID: 539830109
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.C. 'Pete' Aldridge, Jr. For For Management
1.2 Elect Director Nolan D. Archibald For For Management
1.3 Elect Director Norman R. Augustine For Withhold Management
1.4 Elect Director Marcus C. Bennett For For Management
1.5 Elect Director Vance D. Coffman For For Management
1.6 Elect Director Gwendolyn S. King For For Management
1.7 Elect Director Douglas H. McCorkindale For For Management
1.8 Elect Director Eugene F. Murphy For For Management
1.9 Elect Director Joseph W. Ralston For Withhold Management
1.10 Elect Director Frank Savage For For Management
1.11 Elect Director Anne Stevens For For Management
1.12 Elect Director Robert J. Stevens For For Management
1.13 Elect Director James R. Ukropina For For Management
1.14 Elect Director Douglas C. Yearley For For Management
2 Ratify Auditors For For Management
3 Report on Executive Ties to Government Against Against Shareholder
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
6 Develop Ethical Criteria for Military Against Against Shareholder
Contracts
- --------------------------------------------------------------------------------
LYONDELL CHEMICAL CO.
Ticker: LYO Security ID: 552078107
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Anderson For For Management
1.2 Elect Director William T. Butler For For Management
1.3 Elect Director Stephen I. Chazen For For Management
1.4 Elect Director Travis Engen For For Management
1.5 Elect Director Stephen F. Hinchliffe, For For Management
Jr.
1.6 Elect Director Danny W. Huff For For Management
1.7 Elect Director Ray R. Irani For For Management
1.8 Elect Director David J. Lesar For For Management
1.9 Elect Director Dudley C. Mecum For For Management
1.10 Elect Director Dan F. Smith For For Management
1.11 Elect Director William R. Spivey For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MATTEL, INC.
Ticker: MAT Security ID: 577081102
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugene P. Beard For For Management
1.2 Elect Director Michael J. Dolan For For Management
1.3 Elect Director Robert A. Eckert For For Management
1.4 Elect Director Tully M. Friedman For For Management
1.5 Elect Director Ronald M. Loeb For For Management
1.6 Elect Director Andrea L. Rich For For Management
1.7 Elect Director Ronald L. Sargent For For Management
1.8 Elect Director Christopher A. Sinclair For For Management
1.9 Elect Director G. Craig Sullivan For For Management
1.10 Elect Director John L. Vogelstein For For Management
1.11 Elect Director Kathy Brittain White For For Management
2 Ratify Auditors For For Management
3 Limit Awards to Executives Against Against Shareholder
4 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
- --------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC.
Ticker: MXIM Security ID: 57772K101
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Bergman For For Management
1.2 Elect Director John F. Gifford For For Management
1.3 Elect Director B. Kipling Hagopian For For Management
1.4 Elect Director M. D. Sampels For For Management
1.5 Elect Director A. R. Frank Wazzan For For Management
2 Amend Stock Option Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MBIA INC.
Ticker: MBI Security ID: 55262C100
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph W. Brown For For Management
1.2 Elect Director C. Edward Chaplin For For Management
1.3 Elect Director David C. Clapp For For Management
1.4 Elect Director Gary C. Dunton For For Management
1.5 Elect Director Claire L. Gaudiani For For Management
1.6 Elect Director Freda S. Johnson For For Management
1.7 Elect Director Daniel P. Kearney For For Management
1.8 Elect Director James A. Lebenthal For For Management
1.9 Elect Director Debra J. Perry For For Management
1.10 Elect Director John A. Rolls For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MBNA CORP.
Ticker: KRB Security ID: 55262L100
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Berick For Withhold Management
1.2 Elect Director Benjamin R. Civiletti For Withhold Management
1.3 Elect Director Bruce L. Hammonds For For Management
1.4 Elect Director William L. Jews For For Management
1.5 Elect Director Randolph D. Lerner For For Management
1.6 Elect Director Stuart L. Markowitz For For Management
1.7 Elect Director William B. Milstead For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
4 Require Majority of Independent Directors Against For Shareholder
on Board
- --------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 28, 2003 Meeting Type: Annual
Record Date: JUL 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Anderson For For Management
1.2 Elect Director Michael R. Bonsignore For For Management
1.3 Elect Director Gordon M. Sprenger For Withhold Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 589331107
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter C. Wendell For For Management
1.2 Elect Director William G. Bowen For For Management
1.3 Elect Director William M. Daley For For Management
1.4 Elect Director Thomas E. Shenk For For Management
1.5 Elect Director Wendell P. Weeks For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Prohibit Awards to Executives Against Against Shareholder
5 Develop Ethical Criteria for Patent Against Against Shareholder
Extension
6 Link Executive Compensation to Social Against Against Shareholder
Issues
7 Report on Political Contributions Against Against Shareholder
8 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC.
Ticker: MER Security ID: 590188108
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Newbigging For For Management
1.2 Elect Director Joseph W. Prueher For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against Against Shareholder
4 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
MICROSOFT CORP.
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates, III For For Management
1.2 Elect Director Steven A. Ballmer For For Management
1.3 Elect Director James I. Cash, Jr., Ph.D. For For Management
1.4 Elect Director Raymond V. Gilmartin For For Management
1.5 Elect Director Ann McLaughlin Korologos For For Management
1.6 Elect Director David F. Marquardt For For Management
1.7 Elect Director Charles H. Noski For For Management
1.8 Elect Director Dr. Helmut Panke For For Management
1.9 Elect Director Wm. G. Reed, Jr. For For Management
1.10 Elect Director Jon A. Shirley For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Stock Option For For Management
Plan
4 Refrain from Giving Charitable Against Against Shareholder
Contributions
- --------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MWD Security ID: 617446448
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Madigan For For Management
1.2 Elect Director Dr. Klaus Zumwinkel For For Management
1.3 Elect Director Sir Howard Davies For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
5 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
NEWFIELD EXPLORATION CO.
Ticker: NFX Security ID: 651290108
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joe B. Foster For For Management
1.2 Elect Director David A. Trice For For Management
1.3 Elect Director David F. Schaible For For Management
1.4 Elect Director Charles W. Duncan, Jr. For For Management
1.5 Elect Director Howard H. Newman For For Management
1.6 Elect Director Thomas G. Ricks For For Management
1.7 Elect Director Dennis R. Hendrix For For Management
1.8 Elect Director C.E. (chuck) Shultz For For Management
1.9 Elect Director Philip J. Burguieres For For Management
1.10 Elect Director Claire S. Farley For For Management
1.11 Elect Director John Randolph Kemp III For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NEXTEL COMMUNICATIONS, INC.
Ticker: NXTL Security ID: 65332V103
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith J. Bane For For Management
1.2 Elect Director V. Janet Hill For For Management
2 Ratify Auditors For For Management
3 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
NORTHROP GRUMMAN CORP.
Ticker: NOC Security ID: 666807102
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis W. Coleman For For Management
1.2 Elect Director J. Michael Cook For For Management
1.3 Elect Director Philip A. Odeen For For Management
1.4 Elect Director Aulana L. Peters For For Management
1.5 Elect Director Kevin W. Sharer For For Management
2 Ratify Auditors For For Management
3 Develop Ethical Criteria for Military Against Against Shareholder
Contracts
4 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NVS Security ID: 66987V109
Meeting Date: FEB 24, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL REPORT, THE For For Management
FINANCIAL STATEMENTS OF NOVARTIS AG AND
THE GROUP CONSOLIDATED FINANCIAL
STATEMENTS FOR THE YEAR 2003.
2 APPROVAL OF THE ACTIVITIES OF THE BOARD For For Management
OF DIRECTORS.
3 APPROPRIATION OF AVAILABLE EARNINGS OF For For Management
NOVARTIS AG AS PER BALANCE SHEET AND
DECLARATION OF DIVIDEND.
4 CONVERSION OF GENERAL RESERVES INTO FREE For For Management
RESERVES.
5 REDUCTION OF SHARE CAPITAL. For For Management
6 FURTHER SHARE REPURCHASE PROGRAM. For For Management
7 AMENDMENT TO THE ARTICLES OF For For Management
INCORPORATION.
8 ELECTION TO THE BOARD OF DIRECTORS. For For Management
RE-ELECTION OF PROF. DR. HELMUT SIHLER
FOR A THREE-YEAR TERM.
9 ELECTION TO THE BOARD OF DIRECTORS. For For Management
RE-ELECTION OF MR. HANS-JORG RUDLOFF FOR
A THREE-YEAR TERM.
10 ELECTION TO THE BOARD OF DIRECTORS. For For Management
RE-ELECTION OF DR. DANIEL VASELLA FOR A
THREE-YEAR TERM.
11 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NTL INCORPORATED
Ticker: NTLI Security ID: 62940M104
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey D. Benjamin For For Management
1.2 Elect Director David Elstein For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Approve Share Plan Grant For For Management
- --------------------------------------------------------------------------------
PATTERSON COS INC.
Ticker: PDCO Security ID: 703412106
Meeting Date: SEP 8, 2003 Meeting Type: Annual
Record Date: JUL 14, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold C. Slavkin For For Management
1.2 Elect Director James W. Wiltz For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Akers For For Management
1.2 Elect Director Robert E. Allen For For Management
1.3 Elect Director Ray L. Hunt For For Management
1.4 Elect Director Arthur C. Martinez For For Management
1.5 Elect Director Indra K. Nooyi For For Management
1.6 Elect Director Franklin D. Raines For For Management
1.7 Elect Director Steven S. Reinemund For For Management
1.8 Elect Director Sharon Percy Rockefeller For For Management
1.9 Elect Director James J. Schiro For For Management
1.10 Elect Director Franklin A. Thomas For For Management
1.11 Elect Director Cynthia M. Trudell For For Management
1.12 Elect Director Solomon D. Trujillo For For Management
1.13 Elect Director Daniel Vasella For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Brown For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director Robert N. Burt For For Management
1.4 Elect Director W. Don Cornwell For For Management
1.5 Elect Director William H. Gray III For For Management
1.6 Elect Director Constance J. Horner For For Management
1.7 Elect Director William R. Howell For For Management
1.8 Elect Director Stanley O. Ikenberry For For Management
1.9 Elect Director George A. Lorch For For Management
1.10 Elect Director Henry A. Mckinnell For For Management
1.11 Elect Director Dana G. Mead For For Management
1.12 Elect Director Franklin D. Raines For For Management
1.13 Elect Director Ruth J. Simmons For For Management
1.14 Elect Director William C. Steere, Jr. For For Management
1.15 Elect Director Jean-Paul Valles For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
5 Cease Political Contributions/Activities Against Against Shareholder
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Establish Term Limits for Directors Against Against Shareholder
8 Report on Drug Pricing Against Against Shareholder
9 Limit Awards to Executives Against Against Shareholder
10 Amend Animal Testing Policy Against Against Shareholder
- --------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE
Ticker: PG Security ID: 742718109
Meeting Date: OCT 14, 2003 Meeting Type: Annual
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman R. Augustine For For Management
1.2 Elect Director A.G. Lafley For For Management
1.3 Elect Director Johnathan A. Rodgers For For Management
1.4 Elect Director John F. Smith, Jr. For For Management
1.5 Elect Director Margaret C. Whitman For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Declassify the Board of Directors Against For Shareholder
5 Label Genetically Engineered Foods Against Against Shareholder
- --------------------------------------------------------------------------------
ROYAL DUTCH PETROLEUM CO.
Ticker: RPETY Security ID: 780257804
Meeting Date: JUN 28, 2004 Meeting Type: Annual
Record Date: MAY 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 FINALIZATION OF THE BALANCE SHEET AS AT For Did Not Management
DECEMBER 31, 2003, THE PROFIT AND LOSS Vote
ACCOUNT FOR THE YEAR 2003 AND THE NOTES
TO THE BALANCE SHEET AND THE PROFIT AND
LOSS ACCOUNT.
2 DECLARATION OF THE TOTAL DIVIDEND FOR THE For Did Not Management
YEAR 2003. Vote
3 DISCHARGE OF THE MANAGING DIRECTORS OF For Did Not Management
RESPONSIBILITY IN RESPECT OF THEIR Vote
MANAGEMENT FOR THE YEAR 2003.
4 DISCHARGE OF THE MEMBERS OF THE For Did Not Management
SUPERVISORY BOARD OF RESPONSIBILITY FOR Vote
THEIR SUPERVISION FOR THE YEAR 2003.
5 APPOINTMENT OF MS. L.Z. COOK AS A For Did Not Management
MANAGING DIRECTOR OF THE COMPANY.* Vote
6 APPOINTMENT OF MRS. CH. MORIN-POSTEL AS A For Did Not Management
MEMBER OF THE SUPERVISORY BOARD.* Vote
7 APPOINTMENT OF MR. M.A. VAN DEN BERGH AS For Did Not Management
A MEMBER OF THE SUPERVISORY BOARD OWING Vote
TO RETIREMENT BY ROTATION.*
8 REDUCTION OF THE ISSUED SHARE CAPITAL For Did Not Management
WITH A VIEW TO CANCELLA- TION OF THE Vote
SHARES ACQUIRED BY THE COMPANY IN ITS OWN
CAPITAL.
9 AUTHORIZATION OF THE BOARD OF MANAGEMENT, For Did Not Management
PURSUANT TO ARTICLE 98, BOOK 2 OF THE Vote
NETHERLANDS CIVIL CODE, AS THE COMPETENT
BODY TO ACQUIRE SHARES IN THE CAPITAL OF
THE COMPANY.
- --------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO.
Ticker: TSM.P Security ID: 874039100
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ACCEPT 2003 BUSINESS REPORT AND For For Management
FINANCIAL STATEMENTS.
2 TO APPROVE THE PROPOSAL FOR DISTRIBUTION For For Management
OF 2003 PROFITS.
3 TO APPROVE THE CAPITALIZATION OF 2003 For For Management
DIVIDENDS AND EMPLOYEE PROFIT SHARING.
- --------------------------------------------------------------------------------
TENET HEALTHCARE CORP.
Ticker: THC Security ID: 88033G100
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Trevor Fetter For For Management
1.2 Elect Director Van B. Honeycutt For For Management
1.3 Elect Director John C. Kane For For Management
1.4 Elect Director Edward A. Kangas For For Management
1.5 Elect Director J. Robert Kerrey For For Management
1.6 Elect Director Richard R. Pettingill For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TRIBUNE CO.
Ticker: TRB Security ID: 896047107
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Chandler For For Management
1.2 Elect Director William A. Osborn For For Management
1.3 Elect Director Kathryn C. Turner For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: 902124106
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis C. Blair For For Management
1.2 Elect Director Edward D. Breen For For Management
1.3 Elect Director George W. Buckley For For Management
1.4 Elect Director Brian Duperreault For For Management
1.5 Elect Director Bruce S. Gordon For For Management
1.6 Elect Director John A. Krol For For Management
1.7 Elect Director Mackey J. Mcdonald For For Management
1.8 Elect Director H. Carl Mccall For For Management
1.9 Elect Director Brendan R. O'Neill For For Management
1.10 Elect Director Sandra S. Wijnberg For For Management
1.11 Elect Director Jerome B. York For For Management
2 Ratify Auditors For For Management
3 ADOPTION OF THE AMENDED AND RESTATED For For Management
BYE-LAWS.
4 APPROVAL OF TYCO 2004 STOCK AND INCENTIVE For For Management
PLAN.
5 SHAREHOLDER PROPOSAL REGARDING For For Shareholder
ENVIRONMENTAL REPORTING.
6 SHAREHOLDER PROPOSAL TO CHANGE TYCO S Against Against Shareholder
JURISDICTION OF INCORPORATION FROM
BERMUDA TO A U.S. STATE.
7 SHAREHOLDER PROPOSAL ON COMMON SENSE Against Against Shareholder
EXECUTIVE COMPENSATION.
- --------------------------------------------------------------------------------
UNITED MICRO ELECTRONIC
Ticker: Security ID: 910873207
Meeting Date: JUN 1, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Report on 2003 AGM None Did Not Management
Vote
1.2 Receive Report on Business Operation None Did Not Management
Results for Fiscal Year 2003 Vote
1.3 Receive Supervisors' Report None Did Not Management
Vote
1.4 Receive Report on the Acquisition and None Did Not Management
Disposal of Assets Vote
1.5 Receive Report on the Issuance of None Did Not Management
Corporate Debt Vote
2.1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2.2 Approve Allocation of Income and For Did Not Management
Dividends Vote
3.1 Approve Capitalization of 2003 Dividends For Did Not Management
and Employee Profit Sharing Vote
3.2 Amend Articles of Association For Did Not Management
Vote
4 Elect Directors and Supervisors For Did Not Management
Vote
5 Other Business None Did Not Management
Vote
- --------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORP.
Ticker: UTX Security ID: 913017109
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Betsy J. Bernard For For Management
1.2 Elect Director George David For For Management
1.3 Elect Director Jean-Pierre Garnier For For Management
1.4 Elect Director Jamie S. Gorelick For For Management
1.5 Elect Director Charles R. Lee For For Management
1.6 Elect Director Richard D. McCormick For For Management
1.7 Elect Director Harold McGraw III For For Management
1.8 Elect Director Frank P. Popoff For For Management
1.9 Elect Director H. Patrick Swygert For For Management
1.10 Elect Director Andre Villeneuve For For Management
1.11 Elect Director H. A. Wagner For For Management
1.12 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Disclosure of Executive Compensation Against Against Shareholder
4 Develop Ethical Criteria for Military Against Against Shareholder
Contracts
5 Performance-Based/Indexed Options Against Against Shareholder
6 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Ballard, Jr. For For Management
1.2 Elect Director Richard T. Burke For For Management
1.3 Elect Director Stephen J. Hemsley For For Management
1.4 Elect Director Donna E. Shalala For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
4 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 4, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Breyer For For Management
1.2 Elect Director M. Michele Burns For For Management
1.3 Elect Director Thomas M. Coughlin For For Management
1.4 Elect Director David D. Glass For For Management
1.5 Elect Director Roland A. Hernandez For For Management
1.6 Elect Director Dawn G. Lepore For For Management
1.7 Elect Director John D. Opie For For Management
1.8 Elect Director J. Paul Reason For For Management
1.9 Elect Director H. Lee Scott, Jr. For For Management
1.10 Elect Director Jack C. Shewmaker For For Management
1.11 Elect Director Jose H. Villarreal For For Management
1.12 Elect Director John T. Walton For For Management
1.13 Elect Director S. Robson Walton For For Management
1.14 Elect Director Christopher J. Williams For For Management
2 Approve Stock Option Plan For For Management
3 Approve Stock Option Plan For For Management
4 Amend Employee Stock Purchase Plan For For Management
5 Ratify Auditors For For Management
6 Separate Chairman and CEO Positions Against Against Shareholder
7 Prepare Sustainability Report Against Against Shareholder
8 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
9 Report on Genetically Modified Organisms Against Against Shareholder
(GMO)
10 Prepare Diversity Report Against Against Shareholder
11 Submit Executive Compensation to Vote Against Against Shareholder
- --------------------------------------------------------------------------------
WALT DISNEY COMPANY, THE
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 3, 2004 Meeting Type: Annual
Record Date: JAN 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Bryson For For Management
1.2 Elect Director John S. Chen For For Management
1.3 Elect Director Michael D. Eisner For Withhold Management
1.4 Elect Director Judith L. Estrin For For Management
1.5 Elect Director Robert A. Iger For For Management
1.6 Elect Director Aylwin B. Lewis For For Management
1.7 Elect Director Monica C. Lozano For For Management
1.8 Elect Director Robert W. Matschullat For For Management
1.9 Elect Director George J. Mitchell For For Management
1.10 Elect Director Leo J. O'Donovan, S.J. For For Management
1.11 Elect Director Gary L. Wilson For For Management
2 Ratify Auditors For For Management
3 China Principles Against Against Shareholder
4 Report on Supplier Labor Standards in Against Against Shareholder
China
5 Report on Amusement Park Safety Against Against Shareholder
- --------------------------------------------------------------------------------
WASHINGTON MUTUAL, INC
Ticker: WM Security ID: 939322103
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne V. Farrell For For Management
1.2 Elect Director Stephen E. Frank For For Management
1.3 Elect Director Margaret Osmer Mcquade For For Management
1.4 Elect Director William D. Schulte For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
WEATHERFORD INTL LTD
Ticker: WFT Security ID: G95089101
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip Burguieres For For Management
1.2 Elect Director Nicholas F. Brady For For Management
1.3 Elect Director David J. Butters For For Management
1.4 Elect Director Bernard J. Duroc-Danner For For Management
1.5 Elect Director Sheldon B. Lubar For For Management
1.6 Elect Director William E. Macaulay For For Management
1.7 Elect Director Robert B. Millard For For Management
1.8 Elect Director Robert K. Moses, Jr. For For Management
1.9 Elect Director Robert A. Rayne For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.A. Blanchard III For For Management
1.2 Elect Director Susan E. Engel For For Management
1.3 Elect Director Enrique Hernandez, Jr. For For Management
1.4 Elect Director Robert L. Joss For For Management
1.5 Elect Director Reatha Clark King For For Management
1.6 Elect Director Richard M. Kovacevich For For Management
1.7 Elect Director Richard D. McCormick For For Management
1.8 Elect Director Cynthia H. Milligan For For Management
1.9 Elect Director Philip J. Quigley For For Management
1.10 Elect Director Donald B. Rice For Withhold Management
1.11 Elect Director Judith M. Runstad For Withhold Management
1.12 Elect Director Stephen W. Sanger For For Management
1.13 Elect Director Susan G. Swenson For For Management
1.14 Elect Director Michael W. Wright For Withhold Management
2 Approve Retirement Plan For For Management
3 Ratify Auditors For For Management
4 Expense Stock Options Against For Shareholder
5 Limit Executive Compensation Against Against Shareholder
6 Link Executive Compensation to Social Against Against Shareholder
Issues
7 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
WEYERHAEUSER CO.
Ticker: WY Security ID: 962166104
Meeting Date: APR 13, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven R. Rogel For For Management
1.2 Elect Director William D. Ruckelshaus For For Management
1.3 Elect Director Richard H. Sinkfield For For Management
1.4 Elect Director James N. Sullivan For For Management
2 Approve Omnibus Stock Plan For For Management
3 Declassify the Board of Directors Against For Management
4 Expense Stock Options Against For Shareholder
5 Implement Restricted Share Executive Against Against Shareholder
Compensation Plan
6 Report on Greenhouse Gas Emissions Against Against Shareholder
7 Develop Policy Regarding Old Growth Against Against Shareholder
Forests
8 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WYETH
Ticker: WYE Security ID: 983024100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clifford L. Alexander, For For Management
Jr.
1.2 Elect Director Frank A. Bennack, Jr. For For Management
1.3 Elect Director Richard L. Carrion For For Management
1.4 Elect Director Robert Essner For For Management
1.5 Elect Director John D. Feerick For For Management
1.6 Elect Director Robert Langer For For Management
1.7 Elect Director John P. Mascotte For For Management
1.8 Elect Director Mary Lake Polan For For Management
1.9 Elect Director Ivan G. Seidenberg For For Management
1.10 Elect Director Walter V. Shipley For For Management
1.11 Elect Director John R. Torell III For For Management
2 Ratify Auditors For For Management
3 Report on Drug Pricing Against Against Shareholder
4 Amend Animal Testing Policy Against Against Shareholder
- --------------------------------------------------------------------------------
XILINX, INC.
Ticker: XLNX Security ID: 983919101
Meeting Date: AUG 7, 2003 Meeting Type: Annual
Record Date: JUN 9, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Willem P. Roelandts For For Management
1.2 Elect Director John L. Doyle For For Management
1.3 Elect Director Jerald G. Fishman For For Management
1.4 Elect Director Philip T. Gianos For For Management
1.5 Elect Director William G. Howard, Jr. For For Management
1.6 Elect Director Harold E. Hughes, Jr. For For Management
1.7 Elect Director Richard W. Sevcik For For Management
1.8 Elect Director Elizabeth Vanderslice For For Management
2 Ratify Auditors For For Management
=========================== AXP LARGE CAP VALUE FUND ===========================
ACCENTURE LTD BERMUDA
Ticker: ACN Security ID: G1150G111
Meeting Date: FEB 5, 2004 Meeting Type: Annual
Record Date: DEC 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint Dennis F. Hightower, William L. For Did Not Management
Kimsey, Robert I. Lipp, and Wulf von Vote
Schimmelmann as Directors
2 Approve KPMG LLP as Independent Auditors For Did Not Management
and Authorize Board to Fix Their Vote
Remuneration
3 Transact Other Business (Non-Voting) None Did Not Management
Vote
- --------------------------------------------------------------------------------
ACE LTD.
Ticker: ACE Security ID: G0070K103
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian Duperreault For For Management
1.2 Elect Director Robert M. Hernandez For For Management
1.3 Elect Director Peter Menikoff For For Management
1.4 Elect Director Robert Ripp For For Management
1.5 Elect Director Dermot F. Smurfit For For Management
2 PROPOSAL TO APPROVE THE ACE LIMITED 2004 For For Management
LONG-TERM INCENTIVE PLAN.
3 PROPOSAL TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT ACCOUNTANTS OF ACE LIMITED
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2004.
- --------------------------------------------------------------------------------
AETNA INC.
Ticker: AET Security ID: 00817Y108
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Betsy Z. Cohen For For Management
1.2 Elect Director Barbara Hackman Franklin For For Management
1.3 Elect Director Jeffrey E. Garten For For Management
1.4 Elect Director Earl G. Graves For For Management
1.5 Elect Director Gerald Greenwald For For Management
1.6 Elect Director Ellen M. Hancock For For Management
1.7 Elect Director Michael H. Jordan For For Management
1.8 Elect Director Jack D. Kuehler For For Management
1.9 Elect Director Edward J. Ludwig For For Management
1.10 Elect Director Joseph P. Newhouse For For Management
1.11 Elect Director Judith Rodin For For Management
1.12 Elect Director John W. Rowe, M.D. For For Management
1.13 Elect Director Ronald A. Williams For For Management
1.14 Elect Director R. David Yost For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against Against Shareholder
4 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
AFFILIATED COMPUTER SERVICES, INC.
Ticker: ACS Security ID: 008190100
Meeting Date: OCT 30, 2003 Meeting Type: Annual
Record Date: SEP 19, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darwin Deason For For Management
1.2 Elect Director Jeffrey A. Rich For For Management
1.3 Elect Director Mark A. King For For Management
1.4 Elect Director Joseph P. O'Neill For For Management
1.5 Elect Director Frank A. Rossi For For Management
1.6 Elect Director J. Livingston Kosberg For For Management
1.7 Elect Director Dennis McCuistion For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AGCO CORP.
Ticker: AG Security ID: 001084102
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Wayne Booker For For Management
1.2 Elect Director Gerald B. Johanneson For For Management
1.3 Elect Director Curtis E. Moll For For Management
1.4 Elect Director Robert J. Ratliff For For Management
2 Prepare Sustainability Report Against Against Shareholder
- --------------------------------------------------------------------------------
ALCAN INC.
Ticker: AL. Security ID: 013716105
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Berger For For Management
1.2 Elect Director L.D. Desautels For For Management
1.3 Elect Director T. Engen For For Management
1.4 Elect Director L.Y. Fortier For For Management
1.5 Elect Director J.P. Jacamon For For Management
1.6 Elect Director W.R. Loomis For For Management
1.7 Elect Director Y. Mansion For For Management
1.8 Elect Director C. Morin-Postel For For Management
1.9 Elect Director J.E. Newall For For Management
1.10 Elect Director G. Saint-Pierre For For Management
1.11 Elect Director G. Schulmeyer For For Management
1.12 Elect Director P.M. Tellier For For Management
1.13 Elect Director M.K. Wong For For Management
2 Approve Auditors and Authorize Board to For For Management
Fix Remuneration of Auditors
- --------------------------------------------------------------------------------
ALCOA INC.
Ticker: AA Security ID: 013817101
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: FEB 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J.P. Belda For For Management
1.2 Elect Director Carlos Ghosn For For Management
1.3 Elect Director Henry B. Schacht For For Management
1.4 Elect Director Franklin A. Thomas For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Report on Pay Disparity Against Against Shareholder
4 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
ALLIED WASTE INDUSTRIES, INC.
Ticker: AW Security ID: 019589308
Meeting Date: DEC 18, 2003 Meeting Type: Special
Record Date: NOV 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Securities For For Management
- --------------------------------------------------------------------------------
ALLIED WASTE INDUSTRIES, INC.
Ticker: AW Security ID: 019589308
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas H. Van Weelden For For Management
1.2 Elect Director Robert M. Agate For For Management
1.3 Elect Director Leon D. Black For For Management
1.4 Elect Director James W. Crownover For For Management
1.5 Elect Director Michael S. Gross For For Management
1.6 Elect Director Dennis R. Hendrix For For Management
1.7 Elect Director J. Tomilson Hill For For Management
1.8 Elect Director Lawrence V. Jackson For For Management
1.9 Elect Director Nolan Lehmann For For Management
1.10 Elect Director Howard A. Lipson For For Management
1.11 Elect Director Antony P. Ressler For For Management
1.12 Elect Director Warren B. Rudman For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
4 Report on Privatization Against Against Shareholder
- --------------------------------------------------------------------------------
ALLSTATE CORP., THE
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director F. Duane Ackerman For For Management
1.2 Elect Director James G. Andress For For Management
1.3 Elect Director Edward A. Brennan For For Management
1.4 Elect Director W. James Farrell For For Management
1.5 Elect Director Jack M. Greenberg For For Management
1.6 Elect Director Ronald T. LeMay For For Management
1.7 Elect Director Edward M. Liddy For For Management
1.8 Elect Director J. Christopher Reyes For For Management
1.9 Elect Director H. John Riley, Jr. For For Management
1.10 Elect Director Joshua I. Smith For For Management
1.11 Elect Director Judith A. Sprieser For For Management
1.12 Elect Director Mary Alice Taylor For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Provide for Cumulative Voting Against Against Shareholder
- --------------------------------------------------------------------------------
ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth E. Bailey For For Management
1.2 Elect Director Mathis Cabiallavetta For For Management
1.3 Elect Director Louis C. Camilleri For For Management
1.4 Elect Director J. Dudley Fishburn For For Management
1.5 Elect Director Robert E. R. Huntley For For Management
1.6 Elect Director Thomas W. Jones For For Management
1.7 Elect Director Lucio A. Noto For For Management
1.8 Elect Director John S. Reed For For Management
1.9 Elect Director Carlos Slim Helu For For Management
1.10 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 Report on Product Warnings for Pregnant Against Against Shareholder
Women
4 Report on Health Risks Associated with Against Against Shareholder
Cigarette Filters
5 Political Contributions/Activities Against Against Shareholder
6 Cease Use of Light and Ultra Light in Against Against Shareholder
Cigarette Marketing
7 Place Canadian Style Warnings on Against Against Shareholder
Cigarette Packaging
8 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874107
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Bernard Aidinoff For For Management
1.2 Elect Director Pei-Yuan Chia For For Management
1.3 Elect Director Marshall A. Cohen For For Management
1.4 Elect Director Willaim S. Cohen For For Management
1.5 Elect Director Martin S. Feldstein For For Management
1.6 Elect Director Ellen V. Futter For For Management
1.7 Elect Director Maurice R. Greenberg For For Management
1.8 Elect Director Carla A. Hills For For Management
1.9 Elect Director Frank J. Hoenemeyer For For Management
1.10 Elect Director Richard C. Holbrooke For For Management
1.11 Elect Director Donald P. Kanak For For Management
1.12 Elect Director Howard I. Smith For For Management
1.13 Elect Director Martin J. Sullivan For For Management
1.14 Elect Director Edmund S.W. Tse For For Management
1.15 Elect Director Frank G. Zarb For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
4 Ratify Auditors For For Management
5 Report on Political Against Against Shareholder
Contributions/Activities
6 Divest from Tobacco Equities Against Against Shareholder
7 Link Executive Compensation to Predatory Against Against Shareholder
Lending
- --------------------------------------------------------------------------------
AMERICAN STANDARD COMPANIES, INC.
Ticker: ASD Security ID: 029712106
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven E. Anderson For For Management
1.2 Elect Director James F. Hardymon For For Management
1.3 Elect Director Ruth Ann Marshall For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMGEN, INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Biondi, Jr. For For Management
1.2 Elect Director Jerry D. Choate For Withhold Management
1.3 Elect Director Frank C. Herringer For For Management
1.4 Elect Director Gilbert S. Omenn For For Management
2 Ratify Auditors For For Management
3 Prepare Glass Ceiling Report Against Against Shareholder
4 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
ANADARKO PETROLEUM CORP.
Ticker: APC Security ID: 032511107
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Barcus For For Management
1.2 Elect Director James L. Bryan For For Management
1.3 Elect Director James T. Hackett For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Report on Greenhouse Gas Emissions Against Against Shareholder
- --------------------------------------------------------------------------------
APARTMENT INVESTMENT & MANAGEMENT CO.
Ticker: AIV Security ID: 03748R101
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terry Considine For For Management
1.2 Elect Director Peter K. Kompaniez For For Management
1.3 Elect Director James N. Bailey For For Management
1.4 Elect Director Richard S. Ellwood For For Management
1.5 Elect Director J. Landis Martin For For Management
1.6 Elect Director Thomas L. Rhodes For For Management
2 Ratify Auditors For For Management
3 Approve Sale of Company Assets For For Management
4 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
APPLE COMPUTER, INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William V. Campbell For For Management
1.2 Elect Director Millard S. Drexler For For Management
1.3 Elect Director Albert A. Gore, Jr. For For Management
1.4 Elect Director Steven P. Jobs For For Management
1.5 Elect Director Arthur D. Levinson For For Management
1.6 Elect Director Jerome B. York For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
AVERY DENNISON CORP.
Ticker: AVY Security ID: 053611109
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Directors Philip M. Neal For For Management
1.2 Elect Directors Frank V. Cahouet For For Management
1.3 Elect Directors Peter W. Mullin For For Management
1.4 Elect Directors Bruce E. Karatz For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: MAR 17, 2004 Meeting Type: Special
Record Date: JAN 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Amend Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Barnet, III For For Management
1.2 Elect Director Charles W. Coker For For Management
1.3 Elect Director John T. Collins For For Management
1.4 Elect Director Gary L. Countryman For For Management
1.5 Elect Director Paul Fulton For For Management
1.6 Elect Director Charles K. Gifford For For Management
1.7 Elect Director Donald E. Guinn For For Management
1.8 Elect Director James H. Hance, Jr. For For Management
1.9 Elect Director Kenneth D. Lewis For For Management
1.10 Elect Director Walter E. Massey For For Management
1.11 Elect Director Thomas J. May For For Management
1.12 Elect Director C. Steven McMillan For For Management
1.13 Elect Director Eugene M. McQuade For For Management
1.14 Elect Director Patricia E. Mitchell For For Management
1.15 Elect Director Edward L. Romero For For Management
1.16 Elect Director Thomas M. Ryan For For Management
1.17 Elect Director O. Temple Sloan, Jr. For For Management
1.18 Elect Director Meredith R. Spangler For For Management
1.19 Elect Director Jackie M. Ward For For Management
2 Ratify Auditors For For Management
3 Change Date of Annual Meeting Against Against Shareholder
4 Adopt Nomination Procedures for the Board Against Against Shareholder
5 Charitable Contributions Against Against Shareholder
6 Establish Independent Committee to Review Against Against Shareholder
Mutual Fund Policy
7 Adopt Standards Regarding Privacy and Against Against Shareholder
Information Security
- --------------------------------------------------------------------------------
BANK OF NEW YORK CO., INC., THE
Ticker: BK Security ID: 064057102
Meeting Date: APR 13, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Biondi, Jr. For For Management
1.2 Elect Director Nicholas M. Donofrio For For Management
1.3 Elect Director Alan R. Griffith For For Management
1.4 Elect Director Gerald L. Hassell For For Management
1.5 Elect Director Richard J. Kogan For For Management
1.6 Elect Director Michael J. Kowalski For For Management
1.7 Elect Director John A. Luke, Jr. For For Management
1.8 Elect Director John C. Malone For For Management
1.9 Elect Director Paul Myners, CBE For For Management
1.10 Elect Director Robert C. Pozen For For Management
1.11 Elect Director Catherine A. Rein For For Management
1.12 Elect Director Thomas A. Renyi For For Management
1.13 Elect Director William C. Richardson For For Management
1.14 Elect Director Brian L. Roberts For For Management
1.15 Elect Director Samuel C. Scott III For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Report on Political Contributions Against Against Shareholder
5 Limit Executive Compensation Against Against Shareholder
6 Limit Composition of Committee to Against Against Shareholder
Independent Directors
7 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
BANK ONE CORP.
Ticker: ONE Security ID: 06423A103
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director John H. Bryan For For Management
2.2 Elect Director Stephen B. Burke For For Management
2.3 Elect Director James S. Crown For For Management
2.4 Elect Director James Dimon For For Management
2.5 Elect Director Maureen A. Fay For For Management
2.6 Elect Director Laban P. Jackson, Jr. For For Management
2.7 Elect Director John W. Kessler For For Management
2.8 Elect Director Robert I. Lipp For For Management
2.9 Elect Director Richard A. Manoogian For For Management
2.10 Elect Director David C. Novak For For Management
2.11 Elect Director John W. Rogers, Jr. For For Management
2.12 Elect Director Frederick P. Stratton, For For Management
Jr.
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Forsyth For For Management
1.2 Elect Director Gail D. Fosler For For Management
1.3 Elect Director Carole J. Uhrich For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against Against Shareholder
- --------------------------------------------------------------------------------
BELLSOUTH CORP.
Ticker: BLS Security ID: 079860102
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Blanchard For For Management
1.2 Elect Director Armando M. Codina For For Management
1.3 Elect Director Leo F. Mullin For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Limit Executive Compensation Against Against Shareholder
6 Limit Executive Compensation Against Against Shareholder
7 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
BIOGEN IDEC INC
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 16, 2004 Meeting Type: Annual
Record Date: APR 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan Belzer For For Management
1.2 Elect Director Mary L. Good For For Management
1.3 Elect Director James C. Mullen For For Management
1.4 Elect Director Bruce R. Ross For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BJ
Ticker: BJ Security ID: 05548J106
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. James Coppersmith For For Management
1.2 Elect Director Thomas J. Shields For For Management
1.3 Elect Director Herbert J. Zarkin For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BOEING CO., THE
Ticker: BA Security ID: 097023105
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John H. Biggs For For Management
1.2 Elect Director John E. Bryson For For Management
1.3 Elect Director Linda Z. Cook For For Management
1.4 Elect Director Rozanne L. Ridgway For For Management
2 Reduce Supermajority Vote Requirement For For Management
3 Ratify Auditors For For Management
4 Develop Ethical Criteria for Military Against Against Shareholder
Contracts
5 Adopt Amended Workplace Code of Conduct Against Against Shareholder
6 Declassify the Board of Directors Against For Shareholder
7 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
8 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
9 Adopt a Policy that will Commit Executive Against Against Shareholder
& Directors to Hold at least 75% of their
Shares
10 Provide Employees Choice of Pension Plans Against Against Shareholder
at Retirement or Termination
- --------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORP.
Ticker: BSX Security ID: 101137107
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ursula M. Burns For For Management
1.2 Elect Director Marye Anne Fox For For Management
1.3 Elect Director N.J. Nicholas, Jr. For For Management
1.4 Elect Director John E. Pepper For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BOWATER INC.
Ticker: BOW Security ID: 102183100
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arnold M. Nemirow For For Management
1.2 Elect Director Arthur R. Sawchuk For For Management
1.3 Elect Director Gordon D. Giffin For For Management
1.4 Elect Director Douglas A. Pertz For For Management
- --------------------------------------------------------------------------------
BP PLC (FORM. BP AMOCO PLC )
Ticker: BP. Security ID: 055622104
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lord Browne For For Management
1.2 Elect Director Dr B E Grote For For Management
1.3 Elect Director Mr H M P Miles For For Management
1.4 Elect Director Sir Robin Nicholson For For Management
1.5 Elect Director Mr R L Olver For For Management
1.6 Elect Director Sir Ian Prosser For For Management
2 TO ELECT MR A BURGMANS AS A DIRECTOR For For Management
3 Ratify Auditors For For Management
4 TO AMEND THE ARTICLES OF ASSOCIATION OF For For Management
THE COMPANY
5 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A For For Management
SPECIFIED AMOUNT
6 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO For For Management
ALLOT A LIMITED NUMBER OF SHARES FOR CASH
WITHOUT MAKING AN OFFER TO SHAREHOLDERS
7 SPECIAL RESOLUTION: TO GIVE LIMITED For For Management
AUTHORITY FOR THE PURCHASE OF ITS OWN
SHARES BY THE COMPANY
8 TO AUTHORISE THE USE OF TREASURY SHARES For For Management
FOR EMPLOYEE SHARE SCHEMES
9 TO APPROVE THE DIRECTORS REMUNERATION For For Management
REPORT
10 TO DETERMINE THE LIMIT FOR THE AGGREGATE For For Management
REMUNERATION OF THE NON-EXECUTIVE
DIRECTORS
11 TO RECEIVE THE DIRECTORS ANNUAL REPORT For For Management
AND THE ACCOUNTS
12 SPECIAL SHAREHOLDER RESOLUTION: TO Against Against Shareholder
INSTRUCT THE COMPANY TO PREPARE A REPORT
MAKING CERTAIN DISCLOSURES ON MATTERS OF
CONTROL AND RISK IN PROTECTED AND
SENSITIVE AREAS
- --------------------------------------------------------------------------------
BRINKER INTERNATIONAL, INC.
Ticker: EAT Security ID: 109641100
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald A. McDougall For For Management
1.2 Elect Director Douglas H. Brooks For For Management
1.3 Elect Director Dan W. Cook, III For For Management
1.4 Elect Director Robert M. Gates For For Management
1.5 Elect Director Marvin J. Girouard For For Management
1.6 Elect Director Ronald Kirk For For Management
1.7 Elect Director George R. Mrkonic For For Management
1.8 Elect Director Erle Nye For For Management
1.9 Elect Director James E. Oesterreicher For For Management
1.10 Elect Director Cece Smith For For Management
1.11 Elect Director Roger T. Staubach For For Management
2 Ratify Auditors For For Management
3 Report on the Impact of Genetically Against Against Shareholder
Engineered Products
- --------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB CO.
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter R. Dolan For For Management
1.2 Elect Director Louis V. Gerstner, Jr. For For Management
1.3 Elect Director Leif Johansson For For Management
2 Ratify Auditors For For Management
3 Report on Political Against Against Shareholder
Contributions/Activities
4 Cease Political Contributions/Activities Against Against Shareholder
5 Separate Chairman and CEO Positions Against Against Shareholder
6 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
7 Require Affirmative Vote of a Majority of Against Against Shareholder
the Shares to Elect Directors
- --------------------------------------------------------------------------------
CADENCE DESIGN SYSTEMS, INC.
Ticker: CDN Security ID: 127387108
Meeting Date: JUN 15, 2004 Meeting Type: Annual
Record Date: APR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Raymond Bingham For For Management
1.2 Elect Director Susan L. Bostrom For For Management
1.3 Elect Director Donald L. Lucas For For Management
1.4 Elect Director Sean M. Maloney For For Management
1.5 Elect Director Alberto For For Management
Sangiovanni-Vincentelli
1.6 Elect Director George M. Scalise For For Management
1.7 Elect Director John B. Shoven For For Management
1.8 Elect Director Roger S. Siboni For For Management
1.9 Elect Director Lip-Bu Tan For For Management
2 Amend Stock Option Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORP.
Ticker: COF Security ID: 14040H105
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: FEB 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Ronald Dietz For For Management
1.2 Elect Director Lewis Hay, III For For Management
1.3 Elect Director Mayo A. Shattuck, III For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Dillon For For Management
1.2 Elect Director Juan Gallardo For For Management
1.3 Elect Director William A. Osborn For For Management
1.4 Elect Director Gordon R. Parker For For Management
1.5 Elect Director Edward B. Rust, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Report on Equipment Sales to Israel Against Against Shareholder
6 Report on Operational Imact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
CENDANT CORPORATION
Ticker: CD Security ID: 151313103
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director The Right Honourable For For Management
Brian Mulroney
1.2 Elect Director Ronald L. Nelson For For Management
1.3 Elect Director Robert W. Pittman For For Management
1.4 Elect Director Myra J. Biblowit For For Management
1.5 Elect Director Sheli Z. Rosenberg For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
4 Separate Chairman and CEO Positions Against Against Shareholder
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
CENTEX CORP.
Ticker: CTX Security ID: 152312104
Meeting Date: JUL 17, 2003 Meeting Type: Annual
Record Date: MAY 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dan W. Cook III For For Management
1.2 Elect Director Thomas J. Falk For For Management
1.3 Elect Director Laurence E. Hirsch For For Management
1.4 Elect Director Thomas M. Schoewe For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CHEVRONTEXACO CORP.
Ticker: CVX Security ID: 166764100
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel H. Armacost For For Management
1.2 Elect Director Robert E. Denham For For Management
1.3 Elect Director Robert J. Eaton For For Management
1.4 Elect Director Sam Ginn For For Management
1.5 Elect Director Carla Anderson Hills For For Management
1.6 Elect Director Franklyn G. Jenifer For For Management
1.7 Elect Director J. Bennett Johnston For For Management
1.8 Elect Director Sam Nunn For For Management
1.9 Elect Director David J. O'Reilly For For Management
1.10 Elect Director Peter J. Robertson For For Management
1.11 Elect Director Charles R. Shoemate For For Management
1.12 Elect Director Carl Ware For For Management
2 Ratify Auditors For For Management
3 Adopt Shareholder Rights Plan (Poison For For Management
Pill) Policy
4 Amend Omnibus Stock Plan For For Management
5 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Require Affirmative Vote of a Majority of Against Against Shareholder
the Shares to Elect Directors
8 Report on Health and Environmental Against Against Shareholder
Initiatives in Ecuador
9 Report on Renewable Energy Against Against Shareholder
- --------------------------------------------------------------------------------
CHUBB CORP., THE
Ticker: CB Security ID: 171232101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zoe Baird For For Management
1.2 Elect Director Sheila P. Burke For For Management
1.3 Elect Director James I. Cash, Jr. For For Management
1.4 Elect Director Joel J. Cohen For For Management
1.5 Elect Director James M. Cornelius For For Management
1.6 Elect Director John D. Finnegan For For Management
1.7 Elect Director David H. Hoag For For Management
1.8 Elect Director Klaus J. Mangold For For Management
1.9 Elect Director Sir David G. Scholey, CBE For For Management
1.10 Elect Director Raymond G. H. Seitz For For Management
1.11 Elect Director Lawrence M. Small For For Management
1.12 Elect Director Daniel E. Somers For For Management
1.13 Elect Director Karen Hastie Williams For For Management
1.14 Elect Director James M. Zimmerman For For Management
1.15 Elect Director Alfred W. Zollar For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
4 Ratify Auditors For For Management
5 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
CIGNA CORP.
Ticker: CI Security ID: 125509109
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Campbell For For Management
1.2 Elect Director Jane E. Henney, M.D. For For Management
1.3 Elect Director Charles R. Shoemate For For Management
1.4 Elect Director Louis W. Sullivan, M.D. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Bartz For For Management
1.2 Elect Director Larry R. Carter For For Management
1.3 Elect Director John T. Chambers For For Management
1.4 Elect Director Dr. James F. Gibbons For For Management
1.5 Elect Director Dr. John L. Hennessy For For Management
1.6 Elect Director Roderick C. McGeary For For Management
1.7 Elect Director James C. Morgan For For Management
1.8 Elect Director John P. Morgridge For For Management
1.9 Elect Director Donald T. Valentine For For Management
1.10 Elect Director Steven M. West For For Management
1.11 Elect Director Jerry Yang For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
4 Report on Company Products Used by the Against Against Shareholder
Government to Monitor the Internet
5 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Alain J.P. Belda For For Management
1.3 Elect Director George David For For Management
1.4 Elect Director Kenneth T. Derr For For Management
1.5 Elect Director John M. Deutch For For Management
1.6 Elect Director Roberto Hernandez Ramirez For For Management
1.7 Elect Director Ann Dibble Jordan For For Management
1.8 Elect Director Dudley C. Mecum For For Management
1.9 Elect Director Richard D. Parsons For For Management
1.10 Elect Director Andrall E. Pearson For For Management
1.11 Elect Director Charles Prince For For Management
1.12 Elect Director Robert E. Rubin For For Management
1.13 Elect Director Franklin A. Thomas For For Management
1.14 Elect Director Sanford I. Weill For For Management
1.15 Elect Director Robert B. Willumstad For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Prohibit Awards to Executives Against Against Shareholder
6 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
CLOROX COMPANY, THE
Ticker: CLX Security ID: 189054109
Meeting Date: NOV 19, 2003 Meeting Type: Annual
Record Date: SEP 22, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel Boggan, Jr. For For Management
1.2 Elect Director Tully M. Friedman For For Management
1.3 Elect Director Christoph Henkel For For Management
1.4 Elect Director William R. Johnson For For Management
1.5 Elect Director Gerald E. Johnston For For Management
1.6 Elect Director Robert W. Matschullat For For Management
1.7 Elect Director Gary G. Michael For For Management
1.8 Elect Director Klaus Morwind For For Management
1.9 Elect Director Jan L. Murley For For Management
1.10 Elect Director Lary R. Scott For For Management
1.11 Elect Director Michael E. Shannon For For Management
1.12 Elect Director G. Craig Sullivan For For Management
2 Approve Deferred Compensation Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COCA-COLA COMPANY, THE
Ticker: KO Security ID: 191216100
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert A. Allen For For Management
1.2 Elect Director Ronald W. Allen For For Management
1.3 Elect Director Cathleen P. Black For For Management
1.4 Elect Director Warren E. Buffett For Withhold Management
1.5 Elect Director Douglas N. Daft For For Management
1.6 Elect Director Barry Diller For For Management
1.7 Elect Director Donald R. Keough For For Management
1.8 Elect Director Susan Bennett King For For Management
1.9 Elect Director Maria Elena Lagomasino For For Management
1.10 Elect Director Donald F. Mchenry For For Management
1.11 Elect Director Robert L. Nardelli For For Management
1.12 Elect Director Sam Nunn For For Management
1.13 Elect Director J. Pedro Reinhard For For Management
1.14 Elect Director James D. Robinson III For For Management
1.15 Elect Director Peter V. Ueberroth For For Management
1.16 Elect Director James B. Williams For For Management
2 Ratify Auditors For For Management
3 Report on Operational Impact of HIV/AIDS For For Shareholder
Pandemic
4 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
5 Prohibit Awards to Executives Against Against Shareholder
6 Submit Executive Compensation to Vote Against Against Shareholder
7 Submit Executive Compensation to Vote Against Against Shareholder
8 Implement China Principles Against Against Shareholder
9 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
COLGATE-PALMOLIVE CO.
Ticker: CL Security ID: 194162103
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jill K. Conway For For Management
1.2 Elect Director Ronald E. Ferguson For For Management
1.3 Elect Director Carlos M. Gutierrez For For Management
1.4 Elect Director Ellen M. Hancock For For Management
1.5 Elect Director David W. Johnson For For Management
1.6 Elect Director Richard J. Kogan For For Management
1.7 Elect Director Delano E. Lewis For For Management
1.8 Elect Director Reuben Mark For For Management
1.9 Elect Director Elizabeth A. Monrad For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
5 Adopt ILO Based Code of Conduct Against Against Shareholder
6 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
COMCAST CORP.
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. Decker Anstrom For For Management
1.2 Elect Director C. Michael Armstrong For For Management
1.3 Elect Director Kenneth J. Bacon For For Management
1.4 Elect Director Sheldon M. Bonovitz For For Management
1.5 Elect Director Julian A. Brodsky For For Management
1.6 Elect Director Joseph L. Castle, II For For Management
1.7 Elect Director J. Michael Cook For For Management
1.8 Elect Director Brian L. Roberts For For Management
1.9 Elect Director Ralph J. Roberts For For Management
1.10 Elect Director Dr. Judith Rodin For For Management
1.11 Elect Director Michael I. Sovern For For Management
2 Ratify Auditors For For Management
3 Amend Restricted Stock Plan For For Management
4 Amend Articles/Bylaws/Charter-Non-Routine For For Management
5 Require Two-Thirds Majority of Against For Shareholder
Independent Directors on Board
6 Political Contributions/Activities Against Against Shareholder
7 Nominate Two Directors for every open Against Against Shareholder
Directorships
8 Limit Executive Compensation Against Against Shareholder
9 Adopt a Recapitalization Plan Against For Shareholder
- --------------------------------------------------------------------------------
COMMERCE BANCORP, INC.
Ticker: CBH Security ID: 200519106
Meeting Date: JUN 11, 2004 Meeting Type: Annual
Record Date: APR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vernon W. Hill, II For For Management
1.2 Elect Director Robert C. Beck For For Management
1.3 Elect Director Jack R Bershad For For Management
1.4 Elect Director Joseph E. Buckelew For For Management
1.5 Elect Director Donald T. Difrancesco For For Management
1.6 Elect Director John P. Ferguson For For Management
1.7 Elect Director Morton N. Kerr For For Management
1.8 Elect Director Steven M. Lewis For For Management
1.9 Elect Director George E. Norcross, III For For Management
1.10 Elect Director Joseph J. Plumeri, II For For Management
1.11 Elect Director Daniel J. Ragone For For Management
1.12 Elect Director Wm. A. Schwartz, Jr. For For Management
1.13 Elect Director Joseph T. Tarquini, Jr. For For Management
2 Approve Stock Option Plan For Against Management
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Boren For For Management
1.2 Elect Director James E. Copeland, Jr. For For Management
1.3 Elect Director Kenneth M. Duberstein For For Management
1.4 Elect Director Ruth R. Harkin For For Management
1.5 Elect Director William R. Rhodes For For Management
1.6 Elect Director J. Stapleton Roy For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
5 Limit Executive Compensation Against Against Shareholder
6 Report on Drilling in the Arctic National Against Against Shareholder
Wildlife Refuge
- --------------------------------------------------------------------------------
COOPER CAMERON CORP.
Ticker: CAM Security ID: 216640102
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lamar Norsworthy For For Management
1.2 Elect Director Michael E. Patrick For For Management
2 Ratify Auditors For For Management
3 Prepare Sustainability Report Against Against Shareholder
- --------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 29, 2004 Meeting Type: Annual
Record Date: DEC 5, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Benjamin S. Carson, Sr., For For Management
M.D. as Class II Director
1.2 Elect Director Hamilton E. James as Class For For Management
II Director
1.3 Elect Director Jill S. Ruckelshaus as For For Management
Class II Director
1.4 Elect Director William H. Gates, II as For For Management
Class II Director
1.5 Elect Director Daniel J. Evans as Class I For For Management
Director
2 Declassify the Board of Directors Against For Shareholder
3 Develop Land Procurement Policy Against Against Shareholder
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COUNTRYWIDE FINANCIAL CORP.
Ticker: CFC Security ID: 222372104
Meeting Date: JAN 9, 2004 Meeting Type: Special
Record Date: NOV 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
COUNTRYWIDE FINANCIAL CORP.
Ticker: CFC Security ID: 222372104
Meeting Date: JUN 16, 2004 Meeting Type: Annual
Record Date: APR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry G. Cisneros For For Management
1.2 Elect Director Robert J. Donato For For Management
1.3 Elect Director Michael E. Dougherty For For Management
1.4 Elect Director Martin R. Melone For For Management
1.5 Elect Director Harley W. Snyder For For Management
2 Amend Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
DEVON ENERGY CORP.
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 8, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas F. Ferguson For For Management
1.2 Elect Director Peter J. Fluor For For Management
1.3 Elect Director David M. Gavin For For Management
1.4 Elect Director Michael E. Gellert For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against Against Shareholder
of Directors
- --------------------------------------------------------------------------------
DOMINION RESOURCES, INC.
Ticker: D Security ID: 25746U109
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan B. Allen For For Management
1.2 Elect Director Peter W. Brown For For Management
1.3 Elect Director Ronald J. Calise For For Management
1.4 Elect Director Thos. E. Capps For For Management
1.5 Elect Director George A. Davidson, Jr. For For Management
1.6 Elect Director John W. Harris For For Management
1.7 Elect Director Robert S. Jepson, Jr. For For Management
1.8 Elect Director Benjamin J. Lambert, III For For Management
1.9 Elect Director Richard L. Leatherwood For For Management
1.10 Elect Director Margaret A. McKenna For For Management
1.11 Elect Director Kenneth A. Randall For For Management
1.12 Elect Director Frank S. Royal For For Management
1.13 Elect Director S. Dallas Simmons For For Management
1.14 Elect Director Robert H. Spilman For For Management
1.15 Elect Director David A. Wollard For For Management
2 Ratify Auditors For For Management
3 Submit Executive Compensation to Vote Against Against Shareholder
- --------------------------------------------------------------------------------
DOVER CORP.
Ticker: DOV Security ID: 260003108
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David H. Benson For For Management
1.2 Elect Director Jean-Pierre M. Ergas For For Management
1.3 Elect Director Kristiane C. Graham For For Management
1.4 Elect Director Ronald L. Hoffman For For Management
1.5 Elect Director James L. Koley For For Management
1.6 Elect Director Richard K. Lochridge For For Management
1.7 Elect Director Thomas L. Reece For For Management
1.8 Elect Director Bernard G. Rethore For For Management
1.9 Elect Director Gary L. Roubos For Withhold Management
1.10 Elect Director Michael B. Stubbs For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Other Business For For Management
- --------------------------------------------------------------------------------
DOW CHEMICAL COMPANY, THE
Ticker: DOW Security ID: 260543103
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arnold A. Allemang For For Management
1.2 Elect Director John C. Danforth For For Management
1.3 Elect Director Jeff M. Fettig For For Management
1.4 Elect Director Andrew N. Liveris For For Management
1.5 Elect Director James M. Ringler For For Management
1.6 Elect Director William S. Stavropoulos For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Report on Social Initiatives in Bhopal Against Against Shareholder
- --------------------------------------------------------------------------------
E.W. SCRIPPS CO. (THE)
Ticker: SSP Security ID: 811054204
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Galloway For For Management
1.2 Elect Director Nicholas B. Paumgarten For Withhold Management
1.3 Elect Director Ronald W. Tysoe For For Management
1.4 Elect Director Julie A. Wrigley For For Management
- --------------------------------------------------------------------------------
EASTMAN CHEMICAL CO.
Ticker: EMN Security ID: 277432100
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Renee J. Hornbaker For For Management
1.2 Elect Director Thomas H. McLain For For Management
1.3 Elect Director Peter M. Wood For For Management
2 Ratify Auditors For For Management
3 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
ECHOSTAR COMMUNICATIONS CORP.
Ticker: DISH Security ID: 278762109
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael T. Dugan For For Management
1.2 Elect Director James Defranco For For Management
1.3 Elect Director Cantey Ergen For For Management
1.4 Elect Director Charles W. Ergen For For Management
1.5 Elect Director Raymond L. Friedlob For For Management
1.6 Elect Director Steven R. Goodbarn For For Management
1.7 Elect Director David K. Moskowitz For For Management
1.8 Elect Director C. Michael Schroeder For For Management
2 Ratify Auditors For For Management
3 Other Business For For Management
- --------------------------------------------------------------------------------
EQUITY OFFICE PROPERTIES TRUST
Ticker: EOP Security ID: 294741103
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas E. Dobrowski For For Management
1.2 Elect Director William M. Goodyear For For Management
1.3 Elect Director James D. Harper, Jr. For For Management
1.4 Elect Director Richard D. Kincaid For For Management
1.5 Elect Director David K. Mckown For For Management
1.6 Elect Director Sheli Z. Rosenberg For For Management
1.7 Elect Director Edwin N. Sidman For For Management
1.8 Elect Director J. H.W.R. Van Der Vlist For For Management
1.9 Elect Director Samuel Zell For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EXELON CORP.
Ticker: EXC Security ID: 30161N101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas DeBenedictis For For Management
1.2 Elect Director G. Fred Dibona, Jr. For For Management
1.3 Elect Director Sue L. Gin For For Management
1.4 Elect Director Edgar D. Jannotta For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
EXXON MOBIL CORP.
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Boskin For For Management
1.2 Elect Director James R. Houghton For For Management
1.3 Elect Director William R. Howell For For Management
1.4 Elect Director Reatha Clark King For For Management
1.5 Elect Director Philip E. Lippincott For For Management
1.6 Elect Director Harry J. Longwell For For Management
1.7 Elect Director Henry A. McKinnell, Jr. For For Management
1.8 Elect Director Marilyn Carlson Nelson For For Management
1.9 Elect Director Lee R. Raymond For For Management
1.10 Elect Director Walter V. Shipley For For Management
1.11 Elect Director Rex W. Tillerson For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Restricted For For Management
Stock Plan
4 Affirm Political Nonpartisanship Against Against Shareholder
5 Report on Political Against Against Shareholder
Contributions/Activities
6 Report on Equatorial Guinea Against Against Shareholder
7 Separate Chairman and CEO Positions Against Against Shareholder
8 Prohibit Awards to Executives Against Against Shareholder
9 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
10 Amend EEO Statement to Include Reference Against Against Shareholder
to Sexual Orientation
11 Report on Climate Change Research Against Against Shareholder
- --------------------------------------------------------------------------------
FANNIE MAE
Ticker: FNM Security ID: 313586109
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen B. Ashley For For Management
1.2 Elect Director Kenneth M. Duberstein For For Management
1.3 Elect Director Thomas P. Gerrity For For Management
1.4 Elect Director Timothy Howard For For Management
1.5 Elect Director Ann Korologos For For Management
1.6 Elect Director Frederic V. Malek For For Management
1.7 Elect Director Donald B. Marron For For Management
1.8 Elect Director Daniel H. Mudd For For Management
1.9 Elect Director Anne M. Mulcahy For For Management
1.10 Elect Director Joe K. Pickett For For Management
1.11 Elect Director Leslie Rahl For For Management
1.12 Elect Director Franklin D. Raines For For Management
1.13 Elect Director H. Patrick Swygert For For Management
2 Ratify Auditors For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Provide for Cumulative Voting Against Against Shareholder
- --------------------------------------------------------------------------------
FIRST AMERICAN CORP.
Ticker: FAF Security ID: 318522307
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary J. Beban For For Management
1.2 Elect Director J. David Chatham For For Management
1.3 Elect Director William G. Davis For For Management
1.4 Elect Director James L. Doti For For Management
1.5 Elect Director Lewis W. Douglas, Jr. For For Management
1.6 Elect Director Paul B. Fay, Jr. For For Management
1.7 Elect Director D. P. Kennedy For For Management
1.8 Elect Director Parker S. Kennedy For For Management
1.9 Elect Director Frank E. O'Bryan For For Management
1.10 Elect Director Roslyn B. Payne For For Management
1.11 Elect Director D. Van Skilling For For Management
1.12 Elect Director Herbert B. Tasker For For Management
1.13 Elect Director Virginia M. Ueberroth For For Management
- --------------------------------------------------------------------------------
FIRST DATA CORP.
Ticker: FDC Security ID: 319963104
Meeting Date: OCT 28, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
FIRSTENERGY CORPORATION
Ticker: FE Security ID: 337932107
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul T. Addison For For Management
1.2 Elect Director Ernest J. Novak, Jr. For For Management
1.3 Elect Director John M. Pietruski For For Management
1.4 Elect Director Catherine A. Rein For For Management
1.5 Elect Director Robert C. Savage For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Reduce Supermajority Vote Requirement For For Management
5 Approve Deferred Compensation Plan For For Management
6 Approve Deferred Compensation Plan For For Management
7 Expense Stock Options Against For Shareholder
8 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
9 Report on Political Against Against Shareholder
Contributions/Activities
10 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
FLEETBOSTON FINANCIAL CORP.
Ticker: FLT Security ID: 339030108
Meeting Date: MAR 17, 2004 Meeting Type: Special
Record Date: JAN 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
FREDDIE MAC
Ticker: FRE Security ID: 313400301
Meeting Date: MAR 31, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joan E. Donoghue For For Management
1.2 Elect Director Michelle Engler For For Management
1.3 Elect Director Richard Karl Goeltz For For Management
1.4 Elect Director George D. Gould For For Management
1.5 Elect Director Henry Kaufman For For Management
1.6 Elect Director John B. Mccoy For For Management
1.7 Elect Director Shaun F. O'Malley For For Management
1.8 Elect Director Ronald F. Poe For For Management
1.9 Elect Director Stephen A. Ross For For Management
1.10 Elect Director Donald J. Schuenke For For Management
1.11 Elect Director Christina Seix For For Management
1.12 Elect Director Richard F. Syron For For Management
1.13 Elect Director William J. Turner For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GENERAL DYNAMICS CORP.
Ticker: GD Security ID: 369550108
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas D. Chabraja For For Management
1.2 Elect Director James S. Crown For For Management
1.3 Elect Director Lester Crown For For Management
1.4 Elect Director William P. Fricks For For Management
1.5 Elect Director Charles H. Goodman For For Management
1.6 Elect Director Jay L. Johnson For For Management
1.7 Elect Director George A. Joulwan For For Management
1.8 Elect Director Paul G. Kaminski For For Management
1.9 Elect Director John M. Keane For For Management
1.10 Elect Director Lester L. Lyles For For Management
1.11 Elect Director Carl E. Mundy, Jr. For For Management
1.12 Elect Director Robert Walmsley For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
4 Report on Foreign Military Sales Against Against Shareholder
- --------------------------------------------------------------------------------
GENERAL ELECTRIC CO.
Ticker: GE Security ID: 369604103
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James I. Cash, Jr. For For Management
1.2 Elect Director Dennis D. Dammerman For For Management
1.3 Elect Director Ann M. Fudge For For Management
1.4 Elect Director Claudio X. Gonzalez For For Management
1.5 Elect Director Jeffrey R. Immelt For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Alan G. Lafley For For Management
1.8 Elect Director Kenneth G. Langone For For Management
1.9 Elect Director Ralph S. Larsen For For Management
1.10 Elect Director Rochelle B. Lazarus For For Management
1.11 Elect Director Sam Nunn For For Management
1.12 Elect Director Roger S. Penske For For Management
1.13 Elect Director Robert J. Swieringa For For Management
1.14 Elect Director Douglas A. Warner III For For Management
1.15 Elect Director Robert C. Wright For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Provide for Cumulative Voting Against Against Shareholder
5 Eliminate Animal Testing Against Against Shareholder
6 Report on Nuclear Fuel Storage Risks Against Against Shareholder
7 Report on PCB Clean-up Against Against Shareholder
8 Report on Foreign Outsourcing Against Against Shareholder
9 Prepare Sustainability Report Against Against Shareholder
10 Limit Composition of Management Against Against Shareholder
Development and Compensation Committee to
Independent Directors
11 Report on Pay Disparity Against Against Shareholder
12 Limit Awards to Executives Against Against Shareholder
13 Limit Board Service for Other Companies Against Against Shareholder
14 Separate Chairman and CEO Positions Against Against Shareholder
15 Hire Advisor/Maximize Shareholder Value Against Against Shareholder
16 Adopt a Retention Ratio for Executives Against Against Shareholder
and Directors
17 Require 70% to 80% Independent Board Against Against Shareholder
18 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
GENERAL MILLS, INC.
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 22, 2003 Meeting Type: Annual
Record Date: JUL 24, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen R. Demeritt For For Management
1.2 Elect Director Livio D. DeSimone For For Management
1.3 Elect Director William T. Esrey For For Management
1.4 Elect Director Raymond V. Gilmartin For For Management
1.5 Elect Director Judith Richards Hope For For Management
1.6 Elect Director Robert L. Johnson For For Management
1.7 Elect Director John M. Keenan For For Management
1.8 Elect Director Heidi G. Miller For For Management
1.9 Elect Director Hilda Ochoa-Brillembourg For For Management
1.10 Elect Director Stephen W. Sanger For For Management
1.11 Elect Director A. Michael Spence For For Management
1.12 Elect Director Dorothy A. Terrell For For Management
1.13 Elect Director Raymond G. Viault For For Management
1.14 Elect Director Paul S. Walsh For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
GENERAL MOTORS CORP.
Ticker: GM Security ID: 370442105
Meeting Date: JUN 2, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Percy N. Barnevik For For Management
1.2 Elect Director John H. Bryan For For Management
1.3 Elect Director Armando M. Codina For For Management
1.4 Elect Director George M.C. Fisher For For Management
1.5 Elect Director Karen Katen For For Management
1.6 Elect Director Kent Kresa For For Management
1.7 Elect Director Alan G. Lafley For For Management
1.8 Elect Director Philip A. Laskawy For For Management
1.9 Elect Director E.Stanley O'Neal For For Management
1.10 Elect Director Eckhard Pfeiffer For For Management
1.11 Elect Director G.Richard Wagoner, Jr. For For Management
2 Ratify Auditors For For Management
3 Prohibit Awards to Executives Against Against Shareholder
4 Prohibit Awards to Executives Against Against Shareholder
5 Separate Chairman and CEO Positions Against Against Shareholder
6 Limit Composition of Committees to Against Against Shareholder
Independent Directors
7 Report on Greenhouse Gas Emissions Against Against Shareholder
8 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
9 Establish Executive and Director Stock Against Against Shareholder
Ownership Guidelines
- --------------------------------------------------------------------------------
GENERAL MOTORS CORP.
Ticker: GM Security ID: 370442105
Meeting Date: OCT 3, 2003 Meeting Type: Written Consent
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For For Management
2 Amend Articles For For Management
3 Approve Hughes Split-Off For For Management
4 Approve GM/News Stock Sale For For Management
5 Approve News Stock Acquisition For For Management
6 Amend Articles For For Management
- --------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Berg For For Management
1.2 Elect Director Etienne F. Davignon For For Management
1.3 Elect Director James M. Denny For For Management
1.4 Elect Director John C. Martin For For Management
1.5 Elect Director Gordon E. Moore For For Management
1.6 Elect Director Nicholas G. Moore For For Management
1.7 Elect Director George P. Shultz For For Management
1.8 Elect Director Gayle E. Wilson For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
GUIDANT CORP.
Ticker: GDT Security ID: 401698105
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maurice A. Cox, Jr. For For Management
1.2 Elect Director Nancy-Ann Min DeParle For For Management
1.3 Elect Director Ronald W. Dollens For For Management
1.4 Elect Director Enrique C. Falla For For Management
1.5 Elect Director Kristina M. Johnson, For For Management
Ph.D.
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
HARTFORD FINANCIAL SERVICES GROUP, INC., THE
Ticker: HIG Security ID: 416515104
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ramani Ayer For For Management
1.2 Elect Director Ronald E. Ferguson For For Management
1.3 Elect Director Edward J. Kelly, III For For Management
1.4 Elect Director Paul G. Kirk, Jr. For For Management
1.5 Elect Director Thomas M. Marra For For Management
1.6 Elect Director Gail J. McGovern For For Management
1.7 Elect Director Robert W. Selander For For Management
1.8 Elect Director Charles B. Strauss For For Management
1.9 Elect Director H. Patrick Swygert For For Management
1.10 Elect Director Gordon I. Ulmer For For Management
1.11 Elect Director David K. Zwiener For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
HCA, INC.
Ticker: HCA Security ID: 404119109
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Magdalena H. Averhoff, For For Management
M.D.
1.3 Elect Director Jack O. Bovender, Jr. For For Management
1.4 Elect Director Richard M. Bracken For For Management
1.5 Elect Director Martin Feldstein For For Management
1.6 Elect Director Thomas F. Frist, Jr., For For Management
M.D.
1.7 Elect Director Frederick W. Gluck For For Management
1.8 Elect Director Glenda A. Hatchett For For Management
1.9 Elect Director Charles O. Holliday, Jr. For For Management
1.10 Elect Director T. Michael Long For For Management
1.11 Elect Director John H. McArthur For For Management
1.12 Elect Director Kent C. Nelson For For Management
1.13 Elect Director Frank S. Royal, M.D. For For Management
1.14 Elect Director Harold T. Shapiro For For Management
2 Ratify Auditors For For Management
3 Amend Management Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
HERCULES INC.
Ticker: HPC Security ID: 427056106
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig A. Rogerson For For Management
1.2 Elect Director John C. Hunter, III For For Management
1.3 Elect Director Robert D. Kennedy For For Management
2 Amend Articles to Elect Directors by For For Management
Plurality Vote
3 Ratify Auditors For For Management
4 Amend Articles to Provide Shareholders For For Management
with Right to Act by Written Consent and
Call Special Meetings
- --------------------------------------------------------------------------------
HEWLETT-PACKARD CO.
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 17, 2004 Meeting Type: Annual
Record Date: JAN 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L.T. Babbio, Jr. For For Management
1.2 Elect Director P.C. Dunn For For Management
1.3 Elect Director C.S. Fiorina For For Management
1.4 Elect Director R.A. Hackborn For For Management
1.5 Elect Director G.A. Keyworth II For For Management
1.6 Elect Director R.E. Knowling, Jr. For For Management
1.7 Elect Director S.M. Litvack For For Management
1.8 Elect Director R.L. Ryan For For Management
1.9 Elect Director L.S. Salhany For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
HOME DEPOT, INC. (THE)
Ticker: HD Security ID: 437076102
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory D. Brenneman For For Management
1.2 Elect Director Richard H. Brown For For Management
1.3 Elect Director John L. Clendenin For For Management
1.4 Elect Director Berry R. Cox For For Management
1.5 Elect Director Claudio X. Gonzalez For For Management
1.6 Elect Director Milledge A. Hart, III For For Management
1.7 Elect Director Bonnie G. Hill For For Management
1.8 Elect Director Kenneth G. Langone For For Management
1.9 Elect Director Robert L. Nardelli For For Management
1.10 Elect Director Roger S. Penske For For Management
2 Ratify Auditors For For Management
3 Establish Term Limits for Directors Against Against Shareholder
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Performance- Based/Indexed Options Against Against Shareholder
6 Adopt ILO Based Code of Conduct Against Against Shareholder
7 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
8 Require Affirmative Vote of the Majority Against Against Shareholder
of the Shares to Elect Directors
- --------------------------------------------------------------------------------
IAC / INTERACTIVECORP
Ticker: IACI Security ID: 45840Q101
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: APR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard N. Barton For For Management
1.2 Elect Director Robert R. Bennett For Withhold Management
1.3 Elect Director Edgar Bronfman, Jr. For For Management
1.4 Elect Director Barry Diller For For Management
1.5 Elect Director Victor A. Kaufman For For Management
1.6 Elect Director Donald R. Keough For For Management
1.7 Elect Director Marie-Josee Kravis For For Management
1.8 Elect Director John C. Malone For For Management
1.9 Elect Director Steven Rattner For For Management
1.10 Elect Director Gen. H.N. Schwarzkopf For For Management
1.11 Elect Director Alan G. Spoon For For Management
1.12 Elect Director Diane Von Furstenberg For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC.
Ticker: ITW Security ID: 452308109
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Aldinger For For Management
1.2 Elect Director Michael J. Birck For For Management
1.3 Elect Director Marvin D. Brailsford For For Management
1.4 Elect Director James R. Cantalupo For For Management
1.5 Elect Director Susan Crown For For Management
1.6 Elect Director Don H. Davis, Jr. For For Management
1.7 Elect Director W. James Farrell For For Management
1.8 Elect Director Robert C. McCormack For For Management
1.9 Elect Director Robert S. Morrison For For Management
1.10 Elect Director Harold B. Smith For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INGERSOLL-RAND COMPANY LIMITED
Ticker: IR Security ID: G4776G101
Meeting Date: JUN 2, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director P.C. Godsoe For For Management
1.2 Elect Director C.J. Horner For For Management
1.3 Elect Director O.R. Smith For For Management
2 ADOPTION OF AMENDED AND RESTATED For For Management
INCENTIVE STOCK PLAN OF 1998.
3 APPROVAL OF AMENDED AND RESTATED For For Management
BYE-LAWS.
4 Ratify Auditors For For Management
5 SHAREHOLDER PROPOSAL TO DECLASSIFY THE Against For Shareholder
BOARD OF DIRECTORS.
6 SHAREHOLDER PROPOSAL TO CHANGE THE Against Against Shareholder
COMPANY S JURISDICTION OF INCORPORATION.
7 SHAREHOLDER PROPOSAL TO REQUIRE THE Against Against Shareholder
SEPARATION OF THE CHIEF EXECUTIVE OFFICER
AND THE CHAIR OF THE BOARD.
- --------------------------------------------------------------------------------
INTEL CORP.
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig R. Barrett For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director E. John P. Browne For For Management
1.4 Elect Director Andrew S. Grove For For Management
1.5 Elect Director D. James Guzy For For Management
1.6 Elect Director Reed E. Hundt For For Management
1.7 Elect Director Paul S. Otellini For For Management
1.8 Elect Director David S. Pottruck For For Management
1.9 Elect Director Jane E. Shaw For For Management
1.10 Elect Director John L. Thornton For For Management
1.11 Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Expense Stock Options Against For Shareholder
5 Limit/Prohibit Awards to Executives Against Against Shareholder
6 Performance- Based/Indexed Options Against Against Shareholder
- --------------------------------------------------------------------------------
INTERNATIONAL PAPER CO.
Ticker: IP Security ID: 460146103
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martha F. Brooks For For Management
1.2 Elect Director James A. Henderson For For Management
1.3 Elect Director Robert D. Kennedy For For Management
1.4 Elect Director W. Craig McClelland For Withhold Management
1.5 Elect Director Robert M. Amen For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Amend Omnibus Stock Plan For For Management
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
ITT INDUSTRIES, INC.
Ticker: ITT Security ID: 450911102
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Auditors For For Management
2.1 Elect Director Louis J. Giuliano For For Management
2.2 Elect Director Curtis J. Crawford For For Management
2.3 Elect Director Christina A. Gold For For Management
2.4 Elect Director Ralph F. Hake For For Management
2.5 Elect Director John J. Hamre For For Management
2.6 Elect Director Raymond W. LeBoeuf For For Management
2.7 Elect Director Frank T. MacInnis For For Management
2.8 Elect Director Linda S. Sanford For For Management
2.9 Elect Director Markos I. Tambakeras For For Management
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director Hans W. Becherer For For Management
2.2 Elect Director Frank A. Bennack, Jr. For For Management
2.3 Elect Director John H. Biggs For For Management
2.4 Elect Director Lawrence A. Bossidy For For Management
2.5 Elect Director Ellen V. Futter For For Management
2.6 Elect Director William H. Gray, III For For Management
2.7 Elect Director William B. Harrison, Jr For For Management
2.8 Elect Director Helene L. Kaplan For For Management
2.9 Elect Director Lee R. Raymond For For Management
2.10 Elect Director John R. Stafford For For Management
3 Ratify Auditors For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Adjourn Meeting For For Management
6 Establish Term Limits for Directors Against Against Shareholder
7 Charitable Contributions Against Against Shareholder
8 Political Contributions Against Against Shareholder
9 Separate Chairman and CEO Positions Against Against Shareholder
10 Provide Adequate Disclosure for over the Against Against Shareholder
counter Derivatives
11 Auditor Independence Against Against Shareholder
12 Submit Non-Employee Director Compensation Against Against Shareholder
to Vote
13 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
KOHL'S CORP.
Ticker: KSS Security ID: 500255104
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wayne Embry For For Management
1.2 Elect Director John F. Herma For Withhold Management
1.3 Elect Director R. Lawrence Montgomery For For Management
1.4 Elect Director Frank V. Sica For For Management
2 Ratify Auditors For For Management
3 Performance-Based Stock/Indexed Options Against Against Shareholder
4 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
KROGER CO., THE
Ticker: KR Security ID: 501044101
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John L. Clendenin For For Management
1.2 Elect Director David B. Dillon For For Management
1.3 Elect Director David B. Lewis For For Management
1.4 Elect Director Don W. McGeorge For For Management
1.5 Elect Director W. Rodney McMullen For For Management
1.6 Elect Director Susan M. Phillips For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Separate Chairman and CEO Positions Against Against Shareholder
5 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
KT CORP (FORMERLY KOREA TELECOM CORPORATION)
Ticker: Security ID: 48268K101
Meeting Date: MAR 12, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF BALANCE SHEET, INCOME For For Management
STATEMENT AND STATEMENT OF APPROPRIATION
OF RETAINED EARNINGS FOR THE 22ND FISCAL
YEAR, AS SET FORTH IN THE COMPANY S
NOTICE OF MEETING ENCLOSED HEREWITH.
2 APPROVAL OF THE AMENDMENT OF ARTICLES OF For For Management
INCORPORATION, AS SET FORTH IN THE
COMPANY S NOTICE OF MEETING ENCLOSED
HEREWITH.
3 ELECTION OF MEMBERS OF THE AUDIT For For Management
COMMITTEE, AS SET FORTH IN THE COMPANY S
NOTICE OF MEETING ENCLOSED HEREWITH.
4 HI CHANG ROH (NOMINATED BY THE PRESIDENT For For Management
WITH CONSENT OF BOARD OF DIRECTORS)
5 SUNG DEUK PARK (NOMINATED BY OUTSIDE For For Management
DIRECTOR RECOMMENDATION COMMITTEE)
6 BYOUNG HOON LEE (SHAREHOLDER PROPOSAL - Against Against Shareholder
PRACTICALLY INITIATED BY LABOR UNION OF
KT)
7 APPROVAL OF LIMIT ON REMUNERATION OF For For Management
DIRECTORS, AS SET FORTH IN THE COMPANY S
NOTICE OF MEETING ENCLOSED HEREWITH.
8 APPROVAL OF AMENDMENT OF MANAGEMENT For For Management
CONTRACT, AS SET FORTH IN H THE COMPANY S
NOTICE OF MEETING ENCLOSED HEREWITH.
- --------------------------------------------------------------------------------
LEGGETT & PLATT, INC.
Ticker: LEG Security ID: 524660107
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond F. Bentele For For Management
1.2 Elect Director Ralph W. Clark For For Management
1.3 Elect Director Harry M. Cornell, Jr. For For Management
1.4 Elect Director Robert Ted Enloe, III For For Management
1.5 Elect Director Richard T. Fisher For For Management
1.6 Elect Director Karl G. Glassman For For Management
1.7 Elect Director David S. Haffner For For Management
1.8 Elect Director Judy C. Odom For For Management
1.9 Elect Director Maurice E. Purnell, Jr. For For Management
1.10 Elect Director Felix E. Wright For For Management
2 Ratify Auditors For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
LIBERTY MEDIA CORP.
Ticker: L Security ID: 530718105
Meeting Date: JUN 9, 2004 Meeting Type: Annual
Record Date: APR 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert R. Bennett For For Management
1.2 Elect Director Paul A. Gould For For Management
1.3 Elect Director John C. Malone For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LINCARE HOLDINGS, INC.
Ticker: LNCR Security ID: 532791100
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.P. Byrnes For For Management
1.2 Elect Director S.H. Altman, Ph.D. For For Management
1.3 Elect Director C.B. Black For For Management
1.4 Elect Director F.D. Byrne, M.D. For For Management
1.5 Elect Director F.T. Cary For For Management
1.6 Elect Director W.F. Miller, III For For Management
2 Approve Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
LOCKHEED MARTIN CORP.
Ticker: LMT Security ID: 539830109
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.C. 'Pete' Aldridge, Jr. For For Management
1.2 Elect Director Nolan D. Archibald For For Management
1.3 Elect Director Norman R. Augustine For Withhold Management
1.4 Elect Director Marcus C. Bennett For For Management
1.5 Elect Director Vance D. Coffman For For Management
1.6 Elect Director Gwendolyn S. King For For Management
1.7 Elect Director Douglas H. McCorkindale For For Management
1.8 Elect Director Eugene F. Murphy For For Management
1.9 Elect Director Joseph W. Ralston For Withhold Management
1.10 Elect Director Frank Savage For For Management
1.11 Elect Director Anne Stevens For For Management
1.12 Elect Director Robert J. Stevens For For Management
1.13 Elect Director James R. Ukropina For For Management
1.14 Elect Director Douglas C. Yearley For For Management
2 Ratify Auditors For For Management
3 Report on Executive Ties to Government Against Against Shareholder
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
6 Develop Ethical Criteria for Military Against Against Shareholder
Contracts
- --------------------------------------------------------------------------------
LYONDELL CHEMICAL CO.
Ticker: LYO Security ID: 552078107
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Anderson For For Management
1.2 Elect Director William T. Butler For For Management
1.3 Elect Director Stephen I. Chazen For For Management
1.4 Elect Director Travis Engen For For Management
1.5 Elect Director Stephen F. Hinchliffe, For For Management
Jr.
1.6 Elect Director Danny W. Huff For For Management
1.7 Elect Director Ray R. Irani For For Management
1.8 Elect Director David J. Lesar For For Management
1.9 Elect Director Dudley C. Mecum For For Management
1.10 Elect Director Dan F. Smith For For Management
1.11 Elect Director William R. Spivey For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MASCO CORP.
Ticker: MAS Security ID: 574599106
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter A. Dow For For Management
1.2 Elect Director Anthony F. Earley, Jr. For For Management
1.3 Elect Director Wayne B. Lyon For For Management
1.4 Elect Director David L. Johnston For For Management
1.5 Elect Director J. Michael Losh For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MATTEL, INC.
Ticker: MAT Security ID: 577081102
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugene P. Beard For For Management
1.2 Elect Director Michael J. Dolan For For Management
1.3 Elect Director Robert A. Eckert For For Management
1.4 Elect Director Tully M. Friedman For For Management
1.5 Elect Director Ronald M. Loeb For For Management
1.6 Elect Director Andrea L. Rich For For Management
1.7 Elect Director Ronald L. Sargent For For Management
1.8 Elect Director Christopher A. Sinclair For For Management
1.9 Elect Director G. Craig Sullivan For For Management
1.10 Elect Director John L. Vogelstein For For Management
1.11 Elect Director Kathy Brittain White For For Management
2 Ratify Auditors For For Management
3 Limit Awards to Executives Against Against Shareholder
4 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
- --------------------------------------------------------------------------------
MBNA CORP.
Ticker: KRB Security ID: 55262L100
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Berick For Withhold Management
1.2 Elect Director Benjamin R. Civiletti For Withhold Management
1.3 Elect Director Bruce L. Hammonds For For Management
1.4 Elect Director William L. Jews For For Management
1.5 Elect Director Randolph D. Lerner For For Management
1.6 Elect Director Stuart L. Markowitz For For Management
1.7 Elect Director William B. Milstead For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
4 Require Majority of Independent Directors Against For Shareholder
on Board
- --------------------------------------------------------------------------------
MCDONALD'S CORP.
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward A. Brennan For For Management
1.2 Elect Director Walter E. Massey For For Management
1.3 Elect Director John W. Rogers, Jr. For For Management
1.4 Elect Director Anne-Marie Slaughter For For Management
1.5 Elect Director Roger W. Stone For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Approve/Amend Executive Incentive Bonus For For Management
Plan
- --------------------------------------------------------------------------------
MCGRAW-HILL COMPANIES, INC., THE
Ticker: MHP Security ID: 580645109
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pedro Aspe For For Management
1.2 Elect Director Robert P. McGraw For For Management
1.3 Elect Director Hilda Ochoa-Brillembourg For For Management
1.4 Elect Director Edward B. Rust, Jr. For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
MCKESSON CORP.
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 30, 2003 Meeting Type: Annual
Record Date: JUN 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alton F. Irby III For For Management
1.2 Elect Director James V. Napier For For Management
2 Ratify Auditors For For Management
3 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
MEDCO HEALTH SOLUTIONS INC
Ticker: MHS Security ID: 58405U102
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David B. Snow, Jr. For For Management
1.2 Elect Director Howard W. Barker, Jr. For For Management
1.3 Elect Director Brian L. Strom, Md, Mph For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 589331107
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter C. Wendell For For Management
1.2 Elect Director William G. Bowen For For Management
1.3 Elect Director William M. Daley For For Management
1.4 Elect Director Thomas E. Shenk For For Management
1.5 Elect Director Wendell P. Weeks For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Prohibit Awards to Executives Against Against Shareholder
5 Develop Ethical Criteria for Patent Against Against Shareholder
Extension
6 Link Executive Compensation to Social Against Against Shareholder
Issues
7 Report on Political Contributions Against Against Shareholder
8 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC.
Ticker: MER Security ID: 590188108
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Newbigging For For Management
1.2 Elect Director Joseph W. Prueher For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against Against Shareholder
4 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC.
Ticker: MU Security ID: 595112103
Meeting Date: NOV 21, 2003 Meeting Type: Annual
Record Date: SEP 22, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven R. Appleton For For Management
1.2 Elect Director James W. Bagley For For Management
1.3 Elect Director Robert A. Lothrop For For Management
1.4 Elect Director Thomas T. Nicholson For For Management
1.5 Elect Director Gordon C. Smith For For Management
1.6 Elect Director William P. Weber For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Amend Stock Option Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MICROSOFT CORP.
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates, III For For Management
1.2 Elect Director Steven A. Ballmer For For Management
1.3 Elect Director James I. Cash, Jr., Ph.D. For For Management
1.4 Elect Director Raymond V. Gilmartin For For Management
1.5 Elect Director Ann McLaughlin Korologos For For Management
1.6 Elect Director David F. Marquardt For For Management
1.7 Elect Director Charles H. Noski For For Management
1.8 Elect Director Dr. Helmut Panke For For Management
1.9 Elect Director Wm. G. Reed, Jr. For For Management
1.10 Elect Director Jon A. Shirley For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Stock Option For For Management
Plan
4 Refrain from Giving Charitable Against Against Shareholder
Contributions
- --------------------------------------------------------------------------------
MONTPELIER RE HOLDINGS LTD
Ticker: MRH Security ID: G62185106
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Thomas Hutton* For For Management
1.2 Elect Director Kamil M. Salame* For For Management
1.3 Elect Director Raymond M. Salter* For For Management
1.4 Elect Director John F. Shettle, Jr.* For For Management
1.5 Elect Director Anthony Taylor** For For Management
1.6 Elect Director T.G. Story Busher** For For Management
1.7 Elect Director C. R. Fletcher, III** For For Management
2 TO APPROVE THE ADOPTION OF THE MONTPELIER For For Management
LONG TERM INCENTIVE PLAN, WHICH WOULD GO
INTO EFFECT ON JANUARY 1, 2005.
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MWD Security ID: 617446448
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Madigan For For Management
1.2 Elect Director Dr. Klaus Zumwinkel For For Management
1.3 Elect Director Sir Howard Davies For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
5 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
MOTOROLA, INC.
Ticker: MOT Security ID: 620076109
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward Zander For For Management
1.2 Elect Director H. Laurence Fuller For For Management
1.3 Elect Director Judy Lewent For For Management
1.4 Elect Director Walter Massey For For Management
1.5 Elect Director Nicholas Negroponte For For Management
1.6 Elect Director Indra Nooyi For For Management
1.7 Elect Director John Pepper, Jr. For For Management
1.8 Elect Director Samuel Scott III For For Management
1.9 Elect Director Douglas Warner III For For Management
1.10 Elect Director John White For For Management
1.11 Elect Director Mike Zafirovski For For Management
2 Limit Executive Compensation Against Against Shareholder
3 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
NATIONAL SEMICONDUCTOR CORP.
Ticker: NSM Security ID: 637640103
Meeting Date: SEP 26, 2003 Meeting Type: Annual
Record Date: AUG 14, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian L. Halla For For Management
1.2 Elect Director Steven R. Appleton For For Management
1.3 Elect Director Gary P. Arnold For Withhold Management
1.4 Elect Director Richard J. Danzig For For Management
1.5 Elect Director Robert J. Frankenberg For For Management
1.6 Elect Director E. Floyd Kvamme For For Management
1.7 Elect Director Modesto A. Maidique For For Management
1.8 Elect Director Edward R. Mccracken For For Management
2 Ratify Auditors For For Management
3 Approve Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
NEWFIELD EXPLORATION CO.
Ticker: NFX Security ID: 651290108
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joe B. Foster For For Management
1.2 Elect Director David A. Trice For For Management
1.3 Elect Director David F. Schaible For For Management
1.4 Elect Director Charles W. Duncan, Jr. For For Management
1.5 Elect Director Howard H. Newman For For Management
1.6 Elect Director Thomas G. Ricks For For Management
1.7 Elect Director Dennis R. Hendrix For For Management
1.8 Elect Director C.E. (chuck) Shultz For For Management
1.9 Elect Director Philip J. Burguieres For For Management
1.10 Elect Director Claire S. Farley For For Management
1.11 Elect Director John Randolph Kemp III For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NOKIA CORP.
Ticker: NOK Security ID: 654902204
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE INCOME STATEMENTS AND THE For For Management
BALANCE SHEETS.
2 APPROVAL OF A DIVIDEND OF EUR 0.30 PER For For Management
SHARE.
3 APPROVAL OF THE DISCHARGE OF THE For For Management
CHAIRMAN, THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE PRESIDENT FROM
LIABILITY.
4.1 Elect Director Paul J. Collins For For Management
4.2 Elect Director Georg Ehrnrooth For For Management
4.3 Elect Director Bengt Holmstrom For For Management
4.4 Elect Director Per Karlsson For For Management
4.5 Elect Director Jorma Ollila For For Management
4.6 Elect Director Marjorie Scardino For For Management
4.7 Elect Director Vesa Vainio For For Management
4.8 Elect Director Arne Wessberg For For Management
5 Ratify Auditors For For Management
6 APPROVAL OF THE PROPOSAL OF THE BOARD TO For For Management
REDUCE THE SHARE CAPITAL THROUGH
CANCELLATION OF NOKIA SHARES HELD BY THE
COMPANY
7 APPROVAL OF THE AUTHORIZATION TO THE For For Management
BOARD TO INCREASE THE SHARE CAPITAL OF
THE COMPANY.
8 APPROVAL OF THE AUTHORIZATION TO THE For For Management
BOARD TO REPURCHASE NOKIA SHARES.
9 APPROVAL OF THE AUTHORIZATION TO THE For For Management
BOARD TO DISPOSE NOKIA SHARES HELD BY THE
COMPANY.
10 APPROVAL OF THE PROPOSAL OF THE BOARD TO For For Management
INCREASE THE CAPITAL OF THE FOUNDATION OF
NOKIA CORPORATION.
11 MARK THE FOR BOX IF YOU WISH TO None For Management
INSTRUCT THE DEPOSITARY TO GIVE A PROXY
TO ANY ONE OF MARIANNA UOTINEN-TARKOMA,
ESA KAUNISTOLA, BOTH LEGAL COUNSELS OF
NOKIA CORPORATION, TO AUTHORIZE ANY OF
THEM (WITH FULL POWER OF SUBSTITUTION) TO
VOTE, IN THEIR DISCR
- --------------------------------------------------------------------------------
NORTHROP GRUMMAN CORP.
Ticker: NOC Security ID: 666807102
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis W. Coleman For For Management
1.2 Elect Director J. Michael Cook For For Management
1.3 Elect Director Philip A. Odeen For For Management
1.4 Elect Director Aulana L. Peters For For Management
1.5 Elect Director Kevin W. Sharer For For Management
2 Ratify Auditors For For Management
3 Develop Ethical Criteria for Military Against Against Shareholder
Contracts
4 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NVS Security ID: 66987V109
Meeting Date: FEB 24, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL REPORT, THE For For Management
FINANCIAL STATEMENTS OF NOVARTIS AG AND
THE GROUP CONSOLIDATED FINANCIAL
STATEMENTS FOR THE YEAR 2003.
2 APPROVAL OF THE ACTIVITIES OF THE BOARD For For Management
OF DIRECTORS.
3 APPROPRIATION OF AVAILABLE EARNINGS OF For For Management
NOVARTIS AG AS PER BALANCE SHEET AND
DECLARATION OF DIVIDEND.
4 CONVERSION OF GENERAL RESERVES INTO FREE For For Management
RESERVES.
5 REDUCTION OF SHARE CAPITAL. For For Management
6 FURTHER SHARE REPURCHASE PROGRAM. For For Management
7 AMENDMENT TO THE ARTICLES OF For For Management
INCORPORATION.
8 ELECTION TO THE BOARD OF DIRECTORS. For For Management
RE-ELECTION OF PROF. DR. HELMUT SIHLER
FOR A THREE-YEAR TERM.
9 ELECTION TO THE BOARD OF DIRECTORS. For For Management
RE-ELECTION OF MR. HANS-JORG RUDLOFF FOR
A THREE-YEAR TERM.
10 ELECTION TO THE BOARD OF DIRECTORS. For For Management
RE-ELECTION OF DR. DANIEL VASELLA FOR A
THREE-YEAR TERM.
11 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NTL INCORPORATED
Ticker: NTLI Security ID: 62940M104
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey D. Benjamin For For Management
1.2 Elect Director David Elstein For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Approve Share Plan Grant For For Management
- --------------------------------------------------------------------------------
ONEOK, INC.
Ticker: OKE Security ID: 682680103
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William M. Bell For For Management
1.2 Elect Director Julie H. Edwards For For Management
1.3 Elect Director Pattye L. Moore For For Management
1.4 Elect Director J.D. Scott For Withhold Management
1.5 Elect Director James C. Day For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PEPSI BOTTLING GROUP, INC., THE
Ticker: PBG Security ID: 713409100
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda G. Alvarado For For Management
1.2 Elect Director Barry H. Beracha For For Management
1.3 Elect Director John T. Cahill For For Management
1.4 Elect Director Ira D. Hall For For Management
1.5 Elect Director Thomas H. Kean For For Management
1.6 Elect Director Susan D. Kronick For For Management
1.7 Elect Director Blythe J. McGarvie For For Management
1.8 Elect Director Margaret D. Moore For For Management
1.9 Elect Director Rogelio Rebolledo For For Management
1.10 Elect Director Clay G. Small For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Akers For For Management
1.2 Elect Director Robert E. Allen For For Management
1.3 Elect Director Ray L. Hunt For For Management
1.4 Elect Director Arthur C. Martinez For For Management
1.5 Elect Director Indra K. Nooyi For For Management
1.6 Elect Director Franklin D. Raines For For Management
1.7 Elect Director Steven S. Reinemund For For Management
1.8 Elect Director Sharon Percy Rockefeller For For Management
1.9 Elect Director James J. Schiro For For Management
1.10 Elect Director Franklin A. Thomas For For Management
1.11 Elect Director Cynthia M. Trudell For For Management
1.12 Elect Director Solomon D. Trujillo For For Management
1.13 Elect Director Daniel Vasella For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Brown For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director Robert N. Burt For For Management
1.4 Elect Director W. Don Cornwell For For Management
1.5 Elect Director William H. Gray III For For Management
1.6 Elect Director Constance J. Horner For For Management
1.7 Elect Director William R. Howell For For Management
1.8 Elect Director Stanley O. Ikenberry For For Management
1.9 Elect Director George A. Lorch For For Management
1.10 Elect Director Henry A. Mckinnell For For Management
1.11 Elect Director Dana G. Mead For For Management
1.12 Elect Director Franklin D. Raines For For Management
1.13 Elect Director Ruth J. Simmons For For Management
1.14 Elect Director William C. Steere, Jr. For For Management
1.15 Elect Director Jean-Paul Valles For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
5 Cease Political Contributions/Activities Against Against Shareholder
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Establish Term Limits for Directors Against Against Shareholder
8 Report on Drug Pricing Against Against Shareholder
9 Limit Awards to Executives Against Against Shareholder
10 Amend Animal Testing Policy Against Against Shareholder
- --------------------------------------------------------------------------------
PNC FINANCIAL SERVICES GROUP, INC.
Ticker: PNC Security ID: 693475105
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Chellgren For For Management
1.2 Elect Director Robert Clay For For Management
1.3 Elect Director J. Gary Cooper For For Management
1.4 Elect Director George Davidson, Jr. For For Management
1.5 Elect Director Richard Kelson For Withhold Management
1.6 Elect Director Bruce Lindsay For For Management
1.7 Elect Director Anthony Massaro For For Management
1.8 Elect Director Thomas O'Brien For For Management
1.9 Elect Director Jane Pepper For For Management
1.10 Elect Director James Rohr For For Management
1.11 Elect Director Lorene Steffes For For Management
1.12 Elect Director Dennis Strigl For For Management
1.13 Elect Director Stephen Thieke For For Management
1.14 Elect Director Thomas Usher For For Management
1.15 Elect Director Milton Washington For For Management
1.16 Elect Director Helge Wehmeier For For Management
- --------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE
Ticker: PG Security ID: 742718109
Meeting Date: OCT 14, 2003 Meeting Type: Annual
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman R. Augustine For For Management
1.2 Elect Director A.G. Lafley For For Management
1.3 Elect Director Johnathan A. Rodgers For For Management
1.4 Elect Director John F. Smith, Jr. For For Management
1.5 Elect Director Margaret C. Whitman For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Declassify the Board of Directors Against For Shareholder
5 Label Genetically Engineered Foods Against Against Shareholder
- --------------------------------------------------------------------------------
READER'S DIGEST ASSOCIATION, INC., THE
Ticker: RDA Security ID: 755267101
Meeting Date: NOV 21, 2003 Meeting Type: Annual
Record Date: SEP 26, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan B. Bulkeley For For Management
1.2 Elect Director Herman Cain For For Management
1.3 Elect Director William E. Mayer For For Management
- --------------------------------------------------------------------------------
ROYAL DUTCH PETROLEUM CO.
Ticker: RPETY Security ID: 780257804
Meeting Date: JUN 28, 2004 Meeting Type: Annual
Record Date: MAY 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 FINALIZATION OF THE BALANCE SHEET AS AT For Did Not Management
DECEMBER 31, 2003, THE PROFIT AND LOSS Vote
ACCOUNT FOR THE YEAR 2003 AND THE NOTES
TO THE BALANCE SHEET AND THE PROFIT AND
LOSS ACCOUNT.
2 DECLARATION OF THE TOTAL DIVIDEND FOR THE For Did Not Management
YEAR 2003. Vote
3 DISCHARGE OF THE MANAGING DIRECTORS OF For Did Not Management
RESPONSIBILITY IN RESPECT OF THEIR Vote
MANAGEMENT FOR THE YEAR 2003.
4 DISCHARGE OF THE MEMBERS OF THE For Did Not Management
SUPERVISORY BOARD OF RESPONSIBILITY FOR Vote
THEIR SUPERVISION FOR THE YEAR 2003.
5 APPOINTMENT OF MS. L.Z. COOK AS A For Did Not Management
MANAGING DIRECTOR OF THE COMPANY.* Vote
6 APPOINTMENT OF MRS. CH. MORIN-POSTEL AS A For Did Not Management
MEMBER OF THE SUPERVISORY BOARD.* Vote
7 APPOINTMENT OF MR. M.A. VAN DEN BERGH AS For Did Not Management
A MEMBER OF THE SUPERVISORY BOARD OWING Vote
TO RETIREMENT BY ROTATION.*
8 REDUCTION OF THE ISSUED SHARE CAPITAL For Did Not Management
WITH A VIEW TO CANCELLA- TION OF THE Vote
SHARES ACQUIRED BY THE COMPANY IN ITS OWN
CAPITAL.
9 AUTHORIZATION OF THE BOARD OF MANAGEMENT, For Did Not Management
PURSUANT TO ARTICLE 98, BOOK 2 OF THE Vote
NETHERLANDS CIVIL CODE, AS THE COMPETENT
BODY TO ACQUIRE SHARES IN THE CAPITAL OF
THE COMPANY.
- --------------------------------------------------------------------------------
RPM INTERNATIONAL INC.
Ticker: RPM Security ID: 749685103
Meeting Date: OCT 10, 2003 Meeting Type: Annual
Record Date: AUG 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce A. Carbonari For For Management
1.2 Elect Director James A. Karman For For Management
1.3 Elect Director Donald K. Miller For For Management
1.4 Elect Director Joseph P. Viviano For For Management
2 Approve Non-Employee Director Restricted For For Management
Stock Plan
- --------------------------------------------------------------------------------
SAFEWAY INC.
Ticker: SWY Security ID: 786514208
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven A. Burd For For Management
1.2 Elect Director Robert I. MacDonnell For For Management
1.3 Elect Director William Y. Tauscher For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Approve Repricing of Options For For Management
5 Amend Bylaws to Require Independent Against Against Shareholder
Director as Chairman of the Board
6 Provide for Cumulative Voting Against Against Shareholder
7 Report on Genetically Modified Organisms Against Against Shareholder
(GMO)
8 Prepare Sustainability Report Against Against Shareholder
9 Report on Political Contributions Against Against Shareholder
10 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
SBC COMMUNICATIONS INC.
Ticker: SBC Security ID: 78387G103
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Barnes For For Management
1.2 Elect Director James A. Henderson For For Management
1.3 Elect Director John B. McCoy For For Management
1.4 Elect Director S. Donley Ritchey For For Management
1.5 Elect Director Joyce M. Roche For For Management
1.6 Elect Director Patricia P. Upton For For Management
2 Ratify Auditors For For Management
3 Amend Bylaws For For Management
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Change Size of Board of Directors Against Against Shareholder
- --------------------------------------------------------------------------------
SCHERING-PLOUGH CORP.
Ticker: SGP Security ID: 806605101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred Hassan For For Management
1.2 Elect Director Philip Leder, M.D. For For Management
1.3 Elect Director Eugene R. McGrath For For Management
1.4 Elect Director Richard de J. Osborne For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
SCHLUMBERGER LTD.
Ticker: SLB Security ID: 806857108
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Deutch For For Management
1.2 Elect Director J.S. Gorelick For For Management
1.3 Elect Director A. Gould For For Management
1.4 Elect Director T. Isaac For For Management
1.5 Elect Director A. Lajous For For Management
1.6 Elect Director A. Levy-Lang For For Management
1.7 Elect Director D. Primat For For Management
1.8 Elect Director T. Sandvold For For Management
1.9 Elect Director N. Seydoux For For Management
1.10 Elect Director L.G. Stuntz For For Management
2 ADOPTION AND APPROVAL OF FINANCIALS AND For For Management
DIVIDENDS
3 APPROVAL OF ADOPTION OF THE 2004 STOCK For For Management
AND DEFERRAL PLAN FOR NON-EMPLOYEE
DIRECTORS
4 APPROVAL OF AUDITORS For For Management
- --------------------------------------------------------------------------------
SELECT MEDICAL CORP.
Ticker: SEM Security ID: 816196109
Meeting Date: MAY 10, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Russell L. Carson For For Management
1.2 Elect Director Rocco A. Ortenzio For For Management
1.3 Elect Director Leopold Swergold For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SOLECTRON CORP.
Ticker: SLR Security ID: 834182107
Meeting Date: JAN 7, 2004 Meeting Type: Annual
Record Date: NOV 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William A. Hasler For For Management
1.2 Elect Director Michael R. Cannon For For Management
1.3 Elect Director Richard A. D'Amore For For Management
1.4 Elect Director Heinz Fridrich For For Management
1.5 Elect Director William R. Graber For For Management
1.6 Elect Director Dr. Paul R. Low For For Management
1.7 Elect Director C. Wesley M. Scott For For Management
1.8 Elect Director Osamu Yamada For For Management
1.9 Elect Director Cyril Yansouni For For Management
2 Approve Option Exchange Program For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SONIC AUTOMOTIVE, INC.
Ticker: SAH Security ID: 83545G102
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director B. Scott Smith For For Management
1.2 Elect Director William P. Benton For For Management
1.3 Elect Director William I. Belk For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ST. PAUL TRAVELERS COMPANIES, INC., THE
Ticker: STA Security ID: 792860108
Meeting Date: MAR 19, 2004 Meeting Type: Special
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with a Merger For For Management
Agreement
2 Amend Bylaws For For Management
3 Amend Articles For For Management
4 Reduce Supermajority Vote Requirement For For Management
- --------------------------------------------------------------------------------
STATE STREET CORP. (BOSTON)
Ticker: STT Security ID: 857477103
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kennett Burnes For For Management
1.2 Elect Director David Gruber For For Management
1.3 Elect Director Linda Hill For For Management
1.4 Elect Director Charles Lamantia For For Management
1.5 Elect Director Robert Weissman For For Management
2 Exempt Board of Directors from Against For Shareholder
Massachusetts General Laws, Chapter 156B,
Section 50A(a)
- --------------------------------------------------------------------------------
SUN MICROSYSTEMS, INC.
Ticker: SUNW Security ID: 866810104
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott G. McNealy For For Management
1.2 Elect Director James L. Barksdale For For Management
1.3 Elect Director L. John Doerr For For Management
1.4 Elect Director Robert J. Fisher For For Management
1.5 Elect Director Michael E. Lehman For For Management
1.6 Elect Director Robert L. Long For For Management
1.7 Elect Director M. Kenneth Oshman For For Management
1.8 Elect Director Naomi O. Seligman For For Management
1.9 Elect Director Lynn E. Turner For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
4 Implement China Principles Against Against Shareholder
- --------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Calvin Darden For For Management
1.2 Elect Director Michele J. Hooper For For Management
1.3 Elect Director Anne M. Mulcahy For For Management
1.4 Elect Director Stephen W. Sanger For For Management
1.5 Elect Director Warren R. Staley For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
TEMPLE-INLAND INC.
Ticker: TIN Security ID: 879868107
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald M. Carlton For For Management
1.2 Elect Director E. Linn Draper, Jr. For For Management
1.3 Elect Director Jeffrey M. Heller For For Management
1.4 Elect Director Kenneth M. Jastrow, II For For Management
1.5 Elect Director James A. Johnson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TENET HEALTHCARE CORP.
Ticker: THC Security ID: 88033G100
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Trevor Fetter For For Management
1.2 Elect Director Van B. Honeycutt For For Management
1.3 Elect Director John C. Kane For For Management
1.4 Elect Director Edward A. Kangas For For Management
1.5 Elect Director J. Robert Kerrey For For Management
1.6 Elect Director Richard R. Pettingill For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TEXAS INSTRUMENTS INC.
Ticker: TXN Security ID: 882508104
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Adams For For Management
1.2 Elect Director David L. Boren For For Management
1.3 Elect Director Daniel A. Carp For For Management
1.4 Elect Director Thomas J. Engibous For For Management
1.5 Elect Director Gerald W. Fronterhouse For For Management
1.6 Elect Director David R. Goode For For Management
1.7 Elect Director Wayne R. Sanders For For Management
1.8 Elect Director Ruth J. Simmons For For Management
1.9 Elect Director Richard K. Templeton For For Management
1.10 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
TIME WARNER INC
Ticker: TWX Security ID: 887317105
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director Stephen F. Bollenbach For For Management
1.3 Elect Director Stephen M. Case For For Management
1.4 Elect Director Frank J. Caufield For For Management
1.5 Elect Director Robert C. Clark For For Management
1.6 Elect Director Miles R. Gilburne For For Management
1.7 Elect Director Carla A. Hills For For Management
1.8 Elect Director Reuben Mark For For Management
1.9 Elect Director Michael A. Miles For For Management
1.10 Elect Director Kenneth J. Novack For For Management
1.11 Elect Director Richard D. Parsons For For Management
1.12 Elect Director R. E. Turner For For Management
1.13 Elect Director Francis T. Vincent, Jr. For For Management
2 Ratify Auditors For For Management
3 Adopt China Principles Against Against Shareholder
4 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
TRANSOCEAN INC.
Ticker: RIG Security ID: G90078109
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Long For For Management
1.2 Elect Director Martin B. Mcnamara For For Management
1.3 Elect Director Robert M. Sprague For For Management
1.4 Elect Director J. Michael Talbert For For Management
2 APPROVAL OF THE AMENDMENT OF OUR For For Management
LONG-TERM INCENTIVE PLAN AS DESCRIBED IN
THE PROXY STATEMENT.
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TRAVELERS PROPERTY CASUALTY CORP.
Ticker: TVCR Security ID: 89420G109
Meeting Date: MAR 19, 2004 Meeting Type: Special
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
TRIBUNE CO.
Ticker: TRB Security ID: 896047107
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Chandler For For Management
1.2 Elect Director William A. Osborn For For Management
1.3 Elect Director Kathryn C. Turner For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: 902124106
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis C. Blair For For Management
1.2 Elect Director Edward D. Breen For For Management
1.3 Elect Director George W. Buckley For For Management
1.4 Elect Director Brian Duperreault For For Management
1.5 Elect Director Bruce S. Gordon For For Management
1.6 Elect Director John A. Krol For For Management
1.7 Elect Director Mackey J. Mcdonald For For Management
1.8 Elect Director H. Carl Mccall For For Management
1.9 Elect Director Brendan R. O'Neill For For Management
1.10 Elect Director Sandra S. Wijnberg For For Management
1.11 Elect Director Jerome B. York For For Management
2 Ratify Auditors For For Management
3 ADOPTION OF THE AMENDED AND RESTATED For For Management
BYE-LAWS.
4 APPROVAL OF TYCO 2004 STOCK AND INCENTIVE For For Management
PLAN.
5 SHAREHOLDER PROPOSAL REGARDING For For Shareholder
ENVIRONMENTAL REPORTING.
6 SHAREHOLDER PROPOSAL TO CHANGE TYCO S Against Against Shareholder
JURISDICTION OF INCORPORATION FROM
BERMUDA TO A U.S. STATE.
7 SHAREHOLDER PROPOSAL ON COMMON SENSE Against Against Shareholder
EXECUTIVE COMPENSATION.
- --------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victoria Buyniski For For Management
Gluckman
1.2 Elect Director Arthur D. Collins, Jr. For For Management
1.3 Elect Director Jerry W. Levin For For Management
1.4 Elect Director Thomas E. Petry For For Management
1.5 Elect Director Richard G. Reiten For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Submit Executive Compensation to Vote Against Against Shareholder
5 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
- --------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORP.
Ticker: UTX Security ID: 913017109
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Betsy J. Bernard For For Management
1.2 Elect Director George David For For Management
1.3 Elect Director Jean-Pierre Garnier For For Management
1.4 Elect Director Jamie S. Gorelick For For Management
1.5 Elect Director Charles R. Lee For For Management
1.6 Elect Director Richard D. McCormick For For Management
1.7 Elect Director Harold McGraw III For For Management
1.8 Elect Director Frank P. Popoff For For Management
1.9 Elect Director H. Patrick Swygert For For Management
1.10 Elect Director Andre Villeneuve For For Management
1.11 Elect Director H. A. Wagner For For Management
1.12 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Disclosure of Executive Compensation Against Against Shareholder
4 Develop Ethical Criteria for Military Against Against Shareholder
Contracts
5 Performance-Based/Indexed Options Against Against Shareholder
6 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
VERIZON COMMUNICATIONS
Ticker: VZ Security ID: 92343V104
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Barker For For Management
1.2 Elect Director Richard L. Carrion For For Management
1.3 Elect Director Robert W. Lane For For Management
1.4 Elect Director Sandra O. Moose For For Management
1.5 Elect Director Joseph Neubauer For For Management
1.6 Elect Director Thomas H. O'Brien For For Management
1.7 Elect Director Hugh B. Price For For Management
1.8 Elect Director Ivan G. Seidenberg For For Management
1.9 Elect Director Walter V. Shipley For For Management
1.10 Elect Director John R. Stafford For For Management
1.11 Elect Director Robert D. Storey For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against Against Shareholder
4 Require Majority of Independent Directors Against Against Shareholder
on Board
5 Separate Chairman and CEO Positions Against Against Shareholder
6 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
7 Submit Executive Compensation to Vote Against Against Shareholder
8 Prohibit Awards to Executives Against Against Shareholder
9 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
10 Report on Political Against Against Shareholder
Contributions/Activities
11 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
WACHOVIA CORP.
Ticker: WB Security ID: 929903102
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James S. Balloun For For Management
1.2 Elect Director John T. Casteen, III For For Management
1.3 Elect Director Joseph Neubauer For For Management
1.4 Elect Director Lanty L. Smith For For Management
1.5 Elect Director Dona Davis Young For For Management
2 Ratify Auditors For For Management
3 Require Two Candidates for Each Board Against Against Shareholder
Seat
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
WALT DISNEY COMPANY, THE
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 3, 2004 Meeting Type: Annual
Record Date: JAN 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Bryson For For Management
1.2 Elect Director John S. Chen For For Management
1.3 Elect Director Michael D. Eisner For Withhold Management
1.4 Elect Director Judith L. Estrin For For Management
1.5 Elect Director Robert A. Iger For For Management
1.6 Elect Director Aylwin B. Lewis For For Management
1.7 Elect Director Monica C. Lozano For For Management
1.8 Elect Director Robert W. Matschullat For For Management
1.9 Elect Director George J. Mitchell For For Management
1.10 Elect Director Leo J. O'Donovan, S.J. For For Management
1.11 Elect Director Gary L. Wilson For For Management
2 Ratify Auditors For For Management
3 China Principles Against Against Shareholder
4 Report on Supplier Labor Standards in Against Against Shareholder
China
5 Report on Amusement Park Safety Against Against Shareholder
- --------------------------------------------------------------------------------
WASHINGTON MUTUAL, INC
Ticker: WM Security ID: 939322103
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne V. Farrell For For Management
1.2 Elect Director Stephen E. Frank For For Management
1.3 Elect Director Margaret Osmer Mcquade For For Management
1.4 Elect Director William D. Schulte For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
WEATHERFORD INTL LTD
Ticker: WFT Security ID: G95089101
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip Burguieres For For Management
1.2 Elect Director Nicholas F. Brady For For Management
1.3 Elect Director David J. Butters For For Management
1.4 Elect Director Bernard J. Duroc-Danner For For Management
1.5 Elect Director Sheldon B. Lubar For For Management
1.6 Elect Director William E. Macaulay For For Management
1.7 Elect Director Robert B. Millard For For Management
1.8 Elect Director Robert K. Moses, Jr. For For Management
1.9 Elect Director Robert A. Rayne For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WELLPOINT HEALTH NETWORKS INC.
Ticker: WLP Security ID: 94973H108
Meeting Date: JUN 28, 2004 Meeting Type: Special
Record Date: MAY 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.A. Blanchard III For For Management
1.2 Elect Director Susan E. Engel For For Management
1.3 Elect Director Enrique Hernandez, Jr. For For Management
1.4 Elect Director Robert L. Joss For For Management
1.5 Elect Director Reatha Clark King For For Management
1.6 Elect Director Richard M. Kovacevich For For Management
1.7 Elect Director Richard D. McCormick For For Management
1.8 Elect Director Cynthia H. Milligan For For Management
1.9 Elect Director Philip J. Quigley For For Management
1.10 Elect Director Donald B. Rice For Withhold Management
1.11 Elect Director Judith M. Runstad For Withhold Management
1.12 Elect Director Stephen W. Sanger For For Management
1.13 Elect Director Susan G. Swenson For For Management
1.14 Elect Director Michael W. Wright For Withhold Management
2 Approve Retirement Plan For For Management
3 Ratify Auditors For For Management
4 Expense Stock Options Against For Shareholder
5 Limit Executive Compensation Against Against Shareholder
6 Link Executive Compensation to Social Against Against Shareholder
Issues
7 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
WEYERHAEUSER CO.
Ticker: WY Security ID: 962166104
Meeting Date: APR 13, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven R. Rogel For For Management
1.2 Elect Director William D. Ruckelshaus For For Management
1.3 Elect Director Richard H. Sinkfield For For Management
1.4 Elect Director James N. Sullivan For For Management
2 Approve Omnibus Stock Plan For For Management
3 Declassify the Board of Directors Against For Management
4 Expense Stock Options Against For Shareholder
5 Implement Restricted Share Executive Against Against Shareholder
Compensation Plan
6 Report on Greenhouse Gas Emissions Against Against Shareholder
7 Develop Policy Regarding Old Growth Against Against Shareholder
Forests
8 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WYETH
Ticker: WYE Security ID: 983024100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clifford L. Alexander, For For Management
Jr.
1.2 Elect Director Frank A. Bennack, Jr. For For Management
1.3 Elect Director Richard L. Carrion For For Management
1.4 Elect Director Robert Essner For For Management
1.5 Elect Director John D. Feerick For For Management
1.6 Elect Director Robert Langer For For Management
1.7 Elect Director John P. Mascotte For For Management
1.8 Elect Director Mary Lake Polan For For Management
1.9 Elect Director Ivan G. Seidenberg For For Management
1.10 Elect Director Walter V. Shipley For For Management
1.11 Elect Director John R. Torell III For For Management
2 Ratify Auditors For For Management
3 Report on Drug Pricing Against Against Shareholder
4 Amend Animal Testing Policy Against Against Shareholder
==================== AXP QUANTITATIVE LARGE CAP EQUITY FUND ====================
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne S. Austin For For Management
1.2 Elect Director H.Laurance Fuller For For Management
1.3 Elect Director Richard A. Gonzalez For For Management
1.4 Elect Director Jack M. Greenberg For For Management
1.5 Elect Director Jeffrey M. Leiden For For Management
1.6 Elect Director David A. Lord Owen For For Management
1.7 Elect Director Boone Powell Jr. For For Management
1.8 Elect Director Addison Barry Rand For For Management
1.9 Elect Director W.Ann Reynolds For For Management
1.10 Elect Director Roy S. Roberts For For Management
1.11 Elect Director William D. Smithburg For For Management
1.12 Elect Director John R. Walter For For Management
1.13 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Drug Pricing Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Prohibit Awards to Executives Against Against Shareholder
6 Report on Operational Imact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
ADC TELECOMMUNICATIONS, INC.
Ticker: ADCT Security ID: 000886101
Meeting Date: MAR 2, 2004 Meeting Type: Annual
Record Date: JAN 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Annunziata For For Management
1.2 Elect Director John J. Boyle III For For Management
1.3 Elect Director Larry W. Wangberg For For Management
1.4 Elect Director Robert E. Switz For For Management
2 Amend Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ADOBE SYSTEMS INC.
Ticker: ADBE Security ID: 00724F101
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Cannon For For Management
1.2 Elect Director Bruce R. Chizen For For Management
1.3 Elect Director James E. Daley For For Management
1.4 Elect Director Charles M. Geschke For For Management
1.5 Elect Director Delbert W. Yocam For For Management
2 Amend Omnibus Stock Plan For For Management
3 Expense Stock Options Against For Shareholder
4 Adopt a Plocy that will Committ Against Against Shareholder
Executives to Hold a Significant
Percentage of their Shares
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC.
Ticker: AMD Security ID: 007903107
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. J. Sanders III For For Management
1.2 Elect Director Hector de J. Ruiz For For Management
1.3 Elect Director W. Michael Barnes For For Management
1.4 Elect Director Charles M. Blalack For For Management
1.5 Elect Director R. Gene Brown For For Management
1.6 Elect Director Bruce Claflin For For Management
1.7 Elect Director H. Paulett Eberhart For For Management
1.8 Elect Director Robert B. Palmer For For Management
1.9 Elect Director Leonard M. Silverman For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
AETNA INC.
Ticker: AET Security ID: 00817Y108
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Betsy Z. Cohen For For Management
1.2 Elect Director Barbara Hackman Franklin For For Management
1.3 Elect Director Jeffrey E. Garten For For Management
1.4 Elect Director Earl G. Graves For For Management
1.5 Elect Director Gerald Greenwald For For Management
1.6 Elect Director Ellen M. Hancock For For Management
1.7 Elect Director Michael H. Jordan For For Management
1.8 Elect Director Jack D. Kuehler For For Management
1.9 Elect Director Edward J. Ludwig For For Management
1.10 Elect Director Joseph P. Newhouse For For Management
1.11 Elect Director Judith Rodin For For Management
1.12 Elect Director John W. Rowe, M.D. For For Management
1.13 Elect Director Ronald A. Williams For For Management
1.14 Elect Director R. David Yost For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against Against Shareholder
4 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
AGILENT TECHNOLOGIES INC.
Ticker: A Security ID: 00846U101
Meeting Date: MAR 2, 2004 Meeting Type: Annual
Record Date: JAN 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James G. Cullen For For Management
1.2 Elect Director Robert L. Joss For For Management
1.3 Elect Director Walter B. Hewlett For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ALBERTSON'S INC.
Ticker: ABS Security ID: 013104104
Meeting Date: JUN 10, 2004 Meeting Type: Annual
Record Date: APR 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela G. Bailey For For Management
1.2 Elect Director Teresa Beck For Withhold Management
1.3 Elect Director Beth M. Pritchard For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Require a Majority Vote for the Election Against Against Shareholder
of Directors
5 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
6 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
7 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
ALCOA INC.
Ticker: AA Security ID: 013817101
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: FEB 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J.P. Belda For For Management
1.2 Elect Director Carlos Ghosn For For Management
1.3 Elect Director Henry B. Schacht For For Management
1.4 Elect Director Franklin A. Thomas For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Report on Pay Disparity Against Against Shareholder
4 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
ALLSTATE CORP., THE
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director F. Duane Ackerman For For Management
1.2 Elect Director James G. Andress For For Management
1.3 Elect Director Edward A. Brennan For For Management
1.4 Elect Director W. James Farrell For For Management
1.5 Elect Director Jack M. Greenberg For For Management
1.6 Elect Director Ronald T. LeMay For For Management
1.7 Elect Director Edward M. Liddy For For Management
1.8 Elect Director J. Christopher Reyes For For Management
1.9 Elect Director H. John Riley, Jr. For For Management
1.10 Elect Director Joshua I. Smith For For Management
1.11 Elect Director Judith A. Sprieser For For Management
1.12 Elect Director Mary Alice Taylor For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Provide for Cumulative Voting Against Against Shareholder
- --------------------------------------------------------------------------------
ALTERA CORP.
Ticker: ALTR Security ID: 021441100
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Daane For For Management
1.2 Elect Director Robert W. Reed For For Management
1.3 Elect Director Charles M. Clough For For Management
1.4 Elect Director Robert J. Finocchio Jr For For Management
1.5 Elect Director Kevin Mcgarity For For Management
1.6 Elect Director Paul Newhagen For For Management
1.7 Elect Director William E. Terry For For Management
1.8 Elect Director Susan Wang For For Management
2 Amend Stock Option Plan For Against Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
5 Approve Option Expensing Against For Shareholder
- --------------------------------------------------------------------------------
ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth E. Bailey For For Management
1.2 Elect Director Mathis Cabiallavetta For For Management
1.3 Elect Director Louis C. Camilleri For For Management
1.4 Elect Director J. Dudley Fishburn For For Management
1.5 Elect Director Robert E. R. Huntley For For Management
1.6 Elect Director Thomas W. Jones For For Management
1.7 Elect Director Lucio A. Noto For For Management
1.8 Elect Director John S. Reed For For Management
1.9 Elect Director Carlos Slim Helu For For Management
1.10 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 Report on Product Warnings for Pregnant Against Against Shareholder
Women
4 Report on Health Risks Associated with Against Against Shareholder
Cigarette Filters
5 Political Contributions/Activities Against Against Shareholder
6 Cease Use of Light and Ultra Light in Against Against Shareholder
Cigarette Marketing
7 Place Canadian Style Warnings on Against Against Shareholder
Cigarette Packaging
8 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
AMERADA HESS CORP.
Ticker: AHC Security ID: 023551104
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas F. Brady For For Management
1.2 Elect Director J. Barclay Collins II For For Management
1.3 Elect Director Thomas H. Kean For For Management
1.4 Elect Director Frank A. Olson For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Establish Other Board Committee Against For Shareholder
- --------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER CO.
Ticker: AEP Security ID: 025537101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. R. Brooks For For Management
1.2 Elect Director Donald M. Carlton For For Management
1.3 Elect Director John P. DesBarres For For Management
1.4 Elect Director Robert W. Fri For For Management
1.5 Elect Director William R. Howell For For Management
1.6 Elect Director Lester A. Hudson, Jr. For For Management
1.7 Elect Director Leonard J. Kujawa For For Management
1.8 Elect Director Michael G. Morris For For Management
1.9 Elect Director Richard L. Sandor For For Management
1.10 Elect Director Donald G. Smith For For Management
1.11 Elect Director Kathryn D. Sullivan For For Management
2 Ratify Auditors For For Management
3 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
4 Submit Executive Pension Benefit to Vote Against Against Shareholder
5 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
6 Establish Term Limits for Directors Against Against Shareholder
- --------------------------------------------------------------------------------
AMGEN, INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Biondi, Jr. For For Management
1.2 Elect Director Jerry D. Choate For Withhold Management
1.3 Elect Director Frank C. Herringer For For Management
1.4 Elect Director Gilbert S. Omenn For For Management
2 Ratify Auditors For For Management
3 Prepare Glass Ceiling Report Against Against Shareholder
4 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
ANADARKO PETROLEUM CORP.
Ticker: APC Security ID: 032511107
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Barcus For For Management
1.2 Elect Director James L. Bryan For For Management
1.3 Elect Director James T. Hackett For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Report on Greenhouse Gas Emissions Against Against Shareholder
- --------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: MAR 9, 2004 Meeting Type: Annual
Record Date: JAN 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerald G. Fishman For For Management
1.2 Elect Director F. Grant Saviers For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AON CORP.
Ticker: AOC Security ID: 037389103
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick G. Ryan For For Management
1.2 Elect Director Edgar D. Jannotta For Withhold Management
1.3 Elect Director Jan Kalff For For Management
1.4 Elect Director Lester B. Knight For For Management
1.5 Elect Director J. Michael Losh For For Management
1.6 Elect Director R. Eden Martin For For Management
1.7 Elect Director Andrew J. McKenna For For Management
1.8 Elect Director Robert S. Morrison For For Management
1.9 Elect Director Richard C. Notebaert For For Management
1.10 Elect Director Michael D. O'Halleran For For Management
1.11 Elect Director John W. Rogers, Jr. For For Management
1.12 Elect Director Gloria Santona For For Management
1.13 Elect Director Carolyn Y. Woo For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
APACHE CORP.
Ticker: APA Security ID: 037411105
Meeting Date: DEC 18, 2003 Meeting Type: Special
Record Date: OCT 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 24, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael H. Armacost For For Management
1.2 Elect Director Deborah A. Coleman For For Management
1.3 Elect Director Herbert M. Dwight, Jr. For For Management
1.4 Elect Director Philip V. Gerdine For For Management
1.5 Elect Director Paul R. Low For For Management
1.6 Elect Director Dan Maydan For For Management
1.7 Elect Director Steven L. Miller For For Management
1.8 Elect Director James C. Morgan For For Management
1.9 Elect Director Gerhard H. Parker For For Management
1.10 Elect Director Michael R. Splinter For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
ASHLAND INC.
Ticker: ASH Security ID: 044204105
Meeting Date: JAN 29, 2004 Meeting Type: Annual
Record Date: NOV 24, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ernest H. Drew For For Management
1.2 Elect Director Mannie L. Jackson For For Management
1.3 Elect Director Theodore M. Solso For For Management
1.4 Elect Director Michael J. Ward For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AT&T CORP.
Ticker: T Security ID: 001957505
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Directors William F. Aldinger For For Management
1.2 Elect Directors Kenneth T. Derr For For Management
1.3 Elect Directors David W. Dorman For For Management
1.4 Elect Directors M. Kathryn Eickhoff For For Management
1.5 Elect Directors Herbet L. Henkel For For Management
1.6 Elect Directors Frank C. Herringer For For Management
1.7 Elect Directors Shirley Ann Jackson For For Management
1.8 Elect Directors Jon C. Madonna For For Management
1.9 Elect Directors Donald F. McHenry For For Management
1.10 Elect Directors Tony L. White For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Establish Term Limits for Directors Against Against Shareholder
5 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
6 Separate Chairman and CEO Positions Against Against Shareholder
7 Report on Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
AT&T WIRELESS SERVICES, INC.
Ticker: AWE Security ID: 00209A106
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director Nobuharu Ono For For Management
2.2 Elect Director Carolyn M. Ticknor For For Management
2.3 Elect Director John D. Zeglis For For Management
3 Ratify Auditors For For Management
4 Limit Executive Compensation Against Against Shareholder
5 Prohibit Awards to Executives Against Against Shareholder
6 Require Affirmative Vote of a Majority of Against Against Shareholder
the Shares to Elect Directors
- --------------------------------------------------------------------------------
AVAYA INC
Ticker: AV Security ID: 053499109
Meeting Date: FEB 26, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph P. Landy For For Management
1.2 Elect Director Mark Leslie For For Management
1.3 Elect Director Donald K. Peterson For For Management
1.4 Elect Director Anthony P. Terracciano For For Management
2 Approve Omnibus Stock Plan For For Management
3 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: MAR 17, 2004 Meeting Type: Special
Record Date: JAN 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Amend Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Barnet, III For For Management
1.2 Elect Director Charles W. Coker For For Management
1.3 Elect Director John T. Collins For For Management
1.4 Elect Director Gary L. Countryman For For Management
1.5 Elect Director Paul Fulton For For Management
1.6 Elect Director Charles K. Gifford For For Management
1.7 Elect Director Donald E. Guinn For For Management
1.8 Elect Director James H. Hance, Jr. For For Management
1.9 Elect Director Kenneth D. Lewis For For Management
1.10 Elect Director Walter E. Massey For For Management
1.11 Elect Director Thomas J. May For For Management
1.12 Elect Director C. Steven McMillan For For Management
1.13 Elect Director Eugene M. McQuade For For Management
1.14 Elect Director Patricia E. Mitchell For For Management
1.15 Elect Director Edward L. Romero For For Management
1.16 Elect Director Thomas M. Ryan For For Management
1.17 Elect Director O. Temple Sloan, Jr. For For Management
1.18 Elect Director Meredith R. Spangler For For Management
1.19 Elect Director Jackie M. Ward For For Management
2 Ratify Auditors For For Management
3 Change Date of Annual Meeting Against Against Shareholder
4 Adopt Nomination Procedures for the Board Against Against Shareholder
5 Charitable Contributions Against Against Shareholder
6 Establish Independent Committee to Review Against Against Shareholder
Mutual Fund Policy
7 Adopt Standards Regarding Privacy and Against Against Shareholder
Information Security
- --------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Forsyth For For Management
1.2 Elect Director Gail D. Fosler For For Management
1.3 Elect Director Carole J. Uhrich For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against Against Shareholder
- --------------------------------------------------------------------------------
BEAR STEARNS COMPANIES INC., THE
Ticker: BSC Security ID: 073902108
Meeting Date: MAR 31, 2004 Meeting Type: Annual
Record Date: FEB 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Cayne For For Management
1.2 Elect Director Carl D. Glickman For For Management
1.3 Elect Director Alan C. Greenberg For For Management
1.4 Elect Director Donald J. Harrington For For Management
1.5 Elect Director William L. Mack For For Management
1.6 Elect Director Frank T. Nickell For For Management
1.7 Elect Director Paul A. Novelly For For Management
1.8 Elect Director Frederic V. Salerno For For Management
1.9 Elect Director Alan D. Schwartz For For Management
1.10 Elect Director Warren J. Spector For For Management
1.11 Elect Director Vincent Tese For For Management
2 Amend the Capital Accumulation Plan for For For Management
Senior Managing Directors
3 Amend Stock Option Plan For Against Management
4 Approve Restricted Stock Plan For Against Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BELLSOUTH CORP.
Ticker: BLS Security ID: 079860102
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Blanchard For For Management
1.2 Elect Director Armando M. Codina For For Management
1.3 Elect Director Leo F. Mullin For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Limit Executive Compensation Against Against Shareholder
6 Limit Executive Compensation Against Against Shareholder
7 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
BEST BUY CO., INC.
Ticker: BBY Security ID: 086516101
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradbury H. Anderson For For Management
1.2 Elect Director K.J. Higgins Victor For For Management
1.3 Elect Director Allen U. Lenzmeier For For Management
1.4 Elect Director Frank D. Trestman For For Management
1.5 Elect Director James C. Wetherbe For For Management
1.6 Elect Director Ronald James For For Management
1.7 Elect Director Matthew H. Paull For For Management
1.8 Elect Director Mary A. Tolan For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
BIOMET, INC.
Ticker: BMET Security ID: 090613100
Meeting Date: SEP 27, 2003 Meeting Type: Annual
Record Date: AUG 7, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry L. Ferguson For For Management
1.2 Elect Director Daniel P. Hann For For Management
1.3 Elect Director Thomas F. Kearns, Jr. For For Management
1.4 Elect Director Dane A. Miller, Ph.D. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BLACK & DECKER CORP., THE
Ticker: BDK Security ID: 091797100
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nolan D. Archibald For For Management
1.2 Elect Director Norman R. Augustine For For Management
1.3 Elect Director Barbara L. Bowles For For Management
1.4 Elect Director M. Anthony Burns For For Management
1.5 Elect Director Kim B. Clark For For Management
1.6 Elect Director Manuel A. Fernandez For For Management
1.7 Elect Director Benjamin H. Griswold, IV For For Management
1.8 Elect Director Anthony Luiso For For Management
2 Ratify Auditors For For Management
3 Approve Restricted Stock Plan For Against Management
4 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
BMC SOFTWARE, INC.
Ticker: BMC Security ID: 055921100
Meeting Date: AUG 21, 2003 Meeting Type: Annual
Record Date: JUL 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director B. Garland Cupp For For Management
1.2 Elect Director Robert E. Beauchamp For For Management
1.3 Elect Director Jon E. Barfield For For Management
1.4 Elect Director John W. Barter For For Management
1.5 Elect Director Meldon K. Gafner For For Management
1.6 Elect Director L.W. Gray For For Management
1.7 Elect Director Kathleen A. O'Neil For For Management
1.8 Elect Director George F. Raymond For For Management
1.9 Elect Director Tom C. Tinsley For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BOEING CO., THE
Ticker: BA Security ID: 097023105
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John H. Biggs For For Management
1.2 Elect Director John E. Bryson For For Management
1.3 Elect Director Linda Z. Cook For For Management
1.4 Elect Director Rozanne L. Ridgway For For Management
2 Reduce Supermajority Vote Requirement For For Management
3 Ratify Auditors For For Management
4 Develop Ethical Criteria for Military Against Against Shareholder
Contracts
5 Adopt Amended Workplace Code of Conduct Against Against Shareholder
6 Declassify the Board of Directors Against For Shareholder
7 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
8 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
9 Adopt a Policy that will Commit Executive Against Against Shareholder
& Directors to Hold at least 75% of their
Shares
10 Provide Employees Choice of Pension Plans Against Against Shareholder
at Retirement or Termination
- --------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORP.
Ticker: BSX Security ID: 101137107
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ursula M. Burns For For Management
1.2 Elect Director Marye Anne Fox For For Management
1.3 Elect Director N.J. Nicholas, Jr. For For Management
1.4 Elect Director John E. Pepper For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORP.
Ticker: BSX Security ID: 101137107
Meeting Date: OCT 6, 2003 Meeting Type: Special
Record Date: AUG 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB CO.
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter R. Dolan For For Management
1.2 Elect Director Louis V. Gerstner, Jr. For For Management
1.3 Elect Director Leif Johansson For For Management
2 Ratify Auditors For For Management
3 Report on Political Against Against Shareholder
Contributions/Activities
4 Cease Political Contributions/Activities Against Against Shareholder
5 Separate Chairman and CEO Positions Against Against Shareholder
6 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
7 Require Affirmative Vote of a Majority of Against Against Shareholder
the Shares to Elect Directors
- --------------------------------------------------------------------------------
BROADCOM CORP.
Ticker: BRCM Security ID: 111320107
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George L. Farinsky For For Management
1.2 Elect Director John Major For For Management
1.3 Elect Director Alan E. Ross For For Management
1.4 Elect Director Henry Samueli, Ph.D. For For Management
1.5 Elect Director Robert E. Switz For For Management
1.6 Elect Director Werner F. Wolfen For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BURLINGTON RESOURCES INC.
Ticker: BR Security ID: 122014103
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara T. Alexander For For Management
1.2 Elect Director Reuben V. Anderson For For Management
1.3 Elect Director Laird I. Grant For For Management
1.4 Elect Director Robert J. Harding For For Management
1.5 Elect Director John T. LaMacchia For For Management
1.6 Elect Director Randy L. Limbacher For For Management
1.7 Elect Director James F. McDonald For For Management
1.8 Elect Director Kenneth W. Orce For Withhold Management
1.9 Elect Director Donald M. Roberts For For Management
1.10 Elect Director James A. Runde For For Management
1.11 Elect Director John F. Schwarz For For Management
1.12 Elect Director Walter Scott, Jr. For Withhold Management
1.13 Elect Director Bobby S. Shackouls For For Management
1.14 Elect Director Steven J. Shapiro For For Management
1.15 Elect Director William E. Wade, Jr. For For Management
2 Approve Increase in Common Stock and a For For Management
Stock Split
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORP.
Ticker: COF Security ID: 14040H105
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: FEB 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Ronald Dietz For For Management
1.2 Elect Director Lewis Hay, III For For Management
1.3 Elect Director Mayo A. Shattuck, III For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 5, 2003 Meeting Type: Annual
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dave Bing For For Management
1.2 Elect Director John F. Finn For For Management
1.3 Elect Director John F. Havens For For Management
1.4 Elect Director David W. Raisbeck For For Management
1.5 Elect Director Robert D. Walter For For Management
- --------------------------------------------------------------------------------
CENDANT CORPORATION
Ticker: CD Security ID: 151313103
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director The Right Honourable For For Management
Brian Mulroney
1.2 Elect Director Ronald L. Nelson For For Management
1.3 Elect Director Robert W. Pittman For For Management
1.4 Elect Director Myra J. Biblowit For For Management
1.5 Elect Director Sheli Z. Rosenberg For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
4 Separate Chairman and CEO Positions Against Against Shareholder
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
CENTERPOINT ENERGY INC
Ticker: CNP Security ID: 15189T107
Meeting Date: JUN 3, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert T. O'Connell For For Management
1.2 Elect Director Milton Carroll For For Management
1.3 Elect Director John T. Cater For For Management
1.4 Elect Director Michael E. Shannon For For Management
2 Ratify Auditors For For Management
3 Limit Awards to Executives Against Against Shareholder
4 Declassify the Board of Directors Against For Shareholder
5 Other Business For For Management
- --------------------------------------------------------------------------------
CENTEX CORP.
Ticker: CTX Security ID: 152312104
Meeting Date: FEB 25, 2004 Meeting Type: Special
Record Date: JAN 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Approve Merger Agreement For For Management
3 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
CENTEX CORP.
Ticker: CTX Security ID: 152312104
Meeting Date: JUL 17, 2003 Meeting Type: Annual
Record Date: MAY 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dan W. Cook III For For Management
1.2 Elect Director Thomas J. Falk For For Management
1.3 Elect Director Laurence E. Hirsch For For Management
1.4 Elect Director Thomas M. Schoewe For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CHARLES SCHWAB CORP., THE
Ticker: SCH Security ID: 808513105
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald G. Fisher For For Management
1.2 Elect Director Paula A. Sneed For For Management
1.3 Elect Director David B. Yoffie For For Management
2 Approve Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
CHARTER ONE FINANCIAL, INC.
Ticker: CF Security ID: 160903100
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick J. Agnew For For Management
1.2 Elect Director Denise Marie Fugo For For Management
1.3 Elect Director Charles John Koch For For Management
1.4 Elect Director Ronald F. Poe For For Management
1.5 Elect Director Jerome L. Schostak For For Management
1.6 Elect Director Mark Shaevsky For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CIGNA CORP.
Ticker: CI Security ID: 125509109
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Campbell For For Management
1.2 Elect Director Jane E. Henney, M.D. For For Management
1.3 Elect Director Charles R. Shoemate For For Management
1.4 Elect Director Louis W. Sullivan, M.D. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CITRIX SYSTEMS, INC.
Ticker: CTXS Security ID: 177376100
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark B. Templeton For For Management
1.2 Elect Director Kevin R. Compton For For Management
1.3 Elect Director Stephen M. Dow For For Management
2 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
COMCAST CORP.
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. Decker Anstrom For For Management
1.2 Elect Director C. Michael Armstrong For For Management
1.3 Elect Director Kenneth J. Bacon For For Management
1.4 Elect Director Sheldon M. Bonovitz For For Management
1.5 Elect Director Julian A. Brodsky For For Management
1.6 Elect Director Joseph L. Castle, II For For Management
1.7 Elect Director J. Michael Cook For For Management
1.8 Elect Director Brian L. Roberts For For Management
1.9 Elect Director Ralph J. Roberts For For Management
1.10 Elect Director Dr. Judith Rodin For For Management
1.11 Elect Director Michael I. Sovern For For Management
2 Ratify Auditors For For Management
3 Amend Restricted Stock Plan For For Management
4 Amend Articles/Bylaws/Charter-Non-Routine For For Management
5 Require Two-Thirds Majority of Against For Shareholder
Independent Directors on Board
6 Political Contributions/Activities Against Against Shareholder
7 Nominate Two Directors for every open Against Against Shareholder
Directorships
8 Limit Executive Compensation Against Against Shareholder
9 Adopt a Recapitalization Plan Against For Shareholder
- --------------------------------------------------------------------------------
COMVERSE TECHNOLOGY, INC.
Ticker: CMVT Security ID: 205862402
Meeting Date: DEC 16, 2003 Meeting Type: Annual
Record Date: OCT 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kobi Alexander For For Management
1.2 Elect Director Raz Alon For For Management
1.3 Elect Director Itsik Danziger For For Management
1.4 Elect Director John H. Friedman For For Management
1.5 Elect Director Ron Hiram For For Management
1.6 Elect Director Sam Oolie For For Management
1.7 Elect Director William F. Sorin For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COMVERSE TECHNOLOGY, INC.
Ticker: CMVT Security ID: 205862402
Meeting Date: JUN 15, 2004 Meeting Type: Annual
Record Date: APR 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kobi Alexander For For Management
1.2 Elect Director Raz Alon For For Management
1.3 Elect Director Itsik Danziger For For Management
1.4 Elect Director John H. Friedman For For Management
1.5 Elect Director Ron Hiram For For Management
1.6 Elect Director Sam Oolie For For Management
1.7 Elect Director William F. Sorin For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Boren For For Management
1.2 Elect Director James E. Copeland, Jr. For For Management
1.3 Elect Director Kenneth M. Duberstein For For Management
1.4 Elect Director Ruth R. Harkin For For Management
1.5 Elect Director William R. Rhodes For For Management
1.6 Elect Director J. Stapleton Roy For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
5 Limit Executive Compensation Against Against Shareholder
6 Report on Drilling in the Arctic National Against Against Shareholder
Wildlife Refuge
- --------------------------------------------------------------------------------
CONVERGYS CORP.
Ticker: CVG Security ID: 212485106
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zoe Baird For For Management
1.2 Elect Director Roger L. Howe For For Management
1.3 Elect Director Philip A. Odeen For For Management
1.4 Elect Director James M. Zimmerman For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COUNTRYWIDE FINANCIAL CORP.
Ticker: CFC Security ID: 222372104
Meeting Date: JAN 9, 2004 Meeting Type: Special
Record Date: NOV 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
COUNTRYWIDE FINANCIAL CORP.
Ticker: CFC Security ID: 222372104
Meeting Date: JUN 16, 2004 Meeting Type: Annual
Record Date: APR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry G. Cisneros For For Management
1.2 Elect Director Robert J. Donato For For Management
1.3 Elect Director Michael E. Dougherty For For Management
1.4 Elect Director Martin R. Melone For For Management
1.5 Elect Director Harley W. Snyder For For Management
2 Amend Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
CVS CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Don Cornwell For For Management
1.2 Elect Director Thomas P. Gerrity For For Management
1.3 Elect Director Stanley P. Goldstein For For Management
1.4 Elect Director Marian L. Heard For For Management
1.5 Elect Director William H. Joyce For For Management
1.6 Elect Director Terry R. Lautenbach For For Management
1.7 Elect Director Terrence Murray For For Management
1.8 Elect Director Sheli Z. Rosenberg For For Management
1.9 Elect Director Thomas M. Ryan For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
DANA CORP.
Ticker: DCN Security ID: 235811106
Meeting Date: APR 19, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Benjamin F. Bailar For For Management
1.2 Elect Director A. Charles Baillie For For Management
1.3 Elect Director David E. Berges For For Management
1.4 Elect Director Michael J. Burns For For Management
1.5 Elect Director Edmund M. Carpenter For For Management
1.6 Elect Director Samir G. Gibara For For Management
1.7 Elect Director Cheyl W. Grise For For Management
1.8 Elect Director Glen H. Hiner For For Management
1.9 Elect Director James P. Kelly For For Management
1.10 Elect Director Marilyn R. Marks For For Management
1.11 Elect Director Richard B. Priory For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Employee Stock Purchase Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DEERE & CO.
Ticker: DE Security ID: 244199105
Meeting Date: FEB 25, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. Lane For For Management
1.2 Elect Director Antonio Madero B. For For Management
1.3 Elect Director Aulana L. Peters For For Management
1.4 Elect Director John R. Walter For For Management
- --------------------------------------------------------------------------------
DELL INC.
Ticker: DELL Security ID: 247025109
Meeting Date: JUL 18, 2003 Meeting Type: Annual
Record Date: MAY 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Miles For For Management
1.2 Elect Director Alex J. Mandl For For Management
1.3 Elect Director Morton L. Topfer For For Management
2 Declassify the Board of Directors For For Management
3 Change Company Name For For Management
4 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
DELPHI CORP.
Ticker: DPH Security ID: 247126105
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Oscar de Paula Bernardes For For Management
Neto
1.2 Elect Director Dr. Bernd Gottschalk For For Management
1.3 Elect Director John D. Opie For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For Against Management
5 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
6 Declassify the Board of Directors Against For Shareholder
7 Amend Workplace Code of Conduct Against Against Shareholder
- --------------------------------------------------------------------------------
DEVON ENERGY CORP.
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 8, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas F. Ferguson For For Management
1.2 Elect Director Peter J. Fluor For For Management
1.3 Elect Director David M. Gavin For For Management
1.4 Elect Director Michael E. Gellert For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against Against Shareholder
of Directors
- --------------------------------------------------------------------------------
DOLLAR GENERAL CORP.
Ticker: DG Security ID: 256669102
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Bere For For Management
1.2 Elect Director Dennis C. Bottorff For For Management
1.3 Elect Director Barbara L. Bowles For For Management
1.4 Elect Director James L. Clayton For For Management
1.5 Elect Director Reginald D. Dickson For For Management
1.6 Elect Director E. Gordon Gee For For Management
1.7 Elect Director Barbara M. Knuckles For For Management
1.8 Elect Director David A. Perdue For For Management
1.9 Elect Director J. Neal Purcell For For Management
1.10 Elect Director James D. Robbins For For Management
1.11 Elect Director David M. Wilds For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DUKE ENERGY CORP.
Ticker: DUK Security ID: 264399106
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul M. Anderson For For Management
1.2 Elect Director Ann M. Gray For For Management
1.3 Elect Director Michael E.J. Phelps For Withhold Management
1.4 Elect Director James T. Rhodes For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
EASTMAN KODAK CO.
Ticker: EK Security ID: 277461109
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Hernandez For For Management
1.2 Elect Director Hector de J. Ruiz For For Management
1.3 Elect Director Laura D'Andrea Tyson For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Adopt Chemical Policy Against Against Shareholder
5 Prohibit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philippe Bourguignon For For Management
1.2 Elect Director Thomas J. Tierney For For Management
1.3 Elect Director Margaret C. Whitman For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Stock Option Plan For For Management
4 Increase Authorized Common Stock For For Management
5 Ratify Auditors For For Management
6 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
EDISON INTERNATIONAL
Ticker: EIX Security ID: 281020107
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Bryson For For Management
1.2 Elect Director France A. Cordova For For Management
1.3 Elect Director Bradford M. Freeman For For Management
1.4 Elect Director Bruce Karatz For For Management
1.5 Elect Director Luis G. Nogales For For Management
1.6 Elect Director Ronald L. Olson For For Management
1.7 Elect Director James M. Rosser For For Management
1.8 Elect Director Richard T. Schlosberg, For For Management
III
1.9 Elect Director Robert H. Smith For For Management
1.10 Elect Director Thomas C. Sutton For For Management
2 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
ELECTRONIC ARTS, INC.
Ticker: ERTS Security ID: 285512109
Meeting Date: JUL 31, 2003 Meeting Type: Annual
Record Date: JUN 4, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Richard Asher For For Management
1.2 Elect Director William J. Byron For For Management
1.3 Elect Director Leonard S. Coleman For For Management
1.4 Elect Director Gary M. Kusin For For Management
1.5 Elect Director Gregory B. Maffei For For Management
1.6 Elect Director Timothy Mott For For Management
1.7 Elect Director Lawrence F. Probst III For For Management
1.8 Elect Director Linda J. Srere For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ELECTRONIC DATA SYSTEMS CORP.
Ticker: EDS Security ID: 285661104
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger A. Enrico For For Management
1.2 Elect Director Ellen M. Hancock For For Management
1.3 Elect Director C. Robert Kidder For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
- --------------------------------------------------------------------------------
EXELON CORP.
Ticker: EXC Security ID: 30161N101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas DeBenedictis For For Management
1.2 Elect Director G. Fred Dibona, Jr. For For Management
1.3 Elect Director Sue L. Gin For For Management
1.4 Elect Director Edgar D. Jannotta For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
FANNIE MAE
Ticker: FNM Security ID: 313586109
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen B. Ashley For For Management
1.2 Elect Director Kenneth M. Duberstein For For Management
1.3 Elect Director Thomas P. Gerrity For For Management
1.4 Elect Director Timothy Howard For For Management
1.5 Elect Director Ann Korologos For For Management
1.6 Elect Director Frederic V. Malek For For Management
1.7 Elect Director Donald B. Marron For For Management
1.8 Elect Director Daniel H. Mudd For For Management
1.9 Elect Director Anne M. Mulcahy For For Management
1.10 Elect Director Joe K. Pickett For For Management
1.11 Elect Director Leslie Rahl For For Management
1.12 Elect Director Franklin D. Raines For For Management
1.13 Elect Director H. Patrick Swygert For For Management
2 Ratify Auditors For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Provide for Cumulative Voting Against Against Shareholder
- --------------------------------------------------------------------------------
FEDERATED DEPARTMENT STORES, INC.
Ticker: FD Security ID: 31410H101
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sara Levinson For For Management
1.2 Elect Director Joseph Neubauer For For Management
1.3 Elect Director Joseph A. Pichler For For Management
1.4 Elect Director Karl M. von der Heyden For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
FIRST HORIZON NATIONAL CORP
Ticker: FHN Security ID: 337162101
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Blattberg For For Management
1.2 Elect Director J. Kenneth Glass For For Management
1.3 Elect Director Michael D. Rose For For Management
1.4 Elect Director Luke Yancy III For Withhold Management
1.5 Elect Director Mary F. Sammons For For Management
2 Change Company Name For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FLEETBOSTON FINANCIAL CORP.
Ticker: FLT Security ID: 339030108
Meeting Date: MAR 17, 2004 Meeting Type: Special
Record Date: JAN 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
FOREST LABORATORIES, INC.
Ticker: FRX Security ID: 345838106
Meeting Date: AUG 11, 2003 Meeting Type: Annual
Record Date: JUN 20, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard Solomon For For Management
1.2 Elect Director William J. Candee, III For For Management
1.3 Elect Director George S. Cohan For For Management
1.4 Elect Director Dan L. Goldwasser For For Management
1.5 Elect Director Lester B. Salans, M.D. For For Management
1.6 Elect Director Kenneth E. Goodman For For Management
1.7 Elect Director Phillip M. Satow For Withhold Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FREDDIE MAC
Ticker: FRE Security ID: 313400301
Meeting Date: MAR 31, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joan E. Donoghue For For Management
1.2 Elect Director Michelle Engler For For Management
1.3 Elect Director Richard Karl Goeltz For For Management
1.4 Elect Director George D. Gould For For Management
1.5 Elect Director Henry Kaufman For For Management
1.6 Elect Director John B. Mccoy For For Management
1.7 Elect Director Shaun F. O'Malley For For Management
1.8 Elect Director Ronald F. Poe For For Management
1.9 Elect Director Stephen A. Ross For For Management
1.10 Elect Director Donald J. Schuenke For For Management
1.11 Elect Director Christina Seix For For Management
1.12 Elect Director Richard F. Syron For For Management
1.13 Elect Director William J. Turner For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Allison, Jr. For For Management
1.2 Elect Director R. Leigh Clifford For For Management
1.3 Elect Director James R. Moffett For For Management
1.4 Elect Director B. M. Rankin, Jr. For For Management
1.5 Elect Director J. Taylor Wharton For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Halt Payments to Indonesian Military Against Against Shareholder
- --------------------------------------------------------------------------------
GENERAL DYNAMICS CORP.
Ticker: GD Security ID: 369550108
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas D. Chabraja For For Management
1.2 Elect Director James S. Crown For For Management
1.3 Elect Director Lester Crown For For Management
1.4 Elect Director William P. Fricks For For Management
1.5 Elect Director Charles H. Goodman For For Management
1.6 Elect Director Jay L. Johnson For For Management
1.7 Elect Director George A. Joulwan For For Management
1.8 Elect Director Paul G. Kaminski For For Management
1.9 Elect Director John M. Keane For For Management
1.10 Elect Director Lester L. Lyles For For Management
1.11 Elect Director Carl E. Mundy, Jr. For For Management
1.12 Elect Director Robert Walmsley For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
4 Report on Foreign Military Sales Against Against Shareholder
- --------------------------------------------------------------------------------
GENERAL ELECTRIC CO.
Ticker: GE Security ID: 369604103
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James I. Cash, Jr. For For Management
1.2 Elect Director Dennis D. Dammerman For For Management
1.3 Elect Director Ann M. Fudge For For Management
1.4 Elect Director Claudio X. Gonzalez For For Management
1.5 Elect Director Jeffrey R. Immelt For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Alan G. Lafley For For Management
1.8 Elect Director Kenneth G. Langone For For Management
1.9 Elect Director Ralph S. Larsen For For Management
1.10 Elect Director Rochelle B. Lazarus For For Management
1.11 Elect Director Sam Nunn For For Management
1.12 Elect Director Roger S. Penske For For Management
1.13 Elect Director Robert J. Swieringa For For Management
1.14 Elect Director Douglas A. Warner III For For Management
1.15 Elect Director Robert C. Wright For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Provide for Cumulative Voting Against Against Shareholder
5 Eliminate Animal Testing Against Against Shareholder
6 Report on Nuclear Fuel Storage Risks Against Against Shareholder
7 Report on PCB Clean-up Against Against Shareholder
8 Report on Foreign Outsourcing Against Against Shareholder
9 Prepare Sustainability Report Against Against Shareholder
10 Limit Composition of Management Against Against Shareholder
Development and Compensation Committee to
Independent Directors
11 Report on Pay Disparity Against Against Shareholder
12 Limit Awards to Executives Against Against Shareholder
13 Limit Board Service for Other Companies Against Against Shareholder
14 Separate Chairman and CEO Positions Against Against Shareholder
15 Hire Advisor/Maximize Shareholder Value Against Against Shareholder
16 Adopt a Retention Ratio for Executives Against Against Shareholder
and Directors
17 Require 70% to 80% Independent Board Against Against Shareholder
18 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
GENERAL MILLS, INC.
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 22, 2003 Meeting Type: Annual
Record Date: JUL 24, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen R. Demeritt For For Management
1.2 Elect Director Livio D. DeSimone For For Management
1.3 Elect Director William T. Esrey For For Management
1.4 Elect Director Raymond V. Gilmartin For For Management
1.5 Elect Director Judith Richards Hope For For Management
1.6 Elect Director Robert L. Johnson For For Management
1.7 Elect Director John M. Keenan For For Management
1.8 Elect Director Heidi G. Miller For For Management
1.9 Elect Director Hilda Ochoa-Brillembourg For For Management
1.10 Elect Director Stephen W. Sanger For For Management
1.11 Elect Director A. Michael Spence For For Management
1.12 Elect Director Dorothy A. Terrell For For Management
1.13 Elect Director Raymond G. Viault For For Management
1.14 Elect Director Paul S. Walsh For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
GENERAL MOTORS CORP.
Ticker: GM Security ID: 370442105
Meeting Date: JUN 2, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Percy N. Barnevik For For Management
1.2 Elect Director John H. Bryan For For Management
1.3 Elect Director Armando M. Codina For For Management
1.4 Elect Director George M.C. Fisher For For Management
1.5 Elect Director Karen Katen For For Management
1.6 Elect Director Kent Kresa For For Management
1.7 Elect Director Alan G. Lafley For For Management
1.8 Elect Director Philip A. Laskawy For For Management
1.9 Elect Director E.Stanley O'Neal For For Management
1.10 Elect Director Eckhard Pfeiffer For For Management
1.11 Elect Director G.Richard Wagoner, Jr. For For Management
2 Ratify Auditors For For Management
3 Prohibit Awards to Executives Against Against Shareholder
4 Prohibit Awards to Executives Against Against Shareholder
5 Separate Chairman and CEO Positions Against Against Shareholder
6 Limit Composition of Committees to Against Against Shareholder
Independent Directors
7 Report on Greenhouse Gas Emissions Against Against Shareholder
8 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
9 Establish Executive and Director Stock Against Against Shareholder
Ownership Guidelines
- --------------------------------------------------------------------------------
GENERAL MOTORS CORP.
Ticker: GM Security ID: 370442105
Meeting Date: OCT 3, 2003 Meeting Type: Written Consent
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For For Management
2 Amend Articles For For Management
3 Approve Hughes Split-Off For For Management
4 Approve GM/News Stock Sale For For Management
5 Approve News Stock Acquisition For For Management
6 Amend Articles For For Management
- --------------------------------------------------------------------------------
GENZYME CORP.
Ticker: GENZ Security ID: 372917104
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas A. Berthiaume For For Management
1.2 Elect Director Henry E. Blair For For Management
1.3 Elect Director Gail K. Boudreaux For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Approve Stock Option Plan For Against Management
4 Amend Non-Employee Director Stock Option For Against Management
Plan
5 Increase Authorized Preferred Stock For For Management
6 Ratify Auditors For For Management
7 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
GEORGIA-PACIFIC CORP.
Ticker: GP Security ID: 373298108
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara L. Bowles For For Management
1.2 Elect Director Donald V. Fites For For Management
1.3 Elect Director David R. Goode For For Management
1.4 Elect Director Karen N. Horn For For Management
1.5 Elect Director William R. Johnson For For Management
1.6 Elect Director James B. Williams For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GOODRICH CORPORATION
Ticker: GR Security ID: 382388106
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Diane C. Creel For For Management
1.2 Elect Director George A. Davidson, Jr. For For Management
1.3 Elect Director Harris E. DeLoach, Jr. For For Management
1.4 Elect Director James J. Glasser For For Management
1.5 Elect Director James W. Griffith For For Management
1.6 Elect Director William R. Holland For For Management
1.7 Elect Director Marshall O. Larsen For For Management
1.8 Elect Director Douglas E. Olesen For For Management
1.9 Elect Director Alfred M. Rankin, Jr. For For Management
1.10 Elect Director James R. Wilson For For Management
1.11 Elect Director A. Thomas Young For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GUIDANT CORP.
Ticker: GDT Security ID: 401698105
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maurice A. Cox, Jr. For For Management
1.2 Elect Director Nancy-Ann Min DeParle For For Management
1.3 Elect Director Ronald W. Dollens For For Management
1.4 Elect Director Enrique C. Falla For For Management
1.5 Elect Director Kristina M. Johnson, For For Management
Ph.D.
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
HASBRO, INC.
Ticker: HAS Security ID: 418056107
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan R. Batkin For For Management
1.2 Elect Director Frank J. Biondi, Jr. For For Management
1.3 Elect Director John M. Connors, Jr. For For Management
1.4 Elect Director Jack M. Greenberg For For Management
1.5 Elect Director Alan G. Hassenfeld For For Management
1.6 Elect Director Claudine B. Malone For For Management
1.7 Elect Director Edward M. Philip For For Management
1.8 Elect Director Paula Stern For For Management
1.9 Elect Director Alfred J. Verrecchia For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Implement and Monitor Code of Corporate Against Against Shareholder
Conduct - ILO Standards
- --------------------------------------------------------------------------------
HEWLETT-PACKARD CO.
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 17, 2004 Meeting Type: Annual
Record Date: JAN 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L.T. Babbio, Jr. For For Management
1.2 Elect Director P.C. Dunn For For Management
1.3 Elect Director C.S. Fiorina For For Management
1.4 Elect Director R.A. Hackborn For For Management
1.5 Elect Director G.A. Keyworth II For For Management
1.6 Elect Director R.E. Knowling, Jr. For For Management
1.7 Elect Director S.M. Litvack For For Management
1.8 Elect Director R.L. Ryan For For Management
1.9 Elect Director L.S. Salhany For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
HOME DEPOT, INC. (THE)
Ticker: HD Security ID: 437076102
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory D. Brenneman For For Management
1.2 Elect Director Richard H. Brown For For Management
1.3 Elect Director John L. Clendenin For For Management
1.4 Elect Director Berry R. Cox For For Management
1.5 Elect Director Claudio X. Gonzalez For For Management
1.6 Elect Director Milledge A. Hart, III For For Management
1.7 Elect Director Bonnie G. Hill For For Management
1.8 Elect Director Kenneth G. Langone For For Management
1.9 Elect Director Robert L. Nardelli For For Management
1.10 Elect Director Roger S. Penske For For Management
2 Ratify Auditors For For Management
3 Establish Term Limits for Directors Against Against Shareholder
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Performance- Based/Indexed Options Against Against Shareholder
6 Adopt ILO Based Code of Conduct Against Against Shareholder
7 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
8 Require Affirmative Vote of the Majority Against Against Shareholder
of the Shares to Elect Directors
- --------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL, INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Howard For For Management
1.2 Elect Director Bruce Karatz For For Management
1.3 Elect Director Russell E. Palmer For For Management
1.4 Elect Director Ivan G. Seidenberg For For Management
1.5 Elect Director Eric K. Shinseki For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
5 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
6 Report on Pay Disparity Against Against Shareholder
7 Provide for Cumulative Voting Against Against Shareholder
- --------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Jones For For Management
1.2 Elect Director David A. Jones, Jr. For For Management
1.3 Elect Director Frank A. D'Amelio For For Management
1.4 Elect Director Michael E. Gellert For For Management
1.5 Elect Director John R. Hall For For Management
1.6 Elect Director Kurt J. Hilzinger For For Management
1.7 Elect Director Michael B. McCallister For For Management
1.8 Elect Director W. Ann Reynolds, Ph.D. For For Management
- --------------------------------------------------------------------------------
INTEL CORP.
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig R. Barrett For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director E. John P. Browne For For Management
1.4 Elect Director Andrew S. Grove For For Management
1.5 Elect Director D. James Guzy For For Management
1.6 Elect Director Reed E. Hundt For For Management
1.7 Elect Director Paul S. Otellini For For Management
1.8 Elect Director David S. Pottruck For For Management
1.9 Elect Director Jane E. Shaw For For Management
1.10 Elect Director John L. Thornton For For Management
1.11 Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Expense Stock Options Against For Shareholder
5 Limit/Prohibit Awards to Executives Against Against Shareholder
6 Performance- Based/Indexed Options Against Against Shareholder
- --------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY
Ticker: IGT Security ID: 459902102
Meeting Date: MAR 2, 2004 Meeting Type: Annual
Record Date: JAN 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Thomas Baker For For Management
1.2 Elect Director Neil Barsky For For Management
1.3 Elect Director Robert A. Bittman For For Management
1.4 Elect Director Richard R. Burt For For Management
1.5 Elect Director Leslie S. Heisz For For Management
1.6 Elect Director Robert A. Mathewson For For Management
1.7 Elect Director Thomas J. Matthews For For Management
1.8 Elect Director Robert Miller For Withhold Management
1.9 Elect Director Frederick B. Rentschler For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INTUIT, INC.
Ticker: INTU Security ID: 461202103
Meeting Date: OCT 30, 2003 Meeting Type: Annual
Record Date: SEP 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen M. Bennett For For Management
1.2 Elect Director Christopher W. Brody For For Management
1.3 Elect Director William V. Campbell For For Management
1.4 Elect Director Scott D. Cook For For Management
1.5 Elect Director L. John Doerr For For Management
1.6 Elect Director Donna L. Dubinsky For For Management
1.7 Elect Director Michael R. Hallman For For Management
1.8 Elect Director Stratton D. Sclavos For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JANUS CAPITAL GROUP INC.
Ticker: JNS Security ID: 47102X105
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Andrew Cox For For Management
1.2 Elect Director James P. Craig, III For For Management
1.3 Elect Director Deborah R. Gatzek For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JDS UNIPHASE CORP.
Ticker: JDSU Security ID: 46612J101
Meeting Date: NOV 6, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Enos For For Management
1.2 Elect Director Peter A. Guglielmi For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JEFFERSON-PILOT CORP.
Ticker: JP Security ID: 475070108
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis R. Glass For For Management
1.2 Elect Director George W. Henderson, III For For Management
1.3 Elect Director Patrick S. Pittard For For Management
1.4 Elect Director Robert G. Greer For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
- --------------------------------------------------------------------------------
JOHN HANCOCK FINANCIAL SERVICES, INC.
Ticker: JHF Security ID: 41014S106
Meeting Date: FEB 24, 2004 Meeting Type: Special
Record Date: JAN 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director Hans W. Becherer For For Management
2.2 Elect Director Frank A. Bennack, Jr. For For Management
2.3 Elect Director John H. Biggs For For Management
2.4 Elect Director Lawrence A. Bossidy For For Management
2.5 Elect Director Ellen V. Futter For For Management
2.6 Elect Director William H. Gray, III For For Management
2.7 Elect Director William B. Harrison, Jr For For Management
2.8 Elect Director Helene L. Kaplan For For Management
2.9 Elect Director Lee R. Raymond For For Management
2.10 Elect Director John R. Stafford For For Management
3 Ratify Auditors For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Adjourn Meeting For For Management
6 Establish Term Limits for Directors Against Against Shareholder
7 Charitable Contributions Against Against Shareholder
8 Political Contributions Against Against Shareholder
9 Separate Chairman and CEO Positions Against Against Shareholder
10 Provide Adequate Disclosure for over the Against Against Shareholder
counter Derivatives
11 Auditor Independence Against Against Shareholder
12 Submit Non-Employee Director Compensation Against Against Shareholder
to Vote
13 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
KB HOME
Ticker: KBH Security ID: 48666K109
Meeting Date: APR 1, 2004 Meeting Type: Annual
Record Date: FEB 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald W. Burkle For For Management
1.2 Elect Director Ray R. Irani For For Management
1.3 Elect Director Leslie Moonves For For Management
1.4 Elect Director Luis G. Nogales For For Management
1.5 Elect Director Melissa Lora For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KIMBERLY-CLARK CORP.
Ticker: KMB Security ID: 494368103
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pastora San Juan Cafferty For For Management
1.2 Elect Director Claudio X. Gonzalez For For Management
1.3 Elect Director Linda Johnson Rice For For Management
1.4 Elect Director Marc J. Shapiro For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
KINDER MORGAN, INC.
Ticker: KMI Security ID: 49455P101
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles W. Battey For Withhold Management
1.2 Elect Director H. A. True, III For For Management
1.3 Elect Director Fayez Sarofim For For Management
2 Ratify Auditors For For Management
3 Amend Stock Option Plan For For Management
4 Prepare a Sustainability Report Against Against Shareholder
5 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
KLA-TENCOR CORP.
Ticker: KLAC Security ID: 482480100
Meeting Date: NOV 5, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.a Elect Director H. Raymond Bingham For For Management
1.b Elect Director Robert T. Bond For For Management
1.c Elect Director Richard J. Elkus, Jr. For For Management
1.d Elect Director Michael E. Marks For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KROGER CO., THE
Ticker: KR Security ID: 501044101
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John L. Clendenin For For Management
1.2 Elect Director David B. Dillon For For Management
1.3 Elect Director David B. Lewis For For Management
1.4 Elect Director Don W. McGeorge For For Management
1.5 Elect Director W. Rodney McMullen For For Management
1.6 Elect Director Susan M. Phillips For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Separate Chairman and CEO Positions Against Against Shareholder
5 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC.
Ticker: LEH Security ID: 524908100
Meeting Date: APR 2, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger S. Berlind For For Management
1.2 Elect Director Marsha Johnson Evans For For Management
1.3 Elect Director Sir Christopher Gent For For Management
1.4 Elect Director Dina Merrill For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LEXMARK INTERNATIONAL, INC.
Ticker: LXK Security ID: 529771107
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank T. Cary For For Management
1.2 Elect Director Paul J. Curlander For For Management
1.3 Elect Director Martin D. Walker For For Management
1.4 Elect Director James F. Hardymon For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LINCOLN NATIONAL CORP.
Ticker: LNC Security ID: 534187109
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Avery For For Management
1.2 Elect Director Jon A. Boscia For For Management
1.3 Elect Director Eric G. Johnson For For Management
1.4 Elect Director Glenn F. Tilton For For Management
2 Approve Deferred Compensation Plan For For Management
- --------------------------------------------------------------------------------
LINEAR TECHNOLOGY CORP.
Ticker: LLTC Security ID: 535678106
Meeting Date: NOV 5, 2003 Meeting Type: Annual
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Swanson, Jr. For For Management
1.2 Elect Director David S. Lee For For Management
1.3 Elect Director Leo T. McCarthy For For Management
1.4 Elect Director Richard M. Moley For For Management
1.5 Elect Director Thomas S. Volpe For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LOEWS CORP.
Ticker: LTR Security ID: 540424108
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph L. Bower For For Management
1.2 Elect Director John Brademas For For Management
1.3 Elect Director Charles M. Diker For For Management
1.4 Elect Director Paul J. Fribourg For For Management
1.5 Elect Director Philip A. Laskawy For For Management
1.6 Elect Director Gloria R. Scott For For Management
1.7 Elect Director Andrew H. Tisch For For Management
1.8 Elect Director James S. Tisch For For Management
1.9 Elect Director Jonathan M. Tisch For For Management
1.10 Elect Director Preston R. Tisch For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against Against Shareholder
4 Support Legislation and Make Public Against Against Shareholder
Statements on Environmental Tobacco Smoke
5 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
LOWE
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard L. Berry For For Management
1.2 Elect Director Paul Fulton For For Management
1.3 Elect Director Dawn E. Hudson For For Management
1.4 Elect Director Marshall O. Larsen For For Management
1.5 Elect Director Robert A. Niblock For For Management
1.6 Elect Director Stephen F. Page For For Management
1.7 Elect Director O. Temple Sloan, Jr. For For Management
1.8 Elect Director Robert L. Tillman For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LSI LOGIC CORP.
Ticker: LSI Security ID: 502161102
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wilfred J. Corrigan For For Management
1.2 Elect Director James H. Keyes For For Management
1.3 Elect Director Malcolm R. Currie For For Management
1.4 Elect Director T.Z. Chu For For Management
1.5 Elect Director R. Douglas Norby For For Management
1.6 Elect Director Matthew J. O'Rourke For For Management
1.7 Elect Director Gregorio Reyes For For Management
1.8 Elect Director Larry W. Sonsini For For Management
2 Amend Employee Stock Purchase Plan For Against Management
3 Amend Employee Stock Purchase Plan For For Management
4 Approve/Amend Executive Incentive Bonus For For Management
Plan
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LUCENT TECHNOLOGIES INC.
Ticker: LU Security ID: 549463107
Meeting Date: FEB 18, 2004 Meeting Type: Annual
Record Date: DEC 22, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Karl J. Krapek For For Management
1.2 Elect Director Patricia F. Russo For For Management
1.3 Elect Director Henry B. Schacht For For Management
1.4 Elect Director Franklin A. Thomas For For Management
2 Declassify the Board of Directors and For For Management
Amend Director Removal Provision
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Approve Reverse Stock Split For For Management
5 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
6 Prohibit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
MANOR CARE, INC.
Ticker: HCR Security ID: 564055101
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Virgis W. Colbert For For Management
1.2 Elect Director William H. Longfield For For Management
1.3 Elect Director Paul A. Ormond For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Declassify the Board of Directors For For Management
4 Ratify Auditors For For Management
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
MARATHON OIL CORP
Ticker: MRO Security ID: 565849106
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles F. Bolden, Jr. For For Management
1.2 Elect Director Charles R. Lee For For Management
1.3 Elect Director Dennis H. Reilley For For Management
1.4 Elect Director Thomas J. Usher For For Management
2 Ratify Auditors For For Management
3 Report on Greenhouse Gas Emissions Against Against Shareholder
4 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
MBIA INC.
Ticker: MBI Security ID: 55262C100
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph W. Brown For For Management
1.2 Elect Director C. Edward Chaplin For For Management
1.3 Elect Director David C. Clapp For For Management
1.4 Elect Director Gary C. Dunton For For Management
1.5 Elect Director Claire L. Gaudiani For For Management
1.6 Elect Director Freda S. Johnson For For Management
1.7 Elect Director Daniel P. Kearney For For Management
1.8 Elect Director James A. Lebenthal For For Management
1.9 Elect Director Debra J. Perry For For Management
1.10 Elect Director John A. Rolls For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MBNA CORP.
Ticker: KRB Security ID: 55262L100
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Berick For Withhold Management
1.2 Elect Director Benjamin R. Civiletti For Withhold Management
1.3 Elect Director Bruce L. Hammonds For For Management
1.4 Elect Director William L. Jews For For Management
1.5 Elect Director Randolph D. Lerner For For Management
1.6 Elect Director Stuart L. Markowitz For For Management
1.7 Elect Director William B. Milstead For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
4 Require Majority of Independent Directors Against For Shareholder
on Board
- --------------------------------------------------------------------------------
MCDONALD'S CORP.
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward A. Brennan For For Management
1.2 Elect Director Walter E. Massey For For Management
1.3 Elect Director John W. Rogers, Jr. For For Management
1.4 Elect Director Anne-Marie Slaughter For For Management
1.5 Elect Director Roger W. Stone For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Approve/Amend Executive Incentive Bonus For For Management
Plan
- --------------------------------------------------------------------------------
MEDIMMUNE, INC.
Ticker: MEDI Security ID: 584699102
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wayne T. Hockmeyer For For Management
1.2 Elect Director David M. Mott For For Management
1.3 Elect Director David Baltimore For For Management
1.4 Elect Director M. James Barrett For For Management
1.5 Elect Director Melvin D. Booth For For Management
1.6 Elect Director James H. Cavanaugh For For Management
1.7 Elect Director Barbara Hackman Franklin For For Management
1.8 Elect Director Gordon S. Macklin For For Management
1.9 Elect Director Elizabeth H. S. Wyatt For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 28, 2003 Meeting Type: Annual
Record Date: JUL 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Anderson For For Management
1.2 Elect Director Michael R. Bonsignore For For Management
1.3 Elect Director Gordon M. Sprenger For Withhold Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 589331107
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter C. Wendell For For Management
1.2 Elect Director William G. Bowen For For Management
1.3 Elect Director William M. Daley For For Management
1.4 Elect Director Thomas E. Shenk For For Management
1.5 Elect Director Wendell P. Weeks For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Prohibit Awards to Executives Against Against Shareholder
5 Develop Ethical Criteria for Patent Against Against Shareholder
Extension
6 Link Executive Compensation to Social Against Against Shareholder
Issues
7 Report on Political Contributions Against Against Shareholder
8 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC.
Ticker: MER Security ID: 590188108
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Newbigging For For Management
1.2 Elect Director Joseph W. Prueher For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against Against Shareholder
4 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
METLIFE, INC
Ticker: MET Security ID: 59156R108
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Curtis H. Barnette For For Management
1.2 Elect Director John C. Danforth For Withhold Management
1.3 Elect Director Burton A. Dole, Jr. For For Management
1.4 Elect Director Harry P. Kamen For Withhold Management
1.5 Elect Director Charles M. Leighton For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
5 Ratify Auditors For For Management
6 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
MGIC INVESTMENT CORP.
Ticker: MTG Security ID: 552848103
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Abbott For For Management
1.2 Elect Director Thomas M. Hagerty For For Management
1.3 Elect Director Michael E. Lehman For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MONSANTO CO.
Ticker: MON Security ID: 61166W101
Meeting Date: JAN 29, 2004 Meeting Type: Annual
Record Date: DEC 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank V. Atlee III For For Management
1.2 Elect Director Gwendolyn S. King For For Management
1.3 Elect Director Sharon R. Long, Ph.D. For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Report on Impact of Genetically Against Against Shareholder
Engineered Seed
5 Report on Export of Hazardous Pesticides Against Against Shareholder
6 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
MONSTER WORLDWIDE, INC.
Ticker: MNST Security ID: 611742107
Meeting Date: JUN 16, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew J. Mckelvey For For Management
1.2 Elect Director George R. Eisele For For Management
1.3 Elect Director John Gaulding For For Management
1.4 Elect Director Ronald J. Kramer For For Management
1.5 Elect Director Michael Kaufman For For Management
1.6 Elect Director John Swann For For Management
1.7 Elect Director David A. Stein For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
MOTOROLA, INC.
Ticker: MOT Security ID: 620076109
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward Zander For For Management
1.2 Elect Director H. Laurence Fuller For For Management
1.3 Elect Director Judy Lewent For For Management
1.4 Elect Director Walter Massey For For Management
1.5 Elect Director Nicholas Negroponte For For Management
1.6 Elect Director Indra Nooyi For For Management
1.7 Elect Director John Pepper, Jr. For For Management
1.8 Elect Director Samuel Scott III For For Management
1.9 Elect Director Douglas Warner III For For Management
1.10 Elect Director John White For For Management
1.11 Elect Director Mike Zafirovski For For Management
2 Limit Executive Compensation Against Against Shareholder
3 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
NATIONAL CITY CORP.
Ticker: NCC Security ID: 635405103
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Barfield For For Management
1.2 Elect Director James S. Broadhurst For For Management
1.3 Elect Director John W. Brown For For Management
1.4 Elect Director Christopher M. Connor For For Management
1.5 Elect Director David A. Daberko For For Management
1.6 Elect Director Joseph T. Gorman For For Management
1.7 Elect Director Bernadine P. Healy For For Management
1.8 Elect Director Paul A. Ormond For For Management
1.9 Elect Director Robert A. Paul For For Management
1.10 Elect Director Gerald L. Shaheen For For Management
1.11 Elect Director Jerry Sue Thornton For For Management
1.12 Elect Director Morry Weiss For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NAVISTAR INTERNATIONAL CORP.
Ticker: NAV Security ID: 63934E108
Meeting Date: FEB 17, 2004 Meeting Type: Annual
Record Date: JAN 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael N. Hammes For For Management
1.2 Elect Director James H. Keyes For For Management
1.3 Elect Director Southwood J. Morcott For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
NETWORK APPLIANCE, INC.
Ticker: NTAP Security ID: 64120L104
Meeting Date: SEP 2, 2003 Meeting Type: Annual
Record Date: JUL 7, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel J. Warmenhoven For For Management
1.2 Elect Director Donald T. Valentine For For Management
1.3 Elect Director Sanjiv Ahuja For For Management
1.4 Elect Director Carol A. Bartz For For Management
1.5 Elect Director Michael R. Hallman For For Management
1.6 Elect Director Nicholas G. Moore For For Management
1.7 Elect Director Dr. Sachio Semmoto For For Management
1.8 Elect Director Robert T. Wall For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
5 Other Business For For Management
- --------------------------------------------------------------------------------
NEWMONT MINING CORP. (HOLDING COMPANY)
Ticker: NEM Security ID: 651639106
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glen A. Barton For For Management
1.2 Elect Director Vincent A. Calarco For For Management
1.3 Elect Director Michael S. Hamson For For Management
1.4 Elect Director Leo I. Higdon, Jr. For For Management
1.5 Elect Director Pierre Lassonde For For Management
1.6 Elect Director Robert J. Miller For For Management
1.7 Elect Director Wayne W. Murdy For For Management
1.8 Elect Director Robin A. Plumbridge For For Management
1.9 Elect Director John B. Prescott For For Management
1.10 Elect Director Michael K. Reilly For For Management
1.11 Elect Director Seymour Schulich For For Management
1.12 Elect Director James V. Taranik For For Management
2 Ratify Auditors For For Management
3 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
NEXTEL COMMUNICATIONS, INC.
Ticker: NXTL Security ID: 65332V103
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith J. Bane For For Management
1.2 Elect Director V. Janet Hill For For Management
2 Ratify Auditors For For Management
3 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 22, 2003 Meeting Type: Annual
Record Date: JUL 25, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas E. Clarke as Class For For Management
A Director
1.2 Elect Director Ralph D. DeNunzio as Class For For Management
A Director
1.3 Elect Director Richard K. Donahue as For Withhold Management
Class A Director
1.4 Elect Director Delbert J. Hayes as Class For For Management
A Director
1.5 Elect Director Douglas G. Houser as Class For For Management
A Director
1.6 Elect Director Jeanne P. Jackson as Class For For Management
A Director
1.7 Elect Director Philip H. Knight as Class For For Management
A Director
1.8 Elect Director Charles W. Robinson as For For Management
Class A Director
1.9 Elect Director John R. Thompson, Jr. as For For Management
Class A Director
1.10 Elect Director Jill K. Conway as Class B For For Management
Director
1.11 Elect Director Alan B. Graf, Jr. as Class For For Management
B Director
1.12 Elect Director John E. Jaqua as Class B For For Management
Director
1.13 Elect Director A. Michael Spence as Class For For Management
B Director
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NOVELL, INC.
Ticker: NOVL Security ID: 670006105
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert Aiello For For Management
1.2 Elect Director Fred Corrado For For Management
1.3 Elect Director Richard L. Crandall For For Management
1.4 Elect Director Wayne Mackie For For Management
1.5 Elect Director Claudia B. Malone For For Management
1.6 Elect Director Jack L. Messman For For Management
1.7 Elect Director Richard L. Nolan For For Management
1.8 Elect Director Thomas G. Plaskett For For Management
1.9 Elect Director John W. Poduska, Sr. For For Management
1.10 Elect Director James D. Robinson, III For For Management
1.11 Elect Director Kathy Brittain White For For Management
2 Expense Stock Options Against For Shareholder
3 Performance-Based/Indexed Options Against Against Shareholder
4 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
- --------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORP.
Ticker: OXY Security ID: 674599105
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald W. Burkle For For Management
1.2 Elect Director John S. Chalsty For For Management
1.3 Elect Director Edward P. Djerejian For For Management
1.4 Elect Director R. Chad Dreier For For Management
1.5 Elect Director John E. Feick For For Management
1.6 Elect Director Ray R. Irani For For Management
1.7 Elect Director Dale R. Laurance For For Management
1.8 Elect Director Irvin W. Maloney For For Management
1.9 Elect Director Rodolfo Segovia For For Management
1.10 Elect Director Aziz D. Syriani For For Management
1.11 Elect Director Rosemary Tomich For For Management
1.12 Elect Director Walter L. Weisman For For Management
2 Ratify Auditors For For Management
3 Amend Non-Employee Director Restricted For For Management
Stock Plan
4 Prohibit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
ORACLE CORP.
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 13, 2003 Meeting Type: Annual
Record Date: AUG 21, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence J. Ellison For For Management
1.2 Elect Director Donald L. Lucas For For Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Jeffrey O. Henley For For Management
1.5 Elect Director Jack F. Kemp For For Management
1.6 Elect Director Jeffrey Berg For For Management
1.7 Elect Director Safra Catz For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Joseph A. Grundfest For For Management
1.10 Elect Director H. Raymond Bingham For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Amend Non-Employee Director Omnibus Stock For For Management
Plan
5 Implement China Principles Against Against Shareholder
- --------------------------------------------------------------------------------
PACCAR INC.
Ticker: PCAR Security ID: 693718108
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Newbigging For For Management
1.2 Elect Director Harry C. Stonecipher For For Management
1.3 Elect Director Harold A. Wagner For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Deferred Compensation Plan For For Management
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
PERKINELMER INC.
Ticker: PKI Security ID: 714046109
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tamara J. Erickson For For Management
1.2 Elect Director Nicholas A. Lopardo For For Management
1.3 Elect Director Alexis P. Michas For For Management
1.4 Elect Director James C. Mullen For For Management
1.5 Elect Director Dr. Vicki L. Sato For For Management
1.6 Elect Director Gabriel Schmergel For For Management
1.7 Elect Director Kenton J. Sicchitano For For Management
1.8 Elect Director Gregory L. Summe For For Management
1.9 Elect Director G. Robert Tod For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Brown For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director Robert N. Burt For For Management
1.4 Elect Director W. Don Cornwell For For Management
1.5 Elect Director William H. Gray III For For Management
1.6 Elect Director Constance J. Horner For For Management
1.7 Elect Director William R. Howell For For Management
1.8 Elect Director Stanley O. Ikenberry For For Management
1.9 Elect Director George A. Lorch For For Management
1.10 Elect Director Henry A. Mckinnell For For Management
1.11 Elect Director Dana G. Mead For For Management
1.12 Elect Director Franklin D. Raines For For Management
1.13 Elect Director Ruth J. Simmons For For Management
1.14 Elect Director William C. Steere, Jr. For For Management
1.15 Elect Director Jean-Paul Valles For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
5 Cease Political Contributions/Activities Against Against Shareholder
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Establish Term Limits for Directors Against Against Shareholder
8 Report on Drug Pricing Against Against Shareholder
9 Limit Awards to Executives Against Against Shareholder
10 Amend Animal Testing Policy Against Against Shareholder
- --------------------------------------------------------------------------------
PG&E CORP.
Ticker: PCG Security ID: 69331C108
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Andrews For For Management
1.2 Elect Director Leslie S. Biller For For Management
1.3 Elect Director David A. Coulter For For Management
1.4 Elect Director C. Lee Cox For For Management
1.5 Elect Director Robert D. Glynn, Jr. For For Management
1.6 Elect Director David M. Lawrence, MD For For Management
1.7 Elect Director Mary S. Metz For For Management
1.8 Elect Director Barry Lawson Williams For For Management
2 Ratify Auditors For For Management
3 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
4 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
5 Require Directors be a Link-Free Against Against Shareholder
Directors
6 Adopt Radioactive Waste Policy Against Against Shareholder
7 Separate Chairman and CEO Positions Against For Shareholder
8 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
PHELPS DODGE CORP.
Ticker: PD Security ID: 717265102
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marie L. Knowles For For Management
1.2 Elect Director Jon C. Madonna For For Management
1.3 Elect Director Gordon R. Parker For For Management
1.4 Elect Director Robert D. Johnson For For Management
2 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
PMC-SIERRA, INC.
Ticker: PMCS Security ID: 69344F106
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Bailey For For Management
1.2 Elect Director Alexandre Balkanski For For Management
1.3 Elect Director Richard Belluzzo For For Management
1.4 Elect Director James Diller For Withhold Management
1.5 Elect Director Jonathan Judge For For Management
1.6 Elect Director William Kurtz For For Management
1.7 Elect Director Frank Marshall For For Management
1.8 Elect Director Lewis Wilks For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PPL CORP.
Ticker: PPL Security ID: 69351T106
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Hecht For For Management
1.2 Elect Director Stuart Heydt For For Management
1.3 Elect Director W. Keith Smith For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PROVIDIAN FINANCIAL CORP.
Ticker: PVN Security ID: 74406A102
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John L. Douglas For For Management
1.2 Elect Director J. David Grissom For For Management
1.3 Elect Director Robert J. Higgins For For Management
1.4 Elect Director Francesca Ruiz de For For Management
Luzuriaga
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INC.
Ticker: PEG Security ID: 744573106
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert R. Gamper, Jr. For For Management
1.2 Elect Director Ernest H. Drew For For Management
1.3 Elect Director William V. Hickey For For Management
1.4 Elect Director Richard J. Swift For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Require Two Candidates for Each Board Against Against Shareholder
Seat
- --------------------------------------------------------------------------------
PULTE HOMES INC.
Ticker: PHM Security ID: 745867101
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Dugas, Jr. For For Management
1.2 Elect Director David N. McCammon For For Management
1.3 Elect Director William J. Pulte For For Management
1.4 Elect Director Francis J. Sehn For For Management
1.5 Elect Director Michael E. Rossi For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditor Against For Shareholder
- --------------------------------------------------------------------------------
QUALCOMM INC.
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 2, 2004 Meeting Type: Annual
Record Date: JAN 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adelia A. Coffman For Withhold Management
1.2 Elect Director Raymond V. Dittamore For For Management
1.3 Elect Director Irwin Mark Jacobs For For Management
1.4 Elect Director Richard Sulpizio For For Management
2 Amend Stock Option Plan For For Management
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
QWEST COMMUNICATIONS INTERNATIONAL INC.
Ticker: Q Security ID: 749121109
Meeting Date: DEC 16, 2003 Meeting Type: Annual
Record Date: OCT 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip F. Anschutz For Withhold Management
1.2 Elect Director Richard C. Notebaert For For Management
1.3 Elect Director Frank F. Popoff For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Exclude Pension Credits from Net Income For Against Shareholder
When Determining Executive Compensation
4 Declassify the Board of Directors For For Shareholder
5 Submit Severance Agreement For Against Shareholder
(Change-in-Control) to Shareholder Vote
6 Require Majority of Independent Directors Against For Shareholder
on Board
7 Performance- Based/Indexed Options Against Against Shareholder
8 Performance- Based/Indexed Options Against Against Shareholder
9 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
ROCKWELL AUTOMATION INC
Ticker: ROK Security ID: 773903109
Meeting Date: FEB 4, 2004 Meeting Type: Annual
Record Date: DEC 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
A.1 Elect Director Don H. Davis, Jr. For For Management
A.2 Elect Director William H. Gray, III For For Management
A.3 Elect Director William T. McCormick, Jr. For For Management
A.4 Elect Director Keith D. Nosbusch For For Management
B Ratify Auditors For For Management
C Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
ROCKWELL COLLINS, INC.
Ticker: COL Security ID: 774341101
Meeting Date: FEB 10, 2004 Meeting Type: Annual
Record Date: DEC 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald R. Beall For For Management
1.2 Elect Director Richard J. Ferris For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SAFEWAY INC.
Ticker: SWY Security ID: 786514208
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven A. Burd For For Management
1.2 Elect Director Robert I. MacDonnell For For Management
1.3 Elect Director William Y. Tauscher For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Approve Repricing of Options For For Management
5 Amend Bylaws to Require Independent Against Against Shareholder
Director as Chairman of the Board
6 Provide for Cumulative Voting Against Against Shareholder
7 Report on Genetically Modified Organisms Against Against Shareholder
(GMO)
8 Prepare Sustainability Report Against Against Shareholder
9 Report on Political Contributions Against Against Shareholder
10 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
SANMINA-SCI CORP.
Ticker: SANM Security ID: 800907107
Meeting Date: JAN 26, 2004 Meeting Type: Annual
Record Date: DEC 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Bolger For For Management
1.2 Elect Director Neil R. Bonke For For Management
1.3 Elect Director Randy W. Furr For For Management
1.4 Elect Director Mario M. Rosati For For Management
1.5 Elect Director A. Eugene Sapp, Jr. For For Management
1.6 Elect Director Wayne Shortridge For For Management
1.7 Elect Director Peter J. Simone For For Management
1.8 Elect Director Jure Sola For For Management
1.9 Elect Director Bernard V Vonderschmitt For For Management
1.10 Elect Director Jacqueline M. Ward For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SARA LEE CORP.
Ticker: SLE Security ID: 803111103
Meeting Date: OCT 30, 2003 Meeting Type: Annual
Record Date: SEP 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.T. Battenberg III For For Management
1.2 Elect Director Charles W. Coker For For Management
1.3 Elect Director James S. Crown For For Management
1.4 Elect Director Willie D. Davis For For Management
1.5 Elect Director Vernon E. Jordan, Jr. For For Management
1.6 Elect Director Laurette T. Koellner For For Management
1.7 Elect Director Cornelis J.A. Van Lede For For Management
1.8 Elect Director Joan D. Manley For For Management
1.9 Elect Director Cary D. McMillan For For Management
1.10 Elect Director C. Steven McMillan For For Management
1.11 Elect Director Rozanne L. Ridgway For For Management
1.12 Elect Director Richard L. Thomas For For Management
2 Ratify Auditors For For Management
3 Report on Charitable Contributions Against Against Shareholder
4 Implement and Monitor Code of Corporate Against Against Shareholder
Conduct - ILO Standards
- --------------------------------------------------------------------------------
SBC COMMUNICATIONS INC.
Ticker: SBC Security ID: 78387G103
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Barnes For For Management
1.2 Elect Director James A. Henderson For For Management
1.3 Elect Director John B. McCoy For For Management
1.4 Elect Director S. Donley Ritchey For For Management
1.5 Elect Director Joyce M. Roche For For Management
1.6 Elect Director Patricia P. Upton For For Management
2 Ratify Auditors For For Management
3 Amend Bylaws For For Management
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Change Size of Board of Directors Against Against Shareholder
- --------------------------------------------------------------------------------
SCIENTIFIC-ATLANTA, INC.
Ticker: SFA Security ID: 808655104
Meeting Date: NOV 7, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marion H. Antonini For For Management
1.2 Elect Director David J. McLaughlin For For Management
1.3 Elect Director James V. Napier For Withhold Management
1.4 Elect Director Sam Nunn For For Management
2 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
SEALED AIR CORP.
Ticker: SEE Security ID: 81211K100
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hank Brown For For Management
1.2 Elect Director Michael Chu For For Management
1.3 Elect Director Lawrence R. Codey For For Management
1.4 Elect Director T.J. Dermot Dunphy For For Management
1.5 Elect Director Charles F. Farrell, Jr. For For Management
1.6 Elect Director William V. Hickey For For Management
1.7 Elect Director Kenneth P. Manning For For Management
1.8 Elect Director William J. Marino For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SEARS, ROEBUCK & CO.
Ticker: S Security ID: 812387108
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William L. Bax For For Management
1.2 Elect Director Donald J. Carty For For Management
1.3 Elect Director Alan J. Lacy For For Management
1.4 Elect Director Hugh B. Price For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Establish Other Board Committee Against Against Shareholder
- --------------------------------------------------------------------------------
SIEBEL SYSTEMS, INC.
Ticker: SEBL Security ID: 826170102
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: APR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Scott Hartz For For Management
1.2 Elect Director Charles R. Schwab For For Management
1.3 Elect Director George T. Shaheen For For Management
1.4 Elect Director John W. White For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Abstain For Shareholder
- --------------------------------------------------------------------------------
SPRINT CORP.
Ticker: FON Security ID: 852061100
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gordon M. Bethune For For Management
1.2 Elect Director E. Linn Draper, Jr. For For Management
1.3 Elect Director Deborah A. Henretta For For Management
1.4 Elect Director Linda Koch Lorimer For For Management
2 Ratify Auditors For For Management
3 Performance- Based/Indexed Options Against Against Shareholder
4 Limit Executive Compensation Against Against Shareholder
5 Separate Chairman and CEO Positions Against Against Shareholder
6 Report on Foreign Outsourcing Against Against Shareholder
- --------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC.
Ticker: STJ Security ID: 790849103
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Rocca For For Management
1.2 Elect Director David A. Thompson For For Management
1.3 Elect Director Stefan K. Widensohler For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Increase Authorized Common Stock For For Management
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
STARBUCKS CORP.
Ticker: SBUX Security ID: 855244109
Meeting Date: MAR 30, 2004 Meeting Type: Annual
Record Date: JAN 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William W. (Bill) Bradley For For Management
1.2 Elect Director Gregory B. Maffei For For Management
1.3 Elect Director Orin C. Smith For For Management
1.4 Elect Director Olden Lee For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
Ticker: HOT Security ID: 85590A203
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric Hippeau For For Management
1.2 Elect Director Daniel Yih For For Management
1.3 Elect Director Kneeland Youngblood For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Declassify the Board of Directors For For Management
- --------------------------------------------------------------------------------
STRYKER CORP.
Ticker: SYK Security ID: 863667101
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Brown For For Management
1.2 Elect Director Howard E. Cox, Jr. For For Management
1.3 Elect Director Donald M. Engelman, Ph.D. For Withhold Management
1.4 Elect Director Jerome H. Grossman, M.D. For For Management
1.5 Elect Director John S. Lillard For For Management
1.6 Elect Director William U. Parfet For For Management
1.7 Elect Director Ronda E. Stryker For Withhold Management
2 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
SUPERVALU INC.
Ticker: SVU Security ID: 868536103
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Lillis For For Management
1.2 Elect Director Jeffrey Noodle For For Management
1.3 Elect Director Steven S. Rogers For For Management
1.4 Elect Director Ronald E. Daly For For Management
1.5 Elect Director Marissa Peterson For For Management
2 Ratify Auditors For For Management
3 Require Affirmative Vote of the Majority Against Against Shareholder
of the Shares to Elect Directors
- --------------------------------------------------------------------------------
SYSCO CORPORATION
Ticker: SYY Security ID: 871829107
Meeting Date: NOV 7, 2003 Meeting Type: Annual
Record Date: SEP 9, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan Golden as Class For For Management
II Director
1.2 Elect Director Joseph A. Hafner, Jr. as For For Management
Class II Director
1.3 Elect Director Thomas E. Lankford as For For Management
Class II Director
1.4 Elect Director Richard J. Schnieders as For For Management
Class II Director
1.5 Elect Director John K. Stubblefield, Jr. For For Management
as Class III Director
2 Increase Authorized Common Stock For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Report on the Impact of Genetically Against Against Shareholder
Engineered Products
- --------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC.
Ticker: TROW Security ID: 74144T108
Meeting Date: APR 8, 2004 Meeting Type: Annual
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward C. Bernard For For Management
1.2 Elect Director James T. Brady For For Management
1.3 Elect Director D. William J. Garrett For For Management
1.4 Elect Director Donald B. Hebb, Jr. For For Management
1.5 Elect Director James A.C. Kennedy For For Management
1.6 Elect Director James S. Riepe For For Management
1.7 Elect Director George A. Roche For For Management
1.8 Elect Director Brian C. Rogers For For Management
1.9 Elect Director Dr. Alfred Sommer For For Management
1.10 Elect Director Dwight S. Taylor For For Management
1.11 Elect Director Anne Marie Whittemore For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Other Business For For Management
- --------------------------------------------------------------------------------
TECO ENERGY, INC.
Ticker: TE Security ID: 872375100
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: FEB 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tom L. Rankin For For Management
1.2 Elect Director William D. Rockford For For Management
1.3 Elect Director J. Thomas Touchton For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Limit Executive Compensation Against Against Shareholder
5 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
TENET HEALTHCARE CORP.
Ticker: THC Security ID: 88033G100
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Trevor Fetter For For Management
1.2 Elect Director Van B. Honeycutt For For Management
1.3 Elect Director John C. Kane For For Management
1.4 Elect Director Edward A. Kangas For For Management
1.5 Elect Director J. Robert Kerrey For For Management
1.6 Elect Director Richard R. Pettingill For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TIFFANY & CO.
Ticker: TIF Security ID: 886547108
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Kowalski For For Management
1.2 Elect Director Rose Marie Bravo For For Management
1.3 Elect Director William R. Chaney For For Management
1.4 Elect Director Samuel L. Hayes III For For Management
1.5 Elect Director Abby F. Kohnstamm For For Management
1.6 Elect Director Charles K. Marquis For For Management
1.7 Elect Director J. Thomas Presby For For Management
1.8 Elect Director James E. Quinn For For Management
1.9 Elect Director William A. Shutzer For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TOYS 'R' US, INC.
Ticker: TOY Security ID: 892335100
Meeting Date: JUN 2, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director RoAnn Costin For For Management
1.2 Elect Director John H. Eyler, Jr. For For Management
1.3 Elect Director Roger N. Farah For For Management
1.4 Elect Director Peter A. Georgescu For For Management
1.5 Elect Director Cinda A. Hallman For For Management
1.6 Elect Director Calvin Hill For For Management
1.7 Elect Director Nancy Karch For For Management
1.8 Elect Director Norman S. Matthews For For Management
1.9 Elect Director Arthur B. Newman For For Management
1.10 Elect Director Frank R. Noonan For For Management
2 Require a Majority Vote for the Election Against Against Shareholder
of Directors
- --------------------------------------------------------------------------------
TXU CORP.
Ticker: TXU Security ID: 873168108
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Derek C. Bonham For For Management
1.2 Elect Director E. Gail de Planque For For Management
1.3 Elect Director William M. Griffin For For Management
1.4 Elect Director Kerney Laday For For Management
1.5 Elect Director Jack E. Little For For Management
1.6 Elect Director Erle Nye For For Management
1.7 Elect Director J.E. Oesterreicher For For Management
1.8 Elect Director Michael W. Ranger For For Management
1.9 Elect Director Herbert H. Richardson For For Management
1.10 Elect Director C. John Wilder For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: 902124106
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis C. Blair For For Management
1.2 Elect Director Edward D. Breen For For Management
1.3 Elect Director George W. Buckley For For Management
1.4 Elect Director Brian Duperreault For For Management
1.5 Elect Director Bruce S. Gordon For For Management
1.6 Elect Director John A. Krol For For Management
1.7 Elect Director Mackey J. Mcdonald For For Management
1.8 Elect Director H. Carl Mccall For For Management
1.9 Elect Director Brendan R. O'Neill For For Management
1.10 Elect Director Sandra S. Wijnberg For For Management
1.11 Elect Director Jerome B. York For For Management
2 Ratify Auditors For For Management
3 ADOPTION OF THE AMENDED AND RESTATED For For Management
BYE-LAWS.
4 APPROVAL OF TYCO 2004 STOCK AND INCENTIVE For For Management
PLAN.
5 SHAREHOLDER PROPOSAL REGARDING For For Shareholder
ENVIRONMENTAL REPORTING.
6 SHAREHOLDER PROPOSAL TO CHANGE TYCO S Against Against Shareholder
JURISDICTION OF INCORPORATION FROM
BERMUDA TO A U.S. STATE.
7 SHAREHOLDER PROPOSAL ON COMMON SENSE Against Against Shareholder
EXECUTIVE COMPENSATION.
- --------------------------------------------------------------------------------
UNION PLANTERS CORP.
Ticker: UPC Security ID: 908068109
Meeting Date: JUN 8, 2004 Meeting Type: Annual
Record Date: APR 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director Albert M. Austin For For Management
2.2 Elect Director George W. Bryan For For Management
2.3 Elect Director Robert R. Waller, M.D. For For Management
2.4 Elect Director Spence L. Wilson For For Management
3 Ratify Auditors For For Management
4 Adjourn Meeting For For Management
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
UNITED STATES STEEL CORP.
Ticker: X Security ID: 912909108
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Darnall For For Management
1.2 Elect Director Roy G. Dorrance For For Management
1.3 Elect Director Charles R. Lee For For Management
1.4 Elect Director John G. Drosdick For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
UNUMPROVIDENT CORPORATION
Ticker: UNM Security ID: 91529Y106
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald E. Goldsberry For For Management
1.2 Elect Director Hugh O. Maclellan, Jr. For For Management
1.3 Elect Director C. William Pollard For For Management
1.4 Elect Director John W. Rowe For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
5 Require Affirmative Vote of the Majority Against Against Shareholder
of the Shares to Elect Directors
6 Establish Other Board Committee Against Against Shareholder
- --------------------------------------------------------------------------------
VERIZON COMMUNICATIONS
Ticker: VZ Security ID: 92343V104
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Barker For For Management
1.2 Elect Director Richard L. Carrion For For Management
1.3 Elect Director Robert W. Lane For For Management
1.4 Elect Director Sandra O. Moose For For Management
1.5 Elect Director Joseph Neubauer For For Management
1.6 Elect Director Thomas H. O'Brien For For Management
1.7 Elect Director Hugh B. Price For For Management
1.8 Elect Director Ivan G. Seidenberg For For Management
1.9 Elect Director Walter V. Shipley For For Management
1.10 Elect Director John R. Stafford For For Management
1.11 Elect Director Robert D. Storey For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against Against Shareholder
4 Require Majority of Independent Directors Against Against Shareholder
on Board
5 Separate Chairman and CEO Positions Against Against Shareholder
6 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
7 Submit Executive Compensation to Vote Against Against Shareholder
8 Prohibit Awards to Executives Against Against Shareholder
9 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
10 Report on Political Against Against Shareholder
Contributions/Activities
11 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
WASHINGTON MUTUAL, INC
Ticker: WM Security ID: 939322103
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne V. Farrell For For Management
1.2 Elect Director Stephen E. Frank For For Management
1.3 Elect Director Margaret Osmer Mcquade For For Management
1.4 Elect Director William D. Schulte For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
WHIRLPOOL CORP.
Ticker: WHR Security ID: 963320106
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Allan D. Gilmour For For Management
1.2 Elect Director Michael F. Johnston For For Management
1.3 Elect Director Janice D. Stoney For For Management
1.4 Elect Director David R. Whitwam For For Management
2 Amend Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
XCEL ENERGY INC.
Ticker: XEL Security ID: 98389B100
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director David A. Christensen For For Management
2.2 Elect Director Margaret R. Preska For For Management
2.3 Elect Director W. Thomas Stephens For For Management
2.4 Elect Director Richard H. Anderson For For Management
2.5 Elect Director Richard C. Kelly For For Management
2.6 Elect Director Ralph R. Peterson For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
- --------------------------------------------------------------------------------
XEROX CORP.
Ticker: XRX Security ID: 984121103
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glenn A. Britt For For Management
1.2 Elect Director Richard J. Harrington For For Management
1.3 Elect Director William Curt Hunter For For Management
1.4 Elect Director Vernon E. Jordan, Jr. For Withhold Management
1.5 Elect Director Hilmar Kopper For For Management
1.6 Elect Director Ralph S. Larsen For For Management
1.7 Elect Director Anne M. Mulcahy For For Management
1.8 Elect Director N.J. Nicholas, Jr. For For Management
1.9 Elect Director John E. Pepper For For Management
1.10 Elect Director Ann N. Reese For For Management
1.11 Elect Director Stephen Robert For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
- --------------------------------------------------------------------------------
XILINX, INC.
Ticker: XLNX Security ID: 983919101
Meeting Date: AUG 7, 2003 Meeting Type: Annual
Record Date: JUN 9, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Willem P. Roelandts For For Management
1.2 Elect Director John L. Doyle For For Management
1.3 Elect Director Jerald G. Fishman For For Management
1.4 Elect Director Philip T. Gianos For For Management
1.5 Elect Director William G. Howard, Jr. For For Management
1.6 Elect Director Harold E. Hughes, Jr. For For Management
1.7 Elect Director Richard W. Sevcik For For Management
1.8 Elect Director Elizabeth Vanderslice For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
YAHOO!, INC.
Ticker: YHOO Security ID: 984332106
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terry S. Semel For For Management
1.2 Elect Director Jerry Yang For For Management
1.3 Elect Director Roy J. Bostock For For Management
1.4 Elect Director Ronald W. Burkle For For Management
1.5 Elect Director Eric Hippeau For For Management
1.6 Elect Director Arthur H. Kern For For Management
1.7 Elect Director Robert A. Kotick For For Management
1.8 Elect Director Edward R. Kozel For For Management
1.9 Elect Director Gary L. Wilson For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
4 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
ZIMMER HOLDINGS INC
Ticker: ZMH Security ID: 98956P102
Meeting Date: MAY 10, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry C. Glasscock For For Management
1.2 Elect Director John L. McGoldrick For For Management
2 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
3 Ratify Auditors Against For Shareholder
======================= AXP RESEARCH OPPORTUNITIES FUND ========================
AXP Research Opportunities Fund (the "Selling Fund") was merged into AXP Large
Cap Equity Fund, a series of AXP Growth Series, Inc. (the "Buying Fund") on June
25, 2004. The proxy voting record of the Selling Fund is being reported by the
Buying Fund on Form N-PX filed on or about Aug. 26, 2004. (CIK 0000049702 / File
No. 811-2111)
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) AXP Growth Series, Inc.
By (Signature and Title)* /s/ Paula R. Meyer
------------------
Paula R. Meyer
President
Date August 26, 2004
* Print the name and title of each signing officer under his or her signature.