SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A AMENDMENT NO. 2 AMENDMENT TO APPLICATION OR REPORT Filed pursuant to Section 12, 13, or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 YANKEE ENERGY SYSTEM, INC. ------------------------------------------------- (Exact name of registrant as specified in charter) The undersigned registrant hereby amends the following items, financial statements, exhibits, or other portions of its annual report on Form 10-K for the fiscal year ended September 30, 1994: Cover page Exhibit 13 Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this amendment to be signed on its behalf by the undersigned, thereunto duly authorized. YANKEE ENERGY SYSTEM, INC. --------------------------- (Registrant) By: /s/ Mary J. Healey ---------------------- (Signature) Secretary and Assistant General Counsel Date: May 16, 1995 The Company's cover page to its Form 10-K filed on December 19, 1994 inadvertently listed the Company's securities registered pursuant to Section 12(g) of the Act. The Company's securities are registered pursuant to Section 12(b) of the Act. The Company files herewith an amended cover page. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURI- TIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 1994 ------------------------ OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to -------------- --------------- Commission File Number 0-17605 ------- Yankee Energy System, Inc. - ----------------------------------------------------------------- (Exact name of registrant as specified in its charter) Connecticut 06-1236430 - ----------------------------------------------------------------- (State or other jurisdiction of (I.R.S. Employer incorporation or organization Identification No.) 599 Research Parkway, Meriden, CT 06450-1030 - ----------------------------------------------------------------- Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (203) 639-4000 --------------- Securities registered pursuant to Section 12(b) of the Act: Name of each exchange Title of each class on which registered - ------------------- --------------------- Common Stock, Par Value $5 Per Share, and Common Share Purchase Rights New York Stock Exchange - ----------------------------------------------------------------- Securities registered pursuant to Section 12(g) of the Act: None - ----------------------------------------------------------------- (Title of class) Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes X No . ---- ---- Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (Sections 229,405 of this chapter)is not contained herein, and will not be contained, to the bestof registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. [ ] The aggregate market value of the voting stock held by non- affiliates of the registrant at December 16, 1994 was $216,041,343.00 based on the closing price of $21.00 per share. On December 16, 1994, the Company had 10,287,683 shares of common stock outstanding. Documents Incorporated by Reference Part of Form 10-K Annual Report to Shareholders for the Fiscal Year Ended September 30, 1994 Parts I and II Proxy Statement For Its Annual Meeting to be Held on February 24, 1995 Part III Exhibit 13 The Company inadvertently omitted the inside back cover page of Exhibit 13 to its Form 10-K filed on December 19, 1994. The Company files herewith an amended Exhibit 13.