UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-10193
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Principal Partners SmallCap Growth Fund, Inc.
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(Exact name of registrant as specified in charter)
711 High Street, Des Moines, Iowa 50392-2080
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(Address of principal executive offices) (Zip code)
MICHAEL D. ROUGHTON Copy to:
The Principal Financial Group John W. Blouch, Esq.
Des Moines, Iowa 50392-0300 Dykema Gossett PLLC
Franklin Square, Suite 300 West
1300 I Street, N.W.
Washington, DC 20005-3306
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(Name and address of agent for service)
Registrant's telephone number, including area code: 515-248-3842
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Date of fiscal year end: 10/31/2003
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Date of reporting period: 07/01/2003 - 06/30/2004
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Item 1 Proxy Voting Record
Fund Name: Principal Partners SmallCap Growth Fund, Inc.
Sub-Advisor: UBS
Name Meeting Date Ticker Security ID
Constellation Brands, Inc. 20030715 STZ 21036P108
Constellation Brands, Inc. 20030715 STZ 21036P108
Constellation Brands, Inc. 20030715 STZ 21036P108
Exar Corporation 20030904 EXAR 300645108
Exar Corporation 20030904 EXAR 300645108
Gart Sports Company 20030804 GRTS 366630101
Gart Sports Company 20030804 GRTS 366630101
Gart Sports Company 20030804 GRTS 366630101
Gart Sports Company 20030804 GRTS 366630101
Gart Sports Company 20030804 GRTS 366630101
Gart Sports Company 20030804 GRTS 366630101
Gart Sports Company 20030804 GRTS 366630101
Gart Sports Company 20030804 GRTS 366630101
Gart Sports Company 20030804 GRTS 366630101
Gart Sports Company 20030804 GRTS 366630101
Gart Sports Company 20030804 GRTS 366630101
Gart Sports Company 20030804 GRTS 366630101
Inamed Corporation 20030711 IMDC 453235103
Inamed Corporation 20030711 IMDC 453235103
Inamed Corporation 20030711 IMDC 453235103
Inamed Corporation 20030711 IMDC 453235103
Inamed Corporation 20030711 IMDC 453235103
Inamed Corporation 20030711 IMDC 453235103
Inamed Corporation 20030711 IMDC 453235103
Inamed Corporation 20030711 IMDC 453235103
Inamed Corporation 20030711 IMDC 453235103
Inamed Corporation 20030711 IMDC 453235103
Inamed Corporation 20030711 IMDC 453235103
Inamed Corporation 20030711 IMDC 453235103
Magma Design Autmation, Inc. 20030829 LAVA 559181102
Magma Design Autmation, Inc. 20030829 LAVA 559181102
Magma Design Autmation, Inc. 20030829 LAVA 559181102
Magma Design Autmation, Inc. 20030829 LAVA 559181102
NPS Pharmaceuticals, Inc. 20030821 NPSP 62936P103
NPS Pharmaceuticals, Inc. 20030821 NPSP 62936P103
NPS Pharmaceuticals, Inc. 20030821 NPSP 62936P103
NPS Pharmaceuticals, Inc. 20030821 NPSP 62936P103
NPS Pharmaceuticals, Inc. 20030821 NPSP 62936P103
NPS Pharmaceuticals, Inc. 20030821 NPSP 62936P103
NPS Pharmaceuticals, Inc. 20030821 NPSP 62936P103
NPS Pharmaceuticals, Inc. 20030821 NPSP 62936P103
NPS Pharmaceuticals, Inc. 20030821 NPSP 62936P103
NPS Pharmaceuticals, Inc. 20030821 NPSP 62936P103
NPS Pharmaceuticals, Inc. 20030821 NPSP 62936P103
NPS Pharmaceuticals, Inc. 20030821 NPSP 62936P103
NPS Pharmaceuticals, Inc. 20030821 NPSP 62936P103
THQ Inc. 20030812 THQI 872443403
THQ Inc. 20030812 THQI 872443403
THQ Inc. 20030812 THQI 872443403
THQ Inc. 20030812 THQI 872443403
THQ Inc. 20030812 THQI 872443403
THQ Inc. 20030812 THQI 872443403
THQ Inc. 20030812 THQI 872443403
THQ Inc. 20030812 THQI 872443403
THQ Inc. 20030812 THQI 872443403
Patterson Cos Inc. 2003-09-08 PDCO 703412106
Patterson Cos Inc. 2003-09-08 PDCO 703412106
Patterson Cos Inc. 2003-09-08 PDCO 703412106
American Financial Realty Trust 2003-09-25 AFR 02607P305
American Financial Realty Trust 2003-09-25 AFR 02607P305
American Financial Realty Trust 2003-09-25 AFR 02607P305
American Financial Realty Trust 2003-09-25 AFR 02607P305
American Financial Realty Trust 2003-09-25 AFR 02607P305
American Financial Realty Trust 2003-09-25 AFR 02607P305
American Financial Realty Trust 2003-09-25 AFR 02607P305
American Financial Realty Trust 2003-09-25 AFR 02607P305
American Financial Realty Trust 2003-09-25 AFR 02607P305
American Financial Realty Trust 2003-09-25 AFR 02607P305
American Financial Realty Trust 2003-09-25 AFR 02607P305
American Financial Realty Trust 2003-09-25 AFR 02607P305
American Financial Realty Trust 2003-09-25 AFR 02607P305
American Financial Realty Trust 2003-09-25 AFR 02607P305
American Financial Realty Trust 2003-09-25 AFR 02607P305
Overture Services, Inc. 2003-10-07 69039R100
Ruby Tuesday, Inc. 2003-10-07 RI 781182100
Ruby Tuesday, Inc. 2003-10-07 RI 781182100
Ruby Tuesday, Inc. 2003-10-07 RI 781182100
Ruby Tuesday, Inc. 2003-10-07 RI 781182100
Ruby Tuesday, Inc. 2003-10-07 RI 781182100
Cree, Inc. 2003-10-28 CREE 225447101
Cree, Inc. 2003-10-28 CREE 225447101
Cree, Inc. 2003-10-28 CREE 225447101
Cree, Inc. 2003-10-28 CREE 225447101
Cree, Inc. 2003-10-28 CREE 225447101
Cree, Inc. 2003-10-28 CREE 225447101
Cree, Inc. 2003-10-28 CREE 225447101
New York Community Bancorp, Inc. 2003-10-29 NYB 649445103
New York Community Bancorp, Inc. 2003-10-29 NYB 649445103
Resmed, Inc. 2003-11-13 RMD 761152107
Resmed, Inc. 2003-11-13 RMD 761152107
Resmed, Inc. 2003-11-13 RMD 761152107
Resmed, Inc. 2003-11-13 RMD 761152107
Resmed, Inc. 2003-11-13 RMD 761152107
CACI International, Inc. 2003-11-20 CAI 127190304
CACI International, Inc. 2003-11-20 CAI 127190304
CACI International, Inc. 2003-11-20 CAI 127190304
CACI International, Inc. 2003-11-20 CAI 127190304
CACI International, Inc. 2003-11-20 CAI 127190304
CACI International, Inc. 2003-11-20 CAI 127190304
CACI International, Inc. 2003-11-20 CAI 127190304
CACI International, Inc. 2003-11-20 CAI 127190304
CACI International, Inc. 2003-11-20 CAI 127190304
CACI International, Inc. 2003-11-20 CAI 127190304
CACI International, Inc. 2003-11-20 CAI 127190304
CACI International, Inc. 2003-11-20 CAI 127190304
Mercury Interactive Corp. 2003-12-10 MERQ 589405109
Mercury Interactive Corp. 2003-12-10 MERQ 589405109
Pericom Semiconductor Corp. 2003-12-17 PSEM 713831105
Pericom Semiconductor Corp. 2003-12-17 PSEM 713831105
Pericom Semiconductor Corp. 2003-12-17 PSEM 713831105
Pericom Semiconductor Corp. 2003-12-17 PSEM 713831105
Pericom Semiconductor Corp. 2003-12-17 PSEM 713831105
Pericom Semiconductor Corp. 2003-12-17 PSEM 713831105
Pericom Semiconductor Corp. 2003-12-17 PSEM 713831105
Factset Research Systems, Inc. 2004-01-08 FDS 303075105
Factset Research Systems, Inc. 2004-01-08 FDS 303075105
Factset Research Systems, Inc. 2004-01-08 FDS 303075105
Factset Research Systems, Inc. 2004-01-08 FDS 303075105
Harbor Florida Bancshares, Inc. 2004-01-23 HARB 411901101
Harbor Florida Bancshares, Inc. 2004-01-23 HARB 411901101
Harbor Florida Bancshares, Inc. 2004-01-23 HARB 411901101
Harbor Florida Bancshares, Inc. 2004-01-23 HARB 411901101
BankUnited Financial Corp. 2004-01-30 BKUNA 06652B103
BankUnited Financial Corp. 2004-01-30 BKUNA 06652B103
BankUnited Financial Corp. 2004-01-30 BKUNA 06652B103
Fair Isaac Inc. 2004-02-02 FIC 303250104
Fair Isaac Inc. 2004-02-02 FIC 303250104
Fair Isaac Inc. 2004-02-02 FIC 303250104
Fair Isaac Inc. 2004-02-02 FIC 303250104
Fair Isaac Inc. 2004-02-02 FIC 303250104
Fair Isaac Inc. 2004-02-02 FIC 303250104
Fair Isaac Inc. 2004-02-02 FIC 303250104
Fair Isaac Inc. 2004-02-02 FIC 303250104
Fair Isaac Inc. 2004-02-02 FIC 303250104
Fair Isaac Inc. 2004-02-02 FIC 303250104
ESCO Technologies Inc. 2004-02-05 ESE 296315104
ESCO Technologies Inc. 2004-02-05 ESE 296315104
ESCO Technologies Inc. 2004-02-05 ESE 296315104
ESCO Technologies Inc. 2004-02-05 ESE 296315104
ESCO Technologies Inc. 2004-02-05 ESE 296315104
Moore Wallace Incorporated (Formerly Moore Corp. Ltd. )2004-02-23 615857109
Moore Wallace Incorporated (Formerly Moore Corp. Ltd. )2004-02-23 615857109
Uti Worldwide Inc. 2004-02-27 UTIW G87210103
Engineered Support Systems, Inc. 2004-03-02 EASI 292866100
Engineered Support Systems, Inc. 2004-03-02 EASI 292866100
Engineered Support Systems, Inc. 2004-03-02 EASI 292866100
Engineered Support Systems, Inc. 2004-03-02 EASI 292866100
Engineered Support Systems, Inc. 2004-03-02 EASI 292866100
Engineered Support Systems, Inc. 2004-03-02 EASI 292866100
Engineered Support Systems, Inc. 2004-03-02 EASI 292866100
Engineered Support Systems, Inc. 2004-03-02 EASI 292866100
Hovnanian Enterprises, Inc. 2004-03-05 HOV 442487203
Hovnanian Enterprises, Inc. 2004-03-05 HOV 442487203
Hovnanian Enterprises, Inc. 2004-03-05 HOV 442487203
Hovnanian Enterprises, Inc. 2004-03-05 HOV 442487203
Hovnanian Enterprises, Inc. 2004-03-05 HOV 442487203
Hovnanian Enterprises, Inc. 2004-03-05 HOV 442487203
Hovnanian Enterprises, Inc. 2004-03-05 HOV 442487203
Hovnanian Enterprises, Inc. 2004-03-05 HOV 442487203
Hovnanian Enterprises, Inc. 2004-03-05 HOV 442487203
Hovnanian Enterprises, Inc. 2004-03-05 HOV 442487203
Hovnanian Enterprises, Inc. 2004-03-05 HOV 442487203
Hovnanian Enterprises, Inc. 2004-03-05 HOV 442487203
Hovnanian Enterprises, Inc. 2004-03-05 HOV 442487203
Advanced Digital Information Corp. 2004-03-10 ADIC 007525108
Advanced Digital Information Corp. 2004-03-10 ADIC 007525108
Advanced Digital Information Corp. 2004-03-10 ADIC 007525108
Advanced Digital Information Corp. 2004-03-10 ADIC 007525108
Artisan Components, Inc. 2004-03-11 ARTI 042923102
Artisan Components, Inc. 2004-03-11 ARTI 042923102
Artisan Components, Inc. 2004-03-11 ARTI 042923102
Artisan Components, Inc. 2004-03-11 ARTI 042923102
Artisan Components, Inc. 2004-03-11 ARTI 042923102
Artisan Components, Inc. 2004-03-11 ARTI 042923102
Artisan Components, Inc. 2004-03-11 ARTI 042923102
Artisan Components, Inc. 2004-03-11 ARTI 042923102
Artisan Components, Inc. 2004-03-11 ARTI 042923102
Artisan Components, Inc. 2004-03-11 ARTI 042923102
Albemarle Corp. 2004-03-31 ALB 012653101
Albemarle Corp. 2004-03-31 ALB 012653101
Albemarle Corp. 2004-03-31 ALB 012653101
Albemarle Corp. 2004-03-31 ALB 012653101
Albemarle Corp. 2004-03-31 ALB 012653101
Albemarle Corp. 2004-03-31 ALB 012653101
Albemarle Corp. 2004-03-31 ALB 012653101
Albemarle Corp. 2004-03-31 ALB 012653101
Albemarle Corp. 2004-03-31 ALB 012653101
Albemarle Corp. 2004-03-31 ALB 012653101
Albemarle Corp. 2004-03-31 ALB 012653101
A. O. Smith Corp. 2004-04-05 SAOSA 831865209
A. O. Smith Corp. 2004-04-05 SAOSA 831865209
A. O. Smith Corp. 2004-04-05 SAOSA 831865209
Investors Financial Services Corp. 2004-04-13 IFIN 461915100
Investors Financial Services Corp. 2004-04-13 IFIN 461915100
Investors Financial Services Corp. 2004-04-13 IFIN 461915100
Investors Financial Services Corp. 2004-04-13 IFIN 461915100
Investors Financial Services Corp. 2004-04-13 IFIN 461915100
Investors Financial Services Corp. 2004-04-13 IFIN 461915100
Cognex Corp. 2004-04-22 CGNX 192422103
Cognex Corp. 2004-04-22 CGNX 192422103
Cott Corp. 2004-04-27 BCB 22163N106
Cott Corp. 2004-04-27 BCB 22163N106
Cott Corp. 2004-04-27 BCB 22163N106
Cott Corp. 2004-04-27 BCB 22163N106
Cott Corp. 2004-04-27 BCB 22163N106
Cott Corp. 2004-04-27 BCB 22163N106
Cott Corp. 2004-04-27 BCB 22163N106
Cott Corp. 2004-04-27 BCB 22163N106
Cott Corp. 2004-04-27 BCB 22163N106
Cott Corp. 2004-04-27 BCB 22163N106
Cott Corp. 2004-04-27 BCB 22163N106
Cott Corp. 2004-04-27 BCB 22163N106
Cott Corp. 2004-04-27 BCB 22163N106
Cott Corp. 2004-04-27 BCB 22163N106
Cott Corp. 2004-04-27 BCB 22163N106
August Technology Corporation 2004-04-28 AUGT 05106U105
August Technology Corporation 2004-04-28 AUGT 05106U105
August Technology Corporation 2004-04-28 AUGT 05106U105
August Technology Corporation 2004-04-28 AUGT 05106U105
August Technology Corporation 2004-04-28 AUGT 05106U105
American Axle & Manufacturing Holdings, Inc. 2004-04-29 AXL 024061103
American Axle & Manufacturing Holdings, Inc. 2004-04-29 AXL 024061103
American Axle & Manufacturing Holdings, Inc. 2004-04-29 AXL 024061103
American Axle & Manufacturing Holdings, Inc. 2004-04-29 AXL 024061103
American Axle & Manufacturing Holdings, Inc. 2004-04-29 AXL 024061103
UCBH Holdings, Inc. 2004-04-29 UCBH 90262T308
UCBH Holdings, Inc. 2004-04-29 UCBH 90262T308
UCBH Holdings, Inc. 2004-04-29 UCBH 90262T308
UCBH Holdings, Inc. 2004-04-29 UCBH 90262T308
UCBH Holdings, Inc. 2004-04-29 UCBH 90262T308
UCBH Holdings, Inc. 2004-04-29 UCBH 90262T308
Cumulus Media Inc. 2004-04-30 CMLS 231082108
Cumulus Media Inc. 2004-04-30 CMLS 231082108
Cumulus Media Inc. 2004-04-30 CMLS 231082108
Dot Hill Systems Corporation 2004-05-03 HILL 25848T109
Dot Hill Systems Corporation 2004-05-03 HILL 25848T109
Dot Hill Systems Corporation 2004-05-03 HILL 25848T109
NVR, Inc. 2004-05-03 NVR 62944T105
NVR, Inc. 2004-05-03 NVR 62944T105
NVR, Inc. 2004-05-03 NVR 62944T105
NVR, Inc. 2004-05-03 NVR 62944T105
NVR, Inc. 2004-05-03 NVR 62944T105
NVR, Inc. 2004-05-03 NVR 62944T105
NVR, Inc. 2004-05-03 NVR 62944T105
NVR, Inc. 2004-05-03 NVR 62944T105
NVR, Inc. 2004-05-03 NVR 62944T105
NVR, Inc. 2004-05-03 NVR 62944T105
Hilb Rogal & Hobbs Co 2004-05-04 HRH 431294107
Hilb Rogal & Hobbs Co 2004-05-04 HRH 431294107
Hilb Rogal & Hobbs Co 2004-05-04 HRH 431294107
Hilb Rogal & Hobbs Co 2004-05-04 HRH 431294107
Hilb Rogal & Hobbs Co 2004-05-04 HRH 431294107
Hilb Rogal & Hobbs Co 2004-05-04 HRH 431294107
Hilb Rogal & Hobbs Co 2004-05-04 HRH 431294107
Hilb Rogal & Hobbs Co 2004-05-04 HRH 431294107
Amylin Pharmaceuticals, Inc. 2004-05-05 AMLN 032346108
Amylin Pharmaceuticals, Inc. 2004-05-05 AMLN 032346108
Amylin Pharmaceuticals, Inc. 2004-05-05 AMLN 032346108
Amylin Pharmaceuticals, Inc. 2004-05-05 AMLN 032346108
Amylin Pharmaceuticals, Inc. 2004-05-05 AMLN 032346108
Amylin Pharmaceuticals, Inc. 2004-05-05 AMLN 032346108
Amylin Pharmaceuticals, Inc. 2004-05-05 AMLN 032346108
Amylin Pharmaceuticals, Inc. 2004-05-05 AMLN 032346108
Amylin Pharmaceuticals, Inc. 2004-05-05 AMLN 032346108
Amylin Pharmaceuticals, Inc. 2004-05-05 AMLN 032346108
Amylin Pharmaceuticals, Inc. 2004-05-05 AMLN 032346108
Secure Computing Corp. 2004-05-05 SCUR 813705100
Secure Computing Corp. 2004-05-05 SCUR 813705100
Secure Computing Corp. 2004-05-05 SCUR 813705100
Secure Computing Corp. 2004-05-05 SCUR 813705100
Secure Computing Corp. 2004-05-05 SCUR 813705100
Secure Computing Corp. 2004-05-05 SCUR 813705100
Odyssey Healthcare, Inc. 2004-05-06 ODSY 67611V101
Odyssey Healthcare, Inc. 2004-05-06 ODSY 67611V101
Odyssey Healthcare, Inc. 2004-05-06 ODSY 67611V101
Odyssey Healthcare, Inc. 2004-05-06 ODSY 67611V101
RLI Corp. 2004-05-06 RLI 749607107
RLI Corp. 2004-05-06 RLI 749607107
RLI Corp. 2004-05-06 RLI 749607107
RLI Corp. 2004-05-06 RLI 749607107
RLI Corp. 2004-05-06 RLI 749607107
First Horizon Pharmaceutical 2004-05-07 FHRX 32051K106
First Horizon Pharmaceutical 2004-05-07 FHRX 32051K106
First Horizon Pharmaceutical 2004-05-07 FHRX 32051K106
Select Medical Corp. 2004-05-10 SEM 816196109
Select Medical Corp. 2004-05-10 SEM 816196109
Select Medical Corp. 2004-05-10 SEM 816196109
Select Medical Corp. 2004-05-10 SEM 816196109
Benchmark Electronics, Inc. 2004-05-11 BHE 08160H101
Benchmark Electronics, Inc. 2004-05-11 BHE 08160H101
Benchmark Electronics, Inc. 2004-05-11 BHE 08160H101
Benchmark Electronics, Inc. 2004-05-11 BHE 08160H101
Benchmark Electronics, Inc. 2004-05-11 BHE 08160H101
Benchmark Electronics, Inc. 2004-05-11 BHE 08160H101
Benchmark Electronics, Inc. 2004-05-11 BHE 08160H101
Benchmark Electronics, Inc. 2004-05-11 BHE 08160H101
Benchmark Electronics, Inc. 2004-05-11 BHE 08160H101
Telik, Inc. 2004-05-12 TELK 87959M109
Telik, Inc. 2004-05-12 TELK 87959M109
Telik, Inc. 2004-05-12 TELK 87959M109
TETRA Technologies, Inc. 2004-05-12 TTI 88162F105
TETRA Technologies, Inc. 2004-05-12 TTI 88162F105
TETRA Technologies, Inc. 2004-05-12 TTI 88162F105
TETRA Technologies, Inc. 2004-05-12 TTI 88162F105
TETRA Technologies, Inc. 2004-05-12 TTI 88162F105
TETRA Technologies, Inc. 2004-05-12 TTI 88162F105
IXIA 2004-05-13 XXIA 45071R109
IXIA 2004-05-13 XXIA 45071R109
IXIA 2004-05-13 XXIA 45071R109
IXIA 2004-05-13 XXIA 45071R109
IXIA 2004-05-13 XXIA 45071R109
IXIA 2004-05-13 XXIA 45071R109
IXIA 2004-05-13 XXIA 45071R109
Pinnacle Airlines Corp. 2004-05-14 PNCL 723443107
Pinnacle Airlines Corp. 2004-05-14 PNCL 723443107
Pinnacle Airlines Corp. 2004-05-14 PNCL 723443107
Pinnacle Airlines Corp. 2004-05-14 PNCL 723443107
Atheros Communications, Inc 2004-05-18 04743P108
Atheros Communications, Inc 2004-05-18 04743P108
Atheros Communications, Inc 2004-05-18 04743P108
Atheros Communications, Inc 2004-05-18 04743P108
Quicksilver Resources Inc. 2004-05-18 KWK 74837R104
Quicksilver Resources Inc. 2004-05-18 KWK 74837R104
Quicksilver Resources Inc. 2004-05-18 KWK 74837R104
Quicksilver Resources Inc. 2004-05-18 KWK 74837R104
Quicksilver Resources Inc. 2004-05-18 KWK 74837R104
Quicksilver Resources Inc. 2004-05-18 KWK 74837R104
RadiSys Corp. 2004-05-18 RSYS 750459109
RadiSys Corp. 2004-05-18 RSYS 750459109
RadiSys Corp. 2004-05-18 RSYS 750459109
RadiSys Corp. 2004-05-18 RSYS 750459109
RadiSys Corp. 2004-05-18 RSYS 750459109
RadiSys Corp. 2004-05-18 RSYS 750459109
RadiSys Corp. 2004-05-18 RSYS 750459109
RadiSys Corp. 2004-05-18 RSYS 750459109
RadiSys Corp. 2004-05-18 RSYS 750459109
RadiSys Corp. 2004-05-18 RSYS 750459109
Rudolph Technologies, Inc. 2004-05-18 RTEC 781270103
Rudolph Technologies, Inc. 2004-05-18 RTEC 781270103
Rudolph Technologies, Inc. 2004-05-18 RTEC 781270103
Rudolph Technologies, Inc. 2004-05-18 RTEC 781270103
Performance Food Group Co. 2004-05-19 PFGC 713755106
Performance Food Group Co. 2004-05-19 PFGC 713755106
Performance Food Group Co. 2004-05-19 PFGC 713755106
Performance Food Group Co. 2004-05-19 PFGC 713755106
NPS Pharmaceuticals, Inc. 2004-05-20 NPSP 62936P103
NPS Pharmaceuticals, Inc. 2004-05-20 NPSP 62936P103
NPS Pharmaceuticals, Inc. 2004-05-20 NPSP 62936P103
NPS Pharmaceuticals, Inc. 2004-05-20 NPSP 62936P103
NPS Pharmaceuticals, Inc. 2004-05-20 NPSP 62936P103
NPS Pharmaceuticals, Inc. 2004-05-20 NPSP 62936P103
NPS Pharmaceuticals, Inc. 2004-05-20 NPSP 62936P103
NPS Pharmaceuticals, Inc. 2004-05-20 NPSP 62936P103
NPS Pharmaceuticals, Inc. 2004-05-20 NPSP 62936P103
NPS Pharmaceuticals, Inc. 2004-05-20 NPSP 62936P103
Patina Oil & Gas Corp. 2004-05-20 POG 703224105
Patina Oil & Gas Corp. 2004-05-20 POG 703224105
Patina Oil & Gas Corp. 2004-05-20 POG 703224105
Patina Oil & Gas Corp. 2004-05-20 POG 703224105
Patina Oil & Gas Corp. 2004-05-20 POG 703224105
Patina Oil & Gas Corp. 2004-05-20 POG 703224105
Patina Oil & Gas Corp. 2004-05-20 POG 703224105
Patina Oil & Gas Corp. 2004-05-20 POG 703224105
Patina Oil & Gas Corp. 2004-05-20 POG 703224105
Patina Oil & Gas Corp. 2004-05-20 POG 703224105
Patina Oil & Gas Corp. 2004-05-20 POG 703224105
Patina Oil & Gas Corp. 2004-05-20 POG 703224105
Pediatrix Medical Group, Inc. 2004-05-20 PDX 705324101
Pediatrix Medical Group, Inc. 2004-05-20 PDX 705324101
Pediatrix Medical Group, Inc. 2004-05-20 PDX 705324101
Pediatrix Medical Group, Inc. 2004-05-20 PDX 705324101
Pediatrix Medical Group, Inc. 2004-05-20 PDX 705324101
Pediatrix Medical Group, Inc. 2004-05-20 PDX 705324101
Pediatrix Medical Group, Inc. 2004-05-20 PDX 705324101
Pediatrix Medical Group, Inc. 2004-05-20 PDX 705324101
Ventas, Inc. 2004-05-21 VTR 92276F100
Ventas, Inc. 2004-05-21 VTR 92276F100
Ventas, Inc. 2004-05-21 VTR 92276F100
Ventas, Inc. 2004-05-21 VTR 92276F100
Ventas, Inc. 2004-05-21 VTR 92276F100
Ventas, Inc. 2004-05-21 VTR 92276F100
Ventas, Inc. 2004-05-21 VTR 92276F100
Ventas, Inc. 2004-05-21 VTR 92276F100
Digital River, Inc. 2004-05-24 DRIV 25388B104
Digital River, Inc. 2004-05-24 DRIV 25388B104
Digital River, Inc. 2004-05-24 DRIV 25388B104
Digital River, Inc. 2004-05-24 DRIV 25388B104
Digital River, Inc. 2004-05-24 DRIV 25388B104
Digital River, Inc. 2004-05-24 DRIV 25388B104
HIGHLAND HOSPITALITY CORP 2004-05-25 HIH 430141101
HIGHLAND HOSPITALITY CORP 2004-05-25 HIH 430141101
HIGHLAND HOSPITALITY CORP 2004-05-25 HIH 430141101
HIGHLAND HOSPITALITY CORP 2004-05-25 HIH 430141101
HIGHLAND HOSPITALITY CORP 2004-05-25 HIH 430141101
HIGHLAND HOSPITALITY CORP 2004-05-25 HIH 430141101
HIGHLAND HOSPITALITY CORP 2004-05-25 HIH 430141101
HIGHLAND HOSPITALITY CORP 2004-05-25 HIH 430141101
HIGHLAND HOSPITALITY CORP 2004-05-25 HIH 430141101
Merit Medical Systems, Inc. 2004-05-25 MMSI 589889104
Merit Medical Systems, Inc. 2004-05-25 MMSI 589889104
Merit Medical Systems, Inc. 2004-05-25 MMSI 589889104
Merit Medical Systems, Inc. 2004-05-25 MMSI 589889104
Advanced Neuromodulation Systems, Inc. 2004-05-26 ANSI 00757T101
Advanced Neuromodulation Systems, Inc. 2004-05-26 ANSI 00757T101
Advanced Neuromodulation Systems, Inc. 2004-05-26 ANSI 00757T101
Advanced Neuromodulation Systems, Inc. 2004-05-26 ANSI 00757T101
Advanced Neuromodulation Systems, Inc. 2004-05-26 ANSI 00757T101
Advanced Neuromodulation Systems, Inc. 2004-05-26 ANSI 00757T101
Advanced Neuromodulation Systems, Inc. 2004-05-26 ANSI 00757T101
Advanced Neuromodulation Systems, Inc. 2004-05-26 ANSI 00757T101
Advanced Neuromodulation Systems, Inc. 2004-05-26 ANSI 00757T101
Cognizant Technology Solutions Corp. 2004-05-26 CTSH 192446102
Cognizant Technology Solutions Corp. 2004-05-26 CTSH 192446102
Cognizant Technology Solutions Corp. 2004-05-26 CTSH 192446102
Cognizant Technology Solutions Corp. 2004-05-26 CTSH 192446102
Cognizant Technology Solutions Corp. 2004-05-26 CTSH 192446102
Cognizant Technology Solutions Corp. 2004-05-26 CTSH 192446102
CV Therapeutics Inc. 2004-05-26 CVTX 126667104
CV Therapeutics Inc. 2004-05-26 CVTX 126667104
CV Therapeutics Inc. 2004-05-26 CVTX 126667104
CV Therapeutics Inc. 2004-05-26 CVTX 126667104
CV Therapeutics Inc. 2004-05-26 CVTX 126667104
Isis Pharmaceuticals, Inc. 2004-05-26 ISIS 464330109
Isis Pharmaceuticals, Inc. 2004-05-26 ISIS 464330109
Isis Pharmaceuticals, Inc. 2004-05-26 ISIS 464330109
Isis Pharmaceuticals, Inc. 2004-05-26 ISIS 464330109
Isis Pharmaceuticals, Inc. 2004-05-26 ISIS 464330109
Neurocrine Biosciences, Inc. 2004-05-26 NBIX 64125C109
Neurocrine Biosciences, Inc. 2004-05-26 NBIX 64125C109
Neurocrine Biosciences, Inc. 2004-05-26 NBIX 64125C109
Neurocrine Biosciences, Inc. 2004-05-26 NBIX 64125C109
Inamed Corp. 2004-05-27 IMDC 453235103
Inamed Corp. 2004-05-27 IMDC 453235103
Inamed Corp. 2004-05-27 IMDC 453235103
Inamed Corp. 2004-05-27 IMDC 453235103
Inamed Corp. 2004-05-27 IMDC 453235103
Inamed Corp. 2004-05-27 IMDC 453235103
Inamed Corp. 2004-05-27 IMDC 453235103
Inamed Corp. 2004-05-27 IMDC 453235103
Inamed Corp. 2004-05-27 IMDC 453235103
Inamed Corp. 2004-05-27 IMDC 453235103
Inamed Corp. 2004-05-27 IMDC 453235103
Inamed Corp. 2004-05-27 IMDC 453235103
Medicines Company (The) 2004-05-27 MDCO 584688105
Medicines Company (The) 2004-05-27 MDCO 584688105
Medicines Company (The) 2004-05-27 MDCO 584688105
Medicines Company (The) 2004-05-27 MDCO 584688105
Medicines Company (The) 2004-05-27 MDCO 584688105
Panera Bread Company 2004-05-27 PNRA 69840W108
Panera Bread Company 2004-05-27 PNRA 69840W108
RSA Security Inc. 2004-05-27 RSAS 749719100
RSA Security Inc. 2004-05-27 RSAS 749719100
RSA Security Inc. 2004-05-27 RSAS 749719100
RSA Security Inc. 2004-05-27 RSAS 749719100
Foundry Networks, Inc. 2004-06-01 FDRY 35063R100
Foundry Networks, Inc. 2004-06-01 FDRY 35063R100
Foundry Networks, Inc. 2004-06-01 FDRY 35063R100
Foundry Networks, Inc. 2004-06-01 FDRY 35063R100
Foundry Networks, Inc. 2004-06-01 FDRY 35063R100
Foundry Networks, Inc. 2004-06-01 FDRY 35063R100
Foundry Networks, Inc. 2004-06-01 FDRY 35063R100
Government Properties Trust, Inc 2004-06-02 GPP 38374W107
Government Properties Trust, Inc 2004-06-02 GPP 38374W107
Government Properties Trust, Inc 2004-06-02 GPP 38374W107
Government Properties Trust, Inc 2004-06-02 GPP 38374W107
Government Properties Trust, Inc 2004-06-02 GPP 38374W107
Government Properties Trust, Inc 2004-06-02 GPP 38374W107
Government Properties Trust, Inc 2004-06-02 GPP 38374W107
Penwest Pharmaceuticals Co. 2004-06-02 PPCO 709754105
Penwest Pharmaceuticals Co. 2004-06-02 PPCO 709754105
Penwest Pharmaceuticals Co. 2004-06-02 PPCO 709754105
Penwest Pharmaceuticals Co. 2004-06-02 PPCO 709754105
Petco Animal Supplies, Inc. 2004-06-03 PETC 716016209
Petco Animal Supplies, Inc. 2004-06-03 PETC 716016209
Petco Animal Supplies, Inc. 2004-06-03 PETC 716016209
Petco Animal Supplies, Inc. 2004-06-03 PETC 716016209
Power Integrations, Inc. 2004-06-03 POWI 739276103
Power Integrations, Inc. 2004-06-03 POWI 739276103
Power Integrations, Inc. 2004-06-03 POWI 739276103
Power Integrations, Inc. 2004-06-03 POWI 739276103
Power Integrations, Inc. 2004-06-03 POWI 739276103
Ultratech Inc. 2004-06-03 UTEK 904034105
Ultratech Inc. 2004-06-03 UTEK 904034105
Ultratech Inc. 2004-06-03 UTEK 904034105
Ultratech Inc. 2004-06-03 UTEK 904034105
Ultratech Inc. 2004-06-03 UTEK 904034105
American Financial Realty Trust 2004-06-09 AFR 02607P305
American Financial Realty Trust 2004-06-09 AFR 02607P305
American Financial Realty Trust 2004-06-09 AFR 02607P305
American Financial Realty Trust 2004-06-09 AFR 02607P305
American Financial Realty Trust 2004-06-09 AFR 02607P305
American Financial Realty Trust 2004-06-09 AFR 02607P305
American Financial Realty Trust 2004-06-09 AFR 02607P305
American Financial Realty Trust 2004-06-09 AFR 02607P305
American Financial Realty Trust 2004-06-09 AFR 02607P305
Affymetrix Inc. 2004-06-10 AFFX 00826T108
Affymetrix Inc. 2004-06-10 AFFX 00826T108
Affymetrix Inc. 2004-06-10 AFFX 00826T108
Affymetrix Inc. 2004-06-10 AFFX 00826T108
Affymetrix Inc. 2004-06-10 AFFX 00826T108
Affymetrix Inc. 2004-06-10 AFFX 00826T108
Affymetrix Inc. 2004-06-10 AFFX 00826T108
Affymetrix Inc. 2004-06-10 AFFX 00826T108
Affymetrix Inc. 2004-06-10 AFFX 00826T108
Avocent Corporation 2004-06-10 AVCT 053893103
Avocent Corporation 2004-06-10 AVCT 053893103
Avocent Corporation 2004-06-10 AVCT 053893103
Avocent Corporation 2004-06-10 AVCT 053893103
Emcor Group, Inc. 2004-06-10 EME 29084Q100
Emcor Group, Inc. 2004-06-10 EME 29084Q100
Emcor Group, Inc. 2004-06-10 EME 29084Q100
Emcor Group, Inc. 2004-06-10 EME 29084Q100
Emcor Group, Inc. 2004-06-10 EME 29084Q100
Emcor Group, Inc. 2004-06-10 EME 29084Q100
Emcor Group, Inc. 2004-06-10 EME 29084Q100
Emcor Group, Inc. 2004-06-10 EME 29084Q100
LEAPFROG ENTERPRISES INC 2004-06-10 LF 52186N106
LEAPFROG ENTERPRISES INC 2004-06-10 LF 52186N106
LEAPFROG ENTERPRISES INC 2004-06-10 LF 52186N106
LEAPFROG ENTERPRISES INC 2004-06-10 LF 52186N106
LEAPFROG ENTERPRISES INC 2004-06-10 LF 52186N106
LEAPFROG ENTERPRISES INC 2004-06-10 LF 52186N106
LEAPFROG ENTERPRISES INC 2004-06-10 LF 52186N106
LEAPFROG ENTERPRISES INC 2004-06-10 LF 52186N106
LEAPFROG ENTERPRISES INC 2004-06-10 LF 52186N106
LEAPFROG ENTERPRISES INC 2004-06-10 LF 52186N106
LEAPFROG ENTERPRISES INC 2004-06-10 LF 52186N106
LEAPFROG ENTERPRISES INC 2004-06-10 LF 52186N106
LEAPFROG ENTERPRISES INC 2004-06-10 LF 52186N106
Salem Communications Corp. (CA) 2004-06-10 SALM 794093104
Salem Communications Corp. (CA) 2004-06-10 SALM 794093104
Salem Communications Corp. (CA) 2004-06-10 SALM 794093104
Salem Communications Corp. (CA) 2004-06-10 SALM 794093104
Salem Communications Corp. (CA) 2004-06-10 SALM 794093104
Salem Communications Corp. (CA) 2004-06-10 SALM 794093104
Salem Communications Corp. (CA) 2004-06-10 SALM 794093104
Salem Communications Corp. (CA) 2004-06-10 SALM 794093104
Salem Communications Corp. (CA) 2004-06-10 SALM 794093104
The Mills Corporation 2004-06-10 MLS 601148109
The Mills Corporation 2004-06-10 MLS 601148109
The Mills Corporation 2004-06-10 MLS 601148109
The Mills Corporation 2004-06-10 MLS 601148109
The Mills Corporation 2004-06-10 MLS 601148109
The Mills Corporation 2004-06-10 MLS 601148109
The Mills Corporation 2004-06-10 MLS 601148109
The Mills Corporation 2004-06-10 MLS 601148109
Aeropostale, Inc 2004-06-16 ARO 007865108
Aeropostale, Inc 2004-06-16 ARO 007865108
Aeropostale, Inc 2004-06-16 ARO 007865108
Aeropostale, Inc 2004-06-16 ARO 007865108
Aeropostale, Inc 2004-06-16 ARO 007865108
Aeropostale, Inc 2004-06-16 ARO 007865108
Aeropostale, Inc 2004-06-16 ARO 007865108
Aeropostale, Inc 2004-06-16 ARO 007865108
Aeropostale, Inc 2004-06-16 ARO 007865108
Aeropostale, Inc 2004-06-16 ARO 007865108
Aeropostale, Inc 2004-06-16 ARO 007865108
Chico's FAS, Inc. 2004-06-22 CHS 168615102
Chico's FAS, Inc. 2004-06-22 CHS 168615102
Chico's FAS, Inc. 2004-06-22 CHS 168615102
Chico's FAS, Inc. 2004-06-22 CHS 168615102
Chico's FAS, Inc. 2004-06-22 CHS 168615102
Chico's FAS, Inc. 2004-06-22 CHS 168615102
Chico's FAS, Inc. 2004-06-22 CHS 168615102
POZEN Inc. 2004-06-22 POZN 73941U102
POZEN Inc. 2004-06-22 POZN 73941U102
POZEN Inc. 2004-06-22 POZN 73941U102
POZEN Inc. 2004-06-22 POZN 73941U102
POZEN Inc. 2004-06-22 POZN 73941U102
Uti Worldwide Inc. 2004-06-25 UTIW G87210103
Uti Worldwide Inc. 2004-06-25 UTIW G87210103
Uti Worldwide Inc. 2004-06-25 UTIW G87210103
Uti Worldwide Inc. 2004-06-25 UTIW G87210103
Electronics Boutique Holdings Corp. 2004-06-28 ELBO 286045109
Electronics Boutique Holdings Corp. 2004-06-28 ELBO 286045109
Electronics Boutique Holdings Corp. 2004-06-28 ELBO 286045109
Electronics Boutique Holdings Corp. 2004-06-28 ELBO 286045109
PATTERSON-UTI ENERGY INC. 2004-06-29 PTEN 703481101
PATTERSON-UTI ENERGY INC. 2004-06-29 PTEN 703481101
PATTERSON-UTI ENERGY INC. 2004-06-29 PTEN 703481101
PATTERSON-UTI ENERGY INC. 2004-06-29 PTEN 703481101
PATTERSON-UTI ENERGY INC. 2004-06-29 PTEN 703481101
PATTERSON-UTI ENERGY INC. 2004-06-29 PTEN 703481101
PATTERSON-UTI ENERGY INC. 2004-06-29 PTEN 703481101
PATTERSON-UTI ENERGY INC. 2004-06-29 PTEN 703481101
PATTERSON-UTI ENERGY INC. 2004-06-29 PTEN 703481101
PATTERSON-UTI ENERGY INC. 2004-06-29 PTEN 703481101
PATTERSON-UTI ENERGY INC. 2004-06-29 PTEN 703481101
PATTERSON-UTI ENERGY INC. 2004-06-29 PTEN 703481101
PATTERSON-UTI ENERGY INC. 2004-06-29 PTEN 703481101
Mgt Rec Fund
Ballot Item Number & Item Desc M or S Vote Vote
1.1 Elect Director Thomas C. McDermott M For For
1.2 Elect Director Paul L. Smith M For For
2 Ratify Appointment of Independent Auditors M For For
1.1 Elect Director Frank P. Carrubba M For For
2 Amend Omnibus Stock Option Plan M For For
1.1 Elect Director Gordon D. Barker M For For
1.2 Elect Director Peter R. Formanex M For For
1.3 Elect Director John Douglas Morton M For For
1.4 Elect Director Marilyn Oshman M For For
1.5 Elect Director Jonathan A. Seiffer M For For
1.6 Elect Director Jonathan D. Sokoloff M For For
1.7 Elect Director Larry D. Strutton M For For
2 Approve Merger Agreement M For For
3 Amend Articls/ByLaw/Charter-Organization Related M For For
4 Adopt Omnibus Stock Option Plan M For For
5 Adopt Omnibus Stock Option Plan M For For
6 Approve Motion to Adjourn Meeting M For Abstain
1.1 Elect Director Nicholas L. Teti M For For
1.2 Elect Director James E. Bolin M For For
1.3 Elect Director Malcolm R. Currie, Ph.D. M For For
1.4 lect Director John F. Doyle M For For
1.5 Elect Director M.S. Rosenthal, M.D. M For For
1.6 Elect Director Joy A. Amundson M For For
1.7 Elect Director Terry E. Vandewaker M For For
2 Amend Stock Purchase Plan M For For
3 Adopt Omnibus Stock Option Plan M For For
4 Adopt Omnibus Stock Option Plan M For For
5 Ratify Appointment of Independent Auditors M For For
6 Transact other Business M For Abstain
1.1 Elect Director Timothy J. Ng M For For
1.2 Elect Director Chet Silvestri M For For
2 Amend Omnibus Stock Option Plan M For For
3 Ratify Appointment of Independent Auditors M For For
1.1 Elect Director Santo J. Costa M For For
1.2 Elect Director John R. Evans M For For
1.3 Elect Director James G. Groninger M For For
1.4 Elect Director Hunter Jackson M For For
1.5 Elect Director Joseph Klein, III M For For
1.6 Elect Director Donald E. Kuhla M For For
1.7 Elect Director Thomas N. Parks M For For
1.8 Elect Director Calvin Stiller M For For
1.9 Elect Director Peter G. Tombros M For For
2 Approve Authorized Common Stock Increase M For For
3 Amend Omnibus Stock Option Plan M For For
4 Amend Omnibus Stock Option Plan M For For
5 Ratify Appointment of Independent Auditors M For For
1.1 Elect Director Brian J. Farrell M For For
1.2 Elect Director Lawrence Burstein M For For
1.3 Elect Director Brian Dougherty M For For
1.4 Elect Director James L. Whims M For For
1.5 Elect Director Gregory Ballard M For For
1.6 Elect Director Henry T. Denero M For For
2 Ratify Appointment of Independent Auditors M For For
3 Amend Omnibus Stock Option Plan M For For
4 Amend Omnibus Stock Option Plan M For For
1.1 Elect Director Harold C. Slavkin M For For
1.2 Elect Director James W. Wiltz M For For
2 Ratify Auditors M For For
1 Declassify the Board of Directors M For For
2.a.1 Elect Trustee Glenn Blumenthal M For For
2.a.2 Elect Trustee John M. Eggemeyer III M For For
2.a.3 Elect Trustee Raymond Garea M For For
2.a.4 Elect Trustee Michael J. Hagan M For For
2.a.5 Elect Trustee John P. Hollihan III M For For
2.a.6 Elect Trustee William M. Kahane M For For
2.a.7 Elect Trustee Richard A. Kraemer M For For
2.a.8 Elect Trustee Lewis S. Ranieri M For For
2.a.9 Elect Trustee Nicholas S. Schorsch M For For
2.a.10 Elect Trustee J. Rock Tonkel M For For
2.b.1 Elect Trustee Glenn Blumenthal M For For
2.b.2 Elect Trustee Raymond Garea M For For
2.b.3 Elect Trustee William M. Kahane M For For
3 Amend Omnibus Stock Plan M For For
1 Approve Merger Agreement M For For
1.1 Elect Director Dr. Donald Ratajczak M For For
1.2 Elect Director Samuel E. Beall, III M For For
1.3 Elect Director Claire L. Arnold M For For
2 Approve Omnibus Stock Plan M For For
3 Report on Impact of Genetically Engineered Foods S Against Against
1.1 Elect Director F. Neal Hunter M For For
1.2 Elect Director Charles M. Swoboda M For For
1.3 Elect Director John W. Palmour, Ph.D. M For For
1.4 Elect Director Dolph W. von Arx M For For
1.5 Elect Director James E. Dykes M For For
1.6 Elect Director William J. O'Meara M For For
1.7 Elect Director Robert J. Potter, Ph.D. M For For
1 Approve Merger Agreement M For For
2 Increase Authorized Common Stock M For For
1.1 Elect Director Peter C. Farrell, Ph.D. M For For
1.2 Elect Director Gary W. Pace, Ph.D. M For For
2 Approve Employee Stock Purchase Plan M For For
3 Approve Increase in Non-Executive Director Fees M For For
4 Ratify Auditors M For For
1.1 Elect Director Michael J. Bayer M For For
1.2 Elect Director Peter A. Derow M For For
1.3 Elect Director Richard L. Leatherwood M For For
1.4 Elect Director Dr. J. Phillip London M For For
1.5 Elect Director Barbara A. McNamara M For For
1.6 Elect Director Arthur L. Money M For For
1.7 Elect Director Dr. Warren R. Phillips M For For
1.8 Elect Director Charles P. Revoile M For For
1.9 Elect Director Richard P. Sullivan M For For
1.10 Elect Director John M. Toups M For For
1.11 Elect Director Larry D. Welch M For For
2 Ratify Auditors M For For
1 Amend Stock Option Plan M For Against
2 Amend Employee Stock Purchase Plan M For For
1.1 Elect Director Alex Chi-Ming Hui M For For
1.2 Elect Director Chi-Hung (John) Hui, Ph.D. M For For
1.3 Elect Director Hau L. Lee, Ph.D. M For For
1.4 Elect Director Millard (Mel) Phelps M For For
1.5 Elect Director Tay Thiam Song M For For
1.6 Elect Director Jeffrey Young M For For
2 Ratify Auditors M For For
1.1 Elect Director Scott A. Billeadeau M For For
1.2 Elect Director Philip A. Hadley M For For
1.3 Elect Director John C. Mickle M For For
2 Ratify Auditors M For For
1.1 Elect Director Michael J. Brown, Sr. M For For
1.2 Elect Director Richard B. Hellstrom M For For
1.3 Elect Director Larry Lee, Jr. M For For
2 Ratify Auditors M For For
1.1 Elect Director Lawrence H. Blum as Class II Director M For For
1.2 Elect Director Sharon A. Brown as Class II Director M For For
1.3 Elect Director Dr. Albert E. Smith as Class III Director M For For
1.1 Elect Director A. George Battle M For For
1.2 Elect Director Tony J. Christianson M For For
1.3 Elect Director Thomas G. Grudnowski M For For
1.4 Elect Director Alex W. Hart M For For
1.5 Elect Director Philip G. Heasley M For For
1.6 Elect Director Guy R. Henshaw M For For
1.7 Elect Director David S.P. Hopkins M For For
1.8 Elect Director Margaret L. Taylor M For For
2 Increase Authorized Common Stock M For For
3 Ratify Auditors M For For
1.1 Elect Director V. L. Richey, Jr. M For For
1.2 Elect Director J. M. Stolze M For For
2 Approve Omnibus Stock Plan M For For
3 Approve Employee Stock Purchase Plan M For For
4 Ratify Auditors M For For
1 Approve Arrangement Resolution M For For
2 Issue Shares in Connection with the acquisition of Payment Processing Solutions Inc M None For
1 TO APPROVE THE UTI WORLDWIDE INC. 2004 LONG-TERM INCENTIVE PLAN. M For For
1.1 Elect Director William H.T. Bush M For For
1.2 Elect Director Gerald E. Daniels M For For
1.3 Elect Director Ronald W. Davis M For For
1.4 Elect Director S. Lee Kling M For For
1.5 Elect Director General Crosbie E. Saint M For For
1.6 Elect Director Earl W. Wims, Ph.D. M For For
2 Approve Stock Option Plan M For For
3 Approve Stock Option Plan M For For
1.1 Elect Director K. Hovnanian M For For
1.2 Elect Director A. Hovnanian M For For
1.3 Elect Director G. Decesaris, Jr. M For For
1.4 Elect Director A. Greenbaum M For For
1.5 Elect Director D. Mcdonald M For For
1.6 Elect Director J. Robbins M For For
1.7 Elect Director J. Sorsby M For For
1.8 Elect Director S. Weinroth M For For
1.9 Elect Director E. Kangas M For For
2 Ratify Auditors M For For
3 Increase Authorized Common Stock M For For
4 Approve Executive Incentive Bonus Plan M For For
5 Amend Omnibus Stock Plan M For For
1.1 Elect Director Tom A. Alberg M For For
1.2 Elect Director Walter F. Walker M For For
2 Amend Omnibus Stock Plan M For For
3 Amend Employee Stock Purchase Plan M For For
1.1 Elect Director Mark R. Templeton M For For
1.2 Elect Director Scott T. Becker M For For
1.3 Elect Director Lucio L. Lanza M For For
1.4 Elect Director R. Stephen Heinrichs M For For
1.5 Elect Director Morio Kurosaki M For For
1.6 Elect Director Robert P. Latta M For For
1.7 Elect Director Leon Malmed M For For
2 Amend Omnibus Stock Plan M For For
3 Amend Non-Employee Director Stock Option Plan M For For
4 Ratify Auditors M For For
1.1 Elect Director Mark C. Rohr M For For
1.2 Elect Director Lloyd B. Andrew M For For
1.3 Elect Director Charles E. Stewart M For For
1.4 Elect Director William M. Gottwald M For For
1.5 Elect Director Seymour S. Preston III M For For
1.6 Elect Director John Sherman, Jr. M For For
1.7 Elect Director Floyd D. Gottwald, Jr. M For For
1.8 Elect Director Richard L. Morrill M For For
1.9 Elect Director Anne Marie Whittemore M For For
1.10 Elect Director John D. Gottwald M For For
2 Ratify Auditors M For For
1.1 Elect Director William F. Buehler M For For
1.2 Elect Director Kathleen J. Hempel M For For
2 Ratify Auditors M For For
1.1 Elect Director Kevin J. Sheehan M For For
1.2 Elect Director James M. Oates M For For
1.3 Elect Director Thomas P. McDermott M For For
2 Increase Authorized Common Stock M For For
3 Amend Employee Stock Purchase Plan M For For
4 Ratify Auditors M For For
1.1 Elect Director Robert J. Shillman M For For
1.2 Elect Director Anthony Sun M For For
1.1 Elect Director Colin J. Adair M For For
1.2 Elect Director W. John Bennett M For For
1.3 Elect Director C. Hunter Boll M For For
1.4 Elect Director Serge Gouin M For For
1.5 Elect Director Thomas M. Hagerty M For For
1.6 Elect Director Stephen H. Halperin M For For
1.7 Elect Director David V. Harkins M For For
1.8 Elect Director Philip B. Livingston M For For
1.9 Elect Director Christine A. Magee M For For
1.10 Elect Director John K. Sheppard M For For
1.11 Elect Director Donald G. Watt M For For
1.12 Elect Director Frank E. Weise III M For For
2 Ratify PricewaterhouseCoopers LLP as Auditors M For For
3 Approve Executive Investment Share Purchase Plan M For For
4 Amend Stock Option Plan M For For
1 Fix Number of Directors M For For
2.1 Elect Director Jeff L. O'Dell M For For
2.2 Elect Director Michael W. Wright M For For
3 Amend Stock Option Plan M For For
4 Ratify Auditors M For For
1.1 Elect Director B. G. Mathis M For For
1.2 Elect Director Thomas L. Martin M For For
1.3 Elect Director Dr. Henry T. Yang M For For
2 Amend Omnibus Stock Plan M For For
3 Approve Omnibus Stock Plan M For For
1.1 Elect Director Anthony Y. Chan M For For
1.2 Elect Director Joseph J. Jou M For For
1.3 Elect Director Dr. Godwin Wong M For For
1.4 Elect Director Thomas S. Wu M For For
2 Amend Certificate to Remove Anti-Takeover Provision M For For
3 Ratify Auditors M For For
1.1 Elect Director Eric P. Robison M For For
2 Approve Omnibus Stock Plan M For For
3 Ratify Auditors M For For
1.1 Elect Director Chong Sup Park M For For
2 Amend Employee Stock Purchase Plan M For For
3 Ratify Auditors M For For
1.1 Elect Director Manuel H. Johnson M For For
1.2 Elect Director David A. Preiser M For For
1.3 Elect Director John M. Toups M For For
2 Ratify Auditors M For For
3 Establish Range For Board Size M For For
4 Amend Director Qualifications M For For
5 Amend Bylaws M For For
6 Establish Range For Board Size M For For
7 Amend Bylaws M For For
8 Prepare Sustainability Report S Against Against
1.1 Elect Director J.S.M. French M For For
1.2 Elect Director Robert B. Lockhart M For For
1.3 Elect Director Anthony F. Markel M For For
1.4 Elect Director Robert S. Ukrop M For For
2 Change Company Name M For For
3 Approve Deferred Compensation Plan M For For
4 Approve Employee Stock Purchase Plan M For For
5 Adjourn Meeting M For Against
1.1 Elect Director Vaughn D. Bryson M For For
1.2 Elect Director Joseph C. Cook, Jr. M For For
1.3 Elect Director Ginger L. Graham M For For
1.4 Elect Director Howard E. Greene, Jr. M For For
1.5 Elect Director Terrence H. Gregg M For For
1.6 Elect Director Jay S. Skyler M For For
1.7 Elect Director Joseph P. Sullivan M For For
1.8 Elect Director Thomas R. Testman M For For
1.9 Elect Director James N. Wilson M For For
2 Amend Employee Stock Purchase Plan M For For
3 Ratify Auditors M For For
1.1 Elect Director Stephen M. Puricelli M For For
1.2 Elect Director Timothy McGurran M For For
2 Increase Authorized Common Stock M For For
3 Amend Stock Option Plan M For For
4 Amend Employee Stock Purchase Plan M For For
5 Ratify Auditors M For For
1.1 Elect Director Richard R. Burnham M For For
1.2 Elect Director David C. Gasmire M For For
1.3 Elect Director Martin S. Rash M For For
2 Ratify Auditors M For For
1.1 Elect Director Richard H. Blum M For For
1.2 Elect Director F. Lynn Mcpheeters M For For
1.3 Elect Director Gerald D. Stephens M For For
1.4 Elect Director Robert O. Viets M For For
2 Approve Non-Employee Director Stock Option Plan M For For
1.1 Elect Director Patrick P. Fourteau M For For
1.2 Elect Director Jon S. Saxe M For For
2 Amend Stock Option Plan M For For
1.1 Elect Director Russell L. Carson M For For
1.2 Elect Director Rocco A. Ortenzio M For For
1.3 Elect Director Leopold Swergold M For For
2 Ratify Auditors M For For
1.1 Elect Director Donald E. Nigbor M For For
1.2 Elect Director Cary T. Fu M For For
1.3 Elect Director Steven A. Barton M For For
1.4 Elect Director John W. Cox M For For
1.5 Elect Director John C. Custer M For For
1.6 Elect Director Peter G. Dorflinger M For For
1.7 Elect Director Bernee D. L. Strom M For For
2 Amend Omnibus Stock Plan M For For
3 Ratify Auditors M For For
1.1 Elect Director M.M. Wick, M.D., Ph.D. M For For
1.2 Elect Director Richard Newman, Esq. M For For
2 Ratify Auditors M For For
1.1 Elect Director Ralph S. Cunningham M For For
1.2 Elect Director Tom H. Delimitros M For For
1.3 Elect Director Geoffrey M. Hertel M For For
2 Ratify Auditors M For For
3 Increase Authorized Common Stock M For For
4 Approve Omnibus Stock Plan M For For
1.1 Elect Director Jean-Claude Asscher M For For
1.2 Elect Director Massoud Entekhabi M For For
1.3 Elect Director Errol Ginsberg M For For
1.4 Elect Director Jon F. Rager M For For
2 Amend Omnibus Stock Plan M For For
3 Amend Non-Employee Director Stock Option Plan M For For
4 Ratify Auditors M For For
1.1 Elect Director James E. Mcgehee, Jr. M For For
1.2 Elect Director Philip H. Trenary M For For
1.3 Elect Director Robert A. Peisner M For For
2 Amend Omnibus Stock Plan M For For
1.1 Elect Director Craig Barratt M For For
1.2 Elect Director Marshall Mohr M For For
1.3 Elect Director Andrew Rappaport M For For
2 Ratify Auditors M For For
1.1 Elect Director Anne Darden Self M For For
1.2 Elect Director Steven M. Morris M For For
2 Ratify Auditors M For For
3 Increase Authorized Common Stock M For For
4 Amend Stock Option Plan M For For
5 Approve Non-Employee Director Stock Option Plan M For For
1.1 Elect Director C. Scott Gibson M For For
1.2 Elect Director Scott C. Grout M For For
1.3 Elect Director Ken J. Bradley M For For
1.4 Elect Director Richard J. Faubert M For For
1.5 Elect Director Dr. William W. Lattin M For For
1.6 Elect Director Kevin C. Melia M For For
1.7 Elect Director Carl W. Neun M For For
1.8 Elect Director Jean-Pierre D. Patkay M For For
2 Ratify Auditors M For For
3 Amend Employee Stock Purchase Plan M For For
1.1 Elect Director Daniel H. Berry M For For
1.2 Elect Director Thomas G. Greig M For For
1.3 Elect Director Richard F. Spanier M For For
2 Ratify Auditors M For For
1.1 Elect Director Mary C. Doswell M For For
1.2 Elect Director Fred C. Goad, Jr. M For For
1.3 Elect Director Robert C. Sledd M For For
2 Amend Employee Stock Purchase Plan M For For
1.1 Elect Director Santo J. Costa M For For
1.2 Elect Director John R. Evans M For For
1.3 Elect Director James G. Groninger M For For
1.4 Elect Director Hunter Jackson M For For
1.5 Elect Director Joseph Klein III M For For
1.6 Elect Director Donald E. Kuhla M For For
1.7 Elect Director Thomas N. Parks M For For
1.8 Elect Director Calvin R. Stiller M For For
1.9 Elect Director Peter G. Tombros M For For
2 Ratify Auditors M For For
1.1 Elect Director Charles E. Bayless M For For
1.2 Elect Director Jeffrey L. Berenson M For For
1.3 Elect Director Robert J. Clark M For For
1.4 Elect Director Jay W. Decker M For For
1.5 Elect Director Thomas J. Edelman M For For
1.6 Elect Director Elizabeth K. Lanier M For For
1.7 Elect Director Alexander P. Lynch M For For
1.8 Elect Director Paul M. Rady M For For
1.9 Elect Director Jon R. Whitney M For For
2 Increase Authorized Common Stock M For For
3 Ratify Auditors M For For
4 Other Business M For Against
1.1 Elect Director Cesar L. Alvarez M For For
1.2 Elect Director Waldemar A. Carlo, M.D. M For For
1.3 Elect Director Michael B. Fernandez M For For
1.4 Elect Director Roger K. Freeman, M.D. M For For
1.5 Elect Director Paul G. Gabos M For For
1.6 Elect Director Roger J. Medel, M.D. M For For
1.7 Elect Director Lawrence M. Mullen M For For
2 Approve Omnibus Stock Plan M For For
1.1 Elect Director Jay M. Gellert M For For
1.2 Elect Director Ronald G. Geary M For For
1.3 Elect Director Douglas Crocker II M For For
1.4 Elect Director Sheli Z. Rosenberg M For For
1.5 Elect Director Debra A. Cafaro M For For
1.6 Elect Director Thomas C. Theobald M For For
2 Ratify Auditors M For For
3 Amend Non-Employee Director Stock Option Plan M For For
1.1 Elect Director Joel A. Ronning M For For
1.2 Elect Director Perry W. Steiner M For For
1.3 Elect Director J. Paul Thorin M For For
2 Amend Stock Option Plan M For For
3 Amend Stock Option Plan M For For
4 Ratify Auditors M For For
1.1 Elect Director Bruce D. Wardinski M For For
1.2 Elect Director James L. Francis M For For
1.3 Elect Director Francisco L. Borges M For For
1.4 Elect Director W. Reeder Glass M For For
1.5 Elect Director Craig E. Lambert M For For
1.6 Elect Director Thomas A. Natelli M For For
1.7 Elect Director Margaret A. Sheehan M For For
1.8 Elect Director William L. Wilson M For For
2 Approve Omnibus Stock Plan M For For
1.1 Elect Director Rex C. Bean M For For
1.2 Elect Director Richard Edelman M For For
2 Amend Omnibus Stock Plan M For For
3 Ratify Auditors M For For
1.1 Elect Director Hugh M. Morrison M For For
1.2 Elect Director Robert C. Eberhart, Ph.D. M For For
1.3 Elect Director Michael J. Torma, M.D. M For For
1.4 Elect Director Richard D. Nikolaev M For For
1.5 Elect Director Christopher G. Chavez M For For
1.6 Elect Director Joseph E. Laptewicz M For For
1.7 Elect Director J. Philip McCormick M For For
2 Increase Authorized Common Stock M For For
3 Approve Omnibus Stock Plan M For For
1.1 Elect Director Lakshmi Narayanan M For For
1.2 Elect Director John E. Klein M For For
2 Increase Authorized Common Stock and Eliminate Class of Common Stock M For For
3 Amend Omnibus Stock Plan M For For
4 Approve Employee Stock Purchase Plan M For For
5 Ratify Auditors M For For
1.1 Elect Director Thomas Gutshall M For For
1.2 Elect Director Kenneth Lee, Jr. M For For
1.3 Elect Director Costa Sevastopoulos, Ph.D. M For For
2 Amend Omnibus Stock Plan M For For
3 Ratify Auditors M For For
1.1 Elect Director Stanley T. Crooke M For For
1.2 Elect Director John C. Reed M For For
1.3 Elect Director Mark B. Skaletsky M For For
2 Amend Stock Option Plan M For For
3 Ratify Auditors M For For
1.1 Elect Director Richard F. Pops M For For
1.2 Elect Director Stephen A. Sherwin, M.D. M For For
2 Ratify Auditors M For For
3 Amend Omnibus Stock Plan M For For
1.1 Elect Director Nicholas L. Teti M For For
1.2 Elect Director James E. Bolin M For For
1.3 Elect Director Malcolm R. Currie, Ph.D. M For For
1.4 Elect Director John C. Miles II M For For
1.5 Elect Director Mitchell S. Rosenthal, M.D. M For For
1.6 Elect Director Joy A. Amundson M For For
1.7 Elect Director Terry E. Vandewarker M For For
2 Increase Authorized Common Stock M For For
3 Approve Stock Option Plan M For For
4 Amend Restricted Stock Plan M For For
5 Ratify Auditors M For For
6 Other Business M For Against
1.1 Elect Director William W. Crouse M For For
1.2 Elect Director T. Scott Johnson M For For
1.3 Elect Director David M. Stack M For For
2 Ratify Auditors M For For
3 Approve Omnibus Stock Plan M For For
1.1 Elect Director Larry J. Franklin M For For
2 Ratify Auditors M For For
1.1 Elect Director Gloria C. Larson M For For
1.2 Elect Director Joseph B. Lassiter, III M For For
1.3 Elect Director Charles R. Stuckey, Jr. M For For
2 Ratify Auditors M For For
1.1 Elect Director Bobby R. Johnson, Jr. M For For
1.2 Elect Director Andrew K. Ludwick M For For
1.3 Elect Director Alfred J. Amoroso M For For
1.4 Elect Director C. Nicholas Keating, Jr. M For For
1.5 Elect Director J. Steven Young M For For
1.6 Elect Director Alan L. Earhart M For For
2 Ratify Auditors M For For
1.1 Elect Director Jerry D. Bringard M For For
1.2 Elect Director Robert M. Ames M For For
1.3 Elect Director Spencer I. Browne M For For
1.4 Elect Director Philip S. Cottone M For For
1.5 Elect Director Robert A. Peck M For For
1.6 Elect Director Thomas D. Peschio M For For
1.7 Elect Director Richard H. Schwachter M For For
1.1 Elect Director Paul E. Freiman M For For
1.2 Elect Director Rolf H. Henel M For For
2 Increase Authorized Common Stock M For For
3 Ratify Auditors M For For
1.1 Elect Director James M. Myers M For For
1.2 Elect Director Jonathan Coslet M For For
1.3 Elect Director Charles W. Duddles M For For
2 Report on Animal Sales S Against Against
1.1 Elect Director R. Scott Brown M For For
1.2 Elect Director Steven J. Sharp M For For
2 Amend Stock Option Plan M For For
3 Amend Employee Stock Purchase Plan M For For
4 Ratify Auditors M For For
1.1 Elect Director Arthur W. Zafiropoulo M For For
1.2 Elect Director Joel F. Gemunder M For For
1.3 Elect Director Nicholas Konidaris M For For
1.4 Elect Director Rick Timmins M For For
2 Ratify Auditors M For For
1.1 Elect Trustee Glenn Blumenthal M For For
1.2 Elect Trustee John M. Eggemeyer III M For For
1.3 Elect Trustee Raymond Garea M For For
1.4 Elect Trustee Michael J. Hagan M For For
1.5 Elect Trustee John P. Hollihan III M For For
1.6 Elect Trustee William M. Kahane M For For
1.7 Elect Trustee Richard A. Kraemer M For For
1.8 Elect Trustee Lewis S. Ranieri M For For
1.9 Elect Trustee Nicholas S. Schorsch M For For
1.1 Elect Director Stephen P.A. Fodor, Ph.D. M For For
1.2 Elect Director Paul Berg, Ph.D. M For For
1.3 Elect Director John D. Diekman, Ph.D. M For For
1.4 Elect Director Vernon R. Loucks, Jr. M For For
1.5 Elect Director Susan E. Siegel M For For
1.6 Elect Director David B. Singer M For For
1.7 Elect Director John A. Young M For For
2 Amend Omnibus Stock Plan M For For
3 Ratify Auditors M For For
1.1 Elect Director William H. McAleer M For For
1.2 Elect Director David P. Vieau M For For
1.3 Elect Director Doyle C. Weeks M For For
2 Ratify Auditors M For For
1.1 Elect Director Frank MacInnis M For For
1.2 Elect Director Stephen Bershad M For For
1.3 Elect Director David Brown M For For
1.4 Elect Director Larry Bump M For For
1.5 Elect Director Albert Fried, Jr. M For For
1.6 Elect Director Richard Hamm M For For
1.7 Elect Director Michael Yonker M For For
2 Ratify Auditors M For For
1.1 Elect Director Steven B. Fink M For For
1.2 Elect Director Paul A. Rioux M For For
1.3 Elect Director Michael C. Wood M For For
1.4 Elect Director Thomas J. Kalinske M For For
1.5 Elect Director Jeremy J. Perez M For For
1.6 Elect Director Jeffrey Berg M For For
1.7 Elect Director Stanley E. Maron M For For
1.8 Elect Director E. Stanton McKee, Jr. M For For
1.9 Elect Director Barry Munitz M For For
1.10 Elect Director Stewart A. Resnick M For For
2 Amend Omnibus Stock Plan M For For
3 Amend Non-Employee Director Stock Option Plan M For For
4 Ratify Auditors M For For
1.1 Elect Director Stuart W. Epperson M For For
1.2 Elect Director Roland S. Hinz M For For
1.3 Elect Director Edward G. Atsinger III M For For
1.4 Elect Director Paul Pressler M For For
1.5 Elect Director Eric H. Halvorson M For For
1.6 Elect Director Richard A. Riddle M For For
1.7 Elect Director Mr. Davenport+ M For For
1.8 Elect Director Mr. Hodel+ M For For
2 Ratify Auditors M For For
1.1 Elect Director James C. Braithwaite M For For
1.2 Elect Director Joseph B. Gildenhorn M For For
1.3 Elect Director Harry H. Nick M For For
1.4 Elect Director Robert P. Pincus M For For
2 Ratify Auditors M For For
3 Increase Authorized Preferred Stock M For For
4 Approve Omnibus Stock Plan M For For
5 Approve Executive High Performance Program M For For
1 Classify the Board of Directors M For For
2.1 Elect Director Julian R. Geiger M For For
2.2 Elect Director John S. Mills M For For
2.3 Elect Director Bodil Arlander M For For
2.4 Elect Director Ronald L. Beegle M For For
2.5 Elect Director Mary Elizabeth Burton M For For
2.6 Elect Director Robert B. Chavez M For For
2.7 Elect Director David Edwab M For For
2.8 Elect Director John D. Howard M For For
2.9 Elect Director David B. Vermylen M For For
3 Approve Executive Incentive Bonus Plan M For For
1.1 Elect Director Helene B. Gralnick M For For
1.2 Elect Director Verna K. Gibson M For For
1.3 Elect Director Betsy S. Atkins M For For
1.4 Elect Director Scott A. Edmonds M For For
2 Change Range for Size of the Board M For For
3 Amend Employee Stock Purchase Plan M For For
4 Ratify Auditors M For For
1.1 Elect Director James R. Butler M For For
1.2 Elect Director Paul J. Rizzo M For For
1.3 Elect Director Ted G. Wood M For For
2 Amend Omnibus Stock Plan M For For
3 Ratify Auditors M For For
1.1 Elect Director Alan C. Draper M For For
1.2 Elect Director C. John Langley, Jr. M For For
1.3 Elect Director Allan M. Rosenzweig M For For
2 TO APPROVE THE 2004 UTI WORLDWIDE INC. NON-EMPLOYEE DIRECTORS SHARE INCENTIVE PLAN. M For For
1.1 Elect Director James J. Kim M For For
1.2 Elect Director Alfred J. Stein M For For
2 Ratify Auditors M For For
3 Declassify the Board of Directors M For For
1.1 Elect Director Mark S. Siegel M For For
1.2 Elect Director Cloyce A. Talbott M For For
1.3 Elect Director A. Glenn Patterson M For For
1.4 Elect Director Kenneth N. Berns M For For
1.5 Elect Director Robert C. Gist M For For
1.6 Elect Director Curtis W. Huff M For For
1.7 Elect Director Terry H. Hunt M For For
1.8 Elect Director Kenneth R. Peak M For For
1.9 Elect Director Nadine C. Smith M For For
2 Increase Authorized Common Stock M For For
3 Amend Omnibus Stock Plan M For For
4 Amend Omnibus Stock Plan M For For
5 Ratify Auditors M For For
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Principal Partners SmallCap Growth Fund, Inc.
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By (Signature and Title) /s/ Arthur S. Filean
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Arthur S. Filean
Senior Vice President and Secretary
Date August 30, 2004
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