UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-01874
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Principal Capital Value Fund, Inc.
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(Exact name of registrant as specified in charter)
711 High Street, Des Moines, Iowa 50392-2080
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(Address of principal executive offices) (Zip code)
MICHAEL D. ROUGHTON Copy to:
The Principal Financial Group John W. Blouch, Esq.
Des Moines, Iowa 50392-0300 Dykema Gossett PLLC
Franklin Square, Suite 300 West
1300 I Street, N.W.
Washington, DC 20005-3306
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(Name and address of agent for service)
Registrant's telephone number, including area code: 515-248-3842
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Date of fiscal year end: 10/31/2003
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Date of reporting period: 07/01/2003 - 06/30/2004
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Item 1 Proxy Voting Record
Fund: Principal Capital Value Fund, Inc.
Advisor: PGI
SecID Ticker Company Name Meetingdate Ballot Item #
36466R101 GME GAMESTOP CORP 7/2/2003 1.1
36466R101 GME GAMESTOP CORP 7/2/2003 1.2
36466R101 GME GAMESTOP CORP 7/2/2003 2
36466R101 GME GAMESTOP CORP 7/2/2003 3
36466R101 GME GAMESTOP CORP 7/2/2003 4
34425108 ANDW Andrew Corp. 7/15/2003 1
34425108 ANDW Andrew Corp. 7/15/2003 2
34425108 ANDW Andrew Corp. 7/15/2003 3
34425108 ANDW Andrew Corp. 7/15/2003 4
859152100 STE Steris Corp. 7/25/2003 1.1
859152100 STE Steris Corp. 7/25/2003 1.2
859152100 STE Steris Corp. 7/25/2003 1.3
859152100 STE Steris Corp. 7/25/2003 1.4
859152100 STE Steris Corp. 7/25/2003 2
58155Q103 MCK McKesson Corp. 7/30/2003 1.1
58155Q103 MCK McKesson Corp. 7/30/2003 1.2
58155Q103 MCK McKesson Corp. 7/30/2003 2
58155Q103 MCK McKesson Corp. 7/30/2003 3
205363104 CSC Computer Sciences Corporation 8/11/2003 1.1
205363104 CSC Computer Sciences Corporation 8/11/2003 1.1
205363104 CSC Computer Sciences Corporation 8/11/2003 1.2
205363104 CSC Computer Sciences Corporation 8/11/2003 1.3
205363104 CSC Computer Sciences Corporation 8/11/2003 1.4
205363104 CSC Computer Sciences Corporation 8/11/2003 1.5
205363104 CSC Computer Sciences Corporation 8/11/2003 1.6
205363104 CSC Computer Sciences Corporation 8/11/2003 1.7
205363104 CSC Computer Sciences Corporation 8/11/2003 1.8
205363104 CSC Computer Sciences Corporation 8/11/2003 1.9
204912109 CA Computer Associates International, Inc. 8/27/2003 1.1
204912109 CA Computer Associates International, Inc. 8/27/2003 1.1
204912109 CA Computer Associates International, Inc. 8/27/2003 1.2
204912109 CA Computer Associates International, Inc. 8/27/2003 1.3
204912109 CA Computer Associates International, Inc. 8/27/2003 1.4
204912109 CA Computer Associates International, Inc. 8/27/2003 1.5
204912109 CA Computer Associates International, Inc. 8/27/2003 1.6
204912109 CA Computer Associates International, Inc. 8/27/2003 1.7
204912109 CA Computer Associates International, Inc. 8/27/2003 1.8
204912109 CA Computer Associates International, Inc. 8/27/2003 1.9
204912109 CA Computer Associates International, Inc. 8/27/2003 2
204912109 CA Computer Associates International, Inc. 8/27/2003 3
316326107 FNF Fidelity National Financial, Inc. 9/29/2003 1
31428X106 FDX FedEx Corporation 9/29/2003 1.1
31428X106 FDX FedEx Corporation 9/29/2003 1.2
31428X106 FDX FedEx Corporation 9/29/2003 1.3
31428X106 FDX FedEx Corporation 9/29/2003 1.4
31428X106 FDX FedEx Corporation 9/29/2003 2
316326107 FNF Fidelity National Financial, Inc. 9/29/2003 2.1
316326107 FNF Fidelity National Financial, Inc. 9/29/2003 2.2
316326107 FNF Fidelity National Financial, Inc. 9/29/2003 2.3
316326107 FNF Fidelity National Financial, Inc. 9/29/2003 2.4
316326107 FNF Fidelity National Financial, Inc. 9/29/2003 2.5
31428X106 FDX FedEx Corporation 9/29/2003 3
31428X106 FDX FedEx Corporation 9/29/2003 4
742718109 PG The Procter & Gamble Company 10/14/2003 1.1
742718109 PG The Procter & Gamble Company 10/14/2003 1.2
742718109 PG The Procter & Gamble Company 10/14/2003 1.3
742718109 PG The Procter & Gamble Company 10/14/2003 1.4
742718109 PG The Procter & Gamble Company 10/14/2003 1.5
742718109 PG The Procter & Gamble Company 10/14/2003 2
742718109 PG The Procter & Gamble Company 10/14/2003 3
742718109 PG The Procter & Gamble Company 10/14/2003 4
742718109 PG The Procter & Gamble Company 10/14/2003 5
461202103 INTU Intuit, Inc. 10/30/2003 1.1
461202103 INTU Intuit, Inc. 10/30/2003 1.2
461202103 INTU Intuit, Inc. 10/30/2003 1.3
461202103 INTU Intuit, Inc. 10/30/2003 1.4
461202103 INTU Intuit, Inc. 10/30/2003 1.5
461202103 INTU Intuit, Inc. 10/30/2003 1.6
461202103 INTU Intuit, Inc. 10/30/2003 1.7
461202103 INTU Intuit, Inc. 10/30/2003 1.8
461202103 INTU Intuit, Inc. 10/30/2003 2
461202103 INTU Intuit, Inc. 10/30/2003 3
370021107 GGP General Growth Properties, Inc. 11/20/2003 1
292475209 ELX Emulex Corp. 11/20/2003 1.1
292475209 ELX Emulex Corp. 11/20/2003 1.2
292475209 ELX Emulex Corp. 11/20/2003 1.3
292475209 ELX Emulex Corp. 11/20/2003 1.4
292475209 ELX Emulex Corp. 11/20/2003 1.5
292475209 ELX Emulex Corp. 11/20/2003 1.6
292475209 ELX Emulex Corp. 11/20/2003 2
292475209 ELX Emulex Corp. 11/20/2003 3
35138T107 FOX Fox Entertainment Group, Inc. 11/25/2003 1.1
35138T107 FOX Fox Entertainment Group, Inc. 11/25/2003 1.2
35138T107 FOX Fox Entertainment Group, Inc. 11/25/2003 1.3
35138T107 FOX Fox Entertainment Group, Inc. 11/25/2003 1.4
35138T107 FOX Fox Entertainment Group, Inc. 11/25/2003 1.5
35138T107 FOX Fox Entertainment Group, Inc. 11/25/2003 1.6
35138T107 FOX Fox Entertainment Group, Inc. 11/25/2003 1.7
35138T107 FOX Fox Entertainment Group, Inc. 11/25/2003 1.8
35138T107 FOX Fox Entertainment Group, Inc. 11/25/2003 2
553530106 MSM MSC Industrial Direct Co., Inc. 1/6/2004 1.1
553530106 MSM MSC Industrial Direct Co., Inc. 1/6/2004 1.2
553530106 MSM MSC Industrial Direct Co., Inc. 1/6/2004 1.3
553530106 MSM MSC Industrial Direct Co., Inc. 1/6/2004 1.4
553530106 MSM MSC Industrial Direct Co., Inc. 1/6/2004 1.5
553530106 MSM MSC Industrial Direct Co., Inc. 1/6/2004 1.6
553530106 MSM MSC Industrial Direct Co., Inc. 1/6/2004 1.7
553530106 MSM MSC Industrial Direct Co., Inc. 1/6/2004 2
553530106 MSM MSC Industrial Direct Co., Inc. 1/6/2004 3
553530106 MSM MSC Industrial Direct Co., Inc. 1/6/2004 4
553530106 MSM MSC Industrial Direct Co., Inc. 1/6/2004 5
553530106 MSM MSC Industrial Direct Co., Inc. 1/6/2004 6
553530106 MSM MSC Industrial Direct Co., Inc. 1/6/2004 7
222372104 CFC Countrywide Financial Corp. 1/9/2004 1
640204202 NMG.A The Neiman Marcus Group, Inc. 1/16/2004 1.1
640204202 NMG.A The Neiman Marcus Group, Inc. 1/16/2004 1.2
640204202 NMG.A The Neiman Marcus Group, Inc. 1/16/2004 1.3
640204202 NMG.A The Neiman Marcus Group, Inc. 1/16/2004 1.4
640204202 NMG.A The Neiman Marcus Group, Inc. 1/16/2004 2
640204202 NMG.A The Neiman Marcus Group, Inc. 1/16/2004 3
640204202 NMG.A The Neiman Marcus Group, Inc. 1/16/2004 4
61166W101 MON Monsanto Co. 1/29/2004 1.1
61166W101 MON Monsanto Co. 1/29/2004 1.2
61166W101 MON Monsanto Co. 1/29/2004 1.3
61166W101 MON Monsanto Co. 1/29/2004 2
61166W101 MON Monsanto Co. 1/29/2004 3
61166W101 MON Monsanto Co. 1/29/2004 4
61166W101 MON Monsanto Co. 1/29/2004 5
61166W101 MON Monsanto Co. 1/29/2004 6
913247508 UCOMA UnitedGlobal.com Inc 2/11/2004 1
152312104 CTX Centex Corp. 2/25/2004 1
152312104 CTX Centex Corp. 2/25/2004 2
152312104 CTX Centex Corp. 2/25/2004 3
00846U101 A Agilent Technologies Inc. 3/2/2004 1.1
00846U101 A Agilent Technologies Inc. 3/2/2004 1.1
00846U101 A Agilent Technologies Inc. 3/2/2004 1.2
00846U101 A Agilent Technologies Inc. 3/2/2004 1.2
00846U101 A Agilent Technologies Inc. 3/2/2004 1.3
00846U101 A Agilent Technologies Inc. 3/2/2004 1.3
00846U101 A Agilent Technologies Inc. 3/2/2004 2
00846U101 A Agilent Technologies Inc. 3/2/2004 2
254687106 DIS The Walt Disney Company 3/3/2004 1.1
254687106 DIS The Walt Disney Company 3/3/2004 1.1
254687106 DIS The Walt Disney Company 3/3/2004 1.11
254687106 DIS The Walt Disney Company 3/3/2004 1.2
254687106 DIS The Walt Disney Company 3/3/2004 1.3
254687106 DIS The Walt Disney Company 3/3/2004 1.4
254687106 DIS The Walt Disney Company 3/3/2004 1.5
254687106 DIS The Walt Disney Company 3/3/2004 1.6
254687106 DIS The Walt Disney Company 3/3/2004 1.7
254687106 DIS The Walt Disney Company 3/3/2004 1.8
254687106 DIS The Walt Disney Company 3/3/2004 1.9
254687106 DIS The Walt Disney Company 3/3/2004 2
254687106 DIS The Walt Disney Company 3/3/2004 3
254687106 DIS The Walt Disney Company 3/3/2004 4
254687106 DIS The Walt Disney Company 3/3/2004 5
60505104 BAC Bank of America Corp. 3/17/2004 1
60505104 BAC Bank of America Corp. 3/17/2004 2
60505104 BAC Bank of America Corp. 3/17/2004 3
60505104 BAC Bank of America Corp. 3/17/2004 4
524908100 LEH Lehman Brothers Holdings Inc. 4/2/2004 1.1
524908100 LEH Lehman Brothers Holdings Inc. 4/2/2004 1.2
524908100 LEH Lehman Brothers Holdings Inc. 4/2/2004 1.3
524908100 LEH Lehman Brothers Holdings Inc. 4/2/2004 1.4
524908100 LEH Lehman Brothers Holdings Inc. 4/2/2004 2
151313103 CD Cendant Corporation 4/20/2004 1.1
172967101 C Citigroup Inc. 4/20/2004 1.1
852061100 FON Sprint Corp. 4/20/2004 1.1
929903102 WB Wachovia Corp. 4/20/2004 1.1
172967101 C Citigroup Inc. 4/20/2004 1.1
172967101 C Citigroup Inc. 4/20/2004 1.11
172967101 C Citigroup Inc. 4/20/2004 1.12
172967101 C Citigroup Inc. 4/20/2004 1.13
172967101 C Citigroup Inc. 4/20/2004 1.14
172967101 C Citigroup Inc. 4/20/2004 1.15
151313103 CD Cendant Corporation 4/20/2004 1.2
172967101 C Citigroup Inc. 4/20/2004 1.2
852061100 FON Sprint Corp. 4/20/2004 1.2
929903102 WB Wachovia Corp. 4/20/2004 1.2
151313103 CD Cendant Corporation 4/20/2004 1.3
172967101 C Citigroup Inc. 4/20/2004 1.3
852061100 FON Sprint Corp. 4/20/2004 1.3
929903102 WB Wachovia Corp. 4/20/2004 1.3
151313103 CD Cendant Corporation 4/20/2004 1.4
172967101 C Citigroup Inc. 4/20/2004 1.4
852061100 FON Sprint Corp. 4/20/2004 1.4
929903102 WB Wachovia Corp. 4/20/2004 1.4
151313103 CD Cendant Corporation 4/20/2004 1.5
172967101 C Citigroup Inc. 4/20/2004 1.5
929903102 WB Wachovia Corp. 4/20/2004 1.5
172967101 C Citigroup Inc. 4/20/2004 1.6
172967101 C Citigroup Inc. 4/20/2004 1.7
172967101 C Citigroup Inc. 4/20/2004 1.8
172967101 C Citigroup Inc. 4/20/2004 1.9
151313103 CD Cendant Corporation 4/20/2004 2
172967101 C Citigroup Inc. 4/20/2004 2
852061100 FON Sprint Corp. 4/20/2004 2
929903102 WB Wachovia Corp. 4/20/2004 2
151313103 CD Cendant Corporation 4/20/2004 3
172967101 C Citigroup Inc. 4/20/2004 3
852061100 FON Sprint Corp. 4/20/2004 3
929903102 WB Wachovia Corp. 4/20/2004 3
151313103 CD Cendant Corporation 4/20/2004 4
172967101 C Citigroup Inc. 4/20/2004 4
852061100 FON Sprint Corp. 4/20/2004 4
929903102 WB Wachovia Corp. 4/20/2004 4
151313103 CD Cendant Corporation 4/20/2004 5
172967101 C Citigroup Inc. 4/20/2004 5
852061100 FON Sprint Corp. 4/20/2004 5
929903102 WB Wachovia Corp. 4/20/2004 5
172967101 C Citigroup Inc. 4/20/2004 6
852061100 FON Sprint Corp. 4/20/2004 6
191216100 KO The Coca-Cola Company 4/21/2004 1.1
444165104 HU Hudson United Bancorp 4/21/2004 1.1
191216100 KO The Coca-Cola Company 4/21/2004 1.1
191216100 KO The Coca-Cola Company 4/21/2004 1.11
191216100 KO The Coca-Cola Company 4/21/2004 1.12
191216100 KO The Coca-Cola Company 4/21/2004 1.13
191216100 KO The Coca-Cola Company 4/21/2004 1.14
191216100 KO The Coca-Cola Company 4/21/2004 1.15
191216100 KO The Coca-Cola Company 4/21/2004 1.16
191216100 KO The Coca-Cola Company 4/21/2004 1.2
444165104 HU Hudson United Bancorp 4/21/2004 1.2
191216100 KO The Coca-Cola Company 4/21/2004 1.3
191216100 KO The Coca-Cola Company 4/21/2004 1.4
191216100 KO The Coca-Cola Company 4/21/2004 1.5
191216100 KO The Coca-Cola Company 4/21/2004 1.6
191216100 KO The Coca-Cola Company 4/21/2004 1.7
191216100 KO The Coca-Cola Company 4/21/2004 1.8
191216100 KO The Coca-Cola Company 4/21/2004 1.9
191216100 KO The Coca-Cola Company 4/21/2004 2
444165104 HU Hudson United Bancorp 4/21/2004 2
191216100 KO The Coca-Cola Company 4/21/2004 3
444165104 HU Hudson United Bancorp 4/21/2004 3
191216100 KO The Coca-Cola Company 4/21/2004 4
191216100 KO The Coca-Cola Company 4/21/2004 5
191216100 KO The Coca-Cola Company 4/21/2004 6
191216100 KO The Coca-Cola Company 4/21/2004 7
191216100 KO The Coca-Cola Company 4/21/2004 8
191216100 KO The Coca-Cola Company 4/21/2004 9
590188108 MER Merrill Lynch & Co., Inc. 4/23/2004 1.1
590188108 MER Merrill Lynch & Co., Inc. 4/23/2004 1.2
590188108 MER Merrill Lynch & Co., Inc. 4/23/2004 2
590188108 MER Merrill Lynch & Co., Inc. 4/23/2004 3
590188108 MER Merrill Lynch & Co., Inc. 4/23/2004 4
30161N101 EXC Exelon Corp. 4/27/2004 1.1
381317106 GDW Golden West Financial Corp. 4/27/2004 1.1
571834100 MI Marshall & Ilsley Corp. 4/27/2004 1.1
589331107 MRK Merck & Co., Inc. 4/27/2004 1.1
659424105 NFB North Fork Bancorporation, Inc. 4/27/2004 1.1
693718108 PCAR Paccar Inc. 4/27/2004 1.1
730448107 PPP Pogo Producing Co. 4/27/2004 1.1
949746101 WFC Wells Fargo & Company 4/27/2004 1.1
949746101 WFC Wells Fargo & Company 4/27/2004 1.1
949746101 WFC Wells Fargo & Company 4/27/2004 1.11
949746101 WFC Wells Fargo & Company 4/27/2004 1.12
949746101 WFC Wells Fargo & Company 4/27/2004 1.13
949746101 WFC Wells Fargo & Company 4/27/2004 1.14
30161N101 EXC Exelon Corp. 4/27/2004 1.2
381317106 GDW Golden West Financial Corp. 4/27/2004 1.2
571834100 MI Marshall & Ilsley Corp. 4/27/2004 1.2
589331107 MRK Merck & Co., Inc. 4/27/2004 1.2
659424105 NFB North Fork Bancorporation, Inc. 4/27/2004 1.2
693718108 PCAR Paccar Inc. 4/27/2004 1.2
730448107 PPP Pogo Producing Co. 4/27/2004 1.2
949746101 WFC Wells Fargo & Company 4/27/2004 1.2
30161N101 EXC Exelon Corp. 4/27/2004 1.3
381317106 GDW Golden West Financial Corp. 4/27/2004 1.3
571834100 MI Marshall & Ilsley Corp. 4/27/2004 1.3
589331107 MRK Merck & Co., Inc. 4/27/2004 1.3
659424105 NFB North Fork Bancorporation, Inc. 4/27/2004 1.3
693718108 PCAR Paccar Inc. 4/27/2004 1.3
949746101 WFC Wells Fargo & Company 4/27/2004 1.3
30161N101 EXC Exelon Corp. 4/27/2004 1.4
571834100 MI Marshall & Ilsley Corp. 4/27/2004 1.4
589331107 MRK Merck & Co., Inc. 4/27/2004 1.4
949746101 WFC Wells Fargo & Company 4/27/2004 1.4
571834100 MI Marshall & Ilsley Corp. 4/27/2004 1.5
589331107 MRK Merck & Co., Inc. 4/27/2004 1.5
949746101 WFC Wells Fargo & Company 4/27/2004 1.5
571834100 MI Marshall & Ilsley Corp. 4/27/2004 1.6
949746101 WFC Wells Fargo & Company 4/27/2004 1.6
571834100 MI Marshall & Ilsley Corp. 4/27/2004 1.7
949746101 WFC Wells Fargo & Company 4/27/2004 1.7
949746101 WFC Wells Fargo & Company 4/27/2004 1.8
949746101 WFC Wells Fargo & Company 4/27/2004 1.9
30161N101 EXC Exelon Corp. 4/27/2004 2
381317106 GDW Golden West Financial Corp. 4/27/2004 2
589331107 MRK Merck & Co., Inc. 4/27/2004 2
659424105 NFB North Fork Bancorporation, Inc. 4/27/2004 2
693718108 PCAR Paccar Inc. 4/27/2004 2
730448107 PPP Pogo Producing Co. 4/27/2004 2
949746101 WFC Wells Fargo & Company 4/27/2004 2
30161N101 EXC Exelon Corp. 4/27/2004 3
381317106 GDW Golden West Financial Corp. 4/27/2004 3
589331107 MRK Merck & Co., Inc. 4/27/2004 3
693718108 PCAR Paccar Inc. 4/27/2004 3
730448107 PPP Pogo Producing Co. 4/27/2004 3
949746101 WFC Wells Fargo & Company 4/27/2004 3
589331107 MRK Merck & Co., Inc. 4/27/2004 4
693718108 PCAR Paccar Inc. 4/27/2004 4
949746101 WFC Wells Fargo & Company 4/27/2004 4
589331107 MRK Merck & Co., Inc. 4/27/2004 5
693718108 PCAR Paccar Inc. 4/27/2004 5
949746101 WFC Wells Fargo & Company 4/27/2004 5
589331107 MRK Merck & Co., Inc. 4/27/2004 6
949746101 WFC Wells Fargo & Company 4/27/2004 6
589331107 MRK Merck & Co., Inc. 4/27/2004 7
949746101 WFC Wells Fargo & Company 4/27/2004 7
589331107 MRK Merck & Co., Inc. 4/27/2004 8
58498106 BLL Ball Corp. 4/28/2004 1.1
166764100 CVX ChevronTexaco Corp. 4/28/2004 1.1
908906100 UB Unionbancal Corp. 4/28/2004 1.1
92343V104 VZ Verizon Communications 4/28/2004 1.1
166764100 CVX ChevronTexaco Corp. 4/28/2004 1.1
908906100 UB Unionbancal Corp. 4/28/2004 1.1
92343V104 VZ Verizon Communications 4/28/2004 1.1
166764100 CVX ChevronTexaco Corp. 4/28/2004 1.11
908906100 UB Unionbancal Corp. 4/28/2004 1.11
92343V104 VZ Verizon Communications 4/28/2004 1.11
166764100 CVX ChevronTexaco Corp. 4/28/2004 1.12
908906100 UB Unionbancal Corp. 4/28/2004 1.12
908906100 UB Unionbancal Corp. 4/28/2004 1.13
908906100 UB Unionbancal Corp. 4/28/2004 1.14
908906100 UB Unionbancal Corp. 4/28/2004 1.15
58498106 BLL Ball Corp. 4/28/2004 1.2
166764100 CVX ChevronTexaco Corp. 4/28/2004 1.2
908906100 UB Unionbancal Corp. 4/28/2004 1.2
92343V104 VZ Verizon Communications 4/28/2004 1.2
58498106 BLL Ball Corp. 4/28/2004 1.3
166764100 CVX ChevronTexaco Corp. 4/28/2004 1.3
908906100 UB Unionbancal Corp. 4/28/2004 1.3
92343V104 VZ Verizon Communications 4/28/2004 1.3
58498106 BLL Ball Corp. 4/28/2004 1.4
166764100 CVX ChevronTexaco Corp. 4/28/2004 1.4
908906100 UB Unionbancal Corp. 4/28/2004 1.4
92343V104 VZ Verizon Communications 4/28/2004 1.4
166764100 CVX ChevronTexaco Corp. 4/28/2004 1.5
908906100 UB Unionbancal Corp. 4/28/2004 1.5
92343V104 VZ Verizon Communications 4/28/2004 1.5
166764100 CVX ChevronTexaco Corp. 4/28/2004 1.6
908906100 UB Unionbancal Corp. 4/28/2004 1.6
92343V104 VZ Verizon Communications 4/28/2004 1.6
166764100 CVX ChevronTexaco Corp. 4/28/2004 1.7
908906100 UB Unionbancal Corp. 4/28/2004 1.7
92343V104 VZ Verizon Communications 4/28/2004 1.7
166764100 CVX ChevronTexaco Corp. 4/28/2004 1.8
908906100 UB Unionbancal Corp. 4/28/2004 1.8
92343V104 VZ Verizon Communications 4/28/2004 1.8
166764100 CVX ChevronTexaco Corp. 4/28/2004 1.9
908906100 UB Unionbancal Corp. 4/28/2004 1.9
92343V104 VZ Verizon Communications 4/28/2004 1.9
92343V104 VZ Verizon Communications 4/28/2004 10
92343V104 VZ Verizon Communications 4/28/2004 11
58498106 BLL Ball Corp. 4/28/2004 2
166764100 CVX ChevronTexaco Corp. 4/28/2004 2
908906100 UB Unionbancal Corp. 4/28/2004 2
92343V104 VZ Verizon Communications 4/28/2004 2
166764100 CVX ChevronTexaco Corp. 4/28/2004 3
908906100 UB Unionbancal Corp. 4/28/2004 3
92343V104 VZ Verizon Communications 4/28/2004 3
166764100 CVX ChevronTexaco Corp. 4/28/2004 4
908906100 UB Unionbancal Corp. 4/28/2004 4
92343V104 VZ Verizon Communications 4/28/2004 4
166764100 CVX ChevronTexaco Corp. 4/28/2004 5
92343V104 VZ Verizon Communications 4/28/2004 5
166764100 CVX ChevronTexaco Corp. 4/28/2004 6
92343V104 VZ Verizon Communications 4/28/2004 6
166764100 CVX ChevronTexaco Corp. 4/28/2004 7
92343V104 VZ Verizon Communications 4/28/2004 7
166764100 CVX ChevronTexaco Corp. 4/28/2004 8
92343V104 VZ Verizon Communications 4/28/2004 8
166764100 CVX ChevronTexaco Corp. 4/28/2004 9
92343V104 VZ Verizon Communications 4/28/2004 9
02209S103 MO Altria Group, Inc. 4/29/2004 1.1
24061103 AXL American Axle & Manufacturing Holdings, Inc. 4/29/2004 1.1
14040H105 COF Capital One Financial Corp. 4/29/2004 1.1
02209S103 MO Altria Group, Inc. 4/29/2004 1.1
02209S103 MO Altria Group, Inc. 4/29/2004 1.2
24061103 AXL American Axle & Manufacturing Holdings, Inc. 4/29/2004 1.2
14040H105 COF Capital One Financial Corp. 4/29/2004 1.2
02209S103 MO Altria Group, Inc. 4/29/2004 1.3
24061103 AXL American Axle & Manufacturing Holdings, Inc. 4/29/2004 1.3
14040H105 COF Capital One Financial Corp. 4/29/2004 1.3
02209S103 MO Altria Group, Inc. 4/29/2004 1.4
02209S103 MO Altria Group, Inc. 4/29/2004 1.5
02209S103 MO Altria Group, Inc. 4/29/2004 1.6
02209S103 MO Altria Group, Inc. 4/29/2004 1.7
02209S103 MO Altria Group, Inc. 4/29/2004 1.8
02209S103 MO Altria Group, Inc. 4/29/2004 1.9
02209S103 MO Altria Group, Inc. 4/29/2004 2
24061103 AXL American Axle & Manufacturing Holdings, Inc. 4/29/2004 2
14040H105 COF Capital One Financial Corp. 4/29/2004 2
02209S103 MO Altria Group, Inc. 4/29/2004 3
24061103 AXL American Axle & Manufacturing Holdings, Inc. 4/29/2004 3
14040H105 COF Capital One Financial Corp. 4/29/2004 3
02209S103 MO Altria Group, Inc. 4/29/2004 4
02209S103 MO Altria Group, Inc. 4/29/2004 5
02209S103 MO Altria Group, Inc. 4/29/2004 6
02209S103 MO Altria Group, Inc. 4/29/2004 7
02209S103 MO Altria Group, Inc. 4/29/2004 8
674599105 OXY Occidental Petroleum Corp. 4/30/2004 1.1
674599105 OXY Occidental Petroleum Corp. 4/30/2004 1.1
674599105 OXY Occidental Petroleum Corp. 4/30/2004 1.11
674599105 OXY Occidental Petroleum Corp. 4/30/2004 1.12
674599105 OXY Occidental Petroleum Corp. 4/30/2004 1.2
674599105 OXY Occidental Petroleum Corp. 4/30/2004 1.3
674599105 OXY Occidental Petroleum Corp. 4/30/2004 1.4
674599105 OXY Occidental Petroleum Corp. 4/30/2004 1.5
674599105 OXY Occidental Petroleum Corp. 4/30/2004 1.6
674599105 OXY Occidental Petroleum Corp. 4/30/2004 1.7
674599105 OXY Occidental Petroleum Corp. 4/30/2004 1.8
674599105 OXY Occidental Petroleum Corp. 4/30/2004 1.9
674599105 OXY Occidental Petroleum Corp. 4/30/2004 2
674599105 OXY Occidental Petroleum Corp. 4/30/2004 3
674599105 OXY Occidental Petroleum Corp. 4/30/2004 4
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38141G104 GS The Goldman Sachs Group, Inc. 3/31/2004 1.2
38141G104 GS The Goldman Sachs Group, Inc. 3/31/2004 1.3
38141G104 GS The Goldman Sachs Group, Inc. 3/31/2004 1.4
38141G104 GS The Goldman Sachs Group, Inc. 3/31/2004 1.5
38141G104 GS The Goldman Sachs Group, Inc. 3/31/2004 2
38141G104 GS The Goldman Sachs Group, Inc. 3/31/2004 3
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391164100 GXP Great Plains Energy, Inc. 5/4/2004 1.1
391164100 GXP Great Plains Energy, Inc. 5/4/2004 1.11
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373298108 GP Georgia-Pacific Corp. 5/4/2004 1.2
391164100 GXP Great Plains Energy, Inc. 5/4/2004 1.2
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373298108 GP Georgia-Pacific Corp. 5/4/2004 1.3
391164100 GXP Great Plains Energy, Inc. 5/4/2004 1.3
23139108 ABK Ambac Financial Group, Inc. 5/4/2004 1.4
373298108 GP Georgia-Pacific Corp. 5/4/2004 1.4
391164100 GXP Great Plains Energy, Inc. 5/4/2004 1.4
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373298108 GP Georgia-Pacific Corp. 5/4/2004 1.5
391164100 GXP Great Plains Energy, Inc. 5/4/2004 1.5
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391164100 GXP Great Plains Energy, Inc. 5/4/2004 1.7
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391164100 GXP Great Plains Energy, Inc. 5/4/2004 1.9
23139108 ABK Ambac Financial Group, Inc. 5/4/2004 2
373298108 GP Georgia-Pacific Corp. 5/4/2004 2
391164100 GXP Great Plains Energy, Inc. 5/4/2004 2
23139108 ABK Ambac Financial Group, Inc. 5/4/2004 3
373298108 GP Georgia-Pacific Corp. 5/4/2004 3
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373298108 GP Georgia-Pacific Corp. 5/4/2004 4
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20825C104 COP ConocoPhillips 5/5/2004 1.3
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20825C104 COP ConocoPhillips 5/5/2004 1.5
20825C104 COP ConocoPhillips 5/5/2004 1.6
20825C104 COP ConocoPhillips 5/5/2004 2
370021107 GGP General Growth Properties, Inc. 5/5/2004 2
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422317107 HTV Hearst-Argyle Television, Inc. 5/5/2004 3
20825C104 COP ConocoPhillips 5/5/2004 4
422317107 HTV Hearst-Argyle Television, Inc. 5/5/2004 4
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54303102 AVP Avon Products, Inc. 5/6/2004 1.3
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54303102 AVP Avon Products, Inc. 5/6/2004 3
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126650100 CVS CVS Corporation 5/12/2004 1.6
126650100 CVS CVS Corporation 5/12/2004 1.7
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534187109 LNC Lincoln National Corp. 5/13/2004 1.2
177376100 CTXS Citrix Systems, Inc. 5/13/2004 1.3
534187109 LNC Lincoln National Corp. 5/13/2004 1.3
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29364G103 ETR Entergy Corp. 5/14/2004 1.12
29364G103 ETR Entergy Corp. 5/14/2004 1.13
29364G103 ETR Entergy Corp. 5/14/2004 1.14
29364G103 ETR Entergy Corp. 5/14/2004 1.15
29364G103 ETR Entergy Corp. 5/14/2004 1.16
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29364G103 ETR Entergy Corp. 5/14/2004 1.3
29364G103 ETR Entergy Corp. 5/14/2004 1.4
29364G103 ETR Entergy Corp. 5/14/2004 1.5
29364G103 ETR Entergy Corp. 5/14/2004 1.6
29364G103 ETR Entergy Corp. 5/14/2004 1.7
29364G103 ETR Entergy Corp. 5/14/2004 1.8
29364G103 ETR Entergy Corp. 5/14/2004 1.9
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29364G103 ETR Entergy Corp. 5/14/2004 3
29364G103 ETR Entergy Corp. 5/14/2004 4
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20002101 ALL The Allstate Corp. 5/18/2004 1.11
20002101 ALL The Allstate Corp. 5/18/2004 1.12
20002101 ALL The Allstate Corp. 5/18/2004 1.2
748356102 STR Questar Corp. 5/18/2004 1.2
20002101 ALL The Allstate Corp. 5/18/2004 1.3
748356102 STR Questar Corp. 5/18/2004 1.3
20002101 ALL The Allstate Corp. 5/18/2004 1.4
748356102 STR Questar Corp. 5/18/2004 1.4
20002101 ALL The Allstate Corp. 5/18/2004 1.5
748356102 STR Questar Corp. 5/18/2004 1.5
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20002101 ALL The Allstate Corp. 5/18/2004 1.7
20002101 ALL The Allstate Corp. 5/18/2004 1.8
20002101 ALL The Allstate Corp. 5/18/2004 1.9
20002101 ALL The Allstate Corp. 5/18/2004 2
748356102 STR Questar Corp. 5/18/2004 2
20002101 ALL The Allstate Corp. 5/18/2004 3
20002101 ALL The Allstate Corp. 5/18/2004 4
20002101 ALL The Allstate Corp. 5/18/2004 5
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694873100 PSUN Pacific Sunwear of California, Inc. 5/19/2004 1.2
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171798101 XEC CIMAREX ENERGY CO 5/19/2004 1.3
579489105 MNI The McClatchy Company 5/19/2004 1.3
694873100 PSUN Pacific Sunwear of California, Inc. 5/19/2004 1.3
26874107 AIG American International Group, Inc. 5/19/2004 1.4
579489105 MNI The McClatchy Company 5/19/2004 1.4
26874107 AIG American International Group, Inc. 5/19/2004 1.5
26874107 AIG American International Group, Inc. 5/19/2004 1.6
26874107 AIG American International Group, Inc. 5/19/2004 1.7
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45168D104 IDXX IDEXX Laboratories, Inc. 5/19/2004 2
579489105 MNI The McClatchy Company 5/19/2004 2
694873100 PSUN Pacific Sunwear of California, Inc. 5/19/2004 2
26874107 AIG American International Group, Inc. 5/19/2004 3
579489105 MNI The McClatchy Company 5/19/2004 3
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26874107 AIG American International Group, Inc. 5/19/2004 7
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580135101 MCD McDonald's Corp. 5/20/2004 1.1
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418056107 HAS Hasbro, Inc. 5/20/2004 1.4
49446R109 KIM Kimco Realty Corp. 5/20/2004 1.4
580135101 MCD McDonald's Corp. 5/20/2004 1.4
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416515104 HIG The Hartford Financial Services Group, Inc. 5/20/2004 1.5
418056107 HAS Hasbro, Inc. 5/20/2004 1.5
49446R109 KIM Kimco Realty Corp. 5/20/2004 1.5
580135101 MCD McDonald's Corp. 5/20/2004 1.5
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418056107 HAS Hasbro, Inc. 5/20/2004 1.6
49446R109 KIM Kimco Realty Corp. 5/20/2004 1.6
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416515104 HIG The Hartford Financial Services Group, Inc. 5/20/2004 1.7
418056107 HAS Hasbro, Inc. 5/20/2004 1.7
49446R109 KIM Kimco Realty Corp. 5/20/2004 1.7
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416515104 HIG The Hartford Financial Services Group, Inc. 5/20/2004 1.8
418056107 HAS Hasbro, Inc. 5/20/2004 1.8
49446R109 KIM Kimco Realty Corp. 5/20/2004 1.8
281020107 EIX Edison International 5/20/2004 1.9
416515104 HIG The Hartford Financial Services Group, Inc. 5/20/2004 1.9
418056107 HAS Hasbro, Inc. 5/20/2004 1.9
49446R109 KIM Kimco Realty Corp. 5/20/2004 1.9
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416515104 HIG The Hartford Financial Services Group, Inc. 5/20/2004 2
418056107 HAS Hasbro, Inc. 5/20/2004 2
49446R109 KIM Kimco Realty Corp. 5/20/2004 2
580135101 MCD McDonald's Corp. 5/20/2004 2
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418056107 HAS Hasbro, Inc. 5/20/2004 3
49446R109 KIM Kimco Realty Corp. 5/20/2004 3
580135101 MCD McDonald's Corp. 5/20/2004 3
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690368105 OSG Overseas Shipholding Group, Inc. 6/1/2004 1.8
690368105 OSG Overseas Shipholding Group, Inc. 6/1/2004 1.9
690368105 OSG Overseas Shipholding Group, Inc. 6/1/2004 2
690368105 OSG Overseas Shipholding Group, Inc. 6/1/2004 3
690368105 OSG Overseas Shipholding Group, Inc. 6/1/2004 4
73172K104 PLCM Polycom, Inc. 6/2/2004 1.1
73172K104 PLCM Polycom, Inc. 6/2/2004 1.2
73172K104 PLCM Polycom, Inc. 6/2/2004 1.3
73172K104 PLCM Polycom, Inc. 6/2/2004 1.4
73172K104 PLCM Polycom, Inc. 6/2/2004 1.5
73172K104 PLCM Polycom, Inc. 6/2/2004 1.6
73172K104 PLCM Polycom, Inc. 6/2/2004 1.7
73172K104 PLCM Polycom, Inc. 6/2/2004 1.8
73172K104 PLCM Polycom, Inc. 6/2/2004 1.9
73172K104 PLCM Polycom, Inc. 6/2/2004 2
73172K104 PLCM Polycom, Inc. 6/2/2004 3
165167107 CHK Chesapeake Energy Corp. 6/4/2004 1.1
165167107 CHK Chesapeake Energy Corp. 6/4/2004 1.2
165167107 CHK Chesapeake Energy Corp. 6/4/2004 1.3
165167107 CHK Chesapeake Energy Corp. 6/4/2004 2
165167107 CHK Chesapeake Energy Corp. 6/4/2004 3
744320102 PRU Prudential Financial Inc 6/8/2004 1.1
744320102 PRU Prudential Financial Inc 6/8/2004 1.2
744320102 PRU Prudential Financial Inc 6/8/2004 1.3
744320102 PRU Prudential Financial Inc 6/8/2004 1.4
744320102 PRU Prudential Financial Inc 6/8/2004 1.5
744320102 PRU Prudential Financial Inc 6/8/2004 2
744320102 PRU Prudential Financial Inc 6/8/2004 3
744320102 PRU Prudential Financial Inc 6/8/2004 4
453414104 ICBC Independence Community Bank Corp. 6/24/2004 1.1
767754104 RAD Rite Aid Corp. 6/24/2004 1.1
453414104 ICBC Independence Community Bank Corp. 6/24/2004 1.2
767754104 RAD Rite Aid Corp. 6/24/2004 1.2
453414104 ICBC Independence Community Bank Corp. 6/24/2004 1.3
453414104 ICBC Independence Community Bank Corp. 6/24/2004 1.4
453414104 ICBC Independence Community Bank Corp. 6/24/2004 1.5
453414104 ICBC Independence Community Bank Corp. 6/24/2004 1.6
453414104 ICBC Independence Community Bank Corp. 6/24/2004 1.7
453414104 ICBC Independence Community Bank Corp. 6/24/2004 1.8
453414104 ICBC Independence Community Bank Corp. 6/24/2004 2
767754104 RAD Rite Aid Corp. 6/24/2004 2
453414104 ICBC Independence Community Bank Corp. 6/24/2004 3
767754104 RAD Rite Aid Corp. 6/24/2004 3
Ballot Item # Item Description Mgt Rec Vote Cast Agenda Code* Ballot Shares
1.1 Elect Director Michael N. Rosen For Withhold M0201 173121
1.2 Elect Director Edward A. Volkwein For For M0201 173121
2 Amend Omnibus Stock Plan For Against M0524 173121
3 Approve Executive Incentive Bonus Plan For For M0535 173121
4 Ratify Auditors For For M0101 173121
1 Issue Shares in Connection with an Acquisition For For M0410 416900
2 Authorize New Class of Preferred Stock For For M0302 416900
3 Approve Increase in Size of Board For For M0203 416900
4 Adjourn Meeting For Against M0617 416900
1.1 Elect Director Stephen R. Hardis For For M0201 79610
1.2 Elect Director Raymond A. Lancaster For For M0201 79610
1.3 Elect Director J.B. Richey For For M0201 79610
1.4 Elect Director Les C. Vinney For For M0201 79610
2 Declassify the Board of Directors Against For S0201 79610
1.1 Elect Director Alton F. Irby III For For M0201 73700
1.2 Elect Director James V. Napier For For M0201 73700
2 Ratify Auditors For For M0101 73700
3 Submit Severance Agreement (Change-in-Control) to Shareholder Vote Against For S0321 73700
1.1 Elect Director Irving W. Bailey, II For For M0201 91030
1.1 Elect Director William P. Rutledge For For M0201 91030
1.2 Elect Director Stephen L. Baum For For M0201 91030
1.3 Elect Director Rodney F. Chase For For M0201 91030
1.4 Elect Director Van B. Honeycutt For For M0201 91030
1.5 Elect Director William R. Hoover For For M0201 91030
1.6 Elect Director Leon J. Level For For M0201 91030
1.7 Elect Director Thomas A. McDonnell For For M0201 91030
1.8 Elect Director F. Warren McFarlan For For M0201 91030
1.9 Elect Director James R. Mellor For For M0201 91030
1.1 Elect Director Russell M. Artzt For For M0201 149150
1.1 Elect Director Alex Serge Vieux For For M0201 149150
1.2 Elect Director Kenneth Cron For For M0201 149150
1.3 Elect Director Alfonse M. D'Amato For For M0201 149150
1.4 Elect Director Gary J. Fernandes For For M0201 149150
1.5 Elect Director Sanjay Kumar For For M0201 149150
1.6 Elect Director Robert E. La Blanc For For M0201 149150
1.7 Elect Director Jay W. Lorsch For For M0201 149150
1.8 Elect Director Lewis S. Ranieri For For M0201 149150
1.9 Elect Director Walter P. Schuetze For For M0201 149150
2 Approve Non-Employee Director Omnibus Stock Plan For For M0598 149150
3 Ratify Auditors For For M0101 149150
1 Increase Authorized Common Stock For For M0304 119353
1.1 Elect Director August A. Busch IV For For M0201 81900
1.2 Elect Director John A. Edwardson For For M0201 81900
1.3 Elect Director George J. Mitchell For Withhold M0201 81900
1.4 Elect Director Joshua I. Smith For For M0201 81900
2 Approve Omnibus Stock Plan For For M0522 81900
2.1 Elect Director Terry N. Christensen For For M0201 119353
2.2 Elect Director John F. Farrell, Jr. For For M0201 119353
2.3 Elect Director Philip G. Heasley For For M0201 119353
2.4 Elect Director Daniel D. (Ron) Lane For For M0201 119353
2.5 Elect Director J. Thomas Talbot For For M0201 119353
3 Ratify Auditors For For M0101 81900
4 Declassify the Board of Directors Against For S0201 81900
1.1 Elect Director Norman R. Augustine For For M0201 68333
1.2 Elect Director A.G. Lafley For For M0201 68333
1.3 Elect Director Johnathan A. Rodgers For For M0201 68333
1.4 Elect Director John F. Smith, Jr. For For M0201 68333
1.5 Elect Director Margaret C. Whitman For For M0201 68333
2 Ratify Auditors For For M0101 68333
3 Approve Non-Employee Director Omnibus Stock Plan For Against M0598 68333
4 Declassify the Board of Directors Against For S0201 68333
5 Label Genetically Engineered Foods Against Against S0736 68333
1.1 Elect Director Stephen M. Bennett For For M0201 32440
1.2 Elect Director Christopher W. Brody For For M0201 32440
1.3 Elect Director William V. Campbell For For M0201 32440
1.4 Elect Director Scott D. Cook For For M0201 32440
1.5 Elect Director L. John Doerr For For M0201 32440
1.6 Elect Director Donna L. Dubinsky For For M0201 32440
1.7 Elect Director Michael R. Hallman For For M0201 32440
1.8 Elect Director Stratton D. Sclavos For For M0201 32440
2 Amend Employee Stock Purchase Plan For For M0512 32440
3 Ratify Auditors For For M0101 32440
1 Approve Increase in Common Stock and a Stock Split For For M0309 43233
1.1 Elect Director Fred B. Cox For Withhold M0201 170530
1.2 Elect Director Michael P. Downey For For M0201 170530
1.3 Elect Director Bruce C. Edwards For For M0201 170530
1.4 Elect Director Paul F. Folino For For M0201 170530
1.5 Elect Director Robert H. Goon For For M0201 170530
1.6 Elect Director Don M. Lyle For For M0201 170530
2 Approve Option Exchange Program For For M0548 170530
3 Ratify Auditors For For M0101 170530
1.1 Elect Director K. Rupert Murdoch, AC For Withhold M0201 150425
1.2 Elect Director Peter Chernin For Withhold M0201 150425
1.3 Elect Director David F. DeVoe For Withhold M0201 150425
1.4 Elect Director Arthur M. Siskind For Withhold M0201 150425
1.5 Elect Director Lachlan K. Murdoch For Withhold M0201 150425
1.6 Elect Director Christos M. Cotsakos For For M0201 150425
1.7 Elect Director Thomas W. Jones For For M0201 150425
1.8 Elect Director Peter Powers For For M0201 150425
2 Ratify Auditors For For M0101 150425
1.1 Elect Director Mitchell Jacobson For For M0201 131000
1.2 Elect Director David Sandler For For M0201 131000
1.3 Elect Director Charles Boehlke For For M0201 131000
1.4 Elect Director Roger Fradin For For M0201 131000
1.5 Elect Director Denis Kelly For For M0201 131000
1.6 Elect Director Raymond Langton For For M0201 131000
1.7 Elect Director Philip Peller For For M0201 131000
2 Amend Restricted Stock Plan For For M0509 131000
3 Amend Stock Option Plan For For M0503 131000
4 Amend Stock Option Plan For For M0503 131000
5 Amend Stock Option Plan For For M0503 131000
6 Amend Employee Stock Purchase Plan For For M0512 131000
7 Ratify Auditors For For M0101 131000
1 Increase Authorized Common Stock For For M0304 43940
1.1 Elect Director Richard A. Smith For For M0201 33940
1.2 Elect Director Robert A. Smith For For M0201 33940
1.3 Elect Director Paula Stern For For M0201 33940
1.4 Elect Director Gary L. Countryman For For M0201 33940
2 Approve Executive Incentive Bonus Plan For For M0535 33940
3 Ratify Auditors For For M0101 33940
4 Provide for Cumulative Voting Against For S0207 33940
1.1 Elect Director Frank V. Atlee III For For M0201 184530
1.2 Elect Director Gwendolyn S. King For For M0201 184530
1.3 Elect Director Sharon R. Long, Ph.D. For For M0201 184530
2 Ratify Auditors For For M0101 184530
3 Amend Omnibus Stock Plan For For M0524 184530
4 Report on Impact of Genetically Engineered Seed Against Against S0736 184530
5 Report on Export of Hazardous Pesticides Against Against S0740 184530
6 Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote Against For S0302 184530
1 Amend Stock Option Plan For Against M0503 286100
1 Increase Authorized Common Stock For For M0304 51927
2 Approve Merger Agreement For For M0405 51927
3 Approve Merger Agreement For For M0405 51927
1.1 Elect Director James G. Cullen For For M0201 93900
1.1 Elect Director James G. Cullen For For M0201 93900
1.2 Elect Director Robert L. Joss For For M0201 93900
1.2 Elect Director Robert L. Joss For For M0201 93900
1.3 Elect Director Walter B. Hewlett For For M0201 93900
1.3 Elect Director Walter B. Hewlett For For M0201 93900
2 Ratify Auditors For For M0101 93900
2 Ratify Auditors For For M0101 93900
1.1 Elect Director John E. Bryson For For M0201 230300
1.1 Elect Director Leo J. O'Donovan, S.J. For For M0201 230300
1.11Elect Director Gary L. Wilson For Withhold M0201 230300
1.2 Elect Director John S. Chen For For M0201 230300
1.3 Elect Director Michael D. Eisner For Withhold M0201 230300
1.4 Elect Director Judith L. Estrin For For M0201 230300
1.5 Elect Director Robert A. Iger For Withhold M0201 230300
1.6 Elect Director Aylwin B. Lewis For For M0201 230300
1.7 Elect Director Monica C. Lozano For For M0201 230300
1.8 Elect Director Robert W. Matschullat For For M0201 230300
1.9 Elect Director George J. Mitchell For Withhold M0201 230300
2 Ratify Auditors For For M0101 230300
3 China Principles Against Against S0425 230300
4 Report on Supplier Labor Standards in China Against For S0415 230300
5 Report on Amusement Park Safety Against Against S0999 230300
1 Approve Merger Agreement For For M0405 38086
2 Amend Omnibus Stock Plan For For M0524 38086
3 Increase Authorized Common Stock For For M0304 38086
4 Adjourn Meeting For Against M0617 38086
1.1 Elect Director Roger S. Berlind For For M0201 72637
1.2 Elect Director Marsha Johnson Evans For For M0201 72637
1.3 Elect Director Sir Christopher Gent For For M0201 72637
1.4 Elect Director Dina Merrill For For M0201 72637
2 Ratify Auditors For For M0101 72637
1.1 Elect Director The Right Honourable Brian Mulroney For For M0201 249960
1.1 Elect Director C. Michael Armstrong For For M0201 165230
1.1 Elect Director Gordon M. Bethune For For M0201 176200
1.1 Elect Director James S. Balloun For For M0201 159300
1.1 Elect Director Andrall E. Pearson For For M0201 165230
1.11Elect Director Charles Prince For For M0201 165230
1.12Elect Director Robert E. Rubin For For M0201 165230
1.13Elect Director Franklin A. Thomas For For M0201 165230
1.14Elect Director Sanford I. Weill For For M0201 165230
1.15Elect Director Robert B. Willumstad For For M0201 165230
1.2 Elect Director Ronald L. Nelson For For M0201 249960
1.2 Elect Director Alain J.P. Belda For For M0201 165230
1.2 Elect Director E. Linn Draper, Jr. For For M0201 176200
1.2 Elect Director John T. Casteen, III For For M0201 159300
1.3 Elect Director Robert W. Pittman For For M0201 249960
1.3 Elect Director George David For For M0201 165230
1.3 Elect Director Deborah A. Henretta For For M0201 176200
1.3 Elect Director Joseph Neubauer For For M0201 159300
1.4 Elect Director Myra J. Biblowit For For M0201 249960
1.4 Elect Director Kenneth T. Derr For For M0201 165230
1.4 Elect Director Linda Koch Lorimer For Withhold M0201 176200
1.4 Elect Director Lanty L. Smith For For M0201 159300
1.5 Elect Director Sheli Z. Rosenberg For For M0201 249960
1.5 Elect Director John M. Deutch For For M0201 165230
1.5 Elect Director Dona Davis Young For For M0201 159300
1.6 Elect Director Roberto Hernandez Ramirez For For M0201 165230
1.7 Elect Director Ann Dibble Jordan For For M0201 165230
1.8 Elect Director Dudley C. Mecum For For M0201 165230
1.9 Elect Director Richard D. Parsons For For M0201 165230
2 Declassify the Board of Directors For For M0215 249960
2 Ratify Auditors For For M0101 165230
2 Ratify Auditors For For M0101 176200
2 Ratify Auditors For For M0101 159300
3 Ratify Auditors For For M0101 249960
3 Limit Executive Compensation Against Against S0508 165230
3 Performance- Based/Indexed Options Against For S0512 176200
3 Require Two Candidates for Each Board Seat Against Against S0230 159300
4 Separate Chairman and CEO Positions Against Against S0107 249960
4 Report on Political Contributions/Activities Against Against S0807 165230
4 Limit Executive Compensation Against Against S0508 176200
4 Report on Political Contributions/Activities Against Against S0807 159300
5 Limit Executive Compensation Against Against S0508 249960
5 Prohibit Awards to Executives Against Against S0501 165230
5 Separate Chairman and CEO Positions Against For S0107 176200
5 Separate Chairman and CEO Positions Against Against S0107 159300
6 Separate Chairman and CEO Positions Against Against S0107 165230
6 Report on Foreign Outsourcing Against Against S0999 176200
1.1 Elect Director Herbert A. Allen For For M0201 81700
1.1 Elect Director Robert J. Burke For For M0201 56990
1.1 Elect Director Donald F. Mchenry For For M0201 81700
1.11Elect Director Robert L. Nardelli For For M0201 81700
1.12Elect Director Sam Nunn For For M0201 81700
1.13Elect Director J. Pedro Reinhard For For M0201 81700
1.14Elect Director James D. Robinson III For For M0201 81700
1.15Elect Director Peter V. Ueberroth For For M0201 81700
1.16Elect Director James B. Williams For For M0201 81700
1.2 Elect Director Ronald W. Allen For For M0201 81700
1.2 Elect Director Joan David For For M0201 56990
1.3 Elect Director Cathleen P. Black For For M0201 81700
1.4 Elect Director Warren E. Buffett For Withhold M0201 81700
1.5 Elect Director Douglas N. Daft For For M0201 81700
1.6 Elect Director Barry Diller For For M0201 81700
1.7 Elect Director Donald R. Keough For For M0201 81700
1.8 Elect Director Susan Bennett King For For M0201 81700
1.9 Elect Director Maria Elena Lagomasino For For M0201 81700
2 Ratify Auditors For For M0101 81700
2 Amend Restricted Stock Plan For For M0597 56990
3 Report on Operational Impact of HIV/AIDS Pandemic For For S0999 81700
3 Limit Awards to Executives Against Against S0501 56990
4 Report on Stock Option Distribution by Race and Gender Against Against S0814 81700
5 Prohibit Awards to Executives Against Against S0501 81700
6 Submit Executive Compensation to Vote Against For S0508 81700
7 Submit Executive Compensation to Vote Against Against S0508 81700
8 Implement China Principles Against Against S0425 81700
9 Separate Chairman and CEO Positions Against For S0107 81700
1.1 Elect Director David K. Newbigging For For M0201 127630
1.2 Elect Director Joseph W. Prueher For For M0201 127630
2 Ratify Auditors For For M0101 127630
3 Restore or Provide for Cumulative Voting Against For S0207 127630
4 Separate Chairman and CEO Positions Against For S0107 127630
1.1 Elect Director Nicholas DeBenedictis For For M0201 67350
1.1 Elect Director Patricia A. King For For M0201 32410
1.1 Elect Director Jon F. Chait For For M0201 107100
1.1 Elect Director Peter C. Wendell For For M0201 46200
1.1 Elect Director James F. Reeve For For M0201 89100
1.1 Elect Director David K. Newbigging For For M0201 93871
1.1 Elect Director Jerry M. Armstrong For For M0201 53590
1.1 Elect Director J.A. Blanchard III For For M0201 46560
1.1 Elect Director Donald B. Rice For Withhold M0201 46560
1.11Elect Director Judith M. Runstad For Withhold M0201 46560
1.12Elect Director Stephen W. Sanger For For M0201 46560
1.13Elect Director Susan G. Swenson For For M0201 46560
1.14Elect Director Michael W. Wright For Withhold M0201 46560
1.2 Elect Director G. Fred Dibona, Jr. For For M0201 67350
1.2 Elect Director Marion O. Sandler For For M0201 32410
1.2 Elect Director Bruce E. Jacobs For For M0201 107100
1.2 Elect Director William G. Bowen For For M0201 46200
1.2 Elect Director George H. Rowsom For For M0201 89100
1.2 Elect Director Harry C. Stonecipher For For M0201 93871
1.2 Elect Director Paul G. Van Wagenen For For M0201 53590
1.2 Elect Director Susan E. Engel For For M0201 46560
1.3 Elect Director Sue L. Gin For For M0201 67350
1.3 Elect Director Leslie Tang Schilling For For M0201 32410
1.3 Elect Director Dennis J. Kuester For For M0201 107100
1.3 Elect Director William M. Daley For For M0201 46200
1.3 Elect Director Dr. Kurt R. Schmeller For For M0201 89100
1.3 Elect Director Harold A. Wagner For For M0201 93871
1.3 Elect Director Enrique Hernandez, Jr. For For M0201 46560
1.4 Elect Director Edgar D. Jannotta For For M0201 67350
1.4 Elect Director Edward L. Meyer, Jr. For For M0201 107100
1.4 Elect Director Thomas E. Shenk For For M0201 46200
1.4 Elect Director Robert L. Joss For For M0201 46560
1.5 Elect Director San W. Orr, Jr. For For M0201 107100
1.5 Elect Director Wendell P. Weeks For For M0201 46200
1.5 Elect Director Reatha Clark King For For M0201 46560
1.6 Elect Director Debra S. Waller For For M0201 107100
1.6 Elect Director Richard M. Kovacevich For For M0201 46560
1.7 Elect Director George E. Wardeberg For For M0201 107100
1.7 Elect Director Richard D. McCormick For For M0201 46560
1.8 Elect Director Cynthia H. Milligan For For M0201 46560
1.9 Elect Director Philip J. Quigley For For M0201 46560
2 Ratify Auditors For For M0101 67350
2 Increase Authorized Common Stock For Against M0304 32410
2 Ratify Auditors For For M0101 46200
2 Ratify Auditors For For M0101 89100
2 Increase Authorized Common Stock For For M0304 93871
2 Approve Omnibus Stock Plan For For M0522 53590
2 Approve Retirement Plan For For M0537 46560
3 Approve Executive Incentive Bonus Plan For For M0535 67350
3 Ratify Auditors For For M0101 32410
3 Declassify the Board of Directors For For M0215 46200
3 Amend Deferred Compensation Plan For For M0538 93871
3 Ratify Auditors For For M0101 53590
3 Ratify Auditors For For M0101 46560
4 Prohibit Awards to Executives Against Against S0501 46200
4 Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote Against For S0302 93871
4 Expense Stock Options Against For S0514 46560
5 Develop Ethical Criteria for Patent Extension Against Against S0729 46200
5 Limit Awards to Executives Against Against S0501 93871
5 Limit Executive Compensation Against Against S0508 46560
6 Link Executive Compensation to Social Issues Against Against S0510 46200
6 Link Executive Compensation to Social Issues Against Against S0510 46560
7 Report on Political Contributions Against Against S0807 46200
7 Report on Political Contributions/Activities Against Against S0807 46560
8 Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic Against Against S0999 46200
1.1 Elect Director Hanno C. Fiedler For For M0201 62200
1.1 Elect Director Samuel H. Armacost For For M0201 42960
1.1 Elect Director David R. Andrews For For M0201 61070
1.1 Elect Director James R. Barker For For M0201 119662
1.1 Elect Director Peter J. Robertson For For M0201 42960
1.1 Elect Director Monica C. Lozano For For M0201 61070
1.1 Elect Director John R. Stafford For For M0201 119662
1.11Elect Director Charles R. Shoemate For For M0201 42960
1.11Elect Director Mary S. Metz For For M0201 61070
1.11Elect Director Robert D. Storey For For M0201 119662
1.12Elect Director Carl Ware For For M0201 42960
1.12Elect Director Takahiro Moriguchi For Withhold M0201 61070
1.13Elect Director J. Fernando Niebla For For M0201 61070
1.14Elect Director Takaharu Saegusa For For M0201 61070
1.15Elect Director Tetsuo Shimura For For M0201 61070
1.2 Elect Director John F. Lehman For For M0201 62200
1.2 Elect Director Robert E. Denham For For M0201 42960
1.2 Elect Director L. Dale Crandall For For M0201 61070
1.2 Elect Director Richard L. Carrion For For M0201 119662
1.3 Elect Director George A. Sissel For For M0201 62200
1.3 Elect Director Robert J. Eaton For For M0201 42960
1.3 Elect Director Richard D. Farman For For M0201 61070
1.3 Elect Director Robert W. Lane For For M0201 119662
1.4 Elect Director Erik H. van der Kaay For For M0201 62200
1.4 Elect Director Sam Ginn For For M0201 42960
1.4 Elect Director Stanley F. Farrar For For M0201 61070
1.4 Elect Director Sandra O. Moose For For M0201 119662
1.5 Elect Director Carla Anderson Hills For For M0201 42960
1.5 Elect Director Philip B. Fylnn For For M0201 61070
1.5 Elect Director Joseph Neubauer For For M0201 119662
1.6 Elect Director Franklyn G. Jenifer For For M0201 42960
1.6 Elect Director Michael J. Gillfillan For For M0201 61070
1.6 Elect Director Thomas H. O'Brien For For M0201 119662
1.7 Elect Director J. Bennett Johnston For For M0201 42960
1.7 Elect Director Richard C. Hartnack For For M0201 61070
1.7 Elect Director Hugh B. Price For For M0201 119662
1.8 Elect Director Sam Nunn For For M0201 42960
1.8 Elect Director Norimichi Kanari For For M0201 61070
1.8 Elect Director Ivan G. Seidenberg For For M0201 119662
1.9 Elect Director David J. O'Reilly For For M0201 42960
1.9 Elect Director Satoru Kishi For Withhold M0201 61070
1.9 Elect Director Walter V. Shipley For For M0201 119662
10 Report on Political Contributions/Activities Against Against S0807 119662
11 Cease Charitable Contributions Against Against S0806 119662
2 Ratify Auditors For For M0101 62200
2 Ratify Auditors For For M0101 42960
2 Amend Executive Incentive Bonus Plan For For M0535 61070
2 Ratify Auditors For For M0101 119662
3 Adopt Shareholder Rights Plan (Poison Pill) Policy For For M0609 42960
3 Ratify Auditors For For M0101 61070
3 Restore or Provide for Cumulative Voting Against For S0207 119662
4 Amend Omnibus Stock Plan For For M0524 42960
4 Provide for Cumulative Voting Against For S0207 61070
4 Require Majority of Independent Directors on Board Against Against S0215 119662
5 Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic Against Against S0999 42960
5 Separate Chairman and CEO Positions Against For S0107 119662
6 Report on Political Contributions/Activities Against Against S0807 42960
6 Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote Against Against S0302 119662
7 Require Affirmative Vote of a Majority of the Shares to Elect Directors Against Against S0810 42960
7 Submit Executive Compensation to Vote Against For S0508 119662
8 Report on Health and Environmental Initiatives in Ecuador Against Against S0730 42960
8 Prohibit Awards to Executives Against Against S0501 119662
9 Report on Renewable Energy Against Against S0730 42960
9 Report on Stock Option Distribution by Race and Gender Against Against S0812 119662
1.1 Elect Director Elizabeth E. Bailey For For M0201 129250
1.1 Elect Director B. G. Mathis For For M0201 81300
1.1 Elect Director W. Ronald Dietz For For M0201 56300
1.1 Elect Director Stephen M. Wolf For For M0201 129250
1.2 Elect Director Mathis Cabiallavetta For For M0201 129250
1.2 Elect Director Thomas L. Martin For For M0201 81300
1.2 Elect Director Lewis Hay, III For For M0201 56300
1.3 Elect Director Louis C. Camilleri For For M0201 129250
1.3 Elect Director Dr. Henry T. Yang For For M0201 81300
1.3 Elect Director Mayo A. Shattuck, III For For M0201 56300
1.4 Elect Director J. Dudley Fishburn For For M0201 129250
1.5 Elect Director Robert E. R. Huntley For For M0201 129250
1.6 Elect Director Thomas W. Jones For For M0201 129250
1.7 Elect Director Lucio A. Noto For For M0201 129250
1.8 Elect Director John S. Reed For For M0201 129250
1.9 Elect Director Carlos Slim Helu For For M0201 129250
2 Ratify Auditors For For M0101 129250
2 Amend Omnibus Stock Plan For For M0524 81300
2 Ratify Auditors For For M0101 56300
3 Report on Product Warnings for Pregnant Women Against Against S0704 129250
3 Approve Omnibus Stock Plan For For M0522 81300
3 Approve Omnibus Stock Plan For For M0522 56300
4 Report on Health Risks Associated with Cigarette Filters Against Against S0704 129250
5 Political Contributions/Activities Against Against S0807 129250
6 Cease Use of Light and Ultra Light in Cigarette Marketing Against Against S0703 129250
7 Place Canadian Style Warnings on Cigarette Packaging Against Against S0703 129250
8 Separate Chairman and CEO Positions Against For S0107 129250
1.1 Elect Director Ronald W. Burkle For For M0201 83449
1.1 Elect Director Aziz D. Syriani For For M0201 83449
1.11Elect Director Rosemary Tomich For For M0201 83449
1.12Elect Director Walter L. Weisman For For M0201 83449
1.2 Elect Director John S. Chalsty For For M0201 83449
1.3 Elect Director Edward P. Djerejian For For M0201 83449
1.4 Elect Director R. Chad Dreier For For M0201 83449
1.5 Elect Director John E. Feick For For M0201 83449
1.6 Elect Director Ray R. Irani For For M0201 83449
1.7 Elect Director Dale R. Laurance For For M0201 83449
1.8 Elect Director Irvin W. Maloney For For M0201 83449
1.9 Elect Director Rodolfo Segovia For For M0201 83449
2 Ratify Auditors For For M0101 83449
3 Amend Non-Employee Director Restricted Stock Plan For For M0597 83449
4 Prohibit Awards to Executives Against Against S0501 83449
1.1 Elect Director Lloyd C. Blankfein For For M0201 46310
1.2 Elect Director Lord Browne Of Madingley For For M0201 46310
1.3 Elect Director Claes Dahlback For For M0201 46310
1.4 Elect Director James A. Johnson For For M0201 46310
1.5 Elect Director Lois D. Juliber For For M0201 46310
2 Ratify Auditors For For M0101 46310
3 Declassify the Board of Directors Against For S0201 46310
1.1 Elect Director Phillip B. Lassiter For For M0201 37875
1.1 Elect Director Barbara L. Bowles For Withhold M0201 87340
1.1 Elect Director David L. Bodde For For M0201 113300
1.1 Elect Director Linda H. Talbott For For M0201 113300
1.11Elect Director Robert H. West For For M0201 113300
1.2 Elect Director Michael A. Callen For For M0201 37875
1.2 Elect Director Donald V. Fites For Withhold M0201 87340
1.2 Elect Director Michael J. Chesser For For M0201 113300
1.3 Elect Director Renso L. Caporali For For M0201 37875
1.3 Elect Director David R. Goode For Withhold M0201 87340
1.3 Elect Director William H. Downey For For M0201 113300
1.4 Elect Director Jill M. Considine For For M0201 37875
1.4 Elect Director Karen N. Horn For For M0201 87340
1.4 Elect Director Mark A. Ernst For For M0201 113300
1.5 Elect Director Richard Dulude For For M0201 37875
1.5 Elect Director William R. Johnson For For M0201 87340
1.5 Elect Director Randall C. Ferguson, Jr. For For M0201 113300
1.6 Elect Director Robert J. Genader For For M0201 37875
1.6 Elect Director James B. Williams For Withhold M0201 87340
1.6 Elect Director William K. Hall For For M0201 113300
1.7 Elect Director W. Grant Gregory For For M0201 37875
1.7 Elect Director Luis A. Jimenez For For M0201 113300
1.8 Elect Director Laura S. Unger For For M0201 37875
1.8 Elect Director James A. Mitchell For For M0201 113300
1.9 Elect Director Henry D. G. Wallace For For M0201 37875
1.9 Elect Director William C. Nelson For For M0201 113300
2 Increase Authorized Common Stock For For M0304 37875
2 Amend Omnibus Stock Plan For For M0524 87340
2 Ratify Auditors For For M0101 113300
3 Amend Non-Employee Director Omnibus Stock Plan For For M0599 37875
3 Approve Executive Incentive Bonus Plan For For M0535 87340
4 Ratify Auditors For For M0101 37875
4 Ratify Auditors For For M0101 87340
1.1 Elect Director David L. Boren For For M0201 68170
1.1 Elect Director John Bucksbaum For For M0201 164950
1.1 Elect Director Caroline L. Williams For For M0201 75000
1.2 Elect Director James E. Copeland, Jr. For For M0201 68170
1.2 Elect Director Alan Cohen For For M0201 164950
1.3 Elect Director Kenneth M. Duberstein For For M0201 68170
1.3 Elect Director Anthony Downs For For M0201 164950
1.4 Elect Director Ruth R. Harkin For For M0201 68170
1.5 Elect Director William R. Rhodes For For M0201 68170
1.6 Elect Director J. Stapleton Roy For For M0201 68170
2 Ratify Auditors For For M0101 68170
2 Ratify Auditors For For M0101 164950
2 Approve Omnibus Stock Plan For Against M0522 75000
3 Approve Omnibus Stock Plan For For M0522 68170
3 Ratify Auditors For For M0101 75000
4 Limit Executive Compensation Against Against S0508 68170
4 Other Business For Against M0125 75000
5 Limit Executive Compensation Against Against S0508 68170
6 Report on Drilling in the Arctic National Wildlife Refuge Against Against S0741 68170
1.1 Elect Director Edward T. Fogarty For For M0201 42890
1.2 Elect Director Susan J. Kropf For For M0201 42890
1.3 Elect Director Maria Elena Lagomasino For Withhold M0201 42890
2 Ratify Auditors For For M0101 42890
3 Increase Authorized Common Stock For For M0304 42890
4 Declassify the Board of Directors Against For S0201 42890
5 Report on Feasibility of Removing Parabens from Company Products Against Against S0999 42890
6 Report on Feasibility of Removing Dibutyl Phthalate from Company Products Against Against S0999 42890
1.1 Elect Director Louis E. Caldera For For M0201 95000
1.2 Elect Director J. L. Craven, M.D., Mph For For M0201 95000
1.3 Elect Director Stephen Hamblett For For M0201 95000
1.4 Elect Director Dealey D. Herndon For For M0201 95000
1.5 Elect Director Wayne R. Sanders For For M0201 95000
2 Approve Omnibus Stock Plan For Against M0522 95000
1.1 Elect Director W. Don Cornwell For For M0201 99750
1.2 Elect Director Thomas P. Gerrity For For M0201 99750
1.3 Elect Director Stanley P. Goldstein For For M0201 99750
1.4 Elect Director Marian L. Heard For For M0201 99750
1.5 Elect Director William H. Joyce For For M0201 99750
1.6 Elect Director Terry R. Lautenbach For For M0201 99750
1.7 Elect Director Terrence Murray For For M0201 99750
1.8 Elect Director Sheli Z. Rosenberg For For M0201 99750
1.9 Elect Director Thomas M. Ryan For For M0201 99750
2 Amend Omnibus Stock Plan For For M0524 99750
3 Ratify Auditors For For M0101 99750
4 Limit Executive Compensation Against Against S0508 99750
1.1 Elect Director Mark B. Templeton For For M0201 117000
1.1 Elect Director William J. Avery For For M0201 59400
1.2 Elect Director Kevin R. Compton For For M0201 117000
1.2 Elect Director Jon A. Boscia For For M0201 59400
1.3 Elect Director Stephen M. Dow For For M0201 117000
1.3 Elect Director Eric G. Johnson For For M0201 59400
1.4 Elect Director Glenn F. Tilton For For M0201 59400
2 Expense Stock Options Against For S0514 117000
2 Approve Deferred Compensation Plan For For M0538 59400
1.1 Elect Director Maureen Scannell Bateman For For M0201 63183
1.1 Elect Director Paul W. Murrill For For M0201 63183
1.11Elect Director James R. Nichols For For M0201 63183
1.12Elect Director William A. Percy, II For For M0201 63183
1.13Elect Director Dennis H. Reilley For For M0201 63183
1.14Elect Director Wm. Clifford Smith For For M0201 63183
1.15Elect Director Bismark A. Steinhagen For For M0201 63183
1.16Elect Director Steven V. Wilkinson For For M0201 63183
1.2 Elect Director W. Frank Blount For For M0201 63183
1.3 Elect Director Simon D. deBree For For M0201 63183
1.4 Elect Director Claiborne P. Deming For For M0201 63183
1.5 Elect Director Alexis M. Herman For For M0201 63183
1.6 Elect Director Donald C. Hintz For For M0201 63183
1.7 Elect Director J. Wayne Leonard For For M0201 63183
1.8 Elect Director Robert v.d. Luft For For M0201 63183
1.9 Elect Director Kathleen A. Murphy For For M0201 63183
2 Ratify Auditors For For M0101 63183
3 Submit Severance Agreement (Change-in-Control) to Shareholder Vote Against Against S0321 63183
4 Restore or Provide for Cumulative Voting Against Against S0207 63183
5 Prohibit Awards to Executives Against Against S0501 63183
1.1 Elect Director Allen Chao, Ph.D. For For M0201 73400
1.2 Elect Director Michel J. Feldman For For M0201 73400
1.3 Elect Director Fred G. Weiss For For M0201 73400
2 Ratify Auditors For For M0101 73400
3 Review Executive Compensation Against Against S0508 73400
1.1 Elect Director F. Duane Ackerman For For M0201 127820
1.1 Elect Director Teresa Beck For For M0201 79635
1.1 Elect Director Joshua I. Smith For For M0201 127820
1.11Elect Director Judith A. Sprieser For For M0201 127820
1.12Elect Director Mary Alice Taylor For For M0201 127820
1.2 Elect Director James G. Andress For For M0201 127820
1.2 Elect Director R.D. Cash For For M0201 79635
1.3 Elect Director Edward A. Brennan For For M0201 127820
1.3 Elect Director Robert E. McKee III For Withhold M0201 79635
1.4 Elect Director W. James Farrell For For M0201 127820
1.4 Elect Director Gary G. Michael For For M0201 79635
1.5 Elect Director Jack M. Greenberg For For M0201 127820
1.5 Elect Director Charles B. Stanley For For M0201 79635
1.6 Elect Director Ronald T. LeMay For For M0201 127820
1.7 Elect Director Edward M. Liddy For For M0201 127820
1.8 Elect Director J. Christopher Reyes For For M0201 127820
1.9 Elect Director H. John Riley, Jr. For For M0201 127820
2 Ratify Auditors For For M0101 127820
2 Approve Executive Incentive Bonus Plan For For M0535 79635
3 Amend Executive Incentive Bonus Plan For For M0535 127820
4 Amend Executive Incentive Bonus Plan For For M0535 127820
5 Provide for Cumulative Voting Against For S0207 127820
1.1 Elect Director M. Bernard Aidinoff For For M0201 76400
1.1 Elect Director Cortlandt S. Dietler For For M0201 53880
1.1 Elect Director Jonathan W. Ayers For For M0201 46490
1.1 Elect Director Elizabeth Ballantine For For M0201 15460
1.1 Elect Director Sally Frame Kasaks For For M0201 74980
1.1 Elect Director Richard C. Holbrooke For For M0201 76400
1.11Elect Director Donald P. Kanak For For M0201 76400
1.12Elect Director Howard I. Smith For For M0201 76400
1.13Elect Director Martin J. Sullivan For For M0201 76400
1.14Elect Director Edmund S.W. Tse For For M0201 76400
1.15Elect Director Frank G. Zarb For For M0201 76400
1.2 Elect Director Pei-Yuan Chia For For M0201 76400
1.2 Elect Director Hans Helmerich For For M0201 53880
1.2 Elect Director James L. Moody, Jr. For For M0201 46490
1.2 Elect Director Leroy Barnes, Jr. For For M0201 15460
1.2 Elect Director Peter Starrett For For M0201 74980
1.3 Elect Director Marshall A. Cohen For For M0201 76400
1.3 Elect Director L. F. Rooney, III For For M0201 53880
1.3 Elect Director S. Donley Ritchey For For M0201 15460
1.3 Elect Director Thomas M. Murnane For For M0201 74980
1.4 Elect Director Willaim S. Cohen For For M0201 76400
1.4 Elect Director Maggie Wilderotter For Withhold M0201 15460
1.5 Elect Director Martin S. Feldstein For For M0201 76400
1.6 Elect Director Ellen V. Futter For For M0201 76400
1.7 Elect Director Maurice R. Greenberg For For M0201 76400
1.8 Elect Director Carla A. Hills For For M0201 76400
1.9 Elect Director Frank J. Hoenemeyer For For M0201 76400
2 Approve Executive Incentive Bonus Plan For For M0535 76400
2 Ratify Auditors For For M0101 46490
2 Approve Omnibus Stock Plan For For M0522 15460
2 Ratify Auditors For For M0101 74980
3 Approve Non-Employee Director Stock Option Plan For For M0525 76400
3 Ratify Auditors For For M0101 15460
4 Ratify Auditors For For M0101 76400
5 Report on Political Contributions/Activities Against Against S0807 76400
6 Divest from Tobacco Equities Against Against S0703 76400
7 Link Executive Compensation to Predatory Lending Against Against S0510 76400
1.1 Elect Director John E. Bryson For For M0201 190700
1.1 Elect Director Ramani Ayer For For M0201 62970
1.1 Elect Director Alan R. Batkin For For M0201 155420
1.1 Elect Director Martin Kimmel For Withhold M0201 65260
1.1 Elect Director Edward A. Brennan For For M0201 159160
1.1 Elect Director Thomas C. Sutton For For M0201 190700
1.1 Elect Director Gordon I. Ulmer For For M0201 62970
1.11Elect Director David K. Zwiener For For M0201 62970
1.2 Elect Director France A. Cordova For For M0201 190700
1.2 Elect Director Ronald E. Ferguson For For M0201 62970
1.2 Elect Director Frank J. Biondi, Jr. For For M0201 155420
1.2 Elect Director Milton Cooper For Withhold M0201 65260
1.2 Elect Director Walter E. Massey For For M0201 159160
1.3 Elect Director Bradford M. Freeman For For M0201 190700
1.3 Elect Director Edward J. Kelly, III For For M0201 62970
1.3 Elect Director John M. Connors, Jr. For For M0201 155420
1.3 Elect Director Richard G. Dooley For Withhold M0201 65260
1.3 Elect Director John W. Rogers, Jr. For For M0201 159160
1.4 Elect Director Bruce Karatz For For M0201 190700
1.4 Elect Director Paul G. Kirk, Jr. For For M0201 62970
1.4 Elect Director Jack M. Greenberg For For M0201 155420
1.4 Elect Director Michael Flynn For Withhold M0201 65260
1.4 Elect Director Anne-Marie Slaughter For For M0201 159160
1.5 Elect Director Luis G. Nogales For For M0201 190700
1.5 Elect Director Thomas M. Marra For For M0201 62970
1.5 Elect Director Alan G. Hassenfeld For For M0201 155420
1.5 Elect Director Joe Grills For For M0201 65260
1.5 Elect Director Roger W. Stone For For M0201 159160
1.6 Elect Director Ronald L. Olson For For M0201 190700
1.6 Elect Director Gail J. McGovern For For M0201 62970
1.6 Elect Director Claudine B. Malone For For M0201 155420
1.6 Elect Director David Henry For Withhold M0201 65260
1.7 Elect Director James M. Rosser For For M0201 190700
1.7 Elect Director Robert W. Selander For For M0201 62970
1.7 Elect Director Edward M. Philip For For M0201 155420
1.7 Elect Director F. Patrick Hughes For For M0201 65260
1.8 Elect Director Richard T. Schlosberg, III For For M0201 190700
1.8 Elect Director Charles B. Strauss For For M0201 62970
1.8 Elect Director Paula Stern For For M0201 155420
1.8 Elect Director Frank Lourenso For Withhold M0201 65260
1.9 Elect Director Robert H. Smith For For M0201 190700
1.9 Elect Director H. Patrick Swygert For For M0201 62970
1.9 Elect Director Alfred J. Verrecchia For For M0201 155420
1.9 Elect Director Richard Saltzman For For M0201 65260
2 Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote Against Against S0302 190700
2 Ratify Auditors For For M0101 62970
2 Approve Executive Incentive Bonus Plan For For M0535 155420
2 Amend Stock Option Plan For For M0503 65260
2 Ratify Auditors For For M0101 159160
3 Limit Executive Compensation Against Against S0508 62970
3 Ratify Auditors For For M0101 155420
3 Separate Chairman and CEO Positions Against For S0107 65260
3 Amend Omnibus Stock Plan For For M0524 159160
4 Implement and Monitor Code of Corporate Conduct - ILO Standards Against Against S0414 155420
4 Approve/Amend Executive Incentive Bonus Plan For For M0535 159160
1.1 Elect Director James T. Brady For For M0201 91330
1.1 Elect Director Sara Levinson For Withhold M0201 108640
1.2 Elect Director James R. Curtiss For For M0201 91330
1.2 Elect Director Joseph Neubauer For Withhold M0201 108640
1.3 Elect Director Edward J. Kelly, III For For M0201 91330
1.3 Elect Director Joseph A. Pichler For Withhold M0201 108640
1.4 Elect Director Robert J. Lawless For For M0201 91330
1.4 Elect Director Karl M. von der Heyden For Withhold M0201 108640
2 Ratify Auditors For For M0101 91330
2 Ratify Auditors For For M0101 108640
3 Amend Omnibus Stock Plan For For M0524 108640
4 Declassify the Board of Directors Against For S0201 108640
1 Approve Merger Agreement For For M0405 192400
1.1 Elect Director Jeffrey P. Bezos For For M0201 53100
1.1 Elect Director John D. Wren For For M0201 44250
1.1 Elect Director Linda Johnson Rice For For M0201 44250
1.11Elect Director Gary L. Roubos For For M0201 44250
1.2 Elect Director Tom A. Alberg For For M0201 53100
1.2 Elect Director Bruce Crawford For For M0201 44250
1.3 Elect Director L. John Doerr For For M0201 53100
1.3 Elect Director Robert Charles Clark For For M0201 44250
1.4 Elect Director William B. Gordon For For M0201 53100
1.4 Elect Director Leonard S. Coleman, Jr. For For M0201 44250
1.5 Elect Director Myrtle S. Potter For For M0201 53100
1.5 Elect Director Errol M. Cook For For M0201 44250
1.6 Elect Director Thomas O. Ryder For For M0201 53100
1.6 Elect Director Susan S. Denison For For M0201 44250
1.7 Elect Director Patricia Q. Stonesifer For For M0201 53100
1.7 Elect Director Michael A. Henning For For M0201 44250
1.8 Elect Director John R. Murphy For For M0201 44250
1.9 Elect Director John R. Purcell For For M0201 44250
10 Provide Adequate Disclosure for over the counter Derivatives Against Against S0810 192400
11 Auditor Independence Against Against S0810 192400
12 Submit Non-Employee Director Compensation to Vote Against Against S0810 192400
13 Report on Pay Disparity Against Against S0810 192400
2 Ratify Auditors For For M0101 53100
2 Ratify Auditors For For M0101 44250
2.1 Elect Director Hans W. Becherer For For M0201 192400
2.1 Elect Director John R. Stafford For For M0201 192400
2.2 Elect Director Frank A. Bennack, Jr. For For M0201 192400
2.3 Elect Director John H. Biggs For For M0201 192400
2.4 Elect Director Lawrence A. Bossidy For For M0201 192400
2.5 Elect Director Ellen V. Futter For For M0201 192400
2.6 Elect Director William H. Gray, III For For M0201 192400
2.7 Elect Director William B. Harrison, Jr For For M0201 192400
2.8 Elect Director Helene L. Kaplan For For M0201 192400
2.9 Elect Director Lee R. Raymond For For M0201 192400
3 Limit Executive Compensation Against Against S0508 53100
3 Ratify Auditors For For M0101 192400
3 Approve Non-Employee Director Stock Option Plan For For M0525 44250
4 Amend Executive Incentive Bonus Plan For For M0535 192400
5 Adjourn Meeting For Against M0617 192400
6 Establish Term Limits for Directors Against Against S0202 192400
7 Charitable Contributions Against Against S0806 192400
8 Political Contributions Against Against S0807 192400
9 Separate Chairman and CEO Positions Against For S0107 192400
1.1 Elect Director William Barnet, III For For M0201 34296
1.1 Elect Director Randall A. Hack For For M0201 214000
1.1 Elect Director Michael J. Boskin For For M0201 111203
1.1 Elect Director John W. Stanton For For M0201 86270
1.1 Elect Director Walter E. Massey For For M0201 34296
1.1 Elect Director Walter V. Shipley For For M0201 111203
1.11Elect Director Thomas J. May For For M0201 34296
1.11Elect Director Rex W. Tillerson For For M0201 111203
1.12Elect Director C. Steven McMillan For For M0201 34296
1.13Elect Director Eugene M. McQuade For For M0201 34296
1.14Elect Director Patricia E. Mitchell For For M0201 34296
1.15Elect Director Edward L. Romero For For M0201 34296
1.16Elect Director Thomas M. Ryan For For M0201 34296
1.17Elect Director O. Temple Sloan, Jr. For For M0201 34296
1.18Elect Director Meredith R. Spangler For For M0201 34296
1.19Elect Director Jackie M. Ward For For M0201 34296
1.2 Elect Director Charles W. Coker For For M0201 34296
1.2 Elect Director Edward C. Hutcheson, Jr. For Withhold M0201 214000
1.2 Elect Director James R. Houghton For For M0201 111203
1.2 Elect Director John L. Bunce, Jr. For For M0201 86270
1.3 Elect Director John T. Collins For For M0201 34296
1.3 Elect Director J. Landis Martin For For M0201 214000
1.3 Elect Director William R. Howell For For M0201 111203
1.3 Elect Director Mitchell R. Cohen For For M0201 86270
1.4 Elect Director Gary L. Countryman For For M0201 34296
1.4 Elect Director Reatha Clark King For For M0201 111203
1.4 Elect Director Daniel J. Evans For For M0201 86270
1.5 Elect Director Paul Fulton For For M0201 34296
1.5 Elect Director Philip E. Lippincott For For M0201 111203
1.5 Elect Director Theresa E. Gillespie For For M0201 86270
1.6 Elect Director Charles K. Gifford For For M0201 34296
1.6 Elect Director Harry J. Longwell For For M0201 111203
1.6 Elect Director Jonathan M. Nelson For For M0201 86270
1.7 Elect Director Donald E. Guinn For For M0201 34296
1.7 Elect Director Henry A. McKinnell, Jr. For For M0201 111203
1.7 Elect Director Peggy V. Phillips For For M0201 86270
1.8 Elect Director James H. Hance, Jr. For For M0201 34296
1.8 Elect Director Marilyn Carlson Nelson For For M0201 111203
1.8 Elect Director Mikal J. Thomsen For For M0201 86270
1.9 Elect Director Kenneth D. Lewis For For M0201 34296
1.9 Elect Director Lee R. Raymond For For M0201 111203
1.9 Elect Director Peter H. van Oppen For For M0201 86270
10 Amend EEO Statement to Include Reference to Sexual Orientation Against For S0811 111203
11 Report on Climate Change Research Against Against S0742 111203
2 Ratify Auditors For For M0101 34296
2 Approve Omnibus Stock Plan For For M0522 214000
2 Ratify Auditors For For M0101 111203
2 Ratify Auditors For For M0101 86270
3 Change Date of Annual Meeting Against Against S0102 34296
3 Ratify Auditors For For M0101 214000
3 Approve Non-Employee Director Restricted Stock Plan For For M0596 111203
3 Approve Employee Stock Purchase Plan For For M0510 86270
4 Adopt Nomination Procedures for the Board Against Against S0810 34296
4 Implement MacBride Principles Against Against S0411 214000
4 Affirm Political Nonpartisanship Against Against S0807 111203
4 Other Business For Against M0125 86270
5 Charitable Contributions Against Against S0806 34296
5 Report on Political Contributions/Activities Against Against S0807 111203
6 Establish Independent Committee to Review Mutual Fund Policy Against Against S0810 34296
6 Report on Equatorial Guinea Against Against S0999 111203
7 Adopt Standards Regarding Privacy and Information Security Against Against S0810 34296
7 Separate Chairman and CEO Positions Against Against S0107 111203
8 Prohibit Awards to Executives Against Against S0501 111203
9 Report on Stock Option Distribution by Race and Gender Against Against S0814 111203
1.1 Elect Director Keith J. Bane For For M0201 301400
1.2 Elect Director V. Janet Hill For For M0201 301400
2 Ratify Auditors For For M0101 301400
3 Amend Employee Stock Purchase Plan For For M0512 301400
1 Amend Director & Officer Indemnification/Liability Provisions For For M0209 48600
1.1 Elect Director Thomas Strungmann, Ph.D. For Withhold M0201 41140
1.1 Elect Director Edward C. Coppola For Withhold M0201 92300
1.1 Elect Director Jimmy A. Dew For Withhold M0201 21837
1.2 Elect Director Fred S. Hubbell For For M0201 92300
1.2 Elect Director John M. Dixon For Withhold M0201 21837
1.3 Elect Director Diana M. Laing For For M0201 92300
1.3 Elect Director Wilbur S. Legg For Withhold M0201 21837
1.4 Elect Director Dr. William P. Sexton For For M0201 92300
1.4 Elect Director John W. Popp For Withhold M0201 21837
2 Increase Authorized Common Stock For For M0304 41140
2 Ratify Auditors For For M0101 92300
2 Amend Bylaws Eliminating Personal Liability of Officers and Directors For For M0106 48600
3 Ratify Auditors For For M0101 41140
3 Adopt Amended and Restated Supplemental 401(k) Plan For Against M0547 48600
4 Other Business For Against M0125 41140
1.1 Elect Director Morten Arntzen For For M0201 85749
1.1 Elect Director Joel I. Picket For For M0201 85749
1.11Elect Director Ariel Recanati For For M0201 85749
1.12Elect Director Michael J. Zimmerman For For M0201 85749
1.2 Elect Director Oudi Recanati For Withhold M0201 85749
1.3 Elect Director Robert N. Cowen For For M0201 85749
1.4 Elect Director G. Allen Andreas III For For M0201 85749
1.5 Elect Director Alan R. Batkin For For M0201 85749
1.6 Elect Director Thomas B. Coleman For For M0201 85749
1.7 Elect Director Charles A. Fribourg For For M0201 85749
1.8 Elect Director Stanley Komaroff For For M0201 85749
1.9 Elect Director Solomon N. Merkin For For M0201 85749
2 Ratify Auditors For For M0101 85749
3 Approve Omnibus Stock Plan For For M0522 85749
4 Approve Executive Incentive Bonus Plan For For M0535 85749
1.1 Elect Director Betsy S. Atkins For For M0201 123520
1.2 Elect Director John Seely Brown For For M0201 123520
1.3 Elect Director Robert C. Hagerty For For M0201 123520
1.4 Elect Director John A. Kelley, Jr. For For M0201 123520
1.5 Elect Director Michael R. Kourey For For M0201 123520
1.6 Elect Director Stanley J. Meresman For For M0201 123520
1.7 Elect Director William A. Owens For Withhold M0201 123520
1.8 Elect Director Durk I. Jager For For M0201 123520
1.9 Elect Director Thomas G. Stemberg For For M0201 123520
2 Approve Omnibus Stock Plan For For M0522 123520
3 Ratify Auditors For For M0101 123520
1.1 Elect Director Frank A. Keating For For M0201 308946
1.2 Elect Director Tom L. Ward For For M0201 308946
1.3 Elect Director Frederick B. Whittemore For For M0201 308946
2 Increase Authorized Common Stock For For M0304 308946
3 Increase Authorized Preferred Stock For For M0305 308946
1.1 Elect Director Arthur F. Ryan For For M0201 101118
1.2 Elect Director Gaston Caperton For For M0201 101118
1.3 Elect Director Gilbert F. Casellas For For M0201 101118
1.4 Elect Director Karl J. Krapek For For M0201 101118
1.5 Elect Director Ida F.S. Schmertz For For M0201 101118
2 Ratify Auditors For For M0101 101118
3 Cease Charitable Contributions Against Against S0806 101118
4 Declassify the Board of Directors Against For S0201 101118
1.1 Elect Director Rohit M. Desai For For M0201 56800
1.1 Elect Director Mary F. Sammons For For M0201 298880
1.2 Elect Director Charles J. Hamm For For M0201 56800
1.2 Elect Director George G. Golleher For For M0201 298880
1.3 Elect Director Scott M. Hand For For M0201 56800
1.4 Elect Director David L. Hinds For For M0201 56800
1.5 Elect Director Maria Fiorini Ramirez For For M0201 56800
1.6 Elect Director Donald M. Karp For For M0201 56800
1.7 Elect Director Robert B. Catell For For M0201 56800
1.8 Elect Director Robert W. Gelfman For For M0201 56800
2 Increase Authorized Common Stock For For M0304 56800
2 Approve Omnibus Stock Plan For For M0522 298880
3 Ratify Auditors For For M0101 56800
3 Prepare Diversity Report Against Against S0814 298880
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Principal Capital Value Fund, Inc.
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By (Signature and Title) /s/ Arthur S. Filean
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Arthur S. Filean
Senior Vice President and Secretary
Date August 30, 2004
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