UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-08381
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Principal SmallCap Fund, Inc.
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(Exact name of registrant as specified in charter)
711 High Street, Des Moines, Iowa 50392-2080
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(Address of principal executive offices) (Zip code)
MICHAEL D. ROUGHTON Copy to:
The Principal Financial Group John W. Blouch, Esq.
Des Moines, Iowa 50392-0300 Dykema Gossett PLLC
Franklin Square, Suite 300 West
1300 I Street, N.W.
Washington, DC 20005-3306
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(Name and address of agent for service)
Registrant's telephone number, including area code: 515-248-3842
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Date of fiscal year end: 10/31/2003
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Date of reporting period: 07/01/2003 - 06/30/2004
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Item 1 Proxy Voting Record
Fund Name: Principal SmallCap Fund, Inc.
Advisor: PGI
SecID Ticker Company Name Meetingdate Ballot Item #
36466R101 GME GAMESTOP CORP 7/2/2003 1.1
36466R101 GME GAMESTOP CORP 7/2/2003 1.2
36466R101 GME GAMESTOP CORP 7/2/2003 2
36466R101 GME GAMESTOP CORP 7/2/2003 3
36466R101 GME GAMESTOP CORP 7/2/2003 4
594972408 MSTR MicroStrategy Inc. 7/10/2003 1.1
594972408 MSTR MicroStrategy Inc. 7/10/2003 1.2
594972408 MSTR MicroStrategy Inc. 7/10/2003 1.3
594972408 MSTR MicroStrategy Inc. 7/10/2003 1.4
594972408 MSTR MicroStrategy Inc. 7/10/2003 1.5
594972408 MSTR MicroStrategy Inc. 7/10/2003 1.6
594972408 MSTR MicroStrategy Inc. 7/10/2003 1.7
594972408 MSTR MicroStrategy Inc. 7/10/2003 2
594972408 MSTR MicroStrategy Inc. 7/10/2003 3
453235103 IMDC Inamed Corp. 7/11/2003 1.1
453235103 IMDC Inamed Corp. 7/11/2003 1.2
453235103 IMDC Inamed Corp. 7/11/2003 1.3
453235103 IMDC Inamed Corp. 7/11/2003 1.4
453235103 IMDC Inamed Corp. 7/11/2003 1.5
453235103 IMDC Inamed Corp. 7/11/2003 1.6
453235103 IMDC Inamed Corp. 7/11/2003 1.7
453235103 IMDC Inamed Corp. 7/11/2003 2
453235103 IMDC Inamed Corp. 7/11/2003 3
453235103 IMDC Inamed Corp. 7/11/2003 4
453235103 IMDC Inamed Corp. 7/11/2003 5
453235103 IMDC Inamed Corp. 7/11/2003 6
37933108 AHG Apria Healthcare Group, Inc. 7/17/2003 1.1
37933108 AHG Apria Healthcare Group, Inc. 7/17/2003 1.2
37933108 AHG Apria Healthcare Group, Inc. 7/17/2003 1.3
37933108 AHG Apria Healthcare Group, Inc. 7/17/2003 1.4
37933108 AHG Apria Healthcare Group, Inc. 7/17/2003 1.5
37933108 AHG Apria Healthcare Group, Inc. 7/17/2003 1.6
37933108 AHG Apria Healthcare Group, Inc. 7/17/2003 1.7
37933108 AHG Apria Healthcare Group, Inc. 7/17/2003 1.8
37933108 AHG Apria Healthcare Group, Inc. 7/17/2003 1.9
37933108 AHG Apria Healthcare Group, Inc. 7/17/2003 2
556100105 MACR Macromedia, Inc. 7/24/2003 1.1
556100105 MACR Macromedia, Inc. 7/24/2003 1.2
556100105 MACR Macromedia, Inc. 7/24/2003 1.3
556100105 MACR Macromedia, Inc. 7/24/2003 1.4
556100105 MACR Macromedia, Inc. 7/24/2003 1.5
556100105 MACR Macromedia, Inc. 7/24/2003 1.6
556100105 MACR Macromedia, Inc. 7/24/2003 1.7
556100105 MACR Macromedia, Inc. 7/24/2003 2
556100105 MACR Macromedia, Inc. 7/24/2003 3
427056106 HPC Hercules Inc. 7/25/2003 1.1
427056106 HPC Hercules Inc. 7/25/2003 1.1
859152100 STE Steris Corp. 7/25/2003 1.1
427056106 HPC Hercules Inc. 7/25/2003 1.2
427056106 HPC Hercules Inc. 7/25/2003 1.2
859152100 STE Steris Corp. 7/25/2003 1.2
427056106 HPC Hercules Inc. 7/25/2003 1.3
427056106 HPC Hercules Inc. 7/25/2003 1.3
859152100 STE Steris Corp. 7/25/2003 1.3
427056106 HPC Hercules Inc. 7/25/2003 1.4
427056106 HPC Hercules Inc. 7/25/2003 1.4
859152100 STE Steris Corp. 7/25/2003 1.4
427056106 HPC Hercules Inc. 7/25/2003 2
427056106 HPC Hercules Inc. 7/25/2003 2
859152100 STE Steris Corp. 7/25/2003 2
427056106 HPC Hercules Inc. 7/25/2003 3
427056106 HPC Hercules Inc. 7/25/2003 3
427056106 HPC Hercules Inc. 7/25/2003 4
427056106 HPC Hercules Inc. 7/25/2003 4
427056106 HPC Hercules Inc. 7/25/2003 5
427056106 HPC Hercules Inc. 7/25/2003 5
849176102 TSA.Z The Sports Authority, Inc. 8/4/2003 1
849176102 TSA.Z The Sports Authority, Inc. 8/4/2003 2
98975F101 ZRAN Zoran Corp. 8/8/2003 1
98975F101 ZRAN Zoran Corp. 8/8/2003 2.1
98975F101 ZRAN Zoran Corp. 8/8/2003 2.2
98975F101 ZRAN Zoran Corp. 8/8/2003 2.3
98975F101 ZRAN Zoran Corp. 8/8/2003 2.4
98975F101 ZRAN Zoran Corp. 8/8/2003 2.5
98975F101 ZRAN Zoran Corp. 8/8/2003 2.6
98975F101 ZRAN Zoran Corp. 8/8/2003 3
98975F101 ZRAN Zoran Corp. 8/8/2003 4
98975F101 ZRAN Zoran Corp. 8/8/2003 5
740189105 PCP Precision Castparts Corp. 8/13/2003 1.1
740189105 PCP Precision Castparts Corp. 8/13/2003 1.2
740189105 PCP Precision Castparts Corp. 8/13/2003 1.3
740189105 PCP Precision Castparts Corp. 8/13/2003 2
203349105 CTCO Commonwealth Telephone Enterprises, Inc. 9/3/2003 1.1
203349105 CTCO Commonwealth Telephone Enterprises, Inc. 9/3/2003 1.2
203349105 CTCO Commonwealth Telephone Enterprises, Inc. 9/3/2003 1.3
203349105 CTCO Commonwealth Telephone Enterprises, Inc. 9/3/2003 1.4
203349105 CTCO Commonwealth Telephone Enterprises, Inc. 9/3/2003 2
203349105 CTCO Commonwealth Telephone Enterprises, Inc. 9/3/2003 3
203349105 CTCO Commonwealth Telephone Enterprises, Inc. 9/3/2003 4
G7127P100 PTP PLATINUM UNDERWRITERS HOLDINGS LTD 9/17/2003 1
G7127P100 PTP PLATINUM UNDERWRITERS HOLDINGS LTD 9/17/2003 2a
G7127P100 PTP PLATINUM UNDERWRITERS HOLDINGS LTD 9/17/2003 2b
G7127P100 PTP PLATINUM UNDERWRITERS HOLDINGS LTD 9/17/2003 2c
G7127P100 PTP PLATINUM UNDERWRITERS HOLDINGS LTD 9/17/2003 3a
G7127P100 PTP PLATINUM UNDERWRITERS HOLDINGS LTD 9/17/2003 3b
G7127P100 PTP PLATINUM UNDERWRITERS HOLDINGS LTD 9/17/2003 3c
G7127P100 PTP PLATINUM UNDERWRITERS HOLDINGS LTD 9/17/2003 4
G7127P100 PTP PLATINUM UNDERWRITERS HOLDINGS LTD 9/17/2003 5
981811102 WOR Worthington Industries Inc. 9/25/2003 1.1
981811102 WOR Worthington Industries Inc. 9/25/2003 1.2
981811102 WOR Worthington Industries Inc. 9/25/2003 1.3
981811102 WOR Worthington Industries Inc. 9/25/2003 1.4
981811102 WOR Worthington Industries Inc. 9/25/2003 2
981811102 WOR Worthington Industries Inc. 9/25/2003 3
981811102 WOR Worthington Industries Inc. 9/25/2003 4
981811102 WOR Worthington Industries Inc. 9/25/2003 5
109043109 BGG Briggs & Stratton Corp. 10/15/2003 1.1
109043109 BGG Briggs & Stratton Corp. 10/15/2003 1.2
109043109 BGG Briggs & Stratton Corp. 10/15/2003 1.3
38020202 CRA Applera Corp 10/16/2003 1.1
37957V106 GSPN GlobespanVirata Inc. 10/16/2003 1.1
38020202 CRA Applera Corp 10/16/2003 1.1
38020202 CRA Applera Corp 10/16/2003 1.2
37957V106 GSPN GlobespanVirata Inc. 10/16/2003 1.2
38020202 CRA Applera Corp 10/16/2003 1.3
37957V106 GSPN GlobespanVirata Inc. 10/16/2003 1.3
38020202 CRA Applera Corp 10/16/2003 1.4
37957V106 GSPN GlobespanVirata Inc. 10/16/2003 1.4
38020202 CRA Applera Corp 10/16/2003 1.5
37957V106 GSPN GlobespanVirata Inc. 10/16/2003 1.5
38020202 CRA Applera Corp 10/16/2003 1.6
37957V106 GSPN GlobespanVirata Inc. 10/16/2003 1.6
38020202 CRA Applera Corp 10/16/2003 1.7
37957V106 GSPN GlobespanVirata Inc. 10/16/2003 1.7
38020202 CRA Applera Corp 10/16/2003 1.8
37957V106 GSPN GlobespanVirata Inc. 10/16/2003 1.8
38020202 CRA Applera Corp 10/16/2003 1.9
38020202 CRA Applera Corp 10/16/2003 2
37957V106 GSPN GlobespanVirata Inc. 10/16/2003 2
37957V106 GSPN GlobespanVirata Inc. 10/16/2003 3
37957V106 GSPN GlobespanVirata Inc. 10/16/2003 4
37940X102 GPN Global Payments, Inc. 10/22/2003 1.1
37940X102 GPN Global Payments, Inc. 10/22/2003 1.2
37940X102 GPN Global Payments, Inc. 10/22/2003 1.3
37940X102 GPN Global Payments, Inc. 10/22/2003 1.4
37940X102 GPN Global Payments, Inc. 10/22/2003 1.5
37940X102 GPN Global Payments, Inc. 10/22/2003 1.6
37940X102 GPN Global Payments, Inc. 10/22/2003 1.7
254546104 DNEX Dionex Corp. 10/24/2003 1.1
254546104 DNEX Dionex Corp. 10/24/2003 1.2
254546104 DNEX Dionex Corp. 10/24/2003 1.3
254546104 DNEX Dionex Corp. 10/24/2003 1.4
254546104 DNEX Dionex Corp. 10/24/2003 1.5
254546104 DNEX Dionex Corp. 10/24/2003 1.6
254546104 DNEX Dionex Corp. 10/24/2003 2
254546104 DNEX Dionex Corp. 10/24/2003 3
913456109 UVV Universal Corp. 10/28/2003 1.1
913456109 UVV Universal Corp. 10/28/2003 1.2
913456109 UVV Universal Corp. 10/28/2003 1.3
913456109 UVV Universal Corp. 10/28/2003 1.4
844030106 SUG Southern Union Co. 11/4/2003 1.1
844030106 SUG Southern Union Co. 11/4/2003 1.2
844030106 SUG Southern Union Co. 11/4/2003 1.3
844030106 SUG Southern Union Co. 11/4/2003 2
844030106 SUG Southern Union Co. 11/4/2003 3
458771102 IMGC Intermagnetics General Corp. 11/13/2003 1.1
458771102 IMGC Intermagnetics General Corp. 11/13/2003 1.2
458771102 IMGC Intermagnetics General Corp. 11/13/2003 1.3
458771102 IMGC Intermagnetics General Corp. 11/13/2003 2
874054109 TTWO Take-Two Interactive Software, Inc. 11/17/2003 1
127190304 CAI CACI International, Inc. 11/20/2003 1.1
127190304 CAI CACI International, Inc. 11/20/2003 1.1
127190304 CAI CACI International, Inc. 11/20/2003 1.11
127190304 CAI CACI International, Inc. 11/20/2003 1.2
127190304 CAI CACI International, Inc. 11/20/2003 1.3
127190304 CAI CACI International, Inc. 11/20/2003 1.4
127190304 CAI CACI International, Inc. 11/20/2003 1.5
127190304 CAI CACI International, Inc. 11/20/2003 1.6
127190304 CAI CACI International, Inc. 11/20/2003 1.7
127190304 CAI CACI International, Inc. 11/20/2003 1.8
127190304 CAI CACI International, Inc. 11/20/2003 1.9
127190304 CAI CACI International, Inc. 11/20/2003 2
594901100 MCRS Micros Systems, Inc. 11/21/2003 1.1
594901100 MCRS Micros Systems, Inc. 11/21/2003 1.2
594901100 MCRS Micros Systems, Inc. 11/21/2003 1.3
594901100 MCRS Micros Systems, Inc. 11/21/2003 1.4
594901100 MCRS Micros Systems, Inc. 11/21/2003 1.5
594901100 MCRS Micros Systems, Inc. 11/21/2003 1.6
594901100 MCRS Micros Systems, Inc. 11/21/2003 2
594901100 MCRS Micros Systems, Inc. 11/21/2003 3
75571109 BEBE Bebe Stores, Inc. 12/8/2003 1.1
75571109 BEBE Bebe Stores, Inc. 12/8/2003 1.2
75571109 BEBE Bebe Stores, Inc. 12/8/2003 1.3
75571109 BEBE Bebe Stores, Inc. 12/8/2003 1.4
75571109 BEBE Bebe Stores, Inc. 12/8/2003 1.5
75571109 BEBE Bebe Stores, Inc. 12/8/2003 1.6
75571109 BEBE Bebe Stores, Inc. 12/8/2003 2
75571109 BEBE Bebe Stores, Inc. 12/8/2003 3
75571109 BEBE Bebe Stores, Inc. 12/8/2003 4
615394202 MOG.A MOOG Inc. 1/14/2004 1
615394202 MOG.A MOOG Inc. 1/14/2004 2.1
615394202 MOG.A MOOG Inc. 1/14/2004 2.2
615394202 MOG.A MOOG Inc. 1/14/2004 2.3
615394202 MOG.A MOOG Inc. 1/14/2004 2.4
615394202 MOG.A MOOG Inc. 1/14/2004 2.5
615394202 MOG.A MOOG Inc. 1/14/2004 3
427398102 HRLY Herley Industries, Inc. 1/15/2004 1.1
427398102 HRLY Herley Industries, Inc. 1/15/2004 1.2
427398102 HRLY Herley Industries, Inc. 1/15/2004 1.3
427398102 HRLY Herley Industries, Inc. 1/15/2004 1.4
646025106 NJR New Jersey Resources Corp. 1/21/2004 1.1
646025106 NJR New Jersey Resources Corp. 1/21/2004 1.2
646025106 NJR New Jersey Resources Corp. 1/21/2004 1.3
646025106 NJR New Jersey Resources Corp. 1/21/2004 1.4
646025106 NJR New Jersey Resources Corp. 1/21/2004 1.5
646025106 NJR New Jersey Resources Corp. 1/21/2004 2
806882106 SCHN Schnitzer Steel Industries, Inc. 1/26/2004 1.1
806882106 SCHN Schnitzer Steel Industries, Inc. 1/26/2004 1.1
806882106 SCHN Schnitzer Steel Industries, Inc. 1/26/2004 1.2
806882106 SCHN Schnitzer Steel Industries, Inc. 1/26/2004 1.3
806882106 SCHN Schnitzer Steel Industries, Inc. 1/26/2004 1.4
806882106 SCHN Schnitzer Steel Industries, Inc. 1/26/2004 1.5
806882106 SCHN Schnitzer Steel Industries, Inc. 1/26/2004 1.6
806882106 SCHN Schnitzer Steel Industries, Inc. 1/26/2004 1.7
806882106 SCHN Schnitzer Steel Industries, Inc. 1/26/2004 1.8
806882106 SCHN Schnitzer Steel Industries, Inc. 1/26/2004 1.9
806882106 SCHN Schnitzer Steel Industries, Inc. 1/26/2004 2
448407106 HTCH Hutchinson Technology Incorporated 1/28/2004 1.1
448407106 HTCH Hutchinson Technology Incorporated 1/28/2004 1.2
448407106 HTCH Hutchinson Technology Incorporated 1/28/2004 1.3
448407106 HTCH Hutchinson Technology Incorporated 1/28/2004 1.4
448407106 HTCH Hutchinson Technology Incorporated 1/28/2004 1.5
448407106 HTCH Hutchinson Technology Incorporated 1/28/2004 1.6
448407106 HTCH Hutchinson Technology Incorporated 1/28/2004 1.7
448407106 HTCH Hutchinson Technology Incorporated 1/28/2004 1.8
448407106 HTCH Hutchinson Technology Incorporated 1/28/2004 2
136907102 CLZR Candela Corp. 1/29/2004 1.1
726900103 PLNR Planar Systems, Inc. 1/29/2004 1.1
136907102 CLZR Candela Corp. 1/29/2004 1.2
726900103 PLNR Planar Systems, Inc. 1/29/2004 1.2
136907102 CLZR Candela Corp. 1/29/2004 1.3
136907102 CLZR Candela Corp. 1/29/2004 1.4
136907102 CLZR Candela Corp. 1/29/2004 1.5
136907102 CLZR Candela Corp. 1/29/2004 1.6
136907102 CLZR Candela Corp. 1/29/2004 2
136907102 CLZR Candela Corp. 1/29/2004 3
688239201 OSK Oshkosh Truck Corp. 2/3/2004 1.1
688239201 OSK Oshkosh Truck Corp. 2/3/2004 1.2
688239201 OSK Oshkosh Truck Corp. 2/3/2004 1.3
688239201 OSK Oshkosh Truck Corp. 2/3/2004 1.4
688239201 OSK Oshkosh Truck Corp. 2/3/2004 1.5
688239201 OSK Oshkosh Truck Corp. 2/3/2004 1.6
688239201 OSK Oshkosh Truck Corp. 2/3/2004 1.7
688239201 OSK Oshkosh Truck Corp. 2/3/2004 1.8
398433102 GFF Griffon Corp. 2/5/2004 1.1
398433102 GFF Griffon Corp. 2/5/2004 1.2
398433102 GFF Griffon Corp. 2/5/2004 1.3
398433102 GFF Griffon Corp. 2/5/2004 1.4
871142105 SYD Sybron Dental Specialties, Inc. 2/6/2004 1.1
871142105 SYD Sybron Dental Specialties, Inc. 2/6/2004 1.2
871142105 SYD Sybron Dental Specialties, Inc. 2/6/2004 1.3
922207105 VSEA Varian Semiconductor Equipment Associates, I 2/10/2004 1.1
922207105 VSEA Varian Semiconductor Equipment Associates, I 2/10/2004 2
922207105 VSEA Varian Semiconductor Equipment Associates, I 2/10/2004 3
922207105 VSEA Varian Semiconductor Equipment Associates, I 2/10/2004 4
595137100 MSCC Microsemi Corp. 2/25/2004 1.1
595137100 MSCC Microsemi Corp. 2/25/2004 1.2
595137100 MSCC Microsemi Corp. 2/25/2004 1.3
595137100 MSCC Microsemi Corp. 2/25/2004 1.4
595137100 MSCC Microsemi Corp. 2/25/2004 1.5
595137100 MSCC Microsemi Corp. 2/25/2004 1.6
595137100 MSCC Microsemi Corp. 2/25/2004 1.7
88162G103 TTEK Tetra Tech, Inc. 2/26/2004 1.1
88162G103 TTEK Tetra Tech, Inc. 2/26/2004 1.2
88162G103 TTEK Tetra Tech, Inc. 2/26/2004 1.3
88162G103 TTEK Tetra Tech, Inc. 2/26/2004 1.4
88162G103 TTEK Tetra Tech, Inc. 2/26/2004 1.5
88162G103 TTEK Tetra Tech, Inc. 2/26/2004 1.6
88162G103 TTEK Tetra Tech, Inc. 2/26/2004 1.7
88162G103 TTEK Tetra Tech, Inc. 2/26/2004 1.8
88162G103 TTEK Tetra Tech, Inc. 2/26/2004 2
88162G103 TTEK Tetra Tech, Inc. 2/26/2004 3
45812P107 ISSI Integrated Silicon Solution, Inc. 2/27/2004 1.1
45812P107 ISSI Integrated Silicon Solution, Inc. 2/27/2004 1.2
45812P107 ISSI Integrated Silicon Solution, Inc. 2/27/2004 1.3
45812P107 ISSI Integrated Silicon Solution, Inc. 2/27/2004 1.4
45812P107 ISSI Integrated Silicon Solution, Inc. 2/27/2004 1.5
45812P107 ISSI Integrated Silicon Solution, Inc. 2/27/2004 1.6
45812P107 ISSI Integrated Silicon Solution, Inc. 2/27/2004 2
45812P107 ISSI Integrated Silicon Solution, Inc. 2/27/2004 3
453414104 ICBC Independence Community Bank Corp. 3/8/2004 1
7525108 ADIC Advanced Digital Information Corp. 3/10/2004 1.1
7525108 ADIC Advanced Digital Information Corp. 3/10/2004 1.2
7525108 ADIC Advanced Digital Information Corp. 3/10/2004 2
7525108 ADIC Advanced Digital Information Corp. 3/10/2004 3
891092108 TTC The Toro Company 3/12/2004 1.1
891092108 TTC The Toro Company 3/12/2004 1.2
891092108 TTC The Toro Company 3/12/2004 1.3
891092108 TTC The Toro Company 3/12/2004 1.4
891092108 TTC The Toro Company 3/12/2004 2
891092108 TTC The Toro Company 3/12/2004 3
179895107 CLC Clarcor, Inc. 3/22/2004 1.1
179895107 CLC Clarcor, Inc. 3/22/2004 1.2
179895107 CLC Clarcor, Inc. 3/22/2004 1.3
179895107 CLC Clarcor, Inc. 3/22/2004 2
216648402 COO The Cooper Companies, Inc. 3/23/2004 1.1
216648402 COO The Cooper Companies, Inc. 3/23/2004 1.2
216648402 COO The Cooper Companies, Inc. 3/23/2004 1.3
216648402 COO The Cooper Companies, Inc. 3/23/2004 1.4
216648402 COO The Cooper Companies, Inc. 3/23/2004 1.5
216648402 COO The Cooper Companies, Inc. 3/23/2004 1.6
216648402 COO The Cooper Companies, Inc. 3/23/2004 1.7
216648402 COO The Cooper Companies, Inc. 3/23/2004 1.8
216648402 COO The Cooper Companies, Inc. 3/23/2004 2
216648402 COO The Cooper Companies, Inc. 3/23/2004 3
30710107 AMN Ameron International Corp. 3/24/2004 1.1
30710107 AMN Ameron International Corp. 3/24/2004 1.2
30710107 AMN Ameron International Corp. 3/24/2004 1.3
30710107 AMN Ameron International Corp. 3/24/2004 2
30710107 AMN Ameron International Corp. 3/24/2004 3
30710107 AMN Ameron International Corp. 3/24/2004 4
203607106 CBU Community Bank System, Inc. 3/26/2004 1
159852102 CRAI Charles River Associates Inc. 4/16/2004 1.1
159852102 CRAI Charles River Associates Inc. 4/16/2004 1.2
159852102 CRAI Charles River Associates Inc. 4/16/2004 1.3
159852102 CRAI Charles River Associates Inc. 4/16/2004 1.4
159852102 CRAI Charles River Associates Inc. 4/16/2004 1.5
319960100 FTFC First Federal Capital Corp. 4/21/2004 1.1
337907109 FED FirstFed Financial Corp. 4/21/2004 1.1
444165104 HU Hudson United Bancorp 4/21/2004 1.1
743859100 PBKS Provident Bankshares Corp. 4/21/2004 1.1
913543104 UFPI Universal Forest Products, Inc. 4/21/2004 1.1
337907109 FED FirstFed Financial Corp. 4/21/2004 1.2
444165104 HU Hudson United Bancorp 4/21/2004 1.2
743859100 PBKS Provident Bankshares Corp. 4/21/2004 1.2
913543104 UFPI Universal Forest Products, Inc. 4/21/2004 1.2
337907109 FED FirstFed Financial Corp. 4/21/2004 1.3
743859100 PBKS Provident Bankshares Corp. 4/21/2004 1.3
913543104 UFPI Universal Forest Products, Inc. 4/21/2004 1.3
743859100 PBKS Provident Bankshares Corp. 4/21/2004 1.4
743859100 PBKS Provident Bankshares Corp. 4/21/2004 1.5
743859100 PBKS Provident Bankshares Corp. 4/21/2004 1.6
319960100 FTFC First Federal Capital Corp. 4/21/2004 2
337907109 FED FirstFed Financial Corp. 4/21/2004 2
444165104 HU Hudson United Bancorp 4/21/2004 2
743859100 PBKS Provident Bankshares Corp. 4/21/2004 2
444165104 HU Hudson United Bancorp 4/21/2004 3
743859100 PBKS Provident Bankshares Corp. 4/21/2004 3
743859100 PBKS Provident Bankshares Corp. 4/21/2004 4
192422103 CGNX Cognex Corp. 4/22/2004 1.1
978097103 WWW Wolverine World Wide, Inc. 4/22/2004 1.1
192422103 CGNX Cognex Corp. 4/22/2004 1.2
978097103 WWW Wolverine World Wide, Inc. 4/22/2004 1.2
978097103 WWW Wolverine World Wide, Inc. 4/22/2004 1.3
978097103 WWW Wolverine World Wide, Inc. 4/22/2004 1.4
978097103 WWW Wolverine World Wide, Inc. 4/22/2004 2
554273102 MRD Macdermid, Inc. 4/27/2004 1.1
837841105 TSFG The South Financial Group Inc. 4/27/2004 1.1
859319105 STSA Sterling Financial Corp. 4/27/2004 1.1
554273102 MRD Macdermid, Inc. 4/27/2004 1.2
837841105 TSFG The South Financial Group Inc. 4/27/2004 1.2
859319105 STSA Sterling Financial Corp. 4/27/2004 1.2
554273102 MRD Macdermid, Inc. 4/27/2004 1.3
837841105 TSFG The South Financial Group Inc. 4/27/2004 1.3
859319105 STSA Sterling Financial Corp. 4/27/2004 1.3
554273102 MRD Macdermid, Inc. 4/27/2004 1.4
837841105 TSFG The South Financial Group Inc. 4/27/2004 1.4
859319105 STSA Sterling Financial Corp. 4/27/2004 1.4
554273102 MRD Macdermid, Inc. 4/27/2004 1.5
837841105 TSFG The South Financial Group Inc. 4/27/2004 1.5
859319105 STSA Sterling Financial Corp. 4/27/2004 1.5
554273102 MRD Macdermid, Inc. 4/27/2004 1.6
837841105 TSFG The South Financial Group Inc. 4/27/2004 1.6
554273102 MRD Macdermid, Inc. 4/27/2004 2
837841105 TSFG The South Financial Group Inc. 4/27/2004 2
554273102 MRD Macdermid, Inc. 4/27/2004 3
837841105 TSFG The South Financial Group Inc. 4/27/2004 3
554273102 MRD Macdermid, Inc. 4/27/2004 4
837841105 TSFG The South Financial Group Inc. 4/27/2004 4
554273102 MRD Macdermid, Inc. 4/27/2004 5
837841105 TSFG The South Financial Group Inc. 4/27/2004 5
837841105 TSFG The South Financial Group Inc. 4/27/2004 6
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816850101 SMTC Semtech Corp. 6/10/2004 1.5
816850101 SMTC Semtech Corp. 6/10/2004 1.6
816850101 SMTC Semtech Corp. 6/10/2004 1.7
816850101 SMTC Semtech Corp. 6/10/2004 1.8
163421100 CPG Chelsea Property Group, Inc. 6/10/2004 2
816850101 SMTC Semtech Corp. 6/10/2004 2
163421100 CPG Chelsea Property Group, Inc. 6/10/2004 3
163421100 CPG Chelsea Property Group, Inc. 6/10/2004 4
163421100 CPG Chelsea Property Group, Inc. 6/10/2004 5
104576103 BDY Bradley Pharmaceuticals, Inc. 6/15/2004 1.1
104576103 BDY Bradley Pharmaceuticals, Inc. 6/15/2004 1.2
104576103 BDY Bradley Pharmaceuticals, Inc. 6/15/2004 1.3
7865108 ARO Aeropostale, Inc 6/16/2004 1
125965103 CAO CSK Auto Corp. 6/16/2004 1.1
125965103 CAO CSK Auto Corp. 6/16/2004 1.2
125965103 CAO CSK Auto Corp. 6/16/2004 1.3
125965103 CAO CSK Auto Corp. 6/16/2004 1.4
125965103 CAO CSK Auto Corp. 6/16/2004 1.5
125965103 CAO CSK Auto Corp. 6/16/2004 1.6
125965103 CAO CSK Auto Corp. 6/16/2004 1.7
125965103 CAO CSK Auto Corp. 6/16/2004 2
7865108 ARO Aeropostale, Inc 6/16/2004 2.1
7865108 ARO Aeropostale, Inc 6/16/2004 2.2
7865108 ARO Aeropostale, Inc 6/16/2004 2.3
7865108 ARO Aeropostale, Inc 6/16/2004 2.4
7865108 ARO Aeropostale, Inc 6/16/2004 2.5
7865108 ARO Aeropostale, Inc 6/16/2004 2.6
7865108 ARO Aeropostale, Inc 6/16/2004 2.7
7865108 ARO Aeropostale, Inc 6/16/2004 2.8
7865108 ARO Aeropostale, Inc 6/16/2004 2.9
7865108 ARO Aeropostale, Inc 6/16/2004 3
125965103 CAO CSK Auto Corp. 6/16/2004 3
125965103 CAO CSK Auto Corp. 6/16/2004 4
05366B102 AVL Aviall, Inc. 6/18/2004 1.1
05366B102 AVL Aviall, Inc. 6/18/2004 1.2
05366B102 AVL Aviall, Inc. 6/18/2004 1.3
05366B102 AVL Aviall, Inc. 6/18/2004 2
05366B102 AVL Aviall, Inc. 6/18/2004 3
683399109 ONXX ONYX Pharmaceuticals, Inc. 6/23/2004 1.1
683399109 ONXX ONYX Pharmaceuticals, Inc. 6/23/2004 2
683399109 ONXX ONYX Pharmaceuticals, Inc. 6/23/2004 3
683399109 ONXX ONYX Pharmaceuticals, Inc. 6/23/2004 4
453414104 ICBC Independence Community Bank Corp. 6/24/2004 1.1
453414104 ICBC Independence Community Bank Corp. 6/24/2004 1.2
453414104 ICBC Independence Community Bank Corp. 6/24/2004 1.3
453414104 ICBC Independence Community Bank Corp. 6/24/2004 1.4
453414104 ICBC Independence Community Bank Corp. 6/24/2004 1.5
453414104 ICBC Independence Community Bank Corp. 6/24/2004 1.6
453414104 ICBC Independence Community Bank Corp. 6/24/2004 1.7
453414104 ICBC Independence Community Bank Corp. 6/24/2004 1.8
453414104 ICBC Independence Community Bank Corp. 6/24/2004 2
Ballot Item # Item Description Mgt Rec Vote Cast Agenda Code* Ballot Shares
1.1 Elect Director Michael N. Rosen For Withhold M0201 32119
1.2 Elect Director Edward A. Volkwein For For M0201 32119
2 Amend Omnibus Stock Plan For Against M0524 32119
3 Approve Executive Incentive Bonus Plan For For M0535 32119
4 Ratify Auditors For For M0101 32119
1.1 Elect Director Michael J. Saylor For Withhold M0201 21
1.2 Elect Director Sanju K. Bansal For Withhold M0201 21
1.3 Elect Director David B. Blundin For For M0201 21
1.4 Elect Director F. David Fowler For For M0201 21
1.5 Elect Director Carl J. Rickertsen For For M0201 21
1.6 Elect Director Stuart B. Ross For For M0201 21
1.7 Elect Director Ralph S. Terkowitz For For M0201 21
2 Amend Stock Option Plan For For M0503 21
3 Ratify Auditors For For M0101 21
1.1 Elect Director Nicholas L. Teti For For M0201 10893
1.2 Elect Director James E. Bolin For For M0201 10893
1.3 Elect Director Malcolm R. Currie, Ph.D. For For M0201 10893
1.4 Elect Director John F. Doyle For For M0201 10893
1.5 Elect Director Mitchell S. Rosenthal, M.D. For For M0201 10893
1.6 Elect Director Joy A. Amundson For For M0201 10893
1.7 Elect Director Terry E. Vandewarker For For M0201 10893
2 Amend Employee Stock Purchase Plan For For M0512 10893
3 Approve Restricted Stock Plan For For M0507 10893
4 Amend Non-Employee Director Omnibus Stock Plan For For M0599 10893
5 Ratify Auditors For For M0101 10893
6 Other Business For Against M0125 10893
1.1 Elect Director Vicente Anido, Jr. For For M0201 23174
1.2 Elect Director I.T. Corley For For M0201 23174
1.3 Elect Director David L. Goldsmith For For M0201 23174
1.4 Elect Director Lawrence M. Higby For For M0201 23174
1.5 Elect Director Richard H. Koppes For For M0201 23174
1.6 Elect Director Philip R. Lochner, Jr. For For M0201 23174
1.7 Elect Director Jeri L. Lose For For M0201 23174
1.8 Elect Director Beverly Benedict Thomas For For M0201 23174
1.9 Elect Director Ralph V. Whitworth For For M0201 23174
2 Approve Omnibus Stock Plan For For M0522 23174
1.1 Elect Director Robert K. Burgess For For M0201 11929
1.2 Elect Director John (Ian) Giffen For Withhold M0201 11929
1.3 Elect Director William H. Harris, Jr. For For M0201 11929
1.4 Elect Director Robert A. Kotick For For M0201 11929
1.5 Elect Director Donald L. Lucas For For M0201 11929
1.6 Elect Director Timothy O'Reilly For For M0201 11929
1.7 Elect Director William B. Welty For For M0201 11929
2 Approve Employee Stock Purchase Plan For For M0510 11929
3 Ratify Auditors For For M0101 11929
1.1 Elect Director Patrick Duff For Do Not Vote M0201 53396
1.1 Elect Director Harry Fields For For M0225 53396
1.1 Elect Director Stephen R. Hardis For For M0201 20077
1.2 Elect Director Thomas P. Gerrity For Do Not Vote M0201 53396
1.2 Elect Director Anthony Kronman For For M0225 53396
1.2 Elect Director Raymond A. Lancaster For For M0201 20077
1.3 Elect Director John K. Wulff For Do Not Vote M0201 53396
1.3 Elect Director Vincent Tese For For M0225 53396
1.3 Elect Director J.B. Richey For For M0201 20077
1.4 Elect Director Joe B. Wyatt For Do Not Vote M0201 53396
1.4 Elect Director Gerald Tsai, Jr. For For M0225 53396
1.4 Elect Director Les C. Vinney For For M0201 20077
2 Ratify Auditors None For M0101 53396
2 Ratify Auditors For Do Not Vote M0101 53396
2 Declassify the Board of Directors Against For S0201 20077
3 Approve Non-Employee Director Omnibus Stock Plan For Do Not Vote M0598 53396
3 Approve Non-Employee Director Omnibus Stock Plan Against For M0598 53396
4 Redemption of the company's Rights Agreement For For S0352 53396
4 Redemption of the company's Rights Agreement Against Do Not Vote S0352 53396
5 Amend Articles to reinstate the rights of the shareholders --
Call Special Meetings and Act by Written Consent Against Do Not Vote S0235 53396
5 Amend Articles to reinstate the rights of the shareholders --
Call Special Meetings and Act by Written Consent For Against S0235 53396
1 Approve Merger Agreement For For M0405 75183
2 Adjourn Meeting For Against M0617 75183
1 Approve Merger Agreement For For M0405 25206
2.1 Elect Director Levy Gerzberg For For M0201 25206
2.2 Elect Director Uzia Galil For For M0201 25206
2.3 Elect Director James D. Meindl For For M0201 25206
2.4 Elect Director James B. Owens, Jr. For For M0201 25206
2.5 Elect Director Arthur B. Stabenow For For M0201 25206
2.6 Elect Director Philip M. Young For For M0201 25206
3 Increase Authorized Common Stock For For M0304 25206
4 Amend Employee Stock Purchase Plan For For M0512 25206
5 Ratify Auditors For For M0101 25206
1.1 Elect Director Mark Donegan For For M0201 10404
1.2 Elect Director William C. McCormick For For M0201 10404
1.3 Elect Director Vernon E. Oechsle For For M0201 10404
2 Amend Employee Stock Purchase Plan For For M0512 10404
1.1 Elect Director Walter Scott, Jr. For For M0201 8544
1.2 Elect Director David C. Mitchell For For M0201 8544
1.3 Elect Director David C. McCourt For Withhold M0201 8544
1.4 Elect Director Daniel E. Knowles For For M0201 8544
2 Ratify Auditors For For M0101 8544
3 Convert Class B common shares into common shares For For M0352 8544
4 Adjourn Meeting For Against M0617 8544
1 Elect H. Baldwin, J. Bank, D. Carmichael, N. Currie, J. Fishman, G.
Morrison, S. Newman, and P. Pruitt as Directors For For M0201 21982
2a Elect G. Morrison as Director of Platinum Underwriters Bermuda, Ltd. For For M0201 21982
2b Elect M. Price as Director of Platinum Underwriters Bermuda, Ltd. For For M0201 21982
2c Elect W. Robble as Director of Platinum Underwriters Bermuda, Ltd. For For M0201 21982
3a Elect G. Morrison as Director of Platinum Re (UK) Ltd. For For M0201 21982
3b Elect C. Pettengell as Director of Platinum Re (UK) Ltd. For For M0201 21982
3c Elect R. Porter as Director of Platinum Re (UK) Ltd. For For M0201 21982
4 Approve Section 162(m) Performance Incentive Plan For For M0535 21982
5 Ratify KPMG as Auditors For For M0101 21982
1.1 Elect Director John B. Blystone For For M0201 38958
1.2 Elect Director James G. Brocksmith, Jr. For For M0201 38958
1.3 Elect Director William S. Dietrich, II For For M0201 38958
1.4 Elect Director Sidney A. Ribeau For For M0201 38958
2 Amend Non-Employee Director Stock Option Plan For For M0526 38958
3 Approve Stock Option Plan For For M0501 38958
4 Amend Omnibus Stock Plan For For M0524 38958
5 Ratify Auditors For For M0101 38958
1.1 Elect Director Robert J. O'Toole For For M0201 18009
1.2 Elect Director John S. Shiely For For M0201 18009
1.3 Elect Director Charles I. Story For For M0201 18009
1.1 Elect Director Richard H. Ayers For For M0201 43074
1.1 Elect Director Armando Geday For For M0201 40019
1.1 Elect Director Tony L. White For For M0201 43074
1.2 Elect Director Jean-Luc Belingard For For M0201 43074
1.2 Elect Director Bami Bastani For For M0201 40019
1.3 Elect Director Robert H. Hayes For For M0201 43074
1.3 Elect Director Steven J. Bilodeau For For M0201 40019
1.4 Elect Director Arnold J. Levine For Withhold M0201 43074
1.4 Elect Director Gary Bloom For For M0201 40019
1.5 Elect Director William H. Longfield For For M0201 43074
1.5 Elect Director Dipanjan Deb For For M0201 40019
1.6 Elect Director Theodore E. Martin For For M0201 43074
1.6 Elect Director John Marren For For M0201 40019
1.7 Elect Director Carolyn W. Slayman For For M0201 43074
1.7 Elect Director Garry K. McGuire, Sr. For For M0201 40019
1.8 Elect Director Orin R. Smith For For M0201 43074
1.8 Elect Director Giuseppe Zocco For For M0201 40019
1.9 Elect Director James R. Tobin For For M0201 43074
2 Ratify Auditors For For M0101 43074
2 Amend Employee Stock Purchase Plan For For M0512 40019
3 Approve Non-Employee Director Restricted Stock Plan For Against M0596 40019
4 Ratify Auditors For For M0101 40019
1.1 Elect Director Raymond L. Killian, Jr. as Class I Director For For M0201 13569
1.2 Elect Director Michael W. Trapp as Class II Director For For M0201 13569
1.3 Elect Director Gerald J. Wilkins as Class II Director For For M0201 13569
1.4 Elect Director Alex W. Hart as Class III Director For For M0201 13569
1.5 Elect Director William I. Jacobs as Class III Director For For M0201 13569
1.6 Elect Director Gillian H. Denham as Class III Director For Withhold M0201 13569
1.7 Elect Director Alan M. Silberstein as Class III Director For For M0201 13569
1.1 Elect Director David L. Anderson For For M0201 12639
1.2 Elect Director A. Blaine Bowman For For M0201 12639
1.3 Elect Director Dr. Lukas Braunschweiler For For M0201 12639
1.4 Elect Director B. J. Moore For For M0201 12639
1.5 Elect Director Riccardo Pigliucci For For M0201 12639
1.6 Elect Director Michael W. Pope For For M0201 12639
2 Approve Employee Stock Purchase Plan For For M0510 12639
3 Ratify Auditors For For M0101 12639
1.1 Elect Director John B. Adams, Jr. For For M0201 10422
1.2 Elect Director Joseph C. Farrell For For M0201 10422
1.3 Elect Director Walter A. Stosch For For M0201 10422
1.4 Elect Director Eugene P. Trani For For M0201 10422
1.1 Elect Director John E. Brennan For For M0201 1784
1.2 Elect Director Frank W. Denius For Withhold M0201 1784
1.3 Elect Director Ronald W. Simms For For M0201 1784
2 Approve Omnibus Stock Plan For Against M0522 1784
3 Approve Executive Incentive Bonus Plan For For M0535 1784
1.1 Elect Director Michael E. Hoffman For For M0201 24257
1.2 Elect Director Thomas L. Kempner For For M0201 24257
1.3 Elect Director Dr. Sheldon Weinig For For M0201 24257
2 Amend Omnibus Stock Plan For For M0524 24257
1 Increase Authorized Common Stock For For M0304 18362
1.1 Elect Director Michael J. Bayer For For M0201 14577
1.1 Elect Director John M. Toups For For M0201 14577
1.11 Elect Director Larry D. Welch For For M0201 14577
1.2 Elect Director Peter A. Derow For For M0201 14577
1.3 Elect Director Richard L. Leatherwood For For M0201 14577
1.4 Elect Director Dr. J. Phillip London For For M0201 14577
1.5 Elect Director Barbara A. McNamara For For M0201 14577
1.6 Elect Director Arthur L. Money For For M0201 14577
1.7 Elect Director Dr. Warren R. Phillips For For M0201 14577
1.8 Elect Director Charles P. Revoile For For M0201 14577
1.9 Elect Director Richard P. Sullivan For For M0201 14577
2 Ratify Auditors For For M0101 14577
1.1 Elect Director A. L. Giannopoulos For For M0201 14865
1.2 Elect Director Louis M. Brown, Jr. For For M0201 14865
1.3 Elect Director B. Gary Dando For For M0201 14865
1.4 Elect Director John G. Puente For For M0201 14865
1.5 Elect Director Dwight S. Taylor For For M0201 14865
1.6 Elect Director William S. Watson For For M0201 14865
2 Ratify Auditors For For M0101 14865
3 Amend Stock Option Plan For For M0503 14865
1.1 Elect Director Manny Mashouf For For M0201 197
1.2 Elect Director Neda Mashouf For For M0201 197
1.3 Elect Director Barbara Bass For For M0201 197
1.4 Elect Director Cynthia R. Cohen For For M0201 197
1.5 Elect Director Corrado Federico For For M0201 197
1.6 Elect Director Caden Wang For For M0201 197
2 Amend Omnibus Stock Plan For For M0524 197
3 Amend Omnibus Stock Plan For Against M0524 197
4 Ratify Auditors For For M0101 197
1 Change Range for Size of the Board For For M0232 16204
2.1 Elect Director Robert R. Banta as Class A Director For For M0201 16204
2.2 Elect Director Kraig H. Kayser as Class B Director For For M0201 16204
2.3 Elect Director Robert H. Maskrey as Class B Director For For M0201 16204
2.4 Elect Director Albert F. Myers as Class B Director For For M0201 16204
2.5 Elect Director Raymond W. Boushie as Class B Director For For M0201 16204
3 Ratify Auditors For For M0101 16204
1.1 Elect Director Lee N. Blatt as Class I Director For Withhold M0201 34533
1.2 Elect Director Admiral Edward K. Walker, Jr. (Ret.) as Class I Director For For M0201 34533
1.3 Elect Director Dr. Edward A. Bogucz as Class II Director For For M0201 34533
1.4 Elect Director Admiral Robert M. Moore (Ret.) as Class III Director For For M0201 34533
1.1 Elect Director Lawrence R. Codey For For M0201 14666
1.2 Elect Director Laurence M. Downes For For M0201 14666
1.3 Elect Director R. Barbara Gotenstein For For M0201 14666
1.4 Elect Director Alfred C. Koeppe For For M0201 14666
1.5 Elect Director William H. Turner For For M0201 14666
2 Ratify Auditors For For M0101 14666
1.1 Elect Director Robert W. Philip For Withhold M0201 13458
1.1 Elect Director Ralph R. Shaw For For M0201 13458
1.2 Elect Director Kenneth M. Novack For Withhold M0201 13458
1.3 Elect Director Gary Schnitzer For Withhold M0201 13458
1.4 Elect Director Dori Schnitzer For Withhold M0201 13458
1.5 Elect Director Carol S. Lewis For Withhold M0201 13458
1.6 Elect Director Jean S. Reynolds For Withhold M0201 13458
1.7 Elect Director Scott Lewis For Withhold M0201 13458
1.8 Elect Director Robert S. Ball For For M0201 13458
1.9 Elect Director William A. Furman For For M0201 13458
2 Require Majority of Independent Directors on Board Against For S0215 13458
1.1 Elect Director W. Thomas Brunberg For Withhold M0201 18880
1.2 Elect Director Archibald Cox, Jr. For For M0201 18880
1.3 Elect Director Wayne M. Fortun For For M0201 18880
1.4 Elect Director Jeffrey W. Green For For M0201 18880
1.5 Elect Director Russell Huffer For Withhold M0201 18880
1.6 Elect Director R. Frederick McCoy, Jr. For Withhold M0201 18880
1.7 Elect Director William T. Monahan For For M0201 18880
1.8 Elect Director Richard B. Solum For Withhold M0201 18880
2 Ratify Auditors For Against M0101 18880
1.1 Elect Director Kenneth D. Roberts For For M0201 20843
1.1 Elect Director Heinrich Stenger For For M0201 23307
1.2 Elect Director Gerard E. Puorro For Withhold M0201 20843
1.2 Elect Director William D. Walker For For M0201 23307
1.3 Elect Director George A. Abe For For M0201 20843
1.4 Elect Director Ben Bailey III For For M0201 20843
1.5 Elect Director Nancy Nager For For M0201 20843
1.6 Elect Director Douglas W. Scott For For M0201 20843
2 Amend Stock Option Plan For For M0503 20843
3 Ratify Auditors For For M0101 20843
1.1 Elect Director J. William Andersen as Class A Director For For M0201 20382
1.2 Elect Director Robert G. Bohn as Class A Director For For M0201 20382
1.3 Elect Director Frederick M. Franks, Jr. as Class A Director For For M0201 20382
1.4 Elect Director Michael W. Grebe as Class A Director For For M0201 20382
1.5 Elect Director Kathleen J. Hempel as Class A Director For For M0201 20382
1.6 Elect Director J. Peter Mosling, Jr. as Class A Director For Withhold M0201 20382
1.7 Elect Director Stephen P. Mosling as Class A Director For For M0201 20382
1.8 Approve Omnibus Stock Plan For For M0522 20382
1.1 Elect Director Henry A. Alpert For For M0201 38588
1.2 Elect Director Abraham M. Buchman For For M0201 38588
1.3 Elect Director Rear Admiral Clarence A. Hill, Jr. (USN Ret.) For For M0201 38588
1.4 Elect Director William H. Waldorf For For M0201 38588
1.1 Elect Director James R. Parks For For M0201 28647
1.2 Elect Director Floyd W. Pickrell, Jr. For For M0201 28647
1.3 Elect Director William E. B. Siart For For M0201 28647
1.1 Elect Director Robert W. Dutton For For M0201 9810
2 Amend Omnibus Stock Plan For For M0524 9810
3 Amend Omnibus Stock Plan For For M0524 9810
4 Ratify Auditors For For M0101 9810
1.1 Elect Director James J. Peterson For For M0201 53096
1.2 Elect Director Nick E. Yocca For Withhold M0201 53096
1.3 Elect Director Thomas R. Anderson For For M0201 53096
1.4 Elect Director Dennis R. Leibel For For M0201 53096
1.5 Elect Director William E. Bendush For For M0201 53096
1.6 Elect Director William L. Healey For For M0201 53096
1.7 Elect Director Harold A. Blonquist For For M0201 53096
1.1 Elect Director Li-San Hwang For For M0201 37364
1.2 Elect Director James M. Jaska For For M0201 37364
1.3 Elect Director J. Christopher Lewis For For M0201 37364
1.4 Elect Director Patrick C. Haden For For M0201 37364
1.5 Elect Director James J. Shelton For For M0201 37364
1.6 Elect Director Daniel A. Whalen For For M0201 37364
1.7 Elect Director Hugh M. Grant For For M0201 37364
1.8 Elect Director Richard H. Truly For For M0201 37364
2 Amend Employee Stock Purchase Plan For For M0512 37364
3 Ratify Auditors For For M0101 37364
1.1 Elect Director Jimmy S.M. Lee For For M0201 35739
1.2 Elect Director Gary L. Fischer For For M0201 35739
1.3 Elect Director Lip-Bu Tan For For M0201 35739
1.4 Elect Director Hide L. Tanigami For For M0201 35739
1.5 Elect Director Chun Win Wong For For M0201 35739
1.6 Elect Director Bruce A. Wooley For For M0201 35739
2 Amend Employee Stock Purchase Plan For For M0512 35739
3 Ratify Auditors For For M0101 35739
1 Approve Merger Agreement For For M0405 24240
1.1 Elect Director Tom A. Alberg For For M0201 47283
1.2 Elect Director Walter F. Walker For For M0201 47283
2 Amend Omnibus Stock Plan For For M0524 47283
3 Amend Employee Stock Purchase Plan For For M0512 47283
1.1 Elect Director Robert C. Buhrmaster For For M0201 11336
1.2 Elect Director Winslow H. Buxton For For M0201 11336
1.3 Elect Director Robert H. Nassau For For M0201 11336
1.4 Elect Director Christopher A. Twomey For For M0201 11336
2 Ratify Auditors For For M0101 11336
3 Other Business For Against M0125 11336
1.1 Elect Director Robert J. Burgstahler For For M0201 18188
1.2 Elect Director Paul Donovan For For M0201 18188
1.3 Elect Director Norman E. Johnson For For M0201 18188
2 Approve Employee Stock Purchase Plan For For M0510 18188
1.1 Elect Director A. Thomas Bender For For M0201 14970
1.2 Elect Director Michael H. Kalkstein For For M0201 14970
1.3 Elect Director Moses Marx For For M0201 14970
1.4 Elect Director Donald Press For For M0201 14970
1.5 Elect Director Steven Rosenberg For For M0201 14970
1.6 Elect Director Allan E Rubenstein M.D. For For M0201 14970
1.7 Elect Director Robert S. Weiss For For M0201 14970
1.8 Elect Director Stanley Zinberg, M.D. For For M0201 14970
2 Ratify Auditors For For M0101 14970
3 Amend Omnibus Stock Plan For For M0524 14970
1.1 Elect Director J. Michael Hagan For For M0201 10922
1.2 Elect Director Terry L. Haines For For M0201 10922
1.3 Elect Director Dennis C. Poulsen For For M0201 10922
2 Ratify Auditors For For M0101 10922
3 Increase Authorized Common Stock For For M0304 10922
4 Approve Omnibus Stock Plan For For M0522 10922
1 Approve Increase in Common Stock and a Stock Split For For M0309 12409
1.1 Elect Director Basil L. Anderson* For For M0201 20586
1.2 Elect Director Nancy L. Rose* For For M0201 20586
1.3 Elect Director James C. Burrows** For For M0201 20586
1.4 Elect Director Franklin M. Fisher** For For M0201 20586
1.5 Elect Director Carl Shapiro** For For M0201 20586
1.1 Elect Director Jack C. Rusch For For M0201 23447
1.1 Elect Director Babette E. Heimbuch For For M0201 17100
1.1 Elect Director Robert J. Burke For For M0201 22740
1.1 Elect Director Melvin A. Bilal For For M0201 57588
1.1 Elect Director William G. Currie For For M0201 30462
1.2 Elect Director James P. Giraldin For For M0201 17100
1.2 Elect Director Joan David For For M0201 22740
1.2 Elect Director Ward B. Coe, III For Withhold M0201 57588
1.2 Elect Director John M. Engler For For M0201 30462
1.3 Elect Director John R. Woodhull For For M0201 17100
1.3 Elect Director William J. Crowley, Jr. For For M0201 57588
1.3 Elect Director Philip M. Novell For For M0201 30462
1.4 Elect Director Gary N. Geisel For For M0201 57588
1.5 Elect Director Bryan J. Logan For For M0201 57588
1.6 Elect Director Frederick W. Meier, Jr. For For M0201 57588
2 Approve Omnibus Stock Plan For For M0522 23447
2 Ratify Auditors For For M0101 17100
2 Amend Restricted Stock Plan For For M0597 22740
2 Approve Merger Agreement For For M0405 57588
3 Limit Awards to Executives Against Against S0501 22740
3 Approve Omnibus Stock Plan For For M0522 57588
4 Ratify Auditors For For M0101 57588
1.1 Elect Director Robert J. Shillman For For M0201 19348
1.1 Elect Director Geoffrey B. Bloom For For M0201 43401
1.2 Elect Director Anthony Sun For For M0201 19348
1.2 Elect Director David T. Kollat For For M0201 43401
1.3 Elect Director David P. Mehney For For M0201 43401
1.4 Elect Director Timothy J. O'Donovan For For M0201 43401
2 Ratify Auditors For For M0101 43401
1.1 Elect Director Daniel H. Leever For For M0201 37507
1.1 Elect Director William P. Brant For For M0201 47660
1.1 Elect Director Ned M. Barnes For For M0201 18552
1.2 Elect Director Donald G. Ogilvie For For M0201 37507
1.2 Elect Director J. W. Davis For For M0201 47660
1.2 Elect Director James P. Fugate For For M0201 18552
1.3 Elect Director James C. Smith For For M0201 37507
1.3 Elect Director C. Claymon Grimes, Jr. For For M0201 47660
1.3 Elect Director Robert D. Larrabee For For M0201 18552
1.4 Elect Director Joseph M. Silvestri For For M0201 37507
1.4 Elect Director William S. Hummers III For For M0201 47660
1.4 Elect Director Donald N. Bauhofer For For M0201 18552
1.5 Elect Director T. Quinn Spitzer For For M0201 37507
1.5 Elect Director William R. Timmons III For For M0201 47660
1.5 Elect Director W.'Ike' L. Eisenhart For For M0201 18552
1.6 Elect Director Robert L. Ecklin For For M0201 37507
1.6 Elect Director David C. Wakefield III For Withhold M0201 47660
2 Ratify Auditors For For M0101 37507
2 Amend Stock Option Plan For Against M0503 47660
3 Amend Executive Incentive Bonus Plan For For M0535 37507
3 Amend Omnibus Stock Plan For Against M0524 47660
4 Amend Omnibus Stock Plan For For M0524 37507
4 Increase Authorized Common Stock For For M0304 47660
5 Other Business For Against M0125 37507
5 Amend Non-Employee Director Stock Option Plan For For M0526 47660
6 Amend Employee Stock Purchase Plan For For M0512 47660
7 Ratify Auditors For For M0101 47660
1.1 Elect Director Oshel B. Craigo For Withhold M0201 10642
1.1 Elect Director Melanie J. Dressel For For M0201 26097
1.1 Elect Director Stephen D. Ban For For M0201 23910
1.1 Elect Director Michael W. Perry For For M0201 14859
1.1 Elect Director Richard A. Aurelio For For M0201 44615
1.1 Elect Director C. Edward Herder For For M0201 20549
1.1 Elect Director Donald E. Steen For For M0201 20038
1.2 Elect Director William H. File, III For Withhold M0201 10642
1.2 Elect Director John P. Folsom For For M0201 26097
1.2 Elect Director Julian W. Banton For For M0201 23910
1.2 Elect Director Louis E. Caldera For For M0201 14859
1.2 Elect Director Robert E. Caldwell For For M0201 44615
1.2 Elect Director Gregory E. Murphy For For M0201 20549
1.2 Elect Director Thomas L. Mills For For M0201 20038
1.3 Elect Director Gerald R. Francis For Withhold M0201 10642
1.3 Elect Director Frederick M. Goldberg For For M0201 26097
1.3 Elect Director T. Michael Goodrich For For M0201 23910
1.3 Elect Director Lyle E. Gramley For For M0201 14859
1.3 Elect Director Michael P.C. Carns For For M0201 44615
1.3 Elect Director William M. Rue For For M0201 20549
1.3 Elect Director Boone Powell, Jr. For For M0201 20038
1.4 Elect Director Tracy W. Hylton, II For Withhold M0201 10642
1.4 Elect Director Thomas M. Hulbert For For M0201 26097
1.4 Elect Director Wm. Michael Warren Jr. For For M0201 23910
1.4 Elect Director Hugh M. Grant For For M0201 14859
1.4 Elect Director Paul B. Queally For For M0201 20038
1.5 Elect Director C. Dallas Kayser For Withhold M0201 10642
1.5 Elect Director Thomas L. Matson, Sr. For For M0201 26097
1.5 Elect Director David W. Wilson For For M0201 23910
1.5 Elect Director Patrick C. Haden For Withhold M0201 14859
1.6 Elect Director E.M. Payne III For Withhold M0201 10642
1.6 Elect Director Daniel C. Regis For For M0201 26097
1.6 Elect Director Terrance G. Hodel For For M0201 14859
1.7 Elect Director Sharon H. Rowe For Withhold M0201 10642
1.7 Elect Director Donald Rodman For For M0201 26097
1.7 Elect Director Robert L. Hunt II For For M0201 14859
1.8 Elect Director William T. Weyerhaeuser For For M0201 26097
1.8 Elect Director James R. Ukropina For For M0201 14859
1.9 Elect Director James M. Will For For M0201 26097
2 Ratify Auditors For For M0101 10642
2 Amend Stock Option Plan For Against M0503 26097
2 Amend Omnibus Stock Plan For For M0524 14859
2 Ratify Auditors For For M0101 20038
3 Ratify Auditors For For M0101 14859
1.1 Elect Director Larry Thomas For For M0201 18650
1.1 Elect Director A. Marshall Acuff, Jr. For For M0201 22506
1.1 Elect Director Peter Starrett For For M0201 18650
1.2 Elect Director Marty Albertson For For M0201 18650
1.2 Elect Director Henry A. Berling For For M0201 22506
1.3 Elect Director Wm. Christopher Gorog For For M0201 18650
1.3 Elect Director James B. Farinholt, Jr. For For M0201 22506
1.4 Elect Director Wayne Inouye For For M0201 18650
1.4 Elect Director Anne Marie Whittemore For Withhold M0201 22506
1.5 Elect Director George Jones For For M0201 18650
1.6 Elect Director Larry Livingston For For M0201 18650
1.7 Elect Director George Mrkonic For For M0201 18650
1.8 Elect Director Kenneth Reiss For For M0201 18650
1.9 Elect Director Walter Rossi For For M0201 18650
2 Approve Omnibus Stock Plan For For M0522 18650
2 Ratify Auditors For For M0101 22506
1.1 Elect Director Edward F. Crawley For For M0201 1100
1.2 Elect Director Lennard A. Fisk For For M0201 1100
1.3 Elect Director Garrett E. Pierce For For M0201 1100
1.4 Elect Director David W. Thompson For For M0201 1100
1.1 Elect Director Paula A. Bauer For For M0201 26412
1.1 Elect Director Eliyahu Ayalon For For M0201 23144
1.1 Elect Director Frank J. Hansen For For M0201 53853
1.1 Elect Director Ronald L. Havner, Jr. For Withhold M0201 14857
1.1 Elect Director Robert S. Silberman For For M0201 3911
1.1 Elect Director Peter M. Banks For Withhold M0201 13720
1.1 Elect Director J. David Wargo For For M0201 3911
1.2 Elect Director Karen L. Branding For Withhold M0201 26412
1.2 Elect Director Zvi Limon For For M0201 23144
1.2 Elect Director Thomas M. McKenna For For M0201 53853
1.2 Elect Director Joseph D. Russell, Jr. For Withhold M0201 14857
1.2 Elect Director Dr. Charlotte F. Beason For For M0201 3911
1.2 Elect Director Michael C. Ferrara For For M0201 13720
1.3 Elect Director Paul Donovan For For M0201 26412
1.3 Elect Director Louis Silver For For M0201 23144
1.3 Elect Director Diane K. Schumacher For For M0201 53853
1.3 Elect Director Harvey Lenkin For Withhold M0201 14857
1.3 Elect Director William E. Brock For For M0201 3911
1.3 Elect Director L. Peter Frieder For For M0201 13720
1.4 Elect Director Jack D. Ward For For M0201 26412
1.4 Elect Director Vern O. Curtis For For M0201 14857
1.4 Elect Director David A. Coulter For For M0201 3911
1.4 Elect Director Ronald A. Vandenberg For For M0201 13720
1.5 Elect Director Gary L. Watson For For M0201 26412
1.5 Elect Director Arthur M. Friedman For For M0201 14857
1.5 Elect Director Gary Gensler For For M0201 3911
1.6 Elect Director James H. Kropp For For M0201 14857
1.6 Elect Director Robert R. Grusky For For M0201 3911
1.7 Elect Director Alan K. Pribble For For M0201 14857
1.7 Elect Director Todd A. Milano For For M0201 3911
1.8 Elect Director Jack D. Steele For For M0201 14857
1.8 Elect Director Robert L. Johnson For For M0201 3911
1.9 Elect Director G. Thomas Waite, III For For M0201 3911
2 Ratify Auditors For For M0101 26412
2 Ratify Auditors For For M0101 23144
2 Amend Omnibus Stock Plan For For M0524 53853
2 Approval of the Retirement Plan for Non-Employee Directors For For M0547 14857
2 Ratify Auditors For For M0101 3911
2 Approve Employee Stock Purchase Plan For For M0510 13720
3 Amend Employee Stock Purchase Plan For For M0512 26412
3 Amend Employee Stock Purchase Plan For For M0512 53853
3 Ratify Auditors For For M0101 14857
1.1 Elect Director John H. Williams For For M0201 46332
1.1 Elect Director Robert Clements* For For M0201 18132
1.1 Elect Director Ralph E. Jones, III** For For M0201 18132
1.11 Elect Director Thomas G. Kaiser** For For M0201 18132
1.12 Elect Director Martin J. Nilsen** For For M0201 18132
1.13 Elect Director Debra M. O'Connor** For For M0201 18132
1.14 Elect Director Steven K. Parker** For For M0201 18132
1.15 Elect Director Robert T. Van Gieson** For For M0201 18132
1.16 Elect Director John D. Vollaro** For For M0201 18132
1.17 Elect Director Graham Ward** For For M0201 18132
1.18 Elect Director Robert C. Worme** For For M0201 18132
1.2 Elect Director William B. Morgan For For M0201 46332
1.2 Elect Director Wolfe (bill) H. Bragin* For For M0201 18132
1.3 Elect Director Larry D. Pinkston For For M0201 46332
1.3 Elect Director John L. Bunce, Jr.* For For M0201 18132
1.4 Elect Director Sean D. Carney* For For M0201 18132
1.5 Elect Director James J. Ansaldi** For For M0201 18132
1.6 Elect Director Graham B. Collis** For For M0201 18132
1.7 Elect Director Dwight R. Evans** For For M0201 18132
1.8 Elect Director Marc Grandisson** For For M0201 18132
1.9 Elect Director Paul B. Ingrey** For For M0201 18132
2 Ratify Auditors For For M0101 46332
2 Ratify Auditors For For M0101 18132
1.1 Elect Director Frank R. Schmeler For Withhold M0201 25134
1.1 Elect Director Russell A. Gerdin For For M0201 37977
1.1 Elect Director David P. Zimel For For M0201 11423
1.1 Elect Director Robert Berglass For For M0201 21890
1.1 Elect Director Roy W. Haley For For M0201 22013
1.2 Elect Director Thomas R. Beecher, Jr. For Withhold M0201 25134
1.2 Elect Director Richard O. Jacobson For For M0201 37977
1.2 Elect Director Kenneth L. Coleman For For M0201 21890
1.2 Elect Director Benson P. Shapiro For For M0201 22013
1.3 Elect Director Francis L. McKone For Withhold M0201 25134
1.3 Elect Director Benjamin J. Allen For For M0201 37977
1.3 Elect Director Alex D. Zoghlin For For M0201 22013
1.4 Elect Director Barbara P. Wright For For M0201 25134
1.4 Elect Director Michael J. Gerdin For For M0201 37977
1.5 Elect Director Joseph G. Morone For For M0201 25134
1.5 Elect Director Lawrence D. Crouse For For M0201 37977
1.6 Elect Director Christine L. Standish For Withhold M0201 25134
1.7 Elect Director Erland E. Kailbourne For For M0201 25134
1.8 Elect Director John C. Standish For Withhold M0201 25134
1.9 Elect Director Hugh J. Murphy For For M0201 25134
2 Approve Outside Director Stock Awards in Lieu of Cash For For M0554 25134
2 Declassify the Board of Directors For For M0215 11423
2 Ratify Auditors For For M0101 21890
2 Approve Omnibus Stock Plan For For M0522 22013
3 Amend Articles to Increase Ownership Limits of Common Stock For For M0126 11423
3 Other Business For Against M0125 21890
1.1 Elect Director Heinz K. Fridrich For For M0201 15950
1.2 Elect Director Roger D. McDaniel For For M0201 15950
1.3 Elect Director Irwin H. Pfister For For M0201 15950
2 Amend Employee Stock Purchase Plan For For M0512 15950
3 Amend Stock Option Plan For For M0503 15950
4 Ratify Auditors For For M0101 15950
1.1 Elect Director Stephen D. Lebovitz For For M0201 21582
1.1 Elect Director Russell L. Carson For For M0201 82731
1.2 Elect Director Winston W. Walker For For M0201 21582
1.2 Elect Director Rocco A. Ortenzio For For M0201 82731
1.3 Elect Director Leopold Swergold For For M0201 82731
2 Ratify Auditors For For M0101 21582
2 Ratify Auditors For For M0101 82731
1.1 Elect Director Donald E. Nigbor For For M0201 24759
1.2 Elect Director Cary T. Fu For For M0201 24759
1.3 Elect Director Steven A. Barton For For M0201 24759
1.4 Elect Director John W. Cox For For M0201 24759
1.5 Elect Director John C. Custer For For M0201 24759
1.6 Elect Director Peter G. Dorflinger For For M0201 24759
1.7 Elect Director Bernee D. L. Strom For For M0201 24759
2 Amend Omnibus Stock Plan For For M0524 24759
3 Ratify Auditors For For M0101 24759
1.1 Elect Director Jeffrey L. McWaters For For M0201 35882
1.1 Elect Director Barrett Brady For For M0201 29502
1.1 Elect Director John P. Mclaughlin For Withhold M0201 2817
1.1 Elect Director Richard I. Beattie For For M0201 58230
1.2 Elect Director Uwe E. Reinhardt, Ph.D. For For M0201 35882
1.2 Elect Director Srinivas Akkaraju For For M0201 2817
1.2 Elect Director John A. Fazio For For M0201 58230
1.3 Elect Director Michael G. Mullen For For M0201 2817
1.3 Elect Director Thomas J. Friel For For M0201 58230
1.4 Elect Director Antonio Borges For For M0201 58230
2 Ratify Auditors For For M0101 35882
2 Amend Stock Option Plan For For M0503 29502
2 Ratify Auditors For For M0101 2817
3 Ratify Auditors For For M0101 29502
1.1 Elect Director Robert R. Glatz For For M0201 56482
1.2 Elect Director David W. Kenny For For M0201 56482
1.1 Elect Director Robert V. Adams For For M0201 29878
1.2 Elect Director Jean-Claude Asscher For Withhold M0201 29878
1.3 Elect Director Daniel L. Brenner For Withhold M0201 29878
1.4 Elect Director Martin A. Kaplan For Withhold M0201 29878
1.5 Elect Director Frederick M. Lax For Withhold M0201 29878
1.6 Elect Director Jon F. Rager For Withhold M0201 29878
2 Amend Stock Option Plan For Against M0503 29878
3 Amend Omnibus Stock Plan For Against M0524 29878
4 Amend Non-Employee Director Stock Option Plan For Against M0526 29878
5 Ratify Auditors For For M0101 29878
1.1 Elect Director Robert C. Connor For For M0201 44738
1.2 Elect Director Will D. Davis For For M0201 44738
1.3 Elect Director John Paul Hammerschmidt For For M0201 44738
1.4 Elect Director Peter R. Johnson For For M0201 44738
2 Ratify Auditors For For M0101 44738
3 Implement ILO Based Code of Conduct Against Against S0414 44738
1.1 Elect Director W. C. Dunkelberg Ph.D. For For M0201 80753
1.2 Elect Director Allen F. Wise For Withhold M0201 80753
2 Approve Omnibus Stock Plan For For M0522 80753
1.1 Elect Director C. Scott Gibson For For M0201 25823
1.2 Elect Director Scott C. Grout For For M0201 25823
1.3 Elect Director Ken J. Bradley For For M0201 25823
1.4 Elect Director Richard J. Faubert For For M0201 25823
1.5 Elect Director Dr. William W. Lattin For For M0201 25823
1.6 Elect Director Kevin C. Melia For For M0201 25823
1.7 Elect Director Carl W. Neun For For M0201 25823
1.8 Elect Director Jean-Pierre D. Patkay For For M0201 25823
2 Ratify Auditors For For M0101 25823
3 Amend Employee Stock Purchase Plan For For M0512 25823
1.1 Elect Director John M. Burgess For For M0201 14021
1.1 Elect Director Karen L. Hendricks For For M0201 15111
1.2 Elect Director Nicholas A. DiCerbo For For M0201 14021
1.2 Elect Director Bernard H. Kastory For For M0201 15111
1.3 Elect Director James A. Gabriel For For M0201 14021
1.3 Elect Director Barbara A. Klein For For M0201 15111
1.4 Elect Director Harold S. Kaplan For For M0201 14021
1.4 Elect Director Samuel C. Scott III For For M0201 15111
2 Approve Omnibus Stock Plan For Against M0522 14021
2 Ratify Auditors For For M0101 15111
1.1 Elect Director Joel J. Cohen For For M0201 35287
1.1 Elect Director Patrick E. Curtin For For M0201 47250
1.1 Elect Director Albert L. Greene For For M0201 34064
1.2 Elect Director Robert F. Diromualdo For For M0201 35287
1.2 Elect Director Fred P. Fehrenbach For For M0201 47250
1.2 Elect Director Erin E. MacDonald For For M0201 34064
1.3 Elect Director Gregory P. Josefowicz For For M0201 35287
1.3 Elect Director Stanley Meisels For For M0201 47250
1.3 Elect Director William J. Raggio For For M0201 34064
1.4 Elect Director Amy B. Lane For For M0201 35287
1.4 Elect Director Charles L. Ruthe For For M0201 34064
1.5 Elect Director Victor L. Lund For For M0201 35287
1.6 Elect Director Dr. Edna Greene Medford For For M0201 35287
1.7 Elect Director George R. Mrkonic For For M0201 35287
1.8 Elect Director Lawrence I. Pollock For For M0201 35287
1.9 Elect Director Beth M. Pritchard For For M0201 35287
2 Approve Omnibus Stock Plan For For M0522 35287
2 Approve Executive Incentive Bonus Plan For For M0535 47250
2 Amend Employee Stock Purchase Plan For For M0512 34064
3 Ratify Auditors For For M0101 35287
3 Approve Omnibus Stock Plan For For M0522 47250
3 Ratify Auditors For For M0101 34064
4 Ratify Auditors For For M0101 47250
1.1 Elect Director Jay M. Gellert For For M0201 38106
1.2 Elect Director Ronald G. Geary For For M0201 38106
1.3 Elect Director Douglas Crocker II For For M0201 38106
1.4 Elect Director Sheli Z. Rosenberg For For M0201 38106
1.5 Elect Director Debra A. Cafaro For For M0201 38106
1.6 Elect Director Thomas C. Theobald For For M0201 38106
2 Ratify Auditors For For M0101 38106
3 Amend Non-Employee Director Stock Option Plan For For M0526 38106
1.1 Elect Director Joel A. Ronning For For M0201 30069
1.2 Elect Director Perry W. Steiner For Withhold M0201 30069
1.3 Elect Director J. Paul Thorin For For M0201 30069
2 Amend Stock Option Plan For Against M0503 30069
3 Amend Stock Option Plan For Against M0503 30069
4 Ratify Auditors For For M0101 30069
1.1 Elect Director James R. Gober For For M0201 43087
1.1 Elect Director Rex C. Bean For For M0201 32913
1.2 Elect Director Gregory G. Joseph For For M0201 43087
1.2 Elect Director Richard Edelman For For M0201 32913
1.3 Elect Director Harold E. Layman For For M0201 43087
1.4 Elect Director Samuel J. Weinhoff For For M0201 43087
2 Approve Employee Stock Purchase Plan For For M0510 43087
2 Amend Omnibus Stock Plan For For M0524 32913
3 Approve Executive Incentive Bonus Plan For For M0535 43087
3 Ratify Auditors For For M0101 32913
1.1 Elect Director John B. Curcio For For M0201 14175
1.1 Elect Director Robert P. Levy For Withhold M0201 48470
1.2 Elect Director Paul R. Saueracker For For M0201 14175
1.2 Elect Director Barbara Z. Shattuck For For M0201 48470
1.3 Elect Director William C. Stivers For For M0201 14175
2 Ratify Auditors For For M0101 14175
2 Ratify Auditors For For M0101 48470
1.1 Elect Director Barry M. Ariko For For M0201 52834
1.1 Elect Director Barry M. Ariko For For M0201 52834
1.1 Elect Director Raymond D. Zinn For For M0201 39838
1.1 Elect Director Peter A. Cheney For For M0201 17221
1.1 Elect Director David J. Grain For For M0201 26297
1.1 Elect Director Gloria C. Larson For For M0201 78461
1.1 Elect Director R. Philip Silver For Withhold M0201 11578
1.2 Elect Director Donald P. Casey For For M0201 52834
1.2 Elect Director Donald P. Casey For For M0201 52834
1.2 Elect Director Warren H. Muller For For M0201 39838
1.2 Elect Director Terence N. Deeks For For M0201 17221
1.2 Elect Director Joseph B. Lassiter, III For For M0201 78461
1.2 Elect Director William C. Jennings For For M0201 11578
1.3 Elect Director Norman A. Fogelsong For For M0201 52834
1.3 Elect Director Norman A. Fogelsong For For M0201 52834
1.3 Elect Director Larry L. Hansen For For M0201 39838
1.3 Elect Director Robert W. Eager, Jr. For For M0201 17221
1.3 Elect Director Charles R. Stuckey, Jr. For For M0201 78461
1.4 Elect Director John W. Peth For For M0201 52834
1.4 Elect Director John W. Peth For For M0201 52834
1.4 Elect Director George Kelly For For M0201 39838
1.4 Elect Director Stanley A. Galanski For For M0201 17221
1.5 Elect Director Thomas Weatherford For For M0201 52834
1.5 Elect Director Thomas Weatherford For For M0201 52834
1.5 Elect Director Donald Livingstone For For M0201 39838
1.5 Elect Director Leandro S. Galban, Jr. For For M0201 17221
1.6 Elect Director David B. Wright For For M0201 52834
1.6 Elect Director David B. Wright For For M0201 52834
1.6 Elect Director John F. Kirby For For M0201 17221
1.7 Elect Director Gary E. Barnett For For M0201 52834
1.7 Elect Director Gary E. Barnett For For M0201 52834
1.7 Elect Director Marc M. Tract For Withhold M0201 17221
1.8 Elect Director Robert F. Wright For For M0201 17221
2 Amend Non-Employee Director Stock Option Plan For For M0526 52834
2 Amend Non-Employee Director Stock Option Plan For For M0526 52834
2 Ratify Auditors For For M0101 39838
2 Ratify Auditors For For M0101 17221
2 Ratify Auditors For For M0101 26297
2 Ratify Auditors For For M0101 78461
2 Approve Omnibus Stock Plan For For M0522 11578
3 Amend Outside Director Stock Awards/Options in Lieu of Cash For For M0554 52834
3 Amend Outside Director Stock Awards/Options in Lieu of Cash For For M0554 52834
3 Ratify Auditors For For M0101 11578
4 Ratify Auditors For For M0101 52834
4 Ratify Auditors For For M0101 52834
1.1 Elect Director Frederick H. Joseph For For M0201 28533
1.1 Elect Director Sandra N. Bane For For M0201 26617
1.1 Elect Director Mohan Gyani For For M0201 183688
1.2 Elect Director Michael D. Miller For Withhold M0201 26617
1.2 Elect Director Douglas J. Mackenzie For For M0201 183688
1.3 Elect Director Karen A. Richardson For For M0201 183688
2 Ratify Auditors For For M0101 183688
1.1 Elect Director Philip F. Maritz For For M0201 65384
1.1 Elect Director Gill Cogan For For M0201 40167
1.1 Elect Director Martin Bloom For For M0201 18601
1.2 Elect Director John M. Roth For For M0201 65384
1.2 Elect Director Jean-Louis Gassee For For M0201 40167
1.2 Elect Director Martin Granoff For Withhold M0201 18601
1.3 Elect Director Ian K. Snow For For M0201 65384
1.3 Elect Director Guy Gecht For For M0201 40167
1.3 Elect Director Robert Skinner, Jr. For Withhold M0201 18601
1.4 Elect Director Jeffrey I. Wooley For For M0201 65384
1.4 Elect Director James S. Greene For For M0201 40167
1.4 Elect Director Hal Upbin For Withhold M0201 18601
1.5 Elect Director Dan Maydan For For M0201 40167
1.6 Elect Director Fred Rosenzweig For For M0201 40167
1.7 Elect Director Thomas I. Unterberg For For M0201 40167
1.8 Elect Director David Peterschmidt For For M0201 40167
2 Ratify Auditors For For M0101 65384
2 Approve Omnibus Stock Plan For For M0522 40167
2 Report on Compliance Standards for Code of Conduct Against Against S0417 18601
3 Amend Stock Option Plan For For M0503 65384
4 Approve Executive Incentive Bonus Plan For For M0535 65384
1.1 Elect Director Gordon D. Barker For For M0201 16305
1.1 Elect Director Osama I. Mikhail For For M0201 55825
1.2 Elect Director Mary Elizabeth Burton For For M0201 16305
1.2 Elect Director Peter G. Traber For For M0201 55825
1.3 Elect Director Cynthia R. Cohen For For M0201 16305
1.4 Elect Director Peter R. Formanek For For M0201 16305
1.5 Elect Director Martin E. Hanaka For For M0201 16305
1.6 Elect Director Kevin M. Mcgovern For For M0201 16305
1.7 Elect Director John Douglas Morton For For M0201 16305
1.8 Elect Director Jonathan D. Sokoloff For For M0201 16305
2 Ratify Auditors For For M0101 16305
2 Amend Non-Employee Director Stock Option Plan For For M0526 55825
3 Ratify Auditors For For M0101 55825
1.1 Elect Director Brendan T. Byrne For For M0201 10381
1.1 Elect Director Glen M. Antle For For M0201 23246
1.2 Elect Director James P. Burra For For M0201 23246
1.3 Elect Director Jason L. Carlson For Withhold M0201 23246
1.4 Elect Director Rockell N. Hankin For For M0201 23246
1.5 Elect Director James T. Lindstrom For For M0201 23246
1.6 Elect Director John L. Piotrowski For For M0201 23246
1.7 Elect Director John D. Poe For Withhold M0201 23246
1.8 Elect Director James T. Schraith For For M0201 23246
2 Increase Authorized Common Stock For For M0304 10381
2 Ratify Auditors For For M0101 23246
3 Declassify the Board of Directors For For M0215 10381
4 Amend Stock Option Plan For Against M0503 10381
5 Ratify Auditors For For M0101 10381
1.1 Elect Director Michael Bernstein For Withhold M0201 36254
1.2 Elect Director Steven Kriegsman For For M0201 36254
1.3 Elect Director Alan Wolin, Ph.D. For Withhold M0201 36254
1 Classify the Board of Directors For Against M0206 45680
1.1 Elect Director Maynard Jenkins For For M0201 56920
1.2 Elect Director James G. Bazlen For For M0201 56920
1.3 Elect Director Morton Godlas For For M0201 56920
1.4 Elect Director Terilyn A. Henderson For For M0201 56920
1.5 Elect Director Charles K. Marquis For For M0201 56920
1.6 Elect Director Charles J. Philippin For For M0201 56920
1.7 Elect Director William A. Shutzer For For M0201 56920
2 Ratify Auditors For For M0101 56920
2.1 Elect Director Julian R. Geiger For For M0201 45680
2.2 Elect Director John S. Mills For For M0201 45680
2.3 Elect Director Bodil Arlander For For M0201 45680
2.4 Elect Director Ronald L. Beegle For For M0201 45680
2.5 Elect Director Mary Elizabeth Burton For For M0201 45680
2.6 Elect Director Robert B. Chavez For For M0201 45680
2.7 Elect Director David Edwab For For M0201 45680
2.8 Elect Director John D. Howard For For M0201 45680
2.9 Elect Director David B. Vermylen For For M0201 45680
3 Approve Executive Incentive Bonus Plan For For M0535 45680
3 Approve Executive Incentive Bonus Plan For For M0535 56920
4 Approve Omnibus Stock Plan For For M0522 56920
1.1 Elect Director Donald R. Muzyka For For M0201 59314
1.2 Elect Director Jonathan M. Schofield For For M0201 59314
1.3 Elect Director Peter J. Clare For For M0201 59314
2 Amend Non-Employee Director Stock Option Plan For For M0526 59314
3 Amend Omnibus Stock Plan For For M0524 59314
1.1 Elect Director Nicole Vitullo For For M0201 16015
2 Amend Omnibus Stock Plan For Against M0524 16015
3 Amend Non-Employee Director Stock Option Plan For For M0526 16015
4 Ratify Auditors For For M0101 16015
1.1 Elect Director Rohit M. Desai For For M0201 27254
1.2 Elect Director Charles J. Hamm For For M0201 27254
1.3 Elect Director Scott M. Hand For For M0201 27254
1.4 Elect Director David L. Hinds For For M0201 27254
1.5 Elect Director Maria Fiorini Ramirez For For M0201 27254
1.6 Elect Director Donald M. Karp For For M0201 27254
1.7 Elect Director Robert B. Catell For For M0201 27254
1.8 Elect Director Robert W. Gelfman For For M0201 27254
2 Increase Authorized Common Stock For For M0304 27254
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Principal SmallCap Fund, Inc.
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By (Signature and Title) /s/ Arthur S. Filean
-------------------------------------------------------
Arthur S. Filean
Senior Vice President and Secretary
Date August 30, 2004
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