UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
Investment Company Act File No. 811-09235
First Defined Portfolio Fund, LLC
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Exact Name of Registrant as Specified in Declaration of Trust
1001 Warrenville Road, Suite 300, Lisle, Illinois 60532
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Address of Principal Executive Offices (Number, Street, City, State, Zip Code)
W. Scott Jardine
First Trust Portfolios L.P.
1001 Warrenville Road, Suite 300
Lisle, Illinois 60532
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Name and Address (Number, Street, City, State, Zip Code) of Agent for Service
(630) 241-4141
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Registrant's Telephone Number, including Area Code
Date of fiscal year end: December 31
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Date of reporting period: July 1, 2004 - June 30, 2005
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Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington
D.C. 20549. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. Section 3507.
Item 1. Proxy Voting Record
Target Managed VIP Portfolio
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
07/14/04 - A BT GROUP PLC (formerly British 05577E101 06/02/04
Telecommunications Plc)
Meeting for Holders of ADRs
1 Reports and Accounts. For For Mgmt
2 Remuneration Report. For For Mgmt
3 Final Dividend. For For Mgmt
4 Re-elect Sir Christopher Bland. For For Mgmt
5 Re-Elect Andy Green. For For Mgmt
6 Re-Elect Ian Livingston. For For Mgmt
7 Re-Elect John Nelson. For For Mgmt
8 Ratify Auditors For For Mgmt
9 Authority to Allot Shares. For For Mgmt
10 Authority to Allot Shares for Cash. For For Mgmt
(Special Resolution)
11 Authority to Purchase own Shares. For For Mgmt
(Special Resolution)
12 Authority for Political Donations. For For Mgmt
07/15/04 - A Centex Corp. *CTX* 152312104 05/27/04
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
07/16/04 - A Ameristar Casinos, Inc. *ASCA* 03070Q101 05/18/04
1 Elect Directors For Split Mgmt
1.1 Elect Director Craig H. Neilsen For Withhold
1.2 Elect Director Joseph E. Monaly For For
1.3 Elect Director J. William Richardson For For
07/21/04 - A Spectrum Brands Inc *SPC* 755081106 06/01/04
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
07/26/04 - A NATIONAL GRID TRANSCO PLC (formerly 636274102 06/14/04
National Grid Group Plc,
Meeting for Holders of ADRs
1 To Receive the Annual Report and Accounts For For Mgmt
2 To Declare a Final Dividend For For Mgmt
3 To Reappoint Mike Jesanis For For Mgmt
4 To Reappoint Maria Richter For For Mgmt
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
5 To Reappoint James Ross For For Mgmt
6 To Reappoint John Grant For For Mgmt
7 To Reappoint Edward Astle For For Mgmt
8 Ratify Auditors For For Mgmt
9 To Approve the Directors Remuneration Report For For Mgmt
10 To Authorise the Directors to Allot Shares For For Mgmt
11 To Dis-Apply Pre-Emptions Rights (Special For For Mgmt
Resolution)
12 To Authorise the Company to Purchase its For For Mgmt
Own Shares (Special Resolution)
13 To Amend the Company's Articles of For For Mgmt
Association (Special Resolution)
14 To Cancel the Special Share (Special For For Mgmt
Resolution)
07/27/04 - A Eagle Materials Inc. *EXP* 26969P108 06/03/04
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
07/27/04 - A Eagle Materials Inc. *EXP* 26969P207 06/03/04
1 Elect Directors For Split Mgmt
1.1 Elect Director F. William Barnett For For
1.2 Elect Director Frank W. Maresh For For
1.3 Elect Director Steven R. Rowley For Withhold
2 Ratify Auditors For For Mgmt
07/29/04 - A Electronic Arts, Inc. *ERTS* 285512109 06/08/04
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Employee Stock Purchase Plan For For Mgmt
4 Amend Articles to Consolidate Common Stock For For Mgmt
5 Increase Authorized Common Stock For For Mgmt
6 Ratify Auditors For For Mgmt
08/24/04 - A School Specialty, Inc. *SCHS* 807863105 07/06/04
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
08/25/04 - S Abn Amro Holding Nv 000937102 07/29/04
Meeting for Holders of ADRs
1 Amendment of the Articles of Association of For For Mgmt
ABN AMRO (the Articles of Association ) in
connection with the issue of the Financing
Preference Shares and the conditional
cancellation of the Financing Preference
Shares
2 Amendment of the existing authorization For For Mgmt
granted to the Managing Board at the
General Meeting of Shareholders dated April
29, 2004 to issue Ordinary Shares and
Convertible Preference Shares, or to grant
rights to take up such Classes of Shares,
to the ext
3 Approval of the cancellation of the listing For For Mgmt
of the ABN AMRO holding N.V. Securities
from the Singapore Exchange
09/13/04 - A Patterson Cos Inc. *PDCO* 703395103 07/19/04
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
09/13/04 - A Saxon Capital Inc. *SAX* 80556P302 08/03/04
1 Approve Merger Agreement For For Mgmt
2 Elect Directors For Withhold Mgmt
3 Amend Omnibus Stock Plan For Against Mgmt
4 Approve Employee Stock Purchase Plan For For Mgmt
09/15/04 - S Engineered Support Systems, Inc. 292866100 08/02/04
*EASI*
1 Increase Authorized Common Stock For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Adjourn Meeting For Against Mgmt
09/15/04 - A Symantec Corp. *SYMC* 871503108 07/20/04
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
3 Approve Omnibus Stock Plan For For Mgmt
4 Amend Outside Director Stock in Lieu of For For Mgmt
Cash Plan
5 Ratify Auditors For For Mgmt
09/17/04 - A Polymedica Corp. *PLMD* 731738100 07/26/04
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
09/20/04 - A Nike, Inc. *NKE* 654106103 07/26/04
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
09/22/04 - A Magnum Hunter Resources, Inc. 55972F203 08/09/04
1 Elect Directors For Split Mgmt
1.1 Elect Director Matthew C. Lutz For Withhold
1.2 Elect Director John H. Trescot, Jr. For For
1.3 Elect Director Donald A. Erickson For For
2 Approve Omnibus Stock Plan For Against Mgmt
3 Ratify Auditors For For Mgmt
10/08/04 - A Isle Of Capri Casinos, Inc. *ISLE* 464592104 08/27/04
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
10/13/04 - A AAR Corp. *AIR* 000361105 08/16/04
1 Elect Directors For For Mgmt
10/21/04 - A Applied Films Corp. *AFCO* 038197109 08/20/04
1 Elect Directors For For Mgmt
1.4 Elect Company Secretary For For Mgmt
2 Ratify Auditors For For Mgmt
10/22/04 - A Dionex Corp. *DNEX* 254546104 09/07/04
1 Elect Directors For Split Mgmt
1.1 Elect Director David L. Anderson For For
1.2 Elect Director A. Blaine Bowman For Withhold
1.3 Elect Director Lukas Braunschweiler For Withhold
1.4 Elect Director B.J. Moore For For
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
1.5 Elect Director Riccardo Pigliucci For For
1.6 Elect Director Michael W. Pope For Withhold
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
10/29/04 - A SRA International, Inc. *SRX* 78464R105 09/17/04
1 Elect Directors For Withhold Mgmt
2 Approve Employee Stock Purchase Plan For For Mgmt
3 Ratify Auditors For For Mgmt
11/03/04 - A Coach, Inc. *COH* 189754104 09/15/04
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
11/17/04 - A Pall Corp. *PLL* 696429307 09/28/04
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
11/18/04 - A Cisco Systems, Inc. *CSCO* 17275R102 09/20/04
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Pay Disparity Against Against ShrHoldr
12/07/04 - A Thor Industries, Inc. *THO* 885160101 10/18/04
1 Elect Directors For Split Mgmt
1.1 Elect Director H. Coleman Davis For Withhold
1.2 Elect Director Peter B. Orthwein For Withhold
1.3 Elect Director William C. Tomson For For
01/10/05 - A Actuant Corp *ATU* 00508X203 11/17/04
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
01/12/05 - A MOOG Inc. *MOG.A* 615394202 12/01/04
1 Increase Authorized Common Stock For For Mgmt
2 Elect Directors For For Mgmt
3 Ratify Auditors For For Mgmt
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
01/24/05 - A BankUnited Financial Corp. *BKUNA* 06652B103 12/03/04
1 Elect Directors For For Mgmt
01/25/05 - A Franklin Resources, Inc. *BEN* 354613101 11/30/04
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Increase Authorized Common Stock For For Mgmt
01/27/05 - A D.R. Horton, Inc. *DHI* 23331A109 12/02/04
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
3 Other Business For Against Mgmt
02/01/05 - A Imperial Tobacco Group Plc 453142101 12/17/04
1 To receive the Reports of the Directors and For For Mgmt
Auditors and the Accounts for the Financial
Year Ending September 30, 2004.
2 To Receive and Approve the Directors For For Mgmt
Remuneration Report and the Auditors Report
for the Financial Year Ending September 30,
2004.
3 To Declare a Final Dividend of 35 pence per For For Mgmt
Ordinary Share of 10 Pence each payable on
February 18, 2005 to those Shareholders on
the register at the Close Of Business on
January 21, 2005.
4 Elect Directors For For Mgmt
5 Ratify Auditors For For Mgmt
6 To authorize the Directors to set the For For Mgmt
Remuneration of the Auditors.
7 Approval to make donations to EU Political For For Mgmt
Organization: Imperial Tobacco Group Plc
8 Approval to make donations to eu political For For Mgmt
organization: imperial tobacco limited
9 Approval to make donations to EU Political For For Mgmt
Organization: Imperial Tobacco
International Limited
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
10 Approval to make donations to EU political For For Mgmt
organization: Van Nelle Tabak Nederland B.V.
11 Approval to make donations to EU Political For For Mgmt
Organization: John Player & Sons Limited
12 Approval to make donations to EU Political For For Mgmt
organization: Reemtsma Cigarettenfabriken
GMBH
13 Approval to make donations to EU Political For For Mgmt
Organization: ETS L. LACROIX FILS NV/SA
14 That the Directors are Authorized to make For For Mgmt
Amendments to the new Imperial Tobacco
Group International Sharesave Plan.
15 Approval of the Amended Rules of the For For Mgmt
Imperial Tobacco Group Share Matching
Scheme.
16 Approval of the Amended Rules of the For For Mgmt
Imperial Tobacco Group Long Term Incentive
Plan.
17 That the Directors be empowered to allot For For Mgmt
Relevant Securities.
18 Approval of the Disapplication of For For Mgmt
Pre-Emption Rights.
19 That the Company be Authorized to make For For Mgmt
market Purchases of Ordinary Shares of the
Company including Treasury Shares.
02/16/05 - A Griffon Corp. *GFF* 398433102 01/03/05
1 Elect Directors For For Mgmt
02/23/05 - A Genesis Healthcare Corp. *GHCI* 37184D101 01/07/05
1 Elect Directors For For Mgmt
2 Amend Stock Option Plan For For Mgmt
02/28/05 - A Hologic, Inc. *HOLX* 436440101 01/06/05
1 Elect Directors For For Mgmt
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
03/08/05 - A QUALCOMM Inc. *QCOM* 747525103 01/07/05
1 Elect Directors For Split Mgmt
1.1 Elect Director Robert E. Kahn For For
1.2 Elect Director Duane A. Nelles For Withhold
1.3 Elect Director Brent Scowcroft For For
2 Declassify the Board of Directors and For For Mgmt
Eliminate Cumulative Voting
3 Increase Authorized Common Stock For For Mgmt
4 Amend Articles For For Mgmt
5 Ratify Auditors For For Mgmt
03/11/05 - A NCI Building Systems, Inc. *NCS* 628852105 01/10/05
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
03/24/05 - A Sears Holdings Corp *SHLD* 498780105 01/26/05
1 Approve Merger Agreement For For Mgmt
2 Exclusion of Bankruptcy-Related Charter For For Mgmt
Provision
3 Exclude Rights of Designated Stockholders For For Mgmt
to Designate Directors to the Board of
Directors
4 Approve Equity Grants to Aylwin B. Lewis For For Mgmt
04/20/05 - A Arkansas Best Corp. *ABFS* 040790107 02/22/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
04/20/05 - A C. R. Bard, Inc. *BCR* 067383109 02/28/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Adopt ILO based Code of Conduct Against For ShrHoldr
04/21/05 - A Aegon NV 007924103 03/02/05
Meeting for Holders of ADR's
1 Approval of the Adoption of the For For Mgmt
Annual Accounts 2004.
2 Approval of the Final Dividend 2004. For For Mgmt
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
3 Approval of the Resolution to release the For For Mgmt
Members of the Executive Board from for
liability their Duties.
4 Approval of the Resolution to release the For For Mgmt
Members of the Supervisory Board from
liability for their duties.
5 Ratify Auditors For For Mgmt
6 Approval of the Amendment to the Articles For For Mgmt
of Incorporation of the Company.
7 Approval of the Athorization to execute the For For Mgmt
Amendment of the Articles of Incorporation
of the Company.
8 Approval of the Remuneration Supervisory For For Mgmt
Board members.
9 Approval of the Rappointment of Mr. D.J. For For Mgmt
Shepard to the Executive Board.
10 Approval of the Reappointment of Mr. J.B.M. For For Mgmt
Streppel to the Executive Board.
11 Approval of the Appointment of Mr. S. Levy For For Mgmt
to the Supervisory Board.
12 Approval of the Reappointment of Mr. D.G. For For Mgmt
Eustace to the Supervisory Board.
13 Approval of the Reappointment of Mr. W.F.C. For For Mgmt
Stevens to the Supervisory Board.
14 Approval of the Authorization to issue For Against Mgmt
Shares of the Company.
15 Approval of the Authorization to restrict For For Mgmt
or exclude pre-emptive rights upon issuing
Shares of the Company.
16 Approval of the Authorization to issue For For Mgmt
Shares of the Company under incentive plans.
17 Approval of the Authorization to acquire For For Mgmt
Shares of the Company.
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
04/21/05 - A ALLTEL Corp. *AT* 020039103 02/24/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/25/05 - A Bellsouth Corp. *BLS* 079860102 03/07/05
1 Elect Directors For Split Mgmt
1.1 Elect Director F. Duane Ackerman For For
1.2 Elect Director Reuben V. Anderson For For
1.3 Elect Director James H. Blanchard For For
1.4 Elect Director J. Hyatt Brown For Withhold
1.5 Elect Director Armando M. Codina For For
1.6 Elect Director Kathleen F. Feldstein For For
1.7 Elect Director James P. Kelly For For
1.8 Elect Director Leo F. Mullin For For
1.9 Elect Director William S. Stavropoulos For For
1.10 Elect Director Robin B. Smith For For
2 Ratify Auditors For For Mgmt
3 Political Contributions Against Against ShrHoldr
04/26/05 - A ING Groep NV 456837103 03/21/05
Meeting for Holders of ADR's
1 Annual Accounts for 2004. For For Mgmt
2 Dividend for 2004. For For Mgmt
3 Discharge of the Executive Board in respect For For Mgmt
of the duties performed during the year
2004.
4 Discharge of the Supervisory Board in For For Mgmt
respect of the duties performed during the
year 2004.
5 ING's response to the Dutch Corporate For For Mgmt
Governance Code.
6 Reappointment of Luella Gross Goldberg. For For Mgmt
7 Reappointment of Godfried Van Der Lugt. For For Mgmt
8 Appointment of Jan Hommen. For For Mgmt
9 Appointment of Christine Lagarde. For For Mgmt
10 Maximum number of Stock Options and For For Mgmt
performance shares to be granted to members
of the Executive Board for 2004.
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
11 Authorization to issue Ordinary Shares with For For Mgmt
or without Preferential Rights.
12 Authorization to issue Preference B shares For For Mgmt
with or without Preferential Rights.
13 Authorization to acquire Shares or For For Mgmt
Depositary Receipts for Shares in its own
Capital.
04/26/05 - A International Business Machines Corp. 459200101 02/25/05
*IBM*
1 Elect Directors For Split Mgmt
1.1 Elect Director Cathleen Black For For
1.2 Elect Director Kenneth I. Chenault For For
1.3 Elect Director Juergen Dormann For For
1.4 Elect Director Michael L. Eskew For Withhold
1.5 Elect Director Carlos Ghosn For For
1.6 Elect Director Charles F. Knight For For
1.7 Elect Director Minoru Makihara For For
1.8 Elect Director Lucio A. Noto For For
1.9 Elect Director Samuel J. Palmisano For For
1.10 Elect Director Joan E. Spero For For
1.11 Elect Director Sidney Taurel For For
1.12 Elect Director Charles M. Vest For For
1.13 Elect Director Lorenzo H. Zambrano For For
2 Ratify Auditors For For Mgmt
3 Restore or Provide for Cumulative Voting Against For ShrHoldr
4 Eliminate Age Discrimination in Retirement Against Against ShrHoldr
Benefits
5 Calculate Executive Salary Without Regard Against For ShrHoldr
to Pension Income
6 Expense Stock Options Against Against ShrHoldr
7 Report on Executive Compensation Against Against ShrHoldr
8 Report on Outsourcing Against Against ShrHoldr
04/26/05 - A Moody's Corporation *MCO* 615369105 03/01/05
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Ratify Auditors For For Mgmt
04/26/05 - A Paccar Inc. *PCAR* 693718108 02/28/05
1 Elect Directors For For Mgmt
2 Declassify the Board of Directors Against For ShrHoldr
3 Amend Bylaws to Provide for Director Against For ShrHoldr
Nominees to be Elected by Majority Vote
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
04/26/05 - A Paxar Corp. *PXR* 704227107 03/23/05
1 Elect Directors For Split Mgmt
1.1 Elect Director Jack Becker For Withhold
1.2 Elect Director Leo Benatar For For
1.3 Elect Director Victor Hershaft For For
1.4 Elect Director David E. McKinney For For
1.5 Elect Director James R. Painter For For
1.6 Elect Director Roger M. Widmann For For
04/26/05 - A Sonosite Inc. *SONO* 83568G104 03/08/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Approve Qualified Employee Stock Purchase For For Mgmt
Plan
04/26/05 - A The Black & Decker Corp. *BDK* 091797100 02/22/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Restricted Stock Plan For For Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
5 Performance- Based/Indexed Options Against Against ShrHoldr
6 Limit Executive Compensation Against Against ShrHoldr
04/27/05 - A HBOS PLC 42205M106 03/17/05
Meeting for Holders of ADR's
1 To receive the Report and Accounts For For Mgmt
2 To approve the Report on Remuneration For For Mgmt
Policy and Practice
3 To declare a Final Dividend For For Mgmt
4 To Elect Mark Tucker None Abstain Mgmt
5 To Re-Elect Dennis Stevenson For For Mgmt
6 To Re-Elect Charles Dunstone For For Mgmt
7 To Re-Elect Colin Matthew For For Mgmt
8 To Re-Elect Anthony Hobson For For Mgmt
9 Ratify Auditors For For Mgmt
10 To Authorize the Allotment of Shares For For Mgmt
for cash
11 To Authorize the Repurchase of Ordinary For For Mgmt
Shares
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
12 To approve Political Donations and For For Mgmt
Expenditure
13 To Approve the Increase in Authorized For For Mgmt
Share Capital
04/27/05 - A W.W. Grainger, Inc. *GWW* 384802104 03/07/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
04/28/05 - A Abn Amro Holding Nv 000937102 03/30/05
Meeting for Holders of ADR's
1 Approval of the 2004 Financial Statements. For For Mgmt
2 Discharge of the Members of the Managing For For Mgmt
Board in respect of their management during
the past financial year.
3 Discharge of the Members of the Supervisory For For Mgmt
Board in respect of their supervision
during the past financial year.
4 Approval of the Managing Board compensation For For Mgmt
policy.
5 Nomination for the Appointment of Robert For For Mgmt
(Rob) F. Van Den Bergh.
6 Nomination for the Appointment of Anthony For For Mgmt
(Thony) Ruys.
7 Proposal to amend the Articles of For For Mgmt
Association in connection with the implementation
of the Structure Act (Structuurwet) and the Dutch
Corporate Governance Code.
8 Authorize the Managing Board, subject to For For Mgmt
the approval of the Supervisory Board, to
have the Company acquire for a
consideration Shares in its own capital.
9 To issue Ordinary Shares, Convertible For For Mgmt
Preference Shares and Preference Financing
Shares.
10 To restrict or exclude the pre-emptive For For Mgmt
rights granted to Shareholders by law or
the Articles of Association.
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
04/28/05 - A Adobe Systems Inc. *ADBE* 00724F101 03/01/05
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Non-Employee Director Stock Option For For Mgmt
Plan
4 Expense Stock Options Against For ShrHoldr
5 Review/Limit Executive Compensation Against For ShrHoldr
6 Ratify Auditors For For Mgmt
04/28/05 - A Barclays Plc 06738E204 03/22/05
Meeting for Holders of ADR's
1 To Receive the Directors and Auditors For For Mgmt
Reports and the accounts for the Year
Ended 31stDecember 2004.
2 To Approve the Report on Remuneration for For For Mgmt
the Year Ended 31st December 2004.
3 That Sir Andrew Likierman be Re-Elected a For For Mgmt
Director of the Company.
4 That Leigh Clifford be Re-Elected a For For Mgmt
Director of the Company.
5 That Matthew Barrett be Re-Elected a For For Mgmt
Director of the Company.
6 That John Varley be Re-Elected a Director For For Mgmt
of the Company.
7 That David Arculus be Re-Elected a Director For For Mgmt
of the Company.
8 That Sir Nigel Rudd be Re-Elected a For For Mgmt
Director of the Company.
9 Ratify Auditors For For Mgmt
10 To Authorise the Directors to set the For For Mgmt
Remuneration of the Auditors.
11 To Approve the Performance Share Plan (PSP). For For Mgmt
12 To give the Directors the Authority to For For Mgmt
Establish Supplements or Appendices to the
PSP.
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
13 To Renew the Authority given to Directors For For Mgmt
to allot Securities.
14 To Renew the Authority given to Directors For For Mgmt
to Allot Securities for cash other than on
a pro-rata basis and sell Treasury Shares
15 To Renew the Company's Authority to For For Mgmt
Purchase its own Shares. *** Voting Cut-Off
Date: No Later Than April 21, 2005
04/28/05 - A British American Tobacco Plc 110448107 03/22/05
Meeting for Holders of ADR's
1 To Receive the 2004 Report and Accounts For For Mgmt
2 To Approve the 2004 Remuneration Report For For Mgmt
3 To Declare a Dividend For For Mgmt
4 Ratify Auditors For For Mgmt
5 To Authorise the Directors to agree the For For Mgmt
Auditors Remuneration
6 Elect Directors For For Mgmt
7 To Renew the Directors authority to Allot For For Mgmt
Shares
8 To Renew the Directors authority to For For Mgmt
Disapply Pre-Emption Rights
9 To Authorise The Company To Purchase Its For For Mgmt
Own Shares
10 To Authorise the Company to make Political For For Mgmt
Donations and to incur Political
Expenditure in the European Union
11 To Amend the Rules of the Long Term Stock For For Mgmt
Based Incentive Plan
04/28/05 - A Johnson & Johnson *JNJ* 478160104 03/01/05
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
04/28/05 - A Overnite Corp. *OVNT* 690322102 02/24/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
04/28/05 - A Pfizer Inc. *PFE* 717081103 03/02/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Establish Term Limits for Directors Against Against ShrHoldr
4 Report on Pharmaceutical Price Restraint Against Against ShrHoldr
5 Review and Report on Drug Reimportation Against Against ShrHoldr
Policy
6 Report on Political Contributions Against Against ShrHoldr
7 Report on Product Availability in Canada Against For ShrHoldr
8 Separate Chairman and CEO Positions Against For ShrHoldr
04/30/05 - A Harley-Davidson, Inc. *HDI* 412822108 03/09/05
1 Elect Directors For For Mgmt
2 Approve/Amend Employee Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/03/05 - A Building Material Holding Corp. *BMHC* 120113105 03/10/05
1 Elect Directors For Split Mgmt
1.1 Elect Director Robert E. Mellor For For
1.2 Elect Director Alec F. Beck For For
1.3 Elect Director Sara L. Beckman For For
1.4 Elect Director H. James Brown For For
1.5 Elect Director James K. Jennings, Jr. For For
1.6 Elect Director R. Scott Morrison, Jr. For For
1.7 Elect Director Peter S. O'Neill For For
1.8 Elect Director Richard G. Reiten For Withhold
2 Increase Authorized Common Stock For For Mgmt
3 Ratify Auditors For For Mgmt
05/03/05 - A UST Inc. *UST* 902911106 03/09/05
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Adopt Policy on Internet Advertising Against Against ShrHoldr
05/04/05 - A NVR, Inc. *NVR* 62944T105 03/01/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Stock Option Plan For Against Mgmt
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
05/04/05 - A PepsiCo, Inc. *PEP* 713448108 03/11/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Corporate Political Contributions Against Against ShrHoldr
05/04/05 - A SAFECO Corp. *SAFC* 786429100 03/07/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
05/05/05 - A ConocoPhillips *COP* 20825C104 03/10/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Limit Executive Compensation Against Against ShrHoldr
4 Require a Majority Vote for the Election of Against For ShrHoldr
Directors
05/05/05 - A Lloyds TSB Group plc (formerly TSB 539439109 03/28/05
Group)
Meeting for Holders of ADR's
1 Receiving the Report And Accounts For For Mgmt
2 Approval of the Directors Remuneration For For Mgmt
Report
3 Election of Director: Sir Julian Horn-Smith For For Mgmt
4 Election of Director: Mr. G. T. Tate For For Mgmt
5 Re-Election of Director: Mr. G. J. N. For For Mgmt
Gemmell
6 Re-Election of Director: Mr. M. E. Fairey For For Mgmt
7 Re-Election of Director: Dr. D. S. Julius For For Mgmt
8 Ratify Auditors For For Mgmt
9 Directors Authority to set the Remuneration For For Mgmt
of the Auditors
10 Directors Authority to Allot Shares For For Mgmt
11 Directors Power to Issue Shares for Cash For For Mgmt
12 Authority for the Company to Purchase its For For Mgmt
Shares
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
05/06/05 - A Occidental Petroleum Corp. *OXY* 674599105 03/03/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Proposal Regarding Board Sponsored Proposals Against Against ShrHoldr
5 Submit Severance Agreement Against For ShrHoldr
(Change-in-Control) to Shareholder Vote
05/09/05 - A Lincare Holdings, Inc. *LNCR* 532791100 03/31/05
1 Elect Directors For For Mgmt
05/09/05 - A Option Care, Inc. *OPTN* 683948103 04/01/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/10/05 - A ANSYS, Inc. *ANSS* 03662Q105 03/15/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/10/05 - A Cal Dive International, Inc. *CDIS* 127914109 03/23/05
1 Elect Directors For For Mgmt
2 Amend Articles For For Mgmt
3 Amend Articles For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
05/10/05 - A Gilead Sciences, Inc. *GILD* 375558103 03/22/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Report on Impact of HIV/AIDS, TB, and Against For ShrHoldr
Malaria Pandemics
05/10/05 - A Nash Finch Co. *NAFC* 631158102 03/17/05
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
05/10/05 - A Swift Energy Co. *SFY* 870738101 03/21/05
1 Elect Directors For For Mgmt
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/10/05 - A Whiting Petroleum Corp. *WLL* 966387102 03/16/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/11/05 - A Berry Petroleum Co. *BRY* 085789105 03/14/05
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
05/11/05 - A Southwestern Energy Co. *SWN* 845467109 03/03/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Approve Increase Bond Indebtedness For For Mgmt
05/11/05 - A Unilever Plc 904767704 03/16/05
Meeting for Holders of ADR's
1 To Receive the Report and Accounts for the For For Mgmt
Year Ended December 31, 2004.
2 To Approve the Directors Remuneration For Abstain Mgmt
Report for the Year Ended December 31, 2004.
3 To Declare a Dividend of 12.82 Pence on the For For Mgmt
Ordinary Shares.
4 Elect Directors For For Mgmt
5 Ratify Auditors For For Mgmt
6 To Authorize the Directors to fix the For For Mgmt
Auditors Remuneration.
7 To Renew the Authority to Directors to For For Mgmt
Issue Shares.
8 To Renew the Authority to Directors to For For Mgmt
Disapply Pre-Emption Rights.
9 To Renew the Authority to the Company to For For Mgmt
Purchase its own Shares.
10 To change the Articles in relation to the For For Mgmt
appointment of a Group Chief Executive.
11 To Change the Articles in relation to For For Mgmt
Directors Indemnification.
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
12 To Approve the Unilever Global For For Mgmt
Performance Share Plan 2005.
13 To Approve the Unilever Plc 2005 For For Mgmt
Sharesave Plan.
05/11/05 - A Ventana Medical Systems, Inc. *VMSI* 92276H106 03/18/05
1 Ratify Auditors For For Mgmt
2 Elect Directors For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Amend Non-Employee Director Omnibus Stock For Against Mgmt
Plan
5 Approve Omnibus Stock Plan For Against Mgmt
6 Approve Qualified Employee Stock Purchase For For Mgmt
Plan
05/12/05 - A CenturyTel, Inc. *CTL* 156700106 03/22/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Approve Non-Employee Director Omnibus Stock For For Mgmt
Plan
5 Approve Executive Incentive Bonus Plan For For Mgmt
05/12/05 - A Nucor Corp. *NUE* 670346105 03/14/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
05/16/05 - A LCA-Vision Inc. *LCAV* 501803308 03/28/05
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
05/17/05 - A AK Steel Holding Corp. *AKS* 001547108 03/25/05
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
05/17/05 - A Equifax Inc. *EFX* 294429105 03/09/05
1 Elect Directors For For Mgmt
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
2 Ratify Auditors For For Mgmt
05/17/05 - A Georgia Gulf Corp. *GGC* 373200203 03/28/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/17/05 - A Peet's Coffee & Tea Inc *PEET* 705560100 03/28/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/17/05 - A Texas Capital Bancshares Inc *TCBI* 88224Q107 03/28/05
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
05/18/05 - A Intel Corp. *INTC* 458140100 03/21/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
05/18/05 - A Laboratory Corporation of America 50540R409 03/31/05
Holdings *LH*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/18/05 - A United Fire & Casualty Co. *UFCS* 910331107 04/01/05
1 Elect Directors For For Mgmt
2 Approve Non-Employee Director Stock For For Mgmt
Option Plan
3 Increase Authorized Common Stock For For Mgmt
4 Other Business For Against Mgmt
05/18/05 - A Zenith National Insurance Corp. *ZNT* 989390109 03/21/05
1 Elect Directors For For Mgmt
2 Amend Restricted Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
05/19/05 - A C.H. Robinson Worldwide, Inc. *CHRW* 12541W100 03/28/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
05/19/05 - A OMI Corporation - New *OMM* Y6476W104 03/21/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/19/05 - A SLM Corp. *SLM* 78442P106 03/21/05
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/20/05 - A TXU Corp. *TXU* 873168108 03/21/05
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/24/05 - A Bright Horizons Family Solutions, Inc. 109195107 04/01/05
*BFAM*
1 Elect Directors For For Mgmt
05/24/05 - A United Industrial Corp. *UIC* 910671106 04/01/05
1 Elect Directors For Split Mgmt
1.1 Elect Director Glen M. Kassan For For
1.2 Elect Director Warren G. Lichtenstein For Withhold
1.3 Elect Director Gen. R.I. Neal (ret.) For For
1.4 Elect Director Frederick M. Strader For For
2 Ratify Auditors For For Mgmt
05/24/05 - A Urban Outfitters, Inc. *URBN* 917047102 03/28/05
1 Elect Directors For Split Mgmt
1.1 Elect Director Richard A. Hayne For Withhold
1.2 Elect Director Scott A. Belair For Withhold
1.3 Elect Director Harry S. Cherken, Jr. For Withhold
1.4 Elect Director Joel S. Lawson III For For
1.5 Elect Director Glen T. Senk For Withhold
1.6 Elect Director Robert H. Strouse For For
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
2 Amend Omnibus Stock Plan For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
05/25/05 - A Exxon Mobil Corp. *XOM* 30231G102 04/06/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Political Contributions/Activities Against Against ShrHoldr
4 Review/Limit Executive Compensation Against Against ShrHoldr
5 Nominate Independent Directors with Against Against ShrHoldr
Industry Experience
6 Report on Payments to Indonesian Military Against Against ShrHoldr
7 Adopt Policy Prohibiting Discrimination Against For ShrHoldr
based on Sexual Orientation
8 Report on Potential Damage of Drilling in Against Against ShrHoldr
Protected Regions
9 Disclose Information Supporting the Company Against Against ShrHoldr
Position on Climate Change
10 Report on Company Policies for Compliance Against For ShrHoldr
with the Kyoto Protocol
05/25/05 - A GlaxoSmithKline PLC (formerly Glaxo 37733W105 03/11/05
Wellcome Plc )
Meeting for Holders of ADR's
1 Directors Report and Financial Statements For For Mgmt
2 Remuneration Report For For Mgmt
3 To Elect Sir Christopher Gent as a Director For For Mgmt
4 To Elect Sir Deryck Maughan as a Director For For Mgmt
5 To Elect Mr. Julian Heslop as a Director For For Mgmt
6 To Re-Elect Dr. Jean-Pierre Garnier as a For For Mgmt
Director
7 To Re-Elect Sir Ian Prosser as a Director For For Mgmt
8 To Re-Elect Dr. Ronaldo Schmitz as a For For Mgmt
Director
9 To Re-Elect Dr Lucy Shapiro as a Director For For Mgmt
10 Ratify Auditors For For Mgmt
11 Remuneration of Auditors For For Mgmt
12 To Authorise the Company to make donations For For Mgmt
to Eu political organisations and incur Eu
political expenditure
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
13 Disapplication of Pre-Emption Rights For For Mgmt
14 Authority for the Company to purchase its For For Mgmt
own Shares
15 Insertion of New Article 48a Into Articles For For Mgmt
of Association
16 Deletion of Article 154.2 of Articles of For For Mgmt
Association
17 Amendment of Article 81 of Articles of For For Mgmt
Association
05/25/05 - A Superior Energy Services, Inc. *SPN* 868157108 03/31/05
1 Elect Directors For Split Mgmt
1.1 Elect Director Enoch L. Dawkins For Withhold
1.2 Elect Director James M. Funk For For
1.3 Elect Director Terence E. Hall For For
1.4 Elect Director Ernest E. Howard, III For For
1.5 Elect Director Richard A. Pattarozzi For For
1.6 Elect Director Justin L. Sullivan For For
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/26/05 - A Accredited Home Lenders Holding Co. 00437P107 03/30/05
*LEND*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/26/05 - A ENDESA S.A. 29258N107 05/02/05
Meeting For Holders of ADR's
1 Approval of the Annual Accounts (Balance For For Mgmt
Sheet, Income Statement and Annual Report)
of the Company and of its Consolidated
Group.
2 Approval of the Application of Fiscal Year For For Mgmt
earnings and Dividend Distribution.
3 Ratify Auditors For For Mgmt
4 Approval of the Authorization for the For For Mgmt
Company and its Subsidiaries to be able to
acquire Treasury Stock.
5 Approval of the Delegation to the Board of For For Mgmt
Directors of the authority to resolve a Share
Capital Increase.
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
6 Approval of the Delegation to the Board of For For Mgmt
Directors for a period of five years of the
authority to issue Simple, Non-Convertible
Bonds, Preference Shares, Promissory Notes
and other Fixed Income Securities.
7 Approval of the Re-election of Directors. For For Mgmt
8 Approval of the Appointment of Directors. For For Mgmt
9 Approval of the Authorization to the Board For For Mgmt
of Directors for the Execution,
Implementation and Correction, as the case
may be, of the Resolutions Adopted by the
General Meeting.
05/26/05 - A ENEL SpA 29265W108 04/15/05
Meeting for Holders of ADRs
1 Approval of the Financial Statements of For For Mgmt
Enel S.P.A. for the Year Ended December 31,
2004. Reports of the Board of Directors,
the Board of Statutory Auditors and the
External Auditors, Related Resolutions,
Presentation of the Consolidated Financial
Statement
2 Approval of the Allocation of the Net For For Mgmt
Income for the year, as set forth in the
Company's Notice of Meeting Enclosed Herewith.
3 Ratify Auditors For For Mgmt
4 Procedure For Electing The Board Of For For Mgmt
Directors By Slate Vote, As Set Forth In
The Company S Notice Of Meeting Enclosed
Herewith.
5 Delegation To The Board of Directors of the For For Mgmt
Power to Increase the Share Capital in
connection with the 2005 Stock-Option Plan
by a Maximum Amount of 28,757,000 Euro
through the Issue of Ordinary Shares
Reserved for Executives of Enel S.P.A.
and/or Subsidiaries
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
05/26/05 - A First Cash Financial Services, Inc 31942D107 04/12/05
*FCFS*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/26/05 - A Home Depot, Inc. (The) *HD* 437076102 03/28/05
1 Elect Directors For Split Mgmt
1.1 Elect Director Gregory D. Brenneman For For
1.2 Elect Director Richard H. Brown For For
1.3 Elect Director John L. Clendenin For For
1.4 Elect Director Berry R. Cox For For
1.5 Elect Director Claudio X. Gonzalez For Withhold
1.6 Elect Director Milledge A. Hart, III For For
1.7 Elect Director Bonnie G. Hill For For
1.8 Elect Director Laban P. Jackson, Jr. For For
1.9 Elect Director Lawrence R. Johnston For For
1.10 Elect Director Kenneth G. Langone For For
1.11 Elect Director Robert L. Nardelli For For
1.12 Elect Director Thomas J. Ridge For For
2 Ratify Auditors For For Mgmt
3 Amend Nomination Procedures for the Board For Against Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
5 Prepare Diversity Report Against For ShrHoldr
6 Require a Majority Vote for the Election of Against For ShrHoldr
Directors
7 Limit Executive Compensation Against Against ShrHoldr
8 Submit Severance Agreement Against For ShrHoldr
(Change-in-Control) to Shareholder Vote
9 Performance- Based/Indexed Options Against Against ShrHoldr
10 Performance- Based/Indexed Options Against For ShrHoldr
11 Affirm Political Nonpartisanship Against Against ShrHoldr
05/26/05 - A Park-Ohio Holdings Corp. *PKOH* 700666100 04/01/05
1 Elect Directors For For Mgmt
05/26/05 - A Symyx Technologies, Inc. *SMMX* 87155S108 03/28/05
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
05/26/05 - A Universal American Financial Corp. 913377107 04/04/05
*UHCO*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/03/05 - A GARMIN LTD *GRMN* G37260109 04/18/05
Meeting for Holders of ADRs
1 Elect Directors For For Mgmt
2 Approval of the Garmin Ltd. 2005 Equity For For Mgmt
Incentive Plan
06/07/05 - A The TJX Companies, Inc. *TJX* 872540109 04/18/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors For For Mgmt
4 Adopt ILO-Based Code of Conduct Against Against ShrHoldr
5 Review Vendor Standards Against Against ShrHoldr
6 Require a Majority Vote for the Against For ShrHoldr
Election of Directors
06/10/05 - A Petroleum Development Corp. *PETD* 716578109 05/06/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Restricted Stock Plan For For Mgmt
06/13/05 - A InfoCrossing Inc. *IFOX* 45664X109 04/29/05
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
06/13/05 - A Mannatech Inc. *MTEX* 563771104 04/19/05
1 Elect Directors For Split Mgmt
1.1 Elect Director Terry L. Persinger For Withhold
1.2 Elect Director Alan D. Kennedy For For
1.3 Elect Director Dr. John S. Axford For Withhold
1.4 Elect Director Donald A. Buchholz For For
2 Ratify Auditors For For Mgmt
06/14/05 - A Cognizant Technology Solutions Corp. 192446102 04/18/05
*CTSH*
1 Elect Directors For For Mgmt
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
06/15/05 - A American Eagle Outfitters, Inc. *AEOS* 02553E106 04/22/05
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
06/16/05 - A SI INTL INC *SINT* 78427V102 04/27/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
06/16/05 - A Verint Systems, Inc. *VRNT* 92343X100 04/27/05
1 Elect Directors For Split Mgmt
1.1 Elect Director Kobi Alexander For Withhold
1.2 Elect Director Avi T. Aronovitz For Withhold
1.3 Elect Director Paul D. Baker For Withhold
1.4 Elect Director Dan Bodner For Withhold
1.5 Elect Director Victor A. DeMarines For For
1.6 Elect Director David Kreinberg For Withhold
1.7 Elect Director David T. Ledwell For Withhold
1.8 Elect Director Kenneth A. Minihan For For
1.9 Elect Director Larry Myers For For
1.10 Elect Director Igal Nissim For Withhold
1.11 Elect Director Paul L. Robinson For Withhold
1.12 Elect Director Howard Safir For For
1.13 Elect Director William F. Sorin For Withhold
2 Ratify Auditors For For Mgmt
06/17/05 - A Biosite Inc *BSTE* 090945106 04/22/05
1 Elect Directors For Split Mgmt
1.1 Elect Director Anthony Demaria, M.D. For Withhold
1.2 Elect Director Howard E. Greene, Jr. For For
2 Amend Omnibus Stock Plan For Against Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Ratify Auditors For For Mgmt
06/23/05 - A Autodesk, Inc. *ADSK* 052769106 05/02/05
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
3 Approve Increase in Common Stock and a For For Mgmt
Stock Split
4 Approve Executive Incentive Bonus Plan For For Mgmt
5 Ratify Auditors For For Mgmt
06/23/05 - A PETsMART *PETM* 716768106 04/25/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
06/24/05 - A Jos. A. Bank Clothiers, Inc. *JOSB* 480838101 05/06/05
1 Elect Directors For Split Mgmt
1.1 Elect Director David A. Preiser For For
1.2 Elect Director Robert N. Wildrick For Withhold
2 Ratify Auditors For For Mgmt
06/29/05 - A Mobile Mini, Inc. *MINI* 60740F105 05/02/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
The Dow(sm) Dart 10 Portfolio
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
04/26/05 - A International Business Machines Corp. 459200101 02/25/05
*IBM*
1 Elect Directors For Split Mgmt
1.1 Elect Director Cathleen Black For For
1.2 Elect Director Kenneth I. Chenault For For
1.3 Elect Director Juergen Dormann For For
1.4 Elect Director Michael L. Eskew For Withhold
1.5 Elect Director Carlos Ghosn For For
1.6 Elect Director Charles F. Knight For For
1.7 Elect Director Minoru Makihara For For
1.8 Elect Director Lucio A. Noto For For
1.9 Elect Director Samuel J. Palmisano For For
1.10 Elect Director Joan E. Spero For For
1.11 Elect Director Sidney Taurel For For
1.12 Elect Director Charles M. Vest For For
1.13 Elect Director Lorenzo H. Zambrano For For
2 Ratify Auditors For For Mgmt
3 Restore or Provide for Cumulative Voting Against For ShrHoldr
4 Eliminate Age Discrimination in Retirement Against Against ShrHoldr
Benefits
5 Calculate Executive Salary Without Regard Against For ShrHoldr
to Pension Income
6 Expense Stock Options Against Against ShrHoldr
7 Report on Executive Compensation Against Against ShrHoldr
8 Report on Outsourcing Against Against ShrHoldr
04/26/05 - A Merck & Co., Inc. *MRK* 589331107 02/25/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Prohibit Awards to Executives Against Against ShrHoldr
4 Limit Executive Compensation Against Against ShrHoldr
5 Eliminate Animal Testing Against Against ShrHoldr
6 Separate Chairman and CEO Positions Against For ShrHoldr
7 Report on Product Availability in Canada Against For ShrHoldr
8 Report on Political Contributions Against Against ShrHoldr
9 Report on Operational Impact of HIV/AIDS, Against Against ShrHoldr
TB, and Malaria Pandemic
04/28/05 - A Altria Group, Inc. *MO* 02209S103 03/07/05
1 Elect Directors For Split Mgmt
1.1 Elect Director Elizabeth E. Bailey For For
1.2 Elect Director Harold Brown For For
1.3 Elect Director Mathis Cabiallavetta For For
1.4 Elect Director Louis C. Camilleri For For
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
1.5 Elect Director J. Dudley Fishburn For For
1.6 Elect Director Robert E. R. Huntley For For
1.7 Elect Director Thomas W. Jones For Withhold
1.8 Elect Director George Munoz For For
1.9 Elect Director Lucio A. Noto For For
1.10 Elect Director John S. Reed For For
1.11 Elect Director Carlos Slim Helu For For
1.12 Elect Director Stephen M. Wolf For For
2 Approve Omnibus Stock Plan For For Mgmt
3 Amend Non-Employee Director Stock Option For For Mgmt
Plan
4 Ratify Auditors For For Mgmt
5 Eliminate Animal Testing Against Against ShrHoldr
6 Product Warnings for Pregnant Women Against Against ShrHoldr
7 Cease Use of Light and Ultra Light in Against Against ShrHoldr
Cigarette Marketing
8 Apply Fire Safety Standards for Cigarettes Against Against ShrHoldr
04/28/05 - A Pfizer Inc. *PFE* 717081103 03/02/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Establish Term Limits for Directors Against Against ShrHoldr
4 Report on Pharmaceutical Price Restraint Against Against ShrHoldr
5 Review and Report on Drug Reimportation Against Against ShrHoldr
Policy
6 Report on Political Contributions Against Against ShrHoldr
7 Report on Product Availability in Canada Against For ShrHoldr
8 Separate Chairman and CEO Positions Against For ShrHoldr
04/29/05 - A SBC Communications Inc. *SBC* 78387G103 03/01/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Nonqualified Employee Stock For For Mgmt
Purchase Plan
4 Report on Political Contributions Against Against ShrHoldr
5 Report on Executive Compensation Against Against ShrHoldr
6 Performance- Based/Indexed Options Against Against ShrHoldr
7 Adopt Simple Majority Vote Against For ShrHoldr
05/18/05 - A Intel Corp. *INTC* 458140100 03/21/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
05/25/05 - A Exxon Mobil Corp. *XOM* 30231G102 04/06/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Political Contributions/Activities Against Against ShrHoldr
4 Review/Limit Executive Compensation Against Against ShrHoldr
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
5 Nominate Independent Directors with Against Against ShrHoldr
Industry Experience
6 Report on Payments to Indonesian Military Against Against ShrHoldr
7 Adopt Policy Prohibiting Discrimination Against For ShrHoldr
based on Sexual Orientation
8 Report on Potential Damage of Drilling in Against Against ShrHoldr
Protected Regions
9 Disclose Information Supporting the Company Against Against ShrHoldr
Position on Climate Change
10 Report on Company Policies for Compliance Against For ShrHoldr
with the Kyoto Protocol
05/26/05 - A Home Depot, Inc. (The) *HD* 437076102 03/28/05
1 Elect Directors For Split Mgmt
1.1 Elect Director Gregory D. Brenneman For For
1.2 Elect Director Richard H. Brown For For
1.3 Elect Director John L. Clendenin For For
1.4 Elect Director Berry R. Cox For For
1.5 Elect Director Claudio X. Gonzalez For Withhold
1.6 Elect Director Milledge A. Hart, III For For
1.7 Elect Director Bonnie G. Hill For For
1.8 Elect Director Laban P. Jackson, Jr. For For
1.9 Elect Director Lawrence R. Johnston For For
1.10 Elect Director Kenneth G. Langone For For
1.11 Elect Director Robert L. Nardelli For For
1.12 Elect Director Thomas J. Ridge For For
2 Ratify Auditors For For Mgmt
3 Amend Nomination Procedures for the Board For Against Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
5 Prepare Diversity Report Against For ShrHoldr
6 Require a Majority Vote for the Election of Against For ShrHoldr
Directors
7 Limit Executive Compensation Against Against ShrHoldr
8 Submit Severance Agreement Against For ShrHoldr
(Change-in-Control) to Shareholder Vote
9 Performance- Based/Indexed Options Against Against ShrHoldr
10 Performance- Based/Indexed Options Against For ShrHoldr
11 Affirm Political Nonpartisanship Against Against ShrHoldr
06/07/05 - A General Motors Corp. *GM* 370442105 04/08/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Prohibit Awards to Executives Against Against ShrHoldr
4 Provide for Cumulative Voting Against For ShrHoldr
5 Report on Greenhouse Gas Emissions Against Against ShrHoldr
6 Submit Severance Agreement Against Against ShrHoldr
(Change-in-Control) to Shareholder Vote
7 Adopt Simple Majority Vote Requirement for Against Against ShrHoldr
All Issues
The Dow(sm) Target Dividend Portfolio
The Registrant did not receive any proxies and accordingly did not vote
any proxies during the reporting period on behalf of the Fund.
Global Dividend Target 15 Portfolio
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
04/26/05 - A Merck & Co., Inc. *MRK* 589331107 02/25/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Prohibit Awards to Executives Against Against ShrHoldr
4 Limit Executive Compensation Against Against ShrHoldr
5 Eliminate Animal Testing Against Against ShrHoldr
6 Separate Chairman and CEO Positions Against For ShrHoldr
7 Report on Product Availability in Canada Against For ShrHoldr
8 Report on Political Contributions Against Against ShrHoldr
9 Report on Operational Impact of HIV/AIDS, Against Against ShrHoldr
TB, and Malaria Pandemic
04/27/05 - A General Electric Co. *GE* 369604103 02/28/05
1 Elect Directors For Split Mgmt
1.1 Elect Director James I. Cash, Jr. For For
1.2 Elect Director William M. Castell For For
1.3 Elect Director Dennis D. Dammerman For For
1.4 Elect Director Ann M. Fudge For For
1.5 Elect Director Claudio X. Gonzalez For Withhold
1.6 Elect Director Jeffrey R. Immelt For For
1.7 Elect Director Andrea Jung For For
1.8 Elect Director Alan G. Lafley For For
1.9 Elect Director Ralph S. Larsen For For
1.10 Elect Director Rochelle B. Lazarus For For
1.11 Elect Director Sam Nunn For For
1.12 Elect Director Roger S. Penske For For
1.13 Elect Director Robert J. Swieringa For For
1.14 Elect Director Douglas A. Warner III For For
1.15 Elect Director Robert C. Wright For For
2 Ratify Auditors For For Mgmt
3 Provide for Cumulative Voting Against Against ShrHoldr
4 Report on Nuclear Fuel Storage Risks Against Against ShrHoldr
5 Report on PCB Clean-up Costs Against For ShrHoldr
6 Adopt Policy on Overboarded Directors Against For ShrHoldr
7 Prepare a Sustainability Report Against Against ShrHoldr
8 Political Contributions/Activities Against Against ShrHoldr
9 Eliminate Animal Testing Against Against ShrHoldr
04/28/05 - A Pfizer Inc. *PFE* 717081103 03/02/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Establish Term Limits for Directors Against Against ShrHoldr
4 Report on Pharmaceutical Price Restraint Against Against ShrHoldr
5 Review and Report on Drug Reimportation Against Against ShrHoldr
Policy
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
6 Report on Political Contributions Against Against ShrHoldr
7 Report on Product Availability in Against For ShrHoldr
Canada
8 Separate Chairman and CEO Positions Against For ShrHoldr
04/29/05 - A SBC Communications Inc. *SBC* 78387G103 03/01/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Nonqualified Employee Stock For For Mgmt
Purchase Plan
4 Report on Political Contributions Against Against ShrHoldr
5 Report on Executive Compensation Against Against ShrHoldr
6 Performance- Based/Indexed Options Against Against ShrHoldr
7 Adopt Simple Majority Vote Against For ShrHoldr
05/17/05 - A JPMorgan Chase & Co. *JPM* 46625H100 03/22/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For Against Mgmt
4 Establish Term Limits for Directors Against Against ShrHoldr
5 Separate Chairman and CEO Positions Against For ShrHoldr
6 Limit Executive Compensation Against Against ShrHoldr
7 Adopt Executive Benefit Policy Against For ShrHoldr
S&P(R) 24 Target 24 Portfolio
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
07/29/04 - A Electronic Arts, Inc. *ERTS* 285512109 06/08/04
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Employee Stock Purchase Plan For For Mgmt
4 Amend Articles to Consolidate Common Stock For For Mgmt
5 Increase Authorized Common Stock For For Mgmt
6 Ratify Auditors For For Mgmt
09/20/04 - A Nike, Inc. *NKE* 654106103 07/26/04
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
11/17/04 - A Pall Corp. *PLL* 696429307 09/28/04
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
11/18/04 - A Cisco Systems, Inc. *CSCO* 17275R102 09/20/04
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Pay Disparity Against Against ShrHoldr
01/25/05 - A Franklin Resources, Inc. *BEN* 354613101 11/30/04
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Increase Authorized Common Stock For For Mgmt
03/08/05 - A QUALCOMM Inc. *QCOM* 747525103 01/07/05
1 Elect Directors For Split Mgmt
1.1 Elect Director Robert E. Kahn For For
1.2 Elect Director Duane A. Nelles For Withhold
1.3 Elect Director Brent Scowcroft For For
2 Declassify the Board of Directors and For For Mgmt
Eliminate Cumulative Voting
3 Increase Authorized Common Stock For For Mgmt
4 Amend Articles For For Mgmt
5 Ratify Auditors For For Mgmt
04/20/05 - A C. R. Bard, Inc. *BCR* 067383109 02/28/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Adopt ILO based Code of Conduct Against For ShrHoldr
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
04/21/05 - A ALLTEL Corp. *AT* 020039103 02/24/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/25/05 - A Bellsouth Corp. *BLS* 079860102 03/07/05
1 Elect Directors For Split Mgmt
1.1 Elect Director F. Duane Ackerman For For
1.2 Elect Director Reuben V. Anderson For For
1.3 Elect Director James H. Blanchard For For
1.4 Elect Director J. Hyatt Brown For Withhold
1.5 Elect Director Armando M. Codina For For
1.6 Elect Director Kathleen F. Feldstein For For
1.7 Elect Director James P. Kelly For For
1.8 Elect Director Leo F. Mullin For For
1.9 Elect Director William S. Stavropoulos For For
1.10 Elect Director Robin B. Smith For For
2 Ratify Auditors For For Mgmt
3 Political Contributions Against Against ShrHoldr
04/26/05 - A Moody's Corporation *MCO* 615369105 03/01/05
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Ratify Auditors For For Mgmt
04/26/05 - A Paccar Inc. *PCAR* 693718108 02/28/05
1 Elect Directors For For Mgmt
2 Declassify the Board of Directors Against For ShrHoldr
3 Amend Bylaws to Provide for Director Against For ShrHoldr
Nominees to be Elected by Majority Vote
04/27/05 - A W.W. Grainger, Inc. *GWW* 384802104 03/07/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
04/28/05 - A Adobe Systems Inc. *ADBE* 00724F101 03/01/05
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Non-Employee Director Stock Option For For Mgmt
Plan
4 Expense Stock Options Against For ShrHoldr
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
5 Review/Limit Executive Compensation Against For ShrHoldr
6 Ratify Auditors For For Mgmt
04/28/05 - A Johnson & Johnson *JNJ* 478160104 03/01/05
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
04/30/05 - A Harley-Davidson, Inc. *HDI* 412822108 03/09/05
1 Elect Directors For For Mgmt
2 Approve/Amend Employee Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/03/05 - A UST Inc. *UST* 902911106 03/09/05
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Adopt Policy on Internet Advertising Against Against ShrHoldr
05/04/05 - A PepsiCo, Inc. *PEP* 713448108 03/11/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Corporate Political Contributions Against Against ShrHoldr
05/04/05 - A SAFECO Corp. *SAFC* 786429100 03/07/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
05/05/05 - A ConocoPhillips *COP* 20825C104 03/10/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Limit Executive Compensation Against Against ShrHoldr
4 Require a Majority Vote for the Election of Against For ShrHoldr
Directors
05/06/05 - A Occidental Petroleum Corp. *OXY* 674599105 03/03/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
3 Approve Omnibus Stock Plan For For Mgmt
4 Proposal Regarding Board Sponsored Against Against ShrHoldr
5 Proposals Submit Severance Agreement Against For ShrHoldr
(Change-in-Control) to Shareholder Vote
05/12/05 - A CenturyTel, Inc. *CTL* 156700106 03/22/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Approve Non-Employee Director Omnibus For For Mgmt
Stock Plan
5 Approve Executive Incentive Bonus Plan For For Mgmt
05/17/05 - A Equifax Inc. *EFX* 294429105 03/09/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/18/05 - A Laboratory Corporation of America 50540R409 03/31/05
Holdings *LH*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/19/05 - A SLM Corp. *SLM* 78442P106 03/21/05
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/25/05 - A Exxon Mobil Corp. *XOM* 30231G102 04/06/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Political Contributions/Activities Against Against ShrHoldr
4 Review/Limit Executive Compensation Against Against ShrHoldr
5 Nominate Independent Directors with Against Against ShrHoldr
Industry Experience
6 Report on Payments to Indonesian Military Against Against ShrHoldr
7 Adopt Policy Prohibiting Discrimination Against For ShrHoldr
based on Sexual Orientation
8 Report on Potential Damage of Drilling in Against Against ShrHoldr
Protected Regions
9 Disclose Information Supporting the Company Against Against ShrHoldr
Position on Climate Change
10 Report on Company Policies for Compliance Against For ShrHoldr
with the Kyoto Protocol
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
05/26/05 - A Home Depot, Inc. (The) *HD* 437076102 03/28/05
1 Elect Directors For Split Mgmt
1.1 Elect Director Gregory D. Brenneman For For
1.2 Elect Director Richard H. Brown For For
1.3 Elect Director John L. Clendenin For For
1.4 Elect Director Berry R. Cox For For
1.5 Elect Director Claudio X. Gonzalez For Withhold
1.6 Elect Director Milledge A. Hart, III For For
1.7 Elect Director Bonnie G. Hill For For
1.8 Elect Director Laban P. Jackson, Jr. For For
1.9 Elect Director Lawrence R. Johnston For For
1.10 Elect Director Kenneth G. Langone For For
1.11 Elect Director Robert L. Nardelli For For
1.12 Elect Director Thomas J. Ridge For For
2 Ratify Auditors For For Mgmt
3 Amend Nomination Procedures for the Board For Against Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
5 Prepare Diversity Report Against For ShrHoldr
6 Require a Majority Vote for the Election of Against For ShrHoldr
Directors
7 Limit Executive Compensation Against Against ShrHoldr
8 Submit Severance Agreement Against For ShrHoldr
(Change-in-Control) to Shareholder Vote
9 Performance- Based/Indexed Options Against Against ShrHoldr
10 Performance- Based/Indexed Options Against For ShrHoldr
11 Affirm Political Nonpartisanship Against Against ShrHoldr
06/07/05 - A The TJX Companies, Inc. *TJX* 872540109 04/18/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors For For Mgmt
4 Adopt ILO-Based Code of Conduct Against Against ShrHoldr
5 Review Vendor Standards Against Against ShrHoldr
6 Require a Majority Vote for the Election of Against For ShrHoldr
Directors
06/23/05 - A Autodesk, Inc. *ADSK* 052769106 05/02/05
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
3 Approve Increase in Common Stock and a For For Mgmt
Stock Split
4 Approve Executive Incentive Bonus Plan For For Mgmt
5 Ratify Auditors For For Mgmt
Nasdaq(R) Target 15 Portfolio
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------ --------------- ----------- ----------
07/29/04 - A Electronic Arts, Inc. *ERTS* 285512109 06/08/04
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Employee Stock Purchase Plan For For Mgmt
4 Amend Articles to Consolidate Common Stock For For Mgmt
5 Increase Authorized Common Stock For For Mgmt
6 Ratify Auditors For For Mgmt
09/13/04 - A Patterson Cos Inc. *PDCO* 703395103 07/19/04
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
09/15/04 - A Symantec Corp. *SYMC* 871503108 07/20/04
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Amend Outside Director Stock in Lieu of For For Mgmt
Cash Plan
5 Ratify Auditors For For Mgmt
11/18/04 - A Cisco Systems, Inc. *CSCO* 17275R102 09/20/04
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Pay Disparity Against Against ShrHoldr
03/08/05 - A QUALCOMM Inc. *QCOM* 747525103 01/07/05
1 Elect Directors For Split Mgmt
1.1 Elect Director Robert E. Kahn For For
1.2 Elect Director Duane A. Nelles For Withhold
1.3 Elect Director Brent Scowcroft For For
2 Declassify the Board of Directors and For For Mgmt
Eliminate Cumulative Voting
3 Increase Authorized Common Stock For For Mgmt
4 Amend Articles For For Mgmt
5 Ratify Auditors For For Mgmt
03/24/05 - A Sears Holdings Corp *SHLD* 498780105 01/26/05
1 Approve Merger Agreement For For Mgmt
2 Exclusion of Bankruptcy-Related Charter For For Mgmt
Provision
3 Exclude Rights of Designated Stockholders For For Mgmt
to Designate Directors to the Board of
Directors
4 Approve Equity Grants to Aylwin B. Lewis For For Mgmt
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------ --------------- ----------- ----------
04/26/05 - A Paccar Inc. *PCAR* 693718108 02/28/05
1 Elect Directors For For Mgmt
2 Declassify the Board of Directors Against For ShrHoldr
3 Amend Bylaws to Provide for Director Against For ShrHoldr
Nominees to be Elected by Majority Vote
04/28/05 - A Adobe Systems Inc. *ADBE* 00724F101 03/01/05
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Non-Employee Director Stock Option For For Mgmt
Plan
4 Expense Stock Options Against For ShrHoldr
5 Review/Limit Executive Compensation Against For ShrHoldr
6 Ratify Auditors For For Mgmt
05/09/05 - A Lincare Holdings, Inc. *LNCR* 532791100 03/31/05
1 Elect Directors For For Mgmt
05/10/05 - A Gilead Sciences, Inc. *GILD* 375558103 03/22/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Report on Impact of HIV/AIDS, TB, and Against For ShrHoldr
Malaria Pandemics
05/19/05 - A C.H. Robinson Worldwide, Inc. *CHRW* 12541W100 03/28/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
06/03/05 - A GARMIN LTD *GRMN* G37260109 04/18/05
Meeting for Holders of ADRs
1 Elect Directors For For Mgmt
2 APPROVAL OF THE GARMIN LTD. 2005 EQUITY For For Mgmt
INCENTIVE PLAN
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------ --------------- ----------- ----------
06/14/05 - A Cognizant Technology Solutions Corp. 192446102 04/18/05
*CTSH*
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
06/23/05 - A Autodesk, Inc. *ADSK* 052769106 05/02/05
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
3 Approve Increase in Common Stock and a For For Mgmt
Stock Split
4 Approve Executive Incentive Bonus Plan For For Mgmt
5 Ratify Auditors For For Mgmt
06/23/05 - A PETsMART *PETM* 716768106 04/25/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
Value Line(R) Target 25 Portfolio
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------ --------------- ----------- ----------
07/15/04 - A Centex Corp. *CTX* 152312104 05/27/04
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
07/27/04 - A Eagle Materials Inc. *EXP* 26969P108 06/03/04
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
07/27/04 - A Eagle Materials Inc. *EXP* 26969P207 06/03/04
1 Elect Directors For Split Mgmt
1.1 Elect Director F. William Barnett For For
1.2 Elect Director Frank W. Maresh For For
1.3 Elect Director Steven R. Rowley For Withhold
2 Ratify Auditors For For Mgmt
09/15/04 - S Engineered Support Systems, Inc. 292866100 08/02/04
*EASI*
1 Increase Authorized Common Stock For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Adjourn Meeting For Against Mgmt
10/13/04 - A AAR Corp. *AIR* 000361105 08/16/04
1 Elect Directors For For Mgmt
11/03/04 - A Coach, Inc. *COH* 189754104 09/15/04
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
12/07/04 - A Thor Industries, Inc. *THO* 885160101 10/18/04
1 Elect Directors For Split Mgmt
1.1 Elect Director H. Coleman Davis For Withhold
1.2 Elect Director Peter B. Orthwein For Withhold
1.3 Elect Director William C. Tomson For For
01/27/05 - A D.R. Horton, Inc. *DHI* 23331A109 12/02/04
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
3 Other Business For Against Mgmt
04/20/05 - A Arkansas Best Corp. *ABFS* 040790107 02/22/05
1 Elect Directors For For Mgmt
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------ --------------- ----------- ----------
2 Ratify Auditors For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
04/26/05 - A The Black & Decker Corp. *BDK* 091797100 02/22/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Restricted Stock Plan For For Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
5 Performance- Based/Indexed Options Against Against ShrHoldr
6 Limit Executive Compensation Against Against ShrHoldr
04/28/05 - A Adobe Systems Inc. *ADBE* 00724F101 03/01/05
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Non-Employee Director Stock Option For For Mgmt
Plan
4 Expense Stock Options Against For ShrHoldr
5 Review/Limit Executive Compensation Against For ShrHoldr
6 Ratify Auditors For For Mgmt
05/03/05 - A Building Material Holding Corp. *BMHC* 120113105 03/10/05
1 Elect Directors For Split Mgmt
1.1 Elect Director Robert E. Mellor For For
1.2 Elect Director Alec F. Beck For For
1.3 Elect Director Sara L. Beckman For For
1.4 Elect Director H. James Brown For For
1.5 Elect Director James K. Jennings, Jr. For For
1.6 Elect Director R. Scott Morrison, Jr. For For
1.7 Elect Director Peter S. O'Neill For For
1.8 Elect Director Richard G. Reiten For Withhold
2 Increase Authorized Common Stock For For Mgmt
3 Ratify Auditors For For Mgmt
05/04/05 - A NVR, Inc. *NVR* 62944T105 03/01/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Stock Option Plan For Against Mgmt
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------ --------------- ----------- ----------
05/10/05 - A Cal Dive International, Inc. *CDIS* 127914109 03/23/05
1 Elect Directors For For Mgmt
2 Amend Articles For For Mgmt
3 Amend Articles For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
05/10/05 - A Nash Finch Co. *NAFC* 631158102 03/17/05
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
05/11/05 - A Berry Petroleum Co. *BRY* 085789105 03/14/05
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
05/11/05 - A Southwestern Energy Co. *SWN* 845467109 03/03/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Approve Increase Bond Indebtedness For For Mgmt
05/12/05 - A Nucor Corp. *NUE* 670346105 03/14/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
05/17/05 - A AK Steel Holding Corp. *AKS* 001547108 03/25/05
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
05/17/05 - A Georgia Gulf Corp. *GGC* 373200203 03/28/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/19/05 - A OMI Corporation - New *OMM* Y6476W104 03/21/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------ --------------- ----------- ----------
05/20/05 - A TXU Corp. *TXU* 873168108 03/21/05
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/24/05 - A United Industrial Corp. *UIC* 910671106 04/01/05
1 Elect Directors For Split Mgmt
1.1 Elect Director Glen M. Kassan For For
1.2 Elect Director Warren G. Lichtenstein For Withhold
1.3 Elect Director Gen. R.I. Neal (ret.) For For
1.4 Elect Director Frederick M. Strader For For
2 Ratify Auditors For For Mgmt
05/24/05 - A Urban Outfitters, Inc. *URBN* 917047102 03/28/05
1 Elect Directors For Split Mgmt
1.1 Elect Director Richard A. Hayne For Withhold
1.2 Elect Director Scott A. Belair For Withhold
1.3 Elect Director Harry S. Cherken, Jr. For Withhold
1.4 Elect Director Joel S. Lawson III For For
1.5 Elect Director Glen T. Senk For Withhold
1.6 Elect Director Robert H. Strouse For For
2 Amend Omnibus Stock Plan For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
05/26/05 - A Park-Ohio Holdings Corp. *PKOH* 700666100 04/01/05
1 Elect Directors For For Mgmt
06/14/05 - A Cognizant Technology Solutions Corp. 192446102 04/18/05
*CTSH*
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
06/15/05 - A American Eagle Outfitters, Inc. *AEOS* 02553E106 04/22/05
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
06/17/05 - A Biosite Inc *BSTE* 090945106 04/22/05
1 Elect Directors For Split Mgmt
1.1 Elect Director Anthony Demaria, M.D. For Withhold
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------ --------------- ----------- ----------
1.2 Elect Director Howard E. Greene, Jr. For For
2 Amend Omnibus Stock Plan For Against Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Ratify Auditors For For Mgmt
06/23/05 - A Autodesk, Inc. *ADSK* 052769106 05/02/05
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
3 Approve Increase in Common Stock and a For For Mgmt
Stock Split
4 Approve Executive Incentive Bonus Plan For For Mgmt
5 Ratify Auditors For For Mgmt
First Trust 10 Uncommon Values Portfolio
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
03/10/05 - A Tyco International Ltd. *TYC* 902124106 01/10/05
Meeting for Holders of ADRs
1 Elect Directors For Split Mgmt
1.1 Elect Director Dennis C. Blair For For
1.2 Elect Director Edward D. Breen For For
1.3 Elect Director George W. Buckley For For
1.4 Elect Director Brian Duperreault For For
1.5 Elect Director Bruce S. Gordon For For
1.6 Elect Director Rajiv L. Gupta For For
1.7 Elect Director John A. Krol For For
1.8 Elect Director Mackey J. Mcdonald For Withhold
1.9 Elect Director H. Carl Mccall For For
1.10 Elect Director Brendan R. O'Neill For For
1.11 Elect Director Sandra S. Wijnberg For For
1.12 Elect Director Jerome B. York For For
2 Ratify Auditors For For Mgmt
04/15/05 - A The Progressive Corp. *PGR* 743315103 02/17/05
1 Elect Directors For For Mgmt
2 Authorize Board to Fill Vacancies For For Mgmt
3 Ratify Auditors For For Mgmt
04/26/05 - A Cendant Corporation *CD* 151313103 02/28/05
1 Elect Directors For Split Mgmt
1.1 Elect Director Myra J. Biblowit For Withhold
1.2 Elect Director Leonard S. Coleman For For
1.3 Elect Director Cheryl D. Mills For For
1.4 Elect Director Brian Mulroney For For
1.5 Elect Director Robert E. Nederlander For For
1.6 Elect Director Ronald L. Nelson For For
1.7 Elect Director Robert W. Pittman For For
1.8 Elect Director Pauline D. E. Richards For For
1.9 Elect Director Sheli Z. Rosenburg For Withhold
1.10 Elect Director Robert F. Smith For Withhold
2 Ratify Auditors For For Mgmt
3 Approve Outside Director Stock For For Mgmt
Awards/Options in Lieu of Cash
4 Approve Qualified Employee Stock Purchase For For Mgmt
Plan
5 Report on Pay Disparity Against Against ShrHoldr
6 Eliminate or Restrict Severance Agreements Against For ShrHoldr
(Change-in-Control)
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
05/02/05 - A MBNA Corp. *KRB* 55262L100 02/04/05
1 Elect Directors For Split Mgmt
1.1 Elect Director James H. Berick For Withhold
1.2 Elect Director Mary M. Boies For For
1.3 Elect Director Benjamin R. Civiletti For Withhold
1.4 Elect Director Bruce L. Hammonds For Withhold
1.5 Elect Director William L. Jews For Withhold
1.6 Elect Director Randolph D. Lerner For Withhold
1.7 Elect Director Stuart L. Markowitz, M.D. For Withhold
1.8 Elect Director William B. Milstead For Withhold
1.9 Elect Director Thomas G. Murdough, Jr. For For
1.10 Elect Director Laura S. Unger For For
2 Ratify Auditors For For Mgmt
3 Expense Stock Options Against For ShrHoldr
4 Performance- Based/Indexed Options Against For ShrHoldr
05/03/05 - A UnitedHealth Group Incorporated *UNH* 91324P102 03/07/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Performance- Based/Indexed Options Against For ShrHoldr
4 Performance- Based/Indexed Options Against For ShrHoldr
05/06/05 - A Illinois Tool Works Inc. *ITW* 452308109 03/08/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Implement China Principles Against Against ShrHoldr
4 Require a Majority Vote for the Election of Against For ShrHoldr
Directors
05/12/05 - A CVS Corporation *CVS* 126650100 03/15/05
1 Elect Directors For Split Mgmt
1.1 Elect Director W. Don Cornwell For For
1.2 Elect Director Thomas P. Gerrity For For
1.3 Elect Director Stanley P. Goldstein For For
1.4 Elect Director Marian L. Heard For For
1.5 Elect Director William H. Joyce For Withhold
1.6 Elect Director Terrence Murray For For
1.7 Elect Director Sheli Z. Rosenberg For For
1.8 Elect Director Thomas M. Ryan For For
1.9 Elect Director Alfred J. Verrecchia For For
2 Ratify Auditors For For Mgmt
3 Require a Majority Vote for the Election of Against For ShrHoldr
Directors
4 Performance- Based/Indexed Options Against Against ShrHoldr
5 Review/Limit Executive Compensation Against Against ShrHoldr
05/27/05 - A Phelps Dodge Corp. *PD* 717265102 04/07/05
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Ratify Auditors For For Mgmt
First Trust Energy Portfolio
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date
- ------------------- ---------------------------------------- ------------ ------------ --------------- -----------
09/13/04 - S Valero Energy Corp. *VLO* 91913Y100 07/27/04
1 Increase Authorized Common Stock For For
09/28/04 - S Pioneer Natural Resources Co. *PXD* 723787107 07/30/04
1 Approve Merger Agreement For For
2 Adjourn Meeting For Against
11/16/04 - S XTO Energy Inc *XTO* 98385X106 09/30/04
1 Approve Omnibus Stock Plan For For
03/11/05 - S National Oilwell Varco Inc. *NOV* 637071101 02/03/05
1 Approve Merger Agreement For For
2 Approve Omnibus Stock Plan For For
3 Adjourn Meeting For Against
4 Other Business For Against
03/24/05 - A BJ Services Company *BJS* 055482103 02/07/05
1 Elect Directors For For
04/26/05 - A/S Petro-Canada *PCA.* 71644E102 03/10/05
1 Elect Directors For For
2 Ratify Deloitte & Touche LLP as Auditors For For
3 Amend Stock Option Plan For For
4 Repeal By-Law No. 2 For For
04/26/05 - A The Houston Exploration Co. *THX* 442120101 03/10/05
1 Elect Directors For For
2 Increase Authorized Common Stock For For
3 Ratify Auditors For For
04/27/05 - A CHEVRON CORP *CVX* 166764100 03/01/05
1 Elect Directors For For
2 Ratify Auditors For For
3 Limit Executive Compensation Against Against
4 Submit Severance Agreement Against For
(Change-in-Control) to Shareholder Vote
5 Expense Stock Options Against For
6 Eliminate Animal Testing Against Against
7 Report on Drilling in Protected Areas Against Against
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date
- ------------------- ---------------------------------------- ------------ ------------ --------------- -----------
8 Report on Remediation Programs in Ecuador Against Against
04/27/05 - A Marathon Oil Corp *MRO* 565849106 02/28/05
1 Elect Directors For For
2 Ratify Auditors For For
3 Declassify the Board of Directors Against For
4 Amend Governance Documents Regarding Against For
Director Nominees by Affirmative Votes
04/28/05 - A NOBLE CORP *NE* G65422100 03/03/05
Meeting for Holders of ADR's
1 Elect Directors For For
2 Approval of adoption of special resolution For For
of members to amend articles of association
to increase director retirement age.
3 Approval of the proposal regarding the For For
amended and restated noble corporation 1992
nonqualified stock option plan for
non-employee directors.
4 Approval of the proposal to amend the noble For For
corporation equity compensation plan for
non-employee directors.
5 Ratify Auditors For For
04/28/05 - A/S Suncor Energy Inc *SU.* 867229106 02/28/05
1 Elect Directors For For
2 Ratify PricewaterhouseCoopers LLP as For For
Auditors
3 Amend Shareholder Rights Plan (Poison Pill) For For
04/28/05 - A Valero Energy Corp. *VLO* 91913Y100 03/01/05
1 Elect Directors For For
2 Ratify Auditors For For
3 Approve Omnibus Stock Plan For Against
05/05/05 - A Apache Corp. *APA* 037411105 03/16/05
1 Elect Directors For For
2 Approve Stock Option Plan For For
3 Approve Omnibus Stock Plan For For
4 Require a Majority Vote for the Election of Against For
Directors
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date
- ------------------- ---------------------------------------- ------------ ------------ --------------- -----------
5 Prohibit Auditor from Providing Non-Audit Against Against
Services
05/05/05 - A/S Canadian Natural Resources Ltd. *CNQ.* 136385101 03/17/05
1 Elect Catherine M. Best, N. Murray Edwards, For For
Gordon D. Giffin, John G. Langille, Keith
A.J MacPhail, Allan B. Markin, James S.
Palmer, Eldon R. Smith and David A. Tuer as
Directors
2 Approve PricewaterhouseCoopers LLP as For For
Auditors and Authorize Board to Fix
Remuneration of Auditors
3 Approve 2:1 Stock Split For For
05/05/05 - A ConocoPhillips *COP* 20825C104 03/10/05
1 Elect Directors For For
2 Ratify Auditors For For
3 Limit Executive Compensation Against Against
4 Require a Majority Vote for the Election of Against For
Directors
05/10/05 - A Cal Dive International, Inc. *CDIS* 127914109 03/23/05
1 Elect Directors For For
2 Amend Articles For For
3 Amend Articles For For
4 Approve Omnibus Stock Plan For For
05/10/05 - A/S Precision Drilling Corporation *PD.* 74022D100 03/21/05
1 Elect W.C. Dunn, R.J.S. Gibson, P.M. For For
Murray, F.W. Pheasey, R.L. Phillips, H.B.
Swartout, H.G. Wiggins as Directors
2 Ratify KPMG LLP as Auditors For For
3 Approve 2:1 Stock Split For For
4 Approve 2005 Stock Option Plan For Against
05/11/05 - A Pioneer Natural Resources Co. *PXD* 723787107 03/15/05
1 Elect Directors For For
2 Ratify Auditors For For
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date
- ------------------- ---------------------------------------- ------------ ------------ --------------- -----------
05/13/05 - A WEATHERFORD INTL LTD *WFT* G95089101 03/23/05
Meeting for Holders of ADR's
1 Elect Directors For For
2 Appointment of Ernst & Young LLP as For For
independent registered public accounting
firm for the year ending December 31, 2005,
and authorization of the audit committee of
the board of directors to set Ernst & Young
LLP s remuneration.
05/16/05 - A Maverick Tube Corp. *MVK* 577914104 03/18/05
1 Elect Directors For For
2 Amend Omnibus Stock Plan For For
3 Ratify Auditors For For
05/17/05 - A Total SA (Formerly Total Fina Elf S.A 89151E109 04/08/05
) *TOT*
Meeting for Holders of ADRs
1 Approval of the parent company financial For For
statements
2 Approval of the consolidated financial For For
statements
3 Allocation of earnings, declaration of For For
dividend
4 Agreements covered by article l. 225-38 of For Against
the French commercial code
5 Authorization for the board of directors to For For
trade shares of the company
6 Renewal of the appointment of Mr. Paul For For
Desmarais Jr. As a director
7 Renewal of the appointment of Mr. Bertrand For For
Jacquillat as a director
8 Renewal of the appointment of Mr. Maurice For For
Lippens as a director
9 Appointment of Lord Levene of Portsoken, For For
Kbe, as a director
10 Authority to board to raise capital by For For
issuing equity or equity- linked securities
with preferential subscription rights
11 Authority to board to raise capital by For For
issuing equity or equity- linked securities
without preferential subscription rights
12 Authority to the board for the purpose of For For
capital increases pursuant to article l.
443-5 of the French labor code
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date
- ------------------- ---------------------------------------- ------------ ------------ --------------- -----------
13 Authorization to grant shares of the Against Against
company to employees and executive officers
of the company and group companies
14 Amended authorization to grant shares to Against Against
employees and executive officers of the
company and group companies
05/17/05 - A XTO Energy Inc *XTO* 98385X106 03/31/05
1 Elect Directors For For
05/25/05 - A Exxon Mobil Corp. *XOM* 30231G102 04/06/05
1 Elect Directors For For
2 Ratify Auditors For For
3 Political Contributions/Activities Against Against
4 Review/Limit Executive Compensation Against Against
5 Nominate Independent Directors with Against Against
Industry Experience
6 Report on Payments to Indonesian Military Against Against
7 Adopt Policy Prohibiting Discrimination Against For
based on Sexual Orientation
8 Report on Potential Damage of Drilling in Against Against
Protected Regions
9 Disclose Information Supporting the Company Against Against
Position on Climate Change
10 Report on Company Policies for Compliance Against For
with the Kyoto Protocol
06/08/05 - A Devon Energy Corp. *DVN* 25179M103 04/11/05
1 Elect Directors For For
2 Ratify Auditors For For
3 Approve Omnibus Stock Plan For For
4 Require a Majority Vote for the Election of Against For
Directors
06/15/05 - A PATTERSON-UTI ENERGY INC. *PTEN* 703481101 04/25/05
1 Elect Directors For For
2 Approve Omnibus Stock Plan For For
3 Ratify Auditors For For
06/28/05 - A Royal Dutch Petroleum Co. *RD* 780257804 05/23/05
Meeting for Holders of ADR's
1 Annual accounts 2004 For For
2 Declaration of the total dividend for the For For
year 2004
3 Discharge of the managing directors For Against
4 Discharge of the members of the supervisory For Against
board
5 Appointment of Mr. L.R. Ricciardi as a For For
member of the supervisory board
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date
- ------------------- ---------------------------------------- ------------ ------------ --------------- -----------
6 Authorization for the acquisition of For For
ordinary shares
7 Cancellation of the ordinary shares held by For For
the company
8 Approval of the implementation agreement For For
9 Proposal to amend the articles of For Against
association of the company
10 Appointment of Mr. A.G. Jacobs as a For For
non-executive director
11 Appointment of ms Ch. Morin-Postel as a For For
non-executive director
12 Appointment of Mr. A.A. Loudon as a For For
non-executive director
13 Appointment of Mr. L.R. Ricciardi as a For For
non-executive director
14 Adoption of the remuneration policy for the For For
board of directors
15 Approval of amended long-term incentive plan For For
16 Approval of amended restricted share plan For For
17 Approval of amended deferred bonus plan For For
First Trust Financial Services Portfolio
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
08/17/04 - S Countrywide Financial Corp. *CFC* 222372104 07/09/04
1 Increase Authorized Common Stock For For Mgmt
08/23/04 - S Charter One Financial, Inc. 160903100 07/01/04
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
08/31/04 - S North Fork Bancorporation, Inc. *NFB* 659424105 07/23/04
1 Approve Merger Agreement For For Mgmt
10/28/04 - S Wachovia Corp. *WB* 929903102 08/20/04
1 Approve Merger Agreement For For Mgmt
03/15/05 - A Morgan Stanley *MWD* 617446448 01/14/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors For For Mgmt
4 Limit Executive Compensation Against Against ShrHoldr
04/05/05 - A Lehman Brothers Holdings Inc. *LEH* 524908100 02/11/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For Against Mgmt
4 Limit Executive Compensation Against Against ShrHoldr
04/06/05 - A The Goldman Sachs Group, Inc. *GS* 38141G104 02/07/05
1 Elect Directors For For Mgmt
2 Declassify the Board of Directors For For Mgmt
3 Ratify Auditors For For Mgmt
04/07/05 - A The Bear Stearns Companies Inc. *BSC* 073902108 02/23/05
1 Elect Directors For For Mgmt
2 Amend Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
04/19/05 - A Citigroup Inc. *C* 172967101 02/25/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Limit/Prohibit Awards to Executives Against Against ShrHoldr
5 Report on Political Contributions Against Against ShrHoldr
6 Prohibit Chairman From Management Duties, Against For ShrHoldr
Titles or Responsibilities
7 Limit Executive Compensation Against Against ShrHoldr
8 Require a Majority Vote for the Election of Against For ShrHoldr
Directors
9 Review/Limit Executive Compensation Against Against ShrHoldr
10 Adopt Simple Majority Vote Against For ShrHoldr
04/19/05 - A First Horizon National Corp *FHN* 320517105 02/25/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/19/05 - A U.S. Bancorp *USB* 902973304 02/28/05
1 Elect Directors For Split Mgmt
1.1 Elect Director Joel W. Johnson For Withhold
1.2 Elect Director David B. O'Maley For For
1.3 Elect Director O'Dell M. Owens Md, Mph For For
1.4 Elect Director Craig D. Schnuck For Withhold
1.5 Elect Director Warren R. Staley For For
2 Ratify Auditors For For Mgmt
3 Reduce Supermajority Vote Requirement For For Mgmt
4 Performance- Based/Indexed Options Against For ShrHoldr
5 Prohibit Auditor from Providing Non-Audit Against Against ShrHoldr
Services
04/19/05 - A Wachovia Corp. *WB* 929903102 02/16/05
1 Elect Directors For Split Mgmt
1.1 Elect Director John D. Baker, II For Withhold
1.2 Elect Director Peter C. Browing For For
1.3 Elect Director Donald M. James For For
1.4 Elect Director Van L. Richey For For
1.5 Elect Director G. Kennedy Thompson For For
1.6 Elect Director John C. Whitaker, Jr. For For
1.7 Elect Director Wallace D. Malone, Jr. For For
1.8 Elect Director Robert J. Brown For For
2 Ratify Auditors For For Mgmt
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
04/22/05 - A Merrill Lynch & Co., Inc. *MER* 590188108 02/22/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Non-Employee Director Restricted For For Mgmt
Stock Plan
4 Provide for Cumulative Voting Against For ShrHoldr
5 Limit Executive Compensation Against Against ShrHoldr
04/26/05 - A Golden West Financial Corp. *GDW* 381317106 03/01/05
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
3 Ratify Auditors For For Mgmt
04/26/05 - A ING Groep NV 456837103 03/21/05
Meeting for Holders of ADR's
1 Annual Accounts for 2004. For For Mgmt
2 Dividend for 2004. For For Mgmt
3 Discharge of the Executive Board in Respect For For Mgmt
of the Duties performed during the year
2004.
4 Discharge of the Supervisory Board in For For Mgmt
Respect of the Duties performed during the
year 2004.
5 ING's Response to the Dutch Corporate For For Mgmt
Governance Code.
6 Reappointment of Luella Gross Goldberg. For For Mgmt
7 Reappointment of Godfried Van Der Lugt. For For Mgmt
8 Appointment of Jan Hommen. For For Mgmt
9 Appointment of Christine Lagarde. For For Mgmt
10 Maximum Number of Stock Options and For For Mgmt
Performance Shares to be Granted to Members
of the Executive Board for 2004.
11 Authorization to Issue Ordinary Shares with For For Mgmt
or without Preferential Rights.
12 Authorization to issue Preference B Shares For For Mgmt
with or without Preferential Rights.
13 Authorization to Acquire Shares or For For Mgmt
Depositary Receipts for Shares in its own
Capital.
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
04/26/05 - A Metlife, Inc *MET* 59156R108 03/01/05
1 Elect Directors For Split Mgmt
1.1 Elect Director Cheryl W. Grise For For
1.2 Elect Director James R. Houghton For For
1.3 Elect Director Helene L. Kaplan For Withhold
1.4 Elect Director Sylvia M. Mathews For For
1.5 Elect Director William C. Steere, Jr. For For
2 Ratify Auditors For For Mgmt
3 Establish Other Board Committee Against Against ShrHoldr
04/26/05 - A Wells Fargo & Company *WFC* 949746101 03/08/05
1 Elect Directors For Split Mgmt
1.1 Elect Director J.A. Blanchard III For For
1.2 Elect Director Susan E. Engel For For
1.3 Elect Director Enrique Hernandez, Jr. For For
1.4 Elect Director Robert L. Joss For For
1.5 Elect Director Reatha Clark King For For
1.6 Elect Director Richard M. Kovacevich For For
1.7 Elect Director Richard D. McCormick For For
1.8 Elect Director Cynthia H. Milligan For Withhold
1.9 Elect Director Philip J. Quigley For For
1.10 Elect Director Donald B. Rice For Withhold
1.11 Elect Director Judith M. Runstad For Withhold
1.12 Elect Director Stephen W. Sanger For For
1.13 Elect Director Susan G. Swenson For For
1.14 Elect Director Michael W. Wright For Withhold
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Adopt Policy on Payday Lenders Against Against ShrHoldr
5 Link Executive Compensation to Predatory Against Against ShrHoldr
Lending
6 Performance- Based/Indexed Options Against For ShrHoldr
7 Limit Executive Compensation Against Against ShrHoldr
8 Separate Chairman and CEO Positions Against For ShrHoldr
04/27/05 - A Bank of America Corp. *BAC* 060505104 03/04/05
1 Elect Directors For Split Mgmt
1.1 Elect Director William Barnet, III For For
1.2 Elect Director Charles W. Coker For For
1.3 Elect Director John T. Collins For For
1.4 Elect Director Gary L. Countryman For Withhold
1.5 Elect Director Paul Fulton For For
1.6 Elect Director Charles K. Gifford For For
1.7 Elect Director W. Steven Jones For For
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
1.8 Elect Director Kenneth D. Lewis For For
1.9 Elect Director Walter E. Massey For For
1.10 Elect Director Thomas J. May For For
1.11 Elect Director Patricia E. Mitchell For For
1.12 Elect Director Edward L. Romero For For
1.13 Elect Director Thomas M. Ryan For Withhold
1.14 Elect Director O. Temple Sloan, Jr. For For
1.15 Elect Director Meredith R. Spangler For For
1.16 Elect Director Robert L. Tillman For For
1.17 Elect Director Jackie M. Ward For For
2 Ratify Auditors For For Mgmt
3 Report on Political Contributions Against Against ShrHoldr
4 Director Nominee Amendment Against Against ShrHoldr
04/27/05 - A IndyMac Bancorp, Inc. *NDE* 456607100 02/28/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/27/05 - A Popular Inc. *BPOP* 733174106 03/08/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/27/05 - A TCF Financial Corp. *TCB* 872275102 03/01/05
1 Elect Directors For For Mgmt
2 Amend Non-Employee Director Stock Option For For Mgmt
Plan
3 Ratify Auditors For For Mgmt
04/28/05 - A Capital One Financial Corp. *COF* 14040H105 02/28/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Require a Majority Vote for the Election of Against For ShrHoldr
Directors
4 Report on Pay Disparity Against Against ShrHoldr
05/02/05 - A AFLAC Incorporated *AFL* 001055102 02/23/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/02/05 - A MBNA Corp. *KRB* 55262L100 02/04/05
1 Elect Directors For Split Mgmt
1.1 Elect Director James H. Berick For Withhold
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
1.2 Elect Director Mary M. Boies For For
1.3 Elect Director Benjamin R. Civiletti For Withhold
1.4 Elect Director Bruce L. Hammonds For Withhold
1.5 Elect Director William L. Jews For Withhold
1.6 Elect Director Randolph D. Lerner For Withhold
1.7 Elect Director Stuart L. Markowitz, M.D. For Withhold
1.8 Elect Director William B. Milstead For Withhold
1.9 Elect Director Thomas G. Murdough, Jr. For For
1.10 Elect Director Laura S. Unger For For
2 Ratify Auditors For For Mgmt
3 Expense Stock Options Against For ShrHoldr
4 Performance- Based/Indexed Options Against For ShrHoldr
05/03/05 - A Ambac Financial Group, Inc. *ABK* 023139108 03/07/05
1 Elect Directors For For Mgmt
2 Amend Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/03/05 - A North Fork Bancorporation, Inc. *NFB* 659424105 03/04/05
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Ratify Auditors For For Mgmt
05/05/05 - A Manulife Financial Corporation *MFC.* 56501R106 03/16/05
Management Proposals
1 Elect Directors For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
Shareholder Proposals
3 Establish Term Limit For Independent Against Against ShrHoldr
Directors to 10 Years
4 Provide for Cumulative Voting Against Against ShrHoldr
5 Replace Share Option Plan for Officers with Against Against ShrHoldr
Restricted Share Units
6 Require 75% Vote for the Election of Against Against ShrHoldr
Directors
7 Require Directors who change principal Against Against ShrHoldr
occupation to resign
8 Amend Quorum Requirement to 50% Against Against ShrHoldr
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
05/05/05 - A MBIA Inc. *MBI* 55262C100 03/11/05
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Remove Supermajority Vote Requirement For For Mgmt
5 Permit to Act by Written Consent For For Mgmt
6 Ratify Auditors For For Mgmt
05/17/05 - A JPMorgan Chase & Co. *JPM* 46625H100 03/22/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For Against Mgmt
4 Establish Term Limits for Directors Against Against ShrHoldr
5 Separate Chairman and CEO Positions Against For ShrHoldr
6 Limit Executive Compensation Against Against ShrHoldr
7 Adopt Executive Benefit Policy Against For ShrHoldr
05/17/05 - A The Allstate Corp. *ALL* 020002101 03/18/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Provide for Cumulative Voting Against For ShrHoldr
05/25/05 - A Everest Re Group LTD *RE* G3223R108 03/29/05
Meeting for Holders of ADR's
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 To Approve an Amendment to the Everest Re For For Mgmt
Group, Ltd. 2003 Non-Employee Director
Equity Compensation Plan.
4 To Approve an Amendment to the Everest Re For For Mgmt
Group, Ltd. Executive Performance Annual
Incentive Plan.
05/27/05 - A Old Republic International Corp. *ORI* 680223104 03/21/05
1 Elect Directors For Withhold Mgmt
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------- -------------- ----------- ----------
06/07/05 - A Prudential Financial Inc *PRU* 744320102 04/11/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors For For Mgmt
4 Approve Qualified Employee Stock Purchase For For Mgmt
Plan
06/15/05 - A Countrywide Financial Corp. *CFC* 222372104 04/20/05
1 Elect Directors For For Mgmt
2 Amend Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
First Trust Pharmaceutical Portfolio
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date
- ------------------- ---------------------------------------- ------------ ------------- -------------- -----------
07/30/04 - A Mylan Laboratories Inc. *MYL* 628530107 06/11/04
1 Elect Directors For Split
1.1 Elect Director Milan Puskar For For
1.2 Elect Director Robert J. Coury For For
1.3 Elect Director Wendy Cameron For For
1.4 Elect Director Laurence S. Delynn For Withhold
1.5 Elect Director Douglas J. Leech For Withhold
1.6 Elect Director Joseph C. Maroon, M.D. For For
1.7 Elect Director Rod Piatt For For
1.8 Elect Director Patricia A. Sunseri For For
1.9 Elect Director C.B. Todd For For
1.10 Elect Director R.L. Vanderveen, Ph.D. For For
1.11 Elect Director Stuart A. Williams, Esq For For
08/11/04 - A Forest Laboratories, Inc. *FRX* 345838106 06/21/04
1 Elect Directors For Split
1.1 Elect Director Howard Solomon For For
1.2 Elect Director William J. Candee, III For For
1.3 Elect Director George S. Cohan For For
1.4 Elect Director Dan L. Goldwasser For For
1.5 Elect Director Lester B. Salans For For
1.6 Elect Director Kenneth E. Goodman For For
1.7 Elect Director Phillip M. Satow For Withhold
2 Increase Authorized Common Stock For For
3 Approve Stock Option Plan For For
4 Ratify Auditors For For
09/09/04 - A K-V Pharmaceutical Co. *KV.B* 482740206 07/13/04
1 Elect Directors For For
10/28/04 - A Barr Pharmaceuticals Inc *BRL* 068306109 09/03/04
1 Elect Directors For For
2 Ratify Auditors For For
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date
- ------------------- ---------------------------------------- ------------ ------------- -------------- -----------
12/23/04 - S Sanofi-Aventis (Formerly 80105N105 11/08/04
Sanofi-Synthelabo ) *SNY*
Meeting for Holders of ADRs
1 Approve Merger by Absorption of Aventis by For For
Sanofi-Aventis; Authorize Issuance of 19.1
Million Shares to Compensate Aventis
Minority Shareholders
2 Approve Accounting Treatment of Absorption For For
3 Assume Obligations of 257,248 Outstanding For For
Aventis Warrants; Authorize Issuance of up
to 301,984 Sanofi-Aventis Shares to Satisfy
Conversion of Aventis Warrants
4 Assume Obligations of 48.08 Million For For
Outstanding Aventis Stock Options;
Authorize Issuance of Sanofi-Aventis Shares
to Satisfy Conversion of Aventis Stock
Options
5 Set Dec. 31, 2004, as Effective Date of For For
Merger and Related Capital Increase to
Aventis Minority Shareholders
6 Amend Articles to Reflect Changes in Capital For For
7 Approve Capital Increase Reserved for For For
Employees Participating in Savings-Related
Share Purchase Plan
8 Authorize Filing of Required For For
Documents/Other Formalities
03/01/05 - A Novartis AG *NVS* 66987V109 01/27/05
Meeting for Holders of ADRs
1 Approval of the annual report, the For For
financial statements of Novartis AG and the
group consolidated financial statements for
the year 2004.
2 Approval of the activities of the board of For For
directors.
3 Appropriation of available earnings of For For
Novartis AG as per balance sheet and
declaration of dividend.
4 Reduction of share capital. For For
5 Further share repurchase program. For For
6 Re-election of Dr. H.C. Birgit Breuel for a For For
two-year term.
7 Re-election of Prof. Dr. Peter Burckhardt For For
for a three-year term.
8 Re-election of Alexandre F. Jetzer for a For For
three-year term.
9 Re-election of Pierre Landolt for a three For For
year term.
10 Re-election of Prof. Dr. Ulrich Lehner for For For
a three year term.
11 Ratify auditors For For
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date
- ------------------- ---------------------------------------- ------------ ------------- -------------- -----------
04/18/05 - A Eli Lilly and Co. *LLY* 532457108 02/15/05
1 Elect Directors For Split
1.1 Elect Director G.M.C. Fisher For Withhold
1.2 Elect Director A.G. Gilman For For
1.3 Elect Director K.N. Horn For Withhold
1.4 Elect Director J. Rose For For
2 Ratify Auditors For For
3 Separate Chairman and CEO Positions Against For
4 Review and Report on Drug Reimportation Against Against
Policy
5 Report on Product Availability in Canada Against For
6 Report on Political Contributions Against Against
7 Adopt Policy on Performance-based Stock Against For
Option Grants
8 Eliminate Animal Testing Against Against
04/21/05 - A Wyeth *WYE* 983024100 03/04/05
1 Elect Directors For For
2 Ratify Auditors For For
3 Approve Omnibus Stock Plan For For
4 Review and Report on Drug Reimportation Against For
Policy
5 Separate Chairman and CEO Positions Against For
6 Report on Political Contributions Against Against
7 Discontinue Promotion of Premarin and Against Against
Report on Animal Testing
04/22/05 - A Abbott Laboratories *ABT* 002824100 02/23/05
1 Elect Directors For For
2 Ratify Auditors For For
3 Link Executive Compensation to Government Against Against
Fines
4 Performance- Based/Indexed Options Against For
5 Eliminate Animal Testing Against Against
6 Report on Political Contributions Against Against
7 Report on Operational Imact of HIV/AIDS, Against Against
TB, and Malaria Pandemic
8 Separate Chairman and CEO Positions Against Against
04/26/05 - A Merck & Co., Inc. *MRK* 589331107 02/25/05
1 Elect Directors For For
2 Ratify Auditors For For
3 Prohibit Awards to Executives Against Against
4 Limit Executive Compensation Against Against
5 Eliminate Animal Testing Against Against
6 Separate Chairman and CEO Positions Against For
7 Report on Product Availability in Canada Against For
8 Report on Political Contributions Against Against
9 Report on Operational Impact of HIV/AIDS, Against Against
TB, and Malaria Pandemic
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date
- ------------------- ---------------------------------------- ------------ ------------- -------------- -----------
04/28/05 - A Astrazeneca Plc (Formerly Zeneca Plc) 046353108 03/09/05
*AZN*
Meeting for Holders of ADR's
1 To receive the directors report and For For
accounts for the year ended December 31,
2004
2 To confirm dividends For For
3 Ratify Auditors For For
4 To authorize the directors to agree the For For
remuneration of the auditor
5 Elect Directors For Split
5.1 Elect Director Louis Schweitzer For For
5.2 Elect Director Hakan Mogren For For
5.3 Elect Director Sir Tom Mckillop For For
5.4 Elect Director Jonathan Symonds For For
5.5 Elect Director John Patterson For For
5.6 Elect Director David R. Brennan For For
5.7 Elect Director Sir Peter Bonfield For For
5.8 Elect Director John Buchanan For For
5.9 Elect Director Jane Henney For For
5.10 Elect Director Michele Hooper For For
5.11 Elect Director Joe Jimenez For For
5.12 Elect Director Erna Moller For For
5.13 Elect Director Dame Bridget Ogilvie For For
5.14 Elect Director Marcus Wallenberg For Withhold
6 To approve the Directors remuneration For For
report for the year ended December 31, 2004
7 To approve the Astrazeneca performance For For
share plan
8 To authorize limited EU political donations For For
9 To authorize the directors to allot For For
unissued shares
10 To authorize the directors to disapply For For
pre-emption rights
11 To authorize the company to purchase its For For
own shares
04/28/05 - A Johnson & Johnson *JNJ* 478160104 03/01/05
1 Elect Directors For For
2 Approve Omnibus Stock Plan For For
3 Ratify Auditors For For
04/28/05 - A Pfizer Inc. *PFE* 717081103 03/02/05
1 Elect Directors For For
2 Ratify Auditors For For
3 Establish Term Limits for Directors Against Against
4 Report on Pharmaceutical Price Restraint Against Against
5 Review and Report on Drug Reimportation Against Against
Policy
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date
- ------------------- ---------------------------------------- ------------ ------------- -------------- -----------
6 Report on Political Contributions Against Against
7 Report on Product Availability in Canada Against For
8 Separate Chairman and CEO Positions Against For
05/03/05 - A Alcon Inc. *ACL* H01301102 03/24/05
Meeting for Holders of ADR's
1 Approval of the 2004 annual report and For For
accounts of Alcon, Inc. and the 2004
consolidated financial statements of Alcon,
Inc. and subsidiaries
2 Appropriation of available earnings and For For
proposed dividend to shareholders for the
financial year 2004
3 Discharge of the members of the board of For For
directors
4 Election to the board of directors of: For For
Thomas G. Plaskett
5 Election to the board of directors of: For For
Wolfgang H. Reichenberger
6 Election to the board of directors of: Cary For For
Rayment
7 Election of KPMG Klynveld Peat Marwick For For
Goerdeler SA, Zurich, as group and parent
company auditors
8 Election of Zensor revisions AG, ZUG, as For For
special auditors
05/03/05 - A Bristol-Myers Squibb Co. *BMY* 110122108 03/07/05
1 Elect Directors For For
2 Ratify Auditors For For
3 Amend Articles to Eliminate Certain For For
Supermajority Vote Requirements
4 Report on Political Contributions Against Against
5 Report on Operational Impact of HIV/AIDS, Against Against
TB, and Malaria Pandemic
6 Eliminate Animal Testing Against Against
7 Separate Chairman and CEO Positions Against For
8 Proposal Regarding Restatement Situations Against Against
9 Limit/Prohibit Awards to Executives Against For
10 Require a Majority Vote for the Election of Against For
Directors
05/11/05 - A Amgen, Inc. *AMGN* 031162100 03/18/05
1 Elect Directors For For
2 Ratify Auditors For For
3 Eliminate Animal Testing Against Against
4 Review/Limit Executive Compensation Against Against
5 Adopt Retention Ratio for Executives Against For
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date
- ------------------- ---------------------------------------- ------------ ------------- -------------- -----------
05/19/05 - A Endo Pharmaceuticals Holdings Inc 29264F205 03/30/05
*ENDP*
1 Elect Directors For Split
1.1 Elect Director Carol A. Ammon For For
1.2 Elect Director Brian T. Clingen For For
1.3 Elect Director Michael B. Goldberg For For
1.4 Elect Director Michael Hyatt For Withhold
1.5 Elect Director Roger H. Kimmel For For
1.6 Elect Director Peter A. Lankau For For
1.7 Elect Director Frank J. Loverro For For
1.8 Elect Director Clive A. Meanwell, M.D., For For
Ph.D.
1.9 Elect Director Michael W. Mitchell For Withhold
1.10 Elect Director Joseph T. O'Donnell, Jr. For For
1.11 Elect Director David I. Wahrhaftig For
2 Ratify Auditors For For
05/25/05 - A GlaxoSmithKline PLC (formerly Glaxo 37733W105 03/11/05
Wellcome Plc ) *GSK*
Meeting for Holders of ADR's
1 Directors report and financial statements For For
2 Remuneration report For For
3 To elect Sir Christopher Gent as a director For For
4 To elect Sir Deryck Maughan as a director For For
5 To elect Mr. Julian Heslop as a director For For
6 To re-elect Dr. Jean-Pierre Garnier as a For For
director
7 To re-elect Sir Ian Prosser as a director For For
8 To re-elect Dr Ronaldo Schmitz as a director For For
9 To re-elect Dr Lucy Shapiro as a director For For
10 Ratify Auditors For For
11 Remuneration of auditors For For
12 To authorise the company to make donations For For
to EU political organisations and incur EU
political expenditure
13 Disapplication of pre-emption rights For For
14 Authority for the company to purchase its For For
own shares
15 Insertion of new Article 48a into Articles For For
of Association
16 Deletion of Article 154.2 of Articles of For For
Association
17 Amendment of Article 81 of Articles of For For
Association
05/31/05 - A Sanofi-Aventis (Formerly 80105N105 04/25/05
Sanofi-Synthelabo ) *SNY*
Meeting for Holders of ADRs
1 Approval of the individual company For For
financial statements
2 Approval of the consolidated financial For For
statements
3 Appropriation of profits; declaration of For For
dividend
4 Approval of transactions covered by the For For
statutory auditors special report
5 Ratify Auditors For For
6 Ratify Auditors For For
7 Authorization to the board of directors to For For
carry out transactions in shares issued by
the company
8 Termination of the authority to issue bonds For For
9 To carry out increases in the share capital For For
by issuance, with preemptive rights
maintained
10 To carry out increases in the share capital For Against
by issuance, without preemptive rights
11 To carry out increases in the share capital For For
by incorporation of share premium,
reserves, profits or other items
12 To increase the number of shares to be For Against
issued in the event of a capital increase
with or without preemptive rights
13 To carry out increases in the share capital For For
by issuance of shares reserved for
employees with waiver of preemptive rights
14 Delegation to the board of directors of For Against
authority to grant options to subscribe for
or purchase shares
15 Delegation to the Board to allot existing For Against
or new shares free of charge to all or some
salaried employees of the group
16 Delegation to the Board of Directors of For For
powers to reduce the share capital by
cancellation of treasury shares
17 Powers for the accomplishment of formalities For For
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date
- ------------------- ---------------------------------------- ------------ ------------- -------------- -----------
06/03/05 - A Biogen Idec, Inc. *BIIB* 09062X103 04/06/05
1 Elect Directors For For
2 Ratify Auditors For For
3 Approve Omnibus Stock Plan For For
4 Amend Qualified Employee Stock Purchase Plan For For
06/22/05 - A Shire Pharmaceuticals Group Plc *SHPGY* 82481R106 05/17/05
Meeting for Holders of ADR's
1 To receive and consider the directors For For
report and accounts for the year ended
December 31, 2004.
2 To re-elect Mr. Matthew William Emmens as a For For
director.
3 To re-elect Mr. Ronald Maurice Nordmann as For For
a director.
4 To re-elect Dr. Barry John Price as a For For
director.
5 Ratify Auditors For For
6 To authorize the audit committee to For For
determine the remuneration of the auditors.
7 To approve the directors remuneration For For
report for the year ended December 31, 2004.
8 To authorize the allotment of shares. For For
9 To authorize the disapplication of For For
pre-emption rights.
10 To authorize market purchases. For For
11 To authorize donations to EU political For For
organizations and the incurring of EU
political expenditure.
First Trust Technology Portfolio
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------ --------------- ----------- ----------
07/16/04 - A Dell Inc. *DELL* 24702R101 05/21/04
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Expense Stock Options Against For ShrHoldr
07/29/04 - A Electronic Arts, Inc. *ERTS* 285512109 06/08/04
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Employee Stock Purchase Plan For For Mgmt
4 Amend Articles to Consolidate Common Stock For For Mgmt
5 Increase Authorized Common Stock For For Mgmt
6 Ratify Auditors For For Mgmt
08/25/04 - A Veritas Software Corp. 923436109 06/28/04
1 Elect Directors For For Mgmt
2 Amend Stock Option Plan For For Mgmt
3 Ratify Auditors For For Mgmt
09/15/04 - A Symantec Corp. *SYMC* 871503108 07/20/04
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Amend Outside Director Stock in Lieu of For For Mgmt
Cash Plan
5 Ratify Auditors For For Mgmt
09/17/04 - S Maxim Integrated Products, Inc. *MXIM* 57772K101 07/21/04
1 Amend Omnibus Stock Plan For Against Mgmt
10/28/04 - A Affiliated Computer Services, Inc. 008190100 09/17/04
*ACS*
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
10/29/04 - A Oracle Corp. *ORCL* 68389X105 09/02/04
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Implement China Principles Against Against ShrHoldr
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------ --------------- ----------- ----------
11/09/04 - A Microsoft Corp. *MSFT* 594918104 09/10/04
1 Elect Directors For For Mgmt
2 Amend Bundled Compensation Plans For For Mgmt
3 Amend Bundled Compensation Plans For For Mgmt
4 Amend Stock Option Plan For For Mgmt
5 Ratify Auditors For For Mgmt
11/18/04 - A Cisco Systems, Inc. *CSCO* 17275R102 09/20/04
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Pay Disparity Against Against ShrHoldr
11/18/04 - A Maxim Integrated Products, Inc. *MXIM* 57772K101 09/27/04
1 Elect Directors For Split Mgmt
1.1 Elect Director James R. Bergman For Withhold
1.2 Elect Director John F. Gifford For Withhold
1.3 Elect Director B. Kipling Hagopian For For
1.4 Elect Director M.D. Sampels For Withhold
1.5 Elect Director A.R. Frank Wazzan For For
2 Amend Employee Stock Purchase Plan For For Mgmt
3 Ratify Auditors For For Mgmt
12/09/04 - A/S Open Text Corp. *OTC* 683715106 11/08/04
1 Elect P. Thomas Jenkins, John Shackleton, For For Mgmt
Randy Fowlie, Carol Coghlan Gavin, Peter J.
Hoult, Brian Jackman, Ken Olisa, Stephen
Sadler, Michael Slaunwhite as Directors
2 Appoint KPMG LLP as Auditors and Authorize For For Mgmt
Board to Fix Remuneration of Auditors
3 Approve Stock Option Plan For For Mgmt
4 Approve 2004 Employee Stock Purchase Plan For For Mgmt
5 Adopt or Amend Shareholder Rights Plan For For Mgmt
(Poison Pill)
02/02/05 - A ACCENTURE LTD BERMUDA *ACN* G1150G111 12/06/04
1 Elect Directors For For Mgmt
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------ --------------- ----------- ----------
2 Approval of Bye-Law Amendments to Relocate For For Mgmt
into the Bye-Laws Existing Contractual Restrictions
applicable to Class A Common Shares of Partners and
Former Partners Beneficially Owned by them prior to
Accenture's Initial Public Offering.
3 Ratify Auditors For For Mgmt
03/08/05 - A QUALCOMM Inc. *QCOM* 747525103 01/07/05
1 Elect Directors For Split Mgmt
1.1 Elect Director Robert E. Kahn For For
1.2 Elect Director Duane A. Nelles For Withhold
1.3 Elect Director Brent Scowcroft For For
2 Declassify the Board of Directors and For For Mgmt
Eliminate Cumulative Voting
3 Increase Authorized Common Stock For For Mgmt
4 Amend Articles For For Mgmt
5 Ratify Auditors For For Mgmt
03/23/05 - A Applied Materials, Inc. *AMAT* 038222105 01/28/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/07/05 - A Nokia Corp. 654902204 02/02/05
Meeting for Holders of ADRs
2 Approval of the Income Statements and the For For Mgmt
Balance Sheet.
3 Approval of a Proposal to the Annual For For Mgmt
General Meeting Of A Dividend of Eur 0.33
Per Share.
4 Discharge of The Chairman, the Members of For For Mgmt
the Board of Directors, and the President,
from Liability.
6 Proposal on the Composition of the Board as For For Mgmt
Proposed by the Corporate Governance and
Nomination Committee.
7 Elect Directors For For Mgmt
8 Approval of the Remuneration to be paid to For For Mgmt
the Auditor.
9 Approval of the Re-Election of For For Mgmt
PricewaterhouseCoopers Oy as the Auditors
for Fiscal Year 2005.
10 Approval of the Proposal to grant Stock For For Mgmt
Options to Selected Personnel of the
Company.
11 Approval of the Proposal of the Board to For For Mgmt
Reduce the Share Capital through
Cancellation of Nokia Shares held by
Company.
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------ --------------- ----------- ----------
12 Authorization to the Board to Increase the For For Mgmt
Share Capital of the Company.
13 Authorization to the Board to Repurchase For For Mgmt
Nokia Shares.
14 Authorization to the Board to Dispose Nokia For For Mgmt
Shares held by the Company.
15 Mark the For Box if you wish to instruct For Against Mgmt
Nokia's Legal Counsels to vote in their
discretion on your behalf only upon Item 15.
04/21/05 - A Texas Instruments Inc. *TXN* 882508104 02/22/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Qualified Employee Stock Purchase For For Mgmt
Plan
4 Amend Stock Option Plan For For Mgmt
04/28/05 - A Adobe Systems Inc. *ADBE* 00724F101 03/01/05
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Non-Employee Director Stock Option For For Mgmt
Plan
4 Expense Stock Options Against For ShrHoldr
5 Review/Limit Executive Compensation Against For ShrHoldr
6 Ratify Auditors For For Mgmt
04/28/05 - A Broadcom Corp. *BRCM* 111320107 03/04/05
1 Elect Directors For Split Mgmt
1.1 Elect Director George L. Farinsky For Withhold
1.2 Elect Director John Major For Withhold
1.3 Elect Director Scott A. McGregor For For
1.4 Elect Director Alan E. Ross For For
1.5 Elect Director Henry Samueli, Ph.D. For For
1.6 Elect Director Robert E. Switz For Withhold
1.7 Elect Director Werner F. Wolfen For Withhold
2 Amend Omnibus Stock Plan For Against Mgmt
3 Ratify Auditors For For Mgmt
4 Link Executive Compensation to Social and Against For ShrHoldr
Financial Issues
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------ --------------- ----------- ----------
04/28/05 - A Lexmark International, Inc. *LXK* 529771107 03/04/05
1 Elect Directors For Split Mgmt
1.1 Elect Director B. Charles Ames For For
1.2 Elect Director Ralph E. Gomory For For
1.3 Elect Director Marvin L. Mann For Withhold
1.4 Elect Director Teresa Beck For For
2 Approve Non-Employee Director Omnibus Stock For For Mgmt
Plan
3 Ratify Auditors For For Mgmt
05/05/05 - A EMC Corp. *EMC* 268648102 03/07/05
1 Elect Directors For Split Mgmt
1.1 Elect Director Michael J. Cronin For For
1.2 Elect Director W. Paul Fitzgerald For Withhold
1.3 Elect Director Joseph M. Tucci For For
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Performance- Based/Indexed Options Against For ShrHoldr
5 Creation of an Independent Audit Committee Against Against ShrHoldr
05/12/05 - A SAP AG 803054204 04/01/05
Meeting for Holders of ADR's
1 Resolution on the Appropriation of the For For Mgmt
Retained Earnings of the Fiscal Year 2004
2 Resolution on the Formal Approval of the For For Mgmt
Acts of the Executive Board In the Fiscal
Year 2004
3 Resolution on the Formal Approval of The For For Mgmt
Acts of The Supervisory Board in the Fiscal
Year 2004
4 Ratify Auditors For For Mgmt
5 Election of Members of the Supervisory Board For For Mgmt
6 Resolution on the Adjustment of the Amounts For For Mgmt
and Figures stated in Section 4 (1) of The
Articles of Association (Capital Stock)
7 Resolution on the Cancellation of For For Mgmt
Contingent Capital IIA and on the Deletion
of Section 4 (5) of the Articles of
Association
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------ --------------- ----------- ----------
8 Reduction of Contingent Capital IIIA and For For Mgmt
Adjustment of the Amounts and Figures
stated in Section 4 (7) of the Articles
9 Resolution on the Amendment of Section 1 For For Mgmt
(1) of the Articles of Association
(Corporate Name)
10 Resolution on the Adjustment of the For For Mgmt
Articles of Association to Reflect the
Provisions of the German Act
11 Cancellation of Authorized Capital I and For For Mgmt
Creation of a new Authorized Capital I
12 Cancellation of Authorized Capital II and For For Mgmt
Creation of a new Authorized Capital II
13 Resolution on the Authorization to Acquire For For Mgmt
and use Treasury Shares Pursuant to the
German Stock Corporation Act
14 Resolution on the Authorization to use For Against Mgmt
Equity Derivatives in connection with the
Acquisition of Treasury Shares
05/18/05 - A Intel Corp. *INTC* 458140100 03/21/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
05/18/05 - A Juniper Networks, Inc. *JNPR* 48203R104 03/21/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/27/05 - A Sandisk Corp. *SNDK* 80004C101 03/29/05
1 Elect Directors For For Mgmt
2 Amend Stock Option Plan For For Mgmt
3 Approve Qualified Employee Stock Purchase For For Mgmt
Plan
4 Ratify Auditors For For Mgmt
Mtg Company/ Mgmt Vote Record
Date/Type Ballot Issues Cusip Rec Cast Date Prpnent
- ------------------- ---------------------------------------- ------------ ------------ --------------- ----------- ----------
06/10/05 - A Marvell Technology Group Ltd *MRVL* G5876H105 04/15/05
Meeting for Holders of ADRs
1 Elect Directors For Withhold Mgmt
2 Ratify Auditors For For Mgmt
06/23/05 - A/S Cognos Inc. *CSN.* 19244C109 04/26/05
1 Elect Directors For For Mgmt
2 Approve Ernst & Young LLP as Auditors For For Mgmt
3 Amend 2003 Stock Option Plan For For Mgmt
4 Amend Restricted Share Unit Plan For For Mgmt
5 Amend Employee Stock Purchase Plan For For Mgmt
06/24/05 - S Symantec Corp. *SYMC* 871503108 05/12/05
1 Approve Merger Agreement For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Adjourn Meeting For For Mgmt
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) FIRST DEFINED PORTFOLIO FUND, LLC
---------------------------------------
By (Signature and Title)* /s/ James A. Bowen
-----------------------------------
James A. Bowen, President
Date August 31, 2005
-------------------------
* Print the name and title of each signing officer under his or her signature.