SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-Q/A
Amendment #1 to Form 10-Q
(MARK ONE)
/x/ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
For the Quarterly period ended March 29, 1997
/ / TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
For the Transition Period from ______ to ______
Commission File Number 0-24918
SHIVA CORPORATION
(Exact name of registrant as specified in its charter)
Massachusetts 04-2889151
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(State or other jurisdiction of (IRS Employer Identification No.)
incorporation or organization
28 Crosby Drive, Bedford, MA 01730
(Address of principal executive offices, including Zip Code)
(617) 270-8300
(Registrant's telephone number, including area code)
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Indicate whether the registrant (1) has filed all reports required to be
filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during
the preceding 12 months (or for such shorter period that the registrant was
required to file such reports), and (2) has been subject to such filing
requirements for the past 90 days. [X] YES [ ] NO
The number of shares outstanding of the registrant's Common Stock as of
March 29, 1997 was 29,049,395.
EXPLANATORY NOTE
This Form 10-Q/A of Shiva Corporation is filed solely to amend the Exhibit
Index included herein.
Item 6. Exhibits and Reports on form 8-K
(a) Exhibits
Exhibit No. Description of Exhibit
- ---------- ----------------------
Exhibit 10.1+* Agreement dated March 21, 1997 between the Company and
Northern Telecom Limited.
Exhibit 10.2* Letter Agreement dated March 12, 1997 by and between the
Company and Steven (Woody) Benson.
Exhibit 11* Statement of Computations of Earnings per share.
Exhibit 27* Financial Data Schedule
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<FN>
*Previously filed.
+Confidential Treatment requested as to certain portions which portions are
omitted and filed separately with the Securities and Exchange Commission.
(b) No reports on Form 8-K were filed during the three-month period ended
March 29, 1997.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
SHIVA CORPORATION
Date: October 8, 1997 by: /s/ Larry D. Whitman
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Larry D. Whitman
Vice President -
Corporate Controller
(Principal Financial and
Accounting Officer)
SHIVA CORPORATION
EXHIBIT INDEX
Exhibit No. Description of Exhibit
- ----------- ----------------------
Exhibit 10.1+* Agreement dated March 21, 1997 between the Company and
Northern Telecom Limited.
Exhibit 10.2* Letter Agreement dated March 12, 1997 by and between the
Company and Steven (Woody) Benson.
Exhibit 11* Statement of Computation of Earnings Per Share.
Exhibit 27* Financial Data Schedule.
- --------------------------------------
<FN>
*Previously filed.
+Confidential Treatment requested as to certain portions which portions are
omitted and filed separately with the Securities and Exchange Commission.