State of State of Number of Parent's
Type of Incorp. or Principal Federal Shares Percent of
Subsidiary Domicile Operation Tax ID # Owned Ownership
---------- -------- --------- -------- ----- ---------
THE EQUITABLE COMPANIES INCORPORATED *** DE NY 13-3623351
Donaldson, Lufkin & Jenrette, Inc. (Note 1) HCO DE NY 13-1898818 23,404,230 41.92%
The Equitable Life Assurance Society of the U.S. * Insurance NY NY 13-5570651 2,000,000 100.00%
The Equitable of Colorado, Inc. * Insurance CO CO 13-3198083 1,000,000 100.00%
Frontier Trust Company Operating ND ND 45-0373941 1,000 100.00%
Equitable Deal Flow Fund, L.P. Investment DE NY 13-3385076 - -
Equitable Managed Assets, L.P. Investment DE NY 13-3385080 - -
Real Estate Partnership Equities (various) Investment ** - - -
Equitable Holdings, L.L.C. (formerly,
Equitable Holding Corp.) (Note 2) HCO NY NY - - -
See Attached Listing A
EREIM LP Associates (L.P.) Operating NY NY - - -
EML Associates, L.P. Investment NY NY 58-1739531 - -
ACMC, Inc. HCO DE NY 13-2677213 5,000,000 100.00%
Wil-Gro, Inc Investment PA PA 23-2702404 1,000 100.00%
Prime Property Funding, Inc. Operating DE NY 13-3719324 1,000 100.00%
Equitable Underwriting & Sales Agency (Bahamas) Operating Bahamas Bahamas - 5,000 100.00%
Ltd.
STCS, Inc. Investment DE NY 13-3761592 1,000 100.00%
Fox Run, Inc. Investment MA NY 23-2762596 1,000 100.00%
FTM Corp. Investment MD MD 13-3778225 1,000 100.00%
CCMI Corp. Investment MD MD 13-3778224 1,000 100.00%
HVM Corp. Investment MD MD 13-3778222 1,000 100.00%
EVSA, Inc. Investment DE PA 23-2671508 50 100.00%
Equitable BJVS,Inc. Investment CA CA 33-0540198 1,000 100.00%
Equitable Rowes Wharf, Inc. Investment MA MA 04-3272826 1,000 100.00%
GP/EQ Southwest, Inc. Investment TX TX 75-2624983 100 100.00%
Franconom, Inc. Investment PA PA 23-2352488 50 100.00%
EVLICO, Inc. Investment DE GA 58-2203762 100 100.00%
EVLICO East Ridge, Inc. Investment CA GA 58-2206831 100 100.00%
Equitable Structured Settlement Corp. Operating DE NJ 22-3492811 100 100.00%
ELAS Realty, Inc. Investment DE GA 58-2271596 1,000 100.00%
Prime Property Funding II, Inc. Operating DE NY Pending 100.00%
Sarasota Prime Hotels, Inc. Investment FL GA 58-2330533 100.00%
ECLL, Inc. Investment MI GA Pending 100.00%
<FN>
Notes: 1. In addition, Equitable Holdings, L.L.C.
*Affiliated Insurer owns 39,961,540 shares (32.02%). In the
aggregate, EQ owns 88,603,333 shares (71.0%)
of Donaldson, Lufkin & Jenrette, Inc.
2. Equitable Holding Corp. was merged into
Equitable Holdings, L.L.C. on Dec. 19, 1997.
3. Collectively, Equitable Life and various of
***All subsidiaries are corporations, except as otherwise noted. its subsidiaries beneficially own 56.75% of
the outstanding limited partnership units
issued by Alliance Capital Management L.P.
Equitable Life directly owns 4,532,576 units
(2.66%); ACMC, Inc. owns 66,943,000 units
(39.32%); and Equitable Capital Management
Corp. owns 23,600,000 units and 100,000 Class
A units, which convert into 1,537,905 units
(14.77%). In addition, Alliance Capital
Management Corp. owns a 1% general
partnership interest in Alliance Capital
Management L.P.
</FN>
1
LISTING A:
EQUITABLE HOLDINGS, L.L.C. State of State of Number of Parent's
Type of Incorp. or Principal Federal Shares Percent of
Subsidiary Domicile Operation Tax ID # Owned Ownership
---------- -------- --------- -------- ----- ---------
THE EQUITABLE COMPANIES INCORPORATED
The Equitable Life Assurance Society of the U.S.*
Equitable Holdings, L.L.C. (Note 4)
ELAS Securities Acquisition Corporation Operating DE 13-3049038 500 100.00%
100 Federal Street Realty Corporation Operating MA MA 04-2847619 100 100.00%
100 Federal Street Funding Corporation Operating MA MA 04-2934600 100 100.00%
EQ Financial Consultants, Inc. (f/k/a, Operating DE NY 13-2693569 20,000 100.00%
Equico Securities, Inc.)
Equitable Casualty Insurance Company * Operating VT VT 06-1166226 1,000 100.00%
EquiSource of New York, Inc. Operating NY PA 13-3389662 1,000 100.00%
See Attached Listing B
EREIM LP Corporation Operating DE NY 58-1739521 100 100.00%
EREIM LP Associates (L.P.) Operating NY NY - -
EML Associates, L.P. Investment NY NY 58-1739531 - -
Equitable Investment Corporation HCO NY NY 13-2694412 1,000 100.00%
See Attached Listing C
Equitable JVS, Inc. Investment DE GA 58-1812697 1,000 100.00%
Astor/Broadway Acquisition Corp. Investment NY NY 13-3593692 100 100.00%
Astor Times Square Corp. Investment NY NY 13-3593699 100 100.00%
EJSVS, Inc. Investment DE NJ 58-2169594 1,000 100.00%
Equitable JVS II, Inc. Investment MD MD 52-1877232 1,000 100.00%
Six-Pac G.P., Inc. Investment GA GA 58-1928595 100 100.00%
Equitable Distributors, Inc. (f/k/a, Operating DE NY 13-3550365 1,000 100.00%
Equitable Capital Securities Corp.)
J.M.R. Realty Services, Inc. Operating DE NY 13-3813232 1,000 100.00%
* Affiliated Insurer
Note 4. Owns 32.02% of Donaldson, Lufkin & Jenrette, Inc.
2
LISTING B:
EQUISOURCE OF NEW YORK, INC. State of State of Number of Parent's
Type of Incorp. or Principal Federal Shares Percent of
Subsidiary Domicile Operation Tax ID # Owned Ownership
---------- -------- --------- -------- ----- ---------
THE EQUITABLE COMPANIES INCORPORATED
The Equitable Life Assurance Society of the U.S.*
Equitable Holdings, L.L.C.
EquiSource of New York, Inc.
EquiSource of Alabama, Inc. Operating AL AL 13-3386851 1,000 100.00%
EquiSource of Arizona, Inc. Operating AZ AZ 13-3389071 1,000 100.00%
EquiSource of Arkansas, Inc. Operating AR AR 13-3404676 1,000 100.00%
EquiSource Insurance Agency of Operating CA CA 13-3404686 1,000 100.00%
California
EquiSource of Colorado, Inc. Operating CO CO 13-3404680 1,000 100.00%
EquiSource of Delaware, Inc. Operating DE DE 13-3386036 1,000 100.00%
EquiSource of Hawaii, Inc. Operating HI HI 13-3425232 1,000 100.00%
EquiSource of Maine, Inc. Operating ME ME 13-3404681 1,000 100.00%
EquiSource Insurance Agency of Operating MA MA 22-2891027 1,000 100.00%
Massachusetts, Inc.
EquiSource of Montana, Inc. Operating MT MT 13-3389063 1,000 100.00%
EquiSource of Nevada, Inc. Operating NV NV 13-3389068 1,000 100.00%
EquiSource of New Mexico, Inc. Operating NM NM 13-3404674 1,000 100.00%
EquiSource of Pennsylvania, Inc. Operating PA PA 13-3389070 1,000 100.00%
EquiSource Business Agency of Utah, Inc. Operating UT UT 13-3404679 1,000 100.00%
EquiSource of Washington, Inc. Operating WA WA 13-3437226 1,000 100.00%
EquiSource of Wyoming, Inc. Operating WY WY 13-3389072 1,000 100.00%
3
LISTING C:
EQUITABLE INVESTMENT CORPORATION State of State of Number of Parent's
Type of Incorp. or Principal Federal Shares Percent of
Subsidiary Domicile Operation Tax ID # Owned Ownership
---------- -------- --------- -------- ----- ---------
THE EQUITABLE COMPANIES INCORPORATED
The Equitable Life Assurance Society of the U.S.*
Equitable Holdings, L.L.C.
Equitable Investment Corporation
Equitable Capital Management Corporation Operating DE NY 13-3266813 1,000 100.00%
Equitable Capital Private Income &
Equity Partnership II, L.P. Investment DE NY 13-3544879 - -
Alliance Capital Management Corporation Operating DE NY 13-3633538 100 100.00%
Equitable JV Holding Corp. Operating DE NY 13-3555850 1,000 100.00%
EQ Services, Inc. Operating DE GA 58-1985395 1,000 100.00%
EREIM Managers Corporation Operating DE GA 58-1739529 100 100.00%
ML/EQ Real Estate Portfolio, L.P. Investment DE NY 58-1739523 - -
EML Associates, L.P. Investment NY NY 58-1739531 - -
4
LISTING D:
DLJ SUBSIDIARIES
JURISDICTION
OWNER PERCENT SHARES HELD OF USA/ BUSINESS
SUBSIDIARY EMPLOYER ID AFFILIATE OWNERSHIP BY OWNER INCORPORATION FOREIGN ACTIVITY
---------- ----------- --------- --------- -------- ------------- ------- --------
AMB Holdings Limited None Donaldson, Lufkin 16% South Africa Foreign Parent holding
(formerly DLJ & Jenrette, Inc. company of DLJ
Pleiade) African Merchant
Bank Limited.
AML Futures, S.A. None Donaldson, Lufkin 100% 1,000 Switzerland Foreign Inactive.
(In Dissolution) & Jenrette, Inc.
Autranet None Autranet, Inc. 100% 200 United Kingdom Foreign Inactive.
International
Limited (In
Dissolution)
Autranet, Inc. 13-2961507 Donaldson, Lufkin 100% 1,000 Delaware USA Securities
& Jenrette, Inc. Broker/Dealer.
Bond Investment 13-7070202 DLJ Capital 99% Delaware USA Holder of NYC
Partners, LLC Corporation Industrial
Development Agency
bonds re: 277 Park
Avenue.
Bond Investment 13-7070202 DLJ Investment, 1% Delaware USA Holder of NYC
Partners, LLC Inc. Industrial
Development Agency
bonds re: 277 Park
Avenue.
Brewster Property 13-3745194 DLJ Real Estate, 100% 200 New York USA Owns 58 acres of
Holding Corp. Inc. land (including a
building) in Putnam
County, NY.
Cadogan Nominees None Pershing Limited 100% 150 United Kingdom Foreign Facilitates Stock
Limited Transfer for
Pershing Limited.
(Inactive)
Calmco, Inc. 13-3860801 DLJ Mortgage 100% 1,000 Delaware USA Responsible for
Capital, Inc. collection and loss
mitigation of B and
C credit mortgage
loans.
SUBSIDIARY PURPOSE CT CODE SORT CODE
---------- ------- ------- ---------
AMB Holdings Limited Non-Subsidiary
(formerly DLJ
Pleiade)
AML Futures, S.A. Inactive AMLSA
(In Dissolution)
Autranet Inactive AIL
International
Limited (In
Dissolution)
Autranet, Inc. General A
Purpose
Bond Investment Special BIPLLC
Partners, LLC Purpose
Bond Investment Special BIPLLC
Partners, LLC Purpose
Brewster Property Special BPHC
Holding Corp. Purpose
Cadogan Nominees Special CNL
Limited Purpose
Calmco, Inc. Special
Purpose
1
LISTING D:
DLJ SUBSIDIARIES (CONTINUED)
JURISDICTION
OWNER PERCENT SHARES HELD OF USA/ BUSINESS
SUBSIDIARY EMPLOYER ID AFFILIATE OWNERSHIP BY OWNER INCORPORATION FOREIGN ACTIVITY
---------- ----------- --------- --------- -------- ------------- ------- --------
CBJC, Inc. 13-3906717 Donaldson, Lufkin 100% 1,000 Delaware USA Holds monetary
& Jenrette, Inc. judgments.
CF Realty, Inc. 13-3873229 DLJ Real Estate 100% 1,000 Delaware USA Real Estate Banking
Capital Partners, Group investment
L.P. vehicle.
CG Funding, Inc. 13-3873232 DLJ Real Estate 100% 1,000 Delaware USA Real Estate Banking
Capital Funding, Group side-by-side
Inc. investment vehicle.
Column Financial, 58-2061106 DLJ Mortgage 100% 1,000 Delaware USA Mortgage lender.
Inc. Capital, Inc.
DB Funding, Inc. 13-3998891 DLJ Bridge 100% 1,000 Delaware USA Bridge Finance
Finance, Inc. vehicle to provide
bridge loan to
Diamond Brands
Incorporated, a
leading designer,
manufacturer and
marketer of a broad
range of consumer
products.
DeLite Funding, Inc. 13-4024916 DLJ Bridge 100% 1,000 Delaware USA Bridge Finance
Finance, Inc. vehicle to provide
bridge loan to
DeCrane Aircraft
Holdings, Inc., a
manufacturer of
avionics components
and provider of
avionics systems
integration
services.
DLJ Acceptance 13-3438856 Donaldson, Lufkin 100% 1,000 Delaware USA Assembles Mortgage
Corporation & Jenrette, Inc. Collateral for CMO
Trusts.
DLJ Asset 13-3859805 Donaldson, Lufkin 100% 1,000 Delaware USA Name Saver.
Management, Inc. & Jenrette
Securities
Corporation
SUBSIDIARY PURPOSE CT CODE SORT CODE
---------- ------- ------- ---------
CBJC, Inc. Special
Purpose
CF Realty, Inc. Non-Subsidiary
CG Funding, Inc. Special
Purpose
Column Financial, General Purpose
Inc.
DB Funding, Inc. Special
Purpose
DeLite Funding, Inc. Special
Purpose
DLJ Acceptance General DLJAC
Corporation Purpose
DLJ Asset Special
Management, Inc. Purpose
2
LISTING D:
DLJ SUBSIDIARIES (CONTINUED)
JURISDICTION
OWNER PERCENT SHARES HELD OF USA/ BUSINESS
SUBSIDIARY EMPLOYER ID AFFILIATE OWNERSHIP BY OWNER INCORPORATION FOREIGN ACTIVITY
---------- ----------- --------- --------- -------- ------------- ------- --------
DLJ Australia Not available Donaldson, Lufkin 100% 1,000 Delaware USA Parent holding
Holdings, Inc. as of today & Jenrette, Inc. company of DLJ's
Australian
companies.
DLJ Bridge Finance, 13-3433876 Donaldson, Lufkin 100% 1,000 Delaware USA General Partner of
Inc. & Jenrette, Inc. Investment
Partnership
providing bridge
financing.
DLJ Capital 13-3519751 DLJ Capital 100% 1,000 Delaware USA General Partner of
Associates (VI), Corporation a Limited
Inc. Partnership called
DLJ Associates
(VI), L.P. This
Partnership is a
partner in Sprout
Capital VI, L.P.
DLJ Capital 13-3810628 DLJ Capital 100% 100 Delaware USA General Partner of
Associates VII, Corporation a limited
Inc. partnership called
DLJ Associates
VII, L.P. which is
a partner of Sprout
Capital VII, L.P.
DLJ Capital 13-3995289 DLJ Capital 100% 100 Delaware USA General Partner of
Associates VIII, Corporation a limited
Inc. partnership called
DLJ Associates
VIII, L.P. which is
a partner of Sprout
Capital VIII, L.P.
DLJ Capital 13-2656882 Donaldson, Lufkin 100% 100 Delaware USA Venture Capital
Corporation & Jenrette, Inc. Partnership
Management Company.
DLJ Capital Funding, 13-3901308 Donaldson, Lufkin 100% 1,000 Delaware USA Conducts bank and
Inc. & Jenrette, Inc. corporate loan
syndication and
trading.
SUBSIDIARY PURPOSE CT CODE SORT CODE
---------- ------- ------- ---------
DLJ Australia Special
Holdings, Inc Purpose
DLJ Bridge Finance, General DLJBF
Inc. Purpose
DLJ Capital Special CA6
Associates (VI), Purpose
Inc.
DLJ Capital Special A7
Associates VII, Purpose
Inc.
DLJ Capital Special
Associates VIII, Purpose
Inc.
DLJ Capital General DLJCC
Corporation Purpose
DLJ Capital Funding, General DLJCF
Inc. Purpose
3
LISTING D:
DLJ SUBSIDIARIES (CONTINUED)
JURISDICTION
OWNER PERCENT SHARES HELD OF USA/ BUSINESS
SUBSIDIARY EMPLOYER ID AFFILIATE OWNERSHIP BY OWNER INCORPORATION FOREIGN ACTIVITY
---------- ----------- --------- --------- -------- ------------- ------- --------
DLJ Capital 13-3805378 Donaldson, Lufkin 100% 1,000 Delaware USA Holding company
Investors, Inc. & Jenrette, Inc. which owns the
companies acting as
General Partner of
Merchant Banking
Partnerships.
DLJ Capital 13-3603831 DLJ Capital 100% 1,000 Delaware USA Venture Capital
Management Corporation Partnership
Corporation Management Company.
DLJ Capital Trust I 13-7093229 Donaldson, Lufkin 100% 1,000 Delaware USA Funding vehicle for
& Jenrette, Inc. issuance of
Preferred Stock by
Donaldson, Lufkin &
Jenrette, Inc.
DLJ Cayman None Donaldson, Lufkin 100% 1 Cayman Islands Foreign Inactive
Acquisition Limited & Jenrette, Inc. corporation.
DLJ Cayman Islands 52-1879918 DLJ Capital 20% 999 Cayman Islands Foreign Securities dealer
LDC Corporation writing derivative
products on foreign
securities.
DLJ Cayman Islands 52-1879918 Donaldson, Lufkin 80% 3,996 Cayman Islands Foreign Securities dealer
LDC & Jenrette, Inc. writing derivative
products on foreign
securities.
DLJ Clearing 13-3731408 Donaldson, Lufkin 100% 1,000 Delaware USA General Partner
Corporation & Jenrette, Inc. owning 1% of
Pershing Trading
Company, L.P.,
a specialist on
regional
exchanges and
market maker.
DLJ CLO Holdings, 13-4027814 Donaldson, Lufkin 100% 1,000 Delaware USA Parent holding
Inc. & Jenrette, Inc. company of DLJ
Leveraged Loan
Corp. and Managing
member of DLJ
Leveraged Loan
Fund, LLC.
SUBSIDIARY PURPOSE CT CODE SORT CODE
---------- ------- ------- ---------
DLJ Capital General CAPINV
Investors, Inc. Purpose
DLJ Capital General CMC
Management Purpose
Corporation
DLJ Capital Trust I Special
Purpose
DLJ Cayman Inactive
Acquisition Limited
DLJ Cayman Islands General DLJCI
LDC Purpose
DLJ Cayman Islands General DLJCI
LDC Purpose
DLJ Clearing General CLEAR
Corporation Purpose
DLJ CLO Holdings, General
Inc. Purpose
4
LISTING D:
DLJ SUBSIDIARIES (CONTINUED)
JURISDICTION
OWNER PERCENT SHARES HELD OF USA/ BUSINESS
SUBSIDIARY EMPLOYER ID AFFILIATE OWNERSHIP BY OWNER INCORPORATION FOREIGN ACTIVITY
---------- ----------- --------- --------- -------- ------------- ------- --------
DLJ Commercial 13-3956945 Donaldson, Lufkin 100% 1,000 Delaware USA Issues securities
Mortgage Corp. & Jenrette, Inc. to the public, such
securities which
are backed by
mortgage related
securities.
DLJ Cyprus, Inc. 13-3995290 Donaldson, Lufkin 100% 1,000 Delaware USA Name Saver
& Jenrette, Inc. (Inactive).
DLJ Diversified 13-3907706 DLJ Capital 100% 1,000 Delaware USA Managing General
Partners, Inc. Investors, Inc. Partner of DLJ
Diversified
Partners, L.P.,
a merchant banking
investment fund.
DLJ Emerging Markets 98-0151723 DLJ Capital 20% 2,000 Cayman Islands Foreign Investor in Latin
LDC Corporation American
securities.
DLJ Emerging Markets 98-0151723 Donaldson, Lufkin 80% 8,000 Cayman Islands Foreign Investor in Latin
LDC & Jenrette, Inc. American
securities.
DLJ Europe, Inc. 13-3860782 Donaldson, Lufkin 100% 1,000 Delaware USA Holding Company
& Jenrette which holds all of
Securities the Non-Voting
Corporation Class B Shares of
Donaldson, Lufkin &
Jenrette
International.
DLJ Financial 13-3957534 Donaldson, Lufkin 100% 12,000 Bermuda Foreign Securities dealer
Products Limited & Jenrette, Inc. writing derivative
(formerly DLJ products on foreign
Options securities.
International
Limited)
SUBSIDIARY PURPOSE CT CODE SORT CODE
---------- ------- ------- ---------
DLJ Commercial General DCMC
Mortgage Corp. Purpose
DLJ Cyprus, Inc. Inactive
DLJ Diversified General
Partners, Inc. Purpose
DLJ Emerging Markets General EM
LDC Purpose
DLJ Emerging Markets General EM
LDC Purpose
DLJ Europe, Inc. Special
Purpose
DLJ Financial General
Products Limited Purpose
(formerly DLJ
Options
International
Limited)
5
LISTING D:
DLJ SUBSIDIARIES (CONTINUED)
JURISDICTION
OWNER PERCENT SHARES HELD OF USA/ BUSINESS
SUBSIDIARY EMPLOYER ID AFFILIATE OWNERSHIP BY OWNER INCORPORATION FOREIGN ACTIVITY
---------- ----------- --------- --------- -------- ------------- ------- --------
DLJ First ESC, LLC 13-3790645 DLJ Employees N/A N/A Delaware USA Employee securities
company managed by
DLJ LBO Plans
Management
Corporation.
DLJ Growth 13-3695982 DLJ Capital 100% 1,000 Delaware USA General Partner
Associates (II), Inc. Corporation formed to hold the
unallocated
interests in DLJ
Growth Associates
(II), L.P.
DLJ Harbor (Boston) 13-3160683 DLJ Real Estate, 100% 1,000 Massachusetts USA General Partner
Corp. Inc. of Boston Harbor
Partners, Ltd.
DLJ Hoffman, Inc. 13-3153908 DLJ Real Estate, 100% 100 Delaware USA Holds wrap
Inc. mortgages on
Westbury Land and
on Boston Harbor.
DLJ Holdings, Inc. 13-3861189 Donaldson, Lufkin 100% 1,000 Delaware USA Name saver.
& Jenrette, Inc.
DLJ India Advisory 13-3961301 Donaldson, Lufkin 100% Delaware USA Formed to be the
Services, L.L.C. & Jenrette, Inc. DLJ India branch
office for Merchant
Banking.
DLJ International 13-3960274 DLJ International, 100% 28,845,289 United Kingdom Foreign Designated parent
Group Limited Inc. Voting Class holding company of
A Shares the DLJ UK Group.
DLJ International 13-3960274 Donaldson, Lufkin >99% 3,597,000 United Kingdom Foreign Designated parent
Group Limited & Jenrette Class B holding company of
Securities Voting Shares the DLJ UK Group.
Corporation
DLJ International 13-3960274 DLJ Europe, Inc. <1% 1 Voting United Kingdom Foreign Designated parent
Group Limited Class B holding company of
Share the DLJ UK Group.
DLJ International 13-3971622 Donaldson, Lufkin 100% 1,000 Delaware USA Formed to house
Investment Corp. & Jenrette, Inc. DLJ's investment
banking
representative
office in Moscow.
SUBSIDIARY PURPOSE CT CODE SORT CODE
---------- ------- ------- ---------
DLJ First ESC, LLC Non-Subsidiary
DLJ Growth Special GAII
Associates (II), Inc. Purpose
DLJ Harbor (Boston) Special HBC
Corp. Purpose
DLJ Hoffman, Inc. Special HOFF
Purpose
DLJ Holdings, Inc. Special
Purpose
DLJ India Advisory Non-Subsidiary
Services, L.L.C.
DLJ International Special UKGL 1
Group Limited Purpose
DLJ International Special 2
Group Limited Purpose
DLJ International Special 3
Group Limited Purpose
DLJ International General
Investment Corp. Purpose
6
LISTING D:
DLJ SUBSIDIARIES (CONTINUED)
JURISDICTION
OWNER PERCENT SHARES HELD OF USA/ BUSINESS
SUBSIDIARY EMPLOYER ID AFFILIATE OWNERSHIP BY OWNER INCORPORATION FOREIGN ACTIVITY
---------- ----------- --------- --------- -------- ------------- ------- --------
DLJ International 98-0176015 Donaldson, Lufkin 100% 100 Cayman Islands Foreign Vehicle for
Services & Jenrette, Inc. internationally
mobile employees.
DLJ International, 13-3860788 Donaldson, Lufkin 100% 1,000 Delaware USA Holding Company
Inc. & Jenrette, Inc. holds all of the
Voting Class A
Shares of
Donaldson, Lufkin &
Jenrette
International
Limited.
DLJ Investment 13-3887953 DLJ Capital 100% 1,000 Delaware USA Invests in
Funding, Inc. Investors, Inc. investment
opportunities side-
by-side with DLJ
Investment
Partners, L.P.
DLJ Investment 13-3859861 Donaldson, Lufkin 100% 1,000 Delaware USA Wood, Struthers &
Management Corp. & Jenrette Winthrop Investment
Securities Adviser.
Corporation
DLJ Investment 13-3854261 DLJ Capital 100% 1,000 Delaware USA General Partner of
Partners, Inc. Investors, Inc. DLJ Investment
Partners, L.P.,
an investment
fund.
DLJ Investment, Inc. 13-3419317 Donaldson, Lufkin 100% 1,000 Delaware USA General Partner in
& Jenrette, Inc. Tenacqo bridge
partnership.
DLJ Kansas City 13-3697211 Donaldson, Lufkin 100% 1,000 Delaware USA General Partner of
Capital, Inc. & Jenrette, Inc. Kansas City DLJ/
Gateway Limited
Partnership which
purchases
Commercial
Mortgages from the
RTC.
SUBSIDIARY PURPOSE CT CODE SORT CODE
---------- ------- ------- ---------
DLJ International Special
Services Purpose
DLJ International, Special
Inc. Purpose
DLJ Investment Special
Funding, Inc. Purpose
DLJ Investment Special
Management Corp. Purpose
DLJ Investment Special
Partners, Inc. Purpose
DLJ Investment, Inc. Special INVES
Purpose
DLJ Kansas City Special KCC
Capital, Inc. Purpose
7
LISTING D:
DLJ SUBSIDIARIES (CONTINUED)
JURISDICTION
OWNER PERCENT SHARES HELD OF USA/ BUSINESS
SUBSIDIARY EMPLOYER ID AFFILIATE OWNERSHIP BY OWNER INCORPORATION FOREIGN ACTIVITY
---------- ----------- --------- --------- -------- ------------- ------- --------
DLJ LBO Plans 13-3743225 DLJ Capital 100% 100 Delaware USA General Partner of
Management Investors, Inc. the manager of
Corporation various employees
securities
companies formed to
permit certain key
employees to
coinvest with the
Company in certain
long-term
investments.
DLJ Leveraged Loan 13-4027821 DLJ CLO Holdings, 100% 1,000 Delaware USA Formed to acquire
Corp. Inc. and manage a
portfolio side by
side with DLJ
Leveraged Load
Fund, LLC of
Permitted Currency-
denominated
Borrower
Investments
DLJ Leveraged Loan 13-4027826 DLJ CLO Holdings, 100% Not Delaware USA Formed to acquire
Fund, LLC Inc. applicable and manage a
portfolio side by
side with DLJ
Leveraged Loan
Corp. of Permitted
Currency-
denominated
Borrower
Investments
DLJ Long Term 13-3951926 Donaldson, Lufkin 100% 1 Voting Delaware USA Holds and manages
Investment & Jenrette, Inc. Class A Share the trademarks and
Corporation trade name of
Donaldson, Lufkin &
Jenrette, Inc. and
subsidiaries.
DLJ Long Term 13-3951926 Donaldson, Lufkin 80% 800 Delaware USA Holds and manages
Investment & Jenrette, Inc. Non-Voting and trademarks and
Corporation Class B trade name of
Shares Donaldson,Lufkin &
Jenrette, Inc. and
subsidiaries.
SUBSIDIARY PURPOSE CT CODE SORT CODE
---------- ------- ------- ---------
DLJ LBO Plans General LBOPM
Management Purpose
Corporation
DLJ Leveraged Loan Special
Corp. Purpose
DLJ Leveraged Loan Special
Fund, LLC Purpose
DLJ Long Term Special 1
Investment Purpose
Corporation
DLJ Long Term Special 2
Investment Purpose
Corporation
8
LISTING D:
DLJ SUBSIDIARIES (CONTINUED)
JURISDICTION
OWNER PERCENT SHARES HELD OF USA/ BUSINESS
SUBSIDIARY EMPLOYER ID AFFILIATE OWNERSHIP BY OWNER INCORPORATION FOREIGN ACTIVITY
---------- ----------- --------- --------- -------- ------------- ------- --------
DLJ Long Term 13-3951926 Donaldson, Lufkin 20% 195 Delaware USA Holds and manages
Investment & Jenrette Non-Voting the trademarks and
Corporation Securities Class B trade name of
Corporation Shares Donaldson, Lufkin &
Jenrette, Inc. and
subsidiaries.
DLJ Long Term 13-3951926 Autranet, Inc. 1% 5 Non-Voting Delaware USA Holds and manages
Investment Class B the trademarks and
Corporation Shares trade name of
Donaldson, Lufkin &
Jenrette, Inc. and
subsidiaries.
DLJ MB Funding II, 13-3919500 DLJ Capital 100% 1,000 Delaware USA Invests in debt and
Inc. Investors, Inc. equity securities
of business
entities subject to
leveraged
transactions
including
acquisitions,
recapitalizations,
restructurings,
workouts and other
similar situations
side-by-side with
DLJ Merchant
Banking Partners
II, L.P.
DLJ Merchant Banking 13-3709041 DLJ Capital 100% 1,000 Delaware USA Invests in debt
Funding, Inc. Investors, Inc. and equity
securities of
business entities
subject to
leveraged
transactions
including
acquisitions,
recapitalizations,
restructurings,
workouts and other
similar situations
side-
SUBSIDIARY PURPOSE CT CODE SORT CODE
---------- ------- ------- ---------
DLJ Long Term Special 3
Investment Purpose
Corporation
DLJ Long Term Special 4
Investment Purpose
Corporation
DLJ MB Funding II, Special
Inc. Purpose
DLJ Merchant Banking Special MBF
Funding, Inc. Purpose
9
LISTING D:
DLJ SUBSIDIARIES (CONTINUED)
JURISDICTION
OWNER PERCENT SHARES HELD OF USA/ BUSINESS
SUBSIDIARY EMPLOYER ID AFFILIATE OWNERSHIP BY OWNER INCORPORATION FOREIGN ACTIVITY
---------- ----------- --------- --------- -------- ------------- ------- --------
by-side with DLJ
Merchant Banking
Partners, L.P.
DLJ Merchant Banking 13-3906244 DLJ Capital 100% 1,000 Delaware USA Managing General
II, Inc. Investors, Inc. Partner of DLJ
Merchant Banking
Partners II, L.P.,
an investment
fund.
DLJ Merchant 13-3644198 DLJ Capital 100% 100 Delaware USA General Partner of
Banking, Inc. Investors, Inc. a number of
partnerships which
manages a leveraged
transaction fund.
DLJ Mortgage 13-3460894 Donaldson, Lufkin 100% 1,000 Delaware USA Issues securities
Acceptance Corp. & Jenrette, Inc. to the public, such
securities which
are backed by
mortgage related
securities.
DLJ Mortgage 13-3460798 Donaldson, Lufkin 100% 1,000 Delaware USA Corporation which
Capital, Inc. & Jenrette, Inc. trades in whole
loans
DLJ Offshore None DLJ Capital 100% 6,000 Netherlands Foreign Acts as a General
Management N.V. Investors, Inc. Antilles Partner of an
offshore merchant
banking investment
partnerships to
establish Cayman
Islands residency.
DLJ Phoenix First 13-3952234 DLJ Phoenix Group 99% 50,999 United Kingdom Foreign Inactive.
General Partner Limited
Limited
DLJ Phoenix First 13-3952234 DLJ Phoenix <1% 1 United Kingdom Foreign Inactive.
General Partner Securities
SUBSIDIARY PURPOSE CT CODE SORT CODE
---------- ------- ------- ---------
DLJ Merchant Banking General
II, Inc. Purpose
DLJ Merchant General MB
Banking, Inc. Purpose
DLJ Mortgage General MAC
Acceptance Corp. Purpose
DLJ Mortgage General MC
Capital, Inc. Purpose
DLJ Offshore Special OFFSH
Management N.V. Purpose
DLJ Phoenix First Inactive
General Partner
Limited
DLJ Phoenix First Inactive
General Partner
10
LISTING D:
DLJ SUBSIDIARIES (CONTINUED)
JURISDICTION
OWNER PERCENT SHARES HELD OF USA/ BUSINESS
SUBSIDIARY EMPLOYER ID AFFILIATE OWNERSHIP BY OWNER INCORPORATION FOREIGN ACTIVITY
---------- ----------- --------- --------- -------- ------------- ------- --------
Limited Investments
Limited
DLJ Phoenix Fund 13-3952239 DLJ Phoenix Group 50% 1 United Kingdom Foreign Management Pension
Trustee Limited Limited Scheme.
DLJ Phoenix Fund 13-3952239 DLJ Phoenix 50% 1 United Kingdom Foreign Management Pension
Trustee Limited Securities Scheme.
Investments
Limited
DLJ Phoenix General 13-3952247 DLJ Phoenix Group 100% 2 United Kingdom Foreign General Partner in
Partner II Limited Limited Phoenix Equity
Partners II.
DLJ Phoenix General 13-3952232 DLJ Phoenix Group 50% 1 United Kingdom Foreign General Partner in
Partner Limited Limited Phoenix Development
Capital Fund.
DLJ Phoenix General 13-3952232 DLJ Phoenix 50% 1 United Kingdom Foreign General Partner in
Partner Limited Securities Phoenix Development
Investments Capital Fund.
Limited
DLJ Phoenix Group 13-3952201 DLJ International 100% Please see United Kingdom Foreign Holding company.
Limited Group Limited appendix
DLJ Phoenix 13-3952233 DLJ Phoenix Group 100% 2 United Kingdom Foreign Inactive.
Insurance Services Limited
Limited
DLJ Phoenix Media 13-3952237 DLJ Phoenix Group 100% 2 United Kingdom Foreign Inactive.
Limited Limited
DLJ Phoenix Private 13-3952209 DLJ Phoenix Group 99% 7,499 United Kingdom Foreign Fund manager.
Equity Limited Limited
DLJ Phoenix Private 13-3952209 DLJ Phoenix 1% 1 United Kingdom Foreign Fund manager.
Equity Limited Securities
Investments
Limited
DLJ Phoenix 13-3952250 DLJ Phoenix Group 50% 1 United Kingdom Foreign Corporate Finance
Securities (Asia) Limited advisor.
SUBSIDIARY PURPOSE CT CODE SORT CODE
---------- ------- ------- ---------
Limited
DLJ Phoenix Fund Special
Trustee Limited Purpose
DLJ Phoenix Fund Special
Trustee Limited Purpose
DLJ Phoenix General Special
Partner II Limited Purpose
DLJ Phoenix General Special
Partner Limited Purpose
DLJ Phoenix General Special
Partner Limited Purpose
DLJ Phoenix Group Special
Limited Purpose
DLJ Phoenix Inactive
Insurance Services
Limited
DLJ Phoenix Media Inactive
Limited
DLJ Phoenix Private Special
Equity Limited Purpose
DLJ Phoenix Private Special
Equity Limited Purpose
DLJ Phoenix General
Securities (Asia) Purpose
11
LISTING D:
DLJ SUBSIDIARIES (CONTINUED)
JURISDICTION
OWNER PERCENT SHARES HELD OF USA/ BUSINESS
SUBSIDIARY EMPLOYER ID AFFILIATE OWNERSHIP BY OWNER INCORPORATION FOREIGN ACTIVITY
---------- ----------- --------- --------- -------- ------------- ------- --------
Limited
DLJ Phoenix 13-3952250 DLJ Phoenix 50% 1 United Kingdom Foreign Corporate Finance
Securities (Asia) Securities advisor.
Limited Investments
Limited
DLJ Phoenix 13-3952215 DLJ Phoenix 50% 1 United Kingdom Foreign Inactive.
Securities Finance Securities
Limited Investments
Limited
DLJ Phoenix 13-3952215 DLJ Phoenix 50% 1 United Kingdom Foreign Inactive.
Securities Finance Securities Limited
Limited
DLJ Phoenix 13-3952218 DLJ Phoenix 100% 1,000 United Kingdom Foreign Nominee Holding
Securities Insurance Company.
Investments Limited Services Limited
DLJ Phoenix 13-3952205 DLJ Phoenix First 100% 20,000 United Kingdom Foreign Corporate finance
Securities Limited General Partner Redeemable adviser.
Limited Preference
Shares
DLJ Phoenix 13-3952205 DLJ Phoenix Group 99% 874,999 United Kingdom Foreign Corporate finance
Securities Limited Limited adviser.
DLJ Phoenix 13-3952205 DLJ Phoenix <1% 1 United Kingdom Foreign Corporate finance
Securities Limited Securities adviser.
Investments
Limited
DLJ PSH Limited 13-3952249 DLJ Phoenix Group 100% 2 United Kingdom Foreign Inactive.
Limited
DLJ Puerto Rico 13-3941625 Puerto Rico Hotel 100% 1,000 Delaware USA Holds an investment
Realty Corp. OPCO, L.P.
DLJ Real Estate 13-3811304 DLJ Capital 100% 1,000 Delaware USA Invests in real
Capital Funding, Inc. Investors, Inc. estate opportunitie
side-by-side with
DLJ Real Estate
Capital
SUBSIDIARY PURPOSE CT CODE SORT CODE
---------- ------- ------- ---------
Limited
DLJ Phoenix General
Securities (Asia) Purpose
Limited
DLJ Phoenix Inactive
Securities Finance
Limited
DLJ Phoenix Inactive
Securities Finance
Limited
DLJ Phoenix Special
Securities Purpose
Investments Limited
DLJ Phoenix General
Securities Limited Purpose
DLJ Phoenix General
Securities Limited Purpose
DLJ Phoenix General
Securities Limited Purpose
DLJ PSH Limited Inactive
DLJ Puerto Rico Non-Subsidiary
Realty Corp.
DLJ Real Estate Special RECF
Capital Funding, Purpose
Inc.
12
LISTING D:
DLJ SUBSIDIARIES (CONTINUED)
JURISDICTION
OWNER PERCENT SHARES HELD OF USA/ BUSINESS
SUBSIDIARY EMPLOYER ID AFFILIATE OWNERSHIP BY OWNER INCORPORATION FOREIGN ACTIVITY
---------- ----------- --------- --------- -------- ------------- ------- --------
Partners, L.P.
DLJ Real Estate 13-3805375 DLJ Capital 100% 1,000 Delaware USA General Partner of
Capital Partners, Investors, Inc. a fund that invests
Inc. in real estate
opportunities.
DLJ Real Estate 13-3811303 DLJ Capital 100% 1,000 Delaware USA Formed to serve as
Capital, Inc. Investors, Inc. the General Partner
of DLJ Real Estate
Capital, L.P.
DLJ Real Estate 13-3989904 DLJ Capital 100% 1,000 Delaware USA General Partner of
Exchange Capital, Investors, Inc. DLJ Real Estate
Inc. Exchange Capital,
L.P., which is the
general partner
of DLJ Real Estate
Capital Partners,
L.P.
DLJ Real Estate 13-3910356 DLJ Capital 100% 1,000 Delaware USA General Partner of
Mezzanine Capital, Investors, Inc. DLJ Real Estate
Inc. Mezzanine Capital,
L.P. which is the
general partner of
DLJ Real Estate
Mezzanine Capital
Partners, L.P.
DLJ Real Estate, Inc. 13-2658821 Donaldson, Lufkin 100% 3,000 Delaware USA Holding Company for
& Jenrette, Inc. all Real Estate
Subsidiaries.
DLJ Realty Services, 13-2791329 DLJ Real Estate, 100% 0 Delaware USA Licensed Corporate
Inc. Inc. Real Estate Broker
involved in
mortgage placement
and brokerage
activities
DLJ Romania II, Inc. 13-3998888 Donaldson, Lufkin 100% 1,000 Delaware USA Nominee Holding
& Jenrette, Inc. Company holding one
percent of the
issued
SUBSIDIARY PURPOSE CT CODE SORT CODE
---------- ------- ------- ---------
DLJ Real Estate Special DLJRI
Capital Partners, Purpose
Inc.
DLJ Real Estate Special REC
Capital, Inc. Purpose
DLJ Real Estate General
Exchange Capital, Purpose
Inc.
DLJ Real Estate Special
Mezzanine Capital, Purpose
Inc.
DLJ Real Estate, Inc. General DLJRE
Purpose
DLJ Realty Services, General RS
Inc. Purpose
DLJ Romania II, Inc. Special
Purpose
13
LISTING D:
DLJ SUBSIDIARIES (CONTINUED)
JURISDICTION
OWNER PERCENT SHARES HELD OF USA/ BUSINESS
SUBSIDIARY EMPLOYER ID AFFILIATE OWNERSHIP BY OWNER INCORPORATION FOREIGN ACTIVITY
---------- ----------- --------- --------- -------- ------------- ------- --------
shares in DLJ
Romania, Inc.
DLJ Romania, Inc. 13-3993461 Donaldson, Lufkin 99% 999 Delaware USA Formed to act as
& Jenrette, Inc. parent holding
company of DLJ
Romania SrL, a
Romanian limited
liability company
currently in
formation for
the purpose of
investing in
Romanian fixed
income securities.
DLJ Romania, Inc. DLJ Romania II, 1% 1
Inc.
DLJ Secureco 13-3714258 DLJ Mortgage 100% 1,000 Delaware USA Holding Company.
Holdings, Inc. Capital, Inc.
DLJ Senior Debt 13-3891131 Donaldson, Lufkin 100% 100 Delaware USA Offers senior credi
Finance, Inc. & Jenrette, Inc. facilities to
corporate borrowers
DLJ Senior Officers 13-3220934 Donaldson, Lufkin 100% 100 Delaware USA General Partner of
Investment & Jenrette, Inc. DLJ Executive
Corporation Investment
Partnership.
DLJ Services, Inc. 13-3817414 Donaldson, Lufkin 100% 1,000 Delaware USA Mortgage servicing
& Jenrette, Inc. agent.
DLJ South Africa, 13-3857310 Donaldson, Lufkin 100% 1,000 Delaware USA Formed to invest in
Inc. & Jenrette, Inc. Pleiade Investors,
LLC, a South
African Investment
Banking Firm owned
by New Africa
Investment Ltd.
SUBSIDIARY PURPOSE CT CODE SORT CODE
---------- ------- ------- ---------
DLJ Romania, Inc. Special 1
Purpose
DLJ Romania, Inc. Special 2
Purpose
DLJ Secureco Special SECHO
Holdings, Inc. Purpose
DLJ Senior Debt General DLJSDF
Finance, Inc. Purpose
DLJ Senior Officers Special SOIC
Investment Purpose
Corporation
DLJ Services, Inc. Special DLJMS
Purpose
DLJ South Africa, Special
Inc. Purpose
14
LISTING D:
DLJ SUBSIDIARIES (CONTINUED)
JURISDICTION
OWNER PERCENT SHARES HELD OF USA/ BUSINESS
SUBSIDIARY EMPLOYER ID AFFILIATE OWNERSHIP BY OWNER INCORPORATION FOREIGN ACTIVITY
---------- ----------- --------- --------- -------- ------------- ------- --------
DLJ UK Holding 13-3960278 DLJ International 100% 1 United Kingdom Foreign Parent holding
Limited Group Limited company of
Donaldson, Lufkin
& Jenrette
International
along with DLJ
UK Limited.
DLJ UK Limited 13-3960277 DLJ International 100% 1 United Kingdom Foreign Parent holding
Group Limited company of
Donaldson, Lufkin
& Jenrette
International
along with
DLJ UK Holding
Limited.
DLJdirect Holdings 13-3902239 Donaldson, Lufkin 100% 1,000 Delaware USA Holding Company for
Inc. & Jenrette DLJdirect
Securities subsidiaries.
Corporation
DLJdirect Inc. 13-3902248 DLJdirect 100% 1,000 Delaware USA Broker/Dealer for
Holdings Inc. DLJdirect clients.
DLJIS Holdings None Donaldson, Lufkin 100% not United Kingdom Foreign Parent Holding
Limited & Jenrette available as Company of
International of today Donaldson, Lufkin &
Jenrette
International
Securities.
DLJIS Limited None Donaldson, Lufkin 100% not United Kingdom Foreign Nominee Holding
& Jenrette available as Company of DLJ
International of today International
Securities.
DLJMB Mauritius 98-0172641 Please see 100% Please see Mauritius Foreign Investment vehicle
Investment Company appendix appendix for Merchant
Banking Group.
Donaldson Funding 13-3810631 DLJ Bridge 100% 1,000 Delaware USA Formed for future
Corporation Finance, Inc. bridge financing.
Donaldson Leasing 13-3692113 Donaldson, Lufkin 100% 1,000 Delaware USA Holds certain fixed
Corp. & Jenrette, Inc. assets of various
DLJ business
groups, said
SUBSIDIARY PURPOSE CT CODE SORT CODE
---------- ------- ------- ---------
DLJ UK Holding Special UKHL
Limited Purpose
DLJ UK Limited Inactive UKL
DLJdirect Holdings General Orlando
Inc. Purpose
DLJdirect Inc. General
Purpose
DLJIS Holdings Special
Limited Purpose
DLJIS Limited Special
Purpose
DLJMB Mauritius Special MBMS
Investment Company Purpose
Donaldson Funding Special DFC
Corporation Purpose
Donaldson Leasing Special DLC
Corp. Purpose
15
LISTING D:
DLJ SUBSIDIARIES (CONTINUED)
JURISDICTION
OWNER PERCENT SHARES HELD OF USA/ BUSINESS
SUBSIDIARY EMPLOYER ID AFFILIATE OWNERSHIP BY OWNER INCORPORATION FOREIGN ACTIVITY
---------- ----------- --------- --------- -------- ------------- ------- --------
assets are then
leased back to the
groups.
Donaldson Lufkin & None Donaldson, Lufkin 99% 40,000,000 Hong Kong Foreign International
Jenrette Asia Limited & Jenrette, Inc. Dealer.
Donaldson Lufkin & None Vincent DeGiaimo <1% 1 Hong Kong Foreign International
Jenrette Asia Limited Dealer.
Donaldson, Lufkin Not available Donaldson, Lufkin >99% 49,000,000 Hong Kong Foreign Formed to act as
Jenrette Asia as of today & Jenrette, Inc. member of the Hong
Securities Limited Kong Stock
Exchange.
Donaldson, Lufkin Not available PTT Holding Co., <1% 1 Hong Kong Foreign
Jenrette Asia as of today Inc.
Securities Limited
Donaldson, Lufkin & 13-3941845 DLJ Capital 20% 100,000 Brazil Foreign Represents
Jenrette (Brasil) Corporation Donaldson, Lufkin &
Ltda. Jenrette, Inc. and
its affiliates in
Brazil.
Donaldson, Lufkin & 13-3941845 Donaldson, Lufkin 80% 400,000 Brazil Foreign Represents
Jenrette (Brasil) & Jenrette, Inc. Donaldson, Lufkin &
Ltda. Jenrette, Inc. and
its affiliates in
Brazil.
Donaldson, Lufkin & 13-3881820 DLJ UK Holding 100% 5,896,977 United Kingdom Foreign International
Jenrette Limited Voting Class Broker/Dealer.
International B Shares
Donaldson, Lufkin & 13-3881820 DLJ UK Holding >99% 284,546,754 United Kingdom Foreign International
Jenrette Limited Voting Class Broker/Dealer.
International A Shares
Donaldson, Lufkin & 13-3881820 DLJ UK Limited <1% 1 Voting United Kingdom Foreign International
Jenrette Class A Share Broker/Dealer.
International
Donaldson, Lufkin & 13-2741729 Donaldson, Lufkin 100% 3,000 Delaware USA Securities
Jenrette Securities & Jenrette, Inc. Broker/Dealer.
SUBSIDIARY PURPOSE CT CODE SORT CODE
---------- ------- ------- ---------
Donaldson Lufkin & General ASIA
Jenrette Asia Limited Purpose
Donaldson Lufkin & General ASIA
Jenrette Asia Limited Purpose
Donaldson, Lufkin General 1
Jenrette Asia Purpose
Securities Limited
Donaldson, Lufkin 2
Jenrette Asia
Securities Limited
Donaldson, Lufkin & General DLJBRASIL
Jenrette (Brasil) Purpose
Ltda.
Donaldson, Lufkin & General DLJBRASIL
Jenrette (Brasil) Purpose
Ltda.
Donaldson, Lufkin & General 3
Jenrette Purpose
International
Donaldson, Lufkin & General UKLTD 1
Jenrette Purpose
International
Donaldson, Lufkin & General 2
Jenrette Purpose
International
Donaldson, Lufkin & General
Jenrette Securities Purpose
16
LISTING D:
DLJ SUBSIDIARIES (CONTINUED)
JURISDICTION
OWNER PERCENT SHARES HELD OF USA/ BUSINESS
SUBSIDIARY EMPLOYER ID AFFILIATE OWNERSHIP BY OWNER INCORPORATION FOREIGN ACTIVITY
---------- ----------- --------- --------- -------- ------------- ------- --------
Corporation
Donaldson, Lufkin & None DLJIS Holdings 99% not United Kingdom Foreign U.K. Broker-Dealer.
Jenrette Securities Limited available as
International of today
Donaldson, Lufkin & None DLJIS Limited 1% not United Kingdom Foreign U.K. Broker-Dealer.
Jenrette Securities available as
International of today
EF Investors, Inc. Not Available DLJ Real Estate 100% 1,000 Delaware USA
as of Today Exchange Capital
Partners, L.P.
Equine Technology 13-3246841 Donaldson, Lufkin 100% 1,000 Delaware USA Limited Partner in
and Analysis, Inc. & Jenrette, Inc. horse breeding
partnership.
Fibers Funding, Inc. 13-4008083 DLJ Bridge 100% 1,000 Delaware USA Bridge Finance
Finance, Inc. vehicle to provide
bridge loan to
Trevira B.V., a
specialty polyester
textile manufacturer
in Western Europe.
First Overlap Limited None DLJ Phoenix Group 100% United Kingdom Foreign Secretary and 50%
Limited (through shareholder of
Trust) Phoenix Guernsey
(GP) Limited.
Gateway Management, 13-3732486 DLJ Secureco 100% 1,000 Delaware USA General Partner of
Inc. Holdings, Inc. Gateway Management
Associates which is
a real estate
partnership.
Genesis Funding, Inc. 13-4017395 DLJ Bridge 100% 1,000 Delaware USA Bridge Finance
Finance, Inc. vehicle to provide
bridge loan to
Telewest
Communications PLC,
a major provider of
SUBSIDIARY PURPOSE CT CODE SORT CODE
---------- ------- ------- ---------
Corporation
Donaldson, Lufkin & General
Jenrette Securities Purpose
International
Donaldson, Lufkin & General
Jenrette Securities Purpose
International
EF Investors, Inc. Special
Purpose
Equine Technology Special
and Analysis, Inc. Purpose
Fibers Funding, Inc. Special
Purpose
First Overlap Limited Inactive
Gateway Management, Special ETA
Inc. Purpose
Genesis Funding, Inc. Special
Purpose
17
LISTING D:
DLJ SUBSIDIARIES (CONTINUED)
JURISDICTION
OWNER PERCENT SHARES HELD OF USA/ BUSINESS
SUBSIDIARY EMPLOYER ID AFFILIATE OWNERSHIP BY OWNER INCORPORATION FOREIGN ACTIVITY
---------- ----------- --------- --------- -------- ------------- ------- --------
telecommunications
in the United
Kingdom.
Global Retail 13-3877298 DLJ Capital 100% 1,000 Delaware USA Invest in early
Partners Funding, Investors, Inc. stage retail related
Inc. companies among
other types of
retail related
companies
side-by-side
with Global Retail
Partners, L.P.
Global Retail 13-3846674 DLJ Capital 100% 1,000 Delaware USA Registered Investmen
Partners, Inc. Investors, Inc. Investment Advisor
and general partner
of Global Retail
Partners, L.P., a
fund organized to
invest in early
stage retail related
companies.
Headway GP, Inc. 13-3888736 DLJ Real Estate 100% 1,000 Delaware USA Real Estate Banking
Capital Partners, Group investment
L.P. vehicle relating to
Headway Investment
Associates, Ltd.
Headway RECP, Inc. 13-3888738 DLJ Real Estate 100% 1,000 Delaware USA Real Estate Banking
Capital Partners, Group investment
L.P. vehicle relating to
Headway Investment
Associates, Ltd.
Headway SBS, Inc. 13-3888737 DLJ Real Estate 100% 1,000 Delaware USA Real Estate Banking
Capital Funding, Group side-by-side
Inc. investment vehicle
relating to Headway
Investment
Associates, Ltd.
SUBSIDIARY PURPOSE CT CODE SORT CODE
---------- ------- ------- ---------
Global Retail Special GM
Partners Funding, Purpose
Inc.
Global Retail Special
Partners, Inc. Purpose
Headway GP, Inc. Non-Subsidiary CONCAP
Headway RECP, Inc. Non-Subsidiary
Headway SBS, Inc. Special
Purpose
18
LISTING D:
DLJ SUBSIDIARIES (CONTINUED)
JURISDICTION
OWNER PERCENT SHARES HELD OF USA/ BUSINESS
SUBSIDIARY EMPLOYER ID AFFILIATE OWNERSHIP BY OWNER INCORPORATION FOREIGN ACTIVITY
---------- ----------- --------- --------- -------- ------------- ------- --------
Hoboken RECP, Inc. 13-3901762 DLJ Real Estate 100% 1,000 Delaware USA Real Estate Banking
Capital Partners, Group investment
L.P. vehicle relating to
Hoboken investment.
Hoboken SBS, Inc. 13-3901763 DLJ Real Estate 100% 1,000 Delaware USA Real Estate Banking
Capital Funding, Group side-by-side
Inc. investment vehicle
relating to Hoboken
investment.
iNautix 13-3902260 DLJdirect 100% 1,000 Delaware USA Provider of
Technologies, Inc. Holdings Inc. technology and
consulting services.
July Acquisitions, 13-3902416 Donaldson, Lufkin 100% 1,000 Delaware USA Acquires judgments
Inc. & Jenrette, Inc. against properties.
Laminates Funding, 13-3992621 DLJ Bridge 100% 1,000 Delaware USA Vehicle for funding
Inc. Finance, Inc. of bridge loan to
Laminates
Acquisition Co., a
Merchant Banking
entity formed to
acquire 100% of the
common stock of FMH
Holdings, Inc., the
100% owner of
Formica Corporation,
the largest producer
of decorative high
pressure laminates
in the world.
LGS Holdings Limited 13-3979449 Donaldson, Lufkin 100% not United Kingdom Foreign Parent holding
& Jenrette available as company of London
International of today Global Securities.
LGS UK Limited None Donaldson, Lufkin 100% not United Kingdom Foreign Nominee Holding
& Jenrette available as Company of London
International of today Global Securities.
SUBSIDIARY PURPOSE CT CODE SORT CODE
---------- ------- ------- ---------
Hoboken RECP, Inc. Non-Subsidiary HSBS
Hoboken SBS, Inc. Special
Purpose
iNautix General
Technologies, Inc. Purpose
July Acquisitions, Special
Inc. Purpose
Laminates Funding, Special
Inc. Purpose
LGS Holdings Limited Special
Purpose
LGS UK Limited Special
Purpose
19
LISTING D:
DLJ SUBSIDIARIES (CONTINUED)
JURISDICTION
OWNER PERCENT SHARES HELD OF USA/ BUSINESS
SUBSIDIARY EMPLOYER ID AFFILIATE OWNERSHIP BY OWNER INCORPORATION FOREIGN ACTIVITY
---------- ----------- --------- --------- -------- ------------- ------- --------
London Global 13-3979451 LGS Holdings 99% 60,000,000 United Kingdom Foreign Securities lender.
Securities Limited Ordinary
Shares/ 1,
000 A
Ordinary
Shares
London Global 13-3979451 LGS UK Limited 1% 1 Ordinary United Kingdom Foreign Securities lender.
Securities Share
MED Funding, Inc. 13-3981509 DLJ Bridge 100% 1,000 Delaware USA Vehicle to provide
Finance, Inc. bridge financing to
Medaphis
Corporation, a
leading provider of
business management
services, systems
integration services
and medical
software, primarily
to the healthcare
provider market.
NeTpower Funding, 11-3372870 DLJ Bridge 100% 1,000 Delaware USA Provide bridge
Inc. Finance, Inc. funding to NeTpower,
Inc., a manufacturer
of computer
workstations.
New Energy Funding, Not Available DLJ Bridge 100% 1,000 Delaware USA Bridge Finance
Inc. as of today. Finance, Inc. vehicle to provide
bridge loan to New
Energy Ventures,
L.L.C., a leading
national energy
service provider.
Nextera Funding, Inc. 13-4024925 DLJ Bridge 100% 1,000 Delaware USA Vehicle for bridge
Finance, Inc. loan to Nextera
Enterprises LLC, a
provider of
information
technology services.
NPM Holdings, Inc. 13-3998884 DLJ Real Estate 100% 1,000 Delaware USA Parent holding
Capital Partners, company of NPMGP,
Inc.
SUBSIDIARY PURPOSE CT CODE SORT CODE
---------- ------- ------- ---------
London Global General
Securities Purpose
London Global General
Securities Purpose
MED Funding, Inc. Special
Purpose
NeTpower Funding, Special
Inc. Purpose
New Energy Funding, Special
Inc. Purpose
Nextera Funding, Inc.
NPM Holdings, Inc. Special
Purpose
20
LISTING D:
DLJ SUBSIDIARIES (CONTINUED)
JURISDICTION
OWNER PERCENT SHARES HELD OF USA/ BUSINESS
SUBSIDIARY EMPLOYER ID AFFILIATE OWNERSHIP BY OWNER INCORPORATION FOREIGN ACTIVITY
---------- ----------- --------- --------- -------- ------------- ------- --------
Inc. Inc.
NPMGP, Inc. 13-3998887 NPM Holdings, Inc. 100% 1,000 Delaware USA General Partner of
New PM Realty Group,
L.P.
Oxford Funding, Inc. 13-3982540 DLJ Bridge 100% 1,000 Delaware USA Vehicle to provide
Finance, Inc. bridge financing to
Oxford Health Plans,
Inc., a leading
health-maintenance
organization in the
Northeast.
Pershing & Co., Inc. 13-3117481 Donaldson, Lufkin 100% 1,000 Delaware USA Inactive.
& Jenrette, Inc.
Pershing ICS None Pershing Limited 100% 2 United Kingdom Foreign Inactive.
Nominees Limited
Pershing Keen None Pershing Limited 100% 2 United Kingdom Foreign Facilitates Stock
Nominees Ltd. Transfers for
Pershing Limited.
Pershing Limited None DLJ International 100% 3,597,500 United Kingdom Foreign UK Clearing Broker.
Group Limited
Pershing Nominees None Pershing Limited 100% 2 United Kingdom Foreign Facilitates Stock
Ltd. Transfers for
Pershing Limited.
Pershing Securities None Pershing Limited 100% 1,125,000 United Kingdom Foreign Executes trades on
Limited the International
Stock Exchange on
behalf of Pershing
Correspondents.
Pershing Trading 13-3769702 DLJ Clearing 1% General Delaware USA A specialist on
Company, L.P. Corporation Partner various regional
securities exchanges
and a market maker
for
SUBSIDIARY PURPOSE CT CODE SORT CODE
---------- ------- ------- ---------
NPMGP, Inc. General
Purpose
Oxford Funding, Inc. Special
Purpose
Pershing & Co., Inc. Special
Purpose
Pershing ICS General P&CO
Nominees Limited Purpose
Pershing Keen General ICS
Nominees Ltd. Purpose
Pershing Limited General PKN
Purpose
Pershing Nominees General PL
Ltd. Purpose
Pershing Securities General PN
Limited Purpose
Pershing Trading General PSL
Company, L.P. Purpose
21
LISTING D:
DLJ SUBSIDIARIES (CONTINUED)
JURISDICTION
OWNER PERCENT SHARES HELD OF USA/ BUSINESS
SUBSIDIARY EMPLOYER ID AFFILIATE OWNERSHIP BY OWNER INCORPORATION FOREIGN ACTIVITY
---------- ----------- --------- --------- -------- ------------- ------- --------
over-the-counter
securities.
Pershing Trading 13-3769702 Donaldson, Lufkin 99% Limited Delaware USA A specialist on
Company, L.P. & Jenrette Partner various regional
Securities securities exchanges
Corporation and a market maker
for over-the-counter
securities.
Pet Food Funding, 13-4024905 DLJ Bridge 100% 1,000 Delaware USA Bridge Finance
Inc. Finance, Inc. vehicle to provide
bridge loan to Windy
Hill Pet Food
Company, a
manufacturer of pet
food products in the
U.S.
Phoenix Equity None DLJ Phoenix Group 100% 2 Ordinary United Kingdom Foreign Acts as a nominee of
Nominees Limited Limited Shares equity interest in
Phoenix Equity
Partners II-A and
Phoenix Equity
Partners II-B
together with
co-investors
in those
partnerships.
Phoenix Guernsey 13-3952253 First Overlap 50% 50 United Kingdom Foreign Inactive.
(GP) Limited Limited
Phoenix Guernsey 13-3952253 Second Overlap 50% 50 United Kingdom Foreign Inactive.
(GP) Limited Limited
Phoenix Securities 13-3952251 DLJ Phoenix Group 100% 12,000 United Kingdom Foreign Inactive.
(International) Limited
Limited
PSP Capital Funding, 13-3920284 DLJ Real Estate 100% 1,000 Delaware USA Real Estate Banking
Inc. Capital Funding, Group side-by-side
Inc. investment vehicle
relating to
Pacific-St. Paul
investment.
SUBSIDIARY PURPOSE CT CODE SORT CODE
---------- ------- ------- ---------
Pershing Trading General PTC
Company, L.P. Purpose
Pet Food Funding, Special
Inc. Purpose
Phoenix Equity Special
Nominees Limited Purpose
Phoenix Guernsey Inactive
(GP) Limited
Phoenix Guernsey Inactive
(GP) Limited
Phoenix Securities Inactive
(International)
Limited
PSP Capital Funding, General PG
Inc. Purpose
22
LISTING D:
DLJ SUBSIDIARIES (CONTINUED)
JURISDICTION
OWNER PERCENT SHARES HELD OF USA/ BUSINESS
SUBSIDIARY EMPLOYER ID AFFILIATE OWNERSHIP BY OWNER INCORPORATION FOREIGN ACTIVITY
---------- ----------- --------- --------- -------- ------------- ------- --------
PSP Realty, Inc. 13-3920282 DLJ Real Estate 100% 1,000 Delaware USA Real Estate Banking
Capital Partners, Group investment
L.P. vehicle relating to
Pacific-St. Paul
investment.
PSTAR Funding, Inc. 13-3995293 DLJ Bridge 100% 1,000 Delaware USA Vehicle for funding
Finance, Inc. of bridge loan to
PRIMESTAR, Inc., the
owner and operator
of the second
largest satellite
business in the
United States,
measured by the
number of
subscribers.
PTT Holding Co., Inc. Not Available Donaldson, Lufkin 100% 1,000 Delaware USA Nominee Shareholder
as of Today & Jenrette, Inc. in Donaldson, Lufkin
& Jenrette Asia
Securities Limited..
Puerto Rico Hotel 13-3923272 DLJ Real Estate 100% 1,000 Delaware USA Real Estate Banking
HOLDCO Corp. Capital Partners, Group investment
L.P. vehicle relating to
Puerto Rico Hotel
investment.
Puerto Rico Hotel 13-3923269 DLJ Real Estate 100% 1,000 Delaware USA Real Estate Banking
OPCO Corp. Capital Partners, Group investment
L.P. vehicle relating to
Puerto Rico Hotel
investment.
Puerto Rico Hotel 13-3923271 DLJ Real Estate 100% 1,000 Delaware USA Real Estate Banking
SBS Corp. Capital Funding, Group side-by-side
Inc. investment vehicle
relating to Puerto
Rico Hotel
investment.
REFG Investor Eight, 13-3904767 Donaldson, Lufkin 100% 1,000 Delaware USA Holder of mortgages
Inc. & Jenrette, Inc. and other
investments.
REFG Investor Five, 13-3904760 Donaldson, Lufkin 100% 1,000 Delaware USA Holder of mortgages
Inc. & Jenrette, Inc. and other
investments.
SUBSIDIARY PURPOSE CT CODE SORT CODE
---------- ------- ------- ---------
PSP Realty, Inc. Non-Subsidiary
PSTAR Funding, Inc.
PTT Holding Co., Inc. Special
Purpose
Puerto Rico Hotel Non-Subsidiary
HOLDCO Corp.
Puerto Rico Hotel Non-Subsidiary
OPCO Corp.
Puerto Rico Hotel Special
SBS Corp. Purpose
REFG Investor Eight, Special
Inc. Purpose
REFG Investor Five,
Inc. Special
Purpose
23
LISTING D:
DLJ SUBSIDIARIES (CONTINUED)
JURISDICTION
OWNER PERCENT SHARES HELD OF USA/ BUSINESS
SUBSIDIARY EMPLOYER ID AFFILIATE OWNERSHIP BY OWNER INCORPORATION FOREIGN ACTIVITY
---------- ----------- --------- --------- -------- ------------- ------- --------
REFG Investor Four, 13-3847759 Donaldson, Lufkin 100% 1,000 Delaware USA Holder of mortgages
Inc. & Jenrette, Inc. and other
investments.
REFG Investor One, 13-3810633 Donaldson, Lufkin 100% 1,000 Delaware USA 50% owner of REFG
Inc. & Jenrette, Inc. Investor Trust.
REFG Investor Seven, 13-3904766 Donaldson, Lufkin 100% 1,000 Delaware USA Holder of mortgages
Inc. & Jenrette, Inc. and other
investments.
REFG Investor Six, 13-3904764 Donaldson, Lufkin 100% 1,000 Delaware USA Holder of mortgages
Inc. & Jenrette, Inc. and other
investments.
REFG Investor Trust None REFG Investors 50% Delaware USA Passive investor in
One, Inc. debt securities.
REFG Investor Trust None REFG Investors 50% Delaware USA Passive investor in
Two, Inc. debt securities.
REFG Investor Two, 13-3810632 Donaldson, Lufkin 100% 1,000 Delaware USA 50% owner of REFG
Inc. & Jenrette, Inc. Investor Trust.
REFG Investors 13-3844068 Donaldson, Lufkin 100% 1,000 Delaware USA Formed to buy
Three, Inc. & Jenrette, Inc. judgment liens re:
Ginsburg.
SatMex Funding, Inc. 13-3978915 DLJ Bridge 100% 1,000 Delaware USA Vehicle to provide
Finance, Inc. bridge financing to
Satellite
Mexicanos, a Mexican
government owned
satellite services
company.
SBL Funding, Inc. 11-3432174 DLJ Bridge 100% 1,000 Delaware USA Vehicle to provide
Finance, Inc. bridge loan to SUN
Brewing Limited, the
largest brewery
group in Russia.
SUBSIDIARY PURPOSE CT CODE SORT CODE
---------- ------- ------- ---------
REFG Investor Four, Special REFG5
Inc. Purpose
REFG Investor One, Special
Inc. Purpose
REFG Investor Seven, Special REFG1
Inc. Purpose
REFG Investor Six, Special
Inc. Purpose
REFG Investor Trust Special
Purpose
REFG Investor Trust Special REFGT
Purpose
REFG Investor Two, Special
Inc. Purpose
REFG Investors Special REFG2
Three, Inc. Purpose
SatMex Funding, Inc. Special
Purpose
SBL Funding, Inc. Special
Purpose
24
LISTING D:
DLJ SUBSIDIARIES (CONTINUED)
JURISDICTION
OWNER PERCENT SHARES HELD OF USA/ BUSINESS
SUBSIDIARY EMPLOYER ID AFFILIATE OWNERSHIP BY OWNER INCORPORATION FOREIGN ACTIVITY
---------- ----------- --------- --------- -------- ------------- ------- --------
Scratch & Sniff 13-3981092 DLJ Bridge 100% 1,000 Delaware USA Vehicle to provide
Funding, Inc. Finance, Inc. bridge financing to
AHC I Acquisition
Corp. in connection
with a transaction
involving Arcade,
the world leader in
scent sampling and
fragrance and
cosmetics sampling.
Seaport General 13-3194809 DLJ Realty 100% 100 New York USA General Partner of
Corporation Services, Inc. Seaport Associates.
Second Overlap None DLJ Phoenix Group 100% United Kingdom Foreign First Director and
Limited Limited (through 50% shareholder of
Trust) Phoenix Guernsey
(GP) Limited.
Secureco Chateau, 13-3720564 DLJ Secureco 100% 500 Delaware USA General Partner of
Inc. Holdings, Inc. Merit Chateau
Investors L.P. which
owns multifamily
residential
properties or the
mortgages thereon.
Secureco Deerfield, 13-3719130 DLJ Secureco 100% 500 Delaware USA General Partner of
Inc. Holdings, Inc. Trinity Secureco
Deerfield Partners
L.P. which owns
multifamily
residential
properties or the
mortgages thereon.
Secureco Grand Park, 13-3714735 DLJ Secureco 100% 500 Delaware USA General Partner of
Inc. Holdings, Inc. Trinity Secureco
Grand Park Partners
L.P. which owns
multifamily
residential
SUBSIDIARY PURPOSE CT CODE SORT CODE
---------- ------- ------- ---------
Scratch & Sniff Special
Funding, Inc. Purpose
Seaport General Special
Corporation Purpose
Second Overlap Inactive
Limited
Secureco Chateau, Special SGC
Inc. Purpose
Secureco Deerfield, Special SCHAT
Inc. Purpose
Secureco Grand Park, Special SDEER
Inc. Purpose
25
LISTING D:
DLJ SUBSIDIARIES (CONTINUED)
JURISDICTION
OWNER PERCENT SHARES HELD OF USA/ BUSINESS
SUBSIDIARY EMPLOYER ID AFFILIATE OWNERSHIP BY OWNER INCORPORATION FOREIGN ACTIVITY
---------- ----------- --------- --------- -------- ------------- ------- --------
properties or the
mortgages thereon.
Secureco Greenbriar, 13-3869249 DLJ Secureco 100% 1,000 Delaware USA General Partner of
Inc. Holdings, Inc. Trinity Secureco
Greenbriar Partners,
L.P. which owns
multifamily
residential
properties or the
mortgages thereon.
Secureco Lodge, Inc. 13-3715328 DLJ Secureco 100% 500 Delaware USA General Partner of
Holdings, Inc. Trinity Secureco
Lodge Partners L.P.
which owns
multifamily
residential
properties or the
mortgages thereon.
Secureco Marina, Inc. 13-3715403 DLJ Secureco 100% 500 Delaware USA General Partner of
Holdings, Inc. Trinity Secureco
Marina Partners L.P.
which owns
multifamily
residential
properties or the
mortgages thereon.
Secureco Merit 13-3720556 DLJ Secureco 100% 500 Delaware USA General Partner of
Candlewick, Inc. Holdings, Inc. Merit Candlewick
Investors L.P. which
owns multifamily
residential
properties or the
mortgages thereon.
Secureco Merit Fund 13-3720558 DLJ Secureco 100% 500 Delaware USA General Partner of
I, Inc. Holdings, Inc. Merit Fund I Limited
Partnership which
owns multifamily
SUBSIDIARY PURPOSE CT CODE SORT CODE
---------- ------- ------- ---------
Secureco Greenbriar, Special SGP
Inc. Purpose
Secureco Lodge, Inc. Special
Purpose
Secureco Marina, Inc. Special SLODG
Purpose
Secureco Merit Special SMAR
Candlewick, Inc. Purpose
Secureco Merit Fund Special SMCAN
I, Inc. Purpose
26
LISTING D:
DLJ SUBSIDIARIES (CONTINUED)
JURISDICTION
OWNER PERCENT SHARES HELD OF USA/ BUSINESS
SUBSIDIARY EMPLOYER ID AFFILIATE OWNERSHIP BY OWNER INCORPORATION FOREIGN ACTIVITY
---------- ----------- --------- --------- -------- ------------- ------- --------
residential
properties or the
mortgages thereon.
Secureco Merit Fund 13-3720566 DLJ Secureco 100% 500 Delaware USA General Partner of
II, Inc. Holdings, Inc. Merit Fund Two
Limited Partnership
which owns
multifamily
residential
properties or the
mortgages thereon.
Secureco Merit Fund 13-3720551 DLJ Secureco 100% 500 Delaware USA General Partner of
III, Inc. Holdings, Inc. Merit Fund III
Limited Partnership
which owns
multifamily
residential
properties or the
mortgages thereon.
Secureco Merit Fund 13-3720561 DLJ Secureco 100% 500 Delaware USA General Partner of
IV, Inc. Holdings, Inc. Merit Fund IV
Limited Partnership
which owns
multifamily
residential
properties or the
mortgages thereon.
Secureco Merit Fund 13-3720555 DLJ Secureco 100% 500 Delaware USA General Partner of
IX, Inc. Holdings, Inc. Merit Fund IX
Limited Partnership
which owns
multifamily
residential
properties or the
mortgages thereon.
Secureco Merit Fund 13-3720565 DLJ Secureco 100% 500 Delaware USA General Partner of
VI, Inc. Holdings, Inc. Merit Fund VI
Limited Partnership
which owns
multifamily
SUBSIDIARY PURPOSE CT CODE SORT CODE
---------- ------- ------- ---------
Secureco Merit Fund Special SMF1
II, Inc. Purpose
Secureco Merit Fund Special SMF2
III, Inc. Purpose
Secureco Merit Fund Special SMF3
IV, Inc. Purpose
Secureco Merit Fund Special SMF4
IX, Inc. Purpose
Secureco Merit Fund Special SMF5
VI, Inc. Purpose
27
LISTING D:
DLJ SUBSIDIARIES (CONTINUED)
JURISDICTION
OWNER PERCENT SHARES HELD OF USA/ BUSINESS
SUBSIDIARY EMPLOYER ID AFFILIATE OWNERSHIP BY OWNER INCORPORATION FOREIGN ACTIVITY
---------- ----------- --------- --------- -------- ------------- ------- --------
residential
properties or the
mortgages thereon.
Secureco Merit Fund 13-3720554 DLJ Secureco 100% 500 Delaware USA General Partner of
VIII, Inc. Holdings, Inc. Merit Fund VIII
Limited Partnership
which owns
multifamily
residential
properties or the
mortgages thereon.
Secureco Merit 13-3720550 DLJ Secureco 100% 500 Delaware USA General Partner of
Washington Manor, Holdings, Inc. Merit Washington
Inc. Manor Investors L.P.
which owns
multifamily
residential
properties or the
mortgages thereon.
Secureco Riverside, 13-3715362 DLJ Secureco 100% 500 Delaware USA General Partner of
Inc. Holdings, Inc. Trinity Secureco
Riverside Partners
L.P. which owns
multifamily
residential
properties or the
mortgages thereon.
Secureco Rolling 13-3732849 DLJ Secureco 100% 1,000 Delaware USA General Partner of
Hills, Inc. Holdings, Inc. Trinity Rolling
Hills Partners L.P.
which owns
multifamily
residential
properties or the
mortgages thereon.
Secureco Tan Crest, 13-3720553 DLJ Secureco 100% 500 Delaware USA General Partner of
Inc. Holdings, Inc. Tan Crest
Apartments, Ltd.
which owns
multifamily
properties
SUBSIDIARY PURPOSE CT CODE SORT CODE
---------- ------- ------- ---------
Secureco Merit Fund Special SMF7
VIII, Inc. Purpose
Secureco Merit Special SMF8
Washington Manor, Purpose
Inc.
Secureco Riverside, Special SMWM
Inc. Purpose
Secureco Rolling Special SRIV
Hills, Inc. Purpose
Secureco Tan Crest, Special SRH
Inc. Purpose
28
LISTING D:
DLJ SUBSIDIARIES (CONTINUED)
JURISDICTION
OWNER PERCENT SHARES HELD OF USA/ BUSINESS
SUBSIDIARY EMPLOYER ID AFFILIATE OWNERSHIP BY OWNER INCORPORATION FOREIGN ACTIVITY
---------- ----------- --------- --------- -------- ------------- ------- --------
or the mortgages
thereon.
Secureco Westchester 13-3720557 DLJ Secureco 100% 500 Delaware USA General Partner of
Square, Inc. Holdings, Inc. Merit Westchester
Square Investors
L.P. which owns
multifamily
residential
properties or the
mortgages thereon.
Secureco 13-3719132 DLJ Secureco 100% 500 Delaware USA General Partner of
Worthington, Inc. Holdings, Inc. Trinity Secureco
Worthington Partners
L.P. which owns
multifamily
residential
properties or the
mortgages thereon.
Snoga, Inc. 13-3036391 Donaldson, Lufkin 100% 1,000 Delaware USA Acts as escrow agent
& Jenrette, Inc. for business
activities of DLJ
Bridge Finance, Inc.
TBS Funding, Inc. 13-3990901 DLJ Bridge 100% 1,000 Delaware USA Funding vehicle for
Finance, Inc. Bridge Loan to be
provided to TBS
Shipping Services
Inc., an
international
shipping company.
Trinity Group 36-3951675 Trinity Holding, 100% 100 Illinois USA Property manager for
Hearthstone, Inc. Inc. MLG Properties.
Trinity Holding, Inc. 13-3810632 DLJ Mortgage 100% 100 Delaware USA Holding Company.
Capital, Inc.
True Temper Funding, 13-4024910 DLJ Bridge 100% 1,000 Delaware USA Bridge Finance
Inc. Finance, Inc. vehicle formed to
provide a bridge
loan to True Temper
Sports, Inc., a
SUBSIDIARY PURPOSE CT CODE SORT CODE
---------- ------- ------- ---------
Secureco Westchester Special STC
Square, Inc. Purpose
Secureco Special SWS
Worthington, Inc. Purpose
Snoga, Inc. Special SWORT
Purpose
TBS Funding, Inc. Special
Purpose
Trinity Group Special SNOGA
Hearthstone, Inc. Purpose
Trinity Holding, Inc. Special TGH
Purpose
True Temper Funding, Special
Inc. Purpose
29
LISTING D:
DLJ SUBSIDIARIES (CONTINUED)
JURISDICTION
OWNER PERCENT SHARES HELD OF USA/ BUSINESS
SUBSIDIARY EMPLOYER ID AFFILIATE OWNERSHIP BY OWNER INCORPORATION FOREIGN ACTIVITY
---------- ----------- --------- --------- -------- ------------- ------- --------
leading
manufacturer of golf
shafts in the U.S.
UK Investment Plan 13-3941938 Donaldson, Lufkin 100% 1,000 Delaware USA Holds a U.K.
1997, Inc. & Jenrette, Inc. Investment.
Winthrop Trust 13-3818656 Wood, Struthers & 100% 100 New York USA Banking trust
Company Winthrop company which offers
Management Corp. personal trust
services to
high-net-worth
individuals.
Winthrop Trust Not available Wood, Struthers & 100% Island of Foreign Off-shore structure
Company (Jersey) as of today Winthrop Jersey, formed to be of
Limited Management Channel Islands service of London
Corporation Office of ISG.
Wood, Struthers & 13-2774791 Donaldson, Lufkin 100% 1,000 Delaware USA Investment Advisor.
Winthrop Management & Jenrette
Corp. Securities
Corporation
WSW Capital, Inc. 13-3749620 Wood, Struthers & 100% 1,000 Delaware USA General Partner in
Winthrop WSW Hedge Fund L.P.
Management Corp.
SUBSIDIARY PURPOSE CT CODE SORT CODE
---------- ------- ------- ---------
UK Investment Plan Special WHIT
1997, Inc. Purpose
Winthrop Trust General
Company Purpose
Winthrop Trust General
Company (Jersey) Purpose
Limited
Wood, Struthers & General WTC
Winthrop Management Purpose
Corp.
WSW Capital, Inc. General WSWMC
Purpose
30
SUBSIDIARIES OF THE PARTNERSHIP
-------------------------------
Alliance Capital Management
Corporation of Delaware
(Delaware)
ACMC, Inc.
(Delaware)
ACM Software Services Ltd.
(Delaware)
Alliance Capital Asset Management
(India) Private Ltd.
(India)
Alliance Capital Management
Australia Limited
(Australia)
Alliance Capital Management
(Asia) Ltd.
(Delaware)
Alliance Capital (Mauritius)
Private Limited
(Mauritius)
Alliance Corporate Finance
Group Incorporated
(Delaware)
Alliance Capital Management
(Brasil) Ltda.
(Brazil)
Alliance Capital Management
(India) Ltd.
(Delaware)
Alliance Capital Management
Canada, Inc.
(Canada)
-2-
Alliance Capital Management
(Turkey) Ltd.
(Delaware)
Alliance Capital (Luxembourg) S.A.
(Luxembourg)
Alliance Eastern Europe Inc.
(Delaware)
Alliance Capital Global
Derivatives Corporation
(Delaware)
Alliance Barra Research
Institute, Inc.
(Delaware)
Alliance Fund Distributors, Inc.
(Delaware)
Alliance Fund Services, Inc.
(Delaware)
Alliance Capital Oceanic Corporation
(Delaware)
Alliance Capital Management
(Japan) Inc.
(Delaware)
ACM Fund Services, S.A.
(Luxembourg)
ACM Fund Services (Espana) S.L.
(Madrid)
ACSYS Software India Private Limited
(India)
Alliance Capital Limited
(UK)
-3-
Alliance Capital Services Limited
(UK)
Cursitor Alliance LLC
(Delaware)
Cursitor Cecogest SA
(France)
Cursitor Courtage SARL
(France)
Cursitor-Eaton Asset
Management Company
(New York)
Cursitor Gestion SA
(France)
Cursitor Alliance Holdings Limited
(UK)
Cursitor Management Co. SA
(Luxembourg)
Alliance Asset Allocation Limited
(UK)
Dimensional Trust Management Limited
(UK)
Draycott Partners, Ltd.
(Massachusetts)
Equitable Investment Corporation
(Delaware)
Meiji-Alliance Capital Corporation
(Delaware)
New-Alliance Asset Management
(Asia) Limited
(Hong Kong)
-4-
ACM New-Alliance (Luxembourg) S.A.
(Luxembourg)
Cursitor Alliance Services Limited
(UK)
East Fund Managementberatung GmbH
(Austria)
East Fund Management (Cyprus) LTD
(Cyprus)
EFM Consultanta Financiara Bucuresti SRL
(Romania)
ACM CIIC Investment Management Limited
(Cayman Islands)
Alliance Capital Management (Singapore) Ltd.
(Singapore)
Alliance Capital Investment Trust Management
Limited K.K.
(Japan)
Alliance-Odyssey Capital Management (Proprietary) Limited
(South Africa)
Alliance-Odyssey Capital Management (Namibia)(Proprietary) Limited
(Namibia)
Alliance Capital Whittingdale Limited
(UK)
ACM Investments Limited
(UK)
Whittingdale Holdings Limited
(UK)
Whittingdale Nominees Limited
(UK)