SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 -------------------------------------------------------------------------- SCHEDULE 14D9-C SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14 (D)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 ------------------------------------- ANSALDO SIGNAL N.V. (Name of Subject Company) ANSALDO SIGNAL N.V. (Name of Persons Filing Statement) COMMON STOCK, PAR VALUE NLG 0.01 (Title of Class of Securities) NO5515 10 6 (CUSIP Number of Class of Securities) ------------------------------------- JAMES N. SANDERS PRESIDENT, CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR ANSALDO SIGNAL N.V. WORLD TRADE CENTER BOULEVARD 267 NETHERLANDS 1118 BH (412) 688-2400 C/O UNION SWITCH & SIGNAL INC. 1000 TECHNOLOGY DRIVE PITTSBURGH, PA 15219-3120 ------------------------------------- WITH A COPY TO: WILLIAM E. KELLY, ESQ. PEABODY & ARNOLD LLP 50 ROWES WHARF BOSTON, MA 02110 (617) 951-2100 ------------------------------------- (Names, address and telephone number of person authorized to receive notices and communications on behalf of the person filing statement). [X] Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer. 2