SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------- FORM 10-QSB/A-1 (Mark One) [X] Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Quarter Ended December 31, 1997 or [ ] Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Transition Period from _______to_______ Commission File Number 0-22432 DIPLOMAT CORPORATION -------------------- (Exact name of registrant as specified in its charter) Delaware 13-3727399 - -------- ---------- (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 25 Kay Fries Drive, Stony Point, New York 10980 - ----------------------------------------- ----- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (914) 786-5552 -------------- Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [X] No [ ] APPLICABLE ONLY TO CORPORATE ISSUERS State the number of shares outstanding of each of the issuer's classes of common equity, as of the latest practicable date: January 31, 1998, 10,629,433 Common Shares outstanding. Transitional Small Business Disclosure (check One): Yes [ ] No [X] ITEM 6. EXHIBITS AND REPORTS ON FORM 8-K This amendment to registrant's Form 10-QSB is being filed solely to add the Financial Data Schedule - Exhibit 27. No other changes were made. SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. DIPLOMAT CORPORATION February 25, 1998 By:/s/ Jonathan Rosenberg -------------------------------- Jonathan Rosenberg Chief Executive Officer February 25, 1998 By:/s/ Irwin Oringer -------------------------------- Irwin Oringer Principal Accounting Officer and Controller 2