SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
(Mark One)
|X| ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT
OF 1934
For the fiscal year ended December 31, 1997
OR
|_| TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE
ACT OF 1934
For the transition period from _____________ to _______________
Commission File Number: 1-7921
SECURITY CAPITAL CORPORATION
(Exact name of registrant as specified in its charter.)
Delaware 13-3003070
(State or other jurisdiction of
incorporation or organization) (I.R.S. Employer Identification No.)
1111 North Loop West, Suite 400, Houston, Texas 77008
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (713) 880-7100
Securities registered pursuant to Section 12(b) of the Act:
NAME OF EACH EXCHANGE
TITLE OF EACH CLASS ON WHICH REGISTERED
------------------- -------------------
Class A Common Stock, $.01 par value Pacific Exchange
Securities registered pursuant to Section 12(g) of the Act:
None.
Indicate by check mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports) and (2) has been subject to such
filing requirements for the past 90 days:
Yes [X] No [ ]
Indicate by check mark if disclosure of delinquent filers pursuant to
Item 405 of Regulation S-K is not contained herein, and will not be contained,
to the best of Registrant's knowledge, in definitive proxy or information
statements incorporated by reference in Part III of this Form 10-K or any
amendment to this Form 10-K. [X]
As of March 23, 1998, 5,306,490 shares of the Registrant's voting stock
were issued and outstanding, of which 4,110,883 shares were held by affiliates
of the Registrant. The aggregate market value of the remaining 1,195,607 shares
of voting stock held by non-affiliates (based upon the closing price of the
Registrant's Class A Common Stock on March 23, 1998, of $4.50) was approximately
$5,380,232.
EXPLANATORY NOTE
This Form 10-K/A is being filed to append a conformed signature page
(which reflects the manually signed one in the Registrant's possession at time
of filing) to the Form 10-K of the Registrant for the fiscal year ended December
31, 1997 which was filed on April 14, 1998.
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities
Exchange Act of 1934, the Registrant has caused this report to be signed on its
behalf by the undersigned thereto duly authorized.
SECURITY CAPITAL CORPORATION
By: /s/ A. GEORGE GEBAUER
A. George Gebauer
President
Date: April 14, 1998
Pursuant to the requirements of the Securities Exchange Act of 1934, this report
has been signed below by the following persons on behalf of the Registrant and
in the capacities and on the date indicated.
SIGNATURE POSITION DATE
/s/ A. GEORGE GEBAUER President, Secretary and Director April 14, 1998
A. George Gebauer (Principal Executive Officer)
/s/ LARRY M. KARREN Vice President (Principal Financial April 14, 1998
Larry M. Karren and Accounting Officer)
/s/ BRIAN D. FITZGERALD Director and Chairman April 14, 1998
Brian D. Fitzgerald
/s/ WILLIAM T. BOZARTH Director April 14, 1998
William T. Bozarth
/s/ THOMAS J. GOCHBERG Director Apri1 14, 1998
Thomas J. Gochberg
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities
Exchange Act of 1934, the Registrant has caused this report to be signed on its
behalf by the undersigned thereto duly authorized.
SECURITY CAPITAL CORPORATION
By: /s/ A. GEORGE GEBAUER
A. George Gebauer
President
Date: April 22, 1998
Pursuant to the requirements of the Securities Exchange Act of 1934, this report
has been signed below by the following persons on behalf of the Registrant and
in the capacities and on the date indicated.
SIGNATURE POSITION DATE
- --------- -------- ----
/s/ A. GEORGE GEBAUER President, Secretary and Director April 22, 1998
A. George Gebauer (Principal Executive Officer)
/s/ LARRY M. KARREN Vice President (Principal Financial April 22, 1998
Larry M. Karren and Accounting Officer)
/s/ BRIAN D. FITZGERALD Director and Chairman April 22, 1998
Brian D. Fitzgerald
/s/ WILLIAM T. BOZARTH Director April 22, 1998
William T. Bozarth
/s/ THOMAS J. GOCHBERG Director Apri1 22, 1998
Thomas J. Gochberg