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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 10-K/A
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ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED JANUARY 2, 2000
COMMISSION FILE NO. 333-81347
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VIXEL CORPORATION
(EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)
DELAWARE 84-1176506
(STATE OR OTHER JURISDICTION (I.R.S. EMPLOYER
OF INCORPORATION OR ORGANIZATION) IDENTIFICATION NO.)
11911 NORTH CREEK PARKWAY SOUTH
BOTHELL, WASHINGTON 98011
(425) 806-5509
(ADDRESS, INCLUDING ZIP CODE, OF REGISTRANT'S PRINCIPAL EXECUTIVE OFFICES AND
TELEPHONE NUMBER, INCLUDING AREA CODE)
Securities registered pursuant to Section 12(b) of the Act: NONE
Securities registered pursuant to Section 12(g) of the Act:
COMMON STOCK, $0.0015 PAR VALUE
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Indicate by check mark whether the registrant (1) has filed all reports
required by Section 13 or 15(d) of the Securities Exchange Act of 1934 during
the preceding 12 months (or for such shorter period that the registrant was
required to file such reports), and (2) has been subject to such filing
requirements for the past 90 days. Yes [X] No [ ]
Indicate by a check mark if disclosure of delinquent filers pursuant to
Item 405 of Regulation S-K is not contained herein, and will not be contained,
to the best of registrant's knowledge, in definitive proxy or information
statements incorporated by reference in Part III of this Form 10-K or any
amendment to this Form 10-K. [ ]
The aggregate market value of the voting stock held by non-affiliates of
the Registrant based on the closing sale price of the Registrant's Common Stock
on March 1, 2000, as reported on the Nasdaq National Market, was approximately
$515,076,067.
As of March 1, 2000, the Registrant had outstanding 23,278,316 shares of
Common Stock.
DOCUMENTS INCORPORATED BY REFERENCE
The Registrant has incorporated by reference into Part III of this Form
10-K portions of the Proxy Statement for the 2000 Annual Meeting of Stockholders
to be held on May 24, 2000 which definitive proxy statement shall be filed with
the Securities and Exchange Commission within 120 days after the end of the
fiscal year to which this report relates.
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EXPLANATION
The purpose of this Form 10K/A amendment is to properly reflect the
dates of the signature of persons signing on behalf of the registrant on the
Report on Form 10K filed on March 31, 2000 from March 31, 1999 to March 31,
2000.
SIGNATURE
Pursuant to the requirements of Section 13 or 15(d) of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on
behalf of the undersigned, thereunto duly authorized.
VIXEL CORPORATION
/s/ KURTIS L. ADAMS
By: Kurtis L. Adams, Chief Financial
Officer, Vice President of Finance,
Secretary and Treasurer
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SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities
Exchange Act of 1934, the Registrant has caused this report on Form 10-K to be
signed on its behalf by the undersigned, thereunto duly authorized, in the City
of Bothell, King County, State of Washington, on this 31st day of March, 2000.
VIXEL CORPORATION
By: /s/ JAMES M. MCCLUNEY
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James M. McCluney
Chief Executive Officer, President
and
Chairman of the Board of Directors
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that each individual whose signature
appears below constitutes and appoints James M. McCluney and Kurtis L. Adams,
his true and lawful attorneys-in-fact each acting alone, with full power of
substitution and resubstitution, for him and in his name, place and stead in any
and all capacities to sign any or all amendments to this report on Form 10-K,
and to file the same, with all exhibits thereto, and other documents in
connection therewith, with the Securities and Exchange Commission, granting unto
said attorneys-in-fact and agents full power and authority to do and perform
each and every act and thing requisite and necessary to be done in and about the
premises, as fully to all intents and purposes as he might or could do in
person, hereby ratifying and confirming all that said attorneys-in-fact, or
their substitutes, each acting alone, may lawfully do or cause to be done by
virtue hereof.
Pursuant to the requirements of the Securities Exchange Act of 1934, this
report on Form 10-K has been signed below by the following persons in the
capacities and on the dates indicated:
SIGNATURE TITLE DATE
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/s/ JAMES M. MCCLUNEY Chief Executive Officer, March 31, 2000
- ----------------------------------------------------- President and Chairman of the
James M. McCluney Board of Directors (Principal
Executive Officer)
/s/ KURTIS L. ADAMS Chief Financial Officer, Vice March 31, 2000
- ----------------------------------------------------- President of Finance, Secretary
Kurtis L. Adams and Treasurer (Principal
Financial and Accounting
Officer)
/s/ KEVIN A. FONG Director March 31, 2000
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Kevin A. Fong
/s/ CHARLES A. HAGGERTY Director March 31, 2000
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Charles A. Haggerty
/s/ JUAN A. RODRIGUEZ Director March 31, 2000
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Juan A. Rodriguez
/s/ TIMOTHY M. SPICER Director March 31, 2000
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Timothy M. Spicer
/s/ WERNER F. WOLFEN Director March 31, 2000
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Werner F. Wolfen
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