================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------- FORM 8-K CURRENT REPORT ---------- Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 1, 2003 ---------- ASTORIA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) ---------- Delaware 0-22228 11-3170868 (State or other jurisdiction of (Commission File Number) (IRS Employer incorporation or organization) Identification No.) ONE ASTORIA FEDERAL PLAZA, LAKE SUCCESS, NEW YORK 11042-1085 (Address of principal executive offices, including zip code) Registrant's telephone number, including area code: (516) 327-3000 NOT APPLICABLE (Former name or former address, if changed since last report) ================================================================================ ITEMS 1 THROUGH 4, 6, 8, 9, 10, 11 AND 12. NOT APPLICABLE. ITEM 5. OTHER EVENTS AND REQUIRED FD DISCLOSURE. On October 1, 2003, Astoria Financial Corporation issued a press release announcing that it had completed the redemption of all 2,000,000 outstanding shares of its 12% Noncumulative Perpetual Preferred Stock, Series B (the "Preferred Shares"), at a redemption price of $27.25 per share, plus $1.00 in accrued and unpaid dividends, for an aggregate redemption price of $28.25 per Preferred Share (the "Redemption Price"). The press release is included herein as Exhibit 99.1 ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS. (a) - (b) Not applicable. (c) Exhibits The following Exhibit is filed as part of this report. Exhibit 99.1 Press release dated October 1, 2003. -2- SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. ASTORIA FINANCIAL CORPORATION By: /s/ Peter J. Cunningham ----------------------------- Peter J. Cunningham First Vice President and Director of Investor Relations Dated: October 1, 2003 EXHIBIT INDEX Exhibit Number Description - ------- ----------- 99.1 Press release dated October 1, 2003. -3-