UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 14, 2003
TradeStation Group, Inc.
(Exact name of registrant as specified in its charter)
FLORIDA
(State or other jurisdiction of incorporation)
0-31049 65-0977576
(Commission File Number) (I.R.S. Employer
Identification No.)
8050 S.W. 10th Street, Suite 4000, Plantation, Florida 33324
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (954) 652-7000
Not Applicable
(Former name or former address, if changed since last report)
Item 7. Financial Statements and Exhibits.
(c) Exhibits
Exhibit No. Exhibit Description
----------- -------------------
99 Press Release dated October 14, 2003.
Item 9. Regulation FD Disclosure (Item 12. Results of Operations and Financial
Condition).
TradeStation Group, Inc. (the "Company") reported its financial results
for its third quarter and nine months ended September 30, 2003. A copy of the
Company's press release issued on October 14, 2003 concerning the foregoing
results is furnished as part of this report pursuant to Items 9 and 12 of this
Form 8-K.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
TRADESTATION GROUP, INC.
Date: October 14, 2003 By: /s/ David H. Fleischman
-----------------------------------------
David H. Fleischman
Chief Financial Officer,
Vice President of Finance and Treasurer
EXHIBIT INDEX
Exhibit No. Exhibit Description
----------- -------------------
99 Press Release dated October 14, 2003.