UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) October 23, 2003
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ALIGN TECHNOLOGY, INC.
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(Exact name of registrant as specified in its charter)
Delaware 0-32259 94-3267295
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(State or other jurisdiction (Commission File Number) (I.R.S. Employer
of incorporation) Identification No.)
881 Martin Avenue, Santa Clara, California 95050
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (408) 470-1000
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Not applicable
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(Former name or former address, if changed since last report)
ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS
(c) Exhibits.
Exhibit No. Description
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99.1 Press Release, dated October 23, 2003, reporting the
results of operations for Align Technology, Inc. for its
third quarter ended September 30, 2003 (furnished and
not filed herewith solely pursuant to Item 12).
ITEM 12. Results of Operations and Financial Condition
On October 23, 2003, Align Technology, Inc. ("Align") is issuing a press
release and holding a conference call regarding its financial results for the
third quarter of fiscal 2003 ended September 30, 2003. A copy of the press
release is furnished as Exhibit 99.1 to this Form 8-K. Align is making reference
to non-GAAP financial information in both the press release and the conference
call. A reconciliation of these non-GAAP financial measures to the comparable
GAAP financial measures is contained in the attached press release.
The information contained herein and in the accompanying exhibit shall not
be incorporated by reference into any filing of Align, whether made before of
after the date hereof, regardless of any general incorporation language in such
filing, unless expressly incorporated by specific reference to such filing. The
information in this Form 8-K and the exhibit attached hereto shall not be deemed
"filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as
amended, or otherwise subject to the liabilities of that section, nor shall it
be deemed incorporated by reference in any filing under Section 11 and 12(a)(2)
of the Securities Act of 1933, as amended.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as
amended, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
Dated: October 23, 2003 Align Technology, INC.
By: /s/ Eldon M. Bullington
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Eldon M. Bullington
Vice President of Finance and
Chief Financial Officer
INDEX TO EXHIBITS
Exhibit No. Description
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99.1 Press Release, dated October 23, 2003, reporting the
results of operations for Align's third quarter ended
September 30, 2003.