UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
AMENDMENT NO. 1
TO
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 4, 2004
COLLECTORS UNIVERSE, INC.
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(Exact name of registrant as specified in its charter)
Delaware 0-27887 33-0846191
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(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
1921 E. Alton Avenue, Santa Ana, California 92705
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (949) 567-1234
N/A
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(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
[_] Written communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
[_] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
[_] Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
[_] Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Explanatory Note
On November 4, 2004, Collectors Universe, Inc. filed a Current Report on
Form 8-K in order to furnish a copy of its press release, issued November 4,
2004, which announced its consolidated financial results for the quarter ended
September 30, 2004. The purpose of this Amendment is to include the disclosures
in that Current Report under Item 2.02 -- "Results of Operations and Financial
Condition" and Exhibit 99.1 referenced therein under Item 9.01. Those
disclosures and that Exhibit were erroneously included under Item 7.01 in the
originally filed Current Report on Form 8-K.
Item 2.02 Results of Operations and Financial Condition
On November 4, 2004, Collectors Universe, Inc. issued a press release
announcing its consolidated financial results for its first quarter of fiscal
2005 ended September 30, 2004. A copy of that press release is attached hereto
as Exhibit 99.1 to this Current Report on Form 8-K.
In accordance with General Instruction B.2 of Form 8-K, the information in
this Current Report on Form 8-K, including Exhibit 99.1, is being furnished and
shall not be deemed "filed" for purposes of Section 18 of the Securities
Exchange Act of 1934, as amended, or otherwise subject to the liabilities of
that Section, nor shall it be deemed incorporated by reference in any filing
under the Securities Act of 1933, as amended.
Item 9.01 Financial Statements and Exhibits
(c) Exhibits. The following exhibit is being furnished pursuant to Item 2.02
above.
Exhibit No Description
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99.1 Press Release issued November 4, 2004 announcing the
consolidated financial results of Collectors Universe,
Inc. for the quarter ended September 30, 2004.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
COLLECTORS UNIVERSE, INC.
Date: November 4, 2004 By: /s/ MICHAEL J. LEWIS
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Michael J. Lewis,
Chief Financial Officer
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INDEX TO EXHIBITS
Exhibit No Description
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99.1 Press Release issued November 4, 2004 announcing the
consolidated financial results of Collectors Universe, Inc.
for the quarter ended September 30, 2004.
E-1