1 As filed with the Securities and Exchange Commission on: November 7, 1996 Registration No. 333-___________ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 --------------- FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 --------------- CENTRAL COAST BANCORP (EXACT NAME OF ISSUER AS SPECIFIED IN ITS CHARTER) CALIFORNIA 77-0367061 (STATE OF INCORPORATION) (I.R.S. EMPLOYER IDENTIFICATION NO.) 301 MAIN STREET, SALINAS, CALIFORNIA 93901 (ADDRESS OF PRINCIPAL EXECUTIVE OFFICE) ---------------------------------------- AMENDED AND RESTATED CENTRAL COAST BANCORP 1994 STOCK OPTION PLAN (FULL TITLE OF THE PLAN) ---------------------------------------- NICK VENTIMIGLIA CENTRAL COAST BANCORP 301 MAIN STREET, SALINAS, CALIFORNIA 93901 (NAME AND ADDRESS OF AGENT FOR SERVICE) --------------- (408) 422-6642 (TELEPHONE NUMBER, INCLUDING AREA CODE, OF AGENT FOR SERVICE OF PROCESS) ==================================================================================================================== CALCULATION OF REGISTRATION FEE ==================================================================================================================== Proposed Maximum Proposed Maximum Title of Securities Amount to Offering Aggregate Amount of to be Registered be Registered Price per Share Offering Price Registration Fee ==================================================================================================================== Common Stock, no par value 311,901(1) $19.50(2) $6,082,069.50(2) $1,843.05 ==================================================================================================================== 1 Issuable upon exercise of options to be granted under the Amended and Restated Central Coast Bancorp 1994 Stock Option Plan 2 Estimated solely for the purpose of determining the registration fee, based upon the average of the bid and asked prices for the Common Stock on October 31, 1996, pursuant to Rule 457(h). This Registration Statement, including exhibits, consists of 17 sequentially numbered pages. The Exhibit Index is located at page 5. 2 This Registration Statement is being filed pursuant to General Instruction E to Form S-8 to register additional shares of Common Stock of the Registrant with respect to its Amended and Restated Central Coast Bancorp 1994 Stock Option Plan (the "Plan"). Shares of Common Stock offered pursuant to the Central Coast Bancorp 1994 Stock Option Plan were registered with the Commission pursuant to Registration Statement No. 33-89948, filed March 3, 1995 (the "Prior S-8"). Except as modified herein, the contents of the Prior S-8, including exhibits filed with it, are incorporated by reference. The following additional required information is not contained in the Prior S-8: ITEM 4. DESCRIPTION OF SECURITIES The stock of the Registrant being registered is 311,901 additional shares of Common Stock, no par value, of which the Registrant is authorized to issue 20,000,000 shares. Each shareholder is entitled to one vote for each share of Common Stock held on all matters to be voted on by shareholders. In any election of directors each shareholder has a right to cumulate the shareholder's votes, giving one candidate a number of votes equal to the number of directors to be elected multiplied by the number of shares held by the shareholder, or distributing such number of votes among as many candidates as the shareholder shall see fit. Holders of Common Stock have no preemptive rights or other rights to subscribe for additional shares. There are no conversion rights, redemption rights, or sinking fund provisions with respect to shares of Common Stock. Subject to preferences that may be applicable to any shares of any preferred stock outstanding at that time, holders of Common Stock of the Registrant are entitled to receive ratably such dividends as may be declared by the Board of Directors out of funds legally available therefor, and in the event of liquidation, dissolution or winding up of the Registrant, are entitled to share ratably in all assets remaining after the payment of all liabilities. ITEM 8. EXHIBITS See Index to Exhibits. 3 SIGNATURES Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in Salinas , California, on this 31st day of October, 1996. CENTRAL COAST BANCORP By: /s/ Nick Ventimiglia --------------------------- Nick Ventimiglia President and Chief Executive Officer Power of Attorney Each person whose signature appears below on this Registration Statement hereby constitutes and appoints Nick Ventimiglia and Thomas A. Sa and each of them, with full power to act without the other, his or her true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him or her and in his or her name, place and stead, in any and all capacities (until revoked in writing) to sign registration statements pursuant to the Securities Act of 1933, as amended, relating to the registration of shares of Common Stock of Central Coast Bancorp to be offered pursuant to the Amended and Restated Central Coast Bancorp 1994 Stock Option Plan and to sign any and all amendments (including post-effective amendments and amendments thereto) to such registration statements, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents or any of them, or their or his or her substitute or substitutes, may lawfully do or cause to be done by virtue hereof. 4 Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated. Signature Title Date /s/ Nick Ventimiglia President, Chief October 31, 1996 - --------------------- Nick Ventimiglia Executive Officer and Director /s/ Thomas A. Sa Chief Financial October 31, 1996 - --------------------- Thomas A. Sa Officer (Principal Financial and Accounting Officer) /s/ Andrew E. Ausonio - --------------------- Director October 31, 1996 Andrew E. Ausonio /s/ C. Edward Boutonnet Director October 31, 1996 - ----------------------- C. Edward Boutonnet /s/ Bradford G. Crandall - ------------------------ Director October 31, 1996 Bradford G. Crandall Director October 31, 1996 - ----------------------- Roger G. Emanuel /s/ Alfred P. Glover Director October 31, 1996 - ----------------------- Alfred P. Glover - ----------------------- Director October 31, 1996 Richard C. Green /s/ Duncan L. McCarter Director October 31, 1996 - ----------------------- Duncan L. McCarter /s/ Robert M. Mraule Director October 31, 1996 - ----------------------- Robert M. Mraule /s/ Louis A. Souza Director October 31, 1996 - ----------------------- Louis A. Souza 5 EXHIBIT INDEX Exhibit Sequential No. Page No. - --- -------- Exhibit Name ------------ 5 Opinion of Counsel: 6 Bronson, Bronson & McKinnon LLP 23.1 Consent of Independent Auditors: 7 Deloitte & Touche LLP 23.2 Consent of Counsel (See Exhibit 5) 24 Power of Attorney (see signature pages) 99 Amended and Restated Central Coast Bancorp 1994 Stock Option Plan 8-17