1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------------------------------------------------------- FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 18, 1996 APPLIED MATERIALS, INC. (Exact name of registrant as specified in its charter) Delaware 0-6920 94-1655526 (State or other jurisdiction (Commission File Number) (IRS employer of Incorporation) identification number) 3050 Bowers Avenue, Santa Clara, California 95054-3299 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (408) 727-5555 Inapplicable (Former name or former address, if changed since last report) 2 ITEM 5. OTHER EVENTS On November 18, 1996, the Company notified its unsecured senior noteholders of its intention to repay the notes prior to their scheduled maturities, as provided under the terms of the agreement. The outstanding principal balance of the notes was $52.5 million on the date of the notification. The noteholders will receive approximately $56.1 million on December 19, 1996, representing principal, accrued interest and prepayment charges. On November 21, 1996, the Company issued a press release announcing its results of operations for the three months and fiscal year ended October 27, 1996. A copy of the financial statements attached to the press release is attached hereto as Exhibit 99.1 and incorporated herein by reference. ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS. (c) Exhibits Exhibit Number Exhibit -------------- ------- 99.1 Financial Statements attached to Press Release, dated November 21, 1996, of Applied Materials, Inc. 3 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: November 21, 1996 APPLIED MATERIALS, INC. (Registrant) By: \s\ Gerald F. Taylor ----------------------------- Gerald F. Taylor Senior Vice President and Chief Financial Officer 4 EXHIBIT INDEX Exhibit Number Exhibit - -------------- ------- 99.1 Financial Statements attached to Press Release, dated November 21, 1996, of Applied Materials, Inc.