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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-Q/A
AMENDMENT NO.1
[X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES
EXCHANGE ACT OF 1934
FOR THE QUARTERLY PERIOD ENDED JUNE 28, 1996
OR
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES
EXCHANGE ACT OF
1934
FOR THE TRANSITION PERIOD FROM _________ TO _________
COMMISSION FILE NUMBER 0-19903
METRICOM, INC.
(A DELAWARE CORPORATION)
I.R.S. EMPLOYER IDENTIFICATION #77-0294597
980 UNIVERSITY AVENUE
LOS GATOS, CA 95030-2375
(408) 399-8200
INDICATE BY CHECK MARK WHETHER THE REGISTRANT (1) HAS FILED ALL REPORTS
REQUIRED TO BE FILED BY SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF
1934 DURING THE PRECEDING 12 MONTHS (OR FOR SUCH SHORTER PERIOD THAT THE
REGISTRANT WAS REQUIRED TO FILE SUCH REPORTS), AND (2) HAS BEEN SUBJECT TO SUCH
FILING REQUIREMENTS FOR THE PAST 90 DAYS.
YES X NO ___
THE NUMBER OF SHARES OF COMMON STOCK OUTSTANDING AS OF AUGUST 2, 1996 WAS
13,461,824.
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TABLE OF CONTENTS
PAGE
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PART II. OTHER INFORMATION
Item 6. Exhibits and Reports on Form 8-K............................................ 3
Signature Page.......................................................................... 4
Exhibit Index........................................................................... 5
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PART II. OTHER INFORMATION
ITEM 6: EXHIBITS AND REPORTS ON FORM 8-K
a. Exhibits:
10.27* Option Agreement and Agreement and Plan of Reorganization, dated as
of February 7, 1996, among the Company, Overall Wireless
Communications Corporation and the sole stockholder of Overall
Wireless.
10.28* Loan and Security Agreement, dated as of February 7, 1996, among the
Company, Overall Wireless Communications Corporation and the sole
stockholder of Overall Wireless.
27.00 Financial Data Schedule.
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* Confidential treatment has been requested for certain portions of this
exhibit. The confidential portions have been marked with an asterisk and
have been filed separately with the Commission.
b. Reports on Form 8-K
1. Form 8-K filed on June 6, 1996, regarding a proposed private
placement of up to $75 million principal amount of convertible
subordinated notes.
2. Form 8-K filed on June 20, 1996, regarding the Company's plans to
discontinue a proposed private placement of up to $75 million
principal amount of convertible subordinated notes.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
METRICOM, INC.
(Registrant)
/s/ WILLIAM D. SWAIN
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By: William D. Swain
Chief Financial Officer, Secretary
and Duly Authorized Officer
Date: December 5, 1996
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EXHIBIT INDEX
10.27* Option Agreement and Agreement and Plan of Reorganization, dated as of
February 7, 1996, among the Company, Overall Wireless Communications
Corporation and the Sole Stockholder of Overall Wireless.
10.28* Loan and Security Agreement, dated as of February 7, 1996, among the
Company, Overall Wireless Communications Corporation and the sole
stockholder of Overall Wireless.
27.00 Financial Data Schedule.
* Confidential treatment has been requested for certain portions of this
exhibit. The confidential portions have been marked with an asterisk and
have been filed separately with the Commission.
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