1
As Filed with the Securities and Exchange Commission on February 12, 1999
Registration No. 333-24385
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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POST-EFFECTIVE AMENDMENT NO. 1
TO
FORM S-3
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
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HMT TECHNOLOGY CORPORATION
(Exact name of Registrant as specified in its charter)
DELAWARE 94-3084354
(STATE OF INCORPORATION) (I.R.S. EMPLOYER IDENTIFICATION NO.)
1055 PAGE AVENUE
FREMONT, CALIFORNIA 94538
(510) 683-6000
(Address, including zip code, and telephone number, including area
code of Registrant's principal executive offices)
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RONALD L. SCHAUER
PRESIDENT AND CHIEF EXECUTIVE OFFICER
HMT TECHNOLOGY CORPORATION
1055 PAGE AVENUE
FREMONT, CALIFORNIA 94538
(510) 683-6000
(Name, address, including zip code, and telephone number,
including area code, of agent for service)
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Copies To:
JAMES C. KITCH, ESQ.
JULIA L. DAVIDSON, ESQ.
COOLEY GODWARD LLP
FIVE PALO ALTO SQUARE
3000 EL CAMINO REAL
PALO ALTO, CALIFORNIA 94306-2155
(650) 843-5000
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2
Termination of Offering and Removal of Securities From Registration
The Registrant hereby withdraws from registration $230,000,000 of its
5-3/4% Convertible Subordinated Notes due 2004, less any amounts which have been
previously sold or transferred.
3
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, the
Registrant certifies that it has reasonable grounds to believe that it meets all
of the requirements for filing on Form S-3 and has duly caused this
Post-Effective Amendment No. 1 to the Registration Statement to be signed on its
behalf by the undersigned, thereunto duly authorized in the City of Fremont,
State of California on February 9, 1999.
HMT TECHNOLOGY CORPORATION
By: /s/ Ronald L. Schauer
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Ronald L. Schauer
President and Chief Executive Officer
Pursuant to the requirements of the Securities Act of 1933, as amended,
this Post-Effective Amendment No. 1 to the Registration Statement has been
signed by the following persons in the capacities and on the dates indicated:
SIGNATURE TITLE DATE
- --------- ----- ----
/s/ Ronald L. Schauer Chairman of the Board, President February 9, 1999
- ---------------------------- and Chief Executive Officer
Ronald L. Schauer (Principal Executive Officer)
Director
- ----------------------------
Donald P. Beadle
* Director February 9, 1999
- ----------------------------
Bruce C. Edwards
/s/ Peter S. Norris Vice President, Finance, Chief February 9, 1999
- ---------------------------- Financial Officer, Officer, Treasurer
Peter S. Norris and Assistant Secretary (Principal
Financial and Accounting Officer)
* Director February 9, 1999
- ----------------------------
Neil M. Garfinkel
* Director February 9, 1999
- ----------------------------
Walter G. Kortschak
/s/ Richard S. Love Director February 10, 1999
- ----------------------------
Richard S. Love
/s/ Harry G. VanWickle Director February 11, 1999
- ----------------------------
Harry G. VanWickle
*By: /s/ Ronald L. Schauer
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Ronald L. Schauer
Attorney-in-Fact